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VOLUME XIX
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I
UMVERSITY Ui- (JAIJFORAU
SAiNTA BARBAIIA
Encyclopsedia Britannica.
Vol. XIX. (PHY-FRO).
Total number of Articles, 427.
PRINCIPAL CONTENTS.
PHYSICAL SCIENCES. J. Clerk Maxwell, late Pro-
fessor of Exjierimeutal Physics, Cambridge.
PHYSIOGNOMY. Alexander Macalister,M.D.,F.R.S.,
Professor of Anatomy, Cambridge.
PHYSIOLOGUS. Prof. J. P. X. Land, University of
Leyden.
PHYSIOLOGY. MICHAEL Foster, M.D., F.R.S., Profes-
sor of Physiology, University of Cambridge; J. G.
M'Kendrick, M.D., F.R.S., Professor of Physiology,
University of Glasgow ; and S. Howard Vines, M.A.,
F.R.S., Fellow of Christ's College, Cambridge.
PIANOFORTE. A. J. HiPKINS.
PIETISM. Rev. J. F.Smith.
PIGEON. Prof. Alfred Newton, F.R.S.
PIGMENTS. James Paton, Curator, Corporation Gal-
leries of Art, Glasgow.
PILGRIMAGE. Rev. R. F. Littledale, D.C.L.
PIN. JA.MES Paton.
PINDAR. R. C. Jebb, LL.D., Professor of Greek, Uni-
versity of Glasgow.
PINE. C. Pierpoint Johnson.
PIPPI. W. M. Rossetti, Author of "Fine Art. chiefly
Contemporary."
PIQUET. Henrt Jones ("Cavendish" ).
PIRACY'. J. Cladde Webster, Barrister-at-Law.
PISA. Prof. Pasquale Villari.
PISANUS. Prof. MoRiTZ Cantor, University of Heidel-
berg.
PISCICULTURE. G. Brown Goode, U.S., National Mu-
seum, Washington.
PISISTRATUS. J. G. Frazer, M.A.
PITT. Lord Macaulay.
PIUS II. Richard Garxett, LL.D.
PIUS IX. J. Bass Millincer, M.A.
PLAGUE. J. F. Payne. M.D.
PLAIN SONG. W. S. RocKSTUO, Author of " The Chor-
isters of S. Mary's."
PLANAKIANS. Prof. Li'dwig von Graff, Ph.D., School
of Forestry, AschafTenburg.
PLANTAGEn'et. James Gairdneb, Public Record Oftice,
London.
PLANTIN. P. a. Tiele, Librarian of the University of
Utrecht.
PLATE. Prof. J. II. Middleton.
PLATINUM. W.Dittmar, F.R.S. .Professorof Chemistry,
Anderson's College, Glasgow.
PLATO. Lewis Campbell, LL.D., Professor of Greek,
University of St. Andrews.
PLAUTUS. W. Y. Sellar, LL.D., Professorof Humanity,
University of Kdinburgh.
I'LESIOSAURIANS. E.T. Newton, Palaontologist to the
Geological Survey of the United Kingdom.
PLEURISY. J.O. Affleck, M.D.
PLINY. F. A. Paley.M.A., LL.D,
PLi'CKER. Geo. Ciirystal. M.A., Professor of Mathe-
matics. University of Edinburgh.
PLUTARCH. F. A.Palev.
PLYMOUTH HKETHRKN. F>rof. T. M. LiNDSAT. D.D.
PNEUMATIC DESPATCH. J. A. EwiN(i, li.Sc, Professor
of Kngiiieerlng, University College, Dundee.
PNKU.MATI(;s. Prof. CaroillG. Knott, D.Sc, Imperial
University, Toklo, Japan.
PNEUMONIA. J.O.AFFLECK, M.D.
POE. Prof. W. Minto, Author of " Characteristics of
English Poets."
POETRY. TiiEonoBE Watts.
POG(ilO. J. AnniNfiToN Symonds, M.A., Autho- %!
" Renaissance in Italy,"
POISONS. Thomas Stevenson. M.D. , Lecturerou t;hcm-
iatry, Guy's Hospital. London.
POKER. Henry Jones.
POLAND. W. R. MoRFiLL, M.A., and P. A. Kropotkine.
POLARITY. A.Crum Brown, M.D., LL.D., Professor of
Chemistry, University of Edinburgh.
POLAR REGIONS. Clements R. Markham.C.B., Author
of '• Threshold of the Uuknown Region."
POLICE. J. E. Davis, Legal Adviser to Metropolitan
Police Commissioners, Loudon.
POLITICAL ECONOMY. J. K. Ingram. LL.D., Librarian.
Trinity College, Dublin.
POLO, MARCO. Col. Henry YvLE.C.li.
POLYC.\RP. Adolf Harnack, Professor of Church His-
tory, University of Giessen.
POLY'NESIA. Rev. S. J. Whitmee.
POLYZOA. Prof. E. Ray Lankester, F.R.S.
POMPEII. E. H. Bunbury, M.A., Author of " History of
.\ncient Geography."
POMPEY. Rev. W. J. Brodribb, M.A.
PONTOON. Lieut.-General J. T. Walker, R.E.. C.B.,
F.R.S., Surveyor-Geueral of India.
POOR LAWS. J. E. Davis.
POPE, ALEXANDER. Prof. W. Minto.
POPEDOM. J. Bass Mullinger, M. A.
POPULATION. Wynnard Hooper, M.A.
PORTUG.\L. H. Morse Stephens and H. B. Briggs.
POST OFFICE. Edward Edwards aud W. B. Coolky
POTASSIUM. Prof. W. Dittmar.
POTATO. M. T. Masters, M.D., F.R.S. and W. G. Smith,
Author of " Diseases of Field and Garden Crop.s "
POTTERY AND PORCELAIN. Prof. Middleton.
POULTRY. W. B. Tegetmeier, F.Z.S., Author of "Man-
ual of Domestic Economy."
PRECEDENCE. F. Drummond.
PREDESTINATION. Rev. Marcis Dods, D.D.
PRESBYTERIANISM. OsMiND AIRY and Rev. Prof C
A. Briggs, D.D.
PRESCRIPTION. J. Williams and H. GouDY.
PRESERVED FOOD. James Paton.
PRESS LAWS. James Williams, M.A. , D.C.L
PRESTER, JOHN, Col. YULE.
PRICE, RICHARD. Rev. Thos. Fowler, M.A., President
of Corpus Christi College, Oxford.
PRIEST. Prof. W. Robertson Smith, LL.D.
PRIESTLEY'. J. Ai.LANsoN Picton.M.P.
PROMOGENITURE. Charles I. Elton, Q.C., M P.
PRISON DISCIPLINE. Major Arthur Griffiths, In-
8]>ecti)r of Prisons. Home Department, London.
PROBABILITY. Morgan W. Ckofton, B.A., F.R.S. , Fel-
low of the Royal University of Ireland.
PROCOPIUS. James Bryce.' D.C.L.. M. P., Regius Pro-
fessor of Civil Law, Unlvtrsity of Oxford.
PROJECTION. OlaI's IIenrici, LL.D., F.R.S., Professor
of Mechanics, City of London Institute.
PROMETHEUS. Andrew Lang, M.A.
PROPAGANDA. Most Rev. Archbishop D. Jacobini.
PKOPERTIUS. ProJ. J. Percivai. Postgate.
PROPHET. Pro''. W. R. Smith, and A. Harnack.
PROTOPLASM Patrick (iEODKs. K.U.S.E.
PROTOZOA. Prof. E. Ray Lankester.
PROUDIION. Thomas Kirkip, M.A,
PROVE!J(;aL LAN(;UAGK and literature. Prot.
Paui. Meyep.. Director of the ftcolc Natlonale des
Djartes, Paris.
PROVENCE. II. B. Briggs.
'•KO^UKlis.niiOK OF. Rev. A.B.David.son, D.D. .LL.D..
Professor of Hebrew and Old Testament Exegesis, New
College. Edinburgh.
PROVINCE. J. G. Frazer, M.A.
ENCYCLOPEDIA BEITANNICA,
P H Y-P H Y
PHYLACTERY {<j>vXaKTr]piov) is the name given in
the New Testament to thej'?3ri (tefillin) or "prayer-
thongs " of the Jews. Every Jew wears at prayer two of
these thongs — (1) the hand-tefilla, a leather thong wound
round the left arm and supporting a small ease containing
a parchment strip with the passages Exod. xiii. l-IO, 11-16,
Deut. vi. 4-9, xi. 13-21 written in four columns; (2) the
head-tefilla, a similar thong with the four passages inscribed
on four separate slips of parchment, and worn round the
head so that the box with the texts rests on the forehead.
The use of these phylacteries is justified by a literal inter-
pretation of expressions in the passages above cited, and
they form, together with the n'i"V (zizith) or " fringe "
(Numb. XV. 37 sq.) and the ntltp (meziiza) above the door,
the three sets of visible .signs by which the Israelite is
constantly reminded of his duty to God. The zizith is
no longer placed on tlie outer garment as in New Testa-
ment times (Matt, xxiii. 5), but on the wosllen scarves
called ri'?t3 (tallith), of which the Jewish man always wears
one, while another is wound round the head and neck
during prayer. The mezQza is now a longish box fixed
over the right doorjjost of houses or rooms and containing
a parchment with Deut. vi. 4-9, xi. 13-21.
In their origin there can be littlo doubt that the phylacteries
nvo, according to the proper sense of the Greek word, a kind of
amulet, not essentially (lilferent from the Aramaic kmCi, and in
fact "the Hebrew" of the Hcxapla uses the word " pliylacteries"
for the amulets [E.V. pillows) of Ezck. xiii. 18. Phylactery and
mezuza were supposed to keep off hurtful demons (Targ. on Cant.
viii. 3). For furtlicr particulars, see Surenhusius, Mishnn, i. 9 sq.,
nnd Bodenschatz, Kirch. Verf. d. heutigcn Judcn, iv. 9 sq.
PHYLLOXERA. See Vine.'
PHYSICAL CONSTANTS. -i See Weights and Mea^
SURES.
PHYSICAL GEOGRAPHY.'' See vol. x. pp. 210-212.<
PHYSICAL SCIENCES.' According to the original
meaning of the word, physical science would be that
knowledge which is conversant with the order of nature —
that is, *ith the regular succession of events whether
' Tlie paper of the late Professor J. Clerk Maxwell which is "pre-
sented to the reader under this head was prepared at the time when
the ninth edition of the Encyctopscd ia Britayinira was being planne<h
and bore in his MS. the title "Remarks on the Classification of the
fliysical Sciences."
19-1
mechanical or vital — iii so far as it has been reduced to
a scientific form. The Greek word " physical " would thus
be the exact equivalent of the Latin word " natural."
In the actual development, however, of modern science
and its terminology these .two words have come to be
restricted each to one of the two great branches into which
the knowledge of nature is divided according to its sub-
ject-matter. Natural science is now understood to refer
to the study of organized bodies and their development,
wliile physical «; science investigates those phenomena
primarily which are observed in things without life,
though it does not give up its claim to pursue this investi-
gation when the same phenomena take place in the body
of a living being. • In forming a. classification of sciences
the aim must be to determine the best arrangement ol
them in the state in which they now exist. We .there-
fore make no attempt to map out a scheme for the science
of future ages. We can ho more lay down beforehand
the plan according to which science will be developed by
our successors than we can anticii>ate the particular di»
coveries which they will make, fitill less can we found
our cla.ssificatioh on the order in time according to which
different sciences have been developed. This wo\ild be no
more scientific than the classification of the properties of
matter according to the senses by which wo have become
acquainted with their existence.
It is manifest that there are some sciences, of which we
may take arithmetic as the type, in which the subject-
Inatter is abstract, capable of e.xact definition, and incap-
able of any variation arising from causes unknown to us
which would in the slightest degree alter its properties.
Thus in arithmetic the properties of numbers dciicnd
entirely on' the definitions of these numbers, and these
definitions may be perfectly understood by any person wlio
will attend to them. •(• The same is true -of theoretical
geometry, though, as this science is associated in our
minds with i)ractical geometry, it is difficult to aVoid
thinking of the probability of qrror arising from unknown
causes affecting the actual mcasurem«nt of the quantities.
There are other sciences, again, of which we may take
biology as the type, in which tlie su.bjcct-matter is con-
crete, not capable of exact definition, and subject to the
influence of manv clauses quite unknown to us Thu» ia
PHYSICAL SCIENCES
biology many abstract words such as " species," " genera-
tion,"&c., may be employed, but the only thing which we
can define is the concrete individual, and the ideas which
the most accomplished biologist attaches to such words as
" species " or " generation " have a very different degree of
exactness from those which mathematicians associate, say,
with the class or order of a surface, or with the umbilical
generation of conicoids. Sciences of this kind are rich in
facts, and will be well occupied for ages to come in the
co-ordination of these facts, though their cultivators may
be cheered in the meantime by the hope of the discovery
of laws like those of the more abstract sciences, and may
indulge their fancy in the contemplation of a state of
scientific knowledge when maxims cast in the same mould
as those which apply to our present ideas of dead matter
will regulate all our thoughts about living things.
What is commonly called "physical science " occupies
a position intermediate between the abstract sciences of
arithmetic, algebra, and geometry and the morphological
and biological sciences. The principal physical sciences
are as follows.
A. The Fundamental Science of Dynamics, or the doctrine
of the motion of bodies as affected hy force. — The divisions
of dynamics are the following. (1) Kinematics, or the
investigation of the kinds of motion of which a body
or system of bodies is capable, without reference to the
cause of these motions. This science differs from ordinary
geometry only in introducing the idea of motion, — that is,
change of position going on continuously in space and
time. Kinematics includes, of course, geometry, but in
every existing system of geometry the idea of motion is
freely introduced to explain the tracing of lines, the
sweeping out of surfaces, and the generation of solids.
(2) Statics, or the investigation of the equilibrium of forces,
— that is to say, the conditions under which a system of
forces may exist without producing motion of the body to
which they are applied. Statics includes the discussion of
systems of forces which are equivalent to each other. (3)
Kinetics, or the relations between the motions of material
bodies and the forces which act on them. Here the idea
of matter as something capable of being set in motion by
force, and requiring a certain force to generate a given
motion, is first introduced into physical science. (4)
Energetics, or the investigation of the force which acts ■
between two bodies or parts of a body, as dependent on
the conditions under which action takes place between one
body or part of a body and another so as to transfer
energy from one to the other.
The science of dynamics may be divided in a different
manner with respect to the nature of the body whose
motion is studied. This forms a cross division, (1) Dyna-
mics of a particle ; including its kinematics or the theory
of the tracing of curves, its statics or the doctrine of forces
acting at a point, its kinetics or the elementary equations
of motion of a particle, and its energetics, including, as
examples, the theory of collision and that of central forces.
(2) Dynamics of a connected system, including the same
subdivisions. This is the most important section in the
whole of physical science, as every dynamical theory of
natural phenomena must be founded on it. The sub-
divisions of this, again, are — a. dynamics of a rigid
system, or a body of invariable form ; h. dynamics of a
fluid, including the discussion (a) of its possible motion,
{B) of the conditions of its equilibrium (hydrostatics), ,
(y) of the action of force in producing motion (hydro-
dynamics, not so unsatisfactory since Helmholtz, Stokes,
and Thomson's investigations), and (8) of the forces called
into play by change of volume ; c. dynamics of an elastic
body ; d. dynamics of a viscous body.
£. The Secondary Physical Sciences, — Each of these
sciences consists of two divisions or stages. In the ele-
mentary stage it is occupied in deducing from the observed
phenomena certain general laws, and then employing these
laws in the calculation of all varieties of the phenomena.
In the dynamical stage the general laws already discovered
are analysed and shown to be equivalent to certain fornis
of the dynamical relations of a connected system (A, 2),
and the attempt is made to discover the nature of the
dynamical system of which the observed phenomena are
the motions. This dynamical stage includes, of course,
several other stages rising one above the other ; for we
may successfully account for a certain phenomenon, say
the turning of a weathercock towards the direction of the
wind, by assuming the existence of a force having a parti-
cular direction and tending to turn the tail of the cock in
that direction. In this way we may account not only for
the setting of the weathercock but for its oscillations about
its final position. This, therefore, is entitled to rank as a
dynamical theory. But we may go on and discover a
new fact, that the air exerts a pressure and that there is
a greater pressure on that side of the cock on which the
wind blows. This is a further development of the theory,
as it tends to account for the force already discovered.
We may go on and explain the dynamical connexion be-
tween this inequality of pressure and the motion of the
air regarded as a fluid. Finally, we may explain the
pressure of the air on the hypothesis that the air consists
of molecules in motion, which strike against each other and
against the surface of any body exposed to the air.
The dynamical theories of the different physical sciences
are in very different stages of development, and in almost
all of them a sound knowledge of the subject is best
acqiiired by adopting, at least at first, the method which
we have called "elementary," — that is to say, the study
of the connexion of the phenomena peculiar to the science
without reference to any dynamical explanations or hypo-
theses. Thus we have —
(1) Theory of gravitation, with discussion of the weight
and motion of bodies near the earth, of the whole of
physical astronomy, and of the figure of the earth. There
is a great deal of djoiamics here, but we can hardly say
that there is even a beginning of a dynamical theory of
the method by which bodies gravitate towards each other.
(2) Theory of the action of pressure and heat in chang-
ing the dimensions and state of bodies. This is a very
large subject and might be divided into two parts, one
treating of the action of pressure and the other of heat.
But it is much more instructive to study the action of
both causes together, because they produce effects of the
same kind, and therefore mutually influence each ether.
Hence the term "thermodynamics" mighf be extended to
the whole subject were it not that it is already rastricted to
a very important department relating to the transformation
of energy from the thermal to the mechanical form and
the reverse. The divisions of the subject are seven, (a)
Physical states of a substance, — gaseous, liquid, and solid ;
elasticity of volume in all three states ; elasticity of figure
in the solid state ; viscosity in all three states ; plasticity
in the solid state ; surface-tension, or capillarity ; tenacity
of solids ; cohesion of liquids ; adhesion of gases tn liquids
and solids. (6) Effects of heat in raising temperature,
altering size and form, changing physical state, (c) Ther-
mometry, {d) Calorimetry. (e) Thermodynamics, or the
mutual convertibility of heat and work. (/) Dissipation
of energy by diffusion of matter by mixture, diffusion of
motion by internal friction of fluids, diffusion of heat by
conduction. (^) Theory of propagation of sound, vibra-
tions of strings, rods, and other bodies.
(3) Theory ■ of radiance. (a) Geometrical optics ;
theory of conjugate foci and of instruments. (6) Ve'ocity
P H Y — P H Y
of light in different media, (c) Prismatic analysis of
light, — spectroscopy, radiant heat, visible radiance,
ultra-violet rays, calorescence, <fec., fluorescence, &c.
(d) Colours of thin plates, diffraction, &c. {d') Proof of
the existence of wave-lengths and wave-periods (prepara-
tion for dynamical theory), (e) Polarized light, radiant
heat, (fee. (e') The disturbance is transverse to the ray.
(/) Quantity of energy in the total radiation from a hot
body ; Provost's theory ot .exchanges, <fec. {cf) Theory of
three primary colours.
(4)- Electricity and magnetism, (a) Electrostatics, or
distribution and effects of electricity in equilibrium. (6)
Electrokinematics, or distribution of currents in conductors,
(c) Magnetism and magnetic induction (diamagnetism,
«fec.). (d) Electromagnetism, or the effects of an electric
current at a distance. Under (6) we may discuss electro-
chemistry, or the theory of electrolysis ; under (c) terres-
trial magnetism and ship's magnetism; and after {d) comes
electrokinetics, or electromagnetic phenomena considered
with reference to the fundamental science of dynamics.
There is also Faraday's discovery of the effect of magnet-
ism on light and the electromagnetic theory of light.
Chemistry is not included in this list, because, though
dynamical science is continually reclaiming large tracts of
good ground from the one side of chemistry, chemistry
is extending with still greater rapidity on the other side
into regions where the dynamics of the present day must
put her hand upon her mouth. Chemistry, however, is a
physical science, and a physical science which occupies a
very high rank. (j. c. m.)
PHYSIOGNOMY. By the Act of ParHament 17
George TI. c. 5 all persons pretending to have skill in
physiognomy were deemed rogues and vagabonds, and
were liable to be publicly whipped, or sent to the house
of correction until nest sessions. ^ The pursuit thus stigma-
tized as unlawful is one of great antiquity, and one which
in ancient and mediaeval times had an extensive though
now almost forgotten literature. Physiognomy was re-
garded by those who cultivated it as a twofold science —
(1) a mode of discriminating character by the outward
appearance and (2) a method of divination from form
and feature. It was very early noticed that the good
and evil passions by their continual exercise stamp their
impress on the face, and that each particular passion has
its own expression. Thus "far physiognomy is a branch of
physiology, and from a very early age of human thought
it attracted philosophic attention. But in its second
aspect it touched astrology, of which Galen ^ gays that
the physiognomical part is the greater, and this aspect
of the subject bulked largely in the fanciful literature of
the Middle Ages.
The name originated with the Greeks, who called it
<i>xfTioyv(i>iiia, (jjiKrioyvtonovia, or i^vcrioyvtajtxxrvvi). Accord-
ing to Principal BlackwelP of Aberdeen, Homer wrote
upon the lines of the hand ; but this is not supported by
classical authority. That Homer was a close observer of
appearance as correlated with character is shown in his
description of Thersites* and elsewhere. Hippocrates,
writing about 450 B.C., refers to this subject, but not in
' Tlio Act 39 Elizalieth c. 4 declared "all persons fayning to
have knowledge of Phisiognomio or like Fantastical! Ymaginacious "
liable to "be stripped naked from the middle npward.s and openly
whipped nntil hi.s body be blondyc." This was modified by 13 Anne
c. 26, still further by 17 Georp;e II. c. 5, which was re-enacted by 5
George IV. c. 83. This last Act only specifies palmtstry.
' Galen, Uepl KaTaMadiis wpoyvurriKd (ed. Kiihn, xii. 630).
* Proofs of l/tt Inquiry into the Life and WrittTigs of Homer,
London, 1747.
* II., ii. 214. See also Blackwell's Tn/iuiry, 2d ed., 1736, p. 330.
A physiognomical ftiidy of the Homeric heroes is given by llalalas,
Chronogr., ed. Dindorf, v. p. 105.
detail.* He believed in the influence of environment in
determining disposition, and in the reaction of these upon
feature, — a view in which he is supported later by Trogus.
Galen speaks of it at more length in his work Yltpl tZv
Tjjs ^K^j/s Tjduiv, in which, having discussed the nature
and immortality of the soul, he proceeds in chapter vii. to
a brief study of physiognomy (ed. Kiihn, iv. 795). How-
ever, at the end of the chapter he passes over the current
physiognomical speculations, saying that he might criticize
them but feared to waste time, and become tedious over
them. In the eighth chapter he quotes with approbation
the Hippocratic doctrine referred to above ; and in a
later work, Hepl KaraKXiaewi irpoyvitXTTiKa, he speaks of
its relations to medicine thus : " Hippocrates igitur, et
vetustate admodum notus et scientia admirandus, in-
quit, 'quocunque exercentes medicinam, physiognomonise
sunt expertes, horum mens in tenebras devoluta torpida
senescit,' " &c^ We learn both from lamblichus ' and
Porphyry * that Pythagoras was in the habit of diagnos-
ing the characters of candidates for pupilage before ad-
mitting them. However, he seems to have discredited
the current physiognomy of- the schools, as he rejected
Cylo the Crotonian from his discipleship on account of
his professing these doctrines, and thereby was brought
into considerable trouble.* Plato also tells us that Socrates
predicted the promotion of Alcibiades from his appearance;
and Apuleius '" speaks of Socrates recognizing the abilities
of Plato at first view. On the other hand, it has been
recorded by Cicero" that a certain physiognomist, Zopyrus,
who professed to know the habits and manners of men from
their bodies, eyes, face, and forehead, characterized Socrates
as stupid, sensual, and dull (bardus), " in quo Alcibiades
cachinnum dicitur sustulisse." Alexander Aphrodisiensis ^^
adds that, when his disciples laughed at the judgment,
Socrates said it was true, for such had been his nature
before the study of philosophy had modified it. Zopyrus
is also referred to by Maximus Tyrius^^ as making his
recognitions " intuitu solo."
That one's occupation stamps its impress on the out-
ward appearance was also noticed at an early period. In
the curious poem in praise of literature found in the
Sallier papyrus (II.) in the British Museum this is ex-
patiated on, and the effects of divers handicrafts on the
workmen are compared with the elevating influences of a
literary life by an Egyptian scribe of the Xllth Dynasty,
perhaps 2000 years B.c.^* Josephus tells us that Ca;sar
detected the pretence of the spurious Alexander by his
rough hands and surface.'^
The first systematic treatise which has come down to
us is that attributed to Aristotle,^" in which he devotes
six chapters to the consideration of the method of study,
the general signs of character, the ])articular appearances
characteristic of the dispositions, of strength and weakness,
' Il'ipi aipuu, vSdruv, riiruix fed, Eiibn. i. 6471.
« Op. cit., xi\. p. 630.
' Ilcpi piou IIuflayopiKoO XiSvot, i. 17, Amsterdam, 1707, p. 59.
' De vita Pylhagorie, Amsterdam, 1707, p. 16. This. author tells
ns that ho applied the same ride to his friends. See also Auliu
Gellius, L ix. " lambliohus, p. 49.
'» Philosophi Platonici, i., "De dogniatc," Leyden, 1714, p. 3(.
" De/ato, Geneva, 1684, iii. p. 303, 1. 25.
" II<pi (IfjJipixiiirii, § 6, London, 1663.
" Diss., XV., Cambridge, 1703, p. 157.
" Select Papyri, pi. XV., xijc., and (Anasta-si) ibid., cxiTiii.-cxxxiiJ.
'" Ant., xvii. 12, 2.
" Authors differ in their views as to its authenticity, but Diogenes
Laertius (v. 22) and Stolwus (Serin., clxxxix.) both believe it to bo
genuine The chief dilhculty is the reference to a ccitain sophist,
Dionysius, but this is probably an interpolation. There are phjuio-
gnomic references in other writings of Aristotle (cf. Anal, pr., ii. c.
30 ; Hist, anim., i. 8, kc.) suflicient to justify the attribution of the
treatise to him. On tliis, see Franz, Preface, p. vi. tq., of his Scrip-
tores physiuijnomias veieits, Lcipsic 1780.
PHYSIOGNOMY
o£ genius and stupidity, of timidity, impudence, anger,
and their opix>sites, &c. Then he studies the physiognomy
of the sexes, and the characters derived from the different
features, and from colour, hair, body, limbs, gait, and
voice. He compares the varieties of mankind to animals,
the male to the lion, the female to the leopard. The
general character of the work may be gathered fromi
the following specimen. While discussing noses, he says
that those with thick bulbous ends belong to persons who
are . insensitive, swinish; sharp -tipped .belong to the
irascible, those easily provoked, like dogs ; rounded, large,
obtuse noses to the magnanimous, the lion-like ; slender
hooked noses to the eagle-like, the noble but grasping;
round-tipped retrousse noses to the luxurious, like barn-
door fowl ; noses vrith a very slight notch at the root belong
to the impudent, the crow-Like ; while snub noses belong
to persons of luxurious habits, whom he compares to deer ;
open nostrils are signs of passion, <fec. Several good
editions have been published,^ and numerous voluminous
commentaries written upon it;- most subsequent authors
have copied from it, with or witliout acknowledgment.
References exist to a work on physiognomy by Theo-
phrastus, but it is not extant ; and the next important
author is i&elampus, the Egyptian hierogrammateus, who
lived at the court of Ptolemy Philadelphus, and wrote,
about 270 B.C., the work Uepl iraXjiMv /xovtik^. This,
while descriptive, like that of Aristotle, deals largely in
Dmens, in divination from neevi and the twitchings of limbs.
It was edited by Camillus Peruscus, and ^published at
Rome (1545) along with those of Polemon and Adaman-
tius.' References to physiognomy are to be found in many
of the Greek classics.* Apion speaks of the metopo-
scopists who judge by the appearance of the face, and
Cleanthes the Stoic says it is possible to tell habits from
the aspect (cf. Ecclus. xix. 29, 30). "^ Polemon . (<•. 150
A.D.) is the next in order who has left a treatise on the
subject, similar in character to that of Aristotle; but he
excels in graphic descriptions of different dispositions and
differs only from Aristotle in some of his animal com-
parisons. The best modern edition of his work is contained
in Franz's Scriptores physioc/rtomiai veteresf It was trans-
lated into Latin and published at Venice' by Nicholas
Petreius in 1534. This book was referred to by Albertus
Magnus, who attributes to its author a second work on 'the
subject. A more important contribution to the literature
of physiognomy was added by a converted Jew, Adaman-
tius, about 415. This work is in two books, the first on
the expression of the eye, the second on physiognomy in
general, mostly Aristotelian in character. He professes
to have learned much from the Egj-ptians, and tells us that
nature speaks in the forehead and face and in the silence
of the mouth. . He follows Aristotle in holding rather
a low opinion of the intellect of the female sex, whom
he makes the subject of .some rather depreciating com-
parisons. His work was edited with the 'foregoing by
Franz.' Artemidorus, Loxus, Philemon, Posidonius,* Con-
^ That of J. G. Franz (Leipsic, 1780) is the best ; Audreas Lacuna
published a Latin version, Paris, 1535 ; Willichius, another at
Wittenberg, 1538.
^ Fontain's Comvientary (Paris, 1611), Camillus Baldus of Bologna
(1621), Sanchez of Toulouse (1636).
3 And later by Franz {op, cit., p. 470).' _
* See an interesting paper on " Stretching and Yawning as Signs of
Madness," by Professor Ridgeway {Travis. Camh. Philol. Soc, vol. i.
p. 210), which refers to' Aristoph., Il'asjjs, 64'2,''vvith which he compares
Plautus, Menmchmi, 279. Other references exist to physiognomy in
Cassiodorus, Isidorus, Meletius. and Nemesius, but none of any very
great importance.
' U was edited by Janus' Comaro at Marburg, 1543, by Bonum of
Paris ten years later, by Camillus Peruscus, by Petrsius, and by Sylburg
in the sixth volume of his Aristotle.
* Uepl TraXixUv. See Justin MartjT'a Qtiwst, ad orthodox., xix.,
Tol. ii.. Paris, 1742, p. 461,
stantiniis,^ are other early authors frequently quoted by
16th-century writers, while- Phemonoe,Antiphon, Helenua
of' Syracuse, and Eumolpius are mentioned as 'writers by
Porta, Albertus Magnus, and others, but their works are
not extant, f
The . Latin classics occasionally^ref er to physiognomy :
Juvenal (vi. 383) speaks of the examination of forehead
and face, but not with much respect; Suetonius ( Vita Titi,
2) tells us, "Quo quidem tempore, aiunt, metoposcopum a
Narcisso, Claudio liberto, adhibitum, ut Britannicus in-
spiceret " ; and Pliny also refers to it {H. N., xxxv. .10).
References also exist in the writings of Clement of
Alexandria ; and Origen,' while speaking of the Je'wish
fable as to the birth of Christ, asks. Is it possible, if there
be any truth in the science taught by 'Zopyrus, Loxus, find
Polemon, that such a soul as Christ's could have been
provided ■with a suitable body in such a way 1 Sir George
\VTiarton quotes the text Job xxxvii. 7, " He impresseth
(Dinn^) the hand of every man, that aU may know Hia
work," as an authority for chiromancy, 'and other chiro.
mantists have followed him in so doing.*^
Hitherto the physiognomy of the schools had been
chiefly descriptive ; in the succeeding period the astro^
logical side, whose gradual development may be noted,
becomes the most important part. Hence in the sub-
« sequent or second stage of history chiromancy is specially
predictive in character, and attains an importance it had
not originally possesseid. ^ The treatises also contain occa-
sional digressions on onychomancy, alectoromancy, clido-
mancy, coscinomancy, podoscopy, spasmatomancy, &c.
Along , with the medical science of the period the
Arabians took up the study of physiognomy : v 'All b.
Ragel wrote a book on nasvi ; Rhazes (1040) devoted
several chapters of hi^ medical work to it ; and Averroea
(1165) made many references to it in his De Sanitate
(p. 82, Leyden, 1537); Avicenna also mak^ some acute
physiognomical remarks in his De Animalibus, which was
translated by Michael Scott ^about^L2 70, but printed
subsequently (without date or place). Albertus Magnus
(born 1205) devotes much of the second tract of his De
Animalibus to the consideration of physiognomy.'. There
is, however, nothing original in the treatise,- which largely
consists of extracts from Aristotle, Polemon, and Loxus.'
He does not enter so much into the animal comparisons of
his predecessors, but occupies himself chiefly 'svith simple
descriptive physiognomy as indicative of character ; and
the same is true of the many scattered notes in the writ-
ings of Duns Scotus and Thomas Aquinas. The famous
sage of Balvvearie, Michael Scott, while court astrologer
to the emperor Frederick II., wrote his treatise Be hominia
phisionomia (c. 1272), much of which is physiological
and of curious interest. It was not printed until "147 7,
and the edition was not illustrated. The physiognomical
treatise forms the third jiart of his work De secretii
naturx.~ In 1335 Petrus de Abano of Padua delivered
in Paris a course of lectures on this subject (afterwards^
edited by Blondus, 1544), a few years before he was burned
for heresy. Shortly after the introduction of printing in
the 15th century a large number of works on physiognomy
were produced ; probably the oldest is the block book by
Hartlieb, Die K^mst Ciromantia. This is an exceedingly
rare folio, of which one fine copy is extant in Paris ; eacji
page bears a figure of a giant hand from 7 to lOi inches
long, inscribed with characteristic words, and with a small
amount of description below ;^ there are twenty-seven suclj
' Constantinus Africanns," De- /ii'mHifi.BSiuia et ;i}'incipaUbiii
niemhris corporis hnmani, Basel. 1541, folio.^
* Contra. Cetsum, i. 33.^
' For other references to Scriptural allusions to 'pbyaiojoowy, sea
Vacchius, Observation's in div. script., Naples, 164L-
PHYSIOGNOMY
■plates. A description of another perfect copy belonging
to Earl Spencer occurs in Dibdin's Bibliographical De-
cameron (1817), vol. i. p. 143, and four imperfect copies
are knowTi to exist elsewhere. The date of Hartlieb's
work is probably HTO. This and Michael Scott's books
were the first printed works on the subject.
The IGth century was particularly rich in publications
on physiognomy. Not only were the classical works
printed, but additions were made to the literature by
Codes, Corvus, Johannes de Indagine, Cornaro, Blondus,
Douxciel, Pompeius Ronnseus, Gratarolus, Niquetius, Pom-
ponius Gauricus, Tricassus, Cardan, Tiberius, Thaddseus
ab Hayek, Taisnierus, Rizzacasa, Campanella, Hund, Picci-
olus, Rothman, Johannes Padovanus, and, last and greatest
of all, Giambattista della Porta. Several works also ap-
peared in England, the earliest being the anonymous On tJie
Art 0/ foretelling Future Events by Inspection of the Hand
(London, 1504). A second anonymous work, A pleasant
Introduction to the Art of Chiromancie and Physiognomic, waa
published at the same place in 1558. Neither of these is of
any merit. The first English work with the author's name
is that of Dr Thomas Hill (1571), The Contemplalion of
Mankynde, contayning a singular Discourse after the Art of
Phisiognomie. This is rather quaintly written, but is simply
an adaptation from the Italian writers of the day. Another
anonymous author about this period, but whose work has no
date, writes, under the name " Merlin Britannicus," upon
moles and naevi after the model of "All b. Ragel. The
word " physiognomy " had been introduced into England
before this century, and, from analogy with the Greek,
had been used in the sense of the outward appearance, or
the face : thus in Udall's translation of the paraphrase
of Erasmus on Mark iv. it occurs spelt "phisnomi"; the
pugnacious bishop of Ossory, Bale, in his English Votaries,
spells it "physnomie" (pt. i. ch. ii. p. 44).
The rise of the study of anatomy served largely to bring
physiognomy into discredit by substituting real facts for
fictions ; hence in the 1 7th century its literature, while not
smaller in quantity, was less important in quality. The
principal authors are Goclenius, Fuchs, Timpler, Tischbein,
Gallimard, Moldenarius, Septalius, Hertod, Scarlatini,
Saunders, Withers, Helvetius, Lebrun, Elsholtius, De la
Belliire, Philipp May, Evelyn, Freius, Baldus, Torreblanca,
Otto, Bulwer, Rhyne, Merbitziu.s, Fludd, Zanardus, Fiuella,
Tamburini, Etzler, Vecchius, Praetorius, De la Chambre,
and Giraldus.
The 18th century shows a still greater decline of interest
in physiognomy. Historians of philosophy, like Meursius
and Franz, re-edited some of the classical works," and
Fiilleborn reviewed the relation of physiognomy to philo-
sophy. Indeed the only name worthy of note is that
of Lavater (?.!'.). The other authors of this century
are Peuschel, Spon, Lichtenberg, Schutz, Wegelin, Pornetty,
Girtanner, Grohmann, and several anonymous writers, and
from the anatomical side Lancisi, Parsons, and Peter Cam-
per. The popular style, good illustrations, and pious spirit
pervading the writings of Lavater have given to tliem a
popularity they little deserved, as there is really no .system
in his work, which largely consists of rhapsodical comments
upon the several portraits.- Having a liappy knack of
estimating character, especially when acquainted with the
histories of the persons in tpicstion, the good pastor con-
|trlved to write a graphic and readable book,»but one much
inferior to Porta's or Aristotle's as a systematic treatise.
(With him the descriptive school of physiognomists may be
said to have ended, as the astrological ])hysiognoray expired
with De la RcUiere. The few straggling works which
have since a[)peared are scarcely deserving of notice, the
rising attraction of phrenology having given to pure phy-
siognomy the couj> de ijrdcc bjr taking into itself whatever
was likely to live of the older science. The writers of this
century are Hcirstig, Maas, Rainer, Cross, Stohr, Sehler,
Diez, Cams, Piderit, Biu-gess, and Gratiolet.
The physiological school of physiognomy (vas fore-
shadowed by Parsons and founded by Sir Charles Bell,
as his Essay on the Anatomy of Expression, published in
1806, was the first really scientific study of expression.
He was one of the first who accurately correlated the
motions expressive of the passions with the muscles which
produce them, and in the later editions of hia work these
descriptions are much enlarged and improved. Shortly
after the appearance of the first edition of Bell's Essay
Moreau published his first edition of Lavater along some-
what the same lines (1807). The experiments of Ducheune
(Mecanisme de la Physionomie Eumaine, Paris, 1862) showed
that by the use of electricity the action of the separate
muscles could be studied and by the aid of photography
accurately represented. These tested and confirmed by
experimental demonstration the hypothetic conclusions
of Bell. The machinery of expression having thus been
clearly followed out, the correlation of the physical actions
and the psychical states was made the subject of specula-
tion by Spencer {Psychology, 1855), and such speculations
were first reduced to a system by Darwin (Expression of
Emotions, 1872), who formulated and illustrated the fol-
lowing as fundamental principles.
.1) Certain complex acts are of direct or indirect service under
certain conditions of the mind in order to relieve or gratify certain
sensations or desires ; and whenever the same state of mind is
induced the same set of actions tend to be performed, even when
they have ceased to be of use. (2) When a directly opposite state
of mind is induced to one with which a definite action is correlated,
there is a strong and involuntary tendency to perform a reverse
action. (3) When the sensorium is strongly excited nerve -force
is generated in excess, and is transmitted in definite directions,
depending on the connexions of nerve-cells and on habit.
It follows from these propositions that the expression of
emotion is for the most part not under the control of the
will, and that those striped muscles are the most expressive
which are the least voluntary. The philosophy of phy-
siognomy may be formulated upon this definite theoretic
basis. (1) The actions we look upon as expressive of
emotions are such as at some time w-^ere serviceable in
relieving or gratifying the desires or sensations accom-
panying the emotion. (2) Such actions become habitually
associated with the mental condition and continue even
where their utility is lost. (3) Certain muscles which pro-
duce these actions become from habitual action strength-
ened, and, when the skin diminishes in fulness and
elasticity with advancing age, the action of the muscle
produces furrows or wrinkles in the skin at fight angles
to the course of the fibres of the "muscle. (4) As the
mental disposition and proneness to action are inherited
by children from parents, so the facility and proneness to
expression are similarly developed under the law of heredity.
(5) To some extent habitual muscular action and the
habitual flow of nerve-force in certain directions may alter
the contour of such bones and cartilages as are thereby
acted ujwn by the muscles of expression. Illustrations of
these theoretic propositions are to be found in the works
of Bell, Duchenne, and Darwin, to which the student may
be referred for further information.
For information on artistic anatomy as applied to physiognomy see
the catalogue of sixty-two authors by Ludwig Cboulant, Gcschichic
unci Bibliographic dtr avatomischcn Ahbildung, kc, Lcipsic, 1852.
and tbo w-orks of the authors enumerated above, especially those of
Aristotle, I-'ranz, Porta, Cardan, Corvus, and Unhvcr. An attempt
has been made recently to rehabilitate palmistry by D'Arpentignv
and Desbarrollcs, for summaries of which see the wolks of Bcaniisii
and Craig. For physiognomy of disease, besides the usual medical
liandbooks, see Cabuchct, Essai sur r Expression de la Face dnns let
Maladies, Taris, 1801. For ethnological physiognomy, see amongst
older authors Gratarolus, and amongst moderns the writers cited ia
the various textbooks on anthronology. (.V. MA.)
6
PHYSIOLOGUS
PHYSIOLOGUS, the most common title of a collection
of some fifty Christian allegories much read in the Middle
Ages, and still existing in several forms and in about- a
dozen Eastern and Western languages. As nearly all its
imagery is taken from the anunal world, it is also known
as the Bestiary. There can be hardly a doubt about the
time and general circumstances of its origin. Christian
teachers, especially those who had a leaning towards gnostic
speculations, took an interest in natural history, partly
because of certain passages of Scripture that they wanted
to explain, and partly on account of the divine revelation
in the book of nature, of which also it was man's sacred
duty to take proper advantage. Both lines of study were
readily combined by applying to the interpretation of de-
scriptions of natural objects the allegorical method adopted
for the interpretation of Biblical texts. Now the early
Christian centuries were anything but a period of scientific
research. Rhetorical accomplishments were considered to
be the chief object of a liberal education, and to this end
every kind of learning was made subservient. Instead of
reading Aristotle and other naturalists, people went for
information to commonplace books like those of jElian,
in which scraps of folk-lore, travellers' tales, and fragments
of misapprehended science were set forth in an elegant
style for the enjoyment of the general reader. Theological
writers -with a merely literary training were not in the
least prepared to question the worth of the marvellous
descriptions of creatures that were current in the schools
on the faith of authorities vaguely known as " the history
of animals," " the naturalists," and " the naturalist " in
the singular number (</)W7-io\d)'os).i So they took their
notions of strange beasts and other marvels of the visible
world on trust and did their best to make them available
for religious instruction. In some measure we find this
practice adopted by more than one of the fathers, but it
was only natural that the Alexandrian school, with its
pronounced taste for symbolism, should make the most of
it. Clement himself had declared that natural lore, as
taught in the course of higher Christian education accord-
ing to the canon of truth, ought to proceed from "cosmo-
gony" to "the theological idea,"- and even in the little
that is left of the works of Origen we have two instances
of the proceeding in question,' And yet the fact that
these reappear in the Phydolog-us would not suffice to
stamp the work as a series of extracts from Alexandrian
writings, as parallels of the same kind can be adduced
from Epiphanius (loc. cit.) and Ephraem Syrus {0pp. Syr.,
\L pp. 17, 130). Father Cahier would even trace the book
to Tatian, and it is true that that heresiarch mentions a
writing of his own upon animals. Still the context in
which the quotation occurs makes it evident, that the
subject-matter was not the nature of particular species
nor the spiritual lessons to be drawn therefrom, but rather
the place occupied by animal beings in the system of
creation. On the other hand, the opinion of Cardinal Pitra,
who referred the Phydologus to the more orthodox though
somewhat peculiar teaching of the Alexandrians, is fuUy
borne out by a close examination of the irregularities of
doctrine pointed out in the Physiologus by Cahier, all of
which are to be met with in Origen. The technical words
by which the process of allegorizing is designated in the
Physiologus, like Ipixr/vda, . dewpta, afaycoy^, dWijyopia,
are familiar to the students of Alexandrian exegesis. It
^ Origen, Sel. in Jerevi., xvii. 1], " iv t^ vepl ^i^uif IffTopiif" \
Epl^iliaii., .idv. Hxr., i. 8, p. 274 (ed. D. Petav.), "us (fiaaiv o!
<t>mioK6yoi" ; Origen, Horn, xvii, in Gen. xliv. 9, "nam chysiologus
de catulo leonis scribit."
' Strom., iv. p 5^4 (ed. Potter), 7 ^oCf Ktiri rht rfis dXijStfas
Ktivliva Yvua-Ti/c^s 7rapa56(T€tJS (^vaioKoyia, /laXXof 5^ iiroTTTda., €k
Tou Trepi KO(Tfioyoiias ^pTTjrai \6yov^ ind^vSf dva^aivovaa iirl t6
OioXoyiKdv dSos.
has, moreover, been remarked that almost all the animals
mentioned were at home in the Egypt of those days, or
at least, like the elephant, were to be seen there occasion-
ally, whereas the structure of the hedgehog, for instance,
is explained by a reference to the sea-porcupine, better
known to fish -buyers on the Mediterranean. The fables
of the phoenix and of the conduct of the wild ass and the
ape at the time of the equinox owe their origin to astro-
nomical symbols belonging to the Nile country.^ In both
chapters an Egyptian month is named, and elsewhere the
antelope bears its Coptic name of "antholops."
That the substance of the Physiologus was borrowed
from commentaries on Scripture ■* is confirmed by many of
the sections opening with a text, followed up by some such
formula as " but the Physiologus says." ^Vhen zoological
records failed, Egypto-Hellenic ingenuity was never at a
loss for a fanciful invention distilled from the text itself,
but which, to succeeding copyists, appeared as part of the
teaching of the original Physiologus. As a typical instance
we may take the chapter on the ant-lion, — not the insect,
but an imaginary creature suggested by Job iv. 11. The
exceptional Hebrew for a lion (layish) appeared to the
Septuagint translators to call for a special rendering, and
as there was said to exist on the Arabian coast a lion-like
anunal called "myrmex" (see Strabo, xvi. p. 774 ; /Elian,
N. A., vii. 47) they ventured to give the compound noun
" myrmekoleon." After so many years the commentators
had lost the key to this unusual term, and only knew that in
common Greek "myrmex" meant an ant. So the text " the
myrmekoleon hath perished for that he had no nourish-
ment " set them pondering, and others reproduced their
meditations, with the following result : " The Physiologus
relates about the ant-lion : his father hath the shape of a
lion, his mother that of an ant ; the father liveth upon
flesh, and the mother upon herbs. And these bring forth
the ant-lion, a compound of both, and in part like to either,
for his fore part is that of a lion, and his hind part like
that of an ant. Being thus composed, he is neither able
to eat flesh like his father, nor herbs like his mother ;
therefore he perisheth from inanition " ; the moral follows.
At a later period, when the church had learnt to look
with suspicion upon devotional books likely to provoke the
scoffing of some and lead others into heresy, a work of tfcis
kind could hardly meet with her approval. A synod of
Pope Gelasius, held in 496, passed censure, among others,
on the "Liber Physiologus, qui ab hasreticis conscriptus est
et B. Ambrosii nomine signatus, apocryphus,"and evidence
has even been offered that a similar sentence was pro-
nounced a century before. Still, in spite x)f such measures,
the Physiologus, like the Church History of Eusebius oT
the Pastor of Hernias, continued to be read with general
interest, and even Gregory the Great did not disdain to
allude to it on occasion.. Yet the Oriental versions, which
had certainly nothing to do with the Church of Rome,
show that there was no systematic revision made according
to the catholic standard of doctrine. The book remained
essentially the same, albeit great liberties were taken with
its details and outward form. There must have been many
imperfect copies in circulation, from which people tran-
scribed such sections as they found or chose, and afterwards
completed their MS. as occasion served. Some even re-
arranged the (jontents according to the alphabet or to
zoological affinity. So little was the collection considered
as a literary work with a definite text that every one
assumed a right to abridge or enlarge, to insert ideas of his
' Cp Leemaus on HorapoUo, i. 16, 34.
* Including the Apocrypha. See the Icelandic account of the ele-
phant, also a decidedly Alexandrian fragment upon the fidpyos, founded
upon 4 Macoab. i. 3, which has got into the scholia upon the Odi/ssey,
xviii. 2 (ii. p. 633. ed. Dindorf, Oxford, 1855).
PHYSIOLOGUS
own, or fres'a Scriptural quotations ; nor were the scribes
and translators by any means scrmmlous about the names
of natural objects, and even the passages from Holy Writ.
P/it/.siuloffus had been abandoned by scholars, and left to
take its chance among the tales and traditions of the un-
educated mass. Nevertheless, or rather for this very reason,
its symboLs found their way into the rising literature of
the vulgar tongues, and helped to quicken the fancy of the
artists employed upon church buildings and furniture.'
The history of the Pliyuologus has become entwined
from the beginning with. that of the commentaries on the
account of creation in Genesi3j(]2.The principal production
of this kind in our possession is the Hexaemeron of Basil,
which contains several passages very like those of the
Phi/siolojus. For instance, in the seventh homily the fable
of the nuptials of the viper and the conger-eel, known
already to jElian and Oppian, and proceeding from a
curious misreading of Aiistotle (Hist. An., v. 4, p. 540 b,
Bekk.), serves to point more than one moral. Notwith-
standing the difference in theology, passages of this kind
could not but be welcjme to the admirers of the Alexan-
drian allegories. In fact a medley from both Basil and
the riii/nol'ir/ua existf under the title of the Hexaemeron of
Eustathius ; some copies of the first bear as a title TL(pl
<^i'(rioAoyi'us, and i.i a Milan MS. the "morals" of the
PliyaiologiLS are ascribed to Basil. The Leyden Syriac is
supplemented with literal extracts from the latter, and
the whole is presented as his work. Other copies give the
names of Gregorj- Theologus, Epiphanius, Chrysostom, and
Isidore.
As far as can be judged, the emblems of the original
Physiolor/us were the following: (I) the lion (footprints
rubbed out with tail ; sleeps with eyes open ; cubs receive
life only three days after birth by their father's breath) ;
^2) the sun-lizard (restores its sight by looking at the sun) ;
(3) the cliaradrius (Deut. xiv. 16; presages recovery or
death of patients) ; (4) the pelican (recalls its young to
Lfe by its own blood) ; (5) the owl (or nyktikorax ; loves
darkness and solitude) ; (6) the eagle (renews its youth by
sunlight and bathing in a fountain) ; (7) ihe phoenix
(revives from fire) ; (8) the hoopoe (redeems its parents
from the ills of old age) ; (9) the mid ass (suffers no male
besidef. itself) ; (10) the viper (born at the cost of both its
parents' death); (11) the serpent (sheds its skin; puts
aside its venom before drinking ; is afraid of man in a
state of nudity ; hides its head and abandons the rest of
its body); (12) the ant (orderly and laborious; prevents
stoied grain from germinating ; distinguishes wheat from
barley on the stalk) ; (13) the sirens and onocentaurs (Isa.
xuJ. 21, 22; compound creatures); (14) the hedgehog
(pricks grapes upon its quills) ; (15) the fox (catches birds
by simulating death); (16) the panther (spotted skin;
enmity to the dragon ; sleeps for throe days after meals ;
allures its prey by sweet odour) ; (17) the sea-tortoise (or
aspidochelone ; mistaken by sailors for an island); (18)
the partridge (hatches eggs of other birds) ; (19) the vul-
ture (assisted in birth by a stone with loose kernel) ; (20)
the ant-lion (able neither to take the one food nor to digest
the other); (21) the weasel (conceives by the mo\Uh and
brings forth by the ear) ; (22) the unicorn (caught only by
a virgin) ; (23) the beaver (gives up its testes when pur-
sued) ; (24) the hyjena (a hermaphrodite) ; (2.'i) the otter
(enhydris; enters the crocodile's mouth to kill it); (26)
the ichneumon (covers itself with mud to kill the dragon ;
another version of No. 25) ; (27) the crow (takes but one
consort in its life) ; (28) the turtledove (same naturo as
Jfo. 27) ; (29) the frog (cither living on land and killed
by rain, or in the water without over seeing the sun) ;
(30) the stag (destroys its enemy the serpent); (31) the
salamander (quenches fire) ; (32) the diamond (powerful
against all danger); (33) the swallow (brings forth" but
once; misreading of Aristotle, Hist. An., v. 13); (34) the
tree called jjeridexion (protects pigeons from the serpent
by its shadow) j (35) the pigeons (of several colours; led
by one of them, which is of a purple or golden colour) ;
(36) the antelope (or hydrippus ; caught by fts horns in
the thicket) ; (37) the fire-flints (of two sexes ; combine to
produce fire) ; (38) the magnet (adheres, to iron) ; (39)'
the saw-fish (sails in company with ships) ; (40) the ibis
(fishes only along the shore); (41) the ibex (descries a
hunter from afar); (42) the diamond again (read "car«
buncle"; found only by night) ; (43) the elephant (con-
ceives after partaking of mandrake ; brings forth in the
water; the young jjrotected from the serpent by the father;
when fallen is lifted up only by a certain small individual
of its own kind); (44) the agate (employed in pearl-
fishing) ; (45) the wild ass and ape (mark the equinox) ;
(46) the Indian stone (relieves patients of the dropsy) ;
(47) the heron (touches no dead body, and keeps to one
dwelling-place); (48) the sycamore (or Avild fig; grubs
living inside the fruit and coming out) ; (49) the ostrich
(devours all sorts of things ; forgetful of its own eggs).
Besides these, or part of them, certain copies contain
sections of unknown origin about the bee, the stork, the
tiger, the woodpecker, the spider, and the wild boar.
The Greek text of the Physiologiis exists only in late MSS., and
has to be corrected from the translations. In Sjriac we have a full
copy in a 12th-centiiry Leyden MS., published in J. P. N. Land's
Aiuicdota Syriaca ; thirty-two chapters witli the " morals " left out
in a very late Vatican copy, published by Tychsen ; and about the
same number in a late MS. of the British Museum (Add; 25878).
In Armenian Pitra gave some thirty-tWD chapters from a Paris JIS.'
(13th century). The .Sthiopic exists both in London and Paris, and
was printed at Leipsic by Dr Hommel in 1877. In Arabic we have
fragments at Paris, of which Renan translated a specimen for the
S/iicilcgimn Solesmcjise, and another version of thirty-seven chapters
at Leyden, probably the work of a monk at Jerusalem, which Land
translated and printed with the Syriac. The Latin MSS. of Bern
are, after the Vatican glossary of Ansileubus, the oldest of which
we know ; there are others in several libraries, and printed editions
by Mai, Hcider, and Caliier. Besides these a few fragments of an
old abridgment occur in Vallarsi"s edition of Jerome's works (vol.
xi. col. 218). A metrical Physiologiis of but twelve chapter? is the
work of Theobaldus, probably abbot of Monte Cassfno (1022-1036
A.D.). . From this was imitated the Old-English fragment printed
by Th. Wriglit, and afterwards by Maetzner; also the Old-French
Scnsuyl le bcstiaire d'amours. The prose Physiologus was done
into Old Higli German before 1000, and afterwards into rhyme in
the same idiom ; since Von der Hagen (1824) its various forms
have found careful editors among the leading Germanists. The
Icelandic, in a Copenhagen MS. of the 13th century, was printed
by Prof. Th. Mobius in his Analeda norroena (2d ed., 1877); at
the same time he gave it in German in Dr Hommel's Aethiopic
publication. Some Anglo-Saxon metrical fragments are to be
found in Grein's Bibliolhck, vol. i. Tho Proven(;al {t: 1250), pub-
lished in Bartsch's CAr6$(omo(Aie »rov«j!fa?c, omits the "morals,"
but is remarkable for its peculiarities of form. Before this there
had been translations into French dialects, as by Philippe do Thaiin
(1121), by Guillaume, "clerc de Normandie," also, about the same
period, by Pierre, a clergyman of Picardy. All tho Old -French
materials have not yet Been thoroughly examined, and it is for
from improbablo that some versions of the book either remain to
bo detected or are now lost past recovery. A full account of tho
history of the Physiologus should also embrace tho subjects taken
from it ill tho procluctions of Christian art, tlio parodies suggested
by the original work, e.g., the Pestiairc d'Atiwur by Richnrd
de Fournival, and finally, the traces loft by it upon th; encyclo-
pa?dical and literary work of tho later Itliddio Ages.
fCfarly aU tlio Information now obtalnnblo Ih to bo found In the followlns
works, anil hucli as am tlipre quotc'I : .S. K]>ip'.nnius nd rh^siol gum, cil. Ponco
do Lnoii, Homo, 1687 (with woodcutn>; niiothor edition, Antwerp, I.^Sfi (with
coppcr-pIat<^8) ; .S. Kv$t(ilhii in tfejaxtirmfron Conmenlariua, ed. l-ro Allatiua,
LyonH, l(i29 (cp. II. van Horwortlon, Fxcrfitl. Crttl., llnguo, ISCI. pp. I80-Ib-'):
r\vsin1ot}us Syrvs, eil. O. 0. TycliBon, Rostock, 17fl5 ; Ctastiei Aur.torti, od.
Mai, vol. vll., Homo, 183.'., pp. 1.86.190; O. Hoidor. In Aniiiv fur Kun(U
osUrreicfi. Ge.tchirhh'iuelUn, Vlonna. IVC. vol. II. p. 6J5 stj. ; Cahii-r anrt Martin,
HHangn d' ArrUMogir, 4c. , vol. II., rari»(I8.')l), p. 8,'! in., vol. III. (Ifr.S) p. SOS *7,
vol. Iv. (1850) p. 65 mi. ; Cahlcr, Hoiivmvx Milanga (IS74) p. 100 .-7. ; J. H. I'itr*,
.'ypicllfgixim Sotrstnfnse, vol. Hi., Paria, 1855, pp. xlvii. ji^., SrtS it;,, 41ft. 555 ;
Mnotznor, Ailfiyrit. .Sprachftrohen, vol. I. pt. 1., Horlin, 1807. p. 65 ai;. ; J. Victor
Cams, Gesch. drr Zoolr^ie, Munich, 1872, p. 100 $q. • J. P. N. Fjlnd, Antuiota
Syriaca. vol. Iv,, l«yilon, 1874, p. 31 tq., 115 mj., and In rtr»lagrn «n Mididitt-
ingrn der Kon. Akad. i-on i\'(Un\chop}^en, 2d aorlra, vol. iv., AniBti>rtlam, 1874;
Mubius and liomniol In tholr oubllcatlons quotod aboro. (J. P. N. U)
PHYSIOLOGY
>PART I.— GENERAL VIEW. '
THE word " physiology " may be used either in a general
or in a more restricted sense. In its more general
meaning it was used largely of old, and is still occasion-
ally used in popular writings, to denote all inquiry into
the nature of living beings. A very slight acquaintance,
liowever, with the phenomena of living beings shows that
these can be studied from two. apparently very dilTerent,
points of view.
The most obvious and striking character of a living
being is that it appears to be an agent, performing ac-
tions and producing effects on the world outside itself.
Accordingly, the first efforts of inquirers were directed
towards explaining how these actions are carried on, how
the effects of a living being upon its surroundings are
brought about. And the dissection or pulling to pieces
of the material body of a living being was, under the name
of Anatomy (q.v.), regarded as simply an analysis pre-
paratory and necessary to the understanding of vital
actions. But it soon became obvious that this anatomical
analysis gave rise of itself to problems independent of,
or having only distant relations to, the problems which
had to do with the actions of living beings. Hence in
course of time a distinct science has grown up which
deals e.xclusively with the laws regulating the form, ex-
ternal and internal, of living beings, a science which does
not seek to explain the actions of living beings, and takes
note of these actions only when they promise to throw
Jight on the occurrence of this or that structural feature.
Such a science, which is now known under the name of
Morphology (q.v.), might be carried on in a world in
which all living things had, in the ordinary meaning of
the word, become dead. Were the whole world suddenly
petrified, or were a spell to come over it like that imagined
by Tennyson in his " Day Dream," but more intense, so
that not only the gross visible movements but the inner
invisible movements which are at the bottom of growth
were all stayed, the morphologist would still find ample
exercise for his mind in investigating the form and struc-
ture of the things which had been alive, and which still
differed from other things in their outward lineaments and
internal build.
In its older sense physiology embraced these morpho-
logical problems, and so corresponded to what is now called
Biology (q.v.) ; in its more modern sense physiology leaves
these matters on one side and deals only with the actions
of living beings on their surroundings (the study of these
necessarily involving the correlative study of the effect of
the surroundings on the living being), and appeals to
matters of form and structure only so far as they throw
light on problems of action. Looking forward into the
far future, we may perhaps dimly discern the day when
morphology and physiology will again join hands, and all
the phenomena of living beings, both those which relate to
form and those which relate to action, will be seen to be
the common outcome of the same mclecuiar processes.
But that day is as yet most distant; and, though occasion-
ally even now the two sciences cross each other's path,
action explaining form and form in turn explaining action,
the dominant ideas of the two are so distinct, the one
from the other, that each must for a long time yet be
developed along its own line. It is proposed to treat in
the following pages of physiology in this narrower, more
restricted sense. '
If any one at the present day, making use of the know-
ledtre po far gathered in, M-ere to attempt a rough prelimi-
nary analysis of the phenomena of action of a living being,
—for instance of one of the more complex, so-called higher
animals, such as man— he might proceed in some such way
as the follo\ving.
One of the first, perhaps the first and most striking fact
about man is that he moves : his body moves of itself from '
place to place, and one part of the body moves on another.
If we examine any one of these movements, such as the
bending of the forearm on the arm, we find that it is
brought about by certain masses of flesh, called muscles,
which from time to time contract, that is, shorten ; and
these muscles are so disposed that, when they shorten,
and so bring their ends nearer together, certain bones are
pulled ujjon and the arm is bent. Upon further examina-
tion it will be found that all the gross movements of the
body, both the locomotion of the whole body and the
movements of parts upon parts, are carried out by the
contraction or shortening of muscles The muscles, together
with bones, tendons, and other structures, are arranged in
various mechanical contrivances, many of them singularly
complex ; hence the great diversity of movement of which
an animal or man is capable ; but in all cases the central
fact, that which supplies the motive-power, is the contrac-
tion of a muscle, a shortening of its constituent fibres
whereby its two ends are brought for a while nearer
together.
When, pushing the analysis farther, we attempt to solve
the question. Why do muscles contract 1 we find that the
muscles of the body ^re connected with what is called the
central nervous system by certain strands of living matter Nervou
called nerves ; and we further find that, with some few ex- systeoi
ceptions, which need not concern us now, the contractions
of muscles are brought about by certain occult invisible
changes called nervous impulses which travel along these
nerves from the central nervous system to the muscles.'
Hence, when a nerve is severed, the muscle to which the
nerve belonged, thus cut adrift from the central nervous
system, no longer stirred by impulses reaching it from
thence, ceases to contract, and remains motionless and as it
were helpless. Pushing the problem still farther home, and
asking how these impulses originate in the central nervous
system, we find that this central nervous mass is connected,
not only with the musdas by means of nerves" which, carry-
ing impulses outward from itself to the musefes and so
serving as instruments of movement, are called motor or
efferent nerves, but also with various surfaces and parts of
the body by means of other nerves, along which changes
or impulses travel inwards to itself in a centripetal fashion.
Moreover, the beginnings or peripheral endings of these
other nerves appear to be so constituted that various changes
in the surroundings of the body, or internal changes in the
body itself, give rise to impulses, which, thus originated,
travel inwards to the central nervous system ; hence these
nerves are spoken of as sensory or afferent. Such sensory
impulses reaching the central nervous system may forth-
,with issue as motor impulses leading to movement ; but
on many occasions they tarry within . the central mass,
sweeping backwards and forwards along particular areas
of its substance, thus maintaining for a while a state
of molecular agitation and leading to movement at some
subsequent period only. Jforeover, we have reason to
think that molecular disturbances may arise within the
central nervous system apart from the advent, either past
or present, of any impfllses along sensory nerves. Lastljit
the presence of these molecular agitations in the centras
PHYSIOLOGY
9
nervous system, wbetlier tlie immediate result of some new
afferent impulse, or the much delayed and complicated
outcome of some impulse ^vhich arrived long ago, or the
product of internal changes apparently independent of all
disturbance from without and so far spontaneous, may be
indicated by corresponding phases of what we speak of as
consciousness. We are thus led to conceive of the central
nervous system as, chiefly at least, the sea*' of a mojecular
turmoil maintained by multitudinous afferent impulses
streaming in along the various afferent nerves, a turmoil
which makes itself felt within as changes of conscious-
ness, and produces effects without by movements wrought
through motor nerves and muscles. And one large part
of physiology has for its task the unravelling of the laws
which govern this turmoil, which determine, in relation
to the advent of afferent impulses and the occurrence of
intrinsic changes, the issue of motor impulses, and thus
the characters of the resulting movements,
micai The movements of man or of an animal are not, how-
g€8. ever, the only salient facts of his existence. Equally
characteristic of him are the facts, (1) that he from time
to time eats, and must eat in order to live, and (2) that a
supply of fresh air containing a certain quantity of oxygen
is indispensable to his remaining alive. Viewed from a
chemical point of view, an animal body, whether dead or
alive, is a mass of complex unstable chemical substances,
combustible in nature, i.e., capable of being oxidized, and
of bfiing reduced by oxidation to simpler, more stable sub-
stances, with a setting free of energy. Combustible in
the ordinary sense of the word an animal body is not, by
reason of the large excess of water which enters into its
composition ; but an animal body thoroughly dried will in
the presence of oxygen bum like fuel, and, like fuel, give
out energy as heat The material products of that com-
bustion are fairly simple, consisting of water, carbonic
acid, some ammonia or nitrogen compounds, and a few
salts. And these same substances appear also as the pro-
ducts of that slower combustion which we call decay ; for,
whether the body be burnt swiftly in a furnace or rot
away slowly in earth, air, or water, the final result is the
same, the union of the complex constituent substances
with the oxygen furnished from the air, and their reduc-
tion thereby to the above-named products, with a develop-
ment of heat, which either as in the first case is rapid and
appreciable, or as in the second is so slow and gradual as
to be with diflficulty recognized. Moreover, during life also
the same conversion, the same oxidation, the same reduc-
tion of complex substances to simpler matters, the same
Betting free of the energy present in the former but absent
in the latter, may be noted. The animal body dies daily,
in the sense that at every moment some part of its sub-
stance is suffering decay, is undergoing combustion ; at
every moment complex substances full of latent energy
are by processes of oxidation reduced to simpler substances
devoid of energy or containing but little.
This breaking down of complex substance.% this con-
tirued partial decay, is indeed the source of the body's
energy ; each act of life is the offspring of an act of death.
Each strain of a muscle, every throb of the heart, all the
inner work of that molecular turmoil of the nervous system
of which we spoke above, as well as the chemical labour
■wrought in the many cellular laboratories of glands and
membranes, every throw of the vital shuttle, means an
escape of energy as some larger compacted molecule splits
into smaller simpler pieces. Within the body the energy
thus set free bears many shapes, but it leaves the body in
two forms alone, as heat and as the work done by the
muscles of the frame. All the inner labour of the body,
both that of the chemical gland -cells, of the vibrating
nerve-substance with its accompanying changes of con-
sciousness, and of the beating heart and writhing visceral
muscles, is sooner or later, by friction or otherwise, con-
verted into heat ; and it is as heat that the energy evolved
in this labour leaves the body. Manifold as seems the
body's energy, it has but one source, the decay of living
material, i.e., the oxidation of complex substances diversely
built up into various living matters, and but two ends, heat
and muscular work. The continued setting free of energy
which thus marks the living body, entailing as it does the
continued breaking up and decay of living substance, con-
stitutes a drain upon the body which must be met by con-
stantly-renewed supplies, or otherwise the body would waste
away and its energy flicker out. Hence the necessity on
the one hand for that which we call food, which, however
varied, is essentially a mixture of complex combustible
energy-holding bodies, and on the other hand for that other
kind of food which we callbreath, and which supplies the
oxygen whereby the complex oxidizable substances may be
oxidized to simpler matters and their potential energy
made to do work. Thus food supplies the energy of the
body, but in. quantity only, not in quality. The food by
itself, the dead food, can exhibit energy as heat only, with
intervening phases of chemical action ; before its energy
can be turned into the peculiar grooves of nervous and
muscular action it needs to be transmuted into living sub-
stance, and in that transmutation there is a preliminary
expenditure of part of the food's store of energy.
Here, then, we have a second view of physiological labour.
To the conception of the body as an assemblage of mole-
cular thrills^some started by an agent outside the body, by
light, heat, sound, touch, or the like ; others begun within
the body, spontaneously as it were, without external cause :
thrills which, travelling to and fro, mingling with and
commuting each other, either end in muscular movements
or die a'way within the body — to this conception we must
add a chemical one, that of the dead food continually
being changed and raised into the living substance, and of
the living substance continually breaking dovni into the
waste matters of the body by processes of oxidation, and
thus supplying the energy needed both for the unseen
molecular thrUls and the visible muscular movements.
Hence the problems of physiology may in a broad sense Prob-
be spoken of as threefold. (I) On the one hand, we have •«"» °f
to search the laws according to which the complex unstable P^y^"'
food is transmuted into the still more complex and. still °^'
more unstable living flesh, and the laws according to which
this living substance breaks down into simple, stable waste
products, void or nearly void of energy. (2) On the other
hand, we ha^e to determine the laws according to which
the vibrations of the nervous substance originate from
extrinsic and intrinsic causes, the laws according to which
these vibrations pass to and fro in the body acting and
reacting upon each other, and the laws according to which
they finally break up and are lost, either in those larger
swings of muscular contraction whereby the movements
of the body are effected, or in some other way. (3) And
lastly, wo have to attack the abstruscr problems of how
these neural vibrations, often mysteriously attended with
changes of consciousness, as well as the less subtle vibrations
of the contracting muscles, are wrought out of the explosive
chemical decompositions of the nervous and muscular sub-
stances, that is, of how the energy of chemical action is
transmuted into and serves as the supply of that vital
energy which appears as movement, feeling, and thought.
Even a rough initial analysis, however, such as we have
just attempted to sketch, simple as it seems with our
present knowledge, is an expression of the accumulated
and corrected inquiries of many ages ; the ideas which it
embodies are the results of long-continued investigations,
and the residue of many successive phases of opinion.
XIX. — a
10
PHYSIOLOGY
lu the natural hierarchy of the sciences, physiology fol-
lows after chemistry, which in turn follows physics, molar
and molecular ; and in a natural development, as indeed is
evident from what we have just seen, the study of the two
latter should precede t^iftt of the former. At a very early
age, however, the exigencies of life brought the study of
man, and so of physiology, to the front before its time ;
hence the history of physiology consists to a large extent,
especially in its opening chapters, of premature vain
attempts to solve physical and chemical problems before
the advent of adequate physical or chemical knowledge.
But no ignorance of these matters could hide from the
observant mind, even in quite early times, two salient
points which appear also in the analysis just given, namely,
that, while some of the phenomena of living beings seem
due to powers wholly unknown in things which are not
living, other phenomena, though at first sight special to
living beings, appear to be in reality the peculiar outcome
of processes taking place as well in things not aHve. It was
further early seen ' that, while the former are much more
conspicuous, and make up a greater part of the life of the
individual in those Living beings which are called animals,
especially in man, and in animals more closely resembling
man, than in those which are called plants, the latter are
common to both divisions of living things. Both sets of
phenomena, however, were at first regarded as the products
of certain special agencies ; both were spoken of as the work
of certain spirits ; and the distinction between the two
■was formulated by speaking of the spirits as being in the
Iformer case animal and in the latter vital.
From the very outset even the casual observer could
not fail to be struck wdth the fact that many of the pro-
cesses of living beings appear to be the results of the
various contrivances or machines of which a living body
is largely built up. This indeed was evident even before
the distinction between animal and vital spirits was recog-
nized ; and, when that diflferentiation was accepted, it was
seen that the part played by these machines and contriv-
ances in determining the actions of living beings wasjnuch
more conspicuous in the domain of vital than of animal
spirits. As inquiry was pushed forward the prominence
and importance of this machinery became greater and
greater, more especially since the phenomena supposed to
be due to the agency of vital spirits proved more open to
direct observation and experiment than those attributed to
the animal spirits. It was found that the most fruitful
path of investigation lay in the direction of studying the
structure and independent action of the several constituent
machines of the bodv and of unravelling their mutual
relations.
Organs These machines received the names of organs, the wort
andfuuc' or action of an organ being at a later period spoken of
*'°°^ as its function. And, when it became clear that many of
the problems concerned with what was supposed to be the
■work of the vital spirits could be solved by the proper
appreciation of the functions of certain organs, it was in
ferred that the more diiBcult problems belonging to the
animal spirits could be solved in the same ■n-ay. Still later
on it was found that the conception of organs and functions
■n-as not only quite separable from, but indeed antagonistic
to, the hypothesis of the entities called spirits.
In this ■n'ay the first great phase, as it may be called, of
the science of physiology was evolved, — a phase which
lasted till quite recent times. Under this conception
eveiy living being, plant or animal, was regarded as a
complex of organs, each ■with its respective function, as
an engine built up of a number of intricately contrived
machines, each performing its specific work The whole
immal body was parcelled out into organs, each of which
Tfas supposed to have its appropriate function ; and the
efforts of investigators were directed, on the one hand, to
a careful examination of the structural features of an
organ with the view of determining by deduction what its
function must be, and, on the other hand, to confirming or
correcting by observation and experiment the conclusions
thus reached by the anatomical method. And the fruit-
fuJness of this Ene of inquiry proved so great that the
ideas directing it became absolutely dominant. In many
cases the problem to be worked out was in reality a purely
mechanical one. This was notably so in the great ques-
tion of the circulation so brilliantly solved by Harvey.
Putting aside for a while the inquiry as to the origin of
the force ■with which the ■wulls of the heart press on the
blood contained in its cavities, accepting the fact that the
blood is thus pressed at each beat of the heart, all the
other truths of the circulation which Haryey demonstrated
are simply the outcome of certain mechanical conditions,
such as the position and arrangement of the valves, the
connexion of various patent tubes, and the like. And
many other problems — as, for instance, those connected
■with respiration — proved to be similarly capable of solution
by the application of ordinary mechanical principles to
anatomical facts.
So fruitful, and consequently so adequate, seemed this
conception of living beings as built up of contrivances or
organs, in contrast with the lifeless world in whose mono-
tonous masses no such structural disposition could be
recognized, that the word "organic" came into use as a
term distinctive of living things. The phrase was especi-
ally adopted by the chemists, who for a long time classified
their material into "organic" substances, i.e., substances
found only in living beings, and into inorganic substances,
that is, substances occurring in lifeless bodies as well.
Indeed, this nomenclature has not even yet been wholly
abandoned. Triumphant, however, as was this mode of
inquiry in these and similar instances, there remained in
every investigation an unsolvable residue, like the question
of the origin of the force exerted by the heart referred to
above in speaking of Harvey's work ; and in many other
instances the questions which could not be solved on
mechanical principles formed a great part of the whole
problem. Thus in the ca.se of the liver careful dissection
showed that minute tubes starting from all parts of the
liver joined into one large canal, which opened into the
small intestine, and observation and experiment taught
that these tubes during life conveyed from the liver to
the intestine a peculiar fluid called bile, which appeared
on the one hand to originate in the liver, and on the other
to be used up for some purposes in the intestine. But
here the mere mechanical flow of the bile along the gall-
ducts, instead of being of primary, was merely of second-
ary importance, and the problem of how the bile was
generated and made its way into the small beginnings of
the ducts was the greater part of the whole matter. This
latter problem was left unsolved, and indeed for a while
unattempted. Nevertheless the success in other directions
attending the conception of organs and functions encour-
aged physiologists to speak of the liver as an organ whose
function was to secrete bile, and further, led them to
ignore to a large extent the great unsolved portion of the
problem, and to regard the mere enunciation of the function
as the chief end of physiological inquiry.
Moreover, whenever attempts were made to unravel these
obscurer problems, the efforts of investigators were mainly
confined to a fuller and more complete elucidation of the
supposed function of an organ, and the method of inquiry
adopted was in most cases one which regarded the finer
elements of the part studied as minute organs making
up the whole gross organ, and which sought to explain the
I functions of these smaller organs on the same mechanical
PHYSIOLOGY
11
principles which had proved so successful in the case of
the whole organ. When the improvements in the micro-
scope opened up a new world to the anatomist, and a
wholly fresh mechanical analysis of the structure of living
bodies became possible, great hopes were entertained that
the old method applied to the new facts would soon solve
the riddles of life by showing how the mysterious opera-
tions of the living substances out of which the grosser
organs were built were the outcome of structural arrange-
ments which had hitherto remained invisible, were in fact
the functions of minute component organs. A vision of
a grand simplicity of organic nature dawned upon the
minds of physiologists. It seemed possible to conceive of
all living beings as composed of minute organic ijnits, of
units whose different actions resulted from their different
structural characters, whose functions were explicable by,
and could be deduced from, their anatomical features,
such units being built up into a number of gross organs,
the functions of each of which could in turn be explained by
the direction which its mechanical build gave to the efforts
of its constituent units. Such a view seemed to have
touched the goal, when, in the first half of this century,
the so-called "cell-theory" was enunciated as a physio-
logical generalization.
Long before, in the previous century, the genius of
Caspar Wolff had led him to maintain that the bodies of
living beings may be regarded as composed of minute
constituent units, which, being in early life all alike and
put together as an unformed mass, gradually differentiate
and are ultimately arranged into the tissues and organs of
the adult being. But, though Wolff was not unaware of
the physiological bearing of his conception, his mind was
chiefly bent towards morphological views, and his cell-
theory is essentially a morphological one. The cell-theory,
however, which became famous in the third decade of the
present century, and to which the twin names of Schwann
and Schleiden will always be attached, was essentially a
physiological one. The chief interest which these authors
felt in the ideas that they put forth centred in the convic-
tion that the properties of the cell as they described it
were the mechanical outcome of its build ; and for a time
it seemed possible that all physiological phenomena could
be deduced from the functions of cells, the anatomical
characters of the various kinds of cells determining in
turn their special functions. In the cell-theory the con-
ception of organs and functions reached its zenith ; but
thenceforward its fall, which had been long prepared, was
swift and great. Two movements especially hurried on
its decline.
It had long been a reproacn to physiologists that, while
to most organs of the body an appropriate function had
been assigned, in respect to certain even conspicuous
organs no special use or definite work could be proved to
exist. Of these apparently functionless organs the most
notorious instance was that of the spleen, a large and
important body, whose structure, though intricate, gave
no sign of what its labours were, and whose apparent use-
lessness was a stumbling-block to the theological specula-
tions of Paley. While in the case of other organs a
definite function could be readily enunciated in a few
words, and their existence therefore easily accounted for,
the spleen remained an opprobrium, existing, as it appeared
to do, without purpose, and therefore without cause.
The progress of discovery during the present century,
oy a cruel blow, instead of pointing out the mi-ssing use
of the spleen, rudely shook the confidence with which the
physiologists concluded that they had solved the riddle of
an organ when they had allotted to it a special function.
From very old times it had been settled that the function
of the liver was to secrete bile ; and the only problems
left for inquiry as touching the liver seemed to be tho>e
which should show how the minute structure of the organ
was adajJted for carrying on this work. About the middle
of this century, however, the genius of Claude Bernard led
him to the discovery that the secretion of bile was by no
means the chief labour of the liver. He showed that this
great viscus had other work to do than that of secreting
bile, had another " function " to perform, but a function
which seemed to have no reference whatever to the
mechanical arrangements of the organ, which could never
have been deduced from any inspection however complete
of its structure, even of its most hidden and minute
features, and which therefore could not be called a function
in the old and proper sense of that word. By a remark-
able series of experiments, which might have been carried
ouc by one knowing absolutely nothing of the structural
arrangements of the liver beyond the fact that blood
flowed to it along the portal vein, and from it along the
hepatic vein, he proved that the liver, in addition to the
task of secreting bile, was during life engaged in carrying
on a chemical transformation by means of which it was
able to manufacture and store up in its substance a
peculiar kind of starch, to which the name of glycogen was
given. Bernard himself spoke of this as the glycogenic
function of the liver, but he used the word " function " in
a broad indefinite sense, simply as work done, and not in
the older narrower meaning as work done by an organ
structurally adapted to carry on a work which was the
inevitable outcome of the form and internal build of the
organ. In this glycogenic function organization, save
only the arrangements by means of which the blood flows
on from the portal to the hepatic channels in close proxi-
mity to the minute units of the liver-substance, the so-called
hepatic cells, appeared to play no part whatever ; it was
not a function, and in reference to it the liver was not an
organ, in the old senses of the words. This discovery of
Bernard's threw a great flash of light into the darkness
hitherto hiding the many ties which bound together dis-
tant and mechanically isolated parts of the animal body.
Obviously the liver made this glycogen, not for itself, but
for other parts of the body ; it laboured to produce, but
they made use of, the precious material, which thus became
a bond of union between the two.
The glycogenic labours of the simple hepatic substance
carried out independently of all intricate structural arrange-
ments, and existing in addition to the hepatic function of
secreting bile, being thus revealed, men began to ask
themselves the question. May not something like this bo
true of other organs to which we have allotted a function
and thereupon rested content? And further, in the cases
where we have striven in hope, and yet in vain, to com-
plete the interjjretation of the function of an organ, by
finding in the minute microscopic details of its structure
the mechanical arrangements which determine its work,
may we not have followed throughout a false lead, ami
sought for organization where organization in our sense of
the word does not exist? The answer to thi.s question,
and that an affirmative one, was hastened by the collapse
of the cell-theory on its physiological side, very soon after
it had been distinctly formulated.
The "coll," according to the views of thoso who first
propounded the cell -theory, consisted essentially of arj
envelope or "cell-membrane," of a substance or substance^
contained within the cell -membrane, hence called cell
contents, and of a central body or kernel called thd
" nucleus," differing in nature from the rest of the cell-
contents. And, when facts were rapidly accumulated, ali
tending to prove that the several parts of the animal or
vegetable body, diverse as they were in appearance and
structure, were all built up of cells more or less modified.
l'^
PHYSIOLOGY
;he hope arose that the functions of the cell might be
deduced from the mutual relations of cell-membrane, cell-
contents, and nucleus, and that the functions of an organ
might be deduced from the modified functions of the con-
stituent modified cells. Continued investigation, however,
proved destructive of this physiological cell-theory. It
soon became evident that the possession of an investing
envelope or cell-membrane was no essential feature of a
pell, and that even the central kernel or nucleus might at
times be absent. It v?as seen in fact that the anatomical
unit need have no visible parts at all, but might be simply'
a minute mass, limited in various ways, of the material
spoken of as cell -contents.' Under, the cell-theory, the
cell was supposed to be the first step in organization, the
step by which a quantity of formless unorganized plasm
became an organized unit ; this plasm was further supposed
still to form the chief part of the cell-contents, and soon
became recognized under the name of protoplasm. Hence
the destructive anatomical researches which deprived the
cell of its cell -membrane, and even of its nucleus, left
nothing except a mass of protoplasm to constitute an
anatomical tinit. For such a unit the word "cell" was a
misnomer, since all the ideas of organization denoted by
the word had thus vanished ; nevertheless it was retained
with the new meaning, and up to the present time the
definition of a cell is that of a limited mass of proto-
plasm, generally but not always containing a modified
kernel or nucleus.
Proto- With this anatomical change of front the physiological
theo'ry"^ cell-theory was utterly destroyed. The cell was no longer
a unit of organization ; it was merely a limited mass of
protoplasm, in which, beyond the presence of a nucleus,
there was no visible distinction of parts. It was no longer
possible to refer the physiological phenomena of the cell
to its organization ; it became evident that the work done
by a " cell " was the result not of its form and cellular
structure but simply of the nature and properties of the
apparently structureless protoplasm which formed its
body. A new idea pressed itself on men's minds, that
organization was a concomitant and result of vital action,
not its condition and cause ; as Huxley in on^ of his
earliest writings put it, "They [cells] are no more the
producers of the vital phenomena than the shells scattered
in orderly lines along the sea-beach are the instruments by
which the gravitative force of the moon acts upon the
ocean. Like these, the cells mark only where the vital
tides have been, and how they have acted." ^ Hence
arose the second of the two movements mentioned above,
that which may be called the "protoplasmic" movement,
a movement which, throwing overboard altogether all
conceptions of life as the outcome of organization, as
the mechanical result of structural conditions, attempts
to put physiology on the same footing as physics and
chemistry, and regards all vital phenomena as the com-
plex products of certain fundamental ptoperties exhibited
by matter, which, either from its intrinsic nature or from
jts existing in peculiar conditions, is known as living matter,
r — mechanical contrivances in tlie form of organs serving
only to modify in special ways the results of the exercise of
these fundamental activities and in no sense determining
their initial development.
Long before the cell-theory had reduced to an absurdity
the " organic " conception of physiology, the insight of the
brilliant Bichat, so early lost to science, had led him to
prepare the way for modern views by developing his doctrine
of " tissues." That doctrine regarded the body as made up
of a number of different kinds cf living material, each kind
of material having certain innate qualities proper to itself
' "The Cell-Theory," in Brit, and For. Med. Chir. Rev., Yol. xii.
1853} p. 314.
as well as certain structural features, and the several kindS
of material being variously arranged in the body. Each of
these body-components was spoken of as a tissue, muscular
tissue, nervous tissue, and the like; and the varied actions
of the body were regarded as the result of the activities of
the several tissues modified and directed by the circum-
stance that the tissues were to a great extent arranged id
mechanical contrivances or organs which largely deter-"
mined the character and scope of their actions.
The imperfection of microscopic methods in Bichat'^
time, and, we may perhaps add, his early death, prevented
him from carrying out an adequate analysis of the qualities
or properties of the tissues themselvei During the middle
portion of this century, however, histological investigation,
i.e., inquiry into the minute structure of the tissues, made
enormous progress, and laid the basis for a physiological
analysis of the properties of tissues. In a short time it
became possible to lay down the generalization that all
the several tissues arise, as far as structure is concerned,
by a difierentiation of a simple primitive living matter,
and that the respective properties of each tissue are nothing
inore than certain of the fundamental properties of the
primordial substance thrown into jjrominence by a division
of labour running to a certain extent parallel to the differ-
entiation of structure. Developed in a fuller manner, this
modern doctrine may be expounded somewhat as follows.
In its simplest form, a living being, as illustrated by
some of the forms often spoken of as amoeba;, consists of
a mass of substance in which there is no obvious distinc-
tion of parts. In the body of such a creature even the
highest available powers of the microscope reveal nothing
more than a fairly uniform network of material, a network
sometimes compressed, with narrow meshes, sometimes
more open, with wider meshes, the intervals of the mesh-
work being filled, now with a fluid, now with a more solid
substance or with a finer and more delicate network, and
minute particles or granules of variable size being some-
times lodged in the open meshes, sometimes deposited in
the strands of the network. Sometimes, however, the net-
work is so close, or the meshes filled up with material so
identical in refractive power with the bars or films of the
network, and at the same time so free from granules, that
the whole substance appears absolutely homogeneous, glassy
or hyaline. Analysis with various staining and other re'
agents leads to the conclusion that the substance of th«
network is of a diflFerent character from the substance
filling up the meshes. Similar analysis shows that at
times the bars or films of the network are not homogeneous,
but composed of difierent kinds of stuff; yet even in these
cases it is difficult if not impossible to recognize any de-|
finite relation of the components to each other such as
might deserve the name of structure ; and certainly in
what may be taken as the more typical instance, where
the network seems homogeneous, no microscopic search is
able to reveal to us a distinct structural arrangement in its
substance. In all probability optical analysis, with all its
aids, has here nearly reached its limits ; and, though not^
wholly justified, we may perhaps claim the right to con-
clude that the network in such case is made up of a
substance in which no distinction of parts will ever be
visible, though it may vary in places or at times in what
may be spoken of as molecular construction, and may
carry, lodged in its own substance, a variety of matters
foreign to its real self. This remarkable network is often
spoken of as consisting of protoplasm, and, though tha^
word has come to be used in several different meanings^
we may for the present retain the term. The body of an
amceba, then, or of a similar organism consists of a networls
or framework which we may speak of as protoplasm, filled
up 'ndth other matters In most cases it is true that in
PHYSIOLOGY
13
the midst of this protoplasmic body there is seen a
peculiar body of a somewhat different and yet allied
nature, the so-called nucleiis ; but this we have reason to
think is specially concerned with processes of division or
reproduction, and may be absent, for a time at all events,
without uny injury to the general properties of the proto-
plasmic body.
Now such a body, such a mass of simple protoplasm,
homogeneous save for the admixtures spoken of above, is a ■
living body, and all the phenomena which we sketched out
at the very beginning of- this article as characteristic of
the living being may be recognized in it. There is the
same continued chemical transformation, the same rise
and fall in chemical dignity, the same rise of the dead
food into the more complex living substance, the same
fall of the living substance into simpler waste-products.
There is the same power of active movement, a move-
ment of one part of the body upon another giving rise to
a change of form, and a series of changes of form resulting
eventually in a change of place. In what may be called
the condition of rest the body assumes a more or less
spherical shape." By the active transference of part of the
mass in this or that direction the sphere flattens itself into
a disk, or takes on the shape of a pear, or of a rounded
triangle, or assumes a wholly irregular, often star-shaped
or branched form. Each of these transformations is simply
a rearrangement of the mass, ■without change of bulk.
When a bulging of one part of the body takes place there
is an equivalent retraction of some other part or parts;
and it not unfrequently happens that one part of the body
is repeatedly thrust forward, bulging succeeding bulging,
and each bulging accompanied by a corresponding retrac-
tion of the opposite side, so that, by a series of movements,
the whole body is shifted along the line of the protuber-
ances. The tiny mass of simple living matter moves on-
ward, and that with some rapidity, by what appears to be
a repeated flux of its semi-liquid substance.
The internal changes leading to these movements may
begin, and the movements themselves be executed, by any
part of the uniform body ; and they may take place with-
out any obvious cause. So far from being always the
mere passive results of the action of extrinsic forces, they
may occur spontaneously, that is, without the coincidence
of any recognizable disturbance whatever in the external
conditions to which the body is exposed. They appear to
be analogous to what in higher animals we speak of as acts
of volition. They may, however, be provoked by changes
in the external conditions. A quiescent amceba may be
excited to activity by the touch of son)e strange body, or
by some other event, — by what in the ordinary language of
physiology is spoken of as a stimulus. The protoplasmic
mass is not only mobile but sensitive. When a stimulus is
applied to one part of the surface a movement may com-
mence in another and quite distant part of the body ; that
is to say, molecular disturbances appear to be propagated
along its substance without visible change, after the fashion
of the nervous impulses we spoke of in the beginning of
this article. The uniform protoplasmic mass of the ama;ba
exhibits the rudiments of those attributes or powers which
in the initial sketch we described as being the fundamental
characteristics of the muscular and nervous structures of
the higher animals.
These facts, and other considerations which might be
brought forward, lead to the tentative conception of jiroto-
plasra as being a substance (If we may use that word in
n somewhat loose sense) not only unstable in nature but
subject to incessant change, existing indeed as the ex-
pression of incessant molecular, that is, chemical and phy-
eical change, very much as a fountain is the expression
of aruinceaaact replacement of water. We may picture to
ourselves this total change which we denote by the term
" metabolism " as consisting on the one hand of a do\vn-
ward series of changes {kalabolic changes), a stair of many
steps, in which more complex bodies are broken down with
the setting free of energy into simpler and simpler waste
bodies, and on the other hand of an upward series of
changes {anabolic changes), also a stair of many steps, by
which the dead food, of varying simplicity or complexitj-,
is, with the further assumption of energy, built up into
more and more complex bodies. The summit of this
double stair we call "protoplasm." Whether we have a
right to speak of it as a single body, in the chemical sense
of that word, or as a mixture in some way of several bodies,
whether we should regard it as the very summit of the
double stair, or as embracing as well the topmost steps on
either side, we cannot at present tell. Even if there be a
single substance forming the summit, its existence is abso-
lutely temporary : at one instant it is made, at the next it
is unmade. Matter which is passing through the phase of
life rolls up the ascending steps to the top, and forthwith
rolls down on the other side. But to this point wo shall
return later on. Further, the dead food, itself fairly but
far from wholly stable in character, becomes more and more
unstable as it rises into the more complex living material.
It becomes more and more explosive, and when it reaches
the summit its equilibrium is overthrown and it actually
explodes. The whole downward stair of events seems in
fact to be a series of explosions, by means of which the
energy latent in the dead food and augmented by the
touches through which the dead food becomes living pro-
toplasm, is set free. Some of this freed energy is used up
again within the material itself, in order to carry on this
same vivification of dead, food ; the rest leaves the body
as heat o^ motion. Sometimes the explosions are, so to
speak, scattered, going off as it were irregularly throughout
the material, like a quantity of gunpowder sprinkled over
a surface, giving rise to innumerable minute puffs, but pro-
ducing no massive visible effects. Sometimes they take
place in unison, many occurring together, or in such rapid
sequence that a summation of their effects is possible, as in
gunpowder rammed into a charge, and we are then able
to recognize their result as visible movement, or as appre-
ciable rise of temperature.
These various phenomena of protoplasm may be conven- Propet
ientlyspoken of under the designation of so many properties, t>" of
or attributes, or powers of protoplasm, it being understood P{]^
that these words are used in a general and not in any
definite scholastic sense. Thus wo may speak of proto-
plasm as having the power of assimilation, i.e., of building
up the dead food into its living self; of movement, or of
contractility a.a it is called, i.e., of changing its form through
internal explosive changes; and of irritability ox sensitiveness,
i.e., of responding to external changes, by less massive in-
ternal explosions which, spreading through its mass, are not
in themselves recognizable through visible changes, though
they may initiate the larger visible changes of movement.
These and other fundamental characters, all associated
with the double upward and downward series of chemical
changes, of constructive and destructive metabolism, are
present in protojjlasm wherever found ; but a very brief
survey soon tcaclies us that specimens of protoplasm
existing in diflerent beings or in different parts of the
same being differ widely in the relative prominence of one
or another of these fundamental characters. On the one
hand, in one specimen of protoplasm the energy which is
set free by the series of explosions constituting the down-
ward changes of destructive metabolism may be so directed
as to leave the mass almost wholly in the form of heat,
thus producing very little visible massive chauRO of form.
Such a protoplasm consequently, however irritable and
plaao.
14
PHYSIOLOGY
explosive, exhibits little power of contractility or move-
ment. In another specimen, on the other hand, a very
large portion of the energy similarly set free may be spent
in producing visible changes of form, the protoplasm in
this instance being exquisitely mobile. Such differences
must be due to different internal arrangements of the proto-
plasm, though, since no vision, however well assisted, can
detect these arrangements, they must be of a molecular
nature rather than of that grosser kind which we generally
speak of as structural. It is true that, as the differences
in properties become more and more prominent, as the
protoplasm becomes more and more specialized, features
which we can recognize as structural intervene ; but even
these appear to be subsidiary, to accompany and to be the
result of the differences in property, or to he concerned in
giving special directions to the activities developed, and
not to be the real cause of the differences in action. We
are thus led to the conception of protoplasm as existing in
various differentiated conditions while still retaining its
general protoplasmic nature, a difference of constitution
making itself felt in the different character of the work
done, in a variation of the results of the protoplasmic life.
We have a division of physiological labour going hand in
hand with a differentiation of material, accompanied ulti-
mately by morphological results which may fairly be
spoken of as constituting a differentiation of structure.
Some of the simpler and earlier features of such a divi-
sion and differentiation may be brought out by comparing
with the life of such a being as the amoeba that of a more
complex and yet simple organism as the hydra or fresh-
water polyp. Leaving out certain details of structure,
which need not concern us now, we may say that the
hydra consists of a large numb'er of units or cells firmly
attached to each other, each cell being -composed of proto-
plasm, and in its broad features resembling an amoeba.
The polyp is in fact a group or crowd of amoeba-Uke cells
so associated together that, not only may the material
of each cell, within limits, be interchanged with that of
neighbouring cells, but also the dynamic events taking
place in one cell, and leading to exhibitions of energy,
may be similarly communicated to neighbouring cells, also
within limits. These cells are arranged in a particular
way to form the walls of a tube, of which the body of the
Kndo- hydra practically consists. They form two layers in appo^
'lerni andsition, one an internal layer called the endoderm, lining the
lulls. tube, the other an external layer called the ectodei-m, form-
ing the outside of the tube. And, putting aside minor
details, the differences in structure and function observ-
able in the organism are confined to differences between
the ectoderm on the one hand, all the constituent cells of
which are practically alike, and the endoderm on the
other, all the cells of which are in turn similarly alike.
The protoplasm of the ectoderm cells is so constituted
as to exhibit in a marked degree the phenomena of which
we spoke above as irritability and contractility, whereas
in the endoderm these phenomena are in abeyance, those
of assimilation being prominent. The movements of the
hydra are chiefly brought about by changes of form of
the ectoderm cells, especially of tail-like processes of these
cells, which, arranged as a longitudinal wrapping of the
tubular body, draw it together when they shorten, and
lengthen it out when they elongate, and it is -by the
alternate lengthening and shortening of its body, and of
the several parts of its body, that the hydra changes its
form and moves from place to place. Inauguratine these
changes of form, the products of contractility, are the more
hidden changes of irritability ; these also are especially
developed in the ectoderm cells, and travel readily from
cell to cell, so that a disturbance originating in one cell,
either from some extrinsic cause, such as contact with a
foreign body, or from intrinsic events, may sweep from
cell to cell over the surface of the whole body. The
animal feels as well as moves by means of its ectoderm
cells. In the endoderm cells the above phenomena, though
not wholly absent, are far less striking, for these cells are
almost wholly taken up in the chemical work of digesting
and assimilating the food received into the cavity, the
lining of which they form.
Thus the total labour of the organism is divided between
these two membranes. The endoderm cells receive food,
transmute it, and prepare it in such a way that it only
needs a few final touches to become living material, these
same cells getting rid at the same time of useless ingredi-
ents and waste matter. Of the food thus prepared the
endoderm cells, however, themselves use but little ; the
waste of substance involved in the explosions which carry
out movement and feeling is reduced in them to a mini'
mum ; they are able to pass on the greater part of the
elaborated nourishment to their brethren the ectoderm
cells. And these, thus amply supplied with material
which it needs but little expenditure of energy on their
part to convert into their Living selves, thus relieved of the
greater part of nutritive labour, are able to devote nearly
the whole of their energies to movement and to feeling.
Microscopic examination further shows that these two
kinds of cells differ from each other to some extent in
visible characters ; and, though, as we have seen, the differ-
ences in activity appear to be dependent on differences
in invisible molectilar arrangement rather than on gross
visible differences such as may be called structural, still
the invisible differences involve or entail, or are accom-
panied by, visible differences, and such differences as can
be recognized between endoderm and ectoderm, even with
our present knowledge, may be correlated to differences
in their work ; future inquiry will probably render the
correlation still more distinct.
The ectoderm cells together constitute what we have
spoken of above as a tissue, whose function in the modem
sense of the word is movement and feeling, and the endo-
derm cells constitute a second tissue, whose function is
assimilation ; and the phenomena of the whole being
result from the concurrent working of these two functions.
Of organs, in the old sense of the word, of mechanica'
contrivances, there is hardly a trace, i The performances
of the being are, it is true, conditioned by its being
moulded in the form of a long tubular sac with a crown
of like tubular arms, but beyond this the explanation of
every act of the hydra's Ufe is first to be sought in the
characters of the endoderm and ectoderm. The physiology
of the hydra is, for the most part, a series of problems,
dealing on the one hand with the intimate nature of the
ectodermic protoplasm and. the changes in that protoplasm
which give rise to movement and feeling, as well as with
the laws whereby those changes are so regulated that
movement and feeling come and go as the needs of the
organism may require, and on the other hand with the
intimate nature of the endodermic protoplasm and the
changes in that protoplasm whereby the dead food is, also
according to the needs of the economy, transformed into
living substance. Whereas the older physiology dealt
almost exclusively with mechamical problems, the physio-
logy of to-day is chiefly busied with what may be called
molecular problems.
The physiology of the higher animals, including man,
is merely a development of the simpler physiology of the
hydra, which has been rendered more complex by a greater
division of physiological laborr, entailing greater differen-
^ The existence of certain minute mechanisms called urticating
organs lodged in the ectoderm cells does not affect the present
argnment.
PHYSIO I- OGY
15
fiation of structure, and been varied by the intercalation
of numerous mecbanical contrivances.
In the hydra each ectoderm cell — for, broadly speaking,
they are all alike — serves three chief purposes of the body.
( 1 ) It is sensitive, that is, it is thrown into peculiar mole-
cular agitations, with expenditure of energy, when acted
uf>on by external agents. In man and the higher animals
certain cells of the original ectodprm of the embryo are
differentiated from their fellows (which, losing to a large
extent this sensitiveness, remain as a mechanical covering to
the body) by a more exquisite development of this power
of reaction, and moreover are differentiated from each other
in their relative sensitiveness to different agents, so that
one set of cells becomes peculiarly susceptible to light,
another set to pressure, and the like. Thus the uniform
ectoderm of the hydra, uniformly susceptible to all agencies,
is rejilaced by a series of special groups of cells forming
the basis of sensory organs, each group being specially
sensitive to one agent, and having the nature of its con-
stituent cells correspondingly modified. (2) In each ecto-
derm cell of the hydra the agitations primarily induced
by the. exciting agent become so modified by changes
taking place in the cell that the outcome is not always
the same. According to processes taking place in the
cell, movement of one kind or another, or no movement
at all, may result, and such movement as results may take
place immediately or at some other time ; it may be at a
time so distant that the connexion between the exciting
disturbance is lost, and the movement appears to be spon-
taneous. In man and the higher animals these more
complex " neural " processes are carried on, not by the
simple sensory cells which receive the primary impression,
but by a gioup of cells set apart for the purpose. These
cells constitute a central nervous system, in which a still
further division of labour and differentiation of structure
takes place, the simple neurotic processes of the hydra,
with its dim volition and limited scope of action, being de-
veloped in a complex manner into processes which rang^
from simple elaboration of the initial additional agitation
of the sensory cell into what we speak of as intelligence and
thought. (3) Each ectoderm cell, by its tail-like prolonga-
tion, or by its whole body, contributes to the movement of
the animal whHo still carrying on the two other actions just
described. In man and the higher animals the material
of the sensory cell and of the central nervous cells is too
precious to be wasted in movements ; these accordingly
are carried out by groups of cells constituting the mus-
cular tissue, in which both the sensitiveness and the higher
neurotic processes of the primitive cell are held in abey-
ance ; indeed, the latter have almost disappeared in order
that the energy of the protoplasm may be more completely
directed to producing those changes of form wliich deter-
mine the movements of the animal.
Further, the separation in space of these three groups
of cells or tissues necessitates the introduction of elements
■whereby the agitations set up in the sensory cell should
be communicated to the central nervous cells, where these
agitations are further elaborated, as well as of elements
whereby the muscular tissue may receive vibrations
from the central nervous cells, so that the movements of
the body may be determined by these. Hence strands of
irritable protoplasm whose energy is not spent in move-
ment, but wholly given up to the rapid and easy trans-
mission of molecular vibrations, unite, as sensory nerves,
the sensory cells with the central nervous cells, and, as
ipotor nerves, these with the muscles.
Lastly, for the adequate carrying out of complex move-
ments, the contractile cells, elongated into specially con-
etiucted fibres and constituting the muscles, are arranged,
with inert tissues such as bones, carti'o^rcs^ tondona, and
the like ^tissues of mecnanical virtues, manufactured by
an active protoplasm, but themselves passive, no longer
active), into various mechanical contrivances. Similarly the
sensory ceUs, as ijotably those of the eye and the ear, set
apart to be acted upon by special agents, are provided with
special mechanisms in order that the agent may act with
more complete precision. Thus the sensory cells consti-
tuting the retina of the eye, in which alone sensory, visual
impulses are generated, are provided with an intricate
dioptric mechanism, formed partly of inert tissues such
as the lens, partly of peculiarly arranged muscular and
nervous elements.
In this way the simple ectoderm of the hydra is replaced
by a complicated system composed of organs, some of them
of extremest intricacy. But the whole system may be re-
duced to two sets of factors. On the one hand there are
organs in the old sense of the word, that is, mechanical
arrangements, some connected with the muscles and .others
connected with the sensory cells, organs whose functions
have for the most part to be interpreted on mechanical
principles, since their most important factors, putting aside
intervening muscular and nervous elements, are the inert
products of protoplasm doing simple mechanical work.
On the other hand there are organs in the later sense of
the word, namely, sensory cells differentiated to be sensi-
tive to special influences, central nervous cells diflFerentiated
to carry on J;he inner nervous work, miiscles differentiated
to contract, and nerves differentiated to bind together these
three other factors. The work of these latter organs is
dependent on the nature of their protoplasm ; mechanical
arrangements play but little part in them ; and the results
of their activity can in no way be explained on simple
mechanical principles.
Corresponding with this differentiation of the ectoderm TMer-
cells runs a somewhat similar differentiation of the endo- «"''"-
derm cells. In the hydra each endoderm cell appears to *'°?
receive some of the food bodily into itself and there to <jenn,
elaborate it into what may be spoken of as prepared nutri-
tive material. Some of this material the cell retains within
itself in order to renew its own protoplasm ; the rest oozes
out to the ectoderm cells, the replenishment of whoso pro-
toplasm is thereby effected with a saving of labour. In*
the higher animals the preparation of food is far more com--
plicated. The endodcrmic sheet of the alimentary canal
is folded and arranged into organs called glands, with the
mechanical advantage that a largo amount of surface ia
secured within a small bulk ; and the constituent endo-
dermic cells of their glands pour out, or secrete, as is said,
divers fluids into the cavity of the canal, so that much pre-
liminary preparation of digestion of the food takes place
before the food really enters the body. Further, these
secreting glandular cells are so differentiated as to pour
out special juices acting on special constituents of a meal,
and the food subjected in turn to the action of these several
juices becomes thoroughly prc])arcd'for reception into the
body. This reception is carried out by other endoderm
cells, which in receiving the digested food probably act
upon it so as still further to heighten its nutritive value ;
and the absorbed food, beforo it is presented to the mus-
cular and nervous tissues, for whose use it ia largely, though
of course not exclusively, intended, is subjected to the
action of other cells, such as those forming the lymphatic
glands and the liver, in order that it may be still further
elaborated, still further prepared for the final convorsiou
into living protoplasm.
As in the case of the tissues and organs of ectodermic
origin, so al.<o here, the wide separation in space of the
masses of differentiated cells con.stituting tissues necessi-
tates the introduction of mechanical contrivances for the
carringo of mntTial from ]ilaro to plarp. In the simple
16
PHYSIOLOGY
minute hydra the nutritive material can permeate tne
whole body by simply oozing from cell to cell. In the
higher animal a hydraulic system for the distribution of
nutritive material is introduced. A fluid is distributed
in a ceaseless flow all over the body by a mechanical
arrangement, consisting cf a pump with branching tubes,
worked on mechanical principles, and capable of being
imitated artificially, save that the power which drives the
machine is the energy set free by living muscle. As this
circulating fluid or blood rushes past the endoderm cells
which have gorged themselves from the rich contents of
the alimentary canal, it receives from them some of the
material which they have absorbed and elaborated, and
carries this nutritive supply to muscles, nerves, and all
parts of the body. Similarly it carries away from muscles,
nerves, and other tissues the waste-products of their ac-
tivity, those broken fragments of simpler stuffs into which,
as we have seen, the complex protoplasm, wherever it
exists, is for ever splitting up, and bears them back to
differentiated endoderm and other cells, whose work has
become, so to speak, inverted, since their activity is directed
to casting things out of the body, instead of receiving
things into the body. And lastly, by a special arrange-
ment, by a peculiar property of those red corpuscles which
make blood red, this circulating material at one and the
same time carries to each corner of the body, not only the
nutritive material required for building up protoplasm, but
also the oxygen by which the constructed protoplasm may
suffer oxidation, and in being oxidized set free that energy
the manifestation of which is the token of life. Blood is
in fact the medium on which all the various parts of the
body live. Just as an amoeba finds in the water which is
its home both the food with which it builds itself up and
the oxygen with which it breaks itself down, and returns
to the water the waste-products of its continued disintegra-
tion, so each islet of the living substance of the higher
animal, be it muscle or nerve or gland, draws its food and
its oxygen from the red blood -stream sweeping past it,
finding therein all its needs, and sheds into the same
stream the particles into which it is continually breaking
up, and for which it has no longer any use. Hence the
blood becomes, as it were, a chemical epitome of the body :
from it each tissue takes something away ; to it each tissue
gives something back. As it sweeps by each tissue, losing
and gaining, it makes the whole body common, and when
working aright brings it about that each tissue is never in
lack of the things which it wants, never choked up with
the things with which it has done.
This vascular system, consisting of a force-pump and
branching tubes, constitutes, as we have said, a mechanical
arrangement worked on mechanical principles. Neverthe-
less occult protoplasmic processes intervene as factors in
its total work, ibfot only is the force-pump itself a living
muscular organ, not only are the walls of the tubes
muscular in nature, so that the mere mechanical working
of the system is modified by changes not of mechanical
origin taking place in them, but the living material which
lines the tubing throughout, especially in the minuter
channels, fijids work to do, also not of a mechanical nature.
The gross phenomena of the flow of blood through the
capillary channels may (see Vasculae System) be inter-
preted on simple hydraulic principles ; but no appeal to
the ordinary physical laws of dead material will explain
the phenomena of the interchange between the blood on
the inside of a capillary wall and the tissue-elements on
the outside. In every tissue, ba it gland, muscle, or nerve,
the hlood, so far from being actually in contact with the
active protoplasmic units of the tissue, is separated by the
protoplasmic film of the capillary wall, and by a space or
spaces, greater or smaller, filled with the fluid called lymph
and linea to a greater or less extent with protoplasmic
cells, which lining, often at least, parts the tissue-units
from the lymph. Hence the tissue lives upon the lymjih,
while the lymph is replenished from the blood ; and the
interchange between the tissue -unit and the blood is de-
termined, not only by the direct action of the tissue-unii
on the lymph, but also by the relations of the lymph to
the blood, as regulated by the capillary wall and the cell
ular lining of the lymph-spaces. We may speak of the
interchange as broadly one of diffusion or osmosis through
filmy membranes ; but diffusion is not the lord in the
matter : it is rather a humble servant directed hither and
thither by ocourt' mo'ecular processes in the protoplasmic
structures concerned.
The foregoing rough analysis leads to a conception of
tne physiology of the animal body which may be expressed
somewhat as follows. The body is composed of different
kinds of matter; each kind of matter, arranged in units
more or less discrete, constitutes a tissue ; and the several
tissues, though having a common likeness in token of their
origin from a common primordial protoplasm, have dissimi-
lar molecular constitutions, entailing dissimilar modes of
activity. Nor is each tissue homogeneous, for two parts
of the body, though so far alike as to be both examples of
the same general tissue, may be different in molecular con-
stitution, more or less distinctly expressed by microscopic
differences of structure, and correspondingly different in
action. Thus a liver-cell and a kidney-cell, tliough both
examples of glandular tissue, are quite distinct; so also
several varieties of muscular tissue exist ; and in the domi-
nant nervous tissue we have not only a broad distinction
between 'nerve-fibres and nerve-cells, but the several groups
of nerve-cells which are built up into the brain and spinal
cord, and indeed probably the single nerve-cells of these,
though all possessing the general characters, both in struc-
ture and function, of nervous protoplasm, differ most -ividely
from each other. These several tissues of diverse consti-
tution and activity, ranging as regards the rapidity of the
molecular changes taking place in them from the irritable,
unstable, swiftly-changing nerve-cell to the stable, slowly-
changing, almost lifeless tendon or bone, are disposed in
the body .in various mechanical arrangements constituting
organs or machines, whereby the activities o( the constitu-
ent tissue-elements are brought to bear in special direc-
tions. These organs range from those in which the mechan-
ical provisions are dominant, the special activity of the
tissue-elements themselves being in the background, and
supplying only an obscure or even unimportant factor, as
in the organs of respiration, to those in which the mechan-
ical provisions are insignificant, as in the central nervous
system, where the chief mechanical factor is sujiplied by
the distribution in space of the nerve fibres or cells.
Hence it is obvious that almost every physiological in- Natare<
quiry of any large scope is, or sooner or later becomes, physio-
of a mixed nature. On the one hand, investigation has '"^^
to -be directed to the processes taking place in the actual lems.
tissue-elements, in the protoplasmic cells and modifications
of cells. These are essentially of a molecular, often of
a chemical or chemico-physical nature ; in the problems
thus raised matters of form and structure, other than that
of molecular structure, which no microscope can ever reveal,
are of secondary moment only, or have no concern in the
. matter at all. These may be spoken of as the purely
physiological or as the molecular problems. On the other
hand, the natural results of these tissue-activities are con-
tinually being modified by circumstances whose effect can
be traced to the mechanical arrangements under which the
tissue in question is acting, whence arise problems which
have to be settled on simple mechanical principles.
We may take as an illustration the phvs'ology of Urn
PHYSIOLOGY
17
kidney. In the old language the function of the kidney
is to secrete urine. When we come to inquire into the
matter, we find, in the first place, that the secretion of urine
— that is, the quantity and quality of the urine escaping
from the, duct of the kidney in a given period — is partly
determined by the quantity of blood passing through the
kidney and the circumstances of its passage. Now the
quantity of blood reaching the kidney at any one time is
dependent partly on the ^^^dth of the renal arteries, partly
on the general pressure of the blood in the arterial sys-
tem. The (vidth of the renal arteries is in turn dependent
on the condition of their muscular walls, whether con-
tracted or relaxed ; and this condition is determined by the
advent of nervous impulses, the so-called vaso-motor im-
pulses, arising in the central nervous system and passing
dovra to the renal arteries along certain nerves. The emis-
sion of these vaso-motor impulses from the central nervous
system is further determined, on the one hand by the con-
dition of certain parts of the central nervous system, the
so-called vaso-motor centres, and on the other by the passage
of certain aff'erent sensory impulses to those vaso-motor
centres from sensory surfaces such as the .skin. Similarly
the general blood-pressure is dependent on the condition,
patent or narrowed, of the small arteries generally, this
being likewise governed by the vaso-motor system and on
the coincident work done by the heart in driving blood into
the great blood-vessels, this work being also governed by the
nervous system. Hence in attacking such a problem as to
how any particular event, such as the exposure of skin to the
cold, influences the flow of blood through the kidney and
thus the secretion of urire, the investigator, without staying
to inquire into the nature of nervous impulses, or into the
nature of changes taking place in vaso-motor centres, &c.,
directs his attention to determining what impulses are
generated under the circumstances, what paths they take, to
what extent they are quantitatively modified, how far they
p,nd their efiects react upon each other, and so on. His
inquiry in fact takes on to a large extent the characters of
^n attempt to unravel an intricate game, in which the
counters are nervous impulses, muscular contractions, and
elastic reactions, but in which the moves ar? determined
by topographical distribution and mechanical arrangements.
But there are other problems connected with the phy-
siology of the kidney of quite a difierent nature. The
kidney is, broadly speaking, constructed of living proto-
plasmic cells so arranged that each cell is on one side
bathed with blood and lyniph, and on the other forms the
boundary of a narrow canal, which, joining with other
canals, ultimately opens into the urinary bladder. Here
the question arises how it is that these protoplasmic cells,
having nothing to draw upon but the common blood, which
is distributed to other organs and tissues as well, are able
to discharge on the other side of them into the canal the
fluid urine, which is absolutely distinct from blood, which
contains substances wholly unknown in blood, as well as
substances which, though occurring in blood, are found
there in minute quantities only, and, moreover, are not
found to escape from the blood into any other tissues or
organs. In attempting to answer this question we come
upon an inquiry of quite a diff"erent nature from the pre-
ceding, an inquiry for the solution of which mechanical
suggestions are useless. We have to deal here with the
molecular actions of the protoplasmic cell. We must
seek for molecular explanations of the questions, why
a current sets across the cells from blood--capillary and
lymph -space to the hollow canal ; why the substances
which emerge on the far side are so wholly unlike those
which enter in on the near side ; why, moreover, the in-
tensity of this current may wax and wane, now flooding
_the canal with urine, now nearly or quite drying up; why
19—2
not only the intensity of the current but also the absolute
and relative amount of the chemical substances carried
along it are determined by events taking place in the ceU
itself, being largely independent of both the quantity and
quality of the blood which forms the cell's only source of
supply. These and other like questions can only be solved
by looking with the mind's eye, by penetiating through
careful inferences, into those inner changes which we call
molecular, and which no ontical aid will ever reveal to the
physical eye.
These two lines of mquiry, which we may call the
mechanical and the molecular, obtain in all parts of physio-
logy, sometimes the one and sometimes the other being
dominant. A study of the special articles dealing with
the several parts of physiology (see "Nervous System"
below. Nutrition, Reproduction, Respiration, Vascu-
LAB System) will perhaps suificiently show this ; but it
may be worth while to give a very brief survey of the
whole field from this point of view.
The master tissues and organs of the body are the Brief
nervous and muscular systems, the latter being, however, surver.
merely the instrument to give effect and expression to
the motions of the former. AU the rest of the body serves
simply either in the way of mechanical aids and protectioil
to the several parts of the muscular and nervous systems,
or as a complicated machinery to supply these systems with
food and oxygen, i.e., vnth blood, and to keep them cleansed
from waste matters throughout all their varied chanrjes.
The physiology of the muscular system is fairly simple.
The mechanical problems involved have been long ago for
the most part worked out, and the molecular problems
which touch on the nature of muscular contractions, their
dependence on the blood -supply, and their relations to
nervous impulses are b«ng rapidly solved. The physiology
of the nervous system, on the other hand, is in its infancy.
The mechanical side of the inquiry is here represented,
inasmuch as the various actions of the system are condi-
tioned by the distribution and topographical arrangement
of the constituent fibres and cells ; and even these simple
problems, as may bo seen from the article " Nervous Sys-
tem" below, are as yet largely unworkcd. The deeper
molecular problems, those which deal with the real nature
of the processes taking place in cell and fibre, even the
simpler of these, such as the one which asks why the
neural protoplasm of one cell, or group of cells, seems
quiescent iintil stirred by some foreign impulse, its own
vibrations being otherwise retained and lost within its o^vn
substance, while the neural protoplasm of another cell ia
continually, or from time to time, discharging vibratioas,
as rhythmic molecular pulses, along adjoining fibres, —
these, at the present day, can hardly be said to be touched.
The physiology of the nervous system is emphatically
the physiology of the future. '
The rest of the body may, from a broad point of view,
be regarded as a complex machinery for suiiplying thesq
master ti.ssues with adequately-prepared food and oxygen^
for cleansing them from the waste-products of their activity;
and for keeping them at a temperature suitable for the
development of their powers. As wo have already said,
the blood is the agent which not only supplies both food
and oxygen but sweeps away all refuse, and, we may add,
is the instrument for maintaining an adequate temperature.
All the rest of the body may in fact bo looked upon as
busied in manufacturing food into blood, in keeping up
the oxygon supply of the blood, in sifting out from the
blood all waste material, and in maintaining the blood at
a uniform heat. This work, of which blood is, so to speak,
the centre, is, as wo have already seen, carried out by
protoplasmic cells, many of which are themselves of a mus-
cular nature, often forming nart of complicated mechanical
18
PHYSIOLOGY
contrivances, built up partly of inert tissues, partly of active
tissues, such as muscle and nerve. In tracing the food
and oxygen into the blood and the waste matters out of
the blood, in studying the distribution of the blood itself
and the means adopted to maintain its even temperature,
■we come, as before, on problems partly mechanical or
chemical and partly molecular. The changes which the
food undergoes in the intestine can be, and have been,
successfully studied as a series of purely chemical prob-
lems conditioned by anatomical arrangements, such as the
existence of an acid fluid in the stomach, succeeded by
alkaline fluids in the intestine, and the like ; but the ques-
tions concerned in the discharge of the digestive juices
into the alimentary canal, in the secretory activity of the
digestive glands, raise up protoplasmic molecular inquiries.
In the reception or absorption of the digested food we
similarly find the purely physical processes of difi'usion and
the like overridden by the special protoplasmic activities
of the constituent cells of the lining of the canal. In the
further elaboration of the digested products the action of
cells again intervenes, as it similarly does in the, so to
speak, inverted action by which waste matters are cast out
of the body, though in both cases the results are in part
conditioned by mechanical contrivances. The circulation
of the blood is carried on by means of an intricate
mechanical contrivance, whose working is determined and
whose effects are conditioned by molecular changes occur-
ring in the constituent muscles and other protoplasmic
cells ; the work done by the heart, the varying width of
the channels, the transit of material thi'ough the filmy
capillary walls, all these are at once the results of proto-
plasmic activity and factors in the mechanica,l problems of
the flow of blood. The oxygen passes into and carbonic
acid out of the blood, through simple diffusion, by means
of the respiratory pump, which is merely a machine whose
motive-power is supplied by muscular energy, and both
oxygen and carbonic acid are carried along in the blood
by simple chemical means ; but the passage of oxygen from
the blood into the tissue and of cajbonic acid from the
tissue into the blood, though in themselves mere diffusion
processes, are determined by the molecular activity of the
constituent cells of the tissue. Lastly, the blood, however
well prepared, however skilfully driven to the tissue by the
well-timed activity of the vascular system, even when it has
reached the inner network of the tissue-elements, is not as
yet the tissue itself. To become the tissue it must undergo
molecular changes of the profoundest kind : it must cross
the boundary from dead material to living stuff. The ulti-
mate problems of nutrition are of the molecular kind.
All the machinery, however elaborate, is preparatory only,
and it is the last step which costs the most.
Of the many problems concerned in these several depart-
ments of physiology the one class which we have spoken
of as being mechanical in nature is far too varied to be
treated of as a whole. The problems falling under it have
but few features in common ; each stands, as it were, on
its own bottom, and hag to be solved in its own way.
The problems of the other class, however — those which we
have spoken of as being molecular in nature — have a certain
common likeness ; and it may be worth while to consider,
in a brief and general manner, some of their most striking
Characters.
For this purpose we may first of all turn to the changes
taking place in a secreting cell, for these have of late
years been studied ^N-ith signal success. They illustrate
,what may be called the chemical aspects of vital actions,
just as the changes in a muscular fibre, on the other hand,
eeem to present, Ln their simplest form, the kinetic aspects
of the same actions. If we examine a secreting gland,
Buch as a pancreas or a salivary gland, we find that it is
composed of a number of similar units, the unit being d
secreting cell of approximately spheroidal form, one part
of the surface of which borders a canal continuous with the
duct of the gland, while another part is bathed in lymph.
The process of secretion consists in the cell discharging
into the canal a fluid which is of a specific character, inso-
much as, though it consists partly of water and other sub-
stances common to it and other fluids of the body, these
are present in it in special proportions ; and it also contains
substances or a substance found in itself and nowhere else.
To enable it to carry on this work the cell receives supplies
of material from the lymph in which it is bathed, the lymph
in turn being replenished from neighbouring capillary
blood-vessels. The secreting cell itself consists of a soft
protoplasmic " body," of the nature previously described, in
the midst of which lies a " nucleus." The consideration of
the actions carried out by the nucleus may, for simplicity's
sake, be left on one side for the present ; and we may
regard the cell as a mass of protoplasm consisting, as we
have seen, of a network of a particular nature, and of
other substances of different nature filling up the meshes
or interstices of the network.
Such a cell may exist under two different crnaitions.
At one time it may be quiescent : although tJio blood-
vessels surrounding it are bathing it with IjTnph, although
this lymph has free access to the protoplasm of the cell,
no secretion takes place, no fluid whatever passes from the
cell into the canal which it borders. At another time,
under, for instance, some influence reaching it along the
nerve distributed to the gland, although there may be no
change in the quantity or quality of the blood passing
through the adjacent blood-vessels, a rapid stream of
material flows from the protoplasmic cell -body into the
canal. How is this secretion brought about 1
If we examine certain cells, such, for instance, as those
of the pancreas, we find that during a period of rest suc-
ceeding one of activity the cell increases in bulk, and
further that the increase is not so much an enlargement
of the protoplasmic network as an accumulation of material
in the meshes of the network ; in fact, there appears to be
a relative diminution of the actual protoplasm, indicating,
as we shall see, a conversion of the substance of the net-
work into the material which is lodged in the interstices
of the network. This material may, and frequently does,
exist in the form of discrete granules, recognizablo under
the microscope ; and in the pancreas there is a tendency
for these granules to be massed together on the side of the
cell bordering the lumen of the canal. During activity,
whUe the cell is discharging its secretion into tlie canal,
these granules disappear, so that the protoplasmic network
is after prolonged activity left with a very smaU burden of
material in its meshes ; at the same time there also ap-
pears to be an accompanying absolute increase of growth of
the mass of the protoplasm itself. We have fuit:her evi-
dence that the substance which is thus stored up in the
meshes of the cell, forming the granules, for insta'.ice, just
spoken of, is not, as it exists in the cells, the S!\me sub-
stance as that which occurs in the secretion as its charac-
teristic constituent. Thus the characteristic consti'.uent of
pancreatic juice is a peculiar ferment body caUed " tryp-
sin," and we possess evidence that the granules in the pan-
creatic cells are not trypsin. But we have also evidence that
these granules consist of material which, upon a very slight
change, becomes trypsin, of material which is an ante-
cedent of trypsin, and which has accordingly been called
" trypsinogen." Thus the cell during rest stores up tryp-
sinogen, and the change which characterizes activity is the
conversion of trypsinogen into trypsin, and its consequent
discharge from the cell. These are facts ascertained by
observation and experiment, viz., that trypsinogen appears
PHYSIOLOGY
19
in the protoplasm of the cell, and that in the act of secre-
tion this trypsincgen is discharged from the cell in the
form of the simpler trypsin. When, however, we come to
consider the origin of the trypsinogen we pass to matters
of inference and to a certain extent of speculation.
Two views seem open to us. On the one hand, we may
adopt an old theory, once generally acce|)ted, and suppose
that the cell picks out from the lymph which bathes it part-
icles of trj'psinogen, or particles of some substance which
13 readily trans-formed into trypsinogen, and deposits them
in its substance. This may be called the " selective " theory.
On the other hand, we may suppose that the trypsinogen
results from the breaking down, from the katabolic or de-
structive metabolism of the protoplasm, being thus wholly
formed in the cell. This may be called the "metabolic"
theory. Our present knowledge does not permit us wholly
to prove or wholly to disprove either of these theories ; but
such evulence as we possess is in favour, and increasingly
in favour, of the metabolic theory. All efforts to detect in
the blood or in tlie lymph such substances as trypsinogen,
or analogous substances in the case of other glands, have
hitherto failed ; and, although such a negative argument
has its weakness, still it is of avail as far as it goes. On
the other hand, the diminution of the protoplasm in the
pancreatic cell, pari passu with the increase of trypsinogen,
and its subsequent renewal previous to the formation of
new trypsinogen, strongly support the metabolic theory,
and a number of other facts dra^vn from the history of
various animal and vegetable cells all tend strongly in the
same direction. We have further a certain amount of
evidence that trypsinogen arises from an antecedent more
complex than itself, as it in turn is more complex than
trypsin. So, although clear demonstration is not as yet
within our reach, we may with considerable confidence
conclude that trypsinogen and other like products of
secreting cells arise from a breaking down of the cell-
substance, are manufactured by the protoplasm of the cell
out of itself.
)o- We are thus led to the conception that the specific
^^ material of a secretion, such as the trypsin of pancreatic
juice, comes from the protoplasm of the cell, through a
number of intermediate substances, or mesostates as they
are called ; that is to say, the complex protoplasm breaks
down into a whole series of substances of decreasing com-
plexity, the last term of which is the specific substance of
the secretion. Now the protoplasm is undoubtedly formed
at the expense of the material or pabulum brought to it
from the blood through the medium of the lymph ; the
pabulum becomes protoplasm. Here also two views are
open to us. On the one hand, we may suppose that the
cruda pabulum is at once by a magic stroke, as it were,
built up into the living protoplasm. On the other hand,
we may suppose that the pabulum reaches the stage. of
protoplasm through a series of substances of increasing
comph ■'iity and instaliility, the last stage being that which
we ca)) protoplasm. And here, too, no absolute decision
between the two views is possible, but such evidence as
we do possess is in favour, and increasingly in favour, of
the latter view.
We may therefore with considerable confidence anti-
cipate the future arrival of evidence which will demonstrate
the aa yet only probable view that in the secreting cell
there are two series of events, two staircases, as it were, of
chemical transformation, — one an a.scending staircase of
synthetic, anabolic processes through which the pabulum,
consisting of several sub.stances, some of them already com-
plex and \uiatable, is built up into the still more complex
and stili more unstable protoplasm ; the other a descending
Btaircase, consisting of a series of katabolic processes giving
rise to substances of decreasing complexity and increasing
stability. The substances or mesostates appearing in the
former we may speak of as "anastates," those of the latter
we may call " katastates." At each step of the former, by
which a simpler anastate becomes) or by which simpler
anastates become, a more complex one, energy is absorbed ;
at each step of the latter energy is set free. And, since
in the animal-cell the initial anastates seem always or at
least generally more comj)lex than the final katastates,
the total life of the animal-cell is virtually a giving forth
of energy.
So far we have spoken of the secreting cell, but we have
evidence that in the activity of a muscle a similar series
of events takes place. Reduced to theoretical simplicity,
the unit a number of which go to form a muscle is a proto-
plasmic cell, undergoing, like the secreting cell, a con-
tinual metabolism, with a change in the results of that
metabolism at the moment of fumctional activity. Put in
a bald way, the main difference between a secreting cell
and a muscle-cell, or elementary muscle-fibre as it is often
called, is that in the former the products of the metabolism
constitute the main object of the cell's activity, a change
of form being of subordinate importance, whereas in the
latter the change of form, an increase of one axis at the
expense of another, a shortening with corresponding thick-
ening, is the important fact, the products of the metabol-
ism which thus gives rise to the change of form being of
secondary value.
Now we have evidence, which, as in the case of the
secreting cell, though not demonstrative, is weighty and
of daily increasing weight, that the change of form, the
contraction of a muscle, is due to a sudden metabolism,
to an explosive decomposition of what may be called
"contractile substance," a substance which appears to be
used up in the act of contraction, and the consumption of
which leads with other events to the exhaustion of a
muscle aft( .• prolonged exertion. We know as a matter
of fact that when a muscle contracts there is an evolution
of a considerable quantity of carbonic acid, and a chemical
change of such a kind that the muscle becomes acid.
This carbonic acid must have some antecedent, and the
acidity must have some cause. It is of course possible
that the protoplasm itself explodes, and is the immediate
parent of the carbonic acid and the direct source of the
energy set free in the contraction ; but evidence analogous
to that brought forward in relation to the secreting cell
leads to the conclusion that this is not so, but that the
explosion takes place in, and that the energy is derived
from, a specific contractile substance. And there is further
evidence that this hypothetical substance, to which the
name of " inogen " has been provisionally given, is, like its
analogue in the secreting cell, a katastate. So that the
contracting activity ol a muscular fibre and the secreting
activity of a gland-cell may be compared with each other,
in so far as in each case the activity is essentially a decom-
position or explosion, more or less rapid, of a katastate, the
inogen in the one instance, the trypsinogen or some other
body in the other instance, with the setting free of energy,
which in the case of thb secreting cell leaves the sub-
stance wholly as heat, but in the case of the muscle partly
as movement, the activity being followed in each case by
the discharge from the fibre or cell of the products, or some
of the products, of this decomposition.
Further, we may carry on the parallel to nervous sub-
stance. As a nervous impulse travels along a ncrvo-Cbre or
pursues its intricate course along the fibrillar tracts of o
nerve-cell, the amount of chemical change is too slight to
be satisfactorily appreciated by the methods at present
under our command. There is certainly no massive ex-
plosion like that of a muscular fibre, and the most striking
phenomena attending the passage of a nervous imnnlse are
20
PHYSIOLOGY
of an electrical nature. We cannot indeed distinctly prove
that any cbemical change does really accompany nervous
activity ; but from many considerations it is extremely
probable that a chemical change, an explosive decomposition
of more complex into more simple substances, is the basis
of a nervous impulse. The energy, however, which is set
free by this decomposition is not discharged from the
nervous substance to so great an extent as is the case in the
muscle-fibre, but is largely consumed in conveying or con-
ducting the decomposition from one particle of the nervous
substance to succeeding ones, — that is to say, in carrying
out that which is the essential work of the nervous sub-
stance. Moreover, even in a muscle, while the explosion of
inogen and the consequent shortening and thickening of
th^ muscle-substance travel along the fibre from particle
to particle in the form of a wave starting from the
junction of the nerve-fibre with the muscular fibre, or from
some other point of stimulation, this wave of visible con-
traction is preceded by invisible molecular changes also
travelling along the fibre in the form of a wave, changes
which manifest themselves by no massive explosions, which
are indicated by electrical phenomena chiefly, and which
are exceedingly like the nervous impulses of proper nervous
structures. In the very substance of the muscular fibre
there appears to be a material -nhich is not inogen, but
■which is capable of undergoing changes, probably of the
nature of an explosive decomposition, and it is these which
in turn induce the more massive decomposition of the
inogen. it is possible, indeed probable, that the con-
stituent particles of inogen are not able to communicate
their explosions to each other, so that the presence in the
muscular fibre of an impulse-carrying material is a neces-
sity. Be this as it may, a change antecedent to the
explosion which is the cause of the actual contraction does
occur in every particle of the muscle which contracts, and,
as we have urged, the change is probably one taking place
in a special substance. This substance may be the verit-
able protojilasm itself of the fibre, but considerations
analogous to those urged before would lead us to suppose
that it too is a katastate, but a katastate difTerent in
qualities from inogen ; and we may furthur suppose that
a very similar katastate is manufactured by nervous proto-
plasm, and by its decomposition gives rise to nervous
energy. This katastate is, as it were, the fuse or trigger
whose action fires the massive charge of the muscular gun,
and might receive the name of "apheter."
Meta- If we accept this view as to the nature of the simple
changes i^ervous impulses which sweep along nerve-fibres — and in
lu cen- , this respect motor and sensory nerves would seem wholly
neivous ^li^^e — there is no great difficulty in extending the con-
eystenn ception to the more complicated processes taking place in
the central nervous system. An ordinary reflex act, so
called, is perhaps one of the simplest labours of that system,
and we have evidence that in a reflex act sensory impulses
arriving along a sensory fibre at the protoplasm of a nerve-
cell induce in that protoplasm changes which,' though in
certain respects differing from, are fvmdamentally analogous
to, those changes in motor and sensory nerve-fibres which
constitute their respective nervous impulses. The chief
difference is that, whereas along sensory and motor fibres
the impulses pursue an even course, possibly undergoing
some augmentation, but one which is not sufficiently
' marked to be beyond doubt, in the nerve-ceU, on the
contrary, an unmistakable augmentation accompanied by a
systematic dispersion takes place. So great is the augment-
ation in some cases that a gentle short aeries of sensory im-
pTlIses reaching one of a group of nerve-cella along a single
sensory fibre may throw the whole groiap of nerve-cells
into such profound agitation that repeated series of even
violent impulses may be discharged along a multitude of
motor fibres. Allowing for this increase in the energy
set free, the changes in the nerve-cells do not seem to diflFer
fundamentally from those in the nerve-fibres (which indeed
differ to a certain extent among themselves), and may,
like them, be regarded as due essentially to the decomposi-
tion of some katastate or katastates.
Further, just as the apheter of the muscular fibre, that
which inaugurates the explosion of the contractile inogen,
difi"ers from the apheter of the nerve -fibre, so we may
suppose that in the various nerve-cells of different parts of
the central nervous system diflerence of function, while
partly due to the mere arrangement and distribution of
nervous impulses of the same kind, is also and more largely
due to difi'erence in the kind of impulses brought about
by difi'erence in the composition and mode of decomposition
of the nervous material. For instance, certain changes in
the nervous system are accompanied by distinct changes of
consciousness, while others are not. And, while we may
justly refuse to attempt any explanation of consciousness, Gon.-
it is nevertheless within our right to suppose that, in that sciou««
nervous substance which is the highest development of"**^
protoplasm and to whose service the whole body minis-
ters, amid the many substances of increasing complexity
and dignity which enter into its composition there should
be a substance or some substances the changes in which
are, or may be, accompanied by consciousness. The doc-
trine of evolution compels us to admit that consciousness
must be potentially present in the simple protoplasm of the
amoeba, and must be similarly present in all the tissues of
the highly-developed animal, instead of being confined to
some limited portion of the nervous system. Evolution
refuses to admjt a sharp line of demarcation between a
" conscious " and a " non-conscious " part, and this decision
is increasingly supported as our knowledge of the nervous
system advances. But a great deal of the earlier part of
this article was directed to show that all the powers of the
complex animal are the outcome of the difi'erentiation of a
primordial protoplasm, while ^he discussion concerning the
molecular changes of tissues in which we are now engaged
is simply an attempt to trace out how that differentiation
has taken place. And, as far as we can see, there are
no just reasons why the differentiation which sets apart
the nervous tissue from other parts of the body should
not obtain in the nervous tissue itself, and the obscure
rudiments of consciousness present in all nervous material
become by differentiation developed, in some particular
kinds of nervous substance, into consciousness more strictly
so called.
In the case, then, of secreting cells, of muscular tissue,
and of the various forms of nervous tissue the tendency
of inquiries into the molecular processes taking place in
them is to lead us to regard the varied activities of these
tissues as due to molecular disruptive changes in their
several katastates. these being various stages of the down-
ward metabolism or katabolism of protoplasm.
Similar considerations might be extended to other tissues
of the body which are neither nervous nor muscular, and,
though engaged in chemical work, are not distinctly
secretory or excretory, such, for instance, as the hepatic
cells engaged in the elaboration of glycogen. They might
also be extended to those tissues in which the katastates
are not exploded and discharged, but retained and massed
up in the body for mechanical or other purposes, to car-
tilage, for instance, the chondrigenous basis or ground-
substance which many considerations show to be a product
or katastate of protoplasm. 'We are thus led to the con-
ception, brought forward in an earlier part of this article,
that all over the body protoplasm is continually building
itself up out of the pabulum supplied by food, and con-
tinually breaking down, giving rise in different tissues and
PHYSIOLOGY
21
different parts of the body to different katastates with
different composition and different properties, the various
activities of the body being the outconja of the various
properties of the various katastates. If this be admitted,
it almost inevitably follows that what we have called proto-
plasm cannot be always the same thing, that there must
be many varieties of protoplasm with different qualities
and with correspondingly different molecular structure and
composition. If this be so, the question naturally arises,
why use the word protoplasm at all, since, by the showing,
it seems to have no exact meaning 1 But it has an exact
meaning. All the evidence at our disposal goes to show
that a katastate of any given degree cannot form a fresh
katastate of the same degree ; any one katastate can only
arise from the decomposition of a preceding more complex
katastate, and that in tvirn from a katastate still more
complex. Passing upwards, we come at last to something
which, instead of proceeding from a more complex sub-
stance, builds itself up out of a less complex, more simple
substance, and it is this something, whatever its exact
composition, into whatever katastates it is destined to fall
asunder, to which the generic name " protoplasm " should
be given. Possibly another new name were better, but
there . are advantages in retaining the old term. It is
protoplasm in this sense which is alone living ; it is its
synthetic power which is its token of being alive. That
synthetic power is, we must admit, exercised along the
ascending series of anastates. But here our knowledge is
a blank ; and it would be simply waste of time to speculate
as to the details of the constructive processes. Using the
word " protoplasm " in this sense, it is obvious that the
varieties of protoplasm are numerous, indeed almost in-
numerable. The muscular protoplasm which brings forth
a contractile katastate must differ in nature, in com-
position— that is, in construction — from glandular proto-
plasm, whose katastate is a mother of ferment. Further,
the protoplasm of 'the swiftly contracting striped muscular
fibre must differ from that of the torpid smooth unstriated
fibre ; the protoplasm of human muscle must differ from
that of a sheep or a frog ; the protoplasm of one muscle
must differ from that .of another muscle in the same kind
of animal ; and the protoplasm of Smith's biceps must
differ from that of Jones's.
We may, for a moment, turn aside to point out that this
innate difference of protoplasm serves to explain the con-
clusions to which modern investigations into the physiology
of nutrition seem to be leading. So long as we speak of
muscle or flesh as one thing, the step from the flesh of
mutton which wo eat to the flesh of our body which the
mutton, when eaten, becomes, or may become, does not
seem very far ; and the older physiologists very 'naturally
assumed that the flesh of the meal was directly, without
great effort and without great change, as far as mere
chemical composition is concerned, transformed into the
muscle of the eater. The researches, however, of modern
times go to show that the substances taken as food undergo
many changes and suffer profound disruption before they
actually become part and parcJ of the living bo<ly, and
conversely that the constructive powers of the aninml body
were grossly under-rated by earlier investigators. If one
were to put forward the thesis that the proteid of a meal
becomes reduced almost to its elements before it undergoes
synthesis into the superficially similar proteid of muscle,
the energy .set free in the destruction being utilized in the
subsequent work of construction, ho might appeal with
confidence to modern results as sujjporting him rather
than opposing him in his views. It would almost seem as
if the qualities of each particle of living protojilasm were
of such an individual character that it had to be built
up afresh from almost the very beginning; hence the ira-.
mense construction which inquiry shows more and more
clearly every day to be continually going on as well in the
animal as in the vegetable body.
Taking into consideration all the fine touches which
make up the characters of an individual organism, and
remembering that these are the outcome of the different
properties or activities of the several constituent tissues of
the body, working through.a delicately-balanced complicated
machinery, bearing in mind the far-reaching phenomena
of heredity by which the gross traits and often the minute
tricks of the parents' body are reproduced in the offspring,
if there be any truth at all in the views which we have
urged, tracing the activities of the organism to the con-
stitution of its protoplasm, this must be manifold indeed.
The problems of physiology in the future are largely con-
cerned in arriving, by experiment and inference, by the
mind's eye, and not by the body's eye alone, asoisted as
that may be by lenses yet to be introduced, at a knowledge
of the molecular con.struction of this protean protoplasm,
of the laws according to which it is built up, and the laws
according to which it breaks down, for these laws when
ascertained will clear up the mysteries of the protean work
which the protoplasm does.
And here we may venture to introduce a word of caution.
We have, in speaking of protoplasm, used the words "con-'
struction," "composition," "decomposition," and the like,
as if protoplasm Were a chemical substance. And it is a
chemical substance in the sense that it arises out of the
union or coincidence of certain factors, which can be resolved
into what the chemists call " elements," and can be at any
time by appropriate means broken up into the same factors,
and indeed into chemical elements. This is not the place
to enter into a discussion upon the nature of so-called
chemical substances, or, what is the same thing, a discus-
sion concerning the nature of matter ; but we may venture
to assert that the more these molecular problems of phy-
siology, with which we are now dealing, are studied the
stronger becomes the conviction that the consideration of^
what we call " structure " and " composition " must, in har-
mony with the modern teachings of physics, be approached
under the dominant conception of modes of motion. The
physicists have been led to consider the qualities of things
as expressions of internal movements ; even more impera-'
five does it seem to us that the biologist should regard the
qualities (including structure and composition) of proto-
plasm as in like manner the expression of internal move-
ments. He may speak of protoplasm as a complex sub-
stance, but he must strive to realize that what he means
by that is a complex whirl, an intricate dance, of which
what he calls chemical composition, histological structure,
and gross configuration are, so to speak, the figures ; to
him the renewal of protoplasm is but the continuance of
the dance, its functions and actions the transferences of
figures. In so obscure a subject it is ditlicult to speak
otherwise than by parables, and wo niaj' call to mind how
easy it is to realize the comparison of the whole body of
man to a fountain of water. As the figure of the fountain
remains the same though fresh water is continually rising
and falling, so the body seems the same though fresh food
is always replacing the old man which in turn is always
falling back to dust. And tho conception which wo are
urging now is one which carries an analogous idea into Hie
study of all tho molecular phenomena of the body. Wo
must not pursue tho subject any further here, but we felt
it necessary to introduce the caution concerning the word
"substance," and wo may rci)eat tiro assertion that it seems
to us necessary for a satisfactory study of the problems ou
which wo have been dwelling for the last few pages to keep
clearly before the mind the conception that tho phenomena
in question are the result not of properties of kinds of
22
PHYSIOLOGY
tnatter, in the vulgar sense of these words, but of kinds
of motion.
In the above brief sketch we nave dealt chiefly with
such well-known physiological actions as secretion, muscular
contractions, and nervous impulses. But we must not hide
from ourselves the fact that these grosser activities do not
comprise the whole life of the tissues. Even in the simple
tissues, and more especially in the highly-developed nervous
tissues, there are finer actions which the conception out-
lined above wholly fails to cover.
Two sets of vital phenomena have hitherto baffled in-
quirers,— the phenomena of spontaneous activity, rhythmic
or other, and the phenomena of " inhibition." All attempts
to explain what actually takes place in the inner working
of the tissues concerned when impulses passing down the
pneuraogastric nerve stop the heart from beating, or in the
many other analogous instances of the arrest of activity
through activity, have signally failed; the superficial re-
semblance to the physical " interference of waves " breaks
down upon examination, as indeed do all other hj^otheses
which have as yet been brought forward. And we are
wholly in the dark as to why one piece of protoplasm or
muscular fibre or nervous tissue remains quiescent till
stirred by some stimulus, while another piece explodes
into activity at rhythmic intervals. We may frame ana-
logies and may liken the phenomena to those of a constant
force rhythmically overcoming a constant resistance, but
such analogies bring us very little nearer to understanding
what the molecules of the part are doing at and between
the repeated moments of activity.
Herlng'i Further, if the ingenious speculations of Hering, that
sDecuia- specific colour-sensations are due to the relation of assimi-
lation (anabolism) to dissimilation (katabolism) of proto-
plasmic visual substances in the retina or in the brain,
should finally pass from the condition of speculation to
that of demonstrated truth, we should be brought face
to face with the fact that the mere act of building up or
the mere act of breaking down affects the condition of
protoplasm in other ways than the one which we have
hitherto considered, viz., that the building up provides
energy to be set free and the breaking down lets the
energy forth. In Hering's conception the mere condition
of the protoplasm, whether it is largely built up or largely
broken down, produces effects which result in a particular
state of consciousness. Now, whatever views we may take
of consciousness, we must suppose that an affection of con-
sciousness is dependent on a change in some material.
But in the case of colour-sensations that material cannot
be the visual substance itself, but some other substance.
That is to say, according to Hering's views, the mere con-
dition of the visual substance as distinct from a change in
that condition determines the changes in the other sub-
stance which is the basis of consciousness. So that, if
Hering's conception be a true one (and the arguments in
favour of it, if not wholly conclusive, are at least serious),
we are led to entertain the -idea that, in addition to the
rouigh propagation of explosive decompositions, there are
continually passing from protoplasm to protoplasm delicate
touches compared with which the nervous impulses which
with such difficulty the galvanometer makes known to us
are gross and coarse shocks. And it is at least possible,
if not probable (indeed present investigations seem rapidly
tending in this direction), that an extension of Hering's
view, with such modifications as future inquiry may render
necessary, to other processes than visual sensations, more
especially to the inner working of the central nervous sys-
tem, may not only carry us a long way on towards under-
standing inhibition and spontaneous activity but may lay
the foundation of a new molecular physiology. This, how-
ever, is speculative and dangerous ground. But it seemed
desirable to touch upon it since it illustrates a possible
or probable new departxu'e. What we have said of it and
of the more manageable molecular problems of physiology
will perhaps show that, vast and intricate as is the maze
before the physiologist of to-day, he has in his hand a clue
which promises, at least, to lead him far on through it.
Space forbids our entering upon a discussion concerning
the methods of physiology ;. but, accepting the truth of
the preceding discussion as to the nature of physiological
problems, the means of solving these problems speak foi
themselves.
From the earliest times the methods of physiological
inquiry have belonged to one of two categories : they have
been anatomical or experimental. And the same distinc-
tion holds good to-day, though both methods are often
joined together in one inquiry, and indeed at times may
be said to merge the one into the other. By the anatom-
ical method the observer ascertains the gross outlines, the
minute structure, and if necessary the physical characters
and the chemical composition of an organism or part of an
organism ; and by comparison of these with those of differ-
ent organisms, or of the same organism placed by nature
- — that is, not by himseK — in different circumstances, he
draws conclusions as to the actions taking place in it while
i± was alive. In early times the comparison of gross struc-
tures gave important results, but they have now been to a
great extent exhausted ; and the most valuable conclusions
reached at the present day by the anatomical method are
those arrived at by histological investigation of minute
structures and by chemical analysis. The marks of this
method are that on the one hand it deals for the most part
with things which are no longer alive, and hence must
necessarily fail to make touch with the inner workings of
which we have spoken above, and on the other hand in its
comparison of organisms under different conditions it has
to wait till Providence brings about what it requires, and
has to be satisfied with such differences as the chapter of
accidents provides. In the experimental method the
observer places the organism or part of the organism under
conditions of his own choosing, and applies to the organism
under those conditions the same analysis as in the former
methods. He ascertains changes in the gross features,
minute structure, physical characters, and chemical com-
position, as before. So that in reality the two methods
are in part identical, and differ chiefly by the fact that in
the latter the observer chooses the conditions in which to
place the organism. But an important corollary follows,
viz., that by choosing his own conditions the observer is
able to bring his analysis to bear on an organism or part
of an organism while Still alive.
The history of physiology, especially in recent times,
shows that this method is the one not only of the greatest
fertility but one becoming more and more essential as
inquiry is pushed deeper and deeper into the more abstruse
parts of physiology. If there be any truth in the sketch
given above of the modern tendencies of molecular physio-
logy, it will be clear to every mind that the experimental
method alone can in the future give adequate results. It
might indeed be urged that when molecular physics has
advanced far enough the molecular problems of physiology
will be interpreted by its light without recourse to experi-
ment. It will be a long waiting till that comes. Mean-
while, all the power over not only the body but, what is
more important, the mind of man which the physiology of
the future unmistakably promises must lie unused. Nor
is it simply a matter of waiting, for it is at least vrithin
the range of possibility that when the molecular problems
of physiology are fairly grasped conclusions may be reached
which will throw back a light on the molecular processes
of inanimate masses, revealing features of what we call
PHYSIOLOGY
23
ihie of
peri-
ibUI
"matter" whicli could not be discovered by the examina-
tion of bodies which had never lived.
It would not be a hard task to give chapter and verse
for the assertion that the experimental method has, especi-
ally in these later times, sujiplied the chief means of progress
in physiology ; but it would be a long task, and we may
content ourselves with calling attention to what is in many
resj>ect3 a typical case. AVe referred a short tiiue back to
the phenomena of " inhibition." It is not too much to say
that the discovery of the inhibitory function of certain
nerves marks one of the most importa'.it steps in the pro-
gress of physiology during the past half-century. The
mere attainment of the fact that the stimulation of a
nerve might stop action instead of inducing action con-
stituted in itself almost a revolution ; and the value of that
fact in helping us on the one hand to unravel the tangled
puzzles of physiological action and reaction, and on the
other hand to push our inquiries into the still more diffi-
cult problems of molecular changes, has proved immense.
One cannot at the present time take up a physiological
memoir covering any large extent of ground without find-
ing some use made of' inhibitory processes for the purpose
of explaining physiological i^henomena.
Now, however skilfully we may read older statements
between the lines, no scientific — that is, no exacts— know-
ledge of inhibition was possessed by any physiologist until
Weber, by a direct expcrimentjOn a living animal, dis-
covered the inhibitory influence of the pneumogastric
nerve over the beating of the heart. It was of course
previously known that under certain circumstances the
beating of the heart might be .stopi)ed ; but all ideas as to
bow the stoppage was or might be brought about were
vague and uncertain before Weber made his experiment.
That experiment gave the clue to an exact knowledge, and
it is difficult, if not impossible, to see how the clue could
have been gained otherwise than by experiment ; other
experiments have enabled us to follow up the clue, so that
it may with justice be said that all that part of the recent
progress of physiology which is due to the introduction of
a knowledge of inhibitory processes is the direct result of
the experimental method. But the story of our know-
ledge of inhibition is only one of the innumerable instances
of the value of this method. In almost every department
of physiology an experiment or a series of experiments
has proved a turning-point at which vague nebulous fancies
were exchanged for clear decided knowledge, or a starting-
point for the introduction of wholly new and startling
ideas. And we may venture to repeat that not only must
the experimental method be continued, but the progress of
physiology will chiefly depend on the increased application
of that method. The more involved and abstruse the
problems become, the more necessary does it also become
'hat the inquirer should be able to choose his own con-
ditions for the observations he desires to make. Happily,'
the experimental method itself brings with it in the course of
its own development the power of removing the only valid
objection to physiological experiments, viz., that in certain
cases they iirvolve pain and suffering." For in nearly all ex-
periments pain and suffering are disturbing elements. These
disturbing elements the present imjjerfect methods are often
unable to overcome ; but their removal will become a more
and more pressing necessity in the interests of the experi-
ments themselves, as the science becomes more .exact and
exacting, and will also become a more and more easy tsisk
as the progress of the science makes the investigator more
and more master of the' organism. In the physiology of
the future pain and suffering will be admissible in an ex-
periment only w-hen pain and suffering are themselves the
object of inquiry. And such an inquiry will of necessity
take a subjective rather than an objective form. (m. r.)
PAET II.— NERVOUS SYSTEM
To sopplement the foregoing general sketch some detailed account
must he given of the pliysiologj' of the several functions. Nl'tuitio.n
(q.v.) ha.s received separate treatnvcnt ; a sketch of the "Nervous
System " is now appended ; and Respir/tion and Reproddction
will be dealt witli in their places.
However complex may be the anatomical arrangements in man
«nd the higher animals, the nervous system consists essentially of
three portions : (1) central masses of nervous matter, or ganglia,
constituting the brain and spinal cord, and containing invariably
nerve-ccUs ; (2) peripheral or Unnitial arrangements, existing in
the organs of sense, in muscle, and in electric organs ; and (3) nerves,
or internuncial cords connecting the central with the peripheral
organs. The nerves may be regarded as conductors of a mode of
energy which, for want of a better term, is termed "nerve-force,"
originating either in the nerves themselves on the ajijilicjition of a
stimulus or in the terminal organs or in the central organs. Thus,
if a nerve be irritateil at any point of its course, a change is sot
up in the nerve-fibres at the point of irritation, and tliis cliange is
. propagated along the nerve-fibres to a central or terminal organ, thus
producing n characteristic phenomenon, — it may Ixs a scn.sation of
pain or of pleasure, an involuntary movement, the contraction of a
muscle, or a discharge of electricity. Again, the stimulus may act
on a terminal organ, such na the retina, setting up a change which is
then propagated or conveyed to the brain by the optic nerve, there
giving rise to a sensation of light or colour. Finally, the nervous
action may originate in a central organ, as is the case when a vol-
Mntar)' movement is made. The voluntaiy impulse, in this instance,
ori^nates in the brain ; a cliange passes along nervo-fibres from the
brain to the muscles, and as a result the muscles contract Wo
have therefore to discuss the general properties and modes of action
of nerves, tenni'prd organs, and central orgpns.
1. — Nerves.
Stnieture of Nerves. — A general description of the structnro of
nerves and of nerve-fibres «-ill bo found in vol. i. p. 859 sq.;
but there are a few points of physiological importance still to be
noticed. Two kinds of nerve-fibres exist in the body, white or
mednllated fibres, so called because each fibre has a sheath indi-
cated by a double contour (seo fig. 1), and the pale or non-medul-
Uted, The mcduUated nerve -hbrcs form the white part of the
brain, spinal cord, and nerves. They vary in diameter from the
TtSnth to the Tromith of an inch, and when of very small size often
show varicosities or swellings. Each fibre consists of thr>;e parts :
(1) an external sheath, or primitive sheath ; Br:^ " ■
(2) within this the medullary sheath or «[• ,;,H|
white substance of Schwann; and (3)in the • ''^
centre an axial fibre, the cylinder axis of
Purl<inje, or band of Remak. The axis-
cylinder in a fresh nerve seems to be
homogeneous ; but with high powers and
proper illumination, and more especially
Fig. 1. Fig. 2.
Fio. 1.— 0) MeautiaUd norvo-flbrpa, showlnff double contour; (2) a Rfinilor
libra In whicli A in primitive me in bran u, H inodullar)' fhcatb, C iiiia] cylin-
der protrudinp: l»t'>nnd tlic brokfii end of the flbro ; (?•) lransvrr>ip scrtion
thrnuRli inediiilnU'*! flliroB of a nerve plinwinR axial cylinder in each Ubrc.
Between ttio fibros is tho Int^rllbroiis coiuiPcti\e tlnnno.
Fig. 3. — Mcdullat*"! nerv*>- llbivH. A, nipdiillato"! nerve -flbro, ahon-inn (tub-
division of inoduUary Hhcnt.ti into rylliulriral srrti.ind Inihricatcl witli thoir
ends ; a nrrve-corpiidclp witli nii oval nurleiiji is nren Ivtwrpn nciinleinina
and moduIUry «haath ; n, mc<lnllated nprve -flbre at a noclo or coniitrictliin
of Rnnvier ; tiie axiH-cylimlor iiaHHPs unint4<rTupt4td1y f>-om one w»)jnient into
tbo otlicr, but the modultary ahcath is interrupted. (Key and RctzfuB.)
by tho ftction of porosmio scitl, it is scon to bo formed of extromoJy
fine fibrill.r. It is continuous from end to end of the nervo.
Tho mcluUary sheath shows at certain intorvals interniptions
called the "nodes of Ranvior" (soo fiff. 2). In tho midJlo of each
iuternodo an oval nucleus is found in the medullary shealh. The
palo or u on -moduUatod fibres, somctimoa called the "fibn^ of
24
PHYSIOLOGY
[neevous
Bzclta-
Btitution ot tne nerve uuic. j axis-rod appears to
substances such as lecithin '.^u'iso^'^^t)- JJ'^J^^ O + H 0^ and
^nr^t^n albuminous substances. Cholestenn (CjsH^U + "a"-') ^nu
^»Hn f C H N 0,) have been obtained from nerves along ^nth a
1 nerve ^ecomes acid after death (Funke). ,,,,,,,.
AS to the micro-ehenustry of the nenror. ew^^^^^^
.ris-cylinder contains an ? Summons '^^„T(anSnt^^^ of mercury) ; it
a red colour on boiling with M'l*?°l,"?|f°'' ^^Uo potash, and chloride ot
U dissolved, in weak BolaboMj^rammonm,^^^^^ ^^ ^^^^^^
sodium; it is hardened by solubons of chromic^^a^^ ^ ^^^ .^ ^^^^^^
and corrosive sublimate , it reduces tne cni b,^ substance
transverse markings on the a":''"" .f °**^.°i' !'ol"b e in ^cohol, ether, and
of Schwann is blackened by P?rosm.o f"d/J^aracte?'ihe primitive sheath
S\isl^K^'S?a?f™9|:3S^£&'a^,S^
^Xl*SfenhaTf!,u1;rJfr KTsL°n^ of^SSr o^r epidermic tissues, and
hence caUed "neurokeratin. ' .... j
J^ov-toS^i^v -The special property of a nerve -fibre is- termed
« eSbili^/' Every^ind o? living P-t"? tlZlu" ThJiVT? I
•able —that is, it responds in some way to a stimulus, ttiis, ii a
ffiOTsel of protoplasm, such as an amceba or a cartilage-cell or a
white WooS corpuscle be stimulated mechanically or by shocks of
Tie t?icity! it will contract or change its form. Again, if livuig
m^scuJar fibre be thus stimulated it also wiU contract This p.o-
Trt^ of respoXg to a stimulus is tenned '^iTitabil^^^
rppropriale central or terminal organ we may have evidence of
Eomethin<r having been transmitted along the nerve. 1 bus there
mrvbe se°Dsation or movement, or both. Nerves are more irritable
S contractile matter; and the term "excitabUity " is applied to the
special i^rUaUi^ of nerve. The same strength of stimulus will
Srmore powerfully on a nerve than on a muscle (Rosenthal). The
^e Tthe term " property " in physiology does not imply the idea of
Mv kind ofTherent^force or entity, but simply that m the case of
muscle and nerve, irritation is followed by certain phenomena seen
°"|{ f T^e elcSty of nerves is affected by certain conditions
In urv to the nerve, the application of caustics, and drying quickly
Kvit When anerve^s divided the excitability is increased
fo? a Ihort time, then rapidly diminishes, and final y disappears
l,»,r th7™int of section. The end of the nerve stiU connected
^thcenSTorgln undergoes these changes in excitabUity more
riickly than th! portion cut off. As shown by Augustus Waller
when I nerve is separated from its central organ, such as the grey
matter of the spinal cord for the motor roots, and the ganglia on
The posterior roots for-the sensory roots, the end of the nerve sepa-
raterfrom the centre undergoes fatty degeneration. If, however
the cut ends of the nerve be brought into accurate contact, union
soon takes place. Surgeons have frequently observea a return of
sensibmtv- to a part within a few days after the sensory i^erve had
S Sed and the cut ends again brought into contact. Con-
tinuedTr excessive activity of a nerve soon lowers^and may abolish
exc"tebmty, thus producing exhaustion. On .the other hand a
Whened period of absolute repose lowers excitabihty,.and ^ the
neTe be inactive beyond a certain time it wastes, becomes, thmner,
Td fatty degeneration occur, in its substance. Heat increases
wWlst cold diminishes, excitability. In the case of frogs nerves
remperatures above 45" C. destroy exc tabili y the J^ore rapidly as
they approach 70°, at which point it is almost instantaneously
destroyed. Below 45- a rise of temperature first in"^a es and
?hn diminishes excitability, and it has been observed bat whUst
increasing its intensity it diminishes its dyation .(Afanasiea
He^ann). Finally, a diminished supply of blood qmckly causes
a fall of excitability. . , . j r „n„,,ii . f„\
(2 ) Nerves may be excited by various kinds of stimuli : (a)
mechanicallv, as by intermittent pressure, beating, section, pnck-
^r&c ; W hermJlly. by variatioi of temp.erature ; (c) chemically
by the application of snch substances as acids, alkalis, or metallic
salts • ((f) electrically, by continuous or induced cun-ents ; and
M n'omally, by changes in the central or .terminal organs
Mechanical irritation is° applied during life when the tnmk of a
nerve is pressed upon. Radiant heat ac s on the perves of the
skin, or heat may be applied by conduction from a hot body m
contlct with the surface':; Little is known as to the specific ffecU
of heat on the nerves of the human being. In the frog it has
been found that a temperature of from 34° to 45° C. stmiulates the
motor nerves; about 40° C. sudden alterations of temperature may
cause t%vitching of the connected muscles (Hemann) Many
chemical substances in sufiicient concentration will quickly destroy
a nSveT but if they are in weak solutions the result may be stimu-
ladon Thus, concentrated solutions of the mineral acids, alkalis,
alkaline salts, concentrated lactic acid, and concentrated glycerin
may act as strong stimulants (Kuhne). 3„„o„j„
(3 ) The influtnce of electrical stimulation of nerves demands
more elabon^te description. The effects, as f^^y indicated can
be observed only when the nerve is connected with a muscle or
with a centr^r organ. In the first case electrical stimulation is
FoUowed by contra°ction of the muscle, in the second by a sensa ion
if the central organ is the Drain. Consequently we have to consider
the phenomena" following electrical stimulatiPn (a), of a motor
"^[^r^t^r'ic:' «:3r:/ . ^W mr.c.-A perfectly con- El.ec-
/.^ f .'^ir.nt r.f Plprtricitv of moderate quantity and intensity, tncal
^th wWch the variatfon in the density of the current is effected
aUo his an important influence. Thus the shocks of fiictional
e ctricfty St Sulate strongly, because, although the amount, of
eectricty is small, the currents are extremely rapid in appeanng
andSpS. In like manner the quick shocks from induction-
^oUs'^pfoE b'y rapidly opening and ^'osing the pnmary^circmt
are stron-'ly stimulating. Again, a very powerful current may
pass throtwh a nerve withou°t exciting it, if it pass gradually
Occas ona ly a very weak current sent through a portion of nerve
will cause a contraction, whUst a very strong current may fail to
d^ so In -fact, the phenomenon of contraction ot a muscle is
fnfluenced (a) by the^direction «nd (^) by the strength of the
current sen through the nerve. When the current is transmitted
Contraction. Contraction.
Best. K^t-
Strong contraction.
Strong contraction.
Best. ^ ^
Stron". »Jpen. Very strong contraction. .
and generally accepted by physiologists. ^ . , , , ,,„^,,
suppose thaf the sciatic nerve ^^ a f^g connected w^^te .so a^d^
stretched over two wires P^'^'"? f™" *5? ?,°=ee of an fnih and a half between
bination of Grove's elements with t^e distence oi an in ^^^^
the wires. If a key >K,'"'erposed in the circuit a cmr ^^ ^^^^^ ^^
Tyts-^op^e^et'-^/ha-.^f-^S^^^
induction-machine, either near the ne^tne or ^f^r the V^^ J ,^^t „^
r;eU°vt1orthe\\^cStVimfnerjns"inrsed. whilst near Ui,
Current Strength. Key.
■Weak. Close.
Weak. Open.
Medium. Close.
Medium. Open-
Strong. Close.
Strong. Open.
nesu
Strong contrtCtioD,
Strong contraction.
Best.
Contraction.
SYSTEM.]
PHYSIOLOGY
25
positive pole it Is diminished,— that is to say, a stimulus from tlie luductlon-coil,
not sufficient to excite the nerve so much as to cause a muscular contraction if
applied near the positive pole, will at once do so if applied near the negative
pole ; or, a stimulus so strong as to cause tetanus in the muscle when applied
near the negative pole may produce no etTect when applied near the positive
pole. In other words, the nerve near the negative pole is more excitable than
in the nonnal state, whilst near the positive pole it is less so, indicating that
&t least one of the physiological properties of the nerve has been changed by
the action of the continuous cuntnt. But a nerve-fibre has also the property
of conducting the effects of an impression, or the nt-rve-force travels with a
certain velocity along a nerve, as will be shown lower down. It has been ascer-
tained that near the negative pole the rate of conductivity is increased, whilst
near the positive pule it is diminished. Finally, a piece uf living nerve, when
connected with the terminals of a galvanometer, so that the one terminal
touches the surface whilst tho other touches the transverse section of the ner\'e,
shows the existence of a current of electricity travelling from the surface of
the nerve through the galvanometer to the transverse section, — that is, the
surface is positive to the 'transverse section. This condition is also modified
by the transmission through the nerve of a continuous current, so that the
difference of potential is increased near the positive pole and diminished near
the negative. These results are thus summed up.
State of Nerve.
Functions of Nerve.
Near positive pole
" Near negative pole
Electromotive force.
Increased
Dimiuislied
Conductivity.
Diminished
Increased
Excitahilitxj.
Diminished
Increased
1 The properties of the nerve, therefore, are altered by the passage through it
of a continuous current, and the altered condition is termed the "electrotonic
state," the condition in the neighbourhood of the positive pole, or anode, being
tenned "anelectrotonic," whilst that near the negative pole or katode is called
"kat«lectrotouic." A certain portion of nerve near each pole is throwTi during the
passage of ■& continuous current into these conditions of anelectrotonus and of
Katelectrotonus, whilst the amount of nerve thrown into the one condition or
the other depends on the strength of the current. Further, there is always be-
tween the two poles a point of indifference, in which the properties of the nerve
seem to be unaltered, and the position of this point depends on the strength
of the current. Thus, with a current of medium strength the point is midway
between the poles \ with a weak current the point is near the positive pole, —
that is, a large poition of the nerve near the negative pole is in the katelectro-
t«nic state in which the excitability is increased ; and with a strong current
the point is near the negative pole, — that is, a large portion of the nerve near
the positive pole is in the anelectrotonic state in which the excitability is
diminished. Now, according to Plliiger, the stimulating effect of closing the
current occurs at the katode only, whilst the stimulating effect of opening Uie
current occurs at the anode only, or a nerve is stimulated by a current on the
appearance or increase of katclectrotonus, on closing the circuit, or by the
disappearance or diminution -of anelectrotonus on opening the circuit. If wo
suppose that this depends on the modification of excitability near the negative
pole, by the molecules of the nerve becoming more mobile, the matter is in-
telligible. Thus the passage of the molecules from the normal stable con-
dition to the katelectrotonic less stable condition acts as a stimulus, whilst
the passage backwards has no effect. On the other hand, the passage from the
more stable condition in anelectrotonus to the nonnal stable condition acts as
a stimulus, whilst, again, the reverse action has no effect. This explains why
it is that a weak current gives contraction on closing, because on closing a
large portion of the nen'e near the negative pole passes from the nonnal into
the katelectrotonic state, and this acts as a stimulus. On the other hand, a
strong current causes contraction on opening, because on opening a large por-
tion of nerve near the positive pole passes back from the anelectrotonic state
Into the normal state, and this acts aa a stimulus. Again, with currenta of
medium strength', as both states are equally produced, there is contraction
both on opening and on closing. Thus Pfluger's theory accounts for most of
the facts ; but its v/eak point is that no reason can be given why a nerve is
stimulated only by the appearance of katelectrotonus and by the disappearance
of anelectrotonus. It remain.s only to add that currents passing transversely
through nerves produce no stimulating effect. In ascending currents the
shorter the piece of nerve between the elcctrofiea the greater the stimulating
etfect, whereas in descending currents the reverse holds good (Ilemiann).
{b.) Electrical Stimulation o/Scnsonj Acrvcs. — The effect of stim-
ulating sensory nerves as distinguished from the direct stimulation
'["" of sensory or terminal orf;ans has not been sufficiently studied, but,
ry 80 far as is known, the laws seem to be the same as those relating
IS. to motor nerves. When a sensory nerve is stimuhited the test must
be the resulting sensation. As stimulation of the motor nerve in the
condition of anelectrotonus or of katelectrotonus may or may not bo
followed by a' contraction, so stimulation of the sensory nerve may
or may not bo followed by a sensation, or the character of the sensa-
tion may vary just as the muscular contraction may be weak or
strong. Further, Donders has shown that electrical stimulation of
the vagi or pnenmogastrio nerves is attended by analogous pheno-
mena, so far as the movements of the heart are concerned. In this
.la.so, however, as will be shown lower down in discussing the pheno-
mena of nervous inhibition, the result is not movement but arrest
of movement.
(c.) Chnuveau's Bcscarclics an Unipolar Excitation. — Chauveau has
studied the comparative influence of the two poles of any arrnnge-
ipent supplying a continuous current,— ^that is, ho has tried the
stimulating etfect, supposing either the positive or tlie negative
polo be applied to the nerve whilst the other is in contact with
another part of the body. Ho has found, amongst other more
abstruse and less practical results, that there is in each ca.so a
certain intensity of current corresponding to the physiological con-
dition of the nerve by which the influence of ono polo is tlie same
as that of the oilier. If the intensity of the current be below this
medium strength tlie cITcct of the negative pole on motor nerves is
greater tlian tliat of tlio positive ; but, if the intensity be above, the
reverse is the case, — that is, the positive pole is the stronger excitant.
In the case of sensory nerves Chauveau found that application of
tlie nr-gative pole with a moderately strong current was rnore painful
tnan application of the positive polo. Thus the influence of unipolar
excitation -with a strong current on motor ner\-es is the reverse of
that on sensoiy nerves, — that is, the positive pole is the more
powerful on motor nerves, the negative pole on sensoiy nerves.
(rf.) Production of Tc^ainw. ^Tetanus or cramp of a muscle is I'roduc-
produced when its nerve is stimulated by successive initations 'Ion of
at intervals so short that the muscle has no time to relax between t*'*""*-
them, and consequently it passes into a state of more or less firm
contraction. A single muscular contraction may be called a twitch
of the muscle, but in tetanus or cramp the individual contractions
are fused together so as to maintain a rigid state of the muscle
for some time. A rapid series of induction shocks, each of short
duration, always produces tetanus, even if. they are sent to the
muscle at the rate of 15 per second. A continuous current, on the
other hand, usually causes contraction only at the moment of open-
ing and closing the circuit, but occasionally tetanus may be seen
during the passage of the current. Tetanus during the passage of a
constant current has been attributed to electrolytic changes in the
nerve. Pfliiger holds that' this is a normal production of tetanus
anj may be seen even with feeble currents ; but certainly it is very
difficult to demonstrate. Long ago Ritter showed that, if a constant
current of sufficient intensity b.e sent up a nerve for a considerable
time, say half^an hour, and then be suddenly interrupted, tetanus
lasting for eight or ten seconds may be seen, which disappears on
again closing the current. Ritter's tetanus, according to Pfliiger,
is really due to the stimulation caused by the disappearance of an.
electrotonus, which occurs, as 'we have seen, when the current is
opened, and the proof he offers is that the tetanus disappears when
the muscle is cut off from the anelectrotonic poition. Tetanus
may also be caused by the mechanical irritation of the nerve, or
by heat, or by chemical substances,
A^crvous Conductivity. — When a nerve is irritated at any point ugryouj
in its course a change is produced which is propagated along tliocondu*-
nerve, — that is, the nerve conducts, and the phenomenon is called ti^l'T-
the "nerve-current." The velocity of transmission cau be measured
only by the use of delicate apparatus, as the time occupied is too
short to directly affect consciousness. For example, when the tip
of the finger is touched the mind apparently perceives the contact
without any loss of time. But it can be shown that an appreciable
interval of time elapses between the iilstant the finger is touclied
and tlie instant the mind perceives the impression. During this
time a change passes along the nerve from the point touched to the
brain. The method usually employed for determining the velocity
of the nerve-current consist* in preparing the gastrocnemius muscle
of a frog with the sciatic nerve attached, and connecting it with a
recording apparatus, so that if the muscle be caused to contract by
irritating the nerve the record of the contraction may be made on
a rapidly-moving surface. If, then, the nerve be irritated in two
consecutive experiments, first close to the muscle, and secondly at
a distance from it, and the muscle be caused to contract in each case,
it will be found that it does not contract so soon when the nerve is
irritated at a distance fiom the muscle as when it is irritated close
to it ; in other words, if the nerve be irritated at a distance from
the mtLscIe the transmission of the i i Mcpwr
nervous impression from the point ' ■'
irritated to the muscle occupies an
appreciable time. If, then, we know
the length of nerve between the two
points irritatedj we can determine
thelengfhof time the nerve-current
took in passing along that distance
of nerve.
(1.) Mcasurtment of Velocity in Motor
Nerva.— Many ingenious methods have
been devised for this purpose, but tin- •
simi)lest is the use of the "spring niyo.
graphion " of Du Bois-Rejinond (see flg.":i).
Tlie apparatus consists of a smoked-glass
plate, which is driven in front of thti re- >
coi-ding stylet of the myograph by the
recoil of a steel ppring C. Undonioath
the frainccarrying the glass plate are two
binding screws 1 and 2, to one of which
is atUiched a rectangular arm of brass
1, which can so move horizontally as to
establish melAllIc coniiexitm between the
two binding screwa (marked lirrak, V).
By means of these bimling screws the
myograph is interposed in tlio circuit c»f .
a galvanic clement and the primary coil
I of an induction-machfne, and tlio brass
arm is so jdaced as to connect both bind-
ing screws, thus completing the circuit.
From nnclenieath the frame carrying the f\ r\ r\ f\ r\ r\ r\ r\'- r\ C
smoked-glass plot« there descrn.ls a small Din^nVru ^r^ .h^oV;,- Yi,i;„,V,
flange, which (when the glass plalo, by RAPIDITY OF NERVE CURRENT
relwing a catch not seen In the (Igure, yw. a.-Piagrnm showing omingo
but close to O, Is dr.ven across by the ,„^„t „f „p,M,ratu« in meaauring
spiral aprlng from left lo right) pushes rapidity of ucrvecurreut.
the brass arm aside and thus inyrruplii
the circuit of the I'riniary coll. Whin this occiini an opening shock Ig tnm.
mitted from the secondary coil II to a commutator B, an Instrument by
which elcclric currents may bo tntnsmiltcl to tho nor\-o cither at a point
close lo the ninsrle at A. or at a distance from It at I). Suppose tho a(>>
paiatus all arranged so as to UD<1 tlio ahock to the nene at a t'lnt doM
XI\ —
200VIB.PER SEC
26
PHYSIOLOGY
[nervous
to the muscle A, the muscle stimulated contracts, and draws by means of
the stylet, on the smoked surface of the glass, the curve seen in the lower
part of it at A. This leaves the horizontal line (which would be drawn by
the stylet were the muscle at rest) at A. AiTangements are then made for
anotlier experiment, in which the ner\-e will be stimulated at a distance from
the muscle, at the point B in the upper part of the diagram. This is done
iy again placing the smoked-glass plate in proper position, closing the primary
Circuit by the brass arm at the binding screws, as already described, and re-
versing tlie commutator so as to send the shock along the wires to B. The
muscle again contracts wlien the primary circuit is opened, an<l this time it
describes on the smolred surface the curve B, seen to the left of the curve A.
It will be perceived that this curve leaves the horizontal line at B, — that is, a
little later than when the ner\-e was stimulated close to the muscle. It follows,
therefore, that the distance on the horizontal line from A to B represents the
time occupied by the transii>is3ion of the nen-ous impulse from B to A of the
nerve. With suitable arrangements, t^ie rate of movement of tlie glass plate can
be measured by bringing into contact with it a marker on one of the prongs of
a vibrating tuning-fork. The waves thus recorded enable the experimenter to
measure with accuracy the rate cf movement of the glass plate, and conse-
quently the minute interval of time between A and B. In the diagram it will
be observed that tliere are 2J waves between A and B ; each represents ^^^th
of a second ; therefore the s^ith of a becond is the time represented by the
distance A, B : or, in other words, the j^th of a second was occupied by the
nerve-current in passing along the portion of nerve from B to A.
(2.) Measureme}it of Velocity in Sensory Nerves. — Suppose a sensory nen-e to be
excited in the hand ; the theory of nervous conduction is that a change is pro-
pagated along the nerve to the brain, and that in the brain the molecular
changes occur which result in a sensation. Tlie »ndi\'idual having the sensa-
tion may feel jt and make no siga by which any ou^ else might be made aware
that he has felt it, or the subject of the sensation mls;ht, by a muscular move-
ment, such as the motion of an arm, let any one else see that he has felt the
sensation. We have no means of knowing whether or not an individual has
felt a sensation except by the individnal making somr» kind of gesture or
muscular movement. Now it is clear that, if we regard the brain as the seat
of the changes resulting in sensation, the nearer any stiuMdatcd portion of
skin is to the brain the sooner will the brain feel and respond to the stimulus.
Thus, if the skin on the big toe of the right foot be stimulated, Mie effect of tlie
stimulus passes to the brain and tliere calls forth a sensati'.n, but if the
stimulus be applied to the skin at the top of the thigh it is e%idcnl the eflect
has to pass along a shorter length of nerve and that the sensation m the brain
will be aroused sooner. If we suppose that in each case the individv^al who ia
the subject of the experiment indicates the moment he feels the sensation,
and that the instant the stiumlus is applied successively to the skin ^n the
toe and on the thigh is also accurately recorded, it is clear that he will signal
the sensation of stiuuilation of the toe a little later than when he signals stii.'u-
iatiun of the skin on the thigh, and that the difference \\iU indicate the time
required by the ciiange in the ner\'e to pass along the length of nerve from
the toe to the thigh. In the observation it is assumed that the time required
for the changes in the brain resulting in sensation and volition, for the trans-
mission along the motor ner\'e,'and for the muscular contraction required to
signal is the same in each experiment. Thus, supposing the total time between
the moment of stimulating to the moment when the signal that the sensation
lias been felt and responded to is x, it is clear that this time is composed of n,
the time requireil for the passage of the nerve-current in the first experiment
from the toe to the brain, of b, the time required for the changes in the brain
Involved in sensation and volition, and of c, the time required for the trans-
mission along the motor nerves and for tlie muscular contraction to move the
ligfial, — that is, x=o+b+c. But, if the time between the moment of stimu-
lating the thigh to the moment of signalling be shorter, and supposing that b
»nd c are constant, then a varies according to the length of the ner\'e. Suppose
the difference of time between the registration of stimulating at the toe and
it the thigh to be y, then in the second experiment i=a-y+b+c, — that is,
u=the time occupied by the passage of the nen-e-current from tlie toe to the
thigh. This method has also heen used to measure the time required for
(ignalling a nervou.s impression in various circumstances, or what is usually
tailed the " reaction period," The most convenient apparatus for the purpose
la a chronograph made by Konig of Paris, the instrument being fully described
In M'Kendrick's Outlines of Physiology, p]>..53S-542.
The general result of measurements made by tliese methods is
that the nerve-current travels slowly compared with the velocity
of electricity or of light. In the motor ner\:es of the frog the
velocity is about 87 feet (26 to 27 metres) per second, and in man
and warm-blood d animals somewhat faster, 115 to 130 feet (35 to
40 metres) per second. The results as to velocity in sensory nerves
vary from 50 to 100 metres per second. Cold retards, heat accel-
ei-ates, the velocity. As already stated, the velocity is also retarded
in a nerve in an anelectrotonic, and accelerated in a katelectrotonic
state. The remarkable point is that the transmission of the nerve-
current is slow, and that events appearing to our consciousness
instantaneous require a considerable time for their occurrence. It
may be laid down as a general truth that all kinds of nervous actions,
even those considered as purely psychical, require time.
Production of Heat hy Nerves. — It is extremely doubtful whether
the production of heat by a nerve in action has been detected,
although theoretically one would expect heat to be so produced.
Schiff observed an increase of temperature on tetanization in the
nerves of warm-blooded animals that had been artificially cooled ;
on the other hand, Helmholtz and Heidenhain's experiments yielded
only negative results.
Electrical Phenomena of Nerve. — "WTien a piece of nerve is pro-
perly brought into contact \\-ith the terminals of a sensitive galvano-
meter, a current flows through the galvanometer from the surface
of the nerve to its transverse section (see fig. 4).
If metallic conductors, composed (say) of zinc, from the galvanometer were
brought into connexion with a piece of ner\-e removed froTn an animal newly
killed, little or no current would be obtained, and even if there were a current
it might be due to contact of the metallic conductors with the living tissue
exciting electrolytic decomposition. Hence it is necessary to have a fluid in-
terposed between the metal and the animal tissue, say, for example, the zinc
wire or plate forming the terminals of the galvanometer is immersed in a
saturated solution of sulphate of zinc. But as sulj-hate of zinc solution
would have the effect of irritating the living muscle it is necessary to have an
inactive substance between the tissue and the sulphate of zine solution. All
these couditious are-fulfllled Vy the non-polarizable electrodes of Du Bois-
Reyinond, of which there are various form*. Two zinc troughs, mounted on
insulating plates of vulcanite, have the inner surfaces carefully amalgamated.
These are tilled with a saturated solution of sulphate of zinc, and in each
trough is placed a small cusliion of clean blotting or filter paper, which quickly
Incomes permeated with the solution. Finally, a small plato of sculptort
clay, or kaolin, moistciu'l with a half per cent, solution of common salt, or.
Flc, 4,— Diagnin < f appir-^tu^ of Du Bois Reymond for expernnents on elec-
trical condition of muacle and ^er^e. a, zmc troughs, mounted on plecw
of vulcanite b : c, paper pads ; d, e, small pieces of moist clay ; /, /, binding
screws for attaching terminals of galvanometer g. A small piece of paper
connects d and e, and thus completes the galvanometer circuit. (AVundt.)
still better, with saliva, is laid on each paper pad. These clay pads are for
guarding the tissue from the irritant action of the sulphate of zinc. Wires are
carried from the troughs to the galvanometer, and a key is interposed in tlie
circuit. The Object of these careful arrangements is to secure that no current
is formed by the apparatus itself. If now a small piece of ner\*e be so placed
on the clay pads that the transverse section touches one pad and the longitudinal
surface the other, and the key is opened, a current passes through the galvano-
meter, as indicated by the swing of the needle. Suppose that the needle is
allowed to come to rest, the amount of deflexion of course in<licating the
strength of the current, and the nerve is now irritated so as to call forth its
physiological activity, then the needle swings back towards zero. This back-
ward swing is called the negative variation of the nene -current. The electro-
motive force of the current obtainable from a frog's sciatic nerve is about •022
of a volt, and somewhat more from the sciatic nerve of a rabbit. This ia some-
what iess than the electromotive force of a frog's muscle, which varies from "035
to -OTo of a volt. According to the views of Hennann, the negative variation-
current is a true current indicating, and indeed preceding, the physiological
activity of the ner\-e. He denies that the cunents pre-exist in nerve or muscle,
and states that the fii^t current obsened when the nen-e is laid on the pads is
simplydue to the lower potential of the trans^■e^se section, caused bythe rapid
death of the nen-e-substance. Tlie nerve-ciurent excited by a series of inita-
tions, say feeble induction-currents, may be regarded as composed of a wave-
like series of momentary currents, each of which is preceded by a negative
variation-current. Thus the electrical phenomena of nerve are siimlar in kmd
to those manifested by living muscle.
NutrXion of Nerves. — Probably nei-ves are nourished by the Nutn-
plasma reaching the axis-oylinder at tlie nodes of Ranvier ; but it tion of
would appear from the researches of Waller that the nutrition of nervca^
the nerve-fibre is influenced by the nerve-cell with which it is con-
nected. The so-called ''law of Waller" is well illustrated in the
case of division of the roots of the spinal nerves. JEach of these
nerves has two roots, — a posterior, sensory, on which there is a
ganglion; and an anterior, motor. If the anterior root be divided,
in the course of a few days the end of the nerve cut off from the
spinal cord is found to be undergoing degeneration, whilst the end
attached to the cord is still normal. Again, if the posterior root be
divided between the ganglion and the cord, the end remaining in
connexion with the ganglion remains unaffected, whilst the other
fnd undergoes degeneration. This degeneration, in the case of a
motor nerve, aflects tlie nerve to its very terminations. The axis- \
cylinder disintegrates into drops of fatty matter, and the medullatej
structure entirely disappears. It is well known that when a nerv«
is cut the ends may reunite so completely as to ensure a return of
the normal function in from two to five weeks. Accordingto
Ranvier, the axis-cylinders in connexion uith the. central portion
play an important part in this regeneration. They become lai^er,
stiiated, and by and by form new axis-cylinders, which pass into
the cicatricial "tissue and come into contact with tlie other end of
the divided nerve. This is a remarkable confirmation of the view
of Waller that the nutritional activity of a neiTe-fibre ia in the
direction of its physiological activity.
Nature of Nerve-currents, — The intrinsic nature of the change
in a nerve-fibre effected by a stimulus is quite unknown ; but it is
important to appreciate clearly the view that a nerve is both a
receiver and a conductor of impressions. It can be stimulated in'
any part of its course, and from the stimulated point some kind of
change is propagated along the nerve. This change is analogous
to the passage of electricity along a conductor, or to the rapid
passage onwards of a series of chemical decompositions, as when a*
long thin band of gun-cotton .properly prepared is seen to slowly
burn from end to end, or to the quick transmission of isomeric
changes ; but the analogy is not complete in anv ease. M'hatever
SYSTEM.]
PHYSIOLOGY
27
the change may be, however, it docs not appear to pass from one
nerve-fibre to another running alongside of it. Each fibre con-
ducts only its own impression, and there is nothing analogous to the
induotire elfect of one electrical conductor upon an adjacent one.
Another question much debated is whether sensory and motor
nerves act in the same way ; or, in other \\ ords, is there any essential
difference between them? There appeal's to be no difference in
mode of action ; the difference in the effect produced depends on
the ap[iai-atus in which the nerve ends. Thus there may be con-
traction of a muscle if the nerve terminates in a muscle, change of
the calibre of a blood-vessel if the nerve ends in that structure,
secretion from a gland if the nerve is in connexion either with the
vessel or the nerve-cells of a gland, an electrical discharge if the
nerve ends in the electrical organ of a Torpedo or Oi/miuitiis, and a
feeling or sensation if the nerve-fibres go to a sentient brain. In
all these Instances the nature of the change in the nerve and the
mode of its transmission are the same, and the results are differ-
ent because tbi. nerves terminate in different kinds of structure.
It would apptap from experimental evidence that, when a nerve-
fibre is irritateJ, my about the middle of its lengvli, a change is
simultaneonsly propagated towards each end ; but, as only one end
is in connexion with an apparatus capable of responding, the effect
at this end is the only one observed. Thus, if a motor nerve bo
irritated, there is muscular contraction, in conseiiueuce of the
stimulus rousing the mnssular substance into activity, probably
through the agency of the end -plates; but there will be at the
same time a backward wave along {be nerve to the motor centres
in the cord or brain.' It is doubtful whether the nerve-energy be-
comes weaker or gathers intensity as it passes along a nerve ; but
the balance of eviilence is in favour of the view that the so-called
"avalanche theory" of Pftnger, according to which the energy
gathers intensity as it passes along, is incorrect
Classification of kernes. — Functionally, nerves may be classified
into motor, sensory, vascular, secretory, and inhibitory. The
original meaning attached to the term "motor" nerve was a nerve
entirely composed of fibres by the excitation of which influences
were convoyed to a muscle which caused the muscle to contract.
As these influences passed outwards from a nerve-centre towards
the periphery of the body they were also termed " efferent " nerves.
On the other hand, nerves were found which, when stimulated,
gave rise to sensations of pleasure or of pain, and these were called
"sensory" nerves. Finally, it was shown that a third class of
nerves were composed both of sensory and of motor fibres, and they
were called " sense- motor " nerves. Sensory nerves were also sub-
divided into those of general and those of special sensibility. This
was an artificial classification based on the fact that when a nerve
of so-called special sensibility, such as the optic, was stimulated in
any way the same kind of sensation followed. Thus stimulation
of the optic nerve by cutting, pricking, pressure, or electricity is
always followed by a luminous sensation. But the progress of
research showed that when certain nerve-fibres were stimulated the
result was not necessarily a muscular contraction : it might .be
contraction of a blood-vessel, modified secretion of a g'anu, or a
diminution or arrest of some kind of nervous action. These facts
demand another classification of nerves such as the following.
(\. Motor, sometimes tenned efftnnt, to juuscles,
exciting contraction.
2. Secretory, to the cells of glands, causing secre-
tion, pos3U)ly a particular kind of secretion.
8. Vascular, or vajo-motor, to the walls of blood-
vessels, so as to cause contraction (roso-mofor)
or dilatation (vaso-dilators, or vaso-inhibitor$).
4. Itihihitory, SO affecting other centres of nervous
activity as to rooderat« or neutralize their
action.
5. EUctrical, so affecting a special organ as to call
forth electrical discharges, as in electric Oshes,
Torpedo^ Gymiwtus, Malapterurus, &c.
^o. General, conveying to nerve-
centrear in brain inflnences
wliich cause sensations of a
vaguo character, scarcely
perceptible to conscious-
ness, and not permanent,
as (Vom lungs, heart, stom-
ach, &c.
Speciid, conveying to ner\'e-
centres in brain Influences
which cause visual, audit-
ory, giifltatory, olfactory,
V or tactile sensations.
Aferent, or re/tex, conveying to nerve-centres in-
fluences which usually cause no sensation, and
which may or may not bo followed by move-
menta. secretions, changes in calibro of vessels,
V ic.
fn addltliJn there are nerve-flbrcs connecting "Dcrve-ceUs In the great centres,
to which no special filDctioos can be attril)ut«d.
2. — Terminal Oeoans.
Although, isjias been shown, a nerve may bo stimulated in any
part of its course, the stimulus is usually applied to a special
strtxcturo adapted physiologically for the reception of the particular
kind of stimulus. Such a special structure may bo termed a,
CKNTttirooAL, or ErrER-
ENT, or Motor, convey-
ing Influences outwards
ttvm a nerve-centre.
>
CmTRrpiBTAL, or ArrsR-
KKT. or tiENSORV, Con-
veying Influences In--^
wards towards a nerve-
oantre.
1. Sensory, caus-
ing mora or
less acute'
nensatioDi.
"terminal organ." For example, in the mechanism of vision (see
Eve, vol. viii. p. 821 sq.) there are the retina or terminal organ,
the optic nerve or conductor, and the brain or a portion of it, the
recipient of the impression. The fibres of the optic nerve are not
alfected by light, but when they are mechanically or electrically
initated the result is a luminous sensation, because. the action
of the fibres of the optic nerve is to call forth in the brain the
mechanism connected with luminous sensations. But light has a
specific action on the retina, and in turn the activity. of tiie retina
stimulates the fibres of the optic nerve. The retina is therefore the
terminal organ adapted for the reception of rays of light. In like
manner, each sense has its appropriato terminal apparatus, and
these are described under the headings cf the various senses, Eau,
Eye, Smell, Ta.ste, Touch.' To understand the tnie nature of
nervous action it is necessary to be clear as to the functions of the
terminal organs. They are liberating mechanisms. They do not
transform the outer energy into the physiological energy, nervous
action ; but they call it into action. Thus light acting on the
retina is not directly transformed into nervous energj-, but it
excites changes in the retina, which in turn produce activity of the
optic nerve. The structure of each of these terminal organs need
not bo here described, but it may be stated that they all essentially
consist of modified epithelium-cells, or what may be called "nerve-
epithelium." In tracing their development throughout the animal
kingdom it will be found that the simplest terminal organs are
epithelium-cells on the surface of the body ; but during evolutionary
progress from lower to higher forms these cells become more and
more modified and more and more protected by descending deeper
into the structure of the animal, until we meet with the complicated
organs of special sense in the higher animals. Another class of ter-
minal organs is that comprehending the forms ?t the ends of motor
nerves. Such are the end -plates found in muscle, and described
in vol. i. pp. 861, 862. The different modes of uerve-tennination
may be here briefly classified.
Organ. Temijtal Orgnyi.
Skin (see Touca) Tactile cells of Merkel, in the epi-
deniiie.
Tactile corpuscles of Wagner and
Meissner, in papillsE: of the skin.
End-bulbs of Krause, in conjunc-
tiva, penis, and cUtoris.
Pacinian bodies, attached to
nerves of hand or foot, or in
the mescnteij.
Corpuscles of Grsndry, found la
bills of birds.
Network of fibres, as in cornea. ,
Hair -cells, supported by arches Hearing.
of Corti, and connected with
the basilar membrane.
Rods and cones of retina Vision.
Efea.
Touch, pressure, or
' temperature.
Ear (see vol. L p. 894,
and voL vii. p. 591).
Eye (see vol. i. pp. 886
and 888, and vol. viii.
p. 810).
Nose (see Si4ELL) . . .
Tongue (see Tabts)
Muscles (voL i. p. 862)
Rods and ollactory cells .^. SmeD.
Taste-buds and gustatory cells.'. Taste.
Motorial end - plates of Poyire, Motion,
Kuhne, Krause, Ranvier, iiC
Glands Nerve-endings in secreting cells Seci^^tion.
— rfluger and Kupffcr.
Electric organs (see vol. Lamimc with free cilia-like pro Electric dlschar^
xii. pp. 640, 660). cesses.
3. — Central Oroans.
A.^-Oeiural Physiohgy cf Central Organs.
General Structure. — The central organs consist of a special kind
of cells called "nerve-cells," of nerve-fibres, both mednllatcd and
non-inedullated, and of a variety of connective tissue, termed
" neuroglia." On cutting into any central nervous organ, such ta
the spinal cord or
brain, two kinds of
nervous matter are
seen, the white and
the grey. The grey
consists of nerve-
cells, nerve - fibres,
and neuroglia, whilst
the white is com-
posed chiefly of \
nerve -fibres with
small amount of
neuroglia and no
nerve-cells. Ncrvo
cells vary much i„ Fio. 6.-Varions fumis of nerve -mIU. o.mi.Jlirotar,
,. -Ill from grev matter of spmal cord ; b, a, bipolar, from
lorm, as will bo seen pi.^na on posterior roits of sninol nen-e«; (•,»,»«(•
by referring to fig. 5. /v./ar, from crn'liellnm , p siiowi nulications of a
Tliey may bo spner- pn>rrss coming off at lower end ; «, union of threa
ni.lnl nvmd^l or ir- muUipolar cells in spmal cor<l ; /, union of thr«
onlal, ovomai, or ir ,j., ,„,. ^^,,1, ,„ grey matter of cerebral liemupbenM.
regularly tnangular.
The cells of tho spinal ganglia arc usually rounded ; those of th»
sympathetic moro angular ; thoso of the spinal cord multi|iolar,^
that is, having many processes or poles connected with them ; those
of the cerebrum triangular or pyramidal : and those of the cero^
28
PHYSIOLOGY
[neevous
bellum flask-shaped, having processes at each end. A nerre-cell
shows a large clear nucleus and a small nucleolus, whilst the cell-
substance is very granular. Some observers think they have traced
into the substance of the cell a fibrillated structure from the axis-
cylinder of the nerve-fibre ending in the pole or process ; but this
is doubtful, and the appearance may be accounted for by the action
of the reagent employed and by the great difficulty of correctly
interpreting optical appearances under very high powers. The
neuroglia is a delicate interstitial connective substance having
small connective-tissue corpuscles imbedded in it.
Chemical ComtihUion of Grey and IVhUe Matter. — This is still
imperfectly known, and throws almost no light on the functions of
the central organs. By various chemical processes the following
substances have been obtained from nervous matter : cerebrin,
lecithin, albumin, neurokeratin, cholesterin and fats, creatin,
xanthin, hypoxanthin, inosite, lactic acid, volatile fatty acids,
salts, and water. The gi'ey matter of the brain is distinguished
chemically from the white chiefly by containing more water,
albumin, lecithin, and lactic acid, and less cholesterin, fat, and
protagon (Hermann). Doubtless many of these substances are de-
rived from the disintegration of a more complex chemical substance
not yet isolated in a pure state from nervous matter. Petrowsky
gives the composition of grey and white matter as follows.
Grey matter.
White matter.
Water
Solids
81-6
18-4
65-4
17-2
187
0-5
6-7
1-5
68-4
31-6
27-7
9-9
61-9
9-5
i-3
0-6
The solids consist of—
Substances soluble in ether
Salts
The salts found in nervous matter are similar to those in blood,
and it would appear that phosphates, or rather combinations in
which phosphorus exists, are the most prominent products of
analysis. Thus about 40 per cent, of the salts consist of phos-
phates of soda and of potash — that is, the ash, on analysis, gives this
result ; but it must not be inferred that in nervous tissue phosphates
of the alkalis exist to this amount, as there is every reason to
think that phosphorous compounds, along with alkalis, exist in
nervous matter, although not in the form usually called phosphates.
The remarkably large amount of water, amounting to no less than
from 70 to 80 per cent, indicates mattel' in a condition suitable
for rapid molecular changes, on which, no doubt, the functions of
the tissue depend.
Eicita- Excitability of Grey Matter. — As grey matter contains both nerve-
bility fibres and nerve-cells, and as these cannot be separated in any experi-
and ment, it is clear that no precise results can be obtained from any
blood- effort to distinguisli the excitability of grey matter from that of
lupply. white. The excitability of the grey matter must depend on blood-
supply and on the rapid removal of waste -products. If the first
be deficient either in quantity or q"uality, or if the second be not
carried on so rapidly as to get rid of^the waste-products as they are
formed, the activity of the nerve-cells must sufi'er. The sudden
deprivation of blood, as when the heart ceases to beat for even
half a second, will cause unconsciousness ; the mixture with the
blood of a small quantity of bromide of potassium, or of alcohol,
or of chloroform or other anesthetic, or of morphia, will affect the
activity of the brain. And it is well known that, when disease of
the kidney, or such a disease as an acute fever, affects the body,
matters may accumulate in the blood which so contaminate it as
to make it unfit to carry on the vital changes on which activity
of brain depends, and the result is delirium or unconsciousness.
There is every reason to believe that the activity of nerve-cells is
delicately attuned to surrounding conditions. A small excess per
cent, of carbonic acid, era small amount Of what we call a poison, is
sufficient to modify or arrest their action. The rhythmic action of
various centres, such as those controlling the movements of re-
spiration, is in favour of the view that the activity of such centres
depends on delicate equipoises. If during expiration there is for
the moment a deficiency of oxygen in the blood, or an accumula-
tion of carbonic acid, the result will be an attempt at inspiration.
This gets rid of the carbonic acid and introduces oxygen, and an
expiration ensues. It is not pretended here to state what exactly
happens, as these phenomena of respiration are still obscure, but
they are brought forward with the view of showing that the actions
of the rhythmic centres of respiration depend on the delicate
balance established between the external conditions and those
centres. If this be the case there is little doubt that a similar
effect is produced on other centres by the nature of the blood
supplied, and that the quality and quantity of the supply are
important factors in the production of all conscious conditions.
General Phenomena manifested by Xervous Centres. — Before enter-
ing on a detailed description of the functions of the great centres
such as spinal-cord and brain, it is well to take a survey of some of
the general phenomena manifested by such centres: These may be
grouped under the heads of (1) reflex actions, (2) inhibitory actions,
(3) accelerating actions, (4) vaso-motor actions, (5) secretory actions,
(6) sensations, and (7) intellectual acts.
Reflex Actions. — Impressions made on sensory nerves are con-
veyed to nerve-centres, where they may or may not awaken con-
sciousness. A sensation may be defined as the consciousness of an
impression, and may or may not be followed by rpotion. Either
motion may be voluntary, or it may be caused by direct stimulation
of the motor nerve distributed to the muscles. The latter kind of
action in the living body is not common. Usually motor nerves
are acted on by the will or by emotional states ; but it not
unfrequently happens that physical stimuli occasion motion in an
indirect manner, the impressions being carried along sensory nerves
to a central organ, where changes are excited which result in a
discharge of nervous energy along motor nerves to various muscles.
Thus a frog in which the brain and medulla oblongata have been
destroyed will draw up its limbs if the foot be pinched. Such
actions, taking place without consciousness, are called "reflex
actions," and the mechanism required for their performance may
be thus described: (1) excitation of a sensory or afferent nerve,
(2) excitation of an intermediate |
nervous or reflex centre, and I
(3) excitation of a motor or I
efferent nerve, which causes a [
muscular contraction. The dia-'
gram in fig. 6 shows the sim-
plest mechanism ; but it is rare I
to find the arrangements so I
simple, and the mechanism v. - o- , « .. ,
„ ^, ' , , Flo. 6.— Sunnle reflex action ; 1, sensory
may become more complex (see surface,; 2, n.uscle ; a, sensory nerve;
fig. 7) either by the existence b, nerve-cell: c. motor nerve. The
of a number of cells or groups arrows indicate the direction in which
of cells in the nerve-centre, or ' the influence travels.
by the existence of numerous afferent or efferent nerves. Tho
essence of a reflex action is the transmutation by means of tho
Fig, 7. — Double reflex action, or action in which two or more nerve-ceUa are
involved ; 1, 2, as in fig. 6 ; o, motor nerve ; 6, c, nerve cftUs.
irritable protoplasm of a nerve-cell of afferent into efferent impulses
(Foster). The following is a brief summary of the leading facts
relating to reflex action.
(a) The initial excitation may occur both in nerves of general
sensibility and in those of the special senses ; but certain nerves
more easily excite reflex actions tlian others. Thus when light
falls on the retina there is contraction of the pupil, the afferent
nerve in this case being the optic (see vol. viii. p. 821 sq.).
(6) A reflex movement may occur whether we excite a sensory
nerve at its commencement or at some point in its course, but in
the latter case the action is less intense than in the former.
(c) Grey matter containing nerve-cells constitutes the chief por-
tion of reflex centres, and groups of such reflex centres are frequently
associated by internuncial fibres. Tho excitability is increased
when these centres are severed from communication with psychical
centres which preside over voluntary ■
movements. Thus, after decapitation,
reflex movements occur with greater I
intensity than in the injured animal ; [
they are also more active during sleep. I
It is evident, therefore, that reflex I
actions may be restrained or hindered I
in their development by the action of I
higher centres. This is termed the f
"inhibition of reflex action."
(d) Reflex movements may occur in I
one muscle, or in many muscles or I
groups of muscles. One or more I
groups of muscles may be involved I
according to the strength of the |
stimulus ai>plied to the sensory sur-
face and the degree of excitability of j
the reflex centre at the time (see fi". 8). f
Tlie facts are thus summarized by I
Pfliiger. Unilateral action ; if in a I
decapitated frog we excite the skin of Fio. 8 — p, sensory surface; a, i,
the hind foot p, the excitation is c, d, e, nerve-cells ; 1, 2, 3, 4, 6,
transmitted from the centre a to the ^' *' *' ''"'^<^'<>^-
muscles 1 of the foot on tlie same side. Symmetrical action ; if
the excitation be more intense, it is transmitted to a centre on the.
'.f'-M.
;^-4'
SYSTEM.]
PHYSIOLOGY
29
Fig. ;j. — Diagram illustrating the siiper-
positinn of reflexes, vi, vt, iimseles ;
1, 1, series of reflex centres on one side,
under the control of 2, 2, wliicJi are
again gnvemeil by 3. There is a cor-
respondiiiK series, I', 1'; 2', 2'; 3' on
the other side. Both sides are presided
over by 4. Tlius a stinuilua reaching
4 might excite the activity oF all the
muscles iji, m ; if it reached 3, only one
half of the muscles ; if it reached 2, to
the left, only three of the muscles ;
and, finally, if it afl'ected :, to the left,
only one muscle m.
opposite side b, and contractions may occur in the luiscles of the
hind Innbs on both sides 1, 2. Iiiadiation : if ine excitation be
still increased in intensity, it
affects higher centres c, d, and
there may be contraction of the
fore-limbs 3, 4. General action;
if the excitation be still furtlicr
increased, it may pass to a still
higher rellcx centre e, and the
result is general convulsions.
(«) Reflex centres may bo so
iuranged in the body .is to con-
stitnte a series in which those
of the cerebrum govern or con-
trol others in the deeper gan-
glia of the brain, while these,
in turn, have an influence over
still lower centres in the spinal
cord. This arrangement is
termed the "superposition of
reflexes " (see fig. 9).
(/) Stimulation of a sensory
surface may simultaneously pi'o-
duce, by a reflex mechanism,
movement, secretion, and con-
sciousness. Thus a condiment
in the mouth may cause in-
voluntary twitchings of the
muscles secretion of saliva, and
a sensation (see fig. 10).
ig) Certain substances, in
particular strychnin, increase
reflex excitability, so that the slightest external stimulation of the
sensory nerves of tin' skin is sufficient to cause severe convulsions.
On the other hand,
bromide of potas-
sium, hydrate of
chloral, and atro-
pin diminish reflex
excitability.
(A) Individual
stimuli only excite
a reflex act when
they are very pow-
erful, but stimuli
applied at frequent
intervals act the
more quickly and
powerfully the
more rapidly they Fio. lO. — Diagram ilinstr.-niii:.; n cninj.icx reflex mechan
succeed each other.
To produce the re-
flex change in the
centre, therefore, a
aummation or ad-
dition of centri-
petal excitations is required. When these reach a certain number
the centre responds (Stirling).
(i) Keflex actions involve time. Thus the time between the
stimulation and the movement can be measured, and, if we take
into consideration the time occupied by the passage of the nerve-
current along the nerves involved, and the latent period of muscular
contraction, and subtract this from the total time, the remainder
will represent the time occupied by the changes in the centre or
the reflex-time. This has been found to be from •05.15 to 'Oiri of
a second. It is lengthened by cold and shortened by increasing
the strength of ihe stimulus and by strychnia.
{k) In compound reflex acts the initial excitation may occur
in psychical centres, as when the recollection of an odour causes
nausea, or when a feeling of ennui is followed by a yawn.
(l) Some reflex movements are the result of inherited peculiar-
ities of structure, as those made by a new-born child when it seizes
the breast. Other reflex movements are acquired during life. Such
are at first voluntary, but they become automatic by repetition.
Tlio following are some of the more common examples of reflex movements.
Motions of the iiniacles in any part of the limbs or trunk under the Influence
of sensory luipressions on the akin, such as tickling. i>ficking, &c, ; shud-
dering from cold, shuddering caused by grating noises, A'c. ; contraction of
llio pupil under tlic influence of light on the retina ; winking, from Irritation
of the sensory nerves of the conjunctiva : sneezing, from irritation of the
Schneiderian membrane, or by a glai-ing light on the eye ; spasm of the glottis
and coughing, from iiTitation of the Uirynx or trachea ; laughing, CAUicd by
tickling the skin; the first respiration 'of the child at birtli, from the im-
pression of cold upon the nerves of Uio skin, and especially those of the cheat ;
respiratory movements in the adult, from the impression caused by tlienlTerent
nerves of the luncs (sympathetic or vagus), by the presence of carbonic acid
in the air cells and passages, or in those of th? general systoni,— also, occasional
modifications of the res(Mratory movements from impressions of cold, Ac, on
tho surface of the body : suckling In infancy ; deglutition or swallowinK. wiih
all tUo complicated movements then occunlng in the tongue; fauces, larynx,
ism. The arrows indicate direction of currents. 1,
sensory surface ; 2, itiuscle ; 3. gland ; a, sensory
nerve ; 6, reflex centre, connected with another reflex
centre d by interhuucia! fibre e ; c, motor or efferent
ner\'e ; /, secretory nerve passing to gland 3. From
the other side of d is seen a fibre passing to the brain,
and there exciting changes which result in a sensation.
and gullet ; vomiting, caused by Irritation in fitomacn. or in fauces, or follow,
ing nausea ; forced contractions of the sphincter muscles of the anus, urinary
bladder, and vagina, under local initation ; erection and emission under the
influence of irritation of the nerves of tho penis and other parts in the vicinity:
rhythmic movements of lymphatic hearts in reptiles ; rhythmic movements of
the heart by the action of cardiac ganglia ; peristaltic motions of the stomach
and alimentary canal, m digestion and in defecation, &c., under the influence of
impressions conveyed to the ganglia by the splanchnic and intestinal nerves ;
action of the bladder in expelling urine : expulsive action of the uterus in j^r-
turition ; contractions and dilatations of the blood-vessels under the influence
of the vaso-mot«rsystem of nerves ; many obscure and complex morbid actions,
such as palpitations of the heart, cramps In tlie limbs caused by Irritation m
the stomach or intestinal canal, fainting from concussion or from peculiar
odours, dilatation of the pupil and grinding of the teeth from the irritation of
worms, and the convulsive seizure sometimes occurring during teething.
Inhibitory and Accelerating Actions. — As we have seen, stimula-
tion of a nerve may cause a sensation, a reflex action, or the direct
contraction of a muscle ; but in some instances when the nerve
is stimulated movements may bo arrested. This occurs where
rhythmic and apparently spontaneous or automatic actions are
restrained or inhibited by the activity of certain nerves. The most
striking instance of inhibition is i
offered by the heart. The subject I
will be readily understood with the I
aid of fig. 11, which illustrates the [
innervation of the heart and bipod-
vessels and especially the inhibition I
and action of the depressor nerve.
It is well known that the heart I
of a warm-blooded animal ceases to |
beat almost immediately after re-
moval from the body, but the heart I
of a cold-blooded animal, such as [
the frog, will beat for hours or even
days, especially if it be supplied with
defibrinated blood. The rhythmic
beat depends to some extent on the
existence in the heart of ganglia or
small nerve-centres (fig. 11, I, A,
K). It is quite true, however, that I
rhytffm may go on in' a portion of I
the heart containing no ganglioiiic [
structure. Now the heart receives
nerves from two sources, from the I
vagus or pneumogastiic nerve and I
from fibres derived from tho spinal I
cord through the sympathetic. If I
the vagus be cut and the lower '
end stimulated by feeble induction- Pip-.1I--The origins of pueumogas-
shocks, the heart beats more slowly,
and will probably bo brought to a
stand -still in a dilated condition.
A strong stimulation of the vagus
will invariably arrest the action of
the heart, and the organ will bo
found dilated, or, as it is said, in a state of diastole. On removal
of the stimulus the heart will soon resume its beats. It is clear
that the vagus cannot be regarded as the motor nerve of the heart,
because, if so, stimulation would have arrested the action of tho
heart in a state of contraction or systole. Tho question, then, is
wliether the fibres of the vagus possessing this remarkable power
of inhibiting or .restraining the action of tho heart terminate m tho
muscular fibres, or in some intermediate structures, sucli as ganglia
The influence of various poisons has shed light on this question.
A minute doso of atropin injected into the blood raraljscs this
inhibitory action. After such a doso stimulation of the vagus is
followed by no effect, and the heart beats as usual.
"Again, in slight urari poisoning the Inhibitory oction of th« vagus Is still
present; in the profounder stages It disappears, but even then inliibition may
DC obtained by applying the electrodes to the sinus. In order to explain this
result. It has been supposed that what we may call the inhibitorj- fibres of tho
vagus terminate lu an inhibitory mechanism (prolwbly ganglionic in nature)
seated in the heart itself, and that the urari, while iu largo doses it may
paraly.sc the terminal fibres of tho vagus, leaves this Inhibitory mechanism
intact and capable of being thrown Into activity by a stilnuhis applied directly
to tho sinus. After atropin has been given inmbition cannot bo brought
about by stimulation either of tho vagus fibres or of tho sinus, or Indeed of
any jiart of the heart. Hence it Is Inferred that atropin, unlike urari, paralysea
this intrinsic Inhibitory mechanism. After the application of miiscarln or
piloearpin tho heart stops bctiting, and remains In diastole In perfect stand-
still. Its api>«aranco is then exacUy that of a heart Inhibited by profotmd and
lasting vagus stimulation. Tliis eflect Is not hintlrred by urmrl. Tlie applica-
tion, gowover, of a small dose of atropin nt oneo restores the Ivat Tlicte
facta are Inteq^reted os meaning that muscariu (or piloearpin) stimulates or
excites the Inhibitory apparatus spoken of al>ovc, which atropin panilysca or
places hori dt combat" (I-ost^r, Ttxt-tiook of J'ftysiology, 4tll ed., p. 18(3).
Thus physiologists arc satisfied that, when tho vagus is stimulated,
currents of nerve-energy pass along its fibres to some of the intrinsic
ganglia of the heart and inhibit or restrain those, so that tho heart
beats more slowly or is arrested altogether. But tho centres in tho
heart may "also be stimulated. After division of both vagi in a
mammal, say a rabbit, tho heart's beat may be quickened or acceler-
ated by stimulation of tho cervicol spinal cord. Fibres having this
power of accelerating tho action of tho heart bavo been traced from
MEDULLA..,
'T— --V-,
( PN-G ) /'■ 1 SYM j ;
, ■
(,'VASO Y
t, ,
[uoioRj
ii .''•'
if /;
CI •- \
O ' '
P'i
.4/^
* ,' *
' 1 o
1 • ^•
• 1,* o
1.' ?
• .
1) ^v/
I' Ot
(k..
^
/c'/
■V
HEARTS
"f
trie and vaso-inotor systems are in
medulla, that of the sj*ninathetic
in npper portion of com. The
arrows indicate direction of nerve-
currents. In the heart R represents
reflex centre. I an inhibitory
centre, and A an accelerating
centre.
-30
PHYSIOLOGY
[nervous
the '•ervical spinal ccnl through Iho last conical ami first thoracic
ganglia of the sympatlintic. Stimulation of thcse^arcclcratoi- nerves
fcauses a quickening of the. heart's Ijeat, in which, however, "what
is gained in rate is lost in force '" (Foster). They are referred to
nere as showing anotlier kind of nervous action, quite dillerent from
Inhibition. Thus any nerve-centre concerned in reflex movements
may have, by impulses reaching it from the ueriphery, its action
inhibited or restrained or accelerated.
Influence of Nerves on Blood- Fcsscls. — If the sympathetic nerve
be divided in the neck, there is a dilatation of the vessels and an
(increase of temperature on the same side ; but irritation by weak
induction -currents of the cephalic end will cause the vessels to
fontract and the temperature to fall. In tjie sympathetic, there-
fore, there are nerve-tibres which influence the contractile coats of
the blood-vesseh. These fibres, called "vaso-motor," originate
Ij-om a vaso-motor centre in the medulla oblongata between the
point of the calamus scriptorius and the lower border of the corpora
quadrigemina, in the floor of the fourth ventricle. From this chief
vaso-motor centre nervous influences emanate which tend to keep
the smaller vessels in a more or less contracted condition. If it
be injured, paralysed, or destroyed there is at once great dilatation
of the vessels, more especially those in the abdominal cavity, and
the blood collects in these dilated ^(essels. This of course dimi-
nishes the arterial pressure in the larger vessels. Consequently,
by observations on blood -pressure, it has been found possible to
study the conditions of vaso-motor action. By connecting a kymo-
graph (a recording manometer) with a large vessel, say the carotid,
observing for a time the mean blood - pressure, and afterwards
injuring the supposed vaso-motor centre, Ludwig and his pupil
Ovvsjannikoff at once observed an enormous fall of blood-pressure,
to be explained by the paralysis of the smaller and a consequent
emptying of the larger vessels.
The vaso-motor centre may bo influenced — that is, inhibited, or possibly
strengthened — by impulses coming from the periphery. Such impulses may
be sent to the centre along any sensory nerve, but in 1S66 Cyon and Ludwig
discovered a' nerve whicti apparently exercises this function to a remarkable
extent. In the rabbit it originates by two roots from the superior laryn-
geal aud fi-om the vagus. Stimulation of the distal end of this nerve pro-
daces no effect, but stimulation of the cephalic end causes at once a greit fall
of blood- pressure in the arterial system and a diminution in the frequency
of the pnise. As this nerve, therefore, inhibits, restrains, or depresses the
activity of tlie vaso-motor centre it has received the name of the " depressor
nerve of Cyon and Ludwig." It appears to influence chiefly tlie vaso-motor
onangements of the abdomen and lower extremities. Thus, after section of
the splanchnics, which control the vessels of the abdominal viscera, it is said
that excitation of the depressor does not produce nearly the same diminution
of pressure in the carotid vessels. By the influence of the depi-essor a balance is
kept up between the central and the peripheric circulations. Imagine the heart
to be pumping blood tiirough the vessels. If from some cause the smaller vessels
become constricted so as to offer gre.ater resistance to the passage of the blood,
the ai'terial pressure in the larger vessels ia increased, and the heart has more
*ork to do to overcome this resistance. Wlien the resistance reached a certain
»mount~the heart would be in danger of exhaustion in endeavouring to over-
come it. But by the depressor this danger is removed, .is an influence may
pass from the heart along the fibres of the depressor to the vaso-motor centre,
the effect of which is to inhibit the activity of this centre, and thus allow the
smaller vessels to dilate. When this occurs, either locally, as in the abdominal
region, or generally, tli9 result is a depletion of the larger vessels, a consequent
fafl of pressure in them, and therefore less resistance to the efforts of the
h Art. Thus it would appear that in the heart itself there is an arrangement
by which, to a certain extent, it governs its own work, and there is an adjust-
poent between the activity of the heart and distribution of blood throughout
the body (see flg. 11).
The vaso-motor nerves causing contraction of vessels have been
called " vaso-constrictors" ; but there are other nerve-fibres possess-
ing the property of causing a dilatation instead of a contraction.
These have been called " vaso-dilators." E-^citation of the chorda-
lympani nerve, for example, causes the vessels of the sub-maxillary
gland to dilate (see vol. xvii. p. 672). Erection, as it occurs in the
benis, has long been known to depend on dilatation of vessels and
Donsequent increased afilux of blood. Stimulation of the nerves of
the sacral plexus may cause erection. But how do such nerve-
fibres act ? It cannot be that they directly cause relaxatiou of the
muscular fibres in the walls of the vessels. These contain layers
of involuntary muscular fibres in the transverse and longitudinal
directions, and it is difficult to understand how any contraction of
fibres in either of these directions could possibly cause dilatation
of the vessel. Probably the effect is brought about by the acticm
of some kind of Lnhibitoi-y mechanism. Ganglia abound in the
walls of the vessels. From these, fibres pass to and from tho
muscular elements of the vessel. Such ganglia or local reflex
centres may be supposed to be under the. influence of two seta of
nerve-fibres: (1) accelerating or strengthening, correspomling to
the accelerating fibres that influence the heai-t ; and (2) inhibitory,
like the fibres of the vagus distributed to the heart, having the
power of restraining the action of the local ganglia. _ According
to this view, the fibres in the chorda which cause dilatation of
the vessels of the sub - maxillary gland on stimulation, are vaso-
-inhibitory nerves.
Influence of Nerves on Glands. — This has already been described
nnder Notkition (vol xvii. p. 672), but the facts may be here
briefly summarized. A secreting gland is supplied with tlsree sets
of nerve-fibres, — vaso-constrictor, vaso-dilator or vaso-inhibitory,
•nd secretory. The first two regulate the distribution of blood in.
the gland, whilst the third set directly afiecls the activity of tho
secretijig cells. According to Heidenhain, in addition to the vascu*
lar nerves supplying a gland there are seci'etory and trophic nerves.
" Stimulation of secretoiy fibres leads to an increased flow of water,
stimulation of the trophic to an inci-cascd secretion of specific sub-
stances and to an increased production of protoplasm " (Gamgee).
The vaso-constrictor fibres of a gland are derived from the sympa-
thetic, and the vaso - dilator aud secretory from the cerebro-suiual
system.
Class ijicaiwn 0/ i\erve- Centres. — Aithougn these are usually
classified anatomically, according to the organ in which they are
situated, they may also be arranged according to their functions, as
follows : — (1) receptive centres, to which influences arrive which
may excite sensations (in gi'ey matter of brain), or some kind o(
activity not associated with consciousness (reflex centres of tho
cord and of the brain) ; (2) psychical centres, connected with sensa-
tion in the sense of conscious perception, emotion, volition, and
intellectual acts (in the grey matterof the brain) ; (3) discharging
centres, whence emanate influences which, according to structures
at the other ends of the nerves connected with them, may causa
movements, secretions, or changes in the calibre of vessels (in brain
and spinal cord) ; (4) inhibiionj centres, which inhib't, restrain, or
arrest the actions of other centres.
B. — Special Physiology of Central Orgp>\s.
General Physiological Anatoviy.-^The cential organs of tho
nervous S7stem consist of ganglia or of what is cal led a " cerebro-
spinal axis." The anatomy of the latter is described under ASA-
TOMY, and some account of the gangUated cords in invertebi'ates
aud of the rudimentary nervous systems of the lower forms of
vertebrates will be found under the articles Cuu.stacea, Insect.s,
Amphibia, Birds, Ichthyolocy, &c. But, as one of the most
effective ways of obtaining an intelligent conception of the com-
plicated nervous system of man and of the higlier animals is to
trace its various forms in the scale of animal existence, and to
observe the close correspondence between complexity of structure
and complexity of function, a short introductory review of its
comparative anatomy, from the physiological side, will here be
given. In the first place, we find that the different forms of
nervous systems may be divided into (a) those consisting of ganglia
or chains of ganglia, as found throughout the invertebrates, and (t)
those having a great axis of nervous matter forming a brain and
spinal cord, the cerebro-spinal axis, as seen in vertebrates. ^ ^
Comparative View of Nervoxis System of Invertebrates. — In the' j,;j,rv(,i,-
simplest forms of animals the protoplasmic cell is the seat of systci.i
sensation and of motion ; but as the contractile or muscular of inv t
layers become more marked sensation is relegated to the cells of 'ebra »
the ectoderm, or outer layer of the body. As portions of this
sensory layer become of higher value to the organism, tlieir protec-
tion is accomplished by some of the sensory cells sinking into
the body of the organism so as to be covered by less important
structures. The portions, originally of the surface, thus differen-
tiated and protected become ganglia, and processes pass from them
on the one hand to cells in the periphery, so that they may still be
influenced by external energies, and on the other to the contractile
parts of the organism by which movements are accomplished.
Still higher in the scale of life, the ganglia are connected by inter-
nuncial fibres, and the plan of the primitive nervous system bears a
relation to the general type of structure of the animal. Thus in
radiate animals the gangliated cords show a radiated arrangement,
and when the animal form is bilateral and symmetrical the nervous
arrangements are on the same type. It is also to be noted that the
ganglion specially connected with the rudimentary organs of sense
attains a size and importance proportionate to the development of
the sense-organs. The nerves of the sense-organs are chiefly con-
nected with the supra-a;sophageal ganglion, which thus may be
looked on as a rudimentary brain. When the body of the animal
becomes more complicated by the development of similar segments
5)r metameres), we find that by a reduplication, as it were, of the
subcesophageal ganglion a ventral chain of ganglia is formed, a pair
of ganglia for each segment, the individual ganglia being connected
by longitudinal commissures. Such an arrangement is seen in the
ringed worms and in arthropods. The next step is a fusion o(
ganglia into masses, according to the size and importance of tho
part of the body to be innervated (see vol vi. p. 636, figs. 7 and 9).
No trace of a nervous system can be detected in Proto-'oa. ■"'eScyphopiedii-
soid forms of Uydrozoa show ner^-e-flbres and ganglioncells (Schafer) in the
sub-umbreUa and around the tentaculo-cysts (see vol. xu. p. ooi, Ag- IH «n^
in the Hydromedusoid forms the nerve-ganglion cells form a "ng round the
margin of the disk. In some of the ^c(ii.o.-oa (anemones ic.) ftisiform gan-
KlioSio cells united by nerve-flbres are said to exist (P- «• f ""<jn • J° »"
the worms (.Vervits) the most important central organs of 'l"! "f ™ ""ll^"
sre placed in the anterior part of the body near the beginning of the »l'"'e"i^ry
canal. If tfiey have a distinct head the nervous organ is m it and supplies
branches to the sense-organs. From thence nervn-tnink^ radiate to the pen-
phery of tho body, often in the form of two longitudinal trunks on the ventral
surface. Frequently there is a nervous ring round the oesophagus. Nerve-
organs have been found in all the I'MyhdmhMe!, Rotatoria, and bryo'ca. 'Tha
Nema'.hilminlhfS show a further advance. The central organ is placed on tho
asophagus, soriounding it as a ring, Jrom which nerves radiate forvards aud
SYSTEM.]
PHYSIOLOGY
31
bttcliwanla. Often six strands oi nen-o run forwards, whilst a dorsal and a
ventral trunk pass backwards. The size of thejic trunks depends on the length
of the body. The cephalic gan^jlion is bilateral and is largely developed. In
the i/irm/tr»iaand Annelida the cerebral ganglia are connected by coniinisdures
with a vontnil corvj, whioii, in Utrn, shows iudividuul ganglia connected by
coram isiiure;!. £ach ganglion consists of two equa.1 portions with a transverse
commissure, .ind in tlie higher forms they are so close as to form almost a
single cord. It is also evident that the cerebral ganglia are composed of several
ganjElia fused to;^ether, anii acquire functional inipurtanco as the sense-organs
ar« moce highly developed. lu tlie Kdiinodermata the nervous system consiats
of a number of triuiks place*! ventrally and having a ratlial arrangt'roent. Each
of these trunks corresponds to the ventral ganglionic chain of the AnnuUita.
In Afterida (star-tiKhcs) each radial nerve consists of two liands tliickened in
the middle, and at Uie end there is a swelling conucctod with an optical appa-
ratus plac^ Uiere. In the f-.'c^tnu«(sea-urclun)the r4ervou3 ring lies above the
floor of the oral cavity, bi^twocn the cesophagus and the lips of the ossicles of
the masticatory apparatua. From tliia ring lateral brairches issue which accom-
pany the branches of the ambnlacral vessels. In IlolothitroiJa (sea -cucumbers)
the nervous ring lies in front and near the uiouth, and is thicker than the
five nerves wlucli it gives off, thus tliffering from the Astrroida and EchiJioUla.
The nervous system of the Arthropotla resembles that oi" the Annelida. There
Is a large gan^'lion above the cEsophagus, the cerebral ganglion, united to a
ventral gangliou by two conuiiissnros so as to form a nervous ring. From the
ventral ganglion a series of ganglia united by commissures extends along the
ventral surface of the body. Tlie increased size of the cerebrum is the most
striking characteristic, and no doubt bears a relation to the higher degree of
development of the sense-organs, more especially those of sight. In some
CruMlacca the optic ner^-es arise from distinct lobes. As pointed out by Qegen-
bauer, when the optic organs are reduced or lost the cerebrum becomes so
small as to be represented by nothing but a commissure. In the individuals
having a. large portion of tlie body composed of similar metameres tlie ganglia
are regular in size, appearing in pairs. On the other hand, in tiie Thftracostraca
(crabs, ic.) the anterior ganglionic masses are fused into larger masses so as to
correspond to the concrescence of the anterior raetameres int^ a ccphalo- thorax.
In the abdominal i>ortion of the body, where the metameres are small, distinct,
and more or less regular, the ganglia are also distinct and in pairs. In the
Frotracheata (FerLput\L/) the nervous system is simpler, and consists of the
CBSOphagcal collar witli a double ventral cord having no ganglia or swellings on
It, altlmugh nerve-celU are distributed through it. In the Myriapoda there is a
well-marked ventral cord, with ganglia corresponding to the metameres. In the
Arachnitla the ventral ganglia are olten reduced in number and fused. They are
characterized by the close connexion between the cerebral ganglia and the
ventral cord, owing to the extreme shortness of the commissures (Gegenbauer).
In the Scorpions the nervous system is richly segmented, and remarkable for
the large size of the ganglion giving off the pedal nerves. The Spiders ha\e
a single large ganglion In the cephalo- thorax, no doubt consisting of several
ganglia. In the -•I'-ariiw (mites) the cerebral ganglion is extremely small, and ttie
other ganglia are fused so as to form one single mass, giving oJf nerves all round.
These minute animals show a remarkable degree of concentration of the
nervous system. In Ivsrcta (see fig.
12) the ventral conl traverses the
whole length of the body, the
ganglia being at equal disUinces,
and all united by commissures. A
TTiis condition is well seen in the
larval condition, and is like the
permaneut state of the Myriapoda.
when the insect posses into the
adult conditioti changes occur, con-
aiatrng essentially of tlie fusion of
ganglia and a shortening of the com-
missures. The cer'-diml gringlion is
composed primitively of three pairs,
and in most cases does r.ot unite Fio. 12.— Typical fonns of nen'ous system
with the rest of the ventral cord, iu invertebrates. A, in Srr;>H/a,a marine
annelid ; a, cejdialic ganglion. IJ, in a
crab; a, ceidialic ganglion; ft, ganglia
fused under cephalo -thorax. 0, in a
white ant {Termes) ; a, cephalic gangliou.
(Gegenbauer.)
«^
WJ
It shows licniisphercs and a coni-
pUc«t«d structure. The lirst gan-
Clion or tile ventral cord supplies
the orgnns of the mouth ; the three
snccee'lin^' send nerves to the ap-
pendages, feet, and win{;s ; the re-
mAinin^; ganglia are small, except the last, which supplies the generative organs.
There is great variety among the Insecla in the number of gangliu in the ventral
conl, but '■nnlescence always inilic.ites a higher type of structure. Tlie nervous
system of the BntchinprnJa is formed of masses of ganglia near the rpsophagus.
From these nerve -ni>res pass to various parts of tlie body. There is an
esophageal ring, but tlie superior ganglion is very small, owing to the absence
of higher sensory organs. In Molttt^m (see vol. xvi. p. G;i.'i, lig. 1) tl)e nervous
system is di^'ide<l into a superior ganglionic mass, which lies above tlie com-
raeocdment of the cesophagus— the supra-fesophageal or cerebral ganglia— and a
voatrbl mass which is connected with the other by commissures, and forms
the inferior or peilal ganglia. They are both jaired. Tlio cerebral ganglion is
connected with the sense-organs. Both the cerebral and the pedal ganglionic
masses really consist of (.-anglia fusc-l together. This is well sliown in some of
tlie lower forms, in which tlie pedal ganglia are divided, and fonn an ananpc-
meat like the ventral cord of the Annutata. The remarkable feature in tlic
nervous system of Mi>ltititai is the great develoi>ment of the visceral ganglia
and nerves supplying the heart, branchial apparatus, and generative organs (see
vol. xvi. p. 013, tigs, ir, 18 ; p. 611. figs. 20, 21, 22 ; p. 817, llgs. S4, 3i ; p. 648,
llg. 36X In the iMmelUbmyirhin the cerebral ganglia arc very small, owing to
tlie absence of a head and its aense-org.iiis. In some fonns they ore placed so
much to the side as to be united by a long commissure. There are also two
pedal ganglia, of a sire proportional to the degree of ilevelopmont of the foot.
The visciml ganglionic mass is often the largest. It lies behind the posterior
adductor muscle, and is united by long cnmnilssures to the eerebml ganglion
(vol. xvi. p. an, ng. 144). The nervous system of the Coslrojw./a is remark-
able for the largo size of the cerebral ganglia. In the PferoptAn the cerebral
ganglia either retain their lateral i.osition or approach the pedal ganglia, with
which the visceral itanglia are also fused. The three ganglionic masses, cerebral,
pciUU, and \isciTal, are also rcprcscnied in the CV;);i<i(oj>n<ia, but they are more
approximated by the slmrtening of the commissures. The ganglionic masses
consequently are of great size, and thev arc more ditl'erentiated than any other
gangliji in invertebrates. It is possible to distingiilsh an outer grey layer,
formed of ganglionie cells, surrounding a while layer. corapoKnU of llbrcs (vol.
xvi. p. 8T0, llgs. 11,!, 114, ll,'i). Lastly, In riiiiicato the nervous system is
doraal, instead of venlnil, as in other inveitebrales. Ft is developed from the
ectoderm, or oiitermnsl layer of the embryo, by an infol.lingso as to form at
Ural a groove and aflerwarda a tnlie. In the Ascidian larvie this nervous lube
reaches throughout the length of the tail, and we have thus the remarkable
condition of a4orsaI Micdian nerve-conl, analogous to the eerebro-spinal syiitem
of veitebrati's. Fnrtlii-r, einbryc.Ioglsts are of o|iinmn that this rudimentary
nervous sj-atem la the true central organ, altlinngh the greater portion of it
disappears by the atrophy of the tail in tbe passage from the larval to the adult
Btate. (Gegenbauer.)
Comparative View of Nervous Sijatem of Vertebrates. — To under-
stand the structure of the complicated central nervous system of
vertebrates, and to appreciate the physiological importance of its
various parts, it is necessary to trace its development in the embryo
and to note the various forms it presents from the lowest to the
highest vertebrates. A consideration of the embr)'oIogical and
morphological aspects of the subject clears up many difficult
problems which a study of the human nervoHS system, by far the
most complicated physiological sys-tem in the body, fails to do, and
in particular it gives an intelligent conception of its architecture,
as seen both in simple and complex forms. Tlie cerebro-spinal axis
begins ill the embryo as a tube of nervous matter produced by an
infolding of the epibkst, or outermost embryonic layer. The tube
widens at its anterior end„ and, by constrictions in its wall, three
primary cerebral vesicles arc formed, wliich afterwards become the
anterior, middle, and posterior parts of the brain. In the fully-
developed condition the cavity of the tube remains as the central
canal of the spinal cord and
the ventricles of the brain,
whilst the various parts of
the brain and cord are formed
by tliickcnings in its walls.
The three cerebral vesicles
have been called the fore-
brain, the mid-brain, and the
hind-brain. A protrusion from
the anterior cerebral vesicle,
at first single, but afterwards
divided by a median cleft,
becomes the rudiment of the
cerebral hemispheres {prosen-
cephala), the cavity remain-
ing in the adult coudition
as the lateral veutiicle on
each side. From each cerebral
vesicle another hollow process
protrudes which constitutes
the olfactory lobe (rhincn-
ccphalon). What remains of
the cavity of the first Vesicle
becomes the third ventricle
{lltalamcncephalon).
outer and under walls of the
prosencephala a thickening
is fomied which becomes
the coipo^'a striata, two largo
bodies in the floor of the
lateral ventricles of the adult
Fig. 13.
Fig. 14.
Ill t}|g Fic. IS. — Outline fh>m above of embryo
chick in first half of the second day. 1
to 2, three primary encephalic vesicles
enclosed in front and at the sides by
the cephalic fold ; S, hinder extremity of
medullary canal dilated into a rhomboid
space in which is the primitive trace ; 4,
4, seven proto- vertebral somites. (Quain's
Aiiatomit.)
brain, whilst the roof is modi- ^'°- H — Embrj'o of dog, more advanced,
- - seen from above (after Bischoff). The
medullary canal is now closed in : c, an-
terior encephalic vesicle ; 0, primitive
optic vesicle : au, primitive auditory
vesicle, opposite tliml encephalic vesicle;
am, cephalic fold of amnion ; ov, vitelline
veins entering heart posteriorly ; pv,
proto.vertebral somites. (Quain's Ana-
tomy,)
tied into the substance of the
cerebral hcmi,"ipheres. Im-
mediately behind the corpora
striata, and in the floor of
the thalamencephalon, two
similar thickenings occur
which become the optic tha-
larni, a thin layer between the two constituting the tsenia semi-
eircularli, and the Y-shaped canal passing from the cavity be-
tween the thalami to the cavities m the cerebral hemispheres
(lateral ventricles) is the foramen of Monro. The floor of the
third ventricle is produced into a conical process, the infitndi-
Inthim, at the blind end of which is the ]iituitary boily, or Ai//>o-
physis cerebri. The roof of this ventricle is very thin, and in con-
nexion with it is developed the pineal gland, or epipliysis cerebri.
Transverse fibres pass from the one corpus striatum to the others,
constituting the while commissure, whilst the two o]itic thalami aro
connected by two grey commissures. In mammals the two cerebral
hemispheres are connected by a largo and inijiortant set of com-
missural fibres, forming the corpus eallosum. In addition there aro
certain sets of longitudinal comiiii,s.sunil fibres. Thus two sets of
fibres arise from the floor of the third ventricle, arch upwards, and
form the ante ior pillars of tlie fornix. These aro continued over
the roof of the third ventricle and run backwards, constituting the
body cf Uie fornix. Behind this the bands diverge so as to form
the posterior pillars of the fornix.. In the higher vertebrates the
upper lip of the foramen of Monro thickens, and becomes converted
into a buiiillo of longitudinol lihrcs, which is continuous anteriorly
with the anterior pillars of the fornix. These are continued back
between the inner boundary of the cerebral hemisphere and the
margin of the corpora striaLi nnd optic thalami, and project iiito
the l.Tternl ventricle, forming the hippocampus major. As in highly-
formed brains the corpus eallosum po».ses across considerably above
the level of the fornix, a portion of the inner wall of the hemisiiliero
on eoch side and a spiwe between arc intercepted. The two inner
walls constitute th« septum lueiduvi, and the space the cavity o(
32
PHYSIOLOGY
[NEBTO^.
the fifth ventricle. By a thiclcenins of the floor of the middle
cerebral vesicle {mesencephalon) two large bundles of longitudinal
fibres, the crura cerebri, are formed, whust its roof is modified into
the optic lobes, corpora bigcmina or corpora gicadrigemina. The
cavity, reduced to a mere tube, is the iter a teriio ad quarlum xcn-
triculiim, or the atjuediict of Sylvius. The third cerebral vesicle,
mylenceplialon, undergoes less modification than the others. The
upper wall is exceedingly thin before the cerebellum so as to form
a lamina, the valve of Vieussens, whilst the part behind is covered
only by membrane, and opens into the posterior subarachnoid space.
The cerebellum makes its appearance as a thin medullary lamina,
forming an arch behind the corpora quadrigemina across the wide
primitive medullary tube. The portion forming cerebellum, pons
Varolii, and the anterior part of the fourth ventricle is termed the
cpencepkalon, whilst the remaining portion, forming the medulla
oblongata and fourth ventricle, is the metcnccphalon. These facts
are briefly summarized as follows (Quain, vol. ii. p. 828).
( Cerebral hemispheres, "^ corpora
/a. Prosencephalon) striata, corpus callosuni, fornix,
—Fore-brain, j lateral ventricles, olfactory bulb
I. Anterior cerebral! ( (rhinencephalon).
vesicle. ' , 6. Thalamenceph- ( Optic thalanii, pineal gland, pitui-
alon — Inter- < tary body, third ventricle, optic
l^ brain. ( nerve (primarily).
U. Mesencephalon l^rir'a^.eduXfs^lJLT o^Uo
\ -MiJ-brain. | neA-e (secondarily),
/"(f. Epencephalon J Cerebellum, pons Varolii, anterior
S. Fosterior primary) —Hind-brain. \ part of the fourth ventricle.
vesicle. J e. Metencephalon j Medulla oblongata, fourth ven-
( — After-bi-ain. ( tricle, auditory nerve.
The general architecture of the brain considered in this way will
bo understood by the diagram in fig. 15, whilst details as to the
2. Middle cerebral
vesicle.
VIr-2n
Fio. 15.— Diagrammatic longitudinal and vertical section of a vertebrate brain.
The lamina terir.inalis is represented by the strong blacii line between f.l/
and 3. ^^>, luid-brain, what lies in front of this being the fore-brain, and what
lies behind the hind-brain ; 01/, the olfactory lobes ; Htiip, the hemispheres ;
ThE, the thalamencephalon ; Pn, the pineal gland ; Py, the pituitary body ;
FM, the foramen of Monro ; CS, the corpus striatum ; Tb, the optic thalamus ;
CQ, the corpora quadrigemina; C(7, the crura cerebri ; C6, the cerebellum; PV,
the pons Varolii ; MO, the medulla oblongata : I, olfactorii ; II, optici ; III,
point of exit from the brain of tlie motores oculorum ; IV, of the pathetici ;
V, of the abducentes ; VI-XII, origins of the other cerebral nerves ; 1,
olfactory ventricle; 2, lateral ventricle; 3, third ventricle j 4, fourth ven-
tricle. (Huxley.)
exact anatomy of the human brain will be found under Anatomy
(vol. i. p. 869 sq.).
The complex structure of the brain in the higher animals anses
to a large extent from the great development of the cerebral hemi-
spheres. At a very early period these grow forward and project
more and more beyond the region of the first primary vesicle,
which, as has been noticed, never ad-
vances farther forward than the pituitary
fossa {lamina tenninalis) ; in expanding
upwards they take the place previously
occupied by the mid -brain, and fill the
most prominent part of the head ; and
by a downward and lateral enlargement
Fio. 16. — Surface of feetal brain at six months (from R. Wagner). This figure
is intended to show tlie commencement of formation of the principal fissures
and convolutions. A, from above ; B, from left side. F, frontal lobe ; p,
parietal ; 0, occipital ; T, temporal ; a, a. a, slight appearance of several
frontal convolutions ; s, Sylvian fissure ; s', its anterior division ; within C,
central lobe or convolutimis of island of Reil; r, fissure of Rolando; p,
parieto-occipital fissure. (Quain.)
they form the temporal lobes. Thus frontal,'parietal,~and 'teni^
aoral lobes come to be distinguishable, and somewhat later, by a
ferlhcr increase posteriorly, the hindmost lobes constitute _ the
occipital lobes, and the cerebrum at last covers completely all the
lower parts of the brain. The hemispheres, therefore, which are
small in the early embryo of all animals, and in adult fishes perma-
nently, attain so large a size in man and in the higher animals as
to conceal all the other purts. Whilst this general development is
going on the layer of givy matter on the surface of the hemispheres
increases to such an extent as to throw the surface into folds or con-
volutions. The upper surface of the hemispheres is at first smooth
(see fig. 16). The first appearance of division into lobes is that of
a blunt notch between the frontal and temporal parts below, in
what afterwards becomes the Sylvian fissure. In the fourth and
fifth months there appear the vertical fissure, separating the parietal
and occipital lobes, and the transverse fissure, called the fissure of
Rolando, which divides the frontal and parietal lobes superiorly,'
and which is peculiarly cTiaracteristic of the cerebral type of man
and of the apes (Allen Thomson), jThen the convolutions appear
from the formation of secondaiy grooves or sulci, for even at birth
they are not fully perfected ; and by the deepening of the grooves
and the formation of subordinate ones the process goes on during
t)ie first years of infancy. For the convolutions see vol. i. p. 873 ;
also Phkenolooy, vol. xviii. p. 847. __ »,^j
The evolution of the brain throughout the animal kingdom shows Devfffo;
a graduated series of increasing complication proceeding out of the ment ol
same fundamental type ; so that the forms of brain found perma- brain ii
uently in fishes, amphibians, reptUes, birds, and in the lower mam- animal
mals are repetitious of those shown in the stages of the embryonic series,
development of the braiu of oue of the higher animals.
In the whole class of fishes the brain retains throughout life more
or less of the elenientaiy form, — that is, it consists of a series of
enlargements, single or in
pairs (see fig. 17, C). Tlie
simplest of all forms is
in the lancelet {Brandiio-
stoma), in which ther^e is
no distinction between
brain and cord, there being
no anterior enlargement to
form an encephalon. In
the Cyclostomata, as the
lampreys, the form is
nearer that of the embryo
when the five fundamental „,„ ,_ . .„., , . „, v„<„, „♦ i„„..
.«,,,. , Fio. 17. — Typical torms of brains of lowe*
parts ot the brain can be vertebrates. A. Brain of tortoise (r«(i«io).
' ^ ' ' *^ ^^'' 1, olfactory; 2, cerebral lobes; 3, corpora
striata ; 4, oj)tic lobes ; 5, medulla. Part of
the surface of the cerebral lobes has been
removed to show the cavities in the interior,
tei-med "the ventricles." Immediately be-
hind 4, the optic lobes, is the imperfectly-
developed cerebellum. B. Brain of common
frog (Eana), a, olfactory ; b, cerebral lobes
covering corpora striata ; c, corpora quadri-
gemina, or optic lobes ; d, cerebellum (rudi-
mentary); s, back of medulla, showing fossa.
C. Braiu of gurnard {Trigta), I, olfactory; 2,
cerebral lows ; 3, optic lobes ; 4, cerebellum.
distiugiiished. At this
st;ige the cerebrum and
cerebellum are extremely
small, whilst the ganglia
chiefly'developed are those
connected with the organs
of sense, more especially
those of vision. In the
sharks and &ka.tes{Sclachii,
or cartilaginous fishes) the
cerebral portion is consi-
derably larger. In osseous fishes {Tcleostei) the thalamencephalon
is so fused with the mesencephalon as to make the homology of
the parts difiicult to trace, but both cerebellum and cerebrum are
still small relatively to the rest of the brain. The most important
part of the brain of a fish is the part behind the mesencephalon, as
from it all the cerebral nerves originate. Thus not only are the
optic lobes relatively important as being the centres of vision, but
the medulla oblongata is usually very large. In many sharks it
forms the largest part of the brain (Gegeubauer). The spinal
lobes of the electric fishes are differentiations of this portion of th_e
encephalon.
In the Amphibia the hemispheres are larger, and are divided intS
two parts (see fig. 17, B). In the Urodela (siren, proteu.', triton,
newt) the mesencephalon remains small, and consists of one lobe,
hut in the Anura (frogs, toads, kc. ) there is an advance in this part,
it being divided into two. In reptiles there is still an advance in
the size of the thalamencephalon and mesencephalon, and the pros-
encephalon is so large as to pass backwards and overlap the thalam-
encephalon. The cerebellum (metencephalon) is still small,
especially so in Opliidii (serpents) and Saurii (lizards), but in the
Chtlonii (tortoises, kc.) and in Croeodilini (crocodiles, alligators)
it is larger. In the crocodile there is a transverse grooving of the
cerebellum, giving rise to foliation or laminar division, which is
carried much farther in birds and mammals, indicating a greater
power of co-ordination or regiilation cf movement
In birds (fig. iS) the vesicles of the mid-brain are partially hiddeU
by development of the cerebral hemispheres. These are connected
by a fine anterior commissure, and they contain a large amount of
ganglionic matter bulging into the primitive cavity or ventricles,
which are of very small size. The middle portion of the cerebellum
shows a distinctly laminated structure and a differentiation into
white and grey matter. But there is no pons Varolii, nor corpus
callosum, nor fornix, nor hippocampus. In the floor of the laterai
■SYSTKM.J
PHYSIOLOGY
33
-Typical brain of bird. A, view
fioni above ; B, lateral view of a bisected
brain. A.— a, olfactory; I, cerebral
lobes; c, optic or bigeminal lobes; d,
cerebellum ; e, medulla oblongata ; and
/, spinal cord. B. — a, cerebrum ; b, cere*
bellum ; c, olfactory ; rf, optio nerves ; e,
medulla ; /, spinal cord.
ventricles may be seen a ganglionic ma.ss corresponding to corpus
striatum and optic thalamus. The optic lobes are relatively large
and show considerable differen-
tiation of structure.
Jlammals, even the lower
orders, not only show a general
enlargement of the cerebral
hemispheres, but we find a
commissure, the corpus cal-
losum, uniting them. Tliis "/
commissure is of small size, Fir.. 18,
and is confined to the fore
part of the heniisiiheres in
Aro)wtremata{Ormthorhij7uhiis,
Ephidna) and Marsupialia
(Jcangaroos, &c.), and in some
dt the Edentata (ant-eaters,
sloths, ic. ), but it gradually extends farther and farther back as
we ascend to the higher orders. The chief changes thus occur in
the prosencephalon. In the lower orders of mammals the hemi-
aipheres are comparatively small and simple, and do not present
any division into convolutions, and very little distinction even of
lobes. The cerebral hemispheres gradually grow backwards, cover-
ing mid-brain, cerebellum, and medulla oblongata, as we find in
tlie higher Primates (monkeys, apes,- and man). There is also a
general enlargement of the brain and of the cranial cavity. The
development of a posterior lobe only takes place in the higher
qrders, and in these also the enlargement of the frontal lobes
brings the front of the cerebrum more and more over the nasal
Oavities, causing a development of forehead. This also e.'splains
how the olfactory bulbs in more highly-formed brains are thrown
below the frontal part of ihe hemispheres, instead of originating at
their anterior borders. But the internal arrangements of the brain
also become more complicated. The forni.f, already described,
establishes, by its longitudinal commissural fibres, a connexion
between the anterior and posterior lobes of the cerebrum. In the
Alonotrcinata and Marsupialia the mid-brain retains a bifid form,
constituting the optic lobes, or corpora bigemiua, but in all higher
animals each Is divided into two by a transverse groove, forming
the corpora qiiadrigemina, of which the anterior pair is the largest.
As we ascenu also, we find the surface of the briin becoming more
and more convoluted (see figs. 19
and 20). This is the general fact;
but whilst the convolutions are
most numerous and deepest in the
highest orders there is no regular
gradation, as in each group there
are very great variations in the
degree of convolution (Allen Thom-
son). Thus in the Monoircmala
the Echidna\i^s a more convoluted
cev<:hr\im\\iAn\\\eOrnithorhynchiis,
whilst in the Primates the brains
of the mLrmoscts show a compara-
tively smooth non-convoluted sur-
face, in si liking contrast to the ricli
convolutions seen on the brains of sphere; s,
the higlier monkeys and of the floor of which Is seen the corpus
apes. -It is important to note that „ "''j'"" ■ f.' ^"obellum.
.* / 11 * 1 t Fio. 20.— Cats brain, showinK con
the cerebellum also becomes more yoluted surface. Contrast the form
and move complicated as we ascend
from the lower to the liiglier groups.
At first merely a lamina or band, as
seen in fisiics ami amphibia, it is a
centrally diircioiitiated body in crocodiles. In birds there is an
indication of a division into three portions, a central and two
lateral, wliilst tlie central is by far the larger, the two lateral
being fuelily developed. In Monotrcmata the central portion is
larger than the lateral, but; whilst it is larger in JIfarsupialin,
Edentata, and Cheiroptera (bats, kc), it is clear that the lateral
portions are increasing in size so as to make tho disproportion
But in Camivora (felines, hyoena, otter, bear, &c. ) and in
Fig. 19. Fig. 20.
, Plo. 19,— Rabbit's brain. 1, olfac-
tory : 2, surface of cerebral hemi-
sphere ; 3, lateral ventriclo, on the
of the cerebellum in tlio cat atid
the rabbit. In tho cat tlie central
lobo Is small, whilst tho lateral
lobes ore largely developed.
le
Un(julata (sheep, ox, camel, rhinoceros, horse) tho lateral lobes,
or hemispheres, of tho cerebellum develop to a much greater size ;
and in most of the Primatci they are much larger than the median
portion, which is now called tho worm or "vermiform pro-
cess." As regards the development of tho spinal cord continuous
with tho medulla oblongata, it need only bo said that it does not
show any marked peculiai iliea of structure in different animals.
The grey matter from which ncrvo-fibros originate and in which
they end is found in tho centre of tho cord, and it is mo.'it abund.-vnt
in the regions associated with the development of limbs. Tho
white matter is external, and, in the cords of the higher animals,
can be differentiated by fissures into columns; tho special functions
of which will bo hereafter considered. The size of tho cord is
influenced by tho masses of nerves given off from it, so that it
attains its greatest thickness and dcvelopmeut in tho four higher
l'.t-:i
divisions of the vertebrates possessing limbs. Thus, too, are formed
cervical, dorsal, and lumbar enlargements, contrasting with the
more uniform and ribbon-like form of the cord in fishes, although
even in these there are special enlargements corresponding to the
points of exit of important spinal nerves.
Size and Weight o/iJrain.— Tlie gradual increase in the size of the brain, as
compared with that of the body, which is observed &s we rise in the animal
scale, has some intimate proportional relation to a corresponding increase of
the nervous and mental endowments. Information as to the size of the brain
may be obtained by direct measurement of dimensions and weight ; but as this
is often difficult recourse may be had to the measurement of the capacity of
the cranium, which contains, however, not only tlie brain but its accessones,
such as membranes and blood-vessels. Details will be found in vol. i. p. STd!
After considering the measurements of several thousand skulls made by differ-
ent observers, the late Dr Allen Thomson arrived at the conclusion that the
cranial capacity is on the whole greater among the highly-civilized than among
the savage races, and that there is even a very manifest difference to be found
between persons of higher mental cultivation and acknowledged ability and
those of the uneducated class and of inferior intellectual powers ; and he states
further that the amount of this difference may be from 5 to 7J per cent, in
persons of the same race, and about double that range in those of different
n-uies. Thus, the average adult brain of men in Britain being taken at 3 lb, or,
more precisely, at 49i oz. avoir, fwomen, about 44 to 44i oz.), at an average
specific gravity of 1040, would give a bulk of 82'5 cubic inches of brain-snb-
stance ; 10 per cent, being deducted for loss by membranes, fluid, &c., the cranial
capacity will be about 90 inches. Conversely, tlie weight of the brain may be
calculated from the known cranial capacity. If, therefore, the brain of the
uneducated class falls 2-5 oz. below the average, whilst that of the more culti-
vated persons rises to the same amount above it, or to 62J oz., we may regard
these brain-sizes as corresponding with brain-bulks and cranial capacities of 78
and 87 cubic inches, and of 88 and 97 cubic inches respectively. The average
brain-weight of an Australian aboriginal man is about 42 oz., corresponding to
a brain-bulk of about 70 cubic inches, and a cranial capacity of about 78 cubic
inches. There are, however, great variations in all races. Thus the brain of
Cuvier, the great naturalist, weighed 65 oz. avoir., corresponding to a brain-
bulk of lOS cubic inches and a cranial capacity of 118 cubic inches ; whilst, on
the other hand, in Europeans the brain-weight has fallen as low as 82 oz.. or
a brain-bulk of 53 cubic inches and a cranial cajiaclty of 63 cubic inches. The
brains of the anthropoid apes — gorilla, chinyianzce, and orang — are all inferior
to man in their dimensions. In the gorilla the brain does not attain more
than a third of the weight of the average human brain, and in the chimpanzee
and orang it does not reach a fourth, so that the ratio of brain-weight to body-
weight in these animals may be as 1 to 100, whilst in man it ranges f^om 1 to
40 to I to 50. It is remarkable that in general among the largest animals of
any group the brain does not reach a size proportionate to the greater magni-
tude of the other organs or of the whole body, so that in the smaller members
of the same order a considerably greater proportional size of the brain is
observed. Thus in the small marmosets the proportion of the brain-weight to
tho body-weight may be 1 to 20, or more than double the proportion in man.
Similar facts are brought out in comparing the brains of cetaceans, pachyderms,
dogs, &c., as shown in the following table.
Table of comparative sizes of Brain and Body.
Examples.
Average European man
Child at birth
Chimpanzee
Marmoset
Middle-sized dog
Small dog
Elephant
Pig
Wialcl
Porpoise
Brain-
weight in
oz. avoir.
48(3
12
10
144(9
6
96(6
16
lb)
Internal
cranial
bulk In
cub. in.
85 to 83
22
19
h
6
44
soo
11
650
30
Wliolo weight
of, the body
In th.
140
£0
6 oz.
86
7
6,720 (3 tons)
94
134,400(60 tons)
60
Proportion
of brain to
body welgh^
1 to
1 to
1 to
1 to
1 to
1 to
1 to
1 t
46
10
SO
18
164
45
747
!50
1 U.I iiJU
1 to 22,400
1 to 60
Although the proportion of brain-weight to body-weight in a male child at birth
isl to 10, yet 60 rapidly does the brain continue to grow during the early period
of childhood that by the age of three yeara It has attained more than three-
fourths of Its full size, by the ago of seven years it lias reached the projiortloii
of nine-tenths, and after this, only by slow and small gradations, It attains the
full size between the ages of twenty and twenty. five years. '■' See rimrsoixKiT.
From this survey of the comparative development of the brain
tho following general conclusions can bo drawn.
1. The first and essential portion of tho corcbro-spinal axis is
tho portion forming the spinal cord and medulla oblongata, inas-
much as it is found throngliout the whole range of Vcrtcbrato
existence, and is connected with tho reflex or automatic movementa
on wliich locomotion, respiration, and the circulation more or less
depend, and with the simple sense of contact, Or touch, or Dress-
ure. This portion is necessary to mere existence.
2. 'When higher senses are added, such as those of t/istc, smoti,
hearing, vision, portions of tho anterior part of the ccicbro-spinal
axis are diflerentiatcd so as to form centres. The curliest and most
important of these senses (next to touch) is vision, hence the high
degree of development of the optic lobes even in tho lowest forms ;
to these are added tho optic thalami, which may bo regarded as tho
centres of tactile sensations involving appreciation of differences of
touch as to softness, smoothness, hardness, i;c, , requiring in tho
)>criphery special terminal orgniis. Special centres for lionnng,
taste, and smell are not differentiated. It is remarkable that tho
organs relating to tho sense of smell are most anterior and most
closely related with the prosencephalon, indicating, apparently,
that this sense is ouo of the carlic.it in'appcarancc, and probably,
along with rision and touch, ouo of tho most necessary to existence.
1 The large cranial bulk In this Instance is connected uith tho onoraiouj sin
of tho roota of tho cranial nerves.
3 Many of tho facta of this paragraph ai to ilzo and weight of brain art
derived from an unpublished lecture by tho late Dr Allen Tliomion.
34
PHYSIOLOGY
[NERVOUa
Vptnai
asid.
It is equally striking that the origin of the auditory nerves shoifld
be placed so far back as in the medulla oblongata and cerebellum,
indicating the primitive nature of simple auditory impressions and
their relation to co-ordination of movement. The sense of taste
originates in nerves springing from the medulla, and in close con-
nexion with those regulating tho movements of the tongue and
swallowing.
3. When sensations of a simple character are elaborated into
ideas and give rise to the physical changes in some way correlated
to mental states, involving memory, emotions, volitions, and intel-
lectual acts, a part of the cerebro-spiual axis is diflVrentiated for
>these functions in proportion to the extent to wliich such mental
fthenomena are manifested by the animal. Judging from the facts
obtained by comparing animal intelligences, so far as they can be
appreciated by us, we have the right to infer that in proportion to the
degree of development in size and complexity of structure so is tho
mental condition of the animal. Takiu" it broadly, there can be
no question that the intelligence of a bird is higher tlian tliat of a
t^tile, amphibian, or fish, and that the intelligence of the higher
mammals, such as one of the Primates, is superior to that of tlie
lower, as one of the /«s<;ciifO!-a (hedgehog), or-of tho Marsupialia
(kangaroo) ; and along with the higher intelligence is the more
complex brain. There are qualifications to this statement to be
afterwards alluded to, but they arise from deficient knowledge and
do not vitiate the main conclusion. In proportion, therefore, to
the degree of development of the prosencephalon do we find the
intelligence of the animal, and we may regard this portion as
superadded to the cerebro- spinal axis as the organic mechanism
for such mental operations.
4. There is also a correspondence between the degree of develop-
ment of the cerebellum and the faculty of co-ordination of move-
ment. Movements of the members of the body may be of a very
simple character, or they may be very complex. They may be due
to the action only of flexor and extensor muscles, causing the limb
to move almost in the same plane, or they may be assoc'ated with
the action of adductor and abductor muscles, by which there may
be many kinds of circular or rotatory movements. There is a great
difference between the movements of a fish's fin, of a bird's wing,
of a horse's fore-leg, and of the arm of a monkey or a man. In the
first three they are almost to-and-fro movements, unlike the deli-
cate movements of flexion, extension, pronation, supination, and
prehension seen in the Utter. Delicacy of movement of the anterior
limb reaches its highest condition in man. It may be pvt generally
that simplicity of mo\-ement is associated with an impfrfectly-
developed cerebellum, whilst in anintsls having the power of com-
f>licated movements, involving especially the knowledge of how the
imbs are acting at any moment, and of adjustment of movement
in special circumstances, the cerebellum is highly developed. From
this point of view, the degree of development of the cerebellum is
as characteristic of man as the degree of development of the cere-
brum. That this is no accidental correspondence will be shown in
treating of the functions of the cerebellum.
Having reviewed the physiological anatomy of the cerebro-spinal
system, an account will now be given of the more special physio-
logy of the centres composing it, — namely, spinal cord, medulla
oblongata, pons Varolii, basal ganglia (including corpora striata
optic thalami, and corpora quadrigemiua), cerebellum, and hemi-
spheres of the cerebrum.
1 Spinal Cord. — The spinal cord is described at vol. i. p. 865 sq.,
but it is necessary here to allude to a few points of physiological
importance. The cord consists externally of white and internally ^
of grey matter. The pf,
white matter, com-
(losed of nerve-fibres,
forms a series of
strands or columns in
each half of the cord.
The gi'ey matter in
the central part of the
cord is arranged in
two crescentic masses,
and shows under the
'microscope numerous
multipolar cells con
necteil with nerve-
fibres and imbedded
in neuroglia, or the p,g -2j,_Transvcrse section thmugh s|.inal cord,
(special connective ^ AF, antero-meJian, and FF, posterouediaii fis-
tissueoftlicnerve-cen- 'sures; PC, posterior, IC, lateral, and /li", anterior
columns; AR, anterior, anM /"R, posterior nerve-
roots ; C, central canal of c'.rd, with its columnar
epithelial lining. The cres-cenlic arrangement of
' the grey matter is shown by the darker-shaded
portion,
cells having numerous branches called "Delter's cells." (See fig.
21.) Those ncrve-cells are arranged in definite p-oups and occu)>y
the same relative position in successive sections, forming the g.in-
y ionic or vesicular columns of tlie grey matter, as follows. (1 ) Cells
tres. The neuroglia
IS composed of a kind
of aemi-fluid matrix,
fibrils, and peculiar
found along the whole of the anterior part of the anterior cornua,
many of the processes of the nerve-cells being continuous with th«
nerve-fibres of the anterior roots of the spinal nerves. This column
of nerve-cells has been called the " motor ganglionic column," or
the "v«sicular column of the anterior coiiiua." (2) A group or
column of nerve- cells at the inner or mesial angle of the baso
of the posteiior cornu, in tlio middle region of the cord from tho
third lumbar to the scventli cerviial nerve. Tliis is termed tho
"posterior vesicular column," or "Clarke's column," after the late
ilr Lockhart Clarke, who did much to unravel the intricate anatomy
of the nerve-centres. The nerve-cell processes arc continuous chiefly
with nerve-fibres coming from the lateral colunin. This vesicular
column is best developed where tho column of the anterior cornu
is least so. (3) The third column of nerve-cells is in the outer-
most portion of the grey matter, midway between the anterior and
posterior cornua. Development has shown that at an early period
the anterior horns are distinctly differentiated from the posterior,
and that the grey matter between them is the last to be formed.
The nuclei in the latter may be regarded, therefore, as accessory
nuclei. It has also been observed by Fleohsig and others that the
white substance of the cord also makes its appearance first in th*
neighbourhood of the anterior and posterior roots. The cord at a
very early period consists almost entirely of grey matter, and tlio
columns are superadded in the anterior first, the posterior last.
The posterior can also be traced to the cortex of the cerebellum
(Flechsig).
The anterior and posterior roots of the spinal nerves arc attacheJ
./'."'/
along the sides
of the cord, op-
posite to" tho
corresponding
cornua of' grey
matter. Some of
the fibres of the
anterior roots
end in nerve-cells
in the anterior
cornu. Others
pass through the
grey matter and
cross to the other
side of the cord
through theante-
rior commissure,
a layer of white
matter at the
bottom of the
anterior median
fissure. A third
set passes to the
anterior part of
the lateral col-
umn and to the P'o> 22.— Diagram to illustrate the course t«l<en liy 11i»
fibres of the nerve -roots on entering the spinal coni
(Schafer ; Quain's Anatomy), a, a, two funiculi of an-
terior root of a nerve ; 1, 1, some of their flbtes passing
into lateral cells of anterior coinu ; 1', 1', others passing
into mesial cells of same cornu ; 2, 2, fibres I'assing to
"- lateral column of same side without joining nerve-cells ;
3, 3, fibres passing towards posterior cornu ; 4, 4, fibre*
passing across antenor commissure, to enter nerve-cella
in anterior cornu of other side ; p, funiculus of jiosterior
root; pi, fibres of its external Or lateral tlivision coming
through and around gelatinous substance of Rolando ;
some of these (5) are represented as becoming longi-
tudinal in the." latter, others (il, C) as passing towai-da
cells .in
posterior cormi.
The course of
these fibres is
shown in fig. 22.
A portion of the
fibres of the pos-
terior roots ends
in the grey mat-
ter on the same ,
side, but many, . , , - . „ .
^,.^c=, tr, iho rrrov- anterior cornu, either dnectly or after joining cells.in
C1053 10 lUL b'ey posterior cornu, and others (7) as rurving inwards to-
matter on the,' \^ards grey commissure; pm, libres of mesial or inner
opposite side. ' division, entering into posterior column and then be^
There is thus
decussation of
fibres connected-
with both tho
anterior and the
posterior roots.
The arrangement
of tho white or
fibrous columns - .,
of the cord is seen in the table under medulla oblongata below.
The spinal cord acts (1) as a transmitter of motor and sensory^
or centrifugal and centriiietal— impressions between the enctnhalon
and the periphery, and (2) as a reflex centre. —
1. TrannviissioH of Motor and Sensory Iiiiprcssivn.i. — Each spinal
ncrre, as already mentioned, is connected with the spinal cord by
two roots, an ant^-rior and a posterior. Section of a number of
anterior roots raises paralysis of rfiotion of muscles on the same
.Mdc of the body, whilst irritation of the distal or jicriphcral end of
the divided roots cau.es twitchings or tetanus of the muscles.
Neither section nor irritation has any effect on sensation. Hence
the anterior roots contain motor fibres, larryiiig impressions from
"-coming longitudinal ; p'm', libres from a posterior root
which had joined the cord lower down and entered pos-
. terior column, tiow jtassing into the grey matter at root
of posterior cornu. Of these, 8 is represented as enter-
ing Clarke's column, 9 as curving round this and coursing
' to anterior coinnii'ssui-e, and 10 as jiassing towards an-
terior cornu,— the axis-cylinder prooes.-es of the cells of
Clarke's column are shown arching rtjiind and takins
the direction of the lateral column ; anv/, anterior mcdiaD
fissure; pm/, posterior median fissure ; tc, centraLcanal;
sa, substantia gelatinosa of Rolando.
BYSTEJI.]
PHYSIOLOGY
35
tlie conl outwards. Again, section of a nambcr of posterior roots
is folloncil by loss of sciis^itiou of a part of the body on tho same
side, and, if the proximal cuds of the divided roots — those next the
cord — be irriLitid, painful sensations are excited. The posterior
roots, therefore, contain sensory fibres, carrying impressions into the
cord from the periphery. As wo have seen, these roots are connected
with tlio grey and white matter of the cord, and it is practically
impossible to trace all their r.imifications. Recourse must there-
fore be had to the evidence supplied by experiment (cutting,' or by
the AVallerian method, p. 26) and by pathological observation. In
tracing the path of fibres, what may be called the "developmental
method" has been pursued. It has been shown by Flechsig that,
"if the development of tho cord be carefully observed, the medul-
lary substance of tho nerve -fibres is formed later along certain
.tracts of tho white columns than iu the rest of the white matter, so
that in transverse sections of the cord these tracts are easily dis-
tinguishable by their more transparent grey appearance " (Quain,
vol. iL p. 277). If the anterior columns be cut by an incision ex-
tending into the grey matter, leaving tlio posterior columns intact,
voluntary movements disappear in the parts below the section.
Again, section of the posterior columns and grey matter, leaving
the anterior uninjured, enieebles but does not destroy the power
of voluntary movement below the section. Finally, section of an
antero-lateral column on one side paralyses voluntary motion on
tho same side. From these facts it is inferred (a) that the motor
tracts passing from the brain to the periphery are in the antero-
lateral columns, and (l>) that the fibres forming these tracts are
chiefly distributed to the same side of the body. These inferences
are supported by pathological observation. In diseases where the
anterior horns of gi-ey matter are affected paralysis ensues, with
complete ilaccidity of tho limbs ; and if, from haemorrhage, soften-
ing, or the pressure of tumours, the anterior portion of the cord be
irritated there are spasmodic twitchlngs of muscles. Complete
transverse section of the posterior columns does not abolish sensi-
bility in the parts below ; but there is a loss of the power of
making co-ordinated movements. Section of the posterior columns
and of the antero-lateral columns, leaving only the grey matter in
the centre of the cord intact, does not abolish sensibility. Again,
section of the antero-lateral columns and of the whole of the grey
matter, leaving only the posterior columns uninjured, is followed
by complete loss of sensibility in the parts beneath. The inference
therefore is that sensory impressions pass through the giey matter.
As already .seen, many of the sensory fibres connected with the
posterior roots decussate in the grey matter. This explains some
of the results obtained by Brown-Sequard, that hemi-section of
the cord, involving the grey matter, enfeebled sensibility on the
opposite side more and more as tho section cut deeply into the grey
matter ; that a vertical section in the bottom of the posterior
median fissure caused loss of sensibility on both sides ; and that a
lateral section, whilst it caused loss of sensibility (amesthesia) on
the opposite side, was followed by increase of sensibility (hyper-
lesthesia) on the same side, — a curious fact, explained by Brown-
Sequard as being due to irritation caused by paralysis of the vessels
of the cord on the side of tho section. It would appear also that
tactile impressions travel, for a certain distance at all events, in
the posterior columns. This has been inferred chiefly from the fact
that in certain cases of paralysi.? involving the posterior columns,
where the sensation of touch was absent, the patient could still feel
a painful sensation, as when a needle was thrust into the skin ;
whilst in other cases, in which these columns were not alTected, the
converse held good. In the disease known as locomotor ataxia (see
Ataxy and P.^TiioLOay, vol. xviii. p. 392) tho patient first pa-sses
through a period in which there are disorders of general sensibility,
especially lancinating pains in tho limbs and back. By and by
there is unsteadiness of gait when the eyes aro closed or in tho dark,
ami to a large extent the patient loses tho power of co-ordinating
movement. Espcci.illy ho is unable to judge of tho position of tho
limbs without seeing them ; in other words, the so-called muscular
sense is enfeebled. At last there is a stage before death in which
there is almost complete paralysis. A study of this disease has
thrown mucli light on tho physiology of tho cord. It is known
to bo caused by a slow disorganization or sclerosis of tlio posterior
•root-zony, the posterior columns, — slowly passing on to affect tho
columns of Goll, tho !atcr.al columns, and tno anterior grey horns,
and ultimately involving the cord. The disordered sensations at
an early stage, the staggering gait nt a later, show that the posterior
part of tho cord has to do with the transmission of sensory impres-
sions. The man staggers, not because he is paralysed as regards
the power of movement, but because, in consequence of the sensory
trs'.ts being involved, he docs not receive those peripheral impres-'
sioHs which excito or indirectly regulate all well-ordered movements
of locomotion.
2. As a Keflex CerUre. — The grey matter of tho lower cervical,
dorsal, and lumbar regions of the cord may be regarded as composed
of reflex centres associated with the general movements of tho body,
w;hilst in tho upper cervical region thore aro more differentiated
centres corresconding to special actions. The initial excitation
may commence in any sensory nerve ; the effect passes to the cord,
and sets up changes in the nerve-cells of the grey matter, involving
time, and resulting in the transmission outwards along motor fibres
of impulses which excite particular groups of muscles. Thare is
an exact co-ordination, with a given strength of stimulus, between
certain areas of skin and certain groups of muscles, and thus
movements may bo so purpose-like as to simulate those of a con-
scious or voluntary character. Thus iiTitation near the anus of a
decapitated frog will invariably cause movements of the limbs
towards the irritated point. The activity of reflex centres may
be inhibited, as already shown, by higher centres, or possibly
by ceitain kinds of sensory impressions reaching them directly
from tlie periphery. Hence removal of these higher centres is
followed by apparently increased reflex excitability. Strychnia
ami the alkaloids of opium increase it, whilst aconite, hydrocyanic
acid, ether, chloral, and chloroform have an opposite elTect. In
ceitain pathological conditions also, as in tetanus, or in some
slow progressive diseases of the cord, reflex excitability may be
much increased. In tetanus the slightest touch, a movement of
tlie bedclothes, the closing of a door, the vibration caused by a
footstep, may throw the patient into severe and prolonged con-
vulsions. The earlier formed ganglionic cells are those specially
concerned in reflex acts.
Special Tcjlex centres have been clearly made oat in the cord. (1) A eilio-
spiiint centre, between the sixth cervical and third dorsal nerves, associated
with the movements of the iris. The fibres controlling the radiating fibres of
the iris, and found in the synii>athetic, originate liere (see Eve). Hence
irritation of this region causes dilatation of the pupil, an effect not prodnccd
if the sympathetic fibres have been divided. (2) Acc^erating centres, supply-
ing fibres to the sympathetic which ultimately reach the heart, and Irritation
of these centres quickens the movements of that organ. (3) fl^spira/ory centres.
The movements of respiration, of a reflex character, involve the action of many
thoracic and abdominal muscles. Section of the cord above the eighth dorsal
paralyses the abdominal muscles; above the first dorsal, the iutercostals ;
above the fifth cervical, the serratus magnus and the pectorals ; and above
the fourth cervical, by paralysing the phrenics, it arrests the action of the
diaphragm. (4) Genito-spinal centre. Tliis is in the lumbar region. IrritatioD
causes erection, die. ; destruction or disease is followed by loss of virile
power. (5) Ano-spinal and vesicuto-spinal centres. These, connected with the
movements of the sphincter ani and of the bladder, exist in the lower portion
of the dorsal and upper portion of the lumbar regions. Disease or injury
involving these centres causes involuntary evacuation of the bowel and com-
plete paralysis of the bladder, with non-retention of urine. The bladder may
be full whilst the urine constantly escapes in small quantity.
3. As a Trophic Centre. — The ganglion-cells in the anterior
coruua undoubtedly have a trophic or nutritive influence upon
muscles. This has been determined chiefly on pathological evidence
If these cells undergo atrophy or degenerative changes, the musclee,
even though they may be kept periodically in a state of activity by
g.ilvanism, become soft and fatty changes take place. There is
thus a correlation between the nutritive condition of muscle and
nerve-centre, and influences aflectin" the one affect the other also.
It has been supposed that tho cells in Clarke's vesicular column
may form the centres in visceral innervation. They are bipolar,
like those in the sympathetic, and not multipolar as in the rest of
the cord, and the columns are absent in the lumbar and cervical
enlargements. The cells are found where nerves come off that
influence the viscera, and similar cells are found at the roots of tho
vagus in the medulla, — a nerve also mych concerned iu the innerva-
tijn of viscera.
inhibition of Reflex Actions. — The reflex actions of the spinal
cord may bo inhibited or restrained to a greater or less extent by
the action of centres in the encephalon, so that pure reflex actions
only occur after removal of the cerebrum, or during profound sleep,
when the cerebrum is inactive Thus a strong elTort of the will may
restrain from scratching an irritated part of the skin, whilst the
same amount of irritation would certainly cau.se reflex movements
if the will were in abeyance. Such power of voluntary control,
however, is limited with respect to most reflex actions, whilst some
reflex acts cannot be so influenced. Any movement that may bo
orginated by tho will may be inhibited or restrained to a certain
extent when the movement is of a reflex character ; but, if tb«
movement bo invariably involuntary, it, can never bo inhibited.
Thus the ejaculation of semen cannot bo voluntarily induced, whilst
the reflex act once provoked cannot bo arrested (Hermann). That
these inhibitions of reflex actions of the cord depend on mechanisms
in tho brain is proved by the fact that removal of tho biain is fol-
lowed by an increase in the reflex excitability of tho cord, and that
oven section of tho cord permits of increased reflex excitability
below the plane of section (Sctschcnofl'). Further, after section of
tho spinal cord in tho cervical region, irritation of tho lower end
arrests reflex movements dependent on reflex centres in the 'ower
cervical, dorsal, and lumbar rtgions (M'Kendrick).
Medulla Oblongata. — This Is tho prolongation into the cranium
of the spinal cord so a.i to unite it with the brain. Strictly speak-
ing, the medulla spinalis and tho medulla oblongata form one organ.
The columns of wiiito matter of tho cord undergo changes in form,
structure, and relative position when they pass into tiio medulla
(see vol. i. p. 870). Without again detailing tho minute anatomy,
it is necessary to show, as in the following tablo, the connezioiii
of tho cord and oC tho medulla witb tho nut of th» Utaifi-
Speclal
reflex
centrev
Cord as
tropkii
centre.
Inhibi-
tion of
reflex
actions
36
PHYSIOLOGY
[neevous
Columns of
the Spinal
Cor'l.
V Dividpcl into
( A.
PyiamUlal
tract.
a. Lateral, or crossed,
fibres from the pos-
terior part of the
lateral column as
low as the third
or fourth sacral
nerves.
h. Anterior, or un-
crossed, fibres from
the dorsal region
of the cord-col-
nmns of Turck, or
columns of Lock-
liart Clarke.
Continued in Medulla
Oblougata as
Decussate in anterior r>'ra- Cerebrum,
niids.
Pass on to
Pasa under
jiyraraid on
same side. 1. Posterior
and form lougitudi
longitudinal '. nalbumUe
fibres of the \ in pons,
reticularis al- 2. Tract of
ba in dorsal the fillet.
]>art of me- |
sial area. )
B.
Cerebellar
tract.
. Cerebellar tract,
between lateral
pyramidal tract
ami the outer sur-
face of the cord as
low as tlie second
or tliird lumbar.
All the
antero-
lateral
columns
except
A and 6.
Posterior .
column. "^
d. Princiiml tract of
anterior column,
that is, the antero-
lateral column less
the fibres in &. Mot
continued up —
probably commis-
sural from one side
of cord to the
other.
t. From anterior col-
umn.
a. Posterior white
column, or GoU's
tract, from middle
of dorsal region.
6. Posterior lateral
column, between
posterior median
column and pos-
tero-lateral groove.
, FunicuUis of Ro-
lando, between the
posterior lateral
column h and pos-
tero-lateral groove
higher up.
Restiloi-m body.
Cerebrum.
Corpora
quadri-
gemina.
Pa33 below olivary bo^ to
form part of restiform
body. Sometimes called
the "band of Solly "—not
always pi'eseut.
Posterior median column,
becoming the funiculus
gracilis, which, with the
expansion called the clava,
becomes the posterior py-
ramids.
Funiculus cuneatus, form-
ing, with cerebellar tract
from an tero-lateral column,
the restiform body.
Cerebellum.
Cerebellum.
Cerebrum.
Cerebellum.
It is important to note the fact that each column of the cord,
through the medulla, is thus connected both with the cerebrum and
With the cerebellum. Development has shown that the fibres of
the bundles which are first formed develop a medullary sheath at a
time when the fibres of the later-formed bundles are non-medullated.
," When the cord of a human embryo is examined at the end of the
fifth month it will be found that the pyramidal fibres of the lateral
columns, the fibres of the columns of Turck, and of the columns of
GoU are non-medullated ; while the fibres of the anterior and pos-
terior root-zones and the cerebellar fibres of the lateral columns are
paeduUated " (Ross). It would appear, therefore, that the latter
Are the more primitive struct\ires, and that the former are super-
kdded in the cords of the higher animals. The grey matter of the
medulla is brokeu up by changes in the distribution of the white
matter into nuclei or masses of nerve-cells, instead of having the
crescentic form seen in the spinal coid. These nuclei are connected
With the roots of important cranial nerves, and may be regarded
as corresponding with the anterior horns of grey matter, with the
posterior horns, and with the gx'ey matter between these.
The follo\ving nuclei can be found :^(1) the hypoglossal nucleus,
for the hypoglossal nerve, the motor nerve of the tongue ; (2) a
common nucleus, for a portion of tho spinal accessory, vagus, and
glosso -pharyngeal nerves; (3) th.& prhicipal or lower axiAitory nucleus,
for thtf auditory nerve ; (4) nuclei for the sixth or ahduceiit nerve,
supplying the external rectus muscle of the eye ; (5) nucleus for
the fourlh nerve, supplying the- superior oblique muscle of the
eye ; (6) the facial nerve, the motor nervepf the face ; (7) the cor-
pus dcniatitm of the olivary body, not directly connected with the
roots of nerves, but containing nerve-cells. Some fibres, both of
the sensory and motor roots of the ffth nerve, originate also as far
back' as the medulla. The third, fourth, sixth, and hypoglossal
nerves belong to the system of, anterior motof nerves, related to
the anterior cornua, whilst the spinal accessory, vagus, glosso-
pharyngeal, and fifth belong to the "mixed lateral system," — that
is, they are related to the posterior cornua and intermediate grey
matter.
' Like the spinal cord, the medidla may be regarded as containing
tracts for sensory and motor transmission, and as coustitutiag a
series of reflex centres for special movements.
1. As a Condttctor of Motor and Sensory Impressions. — Inasmuch
also, as such movements as those of the circulation, respiration,
and vaso- motor action arc necessary to life, destruction of the
medulla causes almost instant death. Motor fibres coming from
the brain above decussate in the anterior pyramids and then run
down the lateral columns of the cord, issuing to the muscles by
the anterior roots of tho spinal nerves. Hence, whilst section of
an antero-lateral column of the cord will cause paralysis of motion
on the same side, scctit)n of an anterior pyramid above tho decus-
sation causes paralysis of motion on the opposite side. But fibres
carrying sensory impressions also decussate in the grey matter at
the bottom of the posterior median fissure of the cord. It follows,
therefore, that disease, such as rupture of a vessel causing a clot in
the brain, say iu the left corpus striatum and left optic thalamus,
causes paralysis both of motion and of sensation on the opposite
side, — that is, in the case supposed, there would be right hemiplegia
The path of sensory impressions is probably in the grey matter
but the precise course of sensory fibres has not been traced.
2. As a Reflex Centre. — Numerous special centres have been re-
ferred to the medulla oblongata.
(1) i>sjjirn(ori/ centres, two in niimber, expiratory and inspiratory, connected
with the roots of the pneumogastric nen-es. Destruction at once causes cessa-
tion of respiratory movements. (2) Vaso-viotor centre, regulating the calibre of
the smaller blood-vessels throughout the body (see p. 30). (3) CanJiac centres,
probably two in number^ne accelerating, asbociated with the BympathetJc ;
the other inhibitory, connected with the pneumogastric (see p. 29). {^
Centres for deglutition, associated with the sensory and motor nerves involved
in this process (see Xctrition, vol. atvii. p. 670) (5) Centre for voice, regu-
lating to some extent, throtigh the stemo-cleido-mastoid muscle, the emission
of air through the glottis in expiration and phonation. (6) Centre influencing
glycogenesi'i, probably by the action of the vaso -motor centre on the blood-
vessels of the liver (see Nutrition, vol. xvii. p. 68^. (7) Centre directly in-
fluencing salivary secretion, from which originate those tibres of the facial,
forming the chonla tympani and lesser superlicial petrosal, distributed to the
salivary glands (see Nutbitioh, vol. xvii. p. 672). (8) Centre for the motor
Jibrcs s^ipplying the face aiid muscles of mastication. Tliese exist in the facial
for the muscles of the face and in the motor portion of the fifth for the muscles
of mastication. Further, the medulla receives nervous influences from the
higher centres, by which all the centres above enumerated may be more or
less influenced. ..
Pons Varolii. — The pons Varolii is above and in front of the
medulla oblongata, and between the Tremispheres of the cerebellum.
It consists of fibres passing in two directions, viz., longitudinally,
connecting the brain above i^*ith the medulla and cord below ; and
transversely, connecting the lateral hemispheres of the cerebellum,
thus forming the middle
peduncles of that organ. Its
general position and appear-
ance are seen in fig. 23.
Mixed up with these fibres
are various nuclei of grey
matter connected with the
roots of cranial nerves. .The
most important of these
nuclei are — (1) the nucleus
of the facial nerve ; (2) the
motor nucleus of the fifth
nerve ; (3) the upper sensory
nucleus of the fifth nerve ;
(4) the inner or chief nucleus
of the auditory nerve ; (5)
the outer or superior nucleus
of the auditory nerve ; f6)
the accessory nucleus of the
auditory nerve ; (7) the nu-
cleus of the sixth nerve. It
will be observed that several
of these nerves are also con- _
nected with nuclei in theFio. 23.— Section of medulla oblongata anil
medulla oblongata. Like ,Pons to show the course of fibres, a super-
. 1 J J „ J n Al, ncial, and a , deep transverse fibres of pons ;
the cord and medulla, tho 6,(,_ anterior pyramids ascending at 6'
pons is to be regarded as through pons; c, c, olivary bodies; c', oli-
conductor of impressions vary fasciculus in pons; d.rf. anterior
colunms of cord ; e, inner part of right
column joining anterior pyramid ; /, outer
part going to olivary fasciculus ; g, lateral
column of cord ; /(, the part which decus-
sates at fc, the decussation of the pyramids ;
?, the part which joins the restiform body;
m, that which forms Jthe fasciculus teres;
TO, arciform fibres. 1 and 2, sensory and
motor roots of the fifth nerve; 3, sixth
nerve ; 4, portio dura ; 5, portio inter-
media ; 6, portio mollis of the seventh
nerve; 7, glosso - pharyngeal ; 8, pneumo-
gastric; 9, spinal accessory; 10, hypo-
glossal nerve.
limbs on the opposite side if the disease has affected the facial
before its ' decussation in the pons. Usually in cases of paralysis
of one side (hemiplegia) from a clot or disorganization in one corpus
striatum the paralysis of the face is on the same side as that of the
limbs. In diseases of the pons loss of sensibility is a much more
MedA^la
centrb«'
Pon»
Va.-oia
and probably also as a reflex
centre. Motor transmission
occurs chiefly in the an-
terior part. As the fibres of
the facial nerve decussate in
the pons, and then caixy in-
fluences outwards, unilateral
injury or disease of the pons
may cause paralysis of the
face on the same side as the
disease, and paralysis of the
SYSTEM.]
PHYSIOLOGY
37
Tare result than loss of motion, and is always on the opposite side.
Accoiding to lirown-Seiiuaid, tactile, thermal, and painful impres-
sions pass through the central part of the pons. The numerous
centres in the pons are associated in complex refle.^ movements.
Nothnagel has described it as a convulsive centre, because irritation
caused severe cramps, but this was no doubt due to irritation of the
motor strands passing through it.
Cerebral Peduncles. — These contain both sensory and motor fibres,
and they establish a connexion between the cerebellum and the
cerebrum, and also between the ganglia at the base, — corpora striata,
optic thalami, and corpora fiuadrigeniina on the one hand, and the
pons anil medulla on the other. Little is known of their functions
except that they are conductors. Destruction of one peduncle causes
the animal to move to the side opposite the lesion, describing a
circle somewhat in the manner of a horse in a circus. Irritation
m.iy cause pain or movements of various groups of muscles.
Basal Oanij'la. — As already shown in tracing the development
of the cerebro-spinal system, the brain consists of a series of gan-
glia, in pails, more or less overlappeil by the cerebral hemispheres.
I'hese ganglia, termed the "basal ganglia," are usually held to
include, from behind forwards, the corpora auadrigemina, the optic
thalami, and the corpora striata ; but in addition there are bodies
meriting an eipial amount of attention, inasmuch as they cannot
be regarded as belonging to the cerebral hemispheres. These are
the locus niger, the red nucleus of the tegmentum, and the corpora
geniculata ; but we have no knowledge of their functions. No
doubt all these ganglia act along with the cerebral hemispheres,
80 that practically the whole mass forms one organ.
jora Corpora Quadriycmina. — These are two pairs of rounded bodies
Iri- found above the Sylvian aqueduct, which passes between the third
ina. and fourth ventricles. They are situated behind the optic thalami,
and are intimately related to the crura, and through these to the
pons, ni<-dnlla, and cord. Homologous with the optic lobes seen
in the brain of the fish, frog, and bu-d (see figs. 17 and 18), and in
marsupials and monotremes, their relative si^e to the mass of the
encephalon is much less in the brain of man and of the higher
animals. These bodies contain grey matter, covered by a thin
stratum of white matter. The two posterior bodies are probably
connected with the cerebellum by the superior peduncles of that
organ ; at all events these peduncles disappear under the base of
the corpora quadrigemina. The two posterior bodies are also related
to the crura cerebri by the prominences on the sides of the crura
known as the inner geniculate bodies. Both anterior and posterior
bodies, more especially the anterior, are connected with the optic
tracts, and fin.illy, the two anterior bodies unite with the optic
thalami. (See fig. 24 below ; also, plate XVIII., vol. i., fig. 1, g,g.)
As shown by their anatomical connexions, the corpora quadri-
gemina are part of the mechanism of vision. Destruction causes
immediate blindness. If, in a pigeon, the encephalon be removed
with the exception of these bodies, the iris will still continue to
contract on the influence of light. On then destroying one of
these bodies, the iris is immobile, and the power of accommodation
is lost As the third cranial nerve (which is known to contain fibres
controlling the circular fibres of the iris by which the pupil con-
tracts, and the fibres governing the ciliary muscle by which the eye
is accommodated or focused to varying distances) originates in
the grey matter of the floor of the Sylvian aqueduct, close to the
corpora quadrigemina, it is held that these bodies are the centres
of tue reflex movements of the iris and of the ciliary muscle. The
corpora quadrigemina are also the first recipients of visual impres-
sions. When light falls on the retiua changes are there induced
which stimulate the optic nerve-fibres, and these fibres carry impres-
sions through the optic tracts to tho corpoia quadrigemina. What
then occurs is matter of conjecture. Whether sensation is there
excited, or whether to produce sensation it is necessary that the
impulses be sent onwards to tho cerebrum, or whether tKo impres-
sions directly received from the retina may excite, through the.
corpora quadrigemina and adjacent ganglia, reflex movements (like
those of the somnambulist, who may see so that his steps are taken
rightly, but who may at the same time not see consciously), are all
epeculativo questions. We know that these bodies are concerned
in the movements of the iris and of the ciliary muscle, but their
^eat proportionate size in lowly-formed brains indicates that this
la probably a secondary function, and that they are largely con-
cerned in tho phenomena of consciousness of light and colour.
Optic Tlialami. — These are two ganglionic masses placed behind
the corpora striata and in front of the corpora quadrigemino. The
internal surfaces are seen chiefly in tho third ventricle, the upper
surfaces in tho same ventricle and tho lateral ventricles (see vol. i.
pp. 875, 876, figs. 74 and 75), whilst the external and under surface
of each thalamus is united with other parts of tho brain. Tho
under surface receives fibres from the crus cerebri, whilst the
upper surface ia covered by fibres which diverge and pass between
the thalamus and a mass of grey matter in tho extra-ventricular
portion of the corpus striatum (called lenticular nucleus), to form
a white layer called the "internal capsule." From tho internal
capsule, which thus contains fibres from the optic thalamus, fibres
radiate outwards to the surface of the cerebral hemisphsres. The
under surface of the thalamus is connected with the tegmentum,^
that is, with the layer of fibres forming the upper surface of the crus
cerebri. They also receive fibres from the corpora quadrigemina,
and according to some authorities from the superior peduncles of
the cerebellum. The substance of the thalamus contains nerve-
cells, scattered and also aggregated into two nuclear masses, but
tho relations of these to nerve -tracts have not been ascertained.
It is important physiologically to notice that the thalami receive
fibres from the back of the crura, and therefore are probably related
to the posterior or sensory portion of the spinal cord.
There is still much uncertainty as to tho functions of the optio
thalami. The most commonly received opinion is that they are
centres for the reception of peripheral impulses, which they may
elaborate and transmit forwards to the corpora striata, or directly
to the cerebral hemispheres. If the sensory impulses received by
the optic thalami are sent to the corpora striata, and by these transj
mitted downwards and outwards tnrough the crura cerebri, then
reflex actions may occur in which the basal ganglia are the centres ;
but, if the impulses are sent up, in the first place, to the cerebral
hemispheres, and by these transmitted down to the corpora striata,
then the action must include the higher mechanism of the grey
matter of the hemispheres. In the first case it is supposed by those
who hold that consciousness is specially connected with the grey
matter of the hemispheres that the action would be purely reflex
and unconscious. Experiment has not thrown much light on
this problem, owing to the deep-seated situation of these bodies
rendering the results of operative interference untrustworthy. The
little that has been done shows that injury to them does not causa
paralysis of motion. Nor can it be said that such injuries cause
loss of sensation, the only phenomenon observed being that the
animal places its limbs in anomalous positions, and does not seem
to be aware of having done so. Meynert is of opinion that the optio
thalami fulfil the same functions as to tactile impressions — that is,
impressions on the periphery of the body — that tne corpora quadri-,
femina do for visual impressions — that is, impressions on the retina,
n cases of apoplexy in which these bodies are involved there are
always sensory disturbances on the side opposite the lesion. This
would lead to the inference that the optic thalami are tlje sensory
ganglia of the opposite sides of the body. They are not, however,
the first ganglionic apparatus through which sensory impressions
pass, but they probably co-ordinate in some way centripetal impulses
before these are sent to the cerebral hemispheres, w'here they are
correlated with feeling. Further, as the old name " optic thalami "
indicates, these ganglia are concerned in some way in Wsion, because,
if seriously injured, blindness, or at all events disturbance of vision,
is one of the constant results. This favours the view that they are
the "middlemen" between special sensory centres and the higher
centres uf the cerebrum.
Corpora Striata. — These ganglia, sometimes termed the "ganglii
of the cerebral hemispheres, " situated in front and on the outei
side of the ojitic thalami, are seen in the lateral ventricles. (Sej
vol. i. pp. 875, 876, figs. 74 and 76.) Tho greater part of each ij
imbedded in the white substance of tlie hemisphere (extra-ventrji
cular portion), whilst the part seen in the floor of the lateral ventricli
is called the intra-ventricular portion. Each of these contains s
nucleus of grey matter, tho nucleus caudatus in the intra-ventri-
cular and the nucleus lenticularis in the extra-ventricular. The
latter is separated internally from the intra-ventricular portion by
a layer of white matter called the " internal capsule," whilst on the
outer side there is another layer of white matter called the "external
capsule," beyond which, again, ia a lamina^or web of grey matter,
called the "claustrum," which separates the external capsule from
the Island of Reil. The internal capsule is of giest importance
inasmuch as it is continuous with tne crusta, a portion of the
eras cerebri, which, in turn, is a continuation of the pyramidal
fibres of the medulla oblongata and tho pons. Multipolar nerve-
cells are found in the nucleus caudatus ; in the claustrum tho colls
are small and spindle-shaped. Posteriorly, therefore, tho corpus
striatum is related by fibres with tho optic thalamus ; inferiorly,
through the internal capsule, with the pyramidal portion of the
medulla and cord ; and externally and superiorly with the grey
matter of tho cerebrum. Tho corpus striatum is a centre for the
co-ordination of centrifugal or motor impulses. It may bo rou4ed
into activity by impressions reaching 'i*. directly from the otitic
thalamus, but probably it usually acts in obedience to impulses
coming from the cerebral hemispheres. When a clot of blood is
formed in, say, tho right corpus striatum thero is motor paralysis
of tho opposite side of tho body, and, according to the size of the
clot, the paralysis may affect more cr less completely the dilfuront
groups of muscles. Dcstniction of the two bodies destroys voluntary
movement, but tho animal may move for^vards as in ninning. De-
struction of the nucleus caudatus renders movements of progieasion
impossible, and the animal performs movements of rotation. Noth-
nagel by injecting a minuto drop of a solution of chromic acid
destroyed tho nucleus lenticularis of a rabbit, with the result of
throwing the animal into complete unconsciousness. He also stst^t
38
PHYSIOLOGY
fNEEvons
that in the corpus striatum of the same animal there 's a po nt,
the nodus cursori^is. the excitation of which caused the rabbit to
rush forwards. This observation agrees with the statement of
Magendie that, when he injured the corpora striata the auimal
seeSied to have an irresbtible propulsion forwards. Ferr.er states
that when the corpora striata were stimulated by an interrupted
current convulsive movements of the opposite side of the body tooK
#.„ M -Three Mirs of ce^bellir peduncles (from Sappey, after HirschfeM
the dStion shoWs the superior and interior peduncles crossing each other
1^ thev pass into the white substance of cerebellum ; 6, 6, fillets ^t the Mde
"cru«?3clbri ; 7. lateral grooves ot crura ceiebri ; 8, corpora quadngemina.
Fio. 26.— Pigeon from which the cerebellum has
been removed.
place • and when the current was powerful the side of the body
opposite to the side of the brain stimulated f ■.— ^
was forcibly drawn into an arch. ,
Cerebellum.— In connexion with the phy- >
siolo<T of this organ it is important to note
its connexions with the rest of the cerebro-
spinal axis. It has three peduncles : (1) the
superior peduncles (see fig. 24)-crura ad cere-
brum, or processes ad testes — together with
the valve of Vieussens, connect the cerebellum
to the cerebrum ; (2) the inferior peduncles,
or crura ad raedullam, are the superior ex-
tremities of the restiform bodies ; (3) the
middle peduncles, or crura ad pontem, much
the largest, are the lateral extremities of the
transverse fibres of the pons Varolii. They
ict as commissural fibres for the hemispheres
of the cerebellum. All these peduncles pass
into the interior of the cerebellum at its fore-
part In the interior of the organ, where the
peduncles enter, we find a nucleus of grey
matter, the corpus dentatum. The cortical
substance consists of two layers,— an outer
molecular layer, consisting of a delicate ma-
trix containing a few round cells and fibres,
and an inner or granule layer, containing
granules or nucleated corpuscles closely ^^
packed together. The corpuscles are from^-*«
„Wth to „'„th of an inch in f ^^^''^f' !fieL^..,«^, .
and are mi.ted with a network of delicate ;«»«;jBg»/, d
nerve-fibres. At the junction of the ST^^^^-^i^U,^:.'Wy.%
lar layer with the molecular layer there a™ ^.^y^Ajyj**
peculiar large cells called " Purkinje's cells. JflS^^*:*
They are fla-ik - shaped and about rtoth to '~
j^th of an inch in diameter, and the long ^
process is directed towards the surface of the^-i
cerebellum (see fig. 25). The white centre qt .^^^=^5=^^- «
each lamina consists of delicate nerve-fibres,
the terminations of which have not been
satisfactoiily made out. Probably they end _-.— . =
in the plexus of nerve-fibres in the granule Fio. S5.— Vertical section
layer, or in the processes of Purkinje's cells, through cortex of cere-
On comparing the section of cerebrum (fig.
28) with that of cerebellum (fig. 25) the con-
trast is striking. The structure of cerebellum
is more like tliat of the retina (vol. i. p. 888.
ifig. 78) than of any other nerve-centre. _
Results of Experi7nenls.~TU cerebellum is insensible to mechan-
ical excitations. Puncture causes no indications of pain, but there
may be twisting of the head to the side. Fcrrier states that Faradaic
bellum (Sankey). o, pia
,mater ; o, external layer;
c, layer of cells of Pur-
kinje ; d, inner or gran-
nlc laytr; f, medullary
■•entre.
irritation causes movements of the eyeballs and other movements
indicative of vertigo Section of the middle peduncle on one side
causes the animal to roll rapidly round its longitudinal axis, the
rotation being towards the side operated on. „„„„.,„„
If the cerebellum be removed gradually by successive slices-an operation
easily done in a pigeon-there is a progressive eflect on locomotive actions. On
tak n. away only the upper layer tliere Is some weakness and a hesitation In
^ait-vS the sections have'reached the middle of the organ the animat
ftlggers much, and assists Itself by its wings in walking. Tlie sections be ng
con^t^nue??urther, it is no longer able to pieserve its ^l";''*""™ «"?;<'"' ^"
a°sistance of its wings and tail ; Its attempU to fly or walk resemble the fruit-
less efforts of » nestling, '-"
and the slightest touch
knocks it over. At last,
when the whole cerebel-
lum is removed, it can-
not support itself even
with the aid of its wings
and tail ; it makes vio-
lent efforts to rise, but
only rolls up and down ;
then, fatigued with
struggling, it remains
for a few seconds at
rest on its back or ab-
domen, and then again
commences - its vain
struggles to rise and
walk. Yet all the while
aiEht and hearing ai-e „ ..
plrfect. See fig. 26. It attempU to escape, and appears to have all its senM;
lions perfect. The results contrast very strongly with those of removing th..
cerebral lobes. "TiKe two pigeons," says Longet : " horn one remove com-
pletely the cerebml lobes, and from the other onlj- ha If the cerebelluni ; th.
Sert day the first will be firm on its feet, the second will exhibit the unsteadi
and imcertain gait of drunkenness."
There is thus a loss of the power of co-ordination, or of regiila
tion of movement, without the loss of sensibility, and hence it had
been assumed that in some way or other the cerebellum acts as
the co-ordinator of movements. . v v r^., »,
Co-ordination of Movement.— The nervous mechanisms by which <^c-or-
movements are co-ordinated-that is, adapted to specific ends-are dinatio^
not thoroughly understood, but a short description of wha. isof=iov»-
known may be here given. Muscular movements may be either in»ut
simple or complex. In winking, the movement of the eyelid is
effected by two muscles, one bringing the lid dow-n, the other rais-
ing it. But picking up a pen from the table, taking a dip ol inK,
and writin<T a few words involve a complicated set of movements
of the mufcles of the trunk, shoulder, arm, forearm, fingers, and
thumb. To perform the movements with precision each muscle or
eroup of muscles must act at the right time and to the proper
tmount. It is also clear that all this is accomplished automatic-
aUv We are not conscious of the requisite combinations ; but it
must be noted that many of these complicated movements are hrst
acquired by conscious efforts, and that they become automatic only
by rtoetitiou. Again, in walking, equilibrium is maintained by a
delicate series of muscular adjustments. When we swing fonvard
one leg and balance the body on the other many musciJar move-
ments occur, and with every change in the position of the centre
of gravity in the body there are corresponding adjustments. It
would appear that in all mechanisms of co-ordination the first part
of the process is the transmission of sensory impressions from the
nerinhery. These sensory impressions may be denved from the
skin or muscles, and may be caused by variations of pressure arising
in them. Thus, if we lift a heavy weight, as a large stone by the
right hand and raise it to the bend of tie elbow we throw the body
to the other side by the action of the muscles of that side, thus
maintaining the equilibrium. We judge of tha amount of force
Necessary tS overcome an obstruction by the feeling of resistance we
encounter. All the movements of the body, therefore, give nse to
feelings of varying pressures, and these feelings regulate the amount
or dcwee of muscular action necessair to maintam equdibrium, or
to perform a requisite movement fliia is at first a conscious ex-
perience, and a child has to pass through an education, often involv-
ing pain before the nervous ciechanisms become automatic and the
movement is done without effi-rt. But the ordinary sensory nerves
^ming from skin and muscle, are not he only channels by which
^ch liiding mechanisms are set in action As one would expect.
senso^imp?essions, such as those associated with eight and hearing,
"^7. "^X^ 'Zf^'ons fror. Semicircular Ca,^ls.-U thi
mcnlranous portion of the horizontal semicircular canal in the
Sterns ear of a pigeon be cut, the bird moves its head from side tj
sWo and tf one o^f the vertical canals be divided it moves the hea^
up and down. The effects may pass off in a few days if only one
cfnal has been cut If the canals on both sides be divided the
movnments are exaggerated and the condituin becomes permanent.
ItZmtZ. be obseTved that the animal has lost the Po^er of co-
ordinating its movements. It can rest with only a twitching
n™haps of the head, but if it attempt to fly or walk its movements
Le in^d^finite and iiregular, like those of ^f^^^^X^J^,
those described as follomng injury to the cerebellnm. Jh^ -f^^f^f ^
movements do not arise from deafness, or noises m the ears, or^^nm
pwalysis, or from an uncontrollable impulse. Any strong sensory
aysTKM.J
PHYSIOLOGY
39
impression, such as holding the bird, supporting its beak, or hold-
ing a brilliant light before its eyes, will steady it, and it has been
noticed that " it can, even without assistance, clean its feathers and
scratch its head, its beak and foot being in these operations gwided
by contact with its own body." It has been supposed that the
semicircular canals are concerned in the mechanism of equibration,
— a view nrged chiefly by Mach and Crum-Brown. If a blindfolded
man is seated on a horizontal rotating table, such as that used in a
lighthouse for rotating or eclipsing th" light, and the table is turned
round, at first there is a sensation of movement in the same direction
as that of the table ; then this sensation fades away, until he has
no sensation of movement, although the table may be rapidly
rotating ; finally, if the table be stopped without a jerk there Is
first a very short period in which there is no definite sensatioa,
which is succeeded by a sense of rapid movement in the opposite
direction, often accompanied by a feeling of nausea. Now it is
evident that neither sight nor touch nor muscular sensations
can ^ve a sense of rotation in these circumstances, and yet it is
possible to form a fairly accurate judgment of the angle through
which the body has moved. It has been suggested that this is efi'ected
by the action of the semicircular canals. The membranous por-
tions are surrounded by a fi 'id called the " endolyrapli," and are free
to move through a short aistance. Hence it has been supposed
that rotations more or less rapid must cause variations of tension of
tho membranous portion. Thus, if the membranous part, especially
the ampuUa or dilated ends of tho canals, lag behind when rotation
in one direction takes place, the nerves ending in them will be
subjected to a strain ; by aud by both membranous portions and
surrounding parts will bo moving with the same velocity, when
there will be no strain and no sense of movement ; and at last, when
,he rotatory movement is arrested, there will be a tendency on the
part of the membranous portions, as they are floating in a fluid, to
move on a little farther than the rest, and thus again produce a
strain, causing a sensation of movement in the opposite direction.
By similar reasoning it can be shown that if we take the peculiar
position of the three canals into consideration any movement in
space might be thus appreciated, and these appreciations enter
into the judgment we form of the movements. According to this
theory, the sense of equilibrium may be largely due to impressions
derived from the position of the head, and, as muscular movements
required for placing tho body in definite positions are determined,
as we have seen, by peripheral impressions, the Irregular movements
of the pigeon, after injury to these canals, may be accounted for.
It is not improbable that in tlie bird, which from the structure of
its extremities — feet and wings — can have no peripheral impressions
to delicate as those derivqd trom tho papilla; of^ the skin on the
extremities of other animals, the sense of equilibrium is maintained
chiefly by impressions from these canals, and this may account for
the comparatii'ely large size of these organs in birds and fishes.
This is in correspondence also with the requirements of birds in the
balancings of flight and of fishes in swimming. It is well kuo%vn
that disease or injury of tliese canals in the human being produces
symptoms of vertigo and a diminution of the powertif co-ordinated
action, as in Meniere's disease, showing that the canals, even in
man, have similar functions to those in the bird.
2. Peripheral Imprcssiotia from the Eye. — Many movements are
^idcd and controlled by tho sense of vision. Simply blindfolding
a bird usually makes it passive, and it will not attempt either to
walk or to fly ; the same efl'ects to a less degree may be seen in a
mammal ; and a blindfolded man will stagger in his gait. The
wonderfully accurate movements of the blind in walking are ac-
-q^uired by long and laborious etfort, and aro guided by the sensa-
tions of hearing, of touch, and of resistance. If the optic lobes of
a frog be destroyed, its power of balancing itself is lost. There aro
thus at least three channels by which peripheral impressions pass
to the centres and seem to guide or co-ordinnte movement: (1)
from tho periphery, by nerves of ordinary sensibility arising in tho
ekin, muscles, and viscera ; (2) from tho semicircular canals of the
oar, by special nerve-fibres in the auditory nerve ; (3) from the eye,
by fibres of tho optic nerve. How and where these skoins of sensi-
tive impressions are ga'hered up and so arranged as to call forth
the requisite movements can only be conjectured ; but the cerebellum
is the organ most likely to bo concerned in such a mechanism. It
is in organic connexion with many of the nerve-fibres convoying
(lensory impressions. By the restiform bodies it receives many of
the sensory fibres of the spinal cord ; the auditory nerve has roots
intimately related to tho cerebellum ; and it is fair to n.'^sume that
there are communications between tho corpora quadrigcmina and
the cerebellum. Stimulation of tho cerebellum causes movements
of the eyeballs, and disease of the cerebellum is sometimes attended
by blindness. How the cerebellum co-ordinates movement is quite
unknown, and the diSicultyin explaining ita functions is not lessened
by the clinical fact that extensive disease of this organ may exist
without any appreciable sensory or motor disturbance. There is
10 evidence to support the view of tho founders of phrenology that
-he cerebellum has to do with the sexual functions.
Cerebral Hemispheres. — As these have been fully described in vol.
Cls-
i. p. 878. it is only necessary here to point out the anatomical facts
thst assist in explaining the functions of the organ. It is import-
ant to observe, first, tlie general arrangements of the fibres, and,
secondly, the arrangement and structure of the grey matter. The
white matter of tho cerebrum consists of ascending or peduncular
fibres, longitudinal or collateral fibres, and of transverse or com-
missural fibres.
(1.) Peduncular Fibres. — The crusta of the cerebral pednndea
consists of bundles of <in (
longitudinal fibres de- I f "' '
rived mainly from the
anterior pyramid of the
medulla. The cnist is
quadrilateral in form,
but in ascending to the
hemispheres it Decomes
flattened from above
downwards, so that the
fibres spread out like a
fan. The fan formed by
these fibres is bent into
the form of an incom-
plete hollow cone, tho /K-
convex surface of which
is directed upwards and
inwards. Thus the fibres J
pass between the optic
thalamus and the lenti-
cular nucleus, forming
the internal capsule.
Higher up the fibres
pursue their course be-
neath and to the outside
of the thalamus and
the cautlate nucleus, and
over the lenticular nu-
cleus. "Still higher up
the internal capsule has
spread out from before
backwards, while th©
anterior half forms an
obtuse angle with tho
posterior. Tlie angle
where 'the halves meet
is called the knee (fig.
27, K), while the divi-
sions themselves are
called the anterior (fig.
27, IK') and posterior
segments of the internal
capsule " (Roes). On
emerging from the basal
Fig. 27.— (After Flechsig.) Horizontal section of
brain of child nine montlis old, only a portion
of the ri^ht eido being ghgwn. F, front*!, TS,
teniporo-sphenoidal, and 0, occipital lobes ; op,
operculum ; In, island of Reil ; Cls, claut^trum ;
f", third frontal convolution : JTi, optic thal-
y_ ^, amns ; AT, cau<late nuelcua ; NC, tAil of candat*
ganglia the fibres of the nuclous ; LN, lenticular nucleus ; 11,111, second
internal capsule radiate '^<' ""ird dirisions of lonticutar nuclous ; KK
- external capKUlo ; i/t, posterior division, ffl ,
anterior divibion, and K, knee of intrrnal cap-
sule ; aft, j-ift, anterior and posterior boms rc-
spectivtly of lateral ventricles ; gcc, knee of
corpus callosuui ; sp, splcnium : mc, middle com-
missure ; /, fornix ; tl, septum Incidum.
in all directions to reach
the cortex of the brain,
giving rise to the appear-
ance called the "corona
radiata. " The following
sets of fibres have been traced into connexion with the cerebrum.
(rt) Sensory peduncular fibres, derived from the posterior root-roncs and tho
columns of Goll. These .irti in connexion with the cerebellum ; but, as shown
by Meynert, PlechsiK, and others, many pass up through tho pons to re.ich Uis
crus cerebri, occupying tho posterior and external portion of the pyramidal
tract. They do not appear to be connected with tho optic thalamus and
tho lenticular nucleus, but pass betwoon thorn to the cortex, fb) Fibres from
the roots of tho optic norvca. reaching tho brain by vrhat have lieen called tho
"optic radiations of Gratiolet." This bundle of llbrcfi issues from the postcrioi
and external border of tlio optic thalamus and is el'^sely applied to the pedun-
cular sensory tract in its passage througli tho Inlerniil capsule, and the flbrtsi
seem to bo connoctoU with tlio convolutions of nio ocelpttAl lobe. It la Im-
portant to note that at least ono of tho roots of the optic norvo (the Internal]
passes into tho external genicuUto body and tlicnco into tlio anterior Iwtlios el
tho corpora (]uadrigemina. Thns there is a path for the ;iaasftKe of tinprw.iiioOB
from tho retina to tho cortex of the brain, (e) Fibres from tho olfactory lobM
have boon traced to a Junetion with the optio radiations cf Gratiolct, and 14M
with them to tho convolutions of tho cortex of the iK-cipital ur temixiro-si lien-
oidal lobe, (d) Tho pyramidal tract haa alre.-idy been troee.l tliro\ij(h the spinal
cord, medulla, and pons. It then pots on, as atroady aeon, Uy fnrm the Internal
capsule and the corona radiata, tlio nbn's ending In the porictAl b^bule, tho
paraoentral lobule, the superior cxtiemitios of the aaoonding .'rontAl and
porlotal convolutions, probably tho posterior extremity of Uie f^ist frontal
convolution, tho posterior extremity of tho third fVonbal, and tho Inferior
extreniitios of tho nsocndlng frontal and parietal convolutitiaa,— In abort, In
the convolutions formins the middle and parietal region of tho eurfkoe of
the cortex. (?) Fibres issuing from tho external surfaco of tho cntic thalamiu
to Joii, the lnt«mal capsule. Tlieso aro diatribut^d to the eonvol\;tlons of th*
frontal and parietal lobes. (/) Fibres isnulng fVom tho oxt/^ninl sirtaee of th«
caudate Dncieua, paasing alno into the corona rvdiata. (9) l-'il,n« Issuing from
tho superior and internal surface of the. lenticular nucleus to Join tho ajii-euding
fibres of tho Internal enmiile. (ft) Fibres aaeendlng from the superior peduncle
of the cerebellnm. Flechslg says that Rome of tho l\rrrs of the superior peduncle
of tho cerebellum of tho opposito aide tioss unlnterruptodly throngh the rtd
nucleus and along the Internal surfkoe of tlie nbrea of the pynmldol tT«ct to
40
PHYSIOLOGY
[nervous
Com-
missural
6bre3 o'
cere-
brum.
t
he (llstribnted to the central convolutions of the cerebrum. (0 Fibres issuing
from the corpus callosum and descending into the internal capsule, (fc) Fibres
of the external capsule which ascend from the crusta and ultimately reach the
cortex through tlie corona radiata.
In addition to the peduncular fibres above enumerated, all of
which belong to what may be termed the system of the internal
capsule and corona ladiata, fibres from the fornix, t.Tjnia semi-
circularis, outer layer of septum lucidum, and the fillet of the crus
also pass from below upwards to the cortex of the hemispheres
(Ross).
(2.) Longihidinal or Collateral Fibres. — {a) Fibres running im-
mediately below the surface of the cortex, and connecting the grey
matter of adjacent convolutions. (6) Fibres in the gyrus fornicatus,
a convolution immediately above the corpus callosum. It is said
that bands of these fibres arise in the anterior perforated space and
pass completely round the corpus callosum to end in the same per-
forated space, and that offsets of these fibres pass upwards and
backwards to reach the summits of the secondary convolutions
derived from the gyrus fornicatus near the longitudinal fissure,
(c) Longitudinal fibres of the corpus callosum (nerves of Lancisi),
connecting the anterior and posterior ends of the callosal convolu-
tion, {d} Longitudinal septal fibres, lying on the inner surface of
the septum lucidum, aud entering into the gyrus fornicatus (c)
Tlie fasciculus uucinatus, passing across the bottom of the Sylvian
fissure and connecting the convolutions of the frontal and temporo-
sphenoidal lobes. (/) The longitudinal inferior fasciculus, connect-
ing the convolutions of the occipital with those of the temporal lobe.
(3.) Transverse or Commissural Fibres. — i^ | ^ | f i i^. _iiy p
[a] Many, if not all, of the fibres of the '
corpus callosum pass transversely from
one side to tlie other aud connect corre-i
sponding convolutions in the hemispheres. '
This is the generally accepted view ; but
Professor Hamilton of Aberdeen has recently i
stated that liis preparations show that there j^
is no such commissural system between con- '
volutions, and that the fibres decussating in
the corptts callosum are not continued to
convolutions on the other side, but pass
downwards. (6) The fibres of the anterior
commissure wind backwards through the
lenticular nuclei to reach the convolutions
round the Sylvian fissure, (c) The fibres of
the posterior commissure run tlirough the
optic thalami.'
Arrange- Arranr/emenl and Structure of Ore]) Mat-
ment ter. — The grey matter in the medulla and
and basal ganglia has been already considered.
structure A web or sheet of it is also thrown over the
of grey • surface of the cereliruni, and forms the outer
matter, portion of all the convolutions. The cor-
tical substance consists of cells and fibres
imbedded in a matrix similar to the neuroglia
of the spinal cord. It may be divided into
five layers, which merge into each other by *
almost insensible gradations. The most ex-
terna! layer consists of delicate nerve-fibres,
neuroglia, aud a few small round cells desti-
tute of processes (see fig. 28). Going deeper
we find cells of a characteristic pyramidal
form, the largest being in the deepest layer.
Their bases are turned inwards, and their
apices towards the surface of the convolu-
tion. Cleland states that fibres passing from
the apices are continuous mth the delicate
fibres found on the very surface of the cor-
tex. In the ascending frontal convolu-
tions Betz and Mierzejewski have found
liyraraidal cells two or three times larger
tlian those of other regions of the cortex,
and these have been termed " giant-cells. "
All the pyramidal cells, no doubt, anasto- f.o 28.— (After Meynert.)
mose by their processes, and give origin to Vertical section of a fur-
the nerve-fibres of the white substance, but
it is rarely -possible to trace the fibres from
cell to cell. A consideration of these ana-
tomical facts, along with those mentioned in
connexion with the comparative anatomy of
the brain, shows that the cerebral' hemi-
spheres are in iutimate connexion by fibres
with all the other portions of the cerebro-
spinal system. Further, they are not on'y
intricate in structure themselves, but the
commissural sets of fibres indicate that
there is harmony of function between one part and another.
row of third cerebral con.
volution of man. 1, layer
of scattered sma,U corti-
cal corpuscles ; 2, layer
of close-set small pyra-
midal corpuscles ; 3,
layer of large pjTamidal
cortical corpuscles ; 4,
layer of small close-set
iiregular-shaped corpus-
cles ; 5, layer nf fusiform
corpuscles (like those in
the claustrum); Tii, me-
dullary lamiaa.
In
I In preparing the foregoing sketch of the fihi-es of the cerebrtun the writer
li much indebted to Ross, Diieases of the Nervous .^ttcm.
-Pigeon, in which the cerebrum has beea
injured or removed.
determining the function of so complicated an apparatus recourse
must be had to the evidence (1) of develo|)ment, (2 of comparn-
five anatomy, (3) of human anatomy, (4) of the observed elfecta
of disease before and after death, and (.^) of experiment. Facts
have already been collected from the first three of these fields
of inquiry, all tending to show that the grey matter of the hemi-
sphere is associated with the manifestation of intelligence in its'
various forms. The phejiomena of disease support the same con-'
elusion. Diseases producing slow changes in the layer of grey
matter on the cortex are invariably associated with mental disturb-
ance, such as melancholia, mania, or dementia. If the grey matter
be suddenly injured or submitted to compression, as by a blow-
causing fracture and depression of a portion of the skull, or the
effusion of fluid consequent on inflammation, unconsciousness is a
certain resalt. So long as the pressure continues there is no con-^
sciousness ; if it be removed, consciousness may soon return. Oq
the other hand, if the disease affect .the white matter of the centra)
portions or the ganglia at tlie base, there may be paralysis or conl
vulsions without consciousness being affected. All the facts,'
therefore, of pathology relating to the brain indicate that the grey
matter on the surface of the hemispheres is the organ of conscious-
ness and of all mental operations. This statement is now an axiom
of medical science, and the basis of the rational treatment of the
insane and of all maladies of the central nervous organs.
Two methods of experiment upon the cerebrum have usually been
followed, and both have yielded important results.
(a.) Removal. — Flourcns and the older observers were aware of
the fact that as successive slices of grey matter are removed from
the surface of the cere-
brum an animal be-
comes more dull and
stupid, until at last all
indications of percep-
tion and volition dis-
appear. A pigeon in
this condition (see fig-
29), if carefully fed, ^-
may live for many ^
months; to quote from --
Dal ton -
"The effect of this mtiti- Fin. 29.-
lat ion is simply to plunge
the animal into a state of
profound stupor, in which it is almost entirely inattentive to anrroundiDg
objects. The bird remains sitting motionless upon his perch or standing upon
the ground, with the eyes closed and the head sunk between the shoulders.
The plumage is smooth and glossy, but is uniformly expanded by a kind of
erection of the feathers, so that the body appears somewhat puffed out, and
larger than natural. Occasionally the bird opens its eyes with a vacant stare,
stretches its neck, perhaps shakes its bill once or twice, or smooths down the
feathers upon its shoulders, and then relapses into its former apathetic con-
dition."
Similar observations have also been made on reptiles and mammals,
but the latter survive the operation for a comparatively short time.
In watching such an animal it is difficult to divest one's mJnd of
the belief that it still feels and sees and hears. It may be observed
that it rarely makes movements unless stimulated from without.
Thus it may remain motionless for many hours ;"but if pushed, or
gently touched, it moves. As remarked by Prof. M. Foster —
*' No image, either pleasant or terrible, whether of food or of an enemy, pro-
duces any effect on it, other than that of an object reflecting more or less light.
Aud, though the plaintive character of the cry which it gives forth when
pinched suggests to the observer the existence of passion, it is probable that is
a wrong interpretation of a vocal action ; the cry appears plaintive, simply be-
cause, in consequence of the completeness of the reflex *ervous machinery
and the absence of the usual restraints, it is prolonged The animal is able to
execute all its ordinary bodily movements, but in its performance nothing Is
ever seen to indicate the retention of an educated intelligence."
(J.) Electrical Stimulation of Surface of Brain. — It is remarkable
that, although many of the early workers in cerebral physiology
stimulated the surface of the brain by electric currents, they
observed no effect, and therefore Magendie, llatteucci, Longet,
Weber, Budge, Schiff, and others taught that irritation of the
surface of the hemispheres called forth no muscular movements ;
and it was generally accepted that the grey matter on the cortex
of the brain was entirely concerned in the phenomena of sensation,
volition, and intellectual action. During the Franco-German war
in 1870 Hitzig had occasion to apply galvanism to a portion of
the exposed brain of a wounded soldier, and he observed contrac-
tions of the muscles of the eyeball. AVhcn peace was restored,
experiments were made on tlie lower animals by Hitzig and
Fritsch, in which a portion of exposed brain was irritated by a
continuous current, and it was observed that the phenomena took
place on opening and closing the current. By these experiments
the German observers discovered that, when certain areas of grey
matter were stimulated, contractions of certain muscles occurred,
and they were thus able to map out areas . for grobps of musclea
Immediately afterwards the research was taken up by Professor
David Terrier of King's College, London, who, using a Faradaic
instead of a continuous current, greatly extended the field of
inquiry, and obtain«d many important results, which are ijot only
: ISTEMJ
PHYSIOLOGY
41
of value in cerebral phj-siology but have been successfully applied
to the diagnosis of various diseases of the nervous system. The
motor areas as determined by Ferrier in the monkey are shown
in 6g. 30. Dr Ferrier has also indicated the corresponding motor
areas in man by carefully comparing the convolutiona with those
of the monkey.' An inspection of the figures ~
shows that the areas which, when stimu-
lated, give rise to definite movements are
distributed only over a part of the cortex.
As stimulation gives rise to no movements
over other regions of the brain, these have
been assumed to be connected with psych i.
cal states, such as sensation, volition, kc.
Much controversy has arisen as to the real
i'la. 30. — A. L. ft hemiaphere of luolikey. B. Upper surface of hemispliere of
monkey. The iiuiiibeis in A and B correspond. 1, advance of opposite leg
as in walking; 2, complex movements of thish, leg, and foot, with adapted
movements of trunk ; it, movements of tail;. 4, retraction and adduction of
opposite fore-limb ; 5, extension forward of opposite arm and hand, as if to
reach or touch something in iW>nt ; a, 6, c, d, individual and combined move-
ments of fingers and wrists, ending in clenching of flst ; (3, supination and
flexion of forearm, by which the hand is raised towards the mouth ; 7, action
of zygomatics, by which the angle of the mouth Js retracted and elevated ;
6, elevation of ala of nose and upper lip, with depression of lower lip, so as
to expose the canipe teeth on the opposite side ; 9, opening of mouth with
protrusion of tongue ; 10, opening of mouth with retraction of tongne ; 11,
retraction of angle of mouth ; 12, eyes opening wffiely, pupils dilating, head
and eyes turning towards opposite side ; 13, 13', eyeballs moving to opposite
side, — ^pupils generally contracting ; 14, sudden retraction of opposite ear ; 15,
subiculum comu ammonia,- torsion of lip and nostril on same side. (Terrier.)
nature of these so-called ." motor areas." It h.as been clearly ascer-
tained that the effects are not due to diffusion of the electric currents
influencing other parts of the brain. That there is to some extent
such diffusion between the electrodes there can bo no doubt, but
the exact correspondence between the area stimulated and the
movements produced, and the fact that shifting the electrodes a
very short distance to one side or another is followed by different
results, show that the effect is somehow owing to changes excited.
by the electric current in that particular area of grey matter.
Hitzig, Ferrier, and others have also found that removal of the
layer of grey matter of a "motor centre" i* followed by enfeeble-
ment of the movements assigned to the area, but in the course of
a few days the paralytic symptoms disappear. The latter effect
cannot be duo to the corresponding contre on the opposite side
taking up the work "as subsequent destruction of the latter pro-
duced the U'.ual paralysis on tlio side opposite to the lesion, but
did not cause a repetition of the paralysis on the sido opposed to
the first lesion" (Carville and Duret). It would appear, therefore,
that after destruction of a centre on one side sotoo other part of
the same hemisphere may take up thu functions of the destroyed
part. Goltz of Strasburg has removed largo portions of the grey
cortex (even to the extent of almost the whole of one hemisphere)
by a jet of water so as to avoid htemorrhage, and still recovery of
motor power took place after a time, although there remained
" clumsiness ia the execution of certain movements." His opinion
is that the p,iralytic phenomena are caused by the injury exciting
m inhibitory action on lower centres. This view, substantially
that advocated for many years by Brown-Scquard does not explain
why it is that gentle irritation of the centre by a weak Faradaic
current calls forth movements of a definite character. The evidence,
therefore, is strongly in favour of the view that there are definite
motor areas of grey matter on the cortex, — that is, in ordinary
circumstances these areas are intimately related to specific muscles
or groups of muscles. It is quite possible, however, that each
groap of muscles does not depend on one area alone, but on .several,
whilst it is more intimately related to one than to the others. This
would account also for the fact that movements of a group of muscles
may be excited by stimulation of other areas than those mapped out
by Ferrier and Hitzig. Recently areas associated with definite move-
ments of the thorax, abdomen, and pelvis have been discovered by
Horsley and Schiifer, and thus almost uU the muscular mechanisms
have been connected with some of the cerebral convolutions.
1 For figures of human brain showing motor areas, soo Foster's PhysioUtffy,
Itb ed., figs. 80 and 87, pp. 627, 028.
Ferrier has also attempted to dilTerentiate sensory centres. On
stimulating the angular gyrus he obtained movements of the eye
and associated movements of the head, and he regarded the pheno-
mena as being " merely reflex movements on the excitation of sub-
jective visual sensation." He then found that, "when the angulaj
gyrus of the left hemisphere was destroyed, the animal was Dlind
on the right eye soon after the operation', but recovered sight com-
pletely on the folio-wing day." On destroying the angular gyri o!
both hemispheres, an animal became permanently blind in both
eyes. In neither case was there motor paralysis. By similar
processes of thought and experiment he placed the auditory centre
in the superior temporo- sphenoidal convolution, the centres ol
taste and smell at the extremity of the temporo-sphenoidal lobe,
and that of touch in the gj-rus uiieinatus ancf hippocampus major.
On the other hand, Goltz asserts that even after removal of a con-
siderable part of the cortex the animal is not actually blind, but
suffers from an imperfection of sight ; and he states that he " can
no more obtain distinct evidence of localization in reference to
vision or other sensations than in reference to movements."
Ferrier's view is supported by the observations of Slunk, who finds
that destruction of a considerable portion of the occipital lobe:
causes, blindness. Munk has put forth the important distinction
that there may be blindness in the sense of total deprivation o{
■vision, and " psychical blindness," or the "inability to form an
inteUigent comprehension- of the visual impressions received "; and
he supposes that the grey matter of the cortex over the occipital
lobes has to do with the elaboration of simple visual impressions
into perceptions. In like manner he concludes that other parts of
the cortex may have to do with the elaboration of tactile, olfactory,
gustatory, and auditory sensations. This is a likely hypothesis,
and not very dissimilar to 'what has been held for many years,
the only novelty being that there is localization in these actions.
At present the question cannot be regarded as settled ; but it may
be stated generally that the posterior portion of the brain has to
do chiefly mth the reception of sensory impressions, and the
middle and lateral regions with the transmission outwards of motor
impulses. But thete still remains the anterior portion. Electrical
irritation of the prae-frontal region of the cortex in the monkey
causes no motor reaction. Complete destruction causes no paralysis
of motion and iio sensory disturbance. Dr Ferrier states : —
"Removal or destruction by the cautery of the antero-frontal lobes is not
followed by any definite physiological results. The animals retain their
appetites and iustincts, anci are capable of exhibiting emotional feeling. The
sensory faculties— sight, hearing, touch, taste, and smell — remain unimpaired.
The powers of voluntary motion are retained in their integrity; and there U
little to indicate the presence of such an extensive lesion or a removal of so
large a part of the brain. And yet, notwithstanding this apparent absence of
physiological symptoms, I could perceive a very decided alteration in the
animal's character and behaviour, though it is difficult to state in precise terms
the nature of the change. The animals operated on were selected-on account
of their intelligent character. After the operation, though they might seem to
one wlio had not compared their present with the past fairly up to the average
of monkey intelligence, they had undergone a considerable psychological altera-
tion. . Instead or, as before, being actively interested in their surroundings, and
curiously prying into all that came within the field of their observation, they
remained apathetic or dull, or dozed off to sleep, responding only to sensations
or impressions of the moment, or varying their listlessne-ls with restless and
purposeless wanderings to and fro. While not actually deprived of intelli-
gence, they had lost to all appearance the faculty of attentive add intelligent
observation" {Functions of the Brain, 1st ed., p. 'J31).
Thus the frontal lobes. appear to have to do -with cognition and
intellectual action. If so, the grey matter on the surface of the
brain may bo mapped out into three gicat areas — an area concerned
in cognitions and volitions in front, a motor or ideo-motor area in
the middle, and a sensory area behind. These distinctions are no
doubt arbitrary to a considerable extent ; but, if they are retained
as the expressions of a working hypothesis,'' they are of service.
Long ago, and prior to tho researches above alluded to, Dr
Hughlings Jackson pointed out that disease of certain areas of grey
matter on the cortex of the hemispheres may occasion opilepliforro
convulsions, localized to particular groups of muscles. The theory
of the localizatiou of motor- functions has been of great service in
tho diagnosis and prognosis of such diseases. As to the localization
of tho faculty of language in tho third left frontal convolution,
founded on pathological evidence, see ArnAsiA, vol. ii. p. 171.
The functions of the nervous sj-stem have now been described ;
but they are so complicated and so closely related to each other
as to make it no easy matter to form a conception of tho system
working as a whole. Tho progress of discoverv naturally tends to
differentiation, and probably to attach too much ini|>oi tanco to one
organ as compared with the others, so that we are in danger of
losing sight of tho solidarity of the whole nervous system. Probably
every nervous action, however minute and evanescent, affects mom
or less the entire system, and thus there may bo an ondcr-currenl
of nervous action streaming into and out of the nerve-centres,
along with a perpetual scries of interactions in the centres them-
selves, contributing to and accounting for the apparent continuity
of conscious experience. Certain relations of one ncrve-ccntio.to
tho others are indicated in fig. 31. No one now doubts that con-'
sciousnc-ss has an anatomical substratum, but tho (^eat problem
of the relation botweon tho two is oa far from solution as in the
-XIX — 6
42
PHYSIOLOGY
[NEEVOtrS STSTESt
days when little or nothing was known of the physiology of the
nervous system. Consciousness has been diiven step by step
apwards until now it takes refuge
in a few thousand nerve-cells in
s portion of the giey matter of the
cortex of the brain. The ancients
believed that the body partici-
pated in the feelings of the mind,
and that, in a real sense, the heart
might be torn by contending
emotions. As science advauced,
■sonsciousness took refuge in the
brain, first in the medulla and
lastly in the cortex. But even
supposing we are ultimately able
to understand all the phenomena
.4— chemical, physical, physiologi-
cal— of this intricate ganglionic
mechanism we shall be no nearer
s solution of the problem of the
connexion between the objective
and subjective aspects of the
phenomena. It is no solution
to resolve a statement of the
phenomena into mental terms
or expressions and to be content
with pure idealism ; nor is it any
better to resolve all the pheno-
mena of mind into terms describ-
ing physical conditions, as in
pure materialism. A philosophy
that recognizes both sets of phe- Fia- 3i--J>f-, ""'sj.if: ?^vjl'''' : ^'i'^-
nomena, mutually adjusted and wor., motor centre; G.SE., centre if
general sensation ; S.SE., centre of
special sensation: C.EQ.. sense of equi-
librium; ro/.., volitional centre; EM.,
emotional centi'2 ; ID., ideationnl cen-
tre ; £7., eye; £^., ear , rj., taste ;
SM., smell ; V., vessel ; C, gland ;
Hi-K, heart and vessels ; ELO.. elec-
tric organs in some fishes. The arrows
indicate direction of currents, by fol-
loiring which the influence of one
centre over another may be studied.
ever interacting, may be no ex
planation ; but at all events it is
unpretentious, recognizes facts,
and does not delude the mind by
offering a colution which is no
solution at all. But apart from
the ultimate question there is the
important one of whether phy-
siologists are on the whole right
in relegating sensation or consciousness entirely to the grey matter
«f the brain. Tlie facts of comparative physiology are against
such an exclusive notion, because we cannot deny consciousness
to many animals having rudimentary nervous systems. As already
said, research in anatomy and physiology and the observation of
disease have driven physiologists to adopt the view that the
brain is the organ of seusation. This is no doubt true in the
sense that it ultimately receives all those nervous impressions that
result in consciousness ; but the parts transmitting the nervous
impressions are in another sense as much concerned in the produc-
tion of conscious states as the brain. This view of the matter, put
forward by Professor John Cleland in 1870, has not received from
psychologists the attention it deserves. His thesis is —
" that the consciousness extends from its special seat so far as there ia COD-
tinuity of the impressed condition ; that when an irritation is applied to a
Berve-exiremity in a finger or elsewhere the impression (or rather impressed
condition) travels, as is generally understood, but exists for at least a niomeut
Along the whole length of the nerve, and that as soon as there is continuity of
the impressed condition from finger to brain the consciousness is in connexion
with the nerve and is directly aware of the irritation at the nerve-extremity"
^Evolution, Expression, and Sensation, Glasgow, 1851, p. 106).
This view is quite consistent with all the facts of nervous physio-
logy and presents fewer difficulties than the one generally held,
■which drives consciousness into the recesses of the nerve-cells in
the cortex of the cerebral hemispheres. It appears to keep clear of
the prevailing error in the philosophy of modern physiology, — that
of regarding the body and even the nervous system as'a'vast series
of almost independent organs, losing sight of the community of
function and interdependence of parts, characteristic of the body
of one of the higher animals.
ClRCnL.tTION IN THE BRAnf.
- A due supply of healthy arterial blood and the removal of venous
blood are essential to cerebral activity. The brain is contained in
an osseous case of which the total capacity is vaiiable. The cere-
bral substance undergoes almost insignificant changes of volume
even under a pressure of 180 mm. of mercury. The quantity of
blood in the cranium may vary. In the rabbit not more than 1
per cent, of the total quantity of blood of the body (equal to about
5 per cent, of the total weight of the organ) is" present at any
one time in the brain, whereas in the kidney, by weight, the blood
in-iy amount to nearly 12 per cent., and in the liver to as much as
nearly 30 per cent, (foster). If a small round window be made in
the cranium and a suitable piece of glass fitted into it, the veins
of the pia mater may be observed to dilate or contract if inter-
.ttediate pressure be made on the veins of the neck. Tli«^ is
evidently, then, within the cranium some arrangement by which
such variations become possible. This is probably accomplisbed by
the anatomical arrangements of the sub-arachnoid spaces. These
spaces, containing fluid, communici le freely with each other an<i
with the space surrounding the spinal cord, so that when the quan>
tity of blood increases in the cranium a corresponding quantity
of fluid escapes into the spinal space, the walls of which are not
inextensible like those of the cranium. In young children, before
the fontanelles are closed, the variations of circulation and blood-
pressure cause pulsations, of which there are two kinds — those
coinciding with the ventricular systole, produced by the pulsation
of the arteries at the base of the brain, and those coinciding with
expiration. Pressure on the brain-substance beyond a limit leads
to paralysis, unconsciousness, and death. The large sinuses prob-
ably assist in equalizing internal pressure, and, as inspiration favours
the flow of blood from the sinuse», too great distension of these is
also avoided. Vaso-motor nen'es regulate the calibre of the arteri-
oles of the brain, but we know nothing of the conditions aflecting
the nerves. Nor do we know how the waste-products of the brain
are got rid of. There are no lymphatic vessels, but there are spaces
around many of the vessels. These probably communicate with
the cavities in the membrane containing the cerebrospinal fluid,
the value of which, as suggested by Foster, " depends in all prob«
ability more on its physiological properties as lymph than ou ita
1 *-
Fio. 52.— Injected convolution of cerebram (Buret). 1, 1, medullary arteries ;
1', group of medullary arteries in fiss'ire between two neiglibouring con-
volutions ; 1", arteries of system of arcuate fibres ; 2, 2, 2, arteries of grey
substance of cortex ; a, large-meshed capillary network situated under pia
mater; b, smaller-meshed capillary network situated in middle layers ol
cortex; e, somewhat larger network in internal layers adjoiniog white sa^
stance ; d, capillary network of white substjuice.
mechanical properties as a mere fluid." The grey matter is much
more richly supplied with caoillaries than the white matter, as seen
in fig. 32.
Cranial Nerves.
fhe general anatomy of these nerves is described under Axatomt/
vol. i. p. 850 sq., and it remains only to enumerate their functions.
Their deep roots have also been alluded to in treating of the medulla
oblongata and the pons Varolii above.
1. The olfactory nerve. The ner\'e of smell (see Suell).
2. The lypiic nerve. The nen-'e of sight (see Eve).
3. The ocido-vtotor or third nerve, -r-motOT, supplying all the mosclea of the
eyeball except the superior oblique and external rectus ; it also supplies tie
circular fibres of tl.e iris and the ciliary muscle (see Eye).
4. The pcUheiic or /burlh jutw,— motor, supplying the superior obUqae
mnscle.
5. 'The trlgeminaX or fftJi tierve. It has three branches : (A) Tlie ojtkthalmie
division of the fifth, or nerve of Willis, is sensory and supplies (a) the skin oC
the forehead, the eyebrow, the upper eyelid, the root and lobule of the nose ;
(b) the palpebral and ocular conjunctiva, the mucous membrane of the lacrymal
passages, the frontal sinuses, the upper part of the nasal mucous membrane;
(c) the cornea, the iris, the choroid, and the sclerotic ; id) the periosteum and
bones of the frontal, orbital, and nasal regions ; and (e) muscular sensibility
to the intra orbital muscles. It also influences the secretion of the lacrymal
gland. It contains the fibres from the sj-mpathetic governing the radiating
fibres of the iris (see Eye), and also the vaso-motor fibres for the iris, choroid,
and retina. It is associated with the otic ganglion. (B) The superior mfixiUary
division of the fifth furnishes sensory branches tn (a) the skin of the lower
eyelid, alie of the nose, upper lip, and skin covering the malar bone; (fc) the
mucous membrane of the nasal, pharyngfal, ani palatine regions, the maxil-
lary stnusfs, the gums, the upper lip, and the Eustachian tube ; (c) the peri-
osteum of the bones corresponding to ita distribution ; and (<i) the teeth oi the
upper Jaw. It furnishes filaments to the nasal and palatine glands, and prolv
VEGETABLE.]
PHYSIOLOGY
43
ably to Uie glands of the velmil palati. It contains vaso-motor fibres from
the sympatlielic for the vessels, and la associated with the sphcno- palatine
ganglion. (C) Tlic inferior majilUtry division of the fifth contains sensory
branches to (a) tlie .sltiu of the cheeks, temples, lower lip, chin, front part of
Ihe car, and external auditory canal ; (b) the mucous membrane of the cheeks,
lips, gums, front part of the tongue, the mucous membrane of the tympanum,
and tne mastoid cells ; (c) tlie periosteum of the lower jaw and temporal bones ;
((f) the teeth of the lower jaw ; (e) the temporo-maxillary articulation ; and
(/> the muscles in the nciijlibourliood (muscular sensibility). It thus exercises
an influence on taste, hearing, and secretion (see Nutkition). It contains
vasomotor fibres for the blood-vessels. Its motor branch is distributed to
the muscles of mastication ; and it is related to two ganglia, the otic and the
sub. maxillary.
6. The sixth nerve ia motor, and Bupplies.thc external rectus muscle of the
eyeball only.
7. The facial or uventk nerve ts purely motor, and supplies all the muscles
of expression. It also contains secretory fibres influencing the action of the
aalivary glands (see Nutrition). Some assert that the chorda tymijani con-
tains gustatory fibres, Ijut the question has not been settled. Claude Bernard
found tlint the facial contains vaso-motor fibres.
8. The atiditory or eitjhth nerve is the nerve of hearing (see Ear). In addition
to purely auditory filamentd it contains fibres from the semicircular canals
having to do with inipies.sions of movement in space (see pp. 3S, S'>).
9. The glosso-pharynf;ent nerve is sensory to (a) the mucous membrane of the
posterior part of the tongue (nerve of taste), the pillars of tlie fauces, the anterior
face of the epiglottis, and the tonsils : and (/<) the mucous membrane of the
tympanum, the fenestra ovalis and fenestra rotunda (see Ear), the mastoid
cells, and the Eustachian tube along with the fiftli. It probably supplies motor
fl'jres to the muscles of the pharynx, but this is doubtful. Vnlpian states that
it contains vaso-dilator fibres for the vessels of the posterior third of the tongue.
10. The pneumngitslric or vngtts nerve has many complicated actions. (A) It is
aensitive to («) the mucous membrane of all the respiratory passages, includ-
ing specially tha larynx ; (b) the heart ; (c) a portion of the digestive tube,
namely, the base of the t'in<'ue, the velum palati, the pharynx, oesophagus,
stomach, and probably the duodenum ; (d) it confers muscular sensibility on
the liiuscles to which it is diatrilmted ; (c) the mucous membrane of the biliary
passages ; if) a part of the dura mater corresponding to the *ransverse and
occipital sinuses ; (3) the posterior part of the auditory canal. By the laryn-
geal branches It specially stimulates expiratory movements- (B) It is motor
to (a) many of the muscles of the palate ; (b) the constrictors of the pharynx ;
(c) the oesopliagus ; (d) the larynx by (o) the superior laryngeal to the crico-
thyroid muscle and a portion of the arytenoid, and .by (/3) the inferior or
recurrent laryngeal to the rest of the muscles of the larj-nx ; and (c) to the
muscular fibres of the bronchial tubes. (C) It contains vaso-inhibitoiy fibres
for the heart. In connevion with this organ the vagus also contains sensor>'
fibres and fibres belonging to the depressor system. (D) It influences secretion
in the stoniacli (.-^ee Nutrition); but it is doubtful whether it has any action
on the reii.al secretiun. (E) It influences tlte production £>f glycogen' in the
liver (Ace Nutrition).
11. The spinal accessory is a motor nerve supplying the steroo.cleido.mastoid
muscle ami the trapezius. It gives an Important branch to the vagus (internal
branch), which supplies all the motor fibres in that nerve distributed to the
larynx, except those in the superior laryngeal supplying the crico-thyroid
muscle, and also the motor fibres of the vagus sent to the pharynx. Accord.
Ingto lluiUeiilittin, it also supplies the vagus with the inhibitory cardiac fibres.
12. Tht: ]iypogh'3yal is cNclusively a motor nerve supplying the muscles of
the tongue and a^o the sub-hyoid muscles (see A>*atouy). It also co^tains
vaso-motor filaments.
Spikal Nerves.
nal The spinal corJ gives origin in its course to thirty-one pairs of
ves. spinal nervca, each ncive having two root', anterior and posterior,
the latter being 'listinguishcd by its gi'catcr thickness and by the
presence of an enlargement called a ganglion, in which are found
numerous bi-polar cells. The anterior root is motor, the posterior
sensory. The nii.'ccd nerve after junction of the roots contains (a)
sensory fibres jiassiiig to the posterior roots ; [b] mol.>r fibres com-
ing from the anterior roots ; («) sympathetic fibres, either vaso-
motor or vaso-dilator.
Sympathetic Etstem.
The fibres of the sympathetic system consist of two kinds — (1)
of grey or gelatinous fibic.i, destitnto of the white substance of
'Schwann ; and (2) of mednUated fibres similar to those met with
in the ceicbro- spinal centres. The grey fibres originate in the
ganglia so jircvalcnt in the sympathetic system, whilst the
incdullatcd librcs are believed to come from the cerebro- spinal
system. The trunk of the gicat sympathetic nerve consists of a
chain of swellings or ganglia, connected by intermediate cords of
j?roy nervc-fibres, and extending nearly symmetrically on each side
of the yertebral column, from the base of the cranium to the
coccyx. On this part of the nerve tnenty-fonr ganglia are placed
on each side. This great trunk, as it passes along the spine, is
connected with the spinal nerves, the connecting hbres being of
the two kinds already described. The grey fibres dominate in tho
sympatlietic nerves, and tlie niedullated in the ccrebro-spinal ; and
these two elements arc mixed in various proportions in botli of the
great divisions of the nervous system. At tlieir lower extremities
the main trunks of opposite sides generally unite in tho middle
line ; and at the upper ends each tmuk, after being connected with
the eiglith and ninth cranial nerves, extends to the cranium, passes
into that cavity along with the internal carotid artery, and there,
as well as in other situations, comes into connexion with all the
remaining cranial nerves, e.\cept the olfactory, auditory, and optic.
This conjunction may be etfected directly, as with the fourth, sixth,
and ninth nerves ; or through a ganglion, as the ophthalmic, with
the third and fifth ; the sphcno-palatine, otic, and sub-maxillary,
with the fifth and seventh, or facial ; the geniculate, with the
seventh or facial ; the jugular, with the glosso- pharyngeal ; and
with the vagus, through one of its own ganglia. On the fibres ol
the sympathetic distributed to the viscera numerous ganglia, or
plexuses in which ganglia exist, are met with, and frcijueutly there
is a plexus following the course of each vessel.
As to the functions of the sympathetic, experiment has led to
the following conclusions.
(a.) Tho vaso-motor fibres of the head are supplied by the cervical
portion of tho sympathetic, and originate in tho cervical region of
the cold, proceeding from it by the anterior roots of the lower
cervical and upper dorsal nerves. The fibres supplying the radiat-
ing fibres of the iris also come from that region (see Eve).
(b.) The vaso-viotors 0/ the vpper limbs and of the thorax come
(a) from the inferior cervical and supeiior thoracic ganglia, and
(/3) from tho cord, by romnmuicating branches between the third
and seventh dorsal vertebrae.
(c.) Ths raso-motor fibres 0/ the loK'er limbs come from the cord
through the sciatic and crural nerves, whilst those of the pelvic
organs are derived from the abdominal ganglia of the sympathetic.
{d.) The vaso-motors of the abdominal viscera exist chielly in the
splanchnic nerves ; some fibres supplying the stomach appear to
be derived from the pncumogastric.
(c.) The S2>lanchnic nerves all arise in man from the thoracic
gnnglia of the sympathetic — the greater splanchnic from the fifth to
tho tenth ganglia, tne lesser splanchnic from the tenth and eleventh,
and the smallest splanchnic from tho twelfth ganglion. The
splanchnics supply the stomach, liver, spleen, pancreas, intestines,
and kidneys. Division causes dilatation of vessels ; imtation
causes contraction of vessels, and appears also to arrest or inhibit
peristaltic motions of the stomach and intestines. Probably they
also contain secretory filaments. The functions of vaso-motor
nerves have been already described.
A very complete bibliography of works relating to tho nervous system will
be found in tlie Viclionnaire Encydopidiqve des Sciences MidicateSt 2d ser., xii.
p. 619. For the comparative anatomy of Invertebrates consult Gegenltauer,
KIcmenU of Comparative Anatomy (trans, and rev. by F. Jefl"rey Bell and E. Ray
Lankester, I/>ndon, 1878) ; for the comparative anatomy of verteliratcs, Owen,
Anatomy of Vertebrates (3 vols., London, 1806) ; for details in human anatomy,
Quain, EUmcuta of Anatomy (Litli cd., ed. by Allen Thomson, E. A. Schafer, and
G. D. Thane, Lonilon, 18S2) ; for general physiology, Foster, Teit-Booti of Phytio-
lofjy (4th ed., London, 1S83) ; for special details in physiology, H. Beaunis,
Nouvcatix Elements de Phybioloyie Humaine (2d ed., I'aris, IbSl); (specially
for the functions of the cranial nerves) Flint, rhysiology of Man (vol. v.. New
York, 1872): Kerrier, On the Functions of the Brain (London, 18713, also new
ed.) : Meynert, "On the Brain of Manunals," in Strieker's 71/ani'nf of Human
and Comparative Histology (vol. fi., the New Syd. Soc, London, 1872) : Flechsig,
Die Leitnngtbalinen im Gthirn und Riickrnmark des Menschen (l>'i|>sic, 1876),
also '*Zur Anatomic und Entwickelungsgcschichto dcr Leitungsbahnen Im
Grosshirn des Menschen," in Du Bols-iteyinond's Archivfiir Anatomie(Lti^ic,
1881): Giulden, " Experimeiitnluntersuchungen Uber das periphcrische und
centrala Nervensystem," in Arch. f. Psychialrie (vol. 1!., 13iii>, p. 711): Hltzlg,
Untersuchitngen iitier das Oehirninovf series, 1871) : Ooltz, " L'eber die Vcrricht-
ungen des Grosshirns," in nlilger's Archiv (l-'*7(j), also *'The discussion on
the localization of function in the cortex cerebri," in Trans, of Inter. Med.
Cong. (vol. i., 1881, J>. 218): Munk, Ueber die Functtancn der Urotshirnrindt
(Berlin, issi); Boss, Treatise on the Disetuet (ff the tiervoua Syjfrm (2d cd.,
London, 1883). (J. O. H.)
PAKT III.— PHYSIOLOGY OF PLAJ^TS.
The body of a plant, like tliat of an animal, consists of
one or more structural units which are termed " cells," and
in plants, as in animals, tlio cell consists essentially of an
individualized mass of protoplasm.
The probable structure and chemical composition of
protoplasm Lave been already considered. It need only
be stated here that the protoplasmic cell-contents do not
consist of pure protoplasm, but that the protoplasm con-
tains imbedded in it particles of various substances which
may be of the nature of food, or which may have been
formed from food, or which are products of the met;ibolism
of protoplasm ; it is to the presence of these particles that
the granular appearance of protoplasm is largely due.
Moreover, there is jiresent in tho protoplasm of the cell,
in the vast majority of cases at least, a welldefiued, highly-
refractive, usually somewhat spherical body, also proto-
plasmic in nature, the nucleus.
The cell or cells constituting the body of a plant pre-
sent, in most cases, the important peculiarity that the
protoplasm is eiiclo.scd in a membrane termed tho " cell-
wall." This membrane does not consist of protoplasm, but
of a substance, cellulose, belonging to the group oi the
carbohydrates, and having the formula arCjHjjOj. All
cell-walls do not, however, consist exclusively of tlus sub-
44
PHYSIOLOGY
[vegetable.
stance, though this is probably always the case at their
first formation ; but the cell-waU may undergo consider-
able modification during the life of the cell. It may, for
example, undergo llgnification ; it then comes to consist
'largely of a substance termed " lignin," which is much richer
in carbon than is cellulose ; this takes place typically in
those cells which form woody or sclerenchymatous tissue.
Or it may undergo cuticularLzation, when it comes to
consist largely of a substance termed " suberin " or " cutin,"
which, like lignin, is richer in carbon than cellulose. Or,
again, it may become gummy or mucilaginous. These
chemical differences are accompanied by diiferences in the
physical properties of the cell-wall. A ceUulose cell-waU
is extensible, capable of swelling from taking up water
into itself by imbibition, and is readily traversed by
water. A lignified or cuticularLzed cell-wall is more rigid
and less capable of swelling by imbibition ; moreover, a
cuticularized cell -wall is almost impermeable to water.
A gummy or mucilaginous cell-wall is more extensible and
more capable of swelling by imbibition.
Strnc- The structure of the plant-cell is not the same at all
tare of periods of its life. When a cell is young the protoplasm
"" occupies the whole of the cavity enclosed-by the cell-wall.
But in the course of growth the increase in bulk of the
protoplasm is not nearly so great as the increase in sur-
face of the cell-wall, so that in the mature cell the proto-
plasmic contents form merely a rather thin layer known
as the primordial utricle, which lies in close contact with
the internal surface of the cell -wall at all points. There
thus comes to be a relatively large cavity in the cell,
the vacuole, which is filled with a liquid, the cell-sap,
consisting of water holding various substances, organic
and inorganic, in solution. The structure of a mature
living cell is then this : it consists of a cell- wall, lined
with a layer of protoplasm, which encloses the vacuole,
filled with cell-sap.
Func- The protoplasm of plants is endowed with all those
tions of fundamental properties which are possessed by that of
animals. When a plant is unicellular these properties are
all exhibited, so far as they are necessary to the main-
tenance of the organism, by its protoplasm ; in other
words, all the necessary vital functions are performed by
the protoplasm of the single cell of which the plant con-
sists. The performance of all the necessary vital functions
by the protoplasm of one cell obtains also in the case of
not a few multicellular plants, — in those, namely, in which
all the cells are similar to each other in structure and
contents. In the great majority of multicellular plants,
however, the functions are distributed to a greater or a less
extent; there is more or less complete physiological division
of labour. In these plants the cells are not all similar in
appearance, and their diversity is to be ascribed to their
adaptation in different ways to the performance of parti-
cular functions. Further, the cells which have undergone
modification in some particular direction for the perform-
ance of some particidar function are grouped together in
certain parts, of the plant, and these parts are spoken of
as " organs." Thus the roots of one of the higher plants
are the organs for the absorption from the soil of water
and substances in solution ; the leaves are the organs for
the absorption of gases from the air, and, in virtue of
the green colouring-matter chlorophyll, which their cells
contain, they are also the organs in which certain im-
portant constructive processes are carried on. But the
extent to which physiological division of labour is car-
ried out in plants is not nearly so considerable as it is
in animals, and accordingly the protoplasm of the dif-
ferent cells of plants exhibits only in a very slight degree
that specialization of structure which is so conspicuous in
animnls
Absorption.
\. Absorption of Water and Substances in Solution. — The
bodies of plants, unUke those of the great majority of
animals, do not contain any internal cavity into which the
food may be taken as a preliminary to its being absorbed
by the tissues. The materials of the food of plants are
therefore taken up directly from without into the cells of
the absorbent organs. The cells which are especially con-
cerned in absorption are, in the higher and subaerial plants,
tfie root-hairs, — thin-walled, unicellular, unbranched fila-
ments which are developed from the epidermal cells some
way behind the growing-point of the root ; in the lower
plants, and even in those of the higher plants which lie
submerged, all the cells of the plant may take part in
absorption. Since the food is directly absorbed by the
cells, and since the cells all possess a cell-wall, the materials
of the food must be taken up in solution. Salts and other
substances are, as a matter of fact, taken up by the ab-
sorbent cells in the form of watery solutions. Substances
which are soluble in water are dissolved in the water which
is present in a greater or smaller proportion in all soils, and
of those which are not soluble in wate;t many are brought
into solution by the acid sap which saturates the walls of
the root-hairs. The actual process of absorption is an in-
stance of diffusion through a membrane, — that is, of osmosis.
Only such substances can be absorbed by a root-hair, for
instance, as are capable of diffusing not only through the
cell --wall but also through the protoplasmic primordial
utricle. Further, only such substances can be absorbed
by the root-hair as are present in larger proportion in the
water to be absorbed than they are in the cell-sap of the
root-hair ; this inequality between the proportion of any
substance in solution in the liquid on the one side and in
that of a membrane on the other is a necessary condition
of osmosis. Hence, in order that the absorption of any
particular substance by the root-hairs may be continuous,
it is necessary that the substance in question should not
accumulate in the cell-sap ; this accumulation is prevented
either by the actual consiunption {i.e., chemical decomposi-
tion) of the substance in the cell or by the witlfdrawal of
it to supply the needs of adjacent cells. In fact, so far
as the process of absorption is concerned, the ceUsap of
the internal cells of the root stands in the same relation
to the cell-sap of the root-hairs as the cell-sap of the root-
hairs does to the external liquid ; and, as this relation
exists between the successive internal layers of cells, there
is set up a current of absorbed substances which travels
from the surface towards the centre.
It appears from the foregoing considerations that the
amount of any particular salt absorbed in a given time
depends upon (1) its diffusibiUty and (2) its consumption
in the plant. Of these two conditions the second is the
one which is of real physiological importance, and, if only
the given time is sufficiently long, the first condition may
be neglected. For instance, let us suppose' that a plant is
absorbing by its roots two salts — the one {A) being very
diffusible, the other {B) much less diffusible- — and that,
whilst the former undergoes no change iti the plant after
absorption, the latter is at once decomposed. Now, if
the time of observation is short, it may happen that the
amount absorbed of the salt A will be found to-be greater
than that of the salt B ; but, if the time be extended,
the amount absorbed of the salt B will certainly be found
to be greater than that of the salt A. The explanation
is that the salt A would at first be absorbed very rapidly,
on account of its high diffusibility ; but the absorption of
it would gradually diminish, in consequence of the accumu
lation of it in the cell-sap of the plant, until it ceased alto-
gether. The absorption of the salt B, on the other hand.
VEQETABLE.]
PHYSIOLOGY
45
if less active at first than that of A, would be continuous,
and thus, over a relatively long period of time, the amount
of it absorbed would come to be much greater than that
of ^.
iiflc As a matter of fact, it has been ascertained that when
fb- different salts or other substances are presented to the root
., of a plant they are absorbed in different quantiti^. And
further, it has been ascertained that the different lalts are
absorbed in different proportions by the roots of lifferent
plants ; it is, in fact, upon this that the necessity for the
" rotation of crops " depends. A striking illustration of
this is afforded by a comparison of the amount of silica
present in the ash of equal dry weights of gramineous and
leguminous plants. According to Wolff —
100 parts meadow-hay contain 27 '01 per cent, of silica.
,, wheat-straw ,, 67 '50 ,, ,,
„ red clover ,, 2'57 ,, „
„ pea-straw „ 6-83 „ ,,
The absorption of salts in certain proportions by a plant
is the expression of what may be conveniently termed its
"specific absorbent capacity." It must not be supposed that
this term suggests that the roots possess any selective power
by which they absorb this salt and reject that one, or by
which this one is absorbed in larger proportion than that
one. The question as to whether or not a particular sub-
stance will be absorbed is a purely physicjal one, dependent
upon the relation between the molecules of the substance
and the cell -wall and primordial utricle which they have
to traverse, and in no degree dependent upon the useful-
ness or hurtfulness of the substance to the plant. The
amount absorbed of any particular substance dependis ulti-
mately upon the activity with which the plant chemically
alters the substance after absorption. To return to the
illustration just given. The great difference between the
amounts of silica present in the ash of gramineous and of
leguminous plants respectively is the expression of the
fact that the former are capable of withdrawing relatively
large quantities of absorbed silica from the sphere of
osmotic activity, and depositing it in the insoluble form
in the tissues, whereas the latter can only do so to a
comparatively small extent. The specific absorbent capa-
city of a plant is simply a manifestation of its specific
metabolic properties.
ot The amount of the various salts absorbed is not, how-
*?• ever, exclusively dependent upon the specific absorbent
capacity of the plant, for it is materially affected by the
composition of the soil. The larger the quantity of any
substance presented to the roots, the greater, other things
being equal, will be the amount of it absorbed. This does
not mean that substances can be absorbed by the roots in
solutions of any degree of concentration. It appears that
the root-hairs can only absorb very dilute solutions ; but
for the watery solution of any salt capable of being
absorbed there is a certain degree of concentration at
which the proportion of the amount of the salt absorbed
to that of the water absorbed is the same as that of the
solution. If tlie solution be more concentrated the propor-
tion of water absorbed will be greater, if the solution bo
more dilute the proportion of salt absorbed will be greater.
This is the general "law of absorption" determined by
the experiments of De Saussure and of Wolff. It must,
however, be borne in mind that, though the proportion of
salt absorbed is larger in the case of a dilute than of a
more concentrated solution, yet the absolute quantity of it
absorbed from a more concentrated solution in a given
time is greater than that absorbed from a dilute solution.
2. Absorption of Gases. — An interchange of gases is con-
stantly taking place between the plant and the medium in
which it lives — in the case (3f terrestrial jilants, between
the plant and the air; in the case of aquatic plante, between
solution.
the plant and the water. When the plant is a simrile one
each of its cells is in direct relation with the external
medium ; when it is of complex structure there is usually
some means provided by which the more internal cells are
brought into relation with it, namely, a continuous system
of intercellular spaces which communicate with the exterior
in terrestrial plants by certain apertures termed "stomata,"
in the epidermis of the leaves and young stems, and by
others termed "lenticels," in the cortical tissue of older
stems and of roots.
The gases principally absorbed by plants are oxygen
and carbon dioxide. The former is absorbed by every
living cell, and at all times ; the latter is absorbed exclu-
sively by cells which contain chlorophyll, and by them only
when exposed to light. In the more highly -organized
plants the cells which contain chlorophyll are confined
almost entirely to the leaves, so that the leaves may be
regarded as the organs by which these plants absorb
carbon dioxide. It has been held that the stomata are of
great importance in promoting the ^sorption of this gal
by the leaves, but the experiments of Boussingault prove
that this view is not well founded. He discovered, namely,
that the upper surface of the leaves of various plants
with which he experimented absorbed carbon dioxide more
actively than the lower surface', although the upper surface
had scarcely any stomata, whereas they were very numerous
on the lower. The absorption of carbon dioxide by the
leaves is directly effected by the superficial cells.
Gases, like solid substances, are only absorbed in solu- Absorp-
tion by the cells of plants. They may be brought to the *'°'' °f
surface of the cell- wall already dissolved in water, as in ^**** "*
the case of submerged plants, or they may be dissolved
from the atmosphere by the sap which saturates the cell-
wall, as in the case of land-plants ; in either case they
reach the interior of the ceU in solution. When a gas has
been taken up at the surface it diffuses throughout the cell-
sap ; and in the case of a gas like nitrogen, for instance,
which is not chemically altered in the cell, the absorption
of it wUl cease when the cell-sap has become saturated
with it. If, however, the metabolism of the cell changes
the chemical condition of a gas its absorption will be
continuous. This accords with what has been said with
regard to substances absorbed by the roots.
Another analogy exists between the absorption of gases
and the absorption of substances in solution, namely, that,
just as the root can only absorb a solution below a certain
degree of concentration, so the leaf can only absorb a
gas below a certain degree of pressure. Let us take in
illustration the case of carbon dioxide. The pressure of the
carbon dioxide in the air is very slight (0'0-t per cent, by
volume). It was first observed by Percival that an increase
in the quantity of carbon dioxide in the air is favourable
to the nutrition of green plants; De Saussure found that
a considerable increase is prejudicial ; and subsequently
Godlewski showed that the optimum proportion is from 8
to 10 per cent.,— that is, that carbon dioxide is most readily
absorbed by the i>!ant when its pressure is about 200
times greater than in ordinary air. Boussingault found
that when leaves are exposed to sunlight in an atmosphere
of pure carbon dioxide at the ordinary pressure they cannot
decompose it, but if the gas is at a low pressure (in hi&
experiment 0'17 mm. of mercury) they can do so.
Besides oxygen and carbon dioxide other gases arc also
absorbed by plants, but to a .small extent only. Nitrogen
is absorbed in small quantities merely in virtue of its
solubility and diffusibility ; as mentioned above, it is not
in any way acted ujion by the cells after its absori)tion.
It appears that ammonia may be absorbe<l from the air in
the form of gas by the leaves, and that, wlien thus absorbed,
it contributes to the nutrition of the plant. Other
46
PHYSIOLOGY
[vegetable.
such as sulphur dioxide, sulphuretted hydrogen, and hydro-
chloric acid, which are occasionally present in the air as
impurities, are absorbed by the leaves, as is shown by the
pernicious effects which they produce.
Circulation.
It is obviously necessary, in multicellular plants in which
certain cells only are in a position to absorb food-materials
from without, that these food-materials should be conveyed
from the absorbent cells to the remainder of the plant.
In no plant is there any organ comparable to the heart of
animals by means of which a distribution throughout the
tissues of absorbed food-materials is effected. The distribu-
tion is accomplished by purely physical means, principally
by osmosis. When the cell-sap of a cell becomes charged,
by absorption from without or from neighbouring cells,
with any substance, diffusion-currents are at once set up
between this cell and any adjacent cells the cell-sap of
which may contain the substance in question in smaller
proportion, and these currents will persist until osmotic
equilibrium, as far as this substance is concerned, is estab-
lished. The diffusion-currents do not flow in any definite
direction, but their course is determined simply by inequali-
ties in the chemical composition of the cell-sap of the cells
in different parts of the plant. Since in subaerial plants
the roots are as a rule the only organs which absorb sub-
stances from the soil, and since the cell-sap of their cells
is therefore relatively rich in absorbed food-materials, the
general direction of the diffusion-currents is from the roots
upwards into the stem and leaves.
In cellular plants — that is, in plants which possess no
vascular tissue — the distribution of absorbed food-materials
is effected solely by osmosis. Many of these plants are
small, so that the distribution is ejected from cell to cell
with sufficient rapidity by this means. Those of them
that are large have a very considerable absorbent surface,
many of them being aquatic in habit, so that the absorbed
substances have no great distance to travel. In vascular
plants, more particularly in those which are subaerial in
habit, the distribution of the water, holding substances in
solution, which is absorbed by the roots is effected to a
considerable extent by means of th^ vascular system. The
forces by which the flow of liquid through the vasciilar
tissue is maintained are the following. The first is the
Eoot- root- pressure.. It is a matter of common observation
jireasure. that, when the stems of vascular plants are cut across,
particularly in the spring, an escape of water takes place
from the surface of that portion of the stem which still
remains connected vnih. the root, an escape which may
persist for some considerable time^ It has been ascertained
that this outflow of water takes place under considerable
jiressure ; for instance. Hales observed, in the case of a
Vine, that the pressure was sufficiently great to support a
column;of mercury 32i inches in height. But the root-
pressure not only manifests itself by causing a flow of
water from the cut surfaces of stems, it also causes in
many plants the exudation of drops of water at the free
surface. Drops may commonly be seen on the surface of
certain Fungi (Pilobolus crystallinus, Penicillium glaucum,
Merulius lacrimans), which are exuded in consequence of
the hydrostatic pressure set up in the plant by the active
absorption effected by the. organs (rhizoids) which here
perform the functions of roots. Again, drops are frequently
to be found on the margins and at the apices of the leaves,
especially the younger ones, of many plants, such as Grasses,.
Aroids, Alchemillas, Saxifrages, <fec. That the formation of
these drops depends "upon the forcing of water upwards
through the vessels by the root-pressure is proved by the
fact that, if the stem be cut off from the ' root and then
J) laced with its cut end in water, no more drops -will appear
on the leaves. The water thus forced into the vascular
system is not pure water, but a watery solution of various
substances, principally salts absorbed by the roots. It is
therefore obvious that the root-pressure assists in the dis-
tribution of these substances throughout the plant.
In order to understand how the root-pressure is set up
it will be necessary to give a brief description of the
general structure of the root. It consists of a central
fibro- vascular cylinder which is surrounded by several layers
of parenchymatous cells, the most external of these layers
being in contact with the epidermal layer, certain cells of
which are developed into root-hairs. Water is absorbed
by the root-hairs and passes from them by osmosis into the
subjacent parenchymatous cells. It is obvious, however;
that osmosis cannot take place between the cells of the
innermost layer and the vessels, for the conditions of
osmosis are not fulfilled, inasmuch as the vessels at first
contain no liquid. The passage of water from the cells
into the vessels can only take place by filtration. For this
a certain pressure is necessary, and this pressure is set up
by the absorbent activity of the root-hairs and of the
parenchymatous cells. The system of cells absorbs large
quantities of water, more indeed than the cells can contain,
so that at length the resistance of the cell-walls is overcome
at what is presumably the weakest point, and water filters
into the cavities of the vessels- of the wood. There it
coUects, and it maj',- under certain circumstances, fill the
whole vascular system ; then, since absorptiqn is still going
on at the surface of the roots, sufficient pressure is set up
to cause that exudation of drops on the leaves to which
allusion has been made, and, if the stem be cut across, tc
cause " bleeding " at the cut surface. From the foregoing
account it is apparent that the root-pressure is the expres-
sion of the absorbent activity of the root-hairs.
But the vessels of the wood do not always contain water. Tran-
Hales observed that, whereas a Vine will bleed freely if its spinitli
stem be cut across in the month of April, no bleeding is
observed if it be cut in July. And yet it cannot be doubted
that the plant is absorbing water by its roots more actively
in July than in April. The explanation of these facts is
that, although in July the plant is absorbing water ac-
tively by its roots, yet it is losing so much in the form of
vapour from its leaves that water does not accumulate in
the cavities of the vessels. This loss of water in the form
of vapour from the general surface of the plant exposed to
the air is termed "transpiration." The parts of the plant
which are more especially concerned in transpiration are
the leaves. By their structure they are peculiarly adapted
for this purpose. The tissue of a leaf is penetrated in
all directions by intercellular spaces, which communicate
directly ■n-ith the external air by means of the stomata in
the epidermis. In this way a very large surface of moist
and thin cell-wall is brought into contact -with the air, a
condition most favourable to evaporation. Some idea of
the activity of transpiration in a plant is afforded by the
following determinations made by Hales. In the case of
a Sunflower with a leaf -surface of 5616 square inches the
amount of water transpired during twelve hours of daylight
was 30 fluid oz. (a pint and a half) ; in the case of a
Cabbage with 2736 square inches of leaf-surface the
amount of water transpired in the same time was 25 fluid
oz. The activity of transpiration is very much affected by
external conditions, — the moister the air, the smaller will
be the transpiration ; and conversely, the drier the air and
the higher the temperature, the greater will be the amouat
of water transpirecL Light, too, has a remarkable influence :
it has been ascertained by a great number of observers
that transpiration is more active in hght than in darkness.
It seems probable that this is to be attributed largely to
the influence of light \ipon the stomata. Each stoma is
VEGETABLE.]
PHYSIOLOGY
47
usTially bounded by two cells, tenned "guard-cells," which
are capable of so altering their form as to close or to open
the aperture between them. The form of the guard-cells
is dependent upon the amount of water which they contain.
When they hold comparatively little water, and are flaccid,
their adjacent free surfaces are straight and in contact
with each other ; the stoma is tlien closed. iVhen, how-
ever, they contain so much water that their cell-walls are
under considerable pressure from within — in a word, when
the guard-cells are turgid — they curve so that their ad-
jacent free surfaces are no longer in contact, but a space is
Jeft between them ; the stoma is then open. It appears
that the guard-cells become turgid under the influence of
light ; and it is probably to this open condition of the
atomata that the greater transpiration of leaves when
exposed to light is to be ascribed.
It is obvious that the effect of transpiration upon the dis-
tribution of water through the plant is very great. It sets
np a rapid current, known as the "transpiration-current,"
which travels from the roots upwards towards the l.eaves.
Sachs has made some observations as to its rate by means
of the lithium-method, which consists in supplying the
root of a plant with a solution of a salt of lithium, and
determining by means of the spectroscope the length of
stem in which lithium could be detected after the lapse of
a given time. He estimates the rate per hour to be in
Nicoliana Tabacum 118 centimetres (46"458 inches), in
Hdianthus annuus 63 (24'793 inches), and in Vitis vini-
fera 98 (38'583 inches). But the water of the transpira-
tion-current holds salts and other substances in solution.
It is clear, therefore, that transpiration promotes the dis-
tribution not only of water but also of the substances which
the water holds in solution. Sachs's experiments go to
prove that salts travel in solution in the current ; hence it
affords a ready means of transport of substances from the
roots, where they are absorbed, to the leaves where (as will
be shown below) the food undergoes certain changes
which fit it for the nutrition of the plant. There is yet
another important point to be noted with regard to the
physiological significance of transpiration. It hjis been
mentioned that the roots absorb from the soil only very
dilute solutions of salts and other substances, so that for
any given quantity of a salt absorbed an excessive quantity
of water has to be absorbed likewise. It is obvious that
the absorption of salts from the soil by the roots can only
go on provided that the plant is able to get rid of the
excess of absorbed water, and this is effected chiefly by
transpiration, though, as mentioned above, an actual ex-
cretion of water in the form of drops not unfrequently
takes place.
It has been conclusively proved that the channel along
which the transpiration-current travels is the fibro-vascxilar
tissue, and that it is the xylem or woody portion of a
fibro-vascular bundle which is the conducting tissue. In
the case of plants like Conifers and Dicotyledons, in which
there is a formation of secondary xylem or wood from a
eaml>ium-layer, it is the younger wood, the alburnum, along
which the transpiration-current passes. The older wood,
the duramen, it is true, usually contains water, but it does
not serve as a conducting channel, only as a reservoir.
The question now arises as to the mode in which the
transpiration-current travels through the wood. Since the
vessels cbntain., no water in their cavities at the time
when transpiration is most active, it is clear that it is not
in the cavities of the vessels that the water of the current
travels. Sachs is of opinion that it moves in the substance
of the lignified cell-walls. Others, amongst whom Hartig
may be especially named, consider that it travels from the
cavity of one wood-cell to that of the next by filtration
under pressure. The mechanism of conduction would, in
the latter case, be this : the conducting cells contain air
and water ; when water is withdrawn from one of them
the contained air becomes rarefied, and the water in that
cell is then subject to a lower pressure than that in neigh-
bouring cells ; as a consequence water is forced into the
former cell through the thin membranes of the pits in its
walls untU equilibrium is re-established. Inasmuch, then,
as the air in the conducting wood -cells in the leaves is
constantly undergoing rarefaction in consequencer of tran-
spiration, a current is set up towards the leaves from the
stem and the root.
There can be no doubt, however, that, as Hales first
pointed out, transpiration has the effect of diminishing thf
pressure of the gases contained in the cells and vessels
Von Hohnel has found that, if the stem of a transpir.
ing plant be cut through under mercury, the mercury wii'
at once rise to a height of several centimetres in the vessels,
the greatest height being reached in the younger vessels.
This rise can only be accounted for by ascribing it to the
difference between the atmosjiheric pressure and the pres-
sure of the gases in the vessels, the lower pressure of the
latter being due to the removal of water by transpiration,
which necessarily involves an expansion, and therefore also
a diminished pressure of the gases. The effect of this so-
called " negative pressure " is to set up diffusion-currents
of gases from the surrounding tissues into the cells and
vessels of the fibro-vascular bundles. It must not be
assumed, however, that the vessels are the principal
channels in which gases circulate throughout the plant
They circulate principally in the interoellular spaces which
communicate with the external air by means of the stomata.
Stating the foregoing facts in the most general terms, Kecspa*
it appears that in a plant the food-materials travel byui»*J*^
osmosis from the absorbent organs to the organs in which'
the processes of constructive metabolism are carried on —
in one of the higher plants, for instance, from the roots to
the leaves — and that the distribution of the food-materials
is assisted and accelerated by root-pressure and by tran-
spiration, the fullest expression of this being the transpira-
tion-current in terrestrial vascular plants. And just as
there is a current of food -materials tending towards the
organs in which the processes of constructive metabolism
are carried on, so also there is a current of the organic
nutrient substances formed in these organs travelling from
them to the other parts of the plant. The final cause of
the current is the same in both cases. A given salt, for
instance, which has been absorbed by the root travels
towards the leaves because it is in some way undergoing
chemical alteration in those organs; similarly, a given
organic substance formed in the leaves travels from them
towards any part of the jilant in which that substance
is being chemically altered, or, to use a somewhat different
expression, is being consumed. The cause of the diffusion
in either case is the disturbance of osmotic equilibrium by
the chcmiciil alteration of the substance, and the result is
a current of the substance from those parts which ttfe
relatively rich in it to those which are relatively poor.
Ditlribulion of Organic KulriaU SuMancfs. — In vas-
cular plants the distribution of the organic nutrient sub
stances is, like the conduction of substances absorbed by
the roots, assisted by the vascular tissue ; but, whereas it
is the wood which is the conducting tissue in the latter
case, in the former it is the bast or phloem, and more
especially the bast-vessels or sieve-tubes. These vessels
consist of elongated cells placed end to end, the septa be-
tween the adjacent cells being jjcrforated so as to admit of
a direct continuity between their protoplasmic contents.
The importance of the wood and of the bast respectively
as conducting tissues is well illustrated by the " ringing "
experiments which have been repeatedly made on iilants.
48
PHYSIOLOGY
[vegetable;
such as Dicotyledons and Conifers, which have the fibro-
vascular bundles arranged in a ring in the stem. When a
ling of tissue, extending inwards as far as the cambium-
layer, is removed from the stem of a dicotyledonous plant
the following facts are to be observed : (1) that the leaves
■which are borne on branches arising from the stem above
the level at which the ring of tissue has been removed will
not exhibit any signs of withering ; (2) that the part of the
stem below the incision will not increase in thickness to
nearly the same extent as the part above the incision. From
these facts it is clear (1) that the operation in question has
not materially affected the conduction of water and food-
materials in solution upwards to the leaves, and, since the
wood is the only unimpaired tissue, it is obviously in the
wood that the upward current travels ; and (2) that the
operation has materially affected the conduction of organic
nutrient substances to the parts below the incision, the
diminished growth of these parts being the result of in-
adequate nutrition ; this effect of the operation is to be
ascribed, principally at least, to the destruction of the con-
tinuity of the bast-tissue.
Latlcifer- In various families of vascular plants, and in some
ou3tis3ue cellular plants also (certain Fungi), there are to be found
cells, forming what is known as "laticiferous tissue," which
and
vessels.
probably assist in distributing both food-materials and
organic nutrient substances throughout the plant. In some
plants {Euphorhiacese, Asclepiadacex, Jlorex, &c.) the cells
are quite distinct from each other, and extend from one
end of the plant to the other, growing with its growth, so
that they attain a very considerable size, and are much
branched; these are spoken of as "laticiferous cells." In
other plants {Cichoriacex, Papaveracex, ikc.) the cells are
comparatively small, and fuse together to form an intri-
cate network; these are spoken of as " laticiferous vessels."
The cells of the laticiferous tissue contain a milky liquid,
termed " latex," which consists of water holding inorganic
salts, sugar, gum, extractives and proteids, in solution, and
holding in suspension resinous and fatty bodies. The
cells contain protoplasm in addition, and not uncommonly
Btarch-granules. •
Food of Plants.
Pood of A rough idea of the nature of its food can be obtained
pVants. by analysing a plant. It is found that, in the process of
incineration, a considerable weight of its dry solid is
burned up and given off in the form of gas ; this represents
the combustible or organic portion of the plant. The in-
combustible residue, the ash, is found to be of a mineral
or inorganic nature. The gases given off are carbon
dioxide, watery vapour, and nitrogen, showing that the
combustible portion of the plant contained the elements
Carbon, hydrogen, and nitrogen. In the ash occurs a num-
ber of elements, of which the principal are sulphur, phos-
phorus, potassium, calcium, magnesium, iron, sodium,
chlorine, and silicon. But it does not necessarily follow
that, because any given chemical element can be detected
in a plant, that element is to be regarded as part of the
food of the plant, for, as has been already pointed out,
plants may absorb substances which in no way contribute
to their nutrition, or are even injurious. When an element
enters into the chemical composition of the substances of
which the organized structure of the plant consists (as
C, H, O in starch and cellulose, C, H, O, N, S, P in pro-
teids), then i& is clear that this element must form part of
the food ; but, when, as in the case of the rest of the
elements mentioned above, an element does not thus con-
tribute to the building up of the organized substance of
the plant, its admission to the rank of a food -material
must be the subject of direct experiment. It has been
ascertained that many of tlie elements enumerated above,
though, so far as is known, they are not essential constitu-
ents of the organized structure of the plant, are neverthe-
less essential to the maintenance of its life ; they may not,
indeed, go to build up the plant-substance, but in some
way or other they promote the metabolic processes.
The method which has afforded the most valuable results
bearing upon the relative physiological importance of
various food-materials is that which is known as " water-
culture." It consists in growing plants with their roots
immersed in water holding certain salts in known quantities
in solution. The mixture of salts can, of course, be varied
at pleasure, and the effect upon the plant of the absence
S)i certain elements, as of their presence in smaller or larger
quantities, can be observed. Further, by an analysis of
that portion of the solution which remains unabsorbed at
the close of the experiment, the proportion in which the
various salts have been absorbed can be ascertained.
The elements of the food of plants may be conveniently
classified into two groups, the first consisting of those
which enter into the composition of organized plant-sub-
stance, the second consisting of those which, without ac-
tually entering into the structure of the plant, are essential
to the proper performance of the metabolic processes. To
the first group belong the elements C, H, 0, N, S, P ; to
the second, K, Ca, Mg, Fe, CI (1).
We will now briefly discuss the form 5n which the
various chemical elements are absorbed, and their use in
tlie economy of the plant, beginning with those which
enter into the composition of organized plant-substance.
A few words will also be said about those elements, such
as sodium and silicon, which, though always present in the
ash of plants, appear to have no real physiological signifi-
cance as far as nutrition is concerned.
Carbon. — This element constitutes a large percentage of the total Fopd
dry weight of plants. It enters into tlie composition of all the elei»entl
organic substances, such as starch, cellulose, and other carbohydrates,
fata and other hydrocarbons, proteids, organic acids, alkaloids, &c.,
which may be present in plants. The form in which carbon is
absorbed depends upon the nature of the plant. It may be broadly
stated that all those which contain chlorophyll absorb their carbon
in the form of carbon dioxide, whereas those which do not contain
chlorophyll absorb their carbon in the form of more complex carbon
compounds which contain C, H, and O, and in which the C is
directly combined with H. Jloreover, in green plants it is only
those cells which coutain chlorophyll that can absorb carbon
dioxide, and this only under the influence of light. It must not
be assumed, however, that plants containing chlorophyll are in-
capable of absorbing complex carbon compounds. It is known
from the researches of Darwin and others that the "insectivorous"
plants absorb such compounds by their modified leaves, and it is
known also that a number of green plants, such as the Mistletoe,
the Rattle, and others, live parasitically on other plants. It has
indeed been proved by direct experiment tha^t green plants can ab-
sorb substances such as urea, glycocoU, asparagin, leucin, tyrosin,
which are all highly complex carbon compounds. The physio-
logical distinction to be drawn between plants which do and those
which do not contain chlorophyll is really that the former are
capable of assimilating carbon in a simple compound, such as COj,
whilst the latter aie incapable of doing this, and require, there^
fore, compounds of more complex constitution. Plants which do
not contain chlorophyll are either parasites (that is, they live uponj
other living organisms) or saprophytes (that is, they live upon the'
products of the waste and decay of other living organisms). The
plants which do not contain chlorophyll are the Fungi and a few
Phanerogams, — Epipogium Gmelini, Cvscula, ilonolropa, Lalhrsea,
Corallorhiza. Of these the Fungi include both parasites and sapro-
phytes ; Epipogium Gmelini is a saprophyte, Cuscuta a parasite,
and Monolropa may apparently be either the one or the other. The
Orobanchem, which are parasitic, and Neoitia, which is saprophytic,
have not a green colour, but small quantities of chlorophyll havB
nevertheless been detected in them.
Hydrogen. — This element is absorbed by all plants in the form
of water and of ammonia and its compounds ; it may also be
absorbed in the form of organic compounds.
Oxygen. — O.tygen is taken up either in the free state, or in com-
bination in theform of water or of salts ; it may also be absorbed
in the form of organic compounds. The free oxygen absorbed is
especially concerned in the processes of destructive metabolism, tha
combined oxyj^en in those of constructive metabolism.
-VEGETABU:.]
PHYSIOLOGY
49
Kitrogm. — Nitrogen is absorbed in the form of ammonia and its
compounds and of nitrates ; it may also be absorbed in the form of
organic nitrogenous compounds. The researches of Lawes, Gilbert,
and Pugli, as also those of Boussingault, have proved that plants
are incapable of assimilating free nitrogen. It appears that, on the
■whole, nitrogen absorbed in the form of ammonia compounds is
more readily assimilated by plants than nitrogen absorbed in the
form of nitrates. Pasteur has shown, for instance, that the Yeast
plant cannot assimilate nitrates.
Sulphur. — Sulphur is absorbed from the soil as sulphates, those
of ammonium, potassium, magnesium, and calcium being the most
advantageous. It may also be absorbed to som» extent in the form
of organic compounds.
Pnofphorus. — Phosphorus is absorbed from the sou in the form
of phosphates. Besides being a constituent of certain substances
allied to the proteids, such as nuclein and plastin, phosphorus
seems to bear an important relation to certain of the metabolic
processes. Phosphates are to be found especially in those parts of
plants which are rich in protoplasmic cell-contents. It appears
that a supply of phosphate" Promotes considerably the assimUation
of nitrogen by the plant.
Potassium. — Potassium is absorbed in tbe form oi a vanety of salts,
of which the chloride is the most advantageous form, according
to Nobbe. Like phosphorus, it is to be found in largest quantity
in those parts of plants which are rich in protoplasmic cell-contents.
It appears to have an important influence on the constructive meta-
bolic processes of plants which contain chlorophyll. Nobbe found,
in the case of a Buckwheat plant, that in the absence of a supply
of potassium its growth was diminutive, and that the amount of
starch in the plant was very small. On the addition of potassium
chloride to the water -culture the starch-grains became more
numerous in the chlorophyll-corpuscles, and made their appearance
also in the tissues of the stem. The precise significance of potas-
sium in relation to these processes is not known. Liebig was of
opinion that it played an important part in the distribution of
carbohydrates throughout the plant, but this view has not been
confirmed. It appears rather that the facts upon which this view
was.based point to an effect due not to the potassium itself but to
the particular salt of it which was absorbed (see " chlorine " below).
There can be no doubt, however, that potassium bears some im-
portant relation to the formation and storing up of carbohydrates,
for it is always present in large quantity in organs, such as leaves,
tubers, seeds, &c. , in which these processes especially take place.
Calcium. — The compounds in which calcium is usually absorbed
are the sulphate, phosphate, nitrate, and carbonate, the last-named
salt undergoing decomposition in the process. It appears that the
chloride is injurious to plants. The precise use of calcium is un-
known. It very commonly occurs in the cells of plants in the form
of crystals of the carbonate or the oxalate, and possibly one of its
important functions is to form insoluble salts with acids which are
of no further use in the plant, and are even injurious to it.
Magnesium. — Like calcium, this may be advantageously absorbed
in the form of all its salts, except the chloride. Nothing definite
is known as to its use.
/ron.— It appears that iron may be absorbed in the form of any
of its salts. It is known to be essential only to those plants which
contain chlorophyll. If a seedling be cultivated by the method
of water-culture, with its roots in a solution which contains no iron,
the leaves formed will be successively paler in colour until at length
they are nearly white ; in this state the plant is said to be "chlorotic."
If a small quantity of a salt of iron bo then added to the solution
in which the roots are, or if the pale leaves be painted over with a
dilute solution of iron, they will soon become green. Iron, there-
fore, plays an important part in connexion with the formation
of the green colouring -matter chlorophyll. It is still a debated
•question whether or not iron enters into the composition of the
■chlorophyll-molecule.
ClUorine. — Chlorine is absorbed from the soil in the form of
chlorides. The evidence as to its sigiiiGcaiico in the nutrition of
plants is conflicting. Nobbe, Lcydhecker, Boyer, and more recently
Fnrsky have observed that water-cultures of Buckwlieat, Barley, and
Oats do not flourish when grown in solutions containing uo chlorides,
and since the chloropliyll-corpuscles of the plants become crowded
with starch-grains it was thought that chlorine had some import-
ance in connexion with the translocation of carbohydrates. Knop
and Dworzak have obser\'ed, on the other hand, that llaize plants
will grow well in solutions containing no chlorine, and further,
that the accumulation of starch in the chlorophyll-corpuscles may
be induced by various abnormal external conditions.
lents Sodium. — ^*rhi3 element is never absent from the ash of plants,
ih. and in some cases, especially in maritime plants, it is present in
considerable quantity. It might bo inferred from its constant
occurrence in the ash that sodium is of some importance as a food-
material ; it was tliought, in fact, that it might servo as a substitute
for potassium, but this has not been found to be the case. Its con-
stant presence in the ash is due merely to its universal distribution
in the soiL
Silicon. — Silicon is absorbed in the form of soluble silicates, and
possibly as soluble silicic acid. The silicatee are brought into
solution to some extent by the carbon dioxide present in the soil,
and also by the acid sap of the root-hairs. It is always present in
the ash of plants, sometimes in large quantity ; in wheat-straw, for
instance, it constitutes 67 '50 per cent, of the ash (Wolfl^. It was
thought that silicon must be essential to nutrition. Sachs found,
however, that a Maize plant will grow well in a water-culture from
which it can obtain no silicon. On the other hand, WolS' has ascer-
tained that in the case of Oats the number of perfect seeds formed
is greater when the plant is abundantly supplied with silicon.
Constructive Metabolism (Anabolism).
When a plant is adequately supplied with appropriate
food -materials, the external conditions to which it is
exposed being favourable, it increases in weight, owing to
an accumulation of the substances which constitute its
organized structure. But this gain in weight is only rela-
tive ; for side by side with the constructive processes by
which the food is converted into the substance of the
plant — processes, that is, which have as their result the
formation of relatively complex from relatively simple
chemical compounds — there are going on destructive pro-
cesses— processes, that is, which have as their result the
formation of relatively simple from relatively complex
chemical compounds — which are attended by a loss of
weight. The gain in weight by the plant represents the
difference between the activity of the constructive and of
the destructive metabolic processes respectively. The end
of constructive metabolism is the formation of protoplasm.
Protoplasm is certainly a very complex substance, though
its precise constitution is unknown, and the food-materials
of plants are much simpler substances ; there must, there-
fore, be a considerable number of processes to be gone
through before protoplasm can be produced from the food-
materials. We will now study these processes, and, in the
first instance, confine our attention to those which have
been ascertained to take place in plants which possess
chlorophyll.
It has been already mentioned that a green plant absorbs
carbon dioxide when it is exposed to light. Under these
circumstances it also increases in weight ; it does not
increase in weight when kept in the dark, nor when it is
kept in an atmosphere from which all carbon dioxide has
been removed. The absorption of carbon dioxide is then
an indication that the plant is performing certain con-
structive processes, — that it is assimilating carbon. The
absorption of carbon dioxide is accompanied by an evolu-
tion of oxygen gas, the volume of the latter exhaled being
approximately equivalent to that of the carbon dioxide
absorbed. This is an indication that the absorbed carbon
dioxide is undergoing chemical change. It seems probable
that the change is of the nature expressed by the follow, ing
equation —
xCO, -I- a;llj0 = x(CHaO) + xO,
— that is, that from carbon dioxide and water a substance
allied to formic aldehyde, or a polymer of it, is formed,
free oxygen being evolved. It may be stated generally,
with some considerable probability, that the first step in
the constructive metabolism of a plant containing chloro-
phyll is the formation of a non-nitrogenous organic
compound. It is just this formation of non-nitrogticous
organic substance from carbon dioxide and water thai the
plant which is destitute of chlorophyll is unable to per-
form ; and it is on account of this inability that the carbon
of its food nitst bo supplied to it in the form of organic
compounds, as pointed out above. The further i)roce8se8
of constructive metabolism appear to bo much the same
in all plants, whether they contain chloropliyll or not.
The next step is probably the formation of sonio relatively
simple nitrogenous organic substances from the nitrogen
of the food and the ' on-nitrogfesous organic Bubstance
lU-4
50
PHYSIOLOGY
[vegetable.
which has been either formed in the plant or absorbed
as food from without. The nitrogenous substances thus
formed are probably crystallizable bodies, such as asparagin
and leucin, which all contain nitrogen in the form of the
group NH2. The derivation of these substances from the
nitrogenous food when it contains nitrogen in the form
of ammonia (NH3) is sufficiently obvious. "When, how-
ever, it consists of nitrates it appears probable that the
nitrogen of the nitric acid has to be transformed into the
nitrogen of ammonia, — that is, to be combined directly with
hydrogen ; it is probably owing to their inability to effect
this transformation that some plants, as mentioned above,
cannot be supplied with nitrogen in the form of nitrates.
The first step in this transformation is- probably, as
Emmerling has pointed out, the decomposition of the
absorbed nitrates by the organic acids, especially the
oxalic, of the plant ; the liberated nitric acid then under-
goes chemical change, resulting in the formation of
ammonia. It is impossible to say with precision how
this is effected, but there can be little doubt that it does
take place ; some direct evidence is afforded by Hosaeus's
observation that ammonia salts were to be found on ana-
lysis in a number of plants which had been supplied with
manure containing no ammonia. The next process is an
increase in the size and complexity of the molecule,
attended in certain cases by the introduction, of new
elements (S and P), the product being one of tliose sub-
stances which are known as "proteids." The last stage is
the formation of living protoplasm from the proteid and
other organic substances. ,
""orms The formation of nitrogenous organic substance may
•ion of take place in any living cell, and, unlike the formation of
""'''°' non-nitrogenous organic substance, it goes on quite inde-
irganic pendently of the presence of chlorophyll and of the action
»ub- of light. But there is evidence to show that in green
Stance, plants it is especially in the cells which contain the chloro-
phyll that the process goes on. The experiments by which
this evidence has been obtained were made on plants with
distinctly differentiated leaves. Emmerling observed in
the Bean that, whereas in the root a relatively large
quantity of nitric acid could be detected, there was much
less in the stem, and in the leaves none at all, and he
inferred that as the nitrates are supplied to the leaves
they are used up in the formation of organic nitrogenous
sutetance. Further, from the researches of KeUner,
Emmerling, Borodin, and others it appears that the leaves
contain the above-mentioned crystallizable organic sub-
stances, asparagin, leucin, ic, in considerable quantity ;
and it is quite possible that these substances may be
formed synthetically in the leaves, though it is true that
■> they may be formed in other ways as well. Finally,
Pott has found that the proportion of proteid in the
plant increases from the roots upwards • towards the
[eaves, the proportion in the latter being about twice as
great as that in the former of many of the plants which
he analysed.
The formation of living- protoplasm from the organic
substances elaborated from the food necessarily goes on in
every living cell. It has been already mentioned that de-
structive metabolism — that is, processes of decomposition —
is active in living cells, and it is especially the protoplasm
which is the seat of these processes. The maintenance of
the life of the cell is therefore an indication of the fact
that the activity of the destructive metabolism is at least
equalled by the activity of the constructive metabolism.
In a young cell the latter exceeds the former, so that the
protoplasm is increased in quantity ; then for a time the
two are approximately equivalent, until at length the
destructive gradually gains the upper hand, and eventually
the death of the cell is the result.
Destructive Metabolism (Kaiabolism).
Just as all the processes by which increasingly complex
organic substances are formed in the plant, and which
intervene between the food-materials on the one hand and
the protoplasm on the other, are designated collectively
"constructive metabolism," so all the processes of decom-
position by which relatively simple substances are produced
from relative complex ones, and which intervene between
the protoplasm on the one hand and the excreta and other
w-aste- products on the other, are designated collectively
"destructive metabolism." Of all the various processes
of destructive metabolism the most fundamental is the-
decomposition of the protoplasm. It appears that this
decomposition is spontaneous — that it is, as Pfliiger t^rms
it, a "self-decomposition"; and it is, in fact, only so long
as this self-decomposition is proceeding that protoplasm
can be said to be living. The destructive metabolism of
an organism is not, however, confined to the self-decom-
position of its protoplasm ; the various complex organic
substances which the cells contain may undergo chemical
change quite independently of their entering into the
metabolism of the protoplasm. The most active agents
in producing chemical changes of this kind are certain
bodies which are termed " ferments," and are distinguished
as " unorganized " ferments from the so-called " organized "
ferments, such as Yeast and Bacteria. But little is known
as to their chemical composition, and nothing as to the
peculiarity of chemical constitution upon which their char-
acteristic properties depend. .. ,
The unorganized ferments which have hitherto been detected in
plants may be classified, according to the natui-e of the chemical
changes which they induce, in the following four groups.
1. ferments which convert starch into sugar (diastatic ferments).
These have been found to be very widely distributed in plants,
and in fact it seems probable that a ferment of this kind is present
in all living plant-cells. Their mode of action is generally indicated
by the following equation —
Starch. Maltose.
2(C6H,„05)-hHjOiC,„Hj,Ou.
2. Ferments which convert cane-sugar into glucose (inverting
ferments). A ferment of this Ivind, termed "invertin," has been
obtained from Yeast ; it is probable that a similar ferment is present
in succulent fruits, for they commonly contain a mixture oX cane-
sugar and glucose. The following eouation will indicate the nature
of the process —
Cane-sugar. Dextrose. Laevulose.
Ci^HjA: + H,0 = CeHiA + CeH, A-
3. Ferments which decompose glucosides. The most Xamiliai'
members of this group are emulsin or synaptase, found in the
Bitter Almond ; myrosin, in the seed of the Black Jlustard ; cryth.
rozym, in the root of the Jladder. The following f juatiou repre«
seuts the decomposition of the glucoside amygdalin by emulsiu —
. , ,. Oil of Bitter Prussic f,-,,, .,„
Amygdata. Almonds. Acid. Glucose.
CjoH-^KOi, + 2H„0= CjHsO -f HCN -f 2(C5Hi„0«).
4. Ferments which convert proteids that are inditiusibla and
may be insoluble in water into others (peptones) which are both
soluble and diflusible. These, which are only active in the presence
of free acid, are tenned " peptic " ferments. They have been found
in quantity in the latex of certain plants {Carica Papaya and Ficua
Carica) aud in the liquid excretion of carnivorous plants. It is,
of course, impossible to represent by an equation the nature of the
chemical change which these ferments induce.
It is probable that other ferments than these may be present in
plants, but they have not yet been actually obtained. There is
probably one which decomposes fats (glycerides) into glycerin and
the corresponding fatty acid, thus —
Olein. Oleic Acid. Glycerin.
C57H104O6 + SHoO = SCjsH^O. -f C^HsOj.
Miintz and Yon Rechenberg have pointed out that the quantity
of free fatty acids in oily seeds increases very much during germina-
tion, and the only satisfactory explanation of this fact which can
at present be offered is that it is the result of the decomposition of
the fats, in the manner indicated above, by an unorganized ferment.
Again, it was mentioned above that crystallizable nitrogenous
organic substances, such as leucin, asparagin, ard tyrosin, occur
in plants, and it was pointed out that they may be formed synthetic-
ally. But there can be no doubt that they may be, and frequently
are, formed analytically, — that is, by the decomposition of more
rBGETABI-E.J
PHYSIOLOGY
5\
complex substances. For instance, when the seeds of leguminous
plants, such as the Pea or the Bean, germinate, the quantity of
proteid substance diminishes, and the quantity of amides, notably
aspara^n, increases ; there can be no doubt that the latter are
derived from the former. It is well known that similar changes take
place in the pancreatic digestion of animals, that Icucin and tyrosin
are formed from protcids, and that this is effected by an unorganized
ferment termed "trypsin"; it is quite possible that a ferment of this
kind may be present in plants. Finally, there is probably, in cer-
tain plants at least, a ferment which converts cellulose into sugar.
For instance, the Date seed contains a quantity of non-nitrogenous
reserve material stored up as cellulose in its very thick cell-walls ;
on germination this undergoes absorption and is conveyed to the
embryo ; it is extremely probable that the convei-siou of the in-
soluble cellulose into some soluble substance (doubtless sugar) is
effected by the action of a ferment. The penetration of the absorb-
ent organs of parasites into the tissues of their hosts is probably
effected by tlie action of a ferment of this kind which is excreted
by the parasite.
Blit there are still other chemical changes to be accounted
for as £he result of which substances relatively rich in
oxygen are produced from others which are relatively poor
in that element. Some of these are, so far as is known,
proce.sses of simple oxidation, which go on as readily out-
side the organism as within it ; for instance, chlorophyll
Ls oxidized quite as readily in alcoholic solution as when
it exists in the chlorophyll -corpuscles of a plant; these
processes of simple oxidation may then be regarded as
going on independently of the vital activity of the organism.
But there are other and more complex oxidations which
may be termed "oxidative decompositions"; these involve
something more than mere oxidation, and appear to de-
pend upon the vital activity of the organism.
The following instances may be given to illustrate the nature of
these changes. Ethyl -alcohol becomes oxidized, under the influence
of a Fungus knowii as the ilycodcrma Aceii, aa follows —
Acetic aoid.
CoHgO -H O3 = O^Hfi^ + HjO.
Another similar Fungus, the Mi/i-.oderma Vini, induces a more com-
plete oxidative decomposition of alcohol, — carbon dioxide and water
being the products of its action. Again, a substance termed
"pyrocatechin" and various organic acids occur in plants, and there
seems reason, from the researches of Hoppe-Seyler and of Carl
Kraus, to believe that they are derived from carbohydrates in some
such way as the following —
Qluoosc. Pyrncstechin. Succinic aold.
SC,H,jO, + 40j = CeHeO, + 3C,H,0. + 311,0,
it being understood that this suggests only one of the ways in
which the vegetable acids are formed.
There are yet other processes of decomposition which,
like the oxidative decompositions, are effected under the
influence of living pi-otoplasm, but which, unliko them, do
not depend upon the presence of oxygen ; on the contrary,
these decompositions, which may be generally termed "fer-
mentations," depend upon the absence of free oxygen, for
their activity is the greater the more limited the supply
of this element. A characteristic example of this kind is
afforded by the decomposition of sug^r into alcohol and
carbon dioxide, which is effected by Yeast, and is known
as the " alcoholic fermentation." Its nature is indicated
by the following equation —
C,H„Oe=2C,H,0 + 2CO,.
Again, various forms of Bacteria effect decompositions of
this kind. Of these the putrefaction of organic matter,
the lactic and butyric fermentation.^, are examples. It must
not bo supposed, however, that the property of exciting
fermentation is confined to the protoplasm of lowly plants
such as Yeast and Bacteria. It has been found that various
fermentations are set up when living plant-organs of any
kind---leayes, flowers, fruits, seeds — are kept in an atmo-
sphere which contains no free oxygen.
The characteristic accompaniment of the destructive
metabolism of plants, as of all living organisms, is, under
normal condition.s, that interchange of gases between the
plant and the atmosphere which is known as " respiration,"
and which consists in the absorption of oxygen and the
evolution of carbon dioxide. It may be stated generally
that the continual absorption of free oxygen is essential to
the existence of at least the more highly-organized plants,
and that in the absence of a supply of free oxygen they
die. Death under these circumstances is to be attributed
to the arrest of those metabolic processes which are
accompanied by an evolution of kinetic energy in the
organism — that is, of the destructively metabolic processe* ;'
and of these by far the mOot important is the self-decom-'.
position of the protoplasm. It would appear that the
absorption of oxygen is essential to the self-decomposition
of the protoplasm-molecule. It ia impossible to say any-
thing definite as to the mode in which oxygen affects this
process. Pfliiger has, however, suggested tiat the absorbed
oxygen enters into the protoplasm-molecule as "intra-
molecular " oxygen, that the molecule ia thereby rendered
unstable, and that it then readily undergoes deconposition.
In contrast to the plants which continue U live only
when supplied with free oxygen (the aerobia^ as Pasteuif
has termed them) stand the anaerobia — those, namely,
which thrive best in the absence of free oxygen, and ta
wliich, in certain cases, the access of free oxygen is fatal ;
of the latter, certain Schizomycetes and Saccharomycetes
may be taken as examples. It is remarkable that it is
just the anaerobiotic plants which are most highly endowed
with the property of exciting fermentation ; and this, taken
in conjunction with the fact that the activity of fermenta-
tion stands in an inverse relation to the supply of fre?
oxygen, indicates the existence of some sort of correlation
between the normal respiratory and the fermentative pro^
cesses. It appears that in aerobiotic plants the norma)
processes of destructive metabolism, of which the absorption
of oxygen and the evolution of carbon dioxide are the out
ward expression, may be replaced for a longer or shortei
time by those abnormal processes of which fermentation is
tho outward expression ; in completely anaerobiotic plants
the fermentative are the normal processes. It is difficult
to explain the physiological significance of fermentationi
and to determine the manner in which it contributes t*
the maintenance of the life of the organism. Pasteur baa
suggested that it is tho "expression of an effort of tho
organism to obtain oxygen from substances which contain
it in combination. Another possible view is that tha
organism obtains, by the fermentative decomposition of the
substances upon which it acts, the supply of energy which,'
in the case of an aerobiotic plan(, is afforded by the normal
decomposition of its own protoplasm-molecules.
The products of destructive metabolism are extremely
numerous and of very different chemical nature. They may
be roughly classified into two groups: (1) the wasie-productt,
substances wliich cannot be used in the constructive meta-
bolism of tho plant, and which may be excreted ; and (2)
tho plastic products, substances which can enter into th»
constructive metabolism.
1. Waste-Products. — Among the waste -products thj
most constant are carbon dioxide and water, whicli ari
exhaled in respiration ; it may, in fact, be stated generally
that all living plants and parts of plants exhale carbon
dioxide and watery vapour at all times. There is, however;
no constant relation between tho volumes of carbon dioxide
exhaled and of oxygen ab.sorbed in respiration, and tho
processes of destructive metabolism, of which the respira-
tory interchange of gases is the external expression, are so
complex that tho relation, whatever it may be, between tho
volumes of these gases in any particular case cannot bo
accounted for. The degree of independence between these
processes is well illustrated by the fact that tho absorption
of oxygen is relatively greater at low temperatures, and
that the exhalation of carbon dioxide is rcl.itivfly greater
at high temperatures. This seems to indicate that at a
52
PHYSIOLOGY
[vegetable.
low temperature the storing-up of intramolecular oxygen
is relatively more active than the decomposition of the
protoplasm-molecules, whereas at a high temperature the
converse is the case. At medium temperatures these pro-
cesses are about equally active, for it has been ascertained
in various cases that the volumes, of oxygen absorbed and
of carbon dioxide exhaled are under these circumstances
approximately equal. It must not, however, be concluded
that the exhalation of carbon dioxide is entirely independ-
ent of the absorption of oxygen, for the observations of
Broughton, Wilson, and Wortmann all show that when
plants are deprived of a supply of free oxygen the activity
of the exhalation of carbon dioxide rapidly diminishes.
Among the other waste-products the following are those
which are of most common occurrence, — organic acids,
aromatic substances, colouring matters, bitter nrinciples.
. certain fatty bodies, alkaloids.
Organk (1.) Organic Acids. — The organic acids are very generally pre-
tcida. sent in plants, either free or in combination with organic or in-
organic bases, and it is to the presence of these acids or of their
acid-salts that the acid reaction of plant-tissues is due. Those
most commonly occurring are the malic, tartari?!, citric, oxalic,
and fatty acids, the last-named being generally in combination
with glycerin, forming fats (elycerides). There can be little doubt
that they are to be regarded as products of destructive metabolic
processes, though Licbig regarded some of the more highly-oxidized
acids as the first products of con-structive metabolism, and as being
formed from carbon dioxide and water in the cells which contain
chlorophyll. It is not so clear that they are all to be regarded as
waste-products ; it appears possible that some of the less highly-
oxidized may undergo reduction with the formation in carbo-
hydrates, for it has been observed, especially by Beyer, that in
ripening fruits the acids diminish and the sugar increases in
quantity. Again, there can be no doubt that fats enter into con-
Btructive metabolism, and hence the fatty acids must be regarded
as plastic products. The more highly -oxidized acids are almost
certainly waste-products. Oxalic acid, for instance, is commonly
found as crystals of calcium oxalate which, in most cases at any
rate, undergo no alteration. It appears that the oxalic acid is
withdrawn in this way from the sphere of metabolism, and, inas-
much as these crystals are deposited especially in the deciduous
parts of the plant, it is also ultimately got rid of. It is probable
that the organic acids are largely produced as the result of oxidative
decompositions (see supra). There can be no doubt that the self-
decomposition of protoplasm is attended by a formation of acids,
espei'.ially of nitrogenous acids, such as the aspartic and gluta-
mmic, and of fatty acids.
In addition to their significance in the constructive metabolism
of plants the organic acids are of use in other ways. Their presence
in the living cells contributes to the maintenance of the turgid con-
dition ; the presence of acid-sap in the root-hairs renders possible
the solution and absorption of mineral substances which are insoluble
in water ; oxalic acici, at least, decomposes the salts absorbed by
the loots ; and finally it appears that the organic acids are capable
of inducing the conversion of one carbohydrate into another — cane-
sugar into glucose, for instance — and they may in this way play an
important, though hitherto undetermined, part in the general
metabolism of plants.
Aroii-i- (2.) Aromatic Substances. — These occur generally in the form of
Htsub- glucosidos, the most common of which is tannin. The glucosides
llanctJ. are bodies, for the most part non-nitrogenous, which yield sugar
on decomposition amongst other substances. In so far as they
yield sugar they may be regarded as plastic products ; but the
aromatic substances to which they give rise on decomposition are
waste-products, for it appears from the observations which have
been made on this point that the higher plants, at least, cannot avail
themselves of carbon when combined in an aromatic molecule for
the purposes of their constructive metabolism. Probably the resins
which are so commonly present in plants are derived from tannin.
The first step is the formation of a terpene (C,(,H]e) in the secreting
cells ; this is then excreted into the ducts and undergoes partial
oxiiUtion with the formation of resin. In connexion with the
terpenes two hydrocarbons, caoutchouc and gutta-percha (CsHj)^,
may be mentioned, which occur in the latex of certain plants.
It is not possible to make any definitive statement as to the mode
of origin of the aromatic substances in the plant, but the fact that
tannin is constantly present in the cells of parts in which destruc-
tive metabolism is active — growing points, mobile organs of leaves,
gtlls, for example — tends to prove that this glucoside at least may
be derived Irom protoplasm. It must not be overlooked, too, that
substances like tyrosin, which contain an aromatic radical, occur
in plants, and that they are derived more or. less directly from
protoplasm.
(3.) Colouring Matters. — The principal colouiiiig matters of
plants are — (a) those which occur in the walls of the bark-ceils of
trees and shrubs (phlobaphenes) ; (6) those of woods, such a»
logwood ; (c) those which occur in solution in the cell-sap, as in
most flowers ; (d) those which occur in connexion with protoplasmic
corpuscles, as in the AJgse and in the leaves and other green parts
of the higher plants. With regard to the three first-named groups
it appears probable that they are derived in various ways from
tannin.
Of the colouring matters winch occur in connexion with proto-
plasmic corpuscles by far the most important is chlorophyll, the
substance to which plants owe their green colour. The corpuscle
has a spongy structure, the interstices of w hich are occupied by the
chlorophyll in solution in some fatty substance. The other colour-
ing matters which may be present in corpuscles are — ctiolin,
yellow, which is apparently present in all chlorophyll-corpuscles,
conspicuously so in those in parts of normally green plants which
have been growing in darkness, and is apparently an antecedent of
chlorophyll ; xanthophyll, also yellow, and commonly preseut in
chlorophyll -corpuscles, especially in those of fading leaves, prob-
ably a derivative of chlorophyll ; anthoxanthin, also yellow, the
colouring matter of yellow flowers, and a derivative of chlorophyll ;
phycoxanthin, bro^vnish, present in the chlorophyll-corpuscles of
the brown Algse (Phseophycex or Melanophyccm) ; phycoeryihin, red,
present in the chlorophyll-corpuscles of the red Algm (Ehodophyccm,
Fhridea).
Chlorophyll is a substance of such great physiological
importance that the conditions of its formation and its
properties must be treated of in some detail. The general
conditions upon which its formation depends are (a) ex-
posure to light, (b) a sufficiently high temperature, (c) a
supply of iron. Plants which are normally green are not
green if they have been grown in the dark, or if the tem-
peratuie has been too low, or if they have not been supplied
with iron ; they are usually yellow, and in the last case
especially they may be quite colourless. Normally green
plants which have been kept in the dark or at too low a
temperature are said to be "etiolated," since they form
etiolin ; plants which have grown in absence of a supply
of iron are said to be "chlorotic." There are good grounds
for regarding etiolin as an antecedent to chlorophyll. It
is formed in the corpuscle in darkness and at a tempera-
ture lower than that which is necessary for the formation
of chlorophyll. It appears from the researches of Gris,
Mikosch, and others that when the corpuscle is about to
form etiolin it contains a starch-granule, and that as it
assumes a yellow colour the included starch-granule dimi-
nishes in size and may disappear. It must not be inferred
from thb observation that the etiolin is directly formed
from the starch. It is more probable that it is derived
from the protoplasm, and that, as the protoplasm is con-
sumed in the formation of the etiolin, the starch is used
in the construction of fresh protoplasm. Under the in-
fluence of light and of a sufficiently high temperature the
yellow etiolin is converted into the green chlorophyll, but
nothing is known as to the nature of the process by which
the conversion is effected.
With regard to the physical properties of cliiorophyll Pro-
it has long been known that it is soluble in alcohol, ether, pertiej
benzol, chloroform, carbon disulphide, and various oils. "^^ ™"
Hansen has obtained, by a process of saponification, from
the alcoholic extract of leaves a green crystalline substance,
probably the purest form of chlorophyll yet obtained,
which is readily soluble in water. All solutions of chloro-
phyll in the above-mentioned media are fluorescent, — that
is, v/hen they are viewed by reflected light they appear
opaque and of a deep lake-red colour, but when thin
layers are viewed by transmitted light they appear green.
If the light which has passed through a layer of a moder-
ately strong solution be examined with the spectroscope
a characteristic absorption -spectrum will be observed.
Beginning at the red end of the spectrum, a well-marked
dark band will be seen between Frannhofer's lines B and
C, extending rather beyond C, a second dark band in the
orange between C and D, a third very faint band at the
VEGETABLE.] P H Y S I
junction of the yellow and the green, ana a fourth more
distinct band in the green near F. \Vhen an alcoholic
extract of leaves is used, as is ordinarily the case, the
whole of the blue end of the spectrum beyond F is
absorbed, in consequence of the coalescence of three broad
bands, which can be seen separately when a very dilute
"olution is used, two of the bands being in the blue between
F and G, and one at the end of the violet. The spectrum
of the alcoholic extract presents then seven bands in all.
According to Hansen, the spectrum of solutions of his
crystallized chlorophyll possesses only the first four of the
above-mentioned bands, and it is only when very thick
layers are used that the blue end of the spectrum is
absorbed ; this is true also of the spectrum of the green
colouring matter obtained by Tschirch.
Little is as yet known as to the chemical composition of
chlorophyll. Gautier and Hcppe-Seyler have both obtained
a crystalline green substance from the alcoholic extracts
of leaves, termed by the latter " chlorophyllan," which is
not to be regarded as pure chlorophyll. The follovring
are their analyses of this substance, to which is added
for comparison Hansen's analysis of the green crystalline
substance which he obtained —
Gautier. Hoppe-SeyUr, Hansen.
C 73-97 73-34 6033
H 9-SO 9-/2 9-37
N 4-15 5-68 4-77
0 10-33 9-54 14-77
A=l> --l-'5 iMg.J-S^j 10'6
Hansen states that the ash found by him is due to the
previous processes of preparation, and that the only normal
ash-constituent is iron, which neither Gautier nor Hoppe-
Seyler hnd discovered. Tschirch on reducing chlorophyllan
by mean^'of zinc-dust has obtained a green substance which
does not , crystallize, and is soluble in alcohol, ether, and
oils, but not in water. This he believes to be pure chloro-
phyll. From the percentage composition of the crystals
of chlorophyllan Gautier deduces the formula CjgH^.jNjOg,
and draws attention to the similarity between this and
the formula of bilirubin (CjeHnNjOg). Hoppe-Seyler
concludes that chlorophyllan contains phosphorus in its
molecule, and is either a lecithin or a lecithin compound.
Schunck has found that the residue of an ethereal solution
of chlorophyll when treated with sulphuric or hydrochloric
acid yields glucose amongst other products ; he therefore
regards chlorophyll as a glucoside.
(4.) B liter Principles. — It has been ascertained that some of
these are gUicosides, and Some alkaloids, but the chemical nature
of many of them is still undetermined. Such are santonin
(CisHigOj), aloia (CijH^O-), quasiin (CioHuOj). It is impossible
at present to say anything as to the possible mode of their origin
or as to their physiological significance in the plant.
(5.) Ccrlain Fatly Bodies. — The ordinary fats (glyceridos) are to
be regarded as plastic products, and they will be subsequently
treated of uudcr that head. But there are certain fatty bodies of
which this statement cannot be made ; these are cliolesteriu,
lecithin, and wax. It is not known how these substances are
formed, but probably they, like the ordinary fats, are dfcrived from
protoplasm. This view is especially probable w-ith regard to lecithin,
which is a nitrogenous and phosphorized fat. Wax occurs especi-
ally in the external cell-walls or on the surface of those parts of
plants which have a cuticularizcd epidermis; the "bloom" on
fruits, for example, is a layer of wax.
(6.) Alkaloids. — Tho alkaloids are regarded as waste-products,
because, as the observations of Knop and WolIT show, th» demand
for combined nitrogen cannot bo met by supplying tho plant witli
it in the form of alkaloids, though the plant can avail itself of
such organic nitrogenous substances as urea, uric aci<l, leucin,
tyrosin, or glycocoU. The alkaloids are compound ammonias which
are not volatile at ordinary temperatures. With regard to their
mode of origin in the plant, there can be little doubt that they are
derived more or less directly from protoplasm, or at least from
proteid, as are urea and uric acid in the animal body. But,
although these nitrogenous waste -products are formed in tho
destructive metabolism of plants, their formation is not accom-
0 L O G Y
53
panied by a loss of nitrogen, for they ai-e not excreted, as is tho
case in animals, but are deposited in the cells.
2. Excretion. — Of the waste -products, some, such as
oxygen, water, and carbon dioxide, are excreted in the
gaseous form — the o.xj-gen and the carbon dioxide through
the superficial cell-walls of the plant, the -watery vapour
through the stomata. Some of the carbon dioxide may
combine with earthy bases to form carbonates, which are
either retained in the plant or excreted in solution. The
resins and ethereal oils, as -well as wax, are frequently
excreted. The mechani.sm of excretion is w-idely different
in different cases. The resins and ethereal oils are usually
excreted by means of special glandular organs. The gland
may be a hair on the surface, and it is then commonly the
terminal cell at the free end which is secretory ; or it may
be a group of epidermal cells between -n-hich large inter-
cellular spaces are formed, which serve as receptacles for
the excreted substance; or it may be formed by the absorp-
tion of the adjoining walls of a group of cells belonging
partly to the epidermis and partly to the underlying
ground-tissue, a cavity being thus constructed, which con-
tains the excreted substance ; or again, longitudinal strands
of cells may become separated so as to enclose an elongated
intercellular space into which they excrete (resin-ducts).
In many cases the substance to be excreted may be detected
in the glandular cells ; not unfrequently, however, and
always in the case of wax, no trace of it can be discovered
in the cells themselves ; it is first to be found in the cell-
walls between the cuticular and the deeper layers. The
actual excretion is usually effected, in the case of super-
ficial glands, by the rupture of the cuticle which is con-
tinuous over the gland, and by the consequent escape of
the contents ; in some cases the gland remains closed, and
any volatile substances (ethereal oil) which may be present
escape by evaporation.
The excretion of the earthy carbonates in solution is
most commonly effected by means of a -^s-ell-developed
gland. Such a gland consists of a group of modified
parenchymatous cells in connexion with the terminatioi
of a fibro -vascular bundle; and one or two openings,
termed "water-pores," and somewhat resembling stomata,
are present in the epidermis immediately over it. Under
the action of the root-pressure the gland excretes water
which holds the carbonates in solution. Glands of this
kind are present in the leaves of various Saxifragaceous
and Crassulaceous plants. In other cases these salts appear
to be excreted by ordinary epidermal cells. In certain
Ferns (various species of Polypodium and Aspidivm), for
instance, scales of calcium carbonate are found on dei)res-
sions in the surface of the leaves which are situated imme-
diately over the terminations of the fibro-vascular bundles.
It not unfrequently happens that plants excrete sub- N«t»rj
stances other than waste-products, but this has the effect ""'^
of securing indirect advantages. In tho great majority of '""'■
flowers there are glandular organs -which excrete a watery
fluid holding principally sugar in solution ; these organs are
termed "nectarics,"and the excretion "nectar." The nectary
has essentially the same structure a.s the water-gland de-
scribed above, tho only important difference being that,
whereas tho gland is sunk in the tissue and is covered by the
epidermis, tho nectary has a large free surface, so that the
nectar is at once poured out on to tho exterior. But there
is an important functional difference between them, namely,
that, whereas excretion by tho gland can only«takc pince
under the influence of tho root -pressure, excretion by tho
nectary is independent of tho root -pressure, for it will
continue when the flower has been removed from the plant.
Another instance of an excretion of this kind is afforded
by the carnivorous plants. The glands of their leaves
excrete a watery liquid which holds in solution a peptic
54
PHYSIOLOGY
[VEGETABLK.
ferment and one or more organic acids. Tlie use of the
nectar is to attract insects, and thus to ensure cross-
fertilization. The use of the excretions of the carnivorous
])lant3 is to dissolve the organic matter (usually insects)
which has been deposited on the leaves, so as to bring
it into a form in which it can be absorbed.
Many of the waste-products are not excreted, but remain
in the plant. Thus the terpenes are indeed excreted by
the cells which line the resin-ducts, but these ducts have
no aperture on the surface of the plant. Similarly the
caoutchouc and gutta-percha which are contained in the
laticiferous tissue of certain plants have no means of egress.
This is also true of the tannic acid, of the calcium carbonate
(usually) and oxalate, of the alkaloids, and of silica. These
substances are usually deposited in the cells. Calcium
carbonate and oxalate are deposited in the form of crystals
either in the cell-\vall or in the cell-cavity, and silica in
the cell-wall. In some cases calcium carbonate is deposited
on cellulose processes which extend into the cell from its
wall, the whole body being termed a " cystolith."
3. Plastic Products. — The principal non- nitrogenous
plastic products are the carbohydrates and the fats (gly-
cerides) ; to these, as suggested above, some of the organic
acids are perhaps to be added.
Of the carbohydrates the substance which most demands
attention is starch. Starch makes its appearance in the
form of minute granules in chlorophyll-corpuscles in which
constructive metabolism is being actively carried on. It
was thought that it was the immediate product of the
decomposition and recombination of carbon dioxide and
of water in the corpuscle under the influence of light, the
process being represented by some such equation as the
following—
6CO3 + 5HjO = CeHjjOs -f 60j.
Increased knowledge of the conditions under which
starch makes its appearance in plants has, however, made
it evident that this is not the case. Starch may be regarded
as the first visible product of the constructive metabolism
going on in a chlorophyll-corpuscle, but it is not the first
non-nitrogenous substance formed. That, as has been
pointed out, is probably a body allied to formic aldehyde.
The starch is formed as one of the products of the decom-
position of the protoplasm of the corpuscle. That this is
so is made evident when the formation of starch in parts
of plants which are not green and which are not exposed
to light is considered. In the cells of these parts there
are certain small colourless protoplasmic bodies which are
termed "starch-forming corpuscles" or "leukoplasts,"and it
is by these that the starch-granules are formed. It appears
that the starch-granule is formed in the first instance by
the decomposition of a portion of the protoplasm of the
corpuscle, successive layers of starch being deposited upon
the primitive granule by the decomposition of successive
layers of protoplasm. It is in this way that the stratified
structure of these starch-granules is produced. There is
no reason for assuming that the process of starch-formation
in chlorophyll-cotpuscles is essentially diljferent from that
in leukoplasts ; on the contrary, in view of the close re-
lationship of these bodies, the one being convertible into
the other, there is every reason for believing it to be the
same. There is, however, this functional difference between
chlorophyll-corpuscle and leukoplast, that in the former
the synthetic processes, i.e., the construction of protoplasm,
begin with such simple substances as carbon dioxide,
water, a^d mineral salts, whereas in the latter they begin
(see below) with tolerably complex substances, such, for
example, as glucose and asparagin. Starch, then, is the
immediate product, not of constructive, but of destructive
metabolism.
Various kinds of sugar, notably glucose and cane-sugar.
are also commonly to be found in plants. Glucose may
be regarded as having been derived by the action of an
unorganized ferment from one or other of the other carbo-
hydrates, except in certain plants, the Onion for example,
in which it appears to be formed in the chlorophyll-cor-
puscles in the first instance. Nothing is known at present
as to the mode of origin of cane-sugar, which exists in
such large quantities in certain plants, as the Beet and the
Sugar-cane.
With regard to the fats, it is commonly assumed that
they are formed directly from the carbohydrates, because
in oily seeds, for example, as the starch which they contain
when young diminishes in quantity it is replaced by fats.
There is, however, sufficient evidence to prove that tha
fats are the products of the decomposition of protoplasm.
The disappearance of the starch in ripening oily seeds is
due to its being used up in the construction of protoplasm,
as the protoplasm undergoes decomposition in connexion
with the formation of fat.
The nitrogenous plastic products are proteids and Prot«l
amides. There can be little doubt that the proteids may
be derived from protoplasm. If the molecule of living
protoplasm be regarded as an extremely complex one,
there is no difficulty in inferring that proteid may be
one of the products of the decomposition of the proto-
plasm-molecule. The amides may also be products of the Amid
decomposition of protoplasm, or they may be formed from
proteids by the fermentative action of living protoplasm J
or by the action of some as yet undiscovered unorganized '
ferment, as pointed out above.
It has been stated that the plastic products are so called
because they are substances which can be used in the con-
structive metabolism of plants. But it must not be inferred
that they are so used immediately. The very fact that it
is possible to detect their presence in considerable quantity
is a proof that this is not the case. They are largely stored
up either for the use of the plant itself at some future
time, or for the benefit of the progeny of the plant. In
a perennial plant, for example, plastic products are stored
in the persistent parts for the use of the plant when it
recommences its active growth ; they are also stored up in
seeds and spores to be used by the young plant during the
early stages of germination. Plastic products thus stored
lip are termed "reserve materials," and the organs in which
they are deposited are termed "depositories for reserve
materials." The non-nitrogenous reserve materials are Nou
stored up in the form of carbohydrates or of fats. The ""i'™-
starch which is formed in the green parts of the plant ^""^
(which is, be it observed, a temporary reserve material) ^^t».
is converted into a soluble substance, probably glucose, rials,
and is conveyed in solution to the depository ; and from
it, directly or indirectly, the non -nitrogenous reserve
materials are formed. The reserve carbohydrates are
stored up either in the insoluble or the soluble form. In
the former case they are deposited as starch-granules, or as
cellulose (as in the endosperm of the Date) in thick cell-
walls ; in the latter they exist as various forms of sugar
in solution in the cell-sap. The starch-granules are fornicJ
in these depositories by the leukoplasts. From the soluble
non-nitrogenous substance, probably glucose, together with
nitrogenous substances conveyed to the cells, the leuko-
plasts construct protoplasm ; and it is as the result of the
decomposition of this protoplasm in a certain way that
starch is formed. This is true also of the reserve cellu-
lose. From the plastic materials, both nitrogenous and
non -nitrogenous, which are supplied to the cells proto-
plasm is constructed, and the external layers of proto-
plasm undergo decomposition in such a way that cellulose
is formed and deposited in successive layers upon the
internal surface of the cell -wall. The various kinds of
/tGETABLE.]
PHYSIOLOGY
5G
sugar (cane-sugar in the Beet root, glucose in the Onion,
inulin in the Dahlia root, mannite in the unripe fruits of
the Olive and in some Agarics, trehalose in many Agarics)
are probably formed more or less directly from the glucose
conveyed from other parts to the depository in each case.
The fats occur as reserve materials characteristically in
seeds and sometimes in fruits; they are not stored up in any
considerable quantity in any other kind of depository. They
too are formed by the decomposition of protoplasm which
has been constructed from plastic materials, nitrogenous and
.non-nitrogenous, which have been conveyed to the cells.
The nitrogenous reserve materials are stored either in
aolutiou or as solid granules. In the formei' case they
are amides, such as asparagin and glutamin, leucin and
tyrosin, and are held in solution in the cell-sap ; they are
present characteristically in roots and tubers, but they have
also been found, though' in small quantity, in seeds. In
the latter .case these materials are stored in the form of
proteids, chiefly globulins and peptones, and the granules
in which they are deposited are termed "aleurone grains."
The aleurone grain may consist simply of an amorphous
mass of proteid, or a portion of the proteid may have
crystallized out so as to form a crystalloid ; in most cases
the grain contains a small mass of mineral matter which
consists, according to Pfeffer, of double phosphate of lime
and magnesia. Aleurone grains occur characteristically in
seeds, and they are especially well developed in oily seeds.
When once deposited, the reserve materials suffer no
ue of further change, or at most the proteids may slowly undergo
■^f some alteration (globulin being convorted into albuminate),
^™ so long as the organ in which they are deposited remains
^1,. in an inactive condition. But when the external conditions
■become favourable the quiescent organ resumes its active
ilife — in a word, it germinates — and the reserve materials
• which it contains then undergo chemical changes of such a
nature as to convert them into substances which can readily
travel to the seat of growth and can be used as plastic
material by the growing cells. lu a germinating seed, for
instance, as the embryo grows the reserve materials of the
seed diminish in quantity ; they are evidently conveyed to
the seedling, and are used by it in the construction of new
protoplasm. Beginning with the non-nitrogenous reserve
materials, the starch in starchy seeds and the cellulose in
such seeds as the Date are converted into sugar ; this is
proved by 'the detection of sugar as well in the seed as
in the seedling, and by the detection in the seed of an
unorganized ferment which possesses the property of con-
certing starch into sugar. In oily seeds the fats are
replaced by starch, formed through the intermediation of
■protoplasm, and the starch so formed is converted into
sugar. With regard to the reserve proteids, thoy arc
<;onvorted into amides, for it has been ascertained that,
fts they diminish in quantity, thn ftaudw^ &nd notably
asparagin, increase.
The effect of tlje s^bsorption of these plastic substances
by the embryo is that the cell-sap of its cells becomes
.charged with them, for the supply is more rapid than the
consumption in the formation of protoplasm. U the seed-
ling is growing under favourable conditions these sub-
stances gradually diminish in quantity. Some light has
been thrown upon the nature of these conditions by the
•researches of Pfeffer.'' He found that Lupin seedlings
grown in the dark contained a very large quantity of
fwparagin'so long as they continued to live, but that if they
were exposed to light the asparagin gi'adually diminished.
But .he ascertaintid further that mere exposure to light is
not the cause of this, since the asparagin did not diminish
in seedlings exposed to light in an atmosphere which con-
fined no carbon dioxide. The disappearance of the
•isparagin depended, therefore, upon conditions which were
essential to i-ne formation of non-r.itrogenous organic sub-
stance by the seedlings. Now the Lupin seed is one
which is particularly rich in nitrogenous reserve matericls,
the quantity of non-nitrogenous reserve materials being
relatively small. The accumulation of the asparagin in
the seedlings grown in the dark is then to be ascilbed to
the absence of an adequate supply of non- nitrogenous
substance with which it could combine to form proteid.
When the seedlings were exposed to light this supply was
forthcomirig, and then the asoaragin disappeared
Supply of Encr^j.
It is eviJcnt that the various cliemical processes whjch.piaka np
the metabolism of plants involve an expenditure of energy ; Ijence
the maintenance of the life of the piant is dependent upoji a supply
of eneigy.
In the case of animals the food affords the principal supply of
energy. It consists for the most part of complex organic substances
which represent a considerable amount of potential energy, aotl
when these substances are decomposed in the body the potential
eneigy appears in the kinetic form. This holds good also with
reference to plants which are destitute of chloropJiyll, for thcii
food necessarily includes, like that of animals, complex organic
substances. But with plants which possess chlorophyll the case
is entirely different. Their food consists of inorganic substances
which do not represent any considerable amount of potential energy ;
from these simple substances green plants build up complex organic
substances which do represent a considerable amount of potential
energy ; it is evident, therefore, that green plants must be largely
supplied from without with kinetic energy in some form or other.
It has been already mentioned that the metabolic processes of plants
are materially affected by external conditions, especially by tlie pre
sence or absence of light, and by variations in the temperature
of the surrounding medium. A somewhat elevated temperature is
essential to the active life of all plants, but light is essential only to
the life of those which contain chlorophyll. This naturally suggests
that tlio energy requisite for the maintenance of the life of plants
is obtained by them in the form either of light or of heat
Lujhl.— In discussing the constructive metabolism of green plants Light a
it was pointed out that such can only assimilate their food— that source V
is, can only construct protoplasm from it — when exposed to light, plant--
whereas plants which do not possess chlorophyll can assimuate enargy
their food in the absence of light. It is true that a green seedling
can live for a time in continuous darkness and increase in light,'
but it does so, not by assimilating its food, but at the expense of
the organic reserve materials which may be present in it. The
fact of the dependence of green. plants upon exposure to light sug-
ge''.T that the energy necessary for the processes of their constructive
nibtabolisra is obtained in.the form of light, and tnal their cliloro-
phyll enables them to avail themselves of this form of kinetic
energy. The function of chlorophyll has been made clear by the
researches of Timiria.seff and of Engclmaun. They have shown that
tho evolution of oxygen by a plant containing chlorophyll, which
is the expression of the first stages of constructive metabolism, is
most active when tho plant is exposed to those rays of the solai
spectrum which correspond to the absorption-bands of the chloro-
pnyll • spectrum ; tho more conspicuous the absorption-band, the
greater is the dcgrco of activity, so that the evolution of oxygon is
most considerable in the rays botv;een the lines B and C of the
solar spectrum, at the junction of tho red and tho orange, which
correspond to the absorption-band I in the chlorophyll-spectrum.
It is, th'jn, in consequence of this absorption by the chlorophyll
that tho kinetic energy of the solar rays is made available for the
work of constructive metabolism in the plant. The whole of the
kinetic energy absorbed by tho chlorophyll is not converted into
potential energy; still tho chloi-oj)liyll-eorpi;- ' - • ■ ; -^ to bo a
very perfect machino in this respect, for, acr. liiviftsclTs
calculations, it converts into tho potential k-.: ,i .is 10 pcT
cent, of the absorbed energy. JnasUJUcb as light oxgiciscs so great
an influence upon the constructive metabolism of gi^on pUnta, it
may be inferred that it must indirectly pft'vct the nbawpUon ol_
food-inateriftls by tho roots, liudoljih Weber has, in fact, ascer^
taincd that the greatest absorption of tho essential ush-couBtituonls
takes place when tho plant is kept expuwd to those rays of light
which arc most elTicacious in promoting Us constructive metabolism
The effect of light upon the destructive metabolism of plants
appears to bo unimiKjrtant. This subject has beeji investigated bj
nioaus of observations upon tho respiration of plants ; ana such ■
method is calculated to niTord tho necessary information, inasmuch
as the activity of respiration may bo taken as a measure of the
activity of destructive metabolism.
It has been generally st-ited tJiat chlorophyll is not formed in
the aliscnce of light. There arc, nevertheless, certain coses in v.'hich
its formation in complete darkness bos be'\D observed, provide'j
PHYSIOLOGY
56
that the temperature has been sufficiently high, namely in the
cotyledons of some Conifers and in the leaves of Ferns The
colouring matter etiolin is formed in the corpusc es in darkness
but the conversion of this into chlorophyl can only take Place a
rrule, under the influence of light, fhe fo^-'l"" 'f^'>^° °P^',> !
will take place in light of very low intensity, but, as Wiesner s
^erim'nts show, there is a lower limit of intensity below which
uXt is inactive. With regard to the relative efficacy of the diffe -
ent rays of the spectrun, in promoting the formation of chlorophyll,
it an^ara from Wiesners. researches that all the rays between
Fraun^o^r-s iSes B and H promote it in different degrees, and
farther, n confirmation of older observations, that seedlings turn
grZn iore rapidly in the yellow than m any other part of the
fnectrum. This last statement is true only for light of moderate
Euy "hen the light is very intense the ormation of chlorophyll
t^kes place more rapidly in blue than in yellow light The reason
rf this'^ s thaTin intLse^ight chlorophyll undergoes decomposition
or at least chemical alteration of tlie nature of oxidation, which
Kocs on most actively in yellow light. vi « )-i,o ^,^1^
IIeat.-?\s,nts behave in relation to temperature like the cold-
blooded animals. When they are maintained at a low temperatute
they cease to exhibit any signs of Ufe. The meaning of this is that
at a^ow temperature the activity of the metabolic P^cesses is so
reduced that they appear to be altogether arrested. But the im-
portance of a moderately high temperature for the ^maintenance of
the active life of the plant is not, as might be supposed that it
affords a continuous supply of energy to be converted into work ,
it is rather that it determines the initiation of chemical processes
which are carried on by means of energy obtained from other
sources. Hence the supply of energy m the form of heat is rela-
tively small as compared, on the one hand, with the supply ol
potential energy afforded by their food to the p ants which do not
Assess chlorophyll, and, on the other hand with the supply ob-
Uined in the f^rm of li^ht by plants which do possess chlorophjil
It is not possible within the limita of this article to enterJuUy
[VEGETABLT
into the refations existing between plant- life and temperature
The following statements will at least indicate their general nature.
In the first place, the tolerance of extreme temperatures is different
for different plants, as determined in the case of any pa>-ticular
organ, such as the seeds for instance. Secondly, for each of the
processes which can be studied _ separately, ^"ch as germination
CTOwth, respiration, the formation of chlorophyll, the action ol
finorganized fermenta, the evolution of oxygen by green plants in
Ut^ht &c., there are three cardinal points of temperature to be
nSted-the viinimmn or zero point, at which the performance ot
the process is just possible ; the optimum point, at which it is
carried on with the greatest activity ; the maximum point at which
it is arrested. But these different phenomena do not all stand in
precisely the same relation to temperature,--that is, the cardina
^ints for the exhibition of any two or more of these phenomena by
one and the same plant do not necessarily coincide. Thirdly, the
larger the proportion of water in an organ, the more Uable it is to
be injured by exposure to extreme temperatures.
Expenditure of Energy.
We have now to ascertain what becomes of energy supplied to
the plant. The matter may be briefly stated thus : a portion of it
IS stored up in the plant in the form of potential energy ; the re-
mainder is lost to tfie plant, being either spent in the performance
of mechanical work in connexion with growth or movement, or
given off, most generally in the form of heat, occasionaUy in the
form of li»ht, anS possibly in the form of electricity. The stonng-
up of ene?gy iu the potential form may be termed thej' accumula-
tion of energy," the loss as the " dissipation of energy. .
1. AccvJulation of Energy.-lhe accumulation of energy is the
necessary accompaniment of constructive metabolism ; the forma-
tion of more and mora complex orgsnic substances involves the
conversion of kinetic into potential energy. By taking into con-
sideration the amount of organic substance formed by a plant Irom
its first development to its death, it is nossible to arrive at some
idea of the Rraount of kinetic energy wtich the plant has stored
up in the potential form. For tho heat which is given out by
burning the organic substance is but the conversion mto kinet c
energy of the potential energy stored up in the substance ; it is but
the feappearance of the kinetic energy which was used u: ^-.oduc-
ing the substance. The heat, for instance, wnich is given out by
burning wood or coal represents the kinetic energy derived prin-
cipally from the sun's rays, by which were effected the proce^es
of^^constructive metabolism of which the wood or the coal was the
product. The amount of energy thus stored up by plants in the
^tential form is very large, because they produce relate ely large
quantities of organic substance. „,„„„„
2. Dissipation of Energy.-The expenditure of energy in con-
nexion with growth and movement, and with the evolution of
heat, light, and electricity, is dependent upon destructive meta-
bolism, for the conditions which are essential to destructive meta-
boUsm are also those which are essentii^' to the exhibition of these
phenomena. Taking growth, for cxample-that is conrmiious
chance of form accompanied usually by increase in bulk-it appears
that in an aerobiotic plant it is dependent upon the following ex-
ternal conditions, namely, a supply of free oxygen and an adequate
temperature, conditions which are precisely those upon which the
destructive metabolic processes of such a plant also depend. Ibis
is true in such plants of the other above.uientioned phenomena also.
Anaerobiotic plants can grow when the conditions are such that
they can induce active fermentation,— that is, when their desti-uc-
tive metabolism is active. After what has been said in the section on
the " Nervous System " above (p. 38 sq.) about animal movement it
is hardly necessary to prove that the movements of plants, whicii
are of essentially the same nature as those of animals, depend upon,
destructive metabolism and involve a dissipation of energy.
An evolution of energy in the form of heat is the mseparabler
result of destructive metabolism. With regard to planta it may
be stated generally that the evolution of heat is not sufficiently
active to raise the temperature of the plant-body above that of the
surrounding medium, it being remembered that plants are coiistantly
losing heat, principally by radiation and in connexion with tran-
spiration. In organs, however, in which destructive metabolism,
is very active it is easy to detect a rise of temperature, especially
when a large number of them are collected together. A good instance
of this is afforded by germinating seeds; for example, a rise ot
temperature is a familiar fact in the process of the malting of Barley.
It can also be readily observed in the case of opening flowers ii«
dense inflorescences ; Warming observed, for example, that, at the
time of the opening of the flowere, the inflorescence of an Aroid
(PhilocUndrm, bipinnatifdum) attained a temperature of 18 -5 U
above that of the air. . . . l v
The evolution of light by plants is a phenomenon which has been
known from the times of Aristotle and of Pliny, and is commonly
spoken of as "phosphorescence." All the well-authenticated in-
stances of luminosity are confined to the Fungi, to various Agarics,
and to Schizomvcetes {Sacteria). The so-called " phosphorescence
of decaying wood is due to the presence of the mycelium of Agarmts
melleJ{Bhizomorp}m), and that of putrefying meat and vegetables
to micrococci. See Phosphokescence. The evolution of light is
essentially dependent upon the life of the organism, and further,,
it is dependent upon the destructive metabolism ; for it ceases when
the organism is killed (as by dipping it into hot water) or deprived
of its supply of free oxygen, which la essential to the metabolic
^"^lu vTew of the changes, both chemical and physical, which are
going on with greater or less activity in the vanous parte of a liv-
ing plant it has not been unnaturally inferred that the electrica
equilibrium is being constantly disturbed, and that differences oS
electrical potential energy may exist in differetit Parts. Many
experimenters have investigated this subject and such differences
have been apparently observed. 1 1 is impossible to enter here into
a detailed consideration of the resulta obtained ; it may suffice to
state that in the majority of cases the electrical ourrenta detecte<t
do not indicate a dissipation of the energy of the plant, but are due
to physical causes, and in some cases even to the effect upon tlie
or^nism of the apparatus employed for the purpose of detecting
them. It has been cleariy made out in certain instances that the
currents persist in organs which have been suddenly killed in such,
a way as not to destroy their gross organization.
There is, however, one instance m which an electncal current
has been detected which seems to be connected "ith the destructi%^
metabolism of the plant. Burdon-Sanderson and Munk have boh
observed that, when the two electrodes are p aced upon a mobile
U^loiDionmi musciputa (Venus's Fly-trap) when at rest, a certam
electrical current is indicated by the galvanometer. When the 1 af
is stimulated, whether the stimulation be or be not followed by »
movement, the direction of the observed cunent is suddenly re-
versed. This change in the direction of the current-or ' negatne
variation," as it is termed-is, according to Burdon-Sanderson, the
■• visible sign of an unknown molecular process," which he consider,
to be "an Explosive molecular change," of the same nature as the
negative variation which foUows upon the stimulation of the muscles.
and nerves of animals. , . , .^ , n r . *v«-
In concluding this part of the subject it may be well, for the
sake of clearness, to draw up an account of the income and expendi-
*"ln'the ^cise of a plant possessing chlorophyll the income of matter
consists of the fooi (salts, water, carbon dioxide, free oxygen) and
the income of energy of kinetic energy in the form of hght and
heat the former being the more important of the two Items, ine
ereat buIkTthe fooS absorbed is converted into organic matter,
f^d is fbr the most part retained by the plant in the form of organ-
Led "t!?>ctures, of reserve materials, and "f -aste-prod«c s wh.A
are not excreted ; but a certain proportion of it is lost in the lorm.
of the carbon dioxide and water exhaled in respiration of oxyge^
exhaled by green parte in sunlight, and of excreted organic or
norganic mafter. ^Besides these items of loss there are ye to her^
All plants lose a certain amount of matter in connexion with repro-
rEOETABLKTp
PHYSIOLOGY
57
duction, for all plants tliiovv olT in the course of their lives certain
'lortions of their'stiucture in tlie form of seeds, spores, anthcrozoiUs,
xc. Again, plants which pcraist for more tlian one period of gi-owth
ose matter by tlie falling oil' of certain of their organs and of por-
•ions of (heir structure,— for example, by the falling of the leaves
11 autumn, and by the shedding of bark, fruits, kc. With reference
to the expenditure of energy, a large proportion of the income of
energy remains stored up in the potential form in the organic matter
wliicii the plant accumulates. A dissipation of energy as heat and
•n connexion with growth is common to all plants : in some there
is dissipation of energy in the form of motion, in some m the form
of light, in some, probably, in the form of electricity. A loss of
energy — potential energy — occurs also when the plant loses organic
matter in any of the ways mentioned above. These various items
may be tabulated under the two heads of •' income " and " expendi-
ture." The water lost in transpiration is not considered, for it
simi'Iy tmverses the pl.aiit ; only that ainouut of water is considered
which may be assumed to enter into the processes of constructive
metabolism or to be produced in the processes of destructive
metabolism.
Flcnt possessing Chlorophyll
Income.
Halter. Food—
Inorganic salts.
Carbon dioxide.
TVater
Free oxjgen
Koergy.
Rays of light absorbed by chloro
Heat.
Expenditure.
Hatter.
Organic substance formed.
Carbon dioxide ) evolved in respir-
Water ) at ion.
Free oxygen, evolved in light.
Excreted substances, organic or
inorganic.
Reproduction (spores, seeds, &c.).
Otlier losses (leaves, fi-uits, barl(,
&c).
Eixtrgy.
Constructive metabolism.
Growth. Movement(insnmecases5?
Heat. Light. Electricity (in some
cases).
Potential energy (when organic
matter is excreted or thrown oil).
Bttion'-.e in favour of Plant.
Matter. — Organic substance (including
tissues, reserve materials, and unex-
crcted waste-products).
Energy. — Potential energy, represented
by tlie accumulated organic sub-
stance.
Plant italltvtt of Chlorophyll.
Expenditure.
Same as above, except that no free
oxygen is given olf.
Salana in favour of Plant.
Same Items as abora ^
Income.
iSatter. Food-
Inorganic salta
Organic substances.
Water
Free oxygen (in most cases).
Energy.
Potential energy of organic food.
Heat.
^fovcnutlt of Plants.
It has been pointed out above that movement, including in the
conception the slow movement of growth, is an item in the ex-
penditure of energy by the plant The phenomena connected with
movement are of such physiological importance that it ■will be well
to consider them rather fully.
In dealing with this large subject attention will be directed for
the present simply to the external phenomena, leaying the internal
causes and raechanisms till subsequently, and those presented by
growing organs mil be taken first.
1. Orowlh. — In commencing tlie study of growth it ia important
to have a perfectly clear idea of what Ine word means. It means
the continual change in form of the body of the plant, or of any
organ of it, the change being frequently accompanied by increase
in tmlk, though this is not necessarily the case. For tho purposes
of this article it will be convenient to use "growth " as meaning,
unless expressly stated otherwise, growth in length, that is, tho
eh'iigation of tho organ along the line joining its base and its apex.
The conditions upon which growth is dependent aro— (1) a supply
of plastic materi.il for tho formation of now protoplasm ; (2) favour-
ab'« external conditions, especially an adequate temperature ; (3) a
sujiply of free oxygon in tno case of acrooiotic plants, or, in tho
ca.'e of anaeiobiolic plants, of fermentable substance ; (4) a supply
of water to maintain the tiirgidity of tho cells. Any variation in
thjse essential conditions will lead to a variation in the rate of
gl»wth. The capacity for growth is limited, as a rule, to a certain
period of tho life of an organ and of its constituent cells ; when this
period is j)ast growth ceases, however favourable tho external con-
citions may continue to bo.
The rate of growth of an organ ia not uniform. At firet tho organ
grows slowly, then more and more rapidly, until a maximum
rapidity is reached, and then tho rate diminishes until growth
ceases alto^ther. This cycle of spontaneous variation in the rate
of growth 13 known as tho "grand period of growth." It can bo
conveniently studied by marking on the growing point of an organ
a series of transverse zones of known length, and observing their
Tfiative elongation in a given time. It will bo found that tho
youngest (nearest the apex) have elongated slightly, that the elon-
gation is gieater the farther each soccessivc tov is from the apex,
until a zone of maximum elongation is reached , '"'e elongation ol
the zoiies lying behind this will be found to be less and less, until
at last zones will be found which have not elongated at all. In
addition to the variations in the rate of growth in length of an
organ which make up its grand period it is found, if its giowth be
watched from hour to hour, or at even shorter intervals, that it
presents irregular variations, which are likewise to be regarded as
spontaneous. Variations in the rate of giowlh may be induced
by variations in the external conditions, esiiecially by variations of
temperature and of illumination. It will be of interest to inquire
briefly into these relations between growth and tempei-ature and
giowth and light.
Inasmuch as the decompositions which determine tiie evolution
of energy in the plant are dependent upon temperature, their
activity being promoted by a rise of temperature within certain
limits, it will be readily understood that growth, which is one ex-
pression of the evolution of energy, should likewise be affected by
variations in temperature. It has been found, in fact, that the
growth of any given plant will only take place within certain limits
of temperature, a lowest or minimum temperature on the one
hand and a highest or maximum temperature on the otlier ; and
further, that between these two points there is one, the optimum
temperature, at which the rate of growth is most rapid. Growth
is more rapid at each degi'ee as the temperature rises from the
minimum to the optimum point ; it is less rapid at each degree as
the temperature continues to rise from the optimum to the maxi-
mum point ; and conversely, growth is more rapid at each degree
as the temperature falls from the maximum to the optimum, and
less rapid at iach degree as thetemperature fuither falls from the
optimum to the minimum. This dependence of giowth en temper-
ature, and this relation between diliereut degrees of temperature
and different rates of gi'ow th, may be conveniently spoken of as
tho "tonic influence" of temperature. The mere variation in
temperature as such does not appear, as a rule, to affect the rate of
growth. Roots exposed to rapid ai d considerable variations of
temperature for some time are found by Pedcrsen to have grown
to about the same extent as similar roots which had been glowing
for the same time at the mean temperature. The only case in
which it appears that variation in temperature produces a distinct
effect is afforded by Pfefier's observations upon the opening and
closing of flowers. He found that a rise of temperature caused the
flowers to open and a fall to close, the opening or closing being an
expression of the accelerated growth in length of the organ as a
whole. This effect of variation of temperature is distiug'-'shed as
the " stimulating'" effect.
In considering the relation of light to gi'owtn we have princi- Grow.
pally to consider its influence as being an essential normal condition a?'*'
of growth, its " tonic " influence, — that is, it is a question whether or ^^ '
not light exercises any influence which can be regarded as "stimu- •
latin"" on the rate of giowth. Speaking generally, it may be
stated that plant-organs, with the exception of ordinary flattened
horizontally expanded leaves and other organs of Similar organiza-
tion, grow at hast as well in darkness as in light,— that exposure
to light is not an essential condition of their growth. M'ith leaves
and leaf-like organs the case is difl'crent. ^Yhen plants are kept for
some time in darkness one of the most striking features is the
smallness of the leaves of the shoots which have been developed
during that time. This is not to ho ascribed to 'an absence of
plastic material, for it is exhibited when plastic material is abun-
dantly present in the tissues ; nor can it be attributed to the fact
that in darkness tho leaves aro not able to carry on the formation
of organic substance, for it is not all leaves which remain small in
darkness, but only those which have the organization described
above. The long tubular leaves of the Onion, for example, con-
tinue to grow in darkness, and so do tho long flattened leaves of
Irises. The arrest of the growth of flattened horizontally ex-
panded leaves in darkness is duo to some peculiar effect, whiclvwe
must regard as of a 'tonic" nature, exercised by light upon the
growing cells. Intenniltent exposure to light for brief periods
suflices to enable the leaves to carry on their giowth in darkness,
and it is not necessary that tho light should be intense. The in-
termittent exposure induces in the leaf a condition, though it can-
not bo precisely stated what, which permits of tho continuance of
growth, — a condition which is termed "phototonus." Assuming
that tho organ is actually growing, wo find that in all cases light
retards tho rate of growth, and this tho more markedly, tho greater
its intensity. Wiesner has, in fact, shown that growth may bo
altogether arrested by exposure of the glowing organ (o intense
light. Tho effect of light in retarding growth has been ascertained
by comparative measurements of similar organs growing, some in
darkness others in light, and is proved negatively by the greater
length usually attained by shoots which have grown in darkness
for a given time as compared with that attained in an equal time
by shoots growing in light. It appears that variations in tho in-
tensity of. light, as such, ofTcct tho rate of erowtli. PfetTcr ha*
58
PHYSIOLOGY
rvEGEXAELk..
found tliat exposure to light faiised certain flovrers to open, and to
darkness to close. Probably this is accompanied, as in the parallel
case of temperature, by an acceleration of tlie mean rate of growth.
The relation of the long axis of a growing organ to the line of
action of gravity appears also to affect its rate of growth. Klfving
has found that the sporangiferous hyplia: of Phycomyccs, which
normally grow vertically upwards, grow somewhat less rapidly
when they ai-e maintained in the inverse position, that their growth
in length is more rapid in opposition to the action of gravity than
in the same direction, and this he thinks is true of all organs which
normally grow vertically upwards. Gravity would appear, there-
fore, to exercise a tonic influence on growth. The substitution for
gravity of a cousideVablo centrifugal force produced no apparent
effect on the rate of growth.
The direction of growth of an organ is determined partly by in-
herent and partly by external causes. Beginning with the inherent
causes, we find that, when the action of external directive influences
upon growing organs is as far as possible eliminated, the axis of
growth— that is, the line joining the apex and the base^s approxi-
mately a straight line. Thus A^ochtiug has shown that, when
growing shoots are caused to grow in darkness and to rotate slowdy
about a horizontal axis by means of an instrument termed a " clino-
Inherent stat," their long axes become straight. This is the expression of
causes, au inherent tendency which he terms " rectipetality." But the
line of growth is not at all times straight ; for instance, the apex
of an organ growing vertically upwards does not travel upwards in
a straight line, but oscillates from side to side of the vertical. This
oscillation is tenned " nutation," and is due to the fact that growth
in length is not uniformly rapid on all sides of the growing organ,
but that during any given period of time one side grows more
rapidly than the others. . This unequal growth, which .we tnay term
"heteranxesis," is apparently spontaneous. The particular path
which the apex of an organ describes in the course of its growth
depends upon the properties of the organ, a point which may now
be conveniently dealt with.
Proper- Some information as to the properties of an organ may be ob-
ties of tained from observation of its anatomical structure. For instance,
growing cylindrical orcans, such as many shoots, are radially symmetrical
organs, in structure, and they are in most cases found to be also physio-
logically radial. Some organs, again, such as the leaves of some
Irises, are bilaterally symmetrical in structure, and they are found
to be physiologically bilateral. Other organs, finally, such . as
flattened expanded leaves, prothallia of Ferns, thalloid shoots of
Liverworts, though, like the bilateral organs, they present two
opposed surfaces, are not bilaterally symmetrical in structure, inas-
much as the tissues in relation with the two surfaces are differently
constituted. Such organs are dorsiventral both anatomically and
physiologically. The properties of an organ are not, however,
always to be inferred from structure. In some cases radial sym-
metry of structure is accompanied by dorsiventral properties. This
is the case, as Sachs has shown, with the shoots of Tropseolum maju's
under certain circumstances.
The fiuestion now naturally arises. How are the peculiar pro-
perties induced? In some cases they can only be accounted for by
regarding them as inherent ; this is true of radial organs, of bi-
lateral organs, and to a certain extent of dorsiventral organs. The
lateral branches of-dicotyledonous trees have, in many cases, been
found to possess inherent dorsiventral properties. In other cases,
Ixjwever, dorsiventrality is induced. It has been found by Frank
-and his observation Tias been corroborated by De Vries — that the
<lorsiveutrality of the lateral shoots of Conifers is induced by their
relation to gravity. When maintained in a horizontal position
during their growth the side which is uppermost becomes thedorsal
surface, the other the ventral surface. Again, Sachs has shown that
the young shoot of Tropeeolum is radial,, but that if it be exposed
to strong unilateral illumination it exhibits dorsiventral propertied^
the more strongly illuminated side becoming the dorsal surface,
and further, that the plane of dorsiventrality may be altered by
causing the light to fall on a fresh side of the shoot. A similar
case of the induction of do;-siventrality is ofi'ered by the thalloid
shoot of ilarchantia. Tracing the development of the shoot from
a gemma, we find the gemma to be bilaterally symmetrical in
structure and in physiological properties. It falls to the earth
with one surface undermost, -which becomes the ventral surface,
whilst the upper surface becomes the dorsal; That the dorsiven-
tr.ality is in this case induced by light is proved by the fact that,
if an expei'iment be so arranged that the light falls on the under
surface of the gemma, this becomes the dorsal surface, whilst the
upper surface becomes the ventral.
The further question now arises, How can the nature of the pro-
perties of an organ be determined, if, as has been shown, it cannot
always be determined by an examination of the structure ? The
answer is, that it can be determined by observing the mode of
growth of tlie organ, and especially its response to the action of ex-
ternal directive influences. Thus, the spontaneous heteranxesis of
a radial organ is such that each side in turn is the one which is
growing with the greatest rapidity, so that, seen from above, the
apex will appear to describe a somewhat circular orbit, and its
path upwanU will be spiral. This kind of nutation is termed
" revolvin'' nutation," or " circumnutatiou " (Darwin). Similarly,
in bilateral organs each of the two sides grows alternately the more
rapidly, so that, seen from above, the apex appears to oscillate from
side to side of the vertical, and its path will be a zigzag line. Also
in dorsiventral, as in bilateral, organs each of the two sides gr'ows
alternately the more rapidly, but the period of alternation is much
longer, and may occur only once during the whole period of growth.
For instance, the young leaves of Ferns are rolled up upon their
internal (dorsal) surfaces ; they present what is known as " circinate
vernation." . This is due to the fact that at first the lower (ventral)
surface of the leaf grows more rapidly than the upper (dorsal) ; it
is only towards the end of the period of growth that the upper
surface gi'ows the more rapidly, and then the leaf expands. Special
terms have been applied to these phases of growth ; when the upper,
surface of the organ is growing the more rapidly the growth is
said to be "Spinastic," when the lower "hyponastic."
The spontaneous variations in the direction of growth of an orcan £<ter
thus aff'ord some indication of the nature of its organization, tut direct!
this is more clearly shown by its response to the action of external influ-
directive influences. These will now be taken in order. ences.
Rndianl Encrrjy. — It will be convenient to consider separately
the phenomeua exliibited by organs of different physiological
properties.
Beginning, then, with radial shoot-organs, it is usually found that Helio-
when light falls upon one side of such an organ the organ curves tropisi
so as to direct its apex towards the source of light,— in other words, in radi
that it tends to place its long axis parallel to the direction of the organs
incident rays. . The efi"ect of the unilateral illumination is to cause
heteranxesis of the organ such that the side upon which tho light
directly falls is the one which grows the most slowly, and therefore
becomes coucave. Inasmuch as all curvatures induced by light arc
included under the term " heliotropism,", organs which e-xhibit the
kind of curvature above desciibe^l may be said to be " positively
heliotropic." As examples of positively heliotropic radial oi'gans
may be mentioned radial stems, the multicellular stipes of ^me
Fungi (Copriniis, Claviccps), the. sporangiferous hypha; of unicellular
Fungi {Mucor, PiJobolus), radial leaves, such as those of tho Onion,
and, as exceptional cases, some roots (Onion. Ranunctiliis a^/juUilis).
In other cases the efi"ect of unilateral irumi-ation is the re/erse
of the above : the organ curves so as to du-c^ t its apex away from
the source of light, though it still tends to place its lon^ axis
parallel to the direction of the incident rays. Organs curving in
this manner are said to be "negatively heliotropic " This condi-
tion has been frequently observed in roots, and among shoots it is
characteristic of the hypocotyl of the llistletie. JIany ca-^'cs of
negative heliotropism in shoots have been men'ioned, particularly
the tendrils of Kitis and Ampelojisis, in which its exis.tence was
first detected by Knight ; but the apparent negative heliotropism
in these cases is probably the expression of something altogether
diff'erent, as will be subsequently pointed out. There appear to be
some well-authenticated cases of a reversal of heliotropic properties
in the course of development of certain organs. Hofmeister states
that the floral peduncles of Linaria Cymlalaria are positively
heliotropic, but that when the ftuit has replaced the nower the
peduncle is negatively heliotropic ; and AViesner states that the
peduncle of Hdianlhcmuin vulgare is negatively heliotropic after
iertilization has taken place. The nature of the heliotropic pro-
perties appears thus to vary with the biological conditions of the
organs.
When qrgans are exposed throughout the whole period of their
growth to nnilatefal illulnination they usually take up a certain
position which is termed the "fixed-light position," such that
they curve towards the direction of incidence of the brightest
light. In some cases this is not so. This may be explained by
an absence of heliotropic sensitiveness, but in some cases it is
due to the fact that the organs follow the daily course of the sun.
AViesner mentions Sonchus arvcnsis as a striking example of the
latter condition. The activity of the curvature stands in a direct
relation to the intensity of the incident light. The same botanist
has found that for the organs of each plant there is an optimum
intensit}' of light which produces the maximum of heliotropic.effect,
and that any increase or diminution of this intensity is followed by
a diminished heliotropic effect.
. AA'itli regard to the relative heliotropic effect of ra3's of difl"erent
wave-length, it has long been known that the rays of high refrangi-
bility are much more powerful than those, of low refrangibility.
AViesner finds the distribution of heliotropic effect in the spectrum
to be more exactly this : the greatest curvature is produced by the
rays at the j unction of the ultra-violet and violet ; from this point
the heliotropic effect diminishes until, in the yellow, it disappears-
it begins to manifest itself again in tlie orange, and increases untU
it reaches a small secondary maximum in the ultra-red. Helio.
tropic efl'ect is by no means confined to the luminous rays of thf-:
spectrum. AViesner, and more recently AA'ortmann and BarthiS-
lemy, have shown that the dark heat-rays possess it. The curva
VEGETABLE.]
PHYSIOLOGY
tures produced by the dark rays arc sometimes designated by the
term " tliermotro[iism. "
The effect of unilateral illumination is not immedutcly ex-
hibited, noi- does it cease immediately upon the withdrawal of the
organ from light. If an organ be exposed for only a short time to
unilateral illuminntioii, it may not exhibit any curvature during
the period of exposure, but will curve subsei)ueutly in darkui'ss.
The exposure had sufliced to induce heliotropic curvature. This
Wiesner terms " photo-meclianical induction," but it is simply due
to the slow response of the organ to the directive influence of the
incident rays, — to a long " latent period. "
Turning now to the part played by the gi'owing organ in helio-
tropic curvature, it is clear that the curvature will largely de[iend
u])OU the heliotropic sensitiveness of the organ, and it' must be
borne in mind that organs vary widely in this resi)ect. The cur-
vature is in all cases conQned to the growing region of the organ,
or, to put it more generally, to the region which is capable of
growing. lu connexion with this point, the further.one natui'ally
ari.''es as to the seat of heliotropic sensitiveness. It is usually
a^rimed that those zones which are growing most rapidly are those
which are most sensitive, but Darwin found that in some cases
(cotyledons of Phalaris and Avena, hypocotyls of Cabbage and Beet)
illumination of the tip of the organ appeared to induce heliotropic
cuivature. This cannot at present be regarded as fully established.
: With regard to the lieliotropic phenomena presented by simply
bilitei-al organs, sucli as the leaves of Irises, it will suffice to say
thiit they an positively heliotropic. ■
The helir-tfoplc phenomena presented by dorsiventral organs are
more complicated. It has been observed that dorsiventral branches
(iucluding the tendrils of Vitis and Ampelopsis mentioned above),
when exposed to vertical light, tend to assume a horizontal position,
wliereas in darkness they usually gi-ow erect. Dorsiventral leaves
usually remain horizontal in darkness. A full discussion of these
facts cannot be entered uponthere; a few rcmaiks must suffice.
It is argued by some, especially by De Vrics, that the horizontal
position of dorsiventral organs when exposed to light is duo to
negative heliotropism ; but there is no adequate proof that this is
really the case. Sachs says on the subject, "So far as I can appre-
hend the facts, the negative heliotropism of the Marchantia-snoot,
and that of many other shoots whicn behave in the same way, is
the same phenomenon as the epinasty of foliage-leaves described by
Do Vries. Detmer has in fact found that exposure to light, quite
independently of the direction of the incident rays, induces the
rapid growth of the dorsal surface of dorsiventral leaves — in a
word, induces photo -epinasty. Continued photo -epinasty would
tlearly cause the organ to curve downwards below the horizontal
niane, and this is occasionally actually the case. .But more fre-
i'|Uently i'/.J organ rs-nains in the horizontal plane when the light
falls vertically upon it, or, to put the case more generally, the
orgnn takes up such a fixed-light position that its long axis is at
right angles to the direction of the incident rays. Moreover, it
has been ascertained that it is always the dorsal surface of leaves
which is directed towards the brightest incident light. It is clear
that, in addition to the induction of photo-epinasty, light exercises
a directive influence upon the growth of these organs. The attempt
has been made to explain this by ascribing to the dorsiventral
organs merely the holiotfopic properties wliich belong to radial
organs, but this explanation is quite insufficient. They can only
bo accounted for by attributing to dorsiventral organs, as Frank has
done, a peculiar heliotropic sensitiveness, which ho terms "trans-
verse heliotropism " and Darwin "diaholiotroprsm," which mani-
fests itself in the as.sumption of such a position that the dorsal
surface of the organ is placed at right angles to the direction of
the iuciilent rays.
Oravily. — The influence of gravity in determining the direction
of growth of an organ manifests itself in phononiona which arc
designated by the term "geotropism. " We will again consider sepa-
rately the phenomena which are presented by organs of difforeut
physiological properties.
r iicgimiing with radial organs, wo find that a great number of
th^m normally grow cither upwards or downwards ; thns, primary
shoots grow upwards and jirimary roots grow downwards. If any
'attempt is made to alter the direction of giowth of these organs
they at once curve so os to regain their nornial direction. That
the direction of growth is actually the result of the action of gravity
was first demonstrated by Knight. Ho caused seeds to germinate
on a wheel revolving with suflicient rapidity to sot up a considerable
centrifugal force, and he found that the, roots and stems of the seed-
lings behaved with regard to the direction of the centrifugal force
',)rocisely as they do with regard to that of gravity : the roots grow
ralially outwards, rfnd the stems radially inwards. Mo states his
co'ic]usion thus : " I conceive myself to liave inoved that the radi-
cle? of germinating seeds are made to dcsccnii, and their plumules
tir ascend, by some external cause, and not by any ;Ower inherent
ill vegetable life ; and I see little reason to doubt .nat gravitation
is the principal, if not the only, agent employed iu this case by
N .ture."
In conformity with the terminology used with reference to helio-
tropism, organs which grow towards the centre of the earth an
said to be " positively geotropic " and those growing in the opfKMito
direction " negatively geotropic." As examples of positively geo-
tropic radial organs may be mentioned, in addition to primary
roots, the hyph;e of lloulds which penetrate into the substratum,
the root-like filaments of VaucheriajiCaulcrpa, and other Algs, the
rliizoids of Muscinex, the rhizomes •bf some pknts, such as Yucca
aud CuTiiyline: As examples of negatively geotropic radial organs
may be mentioned, iu addition to primary shoots, the stipes of
ilushrooms, the sporangiferous hyphx of Moulds, the stalks of the
receptacles of Liverworts, the setse of Mnscincee, the peduncles of
many flowers, the climbing roots of various epiphytes. Cases of
the absence of geotropic imtability are alforded by the Iiypocotyl of
the Jlistletoe, and by the aerial roots of various epiiihytes. A
reverse of its geotropic properties may take place in the coarse of
the development of an organ. Vochting has found, for instance,
that the peduncle of the I'oppy is negatively geotropic whilst the
flower is iu the bud, but positively geotropic during flowciing and
fruiting. ■
In dealing mth these phenomena we have first to consider the
effect of gravity acting at different angles. Sachs concludes, and
his conclusion is generally accepted, that the geotropic influence of
gravity is greatest when the long axis of the organ is at right angles
to the vertical, and that it is zero when the long axis of the organ
coincides with the vertical, whether the apex point upwards or
downwards, or whether the organ be positively or negatively geo-
tropic,— that is, if the force of gravity acting at any point of an
organ be decomposed into two forces, the one acting at right angles
to the long axis of the organ and the other along it, it is only the
former which produces a geotropic effect. Sachs bases this view
upon the fact that geotropic curvature is more rapidly produced
when an organ is horizontal than when it is in any other position.
Elfving has made observations which suggest a difl'erent view,
namely, that the geotropic action of gravity upon an organ is
greatest when that organ is removed as lar as possible from its
normal relation to the vertical.
The degi-ee of geotropic sensitiveness is different in different
organs. This is shown by the difl'erent directions of growth taken
by dilferent organs when grown under conditions w^iich prevent
to a sufficient extent other directive influences from producuig any
effect. For instance, primary roots grow vertically downwards,
but lateral roots grow more or less niearly horizontally. It has
been ascertained, by means of centrifugal force, that lateral roots
can be induced to behave like primary roots if only the force is
sufficient : lateral roots grow radially outwards on the wheel when
the centrifugal force is 4g (!?=force of gi'avity). It may be inferred
that their geotropic sensitiveness is one-fourth of that of primary
roots. The response of an organ to the directive influence of
gravity, as in the case of heliotropism, is not immediate, but is
preceded by a long latent period. An organ placed hoiizontally
will not begiu to curve for some time, and if then placed vertically
the curvature will proceed for some time. Geotropic curvature,
like heliotropic curvature, is a phenomenon of induced heterau.xcsis,
the result being the assuiiiiition by the organ of such a position
that gravity ceases to exert any directive influence upon it
Primary shoots and roots, for instance, find the vertical to ue their
position of rest, whereas lateral branches take up a more or less
inclined position. It appears that, generally at least, the most
rapidly glowing zoucl- of organs arc those in which geotropic influ-
ence is most active. It has been hitherto generally accepted that
the seat of most active curvature was also the seat of geotropic
sensitiveness. Darwin recently brought forward the view, based
upon the behaviour of roots with their tips cut oil', that, in tlio
root at least, the tip is tho seat of geotropic sensitiveness. This
suggestion has given rise to a number of itsearches, the resulti of
which are so conflicting that it is impossible at present to come to
any definite conclusion on tho subject.
With regard to tho geotropic properties of siranly bilateral
organs (leaves of Irises, itc.) it need only bo said that they ore
negatively geotropic.
Coming, finally, to the geotropic phenomena presented by dorsi
ventral organs, wo find that many orpns which when growin;,
exposed to light have a more or less oblique direction of growth,
grow erect in darkness. This is obviously an cll'ect of gravity, am"
the organs are clearly negatively geotropic (cxaiiiiilos are allbrdeil
by tho runners of rulygonum nvieularc, AtrijUex InlifoHa, aud
others, by jadioal leaves, and by thalloid slioota of ilarchaniia).
Hut some doraiventral organs do not grow erect in darkness.
Frank mentions the runners of Fragnria lucida, lateral branches ol
Conifers, and many dicotyledonous nhnibs and trees as examples.
lie finds, further, that when these organs are placed otherwise than
horizontally they curv-o until they come to lie in tha( plane, and,
if they are placed in an inverse position so that their normally
inferior surface (ventral) is uppermost, they twist on their own
axes until the normal relation of their surfaces with respect to tho
vertical is attained \ many leaves also belmvo in this way. Frank
PHYSIOLOGY
60
accounts ^or tj-e ^-na^^ -^^^^^^^e^^'t^:^
severely ^f seized tins assumpUon He leg ^^ ^
shoots and branches '"/° ^/''^^^•^""Lromsm of the stems intcr-
cxtent; the expression of the negative gcotioi IS ^ ^^^^
fered ^vith by t^^^eiglit of the leaves a„d^
the expression of those forms of ^P""*;^"/", to above. Similarly
emnastv and hyponasty which were alluded to fbove J
epinasty and hyponasty whicn were >""--- trasckbing them
h^e accounts for the torsions "^^J^^^f .^J ,f ^^^3''o„\he two Ides of
tn the unequal twisting moment of the leaves oii i"° ,..:„,„„„„ „f
the shoot when in the fnverse position. In view of th
3 e.'iistence of
instance, when seeds are sown in a ^"^^f^amp sawa ^^^ ^^^^^
of the box being perforated with ^"^"f"' ^^^ =3, ^^^ ultimately
of th. seedlings grow .^^-^^^tv then no lon^^r grow vertically
project through the holes. They then no ^^ g ^^^^ ^^^^^^^
lownwards, but curve so as to apply t'r"V'7„\;' Xnomena Darwin
offered by the bottom of the box To «>"; P^f^^^h.urve in this
has appHed th, tei^,;'hydro roin^ O^g^^^ ,
" n'egltivet h°-d™troP' of/ani. WorLann has observed, for
Galvano
tropism.
jub-
" negatively hydrotropic . "'B''"- ■„"': p;,<.<^„c«s curve away
instance, that the ^^P°-"gf X", J^^^^^^^
from a moist surface. 1 "« r''™°'"''",i^' ^...,tu/e is in this case
of heliotropism and 9^ gj°trop|Sin The curvature is 1
also the expression of >°f "f f ^^f*.\\!Yn X region of most rapid
"" ,t° DaJwt'cf'me to the" oncluslon thlt the hydrotropic
tZ^i^^^^!"^^^^^^'^ accepted as .eU
.'°t:Luy.-nMn, found *at when a root is p W^^^^
between two electrodes it curves towa ds ^ii^ P°;' ^^^^^^^^^^^^ the
is a.'ainst the direction of the current. In °°^,^f,f .^fHettluigen),
frhese phenomena are ^P°^«°. "^ ^s .Canotiopis _^^^^^
Stratum, cotyl of the Mistletoe, m ^^.^tev^r positKm toe see^ lo„Vaxis
be?n placed, ---- f^^'^.f^^fo fXeh t^e°te^d Us germiSated.
not to be ascribed, as Van Tieghem suggested, ^o"'
the substratum. The effect of ^ . ^"^^ ? *" f^ ^^traction of the
-± InltherS with rX^ of S^^tr The 5^^^^^^
^^^^^7^ - -trrnT^wth of
able pressure. The l^^er are of two kinds ^ Jhe organ which is
pressure arrests, the S™}!'!'. ° ^^^ the organ to active growth,
exposed to It; '°J\! °'^'' iVaZks of tie former effect are so
particulaiiy i° tl^'<^^"'f " „. be snecified ; examples of the latter
common tha they -<^^^^° „J\ Srlls and o\ climbing stems
are afforded by tne ^"'ei^euiuo " cnminrt The phenomena
when they have firmly S^^P.^'^ f '?,%lTced by sligh^t pressure,
now to be considered are ^'^'^l' ^s are induced bj s,i| p
^■ci^;:?i^:,^c^^x s^r-a^^g to ^ir^n,
be given here of the more important Phenomena c
they are not sensitive when they are either J«^y ? f. f^^^^s
[VEGET.VBLB.
slightly but permanently hooked, and the =«"^"lveness is localu^d
n the^oncavity of the hook. In ^<>™^ "ses C 6-^a s on^^^.
I ,,Ifi As it does so new points of the sensitive surface are
HnSdknd tie cur4ure increases and extends until the whole
of "hftemiriUj^g between the original point of contact and the
anex is wound in a° spiral coU round the suppor In some cas»
mmamMM
mmFMMm
?°°^ on th^v are Jouped into two%'r more spires, separated by
direction ; they are g|'>"P'-" ' . » <, successive spires
short straighter Po^^""^' t'^^^?™l,t mecha ical necessity asso-
'"fVwi^fthfsptr X^- of a fi anient attached at bot/ends.
ciated with the spiral luiuii„ ui » tpndril usuallv begins
thickness, for there is a mechanical mit to tji^ exf ^^^f „f ^-^e
tion of the -'>-^-t,f;rd?uTas an -espl^al Fnt:re'st, asft offers
a^SiC^f ^^^~y Eft^^ttnt^'i^t
that the tendnlsof -any Pknts ^^^^^^^^^ ^,^^.^^
;Ll^anTo'ni?Ss aMht'^time ^hen the tendrUs are ceasing
to grow and to be f "Sitive ^^.^ sensitive
to^ut "0th:rS=: • a*e at|e(by the petioles of most
ing stem of C^nUa is sensitive like a endrU. A on Mob su^^es^^
thtt all climbing stems are sensitive but botni^ ^^ ^^ ^^^^
Vries were unable to detect tbe sensiU ene s. i .^^^^_
Mohl has been recently revived by Kohl, ' '« ''_^;'^ ;„^^j ^^^
nodes of climbing stems are ^f^^^^J^J^ ^ '°?.? ^echanicaf effect
.hich is i"-ffif -l* t° P^^t^ode^of Tl^t^/m," scandal.
Darwin found the y^l^^S l"!,'™?^^ the pedundes of Maurandia
,vhich is not a stem-climber as also the pea ^^^^^ ^^^
-Xfh:cSe*:irh%rAunroT^anTfl^^^^^^
Kanuncnlus, Tulip).
Contact.
:::^t::;ni;;.:-ihrstimuius^i:|j^i^^ ^jf^^^^::;
sory organ,_to the growing zones behind It, nwn ^^^
curvature is then ^ff^/^'l- , f^« -^ade f P^^^j, ;„ ..^^^s plants,
smaU objects to one side of the ^VP^f^J^"'^^^ by cutting a thin
bv touching one side of tl>« tip ^"th caustic j^y^^j;,,,^ curved
slice off one side, and found m ^-^t cases tnat in
away from the to-bed or injured side that tlje^^cu^^^^ ^^^^P^
cUely the opposite °f t'L^*.Pf™/^^^^^^ the "Darwinian
The peculiar cumngof^dk has been t^^_ ^ ^ the
curvature. Dannn s eonciusiuuj, ,i:,„,,ssion It is clear, in
affected by brief contact " /^y '""^g"" :^j.3 ^ew, such as Wiesncr,
longed. Those who dissent from Uar^m s ^^ ; ;^ j ;„
Bnfgerstein, and Detlefsen ^ *at the^urvature ^^^^ ^^.^
his experiments are pathological It seems pro ^^^
objection is valid. It may ^« admitted at on e in t ^^ .^
experiments made by m^ans of slicing the ro^r i P ^^^^ ^
Jh caustic. With regard to the effed^ ™f ^^ J,„ji',e is due
pieces of card, it appears tbat be curvature ^^^^. ^^em.
mainly, if not entirely, to tb« substances use ^^ ^^^,j^
In some cases, for instance, they were attatineo -v 1 .^
t has been shown that the ">^«.P^^=;„°;;,tte,nd microscopical
sufficient to induce the Dar^^" ^t^'tluched by the .heUac had
examination has P"^^'^. tl-f thipart ton i ^^^^^
died away. Moreover, 't %l^«ow° t^^at ^^^^ t^^tc into mer-
;:,?! rtCn^Sa^t^^oI^rt deilexioE ; Darwin, in fact.
TEGETABLE.]
PHYSIOLOGY.
Gl
estimates the force of 'lownwanl ^owtli of th"? raJic'.e at J lb, and
its lateral pressure, in particular cases, at 8 ami 3 tb respectively.
The evidence leads to the conclusion that the Darwinian curvature
of roots is not the a»cpression of sensitiveness to contact, but that
it is the result of injury of one side of the root
Combined Effects. — Now that the influences which determine the
direction of growth have been individually considered, it is possible
to account for the characteristic positions takeu up by or^tas in
the course of their development. In dealing with this subject it is
convenient, as Sachs suggests, to classify organs, according to their
ultimate position, into two groups, — those which, under normal
conditions, have their long axes vertical and those which have
their long axes more or less inclined to the veitical ; the former
Sachs terms "orthotropic" organs, the latter "plagiotropic."
The direction of growth of plant-organs under normal conditions
is the expression of th« resultant elfect of various external directive
influences. To illustrate this in the case of orthotropic organs, let
us consider the primary shoot and the primary root of a seedling
growing under conditions which may be taken as normal. In tl^e
case of a shoot growing upwards into the air when light falls verti-
cally upon it, its vertical upward growth is chiefly due to the action
of gravity, — that is, it is the expression of the particular degree
and quality of the geotropic sensitiveness of the snoot. Since the
light is equally intense on all sides of the shoot, it exerts no direct-
ive influence. Orthotropism is then mainly due to negative geo-
tropisra. That this is so can be readily proved in various ways.
For instance, the hypocotyl of the Mistletoe, as mentioned above,
is not geotropic at all ; ^lenco it cannot be included among either
orthotropic or plagiotropic organs, for it may grow vertically or it
may grow obliquely, its direction of growth being determined chiefly
by its soMiatotropisra. Again, when a normally orthotropic organ
is grown in darkness on a clinostat its direction of growth is hori-
zontal. Passing now to the case of primary roots growing in the
earth, when the conditions are normal — that is, especially when the
earth is uniformly moist around the root — their direction of growth
is vertically downwards. This is chiefly duo to their strong positive
geotropism. Let us suppose, now, that the conditions of growth
of these organs are somewhat different from those which we have
regarded as normal ; let us suppose that the shoot or the root is
exposed to lateral light, or that the soil about the root is not equally
moist on all sides. In the former case, the action of light will tend
to induce heliotropic curvature, but it will depend upon the relative
strength of heliotropic and of geotropic sensitiveness whether or
not a curvature actually takes place. In the case of most ortho-
tropic shoots a curvature (positive) would take place, thus showing
the heliotropic sensitiveness of shoots to be greater than the geo-
tropic, but in some instances it would not take place ; in the case of
most orthotropic roots no curvature would take place, but in some
instances l,Sinapis alba and others) a curvature (negative) would
take place, showing that in most cases the heliotropic sensitiveness
of roots is less than their geotropic sensitiveness. The unequal
moisture in the soil around the root would cause hydrotropic curva-
ture, inasmuch as the sensitiveness of roots to the influence of moist
surfaces is greater than their sensitiveness to gravity.
laglo- We will deal with plagiotropic organs in°a. similar way. The
ropic majority of such are lateral members, as branches, leaves, kc. Tlio
rgans. direction of growth of a lateral member, certainly of branches of
stems and roots and probably also of leaves, is at first determined
by its relation to the parent axis. It has been found— by Dutrochct,
Sachs, and others — tnat at their first development the long axes of
lateral organs make a definite angle — termed the " proper angle " —
with the long axis of the parent organ. Dutrochet thought that
the proper angle was in all ca^es a right angle, that the relation of
lateral organ to parent axis was of the nature of somatotropism ;
but this is a too general statement The original direction of
growth of a lateral organ determined by its proper angle would be
maintained, in the absence of internal directive influences, by its
rcctipetality, but in nature it is affected by light, by gravity, kc.
Lateral shoot -branches, for example, are either inherently dorsi-
vcntral or they become dorsivcntral under the influence of gravity
or of unilateral illumin,ation ; they are then diaheliotropic, though
the manifestation of their diaheliotropism may be interfered with
by photo-epinasty ; they are usually negatively geotropic. Their
direction of growth — that is, the direction of their long axes when
mature-— is tne resultant effect of diaheliotropism and of negative
geotropism. In the case of lateral root-branches theao are plagio-
tropic but radial ; they grow outwards, slightly inclined downwards
below the hoiizontal ; as they grow in the dark,— assuming that
the moisture of the soil around them is uniform, — their direction of
growth is affected to some extent by their slight positive geotropism.
Though their geotropic sensitiveness is slight, their hydrotropic
sensitiveness is great, so that their direction of growth is often
very much modified by their coming into relation with moist areas
pf soil.
A complicated case of the action of a number of directive in-
fluences ia alTorded by climbing stems, and it may bo worth while
to specially oonsidcr it WhciJ the stem is young and extends only
a few inches above the ground it appears to be growing almoit
vertically upwards, but as it elongates the last-foimcd iirternodcs
exhibit well-marked ciicumuutation. It continues to grow upwards
mainly in virtue of its negative geotiojiism, the direction of its
growth being little, if at all, alfected by light in couscnuencc of
Its low degree of heliotropic sensitiveness. If now one of the young
growing apical internodcs comes into contact with a vertical support
it begins to twine around it in virtue of the sensitiveness to per-
manent though slight pressure which, as mentioned above, tliese
organs possess, the direction of the curvature round the support
being also that of circuninutation. The coils formed are nearly
horizontal when the support is thick and become more nearly ver-
tical as the supjiort grows thinner ; in any case, the steepness of
the spire always increases after it is first formed, its diameter is thus
diminished, and the stem gains a firm grip of the suppoit. As the
stem twines round the support it undergoes torsion around its own
axis, so that any one side maintains throughout the same jiosition,
whether it be directed inwards, towards the support, or outwards
or laterally. The direction of torsion may be either the same as
that of coiling or the reverse, — that is, either honiodromous or
antidromous. The direction of torsion appears to depend princi-
pally on the relation between the thickness of the climbing stem
and that of the support, and on the smoothness or roughness of
the surface of the support ; when the support is relatively thin the
torsion is homodromous, but when it is relatively thick the torsion
is antidromous ; with smooth supports, up to a certain limit of
thickness, the torsion is homodromous, and with rou^h supports,
down to a certain limit of thinness, the torsion is antidromous ; in
a w-ord, the direction of torsion is determined by the degree of
friction between the climbing stem and tlie support.
2. Movements. — We pass now to the consideration of movements Proto
other than those associated with growth, and we take first move- plasm!*
ments exhibited by protoplasm. These may be classified into two "'ove-
categories,— (1) those which are performed by naked protoplasm,— '"'^''"
by protoplasm, that is, which is not enclosed in a cell-wall ; (2)
those exhibited by protoplasm enclosed in a cell-wall. The move-
ments of naked protoplasm are effected in two ways, — either by
the protrusion of portions of the protoplasm, termed "pseudopodia,
or by permanent flagelliform protoplasmic filaments, termed "cilia";
the first kind of movement is known as "amceboid," the second as
"ciliary" movement The amceboid movemcntis exhibited, though
rarely, by isolated cells— for instance, by the zoospores of the Myxo-
mycetes—ani characteristically by those large aggregates of cells
which constitute the plasmodia of this group of Fungi. The pseudo-
podia are throivn out at first as protrusions of the denser hyaline
outer layer of the mass of jTotoplasm, the ectoplasm, and into this
the more watery granular internal protoplasn\ic substance, the
endoplasm, gradually flows. The repeated formation of pseudopodia
iri any given direction will result in locomotion taking place in that
direction. The ciliary movement is characteristic of zoosjiores and
of anthcrozoids. In some cases the organism, as in the case»of Folvox
and Pandm-ina, passes a large part of its existence in the mobile
condition, and then the protoplasm is enclosed within a cell-wall
which is perforated by the cilia. The number of cilia may be only
one ; more commonly in zoospores it is two, and sometimes four ;
occasionally the cilia are numerous, as in the zoospores of Vaucheria
a.nd (Edoc/onium ; in anthcrozoids they are usually numerous. The
cilia are constantly performing a lashing movement, which causes
the organism to move forward and at the same time to rotate on
its own axis.
In considering the movements of protoplasm when enclosed
within a cell-wall, the typical structure of a plant-cell, as described
at the beginning of this section (p. 44), must be borne in mind. In
many cells the vacuole is found to bo traversed by protoplasmic
filaments which extend between one part of the primordial utricle
and another. These filaments are continually varying in number,
in position, and in size ; they are formed and withdra.wn in tlie same
manner as the pseudopodia of naked masses of protoplasm. This
kind of movement is, in fact, amoeboid movement exhibited by
protoplasm enclosed within a cell-waU. In all actively living ]iroto-
plasm, whether naked or enclosed in a cell-wall, a streaming of the
more fluid endoplasm can be observed, the direction and rapidity
of the current being clearly shown -by the granules whicli are
carried along in it This is very conspicuous in closed cells (as
in leaf-cells of Vallisncria spiralis and root-hairs of BydrcKharia
iforsils lianm) when the wholo of the cndoDlasm rotates in a con-
stant direction.
Movemenls of Mobile Orjaiis.-^With regard now to the movement*
exhibited by mobile organs, to the "movements of variation "as
they are sometimes termed, — eometimos they are spontaneous,. like
the protopl.ismic movements just considered ; in other cases they
are only performed in consequence of stimulation : they are induced
Instances of spontaneous movements of variation art, for reasons to
bo given hereafter, comparatively rare. A case in point is afforded
by the Telegraph Plant, Jlrdysarum (Dtsmodium) gyrans. Under
favourable conditions, particularly of tomporature, the two latent
leaflets of the trifoliolate leaf move upwards and downwards, their
62
PHYSIOLOGY
[VKGETABLE.
npiees describing nearly a circle, a revolution taking from two to fire
minutes. ' A familiar example of an induced movement is afforded
by the leaves of the Sensitive Plant {Mimosa }ntdica). AVhen a leaf
is touched the lateral leaflets close in paire, folding upwards and
forwards, and, if the stimulus be strong enough, the main petiole
sinks downwards. The movement of this plant is of special interest,
inasmuch as it affords an instance of the transmission of a stimulus.
It suffices, namely, to touch the terminal leaflet to cause the closing
of the successive pairs of lateral leaflets and the sinking down of
the main petiole. Another example of induced movement is afforded
by the so-called "sleep" of plants; the leaves of many plants,
namely, take up during the night a position different from that
which they take up during the day. Taking the Sensitive Plant as
an example, during the clay its leaflets are widely expanded, and
its main petioles are directed obliquely upwards ; at night its
leaflets are folded, together and its main petioles are directed
obliquely downwards ; it takes up at night, in fact, a position
similar to that which is induced by a touch. Excessive illumina-
tion tends to induce closing. Other examples are afforded by the
mobile stamens of the Cyimrcic and of Berbcris and Mahoaia.
The relation of these movements to external conditions is as
follows : —
External 1. T^imyjcradii'c.-^Theso movements, like the slow movement of
condi- growth, only take place within certain limits of temperature, \vhich,
tions of however, vary in different cases. Movements of protoplasm, spoak-
these ing generally, will only go on at temperatures between 0° and 50° C,
move- and between these limits there is an optimum temperature at which
Dients. they are most rapid. In the case- of movements of variation the
lower limit lies cou-siderably higher, from 15° to 20° C. The fore-
going illustrates the tonic relation between temperature and move-
ment. Sudden changes of temperature have a stimulating effect.
For instance, Dutrochet observed that the protoplasm of the inter-
nodal cells of a Chara exhibited rotation in water at 7° C, which
60on ceased when the plant was placed in water at 32° C. ; after some
time the movement returned, and was again arrested on replacing
the plant in water at 7° C.
■ 2. Li(j!U. — In most cases of protoplaBmic movements light ap-
pears to exert no influence ; in other cases it exerts a tonic influ-
ence. For instance, Engelmann biis discovered a form of Bacterium,
termed by him Bacterium photomelricum, which is only mobile
when exposed to light. Again, organs which exhibit spontaneous
movements of variation, like the leaflets of Hcdysarum, or induced
movements, like the leaflets of Mimosa, lose their power of move-
ment when kept in darkness for a day or two. Exposure to light,
or, as it is termed, the state of "phototouus," is an essential condi-
tion of their movement. Bright light tends to arrest movement.
For instance, the protrusion of pseudopodia by the Plasmodium of
.^haliiim scpticum is less active in light than in darkness. This
is well shown in the sleep of plants, alluded to above. The "diurnal
position " of the leaves is due to exposure to light, the " nocturnal
position " to its absence. This is perhaps most clearly exhibited
, by the Sensitive Plant. Under the normal alternation of day and
night the leaves assume alternately the diurnal and nocturnal
positions. If a plant be kept for some time in darkness, at a suit-
able temperature, it will be found that the leaves exhibit periodic
movements of opening and closing. They are, in fact, endowed,
like those of the Telegraph Plant, with the power of spontaneous
movement, which is arrested when the plant is exposed to light.
Variations in the intensity of light act as stimuli. For instance, a
sudden variation will cause the closing of the leaves of Mimosa.
Light also exercises a directive influence on mobile protoplasm in
some cases. For instance, when -bright light falls obliquely on a
Plasmodium of ^iJthaUmn scpticum, it causes it to creep away from
the light. Again, the chlorophyll-corpuscles in the cells of leaves
exposed to bright light are fmmd to accumulate on those surfaces
of the cells which are least exposed, to assume what is termed the
position of " apostrophe," a change of position which is due to move-
ments in the protoplasm in which the corpuscles are embedded.
Finally, the direction of movement of ciliated zoospores swimming
.in water is affected by light. AVlien light falls obliquely upon a
vessel of water containing zoospores, they place themselves so .that
their long axes arc more or less nearly parallel to the direction of
the incident rays, and it is along this line that they move. They
may either move towards the incident light or away from it, the
direction being apparently determined by the intensity of the light,
by the age of the zoospores, and by the amount of oxygen in the
water. Protoplasmic masses which respond to the directive action
of light are said to be " phototactic. "
3. . Other Stimuli. — It has been mentioned that movements miur
be induced in the Sensitive Plant by mechanical stimulation, by
variations of temperature, and variations in the intensity of light.
They may also te induced by electrical and chemical stimuJi. The
effect of an electrical stimulus on protoplasm exhibiting the amoeboid
movement is to cause retraction of the pseudopodia. It arrests also
the rotating movement of the protoplasm for a time.
4. Oxygen. — The presence of oxygen is an essential condition of
movement of any kind, in the cnsse at least of aerobiotic plauts.
It appears thai anaerobiotic plants {Schizomycclcs) are mobile in
the absence of oxygen.
Nature and Mechanism of irovements. — On comparing the state-
ments which have been made above as to the movements of grow-
ing organs and of mature mobile organs, their general similarity
is at once apparent. The spontaneous movement of growth is
comparable to the spontaneous movements, of protoplasm and of
mobile organs, and the performance of the former is dependent
upon the same external conditions as the latter. The reaction to
the influence of external agents is the same In many instances ;
for example, strong light arrests growth, and it arrests also the
spontaneous movements of the leaves of Mimosa and other plants,
and contact stimulates tendrils as it stimulates the leaves of the j
Sensitive Plant. Again, light exercises a directive influence on the
growth of growing organs ; it also exercises a directive influence on
the movements of zoospores and plasmodia. These considerations
lead to the conclusion that the causes of the movements must in all
cases be the same.
It has been already pointed out that growth and movement are
expressions of the expenditure of energy on the part of the organism,
that they are dependent upon the decomposition of some complex
substance forming part of, or at least present in, the protoplasm.
The conditions which are essential to movement of any kind are,
then, these : that the decomposable substance in question is formed
and decomposed in suflficient quantity, in other words, that the
protoplasm is irritable ; that the protoplasm is capable of mani-
festing by a molecular change, which may be accompanied by a
change in external form, the evolution of energy attending the
decomposition ; and, finally, in the case of protoplasm surrounded
by a cell-wall, that the anatomical structure is such as to permit
of a movement ensuing upou the change in the protoplasm. It is
clear that, if the cell-wall is rigid, no change in the protoplasm can
cause a change in form of the cell as a whole.
We may regard spontaneous movement as being due to the Spoa
spontaneous decomposition of the decomposable substance whereby taueo^
the protoplasm undergoes 'a molecular change. The automatic move-
decomposition not unfrequently takes place, as in the case of the ment.
TelcCTaph Plant, at regular intervals, so that the movement is
rhythmic or periodic. Spontaneous movement is inost active when
a certain favourable combination of external conditions is ensured ;
any variation in the combination leads to a diminution in the
activity, or even to complete arrest, of the movement. External
conditions may affect the process either of formation or of decom-
position of the decomposable substance. For instance, movements
are arrested at a low temperature, most probably because either the
formation of the decomposable substance or the necessary explosive
decomposition does not take place under such circumstances with
sufficient activity. Again, when movement is arrested at a high
temperature, or by continuous darkness, it is probably for similar
reasons. In this way the tonic effect of external conditions may
be accounted for. The stimulating effect of external agents mav be
accounted for in a similar manner.
Movement, whether spontaneous or induced, is regarded as a
phenomenon of contractility (see above, p. 13), but we have at
present no knowledge of the exact nature of the molecular changes
which constitute a contraction. It must be borne in mind not
only that.protoplasm contracts, but that, after contraction, it returns
to its condition of rest. Spontaneous movement is the expression
of automatic contraction. External tonic conditions either promote
or retard movement, by either promoting or retarding contraction
and recovery. Stimuli induce contraction.
The mechanism of the movcmeitts of protoplasm-masses appears
to be as follows. Taking first the case of the amceboid movement,
the protrusion of pseudopodia is due to a molecular change, of the
nature of a contraction of the protoplasm, which takes place in the
ectoplasm at the spot where the pseudopodium is to.be formed, an
elevation being gradually produced into which the more fluid endo-
plasm is, as it were, sucked. The rotating movement of protbplasm
appears to depend upon a kind of amceboid movement taking place
constantly in one direction, — to be, that is, a creeping movement.
Ciliaiy movement appears to depend on the alternate contractioi>
of each longitudinal half of the cilium. It is not possible at present
to attempt any explanation of the directive influence of light on
moving protoplasm, but the fact itself is of great physiological
importance.
The mechanism of the movements of organs, whether unicellular
or multicellular, in which the cell-wall has to be considered is
more complicated. The cells possess the strutjtnre described above :
they consist of a cell -wall lined by the protoplasmic primordial
utricle enclosing the cell-sap. They are, moreover, iu a st.ite of
turgidity, — that is, they are tensely filled vni\\ water. The state
of turgidity in a cell depends upon three conditious, — (1) upon a
tendency to absorb more water in . consequence of the presence of
osmotically active substances dissolved in the cell-sap ; (2) upon
the resistance offered by the primordial utricle to the escape of
water from the cell; (3) upon the elasticity of the, cell -wall.
The elasticity of the primordial utricle is so small that it may be
VEGETABLE.]
PHYSIOLOGY
63
Fi
neglectetl. The growth in length of a filament of Vauckeria may
be taken as a case illustrative of the importance of turgidity as a
condition of growth in unicellular organs. This growth cannot be
attributed to a greater hydrostatic pressure at the apex of the cell,
for the pressure is necessarily the same at all points, and clearly it
cannot do referred to a diminished resistance on the part of the
rimordial utricle to the passage outwards of water at that point.
t must be referred t6 the cell-wall, and it can only be accounted
for on the assumption that the elasticity of the cell-wall is less at
the apex than at any other point of its surface.
Growth is not, however, to be regarded as the result merely of
the mechanical expansion of the cell which is rendered permanent.
There is every.reasou to believe that the protoplivsm takes an active
part in producing this expansion, and in determining the direction
in which expansion shall more particularly take place. The arrest
of growth by strong light is a case in point. There is no reason to
believe that this is to bo ascribed to an increased rigidity of the
cell-wall, or to a diminution of the attraction of the cell-sap for
■water. It can only be ascribed to a molecular change in the proto-
plasm, which causes it to offer considerable resistance to any change
of form, either spontaneous or such as is induced by the hydro-
sta,tic pressure. The arrest of growth which, as we have seen,
usually occurs when leaves are kept in continuous darkness is
another case in point. The arrest of growth of the cells under these
circumstances cannot be referred to a change in the physical pro-
perties of either the cell-wall or the cell-sap, but must be attri-
buted to a change in the molecular condition of the protoplasm.
The phenomena of heterauxesis, spontaneous and induced, have
now to be considered. It will be convenient to deal with induced
lieterauxesis first, and .ve will begin with the case of a unicellular
organ. It has been mentioned that heterauxesis, in the form of
curvature, is induced by the action of light, gravity, &c. In-
asmuch as the hydrostatic pressure is necessaiily the same at all
points of the internal surface of the cell, .the curvature must
depend upon a local variation of the properties either of the cell-
wall or of the protoplasm. In the case of the cell-wall either its
rigidity is increased on one side, the concave,, or its extensibility
increased on the other, the convex. It is just conceivable, with
re^'ard to the action of light, that such a difference in properties
might be induced by the more direct exposure of one side of a deli-
cate filament to light, though the diff'crtnce of intensity on the two
sides would be very small. But it is not at all conceivable that
such a difference could he induced by the action of gravity, and no
explanation can he regarded as satisfactory which fails to meet all
cases, of curvature. The cause of tlie curvature is doubtless to be
sought in the protoplasm. Unilateral ilUmiination of the organ,
or an abnormal relation to the line of action of gravity, acts as a
stimulus on the organ and causes an alteration in the properties of
its protoplasm, which is nerhaps of such a nature that it becomes
relatively rigid on the side which becomes concave. The induced
heterauxesis of multicellular organs is certainly of essentially the
same natui-e as that of unicellular organs. Applying too above
explanation of the curvature of unicellular organs to multicellular
organs, the conclusion to be drawn would be that the curvature
of the latter is due to the induction of the same changes in the
protoplasm in each of their growing cells.
The phenomenon of spontaneous heterauxesis, as exnibited -in
nutation, may be accounted for in precisely the same way, but it J3
possible to imagine that it may be due to some extent in the case
of unicellular organs to local variations in tlie extensibility of the
cell-wall, and in that of multicellular organs to variations in the
extensibility of the cell-walls of groups of cells on different sides of
the organ.
The phenomenon exhibited by mature mobile organs, sucn as the
leaves of the Sensitive Plant, &c., remains finally to be considered.
The movement of the leaf as a whole is etiected by a group of cells,
constituting a swelling, the pzihimts, at the insertion of the main
petiole, and of each leaflet by a similar organ at its attarhment-to
the main petiole. The structure, of the pulvinus is briefly. a mass
of parenchymatous cells having the same structure as that described
above, traversed by a strand of flexible" fibro-vascular tissue, "NYJjen
the leaf is fully expanded, its position is maintained by an equality
between the downward pressure of the portion of the pulvinus above
the fibro-vascular strand and the upward pressure of the portion
below it. The downward movement of the leaf as a whole is due
to a sudden diminution of the upward pressure of the lower portion
ofthe main pulvinus ; similarly, the upward movement of a leaflet
is due to the sudden diminution of the downward pressure of the
upper portion of its pulvinus. In both cases the diminution of
pressure is due to a los^ of turgidity of the portion of the pulvinus
concerned : the cells become naccid. This loss of turgidity has
been shown to be dne to an escape of water from the cells, which
can only be accounted for by ascribing it to a change in the molecular
condition of their protoplasm. In spontaneous movements this
change is induced automatically, in induced movements by the
action of a stimulus. This molecular change is probably of such
a kind that the i)rotoplasm takes up water into itself, and at the
sam3 time allows it to pass through. The recovery of turgidity is
slow. The arrest of movement which is induced by long-continued
darkness or by exposure to light is probably due to the prevention
of the occurrence of molecular change in the protoplasm. The con-
duction of a stimulus, which undoubtedly taJces place in the leaves
of the Sensitive Plant, and probably in many other plant-organs
(see above on heliotropism, geotropism, hydrotropism, tendrils), is
effected by means of the delicate filaments of protoplasm which, as
Gardiner has clearly shown in the pulvinus, are conti^iuous between
Hie protoplasm-bodies of adjacent cells., ,
For the reproduction of plants, see RrPKODUCTiON.
Literature. — The following works on the ytliysiolo»y of plants maybe coa«
BOlteJ, — Sachs, Lehrbuch (iti Kng. ocl., Oxford, ISS'2) and Vork$ti.tnjcnu.iff
Pfiinzcnphysiologie ^Leipsic, 1SS2) ; VicU'cT, rjtanienpkysiologie (Leipsic, H"*!;
Van Tieghem, Traitede Botanique (Paris, 1SS4); Darwin, Ciimhitig i'/nu^s CJ'^^'i)
niul 7Vie I'owcr of Movement in Plants (1B80). (S. E. V.)
Index to Physiology.
Absorpllbn, of gases, 45.
law of. 45.
. Qf Wfttcr, 4-1.
"atins QctioDs, 20.
Alkaloids, 53.
Amities, 64.
AonboJiHin, 18, IP, 22. 40.
AnacrMbiotlc i)Iiints, b\.
Anastates, 10, 20.
Ajiiiiial s]>irits, 10.
Aroniatlc substances, 52.
Ash of plants, 4^, 40.
Basal ganglia, 37.
liitter priuciijU'S 53.
niood-vcsikjls, iutiu(;ncoofncrvcson,30.
Brain, devclopincut vf, »2, 83.
„ phytiiologicitl atiatoniy of, 31 32.
„ r\zq and weight of, 39.
Canc-stigar, 54.
Carbon dloxiilp, 45.
Cellcoutcnts, 11.
CcM-incmbiane, "11.
Cells, functlonH of In plants, 44.
,i Btructurc of, 44.
CoU-Sftp, 44,
Ccll-thcory, 11.
Cfll-walls, 43, 03.
Central nervous organs, 20, 27.
CerebellTim, 32, 8».
Corobr&l bcnilsphorcs, phyBloIoKlcnl
anatomy of, 3y.
„ „ removal of. 40.
„ p«dunclca, 37.
,, vosloleK, 31.
Cerenrum, cnmrniusural flbrcs of, 40.
„ longitudinal fibres of, 40.
,, Li^dunculur fibres of, 39.
Chlorophyll, 48, 52, 53,
Circinatc vernation, 58.
Circulation, in brain, 42.
„ osmotic, 4fi.
Colouring niattci-s in I'lnnts. 52.
Conficionsnesn, 20, 41.
Contact in plants, 60.
Contractility of protoi>lasm, 13, C2.
Corpora quadrigeiiiinn, 32, 37.
„ striata, 31, 37.
Corpus calloHuui, 31.
Craniiil nerves, 30, 42.
darwinian ciu'vature, CO.
DcprcHsor nerve, SO.
Ectodorin culls,. 14, 16^, - i
Electr^Cfl' stimulation ofcercbrAlhcmi-
.iphcres, 40.
„ „ of nerves, 24 sq.
Electricity In iilantn, 50.
Electrutonua, 24, 25.
£nccphalun, S2.
Endoderm cells, 14, 15.
Energy, arcumulation of In plants, 50.
,, dLsNipatioD of in ])lAnt.H. 50.
,, source of bodily, 0.
,, supply of in plants, 55 ^7.
Epinasty, 58, CO.
Equilibrium, sense of, 38, 30.
Excitability of grey matter, 28.
,, of nerves, 24.
Excretion, glandular, 63.
,, nectary, 53.
EKperimcnta^ metlmd, S3.
Expciimenta, on cerebellum, 88.
,, on cca'bnnn, 40.
,, electrical, 24, 25, 20, 41.
Fats in plants, 61.
Katty bodies, 53.
Fermentiilion, 51.
Ferments, unorganizrd, 50.
Fcrrier's experiments, 41.
Fixed-light position, 58.
Food, 9.
,, of plont.i, 4<l, 40
Functiuii, 10.
fJahannfropism, CO.
Geotropism, 50.
Glands, influence of nerves on, 30.
Glucose, 64.
Goltz's experiments, 41,
Gravity, influence on growth of plant.%
58, 69.
Grey matter of nerves, 23, 35.
,, ,, an-aiigemcDt and
structure of, 40.
Growth of plants, 57 w/.
„ „ direction of, 58.
,, ,, rata of, 57.
Heart, nervous arrangement of, 29.
Iloat, in ncrvea, 30.
,, source of plant-cnergj', 50
ndiotropism, 5S. 50.
Hering's speculations, 22.
Iletomuxesis, 5S, 03.
riydrotjMpism, 00.
II>'|ionasty, 58, CO.
Inhibition, 22, 20, 35.
Internal cnpsnle, 37,
Initabllity, of nerves, 24.
,, of protoplRBm, 13.
Katabolism, 13, 10 sy., 50.
Katastatcs, li>, 20.
LnticifcrouB tissue and (ells, 48.
Light, influence on growth of plants, 57.
„ „ movement of plants,
C.2. .
,, „ iranspirntlon, 40.
„ souroo of plantrni?rg>', 55, 50.
Medulla oblongata, 32, 35.
, , ,, as coniluctor of ner-
vous Impresslousj
36.
,, „ nocIH of, 36.
,, ,, physioUtj-ical onn-
tonty of, 3(J.
„ „ as reflex centre, 30.
McHostatcs, 10.
Metabolism, constructive, 19. 49.
,, destructive, 13, 50.
Molecular actions, 18.
,, changes in muscle, 10.
„ ,, nervous sul^
stance, 19.
Motor areas, 41.
,, ccntros in brain-cortex, 41.
,, uervea. 8, 24.
Movement, of body, 8.
„ Co-ordination of, 38.
„ in ph\uts, 50, 57 »q,, 62.
„ protoplasmic, 13, 01.
f, of variation, CI.
Muscles, contraction of, S, 24 sq.
Negative pressure, 47.
Nerve-cells, 27.
Nerve-currents, nature of, 2.^, 2(J.
„ „ -'■•'. 25. 2«.
Nerves, chei u of, 24,28
„ das
„ con»l ■.._• ■ ;, -J.
,, electrical plieuomcna of, 2dL
„ nutrition of, 2tf.
„ origia of in medulla, 3^.
,, stimuli of, 24.
„ btrncturo of, 23.
Nervous centrcH, 28, 80.
,, „ claasiricatlon of, 80.
„ Impulses, 8, 20,
,, ayittcm, 8. 23 $q., SO .09,
., ,, compnintive view of,
in invtrtcbratcs,
SO. 31.
,, ,, comparntive vlow of,
in vctlcbratof, 81,
32.
^ tissue. 28.
Nouus cursoriuH, 36.
Nucleus caudatufl, 37.
„ of cell, 11.
„ lonticularis, 87.
NMtAtion, M.
Optic tlialoml, 31, 37,
64
P H Y — P I A
Index to Physiology {continueil).
DrgAiiic adtls, 5"2.
substance in plants. 47, J
Organs. 10, ^4.
bilateral, 5S, .'59.
,, doisiventral; 6S, 59
„ ortliotropic, 01.
„ plagiotrnpic, 01.
,, ra'lial, 58, TiO.
f/\, terminal, 27.
psitiosis, 44.
^xiilation. of body, 0.
Jfc*^ ,, in plants, 51.
J3C)'gen in plants, 45, G2.
^ei'iplieral impressions, 3(1.
PHtiger's law of contraction, 24,
Physiology, definition of, 8.
I „ nietliotis of. 22.
* „ problems of, 9, 16.
pillars of fornix, 31.
Plastic prodncts, 51, 54.
Pons Varolii, 32, 30.
Primordial utricle, 44.
Pruteitls, 54.
Protoplasm, 12, 21.
,, assimilation of, 13.
,, of plants, 43
Protoplasmic theory, 12
Pulvinns, 03.
Rectipetality, 58.
Reflex actions, 28, 29.
,, centres, 35, 36.
Reserve materials, 54, 56.
Respiration, 51.
Root, strnctnre cf, 46.
Root-haiis, 44, 46.
Root. pressure, 40.
Secretion, 11, 17, 13.
Semicircular canals, 3S.
Sen.sorj* centres in l)rain-cortex, 41.
,, nerves, 8, 25.
Somatotropism, 00.
Spinal cord, jihysical anatomy of, 34.
,, ,, ,is reflex centre, 35.
,, ,, as transmitter of nervous
impressions. 34.
„ ,, as trophic centre, 35.
,, nerves, 43.
starch in plants, 54.
Stimuli, of nerves, 24 S7.
,, nf plant-movement,
Stoniata, 45 57.
Sympathetic system, 43.
Temperature, influence of on growthof
plants, 57.
,, inrtnenceof on movement
of plants, 62.
Tendrils, twining of, 00-
Tetanns, 25.
Thermotropism, ,59.
Tissues, 12.
,, constitution of, JG.
Transpiration. 40.
,, cniTent of, 47,
Unipolar excitation, 25.
Vacuole, 44.
Vagi electrotonus. 25.
Vascular .system, 10.
Vaso-inhibitnry neivcs. 30.
Vaso-motor tibres, 30.
Velocity, measurement of "in uerres,
2J, 20.
Vital spiwts, 10.
Waller's law, 26.
Waste-products, 51, 54.
Water-culture, 48.
White matter of nerve.s. 2S. 35.
, /PIACENZA (Fr., Ptmsance ; Lat., Flacentia), a city of
Italy, a bishop's see, and the chief town of a province, lies
bn the Lombard plain, 217 feet above sea-level, not far
from the right bank of the Po, just below the confluence
of the Trebbia. By rail it is 43 miles south-east of Milan
and 3-5 i north-west of Parma. Formerly a place of con-
siderable strength, it is still surrounded by walls with
bastions and fosse in a circuit of 4 miles. The cathedral
was erected between 1122 and 1233, in the Lombardo-
Gothic style, under the direction of Santo da Sanibuceto,
on the site of a church of the 9th century which had been
destroyed by Earthquake. The west front has three doors
with curious pillared porches. The campanile is a massive
square brick tower 223 feet high ; the iron cage attached
to one of its windows was put up in 1495 by Ludovico il
Moro for the confinement of persons guilty of treason or
sacrilege. The crypt is a large church supported by one
hundred columns. Sant' Antonino, which was the cathedral
church till 877, and occupies the spot where it was reputed
thut St Barnabas preached to the people, was built by St
Victor, the first bishop of Piacenza, in 324, restored in 903,
rebuilt in 1104, and altered in 1857. It was within its
walls that the deputies of the Lombard League swore to
the conditions of peace ratified in 1183 at Constance.
The brick vestibule (II Paradiso) on the north side is one
of the older parts of the building. San Francesco, a
spacious edifice begun by the. Franciscans in 1278, occu-
pies the site of Ubertino Landi's palazzo, and is famous as
the place where Agostino Landi harangued the people after
the murder of Pierluigi, and where in 1848 the deputies
of Piacenza proclaimed the annexation of theif city to the
Sardinian kingdom. San Sisto, which dates from 1499,
and takes the place of the church founded in 874 by
Angilberga (consort of the emperor Louis II.) for the
Benedictines, lost its chief attraction when Raphael's
Sistine Madonna (now in Dresden) was sold by the monks
in 1754 to Frederick Augustus III. San Sepolcro and
Sta Maria deUa Campagna are both after Bramante's
designs ; the latter is rich in works of Pordenone. Sant'
Anna, dating from 1334, was the church of the barefooted
Carmelites. Of the secular buildings in the city the most
interesting is the Palazzo Communale, begun in 1281. In
the main front the lower story, constructed of red and
white marble, presents a series of five open pointed arcades ;
the upper story, in brick, has six very rich round-arched
windows, each of five lights ; and above the cornice rise
forked battlements. The square in front is known as the
Piazza dei Cavalli, from the two bronze equestrian statues
of Ranuccio (1620) and his father Alexander, prince of
Parma, governor of the Netherlands (1625). Both were
designed by Francesco Mocchi. The Farnese palace was
begun after Yigndla's designs by Margaret of Austria in
1558; but it was never completed, and since 1800 it has
been used as barracks. Other buildings or institutions of
note are the old and the new bishop's palace, the fine
theatre designed by Lotario Tomba in 1803, the great
hospital dating from 1471, the library presented to the
commune in 1846 by the marquis Ferdinando Landi, and
the Passerini libn ty founded in 168-1. About a mile to
the east of the city is the Collegio Alberoni, instituted in
1751 for the education of priests and mis.^ionaries. At a
distance of about 2 miles in the opposite direction the
Trebbia is crossed by a bridge of twenty-three arches,
erected in 1825 at a cost of £47,000 ; the Austrians blew
up two of the arches in 1859. Piacenza is an important
point in the Italian railway system — the Lombardy, Pied-
mont, and Ligurian lines meeting there with those of
Central Italy. Silk, cotton, and woollen goods, pottery,
and hats are among the local manufactures. The popula-
tion of the commune (which in this case is almost exactly
identical with the city) was 34.985 in 1871 and 34,987
in 1881.
Piacenza, originally, it is snp[ioscd, a Ligurian and afterwards .1
Gallic town, was made a Roman colony in 219 B.C. Whilf its
walls were yet unfinished it had to repulse an attack by the Gauls,
whose hopes were e.\cited by the news of Hannibal's approach, am)
in the latter part of 21 S it afforded protection to the remains of
tlie Roman army under Scipio which had been defeated by the
Carthaginian general in the great battle on the Trebbia. In 207 it
withstood a protracted siege by Hasdrubal, Hannibal's brother, ami
thus contributed largely to the ultimate success of tixe Romans,
Seven years later the Gauls surprised and burned the city ; anil
the colony was so di'^"'.inished in strength that in 190 it had to be
recruited with three "thousand far_iilies. In 1£7 it was coiinectetl.
with Rimini and the south by the construction of the .ffimilian
Way. During the later republic and the empire Placentia i-s
named in connexion with a defeat of the forces of Marius in the
neighbourhood (82 B.C.), a mutiny of Julius Ctesar's garrison
(49 B.C.), another mutiny under Augustus (41 B.C.), the defence of
the city by Spurinna, Otho's general, against Coecina, Vitellius's-
general (69 A. D. ), and the defeat of Aurelian by the Marcomanni
outside the walls (271 A.D.). In 546 Totila reduced Piacenza by
famine. Between 997 and 1035 the city was governed by its
bishops, who had received the title of count from Otho III. In
the latter part of the 12th centuiy it was one of the leadinp;
merabei-s of the Lombard League. For the most p?,rt it remained
Guelph, though at times, as when it called in Galeazzo Visconti, it
was glad to appeal to a powerful Ghibelline for aid against its
domestic tyrants. In 1447 the city was captured and sacked by
Francesco Sforza. Having placed itself directly under papal
protection in 1512, it was in 1545 united with I'aEMA {q.v.) to
form an hereditary duchy for Pierluigi Farnese, son of Paul III.
In 1746 a battle between the Franco-Spanish forces and the
Austrians was fought under the city walls. In 1848 Piacenza was
the first of the towns of Lombardy to join Piedmont ; but it was
re-occupied by the Austrians and had to wait for its emancipation
till 1859. Lucius Calpurnius Piso (father-in-law of Julius Caesar),
Pope Gregory X., and Alexander Farnese, duke of Parma, were
natives of the city. Among the local historians are Boselli, Rossi,
Bonara, and Gemmi.
PIANOFORTE.'" The group of keyed stringed instru-
ments, among which the pianoforte is latest in order of
time, has been invented and step by step developed with
the modern art of music, which is based upon the simul-
taneous employment of dififerent musical sounds. In the
PIANOFORTE
G5
I Otli century the " organum " arose, an elementary system
of accompaniment to the voice, consisting of fourtlis and
octaves below tire melody and moving with it; and the
organ, the earliest keyed instniment, was, in the first
instance, the rude embodiment of this idea and convenient
means for its expression. 'Jhere was as yet no keyboard
of balanced key levers ; batons were drawn out like modern
draw-stops, to admit the compressed air necessary to make
the pi|ies sound. About the same time arose a large
Ktringed instrument, the organistrum, the parent of the
now vulgar hurdy-gurdy ; as the organ needed a blower
as well as an organist, so the player of the organistrum
required a handle-turner, by whose aid the three strings of
the instrument were made to sound simultaneously upon
a wheel, and, according to the well-known sculptured
relief of St George de Boscherville, one string was
manipulated by means of a row of stoi)pers or tangents
pressed inwards to produce the notes. The other strings
were drones, analogous to the drones of the bagjiipes, and
differing in effect from the changing " organum " of the
organ. In the 11th centurj-, the epoch of Guido d'Arezzo,
lo whom the beginning of musical notation is attributed,
the Pythagorean monochord, with its shifting bridge, was
used in the singing schools to teach the intervals of the
plain-song of the church. The practical necessity, not
merely to demonstrate the proportionate relations of the
intervals, but also to initiate pupils into the different grada-
tions of the church tones, had soon after Guido's time
brought into use quadruplex-fashioned monochords, which
were constructed with scales, analogous to the modern
practice with thermometers which are made to show both
Reaumur and Centigrade, so that four lines indicated as
many authentic and as many plagal tones. This arrange-
ment found gi-eat acceptance, for Aribo, writing about fifty
years after Guido, says that few monochords were to be
found without it. Had the
clavichord then been known, this
make -shift contrivance would
not have been used. Aribo
strenuously endeavoured to im-
prove it, and "by the grace of
God " invented a monochord
measure which, on account of
the rapidity of the leaps he
could make with it, he named
a wild-goat (cnprea). Jean di-
^uris {Musira Speculative,
1323) teaches how true relations
may be found by a single-
string monochord, but recom-
mends a four-stringed one, pro-
perly a tetrachord, to gain a
knowledge of unfamiliar inter-
vals. He describes the musical
instruments known in his time,
but does not mention the clavi-
chord or monochord with keys,
which could not have been then Fio.
invented. Perhai)s one of the '' . , „. ,, . „,
I. , . m'-nt fiom St .Mary s, Slirt'Wshuiy
earliest forms of such an mstru- (pHiniiivo cinviiiioid). iittnru
n,n..f ;„ ...!.;»), „*„, „ 1 l^''". Drown by .MIm Edith Lloyd.
ment, m which stoppers or tan-
gents had been adopted from the organistrum, is shown in
fig. 1, from U wood carving of a vicar choral or organist,
preserved in St Mary's Cliurch, Shrewsbury. The latest
date to which this interesting figure may bo attributed is
1460, but the conventional representation shows that the
instrument was then already of a past fashion,' although
perh.ips still retained in u.se and familiar to the carver.
A keyboard of balanced keys may have been first intro-
duced in the little portablo oryin known as the regal so
tln^' rcprcscn-
sirhiKfd InKtiu-
often represented in old carvings, paintings, and stained
windows. It derived its name regal from the rule
(reijula) or graduated scale of keys, and its use was to
give the singers in religious processions the note or pitch.
The only instrument of this kind known to exist in the
United Kingdom is at Blair Athole, and it bears the very
late date of 1630. The Brussels regal may bo as modern.
These are instances of how long a some-time admired
musical instrument may remain in use after its first inten-
tion is forgotten. We attribute the adaptation of the
narrow regal keyboard to what was still called the mono-
chord, but was now a complex of monochords over one
resonance board, to the latter half of the 14th century; it
was accomplished by the substitution of tangents fixed in
the further ends of the balanced keys for the movable
bridges of the monochord or such stoppers as are shown
in the Shrewsbury carving. Thus the monochordiura or
" payre of monochordis " became the clavichordium or
" payre of clavichordis " — pair being applied, in the old
sense of a " pair of steps," to a series of degrees. This use
of the word to imply gradation was common in England
to all keyed instruments ; thus wc read, in the Tudor
period and later, of a pair of regal.s, organs, or virginals.
The earliest known record of the clavichord occurs in
some rules of the minnesingers, dated 1404, preserved
at Vienna. The monochord is named with it, showing a
differentiation of these instruments, and of them from the
clavicymbalum, the keyed cymbal, cembalo (Italian), or
psaltery. From this we learn that a keyboard had been
thus early adapted to that favourite mediasval stringed
instrument, the " cembalo " of Boccaccio, the " sautrie " of
Chaucer. There were two forms of the psaltery: — (l)the
trapeze, one of the oldest representations of which is to be
found in Orcagna's fariious Trionfo della Morte in the
Campo Santo at Pisa, and another by the same painter in
the National Gallery, London ; and (2) the contemporary
" testa di porco," the pig's head, which was of triangular
shape as the name suggests. The trapeze psaltery was
strung horizontally, the " istromento di porco " either hori-
zontally or vertically, — the notes, as in the common dul-
cimer, being in groups of three or four unisons. In tliese
differences of form and stringing we see the cause of the
ultimate differentiation of the spinet and harpsichord. The
compass of the psalteries was nearly that of Guido's scale ;
but, according to Mersenne, the lowest interval was a
fourth, G to C, which is worthy of notice as anticipating
the later "short measure" of the spinet and organ.
The simplicity of the clavichord inclines us to place it,
in order of time, before the clavicymbalum or clavicembalo;
but we do not know how the sounds of the latter were at
first excited. There is an indication as to its early form
to bo seen in the church of the Certosa near Pavia, which
compares in probable date with the Shrewsbury example.
We quote the reference to it from Dr Ambros's I/i.itoiy of
Music. Ho says a carving represents King David as hold-
ing an " istromento di porco '- which has eight strings and
as many keys lying parallel to them ; ho touches the keys
with the right hand and damps the strings with the left.
The attribution of archaism applies with equal force to this
carving as to the Shrewsbury one, for when the monastery
of Certosa was built chromatic keyboards, which imply a
considerable advance, were already in use. There i.'i an
authentic representation >jS a chiomatic keyboard, painted
not later than 142G, in the St Cecilia jianel (now at Berlin)
of the famous Adoration of the Lamb by the Van Kycks.
The instrument depicted is a iiositivo organ, and it is
interesting to notice in this realistic painting that the keys
are evidently boxwood as in the Itjilian spinets of later
date, and that the angel plays a common chord — A wil''
the right hand, F and C with the left. But diatonic organs
.VIX. — 9
G6
PIANOFORTE
with eiglit.steps or ke3's in the octave, which included the
B flat and the B natural, as in Guide's scale, were long
preserved," for -Praatorius speaks of them as still existing
nearly two hundred years later. This diatonic keyboard,
we learn from Sebastian Virdung {Mvsica getittscht vnd
anszr/ezof/en, Basel,' 1511), was the keyboard of the early
clavichord. We reproduce his diagram as the only autho-
rity we have for the disposition cf the one short key.
lilLJ!
Fig. 2. — Diatonic Clavichord Keyboard (Guide's Scale) fromVirdung. Before 1511.
The extent of this scale is exactly Guide's. Virdung's
diagram of the chromatic is the same as our o'wn familiar
keyboard, and comprises three octaves and a note, from
F below the bass stave to G above the treble. But Virdung
tells us that even then clavichords were made longer than
four octaves by repetition of the same order of keys. The
introduction of the chromatic order he attributes to the
study of Boetius, and the consequent endeavour to restore
the three musical geiiera of the Greeks — the diatonic, chro-
matic, and enharmonic. But the last-named had not been
attained. Virdung gives woodcuts of the clavicordium,
the virginal, the clavicimba'lum, and the claviciterium. We
reproduce three of thein (figs. 3, 6, and 12), omitting the
virginal as obviously incorrect. All these drawings have
been continually repeated by writers on musical instru-
ments up to the present day, but without discerning that
in the printing they are reversed, which puts the keyboards
3ntirely wrong, and that in Luscinius's Latin translation of
Virdung (Musurgia, sive Praxis Musicee., Strasburg, 1536),
which has been hitherto chiefly followed, two of the engrav-
ings, the clavicimbalum and the claviciterium, are trans-
posed, another cause of error. Martin Agricola {Musica
Instrumentalis, Wittenberg, 1529) has copied Virdung's
illustrations with some -differences of perspective, and the
addition, here and there, of errors of his.o^\^l.
Fio. .*J.— Virdung's Cl3\ichoraium, 1511: reversed /acsimfZe.
Still vulgarly known as monochord, Virdung's clavi-
chord was really a box of monochords, all the strings being
of the same length. He derives tlie cla-v-ichord from
Guide's monochord as he does the virginal from the
psaltery, but, at the same time, confesses he does not know
when, or by whom, either instrument was invented. We
observe in this dra'wing the short sound-board, which always
remained a clavichord peculiarity, and the straight sound-
board bridge — necessarily so when all the strings were of
one length. To gain an angle of striking place for the
to.ngents against the strings the keys were made crooked, an
""pedient further rendered necessary by the " fretting," —
three tangents, -according to Virdung, being dii-ected to
5top as many notes from each single group of three strings
tuned in unison ; each tangent thus made a different
vibrating length of string. In the drav.ing the strings are
merely indicated. The German for fret is Btmd,Hi$'%ki\i
a c'aviciiord, in that language, is knOw'n as a "gebtin'd^n "
one, both fret (to rub) and Bnnd (from linden, to bind)
having been taken over from the lute or viol. The French
and Italians employ " touche " and " tasto," touch. Prs-
torius, who wrote a hundred years later than Virdung, says
tvvo, three, and four tangents were thus employed in
stopping. The oldest clavichords extant have no more
than two tangents to a note formed by a pair of strings,
no longer three. Thus seven pairs of strings sufTice for an
octave of twelve keys, the open notes being E*, G, A, B flat,
C, D, E flat, and by an unexplained peculiarity, perhaps
derived from some special estimation of the notes which
was connected with the church modes, A and D are left
throughout free from a second tangent. A corresponding
value of these notes is shown* by their independence of
chromatic alteration in tuning the double Irish harp, a."i
explained by Galilei in his treatise on music, published in
1581. Adlung, who died in 1762, speaks of another
fretting, but we think it must have been an adaptation
to the modern major scale, the "free " notes being E and
B. Clavichords were made with double fretting vjp to
about the year 1700, — that is to say, to the epoch of J. S.
Bach, who, taking advantage of its abolition and the conse-
quent use of independent pairs of strings for each note,
was enabled to tune in all keys equally, which had been
impossible so long as the fretting was maintained. .The
modern scales having become established. Bach was now
able to produce, in' 1722, Das wohltemperirte Clavier, the
first collection of preludes and fugues in all the twenty-
four major and minor scales for a clavichord which was
tuned, as to concordance and dissonance, fairly equal.
{ The oldest clavichord, here called manicordo (as French,
^manicorde, from monochord), known to exist is that shown
in_fig._jt.ait It will be observed that the lowest octave is
Fig. 4. — Mahfcordo (Clavicliord) d'Eleqnora di Montalvo 1C59 : Kraus Museum,
Florence.
here already '"' bundfrei " or fret-free. The strings are no
longer of equal length, and there are three bridges, divi-
sions of the one bridge, in different positions on the
sound-board. Mersenne's
" manicorde " {Ilannonie
Universelle, 163G), shown
in an engraving in that
work, has the strings still
nearly of equal length, but
divides the sound-board
bridge into five. The
fretted clavichords mdde'in
Germany in the last years
of the 17th century have
the curved -sound-board _
bridge, like a spinet. In ^'
the clavichord the tangents
always form the second
bridge, indispensable for the vibration, as well as act as
the sound exciters (fig. 5). The common damper to all the
strings is a list of cloth, interv.-oven behind the tangents.
As the tangents quitted the strings the cloth immediate'/
Fig. 5 — Clavichord Tangent-
P ] iV N O F O 11 T E
(w
stopped vibration. Too much cloth would diminisli the
tone of this ah-eady feeble instrument, which gained the
name of " dumb spinet " from its use. The cloth is
accurately painted in the clavichord Rubens's St Cecilia
(Dresden Gallery) plays upon,— interestirig as perhaps
representing that painter's own instrument. The number
(.if keys there shown is three octaves and a third, F to A,
— the same extent as in Handel's clavichord now in the
museum at Maidstone (an Italian instrument dated 1726,
and not fretted), but with a combined chromatic and short
ixitave peculiarity in the lowest notes we shall have to
refer to when we arrive at the spinet ; we pass it by as
the only instance in the clavichord we have met with.
The clavichord must have gone out of favour in Great
Britain and the Netherlands early in the 16th century,
before its expressive power, which is of the most tender ,
and intimate quality, could have been, from the nature
of the music played, observed, — the more brilliant and
elegant spinet being preferred to it. Like the other key-
board instruments it had no German name, and can hardly
liave been of German origin. Holbein, in his drawing of
the family of Sir Thomas More, 1528, now at Basel, indi-
cates the place for " Klavikordi und ander Seytinspill. "
But it remained longest in use in Germany — until even
the beginning of the present century. It was the favourite
" Klavier " of the Bachs. Besides that of Handel already
noticed, there are in existence clavichords the former
possession of which is attributed to Mozart and Beethoven.
The clavichord was obedient to a peculiarity of touch
])ossible on no other Jieyboard instrument. This is
<lescribed by C. P. Emmanuel Bach in his famous essay
on playing and accompaniment, entitled Versuch iiher die
jonhre Art das Klavier zu spielen (An Essay on the True
. Way to play KeyV)oard Instruments). It is the " Bebung "
(trembling), a vibration in a melody note of the same nature
as that frequently employed by violin p"a/'ers to heighten
the expressive effect ; it was gained by a repeated move-
ment of the fleshy end of the finger while the key was
still held down. The " Bebung " was indicated in the
notation by dots over the note to be affected by it, perhajjs
showing how many times the note should be repeated.
According to the practice of the Bachs, as handed down
to U3 in the above mcnlioped essay, great smoothness of
touch was required to play the clavichord in tunc. As
with the monochord, the means taken to produce the
sound disturbed the accuracy of the string measurement
by increasing tension, so that a key touched too firmly in
the clavichord, by unduly raising th6 string, sharpened the
pitch, an error in playing deprecated by C. P. Emmanuel
Bach. This answers the assertion which has been made
that J. S. Bach could not have been nice about tuning
when he played from preference on an instrument of un-
certain intonation.
The next instrument described by Virdung is the
virginal {viiyinaiiii, [iroiicr for. a girl), a parallelogram in
sha[>o, with a projecting keyboard and compass of keys
the same a.s the clavichordium. _ Here we can trace deriva-
tion from the psaltery in the soundboard covering the
entire inner surface of the instrument and in the triangular
disposition of the strings. The latter in Virdung's drawing
has an impossible position with reference to the keyboard,
which renders its reproduction as an illustration useless.
But in the next drawing, the clavicimbalum, this is rectifiofl,
and the drawing, reversed on account of the key-board,
can be accepted as roughly representing the instrument so
called (fig. 6).
There would be no • difference between -it and ' the
virginal wore it not for a peculiarity of keyboard compass,
which emphatically refers itself to the Italian "spinctta;"
name unnoticed by -Virdung or by -his countryman
Arnold Schlick, who, in the .same year 1511, published hia
Spiiycl der Oygdmacher ("Organ-builders' Mirror"), and
jrrrrrrrrrrri^r/rrj^ 7;.
Kir.. C— Virdung's Cliiviciinbaluiii (Spine;!). 1.J11 ; icvu.^til/dc-snHiV^
named the clavichordium and clavicimbalum as familiar
instruments. In the first i)lace, the keyboard, beginning
apparently ^\-ith B natural, instead of F, makes tlie
clavicimbalum smaller than the virginal, the strings in this
arrangement being shorter ; in the next place it is almost
certain that the Italian .spinet compass, beginning apjiar-
ently upon a semitone, is identical with a " short measure "
or " short octave 'I organ compass, a- very old keyboard
arrangement, by which the lowest note, representing B,
really sounded G, and C sliarp in like manner A. The
origin of this may be deduced from the psaltery and many
representations of the regal, and its object appears to have
been to obtain dominant basses for cadences, — harmonious
closes having early been sought for as giving jjleasure to
the ear. We have found a hitherto unnoticed authority
for this practice in Mersenne, who, in 1636, expressly
describes it as occurring in his own spinet {es)iitutt(). He
says the keyboards of the s|)inet and organ are the same.
Now, in his Latin edition of the same work he renders
espinette by clavicimbalum. We read {llaiinonie C'ni-
verseUe, Paris, 16.36, liv. 3, p. 107)—" Its longest string [his
spinet's] is little more than a foot in length between the
two bridges. It has only thirty-one steps [" marches "] in
its keyboard, and as many strings over its sound-board [he
now refers to the illustration], so that there are live keys
hidden on account of the perspective, — that is to say, three
naturals and two sharps ["/fin^c.*," same as the Latin ficti\
of which the first is cut into two (a divided sharp form-
ing two keys) ; but these sharps serve to go down to the
third and fourth below the first step, C sol [tenor clef C],
in order to go as far as the third octave, for the eighteen
principal steps make but an eighteenth, that i? to say, a
fourth more than two octaves." The note we call F he,
on his engraving, letters ns C, indicating the pitch of a
spinet of the second size, which the one described is not.
The third and fourth, reached by his cut sharp, arc conse-
quently the lower K and D ; or, to complete, as he says,
the third octave, the lowest note might be F, but for
that he would want the diatonic semitone B, which his
spinet, according to. his description, did not possess.'
Mersenne's statement sufficiently proves, first, the use in
spinets as well as in organs of what ivc now call " short
measure," and, secondly, the intention of cut sharps nt
the lower end of the keyboard to gain lower notes.
He speaks of one string only to each note ; unlike the
double' and triple strung clavichord, those instruments,
clavicimbalum, spinet, or virginal, derived from the
psaltery, could oidy present one string to the mechanical
jilcctrum which twanged it. As regards the kind of
plectra earliest used wo have no evidence. The little
rrow-auill points, Scaliirer, who wa.s born in'LJS}, ex-
' Mr A. J. Kliis (llislory of Mutical Pitch, p. 318) 8{(!ii llio B in
McTBcnni's outline dir.gram.
f>8
PIANOFORTE
Fig. 7.— Spinet
"Jack."
prcssly says were introduced when he was a boy. They
project from centred tongues in uprights of wood known
as "jacks" (tig. 7), which also carry the dampers. The
quills, rising by the depression of the keys
in front, set the strings vibrating as they
pass them, — springs at first of steel, later
of bristle, giving. energy to the twang and
governing their return. Scaliger- remem-
bered the " harpichordum " and " clavi-
cimbaluin " being without those quill-
points {mwvones), and attributes the intro-
duction of the name " spinetta " to them
(from spina, a thorn). We will leave har-
pichordum for the present, but the early
identity of clavicimbalum and spinetta is
certainly proved. Scaliger's etymology
has remained unquestioned until quite re-
cently ; it is due to Signer Ponsicchi of
Florence to havp discovered another de-
rivation. He has found in a rare book
entitled Condusione nel suono delU organo, di D. Adiano
B'lnchieri (Bologna, 1608), the following passage, which
translated reads : — " Spinetta was thus named from the
inventor of that oblong form, who was one Maestro Gio-
vanni Spinetti, a Venetian ; and I have seen one of those
instruments, in the possession of Francesco Stivori, organist
of the magnificent community of Montagnana, within
which was this inscription — Joannes Spinetvs Venetvs
fecit, A.D. 1503." Scaliger's and Banchieri's state-
ments may be combined, as there is no discrepancy
of dates, or we may rely upon whichever seems to
as to have the greater authority, always bearing in
mind that neither invalidates the other. The intro-
duction of crow-quill points, and adaptation to an
oblong case of an instrument previously in a trapeze
form, are synchronous; but we must accept 1503 as
a late date for one of Spinetti's instruments, seeing
that the altered form had already become common^
as shown by Virdung, in another country as early as
1511. After this date there are frequent references
to spinets in public records and other documents,
and we have fortunately the instruments themselves
to put in evidence, preserved in public museums and in
private collections. The oldest spinet we can point out is
i-n the Conservatoire, Paris. It is a pentagonal\instrament
made by Francesco di Portalupis at Verona, 1523. The
Milanese Rossi were famous spinet-makers, and have been
accredited {La Nobilitk di Milaiio, 1595) with an improve-
ment in the form which wfifT believe was the recessing of
the keyboard, a feature which had previously entirely pro-
jected ; by the recessing a greater width was obtained for
the sound-board. The spinets by Annibalo Rosso at South
Kensington, dated respectively 1555 (fig. 8) and 1577,
The apparent compass of the keyboard in It^ily generally
exceeded four octaves by a semitone, E to F ; but we may
regard the lowest natural key as usually C, and the lowest
sharp key as usually D, in these instruments, according tc
" short measure. "
The rectangular spinet, Virdung's "virginal," early
assumed in Italy the fashion of the large " casone " oi
wedding chests'. The oldest we know of in this style, and
dated, is the fine specimen belonging to M. Terme which
figures in L'Art Deeoratif (fig. 9). Virginal is not an Italian
name ; the rectangular instrument in Italy is " spinetta
tavola." In England, from Henry VII. to Charles II.,
all quilled instruments (strometiti di penna), without
distinction as to form, were known as virginals. It was
a common name, equivalent to the contemporary Italian
clavicordo and Flemish clavisingel. From the latter, by
apocope, we arrive at the French clavecin, — the French
clavier, a keyboard, being in its turn adopted by the
Germans to denote any keyboard stringed instrument.
Mersenne gives three sizes for spinets, — one 2^ feet
wide, tuned to the octave of the "ton de chapelle " (in
his day a whole tone above the present English- mediuir
pitch), one of 3| feet, tuned to the fourth below, and on«
of 5 feet, tuned to 'the octave below the first, — the last
being therefore tuned in unison to the chapel pitch.*^ He
says his own spinet was one of the smallest it was custom
Fig. 8.— Milanese Spinetta, by Annibale Ro&<»rt, 1555; Sonth Kenslngton-Muaeiim.
Show this alteration, and may be compared with the older
and ptirer form of one, dated 1568, by Marco Jadra (also
known as Marco "dalle spinette," or "dai cembali").
Besides the pentagonal spinet, there was an heptagonal
variety ; they had neither covers nor stands, and were
often withdrawn from decorated cases when required for
performance. In other instances, as in the 1577 Rosso
spinet, the case of the instrument itself was richly adorned.
Fig. 9.— Spinetta Tavola (Viiginal), 1S68; collection of M. Tenne.
ary to Hiake, but from the lettering of the keys In his
drawing it would have been of the second size, or tho
spinet tuned to the fourth. The octave spinet, of trapeze
^rm, was known in Italy as "ottavina" or "spinetta di
serenata." It had a less compass of keys than the larger
instrument, being apparently three and two-third octaves, E
to C, — which by the " short measure " would be four
octaves, C to C. We learn from Praetorius that these little
spinets were placed upon the larger ones in performance;
their use ^as to heighten the brilliant effect. In the
double rectangular clavisingel of the Netherlands, in
which there was a movable octave instrument, we
recognize a similar intention. There is a fine
spinet of this kind at Nuremberg. Pr«3toriua
illustrates the Italian spinet by a form known ay
the " spinetta traverse," an approach towards the
long clavicembalo or harpsichord, — the tuning pins
being immediately over the keyboard. This trans-
posed spinet, more powerful than the old trapeze
one, became fashionable in England after the
Restoration, — Haward, Keene, Slade, Player, Baudin, the
Hitchcocks, Mahoon, Haxby, the Harris family, and
others having m.ade such " sjiinnets " during a period
for which we have dates from 1668 to 1784. Pepys
bought his " Espinette " from Charles Haward ior £5
July 13, 1668.
The spinets of Keene and Player, made about 1700,
have frequently two cut sharps at the ba.«!s end of the key
PIANOFORTE
()ii
board, which Mersenne'a short measure, and the. realization
at that time of the independence of each key in the
chromatic scale, may be taken when combined to exulain.
Fio. lO.'^Engllsh Soinet (SpinetU Traversa), by Carolua Hawaid. About 1668.
Collection of Mr W. Dale, London.
Hitherto such cut sharps have been assumed to be quarter
tones, but enharmonic intervals in the extreme bass can
have no justification. From the tuning of Handel's Italian
clavichord already mentioned, which has this peculiarity,
we are led to infer that the nearer halves of the two cut
sharps were the chromatic semitones, and the farther halves
the lower thirds or fourths below what they appeared to be.
Thomas Hitchcock (for whom we have a date 1703 upon
■a spinet jack in an instrument of older model with two
cut sharps by Edward Blunt) and his ''
son John made a" great advance in con-
structing'spinets, giving them the wide
coihpass of five octaves, from G to G,
with very fine keyboards in which the
sharps were inlaid with a slip of the
ivory or ebony, as the case might be, of
the naturals. Their instruments, always
numbered, and not dated as has been
sometimes supposed, became models for
the contemporary and subsequent Eng-
lish makers. ■ , \
We have now to ask what was the
difference between Scaliger's harpichor-
dum and his clavicymbaL Galilei, the
father of the astronomer of that name
{Dialogo della Musica Antica e Moderna,
Florence, 1581), says that the harplchord
was so named from having resembled
an "arpa giacente," a prostrate or
," couched " harp, — proving that the
clavicymbal was at first the trapeze-
shaped spinet; and we should therefore differentiate hdrpi-
chord and clavicymbal as, in form, suggested by or derived
from the harp and psaltery, or from a " testa di porco "
and an ordinary trapeze psalterj'. We are inclined to prefer
the latter. The Latin name " clavicymbalum'," having
early been replaced by sjiinet and virginal, was in Italy and
France bestowed upon the long harpichord, and was con-
tinued as clavicembalo (gravccembalo, or familiarly cembalo
only) and clavecin. Much later, after the restoration of
the Stuarts, the first name was accepted and naturalized
in England as harpsichord, which we will define as the
long quill instrument shaped like a modern grand piano,
and resembling a wing, from which, it has gained the
German appellation " FliiRel." Wo can point out no long
instrument of this kind so old as the Roman cembalo at
South Kensington (fig. 11). It was made by Geronimo of
Bologna in 1521, two years before the Paris Portalupis
spinet. The outer case is of finely tooled leather. It has a
spinet compass of keyboard of nearly four octaves, E to D.
The natural keys are of boxwood, gracefully arcaded in
front. The keyboards of the Italian cembalo were after-'
wards carried out to the normal four octaves. There is ai)
existing example dating as early as 1526, with the basl
keys carried out in long measiire. It is surprising to sefi
with what steady persistence the Italians adhered in making
the instrument to their original model. As late as the epoch
of Oristofori, and in his 1722 cembalo at Florence, we still
find the independent outer case, the single keyboard, the
two unisons, neither of which could be dispensed with by
using stops. The Italians have been as conservative with
their forms of spinet, and are to this day with their organs.
The startling "piano e forte" of 1598, brought to light
from the records of the house of D'Este, by Count
Valdrighi of Modena, after much consideration and a
desire to find in it an anticipation of Cristofori's subse-
quent invention of the pianoforte, we are disposed to
regard as an ordinary cembalo with power to shift, by a
stop, from two unisons (forte) to one string (piano), at tk^t
time a Flemish practice, and most likely brought to Italy
by one of the Flemish musicians who founded the Italian
school of composition. About the year 1600, when accom-
paniment was invented for monody, large cembalos were
made for the orchestras to bring out the bass part — the
performer standing to play. Such an instrument was
called " archicembalo," a name also applied to a largo
cembalo, made by Vito Trasuntino, a Venetian, in
1606, intended by thirty-one keys in each of its four
octaves — one hundred and twenty-five in all — to restore
Flo. 11.— Roman
Clavicembalo, by Geronimo of Bologna, 1,S31 ; South Kcnslnglon Museum,
the tliree genera of 'the ancient Greeks. IIow many
attempts have been made before and since Trasuntino to
purify intonation in keyboard instruments by multiplying
keys in the octavo 1 Sinmltaiicously with Father Smith'.-*
well-known experiment in the Toniiilo organ, London, there
were divided keys in an Italian harpsichord to gain a .sepa-
rate G sharp and A flat, and a separate D sharp and E Hat.
Double keyboards and sto|is in the long cembalo or
harpsichord came into use in tliu Nellicrlands early in the
16th century. We find them iiiiportcd into England. Tlio
following citations, quoted by liimbault in his History <</
(he rianoforU, but imperfectly understood by liim, aro
from the privy purse expenses of King Henry Vlll., aa
extracted by Sir llnrris Nicolas in 1827.
TO
PIANOFORTE
" 1530 {A]iril). Item the vj dayc paicJ to William Lcwcs for
I payci' of vir{jliialls in one coffer witli iiii stojipes brouglit to
Giciicwiclie iii li. Anil for ii payer of virf;inalls in one coH'cr
brouirlit to the More otlicr iii li. "'
Kow the second instrument may be explained, virginals
meaning any quilled instrument, as a double s])inet, like
that at Nuremberg by ilartin Van der Beest, the octave
division being movable; but the first cannot be so
exjilained ; the four stops can only belong to a harpsichord,
and the two pair instrument to a double-keyed one, one
keyboard being over, and not by the side of the other.
Again from the inventory (after the king's death —
"Two fair jiair of new long Virginalls made harp-fashion o'f
Cipres, with keys of ivory, having the King's Arms crowned and
supported by his Grace's beastes within a garter gilt, standing
oyer the keys."
Rimbault saw in this an upright instrument, and such Tone'
was not then impossible, Virdung's elavioiterium (fig. 12)
being no more than a
horizontal harpsichord
turned up upon its broad
end, which a slight modi-
fication of the action
rendered facile, but if
upright, the two fair pair
of new long virginalls
would not have -been
"long"— but high. We
explain " harp-fashion "
aqcording to - Galilei's
"arpa giacente," and are
disposed to believe that
we have here another
double keyboard harpsi-
chord. We read in an
inventory of the furniture
of Warwick Castle, 1584, f,„. ij._vi,rt„n<r> ci,vin,r,;™ (upight
a faire paire of double" Hmijsichord), i5u. '
virginalls," and in the Hengrave' inventory, 1603, "one
great payre of double virginalls." Hans Kuckers, the
great clavisingel maker of Antwerp,- lived then too late
to have -invented the double keyboard and stops, evident
adaptations from the organ, but we may not withhold
from him the credit of introducing the octave string, so
long attributed to. him, which incorporated the octave
spinet with the large instrument, to be henceforth play-
able without the co-operation of another performer. It
had been attached to the bent or angle side of harpsi-
chords, as shown in a modern instrument which forms part
of the famous Plantin Museum at Antwerp, arfid also in one
by Hans Ruckers himself, dated 1594, preserved in the
Kunst und .Gewerbe Museum, Berlin. The double harpsi-
chord by that maker at the Conservatoire, Paris, dated
1590, which is four years earlier than the above, has the
octave string. From that date until the last harpsichord
was made by Joseph Kirkman in 1798, scarcely an instru-
ment of the kind was made, except in Italy, without
the octaves. Hans Kuckers had , two sons, Hans the
younger "and Andries the elder, who followed and rivalled
him in skill and reputation. Another Andries, the son of
the former, appears to have done but little, at least for him-
self ; but a nephew, Jan Couchet, a grandson of old Hans
Ruckers, continued the prestige of this distinguished family,
Huygens being a witness to the rare ability of Couchet.
All these men, and, in fact, all the clavisingel makers of
Antwerp, belonged to the artist's guild of St Luke, the
affiliation being recognized from the close alliance at that
time of the arts, the painter having often as much to do
with the musical instrument as the maker himself. The
Ruckers harpsichords in the 1 Sth century were fetching
puch prices as Bologna lutes did in the 17th or Cremona
violins do now. There are still many specimens exi-tm^
in Belgium, France, and England Handel had a Ruckers
harpsichord, which may be the one long sought for and
lately discovered by Mr Julian Mar.shall in Windsor-
Castle ; it completes the number of sixty-three existing
Ruckers instruments catalogued in Grove's Diitiomiri/ of
Music and Musicians.
After the Antwerp make declined, London became pre-
eminent for harpsichords, — the representative makers being
Jacob Kirckmaun and Burckhard Tschudi, pupils of a
Flemish master^ one Tabel, who had settled in London, and
whose business Kirckmann contmued through marriage
with Tabel's widow. Tschudi was of a noble Swiss family
belonging to the canton of Glarus. According to the
custom with foreign names obtaming at that time, by
which Haendel became Handel, and Schmidt Smith,,
Kirckmann dropped his final n and Tschudi became Shudi,
but he resumed the full spelling in the facies of the splendid
harpsichords he made in 1766 for Frederick the Great,
which are still preserved in the New Palace, Potsdam.
By these great makere the harpsichord became a larger,
heavier-strung, and more powerful instrument, and fancy-
stops were added to vary the tone effects. To the three
shifting registers of jacks of the octave and first and second
unisons were added the " lute," the charm of which was^
due to the favouring, of high harmonics by plucking the
strings close to the bridge, and the "harp," a.surding or
muting effect produced by impeding the vibration of the
strings by contact of small pieces of buff leather. Two
pedals were also u§ed, the left-hand one a combination of
a unison and lute, rendered practicable by first moving the
" machine," a sixth stop, with the left hand of the player ;
the right-hand pedal was to raise a hinged portion of thft
top or cover and thus gain some power of " swell " or cres-
cendo," an invention of Roger Plenius, to whom also the:
harp stop may be rightly attributed. This ingenious hari)-
sichord maker had been stimulated to gain these effects hy
the nascent pianoforte which, as we shall find, he was the
first to make in England. The first idea of pedals for the
harpsichord to act as stops appears to have been John Hay-
ward's (?Haward) as early as 1676, as we learn from Mace's
Mustek's Monument. The French makers preferred a kind
of knee-pedal arrangement known as the "genouillere," and
sometimes a more complete muting by one long strip of butf
leather, the "sourdine." As an improvement upon Plenius's
clumsy swell, Shudi in 1769 patented the Venetian swell,
a framing of louvres, like a Venetian blind, which opened
by the movement of the pedal, and, becoming in England
a favourite addition to harpsichords, was early transfenred
to the organ, in which it replaced the rude " nag's-head '*
swell. A French harpsichord maker, Marius, whose name:
is remembered from a futile attempt to design a piano-
forte action, invented a folding harpsichord, the '' clavecin
bris^" by which the instrument coidd be disposed of ii»
a smaller space. One, which is preserved at- Berlin,
probably formed, part of the camp_baggage_of, Eredcrick
the Great. '
It was formerly a custom with kings, princesTand nobles
who were well-disposed towards music to keep large collec-
tions of nmsical instruments, — not as now for beauty of
decoration, form, and colour, or historical associations, but
for actual playing purposes in the domestic and fgstive
music of their courts. There are records of their inventories,
and it was to keep such a collection in playing order that
Prince Ferdinand dei Medici engaged a Paduan harpsichord
niakfT, Bartolommeo Cristofori, the man of genius who in-
vented and produced the pianoforte. We fortunately pos-
sess the record of this invention in a litcrary.form from a
well-known writer, the Marchese Sci[>ione Maff'ei ; his
description api:)eai-ed in the Giurnate dei leUerad d'ltalni..
P 1 A N O F O 11 T E
a publication conducted by Apostolo Zeno. The date of
Maffei's paper was 1711. Rimbault reproduced it, witli a
technically imperfect translation, in his llistorj/ of the Piaiio-
forle. We learn from it that in 1709Cristofori had completed
four " gravecembali col piano e forte" — keyed-psalteries
with soft and loud — three of them being of the long or usual
harpsichord form. A synonym in Italian for the original
cembalo (or psaltery) is "salterio," and if it were struck
with hammers it became a "salterio tedcsco" (the German
hackbrett, or chopiiing board), the latter being the common
dulcimer. Now the first notion of a pianoforte is a dulcimer
wi'h keys, and we may perhaps not be wrong in supposing
thut there had been many attempts and failures to put a
kovboard to a dulcimer or hammers to a harpsichord before
Cnstofori successfully .solved the problem. The sketch
of his action in Maflei's essay shows an incomplete stage
in the invention, although the kernel of it, the principle of
es'iapement or the controlled rebound of the hammer, is
already there. He obtains it- by a centred lever {linguefta
inobiie) or hopper, working, when the key is depressed by
the touch, in a small projection from the centred hammer
butt. The return, governed by a spring, must have been un-
rertain and incapable of further regulating than could be,
obtained by modifying the strength of the spring, llore-
o>er, the hammer had each time to be raised the, entire
distance of its fall. There are, hpwever, two pianofortes by
C.ristofori in Florence, dated respectively 1720 and 1726,
»*hich show a much improved, we may even say a perfected,
construction, for the whole of an essential piano movement
is there. The earlier instrument has undergone sojiie re-
storation, but the 1726 one, which is in the Kraus Museum,
retains the original leather hammerheads. Both instru-
ments possess alike a contrivance for determining the
radias of the hopper, and both have been unexpectedly
found to have the "chock" (Ital. jjaramarUllo) whicli
regulates the fall of the hammer according to the strength
of the blow which has impelled it to the strings. After
this discovery of the actual instruments of Cristofori, there
can be no longer doubt as to the attribution of the invention
to him, in its initiation and its practical completion with
escapement and check. To Cristofori we ar^ indebted nqt
oidy for the power of playing piauo and foiie, but for the
infinite variations of tone, or nuances, which render the iu-
struraent .so delightful.
But his jjroblem was not solved by the devising of a
working action ; there was much more to be done to instal
the pianoforte as a new musical instrument. The resoni-
'Mllt
. 14,— CristofoiTs I'iano e Forte, 172i; ; Kvaus
Museum noicnce.
Fic. 13.— Criatofofra Escapement Action, 1720.
anco, that most subtle and yet all-embracing factor, bad
been experimentally developed to a certain perfection by
many generations of spinet and harpsichord makers, but
the resistance structure had to be thought out again.
Thicker stringing, rendered indispensable to withstand
even CrLstofori's light hammer.s, demanded, in its turn, a
i-tronger framing than the harpsichord had needed. To
make his structure firm, he considerably increased tho
.strength of the block which holtls the tuning-pins, and, as
ie could not dc sp witliout materially adding to its thicki-
ness, he, adopted the bold exjiedicnt of inverting it, driving
his wrcst-pins, harp-fashion, through it, so that tuning was
effected at their upper, while the wires were attached to
their lower ends.
Then to guarantee
the security of the
case he ran an inde-
pendent string-block
round it of stouter
wood than had been
used in harpsichords,
in which block the
hitch-pins weredriveu
to hold the farther
ends of the strings,
which were spaced
at equal distances
(unlike the harpsi-
chord), the dampers
lying between the
pairs of unisons.
Cristofori died in '
1731. Hehadpupils,
but did not found
a school of Italian
! pianoforte making, perhaps frpm the peculiar Italian con-
servatism in musical instruments we have already remarked
upon.
The essay of Scipione llaffei was transjated into German
in 1725, by Kcinig, the court j)oet at Dresden, and friend
of Gottfried Silbermann, the renowned organ builder and
harpsichord and clavichord maker.' Incited by thia
publication, and perhaps by haying seen in Dresden one
of Cristofori's pianofortes, Silbermann appears to have
taken up the new instrument, and in 1726 to haye
manufactured two, which J. S. Bach, according to his
pupil Agricola, pronounced failures. The trebles were too
weak ; the touch was too heavy. There has long been
another version to this story, viz., that Silbermann
borrowed the idea of his action from a very simple model
contrived by a young musician named Schroeter, who had
left it at the electoral court in 1721, and,, quitting Saxony
to travel, had not afterwards claimed it. It may be so;
but Schrocter's letter, printed in iMitzlers Bibliolluk, dated
1738, is not supported by any other evidence than the
recent discovery of z.\\ altered German harpsichord, tht,
hammer action of which, in its simplicity, may have been
taken from Scliroeter's diagram, and would sufficiently
account for tho condemnation of Silbermann's earliest
pianofortes if he had made use of it. In either case it is
easy to distinguish between the lines of Schrocter's interest-
ing communications (to Mitzlcr and later to Marpurg) the
bitter disappointment lie felt in being left out of the practi-
cal development of so important an instrument.
Biit, whatever Silbermann's first experiments wore b^od
upon, it has been made certain by tho personal investiga-
tions of the present writer that ho, when succcs.sful,
adopted Cristofori's j)ianofort6 without further alteration
than tho compass and colour of tho kcy.s, and the style of
joinery of the case. In the Silbermann grand pianofortes,
in the thrco jiakces at Potsdi^m, known to liave been
Frederick tho Great's, and to have been acquired by that
monarch prior to J. S. Bach's visit to him in 1747, wo find
tho Cristofori framing, stringing, inverted WTCst-pIank, ami
action complete. Fig. 15 represents tho instrument on
which J. S. Bach palycd in tho Town Palace, Potsdam.
It has been repeatedly 8tat<id in Germany that Frederiei
of Gora in Saxony, an organ builder and musical instrument
' This tranalntion, rcproducoil in ejfttnso, may be road in Dr Oicar
Paul's O'cschicJUf des Clavieri, Lcipsio, 1868.
72
PIANOFORTE
maker, invented the square or table-shaped piano, the "fort
bien" as he is said to have called it, about 1758-60. No
square pianD by this maker is forthcoming, but M. Victor
Fia. 15. — Snbennann Forte^Piono ; Stadtschloss, Potsdam, 1746.
^ ^- the Ciuwn Princess of Prusili.
»
Mahillon of Brussels has acquired a Frederici "upright
grand" piano, dated 1745, and contributes^ diagram of
the simple, action (fig. 16). -'In Frederici's, upright grand
action we have not to do with,
the ideas of either Cristofori or
Schroeter ; the movement is practi-
cally identical with the hammer
action of a German clock, and has
its counterpart in a piano at
Nuremberg, a fact which needs
further elucidation. ' We note
here the earliest example of tlie
leather hinge afterwards so com- '
mon in piano actions, and only
now going out of use. Where
are we to look for Schroeter's
copjdst, if not found in Silber-
mann,. Frederici, or, as we shall
presently see, perhaps Wagner?
It might be in the harpsichord
we have mentioned, which, made
in . 1712 by one ^
Brock for the elector ■
of Hanover (after- OS
wards George I. of p,o, le.— Frederici's Crilglit Grand Piano Action,
TTrvrrlTTirlN wn<i hv l"-*'. Instiument now transferred to the mviscnm
ii.ngiana;, was oy „(,|,j B,„ssj,sCons«-^-atoii-c.
him presented to
the Protestant pastor of Schulenberg near Hanover, and has
since been rudely altered into a pianoforte (fig. 17). There
is an altered harpsichord in the museum at
^~^**>>^^ Basel which appears to have been no more
fl [» successful But an attempted combination
^ ' of hai'psichord and pianoforte appears as a
very early intention. The English poet
Mason, the friend of Gray, bought such an
I 1
Fig. 17.— Hammer and Lifter of altered Haipslchoid by Brock. Instrument in
the collection of Mr Kendrlck Pyne, Manchester.
instrument at Hamburg in 1755, with "the cleverest
mechanism imaginable."
It was only under date'of 1763 that Schroeter pub-
lished for the. first time a diagram of his proposed inven-
tion, designed more than forty years before.' It appeared
in Marpurg's Kritische Briefe (Berlin, 1764). Now,
immediately after, Johann Zumpe, a German in London
who liad been one of Shudi's workmen, invented or
introduced (for there is sonio tradition that Mason had to
do v.'ith the invention of it') a square piano, which was to<
become the most popular domestic instrument. Burney
teUs us all about Zumpe ; and his instruments, still
existing, fix the date of the first at about
1765. In his simple "old man's head"
action, we have the nearest approach to a
realization of Schroeter's simple idea. It
will be observed that Schroeter's damper
would stop all vibration at once. This de-
tect is overcome by Zumpe's . " mopstick '
damper.
1 ' Another piano action had, however, come
into use about that time or even earlier iu
Germany. The discovery of it in the simplest
form is to be attributed. to M. Mahillon, who
has found it in a square piano belonging to
M._' Henri Gossehn, painter, of Brussels.
The principle of this action is thalt which
was later perfected by the addition of a
good escapement by Stein of Augsburg,
and was again later- experimented upon by Sebastian
Erard. Its origin is perhaps due tp the contrivance of a
piano action that should suit the shallow clavichord and
Engraved by permission of Il.I.n.
Fio. IS.— Schroeter's Model tor an Action, 1721.'
permit of its transformation into a square piano ; a" trans-
formation, Schroeter teUs us, had been going on when ha
Fig. 19. — Znmpc's Sqtiare Piano Action, 1766.
^^Tote his complaint. , It will be observed that the hammer
is, as compared ■with other actions, reversed, and the axis
Fio. 20.— Old Piano Action on the Gennea principle of Escapement. Squtrs
Piano belonging to M. GosseUn, Brussels.
rises with the key, necessitating a fixed means for raising
the hammer, in this action effected by a rail against which
the hammer is jerked up. It was Stein's merit to graft
the hopper principle upon this simple action ; and Mozart's
1 Mason really iuveuted tlie " celestiua," us we know from the cor-
respondeuce of Mary Granville. Under date of the llth January
1775 she describes this invention or improvement of the poet as a
short harpsichord in form, 2 feet long, but played with the right hatwj
only. The left hand controlled a kiud gf violin-bow, which produced
a charming sostinente, in character of tone between the violin tone
and that of musical glasses. Mason played upon it with great ex
pression.
PIANOFORTE
to
approbation of the invention, when he met with it at Aiigs>
burg in 1777, is expressed in a well-known letter addressed
to his motlier. No more " blocking " of the hammer,
destroying all vibration, waa henceforth to vex his mind.
tto. 21.— Stein's Action (the earliest so-called Viennese), 1780.
He had found the instrument that for the rest of his short
life replaced the harpsichord. M. Mahillon has secured
for his museum the only Johann Andreas Stein piano which
is known to remain. It is from Augsburg, dated 1780, and
has Stein's escapement action, two unisons, and the knee
pedal, then and later common in Germany.
Mozart's owm grand piano, preserved at Sakburg, and
the two grand pianos (the latest dated 1790) by Huhn of
Berlin, preserved at Berlin and Charlottenburg, because
they had belonged to the Prussian Queen Louise, follow
Stein in all particulars. These instruments have three
unisons upwards, and the muting movement known as
celeste, which no doubt Stein had also. The wrest-plank
is not inverted ; nor is there any imitation of Criatofori.
We may regard Stein, coming after the Seven Years' War
which had devastated Saxony, as the German reinventor
of the grand piano. Stein's instrument was accepted as a
model, as we have seen, in BerKn as well as Vienna, to which
city his business was transferred in 1794 by his daughter
Nanette, known as an accomplished pianist and friend of
Beethoven, who at that time used Stein's pianos. She had
her brother in the business with her, and had already, in
1793, married J. A. Streicher, a pianist from Stuttgart, and
distinguished as a personal friend of Schiller. In 1802, the
brother and sister dissolving partnership, Streicher began
himself to take his full share of the work, and on Stein's
lines improved the Viennese instrument, so popular for
many years and famous for its lightness of touch, which
contributed to the special character of the Viennese school
of pianoforte playing. The firm of Streicher stiU exists in
Vienna; but since 1862, when Steinway's example caused
a ' complete revolution in German and Austrian piano-
making, the old wooden cheap grand piano has died out.
We will quit the early German piano with an illustration
(fig. 22) of an early square piano action in an instrument
Fio. 22. — Oermon Sqaaro Action, 1783. Flano by Wagner, Dresden.
made by Johann Gottlob Wagner of Dresden in 1783.
This interesting discovery of M. MahUlon's introduces us
to a rude imitation (in the principle) of Cristofori, and it
appears to have no Tclation whatever to the clock hammer
notion seen in Frederici's.
Burney, who lived tlirough the period of the displace-
ment of the harpsichord by the pianoforte, is the only
authority we can refer to as to the introduction of the latter
instrument into England. He tells us,' in his gossiping
way, that the first hammer harpsichord that came to
England was made by an English monk at Komo, a
* Reea's A'cw Cyclopiedia, article " Harpsichord."
Father Wood, for an English gentleman, Samuel Crisp of
Chesington ; the tone of this instrument was superior to
that produced by quills, with the added power of the
shades of piano and forte, so that, although the touch
and mechanism were so imperfect that nothing quick could
be executed upon it, yet in a slow movement like the
Dead March in Saul it excited wonder and delight.
Fulke GrevLUe afterwards bought this instrument for 100
guineas, and it remained unique in England for several
years, until Plenius, the inventor of tlie lyrichord, made a
pianoforte in imitation of it. In tliis instriunent the
touch was better, but the tone was inferior. We have
no date for Father Wood. Plenius produced his lyrichord,
a sostiiienfe harpsichord, in 1745. A\Tien Mason imported
a pianoforte in 1755, Fulke GreviUc's could have been
no longer unique.. The Italian origin of Father Wood's
piano points to a copy of Cristofori, but the description of
its capabilities in no way supports this supposition, unless
we adopt the very possible theory that the instrument
had arrived out of order and there was no one in London
who could put it right, or would perhaps divine that it waa
wrong. Burney further tells us that the arrival in London
of J. C. Bach in 1759 was the motive for several of the
second-rate harpsichord makers trying to make pianofortes,
but with no particular success. Of these Americus Backers,
said to be a Dutchman, appears to have gained the first
place. He was afterwards the inventor of the so-called
English action, and, as this action is based upon Cristo-
fori's, we may suppose he at first followed Silbermann in
copying the original inventor. There is an old play-bill of
Covent Garden in Messrs Broadwood's possession, dated
the 16th May 1767, which has the following announce-
ment : —
" End of Act 1. Miss Brickler -will sing a favourite song from
Judith, accompanied by Mr Dibdin, on a new instrument call'd
Piano Forte.
The mind at once reverts to Backers as the probable*
maker of this novelty. Be that as it may, between 177ii
and 1776, the year of his death, he produced the action
continued in the direct principle to this day by the firm of
Broadwood, or with a reversed lever and hammer-butt
introduced by the firm of Collard in 1835.
Fio. 23. — Grand Piano Action, 177C. TIio" EnRllflh " action of AmcrlcuB Backcn.
The' escapement lever is suggested by Cristofori's first
action^ to which Backers has adticd a contrivance for
regulating it by means of a button and screw. The check
is from Cristofori's second action. No more durable action
has been constructed, and it has always been found equal,
whether made in England or abroad, to the demands of
the most advanced virtuo.^i. John Bror.dwood and Robert
Stodart were friends, Stodart having boon Broadwood's
pupil : and they were the assistants of Backers in the
XLX. — lo
-r4
P I A N 0 L' O E T E
installation of bis invention. On hi^ death-bed he com-
mended it to Broadwood's care, but Stodart appears to
have been the first to advance it, — Broadwood being pro-
FiQ. S4.— Broadwooa's Grahfl Piano" Actfoh, 1§S4; English dirtct meciimUsm.
bably held back by his partnership with his broiher-in-law,
the son of Shudi, in the harpsichord business. (The elder
Shudi had died in 1773.) Stodart soon made a con-
siderable repiitatioa witJi his "grand" pianofortes, a
fio. 25.— Collal^l's Grand Piano Action, 18S4. English action, wittl
reveiscd lioppir and contrivance for repetition added.
designation . he was the first to give them. In Stodart's
grand piano we first find an adaptation from the lyrichord
of Plenius, of steel arches between the wrest-plank and
bellyrail, bridging the gap up which the hammers rise, in
itself an important cause of weakness. These are not found
in any contemporary German instruments, but may have
been part of Backers 's. Imitation of the harpsichord by
" octaving " was at this time an object with piano makers.
Zumpe's small square piano had met with great success ; he
was soon enabled to retire, and his' imitators, who were
legion, continued his model with its hand stops for the
dampers and sourdine, with little change but that which
straightened the keys from the divergences inherited from
the clavichord. John Broadwood took this domestic instru-
ment first in hand to improve it, and in the year 1780
succeeded in entirely reconstructing it. He transferred the
wrest-plank and pins from the right-hand side, as in the
clavichord,' to ,the back of the case, an improvement uni-
versally adopted after -his patent, taken out in 1783,
expired. In this patent we first find the damper and
piano pedals, since universally accepted, but at first in the
grand pianofortes only. Zumpe's action remaining with
an altered damper, another inventor, John Geib, about
this time patented the hopper with two separate escape-
ments, one of which soon became adopted in the- grass-
hopper of the square piano, it is believed by Geib him-
self ; and Petzold, a Paris maker, appears to have taken
later to the escapement eSected upon the key. We may
mention here that the square piano was developed and
.continued in England until about the year 1860. when it
went out of fashion.
To return to John Broadwood, — ^having launched his
reconstructed square piano, he next turned his attention
to the grand piano to continue the improvement of it from
the point where Backers had left it. The grand piano was
in framing and resonance entirely on the harpsichord prin-
ciple, the sound-board bridge being still continued in one
undivided length. The strings, which were of brass wire
in the bass, descended in notes of three unisons to the
lowest note of the scale. Tension was left to chance, and
a reasonable striking line or place for the hammers was not
thought of. Theory requires that the notes of octaves
should be multiples in the ratio of 1 to 2, by which, taking
the treble clef C at one foot, the lowest F of thij five-octave
scale would require a vibrating length between the bridges
of 12 feet. As only half this length could be conveniently
afforded, we see at once a reason for the above-mentioned
deficiencies. Only the three octaves of the treble, which
had lengths practically ideal, could be tolerably adjusted.
Then the striking-line, which should be at ah eighth or not'
less, than a ninth or tenth of the vibrating length, and had
never been, cared for in the harpsichord, was in the lo'west
two octaves out oi all proportion, With corresponding di^
advantage to the tone. John- Broadwood did not venture
alone upon the path tow-ards rectifying thes9 faults. He
called in the aid of professed men of science — Cavallo,,
who in 1788 published his calculations of the tension,
and Dr Gray, of the British Museum. Tlie problem wa.?
solved by dividing the sound-board bridge, the lower half of
^yhich was advanced to carry the bass strings, which were
still of brass. Xli9 uxii attempts to equalize the tension and"
improve the striking-place were here set forth, to the great
advantage of the instrument, which in its wooden construe-,
tion might now be considered complete. The greatest
pianists of that epoch, except Mozart and Beethoven,
were assembled in London, — Clementi, who first gave the
pianoforte its own character, raising it from being a mere
variety of the harpsichord, his pupils Cramer and for a
time Hummel, later on John Field, and also the brilliant
virtuosi Dussek and Steibelt. To please Dussek, Broad-
wood in 1791 carried his five-octave, F to F, keyboard, by
adding keys upwards, to five and a half octaves, F to C
In 1794 the additional bass half octave to C, which Shudi
had first . introduced in his double harpsichords, was given
to the piano. Steibelt, while in England, instituted the
familiar signs for the employment of the pedals, which
owes its charm to excitement of the imagination instigated
by power over an acoustical phenomenon, the sjinpathetic
vibration of the strings. In 1799 Clementi founded a
pianoforte manufactory, to be subsequently developed and
carried on by Messrs Collard.
The first square piano made in France is said to Lave
been constructed in 1776 by Sebastian Erard, a young
Alsatian. In 1786 he came to England, and founded the
London manufactory of harps and pianofortes bearing his
name. That eminent mechanician and inventor is said to
Fio, 26.— Erard's Double Escapement Action. 18S4. The doutle escapement or
repetition is effected by a spring irf the balance pn^sslng the hinged lever
upiyards, to allow the l^oppcr wliich delivers the blow to return to ita position
under the nose o( the hamnier, before the k^y has risen again.
have at first adopted for his pianos the English models.
However, m 1794 aad 1801, as is shown by his patenU,
PIANOFORTE
ii]
he was certainly engaged upon the elementary action
described as appertaining to M. Gosselin's piano, of probably
German origin. In his long-continued labour of inventing
and constructing a double eicaitcnicnt action, Erard appears
to have sought to combine the English power of gradation
of tone with the German lightness of touch. He took out
his first patent for a " repetition " action in 1808, claiming
for it " the power of giving repeated strokes without
missing or failure, by very small angular motions of the
key itself." He did not, however, succeed in producing
his famous repetition, or double escapement action until
1821 ; it was ther patented by his nephew Pierre Erard,
who, when the patent expired in England in 1835, proved
a loss from the difficulties of carrying out the invention,
which induced the House of Lords to grant an extension
of the patent.
Although some great pianists have been" opposed to
double escapement, notably Kalkbrenner, Chopin, and Dr
Hans von Biilow, Erard's action, in its complete or a
shortened form as introduced by Hcrz, is now more exten-
sively used than at any former period. Erard invented in
■ Fio. 57.— Stolnway's Grand I'iaro Action, 1884. The double escapement as in
Kriird's, but \vitii shortened balance and usual chuck.
1808 an upward bearing to the wrest-plank bridge, by
means of agraffes or studs of metal through holes in which
the strings are made to pass, bearing against the upper
side. The wooden bridge with down-bearing strings is
■clearly not in relation with upward-striking hammor-s, the
tendency of which must be to raise the strings from the
bridge, to the detriment of the tone. A long brass bridge
on this principle was introduced by William Stodart in
1822. A pressure-bar bearing of later introduction is
■claimed for the French maker, M. Bord, and is very fre-
■quently employed, by German makers especially. The first
to see the importance of iron sharing witli wood (ultimately
■almost supplanting it) in pianoforte framing was a native
■of England and a civil engineer by profession, John Isaac
Hawkins, who has been best known as the inventor of
the ever-pointed pencil. He was living at Philadelphia,
U.S., when he invented and first jiroducod tlie familiar
cottage i)ianoforte — " portable grand " as ho then called
it. He patented it in America, his father, Isaac Hawkins,
taking out the patent for him in I'higland in the .same year,
1800. It will be observed that the illustration hero given
(fig. 28) represents a wreck ; but a draughtsman's restora-
tion might be open to question.
There had been upright grand pianos as well as upright
harpsichords, the horizontal instrument being turned up
upon its wider end and a keyboard and action adapted to
it. William Southwell, an Irish pianomaker, had, in
1798, tried a similar experiment with a square piano,
to be"' repeated in later years by W. F. Collnrd of
London ; but Hawkins was the first to make a piano, or
pianino, with the strings descending to the floor, the
l<eyboard being raised, and this, although at the moment
the chief, was not his only merit. Ho anticipated nearly
every discovery that has since been introduced as novel.
His instrument is in a complete iron frame, independent
of the case ; and in this frame, strengthened by a system
of iron resistance rods combined with an iron ui)per bridge,
his sound-board is^ entirely suspended. An apparatus for
Fio. 28.— Hawkins's Portable Grand Piano, 1800. An upriKht Instniment, lh«
original of the modern cottage piano or pianino. In Messrs Broadwood's
museum and unrcstored.
tuning by mechanical screws regulates the tension of the
strings, which are of equal length throughout. The action,
in metal supports, anticipates Wornum's in the checking,
and still later ideas in a contrivance for repetition. This
remarkable bundle of inventions was brought to London
and exhibited by Hawkins himself, but the instrument
being poor in the tone failed to bring him pecuniary
reward or the credit he deserved. Southwell appears to
have been one of the first to profit by
Hawkins's ideas by bringing out the high
cabinet pianoforte, with hinged sticker
action, in 1807. All that he could, how-
ever, patent in it was the simple damper
action, turning on a pivot to relieve the
dampers from the strings, which is still
frequently used with such actions. The
next steps for producing the lower or cot-
tage upright piano were taken by Robert
Wornum, who in 1811 produced a dia-
gonally and in 1813 a vertically strung
one. Wornum's perfected crank action
was not complete until 18*26, when it was
patented for a cabinet piano ; but it was
not really introduced until three years
later, when Wornum applied it to his littlo
"piccolo." The principle of this centred
lever check action was introduced into
Paris by PloyeP and Pape, and thence has
gone to Germany and America. In Eng-
land it has now nearly superseded the once
favourite leather-hinged action.
It was not, however, from
Hawkins's invention that iron bo- I
came introduced as essential to tho A
structure of a pianoforte. This Fio. so.— Womum'i
was due to William Allen, a yoimg
Scotsman in tiie emjiloy of tlio
Stodarts. Ho devised a metal system of framing intended
primarily for compensation, but soon to become, in other
hands, a framing for resistance. His idea was to meet tho
divergence in tuning caused in brass and iron strings by
■ ' Plcyol cihibitod n snioll upright piano in Paris in 1827. Piinr
£ctLTd did not turn bis sttontion to upright pianos until 18!)1.
DprlRht
Action, l«2r.. Tho iirlcltial
of llio now universal crank
action In upright pianos.
70
PIANOFORTE
atmospheric changes by compensating tubes and plates of
Uie same metals, guaranteeing their stability by a cross
tetoning of stout wooden bars and a metal bar across the
irrest-plank. Allen, being simply a tuner, had not the full
practical knowledge for carryirg out the idea. He had to
illy himself with Stodarts' foreman, Thom; and Allen and
rhom patented the invention in January 1820. The firm
if Stodart at once acquired the patent. TVe have now
irrived at an important epoch in pianoforte construction, —
the abolition, at least in England and France, of the wooden
jonstruction in favour of a combined construction of iron
tnd wood, the former material graduaUy asserting pre-
sminence. Allen's design is shown in fig, 30. The long
bars shown in the dia-
^am are really tubes
fixed at one end only;
those of iron lie over the
iron or steel wire, while
those of brass lie over
the brass wire, the metal
plates to which they are
attached being in the
same correspondence. At
once a great advance was
made in the possibility of
using heavier strings than
could be stretched before,
without danger to the
durability of the case and
frame. The next step
was in 1821 to a fixed
iron string-plate, the in-
vention of one of Broad-
woods' workmen, Samuel
Herv^, which was in the
first instance applied to
one of the square pianos
of that firm. The great
advantage in the fixe^^
plate was a more even
solid coimterpoise to the
drawing or tension of the strings and the abolition of their
undue length behind the bridge, a reduction which Isaac
Carter 1 had tried some years before, but unsuccessfuUy,
to accomplish with a plate of wood. So generally was
attention now given to improved methods of resistance
that it has not been found possible to determine who first
practically introduced those long iron or steel resistance
bars which are so familiar a feature in modern grand
pianos; They were experimented on as substitutes for the
wooden bracing by Joseph Smith in 1798; but to James
Broadwood belongs the credit of trying them first above
the sound-board in the treble part of the scale as long ago
4S 1808, and again in 1818 ; he did not succeed, however,
' in fixing them properly. The introduction of fixed resist-
ance bars is really due to observation of Allen's compen-
sating tubes, which were, at the same time, resisting.
Sebastian and Pierre Erard seem to have been first in the
field in 1823 with a complete system of nine resistance
bars from treble to bass, ^^ith a simple mode of fastening
them through the sound-board to the wooden beams
beneath, but, although these bars appear in their patent of
1824, which chiefly concerned their repetition action, the
Erards did not either in France or England claim them as
A original invention, nor is there any- string-platt combined
' Sometime foreman to the pijinoforte maker Mott, who attracted
nuch attention by a piano with sostenente effect, produced by a
roller and silk attachments in 1817. But a sostenente piano, ho'f-
(yer perfect, is no longer a true piano such as Beethovsn and Chopin
r:ote for.
Fio.30. — Allen's CompeDsaflng Gi"and Piano,
1820. The first complete metal fi-oming
lystem applied over the strings.
with them in their patent. James Broadwood, by iils
patent of 1827, claimed the combination of string-plate
and resistance bars, which w-as clearly the completion of
the wood and metal instrument, differing from Allen's in
the nature of the resistance being fixed. Broadwood,
however, left the bass bars out, but added a fourth bar in
the middle to the three in the treble he had previously
used. It must be borne in mind that it was the trebles
that gave way in the old wooden construction before the
tenor and bass of the instrument. But-the«weight of the
stringing was always increasing, and a heavy close
overspinning of the bass strings had become general. The
resistance bars were increased to five, six, seven, eight, and,
as we have seen, even nine, according to the ideas of the
dififerent English and French makers who used them in
their pursuit of stability.
The next important addition to the grand piano in
order of time was the harmonic bar of Pieire Erard,
introduced in 1838. This was a gun-metal bar of alter-
nate-dressing and drawing power by means of screws which
were tapped into the wrest-plank immediately above the
treble bearings ; making that part of the instrument
nearly immovable, this favoured the production of higher
harmonics to the treble notes, recognized in what we com-
monly call "ring." A similar bar, subsequently extended by
Broadwood across the entire wrest-plank, was to prevent
any tendency in the ^vrest-plank to rise, from the combined
upward drawing of the strings. A method of fastening the
strings on the string-plate depending upon friction, and
thus dispensing with "eyes," was a contribution of the
Collards, who had retained James Stewart, who had
been in America with Chickering, and was a man of
considerable inventive power. This invention was intro-
duced in 182". Between 1847 and 1849 Mr Henry
Fowler Broadwood, son of James, and grandson of John
Broadwood, and also
great grandson of
Shudi (Tschudi), in-
vented a grand piano-
forte to depend prac-
tically upon iron, in
whicli, to avoid the
conspicuous inequali-
ties caused by the
breaking of the scale
with resistance bars,
there should be no
bar parallel to the
strings except a bass
bar, while another
flanged resistance
bar, as an entirely
novel feature, crossed
over the strings from
the bass corner of
the wrest-plank to
a point upon the
string-plate where
the greatest accumu-
lation of tension
strain was found.
Mr Broadwood has
not continued, with-
out some compro-
mise, this extreme
means. Since the
Fio. 31.— Broadwood's Iron Grand Plann, 1884.
Complete iron frame with diagonal lesistanco
bar.
renunciation of ordinary resistance
Great Exhibition of 1851 he has
employed an ordinary straight bar in the middle of hia
concert grand scale, his smaller grands having frequently
two such as well as the long bass bar. From 1862 he hae
covered his wrest-plank with x thick plate of iron into
PIANOFORTE
winch the tuning pins scrffw as well as into the wood
beneath, thus avoiding the crushing of the wood hy the
constant pressure of the pin across the pull of the string,
an ultimate source of danger to durability.
^The introduction of iron into pianoforte structure has
been differently and independently effected in America,
the fundamental idea there being a single casting for the
metal plate and bars, instead of fprging or casting them in
separate pieces. Alphseus Babcock was tie pioneer to
this kind of metal construction. He also was bitten -with
the compensation notion, and had cast an iron ring for a
square piano in 1825, which is not said to have succeeded,
but gave the clew to a single casting
resistance framing, which was suc-
cessfully accomplished by Conrad
Meyer, in Philadelphia, in 1833, in
a square piano which still exists, and
w&s shown in the Paris Exhibition of
1878. Meyer's idea was taken up and
improved upon by Jonas CSickering
of Boston, who applied it to the
grand piano as well as to the square,
and brought the principle up to a
high degree of perfection, — establish-
ing by it the independent construc-
tion of the American pianoforte.
We have now to do with over- or
cross-stringing, by which the bass
division of the strings is made to
cross over the tenor part of the scale
in a single, double, or treble disposi-
tion at diverging angles,— the object
being in the first instance to get
longer bass strings than are attainable
in a parallel scale, and in the next
to open out the scale and extend the
area of bridge pressure on the sound-
board. In the 18th century clavi-
chords were sometimes overstrung in
the lowest octave to get a clearer fio. 32. — Meyer's Mctai
tone in that very indistinct part S« {?;/,f„"'g';rc Jtlr
of the instrument (strings tuned an
octave higher being employed). The first suggestion for
the overstringing in the piano was made by the cele-
brated, flute-player and inventor Theobald Boehm, who
carried it beyond theory in London, in 1831, by employing
a small firm located in Cheapside, Gerock & Wolf, to
make some overstrung pianos for him. 'Boehm expected
to gain in tone; Papo, an ingenious mechanician in Paris,
tried a like experiment to gain economy in dimensions, his
notion being to supply the best piano possible with the
least outlay of means. Tomkinson in London continued
Pape's model, but neither Boehm's nor Pape's took perma-
nent root. The Great Exhibition of 1851 contained a grand
piano, made by Lichtenthal of St Petersburg, overstrung
in order to gain .symmetry by two angle sides to the case.
It was regarded as a curiosity only. A few years later,
in 1855, Henry Engelhard Steinway (originally Steinweg),
who had emigrated from Brunswick to New York in 1849,
and had established the firm of Steinway & Sons in 1853
in that city, effected the combination of an overstrung
scale with tlie American iron' frame, which, exhibited in
grand and square instruments shown in London in the
International E.xhibition of 18G2, excited the attention of
European pianoforte makers, leading ultimately to import-
ant results. The Chickering firm claim to have antici-
pated the Steinways in this invention. They assert that
Jonas Chickering had begun a square piano on this com-
bined system in 1853, but, he dying before it was completed,
it was brought, out later. It is often difficult to adjudicate
upon the claims of inventors., so rarely is an invention the
product of one man's mind alone. However, the principle
has been taken up and generally adopted in America and
Germany, and has found followers elsewhere, not only in
grand but in upright pianos, to the manufacture of which
it has given, and particularly in Germany, a powerful
impetus. But, in spite of this general recognition, the
overstringing, as at present effected, is attended with grave
disadvantages, in disturbing the balance of tone by in-
troducing thick, heavy basses, which, like the modern
pedal organs, bear no just relation to that part of the
keyboard where the part-^vriting Ues. The great increase
also of tension
which is held up
as a gain, acts pre-
judicially 'Upon
the durability of
the instrument, as
no artificial screw-
ing up of the
sound-board can
always preserve
the elasticity of
the fibres of the fir
tree (Abies excelsa
in Europe, Abies
alba' in America)
of which it is
made. The re-
markable improve-
ments in the draw-
ing of the cast
steel wire pro-
duced in Birming-
ham, Vienna,' and
Nuremberg (this
last initiated by
Boehm) have ren-
dered very high
tensions practic- f'O- 33.— Stelnwaj's Grand rtano, ISSI. MedJ friunlog
, , -rrr i i- Jn a single cnstlrig uiid ovel'strung.
able. We believe
they have been overstated in figures ; it is certain, however,
that Broadwood's seven-octavo concert grands have a
tension of not less than sixteen tons when at the English
orchestral pitch, — the-notes of the ideal lengths each draw-
ing 450 BE). We have no such accurate statement to offer
of the American and German concert grands, but we regard
Steinway's as of not less than twenty-two tons tension.
' Whatever of importance h-is been introduced in the
structure of the pianoforte wo believe we have attributed
to its legitimate inventor or to the manufacturer who haa
placed it in the light of day. It would be impossible
within reasonable limits to chronicle the variations which
have taken place in the barrings of sound-boards on which
their resonant structure depends, the'disposition of wooden
beams or metal bars, the adaptation of mechanical action,
or any of those countless modifications upon which finally
depends the individual character of an instrument worlhj
to bo presented and upheld as a work of art. There an;
many names of first-rate piauoforto makers whose placo
has not been in this record, simply because they have not
ranked with the initiators or perfecters of inventions that
have been accepted as of paramount importance.
Tlio earliest keyboard inatrumcnt makers were to bo foiinii ir
monasteries or collegiate foundations, and Buch lav help as mn)
have been employed was at best of tho roufibeRt kind. In the next
epoch the artisU Ruilds in cities'nbsorbcd lay musical instrument
Hi.'ikei^, notably on account of tho then universal practice ol
making such instruments benuliful ; ami, indeed, wo are indebted
to Ibis' for tho preservation of manv spinets and harpsichords in
museums and private coUectioua. Xho full members of the craft-,
78
P I A — P I A
giiiWs were all masters who had terminated their apprenticeships
by producing complete instruments as "master-pieces," made
according to the rules and to the satisfaction of the wardens or
deacons of the guilds. A trial of this kind lasted long in many
crafts — for instance, in the case of Scottish cabinetmakers' inden-
tures, an apprentice's freedom was only gained after the test produc-
tion of an " essay " piece of work, duly authenticated and admitted.
Spinets and harpsichords were bound to bear the inscription of
the maker's name, or to show his trade mark as a guarantee for
honest workmanship. Tlie master's sons and apprentices were, in
the master's workshops, probationers of tlie guild and protected by
it. Even in the 17th century we hear little about journeymen,
who, as the name implies, would be paid by the day. But the
extension of musical instrument workshops about the beginning of
the 18th century was one of the signs of the weakened power of the
guilds— particularly in Great Britain. In France it needed the
Kevolution to entirely abolish them.
Throughout the 18th century journeywork and apprenticeship
were "eneral. Wages, compared with the cost of living, were meagre,
and the day's work, not unfrequently extended by overtime, was a
long one. The result was a slow production. The English cabinet-
makers, however, owing to disputes which at last called for judicial
interference, in the year 1788 brought out their book of prices
which was the foundation of the present piece-work system, riano-
forte makers in course of time adopted this new departure with the
result of quicker work and higher wages, benefiting alike the master
and man. The next industrial revolution was inaugurated some-
where about 1815, by the introduction of machinery to save manual
labour, the division of which had already been instituted, and by
the use of steam. Machinery has, as yet, been extended to its
furthest limit in America, where labour-saving is relied upon as a
powerful ally against strikes, which are more frequently victorious
in the New than in the Old "World. Simultaneously a dislike has
arisen to apprenticeships ; and even in Germany, the traditional
land of the apprentice, this mode of acquirement has weakened.
Turning to the commercial importance of the pianoforte, we find
that we have to face great difficulties in order to obtain anything like
trustworthy informati<rn. It is true official blue-books give yearly
statements of exports and imports, but as they do not separate the
pianoforte from other musical instruments an analysis is impossible.
Personal inquiry again'among pianoforte makers brings but scattered
information, partly from the natural inclination to enhance business
returns, and partly from an equally nahn-al disinclination to impart
that which, if spoken of at all, should be confidential. From this
dilemma we fall back upon gleanings of intelligence either of our
own gathering or as afforded by the leading pianoforte trade organs
in England and Germany — the London Music Trades Meview and
the Leipsio Zcitschrift fiir Instrumcntcnbau.
The chief centres of the pianofortei trade are London, Paris, Berlin,
Leipsic, Dresden, Stuttgart, Hamburg, Vienna, St Petersburg,
Brussels, New York, Boston, and Baltimore. The greatest cen-
tralizations are found in London and Paris, — very few pianofortes
being made in the United Kingdom or France, excepting perhaps at
Marseilles, out of those cities. But in Germany and the United
States there are pianoforte makers in many towns besides tliose we
have named. Pianofortes are made in Italy at Turin, Milaii, Flo-
rence, Naples, and Palermo, and in Spain at Barcelona (principally),
Madrid, and Saragossa. The large export trade belonged. formerly to
England and France, but it has been weakened of late years by the
commercial activity of the Germans, who have besides copied success-
fully and with the advantage of much lower wages recent Americac
models. German pianofortes are now much found in Great Britain,
where free trade has favoured their introduction, and in the Australian
colonies ; they have also outrivalled the French in Holland ; but we
believe France still keep» the trade of southern Europe, as the United
Slates mainly supply Canada. English exports of good makers will
be found all over the world ; but some important markets have been
lost through the inferior instruments consigned or sold because they
were cheap, and were supposed to be good enough.
The United States and Germany appear to employ the greatest
number of workmen in the pianoforte handicraft, Germany pro-
ducing the largest numbers of instruments. In adopting, how-
ever, the statistics given, we must not forget to take into account
that custom of advertising which leavens nearly every statement.
There are said to be upwards of 8000 workmen employed in piano-
making in America. The Messrs Steinway claim for America an
annual production of about 25,000 pianofortes of all kind*. We
liaidly feel disposed to allow Germany 73,000, with a less number
pf workmen, viz., 7834 ; but such is the statement put forward, it
is said, by a semi-official soiu-ce, the Deutsche Considats-Zeitung.
It must be borne in mind that machinery adds its power in-
jlefinitely to the number of men employed, but this occurs more
in America than in Germany. A recent strike in Paris repre-
sented the pianoforte trade society as consisting of 5000 members ;
and we shall not be far out in crediting that city with a produc-
tion of 20,000 instruments yearly. The number made ia Loudon
annually ma^ be taken as reaching at least 35,000.
Bibliography.— A. Schllck, Spieiie! der firgelmatlier, Jfalnz?. 1511. Berlin rcpr.,.
1SG9; S. Virdunp, Mttsica getuscht und ausig'^zogev , Bttscl. 1511, repiinted in fuc-
simile, Btrlin. lyS2; M. Agiicola. Musira Instrumeniatis, Wittembcig, 1329; O.
Lusciniu^, iliimrgta sire Praxis Musicx, Sfvasbuic. 1536; 31. PrSBtorius,.
Sijjitagma Musicum, vol. i., Wittemberg. 1615, vols. li. and iii. in German, Wolfeii-
l.iittel, lfll9; JI. .Mersenne, /Jarmonicorum (Paris, 1635), and Barmonie Univer-
Sf//e (Paris, 16311); C. Huygens, Correspondance. Jonkbloet et Lnnd, Levdcn,
1SS2 ; T. JIace, Mttsick's Montimtnl, London, 1676 ; J. S. Bad), J)as Wohltem-
perirte Clavier, Coetlu-n, 1722; C. P. E. Bach, Verstich ijber die tea/ire Art das
Clariertu spielen. Beitin, 1753; J. Adlnng, Miisica itechanica Orgatitrdi, Beilin,
176S ; C. Burney. The Present State of Music in Pmnce and Italy (London, 1771),
and TAe Present State of Music in Germany, the yet'hertands, <tc. (London, 1772);
W. A. Jloziirt. Brie/e, Leipsic, 1678; D. St'cibelr, Three Sonatas, Op. 35, picface
(Londo.i, 1709). and Methods de Piano Forte (Paris, 1S05) ; F. J. F^lis. " Esqnisse
de I'Histoire du Piano," in tlie Revue et Gazette Musicate (Pari.*5, 1830), partly
translated in tiie Harmonicon (London, 1830-31), " Exposition Universelle de
Londres," in Gazette Musicate (Paris, 1851), Exposition Vniverselle de Paris,
Rapport du Jury (Palis, 1855), " Exposition Internationale de Loiidl-es" in
Gazette Musicale (Paris, 1862), and Exposition Universelle de Paris, Rappori
du Jury (Paris, 1867) ; J. S. Broadwood, Some Notes made in 1838, witll observa-
ti<ins and elucidations by H. F. Broadwood, London, 1862 ; Kuetzinp, Das Wissen-
scha/tliche der Fortepiano Baukunst, Bern, 1844 ; S. and P. Erard, London
Exhibition, London, 1851; W. Pole, "JIusical Instruments of the Great Exhibi-
tion," from Jfeu-lon's Patent Journal (London, 1851), and in Jurors' Reports,
International Exhibition (London, 1SG2); J. Fischhoff, Versuch einer Geschichte
des Clavterbaues, Vienna, 1S53; Anonymous, Notes sur les Travaux de MM.
Erard, Paris, 1855 ; C. A. Andr^, Der Clavierbau, Offenbach, 1855; H. Welcker
von Gontershausen, Der Ftugel Oder die Besehaffenheit des Pianos in alien Formen
{Frankfort, 1856), and Der Clavierbau in seiner Tlieorie, Technik, und Geschichte
(Frankfort, 1870); E. F. Rimbault, The Pianoforte, London. I860; J. Broadwood
and Sons, international Exhibition, London, 1862; L. de Burbure, Recherclies sur
les Facteurs de Clavecins d'Anvers, Brussels, 1863 ; A. W. Ambros, Geschichte der
Mu3)t, vol. ii., Breslau, 1864 ; 0. Paul, Geschichte des Claviers (Leipsic. 1868), and
Amtiche Bericfit iiber die Wiener ^i/js?ef/(m? tm Ja/irc 1873 (Brunswick, 1874) ;
G. F. Silvers, It Pianoforte Guida Pratica, Kaples, 1868; Patents: Abridgments
of Specifications relating to Musical Instruments, London, 1871 ; P. Rombo^uts
and T. Van Lerius, De Liggeren der Anttcerpsche Sint Lucasgilde, vol. 1., .Antwerp,
1872, and vol. ii.. The Hapne; J. Bluethnei" and H. Gretschel, Lehrbuch des
Pianofortebaues, Leipsic, 1872; C. Engcl, Musical Instruments in the South
Kensington Museum (London, 1874), and " Some Account of the Clavichord." in
Musical Times (London, July, Aug., Sep., iS79); E. Vander Stiaeten, La Musiquo
aux Pays Bas, vol. iii., Brussels, 1875; Ciiickerinff & Sons, The Pianofortef
Boston, 1874; C. Chouquet, Le Mus^e du Conservatoire National de Musigue
(Paris, 1875), and Exposition Universelle et Internationale de Paris, Rapport
du Jury (Paris, 1880); L. Puliti, Delia Oriaine di Pianoforte, Florence, 1876;
C. Meyer & Son, On the Full Iron Plate Frame for Pianos, Philadelphia, 1876;
C. Ponsicclii, // Pianoforte, sua origine c sviluppo, Florence, 1876; Bosanquet,
Elementary Treatise on Musical IntetTals, London, 1876; A. Kraus, Catalogue
des Instrumcntsde Musique du Musee Kraus, Florence, 1878; V. Mahiilon, Annu~
aires du Conservatoire Royale de Musique de Bruxelles (Brussels, 1877 to 1883),
and Catalogue desciiptifei analytiqne du Musee Instrumental du Conservatoire
Royal de Musique de Bruxelles (Ghent, 1880-81); L. F. Valdrighl, Musurgiana,
Modena, 1879; E. Brinsmead, History of the Pianoforte, London, 1879; S.
Blondel, Histoire Anecdotique du Piano, Palis. 1880; A. Keis^mann, Illusliirte
Geschichte der Deutschen Ifusik, Leipsic, 1880-81 ; A. J. Ellis, " History of
Musical Pitch," with appendices in yoHrna? of the Society of Arts, 'Lon6on,18S0i
A. J. Hipkins, varions articles in Sir George Grove's Dictionary of Music and
Musicians, " History of the Pianoforte," with appendix, in Journal of the Society
of Arts (Londnn, 1883). and "Tiie Pianoforte and its Precui-sors," in the English
Illustrated Magazine (London, 1884). (A. J. H.)
PIAKISTS, the popular name of the "clerici regulares
scholarum piarum," the Pauline Congregation of the
Mother of God, which was founded by Joseph Calasanza
(Josephus a. Matre Dei) at Konie in the beginning of the
17 th century. Calasanza, a native «f Calasanz in th(»
province of Huesca in Aragon, was born on September 1 1
1556, studied at Lsrida and Alcala, and after his ordina-
tion to the priesthood removed to Rome. Here he became
zealously interested in the education of poor and orphan
children, and with this end he organized, in 1607, a brother-
hood which ultimately, in 1617, became an independent
Congregation, numbering at that time fifteen priests, under
Calasanza as their head. To the three usual vows they
added a fourth, that of devotion to the gratuitous instruc-
tion of youth. In 1622 the Congregation received a new
constitution from Gregory XV., and had all the privileges of
the mendicant orders conferred upon it, Calasanza bein^
recognized as general. In this capacity he busied himsell
with the extension of the order, not only in Italy, but also
in Germany, Poland, and other countries, until 1643,
when the jealousy of the Jesuits led to conflicts which
resulted in his removal from office ; owing to the same
cause the Congregation was deprived of its privileges by
Innocent X. in 1646. Calasanza, who died on August 22,
1648, was beatified in 1748, and canonized in 1767. The
privileges of the Congregation were successively restored
in 1660, 1669, and 1698. The Piarists, who are not a^
numerous body, are found chiefly in Italy, Spain, the West
Indies, Germany, and especially in Austria-Hungary.
PIATRA, a town of Koumania (Moldavia) at the head
of. the department of Neamtsu, on the left bank of the
Bistritza, an affluent of the Sereth. It is about 45 miles
P I A — P I C
7i)-
by road from Roman, a station on the raihvay from Galatz
and Czernowitz. The population of the prefecture in 1878
was 25,383 (9887 Jews). It contained seven Orthodox
churches, — the most remarkable being St John's, or the
Prince's Monastery, founded by Stephen the Great in
1497. There are five annual fairs, and a large trade is
done in grain and iimber — the latter being rafted down
the Bistritza from the mountains to Galatz.
PIAZZA ARMERINA (Sicilian, Chiazza), a city of Italy,
in the province of Caltanisetta, Sicily, on a hill 39 miles by
road east-south-east of the city of that name, and 30 miles
north of Terranova on the coast. It is a flourishing and
populous place (17,038 inhabitants in the city and 19,591
in the commune in 1881), has an 18th-century cathedral,
an episcopal palace, and a communal library (1859). The
church of Sant' Andrea, less than a mile distant, has a
fresco of date 1486, and other objects of interest.
Of the ancient city, which oUl local antiquaries held to have been
built. by a colony of refugees from Platsa, little is known. The
name sometimes occurs as Plutia. In 1095 Piazza was taken by
Count Roger of Sicily, who bestowed on it a banner reputed to bear
a likeness of the Virgin painted by St Luke. 'William I. destroyed
the city in 1160, but.it was rebuilt on a new site in 1163.
See Piatta aniica, ^c, by J. P. Chiaranda (a natlrc). of which a Latin transla-
tion by Moshelm is given in Grjcvius's Thesaurus attt. et hist. Sic, vol. xii.
PIAZZI, Giuseppe (1746-1826). See Astkonomy.
PICARDY (La Ficardie), one of the old feudal pro-
vinces of France, was bounded N. by Hainault, Artois,
and the English Channel, E. by Champagne, S. by lle-de
France, and W. by Normandy and the Channel. Northern
Picardy (subdivided into Upper and Lo\ver Picardy) was
formed into one of the great military governorships of the
kingdom, while Southerii Picardy was included in the
governorship of flo-de-France. Upper Picardy comprised
the districts (pays) of Amienois, Santerre, Vermandois, and
Thierache ; Lower Picardy Boulonnais, Ponthieu, Vimeu,
and the Pays Recouquis (or Calais, Guines, Ardre, and
Oye) ; and Southern Picardy Beauvaisis, Soissonais, and
Laonnais. The territory is now divided among the depart-
ments of Pas-de-Calais, Somme, Aisne, Gise, and Nord.
The name Picardy docs not appear before the 13th century.
Under tlic Romans the country formed part of Bclgica Secunda, and
was inhabited by vaiious Belgian tribes — the Moriiii, Ambiaiii,
Vcromandui, Bellovaci, and Suessiones, whose names still appear
in Amiens, Vermandois, Beauvais, and Soissons. After forming
part of tlio kingdom of Soissons and of Neustria, Picardy (that is,
tlio couiitsliip of Vei'iiiandois, kQ.) passed to tlie counts of Flanders.
It was finally united with the French crown by Louis XL.
See Do Verity (:770-74), Dubclloy (1770), La Bourt (1840), RoKor (1842-43),
•nd 'Coclierls (18.'it). V. do Beaiivillif has published n magnificent Jiccucit di
documents tri^dits concernant la Picardie, 1861, 1807, Ac.
PICCINI, or PicciNNi, NiccoLA (1728-1800), musical
composer, was born at Bari in 1728, and educated, under
Leo and Durante, at the C'onservatorio di San Onofrio in
Naples. His first opera, Le Donne dispettose, produced in
1754, won him a high reputation, which he maintained
creditably until 1760, when he composed, at Rome, the
chef d'ceuvre of his early life, La Cecchina, ossia la Buona
Figliuola, an opera hufa which attained a European success,
little less remarkable than that of Pergo'esi's Scrva Padrona.
In a very short time this charming piece found its way not
only to every theatre in Italy, but to Paris, to London, and
to every great city on the Continent. It was even re-
presented by marionettes ; and every new fashion was named
alia Cecchina. Six years after this Piccini was invited
to Paris. He knew nothing of French, but his librettist,
Marmontel, assisted him to such good purpose that, after
the production of his first French opera, Roland, ho was
carried home from the theatre in triumpL All his noxt
works were successful; but, unhappily, the directors of the
Grand Op^ra conceived the mad idea of deliberately oppos-
ing him to Gluck, by persuading the two composers to treat
the same subject — Iphigcnie en Taunde — simultaneously.
Ihe Parisian public now divided itself into two rival iiarties,
which, under the names of Gluckists and Piccinists, carried
on an unworthy and disgraceful war, equally ruinous to both
artists, who would gladly have withdrawn from its violent
excesses. That the final victory should be obtained by
the Gluckists was inevitable ; for Piccini, though a brilliant
ornament of the Italian school, was no match for h-s
illustrious antagonist. Gluck's masterly Iphigenie was first
produced on May 18, 1779. Piccini's Iphiyenie followed
on January 23, 1781, and, though performed seventeen
times, was af te^ wards consigned to oblivion. The fury of
the rival parties continued unabated, oven after Gluck's
departure from Paris in 1780; and an attempt was after-
wards made to inaugurate a new rivalry with Sacchini.
Still, Piccini held a good position, and on the death of
Gluck, in 1787, proposed that a public monument should
be erected to his memory, — a suggestion which the Gluck-
ists themselves declined to support. On the breaking out
of the Revolution in 1789, Piccini returned to Naples,
where he was at first well received by King Ferdinand
IV.; but the marriage of his daughter to a French demo-
crat brought him into irretrievable disgrace. For nine
years after this he maintained a precarious existence in
Venice, Naples, and Rome ; but, deriving new hope from
the declaration of peace, he returned in 1798 to Paris,
where the fickle public received him with enthusiasm, but
left him to starve. He died at Passy, May 7, 1800.
Fetis gives a complete list of Piccini's works, including eighty
operas, and much choral music. It is certain that the list of operas
is very far from complete.
PICENUM. See Italy, vol. siii. pp. 444, 447.
PICHEGRU, Charles (1761-1804), the conqueror of
Holland, was born at Arbois in the Jura on February 16,
1761. His father was only a labourer, but the friars who
managed the college of Arbois gave the boy a good educa-
tion, and one of his masters, the Ptre Patrault, took him
to the military school of Brienne. In 1783 he entered
the first regiment of artillery, .where he rapiilly rose to the
rank of adjutant-sub-lieutenant. AVhen the Revolution
began he at once became leader of the extreme revolutionary
party in Besan<;on, where he was stationed; and, when
a regiment of volunteers of the department of the Gard
marched through the city, the popular society recommended
him for the rank of lieutenant colonel, to which he was
at once elected. The fine condition of his regiment was
soon remarked in the army of the Rhine, to which it was
attached, and his organizing ability was made use of by an
appointment on the staff, and finally by his promotion to
the rank of general of brigade. In 1793, whenDumouriez
had desertefi, and all generals of noble birth had been super-
seded, Carnot and Saint Just were sent to find roiurier
generals who could be successful ; Caniot discovered Jour-
dan, and Saint Just discovered Hochc and Pichegru. In
co-operation with Hocho and the army of the Jfoselle,
Pichegru, now general of division and in command of the
army of the Rhine, had to reconquer Alsace and reorganize
the disheartened troops of the republic. They succeeded ;
Pichegru, instead of fighting great battles, made use of the
Han of his soldiers to win innumerable small engagements,
and with Hoche forced the lines of Hagucnau, and relieved
Landa'u. In December 1793 ho superseded Hochc, became
commander-in-chief of the united armies of the Rhine and
Moselle, whence he was summoned to succeed Jourdan in
the army of the North in February 1794. It was now that
he fought his three great campaigns of one ye;ir. The
Engliiih and Austrians held <\. Btrong position along tho
Sambre to the sea. After vainly attempting to break tho
Austrian centre, Pichegru suddenly turned their left, and
defeated Clerfayt at Cassel, Mcnin, and Couftrai, while
Morcau, his second in command, defeated Coburg at
Turcoing in May 1794 ; then after a pause, duiing which
80
F I C— ? I C
Pichegru feigned to besiege Ypres, lie again dashed at
Clerfayt and defeated him at Kousselaer and Hooglede,
■while Jourdan came up with the new army of the Sambre
and Meuse, and utterly routed the Austrians at Fleurus on
Jane 27, 1794. After a pause Pichegru began his second
campaign by crossing the !Meuse on October 18, and after
taking Nimeguen drove the Austrians beyond the Rhine.
Instead of going into winter-quarters, he prepared his army
for a winter campaign. 'On December 28th he crossed the
Meuse on the ice, and stormed the island of Bcznmel, then
crossed the Waal in the same manner, and, driving the
English before him, entered Utrecht on January 19, and
Amsterdam on January 20, and soon occupied the whole of
Holland. This grand feat of arms was marked by many
points of interest, such as the capture of the Dutch ships
which were frozen in the Helder by the French hussars, and
the splendid discipline of the ragged battalions in Amster-
dam, who, with the richest city of the Continent to sack, yet
behaved with perfect self-restraint. This conquest aroused
a storm of admiration in France. The former friend of Saint
Just now offered his services to the Thermidorians, and after
receiving from the Convention the title of Sauveur de la
Patrie, subdued the sans-culottes of Paris, when they rose
in insurrection against the Convention on 12 Germinal (1
April). Honoured by the republicans, and with the greatest
military reputation in France, Pichegru then took command
of the armies of the North, the Sambre and Meuse, and the
Enine, and crossing the Rhine in force took Mannheim in
May 1795. When his fame was thus at its height he be-
came a traitor, and for the promise of a marshal's baton, the
governorship of Alsace, the castle of Chambord, 1,000,000
fvancs in cash, and 200,000 francs a year, sold his army
and his country. He allowed Jourdan to be beaten before
Mannheim, and betrayed all his plans to the enemy. His
intrigues were suspected, and when he offered his resigna-
tion to the Directory in October 1795 it was to his surprise
promptly accepted. He retired in disgrace, but hoped to
serve the royalist cause by securing his election to the
Council of Five Hundred in May 1797. He was there the
loyalist leader, and planned a cov.p d'etat, but on the IStii
Tructidor he was arrested, and ^-ith fourteen others de-
ported to Cayenne in 1797. Escaping, he reached London
in 1798, and served in the archduke Charles's stafi in the
campaign of 1799. He went to Paris in August 1803 with
Georges Cadoudal tohead a royalist rising against Napoleon;
but, betrayed by a friend, he was arrested en February 28,
1804, and on April 15th was found strangled in prison. It
has often been asserted, but without a shadow of proba-
bility, as he was certain to have been condemned if brought
to trial, that he was murdered by the orders of Napoleon.
Pichegru's campaigns of 1794 are marked by traits of an audacious
genius which would not have disgraced Napoleon ; like him, he per-
ceived the intrinsic fitness of the French soldiers for strokes of
daring rather than for sustained battles. But a more thorough
traitor never commanded an army. He flattered in turn Saint Just
and the Terrorists, the Thermidorians and the Directors, and seemed
altogether unmoved by considerations of loyalty or patriotism.
There Is no really good life of Pichegil.; perhaps the best is Gassler's Vie du
gin^ral Pichegru, Pans. 1814. For bto treason, ti-ial^ and death consult Mont-
gaillard's Memoives conceiiiant la trehison de Pichegru, 1804; Fauche-Borel's
Memoires . Savary, Memoires sur la Mort de Pichegl-Uf Paris, 1825 ; and G. Pierret,
Pichegru, son Proces eL son Mort, 1826.
PICKLES. The term pickie was originally applied to
herrings preserved in salt brine, and by a pickle is still
meant a;iy preservative solution for either animal or
vegetable food, that for flesh and fish being a brine of
common salt, usually with saltpetre, sugar, and certain
spices added, while for vegetable substances vinegar is
the principal pickling medium. Preparations of the latter
description — vegetables saturated with vinegar — constitute
the ordinary pickles of domestic use. Acid fruits and suc-
culent fleshy vegetables are the proper materials for pickles.
The vegetable substances principally treated in this way
are — beetroot, cabbage, cauliflower, gherkins (small cucura-
bers), capers, French beans, onions, shallots, mushrooms,
green peaches, mangoes, green walnuts, and several tropical
fruits besides those mentioned. These are variously dealt
with. Such as are soft and in themselves hot and spicy
require simply to have vinegar of the proper strength
poured over them, after the materials have been carefully
selected, washed, and, if necessary, shred. Vegetable sub-
stances of a harder and tougher character require first to
be steeped in salt brine for some time, then washed, 9j:d
the vinegar poured over them hot ; and yet more Isai-hiry
and fibrous vegetables must be softened with boiling brine,
and then prepared with boiling vinegar. The vinegar
employed may be either wood or strong malt vinegar ; the
former, being free from mucilage, has no tendency to fer-
mentation, and can be obtained of greater strength than that
prepared from malt. The vinegar is commonly flavoured
with spices or aromatic herbs, flavours being chosen with
special reference to the fruit or vegetable operated on. The
flavouring materials, of which pepper, allspice, red pepper^
cloves, horse-radish, garlic, and ginger are examples, are
either added whole to the pickle or may be separately
infused in the vinegar. For the preservation of pickles it
is necessary that the jars in which they ar^) stored should
be secured with stoppers tied over with bladder and sealed,
so as to render them as far as possible air-tight. It is of
the utmost consequence that in the compounding and
storing of these acid preparations no vessels or fittings of
copper, brass, zinc, or lead, which yield, with acetic acid,
poisonous products, should be used. Contamination with
copper is especially to be avoided ; yet, as small quantities:
of acetate of copper give to pickled vegetables a iine, fresh
green, natural colour, such an adulteration is not unfre-
quently practised ; and some of the older cookery books
actually recommend the use of copper vessels, and even the
addition of small pieces of verdigris, to improve the colour
of the pickles. As food adjuncts, pickles should be sparingly
used, their chief merit being piquancy, though the acid they
c->2tai2 essrciss s, *4i?e2i iii£'.scnce on the more directly
nutritious constituents of food, and, the added spices having
a stimulating effect, they thus aid the process of digestion.
PICO, GiovAKNi, OF MiEANDOLA (1463-1494), was
the youngest son of Giovanni Francesco Pico, prince of
Mirandola, a smaU territory about 30 Italian miles west of
Ferrara, afterwards absorbed in the duchy of Modena. The
family was Ulustrious and wealthy, and claimed descent
from donstantine. From his childhood Pico was remark-
able for his quick and tenacious memory, and gave promise
of his future distinction as a. scholar. In his fourteenth
year he went to Bologna, where he studied for two years,
and was much occupied with the Decretals. The tradi-
tional studies of the place, however, disgusted him; he was
eager to know all the secrets of nature, and devoting him-
self wholly to speculative learning he spent seven years
wandering through all the schools of Italy and France and
collecting a precious library. Like most men with brilliant
faculties of acquisition and assimilation, Pico was constitu-
tionally an eclectic ; and he owes his place in the history
of learning and thought to the indefatigable spirit of
inquiry which left him dissatisfied with current teaching
and drove him to studies then new and strange. Besides
Greek and Latin he knew Hebrew, Chaldee, and Arabic ;
and his Hebrew teachers (Eliah del Medigo, Leo Abarbanel,
and Jochanan Aleman — see L. Geiger, Johann BeuMin
[1871], p. 167) introduced him to the Kabbalah, which had
great fascinations ""for one who loved all mysiic and
theosophic speculation. His learned wanderings ended at
Rome, where he set forth for public disputation a list of
nine hundred questions and conclusions in all branches of
r 1 (J — p 1 E
bi
philosophy and theology. He remaiQed a year in Rome,
but the disputation he proposed was never held. He was
an object of envy to many for the range of attainments,
which earned him the title of the Phcenix of his ago, and
detractors found it easy to fix on his conclusions a suspicion
of heresy. The pope prohibited the little book in which
they were contained, and Pico had to defend the impugned
theses in an elaborate Apologia. His personal orthodoxy
was, however, finally vindicated by a brief of Alexander
VI., dated 18th June 1493. The suspected theses included
such points as the following :— that Christ desceuded 'ad
inferos not in his real presence but quoad effectum ; that no
image or cross should receive latreia even in the sense
allowed by Thomas ; that it is more reasonable to regard
Origen as saved than as damned ; that it is not in a man's
free will to believe or disbelieve an article of faith as he
pleases. But perhaps the most startling thesis was that
no science gives surer conviction of the divinity of Christ
than "magia" {i.e., the knowledge of the secrets of the
heavenly bodies) and Kabbalah. Pico was the first to seek
in the Kabbalah a proof of the Christian mysteries, and it
was by him that Keuchlin was led into the same delusive
path.
Pico had been up to this time a gay Italian nobleman ;
be was tall, handsome, fair-complexioned, with keen grey
eyes and yellow hair, and a great favourite with -women.
But his troubles led him to more serious thoughts ; he
burned his amorous verses and gave himself wholly to
sacred letters, publishing as the first fruits of his studies, in
his twenty-eighth year the Heptaplus, a mystical exposition ,
of the creation. Next he planned a great sevenfold work
against the enemies of the church, of which only the section
directed against astrology was completed. After leaving
Rome he again lived a wandering life, often visiting
Florence, to which he was drawn by his friends Politian
and Marsilius Ficinua, -and where also he came under the
influence of Savonarola. It was at -Florence that he died
in 1494. Three years before his death he parted with
his share of the ancestral principality, and gave much of
his wealth to the poor. He was now increasingly absorbed
in ascetic exercises and religious meditation, and designed,
when certain literary plans were completed, to give away
all he had and wander barefoot through the world preach-
ing Christ, or perhaps to join the preaching friars. But
these plans were cut short by a fever which carried him
off just at the time when Charles VIII. was at Florence.
Pico's attainments and the beauty of his character and
piety produced a profound impression on his contemporaries,
but his works, published by his nephew Giov. Fran. Pico,
with a biography, at Bologna in 1496, and more than once
reprinted, cannot now be read with much interest. The
man himself, however, is still interesting, partly from his
influence on Reuchlin and partly from the spectacle of a
truly devout mind in the brilliant circle of half-pagan
scholars of the Florentine renaissance.
PICTON, Sir Thomas (1758-1815), general under
Wellington in the Peninsular War, was the younger son
of Thomas Picton, of Poyston, Pembrokeshire, where he
was born in August 1758. In 1771 he obtained an ensign's
commission in the 12th regiment of foot, but he did
not join until two years afterwards. The regiment was
then stationed at Gibraltar, whore he remained until ho
was made captain in the 75th in January 1778, when ho
returned to England. The regiment was shortly after-
wards disbanded, aud in 1794 he embarked for the West
Indies without an appointment, on the strength of a slight
acquaintance with Sir John Vaughan, who made him his
aide-de-camp and gave him a captaincy in the I7tli foot.
Shortly afterwards he was promoted major. Under Sir
Ralph Abercromby he took part in the capture of St Lucia
19-6
and St Vincent. After the reduction of Trinidad he was
made governor of the island, and in October ISOl he was
gazetted brigadier-general. Resigning the governorship
of Trinidad in 1803, he took part in an expedition against
St Lucia and Tobago, and he held the governorship of the
latter island until forced to resign it by public clamour in
England. In 1807 he was put upon his trial for applying
torture to a female slave in Trinidad to extort confession
respecting a robbery, and a general verdict of guilty was
returned. A new trial was, however, granted, and after
protracted litigation the court, on 10th February 1810,
ordered " the defendant's recognizance to be respited until
they should further order." Previous to this he had taken
part in the capture of Flushing, of which in 1809 he was
made governor. At the special solicitation of Wellington
he was named to the command of a division of the army
in Spain, and during the Peninsular campaign he was
placed in the post of honour, and so distinguished himself
that he seven times received the thanks of the House of
Commons. The capture of Badajoz was effected chiefly
through his daring self-reliance and penetration in convert-
ing what was intended to be only a feint attack into a
real one. At the battle of Quatre Bras on the 16th June
1815 he was dangerously wounded, and at Waterloo on
the 18th, while repulsing with impetuous valour what
Wellington denominated " one of the most serious attacks
made by the enemy on our position," he was struck dead
by a ball on the temple. A public monument was erected
to his memory in St Paul's Cathedral.
See Robinson, Life of Sir Thomas Picton, 2d ed., London, 1836.'
PICTOR, Fabius. See Fabius Pictok; also LrvY,
vol. xiv. p. 728-29.
PICTS. See Scotland.
PIEDMONT (Italian, Piemonte ; Low Latin, Pedemona
and Pedemontivm), a region of northern Italy, bounded N.
by Switzerland, W. by France, S. by Liguria, and E. by
Lonibardy. Physically it may be briefly described as the
upper gathering-ground and valley of the -river Po, enclosed
on all sides except towards the Lombard plain by the vast
semicircle of the Pennine, Graian, Cottian, Maritime, and
Ligurian Alps. In 1859 it was divided into the four pro-
vinces of Alessandria, Cuneo, Novara, and Torino (Turin),'
which still remain as provinces of the kingdom of Italy.
In 1858 its population was 2,738,814.
Tlio name of Lonibardy was uscil as inclusive of the nppcr valley
of the Po as late as 1091, when the house of Savoy lost most of its
Italian possessions by the death of Adelaide; but in the time of
Thomas L (1177-1233), duke of .Savoy, while the name SavOy was
applied more especially to the ducal territory on the French side
of tlie Alps, that of Piedmont camo into use as a collective term
for the territory on the Italian side. Thomas II. of Savoy, count
(not Thomas II., count of Savoy, as ho is often wrongly called^,
son of 'J'homas 1., obtained (Vlbb) part of Piedmont as an apanago
from his brother Amadeus IV., and was anpointed iniiicrial vicor in
Piedmont by Frederick II.; and, tliough ho was afterwards obliged
to renounce all the concessions ho had received alike from pope and
emperor, his son Thomas 111. became the founder of the lino wliicU
bore the title "Princes of Achaia and Morca, and lords of Pied-|
mont." Louis, the last of thcso lords, dying in 1418, left hi*
possessions to Amadous VIII.
PIERCE, Franklin (1804-1869), fourteenth president
of the Umted States, was descended from an old yeoman
family of New England, and was born at Ilil!,4)orough
Now Hampshire, 23d November 1804. His father, Ben-
jamin Pierce, served through the revolutionary war, after-
wards attaining the rank of major-general, and became
governor of his State. The son entered Bowdoin "College,
Brunswick, Maine, in 1820. Nathaniel Hawthorne, who
was in the class below him, and was his intimate friend,'
mentions as his most notable clmractcristic at this time hii
" fascination of manner, which has proved so magical in
winning him an unbounded popularity." The same chamo-
teristic remained with him through life, and was the chief
82
r I E — p I E
cause of bis success. His abilities did not greatly impress
his classmates, and, although he took at length a good
position, he was not distinguished for scholarship. After
leaving college in 1824 he studied law with Judge Wood-
bury at Portsmouth, and afterwards in the law school at
Nortliampton, Mass., and with Judge Parker at Amherst,
and came to the bar in 1827. His first appearance as a
pleader was a failure, but this only incited him to redoubled
perseverance and determination. From tae first he was a
lealous supporter of the Democratic party, and he took an
active part in promoting the election of Andrew Jackson
to the presidency. In 1829 he was elected by his native
town to the State legislature, of which he was speaker in
1832-33. In the latter year he was chosen a member of
Congress, and in 1837 he was elected to the senate of the
United States. He displayed no striking oratorical gifts,
but as a member of the judiciary and other committees
gained general respects In 1842 he resigned his seat in
the senate, and returned to the practice of the law. His
reputation at the bar was very high, his success being largely
due to his power of identifying himself with his client's
cause, and his strong personal influence over a jury. In
1846 he was offered the position of attorney-general of the
United States, but declined it. On the outbreak of the
Mexican War he joined as a volunteer one of the companies
raised in Concord. He was soon after appointed colonel
of. the 9th regiment, and in March 1847 brigadier-generaL
At the battle of Contreras on the 19th of August he was
severely injured by the fall of his horse. At the close of
the war in December 1847 he resigned his commission.
In 1850 he was president of tho convention for revising
the constitution of New Hampshire. In 1852, as candi-
date of the Democratic party, he was elected president of
the United States by 254 electoral votes against 42 given
to General Scott. The special feature of his inaugural
address was the support of slavery in the United States,
and the announcement of his determination that the Fugi-
tive Slave Act should be strictly enforced. This was the
keynote of his administration, and pregnant with vital
consequences to' the country. From it came during his
term the Osteud conference and *' manifesto,'' the repeal
of the Missouri compromise, and the troubles in Kansas
and Nebraska, which crystallized the opposing forces into
the Republican party, and led later to the great rebellion.
President Pierce, surrouiided by an able cabinet, among
them Jefferson Davis as Secretary of War, firmly adhered
throughout his administration to the pro-slavery party.
He failed, notwithstanding, to obtain re-nomination, but
vras succeeded by James Buchanan, March 4, 1857, and
retired to his home in Concord, N. H., after spending seme
years in Europe. During the war of 1861-65 his sympa-
thies were wholly with the South, but, with the exception
of delivering a strong speech at Concord in 1863, he took
no very active part in politics. He died 8th October 1869.
Among several lives of General Pierce, published during his
candidature for the presidency, special mention may ba made of
that by his friend Nathaniel Hawthorne.
"PIERO (or PEETRO) DE' rRANCESCHI"(1415-
1492), a leading painter of the Umbrian school This
master is generally named Piero della Francesca (Peter, son
of Frances), the tradition being that his father, a woollen-
draper named Benedetto, had died before "his birth. This
(9 not correct, for the mother's name was Romana, and the
father continued living during many years of Piero's
career.' The painter is also named Piero Borghese, from
bis birthplace, Borgo San Sepolcro, in Umbria. The true
family name was, as above stated, Franceschi, and the
family still exists under the name of Martini-Franceschi.
Piero first received a scientific education, and became
kn adept in mathematics and geometry. This early bent
of mind and course of study influenced to a large extent
his development as a painter. He had more science thaa
either Paolo Uccullo or Mantcgna, both of them Ids con-
temporaries, the former older and the ■ latter younger.
Skilful in linear perspective, he fixed rectangular planes
in perfect order and measured them, and thus got his
figures in true proi)ortional height. He preceded .and
excelled Domenico Ghirlandajo in jirojecting shadows, and
rendered with considerable truth atmosphere, the harmony
of colours, and the relief of objects. He was naturally
therefore excellent in architectural painting, and, in point
of technique, he advanced the practice of oil-colouring in
Italy.
The earliest trace that we find of Piero as a pamter is in
1439, when he was an apprentice of Domenico Veneziano,
and assisted him in painting the chapel of S. Egidio, in
S. Maria Novella of Florence. Towards 1450 he is said
to have been with the same artist in Loreto ; nothing of
his, however, can now be identified in that locality. In
1451 he was by himself, painting in Rimini, where a fresco
still remains. Prior to this he had executed some exten-
sive frescos in the Vatican ; but these were destroyed
when Raphael undertook on the same walls the Liberation
of St Peter and other paintings. His most extensive ex-
tant series of frescos is in the choir of S. Francesco in
Arezzo, — the History of the Cross, beginning with legendary
subjects of the death and burial of Adam, and going on to
the entry of Heraclius into Jerusalem after the overthrow
of Chosroes. This series is, in relation to its period,
remarkable for efi'ect, movement, and mastery of the nude.
The subject of the Vision of Constantine is particularly
vigorous in chiaroscuro ; and a preparatory design of the
same composition was so highly effective that it used to
be ascribed to Giorgione, and might even (according to one
authority) have passed for the handiwork of Correggio or of
Rembrandt. A noted fresco in Borgo San Sepolcro, tho
Resurrection, may be later than this series ; it is preserved
in the Palazzo de' Conservator!. An important painting
of the Flagellation of Christ, in the cathedral of Urbino, is
later still, probably towards 1470. Piero appears to have
been much in his native town of Borgo San Sepolcro from
about 1445, and more especially after 1454, when' he
finished the series in Arezzo. He grew rich there, and
there he died, and in October 1492 was buried.
Two statements made by '\''asari_/'egarding " Piero della Francesca"
are open to much controversy. He says that Piero became blind
at the age of si.tty, which cannot be true, as he continued paint-
ing some years later ; but scepticism need perhaps hardly go to the
extent of inferring that he was never blind at all. Vasari also says
that Fra Luca Pacioli, a disciple of Piero in scientific matters,
defrauded his memory by appropriating his researches without
acknowledgment. This is hard upon the friar, who constantly
shows a great reverence for his master in the sciences. One of
Pacioli's books was published in 1509, and speaks of Piero as still
living. Hence it has been propounded that Piero lived to the
patriarchal age of ninety-four or upwards ; but, as it is now stated
that he was buried in 1492, we must infer that there is some
mistake in relation to Pacioli's remark — perhaps tho date of
writing was several years earlier than that of publication. Piero
was known to have left a manuscript of his own on perspective;
this remained' undiscovered till a recent date, when it was found
by E. Harzen in the Ambrosian Library of Milan, ascribed to somo
supposititious " Pietro, Pittore di Bruges." The treatise shows a
knowledge of perspective as dependent on the point of distance.
In the London National Gallery are four paintings attributed to
Piero de' Franceschi. One of them, a profile of Isotta da Rimini,
may safely be rejected. The Baptism of Christ, which used to bo
the altarpiece of the Priory of the Baptist in Borgo San Sapolcro,
is an important example; and still more so the Nativity, with thi
'Virgin kneeling, and five angels singing to musical instruments.
This is a very interesting and characteristic specimen, and has
indeed been praised somewhat beyoud its deservings on sesthetic
grounds.
Piero's earlier style was energetic but imrefined, and to the laal
he lacked selectuess of form and feature. The types of his visag&
are peculiar, and the costumes (as especially in the Arezzo seriea.
P T E — r I E
83
Eiiigular; " He used to work nssiduonsly from clay models swathed
ill real drapery. Luca Signori-Ili was his pupil, and probably to
Rome extent J'erugino ; and his own influence, furthered by that of
Signorelli, was potent over all Italy. Belonging as he does to the
Umbrian school, he united with that stvle something of the Sieneso
and more of the Florentine mode.
' PIETISM. Pietism is tSe" name of an exceedingly
influential, instructive, and interesting movement in the
Lutheran Church whTch arose towards the end of the
17th and continued during the first half of the following
century., The name of 'Pietists was given to the ad-
herents of the movement by its enemies, as a term of
ridicule, like that of " Methodists " somewhat later in
England. The origin and nature of the movement itself
may be both traced to defects in the Lutheran Church of
the time and to isolated efforts to correct them. That
church had in the 17.th century become a creed-bound
theological and sacramentarian institution, which orthodox
theologians ruled with almost the absolutism of the
papacy. Correctness of creed had taken the place of deep
religious feeling and purity of life. Christian faith had
been dismissed from its seat in the heart, where Luther
had placed it, to the cold regions of the intellect. The
dogmatic formularies of the Lutheran Church had usurped
the position which Luther himself had assigned to the
Bible alone, and as a consequence they only were studied
and preached, while the Bible was neglected in the family,
the study, the pulpit, and the university. Instead of
advocating the priesthood of all believers, so powerfully
l)rocIaimed by Luther, the Lutheran pastors had made
themselves a despotic hierarchy, while they neglected the
practical pastoral work of caring for the moral and spiritual
welfare of their flocks. One of the consequences, as the
Pietists believed, of all this was that immorality, irreli-
gion, and heathenish ignorance of Christianity abounded
in the land, and cried to heaven against an unfaithful
church. As forerunners of tho Pietists in the strict sense,
not a few earnest and powerful voices had been heard
bewailing the shortcomings of the church and advocating
a revival of practical and devout Christianity. Amongst
them were Jacob Boehme (Bemen), the theosophic mystic;
Johann Arndt, whoso principal devotional work on True
Christianity is universally known and appreciated ;
Heinrich MUller, who described the font, the pulpit, the
confessional, and the altar as the foiir dumb idols of the
Lutheran Church ; the theologian Johann Valentin Andrea,
the court chaplain of the landgrave of Hesse ; Schuppius,
who sought to restore to the Bible its place in the pulpit ;
and Theophilus Grossgebauer of Rostock, who from his
pulpit and by his writings raised "the alarm cry of a
watchman in Sion." The direct originator of the move-
ment was Philip Jacob Spener. Born in Alsace January
13, 1635, as a child trained in piety un'der the influence
of a devout godmother and books of devotion recommended
by her, particularly Arndt's True Christianity, accustomed
to hear the sermons of a pastor who preached the Bible
more than the Lutheran creeds, ho was early convinced of
the necessity of » moral and religious reformation of the
German church. He studied theology, with a view to the
Christian ministry, at Strasburg, where the professors at
the time were more inclined to practical Christianity than
to theological disputation. Ho afterwards spent a year in
Geneva, and was powerfully influenced by the strict moral
life and rigid ecclesiastical discipline prevalent there, and
also by the preaching and the piety of the Waldensian
professor Antoine Leger antl the converted Jesuit preacher
Jean de Labadie. During a stay in Tiibingen he read
Grossgcbauer's .il /arm Cry, and in 1G66 ho entered upon his
first pastoral charge at Frankfort-on-the-Main, profoundly
impressed with a sense of the danger of the Christian life
Ueing sacrificed to zeal for rigid orthodoxy. Pietism, oa a
distinct movement in the German church, was then origin
ated by Spener by religious meetings at his house {collegia
pielatis), at which he repeated his sevmons, expounded
passages of the New Testament, and induced those present
to join in conversation on religious questions that arose.
.These meetings were largely attended, produced a great
sensation, and were soon imitated elsewhere. They gave-
rise to the name "Pietists." In 1675 Spener published
his Pia Besideria, or Earnest Desires for a Reform of tM
True Evangelical Church, the public literary expositior
and defence of his position and aims. In this pabEcatiot
Spener made six proposals as the best means of restoring
the life of the church : — (1) the earnest cultivation of a
more general and thorough familiarity with the Holy
Scriptures by means of private meetings, ecclesiolx in
ecclesia; (2) a practical carrying out of the principle of the
universality of the Christian priesthood by a participation
of the laity in the spiritual government of the church and
By the holding of family worship ; (3) a serious laying
to heart of the fact that acknowledge of Christianitj
must be attended by the practTce of it as its indispensable
sign and supplement ; (4) the conversion of the habit oi
making merely didactic, and often bitter, attacks oa the
heterodox and unbelievers into a treatment of them
instigated by genuine affection and animated by the
simple desire of doing them good ; (5) a reorganization
of the theological training of the universities, in such a
way that young divines should be urged not only td
diligence in their studies but above all to lead devout
lives; and (6) a different style of preaching, namely, in the
place of pleasing rhetoric, the implanting of Christianity
in the inner or new man, the soul of which is faith, and
its effects the fruits of life. This work produced a great
impression throughout Germany. Although largo num-
bers of the orthodox Lutheran theologians and pastors
were deeply offended by it, its complaint and its demands
were both too well justified to admit of their being point-
blank denied. A large number of pastors at once practi-
cally adopted Spener's proposals. In 1686 Spener accepted
an appointment to the court-chaplaincy at Dresden, which
opened to him a wider though more difficult sphere of
labour. He'succeeded in reviving the catechetical instruc-
tion of the young in religious truth in Saxony. In
Leipsic, where Scriptural exegesis had almost wholly
disappeared, a society of young theologians was formed
under his influence, for the learned study and devout
application of the Bible. Three magi^tri belonging to
that society, one of whom was August Hermann Francke,
subsequently the founder of one of the noblest works of
Pietism — the orphanage at Halle — commenced courses of
expository lectures on the Scriptures of a practical and
devotional character and in the German language, which
were zealously frequented by both students and townsmen.
The lectures aroused, however, the ill-will of the other
theologians and pastors of Leipsic, and their promoters,
charged with having slighted the established worship of
the land as well as true learning, vrnta ordered to dis<!on-
tinue them. - Francke and his friends left the city, and
with the aid of Christian Thomasius and Spener founded
the new university of Hallo, which became the chief homo
of the Pietists, and the object of the jealousy and unspar-
ing attacks of the 'older universities of Wittenberg and
Leipsic. The theological chairs in the new university
were filled in complete conformity with Spener's proposals.'
The main difference between the new Pictistic school and
tho orthodox Lutherans was not one affecting doctrine
directly, inasmuch as Spener odhored in every point to thd
Lutheran faith. Tho difference arose from his conception of
Cliristinnity as chiefly consisting in a change of heart and
consequent holiness of lifo, while tho orthodox Lutherans
64
PIE
of the time marfe it to consist mainly in correctness of
doctrine. At the same time, the greater importance which
he attached to tlie religious life and to practical godliness
than to correctness of belief, and his restoration of the Bible
to its place of superiority over the creeds, involved numerous
jjossible departures from and advances bej'ond the Luther-
anism of the 17th century. Again, the earnestness with
which he had insisted on the necessity of a new birth, and on
a separation of Christians from the world, led to exaggera-
tion and fanaticism among followers less distinguished than
himself for wisdom and moderation. Many Pietists soon
maintained that the new birth must always be preceded
ty agonies of repentance, and that only a regenerated theo-
logian could teach theology, while the whole school shunned
allcommon worldly amusements, such asdancing, the theatre,
and public games, and affected a severe austerity with re-
gard to dress, meals, and conversation. Through these
extravagances a reactionary movement arose at the begin-
ning of the 18th century, one of the most distinguished
leaders of which was Loescher, superintendent at Dresden.
But it was only as the opponents of Pietism gradually
ceased their attacks that the movement lost its strength
and by degrees handed over its vital truths and truest
work to various representatives of a new and better age of
the church. As a distinct movement it had run its course
before the middle of the 18th century. The spirit of the
school of Spener long made itself felt amongst the Pro-
testants of north and south Germany, and particularly at
Halle. Pietism could claim to have contributed largely to
the revival of Biblical studies in Germany, and to have
given a Biblicil basis once more to theology. It also
made religion once more an affair of the heart and the life,
and not merely of the intellect, to which theologians had
reduced it. It likewise vindicated afresh the rights of the
Christian laity in regard to their own beliefs and the
■work of the church, against the assumptions and despotism
of an arrogant clergy. It thus revived eternal elements
of Christianity that had been long neglected, and was a
distinct agent in preparing the way for modern advance in
religion and theology. But it sprang from a temporary
necessity, and, like similar phases of Christian life, lacked
the philosophical and scholarly depth, the human and
secular breadth, and the progressive impetus of a per-
manent and world-subduing religious movement.
The two most recent German writers on the history of Pietism —
Heppe and Ritschl — have given a much wider meaning to the term,
including under it nearly all religious tendencies amongst Protestants
of the last three centuries in the direction of a more serious cultiva-
tion of personal piety than that prevalent in the various established
churches, and manifesting itself particularly in the ascetic shunning
of " worldly " practices. The term then embraces the Anabaptist,
Moravian, Metnodistic, and other kindred tendencies of the religious
life, which are generally regarded rather as simply related than gen-
etically connected phenomena. Kitschl, too, treats Pietism as a
retrograde movement of Christian life towards Catholicism. It is
also customary with some German writers to speak of a later or
piodern Pietism, characterizing thereby a party in the German
church which was probably at first influenced by some remains of
Spener's Pietism in Westphalia, on the Rhine, in Wiirtemberg, and
at Halle and Berlin, and which at the commencement worked to
some extent on the lines of the earlier movement. The party was
chiefly distinguished by its opposition to an independent scientific
study of theology, its principal theological leader being Hengsten-
berg, and its chief literary organ the Evangdische Kirchenzeitung,
The party originated at the close of the wars with Napoleon I.
r Amoneit older works on Pietism are Walch's Hi$torische vnd theologische Ein-
teitung in die JiellfflonstreiCigkeilen de.r Evangtiisch- Lutherischen Kircie, 1730 ;
Tholuck's Geschichte deiPietiimui und des ersitn Stadiums der Aufkldrung, 1865;
R. Schinid, Die Gescfticfite des Piettsmus, 1863; Goebers Gescfiicfile dei chri^ttichai
Ltbens in der R/ieinisch-We^t/alischen Kirche. 3 vols., 1849-60; and the subjt-cfis
dealt with at Icnsth in Domev's and G&s^'s Histories of Protestant theology. The
two chief recent works which use tlie term in the wider sense just refen'ed to
•ro Hcppc*« Geschichte des Pietismus imd der Sfystik in der re/ormirlen Kirche,
(1870) wiilch Is sympathetic, and I^itschl'a Geschichte des Pietismus (vol. i. only
yet published, l.'^SO), which h* hostile. See also Nippold's article in T/teot. Stud.
wid Kritiken, ISSi, pp. S17-"92.* and Rlggenbach's article, "Pietismus," in
Bcrzog's tnaijUoj'ii'lie, 2d cd. (J. F. S.)
PIETttO. See Piero.
- P I G
PIG. See Swine.
PIGALLE, Jean Baptists (1714-1785), French sculp-
tor, was born at Paris on 26th January 1714. Although
he failed to obtain the Great Prize, after a severe struggle
he entered the Academy and became one of the most
popular sculptors of his day. His earlier work, such as
Child with Cage (model at Sevres) and Mercury Fastening
his Sandals (Berlin, and lead cast in Louvre), is less com-
monplace in character than that of his niaturer years, but
his statue of Voltaire (Institut) and his tombs of Comte
d'Harcourt (Notre Dame) and of Marshal Saxe (I/Uthefan
church, Strasburg) are good specimens of French sculpture*
in the 18th century. He died on 21st August 1785.
See Tftf be, Vie el miiv. de Pigalle ; Suard, £loge de Pigalle ;
Melanges cK iiiUralure ; Diissieux, Les artistes fran^ais d I'Uranger;
Barbet de Jouy, Sculptures mod. Louvre.
PIGAULT-LEBRUN, Chaeles Antoine Guillaume,
sometimes called Pigault de L'fipmoY (1753-1835), the
chief fiction writer of the first empire, and the most
popular light novelist of France before Paul de Kofk, waa
born at Calais (he is said to have traced his pedigree on
the mother's side to Eustache de St Pierre) on April 8,
1753. His youth was decidedly stormy. He twice
carried off young ladies of some position, and was in con-
sequence twice imprisoned by lettre de cachet. His first
love, a Miss Crawford, the daughter of an English merchant
whose office Pigault had entered, died almost immediately
after her elopement ; the second. Mademoiselle de Salens, he
married. Besides his commercial and criminal experiences,
he was a soldier in the queen's guards, an actor, and a
teacher of French. At the breaking out of the great war
he re-enlisted and fought at Valmy. It should be said,
however, that the romantic incidents of his life are differ-
ently related by different authorities, and are open to not
a little suspicion. Although he had tried dramatic writing,
he does not seem to have attempted prose fiction till he
was forty, but from that time he was a fertile writer of
novels for nearly thirty years. In his old age he took to
graver work, and executed an abridgment of French history
in eight volumes, besides some other work. His (Euvres
Completes were published in twenty volumes between 1822
and 1824. He died on July 24, 1835. Pigault's numer-
ous novels, though still occasionally reprinted, are not
much read ; and none of them is much better or worse
than any other. Their style is insignificant, and their
morality very far from severe. But Pigault deserves the
credit, such as it is, of being almost the first writer of
numerous light novels calculated to hit, and which suc-
ceeded in hitting, the taste of his day. Nor was he by
any means without wit. As almost the father of a kind
of literature which has since developed itself enormously,
and which, whatever may be its intrinsic merits, has main-
tained and increased its popularity for a century, Pigault-
Lebrun deserves a certain pkce in literary history.
PIGEON,' French Pigeon, Italian Piccione and Pipione,
Latin Pipio, literally a nestling-bird that pipes or cries
out, a " Piper " — the very name now in use among
Pigeofi-fanciers. The word Pigeon, doubtless of Norman
introduction as a polite term, seems to bear much the same
relation to Dove, the word of Anglo-Saxon origin, that
mutton has to sheep, beef to ox, veal to calf, and pork to
bacon ; but, as before stated (Dove, vol. vii. p. 379), no
sharp distinction can be drawn between the two, and the
collective members of the group Columhx are by ornitho-
logists ordinarily called Pigeons. »- perhaps the best known
species to which the latter name is exclusively given in
common speech - is the Wild Pigeon or Passenger-Pigeon
' See further unuer the heading Poultry.
^ It may be observed that the " Rock-Pigeons " of Anglo-Indians are
SiND-GKOUiii ( j.t'.), and the "Cape Pigeon" of sailors is a Petrel (q.v. ).
P I G — P 1 O
85
of North America, Edopistes migratorhts, which is etiU
plentiful in many parts of Canada and the United States,
though no longer ajipearing in the countless numbers that
it did of old, when a flock seen by Wilson was estimated
to consist of more than 2230 millions. The often-quoted
descriptions given by him and Audubon of Pigeon-haunts
in the then " back woods " of Kentucky, Ohio, and Indiana'
need not here be reproduced. That of the latter was
declared by Waterton to bo a gross exaggeration if not an
entire fabrication; but the critic would certainly have
changed his tone had he known that, some hundred and
fifty years earlier, Passenger-Pigeons so swarmed and
ravaged the colonists' crops near Montreal that a bishop
of his own church was constrained to exorcise them with
holy water, as if they had been demons.' The rapid and*
sustained flight of these Pigeons is also as well-established
as their former overwhelming abundance — birds having
been killed in the State of New York whose crops con-
tai'ned undigested grains of rice that must have been not
long before plucked aod swallowed in South Carolina or
Georgia. The Passenger-Pigeon is about the size of a
common Turtle-Dove, but with a long, wedge-shaped tail.
The male is of a dark slate-eblour above, and purplish-bay
beneath, the sides of the neck being enlivened by gleaming
violet, green, and gold. The female is drab-coloured
above and dull white beneath, with only a slight trace of
the brilliant neck-markings.^
Among the multitudinous lornis of Pigeons very'few
can here be noticed. A species which seems worthy of
attention as being one that might possibly repay the
trouble of domestication, if any enterprising person would
give it the chance, is the Wonga-wonga or White-fleshed
Pigeon of Australia, Leucosarcia picala, a bird larger than
the Ring-Dove, of a slaty-blue colour above and white
beneath, streaked on the flanks with black. It is known
to breed, though not very freely, in captivity, and is said
to be excellent for the table. As regards flavour, however,
those who nave been so fortunate as to eat them declare
that the Fruit-Pigeons of the genus Treroti (or Vinago of
some authors) and its allies surpass all birds. Thcso
inhabit tTO\ ical Africa, India, and especially the Malay
Archipelago ; but the probability of domesticating any of
them is very remote. Hardly less esteemed are the
Pigeons of the genas Ptilopus and its kindred forms, which
have their headquarters in the Pacific Islands, though
"ome occur far to the westward, and also in Australia.
Among them are found the most exquisitely-coloured of
the whole Family. There may bo mentioned the strange
Nicobar Pigeon, Calcenas, an inhabitant of the Indian
Archipelago, not less remarkable for the long lustrous
hackles with which its neck is clothed than for the struc-
ture of its gizzard, which has been described by Prof.
Flower (Proc. Zool. Society, 1860, p. 330), though this
peculiarity is matched or even surpassed by that of the
aame organ in the Fhxnorrkina golialh of Now Caledonia
'[Rev. lie Zoologie, 1862, p. 138) and in the Carpophaga
latrans of Fiji. In this last the surface of the epithelial
lining is besot by horny conical processes, adapted, it is
believed, for crashing the very hard fruits of Onocarpus
vitiensis on which tho bird feeds (Proc^ Zool. Society, 1878;
p. 102). The modern giants of the group, consisting of
about half a dozen species of tho genus Goura and known as
^ Voyages dii^Baron de l(t Ilonlayi dans V Ainerique srptcnirionalc.
ed. 2, Amstcnlarn, 1705, v-il. i. pp. 93, 94. In tho first edition, pub-
lished at Tho llagiio in 1703, tho passage, less explicit in details but
to the same effect, is at p. 80. Tlie autlior'a letter, describing tho cir-
cumstance, is dated May 1687.
' There are several records of tde occurrence in Bnt.iin of this
Pigeon, but in most cases the birds noticed cannot bo supposed to
have found their own way liither. One, which was shot in Fife in
1825, may, however, have crossed tho Atlantic unassisted by man.
Crowned-Pigeons, belong to New Guinea and the neighbour-
ing islands, but want of space forbids further notice of their
characteristics,, of which the most consi^icuous are. their
large size and tho reticulated instead of scutellated covet-
ing of their " tarsi."
A very distinct type of Pigeon is that represented bv
Didunculvs strigirostris, the " Manu-mea " of Samoa, etUl
believed by some to be the next of kin to the Dodo (voL'
vii. p. 321), but really presenting only a superficial
resemblance in the shape of its bill to that. effete form^
from which it dift'ers osteologically; quite as much as do
other Pigeons {Phil. Transactions, 1869, p. 349). It Te-
mains to be seen whether the Papuan genus Otidipkaps}
of which several species are now known, may not belong
rather to the Didunculidx than to the true Coltanbidse (see
Ornithology, vol. xviii. p. 46).
At least 500 species of Pigeons have been described, and
many methods of arranging them suggested. That b^
Garrod {Proc. Zool. Society, 1874, pp. 249-259) is one of
the most recent ; but, for reasons before assigned (vol. xviii.'
p. 40), it is not satisfactory. Temminck's great work on
the group with its continuation by it. Florent-Provost/
already mentioned (vol. xviii; p. 11), is of course whollw
out of date, as also Selby's more modest Natural History
of the Columbidx (forming vol. ix. of Jardine's A'aturalist's
Library). Schlegel's catalogue of the specimens contained
in the museum at Leyden {Museum des Pays-Bas, livr.j
10, 1873) contains much useful information, but a new
monograph of the Pigeons, containing all the recentj
discoveries, is much wanted. (a. n.)
PIGMENTS are coloured powders which, when "mixec|
with oil, water, or other fluids, in which they are in-^
soluble, form paints. They are distinguished from dyes
and washes by their entire insolubility in the media in
which they are mixed, whereas dye-stufl's are tinctorial sub-
stances applied in solution. Insoluble colours, when used
in printing textile fabrics, are distinguished as pigment
colours. The sources of materials available as pigments
are numerous ; many are native coloured earths, others ara
separated from native metallic compounds and other
mineral substances ; a largo number are artificially pre-
pared from inorganic — principally metallic — sources ; an
important class consist of animal and vegetable colouring
principles, forming with earthy bodies insoluble powders
called lakes ; and the dye-stofl's artificially obtanned from
organic sources are also similarly utilized. In fact all
substances coloured or neutral, capable of being presented
in the form of impalpable powder, which at the same time
are insoluble and unalterable under ordinary atmospheric
influences, may be regarded as possible pigments. But
there are many qualities practically essential in a pigment
which limit tho range of availab'o substances. A con-
sideration of tho first importance is the " body " or cover-
ing power of a pigment,— that is, tho property of fullj^
covering and concealing with an opaque coating tho surface)
over which it is spread. It is also important that tho
material should work well in, and be unaffected in appear-
ance and constitution by tho medium with which it is
made into a paint, and that it should Ri)rcftd in an even
uniform coat, which should dry well and (|uickly in tho'air'
and adhere firmly to tho surface to which it is apjilicd.'
When dry it should possess durability and resist change
under tho action of weather and other influences to which'
paint is exposed. Thcso are tho principal qualities re-'
quisito in paints in their itn]iortttiit function of preserva-
tive coatings for tho surfaces to which they arc applied.'
On their artistic side, as decorative and ])ictorial materials,'
jiigmcnts should pos.scss purity and brightnes.s of colour
with intensity of tinting power, capacity for mixing or
coming into contact with other colours without injuiiouily
SG
V I (} M E N T S
affecting tliese or being themselves deteriorated, and jier-
manence and unalterability of tone after long exposure.
Pigments being so numerous and so diverse in their
origin, the industries connected with their production and
preparation are of necessity varied in character. Many of
the substances employed being used in large quantities in
other important industrial relations, as well as for paints,
are manufactured on a large scale and constitute the basis
of considerable chemical industries, as, for example, the
manufacture of white lead, Prussian blue, ultramarine,
the chrome materials, <fcc. In other cases the materials
require no preparation other than that given to them by
the paint-grinder or the artists' folourman, according to
the purjiose for which the substances are to be prepared.
The colour trade embraces two distinct departments: —
that of the paint-grinder, who manufactures and com-
pounds the pigments used by artisans, house-painters, and
paper-stainers ; and that of the artists' colourman, who
prepares and supplies the finer, more brilliant, and exten-
sive assortment of pigments used for artistic purposes.
The pigments employed for pottery painting and glass and
enamel work are a special class of preparations to suit the
requirements of these trades. Leaving out of account the
chemical reactions involved in* preparing raw materials,
the ordinary manufacturing operations connected with the
preparation of painters' colours are simple, and consist
essentially of a careful system of grinding. Formerly,
when painters ground their own colours, a stone slab and
muller formed the entire apparatus ; but now, when paint-
grinding has become a separate industry, efficient machinery
has been devised for grinding and its collateral operations.
Bulky and rough colours such, as whiting and common
ochres are dry-ground under heavy edge stones which
revolve in a strong iron bed. Ordinary dry colours
requiring to be pulverized with more care are mixed to a
thin cream with water, which is fed into and ground
principally between a pair of millstones dressed and
mounted like the ordinary horizontal stones of a flour
mUl, but smaller in diameter. For fine colours the pig-
ment so ground is levigated, or floated into a vat in which
the beaviy particles sink, and the lighter, more finely
divided poruon is run into aiiother vessel at a lower level,
•where it is deposited as a fine sediment. The sediment is
dried in a uniformly heated stove, and when thoroughly
dry is again pulverized under a pair of edge stones, and
sifted or winnowed ; so treated it is ready for use as dry
colour. The greater proportion of the white lead and the
other common oil paints are ground in oil. For this
purpose the raw material is mixed in a machine with oil
(sometimes boiled) to the consistence of a stiffish paste, and
in this state it is ground in horizontal paint millstones,
after which it requires no further preparation than the
necessary thinning with oil when to be used for painting.
There are many varieties of apparatus used for grinding
both dry and oil colours.
The artists' colourman grinds his pigments with much
greater labour, and selects his materials in a more care-
ful manner, than is necessary in the case of the ordinary
ipaint^grinder. Pigments for artistic painting in oil are
ground in that medium to a definite consistency, and are
iput up for use in convenient compressible tubes of tin.
(For water colours the pigments are prepared principally
dn the form of small indurated cakes or as " moist colours "
contained in small porcelain dishes. Water colours may
also be obtained thin in tin tubes like oil colours, or as
"pastilles," which are thin round ca,kes intermediate in
condition between cake and moist colours.
In enumerating the principal commercial pigments it is
nsual and convenient to classify them according to their
tints. They are not, as a rule, definite chemica,l com-
pounds: many indeed arc mixed substances prepared by
processes and according to recipes known only to their
makers ; and, while the .>«ime commercial name is fre-
quently given to substances quite dissimilar in ch.aractcr.
the confusion is further increased by " ajjplying many
difierent titles to substances which arc practically ideuti.
cal. Thus white lead is known by at least a dozen names,
and distinct and even conflicting quahties are by autho-
rities attributed to this one substance under its various
aliases.
It would be impossible to catalogue all the paints met
with in commercial lists, and it would serve no good
purpose to enumerate the whole of the jiigments which
might be and are occasionally used. Premising that
details regarding many of the substances will be found
under the heading of the metals, &c., whence they are
derived, we shall here simply classify, according to their
colour, the principal well-recognized pigments of commerce,
adding brief remarks regarding each class.
White Pigments. — The whites are the most important pigments
used by paintci-s, foiming as they do the basis or body of nearly all
paints, excepting only certain dark hues. Good available wliites
are limited in number, and all of real importance are included in
the following list : — white lead, a carbonate of lead (chieily); zinc
white, oxide of zinc, called also Chinese white ; antimony white,
oxide of antimony ; fixed white, sulphate of baryta ; " silicate "
white, sulphate of baryta, or strontia and sulphide of zinc ; mineral
white, powdered gypsum (with alumina it forms satin white);
chalk or whiting carbonate of lime." and china clay, silicate of
alumina.
lyhile Lead (see Lead, vol. xiv. p. 378) is the most important
of all pigments, and forms the basis of nearly all ordinary oil
paints, which, when coloured, consist of white lead tinted with the
necessary coloured pigments. It possesses the greatest amount of
body or covering power, and works beautifully in oil, with which it
partially combines, drying as a hard homogeneous adiierent plaster.
On the other hand it is a most poisonous body, very injurious to
the persons connected with many of the processes by which it is
prepared. As an oil colour it darkens gradually in an atmosphere
containing traces of sulphur ; it cannot be used at all as a water or
distemper colour; and it acts injuriously on the colour of several
important pigments. Notwithstanding these drawbacks no white
has yet been madt that can compete with white lead, although
paint manufacturers go far to provide a substitute by adulterating
it to such an extent that the white lead frequently bears only a
small ratio to. the adulterant. Baryta white is the ordinary
adulterant, and among respectable manufacturers the intermixture
is a well-understood fact, and the relative proportions of white lead
and baryta are regulated by a series of grades passing from
" genuine " to No. 5 or No. 6 white lead. Many efforts have been
made to substitute for ordinary white lead lead carbonates made
by other- processes, and other lead salts such as the oxychlorido
(Pattinson's), sulphate, tnngstate, antimoniate, &c. ; but none of
these has proved permanently successful.
Zinic White. — Next in importance to white lead, is an oxide of
zinc prepared by the sublimation and combustion of metallic zinc.
The pigment is deficient in covering power and it dries but slowly
when mixed with oil. On the other hand it is not injurious to
health, its purity of tone is not affected by sulphurous air, it does
not affect tints added to it or with which it comes in contact, and
it can be used in water as well as in oil. Like white lead it is very
much adulterated, and generally with the same agent — barj-ta white.
Baryta Jr/iiie plays an important independent part as well as
acting so extensively as a sophisticator of other pigments. It -is
prepared by grinding to a fine powder the pure white native
sulphate of baryta (heavy spar), and the same substance artificially
prepared is known as permanent white or hlancfixi. The artificial
preparation is much superior, as a pigment, to the powdered spar ;
but both are deficient in body, notwithstanding which they are of
great value to paper-stainers and for distemper painting.
Under the name of Charlton White or silicate paints, Mr J. R
Orr prepares a range of white paints which have come into exten-
sive use. The pigment as originally prepared under Mr Orr's
patent of 1874 consisted of an intimate mixture of artificial sul-
phate of baryta and sulphide of zinc in certain proportions, made
by the double decomposition of solutions of barium sulphide and
sulphate of zinc. In 1881 a patent was secured by Mr Orr for a
combination in which strontia takes the place of baryta. It is
claimed for thesa pigments that they possess body greater than
white lead, thar they are non-poisonous, and that with certain
modifications in the manufacture they can be made quite as
valuable for distemper paintirg as for oil colours.
PIGMENTS
87
The oxides of antimony, tin, bismatli, &c., form white pigments;
'/Ut tlicse possess no peculiarities which render them valuable for
painters' use. The carbonate of lime, more or less pure and in
various degrees of pulverulence undfr several names, such as Clialk
IVhiU, Paris lyhite, IVhiting, &c., is vciy extensively used in
distemper work for walls, roofs, ic, and in paper-staining, occupy-
ing in these relations the important jilace held by white lead in oil
painting. Mineral wliito or satin white consists of powdered
gypsum and alumina, a preparation very largely used by paper-
stainers for their glossy satin bodies. There are several other
white earths of relatively little importance as pigments.
Blue Figments. — The list of blue colours of real importance is
not extensive, comprising, as principal items, ultramarine, Prussian
blue, the cobalt blues, and indigo. The following list embraces the
eames and varieties ordinarily recognized in commerce : — ultra-
marine (native), powdered lapis lazuli ; ultramarine (artificial),
silicates of alumina and soda with sulphide of sodium ; Prussian
blue, cyanide of iron ; Paris blue, modified Prussian blue ; Antwerp
blue, tine Prussian blue ; smalts, a cobalt glass ; azure blue, a
preparation of smalts ; cobalt or Thenard's blue, sub-phosphate of
cobalt ; cairuleum, stannato of cobalt and sulphate of lime ;
mountain blue, native carbonate of copper ; lime blue, carbonate
of copper and lime ; Verditor or Bremen blue, hydratcd oxide of
copper ; indigo from species of Jndigofera ; indigo carmine, prepara-
tion of indigo.
Apart from the important colours Ultraslarine, Prussian
Blue, and Indigo, separately noticed, these blues, which are not of
much value for painters, owe their colour principally to cobalt and
copper. The principal cobalt colour \a Smalts, called also strewing
smalts, cobalt glass, zaffre. Saxony blue, &c. It is prepared by
smelting together the mineral arsenide of cobalt, pure sand, and
carbon.atc of potash into a glass. The molten glass is cast into
cold water, then ground fine and levigated. Smalts is chiefly
available for distemper and fresco painting, and is not much used as
an oil colour. Azure Blue is generally recognized as a preparation
of smalts, but the name is given to several compounds. CxruUum
is a light blue colour of durable quality with a greenish tinge,
consisting af a combination of cobalt oxide with stannic acid; and
Cobalt Blue, the subjdiosphato of cobalt, a colour discovered by
Thenard, jiossesses a purple tinge. Carbonate of copper, cither in
the form of the mineral azurite or artificially prepared, isa principal
source of the copper blues, which, however, possess little value as
pigments owing to their tendency to blacken under exposure.
Blue Verditer, a greenish blue which passes into green vorditer, is
a hydrated oxide of copper.
Yellow Pigments. — The {ollowing list inclades the ordinaiy
yellow colours of commerce : — ochres and sienna earth, native
eartlis tinted with iron ; Mars yellow, hydrated ferric oxide ;
chromes, chromatcs of lead and other metals ; massicot, protoxide
of lead ; Naples yellow, antimoniato of lead ; mineral yellow, basic
chloride of lead ; aureolin, nitrate of potassium and cobalt ; cadmium
yellow, sulphide of cadmium ; or|iimcnt, trisulphide of arsenic ;
Indian yellow, urio-phosphate of calcium ; gamboge, ruein of
Garcinia ; Dutch pink, a vegetable lake ; yellow lakes.
Of these colours the more important are the oclircs and the
various combinations containing chromium. The Yclloto Ochres &ra
native eartlis coloured with hydrated ferric oxide, thebrowni.sh yellow
substance that colours, and is deposited from, highly ferruginous
water. These ochres are of two kinds — one having an argillaceous
basis, while the other is a calcareous earth, the argillaceous variety
being in general the richer and more pure in colour of the two. Both
kinds are widely distributed, fine qualities being found in Oxford-
shire, the Isle of Wight, near' Jena and Nuremberg in Germany,
and in Franco in the departments of Yonne, Cher, and Nievre.
The original colour of these ochres can be modified and varied into
browns and reds of more or less intensity by calcination. The
high heat expels the water of hydration from the iron oxide,
changing it into red ferric oxide. Tlio nature of the associated
earth also influences the colour assumed by an ochre under calcina-
tion, aluminous ochres developing red and violet tints, while the
calcareous varieties take brownish red and dark brown hues. The
well-known ochre Terra da Sitnna which in its raw state is a dull-
coloured ochre, becomes when burnt a fine warm mahogany brown
hue highly valued for artistic purposes. Yellow ochres are also
artificially prepared — Mars Yellow being cither pure hydrated
ferric oxide or an intimate mixture of that substance with an
argillaceous or calcareous earth, and such compounds by careful
calcination can bo transfoi-niod into Mars Ortiiige, Vwlet, or Jlcd,
all highly important, stable, and reliable tints. The melul
chromium owes its name to the intense coloration produced by thi-
combination of its oxide, chromic acid, with various metals and
alkaline earths. Several of these salts are soluble, but those which
form pigments are insoluble compounds. The principal chrome
pigments— the various shades of lemon and yellow chrome deepen-
ing to orange tints — are composed of the neutral chrnmato of lend,
the difTereneo of hue depending on the greater or smaller proportion
«{ lead used in the prefaration. Tho basic chromato of load has a
deep orange colour passing into the minium-re d-like hue of chrome
led. Slronlia Chrome, the chromate of strontium, is a pale lemon
pigment of fine quality and permanence. With zinc, chromic aciil
forms two combinations, neutral and basic, both possessed of an
intense yellow colour ; and chromate of barium also furnishes a
useful yellow colour. Lead itself; without chromium, is the basis
of several valuable yellows. Massicot, the protoxide of lead, is a
clear yellow pigment deficient in body, tiaplea Yellow, a colour
highly esteemed by early artists, is an antimoniate of lead which
in early times was obtained from native sources; and Mineral
Yellow is an cxychloride of lead. The sulphide of cadmium forms
the fine durable Cadmium Yellow, a colour now much ajipreciated
for artistic use. Tho arsenical yellow, Orjnment, is now little used
as a pigment, although formerly, under such names as King's
Yellow, Imperial Yellow, and Chinese Yellow, it was held in high
esteem by artists. Aureolin, a nitrate of potassium and cobalt, is
a colour of recent origin which has come into high favour among
artists. Indian Yellow is a colour of animal origin of no perma-
nence, and Gamboge is a gum resin yielded by trees of the genas
Garcinia, principally employed as a water colour. The yellow lakes
are comparatively unimportant, but some, known, rather abscrdly,as
Dutch, English, or Italian Pink, are largely used in paper-staining.
Red Pigments embrace two distinct series of substances — the
reds of inorganic origin, and red lakes obtained from animal and
vegetable colours. The principal commercial varieties are as
follows : — rouge, Turkey red, and Indian red, red ferric oxide ;
Venetian red, ochreous ferric oxide ; ochres, earths coloured by
ferric oxide ; vermilion and cinnabar, sulphide of mercury ;
antimony vermilion, red sulphide of antimony ; Derby red, a
form of chrome red ; red lead or minium, red oxide of lead ; chrome
red, basic chromate of lead ; realgar, bisulphide of arsenic ; madder
lake, alizarin and alumina ; madder carmine, preparation of aliza-
rin ; carmine lake, cochineal red and alumina ; carmine, prepara-
tion of cochineal ; wood lakes, from various red dyewoods.
The principal mineral reds owe their colour to oxides of iron and
to compounds of mercury. The reds due to" iron are closely allied
to the yellow ochres and other ferruginous pigments. As already
explained in connexion with these yellows, tints passing through
orange to deep purple reds are obtained by calcination of yellow
hydrated ferric oxide, and in this way a great variety of ruddy and
red tints aro prepared. The proportion of ferric oxide in these
compounds ranges from pure oxide to combinations in natural ochres
containing not more than 2 or 3 per cent, of iron. liovge or Mars
lied, Crocus, Indian Bed, and Turkey Bed are all pure ferric oxide,
varying in depth of tint from having undergone ditferent degrees
of calcination, or from being made from different artificial or natural
sources. The other iron reds are all of the nature of ochres — some
of them, such as Venetian Bed, being artificial compounds. These
reds form exceedingly useful durable colours which do not injuri-
ously affect the tints with which they aro associated. Of red
colours from mercury. Cinnabar and Vermilion aro the most import-
ant, the former being tho native and the latter an artificial sul-
phide of mercury (see MzncUKV, vol. xvi. p. S-1). Vermilion is one
of tho most pure, brilliant, solid, and durable of all colours. Its
beauty is largely afl'ected by the smoothness of the powder to which
it is reduced, and in this respect that obtained from China is
of the highest excellence. Being a costly pigment, vermilion is
freely adulterated with other reds, a fraud easily detected by tho
perfect volatility of the genuine Bubstanec. From mercury com-
bined with iodine is prepared a pigment of unequalled vivacity
and brilliance. Iodine tScarlct, but unfortunately as fugitive as it is
bright, and conse(^uently not avaihiblo for work requiring perma-
nence. The principal rod colour from lead is Minium or Bed Lead,
a pigment of great antiquity obtained as a product of tho oxidation
of massicot, or by tho calcination and oxidation of white had. It
is orange red in colour, of goo<l opacity and body, but it has the
fault of white lead and lead colours generally, blackening in con-
taminated air and injuring colours with which it comes in contact
By itself it is a valuable paint for first coating exjiosixl iron surfcccs
to prevent their oxidation, and it is an excellent dryer, on which
account it is much used in ]>reparing boiled oil for pnintem. Chrome
lied, a basic chromate of lead known also n-s Persian or Derby Red,
is a brilliant pigment ranging in tone from orange to a deep
vermilion huo. It is obtained by preoi[)itating a solution of acetate
of lead with bichromate of potasli, with the addition of more or less
of cau.stic potash or soda, — tho proportion of tho latter addition
determining tho depth of resultant tone. Antimony Vcnnition ia
tho red variety of tho sulphide of antimony which, ns found in
nature (stibnile), is a dark giey body with metallic lustre. Tliis,
when fused nnd kept some time at a high licat and sudilenly cooled,
by nllotropie mi)ailication becomes a fine vermilion red. The
colour is artificially prejiarwl by acting on solutions of tho butter of
antimony (antimony chloride) with hvposulphito of soda or lime.
It is a etilour of excellent )>urily aniHxidy as a water colour, but
unfortunately it becomes brown by exposure. The lakes form a
numerous and important class of red pigments. A lake is a com-
bination of a colour of organic origin with a metallic oxide or salt,
m
P I K — P I K
commonly with alumina. Originally all lakes were red colours, the I
iianic bcinr; derived from the lac insect Coccics laccn, the colouring '
^natter of which forms the lake now known as Lac Lake. But
Jakes of any colour or tint are now made. The most important
Jake pigment is J/a(^c?er in^'c, a compound of alumina and the
tinctorial principle of madder, root, Rubiu officinalis, hut now
in'ade with artificial alizarin. Scarlet or Carmine Lake has cochineal
for its colour basis, and there 'are- corresponding lakes from lac,
Jccrmes, &c. lyood Lakes coloured with several of the red dyewoods
liavo little durability, but they are nevertheless largely used by'
paper-stainers. Cuyuiinc, a colouring matter from cochineaT, and
Madder Carmine or Field's Carmine, from madder, arc exceedingly
brilliant colours ; but the first of them is of a fugitive character. ■
_ Gi!Ei;>f Pigments form an extensive group - embracing two-
sections: — (1) simple greens, in which green is a primary inherent
or natural' colour ; and (2) compound greens, made up of intimate
mixtures of blue and yellow ■pigments. The latter class it is
obvious are capable of indefinite modification by simply varying the
proportions of the compound ingredients. The following list
embraces the principal commercial gre?ns : — Brunswick green,
oxychloride of copper ; malachite green or mountain green, hydrated
carbonate of cop|ier ; verdigris, sub-acetate of copper ; verditer or
Bremen green, hydrated oxide of copper ; Scheele's green, arsenite
of copper ; Schweinfurt green, mixed.acetate and arsenite of copper ;
clnerald green, a variety of Schweinfurt green ; mineral green,
mixed copper oxide and arsenite ; chrome green, oxide of chromium ;
Guiguet green or veridian, hydrated oxide of cliromium ; Cassel
green, manganate of baryta ; cobalt green, oxides of cobalt and
zinc ; ultraniarine green, modified artificial ultramarine ; Veronese
earth or terra verde, a form of ochre ;. green lakes.
The greater proportion of these greens are copper compounds —
the most brilliant of them containing also arsenic. They are all
poisonous colours, the latter especially being dangerous poison ; and
there can be no doubt that their free use in wall papers, the colour-
ing' of toys, artificial flowers, &c., is frequently the source of
'dangerous disease and even death. Srunsiciek Green, the most
important non-arsenical green, is an oxychloride of copper, but
factitious Brunswick greens are not uncommon. Scheele's .Green,
the arsenite of copper, and Schweinfurt Green, mixed arsenite and
acetate of copper, are very powerful and brilliant colours. These
copper greens all blacken in foul gases jnd when mixed with oil,
and thus, although they possess great body, they are much more
useful to the paper-stainer than thj painter. The sesquioxide of
chromium both water-free and hydrated, prepared in various ways,
forms important stable green colours which resist atmospheric
influences ; and chromium is further the basis of several other green
colours, which, however, are not of importance. Cobalt Green, a
ini.xcd oxide of cobalt and zinc, discovered by the Swedish chemist
Kinman, is a valuable and durable but expensive colour. Cassel
Green, called also Koseiistiehl' s Green, is a fane innocuous pigment
made by melting together sulphate of baryta and oxide of manganese,
and carefully washing the resulting mass in water. Verotia Green
'or Terra Verde, a natural celadon green highly valued by artists for
permanence, is a mixed earthy body coloured by ferrous oxide, and
Ultramarine Green, also a stable body, is an intermediate pro-
duct of the manufacture of ultramarine blue.
Brown Pig^ients. — Many oC the painters' browns are simply
tints obtained by mixture. In the case of simple" pigments the
shades pass by fine gradations into yellows aud reds, so that the
limits of classification are not well defined. The fdllowing are
generally classed as pure browns : — umber, silicate of iron and man-
ganese ; brown ochres, called Mars brown, iron brown, &c., native
and artificial earths ; Vandyke brown and Cologne or Cassel brown,
peaty ochres ; purple brown, ferric oxide ; Spanish brown or tiver,
a brown iron ochro ; bistre, washed beechwood soot ; sepia, secre-
tion of cuttle-fish ; brown lake ; asplraltum, natural and artificial
pitch.
Iron and manganese, separately or combined, earthy or pure, are
the sources of the principal brown pigments. Some of them are
intermediate products between yellow ochres and red ochres by
^calcination of the yellow, and, as they are ochreous in their nature,
their colours may be heightened or otherwise modified by calcining.
^Thus Umher, which properly is a hydrated silicate of manganese
and iron, is brightened in colour by calcination into Burnt Umber.
iThe finest umber comes from the island of Cyprus, and is known as
fTiU'key umber. Large quantities also of "English" umber are
mined in Devonshire and Cornwall. Keal Vandyke Brown, a very
celebrated pigment, ought to be a kind of bituminous peaty earth
ora fine rich semi-transparent colour, allied to which are Colog^ie
and Cassel Earth. But under the name Vandyke brown pure ferric
oxide and ferruginous earths of a clear brown hue are also sold.
Cappagh Brown is a peaty earth coloured by manganese, found at
Cappagh near Cork, Ireland, and is a valuable artists' colour, as is
also Bistre, a brown washed from the soot of beechwood. Sepia, a
.much valued warm brown, is a substance secreted by the cuttle-
fish. Sepia officinalis, which emits it to cloud the water for conceal-
(ing its whereabouts when alarmed.
Black Pigments form a numerous cljss of bodies, though tliose
in common use are easily enumerated. They appear in commerce
principally under these names : — vegetable black, carboniccd
vegetable matter ; lamp black, soot of oils and fats ; Indian ink,'
preparation of lamp black ; ivory black, carbonized ivory and bone ;
bone black, carbonized bone ; blue black, washed wood charcoal ;
charcoal black, carbonized wood ; black wad, a native oxide of
manganese ; black lead, a form of carbon ; tar, from distillation of
organic substances. - _^
Most of these blacks owe^ their colour to carbon. From the
charring of vegetable substances are prepared Cluirccal Black, Blue
Black, and Vegetable Black, but these take many names according
as they are prepared from carbonized wood, twigs of the grape vine,>
peach and other fruit stones, cork, the lees of wine, kc. Bmie and
Jvory Blacks again are carbonized animal substances, principally
bones, which when skilfully burned yield dense durable blacks.
Lamp Black of the best quality is the soot deposited from tlve
imperfect combustion of oils and fats, and the soots of resin and tar
are also collected and used under this name. Indian Ink (see vol.
xiii. p. 80) is a form under which lamp black of the finest quality
occupies an important position among pigments. Of the other
blacks Tar is the most important owing to its extensive use as a
preservative and antiseptic coating.
Several pigments are prepared on account of special properties
apart from the protective aud decorative purposes for which
ordinary {jaints are applied. Among such may be mentioned
Balmain's luminous paint, a preparation in oil or water of certain
of the phosphorescent sulphides. Objects cojted with this material
have the property of continuing to emit light in dark situatioiis
for some time after they have been exposed in daylight or to high
artificial lights The luminous pa\nt has been proposed for coating
buoys, signals, public notice boards, clock and watch dials, .playing
balls, match boxes, &c. , but it has not come into extensive use.
Powdered asbestos has been introduced as a fire-proof paint for
wood ; but all common paints applied as distemper colour are
equally fire-proof in the sense that they themselves are incombus-
tible, and when they coat wood thickly they offer great resistance
to an incipient fire, and even retard combustion under v^y high
heat. Numerous an ti-fouling compositions for the painting of ships'
sides and bottoms and anti-corrosive, inoxidizable, damp-proof,
aud water-proof paints have been patented, some of which are in
e.xtensive use. (J. PA. )
PIKE, freshwater fishes generally distributed over the
rivers and lakes of Europe, northern Asia, and North
America, and forming a small family ) [Esocidx) of
Soft-rayed Fishes. ^ They are readily recogtiized by their
elongate compressed body covered with small scales, a
long head, long and spatulate snout, and very large
mouth armed with strong and. long teeth in the jaws
and broad bands of smaller teeth on the palate and
tongue. The teeth ^oint backwards or can be depressed
so as to offer no obstruction to any object entering the
gape, but prevent its withdrawal in the ojjposite direc-
tion. , The dorsal and anal fins are placed far back on the
\
European Pike {Esox lucius).
tail,' thus greatly increasing the propelling power of tbo
fish, and, although pike are tad swimmers and lead rather
a sedentary than a roving life, they are excelled by no
other freshwater fish in rapidity of motion when, by a
single stroke of the tail, they dash upon their prey or dart'
out of reach of danger. In the Old World one species'
only ' is known ■ {Esox. lucitts), which prefers lakes and
sluggish reaches of rivers to strong currents or agitated
waters. Its eastward range in northern Asia is not knowa;
it extends into Lapland in the north and into central Ital^
P I 1^ — P I L
8i)
and the vicinity of Constantinoi)le in the soutli, but is
absent in the Iberian Peninsula. The Euroiiean species
occurs also in North America, and is common in the eastern
United States southwards to northern Ohio. But North
America is tenanted by other species of pike besides, of
which the largest is the Muskelunge er Maskinonge of the
Great Lakes {Esox nohilior) ; it commonly attains to the
large size which is exceptionally recorded of Esox lucius.
The other American pike are of smaller size, and generally
named " Pickerel "; but opinions as to the distinction of
the species differ widely among American ichthyologists.
The European pike, like its brethren, is the most voracious
of freshwater fishes ; it probably exceeds the shark, to
which it has been compared by many writers, in the rela-
tive quantity of food it consumes. Ponds would soon be
depopulated but for its cannibal propensities, no pike
being safe from another of its own kind large enough to
Bwallow it. To the young of water-fowl pike are most
destructive, and large specimens will seize rats or rabbits
when they take to the water, and are said to attack even
foxes and small dogs. Individuals of from forty to fifty
pounds are not scarce, but captures of much larger ones
ftre on record. Pike are wholesome food, and much
esteemed in inland countries, — the smaller (of 20 to 24
inches in length) being preferred to the larger individuals.
They are prolific, and not easily exterminated in a water
in which they have been once allowed to spawn. Accord-
ing to season and climate they spawn in April or May,
and sometimes as early as February.
PIKE-PERCH (Lucioperca), freshwater fishes closely
allied to the perch, but with strong canine teeth standing
between the smaller teeth of the jaws and palate. As
indicated by the name, these fishes show some slight
resemblance to the pike in their elongate body and head,
and like that fish they are most dangerous enemies to
other freshwater fishes. Their acclimatization therefore
in waters intended for the culture of valuable food fishes
ia not advisable, though they compensate in some measure
for their destructiveness by the excellent flavour of their
flesh. In Europe two species occur, the more celebrated
being the " Zander " of North Germany or " Schiel " of
the Danube (Lucioperca sandra) ; strange to say, it is
ab.sent in the system of the Rhine. It prefers the quiet
waters of large rivers and clear deep lakes, in which it
reaches a weight of twonty-fivo or thirty pounds ; it does
not thrive in small and confined water.s. The second
European species {Lucioperca ivolgensis) is limited to rivers
in southern Russia and Hungary. In North America
several pike-perches have been described, but in the most
recent works only two are distinguished, viz., Lucioperca
americana, which grows to a weight of twenty pounds, and
the much smaller I^ucioperca canadensis ; both are abund-
ant in the Canadian lakes and upper ^Mississippi, and the
latter also in the Ohio.
PILATE,' Pontius, the fifth Roman procurator or
" governor " (tTriVpoTros, rp/ciiiltv) of Judaea, Samaria, and
Idumxa, succeeded Valerius Gratus in 26 a.d. By rank
he was a Roman eques, possibly of Samnite extraction ; his
official appointment he owed to the "influence of Sejanus.
His ordinary residence as procurator was at Cajsarca,
the capital, but from time to time he visited Jerusalem,
especially at the greater feasts, and on these occasions he
bad his hema in the magnificent palace of Herod the
Great, hence called the prielorium. Apart from the
supreme (to him, likely enough, most trivial) incident in
' I.e., J'tlatiif!, cither deiived from pilum, niiil.th\is aiinlognin
with tho surnamo Torqiiattui, or a contraction nf pikatus. Tlio
pileuj w,a3 tho badgo of lu.iminiitted slaves, and if this etymoIn;^y
bo accepted, the name proiiahly iadicate.s tliat Pilate was a lihrrtus,
or tlie (IcfcendDut of a libcrtus, of a member of the Samuile gciis of
llic Pontii.
10— <•■*
his life (" suffered under Pontius Pilate ") the few facts
that are known of him indicate a somewhat exceptional
recklessness about awakening Jewish fanaticism, and
unscrupulousness as to the means used in quelling its
manifestations. Not long after his appointment he allowed
his soldiers to carry their eagles and other insignia to
Jerusalem, and did not give way until an exiited mob had
stormed for five whole days and nights around his palace
at Cffisarea. At a later dale, in order to provide for the
completion of his. aqueduct for bringing water to the city
from the " Pools of Solomon," he appropriated funds from
the Corban or sacred treasury; but, profiting by his former
experience, when this conduct was resented by the popu-
lace he caused some of his soldiers, disguised as Jewish
citizens but armed with staves and daggers, to mingle in
the crowd, when many casual spectators as well as rioters
were trampled to death. For having hung up in Herod's
palace certain gilt shields dedicated to Tiberius he was in
vain remonstrated with by the Jews, but Tiberius, on
being appealed to, ordered their transference to the templo
of Augustus at Cassarea. Of the circum.stances under
which he " mingled the blood " of certain Galiheans " with
their sacrifices " nothing is known ; but his cruelty in
causing a number of Samaritans to be attacked and
massacred when assembled on Mount Gerizim led to a
complaint being lodged with Vitellins the legate of Syria,
and ultimately to his being deprived of his office early in 30
A.D. According to Eusebius (//. E., ii. 7) he was banished
to Vienne in Gaul, where various misfortunes caused him'
at last to commit suicide ; the Chronicle of Malalas alleges,
with less probability, that he was beheaded under Nero.
Later legend (see, for example, the apocryphal Mors Pilali
mentioned below) has a good deal more to say : his suicide
was anticipatory of Caligula's sentence ; the body was
thrown into the Tiber and there caused disastrous tempests
and floods; it afterwards produced similar effects in tho
Rhine at Vienne, and finally had to be consigned to a
deep pool among the Alps. Local tradition points to a
little tarn on Mount Pilatus near Lucerne ; if anything is
thrown into it the water is forthwith strangely agitated.
The devil takes the body from the water on Good Fridaya
and sets it on a throne where it goes through the gesture
of washing its hands. The fact that Pilate allowed Jesua
to be crucified is by no means out of keeping with what
we know of his indifference to the claims alike of justice
and of mercy ; that ho obviously wished to spare him if
this could be done without too much inconvenience to
himself has, however, gained him in some quarters very
generous recognition ; thus Terfullian sjjcaks of him as
"jam pro sua conscientia Christianum," the Copts
regard him as a martyr, and the A^iyssinian Church has
given him a place in its calendar (June 25). This view
is reflected in the spurious Paradosis I'Uati. Pilate's wife,
known to tradition as Procla or Claudia Procula, is repre-
sented as having been a proselyte of tho gate and a secret
discijjle of Jesus. She is commemorated as a saint in
the Greek Church (Oct. 27).
There is a considerable body of apocrynlml litoraturo connccteil
with tho name of Pilate. Tho Acta VihUi, wliicli forms part of
tho Emngclium Nicodcmi, gives a copious account of tlio tiiol of
Jesus, intermingled with legendary JcLails of uncertain nnd very
uno(iual value. It exists in a variety of tcvts, but in snlistanco is
supposed with most probability to date from about the middle of tlio
2nd century, and to bo tho work of a .lewish Christian, written for
Jews. Tho Kpistola Pilali, of which there aro two dillVrinK forms,
contains what purports to be I'ilate's account to Tiberius of llio
resurrection of Jesus. The I'nrnUmis nhdi relates bis trial, con-
demnation, and execution at tho cmjieror's command ; Pilat«
appeals in prayer to Jesus, and, along with I'rocla his wife, ia
received as a true penitent into tlio number of tho faithful. The
Mors Pilali relates tlio circumstances of his suicide, tho casting of
his body into tho Tiber, its removal to. Vienne (explained as "Via
Gehennic"), and Iho linal disposal of it at " Ixisania.',' Foi.al]
1^0
P I L — P 1 L
tliese npociyplial \nitiiigs see TLschcnJorrs Evangelia Apocryplta
(18C3).
PILCHARD (Clupea pilchardus), a fch of- the herring
family (Clupeida;), abundant in the Mediterranean and on
the Atlantic coasts of Europe, northwards to the British
Channel. Sardine is another name for the same fish,
which on the coast of Britanny and Normandy is also called
Celan or Celeren. It is readily distinguished from tlve
other European species of Clupea or herrings. The oper-
eulum is sculptured with ridges radiating and descending
towards the suboperculum ; the scales are large, about
thirty along the lateral line, deciduous ; the ventral fins are
inserted below, or nearly below, the middle of the base of
the dorsal fin ; the dorsal fin has seventeen or eighteen,
the anal from nu)eteen to twenty-one rays. A smalr
blackish spot in the acapulary region is very constant, and
sometimes succeeded by other similar marks. There
are no teeth on the palate; pyloric appendages exist in
great numbers ; the vertebrae number fifty-three. The
pilchard is one of the most important fishes of the
English Channel (see article Fisheries, vol. ix. p. 253
sq.). It spawns at a distance from the shore, and, ac-
cording to Couch, the spawn has been seen to extend
sevMal miles in length, and a mile or more in breadth
floating on the surface of the sea, of the thickness of
brown paper, and so tough as not to be readily torn in
pieces. The spawning takes place at two periods of the
year, viz., in April or May, and again in the early part of
autumn ; but it is not probable that the same individuals
or shoals spawn twice in the same year. When commenc-
ing their migrations towards the land, the shoals consist of
countless numbers, but they break up into smaller com-
panies in close vicinity to the shore. Pilchards feed on
minute crustaceans and other animalcules, and require
two or three years before they attain their full size, which
is about 10 inches in lengtla. On the Pacific coasts of
^America, in New Zealand, and in Japan a pilchard occurs
(Clupea sagax) which in its characters and habits is so
similar to the European pilchard that its general utiliza-
tion is deserving of attention, and there is every reason to
believe that New Zealand could produce its own sardines
and fumadoes. Immense shoals are reported to visit the
past coast of Otago every year in February and March.
PILES. See H.imorbhoids.
PILGRIMAGE. The -word Pilgrimage (derived from
the Latin pereger, i.e., per-ager, "one who traverses a
region," through the intermediate forms peregrimts,
pellegriiw, pelegriTi) denotes the act of journeying to some
place esteemed sacred, for the purpose of discharging a
religious obligation, or to obtain some supernatural assist-
ance or benefit. The practice is common to many re-
ligions, and mounts back to prehistoric ages. It is ulti-
mately traceable to the nature of tribal religion, in its early
form of worship of a deity regarded as purely local in the
sphere of his special influence. As community in religious
acts was one of the principal ties between members of the
same tribe, to the exclusion of outsiders, it would naturally
become the rule, and then the duty, of the tribesmen to pre-
sent themselves at recurrent intervals at the sanctuary of
their tribal god. As they scattered away from their own
settlement, and became travellers or sojourners amongst
aliens, the belief that they were in some sense cut off from
the protection of their tribal deity, and subjected to the
influence of others in whose worship they had no share,
would induoT visits from a distance to the seat of their own
religion, not merely for the purpose of keeping up their
tribal relations, but to propitiate a power which perhaps
could not hear supplications addressed from a distance, and
would in any case be more ready to hear and answer prayers
jnide in his own special shrine, attended with the appro-
priate rites performed by his own body of ministers. This
latter consideration would operate even in the case of cults
directed to the Sun-God, the Moon-Goddess, and the planeti-
ary bodies, which could hardly be regarded as localized withia
earthly boundaries, but might well be supposed more placable
in shrines of exceptional splendour and sanctity, officered
by a trained and numerous priesthood. And wherever it
Was believed that the 'deity not merely responded to prayer,
but gave direct answers by omen or by oracle to inquirers,
the frequentation of the prophetic seat would naturally
increase. Further, as the political strength of any tribe
grew, that would be attributed in a multitude of cases to
the superior power of its tutelary god, or, where they
worshipped the same deity as their neighbours, to some
more acceptable mode of paying that worship, whence the
custom would grow of making the principal temple of the
most powerful tribe the meeting-place of the confederacy,
as well for political deliberation as for the more directly
religious purpose of reaffirming the common pact with
sacrificial ceremonies. And if the strongest tribe passed
from the stage of Tiegemony to that of sovereignty, whether
by cession or by conquest, so becoming the nucleus of a
nation or kingdom, the same feelings would operate yet
more powerfully, — the subject tribes being either compelled
to accept the gods of their conquerors, or voluntarily
adopting them from a conviction of their superior might.
Certain temples would in this wise become national from
having been tribal, and in large empires, such as Egypt
and Assyria, would collect worshippers from all the various
peoples ruled under a common sceptre. The second stage
in the genesis of special sanctuaries is peculiar to religions
with a real or supposed historical basis, and takes the form
of devotion towards localities which have been the scenes
of important events in the lives of personages reverenced
in the creeds of those religions. And the third stage, be-
longing to a much later period than either of the former,
when self-consciousness had become more developed, is that
where the aim of the pilgrims is primarily subjective, to stir
up certain emotions in their own minds, through the means
of the associations connected with special localities. But
in each and all of these the fundamental underlying thought
is the same, the localization of deity, the almost insuperable
difficulty which the ideas of omniscience and omnipresence
offer to undeveloped intellects.
It will be convenient, in tracing the history of pilgrim-
ages, to begin with those which belong to the various forms
of heathenism, ancient and modern, as pertaining, whatever
be their actual date, to an earlier stage of mental evolutioa
than the Jewish, Christian, and Mohammedan ones.
The first pilgrimages, then, of which we have any trust- Egypt
worthy knowledge, are those of ancient Egypt. The
mythology of the Egyptians is even yet but imperfectly
understood, but it is at any rate clear that, just as the
votaries of Vishnu and of Siva keep apart in modern
Hindustan, so the chief deities of the Egyptian pantheon
had cults which were as often rival as complementary, and
that the emulation of the competing temples took the form
of bidding against each other for popular favour by the
splendour of their chief yearly festivals. We are obliged
to have recourse to Herodotus and Plutarch for informa-
tion as to the general cycle of feasts nationally observed;
for, although local calendars and rubrics of festivals have
been discovered in several places, nothing cognate with
Ovid's Fasti has yet been found in Egypt. Herodotus notices
that, instead of having but one yearly national festival
(wai'Tjyiipi?), the Egyptians had six, the principal of which
was that of Artemis {i.e., Bast or Sekhet) at Bubastis, to
which the pilgrims went in boats crowded with both sexes,
playing on castanets and flutes, and singing to this
alccompaniment. They landed at every town along the
P i L G Li 1 M A G E
91
river to perform orgic dances, and at Bubastis itself offered
gi^at sacrifices, besides feasting copiously, in particular
consuming vast quantities of grape-wine. He states the
tiumbers assembling on ttiis occasion, exclusive of children,
to average 700,000. Next to this ranked the festival of
Isis at Busiris, attended with ceremonies of mourning,
most probably in memory of the sufferings of Osiris.
Third in order was the feast of Athene (Neith) at Sais,
celebrated at night, with illuminations. Fourth was the
festival of the Sun (Ra) at On or Heliopolis ; fifth that
at Buto in honour of Latona (Buto or Uat). These two
were attended with simply sacrificial rites, and there were
no symbolical ceremonies jn addition. Last came the
festival of Ares (Har-tash, the Hertosi of Cedrenus) at
Papremis, at which there was a rough tussle, symbolizing
war, between the temple-attendants and the pilgrims, in
which lives were sometimes lost. There was another high
festival, that of Apis at Memphis, not included by
Herodotus in his list, perhaps because not of yearly recur-
rence, besides the much frequented- oracle of Ammon at
Thebte, whither it had been transferred from Meroe, its
first seat in Egypt. And it is noticeable that there was
no pilgrimage at all to the ' most sacred spot in Egypt, the
island of PhiL-e, the burial-place of Osiris, because its very
sanctity made it "tabu" to lay folk. The mysteries, in like
manner, being rigidly confined to a few, did not form an
occasion of pilgrimage.
As regards the great Mesopotamian empires, our know-
ledge does not yet enable us to say that pilgrimages
entered into their religious system, though we may net
unreasonably infer so from the size and wealth of several
temples, notably those of Ishtar, from the Assyrian custom
of imposing their own deities upon conquered nations, and
from the example of one great religious assembly from all
the provinces of the Babylonian empire, recorded in Daniel
iii. There may, perhaps, be indirect proof of Babylonian
pilgrimages in what Cyrus states in his cylinder-inscription,
namely, that Nabonidus had qilendod the gods by trans-
porting their images to Babylon, and thus, as it were,
making them perform pilgrimage.
^The ancient Zend creed of the Medes and Persians,
liaving no tenqjles for worship, had no pilgrimages; but
in its later Jlithraic form, the initiation of neophytes by
the Magians into the mysteries, through a painful course
of purgation (curiously resembling one prevalent in Ireland
far within the present century), in a cavern or grotto at
']5abylon, necessitated a pilgrimage thither on the part of
those who desired to become experts ; and Lucian has left
some account of its rules in his j\/e>iippus.^
Amongst the Phccnicians there are clear traces of at
least two groat pilgrimages in honour of Ashtorcth, one to
Aphaca (probably the Aphek of Scripture), celebrated for
a yearly miracle of a ball of fire appearing on the mountain
summit, 'and thence fallirtg into the sea. The obscene
rites for which this temple was infamous led to its destruc-
tion by Constantino the Great (Euseb., Vil. Const., iii. 50).
The other great Ashtorcth pilgrimage was to Hierapolis in
Syria, frequented by votaries from all the Semitic races
except the Jews. Antioch was also a great centre of this
cult, as also of that of Thammuz, but, strictly speaking,
there is no proof of a Tlianmiuz pilgrimage, nor of one in
honour of Mclkarth, though his worship was carried from
Tyre, its chief seat, into all the Phoenician colonics, and
the famous oracle of his temple at Gades drew crowds of
inquirers annually. In Palestine proper, though the cults
of Baal, Ashtorcth, lloloch, Dagon, and Beelzebub were
widespread ami jtcrsistcnt, and though the name .Tciiclio
' Tliit tn pmbniily llio KOtnve of the llo^lciii li-^uiul of Il.irflt .mil
Miivftt, the fallen angels cir.iiiiej in a cavnn at U.iliyhvn, wlio will
tt-acU magic to such as consult them iu a iireacribed manner.'
probably, and 'Ashtaroth-Kamaim certainly, point to a
seat of moon-worship, as Bethshemesh does to" one of sun-
worship, there is no direct evidence of organized pilgrim-
ages to these places.
In ancient Hellais there were four classes of religious
observance more or less cognate with pilgrimage, though
not in any case identical therewith. First may be placed
the consultation of oracles, — those of Apollo at Delphi, of
Zeus at Dodona,' of Trophonius at Lejjadeia,- and. of
Asclepius at Epidaurus (the last of which was resorted to
also for the cure of disease) being the most famous and
most frequented, while, outside Greece and its colonies, the
oracle of the Libyan Ammon in the desert south of Cyrene
was also in much esteem. Next comei the foiir' great
national festivals and games, the Olympic, Pythian,
Nemean, and Isthmian, attended by crowds from all Greek
states, not only, as attractive shows, but as religious
ceremonies.2 Thirdly may be named the more local or
tribal festivals, such as the PanathenKa, the feast of the
Charites at Orchomenus, ' that of Hera at Samos, ' of
Aphrodite at Paphos, and of Artemis at Ephesus, which
drew together many worshippers besides those who were
specially bound to visit the shrines in question. But the
closest parallel to the Christian theory of pilgrimage is
found in the celebration of the Eleusinian mysteries (seo
Mysteries), the special likeness of which to pilgrimages
of a later day lies in the notion of merit and spiritual
benefit attached to initiation, to the belief that happiness!
in a future state of existence would be promoted, nayj
insured, by admission to the ranks of the mystas.
The Latin customs bear a certain superficial likeness to
the Greek, in that local oracles, such as those of Faunus,'
of Albunea, of Fortuna, and of the Sibyls, were mucli:'
frequented ; there are traces of great trilial sanctuaries'
and gatherings, such as the worship of Jupiter Latiaris on
the Alban Mount, of more narrowly restricted tribal cults,
such as the Julian worehip of Vejovis at Bovillae and the
Fabian sacrifice to Hercules on the Quirinal, and of at
least two temples to which regular pilgrimages seem 'to
have boon made — those of Juno Sospita at Lanuvium, and
of Vesta (perhaps of all the Penates also) at Laviniuiu.
But, apart from racial and theosopliic dilFcrences of belief,]
there was one factor at work in Italy which tended to
bring about a wholly different character of popular religion!
from that which was evolved in Hellas — the overmastering
centralization of Rome, and the practical identification of
all solemn worship (apart from the rustic ceremonies in
honour of minor and little known deities) with the apothe-
osis of the Republic. Hence, after the chief seat of lioniuii
worship was transferred from the Regia to the Cnpitol,
pilgrimage proper disappeared, for the local gods of eacli
newly absorbed city or state were added to the originul
triad of Roman gotls, and to the other Sabine triad, moved
from the Quirinal to the new sanctuary, and it becomes
impossible to distinguish clearly between the purely poli-
tical ceremonies performed in honour of gods viewed
primarily as the tutelars of Rome and voluntary resort to
the great temple for the personal cult of any particular
deity enshrined there. One relic of the older custom
seems to have survived till later times, namely, the
pilgrimage of Roman wopicn barefoot to the temple of
Vesta in the Forum on Juno 9 every year.
No ])ilgrimage8 seem to have been usual in tlic Teutonic
and Slavonic rcligioi^s, though both had special temples
regarded as more sacred than the rcmnindcr, and in the,
case of the latter wo know with tolerable accuracy tha*
Kictr, Novgorod, Rctlira in Mecklenburg, Karcnz, WinncUv
' Tin; raiiliL'IUiiii: ro>lival at jEsiir.a ia oniiltcil, aa a nicre factilion-f
dovicu of the cmpcrur Il.iilrian, wlica claisicol pagAnism wtri .d]3»(i
and uol a veal Grccic custom.
92
PILGRIMAGE
and Juliii (isle of Wollin), Stettin, and lastly Arkona in
the isle of Riigen, succeeded one another as the chief seat
of the worship of Perun, Lada, Bielbog, and other principal
Slavic deities, and were necessarily attended by much
larger bodies of worshippers than temples of less account,
more thinly officered, and inferior in repute for the learning
and prophetic powers of their priests.
Directing our attention to an entirely different region
of the world, we learn that in 1519, when Cortes entered
Cholula in Mexico, he found it a great resort of pilgrims
to the huge temple of Quetzalcoatl, then of unknown
antiquity, as founded by a race earlier than the Aztecs,
and built upon a colossal mound, vying in dimensions
with the largest pyramids of Egypt. And what is yet
more curious, besides this principal shrine, there were
subsidiary tribal temples in the city, restricted to the uses
of the several allied or kindred nations, who desired to
have their own sanctuary in the holy city, precisely as
churches of different nationalities are found in Jerusalem
and in Edme to-day. Ajid similarly in Peru, the great
Temple of the Sun at Cuzco, with its encircling girdle of
chapels dedicated to minor deities, was visited by pilgrims
from all parts of the empire ; flay, it was even regarded as
a misfortune to fail in accomplishing the journey.
India, however, is above all others the land of pilgrim;
ages, for it has observed them during a longer unbroken
period than any other country of which we possess sufficient
records, and for frequency and multitude it would be
difficult to find any parallel. The most celebrated of them
are those to the temple of Jagan-nath at Puri in Orissa,
Benares, Hurdwar, Ganga-Sagara, Gangotri, Jumnotri,
Prayaga (Allahabad), Rameswara, Gaya in Behar, and
Ayodhya or Oudb. Apart from the motives, common to
all pilgrims, of acquiring religious merit or expiating sins,
these Indian shrines are frequented for the performance of
sraddha ceremonies in honour of deceased ancestors or as
votive acts for the recovery of the sick, or, again, to carry
the ashes of deceased kindred to be scattered in the waters
of some sacred or purifying river. Every great river in
India, with some lakes, tanks, and springs, is regarded
as permeated with the divine essence, and as capable of
cleansing from all sin. Hence the favourite resorts are
river sources and confluences, while Benares, as situated
on the Ganges itself, is the holiest spot in Hindustan.
|The other most frequented shrines are usually associated
iwith the cults of Krishna, Siva, and Rama. All these
are exclusively connected with Brahman rites, for the
entire extirpation of Buddhism from the Hindu peninsula
'has prevented any special sacredness from continuing to
attach to the scenes of Gautama Buddha's life (though
the Buddhists allege that the sanctity of Benares is due to
its having been the residence of Buddha himself and the
scene of his earliest preachings); and it is in Ceylon only
that two Indo-Buddhist pilgrimages survive, — that of
Adam's Peak, and the yet more popular one to the temple
of Kandy, where the Dalada Malagawa, or tooth of
Buddha, is an object of special veneration. For northern
Buddhism the chief shrines are Lhassa in Tibet, the seat
of the Dalai Lama, and Urga in northern Mongolia, the
Beat of the Tesho-Lama or BogdoLama. Before the
Brahman revolution, which drove Buddhism out of India,
pilgrimages to the chief scenes of Gautama Buddha's life
iwere common; and notably Kapilavastu, his birthplace,
Benares, where he began his mission, and Kasinagara,
where he died, were much frequented, especially by
Chinese converts. The narratives of .some of these. Fa
(Hian, Hwai-Seng, and Sung-yun, and Hwen-T'sang, the
toost noteworthy of them all (see vol. xii. p. 418), who
,came to visit the holy places and to collect the sacred
books, are still extant.
In China pilgrimages are made to several of the more
sacred spots both by Buddhists and Conf ucianists. .Vutai-
shan in Shausi is the chief resort of Buddhist pilgrims,
and Tai-shan, the mountain sacred to Confucius, that of
Confucianists (Williamson, Journeys in North China). In
Japan both the older Shinto nature-worship and the newer
Buddhist creed have their several sanctuaries and pilgrim-
ages. The principal Shinto pilgrimages are those to Is6
in the department of Watarai, and to the sacred mountaia
Fuji. There are two temples at Is(5, ranking in sanctity
first of all Shint6 shrines, and the special seat of tho
worship of Ten-shoko-daigin, the Sun-Goddess, from whom'
the Mikado is held to descend. Two great festivals are
held yearly at Is6, in the sixth and twelfth . months, and
are known as 0-barai no matsuri, " great purification
feast," being held to effect the purifying of the whole
nation from the sins of the previous half year. Ticketa
inscribed with the names of the gods of Is^, and especially
that of the Sun-Goddess, are issued at the temples and
their agencies (teing formerly sold by hawkers correspond-
ing to the pardoners of mediaeval Europe), and are care-
fully preserved in the domestic shrine of Japanese houses;
being'. supposed to avert all peril for six months, but
requiring renewal at the end of that period. The pilgrims
to Is6 'number many thousands yearly, and are known as
they return by bundles of charms wrapped in oiled paper;
and hanging from the neck by a stripg. The pilgrimage
to Fuji tajies place in summer, and the pilgrims go clad
in white, and carrying bells. They ascend the mountain
so as to reach the summit before sunrise, when they,
turn to the east, clap their hands, and chant a hymn
to the Sun-Goddess. There are also many local Shintft
pilgrimages of less note. Buddhism in Japan is broken up
into several sects, having each of them their own pil-
grimages ; but the most frequented are those of the god
Fudo at Narita and the sacred mountain of Oyama, each
some 30 miles distant from Tokio. These both belong to
the Shingou sect, the earliest introduced into Japan. The
Hokke or Nichiren sect make pilgrimages to the monastery
of Ikegami near Tokio, and to that at Mount Minobu, about
100 miles to the west, betvi-een which two shrines the relics
of the founder are divided. Ninety miles north of Tokio,
are the shrines of Mount Nikko, also a great Buddhist pil-'
grimage, where the shoguns are buried, and where the;
founder of the Tokugawa dynasty is worshipped under the
tame of Gongen.
So much will suffice to have said concerning the various
heathen pilgrimages, and we may now consider those of the
Hebrew religion and its two derivatives, Islam and
Christianity.
The legislation- of the Pentateuch is precise in making
resort to one central shrine a positive and fundamental pre-^
cept, binding on the whole nation, obviously with the double
object of cementing national unity and of guarding against
the' erection of local sanctuaries, which were liable to be
diverted to idolatrous cults (see Pentateuch). Under
the judges and the kings we find many traces of pilgrim-
age, not only to the sanctuary of the ark at Shiloh, and
afterwards to Jerusalem, but to local high places, such as
Ophrah, Mizpeh, Dan, Bethel, and Beersheba. In truth,
it is not till the post-exilic period that the supremacy of
one national sanctuary is assured (though a pilgrimage
even after the destruction of the temple is recorded in
Jeremiah xli. 5, showing that the mere site was held
sacred), for the local devotion of ,the high places resisted
all the efforts of the reforming party under Hezekiah and
Josiah even in the kingdom of Judah itself. Since the-
final overthrow of the Jewish polity by Titus and Hadrian,'
no effort has been made either to establish a centre of
sacrificial worship anywhere outside Palestine (as in the
PILGRIMAGE
93
rarious'episode of the temple of Heliopolis in Egypt), or
to revive it in Jerusalem itself, where, even now, the syna-
gogues and colleges of the Sophardim and Ashkcnazim
are entirely separate and independent organizations, and
Show no tendency to coalesce into the nucleus of a national
system.' Hence, as the political and religious motives for
the pilgrimage to Jerusalem have both dropped into abey-
ance, the' custom itself is no longer regarded as binding,
and, though it is not obsolete, inasmuch as a visit to the
Holy City is considered a meritorious act, yet it has now,
like the pilgrimage to Hebron, more of an emotional and
historical character than a ceremonial one, so that it is
not in the strict sense a pilgrimage any longer.
Although the Mohammedan pilgrimages are much later
in chronological order than the Christian ones, it will be
more convenient to consider them briefly first. They con-
sist, then, of two main classes, which may be distinguished
conveniently by Latin theological terms, as those of
"obligation" and those of "devotion." There is properly
only one Moslem pilgrimage of obligation, that to Mecca,
•which still often draws an annual contingent of from
70,000 to 80,000 pilgrims (see Mecca). It is in truth a
pagan survival which proved too powerful for extirpation
by Mohammed. The Kaaba had been constituted the
national sanctuary of Arabia about 100 B.C., and contained,
besides the famous Black Stone, some three hundred and
sixty idols of various Bedouin tribes, united in one pan-
theon, exactly as with the Capitol of Rome ; and, though
it was possible to sweep, the idols out of the Kaaba, it
was not so easy to deconsecrate the spot, but far more
convenient to give it a new sanction.
The Mohammedan pilgrimages of devotion are very
numerous, and are chiefly connected with the saint-worahip
■which has overlaid and obscured the original strict mono-
theism of Islam. Chief amongst the sacred shrines of
,his second class stands the tomb of Mohammed at
Medina (5'. v.), but, holy as it is considered, and meri-
torious as a visit to it is accounted, it is in no sense bind-
ing on a Moslem's conscience, and only about one-third of
the Meccan pilgrims proceed thither Other sanctuaries
abound in all Mohammedan countries, of which a few,
like Abraham's tomb at Hebron, are honoured by all
Mohammedan sects, while others are peculiar to the Sun-
nites and Shiites respectively, and others again, such as
iKairwan in Tunis, and Wazan in Morocco, and still more
the tombs and oratories of merely local saints or tvelis,
found in almost every Moslem town or village, are restricted
to a comparatively small body of votaries. The most
famous, after the Pan-Islamic pilgrimages, are the great
Shiito sanctuaries, of which there are three :^Me.shed in
KhorAsAn, with the tomb and mosque of Imam Riza, said
to attract almost as many yearly pilgrims as Mecca itself;
Khoum in Irak Ajemi, where Fatima, wife of Imam Riza,
is buried ; and, yet more sacred than either, Kerbela in
Mesopotamia, in the Turkish dominions, about 28 miles
north-west of the ruins of Babylon, where is the tomb and
mosque of Imam Hosein, grandson of Mohammad (see
Kerbela and MonAMirEDANisM). There is a passion-play
performed there at the yearly commemoration, which"
"draws enormous crowds from all parts of Persia and other'
Shiite regions, and the title hajj attaches to all who
make the journey. Some idea of the multiplicity of minor^
pilgrimages amongst Moslems mdf- be gathered from the
fact that" in the pity of Damascus alone there are one
hundred and ninety-four places of resort by pilgrims, and
fourteen more in the environs. A great reaction against
the whole system, inclusive of the invocation of saints,
took place under the Wahhabis in the last century, in the
course of which countless weiis or tombs of Moslem saints
wore destroyed, including even those of 'Hosein and
Mohammed himself ; but, on the overthrow of the fanatics
by Mohammed Ali, the customary practices were restored,
and have continued in full vigour ever since.
Christian pilgrimages were at first limited to Jerusalem
and its immediate neighbourhood, including Bethlehem)
It is probable enough that the local church of Jerusalemi
regarded the various scenes of the gospel history, and!
notably of the Passion and Resurrection, -with special
reverence, and would guide the steps of . visitors to thei
most sacred localities while the city yet stood, and point
out the sites, as nearly as possible, after the work of Titus
had been completed by Hadrian, and a vast mound of
earth, on whose summit rose a temple of Venus, had been
raised over the Holy Sepulchre. But this is matter of
conjecture rather than of knowledge. There is no actual
proof of very early Christian pilgrimage to the hoiy
places, though the belief was already current at the close
of the 4th century that the ciistom had prevailed
unbroken from apostolic times, as is distinctly asserted'
by Paula, and Eustochium in their letter to Marcelja!
(Epist. Hieronym., xvii.), written in 386, wherein they
state also that of which they are more trustworthy
witnesses, that pilgrims then flocked from Armenia, Persia,
India, Ethiopia, and even Gaul and Britain, to visit the
cradle of Christianity. But in point of fact the earliest
pilgrim of whose visit as a religious act we have definite
proof is Alexander, a Cappadocian bishop, who came to
Jerusalem in consequence of a dream (212), and W£^s
elected coadjutor to Narcissus, then bishop of the diocese
(Euseb., E. H., vi. 11). Origen, who was a friend of
Alexander, is another early example, but his own words
(Comm. in Evanffl Joann., vi. § 24) imply that he came
rather in the modern spirit of devout scholarly inquiry
than as a pilgrim in the strict sense. He paid a short
visit in 216, and returned in 231, to settle down for a time*
at Caasarea, where he opened a school of theology in. 238.
It is not till after the pilgrimage of the empress Helena
(the first quite unquestionable event of the kind) about
326 or 328, that the fashion set in, accompanied with the
desire to bring back some relic, either inherently sacred
or at least hallowed by contact with certain venerated
spots. That the temper of the time was not a very critical
one is sufiiciently proved by the casual mention ' by St
Chrysostom of a pilgrimage as Commonly practised '• to
Arabia in. order to see the dunghill on which Job sat, and
that by visitors from the very ends of the earth (Horn:
v. (le Statuis).
But another kind of pilgrimage, destined to be more
powerful than that to Jerusalem, . began to be popular
nearly at the same time, that to the tombs of distinguished
martyrs or confessors. In the present day, the passionate
admiration of the Christians of the 3d, 4th, and 5th
centuries for the martyrs as a class seems somewhat dis-
proportioned to the part they actually played in the history
of Christianity, which was more efiFectually propagated
and maintained by the eminent teachers and divines of
the ancient church. But the truth is that they supplied
just the element of enthusiasm which was needed to sus-
tain the courage and endurance of the humbler Christiaa
laity under the stress of recurrent persecutions ; an<^ whod
■peace was finally secured under Constantino the QreatJ
there were so many families which counted one or more
martyrs amongst their kindred, and viewed such kinship
as'a' patent of nobility, that everything favoured the rapid
development of pilgrimages to places in which so many
had a direct personal, as. well as a coqjorate religious,
interest. So much did the ndtion begin to prevail that
pilgrimage was almost a necessity of religion, nnd thdt
prayer could bo heard more assuredly in particular places,
that warnings against error of the kind were uttered by
94
r I L G Ft I JM A G 1.
teachers wliosc own acts had helped fp propagate the
op'miou in question. Thus, only a few years alter the
letter above cited, urging JIarcella to migrate to Bethlehem,
St Jerome writes to Paulinas (393) pointing out that
many of the most celebrated saints and ascetics had never
visited the holy places, that heaven is just as open from
Britain as from Jerusalem, and that the circumstances of
life in Jerusalem itself were far from helpful to devotion.
But his own^ abode at Bethlehem, the celebrity of the
religious houses he founded and directed there, and the
unlike tenor of other letters he WTOte, entirely counteracted
this advice. St Chrysostom at one time speaks of the need-
lessness of pilgrimage (Horn. i. in Pkilem. f Horn. iii. and
iv. ad pop. Antioch.), and at another expresses his own wish
to see the relics of St Paul at Eome (Horn, xxxii. in Bom:
iL, iii.; Horn. viii-. in Eph. ii.). So, too, St Augustine con-
tributed powerluUy to promote pilgrimages to the shrines
of saints, by sending in 404 two clerical disputants to
the shrine of St Felix of Nola,^ in the hope that some
miracle wonld be,* worked there to decide the matter,
though no such signs had been granted at the grave of any
African saint (!£/). Ixxviii.). And in another place he
attests the working of many miracles by the relics of the
l^rotomartyr St Stephen in various African towns where
portions of them had been shrined {De Civ. Dd, xxii.
=S). Nevertheless, in yet a third place he appears to con-
demn this very temper as mere superstition, stating that,
while he knows many professing Christians who are
worshippers of tombs and pictures, " the church condemns
them, and daily strives to correct them as evil children"
{Be Mor: Fed. Cath., xxxiv. 75, 76).
Here, too, example proved stronger than precept, .and
the only unqualified opposition to the popular tendency
which issued from any quite unimp6achable source (for
Vigilantius and Jovinian cannot be fairly cited) is the
remarkable Jetter of St Gregory of Nyssa to a friend, on
the subject of pilgrimages to Jerusalem, the heads of which
are as under: — there is no divine precept for the 'usage;
the moral dangers of the journey, from bad companions
and from the quality of ,_.the inns, are great, especially
to women, and above all 'to nuns ; the immorality and
irreligion of Jerusalem itself are gross and 'notorious.
True, he had gone thither himself, but it was on public
ecclesiastical business, connected with the Arabian Church,
and he had travelled in a public vehicle with a company
of monks. He did not find his faith stimulated or
improved in any way by a sight of the scenes of the
go.^pel history, and he' recommends others to stay at
home, assuring them that no spiritual benefit is lost by so
doing, and no spiritual gain acquired by visiting the most
teacred places without inward amendment {Epist. ii.). The
authenticity of this epistle has been challenged, but on no
sufficient grounds.
'yVhat makes the devotion to the tombs of saints such a
powerful factor in ecclesiastical history is that, after the
Holy Sepulchre itself, no grave had such a hold on
Christian imagination as that where the bodies of the two
chief apostles, St Peter and St Paul, were held to rest in
Eome. And consequently, as the division of the empire
lessened- the mtercourse between East and West, as the
'decay of the old lines of communication made travelling
yiore difficult, and as the advance of Mohammedanism in
Syria and Palestine made it more dangerous also in that
direction, Kome gradually supplanted Jerusalem to a great
.degree in the West as the goal of pilgrimage, and the
enthusiasm, of the visitors did much to consolidate the
papal •■monarchy over Latin Christendom, So markedly
did this'" new influence prevail that it has left its trace in
more'- than 'one European language. The Low Latin.
vs>jneniis, romipela for a pilgrim anywhither, romeria, romi-
petctjium for the actual pilgrimage, the obsolete French
roiiiieu, romipete, romivar/e, the still current Spanish
romero, Tomcria, and Portuguese romeiro, romaria, the
Italian forename Romeo, and the English romare {Piers
Plowman) attest the celebrity and popularity of this
pilgrimage, into which soon entered such further ideas as
the desirability of confessing sins to the pope personally
and obtaining absolution from him, the reference of
private cases to papal arbitration on the part of bishops
and other eccle.siastical judges, and the injunction of the
journey as in itself a penance, a notion prevalent in the
Gallic churches as early as the close of the 5th century
(Caesar. Arelat, Horn. iiL). Nowhere was the pilgrimage
to Eome n'lore popular than in Saxon England, and
amongst the crowds of penitents who made the journey
were four kings, Ceadwalla, Ine, Coinred, and Oiia, all of
whom died in Eome, two of them as monks (Beda, H.E.;
V. 7, 19). There -were not -wanting efforts to check the
movement. Apart from the theological objections raised
by Claudius of Turin, there is a letter extant, from
Boniface of Mainz, an Englishman born, to Cuthbert,
archbishop of Canterbury, written about 743, begging
him' to get a canon enacted to forbid the pilgrimage to
Eome, especially to nuns, on the ground of the moral perils
of the road, stating that no city of France, Lombardy; or
Italy was. -without Englishwomen leading depraved hves,
whose virtue had fallen during pilgrimage. And the
council of Chalons, in 813, enacted a canon to check
pilgrimages both to Eome and to the shrine of St Martin
at Tours (then the most famous sanctuary in France), on
the ground of serious abuses on the part of both clergy
and laity; and the council of Seligenstadt made a like
effort in 1022. But even the robber barons who looked
on pilgrims as their natural prey could not arrest the
movement (which was specially stimulated, as we learn
from Eadulphus Glaber, in 999 and 1000 by the belief
that the end of the world was at hand), and the Eoman
pilgrimage reached its height ii) the Middle Ages through
the institution of the Jubilee, or plenary indulgence to
pilgrims, by Boniface VUL in 1300, when 200,000 are
said to have availed themselves of it, and smaller but
still considerable numbers on. its various repetitions at
irregular intervals since. ^The .pilgrimage to Jerusalem
received fresh stimulus in^ the 9th century by the first
occurrence of the alleged miracle of the heavenly fire on
Easter Eve at the Holy Sepulchre, and continued to be
frequented till checked by the fanaticism of the caliph
Hakem-Biamr'illah about 1018, and more severely and
permanently by the Seljukian Turks on their conquest
of Syria, which occasioned those armed pilgrimages, the
crusades, to "whose history this branch of the eiubject
thenceforward belongs. Meanwhile, a third class of Sanctu-
aries had been steadily coming into notice and populai-ity,
consisting neither of the seats of great historical events
nor of the ascertained resting-places of eminent saints.
These were the purely legendary shrines, the sites of some
alleged vision, of the supernatural discovery of hidden
relics, or of the presence of a -nonder-working image or
picture. One of the earliest and most famous of these was
that of Compostella, where the relics of St James the Great
were said to be discovered in 816, and, after being again
hidden for many centuries, to have been discovered afresh
in 1884. This was one of those most frequented by Eng-
lish pilgrims, no fewer than 2460 licences being granted
for the journey in the one yeaj 1434 .(Eymer, "ygrf-.^xLj.'
1 This '■'on'^o'.trsa of Engiisn pngnms -was soon lookeJ on in Francs
as politically dangerous, so that in the 14th century, when Pedro the
Cruel was dethroned by Henry of Trastemara, the latter was compelled
by his allies to refuse entr.ince into Spain to all pilgrims who had not
Ucence of transit from the king of France. This kind of jealousj
p I L — r 1 L
95
Anotlicr, uliicli licranie llic Betlilclicm of tbc West, as
lionie had become its Jerusalem, was Loreto, where, ever
since 1295, the Santa Casa, declared to be the home of
tbc Hi^ly Family, miraculously transiiorted from Nazareth,
has 'bccu frequented by pilgrims" till very recent times,
when its popularity has waned. Other famous shrines,
some few of which even still attract yearly crowds of
pilgrims, are Einsiedeln in Switzerland ; Assisi, Oropa,
Varese and Vicovaro in Italy; Monserrat and Guadalupe
in Spain ; Jlariazcll in Austria ; Getting and Eberhards-
clausea in Germany; Wslsingham, Becket's shrine at
Canterbury, Peterborough, St Davids, and Holywell in
England and Wales ; St Andrews in Scotland ; Chartres,
Notre Dame de Liesse, Notre Dame de Rocamadour, and
Notre Dame des Victoires, with Ste Anne d'Auray in
Britanny, in France ; and Hal in Belgium. Devotion to
these shrines was encouraged and developed by copious in-
dulgences annexed to them; but this system in the long run
became adverse to pilgrimages, because exactly the same
jirivHeges were annexed at a later time to acts much more
easy of performance. Thus, the wearers of the cord of St
Francis, every time of reciting certain brief prayers, acquire
all the indulgences attached to the holy places of Palestine,
Eome, Assisi, and so forth, and have naturally little induce-
ment to perform toilsome and costly journeys thither.
There is a further small class of pilgrimages, differing
from all others in being neither permanent nor yearly, but
periodical at various long intervals.' They are usually
connected with the exposition of the principal relic or relics
in some im^wrtant church, an event which rarely occurs.
Such are the pilgrimages of Cologne, to the shrine of the
Three Kings, and that of Treves, where the alleged seam-
less coat of Christ has been displayed for popular devotion,
and has been visited by vast crowds of pilgrims.
Pilgrims in the Middle Ages were known by a peculiar
garb and various badges, the liood and cape, the staff and
scrip aud water-bottle, and the low-crowned hat, turned up in
front, and fastened with strings, being common to all, while
the palm specially marked a pilgrim from the Holy Land ;
a shell, one from Compostella ; a bottle or bell, one from
Canterbury, and so forth. They had many privileges and
advantages. They were exempt from toll, their persons
were inviolable, and any injury done to them incurred the
penalty of excommunication ; they were entitled to shelter,
fire, and water in all convents on their road, and the needier
ones to food in addition ; and there were rcsting-stations
erected for them on all the great lines of travel, .sustained
sometimes by voluntary offerings, and sometimes by public
imposts; while in Rome, above all, institutions for their
reception and relief were established early, and are still in
active operation.' Nevertheless they declined in repute,
not only by reason of the feigned devotees who joined them
for purposes of vagrancy and mendicancy, and even from
worse motives, but because many notorious criminals were
customarily sent on pilgrimage as a punishment, with no
care to isolate them from their innocent companions. The
general charge of moral deterioration as a result of pil-
grimage, which recurs from the fourth century onward.s,
is specifically brought by Langland in respect of truthful-
ness : —
" Pilgrims and p.al meres plighten hem togidere,
For to sekcQ seiiit Jamo und seintes at Korao.
Tliey wenten forth in hire woy, with many \Wso tales/
•And hadden leve to lycn all hire lif after.''
— ( Vision of Piers J'lmoman, pass. i. lino 82).
f= —
lasted very long, for there nro edicts of Louis XIV. and XV. forbid-
ding foreign pilgrimage to French subjects without the written per-
rnissidn of thtir bishop, and the' counter-signature of a 6t»te odicial,
under pain of the galleys for life. They bear date 1671, 1686, and 173H.
/ ' For more details see Mr Sciidamoru's articles, "Holy Places" and
" Pilgrimagts," in Smith's DicUonary of Ckrislian AnliiiuUiu.
Hence pilgrimages ■were attacked with^tlte wbnpons oT
ridicule, and the most celebrated satires upon them arc the
chapter in Rnnehe Fvchs, describing Picj'nard's adventures
as a pilgrim, and the yet wittier squib of j- Erasmus,' /Vrc-
(irinatio reliffionis ergo, in which he gives a sarcastic account
of the pilgrimage to Walsingham, which had much to do
with destroying the prestige of'not only that particular
one, but most others a.\s,o. The French Revolution all but
completed the work of the Reformation in causing pil-
grimages to decline seriously, where they were not entirely
abolished, in the West, though they were still able to main-
tain their ground in retired and unchanging places such y
Britanny, various places in central Italy, and in Ireland,
where the severely penitential pilgrimages of Lough Finn,
Lough Dearg, and Croagh Patrick are not yet obsolete.
There was a remarkable recrudescence of the spirit of pib
grimage under the pontificate of Pius IX., notably to tlie
new sanctuaries of La Salctte and Lourdes in France,
which reached its height about 1S72-73, but has shown
signs of subsiding again since.
In the Eastern Church, pilgrimages have not for many
centuries formed so important a part of popular religion
as in Latin Christendom, and the number of frequented
shrines is very small. In the Greelc Church properly so
called, Mount Athos, with its numerous monasteries, where
the great yearly gathering is on the feast of the Trans-
figuration, ranks next to the visit to the Jordan (Tozer,
Highlands of Turkey, i. 103). After Jlount Athos comes
a slirino in the island of Tenos, where, in the cathedral
church of the Panagia Evangelistria, is preserved an ieoni
of the Madonna, alleged to be wonder-working, and said
to have been discovered by means of a dream in 1824 ; the
annual concourse of pilgrims twice a year, on the feasts of
the Annunciation and the Assumption, is very great. Three
alleged pictures of the Blessed Virgin by St Luke — at Megas-
pelion, at Sumelas in the mountains behind Trebizond, and
at Stiri in Mount Helicon — are also much visited. Etch-
miadzin is the chief Armenian pilgrimage, besides which
are those of Kaisariyeh and Mush (Tozer, Turkish Armenia,
pp. 161, 271). -And finally, the chief Russian pilgrimages
are to the Petcherskoilavra at Kieff (said to be visited by
200,000 pilgrims yearly), the Solovetsk monasfery^ncar
Archangel, and the Troitsa, close to ^foscow besides many
more locally popular shrines. (n. f. l.)
PILLORY. This was a mode of punishment^ b^
public exposure' of the offender on a platforin ot RcafTold
long used in most countries of Europe, originating prob-
ably with the Anglo-Saxons, one of whose metliods of
punishment as described by Strutt is nearly identical with
the instrument which eventually became known as the
pillory. The etymology is not quite clearly made outl
It is most probably connected with pillar, Fr. pilier, M. H;
German Ff'daere, but there are forms with an initial ■«
(Prov. espitlori. Low Lat. spilorium) which this derivation
does not explain. The more usual French term is not
pilori but le carcaru The Germans have Prdtrr, IltaU-
favg or halsfang (Anglo-Saxon for a catching of the neck)
was the old English name. Tlie word was also sometimes
applied to the pecuniary mulct paid in commutation of
the punishment. No punishment has been inflicted in so
many different ways as that of the pillory. Sometimes
the machine was constructed so that scveriil criminals'
might be pilloried at the samo time, but it wr.s commonly
capable of holding only one.' Douce (//hntratiun.i '/
Shakespeare) gives six representations of distinct varictio*
of this instrument. In tJrirtiths {Chron. of Neiiyilr) and
in a learned and exhaustive account of fho (pillory Ijy
Jewitt {JMiquary, April 1P61), examples will also 1<c
found, and notably of the pillory for wotncn, which dilTcrfcil
in farm from thnt in use for male oflendurs. It \\qu1iI
D6
P 1 L— P 1 L
appear that it had not always been customary to sub-
ject women to this form of punishment; for them the
thew or the tumbrel, which latter was probably the same
as the ducking or cucking stool often spoken of in the
early English laws in conjunction with the pillory, was
reserved. These varieties are aU reducible, however, 'to
the simplest form of the pillory as ordinarily known, which
consisted of a wooden post and frame fixed on a platform
raised several feet from the ground, behind which the
culprit stood, his head and his hands being thnist through
holes in the frkme so as to be exposed in front of it. This
frame in the more complicated forms of the instrument
consisted of a perforated iron circle or carcan (hence the
French name), which secured the heads and hands of
several persons at the same time.
In the statutes of Edward I. it is enacted that every
pillory or stretch-neck should be made of convenient
strength so that execution might be done on offenders
without peril of their bodies. It was customary to shave
the heads wholly or partially and the beards of men, and
to cut o£E the hair and even in extreme cases to shave the
heads of female culprits. Some of the offences punished
in England by the pillory will be found enumerated in the
statute 51 Hen. III. c.'6 (1266), comprehending chiefly
indictable offences not amounting to felony (commonly
called misdemeanours), such as forestalling and regrating,
using deceitful weights and measures, perjury or suborna-
tion of perjury, libel, seditious writings, &c. Later on, the
punishment of the pillory was ordained for courtesans,
common scolds, and brawlers and other like delinquents
both male and female, and in the later years of its exist-
ence, notably during the 17th and .18th centuries, it was
much resorted to as a punishment for political offenders,
•who on some occasions experienced the roughest treatment
at the hands of the mob, ill-usage resulting' in some
instances on record even in death. ' The intention of
setting a criminal in the pillory was that he should become
infamous and known as such afterwards by the spectators.
Examples have not been wanting, however, in whict
piuch sympathy has been both felt and expressed by the
populace for the individual subjected to this punishment.
The duration of the punishment was usually assigned at
the discretion of the judge who passed the ^sentence,
though sometimes it was fixed by law. The form of the
judgment was that the defendant should " be set in and
upon the pillory"; he was consequently said to stand in
the pillory, not at it.
The pillory was abolished in Britain, so far as related
to all offences save perjury and subornation, in 1816 (56
Geo. III. c. 138), and finally altogether by statute 7 Will.
rV. and 1 Vict. c. 23 in 1837. In the former Act power
had been reserved to the court to pass sentence of fine or
imprisonment or both in lieu of the pillory. The punish-
ment was done away with in France in 1832 upon the
revision of the penal code, and has now indeed Been with-
drawn from most of the modern systems of penal law.
PILOT. The English Merchant Shipping Act of 1854
(17 & 18 Vict. c. 104) defines a pilot as being a person
duly licensed by any pilotage authority to conduct ships
to which he does not belong as one of the crew. Pilots
are in fact taken, on board to superintend the steering of
the vessel, where the navigation is difficult and dangerous,
in consequence of their special knowledge of particular
waters ; and it is to this class alone that the term now
applies, whereas in early times the pilot was the steersman,
or the individual who conducted the navigation of a ship
across the ocean and out of sight of land. The word seems
to be of Dutch origin, and to mean primarily a person
■who conducts a ship by the sounding line (peillood).
Cowell {Law Diet), describing lodemanage, epeaka of it aa
the hire of a pilot for conducting a vessel from one placs
to another, — a lodesman (Ang. Sax. Idd-nian, a leader)
being a pilot for harbour and river duty. During the
period of his charge the whole responsibility of the
safe conduct of the vessel devolves upon the pilot. Host
systems of maritime law have made the employment of
pilots compulsory, though this does not usually apply to
ships of war. One effect of neglect or refusal on the part
of the master of a ship to take a pilot is to discharge the
insurers from their liability.* Excepting under extraordin-
ary circumstances (such as where it is evident that he is
acting rashly or is intoxicated, or is palpably incompetent)
a master would not be justified in interfering with the
pilot in his proper vocation. In England, societies or
corporations have long been established for the appoint-
ment and control of pilots in particular localities ; and of
these the Trinity House, London, owing to the number of
the pilots under its control, and the large extent of its
jurisdiction, may be deemed the principal. The laws re-
lating to pUotage were consolidated by 48 Geo. III. c.
104 (1808), which was amended by 6 Geo. IV. c. 125
(1825) ; further regulations were made by 16 & 17 Vict,
c. 129 (1853), which incorporated the Cinque Ports with
the Trinity House pilots ; and all existing regulations on
the subject were embodied in the Merchant Shipping Act
17 & 18 Vict. c. 104 (1854), already referred to, from
which pilotage authorities within the United Kingdom
derive their jurisdiction, and which regulates their powers,
the licensing of pilots and their rights, privileges, liabili-
ties, and remuneration (Maude and Pollock, Law of Mer-
chant Shipping, 1861).
The laws of pilotage in the United States are regulated
by the individual States according to the Acts of Congress.
PILOT-FISH {Naucrates ductor), a pelagic fish of the
family of Horse-Mackerels, well known to sailors from its
peculiar habit of keeping company with ships and large
fishes, especially sharks. It occurs in all tropical and
Bub-tropical seas, and is common in the Mediterranean, but
becomes scarcer in higher latitudes.- In summer pilots
will follow ships as far north as the south coast of Eng-
land into port, where they are generally speedily caught.
This habit wus known to the ancients, who describe the
PUot fisfii
Pompilus as a fish which points'out the way to dubious or
embarrassed sailors, and by its sudden disappearance indi-
cates to them the vicinity of land ; the ancient seamen of
the Mediterranean regarded it therefore as a sacred fish,
That the pilot follows sharks is an observation, of much
later date, which first appears in works of travel of the
17th century, the writers asserting that the shark never
seizes the pilot-fish, and that the latter is of great usa
to its big companion in conducting it and showing it the
way to its food. It is,- however, extremely doubtful
whether the pilot's connexion with a shark serves a more
special purpose than its temporary attachment to a ship.
It accompanies both on account of the supply of food which
it derives from them, picking up the crustaceans, cirripeds,
>,■ ' In a measure before parliament in 1884, but not passed, it was
contemplated to wholly abolish compulsory pilotage, releasing owncre
or masters of ships not employing pilots from all pilotage dues or rates
and from asy penalty for not employing a pilot.
r I L— p I N
y?
or other marine animals swarming about the ship's bottom
or parasitic on the shark, offal thrown overboard, or
smaller pieces of flesh which are left unnoticed by the
shark when it tears its prey. The pilot, therefore, stands
to both in the relation of a so-called "commensal," like the
Erheneis or sucking-fish, whose habits arc in some respects
identical with those of the pilot, and which is frequently
found associated with it. All observers, however, agree
that neither the pilot nor the sucker is ever attacked by
the shark. The pilot attains to a length of about 12
inches. In the shape of its body it resembles a mackerel,
but is rather shorter, especially in the head, and covered
with small scales. A sharp keel runs along the middle of
each side of the tail.' The first dorsal fin consists of a few
short spines not connected by a membrane ; the second
dorsal and the anal are composed of numerous rays. The
teeth, which occupy the jaws, vomer, and palatine bones,
are all small, in villiform bands. The coloration of the pilot
renders it conspicuous at a distance; on a bluish ground-
colour from five to seven dark-blue or violet cross-bands
traverse the body from the back to the belly. The
pilot-fish spawns in the open sea, and its fry is constantly
caught in the tow-net. But yoijng pilot-fish differ con-
siderably from the adult, having the spines of the first
dorsal connected by a membrane, and some bones of the.
head armed with projecting spines. These little fishes
were therefore long considered to be a distinct genus,
Nauclerus.
PILPAY. See Bidpai, vol. in. p. 666.
PILSEN, the second town of Bohemia, lies at the con-
fluence of the Radbusa and the Mies, 50 miles to the
south-west of Prague. It consists of the town proper,
which is regularly built and surrounded with promenades
on the site of the old ramparts, and of three suburbs.
The most prominent buildings are the Gothic church of
St Bartholomew, said to date from 1292 ; the Renaissance
town-house, containing an interesting armoury ; the new
real school ; and the German and Bohemian theatres.
The staple article of manufacture and commerce is beer,
of which about 6,000,000 gallons are brewed here annu-
ally. Other industrial products are machinery, enamelled
tinware, leather, alum, paper, earthenware, stoves, and
spirits, while a tolerably brisk trade is carried on in wool,
feathers, cattle, and horses. In the neighbourhood are
several coal-pits, iron-works, and glass-works, as well as
large deposits of kaolin. The four annual fairs have lost
much of their former importance. The population in
1880 was 38,883, consisting of Germans and Czechs in
nearly equal proportions.
PiUen first appears in history in 976, as tlio scene of a battle
between Otho I. and Henry V., duke of Bavaria, and it became a
town in 1272. During tlie Hussite wars it resisted several sieges,
but it was taken by Mansfeld iu 1618. Wallcnstein fixed his
headcjuarters at Filscn in 1633-34 ; and it was the principal scene
•f the alleged conspiracy wliich cost liim his life. The first
printing press in Bolieniiawas set up at I'ilsen iu 14G8.
PIMENTO, also called Allspice (from a supposed com-
bination of various flavours) and Jamaica Pepper, is the
dried immature fruit of Eur/enia Pimenta or Pimenta offi-
cinalis, an evergreen tree about 30 feet high belonging to
the natural order Myrlacai:. It is indigenous in the West
India Islands, growing on limestone hills near the sea.
The spice derives its name from pimienia, the Spanish
word for pepper, which was given to it by the early
explorers of the New World from its resemblance to
peppercorns. The allspice of commerce is furnished wholly
by the island of Jamaica ; and all attempts to cultivate
the tree where it is not found growing .spontaneously
have hitherto failed. The so-called pimento walks or
natural plantations from which the pimento is collected
are formed by cutting down other growth upon land where
tlie .'•ree grows naturally, and thus allowing it to multiply
freelj'. The berries are gathered in July and August,
when of full size, but still unripe, — the small branches
bearing fruit being broken off and dried in the sun and
air for some days, when the stalks are removed and the
berries are ready for packing. These owe their aromatic
properties to an essential oil, of which they yield on dis-
tillation from 3 to 4i per cent. This oil has a specific
gravity of 1'037, deflects the ray of polarized light 2' to
the left when examined in a column of 50 millimetres,
and has substantially the same composition as oil of
cloves, although differing in flavour. The berries also
contain a tannin (giving a black colour with ferric salts),
starch, and a minute quantity of an alkaloid which,
according to Dragendorff, has somewhat the odour of
conia. The chief use of pimento is as a spice. The oil
' and distilled water are used to a limited extent in medicine
to di.sguise the taste of nauseous drugs, and the oil is
also used in perfuming soaps. The yield of some trees is
said to reach as much as 150 lb of fresh or 112 lb of
dried berries. The highest export reached of late years
was 6,857,830 lb in 1870-71, valued at £28,574. In
1877-78 it was 6,195,109 lb. About two-thirds of the
produce goes to England, and one-third to the United
States. The value in the London market is about 4d. to
6d. per lb.
The fruit of an allied species, Pimenta acris, Wi^ht, distingiiished
by the calyx being crowjied with teeth, is sonietunes met with in
commerce. The bay rum so much used'as a toilet article in the
United States is a tincture flavoured with tlie oil of the fruit and
leaves of P. acris, which is commonly hnown as the bayberry tree.
PIN. A pin is a small spike, usually of metal, with a
bulbed head, or some other arrangement for preventing
the spike passing entirely through the cloth or other
material it is used for fastening together. In one form or
another pins are of the highest antiquity, and it may be
assumed that their use is coeval with human dress of any
kind, the earliest form doubtless being a natural thorn,
such as is still often seen fastening the dresses of peasant
women in upper Egypt. Pins of bronze, and bronze
brooches in which the pin is the essential feature, are of
common occurrence among the remains of. the bronze age_
Brooches and pins on which considerable artistic ingenuity
was lavished were universally used among the civilized
nations of antiquity (see Brooch, vol. iv. p. 369). The
ordinary domestic pin had become in the 15th century an
article of suflRcient importance in England to warrant
legislative notice, as in 1483 the importation of pins was
prohibited by statute. In 1540 Queen Catherine received
pins from France, and again in 1543 an Act was passed
providing that " no person shall put to sale any pinnes
but only such as shall bo double headed, and have the
heads soldered fast to the shank of the pinnes, well
smoothed, the shank well shapcn, the points well and
round filed, canted, and sharpened." At that time pins
of good quality were made of brass ; but a largo proportion
of those against which the legislative enactment was
directed were made of iron wire blanched and passed as
brass pins. To a largo extent the supply of pins in
England was received from France till about 1626, in
which year the manufacture was introduced into Glou-
cestershire by John Tilsby. ' His business flourished so
well that he soon gave employment to 1500 ptrsons, and
Stroud pins attained a high reputation. In- 1636 the
pinmakers of London formed a corporation,' and the
manufacture was subsequently established at Bristol and
Birmingham, the latter town ultimately becoming tho
principal centre of tho industry. So early as 1775, the
attention of tho enterprising colonists in Carolina was
drawn to the manufacture by tho. ofTcr of prizes for the
first native-made pins and needle's. At a Inter date several
98
P I N — P I N
pin-making machines were invented in the Urtited States.
During the war of 1812, when the price of pins rose
enormously, the manufacture was actually started, but the
industry was not fairly successful tiU about the year 1836.
Previous to this an American, Mr Lemuel W. Wright of
Massachusetts, had in 1824 secured in England a patent
for a pin-making machine, which established the industry
on its present basis.
The old form of pin, which hag become ohsoleto only within the
memory of middle-aged persons, consisted of a shank with a separate
head of fine wire twisted round and secured to it. The formation
aud attachment of this head were the principal points to which inven-
tive ingenuity was directed. Tlie old method of heading involved
numerous operations, Which had to be expeditiously accomplished,
aud, notwithstanding the expertness of the workers, the result was
frequently unsatisfactory. I'ine wire for heads was first wound on
a lathe round a spit the exact circumference of the pin shanks to
be headed. In this way a long elastic spiral was produced which
liad next to be cut into heads, each consisting of two complete turns
of the spiral. These heads were softened by annealing and made
into a heap for the heading boy, whose duty was to thrust a number
of shanks into the heap and let as many as might be fit themselves
with heads. Such shanks as came out thus headed were passed to
the header, who with a falling block and die arrangement compressed
together shank and head of such a number as his die-block was
fitted for. AH the other operations of straightening the wire,
cutting, pointing, &c., were separately performed, and these numer-
ous details connected with the production of a common pin were
seized on by Adam Smith as one of the most remarkable illustrations
of the advantages of the division of labour.
The beautiful automatic machinery by which pins are now made
of single pieces of wire is au invention of the present century. In
1817 a communication was made at the Patent Office by Seth Hunt,
describing a machine for making pins with " head, shaft, and point
in one entire piece." By this machine a suitable length of wire
was cut off and held in a die till a globular head was formed on
one end by compression, and the other end was pointed by the re-
volution around it of a roughened steel wheeL This- machine does
not appear to have come into use; but in 1824 Wright patented the
pin-making apparatus above referred to as the parent form of the
machinery now employed. An extension for five years, from 1838,
of Wright's patent, with certain additions and improvements, was
secured by Henry Shuttleworth and Daniel Foote Tayler, and in
the hands of Tayler's firm in Birmingham the development of the
machine has principally taken place. In a pin-making machine as
now used wire of suitable gauge running off a reel is drawn in and
straightened by passing between straightening pins or studs set in
a table. 'VV'hen a pin length has entered it is caught by lateral
jaws, beyond which enough of the end projects to form a pin-head.
Against this end a steel punch advances aud compresses the metal
by a die arrangement into the form of a head. The pin length is
immediately cut off and the headed piece drops iuto a slit suffi-
ciently wide to pass the wire throtigh but retain the bead. The
pins are consequently suspended by the head while their projecting
points are held against a revolving file-cut steel roller, along the
face of which they are carried by gravitation till they fall out at
the extremity well-pointed jina. The pins are next purified by
boiling in weak beer ; and, so cleaned, they are arranged in a copper
pan in layers alternating with layers of grained tin. The contents
of the pan are covered with water over which a quantity of argol
(bitartrate of potash) is sprinkled, and after boiling for several
hours the brass pins are coated with a thin deposit of tin, wiiich
gives them their silvery appearance. They are then washed in
clean water and dried by revolving in a barrel, mixed with dry
bran or fine sawdust, from which they are winnowed finished pins.
A large proportion of the pins sold are stuck into paper by an
automatic machine not less ingenious than the pin-making machine
itself. Mourning pins are made of iron wire, finished by immers-
ing in black japan and drying in a stove. A considerable variety
of pins, including the ingeniously coiled, bent, and twisted nursery
safety pin, ladies' hair pins, &c., are also made by automatic machin-
ery. ^ The sizes of ordinary pins range from the S^-inch stout
blanket pin down to the finest slender gilt pins used by entomolo-
gists, 4500 of which weigh about an ounce. A few years ago it
was estimated that in the United, Kingdom there were made daily
50,000,000 pins, of which 37,000,000 were produced in Birmingham,
and the weight of brass and iron wire then annually consumed
was stated at 1275^ tons, of which one-eighth part was iron wire.
The annual value of the whole British trade was stated at £222,000.
At the same time the consumption of wire in pin-making in the
United States was estimated to be from 350 to 600 tons per annum,
the value of the trade being £112,000. - (J. PA)
PINDAE, the greatest lyric poet of ancient Greece
whose work is represented by large remains, was bom
about 522 B.C., being thus some thirty-four years yotinge.
than Simonides of Ceos. His father's name was Dai-'
phantus ; his birthplace the village of Cynoscephalae nea?
Thebes in Boeotia. The traditions of his family, which
claimed a proud descent, have left their impress on his
poetry, and are not without importance for a correct
estimate of his relation to his Contemporaries. The clan
of the .iEgeidae — tracing their line from the hero jEgeus
—belonged to the " Cadmean " element of Thebes, i.e., to
the elder nobility whose supposed date went back to the
days of the founder Cadmus. A branch of the Theban
.^geidse had been settled in A'chsean times at Amyclse in
the valley of the Eurotas (Find. Isthm. vi. 14), and after
the Dorian conquest of the Peloponnesus had apparently
been adopted by the Spartans into one of the three Dorian
tribes. The Spartan ^Egeidse helped to colonize tho
island of Thera {Fyth. v. 68). Another branch of the raoo
was settled at Cyrene in Africa ; and Pindar tells how hii
.^gid clansmen at Thebes " showed honour " to Cyrene as
often as they kept the festival of the Carneia (Pyth. v.
75). Pindar is to be conceived, then, as standing within
the circle of those families for whom the heroic myths
were domestic records. He had a personal link with the
memories which everywhere were most cherished by
Dorians, no less thaft with those which appealed to men
of " Cadmean " or of Achaean stock. And the wide
ramifications of the j^lgeidas throughout Hellas rendered
it peculiarly fitting that a member of that illustrious clan
should celebrate the glories of many cities in verse which
was truly Panhellenic.
Pindar is said to have received his first lessons in flute- UU
playing from one Sco;jelinus at Thebes, and afterwards to
have studied at Athens under the musicians ApoUodorus
(or Agathocles) and Lasus of Hermione. In his youth', as
the story went, he was defeated in a poetical contest by
the Theban Corinna — who, in reference to his use of
Theban mythology, is said to have advised him " to- sow '■
with the hand, not with the sack." There is an extant
fragment in which Corinna reproves another Theban
poetess, !Myrto, " for that she, a woman, contended with
Pindar " (ori /3ava (JMvcr tySa UivSapoio iroT ipiv) — a senti-
ment, it may be remarked, which does not well accord
with the story of Corinna's own victory. The facts that
stand out from these meagre traditions are that Pindfir
was precocious and laborious. Preparatory labour of a
somewhat severe and complex kind was, indeed, indispens-'
able for the Greek lyric poet of that age. Lyric composi-
tion demanded studies not only in metre but in music,
and in the adaptation of both to the intricate movements
of the choral dance {opxTjaruci^. Several passages, in
Pindar's extant odes glance at tLe long technical develop-
ment of Greek IjtIc poetry before his time, and at the
various elements of art which the lyrist was required to
temper into a harmonious whole (see, e.g., 01. iiL 8, vL 91,
ix. 1, xiv. 15, xiii. 18 ; Pytk. xiL 23, <tc.). The earliest
ode whidh can be dated (Pytk. x.) belongs to the twentieth
year of Pindar's age (502 B.C.); the latest (Olymp. v.) to
the seventieth (452 B.C.). He visited 'the court of Hiero at
Syracuse ; Theron, the despot of Acragas, also entertained
him ; and his travels perhaps included Cyrene. Tradition
notices the special closeness of his relations with Delphi:
" He was greatly honoured by all the Greeks, because he
was so beloved of Apollo that he even received a share of the
offerings; and at the sacrifices' the priest would cry aloud
that Pindar come in to the feast of the god."^ He is said to
have died at Argos, at the age of seventy-nine, in 443 rc-
' UifStipou yiv<t, in ed. Aid.: irinfi8i\ 54 <r4>iipa irh riyray t£»
EAA^j'wi' 5(a T^ i/irhrov'AiedWuvos ovru ptXttffSat us , Koi fttpiSa
tUv irpociptpafiivav rf Sifi Kafi$dyety, ical r.hy Upla 0oay iy reus
Outrtais TllvSapoy 4k\ ri ietiFyoy rov 6eov.
J
PINDAR
99
Among the Greeks of his own and later times, Pindar
was pre-eminently distinguished for his piety to\Yards the
gods (eiire/3/oTOTos, (met. vit.). He tells us that, " near to
the vestibule " of his house (Trap' i/Jiov irpoOvpov, Pyth. iii.
77), choruses of maidens used to dance and sing by
night in praise of the Mother of the Gods (Cybcle) and
Pan — deities peculiarly associated with the Phrygian
music of the flute, in which other members of Pindar's
family besides the poet himself are said to have excelled.
A statue and shrine of Cybele, which he dedicated at
Thebes, were the work of the Theban artists, Aristomedes
and Socrates. He also dedicated at Thebes a statue to
Hermes Agoraios, and another, by Calamis, to Zeus
Amnion. The latter god claimed his especial veneration
because Cyrene, one of the homes of his vEgid ancestry,
stood "where Zeus Ammon hath his seat," i.e., near the
oasis and temple (Aios iv' kp.ji.wvo'; Qcp-iGkovi, Pylh. iv. 16).
The author of one pf the Greek lives of Pindar says that,
when Pausanias the king of the Lacedasmonians was
burning Thebes, some one wrote on Pindar's house, ' Burn
not the house of Pindar the poet ;' and thus it alone
escaped destruction." This incident, of which the occasion
is not further defined, has been regarded as a later inven-
tion.i Better attested, at least, is the similar clemency of
Alexander the Great, when he sacked Thebes one hundred
and eight years after the traditional date of Pindar's death
(SS.") B.C.). He spared only (1) the Cadmeia, or citadel,
of Thebes (thenceforth to be occupied by a Macedonian
garrison); (2) the temi;les and holy places; and (3)
Pindar's house. While the inhabitants were sold into
slavery, exception was made only of (1) priests and
priestesses ; (2) per.sons who had been connected by
private ^ivia. with Philip or Alexander, or by public ^evla
with the Macedonians; (3) Pindar's descendants. It is
probable enough, as Dio Chrysostom suggests (ii. 33, 25),
that Alexander was partly moved by personal gratitude
to a poet who had celebrated his ancestor Alexander I. of
Macedon. But he must have been also, or chiefly, influ-
enced by the sacredness which in tlie eyes of all Hellenes
surrounded Pindar's memory, not only as that of a great
national poet, but also as that of a man who had stood in
a specially close relation to the gods, and, above all, to the
Deipliian Apollo.'^ Upwards of six hundred years after
Pindar's death, the traveller Pausanias saw an iron chair
which was preserved among the .most precious treasures
of the temple in the sanctuary at Delphi. It was the
chair, he was told, " in which Pindar used to sit, whenever
he came to Delphi, and to chant those of his songs which
certain to Apollo."
During the second half of Pindar's life, Athens was
rising to tiiat supremacy in literature and art which was
to prove more lasting than her political primacy. Pindar
did not live to see the Parthenon, or to witness the mature
triumphs of Sophocles ; but he know the sculpture of
Calamis, and he may have known the masterpieces of
/Eschylus. It is interesting to note the feeling of this
great Theban poet, who stands midway between Homeric
epos and Athenian drama, towards the Athens of which
Thebes was so often the bitterest foe, but with which he
liimscif had so large a measure of s|)iritual kinship. A
few words remainfrom a dithyramb in which he paid a
glowing tribute to those " sons of Athens " who " laid the
shining foundations of freedom " (7raiSt9 ' KQavoiimv ((SoXoito
'* Schacfei", Demosthaxes und seine Zeit, iii. 119.
' II will 1)0 reiiinikcd that liistory requires us to modify'tlloTllito-
DieDt ia* Wilton's faiiioufl lines: —
*' Tlip (front PCmnlttlnn coiKinpror bntic Bpara
The house of I'lndai'us, uliiin temple and tower
^ Went to the croufirt."
rhrti-ert", tlie point of tlie incident depends mncli on tlio f.icl tliol tho'
temulcs aud t^ndai'u house were classed together for exemption.
<f)atwa.v Kpr]m&' iX.iv6(p(a<;, fr. 77, Bergk, 4th ed.), while
Athens itself is thus invoked : — w toI Xnrapai Koi loaTt^apot
Koi aoiSi/jioi, 'EAAaOos Ipua-fia, kXuvoX 'KOavai, Sai/xoyiov
TTToXitOpov. Isocrates, writing in 353 B.C., states that the
phrase 'EXXaSos Ipctcr/ia, "stay of Hellas," so greatly
gratified the Athenians that they conferred on Pindar the
high distinction of Trpofma (i.e., appointed him honorary
consul, as it were, for Athens at Thebes), besides present-
ing him with a large sum of money (Aniid. § 16G). One
of the letters of the pseudo-vEschines (Ep. iv.) gives an
improbable turn to the story by saying that the Thebana
had fined Pindar for his praise of Athens, and that tho
Athenians repaid him twice the sum.^ The notice pre-
served by Isocrates — less than one hundred years after
Pindar's death — is good warrant for the belief that Pindar
had received some exceptional honours from Athens.
Pausanias saw a statue of Pindar at Athens, near the
temple of Ares (i. 8, 4). Besides the fragment just
mentioned, several passages in Pindar's extant odes
bespeak his love for Athens. Its name is almost always
joined by him with some epithet of praise or reverence.
In alluding to the great battles of the Persian wars, while
he gives the glory of Platsea to the Spartans, he assigns
that of Salamis to the Athenians (I't/th. i. 76). In cele-
brating the Pythian victory of the Athenian Megaclcs, he
begins thus : — " Fairest of preludes is the renown of
Athens for the mighty race of tho Alcmjeonidse. What
home, or what house, could I call mine by a name that
should sound more glorious for Hellas to hear!" Eefer-
ring to the fact that an .^ginetan victor in the games had
been trained by an Athenian, he says — xpr] &' a-r 'AOavav
TiKTov aOXijToicTLv ijjLp.ev (Nevi. v. 40) ; " meet it is that a
shaper of athletes should come from Athens " — where,
recollecting how often Pindar compares the poet's efforts
to the athlete's, we may well believe that he was thinking
of his own early training at Athens under Lasus of
Hermion?.
Pindar's versatility as a lyric poet is one of the WorVa,.
characteristics remarked by Horace {Carvi. iv. 2), and is
proved by the fragments, though the poems which have
come down entire represent only one class of compositions
— the Epinicia, or odes of victory, commemorating suc-
cesses in the great games. The lyric types to which tins
fragments belong, though it cannot be assumed that thp
list is complete, are at least numerous and varied.
1. "T/ufoi, Hipnns to deities — as to Zeus Amnion, to rcrseplione,
to Foituiio. TJiu fragmentary vpivos entitled &n0aiois sei'ms to
liave celebrated the deities of 'i'hebcs. 2. Xlatavis, I'waiix, e.xfiies-
siiig prayer or prai.se for tlio help of a protecting god, especially
Apollo, Artemis, or Zeus. S. AiBipafxPai, Dithyrambs, ones of a
lofty and impassioned strain, sung by clioruscs in bonour ot
l)ionysii3 (cp. Tind., 01. xiii. 18, toI Aicuniffou jro'flei» {{•'^ai'ti'
aiiy Por)\iT(f Xdptrts Si8vpd/j.$iii, — where Tindar alludes to tli«
choral form given to the dithyramb, circ. COO b.c, by Ariou, —
$oijXiTi)t, "ox-driving," perhaps meaning "winning an ox ns
]irizo"). 4. TipoaiSia, Processional Souff.i, clmial chants for
worshippers approaching a shrine. One was wiiiten by Pindar
for tho Dclians, another for tho .Sginetaiis. 6. napOt'na, Cliora^
Sonrjs for Maidens. The reference in find, rijlh. iii. 77 to
maidens worshipping Cybcle and Pan near the poet's lionso u
illustrated by the fact tliat one of these Urtpfina invoked " Pan,'
lord of Arcadia, attendant of tho Great Jlother, watclior of inn
awful shrine" (fr. 95, Bergk). 6. 'TiropvijMaTO, Chornl I'anct-
Songs, adapted to a lively movement, iiseii from an early date in
the cult of Apollo, and afterwards in that of other pods, espcrinllj
Dionysus. To this class belongs one of'tlio lincst fmgmenls (107),
written for tho Thebans in connexion with pronitiatoiy litcs afte*
an eclipse of the sun, jirobably that of April 30, 4(i3 U.o. 7
'E7Ka'nio, Songs of Trtiisi- (for men, while i'/ii-oi were for gods), td
bo sung by a kcJ^oj, or festal ronipany. In 'strictness iynuitioi
was tho genus of which iwirlKiov was a speeicB ; but tho latter it
moro conveniently treated ns a distinct kind. I'indar wrot<
encomia for Theron, dcsj'ot of Acrngas, aud for Alexander 1. (sob
of Amyntas), king of ^^acedon. 8. ^K6\m, Festal Songs. Th«
• Compare Jcbb, Attit Orat" s, vol. ii. p. 143.
100
PINDAR
usual sense of tritiXiov is a diiiilsing-song, talcen up by one g\iest
after another at a banquet. But Pindar's o-KiJAia were choral and
antistrophic. One was to be sung at Corinth by a cliorus of the
Up6Sov\ot attached to the temple of Aplirodito Ourania, when a
certain Xenophon offered sacrifice before going to compete at
Olympia. Another brilliant fragment, for Theoxenus of Tenedos,
has an erotic character. 9. Opijyoi, Dirges, to be sung witli clioral
dance and the music of the flute, either at tho burial of the dead or
in commemorative rituals. Some of the most beautiful fragments
belong to this class (129-133). One of the smaller fragments (137)
- — in memory of an Athenian who had been initiated into the
Eleusinian mysteries {ISwr Ki'ma) — has been conjccturally leferred
to the QpTJyos wliich Pindar is said to have written (scho!. Pyth.
vii. 18) for Hippocrates, the grandfather of Pericles. A number of
small fragments, which cannot be certainly classified, are usually
given as y{ a5i7\aji/ eiSuc, "of uncertain class." On comparing tho
above list with Horace, Carm.iv. 2, it will bo seen that he alhulrs
to No. 3 (ditliyrambos) ; to Nos. 1, 2, and 7 {scu dcos rcgcsve canil);
and to No. 9 {Jlchill sponsse ju-vciiemve rdpiniii Plorat), — as well as
to the extant Epinicin [she ouos Eka domum rcducil Pahna
csdcstcs).
The Epinicia. — The cViviKia (sc. ixiX-q), or i-mvLKioi. (sc.
v/xvoi), "Odes of Victory," forirl a collection of forty-
four odes, traditionally divided into four books, answering
to the four great festivals:— (1) 'OXu/aTrionxai (k. v/ivol):
fourteen odes for winners of the wild olive-wreath in the
Olympian games, held at Olympia in honour of Zeus
ones in four years; (2) ITv^'ioi'iKat :, twelve odes for win-
ners of the laurel-wreath in the Pythian games held at
Delphi in honour of Apollo, once in four years, the third
of each Olympiad; (3) Nc^aeoi'i'Kat : seven odes for winners
of the pine-wreath in the Nemean games, held at Nemea,
in lignour of Zeus, once in two years, the second and
fourth of each Olympiad ; and (4) 'lo-d/xiovT-ai : eleven
odes for winners of the parsley wreath in the Isthmian
games, held at the Isthmus of Corinth, in honour of
Poseidon, once in two years, the first and third of each
Olympiad. The Greek way of citing an ode is by the
nomin. plur. followed by the numeral, e.y., " the ninth
Olympian " is 'OXvjlTrwviKai & . The chronological range
of the collection (so far as ascertainable) is from 502 B.C.
{Pytli. X.) to 452 B.C. {01. v.). With respect to the native
places of the victors, the geographical distribution is as
follows : — for the mainland of Greece proper, 13 odes ; for
>Egina, 11 ; for Sicily, 15 ; for the Epizephyrian Locrians
(southern Italy), 2 ; for Cyrene (Africa), 3.
The general characteristics of the odes may be briefly
considered under the following heads : — (1) language ; (2)
treatment of theme ; (3) sentiment — religious, moral, and
political ; (4) relation to contemporary art.
1. The diction of Pindar is distinct in character from
that of every other Greek poet, being almost everywhere
marked by the greatest imaginative boldness. Thus (a)
metaphor is used even for the expression of common ideas,
or tho translation of familiar phrases, as when a cloak is
called ivhiavov ijidpfxaKov avpav {01. ix. 104), "a warm
remedy for winds." (i) Images for the highest excellence
are drawn from the furthest limits of travel or navigation,
or from the fairest of natural objects; as when the"
euperlative hospitality of a man who kept open house
all tho year round is described by saying, " far as to
Phasis was his voyage in summer days, and -in winter
to tho shores of Nile " {Isthm. ii. 42) ; or when Olympia,
the " crown " {Kopv<f>a.) or flower (awros) of festivals, is
said to be excellent as water, bright as gold, brilliant as
the noonday sun {01. i. ad init.). This trait might be
called the. Pindaric imagery of the superlative. {c)
Poetical inversion of ordinary phrase is frequent ; as,
instead of, "ho struck fear into the beasts," "he gave tlie
beasts to fear" {Pyth. v 56). {d) The efforts of the poet's
genius are represented under an extraordinary number
of similitudes, borrowed from javelin-throwing, chariot,
driving, leaping, rowing, sailing, ploughing, building,
shooting with the bow, sharpening a knife on a whetstone,
mixing wine in a bowl, and many more. («) Homely
images, from common life, are not rare ; as from account-
keeping, usury, sending merchandise over sea, the o-KirroAif
or secret despatch, A-c. And we have such homely pro-
verbs as, " he hath his foot in this shoe," i.e., stands in
this case {01. vi. 8). (/) The natural order of words in a
sentence is often boldly deranged, while, on the other
hand, the syntax is seldom difficult, {g) Words not found
except in Pindar are numerous, many of these being com-
pounds which (like Ivapi^pporo^, KaTar^vWopo^lv, Ac.)
suited the dactylic metres in their Pindaric combina-
tions. Horace was right in speaking of Pindar's " nova
verba," though they were not confined to the "bold
dithyrambs. " «
2. The actual victory which ^ave occasion for the odeTrea*.
is seldom treated at length or in detail, — which, indeed, Seme
only exceptional incidents could justify. Pindar's method
is to take some heroic myth, or group of myths,
connected with the victor's city or family, and, after
a brief prelude, to enter on this, returning at the
close, as a rule, to the subject of the victor's merit or good
fortune, and interspersing the whole with moral comment.
Thus the fourth Pythian is for Arcesilas, king of Cyrene,
which was said to have been founded by men of Thera,
descendants of one of Jason's comrades. Using this link,
Pindar introduces his splendid narrative of the Argonauts.
JIany odes, again, contain shorter mythical episodes, — (as
the birth of lamus {01. vi), or the vision of Bellerophon
{01. xiii), — which form small pictures of masterly finish
and beauty. Particular notice is due to the skill with
which Pindar often manages the return from a mythical
digression to his immediate theme. It is bold and swift, yet
is not felt as harshly abrupt — justifying his own phrase at
one such turn, Kai riva oTfiov loxt/ii jspa^vv {Pyth. iv. 247).
It has been thought that, in the parenthesis about the
Amazons' shields {quibtis Mos wide deductus . . . quserere
distuli, Cami. iv. 4, 17), Horace was imitating a Pindaric
transition ; if so, he has illustrated his own observation as
to the peril of imitating the Theban poet.
3. (a) The religious feeling of Pindar is strongly marked Senti.
in the odes. " From the gods are all means of human "?*"'
excellence." fle will not believe that the gods, when they * "
dined with Tantalus, ate his son Pelops ; rather Poseidon ngioo
carried oS the youth to Olympus. That is, his reason for ^
rejecting a scandalous story about the gods is purely
religious, as distinct from moral ; it shocks his conception
of the divine dignity. With regard to oracles, he
inculcates precisely such a view as would have been most
acceptable to the Delphic priesthood, viz., that the gods
do illumine their prophets, but that human wit can
foresee nothing which the gods do not choose to reveal.
A mystical doctrine of the soul's destiny after death
appears in some passages (as 01. ii. 66 sq.). Pindar
was familiar with the idea of metempsychosis (cp.
ib. 83), but the attempt to trace Pythagoreanism in
some phrases {Pyth. ii. 34, iii. 74) appears unsafe.
The belief in a fully .conscious existence for the soul
in a future state, determined by the character of the
earthly life, entered into the teaching of the Eleusinian
and other mysteries. Comparing the fragment of the
Qpy^vos (no. 137, Bergk), we may probably regard the
mystic or esoteric element in Pindar's theology as due
to such a source.
{h) The moral sentiment pervading Pindar's odes rests it
on a constant recognition of the limits imposed by the
divine will on human effort, combined with strenuous
exhortation that each man shotjld strive to reach the
limit allowed in his own case. Native • temperament
(<^u7i) is the grand source of all human excellence
{apiTTj), while such excelleaces as can be acquired hj
PINDAR
JUL
study (SiSoKTol ap(Tai, 01. is. 100) are of relatively small
scope — the sentiment, we may remark, of one whose
thoughts were habitually conversant with the native quali-
ties of a poet on the one hand and of an athlete on the
other. The elements of vyiW oA^os — "sane happiness,"
such as has least reason to dread the jealousy of the gods,
— are substance sufficing for daily wants and good repute
(euAoyto). He who has these should not " seek to be
a god.". " Wealth set with virtues " (ttXovtos apeTais
SeSotSoA/Lip'os), as gold with precious gems, is the most
fortunate lot, because it affords the amplest opportunities
for honourable activity. Pindar does not rise above the
ethical standard of an age which said, " love thy friend
and hate thy foe " (cp. Pytk. ii. 83 ; Isthm. iii. 65).
But in one sense he has a moral elevation which is
distinctively his own ; he is the glowing prophet of
generous emulation and of reverent self-control.
{c) The political sentiments of the Theban poet are
suggested by Pi/tk. xi. 53 ; " In polities I find the
middle state crowned with more enduring good ; there-
fore praise I not the despot's portion ; those virtues
move my zeal- which serve the folk." If in Pyth. ii. 86 a
democracy is described as 6 Xa/3pos oTparos, " the raging
crowd," it is to be noted that the ode is for Hierq of
Syracuse, and that the phrase clearly refers to the violence
of those democratic revolutions which, in the early part of
the 5th century B.C., more than once convulsed Sicilian
cities. At Thebes, after the Persian wars, a "constitu-
tional oligarchy " (dXiyap^^i'a icrop'o/ios, Thuc. iii. 62) had
replaced the narrower and less temperate oligarchy of
former days (Swaoreia ov ixirh. voyxoiv) ; and in this we
may probably recognize the phase of Greek political life
most congenial to Pindar. He speaks of a king's lot as
unique in its opportunities {01, i. 113) ; he sketches the
charactei; of an ideal king {Pyth. iii. 71) ; but nothing in
his poetry implies liking for the Tvpavvi's as a form of
government. Towards, the Greek princes of Sicily and
Cyrene his tone is ever one of manly independence ; he
apeaks as a Greek citizen whose lineage places him on a
level with the proudest of the Dorian race, and whose
office invests him with an almost sacred dignity. In
regard to the politics of Hellas at largo, Pindar makes
MB feel the new sense of leisure for quiet pursuits and
civilizing arts which came after the Persian wars. He
honours "Tranquillity, the friend of cities" ('Ao-D^ia
<^iA.o7ro\(s, 01. iv. 16). The epic poet sang of wars;
Pindar celebrates the " rivalries of peace."
1 4. Pindar's genius was boldly original ; at the same time
he was an exquisite artist. " Mine bo it to invent new
strains, mine the skill to hold my course in the chariot of
the Muses; and may courage go with me, and power of
ample grasp {roXixa St koX djj.(f>i\a(j>yj'; 8wa/nt9 ftTTTOiTO, 01.
ix. 80). Hero we see the exulting sense of inborn strength ;
in many other places we perceive the feeling of conscious
art — as in the phrase hmhaXXuv, so apt for his method of in-
laying an ode with mythical subjects, or when he compares
the opening of a song to the front of a stately building
(01. vi. 3). Pindar's sympathy with external nature was
deeper and keener than is often discernible in the poetry
of his age. It appears, for example, in his welcome of the
season when " the chamber of the Hours is opened, and
delicate plants perceive the fragrant spring " (fr. 75) ; in
the passage where Jason invokes " the rushing strength of
waves and winds, and the nights, and the paths of the
deep" {Pyth. iv. 194); in the lines on the eclipse of the
Bun (fr. 107); and in the picture of the eruption, when
Etna, " pillar of the sky, nurse of keen snow all the year,"
sends forth " pure springs of fire unapproachable " {Pyth.
i. 20). The poet's feeling for colour is often noticeable,
— as in the beautiful story of the birth of lamus — when
Evadne lays aside her silver pitclier and her girdle ot
scarlet web ; the babe is found, " its delicate body steepe<^
in the golden and deep purple rays of pansics " {01. vi. 55)j
The spirit of art, in every form, is represented for PindaB
by X"P'5 — " 'te source of all delights to mortals " {01.
i. 30) — or by the personified Charites (Graces). ' The
Charites were often represented as young maidens, decking
themselves with early flowers — the rose, in particular,
being sacred to them as well as to Aphrodite. In Pindar's
mind, as in the old Greek conception from which the
worship of the Charites sprang, the instinct of beautiful
art was inseparable from the sense of natural beauty. The
period from 500 to 460 B.C., to which most of Pindar's
extant odes belong, marked a stage in the development of
Greek sculpture. The schools of Argos, Sicyon, and JE,g\x^
were effecting a transition from archaic types to the art
which was afterwards matured in the age of Phidias.'
Olympia forms the central link between Pindar's poetry
and Greek sculpture. From about 560 ij.c. onwards,
sculpture had been applied to the commemoration o{
athletes, chiefly at Olympia. In a striking passage {Kent.
V. ad init.) Pindar recognizes sculpture and poetry as sister
arts employed in the commemoration of the athlete, and
contrasts the merely local effect of the statue with the
wide diffusion of the poem. " No sculptor I, to fashion
images that shall stand idly on one pedestal for aye ; no,
go thou forth from jEgina, sweet song of mine, on every
freighted ship, on each light bark." Many particular
subjects were common to Pindar aiid contemporary sculp-
ture. Thus (1) the sculptures on the east pediment of the
temple at .^gina represented Heracles coming to seek the
aid of Telamon against Troy — a theme brilliantly treated
by Pindar in the fifth Isthmian ; (2) Hiero's victory in the
chariot-race was commemorated at Olympia by the joint
work of the sculptors Onatas and Calamis ; (3) the Gigan-
tomachia, (4) the wedding of Heracles and Hebe, (5) the
war of the Centaurs with the Lapithae, and (6) a contest
between Heracles and Apollo are instances of mythical
material treated alike by the poet and by sculptors of Lis
day. The contemporary improvements in town architecture,
introducing spacious and well-paved streets, such as the
a-KvpiDTT] oSos at Cyrene {Pyth. v. 87), suggest his frequent
comparison of the paths of song to broad and stately
causeways {wXaTtiai fl-poo-oSot^cxaTo/iirtSot Ki^cvOoi, i\ em.
vi. 47, v. 22). A song is likened to cunning work which
blends gold, ivory, and coral {Neni. vii. 78). Pindar's feel-
ing that poetry, though 'essentially a^ divine gift, has a
technical side {<To<^ia), and that on this side it has had an
historical development like that of other arts, is forcibly
illustrated by his reference to tho inventions (croi^iV/iaTo)
for which Corinth had early been famous. He instances
(1) tho development of the dithyramb, (2) certaiif im-
provements in the harnessing and driving of horses, and
(3) the addition of the pediment to temples {01. xiii.).
In the development of Greek lyric poetrj' two periods are
broadly distinguished. During tho first, from about 600
to 500 B.C., lyric poetry is local or tribal — as Alcajus and
Sappho write for Lesbians, Alcman and Stcsichorus iot
Dorians. During tho second period, which takes its rise
in the sense of Hellenic unity created by tho Persian wars,
tho lyric poet addresses all Greece. Pindar and Simonidcs
are the great representatives of this second period, to
which Bacchylides, tho nephew of Simonides, also belongs.
These, with a few minor poets, arc classed by German
writers as die ■universalen Melikcr. Tho Greeks u.sually
spoke, not of "lyric," but of "raelic" poetry (i.e., meant
to be sung, and not, like tho epic, recited) ; and " uni-
versal molic " is lyric poetry addressed to all Greece. But
Pindar is more than the chief extant lyrist. Epic, lyric,'
and dramatic poetry succeeded each other in Greek literal
102
PI N — P I N
tare by a nacurai development. Each of them was the
spontaneous utterance of the age which brought it forth.
In Pindar we can see that phase of the Greek mind which
produced Homeric epos passing over into the phase which
produced Athenian drama. His spirit is often thoroughly
dramatic — witness such scenes as the interNaew between
Jason and PeUas (Pt/th. iv.), the meeting of Apollo and
Chiron {Pijth. ix.), the episode of Castor and Polydeuces
!Nem. • s.), the entertainment of Heracles by Telamon
1st h 711. v.). Epic narrative alone was no longer enough
for the men who had known that great trilogy of national
life, the Persian invasions ; they longed to see the heroes
moving and to hear them speaking. The poet of Olympia,
accustomed to see beautiful forms in vivid action or vivid
art, was well fitted to be the lyric interpreter of the new
dramatic impulse. Pindar has more of the Homeric spirit
than any Greek lyric poet known to us. On the other
side, he has a genuine, if less evident, kinship with
yEschylus and Sophocles. Pindar's work, Eke Olympia
itself, illustrates the spiritual unity of Greek art.
Mann- The fact that certain glosses and lacunEe are common to all our
scripts IISS. of Pindar make it probable that these MSS. are derived from
'°<i a common archetype. Now the older scholia on Pindar, which
jiiltlons. gppg^j. tg jj.j^.g 'been compiled mainly from the commentaries of
Didymus {circ. 15 B.C.), sometimes presuppose a purer text than
ours. But the compiler of these older scholia lived after Herodian
(160 A.D.). The archetype of our MSS., then, cannot have been
older than the end of the 2d century. Our MSS. fall into two
general classes : — (1) the older, representing a text which, though
often corrupt, is comparatively free from interpolations; (2) the
later, which exhibit the traces of a Byzantine recension, ia other
words, of lawless conjecture, down to the 14th or 15th century.
To the first class beloi)g Parisinus 7, breaking off in Pyth. v.;
Ambrosianus 1, which has only 01. i.-xii. ; Mediceus 2; and Vati-
canns 2, — the two last-named being of the highest value. The
ediiio princeps is the Aldine, Venice, 1513. A modern study of
Pindar may be almost said to have begun with Heyne's edition
(1773). Hermann did much to advance Pindaric criticism. But
Augustus Boeckh (1811-22), who was assisted in the commentary
by L. Dissen, is justly regarded as the founder of a scientific treat-
ment of the poet. The edition of Theodor Bergk {Poet. Lyr.) is
marked by considerable boldness of conjecture, as that of Tycho
Mommsen (1864) by a sometimes excessive adherence to JISS. A
recension by W. Christ has been published in Teubner's scries
(1879). The edition of J. W. Donaldson (Cambridge, 1841) has
many merits; but that of C. A. M. Fennell (Cambridge, 1879-83)
ia better adapted to the needs of English students. The transla-
tion into English prose by Ernest Myers (2d ed. , 1883) is excellent.
Pindar's metres have been analysed by J. H. Schmidt in Die
KiaistformcH dcr Griechischen Pocsie (Leipsic, 1868-72). For esti-
mates of Pindar see the histories of Greek literature by G. Bern-
hardy, K. O. Miiller, Nicolai, and ± Bnmonf. (K. C, J.)
PINE (Pinas, Gr. mVus), a name given by the
ancients to some of the resinous cone-bearing trees to
■which it. is now applied, and, as limited by modern
botanists, the designation of a large genus of -true conifers
{Abietinie), differing from the firs in their hard woody
cone-scales being thickened at the apex, and in their
slender needle-shaped leaves growing from a membranous
sheath, either in pairs or from three to five together, —
each tuft represe.nting an abortive branch, springing from
the axil of a partially deciduous scale-leaf, the base of
vvhich remains closely adherent to the stem. The numer-
ous male catkins are generally arranged in dense whorls
around the bases of the young shoots ; the anther-scales,
surmounted by a crest-like appendage, shed their abund-
ant pollen by longitudinal sUts ; the two ovules at the
base of the inner side of each fertile cone-scale develop
into a pair of winged seeds, which drop from the opening
scales when mature — as in the allied genera.
The pines are widely distributed over the north temperate
zone, in the southern portions chiefly confined to the
mountains, along which, in Central America, a few are
found within the tropic ; in more northern regions they
frequently form extensive forests, sometimes hardly
mingled with other trees. Their soft, straight-grained,
resinous, atid often durable wood gives to many kinds a
high economic value, and some are among the most
esteemed of timber trees.
Of the two-leaved species, P. sylvestris, the pine of
northern Europe, may be taken as a type. When growing
in perfection it is one of the finest of the group, and
perhaps the most picturesque of forest trees ; attaining a
height of from 70 to 120 feet, it is of conical growth
when young, but in maturit}' acquires a spreading" cedal
or mushroom-like top, with a straight trunk of from 2 to
4 feet in diameter at the base, and gnarled twisted boughs,
densely clothed at the extremities with glaucous greeo
foliage, which contrasts strongly with the fiery red-brown
bark. The leaves are rather short, curved, and often
Fig. 1. — Scotch Fir {Pintis si/lveslris). a, male flower and young
cones ; b, male catkin ; c, d, outer and iuner side of anther-scale.
twisted ; the male catkins, in dense cylindrical whorls,
fill the air of the forest with their sulphur-like pollen in
May or June, and fecundate the purple female flowers,
which, at first sessile and erect, then become recurved on
a lengthening stalk ; the ovate cones, about the length of
the leaves, do not reach maturity until the autumn of the
following year, and the seeds are seldom scattered until
the third spring ; the cone scales terminate in a pyramidal
recurved point, well-marked in the green state and in
some varieties in the mature cone, but in others scarcely
projecting. P. st/lvestris is found, in greater or less abund-
ance, from the hills of Finmark and the plains of Bothnia
to the mountains of Spain and even the higher forest-slopes
of Etna, while in longitude its range extends from the
shores of the North Sea to Kamchatka. Nowhere more
abundant than in the Scandinavian peninsula, this tree is
the true fir (fur, furd) of the old Norsemen, and stUl re-
PINE
103
tains the name among their descendants in Britain, though
botanically now classed as a pine. It grows vigorously in
Lapland on the lower ground, and is found even at an
elevation of 700 feet, while in south Norway it occurs up
to 3000 feet, though the great forests from which
" Norway pine " timber is chiefly derived are on the com-
paratively lower slopes of the south-eastern dales ; in the
highest situations it dwindles to a mere bush. In Germany,
both on the mountains and the sandy plains, woods of
" kiefer" are frequent and widely spread, while vast forests
in Russia and Poland are chiefly composed of this species;
in many northern habitats it is associated with the spruce
and birch. In Asia it abounds in Siberia and on the
mountains of Dahuria ; on the European Alps it occurs at
a height of 5G00 feet, and on the Pyrenees it is found at
still higher elevations ; on tho northern side of Etna it is
Fio. 2. — Scotch Fir {Pinus aylvestrit). a, fertile flower of mature
cone ; b, winged seed ; c, fertile catkin (or cone) ; d, scale and
bract ; e, inner side of scale.
said to grow at above 7000 feet. In Britain natural
forests of Scotch fir of any extent are only now found in
the Highlands, chiefly on the declivities of the Grampians,
and most of the great woods have been much curtailed
in recent times, while the larger trees aro generally felled
as soon as they attain a timber size. In former ages the
tree covered a large portion of the more northern i)art of
the island, as well as of Ireland; the numerous trunks
found everywhere in the mosses and peat-bogs of tho
northern counties of England attest its abundance there
in prehistoric times ; and in the remoter post-Glacial
epoch its range was probably vastly more extended. Tho
tree is not at present indigenous in southern Britain, but
when planted in suitable ground multiplies rapidly by
the wind-so\vn seeds ; on many of tho eandy moors and
commons natural pine woods of large extent have been thus
formed during tho last tifty years. The Scotch iir is a very
variable tree, and certain varieties have acquired a higher
reputation for the qualities of their timber than others ;
among those most prized by foresters is the one called the
Braemar pine, the remaining fragments of the great wood
in the Braemar district being chiefly composed of this kind ;
it is mainly distinguished by its shorter and more glaucous
leaves and ovoid cones with blunt recurved spines, and
especially by the early horizontal growth of its ultimately
drooping boughs ; of all varieties this is the most pictur-
esque. On the Continent the Hagenau pine of Westphalia
is esteemed for the straightness and good quality of its
timber. The heart^wood of the finer kinds of Scotch fit
is of a deep brownish-red colour, abounding in the resin
to which its durability is probably due. I'or all indoor
and most outdoor purposes it is as lasting as oak, and for
ship planking is perhaps little inferior; from its lightness
and elasticity it is well adapted for the construction of
yachts and other small fast-sailing craft, and is said to be
the best of all wood for masts and large spars ; its weight
varies from 30 to 40 tt) the cubic foot. The sap-wood is
more perishable, but is useful for fences, casks, and a
variety of other purposes; soaking in lime-water renders
it more lasting; great numbers of J'oung pines are
annually cut for railway sleepers, mining timber, and
numerous agricultural applications ; large quantities are
consumed in forming the wood-pavement which in the
great towns is rapidly superseding stone. Tho quality of
the timber depends greatly on the soil and position in
which the trees are grown : the dry slopes of granitic or
gneissic mountains, or the deep well-drained sandy gravels
of the lower country seem to answer equally well ; but on
clay or wet peat the tree rarely flourishes, and the.
timber is always indifferent ; it is usually said that the
wood is best in tho cold climate of its more northern
habitats, but the writer has seen a trunk (-1 feet in
diameter) grown on the sands of Surrey with heart-wood
quite equal to any produced in Glenmore or Eothiemurchus.
The rapidity of growth is still more variable : in Britain
full maturity is attained in from seventy to one hundred
and twenty years, but in Norway the trunk increases
much more slowly ; Schiibeler states that a tree felled in
tho Alton district (about 70° lat.), measuring 2 feet 10
inches in diameter without the bark, showed four hundred
circles of annual growth. In Norway tho tree, growing in
dense forests, is generally of but moderate girth, and prob-
ably this pine nowhere reaches a greater size than in the
Scottish woods ; a plank from Glenmore forest measured
nearly 5i feet across, and from 3 to 4J feet is not an
unusual diameter for a British pine tree.
Vast numbers of Scotch firs are raised in nurseries for
artificial planting ; the seed is sown in the S[iring, being
just covered with earth, and the seedlings transplanted in
the second year into rows for further culture, or taken
direct from the seed-bed for final planting ; sometimes the
seed is sown where tho trees are intended to grow. A
plantation of Scotch . fir requires frequent and careful
thinning as the joung trees increase in size; but pruning
should bo avoided as much as possible, excepting for the
removal of dead wood. Plantations in England arc
generally ready for final cutting in from sixty to seventy
years, and many are cleared at a much earlier stage of
growth. P. sytvcstrii in Britain is liable to many insect
depredations : the pine-chafer, Jlylnrgus jiinip'rdn, is de-
structive in some places, tho larva of this beetle feeding on
the young succulent shoots, especially in young planta-
tions ; Jfytobina (Metis, tho lir-wecvil, cats away the bark,
and numerous lepidoptcrous larvas devour the leaves ;
tho pine-sawfly is also injurious in some sca.sons ; the
removal of all duxul branches from the trees and from Ihr.
ground beneath them is recommended a.*; most of thes"
104
PINE
?iisect3 lay their eggs among the decaying tark and dead
leaves. In England the pine is largely employed as a
"nurse" for oak trees, its conical growth when young
admirably adapting it for this purpose ; its dense foliage
Tenders it valuable as a shelter tree for protecting land
from the wind ; it stands the sea gales better than most
conifers, but will not flourish on the shore like some other
species. As luel the wood of the Scotch fir is of value,
but it makes too much black smoke to form an agreeable
open fire ; the small trunks and cuttings of, plantations
are employed by the lime-burner.
The pine is an important tree in the economy of the
northern nations of Europe. In Scandinavia and Kussia
houses are chiefly constructed of its timber ; and log-huts
are made of the smaller trunks, and lined and roofed with
the bark. The inner bark is twisted into ropes, and, like
that of the spruce, is kiln dried, ground up, and mixed
with meal in times of scarcity ; in Kamchatka it is
macerated in water, then pounded, and made into a kind
of substitute for bread without any admixture of flour. In
recent days the fibre of the leaves has been extracted in
some quantity and applied to textile purposes under the
name of waldwoUe, both in Germany and Sweden, It is
[irepared by boiling the needles in a solution of soda to
remove the resin, which process loosens the fibre and
renders its separation easy ; it has some resemblance to
coarse wool, and is spun and woven into blankets and
garments that are, said to be warm and durable ; it is also
used for stufiing cushions ; an essential oil, obtained by a
previous distillation of the leaves, has medicinal virtues
attributed to, it by some German practitioners.
Large quantities of turpentine are extracted from this
pine in Sweden and Russia by removing a strip of bark,
terminating below in a .deep notch cut in the wood, into
which the turpentine runs, and from which it is scooped
as it accumulates ; but the product is not equal to that.
of the silver fir and other species. Tar is prepared largely,
from P. iylvestris ; it is chiefly obtained from the roots,
which, mingled with a few logs, are arranged in a conical
or funnel-shaped hollow made on the steep side of a .hill
or bank ; after filling up, the whole is covered with turf
and fired at the top, when the tar exudes slowly and runs
into an iron vessel placed below, from the spout of which
it is conveyed into barrels. Most of the so-called Stockholm
tar is thus prepared, chiefly in the province of Bothnia.
Closely allied to the Scotch pine, and perliaps to be regarded as
a mere alpine form of that species, is the dwarf P. Pamilio, the
"kmmmholz" or " knieholz" of the Germans, — a recumbent busli,
generally only a few feet high, but with long zigzag stems, that
root occasionally at the koee-like bends where they rest upon the
ground. The foliage much resembles that of the Scotch fir, but
13 shorter, denser, and more rigid ; the cones are smaller but
similar in form. Abounding on the higher slopes of the Bavarian
Bud Tyrolese Alps, it is a lavourite shelter for the chamois; the
hunt Ts call it the " latscheu," from its recumbent straggling
habit. Krummholz oil, valued in Germany as an outward applica-
tion in rheumatism and for bruises and sprains, is distilled from
the young branches, and a fragrant white resin that exudes in
some quantity from the buds is used for similar purposes and as a
parfume ; under the name of Hungarian balsam it is sold in tho
towns of Germany, being probably obtained from the Carpathians.
The Red Pine of Canada and New England (so called from the
colour of its bark), P. rc^iw^sa, is a ti-ee of considerable size, some-
times attaining the dimensions of P. sylvesiris. The somewhat
glaucous leaves form dense tufts at the ends of the branches, and
are 4 or 5 inches long ; the ovate blunt cones are about half that
length. The tree is of quick growth and the wood strong and
resinous, but it is less durable than Scotch fir, though much
employed in shipbuQding ; according to Emerson, trunks exist in
Maine i feet in diameter. A sandy soil seems to suit it best, and
the quality of the wood probably much depends on its place of
growth. Red pines abound in Nova Scotia and Newfoundland,
and the tree is rather widely distributed over the northern , parts of
the continent ; it rarely forms extensive woods, but grows chiefly
in clumps among other trees, at least in its more southern habitats."
iNearly allied is P. Barikaiana, the Grey or Labrador Pine, some-
times called the Scrub Pine from its dwarfish habit; it is the most
northerly representative of the genus in America, and is chiefly
remarkable for its much recurved and twisted cones, about 2 inches
long. The trunks are too small to be of great economic value, but
the light wood is used by the natives for their canoes.
P. Laricio, the Corsican Pine, is one of the noblest trees of this
group, growing to a height of 100 or even 150 feet, with a straight
trunk and branches in regular whorls, forming in large trees a
pyramidal head ; th"; slender leaves, of a dark green tint, are from
4 to 7 inches long ; the cones, either in pairs or several together,
project horizontally, and are of a light brown colour. This pine
abounds in Corsica, and is found in more or less abundance in
Spain, southern France, Greece, and many Mediterranean countriesi;
it occurs on the higher mountains of Cyprus. The tree is of very
rapid growth, but produces good timber, much used in southern
dockyards and very durable, though less strong than that ot
P. sylvcstris ; the heart-wood is of a brownish tint. In southern
France it has been planted -svith success on the drift-sands of the
Bay of Biscay, though it does not bear the full force of the sea-
blast as well as the pinaster. In England it grows well in sheltered
situations and well-drained soils.
The Black Pine, P. austriaca, derives its name from the extreme
depth of its foliage tints, — the sharp, rigid, rather long leaves of a
dark green hue giving a sombre aspect to the tree. The light-
coloured, glossy, horizontal cones are generally in pairs, but some-
times three or four together. The tree is conical when young, but
when old forms a spreading head ; it often attains a large size.
Southern Austria and the adjacent countries are the natural
habitats of this pine ; it seems to flourish best on rocky mountain
sides, but in England grows well on sandy soils. The timber is
valued in its native country, and is said to be durable and to stand
exposure to the weather well ; various resinous products are
extracted from it, P. pyrenaiea is a handsome species of pyramidal
form, attaining a laige size on the mountains of northern Spain.
The leaves are long and of a light bright green ; the cones are soli-
tary, oblong, conical, and of a yellow tint. The timber is used in
Spanish dockyards, but opinions vary as to its quality. In planta-
tions its bright foliage, with the orange cones and young shoots,
render it an ornamental tree, harJy in southern Britain. Near to
the above are P. Pallasiana or inaritima, and P. kalcpensls, Medi-
terranean forms chiefly valued for their resinous products; the
former, planted on the loose sands of France, supplies much
turpentine and resin.
P. Pinaster, the Cluster Pine or Pinaster, is an important species
from its vigorous growth in the sand-drifts of the coast, for tlie
purpose of oinding which it has been grown more extensively and
successfully than any other tree, especially on the dunes of the
B.iy of Biscay. Growing to a height of from 40 to 70 feet, the
deeply-furrowed trunk occasionally reaches a diameter of 3 feet or
more at the base, where, like most sand trees, it usually curves
upward gradually, a form that enables the long tap-roots to with-
stand better the strain of the sea gale ; when once established, the
tree is rarely overthrown even on the loosest sand. The branches
curve upwards like the stem, with their thick covering of long dark
green leaves, giving a massive rounded outline to the tree ; the
ovate cones are from 4 to 6 inches long, of a light shining brown
hue, with thick scales terminating in a pyramidal apex ; they are
arranged around the branches in the radiating clusters that give
name to the ti'ee. The pinaster grows naturally on sandy soils
around the Mediterranean from Spain to tlie Levant. On the
drift-sands of France, especially in the Gironde, forests have
been formed mainly of this pine ; the seeds, sown at first under
proper shelter and protected by a thick growth of broom sowrn
simultaneously, vegetate rapidly in the sea-sand, and the trees
thus raised have, by their wind-drifted seed,, covered much of
the former desert of the Landes with an evergreen wood. These
forests of pinaster, apart from the production of timber in a once
treeless district, have a great economic value as a source of turpen-|
tine, wliich is largely obtained from the trees by a process analogous
to that employed in its collection from P. sylvestris ; the resin is
yielded from May to the end of September, the cuts being renewed
as the supply fail.s, until the tree is exhausted ; the trunks are then
felled and used in tho manufacture of charcoal and lamp black;
much tar and pitch is also obtained from these pinaster forests.;
In England the cluster-pine has been largely planted on sandy
districts near the sea, and has become naturalized in Purbeck and
other wild tracts in the southern counties, but the summer heat is
too small to permit of its resinous products acquiring any value;
the soft coarse wood, though perishable in the natural state, haa
been used for railway sleepei-s after saturation with creosote o'tf
preservative solutions. P. brutlia, tho Calabrian Pine, a kindred
form, is remarkable for its numerous densely clustered. radiating
cones ; its wood is considered good in southern Italy.
P. Pinea is the Stone-Pine of Italy; its spreading a oundcd
canopy of light green foliage, supported on a tall and often branch-
less trunk, forms a striking feature of the landscape in that country,
as well as in some other Mediterranean lands The beaiitilul
J
PINE
105
reJdIah-brown shining cones, roundly ovate in shape, with pyrami-
dal scale apices, have been prized from the ancient days of Rome
for their cJible nut-like seeds, which are still used as an article of
food or dessert. They do not ripen until the fourth year, and are
kept in the cone until required, as their abundant oil soon turns
rancid. The tree has been naturalized in many warm countries,
even in China ; in England it seldom attains any large size, as the
deficient summer heat prevents the wood from maturing; but trees
occur occaaioually in plantations 20 or 30 feet in height ; the wood,
though soft and deficient in the resin that gives durability to the
timber of some species, is valued by the southern carpenter and
cabinetmaker for its lightness, its fineness of grain, and the ease
(With which it is worked.
P. mitis, the Yellow Pine of the northern and middle States of
America, is rather allied to the three-leaved section, but the leaves
■are mostly in pairs. It is a tree of large size, often attaining a
height of 70 feet and upwards, though rarely more than 2 feet in
diameter at the root ; the lower branches spread horizontally', the
upper, converging towards the trunk, give the tree somewhat the
aspect of a spruce, hence it is called in some districts the "spruce-
pine." The leaves are long, slender, and of a bluish-green hue ;
the pendant cones are about IJ inches long, with a slender point to
each scale. The yellow pine is one of the most important timber
trees of the genus; the neart-wood being very durable is largely
employed in shipbuilding and for house timber, being nearly equal
to that of P. sylvestris\ large quantities are exported to Britain
under the name of "New York yellow pine"; the sapwood is
perishable.
The three-leaved group includes several of the most valuable trees
of America; among them is P. rigida, the Pitch-Pine of the
northern States, a tree of from 40 to 50 feet in height with rugged
trunk, occasionally 3 feet in diameter; the short dark-^reen leaves
are in thick tufts, contrasting with the pale yellowish, usually
clustered cones, the scales of which are furnished with small curved
spines. The wood is very hard and' abounds with resin, but on
swampy land is of inferior quality and of little value except for
fuel, for which the pitch-pine is highly prized ; on drier ground the
grain is fine from the numerous knots. Large quantities of tar and
pitch arc obtained from this species. The tree is one of the few
that will flourish in salt-marshes.
P. aristralis is the "Georgia Fitch-Pine," or Yellow Pine of the
southern States ; it abounds on the sandy soils that cover so much
of Georgia, the Carolinas, and Florida, and on those dry lands
attains its highest perfection, though occasionally abundant on
moist ground, whence it is sometimes called P. paluslris. The
most marked feature of the tree is its long tufted foliage, — the
leaves, of a bright green tint, springing from long white sheaths,
being often a foot in length. The tall columnar trunk furnishes
the most valued pine timber of the States; close-grained and
resinous, it is very durable and polishes well ; it is largely employed
Sn American shipyards, and immense quantities are exported,
especially to Britain and the West India Islands. This tree
yields an abundant sujiply of tar and turpentine of good quality,
which products are collected and manufactured in the " pine-
l>arrens on a large scale.
P. Teeda, the " Loblolly Pino" of the backwoodsman, a tall tree
with straight trunk and spreading top, covers great tracts of the
" pine-barrens " of the southern States, but also frequently spreads
over deserted arable lands that have been impoverished by long and
bad farming ; hence the woodsmen call it the old-field" pine, while,
from the fragrance of its abundant resiii, it is also known as the
frankincense pine. It is a fine species 80 or 90 feet high, having
sometimes a girth of 6 or 8 feet, with a broad spreadingliead ; the
leaves are rattier long and of a light green tint, the cones cenerally
in pairs, the scales terminating in a sharp incurved prickle. The
timber of this pine is indifferent, bat the forests of it are of import-
ance from the quantity of turpentine they yield ; the trees also
furnish much firewood of good quality.
P. ponderosa, a pine of western America belonging to this section,
58 a fine timber tree deserving of notice from the extreme density
of its wood, which barely floats in water ; it abounds in some parts
of the western ranga of the Rocky Mountains. The leaves are very
long and twisted, the small oval cones armed with recurved
prickles ; the tree is said to be of rapid growth. In Oregon and
California several large pines of this group are found. P. CouUtri,
or macTocarpa, is remarkable for its enormous cones (sometimci
a foot long, 6 inches in diameter, and weighing more than 4 tt>);
the scales end in long hooked points curving upwards; the leaves
are long, rigid, and glaucous in hue. Nearly related to this is
P. Sniiniana, the Nut-Pine of California, the cones of which are of
nearly equal sise, also with hooked scales ; the large nut-like seeds
are eaten by the Indians; the tree is one of the largest of the
section, sometimes attaining a height of 120 feet and upward.s,
■while trunks have been found, it is said, 10 or 12 feet in diameter.
P. longifolia, a Nepal species, is remarkable for the great length
of its lax slender loaves, of a gra-ss-grcen tint ; the cones have the
{mints of the scales recurved. It is known in India as the " Chtcr-
Kne"; tlie wood is gooJ, resinous, »nd modermttly durable ; the
tree is common on the foot-hills of the Himalayas. P. Gerardiana,
another Nepal species, is a large tree with a conical head, growing
on the more elevated parts of the mountain range ; it furnishes edible
seeds. The leaves, short and glaucous, like those of the Scotch
fir, have deciduous sheaths ; the cones have recurved scale-poiuts
like those of the cheer-pine. P. canarieivns, which forms forests
on the mountains of Grand Canary and Tenerifl"e, jgrowing at an
elevation of 6000 feet, also belongs to this group. The leaves are
long, lax, and of a bright green tint; the cone-scales are without
spines ; the trunk attains a large size, and yields good and
durable timber. The beautiful Monterey-Pine, P. insignis, dis-
tinguished by the brilliant colour of its foliage, has the leaves in
tufts of three or four ; the lower cone-scales have recurved points.
This fine pine has been planted in the south-western parts of
England, but is scarcely hardy.
The pines with five leaves in each tuft have generally deciduous
sheaths The most important economic species is the well-known
White Pine, P. Strobus, from its large growth and abundance, as
well as the soft even grain of its white wood, one of the most
valuable of American trees. The tree abounds from Canada to
Georgia, and is also found in British Columbia, but in the eastern
States has been so long sought for by the lumberer that most of tho
old trees have long disappeared, and large white pine timber is
now only found in quantity in the Canadian Dominion. Fonneily
Maine and Vermont were celebrated for the size of their pines, but
few of these great trees now exist in New England ; one tliat stood
near the banks of the Merrimack in New HampslHre is said to have
had a trunk nearly 8 feet in diameter, and Michaux measured a
stump 6 feet across. On a deep rich soil P. Strobus attains a
height of 150 or even 200 feet, and trunks without a branch are
sometimes found 80 or 90 feet long ; in the earlier stages of
growth it has a pyramidal form, in open glades the lower boughs
often touching the ground, but in old age it acquires a wi<ie almost
cedar-like top. The light bluish-green foliage is somewhat lax,
very dense in young trees ; the cones are long and rather curved,
with thin smooth scales a little thickened at the apex, and gener-
ally more or less covered with exuding white resitr ; they are about
5 or 6 inches in length and li to 2 inches broad; the mala catkins
are of a bluish tint ; the cones ripen in the autumn of the second
year. The wood of the white pine is durable for indoor use, especially
when protected by paint, but when exposed to moist air it rapidly
decays, and it is very liable to dry rot ; it is said to bo best when
grown on sandy soils. Immense quantities are still exported,
especially from Canada, its smooth easily-worked grain rendering
it a favourite wood for the house-carpenter and joiner ; it weighs
about 28 lb per cubic foot. In England, where it is generally
known as the "Weymouth Pine," it succeeds well on deep light
soils when well-drained ; trees have attained occasionally a height
of 100 feet and upwards in British plantations ; but it is apt to be
infested with American blight (Eriosoma). In northern Germany
it also grows well ; a tree at Berlin measured upwards of 3 metres in
circumference, -tho age being one hundred and fifty years, Tho
climate of Scotland appears less suitable for it, probably from the
want of summer heat, and it can hardly be recommended for
British planting otherwise than for ornamental purposes.
Nearly approaching this is P. e^eelsa, the Bhotan Pine, which
difl"ers chiefly in its longer cones and drooping glaucous foliage. It
is found in Kumaon and Bhotan and on some of the Nepal ranges,
but does not grow in tho moist climate of the Sikkim Himalayas ; it
is found at a height of 6000 to 7000 feet, and attains large dimen-
sions ; the wood is higlily resinous, and is said to be durable ; great
quantities of a white clear turpentine exude from the branches when
injured. The Bhotan pine is quite hardy in southern England, and
has been largely planted of late as an ornamental tree.
P. Zamberliana, the Giant Pine or Sugar-Pine of California, is the
largest of the genus, rising to the height of 200 feet, with a trunk
20 to 30 feet in girth, and, it is said, occasionally attaining much
larger dimensions. The head is of a pyramidal form, the lower
branches drooping like those of a Norway spruce ; its folia^^e is of
a light bright green colour. The pendent cones arc very large,
sometimes 18 inches long and i inches in diameter, vrith large nnt-
like seeds, which, pounded and baked, are eaten by the Indians.
The tree abounds iu some sandy districts, but more generally
occurs singly or in small groups dis]xrse<I throngh the woods,
attaining its greatest dimensions in light soils. Tne wootl is soft
and nearly white, but contains mnch resin, which when fire has
run through the forest cxmles, and, having in this half-burnt
condition a sweetish taste, has given the common name to the tree;
tho wood seems to bo formed slowly; from its smooth grain it is
valued for indoor carpentry; the sacchariije burnt resin is used as a
laxative in California.
P. Cembra is the Stone-Pine of Siberia and central Europe. It
abounds on tho Alps, the Carpathians, and the Siborinn ranges, iu
Switzerland being found at an altitudo of 6800 feet in some
localities. It is a straight-growing tree, with grey bark and whorls
of horizontal bnndics, gioxnng often from the ground, giving*
106
P 1 R—P 1 N
cylindro-conical outline ; the leaves are short, rigid, and glaucous;
the cones, oblong and rather pointing upwards, grow only near the
top of the tree, and ripen in the second autumn'; the seeds are oily
like those of P. Piriea, and are eaten both on the Alps and by tlie
inhabitants of Siberia ; a fine oil is expressed from tnem which is
used both for food and in lamps, but, like that of the Italian pine,
it soon turns rancid. The growth of P. Cembra is slow, but the
Wood is of remarkably even grain,-~and is employed by the Swiss
y?ood-carvers in preference to any other. The Cembra is the "zirbel"-
or "zirbel-kiefer of the Germans, and is known locally in Switzer-
land as the "aroile," "aloies," and "arve." J ,
P. occidcntolis, a five-leaved pine with |>ale green ■ foliage, and
small ovate cones,' is found on the high mountains of St Domiugo.
Vany members of the group occur on the Jlexican isthmus, one
of which, P. cembroides, produces edible seeds. P. Ayacahuite,' a
large tree growing on tlie mountains of Guatemala, with glaucous
foliage like P. Strobus yields a valuable resin. P. filifolia and
P. macrophylla, likewise natives of Central America, are remark-
able for the extreme length of their leaves ; the former is said to
attain a large size. ' '~ ~ . (C. P. J.)
PINE-APPLE. The pine-apple so-called consists in
reality of the inflorescence of the plant, the originally
separate flowers of which, together with the bracts sup-
porting them," become fleshy and consolidated into one
mass. The swelling and fusion of the tissues take place
after the process of fertilization, and it may be that the
richly perfumed succulent mass is an aid in the distribu-
tion of seed by affording food to certain animals. In the
highly developed cultivated pines, however, it frequently
happens that the seeds do not ripen properly. The pine,
Ananassa sativa, is a member of the Bromeliad family,
supposed to be of tropical American origin, and has been
found wOd in Mexico, Central America, Guiana, and
Brazil, but is now widely dispersed in all tropical and
Bemitropical countries. '
Evelyn in his Diary mentions tasting a pine-apple from
Barbados at the table of Charles II., and this is we believe
the first mention of the fruit in English literature. A
picture, of which a copy may be seen at the rooms of
the Koyal Horticultural Society of London, represents the
royal gardener, Mr Kose, presenting on bended knee the
lirst pine-apple grown in Britain, and it is surmised that
this may have been grown from the " suckers " of the
fruit above alluded to by Evelyn, though it is generally
coQsidered that the pine was not cultivated in England till
1712. In spite of the great improvements in the quality
of pines, and the great progress that has been brought
about yi the rapidity and facility of production, pine-
growing is still attended with considerable expense, and
much expenditure of time and labour. At the same time
great attention has been given to pine culture in the West
India Islands, the 'Azores, &c., and very large quantities of
fruiti of fine quality are imported into Britain at relatively
low prices. But for- pines of the highest flavour in the
winter and spring seasons Englishmen must still look to
their own gardens. See Hoeticultitrb.
PINEL, Philippe (1745-1826), a distinguished French
physician, was born at the chateau of Kascas, Saint^Andr^
in the department of Tarn, France, on April 20, 1745.
He studied at Lavaur and afterwards at the university of
Toulouse, where he took his doctor's degree in 1773.
From Montpellier, where he taught mathematics and at
the same time carried on his medical studies, he removed
in 1778 to Paris, engaging there chiefly in literary work
connected with his profession. His first publication was
a French translation of CuUen's H'osology (1785); it was
followed by an edition of fhe works of Baghvi (1788), and
in 1791 he published a Trails mediccnphilosophiqiie de
Valienation mentale. In 1792 he became head physician
of the Bicetre, and two years afterwards he received
the corresponding appointment at the Salpetrifere, where
he began to deliver a course of clinical lectures ; these
formed the basis of his Nosograpliie philnsophique (1798;
6th ed. 1818), which was further developed in La Medecine I
clinique (1802). Tinel'was made a member of the Insfi-^
tute in 1803, and soon afterwards was appointed professor
of pathology in the ficole de Medecine. Neither as a
lecturer nor as an author, however, did he achieve great
success, and his enduring fame rests entirely upon the
fact that by his courageous action he was among the"first
,to introduce the humane treatment of the insane, removing
with his own hands the bonds of patients who had been
chained to the wall for years. See vol. xiii. p.^llO.*^ He
died at Paris on October 26, 1826. _. ,
PINEROLO, a city of Italy, in the province of Turitf
(Piedmont), is built in a straggling manner on a hill-side
just above the junction of the valleys of the Chisone and
the Lemina, at a height of 1237 feet above the sea, 23 J
miles by rail south-west of Turin. It is the terminus of
the branch railway from Turin by Sangone or Nichellino,
and has steam tramways running up to Perosa (12 miles)
and south to Saluzzo. Till 1696 it was strongly fortified
with a citadel on Santa Brigida, a castle on St Maurizio,^
and city walls constructed by Thomas I. of Savoy. It has
a cathedral (St Donatus), a bishop's palace, a large semi-
nary, a theatre (1842), a hospital (1546), a public library,'
a cavalry coUege, a school of music, '^nd a Waldensian
chapel and schools. Cotton, silk, wool, and hemp are
among the local manufactures. The population of the
city was 11,362 in 1871 and 12,003 in 1881 (commun«
16,730 and 17,492).
yPinerolo was bestowed on the bishops of Turin hy Otho III. in
996 ; but in 1078 the countess Adelaide made it over to the Bene-
dictine abbey of Santa Maria, in whose possession it remained till
1159. Thomas I. of Savoy captured the castle in 1188, and in
1246 the commune formally recognized the supremacy of Savoy.'
Passing in 1295 into the hands of Philip, son of Thomas III.,'
Pinerolo became his residence and capital, a distinction which it
retained under Amadeus VIII. of Savoy, even after the extinction
of the separate house of Piedmont in 1418. Francis I. of Franca
obtained possession of the town in his descMit into Italy, and tried
to secure the allegiance of the people by relieving the woollen
trade from taxation; but Emmanuel Philibert received it back
from Henry III. in -1574. . A second occupation by the French
occurred under Cardinal Richelieu : the French language was
ipiposed on the people, . great fortifications were constructed, and
the fortress was used as a state prison for such men as Fouquet,
De Caumont, and the Man with the Iron' Mask. Victor Amadeus
bombarded the place in 1693, and ultimately compelled Louis XIV,
to relinquish his hold on it ; but before the withdrawal of the
French troops the defences were demolished and the military
importance of Pinerolo brought to a close. In 1748 the town
was made a bishop's see. llichele Buniva, pensioned by Victo*
Emmanuel I. as the introducer of vaccination into Piedmont, waS
a native of Pinerolo and has a statue in the Piazza del Palazzo.
De Grossi and Massi are among the local historians.
PINK: As usually applied this word corresponds to q
genus of Caryophyllacese, the Dianthm of botanists. It'ia
characterized by the presence of opposite simple leaves
proceeding from thickened nodes, a cymose inflorescence,
a tubular calyx surrounded by a number of overlapping
bracts, a showy coroUa of five free long-staiked petals, ten
stamens proceeding, together with the petals, from a short
stalk supporting the ovary, which latter has two styles
and ripens into an oblong pod which splits by two valves.
The species are herbaceous or perennial, of low statute,
often with very showy flowers. They are natives chiefly
of southern Europe and the Mediterranean region, a feW
being found in temperate Asia and South Africa. Oo«
species only is nauve to America, and that only in the north-
west. Four species are wild in Britain, with two others
which are more or less naturalized. These two are th'e
more interesting as being the originals of the pinks and
of the carnations and picotees of English gardens. Garden
Pinks are derivatives from Dianthus plumarius, a native of
central Europe, with leaves rough at the edges, and with
rose-coloured or purplish flowers. The use of " pink" to
denote a colour is derived from the name of the plant.
P I N — P I "N
107
The Carnation and I'icotee are modifications of Dianthus
Caryopliyllus, the Clove Pink, a species with smooth edges
to the leaf. This is a native of Europe, growing on rocks
in the south, but in the north usually found on old walls.
Its occurrence in England on some of the old Norman
castles, as at Rochester, is supposed by Canon EUacombe
to indicate its introduction by the Normans ; in any case
the plant grows in similar situations in Normandy. The
■original species has " self "-coloured flowers, that is, flowers
of one hue, generally some shade of pink, but the varia-
tions in gardens are infinite. The carnation includes those
flowers which are streaked or striped lengthwise — the
picotees are those in which the petals have a narrow band
of colour along the edge, the remainder of the petal beitig
free from stripes or blotches. These by the old writers
were called " gillyflowers" (see vol. x. p. 601). The Sweet
William of gardens is a product from Dianthus barbatu." ;
the Indian Pink comes from D. sinensis, of which D.
Heddewigii is a variety; the Alpine Pink, D. alpinus, is a
very lovely plant for the rockery; and there are many
hybrid and other varieties met with in gardens, tor an
account of which reference must be "lade ta treatises on
horticulture.
PINKERTON, John (1758-1826), arctiseologist, numis-
matist, historian, geographer, and miscellaneous writer in
prose and verse, was born at Edinburgh, February 17,
1758. After a brief education at Lanark he was articled
as a law clerk in Edinburgh, his earliest work, printed
during his clerkship, being an Elegy on Craigmillar
Castle (177C). In 1780 he removed to London to devote
himself to literary work, publishing in 1781 a volume of
Rimes of -no great merit, and a professed collection of
Scottish Tragic Ballads. These were followed in 1782 by
Two Dithyramhic Odes on Enthusiasm and Laughter, and
by a series of Tales in Verse. Under the title of Select
Scottish Ballads he reissued in 1783 his tragic ballads,
■with a supplement comprising Ballads of the Comic Kind, —
a collection which obtained for him the not wholly appro-
priate title of "the second Chatterton." An Essay on
Medals in 1784 won him a considerable reputation, which
was in some respects unpleasantly maintained by his bold
but eccentric Letters on Literature published in 1785
under the pseudon}Tn of Robert Heron — a temporary
adoption of his mother's surname. In the following year
he edited the Ancient Scottish Poems from the MS. Collec-
tions of Sir Ricliard Maitland of Lethington, — a genuine
reproduction, though* his confession in the preface of
forgery in the previous collections published by him
brought groundless suspiciorf upon it. It was succeeded
in 1787 by a compilation, under the new pseudonym of
Bennet, entitled the Treasury of Wit, and by his first
important historical work, the Dissertation on the Origin
and Progress of the Scythians or Goths, to which Gibbon
professed himself indebted. " Turning his attention to
faagiology, Pinkerton next collected and printed in 1789
certain Vitx Sanctorum Scotix, and, a little later, published
hb Enquiry into the History of Scotland preceding the
Reign of Mcdcolm III., in which he hoped to settle the
ancient history of his country on the solid footing of facts
and authorities and " leave nothing in the ink horn." In
many quarters his attitude towards the Highlanders
excited " violent disgust," but the Enquiry was twice
reprinted, in 1794 and 181"*, and is still of value for the
documents embodied in it. His edition of Barbour's
Bruce and a Medallic Ilistory of Englarul to tlie Revolution
appeared in 1790 ; a collection of Scottish Poems reprinted
from scarce Editions in 1792 ; anda scries of biographical
sketches, the Iconographia Scotica, in the years 1795-97.
In the last-mentioned year he published a History of
Scotland from the Accession of the House of Stuart to that
of 3fary, containing valuable material, but almost entirely
devoid of "literary finish. A new biographical collection,
the Gallery of Eminent Persons of Scotland (1799), was
succeeded after a short interval by a 2Iodem Geography
digested on a New Plan {\^Q2 ; enlarged, 1807). About
this time he left London for Paris, where he chiefly resided
until his death on May 10, 1826. His remaining publica'
tions were the Recollections of Paris in the years 1802-3-
4-5 (1806); a very useful General Collection of Voyage*
and Travels (1808-1813) ; a New Modem Atlas (1809-15);
and his Petralogy (1811). An unsuccessful tragedy by
him was performed at Edinburgh in 1813.
Pinkerton possessed an exceedingly vigorons and acute mind,
but very lacking in high constructive power ; and, as he was less
patient in the formation of opinion than in research, his best work
is marred by imperfect judgments crudely and obstinately asserted.
At the same time his writings take no mean rank in the advance
towards a scientific treatment of history. Walpole, notes of whose
conversations were published at his death by I'inkerton under the
title of Walpoliana, regarded his understanding as "one of the
strongest, most manly, and clearest he ever knew;" and Gibbon
not only praised his faculty of persistent application as herculean
and heroic, but wished to secure his cooperation in a scheme for
organizing the materials of early English history. The final
verdict upon his work must he tliat of the Earl of Buchan, who
endorsed Pinkerton's statement that he was "a homo umiratilis,
of a hypochondriac unsocial disposition," with the comment " te
■ij>se dixit: it is his best apology; yet undoubtedly he has been a
benefactor to literature."
PINSK, a district town' of the government of Minsk,
Russia, is situated in a marshy region at the confluence of
the Strumeii and Pina rivers, 172 miles to the south-west
of Minsk. It has a lyceum, several primary schools, and
a great number of Jewish schools. The town is almost
entirely built of wood, and has a poor appearance. The
population (13,000 in 1865) was in 1884 22,950,' more than
four-fifths of whom are Jews, who live almost exclusively
on trade. This development of trade in a town situate^
at a distance from all railways (the nearest, that from
Moscow to Warsaw, being 60 miles ofl) is due to the
navigable river Pina, which connects it with the fertile
regions on the Dnieper, and, by means of the Dnieper-and-
Bug Canal, with Poland and Prussia, while the canal of
Oginsky connects it with the basin of the Nieraen. The
merchandise brought from the Dnieper is unshipped at
Pinsk, and sent west or north-west on smaller vessels.
Pinsk (Pinesk) is first mentioned in Russian annals in 1097 as a.
town belonging to Sviatopolk, prince of Kieff'. In 1132 it formed
part of the Minsk principality, and it often changed its rulers
subsequently. After the Mongol invasion it became the chief town
of a separate principality, and continued to be so until the en^
of tlie 13th century. In 1320 it was annexed to Lithuania ; and in
1569, after the union of Lithuania with Poland, it was reoognizeU
as chief town of the ])rovinco of Brest. During the rebellion of
Bogdan Khmelnitzky (1040), as it had fallen into the hands of the
Cossacks, the Poles took it by assault, destroying 14,000 persons
and burning 6000 houses. Eight years later the town was burned
again by the Russians. Charles Xll. took it in 1706, and when
compelled to quit, burned the palace of Prince Wisznewecld, and
the town with its suburbs. Pinsk was annexed to Rus-sia in 1795.
PINTO, Fernao Mendes (1509(?)-1583), a noted
Portuguese adventurer, was born in 1509 or 1510 at
Montemor-o-Velho, near Coimbra, and died near Lisbon,
July 18, 1583. After spending some years in Lisbon
and Sctubal, and experiencing various adventures, ho left
his native country in 1537, in a fleet of five ships,
committing himself to a career of adventure at seA,
which- lasted twenty-one years, in the course of which he
was five times shipwrecked, thirteen times taken captive,
and seventeen times sold as a slave. If Pinto's own nar-
rative is coloured in many paissages by a wandering and
fervid imagination, its substantial honesty is now generally
admitted, in spito of Congrcve's opprobrium in Loiv for
Love, — " F. M. yinto was but a typo of thee, thou liar of
the first magnitude." The fleet with which Pinto left
108
P I N — P I N
Portugal anchored, after various adventures, at Socotra,
and he himself was taken cajjtive near the Straits of
Babelmandeb, carried to Mocha, sold as a slave, and ran-
somed by the Portuguese governor of Ormuz. Returning
to the Indies, he was again engaged in several expedi^
tions, again enslaved, again ransomed, and again captured
by pirates. In 1512 he was engaged in an expedition to
Calempin, near Peking, to rifle the tombs of seventeen
Chinese kings. Shipwrecked and captured on the Chinese
coast, he was set to work in repairing the Great Wall,
whence an inroad of Tartars transported him to the siege
of Peking and next to Tartary. Hence we follow him to
Cochin-China, Macao, and Japan. At Ningpo his report
of Japan and its wealth caused the equipment of nine
ships, eight of which foundered, Pinto's ship being driven
to the Lew-chew Islands. After a variety of other adven-
tures, Pinto returned a third time to Japan with Francis
Xavier in 1548. In 1553, while at Goa on his return to
Portugal with his rich fortune, he was induced to devote
nearly all his wealth to the foundation of a seminary for
propagating the faith in Japan. Returning to Lisbon in
1558, he spent a few years at court, but found the life
very stale after his stirring adventures in the East.
The first extai.t account of liis adventures is to be found in a
collection of Jesuits' letters published in Italian at Venice in 1565.
\he full narrative, however, of his life is his own Peregrina<;do,
Jvhich was first published in quarto at Lisbon in 1614 by Francisco
de Herrera. In 1620 appeared a Spanish translation, and in 162S
at Paris a French translation by b. Figuier, followed by two other
editions (1645 and 1S30). There is also an English translation
by H. Cogan (London, 1663 and 1692). See also Barbosa Machado,
Bibt. Lusitana ; Fr. da Sylva, Dicionario bibliographico Portiiguez ;
Castclho, Liferaria Classica Portugveza.
PINTURICCHIO (U54-1513), whose full name was
Bernardino di Betti, the son of a citizen of Perugia,
Benedetto or Betto di Biagio, was one of a very important
group of painters who inherited the artistic traditions and
developed the style of the older Perugian painters such as
Bonligli and Fiorenzo di Lorenzo. According to Vasari he
was a pupil of Perugino ; and so in one sense no doubt he
was, but rather as a paid assistant than as an apprentice.
The strong similarity both in design and methods of
execution which runs through the works of this later
Perugian school, of which Perugino was the oldest member,
is very striking ; paintings by Perugino, Pinturicchio, Lo
Spagna, and Raphael (in his first manner) may often be
mistaken one for the other. In ihost cases, especially in
the execution of large frescos, pupils and assistants had a
large share in the work, either in enlarging the master's
sketch to the fuU-siied cartoon, in transferring the cartoon
to the wall, or in painting backgrounds, drapery, and other
accessories. In this way the spirit and individuality of
one man could impress itself indelibly on a numerous
school of younger artists.
After assisting Perugino in the execution of his frescos
in the Sistine Chapel, Pinturicchio was employed by
various members of the Delia Rovere family and others to
decorate a whole series of chapels in the church of S.
Maria del Popolo in Rome, where he appears to have
worked from 1484, or earlier, to 1492 with little interrup-
tion. The earliest of these is an altarpiece of the Adora-
tion of the Shepherds, in the first chapel (from the west)
on the south, built by Cardinal Domenico della Rovere ; a
portrait of the cardinal is introduced as the foremost of
the kneeling shepherds. In the lunettes under the vault
Pinturicchio painted small scenes from the life of St
Jerome. The frescos which he painted in the next
chapel, that built by Card. Innocenzo.Cibo, were destroyed
in 1700, when the chapel was rebuilt by Card. Alderano
Cibo. The third chapel on the south is that of Giov.
della Rovere, duke of Sora, nephew of Sixtus PV., and
brother of Giuhano. who was afterwards Pope Julius II.
This contains a fine altarpiece of the Madonna enthroned
between Four Saints, and on the east side a very nobly
composed fresco of the Assumption of the Virgin. The
vault and its lunettes are richly decorated with small
pictures of the life of the Virgin, surrounded by graceful
arabesques ; and the dado is covered with monochrome
paintings of scenes from the lives of saints, medallions
with prophets, and very graceful and powerfully drawn
female figures in full length, in which the influence of
Signorelli may be traced. In the fourth chapel Pinturic-
chio painted the Four Latin Doctors in t'ne lunettes of the
vault. Most of these frescos are considerably injured by
damp, but happily have suffered little from restoration ;
the heads are painted with much minuteness of finish,
and the whole of the pictures depend very largely for
their effect on the final touchings a secco. The last paint-
ings completed by Pinturicchio in this church were the
frescos on the vault over the retro-choir, a very rich and
well-designed piece of decorative work, with main lines
arranged to suit their surroundings in a very skilful way.
In the centre is an octagonal panel of the Coronation of
the Virgin, and round it medallions of the Four Evangelists
■ — the spaces between them being filled up by reclining
figures of the Four Sibyls. On each pendentive is a figure
of one of the Four Doctors enthroned under a niched
canopy. The bands which separate these pictures have
elaborate arabesques on a gold ground, and the whole is
painted with broad and effective touches, very telling
when seen (as is necessarily the case) from a considerable
distance below. No finer specimen of the decoration of a
simple quadripartite vault can anywhere be seen.
In 1492 Pinturicchio was summoned to Orvieto, where
he painted two Prophets- and two of the Doctors in the
duomo. In the following year he returned to Rome, and
was employed by Pope Alexander VI. (Borgia) to decorate
a suite of six rooms in the Vatican, which Alexander had
just built. These rooms,- called after their founder th»
Appartamenti Borgia, now form part of the Vatican
library, and five of them still retain the fine series of
frescos with which they were so skilfully decorated by Pin-
turicchio. The upper part of the walls and vaults, not only
covered with painting, but further enriched with delicate
stucco work in relief, are a masterpiece of decorative
design applied according to the truest prineiples of mural
ornament,^ — a much better model for imitation in that
respect than the more celebrated Stanze of Raphael
immediately over the Borgia rooms. The main subjects
are — (1) the Annunciation, the Nativity, the Magi, and the
Resurrection ; (2) Scenes from the lives of St Catherine,
St Antony, and other saints ; (3) allegorical figures of
Music, Arithmetic, and the like ; (4) four figures in half
length, with rich arabesques , (5) figures of the planets, the
occupations of the various months, and other subjects.
The sixth room was repainted by Perino del Vaga^
Though not Avithout interruption, Pinturicchio, assisted
by his pupils, worked in these rooms from 1492 till 1498,
when they were completed. His other chief frescos in
Rome, still existing in a very genuine state, are those in
the Cappella Bufalini at the south-west of St Maria in Ara
Coeli, probably executed from 1497 to 1500. These are
well-designed compositions, noble in conception, and finished
with much care and refinement. On the altar wall is a
grand painting of St Bernardino of Siena between two
other saints, crowned by angels ; in the upper part is a
figure of Christ in a vesica-glory, surrounded by angel
musicians ; on the left wall is a large fresco of the miracles
done by the corpse of St Bernardino, very rich in colour,
and full of very carefully painted heads, some being,
' See Guattani, Quadri nell' AppaH. Borgia, Rome, ISC-
P I N— P I N
109
portraits of members of the Bufalini family, for wiiom
these frescos were executed. One group of three females,
the central figure with a child at her breast, is of especial
beauty, recalfing the grace of Raphael's second manner.
The composition of the main group round the saint's
corpse appears to have been suggested by Giotto's painting
of St Francis' on his bier in S. Croce at Florence. On
the vault are four noble figures of the Evangelists, usually
attributed to Luca Signorelli, but certainly, like the rest
of the frescos in this chapel, by the hand of Pinturicchio.
On the vault of the sacristy of S, Cecilia in Trastevere,
Pinturicchio painted the Almighty surrounded by the
Evangelists, a work which still exists in a fair state of
preservation and unrestored. During a visit to Orvieto
in 1496 Pinturicchio painted two more figures of the
Latin Doctors in the choir of the duomo — now, like the
rest of his work at Orvieto, almost destroyed. For these
he received fifty gold ducats.
Among his panel pictures the following are, the most
important. An altarpiece for St Maria de' Fossi at Perugia,
painted in 1496-98, now moved to the picture gallery,
is a Madonna enthroned among Saints, graceful and
sweet in expression, and very minutely painted ; the wings
of the ratable have standing figures of St Augustine and
St Jerome ; and the predella has paintings in miniature of
the Annunciation and the Evangelists. Another fine altar-
piece, similar in delicacy of detail, and probably painted
about the same time, is that in the cathedral of San
Severino — the Madonna enthroned looks down towards
the kneeling donor. The angels at the sides in beauty of
face and expression recall the manner of Lorenzo di Credi
or Da Vinci. The Vatican picture gallery has the largest
of Pinturicchio's panels — the Coronation of the Virgin,
with the apostles and other saints below. Several well-
executed portraits occur among .the kneeling saints. The
Virgin, who kneels at Christ's feet to receive her crown, is
a figure of great tenderness and beauty, and the lower
group is composed with great skill and grace in arrange-
ment. Other important panel paintings by Pinturicchio
exist in the cathedral of Spello, in the Siena gallery, at
Florence, at Perugia, and in other collections.
In 1501 Pinturicchio painted several fine frescos in S.
Maria Maggiore at Spello, — all very decorative, and full
of elaborate architectural accessories. One of them,
the Annunciation, is signed " Bernardinvs Pintvrichivs
PervsinvB." They are much injured by damp and clumsy
restoration. The most striking of all Pinturicchio's
frescos, both for brilliance of colour and their wonderful
state of preservation, are those in the cathedral library at
Siena, a large room built in 1495 by Cardinal Francesco
Piccolomini, afterwards Pius ILL In 1502 the cardinal
contracted with Pinturicchio to decorate the whole room
with arabesques on the vault, and on the walls ten scenes
from the life of jEneas Sylvius Piccolomini, Pius 11., the
uncle of Cardinal Francesco.
The contract, given in fuU by'Milanesi (Vosari, iii. p. 619), is a
very interesting one ; It specialiy provides that the cartoons, their
transference on to the walls, and all the heads, were to bo by
Pinturicchio's own hand, thus contradicting Vasari's assertion that
the cartoons were the work of Raphael. In fact when closely ex-
amined the evidence which would give Raphael an important share
in the execution of these fine paintings amounts to very little. The
document provides for the price of these frescos, namely one thousand
gold ducats, to be paid in various instalments. The work was
begun early in 1503, but was interrupted for a while by the death
of Pius III. His will, however, provided for the completion of the
work by his executors, and the whole series were finished in 1507.
The subjects are (1) the journey of the young Sylvius Piccolomini
to the council of Basel, in the suite of Cardinal Capranica ; (2) his
reception by James I. of Scotland as envoy from the council of
Basel ; (3) his being crowned with the poet's laurel by Frederick
III.; (4) his reception by Pope Eugenius IV. as ambassador from
Frederick III.; (6) outside the wall of Siena bo presents to
Frederick III. his bride Leonora, infanta of Portugal; (6) he
receives the cardinal's hat from Pope Calixtus 111.; (7) he is
borne in procession after his election as Pope Pius II.; (8) bo
presides at a council at Mantua ; (9) ho canonizes St Catherine of
Siena ; (10) he arrives in Ancona to promote the ciusade against
the Turks. In addition to these there is, outside the library, ovei
the door, the Coronation of Pius III.
Though this splendid series of paintings are laid in with true
Iresco-colours, there is bat little /rcsco buono visible; almost the
whole is painted over a seeco with colours much more brilliant in
tone than could be used on the wet stucco. This retouching, which
was employed by all fresco painters, was used by Pinturicchio more
than by most artists. In tne lower part of the scene of St Cathec-
ine's canonization ho has introduced his own portrait, and standing
by him is a youth who bears some resemblance to Raphael. The
paintings are all finished with much care, Ijut Pinturicchio has not
kept to the flat and simply decorative treatment of his earlier man-
ner ; there is much more of aerial perspective and distance destroy-
ing the apparent solidity of the waU surface.
In 1508 Pinturicchio painted another panel of the
Madonna enthroned among Saints for the church of the
Minori Conventuali at Spello. It is now over the altar
in the sacristy. On his return to Siena he painted a
whole series of frescos on the walls of the Palazzo
Petrucci, now all destroyed except one scene of the return
of Ulysses to Penelope (or possibly Collatinus and Lucretia),
which is now in the National Gallery of London, trans-
ferred to canvas. One of his last works, painted in 1513,
the year of his death, is a very beautiful and highly
finished panel with Christ bearing His Cross, now in the
Palazzo Borromeo in Milan. Pinturicchio married Grania
di Niccol6, and had by her two sons and four daughters ;
there is probably no truth in the story of his being starved
by his wife during his last illness.
The frescos in the Cappella Bufalini were engraved in ten plates
by Fran. Giangiacomo, and published by the Calcografia Canierale
of Rome. The Siena library series were engraved by Faucci in the
the last century, and more recently by Lasinio. Neither set is
remarkable for fidelity or spirit. The Siena frescos and those at
Spello have been published in chromolithograph by the Arundel
Society of London.
Pinturicchio's worth as a painter has been for the most part
undervalued, partly owing to the very strong prejudice and dislike
which tinges Vasari's biography of him. Even recent writers, such
as Crqwe and Cavalcaselle, have hardly done him justice. A fairer
estimate of his position in th» history of art is given by Vermiglioli,
Memorie di Pinturicchio, Perugia, 1837 ; and in the valuable notes
and appendix of Milanesi's edition of Vasari, iii. p. 493-531,
Florence, 1878. See also Schmarsow, liaphael und Pinturicchio m
Siena, Stuttgart, 1880, a.nd Pinturicchio in Eom, Stuttgart, 1882,
both well illustrated by photolithography. (J. H. M.)
PINZON, a family of wealthy Spalnish navigators, of
Palos de Moguer, in Andalusia, three members of which
— Alonzo, Francesco, and Vicente, brothers — were associ-
ated with Columbus in his great discovery.
Martin Axonzo Pinzon, born about the middle of the
15th century, gave material assistance to Columbus in
carrying out his project. In the expedition of 1492
Alonzo commanded the "Pinta," on board of which his
brother Francesco was pilot; another brother, Vicente
Yanez, had command of the " Nina." It was at Alonzo'a
pursuasion that on October 7th the course of the expedi-
tion was changed to the south-west ; the island of Guana-"
hani or San Salvador, four days after, was sighted. Ori
November 21, off the coast of Cuba, Alonzo separated
himself from the expedition, and crowded sail to the wcst^
ward, hoping to bo the first to arrive at the land of gold
of which they had heard the natives speak. "After an
absence of six weeks ho rejoined Columbus, who accepted
the excuses ho gave for his absence. On the return
journey Alonzo again separated from his loader, probably
by design, and when Columlnia arrived at Palos on March
15, 1493, he learned that Alonzo had already landed at
Bayona in Galicia. If his object was to forestall Columbue
and obtain the credit of being the discoverer of the New
World, his intentions were foiled ; he was rcfusod th«
.110
r 1 0 — p I p
audience wbieh he craved of the sovereigns, and very
shortly after died, it is supposed of chagrin. Even
although it could be proved that" Alonzo's intentions were
dishonourable, we should remember that it was largely
through his liberality that Columbus was enabled to carry
out his immortal voyage.
ViCE.VTE Tanez Pinzon, who commanded the "Nina,"
also gave Columbus material help, and remained loyal to
his leader throughout. In after years he made important
discoveries on his own account. In 1499 he sailed with
four caravels across the Atlantic to the south-west, and on
January 20, 1500, he struck the South-American continent
at Cape S. Agostinho, its most easterly projection, three
months before the Portuguese navigator Cabral reached
Brazil, the discovery of which is geperally attributed to
him. Proceeding southwards a short distance, he then
turned north, followed the coast to the north-west, and
went as far at least as what is now Costa Rica. After
touching at Hayti, and losing two of his vessels among the
Bahamas, Vicente returned to Palos in the end of Septem-
ber 1500. Although concessions were made to him, and
he was created governor of the newly discovered lands by
Ferdinand and Isabella, he does not seem to have ever
taken possessioru In 1508 we find Vicente sailing with
Juan Diaz de Salis along the east coast of South America,
in their attempt to find an opening towards the west that
would conduct them to the Spice Islands. He did not
get beyond the 40th degree of S. lat., about the mouth of
the Rio Negro, having passed the mouth of the La Plata
without recognizing it. After 1523 all traces of Vicente
are lost.
Navarrete, Cokceion de Viajes ; Humboldt, Geography of the
New World ; Wasliington Irving's Columbus and Companions of
Columbus ; bibliogj-apliy in Joaquin Caetano da Silva's L'Oijapoc el
VAmazone ; Peschel, Geschkhte des Zeitalters der Entdeclmngm.
PIOJIBO, Sebastiano del. See Sebastiano.
PIOTRKOW, the chief town of a government of the
same name in Russian Poland, and formerly the seat of
the high court of Poland, is situated on the railway from
Warsaw to Vienna, 90 miles by rail to the south-west of
the capital, 5 miles to the west Of the river Pilica. Ten
years ago it was a poor town of 17,000 inhabitants, but
".t has - grown during the last few years, partly as the
seat of the provincial administration, and partly in conse-
quence of the development of trade. In April 1882 it
had 23,050 inhabitants, including 3000 military. Its
manufactures are still insignificant ; it has a few flour-
mills, saw-mills, soap-works, and breweries.
PIOZZI, Hester Lynch (1741-1821), the daughter of
John Salisbury of Bodville, Carnarvonshire, was born
there, as it would appear from a protracted dispute
between Croker and Macaulay, 27th January 1741. After
an education which e.\tended considerably beyond that
given to most ladies of her period — for she was acquainted
with the learned languages as well as with French, Italian,
and Spanish — she was married in 1763 to Henry Thrale, a
brewer of Southwark, whose house was at Streatham on
the south-east corner of Tooting Beck Common. In this
retreat she drew around her many of the most distin-
guished men of letters of the age. She was introduced to
Johnson by Arthur JIurphy in the year after her marriage,
and for nearly twenty years the sage remained on the closest
intimacy with her. He travelled with them in Wales in
1774, and visited France in their company in 1775.
Boswell's first visit to Streatham took place in October
1769. Madama D'Arblay was first received there in
August 1778. In spite of this intercourse with the princi-
pal writers of the day troubles grew upon her in her
married life. ^ Her talents were not appreciated by her
husband : he was always ill and frequently in pecuniary
anxiety ; and when children were born to her they oft^
succumbed to sickness. After some years' illness Mr
Thrale died on April 4, 1781, and, as the brewery in the
borough sold for £135,000, the widow found herself amply
provided for. At the time of !Mr Thrale's death Dr
Johnson was in declining health, and he soon began to
think himself slighted, nor was his indignation abated at
the announcement in the spring of 1783 of her engage-
ment to Piozzi, an Italian musician For a time the
engagement was broken off, but it was quickly resumed,
and on the 25th of July 1784 they were married. The
union provoked the resentment of her children, and the
undying denunciations of Dr Johnson ; but, when her
husband was found to be a man of quiet and inoffensive
manners and a careful guardian of his wife's resources, her
children acquiesced in the marriage and most of her
friends returned to her. Baretti, always her enemy,
abused her, and Boswell ridiculed her, but her character
has survived the insinuations of the one and the open
malevolence of the other, as well as the satiric attacks of
Peter Pindar. Piozzi died of gout at Brynbella, March
1809, and from that time his widow's life was chiefly spent
in the social circles of Bath and Clifton or in the retire-
ment of Penzance. When long past seventy she took a
fancy to William Augustus Conway the actor, and the
" love letters " which she wrote to him have been published
with a catchpenny title. She died at Clifton, 2d May
1821.
Airs Piozzi was bright and witty, and possessed of manners which,
if not refined, never failed to attract. Several of her literary
publications have long since perished from want of vitality, but
her Little poem of " The Three Warnings " forms a part of most
selections of English poetry. Her Anecdotes of Dr Johmcn, now a
scarce book, ai'e contained, "as she lierself gave them to the
world," in the concluding volume of Napier's Johnson (1884), and
her notes to Wraxall's Historical Memoirs are reprinted in the
1884 edition of tliat work. The Anecdotes and the Letters to and
frojn Dr Johnson are inferior in interest only to the work of
Boswell. Two editions of the Autobiography of Mrs Piozzi, under
the editoi'ship of Abraham Hayward, have been issued, and the
Rev. Edward Mangin published in 1833, under the disguise of "by
a friend," a thin volume of PiozziavM,, Her features are reproduced
in the lady's countenance in Hogarth's picture of the Lady's
Last Stake.
PIPE (see Music, vol. xvii. p. 77 ; and Oegas, ih. p.
SSt)). Stnitt, in his Sports and Pastimes of the People of
England, gives representations of the pipe and tabor as
used in England in the 14th century to accompany a
dancing-dog, a cock on stilts, a horse rearing, (fee. From
the drawings we cannot ascertain the nature of the pipe
represented. We may, however, suppose it to have been
similar to the galoubet used in France, along with the
tabor, from a very remote period. This galoubet is a small
instrument of the flageolet kind. Its use for more than
the last two centuries has been confined to Provence. „ It
has only three fingerJioles, and is played with the left
hand, whilst the right beats the tabor, which is attached
to the performer. ^ The compass of the galoubet is two
octaves and a tone from D on the third line of the treble
clef up to E in altissimo. Great skill is required to bring
out all the sounds of its compass. Some of the players on
this small and imperfect instrument are said to be so
dexterous as to be able to perform upon it very difficult
pieces of music composed for other instruments, such as
the violin, &c. It is always accompanied by the tabor,
which is a small drum of a cylindrical form, and rather
longer and narrower in its relative proportions, than the
common drum. _ In the last century several books , of
instruction were published at Paris by distinguished per-
formers on the galoubet.
^PIPE, Tobacco. The smoking of tobacco in pipes is
a custom which prevailed in" America for a period of
unknown duration previous to the discovery of that con.^
F 1 r E
HI
"Monitor "Pific.
Fio. 2. —Heron Pipe.
lineni by Columbus. The most ancient • pipes of whicb
remains e.\ist liave been found in mounds or tumuli called
pipe mounds, piincijially in the States of Ohio, Indiana,
Illinois, and Iowa. These mound pipes, which are carved
in porphyry and other hard stones, are very uniform in
type. The pipe, cut out of a single piece of stone, consists
of a slightly convex platform or base, generally from 3 to
4 inches in length, and about an inch broad, with the
bowl on the centre. A fine hole is pierced from one end
of the platform to the bottom of the bowl, the ojiposite
end being obviously for holding in the hand while the pijje
is being smoked. In the
commonest forms the
bowl is a simple cylinder
or urn (fig. 1), but in
many cases remarkable
artistic skill has been
displayed in carving the
bowls into miniature
figures of bird.s, mammals, reptiles, and human heads, often
grotesque and fantastic, but always vigorously expressed
(fig. 2). These mound
or platform pipes with
carved human and ani-
mal forms are objects
of the highest ethno-
graphic interest and im-
portance, being among
the most characteristic
remains of the ancient
inhabitants of the Mis-
sissippi valley. The wide area over which they, as well
as remains of baked clay pipes, are found throughout the
American continent testifies to the universal prevalence
of smoking in the pre-Columbian era. Many of the
ancient clay pipes found in Mexico, &c., are elaborately
moulded and ornamented, while others show considerable
Bimiiarity to the early clay pipes of Europe. Among the
North-American Indian tribes the tobacco pipe occupies a
position of peculiar symbolic significance in connexion
with the superstitious rites and usages of the race. The
calumet, peace pipe, or medicine pipe is an object of the
most profound veneration, entrusted to the care of a highly
honoured oiiicial, and produced and smoked with much
ceremony only on occasions of great importance, and
solemnity. It is remarkable that, whilst the most ancient
American pipes had no Separate stem, it is the stem only
of the medicine pipe which is the object of veneration
among the Indians, the bowl used being a matter of
indifference. Tho favourite material for Indian pipe
bowls is the famous red pipe stone (catlinito), a fine-
grained easily-worked stone of a rich red colour of the
Coteau des Prairies, west of the Big Stone Lake in
Dakota. The quarries were formerly neutral ground
among the warring Indian tribes, many sacred traditions
being associated with the locality and its product (see
Longfellow's Hiaioaiha, i.). The Babeen Indians of the
British-Columbian coast xiarve from a soft blue clay slate
very elaborate and massive pipes with intricate pierced
work and fantastic animal forms, tho pipe tube being
pierced from some protruding part of the sculpture.
There is considerable dispute as to whether pipes for
'smoking were at all known in Europe previous to tho dis-
covery of America. That tobacco-smoking was unknown
is certain ; but pipes of iron, bronze, and clay have been so
frequently found associated with Roman remains and other
antiquities as to lead many authorities to maintain that
Buch pipes must have been anciently used for burning
incense or for smoking aromatic herbs or hemp. Through-
out Great. Britain and Ireland small clay pipes are fre-
quently dug up, in some instance.s associated with Roman
relics. These are known amongst the people as elfin,
fairy, or Celtic pipes, and in some districts supernatural
agencies have been called in to account for their existence.
The elfin pipes have commonly flat broad heels in place of
the sharp spur now found on clay pipes, and on that flat
space the mark or initials of the maker is occasionally
found. There is no reason to believe that these pipes are
older than the 17th century. The introduction of the
tobacco pipe into Europe is generally ascribed to Ralph
Lane, first governor of Virginia, who in 1586 brought an
Indian pipe to Sir Walter Raleigh, and taught that courtiejr
how to use the implement. The pipe makers of London
became an incorporated body in 1G19, and from England
the other nations of Europe learned the art of making clay
pipes. Baillard, in his Discours du Tahac (1668) says of
the English — " Ces derniers ont invents les pipes de terre
cuite, qui ont cours aujourd'huy par tout le monde."
The habit of smoking with pipes spread with incredible
rapidity ; and among the various peoples the pipe assumed
special characteristics, and its modifications became the
medium of conveying social, political, and personal allu-
sions, in many cases with no little artistic skill and
humour. The ijipo also became the object of much inven-
tive ingenuity, and it varied as greatly in material as in
form — wood, horn, bone, ivory, ttone, precious and other
metals, amber, glass, porcelain, and above all clay being
the materials employed in various forms. By degrees
pipes of special form and material came to be associated
with particular people, so that now we have the elongated
painted porcelain bowls and pendulous stem of the German
peasantry, the red clay bowl and long cherry wood stem
of the Turk, and the very small metallic bowl and cane
stem of the Japanese, (fee. The moat luxurious and elabo-
rate form of pipe is the Persian kalyun, hookah, or water
tobacco pipe. This consists of three pieces, the head or
bowl, the water bottle or base, and the snake or long
flexible tube ending in the mouthpiece. The tobacco,
which must be previously prepared by steeping in water,
is placed in the head and lighted with live charcoal, a
wooden stem passes from its bottom down into the water
which fills the base, and the tube is fitted to a stem which
ends in the bottle above the water. Thus the smoke is
cooled and washed .before it reaches the smoker by passing
through the. water in the bottle, and by being drawn
through the coil of tube frequently some yards in length.
The bottles are in many cases made of carved and other-
wise ornamented cocoa-nut shells, whence the apparatus
is called ndrgila, from ndrfil, a. cocoa-nut. Silver, gold,
damascened steel, and precious stones are freely used in tho
making and decoration of these pipes for wealthy smokers.
Pipe Manufacture. — Tho rcfrular pipe-making industries divide
into many brandies, of which the more important arc tho clay five,'
meerscliaum (real and artificial), and wooden bowl trades. Clay
pipes are made in prodigious nimibcrs by hand labour with an iron
mould and a steel wire for forming the tube of the stem. Tipo
moulding is a very simple operation in pottery, and the work is
performed with astonishing celerity. A number of machiii(« have
been devised for automatic pipe-moulding ; but the manual oiwra-
tions are so rapid and inexpensive that there is little margin fo^
saving by tho substitution of machinery. Tho jiipes are very
lightly fired ao ns to keep them soft and porous ; niid so cheaply
made arc they that the commoner kinds can bo retailed at a profit
for a farthing each. Tlic principal centre of tbo clay pipe industry
is at Broscley in StafTordsliiro, where tho trade has been established
since tho early part of tbo 17th century. Meerschaum pipes (sco
Mebiischaum, vol. XV. p. 825) aro tho expensive luxury of tho
European smoker, and largo sums of money arc occnsionally
expended on tho artistic treatment of tlio meerschaum bowl or on
the adornment of its adjuncts. Tho common meerschaum is gene-
rally provided with n mimth-pieco of amber, but modern ingenuity
has succeeded in providing a remarkably clever imitation of both
substances, so that a large proportion of the so-called meersehaum
pipes arc factitious. Tho hcadquartirs of the meerschaum pij^a
112
P I P — P I P
^industry is at Eulila iii Thuriiigil, anil in connexion with an
official imiuiiy into tlio German tobacco trade in 1879 the average
iproJuctipu of pipes ailJ pipe ailjuncts ia tliat district for several
lyears was ascertained. Of pipe bowls there were made yearly
1540,000 genuine raeerscliaums; 5,4p0,0O0 artificial meerschaums;
14,800,000 wooden heads; 9,600,000 common porcelain bowls (the
favourite of the German peasant) ; and 2,700,000 Cue clay or lava
itowls. Jurther the trade included 15,000,000 pipe stems or
tubes of various materials; 19,200,000 adjuncts, such as. flexible
tubes, chains, tops, Jcc. ; 144,000 pipe cases; 9,600,000 mouth-pieces
and cigar-holders of am ber, horn, meerschaum, wood, &c. ; and
finally 15,000,000 compUte pipes of various materials. The whole
annual value of the industry is estimated at £1,000,000 sterling.
The favourite wooden pipe generally known as a briar-wood or
briar-root pipe is really made from the roots of the tree heath, Erica
(irborea (French, hruylrc), principally obtained on the hills of the
Maremma and tal<en thence to Leghorn. There the roots are
shaped into blocks each suitable for a pipe, the cutting of the wood
60 as to avoid waste requiring considerable skill. These blocks
are simmered in a vat for twelve hours, which gives them the much
appreciated yellowish-brown hue of a good "briar-root." So pre-
pared the blocks are exportsd for boring and finishing to St Claude
(Jura) in France and to Nuremberg, the two rival centres of the
(Wooden pipe trade. (J. PA.)
PIPE-FISHES, small marine fishes, which with the Sea-
horses form a distinct family, Syngnathidse, of the order
of Lophobranchiate Fishes (see Ichthyology, vol. xii. p.
€94). ; The name is derived from the peculiar form of their
>T?;5g^
Fio. \.—Syngnathtis acus, male, with aub-candal pouch.^
snout, which is produced into a more or less long tubej"
ending in a narrow and small mouth which opens upwards
and is toothless. The body and tail are;
long and thin, snake-like, encased in hard ^
integuments which are divided into regu-'.
larly arranged segments. This dermal
skeleton shows several longitudinal ridges,'''
80 that a vertical section through the body
represents an angular figure, not round or
oval as in the majori,ty of other fishes.*
A dorsal fin is always present, and the
principal (in some species, the only) organ
of locomotion. The ventral fins are as
constantly absent, and the other fins may
OT may not be developed. ■ The gill-open-
ings are extremely small, and placed near
the upper posterior angle of the gill-cover.
Pipe-fishes are abundant on such coasts of
the tropical and temperate zones as offer
by their vegetation shelter to these de-
fenceless creatures. They are very bad
swimmers, slowly moving through the
■water by means of the rapid undulatory
movement of the dorsal fin. Their tail,
even when provided with a caudal fin, is J
of no use in swimming, and not prehensile \
as in sea-horses. Specimens, therefore, ria
are not rarely found at a great distance Sc.^%imi"hTyoung
from land, having been resistlesslv carried ■'eady to leave the,
T. J. • 1. ^1 ■ pouch. One side of
by currents into the open ocean; one the membrane of the
species, Syngnathus pelagicus, has an extra- J°,"g'',„ aamft'tf 'a
ordinarily wide range over the tropical view of its interior,
seas, and is one of the common fishes in- (Natural size.)
habiting the vegetation of the Sargasso Sea. In pipe-
fishes the male is provided with a pouch — in some species
on the abdomen, in others on the lower side of the tail —
in which the ova are lodged during their development
This marsupial pouch is formed by a fold of the skin
developed from each side of the trunk or tail, the free
margins of the fold being firmly united in the median line
throughout the period during which the egga are being
hatched. When the young are hatched the folds separate,'
leaving a wide slit, by which the young gradually escape
when quite able to take care . of themselves. Nearly a
hundred different species of pipe-fishes are known, of
which Sipkonostoma typlde, Syngnathus acus (the Great
Pipe-fish, up to 18 inches in length), Nerophis aquoreus
(Ocean Pipe-fish), Nerophis ophidion (Straightnosed Pipe^
fish), and Nerophis lumbriciformis (Little Pipe-fish) are
British species. The last three are destitute of a caudal
fin.
PIPIT, French Pipit, cognate with the Latin Pipio (see
Pigeon, supra p. 84), the name applied by ornithologista
to a group of birds having a. great resemblance both in
habits and appearance to the Larks (vol. xiv. p.. 317),
with which they were formerly confounded by systematiets
as they are at the present day in popular speech, but
differing from them in several important characters, and,
having been first separated to form the genus Anthus,
which has since been much broken up, are now generally
associated with the Wagtails {q.v.) in the Family Mota-
cillidx.^ Pipits, of which over fifty species have been de-
scribed, occur in almost all parts of the world, but in North
America are represented -by only two species — Neocorys
spraguii, the Prairie-Lark of the north-western plains, and
Anthus ludovicianus, the American Titlark, which last is
very nearly allied to the so-called Water-Pipit of Europe,
A. spipoletta. To most English readers the best known
species of Pipit is the Titlark or Meadow- Pi pit, A. pratensis,
a bird too common to need description, and abundant on
pastures, moors, and uncultivated districts generally ; but
in some localities the Tree-Pipit, A. trivialis, or A. arhoreus
of some authors, takes its place, and where it does so it
usually attracts attention by its loud song, which is not
unlike that of a Canary-bird, but delivered (as appears to
be the habit of all the Pipits) on the wing and during a
short circuitous flight. Another species, the Eock-Lark,*
A. obtcurus, scarcely ever leaves the sea-coast and is found
almost all round the British Islands. The South-African
genus Macronyx, remarkable for the extreme length of its
hind claw, -. is generally placed among the Pipits, but
differs from all the rest in its brighter coloration, which
has a curious resemblance to the American genus Stumella
(see IcTEEUS, vol. xii. p. 697), though the bird is certainly,
not aUied thereto. (a. n.)
PIPPI, GnjLio (c. 1492-1546),^ the head of the Roman
school of painting in succession to Raphael. This prolific
painter, modeller, architect, and engineer is currently
named Giulio (or Julio) Romano, from the place of his
birth — Rome, in the MaceUo de' Corbi. His name in full
was Giulio di Pietro di Filippo de' Gia.nnuzzi, — Giannnzzi
being the true family name, and Pippi (which has prac-
tically superseded Giannuzzi) being an abbreviation from
the name of his grandfather Filippo.
iThe date of Giulio's. birth is a little uncertain."' Vasari
(who knew him personally) speaks of him as fifty-four
years old at the date of his death, Ist November
1546; thus he would have been bom in 1492. Other
accounts assign 1498 as the date of birth. This would
make Giulio young indeed in the early and in such case
most precocious stages of his artistic career, and would
show him as .djdng, after an infinity of hard work, at the
comparatively early age of forty -eight.
Giulio must at all events have been quite youthful
^ Pipits can always be distinguished from Larks by having the hind
part of the .^tarsuj" undivided, while the Larks have it scutellateJ.
p I p p I
113
■when be first 'became the pupil of Raphael, and at
Raphael's death in 1520 he was at the utmost twenty-
eight years of age. Raphael had loved him as a son, and
had employed him in some leading works, especially in the
Loggie of the Vatican ; the series there popularly termed
" Raphael's Bible " is done in large measure by Giulio, —
as for instance the subjects of the Creation of Adam and
Eve, Noah's Ark, and Moses in the Bulrushes. In the
saloon of the " Incendio del Borgo," also, the figures of
Benefactors of the Church (Charlemagne, &c.) are Giulio's
handiwork. It would appear that in subjects of this kind
Raphael simply furnished the design, and committed the
execution of it to some assistant, sach as Giulio, — taking
heed, however, to bring it up, bv final retouching, to his
own standard of style and typdf Giulio at a later date
followed out exactly the same plan ; so that in both
instances inferiorities of method, in the general blocking-
out and even in the details of the work, are not to be pre-
cisely charged upon the caposcuola. Amid the multitude
of Raphael's pupils, Giulio was eminent in pursuing his
style, and showed universal aptitude ; he did, among other
things, a large amount of architectural planning for his
chief. Raphael bequeathed to Giulio, and to his fellow-
pupil Gianfrancesco Penni (" II Fattore"), his implements
and works of art ; and upon them it devolved to bring to
completion the vast fresco-work of the " Hall of Constan-
tine " in the Vatican — consisting, along with much minor
matter, of the four large subjects, the Battle of Constan-
tine, the Apparition of the Cross, the Baptism of Constan-
tino, and the Donation of Rome to the Pope. The two
former compositions were executed by Pippi, the two
latter by Penni. The whole of this onerous undertaking
was completed within a period of only three years, — which
is the more remarkable as, during some part of the in-
terval since Raphael's decease, the Fleming, Adrian VI.,
had been pope, and his anti-aesthetic pontificate had left
art and artists almost in a state of inanition. Clement
VII. had now, however, succeeded to the popedom. By
this time Giulio was regarded as the first painter in Rome ;
but his Roman career was fated to have no further sequel.
Towards the end of 1524 his friend the celebrated
■ -writer Baldassar Castiglione seconded with success the
urgent request of the duke of Mantua, Federigo Gonzaga,
that Giulio should migrate to that city, and enter the
duke's service for the purpose of carrying out his projects
in architecture atid pictorial decoration. Those projects
were already considerable, and under Giulio's management
they became far more extensive still. The duke treated
his painter munificently as to house, table, horses, and
whatever was in request ; and soon a very cordial
attachment sprang up between them. In Pippi's multi-
farious work in Mantua three principal undertakings
.should bo noted. (1) In the Castello he painted the
History of Troy, along with other subjects. (2) In the
suburban ducal residence named the Palazzo del T (this
designation being apparently derived from the form of the
roads which led towards the edifice) ho rapidly carried out
a rebuilding on a vastly enlarged scale, — the materials
being brick and terracotta, as there is no local stone, —
and decorated the rooms with his most celebrated works
it.- oil and fresco painting — the story of Psycho, Icarus,
the Fall of the Titans, and the portraits of the ducal
horses and hounds. The foreground figures of Titans
are from 12 to 14 feet high; the room, even in its
structural details, is made to subserve the general artistic
purpose, and many of its architectural features are dis-
torted accordingly. Greatly admired though these pre-
eminent works have always been, and at most times even
more than can now bo fully ratified, they have suffered
severely at the hands of restorers, and modern eyes see
them only through a dull and deadening fog of renovation.
The whole of the work on the Palazzo del T, which is of
the Doric order of architecture, occupied about five years.
(3) Pippi recast and almost rebuilt the cathedral of
Mantua; erected his own mansion, replete with nunjerous
antiques and other articles of vertu ; reconstructed the
street architecture to a very largo extent, and njado the
city, sapped as it is by the shallows of the Minoio, com-
paratively healthy ; and at Marmiruolo, some five miles
distant from Mantua, he worked out other important
buildings and paintings. He was in fact, for nearly a
quarter of a century, a sort of Demiurgus of the arts of
design in the Hantaan territory.
Giulio's activity was interrupted but not terminated by
the death of Duke Federigo. The duke's brother, a
cardinal who became regent, retained him in full em})loy-
ment. For a while he went to Bologna, and constructed
the facade of the church of S. Petronio in that city. He
was afterwards invited to succeed Antonio Sangallo as
architect of St Peter's in Rome,— a splendid appointment,
which, notwithstanding the strenuous opposition of his
wife and of the cardinal regent, he had almost resolved to
accept, when a fever overtook him, and, acting upon a
constitution somewhat enfeebled by worry and labour,
carried him off on 1st November 1546. He lies buried in
the church of S. Barnaba in Mantua. At the time of his
death Giulio enjoyed an annual income of more than 1000
ducats, accruing from the liberalities of his patrons. He
left a widow, and a son and daughter. The son, named
Rafiaello, studied painting, but died before ho could pro-
duce any work of importance ; the daughter, Virginia,
married Ercole Malatesta.
Wide and solid knowledge of design, combined with a prompti-
tude of composition that was never at fault, formed the chief
motive power and merit of Giulio Romano's art. Whatever was
wanted, he produced it at ouce, throwing olf, ns Vasari says, a
large design in an hour ; and he may in that sense, though not
equally so when an imaginative or ideal test is apjdied, be called a
great inventor. It would bo difficult to name any oilier artist who,
working as an architect, and as the plastic and pictori.il embellisher
of his architecture, produced a total of work so fully and homo-
geneously his own ; hence ho has been named " the prince of
decorators." Ho had great knowledge. of the human frame, and
represented it with force and truth, though sometimes with an
excess of movement ; he was also learned in other matters,
especially in medals, and in the plans of ancient buildings. In
design he was more strong and emphatic than grnccful, and worked
a great deal from his accumulated stores of knowledge, without
consulting nature direct. As a general rule, his designs are finer
and freer than his paintings, whether in fresco or in oil — his easel
Sictures being comparatively few, and some of them the reverse of
eccnt ; hisicolouring is marked by an excess of blackish and heavy
tints.
Giulio Romano introduced the style of Raphael into Mantun, and
established there a considerable school of art, which surpassed in
development that of his predecessor Mantegna, and almost rivalled
that ol Rome. Very many engravings — more than three hundred
are mentioned — wore made contoinporancously from his works ; and
this not only in Italy, but in Franco and Flanders as well. His
pl.in of entrusting principally to assi.'-.tanLs the pictorial execution
of his cartoons has already been referred to ; Primoticcio wos one
of the leading coadjutor.i. Rin.ildo Mnn^ovano, a man of groat
ability who died young, was the chief executant of the Fall or th(j
Giants ; ho also cooperated with lienedetto Pagni da Pcscia In
painting the remarkable series of horses and hounds, and the stoi-i
of Psycho. Another pupil was Formo Guisoni, who rcmainoill
settled in Mantua. "The oil pictures of Giulio Romano are not
generally of liigli importance; two leading ones are the Slartyrdoni|
of .Stephen, in the church of that saint in Genoa, and a Holy
Family in the Dresden Gallery. Among his architectural works
not already mentioned is the Villa Madania in Rome, with a fresco
of PdlyphemuB, and boys and satyrs ; the Ionic fsfado of this
building may have been sketched out by Raphael.
Vasari gives a pleasing impression of tlie character of Giulio
Ho was very loving to liis friends, Kcninl, alTablo, well-bred,
temperate in the pleasures of the table, but liking fine opparrl and
a handsome scale of living. , Ho was good-looking, of nii<ldl«
Height, with bl.ack curly hnir 41id dark eyes, aii<l an siiiplo beard ;
his portrait, painted by himself, is in the l/ouvro, (W. M. R.)
19-7
114
P I P - P' I
Q
PIPPIN, or Pf.piji, a name borne by several members of
the Carlovingian family. (1) Pippin of Landen, or Pippin
tlie Old, may^/r of the palace, died G39. (2) His grand-
son. Pippin of Heristal, the father of Charles Martel, died
714. (3) Cartel's son, Pippin the Short, , king of the
Franks, died 768. See, for these three, Frakce, vol. i.^. p.
530 sq. (4) Pippin, son of Charles the Great (776-810),
was his father's deputy in Italy, and as such was anointed
"king for Italy" by Pope Adrian I. in 781. (5) Pippin,
second son of Louis the Pious, appointed king of Aquitaine
by his father in 817, died in 838 after a reign spent in the
family conflicts of the period (6) The son of the iast-
named Pippin was called to the throne by the Aquitanians
on his father's death, and maintained himself with varying
fortunes against Charles the Bald, to whom Louis had
■given the vacant throne, till in 864 he was taken by
treachery and soon died in confinement.
PIQUA, a city of Miami county, Ohio, U.S., is situated
in a rich agricultural district on the Miami river, on the
Miami and Erie Canal, and on the Pittsburgh, Cincinnati,
and St Louis and the Cincinnati and Michigan railways,
about 90 miles N. by E. of Cincinnati. Besides a large
agricultural trade the city has woollen manufactures, iron
foundries, and agricultural machine works. The popula-
tion, 3277 in 1850, was 5967 in 1870 and 6131 in 1880.
PIQUET, a game at cards. The name, of uncertain
etymology, is probably from pique (the spade suit). The
Germans had formerly a Sckioerter game, the packs used
being like piquet packs. The pique of French cards corre-
sponds to the spade (sword) of Italian and to the espadas
of Spanish cards. Hence piquet may be the sivord game.
It seems likely that piquet is a development of ronfa, a
game mentioned by Berni in 1526 ; la ronJJe (included in
Kabelais's list, circa 1530) may be regarded as the same
game. The point at piquet was anciently called ronfle.
The Spanish name of the game was cientos {centum, a
hundred). Piquet was played in England under the name
of cent, or sant, probably as early as 1550 (contemporane-
ously with the marriage of Mary to Philip of Spain).
About the middle of the 17th century (shortly after the
marriage of Charles. I. to Maria Henrietta of France) the
name cent was diopped in England, and the French eaui-
valent, piquet, adopted.
Piquet is played by two persons, with a pack of thirty-
two cards, — the oixes, fives, fours, threes, and twos. being
thrown out from a complete pack. Until recently the
partie was the best of five games of a hundred up (a player
not obtaining fifty losing a double game). But now the
paHie is generally determined in sLs hands, the player
making the largest aggregate score being the winner.
The number of points won is the difference between the
two scores, with a hundred added for the game. If, how-
ever, the loser fails to make a hundred in six hands, the
number of points won is the two scores added together,
with a hundred for the game. Piquet played in this way
is called Rubicon Piquet.
The dealer (see "Laws") deals twelve cards to his adversary
and twelve to himself, by two at a time or by three at a time to
each alternately. He then places the undealt cards, called the
stock, face downwards on the table.
Thep-.ayers now look at their hands and discard, i.e., put out,
Buch cards as they deem advisable, and take in an equivalent
number from the stock. The elder hand (non-dealer) may exchange
five or any less number. He separates his discard from his hand,
places it face downwards on the table, and takes from the top
of the stock the number discarded. If he discards less than five,
he must state how many he leaves. He is entitled to look at cards
he leaves, replacing them face downwards on the top of the stock.
The younger hand may exchange three cards or any less number.
If the elder nand leaves any cards, the younger may exchange as
many as remain in the stock, discarding an equal number. He
takes his cards from the top of the stock, including any left by the
elder hand. If the younger hand leaves any cards, he announces
the number left He has the option of looking at cards lie leaves.
If he looks at them, he must show them to the elder Iiand, afteC
the elder has named the suit he will first lead, or has led a card.
If the younger hand elects not to look at the cards left the elder
cannot see tliem. The younger hand must make his election before
he plays to the card first led, or, if so required, after the dealer has
named the suit he will first lead.
Each pl.ayer may examine his own discard at any time during
the hand ; but he must keep it separate from his other cards.
The elder hand next calls his point, sequences, and quatorzes or
trios, and, if good, scores for them.
The point must be called first or the right to call a point is lost.
It is scored by tiie player who announces the suit of greatest
strength, valued thus : ace, 11 ; court cards, 10 each ; other cards,
the number of piys on each. Thus, if the elder hand's best suit is
ace, king, knave, nine, eight, he calls " five cards." If the younger
hand has no suit of five cards, he says "good." The elder hard
then says "in spades," or whatever the suit may be, or shows his
point face upwards. If the younger hand has a suit of more th:iii
five cards, he says "not good." If the younger hand has also fiv-e
cards, he says " equal " or ' ' what do they make ? " when the elder
calls "forty eight" (or "making eight," short for forty-eight).
The younger must not inquire what the point makes unless he has
an equal number of cards. If the younger hand's five cards make
less than forty-eight he says "good" ; if exactly forty-eight he
says " equal" ; if more than forty-eight, he says "not good,"
The player whose point is good reckons one for each card of it ;
if the points are equal neither player scores for point.
Sequences are usually called next, the elder hand stating what
his^est sequence is, and the younger saying, "good," "equal," or
" hot good," as in the case of the point. Any three or more con-
secutive cards of the same suit held in hand constitute a sequence.
The order of the cards is as follows : — ace (highest), king, queen,
knave, ten, nine, eight, seven (lowest). A sequence of three cards
is called a tierce ; of four, a quart ; of five, a quint ; of six, a
sixiime ; of seven, a scptiime; of eight, a huiliiyne, A tierce of
ace, king, queen is called a tierce major ; a tierce of king, queen,
knave is called tierce to a king (and so -on for other intermediate
sequences according to the card which heads them) ; a tierce of
nine, eight, seven is called a tierce minor. Sequences of four or
more cards follow the same nomenclature, e.g., ace,. king, queen,
knave is a quart major ; knave, ten, nine, eight is a quart to a
knave ; and so on.
A sequence of a greater nnmoer of cards is good against a
sequence of a smaller number ; thus, a quart minor is good against
a tierce major. As between sequences containing the same number
of cards, the one headed by the highest card is good ; thus, a
quart to a queen is good against a quart to a knave. Only iden-
tical sequences can be equal.
The elder hand announces, say, a quint major. If the younger
has a sixieme he says " not good " ; if he has a quint major he
says " equal " ; if he has a lower sequence, or no sequence, he says
"good." The player whose sequence is good reckons one for each
card of it, and ten in addition for quints or higher sequences.
Thus a tierce counts three ; a quart, four ; a quint, fifteen (5 + 10) ;
a sixieme, sixteen ; and so on. If tlie elder hand's sequence i|
good, he names the suit, or shows it face upwards.
If the highest sequence (or the. sequence first called) is good, ali
lower sequences can be reckoned, notwithstanding that the adver-
sary has a sequence of intermediate value. For example, A has
a quart to a queen (good), and a tierce minor. He calls and
reckons seven, notwithstanding that B has a quart to a knave.
B's quart counts nothing.
If the highest sequence is equal, neither player scores anything
for sequence, even though oiSe player may hold a second sequence
of equal or inferior value.
Quatorzes are composed of four aces, four Kings, four queens, four
knaves, or four tens ; trios of three of any of these. They are
called and reckoned as before, except that here there can be no
equality. A quatorze, if good, reckons fourteen : a trio, if good,
reckons three. Any quatorze is good against a trio ; if each player
has a quatorze the highest is. good ; the same if each has a trio.
As in the case of sequences, anything that is good enables the
player to reckon all smaller quatorzes or trios in his hand. A
quatorze or trio is called thus : — the elder hand says "four aces,"
"three queens," or as the case may be; the younger replies
"good" or "not good," as before. When a player calls a trio of
a denomination of which he might hold a quatorze, the adversary
is entitled to be informed which card is not reckoned. Thus, A,
who might hold four kings, calls "three kings"; B says
"good" ; A says "I do not reckon the king of diamonds," or
whichever king it may be that he has put out or suppresses.
When the elder hand has done calling he leads a card. Before
playing to this card, the younger hand reckons all that he has
good, stating of what cards his claims are composed, or showing
the cai-ds claimed for.
The next step is playing the hands. The elder hand leads and
PIQUET
115
pii-.l lie pleases ; t!io younger plays to it. The youncer hand must
f.illu«' suit if aljlo ; otherwise he may play any card ne thinks lit.
Tile two cards thus played constitute a trick. The trick is won
bv the higlier card of the suit led. It is not compulsory to win
(he irick if able to follow suit without. The winner of the trick
(cads to tlio next, and so nn until the twelve cards in hand are
played out.
During the play of the hands the leader counts one for each
laid led, whether it wins the trick or not. If the leader wins the
trick, his adver.<ary reckons nothing that trick ; but if the second
player wins the trick he also counts one ; and so on. The winner
i)f the last trick counts two instead of one.
The tricks are left face upwards on the table, in front of the
player who wins them. They may bo examined by either player
»t any time.
If each player wins six tricks the cards are divided, and there is
po further score. If one player wins more than six tricks ho wins
the cards, and adds ten Xo his score. If one player wins every
trick, he wins a capol, and scores forty for the cards, instead of ten.
During the play of the hand, a player is entitled to be informed
as to any cards liis adversary holds whicli he has reckoned as good,
or has declared to bo equal. A player may require his adversary
to exhibit any such cards ; but the usual practice is to reply to all
necessary questions with regard to them, such as " how many of
your point?" meaning how many in hand, "how many of your
tierce ! " and so on.
Liming iiie progress of the hand each jilaycr repeats aloud the
amount of his score for the time being (see example). At the end
of the hand the number scored is recorded on a ruled card. Each
fdayer has a card and writes down the scores of both himself and
lis opponent. At the end of the sixth hand, the totals are recorded,
auJ the necessary subtraction or addition made. The scores are
then compared. If there is any difference in tlie written scores, a
ulayer's score of his own hand is deemed to be the correct ono.
Example. — A (elder hand) has"dealt him ace, king, knave of
spades ; ace, queen, knave, eight of hearts ; knave, eight, seven of
tr.ibs ; and nine, eight of diamonds. He discards king of spades ;
eight, seven of clubs ; and nine, eight of diamonds. Mo takes in
nine, eight of spades ; king of hearts ; nine of clubs; and king 6f
diamonds.
B (younger hand) has ten, seven of spades ; ten, nine, seven of
hearts ; king, queen, ten of clubs ; and ace, queen, knave, ten of
diamonds. He discards seven of spades ; and nine, seven of hearts.
He takes in queen of spades ; ace of clubs; and seven of diamonds.
The hand tlien proceeds thus. A (calls his point) " five cards."
Il (says) " equal," or " what do they make ?"
A "forty-nine," or " making nine." B "good."
A (counting his point) " five " and (counting his sequence, which
is good) "a quart major, nine. Three knaves ? " B " not good."
A (leads ace of hearts and says) " ten." B " four tens, fourteen,
and threo queens, seventeen " (plays the ten of hearts).
A (leads the remaining hearts and says) "eleven, twelve,
thirteen, fourteen." B (plajs seven, ten, knave, queen of
diamonds, and repeating his score, says) "seventeen."
A has now five tiTck3,and in order to win the cards should lead an v
cnrd but a high spade. He leads king of diamonds, nnd says " fifteen.''
B (wins with ace and says) " eighteen," (and then leads tlic winning
clubs, saying) "nineteen, twenty, twenty-one, twenty-two
A (keens ace, knave of clubs, and repeating his scoi'e says)
"fifteen.' B (leads queen of spades and says) " twenty-three."
A (wins with ace and says) " sixteen " (and leads knave, saying)
"eighteen" (and adding ten for the cards) " twenty-eight."
A then writes on his scoring cud 28 ; 23. B writes on his 23 ; |
28. The pack is collected, and tlio next hand commences.
Three scores (omitted in order to simplify the descrijition of the
game) have yet to be mentioned.'
Carte Blanche. — If either player has neithef king, queen, nor
knave in the hand dealt him, he holds carte blanche, for which ho
scores ten. As soon as a player discovers ho has a earte blanche,
he must tell his adversary ; this he usually does by saying " dis-
card for carle blanche." The adverse discard is ilicii made (as
explained under discarding), after which the carte blanche is shown
by dealing the cards quickly one on top of the other, faco upwards
on the table.
Pijuc.—K the elder hand scores, in hand and play, thirty or
more, before the younger counts anything, he gains a jnque, for
which ho adds thirty to hia score. For example, A has a quint
'""JO"'. gooJ for point and sequence, and three aces, also good.
For thcso he coi'nts twenty-three in hand. Ho next leads the
quint major (twenty-eight), ono of the aces and another canl,
making him thirty. Ho then adds thirty for the pique and calls
hiE score "sixty."
Tiepti/uc. — If a player scores, in hand alone, thirty or more,
hofoio his adversary reckons pnything, ho gains u rc]nquf, for which
he adds sixty to his score. Thus, point, quint, and quatorzc, all
good, make thirty-four. A player holding these adds sixty for the
icpiquo, and calls his score " ninety- four."
The order in which the scores accrue is of importance. For the
sake of convenience, the elder hand finishes his reckoning before
the younger begins. The scores, however, wlietlier made by the
elder or younger hand are recordable in the following order :— (1)
carte blanche ; (2) point ; (3) sequences ; (4) quatorzes and trios ;
(5) points made in play ; (6) the cards. This will often allect a
pique or repique. 'Ihus, a piqu" can only bo mado by the elder
hand, as the ono he reckons in play when ho leads his first card
counts before points subsequently made in play by the younger
hand. The youfiger, therefore, cannot make thirty in hand and
play before the elder scores one. But the one reckoned by the
elder hand when he leads his first card docs not prevent hi; being
repiqued, because scores mado in hand have precedence of points
made in play. The elder leads his first card and counts for it
before the younger reckons, simply an a couveuient way of stating
that he has nothing in hand wtiicli is good. Again, say A has t
quint (good), a tierce, and a quatorzo (good). He scores thirty-two
in hand alone ; but, if his point is not good, he does not gain a.
repique, because the younger hand's point is recordable in ordei
before the sequences and quatorze. And again, say A has a httitiimt
(good for twenty-six), and a tierce, and leads a card tlius reaching
thirty in hand and play. B has threo tens. The t:io reckoning
in order before the point made in play by A saves a pique.
Carle blanche, taking precedence of all other scores, savfs piques
and tfpiques. It also counts towards piques and repiquea. Thus,
a player showing earte blanche, and having point and quint, both
good, would repique his adversary.
A eapot does not count towards a piquij, as the capot is not made
in play. It is added after the play of the hand is ever.
A player who reckons nothing that hand a.s a penalty (sec
" Laws ") is not piqued or repiqued if he holds any cards which,
but for the penalty, would have reckoned before his adversary
reached thirty.
Equalities do not prevent piqnes or repiques. A player whc
has an equal point or sequence scores nothing for it. ITierefore if,
notwithstanding the equality, a player makes thirty, in hand and
play, or in hand, by scores which reckon in order before anything
his adversary can count, he gains a pique or a repique.
Hintsto Players. — On taking up your hand look lor cane blanelie.
Before discarding, ascertain wliat there is ag.ainst yon. Thus: il
you have knave or ten of a suit, there is no quint against you in
that suit.
When discarding, elder hand, your main object is to plan an
attack. Younger hand, on the contrary, should guard his weak
places and then see if he has a chance of attacking anywhere.
Thus, the elder hand may freely ungiiard kings and que^s, ot
discard whole suits of which he has indillerent cards only. The
younger should do just the reverse, keeping guards to kings and
queens, and should not leave himself blank of a weak suit, as his
small cards may guard high ones taken in.
In most hands, and especially younger hand, it is essential to
keep tlio whole of your best suit for point. Gaining the point
makes an average diifeience of at least ten to the score ; and, what
is of more consequence, it saves piques and repiques.
The cards are next in importance to the point. In discarding
you should, when in doubt, take the best chance of dividing oi
winning the cards. Winning the cards instead of losing tlieni
makes a diU'crenco of about twenty-three points. Hence, especially
elder hand, you should not necessarily keep the longest suit foi
point, if that suit is composed of low cards, and keeping it involves
the discard of high cards from other suits.
As a rule, it is not advisable to leavo^ny cards. The younget
hand is at less disadvantage in leaving a card than the older ; foi
a card left by the elder can be taken by tho younger ; but a card
left by the younger is only excluded from his hand. A card may
generally bo left when there is a chance of a great score if the cardi
in hand ore not parted with, there being at the sanio tiino no piqut
or rcjiiquo against you.
It i3»^enerally right to keep unbroken suits. Having made u|.
your mind to discard from a given suit, you should thriiw tli<
whole of it, except (o) winning cards ; (b) guards to kings or queens
especially younger hand ; or (c) cards which make up a quaturzi
or trio. It is better to keep cards in sequence than cards not in
sequence. Trios should bo kept if they can bo retained without
injury to tho hand in other respects; but it is seldom advisable to
put out a high card for the sake of kicping a trioof knave* or toii.'<,
especially if there is a quator/!0 against you.
Tho discard is further allVctid in the last hand of n portie by
tho state of tho score. Thus, if you are a long way beliin^d, and
your only chance is a desperate discard, in order to keep curds whirl,
may possibly give you a pique or a repi(|Uo, you may run consider-
able risk Willi that object. On tho other hand, if you are wtdl
ahead, make a safe discard, i.e., ono which is likely to win tho
canls or to keep your adversary back.
When taking in after discanliiig, count that yon leave the full
number of cards for tho younger iiand, tho penalty for taking id
one of your adversary's cards being that jrou e4D reckon notUin
116
r I R — p I R
that deal. The younger hand should also count .that the proper
number of cards are in the stock, before he takes in, as, if he mixes
one of the elder's card.s v,-ith bis hand, he can reckon nothing that
deal. . ■ 1
After taking in and before calling your hand, look through it and
your discard to ascertain what remains against you. If there is
anything against you which is not called, you will probably be
able to judges from this some portion of the discard, and will so be
assisted in playing the cards. But implicit reliance must not be
placed on this. For experienced players not unfrequently omit to
call some small score, such as a tierce, in order intentionally to
mislead you. This manoeuvre (called sinking a score) is especially
resorted to when a player has a high card unguarded. In order to
induce you to believe"that it is guarded, he will put up with the
loss of several points in calling, on the chance of recouping himself
by afterwards saving or winning'the cards in consequence of your
misconceiving his discard.
If your adversary calls a point which is not good, you should at
once note in which suit it is (or may be), in order to count the
hand. If the younger hand admits a point to be good (as regards
the number of cards that compose it), the elder should observe
whether the younger could possibly have had equal or better in any
suit. If so he has ]irobably put out that suit. But it may be
that the younger hand, if a good judge of the game, will admit the
number of cards of a point to bo good when ho has an equal number.
Thus:— A c.-iUs five cards, and B knows, from examining his
hand and discard, that there is only one suit in which A can have
five cards, and that they make fifty. B has five cards making
forty-nine. B should promptly reply "good," although he has
five curds himself ; because he ought to know that A's five cards
aro better than his. By saying "equal," he unnecessarily e-xposes
his hand.
In playing the cards, you must be guided a good deal by what
your adversary has called, and, to some extent, by what he has not
called. You "will generally know several cards in the adverse hand,
or will be able to mark some that have been put out. Sometimes
you will know all the cards. Thus, if the younger hand fails to
follow suit to your first lead in which you could only have five cards,
it is evident he has put out three cards of that suit, and you know
every card in his hand.
Failing direct indications, lead the point, unless you have a small
point and there is a tenace in that suit against you.
When playing to the opponent's lead, keep guards to kings and
queens. Having the clioice between throwing a card you have
declared and one you have not, prefer the former.
If you can make a pique, lead your winning cards one after the
other, without considering how many of the remaining tricks you
■will lose. There is one exception to this :— in the sixth hand, if
your losing the cards will enable the younger hand to save his
rubicon, and your score is such that you can win the partie without
the pique, you should forego the pique, when by not leading out
your winning cards immediately you can divide or win the cards.
When you have five or six tricks and a winning card, lead the
winning card, unless certain that your opponent has cards of that
suit. By playing otherwise, jou risk eleven points for the chance
of gaining one for the last trick. This, of course, is liable to a
similar exception as the previous case, viz., in the sixth hand
with five tricks up, if you must win the cards or the last trick to
win the partie or to save the rubicon.
In the sixth hand, if a player has scored less than a hundred, he
should consider, before calling or playing, whether he can make
his aggregate score up to a hundred or more. If he cannot, his
object should be to reckon as little as he can, and to prevent his
adversary from scoring, by making his point or sequence equal (if
possible), and by endeavouring to divide the cards. If he is satis-
fied he cannot divide the cards, and there is no capot against him,
he is at liberty to score two (one for a trick he wins, and one for a
card he plays), and to throw his cards down, allowing the adversary
to reckon thirteen in play.
On the other hand, a player who is aliead, and who sees his
adversary cannot reach a hundred, should endeavour to prevent the
declaration of equalities, and, if he cannot win the cards himself,
should play to lose them.
During the calling and play of the hand, always keep in mind
your adversary's score and satisfy yourself that he does not reckon
too many. • Mistakes occur, even among the most honourable
players. If your adversary reckons too few, you are not bound to
correct hira.
LnicH of Piquet.— \, A player may shuffle either pack, above the table.'
Tlie dealer has the right to shuffle last. 2. A cut must consist of at least two
cards. S. Highest has choioe of deal and cards. (Ace highest, seven lowest.)'
i. If a card is exposed in cutting or before dealing, there must be a fresh
oat. 5. The mode of distributing the cards (by twos or by threes) must not
he altered during tlie partie. 6. The stock must be placed, in one pacliet,
lace downwards, between the players. 7. If the cards are dealt wrongly, the
error may be rectified befor* either player heo taken np his hand, or the
sdvcrsary may demand a fresh deal. 8. If a card belonging to the elder
baud or the stock is exposed when dealing, the adversary has the option of a
Ar^A deal U there is a faci^d cui'd in the pack, there must be a fresh deal.
9. If, after the deal is completed, more than one card is found to have beea
dealt wrongly, or nine cards are found in tlie stock, there must be a fresh
deal. The same if the wrong pack is dealt witli, and the error is discovered
before either player has taken up his cards ; otherwise the packs remain
changed. 10. If only one card has been dealt wrongly, the elder hand,
after ! ikilig at his cards and before taking in a card, has the option of a
fresli deal, and if there are only se\en cards in the stock, he may alter his
discard (see Laws 12 57.). 11. The players deal alternately. If a player
deals out of turn, and the error is discovered by either player befuro
he takes up his eards, the deal is void, and the right dealer deals. If
the error is discovered later, the elder hand must deal twice running
with his own pack, unless that or the next deal is the last of the partie^
12. Each plajcr is bound to discard at least one card (but see Laws 21, 22, and
23). 13. When taking in, the cards must be taken in order from tlie top of the
stock. 14. After taking a card, a player cannot alter his discard ; and if hft
tlien takes back any of his discard, he must play with more than twelve cards
(see Law 30); it after taking a card he mixes any of lus hand with his discard,;
lie must play with less than twelve cards (see Law 29). 15. If either player,^
when taking in, exposes a card of the stock belonging to his adversary, he can
reckon nothing that deal. 16. If either player mixes with his hand a card of
the stock which belongs to his adversary, he can reckon nothing that deal ;
or the adversary may have a fresh deal. If he stands the deal he can only
take iiisuchofliis cards as have not been mixed. 17. If aVlayer discards more
cards than he takes in, he must play with less tlian twelve cards (see Law
29). 18. If a player discards fewer cards than he takes in, he can reckon
notliing that deal. 19. The adversary has the option of not enforcing the
penalty of reckoning nothing that deal. 20. If the younger hand leaves any
cardsand mixes them with his discard, without showing them to the elder hand,
the elder, after leading a card, is entitled to see the younger's discard. 21.
If the elder hand elects to stand the deal when one card has been dealt wrongly,
and he has thirteen cards, he must discard one card more than he takes in,
and must discard at least two cards. If tJiere are eight cards in the stock, the
younger hand discards one less than he takes in, and if he only takes one card
he need uot discard any ; if there are seven cards in the stock, and the elder
h.ind discards six cards and takes hve, the younger hand can only take two
cards. 22. If the elder hand elects to stand the deal when he has eleven cards,
and there are eight in the stock, he must discard one less than he takes in ;
if he only takes one card He need not discard any. The younger hand must
discard one more than he t.ikes in, and must discard at least two cards. 23.
If the elder hand elects to stand the deal when he has twelve cards, and there
are seven in the stock, he discards the same number as he takes in ; the
younger discards one more than he takes in, and must discard at least two
cards. 24. When the elder hand's call is good against the cards, it is suffi-
cient if he states the number of cards that compose it; if not he must say
what it makes or to what card it is, or the value of the cards of which it con-
sists. 25. The elder hand calling ton little may correct his miscall before it
has been replied to by the younger hand ; and the younger hand, allowing a
correct call to be good or equal, when he holds better, may correct his reply
before the elder hand has made another call, or, if there is no further call,
before the elder hand has led a card. 26. If a player calls what he docs not
hold, he may correct liis call before the younger hand has played to the first
trick ; and, if the younger hand has miscalled, the elder hand may take up his
card and play dilferently. In the absence of correction, the offender can
reckon nothing that deal, and the adversary, on discovery of the error, can
reckon anything he has good, which is not barred by a correct call made iu
addition to the miscall. But there is no penalty for calling anything which
a player could not possibly hold in his hand and discard taken together, nor
for misnaming a suit, nor for misnaming the rank of a sequence, when one of
the counting value named is held, provided the claim could not have been
held in the hand and discard taken together; and. If a player voluntarily
shows what he claims for, he is liable to no penalty for miscalling it. 27. A
player who calls anything which is allowed to be good or equal must show
the cards called at any time they are asked for during the play of the hand.
23. When the younger hand lias played to the first trick, neither player can
reckon anything omitted (but see Law 2C). 29. A player is liable to no penalty
for playing with less than twelve cards. His adversary counts as tricks all
eards that cannot be played to. 30. If a player plays with more than twelve
cards, ho can reckon nothing that deal ; but his cards, though not good to
score, are good to bar his adversary. 31. A card led or played cannot be taken
up (but see Law 26), but cards accidentally dropped may be retaken. Also,
if the leader leads several cards consecutively without waiting for them to be
played to, and the adversary plays too many cards, he may retake the extra
ones; and cards subsequently played in error must be taken up and played
over again. Or. if a player leads out of turn, he may take up his card unle'j
it has been played to. Or, if a player does not follow suit when able, the card
played in error and all cards subsequently played must be taken up and
played over again. Or, il a player misinforms his adversary when asked what
cards he holds that liavo been allowed to be good or equal, the adversary
may retake all the cards he has subsequently played, and may play differently.
32. Errors in counting the hand, 11 proved, may be rectified before the player
in error has seen his next hand. 33. If both players score the same number
in six deals, each deals once more, when the partie is concluded, even if there
should be a second tie. 34. 11 the loser falls to score a hundred, he is rubl-
coned, whether the winner's score reaches a hundred or not. 33. The deal in
which the discovery of an incorrect pack is made is void. All preceding deals
stand good. 34. A bystander calling attention to any error or oversight, and
thereby affecting the score, may be called upon to pay all stakes and bets 01
the player whose interest he has prejudiiially alTecteii.
See Edmond Hoyle, A Short Treatise on the Game of Piquet (1744);
"Cavendish," The Laws 0/ Piquet and of Rubicon Piquet, adopted by tht
Portlarui Club, with a Treatise on the Game (1382). (H. J.)
PIRACY. Sir Edward Coke (Instit. iii. 113) describi;g
a" pirate (Latin pirata, from Greek irftparijs) as hostit
humani generis, and as a rover and robber upon the sea'
Piracy may be defined in law as an offence which consists
in the commission of those acts of pillage and violence
upon the high seas which on land would amount to felony.'
By the ancient common law of England piracy, if com^
mitted by a subject, was deemed to be a species of treason,
being contrary to his natural allegiance, and by an alien
to be felony ; but since the Statute of Treasons, 25 Edw.!
III. 0. 2 (1351-52), piracy has been held to be felony
only. Formerly this offence ^as only cognizable^.by thq
Admiralty courts, whose proceedilngs wgrg^ based upon the
P I R — P I K
117
civil law, but by the statute 28 Hen. VIII. c. 15 (1536)
a new jurisdiction proceeding according to the common
law was set up which, modified and regulated by subse-
quent enactments, such as 39 Geo. III. c. 37 (1798-99),
4 i 5 Will. IV. c. 36 (1834), and 7 i 8 Vict. c. 2 (1844),
■continues to be the tribunal by which offenders of this
description are tried.
Piracy, being a crime not against any particular state
but against ■all mankind, may be punished in the compet-
ent court of any country where the offender may be found
or into which he may be carried. But, whilst the law of
nations gives to every one the right to pursue and exter-
minate pirates without any previous declaration of war
(pirates holding no commission or delegated authority
from any sovereign or state), it is not allowed to kill them
without trial except in battle. Those who surrender or
are taken prisoners must be brought before the proper
tribunal and dealt with according to law.
The earliest of all sea-rovers were perhaps the Phoeni-
cians. During the heroic age of Greece piracy was univer-
sally practised. In the Homeric poems frequent mention
is made of piracy, which indeed was held in honourable
estimation, — the vocation of a pirate being recognized, so
that a host, when he asked his guest what was the purpose
of his voyage, would enumerate enrichment by indis-
criminate maritime plunder as among those projects which
might naturally enter into his contemplation. So late as
the time of Solon the Phoceans, on account of the sterility
of their soil, were forced to roam the seas as pirates. That
legislator tolerated whilst he regulated the association of
sea-rovers which he found established by inveterate usage.
The prevalence of the piratical spirit in Greece in the
early ages may perhaps be explained by the number of
small independent states into which the country was
divided, and the violent animosity subsisting among them.
In this way predatory habits were diffused and kept alive.
As a more regular system of government grew up, and a
few states such as Athens and Corinth had become naval
powers, piracy was made a capital offence. It -was, how-
ever, never entirely put down. Cilicia was at all times
the great stronghold of the pirates of antiquity, and in
consequence of the decline of the maritime forces which
had kept them in check they increased so much in numbers
and audacity as to insult the majesty of Home itself, so
that it became necessary to send Pompey against them
with a largo fleet and army and more extensive powers
than had ever previously been conferred on any Roman
general. The Etruscans were notorious sea-rovers who
infested the Mediterranean ; and Polybius relates that the
■Romans imposed upon the Carthaginians as a condition
of peace the stipulation that they should not sail beyond
Cape Faro, either for the purposes of trade or piracy.
Haliam {Middle Ages, iii. 336) says that in the 13th
and 14 th centuries a rich vessel was never secure from
attack, and neither restitution nor punishment of the
criminals was to be obtained from Governments. Hugh
Despenser seized a Genoese vessel valued at 14,300 marks,
for which no restitution was ever made. The famous
Hanseatic League was formed in the middle of the 13th
century in northern Germany chiefly for the purpoift! of
protecting the ships of the confederated cities from the
attacks of the pirates by which the Raltic was then infested.
A graphic account of piracy as it existed at the end of
the 16lh century in European waters, especially on the
English, French, and Dutch coasts, will be found in
Motley, Hist. United Netherlands (vols. iii. and iv.). The
nuisance was not almtetl in Europe until the feudal system
had been subverted and the ascendency of the law finally
secured. In more modern times some of the smaller West
India Islands became a great resort of pirates, from which,
however, they have for many years been driven ; for con-
tinued acts of piracy the city of Algiers was successfully
bombarded by the British fleet under Lord Exmouth as
lately as August 1816 ; and pirates are still not unfre-
quently met with in the Indian and Chinese seas, but
piracy in its original form is no longer in vogue. The
Buccaneers (q.v.) were cruel piratical adventurera of a
later date who commenced their depredations on the
Spaniards soon after they had taken possession of the
American continent and the West Indies, although there
was a time when the spirit of buccaneering approached in
some degree to the spirit of chivalry in point of adventure.
Scaliger observes in a strain of doubtful compliment,
"Nulli melius piraticam exercent quam Angli." The first
levy of ship money in England in 1635 was to defray
the expense of chastising these pirates. The buccaneering
confederacy was broken up through the peace of Ryswick
in 1697.
At a very early period of English history the law pro-
vided for the restitution of property taken by pirates, if
found within the realm, whether belonging to strangers or
Englishmen ; but any foreigner suing for the recovery of
his goods was required to prove that at the time of the
capture his own sovereign and the sovereign of the captor
■were in mutual amity, for it ■nas held that piracy could
not be committed by the subjects of states at war ■with
each other. In England the crown is, generally speaking,
entitled to all bona piratorum; but if any person can estab-
lish a title to the goods the claim of the crown thereto
ceases. By 13 & 14 Vict. c. 26 (1850), ships and effects
captured from pirates are to be restored on the payment of
one-eighth of their value (by way of salvage), which is to
be distributed among the recaptors.
Cowcl (Lnio Diet., 1727) states that in former times the wonl
pirate was used in a better sense than that of a sea-robber, being
attributed to persons to whose care the mole or pier of a haven was
entrusted, and, quoting the learned Spelman, ho adds, sometimes
to a sea soldier: " Robertus vero Comes (Normania;) attcmptavit
venire in Angliam eum magno cxercitu, sed a piratis Kegis qui
curam maris a Rege (WilUelnio) susceperant ropulsus est' (Glos-
sarium, 1687, p. 460). (J. C. W.)
PIRiEUS. See Athens-.
PIRANESI, Giovanni Battista, an eminent Italian
engraver of ancient architectural subjects, was born in
the former half of the 18th century, and studied his art
at Rome. The great remains of that city kindled his
enthusiasm and demanded portrayal. His hand faith-
fully imitated the actual remains of a fabric ; his inven-
tion, catching the design of the original architect, supplied
the parts that were wanting; his skill introduced groups
of vases, altars, tombs ; and his broad and scientific dis-
tribution of light and shade completed the picture, and
threw a striking effect over the whole. One engraving
after another was executed with much brilliancy ; and, as
the work went on, the zeal of the arti.st only waxed
stronger. In course of time it was found necessary to call
in the aid of all his children and of several pupils. Ho
did not, in fact, slacken in his exertions till his death in
1778.' The plates of Piranesi, in which the severity of
burin work is largely supplemented by the freer lines of
the etching-needle, were collected and preserved by his
son and coadjutor Francesco. They were published, to thb
number of about 2000, in 29 vols, fol., Paris, 1835-37.
PIRMASENS, a small manufacturing town of the Bava-
rian palatinate, lies in a hilly district, nearly 40 miles west
by south of Spires. The staple industry is the production
of boots and shoes, which ore exported to Austria, Russia,
and even America; but musical instruments, stoneware, and
other articles arc olso manufactured. The only noteworthy
buildings are the town house and the principal church, the
latter containing a fine monument to Louis IX., landgravo
118
P I R — P I S
of Hesse-Darmstadt. In 1880 tte town contained 12,039
inhabitants, three-fourths of whom were Protestants.
Pirmasens owes its name to a St Pivmin; who is said to have
preached Christianity here in the 8th ccntnry. It originally
liclonged to the count of Hanau-Lichtenbcrg, but passed to Hesse-
Darmstadt in 1736. In 1793 the Prussians gained a victory here
over a body of French troops.
PIRNA, an ancient town of Saxony, lies on the left
bank of the Elbe, on the margin of the " Saxon Switzer-
land," 11 miles above Dresden. It is on the whole a
regularly built town, with promenades on the site of the
former ramparts, but contains no notable edifices except
the fine Gothic Hauptkirche (1502— 16) and the towm-
house. The chief source of its prosperity is formed by
the excellent sandstone found on both banks of the Elbe
above the town ; but manufactures of cigars; chemicals,
enamelled tinware, pottery, and leather are also carried
on. Besides the export of the sandstone, it transacts a
trade in grain, fruit, and timber, mainly by river. The
population in 1S80 was 11,680, almost all Protestants.
Pirna, originally a .Slavonic settlement, long oscillated between
Bohemia and Weissen (Saxony), but became permanently united
with the latter in 1404. Having at a very early period
received the privilege of holding fairs, it was at one time among
the most flourishing of Saxon towns, but afterwards lost its import-
ance through pestilence and the disastere of the Thirty Years and
Seven Years' Wars. On a rock above the town rises the fortress •of
Sonnenstein, now a lunatic asj'lum, erected in the 16th century on
the site of an older castle, and once considered the most important
fortress on the Elbe. It successfully withstood the Swedes in the
Thirty Years' War, though the town was stormed, but was cap-
tured and dismantled by the Prussians in 1758. In 1813 it was
occupied by the French, and held for several months.
PIRON, Alexis (1689-1773), the foremost epigramma-
tist of France, was born at Dijon on the 9th July 1689.
His father, Aime Piron, was an apothecary, but was also
a frequent writer of verse in Burgundian patois. Alexis
began life as clerk and secretary to a banker, and tlien
studied law without any success or much seriousness. As
a young man he made himself notorious by the composi-
tion of a piece of licentious verse which might have
brought him into serious difficulties but for the good
nature of a high legal official, the president Bouhier. His
sarcastic tongue made him unpopular in his neighbour-
hood, and at last in 1719, when nearly thirty years old, ho
went to seek his fortune at Paris. His first experiences
were not very encouraging, and he had to put up with the
unpleasant and not very honourable position of literary
adviser and corrector to the Chevalier de BeUe Isle. An
accident, however, brought him money and notoriety. The
jealousy of the regular actors produced an edict restricting
the Theatre de la Foire, or licensed booths at fair times,
to a single character on the stage. None of the ordinary
■writers for this theatre, not even Lesage, would attempt a
monologue-drama for the -purpose,- and Piron obtained a
footing as a dramatic author, much applause, and three
hundred crowns, with a piece called Arlequin Deucalion.
Thenceforward he was constantly employed for this
theatre, and not seldom for the more dignified Comddie
Frangaise, but with the exception of the excellent verse
comedy of La Metromanie no one of his comedies and.
none of his tragedies at all deserve mention. . His real
vocation was that of an epigram maker, and this, though
it made him not a few enemies, recommended him to not
a few patrons who supplied his necessities. His most
intimate associates, however, during the middle period of
his life were two ladies of talent though not of position.
Mademoiselle Quinault, the actress, and her friend Made-
moiselle Quenaudon or De Bar, companion to a lady »*f
rank. She was slightly older thac Piron and not beauti-
ftil, but after twenty years acquaintance he married her in
1741, lived happily envi:gh with her for four years, and
nursed her tenderly during an attack of madness which
in other two years proved fatal. He long outlived her,'
dying on the 21st January 1773 in his eighty-fourth year.
The discredit of his early literary misdeed, and perhaps hia
indiscriminate habits of lampooning, prevented his election
to the Academy, certain persons having induced the king
to interpose his veto. But Piron was pensioned, and
during the last half century of his life was never in any
want. He was a complete literary free-lance, and lam-
pooned Froron and Desfontaines as sharply as he lam-
pooned Voltaire and the jikilosophe coterie. Socially he
was a rather loose liver, though probably, except on paper^
not worse than most of his contemporaries. He was a
member of the somewhat famous convivial society of the
Caveau. But his true title to remembrance lies in his'
epigrams, one of which, the burlesque epitaph on himself
but reflecting on the Academy (see vol. viii. p;' 496), is
known to almost everybody, while many others equal or
surpass it in brilliancy. Grimm called him a "machine a
saillies," and probably no man who ever lived possessed
more of the peculiarly French faculty of sharply pointed
verbal wit than he. It is noteworthy too that he was as
ready with conversational retort as with his pen.'
Piron published his own theatrical worl;s in 1758, and after hii
death his friend and literary executor Rigollot de Juvigny pub-
lished his CEuvres Computes, During the last thirty years a good
deal of unpublished work has been added by MM. Bonhomme,
Lalanne, and others. ' But the epigrams, which take up but little
room and have been frequently reissued in various selections, are
alone of great importance.
PISA, which has always been one of the most imports
ant cities of central Italy, is situated on the banks of the
Arno at a short distance from the sea, in the midst of a
1. Cavalierl di S. Stefano.
2. Academy of Fine Arts.
3. Royal Theatre.
4. University.
6. Palazzo Lanfreducd or Alia
Giomata.
6. Post Office.
fertile plain backed . by marble mountains wooded with
pines and other forest trees. In the days of Strabo it
was only two geographical miles from the sea-shore, but
the continual increase of the delta at the mouth of the
river has now trebled that distance. In the Middle Ages
the Arno was stiy navigable for all ships of war then ia
use, and formed the safest of harbours.
The origin of Pisa is very ancient, and is involved int
obscurity. The Romans believed it to date from the day?
of Troy, and also gave a legendary account of its foundation
by colonists from Greece. Strabo mentions it as one of
the bravest of the Etruscan cities. From Polybius we learn
that in 225 B.C. it was already the friend of, the Romansj
F I S A
aiiJ later it became thoir any ana was delended by them
from the ferocious onslaughts of the Ligurian and Apuan
tribes. Thus the Ilomans acquired great power over the
citj, and finally subjected it to their rule. la Coesar's
time according to some writers, in that of Augustus
according to others, they established a military colony
there. Nevertheless, excepting some inscriptions, sarco-
phagi, statues, and columns, very few remains of Roman
buildings have been discovered in Pisa. Little is known
of the history of Pisa during the barbarian invasions, but
it is an ascertained fact that it was one of the first towns
to regain its independence. Under the Byzantine dominion
Pisa, like many other of the maritime cities of Italy, pro-
fited by the weakness of the Government at Constan-
tinople to reassert its strength. And cvjn during the first
years of the harsh Lombard rule the need recognized by
these oppressors of defending the Italian coast from the
attacks of the Greeks was favourable to the development
of the Pisan navy. Few particulars are extant concerning
the real condition of the town; but we occasionally find Pisa
mentioned, almost as though it were an independent city,
at moments when Italy was overwhelmed by the greatest
calamities. According to Amari's happy expression, "it
was already independent by sea, while still enslaved on
land." Its prosperity notably declined after the re-estab-
lishment of the Lombard rule and under the Franks. It
again began to flourish under the marquises of Tuscany,
who governed it in the name of the emperor.
In 1003 we find records of a war between Pisa and
Lucca, which, according to Muratori, was the first waged
between Italian cities in the Middle Ages. But the
military development and real importance of Pisa in the
11th century must be attributed to the continuous and
desperate struggle it maintained against the tide of
Saracenic invasion from Sicily. And, although the numer-
ous legends and fables of the old chroniclers disguise the
true history of this struggle, they servo to attest the
importance of Pisa in those days. In 1004 the Saracens
forced the gates and sacked a quarter of the town,; and in
1011 they renewed the attack. But the Pisans repulsed
them and assumed the offensive in Calabria, Sicily, and
even in Africa. Still more memorable was the expedition
afterwards undertaken by the united forces of Pisa and
Genoa against Mogihid, better known in the Italian
chronicles as JIugcto. This Moslem chief had made him-
self master of Sardinia, and was driven thence by the
allied fleets in 1015. Again invading the island, he was
again attacked and defeated by the same adversaries,
leaving a brother and son, or, as some authorities aver,
a wife and son, prisoners in their hands. Sardinia con-
tinued to be governed by native magistrates, who were
like petty sovereigns, but were now subject to the sway
cf Pisa. This was the primary cause of the jealou.sy of the
Genoese, and of the wars afterwards made by thom upon
Pisa and carried on until its power was crushed. Mean-
while the Pisans flourished more and more, and continued
hostilities against the Saracens. In 1062 their ships
returned from Palermo laden with spoil. Thus it is not
surprising that Pisa should already have had its own code
of laws (Consuetudini di Marc), which in 1075 were
approved by Gregory VII., and in 1081 confirmed by a
patent from the emperor Ilenry IV., that supplies the
first authentic notice of tho existence of consuls iu
mediaeval Italy.' Tho oldest of Pisan statutes still extant
is the Breve dei Consoli di Mare of 1162.
* it must be remembered tliat tlio Pisans and Florentines dated tho
be^nning of tlio year a4 incamalivne, i.e., from tho 25lh Mnnli. Cut
the Florentines dated it from flio 2Sth following and the Pii,aDS from tho
2Glh March preceding tho comniencemcnt of the coninion year. Tho
new or cummoa etvlo was adopted thr"U|ihout Tuscanv iu tho year 1760.
119
In 1099 the Pisans joined in the second crusade, proved
their valour at the capture of Jerusalem, and derived
many commercial advantages from it; for within a short
time they had banks, consuls, warehouses, and privileges
of all kinds in every Eastern port. Thus, while the com-
mune of Pisa was still under the rule of tho marquises
of Tuscany, all negotiations with it were carried on at
with an independent state officially represented by the
archbishop and consuls. The aristocrats were the domin-
ant party, and filled the highest ofiTices of the republic,
which, in the 12th century, rose to great power, both
on sea and land, by its wars with the Lucchese,
Genoese, and Jloslems. In 1110 Pisa made peace with
Lucca after six years of continuous hostilities. And
between 1114 and 1116 it achieved a still greater en-
terprise. Tho Pisan ileet of three hundred sail, com-
manded by the archbishop Pietro Jloriconi, attacked the
Balearic Isles, where- as many as 20,000 Chi-istians were
said to be held captive by the Moslems, and returned
loaded with spoil and with a multitude of Christian
and Moslem prisoners. The former were set at liberty or
ransomed, and among the latter was the last descendant
of the reigning dynasty. The chief eunuch who had
governed Majorca perished iu the siege. Immediately
afterwards the fourteen years' war with Genoa broke out.
The two republics contested the dominion of the sea, and
both claimed supreme power over the islands of Corsica
and Sardinia. A papal edict awarding the supremacy
of Corsica to the Pisan church proved sufficient cause
for the war, which went on from 1118 to 1132. Then
Innocent II. transferred the supremacy over part of
Corsica to the Genoese church, and compensated Pisa by
grants in Sardinia and elsewhere. Accordingly, to gratify
the pope and the emperor Lothair II., the Pisans entered
the Neapolitan territory to combat the Normans. They
aided in tho vigorous defence of tho city of Naples, and
twice attacked and pillaged Amalfi, in 1135 and 1137,
with such effect that the town never regained its pro-
sperity. It has been said that the copy of the Pandects
then taken by the PL»,ans from Amalfi was the first known
to them, but in fact they were already acquainted with
those laws. The war with Genoa never came to a real
end. Even after tho retaking of Jerusalem by the
Moslems (1187) the Pisans and Genoese again met in
conflict in the East, and performed many deeds of valour.
They were always ready to come to blows, and gave
still more signal proofs of their enmity during the Sicilian
war in behalf of the emperor Ilenry VI. From that
moment it was plain that there could be no lasting peace
between these rival powers until the one or tho other
should be crushed. The greatness and wealth of tho
Pisans at this period of their history is proved by tho
erection of tho noble buildings by which their city is
adorned. Tho foundations of the cathedral were laid in
10G3, and its consecration took place in 1118; tho ba|i-
tistery was begun in 1152, and tho campanile (the famous
leaning tower) in 1174. And all three magsificcnt struc-
tures were mainly tho work of Pisan artists, who gave new
life to Italian architecture, as they afterwards renewed tho
art of sculpture.
It ia asserted by some writers, especially by Tronci, that
in the 12th century Pisa adopted a more democratic form
of government. But in fact the chief -authority was still
vested in the nobles, who, both in Pisa and in Sardinia,
exercised almost sovereign power. They formed the real
strength of tho repiiblic, and kept it faithful to the em-
pire and tho GhiVlline party. The Gucif and popular
element which constituted the force and prosperity of
Florence was hostile to Pisa, and led to its downfall. Tho
independence of the former city was of much later origiu
120
PISA
only dating from the death of Countess Matilda (1115),
but it rapidly rose to an ever-increasing power, and to
inevitable rivalry with Pisa. Owing to the political and
commercial interests binding Florence to the Roman court,
the Guelf element naturally prevailed there, while the
growth of its trade and commerce necessarily compelled
that state to encroach on waters subject to Pisan rule.
And, although Pisa had hitherto been able to oppose a
glorious resistance to Genoa and Lucca, it was not so
easy to continue the struggle when its enemies were backed
by the arms and political wisdom of the Florentines,
who were skilled in obtaining powerful allies. The
chroniclers ascribe the first war with Florence, which
broke out in 1222, to a most ridiculous motive. The
ambassadors of the rival states in Rome are said to have
quarrelled about a lapdog. This merely shows that there
were already so many general and permanent reasons
for war that no special cause was needed to provoke it.
In 1228 the Pisans met and defeated the united forces of
Florence and Lucca near Barga in the Garfagnana, and at
the same time they despatched fifty-two galleys to assist
Frederick IL in his expedition to the East. Shortly after
this they renewed hostilities with the Genoese on account
of Sardinia. The judges who governed the island were
always at strife, and, as some of them applied to Pisa and
some to Genoa for assistance against one another, the
Italian seas were once more stained with blood, and the
war burst out again and again, down to 1259, when it ter-
minated in the decisive victory of the Pisans and the con-
solidation of their supremacy in Sardinia. But meanwhile
Florence had made alliance with Genoa, Lucca, and all the
Guelf cities of Tuscany against its Ghibelliue rival. The
pope had e.^ccommunicated Frederick II. and all his adher-
ents. And, as a crowning disaster, the death of Frederick in
1250 proved a mortal blow to the Italian Ghibelline cause.
Nevertheless the Pisans were undaunted. Summoning
Siena, Pistoia, and the Florentine exiles to their aid, they
boldly faced their foe, but were defeated in 1254. Soon
after this date we find the old aristocratic government of
Pisa replaced by a more popular form. Instead of the
consuls there were now twelve elders (anziani) ; besides the
podestk, there was a captain of the people ; and there was
a general council as well as a senate of forty members. The
rout of the Tuscan Guelfs on the field of Montaperto (1260)
restored the fortunes of Pisa. But the battle of Benevento
(1266), where Manfred fell, and the rout of Tagliacozzo
(1268), sealing the ruin of the house of Hohenstauffen in
Italy and the triumph of that of Anjou, were fatal to Pisa.
For the republic had always sided with the empire and
favoured Conradin, whose cruel end struck terror into the
Ghibelline faction. The pope hurled an edict against the
I'isans and tried to deprive them of Sardinia, while their
merchants were driven from Sicily by the Angevins. The
internal condition of the city was affected by these events.
Owing to the increasing influence of the Guelf and popular
side, to which the more ambitious nobles began to adhere
for the furtherance of personal aims, the aristocratic
Ghibelline party was rapidly losing ground. The first man
to'step to the front at this moment was Count Ugolino
della Gherardesca of the powerful house of that name. He
had become the virtual head of the republic, and, in order
to preserve its independence and his own sway, inclined
to the Guelfs and the popular party, in spite of the
Ghibelline traditions of his race. He was supported by
his kinsman Giovanni Visconti, judge of Gallura ; but
almost all the other great families vowed eternal hatred
against him, and proclaimed him a traitor to his party,
his country, and his kin. So in 1274 he and Visconti
were driven into exile. Both then joined the Florentines,
took part in the war against their native city, and laid
waste its surrounding territories. In 1276 the Pisans wera
compelled to agree to very grievous terms, — to exempt
Florentine merchandise from all harbour dues, to yield
certain strongholds to Lucca, and to permit the return of
Count Ugolino, whose houses they had burnt, and whose
lands they had confiscated. Thus the count again became
a powerful leader in Pisa. Visconti, however, was dead. '■
This was the moment chosen by Genoa for a desperate
and decisive struggle with her perpetual rival. For some
years the hostile fleets continued to harass each other and
engage in petty skirmishes, as if to measure their strength
and prepare for a final effort. On tbe 6th August 12?i
the great battle of Meloria took place. Here seventy-two
Pisan galleys engaged eighty-eight Genoese, and half tliB
Pisan fleet was destroyed. The chroniclers speak of 5000
killed and 11,000 prisoners; and, although these figures
must be exaggerated, so great was the number of captives
taken by the Genoese as to give rise to the saying — " To
see Pisa, you must now go to Genoa." This defeat crushed
the power of Pisa. She had lost her dominion over the
sea, and the Tuscan Guelfs again joined in attacking her
by land. Count Ugolino had taken part in the battle of
Meloria and was accused of treachery. At the height of
his country's disasters, he sought to confirm his own
power by making terms with the Florentines, by yielding
certain castles to Lucca, and by neglecting to conclude
negotiations with the Genoese for the release of the
prisoners, lest these should all prove more or less hostile to
himself. This excited a storm of opposition against him
i The archbishop Ruggieri, having put himself at the head
I of the nobles, was elected podestk by the Lanfranchi,
j Sismondi, and Gualandi, and a section of the popular party
I The city was plunged into civil war. The great bell of tho
commune called together the adherents of the archbishop;
the bell of the people summoned the partisans of the
count. After a day's fighting (1st July 1288) the count, his
two sons, and his two nephews were captured in the Pala.^zo
del Popolo (or town hall), and cast into a tower belonging
to the Gualandi and known as the " Tower of the Seven
Streets." Here they were all left to die of hunger. Their
tragic end was afterwards immortalized in the Divina
Commedia. The sympathies of Dante Alighieri, tho
Florentine patriot and foe of Rome, were naturally in
favour of the victims of an aristocratic prelate, opposed to
all reconciliation with Florence.
The Florentines were now allied with Lucca and Genoa,
and a few of their vessels succeeded in forcing an entry
into the Pisan port, blocked it with sunken boats, and
seized its towers. Their own internal dissensions of 1203
pat a stop to the campaign, but not before they had con-
cluded an advantageous peace. They and all the members
of the Guelf league were freed from all imposts in Pisa
and its port. In addition to these privileges the Genoese
also held Corsica and part of Sardinia ; and throughou\
the island of Elba they were exempted from every tax
They likewise received a ransom of 160,000 lire for their
Pisan prisoners. These were no longer numerous, many
having succumbed to the hardships and sufferings of all
kinds to which they had been exposed.
In 1312 the arrival of the emperor Henry VII. gladdened
the hearts of the Pisans, but his sudden death in 1313
again overthrew their hopes. He was interred at Pisa,
and .Uguccione della Faggiuola remained as imperial
lieutenant, was elected podestk and captain of the people,
and thus became virtual lord of the city. As a Ghibelline
chief of valour and renown, he was able to restore the
military prestige of the Pisans, who under his command
captured Lucca and defeated the Florentines atMonteca^
tini on the 29th August 1315. So tyrannical, however,
was his rule that in 1316 he was expelled by the popular
PISA
121
lary. But Pisa's freedom was for ever lost. He was
fcusceedcd by other lords or tyrants, of whom the most
renowned was Castruccio Castracane, a political and mili-
tary adventurer of much the same stamp as Uguccione
himself. With the help of Louis the Bavarian, Cas-
truccio became lord of Lucca and Pisa, and was victorious
over the Florentines; but his premature death in 1328
again left the city a prey to the conflicts of opposing
factions. New lords, or petty tyrants, rose to power in
turn during this period of civil discord, but the milita"y
valour of the Pisans was not yet extinguished. By sea
they were almost impotent — Corsica and Sardinia were lost
to them for ever ; but they were still formidable by land.
In 13-11 they besieged Lucca in order to prevent the entry
of the Florentines, to whom the city had been sold for
250,000 florins by the powerful Mastino della Scala.
Aided by their Milanese, Mantuan, and Paduan allies, they
gave battle to their rivals, put them to rout at Altopascio
(2nd October), and then again excluded them from their
port. Thereitpon the Florentines obtained Porto Talamone
from Siena and established a navy of their own. By this
means they were enabled to capture the island of Giglio,
and, attacking the Pisan harbour, carried oS its chains,
bore them in triumph to Florence, and suspended them
in front of the baptistery, where they remained until
1848. Then, in pledge of the brotherhood of all Italian
cities, they were given back to Pisa, and placed in the
Campo Santo.
The war was now carried on by the free companies with
varying fortune, but always more or less to the hurt of
the Pisans. In 13G9 Lucca was taken from them by the
emperor Charles IV. ; and afterwards Giovan Galeai^zo
Visconti, known as the count of Virtii, determined to
forward his ambitious designs upoii the whole of Italy by
wresting Pisa from the Gambacorti. For at this time the
conflicts of the Ilaspanti- faction, headed by the Gherar-
desca, with the Bergolini led by the Gambacorti, had left
the latter family masters of the city. At Visconti's
instigation Piero Gambacorti, the ruler of the moment,
■was treacherously assassinated by Jaeopo d'Appiano, who
succeeded him as tyrant of Pisa, and bequeathed the state
to his son Ghcrardo. The latter, a man of inferior ability
and daring, sold Pisa to the count of Virtii, receiving in
exchange 200,000 florins, Piombino, and the islands of
Elba, Pianosa, and Jlontc Cristo. Thus in 1399 Visconti
took possession of Pisa, and left it to his natural son
Gabriele Maria Visconti, who was afterwards expelled from
its gates. But even during this century of disaster the
Pisans' continued to cherish the fine arts. In the year
1278 they had entrusted the erection of theirfine Campo
Santo to Niccola and Giovanni Pisano, by whom tho
architectural part of it was completed towards the end of
the century. In the following year tho first artists of
Italy were engaged in its decoration, and Orcagna pointed
Lis celebrated frescos on its walls. Others were after-
wards supplied by Benozzo Gozzoli and men of lesser note,
and ths labour of ornamentation was only discontinued in
l(iM.
Meanwhile, in 1406, the Florcntijies made another
.•xtlack upon Pisa, besieging it simultaneously by sea and
laud. Owing to tho starving condition of its defenders,
and aided by the treachery of Giovanni Gambacorti, they
entered the city in triumph on the 9th October, and
-bought to " crush every germ of rebellion and drive out its
citizens by measures of tho utmost har.shness and cruelty."
Such were the orders sent by the Ten of War to the repre-
sentatives of tho Florentine Government in Pisa, and such
was then tho established policy of every Italian state.
Oonsequently for a long time there was a continual stream
«< emiyratiou from Pisa. The Medici pursued a humanor
course. In 1472 Lorenzo the Magnificent tried to restord
the ancient renown of the Pisan universitj'. To that end
he filled it with celebrated scholars, and, leaving only a feW
chairs of letters and philosophy in Florence, compelled the
Florentines to resort to Pisa for the prosecution of their
studies. But nothing could now allay tho inextinguish-
able hatred of the conquered [)Cople. When Charles YIII.
made his descent into Italy iu 1494, and came to Sarzana
on his yay to Tuscany, ho was welcomed by the Pisans
with the greatest demonstrations of joy. And, although
that monarch was ostensibly the friend of Florence, they
did not hesitate, even in his presence, to assert their owu
independence, and, casting the Florentine ensign, the
Marzocco, into the Arno, made instant preparations for
war. Between 1499 and 150.5 they heroically withstood
three sieges and repulsed three attacking armies. But
their adversaries always returned to the assault, and, what
was worse, yearly laid waste their territories and destroyed
all their crops. Sodorini, who was perpetual gonfalonier of
Florence, and Machiavelli, the secretary of the Ten, urged
on the war. In 1509 the latter encamped his forces on
three sides of the distressed city, which at last, reduced
to extremity by famine, was forced to surrender on the
8th June 1509. Thenceforth the Florentines remained
lords of Pisa. But now, mainly owing to the efforts of
Soderini and Machiavelli, the conquerors showed great
magnanimity. They brought with them large stores of
provisions, which were freely distributed to all ; they tried
to succour the suffering populace in every way, and gave
other assistance to the wealthier classes. Nevertheless,
emigration continued even on a larger scale than in 1406,
and the real history of Pisa may be said to have ended.
In Naples, in Palermo, in all parts of Italy, Switzerland,
and the south of France, we stil! find tho names of Pisan
families who quitted their beloved liome at that time.
The Florentines immediately built a new citadel, and this
was a great bitterness to the Pisans. The Medici, how-
ever, remained well-disposed towards the city. Leo X. was
an active patron of the university, but it again declined
after his death. The grand-duke Cosmo I., a genuine
statesman, not only restored the university; but instituted
the " Uffizio dei Fossi," or drainage office for the reclama-
tion of marsh lands, and founded tho knighthood of St
Stephen. This order played a noble part in the protection
of Tuscan commerce, by fighting the Barbary pirates and
establishing tho prestige of tho grand-ducal navy (see
Medici). Under the succeeding Medici, Pisa's fortunes
steadily declined. Ferdinand I. initiated a few public
works there, and above all restored tho cathedral, which
had been partly destroyed by fire in 1595. These dreary
times, however, are Wightened by one glorious name —
that of Galileo Galilei. 'A uativo of Pisa, ho taught in
its university ;' ho made his first experiments in gravity
from its bell tower, discovered, by observing tho swing
of the cathedral lamp, the law of tho oscillation of the
pendulum, and began there his stupendous reform of
natural philosophy. But tho sufferings inflicted on him
by the Inquisition prove tho dei>th of ignorance to which
Tuscany and all Italy had then sunk.
As to Pisa, it is enough to mention that its population
within the walls had been reduced in 1551 to 8574 souls,
and that l>y 1745 it had only risen to tho number of
12,406. Under tho house of Lorraine, or more correctly
during tho reign of that enlightened reformer Pietro
Leopoldo (1765-1790), Pisa shared in tho general pro-
sperity of Tuscany, and its population constantly increased.
By 1840 it contained 21,670 souls, exclusive of the
suburbs and outlying districts. At the present day I'isa
is again one of the most flouri.'<hing cities of Tuscany.
It counts 26,863 inhabitants within tho walk, and in-
122
P I S - F I S
eluding the suburbs a total of 44,518. Its university
is one of the best in Italy; it is an important railway
centre; its commerce . and manufactures are continually
on the increase; its agriculture is rich and flourishing;
and it is the chief city of a province numbering 283,563
inhabitant." ■
See P. ■rrone>, Aniiali Pisani, 2 vols.', Pisa, 1868-1871 ;
Roncioni, " Istorifi risaiie, " in the Archivio Storico Italianu,
vol. vi. pt, 1 ; "Cronache Pisane," in the same Archivio, vol.
vi. pt. 2 ; Repctti, Dizionario Gcografico Storico della Toscana,
S.I.. "Pisa." (P. V.)
A few details regarding the principal buildings may be given
by way of supplement to the foregoing article. The architects of
the cathedral were Boschetto and Kinaldo, both Italians, probably
Pisans.' It is in plan a Latin cross, with an internal length of 311i
feet and a breadth of 252 feet. The nave, 109 feet high, has double
vaulted aisles and the transepts single aisles ; and at the inter-
section of nave and transepts there is a cupola. The basilica is still
the predominant ty]>e, but the influence of the domed churches of
Constantinople and the mosques of Palermo is also apparent. The
pillars which support the nave are of niarbTe flora Elba and Giglio ;
those of the si\le aisles are the spoils of ancient Greek and Roman
buildings bruiight by the Pisan galleys. Kxternally the finest part
of the building is the west front, in which the note struck by the
range of arches running round the base is repeated by four open
arcades. Of the four doors three are by John of Bologna, who was
greatly helped by Francaviila, Tacca, and others ;that of the south
side, of much oMer date, is generally supposed to be the w-ork of
Bonanno. Of the interior decorations it is enough to mention the
altars of the nave, said to be after designs by Michelangelo, and the
mosnics in the dome and the apse, which were among the latest
designs of Cimabue {q.v.). The baptistery was completed only in
1278, and marred in the 14th century by the introduction of Gothic
details. The building is a circle 100 feet in diameter, and is
covered with a cone-surmounted dome 190 feet high, on which
stands a statue of St Eaniero. The lowest range of semicircular
arches consists of twenty columns and the second of sixty; and.
above this is a row of eighteen windows ia the same style separated
by as many pilasters. In the interior, which is supported by four
pilasters and eight columns, the most striking features are the
octagonal font and the hexagonal pulpit, erected in 1260 by Niceola
PiSANO iq.v.). The campanile or "leaning tower of Pisa" is a
round tower, the noblest, according to Freeman, of the southern
Romanesfjue. Though the walls at the base are 13 feet thick, and
at the top about half as much, they are constructed throughout of
marble. The basement is .surrounded by a r.inge of semicircular
arches supported by fifteen columns, and above this rise si.'c arcades
vrith thirty columns each. The eighth story, which contains the
bells, is of much smaller diameter than the rest of the tower, and
has only twelve columns. It is less to the beauty of its archi-
tecture, great though that is, than to the fact that, being 11 feet
2 inches (or if the cornice be included 13 feet 8 inches) out of the
perpendicular, it strikes the imagin.ation in a way peculiarly its
own. The entire height is 183 feet, but the ascent is easy by a
stair in the wall, and the visitor hardly perceives the inclination
till he reaches the top and from the lower edge of the gallery looks
" doivn " along the shaft receding to its base. There is no reason
to suppose that the architects, Bonanno and William of Innsbriick,
intended that the campanile should be built in this oblique position ;
it would appear to have assumed it while the work was still in pro-
gress. The Campo Santo, lying to the north of the cathedral, owes
its origin to Archbishop Ubaldo (1188-1200), who made the spot
peculiarly sacred by bringing fifty. three shiploads of earth from
Mount Calvary. The building, erected in the Italian Gothic style
between 1273 and 1283, by Giovanni Pisano, is of special interest
chiefly for its famous frescos noticed above (see also Orcagna,
vob xvii. p. 815).
PISA, Leonakdo of. -^ See Pis.vntjs.
PISAN ELLO. See Pisano, Vittoee.
PISANO, Aj^drea. Andrea da Pontadera (c. 1270-
1348), generally known as Andrea Pisano, the chief pupil
of Giovanni Pis.vno (q.v.), was born about 1270, and first-
learned the trade of a goldsmith, as did many other after-
wards celebrated artists. This early training was of the
greatest 'value to him in his works in bronze, to which the
manipulatfon of the precious metals gave precision of desigu
and refinement of execution. He became a pupil of Giovanni
Pisano about 1300, and worked with him on the sculpture
for S. ilaria della Spina at Pisa and elsewhere. But it
is at Florence that his chief works were executed, and the
form^.tion of liis mature style was due rather to Giotto
than to his earlier master. Of the three world-famed
bronze doors of the Florentine baptistery, the earliest one
— that on the south side — was the work of Andrea; he
spent many years on it ; ani it was finally set up in
1336.' This marvellous piece of hronze work, in many
respects perhaps the finest the world has ever seen, has all
the breadth of a sculptor's modelling, with the finish of a
piece of gold jewellery. It consists of a number of small
quatrefoil panels — the lower eight containing single figure^
of the Virtues (see the figure), and the rest scenes from thj
Part of the first bronze door of the Baptistery at Florence,
by Andrea Pisano.
life of the Baptist. In design the panels owe much to
Giotto : the composition of each is simple and harmonious,
kept strictly within the due limits of the plastic art, no
attempt at pictorial effects and varied planes being made, —
in this very unlike the perhaps more magnificent but less
truly artistic reliefs on the third door, that last executed
by Ghiberti. Andrea Pisano, v.hile living in Florence, also
produced man}' important works of marble sculpture, all
of which show strongly Giotto's influence. In some cases
probably they were actually designed by that artist, as,
for instance, the double band of beautiful panel-reliefs
which Andrea executed for the great campanile. The sub-
jects of these are the Four Great Prophets, the Seven
Virtues, the Seven Sacraments, the Seven Works of Mercy,
and the Seven Phinets. .The duomo contains the chief of
Andrea's other Florentine works in marble. In 1347 he
was appointed architect to. the duomo of Orvieto, •vhicb
had already been designed and begun bj" Lorenzo JIaitani.
The exact date of his death is not known, but it must
have been. shortly before the year 1349.
Andrea Pisano had two sons, Nino aiid Tommaso, — both, especi-
ally the former, sculptors of considerable ability. Nino was very
successful in his statues of the Madonna and Child, which are full
of human feeling and soft loveliness, — a perfect embodiment of thcl
Catholic ideal of the Divine Mother. Andrea's chief pupil wad
Andrea di Clone, better known as Obcagna (i^.t'.). Balduccio dil
Pisa, another, and in one branch (that of sculpture) equally
gifted pupil, executed the wonderful shrine of S. Eustorgio at
Milan — a most magnificent mass of sculptured figures and reliefs.
PISANO, GiovANia (c. 1250-1330), son of Niccola
Pisano (see below), born about 1250, was but little inferior
to his father either as an architect or a sculp,tor. Together
^ The date on the door, 1330, refers to the completion of the wax
model, not of the casting, which was at first unsuccessful, and had to
be done over again by Andrea himself.
P I S A N 0
123
with Arnolfo del Cainbio and other pupils, he developed
and extended into other paits of Italy the renaissance of
sculpture which in the main was due to the extraordinary
talent of that distinguished artist After he had spent the
first part of his life at home as a pupil and fellow-workej
of Niccola, the younger Pisano was summoned between 1270
and 1274 to Naples, where he worked for Charles of Anjou
on the Castel Nuovo. One of his earliest independent
lierformances was the Campo Santo at Pisa, finished about
1283 ; along with this he executed various pieces of sculp-
ture over the main door and inside the cloister. The
richest in design of all his works (finished about 1286) is
in the cathedral of Arezzo, — a nip.gnificent marble high
altar and reredos, adorned both in front and at the back
with countless figures and reliefs — mostly illustrative of
the lives of St Gregory and St Donato, whose bones are
enshrined there. The actual execution of this was pro-
bably wholly the work of his pupils. In 1290 Giovanni
v^as appointed architect or "capo maestro" of the new
cathedral at Siena, in which office he succeeded Lorenzo
.Maitani, who went to Orvieto to build the less ambitious
but equally magnificent duomo which had just been
iounded there. The design of the gorgeous fa>-ade of that
(luomo has been attributed to him, but it is more probable
that he only carried out Maitani's design. According
to Vasari, Giovanni and other pupils of Niccola also
executed the bas-reliefs on the west front of Orvieto, but
this assertion is unsupported by any documentary evidence.
At Perugia, Giovanni built the church of S. Domenico in
1304, but little of the original structure remains. The
north transept, however, still contains his beautiful tomb
of Benedict XL, with a sleeping figure of the pope, guarded
b)' angels who draw aside the curtain (see woodcut).
Part of the tomb of Benedict XI., by Giovanui Pisauo.
Above IS a sculptured plinth supporting canopied figures
of the Madonna and other saints. The whole composition
is framed by a high cusped and gabled arch, on twisted
columns, enriched with glass mosaic in the style of the
Cosmati. The general design is like the earlier tomb of
Cardinal de Braye at Orvieto, the work of Giovanni's
fi'Uow-pupil, Arnolfo del Cambio.
One of Giovanni's most beautiful architectural works is
tOio little chapel of S. Maria dclla Spina, on tho banks of
t\c Arno in Pisa; the actual execution of this gem-liko
chapel, and tho sculpture with which it is adorned, was
D-iostly the work of his pupils.' This exquisite little build-
irig has recently been pulled down and rebuilt, under tho
pretext of "restoration."
The influence of his father Niccola is seen strongly in all
' See Schultz, Drxkmalcr dor Knnst in Untcr-llalicn. vol. vii.
«5.
Giovanni's works, but especially in tlie pulpit of S. Andrea
at Pistoia, executed about 1300. In design it resembles
that in the Pisan baptistery ; but the reliefs are less
severely classical, and more full of vivid dramatic power
and ccmplicated motives. Another pulpit, designed on the
samff lines,, was made by him for the nave of Pisa
cathedral between T^SIO and 1311. Only fragments of this
now exist, but it is in course of restoration. The last part
of Giovanni's life was spent at Prato» near Florence, where
with many pupils he worked at the cathedral tilC big <^.ea,tb
about 1330.
PISANO, Niccola. (c. 1206-1278), one of the chief
sculptors and architects of mediaeval Italy, was born about
1206. Though he called himself Fisauus, from Pisa,
where most of his life was spent, be was not a Pisan by
birth. There are two distinct accounts of his parentage,
both derived mainly from existing documents. According
to one of these he is said to have been the son of " Petrus,
a notary of Siena ; " but this statement is very doubtful,
especially as the word " Siena " or " de Senis " appears to
be a conjectural addition. Another document among the
archives of the Sienese cathedral calls him son of " Petrus
de Apulia." Crowe and Cavalcasello, as well as the
majority of modern writers, accept the latter statement,
and believe that he not only was a native of the/province
of Apulia in southern Italy, but also that he gained there
his early instruction in the arts of sculpture and architec-
ture. Thos'e on the other hand who, with most of the
older writers, prefer to accept the theory of Niccola's origin
being Tuscan suppose that he was a native of a small
town called Apulia near Lucca. As is the case with the
biographies of so many of those artists who lived long
before Vasari's own time, that author's account of Niccola
is quite untrustworthy. There is no doubt that in the
century preceding Niccola Pisano's birth Apulia, and the
southern provinces generally, were more advanced in the
plastic art than any part of northern Italy — witness
especially the magnificent architecture and sculpture in
the cathedrals of Salerno, Bari, Amalfi, Ravello, and many
others, in which still exist bronze doors, marble pulpits,
and other works of art of great merit, dating from the
11th and 12th centuries,~a period when northern Italy
produced very little art-work of any real beauty. That
the young Niccola Pisano saw and was influenced by these
things cannot be denied, but Crowe and Cavalcasello, in
their eagerness to contradict tho old traditions, go very
much too far when they deny the story, told by Vasari, of
Niccola's admiration for and keen study of the remains of
ancient Roman sculpture which were then beginning to be
sought for and appreciated. In Niccola Pisano's works it
is somewhat ditticult to trace tho direct influence of Ajmlian
art, while in many of them, especially tho panel-reliefs of
his Pisan pulpit (see figure), classical feeling is apiiaront
in every fold of the drapery, in tho modelling of tho nude,
and in the dignified reserve of tho main lines of tho com-
position.
For all that, Niccola was no dull cojiyist ; .though he
emancipated himself from tho stifl'ness and unreality of
earlier sculpture, yet his adtroration and knowledge of tho
physical beauty of the human form in no way dctr.actcd
from tho purity and religious spirit of his snbjecU.
Though pagan in their beauty of modelling and grace of
attitude, his Madonnas are as worshipful, and his saints
as saintly, aa tho.so of any sculptor llie world has over seen.
With true genius ho ojiened out to the church a new field
in which all tho gifts of God, even purely i)hysical ones,
weto made use of and adopted o-s types and symbols of
inward purity and love — not repudiated and supi)rc.ssed oa
snares of tho evil ona Except through his works, but
little is known of the history of Niccola's life. As early
124
P I S — P I S
as 1221 he is said to have been summoned to Naples by
Frederick IL, to do work in the new Castel dell' Uovo.
This fact supports the theory of his southern origin, though
not perhaps very strongly, as, some years before, the Pisan
Bonannus had been chosen by the Norman king as the
sculptor to cast one of the bronze doors for Monreale
cathedral, where it still ejdsts. • The earliest existing piece
of sculpture which can be attributed to Niccola is a
beautiful relief of the Deposition from the Cross in the
tympanum of the arch of a side door at San Martino at
Lucca ; it is remarkable for its graceful composition and
delicate finish of execution. The date is about 1237.
In 1260, as an incised inscription records, he finished the
marble pulpit for the Pisan baptistery; this is on the
whole the finest of his works.
It is a high octagon, on semicircular arches, with trefoil cusps,
supported by nine marble columns, three of whicli rest ou white
marole lions. In Jesign it presents that curious combination of
Gothic forms with classical details which is one of the character-
istics of the mediaral architecture of northern Italy ; though much
enriched with sculpture both in relief and in the round, the general
lines of the design are not sacrificed to this, but the sculptui'e is
kept subordinate to the whole. In this respect it is superior
to the more magnificent pulpit at Siena, one of Niccola's later
works, which sutfei-s greatly from want of repose and purity of
outline, owin^ to its being overloaded with leliefs and statuettes.
Five of the sides of the main octagon have panels with subjects —
the Nativity, the Adoration of the Magi, the Presentation in the
Temple, the Crucifixion, and the Doom. These are all, especially
the first three, works of the highest beauty, and a wonderful
advance on anything of the sort that had been produced by
Niccola's predecessors. The drapery is gracefully arranged in
broad simple folds ; the heads are full of tlie most noble dignity ;
and the sweet yet stately beauty of the Madonna could hardly be
surpassed. The panel with the Adoration of the Magi is perhaps
the one in which Niccola's study of the anti(}ue is most apparent
(see figure). Tlie veiled and diademed figure of the Virgin Mother,
The Adoration of the Magi, one of the panels in the pulpit of the
Pisan Baptistery, by Niccola Pisano.
seated on a throne, recalls tho Roman Juno ; the head of Jose)>h
behind her might be that of Vulcan ; while the youthful beauty
of an Apollo and the mature dignity of a Jupiter are suggested by
the standing and kneeling figures of the Magi. Certain figures in
others of the panels are no less deeply imbued with classical feeling.
The next important work of Niccola in date is the Area
di San Domenico,- in the church at Bologna consecrated to
that, saint, who died in 1221." Only the main part, the
actual sarcophagus covered with sculptured reliefs of St
Dominic's life, is the work of, Niccola and his pupils. The
sculptured base and curved roof with its fanciful orna-
ments are later additions. This "Area" was made when
St Dominic was canonized,' and his bones translated ; it
was finished in 1267, not by Niccola himself, but by his
pupils. The most magnificent, though not the most
beautiful, of Niccola's works is the great pulpit in Siena
cathedral (1268). It is much larger than that at Pisa,
thoup-h somewhat similar in general design, being an octa-
gon on cusped arches and columns. Its stairs, and a large
landing at the top, with carved balusters and panels,
rich with semi-classical foliage, are an addition of about
1500. The pulpit itself is much overloaded with scul[>-
ture, and each relief is far too crowded with figures. An
attempt to gain magnificence of effect has destroyed the
dignified simplicity for which the earlier pulpit is so re-
markable.
Niccola's last great work of sculpture was the fountain
in the piazza opposite the west- end of the cathedral at
Perugia. This is a series of basins rising one above
another, each with sculptured bas-reliefs ; it was begun
in 1274, and completed, except the topmost basin, which
is of bronze, by Niccola's son and pupil Giovanni
Niccola Pisano was not only pre-eminent as a sculptor,
but was also the greatest Italian architect of his cen-
tury ; he designed a number of very important buildings,
though not all which are attributed to him by Vasari.
Among those now existing, the chief are the main part of
the cathedral at Pistoia, the church and cotivent of Sta
Margherita at Cortona, and Sta Trinita at Florence. The
church of Sant' Antonio at Padua has also been attributed
to him, but without reason. Unfortunately his architec-
tural works have in most cases been much altered' and
modernized. Niccola was also a skilled engineer, and
was compelled by the Florentines to destroy the great
tower, called the Gnarda-morto, which overshadowed the
baptistery at Florence, and had for long been the scene of
violent conflicts between the Guelfs and GhibeUines. He
managed skilfully so that it should fall without injuring
the baptistery. Niccola Pisano died at Pisa in the year
1278, leaving his son Giovanni a worthy successor to his
great talents both as an architect and sculptoj;.
Though his importance as a reviver of the old traditions of
beauty in art has been to some extent exaggerated by Vasari, yet
it is probable that he, more than any other one man, was the
means of starting that " new birth " of the plastic arts which, in
the years following his death, was so fertile in countless works of
the most unrivalled beauty. Both Niccola and his son had many
fupils of great artistic power, and these carried the influence of the
isani throughout Tuscany and northern Italy, so that the whole
art of tho succeeding generations may be said to have owed the
greater part of its rapid development to this one family.
On the three preceding Pisani see Perkins, Tuscan Sculptors, vol, i.. 1864;
Clcoenara, Sloria delta Sculltira, 152^24; Gaye, Kumlblall, 1839; Riimohr,
JtaJieniscfie Forschuno^n, 1827-31; Milancsi. Hocumeitti dclV Arte and Vita di
yiccnla Pisano; Vasari, Miiiinesi's ed., L p. 293 and 48!, 1882; Crowe and
Cavaioselle. Painting in Italy, 1864-^6; Gnmer, ilarmor-RHduerke der Schule
der Pisaner, ISoS; Leader Scott, Early Jtatian Sculptors, 1882; Symonds,
Renaissance in Italti: Fine Arts, p. 100 s<j., 1877 ; Dolime, Kuust vnd Kunstler
Italieas, Leipsic, 1378 ; Le tre porte del Battistero di Firente, 1821. (J, H. M.)
PISANO, ViTTORE {c. 1380-1456), commonly called
PiSANBLLO, the greatest of Italian medallists, was a native
of San Vigilio svd Lago in the territory of Verona. Speci-
mens of his work as a painter are stUl extant in Rome,
Venice, Verona, and Pistoia, and entitle him to a place of
some distinction in the history of that art. The National
Gallery in London possesses a very fine specimen of Pisa-
nello's work — a panel painted vvith miniature-like delicacy.
For his pre-eminent position as a medallist, see Numis-
matics, vol. xvii. p. 657. During the latter portion of his
life, he lived in Home, where he enjoyed great repute.
PISANUS, Leonaedus (Leojiardo of Pisa), an Italian
mathematician of the 13th century who has left the stamp
of his name on a whole period in the history of the science.
Of Leonardo's personal history few particulars are known.
His father was palled Bonaccio, most probably a nickname
with the ironical meaning of " a good stupid fellow," while
to Leonardo himself another nickname Bigollone (dunce,
blockhead) seems to have been given. The father was
secretary in one. of the numerous factories erected on the
southern and eastern coasts of the Mediterranean by the
warlike and enterprising merchants of Pisa. WTiere Euro-
pean and Arab merchants met was at that time the right
P I S A N U S
125
place for learning arithmetic, and it was certainly with a
view to this that the father had Leonardo sent to Bugia
to continue his education. But Leonardo aimed at some-
tliing higher than to malie himself an accomplished clerk,
and during his travels round the Mediterranean he obtained
8uch erudition as would have gained him the name of a
great scholar in much later times. In 1202 Leonardo
Fibonacci {i.e., son of Bonaccio) was again in Italy and
published bis great work Liber Abaci, which probably pro-
cured him access to the learned and refined court of the
emperor Frederick II. Leonardo certainly was in relation
with some persons belonging to that circle, when he
published in 1220 another more extensive work De Prac-
tica Geometriee, which he dedicated to the imperial astro-
nomer Domiuicus Hispanus. Some years afterwards
(perhaps- in 1228, as is related by an author on the
authority of a manuscript only once seen by him) Leonardo
dedicated to another courtier, the well known astrologer
Michael Scott, the second edition of his Liber Abaci, which
has come down to our times, and has been printed as well
as Leonardo's other works by Prince Bald. Boncompagni
(Rome, 1857-62, 2 vol.?.). The other works consist of the
Practica Geonietrise and some most striking papers of the
greatest scientific importance, amongst which the Liber
Quadratorum may be specially signalized. It bears the
notice that the author wrote it in 1225, and in the intro-
duction Leonardo himself tells us the occasion of its being
written. Dominicus had presented Leonardo to Frederick
II.i ITie presentation was accompanied by a kind of
mathematical performance, in which Leonardo solved
several hard problems proposed to him by John of
Palermo, an imperial notary, whose name is met with in
several documents dated between 1221 and =1240. The
methods which Leonardo made use of in solving those
problems fill the Liber Quadratorum, the Flos, and a Letter
to Magister Theodore. All these treatises seem to have
been written nearly at the same period, and certainly
before the publication of the second edition of the Liber
Abaci, in which the Liber Quadratorum is expressly
mentioned. We know nothing of Leonardo's fate after
he issued that second edition,* and we might compare
him to a meteor flashing up suddenly on the black back-
ground of the midnight sky, and vanishing as suddenly,
were it not that his influence was too deep and lasting
to allow of his being likened to a phenomenon passing
quickly by.
To explain thia influence and the whole importance of Leonardo's
Bcieiitific work, we must rajiidly sketch the state of mathematics
about the year 1200. The GreeKs, the most geometrical nation on
the earth, had attained a high degree of sciciitilic perfection, when
they were obliged to yield to tlie political supremacy of Rome.
From this time mathematics in Europe sunk lower and lower, till
only some sorry fragiiient~s of the science were still ])reserve(l in the
cell of the studious monk and behind the counting-board of the
eager merchant Geometry was nearly forgotten ; arithmetic made
use of the abacus with counters, or with the nine characters the
origin of which is still a matter of controversy (see. Niimkrai.8);
the zero was still unknown. Among the Arabs it was quite other-
wise. Greek mathematics found amongst them a second homo,
where the science was not only preserved but came to new
strength, and was recruited from India, whence in particular came
the symbol "zero" and ita use, which alone renders possible
numerical calculation in the modern sense of the word. Ancient
astronomy as well as ancient mathematics reappeared in Europe,
from tlie beginning of the 12th century onwards, in an Arabian
dress. Two men especially recognized the worth of those sciences
and made it the task of their life to propagate them amongst their
' The words " cum Magister Dominicus pedibus celsitudinifl vcatnc
me Pisis duceret prtcscntandum " have always been taken to niwin
that Leonardo was presented to the emperor at Pisa, but the dale of
1225 excludes this interpretation, as Freilcrick II. cvrtainly never was
in Pisa before July 1226. Tlie tranj^lation, therefore, oui^lit to be —
** when Magister Dominicua brou^bl nie from Pisa, Ac," the plac«
wUcn Leonardo met tb« ouiMiur ramaining unlutowo.
contemporaries, — the German monk Jordaniis Nemorarius and ths
Italian merchant Leonardus Pisanus. Leonardo, as we have said,
travelled all round the Mediterranean gathering knowledge of every
kind. He studied the geometry of Euclid, the algebra of Moham-
med ibn Musa AJchdrizmi ; he made himself acquainted with Indian
methods; he found out by himself new theories. So runs his own
account ; and an exact comparison of Leonardo's works with older
sources not only confirms the truth of Iiis narrative, but shows
also that he must have studied some other authors, — for instance,
Alkarchi. In his Practica Geometrim plain traces of the use of
the Roman " agrimensorcs " are met with; in his Liber Alaci old
Egyptian problems occur revealing their origin by the reappearance
of the very numbers in which the problem is given, though one
cannot guess through what channel they came to Leonardo's
knowledge. Leonardo cannot now be regarded (as Cossali regarded
him about 1800) as the inventor of that very great variety of truths
for which he mentions no earlier source. But even were the i)re-
decessors to whom he is indebted more numerous than we are
inclined to believe, were he the Columbus only of a territory the
existence of which was unknown to his century, the historical
importance of the man would be nearly the same. We ruust
remember the general ignorance of his age, and then fancy the
sudden appearance of a work like the Liber Abaci, which fills 459
jirinted pages. These pages set -forth the most perfect methods of
calculating with whole numbers and with fractions, practice,
extraction of the square and cube roots, proportion, ciiaiu rule,
finding of proportional parts, averages, progressions, even compound
interest, just as in the completest mercantile arithmetics of our
days. They teach further the solution of problems leading to
equations of the first and second degree, to determinate and iude-
termiuate equations, not by single and double position only, but
by real algebra, proved by means of geometric constructions, and
including the use of letters as symbols for knowu numbers, the
unknown quantity being called res and its srjuare census. We may
well wonder, not that the impression caused by a work of such
ovorwhelmiug character was so deep, but that it made any impres-
sion at all, and that the unprepared soil could receive the seed.
The second work of Leonardo, his Practica Geometrim (1220), is
still more remarkable, since it requires readers already acquainted
with Euclid's planimetry, who are able to follow rigorous demon-
strations and feel the necessity for them. Among the contents of
this book we simply mention a trigonometrical cliaptcr, in which
the words sinus versus arcus occur, the approximate extraction of
cube roots shown more at large than in the Liber Abaci, and a
very curious problem, which nobody would search for in a geome-
trical work, viz., to find a stjuare number which remains a square
number when 5 is added to it This problem evidently suggested
the first quastion put to our mathematician iu presence of the
emperor by John of Palermo, who, perhaps, was quite enough
Leonardo's friend to set him such problems only as he had himself
asked for. The problem was : — To find a square number remain-
ing so after the addition as well as the subtraction of 5. Leonardo
gave as solution the numbers llA'ii 16,Vt. *nd SAV. — the squares
of 3j",, 4,^5, and 2/5; and thoi,i7«r Quadratorum gives the method
of finding them, which we cannot discuss here. We observe, how-
ever, that the kind of problem was not new. Arabian authors
already had found three square numbers of equal difference, but the
difference itself had not been assigned in proposing the question.
Leonardo's method, therefore; when the difference was a fixed
condition of the problem, was necessarily very different from the
Arabian, and, in all probability, was his own discovery. The Ftoa
of Leonardo turns on the second question set by John of Palermo,
which required the solution of tno cub'ic equation ar" -f iar* + 1 0.r
— 20. Leonardo, making use of fractions of tno soxagosimnl scale,
gives x-l" 22' 7" 42'" 33" 4T 40'', after having demonstrated, by
a discussion founded on the 10th book of Euclid, that 8 noliitiou
by square roota is impossible. It is much to be deplored that
Leonardo does not give the least intimation bow he found hie
approximative value, outrunning by this result mora than three
centuries. Genocchi believes lA!onardo to have been la posses-*
sion of a certain method called regula aurea by Cardan in the Idth
century, but this is a mere hypothesis without solid foonditioDj
In the Flos equations with nogatiro values of the unknown
quantity are also to be met with, and Leonardo perfectly undei"
stands the meaning of tlicse negative solutions. In the Letter U\
AVaffiiter ThtocLore indotemiinate problems are chiefly worked, anJ
Leonardo hints at his being able to eolvo by a general method
any problem of this kind not exceeding the first degree. We have
enumerated the main substance of wlikt appear to be Leonardo's
own discoveries, and the experienced reader will not hesitate to
conclude that they prove him \o have been one of the greatest
algebraists of any time. As for the influence ho exorcised on
posterity, it is enough to say that Luca Parioli, about 1500, in his
celebrated Summa, leans eo exclusively to Leonardo's works (at
that time known in manuscript only) that bo frankly acknowledges
his dependence on them, and states that wherever no nl)„ir
author is quoted all belongs to Leonardus Pisauus. (M. CA.>
126
PISCICULTUKE
PISCICULTURE. This art as at present pursued
is not limited to those animals which are grouped by
zoologists in the class of Pisces. " Fishery " is now under-
stood to signify the exploitation of all products of the
sea, lake, and river, the capture of whales, turtles, pearls,
corals, and sponges, as well as of fish proper. The pur-
pose of fish-culture (or aquiculture, as it is in France
more appropriately named) is to counteract by reparative
and also by preventive measures the destructive effects of
fishery.
The possibilit}' of exterminating aquatic animals within
the restricted limits of a lake or a river cannot be doubted ;
authorities are decidedly at variance, however, as to the
extent of the influence of man upon the abundance of life
in the open seas. Distinction must be made between the
extermination of a species, even in a restricted locality, and
the destruction of a fishery; the former is very unusual, and
is seemingly impossible in the case of oceanic species, but
the latter, especially for limited regions, is of almost yearly
occurrence. Aquatic mammals, such as seals, may be en-
tirely exterminated, especially when, like the fur seal, they
forsake the water for a season and resort to the land for
breeding purposes. The fur seals of the Pacific and Ant-
arctic are now nearly gone, except' in two groups of islands,
the Pribylovs in Alaska and the Commander Islands in
Siberia, where they enjoy Government protection, the
islands being leased to the Alaska Commercial Company
by whom only a stated number, all non-breeding males,
may be killed each year, the permanence of the fishery
being thus perfectly secured. Aquatic mammals also
which never leave the water, ■ like whales and sirenians,
being conspicuous by reason of their size, and incapable
of rapid multiplication, may, especially when they breed
near the shore, suffer extermination. As examples (iiay
be cited the Arctic sea coV {Rhytina stelleri) and the
Pacific grey whale {Rhachiaiifctes glawus), the former
extinct, the latter having practically become so within the
present century. The sperm whale is also rapidly dis-
appearing. In the case of fixed animals like the oyster,
the corals, and the sponges, again, the colonies or beds
may be swept out of existence exactly as forests are hewn
down. The native oyster beds of Europe are for the most
part gone, and still more rapid has been the recent destruc-
tion of the oyster reefs in Pocomoke Sound, Maryland, a
large estuary, formerly very productive — the result being
due more directly to the choking up of the beds by the
rubbish dragged over them by dredges, and the demolition
of ledges suitable for the reception of young spat, than to
the removal of all the adult oysters, which could, of course,
never have been effected. The preservation of oyster-beds
ia a matter of vital importance to the United States, for
oyster-fishing, unsupported by oyster-culture, will soon
destroy the employment of tens of thousands and a cheap
and favourite food of tens of millions of the people. Some-
thing may undoubtedly be effected by laws which shall
allow each bed to rest for a period of years after each season
of fishing upon it. It is, however, the general belief that
shell-fish beds must be cultivated as carefully as are garden
beds, and that this can be done only by giving to indivi-
duals rights in submerged lands, similar to those which
may be acquired upon shore. Tt is probable that the
present unregulated methods will prevail until the dredging
of the natural beds shall cease to be remunerative, and
that the oyster industry will then pass from the improvi-
dent fishermen to the painstaking oyster-grower, with a
corresponding increase in price and decrease in consump-
tion. Such a change has already taken place in France
aad Holland, and to a large extent in England, but there
appear to be almost unsurmountable difficulties in the way
rf protecting the property of oyster-culturists from depre-
dations—difficulties apparently as formidable in England
as in America.
Fishes in ponds, lakes, or streams are quickly exter-
minated unless the young be protected, the spawning
season undisturbed, and wholesale methods of capture
prohibited. Salmon and trout streams are preserved in
all countries of northern Europe ; and in Canada also a
large service of fishery wardens is maintained. In the
United States there are in many of the older common
wealths excellent codes of laws for the preservation of
fish and game, which are enforced by anglers' clubs. A
river may quickly be emptied of its anadromous visitors,
salmon, shad, andalewives, by over-fishing in the spawning
season, as well as by dams which cut off the fish from
their spawning-grounds. Numerous rivers in Europe and
America might be named in which this has occurred. In
the same way, sea fishes approaching the coasts to spawn
in the bays or upon the shoals may be embarrassed, and
the numbers of each school decimated, — particularly if, as
in the case of the herring, the eggs are adhesive and
become entangled in nets. Sea fishes spawning in festuaries
are affected much in the same manner as the salmon in
rivers, though in a less degree, by wholesale capture in
stationary nets. The shad and alewife fisheries of the
United States are protected by an extensive code of laws,
varying in the several States and in the different rivers of
each State. The most satisfactory laws appear to be those
which regulate the dates when fishery must commence 'and
end, and prescribe at least one day in each week, usually
Sunday, during which the ascent oL the fish may not be
interrupted. Migratory, semi-migratory, or wandering
fishes, ranging singly or in schools over broad stretches of
ocean, the mackerels, the tunnies, the sardines or pilchards,
the menhaden, the bluefioh, the bonitoes, and the sque-
teague, stand apparently beyond the influence of human
agency, especially since, so far as is known, they spawn at a
distance from the coast, or since the adults, when about to
spawn, cannot be reached by any kind of fishery apparatus.
Their fecundity is almost beyond comprehension, and in
many instances their eggs float free near the surface, and
are quickly disseminated over broad areas. The conclu-
sions gained by Prof. Baird, U.S. commissioner of fisheries,
agree exactly with those of Prof. H'lxley, that the number
of any given kind of oceanic fish killed by man is perfectly
insignificant wben compared with the destruction effected
by their natural enemies. Almost any body of water, be
it a bay or sound, or be it the co\ering of a ledge or shoal
at sea, may be over-fished to such a degree that fishing
becomes unprofitable, especially if fishing be carried on in
the spawning season. In this manner, no doubt, have the
coasts of England been robbed of the formerlv abundant
supplies of turbot and sole.
The character of the various destructive influences which
man brings to bear upon the inhabitants of the water and
their effects having thus been briefly noticed, the student
of fish culture is confronted by the question. What can be
done to neutralize these destructive tendencies? There
are evidently three things to do: — (I) to preserve fish
waters, especially those inland, as nearly as it may be
possible in their normal condition ; (2) to prohibit waste-
ful o\ immoderate fishing; and (3) to put into practice
the art of fish breeding — (a) to aid in maintaining a
natural supply, (b) to repair the effects of past improvi-
'den'ces, and {c) to increase the supply beyond its natural
limits rapidly enough to meet the necessities of a con-
stantly increasing population.
The preservation of normal conditions in inland waters
is comparatively simple. A reasonable system of forestry
and water-purification is all that is required ; and thi.s is
needed not only by the fish in the streams but by the
FiSCI CULTURE
127
people living on the banks. It has been shown that a
river which is too foul for fish to live in is not fit to flow
near the habitations of man. Obstructions, such as dams,
may, in most instances, be overcome by fish ladders. The
salmon has profited much by those devices in Europe, and
the immense dams in American rivers will doubtless bo
passable even for shad and alewives if the new system
of fishway construction devised by Col. M'Donald, and
now being applied on the Savannah, James, and Potomac,
and ofhor large rivers, fulfils its present promises of
success.'
1 The protection of fish by law is what legislators have
been trying to effect for many centuries, and the success
of their efforts must be admitted to have been very slight
indeed. Great Britain has at present two schools of fishery-
economists, — the one headed by Prof. Huxlc)^, opposed
to legislation, save for the preservation of fish in inland
waters ; the other, of which Dr Francis Day is the chief
leader, advocating a strenuous legal regulation of sea
fisheries also. Continental Europe is by tradition and
belief committed to the last-named policy. In the United
States, on the contrary, public opinion is generally anta-
gonistic to fishery legislation ; and Prof. Baird, the com-
missioner of fisheries, after carrying on for fourteen years,
with the aid of a large staff of scientific specialists, inves-
tigations upon this very question, has not yet become
satisfied that laws are necessary for the perpetuation of the
sea fisheries, nor has he ever recommended to Congress the
enactment of any kind of fishery laws
. Just here we meet the test problem in fish culture.
Many of the most important commercial fisheries of the
world, the cod fishery, the herring fishery, the sardine
fishery, the shad and alewife fishery, the mullet fishery,
the salmon fishery, the whitefish fishery, the smelt fishery,
and many others, owe their existence to the fact that once
a year these fishes gather . together in closely swimming
schools, to spawn in shallow water, on shoals, or in estua-
ries and rivers. There is a large school of quasi econo-
mists who clamour for the complete prohibition of fishing
during spawning time. Their demand demonstrates their
ignorance. Deer, game, birds, and other land animals
may easily be protected in the breeding season, and so
may trout and other fishes of strictly local habits. Not so
the anadromous and pelagic fishes. If. they are not caught
ia the spawning season, they cannot be caught at aU.
The writer recently heard a prominent fishculturist
advocating before a committee of the United States Senate
the view that shad should not be caught in the rivers
because they come into the rivers to spawn. When asked
what would become of the immense shad-fisheries if tliLs
were done, he ventured .the remark that doubtless some
ingenious person would invent a meaYis of catching them
at sea.y The fallacy in the argument of these economists
lies, in part, in supposing that it is more destructive to
the progeny of a given fish to kill it when its eggs are
nearly ripe than to kill the same fish eight or ten months
earlier. We must not, however, ignore the counter-argu-
ment. Such is the mortality among fish that only an
infinitesimal percentage attains to maturity. Professor
Mdbius has shown that for every grown oyster upon the
beds of Schleswig-Holstein J, 045, 000 have died. Only a
very small percentage, perhaps not greater than this, of
the shad or the sipelt ever comes upon the breeding
grounds. Some consideration, then, ought to be shown
to those individuals which have escaped from their enemies
and have come up to deposit the precious burden of eggs.
How much must they be protected ? Here the fish-cul-
turist comes in with the proposition that " it is cheaper to
' /iepori of United States Fish Commission for 1883
make fish so plentiful by artificial means that every fisher.*
man may take all he can catch than to enforce a code of
protection laws."
The salmon rivers of the Pacific slope of the United
States, the shad rivers of the cast, and the whitefish
fisheries of the lakes are now so thoroughly under control
by the fish-culturist that it is doubtful if any* one will
venture to contradict his assertion. The question is
whether he can e.xtend his domain to other species.
Fish-culture in a restricted sense must sooner or later
be resorted to in all densely populated countries, for, with
the utmost protection, nature unaided can do- but little to
meet the natural demand for fish to eat. Pond-culture
{I'eichivirthschafl), has been practised for many centuries,
and the carp and the gold-fish have become domesticated
like poultry and cattle. The culture of carp is an import-
ant industry in China and in Germany, though perhaps
not more so than it was in England three and four
centuries ago; the' remains of ancient fish-stews may be
seen upon almost every large estate in England, and
particularly in the vicinity of old monasteries. Strangely
enough, not a single well-conducted carp-pond e.\ists in
England to-day to perpetuate the memory of the tens of
thousands which were formerly sustained, and the carp,
escaping from cultivation, have reverted to a feral state and
are of little value. Until "improved varieticfs of carp are
introduced from Germany, carp-culture can never be made
to succeed in England. Carp-culture is rapidly coming
into favour in the United States ; a number of young scale
carp and leather carp were imported in 1877 for breeding
purposes, and the fish commission has since distributed
them to at least 30,000 ponds. Two railway cars especi-
ally built for the purpose are employed during the
autumn months delivering cargoes of carp, often making
journeys of over three thousand miles, and special ship-
ments have been made to Mexico and Brazil. The carp is
not recommended as a substitute for the salmon, but ia
especially suited to regions remote from the sea whore
better-flavoured fish cannot be had in a fresh condition.
A kind of pond-culture appears to have been practised
by the ancient Egyptians, though in that country as in
ancient Greece and llomc, the practice seems to have been
similar to that now employed in the lagoons of the Adriatic
and of Greece, and to have consisted in driving the young
fish of the sea into artificial • enclosures or vivaria, when
they were kept until they were large enough to be used.
The discovery of the art of artificially fecundating the
ova of fish must apparently be accredited to_ Stephen
Ludwig Jacobi of Hohenhauscn in Westphalia, who, as
early as 1748, carried on successful experiments in breed-
ing salmon and trout. The importance of this discovery
was thoroughly appreciated at the time, and from 1763
to 1800 was a fruitful subject of discussion in England,
France, and Germany. George HI. of England in 1771
granted to Jacobi a life pension. It has been claimed by
many French writers that the process of artificial fecunda-
tion was discovered as early as 1420 by Dom Pinchon, a
monk in the abbey of Keomc, but this claim is but a fcoblo
one, not having been advanced until 18.04, and it '\i\
believed by many t!.-l the practice of the French monk
was sim(ily to collect and transplant the eggs .which he
had already found naturally fertilized. Ho.wcvcr interest-
ing to the antiquarian, the proceedings of Horn Pinchon
had no influence upon the progress of fish-culture. To
Germany, beyond question, belongs the honour of discover-
ing and carrying into practical usefulness the art of fish-
culture. Upon the estate of Jacobi, by the discoverer
and his sons, it was carried on as a branch of agriculture
for fully eighty years— from 1741 to 1825 — though it
' was nearly a hundred years before public oi)inion \vm
PISCICULTURE
12«
ripe for a general acceptance of its usefulness, a period
during which its practice was never abandoned by the
Germans.
Fish-culturb m Britain was inauguratea m lasi by Mr
John Shaw, gamekeeper to the duke of Buccleuch at
Urumlanrig, who, in the course of ichthyological investiga-
tions, had occasion' to fecundate the eggs of salmon and
rear the young ; and, as regards France, an illiterate fisher-
man, Joseph Remy, living in the mountains of the Vosges,
rediscovered, as it is claimed, or at any rate successfully
practised, in association with Antoine Gehin, the culture of
trout in 1842. The originality and practical influence of
Remy and Gehin's work appear to have been exaggerated
by French writers. On the other hand the establishment
in 1850 at Huningue (Huiiingen) in Alsace by the French
Government of the first fish-breeding station, or " pisci-
factory," as it was named by Professor Coste, is of great
signiflc'lnce, since it marks the beginning of public fish-
culture. The art discovered in Germany was practised in
Italy as early as 1791 by Baufalini, in France in 1820, in
Bohemia in 1824, in Great Britain in 1837, in Switzerland
in 1842, in Norway under Government patronage in 1850,
in Finland in 1852, in the United States in 1853, in
Belgium, Holland, and Russia in 1854, in Canada about
1863 in Austria in 1865, in Australasia,- by the intro-
duction of English salmon, in 1862, and in Japan in
1877.
Artificial Propagation.— Sjmigcs have been sxicccssfully niiiUi-
plied by cuttings, like plants, in Austria and in Florida. Oijsiers
have lone been raised m artificial enclosures from spat naturally
deposited upon artificial stools. The eggs of the American and
Portuguese oysters have been artificially fecundated and the young
liatcbed, and in July 1883 Mr John A. Ryder, embryologist of
tho U S Fish Commission, solved the most difticult problem m
American oysterculture by completing a mechanical device for pre-
venting tho escape of the newly hatched oysters while swimming
about prior to fixation, i The English oyster, being hermUphrod.te,
ot nioncecious, cannot be artificially propagated from the egg like
the dicecious American species.
The fertilization of the tish egg is the. simplest of processes, con-
sisting, as every one knows, in simply pressing tho ripe ova Irom
the female fish into a shallow receptacle and then squeezing out
the milt of the male upon them. Formerly a gr^at dea of water
was placed in the ran ; now the "dry method, mth only a little.
was placea in rue pan ; uuw mo "ij i.i^i..^ — , ■;•—;■■•.'-
discovered by the Russian Vrasski in 1854, is preferred. The eggs
haying been fertilized, the most difficult part of the task remains,
namely, the care of the eggs until they are hatched, and the care
of the young until they are able to care for themselves.
The apparatus employed is various in principle, to correspond to
the physical peculiarities of the eggs. Fish-cultuiLsts divide eggs
Into four classes, viz. :-(l) heavy eggs, rion-adliesive, whose specihc
gravity is so great that they will not float, such as the eggs ot the
Llmon and trout ; (2) heavy adhesive eggs, such as those of the
herring, smelt, and perch: (3) semi-bnoyant eggs, like those ot
the shad and whitefish (Coregonus) ■ and (4) buoyant eggs, like those
of the cod and mackerel. (1) Heavy non-udhesive eggs are placed
in thin layers either upon gravel, grilles of glass, or sheets ot wire
cloth, in receptacles through which a current of water is constantly
passing There are numerous forms of apparatus for eggs of this
class but the most effective are those in which a number of trays
of wire cloth, sufficiently deep to carry single layers of eggs, are
placed one upon the other in a box or jar into which the water
enters from below, passing out at the top. (2) Heavy adhesive
eggs are received upMi bunches of twigs or frames of glass plates
to which they adhere, and which are placed in receptacles through
which wat«r is passing. (3) Semi-buoyant eggs, or those whose
specific gravity is but slightly greater than that of the water,
require altogether different treatment. They are necessarily placed
together in Targe numbers, and to prevent their settling upon the
bottom of the receptacle it is necessary to introduce a gentle current
from below. For many years these eggs could be hatched only in
floating receptacles with wire-cloth bottoms, placed at an angle to
the current of the stream in which they were fixed, the motion of
which was utilized to keep the eggs in suspension. Later an
arrangement of plunging-buckets was invented, cylindrical recep-
Ucles with tops and bottoms of wire cloth, which were susp«nded
•n rows from beams worked up and down at the surface of the
water by machinery. The eggs in the cylinders were thus kept
\ Bulletin, United States Fish CommissioD. 1883.
constantly in motion. Finally the device now mgst in favour was
perfected ; this is a receptacle, conical, or at least with a constricted
termination, placed with its apex downward, through which piisacs
from below a strong current, keeping the eggs constantly suspended
and in motion. This form of apparatus, of which the M'Donald
and Clark hatching-jars are the most perfect development, may bo
worked in connexion with any common hydrant^ (4) Floatmg
eccs have been hatched only by means of rude contrivances for
sustaiiiinc a lateral circular eddy of water in the receptacle.
Tho use of refrigerators, to retard the development of the eggs
until such time as ii; is most convenient to take care of the fiy,
has been extensively introduced in the United States, and haa
been experimented upon in Germany.
The (fistinction between private and public fish-culture must oo
carefully observed. The maintenance of ponds for carp, trout and
other domesticated species is an industry to be classed with poultry-
raisinc ami bee-keeping, and its interest to the political economist
is but" slight. Tho proper function of public fish-culture is tho
stocking of the public witers with fish in which no individual can
claim the right of property. This is being done in the rivers of
the United States, witrh salmon, shad, and alewives, and in the
lakes with whitefish. The use of steamships and steam machinery,
the construction of refrigerating transportation cars, two of which,
with a corps of trained experts, are constantly employed by the
United States Fish Commission, moving fish and eggs from ilaine
to Texas and from Maryland to California, and the maintenance
of permanent hatching sUtions, seventeen in number, in different
parts of the continent, are forms of activity only attainable by
Government aid. Equally unatUinable by private effort would be
the enormous experiments in transplanting and acclimatizing tisl«
in new waters,— such as the planting of Californian salmon lu the
rivers of the east, land-locked salmon and smelt in the lakes and
rivers of the interior, and shad in California and the Mississippi
valley and the extensive acclimatization of German carp ; the two
last-named experiments carried out within a period of three years
have met with successes beyond doubt, and are of the grea est
importance to the country ; the others have been more or less
successful, though their results are not yet fully realized. It has
been demonstrated, however, that the great river fisheries of tho
United States, which produced in 1880 48,000,000 lb of alewives.
18 000,000 lb of shad, 52,000,000 lb of salmon, l'«si'l/s bass stur-
geon, and smelt, and worth " at first hand between 4,000,000 and
6 000 000 dollars, are entirely under the control of the fish-cultuiist
to sustain or to destroy, and are capable of immense extension
Having now attempted to define the field of modem fish-culture,
and to show what it has already accomplished, it remains to ho
stated what appear to be its legitimate aims and limitations.
The aims oKmbdern fish-culture, as understood by the present
writer, aie-(l) to arrive at a- thorough knowledge of the Ule
history from beginning to end of every species of economic value
?he histories of the aliimals and plants "r^v'i't, o'fM'e^
or upon which their food is nourished the histories of their
enemies and friends, and the friends and foes of their enemies and
friends, as well as the currents, temperatures, and other physical
phenomena of the waters in relation to migration, reproduction
and growth ; and (2) to apply this knowledge m such a practical
manSer that every form of fish shall be at least as thoroughly under
Control as are now the salmon, the shad, the alew.fe, the car,., and
the whitefish. Its limitations are' precisely those of scientiho
agriculture and animal rcaiiiig, since, altliongh certain I'l 5 ^ica)
conditions may constantly intervene to thwart man s e^"^'^ '" ^^
given direction, it is quite within the bpunds of reasonable expecta-
tion to be able to understand what these are, and how their effects
are produced. An important consideration concerning the limita-
tions of fish-culture must always be kept ^"."^'"d in weighing the
arguments for and against its success, viz., tl>ft/«^°:, ,.*,"^^^'tt,t ^
acclimatization of fishes in new waters is "»* . I V.h c^.lhiremav
simply one of the necessary experiments upon which fi«h-culture may
be b Jed. The introduction of carp from Germany to the Un ed
States was not fish-culture; it was an experiment ; the exner ment
has succeeded, and fish-culture is now one of its results. The intro-
Suction of Caifornia salmon to the Atlantic slope was an experr-
men ; it has not succeeded; its failure has nothing to do with
Sie success of fish-culture. If any one wants to see successful fish-
cu t^eTn connexion with this fish let him go to the Sacramento
dver The introduction of shad to the Pacific coast was an
ex^riment ; it succeeded ; shad culture can now be carried on
:^\^Zl« of failure by the Fish Commission "f he Pacific Spates.
An eniiallv established success is whitehsh culture in the t.reat
li^es^ The experimentb with cod and Spanish mackerel were not
fith-culture, though it is hoped that they may yet lead up to it
AM there is every reason to believe, from experiments in part
^mpkted, that the dominion of fish-culture may be -tendei m
like manner to certain of the great sea fisheries, such as the cod.
haddock, herring, mackerel, and Spanishmackerel fisheries.
I
Traniactions. American Fish Cultural Association. 1883.
P I S— P I s
.29
Public 6shcuUure exists only in the Uuitcd States ami Canada.
European fish culturista liave always operated with only small
numbers of eggs. The hatchery of Sir James Maitland at Howieton
near Stirling, Scotland, may be specially mentioned in this con-
nexion, since it is undoubtedly the finest private fish-cultural
establishment in the world. It is described in one of the Confer-
ence papers of tlfe International Fishery Exhibition.
The recent organization of the Scottish Fishery Board, and the
establishment of a society for the biological investigation of the
coasts of Great Britain, are indications that England, having at last
recognized the importance of protecting its extensive fishery
industries, will at no distant time become a leader in matters of
6shery economy.
Holland, Germany, and Norway have hitherto been the only
European nations manifesting intelligent enterprise in the con-
Eideration of fishery questions in general, although fair work has
been done by Sweden and other countries in the treatment of
limited special branches of this industry. In Germany the
functions of the German Fishery Union {Deutsche- FUcherci-
Verein) and of the commission for the investigation of the German
seas {Ministerlal-JCommissUm zur u'issejischa/tlichen Vntcrsttchutig
der deutschcn Meere zu Kiel), taken together, represent practically
the two divisions of the work of the United States Fish Commission,
— propagation and investigation. The latter body is composed of
a commission of scientific men, whose head is appointed by the
Government ; it is carried on with Government funds, but is not in
any way subjected to Government control, the central headquarters
being at Kiel instead of Berlin. . The Fischerei- Vermin is also a
privat" body, under the patronage of the emperor, and with funds
Sartly furnished by the Government and having also the general
irection of the 5fational Fish Cultural Society at Hiiningen.
This, also, is not a bureau of any Government department, but
managed entirely by its own officers. It is the only European fish-
eries institution that has so far constituted a thoroughly successful
experiment The Netherlands Commission of Sea Fisheries [Collegie
vooT de Zeevisscherijeii) is a body of fifteen men, chiefly workers in
science, occupying a responsible position in the national economy,
their function being "to advise Government in all subjects con-
nected with the interest of the fisheries." During the twenty-five
years of its existence, says its historian, "the commission has con-
stantly been consulted fcy Government on the difTerent measures
that might be beneficial, or on the abolition of others that were
detrimental, to the fisheries." The Society for the Development
of Norwegian Fisheries (Sclskabel for de Korske Fiskerkrs Fremme)
is an organization independent of the Government, and electing its
own officers, but receiving largo grants from Government to carry
on work precisely similar to that of the United States Commission.
In 1882-83 these grants amounted to 49,000 kroner.
As an illustration of the interest manifested in fish-culture in the
United States, it may be stated that from 1871 to 1883 $1,190,955
lias been appropriated by Congress for the use of the United States
Fish Commission, and that thirty-five of the State Governments
have made special grants for fish-culture, in the aggregate equal to
$1,101,000. To show tho wholesale methods employed in this, a
letter by Mr Livingston Stone, superintendent of One of the
seventeen hatcheries supported by tho United States Fish Commis-
sion, that on the M'Cloucf river in California, may be quoted : —
" In the eleven years since the salmon-breeding station has been In operation
67,000,000 eKgs have been taken, most of which have been distributed In the
Tarjouj States of the Union. Several millions, however, have been sent to
forel^ countries, including Germany, France, Great Briuin, Denmark, RuasIh,
Belgium, Holland, Oanada, New Zealand, Australia, and tho Sandwich Islands.
About 15,000,000 have been hatched at tho station, and tho young ttsh placed In
tha M'Cloud and other tributaries of tho Saciamento river. So gicat have been
the benefits of this restocking of tho Saciamento that tho statistics of the salmon
fisheries show that tho annual salmon catch of the river has increased 6,000,000
pounds each year during tho lost few years."
Fifteen canneries now are fully supplied, whereas in 1872 the
single establishment then on the river was obliged to close for lack
of fish. In the two Government hatcheries at Alpena and North-
villc, Michigan, there have been produced in the winter of 1883-84'
over 100,000,000 eggs of the whitcfish, Coregoims clupciformh, and
the total number of young fish to bo placed in tho Great Lakes
this year by these and the various State hatcheries will exceed
225,000,000. Tho fishermen of tho Great Lakes admit that but
for public fish-culture half of them would be obliged to abandon
their calling. Instances of great impro\cmcnt might be cited in
connexion with nearly every shad river in tho United Stato.s. In
the Potomac alone the annual yield has been brought up by tho
operations of fi.sh-culturo from 668,000 lb in 1877 to an average of
mor" than 1,600,000 lb in recent years. In 1882 carp bred in tho
Fieh Commission ponds in Washington were distributed in lots
of 20 to 10,000 applicants throughout every State and Tcrritflry, at
en average distance of more than 900 miles, tlio total milcngo of tho
sni|imcnl3 being about 9,000,000 miles, and thi" uctuiil distance
traversed by the transportation car 34,000 miles. There still
exists in Europe some scepticism as to tho bcnclicial results of fish-
culture. Such doubts do not exist on the other sido of tho Atlantic,
If the continuance from year to year of liberal grants of public
money may be considered to be a test of public confidence.
Perhaps the best general treatises upon the methods or artificial propagation
practised by plsclcuhuilsts are Hcrr Max Von Dem Bojne's Fiifhtufht, Berlin
1880, and from the philosophical standpoint, Dr Francis Day's Fith Culture, oic
of the handbooks of the International Fisheries Exhibition of less. The repor'v
and bulletins of the United States Fish CommUsIon, In twelve volumes, from 187 J
to 1884, contain full descriptions of American methods, and discussions of all
foreign discoveries and movements. Two prominent London Journals, the Fieltl
and Land and Water, contain authoritative articles upon the subject, and the
museum of tlshcrles and flsh-ciilturo at South Kensington, enriched as It has been
by the coniributlnns of exhibitors at the Flsheiles Exhibition of 1883, Is an
excellent exponent of the methods and Implements In use In the past and at
present. For a hIstoi7 of the subject see " Epochs In the History of Fish
Culture," by G. Blown Goode, In Transactions of the American Fish Cultuidl
Association (10th meeting, 1881, pp. 34-68), and "The Status of the United States
Fish Commls.slun In 1884," by the same author. In part xll, of the Kfpori of
that commission; and for a discussion of modem methods and apparatus, as
shown at the late Fisheries Exhibition, the essays by Mr R. Edward Earl! In tho
report of the United States commissioner to the exhibitioo and In Mature (Oct. 4,
1883). (G. E. G.)
PISEK, a small tovra of Bohemia, 55 miles to the south
of Prague, lies on the right bank of the Wottawa, which
is here crossed by an interesting stone bridge of great
antiquity. The to^\Ti generally has a mediaeval air,
heightened by the preservation of part of the old walls
and bastions. The most prominent buildings are the
church of the Nativity, the town-house, and the venerable
chateau. The name of Pisek, which is the Czech for sand,
is said to be derived from the gold-washing formerly carried
on in the bed of the Wottawa. This source of profit,
however, has been long extinct, and the inhabitants now
support themselves by iron and brass founding, brewing,
and the manufacture of shoes and Turkish fezes. The
population in 1880 was 10,545.
Pisek was one of the chief centres of the Hussites, and it
suffered very severely in the Thirty Years' War, when Maximilian
of Bavaria put almost all the inhabitants to the sword. It was
also occupied by the French in 1741. In spite of these reverses
Pisek is now a very wealthy commuuity, possessing large and
valuable tracts of woodland.
PISIDIA, in ancient geography, was the name given
to a country in the south of Asia Minor, immediately
north of Pamphylia, by which it was separated from the
Mediterranean, while it was bounded on the north by
Phrygia, on the east by Isauria, Lycaonia, and Cilicia, and
on the west and south-west by Lycia and a part of Phrygia
(see vol. XV. PI. 11.). It was a rugged and mountainous
district, comprising some of the loftiest portions of the
great range of Mount Taurus, together with the offsho()t3
of the same chain towards the central tableland of Phrygia.
Such a region was naturally occupied from a very early
period by wild and lawless races of mountaineers, who
were very imperfectly reduced to subjection by the powers
that successively established their dominion in Asia Minor.
The Pisidians are not mentioned by Herodotus, either
among tho nations that were subdued by Croesus, or among
those that furnished contingents to tho army of Xerxes,
and tho first mention of them in history occurs in tho Ana-
basis of Xenophon, when they furnished a pretext to tho
younger Cyrus for levying tho army with which ho designed
to subvert his brother's throne, while ho pretended only to
put down the Pisidians who were continually harassing the
neighbouring nations by their lawless forays \Anab. i. 1, 11 ;
ii. 1, 4, i'c). They are afterwards mentioned by Ephorus
among the inland nations of Asia Minor, and assume a
more prominent part in the history of Alexander the Great,
to whoso march through their country thoy opposed a deter-
mined resistance. In Strabo's time they had passed tran-
quilly under the Roman dominion, though still governed
by their own petty chiefs and retaining to a considerable
extent their predatory habits.
Tho boundaries of Pisidia, like those of most of tho
inland provinces or region.s of Asia Minor, were not clearly
defined, and appear to have fluctuated at different times.
This was especially tho ca.io on the side of Lycia, where
tho upland district of Milyaa was Boractimi« included
in Pisidia, at other times assigned to Lycia. Some
XIX. — 17
130
P I S — P I S
writers, indeed,- considered tlie Pisidians as the same
people with the Milyans, while others regarded them as
descendants of the Solymi, but Strabo speaks of the
language of the Pisidians as distinct from that of the
Solymi, as well as from that of the Lydians. The whole
of Pisidia is an elevated region of tablelands or upland
valleys in the midst of the ranges of ilount Taurus which
descends abruptly on the side of Pamphylia. It contains
several small lakes, but the only one of any importance is
that now called the Egerdin Gol, of which the ancient
name has not been preserved. It is a fresh-water lake of
about 30 miles in length; situated in the north of Pisidia
on the frontier of Phrygia, at an elevation of 2800 feet
above the sea. The only rivers of any importance are the
Cestrus and the Eurymedon, both of which take their rise
in the highest ranges of Mount Taurus, and flow down
through deep and narrow valleys to the plain of Pamphylia,
which they traverse on their way to the sea.
Notwithstanding its rugged axid mountainous character,
Pisidia contained in ancient times several ■ considerable
towns, the ruins of which have been brought to light by
the researches of recent travellers (Arundell, Hamilton,
Daniell), and show them to have attained under the
Roman empire to a degree of opulence and prosperity far
beyond what we should have looked for in a country of
predatory mountaineers. The most important of them are
Termessus, near the frontier of Lycia, a strong fortress in
a position of great natural strength and commanding one
of the principal passes into Pamphylia; Cremna, another
mountain fortress, north of the preceding, impending over
the valley of the Cestrus ; Sagalassus, a little farther
north, a large town in a strong position, the ruins of which
are among the most remarkable in Asia Minor; Selge, on
the right bank of the Eurymedon, surrounded by rugged
mountains, notwithstanding which it was in Strabo's time
a large and opulent city ; and Antioch, known for dis-
tinction's sake as Antioch in Pisidia, and celebrated for
the" visit of St Paul. This was situated in the extreme
north-east of the district immediately on the frontier
of Phrygia, between Lake Egerdin and the range of the
Sultan Dagh. Besides these there were situated in the
rugged mountain tract west of the Cestrus Cretopolis,
Olba or Olbasa, Pogla, Isinda, Etenna, and Conana.
Pednelissus was in the upper valley of the Eurymedon
above Selge. The only place in the district at the present
day deserving to be called a town is Isbarta, the residence
of a pasha ; it stands at' the northern foot of Mount
Taurus, looking over the great plain which extends from
thence into Phrygia. North of this and immediately on
the borders of Phrygia stood Apollonia, caUed also Mor-
diaeum. Several other towns are assigned to Pisidia by
Strabo, Pliny, and Ptolemy, of which the sites have not
yet be6n determined.
We have no clue to the ethnic character and relations of
the Pisidians, except that we learn from Strabo that they
were distinct from the neighbouring Solymi, who were
probably a Semitic race, but we find mention at an early
period in these mountain districts of various other tribes,
as the Cabali, Milyans, &c., of all which, as well as the
neighbouring Isaurians and Lycaonians, the origin is
wholly unknown, and in the absence of monuments of
|their language must, in all probabUity, ever remain so.
PISISTRATUS, citizen and afterwards tyrant "of
Athens, was the son of Hippocrates, through whom he
traced his pedigree to Neleus and Nestor, princes of
Messene in ttie Heroic Age. A branch of the family had
reigned at Athens in the persons of Codrus and his
descendants. Pisistratus was second cousin to Solon,
t&eir mothers having been cousins, and the early friendship
between the two men was not entirely broken off even by
the wide political differences which separated them imaier
life. Pisistratus, who was much junior to Solon, was
born about 605 B.C. In his youth there was a teen
rivalry between Athens and iMcgara, and Pisistratus as
general of Athens contrived by stratagem to defeat the
Megarians and capture their port NisKa (perhaps 570 or
a little later). 1 But Pisistratus was ambitious of move
than military triumphs, and in the internal condition of
Attica he discerned the road to power. The constitution
which Solon had given to Athens a few years before (594
B.C.) was too moderate to satisfy either of the extreme
parties. The wealthy nobles chafed at the political rights
granted to the lower classes, while the poor were dissatis-
fied with what they regarded as merely a half measure of
relief. The nobles themselves were divided into the
parties known as the Plain {Pcdieis) and the Coast
(Paraloi), the former inhabiting the western lowlands of
Attica, the latter the level districts on the southern and
eastern coasts.^ The former were led by the noble
Lycurgus, the latter by Megacles, of the proud house of
the Alcmsonidae. Pisistratus took advantage of their
dissensions to form a third political party out of the men
of the Mountain (Diacreis or Bia'-rioi), the poor cottars
and shepherds of the eastern and northern hills, among
whom his own estates lay. He easily won the affection
of these simple highlanders. His manners were captivat-
ing, his good humour imperturbable ; his purse was ever at
the service of the needy ; his fields and gardens stood opeu
for their enjoyment. Equality and fraternity, together
with the maintenance of the constitution, were the watch-
words of this eloquent and handsome aristocrat, the
people's friend. But his easy and affable deportment hid
a boundless ambition. Solon detected his schemes, and
warned the people against him, but in vain. One day,
not long after a violent dispute with Megacles in the
public assembly, Pisistratus drove into the market-place,
himself and his mules bleeding from wounds which he had
inflicted with his own hand, but which he pretended to
have received from his political enemies. The indignant
people decreed a guard for the protec 'ion of their cham-
pion. Of this guard the champion soon availed himself
in order to seize the Acropolis and make himself master
of Athens (560). Megacles .and the Alcmseonidae fled,
but Solon remained and continued to lift his voice against
the usurper, who, however, treated the old man with the
utmost deference, as a valued friend and counsellor.
Solon did niw long survive his country's freedom ; he died
in the next year (559). The government of Pisistratu.s
was marked by great moderation ; he maintained the
existing laws, to which he exacted obedience from all, and
Set the example of it himself. Being once accused of
' Herod., i. 59; Justin, ii. 8; Frontinus, iv. 7, 44. Other writers
(Polyaenua, i. 20; .Elian, Var. Hist., rii. 19) erroneously attributii
the stratagem to Solon, and refer it to the expedition in which Solon
recovered Salamis. Plutarch {Solon, 8) falls into this ipistake, and
adds to it the blimder of representing Pisistratus as having taken part
in the expedition, which happened about 600 B.C. The two events
(Solon's conquest of Salamis and Pisistratus's capture of Salamis) arj
distinguished by Justin (ii. 7, 8), and after him by Duncker {Oesch.
des Alterlkums, vi. pp. 145, 244) and others, but they are confussd
by Thirlwall and Grote. From Plutarch {Solon, 8, 9) we may in)er
that the confusion arose in popular tradition. The account of tlie
stratagem itself in the Greek writers Plutarch and Polysenus differa
somewhat from that in the I atin writers Justin and Froutinu.*.
.ffilian follows (with some variations) the latter account.
' The difference between the Pedieis and the Paraloi seems to have
beeir of the nature of a local feud between two ancient districts of
Attica (Sohol. on Aristoph., Lys., 58 ; Strabo, ix. p. 39! ; Steph. Byz. ,
s,v-v. AidKpia, Tldf -Aos, tteS/ov ; Suidas, s.v, UdpaXoi) rather than a
disagreement between two political parties. It is true that Plutaith
(Solon, 13) represents the Paraloi as a moderate political party, inter,
mediate between the Pedieis (oligarchs) and the Diaorioi (democrats),
but this has the appearance of being a mere conjecture of his own.
His view is, however, accepted by Curtius and Duncker.
P I S— P I s
131
murder, he appeared in court like a private citizen to
answer the cliarge, which, however, the accuser did not
venture to press. But before he had time to e-tablish
himself firmly on the throne, he was expelled by a coalition
of the Plain and Coast parties (perhaps in 555).i. His
property was confiscated and sold by auction. But after
five or six years Megacles, unable to make head against
the party of the I'lain, proposed to Pisistratus to secure
his recall on condition that Pisistratus should marry his
daughter Coesyra. Pisistratus agreed, and his return was
effected by a stratagem. A tall and beautiful woman,
Phya by name, was dressed as the goddess Athene, and
drove into Athens on a chariot with Pisistratus at her side,
while heralds proclaimed that Athene herself was bringing
back Pisistratus. Thus restored, Pisistratus fulfilled his
part of the bargain by marrying Coesyra ; but by his
former marriage he had already sons approaching manhood
(Hippias and Hipparchus), and ho treated his young wife
so ' slightingly that Megacles, feeling himself affronted,
made peace with his adversaries, and the united parties
once more compelled Pisistratus to quit Athens (perhaps
in 549). But he did not renounce his designs on the
tyranny. The contributions which he received from
various cities, especially Thebes, enabled him to hire a
body of Argive mercenaries, with which he landed at
Marathon in the eleventh year after his expulsion (perhaps
in 538). His partisans flocked to him, and he defeated
the Athenians at Pallene, and repossessed himself of the
tyranny, which he thenceforward held till his death. He
now placed his power on a securer basis by keeping a body
of mercenaries in his pay, and levying a tax of a tenth or
a twentieth on the produce of the soil. A further revenue
accrued to him from the Thracian mines, and probably
from the silver mines of Laurium, and the harbour and
market dues. He now developed his plans for the exten-
sion of the naval empire of Athens in the JEgenn. The
island of Naxos was conquered by him, and handed over
to Lygdamis, a native of the island, who had zealously
supported the restoration of Pisistratus with men and
money. In Naxos Pisistratus deposited the hostages
he exacted from those of his enemies who chose to re-
main at Athens. In Sigcum on the Hellespont, which
he conquered from the Mytilenians, he established as
tyrant Hegesistratus, his son by an Argive wife, whom ho
had married in his second exile. The European side of
the Hellespont was already in Athenian hands, Miltiades
having established an Athenian colony on the Thracian
Chersonese during the first tyranny, and with the consent
of Pisistratus. Athens thus commanded the straits
through which passed the corn trade of the Black Sea.
Pisistratus further raised the reputation of Athens by
purifying the sacred island of Delos ; all the graves within
sight of the teriiple of Apollo were opened and the dead
removed to another part of the island. His rule was as
wise and beneficent at home as it was glorious abroad.
He encouraged agriculture by lending the poorer peasants
cattle and seed, and he paid special attention to the culti-
vation of the olive. He enacted or enforced a law against
idleness, and he required that the state should maintain
its disabled soldiers. Under his rule and that of his sons
Attica was intersected by high roads, which, converging to
the capital, helped to unite the country and thus to abolish
* Out of tlie thirty-threo years which elapsed between Piaistratus'a
first usurpation and his death in .127 B.C., we know (from Aristotle,
PoL, V. p. 1315 b) that lio reigned Qw,vng seventeen. Ho was twice de-
posed and banished, and his second' exile lasted between ten and eleven
years (Herod. , i. 62) ; hence his lirst must have lasted between five and
•ix. But we cannot fix with certainty the'datcs of thee two exiles.
Dunckof (with whom riLiiton, Fasli J/cllenici, ii. p. 254, and Stein
on Herod., i. 64, ne.irly agree) places the first in 555-550, and the
ucond ia 549-538 (see his Ocsch. d. AUcrthums, vi. p. 454 aj.)
local feuds and factions. To the tyrants Athens furlh' >•
owed those subterranean channels in the rock which st.'
supply i^ with drinking water from the hills Pisistratus
also adorned Athens with splendid public buildings. The
temple of the Pythian Apollo was his work ; and he
began, but did not finish, the great temple of Zeus, the
remaining columns of which still astonish the beholder.
Modern authorities^ further ascribe to him the old
Parthenon on the Acropolis, which was afterwards burned
by the Persians and replaced by the Parthenon of Pericles.
The Lyceum was attributed to him by Thcopompus, but
to Pericles by the better authority of Philochorus. He
caused the Panathenaic festival to be celebrated everj
fourth year with unusual magnificence.
The well-known story that Pisistratus wa3 the first tc
collect and publish the poems of Homer in their present
form rests on the authority of late writers (Cicero being
the earliest), and seems to be sufficiently disproved by the
silence of all earlier authorities (see Homer). The state-
ment of Aulus Gellius that Pisistratus was the first to
establish a public library at Athens is perhaps equally void
of foundation. The tyrant seems to have been merciful
and amiable to the last. It is not recorded of him that he
ever put an enemy to death, and the easy good humour
with which he submitted to affronts offered to himself and
his family reminds us of C»sar. Solon's description of him
appears to have been justified — that apart from his ambi-
tion there was not a better-disposed man at Athens than
Pisistratus. He died at an advanced age in 527, and
was succeeded by his sons Hippias and Hipparchus (the
Pisistratids), who continued to rule Athens in the same
moderate and beneficent spirit. (j. g. fr.)
PISTACHIO NUT, see Nut, vol. xvii. p. 665. The
pistachio nut is the species named in Gen. xliii. 11 (Heb.
O'^P?, Ar. bofm) as forming part of the present which
Joseph's brethren took with them from Canaan, and in
Egypt it is still often placed along with s.weetmeats and
the like in presents of courtesy. The nut is used in
various ways ; but the simplest plan is to boil it with salt.
PISTOIA, or PisTOJA, a well-walled ancient city, 21
miles north-west of Florence, on a slight eminence near
the Ombrone, one of the tributaries of the Arno; it now
contains about 12,500 inhabitants. The chief manufac-
ture of the place is iron-working, especially fire-arms.'
It is on the site of the Roman Pisioria, of which little
trace remains. During the Middle Ages Pistoia was at
times a dangerous enemy to Florence, and the scene of
constant conflicts between the Guelfa and the Ghibellines :
it was there that, in the year 1300, the great party
struggle took place which resulted in the creation of
the IJianchi and Neri factions (see Danto, Infer., xxiv.,
1. '121 to end). In the early development of architec-
ture and sculpture Pistoia played a very important part ;
these arts, as they existed in Tuscany before the time of
Niccola Pisano, can perhaps bo better studied in Pistoia
than anywhere else ; nor is the city less rich in the later
works produced by the school of sculptors founded by
Niccola. In the 14th century Pistoia possessed a number
of the most skilful artists in silver work, a wonderful
specimen of whoso powers exists now in the- cathedral, —
the great silver altar and frontal of St Jnmcs, originally
made for the high nltnr, but now placed in a chnpcl on the
south side (see 5Ietal Work, vol. xvi. p.oC5, fig. 4). The
cathedral is partly of the 12th century, but rebuilt by one
of the Pisani, and in.iido .sadly modernized in the worst
' Ciirtius and Duncker In their hlalorioi at Greece ; >ea alio
Wachsniuth, Die Stadt A then im AUrrlhum, vol. I. p. 602.-
' The word "pistol" 1« derived (appaicntly through pistolesr, x
dagger, — dagger and pistol being both snuill arms) from riitoia, wkcr*
that wcopoD was largely inanufacturod iu Iko Middle Ages.
132
P I T — P 1 T
taste. Besides the silver altar it contains many fine works
of sculpture;' the chief are the monument of Cino da
Pistoia, lawyer and poet, Dante's, contemporary (1337),
and Verrocchio's finest work in marble, the monument
to Cardinal Forteguerra (1474), with a large figure of
Christ, surrounded by angels, in high relief. Unhappily
two of the principal figures were destroyed not many years
ago, and replaced by worthless modern ones.^ Among the
very early churches the principal is Sant' Andrea, enriched
with sculpture, and probably designed, by Gruamons and
his brother Adeodatus, in 1136; in the nave is Giovanni
Pisano's magnificent pulpit, imitated from his father's
pulpit at Pisa. Other churches of almost equal interest
are S. Giovanni Evangelista, also with sculpture by
Gruamons, about 1160, and S. Baitolomeo iu Pantano by
the architect Rudolfinus, 1 1 07. S. Piero Maggiore and San
Paolo are also churches begun in the 12th century. San
Francesco al Prato is a fine church of the school of
Niccola Pisano, end of the 13th century. San Domenico,
a noble church built about 1380, contains the beautiful
tomb of Filippo Lazari by Bernardo di Jlatteo, 1464. In
addition to its fine churches, of which the above is a very
incomplete list, Pistoia contains many noble palaces and
public buildings. The Palazzo del Commune and the
Palazzo Pretorio, once the residence of the podesta, are
both fine specimens of 14th-century domestic architecture,
in very good preservation. The Ospedaie del Ceppo, built
originally in the 13th century, but remodelled in the
15th, is very remarkable for the reliefs in enamelled and
coloired terra-cotta with which its e.xterior is richly
decorated. Besides various medallions, there is a frieze
of figures in high relief extending along the whole front,
over its open arcade. The reliefs consist of a series of
groups representing the Seven Works of Mercy and other
figures ; these were executed by the younger members of
the Delia Robbia family between 1525 and 1535, and,
though not equal to the best work of Luca and Andrea, are
yet very fine in conception and modelling, and extremely
rich in their general decorative effect.
PITCAIRN, or Pitcairn's Island, an island of the
eastern Pacific, in 25°4' N. lat. and 130° 8'W. long., may
be considered as a member or appendage of the Paumotu,
Tuamotu, Low, or Dangerous Archipelago, but is nearly
100 miles south of Oeno. It is not more than 3 miles
long from east to west and about 2 miles broad. Unlike
the other islatids of this region it has no coral reef, but
rises abruptly from the depths with steep and rugged
clifEs of dark basaltic lava. There is no anchorage except
on a bank at the west end ; and even the best of its three
landing places— Bounty Bay on the north coast— is danger-
ous from the violence of the surf and the existence of a
strong undertow. The longer axis of the island is formed
by a range of steep hills, attaining in Outlook Ridge
a maximum height of 1008 feet. On a plateau about
400 feet above the sea lies the village of Adamstown,
with its fields and gardens. The climate is variable and
rainy, and show sometimes falls on the mountains ; but,
as there are no springs or streamlets, drinking water is apt
to grow scarce in a dry season. Vegetation is luxuriant.
Neither the bread fruit nor the cocoa nut, introduced by
the settlers, are fully successful ; but the sweet potato,
which forms their staple food, banana, yam, taro, pine-
apple, &c., produce abundantly. Com cannot be grown
because of rats. The Pitcairn Islanders (not more than
ninety in 1878), descended mainly from the mutineers of
the " Bounty " and their Tahitian wives, are a healthy, virtu-
ous, cheerful, and hospitable people, proud of their English
' One of the chief treasures of the S. Kensington Museum is the
firiginal sketch in clay for this monument, about 18 inches high, — now
the only record of the original design of the two chief figures.
♦blood, and grateful for the services rendered them from time
to time by the English Government and private liberality.
Stone axes, remains of sculptured stone pillars similar to thoso
of Rapanui (Easter Island), and skeletons with a pearl-mussel
beneath their head, have been found in the island, and show that,
though it was uninhabited when discovered by Carteret in 1767,
it had previously been occupied. Pitcairn was the name of the
midshipman who first descried it from the mast-head. On 28th
April 1789 a mutiny broke out on board the " Bounty," then
employed by the English Government in convoying young bread-
fruit trees from Tahiti to the West Indies. The commanQer,
Lieutenant Bligh (q.v.), was set adrift in the launch with a
number of his officers and crew, but managed to maive his way to
Kupang in Timor (Dutch Indies). The mutineers, twenty-five in
number, at first all returned to Tahiti. Of those who chose to hi
landed on that island, six were condemned to death by court-martiat
in England, and three of these were ultimately executed (1792),
Two yo^'.rs earlier (1790) the other party (consisting of Fletcher
Christian, the leader of the mutiny, eight other Englishmen, six
Polynesian men, and twelve Polynesian women) had taken pos-
session of Pitcairn and burned the " Bounty." The beautiful island,
which niight have been a paradise, was soon turned into a little hell
Treachery, di jnkenness, madness, and murder fill the first yeari
of its annals. By 1800 r.U the men were dead except Alexander
Smith (afterwards known as John Adams), whose endeavours t>j
train up the youthful generation thus left in his sole charge weie
crowned with success. An American vessel, the " Topaze, under
May hew Folger, discovered the stran^'e colony in 1808, and again,
by accident, it was visited by the " Briton," Captain Sir F. Staines,
and the "Tagus," Captain Pipon, in 1817. On the death of John
Adams, 29th JIarch 1829, George Hunn Kobbs, who, after an
adventurous life had settled at Pitcairn in 1828, was appointed
pastor and chief magistrate c f the settlement. Through fear of
drought the islanders, now numbering 87 persons, removed in 18S0
to Tahiti, but neither the climate nor the morals of the place were
such as they approved, and in 1831 they returned to their lonely
island. Hardly had they settled into their old ways when Joshua
Hill, a sti<inge adventurer, rather cracy than criminal, appeared
among thern ; claiming to be under Government authority, he
tyrannized over them till his removal by an English man-of-war in
1838. Iu 18.'>6 the whole population of Pitcairn — 60 married per-
sons and 134 young men, women, and children — were landed on
Norfolk Island {q.v.}; and the little island was again left to the
occupancy of goats and cattle. In 1858, however, two men, William
and Moses Young, chose to return with their families to their old
homes, and their exe.mple was afterwards followed by a few others.
See ShilUbeer, The '* Briton's" Voyage to Pitcairn's Island, 181S; Beechey,
Vouage to the Pacific, 1831 ; Sir John Barrow, History of the Mutiny of iht
•• Dcunly," 1831; W. Brodle. Pitcairn's Island, 1850; T. B. Munay, Pitcairn,
1854 ; Meinicke, Die Inset Pitcairn, 1858, and Die Inseln des Stillen Oceans,
vol. U., 1876 ; and Lady Belcher, The Mutineers of the " Bounty," 1870.
PITCAIRNE, Archibald (1652-1713), a distinguished
Scottish physician, born at Edinburgh in 1652, and de-
scended of an ancient Fifeshire family which barely escape*!
extinction at the battle of Flodden, — the proprietor of
the estate and his seven sons having fallen in the battle,
and the succession being only preserved by the birth of a
posthumous child. After obtaining some classical education
at the school of Dalkeith, Pitcairne entered Edinburgh
university in 1668, and took his degree of M.A. in 1671.
Like some men of great general ability, he seems to have
remained long undetermined as to his future profession,
am" before taking to medicine he had made some progress
first in divinity and then in law. But, having been sent
to France for the benefit of his health, he was induced at
Paris to begin the study of medicine. On his return to
Scotland he applied himself for a time and with great
success to the study of mathematics. Having at last
taken vigorously to medicine, first at Edinburgh and after-
wards for the second time at Paris, he obtained in 1680
his degree of M.D. from the faculty at Rheims. On
returning to Scotland he at once began practice at Edin-
burgh, and in a short time acquired •?. great and wide
reputation — so much so that in 1692 he was invited to fill
a professor's chair at Leyden, and is said to have lectured
there with great applause. Among his pupils were at least
two men who afterwards rose to great eminence in their
prof-^ssion. Mead and Boerhaave, and both of them are
understood to have attributed much of their skill to what
they had learned from Pitcairne. In the following year
P I T -P I T
13^
fitcairne returned to Scotland to fulfil a matrimonial
sngagement with a daughter of Sir Archibald Stevenson, an
eminent physician in Edinburgh ; and, the family of the
young lady having objected to their daughter going abroad,
Pitcairne did not return to Leyden, but settled once more
in Edinburgh, speedily acquired a most extensive practice,
rose indeed to be the first physician of. his time in Scotland,
and was frequently called in as consulting physician not
only in England but even in Holland.
Soon aft^r his return to Edinburgh, feeling the great
Want of the means of anatomical study, he importuned
the town council to permit himself and certain of his
medical friends to dissect the bodies of paupers in " Paul's
Work " unclaimed by their relations, and who therefore had
hitherto been buried at the town's expense. They offered
to attend them gratis when ill, and after dissection to bury
them at their own charges. Strangely enough this pro-
posal was strongly opposed by the chief surgeons of the
place, but ultimately the town council had the good sense
to comply with Pitcairne's request, and in this way he may
be said to have the credit of laying the foundation of the
great Edinburgh school of medicine.
Though, according to Boerhaave, Pitcairne had not com-
pletely emancipated himself from some of the fanciful
theories prevalent in his age in the science of medicine, yet
the main characteristic of his superiority appears to have
been that, like Sydenham and the higher class of physicians
ID England at that time, he' insisted on strict adherence
to the Bnconian method of attending chiefly to facts of
experience and observation. " Nothing," he remarks,
" more hinders physic from being improved than the
curiosity of searching into, the natural causes of the effects
of medicines. The business of men is to know the virtues
of medicines, but to. inquire whence they have that power
is -a superfluous amusement, since nature lies concealed.
A physician ought therefore to apply himself to discover
by experience the effects of medicines and diseases, and
reduce his observations into maxims, and not needlessly
fatigue himself by inquiring into their causes, which are
neither possible nor necessary to be known. If all
physicians would act thus we should not see physic divided
into, so many sects."
Pitcairne's medical opinions are chiefly contained in a
volume of Dissertations which he published in 1701
(second and improved edition, 1713). In these he dis-
cusses the application of geometry to physic, the circula-
tion of the blood in the smaller vessels, the difference in
the quantity of the blood contained in the lungs of animals
in the womb a^nd of the same animals after birth, the
motiofis by which food becomes fit to supply the blood,
the question as to inventors in medicine (in which ho
repels the idea of certain medical discoveries of modern
times having been known to the ancients, especially
vindicating for Harvey the discovery of the circulation of
the blood, and refuting the opinion of Dacier and others
that it was known to Hippocrates), the cure of fevers by
evacuating medicines, and the effects of acids and alkalis
in medicine.
In addition to his great knowledge and skill as a
physician, Pitcairne is understood to have been also an
accomplished mathematician. He was intimate with the
two Oregorj's, and is said to have made some improvement
on the method of infinite series invented by David Gregory.
His strong addiction to mathematics seems to have misled
him, along with some other eminent men of his time, into
the idea of applying its methods of reasoning to subjects
for which they are quite unfitted : in Pitcairne's case the
attempt is made in one of his papers to adapt them to
medicine.^
Be was also a very tboreugU classical scholar, and wrote
Latin verses, occasionally with something more than mere
imitative cleverness and skill. Some verses of his on
the death of Lord Dundee were translated by Dryden,
and, as one of the latest editors of Drjden's poetry with
perfect justice remarks, " the translation will not be
thought so happy as the original."
According to the representations which are left by his
contemporaries of his personal bearing and character, ho
seems to have carried his great faculties very lightly. A
strong man all round, with great animal spirits and jovial
habits, somewhat contemptuous of the gravities and
feeblosities around him, a loudly avowed Jacobite and
Episcopalian, rather reckless in his jests and sarcasms, and
spending a good deal of his time in clubs, public houses,
and drinking jollities, he was evidently regarded with little
favour and some suspicion by 'the sober and decent
Presbyterian circles of Edinburgh. " Drunk twice a day,"
according to the worthy, credulous, gossiping Wodrow
(in one of his notebooks); "an unbeliever," "much given
to profane jests," an "atheist," according to others.
These reports may be taken for what they are worth,'
which perhaps is not very much. What is certain is that
he was repeatedly involved in violent quarrels with hia
medical brethren and others, and once or twice got into
scrapes-with the Government on account of his indiscreet
political utterances. Among his friends, however, he was
evidently well liked, and he is known to have acted with
great kindness and generosity to deserving men who needed
his help. Ruddiman,' the great Scottish scholar, for
example, was rescued from a life of obscurity by his
encouragement and assistance, and by no one was his
memory more gratefully cherished.
" — Vale, lux Scoti"enum,.pnncepsque McdentUDi,
Musarum columen delioisequc, vale ! "
are the concluding lines of a Latin epitaph by him on
his venerated patron and frien-d, which still remains on
Pitcairne's monument in the Greyfriars churchyard. Mead
too, appears never to have forgotten what he owed to
his old teacher at Leyden. A son of Pitcairne's had
gone out in the rebellion of 1715, and, having been con-
demned to death was saved by the earnest interposition
of Mead with Sir Robert Walpole. He pleaded, very art-
fully, that if Walpole's health had been bettered by hia
skill, or if members of the royal family were preserved
by his care, it was owing to the instruction he had
received from Dr Pitcairne. Pitcairne died in October
1713. Among his other scholarly tastes he had been a
great collector of books, and his library, which is under-
stood to have lu?en of considerable value, was, through the
influence of Ruddiman, disposed of to Peter the Great of
Russia.
PITCH. See Tar.
PITCHER PLANTS. See iNSECxrvoEOUS PuiUTs.
vol. xiii. pp. 138, 139.
PITHOM, a city of Egypt, mentioned in Exod. i. 11.
filong with Rameses (q.v.).
PITHOU, Pierre (1539-1596), lawyer and scholar, W8«
born at Troyes on November 1, 1539. His taste for litera-
ture was early seen, and his father, ah advocate, cultivated
it to the utmost. Ho first studied at Troyes, and afterwards
went to Pari.s, where ho completed his classical studies
under Adrien Turn&bo and Pierre Galand. He ncxti
attended the lectures in law of Ciyas at Bourgcs and
Valence, and was called to the Paris bar in 1560. Her«
he achieved but little success as a pleader, but soon acquired
a 'considerable practice as a con.sulting lawyer. On the out-
break of the second war of religion in 1067, Pithou, \»ho
' was a Calvinist, withdrew to Sedan and afterwards to Basel,
whence ho returned to Franco on tho publication of th»
edict of pacification. Soon afterwards he accompanied thd
134
P I T — P I T
Due de Montmorency on his embassy to England, return-
ing shortly before the massacre of St Bartholomew, in
which he narrowlj' escaped with his life. Next year he
followed the example of Henry of Navarre, to whose cause
he was ardently attached, by abjuring the Protestant faith.
Henry, shortly after his own accession to the throne of
France, recognized Pithou's talents and services by bestow-
ing upon him various legal appointments. It was con-
siderably after this date that Pithou achieved what was
probably the most important work of his life, whether
political or literary, by co-operating in the production of the
powerful Satire Menippee (1593), which did so much to
damage the cause of the League ; the harangue of Daubray
is usually attributed to his pen. He died at Nogent-sur-
Seine on November 1, 1596. His valuable library, specially
rich in MSS., was for the most part transferred to what is
now the Bibliothfeque Nationale in Paris.
Pithou wrote a great number of legal and historical books,
besides preparing editions of several ancient authors. - His earliest
publication was Advcrsariorum Suisecivorum Lib. II. (1565), which
was highly praised by Turn^be, Lipsins, and others. Perhaps his
edition of tne Leges Visigothorum (1579) was his most valuable
contribution to historical science ; in the same line he edited the
Capitula of Charlemagne, Louis the Pious, and Charles the Bald
in 1588, and he also assisted his brother Francois in preparing an
edition of the Corpus Juris Canonici (1687). His essay On the Oal-
liccm Liberties (1594) is reprinted in his Opera sacra juridica
historica miscellanea collecta (1609). In classical literature he was
the first who made the world acquainted with the Fables of
Phaidrus (1596) ; he also edited the Pervigilium Veneris (1587),
and Juvenal and Persius (1585).
PITT, William, FntST Earl of Chatham. See
Chatham.
Bom at PITT, William (1759-1806), the second son of
Hayes, William Pitt, earl of Chatham, and of Lady Hester
B^romley GCeuviUe, daughter of Hester, Countess Temple, was
itont, ' bori on the 28th of May 1759. The child inherited
May 28, a name which, at the time of his birth, was the most
1759. illustrious in the civilized world, and was pronounced
by every Englishman with pride, and by every enemy of
England with mingled admiration and terror. During
the first year of his life every month had its illumina-
tions and bonfires, and every wind brought some mes-
senger charged with 'joyful tidings and hostile standards.
In Westphalia the English infantry won a great battle
which arrested the armies of Louis XV. in the midst of a
career of conquest ; Boscawen defeated one French fleet on
the coast of Portugal ; Hawke put to flight another in the
Bay of Biscay ; Johnson took Niagara ; Amherst took
Ticonderoga ; Wolfe died by the most enviable of deaths
under the walls of Quebec ; Clive destroyed a Dutch arma-
ment in the Hooghly, and established the English supre-
taacy in Bengal ; Coote routed Lally at Wandewash, and
established the English supremacy in the Carnatic. The
nation, while loudly applauding the successful warriors,
considered them all, on sea and on land, in Europe, in
America, and in Asia, merely as instruments which received
their direction from one superior mind. It was the great
William Pitt, the great commoner, who had vanquished the
French marshals in Germany and French admirals on the
Atlantic, — who had conquered for his country one great
empire on the frozen shores of Ontario and another under
the tropical sun near the mouths of the Ganges. It was
not in the nature of things that popularity such as he at
this time enjoyed should be permanent That popularity
had lost its gloss before his children were old enough to
understand that their father was a great man. He was at
length placed in situations in which neither his talents for
administration nor his talents for debate appeared to the
best advantage. The energy and decision which had
eminently fitted him for the direction of war were not
beeded in time of peace. The lofty and spirit-stirring
eloquence which had mad-e him supreme in the Houbm
of Commons often fell dead on the House of Lords. A
cruel malady racked his joints, and left his joints only to
fall on his nerves and on his brain. During the closing
years of his life he was odious to the court, and yet was
not on cordial terms with the great body of the Opposition.
Chatham was only the rain of Pitt, but an awful and
majestic ruin, not to be contemplated by any man of sense
and feeling without emotions resembling those which are
excited by the remains of the Parthenon and of the Colos-
seum. In one respect the old statesman was eminently
happy. Whatever might be the vicissitudes of his public
life, he never failed to find peace and love by his own
hearth. He loved all his children, and was loved by them ;
and of all his children the one of whom he was fondest
and proudest was his second son.
The child's genius and ambition displayed themselves ChiW.
with a rare and almost unnatural precocity. At seven the hood
interest which he took in grave subjects, the ardour with
which he pursued his studies, and the sense and vivacity
of his remarks cm books and on events amazed his parents
and instructors. One of his sayings of this date was
reported to his mother by his tutor. In August 1766,
when the world was agitated by the news that Mr Pitt had
become earl of Chatham, little William exclaimed, " I am
glad that I am not the eldest son. I want to speak in the
House of Commons like papa." A letter is extant in which
Lady Chatham, a woman of considerable abilities, remarked
to her lord that their younger son at twelve had left far
behind him his elder brother, who was fifteen. " The fine-
ness," she wrote, " of William'^mind makes him enjoy with
the greatest pleasure what would be above the reach of any
other creature of his small age." At fourteen the lad was
in intellect a man. Hayley, who "net him at Lyme in the
summer of 1773, was astonished, delighted, and somewhat
overawed, by hearing wit and wisdom from so young a
mouth. The poet, indeed, was afterwards sorry that his
shyness had prevented him from submitting the plan of an
extensive Hterary work, which he was then meditating, to
the judgment of this extraordinary boy. The boy, indeed,
had already written a tragedy, bad, of course, but not worse
than the tragedies of his friend. This piece is still pre-
served at Chevening, and is in some respects highly curi-
ous. There is no love. The whole plot is political ; and
it is remarkable that the interest, such as it is, turns on a
contest about a regency. On one side is a faithful servant
of the crown, on the other an ambitious and unprincipled
conspirator. At length the king, who had been missing,
reappears, resumes his power, and rewards the faithful
defender of his rights. A reader who should judge only
by internal evidence would have no hesitation in pronoun-
cing that the play was written by some Pittite poetaster at
the time of the rejoicings for the recovery of George III.
in 1789.
The pleasure with which William's parents observed the!
rapid development of his intellectual powers was alloyed by
apprehensions about his health. He shot up alarmingly
fast ; he was often ill, and always weak ; and it was feared
that it would be impossible to rear a stripling so tall, so
slender, and so feeble. Port wine was prescribed by his
medical advisers ; and it is said that he was, at fourteen,
accustomed to take this agreeable physic in quantities
which would, in our abstemious age, be thought much more
than sufficient for any full-grown man. This regimen,
though it would probably have killed ninety-nine boys out
of a hundred, seems to have been Well suited to the peculi-
,arities of William's constitution ; for at fifteen hs ceased to
be molested by disease, and, though never a strong man,
continued, during many years of labour and anxiety, ofi
nights passed in debate and of summers pas'^d in London'
PITT
135
foXyd & tolerably healthy one. It was probably on account
of the delicacy of his frame that he was not educated like
other boys of the same rank. Almost all the eminent
English statesmen and orators to whom he was afterwards
opposed or allied — North, Fox, Shelburne, Windham, Grey,
Wellesley, Grenville, Sheridan, Canning — went through the
training of great public schools. Lord Chatham had him-
self been a distinguished Etonian ; and it is seldom that a
distinguished Etonian forgets his obligations to Eton. But
(William's infirmities required a vigilance and tenderness
JBUch as could be found only at home. He was therefore
Tared under the paternal roof. His studies were superin-
tended by a clergyman named Wilson ; and those studies,
though often interrupted by illness, were prosecuted with
extraordinary success. Before the lad had completed his
fifteenth year his knowledge both of the ancient languages
and of mathematics was such as very few men of eighteen
ti then carried up to college. He was therefore sent, towards
in- the close of the year 1773, to Pembroke Hall, in the uni-
versity of Cambridge. So young a student required much
more than the ordinary care which a college tutor bestows
e on undergraduates. The governor to whom the direction
J of William's academical life was confided was a bachelor
of arts named Pretyman,i who had been senior wrangler in
the preceding year, and who, though not a man of prepos-
sessing appearance or brilliant parts, was eminently acute
and laborious, a sound scholar, and an excellent geometri-
cian. At Cambridge Pretyman was, during more than
two years, the inseparable companion, and indeed almost
the only companion, of his pupil. A close and lasting
friendship sprang up between the pair. The disciple was
able, before he completed his twenty-eighth year, to make
his preceptor bishop of Lincoln and dean of St Paul's ; and
the preceptor showed his gratitude by writing a life of
the disciple, which enjoys the distinction of being the worst
biographical work of its size in the world.
Pitt, till he graduated, had scarcely one acquaintance,
attended chapel regularly morning and evening, dined
every day in hall, and never went to a single evening party.
At seventeen he was admitted, after the bad fashion of
iigof those times, by right of birth, without any examination, to
'■ the degree of master of arts. But he continued during
some years to reside at college, 'and to apply himself
vigorously, under Pretyman's direction, to the studies of
the place, while mixing freely in the best academic society.
The stock of -learning which Pitt laid in during this part
«nt of his life was certainly very extraordinary. In fact, it was
'** all that he ever possessed ; for he very early became too
„ busy to have any spare time for books. The work in whish
he took the greatest delight was Newton's Frincipia. His
liking for mathematics, indeed, amounted to a passion,
which, in the opinion of his instructors, themselves distin-
guished mathematicians, required to be checked rather than
encouraged. The aciiteness and readiness with which he
solved problems was pronounced by one of the ablest of
the moderators, who in those days presided over the dis-
putations in the schools and conducted the examinations of
the senate house, to bo unrivalled in the university. Nor
was the youth's proficiency in classical learning less remark-
able. In one respect, indeed, he appeared to disadvantage
when compared with even second-rate and third-rate men
from public schools. Ho had never, while under Wilson's
care, been in the habit of composing in the ancient lan-
guages ; and he therefore never acquired that knack of
[' Oeorgo Pretyman (17S0-1827) was senior wrangler in 1772. In
1803, on faUing hoir to a largo estato, bo assumod the namo of
Tomlino. From Lincoln, to which eeo ho had been olevatod in 1787,
he was translated to Winch»st«r in, 1820. Totnline, to whom Pitt
when dyin^; had bequeathed his papers, pnbliahod hie Memoiri of the
Life of William Pitt (down to the cloeo of 1792) in 1821 (8 vols. 8»o).]
versification which is sometimes possessed by clever- boys
whose knowledge of the language and literature of Greece
and Rome is very superficial. It would have been utterly
out of his power to produce such charming elegiac lines as
those in which Wellesley bade farewell to Eton, or such
Virgilian hexameters as those in which Canning described
the pilgrimage to Mecca. But it may be doubted whether
any scholar has ever, at twenty, had a more solid and pro-
found knowledge of the two great tongues of the old
civilized world. The facility w^ith which he penetrated the
meaning of the most intricate sentences in the Attic writers
astonished veteran critics. He had set his heart on being
intimately acquainted with all the extant poetry of Greece,
and was not satisfied till he had mastered Lycophron's
Cassandra, the most obscure work in the whole range of
ancient literature. This strange rhapsody, the difficulties
of which have perplexed and repelled many excellent
scholars, " he read," says his preceptor, " with an ease at
first sight which, if I had not witnessed it, I should have
thought btyond the compass of human intellect."
To modern literature Pitt paid comparatively little atten-
tion. Ho knew no living language except French ; and
French he knew very imperfectly. With a few of the
best English writers he was intimate, particularly with
Shakspeare and Milton. The debate in Pandemonium was,
as it well deserved to be, one of his favourite passages ; and
his early friends used to talk, long after his death, of the
just emphasis and the melodious cadence with which Ihey
had heard him recite the incomparable speech of Belial.
He had indeed been carefully trained from infancy in the
art of managing his voice, a voice naturally clear and deep-
toned. His father, whose oratory owed no small part of its
effect to that art, had been a most skilful and judicious
instructor. At a later period the wits of Brookes's, irri-
tated by observing, night after night, how powerfully Pitt's
sonorous elocution fascinated the rows of country gentle-
men, reproached him with having been " taught by his dad
on a stool."
His education, indeed, was well adapted to form a great
parliamentary speaker. One argument often urged against
those ckssical studies which occupy so largo a part of the
early life of every gentleman bred in the south of our island
is, that they prevent him from acquiring a command of his
mother tongue, and that it is not unusual to meet with a
youth of excellent parts, who writes Ciceronian Latin prose
and Horatian Latin alcaics, but who would find it impos-
sible to express his thoughts in pure, perspicuous, and
forcible English. There may perhaps be some tiutli in
this observation. But tho classical studies of Pitt were
carried on in a peculiar manner, and had tho eftect of
enriching his English vocabulary, and of making him
wonderfully expert in the art of constructing correct Eng-
lish sentences. His practice was to look over a page or
two of a Greek or Latin author, to make him.solf master of
the meaning, and then lo read the [jassage straight forward
Into his own languaga This practice, begun under his first
teacher Wilson, was continued under Prctymnu. It is not
strange that a young man of groat abilities who had been
exercised daily in this way during ten years, should have
acquired an almost unrivalled power of putting his thmiglita,
without premeditation, into words well selected and ^cll
arranged.
Of all the remains of antiquity, the orations wcro th( se
on which he bestowed tho most minute examination. Hia
favourite employment was to compare harangues on
opposite sides of tho same question, to analy.<!0 them, and
to observe which of tho orguraontii of tho fir.-it speaker wero
refuted by the second, which wero evaded, and which wcro
left untouched. Nor was it only in books that bo at this
time studied the art of parliamoutary fencing. When he
130
PITT
was at home, he bad frequent opportunities of hearing
important debates at Westminster ; and he heard them, not
only with interest and enjoyment, but with a close scien-
tific attention resembling that with which a diligent pupil
at Guy's Hospital watches every turn of the hand of a great
surgeon through a difficult operation On one of these occa-
sions Pitt, a youth whose abilities were as yet known only to
his own family and to a small knot of college friends, was
introduced on the steps of the throne in the House of Lords
to Fox, who was his senior by eleven years, and who was
already the greatest debater, and one of the greatest orators,
that had appeared in England. Fox used afterwards to
relate that, as the discussion jiroceeded, Pitt repeatedly
turned to him, and said, " But surely, Mr Fox, that might
be met thus;" or "Yes; but he lays himself open to this
retort." What the particular criticisms were Fox had for-
gotten ; but he said that he was much struck at the time
by the precocity of a lad who, through the whole sitting,
seemed to be thinking only how all the speeches on both
aides could be answered.
One of the young man's visits to the House of Lords
was a sad and memorable era in his life. He had not quite
completed his nineteenth year when, on the 7th of April
1778, he attended his father to Westminster. A great
debate was expected. It was known that France had
recognized the independence of the United States. The
duke of Richmond was about to declare his opinion that
all thought of subjugating those states ought to be relin-
quished Chatham had always maintained that the
resistance of the colonies to the mother country was
justifiable. But he conceived, very erroneously, that on
the day on which their independence should be acknow-
ledged the greatness of England would be at an end.
Though sinking under the weight of years and infirmities,
he determined, in spite of the entreaties of his family, to
be in his place. His son supported him to a seat. The
excitement and exertion were too much for the old man.
In the very act of addressing the peers, he ftU back in
convulsions. A few weeks later his corpse was borne,
with gloomy pomp, from the Painted Chamber to the
Abbey. The favourite child and namesake of the deceased
statesman followed the coffin as chief mourner, and saw
it deposited in the transept where his own was destined
to lie.
His elder brother, now earl of Chatham, had means
sufficient, and barely sufHcient, to support the dignity of
the peerage. The other members of the family were
poorly provided for. Wilkam had little more than three
hundred a year. It was necessary for him to follow a
profession. He had already begun to eat his terms. In
the spring of 1780 he came of age. He then quitted
Cambridge, was called to the bar, took chambers in
Lincoln's Inn, and joined the western circuit. In the
autumn of that year a general election took place ; and he
offered himself as a candidate for the university ; but he
was at the bottom of the poll. It is said that the grave
doctors who then sat, robed in scarlet, on the benches of
Golgotha thought it great presumption in so young a man
to solicit so high a distinction. He was, however, at the
request of a hereditary friend, the duke of Rutland,
brought into parliament by Sir James Lowther for the
borough of Appleby.
The dangers of the country were at that time such as
might well have disturbed even a constant mind. Army
after army had been sent in vain against the rebellious
colonists of North America. On pitched fields of battle
the advantage had been with the disciplined troops of the
mother country. But it was not on pitched fields of battle
that the event of such a contest could be decided. An
armed nation, with hunger and the Atlantic for auxiliaries.
was not to be subjugated. Meanwhile the house of Bour-
bon, humbled to the dust a few years before by the genius
and vigour of Chatham, had seized the opportunity of
revenge. France and Spain had united against us, and
had recently been joined by Holland. The command of
the Mediterranean had been for a time lost. The British
flag had been scarcely able to maintain itself in the British
Channel. The northern powers professed neutrality ; but
their neutrality had a menacing aspect. In the East,
Hyder had descended on the Carnatic, had destroyed
the little army of Baillie, and had spread terror even to
the ramparts of Fort St George. The discontents of
Ireland threatened nothing less than civil war. In
England the authority of the Government had sunk to
the lowest point. The king and the House of Commons
were alike unpopular. The cry for parliamentary reform
was scarcely less loud and vehement than in the autumn
of 1830. Formidable associations, headed, not by ordi-
nary demagogues, but by men of high rank, stainless
character, and distinguished ability, demanded a revision
of the representative system. The populace, emboldened
by the impotence and irresolution of the Government, had
recently broken loose from all restraint, besieged the
chambers of the legislature, hustled peers, hunted bishops,
attacked the residences of ambassadors, opened prisons,
burned and pulled down houses. London had presented
during some days the aspect of a city taken by storm ;
and it had been necessary to form a camp among the trees
of St James's Park.
In spite of dangers and difficulties abroad and at home,
George III., with a firmness which had little affinity
with virtue, or with wisdom, persisted. in his determination
to put down the American rebels by force of arms ; and
his ministers submitted their judgment to his. Some of
them were probably actuated merely by selfish cupidity ;
but their chief. Lord North, a man of high honour, amiable
temper, winning manners, lively wit, and excellent talents
both for business and for debate, must be acquitted of all
sordid motives. He remained at a post from which he
had long wished and had repeatedly tried to escape, only
because he had not sufficient fortitude to resist the entreaties
and reproaches of the king, who silenced all arguments by
passionately asking whether any gentleman, any man of
spirit, could have the heart to desert a kind master in the
hour of extremity.
The Opposition consisted of two parties which had once
been hostile to each other, and which had been very slowly
and, as it soon appeared, very imperfectly reconciled, but
which at this conjuncture seemed to act together with
cordiality. The larger of these parties consisted of the
great body of the Whig aristocracy. Its head was Charles,
marquis of Rockingham, a man of sense and virtue, and
in wealth and parliamentary interest equalled by very few
of the English nobles, but afilicted with a nervous timidity
which prevented him from taking a prominent part in
debate. In the House of Commons the adherents of
Rockingham were led by Fox, whose dissipated habits and
ruined fortunes were the talk of the whole town, but
whose commanding genius, and whose sweet, generous,
and affectionate disposition, extorted the admiration and
love of those who most lamented the errors of his private
life. Burke, superior to Fox in largeness of comprehen-
sion, in extent of knowledge, and in splendour of imagina-
tion, but less skilled in that kind of logic and in that kind
of rhetoric which convince and persuade great assemblies,
was willing to be the lieutenant of a young chief who
might have been his son.
A smaller section of the Opposition was composed of the
old followers of Chatham. At their head was William,
earl of Shelburne, distinguished both as a statesman and
PITT
137
BS a lover of science and letters. With liim were leagued
Lord Camden, who had formerly held the gr«at seal, and
whose integrity, ability, and constitutional knowledge
commanded the public respect ; Barre, an eloquent and
vcrimonious declaimer ; and Dunning, who had long held
ihe first piace at the English bar. It was to this party
;hat Pitt was naturally attracted.
On the 2Gth of February 1781 he inado his first speech
in favour of Burke's plan of economical reform. Fox stood
up at the same moment, but instantly gave way. The
lofty yet animated deportment of the young member, his
perfect self-possession, the readiness with which he replied
to the orators who had preceded him, the silver tones of
his voice, the perfect structure of his unpremeditated
sentences, astonished and delighted his hearers. Burke,
moved even to tears, exclaimed, " It is not a chip of tho
old block ; it is the old block itself." " Pitt will be one of
the first men in parliament," said a member of the
opposition to Fox. " He is so already," answered Fox,
in whose nature envy had no place. It is a curious fact,
well remembered by some who were very recently living,*
that soon after this debate Pitt's name was put up by Fox
at Brookes's.
On two subsequent occasions during that session Pitt
addressed the House, 6,nd on both fully sustained the
reputation which he had acquired on his first appearance.
In the summer, after the prorogation, he again went tho
■western circuit, held several briefs, and acquitted himself
in such a manner that he was highly complimented by
Buller from the bench, and by Dunning at the bar.
On the 27th of November the parliament reassembled.
Only forty-eight hours before had arrived tidings of the
surrender of Cornwallis and his army ; and it had conse-
quently been necessary to rewrite the royal speech. Every
man in the kingdom, except the king, was now convinced
that it was mere madness to think of conquering the United
States. In the debate on the report of the address, Pitt
spoke with even more eilergy and brilliancy than on any
former occa.sion. He was warmly applauded by his allies;
but it was remarked that no person on his own side of the
house was so loud in eulogy as Henry Diindas, the lord
advocate of Scotland, who spoke from tho ministerial
ranks. That able and versatile politician distinctly fore-
saw the approaching downfall of the Government with
which ho was connected, and was preparing to make his
own escape from tho ruin. From that night dates his
connexion with Pitt, a connexion which soon became a
close intimacy, and which lasted till it was dissolved by
death.
About a fortnight later Pitt spoke in tho committee
of supply on the army estimates. Symptoms of dissen-
sion had begun to appear on the treasury bench. Lord
Georgo Gcrmaine, the secretary of sta-te who was especi-
ally charged with the direction of the war in America, had
held language not easily to be reconciled with declarations
made by tho first lord of the treasury. Pitt noticed tho
discrepancy with much force and keenness. Lord Georgo
and Lord North began to whisper together ; and Wclboro
Ellis, an ancient placeman who had been drawing salary
almost every quarter since tho days of Henry Pelham, bent
down between them to put in a word. Such interruptions
sometimes discompose veteran speakers. Pitt stopped,
and, looking at the group, said, with admirable readiness,
"I shall wait till Nestor has composed the dispute between
Agamemnon and Achilles."
After several defeats, or victories hardly to be distin-
guished from defeats, the ministry resigned. Tho king,
reluctantly and ungraciously, consented to accept Rock-
' [It is to bo noted that this and some other allusions in tlie pre-
sent avliclo refer to the date of iti oricii-al nninarani-e, 1S59 1
ingham as first minister. Fox and Shelburne became
secretaries of state. Lord John Cavendish, one of the
most upright and honourable of men, was made chancellor
of the exchequer. Thurlow, whose abilities and force of
character had made him the dictator of the House of
Lords, continued to hold the great seal.
To Pitt was offered, through Shelburne, the vice-
treasurership of Ireland, one of the easiest and most
highly paid places in the gift of the crown ; but the offer
was without hesitation declined. The young statesman
had resolved to accept no post which did not entitle him to
a seat in the cabinet ; and a few days later he announced
that resolution in the House of Commons. It must be
remembered that the cabinet was then a much smaller and
more select body than at present. We have seen cabinets
of sixteen. In the time of our grandfathers a cabinet of
ten or eleven was thought inconveniently large. Seven
was a usual number. Even Burke, who had taken the
lucrative office of paymaster, was not in the cabinet.
Many therefore thought Pitt's declaration indecent. He
himself was sorry that he had made it. The words, he
said in private, had escaped him in the heat of speaking ;
and he had no sooner uttered them than he would have
given the world to recall them. They, however, did him
no harm with the public. The second William • Pitt, it
was said, had shown that he had inherited the spirit as
well as the genius of the first. In the son, as in the
father, there might perhaps be too much pride ; but there
was nothing low or sordid. It might be called arrogance
in a young barrister, living in chambers on three hundred
a year, to refuse a salary of five thousand a year, merely
because he did not choose to bind himself to speak or vote
for plans which he had no share in framing ; but surely
such arrogance was not very far removed from virtue.
Pitt gave a general support to the administration of
Rockingham, but omitted, in the meantime, no opportunity
of courting that ultra-Whig party which tho persecution
of Wilkes and the Middlesex election had called into
existence, and which the disastrous events of the war, and
the triumph of republican princii)les in America, had made
formidable both in numbers and in temper. He supported
a motion for shortening the duration of parliaments. He
made a motion for a committee to examine into the state Intro-
of tho representation, and, in tho speech by which that '^'" "'
•,11 J i," If ii r ii, motion
motion was introduced, avowed himself the enemy oi the ^^^ ,,arli»
close boroughs, the strongholds of that corruption to which mcatary
he attributed all the calamities of the nation, and which, as refonn,
he phrased it in one of those exact and sonorous sentences ?l"^^'
of which he had a boundless command, had grown with the
growth of England and strengthened with her strength,
but had not diminished with her diminution or decayed
with her decay. On this occasion he was supported 'by
Fox. The motion was lost by only twenty votes in a
house of more than three hundred members. The
reformers never again had so good a division till tho year
1831.
The new administration was strong in abilities, and
was more popular than any administration which had
held ofiice since the first year of Georgo III., but was
hated by tho king, hesitatingly supported by the Parlia-
ment, and torn by internal dissensions. Tho chancellor
was disliked and distrusted by almost all his colleagues.
The two secretaries of state regarded each other with no
friendly feeling. The line between their departments had
not been traced with precision ; and there were conse-
quently jealousies, encroachment*, and complaints. It
was all that Rockingham could do to keep the peace in
his cabinet ; and before tho cabinet had oxi>tcd three
months Rockingham died.
In an instant all was confusion. The adherents of the
XIX. — k'
138
PITT
deceased statesman looked on tlie duke of Portland as
their chief. The king placed Shelburne at the head of
the treasury. Fox, Lord John Cavendish, and Burke
immediately resigned their offices ; and the new prime
minister was left to constitute a Government out of very
defective materials. His own parliamentary talents were
great ; but he could not bo in the place where parliamen-
tary talents were most needed. It was necessary to find
some member of tbe House of Commons who could
confront the great orators of the Opposition; and. Pitt
alone had the eloquence and the courage which were
required. He was offered the great place of chancellor
of the exchequer, and he accepted it. He had scarcely
completed his twenty-third year.
The parliament was speedily prorogued. During the
recess a negotiation for peace which had been commenced
under Rockingham was brought to a successful termination.
England acknowledged the independence of her revolted
colonies ; and she ceded, to her European enemies some
places in the Mediterranean and in the Gulf of ^Mexico.
But the terms which she obtained were quite as advanta-
geous and honourable as the events of the war entitled her
to expect, or as she was likely to obtain by persevering in
a contest against immense odds. All her vital parts, all
the real sources of her power, remained uninjured. She
preserved even her dignity ; for she ceded to the house of
Bourbon only part' of what she had won from that house
in previous wars. She retained her Indian empire un-
diminished ; and, in spite of the mightiest efforts of two
great monarchies, her flag still waved on the rock of
Gibraltar. There is not the slightest reason to believe that
Fox, if he had remained in office, would have hesitated one
moment about concluding a treaty on such conditions.
Unhappily that great and most amiable man was, at this
crisis, hurried by his passions into an error which made his
genius and his virtues, during a long course of years, almost
useless to his country.
He saw that the great body of the House of Commons
was divided into three parties — his own, that of North, and
that of Shelburne ; that none of those three parties was
large enough to stand alone ; that, therefore, unless two of
them united there must be a miserably feeble administra-
tion, or, more probably, a rapid succession of miserably
feeble administrations, and this at a time when a strong
Government was essential to the prosperity and respecta-
bility of the nation. It was then necessary and right that
there should be a coalition.' To every possible coalition
there were objections. But of all possible coalitions that
to which there were the fewest objections was undoubt-
edly a coalition between Shelburne and Fox. It would
have been generally applauded by the followers of both.
It might have been made without any sacrifice of public
principle on the part of either. Unhappily, recent bicker-
ings had left in the mind of Fox a profound dislike and
distrust of Shelburne. Pitt attempted to mediate, and
was authorized to invite Fox to return to the service of the
crown. " Is Lord Shelburne," said Fox, " to remain prime
minister t " Pitt answered in the affirmative. " It is im-
possible that I can act under him," said Fox. " Then
negotiation is at an end, " said Pitt ; " for I cannot betray
him." Thus the two statesmen parted. They were never
again in a private room together.
As Fox and his friends would not treat with Shelburne,
nothing remained to them but to treat with Forth. That
fatal coalition which is emphatically called " The Coali-
tion " was formed. Not three quarters of a year had
elapsed since Fox and Burke had threatened North with
impeachment, and had described him night after night as
the most arbitrary, the most corrupt, and the most incap-
able of ministers. Thev now allied themselves with him
for the purpose of driving from office a statesman with
whom they cannot be said to have difTered as to any
important question. Nor had they even the prudence and
the patience to wait for some occasion on which they
might, without inconsistency, have combined with their
old enemies in opposition to the Government. That
nothing might be wanting to the scandal the great orators
who had, during seven years, thundered igaiust the war
determined to join with the authors of that war in passing
a vote of censure on *^he peace.
The parliament met before Christmas 1782. But it
was not tUl January 1783 that the preliminary treaties
■were s'.gned. On the 17th of February they were taken
into consideration by the House of Commons. There had '
been, during some days, floating rumours that Fox and
North had coalesced ; and the debate indicated but too
clearly that those rumours were not unfounded. Pitt was
suffering from indisposition ; he did not rise till his own
strength and that of his hearers were exhausted ; and he
was consequently less successful than on any former occa-
sion. His admirers owned that his speech was feeble and
petulant. He so far forgot himself as to advise Sheridan
to confine himself to amusing theatrical audiences. This
ignoble sarcasm gave Sheridan an opportunity of retorting
with great felicity. " After what I have seen and heard
to-night," he said, "I really feel strongly tempted to
venture on a competition with so great an artist as Ben
Jonson, and to bring on the stage a second Atigry Boy."
On a division, the address proposed by the supporters of
the Government was rejected by a majority of sixteen.
But Pitt was not a man to be disheartened by a single
failure, or to be put down by the most lively repartee.
When, a few days later, the Opposition proposed a resolu-
tion directly censuring the treaties, he spoke with an
eloquence, energy, and dignity which raised his fame and
popularity higher than ever. To the coalition of Fox and
North he alluded in language which drew forth tumultu-
ous applause from his followers. " If," he said, " this ill-
omened and unnatural marriage be not yet consummated,
I know of a just and lawful impediment; and, in the name
of the public weal, I forbid the banns."
The ministers were again left in a minority, and
Shelburne consequently tendered his resignation. It was
accepted ; but the king struggled long and hard before he
submitted to the terms dictated by Fox, whose faults he
detested, and whosq high spirit and powerful intellect be
detested still more. The first place at the board of
treasury was repeatedly offered to Pitt; but the offer,
though tempting, was steadfastly declined. The young
man, whose judgment was as precocious as his eloquence,
saw that his time was coming, but was not come, and was
deaf to royal importunities and reproaches. His Majesty,
bitterly complaining of Pitt's faintheartedness, tried to
break the coalition. Every art of seduction was practised
on North, but in vain. During several weeks the country
remained without a Government. It was not tiU all
devices had failed, and till the aspect of the House of
Commons became threatening, that the king gave way.
The duke of Portland was declared first lord of the
treasury. Thurlow was dismissed. Fox and North
became secretaries of state, with power ostensibly equal
But Fox was the real prime minister.
The year was far advanced before the new arrangements
were completed ; and nothing very important was done
during the remainder of the session. Pitt, now seated on
the Opposition bench, brought the question of parliament-
ary reform a second time under the consideration of the
Commons. He proposed to add to the House . at once a
hundred county members and several members for metro-
lidlitan. districts, and to enact that every borough of which
PITT
139
on election committee shovJd report that the majority of
Toters appeared to he corruot should lose the franchise.
The motion was rejected by 393 votes to 149.
After the prorogation, Pitt Tisiied the Continent for the
first and last time. His travelling companion was one of
his most intimate friends, a young man of his own age
who had already distinguished himself in parliament by an
engaging natural eloquence, set ofi by the sweetest and
most exquisitely modulated of human voices, and whose
affectionate heart, caressing manners, and brilliant wit
made him the most delightful of companions, William
Wilberforco. That was the time of Anglomania in
France ; and at Paris the son of the great Chatham was
absolutely hunted by men of letters and women of fashion,
and forced, much against his vidll, into political disputa-
tion. One remarkable saying which dropped from him
during this tour has been preserved- A French gentleman
expressed some surprise at the immense influence which
Fox, a man of pleasure, ruined by the dice-box and the
turf, exercised over the English nation. " You have not,"
said Pitt, " been under the wand of the magician."
In November 1783 the parliament met again. The
Government had irresistible strength in the House of
Commons, and seemed to be scarcely less strong in the
House of Lords, but was, in truth, surrounded on every
side by dangers. The king was impatiently waiting for
the moment at which he could emancipate himself from a
yoke which galled him so severely tliat he had more than
once seriously thought of retiring to Hanover ; and the
king was scarcely more eager for a change than the nation.
Fox and North had committed a fatal error. They ought
to have known that coalitions between parties which have
long been hostile can succeed only when the wish for
coalition pervades the lower ranks of both. If the leaders
unite before there is any disposition to union among the
followers, the probability is that there will be a mutiny in
both camps, and that the two revolted armies will make a
truce with each other in order to be revenged on those. by
whom they think that they have been betrayed. Thus it
was in 1783. At the beginning of that eventful year
North had been the recognized head of the old Tory party,
which, though for a moment prostrated by the disastrous
issue of the American war, was still a great power in the
state. To Lira the clergy, the universities, and that largo
body of country gentlemen whose rallying cry was " Church
and King " had long looked up with respect and confid-
ence. Fox had, on the other hand, been the idol of tho
Whigs, and of the whole body of Protestant dissontera
The coalition at once alienated the most zealous Tories
from North and tho most zealous Whigs from Fox. The
university of Oxford, which had marked its approbation
of North's orthodoxy by electing him chancellor, the city
of London, which had been during two and twenty years
at war with tho court, were equally disgusted. Squires
and rectors who had inherited tho principles of tho cava-
liers of the preceding century could not forgive their old
leader for combining with disloyal subjects in order to put
a force on the sovereign. The members of the Bill of
Rights Society and of the reform associations wore enraged
by learning that their favourite orator now called tho
great champion of tyranny and corruption his noble friend.
Two great multitudes were at once left without any head,
and both at once, turned their eyes on Pitt. One party
saw in him the only man who could rescue the king ; the
other saw in him the only man who could purify tho
parliament. He was supported on one side by Archbishop
Markham, the jircacher of divine right, and by Jenkinson,
the captain of the pr.itorian band of the king's friends ;
on tho other side by .Tobb and Priestley, Sawbridgo and
Carlwright, Jack Wilkes and Homo Tooke. On the
benches of the House of Commons, however, the ranks of
the ministerial majority were unbroken ; and that any
statesman would venture to brave such a majority was
thought impossible. No prince of the Hanoverian line
had ever, under any provocation, ventured to appeal from
the representative body to the constituent body. The
ministers, therefore, notwithstanding the sullen looks and
muttered words of displeasure with which their sugges-
tions were received in the closet, notwithstanding the roar
of obloquy which was rising louder and louder every day
from every corner of the island, thought themselves
secure.
Such was their confidence in their strength that, as
soon as the parliament had met, they brought forward a
singularly bold and original plan for the government of
the British territories in India. What was proposed was
that the whole authority which till that time had been
exercised over those territories by the East India Com-
pany should be transferred to seven commissioners, who
were to be named by parliament, and were not to be
removable at the pleasure of the crov/n. Earl Fitzwilliam,
the most intimate personal friend of Fox, was to be chair-
man of this board, and the eldest son of North was to be
one of the members.
As soon as the outlines of the scheme were known all
the hatred which the coalition had excited burst forth
with an astounding explosion. The question which ought
undoubtedly to have been considered as paramount to
every other was whether the proposed change was likely
to be beneficial or injurious to the thirty millions of people
who were subject to the company. But that question
cannot be said to have been even seriously discussed.
Burke, who, whether right or wrong in the conclusions to
which ho came, had at least tho merit of looking at the
subject in the right point of view, vainly reminded his
hearers of that mighty population whose daily rice might
depend on a vote of the British parliament. He spoke
with even more than his wonted power of thought and
language, about the desolation of Rohilcund, about the
spoliation of Benares, about the evil policy which had
suffered the tanks of the Carnatic to go to ruin ; but he
could scarcely obtain a hearing. The contending parties,
to their shame it must be said, would listen to none but
English topics. Out of doore the cry against the ministry
was almost universal. Town and country were united.
Corporations exclaimed against the violation of the charter
of the greatest corporation in tho realm. Tories and
democrats joined in pronouncing the proposed board an
unconstitutional body. It was to consist of Fox's nomi-
nees. The effect of his bill was to give, not to the crowi,
but to him personally, whether in office or in opposition,
an enormous power, a patronage Bufficient to counter-
balance the patronage of the trensui^ and of the admiralty,
and to decide the elections for fifty boroughs. Ho know,
it was said, that ho was hateful alike to king and people ;
and he had devised a plan which would nmko him inde-
pendent of both. Some nicknamed him Cromwell, and
some Carlo Khan. Wilberforce, with his usual folicity of
expression, and with very unusual bitterness of feeling,
described the scheme as tho genuine offspring of tho coali-
tion, as marked with the feature."* of both its parent*, the
corruption of one and the violence of tho other. In spite
of all opposition, however, tho bill was BUpi>orted in ovory
stage by great majorities, was ropidly pa.'xscd, and was sent
up to the Lords. To tho general ftMtunlHhmont. when tho
second reading was moved in tho Upper House, the
OpjwHition proposed an adjournment, and carried it by
eighty-seven votes to novonty-nine. Th» cause of this
strange turn of fortune was soon known. Pitt's cousin,
Earl Tcmolc, had been in the royal closet, and had there
140
P 1 T 1'
Ifeen autborized to let it be known that His Majesty would
fonsidei' all who voted for the bill as his enemies. - The
ignominious commission was performed, and instantly a
»roop of lords of the bedchamber, of bishops who wished to
')e translated, and of Scotch peers who wished to be re^
elected made haste to chan.se sides. On a later day the
Lords rejected the bill. Fox and North were immediately
directed to send their seals to the palace by their under
secretaries ; and Pitt was appointed first lord of the
treasury and chancellor of the exchequer.
The general opinion was that there would be an im-
mediati. dissolution. But Pitt wisely determined to give
the public feeling time to gather strength. On this point
he differed from his kinsman Temple. The consequence
was that Temple, who had been appointed one of the secre-
taries of state, resigned his office forty-eight hours after ho
had accepted it, and thus relieved the new Government
from a great load of unpopularity ; for all men of sense and
honour, however strong might be their dislike of the India
Bill, disapproved of the manner in which that bill had been
thrown out. Temple carried awdy with him the scandal
which the best friends of the new Government could not
but lament. The fame of the young prime minister pre-
served Its whiteness. He could declare with perfect truth
that, if unconstitutional machinations bad been employed,
he had been no party to them.
He was, however, surrounded by difficulties and dangers.
Tn the House of Lords, indeed, be had a majority ; nor
could any orator of the opposition in that assembly be con-
sidered as a' match for Thurlow, who was now again chan-
cellor, or for Camden, who cordially supported the son of
his old friend Chatham. But in the other House there was
not a single eminent speaker among the official men who
sat round Pitt. Plis most useful assistant was Dundas,
who, though he had not eloquence, had sense, knowledge,
readiness, and boldness. On the opposite benches was a
powerful majority, led by Fox, who was supported by
Burke, North, and Sheridan. The heart of the young
minister, stout as it was, almost died within him. He
could not once close his eyes on the night which followed
Temple's resignation. But, whatever his internal emotions
might be, his language and deportment indicated nothing
but unconquerable firmness and haughty confidence in his
own powers. His contest against the House of Commons
lasted from the 17th of December 1783 to the 8th of
March 1784. In sixteen divisions the Opposition tri-
umphed. Again and again the king was requested to
dismiss his ministers ; but he was determined to go to
Germany rather than yield. Pitt's ' resolution never
wavered. The cry of the nation in his favour became
vehement and almost furious. Addresses assuring him of
public, support came up daily from every part of the king-
dom. The freedom of the city of London was presented
to him in a gold box. He went in state to receive this
mark of distinction. He was sumptuously feasted in
Grocers' Hall ; and the shopkeepers of the Strand and
Fleet Street illuminated their houses in his honour. These
things could not but produce an effect within the walls of
parliament. The ranks of the majority began to waver ;
a few passed over to fhe enemy ; some skulked away ;
many' were for capitulating while it was still possible to
capitulate with the honours of war. Negotiations were
oi)ened w'ith the view of forming an administration on a
wide basis, but they had scarcely been opened when they
were closed. The Opposition demanded, as a preliminary
article of the treaty, that Pitt should resign the treasury ;
and with this demand Pitt steadfastly refused to comply.
While the contest was raging, the clerkship of the Pells, a
sinecure place for life, worth three thousand a year, and
tenable with a seat in the House of Commons, became
vacant. The appointment was with the chancellor of tha
exchequer ; nobody doubted that he would apiioint him-
self, and nobody could have blamed him if he had done
so ; for such sinecure offices had always been defended on
the ground that they enabled a few men of eminent abili-
ties and small incomes to live without any profession, and
to devote themselves to the service of the state. Pitt, in
spite of the remonstrances of his friends, gave the Pells to
his father's old adherent. Colonel Barr^, a man distin-
guished by talent and eloquence, but poor and afllicted
with blindness. By this arrangement a pension which the
Rockingham administration had granted to BarriS was
saved to the public. Never was there a happier stroke of
policy. About treaties, wars, expeditions, tariffs, budgets,
there will always be room for dispute. The policy which
is applauded by half the nation may be condemned by tb«
other half. But pecuniary disinterestedness everyb- iy
comprehends. It is a great thing for a man who has only,
three hundred a year to be able to show that he considers
three 'thousand a year as mere dirt beneath his feet, when
compared with the public interest and the public esteem:
Pitt had his reward. No minister was ever more rancorously
libelled ; but even when he was known to be overwhelmed
with debt, when millions were passing through his hands,'
when the wealthiest magnates of the realm were soliciting
him for marquisates and garters, his bitterest enemies did
not dare to accuse him of touching unlawful gain.
At length the hard-fought fight ended. A final remon-
strance, drawn up by Burke with admirable skill, was
carried on the 8th of March by a single votfi in a full
house. Had the experiment been repeated, the sup-
porters of the coalition would probably have been in a
minority. But the supplies had been voted; the Mutiny
Bill had been passed ; and the parliament was dissolved.
The popular constituent bodies all over the country
were in general enthusiastic on the side of the new
Government. A hundred and sixty of the supporters of
the coalition lost their seats. The first lord of the treasury
himself came in at the head of the poll for the university
of Cambridge. His young friend, Wilberforce, was elected
knight of the great shire of York, in opposition to the
whole influence of the Fitzwilliams, Cavendishes, Dun-
dases, and Saviles. In the midst of such triumphs Pits
completed his twenty-fifth year. He was now the greatest
subject that England had seen during nrany generations.
He domineered absolutely ,over the cabinet, and was the
favourite at once of the sovereign, of the parliament, and
of the nation. His father had never been so powerful,
nor Walpole, nor Marlborough.
This narrative has now reaobed a point beyond which a full
history of the life of Pitt would be a, history of England, or rather
of the whole civilized world ; and for such a history this is not th«
proper place. Here a very slight sketch must suffice ; and in that
sketch prominence will be given to such points as may enable a
reader who is already acquainted with the general course of events
to form a just notion of the character of the man on whom so much
depended.
If we wish to arrive at a correct judgment of Pitt's merits and
defects, we must never forget that he belonged to a peculiar class
of statesmen, and that he must be tried by a peculiar standard. It
is not easy to compare him fairly with such men as Ximcnes and
Sully, Richelieu and Oxenstiern, John de Witt and Warren
Hastings. The means by which those politicians governed great
communities were of quite a different kind from those which Pitt
was under the necessity of employing. Some talents, which they
never had any opportunity of showing that they possessed, were
developed in him to an extraordinary degree. In some qualities,
on the other hand, to which they owe a large part of their fame,
he was decidedly their inferior. They transacted business in their
closets, or at boards where a few confidential councillors sat. It
was his lot to be born in an age and in a country in which parlia-
mentary government was completely established ; his whole training
from infancy was such as fitted him to bear a part in parliamentary
government ; and, from the prime of his manhood to his death, all
the powers of his vigorous mind were almost constantly exerted in
I>\9solv«
parlia
ment,
Marcb
J78«'
Retnniec
for Cam
bridgt
uni-
versijj
1784.
PITT
141
♦he work of pailiamentary govprnmctit. He accordingly became
*lie createst master of the who'.j art of parliamentary government
■hat has ever existed, a greater than Jlontagao or Walpole, a
"reater than his father Chatham or his rival Fox, a greater than
either of his illustrious successorj Canning and Peel.
Parliamentary government, Ul:c every other contrivance of man,
has its advantages and its disadvantages. On the advantages there
is no need to dilate. The history of England during the hundred
ami seventy years which have elapsed since the House of Commons
became the most powerful body in the state, her immense and still
crowing prosperity, her freedom, her tranquillity, her greatness in
arts, in sciences, and in arms, her maritime ascendency, the
marvels of her public credit, her American, her African, her
Australian, her Asiatic empires, sufficiently prove the excellence of
li»r institutions. But those institutions, though excellent, are
assuredly not perfect. Parliamentary government is government
by speaking. In such a government, the power rff speaking is the
most highly prized of all the qualities which a politician can
Tiossess ; and that power may exist, in the highest decree, without
ludgment, without fortitude, without skill in reading the characters
of men or the signs of the times, without any knowledge of the
rrinciples of legislation or of political economy, and without any
skill in diplomacy or in the administration of war. Nay, it may
well haiJiicn that those very intellectual qualities which give a
ijeculiar charm to the speeches of a public man may be incompatible
with the qualities which would fit him to meet a pressing emer-
ceuey with promptitude and firmness. It was thus with Charles
Townshend. It was thus with Windham. , It was a privilege to
listen to those accomplished and ingenious orators. But in a
perilous crisis they would have been found far inferior in a" the
qualities of rulers to such a man as Oliver Cromwell, who talked,
nonsense, or as William the Silent, who did not talk at all. A\ hen
T-arliamentary government is established, a Charles Town.shend or
11 Windham will almost always exercise much greater inliuence
than such men as the great Protector of England, or as the lounder
of the Batavian commonwealth. In such a government, parlia-
mentary talent, though quite distinct from the talents of a good
executive or judicial officer, will bo a chief qualification.lor executive
and judicial office. From the Book of Dignities a curious list
might be made out of chancellors ignorant of the principles of
equity, and first lords of the admiralty ignorant of the principles of
navigation, of colonial ministers who could not repeat the names or
the colonies, of lords of the treasury who did not know the differ-
ence between funded and unfunded debt, and of secretaries of the
India board who did not know whether the Mahrattas were Moham-
medans or Hindus. On these grounds, some persons, incapatjle
of seeing more than one side of a question, have pronounced parlia-
mentary government a positive evil, and have maintained that the
administration would be .greatly improved if the power, now eoter-
cised by a large assembly, were transferred to a single person. Men
of sense will probably think the remedy very much worse than
the disease, and will bo of opinion that there would bo small gain
in exchanging Charles Townshend and Windham for the 1 nnco ot
the Peace, or°the poor slave and dog Steenie.
Pitt was emphatically the man of parliamentarj- government, the
type of his class, the minion, the child, the spoiled child, of t he
House of Commons. For the House of Commons bo had a heredi-
tary, an infantine love. Through his whole boyhood the House of
Commons was never oufof his thoughts, or out of the Uioughts ol
his instructors. Keciting at his father's knee, reading Thucydides
and Cicero into English, analysing the great Attic speeches on the
Embassy and on the Crown, he was constantly in training for tho
connicts of the House of Commons. Ho was a distmguishcd
member of tlie House of Commons at twentyono. The .ability
which ho had displayed in tho House of Commons made him the
most powerful subjoct in Europe before ho was twenty-five. It
would have been happy for himself and for his country if his
elevation had been deferred. Eight or ten years, dunng which ho
would have had leisure and opportunity for reading and reflexion,
for foreign travel, for social intercourse and free exchange of thought
on equal terms with a great variety of companions, would have
Bupi.lied what, without any fault on his part, was wanting to his
powerful iutollect. He had all the knowledge that he could bo
expected to have-that is to say, all tho knowledge that a man
can acquire while ho is a student at Cambridge, and all tho know-
ledge that a man can acquire when he is first lord of the treasury
and chancellor of tho exchequer. But the stock of general mforma-
tion which ho brought from college, extraordinary Inr a boy, vm
far inferior to what Fox possessed, and beggarly when compared
with the massy, tho splendid, tho various treasures laid ur. in tho
lar"o mind of Burke. After Pitt became minister, he had no
leisure to learn more than w.as necessary for tho purposes of tlio
d.ay which was jiassing over him. Wliat was neccRsary for thos»
punioscs such a man could ham with little difficulty. He was
au.Toiindcd by experienced and able public servants. Ho could at
any moment command tlieir bent assistance. From the stores
wliicl they rrodueed Uis viirorous mind rapidly coUcctca tho
materials for a good parliamentary case; and that was enough.
Le"islaiic.i and administration were with him secondary matters.
To^hc work of framing statutes, of negotiating treaties, of organiz-
ing fleets and armies, of sending forth expeditions, he gave only
the leavings of his time and the dregs of his fine mtellect. Ihe
strength and sap of his mind were all drawn in a different direction.
It was when the House of Commons was to be convinced and per-
suaded that he put forth all his powers. , . . , ^ ,-.■ „ ,
Of those powers we must form our estimate chiefly from tradition ,
for of all the eminent speakers of the last age, Pitt has suffered
most from the reporters. Even while he was still living, critics
remarked that his eloquence could not be preserved, that ho must
bo heard to be appreciated. They more than once applied to him
the sentence in which Tacitus describes the fate of a senator whoso
rhetoric was admired in the Augustan age: "Hatern canorumillud
ct proflueus cum ipso simul exstinctum est." There is, however,
abundant evidence that nature had bestowed on Pitt the talents oi
a great orator ; and those talents had been developd in a very
peculiar manner, first by his education, and secondly by the high
official position to which ho rose early, and in which he passed tho
greater part of his public life. , , . it
At his first appearance in parliament he showed himself supenot
to all his contemporaries in command of language. He could pour
forth a long succession of round and stately periods, without pre-
meditationrwithout ever pausing for a word, without ever repeating
a word, in a voice of silver clearness, and with a pronunciation so
articulate that not a letter was slurred over. He had less amplitude
of mind and less richness of imagination than Burke, less ingenuity
than Windham, less wit than Sherid.an, less perfect mastery ol
dialectical fence and less of that highest sort of eloquence wdiich
consists of reason and passion fused together than Fox. Yet the
almost unanimous judgment of those who were in the habit of
listening to that remarkable race of men placed Pitt, as a speaker,
above Burke, above Windham, above Sheridan, and not below tox.
His declamation was copious, polished, and splendid In power of
sarcasm ho was probably not surpassed by any speaker, ancient or
modern ; and of this formidable weapon he made merciless use. In
two parts of the oratorical art which are of the highest value to a
minister ot state he was singularly expert. No man knf ^ ™tter
how to be luminous or how to be obscure. ,, When he wished to be
understood, he never failed to make himself understood. He could
with ease present to his audience, not perhaps an exact or profound,
but a clear, popular, and plausible view of the most extensive and
complicated subject. Nothing was out of place; nothing was
forgotten; minute details, dates, sums of money, were all faithfully
preserved in his memory. Even intricate questions of finance, when
explained by him, seemed clear to the plainest man among his
hearers On the other hand, when he did not wish to be explicit,—
and no man who is at tho head of affairs always wishes to bo
explicit,— ho had a marvellous power of saying nothing in language
which loft on his audience the impression that ho had said a gi-eat
deal. He was at once tho only man who could open a budget with-
out notes, and the only man who, as Windham said, could speak
that most elaborately evasive and unmeaning of human composi-
tions, a king's speech, without premeditation.
The effect of oratory will always to a great extent depend on tli
character of the orator. There perhaps never were two speaker
whose eloquence had more of what may bo called tho ™ce "ore ol
tho flavour imparted by moral qualities, than Fox and Pitt. J no
8 ee hes of Fox' owe a great part of their charm to that warmth and
so tncs"of heart, that s^ymp.athy with human snfl^er.ng, « '-^t -iJmira-
tion for everything great and beaut. fu, and that hatred of cruelty
and injustice, which interest and delight us ^^«'' '"^'"^ "^°»^^,f^=,
tivo reports. No person, on the other hand, could hear Pitt without
perceiving him to be a man of high, intrepid, and comnandinf
snirit proudly conscious of his own rectitude and of his own
IkcfuaTsuperiority. incapable of the low vices <?, »- ,"" ^ ^^^j
but too prone to feel and to show disdain Prido, iiidee,! "» '■'1
the whofe man, was written in the harsh "«'| '"j f ,^f '''' "^^
was marked by tho way in w. ich ho w.alked. m which he sat, la
whch ho stood! and, above all, in which ho bowved. S"ch pdo
of course inflicted many wounds. It may confidently bo nflirnied
?hat there cannot bo found, in all fhe ten thousand invectives
^rilt:;:' gainst Fox, a w.rd indi>.ting tliat IS den^^
Rlrntion— run.bcr and, lor example, iwm..m, ...,>. ............. ■•-•---
rnucdriritaed by the contempt with which ho roated them tm
O^v complained in print of their wrongs But his pride though
it made .in bitterly disliked by individuals, in.sp.red the gient
borof Is followers in parliament ....d throughout the country
wTth reject and eunllden ce. They took him attus own ynl..al.on.
They saw that his self-esteem was not that of an npstnrt who w.-i.
. idc with good luck and with applause, and who if fortuno
,i,.'.l. wnuhf sink from arrogance Into abject humility. It w«
that of tho magnanimous man so Qucly described by AristoUe W
B2
PITT
tho Ethics, of tho man who thinks himself worthy of great things,
being in truth worthy. It sprang from a consciousness of great
powers and groat virtues, and was never so conspicuously displayed
as in the midst of difficulties and dangers which would have
'unnerved and bowed down any ordinary mind. It was closely
connected, too, with an ambition which had no mixture of low
cupidity. There was something noble in the cynical disdain with
which the mighty minister scattered riches and titles to right and
<eft among those who valued them, while he spurned them out c^f
his way. Poor himself, he was surrounded by friends on whom he
had bestowed three thousand, six thousand, ten thousand a year.
Plain Mister himself, he had made more lords than any three
ministers that had preceded him. The garter, for which the first
jdukes in the kingdom were coutanding, waS repeatedly offered to
pim, Slid offtred in vain. "^
Tho correctness of his private life added much to the dignity of
his public character. In the relations of son, brother, uncle,
master, friend, his conduct was exemplary. In the small circle of
liis intimate associates he was amiable, alTectionate, even playful.
They lovod him sincerely ; they regretted him Ion" ; and they
would hai'dly admit that he who was so kind and gentle with them
could bo stern and haughty with others. He indulged, indeed,
somewhat too freely in wine, which he had early been directed to
take as a medicine, and which uso had made a necessary of life to
him. But it was very seldom that any indication of unduo excess
could be detected in hia tones or gestures ; and, in truth, two
bottles of port were little more to him than two dishes of tea. He
had, when he was first introduced into the clubs of St James's
Street, shown a strong taste for play; but he had the prudence and
the resolution to stop before this taste had acquired the strength
of habit. From, tho passion which generally exercises the most
tyrannical dominion over the young he possessed an immunity,
which is probably to be ascribed partly to his tempe'ament and
partly to his situation. His constitution was feeble ; he was very
shy ; and he was very busy. Tho strictness of his morals furnished
such buffoons as Peter Pindar and Captain Morris virith an inexhaust-
ible theme for merriment of no very delicate kind. But the great
body of the middle class of Englishmen could not see the joke
They warmly praised the young statesman for commanding his
passions, and for covering his frailties, if he had frailties, with
'Jecoroua obscurity, and would have been very far indeed from
thinking better of him if he had vindicated himself from the taunts
of his enemies by taking under his protection a Nancy Parsons or
a Marianne Clark.
K'itron. No part of the immense popularity which Pitt long enjoyed is to
tge of be attributed to the eulogies of wits and poets. It might have been
letters naturally expected that a man of genius, of learning, of taste, an
ttielart orator whose diction was often compared to that of Tully, the repre-
sentative, too, of a great university, would have taken a peculiar
pleasure in befriending eminent writers to whatever political party
they might have belonged. The love of literature had induced
'Augustus to heap benefits on Pompeians, Somers to be the pro-
itector of nonjurors, Harley to make the fortunes of Whigs. But
it could not move Pitt to show any favour even to Pittites. He
was doubtliss right in thinking that, in general, poetry, history,
and philosophy ought to be suffered, like calico and cutlery, to find
their proper price in the market, and that to teach men of letters
to look habitually to the state for their recompense is bad for the
state and bad for letters. Assuredly nothing can be more absurd
or mischievous than to waste the public money in bounties for the
purpose of inducing people who ought to be weighing out grocery
or measuring out drapery to write bad or middling books. But,
though the sound rule is that authors should be left to be remuner-
ated oy their readers, there will, in every generation, be a few ex-
ceptions to this rule. To distinguish these special cases from the
mass is an employment well worthy of the faculties of i great and
accomplished ruler ; and Pitt would assuredly have had little
difficulty in finding such cases. While he was in power, the
greatest philologist of the age, his own contemporary at Cambridge,
was reduced to earn a livelihood by the lowest literary drudgery,
and to spencj in writing squibs for the Morning Chronicle years to
which we might have owed an all but perfect text of the whole
tragic and comic drama of Athens. The greatest historian of the
age, forced by poverty to leave his country, completed his immortal
work on the shores of Lake Leman. The political heterodoxy of
Torsou and the religious heterodoxy of Gibbon may perhaps
be pleaded In defence of the minister by whom those eminent
mei^were neglected. But there were other cases in which no
such excuse could be set up. Scarcely had Pitt obtained posses-
sion of unbounded power when an aged writer of the highest
eminence, who had made very little by his writings, and who
»vas sinking into tlie grave under a load of infirmities and sorrows,
wanted five or six hundred pounds to enable him, during the
winter or two which might still remain to him, to draw his breath
more easily in the soft climate of Italy. Not a faithiiig wa.'j to
be obtained ; antl before Ohiistmas tlie anther of the English
UiMoiiary and oi liio Lives of the J'ocla liad gasped his last in the
river fog and coal smoke of Fleet Street. A few months after tho
death of Johnson appeared the Task, incompa.'ably the best poem
that any Englishman then living had produced — a poem, too,
which could hardly fail to excite in a well-constituted mind a
feeling of esteem and compassion for the poet, a man of genius and
virtue, whose means were scanty, and whom the most cruel of all
the calamities incident to humanity had ma^e incapable of support-
ing himself by vigorous and sustained exertion. Nowhere had
Chatham been praised with more enthusiasm, or in verse more
worthy of the subject, than in the TcLsk. The son of Chatham,
however, contented himself with reading and admiring the book,
and left the author to starve. The nension which long after enabled
poor Cowper to close his melancholy life unmolested by duns and
bailiffs was obtained for him by the strenuous kindness of Lord
Spencer. What a contrast between the way in which Pitt acted
towards Johnson and the way in which Lord Grey acted towards
his political enemy Scott, when Scott, worn out by misfortune and
disease, was advised to try the effect of the Italian air ! What a
contrast between the way in which Pitt acted towards Cowper and
the way in which Burke, a poor man and out of place, acted towards
Crabbe ! Even Dundas, wHo made no pretensions to literary taste,
and was content to be considered as a hard-headed and somewliat
coarse man of business, was, when compared with his eloquent and
classically educated friend, a llsecenas or a Leo. Dundas made
Burns an exciseman, with seventy pounds a year ; 'and this was
more than Pitt, during his long tenure of power, did for tho
encouragement of letters. Even those who may think that it is,
in general, no part of the duty of a Governmei.t to reward literary
merit, will hardly deny that a Government which has much
lucrative church preferment in its gift is bound, in distributing
that preferment, not to overlook divines whose writings have
rendered great service to the cause of religion. But it seems never
to have occurred to Pitt that he lay under any such obligation.
All the theological works of all the numerous bishops wdiom he
made and translated are not, when put together, worth fifty pagci
of the Horss Paulinm, of the Natural Theology, or of the View
of the Evidences of Christianity. But on Paley the all-powerful
minister never bestowed the smallest benefice. Artists Pitt treated
as contemptuously as writers. For painting he did simply nothing.
Sculptors who had been selected to execute monuments voted by
parliament had to haunt the ante-chambers of the treasury during
many years before they could obtain a farthing from him. One
of them, after vainly soliciting the minister for payment during
fourteen years, had the courage to present a memorial to the king,
and thus obtained tardy and ungracious justice. Architects it was
absolutely necessary to employ ; and the worst that could be found
seem to have been employed. Not a single fine public building of
any kind or in any style was erected during his long administra-
tion. It may be confidently affirmed that no ruler whose abilities
and attainments would bear any comparison with hia has ev?r
shown such cold disdain for what is excellent in arts and lettei's.
His first administration lasted seventeen years. That long
period is divided by a strongly marked line into two almost exactly
equal parts. The first part ended and the second began in the
autumn of 1792. Thuoughout both parts Pitt displayed in tho
liighest degree the talents of a parliamentary leader. During the
first part he was a fortunate and in many respects a skilful
administrator. With the difficulties which he had to encounter
during the second part he was altogether incapable of contending ;
but his eloquence and his perfect mastery of the tactics of the Housa
of Commons concealed his incapacity from the multitude.
The eight years which followed the general election of 1784 were
as tranquil and prosperous as any eight years in the whole history
of England. Neighbouring nations which had lately been in arms
against her, and which had flattered themselves that, in losing her
American colonies, she had lost a chief source of her wealth and
of her power, saw. With wonder and vexation, that she was more
wealthy and more powerful than ever. Her trade increased. Her
manufactures flourished. Her exchequer was full to overflowing.
Very idle apprehensions were generally entertained that the public
debt, though much less than a third of the debt which we now
bear with ease, would be found too heavy for tho strength of the
nation. Those apprehensions might not perhaps have been easily
quieted by reason. But Pitt quieted them by a juggle. He suc-
ceeded in pursuading first himself and then the whole nation, his
opponents included, that a new sinking fund, which, so far as it
differed from former sinking funds, differed for the worse, would,
by virtue of some mysterious power of propagation belonging to
money, put into the pocket of the public creditor great sums not
taken out of the pocket of the tax-payer. The country, terrified
by a danger wliich was no danger, hailed with delight and bound-
less confidence a remedy which was no remedy. The minister was
almost universally extolled as the greatest of financici-s. Mcau-
wiiile both the ijiauches of the house of Bourbon found tliat
England was as formidable an antagonist as she had ever been.
Fr.ince-liad formed a plan for reducing Holland to vassalage. I5ul
England interjioscd, and France receded. Spain interrupted by
PITT
i43
violence the trade of our merchants with the regions near the
Oregon. But England armed, and Spain receded. Within the
islan'i there was profound tranquillity. The king was, for the first
time, popular. IJuring the twenty-three years whicL had followed
his accession he had not been loved by his subjects. His domestic
virtues werff acknowledged. But it was generally thought that
the good qualities by which he was distinguished in private life
were wanting to his political character. As a sovereign he was
resentful, unforgiving, stubborn, cunning. Under his rule the
country had sustained cruel disgraces and disasters ; and every one
of those disgraces and disasters was imputed to his strong anti-
pathies, and to his perverse obstinacy in the wrong. One states-
man after another complained that he had been induced hy royal
caresses, entreaties, and promises to undertake the direction of
affairs at a difficult conjuncture, and that as soon as he had, not
without sullying his fame and alienating his best friends, served
the turn for which he was wanted, his ungrateful master began to
intrigue against him and to canvass a^inst him. Grenville,
Rockingham, Chatham — men of widely different characters, but all
three upright and high-spirited — agreed in thinking that the prince
under whom they had successively held the highest place in the
Government was one of the most insincere of mankind. His con-
fidence was reposed, they said, not in those known and responsible
counsellors to whom he had delivered the seals of office, but in
secret advisers who stole up the back stairs into his closet. In
parliament his ministers, while defending themselves against the
attacks of the opposition in front, were perpetually, at his instiga-
tion, assailed on the flank or in the rear ny a vile band of mercen-
aries who called themselves his friends. These men constantly,
while in passession of lucrative places in his service, spoke and
voted against bills which he had authorized the first lord of the
treasury or the secretary of state to bring in. But from the day
on which Pitt was placed at the head of aflairs there was an end
of secret influence. His hatighty and aspiring spirit was not to be
satisfied with the mere show of power. Any attempt to undermine
him at court, any mutinous movement among his followers in the
House of Commons, was certain to be at once put down. He had
only to tender his resignation and he could dictate his own terms.
For he, and he alone, stood between the king and the coalition.
He was therefore little less than mayor of the palace. The nation
loudly applauded the king for having the wisdom to repose entire
confidence in so excellent a minister. His Majesty's private virtues
now began to produce their full effect. He was generally regarded
as the model of a respectable country gentleman, honest, good-
natured, sober, religious. He rose early, he dined temperately,
he was strictly faithful to his wife, he never missed church, and at
church he never missed a response. His people heartily prayed
that he might long reign over them ; and they prayed the more
heartily because his virtues were set off to the best advantage by
the vices and follies of the prince of Wales, who lived in close
intJmacy with the chiefs of the Opposition.
How strong this feelin" was in the public mind appeared signally
■"Ti on one great occasion. In the autumn of 1788 the king became
'• insane. The Opposition, eager for office, committed 'the great
indiscretion of assertin" that the heir apparent had, by the funda-
mental laws of England, a right to be regent with the full powers
of royalty. Pitt, on the other hand, maintained it to bo the con-
stitutional doctrine that when a sovereign is, by reason of infancy,
disease, or absence, incapable of exercising the regal functions, it
belongs to the estates of the realm to determine who shall be the
vicegerent, and with what portion of the executive authority such
vicegerent shall bo entrusted. A long and violent contest followed,
in wTiich Pitt was supported by the great body of the people with
as much enthusla.sm as during the first months of his administra-
tion. Tories with one voice applauded him for defending the sick-
bed of a virtuous and unhappy sovereign against a disloyal faction
and an undutiful son. Not a few Whigs applauded him for assert-
ing the authority of parliaments, and the principles of the Revolu-
tion, in opposition to a doctrine which seemed to have too much
affinity with the servile theory of indefeasible hereditary right.
The middle class, always zealous on the side of decency and the
domestic virtues, looked forward with dismay to a reign resem-
bling that of Charles II. The palace, which had now been, during
thirty years, the pattern of an English homo, would be a public
nuisance, a school of profligacy. To tho^good king's repast of mutton
and lemonade, despatched. at three o'clock, would succeed midnight
banquets, from which the guests would be carried homo speechless.
To the backgammon board at which the good king played lora little
silver with his equerries would succeed faro tables from which
yonne imtricians who had sat down rich would rise up bcgRars.
The drawing-room, from which the frown of the queen had repelled
a whole generation of frail beauties, would now bo again what it
had been in the days of Barbara Pnlmcr and Louisa do Querounllle.
Nay, severely as tno public reprobated the prince's many illicit
att'iclimenta, his one virtuous attachment was reprobated more
aevoroly still. Even in grave and pious circles his Protestant
misticiiaes gave less scandal than his Popinh wifo That ho must
be regent nobody ventured to deny. But he and his friends were
so unpopular that Pitt could, with general approbation, propose
to limit the powera of the regent by restrictions to which it would
have been impossible to subject a prince beloved and trusted by
the country. Some interested men, fully expecting a change ol
administration, went over to the Opposition. But the majority,
purified by these desertions, closed its ranks, and presented a more
firm array than ever to the enemy. In every division Pitt was
victorious. When at length, after a stormy interregnum of thrco
months, it was announced, on tho very eve of the inauguration of
the regent, that the king was himself again, tho nation was wild
with delight. On the evening of tho day on which His Majesty
resumed his functions a spontaneous illumination, the most general
that had ever been seen in England, brightened tho whole vast
space from Highgate to Tooting, and from Hammersmith to
Greenwich. On the day on which he returned thanks in the
cathedral of his capital all the horses and carriages within a
hundred miles of London were too few for tho multitudes which
flocked to see him pass through the streets. A second illumination
followed, which was even superior to the first in magnificence
Pitt with difficulty escaped from the tumultuous kindness of «n
innumerable multitude which insisted on drawing his coach from
St Paul's Churchyard to Downing Street. This was the moment
at which his fame and fortune may be said to have reached the
zenith. His influence in the closet was as great as that of Carr or
Villiers had been. His dominion over the parliament was more
absolute than that of Walpole or Pelham had been. He was at the
same time as high in the favour of the populace as ever Wilkes or
Sacheverell hid been. Nothing did more to raise his character
than his noble poverty. It was well known that, if he had been
dismissed from office after more than five years of boundless power,
he would hardly have carried out with him a sum sufficient to
furnish tho set of chambers in which, as he cheerfully declared,
he meant to resume the practice of the law. His admirers, how-
ever, were by no means disposed to suffer him to depend on daily
toil for his daily bread. The voluntary contributions which wei«
awaiting his acceptance in the city of London alone would have
sufficed to make him a rich man. But it may be doubted whether
his liaughty spirit would have stooped to accept a provision so
honourably earned and so honourably bestowed.
To such a height of power and glory had this extraordinary man
risen at twenty-nine years of age. And now the tide was on tho
turn. Only ten days after the triumphant procession to St Paul's,
the states-general of France, after an interval of a hundred and
seventy-four years, met at Veisailles.
The nature of the great Revolution which followed was long very Freneli
imperfectly understood in this country. Burko saw much further Revoln
than any of his contemporaries ; but whatever his sagacity dcscri»'d tion.
was refracted and discoloured by his passions and his imagination.
More than three years elapsed before the principles of the English
administration underwent any material change. Nothing could
as yet be milder or more strictly constitutional than the minister's
domestic policy. Not a single act indicating an arbitrary ten. per
or a jealousy of the people could be imputed to him H" h.i'f
never applied to parliament for any extraordinarj powera. He
iad never used with harshness the ordinary powers cntrustj-d by
the constitution to the executive Government. Not a slngl" state
prosecution which would even now bo called oppressive had been
instituted by him. Indeed, the only oppressive stoto piosccution
instituted during the first eight years of his administration was
that of Stockdalo, which is to be attributed, not to the Government,
but to ho chiefs of tho Opposition In oflice, Pitt had rcdeeini-d tlia
pledges which he had, at his entrance into public life,^ given to the
supporters of parliamentary reform. Ho had, in 1786, brought
forward a judicious plan for tho Improvement of th» rcprcscntativ*
system, and had prevailed on tho king, not only to refrain from
talking against that plan, but to recommend it to tho Iloases in
a speech from the throne.' This nttiinpt failed ; but there can bo
little doubt that, if tho French Rcvoluliou had not produced a
violent reaction of public feeling, Pitt would have ncrformed, with
little difliculty and no danger, that great work which, at o InlT
period. Lord Grey could accomplish only by means which for a
time loosened the very foundations of tho commonwealth. When
tho atrocities of the slave trade wore first brought under the con-
sidcration of parliament, no abolitionist was nioro zealous than Pilt.
When sickness prevented Wilborforco from appearing in public,
hia place was most efficiently supplied by his friend the minister.
A humane bill, which mitigated the horrors of the middle pas.vigr,
was, in 1788, carried Ijy the eloquence and determined spirit ol
Pitt, In spilu of the opposition of some of his own oollongucs ; and
it ought always to bo rcmenibcred to his honour that, in order to
carry that bill, ho kept tho Houses sitting, in siiito of many
murmurs, long after the business of tlio Oovernment had been done
1 Tho tpocrh with which tho klnR or«nra tho KC»lon of 1785 concluOcI wlin an
ajMufknco Ihit Htii Majcaty would tiiaitlly C'>tirui In ovory mowun) whicli couM
tond to acniro tho Iruo princiiilc* of Itio conntltu'.lon. Tlieae woitU were ai the
Umo uadoralood to r«for to Plu'a Rolonn UlU.
,144
PITT
and tiie Appropriation Act passed. In 1791 he cordially con-
curred with Fox in maintaining the sound constitutional doctrine
that an impeachment is not terminated by a dissolution. In the
course of the same year the two great rivals contended side by side
in a far more important cause. They are fairly entitled to divide
the high honour of having added to our statute-book the inestimable
Jaw which places the liberty of the press under the protection of
juries. On one occasion, and one alone, Pitt, during the first half
of his long administration, acted in a manner unworthy of an en-
lightened Whig. In the debate on the Test Act, he stooped to
gratify the master whom he served, the university which he repre-
sented, and the great body of clergymen and country gentlemen on
whose support he rested, by talking, with little heartiness indeed,
and with no asperify,, the language of a Tory. With this single
exception, his conduct from the end of 1783 to the middle of 1792
was that of an honest friend of civil and religious liberty.
Nor did anything, during that period, indicate that he loved war,
or harboured any malevolent feeling against any neighbouring
nation. Those French writers who have represented him as a
Hannibal sworn in childhood by his father to bear eternal hatred
to France, as having, by mysterious intrigues and lavish bribes,
instigated the leading Jacobins to commit those excesses which
dishonoured the Revolution, as having been the real author of the
first coalition, know nothing pf his character or of his history. So
far was he from being a deadly enemy to France that his laudable
attempts to bring about a closer connexion with that country by
means of a wise and liberal treaty of commerce brought on him the
severe censure of the Opposition. He was told in the House of
Commons that he was a aegenerate son, and that his partiality for
the hereditary foes of our island was enough to make his great
father's bones stir under the pavement of the Abbey.
Its in- And this man, whose name, if he had been so fortunate as to die
8uence in 1792, would now have been associated with peace, with freedom,
hi Eng- with philanthropy, with temperate reform, with mild and constitu-
Ush poll- tional administration, lived to associate his name with arbitrary
Bcs. government, with harsh laws harshly executed, with alien bills, with
gagging bills, with suspensions of the Habeas Corpus Act, with
cruel punishments inflicted on some political agitators, with un-
justifiable prosecutions instituted against others, and with the
most costly and most sanguinary wars of modern times. He lived
to be held up to obloijuy as the stern oppressor of England, and
the indefatigable disturber of Europe. Poets, contrasting his
earlier with his later years, likened him sometimes to the apostle
who kissed in order to betray, and sometimes to the evil angels who
kept not their first estate. A satirist of great genius introduced
the fiends of famine, slaughter, and fire, proclaiming that they had
received their commission from one whose name was formed of four
letters, and promising to give their employer ample proofs of grati-
tude. Famine would gnaw the multitude till they should rise up
against him in madness. The demon of slaughter would impel
them to tear him from limb to limb. But fire boasted that she alone
could reward him as he deserved, and that she would cling round
him to all eternity. By the French press and the French tribune
every crime that disgraced and every calamity that afHicted France
was ascribed to the monster Pitt and his guineas. While the
Jacobins were dominant it was he who had corrupted the Gironde,
who had raised Lyons and Bordeaux against the Convention, who
had suborned Paris to assassinate Lepelletier, and Cecilia Regnault
to assassinate Robespierre. When the Thermidorian reaction came,
all the atrocities of the Reign of Terror were imputed to him.
Collot D'Herbois and Fouquier Tinville had been his pensioners.
It was he who had hired the murderers of September, who had
dictated the pamphlets of Marat and the carmagnoles of Barere,
who had paid Lebon to deluge Arras with blood and Carrier to
choke the Loire with corpses.
The truth is that he liked neither war nor arbitrary government.
He was a loVer of peace and freedom, driven, bj a stress against
which it was hardly possible for any will or any intellect to struggle,
out of the course to which his inclinations pointed, and for which
his abilities and acquirements fitted him, and forced into a policy
repugnant to his feelings and unsuited to his talents.
The charge of apostasy is grossly unjust. A man ought no more
to be called an apostate because his opinions alter with the opinions
of the great body of his contemporaries than he ought to bo called
an Oriental traveller because he is always going round from west to
east with the globe and everything that is upon it. Between the
spring of 1789 and the close of 1792 the public mind of England
underwent a great change. If the change of Pitt's sentiments
attracted peculiar notice, it was not because he changed more than
his neighbours, for in fact he changed less than most of them, but
tecause his position was far more conspicuous than theirs, because
he was, till Bonaparte appeared, the individual who filled the
greatest space in the eyes of the inhabitants of the civilized world.
During a short time the nation, and Pitt as one of the nation,
looked with interest and approbation on the French Revolntion.
But soon vast confiscations, the violent sweeping away of ancient
institutions, the domination of clubs, the barbarities of mobs
maddened by famine and hatred, produced a reaction here. Tlic
court, the nobility, the gentry, the clergy, the nianufiicturers, the
merchants, in short nineteen-twentieths of those who had good
roofs over their heads and good coats on their backs, became eager
intolerant Antijacobins. This feeling was at least as strong among
the minister's adversaries as among his supporters. Fox in vain
attempted to restrain his followers. All his genius, all his vast '
personal influence, could not prevent them from rising up against
him in general mutiny. Burke set the example of revolt ; and
Burke was in no longtime joined by Portland, Spencer, Fitzwilliam,
Loughborough, Carlisle, Malmesbury, Windham, Elliot. In th?
House of Commons the followers of the great Whig statesman and
orator diminished from about a hundred and sixty to fifty. In the
House of Lords he had but ten or twelve adherents left. There can
be no doubt that there would have been a similar mutiny on the
ministerial benches, if Pitt had obstinately resisted the general
wish. Pressed at once by his master and by his colleagues, by old
friends and by old opponents, he abandoned, slowly and reluctantly,
the policy which wiis dear to his heart. He laboured hard to
avert the European war. When the European war broke out, he
still flattered himself that it would not be necessary for thin
country to take either side. In the spring of 1792 he congratu-
lated the parliament on the prospect of long and profound peace,
and proved his sincerity by proposing large remissions of taxation.
Down to the tnd of that year he continued to cherish the hope
that England might be able to preserve neutrality. But the
passions which raged on both sides of the Channel were not to he
restrained. The republicans who ruled France were inflamed by a
fanaticism resembling that of the Mussulmans, who, with the Koran
in one hand and the sword in the other, went forth conquering and
conveidng, eastward to the Bay of Bengal, and westward to the
Pillars of Hercules. The higher and middle classes of England
were animated by zeal not less fiery than that of the crusaders who
raised the cry of Deus vult at Clermont. The impulse which drove
the two nations to a collision was not to be arrested by the abilities
or by the authority of any single man. As Pitt was in front of
his fellows, and towered high above them, he seemed to lead them.
But in fact he was violentlj pushed on by them, and, had he held
back but a little more than he did, would have been thrust out of
their way or trampled under their feet.
He yielded to the current ; and from that day his misfortunes
began. The truth is that there were only two consistent courees
before him. Since he did not choose to oppose himself, side by
side with Fox, to the public feeling, he should have taken the
advice of Burkie, and should have availed himself of that feeling to
the full extent. If it was impossible to preserve peace, he should
have adopted the only policy which could lead to victory. He
should have proclaimed a holy war for religion, morality, property,
order, public law, and should have thus opposed to the Jacobins
an energy equal to their own. Unhappily he tried to find a middle
path ; and he found one which united all that was worst in both
extremes. He went to war ; but he would not understand the War
peculiar character of that war. He was obstinately blind to the poliij
plain fact that he was contending against a state which was also a
sect, and that the new quarrel between England and France was of
quite a difl'erent kind from the old quarrels about colonies in
America and fortresses in the Netherlands. He had to combat
frantic enthusiasm, boundless ambition, restless activity, the
wildest and most audacious spirit of innovation ; and he acted as if
he had had to deal with the harlots and fops of the old court of
Versailles, with Madame de Pompadour and the Abbe de Bemis.
It was pitiable to hear him, year after year, proving to an ad-
miring audience that the wicked republic was exhausted, that she
could not hold out, that her credit was gone, that her assignati
were not worth more than the paper of which they were made, — as
if credit was necessary to a government of which the principle was
rapine, as if Alboin could not turn Italy into a desert till he had
negotiated a loan at five per cent., as if the exchequer bills of Attila
had been at par. It was impossible that a man who so completely
mistook the nature of a contest could carry on that contest suc-
cessfully. Great as Pitt's abilities were, his military administra-
tion was that of a driveller. He was at the head of a nation
engaged in a struggle for life and death, of a nation Eminently dis-
tinguished by all the physical and all the moral qualities which
make excellent soldiers. The resources at his command were
unlimited. The parliament was even more ready to grant him
men and money than he was to ask for them. In such an
emergency, and \vith such means, such a statesman as Richelieu,
as Louvois, as Chatham, as Wellesley, would have created in a few
months one of the finest armies in the world, and would soon have
discovered and brought forward generals worthy to command such
an army. Germany might have been saved by another Blenheim ;
Flanders recovered by another Ramillies ; another Poitiers might
have delivered the Royalist and Catholic provinces of France from
a yoke which they abhorred, and might have spread terror even to
the barriers of Paris. "Biit the fart is that, after eight, years oT
war. after a vast destruction of life, after an expenditure of wealth
P 1 T T
145
far exceeding the expenditure of the American War, of the Seven
Yeai-s' War, of the War of the Austrian Succession, and of tlio War
of the Spanish Succession united, the English amiy under I'itt
was the laughingstock of all Europe. It cuuld not boast of one
single brilliant exploit. It had never shown itself on the Continent
but to be beaten, chased, forced to re-embark, or forced to capitu-
late. To take some sugar island in the West Indies, to scatter
some mob of half-naked Irish peasants — such were the most splendid
victories won by the British troops under Pitt's auspices.
The English navy no mismanagement could ruin. But during
ft long period whatever mismanagement could do was done. The
eail of Chatham, without a single qualification for high public trust,
was made, by fraternal partiality, first lord of the admiralty, and
was kept in that great post during two years of a war in which the
very existence of the state depended on the elFicicncy of the fleet.
He continued to doze away and trifle away the time which ought
to have been devoted to the public service, till the whole mercantile
l)ody, though generally disposed to support the Government, com-
plained bitterly that our flag gave no protection to our trade,
rortunately he was succeeded by George, Earl Spencer, one of those
chiefs of the Whig party who, in the great schism caused by the
Vrench Revolution, had followed Burke. Lord Spencer, though
inferior to many of his colleagues as an orator, was decidedly the
best administrator among them. To him it was owing that a long
and gloomy succession of days of fasting, and most emphatically of
humiliation, was interrupted, twice in the short space of eleven
months, by days of thanksgiving for great victories.
It may seem paradoxical to say that the incapacity which Pitt
showed in all that related to the conduct of the war is, in some
sense, the most decisive proof that he was a man of very extra-
ordinary abilities. Yet this is the simple truth. For assuredly
one-tenth part of liis errors and disasters would have been'fatal to
the power and influence of any minister who had not possessed, in
tho Highest degree, the talents of a parliamentary leader. While
his schemes were confounded, while his predictions were falsified,
while the coalitions which he had laboured to form were falling to
pieces, while the expeditions which he had sent forth at enormous
cost were ending in rout and disgrace,, while the enemy against
whom he was feebly contending was subjugating Flanders and
Brabaut, tho electorate of Mainz and the electorate of Treves,
HolLjnd, Piedmont, Lignria, Lombardy, his authority over tho
House 'of Commons was constantly becoming more and more
absolute. There was his empire. There were his victories — his
Lodi and his Areola, his Rivoli and his Marengo. If some great
misfortune, a pitched battle lost by the allies, the annexation of a
new department to tho French republic, a sanguinary insurrection
in Ireland, a mutiny in tho fleet, a panic in the city, a run on the
bank, had spread dismay through the ranks of his majority, that
dismay lasted only till he rose from the treasury bench, drew up
his haughty head, stretched his arm with Commanding gesture,
and poured forth, in deep and sonorous tones, tho lofty language
ef inextinguishable hope and inflexible resolution. Thus, through
a long ana- calamitous period, every disaster that happened with-
out the walls of parliament was regularly followed by a triumph
within them. At length he had no longer an Opposition to en-
counter. Of tho great party which had contended against him dur-
ing the first eight years of his administration more than one-half
now marched under his standard, with'hisold competitor the duke
of Portland nt their head ; and the rest had, after many vain
struggles, quitted the field in despair. Fox had retired to the
nhttuS of St Anne'a Hill, and had there found, in the society of
friends whom no vicissitude could estrange from hin., of a woman
whom ho tenderly loved, and of the illustrious dead of Athens, of
Rome, and of Florence, ample compensation for all the misfortunes
of his publiclife. Session followed session with scarcely a single
division. lu the eventful year 1799 the largest mmnrity that
could he mustered against tho Government was twcnty^vo.
In Pitt's domestic policy there was at this time assuredly no
want of vigour. While ho offered to French Jacobinism a resist-
ance so feeble that it only encouraged the evil whicli ho 'vishcd to
suppress, he put down English Jacobinism with a strong hand.
The Habeas Corpus Act was repeatedly suspended. Public meet-
ings were placed under severe restraints. The Government ohUiincd
from parliament power to send out of the country aliens who were
suspected of evil designs ; and that power was not suffereil to bo
idle. Writers who propounded doctrines adverse to monarchy and
aristocracy were proscribed and punished without mercy. It was
h.ardly safe for a republican to avow his political creed over his
l*cfsteak and his bottle of port at a chop-house. The old laws of
Scotland against sedition, laws which were considcrctl by English-
men as barbarous,- and which a succcsBion of Governments had
BulTcred to rust, were now furbished uj) and-shnrpcned anew. Men
of cultivated minds and polished manncra were, for ofTencea
>yhich at Westminster would have been treated as nicro misde-
meanours, sent to herd with felons at Botiny Bay. Soino
reformers, whose opinions were extravagant, nnd whose Inngungo
was intemperate, but who had never dreamed of subverting the
government by pliysical force, were indicted for high treason, and
were saved from tho gallows only by the righteoua verdicts of juricji.
'i'liis severity was at the time loudly applauded by alarmists whom
fear had made cruel, but will be seen in a very dilfercnt light by
posterity. The truth is that tho Englishmen who wisheil lor a
levolution were, even in number, not formidable, and in every-
thing but number a faction utterly contemptible, without arms, t>r
funds, or plans, or organization, or leader There can bo no doubt
that Pitt, strong as he was in the support of the gioat body of tho
nation, might easily have repressed the turbulence of the discon-
tented minority by firmly yet temperately enforcing the ordinary
law. Whatever vigour ho showed during this unfortunate part of
his life was vigour out of place and season. Ho was all feebleness
and languor in his conflict with the foreign enemy who was really
to be dreaded, and reserved all his energy and resolution for tho
domestic enemy who might safely have been de.«r>iscd.
One part only of Pitts conduct during tho last eight years of
the 18th century deserves high praise. He was tho firet English
minister who formed great designs for the benefit of Ireland. Tho
manner in which the Roman Catholic population of that unfortunate
.country had been ke|it down during many generations seemed to
hira unjust and cruel ; and it was scarcely possible for a man of
his abilities not to perceive that, in a contest against the Jacobins,
the Roman Catholics were his natural allies. Had he been able to
do all that he wished, it is probable that a wise and liberal policy
would have averted tho rebellion of 1798. But the difTicultiea
which he encountered were great, perhaps insurmountable ; and
the Roman Catholics were, rather by his misfortune than by his
fault, thrown into tho hands of Jacobins. There was a third great
rising of the Irishry against tho Englishry, a rising not less formid-
able than the risings of 1C41 and 1689. The Englishry remained
victorious ; and it was necessary for Pitt, as it had been necessary
for Oliver Cromwell and William of Orange before him, to consider
how the victory should be used. It is only just to his memory to
say that he formed a scheme of policy so grand and so simple, so
righteous and so humane, that it would alone entitle him to a
l(igh place.umong statesmen. He determined to make Ireland one
kingdom with Enghand, and, at the same -time, to relieve the
Roman Catholic laity from civil disabilities, and to grant a public
maintenance to the Roman Catholic clergy. Had he been able to
carry these noble designs into en"ect, the Union would_have been a
union indeed. If would have been inseparably associated in the
minds of the great majority of Irishmen with civil and re i^ioua
freedom ; and the old pariiamcnt in College Green would have
been regretted only by a small knot of discarded jobbers an(^
oppressors, and would have been remembered by the body of the
nation with the loathing and contempt due to the most tyrannical
and tiro most corrupt a.ssembly that had ever sat in Europe. But
Pitt could execute only one half of what bo had projected. Ho
SHCCcedod in obtaining the consent of the pariiamenU of both
kingdoms to the Union ; but that rcconriliation of races and sccta
without which the Union could exist only in name was not arcom-
pliblicd He was well aware that he was likely to find difficulties
in the closet. But he flattered himself that, by cautious and dex-
terous management, those dimcultics might be overcome. Un-
happily, there were traitors and sycophants in high place who .lid
not EUlfer him to take his own time and his own way, but pre-
maturely disclosed his scheme to the king, and disclosed it m tho
manner most likely to irritate and alarm a weak and diseased imita.
His Majesty absurdly imagined that his coronation oath hound him
to refuse his asseut to any bill for relieving Roman Cntholics fr.'in
«.ivil disabilities. To argue with him was iinpos.sible. nun.ias
tried to explain tho matter, but w.as told to keep his Scotch luela-
iihysics to himself. Pitt and Pitt's nblest colleagues resigned llicir
oHiccs. It was necc.<vsary that the king should make a now ar-
rangement. But by this time his anger and distress had .roiiglit
back tho -malady which had, many years before, ,,,caparit.itcd Imn
for tho discharge of his functions, lie actually assembled his
family, read tho coronation oath to them, and told thein that, if ho
broke" it, the crown would immediately Pass to the house of bavoj .
It was not until after an interregnum of several weeks that lie re-
gained tho full use of his small faculties, and that a ministry tflor
his own heart was at length formed., />,.„„„„„,
The materials out of which ho had to constrret a Oovcrnmeiil
were neither solid nor splendid. To that parly, weak in mimber.
but strong in .very kind of talent, which wa, hostile to the 'IomicM^c
an ■ '
Ft
tioint on wiiicii nit;j( II ^ » ■.' 1 : .1. I...I
onlially agree! with then, n« to the Mngle matter which had
brought on them his displeasure. All that w»h left to h.m WM to
call up the rear ranks of tho old ministry to fonn Uio front rank of
a new ministry. In an age pre-eminently fniitful of puliainentary
talenlfl, a cabinet w.as fnrm.d containing hardly a single man who
in imrliamcnUrv talent.', conl.l 1« ronsiderrd a« even of the Kcond
rate The mo-"t important oni.-.:8 in the »tal.- were IwatowcJ oil
decoroua and laborious mediocrity, Henry Add.ngton wai at tin
;„i fo^^ . i y o^ h » l"to adVi^eis, he could no, liave ■econ.>o.
For that paVtv, while it differed from his late n.lviser, on oveiy
point on IvhiJh they lia.l l-en hononie.l wUh hi, ap,.,.,b..,o,.
ly-b
146
PITT
head of tho treasury. He Lad been an early, indeed a hereditary,
friend of Pitt, and "had by Pitfs influence been placed.-while still
a young man, in the chair of the House of Com.uons He waa
universlUy admitted to have been tho best Speaker that had sat in
that chair since the retirement of Ons!o^T. But nature had not be-
stowed on him very vigorous faculties; and the highly respectable
situation which ha long occupied with hononr had rattier unfitted
than fitted him fii- the discharge of his new duties. His business
had been to bear himself evenly between contending factions.
He had taken no p.-jrt in ths war of words ; and he had always
been addressed with marked deference by the great orators who
thundered against each other from his right and from his left. It
was not strange that when, for the first time, he had to encounter
keen and vigorous antagonists, who dealt hard blows without the
smallest ceremony, he should have been awkward and unready, er
that the air of dignity and authority which he had acquired in his
former post, and of which he had not divested himself, should
have made his helplessness laughable and pitiable. NevCTtheless,
during many months, his power seemed to stand firm. He was a
favourite with the king, whom he resembled in narrowness of mmd,
and to whom he was more obsequious than Pitt had ever been.
Tho nation was put into high good humour by ap3aoe with * ranee.
The enthusiasm with which the upper and middle classes had
rushed into the war had spent itself. Jacobinism was no longer
formidable. Everywhere there was a strong reaction a^inst what
was called the atheistical and anarchical philosophy of the ISth
century. Bonaparte, now first consul, was busied m constructing
out of the ruins of old institutions a new ecclesiastical estabUsii-
ment and a new order of knighthood. That nothing less than the
dominion of the whole civilized world would satisfy his selhsh
ambition was not yet suspected ; nor did even wise men see any
reasou to doubt that he might be as safe a neighbour as any prince
of the house of Bourbon had been. The treatj. of Amiens was
therefore haUed by the groat body of the English peop e with ex-
travagant joy. The popularity of the minister was for tho mpmeut
imme°nse. His want of pariiamentary ability was, as yet, of little
consequence ; for he had scarcely any adversary tfl encounter. 1 he
old Opposition, delighted by the peace, regarded him with favour.
A new Opposition had indeed been formed by some of the lato
ministers, and was led by GrenviUe- in the House of Lords and by
Windham in the House of Commons. But the new Opposition
could scarcely muster ten votes, and was regarded with no favour
by the country. Oa Pitt the ministers relied as on their firmest
support. He had not, like some of his colleagues, retired in anger.
He had expressed the greatest respect for the conscientious scruple
which had taken possession of the royal mind ; and he had promised
his successors aU the help in his power. In private his advice was
at their-service. In parliament he took his seat on the bench be-
hind them, and in more than one debate defended them with
powers far superior to their osvn. The king perfectly understood
the value of such assistance. On one occasion, at the palace, he
took tho old minister and the new minister aside. If we three,
he said, "keep together, aU Till go well." ,. ^ -^ ■ j
But it was hardly possible, human nature being what it is, ana
more especially Pitt and Addington being what tney were,N;hat
' this union should be durable. Pitt, conscious of snpenor powers,
imagined that the place which he had nuitted was now occupied by
a-mere puppet which hehad set up, which ho was to govern while
he suffered it to remain, and which he was to fling aside as soon as
he wished to resume his old position. Nor was it long be^re he
be-^n to pine for the power which ho had relinquished. He had
been so early raised to supreme authority in the state, and had
enjoyed that authority so long, that it had become necessary to
him. In retirement his days passed heavHy. He could not, like
Fox forget the pleasures and cares of ambition in the company ol
Euripide"s or Herodotus. Pride resti-ained him from intimating,
even to his dearest friends, that he wished to be again minister.
But he thought it strange, almost ungrateful, that his wish had
not been divined, that it had not been antic' nated by one whoto he
regarded as his deputy, . .- j ^
Addmfton, oh the other hand, Was by no means inclined to
ftescend from his high position. He was, indeed, under a delusion
much resembling that of Abou Has.san in the Arabian tale. His
brain was turned by his short and unreal caliphate. He took his
elevation quite seriously, attributed it to his own merit, and. con-
Bidered himself as one of the great triumvirate of English statesmen,
as worthy to make a third with Pitt and Fox. -
Such being the feelings of the late minister Jind o. the present
minister, a rupture was inevitable ; and there was no .vant of pei-sons
bent on making that rupture speedy and violent. Some of these
persons wounded Addington'a pride by representing- him as a
kcquey, sent to keep a place on the treasury bench till his master
should find it convenient to come. Others took every opportunity
of praising him at Pitt's expense. Pitt had waged a long, a Woody,
a costly, an unsuccessful wa? Addington had made peace. Pitt
had suspended tho constitutional liberries of Englishmen. Under
A.ddington .those liberties were again enjoyed. Pitt had- wasted
the public resources. Addington was carefully nursing them. It
was sometimM! but too evident that these compliments were not
unpleasing to Addington. Pitt became cold and reserved. During
many months he remained at a distance from London. Jleanwhile
his most intimate friends, in spite of his declarations that he made
no complaint, and that he had no wish for office, exerted themselves
to efl'ect a change of ministry. His favourite uisciple, George
Canning, young, ardent, ambitions, with great powers and great
virtues, but with a temper too restless ana a wit too satirical for
his own happiness, was indefatigable. He spoke ; he wrote ; he
intrigued ; he tried to induce a large number of the supporters ot
the Government to sign a round robin desiruig a change ; he made
game of Addington and 'of Addington's relations in a succession ot
Hvely pasquinades. The minister s partisans retorted with equal
acrimony, if not with equal vivacity. Pitt could keep out of the
affray only by keeping out of politics altogether; and this it soon
became impossible for him to do. Had Napoleon, content with
the first place among the sovereigns of the Continent, and with a
military reputation surpassing that of Marlborough or of Turenne
devoted himself to the noble task of making Fiance happy by mild
administration and wise, legislation, our country might have long
continued to tolerate a Government of fair intentions and feeblo
abUities. UnhappUy, the treaty of Amiens had scarcely been
signed when the restiess ambition and the insupportable insolence
of the first consul convinced the gi'eat body of the English people
that the peace so eagerly welcomed was only a precarious armi-
stice As it became clearer and dealer that a war for the dignity,
the indepen'lence, the very existence of the nation was at hand,
men looked with increasing uneasiness on the weak and languid
cabinet wKioh would have to contend against an enemy who united
more than the power of Louis the Great to more than the genius ot
Frederick the Great. It is ti:ue that Addington might easi y have
made a better war minister than Pitt, and could not possibly have
been a worse. But Pitt; had cast a speU on the public nund. Tlio
eloquence, the judgment,, the calm and disdainful firmness which
he had during many years displayed in parliament deluded the
worid into the belief that he must be eminently qualified to superin-
tend every department of politics; and they imagined, even after
the miserable faUures of Dunkirk, of Quiberon, and of the Helder,
that he was the only statesman who could cope with Bonaparte.
This feeling was nowhere stronger than among Addington s own
coUeagnesi The pressure put on him was so strong that he could
not help yielding to it; yet, even in yielding,. he showed how far-
he was from knowing hLs own place. His first proposition was that
some insignificant nobleman should be first lord of the h-easury am
nominal head of the administration, and that the real power should
be divided between Pitt and himself, who were to be secretaries of
state Pitt, as might have bedn expected, refused even to discuss
such a scheme, and talked of it with bitter mirth. Which
secretaryship was ofi-ered to you!" his friend Wilberforce asked.
" Really " said Pitt, " I had not the curiosity to inquire. Adding-
toa was frightened into bidding higher. He offered to resign the
treasury to Pitt, on condition that there should be no extensive
change in the Government, But Pitt would listen to no such
terms. Then came a dispute such as often arises after negotiations
orally conducted, even when the negotiators are men of sti-ict
honour Pitt gave one account of what had passed ; Addington
gave another; and, though the discrepancies were not such as
necessarUy impUed any intentional violation of trath on either
side, both were greatly exasperated'.
MeanwhUe the quarrel with the first consul had come to a
crisis On the 16th of May 1803 the king sent a message calling
on the House of Commons to support him in withstanding the
ambitious and encroaching policy of France ; and on the 22d the
House took the message into consideration. _
Pitt -had now been living many months in retirement there
bad been a general election since he had spoken in pariianicnt, and
there were two hundred members who had never heard him. It
was known that on this occasion he would be m his place, and
curiosity was wound up to the highest poifit. Unfortunately, the
shorthand writers were, in conse<Iuence of some mistake, shut out
on that day from the gallery, so that the newspapers contained
only a very meagre report of the proceedings. But several accounts
of what passed are extant ; and of those accounts the most inter-
esting U contained in an unpublished letter written by a very
young member, John William Ward, afterwards earl of Dudley.
When Pitt rose, he was received with loud cheering. At every
pause in his speech there was a burst of applause The peroration
a said to have been one of the most animated and magnificent
Pitt de
clines
sv.bord)
nate
office.
ever heard in parUament. -"Pitt's 8peech,"'Fox wrote a few days
later "was admired very much, and very justly. I think it was
the best he ever made in that style.".' .The debata was adjourned i
and on the second night Fox replied to it in ail oration which, as the
most zealous Pittites were forced to acknowledge, left Che palm o(
eloquence doubtful Addington made a pitiable appsarance between
the two great rivals; and it was observed that Pitt, whuo exhort-
ing the Commons to stand resolutely by the executive Government
PITT
147
agaidst France, said not o wonj iuilicating esteem or frieuilaliip for
Ibe prime miiusLbr.
War was speedily declared. The fir** oonsel flirmitvncil to in-
vade Eli$;laDd at tb« head of llie conmiests of liclgiiim and Italy,
and formed a f;reat camp near tlio Straits of lJo\ er. On the otliur
side of tlioso straits tlie wliole puimlutioii of our island was ready
to rise up as one man in defence of the soil AX tUia conjunc-
ture, as at some other great conjunctiues iii our history — the coti-
juncturo of 1660, for example, a&d the conju|ictuie ot 16S8— there
was a general disposition among honest and jukltiotie m«u to formt
old quarrels, and to regard as a friend every person who was ready,
in- the existing emergency, to do his part towards the saving of the
state. Acoalitionof all the first men in the country would, at that
moment, have been as popular as the coalition of irS3 had been un-
popular. Aloue in the kingdom the kiug looked with perfect com-
placency on a cabinet in which no man sn)jerior to himself in genius
was to be found, and was so far from being willing to admit all bis
ablest subjects to olfiqe that ho was bent ou excludin" them all.
A few months passed before the different parties which agreed in
regarding the Government with dislike ana contempt came to an
understanding with each other. But in the spring of 180$ it be-
came evident that the weakest of ministries would have to delcnd
itself agarinst the strongest of Oppositions, an Opposition made up
of three Oppositions, each of which would, separately, liave been
formidable from ability, and which, when united, were also for-
midable from number. The party which had opposed the peace,
headed by Grenville and Windham, and the party which had op-
posed the renewal of the war, Iieaded by Fox, concurred in thinkin;:
that the men now in power were incapable of either making a gooil
peace or waging a vigorous war. 1 itt had in 1802 spoken for
peace against the party of Grenville, and had in 1803 spokin for
war against the party of Kox. lint of the capacity of the cabinet,
and especially of its chief, for the conduct of great allaii-s, he
thought as meanly as either Fox or Grenville. Questions were
easily found on which all the enemies of the Governnient could net
cordially together. The unfortunate first lord of the treasury,
who had, during the earlier months of his adiuinistration, been
supported by Pitt on one side and by Fox on the other, now had
to answer Pitt and to bo answered by Fox. Two sharp debates,
followed by jclose divisions, made him weary of his post. It was
known, too, that the Upper House was ever more ho.stilo to him
than the Lower, that the Seotcli representative peers wavered, that
there were signs of nmtiny among the bishops. In .the cabinet
itself there was discord, and, worse than discord, treachery. It
llding- was necessary to give way; the ministry was, dissolved, and the
1 task of forming a Governraont was entrusted to Pitt.
aistry Pitt was of opinion that there was now an opportunity, such as
ign». had never before offered itself, and such as might never offer itself
again, of uniting in the pu'dic service, on honourable terms, all
tlio eminent talents of the kingdom. The passions to which the
French Kcvolution Iiad given birth were extinct. The madness of
the innov.rtor and the madness of the alarmist had alike had their
day. Jacobinism and Antijacobiiiism had gone out of fashion
togothen The most iiberal statesman did not think that season
propitious for schemes of pailiameiitary reform; and the most
conservative statesman could not pretend that there was any
occasion for gagging bills and suspensions of the Habeas Corpus
Act. The great struggle for indopendcuco and national lionour
occupied all minds; and those who were agreed as to the duty of
maintaining that struggle with vigour might well iiostpone to a
more couvoaient time all di.'iputcs about matters comparatively
unimportant. Strongly inijni'ssed by these considerations, Pitt
wisiicu to form a ministry including all the firstmcn in the country.
The treasury he reserved for himself; and to Fox he proposed to
a.Hsi[;n a .share of power little inferior to his own.
The plan was excellent; but the king would not hear of it.
Dull, obstinate, unforgiving, and at that time half mad, he
positively refused to admit Fox into his service. Anybody else.
oven men who had gone as far as Fox, or further than Fox, in what
His Majesty considered as Jacobinism— Sheridan, Grey, Erskino—
should lie gi-acionsly received, but Fox never. During several
houra Pitt laboured in vain to reason down this senseless antipathy.
That he was perfectly sincere there can bo no doubt ; but it wus
not enoH'-h to bo sincere — he should have been resolute. Had he
declared himself determined not to take office without Fox, the
royal obstinacy would have given way, ns it gave way, a few
months later, when oppo.sed to the iminutablo nwulution of I.t^rd
Grenville. In an evil hour Pitt yielded. He flattered himself
with the ho^c (hat, though he consented to forego the aid of his
illustiious rival, thor» would still remain ample materials for the
formation of an cfEcient ministry. That llopo was cruelly
disappointed. Fox entiX'ated his friends to leave iiorsonal con.Hider.v
tions out of the ipiestion, and ileclared that lie wouhl support,
with the ntmost nordiality, an cllieicnt and patriotic mirdstry from
which ho slinnld bo himself excluded. Not only his fricnda, bow*
cveiv hut Grenville and Givavillu'ii adherents answered with one
voice that the question was not pcinonal, that a great couttitu-
lioiial principle was at stako, and that thoy would not take olTio*
wliili a man eniiueully (|iialilied to render service to the roinmou-
wealth was placed under a ban merely bceauso ho nas di^iliked at
court. All that was left to J'itt was to eonstniet a GovemiiK'nt
out of the wreck of Addington's feeble administration. The small
circle of his personal reUiiiiers fnm'isheit him with ft very few
useful assistants, particularly Dundas (who had boon CKaletl
Viscount Melville), IiOid llarrowby, and Canning.
Such was tile inauspicious manner in which Pitt entered on Ida
second adiniiiistration. The whole history of that administratinu
was of a picio with the comnieucement. Almost every iiioutli
brought some new disaster or disgiace. To the war with Franco
was soon added a war with S|.aiH. The o]iponents of tlio ministry
were numerous, able, and active. His most nsefnl coadjutoni he
soon last. Sickncsr deprived him of t!i«i help of Lord HarroMhy.
It was' discovered that Lord llelvillu had been guilty of Idghlf
iulpablc laxity in transactions relating to public money. Ho w.ai
'censured by the House of Commons, driven from olliro, ejected
from'the Privy Council, and impeaihed of high ciiincs end mi»
demeanours. The blow fell heavy on Pitt. It gave him, he sait,
in parliament, a deep pang ; and, as he uttered the word ]>aiig his
lip quivered, his voice shook, he paused, and his heaieis thoiifjlu
that ho was about to burst into tears. Such tcnre shed by Eldoi,
would have moved nothing but liiughter. Shed by the narin
hearted and open-hearted Fox. they would have moved symjalliy,
hut would have caused no surprise. T?ut a tear from Pitt would
have been something porteutou*. ■ He .suppressed his emotion, how-
ever, and proceeded with his usual niajesiic self-possession.
His diflicnltics compelled him to resort to v.arious exjicdiciiU.
At one time Addington was persuaded to accept olHco with k
peerage; but he brought no additional strength to the Govern-
ment. Though he went through the form of reixmcilialiou, it was
impossible for him to forgot the past. While he remained in place
he was jealous and punctilious ; and he soon retired again. At
another time Pitt renewed his efforts lo overcome his ma.stcr'»
aversion to Fox ; and it was rumoured that the king's obstinacy
was gradually giving w.ay. lint, iiieanwhilo, it was iiniiossible for
the minister to conceal from the jmblic eye the decay of his health
and the constant anxiety which gnawed at his heart. His sleep
was broken. His food ceased to nourish him. All who i>a.«sed
him in the park, all who had interviews with him in Downing
Street, saw misery written in his face. The peculiar look wliieli ha
wore during the hast months of his life was often pathetically
described by Wilberfoice, who used to call it the Austeilitz look. '
Still the vigour of Pitt's intellectual facnilies and the intrepid
haughtiness of his spirit^ remained unaltered. Ho had staked
everything on a great venture. Ho had succeeded in foriuiuj
another mighty coalition against the French ascemlciicy. Tlia
united forces of Austria, Russia, and England might, he hoiicd/
oppose an insurmountable barrier to (he ambition of the commoit
enemy. But the gDni|l8 and tnpffiy of Ka|ioleoii ]ircvailcd.'
While the English troope were prepaiing to embark for Germany,
while the Russian trooil,s Were slowly coming up from PolamI, liou
with rapidity unprecedented in modern war, moved a humlrxsil
thousand men from the shores of the ocean to the Black Forest,
and compelled a great Austrian army to surrender at Ulm. To tlie
first faint rumours of this calandty Pitt would give no credit He
was irritated by the alarms of those aronnil him. "Do not believe
a word of it," lie^aid ; "it is all a fiction. " The next day he rcccivcj
a Dutch news)iaper containing the capitulation. He knew no Hutch.
It W.1S Sunday, and the public offices were shut. He caviiid the
paper to Loid Walmesbury, .^vlio hnd been minister in Holl.iml;
and Lord Malmesbuiy translated it. Pitt tried to bear up, but the
shock was too great; and he went away with death in his face. '
The news of tho battle of Trafalgar arrived four days later, and
seemed for a moment to revive him. Forty-eight houi.i after tliaC
most glorious and most monriiful of victories had been aiinouiiceil
to tho country came the LoM JInyor's Day; and Pitt dined a(
Giiildhnll. !li9 popularity had declined. Gut on this occasion
the multituilo, greatly excited by the recent tidings, welcumod
him cnthusiaslicaily, took off his horses in Clieapside, anil ilre\»*
his earring" up King Street. When his hoiillh was drunk, lie
returned thanks in two or three of those stiely sentences of which
ho bad a boundless eommnnd. Several of those who hoard him laid
up his words in their hearts; for they were the last words thai,
ho ever uttered in public : " Lot ns hoi>o that Knglnnd, having
saveil herself by her energy, may save Etnn|M! by her example."
This was but a momentary rally. Aiisteililr. soon completed
what Ulm had begun. ICaily in Decemlur I'itt-Jiail retired (o
Bath, in tho hojie that ho might there gither strength fur the
approaching session. While ho was lniigiiii<Jiiiig thcj-o <ui hia sofa
arrived the news that a di'cisive battle lia^l lieeii fuiight and loet
in Moravia, that the coalition wa." di«olved, thit the CuntiiMiit
was at tho feyt of Fraiiee. Hn sank down under the blow. ';. it
d»y« later he was so emaciated that bin nio^t intimeio li'"iidi
hardly knew liim. lie camu up from Bath by kIow jouriiey, • mJ
on the mil of January IbOG reached Iris villa at Puliioy, i'arlia-
148
P I T — P I T
I
ment was to meet on tlie 21st. On the 20111 was to be the parlia-
mentary dinner at the house of the first lord of the treasury in
Downing Street ; and the cards were already issued. But the
days of the great minister were numbered. The only chance for
his life, and that a very slight chance, was that ho should resign
Iiis office, and pass some months in' profound repose. His colleagues
paid him very short visits, and carefully avoided political conver-
eatioii. Biit hi.s spirit, long accustomed to dominion, could not,
even in that extremity, relinquish hopes which everybody but him-
self perceived to be vain. On the day on which he was carried
into his bedroom at Putney the Marquis Wellesley, whom he had
long loved, whom he had sent to govern India, and whose adminis-
tration had been eminently able, energetic, and successful, arrived
in London after an absence of eight years. The friends saw each
other once more. There was an affectionate meeting and a last part-
ing. That it was a last parting Pitt did not seem to be aware. He
fancied himself to be recovering, talked on various subjects cheer-
fully and with an unclouded mind, -and pronounced a warm and
discerning eulogiura on the marquis's brother Arlhur. " I never,"
he said, " met with any military man with whom it was so satisfac-
tory to converse." The excitement and exertion of this interview
were too much, for the sick man. He fainted away ; and Lord Wel-
lesley left the house convinced that the close was fast approaching.
And now members of parlianient were fast coming up to London.
The chiefs of the Opposition met for the purpose of considering the
course to be taken on the first 'day of the session. It was easy to
guess wnat would be the language of the king's speech, and of the
address which would be moved in answer to that speech. An
amendment condemning the policy of the Government had been
irepared, and was to have been proposed in the House of Commons
ly Lord Henry Petty, a young nobleman who had already won
for himself that place in the esteem of his country which, after the
lapse of more than half a century, he still retains.' He was unwill-
ing, however, to come forward as the accuser of one who was incap-
able of defending himself. Lord Gi-enville, who had been informed
of Pitt's state by Lord Wellesley, and had been deeply affected by
it, earnestly recommended forbearance ; and Fox, with characteristic
generosity and good nature, gave his voice against attacking his
pow helpless rival. "Sunt lacrymse ferum, " he said, "et'mentem
luortalia tangunt." On the first day, therefore, there was no
debate. It was rumoured that evening that Pitt was better. .But
>n the following morning his "physicians pronounced that there
were no hopes. The commanding faculties of which he had been
too proud were beginning to fail. His old tutor and friend, the
Vshop of Lincoln, informed him of his danger, and gave such
religious advice and consolation as a confuseil and obscured mind
Bouid- receive. Stories were told of devout sentiments fervently
tittered by the dying man. But these stories found no credit with
Anybody who knew him. Wilherforce pronounced it impossible
that they could be true ; " Pitt," he added, " was a man who
ftlways said less than he thought on such topics." It was asserted
tn many after-dinner speeches, Grub Street elegies, and academic
prize poems and prize declamations that the great minister died
exclaiming, "Oh my country f" This i« a fable, but it is true
that the last words which he uttered, while he knew what he said,
vera broken exclamations about the alarming state of public affairs.
He ceased to breathe on the morning of the 23rd of January 1806,
the twenty-fifth anniversary of the day on which he first took his
seat in parliament. He was in his forty-seventh year, and had
been during near nineteen years first lord of the treasury, and un-
lisputed chief of the administration. Si;ice pai'liamentary govem-
Tient was established in England, no English statesman has held
supreme jiower so long. Walpole, it is true, was first lord of the
treasury during more than twenty years, but it ^^■a3 not till
Walpole had been some time first lord of the treasury that he
could be properly called prime minister.
It was moved in the House of Commons that Pitt should be
honoured with a public funeral and a monument. The motion
Was opposed by Fox in a speech which deserves to be studied as a
model of good taste and good feeling. The task was the most
invidious that ever an orator undertook ; but it was performed
with a humanity and delicacy which were warmly acknowledged
by the mourning friends of hini who was gone. 'Thw motion was
carried by 288 votes to 89.
The 2'2d of February was fixed for the funeral. The corpse
having lain in state during two days in the Painted Chamber, was
borne with great pomp to the northern transept of the Abbey. A
splendid train of princes, nobles, bishops, and privy councillors
followed. The grave of Pitt had been made near to the spot wbere
his great father lay, near also to the spot where his great rival was
soon to lie. The sadness of the assistants was beyond that of
ordinary mourners. For he whom they were committing to the
* [Henry Petty Fitzmnurice, third marquis of Laiiadowne, was bom in London,
Jaly 2, 1780, and died at Bowood, January 31, 1663. Ho entered parliament In
1801, and succeeded to the peerage in IS09. For a brief period in 1823 he was
secretary of state for the home department, and again, Id 1828-29, secretary for
rar£l|;n nffaii-s. From 1831 to 1841, and from 1846 to 1853, be was loid presidint
If the council.]
dust had died of sorrows and anxieties of which none of the
survivors could be altogether without a share. Wilherforce, who
carried the banner before the hearse, described the awful ceremony
with deep feeling. As the coffin descended into the earth, he said,
the eagle face of Chatham from above seemed to look down wftl'
consternation into the dark house which was receiving all that
remained of so much power and glory.
All parties in the House of Commons readily concurred in voting
forty thousand pounds, to .satisfy, the demamis of Pitt's creditors.
Some of his admirers seemed to consider the magnitude of his
embarrassments as a circumstance highly honourable to him ; but
men of sense will probably be of a different opinion. It is far
better, no doubt, that a great minister should carry his contempt
of money to excess than that he should contaminate his hands
with unlawful gain. But it is neither right nor becoming in a man
to whom the public has given an income more than sufficient for
his comfort and dignity to bequeath to that public a great debt,
the effect of mere negligence and profusion. As first lord of tli^
treasury and chancellor 'of the exchequer Pitt never had less thau
six thousand a year, besides an excellent house. In 1792 he was
forced by his royal master's fnendly importunity to accept for
life the office of warden of the Cinque Ports, with near four
thousand a year more. Ho had neither wife nor child ; he had no
needy relations ; he had no expensive tastes ; he had no long
election bills. Had he given but a quarter of an hour a week to
the regulation of his household, he would have kept his expendi-
ture within bounds. Or, if he could not spare even a quarter of
an hour a week for that purpose, he had numerous friends,
excellent men of business, who would have been proud to act as
his stewards. One of those friends, the chief of a great commer-
cial house in the city, made an attempt to put the establishment
in Downiilg Street to rights, but in vain. He found that the
waste of the servants' hall was almost fabulous. The quantity
of butcher's meat charged in the bills was nine hundredweight a
week. The consumption of poultry, of fish, of tea, was in propor-.
tion. The character of Pitt would have stood higher if with the
disinterestedness of Pericles and of De Witt he had united their
dignified frugality.
The memoi'y of Pitt has been assailed, times innumerable, often
justly, often unjustly; but it has suffered much less from his
assailaflts than from his eulogists. For, during many years, his
name was the rallying cry of a class of men with whom, at one of
those terrible conjunctures which confound all ordinary distinc-
tions, he was accidentally and temporarily connected, but to whom,
on almost all great questions of principle, he was diametrically
opposed. The haters of parlianlentary reform called themselves
Pittites, not choosing to remember that Pitt made three motions
for parliamentary reform, and that, thotigh he thought that such
3- reform could not safely be made while the passions excited by
the French Revolution were raging, ha never uttered a word
indicating that he should not be prepared at a more convenient
season to bring the question forward a fourth time. The toast of
Protestant ascendency was drunk on Pitt's birthday by a set of
Pittites who could not but be aware that Pitt had resigned his
office because he could not carry Catholic emancipation. The
defenders of the Test Act called themselves Pittites, though they
could not be ignorant that Pitt had laid before George III. un-
answerable reasons for abolishing the Test Act. The enemies of
free trade called themselves Pittites, though Pitt was far more
deeply imbued with the doctrines of Adam Smith than either Fox
or Grey' The very negro-drivers invoked the name of Pitt, whose
eloquence was never more conspicuously displayed than when ha
spoke of the wrongs of the negro. This mythical Pitt, who
resembles the genuine Pitt as little as the Charlemagne of Ariosio
resembles the Charlemagne of Eginhard, has had his day. History"
will vindicate the real man from calumny disguised under tha
semblance of adulation, and will exhibit him as what he was— a
minister of great talents, honest intentions, and liberal opinions,
pre-eminently qualified, intellectually and morally, for the part of
a parliamentary leader, and capable of aidministering with pnidence
and moderation the government of a prosperous and tranquil
country, but unequal to surprising^ and terrible emergencies, aiul
liable in such emergencies to err grievously, both ou the side o(
weakness and on the side of violence. (M.)
PITTA, in Ornithology, from the Telegu Pitta, meaninj^
a small Bird, lyatinized by VieUlot in 1816_ \Analy§e, p.
42) as the name of a genus, and since adopted by English
ornithologists as the general name for a group of Birds,
called by the French Breves, and remarkable _ for theii
great beauty.^ For a long ■while the Pittas were commonly
supposed to be allied to the Turdidx, and some English
^ ' In Ornithology the word Is flrsl fotind as part of the native name, *'PonJ
nunky pitta," of a Bird, Riven in 1713 by Petiver, In the ** Mantissa "to Ray'a
Synopiia (p. 195), on the authority of Buckley (see Ornitholoot, vol. xviil. p. s,
note 1). This bird la the Pitta bengalensis of modem omitholoclsts. and is 8:ild
b^ Jerdon {Birds o^ India, L p. 503^ now to bear the Telegu name of Pona-int*t
PIT — P I T
149
writers applied to them the name of " Water-Thrashes "
and "Ant- Thrushes," though there was no -evidence of their
having aquatic habits or predilections, or of their preying
especially upon ants ; but the fact that they formed a
separate Family was gradually admitted. Their position
was at last determined by Garrod, who, having obtained
examples for dissection, in a communication to the Zoo-
logical Society of London, printed in its Prt>ceedings for
1876, proved (pp. 512, 513) that the Pittidx belonged to
that section of Passerine Birds which he named Mesomyodi
(Ornithology, vol. xviii. p. 41),' since their syrinx, like
that of the Tyrannidx (Kino-bird, vol. xiv. p. 80), has its
muscles attached to the middle of its half-rings, instead
of to their extremities as in the higher Passerines or
Acromyudi. This in itself was an unexpected determina-
tion, for such a structure had been thought to be confined
to Birds of the New World, to which none of the Pittas
belong. But it is borne out by, and may even serve to
explain, the sporadic, xlistribution of the latter, which
seems to point them out as survivors of a somewhat
ancient and lower type of Passeres. Indeed except on
some theory of this kind the distribution of the Pittas is
almost unaccountable. They form fl yerv homogeneous
Pitta elegaiis, male uii'l feniale.\
Ifamily, riot to say genus, which it is not easy to split^up
justifiably, for all its members bear an unmistakable and
close resemblance to each other — though the species
inhabit countries so far apart as Angola and China, India
and Australia ; and, to judge from the little that has been
recorded, they are all of terrestrial habit, while their power
of flight, owing to their short wings, is feeble. Nearly
fifty s[)ecies have now been described, most of them found
in the Malay Archipelago, between ■ the eastern and
western divisions of which they are pretty equally divided;
and, in Mr Wallace's opinion, ' they attain their. maximum
of beauty arid variety in Borneo and Sumatra, from the
latter of which islands comes the species, Pitta eler/an.i,
represented in the accompanying woodcut. Few Birds
can vie with the Pittas in brightly-contrasted 'coloration.
Deep velvety black, pure white, and intensely vivid
scarlet, turquoise-bluo and beryl-green — mostly occupying
a considerable extent of surface— are foiind in a great many
of the species, — to say nothing of other composite or inter-
mediate hues ; and, though in some a modification of these
tints is observable, there is scarcely a trace of any blend-
ihg of shade, each patch of colour standing out distinctly.
' Owing to recent discoveries in Papuasia it is poasibln that this
opinion may require some modification.
This is perhaps the more remarkable as the feathers have
hardly any lustre to heighten the effect produced, and in
some species the brightest colours are exhibited by fhe
plumage of the lower parts of the body. Pittas vary in
size from that of a Jay to that of a Lark, and generally
have a strong bill, a thickset form, which is mounted on
rather hi^h legs with scutellated " tarsi," and a very short
tail. In many of the forms there is little or no external
difference between the se.xes. All the species then known
were figured in Mr Elliot's Monograj}h of the PiUidx, com-
pleted iu 1863 ; but so n>any have since been described
that this work but imperfectly represents the existing know-
ledge of the Family, and even Schlegel's revised catalogiie
of the specimens contained in the Leyden Museum (il/«».
des PaysBas, livr. 11), published in 1874, is now out of
date, so that a new synopsis is very desirable. Many of
the lately-discovered species have been figured in Gould's
Birds of Asia and Birds of New Guinea.
Placed by some authorities among the Pittidx is the
genus PhikpiiM, consisting of two species peculiar to
Madagascar, while other system'atists would consider it to
form a distinct Family. This last is the conclusion arrived
at by W. A. Forbes [Proc. Zool Society, 1880, pp. 387-
391) from its syringeal characters, -n'hich,- though shewing
it to be allied to the Pittas, are yet sufficiently different to
justify its separation as the type of a Family Pliilepiitidee.
The two species which compose it have little ouvward
resemblance to the Pittas, not having the same style of
coloration and being apparently of more arboreal habits.
The sexes differ greatly in plumage, and the males have
the skin round the eyes bare of feathers and tarunculated.
It may be advisable to remark that nomenclatorial
purists, objecting to the names Pitta and Philcpitta as
" barbarous," call the former Coloburis and the latter
Paicies. Brachyurus also- has frequently t^en used for
Pitta; but, having been previously applied in another sense,
' it is inadmissible. (a. -n.)
PITTACUS of Mytilene in Lesbos,' one of the seven
sages of Greece, was born in 651 B.C. His father
Hyrradius (or Caicus) was a Thracian, his mother was a
Lesbian. ' About 611 B.C. Pittacus, along with the brothers
of the poet Alcieus, overthrew Jlelanchrus, . tyrant of
Lesbos..- In a war between the Mytilenians and Athenians
for the possession of the town of Sigeum on the Helle-
spont, P.ittacus,''as general of the Mytilenians, slew the
Athenian commander Phrynon in single combat, having
entangled him in a net (606 B.C.). In 589 his fellow-,
citizens entrusted Pittacus with despotic power for the
purpo.se of protecting them against the exiled nobles, at
the head of whom were Alcjeus and Antimetiides. Pittacus
effected this object, and, without introducing a new con-
stitution, contrived by legislatio.n to restore the existing
constitution to regular working order. One of his laws
.enacted that offences committed during intoxication shoiJd
be punished with double severity. For the historian of
the law of inheritance some interest attaches to the enact-
ment of Pittacus that father and mother should succeed,
in equal shares, to the property of a decca.sed child. Ji He
resigned the government after holding it for ten years, and
died ton years later (5G9 ii.c).
The stories which bring rittacus and Cnrsiu into connexion aro
probably mere legend, since Ciiesus wan only twenty live years of
ago at the duto of Tittacus's dc.ith. nitncus was regarded :is a
patternof all the virtues, anil this high character is borne out by
wh.-it wo know of him. When .-Mca-ns, who had bittcrlv assuilcil
him in his poems, fell into his hands, lie let liim go, sa\iiig that
forgiveness was better thnii revenge. Of the lands which his
grateful countrymen woulil have bestowed on liini lie accepted onl>-
a small part. Amongst tho sayings attributed to him are these :—
it is hard to bo good ; rule reveals tho man ; tho best rule is that of
law; speak ill neither of friend nor foe. I'itlacus was also a luiet ;
Diogenes I.acrtius sL-itcs thai he composed iix hundred elegiac vcrsc».'
150
PITTSBURGH
PITTSBURGH, the second largest city of Pennsylvania,
and the leading iron, steel, and glass manufacturing centre
of the United States, lies at the confluence of the Alle-
gheny and the Monongahcla, which unite here to form the
Ohio, 250 miles west by north of Philadelphia. The
business quarter of the city is built on a nearly level
triangular plain, between the two rivers, measuring about
three quarters of a mile on each side back to the hills
•which rise to the east.
The manufacturing establishments stretch for a distance
iof 7 miles up the Allegheny, 7 up the Monongahela, and
2 down the Ohio, and occupy the strip of low ground
usually a few hundred feet broad between the river banks
and the hills ■which generally face them. Tie slope of
the hills to the east of the business quarter is closely built
v-,-ith residences and retail stores for the distance of a mile
and a half, but the summits, 400 or 500 feet Jiigh, are
partially unoccupied. Beyond the hills extends a rolling
country which, for a space of about 5 miles long by 2
the city is obtained from a view of the suburban quarters
of the East End and the parks and residence quarters of
Allegheny. And, all disfigurement and dirtiness notwith-
standing, it is full of interesting and striking sights. The
interiors of its rolling-mills and glass-houses, and the views
of the city from the surrounding hills, with the manufac-
turing quarters marked out by their smoke by day and
their fires by night, are of a unique and picturesque char-
acter. Along the rivers are fleets of siearaers touring
barges laden with coal for consumption at this point and
for shipment to the cities lower down. Joining the
various quarters of the city are ten bridges for ordinary
traffic and four railway viaducts, among which the Point
Bridije and the Smithfield Street Bridge are fine examples
of engijieeriog in. iron. Six inclined-plane railways afford
access to the sununits of the high hills.
i Pittsburgh is of historicnl interest from the struggle (1755-1758)
for its possession between England and France in the Seven Yeai-s'
War, and the fact that the public nnd military career of George
... . , , , .,1 » , . . mP 1 •ii" ' Washington was commenced Tvith those cnmpaigns (see Washikg-
wide IS occupied by the villas of tlie citizens. The hills j ^ok). ^Vith the termination of that struggle in the capture of the
facing the rivers are generally precipitous, and vary in I ruins of Fort Duquesne by the British, the history of the place
height from 300 to 600 feet, but at different points they becomes that of an ordinary frontier town. A new fort was erected
recede from the river banks and afford sites for the I and n.imed Fort Pitt in honour of the prime minister whose energy
had urged the war forward to its capture.
and wrested the Ohio valley and Canada from
French Control. After one or two Indian
wars, in which the post was threatened, and
on one occasion nearly taken. Fort Pitt lost
its military character and became a trading
town. The first streets were laid out neaJ-
the fort in 1764, and in 1769 the first survey
of the unsettled lands in the vicinity was
made forthe proprietors, the heirs of William
Penn, under the name of the manor of Pitts-
burgh. After the termination of the revolu-
tion, the legislature of Pennsylvania incor-
porated Pittsburgh as a village on April 22,
1794, and on March IS, 1S16, its charter as a
city was granted. During the colonial period
a dispute arose between Virginia and Penn-
sylvania as to the possession of the territory
surrounding the town, and in the first few
years cf its history under the United States
it attracted attention from its proximity to
the liimoos " Whisky Insurrection " of Western
Pennsylvania. Alter it had attained a popu-
lation of 30,000 it was visited on the 10th of
April 1845 by a disastrous conflagration in
which the buildings in the business centre,
covering a space of 56 acres, and valued at
$5,000,000 dollars, were consumed.
in the Pittsburgh of to-day there is little
besides names of streets, hills, and suburbs to recall the struggle
which decided the Anglo-Saxon charart»T of the country. The
locality knoivn as the Point, where Fort Duquesne stood, is covered
Avith thickly built factories and dingy tenements. In a squalid and
obscure court a portion of the wall of a blockhouse erected in 1763
bv Colonel Boquet, one of the British commandants of Fort Pitt,
still forms a part of a building, and on the wall of the staircase of
Municipal Hall is a stone bearing the inscription with which that
officer commemorated its erection. Immediately across the Monon-
gahela a range of precipitous hills some 500 feet high bears the names
of Mount Washington and Duquesne Heights. On the first hill
rising to the east of the level part of the citj% a red granite court-
house, to cost $2,000,000, is in process of construction near to the
spot where Major Grant was defeated and slain, .indjihe new build-
ing will- replace the brown stone structure Tvhich for many yeai-s
fronted on the street bearing that unfortunate officer's name.
Twelve miles away, the suburb long known as Braddock's Field
and now as Braddock's, attracts - attention chiefly by the roar and
glare of its great steel manufacturing establishment.
Deriving its early importance in commerce from its position at
the head of the Ohio, which was until 1855 the principal route
between the middle States and the west and south -west, Pittsburgh
has since obtained its greatest growtli from the coal which under-
lies nearly all Western Pennsylvania. This has made tiie city and
its immediate suburbs the most important manufacturing district
in America, in both pig and bar iron, steel, glass, and copper. la
1883 Allegheny county produced llj per cent, of the pig iron
produced in the United States, and 21 per cent, of the rolled iron
and steel, The iron industry consists of 16 blast furnaces, pro-
ducing, in 1883, 59i..475 tons ; 32 rolling mills, producing 472.35J
suburbs of Lawrenceville (on the Allegheny), Hazlewood,
and Birmingham (on the north and south banks respec-
tively of the Monongahela), which are within the muni-
cipality of Pittsburgh, and (on the north bank of the
Allegheny and Ohio) for the city of Allegheny, which,
with its separate municipal governmept and population of
78,000 inhabitants, is commercially and socially a part of
Pittsburgh. The two cities together cover an irregular
space of 9 miles between the extreme eastern and western
points, with a breadth varying from 2 to 4 miles.
From the character of its site Pittsburgh would natur-
ally be very attractive, but the free use of the bituminous
«oal which has been the principal agent in its development
has so spoiled its beauty as to give it the name of the
Smoky City. Not only do the manufacturing quarters
show long lines of smoke-stained buildings, but the busi-
ness quarter, which is composed of rather narrow streets
laid out early in the century, is mainly constructed of
brick and iron, and in spite of the presence of some fine
public buildings in granite and brown stone — the municipal
hall, the petroleum exchange, tTie new United States post
office and court-house (1884), the new county court-house
(1884), (kc. — has a generally grimy and nnattractive
Appearance. A better opinion of the wealth and taste of
P I T — P 1 U
151
tons of finished iron ; anil 91 other establishments, turning out a
largo variety of other manufactures of iron, from boilers to safes
anil steam pumps. The steel industry comprises 20 large mills
with an output for 1883 of 405,530 tons. The blast furnaces and
rolling-mills of Pittsburgh employ a capital of §23,910,000 and
21,190 workmen, the steel induBtry $10,170, 000 and 7060 work-
men. Next in importance is the glass manufacture, in which 75
establishments are engaged, 24 making table ware, i!4 window
^lass, 10 green glass bottles, and 9 lamp chimneys. The capital
invested in them is §5,985,000. They employ 6i42 hands, and the
■value of their last reported annual production is $6,832,683. The
coal and coke industry of the disbict, which Ls controlled mainly
by Pittsburgh, comprises a capital of ?26, 406,500, employs 23,621
miners and other labourers, and makes an annual output of
7,720,000 tons of coal and 2,760,000 tons of coke, valued at
^16,600,000. The total oi all the manufacturing industries of the
city is 1380 establishments, with ^105,401,481 of capital, employing
85,936 workmen of all kinds, and producing to the value of
S149, 721^19. The wholesale trade of the city is ,much less
important than its manufacturing industries, and with a few
exceptions is confined to the immediate vicinity. It includes 90
firms with an aggiegate capital of Sll,206,000 and total Eales of
4125,390,472. Wituin the last year a new and unitjue industry
has been developed. By drilling in the earth to a depth of
1200 to 2000 feet, what is practically the fire-damp of the coal
mine is tapped in such quantity that it comes to the surface in
great force. It has been found to bo useful as a fuel for all the
purposes of coal except the smelting of ores in blast furnaces; and,
as it is cheaper both for- making steam and for the heating of the
iron and glass furnaces, its adoption has been general among the
tnanufacturers.
As the railway system has developed, ■ the important boating
interest of Pittsburgh has become confined to the transportation of
coal from the Monongabela river min^s to the down-river .cities.
The coal is only taken out when freshets have raised the river, and
at that time Heets of steamers, each towing from eight to fifteen
barges, covering acres in .extent and carrying thousands of tons of
coal, start down stream. The total steam tonnage of Pittsburgh
is 36, 845 tons with 163 vessels, but the addition of the barges brings
the tonnage up to 1,359,972 andtho number of vessels to 3208.
Pittsburgh is stated to be the origin of more railway freight than
any other point in the country. There are a largo number of lines,
under the control of three great companies. The most important
is the Pennsylvania Railroad, whoso trunk lines pass through tne
city, and number amoung their feeders the West Pennsylvania ;
the Allegheny Valley ; the Pittsburgh, "Virginia, and Charleston ;
the Pittsburgh, Cincinnati, and St Louis ; the Pittsburgh, Fort
■Wayne, and Chicago-, and the Cloveland.and Pittsburgh Eailroads.
The Pittsburgh division of the Baltimore and Ohio Railroad gives
a connexion with that trunk line, and by the Pittsburgh and
Wcslem, znd the Pittsburgh, Cleveland, and Toledo, reaehes the
Chicago branch of the same system to the west. The Pittsburgh
and ljl;e Erie affords the New York Central and the New York,
Pennsylvania, and Ohio lines an access to Pittsburgh, while its
exltnsion under the name of the Pittsburgh, MacKeesport, and
Youghiogheny penetrates the coal and coke district to the south-
east.
In 1796, by the first iiccurate census on record, the population
of Pittsburgh was 1395. By 1810 it had increased to 4968 ; by
1820 to 7248 ; by 1830 to 12,452 ; by 1840 to 21,115 ; by 1850 to
36,001 ; by 1860 to 49,221 ; by >870 to 86,076. In 1874 the con-
solidation of outlying boroughs made the population, according
to the census of 1870, 121,769 ; and in 1880 this had increased to
156,389. These figures do not comprise the population of Alle-
gheny, which was 28,702 in 18C0, 53,180 in 1870, and-78,682 in
1880. Including the manufacturing and residential suburbs, the
total population by the census of 1880 was 274,160 ; and, with the
large extension of manufacturing and building that has gone on
«ince then, it was estimated in 18S4 at 325,000.
The municipal governments of'Pittsburgh and Allegheny are each
composed of a mayor, controller, and treasurer, witli city councils
in two branches styled respectively select and common. These arc
«loctod by the people, and appoint other administrative officials to
take charge of tiio police and fire departments, assessment^!, and
public works. The total assesiiod valuation of the city of Pitts-
burgh for (jurposes of taxation is $101,508,603, on which a revenue
is collected for all purposes of $2,777,406. Allegheny has an
assessed valuation, of $40,707,858, and spends $0.')0,0QO annually.'
The total indebtedness of Pittsburgh is §14,197,800, of which
nearly $10,000,000 was expended for waterworks., and street
pavements. The debt of Allegheny is but $1,400,000.
The school system of each city is governed by a centra! boanl of
education and ward boards,. both elected by papular vote. The
I'ittsbutgh system comprises a fine stone high school overlooking
the city, and 62 ward schools, in , which are 469 teachers nud
23,629 schol.ars, ilie approximate annual expenditure being
9650,000. In the Allegheny system there are the high school
and 18 ward schools, with 207 teachers, 9392 scholars, and an
annual expenditure of about $200,000. The principal institutions
established by public taxation are the Rivirside Sbite Peniten-
tiary, completed in 1884 in the lower part of Allegheny; the
Morganza Reform School ; the workhouse at Clarcmcnt, on the
Allegheny river ; and the Pittsburgh, Allegheny, and County
poorhouses.
The churches and chapels in Pittsburgh and Allegheny number
237 : 67 are Roman Catholic, including 13 monastic and conventual
establishments ; 53 represent the various branches of Presbyterian-
ism ; 39 are llethodist Episcopal, and 16 Protestant Episcopal.
Among the leading examples of clmrch architecture arc St Paul's
Cathedral (Roman Catholic), Trinity and St Peter's (Protestant
Episcopal), the First and Third Presbyterian and the German
Lutheran churches in Pittsburgh, and the Noith Presbyterian
in Allegheny. Private charity has established the West Penn.
Hospital with a large branch for the treatment of the insane at
Dixmont, the Homeopathic Hospital, the llercy H.ospitjil, the
Pittsburgh Infirmary, the Free Dispensary, the North Side Hospi-
tal, and St Francis Hospital ; and 18 asylums for oi'phans and the
aged and infu'm are maintained throughout the two cities. The
collegiate institutions comprise the Western University, the
Western Theological Seminary (Presbyterian), the United Presby-
terian Seminary, the Catholic College, the Pennsylvania Female
College, and the Pittsburgh Female College. (J. F. H.)
PITTSFIELD, a borough' and township of the United
States, the shire town of Berkshire county, Massachusetts,
lies at a height of from 1000 to 1200 feet above the sea
on a plain between the Hoosacs on the east and the
Taconics on the west. It is traversed by the headwaters
of the Housatonic and Hoosac rivers, and derives its supply
of drinking water from Lake Ashley, a romantic loch on
the top of the Washington Hills, 7 miles to the south-east
As the northern terminus of the Housatonic Railroad, and
a junction on the Boston and Albany and the Pittsfield
and North Adams Railroads, it is an important centre of
tra^c. Most of the dwelling houses are built of wood.
Among the public edifices are a court-house, in white
marble ; the Berkshire Athenaeum, with a free library and
reading-room ; the Roman Catholic church of St Joseph, in
marble ; the Methodist church, a spacious edifice of brick ;
the First Congregational church (rebuilt in 1853), for
thirty years under the charge of Rev. John Todd, author
of the Student's Manual ; and the Maplewood Institute for
young ladies. The Berkshire Medical Institute (1S22)
ceased to exist in 1869. There is a small park with a fine
soldiers' monument (1872) in the heart of the town, as
well as a larger park with a race-course in tlio eastern
suburb. Cotton ond woollen goods, silk, knit goods,
shoes, and tacks are among the local manufaeturea. The
population in 1860 was 8045 ; in 1870, 11,132 ; in 'l880,
13,364. Pittsfield, which once formed part of the Indian
domain of Pontoosuc, and for a time was known as Boston
Plantation, was incorporated in 1761, and received its
present name in honnur of the carl of Clmthani. Oliver
W. Holmes long resided on a small farm two miles south
of Pittsfield.
PITTSTON, a borough of the United States, in
Luzerne county, Pennsylvania, on the east bank of tho
Susquehanna, just below the confluence of the Lackawanna,
105 miles corth by west of Philadelphia. It is tho centre
of tho Wyoming anthracite region aud the seat of tlie
Pennsylvania Coal Company's operations, contains knit-
ting mills, planing mills, terra cotta works, a stovo
factory, lumber yards, <fcc., and comumnds four distinct
railway lines. > The population was G760 in 1870 and
7472 in 1880. -If West I'ittston (a borougli on the other
side of the Susquehanna, with which Pittston communi-
cates by two bridges) were included, tho total would lie
10,016.
PIUS. I. Hardly "anything it known with certainty
tcspecting, Pius L, except that ho was bishop of Rome
from 158 to 167 a.d. He is said to have been born at
Aqiiilcia and to have been the son of a certain Rulinus ;
it is added that he suficred marlyrdom, but, although
152
PIUS
he is celebrated as a martyr in the breviary, there seems
no other evidence for this assertion. A few letters extant
under his name are spurious.
PIUS II. (Enea Silvio Piccolomini, commonly known in
literature as ^neas Sylvius), pope from 1458 to 1464,
" whose character reflects almost every tendency of the age
in which he lived," was born at Corsignano in the Sienese
territory, October 18, 1405, of a noble but decayed family.
After studying at the universities of Siena and Florence, be
settled in theiormer city as a teacher, but in 1431 accepted
the post of secretary to Domenico Capranica, bishop of
Fermo, then on his way to Basel to protest against the in-
justice of the new pope Eugenius IV. in refusing him the
c^rdinalate for which he had been designated by Martin V.
Arpving at Basel after numerous adventures, he successively
served Capranica and several other masters. In 1435
he was sent by Cardinal Albergata, Eugenius's legate at
the council, on a secret mission to Scotland, the object of
which is variously related, even by himself. He visited
England as well as Scotland, underwent many perils and
vicissitudes in both countries, and has left a valuable
account of each. Upon his return he sided actively with
the council in its conflict with the pope, and, although still
a layman, obtained a leading share in the direction of its
affairs. But when in 1442 the council elected Amadeus,
duke of Savoy, as an antipope under the name of Felix V.,
vEneas, perceiving that the step was generally disapproved,
found a pretext for withdrawing to the emperor Frederick
III.'s court at Vienna. He was there crowned imperial
poet laureate, and obtained the patronage of the emperor's
chancellor, Kaspar Schlick, a love adventure of whose at
Siena he celebrated in his romance, Eunahis and Lucretia.
His character had hitherto been that of an easy man of
the world, with no pretence to strictness in morals or
consistency in politics. He now began to be more regular
in the former respect, and in the latter adopted a decided
line by making his peace with Rome. Being sent on a
mission to Rome in 1445, with the ostensible object of
inducing Eugenius to convoke a new council, he was
absolved from ecclesiastical censures, and returned to
Germany under an engagement to assist the pope. This
he did most elfectually by the diplomatic dexterity with
which he smoothed away diilerences between the court of
Romeand the (Jerman electors; and he had a leading
part in the compromise by which, in 1447, the dying
Eugenius accepted the reconciliation tendered by the
German princes, and the council and the antipope were
left without support. He had already taken orders, and
one of the first acts of Eugenius's successor Nicholas V.
was to make him bishop of Trieste. In 1450 he was sent
ambassador by the emperor Frederick to negotiate his
marriage with the Princess Leonora of Naples, which
object he successfully achieved ; in 1451 he undertook a
mission to Bohemia, and concluded a satisfactory arrange-
ment with the Hussite chief George Podiebrad ; in 1452
he accompanied Frederick to Rome, where the emperor
wedded Leonora and was crowned king of the Romans.
In August 1455 ./Eneas again arrived in- Rome on an
embassy to proflfer the obedience of Germany to the new
pope, Calixtus IIL He brought strong recommendations
from the emperor and King Ladislaus of Hungary for his
nomination to the cardinalate, but delays arose from the
pope's resolution to promote his own nephews first, and he
did not attain the object of his ambition until December
in the following year.
CaUxtus III. died on August 6, 1458. On August 10
the cardinals entered into conclave. The wealthy cardinal
of Rouen, though a Frenchman and of exceptionable
character, seemed certain to be elected. ^Eneas has told
us in a passage of his own history of his times, long
retrenched from that work but printed clandestinely in the
Conclavi de' Ponlijici Komani, by what art, energy, and
eloquence he frustrated this false step. It seemed but
meet that the election should fall upon himself : no other
candidate appears to have been seriously thought of ; nor,
although the sacred college probably included a few men
of higher moral standard, had it any on the whole so
worthy of the tiara. It was the peculiar faculty of .(Eneas
to accommodate himself perfectly to whatever position he
might be called upon to occupy ; it was his peculiar good
fortune that every step in life had placed hira in circum-
stances appealing more and more to the better part of his
nature, an appeal to which he had never failed to respond.
The party pamphleteer had been more respectable than the
private secretary, the diplomatist than the pamphleteer,
the cardinal than the diplomatist ; now the unscrupulous
adventurer and licentious novelist of a few short years ago
seated himself quite naturally in the chair of St Peter,
and from the resources of his versatile character produced
without apparent effort all the virtues and endowments
becoming his exalted station. After allying himself with
Ferdinand, the Aragonese claimant of the throne of Naples,
his next important act was to convene a congress of the
representatives of Christian princes at Mantua for joint
action against the Turks. His long progress to the place
of assembly resembled a triumphal procession ; and the
congress, a complete failure as regarded its ostensible
object, at least showed that the impotence of Christendom
was not owing to the pope. On his return from the con-
gress Pius spent a considerable time in his native district
of Siena, and has described his delight and the charms of
a country life in very pleasing language. He was recalled
to Rome by the disturbances occasioned by Tiburzio de
Maso, who was ultimately seized and executed. The
papal states were at this time greatly troubled by rebellious
barons and marauding condottieri, but these evils gradu-
ally abated. The Neapolitan war was also terminated by
the success of the pope's ally Ferdinand. In July 1461
Pius canonized St Catherine of Siena, and in October of
the same 3'ear he gained what at first ajipeared to be a
most brilliant success by inducing the new king of France,
Louis XI., to abolish the pragmatic sanction, by which the
pope's authority in France had been grievously impaired.
But Louis had expected that Pius would in return espouse
the French cause in Naples, and when he found himself
disappointed he virtually re-established the pragmatic sanc-
tion by royal ordinances. Pius was also engaged in a
series of disputes with the Bohemian king and the count
of Tyrol, and the crusade for which the congress of Mantua
had been convoked made no progress. The pope did his
best : he addressed an eloquent letter to the sultan urging
him to become a Christian ; he succeeded in reconciling
the emperor and the king of Hungary, and derived great
encouragement as well as pecuniary advantage from the
discovery of mines of alum in the papal territory. But
France was estranged ; the duke of Burgundy broke his
positive promise ; ililan was engrossed with the attempt to
seize Genoa ; Florence cynically advised the pope to let the
Turks and the Venetians wear each other out. Pius was
unawares nearing his end, and his malady probably
prompted the feverish impatience with which on June 18,
1464, he assumed the cross and departed for Ancona to
conduct the crusade in person. It seemed certain that the
issue of such an enterprise could only be ridiculous or
disastrous. Pius II. 's good genius again stepped in, and
rendered it pathetic. He was suffering from fever when
he left Rome. The crusading army melted away at
Ancona for want of transport, and when at last the
Venetian fleet arrived the dying pope could only view it
from a window. He expired two days afterwards, August
PIUS
153
14, 1464, in his death as in his life a figure picturesque
and significant far beyond the wont of Roman pontiffs.
He was succeeded by Paul. IL
Pius, indeed, regarded as a man and not merely as an
historical personage, is the most interesting of all the
successors of St Peter. It is easy to take his character to
pieces, but the aroma of something exquisite lingers around
every fragment. He bad a healthy, sincere, loving nature,
frank and naive even in his aberrations and defects, which
seem after all sufficiently venial. The failings of other
popes have most frequently been those of the priest, and
therefore in the true sense of the term inhuman. It is
a refreshing transition to the faults of the adventurer, the
diplomatist, the man of letters and pleasure. The leading
trait of Pius's character was his extreme impressionable-
ness. Chameleon-like he took colour from surrounding cir-
cumstances, and could always depend on being what these
circumstances required him to be As, therefore, his
prospects widened and his responsibilities deepened, his
character widened and deepened too ; and he who had
entered upon life a shifty adventurer quitted it a model
chief shepherd. His virtues were not only great, but the
most conspicuous were those especially characteristic of
the finer natures. While he vied with any man in indus-
try, prudence, wisdom, and courage, he excelled most men
in simplicity of tastes, constancy of attachments, kindly
l)layfulness, magnanimity, and mercy. As chief of the
church he was able and sagacious, and showed that he
comprehended the conditions on which its monopoly of
spiritual power could for a season be maintained ; his
views were far-seeing and liberal ; and he was but slightly
swayed by personal ends. He is especially interesting as
the type of the scholar and publicist who wins his way by
intellectual strength, foreshadowing the age to come when
the pen should be mightier than the sword ; and no less
as the figure in whom the mediaeval and the modern spirit
are most distinctly seen to meet and blend, ere the latter
definitively gains the mastery.
Pius was a versatile and voiaminous author, one of the best and
most industrious of his period. His most important work is his
Commenlnries of his owA Times, published in 1584 under the namo
of Gobelinus, to whom it has been ascribed, but who was in fact
only the copyist. It appears to have been altered to some slight
txtent by his secretary Campanus. Numerous passages suppressed
at tlio time of publication have been recently published in the Trans-
actions of the Accademia de' Lincei by Signer Cugnone, together
witli other inedited works. Pius's Commentaries are delightful
reading, and their historical value is very great. " Pius II., says
Oreighton, " is the first writer who attempted to represent the
present as it would look to posterity, who consciously applied a
scientific conception of history to the explanation and arrange-
ment of passing events." His Epistles, wnich were collected oy
himself, are also an important source of historical information.
The most valuable of htS minor historical writings are his histories
of Bohemia and of the emperor Frederick III., the latter partly
aulobiographical. He sketched geographical treatises on Europe
and Asia, and in early and middle life produced numerous tracts
on the political and theologicnl controversies of his day, as well as
on ethical subjects. Pius was greatly admired as a poet by his
contemporaries, but his reputation in belles Icttrcs rests princi-
pally aipon his Eurialus and Lncretia, which continues to be read
to this d-.y, partly from its truth to nature, and partly from the
singularity of an erotic novel being written by a pope. Ho also
composed some comedies, one of which alone is extant, and as yet
only in MS. All these works are in Latin. Pius was not an
eminent scholar : his Latin is frequently incorrect, and he knew
little Greek ; but his writings have high literary qualities, and
will always be prized as vivid and accurate reproductions of the
spirit of a very remarkable age.
All the chief Authorities for Pius's life arc sifted and condensed In tho odmlr-
•We biography hy Volgt (3 voh., Devlin, 18iB-63). Trofessiir Crcl«thlon, In his
inaslcrly History of the Pa pacij during the Ite/ormatiort (%-ol. 11., London, 1882),
hns f*lvcn tho English render the substance of Volgt's Durratlvc, whtlo preserving
a full Indepcndoiiec of Judgfticiit. (R. G.)
PIUS III. (Francesco Todeschini), pope from September
22 to October 18, 1.503, was born at Biena, May 9, 1439.
As the nephew of Pius II. by his sister Laodamia, ho was
lO-S*
received into fa«<)ur by that pontiff, who permitted him to
assume the name and arms of the Piccolomini, and raised
him, when only twenty-two years of age, to the see of
Siena and the cardinalate. He was employed by subse-
quent popes in several important legations, as by Paul II.
at the diet of Ratisbon, and by Sixtus IV. to secure the
restoration of ecclesiastical authority in Umbria Amid
the disturbances consequent upon the death of Alexander
VI. he was, by the not wholly disinterested influence of
Cardinal Rovera, elected pope on September 22, 1503, his
installation taking place on the 8th October following.
He at once took in hand the reform of the papal court and
arrested Caesar Borgia; but after a brief pontificate of
twenty-six days he died (October 18, 1.'303) of an ulcer
in the leg, or, as some have alleged, of poison administered
at the instigation of Pandolfo Petrucci, governor of Siena.
Ho was succeeded by Julius 11.
PIUS IV. (Giovanni Angelo Medici), pope from 1559
to 1565, was born of humble parentage at Milan, March
31, 1499. His early career connects itself in some
measure with the romantic rise of his elder brother from
the position of bravo to that of Marchese di Marignano.
After studying at Bologna and acquiring reputation as a
jurist, he went in 1527 to Rome, and as the favourite of
Paul III. was rapidly promoted to the governorship of
several towns, the archbishopric of Ragusa, the vice-
legateship of Bologna, and in April 1549 to tie cardinal-
ate. On the death of Paul IV. he was elected pope on
December 28, 1559, and installed on the 6th January
1560. His first public acts of importance were to grant a
general pardon to the participators in the riot which had
closed the previous pontificate, and to bring to trial the
nephews of his predecessor, of whom Cardinal Carlo
Caraffa was strai^led, and the duke Paliano, with his
nearest connexions, beheaded. On the 18th January 1562
the council of Trent, which had been suspended by Julius
III., was opened for the third time. Great skill and
caution were necessary to effect a settlement of the ques-
tions before it, inasmuch as tho three principal nations
taking part in it, though at issue with regard to their own
special demands, were prepared to unite their forces
against the demands of Rome. Pius, howev;r, aided by
Morone and Borromeo, proved himself equal to the emer-
gency, and by judicious management and concession
brought the council to a termination satisfactory to the
disputants and favourable to the pontifical authority. Its
definitions and decrees were confirmed by a bull dated
January 26, 1564; and, though they were received with
certain limitations by France and Spain, tho famous Creed
of Pius IV., or Tridentine Creed, remained tho authorita-
tive expression of the Catholic faith. The more marked
manifestations of stringency during his pontificate appear
to have been promjited rather than spontaneous, his
personal character inclining him to moderation and case.
Thus a monitory, issued in 1564, summoning tho queen of
Navarre before the Inquisition on a charge of Calvinism,
was withdrawn by him in deference to tho indignant pro
tcst of Charles IX. ; and in the same year ho ]iublislied a
bull granting the use of the cup to tho laity of Austria
and Bohemia. One of his strongest passions appears to
have been that of building, which somewhat strained his
resources in contributing to tho ndornment of Rome, and
in carrying on the work of restoration, erection, and forti-
fication in various parts of tho ecclesiastical states. A
conspiracy against him, headed by tho Catholic fanatic
Benedetto Accoiti, was discovered and crushed in 1565.
He died shortly afterwards, on December 9th of that year,
and was succeeded by Pius V.
PIUS V. (Miohcle Ghi.slicri), \)0\)e from 15G6 to 1572,
was born at Bosco in tho duchy of Milan, January 17,
154
PIUS
1504. At the age of fourteen- he entered the Dominican
order, passing from the monastery of Voghera to that of
Vigevano, and thence to Bologna. Having been ordained
priest at Genoa in 1528, he settled at Pavia, where he
lectured for sixteen years. He soon gave evidence of the
opinions which found a more practical expression in his
pontificate, by advancing at Parma thirty propositions in
support of the papal chair and against the heresies of the
time. As president of more than one Dominican monast-
ery he proved himself a rigid disciplinarian, and, in
accordance with his own wish to discharge the office of
inquisitor, received an appointment to that post at Como.
His zeal provoking resentment, he was' compelled in 1 550
to return to Rome, where, after having been employed in
several inquisitorial missions, he was elected to the com-
missariat of the Holy Office. Paul IV., who while still
Cardinal Caraffa had shown him special favour, conferred
upon him the bishopric of Sutri and Nepi, the cardinalate
with the title of Alessandrino, and the honour — unique Ln
one not of pontifical rank — of the supreme inquisitorship.
tJnder Pius IV. he became bishop of Jlondovi in Pied-
mont, but his opposition to that pontiff procured his
dismissal from the palace and the abridgment of his
authority as inquisitor.
Before Ghislieri could return to his episcopate, Pius FV.
died, and on January 7, 1566, he was elected to the papal
chair with duly attendant prodigies, his coronation taking
place on his birthday, ten days later. Fully alive to the
necessity of restoring discipline and morality at Rome to
ensure success without, he at once proceeded to reduce the
cost of the papal court, compel residence, regulate inns,
expel prostitutes, and assert the importance of ceremonial.
In his wider policy, which was characterized throughout
by a stringency which tended to defeat its own ends, the
maintenance and increase of the efficacy of the Inquisition
and the enforcement of the canons and decrees of the
Tridentine council had precedence over all other considera-
tions. _ The prudence of Commendone alone saved him at
the commencement of his pontificate from trouble with
Germany, as in the general diet of the empire at Augsburg
(March 26, 1566) Pius saw a threatSned invasion of his
own supremacy and was desirous of limiting its discussions.
In France, where his influence was stronger, he directed
the dismissal of Cardinal Odet de Coligny and seven
bishops, nullified the royal edict tolerating the extra-mural
services of the Reformers, introduced the Roman catechism,
restored papal discipline, and strenuously opposed all com-
promise with the heretics — his exertions leading up in no
small degree to the massacre of St Bartholomew. In the
list of more important bulls issued by him the famous bull
"In Coena Domini" (1568) takes a leading place; but
amongst others throwing light on his character and policy
there may be mentioned his prohibition of qurestuary
(February 1567 and January 1570); the condemnation of
Michael Baius, the heretical professor of Louvain (1567);
the reform of the breviaiy (July 1568) ; the denunciation
of the diriim nefas (August 1568) ; the banishment of the
Jews from the ecclesiastical dominions except Rome and
Ancona (1569) ; the injunction of the use of the reformed
missal (July 1570); the confirmation of the privileges of
the Society of Crusaders for the protection of the Inquisi-
tion (October 1570); the prohibition of discussions con-
cerning the miraculous conception (November 1570) ; the
suppression of the Fratres Humiliati for alleged profligacy
(February 1571) ; the approbation of the new office of the
Blessed Virgin (March 1571); the enforcement of the
daily recitation of the canonical hours (September 1571) ;
and the purchase of assistance against the Turks by offers
of plenary pardon (March 1572). His antagonism to
Elizabeth was sh5wn, not only in the countenance lent by
him to Jlary Stuart and those who sought in her name to
deliver England " ex turpissima muliebris libidinis servi-
tute," but in the publication of a bull, dated April 27,
1570, excommunicating Elizabeth and releasing her sub-
jects from their allegiance. His energy was in no respect
more favourably exhibited than in his persistent and suc-
cessful endeavours to form a general league against the
Turks, as the result of which the battle of Lepanto (Oct.
7, 1571) was won by the combined fleet under Colonna.
Three national synods were held during his pontificate —
at Naples under Cardinal Alfonso Caraffa (whose family
had, after inquiry, been reinstated by Pius V.), at Milan
under Carlo Borromeo, and at Mechlin. His death took
place on May 1, 1572, and he was canonized by Clemenf
XI. on May 24th 1712. He was succeeded by Gregory
XIII.
PIUS VI. (Giovanni Angelo Braschi), pope from 1775
to 1799, was born at Cesena, December 27, 1717. After-
taking the degree of doctor of laws in 1735, he went to
Ferrara and became the private secretary of Cardinal
Ruifo, in whose bishopric of Ostia and Velletri he held the
post of uditore until 1753. His .skill in the conduct of a
mission to the court of Naples won him the esteem of
Benedict XIV. who appointed him one of his secretaries
and canon of St Peter's. In 1758 he was raised to the
prelature and then to the treasurership of the apostolic
chamber by Clement XIII., whose successor, Clement
XIV. created him cardinal on the 26th April 1773. On
the death of Clement XIV. and after protracted debate;
Brasehi was elected to the vacant see on the 1 5th February
1775. His assumption of the title Pius VI. even then
re(!alled to the populace the verse current in the pontificate
of Alexander VI. " Semper sub Sextis perdita Roma fuit,"
though his earlier acts gave fair promise of liberal rule and ■
reform in tlie defective administration of the papal states.
He showed discrimination in his benevolences, reprimanded
Potenziani, the governor of Rome, for unsuppressed dis-
orders, appointed a council of cardinals to remedy the
state of thS finances and relieve the pressure of imposts,
called to account Nicolo Bischi for the expenditure of
moneys intended for the .purchase of grain, reduced the
a-nnual disbursements by the suppression of several pen-
sions, and adopted a system of bounties for the encourage-
ment of agriculture. The circumstances of his election,
however, involved him in difficulties from the outset of
his pontificate. He had received the support of the
ministers of the crowns and the anti-Jesuit party upon a.
tacit understanding that he would continue the action of
Clement, by whose brief Dominus ac Redemptor (1773) tha
dissolution of the Society of Jesus had been pronounced.
On the other hand the zelanti, who believed him secretly
inclined towards Jesuitism, expected from him some
reparation for the alleged wrongs of the previous reign.
As the result of these complications, Pius was betrayed
into a series of half measures which gave little satisfaction
to either party. The ease of Ricci and the other Jesuit*
imprisoned in the castle of St Angelo had scarcely been
settled, by formal discountenance but informal relaxations
and final release, before the question became an inter-
national one. Driven from devout Catholic countries, the
members of the condemned society found an asylum under
the rule of the heretic Frederick II. and the schismatic
Catherine II., who welcomed them upon educational
grounds. A long correspondence ensued in which both
monarchs maintained their right, Catherine carrying the
matter still further and wresting from Pius a series of
important concessions. Even in countries acknowledging
the papal authority practical protests arose which tended
to its limitation. In Austria the_ social and ecclesiasti-
cal reforms undertaken by Joseph II. and his minister
p
I u s
155
I
^.aunitz touched the supremacy of Rome so nearly that
jl the hope of staying them Pius adopted the exceptional
course of visiting Vienna in person. He left Rome oa the
■27th February 17S2, and was magnificently received by
the emperor, but his mission was unattended by any
marked success. In Naples difficulties necessitating cer-
tain concessions in respect of feudal homage were raised
by the minister Tannucci, and more serious disagreements
arose with Leopold I. and Ricci, bishop of Pistoia and
Prato, upon questions of reform in Tuscany. The outbreak
of the French Revolution followed, and Pius in vain
endeavoured to preserve the ecclesiastical discipline and
property. The old Gallican Church was suppressed; the
pontifical and ecclesiastical possessions in Franco were
confiscated ; and an effigy of himself was burnt by the
populace at the Palais Royal. . The ruurder of the Re-
publican agent, Hugo Basseville, in the streets of Rome
(January 1793) gave new ground of offence; the papal
court was charged with complicity by the French Conven-
tion ; and Pius threw in his lot with the league against
France. In 1796 Napoleon invaded Italy, defeated the
papal troops, and occupied Ancona and Loreto. Pius sued
for peace, which was granted at Tolentino on the 19th
February 1797 ; but on the 2Sth December of that year,
in a riot created by some Italian and French revolution-
ists. General Duphot of the French embassy was killed and
1 new pretext furnished for invasion. General Berthier
marched to Rome, entered it unopposed on February 10,
1798, and, proclaiming it a republic, demanded of the
pope the renunciation of his temporal authority. Upon
his refusal he was taken prisoner, and on February 20th
was escorted from the Vatican to Siena, and thence from
place to place — in succession to Florence, Parma, Piacenza,
Turin, Grenoble, and Valence, where he died six weeks
later, on the night of the 28th August 1799, Pius Vil.
succeeded him.
Tho name of Pius VI. is associated with many and often un-
popular attempts to revive the splendour of Leo X. in the promo-
tion of art and "public works, — the words " Munificentia Pii VI.
<-. IL," graven in all parts of the city, giving rise amongst his
impoverished subjects to such satire as the insertion of a minute
loaf in the hands of Pasrjuin with that inscription beneath it. He
is best remembered in connexion' with the estatilishment of the
museum of tho Vatican, commenced at his suggestion by liis
liredeccssor, and with the attempt to drain the Pontine Marshes.
In the latter undertaking large sums were expended to such small
purpose that the phrase ' Sono andate alle paludi Pontine " passed
into a proverb applied to funds employed in extravagant projects.
The chief result was the restoration of the Appian Way by tho
removal of the additions of Trajan juid Theodorio with later,
accumulations, and tho erection of a new viaduct to Terracina upoij
the original road of Appius Claudius.
PIUS VII. (Gregorio Luigi Barnaba Chiararaonti), pope
from 1800 to 1823, wasbornatCesenaonAugust 14, 1742.
After studying at Ravenna, he entered tho Benedictine
monastery of St Mary in his native town, but was almost
immediately sent by his superiors to Padua and to Rome
for a further course of studies in theology. Ho then held
various teaching appointments in the colleges of his order
at Parma and at Rome. He was created an abbot of his
order by Pius VI., who appointed him bishop of Tivoli oii
the IGth December 1782,. and on February 14, 1785,
raised him to the cardinalate and the see of Imola. At
tho death of Pius VI. the conclave met at Venice on the
1st December 1799, with tho result that Chiararaonti was
declared his successor on March 14, 1800, .and crowned
on the 21st of that month. In the following July he
entered Rome, appointed Cardinal Consalvi secretary of
state, and busied himself with administrative rofcums.
Ills, attention was at once directed to the ecclesiastical
marchy of France, where, apart from the broad schism
on the question of submission to the republican constilu-,
tion, discipline had been so far neglected that a largo pro-
portion of the churches were closed, dioceses existed with-
out bishops or with more than one, Jansciusm and
marriage had crept into tho ranks of the clergy, and
indifference or hostility widely prevailed amoiigst the
people. Encouraged by the Jntiiiiatioa through Cardinal
Martiniana of Napoleon's desire for the re-establi.^hment of
the Catholic religion in France, Pius appointed Cuislli and
Archbishop Spina to arrange a concordat v/ith three aomi
nees of Napoleon — Joseph Bonaparte, Crete*, and. the
Vendean priest Bernier. Difficulties having arisen, the
aid of Consalvi was called in, and the concordat, signed at
Paris on July loth, was ratified by Pius oa the 14tk
August 1801. Its value, however, from the pontifical
point of view was considerably lessened by the "Articles
Organiques " appended to it by the French Government
on the 8th April 1802. In 1804 Napoleon opened
negotiations to secure at the pope's hands his formal con-
secration as emperor. After some hesitation Pius was
induced to perform the ceremony at Notre Dame and to
extend his visit to Paris for four months. He returned to
Rome on the 16th May 1805, with many expressions of
good will; but in the October following the French troops,
in evacuating the kingdom of Naples, suddenly occupied
Ancona upon the alleged necessity of protecting the Holy
See. Resistance by force was out of the question, but to
a requisition from the emperor that all Sardinians, English,
Russians, and Swedes should be e.xpelled from th& ponti-
fical states, and that vessels of all nations at war with
France should be excluded from his ports, Pius r-eplied by
asserting the independence and neutrality of his realm.
After negotiations had dragged on for two years, in the
course of which the French occupied the chief Adriatic
ports, Civita Vecchia was seized and the papal troops
placed tmder French officers. On tho 2d February 1808
Rome itself was occupied by General MioUis; a month
later the provinces of Ancona, .Macerata, Fermo, and
Urbino wore united to the kingdom of Italy, and diploma^
tic relations between Napoleon and Rome were broken off ;
finally, by a decree issued from Vienna on May 17, 1809,
the 'emperor declared the papal states reunited to France
by resumption of the grant of Charlemagne. Pius retali-
ated-by a bull, drawn up by Fontana and dated June 10,
1809, excommunicating tho invaders; and, to prevent
insurrection, Miollis — either on his own lesponsibilitj', as
Napoleon afterwards asserted, or by order of the latter —
employed General Radet to take possession of the pope's
person. The palace on the Quirinal was broken open
during the night of July 5th, and, on tho persistent
refusal of Pius to renounce hia temporal authority, he was
carried off, first to Grenoble^ thence after an interval to
Savona, and in June 1812. to Fontaineblcau. There ho
was induced, on the 25th January 1813, >to sign a now
concordat, which was published as an imperial decree on
the 13th February. On conference with tho cardinals,
however, Pius withdrew liis concessions and proposed a
concordat upon a now basis. At first no attention was
paid to this, and, when after the French armies wero.driven
from Germany Napoleon endeavoured to purchase a new
concordat by offering to restore tho papal possessioua south
of tho Apennines, Pius refused to treat with him from any
place other than llom& Tho order for his departure
thither reached him on the V! 2d jBBuary 1814, and after i>
brief delay at Cesena ho entered Rome on tho 21th ifay
1814. With his states restored to him by tho congress of
Vienna and freed from the Napoleonic terror, he devoted
the remainder of his life to social and ecclesiastic reform
in accordance with the modern spirit, suppressing niany of
the feudal survivals, abolishing torture, reconstituting civil
ahd judicial y roccdure, and giving effect to many beneficial
changes intro luccd by the French. His long and in many
156
PIUS
respects admirable pontificate of more than twenty-three
years' duration was brought to a close by an accident.
His thigh having been broken by a fall in July 1823,
acute inflammation supervened, and he died on the 20th
August in that year. His successor was Leo XH.
PIUS VIII. (Francesco Xaviero Castiglioni), pope, was
born at Cingoli near Ancona on November 20, 1761.
After having been appointed bishop o£ Montalto in 1800,
cardinal and bishop of Cesena in 1816, and bishop of
Frascati in 1821, he was in 1829 declared successor of
Leo XII. His unimportant pontificate was of little more
than sufficient duration to enable him to give expression
to convictions largely characterized by narrowness and
intolerance in his choice of Cardinal Albani as head of
affairs, and in his encyclical letter against the liberty of
the press, civil marriage, and similar impious institutions.
His death took place at Rome on the 30th November
1830. He was succeeded by Gregory XVI.
PIUS IX. (Giovanni Maria Mastai Ferretti), pope from
1846 to 1878, was born 13th May 1792 at Sinigaglia, near
Ancona, the fourth son of Count Jerome and the Countess
Catherine VoUazi of the same place. The family of
Mastai is of ancient descent, and its representatives have
frequently filled the office of mayor in Sinigaglia. The
title of count was first given to its head by Prince Farnese,
duke of Parma, towards the close of the 17th century.
Somewhat later the elder branch, having become allied
by marriage with the last representative of the family of
Ferretti, assumed its second name. From the age of
eleven to sixteen Giovanni received his education at the
college of Piarists at Volterra, in Tuscany ; a liability to
epileptic fits precluded, however, much application to
study. On one occasion, when thus attacked, he fell
into a lake and was only saved from drowning by the
intervention of a herdsman who observed the occurrence.
A handsome lad, with a certain charm of expression and
demeanour which characterized him throughout his life,
he frequently attracted the attention of visitors to the
college. On leaving Volterra, he conceived an attachment
for a lady (afterwards a duchess), and the non-requital of
his passion is said to have been a main cause of his resolu-
tion to enter the church. In 1818 he was invited to accom-
pany Monsignor Odescalchi, a prelate attached to the ponti-
fical court, on a visitation tour in his native province. On
returning to Rome, he was encouraged by Pius VII. to
persevere in his design of entering the church, was admit-
ted (18th December 1818) to deacon's orders, and cele-
brated his first mass at the church of S. Maria del
Falignani on Easter Sunday 1819. His benevolent dis-
position had led him about this time to interest himself in
an orphanage, familiarly known by the name of " Tata
Giovanni," and he was now appointed by Pius to preside
over the establishment, and continued to fill the post for
five years. In 1823 he accompanied the apostolic delegate,
Monsignor Muzi, to the republic of Chili, and remained at
Santiago for two years, actively engaged in missionary
labours. In 1825 he returned to Rome, was made a canon
of S. Maria in the Via Lata, and appointed to preside
over the hospice of San Michele, — a vast charitable insti-
tution for destitute children. Here he remained somewhat
less than two years, being promoted 21st May 1827, by
Leo XII., to the archbishopric of Spoleto. His residence
in that city was marked by many acts of benevolence, and
especially by the foundation of a large orphanage where
poor children were maintained and educated and also
taught some mechanical art. Here, as at. Rome, his
genuine kindliness and conciliatory disposition made him
deservedly popular, but his defects were also not less
apparent. He had allowed the hospice to become financi-
ally embarrassed, and after succeeding to the episcopal
office showed himself incapable of duly regulating his own
expenditure.
During the insurrectionary movements which followed
upon the election of Gregory XVL to the papal chair,
headed byMenotti and the two Napoleons —Charles Loais
(afterwards emperor of the French) and his brother —
Archbishop Mastai did his best to protect the insurgents.
He disapproved of the reactionary policy of the new pope,
and strongly resented the oppressive rule of the Austrians.
When Napoleon (against whom sentence of death had been
pronounced) fled to Spoleto, the archbishop, to whom he
applied for help, obtained for him the services of an oflBcer
who conducted him beyond the frontier to a place of
safety. In the following year (1832) he was translated to
the bishopric of Imola, and a few years later was elected a
cardinal, being reserved in petto in the consistory of 23d
December 1839, and proclaimed cardinal 14th December
1840. It was not until overcome by the persuasion of
others that Gregory XVI. consented to bestow this dignity
on his future successor. He is said to have expressed his
conviction that Mastai's liberal tendencies and impulsive
disposition unfitted him for power, and that if he should
ever become pope he would be the ruin of the church.
During the tenure of his bishopric at Imola, Mastai gained
additional reputation by the foundation of various philan-i
thropic institutions and marked simplicity of life.
On the death of Gregory XVL, he repaired to Eome,\
and on the evening of 16th June 1846 was elected to the
papal chair as Pius IX., having chosen this name out of
respect for his predecessor in the see of Imola, Pius VII.
His election, at the final scrutiny, proved to be'unanimous,
the cardinals Patrizzi and De Angelis throwing all their
influence in his favour. On the following morning, when
it was too late, the Austrian ambassador received instruc-
tions from his Government to veto the new pope's elec-
tion.
Pius's first act in his new capacity was to proclaim a
general amnesty for political offences, whereby thousands
of unhappy beings who had dragged out weary years in
prison or in exile, ignorant, many of them, even of the
offences with which they were charged, were restored to
society. With genuine catholicity of feeling he visited and
relieved even the poor Jewish population in the city. He
authorized the construction of railways, organized a, civil
guard, and considerably modified the restrictions on the
press. In order to develop further reforms he instituted a
commission largely composed of laymen; and in 1847 he
brought forward his scheme of a Coiisulta, or council of
state, designed to assist him in the general temporal
government. But, notwithstanding these concessions, the
supreme power remained in the hands of ecclesiastics, and
no measure passed by the council could acquire validity
until it had been examined and approved in a conclave of
cardinals. Hence, although both Mazzini {q.v.) and
Garibaldi were among his avowed supporters, the liberal
party were still far from satisfied. His policy was
regarded, on the one hand, with extreme dissatisfaction
by Austria, and on the 17th July 1847 that power sent a
force of 1500 men into Ferrara, where she was entitled by
the treaty of 1815 to maintain a garrison. To this direct
menace Pius replied by counter demonstrations and an
indignant protest, but hostilities were ultimately averted.
His policy was viewed with not less dislike at the court of
Naples, but by the rest of Italy and throughout Europe
he was at this time regarded as the champion of the
national rights of his countrymen. Such was the posture
of affairs when the revolution in Paris (February 1848)
fanned into flames the already smouldering elements of
insurrection throughout Europe. The Austrians' were
driven out of Milan ; a republic was proclaimed in Venice
PIUS IX
157
(see Italy, vol. xni. pp. 488-89); and a "free Italy"
became the general cry. At fir.st Pius, who felt but
little sympathy with the views r'^presented by the son of
Philippe ligalit(5, seemed disposed to head the movement.
He dismissed his state-secretary, Gizzi, an irresolute and
timorous politician, and appointed Cardinal Ferretti in his
place. On 14th March 1848 appeared the Stat uto Fonda-
mentale, a more complete scheme for the reorganization of
the temporal government of the papal states. By this two
deliberative assemblies were created, — the first, the high
council, the members of which were to be nominated by
the pope himself for life ; the second, the council of depu-
ties, to be elected by the people, and to be entrusted vnth.
the chief voice in all questions relating to taxation. Over
both these bodies, hoVever, the college of cardinals retained
the supreme authority ; without its consent no measure
could acquire legal validity. Liberty of the press was
jiromised, but the ecclesiastical censorship was to be
retained. A new ministry was formed, which, with two
exceptions (Antonelli and Morichini),' was composed of
laymen. But at this juncture Pius began to waver.
Although he had hitherto shown no sympathy with the
Jesuits, he endeavoured to protect them against the
measures now brought forward with a view to their expul-
sion, and when his general, Durando, crossed the Po with-
out his orders, and denounced the Austrians as " the
enemies of the cross of Christ," he disowned, in an allocu-
tion (29th April), all intention of participating in an offen-
sive war for the purpose of rectifying the boundaries of
Italy, and at the same time disavowed all complicity in
the schemes then in agitation for creating an Italian
federal republic, with himself as the nominal head. This
apparent desertion of the national cause, at a time when
the public mind had been roused to the highest pitch of
excitement by the course of events at other centres, created
an irreparable breach between Pius and the people. His
new chief minister, 'Mamiani, who wished to see him a
constitutional monarch, advocated further concessions —
the handing over of the political government to the new
assemblies and a responsible ministry. But after the
Austrian successes in the north and Radetsky's entry into
Milan (5th August), Mamiani was dismissed, and iis place
was filled by Count Rossi, the French ambassador, a states-
man of signal ability and intrepid character, but of conser-
vative views. On the 15th November 1848, as Rossi was
alighting at the steps of the house of assembly, he was
assassinated in broad daylight. It wa^ an ominous
symptom of the prevailing temper of the capital that
this atrocious act elicited no expression of disapproval in
the assembly, and drew forth no marks of sympathy with
the victim's family. Two days later a numerous mob,
largely composed of di.sbanded soldiers, assembled in the
square of the Quirinal, and proffered fresh demands, at
the same time intimating their intention, if these were not
conceded, of commencing a general massacre of the inmates,
excepting only the pope himself. After his secretary,
Palma, had been shot by a bullet, Pius, in order to avert
further bloodshed, made the requisite concessions, and
assented to the formation of a new ministry, while he him-
self was made a virtual prisoner. On the 24 th November
ho effected his escape, with the connivance of the French
Government, to Gaeta, disguised as a dependant of Count
Spaur, the Bavarian minister. Thus terminated what has
boon described as " tho first and only attempt of a pope
to govern in a liberal spirit."
From Gaeta ho published a formal jirotest against tho
violence to which he had boon subjected, and whereby his
latest enactments had been extorted from him, at tho
same time declaring all measures decreed in Rome during
,his absence null and .void. .Gioberti, tho . Sardinian
minister, endeavoured without success to gain his concur-
rence in a new scheme for the formation of an Italian
federation of princes. In the following February it was
resolved in a consistory of cardinals to appeal to the chief
Catholic powers (France, Austria, Spain, and Naples) for
their aid in bringing about the re-establishment of the'
temporal sovereignty. About the same time (3d Februarj'
1849), as if to mark his undisturbed sense of his spiritual
supremacy, Pius himself addressed an encyclic to the
superior Catholic clergy throughout the world, enjoining
that on appointed days of the year the doctrine of the
Immaculate Conception B. V.M. should be preached through-
out their dioceses. The decisive defeat of the Sardinian
forces at Novara by Radetsky (23d March 1849) encouraged
the papal party now to demand that Pius should be rein-
stated at Rome without any conditions being attached to
his restoration. This demand created a divergence of
opinion among the above-named powers ; eventually
General Oudinot landed at Civita Vecchia with 10,000
French soldiers, and De Tocqueville, the French minister
for foreign affairs, sought to induce Pius to resume his
sovereignty on the basis of the Siatuto Fondamentale.
This he resolutely refused to do, and after the occupation
of Rome by Oudinot's forces he was permitted to return
(12th April 1850) unfettered by any condition whatever.
Pius returned an altered man in relation to his state
policy, in which, in fact, he was from this time guided
almost entirely by Antonelli. A certain profession of a
design to reform abuses was indeed made, but the former
ecclesiastical ascendency in the government was re-estab-
lished, while the pope entered iato the closest relations
with the Jesuit party. Notwithstanding his specious dis-
claimers of any desire to take revenge for the past, the
Documenti Officiali, published in 1860, prove that little
mercy was shown to those who were suspected of disaffec-
tion. As, however, the continuance of the French occupa-
tion reliered him from any anxiety with respect to the
maintenance of order, Pius was enabled to devote his
attention chiefly to the objects which undoubtedly lay
nearest to his heart, — the more complete definition of
Roman dogma and the enhancement of the prerogatives
of his office. In this direction his views had never been
characterized by any liberality, as is sufficiently shown by
his encyclic of 9th November 1846, his letter to the arch-
bi.shop of Cologne (3d July 1847), and his allocution of 17th
December 1847, in which all the modern tendencies to a
more philosophic interpretation of doctrine are visited with
unqualified condemnation. He now proceeded skilfully to
avail himself of the reaction that began to set in, especially
in Germany and in England, after the repression of the
revolutionary movements, by taking, as the burden of
his allocutions, tho essential connexion between political
innovation and freedom of scientific or religious thought.
The activity of tho Jesuits was studiously encouraged ; the
" beatification " of several eminent deceased members of
their order was proclaimed ; and lives of the saints, full of
marvellous and legendary incidents, were widely circulated
among the poorer laity. A combination of circumstances,
at this period, largely contributed to tho success of these
efforts both in Europe and in America. By tho bull
" Ineffabilis Deus " (8th December 1854) tho doctrine of
the immaculate conception was formally "defined," qs a
dogma binding on the accc[)tanco of all tho faithful, and
in pamjihlets favourable to the assumptions of tho curia
it was pointed out that tho supremo pontiff had thus
defined tho doctrine without rccnursc to any council. In
18G2 tho canonization of six hundred and twenty mission-
aries, who hod met with martyrdom in Japan some Iwp
centuries and a half before, was made the occasion of an
irtiDOsing ceremonial. In a letter (1 Ith December 1 862) lu
158
PIUS IX
the archbishop of Munich, the teaching of Frohschammer, a
distinguished professor of philosophy in the university in
that city, was singled out for severe reprobation. The
famous encylio Quanta cura, and the Syllabus, or list of
prevalent errors calling for especial reprobation, appeared
in December 1864.
The war between France and Austria and the treaty of
Villafranca (8th July 1859 ; see Italy, vol. xiii. p. 490)
seemed at one time Ukely to result in placing the temporal
power on a basis somewhat resembling that indicated in
Gioberti's pamphlet of 1843, and the ultramontane party
waited with lively expectation the assembling of the
congress. Among the inhabitants of the Eomagna them-
selves, however, discontent with the political administra-
tion was intense. The papal rule had become almost as
oppressive as that at Naples; and the prisons of Kome
were filled with inmates against whom no more definite
charge could be brought than that of suspected disaffection
towards the Government. The manner in which the
currency had been tampered with was alone sufficient to
produce the gravest dLscontent, and the lira papalina- was
eventually accepted at the money-changers' only at a
heavy loss to the holder. 'When, in the spring of 1857,
Pius visited central Italy, it was observed that, while in
other provinces he was greeted with enthusiasm as the
pope, in his ovm dominions he was received with auUen
coldness. A pamphlet; published at Paris in December
1859 (ascribed to imperial inspiration), after describing
the condition of the Eomagna, openly raised the question
of the continuance of the temporal power, and suggested
that it would at least be desirable that it should be
restricted to the capital itself. Pius replied in an encylic
issued on the 19th of the ensuing January — a document
since widely known as his Non Possumus. His obstinacy
proved of no avail. The Eomagna was occupied by
Sardinia, and the Central-Italian states shortly afterwards
formed themselves into a league to prevent its reoccupa-
tion by the pontifical forces. Antonelli rejoined by raising
a motley force, composed of French, Belgians, Bavarians,
and Irish, who were placed under the command of Lamori-
ciere, an able French officer who had seen active service in
Algiers. There can be no doubt that, in making this
apparently hopeless effort, the curia was deluded by the
belief that, if matters proceeded to extremities, France
would intervene in its behalf. After a stubborn resistance
at Ancona, the superior forces of Sardinia prevailed, and
in September 1860 the whole of the States of the Church,
with the exception of the pairimonium, Fetri(se& Popedom),
were annexed to the kingdom of Victor Emmanuel
From the reduction of Ancona to the year 1870 Pius
was maintained in Eome only by a French garrison. The
emperor of the French was reluctant to appear altogether
to desert the papal cause, while Cavour was unwilling, in
like manner, to proceed to extremities. After the capture
of Garibaldi at Aspromonte, however, Victor Emmanuel
felt himself strong enough to put in a formal claim for
Eome ; and it was eventually arranged, by the convention of
15th September 1864, that the French should withdraw
from the city before the end of 1866. This stipulation was
duly observed, and -on the 11th December 1866 the last
of the French forces quitted the capital. The engagement
was, however, virtually violated by the entry, in the
following year, of the Antibes legion, and for some time
longer the French soldiery continued, to ward off both the
daring assaults of Garibaldi and the more insidious
approaches of Eatazzi. In this manner, at the outbreak
of the war of 1870, France had come again to be looked
,npon as the ally of the papacy; and the overweening
claims put forward by Pius in convening a general council
ko proclaim the dogma of Papal Infallibility were generally
interpreted as in a certain sense correlative with the
aggressive designs of France on Protestant Germany. The
dogma was decreed in the Vatican on the 1 8lh July, but
■not without strenuous opposition on the part of some of
the most distinguished members of the Catholic episcopal
order, who, at the same time, were staunch supporters of
the temporal power (see Old Catholics). At nearly the
same time the occupation by the French came definitively to
an end. Their forces were withdraven from Civita Vecchia
at the outbreak of the war, when the Due de Gramont
announced that his Government relied on the convention
of 1864, whereby Italy was bound not to attack the papal
territory. That territory being now, however, again
exposed to the dangers of revolution, Victor Emmanuel,
on receiving the tidings of the battle of Gravelotte, notified
to Pius that " the responsibility of maintaining order in
the peninsula and the security of the Holy See " had
devolved upon himself, and that his army must enter the
pontifical dominions. This intimation was received by
Pius with demonstrations of the liveliest indignation, but
the appearance of the Sardinian troops was hailed by
his own subjects with enthusiasm. On arriving outside
Eome, General Cadorna summoned the garrison to sur-
render, and after a "short bombardment the white flag was
hoisted. On the following day (21st September 1870) the
Zouaves, some nine thousand in number, after receiving,
as they stood massed in the square of St Peter's, the
pontifical blessing, inarched out of Eome, and the temporal
power of the pope iad ceased to exist.
For the rest of his days Pius IX. remained tmmolested
at the Vaticau, while the king resided at the QuirinaL
The pontiff was virtually a prisoner ; and his position,
although viewed with comparative indifference in Eome,
was regarded with not a little sympathy by the Catholic
world at large. The tribute of Peter's Pence was revived
in order to supply, in some measure, the loss of his alien-
ated-revenues ; and numerous pilgnmages, in which dis-
tinguished and wealthy individuals took part, were made
to St Peter's from all parts of Catholic Christendom, and
especially from England. His advanced years, fine pre-
sence, dignified demeanour, and elasticity of spirits
(tmbroken by his adverse fortunes) combined to invest
bott the person and the office of the pope with a kind of
fascination for devout minds, which those about him well
understood how to turn to the best advantage. Occasion-
ally, however, his naturally impetuous temper still mani-
fested itself. The complicity of the Roman Catholic
clergy with the Polish insurrection of J 863 had been
punished by Eussia with excessive rigour, apd, on receiving
the Eussiau deputies who came to offer the customary
felicitations on New Year's J)ay 1866, Pius so far forgot
the proprieties of the occasion as to himself address them
in terms of reproach. A suspension of diplomatic relations
ensued; and Eussia now eagerly availed herself of the
pretext afforded by the promulgation of the new dogmas
to aim a severe blow at Eoman Catholic influence within
her dominions, by annexing to the Eussian Church the
bishopric of Chelm, with a population of over 300,000
souls. Pius showed his resentment by espousing the side
of Turkey in the struggle of that country with the Eussian
power. On the 3d June 1877 he celebrated the fiftieth
anniversary of his consecration to the archbishopric of
Spoleto, and the event was made singularly memorable
by the spectacle of numerous deputations, bearing costly
offerings, from all parts of the world Pius died on the
8th of the following February, and was succeeded by
Cardinal Pecchi as Leo XIII.
The life of Pius has been written by the late J. F. Maguire
(2d ed., 18781, and by Leopold Wappmannsperger, Leben utuI
IVirken des Papstes Pius des NeunUn (Ratisbon, 1878). Both
P I Z — P L A
159
•nthoi-s write from the ultramontane point of view, but the latter
much more ii\ detail, giving original documents and information
respecting events subsequent to 1870 not to be found in English
sources. Nippold's Handbuch dcr neuesten Kirchengeschichte, vol.
ii., supplies an outline of the papal policy in connexion with other
contemporaneous religious movements; and a concise but more
impartial sketch will be found in Kauke, Die rmidschcn Pdpstc
(7tn cd.), ii. 162-208. The literature connected with the Vatican
Council is given under Old Catholics. (J. B. M.)
PIZARKO, FfiANCisco (c. 1471-1541^, discoverer of
Peru, and the principal hero of its conquest, born at
Truxillo in Estremadura, Spain, about the year 1471, was
an illegitimate son of Gonzalo Pizarro, who as colonel of
infantry afterwards served in Italy under Gonsalvo de Clor-
dova, and in Navarre, with some distinction. Of Pizarro's
early years hardly anything is known ; but he appears to
have been only poorly cared for, and his education was cer-
tainly neglected. Shortly after the news of the discovery
of the New World had reached Spain he was in Seville,
and thence found his way across the Atlantic ; there he is
first heard of in 1510 as having taken part in an expedi-
tion from Hispaniola to Urabd under Aloozo de Ojeda, by
■whom, in his absence, he was entrusted with the charge of
the unfortunate settlement at San Sebastian. Afterwards
he accompanied Balboa to Darien; and under Balboa's suc-
cessor, Pedrarias, he received a " repartimento," and be-
came a cattle farmer at Panama, where in 1522 he entered
into a partnership with a priest named Hernando de Luqup
and a soldier named Diego de AIniagro for purposes of ex-
ploration and conquest towards the south. An expedition
along the coast of New Granada (November 1524) was
unfortunate, but supplied various confirmations of rumours
previously heard as to the existence of a great and opuleiit
empire farther to the south. On March 10, 152G, Pizarro,
Almagro, and Luque renewed their compact, but in a
mucli more solemn and explicit manner, to conquer and
divide equally among themselves this empire still undis-
covered, and Pizarro and Almagro, with a force of about
one hundred and sixty men, again sailed from Panama.
The force was too small to effect much at the time, and
was at length recalled by the governor, but Pizarro was
not to be shaken, and, though he was left for months with
but thirteen followers on a small island without ship or
stores, persisted in his enterprise till at length ho had
coasted as far as to about 9° S. lat., and obtained distinct
accounts of the, Peruvian empire. The governor still show-
ing little disposition to encourage the adventurers, Pizarro
resolved to apply to the sovereign in person for help, and
with this object sailed from Panama for Spain in the
spring of 1528, reaching Seville in early summer. After
long and tedious delays, the queen, in Cliarlcs's absence,
executed at Toledo on 26th July 1529 the famous capilu-
lacinn by which Pizarro was upon certain conditions made
governor and captain-general of the province of " New
Castile " for the distance of 200 leagues along the newly
discovered coast, and invested with all the authority and
prerogatives of a viceroy. One of the conditions of the
grant was that within six months ho should raise a suffi-
ciently equipped force of two hundred and fifty men, of
whom one hundred might bo drawn from the colonies ;
but this he had some difficulty in fulfilling. Sailing from
San Lucar clandestinely (for his due complement was not
yet made up) in January 1530, Pizarro was afterwards
joined by his brother Heruati'do with the remaining ves.sels,
and when the expedition left Panama in January of the
following year it numbered three ships, one hundred and
eighty men, and twenty-seven horses. A footing was
established on tlio mainland at Tumbez, whence Pizarro
set out for the interior in May 1532. San Miguel do
Piura was founded a few weeks afterwards, and Caxamarca
entered on November 15th. The subsequent movements
of Pizarro belong to the history of Peru (see vol. xviii. p.
677; and, for authorities, comp. p. 679).
PLAGUE (Xoi/ids, Pestis, Pestileniia). This name has
been given to any epidemic disease causing a great
mortality, and in this sense was- used by Galen and the
ancient medical writers, but is now confined to a special
disease, otherwise called Oriental, Levantine, or Bubonic
Plague, which may be shortly defined as a specific febrile
disease, transmissible from the sick to healthy persons,
accompanied usually by buboes and sometimes by' car-
buncles. This definition excludes many of the celebrated
pestilences recorded in history, — such tis the plague of
Athens, described by Thucydides ; that not less celebrated
one which occurred in the reign of Marcus Aurelius and
spread over nearly the whole of the Eoman world (164-
180 A.D.),i which is referred to, though not fully described,
by the contemporary pen of Galen; and that of the 3d
century (about 253), the symptoms of which are known
from the allusions of St Cyprian (Sermo de Mortalitate).
There is a certain resemblance between all these, but they
were very different from Oriental plague.
Symptoms. — There are two chief forms : — (1) mild plague,
pestis minor, larval plague (Radcliffe), peste fruste, in
which the special symptoms are accompanied by little
fever or general disturbance ; and (2) ordinary epidemic or
severe plague, pestis major, in which the general disturb-
ance is very severe. Cases which are rapidly fatal from
the general disturbance without marked local symp-
toms have been distinguished as fulminant plague (pestis
siderans, jieste foudroyantt).
1. In the minor form of the disease spontaneous
swellings of the glands occur, chiefly in groins and arm'
pits, but also in neck or other parts, which either undergo
resolution or suppurate. There is a certain amcJunt of
fever ; the temperature is rarely high, but has been knowu
to be 104° Fahr. The duration of the disease is ten tc
twenty days usually, but may be eight weeks, for mosi
of which time the general health is little impaired and the
patient able to go about as usual. It rarely, if ever,
causes death, the only fatal case at Astrakhan in 1877
having been so through a complication. The disease is
not obviously contagious ; whether it is propagated by
infection or not is unkaown. It is possibly rather of a
miasmatic character. This form of disease has sometLmef
preceded or followed severe epidemics, as in Mesopotamia
(Irak) on several occasions, 1873-78, and in Astrakhan,
1877 ; its importance in relation to the origin of plague haf
only lately been appreciatcd."
It might be expected that gcadations would be found
connecting this form with the severe epidemic form ; but
this appears to be not usually the case, the latter form
appearing somewhat suddenly and abruptly. Heuco the
minor form has probably often been regarded as a distinct
disease, even when observed in plague coimtries.
2. AlS regards pestis major, or severe plague, tho eyrap
toms appear to have been nearly tho same in all grcjif
epidemics for scleral centuries, if not for two thousnnvj
years, but will be best given from modern observations,
such as those of Surgeon-Major Colvill, Dr CobiadLs, and
others in Irak, and recent observers in India. Tho early
symptoms are sometimes like those of ague (shivers, often
long continued, and pains in the limbs), but combined with
nervous symptoms. The patient becomes distracted, tosses
about in constant fear of something he cannot describe,
' Amm. Martell., Iiiii. 7 ; boo Iloekor, D» PttU AnUmiana,
Berlin, 18S5.
' Payne, Trans. Kpuiem. Snc. nf I^ond., iv. S'j2 ; Tboloian, /.a
Peste en T\mr>uf, Paris, 1880; J. N. Raidcliffo, Report of Lotnl
Oovemment Board, 187a-80 (Supplement, pp. 1A, 48), and orticle
"Plague," in Quain'a Dictionary ojf Medicine, London, 1882.
IGO
PLAGUE
lias a difTiculty in understanding the questions put to liim,
and is slow in answering. He is often described as
staggering like a drunken man. There is severe head-
ache, intense thirst, and severe pain in tlie epigastrium.
The eyes are red and turbid ; the tongue swollen, dry, and
fissured, sometimes black, sometimes remarkably white
(Colvill). This condition may pass into coma even before
fever sets in. In other cases bilious vomiting is the
earliest symptom. The fever which sets in may last
twenty-four to thirty liours, or more. The temperature
maybe 100° to 107° Fahr., or even higher; but in the
most rapidly fatal cases there may be little or no fever.
Generally there is obstinate constipation, but sometimes
diarrhoea. Besides these symptoms there are certain special
ones especially characteristic of plague.
(a) Buboes or glandular swellings are observed in all
except very rapidly fatal cases. They occur in 45 or 50
per cent, of the cases in the groin, in 35 per cent, in the
a.xilla, also less frequently in the neck or other parts.
These swellings may occur before the fever, simultaneously
with it, or some hours after it has set in. A sudden
pain like that of a stab is felt in some region of the body,
which has given rise to the superstition that the unfor-
tunate victim was wounded by the arrow of an invisible
demon, — a belief recorded in Constantinople in the 6th
century, and said still to survive in Mohammedan couti-
tries. The buboes may suppurate, and free discharge of
matter from them has in all times been held to be a
favourable sign and conducive to recovery.
(6) Carbuncles were observed in about 2i or 3 per cent,
of the cases in recent epidemics in Irak. They are always
an unfavourable sign.
(c) Petechiie or hsemorrhagic spots on the skin have
always been regarded as signs of the worst omen. Under
the name of " tokens " they were considered in the English
epidemics of the 16th century as the infallible signs of
approaching death. " They appear generally only a few
hours before death " (Colvill). Hodges (1665) noticed hard-
ness which showed the existence of haemorrhage under the
skin. The skin is sometimes so covered with petechia as to
become of a dark livid hue after death, recalling the name
Black Death (Cabiadis).
The occurrence of the above symptoms, especially the
first, in an idiopathic fever attacking many persons at one
time is sufficient to make the diagnosis of plague.
A very notable and fatal form of the disease is that in
which hffiraorrhages from the lungs, stomach, bowels,
nose, itc, occur. These are of the worst omen, and are
seen in some cases where there are no buboes, and which
are rapidly fatal. This was observed in Irak in recent
epidemics, in the outbreak on the Volga in 1878-79, and in
the plague of India, ft was a noticeable symptom in the
black death, and was observed even in the plague of the
6th century. The bleeding is mostly from the lungs,- and
is sometimes associated wifh other symptoms of lung
affection. This form of the disease appears, however, to
have no distinct historical or geographical limit. A similar
haemorrhaglc form has been observed in small-pox and
scarlet fever, and is always extremely fatal.
In all plague epidemics cases occur in which deatn takes
place very rapidly, even within twenty-four hours, without
the development of the special symptoms of the disease.
Such cases are reported by Diemerbroek, Hodges, and
others in the 17th century, and have been observed in
recent epidemics in Irak, as well as in the recent plague
on the Volga. Some are more like cases of poisoning than
of infection, and much resemble the instances of death
from the exhalations of dead bodies (cadaveric poisoning)
which are met with from time to time. It is these which
have given rise to the expression fulminant plague.
Duration. — The duration of an attack of plague may b«
from some hours to a month. Threc-filths of the cases
observed by Mr Colvill were fatal on the third day, and the
majority of cases in India had the same termination
(Francis). Five-sixths of fatal cases end by the fifth day.
Most of those who survive the fifth day get well; after the
seventh day a patient in Baghdad was considered by his
friends safe ; and In Mr Colvlll's cases only 4 per cent, of
fatal cases died after the tenth day. In non-fatal cases
with suppurating buboes the disease may be i>rotracted
to two or three weeks or a month.
Mortality. — Plague is the most fatal of all known
diseases which affect large numbers of people. The
mortality, according to official registers in Baghdad, was
557 per cent, of those attacked. Lir Cabiadis thinks this
too high, owing to many cases of recovery not being re-
ported. But in some epidemics the proportion of fatal
cases is much higher. In Vetlanka it was about 90 per
cent., and in some other villages on the Volga every persoi>
who took the disease died. The older accounts do not
give the proportion of deaths and attacks.
Morbid Anatomy. — Examinations after death have not
done much to elucidate the nature of plague, except nega-
tively. The appearances are those of death from an acute
infective disease, and resemble those of typhus, except
for the special affection of the lymphatic glands. The
brain and the lungs are found to contain excess of blood ;
the right side of the heart distended, the blood dark-
coloured and undergoing rapid decomposition.^ The spleen
is found enlarged, and in a less degree the liver. The-
stomach and intestinal canal often show signs of inflam-
mation and hcemorrhage, sometimes ulceration. The
characteristic swelling of the lymphatic glands, both ex-
ternal and internal, is often accompanied by inflammation
of the cellular tissue around. Petechial patches are some-
times found on the internal organs.^
Pathology of Plague. — All that is known of plague goes
to show that it is a specific febrile disease depending on
the reception into the body of a specific organic contagion,
which becomes multiplied in the body of the patient.
Analogy makes it very probable that this contagion is a
living organism of the class Bacteria, but the suspected
organism has not yet been discovered. The nearest ally
of plague is typhus fever, so that some authorities have
spoken of it as the typhus of hot climates, modified by
temperature, ic, but this opinion does not appear to have
ever been held by any competent physician who has
examined the disease at first hand. It appears to be as
distinct from typhus as this is from enteric fever, or other
so-called typhoid diseases. It has also been thought that
plague is related to intermittent or remittent malarious
fevers ; but the most recent observations show that there
is no real connexion between these diseases. In India,
says Dr Francis, neither intermission nor remission has
ever been observed in plague. It is quite distinct from
and in no way modified by the types of fever that are
caused by malaria. Dr Cabiadis speaks to the same effect
of plague in Irak, and insists that the physical conditions
which favour the production of marsh poison are not
necessarily favourable to plague.
External Conditions of Plague. — The nature of the soil
This post-mortem decomposition of the blood is doubtless the
cause of some appearances described with ^reat' pni-ticularity in the
older accounts.
' Our knowledge of the morbid anatomy of plague is derived almost
entirely from the observation of the Frencli physicians in Egypt during
the epidemic in 1835-36. Earlier observations are of no value, and in
later epidemics of Irak and Russia none have been made. In Ind;»
Drs Pearson and Francis made a few autopsies. Clot-Bey, De ''
Pesle en igtjpte, Paris, 1840 ; Bulard, De la Peste Orientate, Pari'-.
1839; Francis, Indian Annals of Medical Science, vol. i., 1854.
PLAGUE
161
bas little influence on plague. It may flourish in alluvial
deltas, on calcareous ridges or granitic mountains. ^Moisture
in the soil has generally been thought to be an important
factor in its production, but, though often found in marsh
situations, such as the banks of the Nile, the Euphrates,
or even the Volga, it also occurs in India at elevations
approaching 7000 feet, and in Kurdistan at 5000 to 6000
feet above the sea.
The temperature most favourable to plague is a moder-
ately high one. The disease is unknown in the tropics.
When prevalent in Egypt it was said never to penetrate
farther south than Assouan. It has not crossed the plains
of India within historic times. Where the disease does
occur, a temperature of 80° to 85° or more, combined
with absence of moisture, usually stops the epidemic. In
Egypt it was observed to cease as an epidemic almost
suddenly about the 22d to 24th of June, and not to begin
again till September. In Irak it dies out suddenly during
the summer. When the temperature rises above 86° it
begins to diminish; and it ceases abruptly at a temperature
of 113°. In India it has been observed by Dr Francis
when the temperature of his tent was 83° to 95°, or in a
grass hut to 105°, while the air was moist ; but he thinks
a lower temperature with dryness renders the poison inert.
On the other hand, in northern countries, the disease is
usually checked by the cold of winter, starts up in the
spring, and is most active in August and September. To
this rule there have been some remarkable exceptions,
such as the epidemic on the Volga in 1878-79, which
raged during severe winter weather, and the great plague
of Moscow in 1770.
Sanitary Conditions. — Of al! the co-operating causes of
the plague, undeanlinem is the most powerful, — meaning
Ijy this the accumulation of decaying animal matter around
human bodies or dwellings. The saturation of the soil
with filth is perhaps the most important point. A plague
seat in Mesopotamia is thus described by Colvill : — " The
ground is so saturated with moisture that the refuse of the
village is neither absorbed nor evaporated, but . . .
acquires the form of a bluish-black oily fluid, which sur-
rounds the huts and covers the paths, and stains the walls
2 feet from the ground ; and, in fact the village is in such
a state of filth that it requires to be seen to be believed."
Of the people among whom the Pali plague of India
raged it is said " they were filthy beyond conception "
(Francis). There can be little doubt that European cities in
the Middle Ages, and down to the 17th century, presented
very similar conditions. These conditions may be con-
sidered to act by supjilying a suitable environment for the
life and growth of the organized poison (or bacterium)
outside the human body. Where these are wanting one
of the main factors in the spread and permanence of the
disease will be absent, a fact which makes it probable that
increased cleanliness is the chief cause of the disappearance
of plague from Europe.
Overcrowded dwellings, especially with deficient ventila-
tion, greatly favour the spread of the disease ; but this is
not necessarily correlative with density of population, and
plague may flourish in thinly-peopled countries.
Of social conditions poverty has by far the most power-
ful influence on the spread and development of plague.
Many plague epidemics have fol jwed on years of famine,
or been connected with destru..tion of crops and cattle.
The races among which the disease is endemic are almost
without exception under-nourished, if not destitute. In
the villages on the Volga there api>eared to the writer, in
1879, to bo little destitution, though the diet of tJie people
was very meagre. In all city epidemics the poor are the
chief or almost the only sufferers. This is as true of
Baghdad in the 19th century as it was of London in the
17th. Those of the upper classes who have been attacked
have been chiefly doctors, clergy, officials, and others
whose occupations take them among the sick.
Origin and Spread of Plague. — Although the above-
mentioned conditions are those in which plague originates,
and may be considered in a general way essential to its
continued existence, it is plain that they do not account
for its origin. . Poverty, overcrowding, filth, and marsh
soil, with a temperature suited to plague, occur in many
parts of the world where this disease has never been heard
of or has ceased to exist. The geographical distribution
of diseases cannot, any more than the distribution of
plants or animals, be explained by climatic causes alone.
With regard to plague it is quite clear that there are some
parts of the world where it is at home, or, as the phrase is,
" endemic. " In other parts it is probable (or, as some think,
certain) that its existence, and even its periodical recur-
rence, depend on importation from an endemic centre.
Although it is not always easy to distinguish between
these cases, they must be considered separately.
In the case of an endemic disease we suppose that the
poison is either kept in existence by continued transmission
from one case to another, or that it can subsist outside the
human body in soil, water, or otherwise. The first mode
of existence is that of a pure contagious disease, such as
small-pox ; and it is plain that this mode of continued
existence obtains in the case of plague also. It is not,
however, clear that the second may not also be one of the
modes of existence of plague, which would then be a so-
called "miasmatic" disease like ague, as well as a conta-
gious one. In India, for instance, the disease appears as if
it depended on a poison in the soil, since it returns years
after to the same spot, appearing in many villages simul-
taneously ; and some morbid influence causes the death of
animals (rats) which live under ground. Similar facts
have been observed in China; and, if further inquiry
should confirm the hypothesis, it would show that plague
is (like anthrax or the " steppe murrain " of cattle) both
miasmatic and contagious. If so, there is no difliculty in
supposing the disease to be carried by contagion to a
distant part, and there to be established in the soil, for a
longer or shorter period, as the conditions are more or less
favourable. The adoption of this hypothesis would remove
many of the difficulties attending the explanation of
plague epidemics, and to some extent reconcile the contro-
versies of the last three centuries between the " contagi-
onist " and " non-contagionist " scht)ols. It has been
maintained by the former that European epidemics have
always been caused by the importation of the disease from
its homo in the East, by the latter that it arose on
European soil in the same way as in Egypt or Syria.
In the case of an imported non-endemic disease, the
only question which arises is how tho importation is
effected, — whether the disease ....y be brought by the air
alone, whether by infected persons only, or whether also
by objects which have been in close relation to infected
persons. Transmission of the disease by tho air cannot
bo pronounced impossible ; and there are facts to show
that it is even probable with distances measured by yords,
or possibly even hundreds of yards ; but there is no evidence
whatever that the di.scaso has ever been carried by tho air
over distances measured by milea. Transmission of tho
disease by infected persons over longer or shorter distances,
and from one country to another, is an established fact.
Transmission by infected objects over great distances and
from one country to onother seems less cliarly established.
Tho last two ca.scs must bo separately considered.
1. It is clear that tho first necessary condition to such
transmission is contagion, or transference (jf the- disease
from tho sick to the healthy. The existence of contagion
1 02
PLAGUE
is shown by such facts as these : — when a case of plague
breaks out in a house the other inmates are extremely
likely to take the disease ; and cveB in severe forms the
plague does not cease till it has afiected all or nearly all
the°hous6hold. This is indisputably an almost universal
law. In the plague of Lond^;: in 1603 it was said the
disease entered hardly any house but it seized all that
lived in it. And in 1879, on the Volga, in one village,
as was ascertained by' Mr Colvill and the present writer,
the plague attacked £ve houses containing thirty-three
persons, all of whom except two took the disease and died.
In this respect plague resembles typhus. In the next
place the disease will spread from an infected house to
persons who have close relations with it. Thus in the
villages on the Volga it was noticed that after one family
was affected cousins and relations by marriage were the
next to be attacked. Doctors and those visiting the house
are also exposed to the risk, though in a less degree. In
Vetlanka on the' Volga three physicians and six surgical
assistants died. On the ether hand, doctors in some
instances have singularly escaped from being attacked
by the disease. In Egypt, in 1835, out of ten French
physicians engaged one only died, nor was this immunity
secured by any precautions. These experiences'do not prove
that the disease is not contagious, but they modify the ex-
aaserated notions which have been held on the subject.
The facts appear to be expressed by saying that^ it may
undoubtedly be communicated from one person to another,
but chiefly by breathing the air of the sick room, and thia
generally from prolonged not from momentary exposure, —
so that the possibility of communication by chance meet-
ings and similar contingencies may be disregarded. This
view is that of Dr Cabiadis and others who have studied
plague in Irak where no doctor or assistant, with one
exception, suffered from the disease. It is not inconsist-
ent with the experience recorded in Egypt. But it. is
clear that the intensity of . contagion varies greatly in
different epidemics. Modern experience contradicts the
belief formerly entertained that contact with plague
patients was the only or even the chief means of acquiring
the disease. Everything tends to show that the atmo-
sphere immediately surrounding the patient is the most
effectual conveyer of contagion, and' more effectual in pro-
portion as the poison is concentrated. Precisely the same
relations are observed with regard to typhus.
It has been disputed whether dead bodies convey infec-
tion of plague. Formerly the contagion from this source
was greatly dreaded, and the task of burying thought to,
be specially dangerous. But the French in Egypt made
more than a hundred post-mortem examinations without
precautions and without harm. In Mesopotamia and in
Russia no autopsies were made, but in the latter country
some striking instances were noted of those engaged in
burying the dead themsv.vos dying of the plague.- On the
whole both facts and analogy lead to the belief that the
disease maybe derived from touching or being near a dead
body, but not that there is any special danger of infection
from this source.
2. It is a very momentous ' question whether the con-
tagion is capable of being conveyed by clothes and other
objects which hav« been in contact with the sick. The
very general belief that this is so has been controverted
only by the French physicians in Egypt, one of whom,
Bulard, himseK wore a shirt, taken 'direct from the body
of a plague -paliient, for two days. They also state that
in Egypt it was ctBtomary,- when a plague epidemic was
over, to sell the clothes and effects of those who had died
of plague, without, as is affirmed, communicating the dis-
ease. In Constantinople they were customarily sold at
once ; and it is alleged that the dsalers in old clothp-s did
not specially suffer. In 1835 the hospital at Cairo, 'Whera
3000 plague patients had been treated, was used, without
even changing the bed coverings, immediately after the
epidemic for other patients, without harm. Negative
instances of this kind might be multiplied, but their im-
portance is . diminished by the consideration that the
communicability of plague, by whatever means, is always
found to become spontaneously weak at the decline of
the epidemic, till it is extinct altogether. While the
epidemic influence la-sts there is abundant evidence that
infected clothes, &c., are among the means by which the
disease -spreads. In Egypt, in 1835, two criminals con-
demned to death were for the sake of experiment placed
in the clothes and beds of those who had died of plague,
and both took the disease, one dying. Instances are given
by White {Treatise on the Plagtte, p. 161, London, 1847)
of the disease spreading " like wildfire " through the dis-
tribution of infected garments, and of those engaged in
disinfecting clothes and other objects being suddenly seized
with the complaint, e.g., on opening a box containing
infected garments. While the reality of this mode of com-
munication cannot reasonably be doubted, it admits of
some question whether the plague has ever been thus con-
veyed over great distances, or from one country to another.
The best known instance ia England is the alleged. trans-
mission of plague from London to the village of Eyam in
Derbyshire in 1665 by an infected parcel of clothes, — a
story which cannot be criticized at this distance of time,
but which presents some weak points.^ Dr Cabiadis states
that he has seen plague thus conveyed in Irak to places
outside the existing focus of infection, but gives no details.
On the whole we must consider the exportation of plague
by clothes over great distances, and into countries not
subject to the same epidemic conditions *s the infected
country, " not proven."
The communication of "plague by merchandise or objects
not personal, conung from an infected country, rests upon
still more defective evidence, though at one tine generally
believed. In virtue of this belief all goods, especially
those regarded as susceptible (as wool, furs, raw cotton,
&c.), were, when coming from an infected or suspected
country, subjected to disinfection under special regula-
tions. But there is really no evidence that plague was
ever thus transmitted or that these regulations kept it
out. On the contrary there are numberless instances of
this supposed cause having failed to operate when it might
have been most expected to do so.
During the plague at Alexandria in 1835, which
destroyed 9000 persons in that city, the exportation of
cotton from the Government warehouses was never inter-
rupted, though the plague was most destructive in those
very buildings. It was loaded on English and other ships
without any precautions whatever. Twenty-five ships,
eight of which were infected with plague, conveyed cotton
amounting to 31,000 bales to England. Nevertheless no
case of plague is known to have occurred among the
quarantine officers or others engaged in unloading these
ships or disinfecting their cargoes in quarantine. Equally
large quantities were exported to MarseiUes and Trieste,
and smaller quantities to other ports, with the same result.
Further, no case of infection has occurred among quaran-
tine officers or persons e: iployed to disinfect goods, from
this cause alone, either at Marseilles since 1720, or at any
European lazaretto.^ The conclusion is that the fear of
importation of plague by merchandise coming from an
infected country rests on no solid foundation.
By whatever means, there is no doubt that plague is
' See W. Wood, Bistory of Eyam, London, 1848.
2 Laidlaw, quoted in Pru3, Rapport, p. 479.
PLAGUE
1G3
difTuseJ or "spreads" from one place to another, and that
its spread is connected mediately or immediately, in most
cases at least, with human intcrcotirse. But this diffusion
appears to take place as a rule slowly, and to be effected by
the formation of new foci of contaminated atmosphere.
Such foci on land will bo inhabited houses, and the disease
■will creep in a gradual though irregular manner from house
to house and street to street. It was so in London in
1665 ; and in llussia"in 1878, as has been said, the disease
-was confined to one village for two months, though for
great part of the time communication was perfectly open.
In 1834 piaguc existed eight months at Alexandria before
passing to Daniietta and Mansoorah, though traffic was
quite uninterrupted. These new foci of disease are doubt-
less mostly produced by persons infected with the disease,
actually or ip incubation, who form a contaminated atmo-
sphere around thew in a place previously healthy.
Trq.nsmission of the disease by sea may take place in the
same manner, — a ship forming a focus of disease as easily
as a house,, and being obviously specially liable to concen-
trate the poison. It is by a floating atmosphere of plague,
and not by casual contaminated objects, that the disease
has been conveyed, when it has been, from one port to ;
another of the Mediterranean. The reality of the mode of
transmission is shown by the fact that between 1720 and
1846 twenty-five ships arrived at French and Italian ports
with the plague among their crews ; and in the case of
those arriving at Marseilles (ten in number), which were
carefully observed, there were several instances of plague
being communicated in the lazaretto to surgeons and
others, or to those placed in charge of the ships. Of
these persons several died, — without, however, any exten-
sion of the disease to the town. From this it is clear that
jilague may be transmitted by ships, and may sj)read at
the point to which it is conveyed, if the surrounding cir-
cumstances are favourable. , In all these cases the ships
iad left the infected ports at a time when an epidemic of
plague, and not merely sporadic cases, prevailed there.
No similar facts are on record as to the importation of
3)lague by ships to England,- — the probable cause of this
■difference being the greater length of the voyage from the
Levantine ports, and the precautions taken at those ports
to preventthe shipment of infected persons orgoods. Plague
lias never been brought to an English quarantine station.'
In such cases it must remain undetermined whether the
<li8ease would have spread, had it not been interrupted by
tbe quarantine. As we have seen, plague will often die
out in the cswes which convey it without spreading ; and
lience some have supposed (with .Sydenham) that an
*' epidemic constitution " is necessary at any particular
time and place in order that the disease should become
general, but the practical value of this law is diminished
i>y the fact that there is no means of recognizing the
epidemic constitution except by the actual production of
an epidemic
Plague, like all similar diseases, and in a specially high
degree, is subject to the law of periodicity. Even when it
Js most strictly endemic it seldoms prevails continuously,
bnt appears in definfte outbreaks, or epidemics, with intcr-
■vals in which there are either no cases of plague or only
«o-callod sporadic cases. This may be partly due to the
general law that the susceptibility of the population ic ?.
special disease is exhausted by an epidemic, partly to the
immensely increased transmiasibility of the disease caused
by the increased number of cases, so that when once a
certain stage of severity has been reached the disease pro-
gresses in a far more rapid ratio. In most epidemics of
|)lague there is at one time a sudden and alarming increase
' Prus, Rapport sur la Pestr, Pari.i, 1846, p. 133 ; Report of Com-
•aillcc of Uouso of Coiumona, 1810, p. 101.
in mortality ; but, by a law not yet understood, each
epidemic is liable to a spontaneous .decline, which is some
times sudden. This may be connected with rise or fall in
the temperature of the air, but is not always so. The
disease may be dormant during the cold or hot weather
(as the case may be) and reappear when the temperature
is favourable again, but not necessarily. It is generally
agreed that plague is transmissible to another country
only when it is epidemic, and not from sporadic cases.
Incubation. — It is a very important question what time
may elapse between a person receiving the poison and
showing symptoms of the disease. The usual time of
incubation ajipears to be from three to five days. In
certain very malignant epidemics this period may be
shortened, and, it is thought, reduced to even less than a
day. In rare cases incubation may be prolonged to eight
days. There are doubtful accounts of ten days' incubation.
Generally a week's observation ^ would show whether a
suspected person was really affected or no. It has been
thought that articles contaminated by contact with plague
patients may retain the power of communicating the disease
for weeks, months, or even years ; but of this there is no
adequate proof.
Treatment. — No special line of treatment has proved
efficacious in checking the disease once established.
Special symptoms are -treated in accordance with the
ordinary rules of practice, and need not here bo con-
sidered; Free ventilation appears to be of the greatest
service in preventing the spread of the disease, and pro-
bably in promoting recovery.
Freventinn. — ^There can be no doubt whatever of the
efficacy of hygienic measures in rendering a lecality
unsuitable for the spread of plague. Such measures
include, not only personal cleanliness, but especially the
removal of all foul organic matters, good drainage, and
))revention of overcrowding ; all such measures might be
looked upon by our readers generally as matters of course,
but are quite unknown in most of the homes of plagus.
Since there is no doubt that plague may be carried frcm
places where it prevails epidemically, measures to prevent
such importation cannot be neglected. The best known of
such measures is the system of quarantine first produced
about 1480. See Quarantine. The efficiency of quaran-
tine has been much discussed, and very strong opinions
have been expressed for and against it. The subject is too
large for discussion here ; but it would appear tl;at, while
the system a-s originally applied in the Jlediterranean,
when traffic was compaiatively slow and infrequent, aud
when European cities presented an extremely Jfavourable
soil for plague if introduced, was a real protection, the
regulations have long ceased to correspond to the actual
state of medical knowledge ; and, in addition, it would
be impossible to apply them to our crowded traffic. The
alternative is a system of medical in-spection of all arrivals
in our ports, and strict isolation of ships in which plngue
has occurred or is suspected. Such a ship should then bb
treated as an infected house.
['reixulion of the .Sj/ivad of Plague. — When cases ot
plaj;ue have once occurred in a town or on board a ship in
port, the house or shij) should be emptied of its inhabit
ants, the sick removed to a hospital, the sound placed
in an isolated building and subjected to ob»cr\'ation for at
least a week, or, better, ten days. The clothes of sick
per.sons ha<U better bo burnt, their bedding and furniture
completely di.sinfected. The house should in the mean
time be rigidly closed until it has been disinfected. If
these measures are taken in time, there can bo no objection
to allowing free emigration of the population. •■ Isolation
of the ploce by a " sanitary cordon " would only bo possible
• Prus. Itapporl, J. IBfl,
164
PLAGUE
in very exceptional positions, and as a rule would aggravate,
by overcrowding, the intensity of the disease within.
History of the Plague. — The first historical notice of the plague
is contained in a Iragment of the physician Eufus of Ephesns,
who lived in the time of Trajan, preserved in the Collections of
Oribasitis.^ Rufus speaks of the buboes called pestilential as being
specially fatal, and as being found chiefly in Libya, Egypt, and
Syria. He refers to the teatimony'of a physician Dionysius, who
lived probably in the 3d century B.c. or earlier, and to Dioscorides
and Posidonius, who fully described these buboes in a work on the
plague which prevailed in Libya in their time. Whatever the
precise date of these physicians may have been, this passage shows
the antiquity of the plague in northern Africa, which for centuries
was considered as its home. The great plague referred to by Livy
(Ix., Epitome) an dmore fully by Orosius {Uistor., iv. 11) was pro-
bably the same, though the symptoms are not recorded. It is
reported to have destroyed a million of persons in Africa, but is
not stated to have passed into Europe.
It is not till the 6th century of our era, in the reign of Justinian,
that we find bubonic plague in Europe, as a part of the great cycle
of pestilence, accompanied by extraordinary natural phenomena,
which lasted fifty years, and is described with a singular misunder-
standing of medical terms by Gibbon' in his forty-third chapter.
The descriptions of the contemporary writers Procopius, Evagrius,
and Gregory of Tours ar« quite unmistakable." The plague of
Justinian began at Pelusium in Egypt in 542 a.d. ; it spread over
Egypt, and in the same or the next year passed to Constantinople,
where it carried off 10,000 persons in one day, with all the
symptoms of bubonic plague. It appeared in Gaul in 546, where
it is described by Gregory of Tours with the same symptoms as
Uies inguinaria (from the frequent seat of buboes in the groin).
In Italy there was a great mortality in 543, but the most notable
epidemic was in 565, which so depopulated the country as to leave
it an easy prey to the Lombards. In 571 it is again recorded in
Liguria, and in 590 a great epidemic at Kome is connected with the
pontificate of Gregory the Great. But it sprea/i in fact over the
whole Roman world, beginning in maritime towns and radiating in-
land. In another direction it extended from Egypt along the north
coast of Africa. Whether the numerous pestilences recorded in the
7th century were the plague cannot now be said ; but it is pBssihle
the pestilences in England chronicled by Bede in the years 664, 672,
679, and 683 may have been of- this disease, especially as in 690
pestis inguinaria is again recorded in Rome. For the epidemics of
the succeeding centuries we must refer to more detailed works.'
It is impossible, however, to pass over tlie gi'eat cycle of epi-
demics in the 14th century known as the Black Death. Whether
in all the pestilences known by this name the disease was really
the same may admit of doubt, but it is clear that in some at least
it was the bubonic plague. Contemporary observers agree that
the disease was introduced from the East; and one eye-witness,
Gabriel de Mussis, an Italian lawyer, traced, or indeed accom-
panied, the march of the plague from the Crimea (whither it was
said to have been introduced from Tartary) to Genoa, where with
a handful of survivors of a Genoese expedition he landed pro-
bably at the end of the year 1347. He narrates how the few that
had themselves escaped the pest transmitted the contagion to all
they met.* Other accounts, especially old Russian chronicles,
place the origin of the disease still further to the east in Cathay
(or China), where, as is confirmed to some extent by Chinese
records, pestilence and destructive inundations are said to have
destroyed the enormous number of thirteen millions. It appears
to have passed by way of Armenia into Asia Minor and thence to
Egypt and northern Africa. Kearly the whole of Europe was
gradually overrun by the pestilence. It reached Sicily in 1346,
Constantinople, Greece, and parts of Italy early in 1347, and
towards the end of that year Marseilles. In 1348 it attacked
Spain, northern Italy and Rome, eastern Germany, many parts of
France including Paris, and England; from England it is said to
have been conveyed to the Scandinavian countries. In England
the western counties were first invaded early in the year, and
London in November. In 1349 we hear of it in the midlands ; and
in subsequent years, at least till 1357, it prevailed in parts of the
country, or generally, especially in the towns. In 1352 Oxford
* Lib. xliv. cap. 11 ,—(Euvre$ de Oribase, ed. Bussemaker and Daremberg, Paris,
1851, vnl. 111. p. 607.
2 Evagrius, ffisl. Ecclet., Iv. 29 ; Procoplns, De Bella Persico, ii. 22, 23.
* See Noah Webster's History of Epidemic Diseases^ 8vo, 2 vols., London, 1800
<a work which makes no pretension to medical learning, but exhibits the history
of epidemics in connexion with physical cMsasters, aa earthquakes, famines, Ac);
Lersch, Kleine Pest-Chronik, 8vo, 1880 (a convenient short compendium, but not
always accurst*); " Athanasil Kircherl Chronologia Peslium " (to 1656 a.d.), in
Scrutinium Pestis (Rome, 1658), Leipsic, Ifffl, 4to; Bascome, History of Epidemic
Pestilences, London, 1851, 8vo. The most complete medical history of epidemics
is Haeser's Qeschichte der epidemischen Krankheiien (3d edition, Jena, 1882), form-
InK the third volume of his History of Medicine.
* See the oHginal account reprinted with other documents in Haeser, Op. cit.;
also Hecker, Epidemics of the Middle Ages, ti ans. by Babington, Sydenham Soc,
London, 1844 ; Volkskrankheiten des Mitlelalters, ed. Hirsch., Berlin, 1865 ; R.
Hoenlger, Der Schwarze Tod in Deutsehland, Berlin, 1882.
lost two-thirds of her academical population. The oiilbrcaks of
1361 and 1368, known as the second and thiid plagues of the reign
of Edward III., were doubtless of tho same disease, though by
some historians not called the black death. Scotland and Ireland,
though later affected, did not escape.
The nature of this pestilence has been a matter of much contro-
versy, and some have doubted its being truly the plague. But
when the symptoms are fully described they seem to justify this
conclusion, one character only being thought to make a distinction
between this and Oriental plague, viz., the special implication of
the lungs as shown by spitting of blood and other symptoms. Guy
de Chauliac notes this feature in the earlier epidemic at Avignon,
not in the later. Moreover, as this complication was a marlced
feature in certain epidemics of ])lague in India, the hypothesis has
been framed by Hirsch that a special variety of plague, pestis
Indica, still found in India,' is that which overran the world iu the
14th century. But the same symptoms (haemoptysis) have been
seen, though less notably, in many plague epidemics, even in the
latest, that in Russia in 1878-79, and, moreover, according to the
latest accounts, are not a special feature of Indian plague. Accord-
ing to Surgeon-General Francis (Trans. Epideth. Soc., vol. v.
?. 398) " hsemorrhage is not an ordinary accompaniment " of
ndian plague, though when seen it is in the form of haemoptysis.
It seenis, therefore, impossible to make a special variety of Indian
plague, or to refer the black death to any such special, form.
Gabriel de Mussis describes it even in the EasV, before its arrival in
Europe, as a bubonic disease.
The mortality of the black death was, as is well known, enor-
mous. It is estimated in various parts of Europe at two-thirds or
three-fourths of the population in the first pestilence, in England
even higher, but some countries were much less severely affected.
Hecker calculates that one-fourth of the population of Europe, or
25 millions of persons, died in the whole of the epidemics. It b
hardly necessary to dwell upon the social results of this terrible
mortality. In England great part of the country remained unfilled,
and tho deficiency of labourers was such as to cause a sudden rise
of wages, which, in spite of attempts to check it by legislation, is
thought to have effected the final emancipation of the labouring
class. On the other hand a great transfer of property to Iho
church took place, with what results is well known.
In the 15th century, the plague recurred frequently in nearly all
parts of Europe. In the first quarter it was very destructive in
Italy, in Spain (especially Barcelona and Seville) , in Germany, and
in England, where London was severely visited in 1400 and 1400,
and again in 1428. In 1427 80,000 persons died in Dantzic and the
neighbourhood. In 1438-39 the plague was in Germany, audits
occurrence at Basel was described by .ffineas Sylvius, aiterwards
Pope Pius II. In 1448-. 0 Italy (Kircher), Germany (Lersch, from
old chronicles), France, and Spain were ravaged by a plague supposed
to have arisen in Asia, scarcely less destructive than the black
death. England was probably seldom quite free from plague, but
the next great outbreak is recorded in 1472 and following years.
In 1466 40,000 persons died of plague in Paris; in 1477-85 the
cities of northern Italy were devastated, and in 1485 Brussels.
In the fifteenth year of Henry VII. (1499-1500) a severe plague in
London caused, the king to retire to Calais.
'The 16th century was not more free from plague than the 15th.
Simultaneously with a terrible pestUence which is reported to have
nearly depopulated China, plague prevailed over Germany, Holland,
Italy, and Spain in the first decade of the century, and revived at
various times in the first half. In 1529 there was plague in Edin-
burgh ; in London in 1537-39, and again 1547-48 ; and also in the
north of England, though probably not absent before. Some of
the epidemics of this period in Italy and Germany are known by
the accounts of eminent physicians, as Vochs, Fracastor, Mercuri-
alis, Borgarucci, Ingrassia, Massaria, Amici, &c.,' whose writings
are important because the question of contagion first began to be
raised, and also plague had to be distinguished from typhus fever,
which began in this century to appear in Europe.
The epidemic of 1563-64 in London and England was very
severe, a thousand dying weekly in London. In Paris about this
time plague was an everyday occurrence, of which some were less
afraid than of a headache (Borgarucci). In 1570 200,000 persons
died in Moscow and the neighbourhood, in 1572 50,000 at Lyons ; in
1568 and 1574 plague was at Edinburgh, and in 1570 at Newcastle.
When, however, in 1575 a new wave of plague passed over Europe,
its origin was referred to Constantinople, whence it was said to
have spread by sea to Malta, Sicily, and Italy, and by land through
the Austrian territories to Germany. Others contended that the
» Vochs, Opmculum de Pestilenlia, 1537 ; Fracastorius, "Dc Contagione, &c.."
Opera, Ven.,'l555 ; Hleron. Merourialis, De Pcste, pnesertim dr. Vencta et Pata-
vina, Basel, 1577; Prosper Borgarutius, De Peste, Ven., 1685, ,8vo ; .Filippo
Ingrassia, fnformatione del pestifero morbo . . . Palermo e . . . Regno di
Sicilia, 1.575-76, 410, Palermo, 1676-77; A. Massaria. De Pcste, Vcn., 1597;
Diomedes Amicus, Tres Iractatus, Ven., 1599, 4to; Victor de Bonagentlbus,
Decern Problemata de Pesle, Ven., 1556, 8vo; Georpius Agricola, De Pcste hbii
tres, Basel, 1654, 8vo. The works of Englisli physicians of tliis period arc of litlle
medical value ; but Lodge's Treatise oflhePlague (London, 160S) deserves mention.
PLAGUE
1G5
disease originated locally; anJ, indeed, considering previous history,
HO importation of plague would seem necessary to explain its pres-
ence in Europe. Italy suffered severely(Vcnice,inl576,lost 70,000);
the north of Europe not less, though later ; London in 1580-82. In
1585 Breslau witnessed the most destructive plague known in its
liistory. The great plague of 1592 in London seems to have been a
jiart of the same epidemic, which was hardly extinguished by the
end of the century, and is noted in London again in 1599. On the
whole, this century shows a decrease of plague iu Europe.
In the first half of the 17th century plague was still prevalent
in Europe, though considerably less so than in the Middle Ages.
In the second half a still greater decline is observable, and by the
third quarter the disease had disappeared or wa's disappearing from
a great part of western Europe. The epidemics in England will
be most conveniently considered In one series. From this time
onwards we have the guidance of the " Bills of Mortality " issued
in London, which, though drawn up on the evidence of ignorant
persons, are doubtless roughly true. The accession of James I. in
1603 was marked by a very destructive plague which killed 38,000
in London. In this and subsequent years the disease was widely
difl'used in England — for instance, Oxford, Derbyshire, Newcastle.
It prevailed at the same time in Holland, and had done so some
years previously in northern Germany. In the same .year (1603)
one million persons are said to have died of plague iu Egypt. This
plague is said to have lasted eight years iu London. At all events
in 1609 we have the second great plague year, with a mortality of
11,785. After this there is a remission till about 1620, when
jilague again began to spread in northern Europe, especially
Germany and Holland, which was at that time ravaged by war.
In 1025 (the year of the siege of Breda iu Holland) is the third
great London plague with 35,417 deaths, — though the year 1624
was remarkably exempt, and 1626 nearly so. In 1630 was the
great plague of Milan, described by Ripamonti.' In 1632 a severe
epidemic, apparently plague, was in Derbyshire. 1636 is the
fourth great plague year in London with a mortality of 10,400, and
even in the next year 3082 persons died of the same disease. The
same year 7000 out of 20,000 inhabitants of Newcastle died of
plague; in 1635 it was at Hulk About the same time, 1635-37,
plague was prevalent in Holland, and the epidemic of Nimeguen
IS celebrated as having been described by Diemerbroeck, whose
v/otk . (TraclaCus de Pcsle, 4to, 1641-65) is one of the most
important on the subject. The English epidemic was widely
spread and lasted till 1647, in which year, the mortality amount-
ing to 3597, we have the fifth epidemic in London. The army
diseases of the Civil Wafs were chiefly typhus and malarial .fevers,
but plague was not unknown among them, as at Wallingford Castle
(Willis, "OfFeavcrs,";fo)-i!:s, ed. 1681, p. 131)aud Dunstar Castle.
From this time till 1664 little was heard of plague in England,
though it did not cease on the Continent. In Ireland it is said to
have been seen for the last time in 1650.'
In 1656 one of the most destructive of all recorded epidemics
in Europe raged in Naples ; it is said to have carried off 300,000
persons in the apace of five months. It passed to Korae, but there
was much less fatal, making 14,000 victims only — a result attri-
buted by some to the precautions and sanitary measures introduced
by Cardinal Gastaldi, whose work, a splendid folio, written on
this occasion (Tractalva de averUiula et projliganda peste politico-
legalis, Bofogna, 1684) is historically one of the most important
on the subject of quarantine, &o. Genoa lost 60,000 inhabitants
from the same disease, but Tuscany remained untouched. The
comparatively limited spread of this frightful epidemic in Italy at
this time is a most noteworthy fact. Minorca is said to have been
depopulated. Nevertheless the epidemic spread in the next few
years over Spain and Germany, and a little later to Holland, where
Amsterdam in 1663-64 was af;ain ravaged with a mortality given as
50,000, also Rotterdam and Haarlem. Hamburg suffered in 1664.
The Oreat Plague of London. — The preceding enumeration will
have prepared the reader to view the great plague of 1664-66 in its
true relation to others, and not as an isolated phenomenon. The
preceding years had been unusually free from plague, and it was
not mentioned in the bills of mortality till in the autumn of 1664
(November 2d) a few isolated cases were observed in the parishes
of St Giles and St Martin's, Westminster, and a few occurred in
the following winter, which was very severe. About May 1C85 the
disease again became noticeable, and spread, but somewhat slowly.
Boghurst, a contemporary doctor, notices that it crept down Hol-
bora and took six months to travel from the western suburbs (St
Giles) to the eastern (Stepney) through the city. The mortality
rapidly rose from 43 in M.iy to 690 in Juno, 6137 in July, 17,036 in
August, 31,159 in September, after which it began to decline. The
total number of deaths from plague in that year, according to the
hills of mortality was 68,696, in a population estimated at 400,000,'
' Joaephua Rlpomonllm, De Petit annt 1650, Milan. 1641, 4to.
' For thti period sco Index to l{ememl>ranc(a In Arehtvit of Clly cf LcnJon,
I.'j79-166-I, Land., 1878; IHcliardson, I'lague and PatUcnce in Norlli of Enotani
Newc.isHe, 1902.
' GrauDt, Obiervationl on tin DilU of iforlalUt, 3d cd.. Londoi>. 'MS.
out of whom two-thiicls arc supposed to have lied to escape the
contagion. This number is likely to be rather too low than too
high, since of the 6432 deaths from spotted fever many were pro-
bably really from plague, though not declared so to avoid painful
restrictions. In December there was a sudden fall in the mortality
which continued through the winter ; but in 1666 nearlv 2000
deaths from plague are recorded.
According to some authorities, especially Hodges, the piague wiis
imported into London by bales of merchandise from Holland, which
came originally from the Levant ; according to others it was intro-
duced by Dutch prisoners of war ; but Boghurst regarded it as of
local origin. It is in favour of the theory that it spread by some
means from Holland that plague had been all but extinct in
London for some seventeen years, and prevailed in Holland in
1603-04. But from its past his*ory and local conditions, London
might well be deemed capable of producing such an epidemic. In
the bills of mortality since 1603 there are only three years when no
deaths from plague are recorded. The uncleanlincss of the city
was comparable to that of Oriental cities at the present day, and,
according to contemporary testimony (Garencieres, Anglies Flagcl-
htm, London 1047, p. 85), little improved since Erasnius wrote his
well-known description. The spread of the disease only partially
supported the doctrine of contagion, as Boghurst says: — "The
disease spread not altogether by contagion at first, nor began only
at one place and spread further and further as an eating sore doth
all over the body, but fell upon several places of city and suburbs
like rain." In fact dissemination seems to have taken place, as
usual, by the conversion of one house after another into a focus of
disease, a process favoured by the fatal custom of shutting up infected
houses with all their inmates, which was not only almost equivalent
to a sentence of death on all therein, but caused a dangerous con-
centration of the poison. The well-known custom of marking such
houses with a red cross and the legend "God have mercy upon us !"
was no new thing; it is found in a proclamation in the possession
of the present writer dated 1641 ; and it was probably older still.
Hodges testifies to the futility and injurious ellects of these regu-
lations. The lord mayor and magistrates not only carried out the
appointed administrative measures, but looked to the cleanliness of
the city and the relief of the poor, so that there was little or no
actual want ; and the burial arrangements appear to have been well
attended to. The college of physicians, by royal command, put
forth such advice and prescriptions as were thought best for the
emergency. But it is clear that neither these measures nor nicdicnl
treatment had any effect in checking the disease. Early in
November with colder weather it began to decline ; and in
December there was so little fear of contagion that those who had
left the city "crowded back as thick as they fled." As has often
been observed in other plague epidemics, sound people could enter
infected houses and even sleep in the beds of those who had died of
the plague ""before they were even cold or cleansed from the stench
of the diseased " (Hodges). The symptoms of the disease being such
as have been generally observed need not be here considered. The
disease was, as always, most destructive in squalid, dirty neighbour-
hoods and among the poor, so as to be called the " poor's plague."
Those who lived in the town in barges or ships did not take tlio
disease ; and the houses on London Bridge were but little affected.
Of those doctors who remained in the city some eight or nine
died, not a large proportion. Some had the rare courage to investi-
gate the mysterious disease by dissecting the bodies of the dead.
Hodges implies that ho did so, though ho left no full account of hia
observations. Dr George Thomson, a chemist and a disciple of Van
Helmont, followed the example, and nearly lost his life bv an attack
which immediately followed.*
The plague of 1665 was widely -spread over England, and was
generally regarded as having been transmitted from London, as it
appeared mostly later than in the metropolis, ami in many cases the
importation by a particular person could bo traced. Places near
London were earliest offcctod, as Brentford, Greenwich, Dcptford ;
but in July or August 1066 it was already in Southampton, hunder-
land, Newcastle, &c. A wider distribution occurred in the next
year. Oxford entirely escaped, though tho residence of tho court
and ill constant communication with London. Tho exemption was
attributed to cleanliness and good driiiimge.
After 1666 there was no epidemic of plague in London or any
part of England, though sporadic cases appear in bills of mortality
up to 1679 ; and a column filled up with "0" was left till 1703,
* On tho plflsnio of 1665 w»o Nutli. Ilodfre s, Loimotoffia itre Petti* nuperm apud
populum Londittmifm narraiio. I.on*lon. 167a, 8vo,— In Kn^llah by Qlilncjr. Londr>n,
1720 <tJio chief authority); Aot^oypatjita, or an Krpei-imnitat lithttion of thf tati
Plague in the City of London, liy Wllllnm Bogluinl, apoHipcary In St Ollca'K-ln-
thc-Klel'U, London, 1666.— a JI.S. tn Hi1tl»h >Ius4!Uni (Slonno 34P), conlaltilns
Important delfdtn'; GcorRO Thonuon, AOIMOTOMIA, or the Pett Anatomitnl,
8vo, London, 1666 ; Sydenham, " Kcbria irnUlrntlall.' ct pe»lla nnnonim 1666-66,"
Opera, cd. Orccnhlll, p. 96, London. IStl; follrettcn of Scarce Pieeet on the
Plague m 166C, London, 1721. Hvo ; Drfoc ■ fnrrlnatlnR youmof o/ a Citixfn,
which ahould bo l-pnd and aduihcd aa a fIcUon, but accepted «lUi caution aa
history ; T. Vincent (minlaler of tho «oi|iel), (lodt Trrrible Voice in the CUy,
8vo, London, 16C7 i Calendar of Stale P.aptrt, 166&-6 (DomcaUc Scrica), by H. IL
Gr^cD.
166
PLAGUE
ivhcn it finally ilisappcareil. Tlie disappearance of plague in London
WAS attributed to the Great Fire, but no such cause existed in other
cities. It has also been ascribed to quarantine, but no effective
quarantine was established till 1720, so that the cessation of plague
in England must b* regarded as spontaneous.
But this was no isolated fact. A similar cessation of plague was
noted soon after in the greater part cf western Europe. In 1666 a
severe plague raged in Cologne and on the Rhine, which was pro-
longed till 16"0 in the district. In the Netherlands there was
]ilague in 1667-69, but there are no definite notices of it after 1672.
France saw the last plague epidemic in 1668, till it reappeared in
1720. In the years 1675-84 a new plague epidemic appeared in
North Africa, Turkey, Poland, Hungary, Austria, and Germany, pro-
gressing generally northward. JIalta lost 11,000 persons in 1675.
The plague of Vienna in 1679 was very severe, c.using 76,000 or
probably more deaths. Prague in 1681 lost 83,000 by plague.
Dresden was affected in 1680, Magdeburg and Hallo in 1682, — in
the latter to\vn with a mortality of 4397 out of a population of
about 10,000. Many North German cities s'lfiered about the same
time ; but in 1683 the plague disappeared from Germany till the
epidemic of 1707. In Spain it ceased about 1681; in Italy cer-
tain cities were attacked till the end of the century, but not later
(Hirsoh).
Plague in the 19th Centiirtj. — At the beginning of this period
plague was vei-y prevalent in Constantinople and along the Danube.
In 1703 it caused great destruction in the Ukraine. In 1704 it
began to spread through Poland, and later to Silesia, Lithuania,
Prussia, and a great part of Germany and Scandinavia. In Prus-
sia and Lithuania 283,000 persons perished ; Dantzic, Hamburg,
and other northern cities suffered severely. Copenhagen was
attacked in 1710. In Stockholm there was a mortality of 40,000.
Cert.-iin places near Brunswick (10° E. long. ) marked the western
limit of the epidemic ; and cholera was arrested at the same spot
in later years (Haescr). '
At the same time the plague spread westward from the Danube
to Transylvania and Styria, and (1713) appeared in Austria and
Bohemia, causing great mortality in Vienna. Thence it passed to
Prague and Ratisbon— to the former, possibly to the latter, almost
certainly conveyed by human intercourse. This city (12" E. long.)
was the western limit reached in this year. Haeser states that the
plague disappeared everywhere in Europe after the great hurricane
of February 27, 1714.
In 1717 plague raged severely in Constantinople; and in 1719
it made a fresh progress westwards into Transylvania, Htingary,
Galicia, and Poland, but not farther (about 20° E. long.). It
thus appears that each successive invasion had a more easterly
western limit, and tliat the gradual narrowing of the range of
plague, which began in the 17th century, was still going on.
This process suffered a temporary intermprion by the outbreak of
plague of southern France in 1720-22. In 1720 Slarseilles became
affected with an epidemic plague, the origin of which was attributed
by some to contagion through the ship of a Captain Chataud which
arrived. May 20, 1720, from Syria, where plague at that time pre-
vailed, though not epidemically when he sailed. Si.x of the crew
had died on the voyage to Leghorn, but the disease was declared
not to be plague. Cases of plague occurred, however, on the ship,
and on June 22 among porters unloading the cargo. Hence,
according to believers in contagion, the disease passed to families
in the "old town," the poorest and unhealthiest quarter. In the
meantime other ships had arrived from Syria, which were put in
quarantine. According to others the plague arose in Marseilles
from local causes ; and recently discovered data show that suspicious
cases of contagious disease occurred in the town before the arrival of
Chataud's ship.' Opinions were divided, and the evidence appears
even now nearly balanced, though the believers in contagion and
importation gained the victory in public opinion. The pestilence
was fearfully severe. Thousands of unburied corpses filled the
streets, andin all 40,000 to 60,000 persons were carried off. In
December 1721 the plague passed away, though isolated cases
occurred in 1722. It passed to, or at least broke out in, Aries and
Aix in 1720, causing great mortality, but in Toulon not till 1721,
when it destroyed two-thirds of the population. The epidemic
spiKad generally over Provence, but not to other parts of France,
notwithstanding that, as confessed .by D'Antrechaus, consul of
Toulon, a believer in the exclusive power of contagion, there were
abundant opportunities. The disease was in fact, as in other cases,
self-limited-. In all 87,659 persons are said to have died out of a
population of nearly 250,000.^^
This great epidemic caused a panic in England, which led to the
introduction (under Mead's advice) of quarantine regulations, never
previously enforced, and also led to the publication of many
' Relation kislori()ue tit la Peste de Marseille, Cologne, 1721. Paris, 1722, 4c.;
Chicoyncau, Vcrny, &C., Vbserval ions rt Rrfiexions . . . d6 la Peste, Marseilles,
1721; Cliicoyncau, 'iraite aela Peste, Pahs, 1744; Littr^, article " Peste," ia
Gictiomuire ae ileJicine, vol. xxW., Paris, 1841., # ,
' O'Amrcrhnus, /telalion de la PeAe de Toulon en 1721, Palis, 1756 ; G. Lam-
bci-t, lliiioir' de la Peste tie Touhn en 1721, Toulon. 18C1, quoted iy Hicscr,
Hesch^ tlir epldenu Krankh,
pamphlets, &c., beside Jkad's well-kuown ZHteourse on rcstilcntiai
Contagion (London, 1720).
Plague ill Sicily in 1743. — An outbreak of plague at Messina in
1743 is important, not only for its fatality, but as one of tha
strongest cases in favour of the theory of imported contagion.
Me.ssina had been free from plagne since 1624, and the Sicilians
prided themselves on the rigour of the quarantine laws which were
thcujht to have preserved them. In May 1743 a vessel arrived
from Corfu, on board of which had occurred some suspicious deaths.
The ship and cargo were burnt, but soon after cases of a suspicious
form of disease were observed in the hospital and in the poorest
parts of the town ; and in tho summer a fearful epidemic of plagua
developed itself which destroyed 40,000 or 50,000 persons, and thea
became extinct without spreading to other parts of Sicily.
Spread of Plague from tht East. — Independent of the episodes ol
Marseilles and Jlessina, the spread of plagne from the East continued
to exhibit the above-mentioned law of limitation. In 1738-44 the
disease was in the Ukraine, Hungary, the borders of Carniola,
Moravia, and Austria, extending along the Carpathians as far aa
Poland (20° E. long.), and also in Bukowina (25° E. long.). It
lasted till 1745, and then disappeared from those parts for fifteen
years. In 1755-57 plague prevailed in parts of Enropcan Turkey,
whence it on one occasion extended into Transylvania, in the neigh-
bonrhood of Cronstadt, where it was checked (25°-5 15. long.).'
In 1770 a destructive plague arose in Moldavia dnring the Russo-
Turkish War, and shortly afterwards in Wallachia, apparently
endemic in the former country at least It ali'ected also Transyl-
vania and part of Hungary, and still more severely Poland, but
was confined to Podolia, Volhynia, the Ukraine, and the eastern
part of Galicia (25° E. long.), not even penetrating as far as
Warsaw. After destroying, it is said, 300,000 persons, and without
being checked by any quarantine regulations, the plague died out
finally in March 1771, being remarkable for its short duration and
spontaneous limitation (Haeser).
In another direction the plagne spread over Little Kusrfain 1770,
and desolated Kieff, while in the next year it broke out in Moscow
and prodnced one' of the most destructive epidemics of modem
times. More than 50,000 persons, neariy one-fourth of the popula-
tion, were carried off.''
The remaining European phigue-epidemics of the 18th ccntniy
were inconsiderable, but on tnat very account noteworthy. Tran-
sylvania was again affected in 1785, Slavonia and Livonia (a dis-
trict of eastern Galicia)in 1795-96 (25'E. long.), Volhynia in 1798.
The disease, while reappearing in the seats of the terrible earlier
epidemics, was more limited in its range and of shorter duration.*
An epidemic in Dalmatia in 1783-84 is noteworthy in connexion
with later outbreaks in the same region. In tlie last years of th»
century (1799-1800) there was a new epidemic in Syria and Egypt,
where it affected the French and afterwards the English army.
Plague in tlu 19(/i Century. — This history divides itself natnrally-
into two periods — 1800-1845, and 1853 to the present time.
lSOO-1845. — Plague appeared at Constantinople in 1802-3, about
the same time in Armenia (Kars), and in 1801 in Baghdad. It had
prevailed since 1798 in Georgia and the Caucasus, and m 1803-5
began to spread from the north of the Caucasus into Russia, till ire
1806 it was established at or near Astrakhan, and in 1807 reacheil
Zareff, 200 miles higher up the Volga. These localities are inter-
esting as being near those where plagne appeared in 1877-78. It is
also said to have entered the government of S'ratoff, but probably no
great distance.' The plague remained in the Caucasus and Georgia,
till 1819 at least. In 1828-31 it was m Armenia, and again in
1840-43, since which time it has not been heard of in that country.
In 1808 plague was at Constantinople, in 1809 at Smyrna. In
1812 was a more general epidemic affecting these places and also
Egj^it. An outbreak at Odessa is supposed to have been brought
from Constantinople and thence to have passed to Transylvania. Iii
1813 a severe plague at Bucharest is supposed to have been brought
from Constantinople. About the same time plague prevailed in
Bosnia, and is supposed to have passed thence; to Dalmatia in 1815.
In 1814-15 it again appeared in Egypt, and o.ice more invaded tho
continent of Europe iu Albania and Bosnia. Two insular outbreaks,
Malta in 1813 and Corfu in 1815, atti'acted much attention as bein,5
both thought to be cases of importation by sea-traffic ^ and thero
seems good reason for this opinion.
A panic spread through Europe in 1815 in consequence of at.
outbreak in Noja on the eastern coast of Italy, its last appcaranco-
3 Adam Chenot, Mhandlung fon dcr Pest, Dresden, 1776 ;
17G6.
< Samoilowitz, Me'moire stir la Peste en Russie, 1771, Par:
De la Peste en 1771, Paris, 1784.
5 Loiinser, Pest des Orients, Berlin, 1837, p. 103; Schraud
179.1, 2 vols., Pesth, 1801.
« From the annals of the Jlnvavian community of Sarepta
sclticfite der Druder-Gemeinde Sarepta, by A. Glitscli. Sarepta
also Tholozan, £pidemies de Peste du C'aucasi,' Paris. 1S73.
7 Fuulltner, On the Platjue in Malta, Lnndon, 1820, 8vo; J.
of the Plague in Malta, Goto, Corfu, and Cephalonia, London,
' treatise on the Platjue (at Corfu), London. 18J7: Calvert. "
Malta, 1813," Mei.-Clti. Iransactioni. vi. 1.
De Peste, Vienna,
:s, 17S3 ; Mcrtcns,
, Pest in Syrnnen,
on the Volga. (7<-
and Berlin, i8Gi;
. D, TuUy, nistorj,
1321, 8\-o: While,
On the Plague ii>
r L A G U E
1G7
;n tnat country. AccoHing to one view it was importoil from tlia
opj)osite coast of Dalmafia, though no dcliiiite history of contagion
ivas ostablislicdj according to others, it originated endcinically in
that place. It remained, liowever, strictly confined to a suiall
district, porhans in consequence of the extraordinarily rigorous
measures of isolation adopted by the Italian Government. In 1828
an isolated. epidemic appeared in Greece in the More.i, supposed to
have been bronsht by ti-oops from Ejfjypt. 1 In 1824-25 an outbreak
took place atTutclikoffin Bessarabia; the town was strictly isol.ated
by a military coidou aud the disease did not spread." Cronstadt
in Transylvania was tlvo scene of a small outbreak in 1828, which
was said to be isolated by similar racasOres (Lorinscr). A far more
serious epidemic wns coimccted with the campaign of the liussian
army against Turkay in 1828-29. Moldavia, wSlachia, and Bes-
sarabia were widely affected ; the disease broke out also in Odessa
and the Crimea, and isolated cases occurred in Transylvania. The
most northerly points reached by the plague were near Czernowitz
on the frontier of Bessarabia, and Buko» ina, and its limitatiou was
as before attributed to the Russian and Austrian military cordons.
In 1831 another epidemic occurred in Constantinople and
Roumelia ; in 1837 again in Koumelia, and in Odessa, — its l.ist
appearance in those regions, and the last on the European continent
except an isolated outbreak in Dalmatia in 1840, and one in Cou-
stantinoplo in 1841.'
The plague-epidemics in Egypt between 1833 and 1845, when it
was last observed in that country, are very important in the history
of plague, since the disease wasalraost for the first time scientifically
studied in its home by skilled European physicians, chiefly French.
The disease was found to be less contagious than reported to bo
by popular tradition, and most of the French school went so far as
to deny the contagiousness of the disease altogether. The epidemic
of 1S34-35 was not less destructive than many of those notorious in
history ; but in 1844-45 the disease disr.ppcared, and it has never
been seen since in th? country which was for centuries regai-ded as
its native home. This result can hardly be attributed to quaran-
tine, though it is probable that increased attention to sanitary
measures under the influence of educated medical officials may have
had much to do with it. But on the large scale it is a part of tho
great eastward recession of the plague, which is an undoubted fact,
however it is to bo explained.- In 1840 Dalm.ntia (17° E, long.), in
1841 Constantinople (29° E. long.), iu 1843-44 the eastern parts or
Egypt (31° E. Ion".), were the western boundaries of plague. Tho
same law has, with one notable exception, been observed since.
1853-84. — Since the apparent extinction of plagiie in Egypt iu
1845, it has appeared in several i)oint3of Asia and jifrica, and once
in Europe.
Iu 1853, plagui appeared in a district of western Arabia, the
Asir country in North Yemen, and it is known to have occurred in
the same district in 1815, as it did afterwards in 1874 and 1879.
In 1874 the disease extended within four days' march of Mecca.
From the scantiness of population the mortality has not been grcat^
but it is clear that this is one of the endemic seats of plague.''
In June 1858 iutelligence was received in Constantinople of an
outbreak of disease at the small town Benghazi, in the district of
Barca, province of Tripoli, North Africa, which though at P.rst
misunderstood was clearly bubonic plague. From later researches
there is reason to believe that it commenced in 1856 or i» 1855.
The disease did not spread, and ceased in the autumn, to return
with less violence in 1859, when it died out. In the autumn of
1873 it returned, but apparently came. -^gain to a spontaneous termi-
nation. At all events it has not been heard of since.'
After the epidemic of Benghazi in 1856-59, plague was next
heard of in tho district of Maku, in the extreme north-west of Persia
in November 1863. It occurred in a scattered population, and tho
mortality was not absolutely large.'
In 1867anontbreak ofplague was reported in Mesopotamia (Irak),
among the marshes of llindioh bordering on tho lower Euphrates ;
and, as it has ])revaiied at intervals up to the present time iu tho
sanie country, great importance attaches to its history. Tho epi-
demic began in December 1806 (or probably earlier) and ceased in
June 1867. But numerous cases of non-fatal mild bubonic disease
(mild plaguo or pcstis minor) occurred both before and after tho
epidemic, and according to Tholozan sinvlar cases had been observed
nearly every year from 1856 to 1866.'
The next severe epidemic of plaguo in Irak began in December
1873. But facts collected by Tholozan show that pcstis minor, or
sporadic cases of true plagne, had appeared in 1808 and subsequent
years. Tho outbreak of 1873-74 began about CO miles from the
origin of that of 1867. It catisod a much greater mortality and
extended over a much wider area than that of 1867, including tho
1 I.. A. Gossc, Rilation tie In Piile m Orttt, 1827-28, Paris, 1838.
» Lorlnser, Pht det Orirnlf, ji. .'J19.
• For tho nuthorltk's, see Ui'-scr. Op. cil,
• J. N. Kadcllffo, Jtrport o/ Local Oovrrnmtni Boartl 1879-80, Rtippl.. p. 43.
• Tllolozsn.'Za /'rxle en Turijute Jam IfS Tempi UoJemei, rurls, 1880.
• J. Ncltcn lUJrIlffc, Report of the Meiliciit O^rir of the J'riiy Coiinett, Ac,
1876 : also In J'upert on Lcpanline Plague, prcBcntcd 10 parliament, 187J), p. 7,
' Xtiolo^an, La Peste en Turquie, p. 86.
towns of Kcrbela and Ililloli. After a short liitorval it rcappcird
at Divauieh in December 1874, and spread over a much wider area
than iu the previous epidemics. This epidemic was cartfuUy stuiliod
by Surgeon-M,ajor Colvill.* He estimated the mortality at 4000.
The epidemic ceased in July, but broke out agaiji early in 187G,
and in this year extencjed northwards to Baghdad and beyond.
Tho whole area now affected extended 250 miles from nortli-west
to south-east, and tho total number of deaths was believed to be
20, COO. In 1877 plague also -occurred at Shuster in south-west
Persia, probably conveyed by pilgrims rctnraiug. from Irak, and
caused great mortality.
After ita customary cessation in the autumn (a pause attributed
33 before to the clliciency of quarantine regulations), the epidemic
began again in October 1876, though sporadic cases occurred all tlie
summer. TJie disease appeared in 1877 in other parts of Mtsopo-
timia also with less severity than in 1876, but over a wider area,
being now announced at Samara, a town 70 miles above Baglukid
on tho Tigris. Since thou the existence of plague iu Caglidad or
Mesopotamia has not been announced till the year 1834, when ac-
counts again appeared in the newspapers, and in July the usual
official statement occurs that the plague has been stamped out. Tho
above account of plague iu Irak is the most coriiplete history of a,
succession of epidemics in one couutry which we have had of lata
years.
To complete the history of phiguo in Persia it skould be stated
that in 1870-71 it appeared iu a district of Mukri in Persi.in
Kurdistan to the south of Lake Urumiah (far removed from the out-
break of 18tj3). The epidemic appears, however, to have died out iu
1871, and no further accounts of plaguo there have been received.
Tho district iiad sull'ered in the' great epidemic of plague in Persia
in 18'29-35. In the ^\inter 1876-77 a disease which appears to
have been plague appeared in two villages in the extreme north of
the province of Khorasan, about 25 leagues from the south-east
angle of tho Caspian Sea. In March 1877 plaguo broko out in
Ecsht, a town of 20,000 inhabitants, in the province of Ghil.in,
near the Caspian Sea at its south-west angle, from which there is a
certain amount of trade with Astrakhan. In lS32a very destruc-
tive plague had carried oil' half the inhabitants. In 1877 the
pl.aguo was very fatal. From March to September 4000 persona-
were calculated to have died. The disease continued till the spring
of 1878. In 1877 there ii'as a doubtful report of the samo disease
at Astrabad, and also in some parts nrar the Perso-Afghan frontier.
In 1878 plague again occurred iu Kurdistan in thedisti-ictof So-uj-
Bulak, said by Dr Tholozan to be tho samo as in tho district of
Mukri wIkto it occurred in 1870-71. These scattered outbreaks of
plague in Persian territory are the more remarkable because that
country has been generally noted for its freedom from plngue (ns
compared with Asiatic Turkey and tho Levant).
It has since been known that a few cases of plaguo occurred iu
January 1877 at Baku on the west shore of the Caspian, iu Russian
territory. ''
The last outbreak of pliigno on European soil was that of 1878-7'J
on the banks of the Volga, which caused a panic thronghout
Europe." It is now knon-n that in tho summer of 1877 a disease
prevailed in several villages in the neighbourhood of Astrakhan
and in tho city itself, n-liich was cicariy a mild form of plague
{pestis mintrr). It caus«l no deaths (or only one duo to acomplica-
tion) and died out apparently spontaneously. An oHicial idiysicinn,
Dr Knstorsky, who investigated tho matter for the Government,
declared tho disease to I)o identical with that prevailing in the suno
year at Rcsht in Persia, ; another physician, Dr Janizky, oven gave
it tho ntanGo{ jKstis nostras. In October 1878 some c.iscs nppearetl
in the 4/fHit7;«orCoss?<!kmilitary settlement of Vetlanka, 130 miles
from Astrakhan on the right bank of the Volga, which seem to
have puzzled the physicians who first observed them, hut on Nov-
ember 30th were recognized as being but tho samo mild plngiio ns
had been observed the year before near Astrakhan by Dr Pbppner,
chief medical officer of the Cossacks of Astrnkhnn. His report on
tho epidemic is the only original one wo have. At tho end oj
November" the disease became siuldonly more sovcrc, and most of
those attacked died; and from the 21st December it became still
more malign[int, death occurring in some cnse.s in a few hours, and
without any buboes being formed. No case of n-coviry \vn» known
in this ]>cri"od. At the end of tho year it rapidlv declimd, and in
tho first weeks of January still more so. 'nio last di-ath ^ras on
January 24. In the second half of December, when tho difesso
had already lasted two months, cases of plngun occurred in sovcrni
neighbouring villages, all of an extremely malignant tj-po, so tha)
iu some places all who wore attacked died. In most of these cases
tho disease began with porsnna who had been at Vetlanka, though
this wos not univcrsalK ' ^. The inhabitants of these
t on Ueantine Plague, 1879.
'iiiziin liittoire *lc la Petto Buboniqve en
8 See Ills report cKod by I: ■
0 J. Nelten IMdcllffo. yifuin
Perse, I'orls, 1874.
'• Sec Hu.lclir/c, Reporit, 1879-('0; Illricli niwl Sonunorbrodl, PellKpUimie
1.178 9, in Atlrarhan, Beillll, lisO; Zijlnr, t4 PeUe d MIrailian en I8;s 9,
I'ails, I8sn ; Culvlll ond I'ayne, liepoit to Ihe lord PrciidtM o/lHiCauncU, 18If
11 TLc dates arc alt reduced to li(.w ilf Ic.
168
P L A — P L A
villages, terrified at the accounts from Vetlanka, strictly isolated the
sick, and thus probably checked the spread of the disease. But it
evidently sutTered a spontaneous decline. By the end of January
there were no cases left in the district except at one village (Selitren-
noye), where the last occurred on the 9th February. The total
number of cases in Vetlanka, out of a population of about 1700,
was 417, of whom 362 died. In the other villages there were
about 62 deaths from plague, and not more than two or three cases
of recovery. In consequence of the alarm excited by this last
appearance of plague upon European soil, most European Govern-
ments sent special commissions to the spot The British commis-
sioners were Surgeon-Major Colvill and the present writer, who, like
all the foreign commissioners, reached the spot when the epidemic
was over. With respect to the origin of this epidemic, the possi-
bility of its having originated on the spot, as in Resht and on the
Euphrates in very similar situations, is not to be denied. An attempt
;was made to show that the contagion was brought home by Cossacks
returning from the Turkish War, but on absolutely no evidence. In
the opinion of the writer the real beginning of the disease was in the
year 1877, in the vicinity of Astrakhan, and the sudden develop-
ment of the malignant out of a mild form of the disease is no more
than has been observed in other places. The Astrakhan disease
may have been imported from Resht of Baku, or may have been
caused concurrently with the epidemics of these places by some
cause affecting tne basin of the Caspian generally. But the condi-
tions under which these mild or miasmatic forms of plague are
spread are as yet unknown.
Plague in India. — It used to be held as a maxim that plague
never appeared east of the Indus ; nevertheless it has been observed
during this century in more than one distinct centre in India. So
long ago as 1815 the disease appeared in Guzerat, Kattywar, and
Cutch, "after three years of severe famine." It reappeared early
next year, in the same locality, when it extended to Sind as far as
Hyderabad, and in another direction south-east as far as Ahmeda-
bad and Dhollerah. But it disappeared from these parts in 1820
or early in 1821, and was not heard of again till July 1836, when
a diseasa broke out into violence at the town of Pali in Marwar in
Rajputana. It spread from Pali to the province of Meywar, but
died' out spontaneously in the hot season of 1837, and has never
been heard of again in that part of India. The origin of these two
epidemics was obscure. No importation from other countries could
be traced. _
In 1823 (though not officially known till later) an epidemic
broke out at Kedarnath in Gnrwhal, a sub-district of Kumaon on
the south-west of the Himalayas, on a high situation. In 1834 and
1836 other epidemics occurred, which at last attracted the attention
of Government. In 1849-50, and again in 1852. the disease raged
very severely and spread southward. . In 1853 Dr Francis and Dr
Pearson were appointed a corhmission to inquire into the malady.
In 1876-77 another outbreak occurred, since wtich time no accounts
of the epidemic have been received. The symptoms of this disease,
called maha murree by the natives, are precisely those of Oriental
plague. The feature of blood-spitting, to which much importance
has beeirattached, appears to be not a common one. A very remark-
able circumstance is the death of animals (rats, and more rarely
snakes), which occurs at the outbreak of an epidemic. The rats
bring up blood, and the body of one examined after death by Dr
Francis showed an affection of the lungs. Maha murree is inteiisely
communicable, but does not show much tendency to spread, since
pilgrims who visit the mountain shrines are not affected and do not
convey the disease. It is doubtless connected with uncleanliness
and poverty, but Dr Francis believes that the poison exists in the
soil, which becomes more and more contaminated with it. The
disease is pretty clearly endemic, not imported.'
It is remarkable that of late years reports have come of the
occurrence of Oriental plague in China. It has been observed in
the province of Yunnan since 1871, and also at Pakhoi, a port in
the.Tong-king Gulf, as lately as 1882, — but said to have prevailed
there at least fifteen years. In Yunnan it appears to be endemic,
though there are rumours of its having been brought from Barmah,
and become more noticeable after the suppression of a rebellion in
that province. The climate is temperate and the countiy partly
mountainous. Some regard the disease as being conveyed from
Pakhoi to Yunnan. In both places the symptoms were the same,
of undoubted bubonic plague. It has always been noticed, as in
India, that rats leave their holes and die at the beginning of_an
epidemic ; and the same mortality has been observed among oats,
dogs, cattle, ponies, deer, &c. At Pakhoi it recurs nearly every
year.' Uncleanly habits have much to do with fostering the
disease.
> On Indian plague. Bee Francis, Trans. Epidem. Soe. Land., vol. iv. pp. 407-8 ;
John Murray, ibid., vol. iv, part 2 ; J. N. Radcliffe, Reports of Local Government
Board, 1875, 1876, 1877, and for 1879-80 ; PartiamentaryPapers, 1879; Frederick
Forbes, On Plague in P^orth-West Provinces of India, Edinburgh, 1840 (Disaerta-
tion); Hirsch, Randbuch der hiUorischen-geogr. Pathologie, vol. i. p. 209, .1860
(Enc trans, by Crelghton, London, 1883); Heckcr's VoU-skrankheilen da Slillel-
alters, Berlin, 186.5, p. 101 ; Webb, Palhotogia Jndica, 2d ed., Calcutta, 1848.
« See J.N. lUaaiBe't Report for 1879-80, p. 45; Hiaaoaia Reports o/ Imperial
It thus appears that at the present time plague exist.'!, or h.na
existed within ten years, in the following parts of the world : — (1)
Benghazi, Africa ; (2) Persian Kurdistan ; (3) Irak, on the Tigris
and Euphrates ; (4) the Asir country, western Arabia ; (5) on the
lower Volga, Russia ; (8) northern Persia and the shores of the
Caspian; (7) Kumaon and Gurhwal, India; (8) Yunnan and Pak-
hoi, China. Except Benghazi all these places show an eastward
recession as compared with the old seats of plague known to us.
Lilei'ature. — See the following works, besides those already quoted' : — Kamin-
tus, Regim en conira epidimiam sive pestem, 4to, circa 1494 (many editions);
Jacobus Soldoa, Opus insigne de Peste, 4to, Bologna, 1478; Alex. IJenedictus,
De Observalione in Pestilentia, 4to, Ven., 1493; Nicolaua Jlasst, De Febre
PesCilenlia, 4to, Yen., 1556, Ac; [Fioravanti, Rcgimenlo delta Peste, 8vo. Ven.,
1565); John Woodall, The Surgeon's Mate, folio, London, 1639; Van Helmont,
Tumulus Pestis, 8vo, Cologne, 1644, Ac; [Muratori, Trattato del Goremo delta
Peste, Modena, 1714]; John Howard, An Account of Lazarettoes in Europe, <tc.,
4to, London, 1789 ; Patrick Russell, A Treatise of the Plague, 4to, London, 1791 ;
Thomaa Hancock, Researches into the LaufS of Pestilence, 8vo, London, 1821 ;
[Foder^, Lemons sur tes Epidemies, &c., 4 vols. 8vo, Paris, 1822-24] ; [Se'gur
DupevTon, Recherches Historiques, ttc, sur la Peste, 1837] ; Bulard, La Peste
Orientate, 8vo, Paris, 1839; Griesinger, Die Infectionskrankheiten, 2d ed., 8vo,
Erlangen, 1864. (J. F. P.)
PLAICE (Pleuronectes platessa), a species of Flat-fish,
common on the coasts of northern Europe from Iceland
to the Bay of Biscay. It is readily recognized by the
yellow or orange-coloured spots which are placed in a row
along the dorsal and anal fins, and scattered over the body.
The eyes are on the right side, and the teeth in the jawa
compressed and truncate. The scales are minute and
smooth. In the dorsal fin from sixty-seven to seventy-
seven rays may be counted, in the anal from fifty to fifty-
seven. Plaice, like other flat-fishes, prefer a sandy flat
bottom to a rocky ground, and occur in suitable localities
in great abundance ; and, as they belong to the better class
of fishes for the table, immense quantities are brought to
the market. They spawn early in spring, and are in finest
condition in the month of May. Individuals of seven or
eight pounds weight are considered fish of. large size, but
specimens of double that weight have been caught. Plaice
grow quickly and are tenacious of life ; and, as they thrive
in brackish water, their culture in littoral back-waters
would seem to be deserving of every attention.
PLAINFIELD, a city of the United States, in Union
county, New Jersey, lies at the foot of Mount Orange, and
on the left side of the Green Brook, a tributary of the
Earitan. It may to some extent ,be regarded as a residen-
tial suburb of New York, from which it is distant 24 miles
by the Central Kailroad. The local manufactures — hats
and clothing — are comparatively tr jfling. Laid out in. 1 7 35
and made a city in 1869, Plainfield had 5095 inhabitants
in 1870 and 8125 in 1880. A railroad consisting of
narrow iron bands nailed down to wooden logs-was con-
structed between Plainfield and Elizabeth as early as 1838.
Two miles to the south-west is Washington's Rock, a
coign of vantage from which the general used to watch
the British movements,
PLAIN SONG, or Plain Chant {Gregorian Music;
Lat. Cant-US planus ; Ital. Canto Gregoriano ; Fr. Plain,
Chant), a style of music, easily recognizable by certain
strongly-marked characteristics, some very ancient frag-
ments of v.hich are believed to have been in use under the
Jewish dispensation from a remote period, and to have
been thence transferred _ to the ritual of the Christiaa
church.
The theories advanced as to the origin of this solemn
form of ecclesiastical music are innumerable. The most
widely-spread opinion is that the older portion of it
originated with the Psalms themselves, or at least sprang
from the later synagogue music. Another theory traces
the origin of plain song to the early Greeks ; and the
supporters of this view lay much stress on the fact that
the scales in which its melodies are composed are named
after the old Greek "modes." But, beyond the name,
Chinese Customs, special oeries No. 2, for half-year ended 3l3t March 1878, 16th
issue, Shanghai ; Lowry, " Notes on Epidemic Disease at Pakhoi," 1S82, ibid.i
24th issue, p. 31.
' Those in sqoare brackets [ ] have not been seen bj the writer.
PLAIN SONG^
1G9
no connexion whatever exists between the two tonalities,
which bear not the remotest resemblance to each other.
Less reasonable hypotheses attribute the origin of plain
song to the Phoenicians, to the Egyptians, to the early
Christian converts, and to the musicians of the Middle
Ages. These divergent views, however, though entirely
hypothetical, arc defended by arguments so voluminous
that for the elucidation of the subject we must con-
tent ourselves with referring the reader to the works of
Gerbert, P. Martini, P. Kircher, Mersennus, P. Lambil-
lotte, the Abb^ Raillard, Coussemak«r, Kiesewetter, Jakob,
Ambros, and other authors, who have treated it at great
length.
The earliest important fact upon which we can rest with
absolute confidence is that towards the close of the 4th
century Ambrose of Milan, fearing the loss or corruption
of the venerable melodies which up to that time had
been- preserved to the church by means of oral tradition
only, endeavoured to restore them as nearly as possible to
their primitive purity, and at the same time to teach the
clergy to sing them with greater precision than had pre-
viously been attempted. A still more extensive work of
the same nature was undertaken, two centuries later, by
Pope Gregory the Great. And thus arose two sghools of
ecclesiastical music, still known as the " Ambrosian " and
the "Gregorian chant," — the first of which is now practised
only in the diocese of Milan, while the latter is universally
accepted as the authorized "Roman use." In order to
explain the essential differences existing between these two
schools, we must here describe in detail some of the
peculiar characteristics of plain song to which allusion has
been made.
The melodies which collectively form the repertoire of
plain chant are not written in modern major and minor
scales, but in ctrtain tonalities bearing names analogous to
those of the early Greek " modes," though constructed on
very different principles. Of these "modes," fourteen
exist in theory, though twelve only are in practical use.
The intervals of each "mode" are derived from a funda-
mental sound, called its " final." i The compass of each
mode comprises eight sounds, — that of the first, third,
fifth, seventh, ninth, eleventh, and thirteenth "modes,"
extending to the octave above the "final," and that of the
second, fourth, sixth, eighth, tenth, twelfth, and fourteenth,
extending from the fourth note below the final to the fifth
note above it. Consequently, the " finals " of the first
series, called the "authentic modes," occupy the lowest
place in each system of sounds, and those of the second
series, called the " plagal modes," the middle place, — the
same "final" being common to one "authentic" and one
"plagal mode." The following table exhibits the entire
system, expressed in the alphabetical notation peculiar to
modern ■ English music, — the "final" being indicated in
each case by an asterisk, and the position of the semitones,
from which each mode derives its distinctive character, by
brackets.
Plagal Modes,
2. Hypodorlan, A, bTc, 'D, eTf, G, A.
4. Hypopliryglan, bTc. D, '^,0, A, B.
6. Hypolydlan, C, D, E/F, G, A, bT^.
8. Hypomlxolydlon.D.KiF.'O.A.BiS.D.
10. HypoKollan, E, K, 0, 'A, liTc, D, E.
IS. Uupolmian, F,0,A, 'B^, D, £,"?.
14. Hypolonlan, G, A, B/C, D, e7?, O.
Autftentie ifodel.
1. Ddrian.'D, O. O, A, CS, D.
3. Phryglnn, •eTf, G, A, B, C, D, E.
S. Lydlan, T, 0, A, bTc, D, eTf.
7. Mliolydlan, "0, A, B, C, D, O, O.
9. iEollan, 'A, Cc, D, eTf, G, A.
IL Locrian, 'B, C, D, E, f, 0,A,B
13. Ionian, 'C, D, E, F, G, A, 0^.
Nos. 11 and 12 In this series aro rejected, for technical reasons Into which w<k
iva not space to enter; tliey aio practically useless *
haro I
Of these modes Ambrose used four only — the first four
' Analogous to the tonic or key-note of the modem scale.
' For fuller information on the subject see the article " Modes,
lJi» Kccleaiastical," in Sir O. Grove's Dictionary of Muiic.
" authentic modes," now numbered 1, 3, 5, and 7. Gregory
acknowledged, and is said by some historians of credit to
have invented, the first four "plagal modes," — Nos 2, 4,
6, and 8. The use of the remaining " modes," except per-
haps the ninth, was not formally authorized until the reign
of Charlemagne, who published an official decision upon
the subject. In one or other of the twelve "modes"
recognized by this decision, every plain-chant melody is
composed. The number of such melodies preserved to us
the genuineness of which is undoubted is immensely large;
and the collection is divided into several distinct classes,
the most important of which are the melodies proper to
the Psalm-Tones and Antiphons ; the Ordinarium Misses ;
the Introtts, Graduals, and Offertoria; the Prsfationes,
Versiculi, and Bespotisoria; the Hymns and Sequences ;' and
the Lamentationes, Exultet, and other music used in Holy
Week.
Of these classes the <inost interesting by far is that
which includes the psalm-tones, or psalm-tunes, called by
modern English historians, the " Gregorian tones." The
oldest of these are tones 1, 3, 5, and 7, as sung by
Ambrose. The antiquity of tones 2, 4, 6, and 8 is
less firmly established, though there is no ddubt that
Gregory the Great sanctioned their use on strong tradi-
tional evidence. In addition to these, a peculiarly beauti-
ful melody in mode 9, known as the Tonus pefegrinus,
has been sung from time immemorial only to the psalm
In exitu Israel. The oldest version of this melody now
extant is undoubtedly to a, certain extent impure; but
tradition imputes to it a very high antiquity, and even our
doubts as to the authenticity of the now generally accepted
reading extend only to one single note. A widely-accepted
tradition points out this melody as the tune sung to In
. exitu Israel, as part of the Great Hallel (see Psalms),
which is generally (but hardly rightly) identified with the
hymn' sung by our Lord and His apostles immediately after
the institution of the Last Sujiper.
One very powerful argument in favour of the Jewish
origin of the psalra-tones lies in the peculiarity of their
construction. We aro not aware that this argument has
ever been previously brought forward ; but it is im-
possible to subject the venerable melodies to minute
e.xamination without observing their perfect adaptation to
the laws of Hebrew poetry, as opposed to those which
governed Greek and Latin verse. The division of the
tune in every case, without exception, into two distinct
strains, exactly balancing each other, points assuredly to
the intention of singing it to the two contrasted phrases
which, inseparable from the constitution of a Hebrew
verse, find no place in any later form of poetry. And it is
very remarkable that this constructional peculiarity was
never imitated, cither in the earliest hymns or antiphons
we possess or in those of the Middle Ages, — evidently
because it was found impossible to adapt it to any medi-
aaval form of verso — even to the Te Deum, which, though
a manifest reproduction of the Hebrew psalm, was adapted
by Ambrose to a melody of very different formation, and
naturally so since so many of its phrases consist of a single
clause only, balanced in the following verse This peculi-
arity now passes for the most part unnoticed ; and the Te
Deum is constantly sung to a psalni-fono, very much to the
detriment of both. But in the Middle Ages this abuse
was unknown ; and so it came to pass that, until the
"School of the Ilestoration " gave birth, in England, to
the single chant, avowedly built \x\\<.m fho lines of ita
Gregorian predecessor, and a sonicwlint later period to the
double one, so constructed as to weld two verses of the
psalm into one, often with uttnr disregard to the sense of
the words, tho venerable psalra-tones stood quite alone —
the only melodies in oxistcnco to which the psalms (uuld
170
P L A — P L A
be chanted. And so intimate is tlie adaptation of these
plain-chant melodies to the rhythm as well as to the sense
of the sacred text, even after its translation into more
modern languages, so strongly do they swing with the one
and emphasize the other, that it is difficult to believe that
the composition of the music was not coeval with that of
the poetry.
Next in antiquity to the psalm-tones are the melodies
adapted to the antiphons, the offertoria, the graduals, and
the introits, sung at high mass. Those proper to the
Ordinarktm Missx are probably of later date. Those
belonging to hymns and sequences are of all ages. Among
the latest we possess — perhaps the very latest of any great
importance- — is that of Laiida Sion, — a very fine one, in
modes 7 and 8, adapted to the celebrated sequence written
by Thomas Aquinas about 1261.
To the melodies adapted to the Lamentationcs and the
Exultet, as sung in the Church (3f Kome during Holy
Week, it is absolutely impossible to assign any date at all.
All we know is that they are of extreme antiquity, and
beautiful beyond all description. The melody of Exultet
is, indeed, very frequently cited as the finest example of
plain song in existence.
To assert that melodies so old as these have "been
handed down to us in their original purity would be
absurd. But the presence of corruption rarely passes
undetected by the initiated; and vigorous efforts have
been made from time to time to purify the received text
by reference to the oldest and most trustworthy MSS.
attainable. Such an effort was made on a very extensive
scale by the " Congregation of Eites," at the instigation
of Pope Pius IX., in the year 1868 ; and the labours of
that learned body, still in active progress, are doing all
that can now be done towards the restoration of plain
chant to the highest state of purity possible in the present
stage of its existence. (vv. s. e.)
PLANARIANS. The name Flanaria was first applied
byO. F. Miiller in his Prodromus Zoologix Daniae (1776)
to a group of worms, inhabitants of fresh and salt water,
characterized, so far as was then known, by a flattened
leaf -like form. Ehrenberg in 1831 changed this name to
Turbellaiia on account of the cilia with which the body is
furnished, ■ by means of which the worms create a whirl-
pool in the surrounding water. The extent of this group
was subsequently more restricted, and at present the name
TurbeUaria is applied to. all those (mainly free-swimming)
Platyhelrainths whose .body is clothed externally with a
ciliated epidermis (fig. 9), and which possess a mouth
and (with the exception of one division) an alimentary
canal, but are without an anus. The Turbellarians, exclud-
ing the Nemeetines {q.v.), which until recently were classed
with them, form an order of the class PlatyMminthes,
and the old name Flanaria is now confined to a group of
the fresh-water representatives of this order.
Size and External Characters. — Many forms of the
Turbellarians are so minute as to be hardly visible with
the naked eye, while others attain to a length of several
inches, and a land Planarian of no less than 9 inches in
length has been described by Moseley. The freshwater
forms are generally small, the largest representatives
of the order being marine or terrestrial. The smaller
species are mostly cylindrical, or convex dorsally and
flat ventrally ; the anterior extremity is commonly trun-
cated and the posterior extremity pointed (fig. 1, a, b).
The^ larger aquatic forms are thinner in proportion to
the increasing surface of the body, so that they come to
resemble thin leaf-like lamellaj (d), while the large land
Planarians instead of increasing in superficies grow in
length (e and /), so that they may be best compared to
leeches.*- The larger ac^uatic forms are frequently provided
Fig. I. — o, Cojjvoluta paradoxa, Oc; 6, Tor-
ter viridts, jr. Sch.; c, Monotus fuiCUi,
Off. ; d, Tliysanozoon brofhii, Gr., with
elevated anterior extremity (after Joh.
Sclimi(lt); e, Rhynchodaius tcrrestni,0.
F. Miiller (after Kennel) ; /, Bipatium
ceres, Mo«. (after Jloselcy); g, fohjcelif
comuta, 0. Sell., attached by the pharynx
[ph) to a dtad worm (after Jubnson). AH
tiie lignres of natural ftize, and viewed
from the dorsal surface.
with tentacles in the shape of paired finger-like processes
or ear-like folds of the anterior part of the body {d and
g) ; sometimes the tentacles are papillary outgrowths of
the dorsal surface; the
land Planarians are often
to be distinguished by a
crescent-shaped area at
the fore end of , the body,
which is,;;separated off
from the', rest , (/). In
many cases the whole dor
sal surface is beset with
papillae {d). The aper-
ture of the mouth varies
greatly in its position ;
sometimes it is situate(i
at the anterior extremity,
sometimes in the middle of
the ventral surface of the
body, occasionally quite
close to the posterior ex-
tremity; the single com-
mon or distinct male and
female generative aper-
tures are also situated
upon the ventral surface of
the body, and the former
in rare cases open in com-
mon with the mouth ; the
genital apertures always
lie behind the mouth.
Many Turbellarians have
a sucker which serves to
attach the animal to sur-
rounding objects, or to another individual during copulation.
Integument. — The integument is composed of a single
layer of ciliated epithelium ; between the cilia there are
often long flagella and stiff tactile hairs and even (in a
single instance) chitinous spines ; these latter must be
regarded as local thickenings of the firm cuticle which
covers the epidermic cells. The epidermic cells are flat or
columnar, and are united to each other by smooth opposed
margins or by denticulate processes which fit into similar
processes in the adjacent cells (fig. 2). Sometimes the
epidermic cells are separated by an interstitial nucleated
tissue. The structure and functions of the cells of the
epidermis differ, and four varieties are to be found : — (a)
indifferent ciliated cells; {b) cells containing certain definite
structures (rhabdites, nematocysts) ; (c) gland cells; and {d)
glutinous cells (Ivlcbzellen). The rhabdites are refracting
homogeneous rod-like bodies, of a firm consistency, which
are met with in most TurbeUaria, and often fill all the
cells of the epidermis ; they are not always foimd entirely
within the cells, but the extremity often projects freely
on to the exterior of the body. They are readily extruded
from the cells by pressure, and are often found in great
abundance in the mucus secreted by the glandular cells
(many Tui'bellarians, like snails, deposit threads of mucus
along their track) ; in this case the epidermic cells become
perforated like a sieve. In many Turbellarians the rhabdites
are chiefly massed in the anterior part of the body ; fre-
quently there are several varieties of rhabdites in one and
the same species, — some being pointed at both ends, others
cylindrical with truncated extremities. These structures
are either formed directly in the ordinary epidermis cells
as a kind of secreted product of the cell, or in special
formative cells which lie beneath the integument and are
connected with the epidermis cells by protoplasmic fila-
ments, by means of which the rhabdites reach the surface
of the body. _ These cells must be regarded as epidermic
PLANARIANS
171
c.flls which have become disconnected with the epidermis
iiself, and wandered into the subjacent parenchyma. The
fmction of the ihabdites seems to be to support the
Iftctile sense. In rare instances nematocysts are present
which in structure and developmeut entirely resemble
those of the Calmtera (see vol. xii. p. 550). Very com-
monly structures known as pseudo-rhabdites are present;
these have a rod-like form, but instead of being homo-
geneous are finely granular ; they are an intermediate step
between the rhabdites proper and a granulated secretion
occasionally thrown off by the gland cells. The unicellu-
lar glands are either situated among tlie epidermic cells or
in the parenchyma, in which case they are connected with
the exterior only by tlie excretory duct. A peculiar modi-
fication of- the epidermic cells are the so-called "glutinous
colls," which occur on the ventral surface or at the hinder
end of the body of many TurbelJarians, and compensate
for the suckers ; the surface of these cells is furnished
with numerous minute processes by means of which and a
sticky secretion the animals can attach themselves to sur-
rounding objects. Sometinies the epidermic cells contain
calcareous concretions, and very commonly pigment is
found either in the cells themselves or within the inter-
stitial tissue. Thd colours of Turbellarians are, however,
not always due to the pigment of the epidermis but to
pigment contained in the parenchyma. Beneath the
epidermis is a basement membrane (fig. 2, bm) which is in
St.
rjT-^fe^^Srnr-:^':.-.^, ^"'■
2 .'i.
—sC:
Iv,
r»o. J.— Integument of Uescstoma lingua, O, Sch. On tho viElit Imnd Is tlic
epidermis (t) with iJLMtoralions (/) tliioui;li which thu rhab'llica (.'() P'OJeC'
BL'llCiah tilts the basement iiit;mbi'ane(6/7J), and hc-neath this ut'Uln ttiemuscului'
liiycrs consisting ot circului- inn), dlagoiiul (sm), uud longitudinal (//ji) fit)ras,
some' cases very delicate and structureless, and in other
cases much thicker and enclosing branched cells ; this
membrane is attached more firmly to the subjacent tissue
than to the epidermis. tSince this tissue is the strongest in
tho body, and serves as a surface of attachment for the
muscles, it has been termed by Lang a skeletal membrane.
The third section of the integument is formed by the
muscular layers. These form a continuous covering to
the rest of the body, but their arrangement and thickness
are very different in different forms. In the smaller species
{Rhiihdocrtiid't) there are two layers, an outer circular and
an inner longitudinal, only in a few cases the circular layer
is external to the longitudinal ; sometimes there are three
distinct layers, as in fig 2, where a diagonal layer is inter-
posed. The larger forms {Dendrocoelida) have a much
more complicated muscular system : in the most diftcrcn-
tiatcd forms there are six separate layers (two circular,
two diagonal, and two longitudinal), which are, however,
always less developed upon the dorsal than upon tho
ventral surface in that the thickest layer of the ventral
surface (the innermost longitudinal) is absent or very
feebly developed upon the dorsal side. Besides the
integumentary muscular system, there are also found dorso-
vcntral muscular bands which traverse the whole body
from the dorsal to the ventral basement membrane, being
branched at both extremities, and the special muscles of
the pharynx, genital organs, and suckers.
The perivisceral cavity, bounded by the integument and
traversed by the dorso-ventral muscles, contains the
organs of the body — alimentary canal, excretory system,
nervous system, and genital glands. The space left
between these organs is filled with parenchyma ; the latter
varies much in appearance and is very difficult to study.
Generally it consists of a network of fibres and trabecute,
which contain nuclei, and between which is a system of
cavities filled during life with the perivisceral fluid. These
cavities are generally' but few in number and vary with
the stronger or feebler development of the reticulum;
they occasionally contain free coUs.
AlimentaTy Canal. — All Turbellarians are furnished
with a mouth, which, as there is no anus, serves both
to take in nutriment and expel the undigested remains
of food. The alimentary canal consists of a muscular
pharynx and an intestine. The pharynx (figs 3, 5 to 8, ph)
is cylindrical in form, rather complicated in structure, and
surrounded by a muscular sheath, which opens on to the
exterior by the mouth {m). Often the pharynx consists
merely of a circular fold lying within the pharyngeal
pouch (fig. 8) ; it can be protruded through the mouth
and acts like a sucker, so that the animal can fasten it-self
upon its prey and draw it into the intestine by suction.
At the junction of tho pharynx with the intestine open the
salivary glands, which are frequently large and well
developed (fig. 5, s). The intestine (i) has a very
characteristic form in the different sections, and has long
served to divide the Turbellaria into two groups: — (1)
Rhabdocoelida, with a straight unbranched intestine (figs. 5,
6), and (2) Dendrocoslula, with a branched intestine (figs. 7,
8). In tho latter group Lang has recently called attention
to further differences that exist in the form of the intestine :
in the Tridadlda (fig. 7) there is no central "stomach,"
but three eijualiy-sized intestinal branches (which have
secondary ramifications) unite together to open into the
pharynx; in the second group, the I'dydadida (fig. 8),
there is a median stomach (*?), from which numerous
intestinal branches arise ; this stomach coramunicates
directly with the pharynx ; the branches of the intestine
are much ramified and often form an anastomosing net-
work. The epithelium of the intestine is a single layer of
cells generally not ciliated, capable of protniding aniaboid
processes by which tho food is absorbed ; tho digestion of
these animals is intracellular. Sometimes a muscular
coat surrounds the intestine, the lumen of which is Uius
capable of being totally or partially contracted. To the
above-mentioned divisions of the group, distinguished
from each other by the varying form of the alimentary
tract, another has been added, viz., the Aca/a (Ulianin),
which are characterized by the entire absence of any
intestine. In these forms (fig. 4) the mouth loads directly
into the parenchyma of tlio body l)y a short tube which is
merely an invagination of tho integument ; tho paren-
chyma is a syncytium,- consisting of a soft protoplasmic
mass with scattered nuclei, which represents tho elements
of tho intestine and tho boily parenchyma (ento- and
mesoderm) completely fused and without anj^ traces of
differentiation. This fact, as well as tho disajipcaranco of
a nervous and excretory system, reduces tho Aca'hi to the
lowest position not only among the Turbellaria, but among
the whole group of the Vermes.
Excretory Sy.item. — Tho excretory system of the Turbel-
larians is quite similar to that of tho Trematodes and
Cestoids; it consists of (I) thn mnin trunks with :h«it
172
PLANAEIANS
on to the exteriov through
the mouth, ph^ pharynx.
external aperture, (2) the secondary branches of these, and
(3) the excretory cells with the fine tubules leading from
them. Rarely is there but a single main excretory trunk
present opening at the hinder end of the body (Steno-
sioma); generally there are a pair of such trunks which
open in common at the hinder end of the body, or
separately (most Bhabdocoela), or by the mouth (fig. 3).
In the Tridadida there are two or
four lateral trunks present which
open by a number of pores arranged
in pairs upon the dorsal surface of
the body ; the same appears to be
the case in the Polydadida. The
main trunks of the excretory sys-
tem are generally much twisted in
their course, and anastomose with
each other ; they receive the fine
tubules either directly or, as in the
Rhahdococla, there is a network of
secondary tubules interposed. The
excretory cells are pear-shaped ;
they are branched and furnished
with a nucleus and a large vacuole
which is directly continuous with
the lumen of the tubule ; from the
boundary wall of the vacuole springs
a single flagellum, which depends
into the lumen of the tubule and is
capable of active movement. Lang
discovered in a marine form of the
Tridadida (Gnnda) similar vacuo- Fio. 3.— Main trunks of the ex-
,., 11 ^.,1 '. 1 f, 1, cietory system of i/«50s/oma
lated cells with a single flagellum eUrmbergU, O. Sch. Open
among the epithelial cells of the
intestine, and came to the conclu-
sion that the excretory cells were on that account derived
from the epithelium of the intestine. The movements of
the excretory fluid towards the external pore are directed
by this flagellum as well as by cilia developed upon the
walls of the fine tubules ; the motion of aU these cilia is
such as to drive the contents of the tubules towards the
excretory pore. The main trunks of the excretory system
are either sparsely (Tridadida according to Jijima) or com-
pletely (Polydadida according to Lang) lined with cilia.
Nervous System. — The central organ of the nervous
system, the brain (en), is a double ganglion at the anterior
end of the body, and has been noticed in all the known
forms with the exception of the Acoela. It is situated in
front of or above the pharynx ; in those species in which
a process of the intestine extends beyond the region of the
brain (cf. figs. 7 and 8 viewed from the ventral surface) it is
placed below this. In such cases there is sometimes a com-
missure encircling the prolongations of the intestine. Each
of the two ganglia gives off a strong longitudinal nerve
cord (figs. 5-8, In) from which arise branches going to the
various organs of the body. The structure of the nervous
system is somewhat diSerent in the Rhahdocala, Trida-
dida, uni Polydadida. In the first group (figs. 5, 6) the
two longitudinal cords and their branches are the most
feebly developed, and there is but rarely (Mesostoma,
Monotus) a transverse commissure uniting the longitudinal
cords. These cords are very large in the Tridadida,
where the brain is to be regarded as a simple thickening of
them ; in this group there are numerous transverse com-
missures between the longitudinal nerve cords (fig. 7), and
the nerves arising from them and passing to the periphery
form a subcutaneous nerve plexus within the muscular
eoat. Lang has observed a similar nerve plexus in the
Polydadida, the central nervous system of which differs
from that of the Tridadida in that a number of stout
nerve cor.ls radiate outwards from the brain as well as the
two longitudinal cords; they are all united together by
-m
-ir
Fig. 4. Fig. 5.
Fio. 4. — Plan of an Accelons Turbella^Ian. e, eye; m, mouth ; ot, otolith; o»,
ovary ; p, digesting parenchyma ; (, testicular follicles ; vs, vesicula semioalis
J , male organ of copulation ; ^ 9 . common sexual aperture.
Fio. 5. — Plan of a Rhahdoccelous Turbellaiian. be. bursa copulatrix ; m, brain ;
e, eye ; g. gennarium ; i. intestine ; In, longitudinal ner\'e tnink ; m, mouth ;
ph, pharynx; r5, receptaculum semlnis; $, sallvai-y gland; f, testis; u, nteruB
(containing an egg); v, yelk gland; vs, vesicula scnilnalis ; Z, chltlnons
copnlatoiy organ; 3 9 t common sexual aperture; be, bui^a copulatrix.
numerous commissures, and a network is thus formed
which extends throughout the body.
Fig. 6. Fig. ■>((.■%
Fio. 6.— Plan of an AUolocoelons Turbcllarian. Lettering as In fi^6.
Fio. 7. — Plan of aTrlcladid. i,, anterior, and u, i^, paired posterior branches ot
intestine; od, oviduct; te, tentacle; vet, vas de'ferens; $, male, and 9 . female
copulatorj' organ. Other letters as In flg. fi.
Sense Organs. — These are represented by tactile organs
PLANARIANS
173
auditory organs (otoliths), and eyes. The whole surface of
the body is very sensitive and {e.g., in the Polydadida) con-
tains cells which end in tufts of fine hairs, so that certain
regions thus become specially sensitive and serve as tactile
organs. The anterior pointed extremity of the body in
the E/iabdocoila is characterized by an abundant develop-
ment of rhabdites and tactile hairs, and thus becomes a
special tactile organ; in other cases this region of the body
is transformed into a conical tactile proboscis which can be
retracted into a sheath (Proboscida). In the freshwater
Tridadida the anterior margin of the head is richly inner-
vated, and is beset with a special row of tactile cells which
contain no rhabdites ; in the terrestrial forms of the same
family (BipaliuM) Moseley has described a row of papilla;
along the crescent-shaped anterior extremity' which can be
Flo. 8.— Plan of a Polycladld. m, bjaln; i, Intestinal branches; «,, anterlir
Qotialrecl Intestinal brunch; In, longitudinal nci-vo cord; m, mouth; ot/,
oviduct: or, ovarian follicle ; pA,pliarynx ;;>A,,phal7ngeal pouch ; *f,stoi1^ach;
i, testicular folliclo; u, utei"us; vt/, vas deferens; 5, male copulolory or^an,
with the male aperture behind; 9i feinalo copulatory organ, with the femalu
aperture before It. The eyes are omitted.
extended and form tactile organs ; between the papilla; are
peculiar ciliated grooves connected with nerves. In the
Polydadida there are tactile cells with stiff hair-liko pro-
cesses on the summit of the dorsal papiUce and the various
tentacular structures;, the tentacles in this family also
serve to support tho eyes.
The majority of tho Turbellarians possess eyes ; the
Rhabdoccelida commonly have two or four, as also have tho
Tridadida ; the latter, however, are in some instances
funnished with a greater number arranged in a continuous
row round the anterior end of the body ; in tho Poly-
dadida there are from fourteen to several hundred eyes
arranged in two symmetrical groups round tho brain or
scattered over the whole of the anterior margin of the
body and upon the tentacles. The eyes are always situ-
ateil beneath the integument within the parenchyma,
sometimes directly upon the brain or connected with it bj
special optic nerves. In its simplest form the eye is a
pigmented spot with or without a refractory lens-like
body ; the more complicated eyes consist of a pigmented
sheath containing a number of refracting rods which are
connected at their outer extremity with a series of retinal
cells, one to each rod ; the retinal cells are prolonged into
a nerve thread running to the brain ; the arrangement of
the visual elements is therefore precisely the same as in the
vertebrate eye. Of great interest is the fact that in the
Polydadida the number of eyes increases with the growth
of the animal, and Lang has shown that the eyes increase
in number by actual division. On the other hand Carriere
has discovered by experimenting with certain freshwater
Tridadida that the compound eyes (those containing a
number of rods) are formed by the coalescence of several
simple eyes. Only a single eye is found in the Monotida,
which has the form of a simple pigment spot in front of
the otolith.
Auditory organs are found in the shape of vesicles fiUed
with fluid and containing circular lenticular or spindle
shaped otoliths formed of carbonate of lime. Otolithic
vesicles of this kind are found in many Rhahdoccelida
(Ac«la, Monotida, fig. 4, ot) embedded in a depression ou
the anterior surface of the brain. In the Dendrocalida
these organs are but rarely present.
As a' sensory organ of unknown function must be men-
tioned the paired lateral ciliated grooves which are met
with on eitl\er side of the brain in many Rhabdocxla (fig.
9, c).; they are also found commonly in Nemertines (q. v.),
but are hero more complicated in structure.
Ecprodnctive Organs. — With a few exceptions all the Turbellarians
are hermaphrodite, and reproduce themselves sexually. ■ Only
ampng tlie Microstomida is there an asexual as ■nell as a sexual
reproduction. The male and female organs open to the exterior,
either through a common cloaca (alrium gcnitnle) on the ventral sur-
face (most lihahdocxlida and all Tridadida, figs. 4-7), or tlieie ore
separate male and female apeitures. In this case the mnio aperture
is generally placed in front of tho female aperture (some lihabdo-
ccelida Ski\A all Polydadida, fig. 8), but occasionally tho positions
are reversed (certain RhaMoccelida). Tho genital glands display a
primitive condition in bciiig paired, though frequently, the ger-
marium (fig. 5, g) of the JViabdomla, and occasionally also the
testis, is developed only upon one side of the body.
Tho structure of the feinalo organs varies. In some cases there
are simple ovaries (ou in figs. 4, 8) in which the ova originate and
become fully mature without being furnished with the secretion
of a second gland ; in other cases there is a division into ger-
mariuin (fig. 5-7, g) and yelk gland (r) ; tho primordial ova or genus
originate in the i'uimei', and absorb tho products of tho yelk gland
in the atrium, where they beeonio ready for fertilization. An
inteimediato condition is seen in those forms where there is but a
simple gland ]n-Psont which produces genus in its upper portion
and yelk in tho lower portion. Tho ovaries are generally compact
round or tubular glands (fig. 4); sometimes they are formed of a
number of pear-shaped follicles (fi^. 8); there is usually a simple nr
paired uterus («) which retains the ova for some time before they
are deposited ; sometimes, however, the ova undergo their develop-
ment within tho uterus and are completely developed before expul-
sion ; in some cases the eggshell is detached within tlio uterus so
that the young are produced alive.
In Turbellarians without a yelk gland tho utenis is n ainiplo
wideniiigof tho oviduct (lig. 8); in those forms which possess addi-
tional yolk glands tho uterus is a simple or paired diverticulum of
the atrium genitalo (figs. 6, 7). The x)va are either stirrounded by
a moro or less hard chitinous shell, or one shell contains a number
of ova ("cocoon" of Tridadida. and many J'vlt/dadiiia). The
Polydadida deposit an egg-string which like that of tho Oa3tro]>0(Ia
consists of a number of ecgs bound tugilher by a transparent
albumen-like mass. Many KhabilococlTiirbellaiinn3(<-.<7., ifeaostormi
thrcnlcrgii) jiroduco two sorts of «rvo, thin-shelled summer ova and
tliickslielleil winter ova; tho latter are capabla of withstanding a
considerable amount of desiccation, nnd nro dejiosited in the autumn.
Tho accessory female organs of reproduction are represented by bursa-
seminales, which receive tho semen during copulatioa and retain it
174
PLANARTANS
until fertilization is accomplished. A further division of labour is
brought about by the presence of two diverticula of the atrium
genitale, one of which 'serves as a bursa copulatiix (fig. 5, be) and
the other as .1 receptaculum seminis ()'s) in the same sense as the
equivalent organs of insects. In the place of a special receptaculum
seminis the efferent duct of the ovary is often {MesQslomida)
metamorphosed into a chamber to contain the semen. In the
Tridadida and Pohjcladida the female efferent duct is often
differentiated into a muscular vagina which closelv resembles the
penis (figs. 7, 8, 9 ). .,.,..,_■
Finally, the female generative apparatus is furnished with a
number of glands which have been termed cement glands, albumini-
parous glands, and shell glands.
The male sexual glands (figs. 4-8, t) resemble the ovaries in being
either compact tubular (fig. 6) or follicular (figs. 4, 6, 7, 8) struc-
tures. The vasa deferentia (I'rf) are often widened out into vesiculie
seminales (figs. 4, 6, vs) ; or there are special vesicul.-c seminalea
present, formed by a portion of the penis (fig. 5, vs). In the male
organ of copulation there is frequently found in addition to the'
spermatozoa an accessory granulated secretion produced by special'
glands, but of unknown function. i
The muscular penis, especially in the EJialdococla, has a number
of' cliitinous spines and hooks which serve to assist the animal in
maintaining a firm hold during copulation, but also in capturing
and retaining it.s prey. In Macrorhynchus hdgolandicus, Gff.,
there is a peculiar poison dart connected with the male copulatory
organ which only serves the latter purpose. Very remarkable is,
the opening of the penis into the mouth cavity ia. Sl'jlostovium
(Polydcidida) and Prorhynchus (Khahdoaela), and also the existence
of several (2-15) pairs of male' copulatory organs and genital
apertures in certain Pobjdadida.
The spermatozoa vary much in form, especially in the Khabdo-
eoelida, where frequently the species of one and the same genus are
distinguished by the different form of the spermatozoa. Copulation
in the Turbellarians is generally reciprocal; only in those cases
where both summer and winter ova (see above) 'are formed do the
former arise from self-fertilization; the latter are the result of the
copulation of two individuals. The fertilization of the ova always
takes place in the atrium genitale. Jlany Turbellarians, especially
the Acmla, display the phenomenon known as "successive her-
maphroditism," the male organs of an individual attain to maturity
first, and the female organs become ripe subsequently. During
copulation, therefore, one individual is physiologically a male and
the other a female.
Asexual generation is met with only in the Microstomida ; it
takes the form of transverse division accompanied by budding.
The posterior third of the body becomes separated off by a septum
running from the gut to the integument and an e.-cteraal furrow
corresponding to this ; this part of the body grows in length until
it equals the anterior portion. By further repetition of this double
procedure of separation and equalization there, chains of 4, then 8,
16, and 32 buds are formed, which remain attached (fig. 9), and,
altliough fresh mouth apertures {in', in", vi'") have been formed, are
still in communication by the intestinal lumen ; this becomes closed
before or after the several buds break off from their connexion with
each other. Throughout the whole summer chains of zooids are met
with ; in autumn this asexual division probably ceases to occur ; the
several individuals become sexually mature, separate from each other,
and lay eggs which remain quiescent during the winter and in the
spring develop into fresh individuals reproducing asexually.
Z)e»f/o;)mc»<.— The study of the development of the Turbellarians
is unfortunately not Very far advanced, particularly among the
small Ehabdocalida, which are extremely difficult to investigate,
and about which hardly any developmental facts are known. The
larger freshwater Tridadida and the Polydadida on the contrary
have been recently very fully investigated. The Rhabdocxla and
the Tridadida appear to develop directly without any metamor-
phosis while a great part of the Polydadida undergo a metanior-
phosis'and pass through a larval condition, during which they are
furnished with provisional ciliated processes (fig. 10) ; the Aca'.a
have also a free larval form ; pelagic larvie with a coat of long cilia
apparently belonging to this group have been observed by Ulianiu.
The sp"mentation of the ovum is total, but unequal ; an epibolic
gastruia is formed and the aperture of invagination becomes the
permanent mouth of thg adult. ™ , ,, •
Syslemalic An-unqcmcnt and Mode o/Life.—OrdeT Turbdlana.—
Platyhelminths with a ciliated integument, a nwiith and pharynx,
pharynx, but having otoliths ; all the forms marine. Many quit*
flat, with the lateral margins bent down towards the ventral surfaco
{Convoluta), frequently with brown or green parasitic algse in »»
parenchyma.
Tribe U; Rhaoaocceta (fig. 1, I). — Intestinal tract and paren-
chyma separate ; nervous system and excretory organs present ;
with compact testes and female generative
«»*, ^ glands (ovaries or separated germarium and
r'i-c yelk glands); with a complicated pharynx,
^■■|>S>. but generally without otoliths. Numerous
llJ^Ci™ forms, freshwater and marine ; the genua
Iv^^'kMW Prorhynchus (two species) also in damp earth.
The Microstomida (hg. 9) propagate asexuallyj
depressed ; without an intestine, or with a simple unbranched
intestine; the female genital glands alnays compact, not follicular ;
genital apertures single or distinct.
Tribe I. Acicla (fig. 1, o).-With a digestive parenchyma not
differentiated into intestine and parenchyma proper; with no
nervous system or excretory organs ; sexual organs hermaphrodite,
with' follicular testes and paired o\aries : generally without a
mm
Sji"
Fig. 9. flg-IO-
fio 9 -i/.'cra(oma ;■•««!«, Oe., undergoing division. There are 16 individual*
8 nl'lh mouth apertures, showing the buds of the flist (m). second (m'). thirj
(m") and fourth (m"') geneiallon. Tlie fifth geneiallon has not yet agqulreJ
a mouth aperture. <:, ciliated giooves; «, eye spots ; i, intesune
Fio. To-Lmvaof ruugia cmrantica, U (Polydadida),vm provisional dilated
processes (after A. Lang).
Freshwater forms mostly belong to the families Mesostomida and
Vorticida, some of wliich contain green parasitic alga;. Marine
forms include representatives of these two families and of the
Proboscida (with a tactile proboscis). Of the family Vorlioda,
the "enera Gniftlla and Anoplodium are parasitic, the lormer lu
Gastropods the latter in Echinodcrms (Holothunans).
Tribe III. Alloioc^la(tg. 1, <:).— Intestinal tract and parenchyma
separate ; nervous system .and excretory organs present ; with folli-
cular testes and compact female glands (as in the Rhabdocala) ;
pharynx similarly developed as a shorter or longer sac. One family
hfciolida), with otoliths. All the species marine, with one excep-
tion, Plagiostoraa Umani, which lives in the deep water of the
sX-orderB. /)c)«?roc(eh'(?o.— Large forms, with .a flattened body,
branched intestine, follicular testes and follicular velk glands or
ovaries ; without otoliths. . .,, ,,
Tribe I. Tridadida.- Body elongate ; intestine with three main
branches uniting to open into a cylindrical retractile pharynx ; with
follicular testes, two round germariuras, and numerous yelk folicles,
with a single sexual aperture. Planaria, Dcndrocoslum, Polycdts
(fig 1, o) are inhabitants of fresh water (with great power of
reproduction). Terrestrial forms (fig. 1, e,f) of leech-like shape,
especially met with in the tropics (only two European species Uyn-
cliodcmits tcrrcslris and Geodesmus bilincaiiis) ; marine forms Guuda
(characterized by a metameric structure), Bdelloura (external para-
site of XiotuZhs). ,,.,., ,, . ,, ,
Tribe II. Polydadida {fig. 1, rf).— Body leaf-like, thm, and broad,
with numerous branched or retiform intestinal cceca which unite to
form a central tube (stomach) ; with follicular testes and folliculai-
ovaries, with t«o separated genital apertures the male in front ol
the female ; without (Acotyka), or with {Cotylea) a sucker situated
behind the female generative opening. All marine.
Uteralure.-Jhe mos-t recent works, which also conlain a full account of what
hs» cone betoie, are the following :-/I'.»Wofa(a.-L. v. Graff, Monograph,,
^r Turbellaiiu\ 1. mabdoc<,lida, Leipsio, IS62, with 20 plates. /''"'■"""■J
\4rwandtscha(t der Platyhelminthen rait Ccelenleiaten uml Hniidmeen. In
Mu7h foorscj A-eapel. vol. iii., 1881; El. Mctschn.koff, "Die Embrjolog.e
yTp)an7Hap^iclXa^" in Z.Usc/u:/. -(>.. 7.c.!.. vol. xxxv.ii., 18S3; >»«o J'l'"^^
" [Tntersuchunccn iibei' den Bau und die Entwickelungsxcschichte der iiiss-
w.ISer-Dend""eoelen;"to^«'<«A-- /. ...'«.2f.<.(., vol. :.l., ISS4. Land J-lanan.,.,.^
P L A — P L A
175
H. N. MoMley, *'0n tlie Anatomy and Histolopy of Ihe tand Planarians nf
Ceylon, with somr Account of their Hab:t.s, «nd wirh a Desciipljtm of Two New
Species, and with Xote^ on the Anatomy of some Kuropcan Aquatic Species," in
Phil. Trans. (London, 1874). and "Xotcs on tlic Srnictnrc of sr-rcnil Fonns of
Lan<I Planarinns, with a Description of Two Xcm' Genera and Several New Species,
and a LiiJt of all Species at present kno\vn,'* in Quart. Jour, Mia; ,Sc(:, vol. xlvii.,
1877; J.v, lCennel,"Di;; in Detilsctiland Kefundcncn Lanilplnnaricn RItt/ncliode-
mus terre^tris nnd Oeott'smu.^ bitineatus," in Arbeit. ZooL-Zootom. Justit. jru/-r-
burff, v., 1879. Polytlniiida. — A. I^ng, "Pio Polyclnrten," in /"uw-ia vttci /7ora
ttes (j'of/cs ton ^'eajjel. No. II, 39 plates, Leipsic, lriS4-y-J. (I* v. G.)
PLANCK, Gottlieb Jakob (1751-1833), tlieologiaa
and church historian, was born at Niirtingen in Wiirtein-
bcrg, where his father ^vas a notary, on November 15,
1751. He was educated for the Protestant ministry at
Blaubeuren, Bebenhausen, and Tiibingen, and from 177-1-
to 1784 held successive appointments asrepctent, preacher,
and professor in Tiibingen and Stuttgart. In 1781 he
published anonymously the first volume of his Geschichte
des Protestantischen Lehrbefjrifs ; the second, also anony-
mous, appeared in 1783 ; and in 1784 he was chosen to
succeed Walch at Gottingen. Here in the course of a
long and useful professional career he enjoyed a large
number of academical and ecclesiastical honours. His
death took place on August 31, 1833.
The Geschichte A.s ProtJi.itanlischen Lehrhegriffs was completed in
6 vols, in 1800. It was followed by an extensive Geschichte clcr
Kirchcnverfassung, in 5 vols. (1803-1809). Both are works of
considerable importance, and are characterized by abundant learn-
ing and acuteness, the most conspicuous fault in the eyes of his
least favourable critics being a tendency, which cannot be wholly
denied, to ' ' subjective pragmatism. "
PLANTAGENET. This sumamo, distinctive of a line
of kings who ruled in England for more than three
hundred years, was first adopted by Geoffrey, count of Anjou,
in reference to a sprig of broom {planta ffenisla-) which he
is said to have worn in his bonnet. He is described by
early •(vriters as a very hand.'spme man, but there was
certainly nothing very striking in his character. He was
the son of Fulk, count of Anjou, king of Jerusalem, who,
before his departure for the Holy Land, placed him in
possession of the counties of Anjou and Maine. This
made him in the eyes of Henry I. of England, who was
anxious to protect Normandy, an eligible husband for his
widowed daughter, the empress lilan;!, whom he proposed
to make his heiress,. both in England and beyond sea. It
was a purely political marriage, and the couple immediately
afterwards had violent quarrels. Nor was either of them
popular in England, whore a female sovereign would at
that time have been an innovation, and Geoffrey was dis-
liked as a foreigner— although the same objection might
have seemed to apply to Stephen of Blois, whose superior
activity gained possession of the throne before Maud could
make good her pretensions. In a long war with the
usurper, though recogniEed as "lady of Englajid" and
virtual sovereign by one part of the country, she wa.s only
able in the end to secure the succession for her son.
Stephen ended his days in peace, and the house of
Plantagenet succeeded to. the throne in the person of
Henry II. by virtue of a compact.
Henry, the son of Geoffrey of Anjou and the empress
Maud, was born at Le Mans in the year 1133, and was
just twenty-one years of age when ho attained the crown.
But his youth had been well spent in preparation for it.
When eight years old he was brought to England to be
trained in arms. At sixteen he was knighted by his
greaUincle David of Scotland. In 1151 his father put
him in possession of Normandy, and, dying soon after, left
him also the succession to Anjou. These a<lvantages ho
imprcived next year by his marriage with Eleanor of
Aquitaino, which,, by adding Poitou and G jienne to his
dominions, gave him the lorJ.ship over the^.'holo western
side of France from north to south, with the exception of
Britanny, which also some time afterwards came under his
power.
Having thus, even before he was twenty, become master
of so many fair provinces, he then sailed to England, and,
though he did not dethrone Stephen, compelled him to
acknowledge him as his successor. Next year he was king.
It is a new era in the history of England as well as in the
fortunes of his house. The country, which was lately so
impatient of the nde of a foreigner — fearing, doubtless,
that English interests would be sacrificed to those of Anjou
— now j'ields an easy submi-ssion to the ruler of all western
France from Picardy to the Pyrenees. And, though Henry
is in fact one of the greatest of Continental potentates,
greater really than his feudal supci-ior the king of France,
there is no great cause for anxietv. Henry devotes him-
self to the interests of his island '-ingdom, takes steps to
secure the succession there to his issue, causing his eldest
son even to be crowned king during his own lifetime, and
is much more intent on the subjugation of Wales and
Ireland and the recognition of his feudal superiority over
Scotland than upon any extension of his responsibilities
abroad. Personally a man of fiery temperament and
strong passions, his patience as a politician is remarkable.
Bit by bit he is building up a strong empire, and even
keeping the pretensions of the church \vithin definite and
reasonable bounds. , But a single angry word undoes the
work of years. He is responsible for Becket's murder.
He must do penance and make his peace with the church.
He must humiliate himself before Becket's grave.
His dynastic policy seemed almost an equal failure,
but was productive of wide and far-reaching consequences.
His ungrateful sons rebelled against him, and when he
heard that even John had joined the confederacy he felt
that he had nothing more to live for. The eldest, Henry,
whom he had been so anxious to make a king during his
own life, sickened and died in France after flagrant acts
of ingratitude and ia^)iety. Geoffrey, to whom he had
secured the duchy of Britannj', soon followed his brother;
and there remained but Richard and John, besides three
daughters, who were all disposed of in marriage to
Continental princes. As Richard, though he came to the
crown, also died without legitimate issue, the male line
was continued in the two sons of John, Henry III. and
Richard, king of the Romans, and the issue of the latter
became extinct in the next generation.
It IS remarkable how the prosperity of England seemed
to keep pace with the stability of the succession. The
short' reigns of Richard I. and John were times of peculiar
misery, which was only brought to a climax by the war
of the Great Charter <and by the dauphin being called in
to enforce it, Jlatters improved under Henry III., even
during the minority ; but he, too, had a war with his barons
in the latter part of his reign. He, too, like his father,
had but two sons who grew up to manhood ; and, while the
elder, Edv,-ard I., succeeded him on the throne and was the
ancestor of all the following kings, the younger, Edmund
Crouchback, became progenitor of the house of Lancaster
by the marriage of his great granddaughter Blanche to
John of Gaunt, fourth son of Edward III. Edward I. had
three sons who came**) man's estate; Edward II. only two,
or moro properly only one, for the second, John of ICltham,
died in Scotland at the age of nineteen. Finally the time
of Edward HI. with his great family was the clima.x in the
fortunes of the house of Plantagenet Nor need wo pursue
the family histoi-y further, as the story of its descent after
the days of Edward III. will be found sufficiently treated
elsewhere ■ (see Lancaster, House of, and York,
HopsK of).
Of the alliances of this great dynasty the most import-
ant after thi doys of Henry II. were those of the hoaso
of Lancaster. Henry III. married his daughter Margaret
to Alexander III . of Scotland, and another daughter U> the
176
P L A — P L A
duke of Britanny. Edward I. had for his sons-in-law
Gilbert de Clare, earl of Gloucester, the duke of Brabant,
and the earl of Holland. A daughter of Edward II.
married a duke of Gueldres. But " the aspiring blood of
Lancaster " spread itself over Europe by alliances with
Castile and Portugal, Navarre and Denmark, Bavaria and
other foreign states. It has reigned in Portugal to the
present day, and it continued to reign in Spain till the end
of the 17 th century. (j. ga.)
PLANTAIN (liat. plantago), a name given to plants
with broad palm-like leaves. This is the case with certain
species of Plantago, Alisma, and Musa, to all of which the
term is popularly applied. Of the Plantago little need be
said here, the species being for the most part mere weeds,
though one species, P. lanceolata, is eaten by cattle, and
the seeds of another, P. major, are collected for the food
of birds. Of far greater general importance is the genus
Mum, to which belong the Plantain, and the Banana
{q.v.). These are gigantic herbs, now diffused by cultiva-
tion throughout the tropics of both hemispheres, and
sending up from a short
thick underground stem
shoots with a number of
very large leaves whose
long, thick leaf-stalks
are wrapped one round
another. The blades are
usually oblong -obtuse,
like the blade of an oar,
with a very thick midrib
from which diverge on
each side numerous pa-
rallel densely arranged
secondary ribs. The
flowers are borne in huge
pendulous spikes pro-
vided with large boat-
shaped, often coloured,
bracts, in whose axils the
whorls of flowers are pro-
duced; the lower ones Musa sapienUm.
are usually female or hermaphrodite, those at the apex of the
spike are male only. These flowers consist of a perianth of
six divisions partly united below, slightly two-lipped above,
and enclosing five perfect and one imperfect stamen. The
ovary is inferior and three-celled — ripening iuto a long ob-
long fruit filled with spongy pulp, in which the numerous
seeds are embedded. The accumulation of starch and sugar
in this pulp renders the fruit of vast importance as an article
of diet in the tropics. Corenwinder, cited by Pavy, says
that, while starchy matter forms more than 19 per cent, of
the ripe fruit — there is also nearly 5 per cent, of nitrogen-
ous matter, about double that of the potato. The plant
requires but little attention, and the produce from a rela-
tively small area is enormous ; hence it is one of the most
valuable of all food-plants. After fruiting, the stem dies
down, but provision for new growth is made by the pro-
duction from the underground stock of numerous offsets.
The number of varieties is very great, a circumstance
which in itself testifies to the long period during which
the plant has been cultivated. It is also the more
remarkable in that perfect seeds are comparatively rarely
produced, the inference being that the different forms have
arisen from bud -variations or " sports." In spite of the
vast number of varieties grown in the tropics of both
hemispheres — varieties mostly dependent on diversities in
the size, form, and flavour of the fruit — the general
opinion among botanists is that they have all sprung from
one species, the Mv^a eapienluvi of Brown. Were it
otherwise, it is presumed that the V£ rieties found in
America would be different from the Asiatic ones, and
these again from those found in the South Sea Islands,
etc.; but, as a matter of fact, there are no geographic
limitations, the same varieties being found in different
quarters of the globe. The varieties are arranged under
two heads by Desvaux according to the size of their fruit
— the bananas, with fruit 7-15 inches in length, and the
fig bananas, with fruit from 1-6 inches long; but these
variations are not constant, and Schoniburgk has recorded
a case in which a spike of the fig banana bore numerous
fruits proper to that variety, and in addition a large
number of fruits like those of the Chinese dwarf-plantain,
Musa chinaisis, the Cavendish banana of gardens — a case
analogous to, but even more remarkable than, the not
infrequent occurrence of peaches and nectarines on the
same branch. The plantain and the banana are sometimes
spoken of as distinct. The former has a green stem and
yellow angular fruit not fit for eating till cooked. The
banana {M. sapienlum) has the stem marked with purple
spots, and a sho'rter more cylindric fruit which may be
eaten without cooking, but the two run one into the other
so that no absolute distinction can be drawn between
them. The species have been found in a wild state in
Chittagong and Khasia, in the Philippine Islands, in Siam,
and in Ceylon, but nowhere truly wild on the American
continent.
Throughout tropical and subtropical Asia the plant has
numerous and diverse native names; and it was mentioned
by old Greek and I,atin authors. On the other hand,
there are no native names for the plant in Mexico, Peru,
or Brazil From such considerations as these Alphonse de
Candolle, in his Origine des Planies Cultivees, sums up the
evidence by asserting the Asiatic origin of the plantain
and its early introduction into America by the Spaniards
or Portuguese. If it should turn out that the banana or
the plantain existed in America before the discovery of
that continent, then M. de Candolle would attribute that
circumstance to some fortuitous introduction at no very
remote date rather than to the simultaneous existence of
the banana as an indigenous plant in both hemispheres.
It is not only for their fruit that these plants are
valuable. The leaves are used for thatching, and the
abundant fibre they contain forms a good substitute for
hemp. Musa textilts is of special value from this point of
view. The Abyssinian banana, 3f. Ensete, has dry capsular
fruit, and very handsome foliage.
PLANTAIN-EATER. See Tourakoo.
PLANTIN, Christophe (1514-1589), born in a vil-
lage near Tours (probably Saint- Avertin) in 1514, learned
book-binding and book-selling at Caen, and, having mar-
ried in that town, settled in 1549 as bookbinder in Antwerp,
then the principal commercial town of the Netherlands,
where he was soon known as the first in his profession.
A bad wound in the arm, which unfitted him for this
occupation, seems to have been the cause that first led hina
(about 1555) to apply himself to typography. The
first known book printed in his office was La Institv^
tione di una fancinlla nata nobilmente, by J. M. Bruto,
with a French translation, and this was soon followed by
many' other works in French and Latin, which in point of
execution rivalled the best printing of his time, while the
masters in the art of engraving then flourishing in the
Netherlands illustrated many of his editions. In 1562,
Plantin himself being absent in Paris, his workmen printed
an heretical pamphlet, which caused his movables to be
seized and sc Id. It seems, however, that he recovered a
great deal of the money, and in 1563 he associated him-
self with some friends to carry on his business on a larger
scale. Among them were two grand-nephews of Dan.
Romberg, who furnished him with the fine Hebrew types
P L A— P L A
177
of tliat renowned Venetian printer. He was now in a
position to spare no expense in printing his books with all
the care he deemed necessary; and his editions of the
Rible in Hebrew, Latin, and Dutch, his Corpus Juris,
I.atin and Greek classics, and many other works produced
;it this period are renowned for their beautiful execution
and accuracy. A much greater enterprise was planned by
him in those yeai-s — the publication of a BMia Foiyglotta,
■which should fix the original text of Old and New
Testaments on a scientific basis. In spite of clerical
opposition he was supported by Philip II. king of Spain,
who sent him the learned Benedictus Arias Montanus to
lake the leading part in the work of editorship. With his
lealous help the work was finished in five years (1569-73,
8 vols. fol.). Plantin earned much renown by it, but
little profit, or rather less than none ; but in compensation
he received the privilege of printing all liturgical books
for the states of King Philip, and the office of "prototypo-
graphus regius," which carried with it the oversight over
«11 printers in the Netherlands, a charge of which Plantin
seems to have acquitted himself indifferently. This need
not surprise us, when we know that Plantin, though out-
wardly a faithful son of the church, was till his death the
partisan of a mystical sect of heretics; and it is now proved
that many of their books published without the name of a
printer came from his presses together with the missals,
breviaries, <tc., for the Roman Catholic Church.
Besides the polyglott Bible, Plantin published in those
years many other works of note, such as editions of
St Augustine and St Jerome, the botanical works of
Dodonasus, Clusius, and Lobelius, the description of the
Netherlands by Guicciardini, ikc. In 1575 his printing-
office reckoned more than twenty presses and seventy-three
workmen, besides a similar number that worked for the
office at homo. But soon there came bad times for
Antwerp. In November 1576 the town was plundered
and in part burnt by the Spaniards, and Plantin had to
|iay an exorbitant ransom. A great many inhabitants
<if the once flourishing city emigrated, and Plantin also
thought of settling elsewhere. He established a branch
of his office in Paris; and when in 1583 the states of
Holland sought a typographer for the newly erected
university at Leyden, and invited him to occupy this place,
he left his much reduced business in Antwerp to his sons-
in-law John Moerontorf (Morctus) and Francis van Ravol-
inghen (Raphelengius), and settled at lioydcn. But he
could not thrive, it seems, in Holland. When in 1585
Antwerp was taken by the- prince of Parma and affairs
became there more settled, he left the office in Leyden to
Raphelengius and returned to Antwerp, excusing himself
for having served the states of the revolted provinces
by the difficulties of his situation. In Antwerp he
laboured till his death on the Ist July 1589. His son-in-
law, John Moretus, ani." his descendants continued to print
many works of note "in officina Plantiniana," but from
the second half of the 17th century the house began to
decline. It continued, however, in the possession of the
Moretus family, which religiously left all the old things
in the office untouched, and when in 1876 the town of
Antwerp acquired the old buildings with all their contents,
for 1,200,000 francs, the authorities were able with little
trouble to create one of the most remarkable museums in
existence (Mus6e Plantin, opened 19th August 1877).
Pee Max Rooscs, Chrielnpht Planlin imprimeur AnversoU,
Antwerp, 1882 ; Aug. do Bncker and Ch. Knclona, Annates de
timprimcric Plant inicnnc, BrnsscU, 1865; Dcguorge, La maism
Planlin, 2d cd., Bnisaels, 1878. (P. A. T.)
PLANTING. See Arboriculture.
PLASENCtA, a city of Spain and an episcopal see, in
the north of the province of Caceres (Estremadura), ia
1 <)—'.•
pleasantly situated on the right bank of the Xerte or
Jerte, a sub-tributary of the Tagus, and at the foot of the
sierras of Bejar and Vera, continuations of the Guadarrama
range. Industrially and commercially insignificant, the
place has some interest for the artist and ecclesiologist on
account of its fine walls, biiilt in 1197 by Alphonso VIII.
of Castile, and of its cathedral, begun in 1498, which is a
favourable specimen of the ornate Gothic of its period,
and also shows good examples of the vorkmanship of
Berrugueto, Aleman, and Other artists. The population
of the ayuntamiento was 7090 in 1877. The Hieronymite
convent of Yuste, the scene of the last years of the
emperor Charles V., lies about 24 miles to the westward,
and is most conveniently reached from Plasencia.
PLASTER OF PARIS. See Gypsum.
PLATA, LA. See Argentine Republic.
PLATA, RIO DE LA. See Plate River, p. 187.
PLATyEA, or Plat*^, a celebrated city of ancient
Greece, lay at the foot of the northern slope of Mount
Cithseron iu Boeotia, about 6i miles by road south of
Thebes, or a little over 5 geographical miles in a direct line.
Its territory was separated from that of Thebes by the
river Asopus. The Thebans claimed to have founded
Platsea, but, however this may have been, Plataea was
always at feud with its more powerful neighbour. In 519
B.C. the Plat*ans, being hard pressed by Thebes, applied
for help to the Spartan king Cleomenes, who advised them
to place themselves under the protection of Athens. They
did so, and Athens and Plataea were thenceforward fast
friends. It was perhaps on this occasion that the
Platseans were granted that restricted citizenship of Athens
which we know that they enjoyed at a later time. When
Athens faced the Persians alone at Marathon, the Platseans
to a man marched out to their help and shared in the
victory (490 B.C.). From that day the names of Athens
and Plataea were always associated in solemn prayers at
Athens. Though dwellers in an inland town, and therefore
ignorant of seamanship, the Plataeans helped to man the
Athenian ships at the sea n^bt with the Persians off
Artemisium (480). In revenge iHf Persians burned
Plat«a. The great battle of Platsa, whicL finally secured
the freedom of Greece against the Persians, was fought on
the uneven and broken ground to the east and north of
the town (September 479). After the battle the Greeks
declared the city and territory of Platoca to be independent
and inviolable. The Plata^ans undertook to bring annual
offerings of food and raiment to the graves of those who
had fallen in the battle; and a festival of liberation
(Elcutheria) was celebrated every fifth year. These offer-
ings continued to be brought, and the festival to be held,
as late as the 2d century of our era. With the spoils of the
Persian wars the Platinans raised a temple of Athene the
Warlike.* The Peloponnesian War began with an attempt
of the Thebans to seize Plataai (431 B.C.). The attempt
failed, but in 427, after a siege of about two years, the city
was taken by the Peloponncsians and the garrison put to
the sword. The bulk of the population had previously
taken refuge in Athens. A year afterwards the Thebans
razed the city to the giound, and built a largo hospice
close to the old temple of Hera, to whom they erected a
new temple 100 feet long. In 421 the surviving Plata.'ann
received from the Athenians the town of Scione in
Macedonia as a residence, but they had no doubt to quit
it at the end of the war (404). When the peace of
Antalcidas was concluded between Greece and Persia
(387) Plat«a was restored, but a few years afterwards it
was surprised and destroyed, except the temple.^ by the
Thebans (about 373). The Plataeans were ogain received
> It WM built, according to riiiUrch (/I run'. 20), nfter thn b»tllo of
Plattoa; according to P»a«»niaa (ix. 4, 1), afUr the batUa of Marafjoa
178
P L A — P L A
at Athens, where they were now admitted to full citizen-
ship, except that they were not eligible for the priesthood
and the archonship. After the battle of Chaeronea (338)
Philip of Macedon brought back the Plateeans as a counter-
poise to the power of Thebes, but the walls were not fully
restored till some years later. Alexander the Great, then
monarch of Asia, contributed to rebuild them, in recog-
nition, he declared, ot the services •which the Plateaus
had rendered against the Persians of old- With the loss
of Greek freedom Plataea sank into insignificance. The
inhabitants lived on the glories of the past, and were
regarded as braggarts by the rest of the Boeotians. In the
6th century the walls w«re once more restored by Justinian.
The fullest description of ancient Plataea is that of Pausanias,
who visited it iu tlio 2d century. The gi'eat temple of Hera^ he
tells us, contained a statue of Khea by Praxiteles; the temple
of Athene the Warlike was adorned with an image of the' goddess
by Phidias and paintings by Polygnotus. Close to the city gates
were the tombs of the Greeks who had fallen in the battle of
Platsea, and an altar and image of Leus the Liberator in white
marble. The ruins of the ancient toivn lie about 500 yards east
of the modern village of Koklila. They occupy a slightly elevated
plateau forming a rude triangle about two and a half miles in
circumference, of which the apex to the south almost touches the
great rocky slope of Cithaeron, and the base to the north has a steep
though short descent to the plain. The outer walls follow the
edge of the plateau, but an inner cross-wall divides it into two
auequal parts. The southern and higher part is probably as old as
the Persian wars ; the masonry of the northern parf is more recent,
and probably belongs to the age of Philip and Alexander. It is
likely that these two parts were never included at the same time
within the city walls, but that the southern was the ancient city,
and that at one of the restoraticns (perhaps that of 387 B.C.) tte
northern and more spacious part of the plateau was preferred as the
site. Within this northern half, and close to the northern wall,
is a terrace on which may have stood the temple of Hera. The
north-western comer of the northern town is portioned off by a
wall, and is conjectured to have been the acropolis of the newer city.
See Dodwell's Tour tfirouffh Ore&ce^ i. p. 274 sq,\ Leake's Travels in Northern
Greece, vul. ii. chap. 16 ; UDd Barslan's Qeographie von Oriechentand, vol. i. p.
243 tq.
PLATK The word plate (connected with the Greek
irXari;9, flat, the late Latin p?ata = lamina, and the Spanish
plata, sUver) is usually employed to denote works in silver
or gold' which belong to any class other than those of per-
sonal ornaments or coins.^
On account of the ease with which it can be worked
and the pure state in which it is generally found, it is pro-
bable that gold was the first metal used by man ; and it
is certain that, in some countries at least, he attained to
the most marvellous skill in its manipulation at a time
when the other arts were in a very elementary condition.
As an_ instance of this we may mention a sword of tho-
bronze age, found in a barrow near Stonehenge, and now
in the museum at Devizes.^ The hilt of this sword is
covered with the most microscopically minute gold mosaic.
A simple design is formed by fixing tesserte, or rather pins,
of red and yellow gold into the wooden core of the handle.
Incredible as it may appear, there are more than two
thousand of these gold tesserie to the square inch. The
use of sUver appears to belong to a rather later period,
probably because, though a widely spread metal in almost
all parts of the world, it is usually found in a less pure
ttate than gold, and requires some skill to smelt and
refine it. Though both these precious metals were
largely and skilfully used by prehistoric races, they were
generally employed as personal ornaments or decorations
for weapons. Except in Scandinavian countries but little
that can be called " plate " has been discovered in the
early barrows of the prehistoric period in western Europe.
' In mediaeval English the term " a plate " was occasionally used
lu tlie sense of a silver vessel. A curious survival of this use of the
word still exists at Queen's College, Oxford, where the servants may
yet be heard asking at the battery for so many " plates of boor," that
is, silver t.-inkarJs.
' Hoare, AncUiU WilUit-e, 1810.
It will be convenient to consider the no less prenistoric
gold and silver work recently found at Troy, Tiryns, and
Mycena as forming a stage in the history of Greek art.
Ancient Egypt. — An enormous amount of the precious
metals was annually brought as tribute to the Egyptian
kings ; according to Diodorus, who quotes the authority of
Hecatseus, the yearly produce of the royal gold and silver
mines amounted to thirty-two millions of minae — that is,
about 133 millions sterling of modern money. Though
this estimate is probably an exaggeration, the amount must
have been very great. The gold chiefly came from the
mines in the Bishdri desert, about eighteen days' journey
south-east of Kum Ombos. These mines were constantly
vi-orked down to the time of the Arab caliphs, but now
appear to be exhausted. It is not known where the silver
came from. Gold appears to have been relatively more
abundant than silvef, and the difierence in value between
them was very much less than it is now. Tribute was paid to
the Egyptian kings, not in coined money, which was then
unknown, but in rings or ingots. Owing to the Egyptian
practice of burying with their dead personal ornaments
and jewellery, rather than other possessions less intimately
connected with the person of the deceased, but few speci-
mens of either gold or silver plate have survived to our
times, whereas the amount of gold jewellery that has been
discovered is very large, and shows the utmost amount of
skill in working the precious- metals. We can, however,
form some notion of what the larger works, such as plates
and vases in gold and silver, were like fron\ the frequent
representations of them in mural sculpture and paintings.
In many cases they were extremely elaborate and fanciful
in shape, formed with the bodies or heads of griffins, horses,
and other animals real or imaginary. Others are simple
and graceful in outline, enriched vsith delicate surface
ornament of leaves, wave and
guilloche patterns, hieroglyphs, or
sacred animals. Fig. 1 shows a
gold vase of the time of Thothmes
III. (Dynasty XVIII., about 1 500
B.C.), taken from a wall-painting
in one of the tombs at Thebes.
The figure on its side js the
hieroglyph for "gold." Others
appear to have been very large and
massive, with human figures in
silver or gold supporting a great
bowl or crater of the same metal.
In the language of the hiero-
glyphs silver is called " white gold," and gold is the generic
name for money, -r-unlike most languages, in which silver
usually has this special meaning,- — a fact which points
strongly to the ptiority of the use of gold. On the walls
of one of the. tombs at Beni Hassan there is an interesting
representation of a gold- and silver-smith's workshop, show-
ing the various processes employed — 'weighing, melting or
soldering with the blow-pipe, refining the metal, and polish-
ing the almost finished bowl or vase. In the time of
Barneses III., about 1300 B.C., a clearly defined Assyrian
influence appears in the decoration of some of the gold
plate. A gold basket, represented in the tomb of this
king at Thebes, has on its side a relief of the sacred tree
between two beasts, the oldest of purely Aryan or Indo-
European subjects, and quite foreign to Egypt.
The chief existing specimens of Egyptian plate are five
silver pkialx or bowls, found at the ancient Thumuis in
the Delta, and now in the Bulak Museum (Nos. 482 to 486
in the catalogue). These are modelled in the form of a
lotus blossom, most graceful in design, but are apparently
not earlier than the 5th century B.C. The Louvre possesses
', a fine gold patera, 6J inches across, with figure* A fiahes
1.— Gold Vas''. from wall-
paintings at Tliebts.
PLATE
179
svithin a lotus border in repoussS work ; an inscription on
'lie rim shows it to have belonged to an officer of ThotLraes
III. (Mem. Soc. Ant. de France, xxiv. 1858).
Assyrian and Phcenicicin Piute. — Among the many
treasures of early art found by General Cesnola in the
tombs of Cyprus none are of more interest than a large
number of Pha^nician silver phial:e or saucer-like dishes,
enriched with delicate repouss6 and tooled reliefs, which
in their design present many characteristics of Assyrian
art mingled with a more or less strong Egyptian influence.
A considerable number of bowls -and phialfe found in
Assyria itself are so exactly similar to these Cyprian ones,
both in shape and ornamentation, that they cannot but
be classed together as the production of the same peoi)le
and the same age. The British Jluseuni possesses a fine
collection of these bowls, mostly found in the palace at
Nimrud. Though they are made of bronze, and only
occasionally ornamented with a few silver studs, they are
evidently the production of artists who were accustomed
to work in the precious metals, some of them in fact being
almost identical in form and design v.ith the silver phialse
found at Curium and elsewhere in Cyprus. They are
ornamented in a very delicate and minute manner, partly
by incised lines, and partly by the repouss^ process, finally
completed by chasing. Their designs consist of a central
geometrical pattern, with one or more concentric bands
round it of figures of gods and men, with various animals
and plants. In these bands therfe is a strange admixture
of Assyrian and Egyptian style. The main motives
belong to the former class, the -principal groups being
purely Assyrian — such as the sacred tree between the two
attendant beasts, or the king engaged in combat and van-
quishing a lion single-handed ; while mingled with these
are figures and groups purely Egj-ptian in style, such as
the hawk-headed deity, or a king ■slaying a whole crowd
of captives at one blow. Fig. 2 gives a silver dish from
Fifl. 2.— Silver Dowl, «hnul 7 Inches In illiimckr. found In a tomb In Cyr™'. w'l''
ix-puussd reliefs of i^gyptUii and Aiuyrluii »tyiu
Curium containing example.") of all the above mentioned
subjects. Some of the designs are exceedingly beautiful,
and are arranged with great decorative skill : a favourite
composition is that of antelopes walking in a forest of tall
papyrus plants, arranged in radiating lines, so as to suit
the circular phiale, and yet treated with ])erfect grace and
freedom. In addition to the numerous silver pliiahu some
were found, with similar deroratiio, made of pure gold.
The Curium find alone is said to have included more than
a thousand objects in gold and silver.
Etruscan Plate. — The Etruscan races of Italy were
specially renowned for their skill in working all the
metals, and above all in their gold work. Large quanti-
ties of the most exquisite gold jewellery have been found in
Etruscan tombs, including, in addition to smaller objects,
sceptres, wreaths of olive, and massive head-pieces. The
Museo Kircheriano in Rome possesses a magnificent speci-
men of the last form of ornament; it is covered with
nearly a hundred little statuettes of lions arranged in
parallel rows.^ Little, however, that can be classed under
the head of plate has j'et been found. A number of silver
bowls found in Etruscan tombs have ornaments in the
Egypto-Assyrian style, and were probably imported into
Italy by the Phceniclans ; some almost exactly resemble
those found in Cyprus.
The British Museum (gold ornament room) possesses a
fine specimen of early plate found at Agrigentum in
Sicily. This is a gold phiale or bowl, about 5 inches
-fe^L
Fio. 3. — Archaic Gold Phiale, found at AgrlRcnium, novr In (he British Museonii
It Is shown In seclioQ below. It Is 5 Inches In diameter.
across, with central boss or omphalos ((pidXr] fU(r6/j.<t>aXoi)
Avhich seems once to have contained a large jewel. Round
the inside of the bowl are six figures of oxen, rcpoussiS in
relief, and at one side a crescent, formed by punched dots.
A delicate twisted moulding surrounds the edge ; the
workmanship of the whole is very skilful (see fig. 3).
Ildhnic Plate. — Discoveries made of late years on the
plains of Troy, at MycenK, and at Camirus in Rhodes
have brought to light a large quantity of gold and silvor
lilate of very remote antiquity. These early specimens of
plate are all very similar in character, graceful in ,-=hape,
hammered, cast, and soldered with great skill, but, with
the exception of weapons and ornaments, mo.stly dcvoU of
surface decoration. Tlio most remarkable find wa.s that
which Dr Schliomann calls " Priam's treasure," including
a large nutnbor of silver vases ond bowls, with fine massive
double-handled cups in gold, and a very curious spherical
gold bottle. Fig. 4 shows a silver ruji, with gold mounts,
found in a tomb at Camirus in Rhodes, opparcntly a work
of the same eorly date and class. Homer's jwems are full
of descriptions of rich works in both the jirccious mctalr
{Iliad xxiii. 741), showing thot the tasto for valuable
])ieces of plate was developed omong the Greeks at a vcrj
early time — much more ho probably than it wa.s during
> Another, very BimlUr, cxiaU In tlio Vatican Hiu. Orcgor.
180
PLATE
the most flourishing period of Hellenic art, when the pro-
duction of beautifully painted fictile vases seems to some
extent to have superseded the more barbaric magnificence
f lo. 4.— Silver Canthanis from Rhodes, with gold mounts. Possibly the lorm of
the Homeric &ena^ aixifttKvneWov.
of gold and silver. During the 6th century B.C. the
demand for works of this class, valuable not only for their
material but for their workmanship, seems to have been
very great under the last dynasty of Lydian kings, whose
wealth in gold and silver has become proverbial. Crcesus
especially encouraged the art, and paid enormous sums for
silver vases and cups to the most repowned artists of his
time, such as Glaucus and Theodorus tne Samian.
Pliny (iV. H., XKxiii.) gives a valuable account of the
sources whence the Greeks and Romans derived their
precious metals, their methods of refining, and the sculptors
who were most celebrated for flieir skill in making articles
of plate. Among the Greeks and Romans the greatest
artists of the day did not disdain to practise this branch
of art. The same sculptor who produced noble and
colossal statues for the temples of the gods would at
another time put forth his utmost skill and artistic talent
in chasing and embossing some small silver cup or vase.
In this way ancient pieces of plate ranked among the
most perfect productions of art — very different from the
custom of the 19th century, which leaves its plate to be
executed by some dull mechanical craftsman, after the
pompous designs supplied by a tradesman whose only
standard of merit appears to be the pretentiousness of the
design and the number of ounces of silver it contains.-
In the best times of Greek art, the chief works in gold
and silver seem to have been dedicated to religious pur-
poses, and to have been seldom used for the ostentatious
pomp of private individuals. Vessels for the use of the
temples, tripods in gold or silver of the richest work, and
statues of the gods were the chief objects on which the
p-recious metals were lavished.'
The gold used by the Greeks probably came from Asia
Minor or Egypt, while the mines of Laurium, in the
mountains which form the promontory of Sunium in
Attica, supplied an abundant amount of silver for many
centuries.- According to Pliny, Phidias was the first
sculptor who produced works of great merit in the precious
metals ; he mentions a number of other Greek artists who
were celebrated for this class of work, but unluckily does
not give their dates. The chief of these were Mentor and
Mys (both of the 5th century B.C.), Acragas, Boethus, the
sculptors Myron and Stratonicus, as well as the well-known
Praxiteles and Scopas. In Pliny's time many works in gold
and silver by these artists still existed in Rhodes aild
elsewhere. Among later workers he specially mentions
Zopyrus, who made two silver cups, embossed with the scene
of the judgment of Orestes by the Areopagite court, and
Pytheas, who made a bowl with reliefs of Ulysses and Dio-
medes carrying off the Palladium. Enormous prices were
given by wealthy Romans for ancient silver plate made by
distinguished Greek artists; according to Pliny, more than
;£300 an ounce was paid for the last-mentioned cup.
' The golij eagles on the sacred omphalos at Delphi were notable
examples oftbia; see Pindar, Pyih, iv, 4.
* Boeckh, Silver Mines of Laurium, 1842.
Though a large quantity of later Graeco-Roman plate
still exi.sts in various museums, the specimens of Greek
silver-work of the best period are extremely rare, and
mostly unimportant in point of size. In 1812 Dr Lee dis-
covered at Ithaca a very beautiful vase or cyathus 3J
inches high (see fig. 5) and a phiale or patera, 9| inches
Fio 6.— Silver Crater, found iu Ithaca. 8J inches iiigi^.
across, both of silver, repouss6 and chased, with very rich
and graceful patterns of leaves and flowers — suggesting a
slight tinge of Assyrian style.^ These are probably not
later than the 5th century B.C. A good many silver
mirror-cdses, with repouss^ figure-subjects in high relief,
have been found at various places ; as, for instance, one
with a beautiful seated figure
of Aphrodite found at Taren-
tum and now in the British
Museum.* The South Ken-
sington Museum contains a
most exquisite little silver
vase found in the baths of
Apollo at Vicarello iu Italy '
(fig. 6), enriched with a band
in low relief of storks devour-
ing serpents, executed with
gem-like minuteness and
finish — probably not later
than the 3rd century B.C.
The British Museum has a
little vase of similar form
and almost equal beauty,
though perhaps later in date ;
it is decorated with bands of
vine branches in a graceful
flowing pattern, and is partly
gilt. The most important ^-^^-G-f^f"- ^ase, ^5^^^^^^^^^^^^
find of Greek silver plate, mental band is shown below in piano.
mingled with pieces of <^"""''"'^'°8'°" ^'''^'""^
Roman or Grseco-Roman work, was that discovered in the
crypt of the temple of ilercury Augustus, at Villeret, near
Bernay, in France (tly ancient Canetum), in 1830.^ It
' See Arclimologia, xxxiii. 36-54. * lb., xxxiv. 265-72.
"* See Chabouillet, Catalogue des Camees, iHx., de la BiUiothiqu*
Imperiale, Paris, 1858, pp. 418-57; ali.0 Raoul Rochette, UmvmienU,
d'Antiquiti, p. 272, and Leuorjiiaot, huil. delV Iiui.. jlrc^^BoiBij
1830
PLATE
181
'"onsists of silver vessels and two silver statuettes, sixty-nino
pieces in all, the gift of various donors to the temple. It
is in itself a small museum of specimens of ancient plate,
containing objects of great variety of date and workmanship,
from fine Greek work of about 300 b.c. down to the coarser
Roman production of the 2nd or 3rd century A.D. The
shapes of the vessels composing this treasure are very
numerous — ewers, bowls, paterae, large ladle-shaped cups,
and drinking cups with and without handles. Those of
Greek workmanship are in slight relief, while some of the
Roman wine-cups and bowls have heads and figures almost
detached from the ground Some of these latter much
resemble some silver canthari found in Pompeii.* The
dedicatory Roman inscriptions, in some cases, appear to be
later additions, made by the various donors who presented
these treasures to the temple.^ It is interesting to note
that two vases among the Bernay treasure have reliefs of
the theft of the Palladium, like the celebrated cup by
Pytheas mentioned by Pliny ; another subject described
by him as decorating silver plate by Zopyrus, the judgment
of Orestes, is represented on a fine cup found at Antium,
apparently of Greek design, which is preserved in the Cor-
sini Palace in Rome. These may possibly be copies from
originals by those much-renowned artists.
Grxco-Roman and Roman Plate. — Of what may be
called Grasco-Roman plate a much larger number of
specimens still exist. Even during the 1st century the
growing pomp and ostentation of the wealthy Romans led
to an enormoys demand for large and elaborate pieces
of plate, while their good taste induced them to prefer the
■works of Greek coelatores, — a branch of art which even at
that time showed but little signs of decay. It was no
doubt the desire for objects which should combine intrinsic
value with artistic merit, and also be of a more durable
sort, that by slow degrees gave the death-blow to the
art of vase painting. It is not always easy to distinguish
the best works in silver of this Roman period from the
more purely Greek works of an earlier time. They are
often of the highest merit both in design and execution.
The finest collection of these was found in 1869 at Hildes-
heim in Hanover, and is now in the Berlin Museum.
They consist of a large number of cups, bowls, vases,
dishes, and tripods, all of silver, some decorated with
gilding and enriched in the most elaborate way with figure
and scroll-work reliefs of the greatest beauty and finish ;
these, except one or two of very rude work, can hardly be
later in date than the first century after Christ. The
most remarkable is a cylix, inside which a geometrical
Greek border in slight relief forms a frame for a seated
figure of Athene — an " emblema " soldered on, in very
high relief. The attitude of this figure, the folds of the
drapery, and other details are arranged with extreme
grace. Almost the only point which recalls the fact that
this exquisite piece does not belong to the best period
of Greek art is the very salient relief of the figure,
whereas in earlier times the silver-worker was content
with a more moderate amount of relief, and thus
decorated the surface of his vessel without injuring its
main contour. A large silver crater in the same set (fig. 7)
is free from this fault. It is covered outside with delicate
floral scroll-work, growing in graceful curves all over the
surface of the vessel,- with very slight projection from the
main surface,— a perfect model in every way for the treat-
ment of silver. Pliny specially mentions the custom of
Roman generals and other ofiiccrs travelling on military
* Quaranta, QMa^iorrfia Ka5i rfM rt/ento . . , /'(jmpc/, Naples, 1837.
* See a valuable paper on llii.s subject in the Journal of Jletiaiic
StudUs'^ vol. iii. No. 1, by Dr WaM.stein, who attributea part of this
treasure to the Epbesian scliool of aiti^t.'i, and tracca in some of the
designs miniature reproUuclioni] of large works uf Greek seulpiuru.
expeditions with magnificent services of plate ; and it
appears probable that this had been the case with the
Fio. 7.— SUvcr Crater, 15J inches high, from the Hildeshelm linJ.
(Berlin Muaeum.)
Hildesheim treasure ; defeat or some other disaster may
have forced the Roman owner to hide and relinquish the
whole set.^
The museum at Naples contains a very large number of
silver cups found in Pompeii, encrusted with figure-subjects
or branches of ivy and vine in relief. In cases of this sort
the cup is made double, with a smooth inner skin to hide
the sinkings produced by the repoussd work in relief on
the outside. Silver vessels ornamented in relief were
called by the Romans coslata or nspn-a, to distinguish them
from plain ones, which were; called leiia.*
Among later specimens of Roman plate the most
remarkable is the gold patera, nearly 10 inches in dia-
meter, found at Renuos in 1777, and now in the Paris
Bibliothfeque— a work of the most marvellous delicacy and
high finish — almost gem-like in its minuteness of detail.
Though not earlier than about 210 a.d., a slight clumsi-
ness in the proportion of its embossed figures is the only
visible sign of decadence. The outer rim is set with
sixteen fine gold coins — ourei of various members of the
Antoninc family from Hadrian to Gcta. The central
emblema or medallion represents the drinking contest be-
tween Bacchus and Ilercule?, and round this medallion is
a band of repousse figures showing the triumphal proces-
sion of Bacchus after winning the contest. He sits
triumphant in his leopard-drawn car, while Hercules is led
along, helplessly intoxicated, supported by bacchanals. A
long line of nymphs, fauns, and satyrs complete the
circular band.
The so-called "shield of Scipio," also in the Paris
Bibliothtque, which was found in the Rhone near Avignon,
is the finest example of Roman plate of the 4th century.
It is not a shield, but a large silver patera, about 2G inches
in diameter, with a repoussiJ relief representing the restora-
tion of Briseis to Achilles. The composition and general
design are good, but the execution is feeble and rather
coarse.
» Darcel, Trlsor de Jlildcsheim, 1870. The number of gold and
silver statues in Ronio was very great. In tlio inscription of Ancyra,
Augu.stu3 records that he melted do\™ no less tlian SO silver statues
of himself, an<l with tho money thus obtained presented " golden
gifts" to tho templo of Apollo I'ulatinus. See jl/im. /Incyr., cd.
MomniBon, 1883.
* For tho various classical metliods of working in silver and giM
see Metal- WoiiK.
182
PLATE
The British J^Iuseum possesses good specimens of
Boman silver work in its last stage of decline. These are
two large caskets or toilet boxes, with silver unguent vases,'
oblong lances, paterae, ewers, spoons, and other objects, all
found iu Rome in 1793. The caskets are decorated in
low relief with somewhat blunt repouss6 figures and orna-
ments. The rim of one casket is incised with the follow-
ing words — SECUNDE ET PKOIECTA VIVATIS IN CHEISTO.
One of the silver vases has the words pelegrina vtere
FELIX." The legend on the casket, and the if' which
appears among the ornaments, show that it wras made for
% Roman lady, named Projecta, who was a Christian ; her
portrait, together with that of her husband Secundus, is
on the centre of the lid in a medallion supported by two
cupids. With the exception of a pair of small silver two-
handled vases, undecorated, but of the purest Greek-like
form, these various pieces of silver work probably date
irom the 5th century.^
Plate from the Ciimea. — The finest collection of early
gold and silver plate is that in the Musee de I'Ermitage at
St Petersburg, the result of many years' excavation in the
tombs of the Cimiperian Bosphorus.^ !Most of these
magnificent pieces of plate, both in style of workmanship
and the character of their decoration, resemble the work
of Greek artists ; in some cases nothing but the costume
of the figures embossed upon them shows that they were
not produced in Athens.
The earliest in style is a massive gold phiale ((judXri
/x€cro/i<^a\os) covered with the richest and most minute
surface ornament. The motive of the design is taken from
an open lotus flower ; the petals form radiating lobes, and
these petals are entirely covered' with delicate scroll-work,
surrounding Greek-like gorgons' heads, and other smaller
heads, savage-looking and bearded • Though perhaps
rather overloaded with ornament, this "beautiful phiale,
which shows strong traces of Phoenician or Assyrian
influence, is a real masterpiece of decorative design. Of
later date, probably 4th century B.C., is a small gold bottle,
Hellenic in form, but ornamented with a band of non-
Hellenic figures in relief — Scythian bowmen, as their dress
clearly shows. The grandest piece of all is a large silver
amphora, of about the same date, shaped like the Greek
fictile amphorie, and ornamented with a beautiful flowing
pattern, of pure Hellenic honeysuckle form, mingled with
birds and very highly projecting animals' heads. On the
shoulder of the vase there is a band of Scythians and
horses, executed with great spirit and refinement.' It is
difficult to believe that this splendid vase, so graceful in
outline, and so pure iu its decoration, was not produced
by some famous Athenian toreiites.
Oriental Plate. — Some very curious pieces of plate both
in gold and silver have been found in northern India; these
appear to be of native workmanship, but the subjects with
which they are embossed, and the modelling of the figures,
show that they were produced under late Roman influence,
or in some cases possibly even Greek influence in a highly
degraded state, handed down from the time of Alexander's
Indian conquests.
Under the Sasanian kings of Persia (from the 3rd to
6th centiu-ies) very massive and richly decorated gold
vases, bowls, and bottles were made (fig. 8). Those which
still exist show a curious mingling of ancient Assyrian art
with that of Rome in its decline. Reliefs representing
winged lions, or the sacred tree between its attendant
beasts, alternate with subjects from Roman mythology,
' Visconti, Una Supdleltile d'Argenlo, Eome, 1825.
^ See Stepbani, Aniiquites du Dosphore Cimmtrien, 1854, and
Compte-rendu de la Commission ImperiaU, St Petersburg, 1859, and
alill in progress.
' Gaz. des B. Arts, xxv. 19-39, 1882
such as the rape of Ganymede; but all are treated alik*
with much originality, and in a highly decorative manner.
The Paris Bibliotheque and the Vienna Museum contain
some fine specimens.
.The gold and silver work of Russia resembles in style
that of Byzantium at an early period. Shrines and other
magnificent pieces of plate in the treasm-y of the cathedral
at Moscow (see Weltmann, Le trC-sor de 3Iosco7t, 1861),
though e.xecuted at the end of the 15th century, are
exactly similar in design to Byzantine work of the 11th or
12th' century, and even since theu but little change or
development of style has taken place.
The caUphs of Baghdad, the sultans of Egypt, and other
Moslem rulers were once famed for their rich stores of
plate, which was probably of extreme beauty both in
design and workmanship. Little or nothing of this Moslem
plate now remains, and it is only possible to judge of its
style and magnificence from the fine works in brass and
other less valuable metals which have survived to our
time.
£arly Medieval Plate. — The Gothic, Gaulish, and other
semi-barbarian peoples, who in the 6th century were
Fig. 3. _ Fig. 9.
Fio. 8.— Sasanian GoI4 Bottle, atont 10 inches hich. In the Vienna Museum.
Flo. 9.— Gold Ewer, 15 inches high, from the Fetrossa treasure.
masters of Spain, France, ana parts of central Europe,
produced great quantities of work in the precious metals,
especially gold, often of great magnificence of design and
not without some skill in workmanship. In 1837 a large
number of pieces of very massive gold plate were found at
Petrossa in Roumania ; much of this find was unfortun-
ately broken up and melted, but a considerable portion
was saved, and is now in the museum at Bucharest.
These magnificent objects are all of solid gold, and consist
of large dishes, vases, ewers, baskets of open work, and
personal ornaments (fig. 9). Some of them show a strong
Roman influence in their design, others are more purely
barbaric in style. To the first of these classes belongs a
very fine phiale or patera, 10 inches in diameter. In the
centre is a seated statuette of a goddess, holding a cuj),
while all round, in high relief, are standing figures of
various male and female deities, purely Roman in style.
Though the execution is somewhat clumsy, there is much
reminiscence of classical grace in the attitudes and drapery
of these figures. A large basket and other pieces, made
of square bars of gold arranged so as to form an opcu
pattern of stiff geometrical design, have nothing in
common with the vessels in which Roman influence is
PLATE
183
apparent, and can hardly be the work of the same school
■ f goldsmiths.' The date of this Petrossa treasure is
apposed to be the 6th century. The celebrated Grourdon
_'old cup and tray now preserved in Paris belong to about
the same date. They are very rich and magnificent, quite
free from any survival of classic influence, and in style
resemble the Aferovingian gold work which was found in
the tomb of Childeric I. The cup is three inches high,
shaped like a miniature two-handled chalice ; its com-
panion oblong tray or plate has a large cross in high relief
in the centre. They are elaborately crnaniented with
inlaid work of turquoises and gacflets, and delicate filigree
patterns in goM, soldered on.
In the 6th century Byzantium was the chief centre for
the production of large and magnificent works in the
precious metals. The- religious fervour and the great
wealth of Justinian and his successors filled the churches
of Byzantium, not only with enormous quantities of gold
and silver chalices, shrines, and other smaller pieces of
ecclesiastical plate, but even large altars, with tall pillared
baldacchini over them, fonts, massive candelabra, statues,
and high screens, all made of the precious metals. The
wealth and artistic splendour with which St. Peter's in
Rome and St Sophia in Constantinople were enriched is
now almost inconceivable. To read the mere inventories
of these treasures dazzles the imar;ination, — such as that
given in the Liber Poniijicalis of Anastasius Bibliothe-
cariuSj which includes the long list of treasures given by
Constantine to St Peter's before he transferred his scat of
empire to Byzantium (330), and the scarcely less wonder-
ful list of gold and silver plate presented to the same
basilica by Pope Synlmachus (498-514).'^
During the 7th century France and other Western
countries were but little behind Italy and Byzantium in
their production of massive works, both secular and
religious, in the precious metals. St Eloy, the French gold-
iiith bishop, made a number of most splendid shrines and
'her sacred furniture in beaten gold — among them large
irinos' for the relics of St Denis, St Genevieve, and St
1 irtin, as well as gold thrones, plate, and jewellery for the
' rench kings Clothaire II. and Dagobert I. At this time
. cry cathedral or abbey church in Germany, France, and
en England began to accumulate rich treasures of every
iiid in gold and silver, enriched with jewels and enamel;
but few specimens, however, still exist of the work of this
early period. The most notable are Charlemagne's regalia ^
and other treasures at Aix-la-Chapelle, a few j)rcscrvcd at
St Peter's in Rome, and the remarkable set of ecclesiastical
utensils which still exist in the cathedral of ilonza near
Milan — the gift of Queen Theodelinda in the early part of
the 7th century.''
The existing examples of magnificent early work in the
precious metals mostly belong to a somewhat later period.
The chief are the gold and silver altar in Sant' Ambrogio
at Milan, of the 9th century; the " Pala d'Oro," or gold
rctable, in St ilark's at Venice, begun in the 10th century
(see Metal-Work); and the gold altar frontal given by
the emperor Henry II. and his wife Cunigundc, at the
beginning of the 11th century, to the cathedral at Basel.
Tlie last is about 4 feet high by 6 feet long, repQUSs(5 in
high relief, with figures of Christ, the three archangels,
ami St Benedict, standing under an arcade of round arches ;
it is now iri the Cluny Museum in Paris.'' ■ A similar gold
frontal, of cqiuU splendour, was that made for the arch-
bishoi; nl Sens in"999. This was melted down by Louis
■nstn, 1809.
' Soilcii Smith, Tirasnre o/ Prln.,^.., .„„.,.
' Sco D'Acincourt, llhlnircde I'Ail, 1823.
' Bock, liic Klfinntlirn lUs hell. r^niuscUcn Rcklus, ISCJ.
* <\rrli. Jinir., xiv. 8.
■ ^lichwolo^ia, XX-.. 1 1 1 IS.
XV. in 1760, but fortunately a drawing of it was preserved,
and is p\iblished by Du Sonmierard {Album, 9th series,
pi. xiii.).
A most valuable description of the various methods of
work practised by gold- and silver-smiths in the 11th and
12th centuries is given by the monk Theophilus in hii
Diversarwa Artium Schedula (Hendrie's ed., 1847). He
minntely describes every possible process that could bo
employed in making and ornamenting elaborate pieces of
ecclesiastical plate — such as smelting, refining, hammering,
chasing and repoussd work, soldering, casting (by the
"cire perdue" process), wire-drawing, gilding with mercury
amalgam, and the application of niello, enamel, and gems.
The silversmith of those days, as in classical times, was
not only a thorough artist with a complete sense of beauty
and fitness in his work, but he was also a craftsman of
the most varied fertility of resource, and made himself
thoroughly responsible for every part qf his work and
every stage through which it passed, — a most striking
contrast to the modern subdivision of labour, and eager-
ness to produce a show of neatness without regard to rea^
excellence of work, which is the curse of all 19th-centurj
handicrafts, and one of the main reasons why our' modern
productions are in the main neither works of true art nor
objects of real lasting utility.
Italian Plate. — Before the latter part of the 15t]i
century, large pieces of silver work were made more for
ecclesiastical use than for the gratification of private
luxuiy. Tlie great silver shrine in Orvieto cathedral,
made to contain the blood-stained corporal of the famous
Bolsena miracle, is one of the chief of these. It is a very
large and elaborate work in solid silver, made to imitate
the west front of a cathedral, and decorated in the most
.sumptuous way with figures cast and chased in relief, and
a wonderful series of miniature-like pictures embossed in
low relief and covered with translucent enamels of various
brilliant colours. This splendid piece of .silver work was
executed about 1338 by Ugolino da Siena and his pupils-
The other most important pieces of silver work in Italy
are the frontal and rctable of St James in the cathedral at
Pistoia, and the. altar of San Giovanni at Florence (see
ilETyU.-Wo'RK). On these two works were employed a
whole series of the chief Tuscan artists of the 14th and
15th centuries, many of whom, though of great reputation
in other branches of art, such as painting, sculpture on i)
large scale, and architecture, did not disdain to devote theii
utmost skill, and years of labour, to work which we nowa's
a rule consign to craftsmen of the very smallest capacity.
Among the distinguished names of Florentines whq
during the space of one century only, the 15th, worked \x\
gold and silver, the following may be given to suggest the
high rank which this class of work took among the arts : — ■
Brunellcschi, Ghiberti, Donatello, Luca della Robbin, th«
two Pollaiuoli, Verrpcchio, Jlichelozzo, Ghirhmdaio, Botti-
celli, Lorenzo di Ci'edi, Baceio Baldini, and Francia. The
cities of Italy which chiefly excelled in this religious and
beautiful class of silver-work during the 14th and 15th
centuries were Florence, Siena, .\rczzo, Pisa, and "Pistoia.
Owing to the demoralization and incrcnso'of luxury
which grew fii Italy with such stailling rapidity duriny
the early years of the 16th century, the wealth and artistii
skill which in the previous centuries had been mainly
devoted to religious objects were diverted into a different
channel, and became for the niost''part absorbed in.tho
production of magnificent pieces of plate — vasea, ewers,
dishes, and the like — of large size, and decorated in th<s
most lavish way with the fanciful and ovcrluxuriani
forms of ornament jntroduccd by the already declining
taste of the lienaissancc. This demand created a new
school of metalworkers, niuon>' wlinnv Bcnvonuto Cellini
184
P L A T E
(1501)^1571) was perhaps the ablest, and certainly the
ihosi* nroniinent. His graphic and often shameless auto-
"fetiDgraphy makes him one o( the foremost and most vivid
figures of this wonderful 16th century, in which the most
bestial self-indulgence was mingled with the keenest
enthusiasm for art. Cellini's work is always perfect in
execution, but very unequal in merit of design ; some of
his silver pieces, such as the large salt-cellar made for
Francis I., are much marred by an attempt to produce
a massive grandeur of effect, on a scale and in a material
quite unsuited to such ambitious and sculpturesque effects.
Cellini's influence on the design of silver plate was very
great, not only in Italy and France, where his life was
spent, but also on the great silversmiths of Augsburg and
Nuremberg, many of whose finest pieces are often attri-
buted to Cellini.' During the 17th and even the 18th
centuries fine pieces of plate were produced in Italy,
many of them still retaining some of the grace and refine-
ment of the earlier Renaissance.
Germany. — From very early times Germany was speci-
ally famed for its w'orks in the precious metals, mostly, as
in other countries,
for ecclesiastical use.
In the 15th century
a large quantity of
secular plate was pro-
duced, of very beauti-
ful design and the
most skilful work-
manship. Tall cov-
ered cups or hanaps
on slender stems,
modelled with a
series of bosses some-
thing like a pineapple
and surmounted by
a cleverly wrought
flower, or beakers,
cylindrical tankards
with lids, enriched
with delicate Gothic
cresting or applied
foliage, are the most
beautiful in form and
decoration. On the
lids of these cups
are frequently placed
heraldic figures, hold-
ing shields with the
owner's arms, modelled and cast with great spirit and
finish. One celebrated silver beaker, of about 1 400, now
in the South Kensington Museum (fig. 10), is ornamented
with Gothic traceried windows filled in with translucent
enamels.' Another,^ rather later in date, preserved in the
print room of the British Museum, is covered with figures
and foliage in minute niello work, a most elaborate and
splendid piece of plate.
During the first half of the 16th century Augsburg and
Nuremberg, long celebrated for their silver work, developed
a school of artists in plate whose productions are of the
most unrivalled beauty, at once graceful in general form
and decorated in slight relief with arabesques, strap-work,
wreaths, and figure subjects arranged with the utmost
good taste, and modelled and chased with the most perfect
precision of touch. Though influenced by the contempo-
rary silver-work of Italy, the works of Paul Flint, Wenzel
' See the valuable work liy Eugi-iie Plon, Ben. Cellini, sa riV, etc.,
Paris, 1S83; also Cellini's o\ra work. Sell' Orefceria, 156S.
- Shaw, Decnrative Arts o,f the Middle Ages, 1851.
•Shaw, Dresses and Dicoiull'nis ifthe Muhlle Ages, 1858.
Fig. 10. — Silver Beaker, decorated with open work,
filled in with translucent enamels. German or
Flemish, of the isth century. (S. K. M.)
[G. 11. — Sih-er Cup. S| inches hi^h, vsuallx
atti'ibuted to J.imnirzyr, but more piobably bjr
Paul Flint. Made at Kurembtrg about tlitt
middle of the ICtli century. (S. K. M.)
Jamnitzer (1508-1585), and Theodor de Bry of Lieg»
(1528-98) are free from the extravagance of outline and
over-elaboration of detail which often disfigure the grand
silver pieces of men like Cellini (see fig. 11). In German;|
the traditions of earlier
Gothic art were less
rapidly broken with ;
and many purely
Gothic forms survived
there till quite the end
of the IGth century.
In the first half of
the 17th century the
technical skill of the
German silversmiths
reached its highest
point of perfection, but
there was some falling
off in their designs,
which rapidly lost
their purity of outline.
Switzerland produced
several silversmiths
whose work is similar
to that of this German
school, especially their
large plateau.x and
ewers, most richly and
gracefully covered with
ornament, all finished
with almost gem-like'
minuteness. The prin-
cipal among these art-
ists was Francjois Briot, all of whose productions are of
extreme beauty. The majority of his existing works aro
not in silver, but in pewter,
and thus by their absence of
intrinsic value have escaped
the melting pot (fig. 12)
Gaspar Enderlein was an-
other workman of this
school, whose productions
cannot alwaj's be distin-
guished from those of Briot.
Though born in Switzerland,
these artists really belong to
the great Augsburg and
Nuremberg school.
Many of the famous 15th
and 16th century painters,
such as Martin Schon, Israel
von Mecken, and Holbein,
used to supply the silver-
workers with elaborate de-
signs for plate. Virgil Soils
of Nuremberg (1514-1562)
was especially fertile in this
sort of invention, and exe-
cutedahrge seriesof etchings
of designs for vases, cups,
ewers, tazze, and all sorts of
plate.'*
o ■ rpi 1 A *r. Fig. 1-2.— twer by Fianc'is bnot. abo«l
iipain. InrOUgllOUt the lO inches lilgh. Middle ot 16th «•»•
Middle Ages Spain was ""■/.
remarkable for its large and magnificent works in the
precious metals. The cathedral of Gerona still possesses a.
most massive silver rotable, made by a Valcncian silver-
smith called Peter Bcrnoc. The gold and silver altar-
■' See twenty-j:ie laciimiks of these rare eteliiiiga published by J.
Bimell, Lomlon, 1862.
PLATE
185
frontal, a work of the 11th century, was carried off from
this cathedral by the French in the present century.
Another very large and beautiful piece of silver work i?
the throne. Northern Gothic in style, made for King
Martin of Aragon, about 1400, and now preserved in Bar-
celona cathedral. Till after 1500 little that is distinctively
Spanish appears in the style of their silver work. At first
Moorish influence, and then that of France and Germany,
appear to have been paramount. It is not till the IGth
century that a really Spanish school of art was developed;
and the discovery of America with its rich stores of gold
and silver gave an enormous impetus to this class of work.^
The " custodia," or tabernacle for the host, in many of the
Spanish cathedrals, is a large and massive object, decorated
in a very gorgeous though somewhat debased style. In
spite of the plundering of the French, even now no
country is so rich in ecclesiastical plate as Spain.
England. — The Celtic races of both England and Ireland
appear to have possessed great wealth in gold and silver,
but especially the former. It seems, however, to have
been mostly used in the manufacture of personal orna-
ments, such as torques, fibulae, and thei like. A magni-
ficent suit of gold armour, repouss6 with simple patterns
of lines and dots, was found some years ago at Mold in
Flintshire, and is now in the British Museum. ^ The
amount of gold jewellery found in Ireland during the past
century has been enormous ; but, owing to the unfortunate
law of "treasure-trove," by far the greater part was
immediately melted down by the finders. Little of this
period that can be called plate has been discovered in the
British Isles, — unlike Denmark and other Scandinavian
countries, where the excavation of tombs has in many
cases yielded rich res-ults in the way of massive cups,
bowls, ladles, and horns of solid gold, mostly decorated
with simple designs of spirals, concentric circles, or inter-
laced grotesques. Others are of silver, parcel-gilt, and
some have figure subjects in low relief (fig. 1 3). In like
manner, during the Saxon
period, though gold and
silver jewellery was com-
mon, yet little plate appears
to have been made, with
the exception of shrines,
altar-frontals, and vessels
for ecclesiastical use, of
which every important
church in England must
have posseslsed a magnifi-
cent stock. With regard
to English secular plate,
though but few early ex-
amples still exist, we know
frum various records, such
us wills and inventories,
that the 14 th century was
one in which every rich lord
348 marks of gold. The English silvetsmiths of this
period were highly skilled in theii' art, and produced
objects of great beauty both in design and workmanship.
One of the finest specimens of late 14th century plate
which still exists is a silver cup belonging to the mayor
and corporation of King's Lynn. It is graceful and
chalice-like in form, skilfully chased, and decorated in
a very rich and elaborate way with coloured translucent
enamels (fig. 14) of ladies and youths, several with hawks
on their wrists.^ Silver salt-
cellars were among the most ela-
borate pieces of plate produced
Fio. n.— silver Cup, 4J Inches lilgh, with
embossed gold Land ; found In a kvuvc
lu tlio cast of Sccland (Denmark). This
cup dates from tho earlier pai'l of the
Iron Age.
or burgher prided himself on his fine and ma.ssive collection
of silver vessels ; on festive occasions this was displayed, not
only on the dinner-table, but also on sideboards, arranged
with tiers of steps, one above the other, so as to show off to
advantage the weighty silver vases, flagons, and di.shc.s with
which it was loaded. The central object on every rich
man's table was the " nef " — a large silver casket, usually
(as the name suggests) in the form of a ship, and arranged
to contain the host's napkin, goblet, spoon, and knife, with
an assortment of spices and salt.' Groat sums were often
spent on this largo and elaborate piece of plate, e.f/., one
inad&-for tho duke of Anjou in tho 14th century weighed
• See Riaho, Industrial Arts in Sjxiin, 1879 ; and D.ivillier,
Var/ivrtrie en Espagne, 1379. ' ArclxmoL. x.\vi. 422.
Fig. 14. 1 ig- 15.
Fio. 14.— Silver Cup, with translucent enamels. Kobalily French work of th»
*4th century. ^ .. . . ■
'•'Fio. 15.— SUvergilt Salt-ceHar, 14J Inches high. Given to New College, Oxford,
In 1493.
during the ISth century. Several colleges at Oxford and
Cambridge still possess fine specimens of these (fig. 15);
the favourite shape was a kind of liour:glass form richly,
ornamented with spiral fluting or bosses.
But few existing specimens of English plate are oldeo
than the beginning of the 15th century. Among the few
that remain the principal are two or three chalices — such
as the two large gold ones found in the coflin of an
arclibi.shop of York, now used for holy communion in
the cathedral, and a fine silver chalice from the church of
Berwick St James, Wilts, now in tho British Museum.
Both this and the York chalices, are devoid of ornament,
but, judging from their shape, appear to bo of the 12th or
13th century.''
It is interesting to nolo the various changes of form tli rough
wliich the ecclesiastical elialice passed from early Christian times
till the 16th century. It was at first on ordinary secular cup
{fig. 10, A), with two handles classical in form, and of large
capacitv, because the laity as well ns the clergy received tho wino.
The double handles were of iiracticnl use in passing the cup round
like a modem " loving cup." Tho first altoration was tlio omission
of the handles, so that it took the form B, with largo licmi-
spborical bowl, a round foot, and a Knopfor security in holding it
For ■ some centuries it appears to have been the custom for the
priest to hold tbo clialicc, while the coinniunicant sucked the win6
througli a. silver tube or " fiatnla." Some of tho most mngiiificent
' See Carter, Specimens of Ancient Sculpture, i-c, 1838.
* Among tho most important existing «i>eciinon« are tlio solid goW
chalice and paten preserved at Corpus Cliristi College, Oxford, tli«
gift of tho founder, Bisliop Fox. Tlicso have tlic year-mark K fo«
15Q7-8 Sec Ouarl. Kcv.. c\l. p. 3.13.
T.I-'
186
PLATE
«arly examples of tliis form of chalice have the Dowl mounted in
bands, set with jewels, and enriched with minute filigree work,— a
design which appears to have been taken from those cups, such as
the four magnificent examples in the treasury of St Mark's at
Venice, which have their bowl cut out of crystal, onyx, or some
other precious stone.' The finest examples of this class arc the
Ardagh chalice, now in .the Dublin Museum, and the chalice of
St Eemigius, in Rheims cathedral ; both are most magnificent
specimens of the taste and skill of llth-eentury goldsmiths.
C shows the nextform {12th and 13th centuries). Tlie design
is simpler ; thefe is a distinct shaft, extending above and below
the knop ; and on the foot is marked a cross, not found in the
earlier ones, to show which side the priest is to hold townvds
himself at celebration. The next alteration in the form of chalice,
..•:'i^ ,^,.:£^^^
Fig. 16. — Vaiious bh.?pes of Ojialires, shewing devulopraeiit fioii: tlie
earliest forin.
wWch occurred in the 1 Uh century, was to make the foot not
circular in plan but polygonal or lobed, so that the cup might not
roll when laid on its side to I'rain. after it had been rinsed out.
It thus took the shape D, and tliis form lasted in most countries
till about 1500, and in England till the Reformation. In countries
which did not adopt the Ref'^irmed faith the shape was altered,
by the general growth of the Renaissance, into a form frequently
like E. But in England the change was more complete; the- bowl,
which in .the previous two or three centuries had been slowly
reduced in size, owing to the gradually introduced practice of re-
fusing the wine to the laity, was suddenly mide more capacious,
and the form was altered to tlie shape F, in order that the Pro-
testant "communion cup" miglit bear no resemblance to the old
Catholic "massing chalice." This was ordered to be done in 1562,
(see ArcJi. Jour. xxv. 44-63). The last form, G, shows the usual
shape of sepulchral chalices, which, before the Reformation, were
enclosed in the coffins of all ecclesiastics who had received priest's
orders. These are without the knop, and were frequently made
of pewter, tin, or even wax, as they were not meant for use. In
some few cases a real chalice was buried with some ecclesiastic of
rank, but this was exceptional.
Secular plate during the 15th and 16th centuries was
very similar in stylo to that made in Germany, though the
English silversmiths of the latter century never quite
equalled the skill or artistic talent of the great Nurem-
berg and Augsburg silver- workers. In the 17 th century,
during the reigns of James I. and Charles I., many fine
pieces of plate, especially tall hanaps and tankards, were
made of very graceful form and decoration. The greater
part of this, and all earlier plate, especially the fine
collections belonging to the universities, were melted do^\n
during the Civil War. In Charles II.'s roign returning
prosperity and the increase of luxury in England caused
the production of many magnificent pieces of plate, often
' See De Fleury, La, Messe, Paris. 1£82. in proEress.
on a large scale, such as toilet services, wme-coolers, and
even fire-dogs and tables. These are very florid in their
ornament, and mostly have lost the beautiful forms of
the century before (fig. 17). In the early part of the
Fic. 17. — Covered Cup of solid fColiS. 6 incites lilch. circa 1660-70. Given to
Exeter College, Oxford, by Geoj^e Haii, Bishop of ChesJer.
18th century the designs are mostly poor, and the decora-
tion rather coarse, till tho time of the classical revival
which was brought about mainly by the discovery of the
buried cities of Pompeii and Herculaneura. A quite
different style of plate then came into vogue — semi-
classical both in form and decoration, and often worked
with great delicacy of treatment. A good deal of plate in
this style was made tinder the influence of the brothers
Adam (fig. 18), distinguished architects in the second half
of the 18th century. Of modern plate
from the art point of view there is
nothing to say; it is nearly always poor
in design and feeble in execution.
Tlie Assay of Gold and Silver Plate.— The
primitive method of testing the purity of the
metal was by marking a streak with it on tlie
touch-stone, and comparing the colour of the
mark with that made by various pieces of gold
or silver of known degrees of purity. AsFay
by cupellation is now employed for silver: a
piece of the silver to be tested is melted with
some lead in a cupel or bone-ash crucible ;
the lead is oxidized, and rapidly sinks into
the bone-ash, carrying with it any other im-
purities which arc present. The residue of
pure silver is then weighed, and by its Iossfig. is.— Sihcr Vnse. i)
shows how much alloy it contained. Gold is inclies high, dated 177'.'
now tested by an elaborate chemical process Desienedbythebroihcn
by which the trial bit is dissolved in acid, and ""'■
then thrown down in the form of precipitate, which can be ex-
amined by a careful quantitative analysis. See Assaying, Gold.
and Silver.
The standard of purity required in the time of Edward T. was,
for gold, that it should bo of the "Paris touch," i.e., 195 carats out
of 24. Before then 22 carats was the standard. Silver was to be
"of the sterling alloy," viz., 11 oz. 2 dwts. to the pound. Except
for a time during the 16th century, this standard of silver has been
kept up, and is still required by law.
■Ifall-marks on Silver. — In the 13th century the English Guild
of Gold- and Silver-smiths had grown into great importance, and
had acquired monopolies and many special privileges. In order to
keep the standard up to the require<l purity tho system of requir-
ing each article to be stamped with certain marks was introduced
by royal command. The first of these was the King's mark—n
leopard's or lion's head crowned. This was introduced in 1300
by Edward I. {29 Edw. I. stat. 3, c. 30). The second, the Maker's
mark, was added in 1363 (37 Edw. III. c. 7). This might be any
badge or initial chosen by the master silversmith himself. Tho
third was the Tear leUcr or Assayer's mark ; this was an alphabet,
one letter being used for a year, counting from the day of tho
annual election of the waiden of the Goldsmiths' Comjiany. When
one alphabet was exhausted, another with dillerently shaped letters
was begun. The first of these scries of year-letters commencis in
1438- The eailiest existing jiieco of plate which has the three markx
PLATE
187
tomplele is a spoon wliich was given by Henry VI. to Sir Ralph
Pudsey ; this has the year niaik for 1445. Other marks, subse-
Queiitly introduced, were the lion passant, first used in 1545 ; the
lion's head erased, and a full-length figure of Britannia, used only
between 1697 and 1720 ; and lastly the portrait of the reigning
sovereign, which has been in use since 1784. In addition to these
general hall marks, the plate made in various towns had from the
year 1423 certain special provincial marks. ' The best work on
hall-marked plate and the marks themselves, with the history of
the Silversmiths' Company, is Cripps, Old English Plate, 1881.
See also Ci-ipps, Old Frmch Plate, 1880.
The South Kensington Museum has a very fine illustrative
collection of plate, from early mediaeval times downwards. It also
possesses a very valuable and large assortment of electrotype
copies, including the HiMesheira and a part of the Petrossa
treasures, as well as a nnniber of the best specimens of college and
corporation plate. Tlie museum handbooks on this subject by
J. H. Pollen and W. Cripps arc extremely useful to the student.
The same department has also published a most valuable List of
IVorka on Gold- aiid Silrer-smiths' Works in the National /lit
Library, 1682.
Modem Plate in the East. — Though little plate of real
artistic merit is now made in Europe, in the East, among
the Moslem and Hindu races, there still survive some real
taste in design and skill in execution. Delhi, Benares,
Lucknow, Cutch, and other places in India and Kashmir
stni produce a quantity of beautiful silver and gold work, —
chiefly ewers, basins, rose-water sprinklers, salvers, coffee-
pots, and the like. These are of graceful form, covered
with rich repouss^ work, or more often with very delicate
chased patterns. Their style in the main is Moslem, but
some combine an Arab form with native Indian surface
decoration. This class of work is not a revival, but has
been practised and handed down by unbroken tradition,
and with little or no change in style from the 16th century
or even earlier.' The silversmiths of Persia, Damascus,
and other Eastern places are still skilful, and retain some
good tradition in their designs. They are, however, more
occupied in the production of personal ornaments than in
making larger works of silver or gold.
Authorities. —The PlXtb of Classical Tikes.— Lpc, "Sliver Plate found In
Ithaca,*' Archtfologia, vril. xxxtli.. p. 36 sq.; Arneth, Die antiken Ootd- und
SUber-Afonumente . . . in Wien, 1850; Overbcck, Geseliirhte der tjrieehischen
Ptatttfc.M etl,, ISha; MUIler, Handbuch der Arcbiiolorjie der Kttnst, Breslau. Ift48;
Cesnola, Antiquititi of Ci/pnis 0873), Ct/prus (1877), and SaJaminia (1882);
StephanI, Antiquitit du Boiphore . . . ilut^e de f'£rmil{tj/f, St Putcnsbuiy.
1H54; Salzmann, ^'ccropole de Camiros, 1875; Schllemann, Troy (1875), Uycetite
(1878), and IHos (1880); .MacPherson, AKtiquilits o/Kerleh, 1857 ; Stophani,Coni,-vIc-
Rendu de ta Commiifion Archeotogique, St I'etersbur^, 18G0 sq.; BalT<5. Her-
cutaneum el Poiiipri, vot. vil., pi. 04 ; Quaranta. Quattordiei Vasi d'Argenlo . . .
Pempei, Naples, 1S"7; ARlncouit, Rtoria del Arte, 182G; Viardot, "Vase Grec en
Argent, 4c. . . tinuvdsdans la Crlmde," Gaz. des D. Arts, let series, vot. xxiv.,
p. 234; Darcel, Treror de nUdeiheim, 1870: Holzer. Der iltldeiheimtr Rilber-
ftmd, 1870 ; aUo the Catalo'jurs of the Museums of Paris, Berlin, Vienna, and Buiak
(Cairn); Gazette des B>aux-Arts, 2d scries, vol. 11. p. 408, vol. xii. p. 450, vol.-
xlx. p. 105, and vol. xxv. p. I'J; Daiemberg, Dtctionnalre des A'Uiquitc's, art.
"Coclatura" (in proKfess); ifuseo Etruteo Vat., \. pi. 63-66 (silver bowls from
Cojre); Gazette Arcfieotogiqur, 1877, pi. 5; Lonppcrier, Musfe Xapol^on III., pi.
10-11, 1804 ^q.; Kolilcr, ilinheitunqen d. dei/tfli. Are/iiial. Jnst. Atliem, 18S2,
p. 241 ; Koumunoudcs, 'AOii-oiui', 1880, p. 162, and 1881, p. 303 (the last two on
the gold treasure of Myccna:).
ScANDiHAviAK Ai*D Iftmn Platf. — hninnou, ifindeJIiJode fra de danske Kon-
ffen Samling, 1S67; Danviarks, Norges, eg Srerigs Historie, i'^Ol ; .itlns de
I'ArchMogle du Nord, 1857; Madsen, A/Oildriinger tif DattJ^ke Oldsaticr, 1868-7C;
Worsaao. Aflildninger fra det Kongelige Museum (1854), Primeval Antiquities of
Denmark (IM9), "Industrial Arts of Dcnniaik." S.K.U. Handbook (1882);
Hildobrand. "Industrial Arts of Scandinavia," S.K.M., 1382 ; Stralsund. Der
Gotdtehmuck von lliddensoe, 1881; Montetiiis. Antiquitei Suidoises, 1873-75;
Rccvc^ Hhrine of St Patrick's Bell, 1850; Wilde, Catalogue of Antiquities of
O Id, Irish R. Academp Museum, \m1.
.>! Knivf-,vAL Platr. — Abel, L'orfevrerie mosellane au lO*' S\eele, 1S7-1-74 ; Bock,
Der Reliquim-Sehalz . . . zu Aael'en (l^dO). Das heilige /:t>ln (liiS): tier Kran-
teuehter Kaisers Barbarossa zu Aar/ien (1864), Die Kleijiodim des h, il. romisehen
R,-iehrs{iSe4)iCaMernnaiti\Titn,ifelant/esd'ArehMogie.lMl-ir,:ClnMyt\,nilliees
des Pays-Bos, vol. 111., 1769; Clement de Rls, "Lo trt^sor Imptirlal de Vlcnne,"
Oar. des B. Arts, 2d scries, vol. 11. p. 200; CoUiSemakcr Orf^vrerie du XII I'm
Sfieele, Paris. 1861 ; Darcel. articles in Gaz. des B. Arts ('■ L'Orfdvreric dn Moven-
A(fc," vol. Iv. p. 254, 18.19; "La Collection Soltykoff," vol. x, p. 212, 1661;
" Lea tr^sora de Cologne," vol. Ix. p. 226, 1861 ; " Le tr<!sor do 1ft CtthtJdralo do
Itclms," vol. xxili. p. 08, 1881; " Lcs Autels do PisLoia et do FInicnco," vol.
xxvJI.); Du Sommorurd, Les Arts au Moyrn-Age, 1838 46; Kabre, Trisor
. . des Dues de Ststoie, 1875; Heury. 7Vc>or de la Catfiedrate de I.aon, 1855;
Frlti, liemorie delta ehlesa Uonsese. 1774-80; tlelder, MIttrlalterllche Kunsl-
denkmale (1356-60), Der AUaraufsatz zu Ktosterneuburg (i860); Jouy and Jncquc-
mait. Les gemmes ft joyaux de la couronne, 1865-67 ; Jouy. " Lo Reilfiuairo rt'
Orvlcto, ' Gaz. des B. Arts, vol. x». p. M!, 1877; King, Mrtal-work of the Middle
Aijes, 1852; Y^ztXt, Der Dom su IIildesheim,\MO; Llnas, Orfirrei-ie Mirovingienne,
1864 ; De Lnstcyrie, Trlsor de Ouarrazar, ParlH, 1860 ; Tarb(<, Tr/iors des iglises
de Reims, 1843; Auberl, Trtsor de r Abbaye <[ A guune, Paris. 1873; Way. "Gold
Crowns from Toledo, and St Flllan'a Croiier," In Arch Jour., vol. ivl, 18411 ; and
"Ancient Ornaments," <6M., vol. III.; Aus'm V'ecrth, X'utud/raliiKifrr <lra ehrisl-
■ 8e«,filrdwood, Jnduslriat Arts nf India, 1830, p. 144.
liehen Mittrlalters In den Rheinlanden. Lclpsic. 1867-60; " Clialicc irom Donegal
Abbey," Kilkmny Arch. Soc., n s , vol. v ; Duniaven, T/.e Ardagh rhaliee, 1874 ;
Morgan, " Leominster and Ncttlccombe t\\a.\\eei,^' Ar■h^eologia,\<^. .ixxr. p.4S«*,
and vol. ilil.: Specimens of Ancient Church Plate, Oxford, 1845; Heilfeldcr,
Basilica S-l. Udalnei el Afrx, Augsburg. 1627; Schacpkcns, Ti-^Jor de V Art
Ancien en Belgique, 1846; Shaw. Dresses and Deeoratitm* of the Middle Ages
(1843), and Decoralire Arts of the .Middle Ages (1651); Miiner, " Jlitre and Croiier
of Limerick," Archlrologia, vol. xvll. p. 30, and " GlastonbuQ- Cup," vol. IL:
see also "Tho Pastoral Staff of Llsmore." i6irf., vol. xxxil. p. 3G0.
Renaissance Plate.— F.-iicholt, Lord LondesborougKs Collection of Plate, 18CT);
Fiampton, Gold Plate at Windsor Castle, n.d.; Catalogue of Plate, ic, exhibited
In 1861 at Iionmongera* Hall. London, le0.'i-60: Richardson, Old Erglish yansicius
and their />(ii(c (I841-4S), Draieings and Sketches of Elizab 'han Plate, LiJUJ-n,
n.d.; Shaw, Ancient Plate from Oxford, 1837; Smith, "Specimens of College
Plate." Cam. Ant. Soc., 1845; " LOrfevrciio Anglaise," Gas, des B. Arts, vol. ix.
p. 6, and voL xvl. p. 297; Keller. " Three Silver Cups at Zurich," Arch. Jour., vol.
x\1., p. 153; Autotypes of Italian Designs for Plate, London, 1871; Schotel, La
Coupe de van .Vispen, 18.iO; Strada. E/ttu-urfe fur Prachtgejdsse in Silber und
Gold, VientiB, 1869; Zeilschrift des Kunst.Gcuerbe-Vereii - zu Mitnchen, 1871;
Cerceau, (Sucre de Jacques Androuet, Patis, and /.ir*-e dOrnenttuts d' Or.titrerie,
Paris, n.d.; Van Loon, Histoire Metallique des Pays-Bas. Hague, 1732-37; Hirth,
Formenschatz der Renaissance, I.eli-5ic, 1877 sq.; Lessine. Die Silber-Arbeiten
von Anton Eisenhcil, lieilin, 1880; Luthmer, Goldsclimuck da- R naissanee,
Berlin, 18S0; Masson, Keuc Vorrisse con Sachen die auf allcrtri Goldsmidts
Arbeit, etc., Aug-buig, 1710; Sibmacher, EnticuifefUr Goldschiniede. Nut,.u.o«rg,
1679 ; Arneth, Die Canteen und Arbeiten des Ben. Cell mi, Vienna, 1858 , uoldiu,
Recueil dOrnements. Paris, 1866 ; Quarterly Reviete, vol. cxll. p. 353.
Works on Plate of Variucs Pkkioi,». — Texier, Dietionnaire d' Orfivrtrit,
1857; Do Lastcyne, Ilistoirc de VOrfirrerie; Vioilet-I'-Duc. Dictionnaire du
Mobilier, 1858-75; Jacquoumrt. Histoire da Mobilier, 1876; Labaile. .Wj<oi<'«
des Arts au .Moyen-Agt, 1861-66; Ltkcyoix. Arts in the Middle Agei, 1870; Greco
and Emnnuel.ylds of the Goldsmith ani Jeirell-r. 1883; Wheatleyand Delamotte,
Aii Work in Gold and Sitter, 1882; Kulmer, Lie KunsI del Cold-Arbeitert, tc.
Weimar, 1872; Luthmer. Der Schatz des K. con Rothschild, Kr-niifoit, 18-82 sq.;
Schom, Kunst und Gewerbe, 1874 !q.; Becker and Hefnei-Alteneck, Kunslieerke
und Oerathschaflcn, Frankfort, 1852-57; Catalogue of Exhibition of Works of
Art at South Kmsington, 18G2; Filiraoroff, Plate, Jciiellery, ic, in the Musle
d'Armures at SI Petersburg, Moscow, 1849; Cripps, Old £nghth Plate. 1881,
College aiut Corporation Plate, 18SI, and Old Frutch Plate, 18S0; Ferguson,
Church Plate of the Diocese of Carlisle. 18S2.
Designs for Plate.— Gial-dini. Prompftiarittm ./Irf is Argrntariie, Rome. 1750:
Holbein, Original Designs for Plate, in the Print Room, British JIuseum, and In
ihe Bodleian "at Oxford (the South Kensington Museum also has a line collecllun
of original 16tli-century designs in pen and luk); Viane, ilodels of Silver Vases,
Ac, Utrecht, 17th cenluiy ; Loie, Brasiers . , . el Autrrs Outrages de Orferrerie,
and .Vourea«.r dessins de guendons, Ac, Paris, n.d.: Maria, Litre de dessins de
jouaillene, ic, Paris, n.d.; Fortefeuitte tTornement, Paris, 1841. (J. H. M.)
PLATE, The KiviiK, or Kio de l.\ Plata ("River of
Silver "), in South America (see vol. ii. Plate xxv., and
vol. iv. Plate xvii.), was at first known as Pdo de Solis,
after Juan Diaz de Solis, who discovered it in 1515, and
lost his life on its banks. Tho present name, a double
misnomer, was bestowed by Sebastian Cabot, who, ignorant
that he was on the wrong side of tho continent, thought
he had reached a country of mineral wealth— a mistake
(perpetuated also in the designation Argentine Republic)
which may be said to have received a kind of poetic
justification in the fact that the distant mim-s of Potosi
lie within the drainage area of the La Plata system.
Like Rio Grande do Sul and Rio de Janeiro ou the
Brazilian coast, this Rio is not a river but a vast estuary
into which rivers discharge. At its narrowest it is 23
miles acros.s, opposite Buenos Ayres 34 miles, and opposite
Montevideo 63 miles. By some writers the conventional
limit between estuary and ocean is drawn from Montevideo,
where the water is still fresh enough to be drunk ; but
others go farther out and take the line 150 miles across
from Maldonado to Cabo San Antonio. In the former
case the length of tho estuary is 125 miles. At one time
it must evidently, have extended 200 miles farther inland
to Diamante, at the bend of the ParanA ; and nature is
steadily and rapidly at work prolonging the rivers proper
at the expcn.se of the estuary. At low water the average
depth may be taken at 18 feet, and shoals and .sandbanks
are abundant, especially in the upper end. Nearly the
whole expanse between Buenos Ayres and Martin Carcio
Island is between 3 and 6 feet deep, and a great portion
is even shallower. In tho shallower portions tho bottom
consists of a very fine hard-grained sand, in the dpcpci
portions of a sticky ooze. Tho tidal movement is so
disguised by the more obviou.s offccta of wind that Mr
R(Svy found people who had lived ail their lives on the
banks ready to deny its existence. But at Buenos Ayres
the normal ncai>tide is 5 feet 3 inche.s above nrdinory low
water, ond tho spring tides vary from 6 to more than 10
feet. Tho region bring one of "storms and oxtraordin.-iry
electric disturbance," with the pampero at uue lime blow:
18H
P L A T E
[lUVER.
ing hard from the land and at another a sea wind driving
the ocean before it, the ordinary levels and currents are
often violently disturbed. The general slope of the sur-
face may even be reversed, and the main current of estuary
and river run up stream for a hundred miles or more.
It has been estimated that the volume of water poured
into the Rio de la Plata exceeds the aggregate discharge
of all the rivers of Europe put together. Nor need this
be matter of surprise when the enormous extent and the
character of the drainage area are taken into account. The
headwaters of the Rio Blanco (a feeder of the Pilcomayo
sub-system) rise only 125 miles from the coast of the
Pacific, in 68° 10' W. long., and those of the Rio Grande
are not more than 70 miles from the coast of the Atlantic,
in 44° W. long.; the basin thus extends east and west
over twenty-four degrees of longitude, or 1500 miles, and
the direct distance from the northmost source to the
mouth of the Parana is about as great. A considerable
.proportion of this vast area lies within the tropics, and
receives an abundant rainfall, which, owing to the character
of the strata, is largely carried off by the surface drainage.
As an instance of the effect of this rainfall on? even the
secondary tributaries, Mr Bigg-Wither's experience may be
cited : at Jatahy on the Tibagy he was detained from the
2d to the 25th of July by the river, after nine days of
incessant downpour, rising 33 feet at a place where it was
200 yards wide, and pouring along a volume of 90,000
cubic feet per second, or twenty-live times its low-water
volume (see Journ. Roy. Geogr. Soc, 1876).
The three great rivers of the La Plata system are
the Parand, its equal affluent the Paraguay, and the
Uruguuy — the second being the most important as a water-
way, and the first the most interesting from its physical
features.^ As the general. course of the Parand and the
Paraguay, both of which rise in Brazil, has already been
sketched in the article on that country (vol. iv. p. 222), it
simply remains to direct attentiofl to a few points of
interest. In regard to the great "Seven Falls" of the
ParanA, we have still no better account than that of Azara
in the 18th century; but the Hundred Cataracts or
Victoria Falls of the Curityba or Y-guazu have been
described in detail by the members of the first Germano-
Argentine colonial land surveying expedition to Misiones
in 1883 (see Verhandl. d. Ges. f. Erdkunde zu Berlin,
vol. x. pp. 357-364). For combined beauty and grandeur
of scenery they claim to rank among the foremost cataracts
in the world. About 6 or 7 miles higher up the river is
3 miles broad ; it gradually narrows until, after passing
through a perfect labyrinth of islands (King Albert
Archipelago), it pours, not in a single mass, but in numer-
ous streams, over a horse-shoe edge of rock into a gorge
120 to 150 feet deep. < Niederlein divides the falls into
three groups — a northern or Brazilian, a central or insular,
and a southern or Argentine, to which he has attached
respectively the names of the Emperor Don Pedro, the
Emperor William, and General Roca. The river continues
for some distance shut in by overhanging cliffs ; and a
large number of secondary cataracts (Bosetti Falls, Prince
Bismarck Falls, kc.) are formed by tributary. streams, and_
add to the bewildering beauty of the scene.'
The watersheds between the north-eastern headwaters of the
Paraguay system and the southern affluents of the Amazons are so
low and narrow that in some instances canoes have been conveyed
pverlaud from the one to the other. Interest has recently been
.lonceiitrated on the e.\ploration of the Pilcomayo, a right-hand
tributary wliich joins the Paraguay proper in 25° 20' S. lat.
Though its sources have long been known, all attempts tQ trace it
iowuwaid from Bolivia or upward from the Argentine Repuljlic
i, The word Parana, meaning simply n'rer, appears, it is to be re-
aiembered, alone or in composition again and again tliroughout South
imerica^Sec Lallemant, in Zeitschr. fur Erdk., Berlin, 1863, p. 156.
had been foiled by the hostility of the Indians. At lengtli, on
April 27, 1882, Dr Crevaux, the great French wplorcr of South-
Auierican rivers, was slain with all his party by the Tobas ai, a
place called Ipanticapu. General interest was thus aroused ; anil
the task in which Dr Crevaux perished has since been practi-
cally accomplished by Dr Thouar, his fellow-countryman, who,
leaving the San Francisco mission -station on 10th Septemlwr 1S&3,
reached the mouth of the river on 10th November, though he had
not been able to keep close to its course in the lower section of the
journey. The Pilcomay'i rises in Vilcapujia (a mountain 13,500 feet
high to the E. of Lago Pcopo), and passes between the Cordillera of
Livichuco and the Cordillera de los Frailes, a few miles to the
north of Potosi. It cuts through tlie last range of the Andes in
21- 16' 50" S. lat. and 63° 25' W. long., and enters the plains of the
Gran Chaco at a height of 1456 feet atiove seadevel(J. B. Miuchin-).
It is soon after joined by the Pilaga, which brings down the wateis
of the Kio Blanco and other streams from the mountains. TilLiu
its south-eastern course it reaches 22° S. lat., the river has a very
regular course, flowing at the rate of 6500 feet per hour over a sandy
bed 600 to 700 feet wide, unimpeded by rocks or trees, and enclosed
by steep banks 15 to 20 feet high, above which the country stretches
out in pasture-covered plains. Farther down the banks increase
in height to from 20 to 45 feet, and embrace a channel or valley
5500 feet or more in breadth, though the actual river does not
exceed 150 or 200 feet. At the point called Cabello Muerto, 24°
20' S. lat., commence the marshy plains of the lower course, in
which the banks hardly rise above the level of the water, and a
whole series of lagoons lie at a distance of a mile or two on the left
hand. So flat is the country, and so tortuous the river that when
Mr Robinson, in 1873, ascended for 150 miles, he never lost sight
of the white houses of Asuncion.'
About 150 miles below the mouth of the Pilcomayo the Paraguay
is joined by another Andean river the Rio Vermejo or Y-py ta, whoso
red waters, pouting into the dark clear water of the main stream,
are sufficient to tinge the whole curient downwards to the conflu-
ence of the Parana. "From the junction of its headsti'eams down
to the Paraguay, the Vermejo does not receive a single affluent ; its
breadth varies from 70 to 250 yards, its dejith from 5 to 16 feet ;
and the current appears to average IJ miles an hour" (Keith
Johnston). Its navigability was shown about 1780 by the Fran-
ciscan missionaries ilurillo and Lapa descending tlie whole way in
a canoe, but it was not till 1S74 that, under Don Katalio Roldao,
the regular navigation was undertaken.
At their confluence the Paraguay has a width of half a mile, th«
Parana of 3 miles. The united river continues for 686 miles, first
in a south-south-west, then in a south, and finally in a south-easl
direction before it reaches the head of the La Plata estuary. Down
to Diamante, or for 433 miles, its left bank is at intervals formed
by lines of bold bluff's from 100 to 200 feet high, on which several
of the more important towns are built ; but the channel often
breaks up so as to enclose extensive islands. The worst reach in
this respect is the 45 miles below Goya, a little town in 29° 7' S
lat. At Diamante begins the enormous delta (some 5000 or 6000
square miles) wliich is traversed by countless and changing chan-
nels, and presents nothing else, even if viewed from tlie masthead
of the steamer, but a boundless labyrinth of islands clothed with
e.xuberant vegetation. The two chief liiies of navigation through
this deltaic region are the Parana de las Palmas (so called by Cabot,
in 1526, but now showing comparatively few palms among its
ceibos, willows, and poplars) ana the Parana Guazu. The former
has its mouth about 24 miles north of Buenos Ayres, the lattei
joining the estuary of tlie Uruguay 22 miles fanlier north, in
34° N. lat. and 58° 24' 30" W. long.
The third great confluent of the La Plata system, the Uruguay,' is
"quite unlike the other two. Instead of having a fairly steady and
continuous flow, it appears sometimes as an insignificant torrent
and at other times as a magnificent river. It has its headwaters
in the Serra Geral, and for several hundred miles continues to flow
west through Brazil (forming the northern boundary of Rio Grande
do Sul province), as if it meant, like the Curityba, to carry its
waters to the Parana ; but about 54° W. long, it is turned aside by:
the mountain range of Jlisiones, and flows south-west and soutli
almost parallel with the Parana. It has a total length of.950
.miles, and a drainage area of 200,000 square miles.
.^. In the matter of annual rise and fall the three rivers difler con-
■siderably. The Paraguay is regular, reaching its lowest stage in
the end of February, anil its highest about the end of June, and
showing an average difi"erence of level not exceeding 15 feet. . The
ordinary flow at Asuncion is between 97,400 and 99,950 cubic feet'
per second. Above the junction of the Paraguay the Parana appeal's
to have numerous and rapid risings at irregular intervals, but ta
reach its maximum in December. Below the junction it has much
the same movement as the Paraguay, having high water in sum-.
' "Eastern Bolivia, &c.," in Proc. Roy. Geo. Soc, ISSl.
' See Thouar's account in L' Exploration, 1884 ; and map of tlioi
Pilcomayo, in Bol. Inst. Georjr. Ari/ciitino, 1882.
P L A — P I. A
189
tncr, gradually shrinking tlirough September, October, ami Decem-
ber, flooding in January, and conti)iuing high and steady till June.
Tlie Uruguay rises about tlie middle of January (at Salto sometimes
22 ieit above low water); again in April, to continue in Hood for
two montlis (30 feet at Salto); and lor the tliird time, and with
preat regularity, in September or October, to last a whole month,
and reach 40 to 50 feet above low water. Occasionally the flood
level of the Parana is maintained throughout a whole year, or even
two years in succession ; and at intervals, as in 1858 and 1868, tlie
water rises so high that the whole delta is submerged. The highest
floods on record stood 24 feet above ordinary low-water maik at
Kosario, or 12 feet above ordinary high water. As a system of
waterways the La Plata rivers are but partially developed. Steamers,
mainly Brazilian, ascend from Buenos Ayres by the Pai'ana, Para-
guay, and Cuyab.i, a total distance of 2146 miles, to the town of
Cuyabd in Brazil ; and the Pilcomayo and the Vermejo, the Apa,
the Jejuy, and the Tebiquary are all more or less navigable. The
Parana affords a free passage for 280 miles above tl*e confluence to
the Seveu Falls, except during low water, when the rapids of Ajiipe
interfere; and, according to Bigg-Wither, the upper Parani and
its tributaries the Tibagy, Paranapancma, Tiete, Ibahy, &c. , fur-
nish 1290 miles of navigable stream, of which 510 could be at once
utilized by steamers of light draught, while the remainder would
require a certfiin outlay in the way of improvements. Vessels
drawing 4jj feet of water can always ascend the Uruguay to Salto
(200 miles), and during six months they can cross the Salto Chico,
or I<esser Fall, a mile higher up; but the Salto Grande, 8 miles
farther, stops all progress except during six weeks in October and
September. The whole system may be estimated to give upwifrds
of 5000 miles of waterway, of which 3500 are accessible from the
sea, without counting the secondary deltaic channels.
Sec T. S. Tage, U.S.N., La Ptala, 1850 (the surveys of the " Waterwllch ");
Burton, Battle -Jields of Paraguay , lt^"0; Bigg-Wither, Pioneering in South Brazil,
1S7S ; j. J. Rtjvy, Hyilraulies of Great Rieerst the Parana, the Uruguay, and the
La Plata Sstuary, 18"4 (a series of elaborate investigations and nieasurenienta
vt gi-eat value) ; and other woiks mentioned under Pabagcat. (H. A. \V.)
PLATEAU, Joseph A_ntoine Ferdinand, was born at
Brussels in- 1801, and died in 1883 at Ghent, where he
had been professor of physics from 1835. He was a pupil
and friend of Quetelet, who had much influence on the
early part of his career. The more original investigations
of Plateau refer chiefly to portions of one or other of two
branches of science — physiological optics and molecular
forces. His doctoral thesis (Liege, 1829) had for its subject
"Impressions produced by Light on the Organs of Vision";
and it was succeeded by numerous memoirs, some of much
value, on the persistence of visual impressions, subjective
impressions of colour, irradiation, &c. Among other results
of his studies was the invention of the philosophical toy
known as the " thaumatrope." We owe to him also some-
thing n\uch more important, the process of studying the
motion of a vibrating body by looking at it through
equidistant radial slits in a revolving disk. In 1829 he
imprudently gazed at the midday sun for 20 seconds,
with the view of studying the after effects. The result
was blindness for some days, succeeded by a temporary
recovery ; but for the ne.xt fourteen years his sight
gradually deteriorated, and in 1843 ho became perma-
nently blind. This calamity did not interrupt his scientific
activity. Aided by his wife and son, and afterwards by
his son-in-law Van dor Mensbrugghe, he continued to tho
end of his life his researches on vision, — directing the course
of the experiments which they made for him, and inter-
preting the bearing of the results. He also published a
Valuable analytical catalogue of all the more important
memoirs which had been written, from the earliest times
to the end of the 18th century, on his favourite theme of
subjective visual phenomena. But even more extraordi-
nary were this blind man's investigations about molecular
forces, embracing hundreds of novel experiments whoso
results he saw only with others' eyes. These form the
subject of his great work Statique expcrimentale et thi:ori(jve
dts Liqiiides soumis <mx seulcs Forces moleculaires (2 vols.,
1873), which is a valuaVile contribution to our knowledge
of the phenomena usually called capillary. To avoid, as
(ar as possible, complications due to gravity. Plateau em-
ployed either films formed of a solution aS .soap with
glycerin, or masses of oil suspended in a mixture of alcohol
and water of the same density as the oil. See CaI'ILLaet
Action.
PLATED WARE. The plating or coating of one metal
or alloy with another is extensively practised in metal
working. In some cases the coating metal is a valuable
protector from oxidation, ic, of the underlying metal ; in
other cases the properties and advantages of two metals —
such as strength and lustre — are combined in one object ;
and more frequently a cheap and inferior body by a super-
ficial coating gets the appearance of a more valuable and
important metal. The art of plating was originally ajiplied
to the production of imitation silver plate, whence the
term " plating." The original method of silver plating
consisted in' attaching, by a kind of autogenous soldering,
thin plates of silver to the opposite suifaces of a prejtared
ingot of copper alloy or of German silver. The silver plates
were firmly wired to the ing-it and submitted to a soldering
temperature in a plating furnace, in which the surfaces
became firmly united. Subsequently the ingot was rolled
down to a sheet in which the relative thickness of tho
metals was maintained, and from such sheets "silver
plated " articles were fashioned. This method of plating
may be regarded as now extinct, being superseded by
electro-plating (see Electeo-Metalltjegy, vol. viii. p.
114). Piecently, however, cooking vessels, kc, of iron
plated in an analogous manner with nickel have come into
use (see Nickel, vol. xvii. p. 488). The plating or casing
of iron with brass is extensively practised in the manufac-
ture of stair-rods, curtain and picture rods, and " cased "
tubing for upholstery purposes generally ; and in the
manufacture of pipes for conveying water the body of
lead is frequently lined with a coating of pure tin. The
gilding of metals is a process analogous to plating, as are
also the ga,lvanizing of iron and the manufacture of tin
and terne plates. For these see Ieon, vol. xiii. p. 357.
PLATEN-HALLERMUND, August, Geaf von (1796-
1835), German poet, was born at Ansbach on October 24,
1796, and died at Syracuse on December 5, 1835. His
.principal publications were Lyrische Blatter (1821), Sonelte
aus Veiifdig (1825 ), an historical fragment entitled Geschich-
ten des Kdnigreichs Neapel 1414-43 (1833), and a poem
in nine cantos, Die Abbasiden (1835). Ho wrote also a
number of dramas, of which may be mentioned Der fflasenie
Pantoffel and Die Liga von Cambrai. See vol. x. p. 545.
PLATINUM AND THE PLATINUM METALS. TL9
metals platinum (Pt), palladium (Pd), rhodium (V\\i),
iridium (Ir), ruthenium (Ku), and osmium (Os) are uniteil
into a family by a striking similarity in chemical characters
and by their association in natural occurrence. A rather
rare ore, called platinum ore or polyxcnc, is almost tho
only native material which is available for their extrac-
tion ; it contains them all in the reguline form. Tra^rs
of platinum are found in almost all native gold.
As early as the first half of the 16th century it appears
to have been noticed that the gold ore in tho Spani.sli
mines of Darien includes grains of a, white metal, endowed
with the qualities of a noble metal and yet distinctly
different from silver; but tho fact remained unknown in
Europe because tho Spanish Government, having found out
that the new metal lent itself most admirably for the
adulteration of gold, prohibited its exportation. Only
from about the middle of last century did the metal begin
to find its way to Euroj'e and to become known there, at
first as a curiosity, under its Spanish name of " platina del
Pinto " (tho little silver from tho river Pinto). Itn chemi-
cal individuality and qualities were established by the
successive labours of Scheffer (1752), Murggraft (1757),
Bergmann (1777), and others. An amateur, Count vnn
Sickingen, it appears, wns the first who succeeded in work
190
PLATINUM
ing the metal (1772) ;-tlie first platinum crucible was pro-
duced by Acliard (1784). AcUard's mode of rendering the
nativo metal amenable to mechanical working was founded
upon the fact that it forms a readily fusible alloy with
arsenic, from which the latter can be driven off again by
intense heating. This method was worked industrially for
a time, but subsequ&ntly superseded by ^another superior
process, w-hich is usually credited to Wollaston, because it
was he who, after having wrought it as a rich source of
revenue for years, published it in 1828. But as early as
1800 Knight of London bad published all that is essential
in the process; and Messrs Johnson, Matthey, & Co. in-
form the writer that Wollaston obtained the secrets of both
the refining and the compressing of the spongy into com-
pact metal from a relative of theirs, Thomas Cock, who,
they are convinced, is the true inventor. Undisputed
merits of WoUaston's are his discoveries of palladium (1803)
and rhodium (1804). About the same time iridium and
osmium were discovered by Smithson Tennant.
Platinum ore well deserves its cognomen of "polyxene,"
because it is a most complex- mixture of mineralogical
species, including (1) a number of heavy reguline species
designated as platinum, osmiridium, iron-platinum, platin-
iridium, iridium, palladium (also gold), and (2) a number
of non-metallic species, notably chrome-iron ore, magnetic
oxide of iron, zircone, corundum, and occasionally also
diamond. The reguline components always form detached
granules, which are generally small, but occasionally assume
considerable dimensions. The Demidoff museum contains
a native platinum lump weighing 21 pounds troy. The
ore, as already stated, was discovered first in South
America ; it is found there chiefly in the provinces of Choco
and Barbacos, New Granada, and also in Brazil. It occurs
besides in San Domingo, in California, at the Rogue river
in Oregon, in Canada, and in the island of Borneo. But the
richest deposits are those of the Ural Mountains ; these
were discovered about 1823, and have been wrought by
the Russian Government since about 1828. Part at least
of the Ural ore, as Daubr^ showed, was embedded origin-
ally with chrome-iron in a serpentine derived from olivine.
The very variable percentages of the several components
range appro.ximately as follows : — platinum, 60 to 87 ;
other polyxene metals 3 to 7; gold up to 2 and more; iron
4 to 12; copper 0 to 4 ; non-metallic gangue 1 to 3.
Platinum, though a noble metal chemically, has too
modest an appearance to lend itself muci^ to the jeweller's
purposes. The Russian Government used, for a while, to
strike platinum coins, but soon came to give up the prac-
tice on account of the immense fluctuations in the commer-
cial value of the metal. Almost all the platinum produced
now-a-days is made into chemical utensils. Platinum, in
fact, is the metal of the chemist. " Without platinum
crucibles, which share the infusibility of porcelain with the
chemical inertness of gold ones the competition of most
minerals could not have been ascertained " (Liebig), and
chemistry generally could not have come up to its present
leveL In industrial chemistry platinum is used chiefly for
the construction of those stills for the concentration of oil
of vitriol which, although a single one costs a fortune, are
cheaper in the long run than glass retorts.
The technical extraction of platinum from its ore is to the
present day effected everywhere by some modification or other of
the so-called "Wollaston" process. Heraeus of- Hanau operates
as follows. The ore is digested within glass retorts in aqua regia
iliUited with three times its weight of water, an over-pressure of
some 12 inclics of water being established within the retorts to
accelerate the process, which always takes several days. The
w'hole of the osmiridium, along with more or less of other
polyxene metals, and the "sand" (corundum, chrome-iron, kc.)
remain undissolved, as a heavy black deposit; the platinum,
palladium, part of the rhodium, and more or less of the other three
polyxene metals pass into solution, the platinum, iridium, and p^-l-
ladiuni as tetrachlorides. From the clarified solution the whoi;
(almost) of the platinum can be precipitated as PtClg(NH4)j by
addition of a large excess of sal-ammoniac ; and this simple process
used to be adoi)ted formerly. But the precipitate then include?
much cliloro-iridiate of ammonium IrUljtJS'Hjo and other impnri
tics. Heraeus, therefore, first evaporates to dryness and heats the
residue to 125° C. for a sufficient time, to reduce the palladic and
iridic chlorides to the lower stages of PdC% and Ir.^Clj, w-hich form
soluble double salts with sal-ammoniac. The heated residue is
dissolved iu water acidulated with hydrochloric acid, the solution
filtered, and mixed with hot concentrated solution of sal-ainmoiiiac,
when a (relatively) pure chloroplatinate comes down as a yellow
])recipitat6 (the iridium compound is dark-red), wliich is washed,
first with saturated sal-ammoniac solution, tiien with dilute hydro-
chloric acid. The precipitate needs only be exposed to a dull
red heat to be converted into "spongy platinum," i.e., metallic
platinum in the form of a grey porous mass. As platinum is
infusible even at tire highest temperature producible in a wind-
furnace, the spongy metal caimot bo fused together into a regulus
like an ordinary metal ; but it shares with WTOught iron the rare
quality of assuming a high degree of softness and viscosity at a
strong red heat ; and consequently the sponge, after a preliminary
compression by purely mechanical means, needs only be exposed to
a strong heat to " frit " into a coherent mass ; and this riass, by
repeated forging at a white heat is readily made into a perfectly
homogeneous compact bar, which, as the metal is very ductile, is
easily rolled out into sheet or diawn into wire. In the former form
more especially it goes into the workshop to be made into utensils.
This process of welding ajt the tinve of Achard (who used it first)
and of Knight was a necessary make-shift ; but it is singular that
it was retained long after the invention of the oxyhydrogen blast
(see voL xviii. p. 105), by means of which platinum can be fused
as easily as lead can in au ordinary fire. With the oxyhydrogen-
blowpipe Hare, as early as 1347, fused 970 grammes (upwards of
two pounds) of platinum into one regulus. Yet platinum manu-
facturers did not utilize this obvious process until Deville and
-Debray, in 1859, again demonstrated its practicability. Their
furnace is of the simplest description. Two flat pieces of quick-
lime, scooped out so as to represent two cupels, are placed one
upon the other so that they enclose a flat space similar in form to
two superimposed soup-plates. The lower cupel has a notch rut
out of its side to serve as a spout for poiiring out the liquefied
metal, the upper and shallower one is pierced with a central slightly
conical round hole through which the (platinum) nozzle of the
blowpipe enters, so that the flame flattens itself out on the intro-
duced metal. By means of this simple contrivance Deville and
Debray had no difficulty in fusing as much as twelve kilogrammes
of platinum into one regulus ; and Messrs Johnson, Matthey, k
Co. of London now think nothing of fusing up as much as 1000
ounces of metal in one operation. A regulus made under Mr Geo.
Matthey's superintendence for the metric commission in Paris in
187-4 weighed one quarter of a ton.
The shaping of compact platinum is effected pretty much in the
same way as that of gold or silver ; only the difficulties are less
because platinum, unlike the two ordinary noble metals, is sus-
ceptible of "welding"; i.-e., two pieces of the metal, at a white
heat, can be united into one by a stroke of the hammer. Soldering
is rarely necessary; it used to be effected (and still is occasionally)
by means of gold as a connecting medium and au ordinary blow-
pipe. But platinum workers, following the lead of Messrs Johnson,
Matthey, k Co., have long learned to unite two platinum seams by
the "autogenic" process — the local fusing of the two contiguous
parts in the oxyhydrogen flame.
For the preparation of chemically jiure platinum Schneider's
process is the one most easily executed and explained. The
commercial metal is dissolved in aqua regia and the excess of
nitric acid removed by evaporation to a syrup in a water-bath.
The residue is redissolved in water and boiled for a long time with
a large excess of potash-free caustic soda. .If care be taken to main-
tain a strong alkaline reaction, all the foreign polyxene chlorides
are reduced to lower forms than that of tetrachloride ; "while only
the platinum itself retains this state of combination. The hypo-
chlorite formed. is then reduced (to NaCl) by addition of a little
alcohol to the boilin^ alkaline liquid, which is now allowed to cool'
and acidified strongly with hydrochloric acid so as to redissolve
any hydrated platinic oxide which may have been precipitated by
the first instalments of acid. The liquid at last is filtered, and
precipitated by sal-ammoniac to obtain a ptire chloroplatinate
(PtCl5(NH4),), which, on ignition, of course, yields an equally pure
spongy metal.
Pure compact platinum is a tin-white metal about as soft as pur*
copper and nearly (but not quite) equal in plasticity to gold.
The specific gravity of the fused metal is 21 '48 to 21 '50 at 17° -6 C,
(Deville and Debray). The breaking strain is 34'1 kilos for hari
drawn and 23 '5 kilos for annealed wires ; the modulus of elasticit}
15,618 (kilogramme and millimetre! as units ; by Werthuui's ez-
I' L A T r N U ]\I
ini
j)eriments on aiinoaled wcldod wire). L'nit length of tliu (fnseu}
metal exjiaiiils by 0 000907 from 0° to 100° C. (Fizean). The
specific conductivity for heat at 12" C. is 8'4, for electricity at 0°C.
16'4 (silver- 100). The statement regarding electricity refcrstoths
annealed metal. The fusinc; point, according to recent determina-
tion by Violle, is 1779 C. ; the sanio experimenter finds for the true
specific heat 5Q/« = 0-03I7 + 0000012< (centigrade scale). When
platinum is heated beyond its fusing point, it soon begins to vola-
tilize. The fused metal, like silver, absorbs oxygen, and consequently
"spits " on freezing. At a red heat the then viscid metal, as Graham
las shown, "occludes" hydrcgengas; i.e., it dissolves tlicgas (just
a.s, for instance, liquid water would), which explains the fuct pre-
viously discovered by Deville that a, platinum tube, although it
may be perfectly gas-tight in the cold, at a red heat allows hydrogen
(but not, for instance, oxygen, nitrogen, or carbonic acid) to pass
through its walls. According to Graham the quantity of gas
ocrlujed is independent of the surface of the metal operated on,
but proportional to its weight. No gas is taken up in the cold ;
but the gas occluded at a red heat, though extractablo at that
temperature by means of an absolute vacuum as producible by a
Sprengel pump (see MEiicuniAL AiK Pl'MP, vol. xvi. p. 30), is
retained on cooling and cannot be thus liberated at the -ordinary
temperature. The volume of hydrogen absorbed by nnit-volunie
of metal at a red heat under one atmosphere's pressure was found,
in the case of fused metal, to vary from 0'13 to 0'21 volume
measured cold ; in the case of merely welded metal, from 2 '34 to
3 '8 volumes (compare Palladium below). Oxygen gas, tliough
absorbed by the liquid, is not occluded by the solid metal at any
temperature, but when brought in contact with it at moderate tem-
peratures suffers considerable condensation at its surface. The
thin condensed film of oxygen exiiibits a high degree of chemical
activity : a perfectly clean piece of platinum foil, when immersed in
a mixture of hydrogen or ammonia gr other combustible gas and air,
begins to glow and starts a process of slow combustion or there may
be an explosion. The spongy metal of course exhibits a very high
degree of activity: a jet of hydrogen gas when made to strike
against a layer of spongy platinum causes it to glow and takes fire.
This is the principle of the (now defunct) Dbbereiner lamp. But
the most striking effects are produced by a peculiar kind of very
finely divided platinum, which was discovered by Licbig and called
by him platinum black on account of its resejfiblance to lamp-black.
A particularly active "bla?k" is produced by dropping platinum
chloride solution into a boilingniixture of three volumes ot glycerin
and two of caustic potash of 1 '08 specific gravity. Platinum black,
according to Eiebig, absorbs 800 times its volume of oxygen fVoni
the air, and in virtue thereof is a most active oxidizing agent,
which, in general, acts "catalytically " because the black, after
having given up its oxygen to tne oxidizable .substance present, at
once takes up a fresh supply from the atmosphere. For examples
see Feumentation, vol. ix. pp. 94-98.
Platinum Alloys.
Platinum alloys of almost any kind are easily produced syntheti-
cally; and, as a rule, a temperature little if at all above the fusing
poiu< of the more fusible component suffices to start the union.
We will begin with the cases in which the metal combines with
another mcjiibcr of its own family. Iridium. — In the heat of an
oxyhydrogeii flame the two metals unite, permanently in all pro-
portions. The alloy has pretty much the appearance of platinum,
but it is less fusible, harder, ni%i-e clastic, specifically heavier, and
less readily attacked bv aqua rcgia, — all these iiualities increasing as
the percentage of iridium increases. Tlie 19 per cent, alloy was
produced for tlie first time by G. Matthcy. It has the hardness
and elasticity of soft steel (modulus of eIastieity-22,000 for milli-
metre and kilogramme), and is hardly attacked by aqua regla.
Alloys richer in iridium are difficult to work. The 10 per cent,
alloy on tlio other hand still retains enough of the virtues referred
to to be far superior to platinum itself— i)erhap3 wo might s.ay, to
any other solid — as a material for standard measures of length
or weight. In 1870 Messi-s Johnson, llatthey, & Co. exhibited a
standard metre made of this alloy, and it gave such unqualified
satisfartion that the international metric committee which sat in
Paris some years ago ndojited it for tho construction of their
standards. Jlhodiiim. — An alloy of 30 per cent, of tliis metal and
70 of platinum is absolutely proof against aqua regia, but is very
expensive. Devillo and Debriiy once elaborated an igneous process
for producing, directly from the ore, a triple alloy of platinum, iri-
dium, and rhodium, which is quite workable and, besiiles being more
highly infusible than platinum, is almost proof against aqua regia.
Crucibles made of this alloy used to be sold in Paris and elsewhero
at moderate prices ; but they are now no longer to be had. Gold.
— This metal unites with platinum in all proportions, forming
greyish-yellow or greyish-white alloys. A graduated series of these
alloys was recommended by Schertcl and Khrhard as a means for
drfiuing certain ranges of high temperatures. According to their
experiuitfnts, v/hilo tho fiisingpoint for gold was 1075° C. , and for
platinum 1775°. it was 1130° for 10 per cunt, of platinum, llOO"
for 20, 1255° for 30, 1320' for 40, 1385" for 50, 1460° for 60, 1535*
for 70, 1610° for 80, and 1690° for 90 per cent. Silver am)
platinum unite readily in any proportion, but the alloys arc in
general liable to "liqiiation" (see Metals, vol. xvi. p. 67). Kow
platinum is as proof against nitric acid as gold; and yet thcss
alloys cannot, like gold-silver, be parted by means of nitric acid ;
because, if tho alloy is rich enough in silver to be at all attacked by
the acid, part at least of the platinum passes into solution along
with the silver. But concentrated oil of vitriol effects a sharp
separation; the platinum remains. A considerable variety of
alloys of platinum with other noble metals are used in mechanical
dentistry. The following examples may be quoted:— 667 pel
cent, of gold and 33 of platinum ; platinum 50, silver 25, palladium
25 ; platinum 417, gold 25, palladium 33-3.
Of the great variety of alloys of platinum with base metals which
Lave been recommended as substitutes for noble metals or other
wise we select the following : —
Platinum.
'Siiver.
Copiier.
lln.
Brnss.
Klckel.
1
19
0
1
0
0
0
2
1
0
26
0
0
0
3
2
1
5
0
2
1
4
1
0
0
10
0
100
5
1
2
0
20
0
100
«
0-5
0
0
15
0
100
7
20
0
0
20
0
(00
8
5 to 10
0
0
0
120
60
(IJ iCiiown ro jcwellei's and dentihts as hai'U platinum ; (2) a rosc-cgloured fine-
grained ductile alloy; (3) Iiitioduced by Bolzanl In Palis as an imitation pold :
(4 to 7) pktlnum bronzes, recommended— .<4) for knife and fork handles, (5) for
belts, (6) fur articles de luxe, (7) for telescopts ; (6) not subject to oxidation.
Platinum Compounds.
Platinum is not changed by air, water, or steam at any tempera-
ture. It is nioof against tho action of all ordinary single acids,
including hydrofluoric, in tho heat or cold. Aqua regia (a mixture
of hydiochloiic and nitric acids) dissolves it slowdy as chloro-
platinic acid PtCigH,. The metal is not attacked by even very
strong boiling caustic potash or soda ley, nor is it changed by
fusion with carbonate of^ soda or potash. Carbonate of lithia, and
tho hydrates of potash, soda, and baryta, however, when fused in
platinum vessels, attack them strongly, with formation of com-
pounds of PtOn with the respective bases. According to recent
experiments by the writer, none of these reactions go on in the
absence of air ; hence, for instance, a fusion with caustic baryta or
potash can safely be carried out in a platinum crucible if the latter
IS protected by an atmosphere of hydrogen or nitrogen. Fused
hepar (alkaline sulphide) (lissolves platinum at a red heat ; so does
fused cyanide of potassium, especially if mixed yith caustic potash.
Chloroplatinic Acid. — The solution of the metal in aqua regia is
evaporated down repeatedly in a water bath with hydrochloric
acid to destroy the excess of nitric acid and the very concentrated
solution allowed to stand, when the acid gradually separates out in
brown-red deliquescent crystals of the composition PtC^HJ-^6HJ0,
which are abundantly soluble in water and also easily in even
strong alcohol. The aqueous solution, if free of iridium and
platinous chlorides, is of a rich but clear yellow colour free of any
tingo of brown. The "chloride of platinum" solution of tho
analyst is an aqueous solution of this acid. A\ hen the solution is
mixed with those of certain chlorides, the 2IIC1 are displaced by
their equivalent of metallic chloriile, and metallic "chloroplatin-
ales " are produced. Of these the potassium (rubidium and
ca'siuin) and the ammonium salts are most easily prepared, — by
addition of tho respective chlorides to a moderately strong solution
of chloroplatinic acid ; they come down almost completely as palo
yellow crystalline precipitates, little soluble in cold water and very
nearly insoluble in alcohol. The sodium salt PtCI«Na;j-f6H,(l
and the littiium salt PtCl„U,-f6H,0 are iwidily soluble in water
and in aqueous alcohol (tho Li.,-compound dissolves even in ab-
solute alcohol); hcnco "chloriile of platinum" is used for tho
separation of K, Nil,, lib, Cs from Na and Li. On tho other hand
chloride of potassium or ammonium may .servo as o precii'itnnt
for platinum, but in this case a largo excess of a concentrated
solution of the precipitant must bo used to bring the solubility of
tho chloroplalinato precipitate to it.H minimum. Gold, copper,
iron, and many other metals not belonging to the polyxeno group,
if present, remain dissolved. Real ptnliiiic clihridt; PtClj, can be
produced from tho acid PlCl„IIj only by precipitating from its
solution the chlorine of the 2licl by the exart equivniciit of nitrnte
of silver. The filtrate when evaporated (cold) over vitriol deposits
red crystals of the composition PlCl^-l- 511.0. When chloropla-
tinic acid is hented to 300° C. it loses its 2IICI and half the chloriiio
of its PtCI, and platinous chloride, PtCI,, remains as a dull gicen
powder, insoluble in water but soluble in aqueous hydrochloric
aciil. Kither chloride when heated to redness leaves sj^oiigy
metal. The hydrochloric solution of platinous chluride, when
192
PLATINUM
evaporated with one of cliloriJe of potassium to a sufficiently
small volume, deposits rose-coloured crystals of a double salt
PtCU l-2KCl = PtCl4Kj. From a solution of this double salt
plali'nous hydrate, Ptc'OH),, is obtained, by boiling it with the
calculated quantity of caustic soda, as a black precipitate, which,
when gently heated, becomes anhydrous. Plalinic hydrate, Pt(OH)j,
is obtained by boiling chloroplatinic arid solution with excess of
caustic soda and then acidifying with acetic acid, as an almost
white precipitate, rt(OH)4 + '2H„0, which loses its 2H2O at 100° C.
and becomes brown ; at a certain higher temperature it loses all
its water and asbumes the form of the black anhydride PtOj. Both
oxides are bases in so far as their hydrates combine with a
limited number of acids; towards stronw bases they behave as
feeble acids. Only a few of the salts of the acid FtO, have been
investigated. Either oxide when heated to redness breaks up
into oxygen and metal.
Platin- Ammonium Coinpouiicls. —In this very numerous family of
bodies a compound radical containing platinum and some ammonia
residue plays the part of a basilous metal. The first member
was discovered by Magnus in 1828. By adding ammonia to a
hydrochloric solution of platinous chloride, he obtained a green
tirecipitate of the composition PtCIj.NjH., which soon became
mown as "Magnus's grr»n salt," and served as a starting point for
subsequent investigations.
Plaliiiocyanides. — These were discovered by L. Gmelin, who
obtained the potassium salt Pt(NC)4K; by fusing the metal with
prussiate of potash. Martius's method is more convenient :
chbroplatinate of ammonia is heated in a stVong mixed solution
of caustic potash and cyanide of potassium as long as ammonia
is 'going oif. The solution on cooling deposits crystals contain-
ing 3H^0 of water, which appear yellow in transmitted and
blue in reflected light. From the potash salt numerous other
platinocyanides can be made by doul)lc decompositions ; and a very
interesting series is derived from these by the adilition of chlorine
or bromine. All these bodies are distinguished by their magnificent
fluorescence.
The Polijitie Metals Oenerally.
The metals all exist in the three forms of "Xlack," "sponge,"
and compact regulus. The colours of the compact metals are shades
of white, except in the case of osmium, which forms blue'crystals.
Platinum, palladium, and rhodium arc ductile ;the rest break under
the hammer.' In regard to specific gravity thi^ arrange themselves
into two groups as shown by the following table,. which at the same
time gives the atomic weights (these of Pt and Ir according to
Seubert) and the formulae of the most stable chlorides : —
Name.
Atomic Weight.
0 = 16.
Specific
Gravity.
Cbloildea.
Platinum .
Iridium
Pt =194-8
Ir =193-0
Os =195
Pd -106-6
Rh-104-3
Ru = 103-8
21-50
22-38
22-48
11-4
12-1
12-26
PtClj ; PtCl.,
Ir.Cl,.
(?)
PdCl,.
Rh.Cl,,.
Ru.Clj + arRa.
Osmium
Palladium ..
Rhodium .-.
Hnthenium....^
The order of fusibility is as follows :— Pd, Pt, Ir, Rh, Ru, Os.
Palladium almost fuses in the strongest heat of a wind furnace,
but like the four metals following requires an oxyhydrogen flame
for its real fusion ; osmium has never been fused at all ; but it
volatilizes abundantly at the highest temperature producible by the
oxyhydrogen blast.
''Action of Air, — Platinum and palladium do not oxidize at any
temperature ; rhodium also does not oxidize by itself, but when
cupelled with lead it remains as monoxide RhO. Compact iridium
does not oxidize appreciably even in the heat ; but the finely-divided
metal, at some temperature below 800° C, suffers gradual conversion
into Ir^O.,, which when heated more strongly begins to dissociate at
800°, and is completely reduced at 1000° C. Ruthenium draws a film
of oxide in even cold air ; at a red heat it passes into Ru^Oj, which
retains its oxygen at a white heat. Osmium (the finely-divided
metal), when heated in air to about 400° C, takes fire and burns into
vapour of tetroxide, OsO^. This and tlie analogous ruthenium
compound are the onlj volatile oxides of the group.
Water. — None of our metals seem to decompose water or steam
et any temperature.
Hydrochloric A cid acts slowly on palladium in the nresence of air;
6therwise there is no action in any case.
Hot Nitric Acid dissolves palladium as nitrate Pd(N03)j, and
converts finely divided osmium into tetroxide vapour. Compact
osmium, and platinum, iridium, and rhodium in any form, are not
Sttacked by the acid.
1 lit still remnms in be seen hnwfarthls latter statement holds for the absolutely
pare metjil-*. "Nlr tJeorte Matihev Ii.t: snfcecdni in produciiii^lildium wU-e, wliitii
£ould be bent Into a lo'>i) witNout bivai.i<ii/.
Aqua Hcgia, in the heat, dissolves palladium (very readily) and
platinum (somewhat more slowly) as MeCljHj ; only "the palladium
compound is very unstable, being completely reduced to dichloride,
PdClj, by mete evaporation over a water-bath. Iridium black,
or iridium alloyed with much platinum, dissolves slowly as
IrCljHj, readily reducible (by, for instance, addition of alcohol, or
evaporation to dryness and heating of the residue to about 150° C.)
to li'oCL. Compact iridium, like ruthenium or rhodium, is hardly
attacked even by the hot acid ; rhodium exhibits the highest
degree of stability. Native osmiridium is not touched by aqoA
regia. Osmium, in the heat at least, becomes tetroxide.
Free Chlorine combines directly with all polyxene metals'at
suitable temperatures. As a disintegrator it is useful chiefly for
the manipulation of osmiridium and other such platinum-or»
components as refuse to dissolve in aqua regia. The action of th»
gas is greatly facilitated by the presence of fixed alkaline chloride.'
Polyxene Oxides and Salts,
Monoxides have been produced from platinum, palladium,
ruthenium, and osmium. PtO and PdO are decided, the other tw»
are very feeble bases.
Sesquioxides, McoOj, have been got from rhodium, iridium, ruthe-
nium, and osmium. All are basic.
Binoxides, Me02, exist from all the metals except rhodium. PdO^
like PtO„ (see above), is basic or feebly acid ; IrOj is a feeble basej
RuOj anil OsOj are neutral.
Telroxidcs, MeO^, are formed by osmium and ruthenium onlji
Both OsOj and RiiOj are easily fusible and very volatile solid^
Their vapours have a most powerful smell and are most dangerously
poisonous.
Trioxidex and Heptoxides do not exist as substances ; but th»
groups RuOj, O3O3, and RjO, unite with alkalies into soluble salts
analogous to chromates and permanganates in their constitutio
respectively. The oxides MeO, MejOj, MeO, are as a rule pr»-
parable by evaporatfng a solution of the respective chloride or
potassio- kc. chloride to dryness with excess of carbonate of sod%
heating the residivp to dull redness, and removing the alkalint
chloride and excess of carbonate by lixiviation with water. The
oxides remain as very dark-coloured powders insoluble in acids.'
The corresponding hydrates are precipitated from the solutions of
the chlorides or potassio- &c. chlorides, on addition of excess of
caustic potash or soda and heating. These hydrates of the oxidci
are soluole in certain aqueous acids with formation of salts, and iB
this limited sense only the "oxides" can be said to be "bases."
Salts. — Of these the most characteristic and the best known ar*
compounds of certain of their chlorides with alkaline chlorides.
1. The compounds MeCl^R^ (chloroplatinates and analogues),'
formed by all polyxene metals, except rnodium, are all crystallin*
salts, more or less soluble in water but as a rule insoluble or nearly s*
in alcohol. The acids MeCljHj, in which Me is not platinum, exist
only as unstable solution, which by the action of excess of causne
soda in the heat, if not by the action of a gentle heat alone, are all
reduced to lower chlorides ; only the platinum compound possesses
a higher degree of stability.
2. Chlorides, MeCI,, ami potassio- &c. chlorides, MeCl R. exist
only in the platinum and palladium series.
3. Hexachloridcs, Me^Clj, and compounds thereof with othoc
chlorides are formed ontj" bv rhodium, iridium, and ruthenium.
Preparation of the Rarer Polyxene Metals.
For this the residues obtained in the industrial extraction of
platinum from the ore form the natural raw material. Thes»|
residues are two in number, — (1) that part of the ore which resistedj
the action of aqua regia (we will call it the osmiridium residueV
and (2) the filtrate from the chloroplatinate of ammonia.
1. Part of the osmiridium in the first residue consists of scales
or grains so hard that they cannot be powdered even in a steel
mortar. They must be reduced to a fine powder, which is best
done by fusing them up with eight to ten parts of zinc and then
driving off the "solvent" in a wind-furnace. The osnriridium
remains as a dark friable mass, which is easily powdered and in-
corporated with the originally sifted-ofT part. The disintegration
of the residue may then be efl"ected, according to Wdhler, by
mixing it with its own weight of common salt and exposing the
mixture to a current of chlorine at a dull red heat within a com-
bustion tube. If the chlorine is moist much of the osmium goes off
as vapour of tetroxide, which must bo collected in solution of caustic
potash. After complete chlorination the contents of the tube are
treated with water, when as a rule some undisintegrated'osmiridinm
remains which is filtered oflT. .The solution is mixed with nitria
acid and distilled as long as any osmic tetroxide vapours are going
off, which are, readily recognized by their powerful pungent smell,
and of course must be carefully collected in caustic potash ley-
The residual liquor (which contains the iridium as IrCl,Naj) is
supersaturated with carbonata of soda, and; evaporated to oryoe:^
P.LATINUM
193
the residue kept at a dull rod licnl and then lixiviated villi water.
AlkalifcroHS oxide of iridium, IroOj, remains as a blue-blaok powder,
which needs only be heated in hydrogen to be reduced to metal, from
which the alttali is now easily removed by washing with water.
Such iridium is always contaminated with more or less osmium,
ruthenium, rhodium, and platinum, to remove wliich the crude
metal is fused up with ten parts of lead, and the alloy treated with
dilute nitric acid to dissolve the bulk of the lead, when the
polyxene metals remain in the shape of a black powder. From this
the platinum is extracted by prolonged treatment with dilute aqua
regia, and from the residue the rhodium by fusion with bisulplmte
of potash and subsequent treatment with water, wdiich dissolves
away tlie sulphate of rhodium foraied. The residue now left is
fused in a gold crucible with ten parts of caustic and three of
nitrate of potash, when the ruthenium and osmium assume the form
of soluble MeOjKjO salts, which are extracted with water and thus
reraovea. What remains is an alkaliferous (blue) sesquioxido of
iridium, which as a rule still retains some iron, ruthenium, and
traces of gold and silica (G. Matthey). For the final purification
of the metal and the recovering of the ruthenium and rhodium see
G. Matthey's memoir (Chem. Soc. Joum., 1879, Abstr., p. 772)
and chemical handbooks.
The osmium, as already stated, is obtained at an early stage
of the process in the shape of a solution of its volatile tetroxide
in caustic potash. This solution is mixed with a little alcohol to
bring the osmium into the state of osmite, K, 0 + .x'OsO.,, which is
insoluble in alcohol. This precipitate is digested in sal-ammoniac,
to convert it into a yellow compound of the composition
2NH4Cl + OsO.;(NH3)j„ which latter needs only bo heated in hydro-
gen to be converted into finely divided metallic osmium.
2. The second residnqconsistsof a solution of a variety of polyxene
chlorides in sal-ammoniac. This liquor is. kept in contact with
metallic iron, when the dissolved polyxene metals, and any gold or
copper present, come down as a black heavy precipitate. This
precijiitate includes all the palladium and part of the rhodium as
principal components. Bunsen has worked out an exhaustive
method for the extracting of all its polyxene metals in pure forms ;
but it is too complicated to be reproduced here.' The customary
method for extracting the palladium is to treat the metallic preci-
pitate with aqua regia, which dissolves the palladium and platinum
along with some of the iridium and -rhodium, to filter, evaporate
the residue to a syrup (for bringing the palladium into the form of
PdCIj), redissolve and precipitate the palladium by addition of the
exact quantity of mercuric cyanide as cyanide rd(NC')2. This
cyanide needs only be ignited strongly to leave a residue of metal.
But this metal includes at least part of the copper of the original
material. To remove it and other impurities, the crude metal is
dissolved in hydrochloric acid with the help of free chlorine^ and
the solution next evaporated to dryness to reduce the PdCljH^ to
PdClj. The chloride is redissolvcd, the solution mixed with
enough of ammonia to redissolvo the precipitate first produced,
and hydrochloric acid gas is now passed into the solution. Yellow
palladiochloride of ammonium, PdCl4(NHj)5, is precipitated, while
copper and iron remain dissolved. After removal of the mother
liquor the double salt is ignited and thus converted into palladium-
sponge, which is easily fused up in the oxyhydrogen flame and
thus Drought into the form of regulus.
Notes on Palladium, Osvxiv.m, and Osmiridium.
Palladium, a silver-white metal of great ductility, is much
used, notwithstanding its high price, in mechanical dentistry and
occasionally also for the graduated limbs of theodolites and other
instruments, because, unlike silver, it remains bright in sulphur-
etted hydrogen.
Of all the properties of this metal the most remarkable is its extra-
ordinary power of "occluding" hydrogen. According to Graham
(to whom wo owe almost all our knowledge on the subject) the
compact metal when immersed in cold hydrogen gas takes up none
or at most very little of it ; but at higher temperatures very con-
siderable occlusions take pdace. A certain specimen of foil was
found to occlude 620 volumes of the gas at 245° C, and 643 at 90°
to 97° C. , measured at 17°'5 to 18° and one atmosphere's pressure,
per unit-volume of metal. The hydrogen, as in the case of
platinum, is retained on cooling, and from the cold compound
cannot be extracted by means of an absolute vacuum, which re-
extracts the gas at a red heat.
Far more striking results can be obtained by using pa-Uadium
as a negative pole in the electrolysis of (acidulated) water. The
coofTicientof occlusion then assumes very high values ; in Graham's
hands it attained ita maximum when the palladium'was produced
electrolytically from a 1 C per cent, solution of its chloride, and
thus hydrogsuixed while itself in tlio nascent state. The galvani-
cally deposited sheet was fcund to contain 982 volumes of hydrogen
(measured cold) per unit-volume of original metal. corK'spjU'Iiii/
' Jahrub. d. C/umi<, latiU, p. 3a0: Ann. d, Chemit, vul. cilvL M&.
approximately to t1io formula Pd^Hj for the compotind. 'When
palladium unites with (nascent or free) hydrogen it sufl'ers a vei'y
appreciable expansion which on the removal of the hydrogen is
followed by a contraction beyond the original volume of the plain
metal. This can be most beautifully illustrated by electrolysing
water in an apparatus in which the negative electrode consists of
a long strip of palladium-foil of wliich one side is covered over with
varnish or electrolytically deposited platinum. The hydrogen goes
in at the bare side of the electrode ; this side consequently expands
more strongly than the other and the originally straight strip of
metal becomes curved. When the current is reversed, hydrogen
bubbles at once rise from wdiat is now the negative pole, but the
oxygen due at the palladium plate is for a time taken up by the
hydrogen occluded there ; this hydrogen is gradually consumed,
and as it diminishes the plate unbends more and more completely
and at last gets bent over in the opposite sense. Palladium by
being hydrogenized does not lose any of its metallic properties, but
(in the case of complete saturation) its density sinks from 12 38 to
1179, its tenacity to 82 per cent, of its original value, its elcctrio
conductivity in the ratio of 8'1 to 5 9.
Graham views hydrogenized palladium as n true alloy, containing
its hydrogen in the form of a metal "hydrogenium. ' He found
that certain palladium alloys take up hydrogen as readily (though
less abundantly) as the pure metal does with corresponding expan-
sion, but when dehydrogenized shrink back into exactly their ori-
ginal volume. He calculated that the density of hydrogenium lies
somewhere about the value 0733 (water- 1),— which of course
means only that the weight of the occluded hydrogen, measured by
the weight of a volume of water equal to the expansion observed,
is =0733. Dewar arrived at 0-620 as being probably nearer the
truth, and for the specific heat of hydrogenium found values from
379 to 5-88.
Osmitcm. — According to Deville and Debray, powdery osmium is
mast readily obtained by mixing the vapour of the tetroxide with
that gas (CO-fCOj) which is prepared by the decomposition of
oxalic acid with oil of vitriol, and passing the mixture through a
red-hot porcelain tube. The powdery metal readily fuses up with
3 or 4 parts of tin into a homogeneous alloy. When this alloy is
treated with hydrochloric acid most of the tin dissolves, and the
rest of it can be driven off by heating the residue in HCl gas. There
remains ultimately pure osmium in the (orm of bluo crystals
endowed with a grey to violet reflex, which are hard enough to
scratch glass. Their specifk: gravity is 22 '48, so that osmium,
besides being the most infusible of metals, is the heaviest of all
known bodies.
Osmiridium. — Native osmiridium forms crystalline plate-shaped
grains, distinguished by an extraordinary degree of hardness, which
certainly exceeds that of hard-tempered steel. Most of the grains
are very minute ; the larger ones are utilized for makini' ths
so-called "diamond points" of gold pens. Osmiridium would lend
itself for endless other applications if it were possible to unite the
native dust into large compact ma-sses. From a series of articles ill
the C/icmical News (Jan. 2, 9, ond 16, 1885), by Nelson W. Pcrry^
it would appear that this problem has been solved, in a sense,
John Holland, an American [len-maker, starting from the long-
known fact that platinum metals readily unite with phosphorus
into relatively easily fusible alloys, succeeded in producing a phos-
phorized osmiridium which can be cast (and pressed while liquid)
into thin continuous slabs even harder than the native substance,
and susceptible of being wrought into drills, knife-edges, &c.
Slalistics.
The production of platinum-ore !n Eussia was 2327 kilogramnie)
in 1862, 492 in 1863, 397 in 1864, 2273 in 1865, 1768 in 1867, and
2050 in 1871,— a total in those six years of 9307. The averngj
production of platinum metal, from 1828 to 1845, amounted to
2623-8 kilogrammes per annum. In 1870 it was only 2005-8 kilos,
of which about 80 per cent, came from the Ural Mountains."
The manufacture of platinum utensils is in the hands of a very
few firms, of which that of Messrs Johnson, Matthey, & Co. of
London is generally understood to bo the most important. Ever\
the total amount of metal which passes through these works in
the aggregate is dirticult of ascertainment, the more so as some of
them at least are discounting largo reserves of old metal, including
more or less of the obsolete coins. According to an approximate
estimate which a very competent authority hius kindly furnished,
the consumption during the last five years fell little short of
100,000 lb troy,' of which from 75 to 80 per cent, are believed
to have passed through the hands of Ixindon manufacturers.
The price of the metal during the last ten or twelve years has
ranged from four to tight times that of silver. ■ It is very high-
at present (1855) in consequence of the constantly increasing
demand for platinum utensils. (W. D. ) ,
2 Frum Kaiiinr5cli anJ Uccrcn'i Tfrfiniuhri Wdrterbueh.
' Ki)ua) to 7-tC4 kilugramoics pur anjiuai, whlcti Is 3-7 timet lh« amount i{i\-uk
above for I6i0.
X^A, — as
194
PLATO
PLATO, the Athenian philosopher and father of ideal-
ism, ■was born 427 B.C., and lived to the age of eighty.
His literary activity may be roughly said to have extended
over the first half of the 4th century B.C. His father's
name wa^ Ariston, and his mother's family, which claimed
descent from Solon, included Critias, one of the thirty
tyrants, and other Athenian notables. That throughout
his early manhood he was the devoted friend of Socrates,
that in middle life he taught those who resorted to him in
the grove named of Academus, near the Cephisus, and there
founded the first great philosophical school, that (with
alleged interruptions) he continued to preside over the
Academy until his death, are matters of established fact.
It is said by Aristotle that he was at one time intimate
■with Cratylus the Heraclitean. Beyond this we have
no authentic record of his outward life. That his name
was at first Aristocles, and was changed to Plato because
of the breadth of his shoulders or of his style or of his
forehead, that he wrestled well,i that he -n-rote poetry^
which he burnt on hearing Socrates, that he fought in
three great battles,^ that he had a thin voice, that (as is
told of other Greek philosophers) he travelled to Cyrene
and conversed ■with priests in Egypt, are statements of
Diogenes Laertius, which rest on more or less uncertain
tradition. The express assertion — which this author attri-
butes to Hermodorus — that after the death of Socrates
Plato and other Socratics took refuge with Euclides in
Megara, has a somewhat stronger claim to authenticity.
But the fact cannot be regarded as certain, still less the
elaborate inferences which have been drawn from it. The
tomantic legend of Plato's journeys to Sicily, and of his re-
lations there with the younger Dionysius and the princely
out unfortunate Dion, had attained some degree of con-
sistency before the age of Cicero, and at an unknown
out probably early time were worked up into the so-called
Epui/es of Plato, now all but universally discredited.
Nor is there sufficient ground for supposing, as some have
done, that an authentic tradition is perceptible behind
the myth. For the details of the story the reader is
referred to Grote.^* who believed in the genuineness of the
Epistles.
It is more important than any further balancing of
uncertainties to observe the intellectual tendencies of the
preceding generation (c. 430-400 B.C.).
Lntece- The later years of the Peloponnesian War witnessed
lent ten- much mental disturbance and restlessness at Athens.
lenciei Thoughtful minds looked forward with apprehension and
backwards with regret, while even the most thoughtless
were stirred into superficial activity. More than at any
time since the age of Clisthenes, the city was divided,
3,nd a man's" foes were often men of his own tribe or deme.
Athenian politics were .'more factious and less significant
than ever. Contention in the law-courts and rivalries in
the assembly had for many men a more absorbing interest
than questions of peace and war. Hereditaiy traditions
had relaxed, their hold, and political principles were not
yet formulated. Yet there was not less scope on this
account for personal ambition, while the progress of
democracy, the necessity of conciliating the people, and
the apportionment of public offices by lot had a distract-
ing and, to reflecting persons, often a discouraging effect.
' See Laws, viL 814 c.
*.Som6 epigrams in the Anthology are attributed to him.
• This is told on the anthority of Aristoxenus. But Plato cannot
have heen at Delium.
* History of Greece, c. Uiiiv. ; Plato, vol. i. c. iiu
For those amongst whom Plato was brought up this eflect
■was aggravated by the sequel of the oligarchical revolution,
while, on the other hand, for some years after the restorb-
tion of the democracy, a new stimulus had been imparted,
which, though of short duration, was universally felt.
The events and circumstances thus briefly summarized
appear in two way^ to have encouraged the diffusion of
ideas. The ambitious seem to have welcomed them as a
means of influence, while those who turned from public
life were the more stimulated to speculative disputation.
However this may have been, it i^ manifest that before the
beginning of the 4th century B.C. the intellectual atmo-
sphere was already charged with a new force, which
although essentially one may be differently described,
according to the mode of its development, as (1) rhetorical
and (2) theoretical and "sophistical." This last word
indicates the channel through which the current influences
were mostly derived. A new want, in the shape both of
interested and of disinterested curiosity, had insensibly
created a new profession. !Men of various fatherlands,
some native Athenians, but more from other parts of
Hellas, had set themselves to supplement the deficiencies
of ordinary education, and to train men for the require-
ments of civic life, llore or less consciously they based
their teachings on the philosophical dogmas of an earlier
time, when the speculations of Xenophanes, Heraclitus,
or Parmenides had interested only a few "wise men."
Those great thoughts were now to be expounded, so that
" even cobblers might understand." ^ The self-appointed
teachers found a rich field and abundant harvest among
the wealthier youth, to the chagrin of the old-fashioned
Athenian, who sighed with Aristophanes for tlie good old
days when men knew less and listened to their elders and
obeyed the customs of their fathers. And such distrust
was not wholly unfounded. For, amidst much that was
graceful and improving, these novel questionings had an
influence that, besides being unsettling, was aimless and
unreal A later criticism may discern in them the two
great tendencies of naturalism and humanism. But it
may be doubted if the sophist was himself aware of the
direction of his own thoughts. For, although Prodicus or
Hippias could debate a thesis and moralize with eSect,
they do not appear to have been capable of speculative
reasoning. What passed for such was often either verbal
quibbling or the pushing to an extreme of some isolated
abstract notion. That pnidens quseslio which is dimidium
scientix had not yet been put. And yet the hour for
putting it concerning human life was fully come. For the
sea on which men were drifting i.^as profoundly troubled,
and would not sink back into it>i former calm. Conserva
five reaction was not less hopeless than the dreams of
theorists were mischievously v.-ild. In random talk, with
gay, irresponsible energy, the youth were debating problems
which have exercised great minds in Europe through all
after time.
Men's thoughts had begun to be thus disturbed and
eager when Socrates arose. To understand him is the
most necessary preliminary to the study of Plato. In our
first authentic knowledge of him he is a man in mature
life, attracting the attention of his fellow-citizens no less
by his courage as a soldier than by his strange-familiar
presence in the Athenian agora. Like the cicada of the
trees by the Ilissus, his voice was never silent — except when
checked by his divine monitor, or when wrapt, as he some
0 Thext., 180 D.
PLATO
195
times was for hours, in a catalepsy of reverie (see Socrates).
Wlisn he appeared in the market-place about midday,
ready to single out his man for questioning, he had already
spent some hours in the wrestling-schools, conversing with
the youth. This was not, as it appeared to his contempo-
raries, mere idleness or mental dissipation (aSoXia-xfa), but
the exercise of his self-chosen profession. There is no
reason to doubt the general truth of the assertion which
Plato attributes to him in the Apoloyia. He felt a divine
vocation .to examine himself by questioning other men.
Gifted with an iron frame, and having trained himself to
have fewer wants than a soldier, or a slave, he could devote
all his time to this one object, without engaging in
remunerative business, or setting hours apart for recrea-
tion, since he was indefatigable alike in body and mind.
He was really doing for the Athenians, whether they
would or no, what the sophist professed to do for his
adherents, and what such men as Protagoras and Prodicus
liad actually done in part. One obvious difference was
that he would take no fee. But there was another and
more deep-lying difference, which distinguished him not
only from the contemporary sophists but from the thinkers
of the previous age. This was the Socratic attitude of
inquiry.
The sceptical movement had confused men's notions as
to the value of ethical ideas.^ "If 'right 'is one thing
in Athena and another at Sparta, why strive to follow
right rathep than expediency? The laws put restraint on
Nature, which is prior to them. Then why submit to law?"
And the ingenuities of rhetoric had stirred much unmean-
ing disputation. Every case seemed capable of being
argued in opposite ways. Even on the great question of
the ultimate constitution of things, the conflicting theories
of absolute immutability and eternal change appeared to
be equally irrefragable and equally untenable.
Now Socrates first of all maintained imperturbably the
simple habits of an ordinary Athenian citizen, observing
scrupulously even minute religious customs, entering also
unreservedly into the lightest pastimes of his associates,
while the plain and strenuous tenor of his own peculiar life
remained unaffected. But into all ho carried the same irre-
pressible, insatiable spirit of search, to which nothing human
was alien or uninteresting. Taking men and women as he
found them, and conversing casually, as it appeared, on the
topic which chanced to interest his hearer, he had not gone
far before ho had unmasked some vain pretence, cut folly
to the quick, or raised some doubt of wide significance.
And, though he often ended with negation, his negative
achievements had a positive aim. For there underlay the
[irocess even when most ironical the conviction, not less
lirofound because implicit, that in spite of false appearances,
in spite of error, there are realities not undiscoverable, and
whatsoever is real is good. His hearers had been confused
by contradictory voices, — one crying "All is motion,"
another " All is rest"; one " The absolute is unattainable,"
another " The relative alone is real "; some upholding a
vague sentiment of traditional right, while some declared
for arbitrary convention and some for the " law of nature."
Some held that virtue was spontaneous, some that it was
due to training, and some paradoxically denied that either
vice or falsehood had any meaning. The faith of Socrates,
whether instinctive or inspired, remained untroubled by
these jarring tones. He did not ask — " Is virtue a
reality?" or "Is goodness a delusion?" But, with
perfect confidence that there was an answer, he asked
himself and others "What is it?" {ri co-tO ; or, more
particularly, aa Xenophon testifies, " What is a state ?
What is a statesman? What is just? What is unjust?
^ See Caird, Hegel, p. 16».
What is government? What is it to be a ruler of men? "
In this form of question, however simple, the originality
of Socrates is typified; and by means of it he laid the first
stone, not only of the fabric of ethical philosophy, but ot
scientific method. The secret of his success lay in the
combination of a deep sense of human ignorance with u
confidence not less deep in the power of reason.
The first result, and, as the Platonic Socrates declares,
the only result he had obtained, was the consciousness
of knowing nothing. But he who knows that he knows
nothing is disposed to seek, and only those who seek will
find. And the seeking mind attains, if not to knowledge,
yet to a new standard of knowing. So long as results are
contradictory, so long as negative instances are success-
fully applied, the searcher may make progress but is still
to seek. For the aim of inquiry is the universal.
Human life and experience the sphere of search; truth
and good, regarded as identical, the end of it ; universality
the test of reality, conversation the method, rational
thought the means, — these are the chief notes of the
dialectic of Socrates. Applying the native strength of his
intelligence directly to the facts of life, he revealed their
significance in countless ways, by unthought-of generaliza-
tions, by strange analogies, combining what men had not
combined, distinguishing what they had not distinguished,
—but always with the single aim of rousing them to the
search after eternal truth and good.
The spirit which led on towards this unseen goal was
not less practical than speculative. Socrates desired not
only that men might know, but that they might know and
do. Utility is the watchword no less of the Socratic than
of the Baconian induction. But Socrates never doubted
that if men once know they will also do. His own conscious
conviction of the unity of truth and good he believed to
be unconsciously the basis of all men's actions. They
erred, he thought, from not seeing the good, and not
because they would not follow it if seen. This is
expressed in the Socratic dicta, "Vice is ignorance,"
" Virtue is knowledge." Men therefore must be brought
to see the good and true, and that they may see it they
must first be made aware that they do not see.
This lifelong work of Socrates, in which the germs ot
ethics, psychology, and logic were contained, — after it had
been sealed by the death in which he characteristically at
once obeyed his countrymen and convinced them of error, —
was idealized, developed, dramatized— first embodied and
then extended beyond its original scope — in the writings
of Plato, which may be described as the literary outcome
of the profound impression made by Socrates upon his
greatest follower.
These writings (in pursuance of the impoi-tance given
by Socrates to conversation) are all cast in the form of
imaginary dialogue. But in those which are presumably
the latest in order of composition this imaginative form
interferes but little with the direct expression of the
philosopher's own thoughts. The many-coloured veil at
first inseparable from the features is gradually worn
thinntA-, and at last becomes almost imperceptible.
Little more will be attempted in the following p.igeii
than to give a general outline of these immortal works in
the order which is on the whole most probable, omitting
those whose claim to authenticity is weakest, and passing
lightly over some which, although genuine, are less import-
ant than the rest, or have less to do with the main current
of Plato's thought.
The Platonic dialogues are not merely the embodiment
of the mind of Socrates and of the reflexions of Plato.,
They are the portraiture of the highest intellectual life of
Hellas in the time of Pkto, — a life but distantly related to
196
PLATO
military and political events, and scarcely interrupted by
them, \thens appears as the centre of the excitable
Hellenic mind, profoundly stirred by the arrival of great
sophists,' and keenly alive to the questions of Socrates,
although in the pages of Plato, even more than in reality,
he only " whispers with a few striplings in a corner. "
For, in the Platonic grouping, the agora, which was the
chief scene of action for the real Socrates, retires into the
background, and he is principally seen consorting with his
chosen companions, who are also friends of Plato, and with
the acquaintances whom he makes through them. The
scene is narrowed (for the Academy was remote from the
biistle of resort, and Plato judged the Hellenic world
securely from the vantage-ground of partial retirement) —
but the figures . ate distinct and full of life. In reading
the dialogues, we not only breathe the most refined
intellectual atmosphere, but are also present witnesses of
the urbanity, the freedom, the playfulness, the generous
warmth of the " best society " in Athens. For Plato has
a numerous repertory of dramatis personal, who stand' in
various relations to his chief character — the impetuous
Chaerephon, Apollodorus.the inseparable weak brother, old
Crito the true-hearted, Phiedo the beloved disciple,
Simmias and Cebes, who have been with Philolaus, the
graceful and ingenuous Phaedrus, the petulant. Philebus,
Theaetetus of the philosophic nature, who is cut off in his
prime, and the incorrigible Alcibiades ; then Plato's own
kinsmen — Glaucon the irrepressible in politics, in quarrel,
and in love, Adimantus, solid and grave, Critias in his
phase of amateur philosopher, and not as what he after-
wards became, Charmides, not in fiery manhood, but in
his first bloom of diffident youth ; and many others who
appear as mere acquaintances, but have an interest of their
own — the accomplished Agathon, "the gay Aristophanes,
Eryximachus the all-worthy physician, Meno, light of
Bpirit, Callias, entertainer of sophists, Callicles the wilful
man of the world, Cephalus the aged father of Lysias, and
Nicias the honoured soldier. AH these appear, not as
some of them do on the page of history, in sanguinary
contention or nerce rivalry, but as peaceful Athenians, in
momentary contact with Socrates, whose electric touch
now benumbs and now exhilarates, and sometimes goads
to' frenzy of love or anger. Still more distantly related
to him, as it were standing in an outer circle, are the'
imposing forms of Gorgias and Protagoras, surrounded
with the lesser lights of Hippias, Prodicus, and Polus.
Thrasymachus, Euthydemus, Dionysodorus hang round
like comic masks, adding piquancy to the design. The
adversaries Anytus and Meletus are allowed to appear for
a moment, but soon vanish. The older philosophers,
though Socrates turned away from them, also make their
entrance on the Platonic stage. Parmenides with his
magnificent depth is made to converse with the imaginary
Socrates, who is still quite young. A stranger from Elea
plays an important part in some later dialogues, and
Timaeus the Pythagorean is introduced discoursing of the
creation of the world. In these dialogues Socrates is
mostly silent; in the Philehus he has lost himself in Plato;
and in the twelve books of the Laws, where an unnamed
Athenian is the chief speaker, even the Platonic Socrates
finally disappears.
Now, in evolving his philosophy from the Socratic
basis, Plato works along three main lines, — the elhical
and political, the metaphysical or scientific, and the
mystical. All three are often intimately blended, as in
the close of Eep., bk. vi., and "feven where one element is
uppermost the others are not wholly suppressed. But this
distinction, like that sometimes made in modern philo-
■ It had 'been part of the policy of Pericles to draw distinguished
foreigners to Athens.
sophy between the good, the true, and the beautiful, la
one which, if not unduly pressed, may be usefully borne >o
mind. Having noted this once for all, we pass to tbo
more detailed consideration of the several dialogues.
L Laches, Channides, Lysis. — In this first group
Socrates is dealing tentatively 'with single ethical notions.
The result in each case is a confession of ignorance, but
the subject has been so handled as to point the way to
more fruitful discussions in the future. And suggestions
are casually thrown out which anticipate some of the most
far-reaching of Plato's subsequent contemplations.
The Laches is a vigorous sketch, in which the characters
of the soldier, the aged citizen, and the prudent general
are well preserved ; and Socrates is seen conversing with
his elders, although with reference to the treatment of the
young. The question raised is the definition of courage ;
and the humour of the piece consists in showing that three
men, aU of whom are unquestionably brave, are unable to
give an account of bravery, or to decide whether courage
is an animal instinct or a mental accomplishment.
Similarly, in the dialogue which bears his name, ths
temperate Charmides, of whom .all testify that (as Aristo-
phanes has it -) he " fills up the gracious mould of
modesty," is hopelessly embarrassed when challenged by the
Socratic method to put in words his conception of the
modesty or temperance which he possesses, and which, as
Socrates assures him, is a priceless gift. The Ckarmi'.ks
contains some hints of Platonic notions, such as that of
knowledge as self -consciousness, and of virtue as "doing
one's own business."
The graceful little dialogue which bears the name of
Lysis ends, like the two former, with a confession of
failure. Socrates, Lysis, and Menexenus are all friends,
and think highly of friendship, yet after many efforts they
are unable to tell " what friendship is." Yet some of
the suggestions which are here laid aside are afterwards
allowed to reappear. The notion that "what is neither
good nor evil loves the good because of the presence of
evil " is expanded and emphasized in the Symposium. And
the conception of an ideal object of friendship, an ai<T»
<ft!\ov (though rejected as in the criticism of Aristotle by
the characteristic redndio ad infinitum), is destined to have
a wider"scope in the history of Platonism.
II. Protagoras, Jo,' Meno. — The previous dialogues
have marked the distinction between unconscious and
conscious morality, and have also brought out the Socratic
tendency to identify virtue with the knowledge of good.
Now, the more strongly it is felt that knowledge i»
inseparable from virtue the more strange and doubtful
appears such unconscious excellence as that of Laches,
Charmides, or Lysis. Hence arises the further paradox of
Socrates, — "Virtue is not taught, and that which is com-
monly regarded as virtue springs up spontaneously or is
received unconsciously by a kind of inspiration."
Protagoras, in the dialogue named after him, is the l""**
professor of popular, unscientific, self-complacent excel-****
lence ; while Socrates appears in his life-long search after •
the ideal knowledge of the best. The two men are
naturally at cross purposes. Protagoras contends that
virtue is taught by himself and others more or less success-
fully, and is not one but many. Socrates disputes the
possibility of teaching virtue (since all men equally pro-
fess it, and even statesmen fail to give it to their sons),
but affirms that, if it can be taught, virtue is not many,
but one. The discussion, as in the former dialogues, ends
inconclusively. But in the course of it Plato vividly
sets forth the natural opposition between the empiric and
scientific points of view, between a conventional and an
' Nui., 995, inis oi'SoSj ^e'XAtis ^iyaK^t i.va.Tr\^tM.
PLATO
197
intellectual standard. He does full justice to the tbcsis'of
Protagoras, and it is not to be supposed that be was con^
tented to remain in the attitude which be has here attri-
buted to Socrates. In bis ideal state, where the earlier
training of the best citizens is a refinement on the actual
Hellenic education, he has to some extent reconciled
the conceptions which are here dramaticall}ir opposed.
The jjreparations for the encounter and the description
of it include many life-like touches, — such as the eagerness
of the young Athenian gentleman to hear the sophist,
though be would bo ashamed to be thought a sophist
himself ; the confusion into which the house of Callias
has been thrown by the crowd of strangers and by the
self-importance of rival professors ; the graceful dignity
of the man who has been forty years a teacher, the graphic
description of the whole scene, the characteristic speeches
of Prodicus and Hippias (from which some critics have
elicited a theory of their doctrines), and the continued
irony with which Socrates bears them all in hand and
soothes the great man after disconcerting him.
In the argument there are two points which chiefly
deserve notice. (1) Protagoras, in accordance with bis
relative view of things (which Plato afterwards criticized
in the Thextetus), claims not to give men principles
but to improve them in those virtues which Providence
has given in some measure to all civilized men. (2)
Socrates in postulating a scientific principle, which be
expressly reserves for future consideration, would have
it tested by the power of calculating the amount of
pleasure. Grote dwells with some complacency on the
" utilitarianism " of Socrates in the Protagoras. And it
is true that a principle of utility is here opposed to con^
ventional sentiment. But this opposition is intended to
prepare the way for the wider and deeper contrast between
an arbitrary and a scientific standard, or between impres-
sions and conceptions or ideas. And when Plato (in
the Gorgias and Philchus) endeavours to define the art
of measurement, which is here anticipated, it is not
wonderful that differences here unthought of should come
into view, or that the pleasant should be again contra-
distinguished from the good. In all three dialogues he
is equally asserting the supremacy of reason.
On the first vision of that transcendental knowledge*
which is to be the key at once to truth and good, philosophy
is apt to lose her balance, and to look with scorn upon
" the trivial round, the common task," and the respectable
common-places of " ordinary thinking." Yet, as Socrates
is reminded by Protagoras, this unconscious wisdom also
has a value. And Plato, who, when most ideal, ever
strives to keep touch with experience, is fully convinced of
the reality of this lower truth, of this unpbilosophic virtue.
But he is long puzzled how to conceive of it. For, if
knowledge is all in all, what are we to make of wisdom
and goodness in those who do not know ? Protagoras had
boldly spoken of honour and right as a direct gift from
Zeus, and Socrates, in the lo and Meno, is represented as
adopting an hypothesis of inspiration in order to account
for these unaccredited graces of the soul.
Socrates has observed that rbapsodists and even poets
have no definite knowledge of the things which they so
powerfully represent (comp. AjmL, 22; Phad., 245 A;
Rep., iii. 398 A). He brings the rhapsode lo to admit this,
and to conclude that he ia the inspired medium of a mag-
netic influence. The Muse is the chief magnet, and the poet
is the first of a series of magnetic rings. Then follow the
rhapsode and the actor, who are rings of inferior power,
and the last ring is the hearer or spectator.
The Meno raises again the more serious question, Can
' Phssd., 82 B ; ife;).,~x. 619 C
virtue be taught? Socrates here states explicitly the
paradox with which the Protagoras ended. " Virtue ia
knowledge; therefore virtue can be taught. But virtue is
not taught. Therefore (in the highest sense) there can be
no virtue." And he repeats several of his former reasons,
— that Athenian statesmen failed to teach their sons, and
that the education given by sophists is unsatisfying. (The
sophists are here denounced by Anytus, who is angered
by Socrates's ironical praise of them.) But the paradox is
softened in two ways: — (1) the absence of knowledge
does not preclude inquiry, and (2), though virtue cannot
be taught, yet there is a sense in which virtue exists.
1. Meno begins in gaiety of heart to define virtue, but
is soon ■' benumbed " by the " torpedo " shock of Socrates,
and asks " How can one inquire about that which he docs
not know?" Socrates meets this "eristic" difiiculty with
the doctrine of reminiscence (ai'd/xKijo-ts). All knowledge
is latent in the mind from birth and through kindred (or
association) of ideas much may be recovered, if only a
beginning is made. Pindar and other poets have said
that the soul is immortal and that she has passed through
many previous states.^ And Socrates now gives a
practical illustration of the truth that knowledge is evolved
from ignorance. He elicits, from a Greek slave of Meno's,
the demonstration of a geometrical theorem.^ About
the middle of the process he turns to Meno and observes
that the slave (who has made a false start) is now becom-
ing conscious of ignorance. He then gradually draws
from the man, by leading questions, the positive proof.
2. Though virtue is not yet defined, it may be affirmed
" hypothetically " that, if virtue is knowledge, virtue can
be taught. And experience leads us to admit two phases
of virtue — the one a mode of life based on scientific
principle, which hitherto is an ideal only ; the other
sporadic, springing of itself, yet of divine origin, relying
upon true opinion, which it is, however, unable to make
fast through demonstration of the cause or reason. But,
if there were a virtuous man who could teach virtue, ho
would stand amongst his fellows like Tiresias amongst the
shades.*
This mystical account of ordinary morality is in keeping
with the semi-mythical defence of the process of inquiry^
that all knowledge is implicit in the mind from birth.
III. Euthyphro, Apologia, Crito, Phrcdo. — There is no
ground for supposing that these four dialogues were
written consecutively, or that they belong strictly to the
same period of Plato's industry. But they are linked
together for the reader by their common reference to the
trial and death of Socrates; no one of them has been
proved to be in the author's earliest or latest manner ;
and they may therefore fitly end the series of dialogues in
which the personal traits of the historic Socrates are most
apparent, and Plato's own peculiar doctrines are as yet
but partially disclosed.
The little dialogue known by the name of Euthi/phro
might have been classed with the Laches, Chamiides, and
Lysis, as dealing inconclusively with a single notion. But,
although slight and tentative in form, it has an und«.'r-
tone of deeper significance, in keeping with the gravity
of the occasion. Plato implies that Socrates had thought
more deeply on the nature of piety than Lis accusers had,
and also that his piety was of a higher mood than that of
ordinary religious men.
Euthyphro is a soothsayer, well-disposed to Socrates,
but not one of his particular friends. They meet at the
' The origin of this traditional tcliof is vory obscure. The Orcekn
themselves were apt to associate it with Pythagoras ond with tho
"Orphic " mysteries.
' End., \. 47 (the case where tho triangle is i^o^cclcs).
* Horn., Odj/ss., X. 495, Otif WTyiaOai, Tal ii cmiai itiraouaiv.
198
PLATO
door of the king archon, whither Socrates has been
Bummoned for the " precognition " (avaKpuri^) preliminary
to his trial. Both men are interested in cases of alleged
impiety. For Euthyphro's business is to impeach his
father, ' who has inadvertently caused the death of a
criminal labourer. The prophet reels the duty of purging
the stain of blood to be more imperative the nearer
home. Socrates is struck by. the strong opinion thus
evinced . respecting the nature of _. piety, and ■ detains
Euthyphro at the entrance of the court, that he may
learn from so clear an authority "what piety is," and so
be fortified against Meletus. He leads his respondent
from point to point, until the doubt is raised whether
God loves holiness because it is holy, or it is holy because
loved by God. i Does God will what' is righteous, or is
tha,t righteous which is willed by God ?. Here they find
themselves wandering round and round. . Socrates proves
himself an involuntary Daedalus who makes opinions
fnove, while he seeks for one which he can " bind fast
teith reason."
' The holy is a portion of the just. - But wnat portion ?
J' Due service of the gods by prayer and sacrifice.' But
' ow does this affect the gods 1 " It pleases them." Again
e ate found to be reasoning in a circle.
Thus far has Socrates proceeded in placing reiigion on a moral
foundation. He is seeking to realize the harmony of religion and
morality, which the great poets jEschylus, Sophocles, and Piiular
bad unconsciously anticipated, and which is the universal want of
all men. To this the soothsayer adds the ceremonial element,
attending upon the gods.' .When further interrogated by Socrates
as to_the_ natiu-e of this 'attention to the gods," he replies
that piety is an affair of business, a science of giving and asking
and the like. Socrates points out the anthropomorphisnl of these
notions. Birt when we expect hira to go on ^nd show that the true
serviceof the gods is the service of the spirit and co-opeiatiou with
them in all things true and good, he stops short ; this was a
lesson which the soothsayer could not have been made to under-
stand, and which everyone must learn for himself."^
In Plato's Apology the fate of Socrates is no longer the
subject- of mere allusions, such as the rage of Anytus at
the end of the Meno, and the scene and occasion of the
Euthyphro.^ He is now seen face to face with his accusers,
Boid with his countrymen who are condemning him to death.
TVTiat most aggravated his danger (after life-long
impunity) is thus stated by Mr James Riddell, in the intro-
duction to his edition of the dialogue :— " The Ivi^lkuo. "
(clemency) " of the restored people did not last long, and
was naturally succeeded by a sensitive and fanatical zeal for
their revived political institutions. Inquiry into the founda-
tions of civil society was obviously rAther perilous for the
inquirer at such a time. Socrates knew the full extent of
his danger. But, according to Xenophon (Mem., iv. c. 8,
§ 14), he prepared no defence, alleging that his. whole life
had been a preparation for that hour."
The tone of the Platonic Apology is in full accordance
with that saying ; but it is too elaborate a work of art to
be taken literally as a report of what was actually said.
Professor Jowett well compares it to " those .speeches of
Thucydides in which he has embodied his conception of the
lofty character and policy of the great Pericles." Yet " it
is significant that Plato is said to hav$ been present at the
defence, as he is also said to have been absent at the last
scene of the Pheedo. Some of the topics may have been
actually used by Socrates, and the recollection of his very
words may have rung in the ears of his disciple."
The Platonic Apology is in three parts ;— (1) before conviction,
(2) after conviction and before sentence, (3) after the sentence.
I. Socrates cares ijot for acquittal. But he does caro to
explain his life. And he selects those aspects of it which there
is hopo of making his audience understand. That he partly
succeeded in this is shown by the large number of those (220 out
of 600) who voted for his acquittal.
' Jowett.
a. His answer to Meletus, as least important, is reserved fori
the middle of his speech. He addresses himself llrst to '•othcil
accusers, —comic poets and the rest, who have prejudiced his'-
ropuiation by falsely identifying him with the physical philosophers'
and the sophists. But what tlien is the strange ]misuit which has
given to Socrates the name of wise? It is the practice of cross-
examining, to which ho was first impelled by the oracle at Dcljihi,'
and which he has followed ever since .is a religious mission. The go j
said "Socrates is wise," when he was conscious of no wisdom great
or small. So he went in search of some one wiser than himself,
bnt could find none, though he found manv who had conceit of
wisdom. And he infcncd that the god mus"t mean " He is wi.scst
who, like Socrates, is most aware of his own ignorance." TliiS
unceasing quest has left him in great poverty, and h.ns made him
enemies, who are )-epresented by Anytus, Jleletus, and Lycou.'
And their enmity is further embittered by tlie pleasure which'
young men take in seeing pretence unmasked, and in imitatiiig
the process.of refutation. Hence has arisen the false charge that
Socrates is a corrupter of youth.
b. Here he turns to Meletus. " If I cornipt the youth, who does
them good?" JIIcl. "The laws, the judges tbe audience, the
Athenians generally" (comp. Protagoras and Slaio). "Strange,
that here only should be one to corrupt and many to improve; or
that any one should be so infatuated as to w'ish to have bad
neiglibours." ^ 2lcl. "Socrates is an atheist. He believes tlie sun
to be a stone." " You are accusing Anaxagoras. I liave said tljat
I know nothing of such theories. And you accuse inc of introduc- -_
ing novel notions about divine things.. How can I believe in ■
divine things iSaifi.6via) and not in divine beings (SaifioKs) ? and ■
now in divine beings, if not in gods who are their authors ? "
c. That is a sufficient answer for his present accuser. Ho
returns to the general long-standing defamation, which may \ycll he
his death, as slander has often befn and again will be the death of
many a man.
Yet if spared he will continue the same course of life, in spite of
the danger. As at Potidtea and Deliura he faced deatli where the
Athenians posted him, so now he will remain at the post where ho
is stationecf by the god. . For to fear death is to assume pretended
knowledge.
One thing is certain. A worse man cannot harm a better. But
if the Athenians kill Socrates, they will harm themselves. For
they will lose the stimulus of his exhortations ;— and his poverty
is a sufficient witness that he was sincere. Not. that he would
engage in politics. If he had done that lie would have perished long
before,^ as he nearly did for his independent vote after the battlo
of Arginusfe, and for disobeying the murderous command of the
thirty tjTants.
But have not Socrates's disciples, Alcibiades, Critias, Charmides,
proved bad citizens ? He has no disciples. Any one, bad or good,"
may come and hear- him, and the talk which is his life-work is
not unamusing. But why aiono witnesses brought to substantiate
this charge ? There are elder friends of his companions, who
would be angry if he had used his influence for harm. But these
men's confidence in Socrates is unshaken.
He will not appeal ad misericord iam. That would be a disgr.ice
for one who (rightly or not) has been reimtcd wise, and to admit
such an appeal in any case is a violation of the juror's oath.
Socrates has told the Athenians the whole truth, so far as
a mixed audience of them could receive it. Elaboration and
subtlety could have no place in addressing the Heliastic court,
nor could that universal truth towards wdiich he was leading
men be made intelligible to a new audience while the clepsydra,
was running. But his tone and attitude, must have made a
strong a]ipeal to the better nature of his hearers. With Meletus
he played rather than fought," but he has shown clearly that he
has no fear of death, that he chooses to obey God rather than man
and that for very love of the Athenians he will not be swayed liy
their desires. j j
2. One convicted on a capital charge had the right of plcaai'ie M
before sentence in mitigation of the penalty proposed by l,is •
accuser. Socrates was convicted by fewer votes than he himself
anticipated. The indictment of Meletus was inefl"ectual, and if it
had not been for the speeches of Anytus and Lycon the defendant
would have been triumphantly acquitted. ' Could he but have
conversed with his judges more than once, he might have removed
their prejudices. In no spirit of bravado, therefore, but in simple
justice t^o himself, he meets the claim of Meletus that he shall ba
punished with death by the counter claim that he shall be
maintained in the nrytaneura as a public benefactor. He cannot
ask that death, which may be a good, shall be commuted, for
imprisonment or exile, which are. certainly evils. A fine would be
no evil : but he has no money ;— he can offer a mina. . Here Plato
and others interpose, and with their friendly help heoffers thirtv
nnnse. ^
3. He is sentenced to death, and the public business of the court
' Cr>mp. (Jorg., .')21 ; Rep., vi. 49a.
^..
PLATO
199
is cndcJ. But, while tlie record is being entered and tlio magia-
tiatea are thus occiii)ied, Socrates is imagined as addressing (a) the
niajoriiy, and (6) the minority in the court.
a. To those who have condemned him he speaks in a prophetic
tone. " For the sake of depriving an old man of the last dregs of
life, they have given Athensabad name. He would not run away,
ami so dcnth has overtaken him. But his accusers are overtaken
l.y unrighteousness, and must reap the fruits of it.
" Nor will the Athenians find the di'sired relief. Other reprovers,
whom Socrates has hithrrto restrained, will now arise, not in a
friendly but in a hostile spirit. The only way for the citizens to
c-napc reproof is to reform their lives."
b. To the minority, who would have acquitted him, he speaks
w ilh gentle solemnity. " Let them know to their comfort that the
divine voice has not once checked him throughout that day. This
judicates that death is not an evil And reason shows that death
is either a long untroubled sleep, or removal to a better world,
where are no unjust judges,
" No evil can happen to a good man either in life or after death.
Wherefore Sociatca will not be angry with his condemners, who
have done him no harm, although they meant him anything but
good. Ho will only ask of them to do to the sons of Socrates as
Socrates has done to them."
Is the love of trutli consistent with civic duties ? Is
the philosopher a good citizen? are questions which are
sure to arise where the truth involves practical improve-
ment. In the Apology Socrates appears as an intrepid
reformer; the Crito gives an impressive picture of him as
a loyal and law-abiding Athenian.
Execution had been delayed during the annual mission to Dclos
(during which no one could be put to death). But the returning
vessel had just been reported as descried from Sunium. At early'
dawn Crito, the oldest friend of Socrates, obtained access to his cell,
and found him sleeping peacefully. Presently he awoke, and Crito
told him of the ai>proach of the fatal ship. Socrates replies by
telling his dream. A fair form stood over him and said,
"The thlid day henco to Phtlilft ahalt thou come."
And It would seem that the day after to-morrow will really be the
day for going home.
Crito then reveals his plan for an escape. And Socrates argues
the question in the old familiar way. Crito's zeal is excellent,
and most men would think his object right. But the few who
think soundly say that it is wrong to return evil for evih The
laws of Athens (through the fault of men) are doing Socrates harm.
But ought he therefore to infringe the law ? Might not the laws of
his country plead with him and say : — ' You owe to us your birth
and breeding ; and when grovvu up you voluntarily submitted to
lis. For you might havo gone, elsewhere. But you preferred us
to all other laws, and have been the most constant resident in
Athens. Even at the last, you accepted death rather than exile.
If you now break your covenant, you will ruin your friends and
will be rejected by all well-ordered cities. Yon might be received
in Tliessaly, but could only live there by cringing to forcignci-s for
food. Where in that case will be your talk about virtue? You
would not take your sons thither. And vour friends would be
equally kind to them if you were dead.
" Think not of life and children lii-st and of justice afterwards,
but think of justice first, that you may be justified in the world
below." Crito admits these arguments to be unanswerable.
The Meiior referred to the immortality and pre-:existence
of the soul as a traditional doctrine, and it was there
associated with the possibility of inquiry. In the Phscdo
Plato undertakes to substantiate this belief and base it
anew, by narrating the last hours of Socrates, who is
represented as calmly discussing the question with his
friends when his own death was immediately at hand.
iThe argument turns chiefly on the eternity of knowledge,
and is far from satisfying. For, granting that eternity
of knowledge involves eternity of mind, does the eternity
of mind assure continued being to the individual ? * Yet
no unijrcjudiced reader of the Phsdo can doubt that Plato,
at the time of writing it, sincerely believed in a con-scious
personal o.xi.stence after death. The words of Socrates,
when he declares his hope of going to be with other friends,
are absolutely unambiguous, and his reply to Crito's
question, "How shall we bury you?" has a convincing
' In the Timwus immortality is made to rest on the goodwill of God,
hooauBO "only an evil being wouM wish to diBRolve that whieh i» har-
monious and happy" (7V))i., 41 A>
lorce beyond all dialectic : — " I cannot persuade Crito that
I here am Socrates — I who am now reasoning and order-
ing discourse. He imagines Socrates to be that other,
whom he will see by and by, a corpse." This and similar
touches not only stamp the P/isdo as a marvel of art, but
are indisputable evidences of the writer's profound belief.
They may be inventions, but they have nothing " mythi-
cal " about them, any more than the charge of Socrates
to his friends, that they would best fulfil his wishes by
attending to their own live.s.
The narrative, to be appreciated, must be read in full. But a
short abstract of the argument may be given here.
1. Death is merely the separation of soul and body. And this
is the very consummation at which philosophy aims.' The body
hinders thought. The mind attains to truth by retiring into her-
self. Through no bodily sense does she perceive justice, beauty,
goodness, and other ideas. The philosopher has a life-long quarrel
with bodily desires, and he should welcome the release of his soul.
Thus he alone can have true courage, even as temperance and all
the virtues are real in him alone.
But does the soul exist after death ?
a. An old traditicu tells of many successive births, the soiU
departing; to Hades and returning again, so that the living are
born froin the dead. And if the dead had no existence, this could
not be, since from nothing nothing can arise. Moreover, experi-
ence shows that opposite states come from their opposites, and that
such a process is always reciprocal. Death certainly succeeds to
life. Then life must succeed to death. . And that which undergoes
these changes must exist through all If the dead came from the
living, and not the living from the dead, the universe would
ultimately be consumed in death.
This presumption is confirmed by the doctrine (here attributed
to Socrates, eomp. Mcno) that knowledge comes through recollection.
What is recollected must be previously known. Now we have
never since birth had intuition of the absolute equality of which
(through association) we are reminded by the sight of things
approximately equal. And we cannot have seen it at the moment
of birth, for at what other moment can we havo forgotten itl
Therefore, if ideals be not vain, our souls must have existed before
birth, and, according to the doctrine of Spposites above stated will
have continued existence after death.
*. To charm away the fears of the "child within," Socrates adds,
as further considerations: —
(1) The soul is uncompounded, incorporeal, invisible, and there-
fore indissoluble and immutable.
(2) The soul commands, the boay serves ; tnterefore tlie soul li
akin to the divine.
(3) Yet even the body holds together long after death, and thi
bones are all but indestructible.
The soul, if pure, departs to the invisible world, but, if tainted
by communion with the body, she lingers hovering near the eartli)
and is aftei-wards born into the likeness of some lower form. Thai
which true philosophy has purified alone rises ultimately to th*
gods. This lesson is impressively applied.
2. A pause ensues ; and Simmias and Cebes are invited to express
their doulits. For, as the swan dies singing, Socrates would dii
discoursing.
a. Simmias desires not to rest short of demonstration, though
he is willing to make the highest fi^tainable probability the guidt
of life.
If the soul is the harmony of the body, what becomes of hcf
" when the lute is broken " ?
b. Cebes compares the body to a garment which the soul keeps
weaving at. The ganuent in which the weaver dies outhast^ him.
So the soul may have woven and worn many bodies in one lifetime,
yet may perish and leave a body behind., Or even supposing hct
to havo many lives, does even this hypothesis exempt her from
ultimate decay!
Socrates warns his friends against losing faith in inquiry.
Theories, like men, are disappointing ; yet wo should bo iKithcf
misanthropists nor misologista. Then he answers his two friends.
(a) (1) Tly; soul is acknowledged to be prior to the body. But
no harmony is prior to the elements which are harmonized.
(2) The soul has virtue and vice, «.c., harmony and discord. la
there harinony of harmony I Comp. Hep., x. 609.
(3) All soul is equally soul, but all harmony is not equally
harmonious.
(4) If the eoUl wore the harmony of the body, they would be
agreed ; but, as has been already shown, they arc perpetually
quarrelling.
(5) The soul is not conditionea oy the bodily elements, but htx
the power of controlling them.
(ft.) Cebes has raised the wide question whether Iho soul is ind-^-
pendent of gcueraliou and corruption, Socrates owni that ha liim<
BOO
PLATO
self (i.e., Plato?) had once been fascinated by natnral philosophy,
and had sought to give a physical account of everything. Then,
hearing out of Anaxagoras that mind was the disposer of all, he had
hoped to learn not only how things were, but also why. But he
found Anaxagoras forsaldng his own first principle and jumbling
causes with conditions. (" The cause why Socrates sits here is not
a certain disposition of joints and sinews, but that he has thought
best to undergo his sentence, — else the joints and sinews would
have been ere this, by Crito's advice, on the way to Thessaly.")
Physical science never thinks of a power which orders everything
for good, but expects to find another Atlas to sustain the world
more strong and lasting than the reason of the best.
Socrates had turned from such philosophers and found for him-
self a way, not to gaze directly on the universal reason, but to
seek an image of it in the world of mind, wherein are reflected
the ideas, as, for example, the idea of beauty, through partaking of
which beautiful things are beautiful. Assuming the existence of
tlie ideas, he felt his way from hypothesis to hypothesis^
Now the participation of objects in ideas is in some cases essential
and inseparable. Snow is essentially cold, fire hot, three odd, two
even. And things thus essentially opposite are exclusive of each
other's attributes. (When it was said above that opposites come
from opposites, not opposite things were meant, but opposite states
or conditions of one thing.) Snow cannot admit heat, nor fire cold;
for they are inseparable vehicles of heat and cold respectively.
The soul is the inseparable vehicle of life, and therefore, ay parity
of reasoning, the soul cannot admit of death, but is immortal and
imperishable.
3. What follows is in the true sense mythological, atid is admitted
by Socrates to be uncertain. — "Howbeit, since the soul is proved
to be immortal, men ou"ht to charm their spirits with such tales. " —
The earth, a globe self-balanced in the midst of space, has many
mansions for the soul,' some higher and brighter, some lower and
darker than our present habitation. We who dwell about the
Mediterranean Sea are like frogs at the bottom of a pool. In some
higher place, under the true heaven, our souls may dwell hereafter,
and see not only colours and forms in their ideal purity but truth
and justice as they are.
la the Phxdo, ^jnore than elsewhere, Plato preacbes
withdrawal from the world. The Delian solemnity is to
Socrates and his friends a period of "retreat," in which
their eyes are turned from earthly things to dwell on the
eternal. The theory of ideas here assumes 'its most
transcendental aspect, and it is from portions of this
dialogue and of the Phsedrus and Timeeus that the popular
conception of Platonism has been principally derived.
But to understand Plato rightly it is not enough to study
isolated passages which happen to charm ihe imagina^
tion ; nor should single expressions be interpreted without
regard to the manner in which he presents the truth else-
where.
It has already been shown (1) that Socratic inquiry
implied a standard of truth and good, undiscovered but end-
lessly discoverable, and to be approached inductively; and
(2) that in Plato this implicit assumption becomes explicit,
in the identification of virtue with knowledge [Lack.,
Ckarm.) as an art of measurement {Protag.), and in the
vision (towards the end of -the Lysis). oi an absolute object
of desire. The Socratic " self-knowledge " has been de-
veloped {Charm.) into a science of mind or consciousness,
apart from which no physical-studies can be fruitful (3)
Co-ordinate with these theoretical tendencies there has
appeared in Plato the determination not to break with
experience.' — The bearing of these remarks on the further
progress of Plato's thoughts will appear in the sequel.
Meanwhile, in the Plisedo, a long step is made in the
direction of pure idealism. The ordinary virtue, which in
the Protagoras and Meno was questioned but not con-
demned, is here rejected as unreal, and the task proposed
to the philosopher is less to understand the world than to
escape from it. The universal has assumed the form of the
ideal, which is supposed, as elsewhere in Plato, to include
' Comp. Milton, n Penseroao, 88-92-
•* To nnsphere
The spirit of Plato, to unfold
What worlds or what vast regions hoW
The Immortal mind that hath foi-souk
Utr man&ion lo thii fleshly nook."
mathematical as well as moral notions. The only function
of perception is to awaken in us some reminiscence of this
idfeal. By following the clue thus given, and by searching
for clearer images of truth in the world of mind, we may
hope to be emancipated from sensation, and to lay hold
upon the sole object of pure reason.
It is obvious that when he wrote the Phxdo PlatO
conceived of universals as objective entities rather than
as forms of thought. The notion of " ideal colours '
(though occurring in the myth) is an indication of hia
ontological mood.
Yet even here the ciSi; are not consistently hypostatized,
■file notion of " what is best " has a distinctly practical
side, and the " knowledge through reminiscence " is in one
aspect a process of reflexion on experience, turning ou
the laws of association.^ It is also said that objects
" partake " of the ideas, and some concrete natures are
regarded as embodiments or vehicles of some of them.
Still, if taken as a whole, notwith.'itanding the scientific
attitude of Socrates, the Phxdo is rather a meditation than
an inquiry, — a -study of the soul as self-existent, aud o£
the mind and truth as co-eternal.
rV. Symposium, Phsedrus, Cratylus. — Socrates is again
imagined as in the fulness of life. But the real Socrates
is becoming more and more inextricably blended with
Platonic thought and fancy. In the Apology there is a
distinct echo of the voice of Socrates ; the Phsdo gives
many personal traits of him ; but the dialogues which are
now to follow are replete with original invention, based in
part, no doubt, on personal recollections.
The Symposium admits both of comparison and of con- Syinp«
trast with the Phsedo. Both dialogues are mystical, both s'n"^
are spiritual, but the spirituality in either is of a different
order. That is here immanent which was there transcend-
ent; the beautiful takes the place of the good. The world
is not now to be annihilated, but rather transfigured, until
particular objects are lost in universal light. Instead of
flying from the region of growth and decay, the mind,
through intercourse with beauty, is now the active cause
of production. Yet the life of contemplation is still the
highest life, and philosophy the truest fiovo-iKi}.
The leading conception of the Sifitiposima has been anticipated
in the Lysis, where it was said that " the indifferent loves the
good, because of the presence of evil."
The banqueters (including Socrates), who are met to celebrate
the tragic victory of Agathon, happen not to be disposed for hard
drinking. They send away the flute-girl and entertain each other
with the praise of Love.
Phsedrus tells how Love inspires to honourable deeds, and horf
Alcestis and Achilles died for Love.
Pausanias rhetorically distinguishes the earthly from the
neavenly Love.
The physician Eryximachns, admitting the distinction, yet holds
that Love pervades all nature, and that art consists in followiu'
the higher Love in each particular sphere. So Empedocles had
spoken of Love as overcoming previous discord. For opposites
cannot, as Heraclitus fancied, coexist.
Aristophanes, in a comic myth, describes the origin of Love as an
imperfect creature's longing for completion. The original doable
human beings were growing impious, and Zeus split them in twain,
ever since which act the bereaved halves wander in search of one
another.
Agathon speaks, or rather sings, of Love and his works. He is
the youngest, not the eldest of gods, living and moving delicately
wherever bloom is and in the hearts of men, — the author of all
virtue and of all good works, obeyed by gods, fair and cau.sing
all things fair, making men to be of one mind at '.'feasts — piict,
defender, saviour, in whose footstens all should follow, chanting
strains of love.
Socrates will not attempt to rival the poet, and begins by stipu-
lating that he may tell the truth. He accepts the distinction
between Love and his works, but points out that, since ilesiro
implies want, and the desire of Love is toward beauty, Love, as
wanting beauty, is not beautiful. So much being established in
» Comp. rhea:t., 184-186.
E L A T 0
201
th« Socratic manner, he proceeds to unfold the mystery one
revealed to him by Diotima, the llantinean wise woman.
Love is neither beautiful nor ugly, neither wise nor foolish,
neither god nor mortal. Between gods and mortals is the world
of mediating spirits (rh Sai/j.6yiov). And Love is a great spirit, child
of Resource (the son of Prudence) and Poverty the beggar maid, who
conceived hira at the birthday feast of Aphrodite. Ho is far from
living " delicately," but is ragged and shoeless, always in difficul-
ties, yet always brimming with invention, a mighty hunter after
wisdom and all things fair ; sometimes "all full with feasting " on
them, the next moment " clean starved " for lack ; never absolutely
knowing nor quite ignorant That is to say, he is a " philosopher. '
For knowledge is the most beautiful thing, and love is of the
beautiful.
But what does love desire of the beautiful ? The possession is
enough. But there is one kind of love — called " being in love " —
which desires beauty for a peculiar end. The lover is seeking, not
his '■ other half," but possession of the beautiful and birth in bcantij.
For there is a season of puberty both in body and mind, when
human nature longs to create, and it cannot save in presence of
beauty. This yearning is the earnest of immortality. Even in
the bird's devotion to its mate and to its young there is a craving
after continued being. In individual lives there is a flux, not
only of the body, but in the mind. Nay, the sciences themselves
also come and go (here the contrast to the Phxdo is at its height).
But in mortal things the shadow of continuity is succession.
The love of fame is a somewhat brighter image of immortality
than the lovo of offspring. Creative souls would bring into being
not children of their body, but good deeds. And such a one is
readiest to fall in love with a fair mind in a fair body, and then is
filled with enthusiasm and begets noble thoughts. Homer, Hesiod,
Lycurgus, Solon, were such genial minds. But they stopped at
the threshold (comp. Prol., Mcno), and saw not the higher mysteries,
which are reserved for those who rise from noble actions, institu-
tions, laws, to universal beauty. The true order is to advance f^om
one to all fair forms, then to fair practices, fair thoughts, and
lastly to. the single thought of absolute beauty. In that com-
munion only, beholding beauty with the eye of the mind, one shall
bring forth realities and become the friend of God and be immortal,
if mortal man may.
Alcibiades here breaks in and is vociferously welcomed. He is
crowning Agathon, when, on perceiving Socrates, he declares that
he will crown him too. Then he announces himself king of the
feast, and insists upon hard drinking (though this will make no
difference to Socrates).
Eryximachus demands from the newcomer a speech in praise of
love. But Alcibiades will praise no one else when Socrates is
near. And with the freedom of one who is deep in wine he
proceeds with his strange encomium of " this JIarsyas."
" In face and outward bearing he is like a Satyr or Silenus, and
by his voice he charms more powerfully than they do by their
pipings. The eloquence of Pericles has no effect in comparison
with hia. His words alone move Alcibiades to shame, and
fascinate him until he stops his ears and runs from him." — "I
often wish him dead. Yet that would break my heart. He brings
me to my wit's end." — "And, as carved Sileni are made to encase
images of gods, so this Silenus-mask entreasures things divine.
He affects ignorance and suscc]jtibility to beauty. Thus he mocks
mankind. . But he cares nothing for outward shows, and his tem-
perance {<Tu><t>po(rvyn) is wonderful."
To prove this Alcibiades reveals his own heart-secret. (He is not
ashamed to speak it amongst others who have felt the pang which
Socrates inflicts.) And ho makes it abundantly manifest that in
their widely-rumoured intercourse (comp. Prolog, init. ) Socrates had
never cared for anything but what was best for his younger friend.
Alcibiades then relates as an eyewitness the endurance shown by
Socrates at Potid.-ca, his strange persistence in solitary meditation,
— standing absorbed in thought for a day and anight together, —and
his intrepid conduct in the retreat from Delium (comp. Laches).
" The talk of Socrates is of pack-asses and cobblers, and ho is ever
saying the same things in the same words ; but one who lifts tho
mask and looks within will find tliat no other words have mean-
ing. " Alcibiades ends by warning his companions against the wiles
of Socrates.
Some raillery follows, and they are invaded by another band of
revellers, who compel them to drink still more deeply. Tho
soberly inclined (led by Eryxiinachus) slink off, and Aristodomus,
the reporter of tho scene, only remembers further that when ho
awoke at cock-crow Socrates was still conversing with Agathon and
Aristophanes, and showing them that tragedy and comedy wore
essentially one. He talked them both asleep, and at daybreak went
about his usual business.
The philosopher of the Symposium is in tho world and
yet not of it, apparently yielding but really overcoming.
In the Phsedo the soul was exhorted to " live upon her
%ervaixt's k)ss," as in Shakspeare's most religious sonnet ;
' this dialogue tells of a " soul within sense " in the spirit of
some more recent poetry. By force of imagination rather
than of reason, the reconciliation of becoming (ycvca-K)
with being (ova-la), of the temporal with the eternal, is
anticipated. But through the bright haze of fancy and
behind the mask of irony, Socrates still appears the same
strong, pure, upright, and beneficent human being as in
the Apology, Crito, and Phsedo.
The impassioned contemplation of the beautiful is again
imagined as the beginning of philosophy. But the
" limitless ocean of. beauty " is replaced by a world of
supramundane forms, beheld by unembodied souls, and
remembered here on earth through enthusiasm, proceeding
by dialectic from multiform impressions to one rational con-
ception, and distinguishing tho " lines and veins " of truth.
The Pkasdrus records Plato's highest " hour of insight,"
when he willed the various tasks hereafter to be fulfilled.
In it he soars to a pitch of contemplation from whence he
takes a comprehensive and keen-eyed survey of the country
to be explored, marking off the blind alleys and. paths that
lead astray, laying down the main lines and chief branches,
and taking note of the erroneous wanderings of others.
Reversing the vulgar adage, he flies that he may creep.
The transcendent aspiration of the Phsedo and the mystic
glow of the Symposium are here combined with the notion
of a scientific process. No longer asking, as in the Prota-
goras, Is virtue one or many ? Plato rises to the conception
of a scientific one and many, to be contemplated through
dialectic, — no barren abstraction, but a method of classifi-
cation according to nature.
This method is to be applied especially to psychology,
not merely with a speculative, but also with a practical
aim. For the " birth in beauty " of the Symposium is
here developed into an art of education, of which the
true rhetoric is but the means, and true statesmanship an
accidental outcome.
Like all imaginative critics, Plato falls to some extent
under the influence of that which he criticizes. The art
of rhetoric which he so often travestied had a lasting effect
upon his stylo. Readers of his latest works are often
reminded of the mock grandiloquence . of the Phecdrus.
But in this dialogue the poetical side of his genius is at
the height. Not only can he express or imitate anything,
and produce any effect at will, but he is standing behind
his creation and disposing it with tho most perfect mastery,'
preserving unity amidst profuse variety, and giving han^
mony to a wildness bordering on the grotesque.
The person of Socrates is here deliberately modified. He
no longer (as in the Syiiiposium) teaches positive wisdom
under tho pretence of repeating what he has heard, but is
himself caught by an exceptional inspiration, which is
accounted for by the unusual circumstance of his finding
himself in the country and alone, with Phxdrus. lie has
been hitherto a stranger; to the woods and ficld.s, which
would tempt him away from studying himself through
intercouioo with men. But by tho promise of discourse
— especially of talk with Fha;drus — ho may be drawn
anywhither.
Phsedrus han been charmed by a discourse of Lysias, which atuet
some coy excuses he consents to read.
It is a frigid orotic diatribe, in which one not in lovo pleads for
preference over tho lover. Socrates hints at criticism, and in chal-
lenged to produce something better on tho same Ihcinc.
1. Distinguishing desire from tnio opinion, he defines love as
desire prevailing against truth, and then iinatiatos on tho htirinful
tendencies of lovo as bo defined. Hut ho neconua alnrined at his
own unwonted eloquence, and isalvmt to remove, when the "divine
token" warns him that lie must first recite a "pnlino'lo" in praiso
of love. For no divine power can bo Ihe causo of evil
2. LoVo is madncsJ ; but there is a noble madness, as is shown
by soothsayers (callcti fiivrtit from fiatt'o^at). And of tho highoC
madness there are four kinds.
XIX. - 26
202
PLATO
To explain this it is uccessary to understand psychology. Tlie
Boul is self-existent and self-moving, and therefore eternal. And
her form is like a pair of wingetl steeds with their charioteer. In
divine souls both steeds are good, but in hitman souls one of them is
bad. Now before entering tlte body the soul lost her wings, which in
her unenibodied state were nourished by beauty, wisdom, goodness,
and all that is divine. For at the festival of souls, in which they
visit the heaven that is above the heavens, the unruly steed
caused the charioteer to see imperfectly. So the .soul cast her
feathers and fell down and passed into the human form. And,
according to the comparative clearness or dimness of that first
vision, her earthly lot is varied from that of a philosopher or
artist down through nine gi'ades (including woman) to that of a
tyrant. On her conduct in this state of jjrobatiou depends her
condition when again born into, the world. And only in ten
thousand years can she return to her pristine state, except
through a life of philosophy (comp. Phsodo) or of pure and noble
love (cotnp. Symposium).
The mind of the philosopher alone has wings. He is ever being
initiated into perfect mysteries, and his soul alone becomes
complete. But the vulgar deem him mad and rebuke him ; they
do not see. that he is inspired.
This divine madness (the fourth kind of those above mentioned)
i.B kindled through the renevred vision of' beauty. For wisdom is
not seen ; her loveliness would have been transporting if she had
a visible form. The struggle of the higher passion with the lower
is then described with extraordinary vividness, uuder the image
of the tv/o steeds. When the higher impulse trium])hs, the issue
is a philosophic friendship, at once passionate and absolutely pure.
3. From \\s ^ palinode " Socrates returns to Lysias, who is
advised to leave speech-writing for philosophy.
a. Phaedrus remarks that the speech-writer is despised by the
politician. Socrates replies that speech-writing and politics are
one concern. The real difference is between those who base their
teaching On philosophy and Ihose who are content with fules of
art. For example, if the first speech of Socrates is compared with
that of Lysias, the one is found to distinguish and define, tlie
other not ; the one observes order in discourse, the other " begins
where he should end^" and his utterance is like a disordered chain.
A speech should be au organic whole, a " creature having hands and
feet. " So in the " palinode " there was a classificatiqn of the kinds
of madness, which led the way to "a possibly true though partly
erring myth."
This approximation to truth in the midst of much that was
playful was due to the-observance of two principles, generaliza.tion
and division {trvyayuyii^ Siafpeo-is). Whoever, sees the one and
niany in nature, him Socrates follows and walks in his footsteps, as
if he v/ere a god.
In comparison of dialectic, as thus conceived, the frigid rules of
Lysias, Thrasyraachus, Theodoras, Evenus, Tisias, Gorgias, Polus,
and Protagoras are futile and absurd.
b. Another condition of teaching (or true rhetoric) H the science
of mind. Whether the sonl be one or many, complex or multiform,
and if multiform what are its parts and kinds, are questions which
the teacher must have already solved. And he must likewise have
ckssified all arguments and know them in their various applica-
bility to divers souls. An art of speaking that should fultil this
condition is non-existent. Yet how can even verisimilitude 'be
attained without knowledge of truth ?
c. The art of writing is kindred to the art- of speech. But
Socrates maintains that oral teaching through the living contact
of mind with mind has many .advantages over written composition,
which is, comparatively speaking, a dead thing, lien may write for
amusement or to record the intercoui-se that has been. But the
serions occupation of the true thinker and teacher is the com-
munication of truth through vital converse with others like-
minded, — the creation of "thoughts that breathe" iu spirits
conscious of their value.
In conclnsioii, a friendly hint is given to Isocrates that he may do
better than Lysias if he will but turn his attention to philosophy.
The Plixdrus anticipates much that Plato afterwards
slowly elaborated, and retains some things which he at last
eliminated. (1) The presence of movement or impulse in
the highest region is an aspect of truth which reappears
in the Sophistea and other later dialogues. It has been
thought strange that it should be found so early as in the
Pheedrus. But does not this remark imply an unwarrant-
able assumption, viz., that Plato's idealism took its depar-
ture from the being of Parmenides 1 Is it not rather the
fact Uiat his own theory was formulated before the
Megarian ascendency led him to examine the Eleatic
doctrine, and tiat it was by a tendency from the first
inherent in Platonisin that that doctrine was modified
1 in his final teaching? (2) The outimes of method
which are thrown out atwhite heat in the Phsedrus are-a
preparation for the more sober treatment of the ideas in
the dialectical dialogues. In these, however, the con-
ception of classification is somewhat altered through contact
with- Eleaticism. (3) The Phsedrus aims, not merely at
realizing universals, but at grasping them in and through
particulars. This is an ideal of knowledge which was
" lost as soon as seen," but one which in some of his latest
dialogues, such as the Politicus and Philetnis, Plato again
endeavours to work out. (4) The Phsdrvs contains the
elements of that true psychology into which the ontologi-c
cal theory of the ideas is gradually transmuted in Plato's
more advanced writing.?, when the difficulties of his ideal
doctrine in its cruder forms have been clearly felt and
understood. (5) Plato here appears as a professor of
education, preferring oral intercourse to authorship. In
this paradoz he at once exalts the work of Socrates and
avows his own vocation as a teacher. The passage throws
an interesting light upon the form of dialogue iu which hia
works are cast. But it is not to be supposed that ha
remained long unconscious of the influence he was destined
to wield by writing. In undertaking a great task like the
Republic, he practically receded from the untenable vieW
asserted here ; and in theXaws he recommends his longest
an"d most prosaic work as a suitable basis for the edacation
of the future. (6) It must always appear strange, even to
those most familiar with the conditions of Hellenic life, that
in portraying the idealizing power of passionate love Plato
should have taken his departure from unnatural feeling.
On this subject he has sung his own " palinode " in the
Laws, which he intended as his final legacy to mankind.'
Not that he ceased to .exalt genius and originality above
mere talent, or to demand for philosophy the service of the
heart as well as the head, nor yet that friendship was less
valued by him in later years. All this remained unchanged
And in the Republic the passion of love is still distantly
referred to as the symbol of ideal aspiration. But a tim6
came when he had learned to frown on the aberration of
feeling which in the Symposium and Plixdrus he appears
to regard as the legitimate stimulus of intellectual enthu-
siasm. And already in the Thextetus not love but
wonder is described as the only beginning of philosophy
While calling attention to this change of sentiment, it Is
right to add that Platonic love in the " erotic " dialoguea
of Plato is very different from what has often been so
named, and that nothing even in' the noble' passage of tha
Laws above referred to casts the slightest shadow of blame
on the Socrates of the Symposium.
Such changes are, amongst other things, a ground toi
caution in comparing the two steeds of the Phxdrus with
the spirit {6vft.6%) and desire (liridvfjiia.) of the. Republic and
Timssus. The Phezdrus. in common with these dialogues,
asserts tha existence of higher and lower impulses in
human nature, but there is no sufficient ground for suppos-
ing that when Plato wrote the Phsedrus he would have
defined them precbely as they are defined in the Repidilic.
The Cratylus is full of curious interest as marking the
highest point reached by the " science of lasguage " in
antiquity ; but, as this dialogue " hardly derives any light
from Plato's other writings," ^ so neither does it reflect
much light on them. It deals slightly with the contrast
between Heracliteanism and Eleaticism, the importance o(
dialectic, the difficulty about the existence of falsehood,
and ends with a brief allusion to the doctriiie of ideas —
but these topics are all more fully discussed elsewhere.
' Lau-s, viii. S36.
- Professor Jowett, — who has, notwithstanding thtTr*n much UjM
on the Cratylus in his brilliant introduction.
P L A T O
203
Three pcreons maintain differeiil views respecting the nature and
wrigin of lanpiage.
Hermogenea afBrma that language 13 conventional, Cratylus (the
Jleraclitean) that it is natural. Socrates, mediating between these
Bonhistical extremes, declares that lanenage, like other institutions,
u national, and therefore <1) is based on nature, but (2) modified
by convention.
In his dialectical treatment of the subject, Socrates displays a
tissue of wild etymologies in reliance on the " inspiration ' of
Euthyphro. Presently a distinction appears between primary and
tecondary words. Many primary words convey the notion of move-
ment ancl change. It follows that the legislator or word-maker held
Heraclitean views. Socrates thus far presses on Hermogencs the
view of Cratylus. Then turnLog to Cratylus he asks if there are no
Cilse names. "Faldo language, Cratylus argues, "is impossible."
Socrates shows that a true image may bo inadequate, so that we
have a right to criticize the work of the word-maker. And the
facts indicate an element of meaningless convention. Nor was tho
original word-maker consistently Ileraclitea'n. For some imnortant
%rords point not to motion but to rest.
But the question returns — Are wo sure that tho theory of
tature T\-hicli the word-maker held was true I This difficulty
cannot be touched by verbal arguments. In seeking to resolve it
wo must consider, not words, but things. If there is a true beauty
and a true good, which are immutable, and if these sre accessible
to knowledge, that world of truth can have nothing to do with
flux and change.
V. Gorgias, Bepublie. — In the Symposium and Phxdrui
Plato largely redeems the promise implied in the Phxdo,
where Socrates t«lls Lis friends to look among themselves
for a charmer \Yho may soothe away the fear of death.
But he was pledged also to a sterner duty by the warning
of Socrates to tho Athenians, in the Apology, that after he
was gone there would arise others for their reproof, more
harsh than he had been. To this graver task, which he
had but partially fulfilled with the light satire upon Lysias
or the gentle message to Isocrates, the philosopher now
directs his powers, by holding up the mirror of what
ought to bp against what is, the principles o^ truth and
right against the practice of men. For the good ias more
than one aspect. Tho beautiful or noble when realized
in action becomes the just. And to the question, What is
just i are closely alfied those other questions of Socrates —
What is a state ? What is it to be a statesman %
In the Gorgias Plato asserts the absolute supremacy of
Justice through the dramatic portraiture of Socrates in his
opposition to the world ; in the Republic he strives at
greater length to define tlie nature of justice through the
imaginary creation of an ideal community.
In tliQ former dialogue the Platonic Socrates appears
in direct antagonism with the Athenian world. The
shadow of his fate is hanging over him. Chaerephon
(who is still alive) understands him, but to the other inter-
locutors, Gorgias, Polus, Callicles, he appears perversely
paradoxical. Yet he effectively dominates them all. And
to the reader of tho dialogue this image of " Socrates
contra mundum " is hardly less impressive than that former
image of Socrates confronting death.
L Gorgias asserts that rhetoric is an art concerned with justice,
and that persuasion is the secret of power.
a. Socrates, after suggesting some ironical doubts, declares his
opinion that rhetoric is no art, but a knack of pleasing, or in
other words "tho counterfeit of a subsection of statesmanship."
(This oracular definition rouses the interest of Gorgias, and Socrates
proceeds with the following " generalization and division ": —
Manngcmcnt of
Soul.
I
lical.
I
i_
i i
Legli- Jurt»-
UUon. pi'udonce.
Body.
I
Urol.
rrot«ndod.
Sophistic. Rhetoric. Gymnastic Medicine. Cosmetic. Coiifcc
I I I tionory.
Flattery.
Flattery influences men through pleasure without knowledge.
And the rhetor is a kind of confectioner, who can with difficulty
be distinguished from tho sophist.
b. Rhetoric, then, ia not an art. And persuasion is not the
secret of power. Here Socrates maintains against Polus the threo
paradoxes : —
The tyrant does what he chooses hut not what he wishes ;
It is less evil to suffer wrong than to do wrong ;
It is better for the wrongdoer to b« punished than to escape
punishment.-
The only use of rhetoric, therefore, is for sell-accusation, and (it
it is ever permissible to do harm) to prevent the punishment of
one's enemy.
2. Callicles here loses patience and breaks in. He proponndt
his theory, which is based on the opposition of nature and custom.
" There is no natural right but tlie rijjht of the stronger. And
natural nobility is to have strong passions and power to gratifs
them. The lawful
Is a word that cowards use,
PovlBCd at tirst to keep the stron;; id awe."
Socrates entangles him in an argument in -which it is proved that
pleasure is different from good, and that there are good and bad
pleasures.
Now the question is whether the life of philosophy, or tho life
which Callicles defends, is conducive to good. And it has been
shown that rhetoric ia one of a class of pursuits wliich minjster to
pleasure without discriminating what is good.
Callicles again becomes impatient. Did not Themistocles,
Cimon, Pericles labour for their country's good ! Socrates then
renews his demonstration, proving that it tho just man is wronged
the evil lies with the wrongdoer, not with him, and that it is
worst for the wrongdoer if he escape. And for avoidance of this
greatest evil not rhetoric avails anything, nor any of the arts
which save life (seeing that life may be used well or ill), nor even
such an art of politics as'Tliemistocles, Cimon, or Pericles knew,
but another science of politics which Socrates alone of tho
Athenians practises. The pursuit of it may well endanger him ;
but his strength lies in haviug done no wrong. For in the world
to como he can present his soul faultless before her .judge. Not
the show of justice but the reality will avail him there.
This truth is enforced by an impressive myth. And Callicles is
invited to leave the life which relies on rhetoric and to follow
Socrates in practising the life of philosophic virtue.
The value of justice has been shown. But what is
justice 1 Is the life upheld by Socrates sufficiently defi-
nite for practical guidance ? Tho views of Callicles have
been overborne ; but have they been thoroughly examined 1
Socrates claims to be the only politician. But how can
that deserve the name of policy which results in doing
nothing? These and cognate questions may well have
haunted Plato when he planned the greatest of his \ orks. Beputim
For that which lay deepest in him was not mere specula-
tive interest or poetic fervour, but the practical enthusiasm
of a reformer. The example of Socrates had fired him
with an ideal of wisdom, courage, temperance, and
righteousness,- which under various guises, both abstract
and concrete, has appeared and reappeared in the preceding
dialogues. But the more vividly he conceived of this
ideal life, the more keenly he felt its isolation in the
present world — that of the restored Athenian democracy.
For to a Greek mind above all others life was nothing with-
out the social environment, and justice, of all virtues, could
least bo realized apart from a community. Henco it became
necessary to imagine a form of society in which the ideal
man might find him.sclf at homo, a state to which tho
philosopher might stand in harmonious relationship, no
longer as an alien sojourner, but as a native citizen, not
standing aloof in lonely contemplation, but acting with tho
full consent of other men and ruling in tho right of
wisdom: Plato did not regard his own rojiublic as a barren
dream. lie believed that sooner or laler in tho course of
time a state essentially resembling his ideal commonwealtli
would como into being. Still more firmly was lie con-
vinced that until then mankind would not attain their
highest possible dcTclopmcnt. To ignore this real aspect
of his most serious work is to lose much of tho author's
moaning. Yet it is hardly less ervcneoua to interpret a
great imoginativc rrcation au pitd d« la Itttre, aa if esam<
204
PLATO
ining a piece of actual legislation. Even in his Laws, a
far more prosaic writing, Plato himself repeatedly protests
against such criticism. In his most aspiring flights he is
well aware of the difference between the imaginary and
actual embodiment of an ideal,' although as a literary
artist he gives to his creations, whether in anticipation or
retrospect, an air of sober reality and matter-of-fact. He
is more in earnest about principles than abftut details, and
if questioned would probably be found more confident
with regard to moral than to political truth. He may
have been wholly unconscious of the inconsistencies of his
scheme, but it would not have greatly disconcerted him to
have discovered them, or to have been told that this or
that arrangement would not " work." He would have
trusted the correction of his own rough draft to the philo-
sopher-kings of the future.
The Republic falls naturally into five portions. (1) Bk. i._ is
prelimiuary, raising the main question about justice. (2) Bks. ii.,
lii., iv. contain the outlines of the perfect state, including the
education of the "guardians," and leading up to the definition o(
justice (a) in the state, and (6) in the individual. (3) Bks. v.,
vi., vii. (which to some critics present tlie appearance of an after-
thought or excrescence on the original design) contain the cardinal
provisions (1) of communism (for the guardians only), (2) that
philosophers shall be kings, (3) of higher education for the rulers
(viz., the philosopher-kings). This third provision occupies bks.
vi. aiid vii. (which have again, as some think,- the appearance of
an outgrowth from bk. v.). (4) Bks. viii. and ix., resuming the
general subject from bk. iv., present the " obverse side," by showing
the declension of the state and individual through four stages,
until in the life of tyranny is found the image of ideal injustice, as
that of justice was found in the life of the perfect state. (5) Bk.
X. forms a concluding chapter, in which several of the foregoing
enactments are reviewed, and the work ends, like the Goraias, with
a vision of judgment.
Thus the main outlines of t'le scheme are contained in bks. ii.,
iii., iv., viii., ix. And yet bk.s. v., vi., vii. form the central
portion, a sort of inner kernel, and are of the highest significance..
In speculating about the composition of the Repuhlic
(as is the fashion of some interpreters), it is important to
bear in mind the general character of Plato's writings.
"The conception of unity," says Professor Jowrtt,* "really
applies in very different degrees to different kinds of art, — to a
statue, for example, far more than to any kind. of literary com-
Sosition, and to some species of literature far more than to others,
for does the dial£)|;ue appear to be a style of composition in which
the requirement ot unity is most stringent ; nor should the idea
of unity derived from one sort- of art be hastily transferred to
another. . . . Plato subjects himself to no rule of this sort. Like
every great artist he gives unity of form to the different and
apparently distracting topics which he brings together. He works
freely, and is not to be supposed to have arranged every part of
the dialogue before he begins to write. He fastens or weaves to-
gether the frame of his discourse loosely and imperfectly, and
which is the warp and which the woof cannot always be determined."
It should be added, that as Dialectic was still a " world
not realized," and he was continually conscious of using
imperfect methods, he was not solicitous to bind- himself
to any one method, or to watch carefully over the logical
coherence of his work. " Sailing with the wind of his
argument," he often tacks and veers, changing his method
with his subject-matter, much as a poet might adopt a
change of rhythm. Absorbed as he is in each new phase
of his subject, all that precedes is cancelled for the time.
And much of what is to come is deliberately kept out of
view, because ideas of high importance are reserved for
the place where their introduction will have most effect.
Another cause of apparent inconsequence in Plato is what
he himself would call the use of hypothesis. He works
less deductively and more from masses of generalized
experience than Platonists have been ready to admit.
And in the EepuUic he is as much engaged with the
criticism of an actual as with the projection of an ideal
condition of society.^ If we llnew more of the working of
' See especially Rep., v. p. 472; Legg., v. p. 746.
' Jowett, Introd. to the Phiednts.
• Krohn, Der Plalonische Staat, Halle, 1876,
Attic institutions as he observed them, we should often
understand him better.
These general considerations should be weighed against
the inequalities which have led some critics to suppose
that the " first sketch of the state " in bks. ii.-iv. is much
earlier than the more -exalted views of bks. v.-vli. If ra
these later books new conditions for choosing the future
rulers are allowed to emerge, if in discussing the higher
intellectual virtues the simple psychology of bk. iv.is lost
sight of (it reappears in the Timxus), if the " knov.-ledge
of the expedient " at first required falls far short of the
conception of knowledge afterwards attained, all this is
quite in keeping with Plato's manner elsewhere, and may
be sufficiently accounted for by artistic and dialectical
reserve. It can hardly be an altogether fortuitous circum-
stance that' the culminating crisis, the third and highest
wave of difficulty, — the declaration that philosophers must
be kings and kings philosophers,— comes in precisely at
the central point of the whole long work.
The great principle of the political supremacy of mind,
though thus held back through half the dialogue, really
dominates the whole. It may be read between the lines
all through, even in the institution of • gymnastic and the
appraisement of the cardinal virtues. It is a genuine
development cf Socratic thought. And it is this more
than any other single feature which gives i^x&^Repuhlic a
prophetic significance as " an attempt towards anticioating
the work of future generations."^
Other aspects of the great dialogue, the Dorian frame-
work, so inevitable in the reaction from Ionian life, the
traces of Pythagorean influence, the estimate of oligarchy
and democracy, the characters of the interlocutors in their
bearing on the exposition, have been fully treated by
recent writers, and for brevity's sake are here passed over.
There are other points, however, which must not be
omitted, because they are more intimately related to the
general development of Plato's thoughts.
1. The question debated by Proclus has been raised
before and since, whether the proper subject of the
Repuhlic is justice or the-state. The doubt would be more
suggestive if put in a somewhat different form : Is Plato
more interested in the state or the individual ? That he
is in earnest about both, and that in his view of them they
are inseparable, is an obvious answer. And it is almost a
truism to say that political relations were prior to ethical
in the mind of a Greek. Yet if in some passages the
political analogy reacts on moral notions (as in the defini-
tion of temperance), in others the state is spoken of in
language borrowed from individual Ufa. And it remains
questionable whether the ethics or the politics of the
Repuhlic are less complete. On the whole Plato himself
seems to be conscious that the ideal derived from the life-
work of Socrates could be more readily stamped on
individual lives than on communities of men (see especi-
ally Rep., vii. 528 A, ix. 592).
2. The analogy of the individual is often used to enforce
the requii-ement of political unity and simplicity (see
especially v. 462 C). This is also to be referred, however,
to Plato's general tendency to strain after abstractions.
He had not yet reached a point of view from which he
could look steadily on particulars in the light of universal
principles. He recurs often to experience, but is sooa
carried oS again into, the abstract region which .to him
seemed higher and purer.^ " It has been said that Plato
flies as well as walks, but this hardly expresses the whole
truth, for he flies and walks at the same time, and is in
the air and on firm ground in successive instants '(Jowett).
< Grote.
* See, for example, the admission of luxury and the aft.er-pu*-tti%
^tion through "music," bks. ii.."iii.
'•A
P L A T O
20 fj
Plato's scheme of communistn liad been suggested to him
partly by Dorian institutions and partly by the Pytliagorean
rule. But it was further commended by the general con-
sideration that the state is a higher and more abstract
unity than the family. The lower obligation must give
way to the higher ; the universal must overrule the
(►articular bond.
.3. Similarly it may be argued that, while the subordina-
tion of music to state discipline, and the importance
attached to rhythm and harmony in education, had like-
wise a connexion with Sparta and the Pythagoreans
severally, Plato's deliberate attitude towards poetry and
art could hardly be other than it is. Philosophy, while
still engaged in generalization, could not assign to the
imagination its proper function. " .^sthetik " could not
enter into her purview. For a moment, in the Symposium,
the ancient quarrel of poetry and philosophy had seemed
to be melted in a dominant tone, but this was only a
fond anticipation. Plato, if man ever did so, had felt the
siren charm, but he is now embarked on a more severe
endeavour, and, until the supreme unity of truth and good
is grasped, vagrant fancy must be subdued and silent.
4. In the early education of the guardians a place is
fcmnd for the unconscious virtue acquired through habit
which the Protagoras and Metio stumbled over and the
I'fixdo treated with disdain. In the ideal state, however,
this lower excellence is no longer a wild plant, springing
of itself through some uncovenanted grace of inspiration,'
but cultivated through an education which has been
purified by philosophy so as to be in harmony with reason.
But if Plato were cross-questioned as to the intrinsic value
of habits so induced as a preservative for his pupils against
temptation, he would have replied, " I do not pretend to
have removed all difficulties from their path. Enough of
evil still surrounds them to test their moral strength. I
have but cleared the well-springs of the noxious weeds
that have been fatal to so many, in order that they may
have little to unlearn, and be exposed only to such dangers
as are inevitable."
5. It is a singular fact, and worth the attention of those
who look for system in Plato, that the definition of justice
here so laboriously wrought out, viz., the right division of
labour between the three classes in the state and between
the three corresponding faculties in the individual soul, is
nowhere else repeated or applied, although the tripartite
division of the soul recurs in the Tivissus, and the notion
of justice is of great importance to the arguments of the
Politicus and the Laws.
6. Before leaving the Republic, it is important to mark
the stage which has now been reached by Plato's doctrine
of ideas. The statements of the Republic on this subject
are by no means everywhere consistent.
a. Towards the end of bk. v. philosophers are defined
as lovers of the whole, who recognize the unity of justice,
goodness, beauty, each in itself, as distinguished from the
many just or good or beautiful things. The former are
said to be objects of knowledge, the latter of opinion,
which is intermediate between knowledge and ignorance.
Knowledge is of being, ignorance of the non-existent,
oi>inion of that which is and is not.
b. In bk. vi. there is a more elaborate statement,
implying a more advanced point of view. The "con-
templation of all time and all existence " is a riper concep-
tion than " the love of each thing as a whole." Ignorance
and nonentity have now disappeared, and the scale is
graduated from the most evanescent impression of sense
to the highest reach of absolute knowledge. And in the
Righest region there is again a gradation, rising to the form
of good, and descending from it to the true forms of all
things. In the iipplieation of this scheme, to the theory
of education in bk. vii. there are still further refinements.
The psychological analysis becomes more subtle, and more
stress is laid on the connexion of ideas.
c. The doctrine reverts to a cruder aspect in bk. x.,
where we are told of an ideal bed, which is one only and
the pattern of all the many actual bed.s.
d. A yet different phase of idealism presents it-sclf in
bk. ix. {sub Jill.), in the mention of a " jiattern " of the
perfect state laid up in heaven which the philosopher is
to make his rule of life.
What is said above concerning Plato's mode of composi-
tion has some bearing on these inconsistencies of expres-
sion. And that bks. vi., vii., as being the most important,
were finished last is a not untenable hypothesis. But that
Plato, in prei)aring the way for what he had in contempla-
tion, should content himself with provisional exjiressions
which he had himself outgrown, or that in a casual illus-
tration (as in bk. x.) he should go back to a crude or even
childish form of his own theory, is equally conceivable
and in accordance with his manner elsewhere. Socrates
in the Parmenides confessedly wavers on this very point.
And there are " ideas " of the four elements in the Tiinxus.
VI. Eul/iydemus, Parmenides, Tliesetelus, Sophist, Slalfs- Thr Jia*
man, Philebus (the dialectical dialogues). — Even in the '«'"^»l
most advanced metaphysics of the Republic there is a " "*"'*'
hyperbolical, transcendental tendency, from which Plato
ultimately to some extent worked himself free. But it
was not in conversation with " dear Glaucon," or " between
the lines " of an ethico-political writing, that this partial
emancipation could be effectually attained. Wo have
now to consider a series of dialogues, probably intended
for a narrower circle of readers, in which Plato grapples
directly with the central difficulties of his own theory
of knowing and being. It is not necessary to assume
that all of these are later than the Republic. The position
of the Euthydemus and Parmenides in the order of com-
position is very uncertain. The Thexletus has points of
affinity with the Republic. The Sophist, Politicus, and
Philebus are in a later style. But, on account of their
cognate subject-matter, these six dialogues may be .con-
veniently classed together in a group by themselves. And
the right place for such a group is intermediate between
the Repiublic and the Laws.
The unity of the object of definition, the identity of
virtue and knowledge, the existence of an absolute good,
which would be universally followed if universally known,
and of a standard of truth which is implied in the
confession of ignorance, were postulates underlying the
Socratic process, which in bo far made no claim to bo a
"philosophy without assumptions." These postulates,
when once apprehended, drew Plato on to speculate
concerning the nature, the object, and the method of
knowledge. Now, so far as we have hitherto followed him,
his speculation has either been associated with ethical
inquiry, or has been projected in a poetical ami semi-
mythical form. In the PLrdrus, however, the vision of
ideas was expressly conjoined with an outline of psychology
and a foreshadowing of scientific method. And, while the
opposition of ideas to phenomena and of knowledge to
opinion has been repeatedly assumed, it has also been
implied that there is a way between them, and that the
truth can only bo approached by man through interrogation
of experience. For it is nowhere supposed that the human
inquirer is from the first in a position to deduce facts from
ideas. Much rather, the light of the ideas is one which
fitfully breaks in upon experience as men struggle towards
the universal.
But it is not less true that the metaphysical aspirations
from which Socrates had seemed to recall men's thoughts
had been reawakened in consequence of the impulse which
206
PLATO
Jioerates himself had given. From asking, Is virtue one ?
iCan virtue- be taught 1 Plato passes on to ask, What is
.unity? What are knowledge and being? From criticiz-
ing imperfect modes of teaching virtue, he has begun to
speculate about the right and wrong uses of the intellect,
and from dramatic portraits of the individual Protagoras or
Gorgias goes on to the ideal delineation of the sophist. He
has entered upon the "longer way," and is no longer con-
tented with mere "hypotheses." With this demand for
scientific precision his conception of the ideas themselves is
modified, and he strives anew to conceive of them in relation
to one another, to the mind, and to the world. As the
balance of ethical truth was restored by admitting an uncon-
scious (or inspired) conformity to reason, so now a fresh
attempt is made on the intellectual side to bridge the gulf
between sense and knowledge.
This endeavour involves, not only an expansion of the
method of Socrates, but an examina;tion of the earlier
philosophies from which Socrates had turned away. Their
influence on Plato has been traceable in the preceding
dialogues, though, except in the case of Pj'thagoreanisra
{Plixd., Rep.), it has been mostly indirect and casual. But
in these dialectical dialogues he manifests his serious con-
viction that the contemporary fallacies which formed the
chief hindrance to inquiry were deeply rooted in forms
of thought created by earlier thinkers, above all by
lleraclitiis and Parmenides. To the exclusiveness of their
iirst principles as held by their followers Plato attributed
the barrenness' and impracticable unreality of many
discussions, which put shadow-fighting and controversy in
the place of real investigation, and led men to think that
truth was unattainable. He therefore enters into conver-
sation, as it were, with the great minds of former times,
and in the spirit of Socrates compels each of them to yield
up his secret, and to acknowledge a supplemental truth.
To this effort he may very probably have been stimulated
by the dialectical activity of his Socratic friends at Megara,
whose logical tastes had drawn them towards Eleaticism.
But, unlike them, while strengthening his metaphysical
theory, he was also led to give to his political soeculations
a more practical turn.
!uth-y- The Euthydemus is a treatise " De Sophisticis Elenchis "
lemus. in the form of a farce, and may serve to introduce the five
other dialogues, as the encounter with Thrasymachus intro-
duces the serious part of the Republic. Under the veil of
mockery there is more of concentrated thought, and. also
more of bitterness, in this dialogue than in the Protagoras
or the Gorgias.
A sample of educational dialectic — in which Socrates
draws out of young Clinias the admissions (1) that a
philosophy is needed, (2) that the highest philosophy is
a science of king-craft, which remains for the present
undefined, — is contrasted with a series of ridiculous
sophisms, propounded by Dionysodorus and his brother
Euthydemus, in which absolute and relative notions,
whether affirmative or negative, object and subject,
universal and particular, substance and attribute, action
and modality, are capriciously confused. Crito, to whom
Socrates narrates the scene, is moved to contempt. But
Socrates warns him not on this account to despair of
]ihilosophy. In conclusion, Isocrates, or some one else,
who prematurely mixes up philosophy with practical
politics, is cautioned against spoiling two good things.
Such puzzles as — How can I learn either what I know
or what 1 do not know ? ^ How can things become what
they are not? How is falsehood or denial possible? —
although treated jocularly here, will be found returning
afterwards to " trouble the mind's eye."
' Comii. Mcno.
Plato apjiears in the same act td have become aware of
his affinity with Parmenides, and to have been led to recon-
sider the foundations of his own doctrine. The one being
of Parmenides was a more abstract notion than, justice,
beauty, or the good. And the Zenonian- method had
more pretension to exactness than the Socratic. But it
remained barren, because contented to repeat its own first
essays in the destructive analysis of experience, without
rising to the examination of its own first principles. For
this higher criticism, of which- he himself also stood in
need, Plato looks up from the disciples to the master,
Parmenides. The appeal to him is put into the mouth of
Socrates, as a very young man, who has framed for him-
self a theory of ideas, and would gladly see the Zenonian
process applied to the notions of sameness, difierence, like-.
ness, unlikeness, unity, and being.
Parmenides, whom Plato treats with tender reverence
not unmixed with irony, proposes to the youth a series of
questions which reveal the crudity of the doctrine of ci3)/.
(1) Are there ideas of trivial things ?2 (2) How do things
" partake " of them ? (3) Must not idealism proceed in
infinitum ? (4) If ideas are thoughts, do they and their
participants think ? (5) If they are patterns, and things
resemble them, must there not be a pattern of the resem-
blance, and so on in infinitum ? (6) If absolute, are they
thinkable by man?
These difficulties are real, and yet to deny ideas is to
destroy philosophy. (As the paradoxical doubts in the
Protagoras do not shake the faith of Socrates in the
existence of good, so neither does Plato here intend for a
moment to derogate from the belief in the existence of the
One and the Trile.)
Parmenides advises Socrates to arm himself for the further pur-
suit of truth (1) by the higher application and (2) by tlie extension
or completion of the Zenonian method. (1) The method is to be
applied to abstracWons. (2) It is not enough to show the inferences
^vhich may be drawn from the admission of an hypothesis, but
account must also be taken of the inferences which follow from its
rejection.
Parmenides exemplifies his suggestion by examining his own first
principle in conversation with a youth who, while a contemporary
of Socrates, is a namesake of Plato's pupil Ai-istotle." Not content
with the affirmative and negative hypotheses, he pursues either
along two lines, according as either terni of the proposition is
emphasized, and this not only as regards the hypothesis of unity,
but also as applied to the alternative hypothesis of plurality. The
result, as in the Prolagwas, is purely destructive, and the dialogue
ends abruptly without a word of reply from Socrates. .
The second part of the Parmenides' md.y be regarded as
an experiment in which Plato " assays to go" in Eleatic
armour. Yet the strange -web is "shot" with colours of
original thought. .The mode of conceiving time and
becoming, and the vision of nothingness towards the end,
may be noted as especially Platonic. These passages may
be regarded in the same light as the wise words of Pro-
tagoras or the sober truths which occur amidst the wild
fancies of the Cratyhis. They should not mislead the
interpreter into a search for recondite meanings.
The Zenonian methqd has been carried out to the utmost
in application to the highest subject, and has led the mind
into a maze of contradiction, It remains to call in question
the method itself, and the notion of absolute identity and
difference on which it hinges^ and so to lay anew the
foundation-stone of thought.
Before this can be attempted, however, another set of
difficulties have to be met, and another set of philosophers
examined. For the current scepticism had undermined
the conception of knowledge as well as that of being, and
the fame of Heraclitus was hardly second to that of
Parmenides. Protagoras appeared in a former dialogue as
^ Comp. Hep., X, 597.
' Comp. the younger Socr.ites of the Polilicus. It would be pie-
c.irious to draw any inference from this minute fact.
i
PLATO
20;
tbe «hamj)ion of ordinary morality ; he is now made the
exponent of ordinary thinking. His saying " Man the
measure" is' shown to rest on the unstable basis of the
Heraclitcan ■ flux. By an elaborate criticism of both
theories knowledge is at last separated from the relativity
of sense ; but the subsequent attempt to distinguish on
abstract grounds between true and false opinion, and to
define knowledge as true opinion with a reason (comp.
Meno), proves ineffectual. Plato still shows traces of
Megarian influence. But the disjurtctive method of the
Parmenides is not resumed. The indirect i:)roofs are so
arranged as to exhibit the skill of Socrates in " bringing
t.) the birth" the germs of thought in a richly-endowed and
" pregnant " young mind. Thcsetetus is the embodiment
of the philosophic nature described in Rep., bk. vi., and has
already been trained by Theodorus of Cyrene in geometry
and the other preparatory sciences of Rep., bk. vii. It is in
conversation with Theodorus that Socrates impressively
contrasts the lives of the lawyer and the philosopher. The
Theaitetus marks a great advance in clearness of meta-
physical and psychological expression. Sen for example
the passage (184-186) in which the independent function
of the mind is asserted, and ideas are shown to be the truth
of experience. There is also a distinct approach towards a
critical and historical method in philosophy, while the per-
fection of style continues unimpaired, and the person of
Socrates is as vividly represented as in any dialogue.
Notwithstanding the persistence of an indirect and
negative method, the spirit of this dialogue also is the
reverse of sceptical. " Socrates must assume the reality of
knowledge or deny himself" (197 A). Perhaps in no
metaphysical writing is the balance more firmly held
between experience, imagination, and reflexion. Plato
■would seem to have made a compact with himself to
abstain rigidly from snatching at the golden fruit that had
so often eluded his grasp, and to content himself with
laboriously " cutting steps " towards the summit that was
still unsealed.
With Plato, as with other inventive writers, a time
Bcems to have arrived when he desired to connect succes-
sive works in a series. Thus in planning the Sopkistes he
linked it to the I'hewktus (which had been written with-
out any such intention), and projected a whole tetralogy
of dialectical dialogues, I'hetelctus, Sophisles, Foliticus,
Philosophtis, of which the last piece seems never to have
been written.
After an interval, of which our only measure is a change
of fitylo, the philosopher returns to the great central
question of knowledge and being. The obstacle in his
path, on which he has often played with light satire,
dramatic portraiture, and indirect allusion, is now to bo
made the object of a seriously planned attack. He has
made his approaches, and the enemy's fortress is to bo
forthwith sapi>cd and overthrown. This hostile position
is not merely the " Sophistik " which, as some tell us, is an
invention of the Germans, and as Plato himself declares
id only the reflexion or embodiment of the average
mind,' but the fallacy of fallacies, the prime falsehood
(ir/)WTo>/ i/^tCSo?) of all contemporary thought. This is
nothing else than the crude absoluteness of afllrmation and
negation which was ridiculed in the Eutliydemus, and has
been elsewhere mentioned as the first principle of the art
of controversy.* For dramatic purposes this general error is
personified. And the word " sophist," which had somehow
become the IHe noire of the Platonic school, thus for the
first time fixedly acquires the significance which has since
clung to the name. — That Plato himself -would not ndhcro
pedantically to the connotation here imi)iied is shown by
» Rep., vi. 493.
' AFTiXoyiic^
the admission, at the opening of the dialogue, that
amongst other disgui.ses under which the philosopher
walks the earth, the sophist is one. — In this dialogue, as
in the Parmenides, a new method is introduced, and again
by an Eleatic teacher. This method is repeated with
improvements in the Politicus, and once more referred to
in the Philehus. It bears a strong resemblance to tho
" synagoge" and " diaeresis" of the Phsdrus, but is applied
by the "friend from Elea" with a degree of pedantry which
Socrates nowhere betrays. And tho two ijiethods, although
kindred, have probably come through different channels, —
the classifications of the Plucdrus being Plato's own
generalization of the Socratic process, while the dichotomies
of the Sophistes and Politicus are a caricature of Socrates
cast in the Mogarian mould. Plato seems to have regardetl
this method as an implement which might be used with
advantage only when the cardinal principles on which it
turned had bean fully criticized."
1. After various attempts to "catch the sophist," he is defined
as the maker of an unreal likeness of truth. Here tho difficulty
begins-— for the definition implies tho e.\istence of the unreal, i.e.,
of not-being. In our extremity it is necessary to "lay hands on
our father l^armenidca."
2. Tlie contradictious attendant on tho notion of "being,"
whether as held by Parmenides or his opponents or by the " less
exact" thinkers who camo after them, are then examined, and in
an extremely subtle and siigKCstivo passage (2'46-249) an attempt
is made to mediate between idealism and materialism. The result
is that while consummate being is exempt from change it cannot
be devoid of life and motion. Like children, ^Give us both,' say
we."
3. This lends up to the main question : — (n) are different notions
incommunicable, or (6) are all ideas indiscriminately communicable,
or (c) is there communion of some kinds and not of others! Tho
last view is alone tenable, and is confirmeil by experience. And
qf the true combination and sejiavation of kinds tho philosopher is
•judge.
4. Then it is asked (in order to "bind the sophist") whether
being is predicable of not-being.
Five chief kinds (or categories) aro now examined, viz., being,
rest, motion, sameness, difference. Rest and motion aro rautuallj
incommunicabio, but dilTerenco is no less universal than being itself.
For everything is "other" than the rest, i.e., is not. Thus.
positive and negative not only coexist but are coextensive.
6. And, in spite of Parmenides, wo have discovered the existence,
and also the nature, of not-being. It follows that tho mere pur-
suit of contradictions is cliildish and useless and wholly incompa.
tible with a philosophic spirit.
Negation, falsity, contradiction, are three notions whicli
Plato from his height of abstraction does hot hold apart.
His position is tho converse of the Spinozistic saying,
" Omnis dctcrminatio est negalio." According to him,
every negative implies an affirmative. And his main point
is that true negation is correlative to true affirmation,
much as he has said in the Phxdrus that the dialectician
separates kinds according to tho "lines and veins of
nature." The SophiMes is a standing protest against tho
error of marring the finely-graduated lineaments of truth,
and so destroying the vitality of thought.
Tho idealists whom the Eleatic stranger troat« so gently
have been identified with tho Megarians. But moy not
Plato be reflecting on a Megarian influence operating within
tho Academy ?
Here, as partly already in tho Pai-vienidct and The.rtetut,
the ideas assume tho nature of categories, and being ia
tho sum of positive attributes,- while negation, as tho
.shadow of affirmation, is likewise finally comprehended
in tho totality of being.
The remark made incidentAlly, but with intense em-
phasis, that tho universe lives and moves "according to
God," is an indication of the religious tone which rcapjicara
increasingly in the Po/itims, P/il/clms, Tiviiruf, and Laws.
In ])assing on to con.sidcr tho statesman, true and false,
the Eleatic stranger docs not forget tho K-iison which has
just been learned. While coiutinuing his method uf dicho-
208
PLATO
tomies, ho is careful to look on both sides of each alterna-
live, and he no longer insists on dividing between this and
not-this when anotlier mode of classification is more natural.
A rule not hitherto applied is now brought forward, the
rule of proportion or right measure {to /xeVpcov), as distin-
guished from arbitrary limitations. Nor is formal logical
treatment any longer felt to be adequate to the subject
in hand, but an elaborate myth is introduced. On the
ethico-political side' also a change has come over Plato. As
he has stripped his ideas of transcendental imagery, so in
reconsidering his philosopher-king he turns away from the
smiling optimism of the Republic and looks for a scientific
statesmanship that shall lay a strong grasp upon the actual
iWorld. He also feels more bitterly towards the demagogues
and other rulers of Hellas. The author of the Poliiicus
must have had some great quarrel with mankind. But so
far as they will receive it he is still intent on doing them
good.
1. The king is first defined as a herdsman of men, who as "slow
bipeds " are distinguished from the jiig and the ape. But the
king is not all in all to his charges, as the herdsman is. The
above definition confuses liumau with divine rule.
2. Now the universe is like a top, which God first winds in one
direction and then leaves to spin the other way. In the former
or divine cycle all w.'\s spontaneous, and mankind, who had all
things in common, were under the immediate care of gods. They
were happy, if they used their leisure in interrogating nature. But
in this reign of Zeus it is far otherwise. Men have to order their
own ways and try to imitate in some far-oif manner the ail-but
forgotten divine rule.
3. Therefore in our present definition the term '" superintendent "
must be substituted for "herdsman."
What special kind of superintendence is true statesmansliip ?
4. By way of an example, the art of weaving is defined. The
example shows that kingcraft has fii'st to be separated from other
kindred arts, both causal and co-operative. Kine categories are
adduced which exhaust social functions. Eight are eliminated, and
the ninth, the class of ministers, remains. Of these (a) slaves, (6)
hirelings, (c) traders, (d) officials, (e) priests are again jiarted off",
although the last are only with difficulty separated from the king,
when {f) a strange medley of monstrous creatures come into view.
Some are fierce like lions, some crafty like the fox, and some have
mixed natures like centaurs and satyrs. These are the actual rulers
of mankind, more sophistical and juggling than the sophist him-
self. And they too must be separated from the true king.
5. The familiar tripartite distinction of monarchy, oligarchy,
democracy, is doubled by inti'oducing into each the distinction
involved in the presence or absence of wealth, and in the observance
or non-observance of law. But no one of the six carries in itself a
scientific principle.
The true government is the rale, not of many, but of one or of
a few. " And they may govern, whether poor or rich, by freewill
or compulsion, and either with or without law, so long as they
govern scientifically."
6. The respondent, a youthful namesake of Socrates, is shocked
at the remark that the true ruler may govern without law.
This leads to a discussion of the nature of law, which is com-
Sared to the prescription left by a physician. If present, he might
ispense with his own rule. So the presence of a competent ruler
is better than the sovereignty of law, which makes no allowance
for nature or circumstance, but tyrannically forces its own way.
Imagine medicine, navigation, &c., similarly conducted by time-
lionoured prescription, with penalties for inuovation ; — what would
'become of civilization ? Yet if law is disregarded by rulers who
'are unscientific and warped by self-interest, this leads to far- worse
'evils. For the laws are based on some experience and wisdom.
'Hence, in the continued absence of the true ruler, the best course,
though only second best, is the strict observance of law. And he
who so rules in humble imitation of the scientific governor may be
truly called a king, although.if the divine lawgiver were to appear
his living will would supersede the law.
7. As it is, though cities survive many evils, yet many are ship-
^wrecked because of the ignorance of those at the helm. The order
of badness in the actual states is —
1. Constitutional monarchy.
I I 2. Constitutional oligarchy,
11 I — 3. Law-abiding democracy.
I — 4. Law-breaking democracy.
I 5. Law-defying oligarchy.
6. Tyranny.
8. It remains to separate from the true ruler those who co-operate
Kitlt liim as subordinates, the general, the judge, the orator. His
own peculiar function is an art of weaving strength (the warp) witfi
gentleness (the woof), when education has prepared them, — and this
(1) by administration, (2) by marriage.
The four preceding dialogues have shown (1) the
gradual transformation of the Platonic ideas (while still
objective) into forms of thought, (2) the tendency to group
them into series of categories, (3) a corresponding advance
in psychological classification, (4) an increasing importance
given to method, (5) the inclination to inquire into pro-
cesses (y€vc'o-£is) as well as into the nature of being.
Meanwhile Plato's approach to the Eleatics, though in the
way of criticism, has brought into prominence the notions
of unity, being, sameness, difierence, and has left some-
what in abeyance the idea of good. To this "highest of
all studies " Plato now returns, equipped with his improved
instruments, and ready to forge new ones in the same
laboratory, or in some other, should occasion serve. His
converse with Parmenides ended in his assertion of an
element of difierence pervading all things, in other words,
of an indeterminate element underlying all deterniinations.
This brings him again into relation with the Pythagoreans,
who had simUarly asserted the combination of finite and
infinite in the universe.
Taking advantage of their help, he gains a more
advanced (but still ideal) conception of the concrete har-
mony of things, and approaches the definition of that which
in the Republic he but shadowed forth.
With this most serious inquiry there is combined (as in
the Sophistes and Politiciis) an ironical and controversial
use of dialectic, by which the juggler and false pretender
(who is in this case the goddess of pleasure), after claiming
the highest place, is thrust down to the lowest.
It must be admitted that the style of the Philelms is far
from brilliant, or even clear. In the effort of connecting
abstractions Plato's movement is more laboured than in his
first glad realization of them.
Instead of attempting here to follow the windings of
the dialogue, it must suffice to state the main result
Neither pleasure nor knowledge is the highest good, anA
the good eludes definition ; but the shrine, or habitation,
of the good is a complex life of which the elements are, in
order of merit — (1) measure, the cause of all right mixture;
(2) (a) beauty, the effect, and (6) reality, the inseparablt
condition ; (3) intellect ; (4) science, art, and right
opinion ; (5) pure pleasure unaccompanied with pain.
" Not all the animal kingdom shall induce us to put
pleasure first."
The Philehtis introduces us to the interior of the
Academy in the lifetime of the master. More than any
other of the dialogues it recalls Aristotle's description of
Plato's "teaching. But, while his followers seem early to
have fallen under the dominance of the latest jihase of his
doctrine, Plato himself, even in the Philtbus, is still detached
from any servitude to the creations of his own mind. He
manipulates them as the medium for expressing his fresh
thoughts, but they are not yet crj'stallized into a system.
"I will remind you," Socrates, "of what has been
omitted," says Protarchus at the conclusion of this
dialogue. The last (presumably) of Plato's metaphysical
writings thus fitly ends with a confession of incompletel
ness. Bat if, as M. Renan says, " the most fatal error is
to believe that one serves one's country by calumniating
those who founded it," neither is it for the interest of
science to ignore these imperfect anticipations. By
methods elaborated in the course of centuries, and fa^
more sure than any which Plato had at his command,
man]iind have gained an extent of knowledge which he
dreamt not oi} But the Greek metaphysician is none the
> See, however, PUit., 272 C, D.
r L A T o
209
fuss a pioneer of knowledge,' while the special sciences of
ethics and psychology had been carried from infancy to
adolescence in a single lifetime.
Vfl. Timseus, Critias, [I/ermncrates]. — ^As tim' Sophist es
and Polili'-us were written in continuation of the Thextetus,
so, at some uncertain time, Plato conceived the design of
writing a great trilogy, for which the ideal state depicted
in the Republic should be the point of departure. The
L'rand outline there sketched by Socrates was .now to be
tilled up by Critias and Hcrmocrates. The form set up by
reasoning should be made alive, the "airy burghers"
should bo seen " making history." As a prelude to this
magnificent celebration, Timaous, the Pythagorean philo-
sopher, who is present at' the Panathenoea, is invited to
discourse of the origin of all things, and to bring down the
glorious theme to the creation of man. What should have
followed this, but is only commenced in the fragment of
the Critian, would have been the story, not of a fall, but of
^he triumph of reason in humanity.
In tha ■Philchus (59 A, comp. 62 D) PJato speaks with a
touch of contempt of the life-long investigation of nature,
*s being concerned only with this visible universe, and
immersed in the study of phenomena, whether past,
l)resent, or to come, which admit of no stability and there-
fore of no certainty. " These things have no absolute first
(jrinciple, and can never be the objects of reason and true
6cience."_
Yet even this lower knowledge is there admitted as an
clement of that life which is the habitation of the good.
And there are not wanting signs in his later dialogues
that Plato's imagination had again been strongly drawn
towards those physical studies which, as the Phxdo shows,
liad fascinated him in youth. That nature and the world
(Ijroceed "according to God and not according to chance "
is the belief of the Eleatic stranger, to which he perceives
that Thextetus will bo irresistibly drawn as he grows
older. In the midst of dialectical abstractions, the pro-
cesses of actual production (ycvcVfis) have been increas-
ingly borne in mind. And the myth in the Politicus turns
on cosmological conceptions which, although differing from
those in the Timxus, and more accordant with Plato's
bitterest mood, yet throw a new light on the deeper current
of his thoughts. In the same passage (272 C) there
pccurs the first ' clear anticipation of . an interrogatio
nnturx.
The impulse in this new direction, if not originated, was
rnanifestly reinforced, through closer intercourse with the
Pythagorean school. And the choice of Tima;us the
Pythagorean as chief .speaker is an acknowledgment of
this obvious tendency. If in the course of the dialogue
there occur ideas apparently borrowed from the Atomists,
whom Plato persistently ignored, this fact ought probably
to be referred to some early reaction of Atomic on Pytha-
gorean doctrine. It is important to observe, however, that
not only the Timxus, but the unfinished whole of which
it forms the introduction, is professedly an imaginative
creation. For the legend of prehistoric Athens and of
Atlantis, whereof Critias was to relate what belonged to
internal policy and Hcrmocrates the conduct of the war.
Would have been no other than a proso poem, a " mytho-
logical lie," conceived in the spirit of the Republic, and in
the form of- a fictitious narrative. And, therefore, when
Timfeus professes to give only a probable account of
shadowy truths, l.e must be taken at his word, and not
criticized in too exacting a spirit. His descriptions have
much the same relation to the natural philosophy of Plato's
time that Jlilton's cosmology has t» the serious investiga-
tionii^Qt^GftlJlco or Copernicus, — except that all physical
^■■.■c Juwctt; Iiiti'oi.1. to tUi; TiMttiti.
10-1(1
speculation hitherto partook in some measure of this half-
mythological character, and that Plato's mind, although
working in an unfamiliar region, is still that JjfiA. specu-f
lative philosopher. «
As Parmenides, after demonstrating theTionentity'6l
growth and decay, was yet impelled to give some account
of this non-existent and unintelligible phenomenal world,
so Plato, although warned off by Socrates, must needi»
attempt to give a probable and comprehensive description
of the visible universe and its creation. In doing so ha
acknowledges an imperfect truth in theories which his
dialectic had previously set aside. In examining the
earlier philosophers he has already transgressed the limita
prescribed by Socrates, and the effort to connect ideas has
made him more and more conscious of the gap between th6
ideal and the actual. He cannot rest until he has done
his utmost to fill up the chasm — calling in the helpj),'
imagination where reason fails him.
His dominant thought is still that of a deduction from
the " reason of the best," as in the Phacdo, or " the idea of
good," as in the Republic. But both his abstract idealisro
and his absolute optimism were by this time considerably
modified, and, although not confounding " causes with con*
ditions," as he once accused Anaxagoras of doing, he yet
assigns more scope to " second causes " than he would thea
have been willing to attribute to them. This partly comes
of ripening experience and a deepening sense of the per*
sistency of evil, and partly from the feeling — which seems
to have grown upon him in later life — of the distance
between God and man.
Timaeus begins by assuming (1) ihat the universe being corporeal
is caused and had a beginning, and (2) that its mysterious authol
made it after an everlasting jiatteni.' Yet, being bodily and visible,
it can only be made the subject, liumanly speaking, of probablt
discourse.
Thus much being premised, he proceeds to unfold — (A) the wtfrk
of mind in creation, (B) the etlects of necessity, inchidinj' the
general and specific attributes of bodies, (C) the principles .nj
physiology, and (D) an outline of patholoOT and medicine.
To give a full account of such a comprehensive treatise is beyonS
the scope of this article, and the Timwus, however great and
interesting, has been well described as an out-building of the great
fabric of orifrinal Platonism. A very few scattered observation!
are all that theic is space for here,
(A) 1. lu the mythology of the Tlmsrus some of the conccptiom
which attained logical clearness in the Sophist and Pldhbits rcsums
an ontological forni. Thus, in compounding the sonl-stuflf of the
universe, the father of all takes of the continuous anol discrete and
fuses them into an essence ^the composite being of the Philebua).
Again ho takes of the same and other (comp. the Sophist), ovoi^
coming their inherent repugnance by his sovereign act.
2. The notion of an economy or reservation in Plato has "been
often e.taggerateil and misapplied. liut it is difficult to'acquil
him of intentional obscurity in speaking of the creation of th«
Earth. It is clear, though I'lato docs npt .s.ay so, that she is meant
to have been created togetlier with tlie Heaven and together with
Time, and so before the other "gods within the heaven," i.e., the
sun and moon and five planets, and it is a plausible supposition thai
she is the "artilicer of day and night" by interposing her bulk to
the sun's rays. If the word <i\Aa>i<'>'>i in p. 10 implies motion (a*
Aristotle thought -), it cannot bo, as Grotc supposed, a motiou
consentaneous with that of the outer sphere, but either sonic fai
slower motion, perhaps assumed in order to account for the shiftiug
of the seasons, or an erjunl retrograde motion which is supposed tc
neutralize in her case the " motion of the same." .Slie clings to tU«
centre, as her natural abode. And the diurnal motion of the heavcin
is due not to any mechanical force but to the soul of the world
extending from the centre to the poles and compreliending all.
3. Immortality is in tho'/'im/riu dependent on the will of (lu
Eternal. And the sublime idea of cternily is hero first formulateii.
•1. The phenomena of vision and hearing bio included among the
works of reason, because the (inal cause of those higher senses is to
give men perception of nuinber, through couteniplatioii of the
measures of time.
(B) 1. It has been commonly said that the four elements of the
7imeeiis are geometrical ligures, without content. "This is not true.
For what 'purpose does I'luto introduce, " besides the archetyys aiiJ
* Aristotle, however, uses ti\ovfittri, a dilTereiit word.
210
PLATO
the created form, a third kind, dim and hard to conceive; a sort of
limbec or matrix of creation," if not to fill up the triangles which
are elements of elements, and to be the vehicle of the forms com-
pounded of them ? It has been supposed that this " nurse of
generation" is identical with "space, and it cannot be said that
they are clearly kept apart by Plato. But he had a distinct
nomenclature for either, and, although gravity is explained away
(so that his molecules, unlike Olerk Itaxwell's, may be called
imponderable), yet extension, or the property of filling space, is
sufficiently implied.
2. The difference of size in the triangles and varying sharpness
of their outlines are ingenious though inadequate expedients,
adopted in order to account for qualitative difference and physical
change.
3. In criticizing the iUusory notion of up and down Plato broaches
the conception of antipodes.
4. More distinctly than in the TkiUbus, bodily pleasure is
Rjxplained by "a sudden and sensible return to nature" (comp. Ar.,
'iiheh, i. 11, § 1 ; N. E., vii. 10).
5. Natural philosophers are warned against experimenting on
the mixture of colours, which is a divine process and forbidden to
man. /
(C) 1. Plato tends more and more in his later writings to account
for moral evil by physical conditions, thus arriving at the Socratic
principle of the involuntariness of vice by a different road.
Hence in the Timmas not the body only is made by the inferior
gods, but they also create the lower and mortal parts of the human
soul : — the principle of anger which is planted in the breast, within
hearing of reason, and tliat of appetite which is lodged below the
diaphragm like an animal tied in a stall, with the stomach for a
crib and the liver for a " soothsaying " looking-glass to soothe or
terrify it when tempted to break loose.
2. The brain-pan was left bare of protecting flesh " because the
sons of God who framed us deliberately chose for us a precarious
life with capability of reason, in preference to a long secure existence
with bbstruction of thought."
3. The nails are a rudimentary provision for the lower animals,
into which degenerate souls were afterwards to be transformed.
4. Vegetables have sensation but not motion.
5. By way of illustrating the very curious account here given of
respiration, it is asserted that what is commonly thought to be
the attraction of the magnet is really due to rotatory motion and
displacement.
6. When the original particles wear out, and the bonds of soul
and body in the marrow give way, the soul escapes delightedly and
(lies away. This is the painless death of natural decay,
(D) 1. The do|iendence of mental disease on bodily conditions is
more fully recognized in the Tiwmus than elsewhere in Plato (con-
trast the Charmijes, for example).
2. He has also changed his mind about the treatment of disease,
and shows more respect for regimen and diet than in the Jiepublic.
Diseases are a kind of second nature, and should be treated accord-
ingly.
3. It is also a remark in contrast with the Rcpvhlie, that over-
study leads to head complications, which physicians ascribe to
chill and find intractable.
Lastly, it is one of the strange irregularities in the composition
of the Timmvs that the creation of woman and the relation of the
sexes ^ to each other are subjects reserved to the end, because this is
the place given to the lower animals, and woman (compare the
Phsedrus) is the first transmigration from the form of man. This
order is probably not to be attributed to Plato's own thought, but
to some peculiarity of Pythagorean or Orphic tradition.
VIII. The Laws. — The two series of dialogues, tlie
dialectical aud the imaginative, — Sophisies, Puliticus,
PHlosophvs, — Tiinirus, Critins, Iffrinccrates, — were left
incomplete. For Plato had concentrated his declining
po(ver.=i, in the evening of his life,^ upon a different task.
He was resolved to leave behind him, if he could so far
overcome the infirmities of age,^ a code of laws, conceived
in a spirit of concession, and such as he still hoped that
some Hellenic state might sanction. The motive for this
great work may be gathered from the Politints. The
physician in departing is to give a written prescrijition,
adapted as far as possible to the condition of those from
whom he goes away. This is the second-best course, in
the absence of the philosoi>her-king. And, as the Hellenic
world will not listen to Plato's heroic remedy, he accom-
' There is an anticipation of niicrnscoiiic observ.ition tu the words
iSpara v-jrh fffiiKp6Tr}Tos Kal aSidvKaaTa f(^a= spermatozoa.
^ rifius 5" ev 5v(r^a7$ tov ^lov, Ler/r/., vi. 770 A.
' iv . . . yfjpus €TritipaTu>fj.fv ye joaoiiTov, L*00-t ^''' "*'2 ■^-
moaates his counsel to their preconceptions. He returns
once more from abstract discussions to study the applica-
tion of ideas to life, and though, by the conditions of the
problem, his course is " nearer earth and less in light," this
iofig WTiting, which is said to have been' posthumous,* has a
peculiar interest. The ripeness of accumulated experience
and the mellowness of wise contemplation make up for tho
loss of prophetic insight and poetic charm.
The form of dialogue is still retained, and an aged
Athenian is imagined as discoursing of legislation with the
Lacedemonian Megillus and the Cretan Clinias, who has
in view the foundation of a new colony, and is on his way
with his two companions from Cnossus to the temple and
oracle of Zeus.
Plato now aims at moderating between Dorian a-nd
Ionian law, freely criticizing both, and refining on theni
from a higher point of view. " The praise of obedience,
the authority assigned to elders, the prohibition of dovrties,
the enforcement of marriage, the common meals, the
distribution and inalienability of land, the institution of
the Crypteia, the freedom of bequest to a favourite son,
the dislike of city walls — all reflect the custom of Sparta."
. . . " The use of the lot, the scrutiny of magistrates, the
monthly courses of the council, the pardon of the forgiven
homicide, most of the regulations about testaments and
the guardianship of orphans, the degrees of consanguinity
recognized by law, correspond to Athenian laws and
customs" (Jowett).
The philosojiher's own thoughts come out most strongly
■in the " preludes " to the laws,^ and in thq regulations
concerning education, marriage, and the punishment .of
impiety {i.e., 1st, atheism, 2d, denial of providence, 3d
and worst, immorafsuperstition). The difhculty which is
met in the Polidrus by the abandonment of the world for
a time, and in the Timseus by the lieutenancy of lower
gods, here leads to the hypothesis of an evil souL The
priority of mind (often before a-sserted) and the increased
importance attached to numbers are the chief indications
of Plato's latest thoughts about the intelligible world.
But it must be remembered that the higher education
(answering to Rep., vi., vii.) is expressly reserved.^ Had
Plato written his own Epmomis, the proportions of the
whole work (not then "acephaloas") might have been
vastly changed.
The severity of the penalties attached to the three forms
of heresy, especially to the third and worst of them, has led
to the remark that Plato, after asserting " liberty of pro-
phesying," had become intolerant and bigoted in his old
age. But the idea of toleration in the modern sense was
never distinctly present to the mind of any ancient philo-
sopher. And, if in the Latus the lines of thought have in
one way hardened, there are other ways in which experience
has softened them. Plato's " second-best " constitution
contains a provision, which was not . admissible in the
"perfect state," for possible changes and readaptations in
the future. The power of self-reformation is hedged round
indeed with extreme j)recautions ; and no young or middle-
aged citizen is ever to hear a word said in depreciation
of any jot or tittle of the existing law. But that it
should be provided, however guardedly, that select com-
missioners, after travelling far and wide, should bring- back
of the fruit of their observations for the consideration of
the nocturnal council, and that a power of constitutionally
* Published by Philippus the Opuntian.
' See especially iv. 716 sq. ; v. 727 sq., 735 sq. ; vi. 766 ; vii. 773
s-/., 777, 794, SOS s^., 811, 817 ; riii. 835 «iy.; ix. 875; x. 887 sq.,
897 sq., 904 sq. ■ ' ■
. ' Legg., xii. 968 E. (Ath.^ " I am willing to share with you the
danger of stating to you my views about education aud nurture, which
is the question coming to tlie ^Hr;ace again."
L A T O
2U
amending the laws should thus be admitted into the state,
is sufficiently remarkable, when the would-be finality of
ancient legislation is considered. Plato even comes near
to the reflexion that " constitutions are not made, but
grow " (iv. 709 A).
Plato in the Laws desists finally from impersonating
Socrates. But he is in some ways nearer to his master in
spirit than when he composed the Phxdrus. The sympathy
with common life, the acceptance of Greek religion, the
deepening humanity, are no less essentially Socratic than
the love of truth which breathes in every page. And
some particular aspects of Socratism reappear, such as the
question about courage * and that concerning the unity of
virtue.^'
Of the dialogues forming part of the " Platonic canon,"
and . not included in the preceding survey, the Lesser
Sippias, First Alcibiades, and Menexenus are the most
Platonic, though probably not Plato's. The Greater
ffippias and the Clilophon are also admitted to have
some plausibility. The Secoml Alcibiades (on Prayer), the
[lipparckus (touching on Pisistratus and Homer), Minos
("de lege"), Epinomis, Erastx, 2'heages, are generally con-
demned, though most of them are very early forgeries or
Academic exercises.* And the Ariochus (though some-
times prized for its subject, " the contempt of death "),
the De Justo, De Virtute, Demodociis, Sis>/phus, Eryxias
(a not'Uninteresting treatise on the use of money), together
with the so-called Definitions, were rejected in ancient
iimes, and are marked as spurious in the MSS.
Two great forces are persistent in Plato, the love of
truth and zeal for human improvement. In the period
culminating with the Republic, these two motives, the
speculative and the practical, are fused in one harmonious
«orkin§. In the succeeding period, without excluding
one another, they operate with alternate intensity. In the
varied outcome of his long literary career, the metaphysical
'doctrine of ideas" which has been associated with Plato's
name underwent many important changes. Butpervauing
Bill of these there is the same constant belief in the
Bupromacy of reason and the identity of truth and good.
From that abiding root spring forth a multitude of thoughts
concerning the mind and human thing.s, — turning chiefly on
the principles of psychology, education, and political reform,
— thoughts which, although unverified, and often needing
rorrection from experience, still constitute Plato the most
Iniitful of philosophical writers. While general ideas are
powerful for good or ill, while abstractions are necessary
to science, while mankind are apt to crave after perfection,
ind ideals, either in art or life, have an acknowledged
value, so long the renown of Plato will continue. " All
philosophic truth is Plato rightly divined ; all philosophic
Error is- Plato misunderstood " — is the verdict of one of
the keenest of modern metaphysicians.*
Plato's followers, however, havb seldom kept the propor-
tions of his teaching." >. The diverse elements of his doctrine
have survived the spirit that informed them. . The
Pythagorizing mysticism of the Timieus has been more
prized than the subtle and clear thinking of the I'hesetetns.
Logical-' inquiries have been- hardened into a barren
ontology. *■ Semi-mythical statements have been construed
literally, arid mystic fancies perpetuated without the
genuine thought which underlay them. A part (and not
the essential part) of his philosophy has been treated as
the whole. ■ But the influence of Plato has extended far
lieyond the limits of tlie Platonic schools. The debt of
1 , ^
' Conip. Laches.
' Ac
frotag
' Conip. Protarjnras.
' According to Rclioarsohmidt, only iiino dialogues arc genuine, —
rolag., Phmtlr., Sijmp., Apnl., Crilo, Phmlo, Jlep., Tim., Leyef.
* ftnler, Iiislilutea v/ JUit'ijihi/iicf, p, 109 (NCt. i., prop. vi. § 12)....
I Aristotle to his master has never yet been luiiy estimated:
Zeno, Chrysippus, Epicurus borrowed from Plato more
than they knew. The moral ideal of Plutarch and that
of the Roman Stoics, which have both so deeply atfectej
the modern world, could not have existed without him.
Neopythagoreanism was really a crude Neoplatonism..
And the Sceptics availed themselves of weapons either
forged by Plato or borrowed by him from the Sophists. A
wholly distinct line of infiltration is suggested by the
mention of Philo and the Alexandrian schools, and of
Clement and Origen, while Gnostic heresies and even
Talmudic mysticism betray perversions of the sumo
influence. The effect of Hellenic thought on Christian
thcologj' and on the life of Christendom is a subject for
a volume, and has been pointed out in part by Professcil
E. Zeller' and others (comp. Neoplatonism). Yet wheo
Plotinus in the 3d century (after hearing Ammonius);
amidst the revival of religious paganism, founded a new
spiritualistic philosophy upon the study of Plato and
Aristotle combined, this return to the fountain-head had
all the effect of novelty. And for more than two centuries,
from Plotinus to Proclus, the great effort to baao life anew
on the Platonic wisdom was continued. But it was rather
the ghost than the spirit of Plato that was so "unsphered."
Instead of striving to reform the world, the Neoplatonist
sought after a retired and cloistered virtue. Instead of
vitalizing science with fresh thought, he lost hold of all
reality in the contemplation of infinite unity. He had
some skill in dealing with abstractions, but laid a feeble
hold upon the actual world.
" Hermes Trismegistus " and " Dionysius Areopagita "
are names that mark the continuation of this influence into
the Middle Ages. The pseudo-Dionysius was translated
by Erigena in the 9th century.
Two more " Platonic " revivals have to be recorded, —
at Florence in the 15th and at Cambridge in the 17th
century. Both were enthusiastic and both uncritical.
The translation of the dialogues into Latin by Marsiglio
Ficino was the most lasting effect of the former movement,
which was tinged with the unscientific ardour of the
Renaissance. The i)reference still accorded to the Timseua
is a fair indication of the tendency to bring fumum ex
ftitgore which probably marrpd the discussions of the
Florentine Academy concerning the " chief good." The
new humanism had also a sentimental cast, which was
alien from Plato. Yet the effect of this spirit on art and
literature was very great, and may be clearly traced not
only in Italian but in English poetry.
" The Cambridge Platonists " have been described by
Principal Tulloch in his important work on Rational Theo-
logy in Enrjlarid in the Mlh Century. Their views weca
mainly due to a reaction from the philosophy of llobbes,
and v.ere at first suggested as much by Plotinus as by Plato.
It is curious to find that, just as Socrates and Ammonius
(the teacher of Plotinus) left no writings, so Whichcoto, tho
founder of this school, worked chiefly through convcrsatiork
andpreaching. His jiupils exercised a considerable influence'
for good, especially on English theology ; and in as[)iralion
if not in thought they derived something from Plato.but
they seem to have been incapable of separating his mean-
ing from that of his inturpretcr.i, and Cudwurth, their
most consistent writer, was at once more systematic and
less scientific than the Athenian philosopher. Tho trans-
lations of Sydenham and Taylor in the ISth century ami
the beginning of tho 19th are proofs of the eoutinucd
influence of Platoniam in England.
The critical study of I'lato be;jins from Schlciermachcr,
who did good work as an interjiretcr, and tried to arrango
tho dialngues in tho order of composition. His attemptj
\vhich, like many efforts of constructive criticifcUJiWcnt fiK
212
r L xV — P L A
beyond possibility, was vitiated "by the ground-fallacy of
supposing that Plato had from the first a complete system
in his mind which he partially and gradually revealed in
writing. At a considerably later time Karl Friedrich
Hermann, to whom all students of Plato are indebted,
renewed the same endeavour on the far more plausible
assumptio" that the dialogues faithfully reflect the growth
of Plato's mind. But he also was too sanguine, and
exaggerated the possibility of tracing a connexion between
the outward events of Plato's life and the progress of his
thoughts. ' This great question of the order of the
dialogues, which has been debated by numberless writers,
is one which only admits of an approximate solution.
Much confusion, however, has been obviated by the
hypothesis (first hinted at by Ueberweg, and since supported
by the present' writer and others) that the Sophistes a.nd
Foliticus, whose genuineness had been called in question
by Socher, are really intermediate between the Republic
and the Laxvs. The allocation of these dialogues, and
consequently of the P/d/ebus, not only on grounds of
metaphysical criticism, but also on philological and other
evidence of a more tangible kind, supplies a point of view
from which it becomes possible to trace with confidence
the general outlines of Plato's literary and philosophical
development. Piefiecting at first in various aspects the
impressions received from Socrates he is gradually touched
■with an inspiration which becomes his own, and which
seeks utterance in half-poetical forms. Then first the
ethical and by and bj' the metaphysical interest becomes
predominant. And for a while this last is all absorbing,
as he confronts the central problems which his own thoughts
have raised. But, again, the hard-won acquisitions of this
dialectical movement must be fused anew with imagination
and applied to life. And in a final effort to use his
intellectual wealth for the subvention of human need the
great spirit passed away.
Editions — Aldine (fol.. Vcn..l5l3); TT. Stcphanus (t,flus.inTip, 1587). Separate
Dialogues. — Timxits (Or. and L!it.,Ch.ilciJiiis, 1579; rrpi-. by Wrobel. Lelps., 187G).
German and Dtitcfi. — Tiedcniaiin (Zwcibiiicken, 179U87); BckUer {wilh v. 11.;
Berlin, 1816-17-23; London, ISJC); Stallbaura (crit. e(i..Leips., [lS21)lSi5: test,
(1850] 1874; ed. major. Gnilm, 118l'71 1800; ed. maior, paillv re-«lited by Wolilrab,
(1.S77J 1882); BaiterOrclli-Whikelmann (Ziirtcli, [1S39] I'sSl); Engelinann («itll
tJerni. trans, and comm., [ISll] 1877); K. F. Hermann (Leips.. 1851-53 and 18<jS-
74); Wohlrab (see Staltbinm, 1877); Martin Sclianz (1875-81, not yet completed):
I.. F. Heiridorf {L]is., Chnim., Hipp. AfaJ., Ph.i^dr., Gorg., Tliext., Crat., Parm.,
Eiillii/il., PhxJ., fiot., S''/'lt.. 18112-10); F. Ast {Promg.. Phxd/-., Goig.. Ph.-ed.,
■witli coinm,, 1813-22). S''/iarale Dialogues. — SymposiuJn. by F. A. Wolf ([17821
1828) and Otto Jalin ([18Gt] 1875); Repuhlic, by Ast (isoi)nnd Sclineidcr (lismj
1833); PImdo, by Wyltcnbaeh (1810); Legg. el £piuoiiiis, by Ast (Leips., ISH);
Parme'tides, by Stallbauin (1839); PhUthus, by Stallbaum (ISlOj; Crilias, by
Sclineidcr (Wratislaw, 1855); riVnsfiis (Clialcidius. 15fi9; ivpr. by Wrobel, Leips.,
1876); and Ooig.. by Krohn. English.— Tim.viis {Gv. tin<i Lat., Canib., 1670);
De rebus dirinitdialogidehrli(Cnnih.. 1673); EiitUifd.,Gorg. (cum notis), by Routh
(Camb.. 1784); Prolag.,bv Wayte (11854] 1871); PMIebus. by Badham (Lond.,
[1855] 1678) and Poste (ISoO); Tlie^el.. by L. Cinipbell (Oxford. [ISni] 1882) and
Kennedy (Camb., 1881); />;i.«/o, by Geddes(ISC3) and Archer Hind (Camb. 1883);
Euthyd.. Sjimp., by Bailliam (IS^li); Soph., Polil.. by L. Campbell (1867); Ptixdrus,
by W. H. Thompson (lS(i3) ; Apol., by W Wagner (Camb., 1S69), and James
r.iddell(Oxf.nd. 18771; Obrg . by W .11. Tliompson (1871): and /"iti-m.by M»i;iiir«
(Dublin. 1882). Frencli — llirscliiif mid Sc-luicidcr (in Didot's nibtiotheca Script
Ur.ec., Paris, [1856] 1873). Separate Dialogues.— .Apologie de Socrates, by H.
David (Paris, 1866) ; PUxdo, by Belin (Paris, 1878). Italian.— Protag., by (i
Oliva (Florence, 1877).
TKA^■SLATlo^3. — Latin. — itarsiJii Ficini cum vita Plalonis (Venice, 1517; tbi»
is the basisjof Latin tran-latiotis accompjinving later editions, such as that
of Bekkcr, 1816-23, said to have been revised by F. A.- Wolf, and that of
Uiischig and Sclnivider: Didot. T.iris. [1S53] 1873). Single iJiatogues.—Timxue
(Cliakidius. 1579, and Cambritge, 1670) ; Gorgias and Apologia, by Leonardo
Arclino. German. —J. F. KlcuUer (6 vols., Lein'go, [1778] 1707); Sclileiennacll r
(wilh introductions. Bei-Iin, [1804] 1810); Entrelmann (wilh text and COD
mcnlary, [1841] 1877); J. F. Drescher. Apol., Crit., Plixd.. Suiup., Corf.,
/'/otaj. (Gicssen. [1848] 1854); Hievon. Jluller (wjth introd. by S:e.nliuidt, [186*1
1873); GeovK. Susemihl. Jul. Dcutschle. W. S. Teuffel, and Sv. Wi.u'and (Stull-
gart, [1853] 1876); I'rantl and others (Sluttgait, [1854] 1875). ^.i^/is/i.— Floyei
Sydenham ([1759] 1776) ; Thomiis Taylor (the complete edition, including tlie nllM
diah.gues translated by Sydenham, Lond., 1804); W. Wliewell (Plat. Utal. .(<n
Eug. Readers, Camb.. 1860, contains poflions of oiiginal translaliim); B. Jowetl
(with introductions. 4 vols.. 1871 ; 5 vols., Oxford, 1.S75; see also Critical \\'urks)\
selections from Jowclt by C. A. IL Eulkey {The M'isdom of Plato, New York, 1876).
Separate Dialogue^.— Republic, by Spens (Glasgow. 1763), by Davies and \'aughua
([1852] 1866), and by Jowett (publ. separatclv, 1881); Symposium, Ion. Memxenut,
by Shelley ([1822] 1840); Philebus. bv Poste ("isno) and F. A. Palcy (1873);' Gorgiat,
by Cope (1864); Sophistes, and Mend to 69, by .Mackay (i858); Tliextelus, by K. A.
Paley(1875); Phxdo, by Cope (1875); "Eulhyiiliro,' " Apolocy," " Crilo," and
"Phsdo," hy F. J. Church {The Tiial and Death of Socrates, London, IS80).
French- — .\ndrd Dacier. l.ts (Euvres de Platon en Francois (2 vols., Paris, 1699),
and ^Vorks abridged with notes, by M. Diicicr (2 vols., 3d cd., London, 1678);
Victor Cousin, <Euvres Iraduiles avee argumens et no^e-i (13 vols., [1822] 1840);
Thurot, Gi'<iw, A. Dacier, Translations sous la direction de Entile Saissel (ISIS),
transl. of Crifo (see above). 7((i/jan.— Daidi Beinbn. Delle opere di Platotn
Iradotio in lingua rulgare (Venice, 1601); lluggicro Bonghi (vols, i., ii., Milan,
1858); E. Fenai (Padua, 1873-74). Separate Dialogues.— Eulhuphr.. Apol., Ciil„
Phxd., Tim., by Seb. Erizzo (Venice, 1574). Stcedish. — Translation begita
(Stockholm, 1S70-72).
Lexicons. — Timxus, ed. Ruhnkcn (Leips., [1754] 1833) ; Wagner, M'arterbufh'
der Platonischen Philosn-'hie (Giittingcn, 1799) ; Ast, Lexicon Platouicum (Leips.,
[1635] 1638).
Si-EciAL Studies on the Lakcuage of Plato. — Braun, Tie I/uperbato Platonieo
(Culm, [1846-47] 1847-52); Engelhaitlt. De periodorum Platonicorum Structura
([18531 1864); XI. Sclianz, " Bifurcation der hypolheiischen periode nach Platon"
(in Fleckeiscn's Neue Jahrbucher, Leips.. 1870); anil Riddel], "Digest of the
Platonic ldiom^'" in his edition of the Apology.
On the MSS.— Cornarius, Eclog.e (ed. Fischer, Leips..- 1771) ; F. J. Bait,
Kritischer Versuch uber d^n Text des Platon (Leips.. 1794); Oaisford. Lec'ioiiea
Platonice (Oxford, 1820); Bekker. Commentaria to his ed.(IS23); .M. Selionz,
yovx Commetilationes Plalouicx (Wiirzburc, 1S7I), Slailien ziir Geschichte dew
Plalonisehen Textes (Wiiizburg, 1874), and Veber den Platonischen Codex des
Marcus Bibliothek in Venedig (Leips., 1877;. Ac.
LirtRART OR Philosophical Criticism on Plato. — German and Dutch. —
Slorgenslern, Commentaria de Rrjiublica (1794); Sclilcieimaclier, Jntrodtic
lions to his tianslation ([1804] 1810; see also Oobson); Itiickh, Kleine Srhriften
(vols. iii.. iv.,froni 1806); J. a. Grimm, De Epistolis Plalonis ([coinp. Kai-slt-n,
1804] 1815): F. Ast. Plato's Leben mid Schriften (1816); TrendekiibuiR. De
Xumeris (1820); Van Heu-de, Inilla Philosophix Plalouicx (Utrecht, [18271
1831; 2d cd.. Leyden. 1842); K. F. Hermann. Geschichte n. System der Plat.
Philosophic (Heidelberg. 1838). aad Dispulatio de reipublicx Plalouicx temporibtn
(Marburg, 1839); ZtUer, Philosophic der Griechen (vol. ii., [1839] 1859); Stein*
Iiaidl. introductions to lliernn. Miillcr's Ii-anslation (1850); Suckow, Die ll'issm*
scha^tlic'ie II. kunsllerische Form der Plntouisrhen Schrifteii (Berlin. 1855); Suae*
mill. [)ie genelisrhe Enticiekelung der Plat. Philosophic (Leips., [1855] 1860); K,'
Albci i. Zar DiuUktik des Paton (1856); E. Muiik. Die nattitiiche Ordnung der
Plat Schrtften (Bi-rlin. 1857); Diilliiiccr. in Ihidenthiiiii u. Jadentiium (l;atisbon,
1857); Mictielis. Die Philosophic Platans (1859); Ccberwcg. Platons Srhriftea
V. Leben (\'ieniia, 1861); Sleiii. Sieben Diieher zur Geschiclile des Platonisniui
(1862); nibhin;.'. denetische Darstellung (Leips.. 1863-04); L. Speniiel. hocratn
u. Platon (186;:); Karslen. Couinieutalio Critica de Plalonis qiix .teruiii nr Epistoli*
(L'trcciit. 186t); Schaarscliinid-, Die Sammluiig der Plat. Schri.llrn {\:nui\, lsi;fi);
E. Alberti. Zur Dialektik des Socrates (Giittingen. 1869); \V. S. TenlTel, C'cber-
sicht der Plat. ii((«(i(i/r (Dis~. 7-10 (14], 18741; Ji^y.h!.. Platonlschr Sludicn (iil
cd.. 1875): A. Krolin. Der Plntonische Staat (llallc. 187.'.). and Seiidschreibei*
an Zeller—ilie Flat. Frag. (1878); Teichiniillcr, Literarische Fihder (Uiexhni.
1881). English.— W. Dob-cn. translation uf Schleiermaclicr'?* /«(ro(/»r(irtHj (IS:ni);
Grole (186.>: 3d ed.. 1875); Joweti, Introductions to tran.slaiion ([H75J J8'<1);
see also introd. XaStleit Passages from Plato (Camb., 1882) ; S. F. .\Hi-)-ne." I'lato
and the Older Academy," in translation of Zciler (vol. ii., l.ond . 1.^76); P.. L.
Xettleship. "The Theory of Educaliou in tlie Rcpuldic of Plato." in /tell-'uiea
(ed. by Evelyn Abbott. 1880); .K. Benn, in liis Greek Phllosophirs (1882).
French.~Pj.vi\ Janet, Etudes sur la Diateclique (Palis, 1800); Jlarlin Etudes snr
le Timee (Paris, 1841). (L. C.)
PLATON, LEVsnix (1737-1812), a celebrated Russian
archbishop, was horn at the village of Tchashnikovo,-near
^Moscow, in 1737, and was educated in the academy of that
city. On completing his studies there in 1758 he was
appointed teacher of rhetoric in the school connected with
the monastery of St Sergius, and about this time entered
the priesthood. In 1763 Catherine invited him to instruct
iier son Paul in theology, and he became one of the court
chaplains. Three years afterwards Platon was appointed
archimandrite of the monastery of the Trinity (Troitzkaia
Lavra) near SIoscow ; in 1770 he was made archbishop of
Tver, and finally in 1787 archbishop of Moscow and metro-
politan. He died in 1812. Platon was a brilliant and
learned man, not only in the opinion of his countrymen,
bnt'in the estimation of all foreigners who made his
4|quaJntauce. We get a graphic and interesting picture
of him at the beginning of the present century in the
travels of Edward Clarke of- Cambridge, who was iiiucli
struck with his wit and wide range of reading. As a.
preacher he enjoyed great celebrity, one of the most
remarkable specimens of his eloquence being the sermon
jireached at the coronation of Alexander I. He was also
the author of several works "wliieli enjoyed considerable
reputation in their time, such as A Slmrt Course nf Diviniti/,
compiled for the use of the emperor Paul when grand-
duke, several Catecfiisms, A ShuH Hi'itory of ilir Jiiinsiiin
Church, which has been translated into Engli.sli, and other
I works. Platon is altogether a striking and impDrluiit
! figure in a very eventful period of his country's histmy.
i "PLATTXER, Capj. Fp.iedrich (1 800-1 ^^58), a famous
i scientific metallurgist, was born in Kleinwaltersdorf, no;if'
; Freiberg in Saxony, on the 2d January 1800, and died'
r "L A — P L A
213
In the latter town on the 22d January 1S58. Planner's
father, though only a poor working miner, found the
means for having his son educated first at the " Berg-
echule " and then at the " Bergakademie " of Freiberg.
After having completed his curriculum there in 1820, he
obtained a position in connexion with the royal mines
&.nd metal works, and was employed chiefly as an assayer,
in which capacity he soon became conspicuous by his
rare exactness and circumspection, and his constant striving'
after scientific advancement.
The mouth-blowpipe, after doing service for centuries
lo metal-workers as a soldering tool (hence the German
name Lothrohr), in the hands of Gahn and subsequently of
Berzelius became the most useful of instruments for the
qualitative testing of mineral substances. Through the
Efforts of the latter, in fact, blowpipe analysis had developed
into almost an independent branch of analysis. But nobody
dreamt of quantitative mouth-blowpipe assaying until
Harkort in 1827 (while a student in the Freiberg academy)
succeeded in working out a blowpipe-assay for silver.
Harkort stopped there ; but the idea of blowpipe-assaying
was taken up subsequently by Plattner, who, by bringing
his characteristic thoroughness, indefatigability, and unex-
ampled dexterity to bear on the subject, succeeded in
working out reliable methods for all the ordinary useful
metals. His modes of assaying for cobalt and nickel more
especially quickly found favour with metallurgists, because
they were more exact than the tlien known corresponding
methods of " wet-way" analysis, and required a less number
of hours than the latter required of days for their execu-
tion. Our analytical methods for the determination of
cobalt have since become far more perfect but no less
troublesome, and to the present day Plattner's nickel-assay
is the most precise method for the estimation of this metal
in complex mixtures.
Plattner, while working at this specialty of his own, at
the same time overhauled the entire field of qualitative
blowpipe assaying, and ultimately summed up the whole
of his vast experience in his Probirkunst mit dem Lothrohr,
which soon became, and to the present day ranks as, the
standard book on the subject. Since its first publication
in 1835 the work has gone through four editions, apart
from two independent English translations.
With all his high and recognized distinction in his own
Bpecialty, Plattner most keenly felt that his scientific
education in Freiberg had been somewhat one-sided ; and
in 18.39 he left his post and family to work for a year in
Hcinrich Piose's laboratory in Berlin, and supplement his
knowledge of modern methods of chemical analysis.
While there as a student he at the same time acted as a
teacher in his branch, and won the lasting friendship of a
number of distinguished scientific men. On his return
home in 1840 ho was raised to tlifi rank of assessor at the
Government board of mining and metallurgy, and made
chief of the royal department of assaying. In 1842 ho
was deputed to complete a course of lectures on metallurgy
in the Bergakademie which had been commenced by
Lampadius ; and he subsequently became Lampadius's suc-
cessor as professor of that branch, and for the then newly
instituted course of blowpipe-assaying. In addition to
these functions he instituted, in 1851, a special course on
the metallurgy of iron. He -continued lecturing in the
academy as long as ho was able,— until the session of
1856-57. It was during this period of professorial
activity that he made the extensive studies and experi-
mental researches w'hich form the basis of his work
Die metallurgischen Roatprocesse theoretisch belrachlet
(Freiberg, 185G). His well-known Vorhsungen tiler
nll(/emeine Iliittevkunrh (vol. i. and ii., Freiberg, 18G0) is
» DOsthumous publication edited by Prof. Thomas Ricbter.
in addition to these great works (and the Prolirhmsf)
Plattner published (in Erdmann's Journal and in 8dnoeig-
ger's Journal and elsewhere) numerous memoirs on metal-
lurgical or mineralogical subjects, regarding which we
must confine ourselves to saying that they mark him as
an investigator of rare diligence and power. How he
found time for all his original work is difficult to say ;
it certainly did not cause him to neglect his students.
He attended to them in the most conscientious and effi-
cient manner, as hundreds of his pupils all over the world
can testify. His marked success as a teacher was no
doubt owing greatly to his high personal qualities, — his
cheerful, untiring, unselfish devotion to duty, his kind-
liness of heart and manner, his freedom from all rant and
morbid ambition. The latter years of his life were
embittered by intense suffering. After a long period of
lingering illness he succumbed to a disease of the brain.
PLATTSBURGH, a viUage and township of the United
States, the shire-town of Clinton county, New York, and
the port of entry of Champlain customs district, lies on
the west side of Lake Champlain at the mouth of the
Saranac. By rail it is 168 miles north of Albany and 73
south-south-east of Montreal (Canada). A branch line runs
20 miles south-west to Au Sable and forms a favourite
route to the Adirondacks, and the Chateaugay Railroad runs
34 miles west by north to Lyon Mountain, where there are
extensive iron mines. Plattsburgh contains county build-
ings and court-house, a custom-hou^u, a high school, and
a small public library. It has nail and waggon factories,
flour-mills, saw-mills, an iron furnace, machine shops, and
a large sewing-machine manufactory. It is a garrison town
of the United States army, with extensive barracks about
a mile south of the village. The value of the imports and
exports of the district for the year ending June 30th 1884
was $3,169,780 and $1,319,422 ; and 1279 vessels entered
from Canada, while 1179 cleared. The aggregate burthen
of the vessels belonging to the district was 57,477 tons^
In 1870 the township had 8414 inhabitants, the village
5139 ; in 1880 the figures were 8283 and 5245.
Plattsburgh dates from 1785. It has twice been destroyed by fire
(1849 and 1867). In 1812 it became the hcadriuarters of the L'.S.
army on the northern frontier; and in Suptcmber 1814 it was
renilered famous through the capture of the liritish flotilla under
Commodore Downie by the Uiiittd States flotilla under Commodore
Macdonougb, and the con'iequent retreat across the Saranac of Sir
George Prevost, who had been attacking the village with a powerful
army. Downie and fifteen other oflicers of the contending forces aro
buiiod in Plattsburgh cemetery.
PLATYHEL5IINTHES. See Planarians and Tape-
worms.
PLATYPUS. The Duck-billed Platypus {Platypus
anatitms) was the name assigned to one of the most
remarkable of known animals by Shaw, who had the good
fortune to introduce it to the notice of the scientific world
in the Naturalist's Miscellany (vol. x., 1799). In the fol-
lowing year it was independently described by Blumenbac^
{Voigis Magazin, ii. p. 205) under the name of Ornitho^
rhynchus paradoxus. Shaw's generic name, although
having priority to that of Blumonbach, could not be
retained, as it had been used at a still earlier time (1793)
by Herbst for a genus of Coleoptera. Ornithnrhynrhus is
therefore now universally adopted as the scientific designa-
tion, although Duck-billed Platypus may bo conveniently
retained as a vernacular appellation. By the colonists it
is called "Water-Mole," but its affinities with the true
moles are of the slightest and most superficial description.
The anatomical differences by which the plotypus, and
its only ally the echidna, aro separated from all other
mammals, so as to form a distinct subclass with relation-
ship to the inferior vcrtebroted classes, have been de8cribcd|
in the article Mammalia (vol xv. pp. 371 and 377), wher^
»214
PLATYPUS
also will be found the main distinctive cliaracters of the
two existing representatives of the group. It is there
stated that the early stages of the development of the
young are not yet fully known ; in fact this was till very
recently one of the most interesting problems in zoology to
La solved. It has bo^n repeatedly affirmed, in some cases
by persons wlro have had actual opportunities of observa-
tion, that the platypus lays eggs; but these statements have
been generally received with scepticism and even denial.
This much-vexed question has, however, been settled
by the researches of Mr W. H. Caldwell (1884), who has
found that these animals, although undoubtedly mammals
throughout the greater part of their structure, are ovipar-
ous, laying eggs, which in the manner of their development
bear a close resemblance to the development of those of the
[ReptUia. Two eggs are produced at a time, each measuring
about three-fourths of an inch in its long and half an inch in
its short axis, and enclosed in a strong, flexible, white shell.
The platypus is pretty geiierally distributed in situa-
^tions suitable to its aquatic habits throughout the island
of Tasmania and the southern and eastern portions of
Australia. Slight variations in the colouring and size of
different individuals have given rise to the idea that .more
Platypus. From Gould's Mammah of Australia,
t^an one species may exist ; but all naturalists who haVe]
had the opportunity of investigating this question by the
aid of a good series of specimens have come to the con-
clusion that there is but one; and no traces of any extinct
allied forms have yet been discovered.
The length of the animal when full grown is from 18
to 20 inches from the extremity of the beak to the end of
the tail, the male being slightly larger than the female.
The fur is short, dense, and rather- soft to the touch, and
composed of an extremely fine and close under-fur, and of
longer hairs which project beyond this, each of which
is very slender at the base, and expanded, flattened, and
glossy towards the free end. The general colour is deep
brown, but paler on the under parts. The tail is short,
broad, and depressed, and covered with coarse hairs, which
in old animals generally become worn off from the under
surface. The eyes are small and brown. There is no pro-
Ejting pinna or ear-conch. The mouth, as is well known,
ars a striking resemblance to the bill of a- duck. It is
vered with a naked skin, a strong fold of which projects
outwards around its base The nostrils are situated near
the extremity of the upper surface. There are no true
teeth, but their purposes are served bjjiorny prominences,
two on each side of each jaw, — those in the front narrow,
longitudinal, sharp-edged ridges, and those behind broad,
flattened, and molariform. The upper surface of the
lateral edges of the mandible has also a number of parallel
fine transverse ridges, like those on the bill of a duck. In
the cheeks are tolerably capacious pouches, which appear
to be used as receptacles for food.
The limbs are strong and very short, each with five well-
developed toes provided with strong claws. In the fore
feet the web not only fills the interspaces between the
toes, but extends considerably beyond the ends of the
long, broad, and somewhat flattened nails, giving great
expanse to the foot when used for swimming, though
capable of being folded back on the palm when the
animal is burrowing or walking on the land. On the hind
foot the nails are long, curved, and- pointed, and the web
extends only to their base. On the heel of the male is a
strong, curved, sharply pointed, movable horny spur,
directed upwards and backwards, attached by its expanded
base to the accessory bone of the tarsus. This spur,
which attains the length of nearly an inch, is traversed by
a minute canal, terminating in a fine longitudinal slit
near the point, and connected at its base with the duct
of a large gland situated at the back part of the thigh.
The whole apparatus is so exactly analogous in structure
to the poison gland and tooth of a venomous snake
as to suggest a similar function, but evidence that the
platypus ever employs its spur as an offensive weapon
has, at all events until lately, been wanting. A case is,
however, related by Mr Spicer in the Proceedings of the
Royal Society of Tasmania for 1876 (p. 162) of a captured
platypus inflicting a severe wound by a powerful lateral
and inward movement of the hind legs, which wound was
followed by symptoms of active local poisoning. It is not
improbable that both the inclination to use the weapon
and the activity of the secretion of the gland may be
limited to the breeding season, and that their purpose may
be, like that of the antlers of deer and many similai
organs, for combat among the males. In the young of
both sexes the spur is present in a rudimentary condition,
but it disappears in the adult females.
' The platypus is aquatic in its habits, passing most of
its time in the water or close to the margin of lakes and
streams, swimming and diving with the greatest ease, and
forming for the purpose of sleeping and breeding deep
burrows in the banks, which generally have two orifices,
one just above the water level, concealed among long
grasses and leaves, and the other below the surface. The
passage at first runs obliquely upwards in the bank, some-
times to a distance of as much as 50 feet, and expands at
its termination into a cavity, the floor of which is lined
with dried grass and leaves, and in which the eggs are
laid and the young brought up. Their food consists of
aquatic insects, small crustaceans, and worms, which are
caught under water, the sand and small stones at the
bottom being turned over with their' bills to find them^
They appear at first to deposit what they have thus col-
lected in their cheek pouches, and when these are filled
they rise to the surface and quietly triturate their meal
with the borpy teeth before swallowing it. Swimming
is effected chieHv by the action of the broad forepaws,-
the hind feet and tail taking little share ia locomotion
in the water. When asleep they roll themselves into
a 'ball, as shown in the figure, in their native haunts
they are .extremely timid and wary, and vfei*7 difficult to
approach, being rarely seen out of their burrows \ii the
daytime. Mr A. B. Crowther, who has supplemented the
often quoted observations of Dr George Bennett upon the
habits of these animals in confinement, says, " They soon
become very tame in captivity ; in a few days the jfouns
P L A — P L A
21 ^
ones appeared to recognize a call, swimming rapidly to
the hand paddling the water ; and it is curious to see their
attempts to procure a worm enclosed in the hand, which
bhey greedily take when offered to them. I have noticed
tliat they appear to be able to smell whether or not a
worm is contained in the closed hand to vhich they swim,
tor they desisted from their efforts if an empty fist was
offered." When irritated they utter a soft low growl, re-
sembling that of a puppj-". (w. h. F.)
PLADEN, a busy manufacturing town of Saxony, in the
government district of Zwickau, is situated on the Elster,
60 miles to the south of Leipsic. It was formerly the
capital of the Voigtland, a territory governed directly by
the imperial voigts or bailiffs, and this name still clings
in popular speech to the hilly manufacturing district in
which it lies. The most prominent buildings are the fine
Gothic church of St John, the town-house (about 1550),
the new post-office, and the loftily-situated old castle of
Hradschin, now occupied by a law court. Plauen is now
the chief place in Germany for the manufacture of em-
broidered white goods of all kinds, and for the finishing of
■woven cotton fabrics. Dyeing, tanning, bleaching, and
the making of paper and machinery are also prosecuted ;
and an active trade is carried on in these various industrial
products. In 1880 the town contained 35,078 inhabitaAts
and in 1884 above 40,000, almost all Protest?." *-•
As indicated by tne name oT tlie casfle, Plauen was proBably
founded by the Slavs, after whose e.xpulsion it was goveint'd directly
by the imiierial baililfs. In 1827 it became a Bolieniian fief, but
X>asscd ii}to tlie possession of Saxony in 1166 and remained per-
manently united to it from 1569 onwards. The manufacture of
white goods was introduced by Swabian or Swiss immigrants about
1570, and since then the prosperity of the town has been great,
in spite of the storms of tlio Thirty Years' and Seven Years' Wars.
The advance of Plauen has been especially rapid since its incor-
poration in the ZoUverein.
PLAUTUS, T. Maocius, was the greatest comic and
dramatic genius of Rome, and 'still ranks among the
great comic dramatists of the world. While the other
creators of Roman literature, Naevius, Ennius, Lucilius, &c.,
are known to us only in fragments, we still possess twenty
plays of Plautus. A few of them are incomplete, and in
fome cases they show traces of later interpolations, but
they have reached us in the main as they were written by
him in the end of the 3d and the beginning of the 2d cen-
tury B.C. ' At the date of his birth Roman literature may be
said to have been non existent. When he died the Latin
language had developed its full capacities as an organ of
social intercourse and familiar speech, and the litera-
ture of the world had been enriched by a large number of
adaptations from the New Comedy of Athens, animated by
the new life of ancicut Italy and vivified by the genius
and robust human nature of their author ; and those
have been the chief means of transmitting the traditions
of the ancient drama to modern times. The maturity
which comedy attained in a single generation affords a
remarkable contrast to the slow processes by which tho
higher forms of Roman poetical and prose literature were
brought to perfection. It may bo explained partly by tho
existence, for some generations before the formal begin-
ning of literature at Rome, of the dramatic and musical
medleys ("saturM impletai modis") wliich in their allu-
sions to current events and their spirit of banter must
have had a considerable affinity with tho dialogue of
Plautus, and partly to the diffusion of the Latin language,
as the organ of practical business among the urban com-
munities of Italy. But much also was due to tho indivi-
dual genius and the command over their native idiom
possessed by the two oldest of the genuine creators of
Roman literature, Nievius and Plautus.
. A question might be raised aa to whether Plautus or
his younger contemporary Ennius was the most charactei
istic representative of the national literature of their time;
Ennius certainly exercised a much more important influ-
ence on its subsequent development. He arrested tho
tendency imparted to that development by Ka2vius and
Plautus. He made literature the organ of the serious
spirit and imperial ambition of the Roman aristocracy,
while the genius of Plautus appealed to the taste and
temperament of the mass of the people, at a time when
they were animated by the spirit of enjoyment and com-
paratively indifferent to political questions. The ascend-
ency of the aristocracy in public affairs for two generations
after the end of the Second Punic War determined the
ascendency of Ennius in Roman literature ; and it may be
admitted that, if the genius of Plautus and of Ennius could
not work harmoniously together, it was best that that of
the younger poet, as representative of the truer genius of
Rome, should prevail. The popularity of Plautus was
greatest in his own time and in the generation succeeding
him, but his plays still continued to be acted with
applause till the age of Cicero, and he was greatly admired
both by Cicero and by the man among his contemporaries
who, both from his learning and taste, retained most of the
antique spirit, Varro. The literary taste of the Augustan
age and of the first century of the empire was adverse to
him ; but the archaic revival in the latter part of the 2d
century of our era brought him again into favour, with the
result of securing the preservation of his works through
mediaeval times and their revival with great acceptance at
the Renaissance. That his original popularity was due to
genuine gifts of humour and genuine power in represent-
ing human life is clear from their reception by a world so
much altered from that in which he himself had played
his part. And if his influence was not felt like that
of Ennius in determining the form and spirit of the litera-
ture of his country, it was not without effect on the two
greatest dramatists of modern times, Shakespeare and
Molifere.
The' few facts known of his life rest on the authority of
Cicero, of Aulus Gellius, and of Jerome in his continuation
of the,Eusebian Chronitk. He was born in the earlier
half of the 3d century B.C., and died at an advanced age in
the year 184 B.C. He was a native of Sarsina in Umbria.'
His first employment was in some way connected with the
stage " in operis artificum scenicorum." He saved money
in this employment, engaged in foreign trade, and return-
ing to Rome in absolute poverty was reduced to work as a
hired servant in a mill ; and then for the first time ho
began to write comedies. The earliest allusion to any
contemporary event which wo find in any of his plays is
that in tho Miles Gloriosus (1. 212-3) to the imprisonment
of Neevius, which happened about the )-ear 207 B.C. Tho
Cistellaria and Slichus were apparently written immcdi-'
atoly after the end of the Second Punic War. The last
ten years of his life were the most productive, and tho
greater number of his extant comedies belong to that
period. They do not seem to havo been published as
literary works during his lifetime, but to havo been left
in possession of the players, to whom the interpolations
and some other unimjtortant changes arc to be ascribed.
The prologues to tho I'lays, with three or four exceptions,'
belong to the generation after his death. In a later ago
the pJays of many contemporary playwrights were attri-
buted to him. Twcntyono were accepted by Varro aa
undoubtedly genuine, and of these wo possess twenty
nearly complete, and fragments of anotlicr, the Vidularia!
Other nineteen Varro regarded oa probably genuine, anj
the titles of some of them, e.g., Salurio, Addidns, Com-
morientes, are also known to us.
Wo get the impression from his works and from aneieut
210"
P I..A U T U S
criticisms -on them" that he was, in his latter years, a
i-apid and productive writer, more concerned _ with the
immediate success of his works than with their literary
perfection.! Yet he shows that he took pride and ple,isure
in his art (Bacch., 214), and Cicero testifies especially to
the gratificati.on which he derived from two works of his
old age, the Psetidoiiis and Trucukntus (De Seiuc, li).
We get further the impression of a man of strong animal
spirits and of large intercourse with the world, especially
with the trading and middle classes. We find rio indication
of familiarity with the manners, tastes, or ideas of the
governing aristocracy. The story told of his unsuccessful
inercantile speculations might seem to derive confirmation
from the " flavour of the sea " and the spirit of adventure
present in many of his plays, from his frequent colloquial
use of Greek phrases, and from indications of familiarity
fwith the sights, manners, and pleasures of the Greek cities
ion the Mediterranean. He has many allusions to works
»f art, to the stories of Greek mythology, and to the sub-
jects of Greek tragedies ; and he tried to enrich the native
■voeahulary with a ccmsiderable number of Greek words
which did not maintain their place in the language. The
knowledge of these subjects which he betrays, and his
copious use of Greek words and phrases, seem to be the
result rather of active and varied intercourse with contem-
Jiorary Greeks than of the study of books.
i Like all the old Eoman dramatists, he borrows his plots,
incidents, scaines, characters, and probably the outlines of
]his dialogue from the authors of the new comedy of
Athens, — Diphilus, Philemon, Menander, and others. But
he treated his borrowed materials with much more freedom
tind originality than the only other dramatist of whom
\ve possess complete pieces — Terence. A note of this dif-
ference appears in the fact that the titles of all the plays
of Terence are Greek, while those of Plautus are nearly
all Latin. We find a much greater range and variety
In the scenes and incidents introduced by Plautus, and
>uuch greater divergence from a conventional type in bb
characters. But it is especially on his dialogue and
Ijis metrical soliloquies that his originality is stamped.
Though all the personages of his plays are supposed to be
Greeks, living in tJreek towns, they constantly speak as if
they were Eomans living in the heart of Rome. Frequent
mention is made of towns in Italy, of streets, gates, and
markets in Rome itself, of Roman magistrates and of
^heir duties, of the business of the law-courts, the comitia,
and the senate, ire. We constantly meet with Roman
formulre, expressions of courtesy, proverbs, and the like.
While avoiding all direct reference to politics, he fre-
quently alludes to recent events in Roman history, and to
Jaws of recent enactment. Although he maintains and
Beems to inculcate an attitude of political indifference, he
is not altogether indifferent to social conditions, and in
juore than one of his plays comments on the growing
estrangement between the rich and poor, as an element of
ganger to the state. Still he writes neither as a political
por as a social satirist, but simply with the wish to represent
the humours of human life and to amuse the people in
their holiday mood.
His independence of his originals, in regard to expres-
kion, is further shown by the puns and plays on words,
the alliterations, assonances, &c.,' which do not admit of
being reproduced in translation from one language to
another ; in the metaphors taken from Roman military
operations, business transactions, and the trade of various
irtisans ; and in his profuse use of term.s of endearment
find vituperation, characteristic of the vivacity of the
Italian temperament in modern as in ancient times. But
in nothing is his difference from Terence, and presum-
'•"Securus cadat au recto stet fa'bula talo."— Hor. £/>. u. J, 17o.
ably from the originals which they both followed, mors
decided than in his large use of lyrical monologue, or
" cantica," alternating with the ordinary dialogue in much
the same way as the choral odes do in the old Greek
comedy. These one may conjecture to have been a partial
survival of passages in the old dramatic saturx, which
were repeated to a musical accompaniment. In the
naivete of the reflexions which they contain, and the pro.
lixity with which the thought is worked out, we recognize
the earliest effort of the Roman mind applied to reflexion
on life, and no reproduction of any phase of the Greek
mind to which the expression of such reflexion had been
familiar for generations.
lu the diction of Plautus accoromgly we may consider
that we have a thorough reflexion of his own mind, antl
ail important witness of Roman "life and thought in his
time. The characters in his plays are the stock characters
of the New Comedy of Athens, the " fallax servus," the
" leno insidiosus," the " meretrix blanda," the " parasitus
edart," the "amans ephebus," the "pater attentus," <fec.
We n.ay miss the finer insight into humau nature and the
delicate touch in drawing character which Terence pre-
sents to us in his copies from Menander, but there is
wonderful life and vigour, and considerable variety in the
embodiment of these different types by Plautus. The
characters of Ballio and Pseudolus, of Euclio in the
Auhdaria, of the two Mena;chmi, and of many others
have a real individuality, which shows that in reproducing
Greek originals Plautus thoroughly realized them and
animated them with the strong human nature of which he
himself possessed so large a share. For his plots and
incidents he has been much more indebted to his originals.
There is a considerable sameness in many of them. A
large number turn upon what are called " frustrationes "
— tricks by which the slave who plays the principal part
in the comedy succeeds in extracting either from the
father of his young master or from some other victim a
sum of money to aid his master in his love affairs. But
Plautus, if not more original, is more varied than Terence
in his choice of plots. In some of them the passion of
love plays either no part or a subordinate one. He also
varies his scenes much more than Terence. Thus in some
of his plays we find ourselves at Epidamnus, at Ephesus,
at Cyrene, and not always in Athens.
The following is a list of the comedies according to their nsnai
ariaugement, which is nearly, but not strictly alphabetical:—!
Amphitruo, Asbmria, Aulalaria, CajHivi, CuixuUo, Otsinn,
Cistcllaria, E/iidicus, BruchUlcs, McstcHaria, ilcnirclimi, i'ilii
G/oriosiis, Mercalor, PscadoUis, Pcruulns, Pcrsn, linden^, Slirhiis,
Trinummus, Trucuhnlns. Of these the most generally read, ami
on the whole the most interesting, are the Aiiliilnrin, Capliii,
Mcnxchmi, Mihs Ghriosus^ Mostctlarift^ Puctidohts, Jittdcns^ and
Trinummus. Besides these the Amjihili-uo, Bucchidcs, and Slichiis
(although the last two are incomplete) are of special interest.
The Amphitruo is altogetlicr cxeeiitional, and gives, perhaps, as
liigh an idea both of the comic and of the imaginative power of
tlie author as any of the others. Tlie interest attaching to it is
enhanced by the fact that it has been imitated both by Jlolieroancj
Dryden, that attaching to the A ulularia by its having suggested the
subject of L'Avarcot the French dramatist, and to t\\c Mnia-chmi
by the reappearance of its principal motive in the Comedy of Errors
of Shakespiare. Tlie Ccipliii was characterized by Lessing as the
best constructed drama in existence. It may be classed with thq
Rudctis as ajipealing to a higher and purer class of feelings, and as
coming nearer to the province- of serio\is poetry, than any othci
extant specimens of Latin comedy. The Auhdaria and Trinuin^
vuts may be mentioned along with tlieso as bringing us into
contact with characters more estimable and attractive than thos^
in the great majority of the other pieces.
While there are abundant good seiisc aud good hnmour in the
comedies of Plautus, and occasional touclics of pathos and elcvatei)
feeling in one or two of them, there is no trace of any serious
purpose behind his humorous scenes and represent.ations o|
character. He presents a remarkable exception to the didactic;
and moralizing spirit which appears in most of the leading repie-
tcntiitives of P.c::-in literature. He is to be judged on the claim
P L A — P L E
217
which is put fonvurd in the epitaph which in ancitnt times was
attributed to Iiimself : —
" Postquam est mortem flptus Tlautus, comccdia luget,
ycflena tst dcscrta, dfin lisus, lutlu' jocusQue,
Et numeil innumcri simiU oinnes conlacrumarunl."!
He has not the more subtle and penetrating irony which wo
recognize in Terence, iu Horace, and in Fetronius; still less can wc
attribute to him the " rigidi censura cachinni" which accompanied
and inspired the humorous fancies of Lucilius and Juvenah But
among all the ancient humorists, with the exception of Aristo-
phanes, ho must have had the power of immediately provoking the
heartiest and broadest mirth and laughter. He was too careless in
the construction of his plots to be a finished dramatic artist. He
was apparently more popular among the mass of his countrymen
than any Koman author of any age ; but to bo thoroughly popular
he had to satisfy the tastes of an audience accustomed to the
indigenous farces of Italy. This is the defect, according to the
judgment of educated critics in tho Augustau age, which Horace
indicates in the line
"Quantus ait Dosgennus cdacibus in parasitls."
But he had the most wonderful power of dramatic expression of
feeling, fancy, and character by means of action, rhythm, and
language. In the line in which Horace expresses the more favour-
able criticism of his time, —
"Plautus ad exemplar Siculi propcrare Epicharml," —
the term propcrare expresses . the vivacity of gesture, dialogue,
declamation, and recitative in which the plays of Plautus never
fail, and which must have made them admirable vehicles for tlie
art of the actor. The lyrical recitative occupies a much larger
place in his comedies tlian in those of Terence, and in them he
shows the true poetical gift of adapting and varying his metres in
accordance with the moods and fancies of his characters. But the
gift for which he is pre-eminent above almost every other Roman
author is the vigour and exuberant flow of his language. No other
Vyriter enables us to feel the life and force of the Latin idiom, un-
disguised by the mannerisms of a literary style, in the same degree.
Among the masters of expression in which the prose and poetical
literature of Rome abounds, none was more prodigally gifted than
Plautus, and this gift of expression was the accompaniment of tho
exuberant creativeness of his fancy and of the strong vitality and
lively social nature which was the endowment of tho race to which
he belonged.
Ill the beginning of tlie 1.5tli century only the first eight play9(from Anphitruo
to Kpidicui) were in clrculatiim. The other twelve were recovered in the course
of that century, and two new manusciipts, one of them containing the wlioio
twenty, were discovered in the following century. The Ambrosian palimpsest,
discovered in 1815, has been recognized tis (he moat trustworthy text for tliose
pl«y3 which it preserves, and it is on this that the critical labours of Ritsciil liave
been based. His great ciltleal edition is being continued by his pupils G, Loewe,
G. Gotz, Fr. Schoell. An edition of the plays with a commentary by Professor
L'ssing of Copenhagen is now nearly complete. The most useful editions of
separate plays arc those of Lorenz and IJrix. (W, Y. S.)
PLAYFMK, John (1748-1819), mathematician and
physicist, was born at Bcnvio, Forfarshire, whare his father
was parish minister, on March 10, 1748. He was
educated at homo until the age of fourteen, when he
entered the university of St Andrews. Ability for scien-
tific studies must have appeared very early with him, for
while yet a student he was selected to teach natural
philosophy during the occasional absence of the professor.
In 1766, when only eighteen, he was candidate for tho
chair of mathematics in Marischal College, Aberdeen, and,
although he was unsuccessful, his claims were admitted to
be high. Six years later he made application for the chair
of natural philosophy in his own university, but again
without success, and in 1773 he was offered and accepted
the living of the united parishes of Liff and Bcnvie, vacant
by the death of his father. He continued, however, to
carry on his mathematical and physical studies, and in
1782 he resigned his charge in order to become the tutor
of Ferguson of Raith. By this arrangement ho was able
to be frequently in Edinburgh, and, to cultivate tho
literary and scientific society for which it was at that time
specially distinguished ; and through Maskelync, whoso
acquaintance ho had first made in the course of the cele-
brated Schiehallion experiments in 1774, be also gained
access to the scientific circles of London. In 1785 when
Dugald Stewart succeeded Ferguson in the Edinburgh chair
' " After Plautus died, comedy mourns, tho stago is deserted, then
laughter, mirth, and jest, and his numbcrlcas numbers all wept in
1!J— If
of moral philosophy, Playtair succeeded the former in that
of mathematics. In 1802 he published a volume entitled
Illmtratiom of the Iluttonian Theory of the Earth, and in
1805 he exchanged the chair of mathematics for that of
natural philosophy in succession to Robison, whom also he
succeeded as general secretary to the Royal Society of
Edinburgh. He took a prominent part, on the liberal
side, in the ecclesiastical controversy which arose in con-
nexion with Leslie's appointment to the post he had vacated,'
and published a satirical Letter (1806) which was greatly
admired by his friends. His election as a fellow of the
Royal Society took place in 1807. In 1815, after the
establishment of a European peace, he made a journey
through France and Switzerland to Italy, and remained
abroad for nearly eighteen months, interesting himself
chiefly in the geology and mineralogy of the districts he
visited. After a few years of gradually failing health he
died on July 19, 1819.
A collected edition of Playfair's works, with a memoir by James
G. Playfair, appeared at Edinburgh in 4 vols. 8vo. His writings
include a number of essays contributed to the Edinburgh Review
from 1S04 onwards, various papers in the Phil. Trans, (including his
earliest publication " On the Arithmetic of Impossible Quantities,"
1779, and an " Account of the Lithological Survey of Schehallion "
1811) and in the Transactions of the Royal Society of Edinburgh
("On the Causes which affect the Accuracy of Barometrical
Measurement," &c. ), also tho articles "jEpinus" and "Physical
Astronomy," and a "Dissertation on the Progress of Mathematical
and Physical Science since the Revival of Learning in lEurope," iu
the Encyclopaedia, BrUannica (Supplement to fourth, fifth, and,
sixth editions). His Elements of Geometry first appeared in 1795
and have passed through many editions ; his Outlines of Natural
Philosophy (2 vols., 1812-16) consist of the propositions and
formulae which were the basis of his class lectures. Playfair's con-
tributions to pure mathematics were not considerable, his paper
"On the Arithmetic of Impossible Quantities," that "On the Causes
which affect the Accuracy of Barometrical Measurements," and his
Elements of Geometry, all already referred to, being the most im»
^ortant. As a mathematician simply ho was far inferior to the
first two Gregorys, to Colin Maclaurin, and even to Matthew,
Stewart. He was, however, a man of great general ability and was,
conspicuous for a calm intellect. His scientific style was a model
of clearness, and his Illustrations of the Huttonian Theory of thi
Earth attained great popularity through its literary merits. His
lives of Matthew Stewart, Hutton, Robison, many of his reviews,
and above all his "Dissertation" are of the utmost value. The
English mathematicians of his day professed unlimited admiration
of Newton, but few of them were found able to wield his weapons,
and the majority had come simply to rest under the shadow of
that great man ; to Playfair belongs the credit of having been ono
of the first to diCTuse among his countrj'mcn a knowledge of the
substantial progress. which the infinitesimal calculus had been
making in tho hands of the Continental analysts.
PLEADING, in law, denotes in civil procedure the
statement in legal form of tho grounds on which a party
to an action claims the decision of the court in his favour,
in criminal procedure the accusation of the prosecutor or
the answer of the accused. The term " pleadings " is used
for tho collected whole of the statements of both parties,
the term " pleading " for each separate [lart of the plead-
ings. A pleading maybe tho statement of cither party; a
" plea" is (except in Scots and ecclesiastical law) confined
to the defence made by an accused person. To " plead "
is to frame a pleading or plea.
All systems of law agree in making it necessory to bring
the grounds of a claim or defence before tho court in a
more or less technical form. In Roman law tho action
passed through three stages (see Action), and tho manner
of pleading changed with tho action. In tho" earliest
historical jicriod, that of tho hgis actioncf, the plcadinga
were verbal, and raado in court by the parties thomselvci,
the proceedings imitating as far as possible the natural
conduct of persons who had been disputing, but who
suffered their quarrel to be appeased (Elaine, Ancient Law,
ch. X.). Though pleadings wore probably not couched in
technical language originally, this soon became a necessity.
218
PLEADING
and was regarded as so important that, as Gaius tells us,
the party who made even the most trifling mistake would
lose his suit. This excessive reverence for formality is a
universal characteristic of archaic law. Its probable
explanation is to be found in the weakness of the execu-
tive. In the second period, that of the procedure by
formulx, the issue which the judex decided was made up
Jjy the prxlor in writing from the statements of the parties
before him. The formula was a short summary of the
facts in dispute in technical language, with instructions to
'ithe judex. The part of the formula which contained the
iplaintiS's claim was called the inte-Uio. Any equitable
defence in iheformida was set up by means of an exceptio,
which was either peremptory, denying the right of the
■plaintiff to recover at all, or dilatory, denying only that
the action could be brought at the time or by the parti-
cular plaintiff. The plaintiff might meet the exceptio with
a replicalio, the defendant on his side might set up a
duplicatio, and the plaintiff might traverse the duplicatio
by a triplicatio. The parties might proceed even further,
but beyond this point the pleadings had no special names.
Actions ho7ise fidei implied every exceptio that could be
set up ; in other actions the exceptio must be specially
I)leaded. From the formida the judex derived his whole
authority, and he was liable to an action for exceeding it.
He could not amend Van formida; that could only be done
by the prxtor. In the third period the formula did not
exist, the plaintiff's claim appeared in the summons
{libellus conventionis), and the defendant might take any
defence that he plea.sed, all actions being placed on the
footing of actions bonx fidei. The issue to be tried was
determined by the judge from the oral statements of the
parties. In criminal procedure the indictment (inscriptio
or libellus accusatiohis) was usually in writing, and con-
tained a formal statement of the offence. In some cabes
oral accusations were allowed. The pleading of the accused
seems to have been informal.
The development of the system of pleading in Roman
and English law proceeded upon very similar lines. It is
possible that tlie English system was directly based upon
the Roman. Bracton (temp. Henry III.) uses many of the
Roman technical terms. Pleading was oral as late as the
reign of Henry VIII., but in the reign of Edward III.
pleadings began to be drawn up in writing, perhaps at first
more for the purpose of entry on the court records than of
the instruction of the court (see 2 Reeves, History of
Earjiish Law, 398). Tlie French language was used up to
36 Edvv. III. St. 1, c. 15, after which English was used
for oral pleading, but Latin for enrolment. Latin was
the language of written pleadings at common law until 4
Geo. II. c. 2G.1 Such terms as declaration, ansiver,
replication are survivals of the oral period. It is no doubt
from the circumstance of pleading having been originally
oral that the word in the popular though not in the legal
BCnse is used for the oral conduct of the case by an
advocate." The period of the Roman formula has its
Analogue in the period of the original writ in England ^
The writ was at first a formal commission from the crown
to a judicial officer to do justice between the parties, the
claim being made by means of a count. The issue of the
iwrit was jxirt of the prerogative of the crown, unlimited
Until the Provisions of Oxford (1258) forbade the issue of
Ifresli writs (except writs de cursu) without the consent of
' tn Chancery tlio " English Bill," so calleil from its being iu tlio
Kiiglish langunge, Imd existed long liefore this time, — according to Mr
Bjience, as early as the reign of Heury V. [Eqmialle Jurisdiction,
Uol. i. p. 348).
' In France plaider and plaidoycr still bear this meaning.
,' The origin.al writ was so called to distingnisli it from the judicial
'writ, which was a part of the process of the court. The jntUcial writs
BliU exist, e.g., writs of certiorari or fieri facias.
the council. Gradually the writ came to absorb the count
and included the plaintiff's claim and sometimes the nature
of his evidence. The defendant pleaded to the writ. The
writ became the universal form of instituting proceedings
in the king's court, irrespective of the method of trial
which followed, and probably grew fixed in form about the
reign of Henry II. (see Bigelow, History of Procedure, ch.
iv.). At a later date the writ again tended to.approach its
earlier form and to split into two parts, the writ of
summons and the declaration or plaintiff's claim. The
writ of summons was addressed to the defendant, and not,
as the original writ, to a judicial officer. The pleadings
became the act of the party, difl'ering in this from Roman
law, in which they were a judicial act. The writs became
precedents for the forms of action, which, like the writs,
were limited in number. The plaintiff's claim was a sub-
stantial repetition of the writ. Modern legislation, in the
case of the specially indorsed writ of summons (see below),
practically returns to this ancient stage of law. In the
writ, as in the foi-mula, the slightest failure in form was
as a rule fatal. " The assigning of a writ of a particular
frame and scope to each particular cause of action, the
appropriating process of one kind to one action and of a.
different kind to another, these and the like distinctions
rendered proceedings very nice and complex, and made the
conduct of an action a matter of considerable difficulty")
(1 Reeves, Hist, of English Laiv, 147). Fines were levied
for mistakes in pleading, non-liability to which was some-
times granted by charter as a special privilege to favoured
towns. In both Roman and English law fictions, equity,'
and legislation came to mitigate the rigour of the law.
In England this result was largely attained by the framing
of the action of trespass on the case under the powers
of the Statute of Westminster the Second (13 Edw. I.'
Stat. 1, c. 24), and by the extension of the action of
assumpsit to non-feasance. To a less extent the same
difficulties were found in the period of special pleading *
which followed the writ period, owing to the particularity
with which the claim had to be set out and the narrow
powers of amendment possessed by the courts. .The
practical questions at issue were thrown into the shade by
questions of the proper way of stating them. Substantive
law could only be arrived at through the medium of adjec-
tive law. Special pleading became an art of the utmost
nicety, depending on numerous rules, some of Uiem highly
technical (see Goke upon Littleton, 303). Those who made
it their business to frame pleadings were called special
pleaders. They were not necessarily members of the bar,
but might be licensed to practise under the bar. Pleaders
under the bar still exist, but recent legislation has much
diminished their numbers and importance. Changes were
gradually introduced by a long series of statutes of which
the most important have been the Statutes of Jeofails,'
beginning as early as 14 Edw. III., c. 6, the Statutes of
Set-off, the Common Law Procedure' Acts, and the Judica-I
ture Acts. The advance has always been, as in Romari
law, in the direction of less formality. Up to 1875 the
system of pleading varied in the different courts which
now compose the High Court of Justice. In the Common
Law Courts the action was commenced by a declaration
(containing either special or common count%, or both com-'
bined). to which the 'defendant put in a plea or pleasj
The plea was either of the general issue, i.e., a bare denial (as
" Never Indebted" to an action of debt), or special, setting
out the facts with greater particularity. Pleas were also
peremptory or dilatory, names taken from' the Roman law. '
* The ingenuity of the pleader chiefly showing itself in framing
special as opposed to general picas, the term special pleading grew to
be nsed for the whole proceedings of which it was the most import>*<
piirt.
PLEADING
219
Hy tbe Common I,a\Y Proccilure Act, 1854, equitable j.lcas
miglit bo pleaded. To the defendant's plea the plaintiff
|>leaded a replication ; the defendant might follow with a
f^'oinder, tlio plaintiff with a surrejoinder^ >th( defendant
with a rebutter, the plaintiff with a sxirreoutter. Beyond
that point, which was seldom reached, the pleadini,-j had no
Mpecial names. Tho pleadings concluded with s, joinder of
issue. A copy of the pleadings constituted the record. Since
the Judicature Acts there has been no record, properly so
called, in civil cases, though it has not been expressly
abolished. Its place is supplied by copies of the pleadings
delivered for the use of tbe judge and of the officer enter-
ing the judgment under the Rules of the Supreme Court,
1883 (Ord. xxxvL r. 30; Ord. xli. r. 1). Either party
might demur at any stage of the pleadings (see Demdr-
eer). In certain cases the replication of the plaintiff pro-
ceeded by way of new assignment ; e.g., iu an action of
trespass to which justification was pleaded, the plaintiff
might complain of acts in excess of those covered by the
justification. In this case he was said to new assign, and
the defendant pleaded to the new assignment. In the
Court of Chancery the plaintiffs claim was contained in a
but (in certain matters of a public nature an information),
to which the defendant filed an answer on oath or a
demurrer or, more rarely, 2^leas, and the plaintiff a replica-
tion. Beyond the replication equity pleadings did not
extend, the place of further pleadings being supplied by
amendment. Urceptions (note again a Roman law term)
might be taken to the bill or answer on various grounds.
Equity pleadings, unlike common law pleadings, were
signed by counsel.^ In the High Court of Admiralty
the pleadings were called petition, aiisiver, reply, and
conclusion. In the Court of Probate they were called
declaration, plea, and replication, but tho procedure was
not tho same as that in use in the Common' Law
Courts. In all the courts a special case without plead'ngs
could by leave of the court be stated for the opinion of
the court.
The Judicature Act, 1873, introduced a uniform system
of pleading in tbe High Court of Justice. The practice is
now regulated by the Rules of the Supreme Court, 1883.
By Ord. xix. r. 4, " every pleading shall contain, and con-
tain only, a statement in a summary form of the material
facts on which the party-pleading relies for his claim or
defence, as the case may be, but not the evidence by which
they are to be proved, and shall, when necessary, be
divided into paragraphs, numbered consecutively. Dates,
sums, and numbers shall be expressed in figures and not
in words. Signature of counsel shall not be necessary ;
but where pleadings have been settled by counsel or a
special pleader they shall be signed by him, and if not so
settled they shall be signed by the solicitor or by tho party
if he sues or defends in person." Tlio term "pleading"
in the Judicature Acts includes a petition or summons, 3G
& 37 Vict. c. 66, § 100. From 1875 to 1883 the plaintiff
had in almost every case to deliver a .statement of claim.
But now no statement of claim is delivered where the
action is commeoped by a specially indorsed writ, or where
tho writ is not specially indorsed unless tho defendant
gives notice in writing that ho requires a statement of
claim to bo delivered.' Tho defendant presents his case in
a statement of defence, and may also set off or sot up by
way of counter-claim any right or claim against the plaintilt
whether sounding in damages or not. A counter-claim
' For tho pleaclin;j before 1S75 see Stephen on Pleading for tho
Common Law Courts, Story on Equity Pleading for tho Court of
Chancery, and tho articles Bill and Decl.uiation.
'■' A sjiecially indorscil writ may bo used in an action for a debt or
liquidated demand. Tho advautago of using it io tliat tho defendant
must obtain leave to defend the action by aJiowin;' to too sati^ifactioa
of a juJ^u tliat hn Ins reasouablo ;;foui)ds of dclonw.
may be made against tho plaintiff and a tliird party. Tu
a statement of defence or counter-claim the plaintiff or
third party delivers a repli/. No pleading other than a
joinder of issue can be pleaded after reply except by leave
of the court or a judge. Both the parties and the court
or a judge have large powers of amending the pleadings.
Issues are in certain cases settled by the court or a judge.
Demurrers are abolished, and a party is now entitled to
raise by his pleading any point of law. Forms of plead-
ings are given in Appendices C, D, and E to the Rules of
1883. In actions for damages by collision between ships,
a document called a preliminary act (before the Judii-<v-
ture Act peculiar to tho Court of Admiralty) must bo
filed, containing details as to the time and place of collision,
the speed, tide, lights, ikc. The case may be tried on the
preliminary act. without pleadings. In all actions such
ground of defence or reply as if not raised would bo likely
to take the opposite party by surprise, or would raise
issues of fact not arising out of the preceding pleadings,
must be specially pleaded. Such are compulsory pilotage,
fraud, the Statute of Limitations, the Statute of Frauds.
The pleadings in rejylevin and petition of right are governed
by special rules. To courts other than the High Courts
of Justice the Judicature Acts do not apply. In" some
courts, however, such as the Chancery of the County Pala-
tine of Lancaster and the Court of Passage of the City of
Liverpool, the rules of pleading used in the High Court
have been adopted with the necessary modifications. In
the Mayor's Court of London the common law pleading,
as it existed before the Judicature Acts, is still in use. In
the ecclesiastical courts the statements of the parties are
called generally pleas. The statement of the plaintiff in
civil suits is calk I a libel, of the promoter in criminal
suits articles. Every subsequent plea is called an allega-
tion. To the responsive allegation of the defendant tho
promoter may plead a counter-allegation. The cause is
concluded when the parties renounce any further allega-
tion. In the Divorce Court the pleadings are named
petition, ansioer, replication. In that court and in tho
ecclesiastical courts there exists in addition a more short
and summary mode of pleading called an act on petition.
In tho county courts proceedings are commenced by a
plaint, followed by an ordinary or default summons. No
further pleadings are necessary, but the defendant cannot
set Up certain special defences, such as set-off or infancy,
without tho consent of tho plaintiff, unless after notice in
writing of his intention to sot up the special defence.
Tho pleading in English criminal law has been less
affected by legislation than the pleading in actions. Tho
pleading is more formal, and oral pleading i^ still retained.
Cases in which the crown was a party early became known
as pleas of tho crown (placita coronx), as distinguisheil
from common pleas (comtnunia placita), or pleas between
subject and subject, that is to say, ordinary civil actions.
Pleas of tho crown originally included all matters in
which the crown was concerned, such as exchequer cases,
franchises, and liberties, but gradually became confined to
criminal matters, strictly to the greater crimes triable only
in tho king's courts. In criminal pleading tho crown
states the case in an indictment or information. Tho
answer of tho accused is a plea, which must in almost all
cases be pleaded -by tho accused in person. Tho ploa,
according to Blackstono, is either to tho jurisdiction, a
demurrer, in abatement, special in bar, or tho general
issue. Tho latter is- the only plea that often occurs iii
practice; it consists iu the oral answer of "Guilty" or
"Not Guilty" to tho charge. A demurrer is atrictly not
a plea at all, but an objection on legal grounds. Picas to
the jurisdiction or in abatement do not go to tho merits -if
tha c«se, but Jlege that tho court bfs no juri-oliclion Xo,
220
P L.E — P L E
try the particular offence, or that there is a misnomer or
some other technical ground for stay of proceedings. The
power of amendment and the procedure by motion in
arrest of judgment have rendered these pleas of little
jiractical importance. The special pleas in bar are autre-
fois convict or autrefois acquit (alleging a previous convic-
tion or acquittal for the same crime), autrefois attai7it
(practically obsolete since the Felony Act, 1870, has
abolished attainder for treason or felony), and pardon (see
Pardon). There are also special pleas in indictments for
libel under the provisions of Lord Campbell's Act, 6 & 7
Vict. c. 96 (see Libel), and to indictments for non-repair
of highways and bridges, where the accused may plead
that the liability to rejjair falls upon another person.
These special pleas are usually, and in some cases must be,
in writing. Where there is a special plea in writing, the
crown puts in a re2)licatinn in writing. (For the history
of criminal pleading see Stephen, Uistory of the Criminal
Law, vol. i. ch. ix.)
In Scotland an action in tlio Court of Session begins by a sum-
inoiis on tlie part of the pursuer to which is annexed a condesccn-
dene;, containing the allegations in fact on which the action is
founded. The jyleas in law, or statement of the legal rule or rules
relied upon (introduced by 6 Geo. IV. c. 120, § 9), are subjoined
to the' condescendence. The term Uhc! is also used (as in Roman
law) as a general term to express the claim of the pursuer or the
accusation of the frosccutor. The statement of the defender,
including his pleas in law, is called Iiis defences. They are either
dilatory or peremptory. There is no formal .joinder of issue, as in
England, but tire same end is attaiued by adjustment of the plead-
ings and tlie closing of the record. Large powers of amendment
and revisal are given by the Court of Session Act, 1868. In the
Sheriff Court pleadings are very similar to those in the Court of
Session. They are commenced by a petition, whicli includes a con-
descendence and a note of the pursuer's pleas in law. The defender
may upon notice lodge defences. The procedure is now governed
by 39 k 40 Vict. c. 70. The term " pleas of the crown " is confined
in Scotland to four offences — murder, rape, robbery, and fire-raising.
A prosecution is commenced cither by indictment or criminal letters,
tlie former being the privilege of the lord advocate. In the Supreme
Court the indictment or criniin.il letters run in the name of the lord
advocate ; in the Sheriff Court the criminal letters (indictments not
being used in that court) run in the name of the judge. The
Scotch indictment differs from the English, and is in the form of a
syllogism, the major proposition stating the nature of the crime,
the minor the actual offence committed and that it constitutes tho
crime named in the major, the conclusion that on conviction of
the panel he ought to suffer punishment. The panel usually
pleads "Guilty" or "Not Guilty" as in England, but he may
plead in bar want of jurisdiction or res judicata, or make special
defences (such as alibi or insanity), which must be lodged with the
clerk of the court in writing signed by him or his counsel. The
special defence is read to the jury immediately after they have been
sworn. (See Macdonald, Criminal Law of Scotland.)
In the United States two systems of pleading in civil procedure
exist side by side. Up to 1848 the pleading did not materially
differ from that in use in England at the same date. But in 1S48
the New York legislature made a radical change in the system,
and the example of New York has been followed by more than
twenty States. The New York Civil Code of 1848 established a
uniform procedure called the civil action, applicable indifferently
to common law and equity. The pleadings are called complaint,
mis'.ocr (which includes counterclaim), and reply. The demurrer
also is still used. In some States which follow the new procedure
the complaint bears the name of petition. In the inferior courts,
such as courts of justices of the peace, the pleadings are more
simple, and in many cases oral. In States which do not adopt
the amended procedure, tho pleading is much the same as it was
in the days of Blackstone, and the old double jurisdiction of com-
mon law and equity still remains. Criminal pleading differs little
from that in use in England. (See Bishop, Laio of Criminal Pro-
cedure.) ■ (J. Wt. )
PLEBEIANS. See Nobility and Kome.
PLEDGE, or Pawn, in law, is " a bailment of personal
jproperty as a security for some debt on engagement"
(Story on Bailments, § 286). The term is also used to
[denote the property which constitutes the security. Pledge
is the pignus of Koman law, from which most of the
modern law on the subject is derived. It differs from
hypothec and from the nore usual kind of mortgage in
that the pledge is in' the possession of the pledgee"^; ,il also
differs from mortgage in being confined to personal pro,
perty. A mortgage of personal property in most cases
takes the name and form of a bill of sale (see Bill, tho
giving of bills of sale being now regulated by the Bills of
Sale Acts, 1878 and 1882). The chief difference between
Roman and English law is that certain things, e.g., wearing
apparel, furniture, and instruments of tillage, could not be
pledged in Roman law, while there is no such restriction
in English law. In the case of a pledge, a special property
passes to the pledgee, sufficient to enable him to maintain
an action against a WTongdoer, but the general property,
that is the property subject to the pledge, remains in the
pledgor. As the pledge is for the benefit of both parties,
the pledgee is bound to exercise only ordinary care over
the pledge. The pledgee has the right of selling the
pledge if the pledgor make default in payment at the
stipulated time. No right is acquired by the wrongful
sale of a pledge except in the case of property passing by
delivery, such as' money or negotiable securities. In the
case of a wrongful sale by a pledgee, the pledgor cannot
recover the valne of the pledge without a tender of thei
amount due. For pledges by factors see Factor. A
pledge by a banker, merchant, broker, attorney, or othtr
agent, in violation of good faith, and contrary to tho
purpose for which the property pledged was intrusted to
him, or a p^ledge of property with which he was intrusted
for safe custody, renders the offender guilty of a mis-
demeanor, punishable with a maximum term of seven
years' penal servitude, 24 & 25 Vict. c. 96, §§ 75, 76.
Pledges with pawnbrokers are regulated by the Pawn-
brokers' Act, 1872, 35 i; 36 Vict. c. 93 (which applies to
Great Britain). By the provisions of the Act (which does
not affect loans above £10), a pledge is redeemable within
one year and seven days of grace added to the year.
Pledges pawned for 10s. or under not redeemed in time
become the property of the pawnbroker, pledges above
10s. are redeemable until sale. The sale must be by
public auction. The pawnbroker is entitled to charge as
interest one halfpenny per month on every two shillings
lent where the loan is under 40s,, on every two shillings
and sixpence where the loan is above 40s. Special con--
tracts may be made where the loan is above 40s. Unlaw-
ful pawning of goods not the property of the pawner, and.
taking in pawn any article from a person apparently!
under the age of sixteen or intoxicated, or any linen ot
apparel or unfinished goods or materials intrusted to washj
make up, &c., are {inter alia), made offences punishable bv*
•summary conviction. An annual licence, costing £1, lOa.J
must be taken out for every pawnbroker's shop.
The law of Scotland as to pledge generally agrees with that of
England, as does also that of the United States. The main differ]
ence is that in Scotland and Louisiana a pledge cannot be sold unless
with judicial authority. In some of tho States the common law as
it existed apart from the Factors' Acts is still followed; in other^
the factor has more or less restricted power to give a title by pledge.
In some States pawnbroking is regulated by the local authoritie.si
and not, as in most, by the general law of tho State.
PLESIOSAURIANS. The remarkable extinct marino
reptiles included in the group of the Plesiosauria (oj
Sauropterygia, as they are sometimes called) existed during
the whole of the ]\Iesozoic period, that is, from Triassio
into Cretaceous times, when they' appear to have died
out. The best known of these reptiles, and that which
gives its name to the group is the Flesiosaicrus, a genua
established by Conybeare in 1821, and including numerous
species, some of which may have attained a length of as
much as 20 feet. The nearly allied Elasmosaurus- of
North America, however, reached a much greater size, its
remains indicating an animal about 45 feet in length.
Several almost perfect skeletons of I'lesiosaurus hOuving ai
P L E S 1 0 S A U U I A N S
221
rllfTcrcnt times been found, tlio general projiortions of tlio
l)ocly are well known. Altliough the different species
vary in 'regard to proportions, tlie small size of the licad
ana extreme length of the neck are always striking points
in the skeleton of a Plcsiosmirus, while the tail is propor-
tionately short. The limbs, both fore and hind, arc well
developed and modified for swimming, the forms of the
various bones making it clear that the digits of each limb
were not separate, but enclosed in one covering of integu-
ment, as in the flippers of a whale or a turtle. The
exterior of the body, there is every reason to believe, was
smooth as it is in Cetacea, and not provided with either
Fig. 1. — Plesiosauriis (after Oweii;.
fostrum. On the base of the skull four fossK arc to be
^een ; the front pair of these are bounded behind by the
palatine bones, and are regarded as the true posterior
Cares. The teeth are slender, sharp, curved, and striated ;"
(hey haVe single fangs, and are placed loosely in separate
Alveolar sockets.
The spinal column is composed of a large number of
yertebrae, some species having ninety or more in the entire
>erie3. The centrum of each vertebra" has the fore and
(lind surfaces slightly concave ; the neural arch is con-
nected with the centrum by a suture,, which seems never
to have been entirely obliterated. The cervical vertebrre
jfary in number from twenty-four to upwards of forty in
JifEerent species. Each is provided with a pair of ribs,
closely resembling those found in the cervical region in
the.^ crocodile.. Jut with a . single articular head only.
Towards the hinder part of the neck the ribs become more
elongated, and take on the form of dorsal ribs ; but, as
none of the ribs join the sternum, the usual means of dis-
tinguishing the dorsal and cervicak regions is wanting.
(There may be from twenty^ to /thirty dors.\i vertebra;,
true ster;ial ribs have never been detected ; but abdominal
osf
Fig. 2.
Fig. 3.
»io. 2.— Pectoral «rch of Pleiloiaurus^ ttm from bolow (after Ilulkc), eo,
BOracoJd; tc, scapula; pc, prccoracold ; 03/, omi)8tcrnuni.
Fio 3 —Pelvic arch o( J'Icsiosaurui, from above (after Huxley). I'j, Ischium ;
^6, pubis ; il. Ilium.
bones, or ribs, are well developed. The sacrum consists of
two vertebra;, with stout broad ribs for attachment to the
Ih'ac bone,?. The caudal vertebra;, between thirty and
forty in number, have distir.ct chevron bones, which are
attached between the sijccessivo vertebrae. The pectoral
arch (fig. 2) consists of a large coracoid on eich side, in
bony or liorny scutes or scales as in the living crocodiicg
and turtles. The internal skeleton therefore is the only
part available for study.
The skull of J'lcsios'turus has a tapering and c>c)ires?td
snout, and in consequence of the largo size of the pre'
maxillary bones the na.'^al apertures arc placed far back)
just in front of the orbit, as in birds. There is a di.<tiiK)
parietal foramen, as in lizards. The orbit is complct<;l>'
surrounded by bone, and there are supra- and infra,
temporal fossa;. The single occipital condyle is formed
almost entirely by the basi-occipital bone. The ba.^^i^
sphenoid is well developed, and is produced into a lond
front and outside of which is a peculiarly
shaped scapula with a plate extending dor-
sally from the glenoid cavity, and a second
jirocess directed inwards and downwards.'
The latter process is now regarded as the
precoracoid by Jlr J. W. Hulke, who also
considers the plate of bone — originally of
two pieces — found in the middle and in
front of the coracoids to be the homologuo
of the omosternum of Batracliia. Jf this
interpretation be correct, Flesiosavrus has neither clavicles
nor interclavicles. In the fore limb all the characteristic
bones are present. The humerus is an elongated bone
with the anterior border nearly straight and tlie hinder
border concave ; it is rounded at the upper end, and flat^
tened beloWj where it is articulated to two much shorter
bones, the radius and ulna. Next to these is a row of
three carpal- bones — the radiale (scaphoid), the ulnare
(cuneiform), and the intermedium (lunar) ; a second row
of four bones succeeds these, three of wliich are carpals,
but the outer one may be a metacarpal ; next comes a
row of five metacarpals. The digits are five in muiibcr,
and with the exception of the first are made up of numerous
separate ossicles, or phalanges.
The pelvic ^rch (fig. 3) is large, and ventrally consists of
a pair of flattened more or less quadrate pube.s, and a pair of
somewhat triangidar ischia. The iliac bones are elongated,
narrower where they form part of th(; acetabular articula*
tion and becoming broader above. where they join the
sacral ribs.' ■ The hind limb very closely resembles the foro
liiirb. The front and back nvargins of the femur aio
straighter than they are in 'the liumerus ; but tl'C other
parts almpst exactly reo^ai the corresponding bones of tho
fore limb.
With regard to the probable habits of the Flesiosaurus
we are not without some indications. The paddle-like form
of the limbs leaves no doubt as to its aquatic mode of life,'
and judging from the fossils with wliicli it is u^r-jJly, asso-
ciated it must have been an' inhabitant of tjie sea ; it ig
highly probable, however, that some species at lea.st ascended
rivers, for. remains of Plesiosauria arc found in th(r WcaldeiJ
freshwater deposits. Tlio comparatively small tail ond largo
paddles render it probable that tho limbs wcro tho chief
means of propulsion. The long neck would tend to impedci
its progress through the water, and it wotdd bo better
adapted, thci'efore, for swimming on or near the surface.
It is unlikely that the Plesiosaitrus could move aS rapidly
through the water as the Ichlhyosaurus ; but this slower
movement would bo compensated for by tho rapidity witli
which its long and flexible neck could bo darted at ita
prey. Seeing tliat the" marine turtles and 6ca^3 of tho
present day make their way on shore, it is quite possiblu
tliat tho 1 lexiosaurus may also have occa.sionall^viaited thol
222
P L E — P L E
land. The sharp and slender teeth would be admirably
adapted for catching and holding a slippery prey, and there
is no doubt that fishes formed in part, if not altogether, its
natural food. Indeed tlie scales and teeth of fishes have
been found, in one case at least, just below the vertebrce,
in the region which must have been occupied by the
creature's stomach.
It is of interest to note the differences which exist between the
PUsiosaurui and the IcHTHYOsAur.us {q.r. ), the latter being the type
bf another group, the Idilhyosauria, which is by some pah-eontolo-
gists included ivith the Plcsiosauria in a lai'ger group called EnaJio-
sauria. lu outward form the Ichlhyosaurus must have resembled
some of the recent Cctacca, inasmuch as the head is proportionately
Jarge, and without any appearance of a neck joins directly on to
the trunk. The hind limbs are smaller than the front ones, and
the bones of both limbs are much more shortened and flattened
than in PUsiosaurus ; in addition to this there are supernumerary
rows of bones, besides the five typical digital series. The pectoral
arch differs in having distinct clavicles and interclavicles. The
vertcbrfe are short from back to front, deeply biconcave, and their
neural arches never have a bony connexion with the centra. There
is no sacrum. The teeth arc placed in a groove, and not in
separate sockets. The eye-ball was protected by a series of bony
sclerotic plates, which are not found in Plcsiosaimis.
The group Plcsiosauria includes several other genera besides the
Plesiosaurus ; but most of these are only represented by such
imperfect specimens that the distinctions between them, as at
present known, are far from satisfactory. The characters which
have been relied upon for their separation are to be found chiefly in
the structure of the pectoral arch, limbs, and vertebra. Plesiosaurus
is only certainly known to have existed from the time of the Lower
Lias to the Chalk ; and it is especially characteristic of the Laas.
ilore than fifty species, sometimes placed in several subgenera,
liave been described from difl'erent localities in Britain, some of
which are represented by remarkably perfect specimens, and others
by fragments only. This genus has a wide geographical distribu-
tion, species having been named from Secondary strata, on the con-
tinent of Kiiropc, in India, Australia, South America, and North
America. The closely allied and gigantic {ovm Pltosaurus is chiefly
characteristic of the English Oolites.
In European Triassic beds, Plcsiosauria are represented by such
genera as Nothosaurus, Simosaurus, and Pistosaurus, in all of
which the neural arches seem to have been less closely united to the
vertebral centra than in Plesiosaurus. Neuslicosaurus is another
Triassic form, remarkable, not only on account of its small size,
being less than 12 inches in length, but also because its limbs seem to
show a transitional condition ; for, while the structure of the hind
limb resembles that of a landreptile, the fore limb sesms to have
liad more the structure of a paddle.
A number of forms closely related to the Plrsiosaurus have been
•described from rocks of Cretaceous age in North America under the
following generic names — Cimoliasaurus, Elasniosaurv^Sy Oligo-
simus, Piratosaurus, and Polycotijlus. Of these the Elasmosaurus
is better known than any of the others. It was an e.\tremely elon-
gated form, as may be gathered, from the fact that the snake-like
neck alone consisted of more than sixty vertebr£e,^the entire body,
as we have noticed above, being more than 45 feet in length.
See Conybeave, Tram. Oeol. Soc, ser. 1, vol. v. p. 659, 1821, and ser. 2, vol. i.
p. 103, 1824; ftwen, Bril. Assoc. Rep., 1839, p. 43; Hawkins, Oreat Sea
Dragons, 1840; Phillips, Vallty o/ the Thames, 1871; Huxley, Anal. <)/ Vert.
Anim., 1871, p. 208; Nicholson, Palxontolcgy, vol. ii. p. 218, 1879; Sollas,
Quart. Joam. Oeol. Soc, vol. xxxviii. p. 440, 1881; Hulke, Presidential Address,
Oeol. Soc., 1383 ; Leidy, " Fossil Vertebrates," in Report V. S. Oeol. Surv. Terri-
tgries, vol i., 1873 ; and Cope, ibid., voL ii., 1875. (E. T. N.)
PLETHO. See Gemistus.
PLEUKISY, or Pleueitis, inflammation of the pleura
or serous membrane investing the lungs and lining the
jinterior of the thoracic cavity. It is a common form of
(Chest complaint, and may be either acute or chronic, more
frequently the former.
The morbid changes which the pleura undergoes when
Inflamed are similar to those which tike place in other
serous membranes, such as the peritoneum (see Peeitoni-
ns), and consist of three chief conditions or stages of pro-
gress. (1) Inflammatory congestion and infiltration of
the pleura, which may spread to the tissues of the lung on
i;he one hand, and to those of the chest wall on the other.
(2) Exudation of lymph on the pleural surfaces. This
Jyniph is of variable consistence, sometimes composed of
thin and easily separated pellicles, or of extensive thick
masses or strata, or again showing itself in the form of a
tough membrane. It is of greyish-yellow colour, and
mici-oscopically consists mainly of coagulated fibrinc along
with epithelial cells and red and white blood corpuscles.
Its presence causes roughening of the two pleural surfaces,
which, slightly separated in health, may now be brought
into contact by bands of lymph extending between them.
These bands may break up or may become organized by
the development of new blood-vessels, and adhering per-
manently may obliterate throughout a greater or less space
the pleural sac, and interfere to some extent with the free
play of the lungs. (3) Effusion of fluid into the pleural
cavity. This fluid may vary in its characters. Most
commonly it is clear or sligbtly turbid, of yellowish-green
colour, sero-fibrinous, and containing flocculi of lymph. In
bad constitutions or in cases where the pleurisy complicates
some severe form of disease, e.g., the acute infectious
maladies, it is deeply-coloured, bile-stained, sero-purulent,
purulent, or bloody, occasionally containing bubbles of aif
from decomposition. The amount may vary from an
almost inappreciable quantity to a gallon or more. When
large in quantity it may fill to distension the pleural sac,
bulge out the thoracic wall externally, and compress more
or less completely the lung, which may in such cases have-
all its air displaced and be reduced to a mere fraction of
its natural bulk lying squeezed up upon its own root.
Other organs, such as the heart and liver, may in conse-
quence of the presence of the fluid be shifted away from
their normal position. In favourable cases the fluid ia
absorbed more or less completely and the pleural surfaces
again may unite by adhesions ; or, all traces of inflam-
matory products having disappeared, the pleura may be
restored to its normal condition. When the fluid is not
speedily absorbed it may remain long in the cavity and
compress the lung to such a degree as to render it incapable
of re-expansion as the effusion passes slowly away. Tha
consequence is that the chest wall falls in, the ribs become
approximated, the shoulder is lowered, the spine becomes
curved and internal organs permanently displaced, whil^
the affected side scarcely moves in respiration. Some-
times the unabsorbed fluid becomes purulent, and an
empyema is the result. In such a case the matter seeks
vent in some direction, and it may point as an abscess
upon the chest or abdominal wall, or on the other hand
burst into the lung and be discharged by the mouth. It
must be observed that many cases of pleurisy do not reach
the stage of effusion, the inflammation terminating with
the exudation of lymph. To this form the term dry
pleurisy is applied. Further pleurisy may be limited to a
very small area, or, on the contrary, ""may affect throughout
a greater or less extent the pleural surfaces of both lungs.
Pleurisy frequently arises from exposure to cold ; hence
it is more common in the colder weather ; but besides this
various other causes are connected with its occurrence.
Thus it is often associated with other forms of disease
within the chest, more particularly pneumonia, bronchitis,
and phthisis, and also occasionally accompanies pericarditis.
Again it is apt to occur as a secondary disease in certain
morbid constitutional states, e.g., the infectious fevers;
rheumatism, gout, Bright's disease, diabetes, ic. Further)
wounds or injuries of the thoracic walls are apt to set uj
pleurisy, and the rupture of a phthisical cavity in thg
lungs causing the escape of air and matter into the pleura
has usually a similar effect. ' ;' .-.
The symptoms of pleurisy vary, being generally well-
marked, but sometimes obscure. In the case of • dry
pleurisy, which is on the whole the milder form, the chief
symptom is a sharp pain in the side, felt especially in
breathing. Fever may or may not be; present. There is
slight dry cough ; the breathing is quicker than natural,
and is shallow and of catching character. If much pain
is present the body leans somewhat to the affected side to
i^ L E U R I S Y
223
I
I
rolax tlic iciibion on tlio intercostal muscles and tbcir
covering, which arc even tender to touch. On listening
to the chest by the stethoscope the physician recognizes
sooner or later "friction," a superficialrough rubbing sound,
occurring only with the respiratory acts and ceasing when
the breath is held. It is due to the coming together
during respiration of the two pleural surfaces which are
roughened by the exuded lymph. The patient may him-
self be aware of this rubbing sensation, and its vibration
or fremitus may be felt by the hand laid upon the thoracic
wall during breathing. This form of pleurisy may be
limited or may extend over the greater part of one or both
sides. It is a not unfrequent complication of phthisis in
all its stages. In general it disappears in a short time,
and complete recovery takes place ; or ou the other hand
extensive adhesions may form between the costal and
pulmonary surfaces of the pleura, preventing uniform
expansion of the lung in respiration, and leading to
emphysema. Although not of itself attended with danger,
dry pleurisy is sometimes preliminary to more serious
lung disease, and is always therefore to be regarded while
it lasts with some degree of anxiety.
Pleurisy with effusion is usually more severe than dry
pleurisy, and, although it may in some cases develop insidi-
ously, it is in general ushered in sharply by rigors and fever,
like other acute inflammatory diseases. Pain is felt in the
side or breast, of a severe cutting character, referred usually
to the neighbourhood of the nipple, but it may be also at
some distance from the affected part, such as through the
middle of the body or in the abdominal or iliac regions.
This transference of the pain occasionally misleads the
medical examiner. The pain is greatest at the outset, and
tends to abate as the effusion takes place. A dry cough
is almost always present, which is particularly distressing
owing to the increased pain the effort excites. The
breathing is painful and difficult, tending to become
shorter and shallower as the disease advances and the lung
on the affected side becomes compressed. The patient at
first lies most easily on the sound side, but as the effusion
increases ho finds his most comfortable position on his
back or on the affected side. When there is very copious
effusion and, as is apt to happen, great congestion of the
■other lung, or disease affecting it, the patient's breathing
jiiay be so embarrassed that he cannot lie down.
On phy.sical examination of the chest the following are
among the chief points observed. (1) On inspection there
is more or less bulging of the side affected, obliteration of
the intercostal spaces, and sometimes elevation of the
shoulder. (2) On palpation with the hand applied to the
side there is diminished expansion of one-half of the
thorax, and the normal vocal fremitus is abolished.
Should the effusion be on the right side and copious, the
liver may be felt to have been pushed downwards, and the
heart somewhat displaced to the left ; while if the effusion
bo on the loft side the heart is displaced to the right.
(3) On percussion there is absolute dulness over the
Beat of the effusion. If the fluid docs not fill the pleural
sac the floating lung may yield a hyper-resonant note.
(4) On auscultation the natural breath iound is in-
audible over the effusion. Should the latter be ■ only
partial the breathing is clear and somewhat harsh, with
or without friction, and the voice sound is a:'gophonic.
Posteriorly there may be heard tubular breathing with
rcgophony. The.se various physical signs render it im-
possible to mistake the disease for other maladies the
symptoms of which may bear a resemblance to it, such as
pleurodynia.
The absorption or removal of the fluid is marked by the
disappearance or diminution of tho above-mentioned
physical signs, except that of percussion dulnosa, which
may last a long time, and is probably due in part to the
thickened pleura. I'rietion may again be heard as tho
fluid passes away and the two pleural surfaces come
together. The displaced organs are restored to their
position, and the compressed lung re-expanded. Fre-
quently this expansion is only partial, and consequently, as
already indicated, the chest falls in, the respiration on one
side is imperfectly performed, and the patient remains
permanently short in breathing to a greater or less degree.
In most instances the termination is favourable, tho
acute symptoms subsiding and the fluid (if not drawn off)
gradually or rapidly becoming absorbed, sometimes after
re-accumulation. On the other hand it may remain long
without undergoing much change, and thus a condition of
chronic pleurisy becomes established. Such cases are to bo
viewed with suspicion, particularly in those who are predis-
posed to phthisis, of which it is sometimes the precursor.
Pleurisy may exist in a latent form, the patient going
about for weeks with a large accumulation of fluid in his
thorax, the ordinary acute symptoms never having been
present in any marked degree. Cases of this sort arc
often protracted, and their results unsatisfactory as regards
complete recovery.
The chief dangers in pleurisy are tlie occurrence of a large and
rapid effusion, particularly if both sides be'allcctcd, causing much
embarrassment to the breatliing and tendency to collapse; tlio
formation of an em pytenia (often marked by recurring rigors and
hectic symptoms) ; severe collateral congestion of the other lung;
imperfect recovery ; and the supervention of phthisis. Further tlio
consequences are apt to bo more serious where pleuiisy cxista as a
complication of some pre-existing disease.
The treatment of plein-isy need only be ajluded to in general
terms. It will uecessaiily depend as regards details upon the fonu
and severity of tlie attack. One of the first symptoms c.illing for
treatment is the pain. Opiates in the form of morphia or Dover's
powder are useful along with the application to tlie chest of hot
poultices or fomentations sprinkled with turpentine. In severe
cases much relief to the pain and difficulty of breathing may be
afforded by the application of a few leeches to the .'■idc. Cases of
simple dry pleurisy usually soon yield to such treatment, aided if
need he by the application of a fly-blister or of iodine to the chest
The fi.\ing as far as possible of the one side of the thorax bynicans
of cross straps of adhesive plaster according to the plan recom-
mended by Dr Roberts seems of use in many instances. In tlio
C.1S0 of pleurisy with effusion, in addition to these measures,
including blistering, tho internal use of saline cathartics and
diuretics appears to bo often of service in diminishing the amount
of the fluid in the pleural cavity, as arc also powerful di.iphoietics
such as pilocarpin. When these measures fail to rcduco the
effusion tho question of the artificial removal of the fluid comes to
bo considered. The opeiation,(thoracentesis) was practised by tho
ancient jihysicians, but was revived in modern times by Trousseau
iu Fiance and Kowditch in America, by tho latter of whom an
excellent instrument was devised for emptying the dicst, which,
however, has bceu displaced in practice by tlie still more convenient
aspirator. Tho propriety of this -proceeding in pleurisy with effu-
sion has been much discussed, but there now appears to be a general
consent that in cases of extensive nccumulatioii, when other means
such as those briefly referred to fail to rcduco or reniovo the fluid
ill a short time, the only hope of preventing such compression
of tho lung as will impair its function lies in tho performance of
thoracentesis. All the nioro will tho operation bo justifiable if tho
accumulated iluid is interfering with tho function of other organs,
such as tho heart, or is attended with marked embarrassment of tho
breathing. Tho chest is punctured in tho lateral or posterior
regions, and in most cases tho greater portion or all of tho llui.l may
bo safely drawn off. In general tho operation is unattended with
danger, although not entirely exempt from such risks as sudden
syncope, and therefore not to bo undortjiken without duo vigilance
03 well nsa careful consiiUration ofthe individual ease and its nssoclo-
tions. In many instances not only is tho removal of distressing-
symptoms speedy and complete, but tho lung ia relieved from
pressure in time to enable it to resume its normal function. \\'\tti\
there is any evidence that the fluid is purulent tho operation should
bo performed early. In such coses it is sometiines necessary to
establish for a time a drainage of tho pleural cavity by surgical
measures.
Tho convalescence from plcnrisy requires careful tending, and
the state of tho chest should be inquired into from timo to time,
in view of tho risks o( more serious forma of lung disease super-
vening. (J. Oi <^,)
224
P L E — r L 1
PLEURO-PNEUMONIA. See Murrain, vol. xvii.
p. CO.
PLEVNA, or Pleven, the chief town of one of the pro-
vinces in the principality of Pulgaria, lies in the midst of
k series of hills (whose crests rise above it for 200 to 600
Eeet) and about 6000 yards to the east of the river Vid (a
tributary of the Danube), into which the streamlets by
which it is traversed discharge. Its position at the meet-
ing place of roads from Widdin, .Sofia, Shipka, Biela,
Zimnitza, and Nikopoli gives it a certain military import-
&nce, and in the Russian campaign of 1877 it became one
bf the great centres of operation. The Russians, who
had been defeated in two minor attacks on the 20th and
30th of July, were again repulsed with a loss of 18,000
men in an assault (September 7-13) in which they em-
ployed 75,000 infantry and 60,000 cavalry They formally
invested the town on October 2fth and obliged Osman
Pasha to surrender on December 10th In 142 days the
assailants had lost 40,000 men and the defenders 30,000.
Plevna, which contains two old Christian churches as well
is a number of mosques, had 11,129 inhabitants in 1881,
the province at the same date containing 100,870.
See f. v. Greene, The Russian Army and its Campaigins in
Turkey in 1877-78, London, 1879.
PLEYEL, Ignaz Joseph (1757-1831), though now
almost forgotten, was once one of the most popular com-
posers in Europe. He was born at Ruppersthal, near
Vienna, June 1, 1757, studied the pianoforte under Van
Hal (known in England as Vanhall), and learned com-
position from Haydn, who became his dearest friend. He
was appointed maitre de chapelle at Strasburg in 1783 ;
and in 1791 he was invited to London, where, though
Haydn was also there, he achieved an immense success.
On his return to Strasburg he narrowly escaped the guillo-
tine ; but, after proving that he was not an aristocrat, he
was permitted to remain until 1795, when he migrated to
Paris. Here he opened a large music shop, published the
first complete edition of Haydn's quartetts, and founded,
in 1807, the pianoforte manufactory which still bears his
name. He died at Paris, November 14, 1831.
Pleyel's compositions are very numerous, "but it is only in the
earlier ones that the fire of true genius is discernible. His
daughter-in-law, Maria Plcyel, — n^e Moke {lSll-1875), and wife
of his oldest son, Camille, — was one of the most accomplished
pianistes of the age.
PLINY, THE Naturalist (23-79 a.d.). Cains Plinius
Secundus, commonly distinguished as the elder Pliny, the
author of the Natural History, is believed to have been
born (23 a.d.) at Novum Comum (Como). In the first
sentence of his preface he calls Catullus, born at Verona,
" contcrraneum meum," meaning, perhaps, a native of
rjallia Cisalpina, though it may be that Verona was the
actual birthplace of both.i At Comum, however, was the
family estate which the younger Pliny inherited from his
uncle. Like his nephew, the elder Pliny had seen military
service, having joined the campaign in Germany under
p. Pomponius Secundus j^ like him also, he had been a
pleader in the law-courts, and a diligent student of Greek
5,nd Roman literature. Much of his literary work was
[lone, he tells us himself, in the hours stolen from sleep.
0f his many works the Naturalis Historia in thirty-seven
books has alone been preserved, and in a nearly complete
ftate. This voluminous treatise professes to be an encyclo-
paedia of Roman knowledge, mainly based on the researches
find speculations of the Greeks. What A. von Humboldt
' But, as has been shrewdly remarked hy Mr Long, " this some-
what barbarous word is much better adapted to intimate that Catullus
was a fellow-countryman of Pliny than that he was a fellow-townsman."
• " De Vita Pomponi Secundi duo (libri)" ar.e enumerated among
jiis uncle's works by the younger Pliny, Ep. iii. 5, § 3, who adds, " a
juo singulariter amatus hoc raemoria! amiol cjaasi .(iebitum piunus
MsUvit.''
accomplisned in our own times, in his great work Cosmon^
Pliny had essayed to carry (5ut on similar principles,- — but,
of course, without the scientific knowledge, and also with-
out the comprehensive view of the universe which is th^
inheritance of the present age. Pliny, we must admit, was
an industrious compiler, but he was not, like Aristotle, t
man of original research. ^
In his first book, which contains a summary oi th£
whole work, he names the authors, both Greek and Latin,
from which the matter of each book was derived.* Tht
list indeed is a surprising one, and of comparatively few
have we any remains. Among Roman authors he mosl
frequently cites Cato the censor, M. Varro, Celsus, Cor:
nelius Nepos, Pomponius Mela, Columella ; among t\\i
Greeks, Aristotle, Theophrastus, Deraocritus, more than
oneApoUodorus, Apollonius of Pergamum,and Hippocrates;
The Latin writers he calls simply "auctores;" the Greeks,
of whom the list is considerably longer, are " externi."
The preface, written in a rather inflated and by no
means clear style, very inferior to the Latinity of t\\h
younger Pliny, is a dedication of the work in a strain of
extravagant adulation to Titus, who was then, as Caesar,
joint emperor with his father Vespasian. Pliny apologizes
for dedicating to such a man a work of such commonplace
and hackneyed subject-matter, but he pleads the novelty
of the undertaking, and boasts of being the first who had
attempted so comprehensive a theme.
The w^ork itself commences with a pantheistic definition
of the universe, Mundus, i.e., world and sky, and the sun
and stars in space. This, he says, is reasonably regarded
as a divinity — eternal, boundless, uncreated, and inde-
structible. Nature, he adds, and Nature's work are one,
and to suppose there is more than one universe is to
believe there can be more than one Nature, — which he calls
"furor." His theology is "agnostic," or Epicurean; if
there is any God, he says, it is vain to inquire His form
and shape ; He is entirely a Being of feeling and sentiment
and intelligence, not of tangible existence. He believes
in the " religion of humauity," according to a rather recen-t
definition of the idea. God is what Nature is ; God
cannot do what Nature cannot do ; He cannot kill Himself,
nor make mortals immortal, nor raise the dead to life, nor
cause one who has lived never to have lived at all, or
make twice ten anything else than twenty. Tlie last
sentence of his work is remarkable, and is characteristic of
a pagan piety which takes Nature alone for its God : —
" Salve, parens rerum omnium Natura, teque nobis Quiri-
tium soils celebratum esse numeris omnibus tuis fave "
(xxxvii. 205).
But,' although he regarded nature as one whole, of i\\%
great doctrine of the unity of nature and tl;e tendency of
all its operations to one definite end Pliny had no correc?
idea. He had a great store of ill-digested knowledge, no}
only imperfect in itself, but put together on no con.sistcnj
plan. His style too is forced and somewhat pedantic, so
that to read through and understand even a single book it
by no means a light task.
To give an outline sketch orihi Natural History, it may bo saij
that book ii. treats of earth, stars, mcteorics, and terrestrial i>1icik>.
mena, such as earthquakes, elevation of islands, &c. Books iii. tg
vi. inclusive are devoted to a geographical account of the knowii
• He claims for himself " ingenium perquam mediocre," /Yir/. § 12.
His nephew (iii. 5, § 8) calls it "acre, ingenium," which may meau
active and energetic.
* Hence he reckons the number of books at 36, the subject bcgni.
ning with Book ii. The matter of these, he says, comprising 20,000
points worthy of attention, he has collect:.d from the perusal of aboitt
2000 books, and from 100 Roman authors of special note (c.x e.xqui!>itis
auctoribus centum), Pi^f. §17. The first book the author regard^
as an appendix to the dedicatory letter or preface, "Quia occupationi-
bus tuis publico bono parcendum erat, quid singulis coiitintretur libiis
-tuic^gistula; suljjviiixu^-y'ia:/ J 32.
PLINY
225
Wjorld, in giving which tho author makes no mention of Strabo.
Book vii. contains a pliysical treatise on man, his form, tlie laws
of his birth, age, mental qnalities, &c. Book viii. treats of the
larger beasts, as elephants, lions, tigers, camels, descending to
snakes, crocodiles, and the smaller and domesticated animals.
Book ix. includes marine animala of all kinds, fishes, shells,
crustaceans, sponges, &c. Book x. is on birds, xi. on insects, — the
latter half being devoted to an anatomical description of animals
generally. Book xii. is on trees ; xiu. on their products, fruit, gums,
perfumes, &c. ; xiv. on the grape and the making of wine ; xv. on
the olive, fig, apple, and otiier luscious fiuits ; xvi. on forest trees,
canes, and reeds, kinds of timber, and different ages of trees. Book
xvii. treatschiefly of the culture of trees, their diseases, and the arts
of pruning, manuring, training, &c. Book xviii. is on farming and
cereal crops ; xix, on other kinds of produce, including horticulture ;
XX. on the medicinal properties of plants ; xxi. on flowers, bees,
honey, and on botanical distinctions as to leaves, thorns, and times
of flowering. Book xxii. treats of all kinds of herbs used in medicine
and in cookery ; xxiii. the medicinal properties of cultivated trees ;
xxiv. the same of forest trees, and their useful products generally.
(These two books are chiefly derived from Greek anthorities, and
include the names and properties of a vast number of species.)
Books XXV. to xxvii. inclusive treat of the properties of plants, and
these books also are chiefly from Greek sources, — Cornelius C'elsus
being tho principal Roman authority. Books xxviii. to xxx. discuss
the medicinal properties residing in animals; xxxi. and xxxii. those
in fishes. These books are full of tho most extraordinary and
iionsensical superstitions, including discussions on magic in book
xxx. Book xxxiii. is on the nature and use of the precious metals ;
xxxiv. on the different kinds of bronze, on lead, iron, and the
oxides generally. Book xxxv. is .on tlie origin and practice of
painting ; xxxvi. on the different kinds of stone and marble, includ-
ing lime, sand, and gypsum ; xxxvii. on precious stones.
It will be observed that, though there is no scientific classifica-
tion in this long work, a kind of sequence, not altogether unphilo-
Bophical, is observed. The amount of matter and the number of
Bubjects treated of in each book are always recorded at the end of
the epitome (book i.), just before the list of authors, in the
formula, "Summa: reset historise et observationes mdcvi. " &c. ;
but in the medical books, in place of res, "subjects," medicinss,
"prescriptions," is used. By histories he means "inquiries," or
"the results of iuauiries," as distinguished from observationes,
" remarks."
With all its faults, inevitable to the infant state of
science, Pliny's work is an astounding monument of in-
dustry. It is believed to have been published about two
years before his deatli. He wrote, besides several other
treatises,' a history of the wars from the first in Germany, ^
in twenty iDOok.s, and a continuation of the history of
Aufidius Bas.sus down to his own times, in thirty-one books
—all now lost
He is said to have been a great student, an eajrly riser,
abstemious and temperate in Jiis meals.^ In his later days
he appears to have grown somewhat unwieldy and asth-
matic, for Pliny the younger, in describing his uncle's
death by suffocation from the fumes in the eruption of
Vesuvius, 79 a.d., says that his breathing "propter ampli-
tudinom corporis gravior et sonantior erat."* Pliny's
intimate friepd.ship with Vespasian may be inferred from
his custom ojf attendiag the morning levee; he seems to
have first known him in thfe German wars in the time of
Claudius.
Besides his published works, the elder Pliny left, as his
nephew tells us, one hundred and sixty note-books of
extracts (electorum commentaries clx.)^ written in a very
small hand on both sides of the page. So valuable were
these volumes considered that Pliny assured his nephew
he could have sold them in Spain for £.3500, even before
the full number had been made up. He. acted as procu-
' Tliree books, in six volumes, were entitled "Studiosu.s, " and
eight books borcthe title " Dubius Sermo." To this last ho probably
refers, Praef. § 28, " audio — Epicureos quoque parturire adversus
libellos quos de grammatica edidi."
^ Bellurum Gtrmaniaj visinti (libri), quibus omnia qua? cum
Germanis gessimus bclla collegit (Hliny, Ep. iii. 5, § 4). A trcatisu
OU' throwing the Innco from horseback, " Do jaculntiono cqucstri,"
is mentioned here as his first work, writtna when he WM ia command
of ft squadron of cavalry (prajfectiis ate).
3 Pliny, Ep. iii. 5, § 16 ; see ibid. §S 8-10
* Epist. vi. 16, § 13.
rator in Spain in 71, and was recalled to Rome by the
death of his brother-in-law Caius Caicilius, who by will
appointed him guardian of the younger Pliny. At the
time of his death, the elder- Pliny had the command of the
Roman fleet at Jlisonutn. He fell a victim to his imprudent
curiosity in advancing within the range of the thickly-
falling ashes during the eruption of Vesuvius in' 79 a.d.
Pliny's influence on the nomenclature and the popular*
ideas about common pbjects long continued to be verj(
extensive, and survived till the dawn of the age of morq
exact science. The knowledge he gives us of the writings
and opinions of so large a number of lost authors opens a
view of the whole cycle of the science of the period.
The best editions of the Natural History are those by Julius
Sillig (Leipsic, 1831-36, in .5 vols. 12mo), and by Louia Janus
(Teubner, Leipsic, 185i-59, in 6 vols.), which is virtually a revised
reprint of it, the whole of the last volume being occupied with
copious and accurate indices of authors and subjects. "These may
be called critical editions ; two French editions with scientific com-
mentaries had preceded, -^by Hardouin (1685 and 1723), and by
Panckoueke (1829-33), in twenty volumes with a Freiich transla-
tion.. . (F. A. P.)
PLINY theToungek (G1-c. 115 a.d.) Caius Cajcilius
Secundus, commonly called Pliny the Ydunger, was the
nephew and heir of the elder .Pliny, the naturalist. He
was born 61 a.d. at Comum (Como) on the southern shore
of Lake Larius in northern Italy, near to which, on the
east side, stood the spacious and beautiful family villa.*
He took the name of Caecilius from his father, who had
married Plinia, the elder Pliny's sister. At ten years of agft
he was left to the care of Virginius Rufus, a distinguished
man and thrice consul."
Pliny was a man of refined taste, highly accomplished,
devoted to literature, kind and indulgent to his freedmen
and his slaves, gentle and considerate in all his family
relations, just in his dealings, munificent in the use of his
wealth, humane and forgiving to all who had offended
him.' By profession an advocate, and a aupil of the
famous Quintilian (ii. H), he was a frequent and very
popular pleader at the courts of the centumviri held in the
Julian basilica, as well as occasionally in the senate and in
public prosecutions (vi. 29).
His fame in centumviral trials, which were chiefly con'
cerned with will cases, is attested by Martial- (x. 19, 17),
whose epigratn he quotes in lamenting the poet's deatl<
(iii. 21). But, though himself somewhat atnbitious ol
praise as a pleader (for he seems to have regarded .Cicerd
as his model in everything), he sternly reproved tho arts
of bribery and flattery which were commonly adopted by
patrons to secure thn applause of their clients. " Fo|
half-a-crown a hea^ ho complains, "you may fill tha
benches with any number of shoutors and bawlers of youi
praises." Fond as he was of eloquence, ho seems to havi
given up legal practice from some feeling of disgust a'
these abuses, and to have devoted himself to the duties o{
the state-offices. He was appointed augur and pra;fect ot
the treasury in the temple of Saturn, and rose in dug
course through the oflices of quKstor, pr;ctor, and tribuna
of the people, finally attaining to the consulship, 100 a.d{
His inaugural address to the emperor Trajan, a loud
and finished but rather pedantic oration in Ciceroniaij
■ 1
" " Quid agit Comum, tua; mctequc dellcio! ? " ho writes to Caiiiniut
Rufus, Ep. i. 3. Ho had several country houses on this estate (pluron
villa!, Ep. ix. 7). Two of these, his especial favouritea, ho pinylully
called " Tragedy and Comedy," comparing the low end the loftv sit<)
to the soccus and the cothurnus of tho actors.
• Pliny speaks of him with great regard in it ,1, § 8j— :*llle niihi
tutor rclictus adfectum parentis cxhibuit."
' His motto was "to pardon others as if ono dirily needed pnnlon
oneself, and to abstain from sins as if one viewed sin as unpanlonable,"
viii. 22. In Ep. 2 of tho same book he finely say.-*, " Mihi rgrogium
in priniis videtur, «t foris ita douii, ut in iiiagnis ita in pnrvia ul in
.alicuiS ita in suis, agilarc justitiaiu."
XIX. — 29
22G
PLINY
Latinity, entitled Panegyricw, is extant.* "" The' good
old custom," he says in his opening sentence, "of com-
mencing all public business with prayers to the gods is
especially to be observed by a consul, and on an occasion
of offering public thanks to the best of princes by the
command of the senate and the state." The piece teaches
us a good deal about the imperial policy and the military
'career of Trajan (§§ 13-16).
Between Pliny and Trajan the sincerest regard and even
affection seem to have subsisted. In the last book of the
Epistles, vfbich contains a hundred and twenty-one letters
and replies on matters of business connected with the pro-
vince between Pliny and the emperor, the latter is always
addressed as " Domine " (sire), the former as " Secunde (or
mi Secunde) carissime." Most of these, were written by
Pliny as propraetor (103-5) of Bithynia and Pontica, and
they show the careful interest taken in the welfare and pro-
sperity of the cities under his charge. The replies of the
emperor are characteristically brief ; they are written in
'jood and literary Latin, and show Trajan to have been a
man of letters as well as a man of business. Pliny's
celebrated inquiry what should be done with recusant
Christians, in which he says - that " not only cities but
country towns and rural districts have been touched by
the contagion of this superstition," is briefly replied to.;
" conquirendi non sunt," writes the emperor, "si defer-
antur et arguantur, puniendi sunt, ita tamen ut qui
negaverit se Christianum esse, idque re ipsa manifestum
fecerit, id est supplicando dis nostris, quamvis suspectus
in prseteritum, veniam ex pcenitentia impetret." Pliny
had said : — " Those who obstinately persisted that they
were Christians, after being warned of the consequence, I
ordered to be led off to punishment, not doubting that,
whatever it was that they professed, their inflexible
obstinacy deserved it." Doubts have even been raised as
to the genuineness of a passage which appears so inconsist-
ent with the established Roman policy of tolerating every
superstitio. But it is clear that what Pliny doubted was
the fidelity to the emperor of those who refused to make
the customary religious offerings to his statue. It was
zeal for loyalty that led him into a course which his
humane nature condemned.^
Pliny was tmce married, but had no children. The
emperor bestowed on him the jus trium liberorum, which
conferred certain" state privileges upon those who brought
up that number of legitimate children to become Eoman
citizens. Three affectionate letters, none of them long,
are addressed to his second wife Calpurnia Hispulla.
In health Pliny seems to have been far from robust.
He speaks of his slight and thin figure, " gracilitas mea," ^
though in his youth he had seen military service in the
East.^ He was fond too of hunting, but used to boast
that he combined the worship of Diana with that of
Minerva.®
Pliny's great wealth was most liberally bestowed, both
privately and publicly. He undertakes to rebuild a temple
of Ceres on his estate, entirely at his own cost, with a
' He alludes to it in iii. 13, and in ill. 18 he explains how the
Kddress in the senate was afterwards expanded into a book, and
recited for three consecutive daj's to his friends. The title Panegyricus
oppears tlien to have been given to it.
' X. 96, § 9.
' The context shows that he had some suspicion that the Christiana
were forming secret and illegal societies (hctieriae, § 8). This is his
only excuse for having put two deaconesses (ministrx) to the torture,
to find out what thev really held.
* ii. 11, § 15. » iii. 11, § 5.
• ix. 10. In i. 6 he gives a droll account of his hunting wild boars,
and reading books while the beaters were at work : "ad retia sede-
bam ; erat in proximo non venabulum aut lancea, sed stilus et pugil-
lares ; meditabar aliquid euotabamque, ut si mauus vacuas plenas
tamen ceras reportarem."
new statue and the addition of a portico, with walls and
floor decorated with marbles.^ To his friend Eomatiua
Firmus, a fellow-townsman, he writes^ that in order to
have the pleasure of seeing him an eques he offers £2500
to make up the equestrian census. To Calvina, in addi-
tion to nearly £1000 which he had given her as a marriage
portion, he offers to remit the whole of the mortgage debt
on an encumbered estate which she had inherited from her
father. He founded and endowed with landed property
an almshouse for people of free birth of both sexes.* He
presented his nurse with a- farm worth nearly £1000 ; ^^ he
gave fifty sestertia ii as a marriage present to the daughter
of his tutor Quintilian ; he gave up to the township of
Comum a sum of about £3500, which, having been illeg-
ally left to it by Saturninus, Pliny, as his heir, could have
claimed for himself, — and this in addition to over £10,000
which he had already given to the same township. He
generously returned a large percentage of the sum he had
sold his vintage for, when the produce had been found to
disappoint the purchasers. '^ In a beautiful letter to
Sabinianus '^ he kindly intercedes for a libertus with whom
his friend was offended. In a word, the letters are full of
acts of Pliny's goodness and generosity, and these are not
boastfully expressed, but rather with the view of inciting
others by his example.
There are few, if indeed any, remains of Roman prose literature
which are as elegant, as interesting, and as varied as Pliny'a Lellers.
They were evidently written and published'* on the model and
precedent of Cicero's Letters. They are all carefully com\)Osed,
and couched in the most graceful and polished Latinity. The first
letter is a reply to a friend, Septicius, who had ofton requested
Pliny to collect and publish his more carefully written correspond-
ence,— "si quaspaullo curatius scripsisset. " An admircrof nature,
and with the faculty for observatiou perhaps learntfrom his uncle, he
sometimes describes, and in the most beautiful language, the scenes
or wonders he had visited." Of his spacious and beautiful villas in
Tuscany and at Laurentum he has given full and detailed accounts,
which are of especial value as almost the sole authority on the
difficult subject of Roman houses." The Tuscan estate appears to
have been his favourite residence. In reply to his friend Fuscus
(1.1. 36) he gives a pleasing account of the daily life and studies of
a refined and temperate man, and a considerate countiy gentleman,
neighbour, and landlord. Of the eruption of Vesuvius in 79 a.d. ,
and the death of his uncle, he gives a minute and evidently faithful
account as an eye-witness. This is contained in two long letters "
to his friend Tacitus the historian. Two excellent ghost-stories are
given,'' and a letter to Tacitus on the omens of dreams " shows that
both the friends had considerable credulity on this subject.
Like Cicero, but not so frequently, Pliny occasionally^" " venti-
lates " his Greek, and he tells us that at the age of fourteen he
wrote a Greek tragedy, adding jocosely, " qualem ? inquis : nescio ;
tragoedia vocabatur " (vii. 4, § 2). Like Cicero too, he was fond of
art ; he describes with enthusiasm " a Corinthian bronze statuette
which he had just purchased out of a legacy received.
As a writer Pliny tlie younger is as graceful, fluent, and polished
as the style of the elder Pliny is crabbed and obscure. Indeed, the
Latinity of the epistles cannot fairly be called inferior to that of
Cicero himself. There are few indications of the " deterioration "
' ix. 39. A similar offer is made to Trajan, including the dedicar
tiou of his statue, E}). PI. el Tr., -8.
8 i. 19. » vii. 18. " vi. 3.
" About £430, vi. 32. ^ " viii. 2.
". ix. 21. " Tunc prwcipua mansuetudin!: laus," he well says, " cum
irje causa justissinia est."
" Kcil (Prie/. to ed. Teuhner, 1865, p. 1) quotes Sidonius ApoUi-
naris, Epist. ix. 1, to show that nine books of his Letters were edited
by Pliny himself.
'5 E.g., the sources of the Clitumnus, viii. 8, and the floating
islands on a lake at Ameria, viii. 20.
'° See ii. 17 and v. 6. Tlie tormer describes in glewing terms the
Laurentian villa, though he says of it in iv. 6, "nihil ibi possideo
praeter tectum et hortum, scatimque h.irenas"; but he is comparing
the extent of other landed properties.
■ " vi. 16 and 20. 's>ii.-27.
" i. 18. It is clear from Ann. vi. 2S that Tacitus liad some belief
in astrology. Pliny the elder wrote his history of the German wars
"somnio monitus," E}). iii. 5, § 4.
=» E.g. in i. 18 and 20 ; ii. 3 ; iv. 7 ; ix. 26.
'' iii. 6. He says, however (§ 1), that in bronzes he was not much
of a critic : _" in hac re certo perquam exiguum sapio. "
P L O — P L O
227
(if process and development in a Uugaage onght tto to he called)
of tbe Silver Age." That he imitated Cicero botli in his style
and hie eloquence is avowed by himself.' As a friend of Tacitus,
•whom he often mentions, he predicts the "immortality" of the
books of hi» history, and he even proffered his services in reading
Tacitus's MS3.' He writes also to Suetonius and to Cornelius
Nepos, the latter of whom he speaks of aa "vir gravissimus,
doctissimus, disertissimus ; " the former he praises to Trajan,' in
:asking for him the }us trium liberarum, as " probissimum honestis-
simum eruditissimum virum. "
Pliny's Epistles were first primed In 1471, but Incomplete, fts was the Aldtne
«dUlon of 1608. A full arcounl of the MSS. and editions is given by H. Kuil In
his preface ; -among tlie best editions of Iat«r times are thst of Coitins, piililislicd
In 1734 ; after his death that of G. H. Sch«efer (who reprinted with corrections,
in 1805, the text of Gesner and Glerig, l.-^OO), and that of .Maurice Doei Ing, lS-13.
The latest and beat is the Teubncr text of U. Keil (Leipsic, 1865, 12mo),
with full Indices and brief lutroductoiy notice of the most important different
readings. (F. A. P.)
, PLOCK (Plotsk), a government of Russian Poland, on
the right bank of the Vistula, having the provinces of
Western and Eastern Prussia on the north, and the Polish
provinces of iomza on the east and Warsaw on the south ;
its area is 4200 square miles. Its flat surface, 350 to 500
feet above the sea-level, gently rises towards the north,
where it merges in the Baltic coast-ridge of the Prussian
lake district. Only a few hills reach 600 feet above the
sea, while the broad valley of the Vistula has an elevation
of but 130 to 150 feet. In the' west — district of Lipno —
broad terraces covered with forests, small lakes, and ponds,
and very poor in vegetation, descend from the Baltic lake-
district towards the plains of Ptock ; and in the central
■district of Mtawa extensive marshes cover the upper basin
of the Wkra. The Vistula border^ the province on the
aouth, almost from Warsaw to Thorn, receiving the Skrwa
and Wkra, which last rises on the Prussian frontier, and,
flowing south-east, joins the Narew close to its confluence
with the Vistula,^ in the south-eastern corner of PtocK.
The Drw§ca, or Drewenz, flows along the north-west
boundary of Ptock, while several small tributaries of the
Narew water the north-eastern district of Ciechanow.
Petty lakes and ponds dot the plains in the west, and
the whole country bears traces of a very wide exten-
sion of lakes during the post-Glacial period. Peat-bogs,
used of late for fuel, and marshes containing bog-iron, fill
many depressions in the north, while the more elevated
parts of the plains are covered with fertile clays, or a kind
of "black-earth." Lacustrine post Glacial deposits cover
all depressions in the thick sheet of boulder clay, with
Scandinavian erratic boulders, which extends everywhere
over the Tertiary sands and marls, — these last containing
masses of silicatcd wood and lignite. Layers of gypsum
are found in the hills on the Vistula. The soil is very
fertile in several parts of the province, especially in the
district of Lipno and closer to the Vistula, and agriculture
is the chief occupation of the inhabitants even in the
towns. The chief crops are, however, rye, oats, and
barley ; but wheat gives good crops in some parts of
the province ; beetroot is also cultivated for sugar, especi-
ally on the great estates of the west, where machinery
finds application to agriculture on a large scale; in the
north the property is much divided, and the szlachla-
landholders, very numerous in Ciechanow, are far from
prosperous. The average crops of lato years may bo
valued at 1,700,000 quarters of corn and 1,575,000
quarters of potatoes. The forests, which formerly covered
very extensive tracts, are much destroyed now, but still
Ptock is one of the best wooded provinces of Poland.
The population of the province of Ptock, which was but 400,950
in 1873, reached 638,150 in 1881, and must be now about 557,000.
It is Polish throughout, but contains a largo admixture of Jews
(more than H per cent.) and of Germans, the number of whom is
yearly increasing. Besides agriculture, the inhabitants find a per-
' or- i- 6, § 12; iv. 8, §4. ~
' See vii. 20; viii. 7 ; vii. 33, § 1 ; ix 1 1.
• JSv. PI. et TraJ. 9i..
ttianent sonrce of occupation in shipping on the Vistula, some
mining, and various domestic trades, such as the fabiicalion of
wooden cars, sledges, and wheels, and textile industry. The whole
value of manufactures in 1879 was £211,000 (flour mills £68,900,
saw-mills £17,500, sugar works £45,700, and iron works £32,200),
and 1750 hands were employed. There is some export trade,
especially in the Lijnio district ; but its develo)micnt is limited by
the lack of facilities of communication, the best being those olfered
by the Vistula. The railway from Warsaw to Dantzic, nVi Ciechanow
and Mtawa, will now help the eastern part of the province.
Since the Prussian occupation, and perhaps under the inflncnco
of Prussian neighbourhood, the province of Ptock is somewhat
better sujinlicd with primary scliools, especially in its northern
districts, than other provinces of Poland ; still there are only 272
primary schools (exclusive of the Jewish holers), with 15,000
scholars. There are two colleges for boys and girls, and one semi-
nary for teachers at AVymysty.
The province is divided into eight districts, the chief towns of
which are Ptock (22,1-10 inhabitants), Ciechanow (5800), Lipno
(5650), Mtawa (10,050), Plonsk (6350), Przasnysz (7200), Rypin
{3350), and Sierpce (6850). Novogeoi-gievsk, or Modlin, on the
Vistula, 12 mUes below its confluence with the Narew, is a fortress
of the fii-st rank ; Wyszgorod (4400) has considerable trade in com.
History. — After the second dismemberment of Poland in 1793,
what is now the government of Ptock became part of Prussia. It
fell under Russian dominion after the treaty of Vienna, and, in the
division of that time into five provinces, extended over the western
part of the present province of tomza, which was created in 1864
from the Ostrolenka and Pultusk districts of Ptock together with
parts of the province of Augustowo.
PLOCK, capital of the above province, is situated on
the right bank of the Vistula, GO miles to the west-north-
west of Warsaw. It is well built of stone on a high hill
facing the river, and has an ancient cathedral. It is now
of importance only as the seat of the provincial adminis-
tration; and its population, which is partly agricultural,
increases very slowly. In May 1883 it had 19,640 inhabit-
ants, of whom 7135 were Jews and about 450 Germans.
The Russian garrison numbered 2500. Ptock has two
colleges for boys and girls, with 864 male and 496 female
scholars, and twelve primary schools (exclusive of • the
Jewish heders), with 890 scholars. Its manufactures are
insignificant (not above 100,000 roubles yearly), and there
is some trade in agricultural produce.
PLOTINUS. See Neoplatonism, vol. xvii. p. 335 sq.
PLOUGH. See AoiticnLTURE, vol. i. p. 311.
PLOVER, French Pluiner, Old French Plovier, which
doubtless has its origin in the Latin plmna, rain (as
witness the German equivalent Reyenpfeifer, Rain-fifer) ;
but the connexion of ideas between the words therein
involved, so that the former should have become a bird's
name, is doubtful. Belon (1555) says that the 'name
riuvier is bestowed " pour ce qu'on Ic prcnd micux en
temps pluvieux qu' en nulle autre saison," which is not in
accordance with modern observation, for in rainy weather
Plovers are ^vilder and harder to approach than in fine.
Others have thought it is from the spotted (as though with
rain-drops) upper plumage of two of the commonest species
of Plovers, to which the name especially belongs — the
Charadrius pluvialis of Linnaius, or Golden Plover, and
the Squalarota helvetica of recent ornithologists, or Grey
Plover. Both these birds are very similar in general
appearance, but the latter is the larger and has an aborted
hind-toe on each foot.'' Its axillary feathers are also black,
while in the Golden Plover they are jmre white, and this
difference often affords a ready means of di.stinguishing the
two species when on the wing, even at a considerable
distance. The Grey Plover is a bird gf almost circum-
polar ran^e, breeding in the far north of America, Asia,
and eastern Eurbpe, frcqucnliug in spring and autumn tlio
coasts of the more temperate parts of each continent, and
generally retiring further southward in winter — examples
* Hut for tills really uiiiiiipurtant diitinction both birds could
doubtless have been kept by ornithologists In the same genus, for
they agree in most other structural charactem. As it is they have long
been sundered.
223
P L U — P L tJ
not anfrequently reaching the Cape Colony, Ceylon,
Australia, and even Tasmania. Charadrius pluvialis has
b much narrower distribution, though where it occurs it is
much more numerous as a species. Its breeding quarters
do not extend further than from Iceland to western Siberia,
but include the more elevated tracts in the British Islands,
whence in autumn it spreads itself, often in immense flocks,
over the cultivated districts if the fields be sufficiently
open. Here some will remain so long as the absence of frost
or snow permits, but the majority make for the Mediter-
ranean basin, or the countries beyond, in which to winter ;
and, as with the Grey Plover, stragglers find their way to
the southern extremity of Africa. The same may be said,
■mutatis mutandis, of what are usually deemed to be two
other cognate forms, C. virginicus and C. fulvus, which
respectively represent C. pluvialis in America and eastern
Asia, where they are also known by the same English name.
The discrimination of these two birds from one another
requires a very acute eye, and room is here wanting in
which to specify the minute points in which they differ ; '
but both are easily distinguished from their European ally
by their smaller size, their greyish-brown axillary feathers,
and their proportionally longer and more slender legs. All,
however, — and the same is the case with the Grey Plover,
— undergo precisely the same seasonal change of colour,
greatly altering their appearance and equally affecting both
sexes. In the course of spring or early summer nearly the
whole of the lower plumage from the chin to the vent, which
during winter has been nearly pure white, becomes deep
black. This is partly due to the growth of new feathers,
but partly to some of the old feathers actually changing
their colour, though the way in which the alteration is
brought about is still uncertain." A corresponding alteration
is at the same season observable in the upper plumage ; but
this seems chiefly due (as in many other birds) to the shed-
ding of the lighter-coloured margins of the feathers, and
does not produce so complete a transformation of appear-
ance, though the beauty of the wearer is thereby greatly
increased.
Though the birds just spoken of are those most emphati-
cally entitled to be called Plovers, the group of Ringed
Plovers before mentioned (Killdeer, vol. xiv. p. 76) and
the Lapwing (vol. xiv. p. 308), with its allies, have,
according to usage, hardly less claim to the name, which
is also e.\tended to some other more distant forms that can
here have only the briefest notice. Among them one of
the most remarkable is the " Zickzack " (so called from its
cry)— the rpoxiKo's of Herodotus (see Humming-Birp, vol.
xh. p. 358, n. 3), ttie Pluvianus or Hyas xgyptius of
ornithologists, celebrated for -the services it is said to
render to the crocodile — a small bird whose plumage of
delicate lavender and cream-colour is relieved by markings
of black and white. This probably belongs to the small
section generally known as Coursers, Cursorius, of which
some eight or ten species inhabit the deserts of Africa and
India, while one, C. galliots, occasionally strays to Europe
and even to England. Allied to them are the curious
Pratincoles (?.».), also peculiar to the Old World, while
' Schlegel (Miis. Pays-Das, Cursores, p. 63) states taat in some
examples it seems impossible to determine t'je form to which they
helong ; but ordinarily American specimens .ire rather liirger and
stouter, and have shorter toes than those from Asia.
• ' It is much to be regretted that ornithologists favourably sitH^'«d
in regard to zoological gardens ha\e not more extensively used o;ipor-
timities which might thus be accorded to them of conducting useful
observations on this subject and others of similar kind. Elsewhere it
would be hardly possible to carry on such an investigation, and even
under the best circumstances it would not be easy and would require
unremitting attention. The results of some p.artial observations
»u))erintende>l by Yarrell in the gardens of the Zoological Society of
tendon are given in its Transactions (i. pp. 13-19). Little has been
ione tbere eiuce of this nature.
the genera Thinocoris and Attagis form an ->ul"ving group
peculiar to South America, that is by some syctematista
regarded as a separate Family Thiriocoridx, near which are
often placed the singular Sheathbills {q.v:). By nost
authorities the Stone-Curlews (Corlew, vol. vi. p. Ill),
the Oyster-catchers (vol. xviii. p. Ill), and TuRNSTorFJ
(q.v.) are also regarded as belonging to the Family Char-
adriidse, and some would add the Avocets (Recurvirostra)
and Stilts {q.v.), among which the Cavalier, Dromus
ardeola — a form that has been bandied about from one
Family and even Order to another — should possibly find
its resting-place. It frequents the sandy shores of the
Indian Ocean and Bay of Bengal from Natal to Aden,
and thence to Ceylon, the Malabar coast, and the Andaman
and Nicobar Islands, — a white and black bird, mounted on
long legs, with webbed feet, and a bill so shaped as t«
have made some of the best ornithologists lodge it among
the Terxs (q.v.).
Though the various forms here spoken of as Plovers are
almost certainly closely allied, they must be regarded as
constituting a very indefinite group, for hardly any strong
line of demarcation can be drawn between them and the
Sandpipers and Snipes (q.v.). United, however, with
both of the latter, under the name of Limicolx, after th«
method approved by the most recent systematists, the
whole form an assemblage the compactness of which ne
observant ornithologist can hesitate to admit, even if he be
not inclined to treat as its nearest relations the Bustards
on the one hand and the Gaviss on the other, as before
suggested (Ornithology, vol. xviii. p. 45). (a. n.)
PLiJCKER, Julius (lSOl-1868), mathematician and
physicist, was born at Elberfeld on the 16th June 1801.
After being educated at the gymnasium at Dusseldorf and
studying at the universities of Bonn, Heidelberg, and
Berlin, he went in 1823 for a short time to Paris, where
he came under the influence of the great school of Frencl
geometers, whose founder, Monge, was only recently dead
and there can be no doubt that his intercourse with th»
mathematicians of that school, more particularly wit*
Poncelet and Gergonne, greatly helped to determine the
earlier part at least of his career. In 1825 he was
received as " privat-docent " at Bonn, and after three years
he was made professor extraordinary. The title of hi.»
" habilitationsschrift," Generalem analyseos applicationen
ad ea quse geometrix altioris et mechanicx basis et fundor
menta sunt e serie Tayloria deducit Julius PlUcker (Bonn,
1824), indicated the course of his future researches. The
mathematical influence of Monge had two sides representee
respectively by his two great works, the Geomitrie Descrip
live and the Application de I'Analyse d, la Geomeirit
Although fully master of those general ideas of moderi
geometry whose development began with the publicatioi
of the former of these works, Plucker's actual labours laj
more in the direction of the latter. It was his aim tc
furnish modern geometry with «uitable analytical methods
and thus to give it an independent analytical development
In this efl'ort he was as successful as were his great con
temporaries Poncelet and Steiner in cultivating geometry
in its purely synthetical form. From his lectures arc
researches at Bonn sprang his first great work Analytisclo
Geometrische Entunckelungen.(\o\. i. 1828, vol. ii. 1831)
In the first volume of this treatise Pliicker introduced for tli,
first time' the method of abridged notation which has become om
of the characteristic features of modern analytical geometry. Th«
peculiarity of this method consists in this, that the Setters used it
the equations of curves and surfaces represent, not coordinates of t
jioint with respect to arbitrary chosen axes, but straight lines, o)
It may bo curves or surfaces, intrinsically rdatej to tho fig<:r«
' The independent development of a similar idea by the Lrilli.inl
young French geometer BoWUicr (1797-1832) Wis cut short bj- lii»
premature death.
F L U C K E R
22i)
Uniter disoussio.i. Fov «T:>.mn.'«, if it be wished to investigate
the properties of a oiiiic .vet-on with respect to a pair of tangents
and their chord of contact, wo AV'io its equation uv + tv-^0, where
« = 0, «-=0, w = 0 rc^.ves-'.ni thrf t.vo tangents and the chord of
contact resoectively. This procet'jrs has two gi-eat advantages.
It enables us to greatly abridge the .iccessary analytical equations,
lo arrive at them moro easily, and ihus to lighten or altogether
avoid the cumbersomu algebraical calculations which had broken
the back oftho old-fashioned Carteson geometry and arrested its
progress altogether ; and it greatl)' facilitates the geometrical
interpretation of analytical results whether intermediate or final.
In the first volume of tho Enlioickdun'jcn, Pliickcr applied tlie
method of abridged notation to the straight line, circle, and conic
sections, and he subsequently used it with great effect in many of
his researches, notably in his theory of cubic curves.
In tho second volume of the Entwickelungcn, Pliicker clearly
established on a firm and independent basis the great principle of
duality. This principle had originally been established by Poncelet
as a corollary on the theory of the pole and polar of a conic section.
Gergonne maintained the independent and fundamental nature of
the principle, and hence arose a violent discussion between him and
Poncelet into which Pliicker was drawn. He settled the matter in
Gergonne's favour by introducing the notion of the coordinates of a
line and of a plane, and showing that in plane geometry, for example,
we could with equal readiness represent a point either by means of
coordinates or by means of an equation, and that the same was
true of a line. Hence it appeared that the point or the line in plane
geometry, and the point or the plane in solid geometry, could with
equal readiness and with equal reason bo taken as elements. It
was thus made evident that any system of equations proving a
theorem regarding points and lines or regarding points and planes
could at once be read as proving another in which the words jMint
and Hm or the words j>oint and plane were everywhere interchanged.
Another subject of importance which Pliicker took up in the Ent-
wickelungcn was the curious paradox noticed by Euler and Cramer,
that, when a certain number of the intersections of two algebraical
curves are given, the rest are thereby determined. Gergonne hud
shown that when a number of the intersections of two curves of the
(p + q)th degree lie on a curve of the pth degree the rest lie on a
curve of the gth degi-ee. Pliicker finally (Gergonne Ann., 1S28-29)
showed how many points must be taken on a curve of any degree so
that curves of the same degree (infinite in number) may be drawn
through them, and proved that all the points, beyond the given
ones, in which these curves intersect tho given one are fi.\ed by the
original choice. Later, simultaneously with Jacobi, he extended
thoeo results to curves and surfaces of unequal order. AUied to the
matter just mentioned was Pliicker's discovery of the six equations
connecting the numbers of singularities in algebraical curves. It
will be best described in the words of Clebsch : — "Cramer was tho
first to give a more exact discussion of the singularities of alge-
braical curves. The consideration of singularities in the modern
geometrical sense originated with Poncelet. Ho showed that }he
class k of a curve of the nth order, which Gergonno by an/extra-
ordinary mistake had considered to be identical with its order, is
in general n{n - 1) ; and hence aro.so a paradox whose explanation
became possible only through the theory of the simple singularities.
P.y the principle of duality the order « of a curve should be derived
in the same way from tho class k as /;: is from n. I!ut if we derive n
in this way from k we return not to n but to a much greater number.
Hence there must be causes which effect a reduction during this
operation. Poncelet had already recognized that a doublo point
reduces tho class by 2, a cusp at least by 3, and a multiple point
of the joth order, all of whoso tangents are distinct, by ii>(p- 1).
Hero it was that Pliicker took up the question. By first" directly
determining tho number of tho points of inflexion, considering the
influence of double points and cusps, and finally applying tho
principle of duality to tho result obtained, he was led to tho famous
tormulai for the singularities of curves which bear his name, and
which completely resolve tho paradox of Poncelet — formulae which
already in the year 1854 Steincr could cite as tho 'well known,'
without, however, in any way mentioning Pliicker's name in con-
Bexion with them. Pliicker communicated his formuh-o in the first
place to Crelle's Journal, vol xii. (WZi), and gave a further exten-
sion and complete account of his theory in his Thcorie der Alge-
braisdien Cunien, 1839."
In 1 833 Pluckcr left Bonn for Berlin, wliere he occupied for
a short time a post in the Friedrichi Wilhclm's Gymnasium.
He was then called in 1834 as ordinary professor of mathe-
matics to Halle. While there he published his System der
Analytischeti Geometrie, avfneue'BdracMungsweisenffegrUn-
det, und insbesondere eine AusfiUirliche Thcorie der Curven
dritter Ordnung enthaltend, Berlif, 1835. In this work ho
introfl'iced the use of linear functions in place of tho
ordina y coordinates, and thereby increased the generality
and elegance of his equations; he also made the fullest
use of tlie principles of collineation and reciprocity. In
fact he develops and applies to plane curves, mainly of the
third degree, the methods which he had indicated in the
Entimkelungen and in various memoirs published in the
interim. His discussion of curves of the third order
turned mainly on the nature of their asymptotes, and
depended on the fact that the equation to everj' such curve
can be put into the iorxn. jxp- -^^ fis =0. He gives a com-
plete enumeration of them, including two hundred and
nineteen species. In 1836 Pliicker returned to Bonn as
ordinary professor of mathematics. Here he published
his TliPorie der Algehraischen Cvrven w^hich formed a con-
tinuation of the System der Analytischen Geometrie. The
work falls into two parts, which treat of the asymptotes
and singularities of algebraical curves respectively ; and
extensive use is made of the method of .counting constants
which plays so large a part in modern geometrical
researches. Among the results given we may mention the
enumeration of curves of the fourth order according to the
nature of their asymptotes, and according to the nature of
their singularities, and the determination for the first time
of the number of double tangents of a curve of the fourth
order devoid of singular points.
From this time Pliicker's geometrical researches practi-
cally ceased, only to be resumed towards the end of his
life. It is true that he published in 1846 his System der
Geometrie des Emmies in neuer Ancdytischer Behandhmgi-
iveise, but this contains merely a more systematic and
polislied rendering of his earlier results. It has been said
that this cessation from pure mathematical work was due
to the inappreciativB reception accorded by his country-
men to his labours, and to their jealousy of his fame in
other lands ; it seems likely, however, that it was duo in
some degree to the fact that he was called upon to under-
take the work of the physical chair at Bonn in addition
to his proper duties. In 1847 he was made actual
professor of physics, and from that time his wondrous
scientific activity took a new and astonishing turn.
Pliicker now devoted himself to experimental physics in
the strictest sense as exclusively as he had formerly done
to pure mathematics, and with equally brilliant results.
His first physical memoir, published in Poggeiidorff's
Annalen, vol. Ixxii., 1847, contains his great discovery of
magnecrystallic action. Then followed a long series of
researches, mostly published in the same journal, en the
properties of magnetic and diamagnetic bodies, establishing
results which are now part and pa'rcel of our magnetic
knowledge. It is unnecessary here to analyse these re-
searches, of which an account has been given in the article
Magnftism (vol. XV. p. 262 sq.) ; it will bo sufficient to
say that in this work Pliickcr was the worthy collaboratcur,
and, had it not been that their fast friendship and mutual
admiration renders tho word inappropriate, wo might have
said rival, of Faraday.
In 1858 {Pogg. Ann., vol. ciii.) ho published tho first
of his classical researches on the action of tho magnet on
tho electric discharge in rarefied gases (see ELEcruiciTY,
voh viii. p. 74). It is needless rc»w to dilate upon the
groat beauty and importance of tneso researches, which
remain tho leading lights in ono of the darkest channels
of magnetic science. All tho best work that has recently
been done on this important subject is simply development
of what Pliickcr did, and in somo instances (notably in
many of tho researches of Crookes) merely reproduction
. on a larger scale of his results.
Pliickcr, first by himself and afterwards in conjunction
with Ilittorf, mado many important discoveries in the
spcctro.scopy of gases. Ho was the first to use tho vacuum
tube with the capillary part now called a OoisiJcr'a tuliOi
230
P L U — P L U
by means of which the Iiiminotfs intensity of feeble electric
discharges was raised sufficiently to allow of spectroscopic
investigation. He anticipated Bunsen and Kirchhoff in
announcing that the lines of the spectrum were character-
istic of the chemical substance which emitted them, and
in indicating the value of this discovery in chemical
analysis. According to Hittorf he was the first who saw
the three lines of the hydrogen spectrum, which a few
months after his death were recognized in the spectrum
of the solar protuberances, and thus solved one of the
mysteries of modern astronomy. For a fuller account of the
important discoveries regarding the influence of tempera-
ture and pressure on the nature of gaseous spectra made
in conjunction with Hittorf see Spectrum Analysis.
Hittorf, who had good means of knowing, tells us that
Pliicker never attained great manual dexterity as an
experimenter. He had always, however, very clear con-
ceptions as to what was wanted, and possessed in a high
degree the power of putting others in possession of his
ideas and rendering them enthusiastic in carrying them
into practice. Thus he was able to procure from the
Sayner Hiitte in 1846 the great electromagnet which be
turned to such noble use" in'^his magnetic researches;
thus he attached to his service his former pupil the skilful
mechanic Fessel ; and thus he discovered and fully availed
himself of the ability of the great glass-blow-er Geissler, in
conjunction with whom he devised many of those physical
instruments whose use all over the civilized •world has
tendered the name of the artificer of Bonn imntortal. It
was thus also that, when he felt his own want of chemical
knowledge and manipulative skill, he sought and obtained
the assistance of Hittorf, one of the ablest of German
experimenters.
Induced by the encouragement of his mathematical
friends in England, Pliicker in 1865 returned once more
to the field in which ho first became known to fame, and
adorned it by one more great achievement — the invention
of what is now called Line Geometry. A remark containing
the fundamentally new idea of this new geometry had, as
Clebsch remarks, already been embodied in the System der
Geometrie des Maumes : — "A straight line depends on four
linear constants. The four magnitudes which we consider
as variables receive for any given line constant values,
which may be easily constructed and are the four coordin-
ates of the straight line. A single equation between these
four coordinates does not determine a locus for the straight
line, but merely a law according to which infinite space is
made up of straight lines." Hero we have the new idea
of the straight line considered. as an element of space, and
of the "complex," as Pliicker afterwards called it, made
up of a threefold infinity of straight lines subject to a
onefold relation. Space thus becomes as it were four-
dimensioned, and we have, instead of the three degrees of
freedom of space considered as an aggregate of points,
four degrees of freedom according as the linear element
is (1) absolutely unconditioned, (2) subject to a onefold,
(3) subject to a twofold, or (4) subject to a threefold
relation. In the first case we have the complex of straight
lines, in the second the congruency of lines, in the third
the regulus or ruled surface. The last of these geometri-
cal figures had been considered long before, and even the
congruency had been discussed before or independently of
Pliicker, notably by Hamilton and Kummer. The general
conception of the linear complex seems to be entirely due
to Pliicker. At all events he developed the notion to such
an extent that he is entitled to be called the founder of
Line Geometry, in which the theory of the complex holds
a fundamental position. His first memoir on the subject
Kas published in the Philosophical Transactions of the
Boyal Society of Londna. It attracted much attention.
and almost at once became the source of a large literature
in which the new science was developed. Pliicker himself
worked out the theory of complexes of the first and second
order, introducing in his investigation of the latter the
famous complex surfaces of which he caused those models
to be constructed which are now so well known to the
student of the higher mathematics. He was engaged in
bringing out a large work embodying the results of his
researches in Line Geometry when he died on the 22d Slay
1868. The work was so far advanced that his pupil and
assistant Klein was able to complete and publish it, there-
by erecting the worthiest monument to the genius of
his master, whose wonderful scientific activity endured to
the very last. Of the very numerous honours bestowed
on Pliicker by the various scientific societies of Europe it
may suffice to mention here the Copley medal, awarded to
him by the Royal Society two years before his"death.
Jfost of the facts in the above notice have been Liken from
Clebsch's obituary notice of Pliicker (Ab)i. d. Kon. Gcs. d. JFiss. z.
Gotlinijcn, xvi. , 1871), to which is a]ipended an appreciation of
Pliicl<er's plijsical researches by Hittorf, and a list of Pliicker's
works by F. Klein. See also Gerliardt, Gcsddchic der Mnthe-
matik in Deuischland, p. 282; and Pliicker's life by Dronke
(Bonn, 1871). (G. CH.)
PLUM (Pniniis). Our cultiva'ted plums are supposed
to have originated from one or other of the species P.
domestica or P. insititia. The young shoots of P. domesiica
are glabrous, and the fruit oblong ; in P. insititia the
young shoots are pubescent, and the fruit more or less
globose. A third species, the common sloe or blackthorn,
P. spinosa, has stout spines; its flowers expand before the
leaves ; and its fruit is very rough to the taste, in which
particulars it differs from the two preceding. These dis-
tinctions, however, are not maintained with much con-
stancy. P. domestica is a native of Anatolia and the
Caucasus, and is considered to be only naturalized in
Europe. P. insititia, on the other hand, is wild in southern
Europe, in Armenia, and along the shores of the Caspian.
In the Swiss lake-dwellings stones of the P. insititia as
well as of P. spinosa have been found, but not those of
P. domestica. Nevertheless, the Romans cultivated large
numbers of plums. The cultivated forms are now ex-
tremely numerous, some of the groups, such as the green
gages, the damsons, and the egg plums being very distinct,
and even reproducing themselves from seed. This, how-
ever, cannot be depended on, and hence the choice varie-
ties are propagated by budding or by layers. The colour
of the fruit varies from green, pale yellow, red, up to deep
purple, the size from that of a small cherry to that of a
walnut; the form is oblong acute or obtuse at both ends or
globular ; the stones or kernels vary in like manner ; and
the flavour, season of ripening, and duration are all subject
to variation. From its hardihood the plum is one of the
most valuable fruit trees for the farmer, as it is not parti-
cular as to soil, and the crop is less likely to be destroyed
by spring frosts. Prunes and French plums are merely
plums dried in the sun. Their preparation is carried on
on a large scale in Bosnia and Servia, as well as in Spain,
Portugal, and southern France. The cherry plum, Prnmis
myrohalana, is employed chiefly as a stock for grafting
upon, and for the sake of its ornamental flowers. See also
Horticulture, vol. xii. p. 275.
PLUMBAGO, a name frequently applied to graphite in
allusion to its remote resemblance to lead, whence it is
popularly called "black lead." When Scheele, in 1779,
examined this mineral he regarded it as a compound of
carbon and iron, and consequently termed it a " carburet
of iron"; but Vanuxem in 1825 showed that the iron
existed in the form of an oxide, and was not essential to
the constitution of the mineral — a conclusion also reached
about this time by Karsten. It thus became fully eslab-
P L U — P L U
231
lislied that plumbago is simply an impure form of native
carbon. Plumbago is principally used in the manufacture
of " black-lead " pencils, for which purpose it was at one
time very extensively worked at Borrowdale in Cumber-
land. It was known locally as " wad," and a grant of the
manor of Borrowdale, as far back as the reign of James I.,
refers to " the wad-holes and wad, commonly called black
cawke." The Cumberland plumbago is found in pipes,
strings, and irregular masses .known as "sops," which
occur in a dyke of diorite, associated with a compact blue
diabase, penetrating some of the altered ash-beds of the
volcanic series. Important mines of plumbago, yielding
fine pencil lead, were opened some years ago by M. Alibert
in the government of Irkutsk in eastern Siberia. A good
deal of plumbago is also worked near Passau in Bavaria.
The graphite so largely used, when mixed with fire-clay,
in the manufacture of " black-lead " crucibles, is obtained
chiefly from Ceylon ; and it is notable that, notwithstand-
ing the purity of the Ceylon plumbago, it is not applicable
to the manufacture of lead pencils. Large quantities of
plumbago occur in the Laurentian limestones of Canada;
while in the United States the mineral is worked at
Sturbridge, Mass. ; at Ticonderoga and Fishkill, N.Y. ;
at Brandon, Vt.; and at Wake, N.C. It was formerly
yielded by the mines of Ashford in Connecticut. Among
the minor applications of plumbago may be mentioned its
use as a lubricating agent for machinery and for polishing '
cast iron. In the preamble to an Act for protecting the
black-lead mines of Cumberland, 25 Geo. II. c. 10, it is
stated that plumbago is necessary " for divers useful pur-
poses, and more particularly in the casting of bomb-shells,
round shot, and cannon balls." It was formerly held in
repute in medicine, and a writer on the Cumberland
plumbago in 1709 asserts — " It 's a present remedy for the
cholick ; it eascth the pain of gravel stone and strangury ;
and for these and the like uses it 's much bought up by
apothecaries and physicians." It is notable that plumbago
is occasionally found in masses of meteoric iron, and that
a substance of similar physical and chemical characters is
produced in the blast-furnace during the preparation of
cast iron, and is known to the workmen as kish. Plum-
bago bears ai s.trong resemblance to the mineral termed
molybdenite, while it resembles to a less extent certain
varieties of micaceous iron-ore ; the molybdenite, however,
is easily distinguished by giving a slightly greenish streak,
while the iron-ore yields a red streak.
For the mineralogical cliaractcristics of plumbago or graphite,
see vol. xvi. p. 331 ; for it3 chemical relations, vol. v. p. 86 ; and
for ita,use iir crucible-making, vol. ix. p. 843.
PLUNKET, William Conyngham Plunket, Baron
(1765-1854), an eminent la\vyer, orator, and statesman, was,
born in the county of Fermanagh in July 1765. He was'
educated in boyhood by his father, a man of considerable
ability and reputation ; and in 1779 ho became a student
of Trinity College, Dublin. Though well versed in regular
academic studies, ho was most conspicuous in his university
career as tho acknowledged leader of the Historical Society,
the debating club of Trinity College, then full of young
men of remarkable promise.
Having entered Lincoln's Inn in 1784, Plunket was
called to tho Irish bar in 1787. His intellect was exactly
that of a jurist or a great master of equity — ^not too refin-
ing or overprone to speculation, and yet capable of tho
highest legal generalizations, and of applying them to
masses of fact, however tedious and complicated. His
power of close and rapid argument was very remarkable,
his memory equally capacious and exact, and lie had
enriched an amjilo store of professional learning with tho
fruits nf assiduous general study. Althougli at first bis
progress at the bar was not rapid, ho gradually obtained
a considerable practice in equity; and, after an apprentice-
ship of eleven years as a junior, he was raised to the rank
of king's counsel in 1798.
In 1798 he entered the Irish paruament as member for
Charlemont. His political faith was- already settled, and
was only slightly modified in after life, at least as regards
its cardinal tenets. He was an anti-Jacobin Whig of the
school of Burke, not ungracefully filled with a fervent
Irish patriotism. He disliked the principles of the French
Revolution, and its excesses made such an impression upon
him that he always showed the greatest antipathy to merely
democratic movements. But he was a sincere admirer of
the constitutional government of England as established
in 1688 ; he even justified the ascendency it had given to
the Established Church, although he thought that the time
had arrived for extending toleration to Roman Catholics
and dissenters. To transfer it to Ireland as thus modified,
and under an independent legislature, was even in his
youth the only reform he sought for his country; and,
although he opposed the Union with all his power, this was
only because he thought it incompatible with this object.
When Plunket became a member of parliament, the
Irish Whig party was almost extinct, and Pitt was feeling
his way to accomplish the Union. In this he was seconded
ably by liord Castlereagh, by the panic caused by a wild
insurrection, and by the secession of Grattan from politics.
When, however, the measure was actually brought forward,
it encountered a vehement opposition ; and among the
ablest and fiercest of its adversaries was Plunket, whoso
powers as a great orator were now universally recognized.
His speeches in these debates show all the force of reason-
ing, the admirable arrangement, and the grasp of facta
which characterize his later efforts; but they are some-
what disfigured by personal invective, and here and there
betray an indecent acrimony. They raised him, however,
immediately to the front rank of his party ; and, when
Grattan re-entered the moribund senate, he took his scat
next to Plunket, thus significantly recognizing the place tho
latter had attained.
After tho union of Great Britain and Ireland Plunket
returned to the practice of his profession, and became at
once a leader of the equity bar. In 1803, after the out-
break of Emmet's rebellion, ho was selected as one of the
crown la\vyers to prosecute the unfortunate enthusiast, and
at tho trial, in summing up the 'evidence, delivered a
speech of remarkable power, which shows his characteristic
dislike of revolutionary outbursts. For this speech he
was exposed to much unmerited obloquy, and more espe-
cially to the abuse of Cobbett, against whom he brought
a successful action for damages. In 1804, in Pitt's second
administration, ho became solicitor-general and then attor-
ney-general for Ireland; and he continued in oftico when
Lord Grenville came into power at the head of the ministry
of All tho Talents. Plunket held a seat in the imperial
parliament during this period, and there made several
able speeches in favour of Catholic emanciimtion, and of
continuing tho war with Franco; but, when tho Grenville
cabinet was dissolved, he returned once more to jirofcssionnl
life, and for some years devoted himself exclusively to it.
In 1812, having amassed a considerable fortune, ho re-
entered parliament as member for Trinity College, and
identified himself thoroughly with tho Grenville or anli-
Gallican Whig.s. He was now in the full maturity of his
powcr.s, and very soon was acknowledged one of tho first
orators, if not the first, of the House of Commons. His
reverence for tho English constitution in church and state,
his strong dislike of French princi|iles, his steady advocacy
of tho war with Napoleon, and his antipathy to anything
like democracy made him popular with the Tory par'.y.
On- the' other hand, ho wa.<v tho zealous and most ablo faup«
232
P L U — P L U
port.civ of Oatholifi emancipation ; he was not averse to
some measure of parliamentary reform ; and, as generally
he was on the side of constitutional progress, he was
reckoned a principal ornament of one of the sections of the
^Vhigs.
In 1822 Plunket was once more attorney-general for
Ireland, with Lord Wellesley as lord-lieutenant. One of
his first oiBcial acts was to prosecute for the " bottle riot,"
'an attempt on his part to put down the Orange faction in
Ireland. But, though always the advocate of the Catholic
claims, he strenuously opposed the Catholic Association,
iwhich about this time, under the guidance of O'Connell,
began its extraordinary and successful agitation. He
struggled vehemently to extinguish it, and in 1825 made
(a powerful speech against it ; and thus the curious spectacle
■■was seen of the ablest champion of an oppressed sect
doing all in his power to check its efforts to emancipate
itself.
In 1827 Plunket was made master of the rolls in Eng-
land ; but, owing to the professional jealousy of the bar,
who not unnaturally thought him an intruder, he was
obliged to abandon this office. Soon afterwards he became
chief justice of the common pleas in Ireland, and was then
created a peer of the United Kingdom. In 1830 he was
appointed lord chancellor of Ireland, and held the office,
with an interval of a few months only, until 1841, when
he finally retired from public life. During this period he
made some able speeches in favour of parliamentary reform;
but they were scarcely equal to his earlier efforts ; and his
reputation as a judge, though far from low, was not so
eminent as might have been expected. He died in 1854,
in his ninetieth year. (w. o. M.)
PLUSH (French Peluche), a textile fabric having a cut
nap or pile the same as fastian or velvet. Originally the
pile of plush consisted of mohair or worsted yarn, but now
siUc by itself or with a cotton backing is used for plush,
the distinction from velvet being found in the longer and
less dense pile of plush. The material is largely used for
upholstery and furniture purposes, and is also much
employed in dress and millinery. The most distinctive
form of plush is that which has taken the place of the
napped beaver felt in the dress hats of gentlemen, which
are now consequently known as "silk" hats. That plush,
a considerable manufacture, is principally made in Lyons.
PLUTAECH (nXou'rapxos Xaipwytus), a Greek prose
writer, born at ChKronea in Boeotia, and a contemporary
of Tacitus and the Plinys. The precise dates of his birth
and death are unknown ; but it is certain that he flourished
under the Roman emperors from Nero to Trajan inclusive,
so that from 50 to 100 a.d. will probably include the best
years of his life. There is some probability that he out-
lived Trajan,' who died in 117. In the Cunsolatio7i to his
Wife on the loss of his young daughter, he tells us (§ 2)
that they had brought up four sons besides, one of whom
was called by the name of Plutarch's brother, Lamprias.
We learn incidentally from this treatise (§ 10) that the
writer had been initiated in the secret mysteries of Dionysus,
which held that the soul was imperishable. He seems to
have been an independent thinker rather than an adherent
(to any particular school of philosophy. His forte, so to
say, was learning, and the application of it to the casualties
of human existence. His vast acquaintance with the litera-
ture of his time is everywhere apparent; and with history
especially he was thoroughly conversant, and hardly less
so with i^hysics.
The celebrity of Plutarch, or at least his popularity, is
mainly founded on his forty-six Parallel Lives. He is
thought to have written this work in his later years after
' The scanty evidences of date collected from Plutarch's writings
•are well discussed by Long in Smith's DM. of Biog., iii. p. 429.
his return to his native town Chseronea. His knowledge
of Latin and of Roman history he must have partly
derived from some years' residence in Rome and other
parts of Italy,- though he says he was too much engaged
in lecturing (doubtless in Greek, on philosophy) to turn
his attention much to Roman literature during that
period. jong observes that " we must expect to find him
imperfectly informed on Roman institutions, and we can
detect in him some errors. Yet, on the whole, his Roman
lives do not often convey erroneous notions ; if the detail
is incorrect, the general impression is true."
Plutarch's design in writing the Parallel Lives — for this
is the title which he gives them in dedicating Theseus and
Eomulus to Sosius Senecio — appears to have been th6
pubUcation, in successive books, of authentic biographies
in pairs, a Greek and a Roman (generally with som^
approximation to synchronism as well as some well-marked
resemblances in political career) being selected as the
subject of each. In the introduction to the Theseus he
speaks cf having already issued his Lycvrgus and Nunia,
viewing them, no doubt, as bearing a resemblance to each
other in their legislative character ; and so Theseus and
Romulus are compared as the legendary founders of states.
In the opening sentence of the life of Alexander he says
that " in this book he has WTitten the lives of Alexander and
Ccesar " (Julius), and in his Demosthenes, where he again
(§ 1) mentions his friend Sosius, So'trcrtos, he calls the life
of this orator and Cicero the fifth book.^ It may there-
fore fairly be inferred that Plutarch's original idea was
simply to set (irapafidWeiv, iVic, § 1) a Greek warrior,
statesman, orator, or legislator side by side with some
noted Roman celebrated for the same qualities. In his
age, when Rome held the supremacy, but Greece was still
looked up to as the centre and source of wisdom and art,
such a comparison of the greatest men of both nations had
a special propriety and significance, and was more than a
mere literary exercise. It was a patriotic theme, to show
the superiority of this or that race ; and Plutarch, in a
sense, belonged to both. Now Alexander and C. Cajsar,
Demosthenes and Cicero, Solon and Valerius Publicola,
have some fairly obvious resemblances, which are not so
conspicuous in some other pairs. But the sequel which
follows most (not all) of the Lives, entitled o-vyKpto-ts, viz.,
a comparison in detail, is by modern critics rejected as
spurious. . It was manifestly added as an appendix from a
misapprehension of Plutarch's real motive ; the effort to
bring out exact points of resemblance* which are either
forced or fanciful far exceeded the design contemplated by
him. Moreover, the marked difference in style between
the /Jt'oi and the crvyKpiaei's is quite decisive of the ques-
t'on.
Nearly all the lives are in pairs ; but the series con-
cludes with single biographies of Artaxerxes, Aratus (of
Sicyon), Galba, and Otho. In the life of Aratus, not
Sosius Senecio, but one Polycrates, is addressed.
It is not to be supposed that Plutarch was content to
write merely amusing or popular biographies. On the
contrary, the Lives are works of great learning and
research, and they must for this very reason, as well as
from their considerable length, have taken many years in
their compilation. For example, in the life of Theseus
the following long list of authorities appears : — the
llegarian historians,'' Hellanicus, Simonides, Philochorus,
Pherecydes, Demo, Pteon of Amathus, Dica^archus, Hero-
* Demoslh., § 2. Plutarch's oi'thograjiliy of Roman words .liid
names is important as bearing on the question of pronunciation. A
curious e-xaniple (De Forlun. Rom., § 5) is Virtutis et Honoris,
written OviprovTis re koX 'Ovupis. The Volsci are OvoXovtTKOi, ibid.
^ It is quite evident that the original order of the hooks has been
altered in the series of Lives as wo now have them.
* Oi M(yap6d(y <rvyypa,<pi~is, referred to iu § 10,
t
PLUTAKCH
233
dorus, Bio, Menecrates, Clidcmus, Hereas, Ister,* Dio-
dorus. For the life of Romulus he refers to " one
Promathio who composed a history of Italy " (§ 2 fin.),
Diodes of Peparethus, Fabius Pictor, Herodorus, Varro,
Valerius, Juba ('lo'^aj), Zenodotus of Troezen, Simulus
the poet (from whom he quotes eight elegiac verses),
Antigonus, "one Butas,"^ and Caius Acilius, and (as
a viva voce informant) Sextius Sulla of Carthage. In
the life of Lycurgus he cites Aristotle, Eratosthenes,
Apollodorus, TimasuS, Xenophon, Simonides, Aristocrates
the Spartan, Sphserus, Critias, Theo])hrastus, Dioscorides,
Hippias the sophist, Philostephanus, Demetrius Phalereus,
Herniippus, Sosibius, Thucydides, Apollothemis, Aristox-
enus, Aristocrates. In the life of Alexander, which is a
long and elaborate essay, mention is made of Onesicritus,
Aristobulus, Duris, Chares, Callisthenes, Eratosthenes,
Clitarchus, Polyclitus, Antigenes Ister, Ptolemoeus, Ariti-
clides, Philo of Thebes, Philippus of Theangele. Philippus
of Eretria, Hecataaus, Hermippus, Sotion.
It is true that many of the lives, especially of Romans,
do not show such an extent of research or such a wealth
of authorities. But Plutarch must have possessed or had
access to a great store of books, and his diligence as an
historian cannot be questioned, if his accuracy is in some
points impeached.
His sympathy with Doric characters and institutions is
very evident; he delights to record the exploits, the
maxims, and the virtues of Spartan kings and generals.
This feeling is the key to his apparently unfair and
virulent attack on Herodotus, who, as an Ionian, seemed
to -him to have exaggerated the prowess and the foresight
of the Athenian leaders.
The voluminous and varied writings of Plutarch exclu-
sive of the Lives are known under the common term Opera
Moraliu. These consist of above sixty essays, some of
them long and many of them rather difficult, some too of
very doubtful genuineness. Their literary value is greatly
enhanced by the large number of citations from lost Greek
poems, especially verses of the dramatists, among whom
Euripides holds by far the first place. They evince a
mind of vast and varied resources, historical as well as
philosophical — the mind of an inquirer and a seeker after
knowledge, rather than: that of an exponent or an opponent
of any particular philosophical system.
But Plutarch's Greek is not, like Lucian's, fluent and
easy, nor even clear. He uses many words not in the
ordinary Greek vocabulary, and he too often constructs
long sentences, the thread of which separately, as well as
the connexion, cannot bo traced without close attention.
Hence he is unattractive as a writer, so far as style is con-
cerned, and ho is often diffuse and carries his discussions
to an unnecessary length.
It is certain that to most persons in Britain, even to
those who call themselves scholars, the Opera Moralia of
Plutarch are practically almost unknown. No English
translation of them, we believe, has been printed since the
bulky folio of Philemon Holland, published at the end of
the 17th century, with the exception of a single volume
in Bohn's Classical Library, lately added to that series by
Mr C. W. King, M.A. It is therefore the more desirable
to devote the remainder of this article to a brief notice of
the principal treatises.
On the Education of Children recommends (1) Rood birth, and
sobriety ill the father ; (2) pood disposition and good training aro
alike necessary for virtue ; (3) a motlitr ought to nurse lier own off-
spring, on the analogy of all animals ; (4) tlie pacdarjogus must be
honest and trustworthy ; (5) all the advantages of life and fortune
must bo held secondary to education ; (6) mere mob-oratory is no
* 'O^lffTpos ^v T^ TpiaKatSfKdTit Twv*ArrtKU)P, § 34.
^ Boi/Tat TIT airlcLS uvGutSfis tV ^Af-ycfoiy irtpl Tuv 'PwfiatKuf
ivaypiipwy, § 21.
pant of a good education ; (7) philosophy should foiin the principal
study, but not to the exclusion of the other sciences ; (8) gj-mnas-
tics are to be practised ; (9) kindness and advice are better than
blows; (10) over-pressure in learning is to bo avoided, and plenty
of relaxation is to be allowed; (11) self-control, and not least over
the tongue, is to be learned; (12) the giown-up youth should be
under the eye and advice of his father, and all bad company
avoided, flatterers included; (13) fathers should not be too har.-,h
and exacting, but remember that they were themselves once young :
(14) marriage is recommended, and without disjiarity of rank; (15)'
above all, a father should be an example of virtue to a son.
How a Voung Man ought to Hear Poetry is largely made up oi
quotations from Homer and the tragic poets. The points of the
essay are the moral effects of poetry as combining the true with
the false, the praises of virtue and heroism with a mythology
depraved and unworthy of gods, d Beol ti Spuim ()iav\ov, oiiK italy
Btol (§ 21). " So long as the young man," says Plutarch, " admires
what is rightly said and done in the poets, but feels annoyed at
the contrary, no harm is dono ; but if he learns to admire every-
thing which is presented to him under the name of a hero, he will
unconsciously become morally deteriorated " (§ 26).
On the Might }Vay of Hearing (vcpX toD duoueiy) advocates the
listening in silence to what is being said, and not giving a precipi-
tate reply to statements which may yet receive some addition or
modification from the speaker (§ 4). The hearer is warned not to
give too much weight to the style, manner, or tone of the speaker
(§ 7), not to be either too apathetic or too prone to praise, not to
be impatient if he finds his faults reproved oy the lecturer (§ 16).
He concludes with the maxim, " to hear rightly is the beginning
of living rightly," and perhaps he has in view throughout his own
profession as a lecturer.
How a Flatterer viay he Disiinguiihed from a Friend is a rather
long and uninteresting treatise. The ancient writers are full of
warnings against flatterers, who do not seem to exercise much
influence in modem society. The really dangerous flatterer (g 4)
is not the parasite, ,but the pretender to a diiinterested friendship,
— one who aifects similar tastes, and so insinuates himself into your
confidence. Your accomplished flatteier does not always praise,,
but flatters by act, as when he occupies a good seat at a public
meeting for the express purpose of resigning it to his patron (§ 15).
A true friend, on the contrary, speaks freely on proper occasions.
A good part of the essay turns on vappi)aia, the honest expression
of opinion. The citations, which are fairly numerous, are mostly
from Homer.
How one may be Conscious of Progress in Goodness is addressed
to Sosius Senecio, who was consul in the last years of Nerva,
and more than once (99, 102, 107) under Trajan. If, says
Plutarcli, a man could become suddenly wise instead of foolish,
he could not bo ignorant of the change ; but it is otherwise with
moral or mental processes. Gradual advance in virtue is like
steady sailing over a wide sea, and can only bo measured by tho
time taken and the forces applied (§ 3). Zeno tested advance by
dreams (§ 12) ; if no excess or immorality presented itself to tho
imagination of the sleeper, his mind had been purged by reason
and philo.5ophy. When wo love the truly good, and adapt our-
selves to their looks and manners", and this even with the loss of
worldly prosperity, then wo are really getting on in goodness our-
selves (§ 16). Lastly, the avoidance of little sins is an evidence o.'
a scrupulous conscience (§ 17).
How to get Benefit out of Fnemies argnes that, as primitive man
had savage animals to fight against, but learnt to malte use of their
skins for clothing and their flesh for food, so we are bound to turn
even our enemies to some good purpose. One service they do to us
is to make us live warily against plots; another is, they induce us
to live honestly, so as to vex our rivals not by scolding them but
by making them secretly jealous of us (§ 4). Again, finding fault
leads us to consider if wo aro ourselves faultless, ami to bo found
fault with by a foe is likely to bo plain truth speaking, ixovaTtoy
iari iropi tUv IxOpuv tV i.\T]0(mv (§ G). Jeiifousies and strifes,
so natural to man, aro diverted from our friends by being legiti-
mately expended on our enemies (§ 10).
On Having Many Friends, On Chance, On Virtue and Vire, ara
three short essays, tho first advocating the concentiation of onc'^
affections on a few who aro worthy {robs i(lovs ij>t\tas SiuKdv, § 4),
rather than diluting them, as it were, on the many; the soi-onj
pleads that intelligence, (ftpiytifrts, not mere luck, is tho ruling
principle of all suecess ; tho third shows that virtue and vice aru
but other names -for happiness and misery. All these ore intci-
Bporsed with citations from the poets, several of them unknowi*
from other sources.
A longer treatise, well and clearly written, and not less valuable
for its many quotations, is the Consolation addressed to ytjiollxmius,
on tho early death of his "generally beloved and religious and
dutiful son. Equality of mind both in prosperity and in adversity
is recommended {§ 4), since there aro " ups and downs " (Ci^os «ol
Tairtii'($Tiji) in life, as there are storms and calms on the sea, and
good and bad seasons on the earth. Tliat man is born to rcveists
XIX. — ^o
234
P L U T A 11 C II
lie illustrates by citing fiftaen fkie "verses irom Menanrter (§ 5).
Tlie iiselessness of indulging in gi'ief ia pointed out, de^th being a
debt to all and not to be regarded as an evil (§§ 10-12). Plato's
doctrine ia cited (§ 13) that the body is a burden and an impediment
■to the soij. Death may be annihilation, and therefore the dead
are in the same category as the unborn (§ 15). The lamenting a
death because it is untimely or premature has something of selfish-
ness in it (§ 19), besides that it only means that one has arrived
sooner than another at the end of a common journey. If a death
is more grievous because it is untimely, a new borri infant's death
■would be the most grievous of all (§ 23). One who has died early
may have been spared many woes rather than have been deprived
of many blessings ; and, after all, to die is but to pay a debt due to
the gods when they ask for it (§ 28). Examples are given of
fortitude and resignation under such affliction (§ 33). If, says the
author in conclusion, tliere is a heaven for the good hereafter, be
sure that such a son will have a place in it.
I 'Pncepts about JTcalth commences as a dialogne, and extends to
some length as a lecture. It is technical and difficult throughout,
and contains but little that falls in with modern ideas. Milk, he
says, should be taken for food rather than for drink, and wine
should not be indulged in after hard work or mental effort, for it
does but tend to increase the bodily disturbance {§ 17). Better
than purges or emetics is a temperate diet, which induces the
bodily functions to act of themselves (§ 20). Another wise saying
is that idleness does not conduce to health (oiS' akriBfs iart t6
ftaWov vyiaifeiv roi/s ijcrvxiav HyovTas, § 21), and yet another that
a man should learn by experience his bodily capabilities without
always consulting a pliysician (§ 26).
Advice to the Married is addressed to his newly wedded friends
Pollianus and Eurydice. It is simply and plainly written, and con-
sists chiefly of short maxims and anecdotes, with but few citations
ffom the poets.
The Baiiquet of the Seven Wise Men is a longer treatise, one of
the several "Symposia" or imaginary conversations that have
come down to us. It is supposed to be given by Periander in the
public banqueting-room {iirTiaT6ptov) near tlie harbour of Corinth
(Lechajum) on the occasion of a sacrifice to Aphrodite. The whole
party consisted of " more than twice seven," the friends of the
principal guests being also present Like Plato's Symposium this
treatise takes the form of a narrative of what was said and done,
the narrator being one Diodes, a friend of Periander's, who professes
jto give Nicarchus a correct account as having been present. The
dinner was simple, and ia contrast ■with the usual splendour of
" tyrants " (§ 4). The conversation turns on various topics ; Solon
is credited with the remarkable opinion that " a king or tjTant s
most likely to become celebrated if he nukes a democracy out of a
monarchy " (§ 7). There is much playful banter throughout, but
neither the wit nor the wisdom seems of a very high standard.
Solon delivers a speech on food being a necessity rather than a
pleasure of life (§ IC), and one Gorgus, a brother of the host, comes
in to relate how ho has just shaken hands with Arion brought
across the sea on the b.ick of a dolphin (§ 18), which brings on a
discussion about the habits of th;:t creature. Among the speakers
are .fflsop, Anacharsis, Thales, Chilo, Cleobulus, and one Chersias,
a met
A short essay On Superstition contains a good many quotations
from the poets. It opens with the wise remark that ignorance
about the gods, which makes the obstinate man an atheist, also
begets credulity in weak and pliant minds. The atheist fears
nothing because he believes nothing ; the superstitious man believes
there are gods, but that they are unfriendly to him (§ 2). A man
who fears the gods is never free from fear, whatever he may do or
whatever may befall him. He extends his fears beyond his death,
and believes in the "gates of bell," and its fires, in tlie darkness,
the ghosts, the infernal judges, and what not (§ 4). The atheist
does not believe in the gods ; the superstitious man wishes he did
not, but fears to disbelieve (§ 11). On the whole, this is a most
interesting treatise. Mr King has given a translation of it, and of
the next five essays.
On Isis ami Osiris is a rather long treatise on Egyptian symbolism,
interesting chiefly to students of Egyptology. It gives an exposi-
tion of the strange myths and superstitions of this ancient solar
cult, including a full account of the great antagonist of Osiris,
Typhon, or the Egyptian Satan. Plutarch thus lays down the
Zoroastrian theory of good and bad agencies (§ 45) : "if nothing
can happen without cause, and good cannot furnish cause for evil,
it follows that the nature of evil, as of good, must have an origin
and principle of its own."
0:1 the Cessation of Oracles is a dialogue, discussing the reasons
why divine inspiration seemed to be withdrawn from the old seats
sf prophetic lore. 'I'lie real reason of their decline in popularity is
2>robably very simple ; when the Greek cities became Roman
ornvinces the fashion of consulting oracles fell off, as unsuited to
the more practical inlluenccs of Roman thought and Roman
politics. Tlie question is discus.scd whether there are such inter-
mediate beings as daimons, who according to Pl.ato communicate
the will of the gods to men, and the prayers and vows of men to
the god.-?.
The possibility of a plurality of worlds is entertained, and of the
planets being itore or less composed of the essence of the five
elements, iiie, ether, earth, air, and water (§ 37). The whole
treatise is metaphysical, but it concludes with remarks on the
exhalations at Delphi having different effects on difl'creijt people
and at different times. The ancient notion doubtless was that tho
vapour was the breath of some mysterious being sent up from the
under-world. '
On the Ptjthian Responses, u-hy no longer given in Verse, is also a
dialogue, the first part of which is occupied mainly with conver-
sation and anecdotes about the statues and other offerings at
Delphi. It is lather an amusing essay, and may be regarded_as a
kind ai appendix to the last. The theory propounded (§ 24) is
tliat verse was the older vehicle of philosophy, liistory, and religion,
but tliat plain prose has become the later fasliion, and therefore
that oracles are now generally delivered " in the same form as laws
speak to citizens, kings reply to their subjects, and scholars hear
their teachers speak." Discredit too was brought on the verse-oracle
by the facility with which it was employed by impostors {§ 25).
Moreover, verse is better suited to ambiguity, and oracles now-a-daya
h.Tve less need to be ambiguous (§ 28).
On tlie E at Delphi is an inquiry why that letter or symbol was
written on or in the Delphic temple. Some thought it represented
pie number five, otiiers that it introduced the inquiry of oracle-
seekers. If so-and-so was to be done ; while one of the speakers,
Ammonius, decides that it means EI, "thou art," an address to
Apollo containing tlie predication of existence {§ 17).
On the Face on the Muon's Disk is a long and curious if somewhat
trifling speculation, yet not without interest from its calculations
of the sizes and the'di^tance from earth of the sun and moon {§ 10),
and from the contrast between ancient lunar theories and mcJern
mathematics. The cause of the moon's liglit, its peculiar colour,
the possibility of its being inhabited, and many kindred questions
are discussed in this dialogue, the beginning and end of which are
alike abrupt. Some of the "guesses at truth " are very near the
mark, as when it is suggested (§§ 21-2) tnai the moon, like the
earth, contains deep recesses into which the iun's liglit does not
descend, and the appearance of the "face" is nothing but the
shadows of streams or of deep ravines.
On the Late Fengeance of the Deity is a di.ilogue consequent on a
supposed lecture by Epicurus. An objection is raised to the
ordinary dealings of providence, that long delayed punishment
encourages tlio sinner and disappoints the injured, tlie reply to
which is {§ 5) that the god sets man an example to avoid hasty
and precipitate resentment, and that he is willing to give time for
repentance {§ 6). Moreover, he may wish to await the birth of
good progeny from erring parents (§ 7). Another fine reflexion is
that sin has its own punishment in causing misery to the sinner,'
and thus the longer tlie life the greater is the share of misery (§ 9).
The ess.ay concludes with a long story about one Thesppsius, and
the treatment which he saw, during a trance, of the souls iu tho
other world.
On Fate discusses the law of chance as against the overruinig
of providence. This treatise ends abruptly ; the ]ioint of the
argument is that both fate and providence have their due inllucin'C
in mundane affairs {§ 9), and that all things are constituted for the
best. . '
On the Genius of Socrates is a long essay, and, like so many of the
rest, in the forni of a dialogue. The experiences of one Timarchus,
and liis supernatural visions in the cave of Trophouius, are related it
longth in the Platonic style (§ 22), and the true nature of the
Sainoves is revealed to him. "They are the souls of the just, who
still retain regard for human affairs and assist the good in their
efforts after vii-tue (§ 28). The dialogue ends with an iuteresting
narrative of the concealment of Pelopidas and some of the Tliebau
conspirators against the Spartans in the house of Charon.
- On Exile is a fine essay, rendered the more interesting from its
numerous quotations from the poets, including several from the
Phcenissee. Man is not a plant that grows only in one soil ; he
belongs to heaven rather th.an to eartli, and wherever he goes there
are the same sun, the same seasons, the same providence, the same
laws of virtue and justice (§ 5). There is no discredit in being
driven from one's country ; Apollo himself was banished from
heaven and condemned to live for a time on earth (§ 18).
The Consolation to his IVife, on the early death of their only
daughter Timoxena (§ 7), is a feeling and sensible exhortation to
moderate her grief.
Nine books of Symposiaca extend to a great length, discussing
inquiries {wpo$\t'ifjiaTCL) on a vast number of subjects. The gencrni
treatment of these, in which great literary knowledge is displayed,
is not unlike tho style of AthenKUs. It is, of course, impossible
here to give any summary of the questions propounded.
The Amorous Man is a dialogue of some length, describing a
conversation on the nature of love held at Helicon, pending a
quiuqueuuial feast of the Thespians, who specially worshijjpcd
P L U — P L U
235
that doity along with the Muses. It is amply illustrated by poetical
quotations. In § 24 mention is made of the emperor Vespasian.
It is followed hy a sliort treatise entitled Love StoricSj giving a few
narratives of sensational adventures of lovers.
Short Sayiriffn (aircKpOiyfiaTa), dedicated to Trajan, extend to a
great length, and are divided into three parts : — (1) of kings and
commanders (including many Koman) ; (2) of Sp.irtans ; (3) of
Spartan women (a short treatise on Spartan insiitutions being
interposed between the last two). The names of the authors are
added, and to some of them a large number of maxims are attributed. ■
Many are terse, shrewd, wise, or pointed with strong common-
tense ; but a good many seem to us now somewhat commonplace.
A rather long treatise On the Virtues of Women contains a series
of narratives of noblo deeds done "by the sex in times ot danger
Bnd trouble, especially from "tyrants." Many of the stories are
interesting, and the style is easy and good.
Another long and learned work bears the rather obscure title
Tit(t>aKaiav liaTaypaipii. It is generally known as Queeslioncs
Romanm and Grmcm, in two parts. In the former, which contains
one -hundred and thirteen headings, the inquiry (on some matter
political, religious, or antiquarian) always commences with 5i4 t(,
usually followed by ir6Tepov, with alternative explanations. In the
Greek Questions the form of inquiry is more often t(j or rfi/es, not
followed by v6t(pov. This treatise is of great interest and import-
ance to classical archseology, though the inquiries seem occasionally
trifling, and sometimes tlie answers are clearly wrong.
Parallels are a series of similar incidents which occurred respec-
tively to Greeks and Romans, the Greek standing first and tlie
Homan counterpart following. Many of the characters are mytho-
logical, though Plutarcli regards them as historical.
Qn the Fortune of the Romans discusses whether, on the whole,
go'od luck or valour liad more influence in giving the Romans the
supremacy. This is followed by two discourses (\6yoi) on the
same question as applicable to the career of Alexander the Great,
fVhether the Athenians were more reiwumed for War or for
Wisdom ? 'The conchision is (§ 7) that it was not so much by the
fame oT their poets as by the deeds of their heroes that Athens
became renowned.
Gnjllus is a most amusing dialogue, in which Circe, Ulysses, and
a talking pig take part. Ulysses wishes that all the human beings
that have been changed by the sorceress into bestial forms should
be restored ; but " piggy " is quite opposed to the refurn, arguing
that in moral virtues, such as true bravery, chastity, temperance,
ind general simplicity of life and contentment, animals are very
far superior to man.
Wlietlier Land Animals or Water Animals arc the Cleverer is a
father long dialogue on the intelligence of ants, bees, elephants,
spiders, dogs, &c. , on the one hand, and the crocodile, the dolphin,
the tunny, and many kinds of fish, on the otlier. This is a good
essay, much in the style of Aristotle's Uislory of Animals.
On Flesh-Eating, in two orations, discusses tlie origin of the
practice, viz., necessity, and makes a touching appeal to man not
to destroj" life for mere gluttony (§ 4). This is a short but very
eensible and interesting argument. Questions on Plalo are ten in
number, each heading subdivided into several speculative replies.
The subjects are for the most part metaphysical; the essay is not
long, but it concerns Platonists only. Whether Water or Fire is
more Useful is also short; after di.scussing the u?es of both elements
it decides in favour of the latter, since nothing can exceed in
importance the warmth of life and the light of the sun. On
Primary Cold is a physical speculation on the true nature and
prigin of the quality antithetical to heat. Physical Reasons
IQumsliones Nalurales) are replies to inquiries as to why certain
facts or phenomena occur ; e.g., "Why is salt the only flavour not
in fruits?" "Why do fishing-nets rot in winter more tlian in
summer?" "Why does pouring oil on the sea produce a calm?"
On the Opinions accepted by the Philosophers, in five books, is a
valuable compendium of the views of the Ionic school and tlio
Stoics on the phenomena of the universe and of life. On the VI-
naturc of Uerodolua is a well-known critique of the historian for
his unfairness, not only to the Hceotians 'and Lacedaemonians, but
to the Corinthians and other Greek states. It is easy to say that
this essay " neither requires nor merits refutation " ; but I'lutarch
knew history, and he writes like one who thoroughly understamls
the charges which ho brings against the liistorian. Tlio Lives of
the Ten Orators, from Antipho to Dinarchus, Ire blograiihios of
various length, com])iled, doubtless, from materials now lost.
Two rather long essays, Shoxdd a Man engage in Politics uhcn he
■is no longer Young, and Precepts for Governing (ttoAitikA irapa77^\-
/loTo), are interspersed with valuable quotations. In fiivour of
the l^ormcr view the administrations of Pericles, of Agcsilnus, ot
Augustus, are cited (§ 2), and the preference of older men for the
fleasurcs of doing good over the pleasures of tho sen.sca (§ 5).
n the latter, tho true use of eloquence is discussed, and a con-
trast drawn between tho brilliant and risky and the slow and safe
policy ;5 10). The choice of friends, and the caution against ennii-
t-.-s. the dangers of love, of gain, and of ambition, with many
topics of the like kind, aro sensibly adranccd and illustrated by
examples.
Besides the numerous works that hare come down to us, Plutarck
speaks of a work called Afna, the same title with the lost poem of
Callimachus (/JoiimZiw, § 15).
The live* have often been tranBtatcd ; the most popular version Into Cngnsli
is tlitit by John and William LanKhorne ; more recently many of the Koniaa
lives have been tianslated, with notes, by the late Mr George Long. An
excellent and convenient edition of the Gicek text, In 6 vols. I'Jmo. has been
published in the Teubner series by Carl Sintenis. It scema strange that nm
modern edition of the Opera ilorulia exists, and that the student lias to fal
back on the old-fashioned volumes of Wyttcnbuch (G vols. 4to, Oxford, als#
printed In Svo), Keiske (in J2 vols. 8vo), and Hutten (U vols. 8vo). Whether
tiiere Is any hope of Rudolph lieicheis single volume (1872) In the Teubner
seiles being'/oUowcd by others, we have no Information. (F. A. 1*.)
PLUTO, the god of tho dead in Greek mythplogy.
His oldest name was Hades ('At8)j9, "AiStjt, '^hrj<;), " the
Unseen"; the name Pluto (nXoiVtui') was given him as
the bestower of the riches (ttAovto?) of the mine, and ia
ordinary language it ousted the dread name of Hades,
which was, however, retained in poetry. He was the sob
of Cronus and Rhea, and brother of Zens and Poseidon.
Having deposed Cronus, the brothers cast lots for the king-
doms of the heaven, the sea, and the infernal regions, and
Pluto obtained the infernal regions, which from their ruler
■were afterwards known as Hades. The " house of Hades "
was a dark and dreadful abode deep down in the earth.
How literally the god was supposed to dwell underground
is shown by the method of invoking him, which was by
rapping on the ground to attract his attention. According
to another view the realm of Hades was in a land beyond
the ocean in the far west, which to the Greek was always
tlie region of darkness and death, as the cast of light and
life. This is the view of Hades presented in the Odyssey.
Ulysses sails all day with a north wind, and at sunset
reaches a land at the limits of ocean. Here, wrapped in
mist and cloud, dwell the Cimmerians, who never see the
sun. He lands, and moving along the shore he calls the
ghosts of the departed to meet him. In the description of
tho Cimmerians we have perhaps a traveller's tale of the
long dark winters of the north. Besides this gloomy region,
we find in another passage of the Odyssey (iv. 561 sq.) a
picture of Elysium, a happy land at the ends of the earth,
whore rain and snow fall not, but tho cool west wind blows
and men live at ease. After Homer this happy land, the
abode of the good after death, was known-as the Islands
of the Blest, and these in later times were identified with
Madeira and tho Canary Islands.^ But in the oldest Greek
mythology the " house of Hades " was a place neither of
reward nor punishment ; it was simply the home of the
dead, good and bad alike, who led a dim and shadowy
reflexion of life on earth. The differentiation of this "home
of Hades " into a heaven and a hell was the result of pro-
gressive thought and morality. Pluto was himself sinqily
tho ruler of the dead ; in no sense was he a tempter and
seducer of mankind like the devil of Christian theology.
Indeed tho very conception of a devil, as a principle of evil
in continual conflict with God or tho princijile of good, is
totally foreign to Greek mythology, as it was also to Indian
and Teutonic mythology. Pluto was certainly depicted as
' The conception of tlio land of tho dead, whctlior In tho far west or
l>cncalh the earth, nii^lit be paralleled from tho bclicf.i of ninny s.ivoro
tribes. Tlio Snmoan Islanders unite the two conoeptiuns : tlio enlrnnco
to their spirit-land is at tho wcMeriimost point of tho wp^tcrllnlo^t
island, where tho ghosts descend by two holes into tho uiidor-wnild.'
Long ago the inhabitants of the French const of the English Channel
believed that the flouls of tlio dead wore ferried across In Britain, and
there nro still traces of this belief in tho folk-lore of Brillnny (Tylor,
Primitive Culture, il. p. 61; Grimm, Deutsche Mythnlogie, ii, p. 694).
In classical mythology the underground Hadca prevailed over th«
western. It was nn Ktruscan custom nl lh« founilation of a city to
dig a deep hole in the earth, and close it with n stone ; on three dny«
in tho year this stono was removed, and the ghosts were then snpposeil,
U> ascend from tlio lower worlil. ^In Asia'Minor caves (lUcJ with
mcphitic vapours or containing hot springs were known as Plulonia
or Chnronin. Tlio most foinons entrances to tho un''.;r-wwrlJ were <i^
Twnarum in Laconi.i, and nl tho Lake Avcnuia in Italy; ''
236
r L u — r L Y
stern and pitUess, but he was so only in discharge of his
•duty as custodian of the dead. But even Pluto once
melted at the music of Orpheus when he came to fetch
from the dead his wife Eurydice. The cap of Hades, like
the Nebelkappe of German mythology, rendered its wearer
invisible ; as a sort of thick cloud it was the reverse of
•the nimbus or halo of the heavenly gods. While the
victims sacrificed to the latter were white, those offered to
Pluto were black. . His wife was Proserpine (Persephone),
daughter of Demeter (Ceres), whom he carried off as she
was gathering flowers at Enna in Sicily. Like the Greeks,
the ancient Italians believed that the souls of the dead
dwelt underground ; in Latin the names for the god of the
dead are Orcus and Father Dis, but the Greek name Pluto
also frequently occurs. But, while Orcus was rather the
actual slayer, the angel of death. Father Dis was the ruler
of the dead, and thus corresponded to Plutc. Their
names also correspond, Dis being a contraction for Dives,
;' wealthy." The Etruscan god of death was represented
as a savage old man with wings and a hammer ; at the
gladiatorial games of Rome a man masked after this
fashion used to remove the corpses from the arena. In
Romanesque folklore Orcus has passed into a forest-elf,
a black, hairy, man-eating monster, upon whose house
children lost in the woods are apt to stumble, and who
sometimes shows himself kindly and helpful. He is the
Italian orco, the Spanish ogro, the English ogre.
PLLTTUS (ttXoStos, " wealth "), the Greek god of riches,
*hom Demeter bore to lasion "in the fat land of Crete."
He enriched every one whom he fell in with. According
to Aristophanes, he was blinded by Zeus in order that he
might not enrich the good and wise alone. At Thebes
there was a statue of Fortune holding the child Plutus in
her arms ; at Athens he was similarly represented in the
arms of Peace ; at ThespisB he was represented standing
beside Athene the Worker. Elsewhere he was represented
as a boy with a cornucopia. He is the subject of one of
the extant comedies of Aristophanes.
PLYMOUTH, a municipal and parliamentary borough
and seaport town of Devonshire, England, is picturesquely
situated on Plymouth Sound in the south-west corner of the
county, at the confluence of the Tamar and Plym, 44 miles
eouth-west of Exeter. With
the borough of Devonport
and the township of East
Stonehouse it forms the ag-
gregate town known as the
" Three Towns." There is
railway communication by
means of the Great Western
and South-Western lines,
and by several branch lines
connected with these sys-
tems. The defences of the
town, in addition to the.
citadel, an obsolete fortifica- Environs of Plymouth.
Ition built by Charles II., on the site of an older fort, con-
bist of a most elaborate chain of forts of great strength
mounted with guns of the heaviest calibre, and forming a
pomplete line of defence round the whole circumference both
landwards and seawards. The streets are for the most part
narrow and crooked, and the houses very irregular both in
5tylo of architecture and in height. Great improvements
bave, however, recently taken place. The more ancient part
Df the town near the water-side has been much altered-, and
1 number of model dwellings have also lately been erected.
tn the principal thoroughfares there are numerous hand-
some shops and other imposing business establishments.
Among the most important of the public buildings is the
Uttildhall, completed in 1874 at a cost of £56,000, a fine
Siiim^S^-
group in the Gothic style of the 13th century, with a lofty
tower, and containing the town-hall with a fine organ and
a series of historical windows, a police court and offices, a
sessions and pther court rooms, and the council chamber
and municipal oflices. The new post office in Westwell
Street was erected at a co.st of £12,000. The market,
dating from 1804, and occupying about three acres in the
centre of the town, is in course of reconstruction. A fine
clock-tower, erected by the corporation, stands at the
junction of George Street and Union Street. The parish
church of St Andrews, some portions of w^hich date from
about 1430, has undergone alterations and improvements
at different periods, and in 1874-75 was completely
restored under the direction of the late Sir G. G. Scott.
The tower, built in 1460, contains a fine peal of bells.
The church of Charles the Martyr was begun in 1640,
when the parish was divided, but owing to the Civil War
was not completed till 1657. Of the other more modern
parish churches there are none of special interest. The
town is the seat of a Roman Catholic bishopric, the cathedral
of which, a good building in the Early English style, was
opened in 1858 at a cost of £10,000. Attached to it is
the convent of Notre Dame, and several other religious
houses and chapels. The Athenjeum (1812) is the home
of the Plymouth Institution and the Devon and Corn-
wall Natural History Society. In connexion with it there
are a lecture hall, a museum, art gallery, and a small but
select scientific library. The Plymouth Proprietary Library
(1812) has a good selection of books in general literature,
and the building also contains the library of the Plymouth
Incorporated Law Society and the Cottonian collection,
which includes many relics of Sir Joshua Reynolds and ^
number of his pictures. The Free Public Library, estab.
lished in 1876, at present occupies the old Guildhall.
The principal educational establishments are the Western
College for the training of students for the ministry of the
Independent denomination ; the Plymouth College, a high
school for boys ; the High School for Girls ; the Corpora-
tion Grammar School, founded in 1572 ; the Public School,
established in 1809 (one of the largest public schools in
England) ; the Grey Coat School ; the Blue Coat School ;
the Orphan's Aid ; Lady Rogers's School ; the Orphan
Asylum ; and the Household of Faith founded by the
well known Dr Hawker. The Plymouth school board
has nine schools in full operation ; and each of the prin-
cipal parishes has also its parochial day school. The
charitable institutions embrace the South Devon and East
Cornwall Hospital, for which a fine range of buildings has
lately been erected; the Devon and Cornwall Female
Orphan Asylum (1834) ; the Penitentiary and Female Home
(1833); the Royal Eye Infirmary (1821) ; the South Devon
and Cornwall Institution for the BUnd (1860, new building
erected 1876), and various other philanthropic societies.
The only public recreation ground of any extent is the
Hoe Park, 18 acres, a fine promenade sloping gradually to
the sea, attached to which is a handsome promenade pier.
On the Hoe a statue in bronze, by Boehm, of Sir Francis
Drake was unveiled in 1884. Smeaton's lighthouse has
been removed from the reef on which it stood for one
hundred and twenty years, and is now a prominent object on
the Hoe. The viewfrom the Hoe includes Mount Edgcumbe
with its beautifully wooded slopes, the Cornwall hills, the
Dartmoor hills on the north-eastern horizon, and Eddy-
stone lighthouse far away over the waters of the Channel.
Plymouth not only holds a leading position in the
country as a naval station, but is the centre of the growing
trade of Devonshire and Cornwall, and is also becoming a
holiday centre and health resort. To the south of the
town is the Sound, protected by the magnificent break-
water, within the limits of which and the harbours con-
P L Y I\l O U T H
237
nected with it the whole Britjsh navj might find a safe
anchorage. The western harbour, known as the Hamoaze,
at the mouth of the river Tamar, is devoted almost exclu-
sively to the requirements of the royal navy, as along its
banks are the dockyard, the Keyham factory, the arsenal,
and other Government establishments (See Devonport,
vol. vii., 138; and Dockyards, vol. vii., 315). The
eastern harbour, Cattewater with Sutton Pool, now pro-
tected by a new breakwater at Mount Batten, is the
anchorage ground for merchant shipping. Commodious
dock accommodation is provided at the Great Western
Docks, Millbay, between Plymouth and Stonehouso, opened
in 1857, and comprehending a floating basin over 13 acres
in e.xtent with a depth of 22 feet at spring tides, a tidal
harbour of 35 acres, and a graving dock. The port has an
extensive trade with America, the West Indies, Mauritius,
Africa, and the Baltic ports, as well as an extensive coast-
ing trade. It is the starting point for many of the
emigrant ships for Australia, New Zealand, and British
America. The chief exports are minerals, including
copper, lead, tin, granite, and marble. There is also some
trade in pilchards and other fish. The imports are chiefly
agricultural produce and timber. The total number of
vessels that entered the port in cargo and in ballast in
1883 was 3852, of 843,227 tons, the number that cleared
3443, of 754,318 tons. Plymouth has few manufactures,
the principal being biscuits, black-lead, candles, manures,
soap, starch, sugar, lead, and the celebrated PljTnouth gin.
The principal industries are connected with shipbuilding,
^and the fisheries. According to the Act of 1835, the
borough is divided into six wards, and is governed by a
mayor, twelve aldermen, and thirty-six councillors. The
Plan of Plymouth.
water-works are under the control of the corporation, but
the gas works are in the hands of a company. The popula-
tion of the municipal borough (area 1468 acres) in 1871
was 68,758, and in 1881 it was 73,794. The population
of the parliamentary borough (area 2061 acres) in the same
years was 70,091 and 76,080. It returns two members to
parliament.
The Hoo at Plymoutli is claimed to bo the high rock from which,
according to Geoirroy of Monmouth, Corintcua the Trojan hurled tho
pinnt Goeinagot into tho sea, and at an early period there wa.s cut
out in the ground at the IIoo tho likeness of two figures with clubs in
their hands, wliich for many years was renewed by tho corporation,
and was in existence till tho erection of the citadel about 1C7I.
Both Britishand Roman remains have been foundin tho neighbour-
hooj, the most important being those of a Romano-British cemetery
discovered in 1864 during tho constrnction of Fort Stamford. In
Domesday it occurs as Sutone, and afterwards it was divided into
tile town of Sutton Prior, tho hamlet of Sutton Vallctort, ond tho
tithing of Sutton Ralph, a part of it liaving been granted to the
Norniau family of Valletort, while the greater pa^t belonged to tho
priory of Plympton. About 1253 a market was established, and iii
1292 the town lii-st returned members to parliament. In tho Mlh
century it was frequently tho port of embarkation and of disem-
barkation in connexion with expeditions to France. It sulTercd
considerably at tho hands of the French in 1338, 13.^0, 1377, 1400,,
and 1402, tho Bretons on the last occasion destroying six hundred
houses. In 1412 the inhabitants petitioned for a charter, but for a
long time their application was opposed by tho |jrior and convent
of Plympton. In 1439 a charter was, however, at last granted by
Henry VI., defining tho limitsof tho town, permitting the erection
of w.alls and defences, allowing the levying of dues on ship^iing for
the purpose of such buihlingsand their maintenance, ami directing
the institution of a corporate body under the title of the " mayoi'
and commonalty of tho borough of Plymouth." Leland speaks
(1540-47) of Plymouth harboiff as being cliained across in times of
necessity, and of an "old ' castel quadrate' between tho town
and the sea." A small fragment of one of tho outer works of this
castle still stands at tho foot of Lambhay Street. During iho
rebellion of 1648-49 tho town siitTored severely at tho hands of tho
insurgents, and according to Westcoto tho "evidences" of tho
borough were burnt Under Eli/jibeth it rose to bo tlio foremost
poi t of England, and Camdeu, who vi&itcd tho town about 1U88,
238
P L Y — P L Y
states that " though not very large its name and reputation is very'
great among all nations." In the discovery of the New World
It played a part of prime importance. Martin Cockeram, a native
of the town, sailed with Sebastian Cabot when he touched the
coast of America in 1497. Sir John Hawkins and his father Wil-
liam were natives of the town, and. in 1571 Sir John was returned
member of parliament for the borough. In 1572 Sir Francis
Drake left the port for the West Indies, and in 1577 he set out
from it on his voyage "about the earth." He was elected mayor
of the town in 1581, and in 1592-93 represented it in parliament.
Sir Humphrey Gilbert, who was M. P. for Plymouth in 1571, had
in 1578 received from Queen Elizabeth letters patent for a colony
ia America ; but, after setting out in 1579, he was compelled to
return with the loss of his principal ship. In 1583 he sailed again
from Plymoutli (see Gilbert). In 1585 Drake again sailed from
Plymouth for the West Indies, bringing back on his return the
remnant of Raleigh's Virginian colony. The port supplied seven
ships against the Spanish Armada, and it was ia the Sound that
the English fleet of 120 sail awaited the sighting of the Spaniards.
In 1590 Drake was aueoessfiil in the oft attempted task of bringing
in a stream of fresh water for the use of the town, from the river
Meavy near Sheepstor, Dartmoor. He and Sir John Hawkins
sailed from Plymouth on their last voyage in 1595, both dying at
sea in the following year. Many other expeditions from Drake's
time to the present have been despatched from this port, which was
the last at which the Pilgrim Fathers touched when they set sail
for America. Plymouth was throughout nearly the whole Civil
War closely invested by the Royalists, and was the only town in
the west of England which never fell into- their hands. The town
was one of the first to declare for William of Orange. It was in
1691, during his reign, that the dockyard was commenced. The
" local literature " of Plymouth is singularly rich and comprehensive.
It has also a connexion with many men of great eminence. Sir
Joshua Reynolds, born at Plympton, first practised his art in the
tewn, and its native artists are represented by Sir-Charles Lock
Eastlake, James Northcote, Benjamin Robert Haydon, and Samuei
I'rout. Besides Sir John Hawkins and other celebrated seamen,
it has also given birth to Sir William Snow Harris, Dr James
Yonge, Dr John Kitto, Dr S. P. Tregelles, Dr Robert Hawker,
N. T. Carrington the Dartmoor poet, Mortimer Collins, and Sir R.
P. Collier.
Seelllstorlesby Worth, 1871, and by Jewitt, 1873; Rowe, Ecclesiastical Bistort/ ,
tf Old-Plymouth \ The Western Antiquafy; Worth, The Three Towns SibiiotL'^a.
PLYMOUTH, a township and village of. the United
States, the shire-town of Plymouth county, Massachusetts,
and a port of entry on Cape Cod Bay,— the village lying at
the terminus of a branch of the Old Colony Railroad, 37
miles south-south-east of Boston. The main interest of
Plymouth is historical, and centres in the fact that it was
the first settlement of the Pilgrim Fathers of New England,
who landed December 21 (n. s.), 1620, on the rock now
covered by a handsome granite canopy in Walter Street.
Leyden Street, so called in memory of the Dutch town
where the exiles had stopped for a season, is the oldest
street in New England. The houses and general appear-
ance of Plymouth are, however, thoroughly modern.
Pilgrim Hall (which is built of granite and measures 70
feet long by 40 feet wide) was .erected in 1824-25 by the
Pilgrim Society constituted in 1820; it contains a public
library and many relics of the fathers — including Miles
Standish's sword and Governor Carver's chair. The corner
stone of a national monument to the Pilgrims was laid
August 1, 1859, on a high hill near the railroad station;
1500 tons of granite were used for the foundation; and a
pedestal 45 feet high is surrounded by statues 20 feet
high 'of Morality, Law, Education, and Freedom, and bears
a colossal statue of Faith, 36 feet high, holding a Bible
in her right hand (the largest granite statue in the world).
Burying HiU was the site of .the embattled church erected
in 1622, and contains many ancient tombstones and the
foundations of the watchtower (1643) now covered with
sod. Cole's Hill is the spot where half of the " Mayflower "
Pilgrims found their rest during the first winter. Five of
their graves were discovered in 1855 while pipes for tlie
town water-works were being laid, and two more ^uow
marked with a granite slab) in 1883. The bones of the first
five ^re deposited in a compartment of the canopy over the
"Forefathers' Rock." A town hall 0749), the county
court-house, and the house of correction are the main
public buildings of Plymouth. The population of the
township was 4758 in 1830, 6024 in 1850, 6238 in 1870,
7093 in 1880, and 7500 in 1884. Manufactures of sail-
duck, cotton-cloth, tacks, nails, plate-iron, rolled zinc and
copper rivets, hammers, &c., are carried on ; the cordage
factories are among the largest and most complete works
of the kind in the world.
PLYMOUTH, a borough of the United States, in
Luzerne county, Pennsylvania, on the Bloomsburg division
of the Delaware, Lackawanna, and Western Railroad, 8
miles from Wyoming, is a flourishing coal-mining town,
which increased its population from 2648 in 1870 to 6065
in 1880. At Plymouth junction, 2 miles to the north-
east, a branch line to Wilkesbarre connects with the
Central Railroad.
PLYMOUTH BRETHREN (Beethken, or Chsistian
Beethken) are a sect of Christians who received the name
in 1830 when the Rev. J. N. Darby induced many of the
inhabitants of Plymouth to associate themselves with him
for the promulgation of opinions which they held in
common. Although small Christian communities existed
in Ireland and elsewhere calling themselves Brethren and
holding similar views, the accession to the ranks of Ml
Darby so increased their numbers and influence that he ii
usually reckoned the founder of Plymouthism. Darby (bore
in Nov. 1800, in London ; graduated at Trinity College,
Dublin, in 1819; died April 29, 1882 at Bournemouth)
was a curate in the Episcopalian Church of Ireland until
1827, when he felt himself constrained to leave
Established Church ; betaking himself to Dublin, he be
came associated with several devout people who refused
all ecclesiastical fellowship, met statedly for public worship,
and called themselves the Brethren. In 1830 Darby at
Plymouth won over a large number of people to his way
of thinking, among whom were the Rev. Benjamin Wills
Newton, who had been a clergyman of the Established
Church of England ; the Rev. James L. Harris, a Plymouth
clergyman ; and the well known Biblical scholar Dr
Samuel Prideaux Tregelles. The Brethren started a
newspaper, The Christian Witness, continued under tha
names The Present Testimony (1849) and The Bible Trea-
sury (1856), with Harris as editor and Darby as the most
important contributor. During the next eight years the
progress of the sect was rapid, and communities of the
brethren were to be found in many of the principal towns
in England.
In 1838 Darby, after a short stay in Paris, went to
reside in' French Switzerland, and found many disciplea.
Congregations were formed in Geneva, at Lausanne,
where most of the lilethodist and other dissenters joined
the Brethren, at Vevey, and elsewhere in Vaud. His
opinions also found their way into Germany, German
Switzerland, Italy, and France; but French Switzerland
has always remained the stronghold of Plymouthism on
the Continent, and for his followers there Mr Darby wrote
two of his most important tracts, Le llinistere coisidefe
dans sa Nature and De la, Presence et de V Action du -S.
Esprit dans I'^glise. The revolution in the canton
Vaud, instigated by the Jesuits in 1845, brought persecu-
tion to the Brethren in the canton and in other parts of
French Switzerland, and Darby, felt his own life insecure
there.
He returned to EngLnd, and his reappearance was
accompanied by divisions among the Brethren at home.
These divisions began at Plymouth. Mr B. Wills Newton,
at the head of the community there, was accused of
departing from the testimony of the Brethren againas an
official ministry, and of reintroducing the spirit of cI&S-
calisra. Unable to detach the congregation from tbi
F N E — P N E
23i)
preacber. Darby began a rival and separate assembly.
The majority of the Brethren out of Plymouth supported
Darby, but a minority kept by Newton. The separation
became wider in 1847 on the discovery of supposed
heretical teaching by Newton. In 1848 another divi-
sion took place. The Bethesda congregation at Bristol,
Where Mr George Miiller was the most influential member,
received into communion several of Newton's followers
ind justified their action. A large number of communi-
ties approved of their conduct ; others were strongly
opposed to it. Out of this came the separation into
Neutral Brqthren led by Miiller, and Exclusive Brethren
5r Darbyite.s, who refused to hold communion with the
'ollowers of Newton or Miiller. The exclusives, who were
the more numerous, suffered further divisions. An Irish
flergj'man named Cluff had adopted the views of Mr
Pearsall Smith, and when these were repudiated seceded
with his followers. The most important division among
the exclusives came to a crisis in 1881, when Mr William
Kelly and Jlr Darby became the recognized leaders of two
sections who separated on some point of discipline. There
are therefore at least five official divisions or sects of
Plymouthists : — (1) the followers of Mr B. AVills Newton ;
(2) the Neutrals, who incline to the Congregationalist idea
that each assembly should judge for itself in matters of
discipline, headed by Jlr George Miiller ; (3) the Darbyite
Exclusives ; (4) the Exclusives who follow Mr Kelly ; and
(5) the followers of Mr Cluff. The fundamental principle
of the Exclusives, " Separation from evil God's principle
of unity," has led to many unimportant excommunications
and separations besides those mentioned.
The theological views of the Brethren do not differ greatly
from those held by evangelical Protestants (for a list of
divergences, see Reid, Plymouth Brethrenism Unveiled atid
Refuted); they make the baptism of infants an open question
and celebrate the Lord's Supper weekly. Their distinctive
doctrines are ecclesiastical. They hold that all official
ministry, anything like a clergj', whether on Episcopalian,
Presbyterian, or Congregationalist theories, is a denial of the
spiritual priesthood of all believers, and a striving against
the Holy Spirit. Hence it is a point of conscience to have
no communion with any church which possesses a regular
ministry. The gradual growth of this opinion, and per-
haps the reasons for holding it, may bo traced in Mr
Darby's earlier writings. While a curate in the Church of
Ireland he was indignant with Archbishop Magee for
stopping the progress of mission work among Roman
Catholics by imposing on all who joined the church the
oath of supremacy. This led Darby to the idea that
established churches are as foreign to the spirit of Christi-
anity as the papacy is (" Considerations addressed to the
Archbishop of Dublin, &c.," Coll. Works, vol. i. 1). The
parochial system, when enforced to the extent of prohibit-
ing the preaching of the gospel within a parish where the
incumbent was opposed to it, led him to consider the
whole system a hindrance to the proper work of the
church and therefore anti-Christian (" Thoughts on the
present position of the Home Mission," Coll. Works, i.
78). And the waste of power implied in the refusal to
sanction lay-preaching seemed to him to lead to the con-
clusion that an official ministry was a refusal of the gifts
of the Spirit to the church (" On Lay Preaching," Coll.
Works, p. 200). These three ideas seem to have led in the
end to Plymouthism ; and the movement, if it has had small
results in the formation of a sect, has at least set churches
to consider how they might make their machinery more
elastic. Perhaps one of the reasons of the comparatively
small number of Brethren may be found in their idea that
their mission is not to the heathen but to " the awakened
in tho churches."
AjUhoritics.—'DiThy, Collected Works, 32 vols., edited by Kelly ;
Reid, I'll/mouth Brethrenism Unveiled and Rtfuted, 3d ed., 1880,
and Hislory and Literature of the so-called Plymouth Brethren,
2d ed., 1876; Miller, Tlu: Brethren, tlteir Rise, Progress, and
Testimony, 1879 ; Teulon. History and Dndrincs of the Plymouth
Brethren, 1883. (T. M. L.)
PNEUMATIC DESPATCH. The transport of written
despatches through long narrow tubes by the agency of
air-pressure was introduced in 1853, by !Mr Latimer Clark,
between the Central and Stock Exchange stations of the
Electric and International Telegraph Company in London.
The stations were connected by a tube IJ inches in
diameter and 220 yards long. Carriers containing batches
of telegrams, and fitting piston-wise in the tube, were
sucked through it (in one direction only) by the production
of a partial vacuum at one end. In 1858 !Mr C. F. Varley
improved the system by using compressed air to force the
carriers in one direction, a partial vacuum being still used
to draw them in the other direction. This improvement
enables single radiating lines of pipe to be used both for
sending and for receiving telegrams between a central
station supplied with pumping machinery and outlying
stations not so supplied. In the hands of Messrs CuUey
and Sabine this radial system of pneumatic despatch has
been brought to great perfection in connexion with the
telegraphic department of the British post office. Another
method of working, e.^tensively used in Paris and other
Continental cities, is the circuit system, in which stations
are grouped on circular or loop lines, round which carriers
travel in one direction only. In one form of circuit .system
—that of Messrs Siemens — a continuous current of air is
kept up in the tube, and rocking switches are provided by
which carriers can be quickly introduced or removed at
any one of the stations on the line without interfering
with the movement of other carriers in other parts of the
circuit. More usually, however, the circuit system is
worked by despatching carriers, x>t trains of carriers, at
relatively long intervals, the pressui-e or vacuum which
gives motive power being applied only while such trains
are on the line. On long circuits means are provided at
several stations for putting on pressure or vacuum, so that
the action may be limited to that section of the line on
which tho carriers are travelling at any time.
The followiiig particulars refer to the radial system of pneumatic
despatch as used in tho British post ofhco. In London most of the
lines connect Vhe central office with district offices for tho pur^>oso
of collecting and distributing telegrams. Iron tubes wore used in
some of tlie earliest lines, but now tho tubes are always made of
load, with soldered joints, and are enclosed in outer pipes of iroii
for the sake of mechanical protection. The bore, which is very
smooth and uniform, is normally 2\ inches, though in a few cases
it is as much as 3 inclies, and in some only IJ inches. Tho greatest
single length of any of tho existing London lines is 3873 yards,
but a more usual length is from 1000 to 2000 yards. In most
cases a single tube serves both to send and to receive, but where
the traflic is heavy a pair of tubes are used, one to send by jircssuro
and tho other to receive by vacuum. The pumps, whicii supply
pressure and vacuum to two mains, are situnted in tho ccntr.il
office. At tho outlying stations tho tubes tcrminalo in a glass
box, open to the atmosphere. At tho central station tho end of
each tube is a short vertical length, facing downwards, and )iro-
vidcd with a double valve, consisting of two sluices, one at tho
end and the other a little way above tho end, tho distance between
the sluices being somewhat longer than tho length of a currier.
Tho sluices aro geared together in such a manner that a singlo
movement of a handle closes one and ojiens tho other, or vice versa.
To send a carrier from tho central station, tho carrier is introduced
into tho tube, the lower sluice being open ;. a singln movcinent of
the handle then successively (1) clo.scs the lower sluice, (2) o|iens lh«
upper sluice, and (3) opens a valve which admits air behind tho
carrier from tlio compressed-air main. As soon as tho arrival of tho
carrier is signalled (electrically) from tho out-station, the handle
is pushed back, thus (1) cutting off tho compressed air, (2) closing
the upper sluice, and (3) opening tho lower sluice. Tho lube is
then ready for the sending of another caiTicr. When an clcctrio
signal arrives from an out stjition that a carrier is inserted thero
for transmission to tho central station tho handio is pulled lOi'
240
FN E — P N E
ward far enough to close tlie lower and open the upper sluice,
but not far enough to put on the air-pressure. The vacuum main
is then put in connexion with the tube by a separate stop-cock.
When the carrier arrives the vacuum is shut otf and the lower
sluice opened to allow it to drop out. This arrangement of double
sluices admits of the insertion or removal of a carrier while other
carriers are travelli'.g in the same tube, and without sensible dis-
turbance of their motion. But great caution requires to be cterciscd
ia allowing two or more carriers to follow one another on a single
section of line, especially on lines worked by pressure, since-no two
carriers travel at precisely the same speed. When the same tube
is used alternately for sending and- receiving the upper sluice is
dispensed with. On some lines there are intermediate stations,
and the sections are then worked by a block system like that used
on railways. The carriers are cylindrical cases of gutta-percha
covered with felt, which is allowed to project loosely at the back, so
that the pressure makes it expand and fit the pipe closfily. In
front the carrier is closed by a buffer or piston composed of disks
of felt of the diameter of the pipe. The despatches are held in by
an elastic band at the back. An ordinary carrier weighs 2| oz.,
and holds about a dozen despatches. During business hours
carriers are passing through tlie London tubes abnost incessantly.
With a pressure of 10 lb per square inch, or a vacuum of 7 ft, the
time of transit, if through a 2J: inch tube, is 1 minute for a length
of nearly 1000 yards, and 5 J minutes for a length of 3000 yards.
The following statistics show the growth of the pneumatic
despatch in tlifi post office during ten years (the figures for 1875 are
taken from a paper by Messrs Culley and Sabine, cited below, and
those for 1885 have been furnished by Mr W. H. Preece) : —
January 1S75.
January 1885.
No. of Tubes.
Total Length.
No. of Tubes.
Total Length.
London
Liverpool
Glasgow
Dublin
25
i
1
3
5
3
0
Miles. Yaids.
17 1160
1 1237
242
940
1 266
917
0
82
5
5
5
6
4
1
Miles. Yards,
33 635
2 39
1 1142
1 954
1 294
1235
460
Manchester ...
Birmingliam..
Newcastle
Total
41
21 1242
108
40 1239
1 Including 29 shoit *' house" tubes.
In Paris large areas of the city have been covered by pneumatic
circuits made up of iron pipes round which omnibus trains of carriers
are sent at intervals of fifteen minutes. The trains consist of
several carriers much heavier than the English type, linked to one
another and to a leading piston. The trains are stopped at the suc-
cessive stations to take up and deposit despatches. The pneumatic
despatch took root in Paris in 1866, and has been developed there
in a way which differs greatly in mechanical details from the
English system. An arrangement like that used in Paris has been
followed in Vienna and in Berlin, where the Siemens system has
also been used. In New York the EiK^lish system is adonted, but
with brass instead of lead tubes.
Interruptions occurring in the pipes can be localized by firing a
pistol at one end and registering by a chronograph the interval
of time between the explosion and the arrival of the air-wave
reflected from the obstacle.
In addition to its use for postal and telegraphic purposes the
pneumatic despatch is occasionally employed for internal com-
munication in offices, hotels, kc, and also in shops for the transport
of money and bills between the cashier's desk and the counters.
References. — The system as now used in the United Kingdom is fully described
in a paper by Messrs Culley and Sabine (Min. Proe. Jnst. Civ. Eng., vol. xliii.).
The same volume contains adescription of the pneumatic telegraphs of Paris and
of experiments on them by M. Bontemps, and also a discussion of the tbeory of
pneumatic transmission by Prof. W. C. Unwin. P.eference should also be
made to a paper by C. Siemens {Min. Proc. Inst. Civ. £ng., vol. xxxiii.) de-
scribing the Siemens circuit system ; and to Let T^Ugraphes, by M. A. L. Ternant
<Paris, W81). , (J. A. E.)
PNEUMATICS is that department of hydrodynamics
■which treats of the properties of gases as distinct from
liquids. Under Hydromechanics will be found a general
discussion of the subject as a branch of mathematical
physics ; here \ye shall limit our attention mainly to the
experimental aspect.
The gaseous fluid with which we have chiefly to do is
our atmosphere. Though practically invisible, it appeals
in ' its properties to other of our senses, so that the
evidences of its presence are manifold. Thus we feel it in
its motion as wind, and observe the dynamical effects of
this motion in the quiver of the leaf or the momentum of
the frigate under weigh. It offers resistance to the passage:
of bodies through it, destroying their motion and trans-
forming their energy — as is betrayed to our hearing in the
whiz of the rifle bullet, to our sight in the 'flash of the
meteor. In its general physical properties air has much
in common with other gases. It is advisable therefore first
to establish these general properties, and then consider the
characteristic features of the several gases.
Matter is conveniently studied under the two great
divisions of solids and fluids. The practically obvious
distinction between these may be stated in dynamieall
language thus : — solids can sustain a longitudinal pressure
without being supported by a lateral pressure ; fluids can-
not. Hence any region of space enclosed by a rigid
boundary can be easily filled with a fluid, which then takes
the form of the bounding surface at every point of it. But
here we distinguish between fluids according as they are
gases or liquids. The gas wLU always completely fill the
region, -however small the quantity put in. Remove any
portion and the remainder will expand so as to fill the
whole space again. On the other hand it requires a de^^
finite quantity of liquid to fill the region. Remove any
portion and a part of the space will be left unoccupie4
by liquid. Part of the liquid surface is then otherwisa
conditioned than by the form of the wall or bounding
surface of the region ; and if the portion of the wall not ia
contact with the liquid is removed the form and quantity
of the liquid are in no way affected. Hence a liquid can
be kept in an open vessel ; a gas cannot so be.
The mutual action between any two portions of matter
is called the stress between them. This stress has two
aspects, according as its effect or tendency is considered
with reference to the one or the other body. Thus
between the earth and moon there is a stress which is an
attraction. The one aspect is the force which attracts the
moon to the earth ; the other is the force which attracts
the earth to the moon. According to Newton's third law
of motion these are equal and opposite. Similarly, the
repulsive stress between the like poles of two magnets haa
its two aspects, which are equal but oppositely directed
forces. In the case of a mass hanging by a cord, the stress
is a tension at every point of the cord. At any given
point this tension has two equal and opposite aspects,
one of which is the weight of the mass and the portion of
the cord below the given point. Finally, the stress between
any body and the horizontal table on which it rests is a
two-faced pressure, being downwards as regards the table,
upwards as regards the body. The total pressure upon
the table over the whole surface of contact is clearly the
weight of the body. If the total pressure is supposed to
be uniformly distributed, the measure of the pressure on
unit surface is the quotient of this weight by the area of
the surface, 'When we speak of pressure at a point, it ia
this pressure on unit surface that is meant. When the
pressure varies from point to point over a silrface, the
pressure at any point is defined to be the limit of the ratio
of the total pressure over any small element of surface
around that point to the area of the element as the
element is diminished indefinitely, '
The stress which exists between the contiguous portions
of a fluid is of the nature of a pressure. The ideal or
perfect fluid is a substance in which this stress between
contiguous portions is always perpendicular to the common
interface. In other words there is no stress tangential to
the interface at any. point. Hence if the contiguous
portions are at relative rest, or have, a relative motion
- parallel to the interface, neither state can be affeWed by
the mutual stress. This condition is perfectly fulfilled in
the case of any known fluid in equilibrium ; but for a fluid
in motion it is not even approximately fulfiUed. For, anj»
PNEUMATICS
241
visible relative motion set up among the parts of a fluid
rapidly decays ia virtue of viscosity, which even for the
subtlest gases is .quite appreciable in its efEecta.
In a fluid at rest, then, the pressure over any surface
which we may imagine to be drawn is perpendicular (or
normal) to the surface at every point of it ; and from this
it follows at once, as has been proved in Hydromechanics,
vol. xii. p. 439, that the pressure at any point of a fluid at
rest has the same value in all possible directions.
The pressures at two contiguous points in a fluid may
cither differ or not. If they differ, the change of pressure
must be balanced by some extraneous force acting on the
fluid in the direction in which the pressure increases. Any
direction in which no such force acts must be a direction
in which, there is no change of pressure ; otherwise, equi-
librium wi,ll be destroyed. Suppose now the resultant
force at every point in a fluid at rest to be given. In
directions at right angles to the force at any given point
the pressure will not vary. Hence we can pass to an
infinite number of contiguous points at which the pressure
is the same as at the given point. By making eaeh of
these in turn the warting-point, we can pass on to another
set of point.i; and so gradually trace out within the fluid a
surface at every point of which the pressure is the same.
Such a surface ia called a surface of equal pressure, or briefly
"K level surface ; and we see from the mode of its construc-
tion that it is at every point of it perpendicular to the
resultant force at that point.
Imagine any two contiguous level surfaces to be drawn,
at every point of the one of which the pressure is p, at
every point of the other p + Sp. Consider the equilibrium
of a small column of average density p, bounded at its ends
by these surfaces. Let A be the area of each end, and Sr
L^e length of the column or perpendicular distance between
the lev?l surfaces. If R is the average resultant force per
unit mabs acting on the column, then we have, for
equilibrium of the column,
ASp — ASr. pR ,
or tp — S.pSr.
or the rate of increase of the pressure at any point per
unit of length at right angles to the level surface is equal
to the resultant force per unit of volume at that point.
If the applied forces belong to a conservative system,
for which V is the potential (see Mechanics), we may
write the equation in the form
5p- -p5V.
Ipo. Hence over any equipotential surface, for which 8V — 0, p
l»I is constant, and is therefore a function of V. Consequently
*'*'• p also is a function of V. For a fluid in equilibrium,
therefore, and under the influence of a conservative system
of forces, the pressure and density are constant over every
equipotential surface, that is, over every surface cutting the
lines of force at right angles.
Now in the case of gaSes, to which our attention is at
present confined, the density (temperature remaining con-
stant) varies with every change of pressure ; in mathemat-
ical language p is a function of p. Thus, before we can
solve the equation of equilibrium for a gas, we must be
able to express this function mathematically ; in other
Words, we must know the ' exact relation between the
density of a gas and the pressure to which it is subject.
This problem, which can only be settled by experiment,
was solved for the case of air within a certain range of
pressures by Robert Boyle (1GG2). Before discussing
his results and the later results of other investigators, we
shall first consider the general properties of our atmo-
sphere as recognized before Boyle's day.
It is evident that, for a fluid situated as our atmosphere
ifl, the pressure must diminish as wo ascend. The equi-
19-11
potential surfaces and consequently the surfaces. of equal
pressure and of equal density will be approximately spheres
concentric with the earth. At any point ihere will be &
definite atmospheric pressure, which is equal numerically
to the weight of the superincumbent vertical cjlumn of
air of unit cross-section. The effect of this pressure, aa
exemplified in the action of the common suction-pump,
seems to have been first truly recognized by Galileo, who
showed that the maximum depth from which water can
be pumped is equal to the height of the water colunm
which would exert at its base a pressure equal to the
atmospheric pressure. As an experimental verification,
he suggested filling with water a long pipe closed at the
upper end, and immersing it with its lower and c^en end
in a reservoir of the same liquid The liquid surface ia
the pipe would; if the pipe were long enough, stand at a
definite height, which would be the same for all longer
lengths of pipe. The practical diflSculty of constructing u
long enough tube (33 feet at least) prevented the experi-
ment being really made till many years later.
Torricelli, however, in 1642, by substituting mercury for Torri-
water, produced the experiment on a manageable scale. As cell;'' •«■
mercury is denser than water in the ratio of about 13.6:1, P*''"'^*'*
the mercury column necessary to balance by its weight
the atmospheric pressure will be less than the water column
in the inverse ratio, or a little under 30 inches. Torricelli'a
experiment is exhibited in every mercurial barometer (see
Barometer and Meteorology). By this experiment he
not only gave the complete experimental verification of
Galileo's views relating to atmospheric pressure, but pro-
vided a ready means of measuring that pressure.
The most obvious applications of the barometer are
these : — (1) to measure the variation ^in time of atmo-
spheric pressure at any one locality on the earth's sur-
face (the existence of _ this variation was discovered
soon after the date of Torricelli's experiment by Pascal,
Descartes, Boyle, and others) ; (2) to measure the varia-
tion of atmospheric pressure with change of height above
the earth's surface (Descartes mentions this application
in the Principia Philosophise, 1644 ; but to Pascal ia the
honour due of having first carried the experiment into
execution, 1647) ; and (3) to compare pressures at different
localities which are on the same level (if the pressures
are equal, the air is in equilibrium ; if they are not, there
must be flow of air from the place of higher pressure to
that of lower — in other words, there must be wind, whose
direction of motion depends on the relative position of the
places, and whose intensity depends on the distance between
the places and the difference of pressures). The first and last
of these raeasurenients are of the greatest importance in
meteorology. The second is a valuable method for measur-
ing attainable heights, and is intimately connected with the
problem as to the relation between the pressure and density
of the air. Thus it would be possible, by barometric
observations at a scries of points in the same vertical line,
to obtain a knowledge of this relation — more and more
truly approximate the closer and more numerous the points
of observation taken. At best, however, such a method
could give the law connecting density with pressure for
those pressures only which are less than the normal atmo-
spheric pressure. The problem is better solved otherwise.
Assuming lioylo's law tliat tlu) densily of air ij dirfcfty <u thi
pressure, we can now iutoKrato the equation of equilibrium f
and put it iu tho form
J/i- -p«V,
where p, is tho pressure at zero potential and E ia the constant
ratio of the proasure to tho density.
For all ttttaiii.ablo heights in our atmosphere wo may ns.sumo the
force of gravity to bo tho same. Hence wo may write V— j^,-
242
PNEUMATICS
^viierc g is Uie force acting on unit mass. aJLtieiglit h. If w.e put
K =</H, the etiuatiou UtCuiucs
M-here H is obviously the height of a fluicTof uniform density Po/K
which would give at it& base the pressure^o— in other words, the
height of the homogeneous atmosphere, as it is called. . Its value is
readily found, since it bears to the height of the mercurial baro-
metric column the same ratio which the density of meicury bears
to the density of the atmosphere at the sea-level. For dry air
at 0° C. and wit'h g taken as equal to 981 dynes (-32-2 poundals
nearly), the value of H is 7-9887 x lO* centimetres, or 26,210 feet.
Hence tlie formula giving the height above the sea-level in terms
9f the pressure may be written,
/i=.7-9887xlO'xNap. log. (jOj/p...
In practice this formula must be modified to suit regions w^ere 3 is
other than 981, and where the temperature is other than 0 . The
effect of the water-vapour present must also be taken into account,
and the constants involved carefully tested by observation. The
pubject ia treated in detail under Baro.meter.
In an appendix to the New Exjienments, Physico-
Mechanical, d-c, touching the Spring of Air (166.0), Robert
Boyle states that the density of air is directly as the
.pressure. His apparatus and method of experiment are
as follows. A U-shaped tube is taken, one of whose limbs
is considerably longer than the other. The shorter limb
is closed at the end; and the whole apparatus is set
vertically with the open end pointing upwards. A small
quantity of mercury fills the bend, so that at the beginning
of the experiment the two mercury surfaces are at the
same level. Hence the air confined in the shorter limb is
Subjected to a pressure aloug its lower surface equal to
the atmospheric pressure, or one atmosphere as it is com-
monly called. As the height of the air column in the
closed tube is small, the pressure and density are practic-
ally the same throughout. Now let mercury bo poured
into the longer limb. The free mercury surface will be .
observed to rise in the shorter limb, so that the air con-
fined there becomes compressed into smaller bulk. • Since
the mass of air has not altered, the density is obviously
inversely as the bulk, and can therefore be easily measured.
Again, the pressure to which the confined air is now sub-
jected is equal to the pressure over that surface in the
mercury in the open limb which is at the same level as
the free mercury surface in the closed limb. But this pres-
sure is clearly the sum of the atmospheric pressure and the
pressure due to the supenncumbent column of mercury,
which latter can be readily expressed in atmospheres if
the height of the barometer is known. In other words,
divide the vertical distance between the two mercury sur-
faces by the height of the barometer column. The quotient
added to unity gives the required pressure in atmospheres.
Fourteen years after the date of the publication of
Boyle's, results, Mariotte,* working independently, dis-
covered the same law, which is still widely known on the
Continent as Mariotte's law.' He supplemented Boyle's
experiments by investigating the effect of pressures less
than that of the atmosphere, and proved that the same
law held "at these diminished pressures. His method was
essentially as follows. A barometer tube is filled in the
ordinary way with mercury and fixed up as in the Tor-
ricellian experiment. A little air is then introduced at
the lower end of the tube which is dipping in the reservoir
of mercury. This air travels up the tube and fills the
Torricellian vacuum at the top, thereby depressing to a
slight extent the barometer column. The amount of
depression divided by the true height of the barometer
gives the pressure in atmospheres which acts upon the air
in the tube. The tube, always kept truly vertical, dips in
d reservoir of mercury sufficiently deep to admit of its
complete immersion. For a certain position of the tube
the free surfaces of mercury in the tube and reservoir are
' TruHi de la Mature de I' Air, 167Q.
at the same level. For that position the confined air is
at the atmospheric pressure ; and for any higher position
of the tube the pressure in the confined mass of air is 1^3
than the atmospheric pressure by the pressure due to the
column of mercury between the free surfaces. Kecent
experiments by Kraevitch and Petersen (Journal of the
Bussian Chemical Society, vol. xvi.) seem to show that
very rarefied air is very far from obeying Boyle s law„ •• At
such low pressure, the condensation of the gas upon soUcJ
surfaces is an important factor.
For most ordinary purposes Boyle's law— tnat, at con-
stant temperature, the density of a gas vanes directly a^
the pressure— may be assumed to be true, at least toi<
moderate rajiges of pressure ; but the careful mvestigationg
of later experimenters, such as Oersted, Despretz, I>ulong,
Recnault, Andrews, CaiUetet, and Amagat, have prove(^
that the law is only approximate for every known gas^
and that the deviation from correspondence with the la^
is different for each gas. The most recent investigations
are those of CaiUetet and Amagat, who have earned tha
results to much higher pressures than former expenmenters
employed. Both adopted in the first place a form of
apparatus essentially the same as Boyle's, . only much
longer. The gas was eu'goc.tcd to the pressure of a
mercury column enclosed in a strong narrow steel tube ;
and, as oxygen acts vigorously upon mercury at high
pressures, nitrogen was used. In this way CaiUetet ^
attained to a pressure of 182 metres of mercury, and'
Amagat ' to a pressure of nearly 330.
Having thus determined accurately the corresponding
pressures and densities of nitrogen, Amagat proceeded to
determine the relation for other gases by PouiUet's
differential method. That is, the pressure to which the
new gas was subjected was made to act simultaneous! j
upon a given mass of nitrogen, whose volume could be
readily measured and pressure estimated. Oxygen, hydro-
gen, carbonic oxide,~dry air, olefiant gas, and marsh gas
were investigated in this way. The general ■ results
obtained by Amagat are exhibited in the subjoined chart
taken from his paper. For all gases except hydrogen the
product /)ii (pressure into volume), instead of being con-
stant, as Boyle's law would require, diminishes at first as
the pressure is increased. At a certain pressure, however,
different for each gas, the diminution ceases, and if the
pressure is stiU further increased the product pv begin!
to increas« also, and continues so to do to the greatest
pressure used. In the case of . hydrogen the product
increases from the very beginning.
On the diagram, abscissae represent pressures 'in metres of
mercury, and the ordinates represent the deviations from the
Boylean law. .It will be observed that aU the curves pass through
the point on the pressure axis which represents a pressure of 24
metres of mercury. If ir represents the product pv for any gas at
this pressure, and ir' the corresponding product for auy other prea:
sure, theu we may write
7r/jr' = l-f5,
where S represents the deviation from Boyle's law. -'AU the curvea
except that for hydrogen show a well-marked minimum, at and
near the pressure corresponding to which the particular gas obeys
Boyle's law. For the several gases these positions occur a£ the
pressures as given in the (pUowing table : —
Nitrogen £0 ra. j Carbonic acid ,^^,, 50 m.
Oxygen 100 m. Marsh gas .i.«„. 120 m.
j^if _ 65 m. I Olefiant gas „■«. 66 m.
For olefiant gaa i is so great, and varies so rapidly, that only
portions of the curve are represented. The value of S for ita
minimum point is - 1 '3, while the corresponding value for oxygen
is -0'05. In these experiments the temperature of the gases
varied between 18° and 22° C.
Amagat * has extended hia researches to higher temperatures up
' Journal de Physique, vol. viii., 1879.
' Annates de Chhnie ei de Physique, vol. iix., 1880.
« Annates de Chimie el de Physique, vol. xiiii., 1881.
PNEUMATICS
243
to 100° C. The general characters of the curves obtained for
hydrogen, nitrogen, olefiant gas, and marsh pas remain the same
as at the ordinary temperature ; that is, with the exception of
hydrogen, the product pv decreases to a minimum and then
increases indefinitely.
The position of the minimum changes with the temperature.
Thus for olefiant gas and carbonic acid gas (whoso properties were
also studied at these higher temperatures), the pressure at which
the minimum occurs increases with the temperature, while in the
case of nitrogen and marsh gas this critical pressure decreases as
the temperature rises. Probably at some temperature higher than
100° olefiant gas and carbonic acid gas would begin to behave like
nitrogen, and all would appear to tend more and more, as the tem-
perature rises, to the condition of which hydrogen is the type.
That is, the deviation from the Boylean law up to the minimum
point would steadily decrease until finally the curve would cease to
020
0'I5
010
♦ 0-OB
a-06
0-10
oati
Their results were putlisheJ in 1801 ^ and 1802^ respec-
tively; and it is upon the authority of the latter, who
accidentally became acquainted with the fact, that the law
is now named after Charles. The careful measurements
of Magnus,' Regnault,* Jolly, and others have established
that there is an appreciable difference in the coefficients of
expansion for the diSerent gases. The difference is slight
for the so-called permanent gases — air, nitrogen, oxygen,
hydrogen, and marsh gas ; but for the more easily lique-
fiable gases it is quite marked. The mean coefficient of
expansion for air between 0° C. and 100° C. and at the
ordinary atmospheric pressure is '003665 per degree, and
the value for any one of the gases just mentioned does not
certainly differ from this by one-half per
cent.^ This may be expressed by the
formula
r = KT,
where K is a constant and T the tempera-
ture measured from absolute zero, which
is 274° C. below the freezing point of
water (see Heat). When T is constant,
we have by Boyle's law the product pu
also constant. Hence we may combine
the two laws in the form
pv='RT,
where R is a constant. We thus see
that, Boyle's law being assumed to be
true at all temperatures, Charles's law, if
true for any given pressure, is true for
every other pressure. Further, if v, is
kept constant the rate of increase of log
p with temperature will be expressed by
the same number as the rate of increase
of log V when p is kept constant. Ex-
periment has fuUy verified this co.nclusion
to as close an approximation as Boyle's
and Charles's laws themselves are fulfilled.
The rate of increase of log v with tempera-
ture, or, what is the same thing, the ratio
of the rate of increase of the volume to
the original volume, is given by the
formula
1 dv
vdT'
hare a marked minimum. For any one gas, the higher the tern-
perature the less the curvature at the minimum point ; and the
comparison of different gases seems to indicate that the curvature
is greater for the more easily liqucfiablo gas. At sufficiently high
temperatures the law of comjircasibility for all gasea approximates
to the relatioe
P(V - o) - constant
where P is the pressure, V the volume, and a a constant. Hydrogen
follows this law very closely at the ordinary temperature of the air,
as the straightnoss of its representative curve shows at a glance.
Amagat has further discussed by means of his results
the law of dilatation of gases. This law is named Charles's
law, after the discoverer of it. Stated simply, it is that at
constant pressure every gas expands hy the same frdction of
t<»c(/"for a given rise from a given temperature. Charles
did not publish his results; and it was not till fifteen years
later, when Dalton and Oay-Lussac, working independently,
rediscovered it, that the law became geuRrally known.
and this is the measure of the coefficient
of expansion at temperature T. Hence
the coefficient of expansion diminishes as
the temperature rises, a conclusion also
in accordance with experiment so long an
we are dealing with gases which nearly-
obey Boylo'a.and Charles's lawa
Wo have seen, however, that even in the case of
hydrogen the departure from Boyle's law is very marked
at the higher pressures ; and therefore we cannot expect a
closely numerical agreement between the results of experi-
ment and the results of calculation from the above formula.
Thus, it is not surprising that practically the coefficient
of expansion should be affected by the pressure, as
Amagat's experiments clearly show, — although in the
equation deduted above the pressure docs not enter. In
the following table given by Amngat, the second column
contains the mean coefficients of expansion of hydrogen
between 17° and 60" C. ot the pressures given in the firsli
' Memoiri o/ithe Philosophical Society qf Manchester, vol. v.
' Annala de Chimie, xllil., An X.
• Pogg. Ann., 1v., 1841. * Affm. deTAead., »il.
' The first wlio really gave accurate values of thcrf) quantities wa*
Rudber^t.
244
PNEUMATICS
column ; and the third column contains the corresponding
nnoan coefficients between 60° and 100° C.
Pressure in Metres
of Mercury.
17*-60*.
«0°-100".
40
100
180
260
S20
•0033
■0033
•0031
•0030
•0028
■0029
•0028
•0027
•0025
•0024
The temperature effect upon the coefficient of expan-
sion, as sho'mi by these numbers, is approximately that
indicated above, viz., that at constant pressure the co-
efficient of expansion is inversely as the absolute tempera-
ture. A glance down each column shows at once the
marked effect of pressure. In this steady decrease of the
coefficient of expansion •with increase of pressure, hydrogen
stands alone amongst the substances discussed by Amagat.
His conclusions are given in these words : —
1. The coefficient of expansion of gases increases with the pres-
sure to a maximum, after which it decreases indefinitely.
2. This maximum occurs at the pressure for which at constant
temperature the product yv is a minimum, that is, the pressure at
which the gas follows for the instant Boyle's law.
3. With increasing temperature this maximum becomes less and
Jess sensible, finally disappearing with the minimum characteristic
of the compressibility curve.
Thus, as hydrogen does not show this minimum
characteristic, its coefficient of expansion has no maximum
value. Possibly at lower temperatures hydrogen may,
.however, possess these characteristics.
It thus appears that the simple gaseous laws established
by Boyle and Charles are most nearly fulfilled by those
gases which are difficult to liquefy, and are better fulfilled
by all the higher the temperature is. When a gas is near
its point of liquefaction the density increases more rapidly
than the pressure, or in other words the volume diminishes
more quickly than Boyle's law requires. ^Vhen the point
of liquefaction is actually reached, the slightest increase
of pressure condenses the whole of the gas into a liquid ;
and in this state the alteration of volume is very small
even for a large increase of pressure.
The transition from the gaseous to the liquid state is
conveniently studied by the help of isothermal lines, which
may be generally defined as curves showing the relation
between two mutually dependent variables for given con-
stant temperatures. Such variables are the pressure and
volume of a mass of gas. Let the numbers representing
the volumes be measured from a chosen origin along a
horizontal axis, and the numbers representing the pressures
Bimilarly along a vertical axis passing through the same
origin. If we consider a mass of gas at a given tempera-
ture, for any volume that can be named there will be a
definite pressure corresponding, and vice verm. Hence the
point whose coordinates are the corresponding volume
and pressure is completely determined if either coordinate
is given. The temperature always being kept constant,
let now the volume change continuously. The pressure
will also alter according to a definite law ; and the point
Whose coordinates are at any instant the corresponding
volume aad pressure will trac« out a curve. This curve is
^n isothermal curve, or simply an isotherm. If Boyle's law
Were fulfilled, the equation to the isotherm for any given
temperature would be of the form
. ^ = constant.
The isotherm ■would be a rectangular hyperbola, whose
asymptotes are the coordinate axes. For any gas not
near its point of liquefaction the isotherm will not deviate
greatly from the hyperbolic form.
Let now the pressure be kept constant, and the gas raised
somewhat in temperature. The volume of course increases^
and the corresponding point on the diagram moves off the
original isotherm. Through this point in its new position
we can draw a second isotherm corresponding to the new
temperature. And thus the whole field may be mapped
out by a series of isotherms, each one of which corresponds
to a definite temperature. The higher the temperature
the farther does the isotherm lie from the origin. Such a
mapped out diagram or chart shows at a glance the rela-
tions between the volume, pressure, and temperature of a
given mass of gas, so that if any two of these are given
the third can be found at once.
So long as the substance is in the gaseous form, the
isotherm remains approximately hyperbolic ; but at the
pressure at which liquefaction takes place a marked change
occurs in the form of the curve. For greater definiteness
consider the case of a gramme of steam at 100° C. and at
a pressure somewhat below one atmosphere. As the pres-
sure is increased, the volume diminishes appreciably faster
than Boyle's law requires, but still in such a way as to
give an approximately hyperbolic form to the isotherm.
When Jhe pressure reaches one atmosphere, however, any
further increase is accompanied by the liquefaction of th3
whole ; that is, the volume suddenly diminishes from
1647^5 cubic centimetres to 1 cubic centimetre. Between
these extremes of volume, the isotherm is a straight line
parallel to the horizontal axis. The pressure remains
constant until the whole of the gas is liquefied. In other
words, the pressure of a gas in presence of its liquid does not
alter provided the temperature is kept constant. This is a
partial statement of the more general law that the tempera-
ture of the liquid surface alone determines the maximum
pressure which its vapour or gas in contact therewith can
exert (see Heat). After the whole has been liquefied, any
increase of pressure is accompanied .by a very minute
diminution of volume. Hence the isotherm rises abruptly
from the point whose coordinates are 1 cubic centimetre
and 1 atniosphere, becoming nearly but not quite vertical.
Thus, the isotherm for water-substance at 100° consists of
three parts : — an approximately hyperbolic portion for
pressures less than one atmosphere, the substance being
then wholly gaseous ; a horizontal portion, corresponding
to the state in which the substance is partly liquid partly
gaseous ; and a nearly vertical portion for pressures higher
than one atmosphere, the substance being then wholly
liquid. If we trace out the isotherm for some higher
temperature, say 150° C, we obtain the same general
characteristics. The straight line portion, however, is not
so long, for two reasons : — the steam must be reduced to a
smaller volume before liquefaction begins ; and the volume
of the liquid when condensed is greater. The pressure
corresponding to the transition state is in this case 4'7
atmospheres, and the range of volumes is from 384^4 cubic
centimetres in the gaseous state to 1'038 cubic centimetres
in the liquid state. It thus appears that the positions of
the two points of .abrupt change on an isotherm draw
nearer the higher the temperature, coming together finally
when the temperature has reached a certain critical value.
In other words, at and above a certain temperature a
liquid and its vapour cannot co-exist. This temperature
for water-substance is very high, somewhere .about the
point of fusion of zinc, and is therefore difficult to measure.
Dr Andrews, however, in his classical researches on car-
bonic acid gaSji to which we owe most of what is said
above, has discussed the whole subject in a very complete
manner. This substance, at a temperature of 13°^1 C,
begins to liquefy at a pressure of 47 atmospheres. During
the process of liqrefaction there is a perfectly vjsiUo
' r/iil. Trans., 1S69.
PNEUMATICS
245
liquid surface separating the two coexisting states of the
substance ; and the isotherm has a corresponding straight
line portion. At a temperature of 21°'5 C. liquefaction
occurs at a pressure of 60 atmospheres. The horizontal
portion of the isotherm, which marks the co-existence of
the gaseous and liquid states, is considerably shorter than
at the former temperature. The isotherm for Sl'^l C,
however, has no such rectilinear characteristic ; and at this
and higher temperatures the substance is never during the
whole compression in two distinct conditions at once. It
is impossible to say when the dense gaseous condition
passes into the light liquid condition. The two states are
absolutely continuous. The critical temperature— that is,
the temperature below which there is a distinct separation
between the liquid and the gas — is fixed by Dr Andrews
at 30°'92 C. for carbonic acid gas. Above this tempera-
ture it is impossible to obtain a free liquid surface in a
closed vessel. This conclusion had already been arrived
at by Faraday in 1826, when he considered himself entitled
to state that above a certain temperature no "amount of
pressure will produce the phenomenon known as condensa-
tion.
Andrews's results also give the true explanation of the
observations made by Cagniard-Latour ' in 1822 upon
the effect of high temperature on liquids enclosed in glass
tubes which they nearly filled. He found that at a certain
temperature the free liquid surface disappeared, and the
tube became filled with a substance of perfectly uniform
appearance throughout. He concluded that the whole
had become gaseous. In reality he had' reached the
critical temperature at which the liquid and gaseous con-
ditions pass continuously the one' into the other. The
following are Cagniard-Latour's estimated values for the
temperature and pressure of various substances at the
critical point
1 Temperature.
PrcMore. j
F.ther
175° C.
24 3° „
268° „
■38 atmospheres.
119
71
Bisulphide of carbon
Avenarius^ and Drion'have studied the critical tem-
peratures of other substances, such as sulphuric acid, ace-
ton, and carbon tetrachloride. The substances, however,
which can be so studied are comparatively few, since the
greater number of those which are liquid under ordinary
conditions have their critical temperatures very high, while
the majority of those which are gaseous have theirs very
low.
Hqne- The necessity for a very low temperature long prevented
tiui of the obtaining in a liquid form of the standard gases —
** hydrogen, oxygen, nitrogen, &c. — which .were accordingly
distinguished by the name permanent gates. Faraday *
proved that these could not be liquefied at a temperature
of -110° C, even when subjected to a pressure of 27
atmospheres. Natterer' likewise failed to reduce these
gases to the liquid state, even at a pressure of 3000 atmo-
spheres. His means for reducing the temperature were not
satisfactory. In 1877 Cailletet and Pictet, working inde-
pendently, first successfully eflfected their approximate
liquefaction. The former compressed each of the gases
oxygon, nitrogen, and carbonic oxide to 300 atmospheres
in a glass tube, which was cooled to - 29° C." When the
gas was allowed to escape,- it did so in the form of a cloud,
' Annates de Chtmie, 2d ser. , xxi,, xxii.
' Poggendorff's Annalen, cli., 1874.
' Ann. de Chimie et de Physique, 3<1 Beries, IvI.
* Phil. Tram., 1846. ^ ' "
' Wienische Beriehle, 1850, 1851, 1854 ; «nd Pogg. Ann., xcir.,
)f5.V
• A"« •<'« Clumie et de Pkyaijue, 1878 ; Cmptrj Rendus, 1882.
condensing for the moment to the liquid state under the
influence of the extreme cold produced by the rapid
expansion of the gas. Pictet in a similar way obtained
an issuing stream of liquid oxygen. Von Wroblewski and
Ulzewski^ have more recently obtained oxygen, nitrogen,
and carbonic oxide in a more evident liquid state. They
used CaiUetet's form of apparatus, and cooled the gas by
means of the evaporation of liquid ethylene. Under this
extreme cold they observed these substances forming a
weU-defined liquid in the bottom of the tube. The foUow-
ing table gives the results of five different observations at
slightly different temperatures.
Temperature, C...
Pressure, in atmos.
«129°a
27 02
-131°-6
25-86
-133° -4
24-4
-134°-8
23-18
-135°-8]
22-2
At slightly higher temperatures, the pressure necessary
for the liquefaction increased very rapidly. Nitrogen and
carbonic oxide were not so easUy reduced, remaining still
gaseous at - 136° C, and under a pressure of 150 atmo-
spheres. By a sudden diminution of the pressure to 50
atmospheres there was obtained under the influenro of the
reduced temperature a rapidly evaporating liquid. The
critical point of oxygen has been experimentaUy fixed by
Von Wroblewski 8 at - 113° C. and. 50 atmospheres pres-
sure. With the data given by Amagat's researches,
Sarrau ^ has calculated from a formula of Clausius's the
following values of the critical temperature and pressure
for oxygen, nitrogen, hydrogen.
Critical Temperature.
Ciltlcul PreMnre.
Oxygen....
Nitrogen ..
Hydrogen.
-105° -4 C.
■123°-8
-174°-2
48 '7 atmospberea.
421
It will be observed that Von Wroblewski's observed
values for oxygen are in remarkably close agreement with
the calculated values given here. Apparently oxygen is
just at the limit fixed by Faraday.
The behaviour of a gas under varying pressure is a Jfano
phenomenon of great practical importance, and gives a valu- ™«'«
able method for measuring pressures (see Manometer).
A modification of the ordinary mercury manometer is
used for measuring volumes, and is especially valuable in
estimating the densities of substances which cannot be put
into water, such for example as liquids or powders. The
closed end of the manometer tube, which by means of a
stop-cock may be opened to the air at jeill, -is fitted to a
flask with which it may be put into connexion when
required. Two fiducial marks are tlien made upon it —
one at the position where the mercury surfaces in the two
limbs of the tube are co-level, and the other somewhat
higher at a convenient spot. Between the two marks the
tube expands into a bulb, thereby increasing the interven-
ing volume and minimizing the effect of any slight error
in bringing the mercury surface to the higher mark. Let
the volume of the flask and tube down to the higher mark
be V, and the volume of the rest of the tube down to the
lower mark V. At first the volume of air in the flask and
tube is V + i', at the atmospheric pressure P. Now pour
mercury into the open end till the liquid surface in the
closed end reaches the higher mark. The air has been
compressed to volume v ; and the corrcsi)onding pressure,
as measured by the balanced mercury column, ia p + f.
Hence
(p + r)i;-r(V + »).
Let now a volume x be placed in the flask, and let the
' ComyUs Pendut, 1882-83; Wiedemann't Annaltn, 1883; ui6
A nnaUt de Chimie et d* Phyeiqut^ If84.
' Comptet Rendu; 188 ». » Comptts Reudut. 1882.
24Cy
r N E U M A T I C b
same succession of operations be made. Then, if p' be the
increase of pressure necessary to bring the mercury surface
from the lower to the higher fiducial mark, we have
{p' + P){v-x) = P{V + v-x).
As V can be readily determined by gauging the tube,
and as P, p, p' are all known, the quantities v and x can
be at once found from these equations.
In many experiments on the properties of gases it is
necessary to have an efficient and rapid means for altering
the density. Instruments for this purpose are called air-
pumps, and their function may be either to rarefy or con-
dense the air — usually the former.
Otto Von Guericke of Magdeburg constructed the first
air-pump about the year 1652. It was simply a spherical
glass vessel opening below by means of a stop-cock and
narrow nozzle into the cylinder of an " exhausting syringe,"
■which inclined upwards from the extremity of the nozzle.
The cylinder, in which a well-fitting piston worked, was
provided at its lower end with two valves. One of these
opened from the nozzle into the cylinder, the other from
the cylinder into the outside air. During the down-stroke
of the piston the former was pressed home, so that no air
entered the nozzle and vessel, while the latter was forced
open by the air which so escaped from the cylinder.
During the return-stroke the latter was kept closed in
virtue of the partial vacuum formed within the cylinder,
while at the same time the former was forced open by the
pressure of the denser air in the vessel and nozzle. Thus,
at every complete stroke of the piston, the air in the vessel
or receiver was diminished by that fraction of itself which
is expressed by the ratio of the volume of the available
cylindrical space above the outward opening valve to the
whole volume of receiver, nozzle, and cylinder.
Boyle, on hearing of Von Guericke's success in applying
the expansive properties of air as a means to its rarefacficn,
constructed a machine essentially the same as Von
Guericke's, of which no description had then been pub-
lished. Boyle, however, made the exhausting cylinder a
continuation of the nozzle, which was thus considerably
reduced in size, and worked the piston by means of a
■wheel and racket work. He also employed a transparent
glass receiver with removable cover, so that the operator
could observe what was going on inside, and more easily
alter the contents. Other modifications and improvements
followed rapidly ; and in the carrying out of these Boyle
was greatly aided by Hooke, who conceived the happy
idea of using two syringes opening into the same duct
from the receiver. This improvement has recently been
credited to Papin.i In this form the pistons are worked
by the same toothed wheel, and are so adjusted that the
one rises as the other falls. This arrangement not only
doubles the rate of exhaustion per stroke, but vastly
increases the ease of working. In the single-barrelled
form the piston is drawn back against a pressure of air
which is greater the more complete the exhaustion is
■within ; but in the double-barrelled form the downward
pressures upon the two pistons to a certain extent
counteract each other, producing opposite rotational effects
on the toothed wheel and driving handle. Boyle also
early adopted the flat plate, on which could be set receivers
of various shapes and sizes. The junction of the plate and
receiver he made tolerably air-tight by covering the plate
with wet leather and having the receiver rim ground flat.
According to Gerland, the invention of the plate is due to
Huygens, who constructed the first air-pump so provided
in 1661, shortly after a visit to London, where his interest
in the subject was awakened by Boyle. To Huygens, prob-
fcbly in conjunction with Papin, is also due the applica-
* See Gerland, in Wiedemann's AnnaUn, 1877, 1883.
tion of the mercury manometer to measure the pressure in
the receiver — an indispensable equipment in all serviceable
air-pumps. The form of the piston plugs and valves
received the special attention of Papin, who by his refined
and detailed improvements did much to increase the
efficiency of the apparatus.
The important characteristics of an efficient air-pump are
as follows. The piston must work smoothly and easily.
The valves must act precisely, and be when closed absolutely
air-tight. The plate on which the receivers rest must be
smooth and plane, so that the ground edges of the receivers
may be in close contact all round. This perfect fitting is
beyond the powers of the best workmanship, so that it is
necessary to press between the receiver and plate a thin
layer of lard, which renders the junction air-tight. Some-
where in the duct leading from the receiver to the piston
cylinders, a stop-cock must be fixed, so that it may be
possible to shut off the receiver completely from these.
Then a second stop-cock is required as a ready means for
admitting air to the receiver, whenever the need should
arise. A combination three-way stop-cock is a very usual
form. And, finally, the apparatus should be provided with
a pressure gauge — a mercury manometer communicating
by means of a duct with the main duot and receiver.
The double-barrelled form of reciprocating air-pump, as
finally employed by Boyle, is still much in use ; but it is
gradually being superseded by Bianchi's, which has but
one cylinder and piston. The piston is, however, double-
acting, as the cylinder communicates both above and below
by suitable valves with the main duct which leads to the
receiver. Hence, during both the up and down strokes of
the piston, exhaustion is being effected, the gas which is
in the diminishing chamber being driven out through a
suitable valve to the open air. The chief merit of Bianchi's
machine, however, as compared with the older form, lies in
the mechanism by which the piston is driven. The end
of the piston rod is attached by a crank to a rotating
horizontal axle, which is in gearing with the axle of a fly-
wheel. The piston cylinder is capable of a reciprocating
oscillatory motion about its lower end, which pivots on a
horizontal axis. Thus, as the crank rotates, the. piston
rises and falls in the cylinder, and oscillates along with it
from side to side. The driving power is applied to a
handle fixed to the fly-wheel. This substitution of a coa-
tinuous rotatory motion for a reciprocating motion greatly
facilitates rapid exhaustion.
_ At every complete stroke of the piston the pressure of Comple
air in the receiver is reduced by a definite fraction of itself, exliaus-
which depends upon the relative volumes of the receiver '•'''" .'"'
and piston cylinder. Hence the absolute change of pres '*°'' '
sure per stroke is smaller as the piessure is smaller ; and
the rate of exhaustion at very low pressures becomes prac-
tically inappreciable. There is, in fact, a practical limit
to exhaustion, the particular value of which depends upon
the special characteristics of the instrument. The best
air-pumps of the type described above cannot reduce the
pressure to less than what would balance one or two
millimetres of mercury — that is, to what is technically
called a pressure of one or two millimetres. To obtain a
lower pressure or a higher vacuum, as it is commonly
termed, requires the use of a different principle.
In a well-constructed barometer the region above the
mercury contains no air. It is not an absolute vacuum,
but is filled ■with vapour of mercury at a very low pressure
—according to Kegnault, -0372 mm. at 20° C, and -02
mm. at 0° C. The way in which the Torricellian vacuum
has been applied to give a practical air-pump has been
described in Meecueial Air-Pdmp. So long as mercury
vapour is permitted to pass freely through the exhausting
tubes, it is impossible to obtain by the mercurial air-pump
k
P N E U BI A T I C S
247
pressures lower than the fortieth of a millimetre. If,
however, there is placed somewhere in the duct leading
from the mercury pump to the receiver a non-volatile sub-
stance which absorbs mercury vapour, the mercury vapour
will be arrested. With similar precautions for the absorp-
tion of water vapour or other vapour which may be present,
it is possible to obtain very low pressures indeed. Thus
Crookes ' in his radiometer experiments obtained pressures
as low as '00015 mm. or the '2 millionth of an atmosphere.
The form of pump used was of Geissler's type. The
water vapour was absorbed by phosphoric anhydride.
Sulphur was used to absorb the mercury vapour ; and on
the further side metallic copper was placed to absorb any
sulphur vapour which might tend to pass.
The best test of a good vacuum is tlie electrical test. Disruptive
discharge through a long tube filled with gas is possible only when
the gas is very rare, but there is a point in the rarefaction of a gas
at which the discharge passes most easily. In otlier words, the
dielectric strength of a gas reaches a njinimum as its pressure is
diminished, and it is jjossible to obtain such a high vacuum that
electric di'scharge will not take place through any considerable
length of the exhausted .space (see Elf.ctkicitt). In this con-
nexion we may notice a simple but iustructive experiment of
Dewar's. He caiefully exhausted a vacuum tube, in which he had
))reviously inserted a piece of carbon. In the last stages of the
exhaustion the carbon was strongly heated so as to drive off most
of the gas which is always condensed on its surface. After the
completion of the exhaustion, the tube was sealed up and the
carbon allowed to cool. As it cooled, it condensed over its surface
the greater portion of the small quantity of gas left in the vacuum
tube. The vacuum was thus vastly improved, so that it was im-
possible to pass an electric spark between two platinum electrodes
which had been previously fused into the glass. A gentle heat
api>lied to the carbon, liowever, was sufficient to drive off from its
surface enough of the occluded gas to raise the pressure to the
point necessary for the piassage of the electricity. As the carbon
cooled again, the high vacuum was restored and the discharge
ceased.
lens- It is hardly necessary to do mora than mention the other
"r- class of air-pumps. Let the essential valves in an exhaust-
ing pump have their actions reversed, and the apparatus
will become a condensing pump. The condensing syringe
is the usual form of such a pump ; but, compared to the
exhausting instrument, it has very limited applications.
For the mere obtaining of high pressures hydraulic means
are preferable, being at once more manageable and less
,dangerous. Besides, even moderately slow compression
of a gas is acgompanied by considerable rise of tempera-
ture, just as rarefaction of a gas is accompanied by
|ftppreciable lowering of temperature. In the former case
work is done in compressing the gas agtfitist its own pres-
Hure, and this energy appears as heat which raises the
temperature of the gas. In the latter .case the gas in
expanding draws upon its own energy and so cools.
The thermal properties of gases are treated as a branch
of mathematical physics under Heat and Tuermo^
DYNAMICS, where also will be found discu.ssed .such experi-
mental details a.s bear intimately upon the theory. The
article Atom contains a concise statement of the modern
kinetic theory of gases ; and in Constitution of Bodies
and Diffusion certain more special aspects of the same
theory are regarded. For the mathematical theory see
Molecule. The principles embodied in these articles have
been assumed throughout the present article.
The cooling of a gas by its own expansion may be
observed in one of its effects during exhaustion in. an
ordinary receiver. Frequently a cloud of minute drops of
water — a veritable fog— forms in the exhausted air. The
reason simply is that the air has become cooled below its
dew-point, or the temperature corresponding to the prcs-
eure of water vapour present. If the receiver is first filled
with dry air and then exhausted, no cloud forms. Also if
Ure air is carefully filtered through cotton wool, no cloud
* See his B.ikcrian Lecture, I'hil. Trans., 1878, cUix. 300.
pa
rnial
>er-
forms, even though the air be thoroughly saturated with
water vapour. This latter fact was established by Mr
Aitken in his beautiful series of experiments on dust, fogs,
and clouds.2 It thus appears that the formation of fog
and cloud depends -not only upon the humidity of the air
but also upon -the amount of dust in the air. The littla
particles of dust are necessary as nuclei upon which the
vapour can begin to condense. The more numerous tha
dust particles the finer are the drops which form on them.
As these coalesce into larger dropis and fall, they bring
down the dust nuclei with them ; and hence the tendency
of rain is to clear the atmo-sphere, and make conditions less
favourable for the formation of more cloud and rain. Thus
rain, fog, and dew all require for their formation a free
solid surface, colder than the temperature of saturation,
on which to condense. In a dustless atmosphere no cloud
can ever form.
It has been already pointed out that when a fluid is in motion it nii<t
cnn no longer be regarded as even approximately possessing the pro- (riQtiOJk
pcrtiee of the ideal perfect fluid. The postulate that the stress lis
tween contiguous portions is perpendicular to the common interfact
cannot be for a moment admitted. A few examples will make this
clear. Thus, if a vessel filled with a liquid be set in rotation, tha
liquid will soon be found to bo rotating with the vessel ; and if the
niutioD of the vessel be stopped, the motion of the liquid inside
will gradually subside. These phenomena show the existence of a
stress tangential to the fluid elements, whereby the relative motion
of the difl'erent parts of the system is gradually destroyed, until the
vessel and its contents behave as one solid body. Again, a fluid
stream flowing along a tube or canal moves fastest in the middle,
slowest at the bounding walls, and with all possible intermediate
speeds at intermediate places. Phis retardation, due in the first
instance to the action of the walls upon the fluid in direct contact
therewith, and then to the friction betwoen the successive
contiguous sheets of fluid, plainly implies the existence of
tangential stress. The action of the wind in causing waves on the
smooth surface of a sheet of water is a further illustration.
In the discussion of fluid motion, however, it is custoranry to
consider first the properties of the ideal fluid in this respect.
Under Hydromechanics, and especially under AioM, will be found
the mathematical theory treated la full so far 08 the motion of a
non-viscous fluid is concerned.
The possibility of setting up vortox-motion in a fluid depends General
upon its imperfection, upon the property of viscosity or fluid effecta of
friction which is possessea by all known fluids. Some of the more viscoaitfi
obvious efl'ects ol this jiroperty have been already noticed. Its
efl"ects indeed are conspicuous wherever there is relative motion of
the contiguous parts of a fluid. A current of air moving through
a mass of air at rest soon loses its momentum ; a solid body
moving through still air likewise has its motion retarded. The
loss of energy which a meteoric stone so suffers as it speeds
through tlie atmosphere appears in the form of heat, which is suffi-
cient to make the stone glow to incandescence or to the temperature
of rapid combustion. The waves of rarefaction and condensation,
which constitute sound physicaUy, gradually decay in virtue of
viscosity. It appears thiit the rate of this decay is quickest for
the shortest waves ; so that a sound after ti-avelling through a
long distance may lose its shriller constituents and so be modified
and mellowed. It is viscosity also which supports the minute
dust particles and cloud-forming drops of water ii) our atmo-
sphere. These are bulk for bulk heavier than the atmosphero, ajid
in tranquil air are slowly sinking. Tlie slowness of their down-
ward motion is directly due to the effect of fluid-friction.
The term fluid-friction is applied because of the similarity oC
its efl'ects to the effects of friction between solid masses. Otlior-
wiso there need bo no further resemblance. The true nat\iro of
friction betwoen solid surfaces is not known ; ])Ossibly, as 6Ugge.^ted
by Sir \V. Thomson, it mtiy bo in great measure electrical. In the
case of gases, however, the origin of friction is more apiwrent. Its
laws can be deduced from the kinetic theory, and dcjiond directly
upon the principle of diffusion. According to the kinetic theory
of gases, the molecules of a gas are in constant motion amongst
themselves. Compared to their own dinun.'iions, ihoy are by no
means closely packed, so that any individual molmnle travels a
comparatively largo space between its encounters with other
molecules. Any two contiguous regions are continually inter-
changing molecules. This diffusion of a giis into itself wo have no
means of measuring oxperinuMitally, as we niniiot dejl with the
individual molecules. Suppose, however, that wo have two con-
tiguous layers of a gas floniiig in parallel directions with diMercnt
speeds. The general drirt of inolecuh-s in the one layer is fastrr
• Train. Roij. Soc. Sciiti., 1980-81.
248
PNEUMATICS
than in the other. But this dilferenee will not prevent the
individual molecules diffusing across the interface between the
layers. Diffusion will go on freely. The result wiU be that the
slower moving layer will on the whole gain momentum in the
direction of its motion and the faster moving layer lose momentum.
Thus, diffusion tends to the equalization of momentum between
two contiguous regions, and the rate at which this takes place
across unit area is the measure of the viscosity. Maxwell has
S roved' that the viscosity so measured is independent of the
ensity of the gas when the temperature is constant ; whereas the
relation between the viscosity and temperature depends upon the
particular mode of action between the molecules when they approach
each other.
The above definition of viscosity is not one which can be used in
experimental determinations, since we cannot take account of the
individual molecules of a gas. The coefficient of viscosity must
be defined in terms of dii'ectly measurable quantities.
■ Maxwell has defined viscosity in these words ; — the viscosity of
a substance is measured by the tangential force on unit of area of
either of two horizontal planes at the unit of distance apart, one of
which is fixed, while the other moves with unit of velocity, the
ppace between, being filled with the viscous substance. This is
the dynamical definition. When the effects of viscosity on the
internal motions of a fluid itself are being considered it is often
more convenient to use the kinematical definition. It is given iu
terms of /i, the coefficient of viscosity, by the equation
where p is the density of the substance, and v the kinematic viscosity.
The viscosity of fluids has been determined experimentally in
three distinct ways — by flow of the fluid through tubes, by motion
in the fluid of pendulums or vibrating disks, and by the oscilla-
tions of spheres filled with the fluid. The last was employed by
Helmholtz and Von PiotroVski in their investigation of liquids,'
but it is not applicable to the case of gases. Experiments on tlie
flow through capillary tubes have been carried out by Poiseuille ' for
liquids, and by Graham,* Meyer," Springmiih),' andPuluj » for ga.ses.
This, the transpiration method, is the most effective. for comparing
Tiscosities, which are directly proportional to the times of trans-
piration of the respective gases. Jhere is, however, a little
uncertainty as to the effect of the capillary tube, — so that, for
measurijx^ absolutely the viscosity for any one gas, the method is
not 80 trastworthy as the second method. Here we may use
either pendulams swinging through small arcs or disks oscillating
in their own plane under the action of torsion. In both the
measurement depends upon the rate at which the amplitude of
oscillation diminishes.
Stokes, who first satisfactorily discussed the true nature of
piscosity, tested the theory by a discussion' of the pendulum
experiments of Dubuat (1786), Bessel (1826), and Baily (1832).
From Baily's results he calculated -000104 (in metric units) as the
coefiicient of viscosity of air. Meyer ^ similarly deduced from
Bessel's and Girault's' experiments the values •000275 and
•000384. It is not in the least surprising that these are all pretty
wide of the true value, seeing that the experimenters had not the
special problem of finding the viscosity before them.
Meyer, to whom we owe a very complete series of valuable
memoirs on the subject, has more recently experimented '"with three
different-sized pendulums. The values deduced for the viscosity
were -000232, -000233, and -600184. The last number, given by the
shortest pendulum, Meyer considers to be the best.
Maxwell," Meyer,'^ and Kundt and Warburg" have experimented
with oscillating disks. The methods of Maxwell and Meyer were
BO far similar that each used an arrangement of three horizontal
circular disks, fixed centrally to the same vertical axis, and sus-
pended by a torsion wire inside a receiver. The pressure and tem-
perature of the air or gas inside could be adjusted to any desired
values within certain limits. In Maxwell's apparatus, which Meyer
adopted in his later researches, the moving disks vibrated between
parallel fixed disks, which were perforated in the centre so as to
allow the vertical suspended axis to pass freely through them.
Each disk thus oscillated in its own plane between two parallel
fixed surfaces. After the disks were set in position, and the air in
<he receiver brought to the desired temperature and pressure, the
suspended disks were set in oscillation. This was effected magneti-
^ly, a small magnet fixed to the end of the suspended axis being
ticted upon by an external magnet suitably adjusted. Each disk,
in its oscillations, dragged aft»r it the lajier of air in immediate con-
tact with it ; and in virtue c/' viscosity this oscillation was trans-
» Phil, ifag., 1860. and Phil. Trans.. 1867.
• Sittu>igsber. der Winner Akad., 1860.
• Mem. des Saranis grangers, 1R46. * Phil. Trans., 1846, 1849.
5 Poggendor^s Ann., cxlviii.. 1873.
« SUiungsber. d. Wiener Akad., Ixlx., 1878.
7 Cam. Phil. Tram., Ix., 1850. ' Poggendorff't Ann., 0«xv., 1865.
» Uim. de rAiad., etc., de Cam. 1860.
"> Poggendorjrs Ann., cxlll., 1871. " Phil. Trans., clil., 1866.
" Poggendorff't Ann., cxclil.. IS71. and fxlviil., 1R73.
" Poggendorff't Ann., civ. clvl.. 187i-
mitted with diminishing amplitude from layer to layer until the
fixed disks were reached. In thus setting and sustaining in motion
a mass of gas, the disk wa^ doing work ; and, if left to itself and to
the action of the torsion suspension, it oscillated with gradually
diminishing range until it came to rest. The viscosity of the air
was not the only retarding influence. The torsion wire had also a
coefficient of viscosity ; and then there was a possible resistanoe due
to the slipping of the fluid at the surfaces of the disks. These vari-
ous effects were discriminated by suitable modifications. Thus by
placing the oscillating disks in contact with each other, and setting
two of the fixed disks at measured distances above and below,
Maxwell reduced the number of surfaces in contact with the fluid,
and 60 increased the relative importance of the effect due to the
wire's viscosity. Again, by diminishing the distances between th6
fixed and oscillating disks, he made the conditions more favourable
to the effect (if any) due to the slipping. This latter effect was
found to be so small as to be almost within the errors of obsetvation ;
consequently Maxwell felt himself warranted in calculating the
coefficient of viscosity on the assumption that there was no slipping.
Maxwell's final result in metric (C. G. S. 1 units for the coefficient
of viscosity of dry air is
^=-0001878(1 -I- -003659),
where i is the temperature in degrees Centigrade. Meyer's reenlt i»
/I =-000190(1-1- -00266).
Maxwell found the effect of pressure to be inappreciable down to a
pressure of 12 mm., and thus verified the deduction from theory.
Kundt and Warburg, in their experiments, used only one disk,
which oscillated under the influence of a bifilar suspension
between two fixed disks. They carried the pressure down to as
low as 0-6 mm. At 20 mm. pressure the viscosity was the same
as at the atmospheric pressure ; but at lower pressures a slight
diminution began to snow itself. According to Crookes's later
researches, this diminution becomes more and more marked at the
higher exhaustions. The manner in which the viscosity then
diminishes coincides remarkably with the manner in which the free
path increases. It could not be expected that in such modified
circumstances Maxwell's law would continue to apply. When
the gas becomes so far rarefied that the mean free path of a mole-
cule is not small compared to the space in which the gas is confined,
the motion of the molecules cannot be treated statistically. Hence
the deductions from a theory based upon the statistic method will
no longer hold good.
Maxwell, Kundt and Warburg, and Crookcs investigated by the
disk method the viscosities of other gases, the values for which are
compared below with the transpiration times of the same gases
through capillary tubes. Maxwell also found that damp air, at
100 mm. pressure, and over water at about 20° C, was one-sixtieth
less viscous than dry air at the same temperature. Kundt and
Warburg found for water vapour, at 21° C. and 16 mm. pressure,
the value
^--0000976,
a little more than half that of air.
The results obtained by Meyer and Springmiihl and by Prhij
from their transpiration experiments agree well with those already
given. In such experimeuts, however, the slipping of the gas over
the solid surface has iu certain circumstances a measurable effect.
This slipping is measured by a certain coefficient, called the
Ohitungs-Coefficwnt by Helmholtz and Von Piotrowski. When this
coefficient becomes appreciable, the gas in contact with the solid
surface, instead of being at rest relatively to that surface, will be
gliding over it with a finite velocity v. 'The circumstances of the
motion will be very nearly the same if we remove a layer of the solid
surface and replace it by fluid, the new surface of fluid in contact
with the new solid surface being at rest. The thickness which must
be so removed is the measure of the coefficient of slipping. Kundt
and Warburg,'* in their experiments with glass tubes, found this
coefficient for dry air at about 20° C. to be
8//) centimetres,
where p is the pressure in dynes per square centimetre, which i*
nearly the same as in millionths of an atmosphere. The value for
hydrogen on glass is 15/p. Hence at ordinary pressures and
moderate exhaustions this coefficient is very small, becoming
appreciable only at low pressures.
The relation between viscosity and temperature is indicated_ at
once by Maxwell's and Meyer's formulse given above. According
to Maxwell, the viscosity is proportional to the absolute tempera-
ture. If in the kinetic theory the forces between the molecules are
disiegarded, that is, if the molecules are assumed to rebound after
collision like elastic spheres, the relation deduced is that the vis-
cosity varies as the square root of the absolute temperature.
Hence the mutual molecular forces must be taken into account.
Maxwell's experimental law would require any two molecules to
repel each other with a force varying inversely as the fifth power of
the distance. According to Meyer, however, the viscosity v,-irie«
" Poggendorff't Ann., 1876.
P N E — F N E
249
nccording to a power of the absolute temperature Ies3 than unity,
hut greater than one-half. His results in this respect are corro-
borated by those of Kundt and Warburg, Puluj, and other later
experimenters. The '77 power is probably not far from the truth.
Hence we may give as the final value for the viscosity of dry air
the expression
^=■000185(1+ ■00286).
The following table gives the values for the different gases, as
Jetermined-by the different investigators, the viscosity. of air being
taken as unity.
Air
Oxygen
Nitrogen
Carbonic oxide..
Carbonic acid ..
Hydrogen
1000
1-112
. -971
■968
■840
■488
1^000
•859
■516
Meyer.
1-000
r095
•851
■601
Kundt and
Warburg,
rooo
•806
■488
Crookcs.
rooo
M19
•972
■972
■920
•444
i^kes s
lio.
iter)
Vi'e do not here enter into the question of the thermodynamics
of gases ; enough to say that the relations between viscosity,
diffusion, and therm^ conductivity deduced by Jlaxwell from tbe
kinetic theory have received remarkable corroboration from the
experiments of Losehmicht, Stefan, Kundt and Warburg, and
others. A discussion of the dynamical properties of gases would
not. however, appear complete without mention of Crookes's so-
called radiometer, even though these phenomena of high vacua are
ultimately thermodynamic.
The typical form of the radiometer is a glass balb, in which is
hung a delicately poised arrangement of vanes. These, usually
four in number, are fixed at the extremities of two light horizontal
cross-rods, which are supported so as to be capable of easy rotation
about a central vertical axis. The vanes or disks ai-e set in vertical
planes passing through the axis ; and each has its one side brigl>t,
and the other blat^kened. For any rotation the motion of each
vane is exactly alike ; that is, either the bright faces all move first,
or the dark faces do so. If the pressure of the gas inside the bulb
is reduced to a very low exhaustion, the vanes under the action of
light or heat will begin to rotate. The mere bringing the radio-
meter out of a dark region into daj-light is enough to set up this
rotation. In ordinary circumstances the dark faces are apparently
repelled, and the vanes move round with their bright faces in
advance.
The phenomenon is really a thermal one, as was demonstrated
experimentally by Tait and Dewar.' Further, although it is most
evident in high vacua (provided they are not too high), it can be
produced in very moderate exhaustions by a suitable arrangement,
as was long ago pointed out by Fresnel. Thus, if under the receiver
of an ordinary air-pump a light disk be delicately poised near a
)iarallel fixed surface, it will be apparently strongly repelled by
this surface if the opposing surfaces are brought to different tem-
peratures. This may be effectively done by means of a ray of
sunlight. In this experiment, the essential condition is (as shown
by Tait and Dcw-ar) that the surfaces be at a distance comparable
to the mean free path of tlie gaseous molecules. In Ci'ookes's
radiometer the free path is very long, and hence there is apparent
repulsion between the blackened surfaces and the walls of the
bulb. The reason simply is that, imder the action of the radiant
energy directed in upon the vanes, the dark faces, absorbing more
energy, become warmer than the bright faces. Hence an inequality
of temperature is produced in thehiglily rarefied gas, and this urings
into existence a stress which displaces the vanes.
Liquid in the spheroidal state illust'rates the same princi|ile.
That a drop of water may be supported over a hot surface without
touching it re<iuires an upward pressure. In other words, the
vertical stress in the vapour and gas which separate the drop from
the surface must bo greater than the ordinary gaseous pressure all
round the drop. This stress exists because of the difference of
temperature between the drop and the surface, so that the pressure
in the thin layer of vapour and gas is slightly greater in the
vertical than in any horizontal direction.
A general notion of the manner in which this stress is sustained
may be obtained from the following consideration. According to
the kinetic theory of gases, the mean speed of the molcculw is a
function of the temperature— the higher the tempcraluro the
greater the speed. Hence molecules, impinging upon a surfuco
at a higher temperature, and in a direction more nearly perpen-
dicular to it, will rebound from that surface with increased
momentum. The simultaneous motion of the. surface, as if
repelled, is then somewhat analogous to the recoil of n cannon
when fired. The whole investigation of the question is, however,
by no means simple. Maxwell has discussed it with char.ictorialic
lucidity in his latest contribution' to the dynamical theory of
' Proc. Roy. Spc. Edin., Kni Nature, 1875.
10— Yl
*Phil. Traiw., 1879.
gases. He finds that, when inequalities of temperature exist at a
given point in a gas, the pressure is not the same in all directions.
Its value in any given direction, in so far as it depends npon tb6
temperature inequality, is proportional to the space-rate of change
of the space-variation of the temperature in that direction — that
is, to the second differential coefficient of the temperature with
respect to the given direction. Hence the pressure will be greatest
along the line tor which this 'differential coefficient is a maximum.
It appears that the pressure so called into existence by a possible
temperature inequality is very minute at ordinary hydrostatic
pressures, but becomes considerable when the pressure of the gas is
made very small. If the inequality of temperature throughout the
gas is due to the presence of small bodies, w-hose temperatures
differ from the temperature of the gas at a distance from them,
then the small bodies will be acted upon by the stresses set up,
provided they are of the same order of smallness as the mean free
path of the molecules. In the case of two such small bodies, there
will be apparent repulsion between them if the bodies are w-armer
than the air at a distance from them, and attraction if they are
colder. If one is warmer and the other colder, the action may bo
either attractive or repulsive, according to the relative sizes of the
bodies and their exact temperatures. The.se result3"are obtained by
considering only the stresses normal to the solid surfaces. Wheu
the tangential stresses are taken into account, then it appears that
inequality of temperature, when the flow of heat becomes steady,
cannot produce other than equilibrium in the material system
immersed in the gas. Hence Maxwell believes that the explana-
tion of Crookes's phenomenon must depend ultimately upon the
slipping of the gas over the solid surface. If such slipping be
permitted, its effect will be to diminish the tangential stresses
acting on the solid surface without affecting the normal stresses ; and
hence the equilibrium will be destroyed. In attempting to express
the conditions to be satisfied by the gas at the solid surface,
Jlaxwell is led to the consideration of the phenomenon discovercu
by Osborne Reynolds' and named thermal transpiration. This
phenomenon consists of a sliding of the gas over the surface of an
unequally heated solid from the colder to the hotter parts.
Maxwell considers the particular case of the slow steady flow of
gas along a capillary tube of circular section, the temperature of
which varies steadily from point to point. The amount of gas
which passes through any section depends both upon the rate of
change of pressure and the rate of change of temperature in passing
along the axis of the tube. If the pressure is uniform there wWX
be a flow of pas from the colder to the hotter end. If there is no
flow of gas, the pressure will increase from the colder to the hotter
end. Tlie case of uniform temperature is the ordinary case of
transpiration through capillary tubes, as discussed experimentally
by Graham, Meyer, Puluj, and Kundt and Warburg. The experi-
mental investigation of the first two cases seems at juesent hopeless,
on account of the minuteness of the quantities to bo measured.
Reynolds experimented, not on ca]iillary tubes, but on the passage
of the gas through a porous plate, the temperatures being different
on the two sides. (C. G. K.)
PNEUMONIA, or inflammation of the substance of tha
lungs, manifests itself in several forms which differ from
each other in their nature, causes, and results, — viz., (1)
Acute Croupous or Lobar Pneumonia, the most common
form of the disease, in which the inflammation affects a
limited area, usually a lobe or lobes of the lung, and runs
a rapid course ; (2) Catarrhal Pneumonia, Broncho- Pneu-
monia, or Lobular Pneumonia, which occurs as a result of
antecedent bronchitis, and is more diffuse in its distribu-
tion than the former ; (3) Interstitial Pneumonia or Cir
rhosis of the lung, a more chronic form of inflammation,
which affects chiefly the franicwork or fibrous stroma of
the lung and is closely allied to jihthisis.
Acute Croupous or Lobar Pneumonia. — ITiis is the
disease commonly known as inflammation of the lungs.
It derives its name from its pathological chnmctcrs, which
are well marked. The ch.nges which take place in the
lung are chiefly three. (1) Congestion, or engorgement,
the blood-ves.sels being distended and the lung more
voluminous and heavier than normal, and of dark red
colour. Its air cells still contain air. (2) Red Hepatiza-
tion, so called from its rcsenibianco to liver tissue. In
this stage there. is poured into the air cells of the affected
part an exudation consisting of amorphous fibrin together
with epithelial cells and red and white blood corpuscles,
the whole forming a viscid mass which occupies not only
IPtoc. Roy. Soc, 1879.
250
P N E U M 0 Is I A
the cells but also the finer bronchi, and which speedily
coagulates, causing the lung to become firmly consolidated.
In this condition the cells are entirely emptied of air, their
blood-vessels are pressed upon by the exudation, and the
lung substance, rendered brittle, sinks in water. The appear-
ance of a section of the lung in this stage has been likened
to ^ that of red granite. It is to the character of the
exudation, consisting largely of coagulable fibril, that tlie
terra croupous is due. ^ (3) Grey Hepaii-atioiuC In this
stage the lung still retains its liver-like consistence^ but its
colour is now grey,' not unlike the appearance of grey
granite. This is due to the change taking place in the
exudation, which undergoes resolution by a process of fatty
degeneration, pus formation, liquefaction, and ultimately
absorption, — so that in a comparatively short period the
air vesicles get rid of their morbid contents and resume
their normal function. This is hapipily the termination of
the majority of cases of croupous pneumonia, yet it occa-
Bionally happens that this favourable result is not attained,
and that further changes of a retrograde kind take place
in- the inflamed lung in the form of suppuration and
abscess or of gangrene. In such instances there usually
exists some' serious constitutional cause which contributes
to give this unfavourable direction to the course of the
disease. Further, pneumonia may in some instances
become chronic, the lung never entirely clearing up, and
it may terminate in phthisis. Pneumonia may be confined
to a portion or the whole of one lung, or it may be double,
affecting both lungs, which is a serious and often fatal
form. The bases or middle of the lungs are the parts most
commonly inflamed, but the apex is sometimes the only
part affected. The right lung is considerably more fre-
quently the seat of pneumonia than the left lung.
JIany points in the pathology of tliis form of pneumonia remain
Btill to be cleared up. Thus there is a growing opinion that it is
not a simple lung inflammation, as was formerly suriposeJ, but
that, as regards its origin, progress, and termination, it possesses
many of the characters of a fever or of a constitutional affection.
An interesting and important fact in this connexion is the recent
discovery by Friedkinder and others of a micro-organism or bacillus
in the blood, lungs, and other tissues in cases of pneumonia, which,
when inoculated into certain lower animals, is followed by the
symptoms and appearances characteristic of that disease. While it
must be confessed that such inoculation e.tperiments carried on in
rabbits, guinea pigs, or mice are scarcely suflicient by themselves
to settle the question of the specific and infectious nature of
pneumonia as it affects the human subject, yet they are of distinct
value as evidence pointing in that direction. Further, there are
numerous instances on record in which this disease has appeared
to spread as an epidemic in localities or in families in such a way
as strongly to suggest the idea of infectiveness. Cases of this kind,
however, are open to the question as to whether there may not
coexist some other disease, such as a fever, of which the pneumonia
present is but a complication. The whole subject of the pathology
of pneumonia is still under investigation, and all that can in the
meantime be alKrmed is that it presents many features which render
its phenomena unlike those of an ordinary inflammation, while on
the other hand it has strong analogies to some of the specific
fevers. As regards known causes, in the vast majority of instances
an attack of pneumonia comes on as the result of exposure to cold
as the exciting agent, while such conditions as fatigue and physical
or mental depression are often traceable as powerful predisposing
infiuences.
The symptoms of acute pneumonia are generally well marked from
xhe beginning. The attack is usually ushered in by a rigor (or in
thildren a convulsion), together with vomiting and the speedy
development of the febrile condition, the temperature rising to a
considerable degree— 101° to 104° or more. The pulse is quickened,
and there is a marked disturbance in the respiration, which is rapid,
shallow, and ditticult, the rate being usually accelerated to some
two or three times its normal amount. The lips aro livid, and the
face has a dusky flush. Pain in the side is felt, especially should
any amount of pleurisy be present, as is often the case. Congh is
an early symptom. It is at first frequent and hacking, and is
accompanied with a little tough colourless expectoration, which
soon, however, becomes more copious and of a rusty brown colour,
either tenacious or frothy and liquid. Microscopically this con-
sists mainly of epithelium, casts of the air cells, and fine bronchi,
.together with granular matter and blood and pus corpuscles.
The following are the chief physical signs in the various stag«8
of the disease. In the stage of congestion fine crackling or crepi-
tation is heard 'over the aJfcctcd area ; sometimes thcie is very
little change from tlie natural breathing. In the stage of
red hepatization the allected side of the chest is seen to expand
less freely tliau the opposite side ; there is dulness on percussion,
and increase of the vocal fremitus ; while on auscultation the breath
sounds are tubular or bronchial in character, with, it may be, some
amount of fine crepitation in certain parts. In the stage of grey
hepatization the percussion note is still dull and' the breathing
tubular, but crepitations of coarser quality than before are also
audible. These various physical signs disappear moro or less
rapidly during convalescence. With the progress of the inflammation
the febrile symptoms and rapid breathing continue. The patient
during the greater jiart of the disease lies on the back or on the
atfected side. The pulse, which at first was full, becomes small
and soft owing to the interruption to the pulmonary circulation.
Occasionally slight jaundice is present, due probably to a similar
cause. The urine is scanty, sometimes albuminous, and its
elilorides are diminislieil. In favourable cases, however severe,
there generally occurs after six or eight days a distinct crisis,
marked by a rapid fall of the temperature accompanied with
perspiration and with a copious discharge of lithates in the urine.
Although no material change is as yet noticed in the physical
signs, the patient breathes more easily, sleep returns, and conval-
escence advances rapidly in the majority of instances. In unfavour-
able cases death may take place either from the extent of the
inflammatory action, especially if the pneumonia is double, from
excessive fever, from failure of the heart's action or general
strength at about the period of the crisis, or again from the
disease assuming from the first a low adynamic form with delirium
and with scanty expectoration of greenish or "prune juico"
appearance. Such cases are seen in persons worn out in strength,
in the aged, and especially in the intemperate. Death may also
take place later from abscess or gangrene of the lung ; or again
recovery may be imnerfect and the disease cass into a chronic
pneumonia.
The treatment of acute pneumonia, which at one time was con-
ducted on the antiphlogistic or lowering principle, has of late
years undergone a marked change ; and it is now generally held
that in ordinary cases very little active interference is called for,
the disease tending to run its course very much as a specific fever.
The employment of blood-letting once so general is now only in
rare instances resorted to ; but, just as in pleurisy, pain and
difliculty of breathing may sometimes be relieved by the applica-
tion of a few leeches to the afl"ected side. In severe cases the
cautious employment of aconite or antimony at the outset appears
useful in diminishing the force of the inflammatory action.
Warm applications in the form of poultices to the chest give com-
fort in many cases. Cough is relieved by expectorants, of which
those containing carbonate of ammonia are specially useful. Any
tendency to excessive fever may often be held in check by quinine.
The patient should be fed with milk, soups, and other light forms
of nourishment. In the later period of the disease stimulants may
be called for, but most reliance is to be placed on nutritious aliment.
After the acute symptoms disappear counter-irritation by iodine or
a blister \*ill often prove of service in promoting the absorption of
the inflammatory products. After recovery is complete the health
should for some time be watched with care.
When pneumonia is complicated with any other ailment or
itself complicates some pre-existing malady, it must be dealt with
on principles applicable to these conditions as they may affect the
individual case.
Catarrhal or Lobular Pneumonia (Broncho-Pneumonia)
differs from the last in several important pathological and
clinical points. Here the inflammation is more diffuse and
tends to affect lobules of lung tissue here and there, rather
than one or more lobes as in croupous pneumonia. At
first the affected patches are dense, non-crepitant, with a
bluish red appearance tending to become grey or yellow.
Under the microscope the air vesicles and finer bronchi are
crowded with cells, the result of the inflammatory process,
but there is no fibrinous exudation such as is present in
croupous pneuraona. In favourable cases resolution takes
place by fatty degeneration, liquefaction, and absorp-
tion of' the cells, but on the other hand they may undergo
caseous degenerative changes, abscesses may form, or a
condition of chronic interstitial pneumonia be developed
in both of which cases the condition passes into one of
phthisis. Evidence of previous bronchitis is usually
present in. the lungs affected ■with catarrhal pneumonia.
In the great majority of instances catarrhal pneumonia
p N O — P O
251
occur; as an accompaniment or sequel of bronchitis either
from the inflammation passing from the finer bronchi to
the pulmonary air vesicles, or from its affecting portions of
lung which have undergone collapse. It occurs most
frequently in children, and is often connected with some
pre-existing acute ailment in which the bronchi are
implicated, such' as measles or hooping cough. It likewise
affects adults and aged people in a more chronic form
as the result of bronchitis. Sometimes a condition of
catarrhal pneumonia may be set up by the plugging of one
or more branches of the pulmonary artery, as may occur in
heart disease, pyaemia, <fcc.
The symptoms characterizing the onset of catarrhal pneumonia
in its more acute form are the occurrence during an attack of
bronchitis of a sudden and marked elevation of temperature, to-
gether with a quickened pulse and increased difficulty in breathing.
The cough becomes short and painful, and there is little or no ex-
pcctoratiou. The physical signs are not distinct, being mixed up
witli those of the antecedent bronchitis; but, should the pneumonia
be extensive, there may be an inipaired percussion note with tubular
bieathiiig and some bronchophony.
Acute catarrhal pneumonia must be regarded as a condition of
Rfirious import. It is apt to run rapidly to a fatal termination, but
on the other hand a favourable result is not unfrequent if it is re-
cognized in time to admit of efficient treatment. In the more
chronic form it tends to assume the characters of chronic phthisis
(see Phthisis). The treatment is essentially that for the more
severe forms of bronchitis (see Bronchitis), where, in addition to
expectorants, together with ammoniacal, ethereal, and alcoholic
stimulants, the maintenance of the strength by good nourishment
and tonics is clearly indicated. The breathing may often be re-
lieved by light warm applications to the chest and back. Con-
valescence is often prolonged, and special care will always be required
ill view of the tendency of the disease to develop into phthisis.
Chronic Interstitial Pneumonia or Cirrhosis of the Lung
is a slow inflammatory change affecting chiefly one portion
of the lung texture, viz., its fibrous stroma.
The changes produced in the lung by this disease are
marked chiefly by the growth of nucleated fibroid tissue
around the walls of the bronchi and vessels, and in the
intervesicular septa, which proceeds to such an e.xtent as
to invade and obliterate the air cells. The lung, which is
at first enlarged, becomes shrunken, dense in texture, and
solid, any unaffected portions being emphysematous ; the
bronchi are dilated, the pleura thickened, and the lung
substance often deeply pigmented, especially in the case of
miners, who are apt to suffer from this disease. In its
later stages the lung breaks down, and cavities form in its
substance as in ordinary j)lithisis.
This condition is usually present to a greater or less
degree in almost ail chronic diseases of the lungs and
bronchi, but it is specially apt to arise in an extensive form
from pre-existing catarrhal pneumonia, and not unfre-
quently occurs in connexion with occupations which
necessitate the habitual inhalation of particles of dust, such
as those of colliers, flax-dressers, stonemasons, millers, ic.
The symptoms are very similar to those of chronic phthisis (see
PilTHisi.s), especially increasing difficulty of breathing, particularly
on exertion, cough either dry or with expectoration, sometimes
copious and fetid. In the case of cnul-mincrs the sputum is black
from containing carbonaceous matter.
The physical signs are deficient expansion of the affected side —
tlie disease being mostly confined to one lung — increasing dnlncss
en percussion, tubular breathing, and moist sounds. ■ As the disease
progresses retraction of the side becomes manifest, and the heart
and liver may bo displaced. Ultimately the condition both as
regards physical signs and symptoms takes the character^ of the
later stages of phthisis with colliquative symptoms, increasing
emaciation, and death. Occasionally dro|)sy is present from the
heart becoming affected in the coarse of the disease. The malady
is usually of long duration, many cases remaining for years in a
stationary condition and even undergoing temporary improvement
in mild weather, but the tendency is on the whole downward.
The treatment is conducted on similar principles to tho.se
applicable in the case of phthisis. Should the malady bo con-
nected with a particular occupation, the disease might bo averted
or at least greatly modified by early withdrawal from such source
of irritation. (J. 0. A.)
PNOM-PENH, the capital of Cambodia (see vol. iv.
p. 72.5).
PO, the largest river of Italj', traverses the whole length
of the great plain between the Alps and the Apennines,
which was in the Miocene period an arm of the sea con-
necting the Adriatic with the Mediterranean by what is
now the Col d'Altare or Col di Cadibona and has gradually
been filled by detritus from the surrounding highlands.
That its course lies much nearer the Apennines than the
Alps is evidently due to the fact that the tributaries from
the loftier range on the north, whether in the form of
glacier or stream, have all along been much more powerful
than the tributaries from tl^g south. The total length of
the river from its conventional source to the mouth of the
principal channel is 417J miles, and the area of its basin,
which includes portions of Switzerland and Austria, is
estimated at 26,798 square miles. The general course of
the river haa been already described in Italy (vol. liiL
p. 435).
The Po forms a very extensive delta, and is probably
one of the most active of all rivers in the work of denuda-
tion. Prony has calculated that between 1200 and 1600
the delta advanced at the rate of 80 feet per annum ; and
between 1600 and 1804 the rate is said to have been as
much as 230 feet. This advance has naturally been
attended by great changes in the course and size of the
several channels. Kavenna, for example, once a great
port, now stands on dry land 4 miles from the sea. The
modern lagoons of Comacchio, which stretch southwards
from the delta, are being artificially reclaimed by the help
of the alluvial deposits.
In its ordinary condition the Po has a depth between Pancalicri
and the mouth of the Ticino of from 6 to 10 feet, and between the
mouth of the Lambio and that of the Adda of about 14 or 15 feet.
Lower down the depth occasionally exceeds 40 feet. Permanent
fords exist only in the upper Po, and between the mouths of
the Ticino and the Lambro. In times of great drought the bed
is quite dry at Rovells, and fords appear below Casalmaggiore and
at Borgoforto, where the French and Germans crossed in 1796,
1807, 1813, and 1814 ; but in general the river forms a complete
barrier both to foot and horse. The principal points where crossing
is effected by ferries or bridges are 'Jloncalieri, Turin, 'Casale
Mouferrato, Frassinato, *Valenza, *JIezzana Corti, "Piaccnza,
Cremona, Casalmaggiore, BresccUo, *Borgoforte, Sau Benedetto,
Ostiglia, *Occhiobello, Pontelagoscuro, Francolino. Itailway
bridges exist nt the places distinguished by an asterisk.
Tlie river in general is at its fullest in May ami June, and at its
lowest in January (see details in Lombardini's elaborate study ou
the lower Po in Mcmorie del llralc Jstiluio Lombanio, Milan,
1870). The ordinary Hoods on the Po arc attended with little
danger ; but at intervals sometimes of a few sometimes of many
years they become events of the gravest national concern. Those
of U51 and 170.5 are among the most destructive recorded in
history, and in the present century the more memorable are those
of 1839, 184G, 1855, 1857, 18U8, 18/2, and 1879. In 1872 H.-iO
square miles of country between the Keno and tlic Adige were
submerged, the district about Modcna was turned into a lake,
the people of Revere saved the rest of their tnwn only by sacri-
ficing the front row of houses to form a temporary embankment,
and it was only by the wisely conducted energy of iU inhabit-
ants that Ostiglia was kept from destniction. During April
and May 1879 the rainfall w.as exceptionally heavy, the quan-
tity for May alone being equal to more than a third of Ihft an-
nual total. The result was a rise in all the tributaries of the Po,
and on May 30 the flood in the main river was 21 feet above low
water at Mezzana Corta.' A breach 720 feet long in the enihank-
ment between Boiiizzo and Borgofianco caused the siibnn'igeiicc of
155 square miles in the provinces of Mantua, Medina, and I'errara,
and involved in its repair a national expenditure of £53,400.
Of tlie £5,902,981 devoted by the Government to the regulation
of the rivers of Italy in the twenty years 1S61-18S0, £2,257,872
had to be appropriated to the Po and its tributaries. Nowhere in
Knropo except in Holland lias the Mstcm of embankment been
carried to such perfection on so extensive a sc.ile. A wide bed for
the river at its height is enclosed for long distances by a massive
mnstcr-dykc OT/rol<to, and in the space between this and the onli-
nary channels suitable areas arc often enclosed by sccondnry dykes
or ciiitcnc. The following figures show the extent of the Byslcui iu
1880 ;—
252
P O C — P O (J
Length of
Embankment.
Froldo.
Golena.
Fo
Miles.
509-97
166-12
148-30
146-72
100-34
89-75
Miles.
71-93
109-81
^5-62
33-68
48-26
28-21
Miles.
438-03
46-30
,112-68
113-04
62-07
61-54
.ifli^e
Tartaro and Po di Levante
Panaro ,
Secchia
Recent researches (see Helbig, Die Italiker in der Po-Ebene,
Leipsic, 1879) show that the lower valley of the Po was at an early
period occupied by people of the Palaeolithic and Neolithic stages
of civilization, who built houses on piles along the swampy borders
of the streams. It is possible- that even they may have begun by
crude dykes the great system by which the waters are now" con-
trolled ; at least it is certain that these works date their origin from
pre-Roman antiquity. Pliny refers them to the Etruscans, who
occupied the country before the arrival of the Gauls. The reclaim-
ing and protecting of the riparian lands went on rapidly under
the Romans, and in several places the rectangular divisions of the
ground, still remarkably distinct, show the military character of
some of the agricultural colonies. During the time of the barba-
rian invasions much of the protective system was allowed to fnll
into decay; but the later part of the Middle Ages saw the works
resumed and carried out with great energy, so that the main features
of the present arrangement were in existence by the close of the
15th century.
The usual name for the Po among Greek and Latin authors was
Padus (niSos) ; but the Greek writers of the empire began to apply
to it the poetic name of Eridanus, familiar in the Phaethon myth.
POCHARD, PocKARD, or Poker,i namea properly
belonging to the male of a species of Duck (the female of
which is known as the Dunbird), the Anas ferina of
Linnieus, and Fuligula or ^thyia ferina of later ornitho-
logists— rbut names very often applied by -writers in a
general way to most of the group or Subfamily Fuligulinx,
commonly called Diving or Sea-Ducks {cf. Duck, vii. p.
505). The Pochard in full plumage is a very handsome
bird, with a coppery-red head, on the sides of which
sparkle the ruby irides of his eyes, relieved by the greyish-
blue of the basal half of his broad bill, and the deep black
of his gorget, while his back and flanks appear of a light
grey, being really of a dull white closely barred by fine
undulating black lines. The tail-coverts both above and
below are black, the quill feathers brownish-black, and the
lower surface of a dull white. The Dunbird has the head
and neck reddish-brown, with ill-defined whitish patches
on the cheeks and chin, the back and upper tail-coverts
dull brown, and the rest of the plumage, except the lower
tail-coverts, which are brownish-grey, much as in the
Pochard; This species is very abundant in many parts of
Europe, northern Asia, and North America, generally fre-
quenting in winter the larger open waters, and e.xtending
its migrations to Barbary and Egypt, but in summer
retiring northward and inland to breed, and is one that
certainly seems to have profited by the legislative protec-
tion lately afforded to it in Britain, for, whereas during
many years it had but a single habitual breeding-place left
in England, it is now known to hare several, to some of
which it resorts in no inconsiderable numbers. American
examples seem to be slightly larger and somewhat darker
in colour, and hence by some writers have been regarded
as specifi<»Jly distinct under the name of Fuligula
americana ; but America has a perfectly distinct though
allied species in the celebrated Canvas-back Duck, F.
vallisneriana, a much larger bird, with a longer, higher,
* The derivation of these words, in the first of which the ch is pro-
nounced hai-d, and the o in all of them generally long, is very uncer-
tain. Cotgrave has Poeheculier^ which he renders Shoueler," now-
a-days the name of a kind of Duck, but in his time meaning the bird
we commonly call Spoonbill (q.v:). Littr^ gives Pochard as a
popular French word signifying dninkard. That this word would in
the erdinary way become the English Pochard or Poker may be re-
Rtr.led as certain ; but then it is not known to be vised in French as a
bird's name.
ana narrower bill, which has no blue at the base, and,
though the plumage of both, especially in the females, is
very similar, the male Canvas-back has a darker head, and
the black lines on the back and flanks are much broken
up and further asunder, so that the effect is to give these
parts a much lighter colour, and from this has arisen the
bird's common though fanciful name. Its scientific epithet
is derived from the freshwater plant, a species of Vallit-
neria, usually known as " wild celery," from feeding on
which its flesh is believed to acquire the delicate flavour
that is held in so great a repute. The Pochard and
Dunbird, however, in Europe are in much request for the
table (as the German name of the species, Tafelente, testi-
fies), though their quality in this respect depends almost
wholly on the food they ha;ve been eating, for birds killed
on the searcoast are so rank as to be almost worthless,
while those that have been frequenting fresh wuXer 'are
generally well-tasted.^
Among other species nearly allied to the Pochard that frequent
the northern hemisphere may be mentioned the Scaup Duck-, P.
marila, with its American representative F. affinis, in both of
which the male has the head black, glossed with blue or green ; but
these are nearly always uneatable from the nature of their food,
which is mostly gathered at low tide on the "scaups" or "scalps,"*
• — as the banks on which mussels and other marine molluscs grow
are in many places termed. Then there are the Tufted Duck,
F. cristata — black with a crest and white flanks — and its American
equivalent F. collaris, and the White-eyed or Castaneous Duck, F.
nyroca, and the Red-crested Duck, F. rufina—hotXi peculiar to
the Old World, and the last, conspicuous for its red bill and legs,
well known in India. In the southern hemisphere the genus is
represented by three species, F. capensis. F. anstralis, and F.
novse-zealandue, whose respective names indicate the counti-y each
inhabits, and in South America exists a somewhat divergent form
which has been placed in a distinct genus as Metopiana peposaca.
Generally classed with the Fuligiilinee is the small group known
as the Eiders,* which ditfer from them in several respects : the bulb
at the base of the trachea in the male, so largely developed in the
members of the genus Fuligula, and of conformation so similar in
all of them, is here much smaller and wholly of bone ; the males
take a much longer time, two or even three years, to attain theif
full plumage, and some of the feathers on the head, when that
plumage is completed, are always stiff, glistening, and of a peculiar
pale-green colour. This little group of hardly more than half a
dozen species may be fairly considered to form a separate genus
uiidi-r the name of Somateria. Many authors indeed have— un-
justifiably, as it seems to the present writer— broken it up into three
or four genera. The well-known Eider, S. mollissima, is the
largest of this group, and, beautiful as it is, is excelled in beauty
by the King-Duck, S. spectabilis, and the little S. slclleri. Space
fails here to treat of the rest, but the sad fate which has overtaken
one of them, S. labradoria, has been before mentioned (Birds, vol.
iii. p. 736); and only the briefest notice can bo taken of a most
interesting form generally, but obviously in error, placed among
them. This is the Logger-head, Racehorse, or Steamer-Duck,
Microptencs (or more properly Tachyercs) cinereus of the Falkland
Islands and Straits of Magellan — nearly as large as a tame Goose,
and subject to the, so far ns known, unique peculiarity of losing its
power of flight after reaching maturity. Its habits have been well
described by Darwin in his Journal of Researches, and its anatomy
is the subject of an excellent paper in the Zoological Society's
Transactions (vii., pp. 493-501, pis. Iviii.-Ixii.) by Prof. R. 0.
Cunningham. (A. N.)
POCOCK, Ed-waed (1604-1691), one of the most
eminent of English Oriental and Biblical scholars, was
born in 1604, the son of a Berkshire clergyman, and re-
ceived his education up to his fourteenth year at the free
school of Tame in Oxfordshire and then at Oxford, where
he became scholar of Corpus Christi College in 1620 and
fellow in 1628. The foundation of his Eastern learning
was laid at Oxford under Matthias Pasor, son of the better
' The plant known in some parts of England as " willow.weed " —
not to be confounded, as is done by some writers, with the willow-
wort (Epilobium) — one of the many species of Polygonum, is especially
a favourite food with most kinds of Ducks, and to its effects is attri-
buted much of th» fine flavour which distinguishes the birds that have
had access to it.
Cognate with scallop, and the Dutch schelp, a shell.
' Icelandic, jEdur.
P O C — P 0 D
253
known George Pasor, who had been' driven to En^'land by
the troubles in the Palatinate, and he subsequently received
instruction from the learnod W. Bedwell. The first fruit of
his studies was an edition from a Bodleian MS. of the four
New Testament epistles which were not in the old Syriac
canon, and were not contained in European editions of the
Pesliito. This was published at Leyden at the instigation
of G. Vossius in 1630, and in the same year Pocock sailed
for Aleppo as chaplain to the English factory. • At Aleppo
he made himself a profound Arabic scholar and collected
many valuable MSS. At this time Laud was busy with
the learned collections with which he afterwards enriched
his university, and Pocock became known to him as one
who could help his schemes. ,A correspondence ensued,
and ultimately Laud resolved to set up an Arabic chair at
Oxford and to invite Pocock home to fill it. The invita-
tion was accepted, and the lecturer entered on his duties
on August 10, 1036, but next summer sailed again for
Constantinople with the archbishop's consent to prosecute
further studies and collect more books, and remained there
for about three years. When he returned to England
Laud was in the Tower ; and, tliough he had taken the
precaution to place the Arabic chair on a permanent foot-
ing, a time soon followed in which to have been a protege
of the archbishop was a dangerous distinction. Pocock
does not seem to have been an extreme churchman or to
have meddled actively in polities, but his views were
decided enough to make him objectionable to the Parlia-
mentary party, and to bring on him many troubles nol^
only at Oxford but in his parish of Childrey, where he
accepted a college living in 1643, On the other hand his
rare scholarship and personal qualities raised him up
inftuential friends even among men of the opposite party
in church and state, foremost among these being Seldeu.
Through the offices of these friends he was even advanced
in 1648 to the chair of Hebrew, though as he could not
take the engagement of 1649 he lost the emoluments of
Jhe place very soon after, and did not recover them till the
Restoration. All these cares seriously hampered Pocock
in his studies, as he complains in the preface to his
Eutychius ; he seems to have felt most deeply the attempts
to remove- him from Childrey, where he attended to his
parochial work with the same modest and diligent zeal
that marks him as a scholar. But he continued to work
hard ; in 1^49 ho published the Specimen llislorins Arahum,
that is, a short account of the origin and manners of the
Arabs, taken from Barhebraius (Abulfaraj), with a mass of
learned notes from a vast number of MS. sources which
are still highly valuable to the student of Oriental history.
This was followed in 1055 by the Porta Mosis, extracts
from the Arabic commentary of Maimonides on the
Mishna, with translation and very learned notes ; ^ and in
1656 by Uio annals of Eutychius in Arabic and Latin, a
work of great value which has not found an editor since.
He also gave active assistance to Walton's polyglott, and
the preface to the various readings of tho Arabic Penta-
teuch is iium his hand. After tho Restoration Pocpck's
political and pecuniary troubles were removed, but tho ,
reception of his complete edition of the Arabic history of
Barhobrajus (Greg. Abidfaragii Jlittoria Dynastiarum),
which he dedicated to the king in 1063, showed that tho
pew order of things was not very favourable to profound
scholarship. After this his most important works wOro
his English commentaries on Micali (1677), Malachi'
(1677), Hosea (1685), Joel (1691),— admirable in every
way,' and still thoroughly worth reading. An Arabic
translation of Grotius De Veritate which af)peared in 1660
may also be mentioned as a proof of Pocock's interest in
* Pocock was justly iinprcsRcd with the fart thnt the best parts of
R-tbhinic literature belODg to the Jewa who wrote iu Arabic.
the propagation of Christianity in the East. This was an
old plan which he had talked over with Grotius at Paris
on his way back from Constantinople
Pocock married in 1646 and died in 1691.^ Oue of his
sons, Edward, published several contributions to Arabic
literature — a fragment of Abdullatif's description of Egypt
and the Philosophus Avtodidadus of Ibn Tofail.
The theological works of Pocock were collecteil in 2 vols, folio,
in 1740, with a tedious but curious account of his life and writings
by L. Twells.
POCOCKE, Richard (1704-1765), distantly related
to the preceding, was the son of Richard Pococke, head
master of the free school at Southampton, where he was
born in the year 1704. He received his school learn-
ing under his father, and his academical education at
Corpus Christi College, Oxford, whore he took his various
degrees. He commenced his travels in the East in 1737,
and returned in 1742. In 1743 he published his Observa-
tions on Egypt, under the general title of A Description oj
the East and some other Countries. In 1744 he was made
precentor of Waterford ; and in 1745 ho printed the
second volume of his travels, under the title of Observa-
tions on 'Palestine, or the Holy Land, Syria, Mesopotamia,
Cyprus, and Candia. In 1756 Pococke was promoted to
the bishopric of Ossory; in July 1765 he was translated
to the see of Meath, and in September following he died
suddenly of apople.xy, whilst engaged in visiting his
diocese.
PODIEBRAD, George of (1420-1471),^ king of
Bohemia, was the son of Herant of Podiebrad, a Bohemian
nobleman, and was born 6th April 1420 After the death
of the emperor Sigismund he took up arms against Albert
of Austria, who was finally compelled to raise the siege of
Tabor and retreat to Prague. On the death of Patzek in
1444 George of Podiebrad became the recognized head of
the Calixtines or Utraquists, and was chosen to represent
them as one of the two governors of Bohemia during tho
minority of Ladislaus the son of Albert. After some years
of conflict with the Catholic party he was in 1451 recog-
nized as sole governor. Following a policy of conciliation,
ho made no opposition to tho accession of Ladislaus in
1453, who repeated to the Bohemians the promises mado
by Sigismund. The Catholic predilections of Ladist^ua
rendered him in a great measure blind to the obligations
into which he had entered, but the result was silently to
strengthen the influence of George of Podiebrad, who on the
death of Ladislaus in 1457 was chosen king of Bohciniii
(March 1458), and on May 7, 1459, was crowned by
Catholic bishops, promising on his part due obedience to
tho church. This effort at a reconciliation was, however,
soon seen to be futile. In 1462 Popo Pius II. refused thq
ratification of tho compactata, agreed upon in 1433, and
still no basis of a settlement had been found when Pim
died in November 1464. Tho new pope, Paul II., at onc«
brought matters to a- crisis by issuing against Georgo cH
Bohemia the ban of excommunication, and a» summons foi
a crusade to crush his authority. To this CJcorge replied
by a letter of grievances to kings and prince.s, and an
appeal to a general council. The summons af. Paul II.
did not awaken any general response, and, although
Matthias of Hungary was proclaimed king of Tiulicmia,
Georgo successfully resisted all attempts to wrest from
him his dominion, and in July 1470 Matthias agreed Ip
an armistice. Georgo dit'd March 22, 1171, and was sue-
ccedad by Ladislaus, eldest son of Casiinir IV
See Markpraf, Utberd at fcrhHHnisi (Us Klini'jf dtnrij I'lU
Jiiihmni :n Papst Pius//., 1867; Uiclitcr, Ocnrij von rodxrliriutt
/Ic^trdnin'jrn, 1863; Jordan, Dns KOniijIhum fJeor'js xnn /'oJiehruJ,
1867; liachmann, Ein Jnhr Mnnisc/icr C'cschiclite, 1876.
PODOLIA, a government of south-western Russin,
having Volhynia on the N,, Kicff and Khcraon on the L.
254
P 0 D — P 0 D
and S., Bessarabia on the S.W., and Galicia (Austria) on
the W;, from which last it is separated by the Zbrutch, or
Rodvotcha, a tributary of the- Dniester. It has an area
of 16,223 r ]uare miles, extending for 200 miles from north-
west to south-east on the left bank of the Dniester. In
the same direction two ranges of hills, nearly parallel, and
separated by the Bug, traverse the government ; they are
ramifications of the so-called "Avratynsk heights." One
of these ranges runs parallel to the Dniester at a distance of
some 40 miles, and reaches a ma.ximum elevation of 1185
feet in the northern districts, sending a lateral branch to the
Dniester at Kamenets. The other range, entering also from
the north-west,- follows the boundaries of the government
of KiefE on the left bank of the Bug; its highest eminences
do not exceed 1050 feet. The geological structure of Podolia
is in accordance with the above-mentioned orographical
features ; a strip of land to the east of the Bug belongs to
the Huronian granitic region of the Dnieper, granites and
aplites (granulites) appearing also in the bed of the Bug,
and being covered with Quaternary deposits only, while
the remainder of the province, towards the west, is covered
with Tertiary (Miocene).v In the deep valleys of the rivers,
older formations — the Cretaceous and Silurian, as also
sometimes the granites — appear from beneath the Tertiary.
The whole is covered with a boulder-clay, mostly contain-
ing d(5bris of the local rocks, and with loess, the origin of
both still being a subject of controversy among Russian
geologists. Two large rivers, with numerous tributaries,
water the government, — the Dniester, which forms its
boundary with Bessarabia and is navigable throughout its
length, and the Bug, which flows almost parallel to the
former in a ' higher, sometimes swampy valley, and is
broken at several places by strong rapids. The Dniester
is an important channel for trade, no less than 30,000 tons
of corn, spirits, and timber being exported every year from
its eighteen ports, the chief of which are Moghileflf, Kalus,
Zhvanets, and Porog. The rapid smaller tribiitaries of the
Dniester supply numerous flour-mills -with motive power.
The soil is almost throughout "black-earth," and Podolia
is one of the most fertile provinces of Russia. Forests
cover about 245,000 acres. Marshes occur only on the
Bug. The climate is moderate, the average temperature
of the year at Kamenets being 48°-3 (24°'5 in January,
69° in July).
The population, -n-htch -was 2,242,650 in 1831, and is no-w
;stimated at 2,335,000, consists chiefly of Little Russians, Poles
'.about 12 per ceut.), and Jews (about 13 per cent.), of whom
some 9000 are agriculturists. There are besides about 300
Armenians, some 2500 Germans, and nearly 45,000 Moldavians.
There are many Nonconformists among flie Russians, Tultchin
being the seat of their bishops and a centre of propaganda. The
chief occupation is agriculture, 56 per cent, of the surface being
under crops, and the average harvests of recent years reaching
8,382,000 qrs. of corn and 453,000 qrs. of potatoes. The chief
crops are wheat, Indian corn, oats, rye, potatoes, and beetroot.
No less than 2,600,000 qrs. of corn are exported every year to
Austria or to Odessa. Gardening is in a flourishing condition, and
fruit is largely exported to the interior ; the vine is cultivated,
mostly for grapes, but partly also for wine ; the culture of tobacco
is a considerable source of Income. Cattle-breeding is less de-
veloped, owing to a want of grazing grounds and meadows. Horned
cattle — a mixture of the Hungarian and Bessarabian breeds— are,
however, exported to Moscow and to Austria. Finer breeds of
sheep are raised in the proportion of two-fifths of the whole number.
In 1881 Podolia had 169,000 horses,'432,000 horned cattle, 513,000
sheep, and 307,000 swine. Bees are kept throughout the territory,
and honey is exported. Sericulture has developed considerably of
late years, and will probably take an important position, owing to
the climate. Agriculture and cattle-breeding are on the whole
declining. Lately manufactures have grown rapidly. la 1865
they already employed 14,450 hands, but produced only to the value
of 6,334,000 roubles. Fourteen years later they employed more
than 20,000 hands, and their yearly production was valued at
29,411,000 roubles. The first "place is taken by beetroot sugar
works (15,800 hands; £1,03S,000\ after which come distilleries
(Xl,372,000), eugar refineries (£287.100), flour-mills Oei34,600J,
tobacco manufacture (£32,200), the woollen cloth industry, and
several smaller manufactures (spirits, leather, soap, candles, ma-
chinery, and agricultural implements). An active trade is carried
on -n-ith Austria, especially through the Isakovets and Gusyatin
.custom-houses, — corn, cattle, horses, skins, wool, linseed, and
hemp seed being exported, in exchange for wooden w-ares, linen,
woollen stuffs, cotton, glass, and agricultural implements. The
trade with the interior is also carried ou very briskly, especially
at the twenty-six fairs, the aggregate returns of -nhich exceed
3,000,000 roubles ; the chief are at Balta and Yarmolintsy.
Podolia is travei-sed by a railway which runs parallel to the
Dniester, from Lemberg to Odessa, and has two branch lines to
Kietf (from Zhmerinka.) and to Poltava (from Balta). Primary
schools are better than in many central provinces of Russia, and
Kamenets-Podolsk has of late years begun to show some develop-
ment of intellectual life. The publications of the provincial
assembly and the memoirs of the historical and statistical com-
mittee of the government are especially w-orthy of notice. Podolia
is divided into twelve districts, the chief towns of which are —
Kamenets-P' dolsk, capital of the government (22,650), Balta
(22,450), Bratslaff (5550), Gaysin (9450), Letitcheff (4800), Litin
(7100), Moghileff-on-Dniester (18,150), Novava Ushitsa (4500),
Olgopol (6950), Proskurofl' (11,750), Vinnitsa (18,800), and Yampol
(4300). The following towns have municipal institutions: — Bar
(7800), Khmelnik (7800), Nemirofi' (6450, has a lyceum), Salnitsa
(3300), Staraya Ushitsa (3700), Verbovets (2150), and Tultchin
(11,220), besides Toajiy niyestetchH, having Polish municipal insti-
tutions.
ffistory. — The country has been inhabited since the beginning
of the Neolithic period. In the 5th century B.C. it was already
known to geographers, and Herodotus mentions it as the seat of
the Alazones and Neuri, w-ho were foUow-ed by the Dacians and
Getse. The Romans left traces of their rule in the Wall of Trajan,
which stretches through the modern districts of Kamenets, Ushitsa,
and ProskurofT. Many nationalities passed through this territory,
or settled within it for some time, during the great migrations,
leaving traces in numerous archaeological remains. The aunals of
Nestor mention that the Slavonians, Bujanes, and Dulebes occu-
Sicd the Bug, while the Tivei-tsi and Uglitches were settled ou the
'niester. They wore conquered by the Avars iu the 7th cen-
tury. Oleg extended his rule over this territory — the Ponizie,
or lowland, which became later a part of the principalities of
Volhynia, liiefT, and Galicia. In the 13th century the Ponizio
was plundered by the Mongols ; a hundred years afterw-ards
Olgerd freed it from this rule, annexing it to Lithuania imder
the name of Podolia, a word which has the same meaning as
Ponizie. After the death of AVitowt Podolia was annexed t*
Poland, w-ith the exception of its eastern part — the province of
Bratslaff — which remained under Lithuania until its union with
Poland. The Poles retained Podolia until the third division of
Poland in 1793, when it was taken by Russia, which instituted the
present government of Podolia in 1796.
PODOLSK, a district-town of Russia, in the govern-
ment of Moscow, is situated 23 miles to the south of the
capital, at the junction of the two main roads going from
Moscow to the Crimea and to Warsaw, and within a mile
from the Podolsk railway station. It is picturesquely built
on the hUly banks of the Pakhra, here crossed by an elegant
suspension bridge for carriages as well as by the railway
bridge. Down to 1781, when it became a district town,
the wealthy village of Podol was a dependency of the
Danilofi monastery of Moscow, and it still maintains many
of the features of a suburb of that city. The numberless
caravans of cars and sledges which before the opening of
the southern railway carried on the entire transport of
merchandise to and from Moscow (as they still to some
extent continue to do) had their chief halting place at
Podolsk before setting out on a long journey, or before
entering the capital ; the principal occupation of the
inhabitants was accordingly to keep inns and taverns, and
to supply the caravans with provisions and other neces-
saries of travel. The merchants of Podolsk prefer to carry
on their trade at Moscow, and in itself the town has no
commercial importance. Still, notwithstanding the recent
modifications in traffic produced by the railway system,
the population of Podolsk (11,000 in 1881) is increa.sing.
The limestone quarries in the neighbourhood, at the con-
fluence of the Desna and Pakhra, supply the capital with
a good building material, -while a steam factory of cement'
lime, and bricks employs 900 hands and has an annual
P O D — F 0 E
255
production of about £20,000. A paper-mill close to
Podolsk has an annual production of about i"! 5,000.
PODOPHYLLIN, a popular remedy which is much
used by those who are averse to the employment of
calomel and other mercurial preparations, and hence has
been called vegetable mercury. The drug, as used in
medicine, is obtained from the rhizome of the American
mandrake or May apple. Podophyllum jHllalum, L., an
herbaceous perennial belonging to the natural order Ber-
beridacese, indigenous in woods in Canada and the United
States. The plant is about a foot high, bearing two pel-
tate, deeply-divided leaves, which are about 5 inches in
diameter, and bear in the axil a solitary, stalked, white
Hower about the size and shape of the garden anemone,
with six or more petals and twice as many hypogynous
stamens. The fruit is ripe in May, and is an ovaJ, yellow-
ish, fleshy berry containing twelve or more arillate seeds.
The rhizome, as met with in commerce, occurs in cylin-
drical pieces two or three inches long and about \ inch
in diameter, of a chocolate or purplish brown colour,
smooth and slightly enlarged where the juncture of the
leafy stem is indicated by a circular scar on the upper
and a few broken rootlets on the under side. The odour
is heavy and disagreeable, and the taste acrid and bitter.
Podophyllin .is a resinous powder obtained by precipitating an
alcoholic tincture of the rhizome by means of water acidulated with
hydrochloric acid. It varies in colour from greyish to bright yel-
low or greenish brown, the first-named being the purest. The
drug has been the subject of numerous chemical investigations, the
most recent of which (Podwyssotzki, iii Zlschr. /. Eussland, xx. 777)
indicates that its activity is due to a definite resinous compound
which has been named by its discoverer podophyllotoxin ; another
constituent named podophylloqucrcctin has neither emetic nor
purgative properties, but appears to 1, '. d cause of the griping pains
which sometimes accompany the action of podophyllin ; a third
substance, podophyllic acid, has no medicinal action. Fodophyl-
lotoxin is a bitter amorphous principle soluble in weak alcohol and
in hot water, ether, and chloroform, but insoluble in petroleum
spirit. It is split up by the action of alkalies into a resin-acid
named picropodophyllic acid, which is inert, and a very active
substance. ]iicropodophylIin, which crystallizes in delicate silky
needles. Picropodophyllin is in.soluble in water, and almost in-
soluble in spirit of less than 80 per cent., but is rendered soluble
when united to the picropodophyllic acid. Podophylloqxurcelin crys-
tallizes in short needles of a yellow colour and metallic lustre. It
is soluble in ether and alcohol, and forms a compound with acetate
of lead which is soluble in acetic acid and can bo sublimed in
shining yellow crystals, and which on exposure to the air gradu-
ally becomes green. Pixlophyllic acid is insoluble in water and in
«ther, but soluble in alcohol. In medicine podophyllin is employed
for torpor of the liver and obstinate constipation, arising from
sedentary employment, imprudence in diet, and irregularity of
habits. In small doses it acts as a slow and gentle laxative,
especially if combined with henbane and belladonna, but in largo
doses it is an irritant hydragogue cathartic, the action of which
persists for some time. The usual dose as a laxative and mild
hepatic stimulant is about J of a grain, but the samples met with
in commerce vary considerably in strength, and act with varying
effect upon different individuals. Specimens having agrecnish tint
should bo avoided, since they probably contain podophyllo-
quercetin and tend to cause severe griping. In largo doses it
appeara to lose its stimulant action on tiio liver. I'odoiibyllin is
official in the pharmacopoeias of Great Britain, India, Franco,
Russia, ai^d the united States.
POE, Edgar Allan (1809-1849), is the most interest-
ing figure in American literature, and his life furnishes
the most extraordinary instance on record of By.steuiatic
misrepresentation on the part of a biographer. The
greater part of his short working life was passed in intense
and unremitting literary toil, and no poems or romances
were ever produced at greater expense of brain and spirit
than his. Yet, till lately, when Mr J. II. Ingram, the
careful editor of Poe's works, undertook to collect the jilain
facts of the poet's life, the current statement and belief
were that his strange tales and poems were flung off from
a distempered imagination in the intervals of degraded
•debauchery. This m^th was studiously floated by his first
biographer, Griswold, and found readier acceptance with
the public owing to the weird and horrible character of
much of his imaginative work. Griswold's story of a life
wayward and irregular from hapless beginning to disgrace-
ful close was just what people were prepared to believe
about a genius so eccentric and with such a turn for dark
mysteries, horrible crimes, inhuman doings and sufferings.
That the author of such works should have been expelled
from the university and from the army, and from situation
after situation when he tried to make a living by litera-
ture, all owing to the gross irregularity of his habits, and
should finally have died in a hospital in a fit of intoxi-
cation, seemed credible enough when affirmed by a self-
constituted biographer. JIany of Griswold's allegations
were denied at the time, but the denials were local and
isolated, and the truth had no chance against the system-
atic libel, repeated as it was in many editions, till Mr
Ingram prepared a regular and authoritative memoir.*
There was a sufTicient mixture of truth with falsehood
to make Griswold's story plausible. It was not quite
correct to describe Foe as the son of strolling players, but
his father, a man of good family, had married an actress
and taken to -the stage as a profession. Their son was
born in Baltimore, February 19, 1809 ; and father and
mother died in 1811 when he was a child. The orphan
was adopted by his godfather, Mr Allan, a wealthy mer-
chant, and from his eighth till his thirteenth j'ear (1816-
1821) was placed at school in England. Thence he was
transferred to an academy at Richmond, Virginia, and
thence at the age of seventeen to the university of Virginia
at Charlottesville. Mr Allan was childless, and apparently
treated his adopted son as his own child. Why Poe left
the university after one session is not clearly explained,
but it has been ascertained that he was not expelled, but
on the contrary was honourably distinguished as a student,
although it is admitted that he had contracted debts and
had "an ungovernable passion for card-playing." These
debts may have been sufficient cause for a quarrel with
Mr AUan. Poe disappeared for two years, setting oa.t for
Europe to join the Greeks in their fight for independence.
Reappearing at Richmond in 1829, he stayed at home for
a year, and then was entered as a military cadet at West
Point. But all his ambitions by this time were towards
literature , he neglected his duties, disobeyed orders, and
was dismissed from the service of the United States.
What he did for two years after is not ascertained, but in
1833 he rcai)peared as the successful competitor for a
prize offered by a Baltimore newspaper for a jjrose story.
From that time ho sub.'isted by literature. Mr Allan had
married again, and died soon afterwards, leaving an heir
by his second wife, and "not a mill," as Griswold puts it.
to Poo.
It is chiefly in his account of Poe's literary career that
Griswold has been guilty of slandering the subject of his
biography, representing him as rendered incapable of
permanent employment by his intemperate liabits. There
would seem to be not the slightest foundation for this
coarse slander. During tlie fifteen years of his literary life
Poo was connected with various ncw.spaiicra and magazines
in Richmond, New York, and Philadcliihia, and there is
unanimous testimony that^ so far from being nn irregular
contributor, he was a model of punctuality and thorough-
ness, and took a pride in these homely virtues. His
connexion was not in any ono case "severed by his irregu-
larities." Ho wrote first for the Sout/ifm Literary Met-
senner in Richmond, and edited it for some time ; then, in
1837, ho removed to New Y'ork, and'wroto criticisms and
did editorial work for the New York Quarterly Review :
» Soo his \YoTki of Edgar AUan Pee, 4 vols., 1874-76.
256
r 0 E — P O E
then, after a year, with a prospect of more lucrative
©mploymeuc, he removed to Philadelphia, and for four
years was the mainstay of Graham's Magazine. His
literary work was poorly paid for, though some of his most
powerful tales — Hans Pfaal, Arthur Gordon Pym, Ligeia,
The House of Usher, The Murders in the Rue Morgue,
Marie Roget, The Descent into the Maelstrom — were among
Poe's contributions to these periodicals. Not unnaturally
he conceived the idea of starting a magazine of his own as
the most hopeful way of living by his work, but he had
no capital, and was obliged to abandon the project, and
return to New York and miscellaneous journalism. To
add to his troubles bis wife, a cousin of his own, whom he
had married in 1836, and to whom he was passionately
attached, was in very delicate health, and during a linger-
ing illness of eight years gave him constant anxiety. We
have only to look at the character of Poe's work, and the
condition of such literature commercially, to see why it
■was that the most popular writer of his generation in
America had to struggle so hard for a bare subsistence.
His short stories were an easy prey for the newspaper
pirate, and when thousands were reading them the author
received nothing but the few dollars paid him by the pub-
lication in which they first appeared. The Raven was
published first in 1845, and in a few months was being
read and recited and parodied wherever the English
language was spoken ; but the half-starved poet, who had
to live by his genius, received only two pounds for the
production. And, fertile and active as his imagination
was, these short works of his, which served for the pass-
ing sensation of the newspaper reader, were far from being
extempore effusions. His Pkilosopht/. of Composition is
sometimes, indeed generally, regarded as half-serious half
a jest in the author's peculiar way of mystification. But
to any one who examines Poe's work closely by the light
of this essay it is obvious that the disclosure of his
method is only too seriously true. It would have been
well for his own powers of endurance if he had composed
on a less exacting and exhausting system. The most fan-
tastic of Poe's creations are not the product of the imagina-
tion abandoned to the impulses of a dominant mood ; the
effects are deliberately calculated, as he says they were,
Btep by step and point by point to a prearranged culmina-
tion. A man writing on such a system, with the wolf at
the door and affections daily on the rack, could hardly
have endured the strain if he had had a constitution of
iron. It was no wonder that Poe's health became dis-
tempered, or that, during the last years of his wife's illness
and the two remaining years through which he survived
her, he had recourse to the dangerous help of stimulants.
Not only did he subject his imagination to exhaiftting con-
ditions, but he wasted his force in doing with superfluous
thoroughness what a ready journalist would have dismissed
with a few easy sentences of commonplace. When we
read his criticisms, which are full of insight and sugges-
tion, we see that in reviewing a book or a poem he was
never satisfied till he had thought out what could be done
with the subject. His famous feat in anticipating the plot
of Bamaby Rudge from the opening chapters was only a
sample of the thoroughness with which he threw himself
into whatever he undertook. Poe failed to make a living
by literature, not because he was an irregular profligate in
the vulgar sense, but because he did ten times as much
work as he was paid to do — a species of profligacy,
perhaps, but not quite the same in kind as that with which
he was charged by his malignant biographer.
The current story about his breaking off his engagement
with Mrs Whitman by presenting himself at her house iu
a state of violent drunkenness has been proved to be a
fabrication, and many other stories about him have been
exploded by Mr Ingram. His wife died in 1847, and he
followed her in 1849, dying under painful circumstances
at Baltimore. For a critical estimate of Poe's writings the
reader may be referred to Professor Nichol's American,
Literature. There are few English writers of this century
whose fame is likely to be more enduring. The feelings
to which he appeals are simple but universal, and he
appeals to them with a force that has never been sur-
passed, (w. M.)
POERIO, Caelo (1803-1867), Italian statesman, bora
in 1803, was descended from an old Calabrian family and
was the son of Giuseppe Poerio, a distinguished lav/yer of
Naples. In 1815 be accompanied his father into political
exile, but, a pardon having been obtained in 1818, he
returned to Naples where he afterwards adopted the pro-
fession of advocate. From 1837 to 1848 he was frequently
arrested and imprisoned, but, when Ferdinand, moved by
the demonstration of 27th January of the latter year,
promulgated a constitution, he w-as at once raised to
honour, being made prefect of police and shortly after-
wards minister of public instruction. Discovering, how-
ever, that the king was only temporizing, he resigned
office in April of the same year and was returned for
Naples to parliament, where he led the constitutional
opposition. On 19th July 1849 he was arrested, and
after trial on the charge of belonging to the sect dencK
minated the "Italian Unity," was condemned to irons.
Chained in pairs, he and other fifteen political prisoners
were confined in one small room in the bagno of Nisida
near the lazaretto. The eloquent exposure of the horrors
of the Neapolitan dungeons by Mr Gladstone in 1851,
who emphasized especially the case of Poerio, awakened
the universal indignation of Europe, but he did not obtain
his liberty till 1858. He and other exiles were then
placed on board a ship bound for the United States, but
they compelled the crew to land them at Cork, whence
Poerio made his way to London. In the following year
he returned to Italy, and in 1860 he was elected deputy
to the parliament of Turin, of which he was chosen vice-pre-
sident in 1861. He died at Florence, 28th April 1867.
See Baldachinni, Delia Vita e de' Tempi di Carlo Poeria, 1867;
W. E. Gladstone, Two Letters to the Earl of Aberdeen, 1851;
Carlo Poerio and the Neapolitan Police, London, 1858; CoUetta,
History of Naples.
POETRY
IN modern criticism the word poetry is used sometimes to
denote any expression (artistic.or other) of imaginative
feeling, sometimes to designate one of the fine arts.
As an expression of imaginative feeling, as the -move-
ment of an energy, as one of those great primal human
forces which go to the development of the race, poetry in
the wide sense has played as important a part as science.
In some literatures (such as that of England) poetic
energy and in others (such as that of Rome) poetic art is
tne dominant quality. It is the same with individual
writers. In classical literature Pindar may perhaps be
taken as a type of the poets of energy ; Virgil of the poets
of art. With all his wealth of poetic art Pindar's mastery
over symmetrical methods never taught him to " sow with
the hand," as Coriiina declared, while his poetic energy
always impelled him to "sow with the whole sack." In
English poetical literature Elizabeth Barrett Browning
typifies, perhaps, the poets of energy; whQe Keats (not-
P C) E T R i^
257
withstanding all his unquestionable inspiration) is mostly
taken as a type of the poets of art. In French literature
Hugo, notwithstanding all his mastery over poetic methods,
represents the poets of energy.
In some writers, and these the very greatest — in Homer,
./Eschylus, Sophocles, Dante, Shakespeare, Jlilton, and
perhaps Goethe — poetic energy and poetic art are seen in
something like equipoise. It is of poetry as an art, how-
ever that wo have mainly to speak here ; and all we have
to say upon poetry as an energy is that the critic who, like
Aristotle, takes this wide view of poetry— the critic who,
like him, recognizes the importance of poefjy in its rela-
tions to man's other expressions of spiritual force, claims
a place in point of true critical sagacity above that of a
critic who, like Plato, fails to recognize that importance.
And assuredly no philosophy of history can be other than
inadequate should it ignore the fact that poetry has had
as much effect upon human destiny as that other great
human energy by aid of which, from the discovery of the
use of fire to that of the electric light; the useful arts have
been developed.
With regard to poetry as an art, in the present work
most of the great poems of the world have been or will be
examined either in connerion with the names of the
writers or with the various literatures to which they
belong ; consequently these remarks must be confined to
general principles. To treat historically so vast a subject
&<< poetry would be obviously impossible here.
Hvisions AH that can be attempted is to inquire briefly — (1 ) What
f the is poetry 1 (2) What is the position it takes up in relation
object, jg jjjQ otijer arts 1 (3) What is its value and degree of
expressional power in relation to these 1 and, finally, (4)
What varieties of poetic art are the outcome of the two
great kinds of poetic impulse, dramatic imagination and
lyric or egoistic imagination ?
Thit is 1. What is Poetryl — Definitions are for the most part
**''?' alike unsatisfactory and treacherous; but definitions of
poetry are proverbially so. Is it possible to lay down
invariable principles of poetry, such as those famous
"invariable principles" of the Rev. Mr Bowles,' which in
the earlier part of the century awoke the admiration of
Southey and the wrath of Byron ? Is it possible for a
critic to say of any metrical phrase, stanza, or verse,
"This is poetry," or "This is not poetry"? Can he,
with anything like the authority with which the man of
science pronounces upon the natural objects brought
before him, pronounce upon the qualities of a poem?
These are questions that have engaged the attention of
critics ever since the time of Aristotle.
Byron, in his rough and ready way, has answered them
in one of those letters to the late John Murray, which,
rich as they are in nonsense, are almost as rich in sense.
"So far are principles of poetry from being invariable,"
says he, " that they never were nor ever will be settled.
These principles mean nothing more than the predilec-
tions of a particular age, and every ago has its own and a
different from its predecessor. It is now Homer and now
Virgil ; once Dryden and since Sir Walter Scott ; now
Corneille and now Racine ; now Cr6billon and now
Voltaire." This is putting the case very strongly — perhaps
too strongly. But if wo remember that Sophocles lost the
first prize for the (Edipus Tijrannus ; if we remember what
in Dante's time (owing partly,-no doubt, to the universal
ignorance of Greek) wore the relative positions of Homer
and Virgil, what in the time of Milton were the relative
positions of Milton himself, of Shakespeare, and of Beau-
mont and Fletcher; again, if wo remember Jeffrey's
famous classification of the poets of his day, wo shall bo
driven to pause over Byron's words before dismissing
them. Yet some definition, for the purpose of this essay,
must be here att-empted jand, using the phrase "absolute
poetry" as the musical critics use the phrase "absolute
music," we may, perhaps, without too great presumption
submit the following : —
A bsolute poeliy is the concrete and artistic expression of,
the human mind in emotional and rhythmical language.
This at least will bo granted, that no literary expression
can properly speaking be called poetry that is not in ai
certain deep sense emotional, whatever may be its subject
matter, concrete in its method and its diction, rhythmical
in movement, and artistic in form.
That the expression of all real poetry must be concrete
in method and diction is obvious, and yet this dictum
would exclude from the definition much of what is called
didactic poetry. With abstractions the poet has nothing
to do, save to take them and turn them into concretions ;
for, as artist, he is simply the man who by instinct
embodies in concrete forms that " universal idea " which
Gravina speaks of —that which is essential and elemental
in nature and in man ; as poetic artist he is simply the
man who by instinct chooses for his concrete forms
metrical language. And the questions to be asked con-
cerning any work of art are simply these —
Is that which is here embodied really permanent, uni>
versal, and elemental? and Is the concrete form em-
bodying it really beautiful — acknowledged as beautiful by
the soul of man in its highest moods ? Any other ques-
tion is an impertinence.
Examcies are always useful in discussions such as this.
As an example of the .absence of concrete form in
verse take the following lines from George Eliot'a Spanish
Gypsy : —
■•■^peecli is but broken light upon the depth
Of the unspoken ; even your loved woMS
Float in the larger meaning of your voice
As something dimmer."
Without discussing the question oT blank verse cadence and
the weakness of a line where the main accent falls upon a
positive hiatus, " of the unspoken," we would point out
that this powerful passage shows the spirit of poetry without
its concrete form. The abstract method is substituted
for the concrete. Such an abstract phrase as " the un-
spoken " belongs entirely to prose.
As to what is called ratiocinative poetry, it might per-
haps be shown that it does not exist at all. Not by
syllogism, but per sultum, must the poet reach in every
case his conclusions. We listen to the poet — wo allow him
to address us in rhythm or in rhyme — we allow him to
sing to us while other men. are only allowed to talk, nob
because he argues more logically than they, but because
ho feels more deeply and perhaps more truly. It is for his
listeners to be knowing and ratiocinativo.; it is for him to
be gnomic and divinely wise.
That poetry must be metrical or oven rhythmical iij
movement, however, ia what some have denied. Her^
we touch at once the very root of the eubjoct. Thd
difference between all literature and more " word knead,
ing " is that, while literature is alive, word-kneading '\\
without life. This literary life, while it is only bipartito
in prose, seems to be tripartite in poetry ; that is to say,
while prose requires intellectual life and emotional life,
poetry seems to require not only intellectual lifd and
emotional life but rhythmic life, thi.s last being the most
important of all according to many critics, tlnHigh Aristotio
is not among those. Here indeed is the " fork " between
the old critics and the new. Unless the rhythm of any
metrical passage is so vigorous, bo natural, and so free
that it seems as though it could live, if need were, by its
rhythm alone, has that jiossago any right to exist? and
should it not, if the substance is good, bo forthwith
XIX. - 33
258
POETRY
demetricized and turned into prose? " Tboreau has affirmed
that prose, at its best, has high qualities of its owtL beyond
the ken of poetry; to compensate for the sacrifice Of these,
should not the metrical gains of any passage be beyond
all cavil 1
But this argument might be pressed further still. It
might seem bold to assert that, in many cases, the mental
Value of poetry may actually depend upon form and
colour, but would it. not be true ] The mental value of
poetry must be judged^by a standard not applicable to
prose ; but, even with' regard to the different kinds of
poetry, we Biust not compare poetry whose mental value
consists in a distinct and logical enunciation of ideas, such
as that of Lucretius and Wordsworth, and poetry whose
mental value consists partly in the suggestive richness of
passion or symbol latent in rhythm (such as that of Sappho
sometimes, Pindar often, Shelley always), or latent in
nnpor- color'', such as that of some of the Persian poets. To
""trlcal discuss the question. Which of these two kinds of poetry
jues- is the more precious ? would be idle, but are we not driven
^°°** to admit that certain poems whose strength is rhythm,
and certain other poems whose strength is colour, while
devoid of any logical statement of thought, may be as
fruitful of thoughts, and emotions too deep for words as a
shaken, prism is. fruitful of tinted lights'! The mental
forces at work in, the production of a poem like the
Excursion are of a very different kind from the mental
forces at work in the production of a poem like Shelley's
"Ode to the West Wind."" In the one case the poet's
artistic methods, like those of the Greek architect, show,
and are intended to show, the solid strength of the struc-
ture. In the other, the poet's artistic methods, like those
of the Arabian architect, contradict the idea of solid
strength — make the structure appear to hang over our
heads like the cloud pageantry of heaven. But, in both
cases, the solid strength is, and must be, there, at the base.
Before the poet begins to write he should ask himself
■which of these artistic methods is natural to him ; he
should ask himself whether his natural impulse is towards
the weighty iambic movement whose primary function is
to state, or towards those lighter movements which we
still call, for want of more convenient words, anapaestic and
dactylic, whose primary function is to suggest. Whenever
Wordsworth and Keats pass from the former to the latter
they pass at once into doggerel. Nor is it difficult to see
why English anapaestic and dactylic verse must suggest
and not state, as even so comparatively successful a iotir
de force as Shelley's " Sensitive Plant " shows. Concise-
ness is a primary virtue of all statement. The moment
the English poet tries to " pack " his anapaestic or dactylic
line, as he can pack his iambic line, his versification
becomes rugged, harsh, pebbly — becomes so of necessity.
Nor is this all : anapaestic and dactylic verse must in
English be obtrusively alliterative, or the same pebbly
effect begins to be felt. The anapaestic line is so full of
syllables that in a language where the consonants dominate
the vowels (as in English), these syllables grate against
each other, unless their corners are artfully bevelled by
one of the only two smoothing processes at the commajid
of an English versifier — obtrusive alliteration, or an ob-
trusive use of liquids. Now these demands of form may
be- turned by the perfect artist to good account if his
appeal to the listener's soul is primarily that of suggestion
by sound or symbol, but if his appeal is that of direct
and logical statement the difiuseness inseparable from
good anapaestic and dactylic verse is a source of weakness
such as the true artist should find intolerable.
But enough has been said to show that in discussing
poetry questions of versification touch, as we have said,
the very root of the subject.
Using the word "form" in a wider sense still, a sense
that includes "composition," it can be shown that poetry
to be entitled to the name must be artistic in form.
^Vhether a poem be a Welsh triban or a stomello impro-
vised by an Italian peasant girl, whether it be an ode by
Keats or a tragedy by Sophocles, it is equally a work of
art. The artist's command over form may be shown in the
peasant girl's power of spontaneously rendering in simple
verse, in her stomello or rispetto, her emotions through
nature's symbols ; it may be shown by Keats in that pe.-"
feet fusion of all poetic elements of which he was such a
master, in the manipulation of language so beautiful both
for form and colour that thought and words seem but ono
blended loveliness ; or it may be shown by Sophocles in a
mastery over what in painting is called composition, in the
exercise of that wise vision of the artist which, looking
before and after, sees the thing of beauty as a whole, and
enables him to grasp the eternal laws of cause and effect in
art and bend them to his own wizard will. In every case,
indeed, form is an essential part of poetry ; and, although
George Sand's saying that " L'art est une forme " applies
perhaps more strictly to the plastic arts (where the soul is
reached partly through mechanical means), its application
to poetry can hardly be exaggerated.
Owing, however, to the fact that the word ttoitjtt;? (first
used to designate the poetic artist by Herodotus) means
maker, Aristotle seems to have assumed that the indis-
pensable basis of poetry is invention. He appears to have
thought that a poet is a poet more on account of the com-
position of the action than on account of the composition
of his verses. Indeed he said as much as this. Of epic
poetry he declared emphatically that it produces its imita-
tions either by mere articulate words or by metre super-
added. This is to widen the definition of poetry so as to
include all imaginative literature, and Plato seems to have
given an equally wide meaning to the word ttoiijo-is. Only,
while Aristotle considered Troi'v/cris to be an imitation of the
facts of nature, Plato considered it to be an imitation of
the dreams of man. Aristotle ignored, and Plato slighted, the
importance of versification (though Plato on one occasion
admitted that he who did not know rhythm could be called
neither musician nor poet). It is impossible to discuss here
the question whether an imaginative work in which the
method is entirely concrete and the expression entirely
emotional, while the form is unraetrical, is or is not entitled
to be called a poem. That there may be a kind of un-
metrical narrative so poetic in motive, so concrete in dic-
tion, so emotional in treatment, as to escape altogether
from those critical canons usually applied to prose, we
shall see when, in discussing the epic, we come to touch
upon the Northern sagas.
Perhaps the first critic who tacitly revolted against the
dictum that substance, and not form, is the indispensable
basis of poetry was Dionysius of Halicarnassus, whose
treatise upon the arrangement of words is really a very fine
piece of literary criticism. In his acute remarks upon the
arrangement of the words in the sixteenth book of the
Odyssey, as compared with that in the story of Gyges by
Herodotus, was perhaps first enunciated clearly the doctrine
that poetry is fundamentally a matter of style. The Aristo-
telian theory as to invention, however, dominated all criti-
cism after as well as before Dionysius. When Bacon came
to discuss the subject (and afterwards) the only division
between the poetical critics was perhaps between the fol-
lowers of Aristotle and those of Plato as to' what poetry
should, and what it should not, imitate. It is eurious to
speculate as to what would have been the result had the
poets followed the critics in this matter. Had not the
instinct of the poet been too strong for the schools, would
poetry as an art have been lost and merged in such imagica.-
Itia
artUW
in forw
POETRY
259
tive prose as Plato's 1 Or is not the instinct for form too
strong to be stifled ? By the poets themselves metre was
always considered to be the one indispensable requisite of
a poem, though, as regards criticism, so recently as the time
of the appearance of the Waverley Novels, the Quarterly
Jteview would sometimes speak of them as " poems "; and
perhaps even now there are critics of a very high rank who
woula do the same with regard to romances so concrete
in method and diction, and so full of poetic energy, as
Wuihering Heights and Jane Eyre, where we get absolutely
all that Aristotle requires for a poem. On the whole,
however, the theory that versification is not an indispens-
able requisite of a poem seems to have become nearly
obsolete in our time. Perhaps, indeed, many critics would
now go so far in the contrary direction as to say \v-ith
Hegel {Aesthetik, iii. p. 289) that " metre is the first and
only condition absolutely demanded by poetry, yea even
more necessary than a figurative picturesque diction." At
all events this at least may be said that in our own time
the division between poetical critics is not between Aristo-
telians and Baconians ; it is now of a different kind alto-
gether. ^Vhile one group of critics may still perhaps say
with Dryden that " a poet is a maker, as the name signi-
fies," and that " he who capnot make, that is, invent, has
Lis name for nothing," another group contends that it is
not the invention but the artistic treatment, the form,
which determines whether an imaginative writer is a poet
or a writer of prose, — contends, in short, that emotion is
the basis of all true poetic expression, whatever be the
subject matter, that thoughts must be expressed in an
emotional manner before t"hey can be brought into poetry,
and that this emotive expression demands even yet some-
thing else, viz., style and form.
But, although many critics are now agreed that " L'art
est une forme," that without metre and without form
there can be no poetry, there are few who would contend
that poetry can exist by virtue of any one of these alone,
or even by virtue of all these combined. Quito inde-
pendent of verbal melody, though mostly accompanying
it, and quite independent of " composition," there is an
atmosphere floating around the poet, through which he
sees everything, an atmosphere which stamps his utterances
as poetry ; for instance, among all the versifiers contem-
porary with Donne there was none so rugged as he occa-
sionally was, and yet such songs as " Sweetest love, I do
not go for weariness of thee" prove how true a poet he
was whenever he could master those technicalities which
far inferior poets find comparatively easy. While rhythm
may to a very considerable degree be acquired (though, of
course, • the highest rhythmical effects never can), the
power of looking at the world through the atmosphere
that floats boTore the poet's eyes is not to be learned and
not to be taught. This atmosphere is what we call poetic
imagination, a subject which will have to be fully discussed
further on. But first it seems necessary to say a word or
two upon that high terriper of the soulwhich in truly great
poetry gives birth to this poetic imagination.
The " message " of poetry must be more unequivocal,
more thoroughly accentuated, than that of any of the
other fine arts. With regard to modern poetry, indeed,
it may almost bo' said that if any writer's verse embodies
a message, true, direct, and pathetic, wo in modern Europe
cannot stay to inquire too curiously about the degree of
artistic perfection with which it is delivered, for Words-
worth's saying "That which comes from. the heart goes to
the heart " applies very closely indeed to' modern poetry.
The most truly passionate poet in Greece was no doubt in
a deep sense the most artistic poet ; but in her case art
and passion were one, and that is why she has been so
cruelly misunderstood. The most truly passionate nature,
and perhaps the greatest soul, that in our time has ex-
pressed itself in English verse is Elizabeth Barrett Brown-'
ing ; at least it is certain that, with the single exception
of Hood in the '!Song of the Shirt," no writer of the
century has really touched our hearts with a hand so
powerful as hers, — and this notwithstanding violations
of poetic form, notwithstanding defective rhymes, such
as would appal some of the contemporary versifiers of
England and France " who lisp in numbers for the numbers
[and nothing else] come." The truth is that in order to
produce poetry the soul must for the time being have
reached that state of exaltation, that state of freedom
from self-consciousness, depicted in the lines —
" I started once, or .wemeil to start, in p.iin,
Rtsolvcd on iiolile tliinfjs, and stroi\'e to speak,
As when a great tlinnglit strikes along the brain,
And flushes all the check.'
Whatsoever may be the poet's " knowledge of bis art,"
into this mood he must always pass before he can write a
truly poetic line. For, notwithstanding all that we have
said and are going to say upon poetry as a fine art, it is
in the deepest sense of the word an "inspiration" indeed.
No inan can write a line of genuine poetry without having
been "born again " (or, as the true rendering of the text
says, " born from above ") ; and then the mastery over
those highest reaches of form which are beyond the ken
of the mere versifier comes to him as a result of the change.
Hence, with all Mrs Browning's metrical blemishes, the
splendour of her metrical triumphs at her best.
For what is the deep distinction between poet and prose-
man ? A writer may be many things besides a poet ; he
may be a warrior like yEschylus, a man of business like
Shakespeare, a courtier like Chaucer, or a cosmopolitan
philosopher like Goethe ; but the moment the poetic
mood is upon him all the trappings of the world with
which for years he may perhaps have been clothing his
soul — the world's knowingness, its cynicism, its self-seek-
ing, its anbition — fall away, and the man becomes an
inspired child again, with ears attuned to nothing but
the whispers of those spirits from the Golden Age, who,
according to Hesiod, haunt and bless the degenerate earth.
What such a man produces may greatly delight and astonish
his readers, yet not so greatly as it delights and astonishes
himself. His passages of pathos draw no tears so deep or
so sweet as those that fall from his own eyes while he
writes ; his sublime passages overawe no soul so imperi-
ously as hia own; his humour draws, no laughter so rich
or so deep as that stirred within his own breast.-
It might almost, be said, indeed, that Sincerity and Con- Sinceritj
science, the two angels that bring to the jioet the wonders ">.dcon-
of the poetic dream, bring him also the deepest, truest '"""*•
delight of form. It might almost be sa'id t'.iat by aid of
sincerity and conscience the poet is enabled to see- more
clearly'than other men the eternal limits of his own art —
to see with Sophocles that nothing, not evtjn [lootry itself,'
is of any worth to man, invested as ho m by the wholo
army of evil, unless it is in the deepest and highest sense
good, unless it comes linking us all together by closer
bonds of sympathy and jjity, strengthening us to fight the
foes with .whom fate and even nature, the mother Who
bore us, sometimes seem in league — to see with Milton
that the high quality of man's, soul which in English is
expressed by the word virtue is greater than oven the
great poem ho prized, greater than all the rhythms of all
the tongues that have been spoken since Babel — and to
see with Shakespeare and with Shelley that the high
passion which in English is called love is lovelier than
all art, lovelier than all the marbloMcrcurics tbat "await
the chisel of the sculptor" in all the marble hills. So
much for our first inquiry — ".What is poetry i "
260
POETRY
2. What Position does Poetry take up in Pelation to the
other Arts ? — Notwithstanding the labours of Lessing and
his followers, the position accorded by criticism to poetry
in relation to the other arts was never so uncertain and
anomalous as at the present moment. On the one hand
there is a class of critics who, judging from their perpetual
comparison of poems to pictures, claim her as a sort of
handmaid of painting and sculpture. On the other hand
the disciples of Wagner, while professing to do homage to
poetry, claim her as the handmaid of music. To find her
proper place is therefore the most important task the critic
can undertake at this time, though it is one far beyond
■the scope of a paper so brief as this. With regard to the
relations of poetry to painting and sculpture, however, it
seems necessary to glance for a moment at the saying
of Simonides, as recorded by Plutarch, that poetry is a
speaking picture and that painting is a mute poetry. It
appears to have had upon modern criticism as much in-
fluence since the publication of Lessing's Laocoon as it had
before. Perhaps it is in some measure answerable for the
modern vice "of excessive word-painting. Beyond this one
saying, there is little or nothing in Greek literature to show
that the Greeks recognized between poetry and the plastic
an"d pictorial arts an affinity closer than that which exists
between poetry and music and dancing. Understanding
artistic methods more profoundly than the moderns, and far
too profoundly to suppose that there is any special and
peculiar affinity between an art whose medium of expres-
sion is marble and an art whose medium of expression is a
growth of oral symbols, the Greeks seem to have studied
poetry not so much in its relation to painting and sculp-
ture as in its relation to music and dancing. It is matter
of familiar knowledge, for instance, that at the Dionysian
festival it was to the poet as " teacher of the chorus "
(^opoSiSao-KoXos) that the prize was awarded, even though
the " teacher of the chorus " were ^schylus himself or
Relation Sophocles. And this recognition of the relation of poetry
of poetry to music is perhaps one of the many causes of the superi-
to music. pj.jty pf Greek to all other poetry in adapting artistic
means to artistic ends. In Greek poetry, even in Homer's
description of the shield of Achilles, even in the famous
description by Sophocles of his native woods in the (Edipus
^ Coloneus, such word-painting as occurs seems, if not inevit-
able and unconscious, so alive with imaginative feeling as
to become part and parcel of the dramatic or lyric move-
ment itself. And whenever description is so introduced
the reader of Greek poetry need not be told that the
scenery itself rises before the listener's imagination with a
clearness of outline and a vigour of colour such as no
ainount of detailed word-painting in the modern fashion
can achieve. The picture even in the glorious verses at
the end of the eighth book of the Iliad rises before our
eyes — seems actually to act upon our bodily senses —
simply because the poet's eagerness to use the picture for
merely illustrating the solemnity and importance of his
story lends to the picture that very authenticity which
the work of the modern word-painter lacks.
That the true place of poetry lies between music on the
one hand and prose, or loosened speech, on the other, was,
we say, taken for granted by the one people in whom the
artistic instinct was fully developed.
No doubt they used the word music in a very wide
sense, in a sense that might include several arts. But it
is a suggestive fact that, in the Greek language, long
before poetic art was called " making " it was called
"singing." The poet was not iroijyTTjs but doiSds. And
as regards the Romans it is curious to see how every now
and then the old idea that poetry is singing rather than
making will disclose itself. It will be remembered for
instance how Terence, in the prologue of Phormio. alludes
to poets as musicians. That the ancients were right in
this we should be able to show did our scheme permit an
historical treatment of poetry : we should be able to show
that music and the lyrical function of the poet began
together, but that here, as in other things, the progress
of art from the implicit to the explicit has separated the
two. Every art has its special function, has a certain work
which it can do better than any one of its sister arts.
Hence its right of existence. For instance, before the
"sea of emotion" within the soul has become "curdled
into thoughts," it can be expressed in inarticulate tone.
Hence, among the fine arts, music is specially adapted for
rendering it. It was perhaps a perception of this fact
which made the Syrian Gnostics define life to be " moving
music." When this sea of emotion has " curdled into
thoughts," articulate language rhythmically arranged —
words steeped in music and colour, but at the same time
embodying ideas — can do what no mere wordless music is
able to achieve in giving it expression, just as unrhyth-
mical language, language mortised in a foundation of logic,
that is to say prose, can best express these ideas as soon
as they have cooled and settled and cleared themselves of
emotion altogether. Yet every art can in some degree
invade the domain of her sisters, and the nearer these
sisters stand to each other the more easily and completely
can this invasion be accomplished. Prose, for instance,
can sometimes, as in the case of Plato, do some of the
work of poetry (however imperfectly, and however tram-
melled by heavy conditions) ; and sometimes poetry, as in
Pindar's odes and the waves of the Greek chorus, can
do, though in the same imperfect way, the work of music.
The poems of Sappho, however, are perhaps the best case
in point. Here the poet's passion is expressed so com-
pletely by the mere sound of her verses that a good recita-
tion of them to a person ignorant of Greek would convey
something of that passion to the listener ; and similar
examples almost as felicitous might be culled from Homer,
from ^schylus, and from Sophocles. Nor is this power
confined to the Greek poets. The students of Virgil have
often and with justice commented on such lines as yEn. v.
481 (where the sudden sinking of a stricken ox is rendered
by means of rhythm), and such lines as Georg. ii. 441,
where, by means of verbal sounds, the gusts of wind about
a tree are reridered as completely as though the voice were
that of the wind itself. In the case of Sappho the effect
is produced by the intensity of her passion, in the case of
Homer by the intensity of the dramatic vision, in the case
of Virgil by a supreme poetic art. But it can also be pro-
duced by the mere ingenuity of the artist, as in Edgar
Poe's " Ulalume." The poet's object in that remarkable
tour de force was to express dull and hopeless gloom in the
same way that the mere musician would have expressed
it,- — that is to say, by monotonous reiterations, by hollow
and dreadful reverberations of gloomy sounds — though as
an artist whose vehicle was articulate speech he was obliged
to add gloomy ideas, in order to give to his work the
intellectual coherence necessary for its existence as a poem.
He evidently set out to do this, and he did it, and
" Ulalume " properly intoned would produce something
like the same effect upon a listener knowing no word of
English that it produces upon us.
On the other hand, music can trench very far upon the
domain of articulate speech, as we perceive in the wonder-
ful instrumentation of Wagner. Yet, while it can be
shown that the place of poetry is scarcely so close to
sculpture and painting as to music on the one side and
loosened speech on the other, the affinity of poetry to
music must not be exaggerated. We must be cautious
how we follow the canons of Wagner and the more enthusi-
astic of his disciples, who almost seem to think that
POETRY
261
inarticulafo tona can not only suggest ideas but express
them — can give voice to the Verstand, in short, as well as
to the Vtmunft of man.' Even the Greeks drew a funda-
mental diiiinction between melic poetry (poetry written to
bo sung) ahd poetry that was written to be recited. It is a
pity that, while modern critics of poetry have understood oi*
at least have given attention to painting and sculpture, so
few have possessed any knowledge of music — a fact which
makes Dante's treatise De Vulgari Eloipiio so important.
Dante was a musician, and seems to have had a con-
siderable knowledge of the relations between musical and
metrical laws. But he did not, we think, assume that
these laws are identical.
If it is indeed possible to establish the identity of
musical and metrical laws, it can only be done by a
purely scientific investigation; it can only be done by a
most searching inquiry into the subtle relations that we
know must exist throughout the universe between all the
laws of undulation. And it is curious to remember that
Bome of the greatest masters of verbal melody have had
no knowledge of music, while some have not even shown
any love of it. All Greek boys were taught music, but
whether Pindar's unusual musical skill was born of natural
instinct and inevitable passion, or came from the accidental
circumstance that his father was, as has been alleged, a
musician, and that he was as a boy elaborately taught
musical science by Lasus of Hermione, we have no means
of knowing. Nor can we now learn how much of Milton's'
musical knowledge resulted from a iike exceptional " en-
vironment," or from the fact that his father was a musician.
But when we find that Shelley seems to have been with-
out the real passion for music, that Rossetti disliked it, and
that Coleridge's apprehension of musical effects was of the
ordinary nebulous kind, we must hesitate before accepting
the theory of Wagner.
The question cannot be pursued here ; but if it should
on inquiry be found that, although poetry is more closely
related to music than to any of the other arts, yet the
power over verbal melody at its very highest is so all-
eufficing to its possessor as in the case of Shelley and
Coleridge that absolute music becomes a superfluity, this
would only be another illustration of that intense egoism
and concentration of force — the impulse of all high artistic
energy — which is required in order to achieve the rarest
miracles of art.
With regard to the relation of poetry to prose, Coleridge
cnce asserted in conversation that the real antithesis of
poetry was not prose but science. And if he was right the
difference in kind lies, not between the poet and the prose
writer, but between the literary artist (the man whcse
instinct is to manipulate language) and the man of facts
and of action whose instinct impels him to act, or, if not
to act, to inquire.
One thing is at least certain, that prose, however fervid
and emotional it may become, must always be directed, or
eeem to be directed, by the reins of logic. Or, to vary the
metaphor, like a captive balloon it can never really leave
the earth.
Indeed, with the literature of knowledge as opposed to
the literature of power poetry has nothing to do. Facts
have no place in poetry until they are brought into relation
with the human soul. But a mere cfataloguo of ships may
become poetical if it tends to show the strength and nrido
and glory of the warriors who invested Troy ; a detailed
description of the designs upon a shield, howcvur beautiful
and poetical in itself, becomes still more so if it tends to
show the skill of the divine artificer and the invincible
splendour of a hero like Achilles. But mere dry exacti-
tude of imitation is not for poetry but for loosened speech.
Hence, most of the so-called poetry of Hesiod ia not poetry
at all. The Muses who spoke to him about " truth " on
Mount Helicon made the common mistake of confounding
fact with truth. And here we tputb upon a very import-
ant matter. The reason why in proso speech is loosened
is that, untrammelled by the laws of metre, language is
able with more exactitude to imitate nature, though of
course speech, even when "loosened," cannot, when actual
sensible objects are to be depicted, compete in any real
degree with the plastic arts m accuracj of imitation, for
the simple reason that its media are not colours nor solids
but symbols— arbitrary symbols which can be made to
indicate, but never to reproduce, colours and solids.
Accuracy of imitation is the first requisite of prose. But
the moment language has to be governed oy the laws of
metre — the moment the conflict begins bttween the claims
of verbal music and the claims of colour and form — then
prosaic accuracy has to yield ; sharpness ot outline, mere
fidelity of imitation, such as is within tlie compass of
prose, have in some degree to be sacrificed. But, just as
with regard to the relations between poetry and music the
greatest master #is he who borrows the most that can be
borrowed from music, and loses the least that can be lost
from metre, so with regard to the relations between poetry
and prose the greatest master is he who borrows the most
that can be borrowed from prose and loses the least that
can be lost from verse. No doubt this is what every poet
tries to do by instinct ; but some sacrifice on either side
there must be, and, with regard to poetry and prose,
modern poets at least might be divided into those who
make picturesqueness yield to verbal melody, and those
who make verbal melody yield to picturesqueness.
With one class of poets, fine as is perhaps the melody,
it is made subservient to outline or to colour ; with the
other class colour and outline both yield to metre. The
chief aim of the first cla.ss is to paint a picture ; the chief
aim of the second is to sing a song. Weber, in driving
through a beautiful country, could only enjoy its beauty
by translating it inco music. The same may be said of
some poets with regard to verbal melody. The supreme
artist, however, is he whose pictorial and musical power
are so interfused that each seems born of the other, as is
the case with Sappho, Homer, ./Eschylus, Sophocles, and
indeed most of the great Greek poets. Among our own
poets (leaving the two supremo masters undiscussed) Keats
and Coleridge have certainly done this. The colour seems
born of the music and the music born of the colour. In
French poetry the same triumph has been achieved irf
Victor Hugo's magnificent poem " En Marchant la Nuit
dans un Bois," which, as a rendering through verbal music
of the witchery of nature, stands alone in the poetry of
France. For there the jioet conquers that crowning diffi-
culty we have been alluding to, the difliculty of stealing
from prose as much distinctness of colour and clearness
of outline as can bo imported into verse with as little
sacrifice as possible of melody.
But to return to the geneial relations of poetry to
prose. If poetry can in some degree invade the domain
of prose, 80 on the other hand prose can at times invaJo
the domain of poetry, and no doubt the prose of Plato —
what is called poetical prose — is a legitimate form of art.
Poetry, the earliest form of literature, is also the final and
ideal form of all pure literature ; and, when Jjandor insists
that poetry and poetical pro.so are antagonistic, wo must
remember that Landor's judgments are mostly ba.sed on
feeling, and that his hatred of Plato would bo quite
suflicicnt basis with him for an entire system of critici.sm
upon poetical jirose. As with Carlyle, there was a time in
his life when Plato (who of course is the great figure
standing between the two arts of metro and loosened
speech) had serious thoughts of becoming a poet. And
262
POETRY
perhaps, like Carlyle, having the good sense to see his true
function, he himself desisted from writinc?, and strictly
forbade other men to write, in verse. If we consider this,
and if we consider that certain of the great English masters
of poetic prose in the 17th century were as incapable of
writing in metre as their followers Richter and Carlyle,
we shall hardly escape the con'clusion on the one hand that
the faculty of writing poetry is quite another faculty than
that of producing work in the arts most closely allied to
it, musiq and prose, but that on the other hand there is
nothing antagonistic between these faculties. So much for
poetry's mere place among the other arts.
Importance of Poetry in Relation to other Arts. — As to
the comparative importance and value of poetry among the
other arts, this is a subject upon which much" discussion,
of a more or less idle kind, has been wasted. We do not
feel called to dwell at any length upon it here. Yet a
word or two upon the question is necessary in order that
we may understand what is the scope and what are the
iiniits of .poetry with regard to the other arts, especially
with regard to music and to prose. *
Wiiere There is one great, point of superiority that musical art
poetry is exhibits over metrical art. This consists, not in the
Itnd"""" ^^P^<^''y ^o"^ melody, but in the capacity for harmony in
^jjgrg the musician's sense. The finest music of ^schylus, of
•aperior Pindar, of Shakespeare, of Milton, is after all only a succes-
to music; sion of melodious notes, and, in endeavouring to catch the
harmonic intent of strophe, antistrophe, and epode in the
Greek chorus and in the true ode (that of Pindar), we can
only succeed by pressing memory into our service. We
have to recall by memory the waves that have gone before,
and then to imagine their harmonic power in relation to
the waves at present occuppng the ear. Counterpoint,
therefore, is not to be achieved by the metricist, even
though he be Pindar, himself ; but in music this perfect
ideal harmony was foreshadowed perhaps in the earliest
writing. We know at least that as early as the 12th
centur}"- counterpoint began to show a vigorous life, and
the study, of it is now a familiar branch of musical
science. Now, inasmuch as " Nature's own hymn " is and
must be the harmonic blending of apparently independent
and apparently discordant notes, among the arts whose
appeal is through the ear that which can achieve counter-
point must perhaps rank as a pure art above one which
cannot achieve it. We are of course speaking here of
metre only. We have not time to inquire whether the
counterpoint of absolute poetry is the harmony underlying
apparently discordant emotions — the emotion produced by
a word being more persistent than the emotion produced
by an inarticulate sound.
But if poetry falls behind music in rhythmic scope, it is
capable of rendering emotion after emotion has become
disintegrated into thoughts, and here, as we have seen,
it enters into direct competition with the art of prose. It
can use the emphasis of sound, not for its own sake
merely, but to strengthen the emphasis of sense, and can
*".us give a fuller and more adequate expression to the
fioul of man than music at its highest can give. With
regard to prose, no doubt such writing as Plato's descrip-
tion of the chariot of the soul, his description of the island
of Atlantis, or of Er's visit to the place of departed souls,
comes but a short way behind poetry in imaginative and
even in rhythmic appeal. It is impossible, however, here
to do more than touch upon the subject of the rhythm of
prose in its relation to the rhythm of poetry ; for in this
matter the genius of each individual language has to be
taken into account.
Perhaps it may be said that deeper than all the rhythms
of art is that rhythm wliich art would fain catch, the
rhythm of nature ; for the rhythm of nature is the rhythm
of life itself. This rhythm can be caught by prose as well
as by poetry, such prose, for instance, as that of the
English Bible. Certainly the rhythm of verse at its
highest, such, for instance, as that of Shakespeare's
greatest writings, is nothing more and nothing less than
the metre of that energy of the spirit which surges within
the bosom of him who speaks, whether he speak in verse
or in impassioned prose. Being rhythm, it is of course
governed by law, but it is a law which transcends in
subtlety the conscious- art of the metricist, and is only
caught by the poet in his most inspired moods, a law
which, being part of nature's own sanctions, can of course
never be formulated but only expressed, as it is expressed
in the melody of the bird, in the inscrutable harmony of
the entire bird-chorus of a thicket, in the whisper of the
leaves of the tree, and in the song or wail of wind and sea.
Now is not this rhythm of nature represented by that
" sense rhythfn " which prose can catch as well as poetry,
that sense rhythm whose finest expressions are to be found
in the Bible, Hebrew arid English, and in the Biblical
movements of the English Prayer Book, and in the dramatic
prose of Shakespeare at its best? Whether it is caught
by prose or by verse, one of the virtues of the rhythm of
nature is that it is translatable. Hamlet's peroration about
man and Raleigh's apostrophe to death are as translatable
into other languages as are the Hebrew psalms, or as is
Manu's magnificent passage about the singleness of man
(we quote from memory) : —
" Single 13 each man born into the world ; single he dies ; -single
he receives the reward of his good deeds, and single the punishment
of his evil deeds. When he dies his body lies like a fallen tree upon
the earth, but his virtue accompanies his soul. Wherefore let man
harvest and garner virtue, so that he may have an inseparable com-
panion in traversing that gloom which is so hard to be traversed."
Here the rhythm, being the inevitable movement of
emotion and "sense," can be caught and transla,ted by
every literature under the sun. While, however, the great
goal before the poet is to compel the listener to expect his
caesuric effects, the great goal before the writer of poetic
prose is in the very opposite direction ; it is to make use
of the concrete figures and impassioned diction of the poet,
but at the same time to avoid the recognized and expected
metrical bars upon which the poet depends. The moment
the prose poet passes from the rhythm of prose to tfte
rhythm of metre the apparent sincerity of his writing is
destroyed.
And now how stands poetry with regard to the plastic to
arts 1 This is in truth a vast subject, and has given birth ""^
to an infinitude of eloquent criticism in the present century.
It cannot be expected that we should be able to discuss it
adequately here. Yet this, too, must be glanced at. On
the one side poetry is inferior to the plastic arts ; on
another side it is superior to them.
As compared with sculpture and painting the great
infirmity of poetry, as an "imitation " of nature, is of course
that the medium is always and of necessity words — even
when no words could, in the dramatic situation, have beSn
spoken. It is not only Homer who is obliged sonJetimes to
forget that passion when at white heat is never voluble, is
scarcely even articulate ; the dramatists also are obliged
to forget that in love and in hate, at their tensest, words
seem weak and foolish when compared with the silent and
satisfying triumph and glory of deeds, such as the plastic
arts, can render. This becomes manifest enough when we
compare the Niobe group or the Laocoon group, or the
great dramatic paintings of the modern world, with even
the finest efforts of dramatic poetry, such as the speech* of
Andromache to Hector, or the speech of Priam to Achilles,
nay such as even the cries of Cassandra in the Agamemnon,,
or the wailings of Lear over the dead Cordelia. Even when
writing the words uttered by CEdii)us, as the terrible truth
«
pla*
art
POETRY
263
Ireaks in upon his soul, Sophocles must have felt that, in the
holiest chambers of sorrow and in the highest agonies of
sutiering reigns that awful silence which not poetry, but
painting sometimes, and sculpture always, can render.
What human sounds could render the agony of Niobe,
or the agony of Laocoon, as we see them in the sculptor's
rendering 1 Not articulate speech at all ; not words but
wails. It is the same with hate ; it is the same with love.
We are not speaking merely of the unpacking of the heart
in which the angry warriors of the Iliad indulge. Even
such subtle writing as that of jEschylus and Sophocles
falls below the work of the painter. Hate, though voluble
perhaps, as Clytaamnestra's when hate is at that red-heat
glow which the poet can render, changes in a moment
whenever that redness has been fanned to hatred's own
last complexion — whiteness as of iron at the melting-
point, — when the heart has grown far too big to be
"unpacked" at all, and even the bitter epigrams of hate's
own rhetoric, though brief as the terrier's snap before he
fleshes his teeth, or as the short snarl of the tigress as she
springs before her cubs in danger, are all too slow and
sluggish for a soul to which language at its tensest has
become idle play. But this is" just what cannot be ren-
dered by an art whose medium consists solely of words.
It is in giving voice, not to emotion at its tensest, but
to the variations of emotion, it is in expressing the count-
less shifting movements of the soul from passion to
passion, that poetry shows in spite of all her infirmities
her superiority to the plastic arts. Hamlet and the
Agamemnon, the Iliad and the (Edipus Tyrannus, are
adequate to the entire breadth and depth of man's soul.
Poetic Imagination. — We have now reached our last
general inquiry— What varieties of poetic art are the
outcome of the two kinds of poetic impulse, dramatic
imagination and lyric or egoistic imagination 1 It would
of course be impossible within the space at our command to
examine fully the subject of poetic imagination. For in
order to do so -we should have to enter upon the vast
question of the effect of artistic environment upon the
development of man's poetic imagination; wo should
have k) inquire how the instinctive methods of each poet
and of each group of poets have been modified and often
governed by the methods characteristic of their own time
and country. We should have to inquire, for instance,
how far such landscape as that of Sophocles in the Oidipiia
Colonexis and such landscape as that of Wordsworth depends
upon difference of individual temperament, and how far
■Kstic upon difference of artistic environment. That, iu any
'^f°°- thorough and exhaustive discussion of poetic imagina-
tion, the question of artistic environment must be taken
into account, the case of the Iliad is alone sufficient
to show — a case that will at once occur to the reader.
Ages before Phrynichus, ages before an acted drama was
dreamed of, a dramatic poet of the first order arose, and,
though he was obliged to express his splendid dramatic
imagination through epic forms, he expressed it almost as
fully as if he had inherited the method and the* stage of
Sophocles. And if Homer never lived at all, then an
entire group of dramatic poets arose in remote times
■whose method was epic instead of dramatic simply be-
cause there was then no stage.
This, contrasted with the fact that in a single half-
century the tragic art of Greece arose with yEschylus,
culminated with Sophocles, and decayed with P^uripides,
and contrasted also with the fact that in England at one
time, and in Spain at one time, almost the entire poetic
imagination of the country found expression in the acted
drama alone, is sufficient to show that a poet's artistic
methods are very largely influenced by the artistic environ-
ments of his country and time. So vast a subject as this,
however, is, as we say, quite beyond the scope of any essay
like this, and we can only point to the familiar instance of
the troubadours and the trouvires and then pass on.*
With the trouvfere (the poet of the iangue d'o'il)^ the
story or situation is always the end of which the musical
language is the means; with the troubadour (the poet of
the langue d'oc), the form is so beloved, the musical
language so enthralling, that, however beautiful may be
the story or situation, it is felt to be no more than the
means to a more beloved and beautiful end. But then
nature makes her own troubadours and her own trouvferes
irrespective of fashion and of time — irrespective of langue
d'oc and langue d'o'il. And, in- comparing the trouba-
dours with the trouvke's, this is what strikes us at once — -
there are certain troubadours who "by temperament, by
original, endowment of nature, ought to have been trou-
vferes, and there are certain trouvferes who by temperament
ought to have been troubadours. Surrounding conditions
alone have made them what they are. There are those
whose impulse (though writing in obedience to contem-
porary fashions lyrics in the langue d'oc) is manifestly to
narrate, and there are those whose impulse (though writing
in obedience to contemporary fashions fabliaiu in the
langue d'o'il) is simply to sing. In other words, there
are those who, though writing after the fashion of their
brother-troubadours, are more impressed with the romance
and wonderfulness of the human life outside them than
with the romance and wonderfulness of their own passions,
and who delight in depicting the external world in any
form that may be the popular form of their time; and
there are those who, though writing after ths fashion of their
brother-trouvferes, are far more occupied with the life within
them than with that outer life which the taste of their time
and country calls upon them to paint — born rhythmists
who must sing, who translate everything external as well
as internal into verbal melody. Of the former class
Pierre Vidal of the latter class the author of " Le Lay
de rOiselet, " say be taken as the respective types.
That the same forces are seen at work in all literatures
few students of poetry will deny, — though in some poetical
groups these forces are no doubt more potent than in
others, as, for instance, with the great parable poets of
Persia, in some of whom there is perpetually apparent a
Conflict between the dominaxice of the Oriental taste for
allegory and subtle suggestion, as expressed in the Zoro-
astrian definition of poetry, — "apparent pictures of un-
apparent realities," — and the opposite yearning to represent
human life with the freshness and natural freedom charac-
teristic of Western poetry.
Allowing, however, for all the potency of externa!
influences, we shall not bo wrong in saying that of poetic
imagination there are two distinct kinds — (1) the kind of
poetic imagination seen at its highest in yEscliylua,
Sophocles, Shakespeare, and Homer, and (2) the kind of
poetic imagination seen at its highest in Pindar, Dante,
and Milton, or else in Sappho, Heine, and Shelley. The
former, being in its highest dramatic exercise uncondi-
tioned by the personal or lyrical impulse of the poet, might
perhaps be called absolute dramatic vision; the latter,
being more or less conditioned by the personal or lyrical
impulse of the poet, might bo called relative dramatic
vision. It seems impossible to classify poets, or to classify
the different varieties of poetry, without drawing some
such distinction as this, whatever words of definition we
may choose to adopt.
For the achievement of all pure lyric poetry, such a.s the
ode, the song, the clogy, the idyl, the ."sonnet, the storntiio,
it is evident that the imaginative force we have called
relative vision will suffice. And if we coniiider the matter
thoroughly, in many other forms sf jiottir art — forms
2G4
POETRY
■wliich at, first sight miglit seem to require absolute vision
■ — we shall find nothing but relative vision at work.
Even in Dante, and even in Milton and Virgil, it
might be difficult to trace the working of any other than
^•elative vision. And as to the entire body of Asiatic poets
it might perhaps be found (even in view of the Indian
drama) that relative vision suffices to do all their work.
Indeed the temper which produces true drama is, it might
almost be said, a growth of the Western mind. For,
unless it be Semitic as seen in the dramatic narratives of
the Bible, or Chinese as seen, in that remarkable prose
story, The Two Fair Cousins, translated by Kurausat,
absolute vision seems to have but small place in the
literatures of Asia. The wonderfulness of the world and
the romantic possibilities of fate, or circumstance, or
chance — not the wonderfulness of the character to whom
these possibilities befall — are over present to the mind of
the Asiatic poet. Even in so late a writer as the poet of
the S/idh y^dme/i, the hero Irij, the hero Zal, and the hero
Zohreb are in character the same person, the virtuous
young man who combines the courage of youth with the
wisdom and forbearance of age. And, as regards the
earlier poets of Asia, it was not till the shadowy demigods
and heroes of the Asiatic races crossed the Caucasus, and
breathed a more bracing air, that they became really indi-
vidual characters. But among the many qualities of man's
mind that were invigorated and rejuvenated by that great
exodus from the dreamy plains of Asia is to be counted,
above all others, his poetic imagination. The mere sense
of wonder, which had formerly been an all-sufficing source
of pleasure to him, was all-sufficing no longer.' The
wonderful adventure must now be connected with a real
and interesting individual character. It was left for the
poets of Europe to show that, given the interesting
character, given the Achilles, the Odysseus, the Helen, the
Priam, any adventure happening to such a character
becomes interesting.
What then is this absolute vision, this true dramatic
imagination which can hardly be found in Asia — which
even in Europe cannot be found except in rare cases?
Between relative and absolute vision the difference seems to
be this, that the former only enables the poet, even in its
very highest e.xercise, to make his own individuality, or else
humanity as represented by his own individuality, live in
the imagined situation ; the latter enables him in its highest
exercise to make special individual characters other than
the poet's own live in the imagined situation.
"That which exists in nature," says Hegel, "is a some-
thing purely individual and particular. Art on the contrary
is essentially destined to manifest the general." And no
doubt this is true as regards the plastic arts,' and true also
as regards literary art, save in the very highest reaches of
pure drama and pure lyricj when it seems to become art
no longer^-when it seems to become the very voice of
l^ature herself. The cry of Priam when he puts to his
lips the hand that slew his son is not merely the cry of a
bereaved and aged i)arent ; it is the cry of the individual
king of Troy, and expresses above everything else that
jndst naif, pathetic, and w'insome character. Put the
words into the mouth of the irascible and passionate Lear
and they would be entirely out of keeping.
It may be said then that, while the poet of relative
vision, even in its very highest exercise, can only, when
depicting the external world, deal with the general, the
poet of absolute vision can compete with Nature herself
and deal with both general and particular. Now if this is
really so we may perhaps find a basis for a classification
of poetry and of poets. That all poets must be singers
has already' been maintained. But singers seem to be
divisible into three classes :— first the pure lyrists, each
of whom can with his one voice sing .only ono lune ;
secondly the epic poety, save Homer, the bulk of the
narrative poets, and the quasi-dramatists, each of whom
can with his one voice sing several tunes ; and thirdly
the true dramatists, who, having, like the iiic^htingale of
Gongora, many tongues, can sing all tunes.
It is to the first-named of these classes that mo>t poets
belong. With regard to the second class, there are not
of course many poets left for it : die first absorbs so
many. But, when we come to consider that among those
who, with each his one voice, can sing many tunes, arc
Pindar, Firdausi, Jami, Virgil, Dante, !>Iilton, Spenser,
Goethe, Byron, Coleridge, Shelley, Keats, Schiller, Victor
Hugo, the second class is so various that no generalization
save such a broad one as ours could embrace its members.'
And now we come to class three, and must pause. The
third class is necessarily very small. In it can only be
placed such names as Shakespeare, yEschylus, Sophocles,
Homer, and (hardly) Chaucer.
These three kinds of poets reprcfcriit three totally
different kinds of poetic activity.
With regard to the first, the pure lyribt^*,' tJie impulse
is pure egoism. JIany of them have less of even relative
vision at its highest than the mass of mankind. They
are often too much engaged with the emotious within to
have any deep sympathy with the life around them.'
Of every poet of this class it may be said that his mind
to him " a kingdom is," and that the smaller the poet tlie
bigger to him is that kingdom. To make use of a homely
imago — like the chaffinch whose eyes have been pricked
by the bird-fancier, the pure lyrist is sometimes a warbler
because he is blind. Still he feels that the JIuse loves
him exceedingly. She takes away his eyesight, but she
gives him sweet song. And his song is very sweet, very
sad, and very beautiful; but it is all about the world within
his own soul — its sorrows, joys, fears, and aspirations.
With regard to the second class the impulse here is no
doubt a kind of egoism too ; yet the poets of this class aro
all of a different temper from the pure lyrists. They have
a wide imagination ; but it is still relative, still egoistic.
They have splendid eyes, but eyes .that never get beyond
seeing general, universal humanity (typified by them-
selves) in the imagined situation. Not even to these is it
given to break through that law of centrality by which
every "me" feels itself to be the central "me" — the only
"me" of the universe, round which all other spurious
"mes" revolve. This "me" of theirs they can transmute
into many shapes, but they cannot create other "mcs,"—
nay, for egoism, some of them scarcely would perhajie if
they could.
The third class, the true dramatists, whose imimlsc is
the simple yearning to create akin to that which made
"the great Vishnu yearn to create a world," are "of
imagination all compact," — so much so tliat when at
work "the divinity " which lamblichus speaks of "seizes
for the time the soul and guides it as he will."
The distinction between the pure lyrists and the other
two classes of poets is obvious enough. But the distinc-
tion between the quasi-dramatists and the pure dramatists
requires a word of explanation before we proceed to touch
upon the various kinds of poetry that spring from the exer-
cise of relative and absolute vision. Sometimes, to be sure,
the vision of the true dramatists — the greatest dramatists
— will suddenly become narrowed and obscured, as in tliat
part of the (Edipus Tprcmniis where Sophocles makes
ffidipus ignorant of what every one in Thebes must have
kno'A-n, the murder of Laius. And again, finely as So-
phocles has conceived the character of Eloctra, ho nmkcs
her, in her dispute with Cliry.sothcmis, give cxfirussion to
sentiments that, in another play of his own, come far mom
P O E 1' R Y
265
appropriately from the kfty character of Antigone in a
parallel dispute with Istaene. And, on the other band,
examples of relative vision, in its furthest reaches, can be
found in abundance everywhere, especially in Virgil, Dante,
Calderon, and MUton ; but in our limited space we can
give but two or three. Some of the most remarkable
examples of that high kind of relative vision which may
easily be mistaken for absolute vision may be found in
those great prose epics of the North which Aristotle would
have called poems. Here is one from the Vdlsunga Saga.
While the brothers of Gudrun are about their treacherous
business of murdering Sigurd, her husband, as he lies asleep
in her arms, Brynhild, Sigurd's foi-mer love, who in the
frenzy of "love turned to hate" his instigated the mur-
derers to the deed, hovers outside the chamber with Gunnar,
her husband, and listens to the wail ot her rival who is
weltering in Sigurd's blood. At the sound of that wail
Brynhild laughs
" Then said Gunnar to her, Thou laughest not because thy heart
roots are glaJded, or else why doth thy visage wax so wan ? " '
This is of course very fine ; but, as any two characters
in that dramatic situation might have done that dramatic
business, fine as it is, — as the sagaman gives us the general
and not the particular, — the vision at work is not absolute
but relative at its very highest exercise. But our example.s
will be more intere'sting if taken from English poets. In
Coleridge's " Ancient Mariner" we find an immense amount
of relative vision of so high a kind that at first it seems
absolute vision. When the ancient mariner, in his narra-
tive to the wedding guest, reaches the slaying of the
albatross, he stops, he can proceed no further, and the
wedding guest exclaims —
"God save thee, Ancient llariner,
From the fiends that plajjue thee thus !
Why look'st thou so ? " "With my cross-bow
I shot tlie albatross."
But there are instances of relative vision — especially in
the great master of absolute vision, Shakespeare— which
are higher still, — so high indeed that not to relegate them
to absolute vision seems at first sight pedantic. Such an
example is the famous speech of Lady Macbeth in the
second act, where she says —
" Had he not resembled
My father as he slept, I had done 't."
Marvellously subtle as is this speech, it will be found,
if analysed, that it expresses the general human soul ralher
than any one special human soul. Indeed Leigh Hunt
records the caae of a bargeman who, charged with robbing a
sleeping traveller in his barge, used in his confession almost
identical words — "Had he not looked like my fathsr as
he slept, I should have killed as well as robbed him."
Again, the thousand and one cases (to be found in every
literature) where a character, overwhelmed by some sudden
surprise or terror, asks whether the action going on is that
of a dream or of real life, must all, on severe analysis,
be classed under relative rather than under absolute vision,
— even such a fine speech, for instance, as that where
Pericles, on discovering Marina, exclaims —
" This is the rarcat dream that o'er dull sleep
Did mock aad fools withal ;"
or as that in the third act of Tiln.i Andronxcus, where
Titus, beholding his mutilated and ruined daughter,
asks —
" When will this fearful slumber have an end t "
aven here, we say, the humanity rendered is general and
not particular, the vision at work is relative and not
absolute. The poet, as representing the whole human
race, throwing himself into the imagined situation, gives
us what general humanity would have thought, felt, said,
> Traiislatiou of Morria oud MagnusMon.
or done in that situation, not what one jiarticular indi-
vidual and he alone would have thought, felt, said, or done.
Now what we have called absolute vision operates in a
very different way. So vividly is the poet's mere creative
instinct at work that the (go sinks into passivity — becomes
insensitive to all impressions other than those dictated
by the vision — by the " divinity " which has " seized the
souL"
We have left ourselves little room for examples ; but
Shakespeare is full of them.
Take the scene in the first act of Haniltt>. where Hamlet
hears for the first time, from Horatio, that his father's
ghost haunts the castle. Having by short sharp questions
elicited the salient facts attending the apparition, Hamlet
says, " I would I had been there." To this Horatio
makes the very commonplace reply, " It would have much
amazed you." Note the marvellously dramatic reply of
Hamlet — "Very like, very like ! Stayed it long 1" Sup-
pose that this dialogue had been attempted by any other
poet than a true dramatist, or by a true draroatist in any
other mood than his very highest, Hamlet, on hearing
Horatio's commonplace remarks upon phenomena which
to Hamlet were more subversive of the very order of the
imi verse than if a dozen stars had fallen from their courses,
would have burst out with — " Amazed me !" and then
would have followed an eloquent declamation about the
"amazing " nature of the phenomena and their effect upon
him. But so entirely has the poet become Hamlet, so
completely has " the divinity seized his soul," that all
language seems equally weak for expressing the turbulence
within the soul of the character, and Hamlet exclaims in
a sort of meditative irony, "Very like, very like!" It is
exactly this one man Hamlet, and no other man, who in
this situation would have so expressed himself. Charles
Knight has some pertinent remarks upon this speech of
Hamlet ; yet he misses its true value, and treats it from
the general rather than from the particular side. Instances
of absolute vision in Shakspeare crowd upon us ; but we
can find room for only one other. In the pathetic speech
of Othello, just before he kills himself, ho declares himself
to be —
" One not easily jealous, but, being wrought.
Perplexed in the extreme."
Consider the marvellous timbre of the word " wrought,"
as coming from a character like Othello. When writing
this passage, especially when writing this word, the poet
had become entirely the simple English soldier-hero, as the
Moor really is— he had .become Othello, looking upon
himself "as not easily jealous," whereas ho was " wrought"
and " perplexed in the extreme " by tricks which Hamlet
would have seen through in a moment.
While all other forms of poetic art can be vitalized by
relative vision, there are two forms (and those the greatest)
in which absolute vision is demanded, viz., the drama,<
and in a lesser degree the Greek epic, especially the Iliad.
This will bo seen more plainly perhaps if we now vary
our definitions and call relative vision egoistic imagina-
tion, absolute vision dramatic imagination.
Drama has been alreiuly fully treated in the present
work (see Dkama). But it follows from what has been
hero said that very much of the dramatist's work can bo,
and in fact is, effected by egoistic imagination, while truo
dramatic imagination is only called into play on compara-
tively rare occasions. Not only fine but sublime dramatic
poems have been written, however, where the vitalizing
power has been entirely that of lyrical imagination. We
need only instance the Prometheus Jiinnid of y1'"schylus,
the most sublime jiocm in the world. The dramn.s of
Shelley too, like those of Victor Hugo and Calderon, are
informed entirely by egoistic, imagination. In all these
XJX. — 34
266
POETRY
splendid poems the dramatist places himself in the imagined
situation, or at most he places there some typical concep-
tion of universal humanity. There is not in all Calderon
any such display of dramatic imagination as we get in
that wonderful speech of Priam's in the last book of the
Iliad to which we have before alluded. There is ' not in
the Cenci such a display of dramatic imagination as we
get in the sudden burst of anger from the spoilt child of
gods and men, Achilles (anger which alarms the hero him-
self as much as it alarms Priam), when the prattle of the
old man has carried him too far. It . may seem bold to
say that the drama of Goethe is informed by egoistic
imagination only, — assuredly the prison-scene in Faust is
unsurpassed in the literatures of the world. Yet, perhaps,
it could be shown of the passion and the pathos of
Gretchen throughout the entire play, that it betrays a
female character general and typical rather than individual
and particular.
The nature of this absolute vision or true dramatic
imaginatiott is easily seen if we compare the dramatic
work of writers without absolute vision, such as Cal-
deron, Goethe, Ben Jonson, Fletcher, and others, with
the dramatic work of .(Eschylus and of Shakespeare.
While of the former group it may be said that each poet
skilfully works, his imagination, of ^schylus and Shake-
speare it must be said that each in his highest dramatic
mood does not work, but is worked by his imagination.
Note, for instance, how the character of Clytaemnestra
grows and glows under the hand of jEschylus. The poet
of the Odyssei/ had distinctly said that ^gisthus, her
paramour, had struck the blow, but the dramatist, having
imagined the greatest tragic female in all poetry, finds it
impossible to let a man like ^gisthus assist such a woman
in a homicide so daring and so momentous. And when
in that terrible speech of hers she justifies her crime
(ostensibly to the outer world, but really to her own
conscience), the way in which, by the sheer magnetism
of irresistible personality, she draws our sympathy to her-
self and her crime is unrivalled out of Shakespeare and
not surpassed even there. In the Great Drama, in the
Agamemnon, in Othello, in Hamlet, in Macbeth, there is
an imagination at work whose laws are inexorable, are
inevitable, as the laws by the operation of which the
planets move around the sun. But in this essay our
business with drama is confined entirely to its relations to
epic.
Epic aod Considering how large and on the whole how good is
drama the body of modern criticism upon drama, it is surprising
how poor is the modern criticism upon epic. Aristotle,
comparing tragedy with er^ic, gives the palm to tragedy
as being the more perfect art, and nothing can be more
ingenious than the way in which he has marshalled his
reasons. He tells us that tragedy as well as epic is capable
of producing its effect even without action ; we can judge
of it perfectly, says he, by reading. He goes so far as to
say that, even in reading as well as in representation,
tragedy has an advantage over the epic, the advantage of
greater clearness and distinctness of impression. And in
some measure this was perhaps true of Greek tragedy, for
as Miiller in his Dissertations on the Eumenides has well
said, the ancients always remained and wished to remain
conscious that the whole was a Dionysian entertainment ;
the quest of a common-place airaTTj came afterwards. And
even of Romantic Drama it may be said that in the time
of Shakespeare, and indeed down through the 18th century,
it never lost entirely its character of a recitation as well
as a drama. It was not till melodrama began to be recog-
nized as a legitimate form of dramatic art that the dialogue
had to be struck from the dramatic action "at full speed"
--•struck like sparks from the roadster's shoes. The
com-
pared.
truth is, however, that it was idle for Aristotle to inquire
which is the more important branch of poetry, epic or
tragedy.
Equally idle would it be for the modern critic to inquire
how much romantic drama gained and how much it lost
by abandoning the chorus. Much has been said as to the
scope and the limits of epic and dramatic poetry. If in
epic the poet has the power to take the imagination of
his audience away from the dramatic centre and show
what is going on at the other end of the great web of the
world, he can do the same thing in drama by the chorus,
and also by the introduction into the dramatic circle of
messengers and others from the outside world.
But, as regards epic poetry, is it right that we should
hear, as we sometimes do hear, the voice of the poet him-
self as chorus bidding us contrast the present picture with
other pictures afar off, in order to enforce its teaching and
illustrate its pathos ? This is a favourite method with
modern poets and a stLU more favourite one with prose
narrators. Does it not give an air of self-consciousness to
poetry ? Does it not disturb the intensity of the poetic
vision? Yet it has the sanction of Homer; and who shall
dare to challenge the methods of the great father of epic ?
An instance occurs in Iliad v. 158, where, in the midst of
all the stress of fight, the poet leaves the dramatic action to
tell us what became of the inheritance of Phoenops, after
his two sons had been slain by Diomedes. Another instance
occurs in iii, 243-4, where the poet, after Helen's pathetic
mention of her brothers, comments on the causes of their
absence, "criticizes life" in the approved modern way,
generalizes upon the impotence of human intelligence —
the impotence even of human love — to pierce the darkness
in which the web of human fate is 'Nvoven. Thus she
spoke (the poet tells us); but the life-giving earth already
possessed them, there in Lacedsemon, in their dear native
land : —
&s ^OTO* 70VS S' ^Stj Kanx^v ipvtrt(oos ata
iv AaKi^atfMoyi audi, <p[\rj iv warpiSi 7«fp.
This of course is "beautiful exceedingly," but, inasmuch
as the imagination at work is egoistic or lyrical, not dra-
matic, inasmuch as the vision is relative not absolute, it
does not represent that epic strength at its very highest
which we call specially " Homeric," unless indeed we
remember that with IJomer the Muses are omniscient:
this certainly may give the passage a deep dramatic value
it otherwise seems to lack.
The deepest of all the distinctions between dramatic
and epic methods has relation, however, to the nature of
the dialogue. Aristotle failed to point it out, and this is
remarkable until we remember that his work is but a frag-
ment of a great system of criticism. In epic poetry, and
in all poetry that narrates, whether the poet be Homer,
Chaucer, Thomas the Rhymer, Gottfried von Strasburg,
or Turoldus, the action, of course, moves by aid partly of
narrative and partly by aid of dialogue, but in drama the
dialogue has a quality of suggestiveness and subtle inference
which we do not expect to find in any other poetic form
save perhaps that of the purely dramatic ballad. In ancient
drama this quality of suggestiveness and subtle inference
is seen not only in the dialogue, but in the choral odes.
The third ode of the Agamemnon is an extreme case in
point, where, by a kind of double entendre, the relations of
Clytaemnestra and vEgisthus are darkly alluded to under
cover of allusions to Paris and Helen. Of this dramatic
subtlety Sophocles is perhaps the greatest master; and
certain critics have been led to speak as though irony were
heart-thought of Sophoclean drama. But the suggestive-
ness of Sophocles is pathetic (as Prof. Lewis Campbell
has well pointed out) not ironical. This is one reason
why drama more than epic seems to satisfy the mere iutek
POETRY
267
lect of the reader,' though this may be counterbalanced by
the hardness of mechanical structure ■n-hich sometimes dis-
turljs the reader's imagination in tragedy.
When, for instance, a dramatist paj's so much attention
to the evolution of the plot as Sophocles does, it is inevit-
able that his characters should be more or less plot-ridden ;
they have to say and do now and then certain things which
they would not say and do but for the exigencies of the
plot. Indeed one of the advantages which epic certainly
has over drama is that the story can be made to move as
rapidly as the poet may desire without these mechanical
modifications of character.
The only kind of epic for Aristotle to consider was
Greek epic, between which and all other epic the difference
is one of kind, if the Iliad alone is taken to represent
Greek epic. In speaking of the effect that surrounding
conditions seem to have upon the form in which the poetic
energy of any time or country should express itself, we
instanced the Jliad as a typical case. The imagination
vivifying it is mainly dramatic. The characters represent
much more than the mere variety of mood of the delineator.
Notwithstanding all the splendid works of Calderon, ^lar-
lowe, Webster, and Goethe, it is doubtful whether as a
Born dramatist the poet of the Iliad does not come nearer
to .(Eschylus and Shakespeare than does any other poet.
His passion for making the heroes speak for themselves is
almost a fault in the Iliad considered as pure epic, and the
unconscious way in which each actor is made to depict
his own character is in the highest spirit of drama. It
is owing to this sjsecic.lity of the Iliad tliat it stands apart
from all other epic save that of the Odyssey, where, how-
ever, the dramatic vision is less vivid. It is owing to the
dramatic imagination disyilayed in the Hind that it is
impossible to say, from internal evidence, whether the
poem is to be classified with the epics of growtli or with
the epics of art. All epics are clearly divisible into two
classes, first those which are a mere accretion of poems or
traditionary ballads, and second, those which, though based
indeed on tradition or history, have' become so fused in the
mind of one great poet, so stained, therefore, with the colour
and temper of that mind, as to become new crystallizations
— inventions, in short, as wo understand that word. Each
kind of epic has excellencies peculiar to itself, accompanied
by peculiar and indeed necessary defects. In the one we
get the freedom — apparently schemeless and motiveless —
of natiu-e, but, as a consequence, miss that " hard acorn
of thought " (to use the picturesque definition in the
Volsim^a Saga of the heart of a man) which the mind asks
for as the core of every work of art. In the other this
great requisite of an adequate central thought is found,
but accompanied by a constriction, a lack of freedom, a
cold artificiality, the obtrusion of a jiedantic scheme, which
would bo intolerable to the natural mind unsophisticated
by literary study. The flow of the one is as that of a river,
the flow of the other as that of a canal. Yet, as has been
already hinted, though the great charm of Nature herself
is that she never teases us with any obtrusive exhibitions
of scheme, she doubtless has a scheme somewhere, she docs
somewhere hide a " hard acorn of thought" of which the
poem of the universe is the expanded expression. And,
this being so, art should have a scheme too ; but in such
a dilemma is she placed in this matter that the tjiic poet,
unless ho is evidently telling the slorj' for its own sake,
ecornful of purposes ethic or esthetic, must sacrifice
illusion.
Among the former class of epics are to bo placed the
great epics of growth, such as the MahuhhnraUt, tlio
Nibbing story, itc. ; among the latter the Odyssey, the
ySneid, Paradise Lost, the d'erusalemme Liberata, the
Lusiadits.
But where in this classification are we to find a place for
the Iliad? The heart-thought of the greatest epic in all
literature is simply that Achilles was vexed and that the
fortunes of the world' depended upon the rtliim of a sulky
hero. Yet, notwithstanding all the acute criticisms of
Wolff, it remains difficult for us to find a i)lace for tho
Iliad among the epics of growth. And whyl Because
throughout the Iliad the dramatic imagination shown ia
of the first order ; and, if we are to suppose a multiplicity
of authors for the poem, we must also suppose that ages
before the time of Pericles there existed a group of
dramatists more nearly akin to the masters of the gi'eat
drama, .(Eschylus, Sophocles, and Shakespeare than any
group that has ever existed since. Yet it is equally
difficult to find a place for it amongst the epics of art.
In the matter of artistic motive the Odyssey stands ftlono
among the epics of art of the world, as we are going to
see.
It is manifest that, as the pleasure derived from the epic a con<
of art is that of recognizing a conscious scheme, if the epic scions
of art fails through confusion of scheme it fails altogether. *<^''«'''«
What is demanded of the epic of art (as some kind of com- ^°',. . _
pensation for that natural ireedora of evolution which it nuiic.i m
can never achieve, that sweet abandon which belongs to tlie tm*
nature and to the epic of growth alike) is unity of im- *!"'' "f
pression, harmonious and .symmetrical dcveloi)nieut of a
conscious heart-thought, or motive. This being so, where
are we to place the yEneid, and where are we to place the
Shah Ndmehl Starting with the intention, as it seems, of
fusing into one harmonious whole the myths and legends
upon which the Roman story is based, Virgil, by the time
he reaches tho middle of his epic, forgets all about this
primary intent, and gives us his own thoughts and re-
flexions on things in general. Fine as is tho si)eech of
Anchises to .^Eneas in Elysium {^En. vi. 721-755), its
incongruity with the general scheme of the poem as
developed in the previous books shows how entirely Virgil
lacked that artistic power shown in the Odyssey oi making
a story become the natural and inevitable outcome of au
artistic idea.
In the Shall Ndmeh there is the artistic redaction of
Virgil, but with even less attention to a central thought
than Virgil exhibits. Firdausi relies for his effects upon
the very qualities which characterize not the epic of art
but the epic of growth — a natural and not an artificial
flow of the story; so much so indeed that, if the Shalt
Ndmeh were studied in connexion with the Iliad on tho
one hand and with the Kalevala on the other, it might
throw a light upon the way in which an epic may be at
one and the same time an aggregation of the national
ballad poems and the work of a single artificer. That
Firdausi was capable of working fioin a centre not only
artistic but [ihilosophic his Yusii/aiid ZuUikha shows; anil
if we consider what was the artistic temper of tho Persians
in Firdausi's time, what indeed has been tliat temper
during the whole of the Mohammedan period, the subtle
temper of t!ic parable poet, — tho Shah Kdmth, with its
direct appeal to popular svmpatbies, is a standing wonder
in poetic literature.
With regard, however, to Virgil's defective power of
working from an artistic motive, as compared with tho
poet of the Odyssey, this is an infirmity ho shares with all
the poets of the Western world. Certainly ho shares it
with tho writer of Paradisi Lo4, who, setting out to
"justify the ways of God to man," forgets occasionally tho
original worker of tho evil, as where, for instance, he
substitutes chance as soon as he comes (at tho end of tho
second book) to tho jioint ujion which the entire ei ic
movement turns, the escape o\ Satan from hell and Ida
.journe^V' '<> '-urth fur the ruin of uiuu ■ —
268
POETRY
" At last his sail-brond vans
He spreads for flight, and, in the surging 8010156
Uplifted, spurns the ground ; thence niaoy r league.
As in a cloudy chair, ascendiug rides
Audacious; but, that seat soon failing, meets
A vast vacuity ; all unawares,
Fluttering his pinions vain, plumb down he drops
Ten thousand fathoms deep, and to this hpur
Down had been falling, had not, by ill chanoe.
The strong rebuff of some tumultuous cloud.
Instinct with fire and nitre, hurried him
As many miles aloft."
In Milton's case, however, the truth is that he made the
mistake of trying to disturb the motive of a story for
artistic purposes, — a fatal mistake as we shall see when
we come to speak of the Nibelungeiilied in relation to the
old Norse epic cycle.
Though Vondel's mystery play of Lucifer is, in its
execution, rhetorical more than poetical, it did, beyond all
question, influence Milton when he came to write Paradke
Lost. The famous line which is generally quoted as the
key-note of Satan's character —
" Better to reign in hell than serve in heaven " —
seems to have been taken bodily from Vondel's play, and
Milton's entire epic shows a study of it. While Marlowe's
majestic movements alone are traceable in Satan's speech
(written some years before the rest of Paradise Lost, when
the dratoatic and not the epic form had been selected),
Milton's Satan became afterwards a splendid amalgam not
of the Mephistopheles but of the Faustus of Marlowe and
the Lucifer of Vondel. Vondel's play must have possessed
a peculiar attraction for a poet of Milton's views of human
progress. Defective as the play is in execution, it- is far
otherwise in motive. This motive, if we consider it aright,
is nothing less than an explanation of man's anomalous con-
dition on the earth — spirit incarnate in matter, created
by God, a little lower than the angels — in order that he
may advance by means of these very manacles which
imprison him, in order that he may ascend by the staircase
of the world, the ladder of fleshly conditions, above those
cherubim and seraphim who, lacking the education of
sense, have not the knowledge wide and deep which brings
man close to God.
Here Milton found his own favourite doctrine of human
development and self-education in a concrete and vividly
artistic form. Much, however, as such a motive must
have struck a man of Milton's instincts, his intellect was
too much chained by Calvinism to permit of his treating
the subject with Vondel's philosophic breadth. The cause
of Lucifer's wrath had to be changed from jealousy of
human progress to jealousy of the Son's proclaimed
superiority. And the history of poetry shows that once
begin to tamper with the central thought around which
any group of incidents has crystallized and the entire story
becomes thereby re- written, as, we have seen in the case of
the Agamemnon of ./Eschylus. Of the motive of his own
epic, after he had abandoned the motive of Vondel, Milton
had as little permanent grasp as Virgil had of his. As
regards the Odi/ssey, however, we need scarcely say that
its motive is merely artistic, not philosophic. And now
we come to philosophic motive.
The artist's power of thought is properly shown not in
the direct enunciation of ideas but in mastery over motive.
Here iEschylus is by far the greatest figure in Western
poetry, — a proof perhaps among many proofs of the
Oriental strain' of his genius. (As regards pure drama,
however, important as is motive, freedom, organic vitality
in every part, is of more importance than even motive,
and in this freedom and easy abandonment the concluding
part of the Oresteia is deficient as compared with such a
play as Othello or Lear.) Notwithstanding the splendid
xcepHoa pf ,/E3chylus, the truth seems to be that the
facuTty of developing a poetical narrative from a philosophic
thought is Oriental, and on the whole foreign to the geruus
of the Western* mind. Neither in Western drama nor la
western epic do we find, save in such rare cases as that of
Vondel, anything like that power of developing a story
from an idea which not only Jami but all the parable
poets of Persia show.
In recent English poetry, the motive of Shelley's
dramatic poem Prometheus Unbound is a notable illustra-
tion of what is here contended. Starting with the full
intent of developing a drama from a motive — starting with
a universalism, a belief that good shall be the final goal of
ill — Shelley cannot finish his first three hundred lines
without shifting (in the curse of Prometheus) into a
Manichaeism as pure as that of Manes himself : —
" Heap on thy soul, by virtue of this curse,
111 deeds, then be thou damned, beholding good;
Both infinite as is the universe."
According to the central thought of the poem human
nature, through the heroic protest and struggle of the
human mind typified by Prometheus, can at last dethrone
that supernatural terror and tyranny (Jupiter) which the
human mind had itself installed. But, after its dethrone-
ment (when human nature becomes infinitely perfectible),
how can the supernatural tyranny exist apart from the
human mind that imagined it ? How can it be as " infinite
as the universe " ?
The motive of Paradise Lost is assailed with much
vigour by Victor Hugo in his poem Religions et Peligion.
But when M. Hugo, in the after parts of the poem, having
destroyed Milton's " God," sets up an entirely French
"Dieu" of his own and tries "to justify" him, we perceive
how pardonable was Milton's failure after all. Compare
such defect of mental grip and such nebulosity of thought
as is displayed by Milton, Shelley, and M. Hugo with the
strength of hand shown in the " SdUmiin " and " Absal "
of Jami, and indeed by the Sufi poets generally.
There is, however, one exception to this rule that The Giwj
Western poetry is nebulous as to motive. There is, besides Northern
the Iliad, one epic that refuses to be classified, though *y""
for entirely different reasons. This is the Niblung story,
where we find unity of piurpose and also entire freedom
of movement. We find combined here beauties which
are nowhere else combined — which are, in fact, at war
with each other everywhere else. We find a scheme, a
real "acorn. of thought," in an epic which is not the self-
conscious work of a single poetic artificer, but is as much
the slow growth of various times and various minds as is
the Mahabhdrata, in which the heart-thought is merely
that the Kauravas defeated their relatives at dice and
refused to disgorge their winnings.
This Northern epic-tree, as we find it in the Icelandic
sagas, the Norns themselves must have watered ; for it
combines the virtues of the epic of growth with those
of the epic of art. Though not written in metre, it
may usefully be compared with the epics of Greece and
of India and Persia. Free in movement as the wind,
which " bloweth where it listeth," it listeth to move
by law. Its action is that of free-will, but free will
at play within a ring of necessity. Within this ring
there throbs all the warm and passionate life of the
world outside, and all the freedom apparently. Yet
from that world it is enisled by a cordon of curses — by a
zone of defiant flames more impregnable than that which
girdled the beautiful Brynhild at Hindfell. Natural laws,
familiar emotions, are at work everywhere in the story;
yet the " Ring of Andvari," whose circumference is but
that of a woman's finger, encircles the whole mimic world
of the sagaman as the Midgard snake encircles the earth.
For this artistic perfection in an epic of jjrowth there arc
P O E T 1^ T
2()i)
of course, many causes, some of them traceable and some
of them beyond all discovery, — causes no doubt akin to
those which gave birth to many of the beauties of other
epics of growth. Originally Sinfiotli and Sigurd were the
same person, and note how vast has been the artistic effect
of the separation of the two ! Again, there were several
different versions of the story of Brynhild. The sagamen,
•finding all these versions too interesting and too much
beloved to be discarded, adopted them all — worked them
up into one legend, so that, in the Vulsunga Saga we have
a heroine possessing all the charms of goddess, demi-
godd^ss, earthly princess, and amazon — a heroine surpass-
ing perhaps in fascination all other heroines that have ever
figured in poetry. .
It is when we come to consider such imaginative work
as this that we are compelled to pause before challenging
the Aristotelian doctrine that metrical structure is but an
accidental quality of epic ; and it will now be seen why,
in the early part of this essay, this doctrine was examined
so carefully.
In speaking of the Niblung story we do not, ol course,
speak of the German version, the Nibelungenlied, a fine
epic still, though a degradation of the elder form. Between
the two the differences are fundamental in the artistic
sense, and form an excellent illustration of what has just
been said upon the disturbance of motive in epic, and
indeed in all poetic art. It is nofmerely that the endings
of tlie three principal characters Sigurd (Siegfried), Gudrun
(Kriemhilt), and Brynhild are entirely different ; it is not
merely that the Icelandic version, by missing the blood-
bath at Fafnir's lair, loses the pathetic situation of Gudrun's
becoming afterwards an unwilling instrument of her hus-
band's death; it is not merely that, on the other hand,
the German version, by omitting the early love passages
between Brynhild and Sigurd at Hindfell, misses entirely
the tragic meaning of her story and the terrible hate that
is love resulting from the breaking of the troth ; but the
conclusion of each version is" so exactly the opposite of
that of the other that, while the German story is called
(and very properly) " Kriemhilt's Revenge " the story of
the Volsunga Saga might, with equal propriety, be called
Gudrun's Forgiveness.
If it bo said that, in both cases, the motive shows the
same Titanic temper, that is because the Titanic temper is
the special characteristic of the North-Western mind. The
temper of revolt against authority seems indeed to belong
to that energy which succeeds in the modern development
of the great racial struggle for life.. Although no epic.
Eastern or Western, can exist without a struggle between
good and evil — and a struggle upon apparently equal terms
— it must not be supposed that the warring of conflicting
forces which is the motive of Eastern epic has much real
relationi to the warring of conflicting forces which is the
motive of Western epic.
And, is regards the machinery of epic, there is, wc
suspect, a deeper significance than is commonly appre-
hended in the fact that the Satan or Sbaitan of the
Eastern world becomes in Vondel and Milton a sublime
Titan who attracts to himself the admiration which in
Eastern poetry belongs entirely to the authority of heaven.
In Asia, save perhaps among the pure Arabs of the desert,
underlying all religious form.s, there is apiiarcnt a temper
of resignation to the irresistible authority of heaven.
And as regards the Aryans it is probable that the Titanic
temper — the temper of revolt against authority — did not
begin to show itself till they had moved acros.s the Cauca-sus.
But what concerns us here is the fact that the further they
moved to the north-west the more vigorously this temper
a-tserted itself, the prouder grew man in his attitude
towards the gods, till at last in the Scandinavian cycle
he became their equal and struggled alongside them,
shoulder to shoulder, in the defence of heaven against the
assaults of hell. Therefore, as we say, the student of epic
poetry must not suppose that there is any real parallel
between the attitude of Vishnu (as Rama) towards Bavana
and the attitude of Prometheus towards Zeus, or the
attitude of the human heroes towards Odin in Scandi-
navian poetry. Had Ravana been clothed with a properly
constituted authority, had he been a legitimate god instead
of a demon, the Eastern doctrine of recognition of authority
would most likely have come in and the world would have
been spared one at least of its enormous epics. Indeed, the
Ravana of the Rdmdyana answers somewhat to the Fafnir
of the Volsunga Saga ; and to plot against demons is not
to rebel against authority. The Tast field of Indian epic,
however, is quite beyond us here.
Nor can we do more than glance at the Kalevala. From
one point of view that group of ballads might be taken,'
no doubt, as a simple record of how the men of Kalevala
were skilful in capturing the sisters of the Pojohla men.
But from another point of view the universal struggle of
the male for the female seems typified in this so-called
epic of the Finns by the picture of the "Lady of the
Rainbow " sitting upon her glowing arc and weaving her
golden threads, while the hero is doing battle with the
malevolent forces of nature.
But it is in the Niblung story that the temper of
Western epic is at its best-.-the temper of the simple
fighter whose business it is to fight. The ideal Western
fighter was not known in Greece till ages after Uomer,
when in the pass of Thermopylae the companions of
Leonidas combed their long hair in the sun. The business
of the fighter in Scandinavian epic is to yield to no power
whatsoever, whether of earth or heaven or hell — to take a
buffet from the Allfather himself, and to return it ; to look
Destiny herself in the face, crying out for quarter neither
to gods nor demons nor Norns. This is the true temper
of pure " heroic poetry "• as it has hitherto flourished on
this side the Caucasus — the temj>er of the fighter who is
invincible because he feels that Fate herself falters when
the hero of the true strain defies — the fighter who feels
that the very Norns themselves must cringe at last before
the simple courage of man standing naked and bare of
hope against all assaults whether of heaven or hell or
doom. The proud heroes of the ViJhwiga Saga utter no
moans and shed no Homeric tears, knowing as they know
that the day prophesied is sure when, shoulder to .shoulder,
gods an(J men shall stand up to fight the entire brood of
night and evil, storming the very gates of Asgard.
That this temper is not the highest from the ethical
point of view is no doubt true. Against the beautiful
resignation of Buddhism it may seem barbaric, and if
moral suasion could supjilant pliysical force in epic — if
Siddartha could take the place of Achilles or Sigurd — it
might bo better for the human race.
But it would be difficult even to glance at the countless
points of interest that suggest themselves in connexion
with epic poetry. Returning now to the general subject
of egoistic or lyrical and dramatic imagination, — as might
bo cxjicctcd, we occasionally meet imagination of a purely
dramatic kind in narrative poetry, such for instance as
that of Gottfried von Stra.sburg, of Chaucer, and of the
author of the Cfianfuii de liotand.
But we must now givo undivided attention to pure
egoistic or lyric imagination. This, as has been said, is
sufficient to vitalize all'^forms of poetic art save drama and
the Greek epic. Many of these forms have been or will
bo treated in this work under separate heads.
It would bo impossible to discuss ndcquately here tl;e
Hebrew poets, who have produced a Ivric so different in
270
POETRY
kind from all other lyrics as to stand in a class by itself.
As it is equal in importance to the Great Drama of Shake-
speare, ^schylus, and Sophocles, we may perhaps be
allowed to call it the "Great Lyric." The Great Lyric
must be religious — it must, it would seem, be an out-
pouring of the soul, not towards man but towards God,
like that of the God-intoxicated prophets and psalmists of
Scripture. Even the lyric fire of Pindar owes much to the
fact that he had a child-like belief in the myths to which
so many of his contemporaries had begun to give a languid
assent. But there is nothing in Pindar, or indeed else-
where in Greek poetry, like the rapturous song, combining
unconscious power with unconscious grace, which we have
called the Great Lyric. It might perhaps be said indeed
that the Great Lyric is purely Hebrew.
But, although we could hardly expect to find it among
those whose language, complex of syntax and alive with
self-conscious inflexions, bespeaks the scientific knowing-
ness of the Western mind, to call the temper of the Great
Lyric broadly " Asiatic" would be rash. It seems to belong
as a birthright to those descendants of Shem who, yearning
always to look straight into the face of God and live, could
(when the Great Lyric was sung) see Jiot much else.
Though two of the artistic elements of the Great Lyric,
unconsciousness and power, are no doubt plentiful enough
in India, the element of grace is lacking for the most
part. The Vedic hymns are both nebulous and unemo-
tional, as compared with Semitic hymns. And as to the
Persians, they, it would seem, have the grace always, the
power often, but the unconsciousness almost never. This
is inevitable if we consider for a moment the chief charac-
teristic of the Persian imagination — an imagination whose
wings are not so much " bright with beauty " as heavy
with it — heavy as the wings of a golden pheasant — steeped
in beauty like the " tiger-moth's deep damasked wings."
Now beauty of this kind does not go to the making of the
Great Lyric.
Then there comes that poetry which, being ethnologic-
ally Semitic, might be supposed to exhibit something at
least of the Hebrew temper — the Arabian. But, whatever
may be said of the oldest Arabic poetrj, with its deep
sense of fate and pain, it would seem that nothing can be
more unlike than the Hebrew temper and the Arabian
temper as seen in later poets. It is not with Hebrew but
with Persian poetry that Arabian poetry can be usefully
compared. If the wings of the Persian imagination are
heavy with beauty, those of the later Arabian imagination
are bright with beauty — brilliant as an Eastern butterfly,
quick and agile as a dragon-fly or a humming-bird. To
the eye of the Persian poet the hues of earth are (as
Firdausi says of the garden of Afrasiab) " like the tapestry
of the kings of Ormuz, the air is perfumed with musk,
and the waters of the brooks are the essence of roses."
And to the later Arabian no less than to the Persian
the earth is beautiful ; but it is the clear and sparkling
beauty of the earth as she " wakes up to life, greeting
the Sabfean morning " : we feel the light more than the
colour.
But it is neither the Persian's instinct for beauty nor
the Arabian's quenchless wit and exhaustless animal spirits
that go to the making of the Great Lyric ; far from it.
In a word, the Great Lyric, as we have said, cannot be
assigned to the Asiatic temper generally any more than it
can be assigned to the European temper.
In the poetry of Europe, if we cannot say or Pindar,
devout as he is, that he produced the Great Lyric, whaf
can we say of any other European poet ? The truth is
that, like the Great Drama, so straight and so warm does
it seem to come from the heart of man in its highest
mSods that we scarcely feel it to be literature at ail.
Passing, however, from this supremo expression of lyrical
imagination, we come to the artistic ode, upon which
subject the present writer can only reiterate here what
he has more fully said upon a former occasion. What-
ever may have been said to the contrary, enthusiasm is,
in the nature of things, the very basis of the ode ; for
the ode is a mono-drama, the actor in which is the poet
himself; and, as JSfarmontel has well pointed out, if the
actor in the mono-drama is not affected by the sentiments
he expresses, the ode must be cold and lifeless. But,
although the ode is a natural poetic method of the poet
considered as prophet — although it is the voice of poetry
as a fine frenzy — it must not be supposed that there is
anything lawless in its structure. "Pindar," says the
Italian critic Gravina, " launches his verses upon the bosom
of the sea ; he spreads oat all his sails ; he confronts the
tempest and the rocks ; the waves arise and are ready to
engulf him ; already he has" disappeared from the spec-
tator's view ; when suddenly he springs up in the midst of
the waters, and reaches happily the shore." Now it is this
Pindaric discursiveness, this Pindaric unrestraint as to the
matter, which has led poets to attempt to imitate him by
adopting an unrestraint as to form. Although no two
odes of Pindar exhibit the same metrical structure (the
yEolian and Lydian rhythms being mingled with the Doric
in different proportions), j'et each ode is in itself obedient,
severely obedient, to structural law. This we feel ; but
what the law is no metricist has perhaps ever yet been
able to explain.
It was a strange misconception that led people for
centuries to use the word " Pindaric " and irregular as
synonymous terms ; whereas the very essence of the odes
of Pindar (of the few, alas ! which survive to lis) is their
regularity. There is no more difficult form of poetry than
this, and for this reason : when in any poetical composi-
tion the metres are varied, there must, as the present
writer has before pointed out, be a reason for such free-
dom, and that rea5on is properly subjective — the varying
form must embody and express the varying emotions of the
singer. But when these metrical variations are governed
by no subjective law at all, but by arbitrary rules sup-
posed to be evolved from the practice of Pindar, then that
very variety which should aid the poet in expressing his
emotion crystallizes it and makes the ode the most frigid
of all compositions. Great as Pindar undoubtedly is, it is
deeply to he regretted that no other poet survives to repre-
sent the triumjihal ode of Greece, — the digressions of hi.s
subject-matter are so wide, and his volubility is so greafr!
In modern literature the ode has been ruined by theories The
and experiments. A poet like La ifothe, for instance, modem
writes execrable odes, and then writes a treatise to prove °''*-
that all odes should be written on the same model.
There is much confusion of mind prevalent among poets
as to what is and what is not an ode. All odes are, no
doubt, divisible into ' two great classes : — those which,
following an arrangement in stanzas, are commonly called
regular, and those which, following no such arrangement,
are commonly called irregular.
We do not agree with those who assert that irregular
metres are of necessity inimical to poetic art. On the
contrary, we believe that in modern prosody the arrange-
ment of the rhymes and the length of the lines in any
rhymed metrical passage may be determined either by a
fixed stanzaic law or by a law infinitely deeper — by the
law which impels the soul, in a state of poetic exaltation,
to seize hold of every kind of metrical aid, such as rhyme,
C£Esura, itc, for the purpose of accentuating and marking
off each shade of emotion as it arises, regardle.ss of any
demands of stanza. But between the irregularity of mafee-
shift, such as we find it in Cowley and his imitators, and
fe
p o:e T R T
271
the irregularity of the " fiue frenzy " of such a poem, for
instance, as Coleridge's Kubla Khan, there is a difference
in kind. Strange that it is not in an ode at all but
in this unique lyric Kubla Khan, descriptive of imagina-
tive landscape, that an English poet has at last conquered
the crowning difficulty of writing in irregular metres.
Having broken away from all restraints of couplet and.
BtatLza, — having caused his rhymes and pauses to fall just
where and just when the emotion demands that they
should fall, scorning th9 exigencies of makeshift no less
than the exigencies of stanza, — he has found what every
writer of irregular English odes has sought in vain, a
music as entrancing, as natural, and at the same time as
inscrutable, as the music of the winds or of the sea.
The prearranged effects of sharp contrasts and anti-
phonal movements, such as some poets have been able
to compass, do not of course oome under the present defi-
nition of irregular metres at all. If a metrical pas.sage
does not gain immensely by being written independently
of stanzaic law, it loses immensely ; and for this reason,
perhaps, that the great charm of the music of all verse, as
distinguished from the music of prose, is inevitableness of
cadence. In regular metres we enjoy the pleasure of feel-
ing that the rhymes will inevitably fall under a recognized
law of couplet or stanza. But if the passage flows
independently of these, it must still flow inevitably — it
must, in short, show that it is governed by another and a
yet deeper force, the inevitableness of emotional expres-
sion. The lines must be long or short, the rhymes must
be arranged after this or after that interval, not because it
is convenient so to arrange them, but because the emotion
of the poet inexorably demands these and no other
arrangements. When, however, Coleridge came to try his
hand at irregular odes, such as the odes " To the Departing
Year " and " To the Duchess of Devonshire," he certainly
did not succeed.
As to Wordsworth's magnificent " Ode on Intimations
of Immortality," the sole impeachment of it, but it is a
grave one, is that the length of the lines and the arrange-
ment of the rhymes are not always inevitable ; they are,
except on rare occasions, governed neither by stanzaic nor
by emotional law. For instance, what emotional necessity
was there for the following rhyme-arrangement 1
" lly heart is at your festival.
My head Lath it3 coronal,
The fulness of your hXaa I feel— I feel it alL
Oh, evil day ! if I were sullen
■Wliile earth herself is adorning.
This sweet May mornint; ;
^nd the children are culling.
On every side,
In a thousand valleys far and widf.
Fresh flowers."
Beautiful as is the substance of this entire passage,' so far
from gaining, it loses by rhyme — loses, not in perspicuity,
for Wordsworth like all his contemporaries (except
Shelley) is mostly perspicuous, but in that metrical-
emphasis the quest of which is one of the impulses that
leads a poet to write in rhyme. In spite, however, of its
metrical defects, this famous ode of Wordsworth's is
the finest irregular ode in the language ; for, although
Coleridge's "Ode to the Departing Year" excels it in
Pindaric fire, it is below Wordsworth's masterpiece in
almost every other quality save rhythm. Among the
writers of English irregular odes, next to Wordsworth,
stands Dryden. The second stanza of the " Ode for St
Cecilia's Day " is a great triumph.
lie true Leaving the irregular and turning to the regular odo, it
iiiilnric ia natural to divide these into two' classes r — (1) those
eii'lar "^''^^ "^ really Pindaric in so far as they consist' of
strophes, antistrophes, and epodes, variously arranged and
contrasted ; and (2) those which consist of a regular
succession of regular stanzas. Perhaps all Pindaric odes
tend to show that this form of art is in English a mistake.
It is easy enough to write one stanza and call it a strophe,
another in a different movement and call it an antistrophe,
a third in a different movement still and call it an epode.
But in modern prosody, disconnected as it is from musical
and from terpsichorean science, what are these ? No poet
and no critic can say.
What is requisite is that the ear of the reader should
catch a great metrical scheme, of which these three
varieties of movement are necessary parts, — should catch,
in short, that inevitableness of structure upon which we
have already touched. In order to justify a poet in writ-
ing a poem in three different kinds of movement, governed
by no musical and no terpsichorean necessity, a necessity
of another kind should make itself apparent ; that is, the
metrical wave moving in the strophe should be metrically
answered by/the counter-wave moving in the antistrophe,
while the epode— wtich, as originally conceived by Stesi-
chorus, was merely a standing still after the balanced
movements of the strophe and antistrophe — should clearly,
in a language like ours, be a blended echo of these two.
A mere metrical contrast such as some poets labour to
effect is not a metrical answer. And if the reply to this
criticism be that in Pindar himself no such metrical scheme
•is apparent, that is the strongest possible argument in
support of our position. If indeed the metrical scheme of
Pindar is not apparent, that is because, having beea
written for chanting, it was subordinate to the lost musical
scheme of the musician. It hai been contended, and is
likely enough, that this musical • scheme was simple — as
simple; perhaps, as the scheme of a cathedral chant ; but
to it, whatever it was, the metrical scheme of the poet was
subordinated. It need scarcely be said that the phrase
" metrical scheme " is used here not in the narrow sense
as indicating the position and movement of strophe and
antistrophe by way of simple contrast, but in the deep
metrical sense as indicating the value of each of these
component parts of the ode, as a counter-wave balancing
and explaining the other waves in the harmony of the
entire composition. We touch upon this matter in order
to show that the moment odes ceased to bo chanted, the
words strophe, antistrophe, and epodo lost the musical
value they had among the Greeks, and pretended to a
complex metrical value which their actual metrical struc-
ture does not appear to justify. It docs not follow from
this that odes should not be so arranged, but it does follow
.that the poet's arrangement should justify itself by dis-
closing an entire metrical scheme in place of the musical
scheme to which the Greek choral lyric was evidently sub-
ordinated? But even if the poet wore a sufficiently skilled
metricist to compass a scheme embracing a wave, an
answering wave, and an echo gathering up the tones of
each, i.e., the strophe, the antistrophe, and the epodo, the
ear of the reader, unaided by the musical emphasis which
supported the rhythms of the old choral lyric, is, it should
seem, incapable of gathering up and remembering the
sounds further than the strophe and the antistrophe, after
which it demands not an epodo but a return to the strophe.
That is to say, an epode, as alternating in the body of the
modern ode, is a mistako ; a single epodo at tho end
of a group of strophes and antistrophes (as in some
of the Greek odes) ha«, of course, a different functiou
altogether.
. Tho groat difficulty of the English ode is that of pre-
venting tho apparent siioutancity of the impulse from being
marred by the apparent artifice of the form ; for, as.surcdly.
no writer subsequent to Coleridge and to Keats would
I dream of writing an ode on the cold Horatian principles
272
POETRY
adopted by Warton, and even by Collins, m his beautiful
" Ode to Evening."
Of the second kind of regular odes, those consisting of
a regular succession of regular stanzas, the so-called odes
of Sappho are, of course, so transcendent that no other
amatory lyrics can be compared with them. Never before
these songs were sung and never since did the human soul,
in the grip of a fiery passion, utter a cry like hers ; and,
from the executive point of view, in directness, in lucidity,
in that high imperious verbal economy which only Nature
herself can teach the artist, she has no equal, and none
worthy to take the plac*^ of second — not even in Heine,
not even in Burns. Turning, however, to modern poetry,
there are some magnificent examples of this simple form
of ode in English poetry — Spenser's immortal " Epithal-
amion " leading the way in point of time, and probably
also in point of excellence.
Fervour being absolutely essential, we think, to a great
English ode, fluidity of metrical movement can never be
dispensed with. The more billowy the metrical waves the
better suited are they to render the emotions expressed
by the ode, as the reader will see by referring to
Coleridge's " Ode to France" (the finest ode in the English
language, according to Shelley), and giving special atten-
tion to the first stanza — to the way in which the first
metrical wave, after it had gently fallen at the end of the
first quatrain, leaps up again on the double rhymes (which
are expressly introduced for this effect), and goes bound-
ing on, billow after billow, to the end of the stanza. Not
that this fine ode is quite free from the great vice of the
English ode, rhetoric. If we except Spenser and, in one
instance, Collins, it can hardly be said that any English
writer before Shelley and Keats produced odes independent
of rhetoric and supported by pure poetry alone. But fervid
as are Shelley's "Ode to the West Wind," and Keats's
Odes " To a Nightingale " and " On a Grecian Urn," they
are entirely free from rhetorical flavour. Notwithstanding
that in the " Ode on a Grecian Urn " the first stanza does
not match in rhyme arrangement with the others, while
the second stanza of the " Ode to a Nightingale " varies
from the rest by running on four rhyme-sounds instead
of five, vexing the ear at first by disappointed expectation,
these two odes are, after Coleridge's " France," the finest
regular odes perhaps in the English language.
With regard to the French ode, Malherbe was the first
writer who brought it to perfection. Malherbe showed
also more variety of mood than it is the fashion just now
to credit him with. This may be especially noted in his
"Ode to Louis XIII." His disciple Racan is not of much
account. There i.s certainly much vigour in the odes of
Rousseau, but it is not till we reach Victor Hugo that we
realile what French poetry can achieve in this line ; and
-contemporary poetry can hardly be examined here. We
may say, however, that some of Hugo's odes are truly
magnificent. As a pure lyrist his place among the greatest
poets of the world is very high. Here, though writing in
an inferior language, he ranks with the greatest masters
of Greece, of England, and of Germany. Had he attempted
no other kind of poetry than lyrical, his would still have
been the first name in French poetry. Whatever is
defective in his work arises, as in the case of Euripides,
from the importation of lyrical force where dramatic force
is mainly needed.
As most of the other varieties of lyrical poetry, such
as the idyl, the satire, the ballad, the sonnet, &c., have
been or will be treated under different heads, or under the
names of the various masters of poetic art, it would be
superfluous to discuss them here.
A. word or two, however, must be said about the song
and the elegy. To write a good song requires that simoli- |
city of grammatical structure which is foreign to many
natures — that mastery over direct and simple speech which
only true passion and feeling can give, and which " coming
from the heart goes to the heart." Without going so far
as to say that no man is a poet who cannot write a good
song, it may certainly be said that no man can write a
good song who is not a good poet.
In modern times we have, of course, nothing in any
way representing those choral dance-songs of the Greeks,
which, originating in the primitive Cretan war-dances,
became, in Pindar's time, a splendid blending of song
and ballet. Nor have we anything exactly representing
the Greek scolia, those short drinking songs of which Ter-
pander is said to have been the inventor. That these scolia
were written, not only by poets hke Alcaeus, Anacreoa,
Fraxilla, Simonides, but also by Sappho and by Pindar,
shows in what high esteem they were held by the Greeks.
These songs seem to have been as brief as the stornelli of
the Italian peasant. They were accompanied by the lyre,
which was handed from singer to singer as the time for
each scohon came round.
With regard to the stornello, many critics seem to con-
found it with the rispetto, a Very different kind of song.
The Italian rispetto consists of a stanza of inter-rhyming
lines ranging from six to ten in number, but often not
exceeding eight. The Tuscan and Umbrian stornello is
much shorter, consisting, indeed, of a hemistich naming
some natural object which suggests the motive of the little
poem.
The nearest approach to the Italian stornello appears to
be, not the rispetto, but the Welsh triban.
Perhaps the mere difficulty of rhyming in Enghsh and
the facility of rhyming in Itahan must be taken into
account when we inquire why there is nothing in Scot-
land— of course there could be nothing in England —
answering to the nature-poetry of the Italian peasant.
Most of the Italian rispetti and stornelli seem to be impro-
visations : and to improvise in Enghsh is as difficult as to
improvise is easy in Italian. Nothing indeed is more
interesting than the improvisatorial poetry of the Italian
peasants, such as the canzone. If the peasantry discover
who is the composer of a canzone, they will not sing it.
The speciality of Italian peasant poetry is that the symbol
which is mostly erotic is of the purest and most tender
kind. A peasant girl will improvise a song as impassioned
as "Comeinto the Garden, Maud," and as free from un-
wholesome taint.
With regard to English songs, the critic cannot but Engli
ask — Wherein lies the lost ring and charm of the Eliza- song*,
bethan song-writers ? Since the Jacobean period at least,
few have succeeded in the art of writing real songs as
distinguished from mere book lyrics. Between songs to
be sung and songs to be read there is in our time a differ-
ence as wide as that which exists between plays for the
closet and plays for the boards.
Heartiness and melody — the two re(Juisites of a song
which can never be dispensed with — can rarely be com-
passed, it seems, by one and the same individual. In
both these qualities the Elizabethan poets stand pre»
eminent, though even with them the melody is not so
singable as it might be made. Since their time heartiness
has, perhaps, been a Scottish rather than an English endow-
ment of the song-writer. It is difficult to imagine an
Englishman writing a song hke " Tullochgorum " or a song
hke "Maggie Lauder," where the heartiness and impulse
of the poet's mood conquer all impediments of close vowels
and rugged consonantal combinations. Of Scottish song-
writers Burns is, of course, the head ; for the songs of
John Skinner, the heartiest song-writer that has appeared
in Great Britain (not excluding Herrick), are too few in
P 0 G — P 0 G
273
number to entitle him to be placed beside a' poet so prolific
in heartiness and melody as Burns. With regard to
Campbell's heartiness, this is quite a different quality from
the heartiness of Burns and Skinner, and is in quality
English rather than Scottish, though, no doubt, i^ is of a
fine and rare strain, especially in "The Battle of the
Baltic." His songs illustrate an infirmity which even the
Scottish song-writers share with the English — a defective
senso of that true song-warble which we get in the
stornelli and rispetti of the Italian peasants. A poet may
'have heartiness in plenty, but if ho has that love of conso-
nantal effects which Donne displays he will never write
a first-rate song. Here, indeed, is the crowning difficulty
of song-writing. An extreme simplicity of structure and
of diciion must be accompanied by an instinctive appre-
hension of the melodic capabilities of verbal sounds, and
of what Samuel Lover, the Irish song-writer, called " sing-
ing " wo/ds, which is rare in this country, and seems to
belong to the Celtic rather than to the Saxon ear. " The
song-writer," says Lover, "must frame his song of open
Towels with as few guttural or hissing sounds as possible,
and he must be content sometimes to sacrifice grandeur
and vigour to the necessity of selecting singing words and
not reading words." And he exemplifies the distinction
between singing words and reading words by a line from
one of Shelley's songs — -
" "The fresh earth in new leaves drest,'
" where nearly every word shuts up the mouth instead of
opening it." But closeness of vowel sounds is by no means
the only thing to be avoided in song-writing. A phrase
may be absolutely unsingable, though the vowels be open
enough, if it is loaded with consonants. The truth is that
in song-writing it is quite as important, in a consonantal
language like ours, to attend to the consonants as to the
vowels; and perhaps the first thing to avoid in writing
English songs is the frequent recurrence of the sibilant.
But this applies to all the brief and quintessential forms
of poetry, such as the sonnet, the elegy, A:c.
As to the elegy — a form of poetic art which has more
relation to the objects of the external 'vorld than the song,
but less relation to these than the stornello — its scope
seems to be wide indeed, as practised by such various
writers as Tyrtaus, Theognis, Catullus, Tibullus, and our
own Gray. It may almost be said that perfection of forra
is more necessary here and in the sonnet than in the song,
inasmuch as the artistic pretensions are more pronounced.
Hence even such apparent minutia;as those we have hinted
at above must not be neglected here.
We have quoted Dionysius of Halicamassus in relation
to the arrangement of words in poetry. His remarks oe
sibilants are equally deserving of attention. lie goes sc
far as to say that o- is entirely disagreeable, and, when il ,
often recurs, insupportable. "The hiss seems to him to hi
more appropriate to the beast than to man. Hence certain
writers, he sajs, often avoid it, and employ it with regret.
Some,- he tells us, have composed entire odes without it.
But if sibilation is a defect in Greek odes, where the
softening effect of the vowel sounds is so poteut, it is
much more so in English poetry, where the consonants
dominate, though it will be only specially noticeable in
the brief and quintessential forms such as the song, the
sonnet, the elegy. Many poets onlj' attend to their sibilants
when these clog the rhythm. To write even the briefest
song without a sibilant would be a tour de force ; to write
a good one would no doubt be next to impossible. It is
singular that the only metricist who ever attempted it was
John Thelwall, the famous "Citizen John," friend of Lamb
and Coleridge, and editor of the famous Champion news-
paper where many of Lamb's epigrams appeared. Thehyall
gave much attention to metrical questions, and tried his
hand at various metres. Though "Citizen John's" sap-
phics might certainly have been better, he had a very
remarkable critical insight into the rationale of metrical
effects, and his "Song without a Sibilant" is extremely
neat and ingenious. Of course, however, it would be
mere pedantry to exaggerate this objection to sibilants
even in these brief forms of poetry.
As a fine art English poetry is receiving much attention
in our time. Defective rhymes once allowable, and make-
shift work in general, are no longer tolerated. And we
believe the time is not far distant when even such a sub-
ject as vowe! ccnipoiii-ioa (the arrssgesiest of one vowel
.sound with regard to another) will have to be studied
with the care which the Greeks evidently bestowed upon
it. (t. w.)
POGGENDOBFF, Johann Cheistian (1796-1877),
physicist, and editor for more than half a century of the
•well-known scientific journal called after him Poggendo'^ff's
Annalen, was born in Hamburg on the 29th December
1796. His father, a wealthy manufacturer of that town,
vas all but ruined by the French siege. His son Christian,
after receiving his education at Hamburg and Schillbeck,
had therefore, when only sixteen, to apprentice himself to
f.n apothecary in Hamburg, and when twenty-two began
to earn his living as an a[>othecary'a assistant at Itzehoe.
Ambition and a strong inclination towards a scientific
career led him to throw up his business and remove to
Berlin, where he entered the university in 1820. Hero
his abilities were speedily recognized, and in 1823 ho was
appointed meteorological observer to tho Academy of
Sciences wi'h a small salary, which was important to him,
inasmuch as tho expenses of his university career had
nearly exhausted his slender patrimony. Even at this
early period he had conceived tho idea of founding a
physical and chemical scientific journal. Tho realization
of this plan was hastened by the sudden death of Gilbert,
the editor of Gilbert's Annalen der Physik, in 1824.
Poggendorf! immediately put himself in communication
with the publisher, Earth of Leipsic, with the result that
1!)— 12
he was installed as editor of a scientific journal which was
to bo a continuation of Gilbert's Annalen on a somewhat
extended plan, indicated by its title Annalen der Physik
und Chemie. Poggendorll was admirably qualified for tho
po.st which ho thus attained. He had an extraordinary
memory, well-stored with scientific knowledge, both modern
and histc«-ical, which served him in good stead in the
critical part of his editorial duty. Ho had a cool and
impartial judgment, with a strong preference for facts oa
against theory of the speculative kind at least, and was
able to throw himself into tho spirit of modern experi-
mental science, represented in tho eivrly part of his edi-
torial career by such great names a.s Berzelius, Faraday,
Brewster, Fresnel, Regnault. He also possessed in more
than German measure tho German virtue of orderliness in
tho arrangement of knowledge and in the conduct of busi-
ness. To this ho added an engaging geniality of manner
and much tact in dealing with men; so marked in fact
was this part of his character that, notwithstanding his
somewhat trying position, he never during his long life
was involved in anything that could bo fairly called a
literary quarreL These qualities of its editor soon made
Poggendorf's Annalen tho foremost scientific journal iu
Europe. Ho collected around him all tho eminent scien-
274
P 0 G — P O G
tific men of his own country, and he managed, either
through original contributions or by translations of memoirs
of approved value already printed, to secure for many
years an adequate representation of the scientific work
of other lands. So true is this that, for years after the
beginning of Poggendorff's editorship, the tables of con-
tents of his annual volumes read like an index of the
history of physical science.
In the course of his fifty-two years' editorship of the
Annalen PoggendorfE could not fail to acquire an unusual
acquaintance with the labours of modern men of science.
This knowledge, joined to what he had gathered by
historical reading of equally unusual extent, he carefully
digested and gave to the world in his Biographisch-
literarisches Handbuch zur Geschichte der Exacten Wissen-
schaften, containing notices of the lives and labours of
mathematicians, astronomers, physicists, chemists, minera-
logists, geologists, (fee, of all peoples and all ages. The
two volumes of this work contain an astounding collection
of facts invaluable to the scientific biographer and his-
torian ; they form in fact the basis of the yet unwritten
history of physical science. We possess a small fragment
of such a history in the form of lectures delivered by
PoggendorfE himself at Berlin ; and probably he had con-
templated at one time writing a continuous narrative ; but
even his long life was too short for the double task of
collecting and using the material.
PoggendorfE was a physicist of high although not of
the very highest rank. He was wanting in mathematical
ability, and never displayed in any remarkable degree the
still more important power of scientific generalization,
which, whether accompanied by mathematical .skill or not,
never fails to mark the highest genius in physical science.
He was, however, an able and conscientious experimenter.
He was very fertile and ingenious in devising phj'sical
apparatus, and contributed greatly in the earlier part of
his life to enrich the resources of experimental science.
Contemporaneously with Schweigger, he succeeded in
greatly increasing the sensitiveness of the galvanometer by
introducing the multiplying coil, and he made important
improvements on that particular type of this instru-
ment which is usually called the sine galvanometer. To
him (according to Wiedemann) we owe the use of binding
screws in most of their various forms. He invented
the." Inversor " for rapidly alternating the direction of a
voltaic current, 'and the " Wippe " for throwing a number
of -voltaic or electrolytic cells suddenly into " series " or
into " multiple arc " ; and to him is due the suggestion of
the telescope and mirror method for reading galvanometers
and other physical instruments, a device which has proved
very valuable in all branches of physical science.
Poggendorff's contributions to physics were published
for the most part in his own journal. They form an
important part of the scientific work of the 19th century;
but it would be difficult in a few words to characterize
them inasmuch as they do not constitute a single coherent
group or even a few coherent groups of connected
researches. By far the greater and more important part
of his work related to electricity and magnetism. As
specimens we may mention his investigations into the
working of Holtz's machines, and his variations on their
construction ; his researches on the resistance and electro-
motive force of electrolytic cells, along with which ought
to be noticed his admirable method of comparing electro-
motive forces by "compensation"; and finally Ms researches
on magnetism and diamagnetism.
Poggendorff's literary and scientific reputation speedily
brought him honourable recognition. In 1830 he was
made royal profes-sor and in 183i Hon. Ph.D. and extra-
ordinary professor in the university of Berlin, and in
1839 member of the Berlin Academy of Sciences. He
ultimately became a member of many foreign societies,
and received more than the usual share of the orders
bestowed by Continental nations for scientific merit. Dur-
ing his lifetime many offers of ordinary professorships
were made to him, but he declined them aU, devoting
himself to his duties as editor of the Annalen, and to
the pursuit of his scientific researches. He died at Berlin
on January 24, 1877.
POGGIO (1380-1459). Gian Francesco Poggio Brac-
ciolini, eminent in the annals of the revival of learning,
was born in 1380 at Terranova, a village in the territory
of Florence. He studied Latin under John of Ravenna,
and Greek under Manuel Chrysoloras. His distinguished
abilities and his dexterity as a copyist of MSS. brought
him into early notice with the chief scholars of Florence.
Coluccio Salutati and Niccolo de' Niccoli befriended him,
and in the year 1402 or 1403 he was received into the
service of the Roman curia. His functions were those of
a secretary ; and, though he profited by benefices conferred
on him in lieu of salary, he remained a layman to the end
of his life. It is noticeable that, while he held his oflSce in
the curia through that momentous period of fifty years
which witnessed the councils of Constance and of Basel, and
the final restoration of the papacy under Nicholas V., hLi
sympathies were never attracted to ecclesiastical affairs.
Nothing marks the secular attitude of the Italians at an
epoch which decided the future course of both Renaissance
and Reformation more strongly than the mundane pro-
clivities of this apostolic secretary, heart and soul devoted
to the resuscitation of classical studies amid conflicts of
popes and antipopes, cardinals and councils, in all ol
which he bore an official part. Thus, when his duties
called him to Constance in 1414, he employed his leisure
in exploring the libraries of Swiss and Swabian convents.
The treasures he brought to light at Reichenau, Wein-
garten, and above all at St Gall, restored many lost master-
pieces of Latin literature, and supplied students with the
texts of authors whose works had hitherto been accessible
only in mutilated copies; In one of his epistles he
describes how he recovered QuintUian, part of Valerius
Flaccus, and the commentaries of Asconius Pedianus at
St Gall. MSS. of Lucretius, Columella, Silius Italicus,
Manilius, and Vitruvius were unearthed, copied by his
hand, and communicated to the learned. Wherever Poggio
went he carried on the same industry of research. At
Langres he discovered Cicero's Oration for Cxdna, at
Monte Cassino a MS. of Frontinus. He also could boast
of having recovered Ammianus Marcellinus, Nonius Mar-
cellus, Probus, Flavius Caper, and Eutyches. If a code^
could not be obtained by fair means, he was ready to use
fraud, as when he bribed 3 monk to abstract a Livy and
an Ammianus from the convent library of Hersfeld.
Resolute in recognizing erudition as the chief concern of
man, he sighed over the folly of popes and princes, who
spent their time in wars and ecclesiastical disputes when
they might have been more profitably employed in reviving
the lost lealrning of antiquity. This point of view is
eminently characteristic of the earlier Italian Renaissance.
The men of that nation and of that epoch were bent oa
creating a new intellectual atmosphere for Europe by
means of vital contact with antiquity. Poggio, like a still
more eminent humanist of his age, .iEneas Sylvius
Piccolomini, was a great traveller, and wherever he went
he brought, like jEneas Sylvius, enlightened powers of
observation trained in liberal studies to bear upon the
manners of the countries he visited. We owe to his pea
curious remarks on English and Swiss customs, valuable
notes on the remains of antique art in Rome, and ai
singularly striking portrait b£ Jerome of Prague as he
1^ O G — P O I
275
appeared before the judges who condemned him to the
stake. It. is necessary to dwell at length upon Poggio's
devotion to the task of recovering the classics, and upon
his disengagement from all but humanistic interests,
because these were the most marked feature of his
character and career. In literature he embraced the
whole sphere of contemporary studies, and distinguished
himself as an orator, a writer of rhetorical treatises, a
panegyrist of the dead, a violent impugner of the living, a
translator from the Greek, an epistolographer and grave
historian, and a facetious compiler of fabliaux in Latin.
Of his moral essays it may suffice to notice the disserta-
tions On Nobility, On Vicissitudes of Fortune, On the
Misery of Human Life, On the Infelicity of Princes,
and On Marriage in Old Age. These compositions
belonged to a species which, since Petrarch set the fashion,
were very popular among Italian scholaxs. They have
lost their value, except for the few matters of fact em- »
bedded in a mass of commonplace meditation, and for
some occasionally brilliant illustrations. Poggio's History
of Florence, written in avowed imitation of Livy's manner,
requires separate mention, since it exemplifies by its
defects the weakness of that merely stylistic treatment
which deprived so much of Bruni's, Carlo Aretino's, and
Berabo's work of historical weight. A somewhat different
criticism must be passed on the Facetise, a collection of
humorous and indecent tales expressed in such Latinity as
Poggio could command. This book is chiefly remarkable
for its unsparing satires on the monastic orders and the
secular clergy. It is also noticeable as illustrating the
Latinizing tendency of an age which gave classic form to
the lightest essays of the fancy. Poggio, it may be
observed, was a fluent and copious writer ia the Latin
tongue, but not an elegant scholar. His knowledge of the
ancient authors was wide, but his taste was not select,
and his erudition was superficial. His translation of
Xenophon's Cyropxdia into Latin cannot be praised for
accuracy. Among contemporaries he passed for one of the
most formidable polemical or gladiatorial rhetoricians; and
a considerable section of Ms extant .works are invectives.
One of these, the Dialogue against Hypocrites, was aimed
in a spirit of vindictive hatred at the vices of ecclesiastics ;
another, written at the request of Nicholas V., covered tiw
anti-pope Felix with scurrilous abuse. But his most
famous comjx)sitions in this kind arc the personal invec-
tives which he discharged against Filelfo and Valla. All
the resources of a copious and unclean Latin vocabulary
were employed to degrade the objects of his satire ; and
every crime of which humanity is capable was' ascribed to
them without discrimination. In Filelfo and Valla Poggio
found his match ; and Italy was amused for years with
the spectacle of their indecent combats. To dwell upon
such literary infamies would be below the dignity of the
historian, were it not that these habits of the early Italian
humanists imposed a fashion upon Europe which extended
to the later age of Scaliger's contentions with Scioppius
and Milton's with Salmasius. The greater part of Poggio's
long life was spent in attendance to his duties in the
papal curia at Rome and elsewhere. But about the year
1452 he finally retired to Florence, where he was admitted
to the burghership, and on the death of Carlo Arelino
in 1153 was appointed chancellor and historiographer to
the republic. He had already built himself a villa in
Valdarno, which ho adorned with a collection of antique
sculpture, coins, and inscriptions. In 1435 he had married
a girl of eighteen named VaggiaJ of the famous Buondel-
monte blood. His declining days were spent in the dis-
charge of his honourable Florentine office and in the com-
position of his history. He died in 1459, and was buried
in the church of Santa Croce. A statue by Donatello and
a picture by Antonio del PoUajuolo remained to com-
memorate a citizen who chiefly for his services to human-
istic literature deserved the notice of posterity.
Toggio'sworks were printed at Basel in 1538, "ex ffidibus Henrici
Petri." Dr Shephera's Life of Poggio Bracciolini is a good
authority on his biography. For his po.sition in the history of the
revival, students may consult Voigt's IViedcrhtlehung des elassicheu
Allerthums, and Sjmonds's Renaissauce in Italy. (J, A. S.)
POGY, a popular name for the fish Clupea menhaden,
almost universally in use in the States of Maine and
Massachusetts (see Menhaden, vol. xvi. p. 10).
POINSOT, Louis (1777-1859), mathematician, - was
born at Paris January 3, 1777. In 1794 he became »
scholar at the Polytechnic School, which ho left in 1796 ti
act as a civil engineer. In 1804 he was appointed pro-
fessor of mathematics at the Lyceum, in 1809 professor
of applied mathematics and in 1816 examiner at the
Polytechnic School. On the death of Lagrange in 1813,
Poinsot was elected to his place in the French Academy ;
and in 1840 he became a member of the superior council
of public instruction. In 1846 he was made an officer of
the legion of honour ; and on the formation of the senate
in 1852 he was chosen a member of that body. He died
at Paris, December 5, 1859. "Poinsot's earliest wort was
his £lemens de Statique, in which ho introduces the idea of
statical couples and investigates their properties. In the
Theorie Nouvelle de la Rotation des Corps he treats the
motion of a rigid body geometricaUy, and shows that the
most general motion of such a body can be represented at
any instant by a rotation about an axis combined with a
translation parallel to this axis, and that any motion of a
body of which one point is fixed may bo produced by the
rolling of a cone fixed in the body on a cone fixed in
space. The previous treatment of the motion of a rigid
body had in every case been purely analytical, and so gava
no aid to the formation of a mental picture of the body's
motion ; and the great value of this work- lies in the fact
that, as Poinsot himself says in the introduction, it enables
us to represent to ourselves the motion of a rigid body as
clearly as that of a moving point. Poinsot also con-
tributed a number of papers on pure and applied mathe-
matics to Liouville's Journal and to the Journal of the
Polytechnic School
POINT DE GALLE. See Galle, vol. x. p. 40.
POINTE A. PITRE, the principal port of the island of
Guadeloupe (q.v.).
POISONS. An exact definition of the word "poison"
is by no means easy. There is no legal definition of what
constitutes a poison, and the definitions usually proposed
are apt to include either too much or too little. Gene-
rally, a poison may be defined to bo a substance having
an inherent deleterious property, rendering it capable of
destroying life by whatever avenue it is taken into the
system; or it is a substance which when introduced into the
system, or applied externally, injures health or destroys lifo
irrespective of mechanical means or direct thermal changes.
In popular language, a poison is a substance capable of
destroying hfe when taken in small quantity ; but a sub-
stance which destroys lifo by mcchani<al means as, e.g.,
powdered glass, is not, strictly s|)caking, a poison.
The subject of toxicology forms one of the most important
branches of Medical Jurlsprudknce (7.1'.). The medical
jurist should be familiar with the natuj-o and actions of
poisons, the symptoms which they produce, the circum-
stances which modify their working, the pathological results
of their action, and the methods of combating the.sc.
Action of Poisons. — Poisons may exert a twofold action.
This may bo either local, or remote, or both local and
remote. The local action of a poison is usually one of
corrosion, inflammation, or a direct effect upon the sensory
or motor nerves. The remote actions of poisons aro
27G
POISONS
Msually of a specific character, though somo writers group
the remote effects of poisons under two heads, and s[)eak
of the common and the specilifc remote effects of a poison.
The local action of a poison of the corrosive class is usually
so well marked and obvious that the fact of the adminis-
tration of a poison of this class is generally unmistakable.
The same may be said, in a less degree, of the irritant
poisons, especially the mineral irritants ; but here the
symptoms sometimes so closely simulate those of natural
disease as to render the recognition of the administration of
poison a matter of difficulty. Henco an accurate acquaint-
ance with the remote specific effects of the various poisons
is indispensable to the medical jurist. The class of poisons
which has been administered or taken will thus be sug-
gested to his mind by the observation of the symptoms ;
and not unfrequently the specific poison taken will be
suspected. It is almost universally admitted that absorp-
tion of a poison is necessary for the production of its
specific remote effects, and the old notion that a poison
may kill, by its action through the nervous system, without
absorption, is abandoned.
Modifying Circumstances. — The ordinary action of a
poison may be greatly modifisd by the largeness of the
dose, by the state of aggregation, admixture, or of chemi-
cal combination of the poison, by the part or membrane
to which it is applied, and by the condition of the patient.
Thus, for example, opium may be a medicine or a poison
according to the dose in which it is given ; and a dose of
the' drug which may be beneficial to an adult in certain
states of the system may be fatal to a child, or to an
adult when suffering from some forms of disease. All
barium salts, again, are poisonous, except the quite in-
soluble sulphate. The simple cyanides, and many double
cyanides, are highly poisonous ; but yellow prussiate of
potash, which is a double cyanide of iron and potassium,
is almost without action upon the system. The part or
tissue to which a poison is applied greatly affects the
activity of a poison, owing to the varying rapidity with
which absorption takes place through the cutaneous,
mucous, and serous surfaces, and by the other tissues of
the body. Curare, an arrow poison, may be swallowed
in considerable quantity without appreciable result, whilst
a minute quantity of the same substance introduced into
a wound is speedily fataL Idiosyncracy has an important
bearing in toxicology. Pork, mutton, certain kinds of
fish, more especially shell fish so-called, and mushrooms
have each produced all the symptoms of violent irritant
poisoning, whilst other persons who have partaken of
the same food at the same time have experienced no ill
effects. Some persons are stated, on good authority, to
be capable of taking with impunity such poisons as opium,
corrosive sublimate, or arsenic, in enormous doses, — and
this irrespective of habit, which is known to have such an
influence in modifying the effects of some poisons, notably
the narcotics. A tolerance of poisons is sometimes en-
gendered by disease, so that a poison may fail to pro-
duce its customary effect. Thus, opium is tolerated in
large quantities in tetanus, and in delirium tremens ; and
mercurial compounds may in some febrile affections fail to
produce the usual constitutional effects of the metal. On
the other hand, diseases which impede the elimination of a
poison may intensify its effects.
The evidence that a poison has been administered is
based upon the symptoms produced, on the appearances met
with in the body after death, on the analysis of articles of
food and drink, of excreta and ejecta, and of the organs of
the body after death, and on physiological experiments
made with substances extracted from the same articles.
These physiological experiments are usually made upon
aniDials, but in some cases, as for instance when aconite
has to be searched for, the pjiysiological experiments mu6t
be made also upon the human subject. The evidence
obtained from one or more of these sources, as compared
with the properties or effects of various known poisons,
will enable the medical jurist to form an opinion as to the
administration or non-administration of a poison.
The sym}>toins exhibited by the patient during life
rarely fail to afford some clue to the poison taken.
Persons may, however, be found dead of whose history
nothing can be learned. Here post-mortem appearances,
chemical analysis, and, it may be, physiological experi-
ments are all-important for the elucidation of the nature
of the case.
Poisoning may be acute or chronic. The general condi-
tions which should arouse a suspicion of acute poisoning
are the sudden onset of serious and increasingly alarming
symptoms in a person previously in good health, especially
if there be pain in the region of the stomach, or, where
there is complete prostration of the vital powers, a cada-
veric aspect, and speedy death. In all such cases the aid
of the analytical chemist must be called in either to con-
firm well-founded or to rebut ill-founded suspicions.
The mode of treatment to be adopted in the case of
poisoned persons varies greatly according to the nature of
the poison. The first indication, when the poison has
been swallowed, is to evacuate the stomach ; and this may
usually be done by means of the stomach-pump when the
poison is not of the corrosive class ; or the stomach may
be gently washed out by means of a funnel and flexible
siphon-tube. In many cases emetics are valuable. Anti-
dotes and counter-poisons may then be given. The former
are such substances as chalk to neutralize the mineral acids
and oxalic acid ; the latter have a physiological counter-
action, and are such as atropine, which is a counter-poison
to morphia. These may usually be administered most
effectively by hypodermic injection. The stomach may to
a certain degree be protected from the injurious effects of
irritants by the administration of mucilaginous drinks ;
alkaloids may be rendered sparingly soluble by means of
astringent substances containing tannin ; and pain may be
relieved by means of opium, unless contra-indicated by the
nature of the poison. The effects of the convulsant
poisons, such as strychnine, may be combated by means of
the inhalation of chloroform.
The classification of poisons is a matter of difficulty.
Various attempts have been made to classify them scienti-
fically, but with no signal success ; and perhaps the best
system is that which groups the various poisons according
to the more obvious symptoms which they produce. Our
knowledge of the more intimate action of poisons is still
too imperfect to admit of any useful classification according
to the manner in which they specifically affect the vital
organs. Poisons may in the manner indicated be classified
as (1) Corrosives, (2) Irritants, (3) Neurotics, and (4)
Gaseous Poisons. The subject of poisonous food has
already been treated under the heading Medical Juris-
prudence (vol. XV. pp. 781-2).
1. Corrosives.
The t3rpical member of this class is corrosive sublimate,
the soluble chloride of mercury. In it are included also
the concentrated mineral acids (sulphuric, nitric, and
hydrochloric) ; oxalic acid ; the alkalies (potash, soda, and
ammonia) and their carbonates ; acid, alkaline, and cor-
rosive salts of the metals (such as bisulphate of potash,
alum, butter of antimony, and nitrate of silver) ; also
carbolic acid.
The symptoms produced by the mineral acids and the
alkalies are almost altogether referrible to local action; but
some corrosive poisons, such as carbolic acid, produce,
POISONS
277
besides a local action, remote and specific constitutional
effects. The symptoms of corrosive poisoning are marked
and unmistakable, except in infants. Immediately on
ewallowing the corrosive substance, an acid, Ciustic, or
metallic burning sensation is experienced in the mouth,
fauces, gullet, and region of the stomach, and this speedily
extends over the whole belly ; as a rule vomiting speedily
follows. In the case of the mineral acids, aiul in oxalic
acid poisoning, the vomit is so acid that if it falls upon a
marble or concrete floor effervescence ensues. No relief
follows the evacuation of the stomach. The ejected matters
contain blood, and even fragments of the corroded walls of
the alimentary canal. The, belly becomes distended with
gas, and horribly tender. High fever prevails. The mouth
is found to be corroded. Death usually ensues within a
few hours ; or, if the patient survives, he or she may perish
miserably, months after the poison was taken, through
starvation consequent upon the gradual contraction of the
gullet, brought about by its corrosion and subsequent
healing.
The treatment of corrosive poisoning consists in very
gently emptying and washing out the stomach by means
of a soft siphon-tube. The stomach-pump cannot be used
with safety in consequence of the weakening of the walls
of the . stomach by corrosion. Demulcents and opiates
may be subsequently administered. After death from
corrosive poisoning the walls of the stomach are found
corroded, and even perforated.
1. Corrosive Sublimate. — Here all the signs and symptoms of
corrosive poisoning are produced in their severest form. A grain or
two of this poison may prove fatal. Fortunately there is an cfticient
antidote in white of egg, tlie albumen of which, if administered
at once, renders the salt insoluble. The eggs should be divested of
their yolks, beaten up with water, and given promptly, repeatedly,
and abundantly, followed by emetics. Poisoning by corrosive
sublimate may be followed by the specific toxic effects of mercury,
such as salivation and tremor.
Workers in mercury, such as water-gilders, looking-glass makers,
and the makers of barometers and thermometers, are apt to suffer
from a peculiar form of shaking palsy, known as "the trembles,"
or mercurial tremor. This disease affects most frequently those
who are exposed to mercurial fumes. The victim is affected with
tremors when an endeavour is made to exert the muscles, so that he
is unable, for instance, to convey a glass of water to the lips steadily,
and when lie walks he breaks into a dancing trot. The treatment
consists in removal from the mercurial atmosi)here, baths, fresli air,
and the administration of iron and other tonics.
2. Mineral Acids. — These are oil of vitriol or sulphuric acid,
aqua fortis or nitric acid, and spirit of salt or hydrochloric (muri-
atic) acid. These when taken in a concentrated form produce well-
marked symptoms of corrosion. When they are diluted, the symp-
toms are those of an irritant poison. Nitric acid stains tlie mouth
and skin of a yellow colour. The treatment consists in the admin-
istration of alkalies or their carbonates, chalk, whiting, or even
uncolourcd plaster scraped off tho walls or ceiling, with the view
of neutralizing the acid.
3. Oxalic acid is a vegetable acid. When taken in tho state of
concentrated solution it acts as a corrosive, but when diluted as an
irritant. But it also exerts a specific effect, killing tho patient by
cai'diac syucopo not unfrcqueutly within a few minutes. When a
person after tnking a crystalline substance, tasting strongly ucid,
dies within 15 or 30 minutes, after the manifestation of great weak-
ness, small pulse, and failure of tho heart's power, poisoning by
oxalic ncid is almost certain. The treatment consists in promptly
Administering an emetic, followed by chalk, whitinp, or any sub-
stance containing carbonate of calcium. The alkaline carbonates
are valueless, for tho alkaline oxalates are almost aa poisonous as
oxalic ncid itself.
•4. T/ic Alkalies. — Potash, soda, and their carbonates and sul-
phides pioduco symptoms resembling those of tho mineral acids,
lexcept that purging is a usual accom]aiiimcnt.
5. Carbolic add when taken in the form of a concentrated liquid
beta aa a corrosive, causing wliiteiiing and shrinking of all the
animal membrnncs with which it comes in contact. Tho patient,
liowevcr, becomes speedily comatose, tho poison acting profoundly
ppoii the great nervous centres. A curious phenomenon — black or
dark green urine— is commonly observed aftir the administration of
this poison. Sacchanitcd lime-water, diluted and drunk freely,
•ml a solution of suliiliato of soda are perhaps tho most useful
tcmedios.
2. Irritant Pottons.
Irritant poisons are of two classes — metallic irritants,
and vegetable and animal irritants, these latter being for
convenience grouped together. Perhaps none of the
irritants act purely as such, the irrit-int symptoms being
usually accompanied by well-marked effects upon the
nervous system. An irritant is a substance which causes
inflammation of the part to which it is applied, — usually
the alimentary canal. Arsenic is by far the most im-
portant of the metallic irritants. Other irritants are the
moderately diluted acids, many metallic salts, such as
those of antimony, lead, copper, zinc, and chromium.
Elaterium, gamboge, aloes, colocynth, and croton oil aro
good examples of vegetable irritants ; and cantharides of
animal irritants. Animal and vegetable food when decom-
posed, or infested with certain organisms known as bacteria,
may produce violent irritant symptoms. The symptoms
produced by irritant poisons are usually more slow in their
development than where a corrosive has been administered.
Usually, after an interval, greater or less according to the
specific nature of the irritant swallowed, a burning pain is
felt in the mouth, throat, and gullet, with a sense of con-
striction of the parts, and followed by burning pain in the
region of the stomach. This is increased, and not allevi-
ated, by pressure, a mark which serves to distinguish the
attack from one of ordinary colic. Nausea, vomiting, and
thirst ensue, speedily followed by distension of the whole
abdomen, which is exceedingly tender to the touch.
Ordinarily the vomiting is followed by profuse diarrhoea.
Should the poison not be speedily eliminated in the
vomited and faecal matters, inflammatory fever sets in,
followed by collapse ; and death may ensue in a few
hours.
Therfe is danger of confounding irritant poisoning with
some forms of natural disease, such as gastritis and gastric
ulcer, colic, peritonitis, cholera, and rupture of the intes-
tines.
1. .lYraenic is a specific irritant poison. Almost all the compounds
of this metal aro poisonous. The term "arsenic" is, however,
most commonly applied, not to the metal itself, but to its lower
oxide, arsenious oxide, which is also known as uhite arsenic. By
whatever channel arsenic is introduced into the system, it invari-
ably afl'ects specifically tho stomach and intestines, causing conges-
tion or indammation. Tho common sources of arsenical poisoning
aro the taking of white arsenic, which causes acute poisoning, anu
the inhalation of dust from arsenical wall-iiapers and textile fabrics,
whereby a chronic form of poisoning is induced.
The symptoms of acute arsenical poisoning do not come on, as in
tho case of corrosive poisoning, immediately after the jioison is
swallowed. There is usually an interval of h.alf an hour or so beforo
prominent symptoms supervene. Generally, after a feeling of faint-
ncss and depression, an intense burning pain is felt in the region
of tho stomach, with tenderness on pressure. Nausea and vomit-
ing generally follow, increased by every act of swallowing. Unliko
wliat occurs in ordinary vomiting, the pain and sickness are not
relieved by tho evacuation of tho stomach. Vomiting is followed
by purging, blood being frequently distingnishaldo in tho evacua-
tions. Tnero is thirst, a feeble irregular pulso, and a perspiring
clammy skin. Tho victim usually succumbs within eighteen to
seventy-two hours ; if he survives the Litter period, good hopes may
bo entertained of liis recovery. Tho treatment consists in tho use
of tho stomach-pump, emetics, such as mustard and warm water,
demulcents, anil tho free administration of magnesia emulsion and
eit'nsr freshly precipitated ferric liydiato or dialysed iron. Ferric
hydrate, and the solution known as dialysed iron, have tho property
of rendering arsenious anhydride insoluble.
Chronic arsenical poisoning is usually accidental. Tho inhala-
tion of arsenical vapours in factories, or of arsonical dust from green
wall-papers and in tho manufactuio of artificinl flowers, aro commcii
sources of this form of poisoning. Ai'senic when thus slowly
absorbed into tho system produces congrslion and inflammation of
tho mucou's membranes, redness anii irritation of tho conjunctiva-,
sore throat, a peculiar eruption of tho skin, and diarihcva. Tho
treatment consists in removal from tho poisoned atmosphere, ard
the administration of tonics.
Arsenic-eating, or the ability of some persons to take relatively
.Inrgo doses of arsenic habitually, is a woll-catablislicd fact The
278
POISONS
cause of tliis singular immunity from the ordinary results of arsenic
is quite unknown.
2. Lead. — The salts of lead, more especially the acetate (sugar of
lead), are irritant poisons of no very great activity ; and, though
occasionally death ensues, recovery is tlio rule. Chrome yellow,
or lead cliromate, is a powerful irritant poison. All chromates are,
indeed, irritant poisons.
Chronic lead poisoning is a much more common affection than
acute irritant poisoning by lead. When lead in any form is slowly
absorbed into the system, a peculiar affection results, known as satur-
nine poisoning, and characterized by two prominent symptoms —
colic and paralysis. 'Workers in lead and its compounds, such as
plumbers and painters, are frequently affected by this form of
disease. Water, especially soft water or such as is contaminated
with sewage, on being passed through leaden pipes or stored in leaden
cisterns may become contaminated with lead to a dangerous extent.
Acid liquids, such as cider, vinegar, &c., may also contain lead as
an impurity. Potmen, who drink beer which has rested for some
time in pewter vessels, are also the occasional victims of saturnine
poisoning. Water which contains lead in a soluble form to the
e,ittent of more than one-tenth of a grain per gallon should not be
used for drinking purposes. If more than this quantity be present,
the water when placed in a wliite porcelain dish will become more
or less dark in colour on the addition of a few drops of a solution
of sulphuretted hydrogen.
The commonest manifestation of chronic lead poisoning is lead
colic, — a pec\iliar twisting and agonizing sensation around the
navel, attended with obstinate constipation. This, Uke all forms
of chronic lead poisoning, is almost invariably attended ■with a
peculiar blue line on tha margin of the gums, and .when this is
present the nature of the affection can scarcely be doubtful. The
treatment consists in the free use of purgatives, opiates, and the
internal use of potassium iodide, which favo^rs the elimination of
the metal through the urine. "Wrist-drop" or lead paralysis is also
B common result of the ingestion of lead. It consists in a paralysis
of the extensor muscles of the forearm, accompanied by a wasting
of that structure. A dropping of the wrist is the result of this
degeneration. Baths, the use of galvanism, and the administration
of potassium iodide and tonics usually afford relief. Should, how-
ever, the patient in any form of lead poisoning be exposed for a
lengthened period to the effects of the metal, degenerations of the
liver, kidneys, and brain supervene, with fatal results.
In all cases of lead poisoning removal of the exciting cause is
indispensable ; the worker in lead must suspend his occupation
for a time ; the use of contaminated aiticles of food or drink must
cease.
3. Copper. — The soluble salts of copper, such as blue vitriol (the
sulphate) and verdigris (subcarbonate and subacetate), are emetic and
irritant salts. Their emetic effects usually, but not invariably,
secure their prompt rejection by the stomach. Occasionally fatal
effects liave resulted from their administration. Copper becomes
accidentally mixed with articles of dietary in a variety of modes,
[t is also used for improving the colour of preserved, fruits and
vegetables. Its deleterious properties when thus used in minute
quantities have been both asserted and denied. There is, however,
a large body of evidence in favour of the at all events occasional
poisonous effects of minute quantities of copper.
4. Zinc sails andbarium sails, except the quite insoluble barium
sulphate, are irritant poisons ; and barium compounds act also
upon the central nervous system.
5. Chromates, e.g., bichromate of potash, are violent irritants.
Chrome yellow, or lead chromate, has already been mentioned.
6. Phosphorus. — Of- the two chief forms of the elements — the
yellow or ordinary and the red or amorphous — the former only
is poisonous. Rarely there is met with a chronic form of poison-
ing among workers in the material, arising from the inhalation
of phosphorus vapours. Its special characteristic is a peculiar
necrosis or death of the bony structure of the lower jaw. Acute
phosphorus poisoning is moro common. Phosphorus is used for
tipping matches, and is also the basis of several vermin destroyers.
When swallowed, phosphorus produces a variable amount of irri-
tation and disturbance of the alimentary canal. There may be
fi burning sensation felt in the mouth, throat, and stomach,
followed by vomiting. ■ The vomited ijiatters, and also the excreta,
may be observed to be luminous in the dark. These symptoms
usually subside, and for three or four days the person appears to
have recovered his or her usual health. The liver then enlarges,
and this and other structures undergo fatty degeneration ; jaundice
supervenes ; and the patient dies in a few days in a semi-typhoid
condition. Rarely there is recovery. Oil of turpentine is
thonght to bo the best remedy. Most of the organs undergo
fatty degeneration. .
7. Fcgclal'lc Irritants. — These produce drastic purgative effects.
Frequently the nature of the illness may be ascertained by the dis-
poyery of jjortions of the vegetable substance — recognizable by the
iuicroscope— in tlie matters ejected by the patient.
8- Cantharitlcs. — The administration of Canihakides (j.v.) is
followed by vomiting, purging, strangury, or even entire inability
to pass the urine. In tha ejecta portions of the shining elytra or
wing-cases of the fly may often be recognized. There is often grtat
excitement of the Boxual proclivities. The uctive principle of the
fly, cantharidin, may be extracted from suspected matters by means
of chloroform, and the residue left after the evaporation of this
blisters the lip or any tender mucous surface to which it is applied.
Demulcent remedies, with opiate enemata and injections, aflord tha
best relief by way of treatment.
3. Neurotics.
It is premature, for the present, to attempt a systematic
division of this most important class, which embraces
poisons so widely different in their actions as opium and
strychnine. We at once proceed to details.
1. Frussie or Bydfocyanic Aeid, — Hydrocyanic acid is one of tha
best-known poisons, and a very deadly one. In the pure state it is
said to kill with lightning-like rapidity. It is met with in commerce
only in a dilute state. Id Great Britain two kinds of acid are com-
monly sold — the pharmacopoeial acid, containing 2 per cent, of
anhydrous prussio acid, and Scheele's acid, containing 4 or 5 per
cent. Less than a teaspoonful of the 2 per cent, acid has caused
death. Given in fatal doses, the symptoms of piiissic-acid poisoning
set in with great rapidity ; and, in consequence of the readiness with
which the poison is absorbed from the stom.ach and diffused through
the circulation, the onset of symptoms is reckoned by seconds rather
than by minutes. Occasionally the victim may be able to perform
a few voluntary actions before alarming symptoms are. developed.
There is f rst a very brief stage of difficult breathing, and slow
action of the hpart, with a tendency for the organ to stop in the state
of dilatation. With widely-dilated pupils of the eye,' the patient is
then seized with violent in'egular convulsive movements. The
rhythm of the respiratory movements is disturbed, and the coun-
tenance becomps of a bluish east. The patient now sinks to the
ground with complete loss of muscular power ; and the third or
asphyxial stage is reached, in which tliere are slow gasping respira-
tions, loss of pulse, and parqlysis of motion. Death is frequently pre-
ceded by muscular spasms. The fotidroyant character of the illness,
and the speedy death of tha patient, coupled with the peculiar odoui
of the acid in the breath and atmosphere around the body, seldom
leave any doubt as to the nature of the case. The treatment con-
sists in inhalation of the fumes of strong ammonia, drinks of warm
and cold water alternately, friction of the limbs, and artificial
respiration. The subcntaceous injection of atropine, which acts as
a cardiac stimulant, may prove serviceable.
Other soluble cyanides, more especially cyanide of potassium, a
salt largely used in photography and in the arts, are equally
poisonous with hydrooyanio acid. See Prussio Acid.
2. Opium. — In consequence ofthe extent to which OviVJi{q.v.),it»
preparations, and its active alkaloid ,-norphia are used for the relief
of pain, poisoning by opinm is of frequent occurrence. It is largely
used by suicides; and children, being very susceptible to its influ-
ence, frequently die from misadventure after administration of an
overdose of the dmg. The ordinary preparations of opium are tbii
drug itself, which is the inspissated juice of the Oriental poppy, and
the tincture, commonly known as laudanum. ■ Opium contains a
variety of more or less active principles, the chief of which is the
alkaloid morphia, which is present in good opium to the extent of
about 10 per cent, in combination with mecouic acid, which is phy-
siologically inactive. Opium is largely used by Eastern nations for
smoking, and there is great discrepancy of opinion as to the extent to
which opiiim smoking is deleterious. The preponderance of opinion
is in favour of the view that opium smoking is a demoralizing,
degrading, and pernicious habit, and that its victims are suffereia
both in body «nd mind from its use.
The first symptom of the administration of a poisonous dose of
opium is' a state of exaltation — ^which may not, however, be well-
marked — soon passing into a- second stage, in which the symp-
toms are those of congestion of the brain. The countenance is
suffused and of a bluish cast, known as cyanosis, due to imperfect
aeration of the blood; the pupils of the eyes are minutely con<
traeted, the skin dry and warm, and the breathing slow, laboured,
and becoming stertorous. The patient is apparently unconscious,
but may be roused by shaking, or by shouting into the ear. When
this has taken place, the breathing becomes more natural, and the
skin less cyanosed. If he bo left alone there is a speedy relapse into
a state of insen.sibility. If efl'ective treatment be not adopted, a
third stage of prostration supervenes, in which there is profound
coma, and it may be impossible to arouse the patient. The pupils
of the eyes are now contracted to the size of pin-points. Breathing
is slow, shallow, and intermittent. The countenance is at once
pallid and cyanosed, the skin bathed in perspiration. The pulse
becomes more rapid with increased feebleness, and at length all
signs of it are lost, until death supervenes.
The treatment consists in the use of the stomach-jiump. Emetics
P O 1 — P o
279
.ire nsinlly iiinper.Uii-c. ATtPr tliis tlio patient must be kept awake
l.y walking' him aliniit, applyin;; colJ ami warm UouclKd allcriiau-ly
tu the chctit, bhoiUiii;^' iiiti) tlie l'ui¥, llii;kiii^' the hatuU auJ I'cut
witli ihiiiip liAvcls, ami the .npiilicatioii of thu ^Mlvanii; ciuTcnt.
Ciiculatioii slioulj Ijc |»iomotuil l.y friotinu of the liiiilid ami trunk.
Stinii^ infusion of collce, amuKinia, and alrDliolic stirnuhmts may
Iw frei'ly ailniiiiistuicil. As a last rcsoit \vln-]i the lucatliinj; intci--
mits, ai'tiKci:il respiration may be pfrfornicd. Tlio liypoiU-rmic
injection of full iloses of atropine has proveil of marked benefit, —
ati'o|>ino and riior[iliia being to d ccrtiiin extent counter-poisons.
Opium ia a drug to whieli its victims njay become lialiitnatcd by
tlio use of "jraduiilly incrcasiiij; doses ; and tho practice of opium-
laling, as it is tcrnied, is a pernicious one. An atrojtliicd condition
of tlie body usually results, 'i'lie only remedy is abstineucc from
tlie drug.
3. islri/elininc anil SinjJininc-yicIiliHy PImits. — Tlie alkaloids
stvyrlinine and brucinc, as well as all the plants in wiiicli tliey are
found, all act in the same manner, being highly poisonous, and
causing death after .siiasms of .i severe character. Stryelmine was
liist extracted from the seeds of Slri/chnos A'lix- fomka in 1819. by
Pellelier and Caventou. It exists in larger quantity in other species
of the pvnua Stry /iiins, and notably iu iSV/'/c/iHus I'nuUii. From
tho bark of Sty^ichnos KnX'l'uinii'fi^ known as fulso Anqoslui'a
Irark, anotber alkaloid, hniciiic, is also extracted. This bark was
at ono time wrongly Eupposc<l to bo tlie bark of Liucca anli-
lijf.iiUi'ica ; hence the name l/ntrla or brucinc. Its etiects are
•iimilar to tliose of strychnine, but its jdiysiological activity is not
s<i great. Many vcrmin-Uillcrs contain strychnine as tlieir active
ingredient.
Strycliniufi, and all substances containing tliat alkaloid, produce
llieir effects within a very few minutes — usually witliin ten or fifteen
minutes. 'I'lic patient conipl.Tins of stifTuess about tlie neck, and his
aspect exhibits terror. There is an impression of imijending calamity
or death. Very speedily tlie head is jerked back, the limbs ex-
tended, the back arched (opisthotonos), so that tho body may rest on
the head and heels only. The mouth is -Iraivii ; and the condition
is one known as tetanus. In a few moments these symptoms pass
oir, and there is complete relaxation of the spasm. The spasmodic,
condition speedily returns, and is brought about by the slightest
touch or movement of tlie jiatient. Accessions and remissions of the
tetanic state ensue rapidly till the patient succumbs, usually within
Imlfau hour of the adminietr.itinn of thejioison. The best treatment
b to put, aud keep, the patient under the influenceof chloroform
till time is given for, the excretion of tho alkaloid, having prc-
tiously given a f'dl dose of chloral hydrate.
4. /toailc Pois'jiilii'j. — Tho ordinary blue rocket, wolfsbane, or
•monkshood, Aco iHiun, Xaiitlliis, and an alkaloid extracted from it,
iiconitine, are pi-rhaps the most deadly of known poisons. Onc-
nixteenth of a gr.iiw of aconitine has proved fatal to a man. All tho
j>rep.irati'>ns ol amnite produce a peculiar burning, tingling, and
iiumhii';.--! of tile jiarts to which they are applied. Wlieu given in
large doses rhey jiroduce violent vomiting, as a rule, more or less
jjaralysis of motion and sensation, and great depression of tho heart,
usually ending in death from syncope. InteUigenco remains
unaffecled till almost the last. The treatment consists in tho
liypodermic injection of tincture of foxglove (DUjitalis) or its active
principle digitalin, which is a counter-poison in its action upon
the heart. The root of aconite has been eaten in mistake for that
of hurseradish.
5. Hellndouua. — Tho belladonna or deadly nighlshade, Atropa
liclladniuKi, contains an alk.nloid, atropine, which is largely used by
oi-ulibts to procure dilatation of the jiupils of the eve. The bright
srarlct benies of the plant have been eaten by c'lildren, who are
attracted by tlicir tempting appearance. Helladonna produces
Uilalation of tho pupils, raiiid pulse, hot dry flushed skin, with an
".•rujition not unlike that of scarlatina, soreness of the throat, with
•ililhcnlty of swallowing, intense thirst, aud gay mirthful delirium.
The treatment consists in evacuation of the ]>oison by means of the
stoniac!i.])Uiop, and the hypodermic injcclioa of inorphia u t
counter-poison.
4. Gaseous Poisons.
Tho effects of tliese are varied, — some of them acting as
irritants, while others have a specific effect, apjiarently in
consequence of their forming chctnical compounds with the.
red pigment of the blood, and thus destroying its capa-.
bility of acting as a carrier of oxygon.
1. Chlorine M\A ///•omjuc act as powerful irritants. They provoke
spasm of the glottis when inhaled, and subseiiuently inunco in-
ilammation of the respiratory mucous membrane, which may prove'
speedily fatal. Inhalation of diluted ammonia vapour is the best
remedy.
2. jfi/diochlorie or wurinlk acid i/aj and hydrojlitorie or flum-ie
ncul ijds are irritating and destructive to life. Tho former is more
<lfstructivo to vegetable life than even chlorine. They are omitted
iu many processe.s of manufacture, and especially in the maniifac-
turc of rarbunato of soda lioiii cumuiou salt by Le Ilia lie's pi ooss,
iu the salt-glazing of cartheuware, and iu tliu nianufacluru of arti-
ticial manures.
3. Hiilphtiroiis Acid Gets. — Tlie gas given off by burning sulphur
is most sullbcating and irrititing. Iu inhalation, even in a highly
diluted state, may cause sj^iedy deatli from spasmodic closuii; of the
glottis.
4. Nitrous vaiKvrs, or gaseous oxides of nitrogen (except nitroin
oxide), are given olV from galvanic batteries excited by nitric acid ;
also iu thu process of etching on copper. They produce, wlnu
diluted, little immediate irritation, but are exceedingly dangerous,
Setting np extensive and fatal innamiiiation of the lungs.
6. Aiiiiiiunia j(« is highly irritant, but docs not often prove
fatal.
6. Carbonic acid gns it heavier Uian atmospheric air, is totally,
inespirable when pure, and is fatal wheu jiresent in large rpiaiitilies
in respired air. It is given oil from burning fuel, aceunmlalcs in
pits and wells as choke-damp, and constitutes tlic deadly after-
damp of coal-mines. It is also formed durinj; alcoholic fermen-
tation, and hence accumulates in ]iartially filled vats in which fer-
mented Honors are stored. When it is breathed in a concentrated
state, dealli isolmost instantaneous. Persons descending into wells
foul with this gas sink down powerless, and are usually dead befiuc
they can be removed from the vitiated atmosphere. In tlieso casis
there is true asphyxia; but carbonic acid is also a narcotic gas.
Persons exposed toau atniosphero partially composed of this gas,
but not long enough to produce fatal results are all'ccted with ster-
torous breathings, oppression, flushed face, prominent eyes, swollen
tongne, and feeble pulse. The ]iroper treatment is removal from
the fonl atmosphere, alternate cold and tepid donclios 1o the chest,
friction of tho limbs and trunk, and artiticial respiration. When
animation is restored the patient should be put to bed and kept
quiet, but should he carefully watched in ca'^o of relapse.
7. Carbonic oxide gas is given olf Jiy burning charcoal and oilier
forms of fuel, mixed with carbonic acid. The poisonous ed'ects of
charcoal fumes are perhaps due rather to the more poisonous car-
bonic oxide than to the less poisonous carbonic acid. An atmo-
sphere containing less than 1 per cent of carbonic oxide would
doubtless be fatal if breathed for many minutes. Carbonic oxide
forms with ha;moglobin, tho red iiignient of the blood, a luiglit
scarlet compound. The compouml is very stable, and the oxide
cannot be disjdaced by atmospheric oxygeu. Hence the blood after
death from the inhalation of carbonic oxide is of a bright arterial
hue,' which it retains on exposure to air.
8. Coal-ijas acts as an asphyxiant and narcotic. The appear-
ances met with after death — more especially the fluid slate of the
blood — are similar to those observed after death fi-om carbonic oxido
gas, whicli is a constituent of coal-gas, aud to which the chief
clfect of coal-gas may be due.
9. Sulphuretted Jujdroyen gas is highly poisonous by whatever
channel it gains access to the body. In a concentrated form it
produces almost instant deatli from asphyxia. Even iu a diluted
stale it produces colic, nausea, vomiting, and drowsiness. Tiiis
may pass into insensibility with lividity and feeble respiration.
The skin is cold and clammy, or bathed in pers|iiraliou. The red
blood corpuscles are disintegrated. Tho treatment consists in re-
moval from tho containinateil atmosphere, friction to the surface of
the body, warmth, and the adniiuistration of stimulants. The inha-
lation of chlorine gas has been recommended on chemical grounds;
but it must bo remembered that chlorine is icself i.oisonous.
10. Aiitcslhetics. — Nitrous oxide, or laughing gas, and the gases
or vapours of other aniesthetic substances, such as chloroform, pro-
duce death by asphyxia, and perhaps otherwise. Obviously, os a
rule, medical assistance is at hand. The treatment consists ill
artificial respiration, and tho use of g«"vanic current.
11. Vapours of MtjdroearboHS. — The volatile vapours of the natural
hydrocarbons known as benzoline, jMStrolcuin, ic, are |K>isonou»
wheu inhaled for leugtheued periods. (T. B.*)
POISSON, SiMfoN Denis (1781-1840) a celebratctl
French mathematician, was born at Pilhiviers in tho
department of Loiret, on the 21st Juno 1781. His father,
Simeon Poisson, served as a common soldier iu tho
Hanoverian wars ; but, disgu.«tcd by the ill treatment ho
received from his patrician officers, ho deserted. About
the time of tho birth of his .son Simbon Denis he occupied
a small administrative post at Pithiviers, and seems to
have been at tho head of the local government of the plnro
during tho revolutionary ]>oriod. The infant Pois.'ion was
put out to nurse, and concerning his nursing Arago reiotcs
the following story, which he had from its hero himself.
Ono day the anxious father. went to visit his son, bat
found that tho nurse had gone to the fields. Impatient.^
280
P 0 I S S O N
he broke into the cottage, and there saw, with painful
astonishment, the object of all his hopes suspended by- a
small cord to a nail fixed in the wall. This was a precau-
tion on the part of the peasant nurse to prevent her charge
from perishing under the teeth of the carnivorous and
unclean animals that circulated in the house. Poisson, in
telling the story, added — " A gymnastic effort carried me
incessantly from one side of the vertical to the other ; and
it was thus, in my tenderest infancy, that I made my pre-
lude io those studies on the pendulum that were to occupy
80 much cf my maturer age."
Having survived the perils of infancy, and received the
elements of his education (reading and writing) from his
father, the question arose what calling he waJ to follow.
It was at first suggested that he should be made a notary ;
but the family council, with amusing irony, decided that
this profession made too great demands upon the intellect,
and surgery was preferred. He was sent to an uncle who
exercised this art at Fontainebleau, and forthwith began
to take lessons in bleeding and blistering, then the leading
branches of a surgeon's practice. To train him in the
former, he was set to prick the veins of cabbage leaves
with a lancet, but made little progress ; how he sped in
the latter he himself relates as follows : — " Once my uncle
sent me, with one of my comrades, !M. Vanneau, now
established in the colonies, to put a blister on the arm of
a child ; the next day, when I presented myself to remove
the apparatus, I found the child dead ; this event, very
common they say, made the most profound impression
upon me ; and I declared at once that I would never be
either physician or surgeon. Nothing could shake my reso-
lution, and they sent me back to Pithiviers. " Here accident
and the bent of nature solved the problem that had passed
the wisdom of the family council. The elder Poisson,
being a Government official, received a copy of the Journal
de I'Ecole Polytechniqiie ; the son read it, and soon began
unaided to solve the problems propounded there from time
to time ; and thus his mathematical talent was discovered.
He was sent to the ficole Centrale of Fontainebleau, and
was fortunate in having a kind and sympathetic teacher,
M. Billy, who, when he speedily found that his pupil was
becoming his master, devoted himself to the study of
higher mathematics in order to follow and appreciate him,
and predicted his future fame by the punning quotation
from Lafontaine ^ —
"Petit Poisson deviendra grand
Pourva que Dieu lui prete vie."
At the age of seventeen the young provincial, less
lemarkabfe for the elegance of his attire than- for the pro-
fundity of his scientific knowledge, came up to Paris to
undergo the entrance examination for the Polytechnic
SchooL He passed first in his year, and immediately
began to attract the notice of the professors of the school,
who, seeing his obvious genius, excused him from the
ordinary drudgery of the curriculum, and left him free
to follow the studies of his predilection. The wisdom
pf this course was soon proved ; for, in 1 SOO, less than
two years after his entry, he published two memoirs, one
pn Bezout's method of elimination, the other on the
number of integrals of an equation of finite differences.
The latter of these memoirs was examined by Lacroi:? and
Jjegendre, who recommended that it should be published
in the Recueil des Savants Strangers, an unparalleled
honour for a youth of eighteen. This success at once pro-
cured for Poisson an entry into the Parisian scientific
society of the day, the like of which for brilliancy has
(lever elsewhere been seen. Its two kings both patronized
bim. Lagrange, whose lectures on the theory of functions
J This j)rediction is sometimes attributed to Laplace,
he attended at the Polytechnic School, early recognized his
talent, and became his friend ; while Laplace, in whose
footsteps Poisson followed, regaixled him almost as his son.
The rest of his career, till his death on the 25th of April
1840, was almost entirely occupied in the composition and
publication of his many works, and in discharging the
duties of the numerous educational offices to which he was
successively appointed. Immediately after finishing his
course at the Polytechnic School he was appointed
repetiteur there, an office which he had discharged as an
amateur while still a pupil in the school ; for it had been
the custom of his comrades often to resort to his room
after an unusually difficult lecture to hear him repeat and
explain it. He was made professeur suppleant in 1802, and
full professor in succession to Fourier in 1806. In 1808
he became astronomer to the Bureau des Longitudes ; and,
when the Faculte des Sciences was instituted in 1809, he
was appointed Professeur de la Mteanique Rationelle. He
further became member of the Institute in 1812, exa-
miner at the military school at St Cyr in 1815, leaving
examiner at the Polytechnic in 1816, councillor of the
university in 1820, and geometer to the Board of Longitude
in succession to Laplace in 1827.
In 1817 he married Mademoiselle Nancy de Barrli,
daughter of a French family which had emigrated to Eng-
land, and by her he had two sons and two daugnters.
Poisson was a simple-minded affectionate man. This
is seen in the close relations which he kept up with his old
teacher M. Billy, who ardently loved and admired his
former pupil, and whose presence at the Institute was a
well-known sign that Poisson was to read a paper there.
Although he never returned to Pithiviers after his entry
into the Polytechnic School, he corresponded constantly
with his parents, more especially with his mother ; and he
regularly sent copies of his memoirs to his father, who read
and re-read with unwearied patience the parts of them
within his comprehension. His tastes seem to have beea
of the simplest description ; he took little exercise, and he
had more than a Frenchman's horror of travelling. Arago
says that he only travelled once, and that by medical
prescription, disguised under the form of some tnissioii
connected with the Polytechnic School, and that, after
devoting his savings to the purchase of a beautiful farm in
the department of Seine-et-Marne. he never so much as
visited it.
It is probable that his simplicity of character had much
to do with his passing apparently quite undisturbed
through the stormy time in which he lived, a period in
which many men of mark lost their heads, and few such
escaped without loss of office and fortune. His father,
whose early experiences led him to bate aristocrats, bred
him in the stern creed of the first republic. Throughout
the empire Poisson faithfully adhered to the family prin-
ciples, and refused to worship Napoleon. Napoleon, how-
ever, never interfered with Poisson's promotion. He said
once himself that he never did anything uselessly, cer-
tainly never committed a useless crime ; and he was wise
enough to see that nothing was to be gained by persecut-
ing the harmless academician, whose fame he doubtless
regarded like that of the other savants of France as an
apanage of his own glory. When the Bourbons were
restored, his hatred against Napoleon led him to become a.
Legitimist — a conclusion which says more for the simplicity
of his characte"- than for the strength or logic of his
political creed.
He was faithful to the Bourbons during the Hundred
Days, in fact was with difficulty dissuaded from volunteer-
ing to fight in their cause. After the second restoratioR
his fidelity was recognized by his elevation to the dignity
of baron in 1825; but he never, either .took_QUt_ his
ll
P 0 I — P 0 I
281
diploma or used the title. The revolution of July 1830
threatened him with the loss of all his honours ; but this
disgrace to the Government of Louis Philippe was adroitly
averted by Arago, who, while his " revocation " was being
plotted by the council of ministers, procured him an invita-
tion to dine at the Palais Koyale, where he was openly and
effusively received by the citizen king, who " remembered "
him. After this, of course, his degradation was impossible;
he was left in undisturbed possession of all his well-earned
appoiutraents ; and seven years later he was made a peer
of France, not for political reasons, but as a representative
«f French science.
As a teacher of mathematics Poisson is said to have
been more than ordinarily successful, as might have been
expected from his early promise as a repetiteur at the
Polytechnic School. As a scientific worker his activity
has rarely if ever been equalled. Notwithstanding his
many official duties, he found time to publish more than
Ihree hundred works, several of them extensive treatises,
and many of them memoirs dealing with the most abstruse
branches of pure and applied mathematics. There are two
remarks of his, or perhaps two versions of the same remark,
that explain how he accomplished so much : one, " La vie
o'est bonne qu' i deux choses — k faire des matht-matiques
^t 4 les professer;" the other, " La vie c'est le travail."
A list of Poisson's works, drawn up by himself, is giveu at the
»nd of Arago's biography. A lengthened analysis of them would
Ik! out of place hero, and all that is possible is a brief mention of
the more important. There are few branches of mathematics to
which he did not contribute something, but it was in the applica-
tion of matheqi.Uics to physical subjects that his greatest services
to science were performed. Perhaps the most original, and
certainly the most permanent in their iulluence, were his memoirs
on the theory of electricity and magnetism, which virtually created
a new branch of mathematical physics. They have been already
repeatedly referred to in the articles Electeicitv and Magnetism
{q.v.). Next (perhaps in the opinion of some first) in importance
«tand the memoirs on celestial mechanics, in which he proved him-
self a worthy successor to Laplace. The most important of these
are his memoirs " Sur les inegalites sc'culaires des moyens mouve-
ments des planetes,'' "Sur la variation des constantes arbitraires
dans les questions de mdcanique," both published in the Journal ot
the Polytechnic School, 1809; " Sur la libration de la luiie," in
Connaiss. d. Temps, 1821, &c.; and "Sur la mouvement de la terro
autour do son centre da gravite," in Mim. d. I'Acad., 1827, &c.
In the first of these memoirs Poisson discusses the famous question
cf the stability of the planetary orbits, which had already been
settled by Lagrange to the first degree of approximation for the
disturbing forces. Poisson showed that the result could bo extended
to a second approximation, and thus msde an important advance in
the planetary theory. The memoir is i-cmarkable inasmuch as it
roused Lagrang,?, after an interval of im ctivity, to compose in his
old age one of the greatest of his mcMoirs, viz., that "Sur la
theorio des vari.\ ions des Elements des planitcs, et en particulicr
<lo3 variations des grands axes de leurs orbitcs." So highly did
lie think of Poisson 3 memoir that he made a copy of it with his
own hand, which was found among his papers after his death.
Poisson made important contributions to the theory of attraction.
His well-known correction of Laplace's partial dilferential equation
for the potential was first published in the Bulletin de la Sociiti
Philomalique, 1813. His two most important memoirs on the
.subject are " Sur I'attraction des Epheroide3"(C'ortnai»j. d. Temps,
1^'29), and "Sur I'attraction d'un cUipsbido homogeno {Mim. d.
I' Acad., 1835). In concluding our selection from liis physical
incmoirs wo may mention his memoir on the theory of waves
{iUm. d. VJcad., 1825).
Tn pure mathematics, his most important works' wore his series
of memoirs on definite integrals, and his discussion of Fourier's
sciies, which paved the way for the classical researches of Dirichlct
ani Riomnnn on the same subject; these arc to bo found in tho
Journal of the Polytechnic School from 1813 to 1823, and in the
Mcnwirs of the Academy for 1823. In addition wo may also
mention his cpay on the calculus of variations (j1/c)?i. d. I Acad.,
1833), and his memoirs on the probability of tho mean results of
observations (Con )!««•». d. Temps, 1827, &c.).
Besides his many memoirs Poisson published a number of
treatises, most of which were intended to form part of a groat work
o« mathematical physics, which he did not live to complete.
Among these mav be mentioned his Traiti de MecaniqtLC, 2 vols,
avo, 1811 and 1833, which was long a standard work; Thloric
Jfoiivclle de I' Action Capillaire, 4to, 1831 ; Thiorie Mathematijue de
1 n— 1 •_>*
la Clialcur, 4to, 1835; SuppUtMntU> t\ifi same, 4to, 1837; lUdicrclitt
sur la probahiliti da jugements tn matUres criminclles. kc 4to,
1837, all published at Paris.
Enough has been said to establish Poisson's fertility as
a writer on mathematical subjects, and the question
naturally suggests itself, What is his rank among the
mathematicians of all ages'? Since his own age was more
productive of great mathematicians than any other the
world has yet seen, it is natural to compare him with his
contemporaries, chief among whom were Lagrange and
Laplace. In so doing we see at once that, although we
cannot seat him alongside of these mighty sovereigns, yet
it is impossible to deny him the nearest rank to them in
the temple of mathematical fame. In confirmation of
this judgment, we cannot do better than quote one of
them — "I am old," said Lagrange to Poisson one day;
"during my long intervals of sleeplessness I divert myself
by making numerical approximations. Keep this one ; it
may interest you. Huygens was thirteen years older
than Newton, I am thirteen years older than Laplace ;
D'Alembert was thirty-two years older than Laplace,
Laplace is thirty-two years older than you." Arago, who
gives this story, justly remarks that no more delicate way
could be conceived of intimating to Poisson his admission
into the inner circle of the fraternity of mathematical
genius. (g- ch.)
POITIERS, a town of France, formerly the capital of
Poitou, and now the chief town of the department of
Vienne, lies 206 miltss south-west of Paris on the railway
to Bordeaux, at the junction of the Boivre with the Clain
(a tributary of the Loire by the Vienne), and occupies
the slopes and stinimit of a plateau which rises 1 30 feet
above the level of the streams by which it is surrounded
on three sides. The town is picturesque ; and its narrow,
ill-paved, irregular, and deserted streets with their ill-
built houses are interesting for certain remains of ancient
architecture and the memories of great historical events.
Blossac park, named after the intendant of the "gene-
rality" of Poitiers (1751-1786), and situated on the
south side of the town, and the botanic garden on the
north-east, are the two principal promenades. Besides
being the see of a bishopric, which comprises the depart-
ments of Vienne and Deux-Sivres, Poitiers possesses a
court of appeal, national faculties of law, literature, and
science, a free faculty of Catholic theology, a school of
artillery, and numerous learned societies, of which the
most celebrated is that of tho "Antiquaires de I'Ouest"
dating from 1831. though not strictly a commercial
or industrial town, it is the centre from which railways
branch out to Tours, Angers, Niort, Angoulfimo, Limoges,
and prospectively to Chateauroux and Nantes. Up till
1857 it contained the ruins of a Roman amphitheatre more
extensi%'o than that of Nimes ; remains of Roman baths,
constructed in the 1st and demolished in tho 3d century,
were laid bare in 1877 ; and in 1879 a pagan burial place
and tho tombs of a number of Christian martyrs were
discovered on tho heights to tho south-cast — tho names of
some of tho Christians being preser\'ed in paintings and
inscriptions. Not far from these tombs is a huge dolmen
(tho "Pierro Levdo"), 22 feet long, 16 feet broad, and G or
7 feet high, around which used to bo held tho great fair
of St Luke.
Tho cathedral of St Peter,' begun in 1162 by Eleanor
of Quicnno on tho ruins of a Roman basilica, and well
advanced at tho time of her death in 1204, is a building
after tho Plantagenet or Angevin style. Its length is
308 feet, its width 128, and the keystone of tho central
vaulted roof is 89 feet above tho pavement. There is no
apse, and the exterior generally baa a hca^^ appearance.'
Xho principal front Las unilnished sidc-towcrs 105 and 110
282
P O I — P O K
feet in height, begun in the 1 3th century. Most of the
windows of the choir and the transepts preserve their
stained glass of the 12th and 13th centuries; the end
window, which is certainly the first in the order of time,
contains the figures of Henry II. of England and Eleanor.
The choir stalls, carved between 1235 and 1257, are the
oldest in France. The church of St Jean (originally a
baptistery) near the cathedral is the most ancient Christian
monument in the country. The church of St Hilaire was
erected at the close qf the 4th century over the tomb of
the celebrated bishop. At first an unpretending oratory,
it was rebuilt on a larger scale by Clovis, and afterwards
became, in the 10th, 11th, and 12th centuries, a sumptuous
collegiate church, of which the nave was flanked by triple
aisles and surmounted by six cupolas. Great damage was
done to it in the wars of religion and the French Revolu-
tion. ■ The confessional or oratory under the choir contains
the relics of St Hilary and a Christian sarcophagus of the
4th century. The church of St RadegOnde, a great resort
of pilgrims, commemorates the consort of Hlothar I. (c.
560), and preserves in its crypt, not only the tomb of
Radegonde, who founded at Poitiers the abbey of the Holy
Cross, but those of St Agnes and St Disciola. The church
is in the Angevin style; the choir is of the 11th, and
the nave of the 13 th century. Notre Dame la Grande,
which dates from the close of the 11th century, and re-
presents a collegiate church' one or two hundred years
older, has a richly sculptured Romanesque facade. The
first stone of the church of Moutierneuf (Monasterivm
Novum) was laid in 1077 by William, duke of Aquitaine
and count of Poitiers, who is buried within its walls ; and
the choir (afterwards in the 13th century modified by the
erection of a " lantern ") was solemnly consecrated by
Urban II. in 1096. Mutilated about 1640 and during
the Revolution, the building was partly restored between
1850 and 1860. The tower of St Porchaire, a precious
remnant of 11th-century arcTiitecture, has been restored
in the present generation under the auspices of the Anti-
quaires de I'Ouest attd the French archsological society.
Other churches of interest are the Chapel of the Lyc6e,
that of the Sisters of the St Croix, and the old church of
the Jesuits.
Among the secular buUdings the first place belongs
to the law courts, formerly the palace of the dukes of
Aquitaine and counts of Poitiers, and rebuilt between
the 12th and the 15th century. The Salle des Pas Perdus
forms a fine nave 160 feet long by 56 feet wide, with a
vaulted wooden roof. The southern wall is the work of
Duke Jean de Berri, brother of Charles V. ; above its three
vast fireplaces are muUioned windows filled with stained
glass. The Maubergeon tower attached to the palace
represented the feudal centre of all the lordships of the
coimtship of Poitiers. The pr6v6t^ or provost's mansion,
now occupied by a communal school, has a fine fagade of
the 15th century. In the new hotel de ville, erected
between 1869 and 1876, are museums of archccology,
natural history, and painting. The museum of the Anti-
quaires de I'Ouest occupies the chapel and the great hall
of the old university, now located in the old hotel de ville;
it is a valuable collection comprising Roman antiquities,
ilerovingian sculptures, medals, a fine Renaissance fire-
place, &c The building devoted to the faculties of law,
science, and literature (of which the first dates from 1431)
also contains the library (35,000 printed volumes and 300
MSS.). The municipal records are very rich in charters
of Eleanor of Aquitaine, Philip Augustus, Alphonse of
Poitiers, &c. Convents and religious educational estab-
lishments are numerous in the town. The population of
Poitiers in 1881 was 34,355.
Poitiers, called Limonnm at the time of the Roman conquest,
then took the name of its Gallic founders the Pictones or Pictavi.
Christianity was introduced in the 3d century, and the first
bishop of l-'oitiers, from 350 to 367, was Still la r.i us (q.v). i'ifty
years later the city had fallen into the hands of the Arian Visigoths,
and become one of the pvim-ipal residences of tlieir kings. Alaric,
one of their number, was defeated by Clovis at Vouille not far from
Poitiers in 507. This was the first orffcasion on which the peoples
of northern and southern Gaul met in conflict in the neighbour-
hood of the town which was destined to see them so frequently
join battle. By his victory in 732 over the Jlohanimedans at
Moussais-la-Bataille in this region, Cliarles Martel proved the
saviour of Christendom. Under the Carlovinginns, Poitiers was
dependent on the crown and afterwards on the duchy of Aquitaine.
Eleanor of Guienne, after her divorce from Louis VII., carried
it to her new husband Henry Plantagenet. She frequently re-
sided in the city, which she embellished and fortified, and in 1199
entrusted with communal rights. Philip Augustus, having confis-
cated the Continental territories of John of England, united Poitoii
to the French crown ; Louis VIIL made it an apanoge for his son
Alphonse of Poitici-s, who aftei-wards became count of Toulouse. At
a plenary court held in 1241 in the great hall of the palais de
justice, Alphonse received the homage of his numerous vassals.
After his death in 1271 Poitou reverted to tlie crown. But, King
John having been defeated and made prisoner iji the disastrous
battle of Poitiers (fought 4 miles E. of the town on the hillside of
Nouaille,19th September 1356), Poitou was recognized as an English
possession by the treaty of Bretigny (1360). Nine years later it was
recovered by Duguesclin ; and it became in succession the apanage
of Jean de Berri, brother of king Charles VL, and of the dauphin,
afterwards Charles VIL It was at Poitiers that the latter was
proclaimed king (1423); and he removed thither the parlement ami
university of Paris, which remained in exile till the English with
drew from the capital in 1436. During this interval (1429) Joan
of Arc was subjected to a formal inquest by the doctors of the uni-
versity. Calvin had numerous converts at Poitiers. Of the violent
proceedings which attended the wars of religion the city had its
share. In 1569 it was defended by Count du Lude against Coligny,
who after an unsuccessful bombardment retired from t^e siege aj
the end of seven weeks.
POITOU, one of the old pro\'inces of France, which
also formed one of the great military governments of
the kingdom, was bounded N. by Brittany, Anjou, and
Touraine ; S. by Angoumois and Aunis ; E. by Touraine,
Berri, and Marche ; and W. by the ocean. It was divided
into Lower Poitou, which corresponded to the modem
department of La Vendde, and Upper Poitou, now split
into the departments of Deux-Sevres and Vienne. The
principal towns in Upper Poitou were Poitiers the capital,
Mirebeau, Chfttellerault, Richelieu, Loudun, Thouars,
Mauldon, Parthenay, Niort, &c. ; and in Lower Poitoii
Fontenai-le-Corat6, Maillezais, Luijon, and Roche-sur-Yon.
lie d'Yeu or lle-Dieu and Noirmoutier belonged to the
province. Ecclesiastically Poitou was distributed among
the dioceses of Poitiers, Lu^on, and La Rochelle ; for the
administration of justice, it was attached to the parlement
of Paris.
Poitou (Poicton, Pictavia) takes its name from the Pictones or
Pictavi, a Gallic nation mentioned by Caesar, Strabo, and Ptolemy,
and described by Strabo as separated from the Namnetes on the
north by the Loire. It formed part of the territory known as
Aqtjitania {q.v. ). For the history see Poitieks.
POKER, a game at cards, — probably a development of
ilfrusso (played in Italy in the 15th century) A similar
but less simple game, called primiera, was also played in
Italy in the 16th century, whence under the name of
primero it travelled to Spain. La prime is mentioned
by Rabelais (16th century) ; and later the game of prime
elaborated was played in France under the name of
Vambigu or le meale. Prime was also played in Eng-
land in the 16th century; and later a bastard kind of
prime, called post and pair, was much played in the west
of England. Gleek had some points of resemblance to
these games. The more modern game of brag is only
post and • pair with variations. Poker (originally played
in America) may be described as developed brag, though
in some respects it " throws back " to the parent game*
post and pair, I'ambigu, and primero.
POKER
283
Any ndinber of persons may play. If a pack of fifty-two
cards is played with, from five to seveu players makes the
best game. Sometimes an ecart^ pack of thirty-two cards
is used, when three or four makes the best game. There
are numerous varieties of poker. Draw poker, with fifty-
two cards, is the most common.
The dealer being determined (see Laws), he puts up
a sum, previously agreed on (called the ante), gene-
rally one chip or counter, and deals five cards to each
[rfayer. Then each in rotation from the dealer's left looks
at his cards, and either throws up his hand (called going
riiU of tke game), when he stakes nothing, or chips, i.e.,
puts up twice the amount of the ante (say two counters).
T)ie dealer finally looks at his hand and either goes out of
ths game or viakes good his ante by putting up another
counter.
The dealer then asks those in rotation who have chipped
wiether they W\\\ fill their hands {i.e., whether they will
exchange any cards for an equivalent number from the top
of the pack) or play the hand dealt.
When the hands are filled, the players to the left of the
dealer have the say in rotation. Each player Bays whether
ho will {\-) go out of the game (forfeiting what he has
already staked) ; or (2) raise, i.e., put up a sum in
atldition to that already staked. Ao soon as any one
raises, the next in rotation to say must either (1) go out
of the gatne ; or (2) see the raise, i.e., put up an equal
amount ; or (3) go letter, i.e., increase the raise. This
continues round and round, each succeeding player being
obliged either to see the stake made by the previous one,
or to go better, or go out of the game.
Eventually the raising comes to an end, because
either every player but one goes out of the game (when
all the stakes are taken by the player who remains in,
without showing his cards), or the players left in all see
the last raise, no one going better. When all the stakes
are thus equal, it becomes a call. The last to stake, who
makes his raise equal to that of each of the others, sees
them, i.e., the player to his left has to show his hand, or
rather such part of it as he claims to compete with. The
next to the left, then similarly shows his hand, if it can
beat the one first shown ; if not, he throws up ; and so on
all round ; the holder of the best hand takes the pool, and
the next dealer deals.
Hands thrown up, either on a refusal to chip to fill, or
on being beaten, and cards discarded when filling, are
placed face down in the middle of the table, and no one is
allowed to look at them.
It is usual to limit the raise to prevent very high chip-
ping. The modern usage is to play table stakes ; i.e., each
player puts up such an amount as he plesises at the com-
mencement of each deal, and he cannot be raised more
than ho has on the table ; but he has the option of making
good from his pocket a previous raise which exceeds his
table stake.
Value of the Hands. — 1. A straight flush (sequence of
five cards of the same suit). 2. Fours (four card.s of the
same rank, with one other card). 3. A full (three cards
of the same rank, with a pair). 4. A flush (five cards of
ths .same suit, not in sequence). 5. A straight (sequence
of five cards, not all of the same suit). 6. Triplets (three
cards of the same rank, with two other cards not a pair).
7. Two pairs (with one other card not of the same rank
with either pair). 8. One pair (with three other cards of
(different ranks). 9. Highest card.
An ace may either begin or end a straight, e.g., ace,
king, quoen, knave, ten ; or, five, four, three, two, aco.
By agreement an ace may be made not to rank in se-
quence with the two. In no case can ace occupy an inter-
tnediate position in a straight, and when an ^cart6 pack ia
used, ace is not in a straight with the seven. A higher
straight flush, or straight, wins of a lower one; the cards
rank as at whist, except that ace may be highest or
lowest. In combinations other than straights ace is
highest. High fours win of low ones; of two fulls the
one that contains the highest triplet wins ; of two flushes
the one that contains the highest card wins, if equal the
next highest, and so on ; a straight beats triplets (this is
sometimes disputed, but calculation shows a straight is
the less frequent hand) ; of two triplets, the highest wins ;
of two two-pair hands, the highest pair wins, if both pairs
are equal, the highest card ; of two hands each containing
a pair the highest pair wins, if equal the highest remain-
ing card wins ; of hands containing none of the above the
highest card wins, if equal the next highest, and so on.
In case of an absolute tie between the best hands they
divide the pool.
Variations in the Mode of Playing. — Sometimes the
ante may be raised by any one who chips to fill his hand,
when succeeding players must make good the raise, or go
better, or go out of the game. This is a mere excuse lor
higher play.
The player to the dealer's left (the age) is generally
allowed to pass the first round after the hands are filled,
and to come in again. If he passes he says " my age."
Also, sometimes the age puts up the ante instead of the
dealer. These useless complications, which only have the
effect of making the first player the last player, are better
omitted.
The age is sometimes allowed to go blind, i.e., to raise
the ante before he sees his cards. The next player may
double the blind, i.e., raise to double what the age staked ;
the next may straddle the blind, i.e., double again ; the next
may double the straddle, and so on. Only the age can
start a blind, and any one who refuses to double or straddle
prevents a further raise ; but he must make good the pre-
vious stake or go out The player to the left of the last
straddler has the first say; i.e., on looking at his hand
and before filling, he declares whether he will make good
or go out. Going blind, like raising the ante, is a mere
pretext for higher play.
Some players do not consider straights in the game, and
omit them. This makes four aces, or four kings and an
ace, invincible ; and it is open to the objection that if
those cards are held the player is backing a certainty.
Hints to Flayers. — 1. The dealer should generally go
in, as half his stake is ah-eady up. 2. When drawing to
fill a hand, it should be done off-hand and without hesita-
tion. If in doubt, it is better to go out of the game at
once. A player may loose by going in, but can never
loose by going out. 3. In filling to a pair it is generally
right to diuw three card.s, unless drawing to a low pair,
with a king or ace in hand. 4. In filling to two pairs, to
a four, or to a straight or flush which wants one card,
exchange one. It is not advisable to chip to fill to a
straight or flush wanting more than one card ; a draw to
a straight or flush is usually a dear purchase. With it
four the hand cannot be improved by drawing ; but one
card should be taken that the value of the hand may bo
concealed. 5. In filling to triplets one card only should
be drawn, or triplets are at once declared ; but, 6.
Players should vary their mode of discarding to mystify
the opponents, and should bo .sometimes cautious, somu-
times bold. 7. A good pokerfare is essential ; the coun-
tenance should not betray the nature of the hand. Talk
ing without regard to facts (poker talk) is allowed, and is
considered fair ; but the best players put their cards face
downwards on the table and leave them there, and neither
move nor speak until it is their turn to say. 8. lilujing
(i.e., raising high on poor cards), in hopes of induciug tliu,
284
P O K — P O L
other players to go out of the game, may be resorted to
occasionally with success ; but, as a rule, the player who
goes in best will come out best. When about to bluff
draw only one card or no cards. 9. A straight or higher
hand "may be backed freely, but the other players are
more likely to go on staking if the raise is by small sums
at a time. The only general rule that can be given is to
change the raising tactics pretty frequently.
Lnws of Poker. — These vary cousiderably. The following are
based on " the Amerioau Hoyle." Determination of Deal. — 1. One
card is given to eacli player. Lowest lias the deal. Ace is lowest.
Ties of lowest card have one card each given again. The deal goes
in rotation to the left of the last dealer. Shuffling, Cntting, and
Dealing. — 2. Any one may shuffle, the dealer last. 3. The player
to tlie dealer's right cuts at least four cards. The dealer reunites
tlic packets. If before the deal a card is exposed, there must be a
. fresh cut. A blank card is usually placed under the pack to
prevent exposure of the bottom card. 4. The dealer must deal
from the top of the pack, one card to each player in rotation,
beginning to his left. 5. If the dealer deals without having the
pack cut,' or shuffles after it is cut, or misses a hand, or gives too
many or too few cards to any player (but see Law 6), or e.'cposes a
card in dealing, he forfeits an ante to the pool and dtals again.
The forfeit does not raise Hhe other players, and the dealer must
still make his first ante good wheu it comes to his turn, or go out of
tlio game. (Some players merely require a fresh deal without any
forfeit, and some require a player to take the card dealt him if
only one card is exposed.) Filling the Bands. — 6. If a player, after
lifting any of his cards, is found to have too many or too few cards,
he must go out of the game. (Some players give a hand with
only four cards the option of going in.) 7. If, when drawing to
fill, the dealer gives a player too many or too few cards, and the
player lifts any of them, ho must go out of the game. If the error
is discovered before lifting, it can be rectified, — in the case of too
many cards by withdrawing the superfluous ones, in the case of too
few cards by filling from the top of the pack. 8. If, when drawing
to fill, a card is exposed, it must be placed at the bottom of the
pack, and the top card given instead (sometim«9 the top card
after all the other players are served). 9. Cards thrown out must
be placed face downwards in the middle of the table before any are
drawn ; otherwise the player is liable to the penalty for holding
too many cards (Law 6). 10. Any player before taking up his
filled hand may ask how m.any cards the dealer drew. Chipping. —
11. If all the players pass without chipping to fill, the dealer takes
back his ante, and the deal passes. If, after filling, no one before
the dealer raises, the dealer takes the pool. 12. If a player chips
with more or less than five cards (but see note to Law 6), he must
go out of .the game. But, if all the other players have gone out of
the game before the discovery is made, there is no penalty. ,-13. A
player who passes or throws up cannot come in again. 14. Players
are bound to put up distinctly the amount they chip, separate
from their other chips. Aftercomers. — 15. The place of an after-
comer is dstermined by dealing a card between every two players.
The aftercomer sits where the lowest card was dealt. Incorrect
Padis.—IQ. The deal in which an imperfection of the pack is dis-
covered is void. All preceding deals stand good. (H. J.)
POKROYSKAYA SLOBODA, or Pokeovsk, also
Kasakstadt, a village of the district of Novo-uzen, in the
government of Samara, Russia, on the left bank of the
Volga, almost opposite Saratoff. la the 18th century it
was a small cluster of clay huts occupied by a number of
runaway serfs who had gathered round the storehouses
erected by the crown for salt brought from Lake Elton ;
but, a body of free settlers having been enticed to the spot
in 1747 by large grants of grazing ground, the village
rapidly increased, its inhabitants, who numbered 12,776
in 1859, now exceeding 20,000. They support themselves
by cattle breeding and agriculture ; and the Pokrovskaya
landing place is one of the most important on the Volga,
'^the exports, mostly of -wheat, reaching 99,850 cwts. in
1880.
POLA, the principal naval harbour and arsenal of the
Austrian-Hungarian monarchy, is picturesquely situated at
the south extremity of the peninsula of Istria, 55 miles to
the south of Trieste. Its safe and commodious harbour is
almost completely landlocked, and there is also a good
roadstead between its mouth and the Brionian Islands.
The harbour is divided into two basins by a chain of three
email i.slands, and the inner basin is subdivided into the
naval and the commercial harbour by the Scoglio Olivi, a
larger island connected with the mainland by an aqueduct.'
The hills enclosing the harbour are defended by forts and
batteries. The town proper lies opposite the Scoglio
Olivi, round the base of a hill formerly crowned by the
Roman capitol and now by a castle of the 17th century.]
Besides the castle the chief mediaeval and modern buildings
are the cathedral (15th century), the Franciscan convent
(13th century), the Government and municipal offices, tha
huge infantry barracks, and the theatre. To the south-|
west, along the coast, extends the marine arsenal, a va.st
and well-planned establishment employing about 2000
workmen and possessing all the requisites for the equip-
ment of a large fleet. It contains an interesting naval
museum, and is supplemented by the docks and wharfs of
the Scoglio Olivi. The artillery laboratory and the powder
magazine are on the north bank of the harbour. Behind
the arsenal lies the suburb of San Policarpo, almost exclu-
sively occupied by the naval population and containing
large naval barracks and hospitals. In the middle of it is
a pleasant park, with a handsome monument to the
emperor Maximilian of Mexico, who had been a rear-
admiral in the Austrian navy. To the north, between
San Policarpo and the town proper, rises the Monte Zarro,
■surmounted by an observatory and a statue of Admiral
Tegetthoff. Pola has no manufactures outside of its naval
stores, but its shipping trade is now considerable, the
exports consisting of fish, timber, and quartz sand used in
making Venetian glass, and the imports of manufactured
and colonial wares. The population has increased from
600 at the close of last century and 5000 in 1857 to
25,175 in 1880, including a garrison of 5000 men. To
many people, however, the chief interest of Pola centres
in its fine Roman remains. The most extensive of these
is the amphitheatre, which is 400 feet long and 320 feel
wide, and could accommodate 20,000 spectators. It h
remarkable as the only Roman amphitheatre of which
the outer walls have been preserved intact ; the inte
rior, however, is now completely bare, — though the
arrangements for the naumachiK, or naval contests, can
still be traced. The oldest Roman relic is the fine
triumphal arch of the Sergii, erected soon after the battle;
of Actium ; and of not much later date is the elegant and
well-preserved temple of Augustus and Roma. Among
the other antiquities are three of the old town-gates and a
fragment of a temple of Diana.
The foundation of Pola is usually carried back to the
mythic period, and ascribed to the Colchian pursuers of
Jason and the Argonauts. In all probability it was a
Thracian colony, but its verifiable history begins with its
capture by the Romans in 178 B.C. It was destroyed by
Augustus on account of its espousal of the cause of Pom-
pey, but was rebuilt on the intercession of his daughter
Julia, and received (according to Pliny) the name of Pietas
Julia. It seems to have attained its greatest prcsperity
about the time of the emperor Septimius Severus (193-
211 A.D.), when it w-as an important war harbour and con-
tained 35,000 to 50,000 inhabitants. At a later period
Pola became the capital of the margraves of Istria, and
was more than once captured and plundered by the Vene-
tians, who finally made themselves masters of the penin-
sula. In 1379 the Genoese, after defeating the Venetians
in a great naval battle off the coast, took and destroyed
Pola, which disappears from history for the next four
hundred and fifty years. It remained under Venetian
supremacy down to 1797, and has been permanently
united with Austria since 1815. In 1848 a new era
began for Pola in its being selected as the principal
naval harbour of Austria, and since then its progress has
been constant.
285
POLAND
POLAND (the Polish Pols'ka, German Polen, French
Fologne) was till towards the ead of the 18th century
a large and powerful kingdom, extending with Lithuania,
■which was incorporated with it, over the basins of the Warta,
Vistula, Dwina, Dnieper, and upper Dniester, dnd having
under its dominion, besides the Poles proper and the
Baltic Slavs, the Lithuanians, the White Kussians, and the
Little Russians or Ruthenians.
If Schafarik is correct in seeing the name of the Poles
in the Bulanes of the geographer Ptolemy, we should have
this Slavonic people mentioned as early as the 2d century
after Christ.' There can be no doubt about the derivation
of the name ; the country is one vast plain, and thus the
Poles come to mean dwellers of the plain or field (pole).
Jordanes has no distinct name for them, although he speaks
ef Slavs inhabiting the banks of the Vistula. About the
6th or 7th century we find a people called Lekhs settled near
that river, and this appears to be the oldest name which
■we can positively assign to the Poles. These Lekhs are
considered by Szajnocha and some of the modern school of
historians to have been a Norse -tribe who in the 6th cen-
tury ruled over the Slavonic peoples from the Baltic to the
Carpathians. And, if this were the case, the origin of the
Polish kingdom would be traced to the same source as the
Russian empire. No satisfactory etymology has been
given as yet of the word Lekh or Lech ; we cannot accept
Schafarik's attempt to connect it with szlachta, nobility,
as that word is in all probability derived from the German
geschlecht. From the form of the word Lech, Russian
Liakh, we can see that the vowel represents a suppressed
nasal, and this is further proved by the change which it
undergoes in the neighbouring languages ; thus in Lithu-
anian we get Lenkas and in Magyar Lengyel. The
chronicle of Thomas, archdeacon of Spalato, calls them
Lingones (Bielowski, Mon. Hist. Pol.), the Polish chronicles
of Mierzwa and of Vincent Kadlubek Lenchitx, Linchitx.
The loss of the nasal in the modern Polish form is
curious, and contrary to the analogy of the language ; it is
supposed to have disappeared under the influence of
Russian pronunciation. In the 13th century Kadlubek
invented the imaginary heros eponymus Lekh, supposed to
have been the father of the Poles, and two brothers were
found for him, Czech and Rus.^ A great similarity has
teen noticed between these early heroes and others among
the Czechs. Thus we may compare Cracus and Krok,
Piast and Premysl. Many of the legendary tales greatly
resemble Scandinavian sagas, as indeed much of the early
Russian history does which is contained in the chronicle
of Nestor. Gradually the name Lekh was superseded by
Poliani or Polaki. Nestor, the old Russian chronicler, or
at least, the work which goes under his name, knows both
appellations and distinguishes between Poliani Liakhove
nn the Vistula and Poliane Rousove on tlie Dnieper.
When wo first become acquainted with the Poles we find
them like the other Slavonic peoples living in a kind of
democratic communism, to which we need not assign the
patriarchal simplicity and happiness in which some of their
chroniclers, e.g., Dlugosz, would make us believe. All
the early period of Polish history is mixed up ■\vith fables.
Their first writers Gallus, Kadlubek, Dlugosz, Kromer,
and others, who were ecclesiastics and used the Latin
' There is another reading, Sulanes or Sulonu ; but tho former is
oreferred by tho best editors.
^ For a furtlier discussion of this subject, see tno inacxea to M.
Lcgor's Nestor (p. 328), and especially tho Archiv f\lT Statpuche
Philologie (vol. iii., Ueber die NamenfUr Polcn vnd Lechen, by Prof.
Nehrins, and vol. iv., Polen, Ljachen, Wenden, by Prof. Pcrwnin.
languEge as their literary medium and handled it~witli
considerable dexterity, have treated these stories as
genuine history, — ^just as Holinshed, Milton, Sir Richard
Baker, and others did the Arthurian legends. The careful
criticism, however, of modern times has relegated them to
their proper place, and Lelewel has classified all the period
of Polish history from the earliest times to the reign of
Mieczystaw I. as belonging to the era of myths. W^e are
hardly likely to believe in the existence of a Duke Lech or
a beautiful Princess Wanda, who flourished in the 8th cen-
tury, or in Cracus, said to have been the founder of Cracow.
AH these are obviously only generic and national names
individualized. Many of the quaint and striking stories of
these princes have done duty in all the legendary history of
Europe. It cannot be doubted that poems corresponding
to the Russian bllini are imbedded in the writings of these
early chroniclers. The good peasant Piast, from whom
was derived the celebrated line of kings, reminds us of the
Mikoula Selianinovich of the Russians and the Pfemysl of
the Czechs. Kromer has tricked out the legend of his call
to the throne in all the graces of his elegant Latinity.
Bielowski, the editor of the Monumenta Polonix -^i^ws •
Ilistorica, in his Wstep Krytyczny do Dziejow i^o/sArt ' Bie'owsU
("Critical Introduction to Polish History") endeavoured
to prove that the original Poles dwelt on the banks of the
Danube, from which they were driven by the Romans.
He also attempts to trace them in the 2d and 3d centuries
after Christ. According to the whimsical theory of this
author — a man to whom Slavonic history in other respects
owes so much — the original habitation of the Poles was
by the Lake of Ochrida. The L^chites (Lyncestae) in the
3d century before Christ were driven by the Celts beyond
the Danube, and there the kingdom of Dacia was founded
King Boirebista is Leszek II., Decebalus is Semowit, Ac.
Lelewel and Bielowski seem to have identified all the
Thracian peoples with the Slavs.
All that we are told of the early Slavs shows them to The ear*
have been a quiet agricultural people. We find them at S'"*
first living in village communities with a tribal govern-
ment. Nestor says, " The Poliani lived in separate
groups, and each governed his family." Gradually a
class of serfs sprung up, whose Origin cannot be clearly
traced. Rdpell in his history supposes that they were
the descendants of rival tribes who had been conquered.
At all events wo soon find the following divisions of
society among the Poles: — (1) the nobility, szlac/i'a, who
throughout Polish history constitute the nation properly
so-called ; (2) a superior cla-ss of peasants who were per
sonally free, but bound to perform certain services (these
are always called in the old Polish documents cmetones,
or kmetono, Polish kmieci) ; and (3) the peasants strictly
so called, who were the property of their masters and had
no rights. We shall see how there was gradually formed
in Poland a proud military aristocracy, which circumscribed
tho power of tho king by the pucta coiiventa, so that h«
became a mere puppet in their hands. Tho nobles had ab-
solute power over their serfs, as each separate imlatinato had
its tribunals. In course of time tho kmieci became mere
bondsmen. The miserable condition of the latter is seen
in such books as Connor'.s Letters on Poland, published at
the conclusion of tho 17tli century. Connor, who was
physician to John Sobieski, had good opportunities foi
• The following directions for pronunciation may bo useful :—
e~t3; cz — ch; sz — ah; « — «A (tho French j, as in ^our) ; I has a
thicic sound which can only bo acquired by car. In nearly every
word the n'-cent is on llic |>cniilt.
286
P 0 L A. N D
[lIISTOBT.
forming an opinion." Thus the trade of the country fell
wholly into the hands of foreigners and Jews.
With the reign of Jlieczystaw I. (962-992) we begin to
have something firmer in our grasp. He became a suitor
for the hand of Dabr6wka, the daughter of the king of
Bohemia. Being a Christian she refused to give her hand
to a pagan, and Mieczystaw consented to be baptized in
965. He had been previously conquered by the Germans,
who seem to have enforced conversion from all whom they
brought into subjection. After this he proceeded to
fxtirpate the worship of idols in as autocratic a manner as
Vladimir had employed, when at Kieff Peroun, the god of
Jirar, was thrown from his pedestal and ignominiously cast
jnto the Dnieper. In 980 an edict was issued that every
Pole who had not already submitted to baptism should
immediately undergo it. No opposition was offered to
this strange decree, which from its easy adoption would
seem to have left but little impression upon the neo-
phytes, and probably the chroniclers have some reason
for their assertion that Mieczystaw liimself subsequently
relapsed into gross sins. This complete conversion of
the nation appears to have been aided by the labours of
Bt Adalbert, bishop of Prague. Such traces as remained
of the early Orthodox creed which had been introduced
from Moravia were effaced, although they remained for
Bome time in the sister kingdom of Bohemia, and we
find a monastery established by the emperor Charles IV.
for Greek monks at Prague. Mieczystaw acknowledged
himself to be the feudatory of Otho of Germany ; he also
resisted the encroachments of Vladimir of Russia, for
already the feud between the two nations was commencing.
He died in 992 universally regretted, as we are told, and
J"iie8ta\y waa succeeded by his son Bolestaw, surnamed the Great.
*«Grettt. During his reign Otho III. of Germany paid him a visit,
and the Polish prince received him with such magnificence
that the emperor elevated his duchy into a kingdom,
probably intending that it should always remain a fief of
the empire. Dlugosz and Kromer vie with each other in
describing the splendour of this meeting ; they are, how-
ever, far outdone by their predecessor Gallus, who speaks
of magnificent military manoeuvres prepared by Bolestaw
to delight his guest, and of the gorgeous array of the
lords and court ladieu ; " for gold," he adds, " was at this
time held as common as silver and silver as cheap as
straw." Finally, Otho hailed Bolestaw as king, and him-
self put the diadem upon his head. At his departure he
presented the Polish king with the lance of St Maurice,
etill to be seen, as Kromer tells us, in the cathedral of
Cracow ; and Bolestaw in turn offered as a gift the arm of
Bt AdallDert, the patron saint of Poland. Lelewel treats
the whole story of this coronation as a myth, because, as
he observes, at that time kings were always crowned by
bishops. Bolestaw afterwards defeated the Russi ". prince,
and spent the latter part of his reign in administering
justice throughout his kingdom. By the commencement
pf the 11th century he had absorbed nearly all the western
Slavonic states, including Bohemia. He enjoyed among
his subjects the epithet of Chrohry, or brave. The Germans,
however, in derision of his corpulence, which he endea-
voured to lessen by hunting, called him Trinkhier. To him
is due the foundation of the archbishopric of Gniezno
(Gnesen), the chief see in Poland.
Towards the end of his life he sought to aggrandize
himself at the expense of Russia. He had previously, in
1013 according to Thietmar, given his daughter in
marriage to Sviatopolk, the nephew of Vladimir. His
expedition against Kieif is alluded to by Nestor, but
narrated more in detail by Thietmar and Martin Gallus.
According to the latter he entered Kieff with the Polovtzi
« his auxiliaries, and struck the golden gate with bis
sword. He was succeeded by Mieczystaw his son, who
abandoned himself to pleasure and left the kingdom in a
disordered state. He is said to have first divided Poland
into palatinates, a term which will be explained shortly.
On his death an interregnum ensued and his queen Ryxa,
niece of Otho of Germany, held the regency. Owing,
however, to the continual feuds between the Slavs and
Germans, she was driven out of the kingdom and betook
herself to Saxony, whither her son soon followed her.
During their absence Poland presented a spectacle of
anarchy, the commencement of the long series of miseries
of this unhappy country. The serfs are said to have risen
everywhere and massacred their lords, and even the
priests were not spared. Moreover, two foreign wars, with
Bohemia on the one hand and Russia on the other, increased
their miseries.. The pious Kromer chiefly laments the
sacred relics carried o£E by the ferocious Bohemians
which were never restored. To heal the universal wounds
it was resolved to send for Kazimierz (Casimir), the son of
Mieczystaw and Ryxa. But it required some time to find
him, for he was hidden in Germany, although the story of his
having become a monk in the abbey of Cluny in Burgundy
has been shown by Ropell to be groundless. We shall see
afterwards that a Polish king did actually seek in a cloister
re^t from the turbulence of his subjects. Kazimierz
married Maria the sister of Yaroslav, the prince of Kieff,
who was willing to abjure the Greek faitli, and embrac-
ing the I<atin took the name of Dohrogniewa. By this
marriage he became the brother-in-law of Henry I. of
France, who had married another sister. This king
induced several monks to come from Cluny, and founded
two monasteries for them, one near Cracow and the other
in Silesia, at this time forming part of the kingdom of
Poland. From the earliest period we find the country
inundated with foreign ecclesiastics ; and to this cause we
may probably trace the long use among the Poles of the
Latin language. Kazimierz was succeeded by a second
Bolestaw (1058-1101), of whom many curious stories are
told. In an expedition against Iziaslav, the prince of
Kieff, he took that city and remained in it some time with
his troops. The stay of Bolestaw and his soldiers at Kiefi
is said to have been attended with the same deleterious
efi'ects as befell Hannibal and the Carthaginians at Capua;
and the conduct of the Polish ladies during the absence of
their lords, unless the chroniclers belie them, cannot be
held up as an example to wives. The whole story, how-
ever, has a very mythical air.
The most remarkable event, however, of the reign of
Bolestaw was the murder of St Stanistaw. In this respect
he emulated Henry 11. of England; he dared to come into
collision with the ecclesiastical power, but he did not sug-
gest the assassination of so prominent a person to others ;
he accomplished the deed with his own hand. His
excesses had long drawn upon him the censure of Stanis-
taw, who concluded by putting all the churches of Cracow
under an interdict. Upon this the king vowed vengeance
on his denunciator. The Polish chroniclers tell us that, on
hearing that the saint was to celebrate mass in a chapel,
he took with him a few determined followers and hurried
to the place. He, however, forbore to break in upon the
scene till the service was concluded. This being over, he
ordered some of his attendants, to enter and slay the pre-
late. ' They were restrained, however, by a miracle, for,
endeavouring to strike Stanistaw to the earth, they all
suddenly fell backward. Again and again Bolestaw urged
them on, and the miracle was repeated a third time, until
the king rushed in and with one blow clove the skull
of the ecclesiastic. Kromer tells us that immediately
after the murder the king and his impious satellites
slashed the body, separated it into many pieces, and cast
S62-1279.]
POLAND
28;
it to be devoured by dogs and birds of prey. It was;-
however, guarded by eagles who kept off the assailants ;
»nd, some inoiiks collecting the remains, they all became
hiysteriously reunited and were afterwards honourably
interred at Cracow. Such a, crime was not likely to go
unpunished in those days. Gregory VII. (Ilildebrand)
placed the whole kingdom under an interdict. Bolestaw,
regarded with hatred by all his subjects, fled into Hungary,
but of his end wo have no certain information. After the
disappearance of Boleslaw, who had taken his son with
bim, the state remained nearly a j'ear without a sovereign.
Finally, being afraid of a Russian or Hungarian invasion,
the Poles called to the throne Wtadyslaw (Ladislaus), the
brother of Bolestaw. Anxious to remove the interdict, he
at once despatched ambassadors to the pope ; but, although
the churches were allowed to be reopened, so great was
the authority of the occupant of the chair of St Peter,
who refused again to ratify the title of king, that for
two hundred years from this time no Polish rulor could
legitimately assume such a dignity, but was obliged to
consent to the humbler appellation of duke. Wtadystaw,
who was engaged in constant wars with the Russians
And the heathen inhabitants of Prussia, died in 1202
at Ptock,- — as was suspected, of poison. The power of
Poland was diminished in his reign, as many provinces
were occupied by the Russians. He was succeeded by his
son, Bolestaw III., to whom the Poles have affixed the
surname of Krzywousty, or the Wry-mouthed. Kromer
tells us, " Fuit autem Boleslaus hie, habitudine corporis
satis firma, vegeta, et laborum patiente, colore fusco, statura
mediocri, os ei carbunculus morbus ab ineunte adolescentia
distorserat, atque inde Criuousti cognomentum habuit."
He married Sbislava, the daughter of Sviatopolk, the
prince of Kieff, and was successful in many wars, till, hav-
ing eventually been defeated by the Hungarians on the
banks of the, Dniester, he is said to have died of grief.
He seems to have been a redoubtable warrior, and to have
distinguished himself in some very hard fighting. His
expeditions against the Pomeranians were characterized
fay much cruelty, for we are told that Gniewomir, one of
their chiefs, was beaten to death in the presence of the
Polish army. Besides his attack upon the Pomeranians
we learn from Gallus that he also marched against the
Prussians, whom he utterly defeated, returning with a
large spoil of cattle and other booty. His most import-
ant war, however, was with the German emperor Henry
v.; the husband of Matilda, the daughter of our Henry I.
He had probably become jealous of the rising power of
Bolestaw, for the Germans at that time affected to regard
Poland as a fief of the empire. The only event of much
interest in this war is the gallant defence of Glogau, where
the imperialists were driven off, in spite' of their furious
onslaught, and were ultimately routed near Breslau. The
emperor fled precipitately, and the Poles gave little or no
tjuarter. The field, says Kromer, where the battle iook
place was full of corpses, and exhibited a .sorry and lament-
able spectacle. The bodies of the Poles weio carefully
sought out and interred, but the Germans were unburied
and lay as food for dogs and birds. In consequence of
this the number of dogs who frequented tlio spot was bo
great that the road was rendered difficult to travellers.
The place was called the Field of the Dog botfi by the
Poles and Germans, a name which has obtained till the
present day. Kromer, however, tells us that some of the
German historians claimed the victory for their nation.
Whatever the result may have been, peace was soon after-
wards made between the emperor and the duke, a peace
which was further con.solidatod by the marriage of Bolestaw
and his son Wtadystaw to members of the imperial family.
Before his death the Polish duke, following the same fatal
course which in Russia paved the way tor its subjugatiot
by the INIongols, parcelled out his territories to his song
Wtadystaw, Boleslaw, Mieezyslaw, and Henrj. Therf
remained a fifth and youngest son, at that time of tendel
age, Kazimierz. The duke being asked why be had
left him portionless is said to have declared that the four
wheeled chariot must have a driver, thus, as it were,
prophesying the future pre-eminence of this child. Th«
prediction, which looks very much like a prophecy atiei
the event, reminds us of William the Conqueror distribut-
ing his kingdom to his sons. The quarrels of these
princes are very tedious. Wtadystaw was ultimatelj
driven out and Bolestaw became supreme. His subjecte
gave him the nickname of R^dzierzawy, or the curiy.
He was drawn into a contest with the German einperoi
Frederick Barbarossa, who invaded Poland in the yea>
1158. It would have been impossible fur Bolestaw tc
meet so formidable a foe in the field ; he, however,
succeeded in forcing him to make peace by continuaHj
harassing his army, and laying waste the territory befort
it. Frederick again attempted to convert Poland into (
fief of the German empire, but failed. Bolestaw signed t
peace by which he consented to give Silesia to his brothei
Wladystaw, and the Poles were to furnish three hundred
spearmen to assist the emperor Frederick against Milan. An
expedition which he undertook against the Prussians in 1 167
was unsuccessful ; in consequence, as Kromer assures us,
of treachery, the Poles became entangled in the marshes ol
the country and were cut to pieces. On his death Bolestai
was succeeded by his brother Mieczystaw, who was 8<
unpopular that he was expelled from the country in 1177
The crown, therefore, according to the prophecy, devolved
upon Kazimierz, the youngest son of Bolestaw Krzywousty
During his reign many judicious laws were passed in
Poland ; among other improvements he abolished the evil
custom of purveyance. His reign was tranquil, and by
summoning a council of the bishops and nobles at £i§czyca
he may be said to have instituted the Polish senate, at all
events to have laid the foundations of it. At this time
the third crusade was preached in Poland, and the ordoi
of the Cistercians was introduced into the country. W«
shall pass rapidly over the reigns of Leszek V. (the White\
Wtadystaw III., and another Bolestaw. Conrad, duke d
Masovia and brother of Leszek, introduced the order ol
Teutonic knights into the Polish territories on the Baltic;
from whom the Prussian monarchy, one of the greaf
enemies of the republic, was afterwards to develop itself
In the reign of Bolestaw V. (1227-1279) the Mongol
made an incursion into Poland, but were subsequentL
diverted into Hungary, having gained a victory ot Lig
nica (Liegnitz) in Silesia in 1241. They carried off great
quantities of booty. It is said that on this oconsion
nine sacks were filled with the ears of the slain. During
their stay Bolestaw, like Ivan the Terrible at n latei
period, remained cloistered in a monastery Leiewel
dwells pathetically upon the many evils suffered by Poland
during the long reign of this jirince, and says ho was an
unjust judge, a soldier who had aversion to fighting, and
a sovereign who neglected the government. At this time
al.so commenced the introduction of Germans into the
country in such numbers as to threaten to denationaliz*
it. The trade was almost entirely in their hands, aud
instead of being governed by Polish laws they enjoyed the
benefit of the Jim Marjdtlmrrjicmn. The wide influence of
those foreigners is shown by the many words of Ocrman
origin to bo found in the Polish language.
An unfortunate and uninteresting j)rinco, Leszek the
Black, succeeded, but the dignity of the house of Piast
wa-s fully restored when Trzemystaw, without condescending
, to solicit the title of aovercigu from the hands of the popa
288
POLAND
[HISTORy.
received the crown from his nobles and clergy at Gniezno
(Guesen). Thus did Poland again become a kingdom.
This unfortunate prince, however, was afterwards murdered
by the margrave of Brandenburg at Kogozno (1295). The
reign of Wactaw (Wenceslaus) (1300-5) was not of great
importance. He united the crowns of Poland and
Bohemia, but soon became unpopular on account of his
preference of his Bohemian subjects. Shortly after his
election he left the country, and, confiding the control of
Poland to the Bohemian garrisons, retreated with his wife
to Prague, having been invited to take the crDwn of
Hungary, which he soon abandoned to his son. His
death in the year 1305 was accompanied by suspicious
circumstances which rendered it probable that it had been
brought about by poison. With him expired the race of
the holy peasant Pf emysl, which had ruled Bohemia accord-
ing to the ancient chronicles for nearly six hundred years.
The relations of the latter country to the German empire
were now to become much closer. Wladyslaw Loketiek,
who succeeded Wactaw, was constantly engaged in wars
with the Teutonic knights. In three expeditions against
them he allowed his troops to commit great excesses. A
full account of them may be found in Kromer, who has
given us a florid speech said to have been uttered by
Wladystaw before one of the battles. Several heretics at
this time made their appearance in Poland, advocating
among other things communistic doctrines. They were
severely .repressed, and from this time dates the establish-
ment of the Inquisition in the country which lasted till
the days of Sigismund I. About 1312 Cracow appears to
have been made the capital of the kingdom, and continued
BO till the reign of Sigismund IIL
Wtadystaw was succeeded by his son Kazimi^rz (Casimir)
IIL, justly surnamed the Great, whose reign was a golden
period for Poland. The material prosperity of the country
increased very much at this time. Commerce was active ;
the Russians supplied the inhabitants with furs ; the south-
em parts of Europe sent wines, carpets, silks, cotton, &c.
The principal towns of Poland, Dantzic and Cracow, to assist
the development of their commerce, joined the Hanseatic
league. The towns on the Vistula now began to increase
in number and importance, and we first hear of Warsaw,
which, however, was not made the capital of the kingdom
till the reign of Sigismund III. In 1364 Kazimi^rz laid
the foundation of the university of Cracow, but it was
reserved for Queen Jadwiga to carry out his plans. One
of the most important events of his reign was the pass-
ing of the statute of Wislica (1347). In this legal docu-
ment the palatines and castellans are mentioned, and the
authority possessed by them is carefully defined. It may
be well to enumerate here some of the chief functionaries
of the republic. The duty of a palatine was to lead
the troops of his palatinate on any military expedition,
and to preside in the little diets or assemblies of the
nobility of his province. Immediately after the palatines
came the castellans, who, like the former, were all senators.
They were lieutenants of the palatines in time of war,
leading the nobility of their jurisdiction into the field,
under the command of the palatines. Both the palatines
and castellans held judicial tribunals in their respective
provinces. The nuntii (posit/) were the deputies returned
by the various districts of the palatinates. There were
sixteen ecclesiastical senators, including the primate (the
archbishop of Gniezno) and the archbishop of Lemberg.
They all sat in one house. The starosias, employed in
collecting the revenue and other functions, had no seat in
the house. There are many things in the statute of Wislica
favourable to the peasant ; thus the power of life and death
over him, which his master had previously enjoyed, was
abolished. The peasant was not r/lebx ascriptus, and if ill-
treated by one lord could move to the estate of another.
The inhabitants of the towns, foreign and chiefly German
artisans were governed by the Jus Magdelmrgicum ; but
appeals to Magdeburg itself were prohibited ; for tiiis
purpose a Teutonic tribunal was established at Cracow
consisting of a judge properly acquainted with foreigi
law, and of seven citizens nominated by the starosta
Kromer, in his Polonia, says, " Legum scriptarnm nuUus
fuit usus apud Polonos vetustioribus temporibus ; nee
ullje extant antiquiores iis quas Cazimirus magnus rex
condidit." A national diet was now being formed. It
consisted of the upper clergy and the nobles, but the in
ferior clergy and the citizens seem sometimes to have been
admitted. Gradually questions of peace and war were
introduced and even the election of kings, the principle oi
departing from the hereditary line being admitted— a con-
cession afterwards attended with great evils to Poland.
The improvements of Kazimierz were not confined to law-
making ; he fortified the chief towns of his kingdom, and
built many of their most handsome edifices. He also intro
duced many artisans from Germany. By his marriage with
his first wife Anna Aldona of Lithuania, he had only a
daughter. He therefore convoked a diet at Cracow on the
8th May 1339, in which he proposed as his successor his
nephew Louis of Hungary, the son of his sister. This waa
to concede to the diet a very important privilege, as the
throne became virtually elective. The nobles were not slow
in availing themselves of the concession which had been
made to them. Before they allowed Louis to succeed they
exacted some very important terms from him which became
the foundation of the celebrated pacta conventa. The year
after the appointment of a successor his wife died. Accord-
ing to Kromer she was passionately fond of music, and
took musicians with her wherever she travelled. The
wars of Kazimierz against the hereditary enemies of the
country, the Russians, Lithuanians, and Mongols, were
successful. His private life was stained with licentious
ness, but his reign marks a distinct epoch in the political
and legislative development of the country. With him
the glory of Poland begins, and he is well worthy of the
glowing eulogy of the national historian Dlugosz. We
cannot wonder also that the Poles dwell with pleasure upon
the splendour of the court of Kazimierz, but he certainly
squandered the royal treasures too freely. We .are told that
at one time he entertained at Cracow the emperor of Ger-
many and the kings of Denmark, Hungary, and Cyprus.
His death was occasioned by a fall from his horse while
hunting near Cracow on the 6th November 1370, and with
him expired the line of the Piasts. Casimir was succeeded,
as had been arranged, by Louis of Hungary, who held the
crown for twelve years only, and of that period spent but
a short time in the country. Louis showed too great a
fondness for his own subjects ; he had also the misfortune
to be unacquainted with the Polish language. After his
death his second daughter Jadwiga was elected queen, but
she was to accept as husband any prince whom the diet
might propose to her. Her election is declared by Kromer
to have been due to the eloquence of one Jan Tfnczyn (a
member of a celebrated Polish family), whose speech, oi
an imaginary reproduction of it, is given at great length
in very classical Latinity. Jadwiga is said to have been a
woman of great beauty and worth. As a matter of state
policy she was induced to marry Jagielto, the prince of
Lithuania, a man of savage manners ; but Lithuania was
thus annexed to Poland, with which it remained joined
ever afterwards, — a more complete federation having taken
place at Lublin in the year 1569. Jagiello was a pagan,
but he offered to renounce his creed and to introduce the
Christian faith into his dominions ; although not educated
in that religion he was born of a Christian mother, and its
roL.xix
POLAND
25 UmgiBLa. E-af inann^h 30
)
d
12S0-1447.]
POLAND
289
doctrines were not entirely strange to Lira. Tbe prin-
cipality of Lithuania at that time stretched from the
Baltic to the Black Sea, and eastwards to within a short
distance of Moscow. Its religion was Greek Church, and
its official language White Russian. The Lithuanian
tongue, so interesting to the philologist, seems never to
have been anything more than a peasants' language, and
no official documents whatever have come down to us in it.
This was not the first marriage between the sovereigns of
the two countries, as the first wife of Casimir the Great,
Anna Aldona, had been a daughter of Gedymin, a Lithu-
anian prince. Originally Jadwiga felt a repugnance to the
marriage with Jagielto on account of the coarse and repul-
sive manners of the barbarian, and also because she had
previously plighted herself to the archduke William of
Austria. The matter was referred to her mother Elizabeth
of Hungary, who expressed herself favourable to the
marriage. The archduke, however, did not abandon his
hopes without a struggle ; he made his appearance with a
splendid retinue at Cracow, but eventually retired on finding
that the prosecution of his suit would lead to no favourable
result. The new candidate arrived at the metropolis after
him, and Jadwiga accepted his proposals. In 1386 they
were married, and from that year we may date the com-
mencement of the dynasty of the Jagieltos in Poland,
which lasted for nearly two centuries, terminating in
1572, — indeed, we may say nearly a century longer, omit-
ting the short and brilliant period of Batory (1576-1586),
for Sigismund III. was the son of Catherine daughter of
Sigismund II., and Wtadyslaw IV and John Casimir were
his sons ; after the death of the latter the throne became
entirely elective. The new sovereign was baptized by ';he
name of Wtadyslaw. Having been converted himself, ho
forced his subjects to be converted by the simple process
which seems to have prevailed over all Slavonic countries.
Wtadystaw is said to have assisted in these pious labours
with persuasion as well as command, and by these means
Lithuania, which had remained heathen longer than any
other part of Europe, was finally Christianized. We are
told, however, by travellers of heathen customs remaining
long afterwards. Although owing so much to his consort,
the king seems to have treated her with jealousy and
suspicion. On his impugning her chastity, she insisted on
Jaeing confronted with her calumniators. The investigation
resulted in Jadwiga's triumphant acquittal ; and we are told
by Dlugosz that her accu.scr was compelled in the singular
fashion of the country to prostrate him.self under a table
and declare that he had lied like a dog, and at the same
time to imitate the barking of that animal. We are
further informed that this punishment for defamation
continued in force in Poland until the close of the 18th
century. The nobles wrested scvetal important privileges
from Wtadyslaw ; and from this time we can trace step
by stop the rise of that fierce oligarchy which brought
60 much trouble upon the unfortunate kingdom. They
secured for themselves exemption, from all contributions
when called to serve beyond the frontiens, and an allow-
ance of five marks for every horseman ; thej' also procured
the exclusion of members of the royal family from all the
higher offices of the state, reserving these for themselves.
In the reign of Wtadystaw many expeditions were under-
taken against those inhabitants of Lithuania who preferred
to remain pagans. In 11 10 also occurred the great battle
of Griinwald near Tanncberg in Prussia, in which the
Teutonic knights were completely defeated and Ulrich von
Jungingen, the grand master, killed. Wtadystaw died in
1434, and was succeeded by his son of the same name.
His queen Jadwiga had died in 1399; she appears to
have been greatly beloved by the Poles, and was canonized
after death, — miracles, it is said, being wrought at her
intercession. The consolidation of Lithuania with Polaud
was destined to be a much more tedious and protracted
matter than its somewhat violent union. Great as may
have been the grief of Wtadystaw at the death of Jad-
wiga, it did not prevent him from contracting three subse-
quent marriages, — the third wife being Sophia, a princess
of Kieff.
The younger Wtadystaw was able soon after his acces-
sion to add (by election) both Bohemia and Hungary to his
dominions. He then commenced an expedition against the
Turks, who under their sultan Amurath II. were pressing
the siege of Belgrade, having already annihilated the ill-
starred Lazar and his army at the battle of Kossovo in 1389.
At first Wtadystaw was everywhere successful, and had
instilled such terror into the Turks that Amurath proposed
a truce for ten years and offered to cede all his conquests
except Bulgaria. The conditions, having been accepted,
were ratified by mutual pledges ; unfortunately Wtadystaw
was induced by Cardinal Cesarini to recommence the war
and violate his oaths. The sultan on hearing of this
perjury at once prepared for battle at the head of a for-
midable army. The encounter took place at Varna, in Battle o>
the present principality of Bulgaria. After performing V.in.a.
prodigies of valour, Wtadystaw was defeated and slain. ^^^^
Hardly a fifth part of the Polish army escaped from the
battle, and of these many perished in the sv.-amps of the
Dobrudja. This melancholy engagement, which formed,
as the Polish chroniclers tell us, the subject of so many
lays — whereof it is a great pity that none have come down
to us — is fully described by Kromer (p. 327-8), who adda
many omens and pious reflexions. He dwells with delight
upon the conspiracy of twelve noble captives, who W'ould
have murdered Amurath if their plot had not been re-
vealed by a Bulgarian, whereupon they committed suicide:
" In necem ejus conjurarunt, peregissentqne facinus prse-
clarum et omnibus seculis memorabile nisi in ipso articulo
a Bulgaro, quem unura consilii socium adhibuerant, proditi
essent." There is also another curious account in the
Memoirs of a Janissari/, an early Polish work which will
be further described in the section devoted to literature.
The memory of the unhapi)y young prince, who was
only in his twenty-first year, was long cherished amongst
his countrymen, although, as Kromer tolls us, during his
sliort reign he almost drained the treasury and was so
busied with the Turkish war that he had but little time to
attend to the wants of his Polish subjects. The votaries
of Mohammed were now beginning to make themselves a
great name in Europe, and were already marching trium-
phant over the ruins of the effete Eastern empire. Tho
imperial city itself was soon to fall, and the crescent to be
placed upon the domes of Saint Sojihia.
After a brief interregnum Kazimierz, brother of the
deceased king, was chosen to succeed him ; he had previously
been grand-duke of Lithuania. In this reign tho Polos
carried on successful wars with tho Teutonic knights,
which resulted in a peace, by which western Prussia,
including Pomerania and the cities Dantzic, Thorn, and
others, were to belong to Kazimi<5rz, while eastern Pru.ssia
was left to the knights, who were, however, to hold it as
a fief of tho crown, and each subsequent grand master
was to be tho vassal (Jtoidoivnik) of the Polish king and
senate. Permanent encroachments were made, however,
upon the dominions of tho " Republic " (lizeczpospoliia)
by Ivan III., who rcannexed to tho Russian crown Novi
gorod, which had boon incorporated by tho Lithuanians ;
ho also appropriated a considerable portion .of White
Russia. Tho great' Muscovite empire was now just becom-
ing welded into a compact whole; with Ivan III. was to
commence the era of consolidation, with Ivan IV. that of
absolutism. In this reicn tho nobles first elected nui.til
XIX. — ■>■'
290
POLAND
[history.
or deputies {posl}/) to attend at the diet, wlieu tney them-
selves were unable to bo present in person. They also
passed some mischievous laws, aggravating the bondage of
the miserable serfs. Previously it was possible for a
peasant who had been ill-treated to fly from his lord ;
how it was enacted that he must be surrendered upon
demand, and whoever harboured him incurred severe
penalties. , The researches of recent Polish historiogra-
jjhers have shown the importance of the reign of this
monarch, who may be said to have consolidated the Polish
kingdom ; from his time the influence of the diet began.
The statute of Nieszawa in 1454- has been called as im-
portant in Polish law as Magna Charta in English ; it
is the great charter of the rights and privileges of the
Polish nobility.
Kazimi^rz was succeeded by his son John I., surnamed
Albert (in Polish, Jan Olbracht), a feeble prince, most of
whose wars were unsuccessful. He led an expedition
against Stephen the hospodar of Wallachia, which resulted
in a complete defeat. In this reign, at one of the diets (at
Piotrkow in 1496, — -for, as was the case with the parlia-
ments anciently in England, they were held at various
places), the nobles decreed that henceforth no burgher or
peasant should aspire to any of the higher offices in the
church ; all such appointments they reserved to themselves.
Thus they constituted their clergy a mere aristocratic
caste, and imitated the prince bishops and other spiritual
potentates of the Germans. The peasantry were now ob-
liged to bring aU their cases before tribunals presided over
by their own masters, where they were likely at best to get
but a scant measure of justice. Finally, this memorable
diet still further limited the power of the king by enacting
that none of their sovereigns should in future declare war
without their permission. Short as was the reign of John
Albert, it saw him involved in many disputes with his
nobility. An Italian refugee, Buonacorsi, who had been
his tutor, gave him many suggestions with a view to limit
the power of the nobility. About the same time, in 1497,
some nobles were killed in an unfortunate expedition in
Bukowina, and a report was spread that this disaster had
been caused by the king himself through the bad counsels of
Buonacorsi. In this reign also laws were passed in the diets
further limiting the powerof the burghers and the peasantry,
who were now forbidden to possess any landed property.
John Albert was succeeded by his brotlier Alexander, an
utterly insignificant king ; in his reign, however, we trace
the first germ of the detestable liberum veto, which ruined
Poland. In a diet held at Radom it was settled that the
decision of the deputies was not to depend upon the
majority, but must imply unanimity of sufTrages. At a
diet in 1652, as we shall afterwards see, it occurred for
the first time that a single nuntius annulled by his liberum
veto the decisions of the whole body present and broke up
the assembly. By this absurd custom an element of
confusion and disintegration was introduced into all the
meetings ; it was possible to hire a venal nuntius, for the
majority of the Polish nobles seem to have had their price ;
and as soon as such a man appeared, however important
the subjects to be debated might be, he could put an end
to all further discussion. The lord high treasurer had the
complete control of public finance ; he was appointed by
the king, but could not be removed. According to the
strict letter of the constitution, he must give in his accounts
to the diet, but he might easily evade doing so. As the
diets only lasted six weeks he might bring them in too
late, or if the scrutiny became somewhat tiresome he would
probably be able to find a convenient nuntius who would
veto the whole proceedings. ^ .The story told by Connor of
a certain Count Morsztyn, whom we shall find afterwards
' See Letters concerning the Present Slate of Poland, 1773, p^7i>
mentioned among Polish authors, is certainly a very pain-
ful one. He says — " I may here give an account of a
passage that happened when Count Morsztyn was great
treasurer of Poland, who, having more regard to his own
private interest than the public benefit, sent all the rich*
of the treasury into France, when, fearing that the diet
would soon think fit to call him to account, he retired
privately with all his effects out of the kingdom and went
to settle in France, where he purchased the whole county
of Chateau-Villain, which is worth above one hundred
thousand livres a year." Such was the corrupt character
of the Polish parliament. Other details are given of an
equally painful description.^ "We are told that these
meetings rarely happened without bloodshed. A serious
fracas occurred among the turbulent nobles — who them-
selves, while dictating laws, embodied every principle of
anarchy — when Sigismund III. was elected. Blood flowed
in torrents, and the booths erected for the accommodation
of the senators were burnt. At the election of King
Michael balls from pistols flew about the tents of the
senators, and nuntii were actually killed. Even worse
scenes occurred at the election of Augustus II., as will
be shown subsequently. In the reign of Alexander we
find an instance where a few deputies from the towns
were admitted, but their presence was only invited on rar-o
occasions, reminding us how Ivan IV. now and then
summoned the Russian citizens to his despotic doumq.
" He was of a middle stature," says Connor, " had
a long visage and black hair, was very strong built but
exceeding dull-witted, and consequently but a little talker.
He exceeded all his brothers in generosity, and was wont
to delight much in musicians and such trifling artists.
Nevertheless, this his liberality was generally esteemed
but prodigality, insomuch -that some were so bold as to say
that he died in time, or else both Poland and Lithuania
might have been lavished away. To prevent the like
pernicious generosity for the fixture, the diet made a law,
calling it Statutum Alexandrmiim, by which they revoked
all this king's profuse gifts." In the reigmof this sovereign
the former statutes of Wislica, Warta, Nieszawa, and
many others were confirmed and published in a single
volume under the superintendence of the chancellor
Laski. The feeble Alexander was succeeded by his
brother Sigismund (in Polish, Zygraunt), another son of
Kazimierz. Sigismund was engaged in constant wars with
Basil, the czar of Russia ; his court was also filled with
factions fomented by his wife Bona Sforza, the daughter
of the duke of Milan, a woman thoroughly hated in her
adopted country, on whom the Poles made the following
epigram —
Si pavcuiit Parcae, si luci luraine lucent,
Si bellum bellura, turn bona Bona fuit.
When she left the country in the reign of her son
Sigismund II., she carried large sums of money with her
to Italy.
In this reign the order of Teutonic Knights embracivd
the doctrines of Luther ; their dominions were already a
fief of the Polish kingdom. Gradually this smaU pria-
cipality was to absorb the Slavonic elements which sur^
rounded it, and to rise triumphant over the ruins of
Poland. The doctrines of the Reformation were nowr
becoming widely spread over Europe, and the element of
religious animosity was largely infused into this land of
perpetual anarchy and tumults. Sigismund, however, vas
a man of remarkable ability, and under his rule the country
flourished. He survived to the age of eighty-two, and
his memory is still cherished with affection by the Po'«s.
His broad heavy physiognomy may be seen accurately
represented in the old editions of Kromer, who dwells
, = Ibid.. V- 27.'
^
SIgismW
I. (I5if 11
48). ^1
1U8-1572.]
POLAND
291
much upon his merits. In 1538 occurred the first roiosz,
as it is termed in Polish, or rebellion of the nobility
against the king. The affairs of Wallachia caused Sigis-
inund to undertake a military expedition. Accordingly he
appealed to the rzeczpospolita, or commonwealth, as the
I'olish republic was called. One hundred and fifty
thousand nobles assembled at Lemberg, but instead of
marching to the war they laid their complaints before the
king and refused to serve, and the old man was obliged
to put them off with promises. The Lithuanians had not
vet become reconciled to their union with Poland, even
after so long a time, and one of thc-r chief men, Glinski,
taking advantage of this feeling, attempted to restore its
former independence to the country. Sigismund, however,
succeeded in defeating Glinski, who fled to Russia. He
then persuaded the grand-duke to invade Lithuania, and
assisted him in getting possession of Smolensk in 1514.
Sigismund made a treaty with the grand-duke, but he did
not succeed in getting back Smolensk. In 1526, by the
death of the last of the dukes of Masowszie (Masovia), this
duchy was i^united to the crown of Poland. In 1533
Sigismund concluded a treaty with the Turks, then at the
height of their power. This peace guaranteed to Poland
the free navigation of the Black Sea, with the sovereignty of
Moldavia, and prevented the irruption of the Mongols into
PocJolia, where they were in the habit of committing great
excesses, as the Little-Russian national ballads pathetically
tell us. The reign of Sigismund -was a period of great
peace for Poland, and we may truly say that its glory at
this time culminated. It seems a rule that the great
men of a country are produced at periods of national pro-
sperity, so we now find Copernicus flourishing, the one
man of genius produced by Poland whose glory has re-
. sounded throughout the world. In 1529 Sigismund pub-
lished his code of laws for Lithuania, which was issued in
the White-Russian language, and forms one' of the most
important monuments of Polish law.
He was succeeded by his son Sigismund IL (1548-72),
otherwise called Sigismund Augustus, but this prince
was not elected till a very stormy debate had ensued
as to whether he should repudiate his wife or not. He
had iflarried, as a widower (his first wife having been
Elizabeth, daughter of Ferdinand of Austria), a fair widow
of the house of RadziwitI one of the most illustrious of the
families of Lithuania. The nobles, however, who already
treated their sovereign as a chief magistrate and nothing
more, and had begun to control all his movements,
required at the diet of Piotrkow that the marriage should
be annulled, merely on the grounds that the country would
gain more by his alliance with the daughter of a foreign
potentate. But Sigismund, by sowing discord in the
ranks of his opponents — proposing among other things to
destroy pluralities in church and state — contrived to carry
his point. His wife was crowned in 1550, but died
within si.x months after, not without suspicions of having
been poisoned by her mother-in-law. She is said to have
made herself universally beloved during the short period
in which the Poles had beheld her as queen. In three
years' time Sigismund married a third wife, the sister of
the first, and widow of Francis Gonzaga, duke of Mantua.
During this reign the quarrels between Protestants and
Romanists raged fiercely in Poland, and the latter were
very severe in their 'persecutions. A priest was burnt to
death for administering the sacrament in both kinds, and
a lady suffered the same terrible fate for denying the real
presence. Many of the nobles were infected with the new
teaching, but Sigismund was disingenuous and inconsist-
ent in his conduct. He is himself supposed to have been
inclined to the doctrines of the Reformation ; ho certainly
permitted Calvin to dedicate to him a commentary on
one of the epistles of Paul, and Luther an edition of his
German Bibfe. Finally, realizing that the majority of his
subjects were Catholics, he abandoned e faith to which
he had perhaps given but a half-hearted adherence, and
allowed the bishops to suppress with severity all promulga-
tion of the new doctrines.
The religious question was keenly debated in a diet held
at Wola near Warsaw the year after the death ot Sigis-
mund. It was resolved not to allow the sword to settle
any religious differences. According to the language
then used there was to be universal toleration. We shall
soon see how little this was carried out. We find from
it that the Polish peers were supposed to be masters of the
spiritual as well as the material condition of their serfs, for
it was expressly stated that their power over them was to
be unlimited, " tam in s«cularibus quam in spiritualibus."
In his wars with Ivan the Terrible, in which the subject
of quarrel was the Baltic provinces, Sigismund was not very
fortunate ; he was not able to prevent the Russians from
acquiring the palatinate of Polotsk, nor could ho sub-
sequently hinder the Swedes from making themselves
masters of Livonia. He died in 1572, leaving no issue
by his three wives ; and with him became extinct the race
of the Jagiellos, the second great family which had ruled
over Poland. His reign was very favourable to the develop-
ment of PoUsh literature. Then, too, the laws were first
authoritatively promulgated in the native language, which
was spoken at court, although Latin continued to be ex-
tensively employed. During the reign of Sigismund
Augustus, Poland reached the height of outward prosperity.
It included Lithuania and western Prussia, and by the ad-
dition of Masovia and Livonia extended its limits from the
Baltic to the Black Sea, and almost from the Oder to the
Don. The seeds of disintegration, however, had long been
sown ; since the marriage of Jadwiga with Wtadystaw
Jagiello the crown of Poland had been more or less elective,
although it continued in the same family. One important
event which marked this reign must not be forgotten ; in Diet of
1569 took place the celebrated diet of Lublin. By this a Lubh;
close union was effected between Poland and lathuania,
which up to this time had been ill united, and indeed there
were continual jealousies breaking out during the exist-
ence of Poland as a nation — two great points being the
difference of religion and language. Even the union of
Lublin was not effected without considerable resistance.
Tho following were its condition's : — Lithuania gives Pod-
lasie to Poland ; Livonia, under the title of duchy, belongs
equally to the two states; Volhynia and the duchy of
Kieff — that is to say, the Ukraine — are incorporated with
Poland ; the kingdom of Poland and tho grand-duchy of
Lithuania are to form a single indivisible republic, and
are to have a single head, elected by their common votes;
tho senate is to bo composed of nobles of both nationali-
ties. Warsaw was fixed upon as tho seat of tho diet,
since, being part of Masovia (Masow.sze), it wns, strictly
speaking, neither Polish nor Lithuanian. It afterwords
became the regular capital of the country in tlie reign
of Sigismund HI. ; as we have seen, the first two capitals
of Poland were Gniezno (Gnesen) and Cracow. Warsaw
is of comparatively late origin. It is said to have been
founded by Conra<l, tho duke of Masovia, in 1269. The
old dukes of Masovia resided at Czersk near Warsaw,
of which some of tho ruins might bo seen one hundred and
fifty years ngo (C. H. Emdtcl, Warsaxna p/iynice UluMrata,
Dresden, 1730). Tlio city is most advantageously situated,
and with a bettor railway system and fewer fiscal restric-
tions would bo one of the greatest emporiums in Europe.
An intcrrefT'Um now occurred on the failure of the line of
tho Jagiellos, and the throne was publicly offered for
competition. Four candidates appeared : — Ernest, arch-
292
POLAND
duke of Austria ; Henry of Valois, duke of Anjou, Tarother
of the French king ; a Swedish prince ; and finally Ivan the
Terrible of Russia. The contest, hosvever, really lay
between the first two , the Swedish alliance was despised
as likely to bring with it no soli,d advantage ; the czar .was
hated both as coming from a race which had ever been
Tto.stile to Poland, and also on account of his detestable
cruelties, which were well known throughout Europe. The
political importance of France and the astute diplomacy of
Montluc, the ambassador from that country, caused the
decision to be given in favour of the French candidate.
But, just as his name was brought iorward as their prob-
able king,- the Poles, many of whom, we must remember,
had embraced the Reformed doctrines, were startled by the
news of the massacre of St Bartholomew (August 24,
1572), From the awkward dUemma in which he was
placed by his complicity in this act, Henry endeavoured
to escape by a falsehood, — impudently denying at first that
anything of the sort had happened. Finding, however,
but little credence given to his assertions, he attempted to
explain away the affair and to lower the number 'of its
victims, which he reduced to fifty, alleging that they
had been really executed for a conspiracy. The Polish
ambassadors duly made their appearance in Paris, show-
ing their gay equipages, quaint and semi-Asiatic; their
bows and arrows and shaven crowns with a single tuft
of hair greatly amused the inquisitive French. Loose
flowing robes, high boots, and a sword resembling a
scimitar completed the tout ensemble of a Polish noble-
man, i
Readers of French history must be well acquainted with
the character of this duke of Anjou, one of the most de-
testable of the house of Valois, who afterwards became
king of France under the title of Henry III. The articles,
some of which the Polish nobles required Henry to sign,
'acta called the pacta conventa so well illustrate the extiaordi-
oDvcuta. nary influence of the aristocracy, and the shadow to which
they had reduced the regal authority, that they are worth
quoting in extenso. From this time every Polish king was
compelled to accept them, together with the additions sub-
sequently made.
(1) The king was to have no voice in the election of his suc-
cessor ; the appointment was to depend entirely upon the nobles.*
(2) He was to keep rigidly the terms of the treaty made with
the Dissidents, as the Polish Protestants were called. (3) No
war was to be declared nor military expedition undertaken without
the consent of the diet. (4) Ko taxes were to be imposed without the
consent of the diet. (5) The king was not to appoint ambassadors
to foreign courts. (6) If different opinions prevailed among the
members of the diet, the king was to adopt only such as were in
accordance with the laws or advantageous to the nation. (7) The
sovereign must have a permanent council, consisting of five bishops,
four palatines, and eight castellans, who were to be changed every
year and elected by the diet. (8) A general diet was to be convoked
every two years, or ofteuer, if there were any need. The assembling
of these diets seems to have depended upon the will of the kitig.
(9) The duration of each diet was not to exceed six weeks.' (10)
None but a native could hold any dignity or benefice. (11) The
king must ueither marry nor divorce a wife without the consent of
Jhe diet.
Thus the regal shadow who was to sit upon the throne of
Poland was able to interfere but little in questions either
' ' The Poles regarded the national dress with peculiar fondness, and
Coxe tells us that they were somewhat indignant with their la-st king,
Stanislaus (StauisJaw August Poniatowski, 1764-95), because he
always appeared with flowing hair and adopted a French style of dress.
They even meditated introducing a new clause into the pacta conventa,
J-equiring that every king of Poland must wear the Polish dress.
^ We^hall find, however, this rule sometimes infringed, and instances
'occur in which the opinion of a sovereign affected the next nominee.
{Thus the malicious -n-ife of Sobieski was able to exclude her son James
Irora the succession, to whicli the national voice had almost called him.
' We shall afterward.^ see that this mischievous law was fruitful of
fevil consequences to tlie country, as frequently- debates upon the most
important questions would he brought to an end by the interference of
Sine of the nuutii declaring that the legitimate six weeks had elapsed.
lHistoey,
of peace or war. The latter, we have seen, he could not
declare ; and, as each of the palatines held nearly supreme
power in his own territories, the king could interfere in
little relating to the former. A vexatious control was ex-
ercised even over his private relations ; his wife could not
be of his own choosing, and, however odious she might
become to him, she must remain attached as a state ap-
pendage till his nobles consented to release him. Not
that Henry was likely to trouble himself with any scruples
on the score of marriage. He arranged all those matters
very easily. What was left for the Polish king was chiefly
to eat and drink at the expense of his subjects, and to
form a glittering addition to their costly and semi-barbar-
ous pageants. Still his revenue was ample, and when he
commanded the army in the field his power was unchecked ;
he had also the nomination to the highest ecclesiastical
and military appointments.
Even before the severe terms of the pacta conventa had
been presented to Henry, Montluc had agreed to all, but
probably felt convinced that his sovereign would carry out
no more of them than he could possibly help. He even
promised that France should send a fleet into the Baltic,
so that its dominion might be secured to t"he Poles, and
that in the event of a war with Russia she should supply
four thousand of her best troops, and herself pay their
expenses; in all cases of war she was to aid Poland with
money. Henry was to spend a large portion of the rents
which he drew from his estates in France for the benefit
of his adopted country ; he was also to pay the crown
debts, and to educate one hundred young Polish nobles
either at Pans or Cracow. Probably no sovereign in the
world ever signed such galling stipulations. Henry, how-
ever, had no intention of observing them, and had so
little relish for his new kingdom that he did not set out
till he had almost been driven from France by his brother,
and the Polish nobles already talked of a new election.
He proceeded on his way slowly, with all the dignity of a
royal progress, but did not escape the gibes of the German
princes through whose dominions he passed, for his con-
nexion with the massacre of St Bartholomew. He was
feasted at^ Heidelberg opposite a large picture which
delineated the tragedy in all its horrors, and attendants ■
were allotted him selected from French Huguenot refugees.
He was crowned at Cracow in February 1574, but soon
began to repent of his choice. The effeminate king re-
lished but little the throne he ha:d chosen among a war.
like and turbvdent -people, where he seemed to enjoy but
the shadow of sovereignty— a people also in every way
inferior in civilization to the agreeable Parisians he had left
behind. He felt himself a mere puppet in their hands, and,
burying himself in the recesses of his palace, led a life of
dissipation. But release was at hand in an unexpected
way ; he was destined to be king of Poland for five months
only. By the death of his brother Charles IX. he became
heir to the French crown. This delightful piece of news
he attempted at first to conceal, and to escape before it
could get noised abroad in Poland, principally to avoid
the ambitious designs of his brother, the duke of Alencon ;
but unfortunately the report oozed out. He refused to
follow the counsel of his advisers that he should convoke a
general diet to see what measures should be taken. On
the evening of the ISth July he gave a grand entertain-
ment in honour of the sister of the late king Sigismund,
The conviviality was great ; and never had Henry assumed
a more pleasing manner or seemed more genially to identify
himself with his new subjects. At the usual hour, to all
appearance, he retired to his aiiartment and the lighls
were extinguished ; but already the king had flown.' He
was led by an attendant through secret passages to a
chapel in the suburbs of the city, as some say — but accord-
1573-1586.]
P O L A JN 0
293
Jug to a more probable account to the royal stables, where
a rendezvous had been appointed. Here horses had been
prepared ; and with a few chosen attendants he rode pre-
cipitately from his kingdom, reaching the frontiers of Silesia
early on the following day. Great was the consternation
in Cracow when it was known that he had fled, and hot
the pursuit of the authorities. The probability of the king's
flight, gathered perhaps from his ill-concealed uneasiness,
had caused it to be suspected before it was known as an
actual fact. The grand chamberlain, anxious to calm the
universal excitement, returned to the palace to which by
virtue of his office he had general access. At first he
knocked at the king's door, but no answer was forthcom-
ing; he then tried the chambers of the gentlemenin-
waiting ; there equally he found a dead silence. Again,
he returned to the king's bedroom, and, not being able to
force the door, entered by the window — for even in matters
of etiquette they seem in Poland to have treated their
kings somewhat roughly. The candles were burning as
usual in the room ; the two pages were near the bed ; the
curtains of the bed were drawn, but there was no Henry
to be found. The grand chamberlain, amazed, rushed in
pursuit, attended by five hundred cavaliers. Probably such
a ludicrous sight had never been seen before as a monarch
flying from his kingdom and subjects without being driven
out by them. Owing to his ignorance of the route the
horsemen were soon on his track, and many of his com-
panions, to save themselves, deserted him. One of them
named Pibrac hid himself in a bog, and was even obliged
to make several dives to escape the infuriated peasants,
who pelted him with stones, unconscious of what he had
done, but satisfied, from his efforts at concealment, that he
must be flying from justice. In vain did Henry cause the
bridges to be broken down behind him; the Slavs on his
track forded the rivers on horseback, and the king was at
last overtaken on the very boundaries of the German em-
pire. There T§nczyn, the grand chamberlain, and five
horsemen came up with the fugitives and shouted after the
king, "Sorenissima Majestas, cur fugis?" Finding that
he was quite safe, Henry admitted T§nczyn to an audience,
■who remonstrated with him on account of the manner in
which he was leaving th« kingdom, and recommended him
to return and convoke a diet so that with the consent of
his subjects he might take possession of his new kingdom.
But he refused to be influenced by their entreaties, and
merely promised in a vague manner that he would return
as soon as he had placed France in a state of tranquillity —
a promise which, it need hardly be said, he had no inten-
tion whatever of carrying out. Nor did the king show any
special alacrity in repairing to France, for before reaching
that country he lingered a considerable time at Vienna and
Venice, trifling with the highest interests of his country,
and devoted only to frivolous amusement. The Poles, how-
ever, were well rid of one of the most corrupt sovereigns of
a corrupt house. In 1589 the knife of the Dominican friar
terminated his life, and with it the line of the Valois.
The Poles, piqued at the contempt with which their
crown had been treated, assembled at St^zyca and resolved
to declare the throne vacant if the king did not return by
the 12tb^May 1575. During the interregnum the Mon-
gols mad'e incursions into Podolia and Volhynia, ond griev-
ously devastated those countries. The appointed period
having elapsed, Stephen Batory, prince of Transylvania,
was elected, having previously stipulated to marry the
princess Anne, sister of Sigismund Augustus. There were
some difficulties, however, before ho succeeded in obtaining
the royal authority. The primate Ucharski nominated
the emperor Maximilian king. This caused considerable
opposition, and the city of Dantzio did not recognize the
new sovereign till compelled. To onnciliBte the nobility
Batory was obliged to consent to some serious diminutions
of the royal prerogative. This king was a great soldier,
successful against both Prussians and Russians, the latter
of whom he compelled, in 1582, to evacuate Livonia,
which was thus again annexed to Poland. He also
did much to encourage letters, having founded the
university of Vilna, which has, however, been suppressed
in more recent times. His great fondness for the Latin
language is said by Schafarik to have had a bad effect
upon Polish ; for from this time may be dated the classical
words and idioms which ' have been thrust upon the
language, and have disfigured Polish more than her Slavonic
sisters. It was Stephen Batory who first organized the
regiments of Cossacks who play such. an important part in
Polish history. Before his death, foreseeing the constant
anarchy which the system of elective sovereignty would
cause, he in vain urged the nobility to make the crown
hereditary. Sarnicki, • the Polish historian, says of him —
" Fuit vir tam in pace quara in bello excelso et forti
animo, judicii magni, przesertim ubi ab affectibus liber
erat ; in victu et amictu parens, et omni jactantia et
ostentatione alienus, eruditione insigniter tinctus, sermonis
Latini valde studiosus et prorfeus Terentianus." It would
naturally be concluded that before the election of Batory
the royal power had been sufficiently curtailed, but it was
to undergo further mutilations. Sixteen senators were
now chosen at each diet to attend the king and give their
opinion in important matters, and no decree could be
issued without their consent. Besides this, in 1578 the
right of final appeal to the king, which had always been a
royal prerogative, was taken away. The king could now
only give the ultimate decision in a small district within a
certain radius of his residence. The courts exercising
judgments within these narrow limits were called Assessoria
Regni, and even these judicial powers, slight as they were,
were gradually abandoned after the time of Augustus II.,
and were exercised by the high chancellor of the realm.
The king was supposed to have some control of the courts
which were governed by the Jus Magdeburgicum ; but,
Batory being busy with foreign wars, those were generally
managed by the chancellor also. The palatines had the
right of electing their own judges in their dietines or
potty diets, who formed supreme courts of justice called
2'ribunalia Regni ; here the causes of the nobles, for tlio
peasants had no voice in the matter, were decided finally
and without option of any appeal.
On the death of Batory in 15S6, after many quarrels
among the leading families, the throne was again brought
into the market. The candidates were, among others, the
archduke Maximilian of Austria ; Feodore Ivanovich, the
feeble Russian czar ; and Sigismund, a Swedish prince,
son of Catherine, sister of Sigismund Augustus. The last
of the three was finally elected, although not without con-
siderable opposition from Maximilian, who was only driven
from his candidature by main force. The Zborowskis, a
very powerful family always in opposition to Znmoiski, the
chancellor of the kingdom, invited him. But /amoiski
defeated him at Byczyna in Silesia, and ho wa.s there
made prisoner, and was only released on the promise of
desisting from being a candidate. The Ausirians, how-
ever, were always interfering in the affairs of Poland, and,
if they could not jirocuro the admission of any of their
family to the headship of the republic, wo shall observe
that during four generations the house of Hapsburg
furnished queens to Poland. A very serious riot occurred'
at the election on this occasion, as Lengnich tells us in his
Jm J'uUicitm Regni Puloni ; the booths erected for the
senators were burnt to the ground. Such proceedings
were only to bo expected in a country where each Boblei
might keep as many nrmed rctainera as ho pleased.
294
POLAND
[ mSTOE^
The now king signed the pada conventa, and an alliance
offensive and defensive between Poland and Sweden ; the
navigation of the Baltic was secured, and the debts of the
nation were to be discharged. Sigismund, however, soon
became unpopular among his new subjects, and among
other causes of oflfence he violated the pacta conventa by
marrying an Austrian princess, Anne, daughter of the
archduke Charles, without their consent. In 1595, at
Brzesc in Lithuania, took place the so-called union of the
Greek and Latin Churches, but this union was not brought
about without considerable violence. The disputes between
the king and the diet were destined to be renewed when
(his wife being dead) he married her sister Constantia in
1605. This union was also entered into without the con-
Bent of his subjects, and caused the cup of their wr..!:h,
already full, to overflow. On this occasion Jan Zamoiski,
the chancellor already mentioned, addressed a vehement
oration to the king, which is quoted at full length by
Lelewol, in which he brought his marriage against him
among many other charges. When Zamoiski had finished,
Sigismund rose from his throne in a moment of anger and
seized his sword. At this gesture a murmur of indignation
ran through the diet, and Zamoiski cried in the midst of the
crowd, " Eox, ne move gladium ; ne te Caium Cassarem,
nos Erutos sera posteritas loquatur. Sumus electores
regum, destructores tyraanorum ; regna, sed ne impera."
A great rokos: or secession, as the phrase was in Polish,
was the result of this. But the rebels wanted able leaders,
and the king defeated them at Guzow, near Radom, on the
Cth July IG07, and thus his throne, already tottering,
seemed to become a little stronger. He pardoned the
insurgents ; and the country, on the verge of civil war,
seemed pacified ; but the rebellion was a fatal precedent.
The most important events in this reign were the transac-
tions which took place between Poland and Russia. The
renegade monk Otrepief? personated the young Dmitri of
Russia, who had been assassinated, probably by the orders
of Boris Godounoff, and aspired to seat himself upon the
Ihrone of the czars. This wonderful plot was concocted
at Cracow, and seems to have been a plan of the Jesuits to
bring over the Russians to the Latin Church.^ In 160G
the pretender was killed in a tumult, and many of the
Poles who had accompanied him to Moscow were murdered.
[n 1617 Sigismund sent his son Wtadystaw to Moscow,
which had been taken by the Polish general Zolkiewski.
Wtadystaw was elected czar by a;' certain faction; but the
Russians, disliking to have a heretic for their emperor,
rose against the newly appointed .sovereign ; and the
patriotism which was lacking to the boyars was found in
the unselfish devotion of a provincial butcher. Russia
was freed, and a new dynasty was established in the
person of ilichael Romanoff. Sigismund had many wars
with the Turks, which led to no very important results ;
the great victory, however, of Chodkie»-icz at Khotin
(September 28, 1G22) has become ever memorable in
Polish annals, and has formed the subject of several
poems. Lengnich, in his Jus Publicum Regni Poloni, tells
us that in 1632 the Cossacks petitioned to bo allowed to
take part in the diets. Their request was refused in an
insulting manner ; and the Poles had soon to pay dear for
their insolence. Sigismund died in 1632 ; his statue still-
ornaments the city of Warsaw, which he made the capital
in the place of Cracow. He was unceasing in his efforts
pi extirpate Protestantism from his dominions.
The luxury of the nobles at this period has been
(Icsoribed at great length by Lelewel, He has also much
to tell us about the small armies of retainers kept up by
the Joles. which it is a pity there was no statute of
'See, however, Jiome et Uemarm^y^X. P. rierliug, S. J. (Paris,
"ZSj^Jfor.tJie coiitrary_vie«r.
maintenance, as in England, to check. These private
troops, however much bravery they may have occasionally
shown, prevented aU unity of action. The reign ol
Sigismund III. was on many grounds a disastrous one foj
Poland, and it was a very long one. There were constant
military revolts and religious tumults. The king and his
Austrian wife were so foolish as to be partly drawn into
the Thirty Years' War. They thought that, supported by
the emperor and the king of Spain, they might be able lo
regain the crown of Sweden. They therefore permitted
the emperor to enrol troops in Poland, and even sent him
some regiments of Cossacks ; they al.so got ready a fleet in
the Baltic — strange as it may seem to hear of Poland as a
naval power. All these plans, however, ended miserably.
By the treaty of Malborg (Marienburg), in 1623, Sweden
gained Livonia, Elbing, and part of Prussia.
He was succeeded by his son Wtadystaw IV., who was
elected by the diet. During his reign the usual wars took
place with the ancient enemies of the republic, — the Swedes,'
Russians, and Turks. Before its close the revolt of
Bogdan Chmielnicki had broken out, which cost Poland
her Cossack subjects, who had been so happily gained
over by the more vigorous policy of Batory. The Zapor-
ogians, oi Cossacks of the Dnieper, now transferred theii
allegiance to Alexis of Russia. They had long fell
uncomfortable under the Polish government owing to the
jiroselytizing tendencies of the bigoted Sigismund III;
Fresh alarms were caused by the erection of the fortress
of Kudak on the Dnieper, and they broke cut into oijeti
rebellion. In 1638 they were deprived of the right <A
having a hetman ; and Pawluk, their chief, was decapitated
in spite of an express promise that his life should be
spared. Wtadystaw was in constant collision with his
nobles. He fretted under the restrictions placed upon his
power, and attempted to carry on wars without the con-
sent of the diet But the nobles compelled him to break
all his engagements. He died at Merecz in Lithuania,
between Grodno and Vilna, May 20, 16-18, and was suc-
ceeded by his brother John Casimir (Jan Kazimi^rz), the Jorn
other candidates being the czar Alexis, father of Peter the '\"!',^*
Great, and Ragotzi, prince of Transylvania. One of the ,
first acts of the new king was to endeavour to negotiate
with Bogdan, but the negotiations were brought to an
abrupt termination by the treachery of ATisniowiecki, the
Polish general, who fell upon the unsuspecting Cossacks
while they were deliberating about the terms of the con-
vention. After this massacre Bogdan raised another
army, but was completely defeated by John Casimir at
Beresteczko in 1651. The kingdom, however, was thrown
into the greatest confusion by the disputes of the nobles,
and all vigorous action was paralysed. Tlie blood-stained
annals of these wars are full of horrors : the population
in many districts was entirely extirpated; everywhere
murder and plunder were rampant ; and tortures too hor-
rible to mention were inflicted upon the unhappy prisoners;
At a diet held in 1652 a single nuntius for the first time
annulled by his Uherum veto the united resolutions of the
whole assembly, — Sicinski, from Upita in Lithuania, stop-
ping the diet with the simple word " niepozwalam " (I
forbid). As soon as he had uttered this ominous protest
he quitted the assembly. Those who were present were
puzzled as to what construction they ought to put upon
such a proceeding, but Sicinski had not acted without con-
federates on whom he could rely. An angry debate ensued,
but the principle was finally carried by a majority and firmly
established. Ruptures of this kind became more frequenifc,
as Lelewel tells us, and the queen Louise Marie, who had
great influence over the king, frequently made use of thcni.
Lengnich, in his Jus Publicum Regni Polctni (1742), enu-
merates thirteen occasions on which this Jjaleful practice
(1M8-
' 6.S).
I
1587-1674.]
P 0 L A ^s U
295
had broken up the die€ Tt was not finally abolished til!
1791. The reasons why it was popular have already been
Bpoken of. Among other causes may be mentioned the
anxiety of the great officers of the realm — the commander-
Wi-chief, treasurer, marshal, and others — to be free from
the control of the diet. These important functionaries
held their appointments for life, and were under no super-
vision during the intervals between the sessions of the diet.
Again, it was only before the diet that a noble accused of
capital crimes could be brought to trial, for the nobility
Exercised, as has already been said, supreme judicial powers
in their own palatinates. If, therefore, as was frequently
'the case, a criminal of this rank happened to be brought
forward, it was very convenient for him to be able to pro-
cure a dissolution of the only tribunal by which he could
be convicted. Again, it was an admirable way to oppose
the levying of taxes, which could only be raised by the
consent of the diet ; and taxes, owing to the constant wars
fa which she was engaged, were very heavy in Poland.
There were emissaries of foreign powers, too, who fomented
these internal discords and profited by fomenting them.
The ill effects of the liherum veto soon began to be felt.
Tn 1670 the members of the diet bound themselves by an
oath not to make use of the privilege. In spite, however,
of this resolution that very diet was brought to an end by
the appeal of Zabokrzycki, the nuntius from Braclaw in
Podolia. In 1667, by the treaty of Andruszowo, Poland
lost to Russia Smolensk, Vitebsk, Polotsk, and other towns,
the Dnieper now becoming the boundary ; Kieff, the inter-
esting old historical city, was to go two years later. In
the midst of all these misfortunes the exhausted country
was attacked by a new enemy, Sweden, in consequence of
tte Polish monarch asserting a right to the Swedish
crown, as the heir of the house of Vasa — a claim which he
had no possibility of enforcing. Hampered as he was by
a war with Russia, John could effect nothing against his
new enemies, who took both Warsaw and Cracow, and
ended by entirely subjugating the country, while the
wretched king fled to Silesia. Although these new
enemies were afterwards expelled, yet the war was pro-
tracted for some years, and ended disastrously for Poland.
Charles Gustavus, the Swedish king, is said to have pro-
posed the partition of the country ; he offered Great
Poland to the elector of Brandenburg, Little Poland to the
duke of Transylvania, and a part of Lithuania to a Polish
nobleman named Radziwitt. But Poland's hour had not
yet come. The elector of Brandenburg procured the
release of East Prussia from all seignorial rights in 1657.
Livonia was also another loss, having been ceded to
Sweden in 1660. An army of Cossacks and Mongols, which
had invaded Podolia, was defeated by the celebrated John
Sobieski, who now first appears in history and was made
commander-in-chief of the Polish troops. Worn out with
age, and disgusted with his repeated failures, the king
abdicated in 1668. At a previous diet ho had warned his
turbulent subjects that the partition of the kingdom must
1)6 the inevitable consequence of their dissensions. John
Casimir had already been an ecclesiastic ; ho had been
absolved from his vows by the pope when he became a
candidate for the throne. He now resolved to betake him-
self again to the cloister, — his wife, Louise Marie, daughter
of the duke of Nevers, a woman of beauty and spirit, being
dead. He took his leave of the Poles in an affectionate
and dignified address, which is still preserved, and has
been pronounced by Coxe to bo " the finest piece of
pathetic eloquence that history has ever recorded." There
Was something very touching in the fact that Jan Kazimi(5rz
repre>!'jntert the last of the Jagieltos and Vasas, the former
of whom had so long ruled over Poland. He wa.s son, as
previously mentioned, of Sigismund IIL, and great-grand-
son of Sigismund I., whose daughter Catherine had married
John, king of Sweden. Connor says, " While 1 was at
Warsaw I spoke with several old gentlemen, who told me
that Casimir, the day after his resignation, observing the
people hardly paid him the respect due to a gentleman,
much less to a king, seemed to have repented heartily of
the folly he had committed" (i. 135). He now returned
to France, a country in which some years previously he
had suffered a strange captivity, having been detained in
the reign of Louis XIII. while passing its coasts ; but the
story is too long to bo narrated in these pages. Here he
became abb6 of St Germain and St Martin, and drew his
means of subsistence from these ecclesiastical foundations ;
for the Poles, although to all appearance abundantly
moved by his melancholy rhetoric, refused to continue his
pension. Nor does he appear to have spent the short
remainder of his life entirely in the cloister, as we are told
that he contracted a secret marriage with an amiable widow
who had formerly been a laundress. He, however, sur,
vived only four years, dying in 1672, forgotten by the
world but not forgetting it, — his disease, according to some
accounts, being greatly aggravated by his receiving the
intelligence that Kamenets in Podolia had been ceded tQ
the Turks. His body was afterwards brought to Cracow
and buried in the cathedral. The diet, which met on
his abdication, passed a decree that for the future no
Polish king should be allowed to abdicate. During this
reign, in the year 1658, the Socinians were banished froii
Poland, in consequence of which Pope Alexander U. gave
to the king and his successors on the Polish throne the
title Rex Orthodoxus. In due time three candidates for
the vacant throne made their appearance — the prince of
Condd, the prince of Neuburg, supported by Louis XIV..
and Charles of Lorraine, who was put forward by Austria.
The first of these could rely upon the cooperation of the
great Sobieski, but eventually none of the three was
chosen. The election fell upon a native Pole — Priuci!
Jlichael Korybut Wi^niowieckj, of a noble family indeed,'
but so impoverished that he may be said to have had regal
honours thrust upon him against his will, and we are even
told that he was offered the crown half in derision. A
graphic picture of this extraordinary scene is given in
Pasek's contemporary memoirs. Michael soon became a
mere puppet in the hands of his turbulent subjects. His
reign, however, was rendered illustrious by the great suc-
cesses of Sobieski against the Turks, although the Poles
suffered the loss of the important town of Kamenets, and
Michael, powerless to make head against them, concluded
the treaty of Buczacz, by which he even stipulated to pay
them tribute. By the great victory of Khotin in 1673,'
Sobieski did much to repair these losses, and was about to
follow up his glorious campaign when ho heard of the death
of Wis'niowiecki at Lembergin Galicia ; so sudden was tho
end of Michael that some have even supposed that ho was
poisoned, — " by a Frenchman," says Connor. Tiic diet met
at Warsaw ; there wore several candidates ; and among
others Charles of Lorraine and Philip of Neuburg again
put forward their claims. While the nobles were still iq
session, Sobieski, fresh from his glorious victory, entered and
proposed the prince of Cond^. A stormy discus-sion ensued,
and in tho midst of it one of the nobles, Jablonowski, was
heard to say, " Let a Polo rule over Poland." Tlio cry
found a magic echo among those who were present, and
the gallant Sobie-ski, the greatest of Polish generals, and
one of tho first .soldiers of hLs time, was appointed kiity
under tho title of John III although not without con-
siderable opposition from Michael Pac, the general inchicfj
of Lithuania, who wa.s however, ultimately induced to
withdraw his protest. This king signed the same jMcta
convaita as the preceding monarrhs ; there was, howcvcrj
296
POLAND
[HisTony.
a trifling addition made to them, but that a very absurd
one. To the article declaring that offices should only be
conferred on native nobles it was added, "and on such
only as have had their honours during three generations."
The leading idea of Sobieski was to drive the Turks out
of Europe, and if possible to resuscitate the Byzantine
empire. He was soon roused to action by a new invasion
of the Turks and Mongols, whose united armies are said to
have amounted to 210,000 men,i commanded by the
Seraskier Ibrahim, whose ferocious character was suffi-
ciently indicated by his soubriquet, Shaitan or Devil.
We are told that Sobieski had only 10,000 men to oppose
to this vast host ; he, however, set out from Lemberg, and
was soon hemmed in by his adversaries at Zurawno, in
Galicia, but by consummate bravery and adroitness suc-
ceeded in rescuing himself and his soldiers, even conclud-
ing a treaty with the Porte on favourable terms, by which
Poland received back a part of the Ukraine and Podolia.
Some years of peace followed, during which the king in
vain endeavoured to raise supplies for an army to recon-
quer the provinces which Russia had appropriated. All
his plans were neutralized by the absurd practice of the
liberum veto. In 1683 the Turks made their grand inva-
Siege of sion which they had long been preparing. After scouring
Vienna tile plains of Hungary, they advanced to the very walls of
(1683). Vienna. The emperor Leopold at once fled with his court,
but had great difficulty to avoid falling into the hands of the
Mongols. The imperial party made no stay till it reached
the Bavarian fortress of Passau. Quick in its track
followed also the wealthier portion of the inhabitants ;
their selfish desertion aroused murmurs of disapprobation,
and also considerably thinned the number of. the popula-
tion capable of bearing arms ; many of these fugitives fell
into the hands of the invaders, who were capable of any
cruelty. The command of the city was taken by Count
Stahremberg ; he had already approved himself a brave
soldier, and had been nominated to the post by the
emperor. All classes at once — including even priests and
women — laboured diligently at the fortifications, the bur-
gomaster Von Liebenberg himself setting an excellent
example. The imperial archives had already been removed;
nothing now remained for the devoted city but to await
the approach of the enemy. The inhabitants could see
the desolated villages, and the fire and smoke of the burn-
ing cottages were conspicuous for miles around. At sun-
rise on July 14 the vast hordes of the invaders, a pro-
miscuous crowd of soldiers, camp-fa' lowers, camels, and
baggage-waggo.is made their appearance. The camp was
arranged in tht form of a crescent ; jplendid above all
other things was the tent of the vizier, Kara Mustapha,
made of green silk, worked with gold and silver, set with
precious stones, and containing inside the holy standard
of the prophet. Marvellous stories are told of the foun-
tains, baths, gardens, and all the appliances of Oriental
luxury which it contained. Many painful incidents char-
acterized the siege before the arrival of Sobieski ; a fire at
one time broke out in the city, which was only suppressed
with difficulty. Diseases raged among the townspeople
owing to their being compelled to spend their days in
such close quarters and to live chiefly upon salt meat.
Belief, however, was rapidly approaching. The elector of
Saxony, John George, marched out of Dresden on the 22d
July with twelve thousand men and eighteen guns, and
reached Krems on the 28th August. The Polish king, who
had been solicited by the emperor himself, and to whom all
Europe looked now as its saviour, left Cracow accompanied
by his son, and succeeded in reaching the quarters of
Prince Charles of Lorraine. He was to act in concert
' 80,000 Turks and 130,000 Mongols, as we are told by the Poli^li
historians.
with a man who had been competitor with him for the
Polish crown ; their meeting passed ofi amicably, and no
subsequent jealousies seem to have marred their opera-
tions. The Polish and German troops effected their
junction at Krems on the Danube, near Vienna ; there
were about seventy-seven thousand men ready for active
operations in the field. On the 12th September, after
mass, Sobieski descended from the city to encounter the
dense masses of the Moslems in the plains below. He
appeared with his hair partly shaven in the Polish fashion,
and, although plainly attired himself, was accompanied by a
brilliant retinue. In front went an attendant bearing the
king's arms emblazoned, and with him another who carried
a plume on the point of his lance. On his left rode his
son James, unfortunate in afterwards incurring the hatred
of his mother, who perhaps prevented him from being
elected to the throne of Poland ; on his right was his old
rival, Charles of Lorraine. Before the battle the king
knighted his son and made a patriotic address to his
troops, in which he told them that on that occasion they
did not defend Vienna alone, but rather all Christendom,
and that they were not fighting for an earthly sovereign
but for the King of kings. The shouts of the soldiers bore
to the enemy the dreaded name of Sobieski, familiar to
them on many a weU-fought field. He is said to have
been provoked to give the order for battle by seeing Kara
Mustapha, the Turkish commander, tranquilly taking
coffee with his two sons in his splendid tent.
The assault was made simultaneously on the wings and
centre of the enemy. The king himself dashed forward
to the pasha's tent, bearing down all opposition and
repeating with a loud voice, " Non nobis, non nobis,
Domine exercituum, sed nomini Tuo da gloriam." "Allah I"
said the Mongol khan, "the king is surely among them."
In spite of the bravery of the Turks they were overpowered
by the elan of the Poles. Six pashas were slain, and the
vizier fled with the remnant of his army. The booty taken
was immense. The details of the battle may be gathered
from the interesting letters which Sobieski wrote to his
wife in the Polish language. She was a Frenchwoman,
daughter of Henri de la Grange, captain of the guard to
Phihp, duke of Orleans, and had been originally maid of
honour to Louisa, queen of Wtadystaw IV., was then
married to Count Zamoiski, and after his death became
the wife of Sobieski. It is said that chiefly on her account
the Polish king was induced to assist Austria. The selfish
policy of Louis XIV. would have allowed this outpost of
Chn'stian Europe to be tai'cen by the Turks, and he used
all tKe secret springs of his diplomacy to divert Sobieskf
from his purpose. He had, however, given mortal offence
to this ambitious woman in refusing the title of duke
to her father. After the complete rout of the Moslem,
Sobieski and his troops entered Vienna, and divine service
was performed in the cathedral ; a priest read aloud the
text, " There was a man sent from God, whose name was
John." In spite of his success, the brave Pole was
doomed to meet with ingratitude at the hands of the
emperor Leopold, and through the selfishness of his own
troops and the Lithuanian contingent, who seem to have
been always at cross purposes with the Poles, he was not
able to follow up his victory to its legitimate end.
The king, after this brilliant achievement, showed some
inclination to be reconciled to Louis XIV., but the
emperor succeeded in diverting him by holding out hopea
of securing the government of Moldavia and Wallachia for
his son. By the treaty of Moscow, which Sobieski con-
cluded in 1686 with Sophia, the regent of Russia,
Smolensk, Severia, Tchernigoff, and Kieff were definitely
annexed to the latter country. The private life of Sobieski
,was embittered by family dissensions ; he was very muoh
IC75-17G8.]
POLAND
297
under the iftfluence of his wife, a woman of great beauty,
but avaricious, fond of power, and revengeful. Thus the
illustrious soldier had not peace in his own house, nor was
he likely to meet with it in the stormy debates of the
diet, several of which were broken off by the exercise of
the liberum veto ; and so wearisome had his position become
that he several times thought of abdicating, and the
Austrian party (such was the gratitude he met with)
sought to effect this. He finally sank under an accumula-
tion of disorders, and expired on the 17th Juno 1696, at
his favourite castle of Willanow. Many incidents of his
death-bed have been recorded by Zatuski, the bishop of
Plock, which show that the king died ill at ease, being
filled with the gravest apprehensions concerning the future
of his country. The family is now extinct. With him
sank the glory of Poland, which was rapidly hastening
to its fall.
After a time the diet met as usual to elect the new
sovereign. The three chief candidates were James Sobi-
eski, the son of the late king ; the prince of Cond6, a
nephew of Louis XIV.; and the elector of Saxony. The
elector was appointed, and, in order to qualify for the
throne, abjured Protestantism. In 1699, by the peace of
Carlowitz, the Turks renounced all gjaim over the Ukraine
and Podolia, but the king was foolish enough to allow
himself to be drawn into a war with the Swedes, in conse-
quence of which Cracow was taken in 1702. Charles
XII. of Sweden became master of the country, and de-
posed the newly elected Frederick Augustus, in whose
[)lace was chosen Stanistaw Leszczynski, palatine of Posen,
a man of benevolence and learning. All the courts of
Europe recognized this new king except the czar Peter, and
when the latter defeated Charles at the battle of Poltava in
1709 Leszczynski was compelled to leave the country, and
Augustus II., as he was styled, was restored. Stanistaw
at the approach of the Russian troops retired to Lorraine,
which he governed till his death at an advanced age. In
this reign Poland lost Courland, which had long been one
of its fiefs, but was now seized by the Russians and giveti
by the empress Anne to her favourite Biren. The Dissi-
dents, as the Protestants were called, were slowly decreas-
ing in number, and in an emeute which occurred at Thorn
in 1724 many were cruelly put to death. A little later,
in 1733, a law was passed by which they were declared
incapable of holding any ofEce or enjoying any dignity.
Augustus II. died at Warsaw in the last-mentioned year.
He was a contemptible king, notorious for his private
vices. At the instigation of many of the Poles, Stanistaw
Leszczyriski, who was now residing in Lorraine, and had
become the father-in-law of Louis XV., was induced to
return to Poland, and was elected king at Warsaw by a
large majority. This election, however, was displeasing
to Austria and Russia, who resolved to resist his preten-
sions and to secure the election of Frederick Augustus,
the son of the late king. A Russian army arrived in the
neighbourhood of Warsaw, and a pa^-ty of the nobles
opposed to the French influence proclaimed the Saxon. Ho
accordingly swore to the pacta conventa, and was crowned
king at Cracow in 1734. Meanwhile the unfortunate
Stanistaw fled to Dantzic, where he hoped to hold out till
assistance should arrive from France. The city, however,
was obliged to capitulate after a siege of five months ; and
Stanistaw, after many adventures and narrow escapes,
reached the Prussian dominions. In 1736 a diet of pacifi-
cation was held at Warsaw, which was followed by a general
imnesty. The condition of the country during this reign
wa^ deplorable, although Poland was engaged in no wars.
Factions rent the government, and the peasantry, crushed
and sufl'ering, betook themselves to robbery and iiillapo.
The king was a man of low tastes and abandoned himself
to pleasure. One of his favourite amusements was shooting
dogs from the windows of his palace at Warsaw, in conse^
quence of which dogs became very scarce in the city. He
was too idle to learn a word of Polish, and left everything
to the management of his minister Briihl. Frederick died
on October 3, 176.3, at Dresden, where he was buried
In 1764 Stanistaw August Poniatowski was elected king,
chiefly through the machinations of the Russian empress
Catherine. The new monarch was a man of refined
manners and elegant mind, but weak, and a mere puppet
in Muscovite hands. He caused the libtnmi veto to be
abolished, but it was soon restored (in 1766), in conse-
quence, it is said, of Russian influence, as the ruin of
Poland had been resolved upon. In 1768 a few patriots
met at the little town of Bar in Podolia, and formed what
was called the Confederation of Bar, their object being to
free the country from foreign influence. Among the
members of this confederation were the Pulawskis (Casi-
mir and Joseph), Joachim Potocki, and Adam Krasiriski,
bishop of Kamenets. Their military operations extended
over all Poland and Lithuania, but the Russian troops
stationed round the capital prevented the junction of the
confederates with the national army. Moreover the con-
federates, whose number amounted to about eight thousand
fighting men, were badly organized. In spite of a few
trifling successes they saw their efforts gradually growing
weaker. Nor did a bold attempt to carry off the king
result in success. Their party speedily broke up, and
Casimir Pulawski, one of the leading spirits, left the
country and joined the Americans in their War of In-
dependence, in which he soon afterwards perished. In
consequence of the efforts of these patriots the pernicious
liberum veto was put a stop to, though afterwards for a
short time restored ; but the partition of the country had
already been secretly agreed upon by Russia, Prussia, and
Austria. The idea appears to have been first suggested
by Frederick the Great. M. Rambaud, in his Histoire de
la Bussie, gives the following as the chief causes which led
to the destruction of Poland, which, in addition, had
always suffered from the want of natural frontiers : —
1. The national movement in Russia, wliich fostered the iJea of
recovering the provinces in the west which had formerly beeu
Russian territory, and spoke a lanpuoge but little dili'ering from
Russian. To this was to be added the fact that the majority of the
inhabitants weie members of the Greek Church. This feeling liad
already led to the conquest of some of the western provinces in th«
time of Alexis Mikhailovich as previously mentioned. Moreover,
tlie members of the Greek Church were being constantly persecuted
by the Jesuits, who had done so much mischief to the country.
2. The great desire of Prussia to become possessed of tlio lower
part of the Vistula, with the towns of Thorn and Pantzic. A reason
for Pru.ssian interference was alTorded by the Polish persecution of
the " Dissidents," as a sample of which the cruelties committed at
Thorn may be cited.
3. The general political condition of Poland— an anaclironism
among the nations of Europe. They had become strong by centralized
power and by harmonizing their governments with the spirit of th6
age. In Poland there was no. middle class ; for the trade in tha
towDB was in the hands of foreigners, and especially Jews.
There were to be seen a proud nobility, the members
of which were engaged in constant feuds among them-
selves, and far below them miserable serfs deprived of all
political rights. There was no national spirit in the
country, no sympathy between the nobility and peasantry.
It was the Jews who chiefly busied themselves with com-
merce; they distributed the products, selling at the same
time to the serfs and their masters, and preventing the two
clas.ses of the natives of the country to a grcot extent from
coming into contact with each other. By their efforts the
economic functions of evcry-day life were carried on, and
yet they could not bo considered a real part of the nation.
In the moment of danger they were not at hand to bring
together distinct classes and to establish a common bond
XIX. — .^8
298
POLAND
fHISlOKY.
61 interest; tlie~nation,'thus consisting of men who did
act understand each other, remained perplexed and divided.
The peasants, who had at one time communal possession
of the land, according to the old Slavonic custom, had
long ago lost all their rights. Those Poles who struggled
for liberty themselves were not willing to extend it to
their unhappy serfs. Kosciuszko desired to see serfdom
abolished ; but the peasants who followed him only
enjoyed their liberty during the war, and his decree of
emancipation was so vaguely expressed that it was ineffec-
tual It is strange to think that the real liberators of the
peasant were the Russians, who in the revolt of 1863 gave
him a portion of the land which he cultivated.
In J772 Prussia took the palatinates of Malborg,
Pomeria, and Warmia, Culm, except Dantzic and Thorn,
and a part of Great Poland ; Austria took Red Russia or
Galicia, with a part of Podolia, Sandomir, and Cracow ;
and Russia took White Russia, with all the part beyond
the Dnieper. The Poles were obliged to sanction this
plundering of their country in a diet held in 1778.
The only real benefit conferred on the nation by this diet
was the introduction of a better system of education ; the
Jesuits were also suppressed, and their immense estates
became national property. Although the courtry had
been mutilated in this fashion, it yet enjoyed tranquillity
for a short time, and even made som§ material progress.
Thus some useful manufactures were introduced. In
1788 a remarkable diet was opened which lasted four
years,— the longest on record, for the others had only
endured a few days or a few weeks at most. At this
many important changes were introduced, such as the
amelioration of the condition of the burghers and peasants ;
but it was now too late. On this occasion the liheruni
veto was decisively suppressed and the throne declared
hereditary. The elector of Saxony, grandson af the
wretched and incapable Augustus III., was declared the
successor of Stanislaus. The Roman Catholic was to be
the dominant religion, but the Dissidents were to be toler-
ated. The burghers were to send deputies to the diet on
the same footing as the nobles. The peasants were not
yet emancipated, but their condition was improved. The
new constitution was finally promulgated on the 3d May
1791. The king and the two chambers took the oaths to
preserve it. The country now seemed to breathe afresh,
and to be established upon a new basis. But the selfish-
ness of the Polish nobles, who had alvrays been the evil
genius of the country, overturned all the arrangements.
Among the most prominent non-contents was Felix
Potocki, who was anxious to restore to the nobility the
privileges they had lost by the new constitution. In
concert with him were Francis Xavier Branicki and
Severin Rzewuski, who sought the assistance of foreign
powers, and especially Russia. These enemies of their
country formed, in 1792, the Confederation of Targovica,
and soon afterwards at their instigation Russian troops
invaded Poland and Lithuania. The feeble king, Stanis-
laus Augustus, made no resistance ; he signed the conven-
tion of Targovica, and the Russians occupied Warsaw. In
1793 another treaty of partition was signed, by which
Prussia acquired the remainder of- Great and a portion of
Little Poland, and the Russian boundary was advanced to
the centre of Lithuania and Volhynia. An insurrection
now broke out under the leadership of Thaddeus Kosci-
uszko, which at first made head against the Prussians and
Russians, who had invaded the country from all quarters ;
but the successes of the insurgents were stained by the
murders committed by the popular party at Warsaw.
Suwaroff now entered the country, and Kosciuszko was
finally defeated and made prisoner at the battle of Macie-
jowice in 1794; there is no truth, how ever, in the assertion
that he cried out on that occasion, "Finis Poloniae "; this
he always denied till the day of his death. After storming
the suburb Praga, Suwaroff took Warsaw, and the city was
sacked with great cruelty. The kingdom of Poland was
now at an end, and the third division took place. Austria
had Cracow, with the country between the PUica, the
Vistula, and the Bug ; Prussia had the capital, with the
territory as far as the Niemen ; and the rest went to
Russia. Stanislaus resigned the crown at Grodno on
April 25, 1795 ; he was summoned to St Petersburg,
where he is said to have endured many indignities from
the emperor Paul, who never allowed him to remain seated
in his presence. There he died in 1798.
Many of the Poles now entered foreign services, as, for
instance, the legion which followed the fortunes of France ;
but the fate of these exiled patriots was often a sad one.
Many perished on the burning sands of St Domingo.
Many were killed in the famous expedition to JIoscow.
The Poles looked anxiously to the success of Napoleon.
But all that the conqueror did for them was to form the
duchy of Warsaw, consisting of six departments — Posen,
Kalisz, Ptock, Warsaw, Lomza, and Bydgoszcz — with a
population of more than two millions, which he united
with Saxony.
A resettlement of Poland took place by the treaty of
Vienna (1814). (1) Austria was to have Galicia and the
salt-mines of Wieliczka. (2) Posen was to belong to
Prussia. This power was also confirmed in what it had
gained at the first partition. (3) The city and district of
Cracow were to form an independent republic under the
guarantee of the three powers. This historical town was
annexed by Austria in 1846 in defiance of all international
law. (4) The remainder of ancient Poland, comprising the
chief parts of the recent grand-duchy of "Warsaw (embracing
a tract bounded by a line drawn from Thorn to near
Cracow on the west, to the Bug and Niemen in the east),
reverted to Russia, and was to form a constitutional
kingdom subject to the czar. This constitution, consider-
ing the circumstances, was a very liberal one. Poland
was to be governed by responsible ministers, a senate, and
a legislative chamber. There were to be a national army
under the national flag and a separate budget. Polish
was to be the ofiicial language ; personal liberty and the
freedom of the press were also guaranteed. It was
obvious from the first that it would be difficult to unite a
country with such a liberal constitution to another still
governed by a, patriarchal despotism. Zajacek was named
viceroy, and the grand-duke Constantine, brother of the
emperor Alexander, took the command of the army.
The rebellions of the Poles in 1830 and 1863 more
properly belong to Russian history ; perhaps, however, a
few facts connected with them may be appropriately intro-
duced here.
Considering the delicate position of affairs in Russian
ioland, things had worked fairly well. The impulse to
the Polish revolution was undoubtedly given by the French.
It was begun by some students, who hoped to seize the
grand-duke Constantine at his residence. Belvedere, in the
vicinity of Warsaw. In the evening of November 29,
1830, they accordingly proceeded to the palace, but did not
succeed in capturing the grand-duke. The city, however,
rose, the troops fraternized with the people, and the chief
•command was entrusted to General Chlopicki, a veteran
of the wars of Napoleon. Early in 1831 a large Russian
army, commanded by Diebitsch, advanced to reduce them
to submission. Chlopicki laid down his dictatorship, but
the Poles pursued the insurrection with vigour under
the command of Prince Adam Czartoryskl They were
disappointed in their hopes, of assistance from foreign
powers. On the 8th September Warsaw surrendered to
Resettle-
ment by
treaty ol
Vieaua,
LIXEUATURE.]
1^ 0 L A :n D
299
Paskewitch, who had taken the command, Diebitsch having
died of cholera (June 10th), and a few weeks afterwards
the grand-duke Constantino died at Vitebsk. On February
36, 1832, Poland was declared a Russian province.
No other outbreak occurred till 18C3, but for some
time previously the country had been disturbed. On the
29th November 1860, on the occasion of the thirtieth
anniversary of the revolution of 1830, many political
manifestations took place both in the churches and
streets, and portraits of Kosciuszko and Kilinski, a patriot
of the time of the last partition, were distributed. Some
riots took place, and unfortunately several persons were
killed. These proceedings were followed by concessions
from the emperor Alexander, who established municipal
institutions in Warsaw and the chief cities of the king-
dom. The Russian czar was acting under the advice
of Wielopolski, a Pole, who was appointed director of
public instruction and worship. Riots, however, still
continued, and in 1862 the grand-duke Constantino
was named viceroy. On the night of January 15, 1863,
a secret conscription was held, and the persons sus-^
pected of being most hostile to the Government were
dragged from their beds and enlisted as soldiers. Immedi-
ately after this the insurrection' broke out, wTiich was
directed by a secret committee (Rzad), the proceedings of
which wore as mysterious as those of the Fehmgerichte.
Soon after bands of rebels began to make their appearance
in the Polish forests. There were, however, no regnlar
battles between the Russian troops and the Poles, — only
guerilla fighting, in which the Poles, under the greatest
a isad vantages, showed splendid heroism. The secret
emissaries of the revolutionary Government, armed with
daggers, succeeded in putting to death many Russian
npies — not the least memorable case being that of the
Jew Herman!, stabbed while on the staircase of the
H6tol de I'Europe at Warsaw. On the other hand the
chaefs of the insurgents captured were shot or hanged.
Langiewicz held out for some time, but was defeated by
the Russians, and succeeded in making his escape into
Galicia. A reign of terror was inaugurated by General
Mouraviefl, and all attempts at reconciliation made by the
great powers of Europe were useless. By May 1864 the
rebellion was quite suppressed, and it will be seen by the
results that it cost Poland dear. The kingdom of Poland
now ceased to exist ; it has been parcelled out into six
governments. The Russian language was ordered to bo-
used in all public documents instead of Polish, and the
university of Warsaw has been Russified, all lectures now
being delivered in that language.
We have not dwelt upon the terrible massacres of the
Polish nobles by the peasants in Galicia in 1846, said to
have been instigated by the Austrian Government. This
;>rovincc has been tolerably quiet since, but the Poles have
to struggle with the largo Ruthonian or Red-Russian po[>u-
lation, speaking a different language, and adherents of the
Greek Church or TJniates.
In Prussian Poland, though it is bi)t fair to add that wo
hear no stories of massacres, the Gcrnianization of the pro-
vince has been more complete. Posen will soon bo lost as
ii Polish town, and many historical places have had their
names obliterated for such substitutes as Bismarcksdorf
und Sedan.
PoUSn LlTERAXTTRE.
The Polish Langusige, according to the latest statistics, ia
stiU spoken by nearly ten millions of people, di-stributed,
according to the Revue Slave (Warsaw, 1878, vol. i. p. 78),
as follows:— in Russia, 4,610,000; in Austria, 2,444,200;
in Prussia, 2,405,800; in Turkey, 10,000. It belongs to
the western branch of the Slavor.ic tonyues, and exhibits
the closest afSnities with the Czech or Bohemian and
Lusatian Wendish (see Slavonic Languages). Unlike
the people of other Slavonic countries, the Poles are com-
paratively poor in popular and legendary poetry, but such
compositions undoubtedly existed in early times, as may
be seen by the writings of their chroniclers ; thus Gallus
translated into Latin a poem written on Boloslaw the
Brave, and a few old Polish songs are included in Wojcicki's
Library of Ancient Writeri. A great deal of the early
literature written in Poland is in Latin.. The earliest
specimen of the Polish language is the so-called Psalter of
Queen Margaret, discovered in 1826 at the convent of St
Florian. The dat« of the MS. appears to be the middle
of the 14th century, and probably in its present form it
is only a copy of a much older text ; there is also a trans-
lation of the fiftieth psalm belonging to the 13th cen-
tury.^ The ancient Polish hymn or war song, "Piesn Boga
Rodzica," was an address to the Virgin, sung by the Poles
when about to fight. The oldest manuscript of this pro-
duction is dated 1408, and is preserved at Cracow. By
a legend which subsequently grew up the composition of
it was assigned to St Adalbert. John Lodzia, bishop of
Posen from 1335 to 1346, composed several religious songs
in Latin.
The next monument of Polish literature to which we
come is the Bible of Queen Sophia or Bible of Szarosz-
patak. It is imperfect, and only contains the early books
viz., the Pentateuch, Joshua, Ruth, and Kings ; there are
however, fragments of three others. It is said to have
been written for Sophia, the fourth wife of Jagiello, about
the year 1455. It has been edited with great care by
Matecki. Five religious songs in Polish dating from the
15th century have been preserved; the j' are ascribed to
Andrew Slopuchowski, prior of the monastery of the Holy
Cross on Lysa G6ra. There is also the fragment of a
hymn in praise of Wickliffe. To these fragments may be
added the prayer book of a certain Waclaw, a sermon on
marriage, and some Polish glosses. These are all the exist-
ing memorials of the Polish language before the 16tb
century.
Perh(ips a few words should be said concerning theTh«
writers in Latin. Martin Gallus lived in Poland between 1*^'"
1110 and 1 135. From his name he has been supposed by ■^"''
some to have been a Frenchman, and wo must remember
that Poland swarmed at that time with foreign ecclesias-
tics. Lelewel, the Polish historian, considers that it is
merely a translation into Latin of some such name as
Kura, signifying "a fowl." Others suppose him to have
been an Italian, or a monk from the convent of St Gall iu
Switzerland. He has plenty of legends to tell us, and
writes altogether in a poetical style, so that his prose seems
to fall into rhythm unconsciously. His quotations from
the classics, Sallust, Lucan, and others, show tlio extent ot
his reading. Gallus was followed by Matthew Cliolewa and
Vincent Kadlubck, two bishops of Cracow, ami liogufal or
Bnguchwal (Gottlob), bisho]) of Posen, who all used Latin.
The work of Kadlubck is more ornate in diction than that
of Bogufal and for a long time enjoyed great popularity. Ho
was born in 1160, educated at the university of Paris, and
died in Poland in 1223,asaCistorcian monk. His I^tin, like
that of Gallus, is far from classical, but ho writes with spirit
and throws a good deal of light upon the events of his lime.
Tho education of the country was wholly in the bands of
the ecclesiastics, many of whom were foreigners. In this
way wo must explain tho great prevalence of th(i Latin
language. Such a system would be sure to stino all
national outgrowth, and accordingly wo have among the
' Tho Ps»Iter !• c»11od nfter M»ntiir«l, tlm flrtt wlfo of Klnft Loai«,
who iliod hi IIUO, by a mcro rnDJi'cturc. Cam thinks It more probable
lliat Ihn book bilonjcd to Mnry, hi« ilauf^btcr.
300
POLAND
[literature.
iPolcs none of those eariy monuments of the language which
other countries boast. For instance, there are no btlirii or
legendary poems, such as are found among the Russians,
altliough many passages in the ancient chroniclers from
their poetical colouring seem to be borrowed from old
songs or legends, and the first verses of some of these
compositions have been preserved. Mention may here be
made of other chroniclers such as Martin the Pole (Polonus),
who died in 1279 or 1280, and Jan of Czarnkow, who died
in 1389 ; the latter was the historian and panegyrist of
Kazimierz the Great. With the reign of Kazimierz III.
(1333-1370) must be associated the statutes of Wislica.
Jadwiga, the wife of Jagielto, was mainly instrumental in
creating the university of Cracow, which was not founded,
however, till 1400. In this institution for many years all
tlie great men of Poland were trained — among others
Gregory of Sanok, Dlugosz, and Copernicus. Kazimierz
the Great may be said to have laid the foundation of this
university. Having obtained the consent of Pope Urban
v., he establislied at Cracow a studiiim ffenerale on the
'fhodel of the university of Bologna. It consisted of three
'faculties — Roman law, medicine, and philosophy. But the
aristocratic youth still preferred frequenting the universities
of Prague, Padua, and Paris, and accordingly the newly-
founded studium languished. Jadwiga, however, obtained
from Boniface IX. permission to create a new chair, that
,of theology ; and the university of Cracow was remodelled,
Laving been reorganized on the same basis as that of Paris.
'Another university was founded later at Vilna by Batory,
and one at Zamosc by the chancellor Zamoiski. There
were also good schools in various places, such as the
Collegium Lubranskiego of Posen and the school of St
Mary at Cracow. In the year 1474 a press was set up in
the latter city, where Giinther Zainer printed the first book.
The first press from which books in the Polish language
appeared was that of Hieronymus Wietor, a Silesian, who
commenced publishing in 1515. A few fragments printed
in Polish had appeared before tliis, as the Lord's Prayer in
the statutes of the bishops of Breslau in 1475, the story of
Pope Urban in Latin, German, and Polish in 1505, (fcc. ;
but the first complete work in the Polish language appeared
from the press of this printer at Cracow in 1521, under the
title Speeches of the Wise King Solomon. The translation
was executed by Jan Koszycki, as the printer inf-orms us in
the preface, and the work is dedicated to Anna Wojnicka,
the wife of a castellan. In 1522, a Polish translation of
Ecclesiastes appeared from that press, and before the con-
clusion of that year The Life of Christ, with Woodcuts,
translated into Polish by Balthasar Opeo Many other
presses were soon established. Printers of repute at Cra-
cow, during the 16th and beginning of the 17th century,
were Sybeueicher and Piotrkowczyk.
Little as yet had been produced in Polish, as the
chroniclers still adhered to Latin ; and here mention must
be made of Jan Dlugosz, who called himself Longinus.
He was bishop of Lemberg, the capital of Galicia, and has
left us a very valuable history which has merits of style
and shows considerable research. So anxious was Dlugosz
to make his work as perfect as he could that he learned
Russian so as to be able to read the Chronicle of Nestor.
The best part of his book is that which treats of the
period between 1386 and 1480. About 1500 was wrttten
an interesting little work entitled " Memoirs of a Polish •
Janissary " (PamieiniH lanczara Polal-a). Although
written in the Polish language, i± was probably the pro-
duction of a Serb, Michael Konstantinorich of Ostro-
vitza. He was taken prisoner by the Turks in 1455 and
served ten years among the Janissaries, after which he
escaped into Hungary. About this time also flourished
Nicholas Copernicus, a native of Thorn, one of the few
Poles who have made themselves known beyond the limits
of their country.
The Poles call the period between 1548 and 1606 their
golden^ age. Poland was the great land of eastern Europe,
and owing to the universal toleration encouraged by the
Government Protestantism was widely spread. Many of
the chief nobility were Calvinists, and the Socini came to
reside in the country. All this, however, was to pass away
under the great Jesuit' reaction. At Rakow in Poland was
published the catechism of the Socinian doctrines in 1605.
The Jesuits made their appearance in Poland in 1564, and
soon succeeded in getting the schools of the country into
their hands. Besides extirpating the various sects of Pro-
testants, they also busied themselves with destroying the
Greek Church in Lithuania. Latin poetry was cultivated
with great success by Clement Janicki (1516-1543), but
the earliest poet of repute who wrote in Polish is Rej of
Nagtowice (1505-69). After a somewhat idle youth he
betook himself to poetry. He was a Protestant, and among
other religious works translated the Psalms. His best
work was Zwierciadio albo zywol Poczciwego Cdowieka
(" The Mirror or Life of an Honourable Man"), — a some-
what tedious didactic piece. He was also the author
of a kind of play — a mystery we may term it, ana
productions of this sort seem to have been common it
Poland from a very early time — entitled Life of Joseph ir<.
Egypt. This piece is interesting merely from an anti-
quarian point of view; there is but little poetry in it.
It teems with anachronisms ; thus we have mention of
the mass and organs, and also of a German servant.
Jan Kochanowski (1530-1584), called the prince of
Polish poets, came of a poetical family, having a brother,
a cousin, and a nephew who all enriched the literature
of their country with some productions. Kochanowski
studied for some time at the university of Padua, and also
resided in Paris, where he made the acquaintance of
Ronsard, then one of the most celebrated poets. He
exercised his talents in various ways ; thus he has left The
Game of Chess, an imitation of Vida, and Proporzec albo
Hold Prushi (" The Standard or Investiture of Prussia "),
where he describes the fealty done by Albert of Brandenburg
to Sigismund Augustus. He also wrote the first regular
play, and executed a translation of the Psalms. The title
of his play — a piece of one act, with twelve scenes — is
Tlie Despatch of the Greek Ambassadors. It is written in
rhymeless five-foot iambics, and is altogether a product of
the Renaissance, reminding us of some of the productions
of George Buchanan. Rhyme is employed in the choruses
only. It was acted on the marriage of the chancellor Jan
Zamoiski with Christine Radziwitt, in the presence of King
Stephen and his wife, at Ujazdowo near Warsaw, in 1578.
The poet's most popular work, however, is his Treriy or
" Lamentations," written on the death of his daughte'
L^rsula. These beautiful elegies have been justly praised
by Mickiewicz ; they are enough to raise Kochanowski far
above the level of a merely artificial poet. Besides poem?
in Polish, he also wrote some in Latin. It will be observe<
that we get this double-sided authorship in many Polish
writers. They composed for an exclusive and learned
circle, certainly not for the Jew, the German trader of the
town, or the utterly illiterate peasant. It may be said
with truth of Kochanowski that, although the form of his
poetry is' classical and imitated from classical writers, the
matter is Polish, and there is much national feeling in what
he has left us. Mention must also be made of his epigrams,
which he styled " Trifles " (Fraszki) ; they are full of spirit
and geniality. Stanislaus Grochowski (1554-1612) was a
priest ; but his poetry is of little merit, although he was
celebrated in his time as a WTiter of panegyrics. His satire
Babie Kolo (" The Women's Circle ") gave offence on account
»
Kocha*
owski'
uteratukf;.]
1' O L A N D
301
of its personalities. A great partisan of the Catholics in
the time of Sigismund III. was Caspar Miaskowski, whose
W<drta H7o5."-J'/reows^-a(" Farewell tu his Native Country")
<leserves mention. Szarzynski, who died young in 1581,
deserves notice as having introduced the sonnet to the
Coles. This s)jecics of poetry was afterward to be carried
>o great perfection by Mickiewicz and Gaszynski.
Szymonowicz (1554-1624) was a writer of good pas-
torals. Although they are imitated from classical writers,
Le has introduced many scenes of national life, which
he describes with much vigour. Among the best are
"The Lovers," "The Eeapers," and "The Cake" (Koiacz).
Mickiewicz is very loud in his praise, and considers him
one of the best followers of Theocritus. The condition,
however, of the Polish peasants was too miserable to
admit of their being easily made subjects for bucolic
poetry. There is an artificial air about the idyls of
Szymonowicz which makes one feel too keenly that they
are jiroduetions of the Renaissance ; one of their best
features is the humane spirit towards the miserable
peasantry which they everywhere display. Another e.x-
cellent writer of pastorals was Zimorowicz, a native of
Lemberg, who died at the early age of twenty-five. Some
of his short lyrics are very elegant, and remind us of
Herrick and Carew, — e.g., that beginning "Ukochana
Lancelloto ! Ciebie nie prosz§ o ztoto." Another writer
of pastorals, but not of equal merit, was Jan Gawinski, a
native of Cracow. Some good Latin poetry was written
by Casimir Sarbiewski, better known in the west of Europe
as Sarbievius (d. 1640). He was considered to have
approached Horace more nearly than any other modern
poet, and a gold medal was given him by Pope Urban
VIIL JIartin Kromer (1512-1589) wrote a history of
Poland in thirty books, and another volume, giving a
de.scrii)tion of the country and its institutions, — both in
Latin. The history is written in an easy style and is
a work of great merit. A poet of some importance was
Klonowicz ( 1545-1 G02), who Latinized his name into
Acernus, Klon being the Polish for maple, and wrote in
both Latin and Polish. Sometimes he is descriptive, as in
bis Polish poem entitled /'7/,s ("The Boatman"), in which he
gives a detailed account of the scenery on the banks of the
Vistula. There is some poetry in this composition, but it
alternates with very prosaic details. In another piece,
Rlioxolanin, in Latin, he describes the beauties of Galicia.
Occasionally he is didactic, as in Worek Judaszow (" The
Pag of Judas") and Victoria Deorum, where, under the
allegory of the gods of Olympus, he represents the struggles
of parties in Poland, not without severely satirizing the
nobility and ecclesiastics. A curious work called Quincunx,
written by Orzechowski, is concerned with religious pol-
emics. Andrew !Mcdrzewski, a Protestant, in his work
De liepul/lica Emendanda (1551), recommended the
establishment of a national church which should be
indei)endent of Rome, something upon the model of the
Anglican.
A florid Jesuitical style of oratory became very popular
in the time of Sigismund III., not without rhetorical
power, but frequently becoming tawdry. The chief repre-
sentative of this school was Peter Skarga, one of the main
agents in extirpating Calvinism in Poland and the Greek
Church in Lithuania. Among his numerous writings may
bo mentioned Lives of (he Saints, Discourses 071 the Seve/i
Sacraments, and especially his .sermons pleached before the
■diet, in which ho lashed the Poles for their want of
patriotism and prophesied the downfall of tho country.
Mecherzynski, in his " History of Eloquence in Poland "
(llistorya Wymoicy w Polsce), especially praises his two
funeral sermons on the burial of Anna Jagieltonka, widow
of Ste])hcn Batory, and Anna of Austria, first wife of
Sigismund III. Besides the Latin histories of AVapowski
and Gwagnin (Guagnini, of Italian origin), we have the
first historical work in Polish by Martin Bielski, a Pro-
testant, viz., Kronika Polska, which was afterwards con-
tinued by his son. The author was born in 1495 on his
father's estate, Biata, and was educated, like so many other
of his illustrious contemporaries, at the university of Cra-
cow. He lived to the age of eighty; but, however great
were the merits of his Chronicle, it was long considered a
suspicious book on account of the leanings of the author to
Calvinism. After his death his work was continued by
his son Joachim (1540-1699). There is also a C/ironic/e
by Bartholomew Paprocki. In 1582 was also published
tlie Chronicle of Stryjkowski, full of curious learning, and
still of great use to the student of history. Five years
later appeared the Annates Polonix of Sarnicki. The
last three works are in Latin.
A few words may be said here about the spread of
Protestantism in Poland, whici is so intimately mixed up
with the development of the national language. The
doctrines of Huss had entered the country in very early
times, and we find Polish recensions of Bohemian hymns ;
even the hymn to the Virgin previously mentioned is sup-
posed to have a Czech basis. The bishops were soon active
against those who refused to conform to the doctrines of
the Roman Church. Thus we find that Bishop Andrew
of Bnin seized five Hussite priests and caused them to be
burnt in the market of Posen in 1439. A hundred years
afterwards a certain Katharina Malcher, on account of her
Utraquist opinions, was condemned by Gamrat, the bishop
of Cracow, to be burnt, which sentence was accordingly
carried out in the ragmarket at Cracow. As early as
1530 Lutheran hymns were sung in the Polish language
at Thorn. In Konigsberg John Seklucyan, a personal
friend of Luther, published a collection of Christian Songs.
He was born in Great Poland, and was at first a Roman
Catholic priest in Posen, but afterwards embraced the
Protestant faith and was invited by Duke Albert as a
preacher to Konigsberg, where he died in 1578. He exe-
cuted the first translation of the New Testament iji 1551.
Four years afterwards appeared a complete Polisli Bible
published by Scharft'cnberg at Cracow. In 1553 appeared
at Brzes'd the Protestant translation of the whole Bible
made by a committee of learned men and divines, and
published at the expense of Nicholas Radziwitt, a very
rich Polish magnate who had embraced the Protestant
doctrines. This book is now of great rarity because hia
son Christopher, having been induced to become a Roman '
Catholic by the Jesuit Skarga, caused all copies of his
father's Bible whk;h he could find to be burnt. One, how-
ever, is to be seen in the Bodleian Library, and another
in tho library of Christ Church, at Oxford. A Socinian
Bible was issued by Simon Budny in 1570 at Nics'wiez,
as he professed to find many faults in tho version
issued under the patronage oT Radziwill ; in 1597 ap-
peared the Roman Catholic version of the Jesuit Wujek ;
and in 1032 tho so-called Dantzic Bible, which is in
use among Protestants and is still the most frequently
reprinted.
Up to this time Polish literature, although frequently
rhetorical and too much tinctured with classical inlluence*
had still exhibited signs of genius. But now, owing
to the frivolous studies introduced by tho Jesuits, tho
so-called macaronic period supervened, which lasted
from 1606 to 1764, and was a time of great degradation
for tho language and literature. The former was nowr
mixed with Latin and classical oxpre9.sion8 ; much of
the literature consists of fulsome panegyric, verses written
on the marriages and funerals of nobles, with conceits
and fantastic ideas, devoid of all taste, drawn from their
602
POLAND
[literature.
coats of arms. The" poets 'of "this period ~ are, as may'
be imagined, in most cases mere rhymsters ; there are,
however, a few whose names are worth recapitulating,
such as Wactaw Potocki (c. 1622-c. 1696), now known
to have been the author of the Wojjia Chocimsht, or " War
of Khotin," the same campaign which afterwards formed
the subject of the epic of Krasicki. At first the author
was supposed to have been Andrew Mpski, but the real
poet was traced by the historian Szajnocha. The epic,
which remained in manuscript till 1850, is a genuine
representation of Polish life ; no picture so faithful -ap-
peared till the Pan Tadeusz of Jlickiewicz. Moreover
Potocki had the good taste to avoid the macaronic style
60 much in vogue ; his language is pure and vigorous.
He does not hesitate to introduce occasionally satirical
remarks on the luxury of the times, which he compares,
to its disadvantage, with the simplicity of the old Polish
life. There is also another poem attributed to Potocki
called the New Mercury. In one passage he censures King
Michael for ceding Podolia to the Turks. Samuel Twar-
dowski (1600-1660) was the most prolific poet of the
period of the Vasas. His most important poem ia
Wiodysiaw IV., King of Poland, in which he sings in a
very bombastic strain the various expeditions of the Polish
monarch. A bitter satirist appeared in the person of
Christopher Opalinski (1609-1656). His works were pub-
lished under the title of Juvenalis Redivivus, and, although
boasting but little poetical merit, give us veiy curious
pictures of the times. Vespasian Kochowski (born between
1630 and 1633, died in 1699) was a soldier-poet, who went
through the campaigns against the Swedes and Cossacks ;
he has left several books of lyrics full of vivacity. Another
poet was Andrew Morsztyn (born about 1620, died about
the commencement of the 18th century), an astute courtier,
who was finance minister (podskdrbi) under John Casimir,
and was a devoted adherent of the French party at court,
m consequence of which, in the reign of Sobieski, he was
compelled to leave his native country and settle in France
(see p.290). His poems are elegant and free from the conceits
and pedantry of the earlier writers. In fact, he introduced
into Poland the easy French manner of such writers as
Voiture. He translated the Cid of Corneille, and wrote a
poem on the subject of Psyche, based upon the well-known
Greek myth. History in the macaronic period made a
backward step : it had been written in the Polish language
in the golden- age; it was now again to take a Latin
form, as in the Chronica Gestartim in Europa Singularium
• of the ecclesiastic Paul Piasecki (1580-1649), who is an
authority for the reigns of Sigismund III. and Wtadyslaw
IV., and Rudawski, who describes events from the acces-
sion of John Casimir to the peace of Oliwa (1648-1660) ;
and as valuable materials for history may be mentioned
the five huge volumes of Andrew Chrysostom Zaluski
(1711), bishop of Warniia. This work is entitled \£juis<o/a!
/listorico-Familiares. It would be impossible to recapitu-
late here the great quantity of material in the shape of
memoirs which has come down, but mention must be
made of those of John Chrysostom Pasek, a nobleman of
!Masovia, who has left us very graphic accounts of life and
society in Poland ; after a variety of adventures and
many a weU-fought battle, he returned to the neighbour-
hood of Cracpw, where he died between 1699 and 1701.
Some of the most characteristic stories Ulustratir.g Polish
history are di'awn from this book. A later period, that of
the miserable epoch of Augustus III., is described very
graphically in the memoirs of Matuszewicz, first edited by
Pawinski at Warsaw in 1876. Relating to the same
period are also the memoirs of Bartholomew Michalowski
{Pamietniki Bartlomieja Michaloivskiego). A curious in-
sight into_the course of education which a young Polish
nobleman underwent is furnished oy the instructions
which James Sobieski, the father of the .celebrated John,
gave to Orchowski the tutor of his sons. This has been
twice printed in comparatively recent times {Instrukeya
Jakoha Sobieskiego kasztelana Krakowskiego dana panu
Orchowskiemu ze strony synow, Vilna, 1840). The old
gentleman in his aristocratic imperiousness frequently
reminds us of the amusing directions given by Sir John
Wynne to his chaplain, quoted in Pennaut's Tour in Waleis.
A History of the Lithuanians in Latin was published
by the Jesuit Koialowicz ; the first volume appeared at
Dantzic in 1650. A valuable work on the condition
of Poland was written by Stanistaw Leszczynski, who
T/as twice chosen king, entitled Gfos toolny wolnoic
vbezpieczajacy (" A Free Voice Guaranteeing Freedom "),
where he teUs the Poles some homely and perhaps dis-
agrojable truths illustrating the maxim Summa libeHas
etiam pierire volentibus.
A notable man was Joseph Andrew Zaluski, bishop of
Kieff, a Pole who had become thoroughly Frenchified, — so
much so that he preached in French to the fashionable
congregStions of Warsaw. He collected a splendid library
of about 300,000 volumes and 15,000 manuscripts, which
he bequeathed to the Polish nation ; but it was afterwards
carried oS to St Petersburg, where it formed the founda-
tion of the imperial public library. According to Nitsch-
mann in his Geschichte der Polnischen Litteratur — a work
which has been of service in the preparation of this
article — the books were transported to Jlussia very care-
lessly, and many of them injured by the way. It was
especially rich in works relating to Polish history, Kon-
arski edited in six volumes a valuable work entitled
Voltunina Legvm, containing a complete collection of
Polish laws frorm the time of the statute of Wislica. He
did much good also in founding throughout the country
schools for the education of the s6ns of the upper classes,
but as yet nothing had been done for popular education
properly so-called. About the close of this period we
have some valuable writers on Polish history, which now
began to be studied critically, such as Hartknoch in his
Alt- und Neues Preussen (1684), a work in which are pre-
served interesting specimens of the old Prussian language,
and Lengnich (1689-1774), author of the valuable Jus
Publicum Regni Polonix, which appeared in 1742.
We now come to the reign of the last Polish king, Stan-
istaw Poniatowski, and the few quiet years before the final
division of the country, during which the French taste
was all-powerful. This is the second great period of the
development of PoUsh literature, which has known nothing
of mediceval romanticism. The literature of the first or
Renaissance period gives us some good poets, who although
occasionally imitators are not without national feeling, and
a goodly array of chroniclers, most of whom made use of
Latin. In the second or French period we get verse-
makers rather than poets, who long to be Frenchmen, and
sigh over the barbarism of their country ; but the study of
history in a critical spirit is beginning under the influence
of Naruszewicz, Albertrandi, and others. In the third
period, that of modern romanticism, we get true national-
ism, but it is too often the literature of exile and despair.
Here may be mentioned, although living a little time
before the reign of Stanistaw, a Polish poetess, Elizabeth
Druzbacka (1695-1760), whose writings show a feeling
for nature at a time when verse-making of the most
artificial type was prevalent throughout the couirtry..
The portrait prefixed to the Leipsic edition of her
works is a striking one, representing a handsome, intel-
lectual-looking woman, dressed in the garb of some
religious order. Her Life of David in verse appears
tedious, but manyj.of^the descriptions in the lieasuns
%
LITBRATURE.]
POLAND
3o;i
are elegant. Unfortunately she introduces Latinisms,
so that her Polish is by no means pure. A national
theatre was founded at Warsaw in 1765 under the
influence of the court, but it was not till long after-
wards that anything really natioual connected with the
drama appeared in Poland. Thomas Kajetan W^gierski,
who was chamberlain to the king, enjoyed a considerable
reputation among his countrymen for his satirical writing.
He was a kind of Polish Churchill, and like his English
parallel died young (1755-1787). His life also appears
to have been as irregular as Churchill's. In consequence
of an attack on the empress of Russia, he was compelled
to leave Poland, and accordingly made a tour in Italy,
France, America, and England, dying at JIarseilles at the
early age of thirty-three. His poetry shows the influence
of the French taste, then prevalent throughout Europe. In
times of great national disasters he deserves to be remem-
bered as a true patriot ; but the spirit of his poetry is
altogether unwholesome. It is the wailing cry of a mori-
bund nation. The great laureate of the court of Stanislaus
was Trembecki (1722-1812), whose sympathies were too
much with the Eussian invaders of his country. He was
little more than a fluent poetaster, ^nd is now almost for-
gotten. One of his most celebrated pieces was Zofjowka,
written on the country seat of Felix Potocki, a Polish
magnate, for this was the age of descriptive as well ae
didactic poetry. Perhaps the English gave the hint in
such productions as " Cooper's Hill." The old age of
Trembecki appears to have been ignoble and neglected ;
he had indeed '" fallen upon evil days and evil tongues";
and when he died at an advanced age all the gay courtiers
of whom he had been the parasite were either dead or
had submitted to the Muscovite yoke. He comes before
us as a belated epicurean, whose airy trifles cannot be
warbled in an atmosphere surcharged with tempests and
gunpowder. The end of the 18th century was not the
oeriod for a court poet in Poland.
The most conspicuous poet, however, of the time was
Ignatius Krasicki, bishop of Warmia (1735-1801). He
was the friend of Frederick the Great and a prominent
member of the king's literary club at Sans Souci. Krasicki
wrote an epic on the war of Khotin, — the same as had
furnished the subject of the poem of Potocki, of which
Krasicki in all probability had never heard, and a'so that
of the Dalmatian Gundulid. Krasicki's poem is at best
but a dull afiair, in fact a pale copy of a poor original,
the Ilenriade of Voltaire. His mock heroics are, to say
the least, amusing, and among these may be mentioned
Myszeis, where ho describes how King Popiol, according to
the legend, was eaten up by rats. His Monachomadtia is
in six cantos, and is a satire upon the monks. The bishop
was also the writer of some pretty good comedies. In fact
most styles of composition were attempted by him, — of
course satires and fables among the number. He
presetits himself to us much more like a transplanted
French abb6 than a Pole. In the year 1801 he travelled
to Berlin, and died there after a short illness. Among his
other works the bishop published in 1781-82 in two
volumes a kind of encyclopaidia of belles kttres entitled
Zhior Wiadomoici. His estimates of various great poets
are not very accurate. Of course ho finds Shakespeare a
very "incorrect" author, although ho is willing to allow him
considerable praise for his vigour. Another bisliop-poct
was Adam Naruszewicz. The existence of so many ecclesi-
astical writers was a natural feature in Polish literature; they
formed the only really cultured class in the community,
which consisted besides of a haughty ignorant nobility
living among their serfs, and (at a vast distance) those
serfs themselves, in a brutalized condition. Burghers there
were, properly speaking, none, for most of the citizens in
the large towns, were foreigners governed by the Jut
Magdeburg icvm. Naruszewicz has not the happy vivacity
of Krasicki ; ho attempts all kinds of poetry, especially
satire and fable. He is at best but a mediocre poet ; but he
has succeeded better as a historian, and especially to be
praised is his " History of the Polish Nation " {Uislort/a
Narodu Pohkiego), which, however, he was not able to
carry further than the year 1386. He also wrote an
account of the Polish general Chodkiewicz and translated
Tacitus and Horace. Interesting memoirs have been pub-
lished by Kilinski, a Warsaw shoemaker, and Kosiaian,
state referendary, who lived about this time and saw much
of the War of Independence and other political affairs.
Among the smaller poets of this period may be mentioned
Karpidski (1741-1828), a writer of sentimental elegies in
the style then so very much in fashion, and Kniaznin, who
nourished his muse on classical themes and wrote some
odes ; but his poetry is not of a high order. He was the
court poet of Prince Adam Czartorj'ski at Pulawj', and
furnished odes in commemoration of all the important
events which occurred in the household. He lost his
reason on the downfall of Poland, and died after eleven
years' insanity in 1807. Julian Ursin Niemcewicz (1757-
1841) was one of the most popular of Polish poets at the
commencement of the present century (see Niemcewicz).
His most popular work is the " Collection of Historical
Songs " (Spiewy Historyczne), where he treats of the chief
heroes of Polish history. Besides these he wrote one or
two good plays, and a novel in letters, on the story of two
Jewish lovers. John Paul Woronicz (1757-1829) born
in Volhynia, and at the close of his life bishop of Warsaw
and primate of Poland, was a very eloquent divine, and
has been called the modem Skarga. A valuable worker'
in tl^e field of Slavonic philology was Linde, the author
of an excellent Polish dictionary in six volumes. For
a long time the cultivation of Polish philology was in
a low state, owing to the prevalence of Latin in the- 17 th
century, and French in the 18th. No Polish grammar
worthy of the name appeared till that of Kopczj'uski at
the close of the 18th century, but the reproach has
been taken away in modern times by the excellent works
of Matecki and Malinowski. Rakowiecki, who edited the
Rousskaia Pravda, and Macieiowski (who died in 1883,
aged ninety), author of a valuable work on Slavonic law,
may here be mentioned. Here we have a complete survey
of all the leading codes of Slavonic jurisprudence. At
a later period (in 1856) appeared the work of Helcel,
Starodawne prawa pohkiego pomniki (" Ancient Memorials
of Polish Law"). Aloysius Felinski (1771-1820) produced
an historical tragedy, Barbara RadAiviU, and some good
comedies were written by Count Alexander Fredro (1793-
1876). In fact Fredro may be considered the most enter-
taining writer for the stage which Poland has produced.
He introduced genuine comedy among his countrymen.
The influence of Moliiro can be very clearly seen in his
pieces ; his youth was spent chiefly in France, where ho
formed one of the soldiers of the Polish legion of Napolooa
and joined in the expedition to lluasia. His first produc-
tion was Pan Gddhah, written in 1819 and produced at
Warsaw in 1821. -PVom 1819 to 1835 ho wrote about
seventeen pieces and then abandoned publishing, having
taken offence at some severe criticisms. At his death ho
left several comedies, which were issued in a posthumous
edition. There is a good deal of local colouring in the
pieces of Fredro ; although the stylo is French, the
characters are taken from Polish life. From him may l>o
said to date the formation of anything like a national
Polish theatre, bo that his name marks an epoch. Tho
Poles, like many of the other nations of Europe, had
reUgioua plays at an early period. Thoy were origiDallj
304
POLAND
[litekature.
performed in churches ; but, Pope Innocent III. finding
fault with this arrangement, the acting was transferred to
3hurchj-ards. Mention has already been made of plays
written by Eej and Kochanowski ; they are mere fruits of
the Renaissance, and cannot in any way be considered
fiational. The wife of John Casimir, a Frenchwoman,
Marie Louise, hired a troop of French actors and first
familiarized the Poles with -something which resembled the
modern stage. The Princess Franciszka Radziwitt com-
posed plays which were acted at her private residence, but
they are spoken of as inartistic and long and tedious.
The national theatre was really founded in the reign of
Stanislaus Augustus ; and good plays were produced by
Bohomolec, Kamiriski, Kropinski, Boguslawski, Zablocki,
and others. Perhaps, however, with the exception of the
works of Fredro, the Poles have not produced anything of
much merit in this line. A great statesman and writer
of the later days of Polish nationality was Koltataj,
born at Sandorair in 1750. He was a man of Liberal
sentiments, and, had his plans been carried out, Poland'
might have been saved. He wished to abolish serfdom
and throw open state employments to all. The nobility,
however, were too infatuated to be willing to adopt these
wise measures. Like the French aristocrats with the
reforms of Necker, they would not listen till ruin had
overtaken them. During the last war of Poland as an
independent country Koltataj betook himself to the camp
of Kosciuszko, but when he saw that there was no longer
hope he went to Galicia, but was captured by the Austrians
and imprisoned at Olmiitz till 1803. He died in 1812.
An active co-operator with Kollataj was Salesius Jezierski,
who founded clubs for the discussion of political questions,
and Stanislaus Staszic, who did much for education and
^improved the condition of the university of Warsaw.
Roman The reputation of all preceding poets in Poland was
licism. -now destined to be thrown into the shade by the appear-
ance of Mickiewicz (1798-1855), the great introducer of
romanticism into the country (see Mickiewicz). Poland,
as has been said before, is not rich in national songs and
legendary poetry, in which respect it cannot compare with
its sister Slavonic countries Russia and Servia. Collec-
tions have appeared, however, by Wactaw Zaleski, who
writes under the pseudonyms of Wactaw z Oleska, Wojcicki,
Roger, Zegota Pauli, and especially Dakar Kolberg.
Poland and Lithuania, however, abounded with supersti-
tions and legends which only awaited the coming poet to
put them into verse. In the year 1851 Romuald Zieukie-
wicz published Songs of the People of Pinsk, and collections
have even appeared of those of the Kashoubes, a remnant
of the Poles living near Dantzic. Mickiewicz had had a
predecessor, but of far less talent, Casimir Brodzinski
(1791-1835). He served under Napoleon in the Polish
_ legion, and has left a small collection of poems, the most
important being the idyl Wiesiaiv, in which the manners
of the peasants of the district of Cracow are faithfully
portrayed. The second great poet of the romantic school
who appealed in Poland after Mickiewicz was Julius
Stowacki (1809-1849), born at Krzemieniec. In 1831 he
left his native country and chose Paris as his residence,
where he died. His writings are fuU of the fire of youth,
and show great beauty and elegance of expression. We
can trace in them the influence of Byron and Victor Hugo.
He is justly considered one of the greatest of the modern
poets of Poland. His most celebrated pieces are Hugo ;
Mnich ("The Monk"); Lamhro, a Greek corsair, quite in
the style of Byron; Ankelli, a very Dantesque poem express-
ing under the form of an allegory the sufferings of Poland ;
Krol Duch (" The Spirit King "), another mysterious and
allegorical poem; Waciaw, on the same subject as the Mart/a
of Malczewski, to be afterwards noticed ; Beniowaki, a long
poem in oUava rima on this strange adventurer, something
in the style of Byron's humorous poems ; Kordyan, of the
same school as the English poet's Manfred; Lilla Weneda.^
a poem dealing with the early period' of Slavonic history.
The life of Stowacki has been published by Professor
Anton Matecki in two volumes.
Mickiewicz and Stowacki were both more or less mystics.
but even more we may assign this characteristic to Sigis-
mund Krasiriski, who was born in 1812 at Paris, and
died there in 1859. It would be impossible to analyse
here his extraordinary poem Nieboska Konudja (" The
Undivine Comedy"), Irydion, and others. In then
Poland, veiled under different allegories, is always the
central figure. They are powerful poems written with
great vigour of language, but enveloped in clouds ol
mysticism. The life of Krasiilski was embittered by the
fact that he was the son of General Vincent Krasitiski
who had become unpopular among the Poles by his ad-
herence to the Russian Government ; the son wrote anony-
mously in consequence, and was therefore called "The
Unknown Poet." Among his latest productions are his
" Psalms of the Future " {Psalmy Przysdosci), which were
attacked by the democratic party as a defence of aristo-
cratic views which had already ruined Poland. His friend
Slowacki answered them in some taunting verses, and this
led to a quarrel between the f)oets. One of the most
striking pieces of Krasiriski has the title " Resurrecturis. "
The sorrows of his country and his own physical sufferings
have communicated a melancholy tone to the writings of
Krasiriski, which read like a dirge, or as if the poet stood
always. by an t)pen grave — and the grave is that of Poland.
He must be considered as, nest to Mickiewicz, the greatest
poet of the country. Other poets of the romantic school
of considerable merit were Gorecki, Witwicki, Odyniec,
and Gaszynski ; the last-named wrote many exquisite
sonnets, which ought alone to embalm his name. Wit-
wicki (1800-1847) was son of a professor at Krzemieniec.
He was a writer of ballads and poems dealing with rural
Life, which enjoyed great popularity among his country-
men and had the good fortune to be set to music by
Chopin. The historical works of Lelewel have already
had separate mention (see Lelewel) ; but here may be
specified the labours of Narbutt, Dzieje Siaroiytne Narodu
Litetvskiego ("Early History of the Lithuanian People"),
published at Vilna in nine volumes, and the valuable
Monumenta Polonim Hislorica, edited at Lemberg by
Bielowski, of which four volumes have appeared, con.-
taining reprints of most of the early chroniclers. Bfa
lowski died in 1876.
A further development of romanticism was the so-callecj
Ukraine school of pOets, such as Malczewski, Goszczynski,
and Zaleski. Anton Malczewski (1793-1826), who died
at the early age of thirty-three, wrote one poem, Marya,
which passed unnoticed at the time of its publication, but
after its author's death became very popular. Malczewski
led a wandering life and became intimate with Byron at
Venice ; he is said to have suggested to the latter the story
of Mazeppa. Marya is a narrative in verse, written with
much feeling and elegance, and in a most harmonious metre.'
The chief poem of Goszczynski is Zamek Kaniowski ("The
Tower of Kanioff"). The most interestipg poem ol
Bogdan Zaleski is his " Spirit of the Steppe " {Duch od
Stepu). Other poets of the so-called Ukraine school,
which has been so weU inspired by the romantic legends of
that part of Russia, are Thomas or Timko Padoura (who also
wrote in the Malo-Russian, or Little-Russian, language),
Alexander Groza, and Thomas Olizarowski. For many of
the original songs and legends we must turn to the work of
Messrs Antonovich and Dragomanoff. Bogdan Joseph
Zaleski was boru in 1802 in the Ukraine 'village, Boha-
LITERATURE.]
POLAND
305
terka. In 1820 he was sent to the university of Warsaw,
where he had Goszczynski as a fellow-student. Since 1830
he has resided in Paris. Besides the longer poem previously
mentioned, he is the author of many charming lyrics in the
style of the Little-Russian poems, such as Shevchenko has
■written in that language. Michael Grabowski (1805-
18C3) belongs also to this school by his fine Melodies of the
Ukraine. A poet of great vigour was Stephen Qarczynski
(1806-1833), the friend of Mickiewicz, celebrated for his
War' Sonnets and his poem entitled The Deeds of Wadaw.
Amonj! later authors, somo of whom still survive, may be men-
tioned Wincenty Pol, born in 1807 at Lublin. He wrote a fine
descriptive work, Obrazy z Zycia i Podrdzy (" Pictures of Life and
Travel"), and also a poem, Piesn o Zicmi Naszej ("Song of our
Land"). For about three years from 1849 ho was protessor of
geography in the imivei'sity of Cracow. In 1855 he published
MohoH, a poem relating to the-times of Stanislaus Poniatowski.
Ludwik- Wtadystaw Kondratowicz (who wrote chiefly under the
name of Syrokonila) was born in 1823 in the government of Minsk.
His parents were poor, and he received a meagre education, but
made up for it by careful self-culture. One of his most remarkable
poems is his Jan Di;borog, in which, like Mickiewicz, he has well
described the scenery of his native Lithuania. He everywhere
appears as the advocate of the suffering peasants, and has conse-
crated to them many beautiful lyrics. In Kaczkowski the Poles '
have a novelist -who has treated many periods of their history with
great success. His sympathies, however, are mostly aristocratic,
though modified by the desire of progress. An important writer
of history is Karl Szajnocha, born in Galicia of Czech parents in
1818. He. began his labours with The Age of Casimir the Great
(1848), and Bolesiuw the Brave (1849), following these with Jadtoiga
and Jcgie'cio, in three volumes (1855-1856), — a work .vhich
Spasovich, in his Russian History of Slavonic Literature, compares
in vigour of stylo and fulness of colour with Macaulay's History of
England and Thierry's Norman Conquest. Our author was still
further to resemble the latter writer in a great misfortune ; from
overwork ho lost his sight in 1857. Szajnocha, however, like
Thierry and the American Prescott, did not abandon his studies.
His excellent memory helped him in his affliction. In 1858 ho
published a work in which ne traced the origin of Poland from the
Varangians (Lcckicki poczftek Polski), thus' making them identical
in origin with the Russians. He began to write the history of
John feobieski, but did not live to finish it, dying ^n 1868, soon
after completing a history of the Cossack wars, Z)wa lata dziejdui
naszych ("Two Years of Our History"). A writer of romances of
considerable power was Joseph Korzeniowski, tutor in early youth
to the poet Krasinski, and afterwards director of a scliool at
Kharkoft. Besides some plays now forgotten, he was author of
some popular novels, such us IVcdrdwki oryginaia ("Tours of an
Original"), 1848; Garbaty ("The Hunchback"), 1852, &c. Ho
died at Dresden in 1863. But the most fertile of Polish authors
beyond all question is Kraszewski (born in 1812). His works con-
stitute a library in themselves ; they are chiefly historical novels,
some of which treat of early times in Poland and some of its condi-
tion under the Saxon kings. Up to 1879, when ho celebrated the
fiftietli anniversary of his commencing authorship, ho had written
two hundred and fifty separate works in four hundred and forty
volumes. One of the most popular of his novels is Jermaia the
Potter, a pathetic and noble story, which much resembles George
El'ot's Silas Marner, but appcaroil in 1857, some time before tho
publication of that work. A charge of treason was recently brought
against Kraszewski by the fJerman Government, and he is now (1885)
ivndergoing a sen* ;iice of imprisonment nt Madgeburg. Among
tho various works of Kraszewski may bo mentioned an interesting
one on Lithuania (Litwa), which contains many valuable accounts
of Lithuanian customs ; peVhaps, however, the historical and philo-
logical parfj of tho work are not always very critically treated. Ho
is the author of two volumes of poetry. As lyrical poets may al.so
bo mentioned Jachowicz, Jaskowski, author of a fine poem The
Beginning of Winter, Wasilewski, and Holowinski, archbishop of
Moghilelf (1807-1855), author of religious poems. The stylo of
poetry in vogue in tho Polish parts of Europe at tho prcsfnt time
IS chiefly lyrical. Otiicr writers deserving mention are Cornelius
Ujejski (born in 1823), the poet of tho last revolt of 1803;
Thcophilus Lenartowicz (born 182-2), who has written sonio very
graceful poetry; Sigismund Jlilkowski (bom in 1820), author of
romances drawn from Polish history, for the novel of tho school
of Sir Walter Scott still flourislics vigorously among tho Poles.
Among tho very numerous writers of romances may bo mentioned
Henry Uzewuski (1791-18G6); Joseph Dzierzkowski wrote novels
on aristocratic life, and Jlichael Czajkowski talcs of adventure ;
Valerius Wiclogtowski (1805) gave pictures of country life. Of
tourso at the hc.-d of all "writers in th's department must bo con-
•inlercJ tho unfortunate Kraszc^vski.
19-13
In 1882 tlio Polos lost, in the prime of life, a very promising
historian Szujski (born in 1835), and also Schmitt, who died in his
sixty-sixth year. Szujski commenced his literary career in 1859
with poems and dramas; in 1860 npjieared his fii-st historical
production, Rziit oka na Historye Polski ("A Glance at Polisli
History"), which attracted universal attention; and in 1862 he
commenced tire publication in parts of his work Vziejc Polski ("The
History of Poland ") the printing of which ceased in 1866. The
value of this book is great both on account of the research it dis-
plays and its philosophical and unprejudiced style. One of the last
works of Szujski, written in German, Die Polen und Ruthenen in
Galizien, attracted a great deal of attention at the time of its
appearance. Schmitt got mixed up with some of the political
questions of the day— he was a native of Galicia and therefore a
subject of the Austrian emperor — and was sentenced to death in
1846, but the penalty was commuted into imprisonment in
Spielberg, whence he was released by the revolution of 1848. In
1863 ho took part in the Polish rebellion, and was compelled to fly
to Paris, whence he only returned in 1871. His chief works are
History of the Polish People from the Earliest Times to the yearVSS
(1854), History if Poland in the 18th and I9th Centuries {l%66), and
History of Polakd from the time of the Partition (1868), which ho
carried down to the year 1832. In opposition to the opinion of
many historians, his contemporaries, tliat Poland fell through tho
nobility and the diets, Schmitt held (as did Lelewel) that the
country was brought to ruin by the kings, who always preferred
dynastic interests to those of the country, and by tho pernicious
influence to tho Jesuits. Adalbert Ketrzyiiski, who succeeded
Bielowski in 1877 in his post of director of the Ossolinski Instituts
at Lemberg, is the author of some valuable monographs on the
history of Poland. He was born in 1838. Kasimir Stadnicki has
treated of the period of tho Jagieltons ; and Szaraniewicz, professor
at the university of Lemberg, has written on the early history of
Galicia. Thaddeua 'VVojciechowski has published a clever work on
Slavonic antiquities. Xavier Liske, born in 1838, and now pro-
fessor of universal history at Lemberg, has published many
historical essays of considerable value, and must be a linguist of
great attainniu.'ts, as separate works by him have oppeirtd in the
German, Polish, Swedish, Danish, and Spanish languages. The
"Sketch of the History of Poland" (Dzieje Polskie w Z^'rysie) by
Michael Bobrzyiiski, bom in 1849 in Cracow (where he is professor
of Polish and German law), is a very spirited work, and has given
rise to a great deal of controversy on account of the opposition of
many of its views to those of tho school of Lelewel. Vincent
Zakrzcwski, now professor of history at Cracow, has written somo
works which have attracted considerable attention, such as On the
Origin and Growth of the Reformation in Poland, and After the Flight
of King Henry, in which he describes the condition of the country
during tho period between that kiiig's departure from Poland and
tho election of Stephen Batory. Smotka has published a history
entitled Mieszko the Elder and his Age. Wfadyslaw Wislocki has
prepared a catalogue of manuscripts in tho Jagielton library at
Cracow. Dr Joseph Ca,simir Plcbafiski ie now editor of the
Bibliotcka Warszawska, a very valuable literary journal which
stands at the head of all works of tho kind in Poland. Ho has also
written a dissertation (in Latin) on the liberum relo, which puts
that institution in a new light Felix Jozierski, the previous editor
of the above-mentioned journal, published in it translations of ports
of Homer, and is also the author of an excellent version of Faust.
Tho history of Polish literature has not been neglected. Wo
first have tho early history of Felix Bentkowski (1781-1852),
followed by that of Michael Wiszniewski (1794-1865), which, how-
ever, only extends to tho 17th century, and is at best but a quarry
of materials for subsequent writers, tho style being very heavy. A
"History of lilonucnco" (Hlstorya Wymovy w Polsce) was pub-
lished by Karl Mechcrzyuski. An elaborate history of Polish
literature is now in course of preparation by Anton Matecki, who is
tho author of tho best Polisli grammar [Gramalyka Historyanu-
Poruwnawcza Jczyka Pohkiego, 2 vols., Lemberg, 1879). Tho
Polish bibliography of Kurl Estreicher, nowdirectorof the Jagielton
library at Cracow, is a work of the highest importance. One of tho
most active writers on Polish philology and literature is Wlo.lyslaw
Nchring, whose numerous contributions to tho Archivfilr Slaviarhi
Philologic of Professor Jagic entitle him to the gratitude of nil who
have devoted thcms.;lves to .Slavonic studies. Wla<liniir Spnsowicz,
a lawyer of St. Petersburg, has assisted Pipin in his valuablo work
on Slavonic literature. The lectures of Professor f'vbulski {ob.
1867) on Polish literature in tho first half of tho 19th century art)
written with much spirit and appreciation. The larger nodical
works which appear during that time aro carefully analysed.
In recent times many interesting gcolojjic.il and anthropo-
logical investigations have been carried on in Poland. In 1808
Count Constantino Tyszkicwicz published a valuable monogmph
on tho Tombs of Lilhu,tnia and lyeslern Riilhenia. A diligent
Bcarehcr for antiquities is Prof. Joseph Lepkowxki of Cracow,
who bos greatly enriched the ai-choiological museum of his nativo
city
30f5
POLAND
[RUSSIAN.
lu philosophy the Poles (as the Slavs generally) have produced
Imt few remarkable names. Goluchowski, the brothers Audiew
and. John Suiadecki, the latter of whoni has gained a reputation
almost European, Brouisiaw Trentowski. Karol Liebelt, and
Joseph Kremer deserve mention. Anc;UEt Cieszkowski has" written
on philosophical and economic subjects. Moritz Straszewski, tie
present profe^or of philosophy at the uuiverBity of Cjaoow, has ako
published some remarkable works.
Mention has already been made of the poetess Elizabeth
Druzbaeka. Female writers are not very eommon among Slavo-
nic nations. Perhaps the most celebrated Polish aitthoress was
Klenieutiua Hoffmann, whose maiden name was Tanska, born at
Warsaw in 1798. She married J£arl BoromauB ifoffmann, and
accompanied her husband, in 1831, to Passy near Paris, where she
died in 184.5. Her novels still enjoy great popularity in Poland.
Of the poetesses of later times Gabriele Narzysea Zmichnwska
(1823-1878), Maria llnicka, translator of Scott's iMrd of the Isles,
and Jadniga Luszczewska may be mentioned.
A poet of considerable merit is Adam Asnyk, born in 1888. In
his poetry we seem to trace the steps between romanticism and the
modern realistic school, such as we see in the Russian poet
Nekrasoft In some of the flights of his Muse he reminds us of
Biowacki, in the melody of his verse of Zaleski. Besides showing
talent as a poet, he has also written some good plays, as "The
Jew" {Zid), Cola di JUaisi, and Kkjslut. Other living- poets
worthy of mention are Zagorski, Czerwienski, and Maria Konop-
nicka, who has published two volumes of poems that have been
very favourably noticed. Mention must al^ be made of Baiacki, '
born at Cracow in 1S37. and Nurijnifki (18:in-]87i), who wan
educated in France, but spout jart of his sliurt life in Cracow,
author of some very popular tale*--.
The four centres of I'olish liLcratiu-e, which, in sjiile of the
attempts which have been made to dcn,\tioiiuli7e the country, in
fairly active, are Cr.ieow. Posen, Leiiibeitr, and Warsaw. A few
years ago a cheap edition of the Icidiug Polish classics, well
adapted for dissemination among tlie people, was published, under
the title of Bibliotela Pohka. at Cracow, which shows a gi-tat
deal of vitality and is an interesting city. Not only are the pro-
fessors of its university some of the most eminent living Poles, but
it has been chosen as a place of residence by many Polish literary
men. The aradeiny of sciences, founded in 1872, celebrated the
bieentSnary of the raising of the siege of Vienna by Sobieski by
publishing the valuable AcUi Joannis III. Itcrjis PoJonim. Some
good Polish works have been issued at Posen, but it is becoinir.g
extremely Germanized, and no part .of the original kingdom if
Poland has uudei^one so much change as this. At Lemberg, tie
capital of Austrian Galida. -there is an active Polish press. Her*
appeared the Monuhicila Polmiis Uisloricn of Bielowski, previouslj
mentioned ; but Polish in this province has to strugnle with the
fied-Eussian or' Enthenian, a language or dialect which for all
practical purposes is the same as the Southern or Little Russian.
At Warsaw, since the last insurrection, the university has become
entiiely Russianized, and its Transad ions -are published in
Russian ; but Polish works of merit still issue from the press,
— among others the leading Polish literary jottfual, BibUoicka
ITaismicska. (W. R. M.)
POLAND, EiJssi.'iN. After the three dismemberments
of the old kingdom, the name of Poland was chiefly re-
tained by the part of the divided territory annexed to
Russia. Since the insurrection of 186.3, however, the
name " kingdom of Poland " has disappeared. Thencefor-
ward this portion of the Russian empire is referred to in
official documents only as the " territory of the Vistula,"
and later on as the " Vistula governments." Nevertheless
the geographical position of Russian Poland, its ethno-
graphical features, its religion, and its traditions differ-
entiate it so widely from the remainder of the Russian
empire that the name of Poland still survives in current
use. The area of this territory is 49,157 square miles,
and the population exceeds 7,300,000. Sea Russia, and
map accompanying that article.
Projecting to the west of Russia in a wide semicircle
between Prussia and Austria, it is bounded on the N. by
the provinces of western and eastern Prussia, on the W. by
Posen and Prussian Silesia, on the S. by Galicia, and on
the E. by the Russian governments of Volhynia, Vilna,
Grodno, and Kovno. It consists for the most part of an
undulating plain, 300 to 450 feet above the sea, which
joins the lowlands of Brandenburg in the west, and the
great plain of central Russia in the east. A low swelling
separates it from the Baltic Sea; while in the south it
gradually rises to a range of plateaus which imperceptibly
blend with the spurs of the Carpathians. These plateaus,
with an average height of from 800 to 1000 feet, occupy
all the southern part of Poland. They are mostly covered
with beautiful forests of oak, beech, and lime, and are
deeply cut by the valleys of rivers and numerous streams,
some being narrow and craggy, and others broad, with
gentle slopes and marshy bottoms. Narrow ravines inter-
Bect them in all directions, and their surface often takes,
especially in the east, the puszcza character, — in other
words, that of wild, unpassable, woody, and marshy tracts.
In these tracts, which occupy the south-eastern corner of
Poland, and are called Podlasie, the neighbourhood of
the Polyesie of the Pripet is felt. The Vistula, which
borders these plateaus on the south-west, at a height of 700
to 750 feet, has to penetrate them before finding its way
to the great plain of Poland, and thence to the Baltic.
tts valley divides the hilly tracts of Poland into two
|iarts, — the Lublin heights in the east, and the S?domierz
(Sandomir), or central, heights in the west. These last
are diversified by several ridges which run east-south-east,
parallel to the Beskides, the highest of them being those
of the " Bald " or " Holy Cross Mountains " (Lysog6rski,
or Swi§tokrzyski), two summits of which respectively reach
1813 and 1961 feet above the sea. Another short ridge,
the Ch^cinski hills, follows the same direction along the
Nida river, reaching 1135 feet at Zamkowa "G6ra. South
of the Nida, the Olkusz Hills, already blended with spurs
of the Beskides, fill up the south-west corner of Poland,
reaching 1473 feet at Podzamcze, knd containing the chief
mineral wealth of the country ; while a fourth range, from
1000 to 1300 feet high, runs north-west past Czestochowo,
separating the Oder from the Warta In the north, the
plain of Poland is bordered by a flat and broad swelling,
600 to 700 feet above the sea, dotted with lakes, and
recalling the lake regions of north-western Russia. Its
gentle southern slopes occupy the northern parts of Poland,
while the province of Suwatki, |projecting as a spur
towards the north-east, extends over the flat surface of
this swelling. Wide tracts covered with sands, marshes,
peat-bogs, ponds, and small lakes, among which the
streams lazily flow from one marsh to another, the whole
being covered with poor pine-forests and a scanty vegeta-
tion, with occasional patches of fertile soil — such are the
general characters of the northern border-region of the
great plains of central Poland.
These plains extend in a broad belt, 150 miles wide, from
the Oder to the upper Niemen and the marshes of Pinsk,
gently sloping towards the west, and slowly rising towards
" the woods " of Volhynia and Grodno. Few hills raise
their flat tops above the surface, the irregularities of -which
for the most part escape the eye, and can be detected only
by levellings. As far as the eye can see, it perceives a
plain ; and each hill, though but a few hundred feet above
its surface, is called a "gora" (mountain). The rivers
flow in broad, level yalleys, only a few hundred or even
only a few' dozen .feet lower than the watersheds ; they
separate into many branches, enclosing islands, forming
creeks, and covering wide tracts of land during inunda-
tions. Their basins, especially in the west, are mi.xed up
with one another in the most intricate way, the whole
bearing unmistakable traces of having been in recent geo-
logical and partly in historical times the bottom of extenr.
ErSSIAN.J
POLAND
307
sive lakes, whose alluvial deposits now yieia rich crops.
The fertility of the soil and the facility of communication
by land and by water have made this plafti the very cradle
of the Polish nationality, and every furlong of it to the
Pole is rich in historical memories. The very name of
Poland is derived from it, — Wielkopolskaand Wielkopolane
being the Slavonian for the great plain and its inhabitants.
Russian Poland belongs mostly, though not entirely, to the
basin of the Vistula, — its western parts extending into the upper
basin of the Warta, a tributary of the Oder, and its north-east spur
(Suwalki) penetrating into the basin of the Niemen, of which it
occupies the left bank. For many centuries, however, the Poles
have been driven back from the moutlra of their rivers by the
German race, maintaining only the middle parts of their basins.
The chief river of Poland, and the very cradle of the Polish
nationality, is the Vistula (Pol., fyisia), the Vandalus, VisiUa,a.ni
Jstula of antiquity. It has A length of 620 miles, and a driiiliage
area of 72,000 square miles. It rises in Galicia, in the Bcskides,
3675 feet above the sea, where the Black and White Vistulas unite.
Flowing first north-east, in an elevated valley between the Beskides
and the Sandomir heights, it separates Russian Poland from Galicia,
and already at Cracow has a bre.idth of 90 yards. It enters Russian
Poland at Zawichwost, 473 feet above the sea. After hi*ving re-
ceived the San, it turns north, traversing for some 35 miles a broad
valley deeply cut through the plateaus of southern Poland. This
valley reaches at several places a width of 10 miles between the
limestone crags which border it on both sides, the space between
being occupied by two alluvial terraces, where the river winds freely,
divides into several branches, and frequently changes its bed. Here
it has a speed of 8 feet per second, with a gradient of 1"3 to 1"5 feet
per mile, and a depth ranging from 4 to 20 feet. About Juscfow (51°
If. lat. ) it enters tho great central plain, where it flows north and
west-north-west between low banks, with a breadth of 1000 yards.
Its inundations, dangerous even at Cracow, become still more so iu
the plain, where tlie accumulations of ice in its lower course obstruct
the outflow, or the heavy rains in the Carpathians raise its level.
Dams, 20 to 24 feet high, are maintained at great e.vpenso by the
inhabitants for CO miles, but they do not always prevent the river
from inundating the plains of Opolic and Kozienic, the waters
soiqetimes spreading as far as 150 miles to the east. Below Warsaw
(2G7 feet) it frequently changes its bed, so that, for example, Ptock
(180 feet), w:hich formerly was on its left bank, Ls now on the right.
About Thorn it enters Prussia, and a few miles below this town it
finds its way through the Baltic ridge, flowing iu a north-east
direction aud entering the Baltic Sea in the Frischc-HafT at Dautzic.
On tlio whole, it is what tlie physical geographer would call a
"young" river, which is still excavating its bed, and probably on
this account few towns of importance are situated on the Vistula
in Russian Poland, the principal being Sedoniierz, Warsaw, and
Pfock, and the fortresses of I vangorod and Novo^eorgievsk(Modlin),
while very many small towns have sprung up within short distances
from its course. It is navigable almost from Cracow for small boata
and rafts, which descend it at high water. Real navigation begins,
however, only below its. confluence with the Wieprz, tho middle
and lower Vistula bein" thi^ chief artery for the traflSc of Poland,
Thousands of rafts and boats of all de.scriptions descend every year,
with cargoes of corn, wool, timber, and wooden wares, giving occupa-
tion to a large number of men. Steamers ply as far as to Sedomierz.
Tho Vistula receives many tributaries, tho most important being
the San, tho Wieprz, and tho Bug on the right, and tho Nida
and the Pilica on tho left. The San (220 miles) rises in Galicia,
in tho same prt of the Carpathians as tho Dneistcr, and flows
north-west, close to the southern frontier of Poland ; it is navi-
gable downwards from IJynow, and is ascended by boats as fur as
Yarosfaw in Galicia. Tho Wieprz (180 miles) is tho chief artery of
tho Lublin government; it flows north-west past Lublin and
Lubartow, joining tho Vistula at Ivangorod. It is navigable for
iBmall boats and rafts for 105 miles from Krasnostaw. The Bn"
■which describi:3 a wide curve concentric with those of tho middle
(Vistula and Narew, rises to the east of Lwow (Lcrabcrg) and flows
jnoith and west, past Hrubicszow, Chelm, and Brest-Litowski,
separating the Polish provinces of Lublin and Sicdlco from
jVolhynia and Grodno. It joins the Vistula a few miles below ila
coiiflucnco with the Narew, some 20 miles below Warsaw, after a
course of more than 675 miles. Only light-boats {cjalary) arc floated
down this broad but shallow stre.im, whose flat and open valley
is often inundated. Its great tributary, tho Narew (150 miles),
brings the forest-lands of Byelowezha into communicatinn with
Poland, timber being floated down from Surazh and li;.'ht boats
from Tykocin. Tho mountain-stream Nida waters the hilly tracts
of Kiclco, and, rapidly descending south-east, joins the Vi-ituln close
by tho Opatowlec custom-house. Tho Pilica rises iu tlio south-
V, I'.stcrn corner of Poland, and flows for 135 miles north and east in a
liioad, flat, sandy, or marehy valley, of evil repute for its unhealtUi-
ncii.1 ; it joins the Vistula at Mniszew, 30 miles above Warsaw.
Tlie Warta (450 miles) rises in the Ch^tochowo hills, 900 feet
above the se.a, and flows north and west past Sieradz (448 feett and
Koto. Below Cz^stocliowo it watere a flat lowland, whose surface
rises only from 2 to 5 feet above the level of tho river, and the
inhabitants have a constant struggle to keep it to its bed ; tho
country is, however, so low that every spring an immense lake is
formed by the river at the mouth of tho Ner ; as regards its right
hand tributaries, it is almost impossible to define them from those
of the Bzura, tributary of the Vistula, amidst tho marehy grounds
where both take their origin. The Warta turns west at Koto and
leaves Poland at Pyzdry in the govenimeut of Kalisz ; it serves to
convey timber to Prussia.
The Niemen, which has a total length of 500 miles and a basin
of 40,000 square miles, flows alongthc north-east frontier of Poland,
from Grodno to Ynrburg, separating it from Lithuania. Alreaily
70 yards wide at Grodno, it advances northwards in great windings,
between limestone hills covered with sand, or amidst forests, past
numerous ruins of castles, or koorgans, which witness the battles
that have been fought for its possession. The yellowisli sandy
plains on its left allow only the cultivarion of oats, buckwheat, and
some rye. The river flows so slowly below Kovno as to seem almost
stationary ; it often changes its bed, and, notwithstanding repeated
attempts to regulate it, olfei-s great diflicultics to navigation. Still,
large amounts of corn, wool, and timber are floated down, especially
afterits junction with the Black Hancza,- giving occupation to about
90,000 men. A little above Kovno the Niemen turns west, and
after having received the Wilja from the right, it attains a width
of nearly 500 yards. At Yurburg it enters eastern Pnissia, and
reaches the Baltic Sea at tho KurischeHatf. Of its tribut.\ries in
Poland, only the Hancza Czarna and the Szeszupa, which winds
through the province of Suwatki, are worthy of mention.
Lakes are numerous in the province of Suwatki, amounting
there to over five hundred ; but the largest of them, Wigry, tra-
versed by the Hancza, covers only 11,000 acres. They are mostly
concealed amid thick coniferous or birch forests, and their watera
stretch with undefined banks amidst marshes, sands, or layers
of boulders thickly covered with moss. Another group of some
one hundred and twenty small lakes is situated in the basin of the
Warta (north part of Kalisz), the largest being Gopfo, 18 miles
long and 100 feet deep, surrounded by many smaller lakes, and
receiving the Noted river. It was much larger even within historical
times, and was well known from being situated on the highway
from the Adriatic, via Koto on the Oder, to tlio basin of tho
Vistula.
Though navigable for a few months only, the rivers of Poland
have always been of considerable iuirortance for tlie tiaflic of the
country, and this importance is further increased by several'
canals connecting them with Russian and German rivers. Tho
Niemen is connected with the Dnieper by the Oginski Canal,
situated in the Russian government of Minsk. The Dnieperand-
Bug{Hoiodecki, Brzeski, also Krulewski) Canal in Grodno connects
tho Mukhavets, tributary of the Bug, with the Pina of the basin of
the Pripet, that is, the Dnieper witii the Vistula. Tho Vistula is
connected also with the Oder by the Bydgoski or Broniberg Canal
in Prussia, which connects the l3rda, of the basin of the Vi.'itula,
with tho Noted, or Netzo, tributary of the Warta. All thesq
canals are, however, beyond Russian Poland. In Poland proper,
the Xugustowski Canal connects the Vistula with the Niemen,
by means of the Hancza, Netta, Biebrz, and Narew. Another
canal, to tho west of Leczyca, connects the Bzura, a tributary of
tho Vistula, with tho Ner and Warta ; and the bed of the former
has recently been altered so as to obtain regular irrigation of tho
rich meadows extending along its banks.
With the c.tccption of its southern parts, Poland is built up
almost exclusively of Secondary and Tertiary forniatinn«, rovi-red"
with a thick sheet of Quaternary deposits. Tho i is
rocks are represented only by a small patch of p") ir
Ch^cin, 'and another of basalts at the castle of T . . .11
depo.siis of quartzitos in tho Dyminski Hills,' by the
Orthi.1 kiekensis, R<.'m., wliich formerly were con Minian,
belong to the Silurian as also a few duloniiti.'i ii|q>iaiiiig from
beneath the Devoiijin Old Red Sandstone and limestones. Tho
last two cover wide tracts in tho |>rovinca of Kitloe, and in tho
district of Bedziii, on tho Silesian fionlier. The Devonian limo-
stones of Kielco, which coiUaiii the Oi" - . . / ' , \ .,, , ■ .■il,i,if^
Atrypa rcticulnris, A. dcsifunmata, I 1 1
Jlnlclli/tr, Syirifcr vcrncuili, and , . ; ui
exhibit a fauna closely akin to that uf the l)e\ui,iju ut (.!< uuany
and Belgium, or tho lowest iiart of Ihu Upper Devoninn — the ao-
callcd " Cu'/oWm Schichti'n.' Tiio hard ^ulMUtonco^ Dumbrowa,
Br/czina, &c., with VIion<Us saninuluttt, Sinri/rr /wirav/oxiu, S,
cullrijugatus, and I'Urinta ]millrUi, is certainly I..owor Devuuian.
This formation contains the chiel mineral rr.souri'rs of Poland.
Tho Carboniferous! formation appears in tho Olkunx and Bcdtin
districts. It consisti of sandstones and clays, with layers of coal
30 feet thick. The Pirmi.m is represented by iMirphyric tiilfs in
the OlkiLtz district, " Ztchbtein " charactcrizcil by I'lvduclui liur-
308
POLAND
[bdssian.
•^ a.,„ at Kielcc and a breccia consisting of Devonian
r^M- ^TI.eTHas is widely spread. It consists of vanegated
boulders, f' f Y'^^f,/by Myophoria coslala, occurring exten-
sandstones, characttiizea uj i , ^ Radom, y elding a fine
r-f/- " .'t^^TTi^T^fslnl ont n^nli and we'st'of Kiefce, con-
building stone, iue reu baiiu -,,,nV,ablv belonK to the same
sidered^as P!^™"f "^^^.l^ones^'in^ the m^rn^^ parts of
Vormation, like tb^.xed |"'<'^\°";^^b\\7k "appears in the iistriets
the Kielce mountains. J'>«,*\^„'XKielce mountains, and has
i^^^t^^'^^'^J^' ^lC.°a?^
|do:S:olsa:^!}:tS:=^e^^an^ll^;.^nes. and con-
^^nlo°n whicWe?s%e%'rag^t Lt??hrtghou^^
S of low r e^of sandst'onesT and of an upper series confining
S[s:-sr-=:T^i:r::^luipLJ?:tKS
' VVe'wtl'l'^S'^uJrS-ry deposits reaching at
sev^er^l Jets a very great thickness, They are chieHy rnade up of
nf the rountrv during the post-Glacial period. Thic. pe^t-Bogs
are being formed in the moister depressions, and cover an aggregate
^'l:^:^.^::^^^'^^^^^ traces of prehistoric man
l,alc be n found but th^ old lake beds still -v-t a niore thorough
einloration. The bone caves at Ojcowo have yielded rich tinrts oi
rldnoceros the cave hy=ena, and especially the reindeer, are repre-
sented by numerous remains. The bones of extinct mammals have
Ten found in association with very numerous relics oj "lan some
of which are most probably Palteolithic, ''vl'ie the great number
?!,i!!nn- tVtlm Neolithic period,— those cave-inhabitants being m
some'instlnces'^dolichoce'phalic. like those of the shores of post-
rtnpi'al likes and in others mesocephalic.
'''sou hemPoland is rich in miueraFs, especially in the Kieke moun
tains and the region adjacent to Prussian Silesia. The IJe^ onian
.^anitones contai°u malachite ores at MedzianaGora, near Kielce
and copper has been worked tlifre since the 15tl. century. in
the years 1816-1826 65,000 cwts. of copper ore were extracted
but the mines are now neglected. The brown iron ores, also
Devonian, of Kielce, and especially those of .Dale-yc. contain no
less than 40 piT cent, of iron. The Tnassic ziiic ores of the Ulkusz
'^:Uct,^lore^han50feet thick at B'''-*-^' ^-^^'^e' o^OO cwTs
cent., sometimes 25 per cent., of zinc ; and m 18J9 f'^^^'^^O ew s
of ore were extracted from nine pits, yielding about 100,000 cwt.s.
of 7inc The tin ores of Olkusz, also Triassic, are still more import-
ant and were extensively wrougbt as early as the 16th century,
notwithstanding the difficulties arising from the presence o wate
tliey are reported to have then yielded more than 35,000 cwts per
annum. lu 1878 the very fluctuating yie^/'^a'^hed only 8960
cX Brown iron ores appearing in the neighbourhood of B^dzm
as lenses 55 feet thick, and conUining 25 to 33 per cent, of iron,
accomp^y the Triassic zinc ores. Spherosiderites and brown iron
0 resTeTso widely spread in the " Keuper." Sulphur is wrought
° Czarkowa, in the iistrict of Pi*^-"- • t^'-t^^to 7 J f e ani
tain 25 per cent, of sulphur, reach a thickness of 7 to 70 feet, and
the amount of sulphur is estimated at 1,300,000 cwts.
CarWerous eoal is spread in south-west P°land over a surfaco
0fabrt2M square miles in the districts of Bedzin and Olkusz,
which are estimated to contain 732.000,000 eulic yards of oa
Tlie Triassic brown coal,.which appears in the Olkusz d'-trict in
layers 3 M 7 feet thick, has lately been worked out the single
Pit of St Jtehn yielding in 1879 204,200 cwts. of coal. Of other
S^ nil prod"c'e chail, exported from Lublin, a few quarries o
TnarWe,-and many of building stones are wprthv o notice. Mineral
waters are nsed medicinally at Ciechocin and Nat?chow
, With the exception of the Lysa G&ahilly tracts Kielce andSouth
Radom), which Uo within the isotherms of 41 and 42 , lolaua is
situated between the isothei-msof 42' and 46° ^The V^thej-es aj^
isocheims (ie.. lines of XlrTgr^nS'th "^rr CnnTn^
rt!ncf.hTast!"pS:nd1s7fc^^5tt^^^^^^
the south on account of the proximity of the Cai-paUiiaBs wnere
+ul,r ronnl, •?n-1 inches Of the above amounts, about 1/ per ceni.
uncommon, and the rivers are covered ^th ice ft,r twa ana a .
the climate of Poland :—
Warsaw.
VUna.
Earliest frost
Latest frost
Average maximum temperature.
Average minimum do.
Absolute maximum do.
Absolute minimum do.
Bright days
Cloudy days ■•
Annual rainfall (total) •••■
Rainfall— November to March.
Prevailing winds in January ...
in July
during the year.
Oct 18
Oct 17
Mar. 15
Mar. 25
85°7
85°-l
l°-7
-9°-6
95°-5
89°-3
37° -6
-39°-0
40
23
154
175
22-8 in.
7-6 in.
6-7 in.
4-7 in.
S.E.
S.
W.
W.
S.E.
W.
The flora of Poland is more akiu to that of Germany than to that
of Russia several middle European species finding their north-east
?fm^S In the b^of the Niemen o/in the marshes o Lithuania
Con^erous forests, consisting mostly of pine if^^^.^{l^^J,^^i
birch cover large tracts in Mazovia, extending over the Kaltic Jake
ridee relchin- southwards as far as the junction of the Bug ^^
the Narew and joining in the south-east the ' Polyesie. of the
Pripet The pine covers also the Lysa G6ra hills and those on the
San^ The larch {Larix emopBa), which three centuries ago covered
farge tracU has almost entii-ely disappeared ; it is now met wiA
onfy in the Samsonowski forests of Sandomeria. The Pmu^ Cm6«
U July remembered, as also the Ta^K. '""tT'the PUica onlh*
few representatives in Sandomerian forests, on the P''«=a on too
;;,"J^ of Ostrot^ka, and in the Preny forests on the N.emen.
^'of'^SJ^btrtg trect'ilfcommon beech ^Fu^ussyl^atica);. the
most twi.^1 of 4^ Pol sh flora ; it extends fron, the Carpathians to
^2° N ?1T and three degrees farther north in small groups or
fsola^d specimens ; the confluence of the Bug and Narow may sti 1
bere^rde'dasTtseaternlimit The white beech (Carptn«.5.to;,«),
the a?pen (PowiZus Iremula), and two elms (Uhny^ camvestris, U-
cffam)Z^ioZi nearly everywhere, mingled with other trees in
S The same is true with regard to the lime-tree (rritapam-
}: Stwhich appears in groves o^? i" .t^e east (Niemen Pr^pe^
r ublin', It is the most popular tree with the Poles, as tne DircB
^Uh t^'e Russians; judf e'nt of old -f.Pf-""-Ve o'akil
shade and all the folk-lore songs repeat its name. Ihe oaK a
hi'hy venerated tree in Poland, though ^^ot so much as u.
Lithuania-grows in forests only on the most fertile patches of
land but it is of common occurrence in conjunction with the
heeci, elm &" The maples (Acer platanoidc and^. psa^opla-
,nlul\ arrsomewhat rare the black alder {Abms gluhncsa) covers
th banks oTttie rivers' and canals, and the Ahms t»^na«
common, The willow, and the orchard trees-apple, pear, pUim,
and cherrv— are cultivated everywhere.
The flora of Poland contains 12 per cent of Com^os,«^ 6 per
cent of Leguminos^, 2 per cent, of Labiatw, 4 per cent ofUmbelh-
S 5 per cent of CruH/cra,, and 2 per cent of Conr/cr^
■'^^ The wheat frontier coincides very nearly with that of the eaf-
t,»,rJncr forests It yields good crops on the fertile tracts cf Saudo-
SLKiin'Ud on tL plai J of the Vistula and W.th^, bu
does not thrive very weU beyond 62° N. lat. Rye, °?ts, M.riey,
buckwheat and hemp are cultivated everywhere, and( "ax in the ea^t
hons are very common, and tobacco-culture has been hegnn in the
BUSSIAM.]
1' O L A N D
309
oiil)- .IS .1 fossil ; tlif! s.ilile, mentioned in the annals, h.is migrated
castwaiils ; the wild lioi-se, also, described by tlie aiiuals as
intermediate between the horse and tlie ass — probably like the
recently discovered Equus przcwalskii — is said to have been met
with in the 13th century in the basin of the Warta, and two cen-
turies later in the forests of Lithuania. The wild goat, bison, and
elk have migrated to the Lithuanian forests. The lynx and beaver
have also disappeared. The brown bear continues to haunt the
forests of the south, but is beconiiug rarer in Poland ; the wolf, the
wild boar, and tho fox are most common tliroughout the great
plain, as also the hare and several species of Arvicola. The
mamm.ils in Poland, however, do not exceed fifty species. The
lavi-launa, which does not differ from that of central Europe, is repre-
Iscnted by some one hundred and twenty species, among which tho
singing birds (Dentiroslrse and Coiiirostrm) are the most numerous.
On the whole, Poland lies to the westward of tlie great line
of passage of the migratory birds, and is less frequented by them
than the steppes of south-west Russia. Still, numerous aquatic
birds breed on the waters of the Baltic lake-region.
The population of Poland, 6,193,710 in 1871, reached 7,319,980
tn 1881, showing an increase of 1'8 per cent, per annum during the
ten years, and an average of 15 persons per square mile. Of theio
17 per cent, lived in towns. They were distributeil as follows : —
Govemmeats.
Area,
Square Miles.
Total Popula-
tion, 1881.
Urban
Population.
Per Square
Mile.
Kalisz
4,391
3,897
4,667
6,499
4,730
4,200
4,769
6,535
4,846
5,623
765,403
622,842
538,588
860,382
837,923
538,141
633,715
616,649
.603,174
1,303,158
96,848
38,493
51,554
78,867
144,246
78,797
69,058
117,011
61,827
485,852
17-4
160
11-5
13-2
17-7
12-8
13-3
11 1
12-4
23-2
14-9
Kielce
tomza
Piotrkow
Ptock
Radom
Siedlce
.Siiwatki
Warsaw
Total
49,157
7,319,980
1,222,653
The bulk of the population are Poles. During prehistoric times
the basin of tho Vistula seems to have been inhabited by a dolicho-
cephalic race, dilferent from the brachycephalic Poles of the present
day ; but from tho dawn of history the Slavonians (Poles), mixed
to some extent with Lithuanians, are found on the plains of the
Vistula and Warta. The purest Polish type is found in the basin
of the middle Vistula and in Posen ; in the north-east there is a
Lithuanian admixture, and in the south-east a Little Russian. The
geographical domain of the Poles corresponds approximately with
tho limits of Russian Poland. Some 250,000 Lithuanians (277,000
or 284,000, according to other enumerations) occupy the north part
of Suwatki, their southern limit being the Hancza river and
tho towns Seino and Snwalki ; while tho Ruthenians (about
606,000 in 1873) appear in compact masses in the ea.st and south-
east, occupying tho whole space between the Bug and the Wieprz
as far as Siedlce, as also tho region between the upper Wieprz and
the San. Tho White Russians numbered 27,000 in the north-eost
and east, and the Great Ru.ssians 12,000. The Poles extend but
little beyond the limits of Ru.ssian Poland. In east Prussia they
occupy the southern slope of the P^ltic ridge (the Mazurs) ; and on
tho left bank of tho lower Vistula tliey siiread to its mouth (tho
Kasziihes). Westward they occupy a strip of land of an average
hrcadth of 50 miles in Brandenburg, Posen, and Silesia, stretching
down the Warta as far as to Birnbaum (100 miles east of Berlin) ;
lind in the south they extend along the right bank of the Vistula
in western Galicia to the San. In Rus.sia they constitute, with
Jews, Lithuanians, Ruthenians, and White Russiams, the town popu-
lation, as also tho landed nobility and szlachta, in several provinces
west of the Dwina and the Dnieper. Their numbers in these pro-
vinces may bo seen from tho following figures: —
Oorci-nmcnts.
Population
(18C7).
Number of
Poles.
Percentage
o( Poles.
Probable Number
ot Poles In 1881.
Vilua
973,. 570
1,940,760
1,643,270
1,135,590
958,8.';0
838,050
2,144, 2ft0
908,860-
1,131,250
597,290
1,16.1,590
143,290
233,6.50
172,405
117,750
89,8.50'
40,725
71,640
26,115
30,875
13,155
1,450
147
120
10-5
10-4
9-3
4-9
3-3
2-9
27
2-2
01
175,000
269,000
215,000
160,500
112,700
64,960
87,650
82,700
88,950
• 14,000
) 1,600
Poiiolia
Volliynia
Minsk
r.roilno
Vitebsk
Kieir.
Mogliilcff.....
Kovno
Courland
Siiiolensk ....
Total
13,441,360
940,905
7 00
1,162,050,
Accordinglo tlio localities ivliich they inhabit, the Poles take'
dilferent names. They are called Wielkopolanie on the jilains of
middle Poland, while the name of Matopolanie is reserved for tlioso
on the Warta. The name of L^czycanic is given to the inhabitanta
of tho marshes of the Ner, that of Kurpie to those ot the Podlasie ;
Kujawiacy, Szljcy in Silesia, and Goralo in the Carpathians.
The Kaszubes, and especially the Miizurs, m.iy be considered as
separate stocks of the Polish family. The Maznrs (whose northern
limits may be thus described— Przerosl in Suwatki, Gohlap,
Rastenburg, and Bischofsburg in Prussia, and Mtawa in I'tock) ate
distinguished from the Poles by their lower stature, broad
shoulders, and massive structure, and still more by their national
dress, which has nothing of the smartness of that of the southern
Poles, and by their, ancient customs ; they have also a dialect of
their own, containing many words now obsolete in Poland, and
several grammatical forms bearing witness to tho Lithuanian iuflu-
ence. They submit without dithculty to German iniUicnce, and
already are Lutherans in Prussia. Tho language of the Kaszubes
can also be considered as a separate dialect. The Poles proper
are on the whole of medium stature (5 feet 4 '6 inches), finely
built, dark in the south and fair in the north, richly endowed hy
nature, inclined to deeds of heroism, but perhaps deticicnt in that
energy which chaiact riizes the northern races of Europe, and in
that sense of unity which has been the strength of their present
rulers.
The German element is annually increasing both in number and
in influence, especially during tho last twenty years. The todz
manufacturing district, the Polish Birmingham, is becoming
more German than Polish ; and throughout the provinces west of
the Vistula German immigration is going on at a steadily increas-
ing rate, especially in the governments of Plock, Kalisz, Piotrkdw,
and Warsaw. It is estimated that a strip of land 35 miles wido
along the Prussian frontier is already in the hands of Germans,
whose advance is further favoured by the rapid transference of
landed property into German hands in Posen. In Russian Poland
associations of four to six men, supported- by German banks,
purchase large numbers of properties belonging to members of tho
Polish nobility who have been ruined, since the last insurrection.
No fewer than 30,736 Gennan landholders, owning 5433 estates,
were enumerated last year in tlio provinces west of the Vistula;
while 13,714 foreign proprietors, farmers, and labourers (11,497
Prussians and 1914 Austrians) were at the same time owners of
1,857,900 acres, valued at 135,000,000 roubles. According to other
statistics, the foreigners in Poland, mostly Germans, who remained
foreign subjects, numbered 170,000 in 1881 (5'15 per cent, of
the population). Of these, 91,440 (families included) hold landed
property to the amount of 2,605,500 acres, or 83 per cent, of the
area of the kingdom. The aggregate number of Germans in Russian
Poland, estimated at 370,000 in 1873, must now exceed 450,000,
thus constituting about one-fifteenth of the population.
The Jews, who are found everywhere throughout Poland, are still
more numerous, and must now exceed a million. Tlicy are nowhere
agricultural ; in the larger towns many of them are artisans, but
in the villages they aio almost exclusively engaged as shopkeepers,
second-hand traders, dealers on commission, innkeepers, and
usurers. In the country, both commerce and agriculture are in
the hands of their intimately connected trading associations.
Their relations with Poles and Kutheuians arc anything but
cordial, and "Jew-baiting" is of frequent occurrence. They are
increasing much more rapidly than tho Slavs.
The relative nuinbers of the various inhabitants of Poland may
be seen from the following figures : —
Accoi-dlnK to
Galkin (1868).
Aceordlng to
Rltllch (1873).
Per
cent.
Polos
3,900,580
764,950
428,380
.33,520
11,065
234,160
277,050
4,375,840
860,330
605,980
26,866
12,166
870,360
241,150
68-.f
13-4
8-5
6-8
8-8
White Russians ,
Great Russians
G crmans
Tho prevalent religion is tho Roman Catholic, to which, in 1870,
4,596,956 out of a population of 6,034,430 belonged; at the same
date 246,485 wero adiicrent-i of tho United Church, 327,846 were
liUthcrans. 34,135 were of the Greek Church, and 4926 Noncon-
formists. The Jews at tho same date were reckoned (certainly an
undcr-cstitiiati») at 815,443, and the Mohammedans at 426. The
number of followers of tho United Church has much diminished
since 1873, when they wero compelled to join the Greek Church.
Since tho last insurrection a series of measures have been taken
to reduce the numbers of tho Roman Catlioljc clergy in Poland ; iu
1883 there remained 1313 churches out of 1401, 1544 priests out
of 2322, 10 monasteries out of 29, and 8 convents out ot 80. Ont
diocese (Podlasie) having been abolished, and a new one established
3ia
POLAND
[RUSSIAN.
»t Kielce, wliile several bishops had been sent out of the country,
the whole situation remained unsettled until 1S33, when the pojie
recognized the new diociisan subdivisions introduced by the Russian
Government Poland is now divided into foiir dioceses (Warsaw,
Sjdoinierz, Lublin, and Plock).
From remote antiquity Poland has been celebrated for the produc-
tion and export of grain. Both, however, greatly declined in the
18th century ; and towards the beginning of this century the
peasants, ruined by their proprietors, or abandoned to the Jews,
were in a more wretched state than even their Kussian neighbours.
Serfdom was abolished in 1807 ; but the liberated peasants received
no allotments of land, and a subsequent law (1808) rendered even
fheir transference from one landlord to another almost impossible ;
tlie old patrimonial jurisdictions were also retained. Compelled to
accept the conditions imposed by the landlords, they had to pay
rack-rents and to give compulgory labour in various forms for the
use of land. Only a limited number were considered as permanent
farmers, while nearly one-half, of the peasants became mere
proUlaires ; in 1864 1,338,830 former peasants had ceased to have
land rights at all. Pursuing a policy intended to reconcile
the peasantry ta fiussian rule and to break the power of the
Polish nobility, tli" Russian Government promulgated, duriilg
the outbreak in 1S64, a law by which those peasants who were
holders of laud oo estates belonging to private persons, institutions
(such as monasteries and the like), or the crown were recognized
as proprietors of the soil, — the state paying compensation to the
landlords in bonds, and the peasants having to pay a.}'early annuity
to the state until the debt thus contracted had been cleared. The
Toluation of these allotments was made at a rate much more
advantageous than in Russia, and the average size of holding
reached 15 acres per family. Of those who held no land a number
received it out of the confiscated estates of the nobility and monas-
teries. At the same time the self-government of the peasant
was organized on democratic principles. . The so-called "servi-
tudes," however, that is, the right to pasture on and take .wood
fr?m the landlord's estates, were maintained for political reasons,
becofliing a source of great inconvenience both to landlords and
jieasants.
Whatever be the opinion held as to the intention of theae reforms,
there can be no doubt that they resulted in a temporary increase
of prosperity, or at any rate an alleviation of the previous misery
of the peasants. In 1864 there were 342,500 peasant families,
holding an aggregate of 8,300,080 acres of land ; but only 22,000
peasants, that is, less than one-half per cent, of the agricultural
population, were proprietors, the remainder (218,500) being nobles,
while 2,000,000 peasants were czinszewiH, that is, tenants at will,
and 1,338,000 had no land at all. In 1872 there were already
672;100 free peasant estates, occupying 13,000,000 acres. In ten
years (1864-73) the area of cultivated soil had increased by
1,350,000 acres, while during the. fourteen years 1845-59 its
increase was only 640,000 acres. The crops, which stood in
1846-60 at an average of 9,360,000 (juarters of corn and 6,500,000
•luartere of potatoes, reached respectively 15,120,000 and 14,400^00
quarters. The yearly increase, which was only 2 '2 per cent, for
corn and 1'3 per cent, for potatoes during the years 1846-60,
became respectively 4 7 and 8 '3 per cent, during the years 1864-75,
and the average' crop per head rose from 1"S3 quarters in 1850 to
2 52 in 1872. The annual increase of horses, which formerly was
1 per cent., reached 2"7 per cent, in 1864-70, while the yearly
increase of cattle remained almost stationary (1*2 per cent.,
against I'l per cent). In fact, Poland had in 1870 only 37
liead of cattle for each 100 persons, against 41 head in 1860.
Another consequence of these measures was a notable decrease of
crime, and a rapid increase of viUage primary schools, maintained
by the peasants themselves.
It must be acknowledged, however, that the maintenance of the
" servitudes " has become a serious evil. Moreover, the want of
pasture-land, the warrt of )noney for improvements, quite insuffi-
ciently supplied by the joint-stock banks in the villages, and the
very rapid increase in the price of land, from 50 roubles per morgen
(1'3835 acre) to 120 and 250 roubles, have all helped to lessen the
Iwnefits of the agrarian measures of 1864. The peasants are unable
to purchase land proportionately with the increase of population ;
and, while a few of them buy, many others are compelled to sell
to the .Tews (notwithstanding the law which prohibits the purchase
of Innd by Jews) or to German immigrants. The estates of the
nobility do not pass into the hands of the Polish peasants as they
are told, and still less to Russians, but largely into those of German
immigrants.
Agiiculture in Poland is carried on with more perfect methods
on the whole than in Russia. The extensive cultivation of beet-
root, of potatoes for distilleries, and of grasses has led to the
introduction of a rotation of several years instead of the former
" three-fields " system ; and agricultural machinery is in more
general use, especially on the larger estates of the west Winter
wheat is extensively cultivated, especially in the south, the S.indo-
inir wheat having a wide repute. In 1873 50 per cent (15,728 000
acres) of the surface of Poland was under crops, 9 per cent.
(2,929,000 acres) under meadows, and 26 per cent (8,242,000
acres) under forests. The fii'st of these figures exceeds now 54 ])cr
cent. In 1881 the crops reached 19,050,000 quarters of com,
21,151,000 quarters of potatoes, and 14,368,000 cwts. of beetroot
(14,365,950 cwts. in 1882). The corn crops were distributed as
follows : — wheat, 11 per cent ; rye, 38 ; oats, 29 ; barley, 12 ; buck-
wheat, 4; various, 6 per cent., — 3 per cent, being used for manu-
factures,' 22 per cent, for seed, 60 per cent, for home consumption,
and 15 percent, for export The potatoes were used almost entirely
for distilleries. The culture of tobacco is successfully carried on
(about 3500 acres), especially in Warsaw, Ptock, and Lublin.
Cattle rearing is an important source of income. In 1881 there
were appro.ximately 3,300,000 cattle, 4,500,000 sheep ^including
2,500,000 of the finer breeds), and 1,000,000 horses. Fine breed»
of hoi-ses and cattle" occur on the larger estates of the nobility,
and cattle are exported to Austria. Bee-keeping is wiilely spread,
especially in the south-east. Fishing is carried on remuneratively,
especially on the Vistula and its tributaries.
Manufactures have shown a rapid increase during the last twenty
years. While in 1864 the annual production was only 50,000,000
roubles, it now exceeds 150,000,000,— the manufactures of. Poland
yielding one-eighth of the total production of the Russian empire.
Mining has shown a still more rapid development within the
.same period. While in,' 1862 only 154,100 cwts. of pig-ii'on and
100,900 cwts. of iron and steel were made, these figures respectively
reached 947,800 and 1,742,500 cwts. in 1881 ; and, whereas the
highest figure in the annual returns of the coal-mining industry
from 1867 to 1873 was only 2,494,000 cwts., the average for 1876-80
was 17,157,000, and the amount reached 27,659,000 cwts. in 1881.
The zinc mines yielded in 1881 89,640 cwts., aud the extraction
of tin reached 7580 cwts. in 1878. Sulphur was obtained to the
amount of 6450 cwfc. in 1879.
The developmentr of the leading manufactures may be seen froiQ
the following figures : —
1866.
187a.
Prodnce !n
Roubles.
ITands.
"Prnduce to
Roubles.
Hands.
7,134,483
1,151,382
6,099.474
61,785
606,656
587,552
311,126
4,150,756
1,591,833
5,654,496
443,880
7,579
6,669
9,578
100
165
1,083
379
5,579
5,583
7,149
368
26,833,000
, 2,294,000
22,492,000
533,000
4,318,000
1,343,600
2,665,000
8,572,000
4(469,000
9,426,000
900,000
12,716
6,900
16,949
350
906
1,289
2,497
3,182
7,096
7,899
443
Linen and hemp stuffs
Silks
Preparation, dyeing, )
hats (
Produce from wood.,..
Animal produce
Mineral produce..;
Chemical produce
Total
27,793,523 44.232
83,845,000
1,375
60,227
Average production
per hand
628
Thus, while the number of hands occupied in these industries
has increased by 40 per cent., the production has nearly trebled,
showing a corresponding improvement in the machinery cmploj'ed.
The chief manufacturing centres are the tddi region in the govern-
ment of Piotrkow (wooUen stuffs, cottons, sugar, corn-flour, wine-
spirit, coal-mines) and Warsaw (linen stuffs, leather, machinery,
sugar, wine-spirit, tobacco, and all kinds of grocery and mercery
wares). Mining is chiefly concentrated in the south-west. The
annual production for separate governments (exclusive of mining,
flour-miUs, and breweries, and the number of hands employed by
distilleries remaining unknown) was given in 1879 as follows : —
Roubles.
Hands.
Piotrk6w
60,900 000
42,110,000
14,670,000
10,495,000
4,543,000
2,919,000
2,121,000
2,109,000
1,862,000
684,000
36,550
37,605
9,159
5,577
581
2,337
1,708
1,747
1,815
403
Warsaw
Lublin
Lomia .'
Radom
Ptock
Siedlce..-
Suwatki
Total
142,413,000
1,102,949,000
97.4S2
711,097
Russia in Europe
RUSSIAN.]
POLAND
311
TUeae figures, however, have already increased considerably,
especially with reganl to distilleries, wliich yielded, in 1882-83,
6."26D,50f) gallons of pine alcohol ; while the sugar-works, wliieh
occupied ill 1832^83 9774 men, 2636 women, and 2403 children,
produced 315,460 cwts. of rough sugar and 425,800 cwts. of
refined sugar. In 1832 the production reached 66,291,700 roubles
in I'iotikow, 3,948,200 in Siedlce, and 1,240,230 in Suwalki.
Tlie railways of Poland have an aggregate length of 888 miles.
A line of great importance, connecting Vienna with St Petersburg,
Srosacs the country from south-west to north-east, passing through
the milling district and Warsaw, and sending a short branch
;o iodi. Another important Hue, connecting Dantxic with
)dessa, croeses Polaml from north-west to south-east. A branch
ine, parallel to this last, connects Skiernewice with Thorn and
iromberg ; while a military railway connects the fortresses of
Warsaw and Ivangorod with Brest-Litowsky, via Siedlce and
tukow, and a aide lino will soon connect Siedlce with Matkin on
the lower Bug. The great line from Berlin to St Petersburg crosses
North Snwaiki for 54 miles, between Eyiltkunen and Kovno. The
aggregate length of the mncadaniizcd roads, increased by 2110
miles since 1864, is now abont 6700 milis.
The traffic on the Polish railways is very brisk. In 1880 the aggre-
gate amount of merchandise brought to and sent from Warsaw reached
respectively 36,055,000 and 18,248,000 cwts.; and the whole amount
of merchandise conveyed on Polish railways within Poland (exclusive
of the Eydtkunen and Kovno line) amounted to 81,459,000 cwts.
The chief custom-houses of the Russian empire — Wierzbotowo,
Sosnowice, Granica, Warsaw — and many minor ones are situated
ou the frontiers of Poland. Tlieir aggregate imports and exports
reached respectively 127,414;054 and 146,320,921 roubles in 1882.
The "primai'y cell " of the administrative organization of Poland
is the gmitul, — formerly a village commune for the common posses
sioa and partly also for the common cultivation of land, which
lost its characters with the introduction of serfdom, but has been
taken by the law of 1864 as the basis of the organization of the
peasantry in Poland. Each district is subdivided into twelve to
twenty ^nbuis, including several villages and all farms on its terri-
tory, and having a popuhation of from 2000 to 10,000 inhabitants.
All landholders of the ijmina who are in possession of at least 4 acres
constitute the communal assembly of the gmina. Only the clergy-
men and the police officials are excluded from it. Each member
has but one vote, however extensive his property. The gmiim
' differs thus from the Russian volost in its including, not only pea-
Bants, but also all landed proprietors of the territory. The assembly
elects the wait, or elder (the executive of the gmina), a clerk, a
soUijs in each village, and a tribunal consisting of fazCTiiAi, who jud"e
all matters of mhior importance, according to local customs. It
also allocates the taxation among the members of the gmina,
administers the common inoperty (pasturage, grazing lands, forests),
has charge of the poor, and generally deals with all questions educa-
tional, hygienic, and economic which concern the gmina. The
cost of administration of each gmiim varies from 1000 to 3000 roubles.
In reality, the powers of the gmina are, however, very much limited
in all but purely economical questions by a numerous bureaucracy,
and especially by the "chief of the district" nominated by the
crown ; there is also a general tendency towards transforming it
into a mero auxiliary to the Russian administration, the clerk or
secretary becoming its chief organ.
The provincial administration is regulated by the law of December
81, 1866. Each government being subdivided into ten to twelve
districts, the district administration consists o,f an ouyezdnyi
natchaltiik, or "chief of the district," with a number of secretaries
and "chancelleries'' (military, for recruiting; philanthropic; for
mutual assurance against fire ; for finance ; and for gendarmerie).
The provincial administration, under a military governor, consists
in each of the ten governments of the following institutions : — (1)
"chancellery" of tlie governor; (2) a provincial " college," with
councillors corresponding to the following departments — admini-
stration, military and police, finance, state domains, law, medicine,
and insurance ; (3) a philanthropic committee ; (4) a postal depart-
ment; (5) a "college for finance; (6-10) departments of excise,
customs, forests, control, and education. There is also in each
government a special institution for the affairs of peasants.
The entire administration of Poland is under the governor-general,
residing at Warsaw, whose power is limited only by "collegiate"
institutions corresponding to the different branches of administra-
tion. He is at the same time the commander of the entire military
fiirce of the " Warsaw military district." Justice is represented by
tlio gmina tribunals ; the justices of the peace (nominated by
government) ; the syczd, or "court" of the justices of the peace ;
the district tribunals (assizes) in each government ; and the ^\ arsaw
courti of appeal and cassation. The prisons of Poland, with ercep-
tion of a leturmatory for boys at Studzieniec, are in a very bp J slate.
With an aggregate capacity for only 4050 prisoners, they had in
18fc3 7210 inmates. Poland constitutes also a separate educational
diatilct, a district of roads and communications, an administration
»f justice district, and two mining districts.
Poland has had no separate budget since 1867 ; its income and
expenditure are included in those of the empire, and since 1881
they have cea-sed to appear under .separate heads. The p<-asants'
arrears, which reached 6G3,685 in 1878, have notably increased since
then, ranging from 200,000 to 600,000 roubles in cacli government.
Perhaps no other country in Europe had so many towns (453),
for the most part enjoying municipal rights according to tlio
Magdeburg and Lithuanian law, as Poland. A large number of
them (228) remained, however, private property, or proficrty of the
crown. In .some of tliem the proprietors only levied rents on the
holders of land that had been built upon ; while in others tlia
dominium siipronum was maintained, and the proprietor cxactedi
not only rents, but also tares from the inhabitants and visitors'
ehuming also the monopoly of selling spirits, &c
After the last insurrection, all towns with less than 2000 inhab«
itants were deprived of their municipal right-s, and were included,
under the designation of posculs, in the gmi,tas. The seignorial
rights were abolished or redeemed, and those inhabitants who lived
on agriculture received allotments of land re<Ieemed by the state.
But the spirit-selling monopoly was maintained, as also tin
" servitudes." Viewed with suspicion by the Russian Government,
the Polish towns received no self-government like the villages.
Instead of the former elective municipial councils (which enjoyei'
dc jure very large rights, including that of kceiiing their own police,
while in reality they were under the rule of the nobility), Russian
officials were nominated and entrusted with all the rights of the
former municipal councils. These last were, however, maintained
to carry out the orders of the military chiefs. The new mnnicirial
law of 1870, first introduced at Warsaw and then applied to other
towns, reduced the functions of the municipal council almost to
notiiing, depriving it even of the right of discussing the general
budget, which is established by a special administiative committee
aided by three to four citizens nominated by the governor. The
burgomaster, chosen by Government out of three candidates, and
the members of the municipality (iawniki) elected by one -sectioi:
of the citizens, mostly from the poorest classes, have no authority.
The burgomaster, who often is a retired private soldier, very badly
paid (£18 to £45 per year), is entirely dependent upon the police
and the, chief of the district, and has to discharge all sorts of
functions (bailiff', policeman, &c.) which have nothing to do with
municipal affaii-s.
Poland naturally contains the fir.st line gf the fortifications of
the Russian empire on its western frontier. These fortifications,
however, are intended only to protect the country to the east of
the Vistula, the region to the west of it, which contains the chief
mining and manufacturing districts of Poland, remaining quite open
to invasion. The marshy lowlands, covered with forests on the
western bank of the Vistula, are a natural defence against an army
advancing from the west, and they are supported by the fortresses
on the Vistula connected by the Vistula railway. Their centre is
at Warsaw, with Novogeorgievsk, fornvtrly Mndlin, in the north, at
the mouth of the Bug, and Ivangorod, formerly Demblin, in the
south, at the mouth ot the Wieprz. Novogeorgievsk is a strongly
fortified camp, which requires a g.arrison of 12,000 men, and may
shelter an army of 50,000 men. The town Sierock, at the, junc-
tion of the Bug and Naiew, is now fortified to protect the rear of
Novogeorgievsk.
The citadel of Warsaw protects the railway bridge over the Vistnla,
and six forts — rather out of date,' however — protect the eai>ital.
The fortress of Ivangorod, on the right bank of the Vistula, is now
supported by six forts, four of which are situated on the right bank
and two on the left. The Vistula line of fortresses has, however,
the great disadvantage of being easily taken from the rear bj
armies advancing from East Prussia or Galicia. Urest-Litow.sky, at
the western issue from the marshes of the Pripet, the towns ol
Dubno and Lutsk, now about to be fortified, and Bobruisk
constitute the second lino of defence.
The educational institutions of Poland are represented by a
university with 1000 students in 1881 ; 18 gymnasiums and 8 pro-
gymnasiums for boys, with 8269 scholars in 1878 ; 3 " real-schulcn,"
with 914 scholars ; and 3279 primary schools, with 113,084 boys and
67,260 girls. There are also excellent technical sehool.s, an iusti
tute of agriculture and forestry at Nowa-Alcxandrya, and several
seminaries for teachers. In 1881 the number of sclinlurs wr.s 1 to
35 of the aggregate population, only 19 per cent, of the children
of school age receiving instruction in school. The Jewish childicn
mostly ore taught in the hcdcrs, where they receive almost no in
struction at all.
The school is {lie great means used 'by the Russian Government
for the so-called " Russification " of Poland. The leaching in the
former S:iola O'livna, now the university of Warsaw (even that of
Polish literature), has been carried on in Rnssian since 1873, both
by a few Polish professors and by the new R«s,sian ones. Polish Is
taught in primary and secondary schools only twice a week, in the
lower classes ; and the scholars are prohibited from speaking I'ldish
within the walls of the lyeeums. In all olhcial communiiations
Russianjs obligatory, and a gradual cliininatiou of Poles from the
312
P O L — P O L
administration is steadily going on, Polish cmiiloyes being either
limited in number (to a fourth, for instance, for the examining
magistrates), or else totally excluded from certain administrations
(such as that of certain railways). The vexatious measures of
Kussian rule kepp up a continuous feeling of discontent ; and,
though it was allowed in 1864 that the agrarian measures would
conciliate the mass of the peasantry with the Russian Government,
it now appears that the peasants, while gaining in those feel-
ings of self-respect and independence which were formerly impossible
to them, are not accommodating themselves to Russian rule ; the
national feeling is rising into activity with them as formerly with
the szlachta, ami it grows every day.
There are 27 towns the population of which exceeded 10,000 in-
habitants in 1880-82, and 66 towns having a population of more
than 5000. The list of the former is as follows :— Warsaw (1882),
406,260 ; Augustow, 11,100 ; Biata, 19,450 ; Cz^stochowo, 15,520 ;
Garwolin, 14,620; Kalisz, 16,400; Kalwarya, 10,610; Kielce,
10,050 ; Konska Wola, 14,300 ; Kutno, 13,210 ; task, 10,810;
L<5dz, 49,590; tomza, 15,000; Lublin, 34,980; Lukow, 11,030;
Mtawa, 10,010; Piotrkow, 23,050; Ptock (1883), 19,640; Radom
(1833), 19,870; Sjdomierz, 14,080; Siedlce, 12,320; Sieradz,
15,040; Suwatki, 18,640; Turek, 11,500; Wtoctawek, 20,660;
"Wtodaw'a, 17,980 ; Zgerz, 13,360. (P. A. K.)
POLARITY AND ENANTIOMORPHISM. Any figure,
sucli as a solid of revolution, whicli has one line in it in
reference to whicli the figure is symmetrical may be said
to have an axis, and the points at which the axis cuts the
surface of the figure are poles. But the term polarity
when applied to material figures or substances is usually
confined to cases where there are not only .. definite axis
an'd poles, but where the two poles have distinct characters
which enable us to recognize them and say which is
which. It is in this sense that the word is used here.
Two figures or two portions of matter are said to be
enantiomorph to each other when these forms are not
superposable, i.e., the one will not fit into a mould which
fits the other, but the one is identical in form with the
mirror image of the other.
Polarity. — As examples of polarity we may take an awn
of barley or a cat's tail, in which we recognize the distinc-
tion between the two poles or ends, which we may call A
and B by finding that it is easy to stroke from say A to B
but not in the opposite direction. As an example of
enantiomorphism we may take our two hands, which will
not fit the same mould or glove, but the one of which
resembles in figure the mirror image of the other.
It will be seen by and by that there is a close relation
between polarity and enantiomorphism.
In the examples of polarity just given the condition
occurs because the parts of the body are arranged in the
direction of the axis in a particular order which is different
when read backwards. The simplest expression for such
a state of matters will be found in the case of a substance
composed of equiil numbers of three different kinds of
particles, these particles being arranged along the axis in
the order
A I abcabc abc I B,
where A and B are poles and a, b, c particles of three
different kinds. Of course the same may occur with a
more complicated constitution, the condition being that
the cyclical order read from A to B is different from that
read from B to A. Even with particles all of the same
kind we can imagine this sort of polarity produced by such
an arrangement as
\ aa a a
.« B.
where the density varies periodically as we pass along the
axis, but so that the order of variation is different in
passing from A to B and from B to A. There is another
sort of polarity produced also by an arrangement such as
that described above, but here not along the axis but
about it. As we took a cat's tail as an example of the one,
60 we may take a sable muff as an example of the other.
As we stroke the tuil in one dirctioo along the axis, so
we stroke the muff in one sense about the axis. This
arrangement also produces polarity, for there is a real
difference between the two ends of the muff. The one is
that into which we put our right hand, the other that into
which we put our left hand if the fur is to lie downwards
in front. If we reverse the ends we find the fur sticking
up in front, and we have thus as little difficulty in distin-
guishing the two poles from one another in this as in the
former sort of polarity.
We can easily imagine the particles of a compound sub-
stance to be arranged so as to produce this polarity. To
take a simple case, — the molecules of the substance may
be formed of three atoms a, b, and c, arranged a with
the planes of the molecules all at right angles to the
axis, so that on turning the substance about the axis in
one sense the atoms in every molecule follow each other in
the order abc, and of course in the opposite order when the
rotation is reversed.
In these examples the polarity is due to an arrangement
of the matter at rest, but both kinds of polarity may be
produced by motion. Thus a rotating body has polarity
of the second kind; the axis is the axis of rotation, and the
two poles differ from each other as the two ends of a muff
do. A wire along which a current of electricity is passing
has polarity of the first kind ; and a magnet, in which
currents of electricity may be supposed to circulate about
the axis, has polarity of the second kind.
There is an important difference between these two
kinds of polarity We have seen that they depend on two
different conditions — the one on an arrangement of matter
or motion along the axis, the other on a similar arrange-
ment about the axis. This gives rise to a difference in
their relation to their mirror image.
If we hang up a cat's tail by one end, say the A end, in
front of a mirror, we see in the mirror the image of a cat's
tail hanging by its A end. But if we hang up a muff by
one end, say the right-hand end, before a mirror, we see
in the mirror the image of a muff hanging by its left-hand
end. If we put our hands into the muff in the usuai way
and stand before the mirror we see a person with his
hands in a muff in the usual way. But his right and left
hands correspond to our left and right hands respectively,
and the right and left ends of the muS in the mirror
are the images of the left and right ends respectively of
the real muff. Thus the mirrcr image of a body having
polarity of the second kind has its polarity reversed.
But the muff and its image are not truly enantiomorph.
They differ in position but in nothing else. Turn the one
round and it will fit the other.
Magnetic and electric polarity having been already dis-
cussed under Electeicity and IIagnetism, we shall here
consider some cases of crystalline polarity.
Both kinds of polarity occur in crystals.
We have no direct means of ascertaining how the
ultimate particles of a crystal are arranged, but it seems
reasonable to suppose that there is a relation between the
form of the crystal and the structure of its smallest parts ;
and, when we find the crystals of particular substances
always showing polarity of the one or the other kind, we
naturally suspect that this is the external indication of
such an arrangement of the particles as has been shown
above to be capable of producing structural polarity. Of
crystalline polarity of the first kind the most striking
instances are tourmaline and electric calamine (hydrated
silicate of zinc), forms of which are shown in figs. 1 and 2,
in which it will be seen that the crystals are not similarly
terminated at the two ends. It is this kind of crystalline
polarity (often called " hemimorphism ") which (as was
first observed by Haiiy and more fully investigated by
POLARITY
ai3
Gustav Rose and by Hankel) is associated with pyroeiec-
tricity (see Mineralogy, vol. xvi. p. 376). It is worthy of
Ffo. 1. — Tourmaline.
Fio. 2.— Electric Calamine,
W>*e that the crystalline polarity and the physical (electric)
polarity occurring in the same substances are both of the
kind not inverted by reflexion in a mirror.
• As an instance of the same kind of crystalline polarity
of a somewhat rnore complicated character, also associated
with pyroelectricity, we may take boracite. The crystals of
this mineral exhibit combinations of the '"ube, the rhomb)''
dodecahedron, and the tetrahedron, as
shown in fig. 3. If four lines are
Jr»wn corresponding to the four dia-
gonals of the cube, it will be observed
that at the two ends of each of these
axes the crystal is differently developed.
(In the figure one of these axes is in-
dicated by the dotted line.) These
axes, therefore, resemble the single
jixis in tourmaline and electric calamine, and are also axes
of pyroelectricity, the end at which the tetrahedral face is
ijtuated being the antilogous pole.^
Scheelite, apatite, ilmenite, and fergusonite are examples
Fio. 8.— Boraclfe.
Fio. 4. — Ilmenltei
Flo. S.— Apiitlto.
of crystalline polarity of the second kind. Figs. 4, 5, and 6
are representations of forms of ilmenite,
apatite, and fergusonite.
Crystalline polarity of both kinds no
doubt depends on the arrangement of
the molecules and on their structure;
it manifests itself by the occurrence
of hcmihcdral or hemimorphic forms.
A erystal may have a polar .structure
although these external marks of pol-
arity are absent, just ?.s the faces
IKirallcl to planes of cleavage do not
ai)i)ear on every crystal.
Another kind of contrast between
the two coniijlcmentary hemihedral '"'°- "•— fereusoniio.
forms of the same substance may be mentioned here.
' Upon some crystals of bor.icile the facaa of both tctralicdia occur.
They can, however, be easily distinguished from one anotlicr. The
faces of the tetrahedron represented in the figure are smooth and shin-
ing, while those of tl)e opposite tctralicdron are rough and usually
much smaller. It has been suggested that boracite is only apparently
rcgnUr, and that each crystal U really a group of ciglit jiyraraids
with their apices in the centre of the group. For a full discussion of
the relation between pyroelectricity and crystalline form the reader is
ruferreil to a series of papers by Prufes^r Hankel in Trans. R. Saxon
ffoc. 0/ Sciences, 1857-79.
19-13"
Marbach observed that different specimens of iron
pyrites (and also of cobalt glance) have very different
thermoelectric characters, differing indeed from on^
another more than bismuth and antimony. Gustav Rose
showed that these thermoelectricallj opposite kinds are
also crystallographically opposite. There is indeed no
geometrical difference between two opposite hemihedral
forms in the regular system, but Rose detected a differ-
ence in the lustre and striation of the faces of the two
kinds, and by examining the rare cases in which, the
two opposite pentagonal dodecahedra or tetragonal
icositetrahedra occur on the same crystal proved that
the one surface character belongs to the one, the other
surface character to the other of the two complementary
hemihedra.
Enaniioviorphism. — A figure having polarity of the
first kind gives a mirror image resembling itself in form
and in position; a figure having polarity of the second
kind gives a rnirror image resembling itself in form but
not in position — the poles being inverted. A figure the
axis of which has both kinds of polarity will therefore
give a mirror image not superposable to the figure itself,
because the polarity of the second kind is reversed while
that of the first kind remains unchanged. The figure
and its mirror image are enantiomorph, as well as polar.
We can construct a figure which is enantiomorph to its
mirror image but not polar,
Imagine a muff so made
that in one half the fur
lies the one way, and the
opposite way in the other
half (fig. 7, where the
arrow-heads indicate the
lie of the fur). In which-
ever way we put our hands
into this muff one end will
bo wrong ; the muff in the figure has, in fact, two right-
hand endc. It has therefore no polarity ; the two ends
are exactly alike. But there are two ways in which sncb
a non-polar muff could be made — with two right-hand
ends as in the figure, or with two left-hand ends, and
these two forms are enaritioniorph. A helix or screw has
similar properties (compare fig. 8 with fig. 7) ; if uniform
it is non-polar, but .is either right- or left-handed. Hence
the property which each of two enantiomorph bodies pos-
sesses has been called by Sir William Thom.so'n '.'helicoidal
asymmetry."
As we have crystals exhibiting polarity of both kinds,
so we have also enantiomorph crystals, indeed the word
enantiomorph was first used by Naumann to express the
relation between such crystals. The crystallographic
theory of enantiomorph crystals has been very fully
worked out. We may divider them into two groups —
(1) tlioso in which the helicoidal asymmetry depends
on the presence of tctartohcdral forms of the regular
or of the hexagonal system, and (2) those in which it
depends on tho presence of hemihedral forms of the
rhombic system or hemimoriibic forms of tho monoclinic
system.
In the first group tho asymmetry seems to be produced
by tho manner in which tlio molecules, themselves sym-
metrical, are arranged in tho crystal. In the second group
tho, molecules themselves appear to have helicoidal asym-
metry. This is shown by tho action of these substances
on polarized light. Wo shall tako examples from each
group. If we allow a solution of sodium chlorate to
crystallize we find that tho crystals, which belong to the
regular system, arc of two kinds enantiomorph to each
other. These are represented in fig. 9. The enantio-
morphism depends on the combination of the tetrahedron
Fig. 7.
Fig. 8.
314
POLARITY
and the pentagonal dodecahedron.^ Now when a ray of
plane polarized light is passed through one of these
crystals the plane of polarization is rotated, the amount of
rotation being proportional to the length of the pat)i in
Fig. 9. — Sodiam Chlorate, a, right-handed ; &, left-handed.
the crystal. The crystals having the form a rotate to the
right, those having the form 6 to the left. They are
therefore optically as well as crystallographically enantio-
morph. But a solution of sodium chlorate is without
action on the plane of polarization, even if the solution be
made by dissolving only right-handed or only left-handed
crystals, and if a crystal be fused the fused mass is
optically inactive, so that, it would seem that the optical
activity depends on the arrangement of the molecules in
the crystal and not on any enantiomorphisra in the mole-
cules. The enantiomorphism of quartz crystals is indi-
cated by the presence of faces of a tetartohedral form
(vol. xvi. p. 389). The two kinds of crystals rotate the
plane of polarization equally, but in opposite senses, when
a plane polarized ray is passed through a section cut at
right angles to the axis of the crystal. Here also the
optical activity ceases when crystalline structure is de-
stroyed by fusion or solution.
Right-handed and left-handed taxtaTic acids crystallize
in enantiomorph forms (fig. 10). Their solutions are optic-
FiG. 10.— Tartaric Acid, a, right-handed ; 6, left-handed.
ally active, the amount of the rotation for the same
strength of solution and the same length of path in it
being the same in both acids, but the sense of the rotation
is right-handed in the one and left-handed in the other.
It is clear that here we have to do with enantiomorph
molecules. In ordinary physical properties such as den-
sity, solubility, refracting power — in short, in everything
not involving right- or left-handedness — the acids are iden-
tical. When mixed in equal proportions they unite and
form racemic acid which is optically inactive, and from
racemic acid we can by various meana recover unchanged
the right and left-handed tartaric acids. We now know
a considerable nvimber of cases where, as in that of
the two tartaric acids, both enantiomorphs have been
discovered, and manv where only one has as yet been
found.
It is natural that we should ask what peculiarity of
constitution can give a molecule this helicoidal asymmetry?
A very ingenious answer to this question was given'simul-
taneously and independently by the French chemist
Le Bel and the Dutch chemist Van 't Hoff. We shall
• This comliuiation is regarded as tetartohedral because the tetra-
hedron and the pentagonal dodecahedron belong to two different classes
of hemihedral forms.
give a short statement of the essential points of this in-
teresting theory.
All the known substances which are optically active in
solution are compounds of carbon, and may be regarded
as derived from marsh gas, a compound of one atom of
carbon and four of hydrogen, by the replacement of hydro-
gen by other elements or compound radicals. Now we
do not know how the atoms of hydrogen are actually
arranged relatively to each other and to the atom of carbon
in the molecule of marsh gas, but, if we may make a sup-
position on the subject, the most simple is to imagine the
four hydrogen atoms at the apices of a regular tetrahedron
in the centre of which is the carbon atom as in the diagrams
(fig. 11), where C
represents the posi- ,
tlon of the carbon
atom and a, /S, y, 8
that of the four
atoms of hydrogen.
If these hydrogen
atoms are replaced
by atoms of other
elements or by compound radicals we should expect a
change of form of the tetiahedron. If two or more of the
atoms or radicals united to the carbon atom are similar
there is only one way of arranging them, but if they are
all different there are two ways in which they may be
arranged, as indicated in the figures. It will be seen that
these two arrangements are enantiomorph. In the figures
the tetrahedron is represented as regular, but if the dis-
tance from C depends on the nature of the atom, the
tetrahedron, when a, /3, y, and S are all different, will not
be symmetrical, but its two forms will be enantiomorph.
A carbon atom combined with four diff'erent atoms or com-
pound radicals may therefore be called an asymmetric
carbon atom.
Now all substances of ascertained constitution, tae
solutions of which are optically active, contain an asym-
metric carbon atom, and their molecules should therefore,
on the above hypothesis, have helicoidal asymmetry.
The converse is not generally true. Many substances
contain, an asymmetric carbon atom but are optically
inactive. It is easy to reconcile this with the theory;
indeed, a little consideration will show that it is a necessary
consequence of it.
Let us suppose that we have the symmetrical combina-
tion of C with a, OL, P, y and that we treat the substance
in such a way that one a is replaced by 8. The new
arrangement is asymmetrical, and will be right or left as
the one or the other a is replaced. But the chances for
the two are equal, and therefore, as the number of mole-
cules in any quantity we can deal with is very great, the
ratio of the number of right-handed molecules in the new
substance to the number of left-handed ones ■n^ill be
sensibly that of unity. It is therefore evident that by
ordinary chemical processes we cannot expect to produce
optically active from optically inactive substances ; all
that we can get is an inactive mixture of equal quantities
of the two oppositely active substances.
As these two substances have identical properties in
every respect where right- or left-handedness is not in-
volved, the problem of separating them is a difficult one.
We may note three distinct ways in which the separation
can be effected.
(1) By crystallization. For example, the right and left
double tartrates of soda and ammonia crystallize in enan-
tiomorph forms (fig. 12) and are less soluble in water than
the double racemate formed by their union. If therefore
racemic acid (the optically inactive compound of e(|aal
quantities of right and left tartaric acids) is half neutral-
F O L — P O L
313
Ized with ^oda and half with ammonia, we ol:itaiii an
Optically inactive solution containing a mixture of the two
double salts. If this solution is allowed to crystallize
each salt crystallizes independently, and the crystals can
be separated by picking them out. Further, a super-
teturated solution of flie one double salt is not made to
Ciystallize by contact with a crystal of the- other, so^that
'Fig. 12.— Double Taitiate of Soda and Ammonia, a, light-handed;
b, lett-handcd.
if we make a supersaturated solution of the inactive mix-
ture and drop into the vessel, at different places, two
oi-ystals one of the right the' other of the left salt, crystal-
lization occurs at each place, at the one of the one kind
and at the other of the other. '
(2) By the action of another optically active substance.
While the salts of the two opposite tartaric acids with an
inactive base are precisely alike in solubility, density, and
other physical characters, and, if they crystallize, crystal-
lize in the same form (or in enantioraorph forms), it is not
at all so when the base is optically active; thus right
itartaric acid forma a crystalline salt with left asparagine,
Svhile with the same base left tartaric acid gives an
tincrystallizable compound.
(3) By the action of living ferments. The minute fungi
which act as ferments do not show any right- or left-hand-
edness as far as their obvious anatomical structure is con-
cerned, but Pasteur has shown that some of them are, if
ive may use the e.xpression, physiologically asymmetrical.
^s an example we may give the very interesting case of
jnandelic acid. This acid, which stands to benzoic alde-
byde (bitter almond oil) in the same relation as lactic acid
does to common aldehyde, contains one asymmetric carbon
atom in its molecula It is optically inactive, and there-
fore, if Le Bel and Van 't Hoff's theory is true, it must be
a mixture of two oppositely active acids. Now Lewko-
witsch found that when Penicilium glaucim is cultivated in
a solution of mandelic acid fermentation takes place. Thiit
goes on until exactly half of the acid is decomposed, and
what remains has all the properties of mandelic acid, but
is optically active ; it is the right-handed component of the
mixture, the growing fungus having consumed the other.
There is an interesting peculiarity of tartaric acid dis-
covered by Pasteur (to whom we owe nearly all our know-
ledge of the relations between optical activity and crystalline
form in tartaric acid) which is of importanceiin connexion
with th,e theory we have just been explaining.
We have not only right and left tartaric acid and
tacemic acid, the inactive compound of the two, but also
a kind of tartaric acid which is inactive but incapable ol
being separated into the two oppositely active acid^'
.Now the chemical formula of tartaric acid ia
O H H O
H
II I I
c— c*— c*-
I I I
0 0 0
I I I
H H H
It will be observed that the carbon atoms marked * are
asymmetric, and that they occupy precisely similar posi-<
tions in the molecule. Each of them is combined with
H, OH, COOH arid CH(OH)COOH. If in both o«
them these four things are arranged in the same order
there is helicoidal asymmetry — the one order giving the
one, the other the other enantiomorph form. But if the
one has one order and the other the opposite, then thcra
is in the whole molecule no helicoidal asymmetry, as the
two halves exactly balance one another. There is not, as
in racemic acid, a compound of one molecule of each of the
two opposite active acids, but rather a compound of half
a molecule of each, and we should not expect such a com-
pound to be easily separable. Jungfleisch has shown that
if any one of the four tartaric acids (right, left, racemic,
and inactive) is mixed with a little water and kept for some
time at a temperature of about 200° C, it is converted into
a mixture of racemic and inactive tartaric acids, so that,
as racemic acid can be divided into right and left tartaric
acids; it is possible to prepare any one of the four froirt
any other. (a. c. b.)
POLARIZATION OF LIGHT. See Light and Wavt:
Theory
POLAR REGIONS
THE polar regions extend respectively from the Arctic
and Antarctic Circles, in 66° 32' N. and S., to the north
and south poles, the circles being 1408 geographical miles
from the poles. The intense cold and the difficulties of
ice navigation have made the discovery and examination
of these regions a slow and hazardous task. Millions of
8(|uaro mik-s are still entirely unknown. In the present
article the history of the progress of discovery within the
north polar region will be traced, and .some account of its
physical geography will follow. A similar review of work
hi the south polar region will conclude the article.
North Polar PuidioN.
The Arctic Circle is a ring running a little south of the
northern shores of America, Asia, and Europe, so that those
shores form a fringe within the polar region, and are its
boundary to the south, except at three openings, — those
of the North Atlantic, of Davis Strait, and of Ikhring's
(more properly Bering's) Strait.
The width of the a[ii)roach to this region by the Atlantic
Ocean, in its narrowest part, is GGO niilus. from the
Norwegian Islands of Lofoten to Cape Hodgson on the
east coast of Greenland. The width of the approach by
Davis Strait in the narrowest part, which is nearly on tho
Arctic Circle, is 165 miles; and tho width of Behring
Strait is 4.") miles. Thus out of the whole ring of 8640
miles along which the Arctic Circle passes about 900
miles is over water. This great environment of land is an
important feature in the physical condition of tho north
polar region. It influences the currents and tho movements
of ice, which are still further affected by the archipelagos
lying to tho northward of the fringing coast-lines. The
larger opening into the north polar region by way of thai
Atlantic is divided from Davis Strait by the vast mass of
Greenland, which, extending for an unknown distance to
the north, cros.ses the Arctic Circle and ends in a point at
Cape Farewell in 59' 48' N. lat. It was inevitable that
the routes across the Arctic Circle by tho Atlantic and Davis
Strait should first become known, because these openings
to the polar regions are nearest to the tomporatc regions
inhabited by tlie-cxploring nations of Kuro[)0.
A rumour respecting Thule, an island on'.the Arctic
Circle, first brought by Pvtmeas (</.t'.), and afterwards
doubted, was the extent of the knowledge of the norl''
31G
POLAR REGIONS
polar regions with which the ancients can be credited.
But in the 9th century some Irish monks really appear to.
have visited Iceland. The monk Dicuil, writing about
825, says that he had information from brethren who had
been at Thule during several months, and they reported
that there was no darkness at the summer solstice. '
King Alfred told the story of the first polar voyages
undertaken for discovery and the acquisition of knowledge,
in his very free translation of Orosius. In the first book
he inserted the narrative of the voyages of Other and
Wulfstan, related to him' by the former explorer himself.
The localities mentioned in " the story cannot now be
identified, but it seems probable that Other rounded the
North Cape, and visited the coast of Lapland.
The Norsemen of the Scandinavian peninsula, after
colonizing Iceland, were the first to make permanent settle-
ments on the shores of Greenland, and to extend their
voyages beyond the Arctic circle along the western coast
■of that vast glacier-covered land. See Greenland. The
Norse colonies in Greenland at Brattelid and Einarsfjord
did not extend farther north than 65°, but in the summer
time the settlers carried on their seal hunting far beyond
the Arctic circle. One of their runic stones was found in
Ci cairn in latitude 73° N., the inscription showing that
the date of its being left there was 1235. Another expe-
dition is believed, on good grounds, to have reached a
latitude of 75° 46' N. in Barrow Strait, about the year
1266. Their ordinary hunting grounds were in 73° N., to
the north of the modern Danish settlement of Upernivik.
For the visits of the Greenlanders to the American coasts
see America, vol i. p. 706.
The last trace of communication between Greenland
and Norway was in 1347. The black death broke out in
Norway and the far off colony was forgotten ; while the
settlers were attacked by Skrellings or Eskimo, who over-
tan the West Bygd in 1349. Ivar Bardsen, the steward
to the bishopric of Gardar in the East Bygd, and a native
of Greenland, was sent to convey help to the sister colony.
A document, of which Ivar Bardsen was the author, has
been preserved. It consists of sailing directions for reach-
ing the colony from Iceland, and a chorography of the
colony itself. It is the oldest work on arctic geography,
and is still valuable in the study of all questions relating
to the early settlements in Greenland. From 1400 to
1448 there was some communication, at long intervals,
^ith the Greenland settlers, but during the latter half of
that century it entirely ceased. Here then the ancient
portion of polar history comes to an end. The next period,
comprised in the 16th and 17th centuries, was that in
which expeditions were despatched across the Arctic Circle
to discover a shorter route to India.
Sebastian Cabot, whose own northern voyages have
been spoken of in the article Cabot, was the chief pro-
moter of the expedition, which sailed under Sir Hugh
Willoughby and Kichard Chancellor on the 20th May 1553,
" for the search and discovery of the northern parts of the
world, to open a way and passage to our men, for travel to
new and unknown kingdoms." WiUoughby,' after dis-
covering Nova Zembla (Novaya Zemlya) by sighting the
coast of Goose Land, resolved to winter in a harbour of
Lapland, where he and all his men perished of starvation
and cold. Chancellor reached the Bay of St Nicholas,
and landed near Archangel, which was then only a castle.
He undertook a journey to Moscow, made arrangements
for commercial intercourse with Russia, and returned
safely. His success proved the practical utility of polar
voyages. It led to a charter being granted to the Associa-
tion of Merchant Adventurers, of which Cabot was named
governor for life, and gave fresh impulse to arctic discovery.
In the spring of 1556 Stephen Burrough, who had
served with Chancellor, sailed in a small pinnace called
the " Searchthrift," and kept a careful journal of his
voyage. He went to Archangel, and discovered the strait
leading into the Kara Sea, between Nova Zembla and the
island of Waigat. In May 1580 the company fitted out
two vessels under Arthur Pet and Charles Jackman, with Pet
orders to pass through the strait discovered by Burrough,
and thence to sail eastward beyond the mouth of the river
Obi. Pet discovered the strait into the Kara Sea, between
Waigat and the mainland, and made a persevering effort
to push eastward, returning to England in safety. Jack-
man, after wintering in ar Norwegian port, sailed home
ward but was never heard of again.
In 1558 a narrative and map were published at Venice,
which profoundly affected the system of polar cartography
for many years afterwards. The publication was the
handiwork of a Venetian nobleman named Niccol6 Zeno.
Towards the close of the 14th century his ancestor, also
named Niccol6, made a voyage into the northern seas, and
entered the service of a chief named Zichnmi as pilot. He
'was eventually joined by his brother Antonio, and four
years afterwards died in the country he callgd Frislanda.
Antonio remained ten years longer in the service of
Zichnmi, and then returned to Venice. The younger
Niccol6 found the mutilated letters of these brothers in
the Zeni palace, with a map ; and out of these materials
he prepared the narrative and map which he published,
adding what he considered improvements to the map. It
was accepted at the time as a work of high authority, and
the names on it continued to appear on subsequent maps
for at least a century, puzzling both geographers at home
and explorers in the field. After a very exhaustive study
of the subject, Mr Major has identified the names on the
Zeni map, as follows : — Engronelant, Greenland ; Islanda,
Iceland; Estland, Shetlands ; Frisland, Faroe Isles;' Mark-
land, Nova Scotia ; Estotiland, Newfoundland : Drogeo,
coast of North America ; Icaria, coast of Kerry Li Ireland.
We now come to the voyages of Frobisher, undertaken
to obtain the means for equipping an expedition for the
discovery of a shorter route to India by the north-west.
Added by Michael Lok, an influential merchant and dUigent
student of geography, Frobisher sailed, in the spring of
1576, with two small vessels of 20 to 25 tons, called the
"Gabriel "and "Michael." But the "Michael" parted
company in the Atlantic, the voyage being continued in
the " Gabriel " alone. On 20th July Frobisher sighted
high land, which he called Queen Elizabeth's Foreland ;
and the next day he entered the strait to which he gave
his own name, calling the land " Meta Incognita." On
his return in the autumn, with various specimens of plants
and stones, the " goldfinders " in London took it into their
heads that a glittering piece of mica-schist contained gold
ore. This caused great excitement, and much larger ex-
peditions were fitted out, in the two following years, to
collect these precious ores. As many as fifteen vessels
formed the third expedition of 1578, and one of them, a
busse (small ship) of Bridgwater, called the "Emma,"
reported that on her voyage home she had sighted land
in the Atlantic and sailed along it for three days. It
was never seen again, and may have been only a large
icefield; but it soon found its place on maps and charts
under the name of Busse Island, and afterwards as "sunken
land of Busse." For a long- time Frobisher Strait was
supposed to pass through Greenland, and, the map of th<
Zeni adding to the confusion, the land to the south wag
called Frislanda. It is now clear that Frobisher never
saw Greenland, and that his strait and " Meta Incognita "
are on the American side of Davis Strait. What Frobisher
' Admiraf Irminger of Copenh^en holds the opinion tHat Frisland
is not the Faroe Isles, bat Iceland.
J
POLAR REGIONS
317
really did a as to establish the fact that there were two or
more , wide openings leading to the westward, between
latitudes 60° and 63°, on the American coast.
John Davis, who made the nest attempt to discover a
north-west passage, was one .of the most scientific seamen
of that age. He made three voyages in three successive
years, aided and fitted out by William Sanderson and
othei* merchants. Sailing from Dartmouth on the 7th
June 1585, he was the first to visit the west coast of
Greenland subsequent to the abandonment of the Norse
eoionies. He called it "The Land of Desolation." He
discovered Gilbert's Sound in 64° 10' (where now stands
the Danish Settlement of Godthaab) and then, crossing the
strait which bears his name, he traced a portion of its
western shore. In the second voyage Davis noted what
he calls " a furiouS' overfall," which was the tide flowing
into Hudson Strait; and in his third voyage, in 1587, he
advanced far up his own strait, and reached a lofty granite
island in 72° 41' N. which he named Sanderson's Hope.
He considered that there was good hope of advancing
farther, and reported " no ice towards the north, but a
great sea, free, large, very salt and blue, and of an
unsearchable depth." The results of his discoveries are
shown on the Molyneux globe which is now in the library
of the Middle Temple ; but he found it impossible to
reconcile his Work with that of Frobisher, and with the
Zeni map. In 1596 Davis published a tract entitled The
World's UydrogfwpMcal Description, in which he ably
states the arguments in favour of the discovery of a north-
west passage.
The Dutch also saw the importance of a northern route
to China and India, especially as the routes by the Cape of
Good Hope and Magellan's Strait were jealously guarded
by Spaniards and Portuguese. Their plan was to proceed
by the north-east along the coast of Asia. As early as
1578 Dutch merchants had opened a trade with Kola and
Archangel, but it was Peter Planeius, the learned cosmo-
grapher of Amsterdam, who conceived the idea of dis-
covering a north-east passage. In 1594 the Amsterdam
merchants fitted out a vessel of 100 tons, under the com-
mand of Willem Barents. The coast of Nova Zembia was
sighted on the 4 th July, and from that date until the 3rd
of August Barents continued perseveringly to seek a way
through the ice-floes, and discovered the whole western
coast as far as Cape Nassau and the Orange Islands at the
north-west extremity. The second voyage in which Barents
Was engaged merely made an unsuccessful attempt to enter
the Kara Sea. The third was more important. Two
vessels sailed from Amsterdam on May 13, 1596, under
the command of Jacob van Heemskerck and Corneliszoon
Rijp. Barents accompanied Heemskerck as pilot, and
Gerrit do Veer, the historian of the' voyage, was on board
as mate. The masses of ice in the straits leading to the
Sea of Kara, and the impenetrable nature of the pack near
Nova Zembia, had suggested the advisability of avoiding
the land and, by keeping a northerly course, of seeking a
passage in the open sea. They sailed northvi'ards and on
9th Juno di.scovered Bear Island. Continuing on the same
course they sighted the north-western extreme of Spitz-
bergen, soon afterwards being stopped by the polar pack
ice. This important discovery was named "Nieue Land,"
and was believed to bo a part of Greenland. Arriving at
Bear Island again on 1st July, Rijp parted company, while
Heemskerck and Barents proceeded eastward, intending to
pass round the northern extreme of Nova Zembia. On
the 2Gth August they reached Ice Haven, after rounding
the northern extremity of the land. Hero thoy wintered
in a house built out of driftwood and planks from the
wrecked vessel. In the spring thoy made their way in
.boats to the Lapland coast; but Barents died during the
voyage. This was the first time that an arctic winter was
successfully faced. The voyages of Earents stand in the
first rank among the polar enterprises of the 16 th century.
They led directly to the flourLshing whale and seal fisheries
which long enriched the Netherlands.
The English enterprises were continued by the Muscovy
Company, and by associations of patriotic merchants of
London ; and even the East « India Company sent an
expedition under Captain Way mouth in 1602 to seek for a
passage by the opening seen by Davis, but it had no success.
The best servant of the Muscovy Company in the work
of polar discovery was Henry Hudson. His first voyage
was undertaken in 1607, when he discovered the most
northern known point of the east coast of Greenland in
73° N. named " Hold with Hope," and examined the edge
of the ice -between Greenland and Spitzbergen, reaching
a latitude of 80° 23' N. On his way home he discovered
the island now called Jan Mayen, which he named
" Hudson's Tutches." In his second expedition, during the
season of 1608, Hudson examined the edge of the ice be-
tween Spitzbergen and Nova Zembia. In his third voyage
he was employed by the Dutch East India Company, and
he explored the co'asts of North America, discovering tho
Hudson river. In 1610 he discovered Hudson's Strait,
and the great bay which bears and immortalizes his namai
(see Hudson, vol. xii. p. 332).
The voyages of Hudson led immediately to the Spitz-
bergen whale fishery. From 1609 to 1612 Jonas Poole
made four voyages for the prosecution of this lucrative
business, and he was followed by Fotherby, Baffin, Joseph,
and Edge. These bold seamen, while in the pursuit of
whales, added- considerably to the knowledge of the archi-
pelago of islands known under the name of Spitzbergen,
and in 1617 Captain Edge discovered a large island to tha
eastward, which he named Wyche's Land.
At about the same period the kings of Denmark began
to send expeditions for the rediscovery of the lost Green-
land colony. In 1605 Christian IV. sent out three ships,
under the Englishmen Cunningham and Hall, and a Dane
named Lindenov, which reached the western coast . of
Greenland and had^ much intercourse with the Eskimo.
Other expeditions followed in 1606-7.
Meanwhile the merchant adventurers of London con-
tinued to push forward the western discovery. Sir Thomas
Button, in command of two ships, the " Resolution " and
"Discovery," sailed from England in May 1612. He
entered Hudson's Bay, crossed to its western shore, and
wintered at the mouth of a river in 57° 10' N. which was
named Nelson's river after tho master of the ship, who
died and was buried there. Next year Button explored
tho shore of Southampton Island as far as- 65° N., and
returned home in the autumn of 1613. An expedition
under Captain Gibbons, despatched in 1614, was a miser-
able failure; but in 1615 Robert Bylot as master and
William Baffin as pilot and navigator in the "Discovery"
examined the coasts of Hudson's Strait, and Baflin, who
was .the equal of Davis as a scientific seaman, made many
valuable observations. In 1616 Bylot and Baffin again
set out in the " Discovery." Sailing up Davis Strait they
passed that navigator's farthest point at . Sanderson's
Hope, and sailed round the great channel with smaller
channels leading from it which has been known over sincd
as Baftin's Bay. Baflin named tho most northern opening
Smith Sound, after the first governor of tho East India
Company, and tho nmnificcnt promoter of tho voyage,
Sir 'rhonias Smith. Wolstcnholme Sound, Cape Dudley
Diggcs, Hakluyt Island, Lancaster Sound, Jones Sound,
and tho Gary Islands were named after other proraotore
and friends of tho voyage. The fame of Baflin mainly
rests upon the discovery of the great channel extcudiiig
318
EOLAR REGIONS
north from Davis Strait ; but it was unjustly dimmed for
many years, owing 'to the omission of Purchas to publish
the skilful navigator's tabulated journal and map in his
great collection of voyages. It may be mentioned, as an
illustration of the value of these early voyages to modern
science, that Professor Hansteen of Christiania made use
of Baffin's magnetic observations in the compilation of his
series of magnetic maps. ■
In 1631 two expeditions were"" despatched, one by the
merchants of London, the others by those of Bristol. In
the London ship " Charles " Luke Fox explored the western
side of Hudson's Bay as far as the place called " Sir Thomas
Jtoe's Welcome." In August he encountered Captain James
and the Bristol ship "Maria" in the middle of Hudson's
Bay, and went north until he reached " North-west Fox
his furthest," in 66° 47' N. He then returned home and
wrote the most entertaining of all the polar narratives.
Captain James was obliged to winter off Charlton Island,
in the southern extreme of Baffin's Bay, and did not return
until October 1632. Another English voyager. Captain
Wood, attempted, without success, to discover a north-east
passage in 1676.
The 16th and 17th centuries were periods of discovery
and daring enterprise, and the results gained by the gallant
seamen of those times are marvellous when we consider
their insignificant resources and the small size of their
vessels. Hudson's Strait and Bay, Davis Strait, and
Baffin's Bay, the icy seas from Greenland to Spitzbergen
and from Spitzbergen to Nova Zembia, had all been dis-
covered. The following century was rather a period of
reaping the results of former efforts than of discovery. It
saw the settlement of the Hudson's Bay Territory and of
Greenland, and the development of the whale and seal
fisheries.
The Hudson's Bay Company was incorporated iii 1670,
and Prince Rupert sent out Zachariah Gillan, ^vho wintered
at Kupert's river. At first very slow progress was made.
A voyage undertaken by Mr Knight, who had been
appointed governor of the factory at Nelson river, was
unfortunate, as his two ships were lost and the crews
4eroggs. perished. This was in 1719. In 1722 John Scroggs was
sent fronl Churchill river in search of the missing ships,
but merely entered Sir Thomas Eoe's Welcome and
returned. His reports were believed to offer decisive
proofs of the e.xistence of a passage into the Pacific ; and
a naval expedition was despatched under the command of
Middle- Captain Christopher Middleton, consisting of the " Dis-
•*""• covery " pink and the " Furnace " bomb. Wintering in
Churchill river, Middleton started in July 1742 and dis-
covered Wager river and Repulse Bay. In 1746 Captain
Moor. W. iloor made another voyage in the same direction, and
Coats, explored the Wager Inlet. Captain Coats, who was in the
service of the company 1727-51, wrote a useful account
of the geography of Hudson's Bay. Later in the century
the Hudson's Bay Company's servants made some important
land journeys to discover the shores of the American polar
ocean. From 1769 to 1772 Samuel Hearne descended
the Coppermine river to the polar sea; and in 1789
Alexander Mackenzie discovered the mouth of the Mac-
kenzie river.
The establishment of the modern Danish settlements in
Greenland has already been spoken of under the heading
GhBENL'O.'D (q.v.).
The countrymen of Barents vied with the countrymen
of Hudson in the perilous calling which annually brought
fleets "of ships to the Spitzbergen seas during the 18th
eentury. The Dutch had their large summer station for
boiling dow-n 'blubber at Smeerenberg, near the northern
spireme ' of « the * west coast of Spitzbergen.' Captain
VTamingh.'in 1664,"advanced^as far round the northern
end of Nova Zembia as the winter quarters of Barents.^ In
1700 Captain Cornells Roule is said by Witsen to have
sailed north in the longitude of Nova Zembia, and to have
seen an extent of 40 miles of broken land. But Theunis
Ys, one of the most e.\perienced Dutch navigators, was of
opinion that no vessel had ever been north of the 82d
parallel. In 1671 Frederick Martens visited the Spitz-
bergen group, and wrote the best account of its physical
features and natural history that existed previous to the
time of Scoresby. In 1707 Captains Gilies and Outsgcr
Rep went far to the eastward along the northern shores of
Greenland and saw very high land in 80° N , which has
since been known as Gilies Land. The Dutch geographi-
cal knowledge of Spitzbergen was embodied in the famous
chart of the Van Keulens (father and son), 1700-1728.
The Dutch whale fishery continued to flourish until the
French Revolution, and formed a splendid nursery for
trainiilg the seamen of the Netherlands. From 1700 to
1775 the fleet numbered 100 ships and upwards. In
1719 the Dutch opened a whale fishery in Davis Strait,
and continued to frequent the west coast of Greenland for
upwards of sixty years fropi that time. In the course of
6372 Dutch whaling voyages to Davis Strait between 1719
and 1775 only 38 ships were wTecked.
The most flourishing period of the English "fisliery in
the Spitzbergen seas was from 1752 to 1820. Bounties
of 40s. per ton were granted by Act of Parliament ; and
in 1778 as many as 255 sail of whalers were employed.
In order to encourage discovery £5000 were offered in
1776 to the first ship that should sail beyond the 89th
parallel (16 deo. III. c. 6). Among the numerou.s daring
and able whaling captains, Captain Scoresby takes the
first rank, alike as' a successful fisher and a scientific
observer. His admirahle Account of the Arctic Begions is
stiU a text book for all students of the subject. In 1806
h"e succeeded in advancing his ship " Resolution " as far
north as 81° 12' 42". In 1822 he forced his way through
the ice which encumbers the approach to land on the east
coast of Greenland, and surveyed that coast from 75° down
to 69° N., a distance of 400 miles. Scoresby combined
the closest attention to his business with much valuable
scientific work and no insignificant amount of exploration.
The Russians, after the acquisition of Siberia, succeeded
in gradually exploring the whole of the northern shores of
that vast region. As long ago as 1648 a Cossack named
Simon Deshneff equipped a boat expedition in the river
Kolyma, passed through the strait afterwards named after
Bering, and reached the Gulf of Anadyr. In 1738 a
voyage was made by two Russian officers from Archangel
to the mouths of the Obi and the Yenisei. Efforts were
then made to effect a passage from the Yenisei .to 'the
Lena. In 1735 Lieutenant T. Tchelyuskin got as far as
77° 25' N. near the cape which bears his name ; and in
1743 he reached that most northern point of Siberia in
sledges, in 77° 41' N. Captain Vitus Bering, a Dane,
was appointed by Peter the Great to command an expedi-
tion in 1725. 'Two vessels were built at Okhotsk, and in
July 1728 Bering ascertained the existence of a strait
between Asia and America. In 1740 Bering was again
employed. He sailed from Okhotsk in a vessel called tha
"St Paul," with G. AV. Steller on board as naturalisW
Their object was to discover the American side of th<^
strait, and they sighted that magnificent peak named by^
Bering Mount St Elias. The Aleutian Islands were also
explored, but the ship was wrecked on^an island, named
after the ill-fated discoverer, and scurvy broke out amoiigh*
his crew. Bering himself died there on December 8, •! 74 \S
Thirty years after the death'' of i Bering' a^' Russian'
merchant named Liakhoff discovered the New Siberia <>r
Liakhoff Islands, and in 1771 he obtained the cxcluMro
POLAR REGIONS
319
right from the empress Catherine to dig there for fossil
ivory. These islands were more fully explored by an
officer named Hedeustrom in 1809, and seekers for fossil
ivory annually resorted to them. A Russian expedi-
tion under Captain Tchitschakoff, sent to Spitzbergen in
1764, was only able to attain a latitude of 80° 30' N.
Since the year 1773 the objects of polar exploration, at
least so far as England is concerned, have been mainly the
acquisition of knowledge in various branches of science.
It was on these groands that the Honourable Daines Bar-
rington and the Royal Society induced the Government to'
undertake arctic exploration once more. The result was
that two vessels, the " Racehorse " and " Carcass " bombs,
were commissioned, under the command of Captain Phipps.
The expedition sailed from the Nore on the 2d June 1773,
and was stopped by the ice to the north of Hakluyt Head-
land, the north-western point of Spitzbergen. They
reached the Seven Islands and discovered Walden Island ;
but beyond this point progress was impossible. When they
attained their highest latitude in 80° 48' N., north of the
central part of the Spitzbergen group, the ice at the edge
of the pack was 24 feet thick. Captain Phipps returned
to England in September 1773. Five years afterwards
Captain Cook received instructions to proceed northward
from Kamchatka and search for a north-east or north-west
passage from the Pacific to the Atlantic. In accordance
with these orders Captain Cook, during his third voyage,
reached Cape Prince of Wales, the western extremity of
America, on August 9, 1 778. His ships, the " Resolution "
and " Discovery," arrived at the edge of the ice, after
passing Behring Strait, in 70° 41' N. On August 17th the
farthest point, seen on the American side was named Icy
Cape. On the Asiatic side Cook's survey extended to Cape
North. In the following year Captain Clerke, who had
succeeded to the command, made another attempt, but his
ship was beset in the ice, and so much damaged that
further attempts were abandoned.
The wars following the French Revolution put an end
to voyages of discovery till, after the peace of 1815, north
polar research found a powerful and indefatigable advocate
in Sir John B^uirow (q.v.). Through his influence a
measure for promoting polar discovery became law in 1818
(58 Geo. III. c. 20), by which a reward of £20,000 was
offered for making the north-west passage, and of £5000
for reaching 89° N., while the commissioners of longitude
were empowered to award proportionate sums to those who
might achieve certain portions of such discoveries. In
1817 the icy seas were reported by Captain Scoresby and
others to be remarkably open, and this circumstance enabled
Barrow to obtain sanction for the despatch of two expe-
dition,s, each consisting of two whalers — one to attempt
discoveries by way of Spitzbergen and the other by Baffin's
Bay. The vessels for the Spitzbergen route, the " Doro-
thea "and "Trent," were commanded by Captain David
Buchan and Lieutenant John Franklin, and sailed in April
1818. Driven into the pack by a heavy swell from the
eouth, both vessels were severely nipped, and had to return
to England. The other expedition, consisting of the " Isa-
bella" and "Alexander," commanded by Captain John
Boss and Lieutenant Edward Parry, followed in the wako
of Baffin's voyage of 1616. Ross sailed from England in
April 1818. The chief merit of his voyage was that it
vindicated Baffin's accuracy as a di.scoverer. Its practical
result was that the way was shown to a very lucrative
fishery in the "North Water" of Baffin's Bay, which
continued to be frequented by a fleet of whalers every
year. Captain Ross thought that the inlets reported by
Baffin were merely bays, while the opinion of his second in
command was that a wide opening to the wcstwai'd existed
through Lancaster Sound of Baffin.
Parry was consequently selected to command a new
expedition in the following year. His two vessels, the
" Hecla " and " Griper," passed through Lancaster Sonnd,
the continuation of which he named Barrow Strait, and
advanced westward, with an archipelago oo his starboard
hand, since known as the Parry Islands. He observed a
wide opening to the north, which he named Wellington
Channel, and sailed onwards for 300 miles to Melville
Island. He was stopped by that impenetrable polar pack
of vast thickness which appears to surround the archipelago
to the north of the American continent, and was obliged to
winter in a harbour on the south coast of JlelviUe Island.
Parry's sanitary arrangements during the winter were very
judicious, and the scientific results of his expedition were
most valuable. The vessels returned in October 1820;
and a fresh expedition in the "Fury" and "Hecla," again
under the command of Captain Parry, sailed from the Nore
on May 8, 1821, and passed their first winter on the coast
of the newly discovered Melville Peninsula in 66° 11' N.
Still persevering, Parry passed his second winter among
the Eskimo at Igloolik in 69" 20' N., and discovered a
channel leading westward from the head of Hudson's Bay,
which he named Fury and Hecla Strait. The expedition
returned in the autumn of 1823. Meantime Parry's friend Frank-
Franklin had been employed in attempts to reach by land I'"'* ^"*
the northern shores of America, hitherto only touched at''""™''^'
two points by Hearne and Mackenzie. Franklin went out
in 1819, accompanied by Dr Richardson, George Back, and
Hood. They landed at York factory, and proceeded to
the Great Slave Lake. In August of the following year
they started for the Coppermine river, and, embarking on
it, reached its mouth on July 18, 1821. From that point
550 miles of coast^line wore explored, the extreme point
being called Cape Turnagain. Most frightful sufferings,
from starvation and cold, had to be endured during the
return journey ; but eventually Franklin, Richardson, and
Back arrived safely at Fort Chippewyan. It was now
thought desirable that an attempt should be made to con-
nect the Cape Turnagain of Franklin with the discoveries
made by Parry during his second voyage ; but the first
effort, under Captain Lyon in the " Griper," was unsuc-
cessful
In 1824 three combined attempts were organized. Parry 'i
While Parry again entered by Lancaster Sound and pushed tliinl
down a great opening he had seen to the south named ^'°y<V^
Prince Regent's Inlet, Captain Boechey was to enter
Behring's Strait, and Franklin was to make a second journey
to the shores of Arctic America. Parry was unfortunate,
but Beechey entered Behring Strait in the " Blossom " in Bcechi-y,
August 1826, and extended our knowledge as far as Point
Barrow in 71° 23' 30" H. lat. Franklin, in 1825-20, Frank-
descended the Mackenzie river to its mouth, and ex- ''■>'»
nlored the coast for 374 miles to the westward : while f^™'"'
Dr Richardson discovered the shore between the mouths
of the Mackenzie and Coppermine, and sighted land to the
northward, named by him Wollaston Land, the dividing
channel being called Union and Dolphin Strait. They
returned in the autumn of 1826.
Work was also being done in the Spitzbergen and
Barents Seas. From 1821 to 1824 the R\issian Captain
Lutko was survc3'ing the west coast of Nova Zenibia a.
far as Capo Nas-sau, and examining the ice of the adjacent
sea. In May 1823 the "Griper" sailed, under tbo com
mand of Captain Clavering, to convey Captain Sabine to
the polar regions in order to make pendulum obsen'ations.'
Clavering pushed through the ice in 75° 30' N., and
succeeded in reaching the cast coast of Greenland, whore
observations were taken on Pendulum Island. Ho laid
down the land from 7£° to 72* N.
Parry's attempt in 1827 to reach the polo from tli«
320
POLAR REGIONS
horthern coast oi Spitzbergen, by means of sledge-boats,
iias been described under the beading Parey. The highest
latitude reached was 82° 45' N. ; and the attempt showed
that it is useless to leave the land and trust to the drifting
pack in polar exploration.
In 1829 the Danes undertook an interesting piece of
exploration on the east coast of Greenland. Captain
Graah of the Danish navy rounded Cape Farewell in boats,
■with four Europeans and twelve Eskimo. ' He advanced
as far as 65° 18' N. on the east coast, where he was
stopped by an insurmountable barrier of ice. He wintered
at Nugarlik in 63° 22' N., and returned to the settlements
on the west side of Greenland in 1830.
In the year 1829 Captain John Ross, with his nephew
James, having been furnished with sufBcient funds by a
wealthy distiller named Felix Booth, undertook a private
expedition of discovery in a small vessel called the
"Victory." Ross proceeded down Prince Eegent's Inlet
to the Gulf of Boothia, and wintered on the eastern side of
a land named by him Boothia Felix. In the course of
exploring excursions during the summer months James
Ross crossed the land and discovered the position of the
north magnetic pole on the western side of it, on June 1,
1831. He also discovered a land to the westward of
Boothia which he named King William Land, and the
northern shore of which he examined. The most northern
point, opposite the magnetic pole, was called Cape Felix,
and thence the coast trended south-west to Victory Point.
James Boss was at Cape Felix on May 29, 1830. The
Rosses never could get their little vessel out of its winter
quarters. They passed three winters there, and then fell
back on the stores at Fury Beach, where they passed their
fourth winter of 1832-33. Eventually they were picked
up by a whaler in Barrow Strait, and brought home.
Great anxiety was naturally felt at their prolonged absence,
Jack, and in 1833 Sir George Back, with Dr Richard King as a
companion, set out by land in search of the missing
explorers. Wintering at the Great Slave Lake, he left
Fort Reliance on June 7, 1834, and descended the Great
Fish River, which is obstructed by many falls' in the
course of a rapid and tortuous course of 530 miles. The
mouth was reached in 67° 11' N., when the want of
supplies obliged them to return. In 1836 Sir George
Back was sent, at the suggestion of the Royal Geographical
Society, to proceed to Repulse Bay in his ship, the
"Terror," and then to cross an assumed isthmus and
examine the coast-line thence to the mouth of the Great
Fish River ; but the ship was obliged to winter in the
drifting pack, and was brought back across the Atlantic
in a sinking condition.
The tracing of the polar shores of America was completed
by the Hudson's Bay Company's servants. In June 1837
Messrs Simpson and Dease left Chippewyan, reached the
mouth of the Mackenzie, and connected that position with
Point Barrow, which had been discovered by the "Blossom"
in 1826. In 1839 Simpson passed Cape Turnagain of
Franklin, tracing the coast eastward so as to connect with
Back's work at the mouth of the Great Fish River. He
landed at Montreal Island in the mouth of that river, and
then advanced eastwaivi as far as Castor and Pollux river,
his farthest ea,stern point. On his return he travelled
along the north side of the channel, which is in fact the
south shore of the King WiUiam Island discovered by
James Ross. The south-western point of this island was
named Cape Herschel, and there Simpson built a cairn on
August 26, 1639. Very little more remained to be done
in order to complete the delineation of the northern shores
of the American continent. This was entrusted to Dr
John Rae, a Hudson's Bay factor, in 1846. He went in
toats to Repulse Bay, where he wintered in a stone hut
nearly on the Arctic Circle ; and he and lis six Orkney
men maintained themselves on the deer they shot. Durinff
the spring of 1847 Dr Rae explored on foot the shore? oi
a great gulf having 700 miles of coast-line. He thus con-
nected the work of Parry, at the mouth of Fury and Hecla
Strait, with the work of Ross on the coast of Boothia,
proving that Boothia was part of the American continent.
While the English were thus working hard to solve
some of the geographical problems relating to Arctic
America, the Russians were similarly engaged in Siberia.
In 1821 Lieutenant Anjou made a complete survey «f the
New Siberia Islands, and came to the conclusion that it
was not possible to advance far from them in a northerly
direction, owing to the thinness of the ice and to open
water within 20 or 30 miles. Baron Wrangell prosecuted
similar investigations from the mouth of the Kolyma
between 1820 and 1823. He made four journeys with
dog sledges, exploring the coast between Cape Tchelagskoi
and the Kolyma, and making attempts to extend his
journeys to some distance from the land. He was always
stopped by thin ice, and he received tidings from a native
chief of the existence of land at a distance of several
leagues to the northward. In 1843 Jliddendorf was sent Mid4«
to explore the region which terminates in Cape Tchel- ^°^
yuskin. He reached the cape in the height of the short
summer, whence he saw ppen water and no ice blink in
any direction. The whole arctic shore of Siberia had now
been explored and delineated, but no vessel had yet
rounded the extreme northern point, by sailing from the
mouth of the Yenisei to that of the Lena. When that
feat was achieved the problem of the north-east passage
would be solved.
The success of Sir James Ross's Antarctic expedition
and the completion of the northern coast-lino of America
by the Hudson's Bay Company's servants gave rise in
1845 to a fresh attempt to make the passage from Lancas-
ter Sound to Behring Strait. The story of this unhappy
expedition of Sir John Franklin, in the "Erebus" and
"'Terror," has already been told under Feanklik (q.v.);
but some geographical details may be given here.
To understand clearly the nature of the obstacle whick
finally stopped Sir John Franklin, and which also stopped
Sir Edward Parry in his first voyage, it is necessary to
refer to the map. Westward of Melville and Baring
Islands, northward of the western part of the American
coast, and northward of the channel leading from Smith
Sound, there is a vast unknown space, the ice which
encumbers it never having been traversed by any ship.
All navigators who have skirted along its edge describe
the stupendous thickness and massive proportions of the
vast floes with which it is packed. This accumulation of
ice of enormous thickness, to which Sir George Nares has
given the name of a " Palseocrystic Sea," arises from the
absence of direct communication between this portion of
the north polar region and the warm waters of the Atlantic
and Pacific Behring Strait is the only vent in a south-
westerly direction, and that chaimel is so -shallow that the
heavy ice grounds outside it. In other directions the
channels leading to Baffin's Bay are narrow and tortuous.
In one place only is there a wide and straight lead. The
heavy polar ice flows south-east between Melville and Baring
Islands, down what is now called M'Clintock Channel, and
imping3S on the north-west coast of the King WiUiam
Land discovered by James Ross. It was this branch from
the palseocrystic sea which finally stopped the progress of
Franklin's expedition. On leaving the winter-quarters at
Beechey Island in 1846, Franklin found a channel leading
south, along the western shore of the land of North Somerset
discovered by Parry in 1 8 1 9. If he could reach the channel
on the American coast, he knew that he would be able
^
c
POLAR REGIONS
321
'to make his way along it to Beliring Strait. " This channel
leading south, now called Peel Sound, pointed directly to
the south. He sailed down it towards King William Island,
with land on both sides. But directly they passed the
southern point of the western land, and were no longer
shielded by it, the great palreocrystic stream from Jlelville
Island was fallen in with, pressing on King William
Island. It was impassable. The only possibility of pro-
gress would have been by rounding the eastern side of
ttving William Island, but its insularity was then unknown.
It was not until 1848 that anxiety began to be felt
^bout the Franklin expedition. In the sjiring of that
year Sir James Eoss was sent with two ships, the " Enter-
prise " and " Investigator," by way of Lancaster Sound.
He wintered at Leopold Harbour, near the ijorth-east
point of North Devon. In the spring he made a long
sledge journey with Lieutenant Jl'Clintock along the
northern and western coasts of North Somerset.
On the return of the Ross expedition without any
tidings, the country became thoroughly alarmed. An
extensive plan of search was organized, — the "Enterprise"
and "Investigator" under Collinson and M'Clure proceed-
ing by Behring Strait, while the " Assistance " and
" Resolute " with two steam tenders, the " Pioneer " and
" Intrepid," sailed Ma,y 3, 1850, to renew the search by
Barrow Strait, under Captain Austin. Two brigs, the
"Lady Franklin" and "Sophia," under Captain Penny,
^, very energetic and able whaling captain, were sent by
the same route. He had with him Dr Sutherland, a
naturalist, who did much valuable scientific work. Austin
and Penny entered Barrow Strait, and Franklin's winter-
quarters of 1845-46 were discovered at Beechey Island;
but there was no record of any kind indicating the direc-
tion taken by the ships. Stopped by the ice, Austin's
expedition wintered (1850-51) in the pack of! Griffith
Island, and Penny found refuge in a harbour on the south
coast of Cornwallis Island. Austin, who had been with
Parry during his third voyage, was an admirable organizer.
His arrangements for passing the winter were carefully
thought out and answered perfectly. In concert with Penny
he planned a thorough and extensive system of search by
means of sledge travelling in the spring ; and Lieutenant
Jl'Clintock superintended every minute detail of this part
of the work with unfailing forethought and consummate
skill. Penny undertook the search by Wellington Channel.
M'Clintock advanced to Melville Island, marching over
770 miles in eighty-one days ; Captain Ommanncy and
Sherard Osborn pressed southward and discovered Prince
of Wales Island. Lieutenant Brown examined the western
shore of Peel Sound. The search was exhaustive ; but,
except the winter-quarters at Beechey Island, ' no record,
no sign was discovered. The absence of any record
made Captain Austin doubt whether Franklin had ever
gone beyond Beechey Island. So he also examined the
entrance of Jones Sound, the next inlet from Baffin's Bay
north of Lancaster Sound, on his way home, and returned
to England in the autumn of 1851. 'This was a thoroughly
well-conducted expedition, — especially as regards the sledge
travelling, which M'Clintock brought to great perfection.
So far as the search for Franklin was concerned, nothing
remained to be done west or north of Barrow Strait.
In 1851 the "Prince Albert" schooner was sent out by
Lady J'ranklin, under Captain Kennedy, with Lieutenant
Beltot of the French navy as second. They wintered on
the east coast of North Somerset, and in the spring of 1852
the gallant Frenchman, in the course of a long sledging
journey, discovered Bcllot Strait separating North Somerset
from Boothia, — this proving that the Boothia coast facing
the strait was the northern extremity of the continent of
America.
The "Enterprise" and "Investigator" sailed from
England in January 1850, but accidentally parted com-
pany before they reached Behring Strait. On May G, 1851,
the " Enterprise " passed the strait, and rounded Point
Barrow on the 25th. Collinson then made his way up the
narrow Prince of Wales Strait, between Baring and Prince
Albert Island, and reached Princess Royal Islands, where
Jl'Clure had been the previous year. Returning south-
wards, the " Enterprise " wintered in a sound in Prince
Albert Island in 71° 35' N and 117° 35' W. Three
travelling parties were despatched in the spring of 1852, —
one to trace Prince Albert Land in a southerly direction,
while the others explored Prince of Wales Strait, one of thera
reaching !Melville Island. In September 1852 the ship was
free, and Collinson pressed eastward along the coast of North
America, reaching Cambridge Bay (September 26), where
the second winter was passed. In the spring he examined
the shores of Victoria I^and as far as 70° 26' N. and
100° 45' W. He was within a few miles of Point Victory,
where the fate of Franklin would have been ascertained.
The "Enterprise" again put to sea on August 5, 1853,
and returned westward along the American coast, until
she was stopped by ice and obliged to pass a third winter
at Camden Bay, in 70° 8' N. and 145° 29' W. In 1854
this most remarkable voyage was completed, and Captain
Collinson brought the ' Enterprise " back to England.
Meanwhile M'Clure in the " Investigator " had passed M'CSur*
the winter of 1850-51 at the Princess Royal Islands, only
30 miles from Barrow Strait. In October M'Clure
ascended a hill whence he could see the frozen surface of
Barrow Strait which was navigated by Parry in 1819-20.
Thus, like the survivors of Franklin's crews when they
reached Cape Herschel, M'Clure discovered a north-west
jjassage. It was impossible to reach it, for the branch of
the pateocrystic ice which stopped Franklin ofi King
William Land was athwart their northward course. So,
as soon as he was free in 1851, M'Clure turned south-
wards, round the southern extreme of Baring Island, and
commenced to force a passage to the northward between
the western shore of that land and the enormous fields of
ice which pressed upon it. The cliffs rose up like walls
on one side, while on the other the stupendous ice of the
palaeocrystic sea rose from the water to a level with the
" Investigator's " lower yards. After many hairbreadth
escapes M'Clure took refuge in a bay on the northern
shore of Bank's Land, which ho named " The Bay of God's
Mercy." Here the "Investigator" remained, never to
move agairi. After the winter of 1851-52 Jl'Clure made
a journey across the ice to Melville Island, and left a
record at Parry's winter harbour. Abundant supplies of
musk ox were fortunately obtained, but a third winter
had to be faced. In the spring of 1853 M'Clure was pre-
paring to abandon the ship with all hands, and attempt,
like Franklin's crews, to reach the American coast. But
succour providentially arrived in time.
The Hudson's Bay Company assisted in the search for
Franklin. In 1848 Sir John Richardson and Dr Rae
examined the American coast from the mouth of the
Mackenzie to that of the Coppermine. In 1849 and 1850
Rae continued the search ; and by a long sledge journey
in the spring of 1851, and a boat voyage in the summer,
he examined the shores of Wollaston and Victoria Land^
which were afterwards explored by Captain Collinson in
the " Enterprise."
In 1852 the British Government resolved to despatch
another expedition by Lancaster Sound. Austin's four
vessels were reconimissioned, and the " North Star " was
sent out as a depot ship at Beechey Island. Sir Edward
Belcher commanded the "Assistance," with the "Pioneer"
under Sherard Osborn as steam tender. Ho went up Wclling-
XIX — 41
322
:e 0 L A R li E G I 0 N S
ton Channel to Xorthumberland Bay, where he wintered,
passing a second winter lower down in Wellington Channel,
and then abandoning his ships and coining home in 1854.
But Sherard Osborn and Commander Eichards did good
work. They made sledge journeys to Melville Island, and
thus discovered the northern side of the Parry grouii.'
Captain Kellett received command of the " Resolute,"
with Jl'Clintock in the steam tender " fntrepid." Among
Kellett'a officers were the best of Austin's sledgo travellers,
.M'Clintock, ilecham, and Yesey Hamilton, so that good
work was sure to be done. George Nares, the future
leader of the expedition of ISVi-T.'J, was also on board the
"Besolute.'' Kellett passed onwards to the westward and
passed the winter of 1852-53 at ifelville Island. During
the autumn Jloeham discovered M'Clure's record, and the
position of the " Investigator " was thus ascertained. The
safety of her crew was consequently assured, for it was
only necessary to send a message across the strait between
two fixed positions. This service was performed by
Lieutenant Pim early in the following spring. The
officers and crew of the "Investigator," led by M'Clure,
arrived safely on board the "Resolute" on June 17, 18.'i3,
and they reached England in the folIowiTig year. They
not only discovered but traversed a north-west passage,
though not in the same ship, and partly by travelling over
ice. For this great feat ji'Clure received the honour of
knighthood, — a reward of £10,000 being granted to him-
self, the other officers, and the crew, by a vote of the
House of Commons,
sie'lge The travelling parties of Kellett's expedition, led by
travelling. Jl'Clintock, Mecham, and Vesey Hamilton, completed the
discovery of the northern and western sides of Melville
Island, and the whole outline of the large Island of Prince
Patrick, still further to the westward. M'Clintock was
away from the ship with his sledge party for one hundred
and five days and travelled over 1328 miles. Mecham
was away ninety-four days and travelled over 1163 miles.
Sherard Osborn, in 1853, was away ninety-seven days and
travelled over 935 miles. The "Resolute" was obliged
to winter in the pack in 1853-54, and in the spring of
1854 Mecham made a most remarkable journey in the
hope of obtaining news of Captain CoUinson at the Princess
Royal Islands. Leaving the ship on 3d April he was
absent seventy days, out of which there were sixty-one and
a half days of travelhng. The distance gone over was
1336 statute miles. The average rate of the homeward
journey was 23 J miles a day, the average time of travelling
each day nine hours twenty-five minutes. This journey is
without a parallel in arctic records.
Fearing detention for another winter, Sir Edward
Belcher ordered all the ships to be abandoned in the ice,
the officers and crews being taken home in the " North
Star," arid in the " Phcenix " and " Talbot " which had
come out from England to communicate. They reached
liome in October 1854. In 1852 Captain Inglefield, R.N.,
had made a voyage up Baffin's Bay in the " Isabel " as far
as the entrance of Smith Sound. In 1853 and 1854 he
came out in the " Phoenix " to communicate with the
"North Star" at Beechey Island. The drift of the
" Resolute " was a remarkable proof of the direction of the
current out of Barrow Strait. She was abandoned in 74°
41 N. and 101° 11' W. on May 14, 1854. On September
10, 1855, an American whaler sighted the "Resolute" in
67° N. lat. about twenty miles from Cape Mercy, in Davis
Strait. She was brought into an American port, and
eventually presented to the British Government. She had
drifted nearly a thousand miles.
In 1853 Dr Rae was employed to connect a few points
which would quite complete the examination of the coast
of America, and establish the insularity of King William
Land.' He went up Chesterfield Inlet and the river
Quoich for a considerable distance, wintering with eight
men at Repulse Bay in a snow house. Venison and fish
were abundant. In 1854 he set out on a journey which
occupied fifty-six days in April and May. He succeeded
in connecting the discoveries of Simpson with those of
James 'Ross, and thus established the fact that King
William Land was ai island. Rae also brought home
tidings and relics of Franklin's expedition gathered from
the Eskimo ; and this led to the expedition of M'Clintock
in the " Fox," already described in the article FEANKLI^
(vol. Lx. p. 721-22). While M'Clintock was prosecuting
his exhaustive search over part of the west coast of
Boothia, the whole of the shores of King William Island,
the mouth of the Great Fish River, and Montreal Island,
Allen Young completed the discovery of the southern side
of Prince of Wales Island. The "Fox" returned to
England in the autumn of 1S59.
"The catastrophe of Sir John Franklin's expedition led
to 7000 miles of coast-line being discovered, and to a vast
extent of unknown country being explored, securing very
considerable additions to geographical knowledge. Much
attention was also given to the collection of information,
and the scientific results of'the various search expeditions
were considerable. The catastrophe also afforded a warn-
ing which would render any similar disaster quite inexcus-
able. If arrangements are always carefully made for a
retreat beforehand, if a depot ship is always left within
reach of the advancing expedition as well as. of the outer
world, and if there is annual communication, wth positive
rules for depositing records, no such catastrophe can ever
happen again.
liie American nation was first led to take an interest in
polar research through a veiy noble and generous feeling
of sympathy for Franklin and his brave companions. Mr
Grinnell of New York gave practical expression to this
feeling. In 1850 he equipped two vessels, the " Advance "
and "Rescue," to aid in the search, commanded by
Lieutenants De Haven and Griffith, and accompanied by
Dr Kane. They reached Beechey Island on August 27,
1850, and assisted in the examination of Franklin's winter-
quai iers, but returned without wintering. In 1853 Dr
Kane, in the little brig "Advance "of 120 tons, undertook
to lead an American expedition up Smith Sound, the most
northern outlet from Baffin's Bay. The " Advance "
reached Smith Sound on the 7th August 1853, but was
stopped by ice in 78° 45' N. only 17 miles from the
entrance. He described the coast as consisting of pre-
cipitous cliffs 800 to 1200 feet high, and at their base
there was a belt of ice about 18 feet thick, resting on the
beach. Dr Kane adopted the Danish name of " ice-foot "
(is fod) for this permanent frozen ridge. He named the
place of his winter-quarters Van Rensselaer Harbour. In
the spring some interesting work was done. A great
glacier was discovered and named the Humboldt glacier,
with a sea face 45 miles long. Dr Kane's steward, Morton,
crossed the foot of this glacier with a team of dogs, and
reached a point of land beyond named Cape Constitution.
But sickness and want of means prevented much from being
done by travelling parties. Scurvy attacked the whole party
during the second winter, although the Eskimo supplied
them with fresh meat and were true friends in need. On
May 17, 1855, Dr Kane abandoned the brig, and reached
the Danish settlement of Upernivik on 6th August. Lieu-
tenant Hartstene, who was sent out to search for Kane,
reached Van Rensselaer Harbour after he had gone, buf
took the retreating crew on board on his return voyage.
On July lO, 1860, Dr Hayes, who had served with
Kane, sailed from Boston for Smith Sound, in the schooner
" United Stivtes " of 130 tons and a crew of .fifteen meu«
Work rf
the seartt
expedU
tiona.
Grinneff
expedi=
tiOD.
Kjids
t
POLAR REGIONS
323
His object was to follow np the line of research opened by
Dr Kane. He wintered at Port Foulke, in 78° 17' N.,
and about ten miles from Cape Alexander, which forms
the eastern portal of Smith Sound. Dr Hayes crossed
Smith Sound in the spring with dog-sledges, but his
observations are not to be depended on, and it is very
uncertain how far he advanced northwards on the other
side. He returned to Boston on October 23, 1861.
The story of Charles Hall of Cincinnati, who was led
to become an arctic explorer through his deep interest in
the search for Franklin, has been told in the article
devoted to him (vol. xi. p. 388). In his first journey
(1860-62) he discovered the interesting remains of a stone
house which Sir Martin Frobisher built on the Countess of
Warwick Island in 1578. In his second e-xpedition
(1864-69) Hall by dint of the most unwearied persever-
ance at length reached the line of the retreat of the
Franklin survivors, at Todd's Island and Pefifer river, oH
the south coast of King William Island. He heard the
story of the retreat and of the wreck of one of the ships
from the Eskimo ; he was told that seven bodies were
buried at Todd Island ; and he brought home some bones
which are believed to be those of Lieutenant Le Vescomte
of the "Erebus." Finally, in 1871, he took the "Polaris"
for 250 miles up the channel which leads northwards from
Smith Sound. The various i)arts of this long channel are
called Smith Sound, Kane Basin, Kennedy Channel, and
Robeson Channel. The " Polaris " was beset in 82° 1 6' N.
on 30th August; and her winter-quarters were in 81° 38' N.,
called Thank God Bay. The death of Hall and the subse-
quent fortunes of the expedition have been described in
the article above cited.
The Spitsbergen seas have been explored, in recent
years, by Norwegian fishermen as well as by Swedish and
German expeditions and by English yachtsmen. The
Norwegian Spitzbergen fishery dates from 1820, but it is
only in recent years that Professor Mohn of Christiania
has watched over the voyages and carefully collected
information from the captains. In 1863 Captain Carlsen
circumnavigated the Spitzbergen group for the first time
in a brig called the "Jan Mayen." In 1864 Captain
Tobiesen sailed round North-East Land. In 1872 Captains
Altmann and Nils Johnscn visited Wiche's Land, which
was discovered by Captain Edge in 1617. In that year
there were twenty-three sailing vessels from Tromso,
twenty-four from Hammerfest, and one from Vardo
engaged .in the arctic scaling trade. They average from
35 to 40 tons, and carry a dozen men. There were also
eight vessels from Tromso shark-fishing for cod-liver oil,
and fifty from Hammerfest and Vardij. Since 1869 the
Norwegians have extended their voyages to Nova Zembla.
In that year Carlsen crossed the Sea of Kara and reached
the mouth of the Obi. In 1870 there were about sixty
Norwegian vessels in the Barents Sea, and Captain
Johannesen circumnavigated Nova Zembla. In 1873
Captain Tobiesen was unfortunately obliged to winter on
the Nova Zembla coast, owing to the loss of his schooner,
and botli ho and his young son died of scurvy in the
spring. Two years previously Captain Carlsen had suc-
ceeded in reaching the winter-quarters of Barents, the
first visitor since 1597, an interval of two hundred and
seventy-four years. He landed on September 9, 1871,
and found the house still standing and full of interesting
relics, which are now in the naval museum at the Hague.
Betweenl858 and 1872 the Swedes sent seven expeditions
to Spitzbergen and two to Greenland. All returned with
valurble scientific results. That of 1864 under Norden-
akiijld and Duner made obeervations at eighty different
places on the Spitibergen shores, and fixed the heights of
jiumerous mountains. In 1868, in an iron steamer, the
"Sophia," the Swedes attained a latitude of 81° 42' N. on
the meridian of 18° E., during the month of September.
In 1872 an expedition consisting of the " Polhem " steamer
and brig" Gladen," commanded by Professor Nordcnskiold
and Lieutenant Pal^oder, wintered in Mussel Bay, on the
northern shore of Spitzbergen. In the spring an import-
ant sledging journey of sixty days' duration was made over
North-East '•j'nd. The expedition was in some distress as
regards provisions owing to two vessels, which were to have
returned, having been forced to winter. But in the summer
of 1873 they were visited by Mr Leigh Smith, in his yacht
" Diana," who supplied them with fresh jirovisions.
Dr Petermann of Gotha urged his countrymen to take"
their share in the noble work of polar discovery, and at
his own risk- he fitted out a small vessel called the
"Germania," which sailed from Bergen in Jlay 1868,
under the command of Captain Koldewey. His cruise
extended to Hinlopen Strait in Spitzbergen, but was merely
tentative; and in 1870 Baron von Heuglin with Count
Zeil explored the Stor Fjord in a Norwegian schooner, and
also examined Walter Thymen's Strait. After the return
of the "Germania" in 1868 a regular expedition was
organized under the command of Captain Koldewey, pro-
visioned for two years. It consisted of the " Germania,"
a screw steamer of 140 tons, and the brig "Han.'ia" com-
manded by Captain Hegemann. Lieutenant Payer, the
future discoverer of Franz Josef Land, gained his first
arctic experience on board the " Germania.' The expedi-
tion sailed from Bremen on the 15th June 1869, its
destination being the east coast of Greenland. But it
latitude 70° 46' N. the " Hansa " got separated from her
consort and crushed in the ice. The crew built a
house of patent fuel on the floe, and in this strange
abode they passed their Christmas. In two months
the current had carried them south for 400 miles.
By May they had drifted 1100 miles on their ice-raft,
and finally, on June 14, 1870, they arrived safely at
the Moravian mission station of Friedriksthal, to the
west of Cape Farewell. Fairer fortune- attended the
"Germania." She sailed up the east coast of Greenland
as high as 75° 30' N., and eventually wintered at the
Pendulum Islands of Clavering in 74° 30' N. In March
1870 a travelling party set out, under Koldewey and
Payer, and reached a distance of 100 miles from the ship
to the northward, when want of provisions compelled them
to return. A grim cape, named after Prince Bismarck,
marked the northern limit of their discoveries. As soon
as the vessel was free, a deep branching fjord was dis-
covered in 73° 15' N. stretching for a long distance into
the interior of Greenland. Along its shore are peaks 7000
and 14,000 feet high. The expedition returned to Bremen
on September 11, 1870.
Lieutenant Payer was resolved to continue in the path"
of polar discovery. He and a naval officer named
Wcyprecht freighted a Norwegian schooner called the
" Isbjbrn," and examined the edge of the ice between
Spitzbergen and Nova Zembla, in the summer of 1871.
Their observations led them to select the route by the
north end of Nova Zembla with a view to making the
north-cast pas.sage. It was to be an Austria-Hungarian
expedition, and the idea was seized with enthusiasm by
the whole cnii>ire. Wcyprecht was to command the ship,
while Julius Payer conducted the sledge parties. The
steamer " Tegethoff," of 300 tons, was fitted out in the
Elbe, and loft Trom.so on July 1-t, 1872. Tlio season was
exceptionally severe, and the vessel was closely beset neat
Cape Nas.sau, at the northern end of Nova Zembla, in the
end of August The summer of 1873 found her still a close
prisoner drifting, not with a current^ but in the direction
of the prevailing wind. At length, on the Slat August, a
324
POLAR REGIONS
mountainous country was sighted about 14 miles to the
north. In October the vessel was drifted within 3 miles
of an island lying oS the main mass of land. Payer
landed on it, and found the latitude to be 79° 54' N. It
was named after Count Wilczek, one of the warmest
friends of the expedition. Here the second winter was
passed. Bears were very numerous and as many as sixty-
seven were killed, their meat proving to be a most eEcient
remedy against scurvy. In March 1874 Payer made a
preliminary sledge journey in intense cold (thermometer
at - 58° F.). On 24th March he started for a more pro-
longed journey of thirty days. Payer found that the
newly discovered country equalled Spitzbergen in extent,
and consisted of two or more large masses — Wilczek Land
to the east, Zichy Land to the west, intersected by numer-
ous' fjords and skirted by a large number of islands. A
wide channel, named Austria Sound, separates the two
main masses of land, and extends to 82° N., where Rawlin-
son Sound forks off to the north-east. The mountains
attain a height of 2000 to 3000 feet, the depressions
between them being covered with glaciers ; and aU the
islands even are covered with a glacial cap. The whole
country was named Franz-Josef Land. Payer returned to
the " TegethofE " on 24th April ; and a third journey was
undertaken to explore a large island named after M'Clin-
tock. It then became necessary to abandon the ship and
attempt a retreat in boate. ■This perilous voyage was com-
menced on 20th May. Three boats stored with provisions
were placed on sledges. It was not until 14 th August that
they reached the edge of the pack in 77° 40' N., and launched
the boats. Eventually they were picked up by a Russian
schooner and arrived at Vardci on September 3, 1874.
This great achievement is one of the most important con-
nected with the north polar region that has been made in
the present century, and will probably lead in due time to
still further discoveries in the same direction.
One of the most interesting problems connected with
the physical geography of the polar regions is the history
and actual condition of the vast interior of Greenland,
which is generally believed to be one enormous glacier.
In 1867 Mr Edward Whymper carefully planned an
expedition to solve the question, aind went to Greenland,
accompanied by Dr Robert Brown ; but the season was
too late, and progress was stopped, after going a short
distance, by the breaking down of the dog-sledges. But
Dr Brown made most valuable geological and natural
history collections, chiefly in the neighbourhood of Disco,
and still more valuable observations, the publication of
which has added considerably to our knowledge. Dr
Rink, for many years royal inspector of South Greenland
and the most distinguished authority on all Greenlandic
questions, has also visited the inland ice, and has given
his stores of information to the world. The most import-
ant inland journey was undertaken by Professor Norden-
skiold in 1870, accompanied by Dr Berggren, the professor
of botany at Lund. The difficulty of traversing the
inland ice of Greenland is caused by the vast glacier being
in constant motion, advancing slowly towards the sea.
This movement gives rise to huge chasms and clefts, which
from their almost bottomless depth close the traveller's
way. The chasms occur chiefly where the movementof the
glacier is most rapid, near the ice streams which reach the
sea and discharge glaciers. Nordenskiold, therefore, chose
for a starting point the northern arm of a deep inlet called
Auleitsivikfjord, which is 60 miles south of the discharging
glacier at Jakobshavn and 240 north of that at Godtbaab.
He commenced his inland journey on 19th July. The
party consisted of himself, Dr Berggren, and two Green-
landers ; and tliey advanced 30 milci over the glaciers to
9 height of 2200 feet above the sea.
The gallant enterprises of other countries rekindled the
zeal of England for arctic discovery; and in October 1874
the prime minister announced that an expedition would' be
despatched in the following year. The route by Smith
Sound was selected because it gave the certainty of ex-
ploring a previously unknown area of considerable extent,
because it yielded the best prospect of valuable scientific
results, and because it offered, with proper precautions,
reasonable security for a safe retreat in case of disaster.
Two powerful screw steamers, the " Alert " and " Dis-
covery," were selected for the service, and Captain Nares
was selected as leader. Commander Markham, who had
made a cruise up Baffin's Bay and Barrow Strait in a
whaler during the previous year, Lieutenant Aldrich, an
accomplished surveyor, and Captain Feilden, R.A., as
naturalist, were also in the " Alert." The " Discovery "
was commanded by Captain Stephenson, with Lieutenant
Beaumont as first lieutenant. The expedition left Ports-
mouth on the 29th May 1875, and entered Smith Sound
in the last days of July, After much difficulty with the
drifting ice Lady Franklin Bay was reached in 81° 44' N.,
where the " Discovery " was established in uinter-quarters.
The " Alert " pressed onwards, and reached the edge of
the paltEocrystic sea, the ice-floes being from 80 to 100
feet in thickness. Leaving Robeson Channel, the vessel
made progress between the land and the grounded floe
pieces, and passed the winter off the open coast and facing
the great polar pack, in 82° .27' N. Autumn travelling
parties were despatched in September and October to lay
out dep6t3 ; and during the winter a complete fecheme
was matured for the examination of as much of the
unknown area as possible, by the combined efforts of
sledging parties from the two ships, in the ensuing spring.
The parties started on April 3, 1876. Captain Markham
with Lieutenant Parr advanced, in the face of almost
insurmountable difficulties, over the polar pack to the
high latitude of 83° 20' 26" N. Lieutenant Aldrich ex-
plored the coast-line to the westward, facing the frozen
polar ocean, for a distance of 220 miles. Lieutenant
Beaumont made discoveries of great interest along the
northern coast of Greenland. The parties were attacked
by scurvy, which, while increasing the difficulty and
hardships of the work a hundredfold, also enhanced the
devoted heroism of these gallant explorers. Captain
Feilden was indefatigable in making collections, and was
zealously assisted by all the officers. The expedition
returned to England in October 1876. The "Alert"
reached the highest northern latitude ever attained by
any ship, and wintered further north than any ship had
ever wintered before. The results of the expedition
were the discovery of 300 miles of new coast-line, the
examination of this part of the frozen polar ocean, a
series of meteorological, magnetic, and tidal observations
at two points farther north than any such observations
had ever been taken before, and large geological and
natural history collections.
In the same year 1875 Sir Allen Young undertook a
voyage in his steam yacht the " Pandora " to attempt to
force his way down Peel Sound to the magnetic pole, and
if possible to make the north-west passage by rounding
the eastern shore of King William Island. The " Pandora "
entered Peel Sound on August 29, 1875, and proceeded
down it much farther than any vessel had gone before
since it was passed by Franklin's two ships in 1846.
Sir Allen reached a latitude of 72° 14' N., and sighted
Cape Bird, at the northern side of the western entrance
of Bellot Strait.. But here an ice-barrier right across
the channel barred his progress, and he was obliged to
retrace his steps, returning to England on October 16,
1875. In the following year Sir Allen Ycung made
POLAR REGIONS
325
another voyage in the " Pandora" to the entrance of Smith
Sound.
Lieutenant Koolemans Beynen, a yt)ung Dutch officer,
who had shared Young's two polar voyages, on his return
snccessfully endeavoured to interest his countryraeQ in
polar discovery. It was wisely determined that the first
expeditions of Holland should be summer reconnaissances
on a small scale. A sailing schooner of 79 tons was built
it Amsterdam, and named the " Willem Barents." In
her first cruise she was commanded by Lieutenant A. de
Bruyne, with Koolemans Beynen as second, and she sailed
from Holland on the 6th May 1878. Her instructions
were to examine the* ice in the Barents and Spitzbergen
Seas, take deep-sea s fundings, and make natural history
collections. She waa also to erect memorials to early
Dutch polar worthies at certain designated points. These
instructions were ably and zealously carried out. Beynen
died in the following year, but the work he initiated has
been continued. E'-'ery year from 1878 to 1884 the
" Willem Barents " 1 as made a polar voyage, and has
brought back usefur scientific results. In 1879 the Dutch
succeeded in sightir v; the coast of Franz-Josef Land.
In 1879 Sir H Inry Gore-Booth, Bart., and Captain
A. H. Markham, li.N., undertook a polar cruise in the
Norwegian schoonT " Isbjorn." They sailed along the
west coast of Nova IJembla to its most northern point,
p^sed through the ^'atotchkin Shar to the east coast, and
examined the ice in t'le direction of Franz-Josef Land as
far as 78° 24' N. Captain Markham brought home
collections in variouij branches of natural history, and
made useful observations on the drift and nature of the ice
in the Barents and Kara Seas.
In 1880 Mr Leigh Smith, who had previously made
three voyages to Spitzbergen, reached Franz-Josef Land in
the screw steamer "Eira." It was observed that, while
the Greenland icebergs are generally angular and peaked,
those of Franz-Josef Land are vast masses quite flat on
the top, like the Antarctic bergs, and from 150 to 200 feet
high. The " Eira" sailed along the land to the westward,
and discovered 110 miles of new coast line as far as ths
western extreme of the south side of Franz-Josef Land,
whence the land trended north-west. ■ A landing was
effected at several points, and valuable collections were
made in natural history. In the following year the same
explorer left Peterhead on July 14 ; Franz-Joseph Land was
once more sighted on the 23d July, and the "Eira"
reached a point farther west than had been possible in her
previous voyage. But in August the ship was caught in
the ice, was nipped, and sank. A hut was built on shore
in which Mr Leigh Smith and his crow passed ^le winter
of 1881-82 ; and on June 21, 1882, they started in four
boats, to reach some vessels on the Nova Zembla coast.
It was a most laborious and perilous voyage. They were
first seen and welcomed by the "Willem Barents" on 2d
August, and soon afterwards were taken on board the
"Hope," a whaler which had come out for their rescue
under the command of Sir Allen Young.
Professor Nordenskibkl, when ho projected the achieve-
ment of the north-east passage, was a veteran polar
explorer, for ho had been in six previous expeditions to
Greenland and Spitzbergen. In 1875 ho turned his atten-
tion to the possibility of navigating the seas along the
northern coast of Siberia. Captain Wiggins of Sunderland
was a pioneer of this route, and his voyages in 1874,
1875, and 1876 led the way to a trade between the ports
of Europe and the mouth of the Yenisei river. * In June
1875 Professor Nordenskiijld sailed from Tromsii in tho
" Proven," reached the Yenisei by way of the Kara Sea,
and discovered an excellent harbour on the eastern side of
its mouth, which was namai Port Dickson, in honour of
Mr Oscar Dickson of Gothenburg, the munificent sU['porter
of the Swedish expeditions. » It having been buggc^tc"!
that the success of this voyage was due to the unusual
state of the ice in 1875, Nordenskibld undertook a voyago
in the following year in the "Ymer" which was equally
successful. By a minute study of the history of former
attempts, and a careful consideration of all the circum-
stances, Profes.sor Nordenskibld convinced himself that tlio
achievement of the north-east passage was feasible. Thi-
king of Sweden, Mr Oscar Dickson, and M. Sibiriakoff, a
wealthy Siberian proprietor, supplied tho funds, and the
steamer " Yega " was purchased. Nordenskibld was leader
of the expedition. Lieutenant Palander was appointed
commander of the ship, and there was an efficient staff of
officers and naturalists, including Lieutenant Hovgaard of
the Dutch and Lieutenant Bove of the Italian navy. A
small steamer called the " Lena " was to keep company
with the "Vega" as far as the mouth of the Lena, and
they sailed from Gothenburg on the 4th July 1878. On
the morning of 10th August they left Port Dickson, and
on the 19th they reached the most northern point of
Siberia and of the Old World, Cape Severo or Tcholyuskin,
in 77° 41' N. On leaving the extreme northern point
of Asia a south-easterly course was steered, the sea being
free from ice and very shallow. This absence of ice is
due to the mass of warm water discharged by the great
Siberian rivers during the summer. On 27th August the
mouth of the river Lena was passed, and the "Vega"
parted company with the little "Lena," continuing her
course eastward. Professor Nordenskibld .very nearly
made the north-east passage in one season. Towards the
end -of September the "Vega" was frozen-in off the shore
of a low plain in 67° 7' N. and 173° 20' W. near the
settlements of the Tchuktches. During the voyage very
large and important natural history collections were made,
and the interesting aboriginal tribe among whom the
winter was passed was studied with great care. Tho
interior was also explored for some distance. On July
18, 1879, after having been imprisoned by the ice for two
hundred and ninety-four days, the " Vega " again pro-
ceeded on her voyago and passed Behring Strait on tho
20th. Sir Hugh Willoughby made the first attempt in
1553. After a lapse of throe hundred and twenty-six
years, the north-east passage/ had at length been accom-
plished without the loss of a single life and without damage
to the vessel. The "Vega" arrived at Yokohama on
September 2, 1879.
In 1879 an enterprise wsis undertaken in the UnUed
States, with the object of tUrowing further light on the^
sad history of the retreat of tho officers and men of Sir,
John Franklin's expedition, by examining the west coastl
of King William Island in the summer, when the snow is
off the ground. . The paity consisted of Lieutenant
Schwatka of tho United States army and three others.
Wintering near the entrance of Chesterfield Inlet in
Hudson's Bay, they set out, overland for tho estuary of
tho Great Fish River, assisted by Eskimo and dogs, on
April 1, 1879. They only took one month's i)rovisions,
their main reliance being ujxin the game afforded by the
region to be traversed. The party obtained, during the
journeys out and home, no less than five hundred and
twenty-two reindeer. After collecting various stories from
the Eskimo at Montreal Is'and and at an inlet west of
Capo Richardson, Schwatka crossed over to Capo Herschcl
on King William Island in June. He examined tho
western shore of the island with the greatest care for
relics of Sir John Franklin's parties, as far as Cape Felix,
the northern extremity. The return journey was com-
menced in November by ascending the Great Fish Rivet
for some distance and then marching over the intcrvcnin
526
POLA.E REGIONS
region to Hudson's Bay. The cold of the winter months
in this country is intense, the thermometer failing as low
as - 70°, — so that the return journey was most remarkable,
and reflects the highest credit on Lieutenant Schwatka
and his companions. As regards the search little was
left to be done after M'Clintcck, but some graves were
found, as well as a medal belonging to Lieutenaut Irving
of H.M.S. "Terror," and some bones believed to be his,
which were brought home and interred at Edinburgh.
Mr Gordon Bennett, the proprietor of the A^'eiv Tori
Herald, having resolved to despatch an expedition of dis-
covery at his own expense by way of Behring Strait, the
'' Pandora " was purchased from Sir Allen Young, and re-
christened the " Jeannette." Lieutenant De Long of the
United States navy was appointed to command, and it
was made a national undertaking by special Act of Con-
gress, the vessel being placed under martial law and
officered from the navy. The "Jeannette" sailed from
San Francisco on July 8, 1879, and was last seen steaming
towards Wrangell Land on the 3d September. This land
Lad been seen by Captain Kellett, in H.M.S. "Herald"
on Augustol7, 1879, but no one had landed on it, and it
was shown on the charts by a long dotted line. The
"Jeannette" was provisioned for three years, but as no
tidings had been received of her up to 1881, two steamers
were sent up Behring Strait in search. One of these, the
"Eodgers," under Lieutenant Berry, anchored in a good
harbour on the south coast of Wrangell LatKl, in 70° 57'
(N. on the 26th August 1881. The land was explored by
the officers of the " Rodgers " and found to be an island
about 70 miles long by 28, with a ridge of hills traversing it
east and west, the 71st parallel running along its southern
shore. Lieutenant Berry then proceeded to examine the
ice to the northw'ard, and attained a higher latitude by
21 miles than had ever been reached before on the Behring
Strait meridian, namely 73° 44' N. Sir R. Collinson, in
1850, had reached 73° 23' N. No news was obtained of
the " Jeannette," but soon afterwards melancholy tidings
arrived from Siberia. After having been beset in heavy
pack ice for twenty-two months, the " Jeannette " was
crushed and^sunk on the 12th June 1881, in 77° 15' N.
lat. and 155° E. long. The officers and mea dragged their
boats over the ice to an island which was named Bennett
Island, where thty landed on the 29th July. They
reached one of the New Siberia Islands on the 10th
September, and on the 12th they set out for the mouth of
the Lena. But in the same evening the three boats were
separated in a gale of wind. A boat's crew with Jlr
Melville, the engineer, reached Irkutsk, and Mr Melville
set out in search of Lieutenaut De Long and his party,
who had also landed. The other boat was lost. Eventually
Melville discovered the dead bodies of De Long and two of
his crew on March 23, 1883. They had perished from»ex-
haustion a;nd want of food. The "Rodgers" was burnt in its
winter quarters, and one Of the officers, Mr Gilder, made a
hazardous journey homewards through north-east Siberia.
The Danes have been very active in prosecuting dis-
coveries and scientific investigations in Greenland, since
the journey of Nordenskibld in 1870. Lieutenant Jensen
made a gallant attempt to penetrate the inland ice in
1878, and Professor Steenstrup, vrith Lieutenant Hammer,
closely investigated the formation of ice masses at Omenak
and Jacobshavn. In 1883 an expedition under Lieu-
tenants Holm and Garde began to explore the east coast
of Greenland, the discovery of the outline of which was
completed in 1879. In the summer of that year Captain
Mourier, of the Danish man of war "Ingulf," sighted the
coast from the 6th to the 10th of July, and was enabled
to observe and delineate it from 68° IQ' N. to 65° 55' N.,
being exactly the gap left between the discoveries of
Scoresby in 1822 and those of Graah in 1829. Lieu-
tenant Hovgaard of the Danish navy, who accompanied
Nordenskiold in his discovery of the north-east passage,
planned an expedition to ascertain if land existed to the
north of Cape "Tchelyuskin. He fitted out a small steamer
called the "Dymphna" and sailed from Copenhagen in
July 1882, but was unfortunately beset and obliged to
winter in the Kara Sea. In 1883 Baron Nordenskiold
undertook another journey over the inland ice of Green-i
land. Starting from Auleitsivikfjord on • 4th July, his
party penetrated 84 miles eastward, and to an altitude of
5000 feet. The Laplanders who were of the party were
sent on snow-shoes 143 miles further, travelling over a
desert of snow to a height of 7000 feet. Results ir
physical geography and biology were obtained which ■ail)
render this unparalleled journey memorable.
On September 18, 1875, Lieutenant Weyprecht, one of
the discovers of Franz-Josef Land, read a thoughtful and
carefully prepared paper before a large meeting of German
naturalists at Gratz on the scientific results to be obtained
from polar research and the best means of securing them.
He urged the importance of establishing a number of
stations within or near the Arctic Circle, in order to record
complete series of synchronous meteorological and magnetic
observations. Lieutenant Weyprecht did not live to see
his suggestions carried into execution, but they bore fruit
in due time. The various nations of Europe w'ere repre-
sented at an international polar conference at Hamburg in
1879, and at another at St Petersburg in 1882; and it
was decided that each nation should establish one or more
stations where synchronous observations should be taken
from August 1882. This useful project was matured a.ru^
executed. The stations were at the following localitie*
round the Arctic Circle : —
Norwegians Bosrlop, Altcn Fjord, Xorway,
Swedes /re Fjord, Spitzbergen,
Dutch .....«„..«J>/rJt5on Harbour, mouth of Yenisei, Sibei ia
P . _ 1 &j(7(isfj/r/s/and, mouth of Lena, Siberia,
Kussians j Miner Bay, Nova Zembla, ,
.„ . ( Point Barrow, North America,
Amencans..... -j ^^^^ franUik Ba:j, iV 44" N,
English Great S/ace Late, Dominion of Canada,
Germans Cumberland Bap. west side of Davis Strait,
I)ancs Oodthaab, Greenland,
Austrians Jan Mayen, North Atlantic, IV N.,
M. Alisel S. Ste*n.
Mr Ekiiolm.
,Dr Smaller.
Lieut. Jiirger.8,
Licur. Andreief.
Lieut. Ray, U.S.A.
Lieut, Gicely.U.S.A.
Lieut. Dawson.
Dr Gicse.
A. Paul>en.
Lieut. Wohlgemuth.
The whole scheme was successfully accomplished with
the exception of the part assigned to the Dutch at Dickson
Harbour. They started in the "Varna" but were beset
in the Kara Sea and obliged to winter there The
"Varna" was lost, and the crew took refuge on board
Lieutenaut Hovgaard's vessel, which was also forced to
winter in the pack during 1882-83.
The American stations commenced work in 1882.
Lieutenant Greely's party consisted of two other lieu-
tenants, of twenty sergeants and privates of the United
States army, and of Dr Pavy, an enthusiastic explorer who
had been educated in France, and had passed the previous
winter among the Eskimo of Greenland. On August II,
1881, the steamer "Proteus" conveyed Lieutenant Greely
and his party to Lady Franklin Bay during an exception-
ally favourable season ; a house was built at the " Dis-
covery's" winter-quarters, and they were left with two
years' provisions. The regular series of observations was
at once commenced, and two winters were passed without
accident. Travelling parties were also sent out in the
summer, dogs having been obtained at Disco. lieutenant
Lockwood made a journey along the north coast of Green-
land, and reached a small island in 83° 24' N. and 44 '
5' W. • Dr Pavy and another went a short distance beyond
the winter-quarters of the "Alert," and a trip was made
into the interior of Grinnell Land. But all this region
had already been explored and exhaustively examined by
the English expedition in 1875-76. The real value of
f.
1
i
POLAR REGIONS
;r27
thij work of Lieutenant Groely's party will consist in the
sjiu'lironousobsorvalioiis taken during 1882. A^no succour
arrived in the summer of 1883 — though relieving vessels
were despatched both in 1882 and in 1883 — Lieutenant
Greely started from Lady Franklin Bay with Lis men on tho
9th August, expecting to find a vessel in Smith Sound. On
the 21st October they were obliged to encamp at Cape
Sabine, on the western shore of Smith Sound, and build a
hut for wintering. A few depots were found, which had
boon left by Sir George Nares and Lieutenant Beebe, but
all was exhausted before the spring. Then came a time
of indescribable misery and acute suffering. The poor
fellows began to die of actual starvation ; and, when the
relieving steamers "Thetis" and "Bear" reached Cape
Sabine, Lieutenant Greely and six suffering companions
■were found just alive. If the simple and necessary
precaution had been taken of stationing a depot ship
in a good harbour at the entrance of Smith Sound, in
annual communication with Greely on one side and with
America on the other, there would have been no disaster.
If precautions proved to be necessary by experience are
taken, there is no undue risk or danger in polar .enterprise.
There is now no question as to the value and importance
of polar discovery, and as to the principles on which
expeditions should be sent out. Their objects are explora-
tion for scientific purposes and the encouragement of
maritime enterprise. The main principles have been
briefly and clearly stated by Lieutenant Weyprecht :-^-(l)
arctic research is of the highest importance for a know-
ledge of nature's laws ; (2) geographical research is valu-.
able in proportion as it opens the field to scientific research
generally ; (3) the north pole has, for science, no greater
significance than any other point in the higher latitudes.
Lieutenant Weyprccht thus contends, as the council of the
Royal Geographical Society has contended for years, that
tho attainment of the highest possible latitude or of the
pole itself is not. the object to be sought, but the explora-
tion of tho unknovjn area with a view to scientific results.
In planning a new polar expedition on an adequate
'scale it will be necessary to profit by the lessons of experi-
.ence. This experience may be summed up in a few words.
Any advanced ship or party must have a depot shij) to
fall back upon which is within reach, and also in com-
munication with the outer world. This makes disaster on
a large scale, humanly speaking, impossible. Every
precaution that medical science can suggest must bo
iaken against scurvy. An advancing expedition must
always follow a coast line, because an entry into the drift-
ing pack entails failure and probably loss of the ship.
The coast-line should trend north with a westerly aspect,
because a general motion .of the sea towards the west
causes the ice to set in that direction, unless deflected from
purely local causes. Hence there arc usually open lanes
of water along the west sides of polar lands at some time
of tho navigable season, while the eastern sides are
usually closed with ice. These well-established canons
point to the western side of Franz-Josef Land as the next
region to be explored.
Fli'isir.ul Geography of Ihe NorCh Polar R:gi'm. — Our iKnoranoo
of about 3,000,000 squnro miles within tlio north polar circle,
out of a total area of of 8,201,883, debars us from the possibility of
considering tin physical pcognphy of the polar region aa a whole.
Wo can merely take stock of the iiioUtod facts which our limited
knowledge enables us to register.
As tho physical condition of the whole area is mainly nfTocted by
tho movenicHts and positions of the ico masses, the temperature,
and tho circumstances which affect it, become tlic Jjrst and most
fundamental elements for consideration. An examination of Dove's
isothermal charts shows that tho isotherms about the polo fonn
ellipses ti'nding to arrange themselves betwaon two poles of cold,
ono in North America and the other in eastern Siberia. The
mildest winters appear to bo in tho meridians of Behring Strait
and tho Spitzbergon seas. These temperatures appear to be mainly
influenced by the extent of frozen land or fixed ico on tlie one h.-inj
and the neighbourhood of open water and moving ico on the other.
The following table sliows tlie mean temperatures for the summer
mouths, winter montlis, and whole year, at various stations in tho
ardiipelago north of the Ameiican contiueut : —
Eipedition.
Loculity.
Latitude and
Luntiitude.
Thrco
BummiT
ftjontlis.
Thit!c
WUiti-i' Vcor.
Mouths
MClure
l'«'ry
Stitberland..
ni;lcher
Piuiy
Banks Islond
Melville Island
74 ON. IISW.
74 2.'. N. Ill W.
74 45X. 04 W.
77 0 N. 517 \y.
73 2SN. eOW.
•
4-30
-HS7
+:>c
+ 30-8
-t-30-9
• •
- 0-7 -l-l-R
-lOO +1-4
- sr, +■.'•.-,
—IIS -11
- c-7 -I-4:!
Xorthuinberltttid Sound
At the Great Slave Lake in North America, Sir John liiehardson
found the mean of the tluee summer nioutlis to be -1-49°, of the
three winter months -0°"8, and of the year -t-9°. On the west
coast of Greenland the climate of the .southernmost part resembles
that of Iceland or the northern shores of Norway. It exhibits
a gradually decreasing temperature throughout the whole of its
extent to the north. Tlie annual mean temperature at tlie soutli-
ernmost station of Julianshaab is +33°, and at Iho northernmost
of Upernivik + 13°. The mean temperature of the three summer
months for Julianshaab is -f48"andfor Upernivik -f 48°; for tho
three winter months respectively 4-20° and -7°. The lowest
temperature ever known at the Danish Greenland stations occurred
at Upernivik and was - 47°. Fartlier north on the west coast the
"North Star," in 1851-52, observed the temperature for the year
in Wolstenholme Sound (lat 76° 30' N.). For the three summer
months the mean was -t-S7°'8, for the winter months -6°'8, and
fur the year -)-4°'5. The most northern observations ever taken
for a complete year were those of H.M.S. "Alert," at Floeberg
Beach in 82° 27' N. Synchronous observations were taken by
H.M.S. "Discovery," in Lady Franklin Bay, lat. 81' 44' N. Tlie
results were as follows : —
Ship.
Latitude.
Summer.
Winter.
Year.
"Alert"
82 27 N.
81 44 N.
■1-34
+ 33
-36
-37
•
-8
-4
" Discovery"
The minimum temperatriTcs were -73°, registered at Floeberg
lieach in March, and - 7U°, at Lady Franklin Bay in the same
month. These temperatures can be compared with the observations
taken at Mossel Bay, on the north coast of SpitEbergen, by Nor-
dfenskibld (lat 79° 54' N.), and on the south coast of Franz-Josef
Land by Weyprecht and Leigh Smith. At these stations the
winters are Ices severe on account of the closer proNimity of open
Water. In Franz-Josef Land the minimum in tne winter months
was -43°, and the mean was -26°; in May the mean was ■f22°.
The climate on the coast of Siberia was registered at the winter
quarters of the " Vega" in 67° 7' N., tlie mean temperature of the
three winter months being - 10°, minimum - 51°, and the mean of
the three summer months -f36°; but the Siberian cold is far more
intense iiilaml.
Tho direction of the- winds allects the temperatures and the
movements of ice, but no general remarks upon lliem can be
usefully made until our knowledge of tho polar area is moro
complete. One of tho most interesting features in polar winds is
the instability of tho temperature caused by them over certain
areas during tlio winter months. At Jacobshavn, in Greenland,
tho mean temperature in February was -1-10° in ono year (1872),
and -25° in another (1863), a dillcrenco of 41°. It was remarked
that great rises in the winter temperatures ocourred at a titne when
tlie wind was blowing from the interior glacier. Thin wind often
turns into a sudden gale. Greenland is surrounded by regions
which have extremely difTcront winter temperatures. While on
one side there is the intense enl I of Arctic America and the Pany
l.slands, on the other, to the east south-east, there is tho warm
temperature caused by the Gulf Strenni ; ro that the Greenland
climate is at all tiuiea dependent on the direction of tho winds.
All winds from south through west to north-west bring cold
«voathor, but tho oast and south-east winds raise the temperature.
Tho hot south-east winds of Greenland nie caused in the Fame way
as the " fohn " of the Alps. The iiiteri"r glacier of Grccnlniid rises
to a height of at least 7000 feet. A warm wind from the Atlantic
saturateil with moisture could afford to lose considerably by cooling
oil its journey of 400 miles over the lofty ice deserts of Greenland,
and yet arrive on the west cuast with a comparatively high
temperature. Tho inlluence of tho Greenland fi>hns extends over
a wide area. In 1875 there was a great riso of tempernture at the
Danish statior.s of Greenland ; nml .Sir George Nares obscrveil tho
same phenomenon, at nearly the same time, at his winter quarters
in 82° 17' N. In Franz-Josef Land there are also great rises of
temperature during the winter, with southerly winds accomjiameJ
328
by heavy falls of snow, as these winds come direct from prn,no.=
of open M'ater caused by the current fron, the Atlantic ^
bea water, in the process of congelation exnels th«.!;ilf =n,) -f
freezing noint iq ahnnt- OS- ti • „ . ' i"-'' '■''" s"'*, and its
made by Sir George Nares in 82° 17^ TJ ti '' "f observations
land and bv Cantfin #Ifi " ,^- ^ *^ ^'^^' «"•« "f Green-
identfcat naSy 6fee^f Ss°° "jf^-^ side in 74" 30' N. were
thickerikasecoLwTnter and even I ''?/• f^'-'^ *° ^'"""'
PpBt- T„ ♦!,« 1 "'"'■''A> 3°a even to attain a thicltness of 10
hick but thpf °"/l"" ''" '^"' ''"' fl™^ f'-o-n 80 to 100 feet
by a'cumni* o"sT snol'^r'fh"' "''" ''^ f a-glaciers.rrnied
smaller pieces broken frlm^l^e^ 7"' ^l" ""'' ^'^^ = ^""l ">«
pieces. The FranrjotfT»„/ ^ • "■' '^''^^I'a'-g'ng smaller herg
Lbergs which^rn^Xw^ifcTouttd^s ''''" ^^"""^^^
of It aT;:rv:?sVh eL':rf :irt:rtirflrwir^^^^^^ *"; <=--'=
ice-laden counter-currente whkh prei Xo.ih"''''''"''^.'' ^"'^ ''^
channel in the opposite direction On tl,« f ^ ^77 ",'"" ^"'i
the northern shores of Ad, ,n^ a • ^ '^"."^^ "^ ^^'"^ forming
great rivers Of tL «7k ^ America are the mouths of several
frtTsh,"has- a ^basiu' cove'ns cToOO*''' ''''' ^'^^ '*^ affluent the
60,000, and the Lena 40 000^ wT '^""■' '"'^''' '^« Yenisei
wiihin the emperate zone ' Tn f''^^''^? ^''^ "l-nost entirely
from the Pacific stTir there i,," *" *'^°"' "^ ""^ '"g« "ow
heavy ice at soi^ie d lUnce ,'/ ^'''S ""'"°' ^^'^''^'^ '^'^^P' *''«
being felt beyond Pc^ntBarrow Th° v"'' '^'''""'y- ^'^ '"«"^"=«
consfdered t^ be a contl^" ."on o^thf Gu'lfs^re"""'' "^"^"^
the' winter. ThettcurrenA fln 'fi^'" that shore throughout
the two great openrn' b^aWs StTa r/n/Af''' '° «>« directfon of
of Greenland b it the wlmlp hln ^ ^^^ ^""^ °^ the east coast
southwards bV be former outler^-Fh"' '^^'"^'"^"•V *« find its way
polar current K„«,w:,ttZlh^ '^'"'""^^
among the Parrv Archineh, Jn o^^Ti? , T' '^''^""'^•s aid straits
down^Baffin-s Sy and Cl S?ra1t °"° ' ^"'^ '"^ ^''^' ^''''-
i^^'^^i:::!^Ti:±rx *° 'Vr "^'"-" *'>^'
and that, in one part of rbe n^l», ^- '^ =''''''' harvests of ice,
and form' sea borne glaciers ^ Co 1 rfon";,?' '""'iT-' '? ^^'^"'"'"ate
the coast of I^orth Amerta ir.;.?" "'f'^^'^.'^'^ formation off
coast of Banks Island wile irCHl"tr/°""^ ', ^[""S '^' «•"'
«long the western side of p': Le' P rtk ' sfand ""''tT 'T' '^
tha £oe3 reaembles rolling hills, some f t ra-hund'^^dTLlTo^'
POLAR REGIONS
^^^fTr/;^!^ - i-:^:'; -^^e centuries old, ond iVo.
d-'giee. The accumula ed acti^„ If '" thickness to an unlimited
snow on the upper surface ;ivP,;^ '?•'"''','' "'^'"^ and falls of
ance » The iime ce was^ibuiu bv^^'"''" '''" ?'^ ''='''= ap,.ear-
northern coast of Grant lL,1 nil r^ ^T'^ expedition along the
A branch from U flows do '"^^0^'""^ «°. '^ ^^O feet thick.
Gunnel until it impinges nontbl""' ^l'""' ^""^ "'Clintock
William Island. This is^wb,Tp^ r """''•"■est coast of King
barrier placed in til '0 it/bv Z'' M?"^ .'°" ''"' ""«"'^«
meeting of the Atlantic ^ndraeific^ide3"^ "''"' '""''^ ^^ '^'
.eo.ogite^,:?rr ir ^G.';e';l\7 '^"'^'' """•--'' ''y ^''-
gneiss, mica schist, hornblende soW """^^ """^-''^ "*'"'y °'i
granite veins. In this formaHnn ' ?"■? '>■""'« Pierced by
natives to make lamps the cr™!,.? Tf- "" ''"'''"'^ "^^'^ ^y'^'^
the plumbago at Upe;nivlk ^Knltl ^^^^t"''-^ "'^ south, and
extends across the Nou solk „en^,?„ ' "^'^^t^.^' ^ ""^^ "^ basalt
an area of about 70orsQuare^rnTl.= /"''■^'''° ^'^''"<^- ^^cring
feet. With these trap rocks a;/"*^ ''=•'"« to a height of 600O
Cretaceous beds. The CreLceol rnVT"^'''^, "" *''°"'^« and
Omenak-fjord in 7o"n wbiir^i, m' ''"' °"'y '"="" fo"""! i" the
to the shores of the wii^at St if/^.''"' ^"Ji^-ation is confined
land, underlying the tral, Co! v'^f '"'° ^'''° and the main-
along the shore and vcrv fnter^ f- "^' TP'" '" «''»<"■»' P'aces
been discovered. At thJ te,r,?n»r " 'TT'.,"! ^°'''^ plants 'have
compact red sandstone is fZdP "i ealliko-fjoid in 61° N. a
coast ..re Oolitic But with tit., "-^ ''^"''^ ""^ *>>« ^ast
Greenland is granitic or g-eisso Th'''"°"' •''" "l'"'-'^ -"a.s of
Bay is of the lame charlcter « wMI I "fP"",'^ ''''^ °^ ^^affin-s
The Parry Islandsare partlv Sib,, ^5 ^'"'', "^'^ "^ ^"^^1 Sound,
period. ^The eas ern Pa ^in umn/xo.^f's ^' °^ "'' Carbonife^us
Wales Land (except ^the sWes of Ppls^°"n''' ?'" P'""=« «'
Is and are of Silurian f^r^i- -V^^l ^°""'' and Cornwallis
Wenlock and Dud iTgroups Th;:'f'' ^"'fj'^' ^l^-alents to the
from Boothia Felk and^ K,^,; iv 1 '^"'■"',ation extends westward
Land and thLouthern haff of R nl T,'"'.'"''^,?"" P""" ^'bert
of Bathui^t, riX and & P ".''•■, ^^^°"^''^™'>alves
northern half of Banks'lsLnd ll^ t ^r^"'^ '''""''^' and the
stones with beds of coa while rr' "fLojver Carboniferous sand-
halves of Bathui^ , M Ivm and Pr Le'"p ^ "J^ ""■"'en,
Carboniferous limestone Ti,= T ■, / '^ ^"''■"^'^ ^^'ands are
one place on the ealt ide oTpTK^TT''}'''^ ^'"'^ ''°"°d at
Sherard Osborn als? found tL^""?/'''"^'^ '^'and if 76° 20' N,
sa^^rus) at the no? h west ex tremroTp ^1°^ ^^"f ^^""^" (^^«>
the Lower and MiddirOoIUic^r^od "''' ^''''"'' P'o^ably ot
gneiisr"^"g to tCts 0^2000 7 f ^°^S-'"> Sound, consists of
at Fort Foidke. Farther norJh the "'^ ""''"'"'^ *''"»"« '<^^^
black slates having a vervh\th» fa <^°"t'""" «ith stratified
33' N. these slates five p ace to^a ,p"v " ''° ^""''' '^'P" ^° 82°
to elevations of 2000 and 30oJ feet Sil ^"ar zites and gi-its rising
on the shores of Kennedy Channel,, n,r'^" limestones are found
land side. Carboniferou^ lim«t^ ^ ^^P' ^^''°" "" ^he Green-
Grant Land, as far wes^a c e' "'t " m"'1 T "i^ """^ '^"^^ »'
height of 2000 feet. Lar LarFr, r"'r '"'^'' "^'"^ *» »
deposit of coal nf ti,o HI- y i'ranklin Bay in 81° 45' N a
flo?a"ndVd g°'th rt/'sprc'sP:?"';™: ''''°'''''- "'"^ ^ ^a
elm, and haze! The whol, nf *f ■ P'a"to-pines, birch, poplar,
Bay' is slowly risini °^ ^^'' ^'"'^ '° "'^ "orth of BaL'i
pfm1tw'eTcks.^1>;°o;?he^r Spitzr ^'-, -"•P"-'^ -ainly of
6eds with a fossil flora closelVaUied1^n.f"f 'r 7' ."t"'^" ^'-o'^"'
and some fossils of the L as wr oj '"rt i^"^^ ,^'f "'" ^^i'-
Pranz.Josef Land and SpTtzbe^e" Lcl ]f:iUe^''''T^^^'!l" ?'
nant rock ,s dolerite, a kind of greenstone ^ '"*• ^^' P'^'^"""-
between the" "e of fofe's't'and'.\: "l"' Y' "^ ^'^^ intervening
the great rivers. It is frozenlr f ^ " '^?'''' ^'"^ intersected by
and^iere the r ma ns of n,amm'?r''''' '''^Ptbs below the surface,
along the river bankrLverer,:'ufd""BLrt"h ^"'f' '^"'^''P^
occurs in greatest quantity in the Ke» «-i ■ "•■ ^"^"^ '"""^
islands also occur tie " wlL' hill^.^c:";' n""„r.°"L„?.? l*"-
stone beds alTe'rnati;; wTtTstrlta of b"i?,t""^ "°f "'■"'"^°°'»' ^"■
on each other to the top of the ML ^AZn".°f ^'T.l'T-'- ^'""^^
are also found there 'Ammonites of the Lias period
ArcHc*c1rc';e1".owi?he?a;f;i,l'°"l"J^r.--^- *° ''"^
occur in the 'south Tf Greenland ^t?"f),'''™^^'['■"S '"'"^'^
willow alone forms wood t" ere are 762 fli '"""V "j' "''iP'"^
cryptogams within the Arcf,vp;f„? '^f lowering pfants, and 925
Lfp'lan'd contain by fir the chest arctic n"^ ' '°''' "^■^'^'^ P'^"*^'
fourths of the whole, whle three fifthf'r fl""' amounting to three-
A.ia and America alse b on^to Snd I? h"''/"""'' "' '^^'"'=
district 616 flowerin" r,Un"^h,L^^ ,, '","''= European arctic
in Arctic Ame id east«aH „A. vf " ,'=°"'=?'«d. in Arctic .4si. 233.
that river 364 an rllnr f the Mackenzie 379, and westward of
river 364, and in Greecland 207. The most arctic plants of
1^ O L A E REGIONS
329
general distribation, which are found far north in all the arctic
areas, are tI<roe species of Hanunciiliis, a lioppy (I'npnrcr nudicnvh),
tie Draha alpina aud five other species, the Brnya nljiiiin, lady's-
smock (Cardainine prateiisis), eiglit species of saxifnige. two of
■Potenlilla, two o{ Arciiaria, the moss camjiion {Silciic nuaiilis), the
dandelion, a SMlaria, the Dryas odopclala, CcrasHhm n/piniaii,
Epilobium latifolium, crowberry, dwarf willow, and rushes and
grasses of the genera juncus, Carect, and Poa. , The most ubiquitous
of all is the Saxifraga oppositifolia, which is conbidered the com-
monest and most arctic of the flowerin" plants.
All the arctic seas team with the lower forms of animal life.
The invertebrate animals have been enumerated and reported upou
in full detail by the naturalists to whom the collections of the
various expeditions have been entrusted. The fishes, birds, and
mammals of the north polar region have also been studied and
carefully described within the discovered areas, though the subject
is far from having been exhausted.
The human race is found to exist along the whole fringe of
European, Asiatic, and American coast-line within the Arctic Circle,
and to have spread up the shores of Boothia, and up both sides of
Davis Strait and Baffin's Bay. Living mainly on sea animals, the
inhabitants of the polar regions rarely wander from the coast.
Spitzbergen, Franz-Josef Land, and Nova Zenibla are uninhabited,
except that occasional summer visits are made to the southern
shores of the latter group of isUnde. The Laps are the denizens of
the European polar regions, and the Samoyeds succeed them along
the shores of the Kara Sea and on the Yalmal peninsula. These
Laps and Samoyeds possess herds of reindeer, aud during the winter
they withdraw from the coast In Siberia there was once a coast
population, but it has retired into the interior or died out, and
inhabitants are not met with until the encampments of the
Tchuktches are reached, from the Kolyma to Bebring Strait. A
very complete account of this interesting people has been given bv
Baron Nordenskiold in his narrative of the voyage of the Vega.''
The Eskimo race extends over the whole of Arctic America and
along the Greenland coasts, the warlike Indian tribes preventing
them from retreating inland, and forcing them to find a precarious
living or starve on the shores of the polar sea. Differing in size
and physical development, the individuals of the different tribes
all have flat broad faces, black coarse hair, high cheek bones, low
foreheads, short flat noses, and narrow eyes sloping upwards from
the nose. Their hands and feet are small. Vast tracts of country,
including the archipelago to the north of America, are not inhabited,
yet there are traces of Eskimo encampments along the whole line
of coast from Banks Island to Baffin's Bay. This may have been
the route by which Greenland was first peopled, and it suggests a
continuation of land along the same parallel, from Banks Island to
the Siberian coast. Yet it may be that the wanderers found tbeir
way northwards from America by Prince of Wales Strait. The
most remarkable tribe is that named Arctic Highlanders by Sir
John Koss in 1818, and they are the most northern people in the
world. Their stations range along the Greenland coast from 76°
to 79° N., a deeply indented coast-line of gigantic cliffs broken by
deep bays, with numerous rocks and islands. They have no
cauoes, but dogs and good sledges, and they attack the walrus at
the edge of the ico with spears. They arc separated from the
Eskimo of Greenland farther stuth by the glaciers of Mehdlle
Bay. In Danish Greenland the original Eskimo were probably
intermixed in blood with the old Norse settlers, and since the time
of Hans Egcde the number of half-breeds has increased. In 1855
the half-breeds were calculated at 30 per cent, of the inhabitants
of Greenland, and the two classes have since blended almost
imperceptibly, so that there are nOw no full-blooded Eskimo.
The population of Danish Greenland in 1870 was 95S8, distributed
among 176 winter stations. There are a few scattered families on
the cast coast of Greenland.
South Polar Region.
The south polar region, unliko tho northern region, is
almost covered by tho ocean, the only extensive land being
far to the south. It was of course entirely unknown to
the ancients and to tho early naTigators of modern Europe,
although a theory prevailed among geographers that a
great continent existed round the south pole, the "Terra
Australis Incognita." Lope Garcia de Castro, tho governor
of Peru, sent his nephew Alvaro Mendafia in search of it,
who sailed from Callao in 1567. Another expedition
under Pedro Fernandez de Quiros left Callao in 1605,
and discovered land in April 1606, which he called
Australia del E.spiritu Santo, now known to be one of tho
New Hebrides group. These were the first regular expedi-
tions in search of the supposed southern continent.
Tho first shii) that ever aooroachcd the Antarctic Circle
was one of a fleet wuich sailed from Kotterdam under tho
command of Jacob Mabu as admiral in June 1598. She
was called the "Good jNews,'' a yacht of 150 tons, with
Dirk Gerritz as her captain. She was separated from the
rest of the fleet in Magellan's Strait in 1599, and was
carried hy tempestuous weather far to the south, discover-
ing high land in 64° S. This appears to have been the
land afterwards named the South Shetlands. Gerritz and
his crew were eventually captured by the Spaniards at
Valparaiso. In 1671 La Roche discovered South Georgia,
a solitary island in the South Atlantic, but north even of
the latitude of Cape Horn. AVhero so little is known,
and where there' is so little land, the discoveries within a
few hundred miles of the Antarctic Circle come to be
spoken of as south polar. In this category is Kerguelen
Island in 48° 41' S., as it is at least a good base whence
south polar discovery may start, though its latitude in the
southern is almost the same as England in the northern
hemisphere, on a meridian nearly half way between the
Cape and Australia. Its discovery is due to the gallant
but unfortunate Frenchman whose name it bears, Yves J.
Kerguelen. He sighted it on January 17, 177?, on the
same day that his countryman Marion discovered the
island named after himself, on a meridian nearer the Cape.
Captain Cook, in his third voyege, visited Kerguelen
Island, and Robert Rhodes in 1799 mapped a considerable
portion of its coast. The Sandwich group, south-east of
South Georgia, was discovered in 1762.
Captain Cook in January 1773 sailed southwards from
the Cape of Good Hope in the " Resolution " with the
"Adventure" in company, and, after passing much ice,
crossed the Antarctic Circle on the 17th, in longitude
39° 35' E. In the same afternoon they sighted thirty-eight
icebergs to the southward besides much loose ice ; and in
67° 15' their progress was stopped. Cook did not think
it prudent to persevere in getting farther south, and bore
up for New Zealand. In December 1773 another attempt
was made to discover the supposed southern continent, by
steering southwards from New Zealand. On the 20th
Cook again crossed the Antarctic Circle in 147° 46 W.,
and came amongst a cluster of very large icebergs with
loose ice in 67° 5' S. He got clear of them and after
standing farther east ho reached a latitude of 69° 45' S.
in 108° 5' VV., and still shaping a southerly course he
reached 70° 23' S. on January 29, 1774. Next day he
came to icebergs forming an impenetrable barrier. He
counted ninety-seven, which looked like a range of moun-
tains, with closely packed ice' round them. Cook's
farthest point was in 71° 15' S. on tho meridian of
106° 54' W. Captain Cook discovered islands in 53°
to 54° 30' S. in January 1775, which ho named Sandwich,
Willis, Pickersgill, and Georgia Isles, in about 32° W. In
27° 45'. W. he reached land which he named tho Southern
Thule, because it was the most southern land that had
ever yot been discovered. It is in 59° 13' S. In the
South Atlantic ico was met with as far north as 51°. In
this second voyage Captain Cook made the circuit of the
southern ocean' in a high latitudq, twice cro.ssing tho
Antarctic Circle. Ho established tho fact that, if there'
was any extensive south polar land, it must be south of
the parallels along which he sailed. Tho Russian expedi-
tion under Bellingshausen in 1820 also sailed over a greatj
many degrees of longitude in a high latitude, but only
discovered two islet.s, I'ctra and Alexander. These islands
were farther south than any land then known.
Auckland Island was discovered by Captain Rristow in
1806, and Campbell Island by Uazleburgh in 1810, both
south of New Zealand, but far to tho north of tho Antarc-
tic Circle. In 1818 Mr William Smith of Blyth redis-
covered the land known as South Shetland. His work
XIX. — 4»
:.-30
P 0 L — P 0 L
was confirmed by ^Ir Bransfield, the master of H. M.S.
" Andromache," flag-ship on .the west coast of South
America, who further discovered another portion named
Bransfield Land. Further coast-line was sighted by the
French expedition under Duraont d'Urville in 1838, who
named it Prince de Joinville and Louis Philippe Land.
The South Orkneys were discovered by Captain George
Powell, in the sloop "Dove," on October 6, 1821. Mr
Weddell, RN., with the sailing vessels " Jane " and
" Beaufoy," penetrated as far south as 74° 15' S. on the
20th February 1823.
In the early part of this century Messrs Enderty hegan to send
vessels to the Antarctic regions for the whale fishery, which made
several discoveries. The brig "Tula" of 148 tons and cutter
" Lively " left London in July 1830 under the command of Mr
John Kscoe, R.N., on a sealing voyage, but with special instruc-
tions to endeavour to make discoveries in high southern latitudes.
In February 1831 land was discovered in longitude 47° 20' E. and
latitude 65° 57' S., whicli Biscoe named Enderby Land, in honour
of his employers. He did not, however, get nearer to it than 20
or 30 miles. In February 1S31 Biscoe again discovered land in
67° 1' S. lat. and 71° W. long., to which he gave the name of
Adelaide Island. It proved to be the westernmost of a chain of
islands fronting a high continuous coast, since called Graham's
Land. A few days afterwards Captain Biscoe succeeded in landing
on Adelaide Island. In 1833 Captain Kemp, in the sealing schooner
" Magpie, " discovered another point of the land to the eastward,
which doubtless forms part of Enderby Land.
Messrs Enderby sent out another expedition of discovery in 1838,
consisting of t)i6 "Eliza Scott" of 154 tons, commanded by Mr
John Balleuy, and the " Sabrina " cutter of 64 tons, under Mr
Freeman. In February 1839, when on about the 163d E. meridian,
they sighted high land in 66° 30' S. On the 12th, Captain Free-
man managed to get on shore, but the clilfs were perpendicular,
and the valleys were filled ivith ice. The discovery proved to be
a group of volcanic islands, one of them rising to a beautiful peak
estimated at 12,000 feet above the sea, named Freeman Peak.
Sabrina Island was discovered in March 1839. The other group
received the name of the Balleny Islands. The Auckland Islands
were ceded to Messrs Enderby in .1849, and a whaling establish-
ment was formed there under good auspices.
In 1839 the French expedition under Dumont d'Urville pro-
ceeded south from Tasmania and discovered two small islands on
the Antarctic Circle named " Terre Adelie" and "Cote Clarie."
At the same time Commander Wilkes of the United States expedi-
tion made a cruise to the southward and mapped a large tract of
land in the latitude of the Antarctic Circle for which he claimed the
discovery. But as a portion of it had already been seen by Balleny,
and the rest has since been uroved not to exist, the claim has not
been admitted.
The English Antarctic Expedition of 1839-43 was undertaken
mainly with a view to magnetic observations, and the determination
of the position of the south magnetic pole. Two old bomb vessels,
the " E>-ebus " am' " Terror," were fitted out under the command
of Captain (afterwards Sir James) Koss, with Captain Crozier in
the "Terror." Dr Joseph D. Hooker accompanied the expedition
as naturalist. Leaving Chatham in September 1839, the two
vessels first proceeded to the Cape, and went thence southwards to
Kerguelen Island, which was reached in May 1840, and carefully
surveyed. In August Sir James Koss established a magnetic
observatory at Hobart Town. The cruise for the second season
was commenced from Tasmania in November 1840. The Auckland
Islands and Campbell Island were first visited and surveyed, and
on New Year's Day 1841 the Antarctic Circle was crossed in about
172° E. A few days afterwards the two vessels were beset in the
pack and began perscveringly boring through it. By January 10th
they succeeded and were clear of ice in 70° 23* S., and next day
land was sighted, rising in lofty peaks and covered with perennial
snow. That day Eoss passed the highest latitude reached by Cook
(71° 15' S. ). On a nearer approach to the laud, there was a clear
view of the chain of mountains with peaks rising to 10,000 feet,
and glaciers filling the intervening valleys and projecting into the
sea. The south magnetic pole was calculated to be in 76° S. and
145° 20' E. , or about 500 miles south-west from the ship's position.
The land interposed an insuperable obstacle to any nearer approach
to it. C.iptain Ross landed with great difficulty, owing to the
strong tide and drifting ice, on a small island near the shore, named
Possession Island, in 71° 58' S. and 171° 7' E. Inconceivable
mj-riads of penguins covered the surface, but no vegetation waa
seen. Next morning there was a southerly gale which moderated,
and on ISth January they were again sailing south in an unexploretl
sea. On the 23d they were in 74° 20' S., and thus passed the most
southern latitude previously reached (by Captain \\'eddell in 1823).
Sailing along the newly discovered coast. Captain Ross landed alter
much difficulty on an island named after Sir John Franklin in
76° 8' S. On the 27th they came in sight of a mountain 12,400
feet above the sea, which proved to be an active volcano emitting
flame and smoke in great profusion. It was named Mount Erebus,
and an extinct volcano to the eastward 10,900 feet high was named
Mount Terror. Along the coast as far as the eye could reach to
the eastward there was a perpendicular cliiT of ice from 150 to 200
feet high, perfectly level at the top, and without any fissures or
promontories on its smooth seaward face. Nothing could be seen
above it except the summits of a lofty range of mountains extend-
ing to the southward as far as 79° S. To this range the name of
Parry was given. The most conspicuous headlands under Mount
Erebus were named Capes Crozier and Bird. Captain Koss then
sailed eastward along the marvellous wall of ice, in 77° 47' S. to
78° S. This ice barrier was calculated to be 1000 feet thick, and it
was followed for a distance of 450 miles without a break. The
winter was now approaching, young ice was beginning to form, but
luckily a strong breeze enabled them to force their way through it.
The whole of the great southern land discovered by Sir James
Ross was named Victoria Land.
In returning to Hobart Town the expedition visited the Balleny
Islands, and searched in vain for the land which Captain Wilkes
had laid down on his chart.
In November 1841 the " Erebus " and "Terror" again shaped a
southerly course, entered the pack ice on December 18th, and once
more crossed^the Antarctic Circle on New Year's Day. The naviga-
tion through a belt of ice 800 miles broad was extremely perilous.
At length on 1st February 1842 a clear sea was in sight, and they
proceeded to the southward in 174° 31' W. On the 22d they were
surrounded by numerous lofty icebergs aground, and at midnight the
Great Icy Barrier was sighted and its examination recommenced in
77° 49' S. Next day the expedition attained a.latitude of 78° 11' S.,
by far the highest ever reached before or since. After escaping
imminent dangers in navigating through chains of huge icebergs,
Captain Ross took his shins northward, and wintered at the Falk-
land Islands.
In December 1842 the expedition sailed from Port Louis on the
third visit to the south polar region, seeing the first iceberg in
61° S. On the 28th the ships sighted the land named after the Prince
de Joinville by Dumont d'Urville, and the southern side of the
South Shetlands was discovered and surveyed. During February
about 160 miles of the edge of the pack were examined, on March
11th the Antarctic Circle was recrossed for the last time, and the
expedition returned to England in September 1843. Thus after
four years of most diligent work, this ably conducted and quite
unparalleled voyage to the south polar regions came to an end.
In 1845 a merchant barque, the " Pagoda, "_wa3 hired at the
Cape, in order that magnetic observations might be completed
south of the 60th parallel, between the meridians of the Cape and
Australia. The ship's progress was stopped by an impenetrable
pack in 68° S. The magnetic work was, however, completed.
H.M.S. " Challenger," the exploring ship commanded Cy Captain
Nares, arrived at Kerguelen Island on the 6th January 1874,
where surveys were made, and the island was thoroughly examined
by the naturalists of the expedition. Two islands, named Heard
and M 'Donald, were also visited, which had been discovered in
November 1853 by Captain Heard of the American ship "Oriental,"
owing to the practical application of the problem of great circle
sailing. There is in fact a group of islands about 240 miles from
Kerguelen. In February the Challenger" ran south before a
gale of wind and the first iceberg was sighted on the 11th
in 60° 52' S. It was 200 feet high and ibout 700 long. On the
19th the ship was at the edge of a dense pack in 65° 42' iS. ; and on
the 4th March they bore up for Australia. Several deep-sea
soundings were taken, the greatest depth being 1975 fathoms.
The route of the " Challenger " was much the same as that of the
"Pagoda" in 1845, bait more to the north. With it ends the
somewhat meagre record of voyages across and towards the Antarctic
Circle. 'C. K. M.^
POLE, Kj:oiirAi.i> (1500-1558), generally kno>vn as
Cardinal Pole, was born at Stourton Castle, Staffordshire,
ifarch 3, 1500. He was the son of Sir Richard Pole and
Margaret, countess of 'Salisbury. R3signed from early
youth for the church, he was educated in the Carthusian
monastery at Sheen, and at Magdalen College, Oxford. Ho
was admitted to deacon's orders at the age of sixteen, and
at once received high preferments holding, among oibar
P 0 L — P O L
331
benefices, the deanery of Exeter. He continued his studies
at the university of Padua, where he made acquaintance
\nth Erasmus and other prominent men, and, after a visit
to Kome in 1525, returned to England. Henry VIII.
was eager to keep him at court, but Pole appears to have
held aloof from politics until the question of the king's
divorce drew him from his retirement. He was probably
from the first opposed to Henry's policy, but we find him,
nevertheless, in 1530, at Paris, charged with the duty of
obtaining the decision of the Sorbonne on the question at
issue. That decision given, he returned to England, but
refused to approve the king's divorce, or the other measures
connected with it. The king, anxious to gain his adhesion,
offered him the archbishopric of York, vacant by the death
of Wolsey in 1531. After some hesitation, he refused the
offer and left the country.
This was the turning-point in his career, and concludes
the first of the three periods into which his life may be
divided. During the second period, for upwards of twenty
years, he lived abroad, the declared and active enemy of
the Protestant movement in his own country. After
passing a year at Avignon, he took up his residence a
second time at Padua. As he had not yet declared him-
self publicly against Henry, the latter continued favour-
ably disposed tov.ards him, allowing him the revenues of
his deanery, and exempting him from the oath of allegi-
ance to Queen Anne's children. In 1535, however, there
came a change. The king sent to ask iis formal opinion
on the divorce and the ecclesiastical supremacy. Pole's
answer, afterwards published, with considerable additions,
under the title Pro Unitate Ecdesisi. was sent to England
early in the next year. It contained a vigorous attack
upon Henry's policy and menaced the king with condign
punishment at the hands of the emperor and the king of
France if he did not return to his allegiance to Rome..
Summoned to England to explain himself, he refused to
come. Late in 1536 he was made cardinal, and early
next year he was sent as papal legate with the object of
uniting Charles V. and Francis I. in an attack upon Eng-
land, which was to coincide with a rising of the Piomanists
in that country. The terms of peace between England
and France making it impossible for him to remain in the
latter country (for ho was now attainted of high treason),
he passed into Flanders, and soon afterwards (August
1537) returned to Rome. A year later (November 1538)
he published his book, together with an apology for Lis
own conduct, addressed to Charles V. In 1539, after the
bull of excommunication had been issued against Henry
Vin., Polo went to Spain in order to urge Charles to
attack England. An invasion was threatened but given
up, and Pole retired to Carpentras. From 1539 to 1542
he acted as papal legate at Viterbo. In 1543 he was con-
templating an expedition to Scotland with an armed force
to aid the anti-English party, and in 1545 he was corre-
spc nding with the same party and with^ Charles V. for a
joint attack on England. In the same year ho went to
Trent in disguise, to avoid the danger of seizure on the
way, and presided at some of the preliminary meetings of
the council. On the death, of Henry VIII. ho made an
attempt to reconcile him.sclt with the English Govern-
ment, but in vain. In 1549 he was a candidate for the
papacy on the death of Paul III., and at one moment was
on the point of being elected, but in the end was unsuc-
cessful, and retired to Maguzzano, on tho Lake of Garda.
When Edward VI. died Polo was engaged in editing his
book Pro Unitate Ecclesia, with an intended dedication to
that king.
Tho accession of Mary opens the third period of his life.
The pojic at once appointed him legate, and entered into
oegotiationa with the queen, A marriage between her
and Pole was at one moment contemplated, but the state
of public feeling in England rendered his return impossible^
and he was kept waiting for a year in Flanders and
Germany. The reaction at length produced a parliament
favourable to Rome, and enabled him to return (November
1554). As legate he received the national submission,
and pronounced the absolution, accepting at the same
time, on behalf of the pope, the demands of parliament
with respect to ecclesiastical lands, &c. Next year he was
on twooccasions a candidate for the papacy, but was twice
disappointed. After Philip's departure, and the death
of Gardiner (October 1555), Pole became Mary's chief
adviser, and, with her, must bear the blame of the perse-
cution which followed on the reunion with Rome. On
Cranmer's death (March 1556) he became archbishop of
Canterbury, but soon afterwards (May 1557) fell into dis-
grace with the pope, Paul IV., who was his personal
enemy. On the outbreak of w^ar with France, Paul, the
political ally of that country, cancelled Pole's legatine
powers and even charged him with heresy. No remon-
strances on the part of Mary and Pole himself could induce
the pope to retract this sentence, and Pole died (November
18, 1558) at enmity with the power in whose support he
had spent his life.
His chief works are Pro Unitate EceUsise, ad Heni-Uum VIIT.
(ed. princ, Rome, n. d. ); Reformatio Angliie (Rome, 1556); De
Concilia (Rome, 1562); De summi Ponlificis ojiicio el poteslaU
(Louvain, 15C9); Dc Jiistificatione (Louvain, 1569); Letters, kc
(ed. Quiriui, Brescia, 1744).
See Beccadelll, Vita Pali Carlinatis, Venice, 1S53, lonilon, 1600;- Qnlrlnl,
"Vita Ricardi Poll," prefixed to the Xeifera; FtuDipps, Uittory of the Life o/ R.
Pole, Oxford, 1764; also Stiypc'8 Mcmoruili\ Froude'a Miitory of Enf/land;
KooWb Archbishops of Canterbury \ &c. ((i. W. P.)
POLECAT. This name is applied to one of the English
members of the large Family Mvitelids, which contains be-
sides the Martens, Weasels, Otters, and Badgers (see if am-
MALIA, vol. XV. p. 439, and the separate articles under
these names).
In this family the Polecats, while belonging, with the
stoats, weasels, and many others, to tho nearly cosmo-
politan genus Ptitorius, form by themselves a small group
Common Polecat.
confined to tbe northern hemisphere, and consisting ol
four species, of which the best known and most widely
distributed is the common polecat of Europe {Putorittt
faiidm). This animal, at least so far as its disposition,
size, and proportions are concerned, is well known in its
domesticated condition as the ferret, which is but a tamed
albino variety of tho true polecat. The colour of tho
latter, however, instead of thy familiar yellowish white of
the ferret is of a dark brown tint above, and black below,
tho face being variegated with dark brown and whita
332
P O L — P 0 L
markings. Its skull is rough, strongly ridged, and alto-
gether of a far more powerful type than those of the
swats, weasels, or martens ; the skull of the female is very
much smaller and lighter than that 'of the male. Its. fur
is long; coarse, and of comparatively small value, and
changes its colour very little, if at all, at the different
seasons of the year.
The distribution and habits of the common polecat have
been well described by Blasius in his Sduyethiere Beutsch-
lands, and the following is an abstract of his account.
The polecat ranges over the greater part of Europe, reach-
ing northwards into southern Sweden, and in Russia to
the region of the White Sea, It does not occur in the
extreme south, but is common everywhere throughout
central Europe. In the Alps it ranges far above the tree-
line during the summer, but retreats in winter to lower
ground. In fine weather it lives either in the open air, in
holes, fox-earths, rabbit-warrens, under rocks, or in wood-
stacks ; whUe in winter it seeks the protection of deserted
buildings, barns, or stables. During the day it sleeps in
its hiding place, sallying forth at night to plunder dovecots
and hen-houses. " It climbs but little, and shows far less
activity than the marten. It feeds ordinarily on small
mammals, such as rabbits, hamsters, rats, and mice, on
such birds as it can catch, especially poultry and pigeons,
and also on snakes, lizards, frogs, fish, and eggs. Its prey
is devoured only in its lair, but, even though it can carry
away but a single victim, it commonly kills everything
that comes in its way, often destroying all the inhabitants
of a hen-house in order to gratify its passion for slaughter.
The pairing time is towards the end of the winter, and the
young, from three to eight in number, are born in April
or May, after a period of gestation of about two months.
The young, Lf taken early, may be easily trained, like
ferrets, for rabbit-catching. The polecat is very tena-
cious of life and will bear many severe wounds before
succumbing ; it is also said to receive with impunity
the bite of the adder. Its fetid smell has become pro-
verbial. To this it is indebted for its generic name Puto-
rius (derived, as are also the low Latin putacius, the French
putois, and the Italian puzzola, from puteo), as well as the
designation foumart (i.e. foul marten), and its other Eng-
lish names fitchet, fitchew. Attempts to account for the
first syllable of \ the word jt)o?€ca< rest entirely on conjec-
ture.
The other species of the polecat group are the follow-
ing :—
The Siberian Polecat {Futorius evcrsmanni), very like the
European iu size, colour, and proportions, but with head and back
both nearly or quite white, and skull more heavily built and
sharply constricted behind the orbits, at least in fully adult indi-
viduals. It inhabits the greater part of south-western Siberia,
extending from Tibet into the steppes of south-eastern European
Russia.
The Black-footed or American Polecat (PiUorilts nigripes), a
native of the central plateau of the United States, and extending
southwards into Texas. It is very closely allied to the last species,
but has nevertheless been made the type of a special sub-genus
named Cijnomyonax, or " King of the Prairie Marmots," a name
which expresses its habit of living in the burrows of, and feeding
upon, the curious prairie marmots (Cynomj/s) of the United States.
An excellent account of this species may be found in Dr Elliott
Coues's Far-bearing Aniinals of North America.
Lastly, the Mottled Polecat (Futorius sarmaticiis), a rare and
peculiar species occurring in southern Russia and south-western
Asia, extending from eastern Poland to Afghanistan. It differs
from the other polecats both by its smaller size and its remarkable
coloration, the whole of its upper parts being marbled with large
irregular reddish spots on a white gi-ound, and its underside, limbs,
and tail being deep shining black. Its habits, which seem to be
very much those of the common polecat, have been studied in
Kandahar by Captain Thomas Hutton, who has given a vivid
description of them in the Journal of the Asiatic Society of Bengal
for 1845.
POLEVOY. See Eussian LiITeratuee.
POLICE. The branch of criminal justice which com-
prises a methodical system for the prevention and detection
of crime is commonly known by the name of "Police." With
the system having these objects is combined the execution
of many duties not strictly involved in the popular defini*
tion of crime, bui, materially affecting the security and
convenience of the public. Bentham, more comprehen'
lively, says that police is in general a system of precaution
either for the prevention of crime or of calamities. It is
destined to prevent evils and provide benefits. The system
for the attainment of these objects and the introduction
and establishment of that system in the United Kingdom
form the main subject of this article ; some account will
afterwards be given of the police in other states.
In this view the definition and use of the word " police."
as meaning the regulation and government of the city and
country in relation to the inhabitants, are not sufficiently
close. When Blackstone says that by the public police
and economy he means " the due regulation and domes-
tic order of the kingdom, whereby the individuals of the
state, like members of a well governed family, are bound
to conform their ger\eral behaviour to the rules of pro-
priety, good neighbourhood, and good manners, and to be
decent, industrious, and inoffensive in their respective
stations," the definition is capable of an interpretation at
once too wide and too narrow for the present purpose. It
is vain to look for an accurate description of police, as a
system, in writers of a period when the thing sought for
had no existence. . The system is of recent growth, and it
is necessarily more associated with personal instruments
for the attainment of objects than with the objects to be
attained. An observation of Gibbon, referring to the
tediles and quaestors of the Roman empire, that officers erf
the police or revenue easily adapt, themselves to any form
of government, correctly presents the idea of distinctive
personal elements. A system of poUce administration
includes neither the making of the law nor the law itself.
Officers of police are neither legislators nor (in the usual
sense) magistrates. They are the instruments by whidi
conformity to the rules of the commonwealth is attained.
Apart from the repression of crime' as generally under-
stood, it is plain that, at least in crowded cities, a power
ought to exist for the suppression of noise and disorder,
the regulation of locomotion and traffic, the correction of
indecency, and the prevention of a numerous class of
annoyances and impositions which can only be restrained
by cognizance being taken of them at the instant. To these
may be added a number of petty disputes the immediate
settlement of which tends materially to the public peace.
Over such subjects as these it is obviously for the general
advantage the police should have a summary control. Any
apprehension of danger to liberty can only be founded on
its abuse and not upon its proper exercise.
The employment of persons in these various duties, as
well as in the prevention and detection of graver matters of
crime, constitutes a division of state labour. Therefore,
while it is perfectly correct to speak of the various legisla-
tive and other measures for good order as "matters of
police," the organization and management of the police
forces constitute a distinct subject.
The essential features of the established police system,
alike in Great Britain and in foreign states, in cities and
towns as in countries and village communities, comprise
the following matters : —
I. A body of persons in relation to the 8ta,te enforcing
obedience to the criminal law, the prevention and detec-
tion of crime, and the preservation of order, over a defined
area, generally divided and subdivided for the purpose of
distribution and immediate government of the force, bnt
having one jurisdiction throughout.
POLICE
333
II. The division of that force into' classes of various
rank, comprising, in general, in ascending order, constables,
sergeants, inspectors, and superintendents (or their equi-
valents),— the constables being the most numerous and
themselves divided into classes.
III. General control of the entire body by heads,
whether styled commissioners or chiefs, having power to
make regulations for the government of the force, subject
in turn to the control of state authorities.
rV. Patrol day and night of the streets, roads, and
public places, — the " beats" and " tours of duty " of con-
stables being prescribed by regulations, and actual per-
formance and compliance being secured by the sergeants
and inspectors.
v. The payment of the force, including establishment
charges, out of public funds provided for the purpose.
In dealing with these subjects as nearly as may be in
the order indicated, the relationship of the police force to
the state is of primary importance. A general control by
the executive Government of a state of the police forces, for
the legitimate objects for which they are established, seems
essential. la Great Britain every member of the force,
from an ordinary constable upwards, stands in the direct
position of a servant of the crown. On admission he
makes a promissory declaration (recently substituted for
an oath) that he wUl serve the sovereign ; and it is upon
the fact that a police constable has the powers, duties, and
privileges of a peace officer of and for the crown that many
of the incidents of his service depend, although the im-
mediate power of dismissal is vested in heads of a force,
whoso orders he is bound to obey.
The state employs the police forces for the public wel-
fare only. " There is not in England," remarked the late
Chief-Justice Cockburn, " any more than in America, any
system of espionage or secret police to pry into men's
secret actions or to obtain information for the Government
by underhand and unworthy means." The truth of this
is exemplified in the present position of police administra-
tion in the metropolitan police district of England acting
under the immediate control of the secretary of state. The
fear expressed, and no doubt felt, on the first establish-
ment of a regularly organized system of police, that the
freedom of holding meetings and the utterance of opinion
at them would be suppressed, has been dispelled. The
police are expressly enjoined not to interfere with persons
attending political meetings unless specially ordered, and
such orders are not given unless disorder or a breach of
the peace is imminent. Public addresses, even in some of
the royal parks, are permitted, provided they do not cause
any obstruction, and are not of an unlawful character.
There are no Government police to watch the delivery of
mere political opinion or the tenor of its reception by the
auditory. The press is also free from Government inter-
ference, through the police, in matters short of crime or
not directly incentive to crime.
The sphere of action of the police force in relation to
the state has been extended by legislative enactments pro-
viding that criminals who have escaped to or from colonies
may bo followed and removed by process of law, and tried
where the crime originated. The practical execution of
the law as to these fugitive offenders rests with the police.
The same observation applies to the province of police
under extradition treaties. But the general action of the
police force of a country is bounded by its shores. As the
open sea is not the territory of any one nation, it is not
competent to any one nation to preserve order or remove
all <lclinqnents on its surface, as it is in the ports, rivers,
and lakes of a state. When Lord Castlereagh at the con-
gress of Vienna spoke of the " police" to be exercised over
ships carrying slaves, Talleyrand asked the precise meaning
of' the expression ; and, on the English statesman explain-
ing that he intended to refer to what every Government
exercised in virtue of its .sovereignty or under treaties with
other powers, Talleyrand would not admit the existence
of any maritime police, except that of each power over its
own vessels.
The supervision of the )>olice by the Government stands
thus. The commissioner of police of the metropolis of
London is appointed by and acts under the immediate,
direction of the secretary of state for the home department.
The commissioner of jiolice of the city of London is in
communication with the corporation, who appoint him.
There is, however, a power of approval of regulations in
the secretary of state. In the counties of England the
appointment of the chief constable is by the county
magistrates subject to the approval of the secretary of
state. Tn municipal corporations the police, including the
chief or head constable, are appointed by the watch com-
mittee. In all these cases except in the metropolis the
secretary of state leaves the immediate control to local
authorities and disclaims responsibility. In Scotland the
secretary of state has a voice in the rules for the govern-
ment, pay, and necessaries of the force. The appointment
of the chief constable is subject to his approval, but
practically there is no interference called for in this respect.
In Ireland great authority is vested in the lord lieutenant
both with respect to the police of Dublin and the royal
Irish constabulary. The immediate government is vested
in the heads of the forces, and the parliamentary responsi-
bility is in the chief secretary for Ireland. Eeports and
returns as to the police forces of Great Britain and Ireland
are laid before parliament. The immediate control and
responsibility of a cabinet minister for the police of tho
metropolis of London makes a very important distinction
between the position of that force and of the other police
forces of the empire. There is, however, a general relation-
ship of the police fortes of the country to the state, arising
from the contribution (not now limited to a particular pro-
portion) made by parliament to the expenditure for a police
force. Under an Act of 1856 the crown appoints three
persons as paid inspectors to visit and inquire into the state
and etTiciency of-the police appointed for every county and
borough in England and Wales, and to see whether the
provisions of the Acts under which they are appointed
are duly observed and carried into effect ; and upon
the secretary of state's certificate of efficiency, laid before
parliament, the contribution is made. In the same way an
inspector for Scotland reports annually.
It is to be observed that the contribution cannot be
made to a borough police not consolidated with tho county
police where the population is less than 5000. In Eng-
land tho state, except in the city of London, contributes
about half tho pay of forces which submit to certain regu-
lations, to inspection, and to a definite amount of imperial
control. In Scotland tho state also contributes. About
two-thirds of tho cost of tho Dublin metropolitan police
is met by the treasury. Tho balance in all tho above
cases comes from the locality. Tho ro3'al Irish consta-
bulary is the only force whose ordinary strength is entirely
supported by imperial taxation, subject, however, to pay-
ment by districts where special services are necessary.
To prevent political influence being brought to bear upon
tho police, they cannot vote at elections of members of
parliament within their district ; and tho chief officers are
disqualified from sitting in parliament.
Tho rclationahi]) of the police forces of tho country to
tho army as a state forco is satisfactory. Tho police is a
civil force. Although constables constantly speak of the
public as "civilians," tho police are in turn styled civilians
by soldiers. It is now only on rare occasions that soldiers
334
POLICE
are required to intervene in the case of riot or tumult, as
fortunately the police force is generally sufficient for the
preservation of the peace of the country. If disturbance is
apprehended in any district, special constables are called
upon to aid. It is no less due to the improved temper and
habits of the people than to the existence of the police
force that military display is rarely needed to suppress
riots. In state processions and on some other occasions
the police and household troops together maintain the line
of route, and where troops assemble for inspection the
police sometimes aid in keeping the ground. The police,
as constables, are required to carry out the law as to billet-
ing and the impressment of carriages, ^at one time a very
heavy incident of duty, but considerably lightened by the
practice of conveying troops by railway. The police appre-
hend deserters on reasonable suspicion. Police in charge
of a station must receive prisoners, including deserters and
absentees subject to military law, if duly sent there by
military authority; and, as a person subject to military
law is usually left to be dealt with by the ordinary civil
tribunal for offences, he is taken by the police before a
magistrate. On the other hand no person subject to mili-
tary law, whether an officer or a private, can neglect or
refuse to deliver over to the civil magistrate any officer
or soldier accused of an offence punishable in the ordinary
mode, or to assist the police in his lawful apprehension ; an
adjustment of military and civil law is therefore effected.
The duties devolving on a police force require a fuller
notice than the general remarks already made,
eneral A constable on ordinary patrol duty has to attend to
jties. every circumstance that a keen eye and ready ear bring
under his notice. In a carefully drawn statute, although
not now in general' use, the general sphere of observation
and duty by constables is thus summarized : —
" During the time they shall be on duty, use their utmost en-
deavours to pre%'ent any mischief by fire, aud also to prevent all
robberies, burglaries, and other felonies and misdemeanors, and
other outrages, disorders, and breaches of the peace ; and to appre-
hend and secure all felons, rogues, vagabonds, and disorderly peisona
who shall disturb the public peace, or any party or persons wander-
ing, secreting, or misbehaving himself, herself, or themselves, or
whom they shall have reasonable cause to suspect of any evil designs ;
and to secure and keep in safe custody any such person, in order that
he or she may be conveyed as soon as conveniently may be before
a justice of the peace, to be examined and dealt with according to
law ; and it shall and may be lawful to and for the said watchmen,
Serjeants of the watch, patrols, and other person or persons to
call and require any person or persons to aid and assist them in
taking such felons, rogues, vagabonds, and all disorderly or sus-
pected persons as aforesaid" (3 & 4 Will. IV. c. 90, § 41).
Police action in relation to the serious matters constitut-
ing crime is familiar knowledge. It is essential to bear in
mind that the powers of the police in arresting and other-
wise dealing with criminals in a variety of ways is derived
from and depends on police constables having been, ex-
pressly invested with the powers aud duties of the old parish
constables. Every police force has been given these powers
and duties of constables, and the possession of them is so
essential that, however they may be supplemented by
modern legislation, without them no police force could
exist for a day.
A statistical or other inquiry into crime is necessarily
beyond the limits of this article. A few facts, however,
bear on the efficiency of the police forces.
The returns indicate that the apprehensions in 1881-82 were
(omitting fractions) in the proportion of 41 per cent to the number
of crimes committed in England and Wales, against a like propor-
tion in 1880-81, 42 per cent, in 1879-80, 45 in 1878-79, 44 in
1877-78, 46 for 1876-77, and 47 per cent, for 1875-76.
The director of criminal investigations reported for the year 1882
that a comparison of the statistics — which are prepared by an
independent service with a scrupulous regard to accuracy — with
those of foreign cities shows that the metropolis of London (metro-
}>olitan police district), with a territory nearly 700 square miles in
extent, covered by more than 700,000 separate houses, and inhabited
by a population barely less than 5,000,000, is the safest capital fo
lite aud property in the world.
Although criminal procedure does not admit of being
fully treated here as jiart of the police system, yet as thi
police by duty as well as practice are in fact prosecutors
in the majority of criminal cases, the important part taken
by the police force requires notice.
The efficiency of the police, as well as the exigCTicies of cases, has
led to the arrest of offenders or suspected persons in the great
majority of felonies and other crimes, where the power exists, with-
out ajiplying to magistrates for warrants in the first instance.
Although there are some advantages attendant upon a practice
under wiiich magistrates do not hear of the matter until the accused
is actually before them, it is undoubtedly better, as recently declared
by the commissioners reporting on the criminal code, for the police
officer to obtain a warrant where circumstances admit of his doing
so. When he anests, whether with or without a warrant, it is his
duty to take the prisoner before a magistrate.
Without attempting to enter fully into the rights and duties of
the police in relation to arrest, it may be mentioned that, while the
important action of the police is derived from and wholly depend-
ent (except in some cases where recent legislation has found a
place) on the older powers, science has been made subservient in
facilitating the application of those powers to police duties. As iu
old times the reasonable suspicion giving the right to arrest may
still be founded on personal observation and information in the
ordinary mode ; but the electric telegraph and the photograph now
lend their aid as recognized agents in favour of justice and truth far
more than in aid of fraud and deception.
If an arrest is without a warrant, it is the officer's du;y to show
that he acted rightly by establishing at least that he proceeded on
reasonable information. His task is generally much more. He or
some police officer, whether acting under a warrant or not, has to
adduce all the evidence to justify a committal for trial, or, if the casf
is one in which the court of summary jurisdiction has the power,
for a conviction. In carrying out this duty even in simple cased
. a multitude of matters have to be attended to in which a number
of police officers take a part. Whether the arrest is made by a
constable on his beat or under other circumstances, the ordinary
dutj' involves taking the prisoner to the police station, where the
charge is entered. He is then taken before the magistrate, oi',
in some cases, bailed. If the charge be one of felony it generally
involves a remand, not only for the attendance of witnesses, but to
ascertain the prisoner's antecedents ; and these remands are often
multiplied in complicated cases. Every remand involves the con-
veyance of the •prisoner to and from the prison or "lock-up," —
generally the former. Detective police attend at the prison to
ascertain whether the accused has been previously convicted or
charged. Witnesses must be seen and their attendance secured. If
the prisoner is eventually committed for trial it is the duty of the
inspector or. other officer having charge of the case to aid the
magistrate's clerk in making out the certificate of costs, so thai
"the proper amounts for the allowance of witnesses are inserted.
Although in ordinary cases there is a nominal ' ' prosecutor " (thle
person who has been wounded or lost his property), if he enters
into a recognizance before the magistrate, he leaves everything to
the police, who have to inform him even when and where he must
attend for the trial, and the police are required in many cases tfl
give the necessary instructions for the indictment ; and, when the
proper time arrives for the trial at the sessions or assizes (of which
public notice is given), the police must inform the witnesses and
arrange for their conveyance and prompt attendance in the precincts
of the court, first before the grand jury, afterwards on the trial.
A police officer must attend the taxing officer, give the necessary
particulars as to the witnesses, and see that they receive ttwi
allowances.
The responsibilities and duties of the police may be varied, i<at
on the whole are scarcely diminished, • if there is a solicitor foi • a
private or for the public prosecutor ; the Act of 1884 relating to iht
public prosecutor regards the police as essential parties, and it is
certain that no general system of prosecution can be carried on with
diminished police intervention.
The duties of police to accused persons are too important to be
passed over in complete silence. To say that tliey involve perfect
fairness ought to be a sufficient guide, but it is right to add
that the indirect as well as the direct extortion of statements, eithei
by threat or promise, is forbidden. On the other hand to caution
accused persons is not the province of the police ; as on the on«
hand a police officer ought not in general to put questions, so on
the other hand he ought not to prevent voluntary statements. Hii
general duty is to listen, and to remember accurately what the
accused says. It is often the duty of an officer to give informa-
tion to the accused, as for instance of the nature of the charge on
which he is arrested or to read the warrant ; but information of this
kind should not be given interrogatively. It sometimes happens,
POLICE
335
however, that in the course of inquiries a person maVes a criminatory
Btatement to a police oHicer, in conse<)uence of which it is the duty
of tlie officer to arrest him. This is distinct from questioning a
person wliom the officer has not merely suspected but predetermined
to arrest
Some other dnties, the growth of modern times and unknown
OBtil recently, devolve on the police in relation to criminals.
They aiise from the release of offenders sentenced to penal servitude
before the expiration of the period, on certain conditions, or of
offenders sentenced, after the expiration of their sentence of
imprisonment, to be under police supervision for a given period.
Both classes of convicts involve tlie {>erformance by the police
of very responsible duties in reference to reporting and giving notice
of changes of residence, so as to make the watch and supervision a
real thing, and at the same time to give the convicts the oppor-
tunity, S3 intended, of gaining an honest livelihood at some labour
or calling. It is a frequent source of complaint by the convicts
that they are so watched that they cannot obtain employment, and
are driven into the repetition of crime, — the police retorting that
the allegations are ufitnie, and that the fresh offence is the result of
the lialiitual offender's incurable love for crime. Any constable in
any police district may, if authorized so to do (in wTiting) by the
chief officer of police of that district, without warrant take into
custody any convict who is the holder of a licence if it appears to
such constable that sucli convict is getting his livelihood by dis-
honest means, and may bring him before a court of summary juris-
diction. The system of "reporting" is itself a branch of police
administration of great importance, and requiring considerable
knowledge. Its headquarters may be said to be in the metropolis
and under the superintendence of the police of that district, but it
involves constant communication with other districts and obiserva-
tion tliroughout the kingdom.
The extent of police duty in respect of such offenders is shown
by the fact that, according to the last published return, there were
in England and Wales 1268 convicts on licence and persons under
sentence of supervision.
The police are in general the instruments for carrying out the
Statutory provisions respecting certified industrial schools and
reformatories. Not only is the process for the most part directed
to the police, but magistrates and others interested look to the force
for suggestions and assistance. In some' respects it would be desir-
able if industrial schools, as distinguished from reformatories, could
be worked without the intervention of police, agency, but that
pecms impracticable.
All important police function relates to ttie exv'cntion of process,
and is not confined to subjects or cases in which the force is collec-
tively or individually concerned in the performance of their duty.
Whether the process is a warrant or a summons, its execution or
service is in the hands of the police. Magisterial warrants of appre-
hension and search are by law, in other than exceptional cases,
necessarily directed to the police as peace officers, whether their
iiurport be to bring tlie person before the tribunal or to convey
lim from it or from one place to another ; and in other warrants of
execution, although parochial officers are often joined, police are
afso included to prevent abuses of tlie law to which the poor are so
much exposed. Police officers are now expressly required to have
the direction of warrants of distress. The service of a magisterial
summons, altliough not in general prescribed to be effected by a
]K)lico officer, in practice properly devolves on the force. In the
metropolitan police district all police service must be by its officers.
In a great variety of matters where notice has to be given to per-
sons, the duty of communicating it either verbally or in writing
or in print is thrown on the police. So convenient a medium for
the orderly administration of purely civil matters are the police
found that, at the requestof the local government board, the police
are allowed to deliver and collect voting papers in the election of
parochial officers.
The incrca.'icd area over which a police constable as compared with
the old parish constable has jurisdiction facilitates both arrests and
•crvice of process. Although stationed within a defined area of
jlimitcd jurisdiction, the duties of the force often involve the opera-
tion of functions without gcograjihical limits, requiring the actual
presence of its members outside as well as the performance within
the district of much that relates to the exterior.
Tho service of process calls for constant communication between
diiTercnt police forces. The law provides for the baeking of warrant*,
by which a constable can act beyond his ordinary jurisdiction or
by which the warrants can bo transmitted. A magisterial
summons for appearance does not require formal tranemission.
It is addressed not to the police but to the defendant, and can be
served by an officer of any district ; but, as until recently the.
proof of service could only bo given by the personal attendance
of the serving officer at tho magistrate's court, great expense was
iiieuiTcd in travelling to effect service, and inconvenience in attend-
ing to prove it. This has been remedied in most ci-ies by allowing
service to bo proved by a declaration before a magistrate.
Tlio tiausmission of process, declarations of service, payment of ,
fees, and many other incidents arising in apparently the moft
simple cases now involve constant communication between police
forces by whatever distance they may be separated.
A few lines must suffice on the general duties of the police force in
relation to a variety of otlier matters. Some of these are closelj*
connected with crime, others with municipal regulations only. The
police, as having all tlie duties of constables, act as coroner's officers;
they make minute inquiries as to suicides, accidents of every kind,
insane persons and their apprehension, and deal with destitute
persons and persons seized with sudden Olness iu the streets, and
with vagrants.
In populous districts the adjustment of street traffic, of securing
the comfort as well as safety of persons in passing to and fro,
whether on foot or otherwise, forms a very important branch of the
constable's duty. This may be and often is effected by the mere
presence of the constable p.^ssing on his round without gieater
exercise of his authority than a request to persons to move or to
wait at crossings. Unless in crowded parts, this higliway branch
of duty may consist in preventing riding and driving furiously, or
on footpaths. The general or local laws of each district give ample
scope for the exercise of the police constable's authority and the
performance of his duties in such matters, including obsti'uctions of
all kinds.
Ill the metropolitan police district the commissioner has large
powers, including the power to prescribe ■ special limits in tlie
metropolis within which some acts affecting the general ease and
fi'eedom of the public are forbidden which aie innocent elsewhere.
On the police almost invariably devolve the licensing of public P'l'M'c
carriages and the enforcement of the great variety of regulations *^*'^''"SC«
respecting them. In the metropolitan police district the licensing
of public carriages is vested in the secretary of state, who makes
numerous regulations respecting the caniages and their drivers and
proprietors, and gives (under power vested in him by the legislature
for that purpose) the administration of this important bi-ancli of the
law to the commissioner of police. Elsewhere in Englanil and Wales
the administration of the law in relation to hackney carriages is
in the hands of local authorities. The police have charge of the
maintenance of good order in houses and jilaces licensed for the Licsnsrid
sale of intoxicating liquors, including inquiries and notice as to premises
all kinds of licences, renewals, and transfers, and of course in-
volving the conduct of numerous persons, not only of the licensed
persons and those in their service, but of persons frequenting theii'
houses, not excepting the members of the police force.
The laws and regulations for common lodging-houses in the ReCTiiate*
metropolis are under the police. Other traders exercise their "■*"^^'
constant vigilance, including pawnbrokers, marine-store dealers
pedlars, and chimney-sweepers.
Among almost an infinity of offences may be enumerated those OHcnce*
involving cruelty to animals, prize fights so called, and all descrip-
tions of unlawful brawls (including brawling in places of public
worship), gaming, gambling, and betting, lotteries, disorderly
houses, dangerous performnnces, the infraction of fence months
and seasons for birds and fish, tlie fraudulent removal of goods,
violations of cattle plague orders (which the police are expressly
required to observe and enforce, involving of late years most
arduous duties), and tlic sale of unwholosonie food and of poisons.
The police have also to deal with tho care and keeping of explosive
substances, animals straying, and dogs reasonably suspected to bo
mad or not under proper care.
Some public olTences, such as the use of inaccurate weights, ad.uf-
teration of articles of food, kc, are generally dealt with by iu-
spcctors and other special oflicei-s, although it is undoubtedly tho
duty of the police to aid in enforcing the law, and to report to the
proper quarter offences coming to their knowledge. In the metro-
polis, smoke nuisances are dealt with as police offences.
Tlio police aid the inland revenue in a variety of waj-s, and,
although it is generally undesirable for the police to take part in
the collection or enforcement of taxation, they are required in the
metropolitan district, by order of the secretary of state, to enforce
as far as lies in their power ilie payment of the dog tax, their other
duties pving them gieater knowledge on tho subject.
In visiting placcj of amusement the police are often performing
duties of a multifarious chanicter. In general tho one object is the
maintenance of good order, but sometimes tlie observation extends
to I lie chari\cter of tiie amusement and tho infringement of licences.
Apart IVom the special duties as to the restoiation of pro|ierty
left or lost in public carriages, or with reference to prisoners' pro-]
perty, for which there are special provisions, the police exercise a
reasonable r.ither than a 8()ecially assigned duty in facilitating the
recovery of lost and stray property by tho rightful ownci-s.
A very few words must sullico for iiotioo of a subject which has
been a vexed question before as well as since the eatablishmcnt of
a police force in the country, and down to tlio present moment —
the action of police poweri os to street proslilntes. Practically
this action has nearly the same limits throughout England nnd
Wales. In the metropolitan police district and in tho City of
London it is an offence for a commou prostitute or night-walker to
336
POLICE
loiter or to be in a public' place for the purpose of prostitution or
solicitation to the annoyance of the inhabitants or passengers.
Elsewhere the offence is in much the same terms included in the
Police of Towns' Clauses' Act, 1847, and is so applied to all urban
authorities under the Public Health Act, 1875. In the practical
application of the law it is generally considered that there must bo
some evidence of a personal annoyance by and to one or more persons
to justify a conviction.
The preceding survey of some of the multifarious func-
tions of a police force affords an illustration of Bentham's
classification of the business of police into distinct
branches : — police for the prevention of offences ; police
for the prevention of calamities ; police for the prevention
of endemic diseases ; police of charity ; police of interior
communications ; police of public amusements ; police for
recent intelligence and information. No attempt, hovf-
ever, is made in the present article to follow such classifica-
tion. It would lead the reader astray, where the object
is to treat principally of the police force.
Area of As to the defined area of police action, for general
action, purposes the legal rights and powers of a police force
(subject to the observations already made) are coextensive
with the police district. In the metropolitan police dis-
trict the members of the force have the powers of con-
stables in the adjoining counties (10 Geo. IV. c. 44, § 4;
2 & 3 Vict. c. 47, § 5).
The determination of the geographical area of a police
district is necessarily governed by a variety of circum-
stances. Physical features have sometimes to be taken
into account as affecting the demarcations of intercourse,
more frequently the occupations of the people and the
amount of the population. A district may be too confined
or too large for police purposes. The limited ideas of
simple-minded rustics of a former generation whose views
of complete independence consisted in inhabiting two
adjacent rooms in different parishes, so as to effectually
baffle the visits of parochial officers, is probably a notion
of the past ; but obstructions of a like kind may arise from
too narrow boundaries. On the other hand dense popula-
tions or long-accustomed limits may outweigh convenience
arising from a wide area.
In any case the making of altogether new boundaries
merely for police purposes is very undesirable. The
county, or divisions of a county or city, or the combinatipn
of parishes, ought to be and are sufficient for determining
the boundaries of a police district. A boundary, more-
over, that does not admit of ready application for rating is
impracticable.
In England, Wales, and Scotland, with the exception of the
metropolitan police district and the area of the City of London
(geographically included within but distinct from it in police
government), the police districts are for the most part identical in
area with the counties. Large towns have police forces distinct
from the county force surrounding them. 'There are 290 police
forces in the island, — a number liable to frequent variation, as
separate forces are created or existing forces are combined, for which
Dowers exist.
By far the largest and most important force, as regards the char-
acter of both area and numbers, is that of the metropolitan police
'district, comprising 20 divisions. The total number of the police
(including of course the county constabulary) for England and
Wales for the year ending 29th September 1883 was 34,488, an
increase on the previous year of 1315. During the last decade the
increase in the total number of the poUce, allowing for the aijg-
mented population, is tiifiiiig.
The following are the numbers composing the different forces in
1882-83 :—
In boroughs under the Municipal Corporation Act and under
local Acts 9,685
In counties .11,255
Metropolitan police constables, including royal dockyards.. 12,663
City of London . •. 885
Total 34,488
The total gives one constable for every 774 of the population,
according to the census of 1881. In boroughs, &c., there is 1 for
every 758 ; in counties 1 for 1231 ; in the metropolitan police
district (deducting 807, the number employed in royal dockyards,
and 446 paid for by public companies and private individuals) 1
for every 413 ; and in the City of London 1 for every 57 of the
City population, as euumei-ated on the night of the census of 1881.
The total number, exclusive of the commissioner and assistant
commissioners, belonging to the metropolitan police force on the
1st January 1884 was 12,404, — comprising 10,741 constables, 1028
sergeants, 608 inspectors, 24 divisional superintendents, 1 chief
superintendent (of the criminal investigation department), and 2
district superintendents.
The strength of the police force in proportion to population
varies considerably in each county of Scotland, ranging for the year
ended 15th March 1884 from 1 in. 731 in Selkirk to 1 in 2438 in
Banff. In burghs it varies from 1 in 532 in Edinburgh and 1 in
535 in Glasgow to only 1 in upwards of 1500 of the population in
the smallest burghs.
The strength of the royal Irish constabulary on the 1st July
1882, the geographical area of which comprises all Ireland, con-
sisted of 258 officers and 13,750 men, and it was subsequently
increased to 14,601 of all ranks.
The equal distribution of the force throughout a district —
not a uniform distribution either as to area or population,
but equal in accordance with wants — is one of the greatest
difficulties in the administration of a police force. It is
not merely that recruits must be sought for to keep pace
with increase or variations of population, but daily and
hourly events necessitate 'daily and hourly changes of dis-
tribution. The duty is not merely to draw off men from
adjacent divisions to the spot for a few hours, where they
can be best spared, but to fill places where required. It
must be remembered that extra work by day incapacitates
men for the night watch, and it takes days to restore the
equilibrium. It is needless to say that, although the
services of the police force may not be required to aid in
the extinction of a fire, their presence is required in great
numbers to preserve order ; and thus men are necessarily
kept on duty beyond their prescribed hours. Nor, in
many of these cases, whether foreseen or unforeseen, ia
the distribution of the force self-adjusting. Let all da
what they may in aid through all ranks of the force, in-
equalities must' occur ; and before the gaps are made up a
fresh displacement occurs. Much may be done and is done
by a system of reserves', and by averaging the yearly extra
calls on the time of a force ; but after all there is no
perfect equality. The peacefully slumbering citizen may
be startled by the announcement that, although the force
of the metropolitan police district has been under anxious
management for upwards of half a century, on no two
nights' since its formation have the beats been patrolled
to precisely the same extent.
■The police system of necessity involves the existence in
a district of police stations or lock-ups, for the temporary
detention of prisoners ; and magistrates have generallj
the power to remand prisoners to these for short periods.
Power to make police sta.Jions occasional courts of sum-
mary jurisdiction has been recently conferred on county
magistrates. A police power of admitting arrested persona
to bail in petty cases, with a corresponding duty to exercise
the power, is vested in the police in authority at stations.
This power has existed throughout the metropolitan police
district from the first establishment of the police on ita»
present footing, and also in the City of London and in
many populous places under local Acts ; and the principle
has been recently extended to the country.
The selection of persons for the force is a matter subject
to general as well as special regulations, varying in each
district according to circumstances X>f place and time.
Testimonials as to character and antecedents should be and
are in practice always required. For health a medical
examination is enforced; as to' general education, reading
and writing are usualiy required ; special education for
police duties is necessarily unattainable before entry, but
in the metropolitan police force of England approved
POLICE
337
candidates are admitted on probation, and drilled. When
finally aporoved of, on admission to the force they make
a declaration, as already stated, to duly serve.
Discipline is enforced by dismissal, reprimand, fines,
removal to another division, or degradation in rank.
Violation or neglect of duty may be punished by summary
conviction.
For the detection of crime and offences it is obviously
necessary that some members of the force should perform
their duties out of uniform. Some are constantly employed
as detectives, others doff their official dress on emergencies.
In the English metropolis the detective officers form a
distinct branch of the police service, called the criminal
investigation department. One of the assistant commis-
sioners of the metropolitan police attends specially to this
department, to which a chief superintendent and a separate
staff of inspectors and sergeants are attached, having an
office in Scotland Yard, with officers of the department
placed in the divisions of the district. The qualifications
of the principal officers are special, and they are selected
for their aptitude, knowledge of foreign languages, and
a variety of circumstances rendering the application of
the ordinary ruutine°of training undesirable and imprac-
ticable. Constables and sergeants of the department are
selected from the general body of the force. Officers of
the detective department of the metropolis in the per-
formance of their various duties travel all over the globe,
to foreign states as well as to the colonies. The number
of detective officers in England and Wales for 1882-83
was 551.
ief The chiefs of the metropolitan police force are the com-
•are. missioner and three assistant commissioners, one acting
in place of a director of criminal investigations, who has
recently retired. A legal adviser to the commissioners
is appointed • by the secretary of state. Besides the
divisional superintendents, there are now two district
superintendents, who visit the whole of the divisions. All
promotions in the service up to the rank of superintend-
ent are made from the next rank below. When vacancies
occur the rule is to recommend to the commissioner those
best qualified in all respects, seniority of service being duly
considered ; but an educational examination by the civil
service commisuioners is requisite. A different standard
and subject of examination is provided for each' rank : —
(I) constables for sergeants; (2) sergeants for inspectors;
(3) inspectors for superintendents.
tara. Orders having the approval of the secretary of state for
the government of the police of the metropolis in a variety
of matters are printed and issued daily throughout Uw
district. The majority of these orders relate to incidents
and contingencies of the passing hour, and affect particular
divisions ; others are of a permanent character and require
attention throughout the district. Such orders form the
practice of the police in almost all matters of detail cither
not specifically regulated by Act of Parliament or requiring
B.xplanation and elucidation ; and, if they are carefully
considered and prepared, their issue must produce a uniform
code of police procedure for the force.
The cost of a police system is defrayed from a fund
formed by local rates or by imperial funds, or both, and
in part by the appropriation of fines and the fees payable
by law in respect of the performance of individual duties,
but not permitted to bo retained by the performer. This
fund is collected and expended through the medium of a
receiver, treasurer, or other officer, and a staff of clerks,
with the aid of the superintendents, inspectors, and police
officers. The regulation and amount of the .salaries (which
are generally paid weekly or monthly according to the
class), depend of course on local and other circumstances,
but do not vary frequently. Where agriculture is the
ly— 14
general occupation the pay of members of the force is
low. Where mining and manufactures compete with agri-
culture it is higher; where they are the principal business
they create a demand for labour which raises the salary
of the constable as well as those of other workers. The
pay of the constables of the metropolitan district varies
from £C2, lis. 6d. toX83, 8s. 7d. per annum, that of the
sergeants from X88, 12s. lid. to £146, of the inspectors
from £88, 12s. lid. to £351, 19s. 4d. The metropolitan
police constable is subject to deductions for pension, and
he contributes on the average about 2d. a week to gratui-
ties for the widows or orphans of comrades who have
recently died, .and is under a rent of about Ss. 6d. if
single and living out of the section house, and about 6s. 6d.
a week if married. Analogous conditions exist in all the
great city forces. The Liverpool constable begins witli
26s. 8d. a week ; 8d. a week is deducted at first, and lOd.
after a short period, towards pension fund ; an average of
4s. a week is spent on the lodgings of a single, and from
5s. 6d. to 7s. 6d. on those of a mai-ried man. Model
scales of pay which were suggested by the secretary of
state in 1879 have been adopted by several county force-i
in Scotland, but not in burghs.
In addition to fixed salaries, the police system generally
provides for rewards for extraordinary diligence and
gratuities out of the police fund. Gifts or payments to
individual officers by private persons ought to be con-i
trolled in a well-regulated system, where good conduct
and vigilance ought to be closely watched to ensure prch
motion in due time. Specially meritorious acts, however,
are sometimes admitted for pecuniary recognition by
magistrates, or representative bodies. In England the
police are not now permitted to participate in Governmenfr
or other rewards for the discovery of crime. Provision
is almost invariably made for pensions by a fund formed
by a scale of deductions from pay, as already stated, and
to some extent by fines. The general subject of super-
annuation is, however, too largo to bo entered upon here.
For the ordinary services of the police within their local
jurisdiction no charge should fall on particular persona
who happen to derive special advantage from such police
duty. It is a general benefit for which in one form or
another the inhabitants are taxed.
Other incidental expenditure in the performance of
duties is met in various ways. The heavy cost connected
with the conveyance of prisoners to and from prison on
committal and remand is in England, except in Middlesex,
borne by the state, being paid by the prison commissioners.
The preliminary cost attending the arrest in the first
instance is generally borno by the police fund. In some
exceptional cases where the police perform special duties
beyond their district, the cost is thrown on individuals
putting the law in motion. Thus the costs incurred under
extradition treaties and under the Fugitive Offenders' Act
in following criminals and bringing them back within the
jurisdiction for trial where the offence was committed
or arose are not expressly provided for by statute ; but
the regulations laid down by the secretary of state require
all costs to bo paid by applicants in the case of fugitive
offenders.
The police have special j'owers in furtherance of their
duties ; oven the exemption from toll (not now of general
value) has that aspect. They are not only exempted but
disqualified from various local offices as interfering witb
the time and attention required for the full performance
of their duties. Rules of the service generally forbid ton-
stables following any trade or occupation of profit even
when not on actual duty, and in the metropolitan police
district of London this disqualification extends in practicu
to their wives. The police are protected in the di.-,charj/oof
338
POLICE
Arms.
Tearly
cost.
their duties in a variety of ways. Assaulting, resisting, .
or wilfully obstructing a peace officer in the due execu-
tion of his duty or any person acting in aid of such
officer, and assaults with intent'.to resist or prevent lawful
apprehension or detainer, are punishable summarily as well
as upon indictment. Refusing to assist a constable in
the execution of his duty in order to preserve the
peace is an indictable misdemeanour at common law.
The law specially provides for offences by the police
in stealing or embezzling property entrusted to them in
virtue of their employment (24 & 25 Vict. c. 96, ^ 69,
Wearing a distinctive dress or uniform in the general
performance of duty is a matter of the highest import-
ance. It commands and has a very great effect in produc-
ing obedience and conformity to law and order, and in
preventing violence, without the use of even a word or
threat ; and it has a scarcely less important effect in pro-
tecting the public from the illegal or irregular action of
the police when on duty, when the dress involves, as it
ordinarily does, the exhibition on its exterior of a letter
and number.
The extent to which the individual members of a police
force are allowed or required to be armed when on duty
for the enforcement of the kw or for their owri protection
from violence is a matter of important discretion ; for,
although the principles of law, entailing or withholding
the right of peace officers or private persons to employ
weapons of offence, are comparatively well-defined, the
emergency depends on a variety of circumstances on which
it is extremely difficult for heads of forces to make regula-
tions for the guidance of the men. In general the only
weapon carried about the person of a police constable is
the familiar wooden staff of office of the peace officer, and
that not in the hands openly, but in a sheath at his side
and only drawn when required.
The cost of the police in England and Wales for the year
ending 29th September 1883, including salaries and pay,
allowances, clothing and accoutrements, horses, harness,
forage, buildings, station-house charges, printing, station-
ery, and other miscellaneous charges was ^3,367,678, a
net increase of .£107,598 as compared with the previous
year. The cost of the separate forces for the year and
the amounts contributed from the public revenue stand
thus : —
Borough police
Total Cliarge.
Contributed from
Public Revenue.
£857,863
1,101,621
1,317,303
90,891
£379,210
435,133
508.183
County
Metropolitan police (including 1
naval dockyards and military >
stations) )
City of London
TotaL
£3,367,678
£1,322,526
Deducting the City of London police, towards which no
sontribution is paid from the public revenue, the propor-
tion of the amount so contributed was 39-5. But if the
total charge for the metropolitan police is reduced by
^131,560 received from public departments for special
services rendered by the police, the proportion contributed
from the public revenue, computed upon £1,185,743, was
42'8 per cent. All moneys received for the service of the
metropolitan police between 1st April 1883 and the 31st
March 1884 amounted to £1,469,930, 4s. 5d. Of this
total the sum of £639,751, 7s. 4d. was derived from the
metropolitan police rate, and £510,933 as the contribution
from moneys voted by parliament of 4d. per £1 upon
£30,663,903, the assee;;cd rental of property in the metro-
politan police district. The pay, clothing, and equip-
ments of the force from constables to superintendents Wri^i
£1,024,587, 13s. .9d.
In concluding this general account of the existing
police system, it is well to mention that the old system of
parish constables no longer exists as a general institution.
As an auxiliary force, although not forming part of the
establishment of a police system, special constables form
r.n important resource in the preservation of the peace
(see Constable).
History of the Introduction of the British Police System.
— It is a self-evident proposition that the duties of watch
and ward, whether under the Statute of Winchester or
otherwise (see Constable), demanded greater attention
in populous places than in scattered hamlets. Neverthe-
less the inefficiency of the arrangements was notorious
from an early period, and is well illustrated by the
" charge " of a Dogberry and the graver complaints of
Lord Burleigh of the dulness of constables. In relation
to London alone its state down to 1828 forms a subject not
without general, interest (see London). Here it must suffice
tosajthat committees of the House of Commons in 1772,
1793, 1812, 1817, 1818, and 1822 produced facts tending
to the formation, but with hesitation, of a police establish-
ment. To Dr Colquhoun, a magistrate, the chief merit is
due of having, before the close of the 18th century, in a
treatise On the Police of the llelropolis, drawn attention
to the subject. He pointed out that police in England
may be considered as a new science, the properties of
which consist, not in the judicial powers which lead to
punishment, and which belong to magistrates alone, but
in the prevention and detection of crimes, and in those
other functions which relate to internal regulations for the
well-ordering and comfort of civil society. His work went
through several editions in a very brief period. It was
not, however, until 1828 that a committee of the House of
Commons, appointed at the instance of Mr (afterwards Sir
Robert) Peel, the home secretary, to inquire into the cause
of the increase in the number of commitments and convic-
tions in London and Middlesex, and into the state of the
police of the metropolis and of the districts adjoining, re-
ported that a decisivechange should be made, and an efficient
system of police instituted for the adequate protection of
property, and for the prevention and detection of crime
in the metropolis. In the following year the famous Act
for improving the police in and near the metropolis was
passed (10 Geo. IV. c. 44).
The Act constituted a police district, excluding the City
of London, with a radius of 12 miles. Two persons were
constituted justices of the peace (afterwards called com-
missioners of police) to administer the Act under the
immediate direction of a secretary of state, and having a
police office in Westminster. This office, established in a
room ■R'ith a, table and two chairs, in an outlet from
Whitehall, is the origin (as regards police associations)
of the far-famed " Scotland Yard," with its now enlarged
staff, but still inadequate structural arrangements. A
sufficient number of " able men " (at first about 3000)
constituted the force to whom were given, when sworn in,
the common law powers, privileges, and duties of con-
stables for preserving the peace and preventing robberies
and other felonies, and apprehending offenders against the
peace, with the duty to obey the lawful commands of the.
commissioners. The district was formed into divisions
and sections, and ranks established on the same general
system as at present exists. A fund was created princi-
pally by rates on the district for the maintenance of the
force, with rewards for extraordinary diligence and com-
pensation for injuries.
As might have been anticipated, the introduction of the
new system of police attracted great public attention. At
f O L I C E
33S
this distance of time, with the experience of an intervening
Lah" century, it is difficult to believe that the change by
which the police system became in a few years as much a
necessity of towns as their public lighting (and lighting
and watching -were of much the same age and character,
and were frequently coupled in legislation) was regarded
othe^^vise than with the approval of well-regulated minds.
It substituted the vigorous action of a really responsible
and well-regulated body, acting in an enlarged area, and
independently of parochial authorities, for the partial and
lax action of a variety of ill-governed and inadequate bodies.
Legitimate tut passing regrets might be satural as the
introduction of vicarious action superseded the necessity
for self help and responsibility. No poet could thereafter
compose, as a sally of fancy, the adventures of a London
citizen between Cheapside and Edmonton mounted on a
runaway horse with associated gentlemen galloping after a
presumed horsestealer. To arrest the horse, whether a
■runaway or stolen, only a blue-coated policeman would
thenceforward be seen on the track. The objections raised
to the new police were of a more serious although scarcely
of a more substantial kind. The assumption that a good
police could 'only bo attained at the expense of liberty,
and that it necessarily involved some arbitrary principle
opposed to the free constitution of the country, had been
countenanced even by the report of the committee of
1822, ill which it was remarked that it was difficult to
reconcile an effective system of police with that perfect
freedom of action and exemption from interference which
are the great privileges and blessings of society in the
country. ' With such sedate misgivings, it is not to be
wondered at, when- the system was actually introduced a
few years later, that cries arose in the streets of " dowm
with the new police," and that the constables were fre-
quently followed by hooting crowds calling them obnoxious
names. By associating them with the statesman who
introduced the measure, and calling them " Peelers " and
"Bobbies," names perpetuated to the present day and
apparently likely to last, a compliment was really paid to
the minister and to the force. But at that time Peel was
attacked in parliament and suspicion thrown on the Act
because the same minister had introduced Roman Catholic
emancipation.
Within foifr years, of the establishment of the police
force the hostility seems- to have culminated. It was
evinced by the result of a collision between the police and
a meeting of Chartists in Coldbath Fields in May 1833,
in which three police officers were stabbed and one killed
with a dagger. At the inquest the coroner's jury returned
a verdict of "justifiable homicide," in the teeth of the
evidence. The crown thereupon adopted the strong but
justifiable course of applying to the Court of King's
Bench, and the inquisition was quashed. Committees
were appointed by the House of Commons to inquire into
the circumstances of the meeting, and also regarding an
allegation of inhabitants of the Surrey side that policemen
were employed as spies, and a third committee was appointed
to inquire into the state of the police and crime in the
district. The police system and the force as a whole came
yout with credit, notwithstanding individual instances of
undue exercise of power calling for greater control.
There was no 'hesitation as to the duty of maintaining
the principle of the new 83'stem, and the popular hostility
gradually died away. After intermediate parliamentary
reports and legislation by way of extension, an important
Act was passed in 1839, reciting that the system .of police
established had been found very efficient and might be yet
further improved (i ik 3 V'ict. c. 47). The metropolitan
jiolice district was extended to 15 miles from, Charing
Cro.-s. The whole of the lliver Thames (which had been
in its course through London, so far as related to police
matters, managed under distinct Acts) was brought within
it, and the collateral but not exclusive powers of. the
metropolitan police were extended to the royal palaces and
10 miles around, and to the counties adjacent to the dis-
trict. Various summary, powers for dealing w»ith street
and other offences were conferred.
At the same time that the police were put on a more
complete footing and the area enlarged, provision was
made for the more effectual administration of justice by
the magistrates of the metropolis (2 i 3 Vict. c. 71). The
changes .that occurred in magisterial functions are scarcely
less remarkable than the transition from the parish con-
stable to the organized police. The misdirected activity
of the civil magistrate in the 17th century is illustrated by
the familiar literature of Butler, Bunyan, and others. The
zeal of that age was succeeded by apathetic reaction, and
it became necessary in the metropolis to secure the services
of paid justices. The malpractices of the so-called " trad-
ing justices " of the 18th century are described and
exposed for all time by Fielding, who honourably per-
formed the duties of justice of the peace for Middlesex
and V/estminster. At the beginning of the 19th century
outside of the City of London (where magisterial duties
were, as now, performed by the lord mayor and aldermen)
there were various public offices besides the Bow Street
and the Thames police offices, where magistrates attended.
To the Bow Street office was subsequently attached the
" horse patrol," and each of the police offices had a fixed
number of constables attached to it, and the Thames police
had an establishment of constables and surveyors. The
horse patrol was in 1836, as previously intended, placed
under the new police. It became desirable that the horse
patrol and constables allotted to the several police offices
not interfered with by the Act of. 1828 should be incor-
porated with the metropolitan police force. This was
effected, and thus magisterial functions were completely
separated from the duties of the executive poli(je; for,
although the jurisdiction of the two justices, afterwards
called commissioners, as magistrates extended to ordinary
duties (except at courts of general or quarter sessions), from
the first they did not take any part in the examination or
committal for trial of persons charged with offences. No
persons were brought before them. Their functions weio
in practice confined to the discipline of the force and the
prevention and detection of offences, by having persons
arrested or summoned to be dealt with by the ordinary
magistrates whose courts wore not interfered with.
Important alterations have been made since 1839 in the
arrangements affecting the metropolitan police. In 1856
one commissioner and two assistant commissioners were sub-
stituted for two commissioners, and a third assistant-coi..-
missioner has now (1884) been added. In 18G6 jurisdic-
tion was given to the metropolitan police in the royal
naval dock yards and principal military stations of the
war department in England and Wales, and within 15
miles, with the restriction that the powers and privilegoa
of the constables of the metropolitan police when without
the yards, naval and marine hospitals and infirmaries, and
marine barracks or stations, and not on board or in any
ship, vessel, or boat belonging to the queen or in her
service, shall only bo used in respect of the property of
the crown or of persons subject to naval or marine or
military disciiiline (23 &. 24 Vict. c. 135).
Under this Act the metropolitan police exorcise jurisdic-
tion and perform duties extending from Chatham on the
east and Dover and Portsmouth on the south to Devonport,
Portsmouth, and Pembroke on the west, and of course
including Aldershot. The expenses incurred are defrayed
by jiarliuniciit.
340
P 0 L I C E
Connected with the last-mentioned Act, and in conse-
quence of it, has been the exercise for eighteen years by
the metropolitan police of the powers of the Contagious
Diseases Act, 1866, and the medical examination of women
under it, — a much debated and warmly contested power.
The refusal in 1883 by the House of Commons to provide
money for the expenses of the Act led to the discontinu-
ance of action by the metropolitan police under it.
The Metropolitan Streets Act, 1867, for regulating the
traffic in-the metropolis, and for making provision for the
greater security of persons passing through the streets and
for other purposes, gives great discretionary power to the
commissioner of police whether of the metropolis or of the
City of London, in relation to prescribing special limits,
■with the approval of a secretary of state, within which
regulations to prevent obstructions in the streets (without
interfering with other powers) may be made and enforced.
Apart from the special limits, general regulations are pre-
scribed as to hackney carriages, stray dogs, and various
other matters.
As already observed, the Acts noticed as to the metro-
politan police district did not apply to the City of London,
which was and is left as an island surrounded by the
metropolis. The nightly watch and " bedels " within the
City were regulated, and rates imposed for the purpose, in
the reign of George II. In 1839, on the same day that
the Act of Parliament passed with respect to the metro-
politan police, a corresponding Act was passed for the City
of London and a salaried commissioner of the police for
the City and its liberties appointed By the common council.
The power to make regulations relative to the general
government of the police is vested in the commissioner,
subject to the approbation of the mayor and aldermen and
a secretary of state. In case of emergency the secretary of
state may, at the request of the lord mayor, authorize the
metropolitan police to act within the City of London under
the command of their own officers, and on the other hand
the lord mayor may, at the request of the secretary of state,
in the like emergency, authorize the City police to act under
their own officers within the metropolitan police district.
The Act gives various special powers as to offences cor-
responding with the Metropolitan Pohce Act of 1839. It
provides for a police rate, and the corporation is required
to pay out of its revenues a fourth part of the expenses of
the police force.- No rated person is liable to any watch or
ward by virtue of the Statute of Winchester (13 Edw. I.),
and the ancient custom of electing ward constables is sus-
pended.
In the article London (vol. xiii. p. 834) some statistics
are given as to the police courts of the metropolis, and the
state of crime and the proportion of police to the popula-
tion under the last census.
In considering the introduction of the police system into
the rest of England, it is to be borne in mind that in-
many towns and places an organized system of watching
by paid officers, whether constables, watchmen, or police,
was established by local Acts of Parliament, at various
dates, but especially in the early part of the present
century.
An attempt at a paid county force was made in 1829
(in the same year with the Metropolitan Police Act), but
not on corresponding lines, by a local Act to enable the
magistrates of the county palatine of Chester to appoint
special high constables and assistant petty constables (10
Geo. rV. c. 97). Ih 1830, and again three years later,
provision was made to facilitate voluntary lighting and
watching parishes throughout England and Wales. In
1835 the regulation of municipal corporations included
power (since renewed) to appoint, by a watch committee,
jgpnstables called " watchmen " paid by a watch rate.
Great facilities having been given by the legislature lor
the appointment of special constables (an auxiliary else-
where noticed), provision was made in 1839 for the
appointment of county paid constables where the ordinary
officers for preserving the peace were insufficient for that
purpose and for the protection of the inhabitants and for
the security of property within the county. The number
recommended (not exceeding one man for every thousand
of the inhabitants, after deducting corporate boroughs
already provided for, a restriction in after years removed
from the statute book) and the rates of payment were'
required to be reported to the secretary of state, who made
and laid before parliament rules for the government, pay,
clothing, accoutrements, and necessaries of such constables;
and thereupon the justices appointed, subject to the
approval of the secretary of state, a chief constable, who
had the appointment, -control, and disposition (subject to
the approval of the justices) of the other constables, and
a deputy and superintendent to be at the head of the con-
stables in each division of the county. On these constables
were conferred all the powers and duties of constables by
the common law or statute.
At first the salaries and allowances and expenses of the
Act were paid out of the county rate (2 & 3 Vict. c. 93),
but in the following year (1840) the Act was amended
and extended, and a separate police rate levied in the
county. Provision was at the same time made for a
superannuation fund and for " station houses and strong
rooms," and for consolidating the police of a borough with
the county ; and on the other hand, as the number of eon-
stables needed may be different in different parts of the
same county, it might be divided into police districts, each
district paying for its own constables. Power is given to
the chief constable to appoint (with the approval of the
justices) additional constables at the cost of individuals,
but subject to the orders of the chief constable.
In 1842 an important statute was passed enacting that
for the future no appointment of a petty constable, head-
borough, borsholder, tithing man, or peace officer of the
like description should be made for any parish at any
court leet, except for purposes unconnected with the pre-
servation of the peace, and providing, as a means of
increasing the security of persons and property, for the
appointment by justices of the peace in divisional petty
sessions of fit persons or their substitutes to act as con-
stables in the several parishes of England, and giving
vestries an optional power of providing paid constables.
The justices in quarter sessions were empowered to provide
lock-up houses for the confinement of persons taken into
custody by any constable and not yet committed for trial,
or in execution of any sentence, or instead to appropriate
for that purpose existing lock-up houses, strong rooms, or
cages belonging to any parish (5 & 6 Vict. c. 109). Con-
stables appointed under this Act were made subject to the
authority of the chief constable or superintendent, if any,
appointed under the Act of 1839.
Under the Acts of 1839 and 1840 the establishment of
a paid county police force was optional with the justices.
After a further interval of fifteen years it was foupd
expedient, for the more effectual prevention and detection
of crime, suppression of vagrancy, and maintenance of
good order, that further provision should be made for
securing an efficient police force throughout England and
Wales, and the previous optional power became compulsory
(the Police Act, 1856). In every county in which a con-
stabulary had not been already established undw- the
previous Acts for the whole of the county, the justices in
quarter sessions were required to proceed to establish a
sufficient police force for the whole of the county and ^
consolidate divisions so aa to form one generaLcoMLty
POLICE
341
police establishment; — subject, however, to the power by
the queen in council to require the justices to form
separate police districts, as provided for in the earlier Acts.
The privy council might arrange terms of consolidation of
a borough police with the county.
In 1869 provision was made for the abolition of the old
office of high constable (the High Constables Act, 18G9);
and, the establishment of an efficient police having also
rendered the general appointment of parish constables
unnecessary, the appointment ceased, subject to the
.appointment by vestries of paid constables who aro subject
to the chief constable of the county (the Parish Constables
Act, 1872). Thus under combined provisions the police
aystem was established and has since continued through-
out England.
In Scotland legislation for a system of police began early in
the century by local Acts for Edinburgh and Glasgow, some con-
taining provisions of great importance. The police of towns and
ropulous places is now regulated chiefly by the General Police and
raprovement (Scotland) Act, 1862, and the county police by an
Act of 1857 (20 & 21 Vict. c. 72), under which counties are formed
into police districts. Some details of the government, numbers,
and cost have been already given.
The police in Ireland comprises two forces, — the Dublin metro-
politan police and the royal Irish constabulary. Dublin was in
1808 formed into a district called " the police distjict of Dublin
metropolis " (48 G«o. III. c. 140). After intermediate amendments
in 1836, concurrently mth the consolidation of police law for
Ireland generally, the Dublin system was placed on the lines of
Sir Robert Peel's Act of 1829 for the metropolis of London, — the
chief secretary of the lord lieutenant standing in the place of the
secretary of state for the home department (6 & 7 Will. IV. c. 29) ;
and six years later the systems were further assimilated (5 & 6
Vict. c. 22). Several alterations were made subsequently, and
police courts regulated. The Dublin police is under the immo-
oiate direction of one commissioner and an assistant commis-
sioner and the offices of receiver and secretary are consolidated.
The royal Irish constabulary dates from 1836, when the laws re-
lating to the constabulary force in Ireland were consolidated and
a number of older Acts reijealed (6 & 7 Will. IV. c. 13). This Act,
although often amended, is the foundation of the existing police
system in counties, towns, and baronies throughout Ireland except
in the Dublin metropolitan district. An inspector general, resident
in Dublin and having an office there, and appointed by the lord
lieutonant, has the general direction of the constabulary, and with
the approbation of the lord lieutenant frames rules for their
general government, classification, and distribution. In this way
a uniform administration of police law prevails throughout Ireland
without interfering with the Dublin metropolitan police. Under
the inspector general there are a deputy inspector general and
assistant inspectors general. The Irish constabulary is regarded
as a semi-military force. Every man lives in barracks. It does
not interfere with the Dublin metropolitan police, but a reserve
force is established at a depot in Dublin. The strength and pay
of the force have been already noticed.
ttiik Police forces have been formed in all the British colonics, includ-
oniei. ing the Dominion of Canada, mainly on the lines established in the
mother co\intry, having for their basis ef action the common law
existing there.
The early legislation for Sydney followed very closely the
metropolitan polii-e Acts, and some of the existing Acts of the
Australian colonies exhibit great skill. Colonial forces generally
are sworn to servo the queen, **"*^ ^^ ^^^ ^^ ^^^ colonial legis-
lature of New South Wales in 1853 made provision for the engage-
ment in Great Britain of persons to servo in the police force
of New South Wales. The general features of the Australian
police comprise a chief commissioner or other head for each colony
or district, appointed by the governor in council, with various grades
of oliiccr.-) as at homo, some apnointed by the governor and the rest
by the bead of the police. The expense of the police establish-
ments is borne by the colonial revenue (6 & 0 Vict. c. 70, § 40 ;
13 & 14 Vict. c. 69, § 23).
Nearly the whole of British India is divided into police districts,
the general arrangements of the system of the regular police re-
sembling in most respects those of the English police, but differing
in details in the different presidencies. All are in uniform, trained
to the use of firearms, and drilled, and maybe called upon to perform
military duties. The superior ollicers aro nearly all Kuropcans, and
many of tlicni arc military officers. The rest arc natives, in Bombay
chioily Mobainrncd.ms. The organization of the police was not dealt
(vith by the criminal code whici came into force in 1883, but the
code is full of provisions tending to make the force efficient. By
that code as well as by the former code 'he police have a legal
sanction for doing what by practice they do in England : they taka
evidence for their own information and guidance in the invc ligation
of cases, and are clothed with the power to compel the attendance ot
witnesses and question them. The smallness of the number of th»
European magistrates and other circumstances make the poIic»
more important and relatively far more powerful in India than in
England (Stephen). The difficulties in the way of ascertaining the-
truth, and investigating false statements and supprtssed cases, are
very great.
As regards the rural police of India every village headman, and
the village watchman as weU as the village police ofticer, are required
by the code to communicate to the nearest magistrate or the officer
in charge of the nearest police station, whichever is nearest, any
information respecting offenders.
Reports indicating an increase in the number of dacoities andl
erimes of violence since 1880, especially in Rajputana, Central
India, and Hyderabad, are cited as proving tlio necessity for a
system of detective police embracing the whole of India. A scheme
for that purpose has been matured and will probably be carried out.
Taking Lower Bengal as an illustration of tlie existing system
throughout India, the superior ranks of the police comprise an'
inspector general, deputies, district superintendents of uifierent
grades, assistant superintendents, and probationers. The subor-
dinate officers consist of inspectors of four grades, sub-inspectors
(who are in charge of police stations), head constables, and con-
stables. The total budget grant for the year 1881-82 (the last
examined) for the police department was 3,695,572 rupees, on a
sanctioned strength of 78 superior officers, 3081 subordinate ofEcei-s,!
and 14,588 constables, excluding the municipal police but including
the civil police and frontier police of the Chittagong hill tracts and
the railway police. The strength of the municipal police was 371
officers and 5702 constables. The cost of the force cmpl<2jred on'
purely police work was 2,154,000 rupees, — the cost per head of tho
total population being 6 '2 pice. The proportion of police to popu-
lation was in Bengal proper 1 to 3933. The number of oflences
reported during the year was 104,153. The percentage of reported
cases not inquired into is under four.
In India generally, including Assam and British Burmah, the'
total regular police of all kinds in 1881 was 147,200. The cost"
was £2,324,786, of which £2,075,525 was payable from imperial or
provincial revenues, and the remainder from other sources. The
rural police are not paid by tho state, but by village cesses.
In Bengal and the Punjab there are 14 policemen to every 100
square miles, and in the North-Westem Provinces and Oudh 27.
The ratio of these figures is explained partly by tho greater density
of population and partly by tho frequency of crime.
The police force of the British empire, metropolitan, niuniciiial.^Totil^
and rural together, is aboyt 210,000. Of this total, 61,000 are in force S
the United Kingdom and 147,000 in-India, the remainder being Briti«ll
in the colonies and dependencies. If to this total be added tho einnifk^
number of village police in India who are legally recognized, whose
number is not less'than 350,000, the grand total of tne police for
the empire is 660,000. Thus we have for tho whole empire in
average of one ))oliceman to every 571 of the people and to every
16 square miles (Sir Richard Temple).
Tho United States of America have a system of police closely OSl**
resembling that of England, and founded similarly on Acts of the Statw.
legislature combined with the common law applicable to peace
oflicers. Congress as well as the States separately may ostoblish
police regulations, and it is to be observed that the criminal lew
of England has been reproduced in various shapes in nearly all tho
States. The source of revenue for the maintenance of tho police ia
taxation of real and personal property. Every State and every citjj
in a State has its separate special administration. For tho pur-
poses of this article New York must suffice. The regulations of
tho police of Brooklyn, Philadelphia, and other cities present the
same general features.
Tho police department of tho city of New York consists of a
"board of police" composed of four "commissioners" (appointed
by tho mayor with the consent of tho board of aldermen) and the
"police force "and officers appointed by tho board. Tho board,
consisting of the commissioners, is the head of the police depart-
ment, and governs and controls its business; it is invested with
and exorcises all the powers conferred by law upon the police
department, makes appointments, and by rules and regulations
through a suiwriutcnilent prescribes the general discipline of the
department. The orders cannot, however, conflict with the consti-
tution of tho United States nor with tho constitution or laws of the
State ot New York.
Tho police force of tho city comprises olHjera ranking as fnllows : —
superintendent of tho whole force, four Inspectors (tlio whole area
of tho city being divided into four inspection di.itricla, subdivided
into precincts, with an inspector to each), sergeants, and roundsmen,
who are visiting officers, — tho body of tho force being termed " patrol
men," with " ovorincn " at stations and prisons.
The force (clothed in nnifonn) i« divided into as Many companiea
as there are precincts, and such other companies and "squads" aa
342
POLICE
the board may order. The siiperinteudent is the chief executive
officer of the force, subject to the orders, rules, and regulations of
the board, and it is his duty to enforce in the city all the laws of
the State and ordinances of the city, and the rules and regulations
of the police board. The superintendent promulgates written or
printed orders to the officei-s and members of the police force not
inconsistent with law or the rules and regulations of the board.
It is t'.;fl duty of the police force at all times of the day and
night within the city and county of New York, and they
are accordingly empowered, to especially preserve the public
jipace ; prevent crime ; detect and arrest otfenders ; suppress riots
aud insurrections ; protect the riglfts of pei-sons and of property ;
guard the public health ; preserve order at every primary and pub-
lic election ; remove nuisances existing in public streets, roads,
places, and highways; repress and- restrain disorderly houses and
houses of ill-fame ; "arrest all street beggars and mendicants ; pro-
vide a proper police attendance at every fire in order that the fire-
men, fire-engines, and property exposed may be suitably assisted or
protected ; assist, advise, and protect immigrants, sti-angers, and
travellers in public streets, or at steamboat and ship landings or
railroad stations ; enforce any law relating to the suppression and
punishment of crime, or to the observance of Sunday, or regarding
pawnbrokers, or mock auctions, or emigration, or elections, or
gambling, or intemperance, or lotteries, or lottery policies, or
vagrants, .or disorderly persons, or the public health, or any ordi-
nance or resolution of common councils, within the said district,
applicable to police, health, or criminal procedure.
Special regulations are made on these and other kindred subjects,
Buch as the regulation of traffic, preventing obstructions, the visita-
tion of places of amusement;, public houses and drinking places,
observation of servants in charge of hoases, and of suspicious
persons, lost children, processions, balls and parties, elections, &c.,
and the attendance of an adequate number of police at every
assembly of citizens.
The arrest of persons with or without process does not call for
special notice as distinguished from the common law and statute
law in England, and tlie practice as to the entry of charges and
taking bail by the police is akin to the practice in the English
metropolis, but the rules are somewliat stricter. A squad is
organi2ed for the sole purpose and duty of serving criminal process.
Persons making complaint of a felony or misdemeaaour may be
required to make aflSrmation or oath which toe police officers have
power to administer. Charges against police, whether by members
of the force or citizens, are made and dealt with under strict rules,
and are tried upon written charges by one or more of the commis-
sioners in power, a comnuttee dismissing charges or directing their
trial. Evidence ia taken upon oath, and if the case is heard by less
than three commissioners no judgment can be acted on until the wit-
ness is brought before and examined by all the commissioners. The
board draws, by its .president, on the treasurer of the city for the
cost of arrest and conviction of crimiuals and others endangering the '
s.ifety of the community and jirocuring information the use of which
may prevent crime and enable the department to perform its import-
ant duties more successfully and with greater satisfaction to the
public. The sum so drawn is charged as a "secret service fund."
A place is provided in accordance with statute law for the detention
of such witnesses as are unable to furnish security for their appear-
ance in criminal proceedings.
The detective force, called the "detective squad," consists of a
captain and other members assigned by the board to detective
duty. This portion of the force has an office, as other portions of
the police force, and is under the direct orders of the superintendent,
to whom reports are made, and who in turn reports to the board.
There is also a "special service suuad " under the officer command-
ing the detective force.
There is a sanitary code, and a " sanitary police company" is set
apart from the police force by the board of police, performing duties
assigned by the board. The captain of the sanitary company assigns
policemen to act as school officers. There are harbour police,
a police steamboat and steam-boiler inspection squad to enforce
the statute law on the subject, an "ordinance police squad" to
enforce ordinances of the corporation, and a "property office."
Members of the force are subject to rules; at the discretion of the
board, on written application, they are permitted to receive rewards
or presents for services rendered by them in the discharge of duties
which are both " meritorions and extraordinary," but for such only.
Admission to the force, examination, instruction, drill, and dis-
cipline are provided for by special regulations. The right of every
member of the police force to entertain political or partisan
opinions, and to express the same freely when anch expression shall
not concern the immediate discharge of his official duties, as well
8s the right of the elective franchise, is deemed sacred and inviol-
able ; but no member of the force is permitted to be a delegate or
representative to, or member of, or to take part in any political or
partisan convention, whose purpose is the nomination of a candidate
or candidates to any political office. Upon the days of election for
"jiblic offices held under the laws of the State, ho must do all
within his power to preserve the peace, protect the integrity of the
ballot box, enforce the rights of lawful voters, and prevent illegal
and fraudulent voting.
The estimated salaries for tbe police of Kew York for 1884, com-
prising upwards of 2816 members of the force of all ranks, amounted
to $3,328,333, besides the salaries of the clerical force. The ap-
propriations for the maintenance of the city government (including
the police) are made by the board of estimate and apportionment,
composed of the mayor, comptroller, president of the board of
aldermen, and president of the department of taxes and assessments.
Some police statistics are given in the article New York [q.v.).
Looked at from a general point of view, the police in France
may be regarded as divided into two great branches — administrative
police {!a police administrative) and judicial police {la police judi-
ciat're),— the former having for its object the maintenance of order,
and the latter charged with tracing out offenders, collecting the
proofs, and delivering the presumed offendeis to the tribunals
charged by law with their trial and punishment.
Police duties are exercised under the minister of the interior, in
the departments and municipalities by the prefects and sub-prefects,
aopointed by the president of the republic, and mayors, having as
auxiliaries the commissaries of police and other officers (appointed
by the president, but under the orders of the prefects). One of the
chief prerogatives of tb^ administrative police is to make rules to
ensure public order. < Of thess rules some embrace general interests
of the state, these being regulations of high or grand police ; others
have no other object than the ruling of the particular district and
its inhabitants, and are simply termed police regulations. Accord-
ing as it deals with the general interests of the state or only with
those of a municipality, the administrative police is said to be
general or municipal ; and each of these branches admits of other
divisions according to the subject. The police gtnerale, besides
more obvious matters, includes all matters relating to public health,
the regulation of prostitution, the inspectiou of food, the carrjnng
on of trades and manufactures ; and in relation to the welfare of the
state it embraces public meetings, banquets, societies and clubs, cafes
and public places, and the enforcement of laws relating to the pub-
lication and distiibution of printed or written matter, the sale of
journals, the surveillance of strangers or fugitives, the system of
passports, the sale of gunpowder and firearms, designs against the
state, and a variety of such matters. In this way the police who
look after the safety of the state is closely allied with political
matters (fa police politique). Under a government really represent-
ing the popular w ill the duties of the police politique are trifling, or
at least innocuous", but under a despotic government they become
of the highest importance. It is matter of history which cannot
he treated of here that under Louis XIV. and in succeeding times
the most unpopular and unjustifiable use was made of police as a
secret instrument for thepurposes of despotic government. Napoleon
availed himself largely of police instruments, especially through his
minister Fouchi. On the restoration of constitutional government
under Lonis Philippe police action was less dancerous, but the
danger revived under the second empire.
The ministry of police created by the act of the Direcrtory in 1796
was in 1818 suppressed as an independent office, and in 1852 it was
united with the ministry of the interior.
The detection and punishment of crime is theoretically as well
as practically regarded by the French as cssf-ntiaUy a matter of
public concern, and to be provided for by public officials appointed
for that purpose, and on the other hand in every French criminal
proceeding, from the most trifling to the most important, every
person injured by the ofience may make himself ^((rt«< civile. It
follows that in many features the French police is organized in a
different manner from the British, and hassome very different duties
(Stephen). An observation has been already cited, that neither in
England nor in America is there a system of espionage by whicli
private matters can be made the subject of police investigation or
interference. On the other hand the English system is open to the
observation that the police, in practice at least, are powerless to pro-
tect from annoyance in many matters essential to perfect rule.
Short of absolute indecency or obscenity, printed matter of a scurri-
lous and offensive kind is openly sold in the streets without police
interference ; and, owing apparently to the much -abused maxim that
an Englishman's house is his castle, the quiet aud freedom from
annoyance in the performance and fulfilling of the daily duties and
engagements of life are not secured. The annoyance to which
Carlyle was subject is only an illustration of the almost daily com-
plaints that arise in the English metropolis. Although the noise of
a bell may be the subject of indictment or injunction, the officers of
police do not complain of or even remonstrate with an inconsiderate
or selfish neighbour in such a matter, or even in still greater annoy-
ances, such as those arising from animals kept in a state of confine-
ment (not affecting public health), because the source of annoyance
is within private territory, or because there is no summary mode
of dealing with it. It is unreasonable that compliinants should
be told, as they are every day, and con'ectly, by magistrates, that
the annoyances which render the enjoyment of life iropracticabW
\
POLICE
343
may bo subject of indictment or injunction, but not of summary
iiolice intervention. The fear of uriwing down ridicule ikin to
Vergcs's direction to the watch, "If you hear a cliild cry in the
night, you must call to the nurse to bid her still it," probably
stands unduly in the way of police interference with real nuisances.
It i:! not, however, in the minute details of regulation -^nd
inspection of tho incidents of every-day life that the distinctions
between the police systems of the two countries chiefly consist.
Such dLstinctions have of late years greatly diminished ; the inter-
vention in all matters of health, for e-^taniple, places the English
system more aliiri to the French, and on the other hand all
travellers of mature years can testify to the mitigation and even
total cessiitiou iu France, and on tlie Continent generally, of the
minute investigation of a stranger who is not a "suspect." "To the
word espionage a stigma is attached," says Bentham. "Let us sub-
stitute the word inspection, which is unconnected with the same pre-
judices. If this inspection consists iu the maintenance of an oppres-
sive system of police, which subjects innocent actions to punishment,
wliijh condemns secretly and arbitrarily, it is natural tliat such a
system aud its agents should become odious. But if the inspection
consists in the maintenance of a system of police for the preserva-
tion of the public tranquillity and the execution of good laws, all
its inspectors and all its guardians act a nseful and salutary part ; it
13 only the vicious who will have reason to complain, and it will be
formidable to them alone." It is with reference to criminal matters
and the police jiuiiciuire that important distinctions exist between
tho French and English systems. In every arrondissemenl there
is a jitge iV instruclian who makes the first formal inquiry in
criminal cases ; and iu every tribunal of first instance, or tribunal
'.on-eclUmnd, there is a procureur de la rfpitilique who with
deputies forms the ministire public of that court. In tho court
of the jur)cs de paix (who may be compared to police magis-
trates) the commissary of the police is the ministire public. iTie
jicjes do paix, the maire, the commissaries of police, the gendar-
merie, and in rural districts the gardes cluimpUres and the gardes
/orestiers, are olTicers of the judicial police ; and by the Code
d' fnstruclion Criminclle all these officers, even the ^k^/cs d^instruc-
tion, are under the orders of the procureiir-geniral. The vocations
of these officers as well as the courts are briefly explained in the
article France (vol. Ix. p. 511).
Sergents de iille, in Paris now called gardieiis de la paix (the
name having been changed thus in September 1370), arc the
nearest equivalents of English policp constables and are not officers of
the police judieiaire. Their powers in preserving the public peace
closely resemble the common law powers and duties and protection
of the English constable. Their reports of cases have not the
authority of a p-rocis verbal.
In Paris, as elsewhere, the prffel de police is at the head of the
force, with commissaii'cs de police, appointed by the president of the
republic on the nomination of the minister of the interior, but
acting under tho orders of the prefect, and having both administra-
tive and judicial duties. The commis-saries see that the Laws
relating to good order and public safety are observed, and that the
police orders are executed, and take special action in serious
matters. As ofCccrs of the judicial police they are the auxiliaries
of tho procureur of the republic in correctional and criminal police
action, and in the ordinary police tribunal (le tribunal de simple
police) they exercise tho functions of magistrates.
The organization of tho central administration (administtfition
f.f,nl/>'alc) comprises three classes or functions which together consti-
tute la police. First there is the office or cabinet of the prefect for tho
general police (Inpoliee ginlrale), with three bureaus having for their
special object the safety of tho president of the republic, matters con-
neetcil with tho use of arms, various societies, tho regulation and
order of public ceremonies, theatres, amusements and entertain-
ments, movements of troops, the military police [la police militaire),
.ind various other matters ; secondly, tho judicial police {la police
judieiaire) alrc.idy spoken of, with five bureaus, in constant com-
munication with tho courts of judicature, and including tho pcrvico
of tho prisons of tho Seine, matters relating to aliens, and the pro-
tection of children ; thirdly, the administrative police (la police
administrative), with four bureaus, includin" everything relating
to supplies, navigation, public carriages, animals, firemen, public
health, and the enforcement of tho law respecting tho employment
of young persons. Some minor matters are under tho supervision
of tho prefect of the Seine. Concuixently with these divisions there
is tho muniripal police, which comprise- all tho agents in enforcing
police regulations in the streets or public thoroughfires, acting
un<lcr tho orders of a chief (chef de la police mtinicipalc) with a
central bureau^ The municipal police is divided iiitfl two prin( ipal
branches— tho service in uniform of tho gardicns de la paix, and tho
service out of nniform of inspcctcura de police, the latter a compara-
tively small number.
For purposes of municipal police, Paris is divided into twenty
arrondisseinents (corresponding in a great measure with tho divi.sions
of tho metropolitan police of England), which tho uuifonn police
Jiatrol.
The total police strcngtli of the Paris arrondisscments, according
to the latest return, showed 6932 gardiens de la paix, each
arrondissement officered by an officier de paix (an office peculiar to
Paris), with 3 or 4 brigadiers and from 24 to 27 sous-brigadiera
under his command. There are two divisional inspectors.
Besides these divisional gardiens de la paix police, there is a cen-
tral administration consisting of 6 central brigades of 100 each, 4 of
the brigades carrying out the orders of the prefecture at theatres,
assemblies, races, and in the Bois de Boulogne, and elsewhere in
tho capital where their presence is required, wlulo the 5th brigade
regulates traffic generally, and the 6th prevents obstrnctioiiB in tho
markets.
The service de sHrell, or detective department (out of uniform),
with which is now amalgamated the brigade des 7nosurs (which
deals with public morals, houses of ill fame, prostitutes, and so
forth), comprises a commissary, principal inspectors, brigadiers, aud
211 inspectors. There are a number of other branches of service
including a fire brigade.
The proportion of police to inhabitants as last estimated is 1 in
352.
The pay of the gardiins de la paix is from 1400 to 1700 francs ;
brigadiers, 2000 francs ; sous-brigadie;-3, 1800 francs ; ojiciers da
paix, 3000 to 6000 francs. The estimate of expenditure of the
whole Paris police for 1884 was 23,952,631 francs,— of which the
state contributed 7,693,825 francs.
Whether the police of Paris are more effectivB than those of the
English meti'opolis is doubted. Persons who arc best entitled to
express an opinion, having practical experience, think that, while
a multitude of offices and officers for a multitude of subjects and
stages of investigation — a system, in short, of bu'oaucracy — exists,
which creates an impression, the actual detection of grave offences
is not commensurate with the display of attention.
It is impossible in the narrow limits of this article to go through
all the police forces of Europe. It must suffice to allude to a few
principal states, noting the police forces of their capitals as illustrat-
ing the systems. Taking the Berlin force as Ulustrative of the
police system in the German empire, police duties aro as various as
in France ; the system includes a political police contToUing all
matters relating to the press, societies, clubs, and public r-nd social
amusements. Police duties are carried out under tho direction of
tho royal police presidency, the executive police force comprising
a police colonel, with, besides commissaries of criminal investiga-
tions, captains, lieutenants, acting lieutenants, sergeant-majors,
and a large body of constables (SchuU:mdnner). Tho total in
1883-84 amounted to 3441 e.xecutivo officers, including criminal
investigation officers, the political police, and the department for
the supervision of prostitution. Taking the population of Berlin
from the statistical bureau of 27th July 1884 at 1,212,820, this
gives 301 to each officer. The pay of the police is principally pro-
vided from fiscal sources, and varies iu an ascending scale from 1125
marks and lodging allowance for the lowest class of constable.
Taking Vienna in the same way as illustrative of the Austrian Aus;
police, it is to be observed that there aro three branches,^(l) admini-
stration; (2) public safety and judicial police; and (3) tho Govern-
ment police. At the head of the police service in Vienna there is a
president of police, and at tho head of each of the three branches
there is an Oberpolizeirath or chief commissary. The licad of the
Government branch sometimes fills tho office of president. Each of
the branches is subdivided into departments at tho head of whic^
aro PolizeiriUhe. Passing over the subdivisions of the administrative
branch, tho public safety and judicial branch includes tho following
dopartmcnts : — the office for public safety, tho central imiuiry
office, and tho record office or Evidendiurcau. The Goverumont
police branch comprises tliree departments : — tho Government police
office, tho press office, and tho Vercinnbureau or office for tho rcgistia-
tion of societies.
Tho Sicherticitswache or oxecutivo police of Vienna consists of a
central inspector and chief, district, divisional, and other inspvctora,
with about 2500 constables, Sicherheitswachmilnner. Tlio detective
department comprises a chief and other inspectors, and l.SO agents.
In July 1881 tho proportion of police constables to the inhabitants
was 1 to 436. In tho latest return, the entire police service com-
prises 2810 periODs, at a cost of 2,365,710 florins, — of which the
stato contributes 1,730,740 florins, and tho communes tho greater
Sart of the reraaindor. Tho pa^ of tho cooatabla ascends from 860
orins with allowances of 90 florins.
It is obvious that there is a general rosembhmco between the
organization and scope of the police forces of Gcnuany and Austria'
and of France.
In Belgian municipnlitios tho burgomasters aro tho heads of (ho
forco, which is und.'r their control. Tho administialor of public
Biifoty is, however, specially instructed by tho minister of justice
to sec that tho laws and rcgulotions ofl"ecting tho police aro properly
carried out, and ho can call on all public funclionaiii's to act in
furtherance of that object. The administrator of public safety ia
specially charged with tho administration cf tho law in regard to
aliens, and this law is applied, as iu the ca.se of Victor Hugo, to
344
F O L — F O L
persons stirring up sedition. The dtvty of the gendarmerie, who
constitute the horse and foot police, is generally to maintain
internal order and peace. In Brussels as elsewhere the burgo-
master is the head, but for executive purposes there is a chief
commissary (subject, however, to the orders of the burgomaster),
with assistant commissaries and commissaries of divisions and other
officers, and central and other bureaus, with a body of agents (police
constables) in each.
. There are two main classes of police functions recognized by law,
the administrative and the judicial police, the former engaged in the
daily maintenance of peace and order and so preventing otfences, the
latter in the investigation of crime and tracing offenders ; but the
duties are necessarily performed to a great extent by the same
agents. The two other functions of the judicial police are, however,
limited to the same classes of officers, and they perform the same
duties as in Paris, — the law in practice there being expressly adopted
^n Brussels.
In Brussels the police force numbers, according to the latest re-
port, 485 of all ranks. For the population (162,489), this gives 1
to every 335 persons. Strictly speaking there is no detective branch
80 called, but the special and judicial officers are employed in de-
tection as the necessity arises. The pay and establishment charges
are defrayed by local taxation. The annual pay of a constable is
1600 francs.
Wbile this article is going through the press the idea is put for-
ward, in consequence of political disturbances, to place the police
of the larger Belgian towns undsr the control of Government instead
of that of the respective municipalities as at present, and establish
a sort of prefecture of police iu Brussels. The attempt, if made,
will probably meet with opposition from local authorities.
BwItzKr- In Switzerland,, which is sometimes classed with Belgium as
fcaia. among the least policed states of Europe, the laws of the cantons
Tary. In some respects they are stricter than in Belgium or even
in France. Thus a permis de sijour is sometimes required where
none is in practice necessary in Paris or Brussels.
Jtslj. In Italy there is in every province a prefect at the head of the
police. See Italy.
Nether- The police in the Netherlands, as regards the sources from which
hada. its powers are derived, is divided into the state police and the com-
munal police, the former forming part of the general executive
government, and the latter, although regulated oy the executive,
enforcing general and local police legislation. Regulations for the
state police are framed by the minister of justice. For the purposes
of ttie state police the country is divided into five districts, with a
dirjctor of police at the head of each district responsible for the
control and goverLment of the state police within it, and to see that
the laws and ordinances for the safety and quietness of the state,
the security of persons and property, and the equality of all before
the law are carried out. The duty specially includes the supervision
of strangers and their admission into and departure from the country,
and extends even to the enforcement of shooting and fishing licences.
In each district there is an officer of justice who directs the prosecu-
tion of criminal offences.
At the head of the communal police stand the burgomasters, and
under them police commissaries entrusted with the observance of
police regulations, whose appointment and removal rest with the
crown, but they are paid by the commune. The whole of the com-
munal police are bound to assist the state police ; and, on the other
Land, the latter assist the police, especially in the country districts.
The duties of the officer of justice may be carried out by the com-
missary of police, who for the time being is an assistant officer of
justice. In large communes the police force is divided into several
grades. Besides commissaries, of whom one is chief, there are a chief
inspector, classes of inspectors, and brigadiers ; but the arrangements
differ in almost every municipality.
The total strength of the nolice is 6000 ; at The Hague there is
supposed to be one constable to 1000 inhabitants. Only in
Amsterdam, Rotterdam, and The Hague are there special depart-
jnents of detective police. Police salaries vary in different com-
munes. The highest are at The Hague, and range from 600 florins
for a thi;-(i>clas3 constable to 1800 florins for a chief inspector.
The cost of the state police and the expenses incurred in prosecu-
tions for crime are defrayed by the state. The expenses of the
communal police are paid out of local rates on houses and land.
An official Russian doi'ument specially obtained for this article
affords the following scanty particulars regarding the police in
European Russia.
At the head of a police district there is a police master, who has
subordinate officers on his staff. A number of constables are
appointed, depending on the population. Large towns are sub-
divided into districts with inspectors and assistants, smaller towns
with an assistant inspector. In villages police duties are executed
by the inhabitants elected for that purpose, constituting "hundreds "
or "tenths" according to the number of inhabitants. There is a
control over the villages by the police of the district, and the
governor general has a controlling power over all, including the
police master. Besides the ordinary police there are police brigades
in large towns with duties of a special kind, as attending parade?
and fetes. Each member of the brigade has five hundred inhabit-
ants to look after or control. In the ca|iital3 there is a secret polite
having a staff in St Petersburg of a cliicf and his assistant, foui
clerks, and twenty inspectors, and in Moscow of a chief, two clerks,
and twelve inspectors.
The principal active duties of the Russian police comprise tho
enforcement of police laws and the suppression of nuisances,
disturbances, and crime. The details of tliese duties are laid down
in a special Act, which is subdivided into different statutes, taken
from the criminal code. The provincial towns are governed by a
special law, passed in 1875, as . upplementary to the already existing
law. The towns provide tho funds for the maintenance of the police.
Laws of 1853 regulated the lodgings and necessaries for the whole
police staff according to their rank; but a change has been introduced
since 1873, and many officers receive payment iu the place of lodg-
ings. Police pay varies from 200 roubles upwards.
In closing this article, it ia well to observe that the dia
tinction between the exercise of judicial power and police
functions should be always borne in mind. " The func-
tions of justice and those of the police must be apt in
many points to run into one another, especially as tha
business would be very badly managed if the saraa
persons whose more particular duty it is to act as officers
of the police were not upon occasion to act in the capacity
of officers of justice. The idea, however, of the two func-
tions may still be kept distinct " (Bentham). The employ-
ment of police powers in the ante-judiciary part of criminal
process, which previously to the establishment of a police
force in England was thought to require an apology as
founded on convenience and utility rather than on prin-
ciple, has become a necessity.
The necessity for a police force as part of any system of
orderly government is exemplified by its recent introduc-
tion into Egypt. Amid differences of opinion on every
subject, and even on the administration of the force and
its duties, the abstract propriety of a police force is
apparently beyond dispute.
In every country the difficult question, apart from any
as to the extent of interference with the freedom of
individual action, arises in actual police administration —
Quis custodiet ipsos custodes ?
By whatever name the head of a police force is known,
whether as commissioner, chief constable, superintendent,
or otherwise, the efficient performance of his duty involves
inquiry, and judgment upon that inquiry. The character
and efficiency of his force must largely depend upon tlie
insight as well as vigour brought to bear upon the indi-
vidual members of that force.
In relation to the public generally a perfect police codb
must be full of restraints, with coextensive powers of
inquiry, even in matters that do not involve punishment.
The extent to which these restraints and powers are applied
greatly depends on time and place. Precautions which
are necessary, Bentham observes, at certain periods of
danger and trouble, ought not to be continued in a period
of quietness, and care should be taken not to shock th?
national spirit. One nation would not endure what i»
borne by another. (J. f. t>.)
POLIGNAG, an ancient French family, which had its
seat in the Cevennes near Puy-en-Velay (Hautc-Loire).
Cardinal Mklchioe de Polignac (1661-1742) was q
younger son of Armand XVI., marquis de Polignac, and
at an early age achieved distinction as a diplomatist. Iu
1695 he was sent as ambassador to Poland, where he con
trived to bring about the election of the prince of Conti as
successorto John Sobieski (1697). The subsequent failure of
this intrigue led to his temporary disgrace, but in 1702 he
was restored to favour, and in 1712 he was sent as the
plenipotentiary of Louis XIV. to the congress of I'trechl.
During the regency he became involved in the Cellamare
plot, and was relegated to Flanders for three year.s. Fi-oiii
172.5 to 1732 he acted for France at the Vatican. In
I
P 0 L — P 0 L
345
1726 be received the archbishopric of Auch, and he died
at Paris in 1742. He left unfinished a metrical refutation
of Lucretius which was published after his death by the
Abbd de Kothelin (Aiiti-Lncrelius, 1715), and had consider-
able vogue in its day. Count Jules de Polignac (ob.
1S17), grand-nephew of the preceding, v/as created duke
by Louis XVI. in 1 780, and in 1782 was made postmaster-
general. His position and influence at court were largely
duo to his wife, the bosom friend of Marie Antoinette ; the
duke and duchess alike shared the iinpopidarity of the
court, and were among the first who' were compelled to
"emigrate" in 1789. The duchess died shortly after the
queen, but her husband, who had received an estate from
Catherine II. in the Ukraine, survived till 1817. Of their
three sons the second. Prince Jules de Polignac (1780-
1847), held various offices after the restoration of the
Bourbons, received from the pope his title of " prince "
in 1820, and in 1823 was made ambassador to the court
of St James's. In- August 8, 1829, he was called by
Charles X. to the ministry of foreign affairs, and in the
following November he became president of the council.
On the revolution of July 1830 he fled for his life,
but after wandering for some time among the wilds of
Normandy was arrested at Granville. His trial before
the chamber of peers resulted in his condemnation to
jjerpetual imprisonment (at ^Ham), but he benefited
by the amnesty of 1836, when the sentence was com-
muted to one of exile. During his captivity he wrote
ConsidSrations politiqves (1832). He afterwards spent
some years in England, but finally was permitted to re-
enter France on condition that he did not take up his
abode in Paris. He died at St Germain on March 29,
1847.
POLILLO. See Philippine Islands.
POLITIAN (1454-1494). Angelo Ambrogini, known
in literary annals as Angelo Poliziano or Politiands
from his birth-place, was born at Montepulciano in
Tuscany in the year 1454. His father, Benedetto, a jurist
of good family and distinguished ability, was murdered
by political antagonists for adopting the cause of Piero de'
Medici in Monteimlciano ; and this circumstance gave his
eldest son, Angelo, a claim on the family of Medici. At
the age of ten the boy came to prosecute his studies at
Florence, where he learned Latin under Cristoforo Landino,
and Greek under Argyropulos and Andronicos Kallistos.
From Marsilio Ficino he imbibed the rudiments of philo-
sophy. The ])recocity of his genius for scholarship and
poetry was early manifested. At thirteen years of ago ho
be<,'an to circulate Latin letters ; at seventeen he sent forth
essays in Greek versification ; at eighteen he published an
edition of Catullus. In 1470 ho won for himself the title
of Ilomericus juvenis by translating four books of the Iliad
into Latin hexameters. Lorenzo do' Medici, who was
then the autocrat of Florence and the chief patron of
learning in Italy, took Poliziano into his household, made
him the tutor of his children, and secured him a distin-
guished post in the university of Florence. Before he
reached the age of thirty, Poliziano expounded the humani-
ties with almost unexampled lustre even for that epoch of
brilliant professors. Among his pupils could bo numbered
the chief students of Europe, the men who were destined
to carry to their homes the spolia opima of Italian culture.
Not to mention Italians, it will suftico to record the names
of the German Reuchlin, the English Grocyn and Linacro,
and the Portuguese Tossiras. Poliziano had few advantages
of person to recommend him. He was ungainly in form,
with eyes that squinted, and a nose of disproportionate
length. Yet his voice was rich and capable of fmo modu-
lation ; his eloquence, ease of utterance, and copious stream
of erudition were incomiiaraliltT. It was the method of
professors at that period to read the Greek and Latin
authors with their class, dictating philological and critical
notes, emending corrupt passages in the received texts, offer-
ing elucidation: of the matter, and pouring forth stores
of acquired knowledge regarding the laws, manners, reli-
gious and jihilosophical opinions of the ancients. Poliziano
covered nearly the whole ground of classical literature during
the years of his professorship, and published the notes of
his courses upon Ovid, Suetoniu.s, Statins, the j'ounger
Pliny, Quintilian, and the writers of Augustan histories.
He also undertook a recension of the text of the PandecU
of Justinian, which formed the subject of one of his courses;
and this recension, though it does not rant: high in the scale
of juristic erudition, gave an impulse to the scholarly criti-
cism of the Roman code. At the same time he was busy
as a translator from the Greek. His versions of Epictetus,
Herodian, Hippocrates, Galen, Plutarch's Eroticus, and
Plato's Charmides delighted contemporaries by a certain
limpid fluency of Latin style and grace of manner which dis-
tinguished him also as an original writer. Of these learned
labours the most universally acceptable to the public of that
time were a series of discursive essays on philology and criti-
cism, first published in 1489 under the title of Miscellanea.
They had an immediate, a lasting, and a wide renown,
encouraging the scholars of the next century and a half to
throw their occasional discoveries in the field of scholar.ship
into a form at once so attractive and so instructive. Poli-
ziano was not, however, contented with these simply pro-
fessorial and scholastic compositions. Nature had endowed
him with literary and poetic gifts of the highest order.
These he devoted to the composition of Latin and Greek
verses, which count among the best of those produced by
men of modern times in rivalry with ancient authors. The
Manio, in which he pronounced a panegyric of Virgil ; the
Ambra, which contains a beautiful idyllic sketch of Tuscan
landscape, and a studied eulogy of Homer ; the Eusticus,
which celebrated the pleasures of country life in no frigid
or scholastic spirit ; and the Nntricia, which was intended
to serve as a general introduction to the study of ancient
and modern poetry, — these are the masterpieces of Poliziano
in Latin verso, displaying an authenticity of inspiration,
a sincerity of feeling, and a command of metrical rcsourcea
which mark them out as original productions of poetic
genius rather than as merely professorial lucubrations.
Exception may be taken to their style, when compared
with the best work of the Augustan or even of the Silver
age. But what renders them always noteworthy to the
student of modern humanistic literature is that they are
in no sense imitative or conventional, but that they convey
the genuine thoughts and emotions of a born poet in
Latin diction and in metre moulded to suit the character-
istics of the singer's temperament.
Poliziano was great as a scholar, as a professor, as a
critic, and as a Latin poet at an age when the classics
were still studied with the passion of assimilative curiosity,
and not witli the scientific industry of a later period. He
was the representative hero of that ago of scholarship in
which students drew their ideal of life from antiquity and
fondly dreamed that they might so restore the past as to
compete with the classics in production and bequeath a
golden age p( resuscitated i)agauism tt- the modern world.
Yet ho was even greater as an Italian poet. Between
Boccaccio and Ariosto, no single poet in the mother tongue
of Italy deserves so high a place as Poliziano. What he
might have achieved in this dci)artmont of literature had
ho lived at a period less preoccupied with humanistic
studios, and had ho found a congenial sphere for his
activity, can only be guessed. As it is, we must reckon
him as decidedly the foremost and indubitubly tho moat
highly gifted among tho Italian Doeta who obeyed Loronza
346
P O L — P O L
de' Medici's demaiid foT S Resuscitation of the vulgar
literature. Lorenzo led the way himself, and Poliziano
was more a follower in his path than an initiator. Yet
what Poliziano produced, impelled ^y a courtly wish to
satisfy his patron's whim, proves his own immeasurable
superiority as an artist. His principal Italian works are
the stanzas called La Giostra, written upon Giuliano de'
Medici's victory in a tournament ; the Orfeo, a lyrical
drama performed at Mantua with musical accompaniment ;
and a collection of fugitive pieces, reproducing various
forms of Tuscan popular poetry. La Giostra had no plan,
and remained imperfect ; but it demonstrated the capaci-
ties of the octave stanza for rich, harmonious, and sonorous
metrical effect. The Orfeo is a slight piece of work,
thrown off at a heat, yet abounding in unpremeditated
lyrical beauties, and containing in itself the germ both of
the pastoral play and of the opera. The Tuscan songs are
di.stinguished by a "roseate fluency," an exquisite charm
of half romantic half humorous abandonment to fancy,
which mark them out as improvisations of genius. It may
be added that in all these departments of Italian composi-
tion Poliziano showed how the taste and learning of a
classical scholar could be engrafted on the stock of the
vernacular, and how the highest perfection of artistic form
might be attained in Italian without a sacrifice of native
spontaneity and natural flow of language.
It is difficult to combine in one view the several aspects
presented to us by this many-sided man of literary genius.
At a period when humanism took the lead in forming
Italian character and giving tone to European culture, he
climbed with facility to the height of achievement in all
the branches of scholarship which were then most seriously
prized — in varied knowledge of ancient authors, in critical
capacity, in rhetorical and poetical exuberance. This was
enough at that epoch to direct the attention of all the
learned men of Europe on Poliziano. At the same time,
almost against his own inclination, certainly with very
little enthusiasm on his part, he lent himself so success-
fully to Lorenzo de' Medici's scheme for resuscitating the
decayed literature of Tuscany that his slightest Italian
effusions exercised a potent influence on the immedfati
future. He appears before us as the dictator of Italian
culture in a double capacity — as the man who most per-
fectly expressed the Italian conception of humanism, and
brought erudition into accord with the pursuit of noble
and harmonious form, and also as the man whose verna-
cular compositions were more significant than any others
of the great revolution in favour of Italian poetry which
culminated in Ariosto. Beyond the sphere of pure scholar-
ship and pure literature Poliziano did not venture. He
was present, indeed, at the attack made by the Pazzi
conspirators on the persons of Lorenzo and Giuliano de'
Medici, and wrote an interesting account of its partial
success. He also contributed a curious document on tho
death of Lorenzo de' Medici to the students of Florentine
history. But he was not, like many other humanists of
his age, concerned in public affairs of state or diplomacy,
and he held no office except that of professor at Florence.
His private life was also uneventful. He passed it as a
house-friend and dependant of the Medici, as the idol of
the learned world, and as a simple man of letters for whom
(with truly Tuscan devotion to the Saturnian country)
rural pleasures were always . acceptable.' He was never
married ; and his morals incurred suspicion, to which his
own Greek verses lend a certain amount of plausible
colouring. In character Poliziano was decidedly inferior
to the intellectual and literary eminence, which he dis-
played. He died half broken-hearted by the loss of his
friend and patron Lorenzo de' Medici, in 1-194, at the age
of forty, just before the wave of foreign invasion which
was gathering in France swept over Italy.
For the life and works . of Politian, consult F. 0. Jleucken
(Leipsic, «736), a vast repertory of accumulated erudition ; Jac.
Mahly, Angelus PolUianus (Leipsic, 1864); Carducci's edition of
tlie Italian poems (Florence, Barbera, 1863); Del Lungo's edition
of the Italian prose works and Latin and Greek poems (Florence,
Barbera, 1867); the Opera Omnia (Basel, 155i); Greswell's English
Zi/e of Politian ; Roscoe's Lorenzo de' Medici ; Von Keumont's Li/e
of Lorenzo rf«' Medici ; Symonds's Menaissanc^ in Itahj, and transla-
tions from Poliziano 's Italian poems in his Sketches and Studies in
Italy, which include the Orfeo. (J. A. S.)
POLITICAL ECONOMY
THE present condition of the study of political economy
seems to prescribe, as most suitable for these pages, a
treatment of the subject differerit from that adopted in
relation to other departments of knowledge. There pre-
vails wide-spread dissatisfaction with the existing state of
economic science, and much difference of opinion both as
to its method and as to its doctrines. There is, in fact,
reason to believe that it has now entered on a transition
stage, and is destined ere long to undergo a considerable
transformation. Hence it has appeared to be unseasonable,
and therefore inexpedient, to attempt in this place a new
dogmatic treatise on political economy. What is known as
the. " orthodox " or " classical " system, though in our time
■very generally called in question, is to be found set out in
numerous text-books accessible to every one Again, some
of the most important special branches of economics are so
fully explained and discussed in other parts of the present
■work (see B.inking, Exchange, Finance, Money, &c.) as
to dispense with any further treatment of them here. It
has been thought that the mode of handling the subject
most appropriate to the circumstances of the case, and likely
to be most profitable, would be that of tracing histonically
firora a general point of view the course of speculation
regarding economic phenomena, and contemplating the suc-
cessive forms of opiuion concerning them as products of
the periods at which they were respectively evolved.
Such a study is in harmony with the best intellectual
tendencies of our age, which is, more than anything else,
characterized by the universal supremacy of the historical
spirit. To such a degree has this spirit permeated all our
modes of thinking that with respect to every branch of
knowledge, no less than with respect to every institution
and every form of human activitj-, we almost instinctively
ask, not merely what is its existing condition, but what
were its earliest discoverable germs, and what has been
the course of its development 1 The assertion of J. B. Sa.y
that the history of political economy is of little value,
being for the most part a record of absurd and justly
exploded opinions, belongs to a system of ideas already
obsolete, and requires at the present time no formal refuta-
tion. It deserves notice only as reminding us that we
must discriminate between history and antiquarianism :
what from the first had no significance it is mere pedantry
to study now. We need concern ourselves only with
those modes of thinking which have prevailed largely and
seriously influenced practice in the past, or in which we
can discover the roots of the present and the future.
When we thus place ourselves at the point of view of
history, it becomes unnecessary to discuss the definition of
political economy, or to enlarge on its method, at the out-
set. It will suffice to conceive it as the theory of social
wealth, or to accept provisionally Say's definition which
r O L 1 T
I C A L ECONOMY'
347
makes it the science of the production, distribution, and
consumption of wealth. Any supplementary ideas which
require to be taken into account will be suggested in- the
progress of our survey, and the determination of the
proper method of economic research will be treated as one
of the principal results of the historical evolution of the
science.
The history of political economy must of course be dis-
tinguished from the economic history of mankind, or of
any separate portion of our race. The study of the suc-
cession of economic facts themselves is one thing ; the
study of the succession of theoretic ideas concerning the
facts is another. And it is with the latter alone that we
are here directly concerned. But these two branches of
research, though distinct, yet stand in the closest relation
to each other. The rise and the form of economic
doctrines have been largely conditioned by the practical
situation, needs, and tendencies of the corresponding
epochs. With each important social change new economic
questions have presented themselves ; and the theories
prevailing in each period have owed much of their influ-
ence to the fact that they seemed to o£Eer solutions of
the urgent problems of the age. Again, every thinker,
however in some respects he may stand above or before
^is contemporaries, is yet a child of his time, and cannot
be isolated from the social medium in which he lives and
moves. He will necessarily bo affected by the circum-
stances which surround him, and in particular by the
practical exigencies of which his fellows feel the strain.
This connexion of theory with practice has its advantages
and its dangers. It tends to give a real and positive
character to theoretic inquiry ; but it may also be expected
to produce exaggerations in doctrine, to lend undue pro-
minence to particular sides of the truth, and to make
transitory situations or temporary expedients be regarded
as universally normal conditions.
There are other relations which we must not overlook
in tracing the progress of economic opinion. The several
branches of the science of society are so closely connected
that the history of no one of them can with perfect
rationality be treated apart, though such a treatment is
recommended — indeed necessitated— by practical utility.
The movement of economic thought is constantly and
powerfully affected by the prevalent mode of thinking,
and even the habitual tone of sentiment, on social subjects
generally. All the intellectual manifestations of a period
in relation to human questions have a kindred character,
and boar a certain stamp of homogeneity, which is vaguely
present to our minds when we speak of the spirit of the
age. Social- speculation again, and economic research as
one branch of it, is both through its philosophic method
and through its doctrine under the influence of those
simpler sciences which in the order of development precede
the social, especially of the science of organic nature.
It is of the' highest importance to bear in mind these
several relations of economic research both to external cir-
cumstance and to other spheres of contemporarj' thought,
because by keeping them in view we shall be led to form
loss absolute and therefore juster estimates of the succes-
sive phases of opinion. Instead of merely praising or
blaming these according to the degrees of their accordance
with a predetermined standard of doctrine, wo shall view
them as elements in an ordered series, to bo studied
mainly with respect to their filiation, their opportuneness,
and their influences. We shall not regard each new step
in this theoretic development as implying an unconditional
negation of earlier views, which often had a relative justi-
fication, resting, as they did, on a rcaly though narrower,
basis of experience, or assuming the existence of a different
social order. Nor shall we consider all the theoretic posi-
tions now occupied as definitive ; for the practical system
of life which they tacitly assume is itself susceptible of
change, and destined, without doubt, more or less to
undergo it. Within the limits of a sketch like the present
these considerations cannot be fully worked out ; but an
effort will be made to keep them in view, and to mark the
relations here indicated, wherever their influence is speci-
ally important or interesting.
The particular situation and tendencies of the several
thinkers whos3 names are associated with economic
doctrines have, of course, modified in a greater or less
degree the spirit or form of thosg doctrines. Their rela-
tion to special predecessors, their native temperament,
their early training, their religious prepossessions and
political partialities, have all had their efltects. To these
we shall in some remarkable instances direct attention ;
but, in the main, they are, for our present purpose,
secondary and subordinate. The ensemlle must prepon-
derate over the individual; and the constructors of
theories must be regarded as organs of a common intel-
lectual and social movement.
The history of economic inquiry is most naturally
divided into the three great periods of (1) the ancient, (2)
the mediaeval, and (3) the modern worlds. In the two
former, this branch of study could exist only in a rudi-
mentary state. It is evident that for any considerable
development of social theory two conditions must be ful-
filled. First, the phenomena must have exhibited them-
selves on a suSiciently extended scale to supply adequate
matter for observation, and afford a satisfactory basis for^
scientific generalizations; and secondly, whilst the spectacle
is thus provided, the spectator must have been trained for
his task, and armed with the appropriate aids and instru-
ments of research, that is to say, there must have been
such a previous cultivation of the less complex sciences as
will have both furnished the necessary data of doctrine
and prepared the proper methods of investigation. Socio-
logy requires to use for its purposes theorems which
belong to the domains of physics and biology, and which
it must borrow from their professors ; and, on the logical
side, the methods which it has to employ — deductive,
ob.scrvational, comparative — must have been previously
shaped in the cultivation of mathematics and the study
of the inorganic world or of organisms less complex than
the social. Hence it is plain that, though some laws or
tendencies of society must have been forced on men's
attention in every ago by practical exigencies which could
not be postponed, and though the questions thus raised
must have received some empirical solution, a really scien-
tific sociology must be the product of a very advanced
stage of intellectual development. And this is true of the
economic, as of other branches of social theory. We shall
therefore content ourselves with a general outline of tho
character of economic thought in antiquity and tho Middle
Ages, and of tho conditions which determined that
character.
Ancient Times.
The Oriental Theoa-ncifs.—T\^Q: earliest surviving expres-
sions of thought on economic subject'" have conio down to
us from tho Oriental theocracies. Tho general spirit of
tho corresponding typo of social life consisted in taking,
imitation for tho fumlamental principle of education, and
consolidating nascent civilization by heredity of the differ-
ent functions and professions, or even by a syHtem of castes,
hierarchically subordinated to each other according to tlio
nature of their respective offices, under the common suiiremo
direction of the sacerdotal caste. This la.st was charged
with the traditional stock of conceptions, and their applica-
tion for purposes of discipline. It sought to realize a com-
348
POLITICAL ECONOMY
plete^ regulation of human life in all its departments on the
basis of this transmitted body of practical ideas. Conserva-
tion is the principal task of this social order, and its most
remarkable quality is stability, which tends to degenerate
into stagnation. But there can be no doubt that the useful
arts v/ere long, though slowly, progressive under this regime,
from which they were inherited by the later civilizations, —
the system of classes or castes maintaining the degree of
di'vision of labour which had been reached in those early
periods'. The eminent members of the corporations which
presided over the theocracies without doubt gave much
earnest thought to the conduct of industry, which, unlike
war, did lyst imperil their political pre-eminence by deve-
loping a rival class. But, conceiving life as a whole, and
making its regulation their primary aim, they naturally
considered most the social reactions which industry is fitted
to exercise. The moral side of economics is the one they
habitually contemplate, or (what is not the same) the
economic side of morals. They abound in those warnings
against greed and the haste to be rich which religion and
philosophy have in all ages seen to be necessary. They
rhsist on honesty in mutual dealings, on just weights and
measures, on the faithful observance of contracts. They
admonish against the pride and arrogance apt to be gene-
rated b}' riches, against undue prodigality and self-indulg-
ence, and enforce the duties of justice and beneficence
towards servants and inferiors. Whilst, in accordance
with the theological spirit, the personal acquisition of
wealth is in general thesis represented as determined by
divine wills, its dependence on individual diligence and
thrift is emphatically taught. There is indeed in the
fully developed theocratic systems a tendency to carry
precept, which there differs little from command, to an
excessive degree of minuteness, -^-to prescribe in detail the
time, the mode, and the accompaniments of almost every
act of every member of the community. This system of
exaggerated surveillance is connected with the union, or
rather confusion, of the spiritual and temporal powers,
whence it results that many parts of the government of
society are conducted by direct injunction or restraint,
which at a later stage are intrusted to general intellectual
and moral influences.
Greeh and Roman Antiquity. — The practical economic
enterprises or Greek and Roman antiquity could not, even
independently of any special adverse influences, have com-
peted in magnitude of scale or Variety of resource with
those of modern times. The imadvanced condition of
physical science prevented a large application of the less
obvious natural powers to production, or the extensive use
of machinery, which has acquired such an immense
development as a factor in modern industry. The imper-
fection of geographical knowledge and of the means of
communication and transport were impediments to the
growth of foreign commerce. These obstacles arose neces-
sarily out of the mero immaturity of the industrial life of
the periodd in question. But more deeply rooted impedi-
ments to » vigorous and expansive economic practical
system existed in the characteristic principles of the civi-
lization of antiquity. Some writers have attempted to set
-aside the distinction between the ancient and modern
worlds as imaginary or unimportant, and, whilst admitting
the broad separation between ourselves and the theocratic
peoples of the East, to represent the Greeks and Eomans
as standing on a substantially similar ground of thought,
feeling, and action with the Western populations of our
own time. But this is a serious error, arising from the
same too exclusive preoccupation with the cultivated
classes and with the mere speculative intellect which has
often led to an undue disparagement of the Middle Ages.
Tbeie is this essential difierence between the spirit and
life of ancient and ot modern communities, that the formof
were organized for war, the latter during their whole
history have increasingly tended to be organ-zed for
industry, as their practical end and aim. The profound
influence of these differing conditions on every form of
human activity must never be overlooked or forgotten.
With the military constitution of ancient societies the
institution of slavery was essentially connected. Far from
being an excrescence on the contemporary system of life,
as it was in the modern West Indies or the United States
of America, it was so entirely ih harmony with that life
that the most eminent thinkers regarded it as iio less
indispensable than inevitable. It does, indeed, seem to
have been a temporary necessity, and on the whole, regard
being had to what might have taken its place, a relative
good. But it was attended with manifold evils. It led
to the prevalence amongst the citizen class of a contempt
for industrial occupations ; every form of production, with
a partial exception in favour of agriculture, was branded
as unworthy of a free man, — the only noble forms of
activity being those directly connected with public life,
whether military or administrative. Labour was degraded
by the relegation of most departments of it to the servile
class, above whom the free artisans were but little elevated
in general esteem. The agents of production, being for
the most part destitute of intellectual cultivation and
excluded from any share in civic ideas, interests, or efforts,
were unfitted in character as well as by position for the
habits of skilful combination and vigorous initiation
which the progress of industry demands. To this must
be added that the comparative insecurity of life and pro-
perty arising out of military habits, and the consequent
risks which attended accumulation, were grave obstructions
to the formation of large capitals, and to the establishment
of an effective system of credit. These causes conspired
with the undeveloped state of knowledge and of social
relations in giving to the economic life of the ancients the
limitation and monotony which contrast so strongly with
the inexhaustible resource, the ceaseless expansion, and
the thousandfold variety of the same activities in the
modern world. It is, of course, absurd to expect incom-
patible qualities in any social system ; each system must
be estimated according to the work it has to do. Now
the historical vocation of the ancient civilization was to be
accomplished, not through industry, but through war,
which was in the end to create a condition of things
admitting of its own elimination and of the foundation of
a regime based on pacific activity.
The Greeks. — This office was, however, reserved for
Eome, as the final result of her system of conquest ; the
military activity of Greece, though continuous, was inco-
herent and sterile, except in the defence against Persia,
and did not issue in the accomplishment of any such social
mission. It was, doubtless, the inadequacy of the warrior
life, under these conditions, to absorb the faculties of the
race, that threw the energies of its most eminent members
into the channel of intellectual activity, and produced a
singularly rapid evolution of the aesthetic, philosophic, and
scientific germs transmitted by the theocratic societies.
In the Works and Days of Hesiod, we find an order of
thinking in the economic sphere very similar to that of the
theocracies. With a recognition of the divine disposing
power, and traditional rules of sacerdotal origin, is com-
bined practical sagacity embodied in precept or proverbial
saying. But the development of abstract thought, begin-
ning from the time of Thales, soon gives to Greek culture
its characteristic form, and marks a new epoch in the intel-
lectual history of mankind.
The movement v/as n»w begun, destined to mould the
whole future of humanity, which, gradually sapping the
POLITICAL ECONOMY
349
tbid hereditary structure of theological convictions, tended
lo the substitution of rational theories in every department
of speculation. The eminent Greek thinkers, while taking
a deep interest in the rise of positive seience, and most of
them studying the only science — that of geometry — then
assuming its definitive character, were led by the social
exigencies which always powerfully affect great minds to
study with special care the nature of man and the con-
ditions of his existence in society. These studies were
indeed essentially premature; a long development of the
inorganic find vital sciences was necessary before sociology
or morals could attain their norn'Jal constitution. But by
their prosecution amongst the Greeks a noble intellectual
activity was kept alive, and many of those partial lights
obtainad for which mankind cannot afford to wait.
Economic inquiries, along with others, tended towards
rationality ; Plutus was dethroned, and terrestrial sub-
stituted for supernatural agencies. But such inquiries,
resting on no Sufficiently large basis of practical life, could
not attain any considerable results. The military consti-
tution of society, and the existence of slavery, which was
related to it, leading, as has been shown, to a low estimate
of productive industry, turned away the habitual attention
of thinkers from that domain. On the other hand, the
absorption of citizens in the life of the state, and their
preoccupation with party struggles, brought questions
relating to politics, properly so called, into special promin-
ence. The principal writers on social subjects are there-
fore almost exclusively occupied with tho examination and
comparison of political constitutions, and with the search
after the education best adapted to train the ^itizen for
public functions. And we find, accordingly, in them no
systematic or adequate handling of economic questions, —
only some happy ideas and striking partial anticipations
of later research.
In their thinking on such questions, as on all sociological
subjects, the following general features are observable.
1. The individual is conceived as subordinated to the
state, through which alone his nature can be developed and
completed, and to the maintenance and service of which
all his efforts must be directed. The great aim of all poli-
tical thought is the formation of good citizens ; every social
question is studied primarily from the ethical and educa-
tional point of view. The citizen is not regarded as a
producer, but only as a possessor, of material wealth ; and
this wealth is not esteemed for its cAvn sake or for the
enjoyments it procures, but for the higher moral and public
aims to which it may be made sub.servient.
2. The state, therefore, claims and exercises a control-
ling and regulating authority over every sphere of social
life, including the economic, in order to bring individual
action into harmony with the good of the whole.
3. With these fundamental notions is combined a tend-
ency to attribute to institutions and to legislation an
unlimited efficacy, as if society had no spontaneous tenden-
cies, but would obey any external impulse, if impressed
upon .it with sufficient force and continuity.
Every eminent social speculatoiihad his ideal state, which
approximated to or diverged from the actual or possible,
according to the degree in which a sense of reality and a
positive habit of thinking characterized the author,
Tlio most celebrated of tlicao ideal systems is that of Plato. In
it the Greek idea of the subordination of the individual to the
Klatc appears in its most extreme form. In that i lass of tlio citizens
«)f Ids republic wlio represent the highest typo of life, community
of property mid of wives is established, as tlie mo-^t clfcctive means
of sujipiessiiif; tlio seiiso of private interest, and consecrating tho
individual entirely to tlio jiublic ecrvice. It cannot perhaps be
truly said tliat Ids scheme was incapable of realization in an ancient
coinuiunity fuvouraldy situated for tho purpose. But it would
600U be broken to pieces by the forces whicli .would be developed
in an industrial society It has hunm.!, been the fruitful parent
of modern Utopias, specially attr^ictivo as it is to minds in which
the literary instinct is stronger than the scientific judgment, iii
consequence of the freshness and brilliancy of Plato's exposition
and tlie unrivalled charm of his style. Mined- with what we should
call the chimerical ideas in his work, there are many striking and
elevated moral conceptions, and, what is more to our present
purpose, some just economic analyses. In 'particular, he gives a
correct account of the division and combination of employments,
as they naturally arise in society. The foundation of the social
organization he traces, perhaps, too exclusively to economic
grounds, not giving sufficient weight to the disinterested social
impulses in men which tend to draw and bind them together.
But he explains clearly how the did'erent wants and capacities of
individuals demand and give rise to mutual services, and bow, by
the restriction of each to the sort of occupation to which, by his
position, abilities, and training, he is best adapted; everything
needful for tho whole is more easily and better iirodticcd or
clTccted. . In the spirit of all the ancient legislators ne desires ec
self-sufficing state, protected from unnecessary contacts with
foreign populations, which might tend to break down its internal
organization or to deteriorate tho national character. Hence ho
discountenances foreign trade, and with this view removes his
ideal city to some distance from the sea. The limits of its territory
are rigidly fixed, and the population is restricted by the prohibi-
tion of early marriages, by the exposure of infants, and by the
maintenance of a determinate number of individual lots of land iii
the hands of the citizens who cultivate the soil. These precautions
are inspired more by political and moral motives than by the
Malthusian fear of failure of subsistence. Plato aims, as far as
possible, at equality of property amongst the families of the com-
munity wliicii are engaged in the immediate prosecution of
industry. This last class, as distinguished from the governing and
military classes, he holds, according to the spirit of his age, in but
little esteem ; be regards their habitual occupations as tending to
the degradation of the mind and the enfeeblement of the body,
and rendering those who follow them unfit for the higher duties of
men and citizens. Tho lowest forms of labour he would commit
to foreigners and slaves. Again in tho spirit of ancient theory, ha
wishes (Lcgg., v. 12) to banish the precious metals, as far as practi-
cable, from use in internal commerce, and forbids the lending of
money on interest, leaving indeed to the free will of the debtor
even the repayment of the capital of the loan. All economia
dealings he subjects to active contrA on the part of the Govern-
ment, not merely to prevent violence, and fraud, but to check the
growth of luxurious habits, and secure to the population of Iha
state a due supply of the necessaries and comforts of life.
Contrasted with the exaggerated idealism ,of Plato is the some-
what limited but eminently practical genius of Xenopbon. lu
him tho man of action predominates, but he has also a large element
of the speculative tendency and talent of the Greek. His treatise
entitled CEconomicus is Well worth reading for the interesting and
animated picture it presents of some aspects of contemporary life,
and is justly praised by Sismondi for the spirit of mild pliilau-
thropy and tender piety which breathes through it. But it
scarcely passes beyond the bounds of domestic economy, though
within that limit Hs author exhibits much sound sense and
sagacity. Ills precepts for the judicious conduot of private pro-
perty do not concern ns here, nor his wise suggestions for tho
government of the family and its dependants. Vet it is in this
narrowe.- sphere and in general in tho concrete domain that his
chief excellence lies ; to economics in tJieir w idcr aspects he does
not contribute much. He shares tho ordinary preference of his
fellow countrymen for agriculture over other employments, and is,
indeed, enthusiastic in his praises of it as developing patriotic and
rcligiou* feeling and a respect for property, as the best preparation
for military life, and as leaving sufficient time and thought dis-
posable to admit of considerable intellectual and political activity.
Vet his praeticnl sense leads him to attribute greater importanco
than most other Greek writers to manufactures, and still more to
trade, to enter more largely on questions relating to their con-
ditions and development, and to bespeak for them the countenance
and protection of the state. Though his views on the nature of
money are vagiio and in some respects erroneous, ho sees th«t its
export in exchange for commodities will not im^wvorish the com-
munity. IIo also insists on the necessity, with a view to a
flourishing commerce with other countries, of peace, of a courteous
and respectful treatment of foreign traders, and of a prompt and
equitable decision of their legal suits. The in.stitution of slavery
hoof course recognizes and does not disapprove; he oven recom-
mends, for tho increase of the Attio rcvouues, the hiring out of
slaves by the state for labour in the mines, after branding them
to prevent their escape, the number of slaves being constantly
increased by fresh purchases out of the gains of tho enterprise.
..• Almost "tho whole system of Greek ideas' up to tho time c""
Aristotle is represented in his encyclopedic construction. Mathe
matical and astronomical science was largely developed at a later
stage, but iu the Geld of social studies no higher point waa ev«r
350
POLITICAL ECONOMY
attaincil by tlio Creoles than is readied in tlie writings of this great
thinker. Both liis gifts and his situation eminently favoured Iiim
in the treatment of these subjecrs. He combined in rare measure
s capacity for keen observation with generalizing power, and
sobriety of judgment with ardour for the public good. All that
was original or significant in the political life of Hellas had run
its course before his time or uuder his own eyes, and he had thus
a lai'ge b.nsis of varied experience on which to ground his conclu-
sions. Standing outside the actual movement of contemporary
public life, he occnpied the position of thoughtful spectator and
impartial judge. He could not indeed, for reasons already stated, ■
any more than other Greek speculators, attain a fully normal
attitude in these researches. Nor could he pass beyond the sphere
of what is now called statical sociology ; the idea of laws of the
historical development of social plienomena he scarcely apprehended,
except in some small degree in relation to the succession of political
fomis. But there is to be found in his writings a remarkable body
of sound and valuable thoughts on the constitution and working
of the social organism. The special notices of economic subjects
are neither so numerous nor so detaUed as we should desire. Like
all the Greek thinkers, he recognizes but one doctrine of the state,
under which ethics, politics proper, and economics take their place
as departments, bearing to each other a very close relation, and
having indeed their lines of demarcation from each other'not very
distinctly marked. When wealth comes under consideration, it is
studied not as an end in itself, but with a view to the higher
elements and ultimate aims of the collective life.
The origin of society he traces, not to economic necessities, but
to natural social immlses in the human constitution. The nature
of the social union* when thus established, being determined by
tho partly spontaneous partly systematic combination of diverse
activities, he respects the independence of the latter whilst seeking
to effect their convergence. He therefore opposes himself to the
suppression of personal freedom and initiative, and the excessive sub-
ordination of the individual to the state, and rejects the community
of property and OTves proposed by Plato for his governing class.
The principle of private property he regards as deeply rooted in
man, and the evils which are alleged to result from the correspond-
ing social ordinance he tliinks ought reallj- to be atb'ibuted either
to the imjierfections of our nature or to the vices' of other public insti-
tutions. Community of goods must, in his view, tend to neglect of
the common interest and to the disturbance of social harmony.
Of the several classes which provide for the different wants of
the society, those who are occupied directly with its material needs
' — tho immediate cultivators <>f the soil, the mechanics and artificers
' — are excluded from any share in the government of the state, as
being without the necessary leisure and cultivation, and apt to be
debased by the nature of their occupations. In a celebrated passage
he propounds a theory of slavery, in which it is based on the uni-
versality of tho relation between command and obedience, and on
the natural division by which the ruling is marked off from th(
subject race. He regards the slave as having no independent will,
bat as an "animated tool" in the hands of his master ; and in his
Bubjection to such control, if only it be intelligent, Aristotle holds
that the true wellbeing of the inferior as well as of the superior is
to be found. This view, so shocking to our giodern sentiment, is
of course not personal to Aristotle ; it is simply the theoretic pre-
sentation of the facts of Greek life, in which the maintenance of a
body of citizens pursuing the higher culture and devoted to thei
taaks of war and government was founded on the sj'stematio degra-
dation of a wronged and despised class, excluded from all the higher
offices of human beings and sacrificed to tho maintenance of a
special type of society.
The methods of economic acquisition are divided by Aristotle
into two, o-ie of which has for its aim the appropriation of natural
products and their application to the material uses cf the household ;
under this head come hunting, fishing, cattle-rearing, and agricul-
ture. With this '"natural economy," as it may be called, is, in
some sense, contrasted the other method to which Aristotle gives
the name of "chrematistic," in which an active exchange of pro-
ducts goes on, and money comes into operation as its medium and
regulator. A certain measm-o of this " money economy," as it may
be termed in opposition to the preceding and simpler form of
industrial life, is accepted by Aristotle as a necessary extension of
the latter, arising out of increased activity of intercourse, and
satisfying real wants. But its development on the grc?-t scale,
founded on the thirst for enjoyment and the unlimited desire of
gain, he condemns as unworthy and corrupting. Though his views
on this subject appear to be principally based on moral grounds,
there are some indicatioiis of his having entertained the erroneous
opinion held by the physiocrats of the ISth centurj', that-agricul-
ture alone (with the other branches of natural economy) is truly
productive, whilst the other kinds of industry, which either modify
tho products of nature or distribute them by way of exchange,
however convenient and useful they may be, make no addition to the
^'ealth oi the community.
He rightly regards money as altc\gether different from wealth.
illustrating tho difference by the story of Jlidas. An<l he seems
to have seen that money, though its use rests on a social conven-
tion, must be composed of a material possessing an independent
value of it§ own. That his views on capital were in<listinct appeara
from his famous arg\iment against interest on loans, which is based
on the idea that money is barren and cannot produce money.
Like the other Greek social philosophers, Aristotlo recommends
to the care of Governments the preservation of a due proportion
between the extent of the civic territory and its population, and
relies on pre-nuptial continence, late marriages, and the preven-
tion or destruction of births for tho due limitation of the uuniber
of citizens, the insufficiency of the latter being dangerous to the
independence and its superabundance to the tranquillity and good
(jrder of the state.
The Romans. — Notwithstanding the eiriinently practical,-
realistic, and utilitarian character of the Romans, there wasf
no energetic exercise of their powers in the economic field;
they developed no large and many-sided system of pro-
duction and exchange. Their historic mission was military
and political, and the ' national energies were mainly
devoted to the public service at home and in the field.
To agriculture, indeed, much attention was given from the
earliest times, and on it was founded the existence of the
hardy population which won the first steps in the march
to universal dominion. But in the course of their history
the cultivation of the soil by a native yeomanry gave place
to the introduction on a great scale of slave labourers,
acquired by their foreign conquests ; and for the small
properties of the, earlier period were substituted the vast
estates — the latifundia — which, in the judgment of Pliny,
were the ruin of Italy. The industrial arts and commerce
(the latter, at least when not conducted on a great scale)
they regarded as ignoble pursuits, unworthy of free citi-
zens ; and this feeling of contempt was not merely a pre-
judice of narrow or uninstructed minds, but was shared by
Cicero {De Off. i. 42) and others among the most liberal
spirits of the nation. As might be expected from the
want of speculative originality among the Romans, there
is little evidence of serious theoretic inquiry on economic
subjects. Their ideas on these as on other social questions
were for the most part borrowed from the Greek tMnkers.
Such traces of economic thought as do occur are to be
found in (1) the philosophers, (2) the writers de re rustica,
and (3) the jurists. It must, however, be admitted that
many of the passages in these authors referred to by
those who assert the claim of the Romans to a more pro-
minent place in the history of the science often contaid
only obvious truths or vague generalities.
In tlie philosophers, whom Cicero, Seneca, and the elder Pliny
sufficiently represent (the last indeed being rather a learned'
encyclopaedist or polyhistor than a philosopher), we find a general
consciousness of the decay of industry, the relaxation of morals,
and the growing spirit of self-indulgence amonpst their contempo-
raries, who are represented as deeply tainted with the imported
vices of the conquered nations. This sentiment, both in these
writers and in the poetry and miscellaneous literature of their
rimes, is accompanied by a half-factirious enthusiasm for agricul-
ture and an exaggerated estimate of country life and of early Koman
habits, which are principally, no doubt, to be regarded as a form of
protest against the evils of the present, and, from this point of view,
remind us of the declamations of Rousseau in a not dissimilar
age. But there is little of large or just thinking on the economic
evils of'the time and their proper remedies. Pliny, still further in
the spirit of Rousseau, is of opinion that the introduction of gold
as a medium of exchange was a thing to be deplored, and that the
age of barter was preferable to that of money. He expresses views
on the necessity of preventing the efflux of money similar to
those of the modern mercantile school — views which Cicero also,'
though not so clearly, appears to have entertained. Cato, Varro,
and Columella concern themselves more with the technical precepts
of husbandry than with the general conditions of industrial suc-
cess and social wellbeing. But the two last named have the greet
merit of having seen and proclaimed the superior value of free to
slave labour, and Columella is convinced that to the use of the
latter the decline of the agricultural economy of the Romans was
in a great measure to be attributed. These three writers agree in
the belief that it was chiefly by the revival and reform of agricul-
ture that the threatening inroads of moral corruption/ ouldJial
POLITICAL ECONO]\ll
351
suycd, the old Roman virtues fostered, and the foundations of tlie
couniionweallli streogtliened. Their attitudo is tlius similar to that
of the Frcjich physiocrats invoking the imiirovement and zealous
pursuit of agriculture alike against tljo material evils and the social
degeneracy of their time. The question of the comparative merits
of the large and small systems of cultivation appears to have been
much discussed in the old Roman, as in the modern European
world; Columella is a decided advocate of the pclile culture. , The
jurists were led by the coincidence which sometimes takes place
between their point of view and that of economic science to make
certain classifications and establish some more of less refined dis-
tinctions which the modern economists have eitlier adopted from
them or used independently. Tliey appear also (though this has
been disputed, Neri and Carli maintaining the affirmative, Pagnini
the negative) to have had correct notions of the nature of money
as having necessarily a value of its own, determined by economic
conditions, and therefore incapable of beinj^ impressed upon it by
convention or arbitrarily altered by public authority. But in
general we find in these writers, as might be expected, not so much
the results of independent thought as documents illustrating the
facts of Roman economic life, and the historical policy of the nation
with respect to economic sulyects. From tlie latter point of view
they are of much interest ; and by the information they supply as
to t'lie course of legislation relating to property generally, to sump-
tuary control, to the restrictions imposed on spendthrifts, to
slavery, to the encouragement of population, and the like, they
};ive us much clearer insight than we should otherwise possess into
influences long potent in the history of Rome and of the Western
world at large. But, as it is with the more limited field of system-
atic thought on political economy that we are here occupied, we can-
not enter into these subjects. One matter, however, ought to lie
adverted to, becau.se it was not only rei)eatedly dealt with by legisla-
tion, but is treated more or less fully by all Roman writers of note,
namely, the interest on money loans. Tlie rate was fi.ted by the
laws of the Twelve Tables ;obut lending on interest was afterwards
(B c. 341) entirely prohibited by the Genucian Law. In the legis-
lation of Justinian, i-atea were sanctioned varying from four to
ciglit per cent, according to tlie nature of the case, the latter being
fixed as the ordinary mercantile rate, whilst compound interest was
forbidden. The Roman tiieorists almost without exception dis-
approve of lending on interest altogether. Cato, as Cicero tells
us, thought it as bad as murder ("Quid fenerari? Quid hominem
occiderel" De Off. ii. 15); and Cicero, Seneca, Pliny, Columella all
join in condemning it. It is not dirticult to see how in early states
of society the trade of moncy-lendin" becomes, and not unjustly,
the object of popular odium ; but that these writers, at a period
when commercial enterprise had made such considerable progress,
should continue to reprobate it argues very imperfect or confused
ideas on the nature and functions of capital. It is probable that
practice took little heed either of these speculative ideas or of
legislation on the subject, which experience shows can always be
easily evaded. The traffic in money seems to have gone on all
through Roman history, and the rate to have fluctuated according
to the condition of the market.
Looking back on the history of ancient economic specu-
lation, we see that, as might be anticipated a priori, the
results attained in that field by the Greek and Roman
writers wore very scanty. As Duhring has well remarked,
the question.s with which the science has to do were
regarded by the ancient thinkers rather from their political
than their properly economic side. This we have already
pointed out with respect to their treatment of the subject
of population, and the same may be seen in the case of the
doctrine of the division of labour, with which Plato and
Aristotle are in some degree occupied. They regard that
principle as a basis of social classification, or use it in
showing that society is founded on a spontaneous co-opera-
tion of diverse activities. From the strictly economic
point of view, there are three important propositions
which can bo enunciated respecting that division: — (1)
that its extension within any branch of production makes
' the products cheaper ; (2) that it is limited by the extent
of the market ; and (3) that it can bo carried farther in
manufactures than in agriculture. But we shall look in
vaiu for these propositions in the ancient writers ; the
first -alone might bo in/erred from their discussions of the
subject. It has been the tendency especially of German
scholars to magnify undulj' the e.\tcnt and value of the
contributions of antiquity to economic knowledge. The
Greek and Ilomau authors ought certainly not to bo omitted
in any account of the evolution of this branch of study.
But it must be kept steadily in view that we find 'in them
only first hints or rudiments of general economic truths,
and that the science is essentially a modern one. We shall
indeed see hereafter that it could not have attained its
definitive constitution before our own time.
Middle Ages.
The Middle Ages (400-1300 a.d.) form a period of
great significance in the economic, as in the general, his-
tory of Europe. They represent a vast transition, in
which the germs of a new world were deposited, but iu
which little was fully elaborated. There is scarcely any-
thing in the later movement of European society which
we do not find there, though as yet, for the most part,
crude and undeveloped. The mediaeval period was the
object of contemptuous depreciation on the part of the
liberal schools of the last century, principally because it
contributed so little to literature. But there are things
more important to mankind than literature ; and the
great men of the Middle Ages had enough to do in other
fields to occupy their utjnost energies. The development
of the Catholic institutions and the gradual establishment
and maintenance of a settled order after the dissolution of
the Western empire absorbed the powers of the thinkers
and practical men of several centuries. The first mediseval
phase, from the commencement of the 5th century to the
end of the 7th, was occupied with the painful and stormy
struggle towards the foundation of the new ecclesiastical
and civil system ; three more centuries were filled with
the work of its consolidation and defence against the
assaults of nomad populations ; only in the final phase,
during the 11th, 12th, and 13th centuries, when the unity
of the West was founded by the collective action against
impending Moslem invasion, did it enjoy a sufficiently
secure and stable existence to exhibit its essential character,
and produce its noblest personal types. The elaboration
of feudalism was, indeed, in progress during the whole
period, showing itself in the decomposition of power and
the hierarchical subordination of its several grades, the
movement being only temporarily suspended during the
second phase by the necessary defensive concentration
under Charlemagne. But not before the first century of
the last phase was the feudal system fully constituted.
In like manner, only in the final phase could the effort
of Catholicism after a universal discipline be carried out
on the great scale— an effort for ever admirable, though
necessarily on the whole unsuccessful.
No large or varied economic activity was possible under
the ascendency of feudalism. That organization, as has
been abundantly shown by philosophical historians, was
indispensable for the preservation of order and for public
defence, and contributed important elements to general
civilization. But, whilst recognizing it as opportune and
relatively beneficent, wo must not expect from it advan-
tages inconsistent with its essential nature and historical
office. The class which predominated in it was not
sympathetic with industiy, and held the handicrafts in
contempt, except those subservient to war or rural sports.
The whole practical life of the society was founded on
territorial property ; the wealth of the lord consisted in
the produce of his lands and the dues paid to him in
kind ; this wealth was spent in supporting a body of
retainers whose services were repaid by their maintenance
There could be little room for manufactures, and less for
commerce; and agriculture was carried on with a view to
the wants of the family, or at most of the immediate
neighbourhood, not .to those of a> wider market. The
economy of the period was therefore simple, and, in the
absence of .special motors from without, uniirogresaive.
352
POLITICAL ECONOMY
In tlie latter portion of the Middle Ages several circum-
stances came into action which greatly modified these con-
ditions. • The crusades undoubtedly produced a powerful
economic effect by transferring in many cases the posses-
sions of the feudal chiefs to the industrious classes, whilst
by bringing different nations and races into contact, by
enlarging the horizon and widening the conceptions of the
populations, as well as by affording a special stimulus to
navigation, they tended to give a new activity to inj-erna-
tional trade. The independence of the towns and the
rising importance of the burgher class supplied a counter-
poise to the power of the land aristocracy ; and the
strength of these new social elements was increased by the
corporate constitution given to the urban industries, the
))olice of the towns being also founded on the trade guilds,
as that of the country districts was on the feudal relations.
The increasing demand of the towns for the products of
agriculture gave to the prosecution of that art a more
extended and speculative character ; and this again led to
improved methods of transport and communication. But
the range of commercial enterprise continued everywhere
narrow, except in some favoured centres, such as the
Italian republics, in which, however, the growth of the
normal habits of industrial life was impeded or perverted
by military ambition, which was not, in the case of those
communities, checked as it was elsewhere by the pressure
of an aristocratic class.
Every great change of opinion on the destinies of man
and the guiding princfples of conduct must react on the
sphere of material interests ; and the Catholic religion had
a powerful influence on the economic life of the Middle
Ages. Christianity inculcates, perhaps, no more effectively
than the older religions the special economic virtues of
industry, thrift, fidelity to engagements, obedience to law-
ful authority ; but it brought out niore forcibly and
presented more persistently the higher aims of life, and so
produced a more, elevated way of viewing the different
social relations. It purified domestic life, a reform which
ha^ the most important economic results. It taught the
3octrine of fundamental human equality, heightened the
dignity of labour, and preached with quite a new emphasis
tlie obligations of love, compassion, and forgiveness, and
the claims of the poor. The constant presentation to the
general mind and conscience of these ideas, the dogmatic
bases of which were scarcely as j'et assailed by scepticism,
must have had a powerful effect in morali;;ing life. But
to the influence of Christianity as a moral doctrine was
added that of the church as an organization, charged with
the application of that doctrine to men's daily transactions.
Besides the teachings of the sacred books, there was a mass
of ecclesiastical legislation providing specific prescriptions
for the conduct of theifaithful. And this legislation dealt
with the economic as with other provinces of social
activity. In the Corpus Juris Canonici, which condenses
the result of centuries of study and effort, along with much
else is set ouc what we may call the Catholic economic
theory, if we understand by theory, not a reasoned
explanation of phenomena, but a body of ideas leading to
prescriptions for the guidance of conduct. Life is here
looked at from the point of view of spiritual interests ; the
aim is to establish and maintain amongst men a true
kingdom of God.
The canonists are friendly to the notion of a community
of goods from the side of sentiment ("Dulcissima rerum
possessio communis est "), though they regard the distinc-
tion of meum and tuum as an institution necessitated by
the fallen state of man. In cases of need the public
authority is justified in re-establishing pro hac vice the
primitive community. The care of the poor is not a
matter of free choice; the relief of their necessities is
debiiiim legale. Avaritia is idolatry; cvpidiias, even when
it does not grasp at what is another's, is the root of all
evil, and ought to be not merely regulated but eradicated.
Agriculture and handiwork are viewed as legitimate modes
of earning food and clothing; but trade is regarded with
disfavour, because it was held almost certainly to lead to
fraud : of agriculture it was said, "Deo non displicet"; but
of the merchant, " Deo placere non potest." The seller was
bound to fix the price of his wares, not according to the
market rate, as determined by supply and demand, but
according to their intrinsic value (Jtisivm pretium). He
must not conceal the faults of his merchandise, nor take
advantage of the need or ignorance of the buyer to obtain
from him more than the fair price. Interest on money is
forbidden ; the prohibition of usury is, indeed, as Eoscher
says, the centre of the whole canonistic system of economy,
as well as the foundation of a great part of the ecclesias-
tical jurisdiction. The question whether a transaction
was or was not usurious turning mainly on the intentions
of the parties; the innoiience or blameworthiness of deal-
ings in which money was lent became rightfully a subject
of determination for the church, either by her casuists or
in her courts.
The foregoing principles point towards a noble ideal,
but by their ascetic exaggeration the}- worked in some
directions as an impediment to industrial progress. Thus,
whilst, with the increase of production, a greater division
of labour and a larger employment of borrowed capital
naturally followed, the laws on usury tended to hinder this
expansion. Hence they were undermined by various
exceptions, or evaded by fictitious transactions. These
laws were in fact dictated by, and adapted to, early condi-
tions— to a state of society in which money loans were
commonly sought either with a view to wasteful pleasures or
for the relief of such urgent distress as ought rather to have
been the object of Christian beneficence. But they were
quite unsuited to a period in which capital was borrowed
for ends useful to the public, for the extension of enter-
prise and the employment of labour. The absolute theo-
logical spirit in this, as in other instances, could not admit
the modification in rules of conduct demanded by a hew
social situation ; and vulgar good sense better understood
what were the fundamental conditions of industrial life.
When the intellectual activity previously repressed by
the more urgent claims of social preoccupations tended to
revive towards the close of the mediffival period, the want
of a rational appreciation of the whole of human affairs
was felt, and was temporarily met by the adoption of the
results of the best Greek speculation. Hence we find in the
writings of St Thomas Aquinas the political and economic
doctrines of Aristotle reproduced with a partial infusion
of Christian elements. His adherence to his master's
point of view is strikingly shown by the fact that he
accepts (at least if he is the author of the Be Reyimine
Principum) his theory of slavery, though by the action of
the forces of his own time the last relics of that institution
were being eliminated from European society.
This great change — the enfranchisement of the working
classes — was the most important practical outcome of the
Middle Ages. The first step in this movement was the
transformation of slavery, properly so called, into serfdom.
The latter is, by its nature, a transitory condition. The
serf was bound to the soil, had fixed domestic relation.s,
and participated in the religious life of the society ; and
tli9 tendency of all his circumstances, as well as of the
opinions and sentiments of the time, was in the direction
of liberation. This issue was, indeed, not so speedily
reached by the rural as by the urban workman. Already
in the second pjhase serfdom is abolished in the cities
and towns, whilst agricultural serfdom does not disaiijjtar
4
POLITICAL E C 0 N O ]\I y
355
before tlio third. The latter revolution is attributed by
Adini Smith to the operation of scllish interests, that of
the jiroprietor on the one hand, who discovered the suiierior
pioductiveness of cultivation by free tenants, and that of
the sovereign on the other, ulio, jealous of the great lords,
encouraged the encroachments of the villeins on their
authority. But that the church deserves a share of the
merit s.eems leyond doubt — moral impulses, as often
happens, conspiring with political and economic motives.
The serfs were treated best on the ecclesiastical estates,
and the n^embers of the priesthood, both by their doctrine
and by their sit.uation since the Northern conquests, were
constituted patrons and guardians of the oppressed or
subject classes.
Out of the liberation of the serfs rose the first linea-
ments of the hierarchical constitution of modern industry
in the separation between . the entrepreneurs and the
workers. The personal enfranchisement of the latter,
stimulating activity and developing initiative, led to
accumulations, which were further promoted by the estab-
lishment of order and good government by the civic cor-
porations which grew out of the enfranchisement. Thus
an active capitalist class came into existence. It appeared
first in commerce, the inhabitants of the trading cities
importing expensive luxuries from foreign countries, or
the improved manufactures of richer communities for
which the great proprietors gladly exchanged the raw
produce of their lands. In performing the office of
carriers, too, between different countries, these cities had
an increasing field for commercial enterprise. At a later
period, as Adam Sniith has shown, commerce promoted
the growth of manufactures, which were either produced
for foreign sale, or made from foreign materials, or imitated
from the work of foreign artificers. But the first import-
ant development of handicrafts in modern Europe belongs
to the 14th and 15th centuries, and the rise of manufac-
turing entreiJceneurs is not conspicuous within the Middje
Ages pro])erly so called. Agriculture, of course, lags
behind ; though the feudal lords tend to transform them-
selves into directors of agricultural enterprise, their habits
and prejudices retard such a movement, and the advance
of rural industry proceeds slowly. It does, however, pro-
ceed, partly by the stimulation arising from the desire to
procure the finer objects of manufacture imported froni
abroad or produced by increased skill at home, partly by
the expenditure on the land of capital amassed in the pro-
secution of urban industries.
Some of the trade corporations in the cities appear to
have been of great antiquity; but it was in the 13th
century that they rose to importance by being legally
recognized and regulated. These corporations have been
much too absolutely condemned by most of the economists,
who i;isist on applying to the Middle Ages the ideas of
the 18th and 19th centuries. They were, it is true,
unfitted for modern times, and It was necessary that they
should disapjjcar; their existence indeed was (piite unduly
prolonged. But they were at first in several respects
highly beneficial. They were a valuable rallying point for
the new industrial forces, which were strengthened by the
rise of the exprit de corps which they fostered. They
improved technical skill by the precautions which were
taken for the solidity and finished execution of the wares
produced in each locality, and it was with a view to the
advancement of the industrial arts that St Louis undertook
the better organization of the trades of Paris. The cor-
porations also encouraged good moral habits through the
sort of ppor.tancous surveillance which they exercised, and
they tended to develop the social sentiment within the
limits of each ]irofcssion, in times when a larger public
Spirit could scarcely yet be lookod for,
Modern Times.
The close of the Middle Ages, as Comte has shown, must
be placed at the end, not of the 15th, but of the l.'5th cen-
tury. The modern period, which then began, is filled by a
development exhibiting three successive phases, and is.suing
in the state of things which characterizes our own cixkIi.
During the 14th and 15th centuries the Catholico-feudal
system was breaking down by the mutual conflicts of its own
official members, whilst the constituent elements of a new
order were rising beneath it. On the practical side the ant-
agonists matched against each other were the crown and the
feudal chiefs ; and these rival powers sought to strengthen
themselves by forming alliances with the towns and the
industrial forces they represented. The movements of this
phase can scarcely be said to find an echo in any contem-
porary economic literature. In the second phase of th»
modern period, which opens with the beginning of the IGth
century, the spontaneous collapse of the mediaeval structure
is followed by a series of systematic assaults which still
further disorganize it. During this phase the central
temporal power, which has made a great advance in stabi-
lity and resources, lays hold of the rising elements of
manufactures and commerce, and seeks, whilst satisfying
the popular enthusiasm for their promotion, to use them
for political ends, and make them subserve its own strength
and splendour by furnishing the treasure necessary for
military success. With this practical efltort and the social
tendencies on which it rests the mercantile school of poli-
tical economy, which then obtains a spontaneous ascend-
ency, is in close relation. Whilst partially succeeding in
the policy we have indicated, the European Governments
yet on the whole necessarily fail, their origin and nature
disqualifying them for the task o*' guiding the industrial
movement ; and the discredit of the spiritual power, witli
which most of them are confederate, further weakens and
undermines them. In the last phase, which coincides
approximately with the 18th century, the tendency to a
completely new systi^n, both temporal and spiritual,
becomes decisively pronounced, first in the philosophy and
general literature of the period, and then in the great
French explosion. The universal critical doctrine, which
had been announced by the Protestantism of the previous
phase, and systematized in England towards the close of
that phase, is propagated and popularized, especially by
French writers. The spirit of individualism inherent in
the doctrine was eminently adapted to the wants of the
time, and the general favour with which the dogmas''of the
social contract and laissex faire were received indicated a
just sentiment of the conditions proper to the contempor-
ary situation of European societies. So long as a new-
coherent system of thought and life could not bo intro--
duced, what was to bo desired was a largo and active
development of personal energy under no further control
of the old social i)0wcr8 than would suffice to prevent
anarchy. Governments were therefore rightly called on
to abandon any etioctivo direction of the social novemcnt,
and, as far as possible, to restrict their intervention to the
maintenance of material order. This policy was, from its
nature, of tcmjiorary application only ; but tho ncgativo
school, according to its ordinary spirit, erected what was
merely a transitory and exceptional necessity into a per-
manent and normal law. Tho unanimous European niovo-
ment towards the liberation of elVort, which sometimes
rose to tho height of a public passion, had various sidc.^,
corres))onding to tho dilTeront aspccla of thought and life;
and of tho economic side the French physiocrata were tho
first theoretic representatives on the largo scale, though
the office they undertook was, both in its destructive and
organic provinces, more thoroughly and ellectively done
X!.\. — 45
354
POLITICAL L C O N O Jl Y
by Adam Smith, who must be regarded as continuing and
completing their work!
It must be admitted that with the w^hole modern move-
ment serious moral evils were almost necessarily con-
nected. The general discipline which the Middle Ages
had sought to institute and had partially succeeded in
establishing, though on precarious bases, having broken
down, the sentiment of duty was weakened along with the
spirit of tnsemhle which is its natural ally, and individual-
ism in doctrine tended to encourage egoism in action. In
the economic field this result is specially conspicuous.
National selfishness and private cupidity increasingly
dominate ; and the higher and lower industrial classes
tend to separation and even to mutual hostility. The new
elements— science and industry — which w^ere gradually
acquiring ascendency bore indeed in their bosom an ulti-
mate discipline more efficacious and stable than that which
had been dissolved ; but the final synthesis was long too
remote, and too indeterminate in its nature, to be seen
through the dispersive and seemingly incoherent growth of
those elements. Now, however, that synthesis is becoming
appreciable ; and it is the effort towards it, and towards
the practical system to be founded on it, that -gives its
])eculiar character to the period in which we live. And to
this spCBtaneous nisus of society corresponds, as we shall
see, a new form of economic doctrine, in which it tends to
be absorbed into general sociology and subordinated to
It vrill be the object of the following pages to verify
and illustrate in detail the scheme here broadly indicated,
and to point out the manner in which the respective
features of the several successive modern phases find their
counterpart and reflexion in the historical development of
economic speculation.
FIRST MODERN PHASE.
The first phase was marked, on the one hand, by the
spontaneous decomposition of the mediaeval system, and,
on the other, by the rise of several important elements of
the new order. The spiritual power became less apt as
well as less able to fulfil its moral ofllce, and the social
movement was more and more left to the irregular impulses
of individual eneigy, often enlisted in the service of am-
bition and cupidity. Strong Governments were formed,
^hich served to maintain material order amidst the growing
intellectual and moral disorder. The universal admission
of the commons as an element in the political system
showed the growing strength of the industrial forces, as
did also in another way the insurrections of the working
classes. ■ The decisive prevalence of peaceful activity was
indicated by the rise of the institution of paid armies — at
first temporary, afterwards permanent — which prevented
the interruption or distraction 'of labour by devoting a
determinate minority of the population to martial opera-
tions and exercises. Manufactures became increasingly
important ;■ and in this branch of industry the distinction
between the entrepreneur and the workers was first firmly
established, whilst fixed relations between thesa were made
possible by the restriction of military training and service
to a special profession. Navigation was facilitated by the
use of the mariner s compass. The art of printing showed
how the intellectual movement and the industrial develop-
ment were destined to be brought into relation with each
other and to work towards common ends. Public credit
rose in Florence, Venice, and Genoa long before Holland
and England attained any great financial importance. Just
at the close of the phase, the discovery of America and of
the new route to the East, whilst revolutionizing the course
of trade, prepared the way for the establishment of colonies,
which contributed powerfully to the growing prejjonderancs
of industrial life, and pointed to its ultimate universality.
It is doubtless due to the equivocal nature of the stage,
standing between the mediaaval and the fully characterizeo
modern period, that on the theoretic side we find nothing
corresponding to this maivcUous practical ferment and ex-
pansion. The general political doctrine of Aoninas was
retained, with merely subordinate modifications. The only
special economic question which seems to have received
particular attention was that of the nature and functions
of money, the importance of which began to be felt as
payments in service or in kind were discontinued, and
regular systems of taxation began to be introduced. !
Eoscher, and after liiiu W olowski, have called attention to Nicole ,
Oresme, who died bishop of I.isieux in 1382. Roscher pronouncea
him a great economist. His Traclatiis^ de Origaie, Natura, Jure,
et Mutationibus Monetarum (reprinted by Wolowski, 1864) contains
a theory of money which is almost entirely correct according to
the views of the 19th century, and is stated with such brevity, cleai--
uess, and simplicity of language as, more tlian anythinf; eke, show
the work to be from the hand of a muster.
SECOND MODERN PHASE : MERCANTILE SYSTEM,
Throughout the first modern phase the rise of the new
social forces had been essentially spontaneous ; in the second
they became 'the object of systematic encouragement on the
part of Governments, which, now that the financial methods
of the Middle Ages no longer sufficed, could not further
their military and political ends by any other means than
increased taxation, implying augmented wealth of the com-
munity. Industry thus became a permanent interest of
European Governments, and even tended to become the
principal .object of their policy. In natural harmony with
this state of facts, the mercantile system arose and grew,
attaining its highest development about the middle of the
1 7th. century.
The mercan'i;iJ3 doctrine, stated in its most extreme
form, makes wealt'a and money identical, and regards it
I therefore as the great object of a community so to conduct
' its dealings with other nations as to attract to itself the
largest possible share of the precious metala. Each
country must seek to export the utmost possible quantity
of its own manufactures, and to import as little as possible
of those of other countries, receiving the difference of the
two values in gold and silver. This difference is called
the balance of trade, and the balance is favourable when
more money is received than is paid. Governments must
resort to all available expedients — prohibition of, w high
duties on, the importation of foreign wares, bounties on the
export of home manufactures, restrictions on the export of
the precious metals — for the purpose of securing such a
balance.
But this statement of the doctrine, though current in
the text books, does not represent correctly the views of
all who must be classed as belonging to the mercantile
school. Many of thd members of that school were much
too clear-sighted to entertain the belief, which the modern
student feels difficulty in supposing any class of thinkers
to have professed, that wealth consists exclusively of gold
and silver. The mercantilists may be best described, as
Roscher has remarked, not by any definite economic'
theorem which they held in common, but by a set of
theoretic tendencies, commonly found in combination,
though severally prevailing in different degrees in different
minds. These tendencies may be enumerated as foUowi :
— (1) towards overestimating the importance of possessing
a large amount of the precious metals; (3) towards an
undue exaltation (a) of foreign trade over domestic, and
(6) of the industry which works up materials over that
which provides them ; (3) towards attaching too high a
value to a dense populat'on as an element of national
sti'ength ," and (4) towards invoking the action of the state
POLITICAL ECONOMY
35i
in furthering artificially the attainment of the several ends
thus proposed as desirable.
If we consider the contemporary position of affairs in
western Europe, we shall have no ditficulty in understand-
ing how these tendencies would inevitably arise. The
discoveries in the New World had led to a krge de-
\elopment of the European currencies. ^'The old feudal
economy, founded principally on dealings in kind, had
given way before the new " money economy," and the
dimensions of the latter were everywhere expanding.
Circulation was becoming more rapid, distant comniunica-
tions more frequent, city life and movable property more
importfant. The mercantilists were impressed by the fact
that money is -wealth sui generis, that it is at all times in
universal demand, and that it puts into the hands of its
possessor the power of acquiring all other commodities.
The period, again, was marked by the formation of great
states, with powerful Governments at their head. These
Governments required men and money for the maintenance
of permanent armies, which, especially for the religious
and Italian wars, were kept up on a great scale. Court
expenses, too, were more lavish than ever before, and a
larger number of civil officials was employed. The royal
domains and dues were insufficient to meet these require-
ments, and taxaiioa grew with the demands of the
monarchies. Statesmen saw that for their own political
ends industry must flourish. But manufactures make
possible a denser population and a higher total value of
exports than agriculture; they open a less limited and
more promptly extensible field to enterprise. Henes they
became the object of special Governmental favour and
patronage, whilst agriculture fell comparatively into the
background. The growth of manufactures reactsd on
commerce, to which a new and mighty arena had been
opened by the establishment of colonies. These were
viewed simply as estates to bo worked for the advantage
of the mother countries, and the aim of statesmen was to
m.ake tho colonial trade a new source of public revenue.
Each nation, as a whole, working for its own power, and
the greater ones for predominance, they entered into a com-
petitive struggle in the economic no less than in the politi-
cal field, success in the former being indeed, by tho rulers,
regarded as instrumental to pre-eminence in the latter.
A national economic interest came to exist, of which .the
Government made itself the representative head. States
became a sort of artificial hothouses for the rearing of
iirban industries. Production was subjected to systematic
regulation with the object of securing the goodness and
cheapness of the exported articles, and so maintaining the
place of the nation in foreign markets. The industrial
control was exercised, in part directly by the state, but
largely also through privileged corporations and trading
companies. High duties on imports were resorted to, at
first perhaps mainly for revenue, but afterwards in tho
interest of national production. Commercial treaties were
a principal object of diplomacy, the end in view being
to exclude the competition of other nations in foreign
markets, whilst in the homo market as little room as pos-
sible was given for the introduction of anything but raw
materials from abroad. The colonies were prohibited from
trading with other European nations than tho parent
country, to which they supplied cither tho precious metals
or raw produce iiurchasod with home manufactures. It
is evident that what is known as tho mercantile doctrine
was essentially the theoretic counterpart of tho practical
activities of the time, and that nations and Governments
were led to it, not by any form of scientific thought, but by
the force of outward circumstance, and the observation of
facts which, lay on the surface.
.And yet, if wo regard tho question from the highest
[)oint of view of philosophic history, we must pronounce
the universal enthusiasm of this second modern phase for
manufactures and commerce to have been essentially just,
as leading the nations into the main avenues of general
social development. If the thought of the period, instead
of being impelled by contemporary circumstances, could
have been guided by sociological prevision, it must have
entered with zeal upon the same path which it empirically
selected. The organization of agricultural industry could
not at that period make any marked progress, for the
direction of its operations w'as still in the' hands of the
feudal class, which could not in general really learn the
habits of industrial life, or place itself in sufficient har-
mony with the workers on its domains. The indu5.try of
the towns had to precede that of the country, and the
latter had to be developed mainly through the indirect
action of the former. And it is plain that it was in the
life of the manufacturing proletariat, whose labours aro
necessarily the most continuous and the most social, that a
.systematic discipline could at a later period be first applied,
to be afterwards extended to the rural populations.
That the efforts of Governments for the furtherance of
manufactures and commerce were really effective towards
that end is admitted by Adam Smith, and cannot reason-
ably be doubted, though free trade doctrinaires have often
denied it. Technical skill must have been promoted by
their encouragements ; whilst new forms of national pro-
duction were fostered by attracting workmen from other
countries, and by lightening the burden of taxation on
struggling industries. Communication and transport by
land and sea were more rapidly improved with a view to
facilitate traffic ; and, not the least important effect, tho
social dignity of the industrial professions was enhanced
relatively to that of the classes before exclusively dominant.
It has often been asked to whom the foundation of the
mercantile system, in the region whether of thought or oi
practice, is to be attributed. But the question admits of
no absolute answer. That mode of conceiving economic
facts arises spontaneously in unscientific minds, and ideas
suggested by it aro to be found in the Greek and Latin
writers. The policy which it dictates was, as wo have
shown, inspired by the situation of the European nations
at the opening of the modern period. Such a policy had
been already in some degree practised in the lith and
15th centuries, thus preceding any formal exix)sition or
defence of its speculative basis. At the commencement
of the IGth century it began to exercise a widely ex-
tended influence. Charles V. adopted it, and his example
contributed much to its predominance. Henry VIII.
and Elizabeth conformed their measures to it. Tho lead-
ing states soon entered on a universal competition, in
which each power brought into i)lay all its political and
financial resonrces for the purpose of securing to itself
manufacturing and commercial ])rcpondcrancc. Through
almost the whole of the 17th century tho prize, so far as
commerce was concerned, remained in tho posscs.sion of
Holland, Italy having lost her former ascendency by tho
opening of tho now maritime routes and Spain and
Germany being depressed by protracted wars and internal
dissensions. The admiring envy of Holland felt by
English politicians and economists apjiears in such writers
us llalcigh, Mun, Child, and Temple ; and how strongly
tho same spectado act>(:d on French policy is shown by a
well-known letter of Colbert to M. do I'omponne, arr^io
sador to the Dutch States. Cromwell, by his Navigui.i.
Act, which destroyed tho ciirrying trade of Holland ni...
founded tho English empire of the sea, and Colbert, by
his whole economic policy, domestic and international,
were tho chief jiraclical representative.'? of the mercantile
system. From tho latter great statesman tho Itaiiau
35G
POLITICAL ECONO]\IY
publicist Jlengotti gave to tliat system the name of
Colberlismo ; but it would be an error to consider the
French minister as having absolutely accepted its dogmas.
He regarded his measures as temporary only, and spoke of
jn'otective duties as crutches by the help of which manu-
facturers might learn to walk and then throw them away.
The policy of exclusions had been previously pursued by
Bully, partly with a view to the accumulation of a royal
treasure, but chiefly from his special enthusiasm for
agriculture, and his dislike of the introduction of foreign
luxuries as detrimental to the national character. Colbert's
tariff of 1664 not merely simplified but considerably
reduced the existing duties ; the tariS of 1667 indeed
increased them, but that was really a political measure
directed against the Dutch. It seems certain that France
owed in a large measure to his policy the vast development j
of trade and manufactures which so much impressed^ the
imagination of contemporary Europe, and of which we
hear so much from English wTiters of the time of Petty.
But • this policy had also undeniably its dark side.
Industry ■ was forced by such systematic regulation to
follow invariable courses, instead of adapting itself to
changing tastes and popular demand. Nor was it free to
simplify the . processes of production, or to introduce
iacreased division of labour and improved appliances.
Spontaneity, initiation, and invention were repressed or
discouraged, and thus ulterior sacrificed in a great measure
to immediate results. The more enlightened statesmen,
and Colbert in particular, endeavoured, it is true, to mini-
mize these disadvantages by procuring, often at great
expense, and communicating to the trades through inspec-
tors nominated by the Government, information respecting
improved processes employed elsewhere in the several
ftrts ; but this, though in some degree a real, was certainly
on the whole, and in the long run, an insufficient com-
pensation.
We must not expect from the writers of this stage any
exposition of political economy as a whole ; the publica-
tions which appeared were for the most part evoked by
special exigencies, and related to particular questions,
usually of a practical kind, which arose out of the great
movements of the time. They were in fact of the nature
of counsels to the Governments of states, pointing out how
best they might develop the productive powers at their
disposal and increase the resources of their respective
countries. They are conceived (as List claims for them)
strictly in the spirit of national economy, and cosmopoli-
tanism is essentially foreign to them. On these mono-
graphs the mercantile theory' sometimes had little influ-
ence, the problems discussed not involving its tenets. But
it must in most cases be taken to be the scheme of funda-
mental doctrine (so far as It was ever entitled to such a
description) which in the last resort underlies the writer's
conclusions.
The rise of prices following on the discovery of the American^
mines was one of the subjects which first attracted th^ attention of
♦lieorists. Tins rise brought about a great and gradually increasing
disturbance of existing economic relations, and so produced much
perplexity and anxiety, which were all the more felt because the'|.
cause of the change was not understood. To this was added the
loss and inconvenience arising from the debasement of the currency
often resorted to by sovereigns as well as by republican states.
Italy suffered most from this latter abuse, which was multiplied by.
her political divisions. It was this evil which called forth the
work of Count Gasparo Snarufii {Discorso sopra le moncte e dcHa
vera proporziont- frn I'oro e Vargenlo, 1582). I-n this he_ put
forward the bold idea of a universal 'money, everywhere identical
In size, shape, composition, and designation. The project was, of
sourse, premature, and was not adopted even by the Italian princes
to whom the author specially appealed ; but the reform is one whirh,.
ioubtlcss, the future will see realized. Gian Donato Tiirbolo,
master of the Neapolitan mint, in his Discorsi e Rdazioni, 1629,
(irotested a;^'ainst any, tampering with the currency. Another
j:Eatise relating to the subject of money was that of the Florentine
Bernardo Davanzaii, otherwise known as the able translator ol
Tacitus, Lezioiii delle Monetc, 1588. It is a slight and somewhat
superficial production, only remarkable as. written with conciscuess
and elegance of style.
A French writer who dealt wan tne question of money, but from
a different point of view, was Jean Bodiu. In his Heponse aux
paradoxes de Jtf, Malestroil i'ouchant I'enchirisscinent dc toutcs les
choscs et dcs mounaics, 1568, aud.in his Discours sur le rehausscment!
et diminution dcs monnaics, 1578, he showed a more ration.il
appreciation than many of his contemporaries of the causes of tlie
revolution iu prices, and the relation of the variations in money ta
the market values of wares iu general as well as to the wages ol
labour. He saw that the amount of money in circulation did not
constitute the wealth of the community, and that the prohibition
of the export of tlie precious metals was useless, bec.iuse rendered
inoperative by the necessitiis of trade. Bodin is no inconsidcrablt
figure in the literary history of the epoch, and did not confine bin
attention to economic problems ; in his Six livrcs de la Eepubliqne^
about 1676, he studies the general conditions of the prosperity au^I
stability of states. In harmony with the conditions of his age, li}<
approves of absolute Governments as the most competent to ensur(
the security and wellbeing of their subjects. He enters into aq
elaborate defence of individual property against Plato and Jlor*,
rather perhaps because the scheme of his work recjuired the ticat^
nieut of that theme than because it was practically urgent in bin
day, when the excesses of the Anabaptists had produced a stroi>;j
feeling against communistic doctrines. He is under the general
influence of the mercantilist views, and approves of energctii:
Governmental interference in industrial matters, of high taxes on
foreign manufactures and low duties on raw materials and artidet
of food, and attaches great importance to a dense population.
But he is not a blind follower of the system ; he wishes foruU'
limited freedom of trade in many cases ; and he is iu advance of his
more eminent contemporary Montaigne in perceiving that the gain
of one nation is not necessarily the loss of another. To the public
finances, which he calls the sinews of the state, he devotes much
attention, and insists on the duties of the Government in respect to
the right adjustment of taxation. In general he deserves the praisH
of steadily keeping in view the higher aims and interests of society
in connexion with the regulation and develoi'ment of its material
life.
Correct views as to the cause of the general rise of prices are also SlaBort
put forward by the English writer, W. S. (William Stafford), in
his Briefe Conceiptc of English Policy, published in 1581, and
dedicated to Queen Elizabeth. It is in the fonu of a dialogue, and
is written with liveliness and spirit. The author seems to have
been acquainted with the writings of Bodin. He has just ideas as
to the nature of money, and fully understands the evils arising
'from a debased coinage. He describes in detail the way in which
the several interests iu the country had been affected by such debase-
ment in previous reigns, as well as by the change in the value of
the precious metals. The great popular giievance of his day, the
conversion of arable land into pasture, he attributes chiefly to the
restrictions on the export of corn, which he desires to see abolished.
But iu regard to manufactures he is at the same point of view
with the later mercantilists, and proposes the exclusion of all
foreign wares which might as well be provided at home, and the
prohibition of the export of raw materials intended to be worked
up abroad.
Out of the question of money, too, arose the first remarkable
German production on political economy which had au original
national character and addressed the public in the native tongue.
Duke George of the Ernesline Saxon line was inclined (1530) to
introduce a debasement of the currency. A pamphlet, Gcmcine
Stijmmcn ran der Miintzc, was publisl>ed in opposition to this pro-
ceeding, under the auspices of the Albertine branch, whose policy was
sounder in the economic sphere no less than in that of ecclesiasticaj
afl'airs. A reply appeared justifying the Ernestine project. Thii
was followed by a rejoinder from the Albertinoside. The Ernestine
pamphlet is described by Roscher as ill-writt'en, obscure, inflated,
and, as might be expected from the thesis itmaintained, sojihistical.
But it is interesting as containing a statement of the fundamental
principles of the mercantile system more than one hundred years
before the publication of Mun's book, and forty-six before that oi
Bodin's Six livrcs dc la Ilepiiblique..^,The Albertine, tracts, accord-
ing to Roscher, .exhibit such sound vieys of the conditions and
evidences of- national wealth, of the nature of money and trade, and
of the rights and duties of Governments in relation- to economic
action, that he regards the unknown author as entitled to a place
beside Raleigh and the other English "colonial-theorists'- of the en-u
of the 16th and beginning of the 17th century.
In connexion with the same subject of money we meet the great
name of Copernicus. His treatise De moncise-cndendm riitionti
1526 (first printed in-1816), was written by older of King Sigis-
mund I., and is an exposition of the ]irinoi]ilcs on which it was pro
poscil to reform the currency of the rrnssiau provinces ofXolanih
It advocates unity of the monetary system throuKhout t\\^ eiitirS
Albert
panij>]i
'ets.
POLITICAL ECONOI^IY
357
Ktatc, with strict integrity in the tuiality of tlie coin, and the '
tliar^'O of a seigniorage sullicient to cover the cxjienscs of mintage. |
Antonio Serra is regardcil by some as the creator of modiTn
jiolitieiil economy. He was a nutive of Cuscnza in Calabria. His
JJrcic Tiallato delle cause cite jiossono fare abOondcux U rcijui d'oro e
tVaiyenlo doce non soiio iiiinicre, 1U13, was written during his
inipri.sonniciit, wliicli is believed to have been duo to his having
l.aken p.irt in the conspiracy of Campanella for the liberation of
Naples from the Spanisli yoke and the establishment of a republican
fjovernment. This work, long overlooked, was brought into notice
in the following century by Galiani and others. Its title alone
would sulficiently indicate that the autlior had adopted the
]irinciplc8 of tlie mercantile system, and in fact in this treatise the
u.s^.ential doctrines of that system are expounded in a tolerably
formal and consecutive manner. He strongly insists on the
superiority of manufactures over agriculture as a source of national
wi'alth, and uses in supiiort of this view the prosperity of Genoa,
I'lorence, and Venice, as contrasted with the depressed condition
of Naples. With larger in-iglit tlian many of the mercantilists
exhibit, he points out tlio importance, towanls the acquisition of
wealth, not alone of favourable external conditions, but of energetic
cljaracter and industrious habits in a population, as well as of a
.stable government and a good administration of the laws.
Tiie first systematic treatise on our science which proceeded
lioni a French author was the Traili de I'liconomie Politique,
puldished by llontcliretien de WatteviUe in 1615. The use of the
title, says Koscher, now for the first time given to the science, was
in itself an important service, since even Bacon understood by
"Economia" only the theory of domestic management. The
general tendencies and aims of the period are seen in the fact that
this treatise, notwithstanding the compreliensivo name it bears,
(lues not deal with agriculture at all, but only with the mechanical
nrts, navigation, commerce, and public finance. The author is
filled with the then dominant enthusiasm for foreign trade and
colonies. He advocates tlio control by princes of the industry of
tlieir subjects, and condemns the too great freedom, which, in his
opinion to their own detriment, the Governments of Spain, Portugal,
and Holland had given to trade. His book may be regarded as a
formal exposition of the principles of the mercantile system for the
use of Frenchmen.
A similar office was performed in England by Thomas Mun. In
)iis two works A Discourse of Trade from England unto the East
Indies, 2d ed. , 1621, and especially in England's Treasure by Foreign
Trade, 1664 (posthnmonsl, we have for the first time a clear and
Hystematic st.itenient of the theory of the balance of trade, as well
as of the means by which, according to the author's view, a favour-
able balance could bo secured for England. The great object of
the economic policy of a state, according to him, should he so to
manage its export of manufactures, its direct and carrying trade,
and its customs duties as to attract to itself money from abroad.
He was, however, opposed to the" proljibition of the export of the
precious metals in exchange for foreign wares, but on the ground,
iujly according \*ith his general principles, that those wares might
afterwards be re-exported and might then bring back more treasure
than had been originally expended in their purchase; the first
export of money might be, as lie said, the seed-time, of which tlie
ultimate receipt of a larger amount would be the harvest. He caw,
too, that it is inexiicdieut to have too much money circulating in a
country, as this enhances the prices of commodities, and so makes
them less saleable to foreigners, but he is favourable to the forma-
tion and maintenance of a state treasure.'
One of the most remarkable of the moderate mercantilists was
Sir Josiah Child {Brief Observations concerning Trade and the
Interest of Money, 1663, and A New Discourse of Trade, 1668 and
1690). Ho was one of tho.so who held up Holland as a model for
the imitation of his fellow-countrymen. He is strongly impressed
witli tho importance for national wealth and wellheing of a low rate
of interest, which he says is to commerce and agriculture what tho
Bonl is to tho body, and which ho held to be the " causa causans of
nil tho other causes of the riches of the Dutch people." Instead of
regarding such low rate as dependent on determinate conditions,
wltieh should be allowed to evolve themselves spontaneously, he
thinks it .should bo created and maintained by iiublic authority.
Child, whilst adiiering to tho doctrine of the balance of trade,
observes that a people cannot always sell to foreigners without
ever buying from them, and denies that the export of the precious
metals is necessarily detrimental. He has the ordinary mercantilist
Iiartiality for a numerous population. Ho advocates the reservation
>y the mother country of tlic .sole right of trade with her colonics,
and, under certain limitations, the formation of privileged trading
oonipanios. As to tho Navigation -Act, ho takes up a position not
> Writers of less Imporfnncc who followet! llio same direction were Sir Tliomns
Clilpcpcr (A Trnct a<i<iiiitl (he Illfli Rale of Unirji, 1C2.1, and Virfiil Remark on
High liiltreH, ICll); Sir Duillcy l)i|;Ki-s Ulefeiice of Trade, 101.')); G. M.ilvnca
{Contmtii'io ttt Li-x Mtrcatoria, IC'.'-'); E, .Misspiclen iCtrrJe of Commerce, IG'i'i);
Siimiiul Koiticy (^»f//riH<r« /jit/re^t aiitt Improrrmriit, 1(1(1.1 nml 1(17.1); nnd Joiin
Pnllcxfen {Enjlanti and India incomiitad in their Manu/acturcs, )<J97).
unlike that afterwards occupied by Adam Smith, regarding that
measure much more favourably from the political than from tho
economic point of view. It will be seen that he is somewhat eclectic
in his opinions; but ho cannot properly bo regarded, thougli some
have attributed to him that character, as a precursor of the free-
trade school of the 18 Ih century.
Two other eclectics may bo here mentioned, in whom just
views are mingled with mercantilist prejudices— Sir William
Temple and Charles Davenant. Tho former in his Observations
iqion the United Province^ of the Netherlands, 1672, and his Essay
on the Trade of Ireland, 1673, ha.s many excellent remarks on
fundamental economic principles, as on the functions of labour ami
of saving in the production of national wealth; but he is infected
with the errors of the theory of the balance of trade. He follows
the lead of Raleigh and Child in urging his fellow-countrymen to
imitate the example of the Dutch in their economic policy— advica
which in his case was founded on his observations during a
lengthened residence in Holland as ambassador to the States-
Davenant, in his Essay on the East-India Trade, 1696-97, Essay
on the Probable Ways of making the People Gainers in the Balance
of Trade, 1699, &c., also takes up an eclectic position, combining
some correct views on wealth and money with mercantilist notions
on trade, and recommending Governmental restrictions on colonial
commerce as strongly as he advocates freedom of exchange at home.
Whilst tlie mercantile system represented the prevalent
form of economic thought in the 17th century, and was
alone dominant in the region of practical statesmanship,
there was growing up, side by side with it, a body of
opinion, different and indeed hostile in character, which
was destined ultimately to drive it from the field. The
new ideas were first developed in England, though it was
in France that in the following century they took hold of
the public mind, and became a power in politics. That
they should first show themselves here, and afterwards be
extended, applied, and propagated throughout Europe by
French writers, belongs to the order of things according to
which the general negative doctrine in morals and politics,
undoubtedly' of English origin, found its chief home in
France, and was thence diffused in widening circles
through the civilized world. In England this movement
of economic thought took the shape mainly of individual
criUcism of the prevalent doctrines, founded on a truer
analysis of facts and conceptions ; in France it was pene-
trated with a powerful social sentiment, furnished the
creed of a party, and inspired a protest against institutiona
and an urgent demand for practical reform.
Regarded from the theoretic side, tho characteristic
features of the new direction were the following. The
view of at least the extreme mercantilists that national
wealth depends on the accumulation of the precious metala
is proved to be false, and the gifts of nature and the
labour of man are shown . to be its real sources. The
exaggerated estimate of tho importance of foreign com-
merce is reduced, and attention is once more turned to
agricultuie and the conditions of its successful prosecu-
tion. On the side of practical policy, a so-caUed favour-
able balance of trade is seen not to be tho true object of a
nation's or a statesman's efforts, but tho procuring for the
whole population in the fullest measure the enjoyment of
tho necessaries and conveniences of life. And — what more
than anything else contrasts the new system with tho old
— the elaborate apparatus of prohibitions, protective
duties, bounties, monopolies, and privileged corporations,
which the European Governments had created in the sup-
posed interests of manufactures and trade, is denounced or
deprecated as more an impediment than a furtherance, and
the freedom of industry is insisted on as the one thing
needful. This circle of ideas, of course, emerges only
gradually, and its earliest representatives in economic
literature in general apprehend it imperfectly and advocate
it with reserve ; but it rises steadily in importance, being
more and more favoured by the highest minds, and finding
an increasing body of supporters amongst tte intelligent
public.
358
POLITICAL ECONOMY
Some occasional traits of an economic scheme in harmony witn
these new tendencies are to be found in the De Cine and Leviathan
of Hobbes. iJat the efficacy of that great thinker lay rather in the
general philosophic field ; and by systematizing, for the first time,
the whole negative doctrine, he gave a powerful impulse towards
the demolition of the existing social order, which was destined, as
we shall see, to have momentous consequences in the economic no
less than in the strictly political department of things.
A writer of no such extended range, but of much sagacity and
igood sense, was Sir William Petty (y.f. ), author of a number of
pieces containing germs of a sound economic doctrine. A leading
thought in his writings is that "labour is the father and active
principle of wealth, lands are the mother." He divides a
population into two classes, the productive and the unproductive,
according as they are or are not occupied in producing useful
material things. The value of any commodity depends, he says,
anticipating Ricardo, on the amount of labour necessary for its
production. He is desirous of obtaining a universal measure of
value, and chooses as his unit the average food of the cheapest
kind required for a man's daily sustenance. He underetands the
nature of the rent of laud as the excess of price over the cost of
production. He disapproves of the attempt to fix by authority a
maximum rate of interest, and is generally opposed to Governmental
interference with the course of industry. He sees that a country
requites for its exchanges a definite quantity of money and may
have too much of it, and condemns the prohibition of its exporta-
tion. He holds that one only of the precious metals must be the
foundation of the currency, the other circulating as an ordinary
article of merchandise. Petty's name is specially associated with
the progress of statistics, with which he was much occupied, and
which he called by the name of political arithmetic. Reljing on
the results of such inquiries, he set himself strongly against the
opinion whicli had been advanced by the author of Britannia Lan-
(jiuns (1680), Fortrey, Roger Coke, and other writers, that the
prosperity of England was on the decline.
Bit Tlie most thorough-going and emphatic assertion of the free-
Dudley trade doctrine against the system of prohibitions which had
North, gained strength by the Revolution was contained in Sir Dudley
North's Discourses upon Trade, 1691. He fhows that wealth may
exist independently of gold or silver, its source being human
industry, applied either to the cultivation of the soil or to manu-
factures. The precious metals, however, are one element of national
wealth, and perform highly important oftices. Money may exist
in excess, as well as in defect, in a country"; and the quantity
of it required for the purposes of trade wiU vary with circum-
stances ; its ebb and flow will regulate themselves spontaneously.
It is a mistake to suppose that stagnation of trade arises from want
of money ; it must arise either from a glut of the home market, or
from a disturbance of foreign commerce, or from diminished con-
sumption caused by poverty. The export of money in the course of
traflic, instead of diminishing, increases the national wealth, trade
being only an exchange of superfluities. Nations are related to
the world just in the same way as cities to the state or as families
to the city. North emphasizes more than his predecessors the
value of the home trade. With respect to the interest of capital, he
maintains that it depends, like the price of any commodity, on the
proportion of demand and supply, and that a low rate is a result
of the relative increase of capital, and cannot be brought about by
arbitrary regulations, as had been proposed by Child and others.
In arguing the question of free trade, he urges that individuals
often take their private interest as the measure of good and evil,
and would for its sake debar others from their equal right of buy-
ing and selling, but that every advantage given to one interest or
branch of trade over another is injurious to the public. No trade
is unprofitable to the public ; if it were, it would be given up ;
when trades thrive, so does the public, of which they form a part.
Prices must determine themselves, and cannot be 'fixed bylaw;
and all forcible interference w ith them does harm instead of good.
No people can become rich by state regulations, — only by peace,
industry, freedom, and unimpeded economic activity. It will be
seen how closely North's view of tilings approaches to that embodied
some eighty years later in Adam Smith's great work.
Locke is represented by Roscher as, along with Petty and North,
making up the "triumvirate" oT eminent British economists of
this period who laid the foundations of a new and more rational
doctrine than that of the mercantilists. But this view of his
claims seems capable of being accepted only with considerable de-
ductions. His specially economic writings, are Comideraiions of
the lowering of Interest and. raising the value of Money, 1691, and
Further Considerations, 1698. Though Leibnitz declared with
respect to these treatises tliat nothing moro solid or intelligent
could be said on their subject, it is difficult absolutely to adopt
that verdict. Locke's spirit of sober observation and patient
analysis led him indeed to some just conclusions ; and he is entitled
to the credit of having energetically resisted the debasement of
the currency, which Avas t'neu recommended by some who were
held to be eminent practical authorities. But he falls into errors
which show that he had not by any moans completely emancipates
himself from the ideas of tlie mercantile system. He attaches far
too much importance to money as sucli. He says expressly tliat
riches consist in a plenty of gold and silver, that is, as he explains,
in having more in proportion of- those metals than the rest of the
world or than onr neighbours. " In a country not furnished with
mines, tliere are but two ways of growing rich, either conquest or
commerce." Hence he accepts the doctrine of the balance of trade.
He shows that the rate of interest can no more be fixed bylaw than
the rent of houses or the hire of ships, and opposes Child's demand
for legislative interference with it. But he erroneously attributed
the fall of the rate which had taken place generally in Europe to
the increase of the quantity of gold and silver by the discovery of
the American mines. He sets too absolute a value on a numerous
population, in this point agreeing with Petty. On wages he
observes that the rate must be such as to cover the indispensable
wants of the labourer ; when the price of subsistence rises, wages
must rise in a like ratio, or the working population must come on
the poor-rates. The fall of the rent of land he regards as a sure
sign of the decline of national wealth. "Taxes, however contrived,
and out of whose hands soever immediately taken, do, in a country
where their great fund is in land, for the most part terminate upon
land." In this last proposition we see a foreshadowing of the imp6t
unique of the physiocrats. Whatever may have been Locke's direct
economic services, his principal importance, like that of Hobbes,
lies in his general philssophic and political principles, which power-
fully affected French and indeed European thought, exciting a spirit
of opposition to arbitrary power, and laying the foundation of tho
doctrine developed in the Contrat Social.'^
THIRD MODERN PHASE : SYSTEM OF NATURAL LIBERTY.
Both in England and France the ruling powers had
already begun to be alarmed by the subversive tendencies
which appeared inherent in the modern movement, and
took up in consequence an attitude of resistance. Reaction
became triumphant in France during the latter half (jf
the reign of Louis XIV. under the disastrous influence of
Madame de JIaintenon. lu England, after the transaction
of 1688, by which the government was consolidated on the
double basis of aristocratic power and official orthodoxy, the
state policy became not so much retrograde as stationary,
industrial conquest being put forward to satisfy the middle
class and wean it from the pursuit of a social renovation.
In both countries there was for some time a noticeable
check in the intellectual development, and Roscher and
others have observed that, in economic studies particularly,
the first three decades of the 1 8th century were a period
of general stagnation, eclecticism for the most part taking
the place of originality. The movement was, however,
soon to be resumed, but with an altered and more formid-
able character. The negative doctrine, which' had risen
and taken a definite form in England, was dift'used and
popularized in France, where it became evident, even
before the decisive explosion, that the only possible issue
lay in a radical social transformation. The partial schools
of Voltaire and Rousseau in different ways led up to a
violent crisis, whilst taking little thought of the conditions
of a system which could replace the old; but the more
complete and organic school, of which Diderot is the best
representative, looked through freedom to reorganization.
Its constructive aim is shown by the design of the Ency-
dopedie, — a project, however, which could have only a
temporary success, because no real synthesis was forth-
coming, and this joint production of minds often divergent
could possess no more than an external unity. It was
with this great school that the physiocrats were Specially
connected; and, in common with its other members, whilst
I Minor English wi iters who followed the new econontic direction were Lewis
Roberts, Treasure of Traffic}:, 1641; Rice Vaughnn, Discourse^/ Coin and Coinage,
lh75 ; NiclioUs Barijon, Discourse concerning Coining the nexo money lighter, icy6,
in which some of Locke's errors were pointed out ; and the author of an anonymous
book entitled Considerations on the East India JTradf, 1701. Practical questions
inuch debated at this period were those connected with banking, on whirh a
lengthened controversy Took place. S. Lamb, W. Pi.tter, F. Cradocke, M. Lewis,
M. Godfrey, R. Murray, H. Chamterlcn. and W. Pateison, founder of the Biink
of England (1694), pioducing many pamphlets on the subject ; and the man.^ge-;
ment of the pot r. w liich was treated by Locke, Sir Matthew Hale, R, Haine£>.
T. firmin, tmd others.
POLITICAL ECONO]\IY
359
pushing towards an entire change of the existing system,
they yet would gladly have avoided political demolition
through the exercise of a royal dictatorship, or contemplated
it only as the necessary condition of a new and better order
of things. But, though marked off by such tendencies from
the purely revolutionary sects, their method and funda-
mental ideas were negative, resting, as they did. essenti-
ally on the basis of the jus naturx. We shall follow in
detail these French developments in their special relation
to economic science, and afterwards notice the correspond-
ing movements in other European countries which showed
themselves before the appearance of Adam Smith, or were
at least unaffected by his influence.
1. Before Adam Smith.
France. — The more liberal, as well as more rational,
principles put forward by the English thinkers of the new
type began, early in the 18th century, to find an echo in
France, where the clearer and more vigorous intellects
were prepared for their reception by a sense of the great
evils which exaggerated mercantilism, serving as instru-
ment of political ambition, had produced in that country.
The impoverished condition of the agricultural population,
the oppressive weight and unequal imposition of taxation,
and the unsound state of the public finances had produced
a general feeling of disquiet, and led several distinguished
writers to protest strongly against the policy of Colbert and
to demand a complete reform.
Tlie most important among5t them was Pierre Boisguillebert,
whose whole life was devoted to these controversies. In liis
statistical writings {Detail dc la France sous U rigne present, 1697 ;
Factum dc la France, 1707) ho brings out in gloomy colours tlie
dark side of the age of Louis XIV., and in his theoretic works
(Traill de la natU7-c ct i!u commerce des gravis ; Dissertations sur la
■nature des richesscsde V argent et destributs ; and Essai sur la rarete
de I'argent) lie appears as an earnest, even passionate, antagonist of
the mercantile school. He insists again and again on the lact tliat
national wealth does not consist in gold and silver, but in useful
things, foremost among which are the products of agriculture. He
even goes so far as to speak of "argent criminel," which from
being the slave of trade, as it ought to be, had become its tyrant.
He sets the "genuinely French Sully" far above the "Italianizing
Colbert," and condemns all arbitrary regulations aflTucting either
foreign or internal commerce, especially as regards the corn trade.
National wealtli does not depend on Governments, whose inter-
ference docs more harm than pood ; the natural laws of the economic
order of things cannot bo violated or neglected with impunity ; the
interests of the sevenil classes of society in a system of freedom are
identical, and tliose of individuals coincide with that of the state.
A similar solidarity exists between different nations; in their eco-
nomic dealings they arc related to the world as individual towns to
a nation, and not merely plenty, but peace and harmonj-, will result
from tlieir unfettered intercourse. Men he divides into two classes
—those who do nothing and enjoy everything, and those who labour
from morning to night often without earning a bare subsistence;
the latter ho would favour in every way. Here we catch the breath
of popular sympathy which fills the social atmosphere of the 18th
century. Ho dwells with special emphasis on tho claims of
agriculture, which had in Franco fallen into unmerited neglect,
and with a view to its improvement calls for a reform in taxation.
He would replace indirect taxes by taxes on income, and would
restore the payment of taxes in kind, with the object of securing
ciiuality of burden and eliminating every element of tho arbitrary.
Ho has some interesting views of a general character : thus ho
approxiniates to a correct conception of agricultural rent ; and ho
points to the order in which Iniman wants follow each other, — those
of necessity, couvenience, comfort, superfluity, and ostentation suc-
ceeding in tho order named, and ceasing in tlio inverse order to
be felt as wealth decreases. Tho doprecinting tone in which
Voltaire speaks of Boisguillebert (Siich de Louis XIV., chap. 30) is
certainly not justified; ho had a great economic talent, and his
writings cont-iin important germs of truth. But ho appears to
liavo exerted little influence, theoretical or practical, in Lis own
time.
The samo general line of thought was followed by the illustrious
^auhanin his economic tracts, especially that bearing tho title of
Trojet d'unc di.one Roijalc, 1707. He is deeply impressed with tho
deplorable condition of the working clas.ses of Krnnco in his day.
iHo urges that the aim of the Government should bo the welfare of
♦11 orders of tho community : that all are cntitLv! to like favour
and furtherance ; that the often despised and wronged lower class
is the basis of the social organization ; that labour is the foundation
of all wealth, and agriculture the most important species of labour;
that the most essential condition of successful industry is freedom ;
and that all unnecessary or excessive restrictions on manufactures
and commerce should be swept away. He protests in particular
against the inequalities of taxation, and the exemptions and
privileges enjoyed by the higher ranks. With the exccplion of
some duties on consumption he would abolish all the existing taxes,
and substitute for them a single tax on income and land, imparti-
ally applied to all classes, which he describes under the name of
" Dixme Hoyale," that is to say, a tenth in kind of all agricultural
produce, and a tenth of money income chargeable ou nianulaclurers
and traders.
The liberal and humane spirit of Fcnelon led him to aspire after
freedom of commerce with foreign nations, and to preach the doc-
trine that the true superiority of one state over another lies in the
number indeed, but also in the morality, intelligence, and indus-
trious habits of its population. The Telimaquc, in which these
views were presented in an attractive form, was welcomed and read
amongst all ranks and classes, and was thus an effective organ for
the propagation of opinion.
After these writers there is a marked blank in the field of French
economic thought, broken only by the inflexions Politiques snr Ics
Finances et le Commerce (1738) of Dutot, a pupil of Law, and the
semi-mercantilist Essais Politiques sur le Commerce (1731) of Melon,
till we come to the great name of Jlontesquieu. The Esprit des Montci-
Lois, so far as it deals with economic subjects, is written upon quiea.
the whole from a point of view adverse to the mercantile system,
especially in his treatment of money, though in his observalions
on colonies and elsewhere he falls in with the ideas of that system.
His immortal service, however, was not rendered by any special
research, but by his enforcement of the doctrine of natural laws
regulating social no less than physical phenomena. There is no
other thinker of importance on economic subjects in France till
the appearance of the physiocrats, which marks an epoch in the
history of the science.
The heads of the physiocratic .school were Francois Physicy
Quesnay (1694-1774) and Jean Claude Marie Vincent, "an.
sieur de Gournay (1712-1759). The principles of tiie
school had been put forward in 1755 by Cantillon, a
French merchant of Irish extraction (Essai sur la nature
du Commerce en general), whose biography Jevons has
elucidated, and whom he regards as the true founder of
political economy; but it was in tho hands of Quesnay and
Gournay that they acquired a systematic form, and became
the creed of a united group of thinkers and [iractical men,
bent on carrying them into action. The members of the
group called themselves "les dconomistes," but it is more
convenient, because unambiguous, to designate them by
the name " physiocrates," invented by Dupontdo Nemours,
who was one of their number. In this name, intended to
express the fundamental idea of the school, much more is
implied than the subjection of the phenomena of the
social, and in particular tho economic, world to fi.xed rela-
tions of coexistence and succession. This is the positive
doctrine which lies at the bottom of all true science. But
the law of nature referred to in the title of the sect was
something quite different. Tho theological dogma which
represented all the movements of tho universe as directed
by divine wisdom and benevolence to tho production of
tho greatest possible sum of happiness had been trans-
formed in the hands of tho metaphysicians into tho con-
ception of a jus naturx, a harmonious and beneficial code
established by the favourite entity of these thinkers,
Nature, antecedent to human institution.s, and furnishing
the model to which they should bo made to conform.
This idea, which Buckle apparently supposes to have been
an invention of Hutcheson's, had como down through
Roman juridical theory from tho speculations of Greece.
It was taken in hand by the modern negative school from
Hobbes to Rou.s8eau, and used as a powerful weapon of
assault upon the existing order of society, with which the
" natural " order was perpetually contrasted ns offering the
perfect type from which fact had deplorably diverged.
The theory received different n|iplications according to
the iiv^rsity of minds or circumstances. By some it was
360
POLITICAL ECONOMI
directed against the artificial manners of the times, by
others against contemporary political institutions ; it was
specially employed by the physiocrats in criticizing the
economic practice of European Governments.
The general political doctrine is as follows. Society is
composed of a number of individuals all having the same
natural rights. If all do not possess (as some members of
the negative school maintained) equal capacities, each can
ab least best understand his own interest, and is led by
nature to follow it. The social union is really a contract
tetween these individuals, the object of which is the
limitation of the natural freedom of each, just so far as it
is inconsistent with the rights of the others. Govern-
ment, though necessary, is a necessary evil ; and the
governing power appointed by consent should be limited
to the amount of interference absolutely required to secure
the fulfilment of the contract. In the economic sphere,
this implies the right of the individual to such natural
enjoyments as he can acquire by his labour. That labour,
therefore, should be undisturbed and unfettered; and its
fruits should be guaranteed to the possessor ; in other
words, property should be sacred. Each citizen must be
allowed to make the most of his labour ; and therefore
freedom of exchange should be ensured, and competition
in the market should be unrestricted, no monopolies or
privileges being permitted to exist.
The physiocrats then proceed with the economic analysis
as follows. Only those labours are truly " productive "
■which add to the quantity of raw materials avaUable for
the purposes of man ; and the real annual addition to the
■wealth of the community consists of the excess of the
mass of agricultural products (including, of course, metals)
over their cost of production. On the amount of this
" produit net " depends the wellbeing of the community,
and the possibility of its advance in civilization. The
manufacturer merely gives a new form to the materials
extracted from the earth ; the higher value of the object,
after it has passed through his hands, only represents the
quantity of provisions and other materials used and con-
sumed in its elaboration. Commerce does nothing more
than transfer the wealth already existing from one hand
to another ; what the trading classes gain thereby is
acquired at the cost of the nation, and it is desirable that
its amount should be as small as possible. The occupa-
tions of the manufacturer and merchant, as well as the
liberal professions, and every kind of personal service, are
" useful " indeed, but they are "sterile," drawing their
income, not from any fund which they themselves create,
but from the superfluous earnings of the agriculturist.
Perfect freedom of trade not only rests, as we have already
seen, on the foundation of natural right, but is also recom-
mended by the consideration that it makes the " produit
net," on which all wealth and general progress depend, as
large as ])Ossible. " Laissez faire, laissez passer " should
therefore be the motto of Governments. The revenue of
the state, which must be derived altogether from this net
product, ought to be raised in the most direct and simplest
way, — namely, by a single impost of the nature of a land
tax.
The special floctrine relating to the exclusive produc-
tiveness of agriculture arose out of a confusion between
" value " on the one hand and " matter and energy " on
the other. Smith and others have shown that the attempt
to fix the character of " sterility " on manufactures and
commerce was founded in error. And the proposal of a
single tmpbt territorial falls to the ground with the doctrine
on which it was based. But such influence as the school
eaerted depended little, if at all, on these peculiar tenets,
■which indeed some of its members did not hold. The
effective result of its teaching was mainly destructive. It
continued in a more systematic form the efforts in favour
of the freedom of industry already begun in England and
France. The essential historical office of the physiocrats
was to discredit radically the methods followed by the
European Governments in their dealings with industry.
For such criticism as theirs there was, indeed, ample
room : the policy of Colbert, which could be only tempor-
arily useful, had been abusively extended and intensified ;
Governmental action had intruded itself into the minutest
details of business, and every process of manufacture and
transaction of trade was hampered by legislative restric-
tions. It .was to be expected that the reformers should,
in the spirit of the negative philosophy, exaggerate the
vices of established systems ; and there can be no doubt
that they condemned too absolutely the economic action of
the state, both in principle and in its historic manifesta-
tions, and pushed the " laissez faire " doctrine beyond
its just limits. But this was a necessary incident of their
connexion ■with the revolutionary movement, of ■which
they really formed one wing. In the course of that
movement, the primitive social contract, the sovereignty
of the people, and other dogmas now seen to be untenable
were habitually invoked in the region of politics proper,
and had a transitory utility as ready and effective instru-
ments of warfare. And so also in the economic sphere
the doctrines of natural rights of buying and selling, of
the sufficiency of enlightened selfishness as a guide in
mutual dealings, of the certainty that each member of the
society will understand and follow his true interests, and
of the coincidence of those interests with the public
welfare, though they will not bear a dispassionate
examination, were temporarily useful as convenient and
serviceable weapons for the overthrow of the established
order. The tendency of the school was undoubtedly to
consecrate the spirit of individualism, and the state of
non-government. But this tendency, which may with
justice be severely condemned in economists of the present
time, was then excusable because inevitable. And, whilst
it now impedes the work of reconstruction which is for us
the order of the day, it then aided the process of social
demolition, which was the necessary, though deplorable,
condition of a new organization.
These conclusions as to the revolutionary tendencies of
the school are not at all affected by the fact that the form
of government preferred by Quesnay and some of his chief
followers was what they called a legal despotism, which
should embrace within itself both the legislative and the
executive - funetion. The reason for this preference was
that an enlightened central power could more pronijitly
and efficaciously introduce the policy they advocated than
an assembly representing divergent opinions, and fettered
by constitutional checks and limitations. Turgot, as we
know, used the absolute power of the crown to carry into
effect some of his measures for the liberation of industry,
though he ultimately failed because unsustained by the
requisite force of character in Louis XVI. But what the
physiocratic idea with respect to the normal method of i
government was appears from Quesnay's advice to the
dauphin, that when he became king he should "do nothing,
but let the laws rule," the laws having been of course
first brought into conformity with the jus naiura. The
partiality of the school for agriculture ■was in harmony
with the sentiment in favour of "nature" and primitive
simplicity which then showed itself in so many forms in
France, especially in combination with the revolutionary
spirit, and of which Kousseau was the most elo(|U(;ut
exponent. It was also associated in these writcis with a
just indignation at the wretched state in which the^ rural
labourers of France had been left by the scandalous neglect
of tliR superior orders of society — a state of whirJi tbo
POLITICAL ECONOIMY
3G1
terrible picture drawn by La Bruyere is an indestructible
record. ■ The members of the physiocratic group were
undoubtedly men of thorough uprightness, and inspired
with a sincere desire for the public good, especially for
the material and moral elevation of the working classes.
Quesnay was physician to Louis XV., and resided in the
palace at Versailles ; but in the midst of that corrupt
court he maintained his integrity, and spoke with manly
frankness what he believed to be the truth. And never
did any statesman devote himself with greater singleness
of purpose or more earnest endeavour to the service of his
^country than Turgot, who was the principal practical
representative of the school.
I The publications in which Quesnay expounded his system were
the following: — two articles, on " Fermiers" and on "Grains," in tho
jEncydopt'die of Diderot and D'Alembcrt (1756, 1757) ; a discourse
on the law of nature in the Physiocratic of Dujjont de Nemours
(1768); Jlfaximes geniralcs de gouvernement eamomiqnc d'uii
royaume aynt-o/e "(1758),' and the simultaneously published Tableau
£conomique avec son explication, on Extrait des Economics Royalcs
de Sully (with the celebrated motto " pauvres paysans, pauvre
royaume ; pauvre royaume, pauvre roi ") ; Dialogue sur Ic coininirce
et les travaux des artisans ; and otlier minor pieces. The Tableau
£conomiquc, though on account of its dryness and abstract form it
met with little general favour, may be considered the principal
manifesto of the school. It was regarded by the followers of
Quesnay as entitled to a place amongst the foremost products of
human wisdom, and is named by the elder Mirabeau, in a passage
quoted by Adam Smith, as one of the three great inventiohs which
liave contributed most to the stability of political societies, the
other two being those of writing and of money. Its object was to
exhibit by means of certain formulas the way iii which the products
of agriculture, which is the only source of wealth, would in a state
of perfect liberty be distributed among the several classes of the
community (namely, the productive classes of tho proprietors and
cultivators of land, and the unproductive class composed of manu-
facturers and merchants), and to represent by other formulas the
. modes of distribution wliich take place under systems of Goveru-
mental restraint and rcL'ulation, with the evil results arising to
the whole society from ililferent degrees of such violation^ of the
natural order. It follows from Quesnay's theoretic views that the
oire thing deserving the solicitude of the practical economist and
the statesman is the increase of the net product ; and he infers
also what Smith afterwards affirmed on not quite the same ground,
that the interest of the landowner is "strictly and indissolubly
connected with the general interest of the society."
\ Jean V. Gournay, ns we have seen, was regarded as one of
the founders of the school, and appears to have exercised some
influence even upon the formation of Quesnay's own opinions.
With the exception of a translation of Sir Josiali Child, Gournay
wrote nothing but memoirs addressed to ministers, which have
not seen the light ; but we have a full statement of Iiis views
in tho £loge dedicated to his memory by his illustrious friend
Turgot. Whilst Quesnay had spent his youth amidst rural scenes,
and had been early familiar with tlie labours of the field, Gournay
had been bred as a merchant, and had passed from the counting-
house to the office of intendant of commerce. They thus ap]iroaclied
the study of political economy from different sides, and this
diversity of their antecedents may in part explain the amount of
divergence which existed between their views. Gournay softened the
rigour of Quesnay's system, and brought it nearer to the truth, by
rejecting what Smith calls its "capital error"— the doctrine, namely,
of the unproductiveness of manufactures and commerce, lie
directed his cfTorts to the assertion and vindication of the principle
of industrial liberty, and it was by him that this princij)le was
formulated in the jmrasc, since so often heard for good and lor evil,
_^"Laisse7. faire, laisscz passer." One of the earliest and most com-
plete adherents of tho physiocratic school, as well as an ardent and
unwearied propagator of its doctrines, was Victor Miraboau, whose
sincere and independent, though somewhat perverse and whimsical,
•character is familiar to Knglish readers through Carlyle's essay on
his more celebrated son. He had expressed some physiocratic views
earlier than Quesnay, but owned the latter for his spiritual father,
and adopted most of his opinions, the principal dilVerence being
that he was favourable to tho petite as ojipo-scd to the grandc culture,
which latter was preferred by his chief as giving, not indeed tho
largest gros , but the largest net product. Mirabeau's jirincipal
writing's were ^mi des llommes, ou trailf sur la population (1756,
1760), Thiorie de I'imjM (17G0), Les £conomiques (1709), and
Pliilosophie rurale, ou Kcononiic generaU et politique de V A<jrieulture
(1763). The last of these was tlic earliest complete exposition of
the jdiysiocratie system. Another earnest and |>crseveriiig a|iostlo
of tlio svstcm was Dupout dc Nemours (1739-1817), known by his
treatises De Vexportation el de I'iynporlnlion des grains (1764), Dc
Vorigine et des progres d'ime science nouvclle (1767), Du commerce
de la Compagnie des Indes (1767), and especially by liis more com-
prehensive work Physiocratic, on, Constitution nnturellcdu ijourenie-
ment Ic plus avantageux' au genre humain (1768). The title of
this work gave, as has been already mentioned, a n;imc to the sdiooL
Another formal exposition of the system, to which Adam Smith
refers as "the most distinct and best connected account" of it, was
produced by Mercier-Lariviere, under the title L'Ordrc nature! et
esscnticl des societes politiqucs (1767), a title which is interesting as
embodying the idea of the jus naltirse. Both he and Du))onl do
Nemours professed to study human communities, not only in rela-
tion to their economic, but also to their ]iolitical anil general
social aspects ; but, notwithstanding these larger pretensions, their
views were commonly restricted in the main to the economic sphere ;
4t least material considerations decidedly prepondcr.Tlcd in their
inquiries, as was naively indicated by Larivierc when he said,
" Property, security, liberty— these com|uise the whole social ordor ;
the right of property is a tree of which all the institutions of
society are branches."
The most eminent member of the group was without doubt Anna
Robert Jacques Turgot (1727-1781). This is not the jilace to speak
of his noble practical activity, first as rntemlant of Limoges, ami
afterwards for a brief period as finance minister, or of the eircuni-
stances which led to uis remov.Tl from ollice, and the consequent
failure of his efforts for the salvation of Fiance. His economic
views are explained in tho introductions to his edicts and oidi-
nances, in letters and occasional papers, but especially in his
Rfflcxions svr la formation et la distribution des riclicsses (1766).
This is a condensed but eminently clear and attractive exposition
of the fundamental princi]>lcs of political economy, ns they were
conceived by the physiocrats. It embodies, indeed, the eironcous
no less than the sound doctrines of that school ; but several sub-
jects, especially the various forms of land-economy, the dillVrent
employments of capital, and the legitimacy of interest, are handleil
in a generally just as well as striking manner ; and the moile of
presentation of the ideas, and the luminous arrangement of tho
whole, are Turgot's own. The treatise, which contains a surprising
amount of matter in proportion to its length, must always retain a.
jjlace among the classics of the science.
The physiocratic school never obtained much direct
popular influence, even in its native country, though it
strongly attracted many of the more gifted and earnest
mindn. Its members, writing on dry subjects . in an
austere and often heavy style, did not find acceptance with
a public which demanded before all things charm of
manner in those who addressed it. When Morellet, ono
of their number, entered the lists with (Jaliani, it waa
seen how exprit and eloquence could triumph over science,
sol-id indeed, but clumsy in its movements. The physio-
cratic tenets, which were in fact partially erroneous, were
regarded by many as chimerical, and were ridiculed in
the contemporary literature, as, for cxamjile, the ini/iOl
unique by Voltaire in his L'homme aiij:_ ijtiarante ecus,
which was directed in particular against Mercier-Lariviere.'
It was justly objected to the groui) that tliey were too
absolute in their view of things ; they sujipo.sed, as Smith
remarks in speaking of Quesnay, that the body iiolitic
could thrive only under one iirecise regime, — that, namely,
which they recommended, — and thought their doctrines
universally and immediately applicable in practice. They
did not, as theorists, sufliciently take into account national
diversities, or different stages in social dcveloimient ; nor
did they, as politicians, adequately estimate tho imiiedi-
ments which ignorance, j)rejudice, and interested opposi-
tion present to enlightened statesmanship. It is possible
that Turgot himself, as Cirimm suggests, owed his fniluro
in ]iart to tho too unbending rigour of his policy and tho
aU-scnce of any ntteni|it at conciliation. He this as it may,
his defeat helped to impair the credit of his principJe-s
which were represented as having been tried and found
wanting.
Tho physiocratic .system, alter guiding in some degrv.»
the policy of the Constituent Assembly, and awakening a
few echoes here and there in foreign countries, soon cea.->eT)
to exist as a living power ; but the good elements it com-
prised were not lost to mankind, bcins incorporated int*
XL\. — 46
362
POLITICAL ECONOJMY
the sounder and more complete construction of Adam
Smith.
Italy. — In Italy, as in the other European nations, there
was little activity in the economic field during the first
half of the 18th century. It was then, however, that a
really remarkable man appeared, the archdeacon Salustio
Antonio Bandiiji (1677-1760), author of the Discorso
sidla Jfaremma Sienese, written in 1737, but not published
till 1775. The object of the work was to raise the Maremma
from the wretched condition into which it had fallen through
the decay of agriculture. This decay he showed to be, at
least in part, the result of the wretched fiscal system
which was in force ; and his book led to important reforms
in Tuscany, where his name is held in high honour. Not
only by Pecchio and other Italian writers, but by Roscher
also, he is alleged to have anticipated some leading doc-
trines .of the physiocrats, but this claim is disputed. There
was a remarkable renascence of economic studies in Italy
during the latter half of the century,, partly due to F.rench
influence, and partly, it would appear, to improved govern-
ment in the northern states.
The movement at first followed the lines of the mercantile school.
Thus, in Antonio Broggia's Tratlati dei trihuti e ddh vwnetc e del
govemo politico della societd (1743), and Girolamo Belloni's Sis-
sertuzione sopra il commcrcio (1750), which seems to have had a
success and reputation much above its merits, mercantilist tendencies
Genovesi. decidedly preponderate. But the most distinguished writer who re-
presented that economic doctrine in Italy in the last century was
Antonio Genovesi, a Neapolitan (1712-1769). He felt deeply the
depressed intellectual and moral state of his fellow-countrymen, and
aspired after a revival of philo.sophy and reform of education as the
first condition of progress and wellbeing. With the object of iM'otcct-
ing him from the theological persecutions which threatened him
on account of his advanced opinions, Bartolomeo Intieri, of whom
we shall hear again in relation to Galiani, founded in 1755, ex-
jiressly for Genovesi, a chair of commerce and mechanics, one of the
conditions of foundation being that it should never be iilled by a
monk. This was the first professorship of economics established
in Europe ; the sacond was founded at Stockholm in 175S, and the
tliird in Lombardy ten years later, for Beccaria. The fruit of the
labours of Genovesi in this chair was his Lczioiii di coynmercio, ossia
di economin civile (1769), which contained the first systematic
treatment of the whole subject which had appeared in Italy. As
the model for Italian imitation he held up England, a country for
which, says Pcccliio, he had a predilection almost amounting to
fanaticism. He does not rise above the false economic system
which Englanil then pursued ; but he rejects some of the grosser
errors of the school to which he belonged ; he advocates the freedom
of the corn trade, and deprecates regulation of the interest on
' loans. In the spirit of his age, he denounces the relics of mediieval
institutions, such as cnt.uls and tenures in mortmain, as impedi-
ments to the national prosperity. Ferdinando Galiani was another
distinguished disciple of the mercantile schooh Before lie had com-
pleted his twenty-first year ho published a work on money {Delia
moneta lihn cinque, 1750), the principles of which are supposed to
have been dictated by two experienced practical men, -the marquis
Rinuccini and Bartolomeo Intieri, whose name we have already
met. But his reputation was made by a book written in French
and published in Paris, where he was secretary of embassy, in 1770,
namely, his Dialogues sur le commerce des bles. This work, by its
light and pleasing style, and the vivacious wit with which it
abounded, delighted Voltaire, who spoke of it as a book in the pro-
duction of which Plato and Moliere might have been combined !
The author, says Pecchio, treated his arid subject as Fontenelle did
the vortices of Descartes, or Algarotti the Newtonian system of the
world. The question at issue was that of the freedom of the corn
trade, then much agitated, and, in particular, the policy of the royal
edict of 1764, wiiich permitted the exportation of grain so long as
the price had not arrived at a certain height. The general principle
he maintains is that the best system in regard to this trade is to
have no system, — countries dilTerently circumstanced requiring, ac-
cording to him, different modes of treatment. This seems a lame
and impotent conclusion from the side of science ; yet doubtless
the physiocrats, with whom his controversy lay, prescribed on this,
as on other subjects, rules too rigid for the safe guidance of statesmen,
and Galiani may have rendered a real sen'ice by protesting against
their absolute solutions of practical problems. He fell, liowever,
^nto some of the most serious errors of the mercantilists, — holding,
as inaeed did also Voltaire and even Verri, that one country cannot
gain without another losing, and in his earlier treatise going so
far as to defend the action of Governments in dpbasing the nurrencv.
Amongst the Italian economists who were most under the iuilu-
ence of the modern spirit, and in closest harmony with the general
movement which was impelling the Western nations towards a new
social order, Cesare Becearia (1738-]7;i4) Iiohls a foremost plaoe.
He is best known by his celebrated treatise Dei dcliUi e dclle pene,
by which Voltaire said he had made himself a benefactor of all
Europe, and which, we are told, has been translated in'to twenty-two
languages. The empress Catherine having invited him to fix his
residence at St Petersburg, the Austrian Government of Lombardy,
in order to keep him at home, established expressly for him a chair
of political economy ; and in his £lenicnli di econoinia pubblica.
(1769-1771 ; not published, however, till 1804) are embodied his
teachings as professor. The work is unfinished : he had divided
the whole subject under the lieads of agriculture, manufactures,
commerce, taxation, government ; but he has treated adequately
only the first two heads, and the last two not at all, having beeii
called to take part in the councils of the state. He was in some
degree under the influence of physiocratic ideas, and holds that
agriciiltnre is the only strictly productive form of industry, whilst
manufacturers and artisans are a sterile class. He was strongly
opposed to monopolies and privileges, and to corjiorations in arts and
trades ; in general he warmly advocated internal industrial freedoi.'i,
though in regard to foreign commerce a protectionist In the
special case of the corn trade he was not, any more than Galiani, a
partisan of absolute liberty. His exposition of economic principles
is concise and sententious, and he often states correctly the most
important considerations relating to his subject without adding the
developments which would he desirable to assist comprehension and
strengthen conviction. Thus on "production capital" {capitali
/ondalori), as distinct from " revenue caiiilal," in its aiiplication to
agriculture, he presents in a condensed form essentially the same
explanations as Turgot about the same time gave ; and on the
division of labour and the circumstances which cause different rates
of wages in different employments, he in substance comes near to
Smith, but without the fulness of illustration which is so attrac-
tive a feature of the ireallh- of Nations. Pietro Verri (1728-1797.1, Ven*
an intimate and life-long friend of Beccaria, was for twentv-five
years one of the principal directors of the administration of Lom-
bardy, in which capacity he originated many economic and other
reforms. In his JUJlcssioni sulle lerjgi vineolanti, principalmente
nel commercio de' ijrani (written in 1769, printed in 1796), he con-
siders the question of the regulation of the corn trade both histori-
cally and in the light of theoretic principles, and arrives at the
conclusion that liberty is the best remedy against famine and
against excessive fluctuations of price. He is generally opposed to
Governmental interference with- internal commerce, as well as to
trade corporations, and the attempts to limit prices or fix the rate
of interest, but is in favour of the protection of national industry
by a judiciously framed tariflT. These views are explained in his
Meditazioni su'lV economia polilica (1771), an elementary treatise
on the science, which was received with favour, and translated into
several foreign languages. A primary principle with him is what he
calls the augmentation of reproduction — that is, in Smith's language,
of " the annual produce of the land and labour" of a nation ; and
by its tendency to promote or to restrict this augmentation ho tests
every enactment and institution. Accordingly, unlike Beccaria, he
prefers the petite to the yrande culture, as giving a larger total pro-
duce. In dealing with taxation, he rejects the physiocratic pro-
posal of a single impot territorial. Giovanni P.. Carli (1720-17_95), Catlt
also an official promoter of the reforms in the government of Austrian
Lombardy, besides learned and soiind treatises on money, was
author of Ragionamenii sopta i bilnnci economici delle nazioni, in
which he shows the falsity of the notion that a state gains or loses
in foreign commerce according to the so-called balance of trade. In
his letter to Pompeo Neri Sul libera commcrcio dc' grani (1771), he
takes up a position similar to that of Galiani, regarding the question
of the freedom of the corn trade as not so much a scientific as an
administrative one, to be dealt with differently under diflercnt local
or other conditions. Rejecting the physiocratic doctrine of the
exclusive productiveness of agiiculture, he illustrates inau interest-
ing way the necessity of various economic classes in a society, and
the reflex agency of manufactures in stinmlating the cultivation
of the soil. Giambattista Vasco (1733-1796) wrote discourses on '
several questions proposed by academics and sovereigns. In these
he condemns trade corpoi-ations and the attempts by Governments
to fix the price of bread and to limit the interest on loans. In
advf/cating the system of a peasant proprietary, he suggests that
the law should determine the minimum and maximum portions ot
land which a citizen should be permitted to po.ssess. He also, with
a view to prevent the undue accumulation of property, proposes the
abolition of the right of bequest, and the equal division of the
inheritance amongst the childri'U of the .deceased. Gaetano;
Filangieri (1752-1788), one of the Italian writei-sof the last century |
whose names are most widely known throughout Europe, devoted
to economic questions the se""v-l book of his S'cicnza della legis-
laziune (5 voU., 1780-1785). Filled with reforming ardour and a
passionate patriotism, ho employed his vehement, eloquence in
denouncing all the abuses of his time. Appji'-utly without any
i
POLITICAL ECONOMY
3G3
KiiowIeJge of A Jam Pinith, he insists on unlimitcJ freeJoni of trade,
calls for tlie abolition of the nicdicEval institutions which impeded
production and national wellbcing, and condumns the colonial
system then followed by England, Spain, and Holland. He pro-
phesies, as Raynal ami Genovesi had done before him, that all
America would one day be imlependent, a prediction wliicli probably
helped to elicit Benjamin Franklin's tribute of admiration for
his work. Kather a propagator than a discoverer, he sometimes
adopted from others erroneous opinions, as, for example, when hi)
approves the impdt unique of the physiocrats. On the whole, how-
ever, he represents the most advanced political and social tenden-
cies of his age ; whilst strongly contrasted with Beccaria in tem-
perament and style, he was a worthy labourer in the same cause
of national and universal progress. Ludovico Ricci (1742-1799)
was author of an able report Sulla riforma degli istituli pii della
cittd di Modcna (1787). He treated the subject of poor relief and
charitable institutions in so general a way tliat the work possesses
a universal and permanent interest. He dwells on the evils of
indiscriminate relief as tending to increase the misery it seeks to
remove, and as lowering the moral character of a population. He
exposes especially the abuses connected with lying-in and foundling
hospitals. There is much in him which is akin to the views
of Malthus ; like him he is opposed to any state provision for the
destitute, who ought, he thinks, to be left to voluntary private
loktti. beneficence. Ferdinando Paoletti (1717-1801) was an excellent
and public-spirited priest, who did much for the diffusion of
intelligence amongst the agricultural population of Tuscany, and
for the lightening of the taxes which pressed upon them. He corre-
sponded with Mirabeau ("Friend of Men"), and appears to have
accepted the physiocratic doctrines, at least in their general sub-
stance. He was author of Pcnsieri sopra Vagricoliura (1769), and
of I vcri mc:zi di render /dice h societa (1772) ; in the latter he
advocates the freedom of the corn trade. • The tract 11 Colberlismo
lOgotti. (1791) by Count Francesco Mengotti is a vigorous protest against
the extreme policy of prohibition and protection, which may still
be read with interest. Mengotti also wrote (1791) a treatise Del
commcrcio dc' Jiomani, directed mainly against the exaggerations
of Huet in his J/isloire du commerce el de la navigation des amiens
(1716), and useful as marking the broad difference between the
ancient and modern civilizations.
itef Here lastly may be mentioned another Italian thinker who,
eminently original and even eccentric, cannot easily be classed
among his contemporaries, though some Continental writers of our
own century have exhibited similar modes of thought. This was
Giammaria Ortes (J713-1790). He is opposed to the liberalist
tendencies of his time, but does not espouse the doctrines of the
mercantile system, rejecting the theory of the balance of trade and
demanding commercial freedom. It is in the Middle Ages that he
finds his social and economic type. He advocates the maintenance
of church property, is averse to the ascendency of the money power,
and has the mcdi;»;val di.-,like for interest on loans. He entertains
the singular idea that the wealth of communities is always and
everywhere in a fixed ratio to their population, the latter being
detcnnineil by the former. Poverty, therefore, necessarily waits
on wealth, and the rich, in becoming so, only gain what the poor
lose. Those who are interested in the improvement of the condi-
tion of the people labour in vain, so long as they direct their efforts
to the increase of the sum of the national w('alth, which it is
beyond their rawer to alter, instead of to the distribution of that
wealth, which it is possible to modify. The true remedy for
poverty lies in mitigating the gain-pursuing propensities in the
rich and in men of business. Ortes studied in a separate work tho
subject of population ; ho formulates its increase as "geometrical,"
but recognizes that, as a limit is set to such increase amongst the
lower animals by mutual destruction, so is it in the human species
by "reason" — the "prudential restraint" of which MuUhus after-
wards made so much. Ho regards tlie institution of celibacy as
no less necessary and advantageous than that of marriage. He
enunciates what has since been known as the " law of diminishing
returns to agricultural industry." He was careless as to the diffu-
sion of his writings ; and hence they remained almost unknown
till they were included in the Custodi collection of Italian eco-
nomists, when they attracted much attention by tho combined
sagacity and waywardness which marked their author's intellectual
character.
Sixiin. — The same breath of a new era which was in the
air elsewhere in Europe made itself felt also in Spain.
In the earlier part of the 18th century Gerouimo Ustariz )iad
written his Teorica y I'raelica del Comcrcio y Ufarina (1724 ; pub-
lished, 1740; Eug. transl. by John Kippax, 1751 ; French by
Fovbonnais, 17&3), in which he carries mercantile principles to
their utmost extreme.
The reforming spirit of the latter half ef the century was best
rtprcbcntcd in that country by Pedro Rodriguez, count of Cam-
pom.inr^ (1723-]S0'2\ He pursued with ardour tho same studios
and in some degree the same policy as his illustrious contemporary
Turgot, without, however, having arrived at so advanced a point of
view. He was author of ftcspiicstti fiscal sobre abolir la tnsa y
Cftabkecr el comcrcio dc graiius (1764), l)iscH7so sobre el fometilo
de vuluslria popolar {n7i), and Discurso sobre la cducueioii de Ids
arlesnnos y su/omcnlo (1775). By means of these writings, justly
eulogized by Kobertson, as well as by his personal efforts as
minister, he sought to establish the freedom of the corn trade, to
remove the hindrances to industry arising from nicdiKval survivals,
to give a large development to manufactures, and to liberate agri-
culture from the odious burdens to which it was subject. He saw
that, notwithstanding tho enlightened administration of Charles
III., Spain still suffered from the evil results of the blind confidence
reposed by her people in her gold mines, and enforced the lesson
that the real sources of the wealth and power of liis country must
be sought, not in America, but in her own industry.
In both Italy and Spain, as is well observed by Comte,
the impulse towards social change took principally the
direction of economic reform, because the pressure exercised
by Governments prevented so large a measure of free
speculation in the fields of philosophy and general politics
as was possible in France. In Italy, it may be added, the
traditions of the great industrial past of the northern
cities of that country also tended to fix attention chiefly
on the economic side of public policy and legislation.
Germany. — We have seen that in Italy and England
political economy had its beginnings in the study of
practical questions relating chiefly to money or to foreign
commerce. lu Germany it arose (as Roscher has shown)
out of the so-called cameralistic sciences. From the end
of the Middle Ages there existed in most German countries
a council, known as the Kammer (Lat. r.amei-a), which was
occupied with the management of the public domain and
the guardianship of regal rights. The emperor Maximiliar,
found this institution existing in Burgundy, and estaK
lished, in imitation of it, aulic councils at Innsbruck and
Vienna in 1498 and 1501. Not only finance and taxation,
but questions also of economic police, came to be intrusted
to these bodies. A special preparation became necessary
for their members, and chairs of cameralistic science were
founded in universities for the teaching of the appropriata
body of doctrine. One side of tho instruction thus given
borrowed its materials from the sciences of external nature,
dealing, as it did, with forestry, mining, general technology,
and the like; the other related to the conditions of national
prosperity as depending on human relations and institu-
tions; and out of the latter German political economy was
at first developed.
In no country had mercantilist views a. stronger hold than in
Germany, though in none, in the period we al^ now considering,
did the system of tiie balance of trade receive a less extensive paic-
tical application. AH the leading German economists of the 17th
century — Hornitz, Besold, Klock, Bechcr, Horneok, Scckendorf, and
Schroder — stand on the common basis of the mercantile doctrine.
And the same may be said of the writers of the first half of tho 18th
century in general, und notably of Justi(d. 1771), who was tho
author of tho first systematic German treatise on political economy,
a work which, from its currency as a text book, had much effect on
tho formation of opinion. Only in Zincke (169'2-1769) do wo find
occasional expressions of n circle of ideas at variance with the
dominant system, and irointing in tho direction of indnstrinl
freedom, liut these writcre, except from the national luiint of
view, are unimportant, not having exercised any influence on the
general movement of Kuropcan thought.
The principles of the fihysiocratio system mot with a certain'
amount uf favour in Cerinany. Karl Fricdrioh, morgravo of Hadon,
wrote for the use of his sons an Abregi dcs vrivcipes d' Kconomie
Puliligue, 1772, which is in harmony with the ductrinoa of that
system. It possesses, however, little scicntifiovalue. Schlcttwcin
(1731-1802) and Manvillon (1743-1794) were followers of tho same
school. Theodor Scbmalz (1764-1831), who is eoinmonly named
as " tlie last of the )ihysiocrat.s," may be here mentioned, though
somewhat out of tho historic order. He romi ares Colbcrtism with
tho Ptolemaic system, physiocratism with the Cojicrnican. Adam
Smith he reproscnU as the Tyclio Hmho of political economy, — a
man of eminent rawora, who could not resist the force of truth in
the physiocrats, but partly could not divcst himself of rooted pre-
judices, and i«irtly was ambitious of the fame of a discoverer and a
reconc-.ler of divergent systems. Though Smith was now "th9
mi
POLITICAL ECONOMY
fashion," Schmalz could not doubt that Quesnay's doctrine' was
alone true, and would ere long be triumphant everywhere.
Just before the appearance of Smith, as in England Steuart, and
in Italy Genovcsi, so in Austria Sonnenfels (1733-1817), the- first
distinguished economist of that country, sought to present the
mercantile system in a modified and more enlightened form ; and
hisworlc {Grimclsdlze der Polizei, Handlung, und Finanz, 1765 ; 8th
ed., 1822) exercised even during a considerable part of the present
century much influence on opinion and on policy in Austria,
But the greatest German economist of the 18th century was, iii
Koscher's oi)inion, Justus Moser (1720-1794), the author o{ Patrio-
tische Pkantfisicoi (1774), a series of fragments, which, Goethe
nevertheless declares, form "ein wahrhaftes Ganzes." The poet
was much influenced by Moser in his youth, and has eulogized in
the Dichlung und yVahrheit his spirit, intellect, and character, and
his thorough insight into all that goes on in the social • world.
iWhilst others occupied themselves with larger and more prominent
public aft'airs and transactions, Moser observed and reproduced the
common daily life of his nation, and the thousand " little things "
Jwhich compose the te.\ture of popular existence. He has been com-
pared to Franklin for the homeliness, verve, and freshness of his
writings. In opinions he is akin to the Italian Ortes. He is
opposed to the whole spirit of the "Aufklcirung," and to the liberal
and rationalistic direction of which Smith's work became after-
wards the expression.. He is not merely conservative but reaction-
ary, manifesting a preference for medifeval institutions such as the
trade guilds, and, like Carlyle in our own time, seeing advantages
even in serfdom, when compared with the sort of freedom enjoyed
by the modern drudge. He has a marked antipathy for the growth
of the money power and of manufactures on the large scale, and
for the highly developed divisi<?n of labour. He is opposed to
absolute private property in land, and would gladly see revived
such a system of restrictions as in the interest of the state, the
commune, and the family were imposed on mediaeval ownership.
In his wayward and caustic style, he often criticizes efl'ectively the
doctrinaire narrowness of his contemporaries, throws out many
striking ideas, and in particular sheds real liglit on the economic
phenomena and general social conditions of the Middle Ages.
2. Adam Smith, with his Immediate Predecessors
and hi^ Followers.
England. — The stagnation in economic inquiry which
sho-wed itself in England in the early part of the 18th
century was not broken by any notable manifestation
before 1735, when Bi.shop Berkeley put forward in his
Querist, with much force and point, views opposed to
those of the mercantile school on the nature of national
wealth and the functions of money, though not without an
iadraixture of grave error. But soon a more decisive
advance was made. Whilst in France the physiocrats
were working after their own fashion towards the con-
struction of a definitive system of political economy, a
Scottish thinker of the first order was elucidating, in a
series of short but pregnant essays, some of the funda-
mental conceptions of the science. 'What had been written
on these questions in the English language before his time
had remained almost altogether within the limits of the
directly practical sphere. With Locke, indeed^ the general
system of the modern critical philosophy had come into
relation with economic inquiry, but only in a partial and
indeterminate way. But in Hume the most advanced
form of this philosophy was represented, and his appear-
ance in the field of economics decisively marks the tendency
bf the latter order of speculation to place itself in con-
nexion with the largest and deepest thought on human
nature and general human history, ilost of the essays
here referred to first appeared in 1752, in a volume entitled
Political Discourses, and the number was completed in the
collection of Essays and Treatises on Several Subjects, pub-
lished in the following year. The most important of them
are those on Commerce, on Money, on Interest, and on
the Balance of Trade. Yet these should not be separated
from the rest, for, notwithstanding the unconnected form
of these little treatises, there runs through them a pro-
found unity of thought, so that they indeed compose in a
certain sense an economic system. They exhibit in full
measure HunieV wonderful acuteness and subtlety, which
indeed sometimes di.=.pose him to paradox, in combination
with the breadth, the absence of prejudice, and the social
sympathies which so eminently distinguish him ; and they
offer, besides, the charm of his easy and natural style and
his rare power of lucid exposition. '
In the essay on money he refutes the mercantilist error, which
tended to confound it with wealth. " Men and commodities," he
says, " are the real strength of any community." " In the national
stock of labour consists all real power and riches." Money is only
the oil which makes the movements of the mechanism of commerce
more smooth and easj'. He shows that, from the domestic as
distinguished from the international point of view, the absolute
quantity of money, supposed as of fixed amount, in a country is of
no consequence, whilst an excessive quantity, larger, that is, than
is required for the interchange of commodities, may be injurious as
raising prices and driving foreigners from the home markets. He
goes so far, in one or two places, as to assert that the value of money
is chiefly fictitious or conventional, a position which cannot bo
defended ; but it must not be pressed against him, as he builds
nothing on it. He has some very ingenious observations (since,
however, questioned by J. S. MiU) on the eff'ects of the increase of
money in a country in srimulating industry during the interval which
takes place before the additional amount is sufficiently difl'used to
alter the whole scale of prices. He shows that the fear of the
money of an industrious community being lost to it by passing
into foreign countries is groundless, and that, under a system of
freedom, the distribution of the precious metals which is adapted
to the requirements of trade will spontaneously establish itself.
" In short, a Government has great reason to preserve with care its
people and its manufactures ; its money it may safely trust to the
course of human affairs without fear or jealousy."
A very important service was rendered by his treatment of tho
rate of interest. He exposes the erroneous idea often entertained
that it depends on the quantity of money in a country, and shows
that the reduction of it must in general be the result of ' ' the increase
of industry and frugality, of arts and commerce," so that it may
serve as a barometer, its lowness being an almost infalliblesign of
the flourishing condition of a people. It may be observed in pass-
ing that in the essay devoted to this subject he brings out a prin-
ciple of human nature which economists too often overlook, "the
constant and insatiable desire of the mind for exercise and employ-
ment," and the consequent action of c«)i!«' in prompting to exer-
tion.
With respect to commerce, he points to its natural foundation in
what has since been called " the territorial division of labour," and
proves that the prosperity of one nation, instead of being a hin-
drance, is a help to that of its neigjj hours. "Not only as a man,
but as a British subject," he says, "I pray for the flourishing com-
merce of Germany, Spain, Italy, and even France itself." He con
demns the " numberless bars, obstructions, and imposts which all
nations of Europe, and none more thau England, have put upon
trade." Yet on the question of protection to national industry
he is not quite at the free-trade point of view, for he approves of a
tax on German linen as encouraging home manufactures, and of a
tax on brandy as increasing the sale of rum and supporting out
southern colonies. Indeed it has been justly observed that there
are in him several traces of a refined mercantilism, and that he
represents a state of opinion in which the transition from tho old
to the new views is not yet completely effected.
We cannot do more than refer to the essay on taxes, in which,
amongst other tilings, he repudiates the imp6t unique of the physio-
crats, and to that on public credit, iu which he criticizes the
" new paradox that public incumbrances are of themselves advan-
tageous, independent of the necessity of contracting them," and
objects, perhaps too absolutely, to the modern expedient of raising
the money required for national enterprises by way of loan, and so
shifting our burdens upon the shoulders of posterity.
The characteristics of Hume which are most important
in the history of economic investigation are (1) his
practice of bringing economic facts into connexion with all
the weighty interests of social and political life, and (2)
his tendency to introduce the historical spirit into the
study of those facts. He admirably illustrates the mutual
action of the several branches of industry, and the influ-
ences of progress in the arts of production and in com-
merce on general civilization, exhibits the striking con-
trasts of the ancient and modern system of life (see espe-
cially the essay On the Populousness of Ancient .N^ations),
and considers almost every phenomenon which comes under
discussion in its relations to the contemporary stage of
social development. It cannot be doubted that Hume
exercised a most important influence on Adam Smith, whu
POLITICAL ECONOMY
365
in the Wealt/i of -Nations calls him "by far the most illus-
trious philosopher and historian of the present age," and
who esteemed his character so highly that, after a friend-
ship of many years had been terminated by Hume's
decease, he declared him to have " approached as nearly
to the idea of a perfectly wise and virtuous man as
perhaps the nature of human frailty will permit."
Josiah Tucker, dean of Gloucester (d. 1799), holds a distinguished
place among tlie immediate predecessors of Smith. Most of 'his
numerous productions had direct reference to contemporary ques-
tions, and, though marked by much sagacity and penetration are
deficient in permanent interest. In" some of these he urged the
impolicy of restrictions on the trade of Ireland, advocated a union
of that country with England, and recommended the recognition of
the independence of the United States of America. The most
important of bis general economic views are those relating to in-
tei'national commerce. He is an ardent supporter of free-trade
doctrines, which he bases on the principles that there is between
nations no necessary antagonism, but rather a harmony, of interests,
and that their several natural advantages and different aptitudes
naturally prompt them to e.'cchange. Ho had not, however, got
quite clear of mercantilism, and favoured bounties on exported
manufactures and the encouragement of population by a tax on
celibacy. Dupont, and after him Blanqui, represent Tucker as a
follower of the physiocrats, but there seems to be no ground for
this opinion except his agreement with them on the subject of the
freedom of trade. Turgot translated into French his Important
Questions on. Commerce (1755).
HeMrt. In 1767 was published Sir James Steuart's /ji^'uin/ into the Prin-
ciples of Political Economy, This was one of the most unfortunate
of books. It was the most complete and .systematic survey of tlie
science from the point of view of moderate mercantilism which
had appeared in England. Steuart was a man of no ordinary
abilities, and had prepared himself for his task by long and serious
study. But the time for the mercantile doctrines was past, and
the system of natural liberty was in possession of an intellectual
ascendency which foreshadowed its political triumph. Nine years
later the Wealth of Nations was given to the world, a xjork as
superior to Steuart's in attractiveness of style as in scientific sound-
ness. Thus the latter was predestined to fail, and in fact never
exercised any considerable theoretic or practical influence. Smith
never quotes or mentions it ; being acquainted with Steuart, whose
conversation he said was better than his book, ho probably wished
to keep clear of controversy with him. The German economists
have examined Steuart's treatise more carefully than English
writers have commonly done ; and they recognize its high merits,
especially in relation to the theory of value and the subject of
population. They have also pointed out that, in the .spirit of the
best recent research, he has dwelt on the special characters which
distinguish the economics proper to dilTereut nations and different
grades in social progress.
dam Coming now to the great name of Adam Smith (1723-
oth. 1790), it is of the highest importance that we should
rightly understand his position and justly estimate his
claims. It is plainly contrary to fact to represent him, as
some have done, as the creator of political economy. The
subject of social wealth had always in some degree, and
incroasitgly in recent times, engaged the attention of
philosophic minds. The study had even indisputably
assumed a systematic character, and, from being an assem-
blage of fragmentary disquisitions on particular questions
of national interest, had taken the form, notably in
Turgot's Jiejlexion.^, of an organized body of doctrine.
The truth is that Smith took up the science when it was
already considerably advanced ; and it was this very cir-
cum,stanco which enabled him, by the production of a
classical treatise, to render most of his predecessors obso-
lete. But, whilst all the economic labours of the preceding
centuries preparc>l the way for him, they did not anticipate
his work. His appearance at an earlier stage, or without
those previous labours, would be inconceivable ; but ho
built, on the foundation which had been laid by others,
much of his own that was precious and enduring.
Even those who do not fall into the error of making
Smith the creator of the science, often separate him too
broadly from Qucsnay and his followers, and represent the
history of modern economics as consisting of the successive
rise and reign of three doctrines — the mercantile, the
physiocratic, and the Smithian. The last two are, it is
true, at variance in some even important respects. But it
is evident, and Smith himself felt, that their agreements
were much more fundamental than their differences ; and,
if we regard them as historical forces, they must be con-
sidered as working towards identical ends. They both
iirged society towards the abolition of the previously pro-
vailing industrial policy of European Governments ; and
their arguments against that policy rested essentially on
the same grounds. Whilst Smith's criticism was more
searching and complete, he also analysed more correctly
than the physiocrats some classes of economic phenomena, —
ill particular dispelling the illusions into which they had
fallen with respect to the unproductive nature of manu-
factures and commerce. Their school disappeared from
the scientific field, not merely because it met with a
political check in the person of Turgot, but because, as
we have already said, the Wealth of Nations absorbed into
itself all that was valuable in their teaching, whilst it
continued more effectually the impulse they had given to
fAie necessary work of demoiition.
The history of economic opinion in modern times, down
to the third decade of our own century, is, in fact, strictly
bipartite. The first stage is filled with the mercantile
system, which, as we have shown, was rather a practical
policy than a speculative doctrine, and which came into
existence as the spontaneous growth of social conditions
acting on minds not trained to scientific habits. The
second stage is occupied with the gradual rise and ultimate
ascendency of another system founded on the idea of the
right of the individual to an unimpeded sphere for the
exercise of his economic activity. With the latter, which
is best designated as the " system of natural liberty," we
ought to associate the memory of the physiocrats as well
as that of Smith, without, however, maintaining their
services to have been equal to his.
The teaching of political economy was in the Scottish
universities associated with that of moral philosophy.
Smith, as we are told, conceived the entire subject ho had
to treat in his public lectures as divisible into four heads,
the first of which was' natural theology, the second
ethics, the third jurisprudence ; whilst in the fourth " he
examined those political regulations which are founded
upon expediency, and which are calculated to increase the
riches, the power, and the prosperity of a state." The
last two branches of inquiry are regarded as forming but
a single body of doctrine in the well-known passage of the
Theory of JJ oral Sejiliments in which the author promises
to give in another discourse "an account of the general
principles of law and government, and of the different
revolutions they have undergone in the different ages and
periods of society, not only in what concerns justice, but
in what concerns police, revenue, and arms, and whatever
else is the subject of law.",. This shows how little it was
Smith's habit to separate (except provisionally), in his
conceptions or his researches, the economic phenomena of
society from all the rest. The words above quoted have,
indeed, been not unjustly described as containing "an
anticipation, wonderful for his period, of general sociology,
both statical and dynamical, an anticipation which
bepomes still more remarkable when we learn from his
literary executors that he had formed the plan of a con-
nected history of the liberal sciences and elegant arts,
which must have added to the branches of social study
already enumerated a view of the intellectual progress of
society." Though these large desigivs were never carried
out in their integrity, as indeed at that period they could
not have been adequately realized, it has resulted frqin
them that, though economic phenomena form the special
subject of the Wealth of Nations, Smith yet incorporated
366
POLITICAL ECONOMY
into that work much that relates to the other social
aspects, incurring thereby the censure of some of his fol-
lowers, who insist with pedantic narrowness on the strict
isolation of the economic domain.
There has been much discussion on the question — What
is the scientific method followed by Smith in his great
work ? By some it is considered to have been purely
deductive, a view which Buckle has perhaps carried to the
greatest extreme. He asserts that in Scotland the induc-
tive method was unknown, that the inductive philosophy
exercised no influence on Scottish thinkers ; and, though
Smith spent some of the most important years of his
youth in England, where the inductive method was
supreme, and though he was widely read in general philo-
sophical literature, he yet thinks he adopted the deductive
method because it was habitually followed in Scotland, —
and this though Buckle maintains that it is the only
appropriate, or even possible, method in political economy,
which surely would have been a sufficient reason for choos-
ing it. That the inductive spirit exercised no influence
on Scottish philosophers is certainly not true ; as ■will be
presently shown, ^lontesquieji, whose method is essentially
inductive, was in Smith's time studied with quite peculiar
care and regarded with special veneration by Smith's fellow-
countrymen. As to Smith himself, what may justly be
said of him is that the deductive bent was certainly not
the predominant character of his miud, nor did his great
excellence lie in the " dialectic skill " which Buckle ascribes
to him. What strikes us most in his book is his wide and
keen observation of social facts, and his perpetual tendency
to dwell on these and elicit their significance, instead of
drawing conclusions from abstract principles by elaborate
chains of reasoning. It is this habit of his mind which
gives us, in reading him, so strong and abiding a sense of
being in contact with the realities of life.
That Smith does, however, largely employ the deductive
method is certain ; and that method is quite legitimate
when the premises from which the deduction sets out are
known universal facts of human nature and properties
of external objects. Whether this mode of proceeding
will carry us far may indeed well be doubted ; but its
soundness- cannot be disputed. But there is another
vicious species of deduction which, as Clifte Leslie has
shown, seriously tainted the philosophy of Smith, — in
which the premises are not facts ascertained by observa-
tion, but the same a priori assumptions, half theological
half metaphysical, respecting a supposed harmonious and
beneficent natural order of things which we found in the
physiocrats, and which, as we saw, were embodied in the
name of that sect. In his view. Nature has made provi-
sion for social wellbeing by the principle of the human
constitution which prompts every man to better his condi-
tion : the individual aims only at his private gain, but in
doing so is " led by an invisible hand " to promote the
public good, which was no part of his intention ; human
institutions, by interfering with the action of this principle
in the name of the public interest, defeat their own end;
but, when all systems of preference or restraint are taken
away, "th6 obvious and simple system of natural liberty
establishes itself of its own accord." This theory is, of
course, not explicitly presented by Smith as a foundation
of his economic doctrines, but it is really the secret sub-
stratum on which they rest. Yet, whilst such latent
postulates warped his view of things, they did not entirely
determine his method. His native bent towards the
study of things as they are preserved him from extrava-
gances into which many of his followers have fallen. But
b'esides this, as Leslie has pointed out, the influence of
Montesquieu tended to counterbalance the theoretic pre-
possessions produced by the doctrine of the jus naturx.
That great thinker, though he could not, at his period,
understand the historical method which is truly approprr
ate to sociological inquiry, yet founded his conclusions on
induction. It is true, as Comte has remarked, that his
accumulation of facts, borrowed from the most different
states of civilization, and not subjected to philosophic
criticism, necessarily remained on the whole sterile, or at
least could not essentially advance the study of society
much beyond the point at which he found it. His merit,
as we have before mentioned, lay in the recognition of the
subjection of all social phenomena to natural laws, not in
the discovery of those laws. But this limitation was over-
looked by iLe philosophers of the time of Smith, who
were much attracted by the system he followed of tracing
social facts to the special circumstances, physical or moral,
of the communities in which they were observed. Leslie
has shown that Lord Kaimes, Dalrymple, and Millar
— contemporaries of Smith, and the last his pupil — were
influenced by Montesquieu ; and he might have added the
more eminent name of Ferguson, whose respect and
admiration for the great Frenchman are expressed in
striking terms in his History of Civil Society. We are
even informed that Smith himself in his later years was
occupied in preparing a commentary on the Esprit des
Lois. He was thus affected by two different and incon-
gruous systems of thought, — one setting out from an
imaginary code of nature intended for the benefit of man,
and leading to an optimistic view of the economic consti-
tution founded on enlightened self-interest; the other
following inductive processes, and seeking to explain the
several states in which human societies are found existing,
as results of circumstances or institutions which have been
in actual operation. And we fi,nd accordingly in his great
work a combination of these two modes of treatment —
inductive inquiry on the one hand, and, on the other, a
priori speculation founded on the " Nature " hypothesis.
The latter vicious proceeding has in some of his followers
been greatly aggravated, while the countervailing spirit of
inductive investigation has fallen into the background, and
indeed the necessity or utility of any such investigation in
the economic field has been sometimes altogether denied.
Some have represented Smith's work" as of so loose a
texture and so defective in arrangement that it may Vio
justly described as consisting of a series of monographs.
But this is certainly an exaggeration. The book, it is
true, is not framed ou a rigid mould, nor is there any
parade of systematic divisions and subdivisions ; and this
doubtless recommended it to men of the world and of
business, for whose instruction it was, at least primarily,
intended. But, as a body of exposition, it has the real and
pervading unity which results from a mode of thinking
homogeneous throughout and the general absence of such
contradictions as would arise from an imperfect digestion
of the subject.
Smith sets ont from the thought that the annua! labourof a nation
is the source from which it derives its supply of the necessaries and
conveniences of life. He does not of course contemplate labour as tlie
only factor in production ; but it has been supposed that by empha-
sizing it at the outs'^.t he at once strikes the note of difference
between himself ou the one hand and both the mercantilists and the
physiocrats on the other. The improvement in the productiveness
of labour depends largely on its division ; and he proceeds accord-
ingly to give his unrivalled exposition of that princijde, of the
grounds on which it rests, and of its greater applicability le
manufactures than to agriculture, in consequence of which the
latter relatively lags behind in the course of economic development.
The origin of the division of labour he finds in the projiensity of
human nature "to truck, barter, or exchange one thing lor
another." Wp shows that a certain accumulation of capital is a
condition precedent of this division, and that the degree to w^^ieh
it can be carried is dependent on the extent of the market When
the division of labour has been established, each member of the
society must have recourse to the others for the supply of mo.st of
POLITICAL ECONOMY
367
his wants ; a medium of exclinnge is tlius found to be necessary,
and money conies into use. The exchange of goods af;ainst each
other or against money gives rise to the notion of value. This
[word has tn-o meanings— tlmt of utility, and that of purchasing
power ; the one may be called value in use, the otlier value in
exchange. Merely mentioning the former. Smith goes on to study
the latter. What, he asks, is the measure of value ? what regu-
lates the amount of one thing which will be given for another!
"Labour," Smith answers, "is the real measure of the exchange-
able value of all commodities," " Equal quantities of labour, at
all times and places, are of equal value to the labourer." "Labour
alone, therefore, never varying in its own value, is alone the ultimate
and real standard by which the value of all commodities can at all
times and places he estimated and compared. It is their real price ;
money is their nominal price only." Money, however, is in men's
actual transactions the measure of value, as well as the vehicle of
exchange ; and the precious metals are best suited for this function,
as varying little in tlieir own value for periods of moderate length;
for distant times, corn is a better standard of comparison. In
relation to the earliest social stage, we need consider nothing but
the amount of labour employed in the production of an article as
' determining its exchange value ; but in more advanced periods
price is complex, and consists in the most general case of three
elements — wages, profit, and rent. Wages are the reward of labour.
Profit arises as soon as stock, being accumulated in the hands of
one person, is employed by him in setting others to work, and
supplying them with mateiials and subsistence, in order to make a
gain by what they produce. Rent arises as soon as the land of a
country has all become private property; "the landlords, like all
other men, love to reap where they never sowed, and demand a rent
even for its natural produce." In every improved society, then,
these three elements enter more or less into the price of the far
greater part of commodities. There is in every society or neigh-
bourhood an ordinary or average rate of wages and profit in every
different employment of labour and stock, regulated by principles
to be explained hereafter, as also an ordinary or average rate of
rent. These may be called the natural rates at the time when and
the place where tney prevail ; and the natural price of a commodity
is what is sufficient to pay for the rent of the land, the wages of
the labour, and the profit of the stock necessary for bringing the
commodity to market. Tho market price may rise above or fall
below the amount so fixed, being determined by the proportion
between tho quantity brought to market and the demand of tliose
who are willing to pay the natural price. Towards the natural
price as a centre the market-price, regulated by competition,
constantly gravitates. Some commodities, however, are .subject to
a monopoly of production, whether from the peculiarities of a
locality or from legal privilege : their price is always the highest
that can be got ; the natural price of other commodities is tho
lowest which can be taken for any length of time together. The
three component parts or factors of price vary with the eircum-
■tanccs of the society. The rate of wages is determined by a
" dispute " or struggle of opposite interests between tho employer
and the workman. A minimum rate is fixed by the condition that
they must be at least sufljcient to enable a man and his wife to
maintain themselves and, in general, bring up a family. The
sxcess above this will depend on the circumstances of the country,
and the consequent demand for labour, — wages being high when
national wealth is increasing, low when it is declining. The same
circumstances determine the variation of profits, but in an opposite
direction ; the increase of stock, which raises wages, tending to
lower profit through the mutual competition of capitalists. "The
whole of the advantages and disadvantages of the different em-
ployments of labour and stock must, in the same neighbourhood,
be cither perfectly equal or continually tending to equality ; " if
one had greatly the advantage over the others, people would crowd
into it, and the level would soon bo restored. Yet pecuniary
wages and profits are very different in different employments, —
either from certain circumstances affecting the employments, which
recommend or disparage them in men's notions, or from national
policy, "which nowhere leaves things at perfect liberty." Here
follows Smith's admirable exposition of the causes which produce
the inequalities in wages and profits just referred to, a passage
affording ample evidence of his habits of nice observation of the
less obvious traits in human nature, and also of tho operation
both of these and of social institutions on economic facts. The
rent of land comes next to be considered, as the last of the thVco
elements of price. Rent is a monopoly price, equal, not to what
the landlord could afford to take, bnt to what tho farmer can afford
to give. J "Such parts only of the produce of land can commonly
be Drought to market, of which the ordinary price is sufficient to
replace the stock which must be employed in bringing them
thither, together with the ordinary pmlits. If the ordinary price
is more than this, the surplus part will naturally go to tho rent
of the land. If it is 'hot more, though the commodity may bo
brought to market, it can afford no rent to the landlord. ' Whither
the price is or is not more depends on the demajid." "Kent,
therefore, enters into the price of comm iditics in a different way
from wages and profits. High or low ivages and profit are the
causes of high or low price ; high or low rent is the ellect of it." ■
Rent, wages, and profits, as they are the elements of price, are
also the constituents of income ; and the three great orders of
every, civilized society, from whcse revenues that of every other
order is ultimately derived, are the landlords, the labourers, and
the capitalists. The relation of the interests of these three classes
to those of society at large is dillcient. The interest of tho
landlord always coincides with the general interest: whatever
promotes or obstructs the one lias the same effect on the other.
So also does that of the labourer : when the wealth of the nation is
progressive, his wages are high ; they are low when it is stationary
or retrogressive. "The interest of the third order lias not the same
connexion with the general interest of the society as that of the
other two ; . . . it is» always in some respects different from and
opposite to that of the public."
Tlie subject of the second book is-" the nature, accumulation,
and improvement of stock." A man's whole stock •consists of two
portions — that which is reserved for his immediate consumption,
and that which is employed so as to yield a revenue to its owner.
This latter, which is his " capital," is divisible into the two classes
of "fixed" and " circulating." The first is such as yields a profit,
without passing into other haiids. The second consists of such
goods, raised, manufactured, or purchased, as are sold foi- a profit
and replaced by other goods ; this sort of capital is therefore con-
stantly going from and returning to the hands of its owner. The
whole capital of a society falls under the same two heads. Its
fixed capital consists chieHy of (1) machines, (2) buildings which
aro the means of procuring a revenue, (3) agricultural improve-
ments, and (4) the acquired and useful abilities of all members of
the society (since sometimes known as "pei'sonal capital"). Its
circulating capital is also composed of four parts — (1) money, (2)
provisions in the hands of the dealers, (3) materials, and (4) com-
pleted work in the hands of the manufacturer or merchant. Next
coines the distinction of the gross national revenue from the net, —
the first being the whole produce of the land and labour of a
country, the second what remains after deducting tho expense of
maintaining the fixed capital of the country and that part of its
circulating capital which consists of money. Jloney, the great
wheel of circulation,'* is altogether dilferent from the goods which
are circulated by means of it ; it is a costly instrument by means
of which alt that each individual receives is distributed to him ;
and the expenditure required, first to provide it, and afterwards to
maintain it, is a deduction from the net revenue of tlie society. In
development of this consideration. Smith goes on to explain the
gain to the community arising from the substitution of paper
money for that composed of the precious metals ; and here occurs
the remarkable illustration in wdiich the use of gold and silver
money is compared to a highway on the ground, that of pajier
money to a waggon way through tho air. In proccedingto considei
the accumulation of capital, lie is led to the distinction between
productive and unproductive labour, tho former being that which
is fixed or realized in a particular object or vendible article, the
latter that which is not so realized. The former is exemplified' in
tho labour of the manufacturing workman, the latter in that of tho
menial servant, A broad lino of demarcation is thus drawn between
the labour which results in commodities or increased value of com-
modities, and that which does no more than render services : the
former is productive, the latter unproductive. " Productive" is by
no means equivalent to "useful": tho, labours of the magistrate,
tho soldier, tho churchman, lawyer, and physician, are, in omilh's
senso, unproductive. Productive labourers alone are employed out
of capital ; unproductive labourers, as well as those ivno do not
labour at all,' aro all maintained by revenue. In advancing
industrial communities, tho portion of annual produce set apart as
capital, hears an increasing proportion to that which is immediately
destined to constitute are venue, either as rent or as profit. Par-
simony is the source of the increase of capital ; by augmenting tho
fund devoted to the maintenance of productive hands, it puts in
motion an additional quantity of industry, which adds to the value
of the annual produce. What is annually saved is as regularly
consumed as wliat is spent, but by a dilferent set of persons, by
productive labourers instead of idlers or unproductive labourers;
and tho former reproduce with a profit the value of their consump-
tion. The prodigal, encroaching on his capital, diminishes, as far
as in him lies, tho amount of productive labour, and so the wealth
of the country ; nor is this ro.sult affected by his expenditure being
on home-made, as distinct from foreign, comuiodilics. Every
prodigal, therefore, is a public enemy ; every frugal man a public
bcnofnctor. Tho only mode of incrra.sing the annual produce of
tho land and labour is to increase cither tho number of productivo
labourers or tho productive ]>ower8 of those labourers. Either
process will in general reqnire additional capital, tho former to
maintain the new labourer?, the lallir to provide improved
machinery or to enable tho employer to introduce a more complete
division of labour. In what are commonly called lopns of mon^y.
368
POLITICAL ECONOMY
it fsnot really tlie money, but the money's worth, that the borrower
grants ; and the lender really assigns to liini the rif;lit to a certain
portioQ of tlie annual [noduoe of the land and labour of tlie country.
As the general capital of a country increases, so also does the (lar-
"ticular portion of it from which tlie possessors wish to derive a
Teveuue witliout being at the trouble of employing it themselves ;
and, as the quantity of stock thus available for loans is migmcnted,
the interest diminishes, not merely " from the general causes which
make the market price of things commonly dimii ish as their
ijuautity increases," but because, with the increase of capital, "it
becomes gradually more and more dilhcnlt to find within the
country a profitable methodofenijiloying any new capital," — whence
arises a competitiou between ditlerent capitals, and a lowering of
profits, which must diminish the price which can be paid for the
use of capital, or in other words the rate of interest. It was
formerly wrongly .supposed, and even Locke and Montesquieu did
not escape this error, tliat the fall in the value of the precious
metals consequent on the discovery of the American mines was the
real cause of the general lowering of the rate of interest iu Eurojie.
But this view, already refuted by Hume, is easily seen to be
erroneous. *' In some countries the interest of money has been
prohibited by law. Ent, as somethii>g can everywhere be made by
the use of money, something ought everywhere to be paid for the
use of it," and will in fact be paid for it ; and the prohibition will
only heighten the evil of usury by increasing the risk to the lender.
The legal rate should be a very little above the lowest market rate ;
sober people will then be preferred as borrowers to prodigals and
projectors, who at a higher legal I'ate would have an advantage
over them, being alone willing to offer that higher rate.
As to the different employments of capital, the quantity of pro-
ductive labour put in motion by an equal amount varies extremely
according as that amount is employed — (1) in the improvement of
lands, mines or fisheries, (2) in manufactures, (3) in wholesale or
(4) retail trade. In agriculture " Nature labours along with man,"
and not only the capitjal of the farmer is reproduced with his pro-
fits, but also the rent of the landlord. It is therefore the employ-
ment of a given capital which is most advantageous to society.
Next in order come manufactures ; then wholesale trade — first the
home trade, secondly the foreign trade of consumption, last the
carrying trade. All these employments of capital, however, are
not only advantageous, but necessary, and will introduce them-
selves in the due degree, if they are left to the spontaneous action
of individual enterprise.
These first two books contain Smith's general economic
scheme; and we have stated it as fully as w<.>s consistent
■with the brevity here necessary, because from this formu-
lation of doctrine the English classical school set out, and
round it the discussions of more recent times in different
countries .have in a great measure revolved. Some of the
criticisms of his successors and their modifications of his
doctrines will come under our notice as we proceed.
The critical philosophers of the 18th century were often
destitute of the historical spirit, which was no part of the
endowment needed for their principal social office. But
some of the most eminent of them, especially in Scotland,
showed a marked capacity and predilection for historical
studies. Smith was amongst the latter; Knies and others
justly remark on the masterly sketches of this kind which
occur in the Wealth of Nations. The longest and most
elaborate of these occupies the third book ; it is an account
of the course followed by the nations of modern Europe
in the successive development of the several forms of
industry. It affords a curious example of the effect of
doctrinal prepo.ssessions in obscuring the results of histori-
cal inquiry. Whilst he correctly describes the European
movement of industry, and explains it as arising out of
adequate social causes, he yet, in accordance with the
absolute principles which tainted his philosophy, protests
against it as involving an entire inversion of the " natural
order of things." First agriculture, then manufactures,
lastly foreign commerce ; any other order than this he
considers " unnatural and retrograde." Hume, a more
purely positive thinker, simply sees the facts accepts
them, and classes them under a general law. " It is a
violent method," he says, "and in most cases impractic-
able, to oblige the labourer to toil in order to raise from
the land more than what subsists himself and family.
Furnish him with manufactures and commodities, and he
will do it of himself." " If we consult history, we shall
find that, in most nations, foreign trade has preceded any
refinement in home manufactures, and given birth Ho
domestic lu.xury."
The fourth book is principally devoted to the elaborate
and exhaustive polemic against the mercantile system
which finally drove it from the field of science, and has
exercised a powerful influence on economic legislation.
When protection is now advocated, it is commonly on
different grounds from those which were in current use
before the time of Smith. He believed that to look for
the restoration of freedom of foreign trade in Great Britain
would have been "as absurd as to expect that an Oceana
or Utopia should be established iu it ;" yet, mainly in
consequence of his labours, that object has been com-
pletely attained ; and it has lately been said with justice
that free trade might have been more generally accepted
by other nations if the patient reasoning of Smith had
not been replaced by dogmatism. His teaching on the
subject is not altogether unqualified ; but, on the whole,
with respect to exchanges of every kind, where- ecoiiomic
motives alone entec, his voice is in favour of freedom. He
has regard, however, to political as well as economic inter-
ests, and on the ground that " defence is of much more
importance than opulence " pronounces the Navigation Act
to have been " perhaps the wisest of all the commercial
regulations of England." AVhilst objecting to the preven-
tion of the export of wool, he proposes a tax on that
export as somewhat less injurious to the interest of
growers than the prohibition, whilst it would "afford a
suflicient advantage" to the domestic over the foreign
manufacturer. This is, perhaps, his most marked devia-
tion from the rigour of principle ; it was doubtless a con-
cession to popular opinion with a view to an attainable
practical improvement. The wisdom of retaliation in
order to procure the repeal of high duties or prohibitions
imposed by foreign Governments depends, he says, alto-
gether on the likelihood of its success in effecting the
object aimed at, but he does not conceal his contempt for
the practice of such expedients. The restoration of freedom
in any manufacture, whsn it has grown to considerable
dimensions by means of high duties, should, he thinks,
from motives of humanity, be brought about only by
degrees and with circumspection, — though the amount of
evil which would be caused by the immediate abolition of
the duties is, in his opinion, commonly exaggerated. The
case in which J. S. Mill justified protection- — that, namely,
in which an industry well-adapted tO a country is kept
down by the acquired ascendency of foreign producers — is
referred to by Smith ; but he is opposed to the admission
of this exception for reasons which do not appear to be
conclusive He is perhaps scarcely consistent in approving
the concession of temporary monopolies to joint-stock com-
panies undertaking risky enterprises " of which the public
is afterwards to reap the benefit." ^
He is less absolute in his doctrine of Governmental non-
interference when he comes to consider in his fifth book
the "expenses of the sovereign or the commonwealth."
He recognizes as coming within the functions of the state
the erection and maintenance of those public institutions
and public works which, though advantageous to the
society, could not repay, and therefore must not be thrown
upon, individuals or small groups of individuals. He
remarks in a just historical spirit that the performance
of these functions requires very different degrees of ejt^
pense in the different periods of society. Besides the
' Professor Bastable calls our attention to the interesting fact that
the proposal of an export duty on wool and the justification of a tem-
porary monopoly to joint-stock companies both appear for the first
time in the edition of 1784.
POLITICAL ECONOMY
369
institutions and works intended for public deience and
tlie administration of justice, and those required for
faciJitating the commerce of the society, he considers
those necessary for promoting the instruction of the
people. He thinks the public at large may with propriety
not only facilitate and encourage, but even impose upon
almost the whole body of the people, the acquisition in
youth of the most essential elements of education. ,, He
sitiggests as the mode of enforcing this obligation the
requirement of submission to a test examination "before
any one could obtain the freedom in any corporation, or
be allowed to set up a trade in any village or town corpor-
ate." Similarly, he is of opinion that some probation,
even in the higher and more difficult sciences, might be
enforced as a condition of exercising any liberal profession,
or becoming a candidate for any honourable office. The
^pense of the institutions for religious instruction as well
as for general eAcation, he holds, may without injustice
be defrayed out of the funds of the whole society, though
he would apparently prefer that it should be met by the
voluntary contributions of those who think they have
occasion for such education or instruction. There is much
that is sound, as well as interesting and suggestive, in this
fifth book, in which he shows a political inptinct and a
breadth of view by which he is favourably contrasted with
the Manchester school. But, if we may say so without
disrespect to so great a man, there are traces in it of
what is now called Philistinism — a low view of the ends
of art and poetry — which arose perhaps in part from
personal defect, though it was common enough in even the
higher minds in his century. There are also indications
of a certain deadness to the lofty aims and perennial im-
portance of religion, which was no doubt chiefly due to
the influences of an age when the critical spirit was doing
an indispensable work, in the performance of which the
transitory was apt to be confounded with the permanent.
For the sake of considering as a whole Smith's view of
the functions of government, we have postponed noticing
his treatment of the physiocratic system, which occupies a
part of his fourth book. He had formed the acquaintance
of Quesnay, Turgot, and other members of their group
during his sojourn in Franco in 1765, and would, as he
told Dugald Stewart, had the patriarch of the school lived
long enough, have dedicated to him the Wealth of Nations.
He declares that, with all its imperfections, the system of
Quesnay is " perhaps the nearest approximation to the
truth that had yet appeared on the subject of political
economy." Yet he seems not to be adequately conscious
of the degree of coincidence between his own doctrines and
those of the physiocrats. Dupont de Nemours complained
that he did not do Quesnay the justice of recognizing him
as his spiritual father. It is, however, alleged, on the
other side, that already in 1753 Smith had been teaching
as professor a body of economic doctrine the same in its
broad features with that contained in his great work.
This is indeed .said by Stewart ; and, though lie gives no
evidence of it, it is possibly quite true ; if so. Smith's doc-
trinal descent must be traced rather from Hume than from
the French school. The principal error of this school, that,
namely, of representing agricultural labour as alone produc-
tive, he refutes in the fourth book, though in a manner
which has not always been considered effective. Traces
of the influence of their mistaken view appear to remain
in his own work, as, for example, his assertion that in
agricultufo nature labours along with man, whilst in
manufactures nature does nothing, man does all ; and his
distinction between productive and unproductive labour,
which was doubtless suggested by their use of those
epithets, and which seems to be inconsistent with his
recognition of what is now called "personal capital." To
the same source M'CuUoch and others reTer the origin of
Smith's view, which they represent as an obvious error,
that " individual advantage is not always a true test of
the public advantageousness of different employments."
But that view is really quite correct, a-s Prof. Nicholson
has recently .made plain. That the form taken by the use
of capital, profits being given, is not indifferent to the
working class as a whole even Ricardo admitted ; and
Cairnes, as we shall see, built on this consideration some
of the most far-reaching conclusions in his Leading Prin-
ciples. (
. On Smith's theory of taxation in his fifth book it is not
necessary for us to dwell (see Taxation). The well-known
canons which he lays down as prescribi.ig the essentials of a
good system have been generally accepted. They have lately
been severely criticized by Prof. Walker — of whose objec-
tions, however, there is only one which appears to be well
founded. Smith seems to favour the view that the con-
tribution of the individual to public expenses may be
regarded as payment for the services rendered to him by
the state, and ought to be proportional to the extent of
those services. If he held this opinion, which some of
his expressions imply, he was certainly so far wrong in
principle.
We shall not be held to anticipate unduly if we remark
here on the way in which opinion, revolted by the aberra-
tions of some of Smith's successors, has tended to turn
from the disciples to the master. A strong sense of his
comparative freedom from the vicious tendencies of Ricardo
and his followers has recently prompted the suggestion
that we ought now to recur to Smith, and take up once
more from him the line of the economical succession. But
notwithstanding his indisputable superiority, and whilst
fully recognizing the great services rendered by his
immortal work, we must not forget that, as has been
already said, that work was, on the whole, a produot,
though an exceptionally eminent one, of the negative
philosophy of the last century, resting largely in its ulti-'
mate foundation on metaphysical bases. The mind of
Smith was mainly occupied with the work of criticism so
urgent in his time ; his principal task was to discredit and
overthrow the economic system then prevalent, and to
demonstrate the radical unfitness of the existing European
Governments to direct the industrial movement. This
office of his fell in with, and formed a part of, the general
work of demolition carried on by the thinkers who gave
to the 18th century its characteristic tone. It is to hi.s
honour that, besides this destructive operation, ho contri-
buted valuable elements to the preparation of an organic
system of thought and of life. In his special domain he
has not merely extinguished many errors and prejudices,
and cleared the ground for truth, but has left us a per-
manent possession in the judicious analyses of economic
facts and ideas, the wi.se practical suggestions, and the
luminous indications of all kinds, with which his work
abounds. Belonging to the best philosophical school of
his period, that with .which the names of Humo and
Diderot are associated, ho tended strongly towards the
positive point of view. But it was nofjiossible for him to
attain it; and the final and fully normal treatment of the
economic life of societies must bo constituted on other and
more lasting foundations than those which underlie his
imposing construction.
It has been well said that of philosophic doctrines the
saying " by their fruit ye shall know them " is eminently
true. And it cannot bo doubted that the germs of the
vicious methods and false or cxaggcrate4 theories of
Smith's 8UCces.sors arc to be found in his own work, though
his good sense and practical bent prevented bis foPowing
out his principles to their extreme conseqiiences. ." Tho
370
POLITICAL E C 0 N O i\l y
objections of Hildebrand and others to the entire historical
development of doctrine which the Germans designate as
"Sinithianismus" are regarded by those critics as applic-
able, not merely to his school as a whole, but, though in a
less degree, to himself. The following are the most
important of these objections. It is said — (1) Smith's con-
ception of the social economy is essentially individualistic.
In this he falls in with the general character of the nega-
tive philosophy of his age. That philosophy, in its roost
typical__ forms, even denied the natural existence of the
disinterested affections, and e.\plained the altruistic feel-
ings as secondary results of self-love. _, Smith, however,
like Hume, rejected these extreme views; and hence it
has been held that in the Wealth of Nations he consciously,
though' tacitly, abstracted from the benevolent principles
in human , nature, and as a logical artifice supposed an
" economic man " actuated by purely selfish motives.
However tliis may be, he certainly places himself habitu-
ally at the point of view of the individual, whom he treats
»s a purely egoistic force, working uniformly in the direc-
tion of private gain, without regard to the good of others
or of the community at large. (2) He justifies this per-
sonal attitude by its consequences, presenting the optimis-
tic view that the good of the community is best attained
through the free play of individual cupidities, provided
only the law prevents the interference of one member of
the society with the self-seeking action of another. He
assumes with the negative school generally — though he
has passages which are not in harmony with these proposi-
tions— that every one knows his true interest and will
pursue it, and that the economic advantage of the indi-
vidual coincides with that of the society. To this last
conclusion he is secretly led, as we have seen, by a priori
theological ideas, and also by metaphysical conceptions of
a supposed system of nature, natural right, and natural
liberty. (3) By this reduction of every question to one of
individual gain, he is led to a too exclusive consideration
of exchange value as distinct from wealth in the proper
sense. This, whilst lending a mechanical facility in arriv-
ing at conclusions, gives a superficial character to economic
investigation, divorcing it from the physical and biological
sciences, excluding the question of real social utility,
leaving no room for a criticism of production, and leading
to a denial, like J. S. Mill's, of any economic doctrine
dealing with consumption — in other words, with the use of
wealth. (4) In condemning the existing industrial policy,
he tends too much towards a glorification of non-govern-
ment, and a repudiation of all social intervention for the
regulation of economic life. (5) He does not keep in view
the moral destination of our race, nor regard wealth as a
means to the higher ends of life, and thus incurs, not
altogether unjustly, the charge of materialism, in the wider
sense of that word. Lastly, (6) his whole system is too
absolute in its character ; it does not sufficiently recognize
the fact that, in the language of Hildebrand, man, as a
member of society, is a child of civilization and a product
of history, and that account ought to be taken of the
different stages of social development as implying altered
economic conditions and calling for altered economic
action, or even involving a modification of the actor.
Perhaps iia all the respects here enumerated, certainly in
some of them and notably in the last. Smith is less open
to criticism than most of the later English economists ; but
it must, we think, be admitted that to the general principles
which lie at the basis of his scheme the ultimate growth
of these several vicious tendencies is traceable.'
Great expectations had been entertained" respecting
Saaith's work by competent judges before its publication,
as ■ is shown by the language of Ferguson on tlie subject
in his History/ of Civil oocieti/. That its merits received
prompt recognition is proved by the fact of six editions
having been called for within the fifteen years after its
appearance.' From the year 1783 it was more and more
quoted in parliament. Pitt was greatly impressed by its
reasonings ; Smith is reported to have said that that
minister understood the book as well as himself. Pulteney
said in 1797 that Smith would convince the then living
generation and would rule the next.
Smith's earliest critics were Bentham and Lauderdale,
who, though in general agreement with him, differed on
special points. Jeremy Bentham was author of a short
treatise entitled A Manual of Political Economy (1843),
and various economic monographs, the most celebrated of
which was his Defence of Ustiry (1787). This contained
(Letter xiii.) an elaborate criticism of a passage in the
Wealth of Rations, already cited, in which Smith had
approved of a legal maximum rate of ii^erest fixed but a
very little above the lowest market *e, as tending to
throw the capital of the country into the hands of sober
persons, as opposed to " prodigals and projectors." Smith
is said to have admitted that Bentham had made out his
case. He certainly argues it with great ability ; and the
true doctrine no doubt is that, in a developed industrial
society, it is expedient to let the rate be fixed by contract
between the lender and the borrower, the law interfering
only in case of fraud.
Bentham's main significance does not belong to the
economic field. But, on the one hand, what is known
as Benthamism was undoubtedly, as Comte has said, a
derivative from political economy, and in particular from
the system of natural liberty; and, on the other, it pro-
moted the temporary ascendency of that system by extend-
ing to the whole of social and moral theory the use of the
principle of individual interest and the method of deduc-
tion from that interest. This alliance between political
economy and the scheme of Bentham is seen in the
personal group of thinkers which formed itself round him,
— thinkers most inaptly characterized by J. S. Mill as
"profound," bu-t certainly possessed of much acuteness
and logical power, and tending, though vaguely, towards
a positive sociology, which, from their want of genuinely
scientific culture and their absolute and unhistorical modes
of thought, they were incapable of founding.
Lord Lauderdale, in his Incjuiry into the Nature and
Origin of Public Wealth (1804), a book still worth read-
ing, pointed out certain real weaknesses in Smith's account
of value and the measure of value, and of the productivity
of labour, and threw additional light on several subjects,
such as the true mode of estimating the national income,
and the reaction of the distribution of wealth on its pro-
duction.
Smith stood just at the beginning of a great industrial
revolution. - The world of production and commerce in
whiih he lived was still, as Cliffe Leslie has said, a " very
* Five editions of the Wealth of Nations appeared duriog the life
of the author; — the second in 1779, the third in 1784, the fourth in
1786, and the fifth in 1789. After the third edition Smith made no
change in th» text of his work. - The principal editions containing
matter added by other economists are those by David Buchanan, with
notes and an additional volume, 181i; by J. II. M'CulIoch, with life
of the author, introductory discourse, notes, and supplemental disser-
tations, 1S28 (also, with numerous additions, 1839; since reprinted
several times with further .idJitions); by the author of England and
AmericaY,ivia.vA Gibbon Wakefield), with a commentary, which, how-
ever, is not continued beyond the second book, 1835-9 ; by James E.
Thorold Rogers, now professor of political economy at Oxford, with
biographical preface and a -careful verification of all Smith's quota,
tions and references, 1869 (2d cd., 1880) ; and by J. S. Nicholson,
professor at Edinburgh, with notes referring to sources of further
information on the various topics handled in the text, 1884. There
is a careful Abridgment by W. P. Emerton (2d ed., 1881), foUDded
on the earlier ^ nu/i^sis of Jeremiah Joyce (3d ed., 1821),
POLITICAL ECONOIMY
371
early " and comparatively narrow one ; " the only steam-
engine he refers to is Newcomen's," and the cotton trade
is mentioned by him only once, and that incidentally.
"Between the years 1760 and 1770," says Mr Marshall,
" Roebuck began to smelt iron by coal, Brindley connected
the rising seats of manufactures with the sea by canals,
Wedgwood discovered the art of making earthenware
pheaply and well, Hargreaves invented the spinning jenny,
Arkwright utilized Wyatt's and High's inventions for
spinning by rollers and applied water power to move them,
and Watt invented the condensing steam-engine. Cromp-
ton'a mule and Cartwright's powerloom came shortly
pfter." Out of this rapid evolution followed a vast
fixpa<^sion of industry, but also many deplorable results,
which, had Smith been able to foresee them, might have
made- him a less enthusiastic believer in the benefits to
be wrought by the mere liberation of effort, and a less
vehement denouncer of old institutions which in their day
had given a partial protection to labour. Alongside of
these evils of the new industrial system, socialism appeared
as the alike inevitable and indispensable expression of the
protest of the working classes and the aspiration after a
better order of things ; and what we now call " the social
question," that inexorable problem of modern life, rose
into the place which it has ever since maintained. This
question was first effectually brought before the English
nind by Thomas Robert Maltbus (1766-1834), not, how-
Bver, under the impulse of revolutionary sympathies, but
(n the interests of a conservative policy.
The first edition of the work which achieved this result
appeared anonymously in 1798 under the title — An Essay
on t/te Principle of Population, as it affects the future
improvement of Sariety, with remarks on the speculations of
Mr Godvnn,, M. Condorcet,' and other writers. This book
arose out of certain private controversies of its author
With his father Daniel Malthus, who had been a friend of
Rousseau, and wa.j aa ardent believer in the doctrine of
human progress asi p-eached by Condorcet and other
French thinkers and by their English disciples. The
most distinguished of the latter was William Godwin,
.whose Enquiry coyicernini/ Political Justice had been pub-
lished in 1793. The views put forward in that work had
been restated by its author m the Etiquirer (1797), and
it was on the essay in this volume entitled " Avarice and
Profusion " that the discussion between the father and the
son arose, " iho general quesdan of the future improve^
ment of society " being thus yi»ised between them — the
elder Malthus defending the dociiines of Godwin, and the
younger assailing them. The laU<r " sat down with an
intention of merely stating his thofights on paper in a
clearer manner than he thought he eould do in conversa-
tion," and the Essay on population was the result.
The social scheme of Godwin was founded on the idea
that the evils of society arise from the vices of human
institutions. There is more than enough cf wealth avail-
ftble for all, but it is not equally shared: one has too
much, another has little or nothing.' Let this wealth, as
well as the labour of producing it, be aqually divided ;
then everyone will by moderate exertion obtain sufficient
for plain living ; there will be abundant Jeisuro, which
|Will be spent in intellectual and moral self-improvement;
reason will determine human actions ; government and
every kind of force will be unnecessary ; and, in time, by
the peaceful influence of truth, perfection and happiness
will bo established on earth. To these glowing anticipa-
tions Malthus opposes the facts of the necessity of food,
and the tendency of mankind to increase up to the limit
of the available supply of it. In a state of universal
physical wellbeing, this tendency, which in real life is held
»a check by the difficulty of procuring a subsistence, would
operate without restraint. Scarcity would follow the
increase of numbers ; the leisure would soon cease to
exist J the old struggle for life would recommence ; and
inequality would reign once more. If Godwin's ideal
system, therefore, could be established, the single force of
the principle of population, Malthus maintained, would
suffice to break it down.
It will be seen that the essay was written with a pole-
mical object ; it was an occasional pamphlet directed
against the Utopias of the day, not at all a systematic
treatise on population suggested by a purely scientific
interest. As a polemic, it was decidedly successful ; it
was no difficult task to dispose of the scheme of equality
propounded by Godwin. Already, in 1761, Dr Robert
Wallace had published a work (which was used by Malthus
in the composition of his essay) entitled Various Prospects
of Mankind, Nature, and Providence, in which, after speak-
ing of a community of goods as a remedy for the ills of
society, he confessed that he saw one fatal objection to
such a social organization, namely, " the excessive popula-
tion that would ensue." With Condorcet's extravagances,
too, Malthus easily dealt. That eminent man, amidst the
tempest of the French Revolution, had written, whilst in
hiding from his enemies, his Esquisse d'un tableau histori-
que de I'esprit humain. The general conception of this
book makes its appearance an epoch in the history of the
rise of sociology. In it, if we except some partial sketches
by Turgot, is for the first time explained the idea of a
theory of social dynamics founded on history ; and its
author is on this ground recognized by Comte as his prin-
cipal immediate predecessor. But in the execution of his
great project Condorcet failed. His negative metaphysics
prevent his justly appreciating the past, and Le indulges,
at the close of his work, in vague hypotheses respecting
the perfectibility of our race, and in irrational expectations
of an indefinite extension of the duration of human life.
Malthus seems to have little sense of the nobleness of
Condorcet's attitude, and no appreciation of the grandeur
of his leading idea. But of his chimerical hopes he is
able to make short work ; his good sense, if somewhat
limited and prosaic, is at least effectual in detecting and
exposing Utopias.
The project of a formal and detailed treatise on poptila-
tion was an afterthought of Malthus. The essay in which
he had studied a hypothetic future led him to examine the
effects of the principle he had put forward on the past and
present state of .society ; and he undertook an historical
examination of these effects, and sought to draw such
inferences in relation to the actual state of things as
experience seemed to warrant. The consequence of this
was such a change in the nature and composition of the
essay as made it, in his own language, 'a new work."
The book, so altered, appeared in 1803 under the title —
An Essay on the Principle of Population, or a view of iit
Past and Present Effects on Human Happiness; ivkh an
Enquiry into our prospects respecting the future removal or
mitigation of the evils which it occasions.
In the original form of the essay ho had spoken of no
checks to jiopulation but those which came under the head
either of vice or of misery. He now introduces the new
element of the preventive check supplied by what ho calls
"moral restraint," and is thus enabled to " soften some
of the harshest conclusions" at which he had before
arrived. The treatise pas.sed through six editions in liis
lifetime, and in all of, them he introduced various additions
and corrections. That of 1816 is the last Le revised,
and supplies the final text from which it has since been
reprinted. \
^Notwithstanding the great development which he gav»
to his work and the alraost'Unprcccdcntcd amouot ot
572
POLITICAL ECONOMY
discussion to which it gave rise, it remains a matter of
some difficulty to discover what solid contribution he has
made to our knowledge, nor is it easy to ascertain precisely
what practical precepts, not already familiar, he founded
on his theoretic princi^fles. This twofold vagueness is
■well brought out in his celebrated correspondence with
Senior, in the course of which it seems to be made appar-
ent that his doctrine is new not so much in its essence as
in the phraseology in which it is couched. He himself
tells us that when, after the publication of the original
essay, the main argument of which he had deduced from
Hume, Wallace, Smith, and Price, he began to inquire
more clossly into the subject, he found that " much more
had been done" upon it "than he had been aware of."
It had " been treated in such a manner by some of the
French economists, occasionally by Montesquieu, and,
among our own writers, by Dr Franklin, Sir James
Steuart, Mr Arthur Young, and Mr Townsend, as to create
a natural surprise that it had not excited more of the
public attention." "Much, however," he thought, "re-
mained yet to be done. The comparison between the
increase of population and food had not, perhaps, been
stated with sufficient force and precision," and "few
inquiries had been made into the various modes by which
the level " between population and the means of subsist-
ence " is effected." The first desideratum here mentioned
— the want, namel/, of an accurate statement of the rela-
tion between the increase of population and food — Malthus
doubtless supposed to have been supplied by the celebrated
proposition that " population increases in a geometrical,
food in an arithmetical ratio." This proposition, however,
has been conclusively shown to be erroneous, there being no
such difference of law between the increase of man and that
of the organic beings which form his food. J. S. Mill is
indignant with those who criticize Malthus's formula, which
he groundlessly describes as a mere "passing remark,"
because, as he thinks, though erroneous, it sufficiently
suggests what is true ; but it is surely important to detect
unreal science, and to test strictly the foundations of
beliefs. When the formula whici^ we have cited is not
used, other somewhat nebulous e.xpressions are sometimes
employed, as, for example, that " population has a tend-
ency to increase faster than food," a sentence in which
both are treated as if they were spontaneous growths, and
which, on account of the ambiguity of the word " tend-
ency," is admittedly consistent with the fact asserted by
Senior, that food tends to increase faster than population.
It must always have been perfectly well known that
population will probably (though not necessarily) increase
with every augmentation of the supply of subsistence, and
may, in some instances, inconveniently press upon, or
even for a certain time exceed, the number properly corre-
sponding to that supply. Nor could it ever have been
doubted that war, disease, poverty — the last two often
the consequences of vice — are causes which keep popula-
tion down. In fact, the way in which abundance, increase
of numbers, want, increase of deaths, succeed each other
in the natural economy, when reason does not intervene,
had"been fully explained by the Rev. Joseph Townsend in
his Dissertation on the Poor Laws (1786), which was
known to Malthus. Again, it is surely plain enough that
the apprehension by individuals of the evils of poverty,
or a sense of duty to their possible offspring, may retard
the increase of population, and has in all civilized com-
munities operated to a certain extent in that way. ■ It is
only when such obvious truths are clothed in the techni-
cal terminology of " positive "' and "preventive checks."
that they appear novel and profound ; and yet they appear
to contain the whole message of Malthus to mankind.
11)1.9 Jftborious apparatus of historical and statistical facts
respecting the several countries of the globe, adduced iq
the altered form of the essay, though it contains a good
deal that is curious and interesting, establishes no general
result which was not previously well known, and is accord-
ingly ignored by James Mill and others, who rest the
theory on facts patent to universal observation. ^ Indeed,'
as we have seen, the entire historical inquiry was an after-
thought of Malthus, who, before entering on it, had already
announced his fundamental principle.
It would seem, then, that what has been ambitiously
called Malthus's theory of population, instead of being a
great discovery, as some have represented it, or a poisonous
novelty, as others have considered it, is no more than a
formal enunciation of obvious, though sometimes neglected,'
facts. The pretentious language often applied to it by,
economists is objectionable, as being apt to make us forget
that the \T4iole subject with which it deals is as yet very
imperfectly understood — the causes which modify the
force of the sexual instinct, and those which lead to
variations iu fecundity, still awaitine a complete investiga-
tion.
It is the law of diminishing returns from land (of which
we shall hear more hereafter), involving as it does — though
only hypothetically — the prospect of a continuously in-
creasing difficulty in obtaining the necessary sustenance
for all the members of a society, that gives the principal
importance to population as an economic factor. It is, ia
fact, the confluence of the Malthusian ideas with the theories
of Ricardo, especially with the corollaries which the latter,
as we shall see, deduced from the doctrine of rent (though
these were not accepted by Malthus), that has led to the
introduction of population as an element in the discussion
of so many economic questions in recent times.
Malthus had undoubtedly the great merit of having
called public attention in a striking and impressive way to
a subject which had neither theoretically nor practically
been sufficiently considered. But he and his followers
appear to have greatly exaggerated both the magnitude
and the urgency of the dangers to which they pointed. ' In
their conceptions a single social imperfection assumed such
portentous dimensions that it seemed to overcloud the
whole heaven and threaten the world with ruin. This
doubtless arose from his having at first omitted altogether
from his view of the question the great counteracting
agency of moral restraint. Because a force exists, capable,
if unchecked, of producing certain results, it does not
follow that those results are imminent or even possible in
the sphere of experience. A body thrown from the hand
would, under the single impulse of projection, move for
ever in a straight line ; but it would not be reasonable to
take special action for the prevention of this result, ignor-
ing the fact that it will be sufficiently counteracted by the
other forces which will come into play. And such other
forces exist in the case we are considering. If the
inherent energy of the principle of population (supposed
everywhere the same) is measured by the rate at which'
numbers increase under the most favourable circumstances,"
surely the force of less favourable circumstances, acting
through prudential or altruistic motives, is measured by the
great difference between this, maximum rate and those'
which are observed to prevail in most European countries.*
Under a rational system of institutions, the adaptation of
numbers "-to the means available for their support is
effected by the felt or anticipated pressure of circumstances
and the fear of social degradation, ^ within a tolerable
degree of approximation to what is desirable. *,, To bring
the result nearer to the just standard, a higher measure of
^ . -1
-• ' Malthus himself said, " It is probable that, having found the how
bent too much one way, I was induced to bend it too much the othei
in Older to make it straight."
POLITICAL EC0N0 31Y
373
popular enlightenment and more serious habits of moral
reliexion ought indeed to be encouraged. But it is the
duty of the individual to his possible offspring, and not
any vague notions as to the pressure of the national popu-
lation on subsistence, that will be adequate to influence
conduct.
The only obligation on which Malthus insists is that of abstinence
from marriage so long as the necessary provision for a family has
not been acquired or cannot be reasonably anticipated. The idea.
of post-nuptial continence, which has since been put forward by
J. S. Mill and others, is foreign to his view. He even suggests
that an allowance might be made from the public funds for every
child in a family beyond the number of six, on the ground that,
when a man marries, he cannot tell how many children he shall
liave, and that the relief from an unlooked-for distress afforded by
such a grant would not operate as an encouragement to marriage.
The duty of economic prudence in entering on the married state is
plain ; but in the case of working men the idea of a secured pro-
vision must not be unduly pressed, and it must also be remembered
that the proper age for marriage in any class depends on the dura-
tion of lite in that class. Too early inarfiages, however, are
certainly not unfrequeut, and they are attended with other than
material evils, so that possibly even legal measures might with
advantage be resorted to for preventing them in all ranks by some-
what postponing the age of full civil competence. On the other
hand, however, the Malthusians often speak too lightly of involun-
tary celibacy, not recognizing sufficiently that it is a deplorable
necessity. They do not adequately estimate the value of domestic
life as a schoo^^of the civic virtues, and the social importance (even
ajmrt from personal happiness) of the mutual affective education
arising from the relations of the sexes in a well-constituted union.
Malthus further infers from his principles that states should not
artificially stimulate population, and in particular that poor-laws
should not be established, and, where they exist, should be abolis|ied.
The first part of this proposition cannot be accepted as applying to
every social phase, for it is evident that in a case like that of ancient
Rome, where continuous conquest was the chief occupation of tlie
national activity, or in other periods when protracted wars threatened
the independence or security of nations, statesmen might wisely take
speci.al action of the kind deprecated by Malthus. In relation to
modern industrial communities he is doubtless in general riglit,
though the piomotion of immigration in new states is similar
in principle to the encouragement of population. The question
of poor-laws involves other considerations. The English system
of his. day was certainly a vicious one, though acting in some
degree as a corrective of other evils in our social institutions ; and
ofibrts for its amendment tended to the public good. But the pro-
posal of abolition is one from which statesmen have recoiled, and
which general ojiinion has never adopted. It is difficult to believe
that the present system will be permanent; it is too mechanical
and undiscriminating; on some sides too lax, it is often unduly
rigorous in the treatment of the worthy poor who are the victims
of misfortune ; and, in its ordinary modes of dealing with the
young, it is open to, grave objection. But it would certainly bo rash
to abolish it ; it is one of several institutions which will more wisely
be retained until the whole subject of the life of the working classes
ha* been more thoroughly, and also more sympathetically, studied.
The position of Malthus with respect to the relief of destitution is
subject to this general criticisnr that, first proving too much, ho
then shrinks from the consequences of his own logic. It follows
from his arguments, and is indeed explicitly stated in a celebrated
passage of his original essay, that he who has brought children into
the world without adequate provision for them should bo left to the
punishment of Nature, that " it is a miserable ambition to wish to
snatch the rod from her hand, "and to defeat the action of her laws,
which are the laws of God, and wliich " have doomed him and his
family to sulfer." Though his theory leads him to this conclusion,
lie could not, as a Christian clergyman, maintain the doctrine
that, seeing our brother in need, we ought to shut up our bowels of
compassion from him ; and thus he is involved in the radical incon-
sequence of admitting the lawfulness, if not the duty, of relieving
distress, whilst he yet must regard the act as doing mischief to
society. Buckle, who was imposed on by more than one of the
exaggerations of tho economists, accepts tho logical inference which
jMalthus evaded. He alleges that the only ground on which we
Bro justified in relieving destitution is tho essentially self-rej;arding
|onc, that by remaining deaf to the appeal of the sulferer wo should
probably blunt the edge of our own finer sensibilities.
It can scarcely be doubted that the favour which was
at once accorded to the views of Malthu-s in certain circles
was due in part to an impression, very welcome to the
higher ranks of society, that they tended to relieve the
rich and ["-werful of responsibility for tho condition of the
Iworking classes, by showing that the latter had chiefly
themselves to blame, and not either the negligence of theii|
superiors or the institutions of the country. The applicai
tion of his doctrines, too, made by some of his successors
had the effect of discouraging all active effort for social
improvement. Thus Chalmers " reviews seriatim aild
gravely sets aside all the schemes usually proposed for the
amelioration of the economic condition of the people " on
the ground that an increase of comfort will lead to an
increase of numbers^ and so the last state of things will ba
worse than the first.
Malthus has in more recent times derived a certaitv
degree of reflected lustre from the rise and wide acceptance,
of the Darwinian hypothesis. Its author himself, irf
tracing its filiation, points to the phrase " struggle for
existence " used by Malthus in relation to the social com-
petition. Darwin believes that man has advanced to hi*
present high condition through such a struggle, consequent
on his rapid multiplication. He regards, it is true, tho
agency of this cause for the improvement of our race as
largely superseded by moral influences in the more
advanced social stages. Yet he considers it, even in these
stages, of so much importance towards that end that, not-
withstanding the individual suffering arising from the
struggle for life, he deprecates any great reduction in the
natural, by which he seems to mean the ordinary, rate of
increase.
Tliere has been of late exhibited in some quarters a
tendency to apply the doctrine of the " survival of the.
fittest " to human society in such a way as to intensify tho
harsher features of Malthus's exposition by encouraging
the idea that whatever cannot sustain itself is fated, and
must be allowed, to disappear. But what is reiiellent in
this conception is removed by a wider view of the influence
of Humanity, as the presiding race, alike on vital and on
social conditions. As in the general animal domain the
supremacy of man introduces a now force consciously con-
trolling and ultimately determining the destinies of the
subordinate species, so human providence in the social
sphere can intervene for the protection of the weak, modi-
fying by its deliberate action what would otherwise be a
mere contest of comparative strengths inspired by selfish
instincts.
David Ricardo (1772-1823) is essentially of the school!
of Smith, whose doctrines he in the main accepts, whilst:
he seeks to develop them, and to correct them in certain
particulars. But his mode of treatment is very different
from Smith's. Tho latter aims at keeping close to the
realities of life as he finds them, — at representing the con-
ditions and relations of men and thing.s as they are ; and,
as Hume remarked on first reading his great work, his
principles are everywhere exeniiilified and illustrated with
curious facts. Quite unlike this is tho way in which'
Ricardo proceeds. He moves in a world of abstractions.'
Ho sets out from more or less arbitrary assumptions,!
reasons deductively from these, and announces his conclu-(
sions as true, without allowing for the partial unreality of
tho conditions assumed or confronting his results with!
experience. When he seeks to illustrate his doctrines, it
is from hypothetical eases, — his favourite device being that
of imagining two contracting savages, and considering how
they would be likely to act. He does not explain — prob*
ably he had not systematically examined, perhaps was
not competent to examine — tho appropriate method ok
political economy; and the theoretic defence of his mode
of proceeding wus left to be elaborated by J. S. Mill an(i
Cairnes. But h>s example had a great effect in determin-^
ing the practico of his successors. There was something
highly attractivM to the ambitious theorist in tho sweeping'
march of logic which seemed in Ricardo's hands to cmulatei
the certainty and comprehensiveness of malhematicali
374
POLITICAL ECONOMi^
proof, and in the portable and pregnant formulas which
were so convenient in argument, and gave a prompt, if
often a more ap[)arent than real, solution of difficult
problems. Whatever there was of false or narrow in the
fundamental positions of Smith had been in a great degree
corrected by his practical sense and strong instinct for
reality, but was brought out in its full dimensions and
even exaggerated in the abstract theorems of Ricardo and
his followers.
The dangers inherent in his method were aggravated by
the extreme loosen^s of his phraseology. Senior pro-
nounces him " the most incorrect writer who ever attained
philosophical eminence." His most ardent admirers find
him fluctuating and uncertain in the use of words, and
generally trace his errors to a confusion between the
ordinary employment of a. terra and some special applica-
tion of it which he has himself devised.
The most complete exposition of his system is to De
found in his I'rinciplei of Political Economy and Taxation
(1817). This work is not a complete treatise on the
science, but a rather loosely connected series of disquisi-
tions on value and price, rent, wages and profits, taxes,
trade, money and banking. Yet, though the connexion of
the parts is loose, the same fundamental ideas recur con-
tinually, and determine the character of the entire scheme.
The principal problem to which he addresses himself ia
this work is that of distribution, — that is to say, the pro-
portions of the whole produce of the country which will be
allotted to the proprietor of land, to the capitalist, and to
the labourer. And it is important to observe that it is
especially the variations in their respective portions which
take place in the progress of society that he professes to
study, — one of the most unhistorical of writers thus in-
dicating a sense of the necessity of a doctrine of economic
dynamics — a doctrine which, from his point of view, it
was impossible to supply.
The principle which he puts first in order, and which is indeed the
key to the whole, is this — that the exchange value of any commodity
the supply of which can be increased at will is regulated, under a
regime o£ free competition, by the labour necessary for its production.
Similar propositions are to be found in the Wealth of Nations, not
to speak of earlier English writings. Smith had said that, " in the
early and rude state of society which precedes both the accumula-
tion of stock and the appropriation of land, the proportion between
the quantities of labour necessary for acquiring different objects
seems to be the only circumstance which can afford any rule for
exchanging them with one another." But Ite wavers in his con-
ception, and presents as the measure of value sometimes the
quantity of labour necessary for the production of the object, some-
times the quantity of labour which the object would command in
the market, which are 'identical only for a given time and place.
The theorem requires correction for a developed social system by
the introduction of the consideration of capital, and takes tho form
in which it is elsewhere quoted from Malthus by Kicardo, that the
real price of a commodity "depends on the greater or less quantity
of capital and labour which must be employed to produce it. (The
expression "quantity of capital" is lax, the element of time being
omitted, but the meaning is obvious). Kicardo, however, constantly
takes no notice of capital, mentioning labour alone in his statement
of this principle, and seeks to justify his practice by treating
capitalas "accumulated labour"; but this artificial way of viewing
the facts obscures thenature of the co-operation of capital in produc-
tion, and by keeping the necessity of this co-operation out of sight
baa encouraged some socialistic errors. Ricardojioes not sufficiently
distinguish between the cause or determinant and the meisure of
value ; nor does he carry back the principle of cost of production
as regulator of value to its foundation in the effect of that cost on
the limitation of supply. It is the " natural price " of a commodity
that is fixed by the theorem we have stated ; the market price will
be subject to accidental and temporary variations from this standard,
depending on changes in demand and supply; but the price will,
permanently and in the long run, depend on cost of production de-
nned as above. On this basis Ricardo j,oes on to explain the laws
according to which the produce of the land and the labour of the
country is distributed amongst the several classes whicb take part
in production.
The theory of rent, with which bo begins, though cominonly
issociatcd with his name, and though it certainly forma the most
vital part of bis general eccmomic scheme, was not really his, rj<i»
did he lay claim to it. He distinctly states in the preface to ll<«
Principles, that "in 1815 Mr JIalthus, in his Inquiry into Ihs
Nature and Progress o) Rent, and a fellow of CJniversity College,
Oxford, in his Essay on the Application of Capital to Land, presented
to the world, nearly at the same moment, tho true doctrine of
rent." The second writer here referred to was Sir Edward AVest,
afterwards a judge of the supreme court of Bombay. • Still earlier
than the time of Walthus and West, as M'CuUoch has pointed out,
this doctrine had been clearly conceived and fully stated by Di
James Anderson in his Enquiry into the Nature of Corn-Laws,
published at Edinburgh in 1777. That this tract was unknown to
Malthus and West we have every reason to believe ; but the theory
is certainly as distinctly enunciated and as satisfactorily supported
in it as in their treatises ; and the whole way in which it is put
forward by Anderson strikingly resembles the form in which it if
presented by Ricardo.
The essence of the theory is that rent, being the price paid by tin
cultivator to the. owner of land for the use of its productive powers,
ia equal to the excess of the price of the produce of the land ovei
the cost of production on that land. With the increase of popula-
tion, and therefore of demand for food, inferior soils wOl be taken
into cultivation ; and the price of the entire supply necessary foi
the community will be regulated by the cost of production of that
portion of the supply which ia produced at the greatest expense.
But for the land which will barely repay the cost of cultivation no
rent will be paid. Hence the rent of any quality of land will be
equal to the difference between the cost of production on that land
and the cost of production of that produce which is raised at the
greatest expense.
The doctrine is perhaps most easily apprehended by means of tht
supposition here made of the coexistence in a country of a series ot
soils of different degrees of fertility wliich are successively taker
into cultivation as population increases. But it would be an erroi
to believe, though Kicardo sometimes seems to imply it, tliat such
difference is a necessary condition of the existence of rent. If all
the land of a country were of equal fertility, still if it were appro.
priated, and if the price of the produce were more than an equiva-
lent for the labour and capital applied to its production, rent would
be paid. This- imaginary case, however, after using it to clear oui
conceptions, we may for the futue leave out of account
The price of produce being, as we have said, regulated by thi
cost of production of that which pays no rent, it is evident thai
"corn 13 not high because a rent is paid, but a rent is paid becaus«
com is high," and that "no reduction would take place in thepric*
of corn although landlords should forego the whole of their rent *
Rent is, in fact, no determining element of price ; it is paid, indeed,
out of tiie price, but the price would be the same if no rent wen
paid, and the whole price were retained by the cultivator.
It has often been doubted whether or not Adam Smith held thii
theory of rent Sometimes he uses language which seems to implj
it, and states propositions which, if developed, would infallibly
lead to it Thus he says, in a passage already quoted, " such parti
only ot the produce of land can commonly be brought to market ol
which the ordinary price is sufficient to replace the stock which
must be employed in bringing them thither,- together with iti
ordinary profits. If the ordinaiy price is more than this, th«
surplus part of it will naturally go to the rent of land. If it ia
not more, though tho commodity can be brought to market, it can
afford no rent to the landlord. Whether the price is or is not
more depends on the demand." Again, in Smith's application of
these considerations to mines, "the whole principle of rent," Ricardo
tells us, " is admirably and perspicuously explained. " But -he had
formed the opinion that there is in fact no land which does not
afford a rent to the landlord ; and, strangely, he seems not to have
seen tliatthis appearance might arise from the aggregation into an
economic whole of parcels of land which can and others which
cannot pay rent. The truth, indeed, is that the fact, if it were a
fact, that all the land in a country pays rent would be irrelevant
as an argument against the Andersoniau theory, for it is the same
thing in substance if there be any capital employed on land already
cultivated which yields a return no more than equal to ordinary
profits. Such last-employed capital cannot afford rent at the exist-
ing rate of profit, unless the price of produce should rise.
The belief which some have entertained that Smith, notwith-
standing some vague or inaccurate expressions, really held th«
Andersonian doctrine, can , scarcely be maintained when w«
remember that Hume, writing to him after having read for the fits4
time the Wealth of Nations, whilst expressing general agreement
with his opinions, said (apparently with reference to bk. I. chap. viL),
" I cannot think that the rent of farms' makes any part of the pric*
of the produce, but that the price is determined altogether by the
quantity ard the demand." It is further noteworthy that a state-
ment of the theory of rent is given in the same volume, published
in 1777, which contains Anderson's polemic against Smith's objec
tions to a bounty on the exportation of corn ; this volume can
hardly have escaped Smith's notice, yet neither by its contents nn»
POLITICAL ECONOMY
375
by Hume's letter was he led to modify what he had said in his first
edition on the subject of rent. . ^^^ „„,q„al fertUities of
It must be remembered that not merely i ^^^^ ^^ ^^^
different soUs «] ^ fj^'^^^'^ j^^l"" at°on to m'avkets, and there-
advantageous «'t"^''°° "J *f '^iii have a similar effect. Every
fore to roads and railways J^m u produce to be
diminution of the cost of t^n^^' ■ w^ enao^ J ^^^
brcught.to market at a sniane This onTide'tlon is indicated by
SXttghTe dot not give-it prominence, but dwells mainly
on the comparative productiveness of BOi^^^^^^ ^^^ ^^ ..^^^
4r°L"nliSt^^c.^r^rr^mC^^^^^
d iadestnictible powers 01 uiooui.. "^y -^^f 'i w the
Tnce to man " He then goes on to quote from Buchanan the re-
mark thr" the notion of agriculture yielding a produce and a rent
f,.nn, tl.o nrice at which the produce is sold, that the rent is aerivLu ,
and thb pHce isgot, not because nature assists in the production
• tut h'aSse it is^ the price which suits the consumption o the
ciTnnlv •■» There is no ga n to the society at large from the use oi
r 'it is Id:^ntageons^o the landlords aloue and the-r -n eres s
!.r« thiia nermanontly in opposition to those of all other classes.
Therise ofrent may be retarded, or prevented, or even tern poranly
cWed to I "all, by agricultural improvements, such as the intro
dS of\\w n Juris or of machines or o a beUer or^amza ion
nf labour (thouch there s not so much room for this last as in otner
branches of production), or the onening of nevv.sources o sur-ply
in riJeign countries ; but the tendency to a rise is constant so long
"^^^e 'grllJZrnTeTf the theory of rent in Ri-^o'-ystem
arises fi^m the f^ct that he makes the general economic condition
o??he society to depend altogether on the position in which agn-
culturalexpfoiution stands.^ This will be seen from he foUowing
suement of his theory of wages and profits. The P[°^l»; °f \7^
expenditure of labour and capital being divided hetween the
labourer and the camtalist, in proporl on ^^^ o"" ."''*""/ „7°"o?
other will necessarily obtain less. The productiveness of labour
being given, nothing can diminish profit but a ''f °f "»g«.^„«^
inJrfase it but a fall of wages. N^ t^'VP",?'', f ..^^f „7,; ^^f" h!
the same as its cost of production, is determined by the price oi tne
comrdities necessary'for the support of the ^<^^ZZ-..tuJoZl
of such manufactured articles as he requires has a <:°"ft'\"* '""7'"^^
to fall nrinciiwally by reason of the progressive application of the
dWson'^Tabour^o their production. But the cost of his ma n-
t nance essentially depends', not on the price of th-o ar icl s. lu
on that of his food : and, ac the production of food \mU in me
^^oi:L of s'oiiety and of p'opulation'^require the sacrifice of more and
^oro labour, its price will rise ; n;,'''>'=y.,«-aR'j» "tL^ T^s to the
rise, and with the rise of wages proh s will fall. Thus -t" to the
necessary crftdual descent to inferior soils, or less pro.lucuve
:, PndUurf on the same soil, that the.decrcase ■" the mty profit
which has historically taken place is to be ."^^ "buted hmi h
ascribed this decrease to the competition of capitalists, though in
?:jS^So&l:t^df:Sm^^t||^?3^
a„°d oUier c'^e's L reinl the Lt of the P"-? -e-^O,^ '^\
Uhm.rer- but here again,. the tendency is constant W hilst in«
can°S thus loses, the labourer does not gain : his .>n«=reasea
mon^y wates only enable him to pay the increased Pnce of hu
ZesLies of which he wUl have no greater and protably a lew
rarethan he had before. In fact, the labourer can never for any
rent has a constant tendency to riso and profit to taH. the rise or
f^l of wa^es will depend "on the rate of mcrease of the working
rlLes FOTthe improvement of their condition Ricardo thus ha«
fo an back on the Malthusian remedy, of the effective applicatioD
of which he does not, however, seem to have much expectabon
Thr securities acainsi a superabundant population to which he
noitts are the gradual abolition of the poor laws-for their afend-
n would not content him-and the development amongst th.
woilcing classes of a taste for greater comforts and enjoyments
it wUl be seen that the socialists have somewhat exaggerated in
announcing aTKicardo's "iron law" of ^age«. tl"='^^^^» "*« "l,^";
ritn°th the amount 'necessary to sustain the existence of the
labourer and enable him to continue the race. He recognizes the
inrtuence of a "standard of living" as limiting the increase of the
nnmbers of the working classes, and so keeping their wages above
?riowesf point But li* also holds that, in long-settled countries,
in the ordi^ry course of human affairs, and in the absence of specia
efforts restricting the growth of population, the condition of the
labourer'Sf decline as' surely, and Ifrom the same causes, as that
"^rwltrl^^'kld^whe^hrtlit doctrine of rent, and the conse-
nuencTs which Ricardo deduced from it, are true we must answe
?hat thev Se hypothetically true in the most advanced mdustri^
,„,,nftiP, and there only (though they have been rashly applied
toThc ca s of Inta and IrclLd), but that even in those commuiiitie,
nether safe inference nor sound action can be built upon them.
Is we shall see hereafter, the value of most of the theorems o th.
clasreal economics is a good deal attenuated by the habitual !«.
sunipttons that we are dealing with " economic men actuated b,
one principle only; that custom, as against <=?'"P.etition, has n
existence -that the e is no such thing as combination ; that ther,
is equalTty of contract between the parties to each transaction and
thatTherl is a deQnite uniyersal rate of profit and wages ma com-
muni y which implies that the capital embarked in any undertak
r"viu pass at once to another in which larger profits are for thj
time to be made ; that a labourer, whatever his local ties of feeling,
fimilv habit or other engagements, will transfer himself imme-
& to any place where! o^r employment in which, or the time,
larger wages are to be earned than those he had previously obtained
anfthit both capitalists and labourers have a perfect knowledge ol
?he condition and prospects of industry, throughout the country,
both in their own aSd other occupations. But n R'^ardo's spccn
htions on rent and its consequences there ,s still more of abstrac
tion The influence of emigration, which has assumed vast dimen^
» ons since his .time, is loft out of account, and the amount of land
TtThe disposal of a'community is ^"PPO.^ed limited to it^o.vn l^r,
ritorv whilst contemporary Europe is in fact largely ted by the
wes era States of Am'erica.' He did not adequately aPP'ecm « the
degree in which the augmented productiveness of labour w ethet
f,!om ncreased intelligence, improved organization, •"''of "' °° ?^
machinery or more rapid and cheaper communication, steadily
keeps down the cost J production. To these influences must b.
added those of legal refor?.,s in tenure, and fa'^*'/""'" -f" ^'"„=<2;
tracts which operate in the same direction. As a result of iJI
Uiese'cau es, the pressure anticinated by Kicardo ,s not felt and
Z cry is rat^erj the landlor^^s over .U^^^^
X'd thar ProrSfclfoUot. no e^emy to the "orthodox " econo-
mics when recently conducting an inquiry into the present sUt.
^t the apicSuira/question. pronounced the so-called R.cardi.n
theory of rent " too abstract to be of practica utility
■A narticular economic subject on which Ki.ardo has thrown .
usefuriig is the nature of the advantages derived from foreign
con me ce and the conditions under which such commerce can gc
on Whi St preceding writer had represented those benefits a.
consisUng in affording a vent for sumlus produce or enab ing .
consisiiug lu » .__», „.,;,„, ,„ .„„,,.„ iiso r with a rmht, h
. senior, however, h», poinic;i m.t "'•'fj:;'"' '' '^''^jv.'f.i'ro' :-'''imt!cd.';;;;s
l„cr««d pop"'''"""/''!"'™','''''" "7.3''"'",fTo ' i™ »hl='' """ '""*
tho necesiury .upply. on the other honil. t Is too powir^ rcQUlrud tor
?ucttltW.Uon that .upp»e= tho lund out ot which rent can h- ■'-'J.
^t;:n ;L";;;^iial-ia,dur.o roniace Asolf with a prtjh^ 1«
pointed out that they consist "»imp(y and »oU-ly m this, hat i.
Sles each nation to obtain, with a given amount of labour and
capital, a greater quantity of all commodities taken toec her
Thb is no doubt the point of view at whicU" we tl.ould halnluall
,ll>
376
POLITICAL ECONOMY
place ourselvfes ; tut tlie other forms of expression employed by his
' (jredecessora arc sometimes useful as representing real considerations
ilfccting national production, and need not be absolutely disused.
Hicardo protceds to show that what determines the purchase of any
(ommodity from a foreign country is not tlie circumstance that it
ran lie produced there with less labour and capital than at home.
If we have a greater positive advantage in the production of some
>lhcr article tlian in that of tlie commodity in question, even
though we liave an advantage in producing the latter, it may be
»ur interest to devote ourselves to the production of that in which
ive Iiave the greatest advantage, and to import that in producing
ivhich we sliould have a less, though a real, advantage. It is, in
khort, not absolute cost of productiou, but coinpara'ive cost, which
determines the interchange. This remark is just ard interesting,
tlisugh an undue importance seems tu be attributed to it by J. S.
Jlill and Cairnes, the latter of whom maguiloquently describes it
as "sounding tlie depths" of the problem of international dealings, —
though, as we shall see hereafter, he modilies it by the introduction
of certain considerations rcsnecting the conditions of domestic pro-
tluction.
For the nation as a whole, according to Ricardo, it is not the
gross produce of the land and labour, as Smith seems to assert,
that is of importance, but the net income — the excess, that is, of
this produce over tlie cost of ]noduction, or, in other words, the
amount of its rent and its profits ; for the wages of labour, not essen-
tially exceeding the maintenance of the labourers, are by him con-
sidered only as a part of the " necessary expenses of production."
Hence it follows, as he hiinsi'lf in a characteristic and often quoted
passage says, that, "provided the net real income of the nation he
the same, it is of no importance whether it consists of ten or twelve
millions of inhabitants. If five millions of men could produce as
nnich food and clothing as was necessary for ten millions, food and
clothing for five millions would be the net revenue. Would it be
•f any advantage to the country that to produce this same net
revenue seven millions of men should be required, — that is to
say, tliat .seven millions should be employed to produce food and
clothin;; suftieient for twelve millions? The food and clothing of
five millions wouhl be still the net revenue. The employing
a greater number of men would enable us neither to add a man to
•ui' army and navy nor to contribute one guinea more in taxes."
Industry is here viewed, just as- by the mercantilists, in relation to
the military and political power of the state, not to the maintenance
and improvement of human beings, as its end and aim. The
labourer, as Held has remarked, is regarded not as a member of
society, but as a means to the ends of society, on whose sustenance
a part of the gross income must be ex])ended, as another part must
he spent on the sustenance of horses. We may well ask, as
Sismondi did in a personal interview with Eicardo, '• What ! is
wealth then everything ? are men absolutely nothing ? "
On the whole what seems to us true of Ricardo is this,
that, whilst he had remarkable powers, they were not
the powers best fitted for sociological research. Nature
intended him rather for a mathematician of the second
order than for a social philosopher. Nor had he the due
previous fireparation for social studies; for we must
decline to accept Bagehot's idea that, though " in no high
sense an educated man," he had a specially apt training
for such studies in his practice as an eminently successful
stockjobber. The same writer justly notices the " anxious
j)enetration with which he follows out rarefied minutiae."
Hut he wanted breadth of survey, a comprehensive view
of human nature and human life, and the strong social
sympathies which, as the greatest minds have recognized,
are a most valuable aid in this department of study. On
a subject like that of money, where a few elementary pro-
positions^into which no moral ingredient enters — have
alone to be kept in view, he was well adapted to succeed ;
but in the larger social field he is at fault. He had great
deductive readiness and skill (though his logical accuracy,
as Mr Sidgwick remarks, has been greatly exaggerated).
But in human affairs phenomena are so complex, and prin-
piples so constantly limit or even compensate one another,
that rapidity and daring in deduction may be the greatest
of dangers, if they are divorced from a wide and balanced
appreciation of facts. Dialectic ability is, no doubt, a
valuable gift, liut the first condition for success in social
investigation is to see things as they are.
A sort of Ricardo-mythus for some time existed in econo-
mic circles. It cannot be doubted that the esasgeratcd
estimate of his merits arose in part from a sense of thft
support his system gave to the manufacturers and other
capitalists in their growing antagonism to the old aristo-
cracy of landowners. The same tendency, as well as his
affinity to their too abstract and unhistorical modes of
thought, and their eudsemonistic doctrines, recommended
him to the Benthamite group, and to the so-called Philo-
sophical Radicals generally. Brougham said he seemed
to have dropped from heaven — a singular avatar, it
must be owned. His real services in connexion with
questions of currency and banking naturally created a
prepossession in favour of his more general views. But,
apart from those special subjects, it does not appear
that, either in the form of solid theoretic teaching or of
valuable practical guidance, he has really done much for
the world, whilst he admittedly misled opinion on several
important questions. De Quincey's presentation of him
as a great revealer of truth is now seen to be an ex-
travagance. J. S. Mill and others speak of his " superior
lights " as compared with those of Adam Smith ; but his
work, as a contribution to our knowledge of human society,
will not bear a moment's comparison with the Wealth of
It is interesting to observe that Malthus, though the
combination of his doctrine of population with the prin-
ciples of Ricardo composed the creed for some time pro-
fessed by all the " orthodox " economists, did not himself
accept the Ricardian scheme. He prophesied that " the
main part of the structure would not stand." "The
theory," he says, " takes a partial view of the subject, like
the system of the French economists ; and, like that
system, after having drawn into its vortex a great number
of very clever men, it will be unable to support itself
against the testimony of obvious facts, and the weight of
those theories which, though less simple and captivating,
are more just, on account of their embracing more of the
causes which are in actual operation in all economical
results."
We saw that the foundations of Smith's doctrine in
general philosophy were unsound, and the ethical character
of his scheme in consequence injuriously affected; but his
method, consisting in a judicious combination of induction
and deduction, we found (so far as the statical study of eco-
nomic laws is concerned) little open to objection. Mainly
through the influence of Ricardo, economic method was
perverted. The science was led into the mistaken course
of turning its back on observation, and seeking to evolve
the laws of phenomena out of a few hasty generalizations
by a play of logic. The principal vices which have been
in recent times not unjustly attributed to the members
of the " orthodox " school were all encouraged by his
example, namely, — (1) the viciously abstract character of
the conceptions with which they deal, (2) the abusive
preponderance of deduction in their processes of research,
and (3) the too absolute way in which their conclusions
are conceived and enunciated.
The two works of JIalthus already named are by far tlie most
important in the history of the science. He was also author
of Principles of Political Economij (1S20), Dejinilions in Polificat
Economtj, and some minor pieces. The works of Eicardo have been
collected in one vo'ume, with a bioeranhical notice, by J. R.
M'CuUoch (lS-t6).
After Malthus and Ricardo, tne first of whom had fixed
public attention irresistibly on certain aspects of society,
and the second had led economic research into new, if
questionable, paths, came a number of minor writers who
were mainly their expositors and commentators, and
whom, accordingly, the Germans, with allusion to Greek
mythical history, designate as the Epigoni. By them the
doctrines of Smith and his earliest successors were thrown
into more systematic shape, limited and guarded so as to
POLITICAL ECONOMY
377
6(5 less opeu to criticism, coudied in a more accurate fer^
iwinology, modified in subordinate particulars, or applied
'to the solution.of the practical questions of their day. ,
James Jlill's £lcmcnls (162\) deserves special notice, asexljibiting
Ihx; system of Ricardo with a tliorougli-going rigour, a comiiactness
of presentation, and a skill in the disposition of material* which
t;ive to it in sonie degree tlie character of a work of art. The a
piiori political economy is here reduced to its simplest expression."
J. R, Jl'Culloch (1779-186-1), authorof a number of Laborious statis-
tical aud other compilations, criticized current economic legislation
\n \he Edinburgh UevUw from the point of view of the Ricardiau
doctrine, tnkiiig up substantially the same theoretic position as
was occupied at a somewhat later period by the Jlanchester school.
He is altogether without originalitj', and never exhibits .iny philo-
sophic elevation or breadth. His confident dogmatism is often
repellent; he admitted in )iis later years that he had been too fond
of novel opinions, and defended tlicni wiili more heat and perti-
nacity than they deserved. It is noticeable that, though often spoken
of in his own time both by those wlio agreed with liis views, and
those, like Sisniondi, wlio differed from them, as one of the liglitsof
the reignin" school, his name is now tacitly dropped in the writings
of the members of tliat school. Whaliever may have been hispaitial
usefulness in vindicating the policy of free trade, it is at least plain
that for tile needs of our social future he .has nothing to olTer.
Nassau William Senior (1790-1864), who was professor of political
oeonqray in the, university of Oxford, published, besides a number
of separate lectures, a treatise on the science, which first apiieared
as an article in the Encijclopsedia Mciropolitana. He is a writer of
a high order of merit." He made considerable contributions to the
elucidation of ceonomic principles, specially studying exactness in
uoraenclature and strict accuracy in deduction. His explan.ttions
ou cost of production and the way in which it affects price, on
font, on the difference between rate of wages and price of labour,
on tlic relation between profit and wages (with special reference to
Sicardo's theorem on this subject, which he corrects by the substi-
tution of« proportional for absolute amount), and on the dis- '
♦I'ibution-of the plccious metals between different countries are
Jiarticulafjy valuable. His new term "abstinence," invented to
express the conduct for which interest is the reniuncralion, was
nseful, though not quite appropriate, because negative in meininj.
It is on the question of wages that Senior is least satisfautorj'. Ho
makes the average rate in a country (which, we must maintain, is
not a real quantity, though the rate in a given employment and
neighbourhood Is) to be expressed by the fraction of which the
Numerator is the amount of the wages fund (an unasccrtaiuable
and indeed, except as actual total of wages paid, imaginary sum)
and the denominator the number of the working pp]uilation ; and
from this he proceeds to draw the most important and f.ir-reaching
'eonsequences, though the ctjnntion on which he founds his inferences
conveys at most only an aritlinietical fact, which would be true of
every case of a division amongst individuals, and contains no
economic element whatever. The phrase'" wages fund" originated
in some expressions of Adam Sjnith used only lor the purpose of
illustration, 'and never intended to bo rigorously interpreted ; and
we shall see that the doctrine has been repudiated by several
Snembers of what is regarded as the orthodox school of political
aconomy. As regards method. Senior makes the science a purely
deducjive one, in which there is no room for any other "facts" than
the four fundamental propositions from which he undertakes {o
'deduce all economic truth. And he does not regard himself as
arriving at hypothetic conclusions; his postulates and his inferences
|«rc alike conceived as corresponding to actual phenomena. Colonel
Robert Tbrrens (1780-1864) was a prolific writer, partly on economic
theory, but principally on its applications to financial and com-
mercial policy. Almost the whole of the programme whieh was,
carried out in legislation by Sir Robert Peel had been laid down in
principle in the writings of Torrens. He gave substantially the
samo theory of foreign trade which was afterwards stated by J. S.
Jklill in ohe of his Essaijs 'on UnscltJcd Questions. He was on
early and earnest advocate of the rciwal of the corn laws, but was
not in favour of a general system of absolute free trade, maintain-'
ing that it is expedient to impose retaliatory duties to countervail
similar dutiifs imposed by foreign countries, and that a lowering of
iinport duties on the productions of countries retaining their hostile
tariffs would occasion an abstraction of the precious .metals, and a
decline in prices, jiiofita, and wages. .' His principal writings of a
general character were — The Economist [rTo., I'hysiocrat] n-fiitcd,
1808; Essay on the Proibudion of Wealth, 1821; Essay on the
External Corn-trade (eulogized by Ricardo), 1827; The lludgel, a.
Scries of Leticrs on Financial, Commercial, and Colonial Policy,^.
11841-3. ll.irrict Marlineau (1802-1876) popularized the doctrines
of Multhus and KicarJo in hcT Illustrations o/ Political Economy
(1832-34), a scries of talcs, in which there is much excellent
description, hut the effect of the narrative is often marred by the
■omowhat ponderous disquisitions here and there .thrown in,
luually ID ttie form of dialogue.
> Other w.itcrs who ought tcTlie naiur'd in any hiJlory of ihcieienif
are Charles liabbage. On the Kcononuj of Machines and Munufactitrra
(1832), chie/ly descriptive, but also in part theoretic; William
Thomas Thornton, Ovcrj'ojjulntion and its HcmcHy (1846), yf Plea
for Peasant Proprietors (1848), On Labour (1869; 2d ed., 1870);
Herman Merivale, lectures un Coloni-.ntion and Colonies, (1841-2;
new ed., 1861) ; T. C.-Banfield, The Organ iiiUion vf Industry
explnincd (1844; 2d ed., 1848); and Edward CUbbon WakclieW,
A yicto of the Art of Colonization, 1849. Thomas Chalmers, well
known in. other fields of thought, was author of The Christian
and Civic Economy of ■ Large Towns (1821-36), and On Political
Economy in Connexion with the Moral State and Moral Prospects of
Society (1832); he strongly opposed any system of legal charity,
and, whilst justly insisting on the primary importance of morality,
industry, and thrift as conditions of popular wcUbeing, carried the
Malthusian doctrines to excess. Nor was Ireland without a share
in the economic movement of the period. Whatcly, having beaiii
second Drummond professor of pulitical economy at Oxford (in,
succession to Senior), founded (1832), when he went to Ireland
as archbishop ' fif IJublin, n similar professorship in Trinity
College, Dublin., It was first held by Jlountifort Longficld, after-
wards judge of the Landed Estates Court, Ii eland (d. 188.4). He pub-
lished lectures on the sriencc generally (1834), on Poor Zatcs(1834),
and ou Commerce and Absenteeism (1835), which were marked
by independence of thought and sagacious observation. He was
laudably free from many of the exaggerations of his contemporaries ;
he said, in 1835, " in political economy we must not abstract too
ninch," and protested against the assumption too often made that
"men are guided in all their conduct by a prudent regard to their
own interest." James A. Lawson (now Jlr Justice Lawson) also
published some lectures (1844) delivered from the same chair, which
may still be read with interest and profit ; his discussion of tlie
question of population is especially good ; he also asserted againsk
Senior that the science is avide de fails, and that it must reason
about the world and mankind a3 they really arc.
The most systematic and thorough-going contemporary
critic of the Eicardian systtem vas Richard Jones (1790-'
1855), professor at Haileybury. Jones has received scant
justice at the hands of his successors. J. S. Mill, whilst
using his work, ga^e his merits but faint recognition.
Even Roscher says that he did not thoroughly understand
Ricardo, \vithout giving any proof of that assertion, whilst
he is silent as to the fact that much of what has beet^
preached by the German historical school is found dis^
tinctly indicated in Jones's writings. He has been soms^
times represented as having rejected the Andersoniaii
doctrine of rent ;• but such a statement is .incorrect.
Attributing the doctrine to Jlalthus, he says that that
economist "showed satisfactorily that, when land is culti->
vated by capitalists living on the profits of their stock,
and able to move it at pleasure to other employments, the
expense of tilling tlie worst quality of land cultivated
detcrmines the -average price of raw produce, while the
diiference of quality on the sufjerior lands measures the
rents yielded by them." ' What he really denied was tha
application of the doctrine to all cases where rent is paid ;
he pointed out in his Essay on the DistriiiUion of Wealth
and on the Sources of Taxation, 1831, that, besides "farmcrsT
rents," which, under the suiiposeJ_ conditions, conform to
the above law, there are " peasant rents," jiaid every where
tlirough the most extended" periods of hlstorj', and still
paid over by far the largest part of the earth's surface, whicli
are not so regulated. > Peasant rents ho divided under the/
heads of ()) .serf, (2) metayer, (3) ryot, and (4) cottiei*
rents, a clas.Mfication afterwards adopted in substance by
J. S. Mill ; and ho showed that the contracts fi.xing thoifc
amount were, at least in the fir.st three classes, determinco
rather by custom than by competition. • Passing to the
superstructure of theory erected by Ricardo on the doctrinu
of rent which ho. had .so unduly extended, Jones denicil
most of the conclusions, he had deduced, especially tha
following:— that" the increase of farmers' -rents is ahvaya
contemporary with a dccrenso in tho productive powers p<
agriculture, and como.s with loss and- distress in its train '
that the interests of landlords ai-e'alway^ and necessaiily
opposed .^ to. the interests of tho -state and of _every. othet
878
POLITICAL ECONOMY
class of society ; that the diminution of the rate of profits |
is exclusively dependent on the returns to the capital last I
employed on the land i and that wages can rise only at
the expense of profits.
Tlie method followed by Jouos is inductive ; liis coiieliisioiis are
founded on a wide observation of conteinjiorary facts, aided by the
study of history. "If," he said, "we wish to make ourselves
aci|uaiiited with" the economy and arrangements by which the
iliH'event nations of tlie eartli produce and distribute their revenues.
I really know but of one way to attain our object, and that is, to
look and see. Wo must get uoniprehenjive views of facts, that we
may arrive at principles that are truly comprehensive. If we take
a ditfereut method, if we snatch at general principles, and content
ourselves with confined observations, two things will liappen to us.
First, wliat we call general princijiles will often be found to have
no generality — we shall set out with declaring propositions to be
universally true which, at every step of our further progress, we
sholl be oijligeil to confess are frequently false ; and, secondly, we
Kliall miss a great mass of useful knowledge which those who
advance to principles by a compreliensive examination of facts
necessarily meet with on their road. " The world he professed to
study was not an imaginary world, inhabited by abstract " economic
men," but the real world with tlie di/l'erent forms which the o\vner-
shi]i and cultivation of land, and, in general, the conditions of
production and distribution, assume at different times and places.
His recognition of such different systems of life in communities
occupying different stages in the progress of civilization led to his
proposal of what lie called a " political economy of nations." Tliis
was a protest against the practice of taking the exceptional state
of facts which e.'iists, and is indeed only partially realized, in a
small corner of our planet as representing the uniform type of
human societies, and ignoring the effects of the early history and
special development of each community as influencing its economic
pheupmena.
It is sometimes attempted to elude the necessity for a wider
range of study by alleging a universal tendency in the social world
to assume this now exceptional shape as its normal and ultimate
constitution. Even if this tendency were real (which is only
partially true, for the existing order amongst ourselves cannot be
regarded as entirely definitive), it could not be admitted that the
facts witnessed in our civilization and those exhibited in less
advanced communities are so approximate as to be capable of being
i^epresented by the same formula. As ^Vhewell, in editing Jones's
Hemains, 1859, well observed, it is true in the physical world tliat
" all things tend to assume a form determined by the force of gravity ;
the hills tend to become plains, the waterfalls to eat away their
beds and disappear, the rivers to form lakes in the valleys, the
glaciers to pour down in cataracts." But are we to treat these
results as achieved, because forces are in operation which may
ultimately bring them about ? As Comte has said, all liuman
questions are largely questions of time ; and the economic pheno-
mena which really belong to the several stages of the human
movement must be studied as they are, unless we are content to
fall into giievous error both in our tlieoretic treatment of them and
in the solution of the practical problems they present.
Jones is remarkable for his freedom from exaggeration and one-
sided statement ; thus, whilst holding JIalthus in, perhaps, undue
esteem, he declines to accept the proposition that an increase of the
means of subsistence is necessarily followed by an increase of
population ; and he maintains what is undoubtedly true, that with
the growth of popvilation, in all well-governed and prosperous
states, the command over food, instead of diminishing, increases.
Much of what he has left us — a large part of which is unfortu-
nately fragmentary — is akin to the later labours of Cliffe Leslie.
The latter, however, had the advantage of acquaintance with the
sociology of Comte, which gave him a firmer grasp of method, as
well as a wider view of the general movement of society ; and,
whilst the voice of Jones was but little heard amidst the general
fpplause accorded, to Ricardo in the economic world of his time,
Leslie wrote when disillusion had set in, and the current was
beginning to turn in England against the a priori economics.
Comte somewhere speaks of the " transient predilec-
tion " for political economy which had shown itself gene-
rally in western Europe. This phase of feeling was speci-
ally noticeable in England from the third to the fifth
decade of the present century. "Up to the year 1S18,"
said a writer in the Westminster Revieiv, " the science was
scarcely known or talked of beyond a small circle of philo-
sophers ; and legislation, so far from being in conformity
with its principles, was daily receding from them more
and more." Mill has told us what a change took place
within a few years. " Political economy," he says, " had
saserted itself with great vigour in public affairs by the
petition of the merchants of London for Iree trade, drawn
up in 1820 by Mr Tooke and presented by Mr Ale.xander
Baring, and by the noble exertions of Ricardo during the
few years of his parliamentary life. His writings, follow-
ing up the impulse given by the bullion controversy, and
followed up in their turn by the expositions and com-
ments of my father and M'CuUoeh (whose writings in the
Edinburgh Review during those years were most valuable),
had drawn general attention to the subject, making at
least partial converts in the cabinet itself; and Huskisson,
supported by Canning, had commenced that gradual
demolition of the protective system which one of their
colleagues virtually completed in 1846, though the last
vestiges were only swept away by Mr Gladstone in 1860.'^
AVhilst the science was thus attracting and fixing the
attention of active minds, its unsettled condition was
freely admitted. The differences of opinion among its
professors were a frequent subject of complaint. But it
was confidently expected that these discrepancies would
soon disappear, and Colonel Torrens predicted that in
twenty years there would scarcely " exist a doubt respect-
ing any of its more fundamental principles." •"The pro-
sperity," says Mr Sidgwick, " that followed on the aboli-
tion of the corn laws gave practical men a most impressive
and satisfying proof of the soundness of the abstract
reasoning by which the expediency of free trade had been
inferred," and when, in 1848, "a masterly expositor of
thought had published a skilful statement of the chief
results of the controversies of the preceding generation,"
with the due " explanations and qualifications " of the
reigning doctrines, it was for some years generally believed
that political economy had " emerged from the state of
polemical discussion," at least on its leading doctrines,
and that at length a sound construction had been erected
on permanent bases.
This expositor was John Stuart Jlill (1806-73). He
exercised, without doubt, a greater influence in the field of
English economics than any other writer since Ricardo.
His systematic treatise has been, either directly or through
manuals founded on it, especially that of Fawcett, the
source from which most of our contemporaries in these
countries have derived their knowledge of the science.
But <here are other and deeper reasons, as we shall see,'
which make him, in this as in other departments of know,
ledge, a specially interesting and significant figure.
In 1844 he published five Essays on some Unsettled
Questions of Political Econoni!/, which had been written as
early as 1829 and 1830, but had, with the exception of
the fifth, remained in manuscript. In these essays is
contained any di^graatic contribution which he can be
regarded as having made to the science. The subject of
the first is the laws of interchange between nations. He
shows that, when two countries trade together in tw-o
commodities, the prices of the commodities exchanged on
both sides (which, as Ricardo had proved, are not deter-
mined by cost of production) will adjust themselves in
such a way that the quantities required by each country
of the article which it imports from its neighbour shall
be exactly sufficient to pay for one another. "S^ This is
the law which appears, with some added developments,
in his systematic treatise under the name of the "equai
tion of international demand. "^ The most importent
practical conclusion (not, however, by any means i an
undisputed one) at which he arrives in this essay
is, that the relaxation of duties on foreign commodities,
not operating as protection but maintained solely . for
revenue, should be made contingent on the adoption of
some corresponding degree of freedom of trade with
England by the nation from which the commodities are
imported. In the second essay, on the influence of cou-
POLITICAL E C 0 N 0 IM Y
379
sumption on production, the most interesting results
arrived at are the proposi/ions — (1) that absenteeism is
a local, not a- national, evil, and (2) that, whilst there
cannot be permanent excess of production, there may be
a temporary excess, not only of any one article, but of
commodities generally, — this last, however, not arising
from over-production, but from a want of commercial con-
fidence. The third essay relates to the use of the words
" productive " and " unproductive " as applied to labour,
to consumption, and to expenditure. The fourth deals
with profits and interest, especially explaining and so
justifying Ricardo's theorem that " profits depend on
wages, rising as wages fall and falling as wages rise."
What Ricardo meant was that jjrofits depend on the cost
of wages estimated in labour. Hence improvements in
the production of articles habitually consumed by the
labourer may increase profits without diminishing the real
remuneration of the labourer. The last essay is on the
definition and method of political economy, a subject
afterwards more maturely treated in the author's System
of Logic.
In 1848 Mill published his~ Principles of Political
Eidnomy, with some of their 'Applications to Social Philo-
tophy. This title, though, as we shall see, open to criti-
cism, indicated on the part of the author a less narrow
and formal conception of the field of the- science than had
been common amongst his predecessors. He aimed, in
fact, at producing a work which might replace in ordinary
use the Wealth of Nations, which in his opinion was " in
many parts obsolete and in all imperfect." Adam Smith
had invariably associated the general principles of the.
subject with their applications, and in treating those
applications had perpetually appealed to other and often
far larger considerations than pure political economy
affords. And in the same spirit Mill desired, whilst incor-
porating all the results arrived at in the special science by
Smith's successors, to exhibit purely economic phenomena
in relation to the most advanced conceptions of his own
time in the general philosophy of society, as Smith had
done in reference to the philcsophy of his century.
This design he certainly failed to realize. His book is
very far indeed from being a " modern Adam Smith."
It is an admirably lucid and even elegant exposition of
the Ricardian economics, the Malthusian theory being of
course incorporated with these, but, notwithstanding the
introduction of many minor novelties, it is, in its
scientific substance, little or nothing more. When
Cliffe Leslie says that Mill so qualified and amended
the doctrines of Ricardo that the latter could scarcely have
recognized them, he certainly goes a great deal too far;
Senior really did more in that direction. Mill's effort is
usually to vindicate his master where others have censured
him, and to palKate his admitted laxities of expression.
Already his profound esteem for Ricardo's services to
economics had been manifest in his Essays, where he says of
him, with some injustice to Smith, that, " having a science
to create," he could not "occupy himself with more than
the leading principles," and adds that "no one who has
thoroughly entered iuto his discoveries" will find any
difficulty in working out "even the minutiie of the
sctfince." James Mill, too, had been essentially an ex-
pounder of Ricardo ; and the son, whilst greatly superior to
his father in the attiactiveneae of his expository style, is,
in regard to his economic doctrine, substantially at the
same point of view. It is in their general philosophical
conceptions and their views of social aims and ideals that
the elder and younger Jlill occupy quite different positions
in the line of progress. The latter could not, for example,
in his adult period have put forward as a theory of
government the shallow sophistries which the plain good
sense of Macaulay sufficed to expose in the writings of the
former, and he had a nobleness of feeling which, in
relation to the higher social questions, raised him far above
the ordinary coarse utilitarianism of the Benthamites.
The larger and more philosophic spirit in which Mill dealt
with social subjects was undoubtedly in great measure due to
the influence of Comte, to whom, as !Mr Bain justly says,
he was under greater obligations than he himself was
disiiosed to admit. Had he more completely undergone
that influence, wo are sometimes tempted to think he
might have wrought the reform in economics which still
remains to be achieved, emancipating the science from the
a 2»'io)'i system, and founding a genuine theory of indui>-
trial life on observation in the broadest sense. But probablj-
the time was not ripe for such a construction, and it is
possible that Mill's native intellectual defects might have
made liim unfit for the task, for, as Roscher has said,
"ein historischer Kopf war er nicht." However this
might have been, the effects of his early training, in which
positive were largely alloyed with metaphysical elements,
sufficed in fact to prevent his attaining a perfectly
normal mental attitude. He never altogether overcame
the vicious direction which he had received from the
teaching of his father, and the influence of the Benthamite
group in which he was brought up. Hence it was that,
according to the striking expression of Roscher, his whole
view of life was "zu wenig aus Einera Gusse." The
incongruous mixture of fhe narrow dogmas of his youthful
jieriod with the larger ideas of a later stage gave a waver-
ing and indeterminate character to his entire philosophy.
He is, on every side, eminently "im-final "; he rejiresenta
tendencies to new forms of opinion, and opens new vistas
in various directions, but founds scarcely anything, and
remains indeed, so far as his own position is concerned,
not merely incomplete but incoherent. It is, however,
precisely this dubious position which seems to us to give a
special interest to his career, by fitting him in a peculiar
degree to prepare and facilitate transitions.
What he himself thought to be " the chief merit of his
treatise " was the marked distinction drawn between the
theory of production and that of distribution, the laws o<
the former being based on unalterable natural facts, whilst
the course of distribution is modified from time to time by
the changing ordinances of society. This distinction, we
may remark, must not be too absolutely stated, for the
organization of production changes with social growth,
and, as Lauderdale long ago showed, the nature of the
distribution in a community reacts on production. But
there is a substantial truth in the distinction, and the
recognition .of it tends to concentrate attention on the
question— How can we improve the e.xisting distribution
of wealt]i?~,The study of this problem led Jlill, as he
advanced in years, further and further in the direction of
socialism ; and, whilst to the end of his life his book con-
tinued to deduce the Ricardian doctrines from the principle
' of enhghtencd selfishness, he was looking forward to an
order of things in which synergy should be founded on
sympathy.
The gradual modification of hi.s views in relalfon to the
economic constitution of society is set forth in his Auto-
hiographi/. In his earlier days, ho tells us, ho "had seen
little further than the old school " (note tliis significant
title) " of political economy into the possibilities of funda-
mental improvement in social arrangements. Private pro-
perty, as now understood, and inheritance appeared the
da-nier mot of legislation." The notion of proceeding to
any radical redress of the injustice "involved in the fact
that some are born to riches and the vast majority to
poverty " he had then reckoned chimerical. But now his
views were such as would " class him decidedly under (he
380
POLITICAL ECONOMY'
general designation of socialist " ; he had come to believe
that the whole contemporary framework of economic life
was merely temporary and provisional, and that a time
would come when "the division of 'the produce of labour,
io^ead of depending, -as in so great a degree it now does,
on the accident of. birth, would be made by concert on an
acknowledged principle of justice." • " The social problem
of the future'' he considered to be "how to unite the
greatest individual liberty of action," which was often
compromised in socialistic schemes, " with a common
ownership in the raw. material of the globe, and an equal
participation' in all the benefits of combined labour."
These ideas were scarcely indicated in the first edition of
the Political Economy, rather more clearly and fully, in
the second, and Cjuite unequivocally in the third, — the
French Revolation of 1848 having, as he says, made the
public more open to the reception of novelties in opinion.
Whilst thus looking forward to a new economic order, he
yet thinks its advent very remote, and believes that the
inducements of private interest will in the meantime be
indispensable. On the spiritual' side he maintains a
similar attitude of expectancy. He anticipates the ulti-
mate disappearance of theism, and the substitution of a
purely human religion, but believes that the existing
doctrine will long be necessary as a stimulus and a control.
He thus saps existing foundations without providing any-
thing to take their place, and maintains the necessity of
conserving for indefinite periods what he has radically
discredited. Nay, even whilst" sowing the seeds of change
in the direction of a socialistic organization of society, he
favours present or proximate arrangements which would
urge the industrial world towards, other issues. The
system of peasant proprietorship of land is distinctly indi-
vidualistic in its whole tendency ; yet he -extravagantly
praises it in the earlier part of his book, only receding
from that laudation when he comes to the chapter on the
future of the labouring classes. And the system of so-
called cooperation in production which he so warmly com-
mended in the later editions of his work, and led some of
his followers to preach as the one thing needful, would
inevitably strengthen the principle of personal property,
and, whilst professing at most to substitute the competition
of associations for that of individuals, would by no means
exclude the latter.
The elevation of the working classes he bound up too
exclusively with the Malthusian ethics, on which he laid
quite an extravagant stress, though, as Mr Bain has
observed, it is not easy to make out his exact views, any
more than his father's, on this subject. We have no
reason to think that he ever changed his opinion as to the
necessity of a restriction on population ; yet that element
seems foreign to the socialistic idea to which he increas-
jingly leaned. It is at least difficult to see how, apart
from individual responsibility for the support of a family,
what Malthus called moral restraint could be enforced.
This difficulty is indeed the fatal flaw which, in Malthus's
own opinion, vitiated the scheme of Godwin.
Mill's openness to new ideas and his enthusiasm for
improvement cannot be too much admired. But there
appears to have been combined with these fine traits in
his mental constitution a certain want of practical sense,
a failure to recognize and acquiesce in the necessary con-
ditions of human life, and a craving for "better bread
than can be made of wheat." He ^ entertained strangely
exaggerated,' or. rather perverted, "notions of the "sub-
jection," the capacities, and the rights of women^^ He
encourages a spirit of revolt on the part of working men
against their perpetual', condemnation, as a class, to the
lot of living by wages, v/ithout giving satisfactory proof
that this state of things is capable of change, and without
showing that such a lot, duly regulated by law : and
morality, is inconsistent with their real happiness. He
also insists on the "independence" of the working class — '■
which according to hxxafara da se — in such a way as to)
obscure, if not to controvert, the truths that superior rant
and wealth are naturally invested with social power, and
are bound in duty to exercise it for the benefit of thq
community at large, and especially of its less favoured
member?. And he attaches a quite undue importg.nce to,
mechanical and, indeed, illusory expedients, such-as.tha
limitation of the power of bequest aod the confiscation of
the " unearned increment" of rent.
With respect to economic method also, he shifted hia
position ; yet to the end occupied uncertain ground. In
the fifth of his early essays he asserted that the method
a priori is the only mode of investigation in the social
sciences, and that the method a posteriori "is altogether
inefficacious in those sciences, as a means of arriving at
any considerable body of valuable truth." 'When he wrote
his Logic, he had learned from Comte that the a posteriori
method — in the form which he chose to call "inverse
deduction " — was the only mode of arriving at truth in
general sociology ; and • his admission of this at once,
renders the essay obsolete. But, unwilling to relinquish,
the a priori method of his youth, he tries to establish a;
distinction of two sorts of economic inquiry, one of which,
though not the other, can be handled by that rhethod.|
Sometimes he speaks of political economy as a department
" carved out of the general body of the science of society ";
whilst on the other hand the title of his systematic work
implies a doubt whether political economy is a part of,
" social philosophy " at all, and not rather a study pre-
paratory and auxiliary to it. Thus, on the logical as weU,
as the dogmatic side, he halts between two opinions..
Notwithstanding his misgivings and even disclaimers, he
yet remained, as to method, a member of the old school,
and never passed into the new or " historical " school, to
which the future belongs.
The question of economic method was also taken up byl
the ablest of his disciples, John Elliott Cairnes (1824-.
75), who devoted a volume to the subject (Logical
Method of Political Economy, 1857 ; 2d ed., 1875). Prof.'
Walker has lately spoken of the method advocated by
Cairnes as different from that put forward by Mill, and
has even represented the former as similar to, if not
identical with, that of the German historical school. But
this is certainly an error. Cairnes, notwithstanding
some apparent vacillation of view and certain conces-
sions more formal than real, maintains the utmost rigou^
of the deductive method ; he distinctly affirms "that in
political economy there is no room for induction at all,
" the economist starting with a knowledge of ultimate
causes," and being thus, "at the outset of his enterprise,
at the position which the physicist only attains after ages
of laborious research." He does not, indeed, seem to be
advanced beyond the point of view of Senior, who professed
to deduce all economic truth from four elementary pro-
positions. Whilst Mill in his Logic represents verification
as an essential part of the process of demonstration oi
economic laws, Cairnes holds that, as they " are not asser-
tions respecting the character or sequence of phenomena "
(though what else can a scientific law be 1), " they can
neither be established nor refuted by statistical or docu-
mentary evidence." A proposition which affirms nothing
respecting phenomena cannot be controlled by being can-
fronted with phenomena. Notwithstanding the Unques-
tionable ability of his book," it appears to mark, in some|
respects, a retrogression, in methodology, and can for thft
future possess only an historical interest.
Regarded in that light, the labours of Mill and
POLITICAL ECONOIMY
381
Ciirnes on the method of the science, though intrinsically
unsound, had an important negative effect. They let
down the old political economy from its traditional posi-
tion, and reduced its extravagant pretensions by two
modifications of commonly accepted views. First, whilst
Ricardo had never doubted that in all his reasonings he
was dealing with human beings as they actually exist,
they showed that' the science must be regarded as a purely
hypothetic one. Its deductions are based on unreal, or at
least one-sided, assumptions, the most essential of which
is that of the existence of the so-called "economic man,"
a being who is influenced by two motives only, that of
acquiring wealth and that of avoiding exertion ; and only
80 far as the premises framed on this conception correspond
with fact can the conclusions be depended on in practice.
Senior in vain protested against such a view of tho
science, which, as he saw, compromised its social efficacy ;
whilst Torrens, who had previously combated the doctrines
of Ricardo, hailed Mill's new presentation of political
economy as enabling him, whUst in one sense rejecting those
doctrines, in another, sense to accept them. Secpndly,
beside economic science, it had often been said, stands an
economic art, — the former ascertaining truths respecting
the. laws of economic phenomena, the latter prescribing
the right kind of economic action ; and many had assumed
that, the former being given, the latter is also in our
possession — that, in fact, we have only to convert theorems
into precepts, and the work is done. But Mill and Cairnes
made it plain that this statement could not be accepted,
that action can no more in the economic world than in
any other province of life be regulated by considerations
borrowed from that department of things only, that
economics can suggest ideas which are to be kept in view,
but that, standing alone, it cannot direct conduct — an
office for which a wider, prospect of human affairs is
required. This matter is best elucidated by a reference to
Comte's classification, or rather hierarchical arrangement,
of the sciences. Beginning with the least complex,
mathematics, we rise successively to astronomy, physics,
chemistry, thence to biology, and from it again to socio-
logy. In the course of this ascent we come upon all the
great laws which regulate the phenomena of the inorganic
world, of organized beings, and of society. A further step,
however, remains to be taken — namely, to morals ; and at
this point theory and practice tend to coincide, because
every element of conduct has to be considered in relation
to the general good. In the final synthesis all the
previous analyses have to be used as instrumental, in
order to determine how every real quality of things or
men may be made to converge to the welfare of humanity.
Cairnes's most important economic publication was his
last, entitled Some Leading Principles of Political Economy
newly Expounded, 1 874. In this work, which does not pro-
fess to bo a complete treatise on the science, he criticizes and
emends the statements which preceding writers had given
of some of its principal doctrines, and treats elaborately of
the limitations with which they are to be understood, and
the exceptions to them which may be produced by special
circumstances. Whilst marked by great ability, it affords
evidence of what has been justly observed as a weakness
;in Cairnes's mental constitution — his " deficiency in in-
tellectual sympathy," and consequent frequent inability to
eee more than one side of a truth.
Tho tliroe divisions of the book relate respectively to (1) value,
(2) labour nnd capital, aud (3) international trade. In tho first lie
bc^in!! by elucidating the meaning of the woid "value," ami under
this head coutioveits tho vitiw of Jcvons that tho exchange value
of anything depends entirely on its utility, without, perhaps,
distinctly apprehending what Jevons nicoiit by thisiiroposition. On
supply and demand he shows, as Say bail done before, that these,
regarded jjis aggregate!:, are not independent, but strictly couDected
and mutually dependent phenomena — identical, indeed, under a
system of barter, but, under a money system, conceivable as
distinct. Supply and demand with respect to particular commo-
dities must be understood to mean supply and demand at a given
price ; and thus we are introduced to the ideas of-lnarket price and
normal price (as, following Cherbnliez, he terms what Smith less
happily called natural price). Normal price again leads to the
consideration of cost of production, and here, against Mill and
othere, he denies that profit and wages enter into cost of pi-oduc-
tion ; in other words, he asserts what Senior (whom he does not name)
had said before him, though he had not consistently carried out
the nomenclatui'c, that cost of production is the sum of labour
and abstinence necessary to production, wages and profits being
the remuneration of sacrifice and not elements of it. But, it may
well be asked. How can au amount of labour be ndded to an amoUnt
of abstinence ? Must not wages and profits be taken as "measures
of cost?" By adhering to the conception of "sacrifice," he
exposes the emptiness of the assertion that "dear laboi!ir is
the great obstacle to the extension of British trade " — a sentence
in which "British trade ".means capitalists' profi-ts. At this
point we are introduced to a doctrine now first elaborated, though
there are Indications of itln Mill, of whoso theory of inter-
national values it is in fact an extension^ In foreign trade
cost of production, in Cairnes's sense, does not regulate values,
because it cannot perform that function except under a regime
of effective competition, and between difl'erent countries effec-
tive competition does not exist. But, Cairnes asks, to what ex-
tent does it exist in domestic industries ? So far as capital is
concerned, he thinks the condition is sufficiently fulfilled over the
whole field — a position', let it be said in passing, which he does
not seem to make out, if we consider the practical immobility ol
most invested, as distinct from disposable, capital. But in tho
case of labour the requisite competition takes place only within
certain social, or rather industrial, strata. The world of industry
may be divided into a series of superposed groups, and these groups
are practically "non-competing,' the disposable labour in any one
of them being rarely capable of choosing its field in a higher. The
law that cost of production determines ptice cannot, .therefore, be
absolutely stated respecting domestic any mote than -respecting
international exchange ; as it fails for the latter universally, so it
fails for the former as between non-competing groups. The law
that holds between these is similar to that governing international
values, which may be called tho equation of reciprocal demand.
Such a state of relative prices will establish itself amongst the
products of these groups as shall enable that portion of the products
of each group which is applied to the purchase of tho products ol
all other groups to disonaige its liabilities towards those other
groups. The reciprocal demand of the groups determines the
"average relative level" of prices within each group ; whilst cost
of production regulates the distribution of price among the indivi-
dual products of each group. This theorem is perhaps of no great
practical value ; but the tendency of the whole investigation is to
attenuate the importance of' cost of production as a regulator ol
normal price, ana so to show that yet another of the accepted
doctrines of the science had been projiounded in too rigid and
absolute a form. As to market price, the formula by which Mill
had defined it as the price which equalizes demand and supply
Cairnes shows to be an identical proposition, and he defines it as
the price which most advantageou.sly adjusts tho existing supply to
tho existing demand pending the coming forward of frosb sunnUes
from the sources of production.
His second part is chiefly remarkable for his defence of what ia
known as tho wages fund doctrine, to which we adverted when
speaking of Senior. Mill had given up this doctrine, having been
convinced by Thornton that it was erroneous ; but Cairnes refused
to follow liis loader, who, as ho believes, ought rot to have been
convinced. After having given what is certainly a follncious reply
to Longe's criticism of the expression "average rote of wages," he
proceeds to vindicate the doctrine in question by the consideration
that the amount of a nation's wealtli devoted at any time to the
payment of wages— if the character of the national industries and
the methods of production employed remain the same— is in a
definite relation to the amount of its general capital ; the latter
being given, the former is also given. In illustrating his view of
the subject, ho insists on the principle (true in tho main, but too
absolutely formulated by Mill) that "demand for commodities is
not demand for labour." It is not necessary here to follow his in-
vestigation, for bis i-easoning has not satisfied his successors, with the
exception of Fawcett, nnd the question of wages is now commonly
treated without reference to a supposed determinate wages fund.
Cairnes next studies trades-unionism in relation to wages, and
arrives in substance at the conclusion that tho only way in which
if can olfect their rate is by accelerating an advance which must
ultimately have taken place independently of its action, lie aho
takes occasion to refute Mr (now Sir Thomas) Brossey's snppos»d
law of a uniform cost of labour in every part of the world. Turning
to consider the material prospects of the working classes, be oxaminet
382
r. OLITICAL ECONOIMY
the question of the changes whicli may be expected in the amount
Aud jrartition of the fund out of which abstinence anil labour are
remunerated. + Ho here enunciates the principle (which had been,
however, stated before him by Kicardo and Senior) that the increased
productiveness of industry will not affect either profit or wages
unless it cheapen the commodities which the labourer consumes.
Tliesc latter being mo.stly commodities of which raw produce is the
only or principal element^ their cost of production, notwithstanding
iniprovement.s in knowledge and art, will increase unless the
numbers of the labouring class be steadily kept in check ; and lience
the possibility of elevating the condition of the lajjourer is confined
within very narrow limits, if he continues to be a labourer only.
The condition of any .substantial and permanent improvement in
his lot is that he should cease to be a mere labourer— that profits
should be brought to reinforce the wages fund, which has a tendency
to decline relatively to the general capital of a country. And hence
C'.iirnes— abandoning the purely theoretic attitude which he else-
where represents as the only jjroper one for the economist — recom-
mends the system of so-called co-operation (that is, in fact, the aboli-
tion of the large capitalist) as on'ering to the working classes "the
sole means of escape from a harsh anil hopeless destiny," and puts
aside rather contemptuously the opposition of the positivists to this
solution, which yet many besides the positivists, as, for example,
Leslie and F. A. Walker, regard as chimerical.
The third part is devoted mainly to an exposition of Eicardo's
doctrine of the conditions of international trade and Mill's theory of
international values. The former Cairnes modifies by introducing his
idea of the partial influence of reciprocal demand, as distinguished
from cost of production, on the regulation of domestic prices, and
founds on this rectification an interesting account of the connexion 1
between the wages prevailing in a country and the character and
course of its external trade. He emends Ifill's statement, which
represented the produce of a country as exchanging for that of other
countries at such values "as are required in order that the whole of
her exports may exactly p.ay for the whole of her imports " by sub-
stituting for the latter phiase the condition that each country should
by means of her exports discharge all her foreign liabilities — in
other words, by introdncing the consideration of the balance of debts.
This idea was not new ; it had been indicated by J. L. Foster as
early as 1804, and was touched on by Jlill himself ; but he
expounds it well; and it is important as clearing away common
misconceptions, and sometimes removing gi-oundless alaims. Pass-
ing to the question of free trade, he disposes of some often-repeated
protectionist arguments, and in particular refutes the American
allegation of the inability of the highly-paid labour of that country
to compete with the " pauper labour " of Europe. He is not so
successful in meeting the "political argument," founded on the
admitted intportance for civilization of developing diversified .na-
tional industries ; and ho meets only by one of the highly ques-
tionable commonplaces of the doctrinaire economists Mill's pro-
position that protection may foster nascent industries really adapted
to a country till they have struck root and are ab]e to endure the
stress of foreign competition.
We have dwelt at some length on this work of Caii-nes, not only
because it presents the latest forms of several accepted economic
doctriues, but also because it is, nnd, we believe, will remain,
the last important product of the old English school. The author
at the outset expresses the hope that it will sti'engthen, and add
consistence to, the scientific fabric "built up by the labours of
Adam Smith, Malthns, Ricardo, and Mill." Whilst recognizingwith
him the great merits of Smith, and the real abilities and services
of his' three successoi-s here named, we cannot entertain the same
opinion as Cairnes respecting the permanence of the fabric they
constructed. We hold that a new edifice is required, incorporating
indeed many of the materials of the old, but planned on diffeient
iile«s and in some respects with a view to different ends — above all,
resting on different philosophic 'foundations, and having relation in
its whole design to the more comprehensive Structure of which it
will form but one department, namely, the general science of society.
Wo have already had occasion to refer to Cairnes's Essaj/s in Poli-
tical Ecoytom;/, ISrS. His Slave Pomcr (1862) was the most valuable
work^vhich appeared on the subject of the great American conflict.
France,— All the later European schools presuppose — iu
part adopting, in part criticizing — the work of the English
economists from Smith' to Kicardo and the Epigoni. The
' The first French translation of the Wealth of Naiiuns, by Blavet,
appeared in the Journal de t Agriculture, rfu Cominene, <ks Finances,
tt^cs Arts, 1779-80 ; new editions of it were published in 1781,-
1788, and 1800; it was also printed at Amsterdam in 1784. Smith
himself recommenicd it in his third edition 'of the original as excellent.^
In 17D0 appeared the translation by Roucher, with notes by Condorcet, '
anil in 1802 that by Count Germain Gamier, execnted- during hi8
exile iu England, which is now considered the standard Version, and
has been reproduced, with notes by Say, Sismondi, Blanqui, fee, in
the Collectinn dts Principnux iiconomistes.
German school has had in a greater degree than any othe?
a movement of its own, — following, at least in its more
recent period, an original method, and tending to special
and characteristic conclusions. The French school, on the
other hand, — if we omit the socialists, who do not here come
under consideration, — has in the main reproduced the
doctrines of the leading English thinkers, — stopping short,
however, in general of the extremes of Ricardo and his dis-'
ciples. In the field of exposition the French are unrivalled ;i
and in political economy they have produced a series of more'
or less remarkable systematic treatises, text books, and com-'
pendiums, at the head of which stands the celebrated work)
of J. B. Say. * But the number of seminal minds whicb!
have appeared in French economic literature — of writers
who have contributed important truths, introduced improve-
ments of method, or presented the phenomena under new
lights — has not been large. Sismondi, Dunoyer,fand
Bastiat will deserve our attention, as being the most
important of those who occupy independent positions
(whether permanently tenable or not), if we pass over for
the present the great philosophical renovation of Auguste
Comte, which comprehended actually or potentially all the
branches of sociological inquiry. Before estimating the
labours of Bastiat, we shall find it desirable to examine
the views of Carey, the . most renowned of American
economists, with which the latest teachings of the ingeni-
ous and eloquent Frenchman are, up to a certain point, in
remarkable agreement. Cournot, too, must find a place
among the French writers of this period, as the chief
representative of the conception of a mathematical method
in political economy.
Of Jean Baptiste Say (1767-1832) Eicardo says— "He Say
was the first, or among the first, of Continental writers who
justly appreciated and applied the principles of Smith,
and has done more than all other Continental writers taken
together to recommend that enlightened and beneficial
system to the nations of Europe." The Wealth of Nations
in the original language was placed in Say's hands by
Claviere, afterwards minister, then director of the assurance
society of which Say was a clerk ; and the book made a
powerful impression on him. Long after, when Dupont
de Nemours complained of his injustice to the physiocrats,
and claimed him as, through Smith, a spiritual grandson
of Quesnay and nephew of ^urgot, he replied that he had
learned to read in t'ae writings of the mercantile school,
had learned to think in those of Quesnay and his followers,
but that it was iu Smith that he had learned to seek the
causes aiid the effects of social phenomena in the nature of
things, and to arrive at this last by a scrupulous analysis.
His Traite eP&onomie Politique (1803) was e.'isentially
founded on Smith's work, but he aimed at arranging the
materials in a more logical and instructive order. He has
the French art of easy and lucid exposition, though his
facility sometimes degenerates into superficiality ; and
hence his book became popular, both directly and through
translations obtained a wide circulation, and diffused
rapidly through the civilized world 'the doctrines of the
master Say's knowledge of common life, says Koscher,'
was equal to Smith's ; but he falls far below him in living
insight into larger political phenomena, and he carefully
eschews historical and philosophical explanations. He i|
sometimes stra,ngely shallow, as when he says that ^t\iS
best tax is that smallest in amount." He appears not to
have much claim ^to the position of aii original thinker in
political ■ economy.' Bicardo, indeed, 'speaks 'of him as
having'^ ^"enriched .the . science, iy. severalt, discussions;
original, accurate, and profound."'' What he had specially
in view in using these words was what is, perhaps rather
pretentiously, caUed Sa3''s theorie des debouches, ^vdth hia
connected disproof of the possibility of a universal glut.
P O L I T I C A J. E C O N O 31 Y
383
The theory amounts simply to this, that buying is also
selling, and that it is by producing that we are enabled to
purchase the products of others. Several distinguished
economists, especially ^lalthus and Sismondi, • in conse-
quence chiefly of a misinterpretation of the phenomena of
commercial crises, maintained that there might be general
over-supply or excess of all commodities above the demand.
This Say rightly denied. A particular branch of produc-
tion ma)', it must indeed be admitted, exceed the existing
capabilities of the market ; but, if we remember that
aupply is demand, that commodities are purchasing power,
we cannot accept the doctrine of the possibility of a uni-
versal glut without holding that we can have too much of
everything — that "all men can be so fully provided with
the precise articles they desire as to afford no market for
each other's .superfluities." But, whatever services he may
have rendered by original ideas on those or other subjects,
his great merit is certainly that of a propagandist and
popularizer.
The imperial police would not permit a second edition
of his work to be issued without the introduction of
changes wliich, with noble independence, he refused to
make; and that edition did not therefore appear till 1814.
Three other editions were published during the life of the
author— in 1817, 1819, and 1826. In 1828 Say published
a second treatise, Cours complet d'Economie PoiUique
Pratique, which contained the substance of his lectures at
the Conservatoire des jVrts et Metiers and at the College de
France. Whilst in his earlier treatise he had kept within
the narrow limits of strict economics, in his later work he
enlarged the sphere of discussion, introducing in particular
many considerations respecting the economic influence of
social institutions.
, Jean Charles L.~ Simonde de Sismondi (1773-1842),
author of the Bistoire des RepuUiqtces Italiennes du moyen
uye, represents in the economic field a protest, founded
mainly on humanitarian sentiment, against the dominant
doctrines. He wrote first a treatise De la Rickesse Com-
merciale (1803), in which he followed strictly the principles
of Adam Smith. But he afterwards came to regard these
principles as insufficient and requiring modification. He-
contributed an article on political economy to the Edin-
huryh An ■yclopxdia, in which his new views were partially
indicated. They were fully developed in his principal
economic work, Nouveaux Principes d^Economu Politique,
ou de la Richesse dans ses rapports avec la Population
(1819; 2d ed., 1827). This work, as he tells us, was not
received with favour by economists, a fact which he
explains by the consideration that he had " attacked an
orthodoxy — an enterprise dangerous in philosophy as in
religion." ^ According to his view, the science, as commonly
understood^ was too much of a mere chrematistic : it
studied too exclusively the means of increasing wealth,
and not sufficiently the use of this wealth for producing
general happiness. The practical .system founded on it
tended, as he believed,' not only to make the rich richer,
but to make the poor poorer and more dependent ; and he
desired to fix attention on the question of distribution a.s
by far the most important, especially in the social circum-
stances of recent times. ' ^
The personal union in Sismondi of three nationalities,
th$ Italian, the French, and the Swiss, and his comprchen-
eive historical studies, gave him a special largeness of
view ; and ho was filled with a noble .sympathy for the
suffering members of society. He stands nearer to social-
ism than any other French economist proper, but it is
on^ tn sentiment, not in opinion, that he approximates to
it ; he does riot recommend any socialistic scheme. On
the contrary, he declares in a memorable passage that,
whilst he sees where justice lies, he must confess himself
unable to suggest the means of realizing it in practice;
tlie division of the fruits of industry between those who
are united in their production appears to him vidous ; but
It is, in his judgment, almost beyond human power tc
conceive any system of property absolutely different frbm
that which is known to us by experience. He goes n3
further than protesting, in view of the gi-eat evils which
he saw around him, against the doctrine of laissez /aire,
and invoking, somewhat vaguely, the intervention o{
Governments to " regulate the progress of wealth " and to
protect the weaker members of the community.
His frank confession of impotence, far wiser anil move honour-'
able than tlie suggestion of precipitate and dangerous remedies,
or of a lecurrence to outworn me<liieval institutions, Ijas not affected
the reputation of the work. A prejudice was indeed early created
against it in consequence of its partial harmony of tone, though,
as we have seen, not of policy, with socialism, -nhich was then
begimiiug to show its strength, as well as by the nide way iu
which his descriptions of the modern indiistiial system, especially
as it existed in England, disturbed the complacent optimism of
some members of the so-called orthodox school. These ti'eated the
book with ill-disguised contempt, and Bastiat spoke of it a^
preaching an Sconoviie politique <i rehours. But it has held ita
place in the literature of the science, and is now even more inter-
esting than when it first ajipeared, because in our time there is a
more general disposition, instead of denying or glossing over the
serious evils of industrial society, to face and remove or at least
mitigate them. The laissc: /aire doctrine, too, has been dis-
credited in theory and abandoned in practice ; and wo are ready
to admit Sismoudi's view of the state as a power not merely
intrusted with the maintenance of peace, but charged also with the
mission of extending the benefits of the social union and of uioderu
progress as widely as possible through all classes of the community.
Yet the impression which his treatise leaves behind it is a dis-
couraging one ; and this because he regards as essentially evil many
things which seem to be the necessary results of the development
of industry. The growth of a wealthy capitalist class and of
manufacture on the great scale, the rise of a vast body of workers
who live by their labour alone, the extended application of
machines, large landed properties cultivated with the aid of the
most advanced appliances — all these , he dislikes and deprecates;
but they appear to be inevitable. The problem is, how to regulate
and moralize the system they imply ; but we must surely accept
it in principle, unless we aim at a thorough social revolution.'
Sismondi may be regarded as the precursor of the German
economi;,t3 known under the inexact designation of "Socialists
of the Chair"; but their writings are much more hopeful and
in.spiring.
To the subject of population he devotes special care, as of greaf
importance for the welfare of the working classes. So far as
agriculturists are concerned, ho thinks the system of what ho calls
patriarchal exploitation, wliere the cultivator is also proprietor,'
and is aided by Iiis family in tilling the laud — a law of equal
division among the natnral heirs being apparently presupposed — '
the one which is most cfDcacious in preventing an undue uicreaso
of the population. The father is, iu such n case, able distinctly
to estimate the resources available for his children, and to deterraina
the stage of subdivision which would necessitate the descent of
the family from the material and social position it had previously
occupied. When children beyoud this limit are born, they do not
marry, or they choose amonf;st their number one to coutinue the
race. This is the view which, adopted by J. S. Mill, makes so
great a figure in the too favourable presentation .by that writer of
the system of peasant proprietors. '
In no French economic writer is greater force or general
solidity of thought to be found than in Charles Dunoyer
(1786-1862), author of La Libnic du Travail (1845; the'
Hub.stance of the first volume had apiicnrcd under a differ-
ent title in 1825), honourably known for his integrity and
independence under the regime of the Restoration.^ What
makes him of special importance in the history of the
science is his view of its philo.sophical coustitiition and
method. With respect to method, he strikes the keynote
at the very outset in the words "recherchor cxp^ri-
mcntalemcnt," and in professing to build on " Ics donnOes
de I'observation et do I'cxjit'liencc." Ho shows u marked
tendency to widen economics into a general science of
society, expres,sly describing political' economy lui having
for its province the whole order of things which resuJU
from the.oxorcise aid develojimcBt of. the »oiJil forces.
384
POLITICAL ECONOMY
[Thia larger study is indeed better named sociology ; and
economic studies are better regarded as forming one
department of it. But the essential circumstance is that,
Jn Dunoyer's treatment of his great subject, the widest
intellectual, moral, and political considerations are insepar-
ably combined with purely economic ideas. It must not
be supposed that by liberty, in the title of his work, is
ineant merely freedom from legal restraint or administra-
tive interference ; he uses it to express all that tends to
give'increased' efficiency to labour. He is thus led to
discuss all the causes of human progress, and ^to exhibit
them in their historical working. /
Treathig, in the first part, of the influence of external conditions,
of raco, and of culture on liberty in this wider sense, he proceeds
to divide all productive effort into two great classes, according as
the action is exercised ou things or on men, and censures the
econoihists for having restricted their attention to the former. He
Btadies in his second and third parts respectively the conditions of
ihe efficiency of these two forms of human exertion. In treating of
Bcouomic life, strictly so called, he introduces his fourfold division
qt material industry, in part adopted by J. S. Jlill, as "(1)
fextractive, (2) roituri^re, (3) manufacturiere, (4) agricole," a
division which is useful for physical economics, but will always,
fchen the larger social aspect of things is considered, be inferior
(to the more commonly accepted one into agricultural, manufactur-
ingj-and commercial iudiistiy, banking being supposed as common
^president and regulator. Dunoyer, having in view only action on
material objects, relegates banking, as well as commerce proper,
,to tlie sepaiate head of e.'cchange, which, along with association
and gratuitous transmission (whether inter vivos or mortis causa),
he classes apart as being, not industries, iu the same sense with
the .occupations qamed, but yet functions essential to the social
economy. The industries which act on man he divides according as
they occupy themselves with (1) the amelioration of our physical
nature, (2) the culture ef our imagination and sentiments, (3) the
'education of our intelligence, and (4) the improvement of our
moral habits ; and he proceeds accordingly to study the social
bffices of the physician, the artist, the educator, and the priest.
Ee meet in Dunoyer the ideas afterwards emphasized by Bastiat
at the real subjeots of liuman exchange are services ; that all
jiraliie is due to human activity ; that the powers of nature always
tender a gratuitous assistance to the labour of man ; and that the
rent of land is really a form of interest on invested capital,
jiphough he had disclaimed the task of a practical adviser in the
often-quoted sentence — "Je n'iuipose rien ; je ne propose mfme
rien ;r 'expose," he finds himself, like all economists, unable to
abstam frou offering counsel. And his policy is opposed to any
State interference with industry. Indeed he preaches in its
extreme rigour the laissez fain doctrine, which- he maintains
principally on the ground that the spontaneous efforts of the
mdividual for the improvement of his condition, by developing
foresight, energy, and perseverance, are the most efficient means
of.social culture. But he certainly goes too far when he represents
the action of Governments as normally always repressive and never
dii-ective. He Was doubtless led into this exaggeration by his
opposition to the artificial organizations of labour proposed by so
many of his conte'mporaries, against which he had to vindicate the
.principle of competition ; but his criticism of these schemes took,
as Courts remarks, too absolute a character, tending to the per-
petual interdiction of a true systematization of industry.
'At this point it will he convenient to turn aside" and
hotice the doctrines of the American economist Carey.
Not much had been done before him in the science by
citizens of the United States. Benjamin Franklin, other-
,wise of world-wide renown, was author of a numbe'r of
tracts, in most of which he merely enforces practical
lessons of industry and thrift, but in some throws out
interesting theoretic ideas. Thus, fifty years before Smith,
he suggested (as Petty, however, had already done) human
labour as the true measure of value {Modest Inquiry into
the Nature and Necessity of a Paper Currency, 1721), and
in his Observations concerning the Increase of Mankind ,
(1751) he' expresses views akin to those of-Malthus.
Alexander Hamilton, - secretary of the treasury,^ in 1791
presented in his official capacity to the House of Represan
tatives of the United States a report on the measures by
which home manufactures could be promoted. In this
document he gives a critical account of the theory of the
subject, represents Smith's system of free trade as possible
in practice only if adopted by all nations simultaneously,
ascribes to manufactures a greater productiveness than to
agriculture, and seeks to refute the objections against the
development of the former' in America founded ou .the
want of capital, the high rate of wages, and the low price
of land. The conclusion at which he arrives is that for thb
creation of American manufactures a system of moderate
protective duties was necessary, and he proceeds to describe
the particular features of such a system. There is some
reason to believe that the German economist List, of whom
we shall speak hereafter, was influenced by Hamilton's
work, having, during his exile from his native country,
resided in the same State, Pennsylvania, of which Hamilton
was a citizen. '
Henry Charles Carey (1793-1879), son of an American
citizen who had emigrated from Ireland, represents a
reaction against the dispiriting character . which the
Smithian doctrines had assumed in the hands of Malthus
and Ricardo. His aim was, whilst adhering to the in-
dividualistic economy, to place it on a higher and siirer
basis, and fortify it against the assaults of socialism, to
which some of the Ricardian tenets had exposed it. The
most comprehensive as well as mature exposition of his
views is contained in his Principles of So<ial Science
(1859). Inspired with the optimistic sentiment natural
to a young and rising nation with abundant undeveloped
resources and an unbounded outlook towards the future,'
he seeks to show that there exists, independently of
human wills, a natural system of economic laws, j. which
is essentially beneficent," and of which the increasing \>rch
sperity of the whole community, and especially of. the
working classes, is the spontaneous result, — capable of
being defeated only by the ignorance or perversity of
man resisting or impeding its action.'^ He rejects the
Jlalthusian doctrine of population, maintaining that
numbers regulate themselves sufficiently •• in every well
governed society, and that their pressure on subsistence
characterizes the lower, not the more advanced, stages of
civilization. He rightly denies the universal truth, for all
stages of cultivation, of the law of diminishing returns
from land. His fundamental theoretic position_relate8_to
the antithesis of wealth and value.
^ 'Wealth had been by most economists confounded with the sum'
of exchange values ; even Smith, though at first distinguishing
them, afterwards allowed himself to fall into tliis error. Ricardo
had, indeed, pointed out the difference, but only near the end of his
treatise, in the body of which value alone is colisidered. The later
English economists had tended to regard their studies as conversailt
only with exchange; so far had this proceeded that Whately had
proposed for the science the name of Catallactics. When wealth is
considered as what it really is, the sum of useful products, we see
that it has its origin in external nature as supplying both materials
and physical forces, and in human labour as appropriating and
adapting those natural materials and forces. Nature gives her
assistance gratuitously ; IJlbour is the sole £uundation of value.'
The less we can approiiriate and emjjloy natural forces in any pro-
duction the higher the value of the product, but the less the
addition to our wealth in proportion to the labour cxpemled.
'Wealth, in its true sense of the sum of useful things, is the
measure of the power we liave acqiured over nature, whilst the
value of an object expresses the resistance of nature which labour
has to overcome in order to produce the object. Wealth steadily
increases in the coujse of social progress ; the exchange value of
objects, on the other baud, decreases. Human intellect and faculty
of social combination secQro increased command over natural
powers, .and .use , them more largely In production, whilst less
labour is spent in achieving each result, and the value of the pro-
duct accordingly falls. »The value of the article is not fixed by its
cost of production'in tlie past ; what really determines it is the
cost which is necessary for its reproduction urfdcr the present con-
ditions of knowledge and skill. The dependence of' value on cost,'
so interpreted, Carey holds to be universally true ; whilst Kicardo
maintained" it only with respect to objects cajjable of indefinite
multiplication,- and in particular did not regard it as applicable to
theicase of land. Ricardo saw in the productive powers of land a
free gift of nature which had been mouopolized by a certain tti:mbcc
POLITICAL ECONOMY
385
of persons, aud which became, w ith the increased demand lor food,
a larger and larger value in the hands of its possessors. To this
value, liowever, as not being the result of labour, the owner had no
rightlul claim ; he could not justly demand a payment for what
was done by the "original and indestructible powers of the soil."
But Carey held that land, as we are concerned with it in industrial
life, is really an instrument of production which has been formed
03 sneh by man, and that its value is due to the labour e-vpended
on it in the past, — though measured, not by the sum of that labour,
but by the labour necessary under existing csnditions to bring new
land to the same stage of productiveness. He studies the occupa-
tion and reclamation of laud with peculiar advantage as au
American, for whom the traditions of first settlement are living
and fresh, and before whose eyes the process is indeed still going
on. The difficulties of adapting a primitive soil to the work of
yielding organic products for man's use can be lightly estimated
only by an inhabitant of a country long under cultivation. It is,
in Carey's view, the overcoming of these difficulties by arduous
iind continued effort that entitles the first occupier of land to his
jiropcrty in the soil. Us present valuo forms a very small propor-
tion of the cost e.\peuded on it, because it represents only wLat
would be required, wUh the science and appliances of our time, to
bring the laud from its primitive into its present state. Property
iu land is therefore only a form of invested cai)ital — a. quantity of
labour or the fruits of labour permanently incorjiorated with the
soil ; for which, like any other capitalist, the owner is compensated
l>y a share of the produce. He is not rewarded for what is done
by the powers of nature, aud society is in no sense defrauded by
Ilia solo possession. The so-called Ricardian theory of rent is a
speculative fancy, contradicted by all experience. • Cultivation does
not in fact, as that theory supposes, begin with the best, and move
downwards to the poorer soils in the order of their inferiority.'
The light and dry higher lands are fiiSt cultivated ; and only when
Iiopulation has become dense and capital has accumulated, are the
ow-lying lands, with their greater fertility, but also with their
morasses, inundations, and miasmas, attacked and brought into
occupation. Rent, regarded as a proportion of the produce, sinks,
like all interest on capital, in process of time, but, as an absolute
amount, increases. The share of the labourer increases, both as
a proportion and an absolute amount. And thus the interests of
these different social classes are in haitnony.
But, Carey proceeds to say, in order that this harmonious
jirogress may be realized, what ia taken from the land must bo
given back to it. All the articles derived from it are really separ-
ated parts of it, which must be restored on pain of its exhaustion.
Hence the producer and the consumer must be close to each other;
the products must not be exported to a foreign country in exchange
for its manufactures, and thus go to enrich as manure a foreign soil.
In immediate exchange value the landowner may gain by such
exportation, but the productive powers of the land will suffer.
And thus Carey, who had set out as an earnest advocate of free
trade, arrives at the doctrine of protection: the "co-ordinating
power" in society must intervene to prevent private advautage
from working public mischief He attributes his conversion on
this question to his observation of the effects of liberal and protec-
tive tariffs respectively on American prosperity. This observation,
he says, threw him back on theory, and led him to .see that the
intervention referred to might be necessary to remove (as he phrases
it) the obstacles to the progress of younger communities created by
the action of older and wealthier nations. But it seems probable
that the influence of List's writings, added to his own deep-rooted
and hereditary jealousy and dislike of English predominance, had
something to do with his change of attitude.
The practical conclu.iion at which he thus arrived, though it is
by no means in contradiction to the doctrine of the existence of
natural economic Ihws, accords but ill with his optimistic scheme;
and another tfcOnomLst, accepting his fundamental ideas, applied
himself to remove the foreign accretion, as he regarded it, and to
preach the theory of spontaneous social |inrinonies in relation with
the practice of free trade as its legitimate outcome.
Fr<5d(;ric Bastiat (1801-1850), though not a profound
thinker, was a brilliant and popular writer on economic
que.stions. Though he always had an inclination for such
studies, he was first imiielled to the active propagation
of his views by his earnest sympathy with the English
' It is, however, a mistake to suppose that the assumption of this
historical order of descent is essential to the theory in question.
' This argument seems SI aroely met by Prof. F. A. Walker, Political
Economy, 50-52. But perhaps he ia right in thinking that Carey exag-
gerates the importance of the considerations on which it is founded.
Mill and Leslie remark that the tmnsporlation of agricultunil pro-
ducts from the western to the Atlantic States has the same clfeet as
their export to Europe, so far as this so-called " land-butchery " is
coocemcd ; besides, some manures are ohtai.noblo from abroad.
anti-corn-law agitation. Naturally of an ardent tempera-
ment, he threw himself with zeal into the free-trade con-
troversy, through which he hoped to influence French
economic policy, and published in 1845 a history of
the struggle under the title of Cobden et la Ligue. In
1845-48 appeared his Sophismes £conomifjues (Ehg. trans,
by P. J. Stirling, 1873), in which he exhibited his best
qualities of mind. Though Cairnes goes too far in compar-
ing this work with the Leltres Provinciales, it is certainly
marked by much liveliness, point, and vigour. But to
expose the absurdities of the ordinary protectionism was
no difficult task ; it is only in such a form as the doctriae
assumed in the hands of List, as a purely provisional and
preparatory scheme, that it deserves and demands con-
sideration. After the revolution of 1848, which for a
time put an end to the free-trade movement in France, the
efforts of Bastiat were directed against the socialists.
Besides several minor pieces possessing the same sort of
merit as the Saphismes, he produced, with a view to this con-
troversy, his most ambitious as well as characteristic work,
the Harmonies £conomi(iues (Eng. trans, by P. J. Stirling,
1860). Only the first volume was published; it appeared
in 1850, and its author died in the same year. Since
then the notes and sketches which he had prepared as
materials towards the production of the second volume
have been given to the public in the collected edition of
his writings (by Paillottet, with Life by Fontenay, 7 vols.),
and we can thus gather what would have been the spirit
and substance of the later portions of the book.
It will always be historically interesting as the last
incarnation of thorough-going economic optimism. This
optimism, recurring to its first origin, sets out from theo-
logical considerations, and Bastiat is commended by his
English translator for treating political economy "in con-
nexion with final causes." The spirit of the work is to
•epresenf " all principles, all motives, all springs of action,
all interests, as co-operating towards a grand final result
which humanity will never reach, but to which it will
always increasingly tend, namely, the indefinite approxima-
tion of all classes towards a level, which steadily rises, — in
other words, the equalization of individuals in the general
amelioration."
What claimed to be novel and peculiar in his scheme
was principally his theory of value. Insisting on the idea
that value does not denote anything inherent in the
objects to which it is attributed, he endeavoured to show
that it never signifies anything but the ratio of two
" services." This view he develops with great variety and
felicity of illustration. Only the mutual services of human
beings, according to him, possess value and can claim a
retribution ; the a.ssistance given by nature to the work
of production is always purely gratuitous, and never en-
ters into price. Economic progress, as, for example, the
improvement and larger use of machinery, tends perpetu-
ally to transfer more and more of the elements of utility
from the domain of property, and thcioforo of value,
into that of community, or of universal aiiTl unpurchased
enjoyment. It will be observed that this theory is sub-
stantially identical with Carey's, which had been carlici
propounded ; and the latter author in so many words
alleges it to have been taken from him without acknow-
ledgment. It has not perhaps been sullicicntly attended
to tliat very similar views are found in Dunoyer, of whoso
work Bastiat spoke as exercising a ])owcrful influence on
" the restoration of tlio science," and whom Foutenay, the
biographer of Bastiat, tells us lie recognized as one of his
masters, Charles Comte being the other.
The mode which hos jnst been explained of conceiving ioduslri.il
action and industrial progress is interesting and instructive so far u
it is leallv applicable, tint it was unduly generalized. Cairnn hu
XTX.— *»
'386
POLITICAL ECONOI\rY
well pointed out tliat Bastiat's theoretic soundness was injuriously
affected by his habit of studying doctrines with a direct view to
contemporary social and political controversies. He was thus predis-
posed to accept views which appeared to lend a sanction to legitimate
and valuable institutions, and to reject those which seemed to him to
lead to dangerous conseijuences. His constant aim is, as he him-
self expressed it, to "break the weapons" of antisocial reassners
"in their hands," and this preoccupation interferes with the single-
Jninded effort towards the attainment of scientific truth. - The
treation or adoption of his theory of value was inspired by the wish
to meet the socialistic criticism of property in land ; for the
txigencies of this controversy it. was desirable to be able to show
that nothing is ever paid for except personal effort. His view of
rent was, therefore, so to speak, foreordained, though it may have:*
been suggested, as indeed the editor of his posthumous fragments
admits, by the writings of Carey. He held, with the American
writer, that rent is purely the reward of the pains and expeuditure of
tlie landlord or his predecessors in the process of converting the
natural soil into a/arm by clearing, draining, fencing, and the other
species of permanent improvements.' He thus gets rid of the (so-
called) Ricanlian doctrine, which was accepted by the socialists, and
by them used for the purpose of assailing the institution of landed
f)roperty, or, at least, of supporting a claim of compensation to the
community for the appropriation of the land by the concession of the
"right to labour." As Cairnes has said, "what Bastiat did was
this : having been at infinite pains to exclude gratuitous gifts
6f nature from thg possible elements of value, and pointedly
identified [rather, associated] the phenomenon with ' human effort '
is its exclusive source, he designates human effort by the term
'service,' and then employs this term to admit as sources of value
those very gratuitous natural gifts the exclusion of which in this
capacity constituted the essence of his doctrine." The justice of
this criticism will be apparent to any one who considers the way iu
which Bastiat treats the question of the value of a diamond. That
what is paid for iu most cases of human dealings is ejfort no one
can dispute. But it is snrely a rcductio ad absurdum of his theory
6f value, regarded as a doctrine of universal application, to repre-
sent the price of a diamond which has been accidentally found
as remuneration for the effort of the finder in appropriating and
transmitting it. And, with respect to land, whilst a large part of
rent, iu the popular sense, nuist be explained as interest on capital,
It is plain that the native powers of the soil are capable of appro-
priation, and that then a price can be demanded and wiU be paid
for their use.
Bastiat is weak on the philosophical side; he is filled
with the ideas of theological teleology, and is led by these
ideas to form a priori opinions of what existing facts and
laws must necessarily be. And the jus natures, which,
like metaphysical ideas generally, has its root in theology,
is as much a postulate with him as with the physiocrats.
Thus, in his- essay on Free Trade, he says : — " Exchange
is a natural right like property. Every citizen who has
created or acquired a product ought to have the option ef
either applying it immediately to hi3 own use or ceding it
to whosoever on the surface of the globe consents to give
him in exchange the object of his desires." Something of
the same sort had been said by Turgot ; and in his time
this way of regarding things was excusable, and even pro-
visionally useful ; but in the middle of the i9th century it
was time that it should be seen through and abandoned.
Bastiat had a real enthusiasm for a sciente which he
thought destined to render great services to mankind, and
he seems to have believed intensely the doctrines which
gave a special colour to his teaching. If his optimistic
exaggerations favoured the propertied classes, they certainly
were not pronipted by self-interest or servility! But they
are exaggerations ; and, amidst the modem conflicts of
capital and labour, his perpetual assertion of social har-
monies is the cry of peace, peace, where there is no peace.
The freedom of industry, which he treated as a sort of
panacea, has undoubtedly brought with it great benefits ;
but a sufficient experience h&s shown that it is inadequate
to solve the social problem. How can the advocates of
aconomic revolution be met by assuring them that every-
i, . .
' M. Leroy-Beaulieu has recently maintained {Essai sur la Rlparti-
Hon des Jiichesses, 2d ed., 18S2) that this, though not strictly, is
approximately true. — that economic forms a very small part of actual
lent.
thing in the natural economy is liarmonious — that, ?n fact,
all they seek for already exists 1 ^ A certain degree o£
spontaneous harmony does indeed exist, for society could
not continue without it, but it is imperfect and precarious ;
the question is, How can we give to it, the maiimum of
completeness and stability 1 ^ __
Augustin Cournot (1801-1877; appears to hive'beeu
the first (the GermanJ'H. H. Gossen, praised by Jevons,*
wrote in 1854) who, with a competent knowledge of both
subjects, endeavoured to apply mathematics to tha treati
ment of economic questions. His treatise entitled Reckerckes
sur les Principes Mathematiques de la Theorie des Rickesse^
was published in 1838. He mentions in it only oru»
previous enterprise of the same kind (though there had
in fact been others) — that, namely, of Nicolas Francois
Canard, whose book, published in 1802, was crowned by the
Institute, though "its principles were radically false as well
as erroneously applied." Notwithstanding Coumot's just
reputation as a writer '^on mathematics, the Recherches
made little impression. ' The truth seems to be that his
results are in some cases-of little importance, in others of
questionable correctness, and that, in the abstractions to
which he has recourse in order to facilitate his calculations,
an essential part of the real conditions of the problem is
sometimes omitted. His pages abound in symbols repre-
senting unknown functions, the form of the function bein^
left to be ascertained by observation of facts, which he
does not regard as a part of his task, or only soma known
properties of the undetermined function being used aa
bases for deduction. Jevons includes in his list of works
in which a mathematical treatment of economics is adopted
a second treatise which Cournot published in 1B63, with
the title Principes de la Theorie des Richesses. But in
reality, in the work so named, which is written with great
ability, and contains much forcible reasoning in opposition
to the exaggerations of economic optimists, the mathe-
matical method is abandoned, and there is not an algebrai-
cal formula in the book. The author admits that the
public has always shown a repugnance to the use of
mathematical symbols in economic discussion, and, though
he thinks they might be of service in facilitating exposi-
tion, fixing the ideas, and suggesting further dev-^lopments,
he acknowledges that a grave danger attends their use.
The danger, according to him, consists in the j'robability
that an undue value may be attached to tb? abstract
hypotheses from which the investigator sets out, and
which enable him to construct his formulae. And his
practical conclusion is that mathematical processes should
be employed only with great precaution, or even not
employed at all if the public judgment is against them, for
"this judgment," he says, "has its secret reasons, almost'
always more sure than those which determine the opinions
of individuals." It is an obvious consideration that .the
acceptance of unsound or one-sided abstract principles aa
the premises of argument does not depend on the use of
mathematical forms, though it is possible that the employ-
ment of the latter may by association produce an illusion
in favour of the certainty of those premises.'' But the
great objection to the use of mathematics' in economic
reasoning is that it is necessarily sterile. J If we examine
the attempts which have been made to employ it, we shall
find that the fundamental conceptions on which the deduc-
tions are made to rest are vague, indeed metaphy.sical, in
their character. Units of animal or moral satisfaction, of
utility, and the like are as foreign to positive science a.<j a
unit of dormitive faculty would be ; and a unit of value,
unless we understand by value the quantity of one^ra-
modity exchangeable under given conditions 'Jbr another,
is an equally indefinite idea. Mathematics .can'.jndeeii
formulate ratios of exchange when they havoa' '"
r ,0 1. 1 T 1 C A L E e^ O N O M Y
387
observed ; ' but it cannot by any process of its own de-
termine those ratios, for quantitative conclusions imply
<]uantitative premises, and tliese are wanting. There is
then no future for tliis kind of study, and it is only waste
of intellectual power to pursue it. But the importance of
mathematics as an educational introduction to all the
higher orders of research is not affected by this conclusion.
The study of the physical medium, or environment, in
which economic phenomena take place, and by which they
are atl'ected, requires mathematics as an instrument; and
nothing can ever dispense with the didactic efficacy of
that science, as supplying the primordial type of rational
investigation, giving the lively sentiment of decisive proof,
and disinclining the mind to illusory conceptions and
sophistical combinations. And a knowledge of at least the
fundamental principles of mathematics is necessary to econo-
mists to keep them right in their statements of doctrine,
and prevent their enunciating propositions which have
no definite meaning. _ Even distinguished writers some-
times betray a serious deficiency in this respect ; thus they
assert that one quantity " varies inversely as " another,
when what is meant is that the sum (not the product) of
the two is constant ; and they treat as capable of numerical
estimation the amount of an aggregate of elements which,
differing in kind, cannot be reduced to a common standard.
As an example of the latter error, it may be mentioned
that " quantity of labour," so often spoken of by Ricardo,
and in fact made the basis of his system, includes such
various species of exertion as will not admit of summa-
tion or comparison.
Italj/. — The first Italian translation of the Wealth of
Nations appeared in 1780. The most distinguished Italian
economist of the period here dealt with was, however, no
disciple of Smith. This was Melchiorro Gioja, author,
besides statistical and other writings, of a voluminous
work entitled Nuovo Prospetto delle Science Economiche (6
vols., 1815-17 ; the work was never completed), intended
to be an encyclopredia of all that had been taught by
theorists, enacted by Governments, or effected by popula-
tions in the field of public and private economy. It is a
learned and able treatise, but so overladen with quotations
and tables as to repel rather than attract, readers. • Gioja
admired the practical economic system of England, and
enlarges on the advantages of territorial properties, manu-
factures, and mercantile enterprises on the large as opposed
to the small scale. He defends a restrictive policy, and
insists on the necessity of the action of the state as a
guiding, supervising, fid regulating power in the indus-
trial world. But he ii, m full sympathy with the sentiment
of his age against ecclesiastical domination and other medi-
eeval survivals. Wc can but very briefly notice Romagnosi
^d. 1835), who, by his contributions to periodical literature,
ind by his personal teaching, greatly influenced the
course of economic thought in Italy ; Antonio Scialoja
(Principii d'£conomia SociaU, 1810; and Careslia e
Governo, 1853), an able advocate of free trade (d. 1877);
Luigi Cibrario, well known as the author of Economia
rolilica del medio evo (1839 ; 5th cd. 1861 ; French trans.
by Barneaud, 1859), which is in fact a- view of the whole
social system of that period ; Girolamo Boccardo (b. 1829;
Trattato Teorico-pratko di Economia politica, 1853) ;
the brilliant controversialist Francesco Ferrara, profes.sor
at Turin from 1849 to 1858 (in whose school most of the
present Italian teachers of the science were, directly or
indirectly, educated), a partisan of the laiisez /aire doc-
trine in its most extreme form, and an advocate of the
peculiar opinions of Carey and Bastiat on the subject of
rent : and, lastly, the Neapolitan minister Ludovico Bian-
chini (Pi-incipii delta Sciema del lifti Vivere SociaJt, 1845
and 1855), who is remarkable as having followed in some
degree an historical direction, and asserted the principle
of relativity, and who also dwelt on the relations of
economics with morals, by a due attention to which the
Italian economists have, indeed, in general been honourably
distinguished. '
Spain. — The"^ Wealth of 'N'altons~w&a translated into'
Spanish by Ortiz in 1794. ■ It may perhaps have influenced
Caspar de Jovellanos, who in 1795 presented to the council
of Castile and printed in the same year his celebrated
Infonne de la Sociedad Economica de Madrid en expedient
de Ley Agraria, which was a powerful plea for reform,
especially in taxation and the laws affecting agriculture,
including those relating to the systems of entail and mort
main. An English version of this memoir is given in the
translation (1809) of Laborde's Spain, vol. iv.
Germany. — Eoscher observes that Smith did not at first
produce much impression in Germany.^ He does not appear
to have been known to Frederick the Great ; he certainly
exercised no influence on him. Nor did Joseph II. take
notice of his work. And of the minor German princes, Karl
Friedrich of Baden, as a physiocrat, would not be accessible
to his doctrines. It was otherwise in the generation whose
principal activity belongs to the first decade of the 19th
century. The Prussian statesmen who were grouped round
Stein had been formed as economists by Smith, as had also
Gentz, intellectually the most important man of the
Metternich regime in Austria. '
The first German expositors of Smith who did more than merely
reproduce liis opinions were Cliristiau Jacob Kraus (1753-1807),
CeorgSartorius (1766-1828), and August Ferdinand Liider (1760-
1819J. They contributed indepeii'-' -nt views from different stand-
points,— the first from that of tlie eiTect of Smith's doctrine on
practical government, the second from that of its bearing on
history, tlie third from that of its relation to statistics. Some-
what latter came Gottlieb Hufeland (1760-1817), Johann Friedrich
Eusebius Lotz (1771^1838), and Ludwig Heinrich von Jakob
(1759-1827), who, whilst essentially of the school of Smith, apply
themselves to a revision of tlie fundamental conceptions of the
science. These authors did not exert anything Uko the wide
influence of Say, partly on account of tlio less attractive form of
their writings, but cliielly because Germany had not then, like
France, a European audience. Julius von Soden (1754-1831) is
largely founded on Smith, whom, however, ho criticizes with undue
severity, especially in regard to his form and arrangement ; the
lyealLh of Nations ho describes as a series of precious fragments,
and censures Smith for the absence of a comprehensive view of bis
whole subject, and also as one-sidedly English in his tendencies.
The highest form of the Smithian doctrine in Germany
is represented by four distinguished names: — Karl Heinrich
Rau (1792-1870), Friedrich Nebehius (1784-1857),
Friedrich Benedict Wilhelm Hermann (1795-1868), and..
Johann Heinrich von Thiinen (1783-1850).
Rau's characteristic \% "erudite thoroughness." Hia LfJirbuch Raiu
(1826-32) is an eiicycloptedia of all that up to his time had appeared
in Germany under the several heads of Volkswirlhsciiaftalehre,
Volh-xwiTlhschaftspolilik, and Finan:wissmscha/l. His book is rich
in statistical observations, and is particularly instructive on Uie
economic cfl'ects of different googrimhical conditions. It is well
adapted for the teaching of public servants whose duties are con-
nected with economics, and it has in fact been the sonreo from
which the German oflicial world down to the present time lio«
derived its knowledge of the science. In liis earlier period Itau
had insiated on the necessity of a reform of economic doctrine
{Ansichtcn lie.r Votkawirnischaft. 1821), nud liad tended towards
relativity and the historical method ; but he aftorwnrds conceived
the mi.itiiken notion that that method "only looked into the past
without studying the moans of improving the present," and became
himself purely practical in the narrower sense of that word. Ho
has the merit of having given a Boparnto treatment of I'ntrnvhmtr-
j7ri«n»i,'or wages of management. The Hninsian minister Nebe-
nius, who was largely instniniuntal in the foundation of the Zi"2,
vereiu, was author of a hiwhly cst.>fnied monograph on public
credit (1820). The SlaatswirUuichaftlkhe VixttTsuchungcn (1882;
' The first Gorman version of the Wtalth nf Nalipnt was that by
Johann Friedrich Schiller, published 1776-78. Tlio second, which is
the first goo<i one, was by Christian Garco (1791, and again 1799 and
1810). A recent one by C. W. A.slior (1801) Is highly oomniendeJ.
388
POLITICAL ECONOMY
j2d eJ., 1870) of Hermann do not form a regular system, tut treat
a series of im))ortaut special subjects. His rare technological know-
ledge gave him a great advantage in dealing vrith some economic
questions. • He reviewed the principal fundamental ideas of the
science with great thoroughness and acuteness. "His strength,"
says Roscher, "lies in his clear, sharp, exhaustive distinction be-
tween the several elements of a complex conception, or the several
steps comprehended in a complex act." For keen analytical power
his German brethren compare him with Ricardo. But he avoids
several one-sided views of the English economist. Thus he places
public spirit beside egoism as an economic moto'r, regards price
as not measured by labour only but as a product of several factors,
and habitually contemplates the consumption of the labourer, not
as a part of the cost of production to the capitalist, but as the main
practical end. of economics. Von Thiinen is known principally by
his remarkable work entitled Z>er Isolirte Staat in Bezieknng an/
Landwirlhschaft und Natioimlokonomie (1S26 ; 2d ed., 1842). In
this treatise, which i3 a classic in the political economy of agricul-
ture, there is a rare union of exact observation with creative
imagination. With a view to exhibit the natural development of
agriculture, he imagines a state, isolated from the rest of the world,
circular in form and of uniform fertility, without navigable rivers
or canals, with a single large city at its centre, which supplies it
with manufactures and receives in exchange for them its food-
products, and proceeds to study the effect of distance from this
central market on the agricultural economy of the several concentric
spaces which compose the territory. The method, it will be seen,
is highly abstract, but, though it may not be fruitful, it is quite
legitimate. The author is under no illusion blinding him to the
unreality of the hypothetic case. The supposition is necessary, in
iis view, in order to separate and consider apart one essential
condition— that, namely, of situation with respect to the market.
It was his intention (imperfectly realized, however) to institute
afterwards several different hypotheses in relation to his isolated
state, for the purpose of similarly studying other conditions which
in real life are found in combination or conflict. The objection to
this method lies in the difficulty of the return from the abstract
study to the actual facts ; and this is probably an insuperable one
in regard to most of its applications. The investigation, however,
leads to trustworthy conclusions as to the conditions of the succes-
sion of different systems of land economy. The book abounds in
calculations relating to agricultural expenditure and income, which
diminish itsjnterest to the general reader, though they are con-
sidered valuable to the specialist. They embody the restdts of
the practical experience of the author on his estate of Tellow
in Meckleuburg-Schweriu; Von Thiinen was strongly impressed
with the danger of a violent conflict between the middle class and
The proletariate, and studied earnestly the question of wages,
Iwliich he was one of the first to regard, not merely as the price of
the commodity labour, but as the means of subsistence of the mass
of the community. He arrived by inathematical reasonings of some
complexity at a formula which expresses the amount of "natural
•wages" a3 = V/", where a is the necessary expenditure of Ihe labourer
for subsistence, and p is the product of his labour. To this formula
he attributed so much importance that he directed it to be engraved
on his tomb. It implies that wages ought to rise with the amount
of the product ; and this conclusion led him to establish on his
^state a system of participation by the labourers in the profits of
fanning, of which some account will be found in Mr Sedley Taylor's
'frofit-sharing between Capital and Labour (1884). Von Thiinen
Reserves more attention than he has' received in England ; both as
B man and as a writer ho was eminently interesting and original ;
and there is much in Der Isolirte Staat and his other works that
Is awakening and suggestive.
Roscher recognizes what he calls a Germano-Russian
(deutsch-russische) school of political economy, represented
principally by Heinrich Storch (1766-1825). Mercantilist
principles had been preached by a native ("aiitochthonen ")
economist, Ivan Possoschkoff, in the time of Peter the
Great. The new ideas of the Smithian system were intro-
duced into Russia by Christian von Schldzer (1774-1831)
in his professorial lectures and in his Anfangsyriinde der
SCaalswirtkscAqfl, oder die Lehre von Nalional-reichlhume
{180-5-1807). Storch was instructor in economic science
of the future emperor Nicholas and his brother the grand-
duke Michael, and the substance of his lessons to them is
contained in his Cours dUicrmnmie Politique (1815). The
translation of this treatise into Russian was prevented by
the censorshi]^ ; Ran published a German version of it,
with annotations, in 1819. It is a work of a very high
order of merit. The epithet '• deutsch-russisch " seems
little applicable to Storch ; as Roscher himself says, he
follows mainly English and French writers^Say, Sismondt,
Turgot, Bentham, Steuart, and Hunie, but, above alA\
Adam Smith. His personal position (and the same is trjio
of Schlozer) led him to consider economic doctrines in con-
nexion with a stage of culture different from that of thai
Western populations amongst which they had been fonim-
lated ; this change of the point of view opened the door to
relativity, and helped to prepare the historical method.
Storch's study of the economic and moral effects of serfdom
is regarded as especially valuable. The general subjects
with which he has particularly connected his name are (1)
the doctrine of immaterial commodities (or elements of
national prosperity), such as health, talent, morality, aud
the like; (2) the question of " productive *" and "unpro-
ductive," as characters of labour and of consumption, on
which he disagreed with Smith and may have famished
indications to Dunoyer ; and (-3) the differences between
the revenue of nations and that of individuals, on which bo
follows Lauderdale and is opposed to Say. The kttcr
economist having published at Paris (1823) a new edition
of Storch's Cours, with criticisms sometimes offeu-sive in
tone, he published by way of reply to some of Say's
strictures what is considered his ripest and scientifically
most important work, Considerations sur la nature dn
Revenu National (1824; translated into German by thg
author himself, 1825).
A distinct note of opposition to the Smithian economics
was sounded in Germany by two writers, who, setting out
from somewhat different points of view, animated by
different sentiments, and favouring different practical sys-
tems, yet, so far as their criticisms are concerned,,arrive sst
similar conclusions ; we mean Adam Jliiller and Friedricb
List.
Adam Miiller (1779-1829) was undoubtedly a man of;
real genius. In his principal work Elemenle der Staatskunst
(1809), and his other writings, he represents a movement of
economic thought which was in relation with the (so-called)
Romantic literature of the period. The reaction against
Smithianism of which he was the coryphaeus was founded,
on an attachment to the principles and social system of tho
Middle Ages. It is possible that the political and historical
ideas which inspire him, his repugnance to contemporary
liberalism, and his notions of regular organic development^'
especially in relation to England, were in some degree
imbibed from Edmund Burke, whose Reflections on the
Revolution in France had been translated into German by
Friedrich Gentz, the friend and teacher of Miiller. The
association of his criticisms with mediaeval prepossessions
ought not to prevent our recognizing the elements of truth
which they contain.
He protests against the doctrine of Smith and against modern
political economy in general on tho ground that it presents ij
mechanical, atomistic, and purely material conception of society,'
that it reduces to nidlity all moral forces and ignores the necessity
of a moral order, that it is at bottom no more than a theory o^
private property and private interests, and takes no account of the
life of the people as a whole in its national solidarity and historical
continuity. Exclusive attention, he complains, is devoted to the
immediate production of objects possessing exchange value ajid to tlis
transitory existence of individuals ; whilst to the maintcBance of
the collective production for future generations, to intellectual pro-
ducts, powers, possessions, and enjoyments, and to the state with
its higher tasks and aims, scarcely a thought is given. The truth
is that nations are specialized organisms with distinct principles o{
life, having definite individualities which determine the course ol
their historical development. Each is through all time one whoU';
and, as the present is the heir of the iiast, it ought to keep befor*
it constantly the permanent good of tne community in the futnre.'
The economic existence of a people is only one side or province d
its entire activity, requiring to be kept in harmony witli the higliM
ends of society; and the proper organ to effect this reconciliation
is tho .state, which, instead of being merely an apparatus for tjit
ndministration of justice, vciiiesents the totality of the nnlion»l_
lif^. The division of labour. Miiller holds, is imperfectly devclo;K;d"
POLITICAL E C 0 t^ 0 :\[ Y
889
by Smith, wlio makes it to arise out of a native bent for truck or
baiter; whilst its dependence on capital — on the labours and
aeeuiuulations of past generations — is not duly emphasized, nor
is the necessary counterpoise and completion of the division of
lab»ur, in the principle of the national combination of labour,
properly brought out. Smith recognizes only material, not
spiritual, capital ; yet the -latter, represented in every nation by
language, as the former by money, is a real national store of
experience, wisdom, good sense, and moral feeling, transmitted
with increase by each generation to its successor, and enables
each -generation to produce immensely more than by its own
unaided powers it could possibly do. Again, the system of Smith
13 one-sidedly British ; if it is innocuous on the soil of England*, it
is because in her society the old foundations on which the spiritual
and material life of the people can. securely rest are preserved in
the surviving spirit of feudalism and the inner connexion of the
whole social system — the*natioiial capital of laws, manners, reputa-
tion, and credit, which has been handed down in its integrity in
consequence of the insular position of the country. ■ For the
continent of Europe^ quite different system is necessary, in which,
ia place of the sum of the private wealth of individuals being
viewed as the primary object, the real wealth of the nation and the
production of national power shall be made to predominate, and
along with the division of labour its national union and concentra-
tion— along with the physical, no less the intellectual and mor.il,
capital shall be embraced. In these leading traits of Miiller's
thought there is much which foreshadows the more recent forms
•£ German economic and sociological speculation, especially those
characteristic of the " Historical ' school.
Another element of opposition was represented by
Friedrich List (1798-1846), a man of great intellectual
vigour as well as practical energy, and notable as having
powerfully contributed by his writings to the formation
of the German Zollverein. His. principal work is entitled
Das Nationah System der Politischen Oehonomie (1841;
6th ea., 1877). Though his practical conclusions were
different from Miiller's, he was largely influenced by the
general mode of thinking of that writer, and by his stric-
tures on the doctrine of Smith. It was particularly
against the cosmopolitan principle in the modern eco-
aomical system that he protested, and against the absolute
doctrine of free trade, which was in harmony with that
principle. He gave prominence to the national idea, and
insisted on the special requirements of each nation accord-
ing to its circumstances and especially to the degree of
its development.
He refuses to Smith's system the title of the industrial, which
he thinks more appropriate to the mercantile system, and desig-
nates tiie former as "the exchange-value system." Ho denies
the parallelism asserted by Smith between the economic conduct
proper to an individual and to a nation, and holds that the
immediate private interest of the separate members of the com-
.Tiunity will not lead to the highest good of the whole. The
nation is an existence, standing between the inilividual and
humanity, and formed into a unity by its language, manners,
historical development, culture, and constitution. This unity is
the first condition of thn .security, wellbeing, progress, and civiliza-
tion of the individual ; and private economic interests, like all
others, must bo subordinated to the maintenance, completion, and
strengthening of the nationality. The nation having a continuous
life, Its true wealth consists — and this is List's fundamental
doctrine— not in the quantity of exchange-values which it possesses,
but in the full and many-sided development of its productive
powers. Its economic education, if wo may so speak, is more
important than the immediate production of values, and it may
be right that the present generation should sacrifice its gain
and enjoyment to secure the strength and skill of the future. In-
the sound and normal condition of a nation which has attained
economic maturity, the throe productive powers of agriculture,
manufactures, and commerce should be alike developed. Hut the
two latter factors arc superior in importance, as exercising a more
efloctive and fruitful influence on the whole culture of the nation,
as well as on its independence. Navigation, railways, all higher
toclmical arts, connect themselves specially with these factors ;
whilst in a purely agricultural state there is ii tendency to stag-
nation, absence of enterprise, and the maintenance of antinuntod
|ir<"jadices. But for the growth of the higher forms of industry
all oountries are not adapted — only those of the temperate zones,
whilst the torrid regions have a natural monopoly in tho pro-
duction of certain raw materials ; and thus between these two
groups of countries a division of labour and confcdcrtition of powers
xfnntaunously takes olace. List then goes on to explain his theory
of the stages of economic development through which the nations
of the temperate zone, which are furnished with all the necessary
conditions, naturally pass, in advancing to their normal economic
state. These arc (1) pastoral life, (2) agriculture, (3) agriculture
united with manufactures; whilst in the final stage agiiculture,
manufactures, and commerce are combined. The economic task of
the state is to bring into existence through legislative and admini-
strative action , the conditions required for the progress of the
nation through these stages. (Jut of this view arises List's
scheme of industrial politics. Every nation, according to himji
should begin with free trade, stimulating and improving it3.agrt
culture by intercourse with richer and more cultivated nations*
importing" foreign manufactures and exporting raw products.'
When it is economically so far advanced that it can manufacture
for itself, then a system of protection should be employed to allovy
the home industries to develop themselves fully, and save them
from being overpowered in their earlier etforts by the competiliou
of more matured foreign industries in the home market. When
the national industries have grown strong enough no longer tp
dread this competition, then the highest stage of j^Yogress has
been reached ; free trade should again bcaome tli.; rule, and the
nation be thus thoroughly incorporated with the uiiversal indlis-
trial union. In List's time, according to his view, Spain, Portugal,'
and Naples were purely agricultural countries ; Germany and the
United States of North America had arrived at the second stage,;
their manufactures being in process of development ; France was
near the boundary of the third or highest stage, which Eiigland
alone had reached. For England, therefore, as well as for the
agricultural countries first-named, fVee trade was the right economic
policy, but not for Germany or America. What a nation loses for
a time in exchange values during the protective period she much
more than gains in the long run in productive jlower, — the temnor-
ary expenditure being strictly analogous, when we place ourselves
at tiie point of view of the life of the nation, to the cost of tho
industrial education of the individual. The practical conclusion
which List drew for his own country was that she needed for her
economic progress an extended and conveniently bounded territory
reaching to the sea-coast both on north and south, and a vigorous
expansion of manufactures and commerce, and that the way to
the latter lay through judicious protective legislation with a customs
union comprising all German lands, and a German marine with a
Navigation Act. The national German spirit, striving after iu-
dependence and power through union, and the national industry,
awaking from its lethargy and eager to recover lost ground, were
favourable to the success of List's book, and it produced a great
sensation. He ably represented the tendencies and demands of
his time in his own country ; his work had the effect of fixing the
attention, not merely of the speculative and official classes, but of
practical men generally, on questions of political economy ; and he
had without doubt an important influence on German industrial
policy. So far as science is concerned, the emphasis ho laid on
the relative historical study of stages of civilization as all'eeting
economic questions, and his protest against absolute. formulas, had
a certain value ; and the pret>onderance given to the national
development over tho immecliate gains of individuals was sound in
principle ; though his doctrine was, both on its public and private
sides, too much of a mere chrematistic, and tended in fact to set
up a new form of mercantilism, rather than to aid the contem.
porary cH'ort towards social reform.
Most of tho writers at home or abroad hitherto mentioned
continued the traditions of tho school of Smith, only
developing his doctrine in particular directions, sometimes
not without onosidedness or exaggeration, or correcting
minor errors into which ho had fallen, or seeking to give
to tho exposition of his principles more of order and
lucidity. Some assailed the abuse of abstraction by
Smith's successors, objected to the conclusions pf Hicardo
and his followers their non-accordance with tho actual facta
of human life, or protested against the anti-social con-
sequences which seemed to result from the niiplication
of the (so-called) orthodox formulris. A few challenged
Smith's fundamental ideas, and insi.sted on the necessity
of altering tho basis of general philosophy on which his
economics ultimately rest. lUit, notwithstanding various
premonitory indications, 'nothing substantial, at least
nothing effective, was done, within the field wo haVe as yet
surveyed, towards the establishment of a really nQW order
of thinking, or new mode of iirocecding, in this branch of
inquiry. Now, however, wo have to describe a great and
growing movement, which has already considerably changed
the .whole cliaractor.of.,.tho study in the conceptions of
390
POLITICAL ECONOMY
many, and which promises to exercise a still more potent
influence In the future. We mean the rise of the His-
torical School, which we regard as marking the third epoch
in the modern development of economic science
THE HISTORICAL SCHOOI.
The negative movement which filled the 18th century
had for its watchword on the economic side the liberation
of industrial effort' from both feudal survivals and Govern-
mental fetters. But in all the aspects of that movement,
the economic as well as the rest, the process of demolition
was historically only the necessary preliminary condition
of a total renovation, towards which western Europe was
energetically tending, though with but an indistinct con-
ception of its precise nature. The disorganization of the
body of opinion which underlay the old system outran the
progress towards the establishinent of new principles ade-
quate to form a guidance in the future. The critical phi-
losophy which had WTOught the disorganization could only
repeat its formulas of absolute liberty, but was powerless
for reconstruction. And hence there was seen throughout
the West, after the French explosion, the remarkable spec-
tacle of a continuous oscillation between the tendency to
recur to outworn ideas and a vague impulse towards a new
order in sociaj thought and life, this impulse often taking
an anarchical character.
From this state of oscillation, which has given to our
century its equivocal and transitional aspect, the only
possible issue was in the foundation of a scientific social
doctrine which should supply a basis for the gradual con-
vergence of opinion on human questions. The foundation
of such a doctrine is the immortal service for which the
world is indebted to Auguste Comte.
(Comte. The leading features of sociology, as he conceived it,
are the following; — (1) it is essentially one science, in
which all the elements of a social state are studied in their
relations and mutual actions ; (2) it includes a dynamical
as well as a statical theory of society; (3) it thus elimin-
ates the absolute, substituting for an imagined fixity the
conception of ordered change ; (4) its principal method,
though others are not excluded, is that of historical com-
parison ; (5) it is pervaded by moral ideas, by notions of
social duty, as opposed to the individual rights which
were derived as corollaries from thejas naturx ; and (6) in
its spirit and practical consequences it tends to the realiza-
tion of all the great ends which compose " the popular
cause"; yet (7) it aims at this through peaceful means,
replacing revolution by evolution. The several character-
btics we have enumerated are not independent ; they may
be shown to be vitally connected with each other. Several
of these features must now be more fully described ; the
others will meet us before the close of the present survey.
In the masterly exposition of sociological method which
is contained in the fourth volume of the Philosophic
Positive (1839),! Comte marks out the broad division
between social statics and social dynamics — the former
studying the laws of social coexistence, the latter those of
social development. The fundamental principle of the
former is the general consensus between the several social
organs and functions, which, without unduly pressing a
useful analogy, we may regard as resembling that which
exists between the several organs and functions of an
animal body. The study of dynamical is different from,
and necessarily subordinated to, that of statical sociology,
progress being in fact the development of order, just as
the study of evolution in biology is different from, and
subordinated to, that of the structures and functions
■ He had already in 1822 stated his fandamental principles in au
opuscule which is reproduced in the Appendix to his Politique Positive.
which are exhibited by evolution as they exist at the
several points of an ascending scale. The laws of social
co-existence and movement are as much subjects for
observation as the corresponding phenomena in the life of
an individual organism. For the study of development
in particular, a modification of the comparative method
familiar to biologists will be the appropriate mode of
research. The several successive stages of society will
have to be systematically compared, in order to discover
their laws of sequence, and to determine the filiation of
their characteristic features.
Though we must take care that both in our statical and
dynamical studies we do not ignore or contradict the
fundamental properties of human nature, the project -of
deducing either species of laws from those properties
independently of direct observation is one which cannot
be realized. Neither the general structure of human
society nor the march of its development could be so pre-
dicted.' This is especially evident with respect to dynami-
cal laws, because, in the passage of society from one phase
to another, the preponderating agency is the accumulated
influence of past generations, which is much too complex
to be investigated deductively — a conclusion which it is
important to keep steadily before us now that some of the
(so-called) anthropologists are seeking to make the science
of society a mere annex and derivative of biology. The
principles of biology unquestionably lie at the foundation
of the social science, but the latter has, and must always
have, a field of rei-.earch and a method of inquiry peculiar
to itself. The field is history in the largest sense, includ-
ing contemporary fact ; and the principal, though not
exclusive, method is, as we have said, that process of socio-
logical comparison which is most conveniently called the
historical method.
These general principles affect the economic no less than
other branches of social speculation ; and with respect to
that department of inquiry they lead to important results.
They show that the idea of forming a true theory of the
economic frame and working of society apart from its
other sides is illusory. Such study is indeed provisionally
indispensable, but no rational theory of the economic
organs and functions of society can be constructed if they
are considered as isolated from the rest. In other words,
a separate economic science is, strictly speaking, an im-
possibOity, as representing only one portion of a complex
organism, all whose parts and their actions are in a con-
stant' relation of correspondence and reciprocal modifica-
tion. Hence, too, it will follow that, whatever useful
indications may be derived from our general knowledge of
individual human nature, the economic structure of society
and its mode of development cannot be deductively fore-
seen, but must be ascertained by direct historical inves-
tigation. We have said " its mode of development "; for
it is obvious that, as of every social element, so of the
economic factor in human affairs, there must be a dyna-
mical doctrine, a theory of the successive phases of the
economic condition of society ; yet in the accepted systems
this was a desideratum, nothing but some partial and
fragmentary notions on this whole side of the subject
being yet extant. And, further, the economic structure
and working of one historic stage being different from
those of another, we must abandon the idea of an absolute
system possessing universal validity, and substitute that
of a series of such systems, in which, however, the succes-
sion is not at all arbitrary, but is itself regulated by law.
Though Comte's enterprise was a constructive one, his
aim being the foundation of a scientific theory of society,
he could not avoid criticizing the labours of those wIjo
before him had treated several branches of social inquiry.
Amongst them the economists were necessarily considered j
POLITICAL ECONOMY
391
*nd he urged or implied, in various places of his above-
aamed work, as well as of his Politique Poxitive, objections
to their general ideas and methods of procedure essentially
the same with those which we stated in speaking of Ricardo
and his followers. J. S. ilill shows himself much irritated
by these comments, and remarks on them as showing " how
extremely superficial M. Comte" (whom he yet regards as
0. thinker quite comparable with Descartes and Leibnitz)
" could sometimes be," — an unfortunate observation, which
lie would scarcely have made if he could have foreseen the
subsequent march of European thought, and the large
degree in which the main points of Comte's criticism have
been accepted or independently reproduced.
Germany. — The second manifestation of this new move-
ment in economic science was the appearance of the
German historical school. The views of this school do
not appear to have arisen, like Comte's theory of sociologi-
cal method, ■ out of general philosophic ideas ; they seem
rather to have been suggested by an extension to the
economic field of the conceptions of the historical school
of jurisprudence of which Savigny was the most eminent
representative. The juristic system is not a fixed social
phenomenon, but is variable from one stage in the progress
of society to another — it is in vital relation with the other
coexistent social factors ; and what is, in the jural sphere,
adapted to one period of development is often unfit for
another. These ideas were seen to be applicable to the
economic sj'stem also ; the relative point of view was thus
reached, and the absolute attitude was found to be un-
tenable. Cosmopolitanism in theory, or the assumption of
a system equally true of every country, and what has been
called perpetualism, or the assumption of a system appli-
cable to every social stage, were alike discredited. And
80 the German historical school appears to have taken its
rise.
Omitting preparatory indications and undeveloped germs
of doctrine, we must trace the origin of the school to
Wilhelm Roscher. Its fundamental principles are stated,
though with some hesitation, and with an unfortunate con-
trast of the historical with the " philosophical " method,*
in his Grundriss m Vorlesungen iiber die StaatsioirtJischaft
nach geschichtliclier Methode (1843). The following are
the leading heads insisted on in the preface to that work.
" The historical method exhibits itself not merely in the
external form of a treatment of phenomena according to
their chronological succession, but in the following funda-
mental ideas. (1) The aim is to represent what nations
have thought, willed, and discovered in the economic field,
what they have striven after and attained, and why they
have attained it. (2) A people is not merely the mass of
individuals now living ; it will not suffice to observe con-
temporary facts. (3) All the peoples of whom we can
learn anything must be studied and compared from the
economic point of view, especially the ancient peoples,
whose development lies before us in its totality. (4) We
must not simply praise or blame economic institutions;
but few of them have been salutary or detrimental to all
peoples and at all stages of culture ; rather it is a principal
task of science to show how and why, out of what was
once reasonable and beneficent, the unwise and inexpedient
has often gradually arisen." Of the principles enunciated
in this paraphrase of Roschcr's words a portion of the
third alone seems open to objection ; the economy of
ancient peoples is not a more important subject of study
than that of the moderns ; indeed the question of the
relative importance of the two is one that ought not to bo
raised. For the essential condition of all sound sociologi-
' This phraseology was probably borrowed from tho controversy on
the method of jurisprudence between Thibaut on tho one hand ami
Savigny and Hugo ou the other.
cal inquiry, is the comparative consideration of the entire
series of the most complete evolution known to history —
that, namely, of the group of nations forming what ia
known as the Occidental Commonwealth, or, more briefly,
" the West." The reasons for choosing this social series,
and for provisionally restricting our studies almost alto-
gether to it, have been stated with unanswerable force by
Comte in the Philosophie Positive. Greece and Rome are,
indeed, elements in the series ; but it is the development as
a whole, not any special portions of it, that sociology must
keep in view in order to determine the laws of the move-
ment,— just as, in the study of biological evolution, no one
stage of an organism can be considered as of preponder-
ating importance, the entire succession of changes being
the object of research. Of Roscher's further eminent
services we shall speak hereafter ; he is now mentioned
only in relation to the origin of the new school
In 1848 Bruno Hildebrand published the first volume
of a work, which, though he lived for many years after
(d. 1878), he never continued, entitled Die Nationalijko-
nomie der Gegemvart xmd Zukunft. Hildebrand was a
thinker of a really high order ; it may be doubted whether
amongst German economists there has been any endowed
with a more profound and searching intellect. He is
quite free from the wordiness and obscurity which too
often characterize German writers, and traces broad out-
lines with a sure and powerful hand. His book contains
a masterly criticism of the economic systems which pre-
ceded, or belonged to, his time, including those of Smith,
Miiller, List, and the socialists. But it is interesting to
us at present mainly from the general position he takes
up, and his conception of tho real nature of political
economy. The object of his work, he tells us, is to open
a way in the economic domain to a thorough historical
direction and method, and to transform the science into
a doctrine of the laws of the economic development of
nations. It is interesting to observe that the type which
he sets before him in his proposed reform of political
economy is not that of historical jurisprudence, but of tho
science of language as it has been reconstructed in tho
present century, a selection which indicates the comiiara-
tive method as the one which he considered appropriate.
In both sciences we have the presence of an ordered varia-
tion in time, and the consequent substitution of the
relative for the absolute.
In 1853 appeared the work of Karl Knies, entitled Die Kmea,
PoliiiscJie Oekonomie vom Sl(V)idpunl-le der geschichllichen
Met/iode. This is an elaborate exposition and defence of
the historical method in its application to economic
science, and is the most systematic and complete manifesto
of the new school, at least on tho logical side. Tho
fundamental propositions are that the economic constitu-
tion of society at any epoch on the one hand, and on the
other the contemporary theoretic conception of economic
science, are results of a definite historical development;
that < they are both in vital connexion with tho whole
social organism of the period, having grown up along with
it and under tho .same conditions of time, place, and
nationality ; that the economic system nmst therefore bo
regarded as passing through a scries of phases correlative
with the successive stages of civilization, and can at no
point of this movement bo considered to havo attained an
entirely definitive form ; that no more tho present than any
previous economic organization of society is to be regarded
as absolutely good and right, but only as a phase in a
continuous historical evolution ; and that in like manner
the now prevalent economic doctrine is not to bo viewed
aa coraplcto and final, but only a-s reprotionting a certain
stage in the unfolding or progressive maiiifojjtation of tlio
truth.
392
POLITICAL ECONOMY
The theme' of the book is handled with, perhaps, an
undue degree of expansion and detail. The author ex-
hibits much sagacity as well as learning, and criticizes
effectively the errors, inconsistencies, and exaggerations of
his predecessors. But in characterizing and 'vindicating
the historical method he has added nothing to Comte. A
second edition of his treatise was .published in 1883, and
in this he makes the singular confession that, when he
wrote in 1852, the Philosophie Positive, the six volumes
of which had appeared from 1830 to 18i2, was entirely
unknown to him and, he adds, probably to all German
economists. This is not to the credit of their open-
mindedness or literary vigilance, if we remember that
Mill was already in correspondence with Comte in 1841,
and that his eulogistic notice of kim in the Logic appeared
in 1843. When, however, Knies at a later period
examined Comte's work, he was, he tells us, surprised at
finding in it so many anticipations of, or " parallelisms "
with, his own conclusions. And well he might ; for all
that is really valuable in his methodology is to be found
in Comte, applied on a larger scale, and designed with the
broad and commanding power which marks the dii majores
of philosophy.
There are two points which seem to be open to ciiticisra in tlio
positiou takeu by some German economists of tlie bistorical school.
1. Knies and some other writers, in maintaining the principle of
relativity in economic tlieory, appear not to preserve the due
balance in one particular. The two forms of absolutism in doctrine,
cosmopolitanism and what Knies calls perpetualism, he seems to
place on exactly the same footing; in other words, he considers the
error of overlooking varieties of local circumstances and nationality
to be quite as serious as that of neglecting differences in the stage
of historical development. But this is certainly not so. In every
branch of sociology the latter is much the graver error, vitiating
radically, wherever it is found, the whole of our investigations. If
we ignore the fact, or mistake the direction, of the social movement,
we are wrong iu the most fundamental point of all — a point, too,
which is involved in every question. But the variations depending
ou difference of race, as atfecting bodily and mental endowment, or
on diversity of external situation, are secondary phenomena only ;
they must be postponed in studying the general theory of social
development, and taken into account afterwards when we come to
examine the modifications in the character of the development
arising out of peculiar conditions.' And, though the physical
nature of a territory is a condition which is likely to operate with
special force on economic phenomena, it is rather on the technical
forms and comparative extension of the several branches of industry
that it will act than on the social conduct of each branch, or the
co-ordinatipn and relative action of all, which latter are the proper
subjects of the inquiries of the economist.
2. Some members of the school appear, in their anxiety to assert
the relativity of the science, to fall into the error of denying
economic laws altogether ; they are at least unwilling to speak of
"natural laws" in relation to the economic world From a too
exclusive consideration of law in the inorganic sphere, they regard
this phraseology as binding them to the notion of fixity and of an
invariable system of practical economy. But, if we turn our
attention rather to the organic sciences, which are more kindred to
the social, we shall see that the term "natural law" carries with
it no such implication. As we have more than once indicated, an
essential part of the idea of life is that of development; in other
words, of "ordered change." And that such a development takes
place in the constitution and working of society in all its elements
is a fact which cannot be doubte'd, and which these writers
themselves emphatically assert. That there exist bet^veen the
several social elements such relations as make the change of one
element involve or determine the change of another is equally
plain ; and why the name of natural laws should be denied to
such constant relations of coexistence and succession it is not easy
to see. These laws, being imiversal, admit of the -construction of
an abstract theory of economic development ; whilst a part of the
German historical school tends to substitute for such a theory a mere
description of different national economies, introducing prematurely
— as we have pointed out— the action of special territorial or ethno-
logical conditions, instead of reserving this as the ground of later
modifications, in concrete cases, of the primary general laws
deduced from a study of the common human evolution.
To the three writers above named, Roscher, Hildebraud, and
Knies, the foundation of the German historical school of political
economy belongs. It does not appear tliat Roscher in his own
subsequent labours has been much under the influence of the
method which he has in so many jilaces admirably characterized.
In his System der Volkswirthschaft (vol. i. , Grundlaycn der
NationaVokonoviie, 1854, 15th ed. 1880; vol. ii., N. 0. des
Ackerbaucs, 1860, 10th ed. 1882 ; vol. iii. N. 0. des Handcls und
Gcwcrbfleisses, 3d ed., 1882) the dogmatic and the historical matter
are rather juxtaposed than vitally combined. It is true that he has
most usefully applied his vast learning to special historical studies,
iu relation especially to the progress of the science itself. His
treatise Uclcr das Verhallniss der Kationalokonomie zuin dassi-
scheii Altcrthuvie, his Zur Geschichte der Englischoi Volkswirth-
schaftslchre (Leipsic, 1851-2), and, above all, that marvellous
monument of erudition and industry, his Geschichte der National-
Ockonomik in' JDeutschland (1874), to which he is said to have
devoted fifteen years of study, are among the most valuable extaut
works of this kind, though the last by its accumulation of detail
is unfitted for general study outside of Germany itself. Several
interesting and useful monographs are collected in his Aiisichten
der Volksvnrthschaft vom gesdiichtlichen Standpunkte (3d ed.,
1878). His systematic treatise, too, above referred to, abounds
in historical notices of the rise and development of the several doc-
trines of the science But it cannot be alleged that he has dona
much towards the transformation of political economy which his
earliest labours seemed to announce ; and Cossa appears to be right
in saying that his dogmatic work has not eftected any substantial
modification of the principles of Hermann aud £au.
The historical method has exhibited its essential features
more fully in the hands of the younger generation of
scientific economists in Germany, amongst whom may be
reckoned Lujo Brentano, Adolf Held, Erwin Nasse, Gustav
SchmoUer, H. Kosler, Albert Schaffle, Hans von Scheel,
Gustav Schonberg, and Adolf Wagner. Besides the
general principle of an historical treatment of the science,
the leading ideas which have been most strongly insisted
on by this school are the following. I. The necessity of
accentuating the moral element iu economic study. This
consideration has been urged with special emphasis by
Schmoller in his Gt~utidjragen (1875) and by Schaffle in
his Das geselhchaftliche System der nunscldiclien Wirthschuft
(3d ed., 1873). G. Kries (d. 1858) appears also to have
handled the subject well in a review of J. S. Jlill. Accord-
ing to the most advanced organs of the school, three
principles of organization are at work in practical economy;
and, corresponding with these, there are three different
systems or spheres of activity. The latter are (1) privatQ
economy ; (2) the compulsory public economy ; (3) the
"'caritative " sphere. In the first alone personal interest
predominates ; in the second the general interest of the
society ; in the third the benevolent impulses. Even in
the first, however, the action of private interest cannot be
unlimited ; not to speak here of the intervention of the
public power, the excesses and abuses of the fundamental
principle in this department must be checked aud controlled
by an economic morality, which can never be left out of
account in theory any more than in practical applications
In the third region above-named, moral influences are of
course supreme. II. The close relation which necessarily
exists between economics and jurisprudence. This has
been brought out by L. von Stein and H. Rosier, but is
most systematically established by Wagner. — who is,
without doubt, one of the most eminent of living German
economists — especially in his Grxindlegung, now forming
part of tho Lehrhuch der politischen Oekonomie in course
of publication by him and Professor Nasse jointly. The
doctrine of the^Ks nature, on which the physiocrats, as we
have seen, reared their economic structure, has lost its
hold on belief, and the old a j?7io?-i and absolute concep-
tions of personal freedom and property have given way
along with it. It is seen that the economic position of the
individual, instead of depending merely on so-called natural
rights or even on his natural powers, is conditioned by the
contemporary juristic system, which is itself an historical
product. The above-named conceptions, therefore, half
economic half juristic, of freedom and property require a
fresh examination. It i.= principally from this poi;it of
POLITICAL ECONOMY
393
view that Wagner approaches economic studies. The
point, as he says, ou which all turns is the old question of
the relation of the individual to the community.- Whoever
with the older juristic and political philosophy and national
economy places the individual in the centre comes neces-
sarily to the untenable results which, in the economic
field, the physiocratic and Smithian school of free com-
petition has set up. Wagner on the contrary investigates,
before anything else, the conditions of the economic life
of the community, and, in subordination to this, deter-
mines the sphere of the economic freedom of the individual.
III. A different conception of the functions of the state
from that entertained by the school of Smith. The latter
school has in general followed the view of Rousseau and
liant that the sole office of the state is the protection of the
members of the community from violence and fraud. This
doctrine, which was in harmony with those of the jus naturx
and the social contract, was temporarily useful for the demo-
lition of the old economic system with its complicated appa-
ratus of fetters and restrictions. But it could not stand
ajjainst a rational historical criticism, and still less against
the growing practical demands of modern civilization. In
fact, the abolition of the impolitic and discredited system of
European Governments, by bringing ta the surface the evils
arising from unlimited competition, irresistibly demon-
strated the necessity of public action according to new and
more enlightened methods. The German historical school
recognizes the state as not merely an institution for the-
maintenance of order, but as the organ of the nation for
all ends which cannot be adequately effected by voluntary
individual effort. Whenever social aims can be attained
only or most advantageously through its action, that action
is justified. The cases in which it can properly iiiterfore
must be determined separately on their ovv'n merits and in
relation to the stage of national develojiment. It ought
certainly to promote intellectual and aesthetic culture. It
ought to enforce provisions for public health and regula-
tions for the proper conduct of production and transport.
It ought to protect the weaker members of society, espe-
cially women, children, the aged, and the destitute, at least
in the absence of family maintenance and guardianship.
It ought to secure the labourer against the worst conse-
quences of personal injury not due to his own negligence, to
assist through legal recognition and supervision the efforts
of the working classes for joint no less than individual
self-help, and to guarantee the safety of their earnings,
when entrusted to its care.
A special influence which has worked on this more recent
group is that of theoretic socialism ; we shall see hereafter
that socialism as a party organization has also affected
their practical politics. With such writers as St. Simon,
Fourier, and Troudhon, Lassalle, 3Iarx, Engels, Mario,
and Kodbertus (who, notwithstanding a recent denial,
seems rightly described as a socialist) wo do not deal in
the present sketch (see Socialism) ; but we must recognize
them as having powerfully stimulated the younger German
economists (in the strict sense of this last word). They
have even modified the scientific conclusions of the latter,
especially through criticism of the so-called orthodox system.
Schiifflo and Wagner may bo especially named as having
given a large space and a respectful attention to their
argiiments. In particular, the important consideration, to
which we have already referred, that the economic position
of the individual depends on the existing legal system,
jind notably on the existing organization of property, was
first insisted on by the socialists. They had also pointed
out that the present institutions of society in relation to
property, inheritance, contract, and the like are (to use
Lassalle's phrase) " historical categories which have
changed, and are subject to further chanj^e," whilst in the
orthodox economy they are generally assvned as a fixed
order of things on the basis of which the individual creates
his own position. J. S. Mill called attention to the fact of
the distribution of wealth depending, unlike its production,
not on natural laws alone, but on the ordinances of society,
but it is some of the German economists of the younger
historical school who have most strongly emphasized this
view. To rectify and complete the conception, however,
we must bear in mind that those ordinances themselves are
not arbitrarily' changeable, but are conditioned by the stage
of general social development.
In economic politics these writers have taken up a posi-
tion between the German free-trade (or, as it is sometimes
with questionable propriety called, the Manchester) party
and the democratic socialists. The latter invoke the omni-
potence of the state to transform radically and immediately
the whole economic organization of society in the interest of
the proletariate. The free-traders seek to minimize state
action for any end except that of maintaining public order,
and securing the safety and freedom of the individual. The
members of the school of which we are now speaking,
when intervening in the discussion of practical questions,
have occupied an intermediate standpoint. They are op-
posed alike to social revolution and to rigid laissez faire.
Whilst rejecting the socialistic programme, they call for the
intervention of the state, in accordance with the theoretic
principles already mentioned, for the purpose of mitigating
the pressure of the modern industrial system on its weaker
members, and extending in greater measure to the working
classes the benefits of advancing civilization. SchafiBe in
his Capitalismus und Socialismus (1870; now absorbed
into a larger work), Wagner in his Hede iiber die sociale
Frage (1871), and Schonberg in his Arheitsdmter : eine
Aufgabe des deutschen Reichs (1871) advocated this policy
in relation to the question of the labourer. These expres-
sions of opinion, with which most of the German professors
of political economy sympathized, were violently assailed
by the organs of the free-trade party, who found in them
"a new form of socialism." Out of this arose a lively
controversy ; and, the necessity of a closer union and a
practical political organization being felt amongst the
partisans of the new direction, a congress was held at
Eisenach in October 1872, for the consideration of "the
social question." It was attended by almost all the
professors of economic science in the German universities,
by representatives of the several political parties, by
leaders of the working men, and by some of the large
capitalists. At this meeting the principles above explained
were formulated. Those who adopted them obtained from
their opponents the appellation of " Kathoder-Socialisten,"
or " socialists of the (professorial) chair," a nickname in-
vented by H. B. Opponheim, and which those to whom it
was applied were not unwilling to accept. Since 1873 this
group has been united in the " Verein fiir Socialpolitik," in
which, as the controversy became mitigated, freetraders
also have taken part. Within the Verein a division has
shown itself. The left wing has favoured a systematic
gradual modification of the law of property in such a
direction as would tend to the fulfilment of the socialistic
aspirations, so far as these are legitimate, whilst the
majority advocate reform through state action on the basis
of existing jural institutions. Schiifllo goes so far as to
maintain that the present "capitalistic" regime will bo
replaced by a socialistic organization ; but, like J. S. Mill,
he adjourns this change to a more or less remote future,
and expects it as the result of a natural development, or
process of " social selection ; "• he repudiates any immediate
' This fhould b« remembered by resdera of M. Leroy-Beaulieu'i
recent work on Collectivism (1884), in which he treats SchalDo as the
principal Oicorctic represertntivo of that form of socialism.
XIX — <;o
394
POLITICAL ECONOJiIY
or violent revolution, and rejects any system of life ■which
would set up " abstract equality " against the claims of
individual service and merit.
The further the investigations of the German historical
school have been carried, in the several lines of inquiry it
has opened, the more clearly it has come to light that the
one thing needful is not merely a reform of political
economy, but its fusion in a complete science of society.
This is the view long since insisted on by Auguste Comte;
and its justness is daily becoming more apparent. The
best economists of Germany now tend strongly in this
direction. Schiiffle, who is largely under the influence of
Comte and Herbert Spencer, has actually attempted th^
enterprise of widening economic into social studies. In
his most important work, which had been prepared by
previous publications, Bau vnd Leben des sociaUn Korpers
(1875-78; new ed., 1881), he proposes to give a compre-
hensive plan of an anatomy, physiology, and psychology
of human society. He considers social processes as
analogous to those of organic bodies ; and, sound and
suggestive as the idea of this analogy, already used by
Comte, undoubtedly is, he carries it, perhaps, to an undue
degree of detail and elaboration. The same conception is
adopted by P. von Lilienfeld in his Gedankai iiber die
Socialwissenscliaft der Zukunft (1873-79). A tendency to
the fusion of economic science in sociology is also found in
Adolph Samter's Sozial-lekre (though the economic aspect
of society is there specially studied) and in Schmoller's
treatise Ueber eiiiige Gnndfragen des JRechts nnd der
Volkswirlhschaftslehre ; and the necessity of such a trans-
formation is energetically asserted by H. von Scheel in the
preface to his German version (1879) of an English tract
On the present Position and Prospects of Political Economy.
The name " Realistic," which has sometimes been given
to the historical school, especially in its more recent form,
appears to be injudiciously chosen. It is intended to
mark the contrast with the "abstract" complexion of
the orthodox economics. But the error of these economics
lies, not in the use, but in the abuse of abstraction. All
science implies abstraction, seeking, as it does, for unity
in variety ; the question in every branch is as to the right
constitution of the abstract theory in relation to the con-
crete facts. Nor is the new school quite correctly dis-
tinguished as "inductive." Deduction doubtless unduly
preponderates in the investigations of the older econo-
mists ; but it must be remembered that it is a legitimate
process, when it sets out, not from a priori assumptions,
but from proved generalizations. And the appropriate
method of economics, as of all sociology, is not so much
induction as the specialized form of induction known as
comparison, ' especially the comparative study of " social
series " (to use Jlill's phrase), which is properly designated
as the " historical " method. If the denominations here
criticized were allowed to prevail, there would be a danger
of the school assuming an unscientific character. It might
occupy itself too exclusively with statistical inquiry, and
forget in the detailed examination of particular provinces
of economic life the necessity of large philosophic ideas
and of a systematic co-ordination of principles. So long
as economics remain a separate branch of study, and until
they are absorbed into sociology, the thinkers who follow
the new direction will do wisely in retaining their original
designation of the historical school.
The members of the historical school have produced many valu-
able works besides those which there has been occasion to mention
above. Ample notices of their contributions to the several branches
of the science (including its applications) will be found dispersed
through "Wagner and Nasse's Lchrbuch and the comprehensive
Bandbuch edited by Schonberg. The following list, which does
net pretend to approach to completeness, is given for the purpose
of dkecting the student to a certain number of books which ought
not to be overlooked in the stuav of the subjects to which they
respectively refer ; —
Knies, Die Eiseiibahnen vnd ihre JVirkungen (1853), Der Telegraph (18.57), Oeld
und Credit (1873-7G-79); Riskier, Zur Krilit der Lehre vom ArbeiUlohn, 1801;
SchmoUer, Zur Gescftic/iCe der deutaclien Kleingetrerbe im 19 Jahrh^ Ib'O ; Scha£Ele,
Theorie tier aus5chliessendcn AbsaUverhaltnisse {l&tiT), Quintessetti des Soetalis-
niu5 (6th ed.. 1878), Orundstifze der Sletterpolilii {\&HOy, Nasse, iliUelaltertictie
Feldgemeinschaft in England. 1869 ; Breiitano, On the Iliitoiy and Development
of Gilds, prefixed to Toulmin Smith's English Gilds (1870). Die Arbeitergifden
der Gegentcarl (1871-72), Das Arbeilsverhdltntsi gemdss dem lievtigen Reclit (1877),
Die Arbeitsrersicherung gemdss der heutigen Wirthseha/tsordnung (1879), Der
Arbeitsversicherungsttcang (\SSl) : Held (born 1844, accidcntuJly drowned in Ilia
Lalte of Thun 1880), Die Einkommenstever (1872), Die deutsefie Arbeiierpreste
drr Gegentcarl (1S73), SozialiSmus, Sozialdemokratie, und Sozialpolitik (1878),
■ Orundriss flir Vorlesungrn iiber yational-bkonomie (2d ed., 1878); Zicei BUcher
zur soeialen Oeschic/tte Englands (postliumously published, 1881): Von Scheel
(born 1839). Die Theorie der soeialen frage (1871), Unsere social-poiititehen
Parteien (1878). To these raay be added L, von Stein, Die VerwaHungslehre
(1S76-79), Lehrbttch der Finanzieissenscfiafl (4th ed., IS7S). E. Diihring is tlie
Kblest of the (ew German followers of Carey; we^siiall mention his history here.
after. To the Rusb-ian-Gei-man school belongs tlie worlc of T. von Bernhai-dl,
wiilch is written fnjm tlie hisfoileal point of view, Versueh einer Kritik der
Ortlnde irelehe fiir grosses und kteines Grundeigenthum ange/il/trt toerden, 1848.
The free-trade school of Germany is recognized as having rendered great
practical services in that country, especially by its systematic warfare against
antiquated privileges and restrictions, Cobdeo has furnished the model of its
political action, whilst, on the side of theory, it is founded chiefly on Say ami
Bastiat. The members of this school whose names have been most frequently
heard by the English public aie tllose of J. Prince Smilli, who may be regarded
as Its head ; H. von Treitschlte, author of Der Socialisntus und seine Gonner, 1875
(directed a|.T«inst the Katheder-Socialisten); V. Bohmerr, wlio has advocated the
participation of worlvmen In profits {Die Geicinnbecheiligung, 1878) ; und J. H.
Schultze.Delitzsch, well Itnown as the founder of tlie German popular b.iniu, and
a strenuous B\ipporter of the system of "co-operation." The socialist wiitei's,
as lias been already mentioned, are not included in the pl-esent historical survey,
nor do we in general notice writingsof the economists (properly so c&lltd) having
relation to the history of socialism or the controversy with it.
The movement which created this school in Germany,
with the developments which have grown out of it, have
without doubt given to that country at the present time
the primacy in economic studies. German influence has
been felt in the modification of opinion in other countries
— most strongly, perhaps, in Italy, and least so in France.
In England it has been steadily making way, though
retarded by the insular indifierence to the currents of
foreign thought which has eminently marked our dominant
school. Alongside of the influence thus exerted, a general
distaste for the " orthodox " system has been spontaneously
growing, partly from a suspicion that its method was
unsound, and partly from a profound dissatisfaction with
the practice it inspired, and the detected hollowness of the
" ilanchester " policy of mere laissez faire. Hence every-
where a mode of thinking and a species of research have
shown themselves, and come into favour, which are in
harmony with the systematic conceptions of the historical
economists. Thus a dualism has established itself in the
economic world, a younger school advancing towards pre-
dominance, whilst the old school still defends its position,
though its adherents tend more and more to modify their
attitude and to admit the value of the new lights.
Italy. — It is to be regretted that very little is knowa
in England of the writings of the recent Italian eco-
nomists. Luigi Cossa's Guida, which was translated at
the suggestion of Jevons, has given us some notion of tha
character and importance of their labours. The urgency
of questions of finance in Italy since its political renas-
cence has turned their researches for the most part into
practical channels, and they have produced numerous
monographs on statistical and administrative questions.
But they have also dealt ably with the general doctrines
of the science. Cossa pronounces Angelo Messedaglia
(b. 1820), professor at Padua, to be the foremost of contem-
porary Italian economists; he has written on public loans
(185()) and on population (1858), and is regarded as a
master of the subjects of money and credit. His pupil
Fedele Lampertico (b. 1833) is author of many writings,
among which the most systematic and. complete is his
Economia del popoli e degli stati (1874-1880). Marco
Minghetti, distinguished as a minister, is author, besides
other writings, of Economia pubblica e le sue attinenze colla
morale e col diritlo (1859). , Luigi Luzzati, also known as
an able administrator, has by several publications sought
to prepare the way for reforms. The Sicilians Vito Cusu-
POLITICAL ECONOMY
395
mano and Giuseppe Ricca Salerno have produced excellent
works : — the former on the history of political economy in
tie Middle Ages (1876), and the economic schools of Ger-
many in their relation to the social question (1875); the
latter on the theories of capital, wages, and public loans
(1877-8-9)< Cossa, to whom we are indebted for most of
these particulars, is himself author of several works which
have established for him a high reputation, as his Scierua
delle Finance (JS75 ; 3d ed., 1882), and bis Primi Ek-
menti di EcoHomia Polilica (1875; 4th ed., 1878), which
latter has been translated into several European languages.
Of greater interest than such an imperfect catalogue
of writers is the fact of the appearance in Italy of the
economic dualism to which wc have referred as character-
izing our time. There also the two schools — the old or
80-called orthodox and the new or historical — with their
respective modified forms, are found face to face. Cossa
tells us that the instructors *f the younger economists
in northern Italy were publicly denounced in 187-1 as
Germanists, socialists, and corrupters of the Italian youth.
In reply to this charge Luzzati, Lampertico, and Scialoja
convoked in Milan the first congress of economists (1875)
with the object of proclaiming their resistance to the
idea which was sought to be imposed on them " that the
science was born and died with Adam Smith and his com-
mentators." M. do Laveleye's interesting Leilres d' Italit
(1878-79) throw light on the state of economic studies in
that country in still more recent years. Minghetti, pro-
siding at the banquet at which M. de Laveleye was
entertained By his Italian brethren, spoke of the " two
tendencies " which had manifested themselves, and implied
his own inclination to the new views. Carlo Ferraris, a
pupil of Wagner, follows the same direction. Formal
expositions and defences of the historical method have
been produced by Schiattarella (Del metodo in Economia
Sociale, 1875) and Cognetti de Martiis {Delia attineme tra
I' Economia Sociale e la Storia, 1865). A large measure
of acceptance has also been given to the historical method
in learned and judicious monographs by Ricca Salerno
{see especially his essay Del metodo in Econ. Pol., 1878).
Luzzati and Forti for some time edited a periodical, the
Giomale degli Economisti, which was the organ of the
new school, but which, we gather from Cossa, has ceased
to appear. Cossa himself, whilst refusing his adhesion to
this school on the ground that it reduces political economy
to a mere narrative of facts, — an observation which, wo
must bo permitted to say, betrays an entire misconception
of its true principles, — admits that it has been most useful
in several ways, and especially as having given the signal
for a salutary, though, as he thinks, an excessive, reaction
against the doctrinaire exaggerations of the older theorists.
FraTice. — In France the historical school has not made
80 strong an impression, — partly, no doubt, because the
extreme doctrines of the Ricardian system never obtained
much hold there. It was by his recognition of its freedom
from those exaggerations that Jevons was led to declare
that " the truth is with the French school," whilst he pro-
nounced our English economists to have been " living in
a fool's paradise." National prejudice may also have con-
tributed to the result referred to, the ordinary Frenchman
being at present disposed to ask whether any good thing
can come out of Germany. But, as we have shown, the
philosophic doctrines on which the whole proceeding of the
historical school is founded were first enunciated Jjy a
great French thinker,' to whose splendid services most
of his fellow-countrymen are singularly dead. Perhaps
another determining cause is to be looked for in official
influences, which in France, by their action on the higher
education, impede the free movement of independent con-
viction. 06 waK seen notably in the temporary dclat they
gave on me wider philosophic stage to the shallow eclecti-
cism of Cousin. The tendency to the historical point of
view has appeared in France, as elsewhere ; but it has
shown itself not so much in modifying general doctrine as
in leading to a more careful study of the economic opioiona
and institutions of the past.
Much useful work has been done by Frenchmen (with whom
Belgians may here bo associated) in tho history of political economy,
regarded either aa a body of theory or as a system — or series of
systems — of policy. Blanqui's history (1837-38) is not, indeed,
entitled to a very high rank, but it was serviceable as a 6rst general
draught. That of \ illeneuve-Bargemont (1839) was also interest-
ing and useful, as presenting the (Catholic view of the development
and tendencies of the science. C. Perin's Les doctrines (conomiquM
dcpuis nn siicle (1880) is written from the same jxiint of view. A
number of valuable monographs on particular statesmen or thinkers
has also been produced by Frenchmen, — as, for example, that of A.
Batbie, on Tiirgot {Turgol Philosophe,Economistc, elJ dminisCrateur,
1861) ; of Pierre Clement on Colbert (Histoire de Colbert et de son
J d ministration, 2d. ed., 1875); of H. Bnudrillart on Bodin (J. Bodin
et son Temps; Tableau des Theories politiques et des Idies (conomiquet
ail IC siecle, 1853) ; of L. de Lavergne on the physiocrats (ia
£conomiates Franfais du 18' siecle, 1870). Works, too, of real im-
portance have been produced on particular aspects of the industrial
development, as those of Leonce de Lavergne on tlie rural economy
of France (1857), and of England, Scotland, and Ireland (1854).
The treatise of ilmile de Laveleye, De la Propriety et de scs formes I.aT*
primitives (1874 ; Eng. trans, by G. R. Marriott, 1878), is specially '>^> '-
worthy of notice, not merely for its array of facts respecting the
early forms of property, but because it co-operates strongly with the
tendency of the new school to regard eacn stage of economic life
from the relative point of view, as resulting fronj an historic past,
harmonizing with the entire body of contemporary social conditions,
and bearing in its bosom the germs of a future, predetermined in its
essential character, though modifiable in its secondary dispositions.
M. de Laveleye has done much to call attention to the general
principles of the historical school, acting in this way most usefully
as an interpreter between Germany and France. But he appears
in his most recent manifesto (Xm Zois naturelles et I'ohjet de
l iconomie Politique, 1883) to senarate himself from the best
members of that school, and to fall into positive error, when 'he
refuses to economics the character of a true science (or department
of a science) as distinguished from an art, and denies the existence
of economic laws or tendencies independent of individual wills.
Such a denial seems to involve that ol social laws generally, which
is a singularly retrograde attitude for a thinker of our time to take
up, and one which cannot be excused since tho appearance of tlifc
Philosophic Positive. Tho use of the metaphysical phrase "neces-
sary laws " obscures the qviestion ; it suffices to speak of laws
which do in fact prevail. M. de Laveleye relies on morals 8»
supplying a parallel case, where wo deal, not with natural laws, but
with "imperative prescriptions," as if these prescriptions did not
imply, as their basis, observed coexistences and sequences, and as
if there were no such thing as moral evolution. Ho seems to bo aa
far from the right point of view in one direction as his opponents
of the old school in another. All that his arguments have really
any tendency to prove is tho proposition, undoubtedly a true one,
that economic facts cannot bo explained by a theory which leaves
out of account tho other social aspects, and therefore that our
studies and expositions of economic pheuojnena must be kept in
close relation with the conclusions of tlio larger science of society.
We cannot do more than notice in a general way some of tho
expository treatises of which there has been an almost continuous
scries from tho time of Say downwards, or indeed from tlio date of
Germain Garnier's Abreqi dcs Principes dc VJ^conomie Politique
(1796). That of Dostutt do Tracy forms a portion of his £UmcnU
d'Ideologie (1823). Droz brought out espicially the rehillons of
economics to morals and of wealth to human happiness {iMiiomi*
Politique, 1829). Pcllcgrino R6ssi,— on Italian, formed, however,
as an economist by studies in Switzerland, professing tho science
in Paris, and writing in. French (fours d'^conomie Politique,
1838-54),— gave in classic form nn, exposition of the doctrines of
Say, Malthus, and Ricardo. Jliohel Chevalier (I806-187P), specially
known in England by his tract, translated by Cobden, on the fall in
the value of gold (La Baisse d'Or, 1858), gives in his Covrs d'£eo-
noniie Politique (1845-50).particularly valuable matter on the most
recent industrial phenomena, and on niomy and the proiluction'ol
tho precious metals. ' Henri Baudrillart, niithor of Les KapjKnls d»
la troml'clde I'Sconomie Politique (1860, 2d C.I., 1883), and of
Histoire du Luxe (1878), published in 1857 a Manuel d\i!conomit
PoliCiijue (3d od., 1872), wnicli Cossa calls an "admirable compon>
dium." io%o\'\\Gtirnu'r(TrnitideV Eeonomie Politique, I860.8tJied.,
1880) in some respects follows Dunoyer. J. G. CourcelloSoneui),
tho translatorof f. S. Mill, whbm I'mf. F. A. 'Wnlker calls " pcrhtins
tho ablest economist writing in the I'rincU language since J. B
396
POLITICAL ECONOMY
Say," besides a Traiti (hiorique el pratique dcs opiralions de Banque
and Thiorie des Enterprises Indxistrielhs (1856), wrote a Traite
de T^conomie Politique (1858-59), which is held in much esteem.
Finally, the Genevese, Antoine Elise Cherbuliez (d. 1869) was author
of what Cossa pronounces to be the best treatise on the science in
the French language {Pricis de la Science £conomique, 1862). L.
Walras, in£limcnts d' £conomie Politique pwre (1874-77), and Thiorie
Mathiniatique de la Eichesse Sociale (1883), has followed the ex-
ample of Cournot in attempting a mathematical treatment of the
subject.
England. — Sacrificing the strict chronological order of
the history of economics to deeper considerations, we
have already spoken of Cairnes, describing him as the last
original English writer who was an adherent of the old
school pure and simple. Both in method and doctrine he
was essentially Ricardian ; thbugh professing and really
feeling profound respect for Mill, he was disposed to go
behind him and attach himself rather to theit common
master. Mr Sidgwick is doubtless right in believing that
hia Leading Principles did much to shake " the unique
prestige which Mill's exposition had enjoyed for nearly
half a generation," and in this, as in some other ways,
Cairnes may have been a dissolving force, and tended
towards radical change ; but, if he exercised this influence,
he did so unconsciously and involuntarily. Many influ-
ences had, however, for some time been silently sapping
the foundations of the old system. The students of
Comte had seen that its method was an erroneous one.
The elevated moral teaching of Carlyle had disgusted the
best minds with the low maxims of the Manchester school.
Ruskin had not merely protested against the egoistic spirit
of the prevalent doctrine, but had pointed to some of its
real weaknesses as a scientific theory.^ It began to be
felt, and even its warmest partisans sometimes admitted,
that it had done all the work, mainly a destructive one, of
.which it was capable. Cairnes himself declared that,
iWhilst most educated people believed it doomed to sterility
for the future, some energetic minds thought it likely to
be a positive obstruction in the way of useful reform.
Miss Martineau, who had in earlier life been a thorough
Ricardian, came to think that political economy, as it had
been elaborated by her contemporaries, was, strictly speak-
ing, no science at all, and must undergo such essential
change that future generations would owe little to it
beyond the establishment of the existence of general laws
in one department of human aSairs. The instinctive
repugnance of the working classes had continued, in spite
of the eS"orts of their superiors to recommend its lessons
to them — efforts which were perhaps not unfrequently
dictated rather by class interest than by public spirit.
AU the symptoms boded impending change, but they
were visible rather in general literature and in the atmo-
sphere of social opinion than within the economic circle.
But when it became known that a great movement had
taken place, especially in Germany, on new and more
hopeful lines, the English economists themselves began to
recognize the necessity of a reform and even to further its
ftdvent. The principal agencies of this kind, in marshal-
ling the way to a renovation of the science, have been
those of Bagehot, Leslie, and Jevons, — the first limiting
the sphere of the dominant system, while seeking to con-
serve it within narrower bounds ; the second directly
assailing it and setting up the new method as the rival
and destined successor of the old ; and the third acknow-
ledging the collapse of the hitherto reigning dynasty,
proclaiming the necessity of an altered regime, and admit-
ting the younger claimant as joint possessor in the future.
Thus, in England too, the dualism which exists on the
Continent has been established; and there is reason to"
' Tie remarkable book Money and Morals, by John Lalor, 1852,
■was -aritten partly under the influence of Carlyle. There is a good
monograph enWWci John Ruskin, Economist, by P. Geddes, 1884.
expect that here more speedily and decisively than in
France or Italy the historical school will displace its
antagonist. It is certainly in England next after Germany
that the preaching of the new views has been moat
vigorously and effectively begun.
Walter Bagehot (1826-1877) was author of an excellent
work on the English money market and the circumstances
which have determined its peculiar character {Lombard
Street, 1873; 7th ed., 1878), and of several monographs
on particular monetary questions, which his practical ex-
perience, combined with his scientific habits of thought,
eminently fitted hita to handle. On the general prin-
ciples of economics he wrote some highly importai^; essays
collected in Economic Studies (edited by R. H. Button,
1880), the object of which was to show that the tradi-
tional system of political economy — the system of Ricardo
and J. S. Mill — rested on certain fundamental assump-
tions, which, instead of being universally true in fact,'
were only realized within very narrow limits of time
and space. Instead of being applicable to all states of
society, it holds only in relation to those " in which com-
merce has largely developed, and where it has taken the
form of development, or something like the form, which it
has taken Id England." It is "the science of business
such as business is in large and. trading communities— an
analysis of the great commerce by which England has
become rich." But more than this it is not; it will not
explain the economic life of earlier times, nor even of
other communities in our own time; and for the latter
reason it has remained insular ; it has never been fully
accepted in other countries as it has been at home. It is,
in fact, a sort of ready reckoner, enabling us to calculate
roughly what will happen under given conditions ia
Lombard Street, on the Stock Exchange, and in the great
markets of the world. It is a " convenient series of
deductions from assumed axioms which are never quite
true, which in many times and countries would be utterly
untrue, but which are sufficiently near to the principal
conditions of the modern " English " world to make it use-
ful to consider them by themselves."
Mill and Cairnes had already shown that the scienca
they taught was a hypothetic one, in the sense that it
dealt not with real but with imaginary men — " economic
men " who were conceived as simply " money-making
animals." But Bagehot went further: he showed what
those writers, though they may have indicated, had not
clearly brought out,- that the world in which these men
were supposed to act is also '' a very limited and peculiar
world." 'What marks off this special world, he tells us, is
the promptness of transfer of capital and labour from one
employment to another, as determined by differences in
the remuneration of those several employments — a prompt-
ness, about the actual existence of which in the contempor-
ary English world he fluctuates a good deal, but which on
the whole he recognizes as substantially realized.
Bagehot described himself as " the last man of the ante-
Mill period," having learned his economics from Ricardo;
and the latter writer he appears to have to the end greatly
over-estimated. But he lived long enough to gain some
knowledge of the historical method, and with it he had
"no quarrel, but rather much sympathy." "Rightly
conceived," he said, " it is no rival to the abstract method
rightly conceived." We will not stop to criticize a second
time the term " abstract method " here applied to that of
the old school, or to insist on the truth that all science is
necessarily abstract, the only question that can arise being
as to the just degree of abstraction, or, in general, as to the
right constitution of the relation between the abstract and
^ Jones, whose writings were apparently unknown to Bagelipt, bad,
as we have seen, in some degree anticipated him iu tbis exposition.
POLITICAL ECONOI\IY
397
the concrete. It is more apposite to remark that Eagehot's
view of the reconciliatioQ of the two methods is quite
different from that of most " orthodox " economists. They
commonly treat the historical method with a sort of
patronizing toleration as aSordiog useful exemplifications
or illustrations of their theorems. But, according to him,
the two methods are applicable in quite different fields. .
For what he calls the " abstract " method he reserves the
narrow, but most immediately interesting, province of
modern advanced industrial life, and hands over to the
historical the economic phenomena of all the human past
and all the rest • of the human present. Ho himself
exhibits much capacity for such historical research, and in
particular has thrown real light on the less-noticed econo-
mic and social effects of the institution of money, and on
the creation of capital ip the earlier stages of society.
But his principal efficacy has been in reducing, by the
considerations we have mentioned, still further than his
pVedec'essors had done, our conceptions of the work which
the « priori methocj can do. He in fact dispelled the idea
that it can ever supply the branch of general sociology
which deals with wealth. As to the relations of economics
to .the other sides of sociology, he holds that the
" abstract " science rightly ignores them. It does not
consider the differences of human wants, or the social
results of their several gratifications, except so far as these
affect the production of wealth. In its view. " a pot of
beer' and a picture — a book of religion and a pack of
cards — are equally worthy of regard." It therefore leaves
the ground open for a science which will, on the one hand,
study wealth as a social fact in all its successive forms
and phases, and, on the other, will regard it in its true
light as an instrument for the conservation and evolution
— moral as well as material — of human societies.
Thiough it will involve a slight digression, it is desirable here to
noUce a further attenuation of the functions of the deductive
method, which is well pointed out in Mr Sidgwick's recent remark-
able work on political economy.' He observes that, whilst J. S.
Mill declares that the method a priori is the true metliod of the
science, and that " it has been so understood and taught by all its
inost distinguished teachers," he yet himself in the treatment of
,>rodnciion followed an inductive method (or at least one essentially
ililferent from the deductive), obtaining his results by "merely
analysing and systematizing our common empirical knowledge of
the facts of industry." To explain this characteristic inconsistency,
Mr Sidgwick suggests that Mill, in making his general statement
as to method, had in contemplation only the statics of distribution
diid exchange. And in this latter field Mr Sidgwick holds that
the a priori method, if it be pursued with caution, it the .simpli-
fied premises be well devised and the conclusions ■" modificl by a
rough conjectural allowance" for the elements omitted in the pre-
mises, is not, for the case of a developed industrial society,
"essentially false or misleading." Its conclusions are hypotheti-
cally valid, though "its utility as a means of interpreting and
explaining concrete facts depends on its being used with as full a
knowledge as possible of the results of observation and induction."
We do not think this statement need be objected to, though wo
should prefer to regard deduction from hypothesis as a useful
occasional logical artifice, and, as such, perfectly legitimate in
this as in other fields of inquiry, rather than as the moin form of
method in any department of cr.onoinics. Mr Sidgwick, by his
limitation of deduction in distributional questions to "a state of
things taken as the type to which civilized society generally
anproximates," seems to agree with Bagehot that for times and
places which do not correspond to this type kho historiciil
method must bo used — a metnod wHich, bo it observed, does not
exolude, but positively implies, "reflective analysis" of the facts,
(nd their interpretation from "the motives of human agents " as
well as from other determining conditions. In "the dyuamii-nl
»tudy of wealth — of the changes in its distribution no less than its
production — Mr Sidgwick ailniits that the method a priori " cnn
occupy but a very subordinate place." Wo should sny that hero
also, though to a kss extent, as a logical artifice it may .sometimes
he useful, though the hypotheses assumed ought not tn he the same
that are adapted to a mature iodustrial stage. But the essential
organ must bo the historical methqd, studying comparatively the
dillcrent phases of social evolution.
Connected with the theory of modern industry is one
subject which Bagehot treated, though only in an incidental
way, much more satisfactorily than his predecessors, —
namely, the function of the entrepreneur, who in Mill and
Cairnes is scarcely recognized except as the owner of
capital. It is quite singular how little, in the Leading
Principles of the latter, his active co-operation is taken
into account. Bagehot objects to the phrase " wages of
superintendence," commonly used to express his " reward,"
as suggesting altogether erroneous ideas of the nature of
his work, and well describes the large and varied range
of his activity and usefulness, -and the rare combination
of gifts and acquirements which go to make up the per-
fection of his equipment. It can scarcely be doubted that
a foregone conclusion in favour of the system of (so-called)
cooperation has sometimes led economists to keep these
important considerations in the background. _ They have
been brought into due prominence of late in the treatises
of Profs. Marshall and F. A. Walker, who, however, have
scarcely made clear, and certainly have not justified, the
principle on which the amount of the remuneration of the
entrepreneur is determined.
We have seen that Jones had in his dogmatic teaching
anticipated in some degree the attitude of the new school ;
important works had also been produced, notably by
Thomas Tooke and William Newmarch {History of Prices,
1838-1857), and by James E. Thorold Eogers {History oj
Agnndture and Prices in England, 1866-o2), on the course
of English economic history. But the first systematic
statement by an English writdr of the philosophic founda-
tion of the historical method, as the appropriate organ of
economic research, is to be .found in an essay by T. E.
Cliffe Leslie (printed in the Dublin University periodical,
Hermaihena, 1876; since included in his Essays Moral
and Political, 1879). This essay wag the most important
publication on the logical aspect of economic science- which
had appeared since Mill's essay in his Unsettled Questions.
Though Cairnes had expanded and illustrated tlie views
of Mill, he had really added little to their substance.
Leslie takes up a position directly opposed to theirs. _ He
criticizes with much force and verve the principles and
practice of the " orthodox " school. Those who are
acquainted with what has been written on this subject by
Knies and other Germans will appreciate the freshness
and originality of Leslie's treatment. He'points out the
loose and vague character of the principle to which the
classical economists profess to, trace back all the pheno-
mena with which they deal— namely, the " desire of
wealth." This phrase really stands for a variety of wants,
desires, and sentiments, widely different in their nature
and economic effects, and undergoing important changes
(as, indeed, the component elements of wealth itself also
do) in the several successive stages of the social move-
ment, The truth is that there are many different economic
motors, altruistic as well as egoistic ; and they cannot all
be lumped together by such a coarse generalization. The
a priori and purely dcluctivo method cannot yield an
explanation of the cau.scs which regulate cither the nature
or the amount of wealth, nor of the varieties of distribu-
tion in different social systems, as, for example, in those
of France and England. " The whole economy of every
nation is the result of a long evolution in which there
has been both continuity and change, and of which the
economical side is only a particular aspect. And the laws
of which it is the result must be sought in history and' 'the
general laws of society and .social evolution." 'The intel-
lectual, moral, legal, political, and economic sides of social
progress arc indissolubly connected. Thu.s, juridical facts
relating to ])roperty, occupation, and trade,, thrown' up by
the social movement, are also economic facta. And, moro
generally, ",the ieconomic condition of English '•"' or any
398
r O L I T I C A L ECONOMY
otlicr "society at this day is the. outcome of the entire
movement which has evolved the political constitution, the
strHcture of the family, the forms of religion, the learned
professions, the arts and sciences, the state of agriculture,
manufactures, and commerce." To understand existing
economic relations we must trace their historical evolution ;
and " the philosophical method of political economy must
be one which expounds that evolution." This essay was
the most distinct chiUenge ever addressed to the ideas of
the old school on method, and, though its conclusions have
been protested against, the arguments on which they are
founded have never been answered.
With respect to the dogmatic generalizations of the
" orthodox " economics, Leslie thought some of them were
false, and all of them required careful limitation. Early
in his career he had shown the hollowness of the wage-
fund theory, though he was not the first to repudiate it.'
The doctrine of an average rate of wages and an average
rate of profits he rejected except under the restrictions
stated by Adam Smith, which imply a "small and
stationary world of trade." He thought the glib assump-
tion of an average rate of wages, as well as of a wage-
fund, had done much harm ." by hiding the real rates of
wages, the real causes which govern them, and the real
sources from which wages proceed." The facts, which he
laboriously collected, he found to be everywhere against
the theory. In every country there is really " a great
number of rates ; and the real problem is, What are the
causes which produce these diflEerent rates ?" As to profits,
he denies that there are any means of knowing the gains
and prospects of all the investments of capital, and
declares it to be a mere fiction that any capitalist surveys
the whole field. Bagehot, as we saw, gave up the doctrine
of a national level of wages and profits except in the
peculiar case of an industrial society of the contemporary
English type ; Leslie denies it even for such a society.
With this doctrine, that of cost of production as determin-
ing price collapses, and the principle emerges that it is
not cost of production, but demand and supply, on which
domestip, no less than international, values depend, — '
though this formula will require much interpretation
before it can be used safely and with advantage. Thus
Leslie extends to the whole of the national industry the
partial negation bf the older dogma introduced by Cairnes
through the idea of non-competing groups. He does not,
of course, dispute the real operation of cost of production
on price in the limited area within which rates of profit
and wages are determinate and known ; but he maintains
that its action on the large scale is too remote and
uncertain to justify our treating it as regulator of price.
Now, if this be so, the entire edifice which Kicardo reared
on the basis of the identity of cost of production and price,
with its apparent but unreal simplicity, symmetry,' and
completeness, disappears; and the ground is cleared for
the new structure which must take its place. Leslie pre-
dicts that, if political economy, under that name, does not
bend itself to the task of rearing such a structure, the office
will speedily be taken out of its hands by sociology.
Leslie was a successful student of several special
economic subjects — of agricultural economy, of taxation,
of the distribution of the precious metals and the history
of prices, and, as has been indicated, of the movements of
wages. But it is in relation to the method and funda-
mental doctrines of the science that he did the most
•' Tliat service was du6 to F. D. Longe {Re/iUatimi o/the Wage-
Fund Theory of Modem Political Ecmomy, 1866). Leslie's treat-
ment of the subject was contained in an article of Fraser's Magazine
for July 1868, reprinted as an appendix to his Land-Syslems and
Industrial Economy of Ireland, England, and ConliTiental Countries.
1870.
important, because the most opportune and needful work.
And, though his course was closed too early for th&
interests of knowledge, and much of what he produced
was merely occasional and fragmentary, his services will
be found to have been greater than those of many whof
have left behind them more systematic, elaborate, and
pretentious writings.
One of the most original of recent English writers oi\
political economy was W. Stanley Jevons (1835-1882),
The combination which he presented of a predilection anc^
aptitude for exact statistical inquiry with sagacity'and
ingenuity in the interpretation of the results wais sucTi a^
might remind us of Petty. He tended strongly to Ijrina
economics into close relation with physical science. He
made a marked impression' on the public mind by hia
attempt to take stock of our resources in the article of
coal. His idea of a relation between the recurrences of
commercial crises and the period of the sun-spots gave
evidence of a fertile and bold scientific imagination, though
he cannot be said to have succeeded in establishing such
a relation. He was author of an excellent treatise on
Money and the Mechanism of Exchange (1875), and of
various essays on currency and finance, which have been
collected since his death, and contain vigorous discussions
on subjects of this nature, as on bimetallism (with a de-
cided tendency in favour of the single gold standard), and
several valuable suggestions, as with respect to the most
perfect system of currency, domestic and international, and
in particular the extension of the paper currency in England
to smaller amounts. He proposed in other writings
(collected in Methods of Social Reform, 1883) a variety of
measures, only partly economic in their character, directed
especially to the elevation of the working «lasses, one of
the most important being in relation to the conditions of
the labour of married women in factories. This was one
of several instances in which he repudiated the laissez faire
principle, which indeed, in his book on The State in Relation
to Labour (1882), he refuted in the clearest and most con-
vincing way, without changing the position he had alwaj's
maintained as an advocate of free trade. Towards the end
of his career, whicTi was prematurely terminated, he was
more and more throwing oflF " the incubus of metaphysical
ideas and expressions" which still impeded the recognition
or confused the appreciation of social facts. ' He was, in his
own words, ever more distinctly coming to the conclusion
"that the only hope of attaining a true system of economics
is to fling aside, once and for ever, the mazy and prepos-
terous assumptions of the Ricardian school." With respect
to method, though he declares it to be his aim to "investi-
gate inductively the intricate phenomena of trade and
industry," his views had not perhaps assumed a definitive
shape. The editor of some of his remains declines to under-
take the determination of his exact position with respect to
the historical school. The fullest indications we possess on
that subject are to be found in a lecture of 1876, On tlie
Future of Political Economy. He saw the impoi-tance and
•necessity in economics of historical investigation, a line of
study which he himself was led by native bent to prose-
cute in some directions.- Bat he scarcely ' apprehended
the full meaning of what is called the historical method,
which he erroneously contrasted with the "theoretical,"
and apparently supposed to be concerned with verifying
and illustrating certain abstract doctrines resting on in°
dependent^ bases. Hence, whilst he declared himself in
favour of " thorough reform and reconstruction," he sought
to preserve the a piiori mode of proceeding alongside of,
and concurrently with, the historical. Political economy,
in fact, he thought was breaking up- and falling into
several, probably into many, difi'erent branches of inquiry,
promment amongst which would be the "theory-" as it
POLITICAL EC0N0 3IY
399
had descended from his best predecessors, especially those
of the French school, whilst another '.vould be the " historical
study," as it was followed in England by Jones, Rogers,
and others, and as it had been proclaimed in general
princi[)le by his contemporary Clifle Leslie.', This was one
of those eclectic views which have no permanent validity,
but are u.spful in facilitating a transition. The two methods
I'witl doubtless for a time coexist, but the historical will
inevitably supplant its rjvaL What Jevons meant as the
l" theory" he wished to treat by mathematical methods
(see his Theory of Political Economy, 1871 ; 2nd ed., -1879).
Thi.s project had, as we have seen, been entertained and
partially carried into effect by others before him, though
he unduly multiplies the number of such earlier essays
when, for example, he mentions Ricardo and J. S. Irlill as
■writing mathematically because they sometimes illustrated
the meaning of their propositions by dealing 'with definite
arithmetical quantities. Such illustrations, of which a
specimen is supplied by Mill's treatment of the subject of
international trade, have really nothing to do with the use
of mathematics as an instrument for economic research,
or even for the co-ordination of economic truths. We have
already, in speaking of Cournot, explained why, as it seems
to us, the application of mathematics in the higher sense
to economics must necessarily fail, and we do not think
that it succeeded in Jeyons's hands. His conception of
"final utility" is ingeniou.s, but we cannot regard it as
either "positive" or- fruitful. He offers as a valuable
result of mathematical investigation the theorem that in
every case of exchange the quantity of each of the articles
concerned multiplied by its utility is the same. But
what is the unit of utility! If we cannot look for some-
thing more tangible — not to say more serviceable — than
this, there is not much encouragement to pursue such re
searches, which will in fact never be anything more than
academic playthings, and which involve the very real evil
of restoring the metaphysical entities previously discarded.
The reputation of Jevons as an acute and vigorous thinker,
inspired with noble popular sympathies, is sufficiently
established. But the attempt to represent him, in spite of
himself, as a follower and continuator of Ricardo, and as
one of the principal authors of the development of economic
theory (meaning by " theory " the old a prion doctrine)
can only lower him in estimation by placing his services
on grounds which will not bear criticism. His name will
survive in connexion, not with new theoretical con-
structions, but with his treatment of practical problems,
bis fresh and lively expo.sitions, and, as we have shown, his
energetic tendency to a renovation of economic method.
Arnold Toynbee (1852-1883), who left behind him a
beautiful memory, filled as he was with the love of truth
and an ardent and active zeal for the public good, was
author of some fragmentary or unfinished pieces, which yet
well deserve attention both for their intrinsic merit and
aa indicating the present drift of all the highest natures,
especially amongst our younger men, in the treatment of
economic questions. He had a belief in the organizing
power of democracy which it is not easy to share, and some
strange ideas due to youthful enthusiasm, such as, for ex-
ample, that Mazzini is " the true teacher of our age ;" and
he fluctuates considerably in his opinion of the Ricardian
political economy, in one jdaco declaring it to bo a detected
"intellectual imposture," whilst elsewhere, apparently
under the influence of Bagehot, he speaks of it aa having been
in recent times " only corrected, re-stated, and put into the
proper ralation to the science of life," meaning apparently,
jby this last, general sociology. He saw, however, that our
great help in the future must come, as much had already
come, from the historical method, to which in his own
researches he gave preponderant .weight. Its true
character, too, he understood better than many even of
those who have commended it; for he perceived that it not
only explains the action of special local or temporary con-
ditions on economic phenomena, but seeks by comparing
the stages of social development in different countries and
times to "discover laws of universal application." H, as
we are told, there exists at Oxford a rising group of men
who occupy a position in regard to economic thought sub-
stantially identical with that of Toynbee, the fact is one of
good omen for the future of the science.
It is no part of our plan to pass judgment on the works of
contemporary English authors, — a judgment which could not
in general be final, ami which would be subject to the imputa-
tion of bias in a greater degree than estimates of living writers in
foreign countries. But, for the information of the student, some
opinions may be expressed which scarcely any competent person
would dispute. The best brief exposition of political economy,
substantially in accordance with JliU's treatise, is to be found iu
Fawcett's Manual (6th ed., 1884). But those who admit in part tlia
claims of the new school will prefer Mr and Mrs Marshall's Ecanomia
of IndVyStry (2ded., 1881). Better, in some respects, than either is
the Political Economy oi the American professor, Francis A. Walker
(1883), whose special treatises on Money and on the Ifagei Question
may also be recommended. Other meritorious works are J. E. T.
Rogers's Manual of Political Economy, 1870; John Macdonnell's
Survey of Political Economy, 1871 ; and John L. ShaiweM'a System
of Political Economy, 1877. Prof. W. E. Uearn'B Plulology{lS64)
contains one of the ablest extant treatments of the subject of pro-
duction. Mr Gosclien's is the best work on the foreign exchanges
(lOtli ed. , 1879). Mr Macleod, though his gcncral'economie scheme
has met with no acceptance, is recognized as; supplying much that
is useful on the subject of banking. Prof. Rogers's Six Centuries
of Work and Wages (1884) is the most trustworthy book on the
economic history of England during the period with which }ia
deals. W. Cunningham's Growth of English Industry and Com-
merce, 1882, is instructive on the mercantile system. Dr W.
Neilson Hancock has shown in a multitude of papers a most exten-
sive and accurate knowledge of the social economy of Ireland.
Ou American political economy the reader will consult with
advantage an article in the Fortnightly Peview for September, 1880,
by Clifte Leslie, which was written after the publication of hia
collected essays. We can only mention some of the best-known
works (besides those of F. A. Walker) produced in the United
States. Amongst them arc E. Vcshine SmUh's Manual of Polilicat
Economy, 1853 ; Francis Bowen's American -Political Economy,
1870 ; Amasa AValker's Science of Wealth, 1867 ; A. L. Perry's
Elements of Political Economy, 1866 (the two former writers are
protectionist, .tliS two latter free-traders ; Perry is a disciple of
Bnsfiat). Tho principal works on American economic history
are those of A. S. Bolles, entitled Industrial History of the Vnitct
States, and Financial History of the United Stales, 1774-1789,
1879.
We cannot here overlook a work like that of llr Sidg«ivk
(1883), to which wo have already rcfcrftsd on a special point.
It is impossible not to respect and admire tho conscientious and
penetrating criticism which he applies to the a priori system of
economics in its most mature form. But it is open to question
whether the task was wisely undertaken; It cannot bo permanently
our business to go on amending and limiting tho Ricardian
doctrines, and asking by what special intcrpietations of phrases or
additional qualifications they may still be admitted as having a
certain value. Tho time for a new construction has arrived ;
and it is to this, or at least to tho study of its conditions, that
competent thinkers with the due scientific preparation should
now devote themselves. It is to be feared tnat Mr Sidgwick's
treatise, instead of, as ho hopes, " eliminating unnecessary
controversy," will tend to revive tho' stiriles contestations and
oiseiises disputes de mots, which Comto censured in tho earlier
economists. It is interesting to observo that the part of tho work
which is, and has been recognized as, tho most valuable is that in
whiclT, shaking off tho fictions of, tho old school, ho examines
independently by the light of observation and analysis tho (juestion
of tho industrial action of Governments.
Lot us briefly consider in conclnsiun, by the light of the
preceding historical survey, what ajipcar to be the steps in
the direction of a renovation of economic science which are
now at once practicable and urgent.
I. Economic iuvestigation has hitherto fallen for the
most part .into tho hands of lawyers and men of letters,
not into those of a genuinely scientific class. Nor have
its cultivators in general bad that sound preparation in the
400
POLITICAL ECONOIilY
sciences of inorganic and vital nature which is necessary
whether as supplying bases of doctrine or as furnishing
lessons of method. Their education has usually been of a
metaphysical kind. Hence political economy has retained
much of the form and spirit which belonged to it in the 17th
and 18th centuries, instead of advancing with the times,
and assuming a truly positive character. It is homogene-
ous with the school logic, with the abstract unhistorical
jurisprudence, with the a priori ethics and politics, and
other similar antiquated systems of thought ; and it will be
found that those who insist most strongly on the mainten-
ance of its traditional character have derived their habitual
mental pabulum from those regions of obsolete speculation.
We can thus understand the attitude of true men of science
towards this branch of study, which they regard with ill-
disguised contempt, and to whose professors they either re-
fuse or very reluctantly concede a place in their brotherhood.
The radical vice of this unscientific character of political
economy seems to lie in the too individual and subjective
aspect under which it has been treated. Wealth having
been conceived as what satisfies desires, the definitely
determinable qualities possessed by some objects of supply-
ing physical energy, and improving the physiological con-
stitution, are left out of account. Everything is gauged by
the standard of subjective notions and desires. All desires
are viewed as equally legitimate, and all that satisfies pur
desires as equally wealth. Value being regarded as the
fesult of a purely mental appreciation, the social value of
things in the sense of their objective utility, which is
often scientifically measurable, is passed over, and ratio of
Exchange is exclusively considered. The truth is, that at
the bottom of all economic investigation must lie the idea
of the destination of wealth for the maintenance and
Evolution of a society. And, if we overlook this, our
economics will become a play of logic or a manual for Ahe
market, rather than a contribution to social science ; whilst
wearing an air of completeness, it will be in truth one-sided
and superficial. Economic science is something far larger
than the catallactics to which some have wished to reduce
it. A special merit of the physiocrats seems to have lain in
their vague perception of the close relation of their study
to that of external nature; and, so far, we must recur to
their point of view, basing our economics on physics and
biology as developed in our own time. Further, the science
must be cleared of all the theologico-metaphysical elements
or tendencies which still encumber and deform it. Teleology
and optimism on the one hand, and the jargon of "natural
liberty " and " indefeasible rights " on the other, must be
finally abandoned.
Nor can "we assume as universal premises, from which
economic truths can be deductively derived, the con-
venient formulas which have been habitually employed,
such as that all men desire wealth and dislike exertion.
These vague propositions, which profess to anticipate and
supersede social experience, and which necessarily intro-
duce the absolute where relativity should reign, must be
laid aside. The laws of wealth (to reverse a phrase of
Buckle's) must be inferred from the facts of wealth, not
from the postulate of human selfishness. We must bend
purselves to a serious direct study of the way in which
society has actually addressed itself and now addresses
itself to its own conservation and evolution through the
supply of its material wants. What organs it has
developed for this purpose, how they operate, how they are
affected by the medium in which they act and by the co-
existent organs directed to other ends, how in their turn
they react on those latter, how they and their functions
are progressively modified in process of time — these
problems, whether statical or dynamical, aye all questions
of fact, as capable of being studied through observation
and history as the nature and progress of human language
or religion, or any other group of social phenomena. Suth
study will of course require a continued "reflective)
analysis " of the results of observation; and, whilst eliminat.
ing all premature assumptions, we shall use ascertained
truths respecting human nature as guides in the inquiry
and aids towards the interpretation of facts. And the
employment of deliberately instituted hypotheses will bo
legitimate, but only as an occasional logical artifice.
II. Economics must be constantly regarded as forming
only one department of the larger science of sociology, in
vital connexion with its other departments, and with the
moral synthesis which is the crown of the whole intellectual
system. We have already sufficiently explained the
philosophical grounds for the conclusion that the economic
phenomena of society cannot be isolated, except provision-
ally, from the rest, — that, in fact, all the primary social
elements should be habitually regarded with respect to their
mutual dependence and reciprocal actions. Especially must
we keep in view the high moral issues to which the eco-
nomic movement is subservient, and in the absence of which
it could never in any great degree attract the interest or fix
the attention either of eminent thinkers or of right-minded
men. The individual point of view will have to be sub-
ordinated to the social ; each agent will have to be regardad
as an organ of the' society to which he belongs and of the
larger society of the race. The consideration of interests,
as George Eliot has well said, nmst give place to that of
functions. The old doctrine of right, which lay.at the basis
of the system of "natural liberty," has done its temporary
work ; a doctrine of duty will have to be substituted, fixing
on positive grounds the nature of the social co-operation of
each class and each member of the community, and the rules
which must regulate its just and beneficial exercise.
Turning now from the question of the theoretic constitu-
tion of economics, and viewing the science with respect to
its influence on public policy, we need not at the present
day waste words in repudiating the idea that " non-govern..
ment " in the economic sphere is the normal order of things^
The laissez /aire doctrine, coming down, to us from the
system of natural liberty, was long the great watchword of
economic orthodoxy, and it had a special acceptance and
persistence in England, in consequence of the politicivl
struggle for the repeal of the corn laws, which made
economic discussion in this country turn almost altogethor
on free trade — a state of things which was continued ty
the effort to procure a modification of the protective poli(y
of foreign nations. But it has now for some time lost the
sacrosanct character with which it was formerly investcid.
This is a result not so much of scientific thought as of the
pressure of practical needs — a cause which has modified
the successive forms of economic opinion more than theorists
are willing to acknowledge. Social exigencies will force
the hands of statesmen, whatever their attachment to
abstract formulas ; and politicians have prastically turned
their backs on laissez /aire. The state has with excellent
effect prgceeded a considerable way in the direction of
controlling, for ends of social equity or public utility, the
operations of individual interest. The economists them-
selves have for the mqst part been converted on the question ;
amongst theorists Mr Herbert Spencer finds himself
almost a vox' damantis in deserto in protesting against what
he calls the " new slavery " of Governmental interference.
He will protest in vain, so far as he seeks to rehabilitate
the old absolute doctrine of the economic passivity of the
state. But it is certainly possible that even by virtue of the
force of the reaction against that doctrine there may be an
excessive or precipitate tendency in the opposite direction.
With the course of production or exchange considered in
itself there will probably be in England little disposition
P O L — P O L
401
xo meddle. But tlie dangers and inconveniences which
Arise from the unsettled condition of the world of labour will
doubtless from time to time here, as elsewhere, prompt to
premature attempts at regulation. Apart, however, from
"the removal of evils which threaten the public peace, and
from temporarjr palliations to ease off social pressure, the
right policy of the state in this sphere will for the present
be one of abstention. It is indeed certain that industrial
society will not permanently remain without a systematic
organization. The mere conflict of private interests wiU
never produce a well-ordered commonwealth of labour.
Freiheit ist keine L'Osung. Freedom is for society, as for
the individual, the necessary condition precedent of the
solution of practical problems, ■ both as allowing natural
forces to 'develop themselves and as exhibiting their
spontaneous tendencies ; but it is not in itself the solution.
Whilst, however, an organization of the industrial world
may with certainty be expected to arise in process of time,
it would be a great error to attempt to improvise one.
We are now in a period of transition. Our ruling powers
have still an equivocal character ; they are not in real
harmony with industrial life, and are in all respects
imperfectly imbued with the modern spirit. Besides, the
conditions of the new order are not yet suiEciently under-
stood. ^ The institutions of the future must- be founded on
Sentiments and habits, and these must be the slow growth
of thought and experience. The solution, indeed, must
be at all times largely a moral one ; it is the spiritual rather
than the temporal power that is the natural agency for
redressing or mitigating most of the evils associated with
industrial life.^ In fact, if there is a tendency — and we may
admit that such a tendency is real or imminent — to push the
■state towards an extension of the normal limits of its action
for the maintenance of social equity, this is doubtless in some
measure due to the fact that the growing dissidence' on
religious questions in the most advanced communities has
•weakened the authority of the churches, and deprived their
influence of social universality. What is now most urgent
is not legislative interference on any large scale with the
industrial relations, but the formation, in both the higher
and lower regions of the industrial world, of profound
convictions as to social duties, and some more effective
mode than at present exists of diffusing, maintaining, and
applying those convictions. This is a subject into which we
cannot enter here. But it may at least be said that the
only parties in contemporary public life which seem rightly
to conceive or adequately to appreciate the necessities of
the situation are those that aim, on the one hand, at the
restoration of the old spiritual power, or, on the other, at
tte fDrraation of a new one. And this leads to the con-
clusion that there is one sort of Governmental interference
which the advocates of laissez fairc have not always dis-
countenanced, and which yet, more than any other, tends
to j-irevent the gradual and peaceful development of a now
industrial and social system, — namely, tlio interference
with spiritual liberty by setting up oflicial types of
philosophical doctrine, and imposing restrictions on the
expression and discussion of opinions.
It will be seen that our principal corclusion respecting
economic action harmonizes with that relating to the
theoretic study of economic phenomena. For, as we held
that the latter could not be successfully pursued except
as a duly subordinated branch of the wider science of
sociology, so in practical human affairs we believe that no
partial synthesis is possible, but that an economic re-
organization of society implies a universal renovation,
intellectual and moral no less than material. The indus-
trial reformation for which western Europe groans and
travails, and the advent of which is indicated by so many
symptoms (though it will come only as the fruit of faith-
ful and sustained effort), will be no isolated fact, but will
form one part of an applied art of life, modifying our
whole environment, affecting our whole culture, and re-
gulating our whole conduct — in a word, consciously
directing all our resources to the conservation and evolu-
tion of humanity.
The reader is referred for fuller infoi-mation to tlie following
works on the history of political economy, all of which have been
more or less, and some very largely, used in the prcp.uation of th^
foregoing outline.
General Hisjories. — Hisloire de I'iconomie rolilique en Europe
dcpuis les aiicims jusqiC d nos jours, by JerOrae Adolphe Elanqui
(1837-38) ; of which there is an English translation by Emily J.
Leonard (1880). Hisloire de Viconomie Politique, by Alban do
Viileneuve-Bargemont (Brussels, 1839 ; Paris, 1841) ; written from
the Catholic point of view. ■ View of the Progress of Political
Economy in Europe since the 16tt Century, by Travers Twiss,
D.C.L. (1847). Die gcsihichtliche Entwickclung dcr National-
Oekonomik und ihrer Lileratur, by Julius Kautz (2d ed. 1860) ; n
valuable work marked by philosophical breadth, and e.\hibiting
the results of extensive research, but too declamatory in style.
Kriiischc Gcschichte dcr NationaJoJconomie und der Socialismus, by
Emile Diihring (1871 ; 3d ed. 1879) ; characterized by its author's
usual sagacity, but also by his usual perverseness and depreciation
of meritorious writers in his own field. Guida alio studio dell'
Economia Politica, by Luigi Cossa (1876 and 187S ; Eng. trans.
1880). Geschichle der Nationalokonomik, by H. Eisenhart (1881) ; a
vigorous and original sketch. And, lastly, a brief but excellent
history by H. von Scheel in the Handbuch dcr politischcn Oekonomit
(really a great oncyclopas'dia of economic knowledge in all its
extent and applications), edited by Gustav Schonberg (188'2). To
these histories proper must be added The Literature of Political
Economy, by J. E. M'CuUoch (1845), a book which might with
advantage be re-edited, supplemented where imperfect, and con-
tinued to our own time. Some of the biographical and critical
notices by Eugene Daire and others in the Collection des principavx
£conomistes will also bo found useful, as well as the articles in tha
Dictionnaire de l'£conmnie Politique of Coquelin and Guillaumin
(1852-53), which is justly described by Jevons as "on the whole
the best work of reference in the literature of the science."
Special Histories. — Italy. — Storia delta Economia Pubblica m
Italia, ossia Epilogo critico degti Economisti Italiani, by Count
Giuseppe Pecchio (1829), intended as an appendix to -Baron
Custodi's collection of the Scrittori classici Italiani di Economia
Politica, 50 vols., comprisinf; the writings of Italian economists
from 1582 to 1804. There is a French translation of Pecchio'*
work by Leonard Gnllois (1830). The book is not without value,
though often superficial and rhetorical.
Spain. — Storia della Economia Politica in Espaila (1863), by
M. Colmeiro ; rather a history of economy than of economics — of
policies and institutions rather than of theories and literary works.
Germany. — Gcschichte dcr Nalionalbkonomik in Deutschlar.d
(1874), by Wilhelm Roschor ; a vast repertory of learning on its
subject, with occasional side-glances at other economic literatures.
Die ncuere National-iikonomie in ihren Hauptrichtungcn, by
Morit7, Meyer (3d ed., 1882) ; a useful handbook dealing almost
exclusively with recent German speculation and policy.
Enaland. — Zur Geschichle der Englischcn Volkswirthschaflalehre,
by W. Roschor (1851-52).
The reader is also advised to consult the articles of tho present
work which relate directly to tho several principjl .writer* oa
political ecoDomy. (J. K. I. )
POLK, jAsrES Knox (1795-1849), eleventh president
of the United States of America,' was of Scoto-Irish
' Tho neglect of this consideration, and tho consequent undue
exaltation of state action, which, though quite legitimate, i^ .iltogcthor
insufficient, appears to us tlio principal danger to which tho con-
temporary German school of economists is exposed.
19-lf>
descent, his ancestors, whoso name was Pollok, having
emigrated from Ireland in the \H\\ century. He was Iho
eldest of ten children, and was born 2d November 1795 in
Mecklenburg county. North Carolina, from -which his
■father, who was a farmer, removed in 1806 to the valley
of tho Duck river, Tennessee. At an early _age ha was
4U2
P 0 L — P O L
placed in a mercliant's office, but as he showed a disin-
clination for business his father at last permitted him to
begin prepai'atory studies for the university. In 1815 he
entered the university of North Carolina, where in 1818
he graduated with the highest honours. Called to the bar
in 1820, he- speedily made for himself a high reputation,
and in 1823 he entered the State legislature. In August
1825 he was chosen to represent his district in Congress,
to which he was re-elected every succeeding two years
until 1839. As a strong supporter of Democratic opinions
he identified himself with every important discussion, and,
though he was not a brilliant speaker, his solid abilities,
extraordinary energy, and indomitable will soon gave hira
a place in the front rank of politicians. In 1835 he was
chosen speaker of the House of Representatives, to which
he was re-elected in 1837, and in 1839 he was elected
governor of Tennessee. In 1844 he w-as the Democrat
candidate for the presidentship,, and was chosen over Clay
by a majority of sixty-five electoral votes. The election in
great measure turned on the annexation of Texas, which
was effected before his inauguration. One of the earliest
questions with which his administration had to deal was
the boundary of Oregon, which, although he had previously
declared the title of tht United States to Oregon to be
"clear and undisputed," was finally fixed at the parallel of
49° instead of 54° 40.' Following the annexation of Texas
came the Mexican war, resulting in the treaty of Guadalupe
Hidalgo, 2d February 1848, by which New Jlexico and
California were ceded to the United States. Other im-
portant measures of his administration were the admission
of Iowa and Wisconsin to the Union, the adoption of a
low tariff in 1846, the organization of the department of
the interior, and the adoption of the method of collecting
Government revenues by specie without the aid of the
banks. Polk retired from office 4th March 1849, and died
in Nashville, 15th June of the same year.
Life of the Hon. James Kiiox Polk, with a Compendium of his
Speeches, 1844 ; Cliase, History of the Polk Administration, 1850.
POLLACK (Gadus pollachius), a species of cod-fish,
abundant on rocky coasts of northern 'Europe, and extend-
ing as far south' as the western parts of the Mediterranean,
where, however, it is much scarcer and does not attain to
the same size as in its real northern home. In Scotland
and some parts of Ireland it is called Lythe. It is dis-
tinguished from other species of the genus Gadus by its
long pointed snout, which is twice as long as the eye, with
projecting lower jaw, and without a barbel at the chin.
The three dorsal fins are composed of respectively 12, 18
or 20, and from 17 to 19 rays, and the two anal fins of
31 and 19 or 20. A black spot .above the base of the
pectoral fin is another distinguishing mark. Although
pollack are well-flavoured fish, and smaller individuals
(from 12 to 16 inches) excellent eating, they do not form
any considerable article of trade, and are not preserved,
the majority being consumed by the captors. Specimens
of twelve pounds are common, but the species is said tc
attain 24 pounds in weight.
POLLAN [Coregonus pollan), a species of the Salmonoid
genus Coregonus which has been found in the large and
deep loughs of Ireland only. A full account of the fish
by its first describer, W. Thompson, may be found in his
Natural History of Ireland, vol. iv. p. 16S.
■POLLIO, Caius Asinius (76 B.C.-4 a.d.), a Roman
orator, poet, and historian, who played a conspicuous part
in the troubled history of his time, was born in 76 B.C.
In his twenty-second year (54 B.C.) he impeached unsuccess-
fully C. Cato, who in his tribunate (56) had acted as the
tool of the triumvirs. In the civil war between C^sar and
Pompey, Pollio sided with Cajsar, and after the successful
campaigns against the remnants of the Pompeian party
in Africa and Spain he was raised to the prsetorship, and
received the command of the war in Spain against Septus
Pompeius. At the time of Cjesar's assassination (March
1 5, 44) Pollio was in Spain. He was defeated by Sextus
Pompeius and fled for his life. But by Lepidus's influence
a peace was patched up and Sextus left- Spain, while Pollio
remained with three legions under him. During the war
between Mark Antony and the senate, Pollio, in a letter
to Cicero, declared himself on the side of the senate, but
fou'id pretexts for waiting to cast in his lot with the
victor. In fact no sooner had Octavian become reconciled
to Antony and Lepidus, and compelled the senate to
rescind the decrees against them, than Pollio joined
Lepidus with two legions. Antony, Lepidus, and Octavian
now formed the triumvirate (43), and Pollio was nominated
consul for the year 40 b.c. Meantime he was entrusted
by Antony with the administration of Gallia Trans-
padana, and in superintending the distribution, of the
Mantuan territory amongst the veterans he used his
influence to save from confiscation the property of the
poet Virgil. When L. Antonius, brother of Mark Antony,
revolted against Octavian and was besieged in Perusia
(41-40), he entreated Pollio to hasten to his relief. Pollio
advanced hesitatingly, but was fain to take refuge in
Ravenna when Octavian marched to meet him. After the
fall of Perusia Octavian and Antony were reconciled for a
time by the peace of Brundisium, which Pollio helped to
negotiate. He was now consul (40) ; Virgil's famous
fourth eclogue is addressed to him in his consulship. Next
year Pollio was sent by Antony against the Parthini, an
Illyrian people who adhered to Brutus. He was success-
ful, took the to\\'n of Salonaj, and celebrated a triumph in
the same year. The eighth eclogue of Virgil is addressed to
Pollio while engaged in this campaign. From the spoils of
the war he constructed the first public library at Rome.i
Thenceforward Pollio w ithdrew from active life and devoted
himself to literature. Wlien Octavian invited him to join
in the war against Antony which ended in the battle of
Actium, Pollio declined on the score of his former friend-
ship with Antony. He seems to have maintained to a
certain degree an attitude of independence if not of opposi-
tion towards Augustus. He lived to a green old age, and
died in his villa at Tusculum in 4 a.d.
Pollio was a distinguished orator ; his speeches showed ingenuity
and care, but were marred by an aifected archaism which rendered
them somewhat crabbed and hai-sh. He wrote tragedies also, which
A'irgil declared to bo worthy of Sophocles, and a prose history of
the civil wars of his time from the first triumvirate (60 B.C.) down
' The library was in the Atrium Libertatis, which was also erected
by Pollio (Isidor., OHg., vi. 5 ; Sueton.^ Aug., 29 ; Ovid, Trisi:' iii.
1, 71). The situation of this Atrium is uncertain. There was an
older Atrium Libertatis near the Forum (Clc. Ad Alt., iv. 16, 8), but
we are precluded from identifying it with that of Pollio by the lan-
guage of Isidore and Suetonius, who imply that Pollio built a new
Atrium. Perhaps PoUio's' Atrium wa3 connected with the temple of
Liberty on the Aventine (Livy, xxiv. 16); this would be strongly
confirmed by Martial (.xii. 3, 6), if we could be sure that his '' domus
alta Remi " referred to the Aventine. Mr A. W. Verrall (Studies in
Moraee, p. 113) has made it •probable that Dion Cassius (xlix. 43)
confused the Pollian with the Octavian library, and that accordingly
33 B.C. is the date of the dedication of the former library and not of
the latter, which we know from Plutarch {Marc., 30) to have been
dedicated not earlier than 23 B. c. , the date of Marcellus's death. But
Mr Verrall's conjecture' that '*in the great reconstructions of Augustus "
the Pollian library was absorbed in the Octavian seems negatived by
Ovid, Trist, iii. 1, 69-72, where "atria" certainly refers to the
Pollian library, and "templa — vicino juncta theatro," probably refers
to the Octavian hbrary, which was in the Porticus Octaviae, adjoining
the twin temples of Jupiter and J-uno, and close to the theatre of
Marcellus (see Bam, Rome and the Campagna, p. 306 sg.). Pliny
(iV. B., iixvi. 24) also refers to " PoUionis Asini monumenta" aa
being distinct from the Porticus Octavise. Moreover, there is no
evidence that the two libraries were even near each o':her ; if the
Polli.in was on the Aventine, they were separated by nearly the whole
breadth of the city.
P 0 L — r 0 L
403
to tJio dcatli of Cicero (43 B.C.) or pcrlmps to the battle of riiilippi
{ 12 B.C.) or even later. This history, in the composition of wliich
roilio received assistance from the grammarian Ateius, was used as
an anthority by Phitarch and Appian. As n literary critic PoUio
was very severe. He censured Sallust and Cicero and professed to
detect in Livy's stylo certain provincialisms of his native Padua ;
he attacked the C(i)/i»ifHMri« of Julius Cicsar, accusing their autlior
of carelessness and credulity if uotofdcliboratc falsification. Horace
addressed one of his odes (ii. 1) to Pollio on the subject of his
history. Pollio was the first Roman author who recited his writings
to an audience of his friends, a practice which afterwards grew very
common at Kome. All his writings are lost except a few Iragments
of his speeches (collected by Meyer, Omt. Rom. Frag.), and three
letters addressed to Cicero (Cic, Ad Fam., x. 31-33).
POLLNITZ, Kael Ltjdwig, Feeiherr von (1692-
17<T)), known as a wTiter of memoirs, ■was born on the
25tli February 1692. His father, G. Bernhard von
Piillnitz, Tvas a major-general and minister of state in the
electorate, of Brandenburg. Pollnitz was aman of restless
and adventurous disposition, and after squandering his
fortune travelled from court to court, his pleasant manners
generally securing for him a kind reception. He was,
made reader to Frederick the -Great, and afterwards the
director of a theatre ; but before accepting these appoint-
ments he had served as a soldier in Austria, the States of
the Church, and Spain. ' He was repeatedly converted to
Catholicism and re-converted to the Reformed faith j bvt
be died a Catholic on the 23rd June 1775.
The most famous work attributed to him is La Saxc galanle,
which contains an account of the private life of Augustus of Saxony ;
but it has been doubted whether ho was the author of this book.
His coutemporaries expressed much admiration for the lively style
of his Lctlreset mimoircs, avcc nouvcmix mimoircs dc sa vie et la
relation de ses premiers voyages, and general interest was excited by
his £tat alrige de la eour de Saxe soiis'^j rlgne d'Avgusie III., roi
de Polognc. He was probably the author of the IHstoire secrete de
. la duchesse d' llanovre, ipouse de George I., -roi de la Grande-
Bretagne. After his death Brunn issued Memoircs dc Pollnitz pour
servir d, I'histoire dcs qnnlre derniers souverains de la maison dc
Brandebourg, royale de Frussc.
POLLOK, Egbert (1798-1827), was the author of
The Course of Time, a poem that has passed through many
editions, and is still a favourite in serious households in
Scotland. The son of a small farmer, he was born in 1798
at Moorhouse, in the parish of Eaglesham in llenfrcwshire,
was originally de.stined for the plough, but trained himself
for the university, took his degree at Glasgow, and
studied for the ministry of the United Secession Church.
Along with the very general ambition to wag his head in
a pulpit he had a specific literary ambition ; he published
Tales of tlie Coveimnterx while he was a divinity student,
and planned and completed a poem on the spirituia,l life
and destiny of man. This was the Course of Time. The
unfortunate poet died within six months of its publica-
tion, at tho age of twenty-nine. Excessive study had
quickened a tendency to consumption. Tho poem was
published in March 1827, nnd at once became popular.
It is written in blank verse, in ten books, in the poetic
diction of tho 18th century, but with abundance of
enthusiasm, impassioned elevation of feeling, and copious
force of words and images. The poet's view of life was
strongly Calvinistic.
POLLOKSHAWS, a burgh of barony in Eenfrewshire,
Scotland, situated near tho White Cart, on tho Glasgow
and Kilmarnock Piaihvay, 11 miles south by west of Glas-
gow, of which it is now reckoned n suburb, connected by
tramway. Tho streets are irregular, but contain many
good houses and shops. The principal buildings are tho
town-hall, the mechanics' institute, and the public library
and reading-room. Tho staple industries are cotton-spin-
ning, hand and power-loom weaving of silk and cotton
fabrics, dyeing, bleaching, and calico-printing. There are
also paper works, potteries, and large engineering works.
The town was created a burgh of barony by royal
charter in 1813, and is governed by a provost, a baillic,
and six councillors. Population in 1871, 8921 : in 1881,
9363.
POLLUX. See Castor ksd Pollux.
POLLUX, JoLius, of Naucratis in Egypt, a Greek
sophist of the 2d century. His education was begun by
his father, a man of literary culture, and was continued
by one Hadrian, but he is said neither to have attained to
the excellencies nor fallen into the defects of his master.
He taught at Athens, where, according to Philostratus,
he was appointed to the professorship by the emperor
Comraodus on account of his melodious voice. He died
at the age of fifty-eight, leaving a son behind him. Suidas
gives a list of his rhetorical works, none of which have
survived. Philostratus {Vit. Soph., ii. 12) recognizes his
natural abilities, but speaks of his rhetoric in very
moderate terms. He was ridiculed by Athenodorus, a
contemporary teacher at Athens. It is a disputed point
whether or not he is the butt of Lucian's scathing satire
in the Lexiphanes and Teacher of Rhetoric. In the Teacher
of Rhetoric Lucian lashes a vile and ignorant person who
gains a reputation as an orator by sheer effrontery ; tho
application of this — probably grossly exaggerated — portrait
to Pollux derives some colour from the remark of
Philostratus that the speeches of Pollux were more
remarkable for boldness than • art. The Lexiphanes, a
satire upon the use of obscure and obsolete words, may
conceivably have been directed against Pollux as the
author of the Onomastxcon, This work, which we still
possess, is a Greek dictionary in ten books dedicated to
Commodus, and arranged not alphabetically but according
to subject-matter. Though mainly a dictionary of synonyms
and phrases, it supplies mucrh rare and valuable information
on many points of classical antiquity. It also contains
numerous fragments of writers now lost.
The first book treats of the gods and their worship, kings, speed
and slowness, .dyeing, traders and artisans, fertility and .barren-
ness, times and seasons, houses, ships, war, horae?, agriculture,
tlio parts of the plough and the waggon, bees. Book ii. treats
of the ages and names of man. the parts of his body, his mind
and soul, &c. ; book iii. of kinship, marriage, citizenship, friend-
ship, love, the relation of master and slave, mines, journeying,
livers, health, sickness, wealth, poverty, ic. ; book iv. of tho
sciences and arts ; book v. of the chase, animals, compound words,
lovo and hate, blame, fair greetings, inscriptions, tc. ; book vi.
of feasts, wine, food, the talkative man, tho flatterer, the passionate
man, crimes, words compounded with i/io, aw, &c., gifts, laughter
and weeping, &c. ; book vii. of tnades ; book viii. of law and justice,
magistrates, popular assemblies. Arc. ; book ix. of cities, coins,
games, synonyms of likeness and unlikencss, &c., compounds in
fv ; book X. of vessels, instruments, and tools. The chief editions
of Pollux's Onomdsticon are those of Aldus (Venice, 1502); J. H.
Loderlin and Tib. Henisterhuis. (Amsterdam, 1706) ; W. Dindoii
(Leipsic, 1824), containing tho notes of previous commentators;
jm. liekkor (Berlin, 1846), containing the Greek text only.
POLO. This' game, which is a species of " hockey on
horseback," is of Eastern origin, and seems to have been a
favourite pastime in Persia, Tartary, and the frontiers of
India from prehistoric times. ■ Every district has a differ-
ent name for the game, and the rules tinder which it is
played, although, substantially identical, vary considerably
on minor points. Thus in Little Tibet, Ladakh, and tho
adjacent districts tho ground used is in tho form of a
parallelogram some hundred yards long with a goal at
each end about 00 foot wide. Amongst tho ^lanipuris,
a Bcmi-independcnt tribo on tho i^orth-east frontier of
India, by whom the game ia known as " kunjai," the
ground is obout 120 yards by 50 yards and tho whole of
each end forms a goa*,' Jn other places tho goals aro
about 400 yards apart, i/nd tho ground is 120 yards wido
at each end, increasing in width towards the centre.
In some of the early matches in the United Kingdom
the ground was about 100 yard.s long and 200 yards wido,
the width of tho goal being from 30 to 35 yards. Under
the present rules of the Huriingham Club, which .is now
404
P 0 L — P 0 L
the principal authority on the game, it is provided that
the goals shall be " not less than 250 yards apart and that
each goal shall be 8 yards wide." The English name of
the game is perhaps derived from "pulu," which is the
Tibetan for a ball, and the pastime itself reached India
from Persia through Afghanistan. It speedily gained
favour with the officers of British cavalry regiments
quartered in India, and was introduced into the United
Kingdom in 1871 by the 10th Hussars. As far as can be
ascertained the first match played on English soil took
place at Aldershot in the spring of that year. This, how-
ever, is not absolutely certain, as no records seem to have
been preserved of the early contests.
Under the rules of the game as now played the opposing
parties may consist of from three to six players a side, the
number in all matches for cups or prizes being limited to
four. Each of the players is mounted on a pony which
must not exceed fourteen hands and which must be free
from any vice. As the description of the game as
"hockey on horseback" would imply, the object of the
pastime is to force a ball by means of a stick, with which
each player is furnished, through the goal of the opposing
side. The size of the ball is 3 inches in diameter, and
the sticks are 4 feet long with a cross piece at one end for
the purpose of striking the ball. At the commencement
of a game- each side takes up its position behind the goal
posts. A player on each side is appointed as goal-keeper.
On a flag being dropped to notify the commencement
of the game, the other players gallop towards the centre of
the ground at full speed, their object being to reach the
ball first and drive it in the direction of the opposite goal.
When a ball is hit out of bounds it is thrown into play
again by one of the umpires, of whom there is one ap-
pointed for each side before the commencement of a match.
When a ball is hit beyond the goal without passing through
it the side defending goal is entitled to a " hit off," which
must be made from the goal line. It is allowable in the
course of play to impede an adversary and hinder his
stroke by hooking his stick, but this must not be done
either under or over his pony. Whilst it is permissible
for a player to interpose his pony before his antagonist so
as to prevent the latter reaching the ball, it is expressly
forbidden to cross another player in possession of the ball
except at such a distance as to avoid all possibility of
collision. Should a player break his stick or have it
broken he must ride to the appointed place where the
sticks are kept and take one, and on no account is one to
be brought to him. If he drops his stick he must dis-
mount and pick it up, and is not allowed to hit the ball
whilst dismounted. If a player is in front of a player of
his own side who hits the ball, and has not two — or in
case of matches of four a side, one — of the opposing side
between him and the hostile goal, and has not come through
the "bully," he is "oS side." He does not then. come
" on his side " until the ball has been hit or hit at by the
opposing side, or until the player on his own ^ide who
made the hit passes him. As long as he is " ofi side " he
may, not in any way impede a player of the opposite side.
In all matches the duration of play is 1 hour 10 minutes,
with an interval of 5 minutes after each 20 minutes
play. _
Owing to the expense of maintainmg a specially trained
stud of ponies and a prepared ground for the pastime, the
pursuit of the game of polo has always been confined to
the wealthier classes in England. Its chief supporters are
the younger members of the aristocracy and the ofiicers of
British cavalry regiments.
POLO, Marco (c. 1254-1324), the Venetian, the most
famous perhaps of all travellers. His history needs to be
introduced by some account of the preceding generation of
his family, and of the state of the world which rendered
their and his extensive travels possible.
Under China, in the introductory portion (vol. -v. 627
sq.) we have briefly indicated the circumstances which in
the last half of the 13th century and first half of the
14th threw Asia open to Western travellers to a degree
unknown before and since. We first hear of the Polo
family in the year 1260. The vast wave of Tartar con-
quest, set in motion by Jenghiz Khan, and continuing to
advance for some years after his death, had swept away all
political barriers from the China Sea to the western
frontier of Russia. This huge extent of empire continued
for a time to own a supreme chief in the Great Khan, the
head of the' house of Jenghiz, whose headquarters were
in the Mongolian steppe. Practically indeed the empire
soon began to split up into several great monarchies under
the descendants of his four sons, in order of age Juji,
Jagatai, Oghotai, and Tuli. At the date we have named
the supreme khanate had recently devolved upon Kublai,
son of Tuli, and, after the founder, the ablest of his
house. In - the beginning of his reign Kublai carried
out the transfer of the seat of rule from Karakorum on the
northern verge of the Mongolian plains to the populous
and civilized regions that had been conquered in the
further East, a transfer which eventually converted the
Tartar khan into a Chinese emperor.
Barka, the son of Juji, and the first of the house of
Jenghiz to turn Moslem, reigned on the steppes of the
Volga, where a standing camp, which eventually became a
great city under the name of Sarai, had been established
by his brother and predecessor Batu.
Hulagvi, a younger brother of Kublai, after taking
Baghdad, and putting the caliph Mosta'sim to death, had
become practically independent ruler of Persia, Babylonia,
Mesopotamia, and Armenia, — though he and his sons and
his sons' sons continued to the end of the century to stamp
the name of the Great Khan upon their coins, and to use
the Chinese seal of state which he conferred.
The house of Jagatai had settled upon the pastures
of the Hi and in the valley of the Jaxartes, and ruled also
the populous cities of Samarkand and Bokhara.
Kaidu, grandson of Oghotai, who had been the immedi-
ate successor of Jenghiz, refused to recognize the transfer
of supreme authority to his cousins, and through the long
life of Kublai was a thorn in the side of the latter. His
immediate authority was exercised in what we should now
call Chinese Turkestan and Southern Central Siberia.
Northern China had been conquered by Jenghiz and
his successor^ from the Tartar dynasty called Kin or
"Golden," who had held it about a century. But
southern China still remained in the hands of the native
dynasty, whose capital was the great city now. known as
Hang-chow-foo. Their dominion was still substantially
intact, but its subjugation was a task to which Kublai
soon turned his attention, and it became the most pro-
minent transaction of his reign.
In India the most powerful sovereign was the Turk
sultan of Delhi ; but, though .both Bind and Bengal owned
his supremacy, no part of peninsular India had yet been
invaded. The Dravidian kingdoms of the south were still
untouched by foreign conquest, and the accumulated gold
of ages lay in their temples and treasuries an easy prey for
the coming Moslem.
In the Indo-Chinese peninsula and the Eastern Islands a
variety of kingdoms and dynasties were expanding and
contracting, of which we have but dim and shifting
glimpses. Their advance in wealth and art, far beyond
what the present state of those regions would" suggest, is
attested by the vast and magnificent mediaeval remains of
architecture which are found at intervals over both the
POLO
405
Indo-CKinese continental countries and the islands, as at
I'agAn in Burniah, at Ayuthia in Siam, at Ongkor.and
many other places in Camboja, at Borobodor and Bram-
banan in Java. All these remains are deeply marked by
Itindu influence.
Venetian genealogies and traditions of uncertain value
trace the Polo family to Sebennico in Dalmatia, and before
the end of the 11th century names of its members are
found in the Great Council of the republic. But the
ascertained line of the traveller begins only with his
grandfather. Andrea Polo of S. Felice was the father of
three sons, Marco, Nicolo, and Maffeo, of whom the second
was the father of the subject of this article.- They were
presumably "noble," i.e., belonging to the families who
had seats in the Great Council, and were enrolled in the
Libro d'Oro; for we know that Marco the traveUer is
officially so styled (nobilis vir). The three brothers were
engaged in commerce: the elder Marco, resident apparently
in Constantinople and in the Crimea, does not enter into
the history.
In 1260 we find Nicolo and Maffeo at Constantinople.
How long they had been absent from Venice we do not know.
Nicolo was a married man, and had left his wife there. In
the year named the two brothers went on a speculation to
the Crimea, whence a succession of chances and openings
carried them to the court of Barka Khan at Sarai, and
further north, and eventually across the steppes to Bokhara.
Here they fell in with certain envoys who had been on a
mission from the Great Khan Kubld to his brother Hulagu
in Persia,"- and by them were persuaded to make the
journey to Cathay in their company. And thus the first
European travellers of whom we have any knowledge
reached China. Kublai, when they reached his court, was
either at Cambai.uc (q.v.), i.e., Peking, which he had just
rebuilt on a vast scale, or at his beautiful summer seat at
Shangtu in the country north of the great wall (" In
Xanadu did Cubla Khan," &.C.). It was the first time
that the khan, a man full of energy and intelligence, had
fallen in with European gentlemen. He was delighted
with the Venetian brothers, listened eagerly to all that
they had to tell of the Latin world, and decided to send
them back as his envoys to the pope, with letters requests
ing the despatch of a large body of educated men to
instruct his people in Christianity and in the liberal arts.
The motive of the khan's request was doubtless much the
same that some years back influenced the black king of
Uganda on L4ke Nyanza to make a similar request
through the traveller Stanley. With Kublai, as with his
predecessors, religion was chiefly a political engine. The
khan must be obeyed ; how man should worship God was
no matter to him. But Kublai was the first of his house
to rise above tlie essential barbarism of the Mongols, and
he had been able enough to discern that the Christian
church could afford the aid he desired in taming his
countrymen. It was only when Rome had failed lament-
ably to meet his advances that ho fell back upon the
lamas and their trumpery as, after a fashion, civilizing
instruments.
The brothers arrived at Acre in April 1269. They
learned that Clement IV. had died the year before, and
no now pope had yet been chosen. So they went homo to
Venice, where they found that Nicolo's wife was dead, but
had left a son Marco, now a fin6 lad of fifteen.
The papal interregnum was the longest that had been
known, at least since the dark ages. After the Polos had
spent two years at home there was still no popo ; and the
brothers resolved on starting again for the East, taking
young Mark with them. At Acre they took counsel with
an eminent churchman, Tedaldo, archdeacon of Li.5ge, and
took from him letters to authenticate the causes that had
hindered their mission. They had not yet left Ayas on
the Cilician coast (then one of the chief points for the
arrival and departure of the land-trade of- Asia), when
news overtook them that a pope had been elected in the
person of their friend Archdeacon Tedaldo. They hastened
back to Acre, and at last were able to execute Kublai's
commission and to obtain a papal reply. But, instead of
the hundred teachers asked for by the Great Klian, the new
pope (styled Gregory X.) could supply but two Domini-
cans ; and these lost heart and turned back, when they
had barely taken the first step of their journey.
lie second start from Acre must have taken piace
aoout November 1271 ; and from a careful consideration
of the indications and succession of chapters in Marco
Polo's book, it would seem that the party proceeded from
Ayas to Sivas, and then by Mardin, Mosul, and Baghdad
to Hormuz at the mouth of the Persian Gulf (see Ormcs),
with the purpose of going on to China by sea ; but that,
some obstacle having interfered which compelled them to
abandon this plan, they returned northward through
Persia. Traversing Kerman and Khorasan they went on
to Balkh and Badakhshan, in which last country — an
Oriental Switzerland, as it has been called — they were long
detained by the illness of young Marco. In a passage
touching on the charming climate of the hills of Badakh-
shan, Marco breaks into an enthusiasm which he rarely
betrays, but which is easily understood by those who
have known what it is, with fever in the blood, to escape
to the exhilarating air and fragrant pine-groves of the
HimAlaya. They then ascended tho upper Oxus through
WakhAn to the plateau of Pamir (a name first heard in
Marco's book). Those regions, so attractive to geo-
graphers, were never described again by any European
traveller till the spirited expedition in 1838 of that
excellent officer the late Lieutenant John "Wood of tho
Indian navy, whose narrative abounds in the happiest
incidental illustration of Marco Polo's chapters. Crossing
the Pamfr highlands, the travellers descended upon Kash-
gar, whence they proceeded by Yarkand to Khotan.
These are regions which remained almost absolutely closed
to our knowledge till within the last twenty years, when
the temporary overthrow of the Chinese power, and the
enterprise of travellers like the late Mr Johnson and Mr
Robert Shaw, followed by the missions of Sir Douglas
Forsyth and his companions, and of Mr Nev Eliaa again
made them known.
From Khotan th^y passed on to the vicinity oi i^aKe
Lop (or Lob), reached still more recently, for the first time
since Marco Polo's journey, by the indefatigable Russian
oflScer Prejevalsky, in 1871. Thence the great desert of
Gobi was crossed to Tangut, as the region at the extreme
north-west of China, both within and without the Wall,
was then called
In his account of tho passage of the Gobi, or desert of
Lop, as he calls it. Polo gives some description of tho terror."?
with which the suggestions of solitude and desolation have
peopled such tracts in most parts of the world, a descrip-
tion which reproduces with singular identity that of tho
Chinese pilgrim Hwen T'sano (f/.v.), in passing tho samo
desert in the contrary direction si.x. hundred years before.
Tho Venetians, in their further journey, were met and
welcomed by the Great Khan's people, and at last reached
his presence at Shangtu, in the spring of 1275. Kublai
received thorn with gjeat cordiality, and took kindly to
young Mark, by this time about one and twenty years of
ago. Tho "young bachelor," as tho book calls him,
applied himself diligently to the acquisition of the divers
languages and written characters chiefly in use among tho
multifarious nationalities included in the khan's cou-t and
administration : and Kub'ai, seeing that he was both
406
POLO
clever ana discreet, soon begun to employ him in the
IHiblic service. M. Pauihier, his most recent French
editor, has found in the Chinese annals a record that in
the year 1277 a certain Polo was nominated as a second-
class commissioner or agent attached to the imperial
council, a passage which we may without scruple apply to
the young Venetian.
His first public mission was one which carried him
through the provinces -of Shansi, Shensi, and Szechuen,
and the wild country on the coast of Tibet, to the remote
province of Yunnan, called by the Jlongols Kardjang, and
into northern Burmah (!Mien). Marco, during his stay at
court, had observed the khan's delight in hearing of
strange countries, of their manners, marvels, and oddities,
and had heard his frank expressions of disgust at the
stupidity of envoys and commissioners who could tell
of nothing but their official business. And he took care
to store his memory or his note-book with all curious
facts that were likely to interest Kublai, and these, on his
return to court,' he related with vivacity. This first
journey led him through a country which twenty years ago
was an almost absolute terra incognita, — though within
that time we have learned much regarding it through the
journeys of Cooper, Garnier, Eichthofen, Gill, Baber, and
others. In this region there existed, and there still e.xists,
in the deep valleys of the great rivers, and in the alpine
regions which border them, a vast ethnological garden, as
it were, of tribes of very various origin, and in every
stage of semi-civilization or barbarism ; and these afforded
many strange products and eccentric traits of manners to
entertain the emperor.
JIarco rose rapidly in favour, and was often again
employed on distant missions, as well as in domestic
administration ; but we are able to gather but few details
of his employment. At one time we know that he held
for three years the government of the great city of Yang-
chow ; on another occasion we find him visiting Kara-
korum on the north of the Gobi, the former residence of
the Great Khans ; again in Champa, or southern Cochin-
China ; and, once more, on a mission to the southern
states of India. AVe are not informed whether his father
and uncle shared in such employments, though they are
specially mentioned as having rendered material service to
the khan, in forwarding the capture of the city of Siang-
yang-foo (on the Han river) during the war against southern
China, by the construction of powerful artillery engines —
a story, however, perplexed by chronological difficulties,
which here we must pass over.
In any case the elder Polos were gathering wealth,
which they longed to carry back to their home in the
lagoons, and after their long exile they began to dread
what might follow old Kublai's death. The khan, how-
ever, was deaf to all suggestions of departure ; and but
for a happy chance we should have lost our mediceval
Herodotus.
Arghun, khan of Persia,- the grandson of Kublai's
brother Hulagu, lost in 1286 his favourite wife, Bolgana
(Bulugkdn or "Sable") byname. Her dying injunction
was that her place should be filled only by a lady of her
own !Mongol tribe. Ambassadors were despatched to the
court of KhanbAligh to obtain sucly a bride. The message
was courteously received, and the choice fell on the lady
Cocachin (Kukdchim), a maiden of seventeen, "moult bele
dame et avenant." The overland road from Peking to
Tabriz was not only of portentous length for so delicate a
charge, but was then imperilled by war ; so the envoys
of Arghun proposed to return by sea. Having made
acquaintance with the Venetians, and eager to profit by
their experience, especially by that of Marco, who had just
returned from, hia mission to India, they begged the khan
as a favour to send the Franks in their company. He con-
sented with reluctance, but fitted out the party nobly for
the voyage, charging them with friendly messages to the
potentates of Christendom, including the king of England.
They appear to have sailed from the port of Chwan-chow
(or Chinchew, q.v.) in Fuhkien, which was then the great
haven of foreign trade, and was known to Western strangers
as Zaitiin, in the beginning of 1292. The voyage was an
ill-starred one, involving long detention on the coast of
Sumatra, and in the south of India ; and two years or
more passed before thej' arrived at their destination in
Persia. Two out of the three envoy.?, and a vast propor-
tion of their suite perished by the vny ; but the three
hardier Venetians survived all perils, and so did the young
lady, who had come to look on them with filial regard.
It proved that Arghun Khan had been dead even before
they quitted China ; his brother reigned in- his stead ; and
his son Ghazan succeeded to the lady's hand. She took
leave of the kindly Venetians, not without tears ; they
went on to Tabriz, and after a long delay there departed
for Venice, which they seem to have reached about the
end of 1295.
The first biographer of JIarco Polo was the famous
geographical collector John Baptist Ramusio, who wrote
more than two centuries after the traveller's death. Facts
and dates sometimes contradict his statements, but his
story is told with great life and picturesqueness, and we
need not hesitate to accept, at least as a genuine tradition,
a romantic story, too long for repetition here, of the
arrival of the Polos at their family mansion in the parish
of St John Chrysostom, of their appearance at its door in
worn and outlandish garb, of the scornful denial of their
identity, and of the shrewd stratagem by which they secured
acknowledgment from the society of Venice.
Some years pass ere we hear more of Marco Polo ; and it
is then in a militant capacity.
Jealousies, always too characteristic of Italian communi-
ties, were in the case of Venice and Genoa sharpened by
direct commercial rivalry, and had been growing in bitter-
ness throughout the loth century. In 1298 the Genoese
made preparations on a great scale to strike a blow at
their rivals on their own ground, and a powerful fleet of
galleys, under Lamba Doria as admiral, made straight fcr
the Adriatic. Venice, on hearing of the Genoese arma-
ment, hastily equipped a fleet still more numerous, and
placed it under the command of Andrea Dandolo. The
crew of a Venetian galley at this time amounted, all told,
to 250 men, under a comito or master, but besides this
officer each gaUey carried a sopracomito or gentleman com-
mander, who was usually a noble. On one of the galicya
of Dandolo's fleet went JIarco Polo in this last capacity.
The hostile fleets met before the island of Curzola on
the 6th September, and engaged next morning. Tin--
battle ended in a complete victory to Genoa, the details
of which may still be read, inscribed on the facade of the
church of St Matthew in that city. Sixty-six Venetian
galleys were burnt in the Bay of Curzqla, and eighteen
were carried to Genoa, with 7000 prisoners, one of whom
was Marco Polo. The captivity was of less than a year's
duration ; for by the mediation of Milan peace was made,
on honourable terms for both republics, by July 1 299 ;
and Marco Polo was probably restored to his family during
that or the following month.
But his captivity was memorable as being the means of
bringing about the record of his remarkable experiences in
the East. Up to this time he had doubtless often related
his stories of Cathay among his friends ; and from thc^c
stories indeed, and the frequent employment in them (as
it would seem) of a numerical expression unfamiliar in
those days, ho had acquired tire nickname of Marm
POLO
407
jVil/io>ii. Yet it would seem tbat be had committed
nothing to writing.
The narratives not only of Jfarco Polo but of several
other famous mcdiitval travellers (e.r/., Ibii Batuta, Friar
Odoric, Nicolo Conti) seem to have been extorted from
tliem by a kind of pressure, and committed to paper by
otlier hands. This indicates indeed how little the literary
ambition which besets so many modern travellers weighed
with the class in those daj-s. It is also perhaps an
e.Kample of that intense dislike to the use of pen and ink
•which still prevails among ordinary respectable folk on the
shores of the Mediterranean.
But, in the prison of Genoa, llarco Polo fell in with
a certain person of writing propensities, Rusticiano or
Rustichello of Pisa, who also was a captive of the Genoese.
His name is known otherwise to literary antiquaries as
that of a respectable kind of Nterary hack, who abridged
and recast several of the French romances of the Arthurian
cycle which were then in fashion. He it was, apparently,
who persuaded JIarco Polo to defer no longer the com-
mittal to paper of his wonderful e.^pcriences. In any case
it was he who wrote down these e.xperiences at !Marco's
dictation ; and he is the man therefore to whom we owe
the existence of this record, and possibly the preservation
even of the traveller's name and memory.
We learn but little of Slarco Polo's personal or family
history after this captivity ; but we know that at his death
he left a wife, Donata by name (perhaps of the family
of Loredano,.but this is uncertain), and three daughters,
Fantina and Bellela married, the former to Marco Braga-
dino, and Moreta then a spinster, but married at a later
date to Ranuzzo Dolfino. One last glimpse of the
traveller is gathered from his will, which is treasured in
the library of St Mark's. On the 9th January 1324 the
traveller, now in his seventieth year, and sinking day
by day under bodily infirmity, sent for a neighbouring
priest and notary to make his testament. We do not
know the exact time of his death, but it fell almost
certainly within the year 1324, for we know from a scanty
series of documents, commencing in June 1325, that he
had at the latter, date been some time dead. He was
buried in accordance with his will, in the church of St
Lorenzo, where the family burying-place was marked by a
sarcophagus,* erected by his filial care for his father Nicolo,
which existed till near the end of the IGth century. On
the renewal of the church in 1592 this seems to have been
cast aside and lost.
The copious archives of Venice have* jielded up a few
traces of our traveller. Besides his own will just alluded
to, there are in the library the wills of his uncle Marco and
of his younger brother MafEco ; a few legal documents
connected with the house property in St John Chrysostom,
and other papers of similar character ; and two or tbree
entries in the record of the Maggior Consiglio. 'We have
mentioned the sobriquet of Marco Millioni which he got
from his young townsmen. Ramusio tells us- that he had
himself noted the use of this name in the public books of
the commonwealth, and this statement has been verified of
late years in one of those entries in the books of the Great
Council (dated 10th April 1305), which recoixls as one of
the securities in a certain case the " Nobilis vir Marchus
Paulo MiLiON." Ic is alleged that long after the traveller's
death there was always in the Venetian masques one
individual who assumed the character of Marco Millioni,
and told Munchausen-liko stories to divert the vulgar.
Such, if this be true, was the honour of our great man in
his own country. One curious parchment among those
pic'SCTved is the record of the judgment of the court of
requests (Curm Pct^tionum) upon a suit brouu'ht by tlie
*' Nobilis Vir Marcus l\)lo ' as?iin..t Paulo Girardo. who had
been an agent of his, to recover the value of a certain
quantity of musk for which Girardo had not accounted.
Another curious document brought to light withiu the last
few years is a catalogue of certain curiosities and valuables
which were collected in tlie house of the unhappy Marino
Faliero, and this catalogue comprises several objects that
Jlarco Polo had given to one of the Faliero family.
Among these are two which would have been of matchless
interest had they survived, viz. — ''Unum anulum con
inscriptione que dicit Cuibile Can Marco Polo, et unum
torques cum multis aninialibus Tartarorum sculptis que
res donum dedit predictus ^Marcus quidam (cuidam) Fale-
trorum."
The most tangible record of Polo's memory in Venice is
a portion of the Ca' Polo — the mansion' (there is every
reason to believe) where the three travellers, after their
absence of a quarter century, were denied entrance. The
court in which it stands was kno^vn in Ramusio's time as
the Corte del Millioni, and now is called Cortc Sabbionera.
That which remains of the ancient edifice is a passage
with a decorated archway of Italo-Byzantine character per-
taining to the 13th century. With this exception, what
was probably the actual site of the mansion is now
occupied by the Malibran theatre.
No genuine portrait of Marco Polo exists. There is a
medallion portrait on the wall of the Sala dello. Scudo in
the ducal palace, which has become a kind of type ; but it
is a work of imagination no older than 1761. The oldest
professed portrait is one in the gallery of Monsignor Badia
at Ilome, which is inscribed Marcus I'olus Venetvs Totivs
Orbis et Indie Peregrator Primus. It is a good picture,
but evidently of the 16th century at earliest, and the
figure is of the character of that time. The Europeans at
Canton have attached the name of Marco Polo to a figure in
a Buddhist temple there containing a gallery of "Arhans"
or Buddhist saints, and popularly known as the "temple of
the five hundred gods." There is a copy of this at Venice,
which the Venetian municipality obtained on the occasion
of the Geographical Congress there in 1881. But the
whole notion was a groundless fancy.
The book indited by Rusticiano the Pisan, wliicli has preserved
Marco Polo's fame, consists essentially of two parts. The tirst, or pro-
logue, as it is termed, is the only part unfortunately which consists
of actual personal narrative. It relates in a most intcreslinj;. though
too brief, fashion the circumstances which led the two elder Polos
to the khan's court, with those of their second journey accompanied
by Marco, and of the return to the West by the Indian seas and
Persia. The second and staple part of the book consists of a long
scries of chapters of very unequal length and unsystematic structure,
descriptive of the different states and provinces of Asia, with
occasional notices of their sights and products, of curious manners
and remarkable events,' and especially regarding the enipcrot
Kublai, his court, wars, and administration. A series of chapters
near the close treats in a wordy and monotonous manner of sundry
wars that took place between various branches of tlio liouso of
Jenghiz in the latter half of the 13th century. -This last series is
cither omitted or greatly curtailed in all the MS. copies and versions
except one.
It was long a doubtful question in what lan,Tiiago the work was
originally written. That this had been some dialect of Italian was
« natural presumption, and a coutcmpor.ary statcniont could bo
alleged in its favour. But there is now no doubt that the original
was French. This was first indicated bv Count DaUielli-Boni, wlio
published an elaborate edition of two of the Italian texts at Florenco
m 1827, and who found in tho oldest of theso indi.";putablo signs
that it was a translation from the French. The argument has sinco
been followed up by others ; and a manuscript in rude and neculiar
French, belonging to tho National Library of Paris, which was
printed by the ^«cl^t(i do O^ographio in 1824, hns been demon-
strated (as we iiecd not hesitate to say) to be either tho original or
a very close transcript of tho original dictation. A variety of its
characteristics arc strikingly indicative of tho unroviscd product of
dictation, and arc such ns would necessarily have disappeared either
in a translation or in a revi-sed copy. Many illustrations could be
adduced of the fact that the use of French was not a circumstanfii
of a surprising or unusual nature; for the language had at that
time, in some points of view,- oveu a wider difl'usion than at proi
408
POLO
sent, and examples of its literary employment by writers who
were not Frenchmen are very numerous. It is superfluous to allege
instances here, when we observe that Rustieiano himself, the scribe
of the narrative, was a compiler of French romances.
Some eighty JISS. of the book are known, and their texts
exhibit considerable. differences. These fall under four principal
typesi Of these typo i. is found completely only in that old French
codex which has been mentioned. Type ii. is shown by several
valuable MSS. in purer French, the best of which formed the basis
of the edition prepared by the late M. Pauthier in 1865. It exhibits
a text pruned and revised from the rude original, but without any
exactness, though perhaps under' some general direction by Marco .
Polo himself, for an inscription prefixed to one of the 1IS3. records
the presentation of a copy by the traveller himself to the Seigneur
Thibanlt de Cepoy, a distinguished Frenchman known to history,
at Venice iu the year 1306. Type iii. is that of a Latin vei-sion
prepared. in Marco Polo's lifetime, though without any sign of his
cognizance, by Francesco Pipino, a Dominican of Bologna, and
translated from an Italian copy. In this, condensation and curtail-
ment are carried a good deal further than in typo ii. Some of the
forms under which this type appears curiously illustrate the effects
of absence of effective publication, not only before the invention of
the press, but in its early days. Thus the Latin version published
by Grynteus at Basel in the A^ovus Orbis (1532) is different in its
language from Pipino's, and yet is clearly traceable to that as its
foundation. In fact it is a retranslation into Latin from some
version of Pipino (Marsden thinks the Portuguese printed one of
1 502). It introduces also changes of its own, and is quite worthless
as a text; and it is curious that Andreas Milller, who in the 17th
century took much trouble with editing Polo according to his lights,
should have unfortunately chosen as his text this fifth-hand version.
It may be added that the French editions published in the middle
of the 16th century were translations from Grynaeus's Latin.
Hence they complete this curious and vicious circle of translation
— French, Italiau, Pipino's Latin, Portuguese, Grynaeus's Latin,
French.
The fourth type of text deviates largely from those already men-
tioned ; its history and true character are involved in obscurity.
It is only represented by the Italian version prepared for the press
by G. B. Ramusio, with most interesting preliminary dissertations,
and published at Venice two years after his death, in the second
volume of the Navigalioni e Viaggi. Its peculiarities hre great.
Kamusio seems to imply that he made some use of Pipino's JLatin,
and various passages confirm tbis. But many new circumstances,
and anecdotes occurring in no other copy, are introduced ; many
names assume a new shape ; the whole style is more copious and
literary in character than that of any other version. 'Whilst a
few of the changes and interpolations seem to carry us further from
the truth, others contain facts of Asiatic nature or history, as well
as of Polo's alleged exiieriences, which it is extremely difficult to
ascribe to any hand but the traveller's own.
'We recognize to a certain extent tampering with the text, as in
cases where the proper names used by Polo have been identified,
and more modern forms substituted. In some other cases the
editorial spirit has been more meddlesome and has gone astray.
Thus the age of young Jlarco has been altered to correspond with
ft date which is itself erroneous. Ormus is described as an island,
contrary to the old texts, and to the facts of its position in Polo's
time. In speaking of the oil-springs of Caucasus the phrase " camel-
loads" has been substituted for "ship-loads," in ignorance that the
Bite was Baku on the Caspian.
But on the other liaud there are a number of new circumstances
certainly genuine, which can hardly be ascribed to any one but
Polo himself. We will quote one only. This is the account which
Ramusio's version gives of the oppressions exercised by Kublai's
Mohammedan minister Ahmed, telling how the Cathayans rose
against hinr and murdered him, with the addition that Messer
Marco was on the spot when all this happened. Not only is the
whole story in substantial accordance with the Chinese annals, even
to the name of the chief conspirator ( Vanchu in Ramusio, Wang-
eheu in the Chinese records), but the annals also tell of the courageous
frankness of "Polo, assessor of the privy council," in onening
Kublai's eyes to the iniquities of his agent.
To sum up, we can hardly doubt that we have, imbedded in the
text of this most interesting edition of Ramusio's, the supplemen-
tary recollections of the traveller, noted down at a later period of
his life, but perplexed by translation and retranslation and editorial
mistakes. The most important desideratum still remaining in
reference to Polo's book is the recovery of the original from which
Ramusio derived the passages peculiar to Ms edition.
.That Marco Polo has been so universally recognized as the prince
of mediaeval travellers is due rather to the width of his experience,
the vast compass of his journeys, and the romantic nature of his
personal history than to transcendent superiority "of character or
capacity. Enthusiastic biogi-aphers, beginning with Ramusio, have
placed him on the same platform with Columbus. But he has
left no triice of the. genius and lofty enthusiasm, the ardent and
justified previsions, whicli mark the great admiral as one of ti
lights of the human race. It is a juster praise that the S|iur wl.it .
his book eventually gave to geographical studies, ami the be:icoiHi
which it hung out at the eastern extremities of the earth, hclpcil
to guide the aims, though hardly to kindle the fire of Ihe greater
son of the rival republic. His work was at least a link in the
providential chain which at last dragged the New World to ligh.t.
But Polo also was the first traveller to trace a route across the
whole longitude of Asia, naming and describing kingdom afttr
kingdom, which he had seen with his own eyes ; the first to speak
of the new and- brilliant 'court which had been established at
Peking ; the first to reveal China in all its wealth and vastness. auil
to tcU us of the nations on its borders, with all their eccentricities
of manners and worship ; the first to tell more of Tibet than its
name, to speak of Burmah, of Laos, of Siam, of Cochin-China, of
Japan, of Java, of Sumatra, and of other islands of the Great
Archipelago, that museum of beauty and marvels, of Nicobar and
Andaman Islands with their naked savages, of Ceylon and its
sacred peak, of India, not as a dream-land of fables, but as a
country seen and partially explored ; the first in mediieval time*
to give any distinct account of the secluded Christian empire of
Abyssinia, and of the semi-Christian island of Socotra, and to speak,
however dimly, of Zanzibar, and of the vast and distant Madagascar;
whilst he carries us also to the remotely opposite region of Siberia
and the Arctic shores, to speak of dog-sledges, white bears, and
reindeer-riding Tnnguses. That aU this rich catalogue of discoveries
(as they may fitly be called) should belong to the revelation o{
one man and one book is ample ground enough to justify a very
high place in the roll of fame.
Jndeed it is remarkable in how large a proportion of the Ola
World modem travellers and explorers have been but developing'
what Marco Polo indicated in outline, — it might be said, without
serious hyperbole, only travelling in his footsteps, most certainl/
illustrating his geographical notices. At the moment when these
lines are written a British mission is starting to survey for political
reasons a tract upon the Oxus ; Marco Polo traversed this tract. For
twenty years Russian and English explorers have been ti'ying to
solve the problem of the Pamir watershed ; Marco Polo explored
it. Till within the last quarter century the cities of easterik
Turkestan, such as Kashgar, Yarkand, and Khotan, were known
only from the compilation of Oriental fragments ; Marco had visited
them all. Within a shorter period dense darkness hung over the
tracts between western China and Upper Burmah ; these also had
been traversed by Marco Pqlo. France is now scattering the brands
of war in Tong-king, in Funkien, and in Madagascar ; all these were
within Marco Polo's knowledge and find mention in his book. And
how vast an area has he described from personal knowledge which
remains outside of the fields that we have indicated I Readers of
the book would welcome a little more of egotistical detail. Imperson-
ality is carried to excess ; and we are often driven to discern only
by indirect and doubtful induction whether he is speaking of places
from personal knowledge or from hearsay. In truth, though there
are delightful exceptions, and though nearly every part of the book
suggests interesting questions, a desperate meagreness and baldness
does affect considerable parts of the narrative. In fact his work,
reminds us sometimes cf his own description of Khorasan— " On
chevauche par beans plains et belles costieres, 1^ ou il a moult beaus
herbages et bonne pasture et frais assez . . . et aucune fois y
treuve Ten un desert de soixante milles ou de mains, esquel desera
ue treuve Ten point d'eaue ; mais la convient porter o lui ! "
The diffusion of the book was hardly so rapid as has been some-
times alleged. It is true that we know from Gilles Mallet's catalogue
of the books collected in the Louvre by Charles V., dating c.
1370-75, that no less than five copies of Jlarco Polo's work were then
in the collection ; but on the other hand the number spread over
Europe of MSS. and early printed editions of Mandeville, with his
lying wonders, indicates a much greater popularity. Dante, who
lived twenty-three years after the book was dictated, and who>
touchesso many things iu the seen and unseen worlds, never alludes
to Polo, nor, we believe, to anything that can be connected with
him ; nor can any trace of Polo be discovered in the book of his
contemporary JIarino Sanudo the elder, though this worthy is well
acquainted with the work, later by some years, ' of Hayton the
Armenian, and thoughmany of the subjectson which he writes in his
own book {De Sccreiis Fidelium Crucis^) challenge a reference to-
Polo's experiences. Perhaps indeed the most notable circumstanc&
bearing in the same direction is the fact that the author of Mande-
ville, whoever he really was, and who plundered right and left,
never plunders Polo, a thing only to be accounted for by his being
ignorant of Polo's existence. The only literary work we know of
belonging to the 14th century which shows a thorough acquaint-
ance with Polo's book is the poetical romance of Baudouin de
Sciourg, which borrows themes from it largely.
Marco Polo contributed so vast an amount of new facts to the
knowledge of the earth's surface, that one might have expected his
1 Printed by Bongara iu the coUectiOD called Oesta Dei per F*ancoi, ^611.
P OL — P 0 L
409
book to have a suddeiTeffect upon ^^eograpiiy. But no such result
occurred for a long time. Doubtless several causes contributed to
this, of which the unreal character attributed to the book as a
a:oll'ection of romantic marvels, rather titan of geoj;raphical and
iistorioal facts, may have been one, — a view that tlio diffusion of
MandeviUe's fictions, far outdoing Polo's facts in marvel, perhaps
tended to corroborate, whilst supplanting the latter in popularity.
But the essential causes were the imperfect nature of publication ;
the traditional character of the prevailing geography, which
hampered the propagation of true statements ; and the entire
absence of scientific principle in what did pass for geography, so
that there was no organ competent to the assimilation of so huge a
mass of new knowledge.
The late Sir Francis Palgrave wrote a book called The Merchant
aiid the Friar, in which it is feigned that Marco Polo comes to
England, and becomes acquainted with Roger Bacon. Had Roger
Bacon indeed known either the traveller or his book, wo cannot
xloubt, from the good use he makes, in his Opiis Majus, of William
of Rubruk, that ha would have turned the facts to good account.
But the world with which the map makers »f the 13th and 14th
centuries dealt was, in its outline, that handed down by traditions
of the craft, as sanctioned by some fathers of the church, such as
Orosius and Isidore, and sprinkled with a combination of classical
«nd mediaeval legends. Almost universally the earth's surface fills
■a circular diA, rounded by the ocean, ^a fashion that already was
■ridiculed by Herodotus (iv. 36), as it was in a later generation by
Aristotle (ileleoroL, ii. 5). This was the most persistent dnd the
unost obstructive dogma of the false geogi'aphy. The central point
of the circle is occupied by Jerusalem, because it was found written
in Ezekiel : — " Haec dicit Dominus Deus, Ista est Jerusalem, in
medio gentium posui earn, et in circuitu ejus terras," — supposed to
be corroborated by the Psalmist's expression, regarded as prophetic
of our Lord's passion^" Deus autem Rex noster ante sajcula operatus
•est salutcm in medio terrae " (Ps. Ixxiv. 12). Paradise occupied the
extreme east, because it was found in Genesis that the Lord planted
a garden eastward in Eden. Gog and Magog were set in the far
north or north-east because it was again said in Ezekiel; " Ecce
ago super te Gog principem capitis Mosoch et Thubal . . . et
asceudere te faciam de lateribus acjuilonis." This last legend of Gog
and JIagog, shut up by a mountain-barrier, plays a prominent part
in the nmantic history of Alexander, which had such enormous
currency in those a"es, and attracted especial attention in the 13th
century, owing to the general identification of the. Tartar hordes
Avith those impure nations whom the hero had shut up. It is
not wonderful t!ut the Tartar irruption into the West, heard of
at first with as much astonishment as it woidd produce now, was
connected with, this old belief.
The loose and scanty nomenclature of the cosmography was
mainly borrowed from Pliny and Mela, through such fathers- as wo
have named ; whilst vacant spaces were occupied by Amazons,
Arimaspians, and the realm of Prester John. A favourite representa-
tion of the' inhabited earth was a great T within an 0 (see Map).
Such schemes of the world had no place, for the new knowledge.
The first genuine attempt at a geographical compilation absolutely
Iree from the traditional idola seems to be that in the I'orlulano
Uediceo at Florence. In this, some slight use seems to be made of
Tolo. But a far more important vork is one of the next generation,
the celebrated Catalan map of 1375 in the Paris library. This also
is an honest endeavour un a large scale to represent the known
world on the' basis of collected facts, casting aside all theories,
jaeudo-scienlifio and pseudo-theological ; and a very remarkable
work it i.s. In this work Marco Polo's inlluence on maps is perhaps
seen to the greatest advantage. As regards Central and Further
Asia, and partially as regards India, his book is the basis of the
map. His names are often much perverted, and it is not always
easy to understand the view that the compiler took of his itineraries.
Still we have Cathay admirably placed in the true position of China,
ea a great empire filling the soutti-east of Asia. Tlie transOangntio
peninsula is absent, but that of India proper is, for the first time
in the histoty of geography, represented with a fair approxiuialion
to correct form and position. Wo really seem to see in this map
something like the idea of Asia that the traveller himself would havo
prcocntcd, had he bequeathed us a map.
In the following ago wo find more frequent indications that Polo's
hook was diffused and read. And now that the spirit of discovery
was beginning to stir, the work was regarded in a justcr light as a
>ook of facts, and not as a mere Romman du. Grant Kaan. But
the age produced new supplies of information in greater abundance
than the knowledge cf geographers was prepared to digest or
co-ordinate ; and, owing partly to this, and partly to his unhappy
xeverslon to the fancy of ndrcnfar disk, the map o( Fro Mauro
<146'J), one of the greatest mapinnking enterprises In hl.itory, and
the result of Immense labour In the collection of tacts and the
«ndettVOur to combine them, really gives a much less accurate Idea
of ,\sla tlia.^ the Cnrin f'ntnlnnn:
When >f . Llbri. in nls Iti.:l. dfs Srifncfs yfatUfmniiiiiifn, speaks of
Columbui! as "Jealous of I'olo's laurels," bespeaks rashly. In fact
19-16*
Columbus knew of Polo's revelations only at second-hand, from the
letters of the Florentine Paolo Toscanelli and the like ; wo cannot
find that he ever refers to Polo by name. Though, to the day oi
his death, Columbus was full of imaginations about Zipangu (Japan)
and the land of the Great Khan; as being in immediate proximity
to his discoveries, these were but accidents of his great theory. It
was bis intimate conviction of the absolute siuallnes.s of the earth,
of the vast extension of Asia eastward, and of the consequent nar-
rowness of the westein ocean on which his life's project was ba.sed.
When, soon after the discovery of the New World, attempts were
made to combine the new and old knowledge, the results were
unhappy. The earliest of such combinations tried to realize the
iileas of Columbus regarding the identity of his discoveries with the
Great Klian's dominions ; but even after America had vindicated its
independent existence, and the new knowledge of the Portuguese
had introduced China where the Catalan map had presented Cathay,
the latter country, with the whole of Polo's nomenclature, was
shunted to the north, forming a separate system. Hcncefornard
the influence of Polo's work on maps was simply injurious ; and
wlven to his names was added a sprinkling of Ptolemy's, as was
usual throughout the 16th century, the result was a hotch-potch
conveying no approximation to any representation of facts.
Gradually the contributions of Ptolemy and Polo are used more
sparingly, but in Sanson's map (1659) a new element of confusion
appears in numerous features derived from the "Nubian Geo-
grapher," i.e., Edrisi.
It is needless to follow the matter iurther. AVith the increased
knowledge of northern Asia from the Russian side, and of China
from the maps of Martini, followed by the later Jesuit surveys, and
with the real science brought to bear on Asiatic geography by such
men as De I'lslo and D'Anvillo, mere traditional nomenclature
gradually disappeared ; and the task which Polo has provided for
the geographers of later days has been chiefl.y that of determining
tlie true localities which, his book describes uuder obsolete or
corrupted names.
Before concluding, a word or two seems necessary on the subject
of the alleged introduction of important inventions into Europe by
Marco Polo. Assertions or surmises of this kind have been made
in regard to the mariner's compass, to gunpowder, and lo printing.
Though the old assertions as to the first two are still occasionally
repeated in books of popular character, no one who has paid any
attention to the subject now believes Marco can have had anything
to do with thefr introduction. But there is no doubt that the
resemblance of early European block-books to those of China is in
some respects so striking that it seems clearly to indicate the
derivation of the art from that country. There is, however, not
the slightest reason for connecting this introduction with the name
of Polo. His fame has so overshadowed later travellers that the
fact has been generally overlooked that for some years in the 14th
century not only were missions of the Roman church established
in the chief cities of eastern China, but a regular overland trade
was carried on between Italy and Chino, by way of 'Tana (Azolf),
Astrakhan, Otrar, Kamul (Hami),aiid Kan-chow. Many a traveller
other than Marco Polo might have brought home the block-books,
and some might have witnessed the process of making them. This
is the less to bo oscribed to Polo, because he so curiously omits to
speak of the process of printing, when, in describing the block-
printed paper-money of China, his subject seems absolutely to
challenge a description of the art. Y.)
POLOTSK, a district town of tho government of Vitebsk,
at tho conflucnco of the Polota with the Dwina (Diina), 5
miles from the Smolensk and Riga Railway, is one of the
oldest towns of Russia. The continuous wars, however,
ff which, owing to its position on the line of coiumunica-
ion between central Russia and the west, it was for
many centuries the scone, have allowed almost nothing of
its remarkable antiquities to remain. Tho " upper castle "
which stood at the confluence of tho rivers aiid had a
stone- wall with seven towers, is now in ruins, as also is
tho "lower castle," formerly enclosed with strong walls
and connected with tho upper by a bridge. The numerous
monasteries and convents also have disappeared. The
cathedral of St Sophia in the ujiper castle, built in the
l'2th century, and successively used as a place of worship
by the Orcokr the Catholic, and thn " United " Churches,
fell to ruins in tho ISlh century, whon the "Hiiiled"
bishop Grelmicki tiubstitutod a modern sinicture. The
town is now of trilling iniporlanoe, and the popiilntiDn
(12,'200 in IS.SO, ngain.^t \:\,sm in LSC,.'",) is aeprea.Mng.
I'pw.-irds of Iwo-lhirds .if the iiiluibitania arc .Jews; the
remainder have hohmged ni().slly to the (ircek Church since
410
P 0 L — P O L
1839, when they were compelled to abandon the Union.
Flax, linseed, corn, and timber are' the leading articles of
the commerce of the town.
Polotesk or Polteslc is mentioned, in &6]i as one of tlie towns
given by Eurik to his men, together with Byelo-ozero and RostnlV.
In 980 it hail a jiiince of its own, Rog%'olod, whose dauglitcr is the
subject of many legends. It remained an independent principality
imtil the 12th century, resisting tlie repeated attacks of the princes
of Kieff; those of TskofF, Lithuania, and the Livonian knights,
liowcver, proved jaore powerfnl, and it fell under Lithjianian rule
in the following century. About 1385 its independence was de-
stroyed by the Litlmauian prince Witowt. It was five times
besieged by Moscow in 1500-18, and was taken by John the
Terrible in" 1563. Recaptured by Stephen Batory sixteen years
later, it became Polish by the treaty of 1582. It was then a
populous city, whiclv enjoying the privileges of " Magdeburg law "
from 1498, carried on an'active commerce, and covered a large
area. Pestilences and conflagrations were its niin; the plague of
1566 wrought great havoc among its inhabitants, and that ol 1600
destroyed 15,000. The castles, the town, and'its walls were burned
ill 1607 and 1642. The Russians continued their attacks, burning
and plundering the town, and twice taking possession of it for a
few. years, in 1633 and 1705. It was not definitively annexed, how-
everj to Russia until 1772, after the first dismemberment of Poland.
In 1812 its inhabitants resisted the French invasion, and the town
was partially destroyed.
POLTAVA, a government of south-western' Russia,
hounded by TchernigofE on the N., KharkoS on the E.,
Ekaterinoslaff and Kherson on the S., and Kiefi on the W.,
and having an area of 19,265 square miles. Its surface is
an undulating plain from 500 to 600 feet above sea-level,
with a few elevations reaching 670 feet in the north, and
gently sloping to the south-west, where its range is
between 300 and 400 feet.. Owing to the excavations of
the rivers, their banks, especially those on the right, have
the aspect of hilly tracts, while low plains stretch to the
left. Low-lying districts with some marshes and sandy
tracts are met with in the broad valley of the Dnieper,
which skirts the province on the south-west. Almost the
whole of the surface is covered with Tertiary deposits;
chalk appears in the north-east, at the bottom of deeper
ravines. The government touches the granitic region of
the Dnieper only in the south, below Krementchug. Lime-
stone with dolerite veins occurs in the isolated hill of
Isatchek, which rises above the marshes of the Sula. The
whole is covered with a layer, 20 to '60 feet thick, of
boulder clay, which, again, is often covered with a thick
sheet of loess. Sandstone (sometimes suitable for grind-
stones) and limestone are quarried, and a few layers of
g)'psum and peat bog are also known within the govern-
ment. The soil is on the whole very fertile, with the
exception of some sandy tracts. Poltava is watered by
the numerous tributaries of the Dnieper, which flows along
its border, navigable throughout. Deep sand beds inter-
sected with numberless ravines and old arms of the river
stretch along the left bank, where accordingly the settle-
ments are but few. It is joined by the Sula, the Psiol,
the Vorskla, the Orel, the Trubezh, and several othe|
tributaries," none of them navigable, although their courses
vary from 150 to 270 miles in length. Even those which
ased to be navigated within the historical period, such as '
Trubezh and Supoy, are now drying up, while the others
ire being partially transformed into marshes. Only 5 per
jent. of the total area is under wood ; timber, wooden
wares, and pitch are imported.
Tlie population in 1881 reached 2,418,870, of whom 217,800
lived in towns. The great majority are Little Russians, there
being only 20,000 Great Russians, less than 1000 White Russians,
some 2000 Poles, and 150O Germans. In 1865 the Jews were
estimated at 40,000. Agriculture is the chief pursuit, there being
7,451,000 acres (60 per cent, of the total area) of arable land, and
the average yield of the years 1870-77 being 6,302,000 quarters of
corn and 703,200 quarters of potatoes. The crops chiefly grown
are wheat, rye, and oats; the sunflower is largely cultivated,
especially for oil,, and the culture of tobacco, always important,
has recently made a very ^reat advance, nov? yielding about
200,000 cwts. Kitchen gardening, the culture of the plum, ami
the preparation of preserved fniits are also important branches of
industiy. At Lubory, where an apothecaries' g:\rdcn is maintained
by the crown, the collection and cultivation of medicinal jilants is
also a specialty. The main source of wealth in Poltava always lias
been, and still is, its cattle-breeding. In 1881 there were 209,000
horses, 882,000 cattle, 1,820,000 sheep (only 520,000 of these, as
against 878,000 in 1862, being of finer breeds), 405,000 pigs, and
7000 goats. Black and grey sheepskins arc largely exported, as
also is wool. Some of the wealthier landowners and many peasants
now rear finer breeds of horses.
The aggregate value of the manufactures in 1879 was £1,112,100,
employing in their production 3755 hands; distilleries hold the
leading place (£717,500), after which come (lour mills (£130,600),
tobacco works (£79,700), machine-m.iking (£35,700), tanneries
(£27,700^, saw-mills (£20,000), and sugar-works(£l 0,900). Wool
is exported in a raw state, and the woollen manufactures amounted
only to £5750. In the villages and towns several domestic trades
are carried on, such as the ijreparation of sheepskins, plain woollen
cloth, leather, boots, and pottciy.
The fair of Poltava is of great importance for tlie whole woollen
trade of Russia; leather, cattle, horses, coarse woollen cloth, sVins,
and various domestic wares are also exchanged for manufactures
imported from Great Russia. The value of merchandise brought
to the fair reaches and sometimes exceeds 25,000,000 roubles.
Several other fairs, the aggregate returns for which reach more than
one-half of the above, are held at Roinny (tobacco), Krementchug
(timber, corn, tallow, and salt), and Kobelyaki (sheepskins). Corn
is exported to a considerable extent to the west and to Odessa, as
also saltpetre, spirits of wine, wool, tallow, skins, and plain woollen
cloth. The navigation on the Dnieper is interfered with by want
of water, and becomes active only in the south. The chief traffic
is by railway.
The government is divided into fifteen districts, the chief towns
of which are— Poltava (41,050 inhabitants), Gadyatch (9250),
Khorol (5175), Kobelyaki (13,150), KonsUntinograd (4320),
Krementchug (46,620 with Krukofl'), Lokhvitsa (9320), Lubnj
(9820), Mirgorod (7750), Perevaslafl' (13,350), Piiyatin (5400),
Priluki (13,100), Romny (12,310), Zolotonosha (7180), and Zyen-
koff(8360). Glinsk (3250) 'and Gradijsk (7850) liave also muni-
cipal institutions, while several villages and towns (Sorotijiintsy,
Borispol, Smyeloye, Grun, Ryeshetilovka, &c.) have from 6500 to
8000 inhabitants.
Histonj. — At the dawn of Russian history the region now
occupied by Poltava was inhabited by the Syevcryanes. As early
as 988 the Russians erected several towns on the Sula and Trubezh
for their protection against the Petchenegs and Polovtsy, who held
the south-eastern steppes. Population extended, and the towns
PereyaslafT, Lubny, Lukomy, Priluki, Piryatin, Romny, S:c., begin
to be mentioned in the 11th and 12tU centoiies. The Jlongol
invasion destroyed most of them, and for two centuries afterwards
they totally disappear from Russian annals. About 1331 Gcdimin
annexed the so-called "Syeversk towns" to Lithuania, and on
the recognition of the union of Lithuania with Poland they were
included in the united kingdom along with the remainder of Little
Russia. In 1476 a separate principality of KieH' under Polish
rule and Polish institutions was formed out of Little Russia, and
remained so until the rising of Bogdan Khmyelnitzkii in 1654. By
the Andrusofi' treaty, the left bank of the Dnieper being ceded to
Russia, Poltava became part of the dominions of the Zaporogian
hetman, nnd.was divided into "regiments," six of which (Poltava,
PereyaslafT, Priluki, Gadyatch, Lubny, and Mirgorod) lay within
the limits of the present government. They lost their independence
in 1764, and serfdom was introduced in 1783, the Poltava redon
becoming part of the governments of Kicft" and Ekaterinoslaff.
The present government was instituted in 1802.
POLTAVA, capital of the above government, stands on
the right bank of the Vorskla, 88 miles by rail to the
west-south-west of Kharkoff. ■ The town is built on a
plateau which descends by steep slopes nearly on all
sides; the buildings are separated by large yards and
gardens. Several suburbs, inhabited by Cossacks, whose
houses are buried amid gardens, and a German colony,
surround the town. Water is scarce, and has to be
brought a long distance, from the marshy Vorskla. The
oldest buildings are the Krestovozdvijenskiy monas-
tery, erected in 1650, and a wooden church visited by
Peter I. after the battle of Poltava. There are two
lyceums for boys and girls, a "realschule," a military
school for cadets, a theological seminary, and two girls'
colleges, besides Russian, German, and Jewish primary
schools. The manufactures are insignificant (£58,000 in
1879) ; the principal are tobacco works (.£27,500) and a
P 0 L — P 0 L
411
tannery (£14,400). The trade derives its importance from
the four fairs that are held at Poltava. The chief of these,
in July (noticed above), is. visited by 30,000 to 40,000
people. In 1881 the population was 41,050.
Poltava is mentioned in Russian annals in 1174, under the name
of Ltava, but does not again appear iu history until 1430, when,
together with Glinsk, it was given by Gedyniin to the Tartar
prince Lcksada. Under Bogdau Jihmyelnitzkii it was the chief
town of the Poltava " regiment." Peter I. defeated Charles XII.
iu the immediate neighbourliood on June 27, 1709.
POLY^'ENUS, a Macedonian, lived at Rome as a
rhetorician and pleader in the 2d century. 'When the
Parthian War (162-165 a.d.) broke out, Poly;enus, too
old to share in the campaign, dedicated to the emperors
Marcus Aptoninus and Lucius Verus a work, still extant,
called Sirategica or titrategemata, an historical collection of
stratagems and maxims of strategy written in Greek and
s'i'ung together in the form of anecdotes. It is not strictly
cnnfined to warlike stratagems, but includes al.so examples
o! wisdom, courage, and cunning drawn from civil and
political life. The work is uncritically and negligently
wvitten, but is nevertheless important on account of tHe
extracts it has preserved from histories now lost. It is
divided into eight books, and originally contained nine
h:indred anecdotes, of \yhich eight hundred and thirty-three
are extant. Polya^nus intended to -ivrite a history of the
^'^rthian War, but there is no evidence that he did so.
His works on Macedonia, on Thebes, and on tactics (if
ipdeed this be not»identical with the Sirategica) are lost.
His StraUqics seems to have been highly esteemed by tlie Roman
emperors and to have been handed down by them as a sort of hcir-
loom. From Borne it passed to Constantinople ; at the end of the
9th century it was diligently studied by Leo VI., who himself wrote
a work.ou tactics ; and in the middle of the 10th century Constautine
I'orphyiogenitns mentioned it as one of the most valuable books
in the imperial library. It was used by Stobseus, Siiidas, and the
anonymous author of the work :r«pl aitiaruv {Afi/lkot/rajihi Grmcc,
ed. Westermann, p. 323). It is arranged as follows : — bks. i., ii., iii.,
stratagems occurring in Greek history, from the mythical times
of Diojiysus aud Hercules onward ; bk. iv., stratagems of the
Macedonian kings and successors of Alexander the Great ; bk. v.,
stratagems occurring in the history of Sicily and the Greek islands
and colonies ; bk. vi., stratagems of whole peoples (Carthaginians,
La6edsemouians, Argives, kc), together with some of individuals
(Philopoemen, Pyrrhus, Hannibal, Ac); bk. vii., stratagems of
the barbarians (Modes, Persians, Egyptians, Thracians, Scythians,
Celts) ; bk. viii., stratagems of Romans and women. This distri-
bution is not, however, observed very strictly. ' Of the negligence
or haste with which the work was written there are many instances :
e.g., he confounds Dionysius the elder and Dionysius the younger,
Mithradates satrap of Artaxer.\esa2id llithradates the Great, Scipio
the elder and Scipio the younger ; he mixes up the stratagems of
Coisar aud Pompey ; he brings into immediate counc^on events
which were totally distinct ; he narrates some events tv.-ico over,
with vaiiations according to tljo different authors from whom ho
draws. ■ Though ho usually abridges, he occasionally amplifies
arbitrarily the narratives of his authorities. Ho never mentions
hi.i autlioritics. but amongst authors still extant ho used Herodotus,
Tbuoydidefj, Xenophon, I'olybius, Diodorus, Plutarch, Frontiuus,
and Suetonius ; amongst authors of whom only fragments now
remain ho drew upon CtesLis, Kphoms, Timajus, Phylarchus, and
pot haps Aristagoras, Dinon, Heraclides, Mcgasthcnes, and Nicolaus
Da.nascenu3. His stylo i.s clear, but monotonous and inelegant.
He heaps up participles and falls alternately into the opposite faults
of accumulating and totally omitting conjunctions. A glaring
instance of these faults is to be found in bk. iii. 0, 33. In the
forms of his words he generally follows Attic usage.
nil woik was Ajst primed In a Ljilln tran«l«llon by Justui Vullclua (BnsrI.
1519); the Greek text Wiis that cilllcd by Cnsiiubnn (Lcydcn, li83), but nuliily
fnm a very Intcilor MS. Korols In Mi «llilr,n (I'nrls, 1803) cnneclcd the ti'xt
In imny pUcea. Tlio bcjt cdlllon Is lliut of Wolfllln (Teubngr, 1800),wliooo profaco
mfi) be conaultcd tvith adviintaKc-.
POLYANTHUS. See Primrose.
POLYBIUS, the historian, was a native of Megalo-
polis in Arcadia, the youngest of Greek cities (Paus.
vii I. 9), but one which played an honourable part in
tlw last' days of Greek freedom as a stauticli member of
Mi/i Achseah league. Polybiu.s's father Lycortas was the
in.' imate 'friend of Philopicmcn, himself also a citizen of
W'galopolis, and on the death of the latter, iu 182 B.C.,
succeeded him as leader of the league. The date of
Polybius's birth can only be fixed approximately. He
tells us himself that in 181 he had not yet reached the
age (i 30 years, Polyb., xxix. 9) at which an Achaean was
legally capable of holding office (xxiv. G). We learn
from Cicero {Ad Fain., v. 12) that he outlived the Nu-
mantine war, which ended in 132,' and from Luciaii
(Macrob., 22) that he died at the age of eighty-two. We
may therefore follow the majority of authorities in placing
Ms birth between 21 4 and 204 B.C. Little is knov.n of
his early life. As the son of Lycortas he was naturally
brought into close contact with the leading men of the
Achaean league. With the foremost of them, Philopcemen,
he seems to have been on intimate terms. Plutarch («t
7rpeo-/3., 12) describes him as sitting at the feet of the great
Achsan soldier, of whom Polybiu? himself always writes
in, terms of affectionate admiration; and after Philopoe-
men's tragic death in Messenia (182) he was entrusted
with the honourable duty of foaveying home the urn iu
which his ashes had been deposited (Plut., Fkil., 21).
The next year (181) wdtnessed what seems to have been
his first entry into political life. Together with his father
Lycortas and the younger Aratus, he was appointed, in
spite of his youth, a member of the embassy which was
to visit Ptolemy Epiphanes, king of Egypt,— a mission,
however, which the sudden death of Ptolemy brought
to a premature end (xxv. 7). The next twelve years
of his life are a blauk, but in 169 he reappears as a
trusted adviser of the Achaaans at a difficult crisis in the
history of the league. In 171 war had broken out
between Kome and the Macedonian king Perseus, and the
Achaean statesmen were divided as to^ the policy to be
pursued : to side with Macedon would have been suicidal ;
Lycortas himself was in favour of neutrality, but there
were good reasons for fearing that the Roman senate
would regard neutrality as indicating a secret leaning
towards Macedon, and indeed both Lycortas and Polybius
himself had already incurred suspicion at Home on this
ground. Polybius therefofe declared for an open alliance
with Rome, aud his views were adopted. It was decided
to send an Achasan force to cooperate with the Roman
general. Polybius was selected to command the cavalry,
and v/as at once despatched to the Roman camp to,
announce the decision of the league (xxviii. 10 sq.).
The Roman, consul declined the proffered assistance, but
Polybius accompanied him throughout the campaign, aud
thus gained his first insight into the military sj-stem of
Rome. On his return home he was able to render an
important service to his countrymen by checking the
unauthorized attempt of a Roman, officer to raise troops
in Achaia (xxviii. 13). In the next year (168) both
Lycortas and Polybius were on the point of starting at the
head of 1200 Achajans to take service in Egypt against
the Syrians, when an intimation from the Roman com-
mander that armed interference was undesirable put a
stop to the expedition (xxix. 23). The success of Rome
in tho war- with Perseus was now assured, and it is
possible that the readiness of Lycortas and Polybius to
serve abroad was partly duo to a belief that the fate of
Macedon must soon bo shared by Achaia. " If this was so,
tho belief was but too well founded. • Tho final defeat of
Perseus was rapidly followed by the arrival in Achaia of
Roman commissioners charged with tho duty of securely
establishing Roman interests there. As a result of their
proceedings 1000 of tho principal Arluvans were, arrested
and carried off to Italy. Polybius was omong the number,
but, while his companions were condemned .to a tedious
incarceration in the country towns of Italy, he obtained
permission to reside in Rome. This privilege he owed
to the intluenco of /Emilius I'aullus, and his two sous
412
POLYBIUS
Scipio aiTd I'a'Sius (xxxii. 9), -wno seem to liave made his
acquaintance 'in Macedonia. At any. rate Polybius was
received into iEmilius's house, and became the instructor
of his sons (Appian, Pun., 132). Between Scipio, the
future conqueror of Carthage, and himself a friendship
soon sprung up which ripened into a lifelong intimacy.
To the last Scipio so constantly relied upon the advice and
counsel of Polybius that it could be said by the country-
men of the latter that Scipio never failed when be followed
the advice of his friend (Pausan., viii. 30). To Polybius
himself his friendship with Scipio was not merely the chief
pleasure of his life but of inestimable service to him
throughout his career. It protected him from interfer-
ence, opened to him the highest circles of Roman society,
and enabled him to acquire a personal influence with the
leading men, which stood hini in good stead when he after-
wards came forward to mediate between his countrymen
and Rome. It placed within his reach opportunities for a
close study of Rome and the Romans such as had fallen to
no historian before him, and secured him the requisite
leisure for using them, while Scipio's liberality more than
once supplied him with the means of conducting difficult
and costly historical investigations (Pliny, N. H., v. 9). In
151, after seventeen years of banishment, the few surviv-
ing exiles were allo^fed to return to Greece. But the stay
of Polybius in Achaia was brief. The estimation in which
he was held at Rome is clearly shown by the anxiety of
the consul Mamilius (149) to take him as his adviser
on his expedition against Carthage. Polybius started to
join him, but broke off his journey at Corcyra on learning
that the Carthaginians -were inclined to ~yield and that
war was unlikely (xxxvi. 3). But when, in 147, Scipio
himself took the command in Africa, Polybius hastened
to join him, and was an eye-witness of the siege and
destruction of Carthage (Appian, Pwre., 132). During his
absence in Africa, the Achseans had made a desperate
and ill-advised attempt to assert for the last time their
independence of Rome, — a passionate outbreak which
Polybius had dreaded, and which his presence might
have prevented. As it was he returned in 146 to find
Corinth in ruins, the fairest cities of Achaia at the mercy
of the Roman soldiery, and the famous Achtean league
shattered to pieces (Pol. ap. Strabo, p. 381). But there
was still work to be done that he alone could do. AU
the influence he possessed was freely spent in endeavour-
ing to shield his countrymen from the worst consequences
of their rashness. The excesses of the soldiery were
checked, and at his special intercession the statues of
Aratus and Philopoemen were preserved (xxxix. 14). An
even moTe difficult task was that entrusted to him by the
Roman authorities themselves, of persuading the Achaeans
to acquiesce m the new regime imposed upon them by
their conquerors, and of setting the new machinery in
working order. With this work, which he accomplished
so as to earn the heartfelt gratitude of his countrymen
(xxxtx. 16), his public career seems to have closed. The
rest of his life was, so far as we know, devoted to the
great history which is the lasting monument of his fame.
He died at the age of eighty-two of a fall from his horse
(Lucian, Macroh., 22).
Of the forty books'which made up the history of Polybius, the
first five sdone have come down to us in a complete form ; of the
rest we have only more or less copious fragments. But as to the
general plan and scope of the work there is no room for doubt,
thanks mainly to the clearness with which they are explained by
Polybius himself. The task which he set himself was that of
making plain, for the instruction of his own and future generations,
how and why it was that "all the known regions of the civilized
world had fallen under the sway of Rome " (iii. 1). This empire of
Rome, unprecedented in its extent and still more so in the rapidity
with which it Tiad been acquired? was the standing wonder of the
ag'^i and "who," he exclaims (i. 1), "is so poor-spirited or indolent
as not to wish to know by what means, and thanks to what sort
of constitution, the Romans subdued the world in something less
than fifty-three years ? " These fifty-three years are those between
220 (the point at which th^work of Aratus ended) and 168 B.C.,
and extend therefore from the outbreak of the Hannibalic war to the
defeat of Perseus at Pydua. To this period then the main portion
of his history is devoted from the third to the thirtieth book
inclusive. J5ut for clearness' sake he prefixes in books i. and ii. sucli
a preliminary sketch of, the eailier history of Rome, of the first
Punic War, and of the contemporary events in Greece and Asia, as
will enable his readers more fully to understand what follows.
This seems to have been his original »plan, but. at the opening
of book iii., written apparently after 146, he explains that he
thought it desirable to add some account of tlie manner in which
the Romans exercised the power they had won, of their tempera-
ment and policy, and of tho final catastrophe which destroyed
Carthage and for ever broke up the Achaean league (iii. 4, 5). To
this appendix, giving the history from 168-146, the last ten books-
are devoted.
Whatever fault may be found with Polybius, there can be no
question that he had formed a high conception of the task before
him, and of the manner in which it should be executed. He lays
repeated stress on two qualities as distinguishing his history from
the ordinary run of historical compositions. The first of these, its
synoptic character, was partly necessitated by the nature of the
period with which he was dealing. The interests, fortunes, and
doings of all the various states fringing the biisin of the Mediter-
ranean had become so inextricably interwoven that it was no
longer possible to deal with each of them in isolation. Tlie his-
torian must deal with this complex web of affairs as a whole, if
he would be able either to understand or to explain it properly.
Polybius therefore claims for his history that it will take a compre-
hensive view of the whole course of events in the civilized world,
within the limits of the period with which it deals (i. 4). In doing
so he marks a new point of departure in historical writing, " for we
have undertaken " he says " to record, not the affairs of this or that
people, like those who have preceded us, but all the affairs of the
known world at a certain time." In other words, he aims at placing
before his readers at each stage a complete survey of the field ol
action from Spain in the West to Syria and Egypt in the East.
This synoptic method proceeds from a true appreciation of what ia
now called the unity of history, and to Polybius must be given
the credit of having first firmly grasped and clearly enforced
a lesson which the events of his own time were especially well cal-
culated to teach. Posterity too has every reason to be grateful, for.
though, as will be seen later, this synoptic method frequently inter-
feres with the symmetry and continuity of his narrative, yet it has
given us such a picture of the 2d, and 3d centuries before Christ
as no series of Special narratives could have supplied.
The second quality upon which Polybius insists as distinguishing
his history from all others is its "pragmatic " character. It deals,
that is, with .events and with their causes, and aims St an accurate
record and explanation of ascertained facts. This " pragmatic
method " (ix. 2) has a double value. First of all it makes history
intelligible by explaining the how and the why ; and, secondly, it is
only when so written that history can perform its true function of
instructing and guiding those who study it. For the great use oi
history according to Polybius is to contribute to the right conduct
of human life (i. 35), by supplying a storehouse of experiende for
the assistance of those who will use it. But this it can only do if
the historian bears in mind the true nature of his task. Above all
things he must not content himself with'mercly writing a pleasant
tale. He must remember that the historian should not write as
the dramatist doss to charm or excite his audience for the moment
but to edify and instruct all serious students in the future (il; 56).
He will therefore aim simply at «xhibiting events in their true
light, setting forth "the why and the how" in each case, not con-
fusing causes and occasions, or dragging in old wives' fables, prodi-
gies, and marvels (ii. 16 ; iii. 48). He will omit nothing which can
help to explain the events' he is dealing with : the genius and tem-
perament of particular peoples, their political and military systems,
the characters of the leading men, the geographical feature.'! of the
country, must all be taken into account. To this conception of the
aim and methods of history Polybius is on the wliolc consistently
faithfril in practice. It Is true that his anxiety to instruct leads
often to a rather wearisome iteration of his favourite maxims, and
that his digressions, such as that on the military art, are occa-
sionally provokingly long and didactic. But his comments and
reflexions are for the most part sound and instructive {e.g., those
on the lessons to be learnt from the revolt of the mercenaries in
Africa, i. 65 ; from the Celtic raids in Italy, ii. 35 ; and on the
Roman character),- while among his digressions are included such
invaluable chapters as those on the Roman constitution (book vi.),
the graphic description of Cisalpine Gaul (book ii. ), and the account
of the rise and constitution of the Achaean league (ii. 38 sq.).
To his anxiety again to trace back events to their first causes We
owe, not only t'ne careful inquiry (book iii.) into the origin of the
P O L Y B I TJ S
413
Second Punic War, but the sketch of early Roman history in book i.,
and of the early treaties between Rome and Curthage in iii. 22 sq.
Among the many defects which lie censures in previous historians,
not the least serious in his eyes are their inattention to the political
and geographical surroundings of the history (ii. 16 ; iii. 36), and
their neglect duly to set forth the causes of events (iii. 6).
Polybius is equally explicit as regards the personal qualifications
necessary for a good historian, and in this respect too his practice
is in close agreement with his theory. Ho has a rrofound distrust
of closet students and a profound belief in the v.ilue of a personal
knowledge of affairs. Without such experience a writer will, ho
says, be guilty of endless blunders and omissions, and will inevitably
distort the true relations and importance of events. History, ho
asserts, will not be satisfactorily written until either men of affairs
undertake to write it, not as a piece of bye-work but as an honourable
and necessary task, or until intending historians realize that some
actual experience of affairs is indispensable (xii. 28). Such ex-
perience would have saved accomplished and fluent Greek writers
like Timseus from many of their blunders (xii. 25a), but the short-
comings of Roman soldiers and senators like Q. Fabius Pictor show
that it is not enough by itself. Equally indispensable is careful
painstaking research. All available evidence must be collected,
thoroughly sifted, soberly weighed, and, lastly, the historian must
be animated by a sincere love of truth and a calm impartiality.
What follows where any or all- of the.se conditions and qualifica-
tions are absent Polybius illustrates abundantly in his frequent
and scathing criticisms on previous writers. In the case of Timseus,
against whom he seems to cherish a peculiar animosity, nearly all
that ro.maius of book xii. is devoted to an exposition oi' his sliort-
comings. Q. Fabius Pictor and Philinus are charged both with
ignorance of important facts and with partiality (i. 14 ; iii. 9),
while in the second book Phylarchus's account of the war between
the Achaean league and Cleomenes of Sparta is mercilessly dissected.
It is not possible here to discuss the question whether Polybius
has been just to his predecessors ; it' is more important to consider
how far he himself comes up to the standard by which he has
tried others. In his personal acquaintance with affairs, in the
variety of his experience, and in his opportunities for forming a
correct judgment on events he is without a rival among ancient
historians. A great jiait of the period of which he treats fell within
his own lifetime (iv. 2). He may just have remembered the battle
of Cynoscephalffi (197). Ho must have been sixteen or seventeen
years old at least when the power of Antiochus was broken at
Magnesia (189), while of the events from 168-146 he was, as he
tells us (iii. 4), not only an eye-witness but a prominent actor in
them all. As the sou of Lycortas he lived from his early youth
in immediate contact with the foremost" statesmen of the Pelopon-
nesus, while between 181 and 168 he was himself actively engaged
in the military and political affairs of the Achaean league. The
period of his exile in Rome served to add largely to his stores of
experience : he was able to study at close quarters the working
of the Roman constitution, and the peculiarities of the Roman
temperament; he made the acquaintance of Roman senators, and
became the intimate friend of the greatest Roman of the day.
Lastly, ho was able to survey with his own eyes the field on which
the great struggle between Rome and Hannibal was fought out.
Ho left Rome only to witness the crowning triumph of Roman
arms in Africa, and to gain a practical acquaintance with Roman
methods of government by assisting in the settlement of his
own beloved Achaia. When, in 146, his public life closed, ho
completed his preparation of himself for his great work by labori-
ona investigations of archives and monuments, and by a careful
personal examination of historical sites and scenes. If to all
this wo add that he was deeply read in the learning of his day
(filian. Tact, i., iviip wo\vfi.aHii!), above all in the writings of
earlier historians, we must confess that, as at once scholar, states-
man, soldier, and man of the world, ho was above all others fitted
to write the history of the age of transition in which he lived.
Of Polybiua'a anxiety to get at the truth no better ]iroof can bo
given than his conficiontious investigation of original documents
and monuments, and his careful study of geograj)hy and topography
^ — both of them points in which his predecessors, as well as his suc-
cessor Livy, conspicuously failed. Polybius is careful constantly
jto remind us that ho writes for those who are (piKoixaSd!, lovers
lof knowledge, with whom truth is the first consideration. He
closely studied the bronze tablets in Rome on which were inscribed
the early treaties concluded between Romans and Carthaginians
(see for these liliein. Mxls., 32, 614; iii. 22-26). He quotes the
actual language of tho treaty which ended the First I'unic War
(i. 62), and of that between Hannibal and Philip of Macedon
jvii. 9). In xvi. 16 ho refers to a document which he had person-
ally inspected in tho archives at Rhodes, and in iii. 33 to the
monument on tho Lacinian promontory, recording tho number of
Hannibal's forces. According to Dionysins, i. 17, he got his date
for the foundation of Rome from a tablet in tho pontilie.al archives.
As instances of hia careful attention to geography and topography
WO have not only the fact of his widely extended travels, from the
African coast and the Pillars of Hercules in the west to tho Euxine
and the coasts of Asia Minor in the east, but also the geographical
and topographical studies scattered throughout his history, sucli as
the description of Sicily (i. 42), of Cisalpine Gaul (ii. 14), and of the
Euxine (iv. 10), the discussion of Hannibal's route over the Alps,
and the graphic picture of the scene of tho battle of Lake Trasimene.
Lastly, to judge from its estant fragments, book xxxiv. seems to
have boen actually a treatise on geograjihy in general.
Next to the duty of original reseanh, Polybius ranks that of
impartiality. Some amount of bi.as in lavonr of one's own country
may, he thinks, be pardoned as natural (xvi. 14) ; but it must not
be gratified at the expense of truth. It is uni>ardonable, ho
says, for the historian to set anything whatever above the truth.
And on the whole Polybius must be allowed hero again to have
practised what he preached. It is true that his own Ryni)iathie9
and antipathies are not entirely concealed. His nlleetion lor and
pride in Arcadia appear in more than one passage (iv. 20, 21),
as also does his dislike of the .^Eolians (ii. 45; iv. 3, 16). His
treatment of Aratus and Philoiiccmen, the heroes of the Achiean
league, and of Cleomcnes of Sparta, its most constant enemy, is
perhaps open to severer criticism— it is at any rate certain that
Cleomenes does not receive full justice at his hands. Similarly his
views of Rome and the Romans may have been influenced by his
firm belief in the necessity of accepting the Roman supremacy as
inevitable, and by his intimacy with Scipio, the head of the great
patrician house of the Cornelii. He has evidently a dt'cp admira-
tion for the great republic, for her well-balanced constitution, for
her military system, and for the character of licr citizens. He
shares too the dislike of the Roman aristocracy for such men of the
people as Flamiuius (ii. 21) and Varro (iii. 116). But, just as his
patriotism does nut blind him to the faults and follies of his
countrymen (xxxviii. 4, 5, 6), so he does not scruple to criticize
Rome. Ho notices the incipient degeneracy of Rome after 146
(xviii. 35). He endeavours to hold the balance evenly between
Rome and Carthage ; he strongly condemns the Roman occupation
of -Sardinia as a breach of faith (iii. 28, 31); and he does full
justice to the splendid generalship of Hannibal. Moreover, wdiether
his liking for Rome was excessive or not, there can be no doubt
that he has sketched tho Roman character in a masterly fa.shion.
Their ambition, their invincible confidence in themselves, their
dogged courage which made them more dangerous the harder they
were pressed, and their devotion to the state are all clearly brought
out. Nor does he show less appreciation of their practical sagacity,
their readiness to learn from other peoples, their quickness in
adapting their tactics both in war and diplomacy to changing
circumstances, and their mastery of the art of ruling.
His interest in the study of character and his skill in its delinea-
tion are everywhere noticeable. He believes, indeed, in an over-
ruling Fortune, which guides tho course of events. It is Fortune
which has fashioned anew tho face of the world in his own time
(iv. 2), which has brought the whole civilized world into subjection
to Rome (i. 4); and the Roman empire itself is the most marvellous
of her works (viii. 4). But under FortVino not only political and
geographical conditions but the characters and temperaments of
nations and individuals play their part. Fortune seleets tho best
instruments for her purposes. The Romans had been fitted by their
previous struggles for the conquest of the world (i. 63) ; they were
chosen to punish the treachery of Philip of Macedon (xv. 4) ; ami
the greatest of them, Scipio himself, Polybius regards as theespecif 1
favourite of fortune (xxxii. 15; x. 5).
Tho praiso which the matter of Polybius's history deserves cannot
be extended to its form, and in this respect he contrasts sharply
with Livy, whose consummate skill as a narrator has given him a
po|iularity which has been denied to Polybius. Some of the most
serious defects which spoil Polybius's history as a work of art aro
due to an over-rigid adherence to those views of tho nature of tho
task before him which have been described above. His laudable
desire to be comprehensive, and to present a picture of the whole
political situation at each important moment, is fatal to tho con-
tinuity of his narrative. Tho reader is Imrried hither and thither
from one part of the field to another in a manner at once wearisome
and confusing. Thus the thrilling story of the Second Punic Wor
is broken in upon by digressions on tho contemporary affairs in
Greece and in Asia. More serious, however, tlian this excessive
love of synchronism is Polybius's almost pedantic anxiety to edify
and to instruct. For grace and elegance of composition, and for
the artistic presentation of events, lie has a hardly concealed con-
tempt. Hence a general and almost studied carelessness of effect,
which mars his whole work. On the other hand ho is never weary of
preaching. His favourite theories of tho nature and aims of histor)',
of tho distinction between the universal and special histories, of
tho duties of an histonan, sounil os most of them are in themselves,
are enforced again and again at undue length and with wearisome
iteration. No opportunity is lost of pointing (Uit the lesson to be
learnt from tho events described, and more thau once the reader is
irritated, and tho effect of a erajihic picture is spoilt, by obtrusive
moralizing. Nor, lastly, is Polybius's style itself such as to compcn-
414
I? O L — P O I.
sate for these defects. It is, indeed, oftea impressive from the evident
earnestness and sincerity of the writer, and from his sense of the
gravity of his subject, and is unspoilt by rhetoric or conceit. It has
about it the ring of reality ; tlie language is sometimes, pithy and
vigorous ; and now and then we meet with, apt metaphors, such as
tliose borrowed from boxing (i. 57), fiom coek-lighting (i, 68), from
draughts (i. 84). But, in spite of these redeeming features, the
prevailing baldness of Polybius's style excludes him from the first
rank among classical writers ; and it is impossible to quarrel with
the veidict pronounced by Dionysius of Halicarnassus, who places
him among those authors of later times who neglected the graces of
style, and who paid for their neglect by leaving behind them works
"which no one was patient enough to read through to the end"
(irtpl ffvvBf^. oyofiaTuy, 4).
It is to the value and variety of his matter, to his critical insight,
breadth of view, and wide research, and not least to the surpassing
importance and interest of the period with which he deals, that
Polybius owes his place among the writers of history. What is
known as to the fortunes of his histories, and the reputation they
enjdjj'ed, fully bears out this conclusion.. The silence respecting
him maintained by Qiiintilian and by Lncian may reasonably be
taken to imply their agreement witli Dionysius as to his merits
as a master of style. On the other hand, Cicero {Dc Off., iii. 32)
describes him as " bonus auctor in prirais " ; in the JDc RepuUica
(ii. 14) he praises highly his accuracy in matters of chronology,
"nemo in exquirendis temporibus diligentior " ; and Cicero's
younger contemporary, Marcus Brutus, was a devoted student of
Polybius, and was engaged on the eve of the battle of Pharsalia in
compiling an epitome of his histories (Suidas, s.v. ; Plutarch, Brut.,
4). Livy, however, notwithstanding the extent to which lie used
his writings (see LiVT), speaks of him in such qualified terms as to
suggest the idea that his strong artistic sensibilities had been
wounded by Polybius's literary defects. He has nothing better to
say of him than that he is " by no means contemptible " (x.xx. 45),
and "not an untrustworthy author" (.xxxiii. 10). Posidonius jind
Strabo, both of them Stoics like Polybius himself, are said to have
WTitten continuations of his history (Suidas, s.v.; Sti-abo, p. 515).
Arrian iu the early part of the 2d and .ffilian in the 3d century
both speak of him with respect, though with reference mainly to
his excellence as an authority on the art of war. In addition to
his Histories Polybius was the author of the following smaller
works: — a life of Philopoemen (Polyb., x. 24), a history of the
Numantine War (Cic, AdFam., v. 12), a treatise on tactics (Polyb.,
ix. 20; Arrian, Tactica; .lElian, Tad., i.). The geographical
treatise, referred to by Geminus, is possibly identical with the
thirty-fourth book of the Histories (Schweigh., Prasf., p. 184.
The complete books (t.-v.) of the Histories were fiist printed in a Latin ti anala-
tioa by Nicholas Perottl In 1473. The date of the first Greelt edition, that by
ObsopsBus, is 1530. For a full account of these and of later editions, as well as
of tlie extant MSS., see Schweighauser's Preface to his edition of Puiybiua. Oui-
knowledge of the contents of the fragmentary boolis is derived partly from
quotations in ancient writers, but ninlniy from two collections of excerpts; one,
probably the woi-k of a late Byzantine compiler, was first printed at Basel in 1549
and contains extracts from books vl.-xviii. (trepi irpcff/Seiiuv, irepi apenj^ »eai
KOKias) ; tlie other consists of two fragments from the "select passages" from
Greek historians compiled by the directions of Constantlne Porphyrogenltus in
the 10th century. To these must be added the Vatican excerpts edited by
Cardinal Mai in the pi'esent century.
Tlie following are the more important modern editions of Polybins ; — Emesti (3
vols., 17C3-64); Schweigliauser (8 vols., 1793. and Oxford, 1823); Bekker (2 vols.,
1844); L. Dindorf (4 vols., 18fi6-G8, 2d ed.,Teubner, 1S32); Hultsch (4 vols.. 1S67-
71). For the literature of the subject, see Engelmaun, Biblioth. Script. Class.:
Script. Orwci (pp. 646-C50, 8th cd., Lelpsic, 1880). (H. F. P.)
POLYCARP. The importance of Polycarp, bishop of
Smyrna, for the earliest period of church history arises
from his historical position. He was on the one hand a
disciple of John and other apostles and disciples of Jesus ;
on the other hand he was the teacher of Irenseus, the
first of the catholic fathers.^ In his letter to Florinus,
Trenasus (ap. Euseb., HJH., v. 20) says : —
' ' I saw you when I was yet, as a boy, in Lower Asia with Polycarp.
.... I could even now point out the place where the blessed Poly-
carp sat and. spoke, and describe his going out and coming in, his
manner of life, his personal appearance, the addresses he delivered to
the multitude, how he spoke of his intercourse with John and with
the others who had seen the Lord, and how he recalled their words.
And everything that he had heard from them about the Lord, about
His miracles and His teaching, Polycarp told us, as one who liad re-
ceived it from those who had seen the Word of Life with their own
eyes, and all this in complete harmony with the Scriptures. To
this I then listened, through the mercy of God vouchsafed to me,
with all eagerness, and wrote it not on paper but in my heart, and
still by the grace of God I ever bring it into fresh remembrance."
These are priceless words, for they establish a chain of
tradition (Jesus, John, Polycarp, Irenseus) which is without
a ijarallel in history. It is all the more to be regretted that
' Iren., iii. 3, 4.
Irenseus in his great work'' has said so little of Polyca'^),
and that neither Poly crates of Ephesus^ nor Terttilliigi*
mentions anything of importance.
The sources for the life and activity of Polycarp are as
follows: — (1) a few notices of Irenoeus ; (2) the epistle of
Polycarp to the church at Philippi ; (3) the epistle of
Ignatius to Polycarp ; (4) the epistle of the church at
Smyrna to the church at Philomelium, giving an account
of the martyrdom of Polycarp. Since these authorities
have all been called in question, and some of them entirely
rejected, by recent criticism, it is necessary to say a few
words about each of them.
1. Of the statements of Irenajus, those contained in the letter
to Victor and in the large work have passed unchallenged. The
letter to Florinus, however, which places Polycai'p in unequivocal
connexion with the apostle John, has been disL-iedited, because, it
is alleged, John never was in Asia Jlinor. But this denial of
John's residence in Asia Minor is itself a piece of critical arbi-
ti'ariness, and to assert that the epistle to Florinus is siuuious is
a desperate resource. The only argument which can be adduci-d
against it with any sort of plausibility is the fact that in his great
work Irenaeus does not satisfy the expectatious which the letter to
Florinus is apt to raise in a modern reader. It is cert;iiiily the
case that he tells us very little about Polycarp and still less about
John. But statements from the mouth of Polycarp of the very
kind which the letter to Florinus would lead ns to expect ate not
altogether wanting in the great work of Irena;ub (see iii. 3, 4 ; ii.
22, 5 ; V. 30, 1)' ; and that they are so few is accounted for by the
plan aud object of the treatise. The facts mentioned by hvmeus,
therefore, cannot be set aside, although the assertion that Polycarp
was appointed bishop of the church at Smyrna by the apostles (iii.
3, 4) is probably a deduction from the Catholic theory of the origin
of the episcopate. If it was once understood that Polycarp had
seen apostles, the necessary inference for the time of Iienajus was
that he had received his office fioin the hands of the apostles.
2. Under the name of Polycarp we possess, in a Latin transla-
tion, a complete letter to the church at Philipiji, which was first
published by Faber Stapulensis in 1498. Of the Greek orighial,
which was first edited by Halloix inl633,,unfortuuately only three-
fourths has been preserved.^ Since Iren?eus (iii. 3, 4) expressly
mentions and commends a letter of Polycarp to the church of
Philippi, since Eusebius (H. JE, iii. 36) was acquainted with the
epistle as we have it and makes extracts from it, and since Jerome
(Ve Fir. HI., xvii.) testifies that in his time it was publicly read
in the Asiatic churches, the extemal evidence in its favour is as
strong as could be desired. But the internnl eviilence is also very
strong. The occasion of the letter was a case of embezzieuicnt, the
guilty individual being a presbyter at Philippi. It shows a fine
combination of mildness with severity ; the language is simple
but powerful ; and, while there is undoubtedly a lack of original
ideas, the author shows remarkable skill in. weaving togcthfi
pregnant sentences and impressive warnings selected from the
apostolic epistles and the first epistle of Clement. There is no
trace of any tendency beyond the immediate purpose of maintain-
ing the true Christian life in the chnrch, and warning it agaiint
covetousncas and against an unbiotheily spirit. In these ciicuiii-
stances it would certainly never have occurred to any one to doubt
the genuineness of the epistle, or to suppose that it had been inter-
polated, but for the fact that in several passages reference is made
to Ignatius and his epistles. In point of fact tlie historical situation
which is presujiposed by the epistle is this, that Ignatius, on his
last journey to Kome, has just passed through Philippij and that
his letters are circulating in the churches. Hence all those scholara
who hold the seven Ignatian epistles to he spurious are compelled
to regard the epistle of Polycaip as also a forgery,' or at least as
having been largely interpolated.* The interpolation hypothesis,
however, breaks down in view of the fact that the first epistle of
Clement is quoted even in those passages which are alleged to bo
interpolated ; and besides it is inconsistent w ith the veiy obvious
arrangement and unity of the composition. On the other hand tho
■ The lost writings of Irenaeus may have contained fuller infonvta-
tion ; see the clote of the Martyrium Polycurpi in the Cod. Mosq., MiJ
the letter of Irent-us to Victor in Eusebius (H. A'., v. 24).
3 Euseb., U. E., v. 24, 4'. * Dc Prasscr. User., 32.
' Cf. *' Prcsbyteroruni reliquice ab Irenieo servata?," in the PAr.
App. 0pp., ed. Gebhardt, Harnack, Zahn, vol. i. 2, p. 105 sj.
^ All the Greek MSS. are derived from a single archetype, in wliicli
the epistle of Barnabas followed that of Polycarp, but a sheet of f ou"-
leaves had been torn out, so that tlie end of Polycarp's epistle and tlie
beginning of that of Barnabas are missiug.
' So, for example, Lipsius, Hilgenfekl, and others.
8 So Dallaius, first of all, tlien Buuseii and Ritschl [Enlstehung dtr
altkalhol. Kirchc, 2d ed., p. 034 s?.).
POLYCARP
41 o
assumption that the whole work is a fernery is untenable— (1)
becaus*^ in that case we shouM expect that its tone and language'
and tendency would be in keeping with the Ignatian epistles,
which is Tery far from being the fact, and (2) because we must
assume that Ircnaeus himself had been deceived by .-i forged epistle
of Polycarp, or else that he had read the genuine epistle, but in
the course of tlie 3d century it had been sup|ilanted oy a spurious
substitute. Either of these suppositions is ey-tremely improbable,
and, since internal marks of forgery are altogether absent, we must
rather reverae the argument and say that the epistle of Polycarp is
a very important piece of evidence for the historical existence of a
bishop of An tioch named Ignatius, for his journey to martyrdom
St Rome, and for the fact that on this journey he wrote several
lettei'S. In these circumstances it is very desirable that wo should
be able to hx the .exact date of Polycarp's epistle. This unfortu-
nately is impossible, owing to the colourless character of the
writing. Still it is noteworthy that there is not a single trace of
the time of Trajan, that on the contrary an expression in the
seventh chapter seems to presuppose the activity of JIarcion.' In
that case the letter cannot have been written before 140 A.ri.' The
Ignatian epistles and the history of Ignatius furnish no argument
to the contrary, for the idea that Ignatius was martyred under
Trajan cannot bo traced higher than the 3d century," while the
chronological indications in the Ignatian epistle"^ themselves point
to a later period. The epistle of Polycarp is of more importance
for the Ignatian problem than for Polycarp himself. It conveys
no distinct impression of his individuality, beyond the fact that
the writer of this letter lived wholly in the ideas of the older
generation and of the apostles, and would admit no addition to
their teaching. That, however, is a feature which harmonizes
admirably so far as it goes with the description which Irenasus
gives of Polycarp in the letter to Florinus. On accouut of its
dependence on older epistles, the epistle of Polycarp is of great
value for the history of the canon. For the constitutional history
of the church also it contains valuable materials : but for the
history of dogma it is of little use.
3. The epistle of Ignatius to Polycarp is an important docu-
ment, whether it is genuine or not. It belongs at any rate to the
2d ceutury, so that even if it were spurious it would at least show
what conception of the bishop's character was then prevalent.
Polj'carp appears in the letter as a man of a passive disposition,
with too little energy and decision for the vehement Ignatius.
The admonitions which Ignatius thinks fit to bestow on Polycarp
(c. 1-6) are surprising, when we remember that they are addressed
to an old and venerable man. But Ignatius was writing under the
consciousness of impending martyrdom, and evidently felt, with
all his aft'ccted modesty, that this gave him a right to censure the
churches and bishops of Asia, To pronounce the epistle spurious
on account of its tone is hazardous, because it is difficult to imagine
how it could have entered the head of a forger to subject the
honoured Polycarp to such treatment at the hamls of Ignatius.
i. The most valuable source for the history of Polycarp is the
letter of the church in .Smyrna about his martyrdom. Eusebius
lias preserved the greater part of this epistle in his Church Mi-ilory
(iv. 15); but we ])ossess it entire with various concluding observa-
tions in several Greek mannscripts, and also in a Latin transla-
tion.' The epistle gives a minute description of the persecution
in Smyrna, of the last days of Polycarp, and of his trial and
martyrdom; and, as it conbuns many instructive details, and
jirofesses to have been written not long after the events to which
it refers, it has always been regarded as one of the most precious
remains of the 2d century. Cfirtain recent critics, however, have
'luestioned the authenticity of the nanativc. Lipsius * brings the
<late of the epistle down to about 260, although he admits many of
its statements as trustworthy. Keim'^ endeavours to show in a
long dissertation that it could not possibly hare been writtiin
shortly after the death of Polycarp, but that, althouj-h based on
Rood information, it was not composed till the middle of the 3d
century. But Kcim's own investigation is sullicicnt to convince
every unprejudiced mind that the genuineness of the ejiistle will
bear the closest scrutiny, for the arfjuments ho advances arc of no
value.* The only positions which Keim (following in the wake of
others ') makes good are that a few slight interpolations ' have been
' Compare vii. 1 with Iren. iii. 8, 4.
I See Haraack, IXe Zeit dvt hjnafms, 1S78.
See Zahn, " Epp. Ipiat. ct Polyc.," in Pair. App. 0pp., vol. ii. ;
Von Gcbharrtt in the Ztschr. f. d. kiilvr. Thcol., 1876, p. 356 sq. ;
llarnack, Zeit Uc3 Ignatius, 1878.
* Zlschr. f. vnsstmch. Ty.ol, 18(^,, p. 200 sj.
' A IM ilr.m Urchrislcnthum, p. 90 sq.
' He lays stress especially on the miraculous elements and the ideal
of martyrdom held up in the letters.
' See Schiirer, Zhchr. f. d. hislor. Thml., 1870, p. 203.
Amongst these we ought probably to include the expression, ^
xaSoXiK*, iKKKnala. (Inscr., c. xvi. 19), KaOaXiKis being hero used in
till) scuso of oithod'j.t. "
inserted in the epistle, and that it was written, not a few days, but
perhaps a year or two after the death of Polycarp. The statement
in the epistle that Polvcarp suffered martyrdom under the pro-
consulate of Quadratus Kis quite recently given rise to a voluminous
literature. Eusebius in his CTiroiiiWc gives 106 a.d. as the year
of Polycarp's death, and until the year 1867 this statement was
never questioned. In that year appeared Waddington's "Jleinoire
sur la chronologie do la vie du rhetcur .£liu3 Aristide ",{Mcm. de
Vlnstilut. imp. de France, 1867, xxvi.), i.i which it was shown
from a most acute combination of circumstances that Quadratus
was proconsul of Asia in 155-6, and that consequently Polycarfj
was martyred on the 23d of February 155.' Since the date oi
.Polycarp's death is of great importance for the chronology of many
other events, and since it is an unusual thing in tne history of
criticism for the date of any occurrence to be thus put eleven years
farther back, Waddington's arguments have been examined by a
great number of critics. Renan,'" Aube,^' Hilgenfeld,'" Gebhardt,"
Lipsius,''' Harnack,'' Zahn,'* Egli," and others have declared them-
selves satisfied, although some scholars regarded 156 as also a
possible date. On the other hand Keim, '*Wieseler,"and Uhlhorn,-'
join issue with Waddington and adhere to the date of Eusebius.
The arguments on which they rely do not appear to the jiresent
writer to be convincing, and it may be asserted with great proba-
bility that the martyrdom of Polycarp took place on the 23d of
February 155." Besides these we have no other sources for the lifo
of Polycarp. The Vita S. Polycarpi audore Pionio (published by
Duchesne, .Paris, 1881, and Funk, Ajmit. Pair. 0pp., voL ii. p.
315 sq.) is worthless.--
The chief facts to be gathered about the life of Polycarp
from the above sources are these. He must have been
born before the. year 69, for on the day of his death he
declared that he had served the Lord for eighty-six years
{Martyrium, ix.). He became a Christian in his earliest
youth, and was an associate of the apostle John and other
disciples of Jesus who had come from Palestine to Asia
Minor. What he heard from them he kept in life-long
remembrance, and in his manhood and old age he used to
gather the young people round him, and repeat to theui
what he had learned from those who had seen Christ in
the flesh. Amongst these youthful hearers was Iren.eus,
who ha.s recorded much of what he thus learned (for
example, an encounter between John and Cerinthus in the
bath, a statement about the age of Jesus, ic). ' Especially
when heresy began to raise its head, the aged Polycarp
never ceased to appeal to the pure doctrine of the apostles.
He lived to see the rise of the Marcionite and V'alentinian
sects, and vigorously opposed them. Irena:us tells us that
on one occa-sion Marcion " endeavoured to establish
relations with him" (Iron., iii. 3, 4), and accosted him
with the words cVtyu'wo-Keis 7;/ia! ; there is no doubt that
Marcion wished to bo on friendly terms with so influential
a man ; but Polycarp displayed the same uncompromising
attitude which his master John had shown to Cerintlius,
and answered {Viytcwo-Kt) o-e toi/ irpiaTOTOKOV toC larava.
The.so stern words are again applied 'to Marcion in the
epistle to the Pbilippians ; for it is undoubtedly Marcion
who is referred to in the following passage (c. vii.) : — " Ho
who falsifies the sayings of the Lord after his own
pleasure, and affirms that there is no resurrection [of the
flesh] and no judgment, "is the first-born of Satan." The
' Ho died on a " great Sabbath "^another expression which has
given rise to much discussion — by which is meant the Sabbath after
Easter. In 155 this fell on the 23d February, and this ngreca with
what the church of Smyrna says about the day of its bishop's death :
Tpi firxA KaXiyZuiv MoprtcKK.
'» Anleclirisl, 1873, p. 207. " Hist, des perstc, 1875, p. 325i?.
" Z(scJ.r. /. wiss. Theot., 1874, p. 305 sq.
»'ZlKhr./. d. hist. ThtoL, 1879, p. 850*7.
" ZUchr. f. wisa. Thtol., 1874, p. 188; Jahtib. /■ prot. TheoL,
1883, p. 625 sq. " Zlschr. f. KircMmijueh. , 1878, p. 306.
" "Epp. Ignnt. ct Polyc," as cited ahovo.
" Ztschr. f. wiss. Theol, 1882, p. 227 iq., 1884, p. 216 #7.
" /li« dem Urchristenthum, p. 90 sq.
" Die Christenvn/ol'jmyfn drr Cwsaren, 1.S78, p. 3t sq.
=° Hfalmcyk. f. prot. Thr,,!., '2d cd., jii. p. 105.
»' See S.ilmon in the Academy, 21st July 1883, p. 46 sq.
" See Harnnck In the Theol. Lit. Zeilunj, 1882, No. 12; Z«hn,
I he atitlinu. Oct. Anz. , 1882, Heft 10.
416
P O L— P O J.
steady progress of the heretical movement, in spite of all
opposition, was a cause of deep sorrow to Polycarp, so that
in the last years of his life (Iren. ap. Euseb., v. 20) the words
were constantly on his lips, " Oh good God, to what times
hast thou spared me, that I must suffer such things."
He never allowed himself to engage in discussion with
heretics, but as far as possible avoided their presence.
Even in early life he had become the head of the church
of Smyrna, where he was held in the highest respect. The
congregation looked up to him as an apostolic and pro-
phetic teacher (Mart., xvi.), and consequently as combin-
ing in himself all the spiritual gifts which God had con-
ferred on Christendom. In his old age the members of
the congregration vied with each other in providing for
his support (ibid., xiii.). How great his reputation was
is best shown by the fury of the heathen and the Jews in
his martyrdom. He was arrested amidst shouts of " This
is the teacher of Asia ; this is the father of the Christians ;
this is the destroyer of our gods ; this is the man who has
taught so many no longer to sacrifice and no longer to pray
to the gods " (ibid., xii.). When sentence was pronounced
against him, every creature of the Jewish and heathen
rabble hastened to add something to the pile of wood on
which he was to be burned (ibid., xiii.). They refused
to deliver up his bones to the Christians for burial, for,
said the Jews to the mob, "The Christians will now
forsake the Crucified, and worship Polycarp" (ibid., xvii.).
The sacrifice of Polycarp immediately quenched the fury
of the multitude, and the persecution ceased. All these
facts prove the great influence which the bishop had in the
city. But his reputation extended far beyond the limits
of his own diocese. His letter to the church at Philippi
shov/s us how fully his apostolic spirit, his wisdom and
justice, must have been recognized even in Macedonia ;
otherwise he could not have ventured to interfere in the
purely internal affairs of the PhOippian church. Ignatius,
the bishop of Antioch, begins his letter to him with the
words (c. 1) — 'AvroSe^^d/icvds trou r^;' iv 6(ia yvuifxrji', -ijSpaiT-
fiiVT}v ws CTTt Trirpav aKivrjTov, v7rf,o8o^a^o>, Kara^toj^et? tov
Trpo<TwT70v <Tov ToC djiico/tov. ov ovaL/xrjv £v ^€<u, and, in spite
of his patronizing tone, evidently writes with deep respect.
But even the church at Rome were to have an opportunity
of making the acquaintance of the venerable bishop. It
is one of the most interesting and important incidents in
the church history of the 2d century that Polycarp, in the
year before his death (when he was above ninety years of
age) undertook the journey to Rome in order to visit the
bishop Anicetus.i Irenseus, to whom we are indebted for
this information [Hisr. iii. 3, 4 ; Ep. ad Victorem, in
Eusebius, H.E., v. 24, 16-17), gives as the reason for the
journey that differences existed between Asia and Rome,
or between Polycarp and Anicetus, " with regard to
certain things," and especially about the tiine of the Easter
festival, which it was desirable to remove. He might
easily have told us what these " certain things " were, and
given us fuller details of the negotiations betjyeen the two
great bishops ; for in all probability he was himself in
Rome at the time {Mart., Epilog. Mosq.). But unfor-
tunately all he says is that, with regard to the " certain
things," the two bishops speedily came to an understand-
ing, while, as to the time of Easter, each .adhered to his
' Anicetus was bishop from 154 (156) to 166 (167) (see Lipsius,
Chron. d. Horn. Bischo/e, § 263.) Those critics who reject WaJ-
dington's view as to the date of Polycarp's death use this as their
principal argument, that according to it there is no room for Polycarp's
journey to Rome. It is certainly remarkable that the journey caa
just be brought under Waddingtcn's calculations and no more ; but,
since after all it can be brought under them, no conclusive argument
caa be drawn from this circumstance. A voyage to Rome at a favour-
able season of the year was not a very fcrmidable affair, and that
Polycarp was still comparatively vigorous is shown by his conduct
(luring the persecutiou [Mart., v. sj.).
own custom without breaking off communication vrith the
other. We learn further that Anicetus, as a mark of
special honour, allowed Polycarp to celebrate the Eucharist,
in the church (the Eucharist must therefore have still been
celebrated at Rome in the Greek tongue), that many
Marcionites and Valentinians were converted by Polycarp
in Rome (so that his visit must have lasted for a consider-
able time), and that Polycarp took leave of Anicetus im
peace. On his return to Smyrna he enjoyed onlj' about six
months of uninterrupted activity. Then, on the occasion of
the festive games, there arose, as in so many other instances,,
an outburst of popular feeling against the Christians, im
which Polycarp was to die a martyr's death. From tbe^
letter of the church of Smyrna we see with what magnani-
mity and manliness and true Christian spirit the grey-
haired bishop conducted himself. It leaves the most vivid
impression of a man of dignity and noble demeanour, and
at the same time of humble disposition and compassionate
love. Every action he does, every word he speaks, in the:
prosecution and during the trial is noble and great ; eveni
that quiet irony which we detect in his answer to Marciore
does not forsake him (Mart., ix. 2). The proconsul was.
anxious to save him, and tried to induce him to recant,,
but he remained steadfast. He was delivered up to the
populace, and his body was burned. The Christian*
present believed that they saw a dove soaring aloft frons
the burning pUe, and it was reported that an odour issued
from it like that of costly incense (ibid., xvi. 15). Such,
legends do not require years for their formation, but only
a few hours. By his death Polycaro shielded his con-
gregation from further persecution. (a. ha.)
POLYCLETLTS. Two Greek sculptors bore this name.
For an account of the works of the elder, a native of
Sicyon, see vol. ii. p. 357, and figs. 6, 7. With him is some-
times confounded his younger kinsman and namesake, pro-
perly known as Polycletus the Argive. For the most part
this younger Polycletus confined himself to statues of
athletes who had won prizes at Olympia. In recent exca-
vations there two bases of statues by him have been four-d,
but no remains of his work. From the fact of his having
executed a statue of Zeus Philios, i.e., a combination of
Zeus and Dionysus, for the town of Megalopolis, which was
founded in 371 B.C., we may assign him to about that date.
POLYCEATES, a celebrated Greek tjTant of Samos,
was the son of .(Eaces. After distinguishing himself by
his liberality towards his poorer fellow-citizens he tool:
advantage of a festival to Hera in order to make himself
master of Samos (537 or 536 b.c.).^ Allied with Amasis,
king of Egj'pt, he prospered greatly, so that his fame went
forth through all Greece and Ionia. He had 100 ships
and 1000 bowmen. He made war indiscriminate!)' on
friend and foe, declaring with grim humour that he
gratified his friends more by returning to them their own
than by not taking it at all. Many islands fell before hinx
and many cities on the mainland. Amongst the former
was Rhenea, which he attached by a chain to the neigh-
bouring island of Delos, and dedicated to the Delian
Apollo. When the Lesbians would have succoured Miletus,
he conquered and captured them in a sea-fight and
employed them to dig a moat round the walls of his
fortress. According to Herodotus, he was the first within
historical times who aimed at the sovereignty of the seas,.
and his ambitious schemes embraced not only the Greek
islands but also Ionia. In magnificence none of the Greek
tyrants save those of Syracuse could compare with him.
- Eusebius gives the date as 1484 (year of Abraham) = 01ymp. 61,*
= October 533 to October 532. But codex N of the Armenian ver'
sion of Eusebius has Abrah. 1480 = Olymp. 60,4 = Oct. 537 to Oct,
536. The former d.ate, accepted by Clinton, would leave only '""lo
years for the tyranny of Polycrates, which seems too little.
P 0 L — P 0 L
41;
His great public works were executed, according to
Aristotle, for the purpose of employing his subjects and
diverting their thoughts from the recovery of their free-
dom.' He imported Spartan and Molossian hounds, goats
from Naxos and Scyros, sheep from Attica and Miletus.
The splendour of his palace is attested by the design which
many centuries later the emperor Caligula formed of
rebuilding it. Foreign artists worked for him at high
wages : from Athens he brought Demacedes, the greatest
physician of the age, at a salary of two talents. Polycrates
was also a patron of letters : he collected a library and
lived on terms of intimate friendship with the poet
Anacreon, whose verses were full of references to his
[)atron. The philosopher Pythagoras, however, quitted
Samos in order to escape his tyranny. The good fortune of
Polycrates is the subject of a famous story. Amasis, moved
with fear at the exceeding great prosperity of his friend,
reminded him that God is jealous, and that the man who
is uplifted very high must needs fall veiy low. Therefore
he besought him, if he would avert the jealous wrath of
heaven, to cast from him that which he valued most.
Polycrates hearkened to him and flung into the sea an
emerald signet set in gold, the work of the Samian artist
Theodorus. But a few days after the signet was found in
the belly of a large fish whicta fisherman had presented
to the king. When Amasis heard of this he knew that
Polycrates was doomed, and renounced his alliance.
Amasis died before his forebodings were fulfilled. When
the Persians under King Cambyses were preparing to
invade TLgypt, Polycrates, anxious to conciliate the growing
power of Persia, sent forty ships to their help (525 B.C.).
But the squadron was largely manned by malcontents
whom Polycrates had hoped thus to get rid of; hardly "had
it reached the island of Carpathus when the crews mutinied
and turned the ships' heads back to Samos. They defeated
the tyrant in an action at sea, but were themselves over-
thrown in a land battle and compelled to flee the island.
Having taken refuge in Sparta, they prevailed on the
Spartans to make war on Polycrates. A powerful Spartan
armament laid siege to Samos, but was fain to retire after
forty days without effecting its object. Not very long
afterwards Orojtes, the Persian satrap of Sardes, by work-
ing on the avarice and ambition of Polycrates, lured him
to Magnesia and put him to a shameful" death (522 B.C.).
Tho name of Polycrates was also borne by an Athenian rhetorician
of some repute, who flourished early in the 4th century D.c. He
taught at Athens, and afterwards in Cypliis. Ho composed declama-
tions on paradoxical themes — an Encomium on Ciytcmnestra, an
jiccusation of Socrates, an Encomium on Busiris (a mythical king
of Kgypt, notorious for his inhumanity); also declamations on mice,
pots, and counters. His Encomium on Busiris was sharpiy criticized
uy his younger contemporary Isocrates, in a work still extant, and
Dionysius of Halicarnassus characterises his stylo as frigid, vulgar,
and inelegant. Nevertheless his works are said to have been studied
by Demosthenes. See Jebb'a Attic Orators, ii. p. 94 ; Cope on
Ai"istotle'8 Rhetoric, IL c. 24.
POLYGLOTT. A polyglott is a book which contains
aide by side versions of the same text in several different
languages ; and the most important polyglotts arc editions
of the Bible, or its parts, in which the Hebrew and Greek
originals are exhibited along with the great historical
versions, which are of value for the history of the text and
its interpretation. The first enterprise of this kind is the
famous Ilexapla of Origen ; but here only Hebrew and
' Herodotus, our chief authority for ttio life of Polycrates, mentions
three great engineering and ari:liitectur.al works for which Samoa was
reni.irkablo :— (1) a tunnel, about 1400 yards long, dug through a
mountain, and serving to bring water to tho capital ; (2) a great mole
or breakwater round tho liarbour ; (3) a great temple (tho temple of
Hera, patron goddess of Samos), said by Herodotus to be tho largest
lie had ever seen. But wo cannot say what sbara Polycrates had in
these works ; certainly the tcmplo of Hera scema to bavo been begun
bef' re bis tim«k
Greek were employed (though the versions of Aquila,
Symmachus, and I'heodotioa were shown as well as tho
Septuagint), so that tho work was rather diglott than
polyglott in the usual sense., After the invention of printr
ing and the revival of philological studies, polyglotts
became a favourite means of advancing the knowledge of
Eastern languages (for which no good helps were available)
as well as the study of Scripture. The series began with
the Complutensian (Alcala, 1514-17), already spoken of in
the article on its promoter Cardinal Jimenes or Ximenes ;
next came the Antwerp Polyglott (1569-72, in 8 vols,
folio) of which the principal editor was Arias Montanus
aided by Guido Fabricius Boderianus, Raphelengius,
Masius, Lucas of Bruges, and others. Th's work was
under the patronage of Philip II. of Spain ; it added a
new language to those of the Complutensian by including
the Syriac New Testament ; and, while the earlier polyglott
had only the Targum of Onkelos on the Pentateuch, the
Antwerp Bible had also the Targum on the Prophets, and
on Esther, Job, Psalms, and the Salomonic ^^Titings.
Next came Le Jay's Faris Polyglott (1645), which
embraces the first prints of the Syriac Old Testament
(edited by Gabriel Sionita, a Maronite, but the book of
Ruth by Abraham Ecchelensis, also a Mnronite) and of the
Samaritan Pentateuch and version (by Morinus, q.v.). It
has also an Arabic version, or rather a series of various
Arabic versions. Le Jay's work is a splendid piece of
typography, but its success was marred by the appearance
of the cheaper and more comprehensive London Polyglott.
Le Jay was ruined, and a great part of the impression went
to the trunkmakers. The last great polyglott is Walton's
(London, 1657), which is much less beautiful than Le Jay'«,
but more complete in various ways, including among other
things the Syriac of Esther and several apocryphal books
for which it is wanting in the Paris Bible, Persian versions
of the Pentateuch and Gospels, the Psalms and New Tes-
tament in Ethiopic. Walton was aided by able scholars,
and used much new manuscript material. His prolego-
mena, too, and collections of various readings mark an
important advance in Biblical criticism. It was in con-
nexion with this polj'glott that E. Castle produced his
famous Heptaglott Lexicon (London, 2 "vols, folio, 1669),
an astounding monument of industry and erudition even
when allowance is made for the fact that for the Arabic
he had the great MS. lexicon compiled and left to the
university of Cambridge by the almost forgotten W.
Bedwell. TJie later polyglotts are of little scientific
importance, the best recent texts having been confined to
a single language ; but every Biblical student still uses
Walton and, if ho can get it, Le Jay. Of the numerous
polyglotts on parts of the Bible it may suflfice to mention
the Genoa psalter of 1516, edited by Giu.stiniani, bishop
of Nebbio. It is in Hebrew, Latin, Greek, Clmldce, and
Arabic, and is interesting from the character of tho
Chaldee text, from being the first .specimen of Western
printing in tho Arabic character, and' from a curious note
on Columbus and tho discovery of America on the margin
of Psalm xix.
POLYGNOTUS, a Greek painter. For a description
of his work see vol. ii. p. 358. It may hero bo added
that an approximate date for his paintings at Delphi is
obtained from tho fact that one of them was inscribed
with an epigram written by the poet Simonidcs, who died
467 B.C. As Simonides appears to have resided in Sicily
during the last ten years of his life, tho epigram was pro-
bably composed previous to 477 B.C. This series of mural
paintings at Delphi, embracing about one hundred and
forty-six figures, scema to have occupied two ojiposito walls
of on oblong building known as the Lcsche. "The figures,
hardly under life size, were disposed in two or sometimes
XIX. — S3
418
P 0 L — P O L
three rows, th'j one higher up than the other, with appa-
rently but very slight indications of the fact that the iigures
of the upper rows were to be understood as standing at a
more remote distance. The several rows would run con-
tinuously like sculptured friezes, and indeed this manner
of composition is best illustrated by the friezes at Vienna
recently found at Gjblbaxhi in Lycia, some of which present
subjects and motives identical with those treated by Poly-
gnotus.
POLYHISTOR, CoENELius Alexander, a IMilesian
and disciple of Crates,^ who through the fortune of war
became the slave and afterwards the f reedman of Cornelius
Lentulus (Suidas). He received the Konian citizenship
from Sulla (Servius on jEn. x. 388), and \vrote an enormous
number of books on historical and geographical subjects,
of which more than a hundred and fifty fragments have
been collected (Miiller, Fr. Hist. Gr., iii. 206 sq.). His
account of the doctrines of Pythagoras has been largely
drawn from by Diogenes Laertius, but the most interesting
of the fragments refer to the history of the Jews, for
which Alexander drew on historical and poetical works of
Jewish and Samaritan Hellenists. What has been pre-
served on this subject, mainly by Eusebius in the Frx-
paratio Evangflica, is sufficient to throw a good deal of
light, not particularly favourable, on the intellectual
activity of the Hellenists of the 2d century b.c.
See J. Freudenthal, Hf.llcnistiscTie Shidicn, i. ii. (Breslau, 1875),
in which the subject of the soarcea of Polyhistor is fully dis-
cussed.
POLYNESIA. In the last edition of the Eiicydopxdia
Britannica Polynesia was used to denote all the intertropical
islands of the Pacific Ocean eastward of the Philippine
Islands to the north and the New Hebrides to the south of
the equator. The New Hebrides and other islands west
of that group were included under the term Australasia.
Of late years these islands (sometimes also including Fiji)
Lave beqn kno\vn as Melanesia, while the western islands
of the North Pacific have been known as Jlicronesia.
Thus Polynesia has been restricted to the central and
eastern islands inhabited by the brown or Sawaiori race,
becoming an ethnographic rather than a geographical term.
Articles dealing with the western islands north and south
of the equator will be found under Micronesia and
MeL-VNESIa. The present article is intended to give a
comprehensive view of all the islands of the Pacific, their
physical characteristics, natural productions, and the races
of men found upon them. The name Polynesia is therefore
here employed in a wide signification and solely as a
geographical term. The western boundary of this region
runs from the great barrier reef of Australia eastward of
New Guinea and the Philippine Islands. All the inter-
trofiical islands of the Pacific eastward of this imaginary
line are included, and also a few others which extend
outside the tropic of Capricorn to nearly 30' S. lat.
Any other divisions for geographical purposes, except
those of groups of islands, appear to be unnatural and
uncalled for. For ethnographical purposes special terms
are used for the three different classes of people found in
this wide area.
If we exclude New Caledonia (q.v.), which is of older
formation than the rest, all the islands of Polynesia are
either of volcanic or of coral formation. Some are purely
coral, either in the shape of low atolls or of elevated
plateaus. In a few atolls there are remnants' of earlier
volcanic rocks ; and most of the volcanic islands are more
or less fringed with coral reefs, ^v But, notwithstanding
' From the sclicliast on Apoll. Rh., i. 925, it would appear that
Polyhistor was a Milesian only:by education, for here the Carian Cher-
sonese is named as his birtli'place. The dates seem to show that he
fras DOt a personal disciple of Crates.
this mixture, the islands must be divided broadly intc
those which are volcanic and those which are of coral
formation. The coral islands must again be subdivided
into (1) atolls, or low islands which usually have a lagoon
within them, and (2) elevated table-lands.
The volcanic islands, with the exception of the Hawaiian
archipelago, are all south of the equator. In Plate III.
the great volcanic ridge is indicated by two lines which,
commencing in 150° E., run in a south-easterly direction
to about 140° W. long. With the exception of two
curves, one in the lower line south of the New Hebrides,
and one in the upper line at its eastern extremity, these are
parallel, and are 1 0° apart. Within these two lines lie all
the volcanic islands of Polynesia, except two isolated
groups, viz., the Marquesas and Hawaiian Islands. On
this ridge there are no atolls. The upper boundary line
sharply divides the volcanic ridge from the atoll valley.
This valley is indicated by a third line running for more
than 50° of longitude parallel with the other two, at 20°
distance from that bounding the northern extremity of the
volcanic ridge. Eastward of 155° W. long, this line bends
towards the south to exclude the isolated volcanic centre of
the Marquesas Islands ; then, curving around the Tuamotn
archipelago, it joins the central line. Within the arei
thus enclosed lie all the atolls or low coral lagoon islands
of Polynesia, and there are no volcanic islands within th is
region except in three or four instances, where are found
the remnants of former islands which have sunk, but hare
not been quite submerged. This is the region of subsidence
— stretching across full}- 100° of longitude, and covering
generally about 20° of latitude.
Within the volcanic region there are a few coral islands,
but these are all more or less elevated. Since their
formation they have participated in the upward movement
of the ridge on which they are situated. They are indi-
cated on the map by dotted lines. Two of the groups
are within the,lines marking the volcanic ridge ; and one,
the Loyalty group, lies close to the lower line.
The Volcanic Islands. — Most of the volcanic islands of
Polynesia are high in proportion to their size. The taper-
ing peaks, or truncated cones, which form their backbone
present a picturesque appearance, ^o the voyager as he
approaches tliem. In some there are precipitous spurs
jutting into the sea, while in others the land' slopes gently
from the central peak to the shore. Where there are
these gentle slopes, and wherever there is any low land
near the shore, there also will be found a coral reef fring-
ing the coast at a smaller or greater distance, according
to the steepness of the land under the water. Where the
trend downwards is very gradual, the edge of the reef
will sometimes be one, two, or even three miles to sea-
ward. It has been thought that the ab.sence of extensive
reefs in some islands of the New Hebrides is due to "sub-
terranean heat." But the steepness of the slope of the
islands under water is doubtless the reason why the reefs
are small. As the reef-building coral polypes do not livs
and work below a certain depth — about 20 fathoms, or
120 feet — we easily see that the distance of the outer
edge of the reef must be according to the slope of tl'n
island beneath the water. Opposite to the larger valleys,
where there is a stream flowing out to sea, there is usually
found a break in the reef. This is doubtless caused eitlier
by the fresh water, or by the sediment which it contains,
injuring the coral polypes and preventing them from
effectively carrying on their work in these spots. The
conviction of the present writer is that it is the sediment
contained in the water — especially during heavy rains
and consequent freshets — which prevents the growth of
the coral, rather than the mere action of fresh water upon
the polypes. Where there are streams of considerablo
I'OLYNESTA
419
size, and especially where tliey are subject to floods, there
are generally wide openings into the reef, and stretches
of deep water forming natural harbours sufiicient for the
accommodation of even large vessels. There are a few
land-locked harbours, but most are thus formed by breaks
in the reef.
In a few spots active volcanoes arc still found. These
are in the neighbourhood of New Britain and New Ireland,
in the Solomon, New Hebrides, and Tonga archipelagoes.
In most of the islands there have been no recent erup-
tions ; but now and again the inhabitants of islands where
volcanic action has apparently long ceased have been
startled by a new outbreak. Over the whole region earth-
quakes are of frequent occurrence. Most of the craters in
the islands of Samoa have immense trees growing in
them, and there is only one crater in the entire group
which shows signs of even a comparatively recent erup-
tion, or concerning which there is a tradition among the
people of one. Yet in 1867, after an almost continuous
succession of earthquakes during a whole night, there was
a submarine eruption betweeuxtwo of the islands. This
lasted only a few days. A few months afterwards the
■writer was on board H.M.S. "Falcon" when soundings
were taken on the spot. A cone was found the summit of
•which was 90 fathoms deep, while all around the sea was
120 fathoms deep. Thus the outpourings of this sub-
marine volcano during only a few days raised a mound
in the bed of the ocean 180 feet in height.
The soil in the volcanic islands is generally very fertile.
The climate is hot and moist in most of them ; conse-
quently the vegetation is wonderfully rich, fhe islands
are densely clothed with the most luxuriant verdure from
the sea-beach to the summits of the mountains. While
in a few islands, especially the comparatively barren ones
{barren is only a comparative term as applied to any of
the volcanic islands), there is sometimes grand and bold
scenery, in most of them the jagged and precipitous rocks
are so covered up and rounded oS with the rich vegetation
that they lose much of their grandeur. The atmosphere
is so laden with moisture that ferns, club-mosses, and
even small shrubs grow upon the faces of the steepest
rocks. Mainly on this account the scenery can rarely be
said to be grand ; but nearly all these islands are truly
beautiful. There is a freshness about the vegetation all
ilie year round which is rarely seen in other portions of
the world. The cocoa-nut palm groves, which are usually
abundant on the low lands near the sea, alwaj's give a
charm to the islands as they are approached. In addition
to several species of palms, beautiful ferns, dracKnas,
-crotons, and other elegant foliage plants abound. Pines
are found on some of the western islands. For flowers
none of them will compare with the hedgerows and
meadows of England. There are, it is true, many most
beautiful and sweet-scented flowers, but they are not
usually found in great profusion.
Fruits are abundant. Some of the indigenous kinds
are good, and many of the best productions of other tropi-
cal countries have been introduced and llourisb. Oranges
-Are very plentiful in many islands ; also pine-apples,
guavas, custard apples, and bananas.- The mango has
been introduced into some islands, and flourishes well
Most of these fruits have been introduced by missionaries.
One of the fruits most abundantly used, both in a ripe
state and cooked when unripe as a vegetable, is the
Chinese banana, ^fusa Cavendishii. The first plant of
this carried to the islands was in a case of plants given by
the duke of Devonshire to the missionary John Williams
■when he returned from England to the Pacific shortly
before ho waa killed on Erromanga. During the long
■voyage all the plants in the case died except this barana.
When it reached Samoa it was carefully cultivated by one
of the missionaries and a stock of it was propagated.
From the single plant all the Chinese bananas in Poly-
nesia have sprung, and, that particular kind beiug greatly
prized both by natives and foreign settlers, it is now grown
largely wherever mis.«ionaries or traders have gone, and
must produce annually hundreds of tons of nutritious
food.
The natives live chiefly upon vegetable food. In most
of the volcanic islands the taro (Colocasia esculent a) is ths
most important food-producer. Next to this comes the
j-am (Bioscorea sativa). Probably next in importance to
this are the plantains and bananas, then the bread-fruit
(Artocarpus incisa) and arrowroot (Tacca jnnnatijida).
The bread-fruit is more or less plentiful in most of thq
volcanic islands, and during one season of the year the
natives very largely subsist upon it. It is not, however,
by any means so nutritious as the taro or the yam. This
vegetable is often spoken of in Britain aa if it were a rich
fruit, but one would as soon eat a raw potato as a raw
bread-fruit. It has been over-estimated, by many -writers
who have visited the Pacific. The present writer has
noticed that the Samoans suffered in condition, that sick-
ness among children was very common and the rata of
mortality high during the bread-fruit season. Although
the raw cocoa-nut is not eaten to any considerable extent
by the natives of valcaaic islands, this must not be omitted
in an enumeration of the principal articles of their food
supply, for it enters into the composition of most of their
made dishes in the form of expressed juice or oil ; the soft
half-grown kernel is used aa a kind of dessert, and the
liquid from it, -when the kernel is only half developed, ia
one of their principal beverages. The Ava, or Kava, a,
narcotic drink largely used, is made from the root of a
pepper (Piper methysticum).
In some islands the cocoa-nut is the chief article of
commerce. The fully-grown kernel is cut into slices, dried
in the sun, and sold as " cobra," from which much of the
palm oil of commerce is expressed. On many islands
cotton is largely grown, and on a few, especially in tha
Hawaiian archioelago, sugar cultivation has made consider-
able progress. Many other vegetable products might be
utilized if there were a demand for them. The candle-nut
(Aleurites triloba) is abundant everywhere near the coast.
Coffee has not been grown to any considerable extent.
Wild ginger and wild nutmegs are abundant on some of
the islands. In some places indigo has been introduced,
and has spread so much as to become a nuisance. All tha
islands have numerous valuable fibre-producing plants be-
longing to the UHicem and Malvacete. But the probability
is that, on these hot, moist, and fertile islands, cocoa-nuts,
cotton, or sugar will always bo the most profitable crops to
cultivate for exportation.
The indigenous fauna of Polynesia is poor in mammals
but rich in birds. Mammals are represented by rats and
bats, the latter including the flying foxes {Ptemptm).
Some say pigs are indigenous, but they were doubtless
introduced by early navigators. Horses and cattle have
been introduced. They degenerate very rapidly, unless
they are contimially improved by newly-imported stock.
Sheep and goats are introduced into some islands, but
sheep do not usually thrive. Dogs are iilentiful, being
kept by most of the natives, who are naturally fond of
domestic animals ; but they degenerate greatly. Pigeons
and doves, especially the fruit-eating pigeons {Carpophci<in)
and doves of the genus Ptilonopus, are abundant. The
Carpophaga furnish a very important article of food in
some of the islands. Some of the species of Ptilonopus
are exceedingly beautiful. Mcgapodes arc found in a few
of the -N-estei-n ialanda ; the kagu {Jihinochetm Jubatut) has
420
POLYNESIA
its home on New Caledonia ; and in Samoa the Diduncuhis
strigirostris has its habitat. This bird is remarkable as
being the nearest relative of the extinct dodo. Some time
ago it was rarely found, {ind was becoming extinct. It fed
and nested on the ground, and was destroyed by cats and
rats after they were introduced. Of late it has changed
its habits : it now feeds, nests, and roosts upon trees, and
is, in consequence, increasing in numbers. Certain non-
venomous snakes are found in many of the islands. Insect
life is abundant, and some of the butterflies are very
beautiful.
The lagoons formed by the coral reefs around the
islands invariably abound in fish, many of them most gor- '
geous in their colouring, — vying in this respect with the
parrots of Australia. Fish form a very important part of
the food supply.
Ono of the most wonderful creatures in the marine fauna of
Polynesia is the palolo (Paloia viridis), an annelid which appears
upon the surface of the ocean, near the edge of the coral reef, at
certain seasons of the year. Ihe palolo are from 9 to 18 inches
long, and about Jth of an inch thick. They are eaten by the
natives, and are esteemed a great delicacy. They live in the inter-
stices of the coral reef, and are conhned to a few localities. About
3 o'clock on the morning following the third quartering of the
October moon they invariably appear upon the surface of the wat<ir ;
generally they are in such quantities that they may be taken up
by the handful. Soon after the sun rises they begin to break, and
by 9 o'clock a.m. they have broken to piecos and disappeared. The
morning following the third quarter of the November moon they
again appear in the same manner, but uanally in smaller quantities.
After that they are not again seen until October of the next year.
They appear thus to deposit their ova, which is done by the break-
ing to pieces of the female worms; the males also break in the
same manner, the ova being fertilized while floating in the water.
Thus the parents are destroyed in propagating their species. The
eggs gradually sink down to the reef where they are hatched. The
young papolo then live about the reef until the next year, when
they repeat the process. Year by year these creatures appear
according to lunar time. Yet, in the long run, they keep solar
time. This they do by keeping two cycles, cne of three years and
one of twenty-nine years. In the short cycle there are two inter-
vals of twelve lunations each, and one of thirteen lunations. These
thirty-seven lunations bring lunar time somewhat near to solar
time. But in the course of twenty-nine years there will be suffi-
cient difference to require the addition of another lunation ; the
twenty-ninth year is therefore ono of thirteen instead of twelve
lunations. In this way they do not change their season during an
entire century. So certain has been their appearance that in Samoa
they have given their name to the spring season, which is vae-
palolo, or the time of palolo.^
The Atolls. — The atolls differ in almost every respect
from the islands of volcanic origin. Little that is said of
one class would be true of the other. These coral islands
are all low, generally not more than 10 or 12 feet above
high-water mark. They are simply sandbanks formed by
the accumulation of debris washed on to the reefs during
strong winds. Hence they are usually ik the shape of a
narrow band, varying from a few yards to one-third of a
mile across, near the outer edge of the reef, with a lagoon
in the centre. In some of the smaller atolls the circle of
land is almost or entirely complete, but in most of those of
larger dimensions there are breaks to leeward, and the sea
washes freely over the reef into the lagoon. Where the
circle of land is complete the sea-water gains access to the
central lagoon through the reef underneath the islands. In
some it bubbles up at the rise of the tide in the midst of
the lagoons, forming immense natitral fountains. This has
been observed producing a specially fine' eifect at Nui in
the Ellice group. Some of these atolls are not more than
3 or 4 miles in their greatest length. Others are many
miles long. They are not all circular, but are of all con-
ceivable shapes.^
* For fuller details, see article by the present writer ia Proc.
Zow. Soc. of Land., 1875, p. 496.
* On the formation of atolls and of coral reefs generally, see
CoHALS, vol. vi. 377, and Pacific, vol. xviii. p. 128.
Two of the atolls known to the present writer are
remarkable. The lagoons in them are of fresh water.
One of these")S Lakena in the Ellice group, the other
Olosenga. or Quiros Island, in 11° 2' S. lat. and 171° W.
long. Both are small circular islands, and in both the
lagoon is shut off from the sea. Olosenga is less than 4
miles in diameter, the lagoon occupying over 3 miles,
leaving a ring of land around it less than half a milo
across. In some places the lagoon is at least 6 fathoms
deep. This bulk of fresh water cannot, therefore, be the
result of drainage. There is much to favour the opinioa
that both this island and Lakena are situated over the
craters of former volcanoes, and that there is submarine
connexion between them and some of the larger islands
situated on the volcanic ridge from which the body
of fresh water must come. Olosenga is about 200 miles
distant from Samoa. In that group mountain streams
sometimes fall into chasms and totally disappear under-
ground. In this way subterranean lakes may be formed
in some of the cavities which we may suppose volcanic
eruptions to leave. It is not difficult to suppose that
there would be subterranean connexion between these
lakes and an isolated crater 200 miles distant. If so,
as the crater participated in the subsidence of the region
on the edge of which it is situated, the water would
rise in it untU, if the supply were sufEcient, it there
found an outlet. This appears to be what occurs at
Olosenga. The lake has never been properly examined
and sounded. It i-s, however, of considerable depth in
the centre, where the water is said sometimes to bubble
up as if from a great spring, and at low tide it is seen
to percolate through the sand on the outer or sea side of
the land.
The vegetation of the atolls is extremely poor, not more
than about fifty tpecies of plants being found in the Tokelau,
Ellice, and Gilbert groups, in all of which groups collec-
tions have been made. All the species consist of littoral
plants found in the volcanic islands. Most of them have
their seeds enveloped in thick husks, which specially fit
them for being carried by currents. Doubtless it is in
this way that the atolls have received their flora. The
cocoa-nut is abundant on most of these islands. This
most useful palm will grow on any sandbank in the tropics,
and it is benefited by having its roots in soil saturated
with sea water. Unlike the natives of volcanic islands,
those dweUing on the atolls eat the raw kernel of the nut
in large quantities. Indeed that, with fish and the fruit of
a screw-pine {Pandanus), constitutes the main food supplj'
on some atoUf The people make, the pulp of the pandanuii
into a kind of cake, in appearance much like a quantitj/
of old dates. In some atolls a somewhat elaborate system
of cultivation has been adopted, by means of which a*
coarse kind of taro, banana, the bread-fruit, &c., are grown.
These low islands suffer much from drought, and the
natural soil is nothing but sand. The people, therefore,
form wide trenches by removing the sand untU they get
within about 2 to 3 feet of the sea-level. Into the
trenches they put all the vegetable refuse and manure they
can obtain, and, as there is more moisture at this level,
those excavated gardens are comparatively fertile. Under
the influence of a Christian civilization, which is growing,
and by the introduction of new food-producing plants,
the condition of the natives is improving ; but they still
suffer much at times from long-continued seasons of
drought.
The fauna of the atolls consists mainly of a few birds,
some lizards, and insects. Fish abound about the reefs,
and most of the natives are deep-sea fishermen. In the
Ellice Islands the people domesticate frigate-birds. Large
numbers of these pets may be seen about the village*
POLYNESIA
421
As the birds arc accustomed to visit different islands when
the wind is favourable, the peoplo send by them small
]ireseuts (fish-hooks, A-c.) to their friends. Christian mis-
sionaries also occasionally use them as letter-carriers for
communicating with one another.
Elevated Coral Islamh. — There are comparatively few
of the elevated coral islands in Polynesia, but they are so
distinct from both the atolls and the volcanic islands that
they need a separate description. They all lie within or
near the lines marking off the volcanic ridge upon the
map. South of the volcanic ridge there are many coral
reefs forming shoals. The elevated coral islands doubtless
were once such reefs. Lying within the area of volcanic
action, they have participated in the upward movement,
and have been raised from shoals to become islands.
Some have evidently been lifted by successive stages and
apparently by sudden movements. This is clearly seen
in the Loyalty Islands. On approaching them one sees
high coral cliffs, in appearance much like the chalk cliffs
of England, except that they are often some distance
inland and not close on the shore. The island of Mare
may be taken as a good type of the class. Here, between
the shore and the coral cliffs, there is a tract of level land
varying from a few yards to perhaps one-fourth of a mile
or more across. On this level tract the people mainly
dwell. At the back of this there rises a perpendicular
wall of coral, in some places as much as a hundred feet
high. The cliff is water-worn, and has in it large caverns,
showing that for a long period it was the coastline.
Still farther inland there are two similar though smaller
cliffs, indicating that there were three distinct upheavals.
These must have been at very long intervals. At present
the island is fringed with a coral reef, and if it were now
to be lifted from fifty to one hundred feet the present
coast-line would form another cliff, while the present coral
reef would form another low plot similar to that upon
which the people now dwell.
' These islands afe old enough to have a considerable
depth of vegetable soil upon them. The low land between
the coast and the first cliff is well stocked with cocoa-nut
and other trees. None of the islands can be compared
with the volcanic islands for fertility, all having a less rich
Boil and being much drier ; still they are fairly fertile.
They suffer sometimes from drought, but are much less
seriously affected in this way than the atolls.
The flora of the elevated coral islands is less rich than
that of the volcanic islands, but much richer than that
of the atolls. The island of Niue may bo taken as a fair
specimen of this class. Its flora probably contains between
400 and 500 species, nearly all being such as are found on
adjacent volcanic islands. The fauna is also much richer
than that of the atolls, but poorer than that of the volcanic
islands. ' Birds are numerous. While most of the species
are identical with those found in neighbouring volcanic
islands, there are some interesting local variations well
illustrating the modifications which take place from isola-
tion under changed surroundings. In some instances
the differences are so great that local forms have been,
classed not only as varieties but as distinct species.
Climate. — The climate of the islands varies considerably,
tis may be naturally expected when the wide area covered
is remembered, and the vast difference there is between
the islands themselves. Some, especially the elevated coral
islands, are very healthy for tropical regions. Speaking
generally, the average reading of the thermometer over a
large extent of Polynesia is about 80° Fahr. It very
seldom sinks lower than 60°, and, owing to the small size
of most of the islands, and the prevalence of trade-winds
during the greater portion of the year, the heat is always
juoderated, and rarely becomes intense. Yet. owing to thft
constant licat and to the humidity of the atmosphere,
the cliuiate in the mountainous islands is trying to the
European constitution. But in this re.spect there is a
great difference even between groups which, looked at
superficially, appear to be similar, and which lie witliiii
almost the same parallels of latitude. All the islands
eastward from and including Fiji are much more healthy
than are those to the west. In the eastern section fever
and ague are of rare occurrence ; in the western section
European missionaries do not find it expedient to remain
for long periods on the islands owing to the weakening
effects of frequent attacks of these diseases. The most
remarkable thing is that natives of the eastern section
suffer even more than Europeans when they go to live in
the western islands, the mortality among them being very
great. Numerous attempts have been made to evangelize
the New Hebrides through the agency of natives of the
Samoan, Cook, and Society groups ; but, owing to the
great mortality among the agents, their efforts have
failed. Yet these people have lived there under condi-
tions very similar to those they were accustomed to at
home, the heat being about the same, and the food similar,
as well as the general mode of life. The causes of the
difference are as yet unknown. Possibly the explanation
will be found in differences of natural drainage. It has
often occurred to the present writer, though only as an
unverified theory, that the bases of these western islands
are, like that of New Caledonia, of older formation, and
that the islands are only superficially volcanic. If so, this
may account for their unhealthiness as Compared with the
purely volcanic islands within the same parallels of lati-
tude. In comparison with most tropical countries there ia
little dysentery in Polynesia ; but this also is more com-
mon in the west than in the east."
The elevated coral islands are always much more healthy
than are those of volcanic formation in their immediate
neighbourhood. They are drier, being always well drained,
have much less dense vegetation, and receive the benefit
of the trade-winds which blow right across them. They,
however, sometimes suffer from drought such as is unknown
on the volcanic islands. The atolls may be called — if
the term can be applied to tiny islets scattered over the
expanse of ocean — the deserts of the Pacific. The soil
being almost entirely sand, and the vegetation afford-
ing little shade, the heat and glare, especially of those
lying close to the equator, are exceedingly trying to
European visitors. Being so low — only a few feet above
the ocean — there is nothing to attract the clouds, and the
rainfall is small. The islands are therefore subject to
frequent droughts, which are sometimes of month's dura-
tion ; and at such times even the fronds of the cocoa-nut
palm get a shrivelled appearance, and the trees cease to
bear fruit. Sometimes the people suffer greatly during
these long-continued droughts, many being starved to
death. At best their food supply is confined to cocoa-
nuts, pandanus, fruit, and fish, but in times of drought
they are forced to chew the roots of shrubs.
Hurricanes. — A great portion of southern Polynesia is
subject to destructive cyclones. The tract over which they
pass may be said to be, generally, that of the volcanic chain
indicated by the lines on the map, although ' the northern
edge of this region is not so subject to cyclones as the
southern portion. A. line drawn parallel to the lines
of the map, through the middle of the New Hebrides
group, and extending south of Fiji, will well represent the
centre of the cyclone tract. The hurricane season is from
December to April. Some islands are visited by a more or
less destructive cyclone nearly every year ; Samoa lies on
the upper edge of the tract, and gets one, on an average,
about every seven or eight years. Although these cyclone*
422
POLYNESIA
arc not usually so severe as those which visit the seas of
eastern jVsia, they are often exceedingly destructive,
sweeping almost everything down in their course. They
last only a few hours. Heavy seas are raised in the
line of progress, and vessels are generally e.xposed to
greater danger when lying at anchor at the ports than
when in the open sea. The cyclones are always accom-
l>anied by considerable electric disturbances, especially
when they a'e passing away.
Diseases. — Apart from the fever,~ ague, and dysentery
already alluded to, there is comparatively little disease in
any portion of Polynesia. ^The principal purely native
diseases are such as affect the skin.'^ A form of elephan-
tiasis prevails more or kss on all the damp mountainous
inlands. Many Europeans are subject to it, especially
those who are much exposed to the sun by day and the
dews by night. la some of the atolls where the people
have little good vegetable food and eat a g«at quantity
of fish, much of it often in a state unfit for food, skrii
diseases are even more common than in the mountainous
islands. There are reputed cases of leprosy in the Gilbert
Islands, and that disease is well known to be one of the
scourges of the Hawaiian archipelago. Several European
diseases have been introduced into the islands, — those
which are epidemic usually, at the first visitation, working
great havoc among the natives. Many in Europe and
America appear to attribute the great mortality which
occurs among native races, when an epidemic is introduced
among them, to weakness and want of stamina in their
constitution ; but a more probable explanation is found in
the fact_ that, on the introduction of measles or smallpox,
all the inhabitants of an island are suitable subjects, that
the population of entire villages are prostrated at once,
that there are no doctors or nurses, none even to feed the
sick or to give them drink, and not even the most ordin-
ary care is taken by the sufferers themselves to lessen the
danger.i In some islands, especially the Hawaiian group
syiihilis, first imported by Captain Cook's expedition, has
wrought great havoc. It spread very rapidly, because,
at that time, there was almost promiscuous intercourse
between the sexes; and this has been one of the chief
causes of the physical deterioration and of the rapid
decrease of the natives of Hawaii. The disease has
been introduced into other islands in later times through
the visits of European and American sailors ; but, owing
to the influence of Christian teaching, which has in many
cases gone first and has produced a change for the better
in the relations of the sexes, it has not generally spread.
Jiaccs.— There are three different kinds of people inhabitinf the
islands of Polynesia. The region occupied by each is indicated
by one of the colours on Plate III., and in the subjoined table of
Indo-Pacifio peoples the affinity of these races is exhibited.^ It
will be seen that there are two broad and very distinct divkions,—
the dark and tlie brown races. The dark people occupy Australia,
the Andaman Islands, portions of the Indian archipelago, and
western Polynesia, and have more or less remote affinity wth the
natives of South Africa. The brown people are found in lladaijascar,
the Indian Archipelago, Formosa, north-western and eastern Poly-
nesia, together with New Zealand, and are clearly of Asiatic origin.
There are in Polynesia people who belong to both the dark and
tlie light sections of the ludo-Paciac races. At present the dark
are lound only in the western islands as far as Fiji. In some islands
'In these warm islands the people are generally accustomed to
bathe often. When measles prevailed in Fiji many of those who
were m a high fever crawled to the. bathing places to cool them-
Mlves, and many died there. The -present writer once visited several
Inlands of the Elli^e group about a fortnight after a trading vessel
from Sydney, whicK had influenza on board. This vessel had taken
some of the natives from one island to another as passengers, and at
three of the islands the entire population was suflTering from the
epidemic. Had this been a more severe disease the people would have
been utterly helpless.
'Compare Mr Whitmee's paper on this subject in Joum. Anlhroj '
Inst. Land., 1879. •^'
they .arc considerably mi.\-cil with the lighter race, and in many
phccs witlnii the region occupied by tlieiu are colonics of the light
people who keep tlicm.sclvcs distinct. For this dark race the name
lapuan is here used. They have generally been known of Jatc
years as Ulchniesians, but Papuan is .an older name which ;iias
nhvaj's boon used for part of the race, and which clearly ou^ht to
bo extended to the whole. The re,gion wliich they inhabit is
coloured yellow on the map, and the pink bands across it indicate
tlie presence of some of the light race there.
The whole of eastern Polynesia is inhabited by a light bT=o>vn
people to whom the name Sawaiori is here given. 3 They extend
out of Polynesia to New Zealand. They have also forn.ed colonies
among the Ia|.uaiis in various places, and in some instances they
have become nii.^ed in blood with the blacks among whom they have
settled. The pink colour in the map indicates this region.
Ihe third kind of people, here called Taraiion,-" inhabit~the
northern portion of western Polynesia, the islands generally known
as Micronesia (coloured green on the map).
The following table shows the relationship of the Indo-Pacifio
races (Polynesian names in italics):—
Races.
C Austral.
Negrito.
Indo-
Pacific
Races of '
Men.
Dark People :
Negi'ito-
Polynesians.
Brown
People :
Malayo-
(. Polynesians.
Countries where founil.
Australia.
I Andaman Islands.
I Samang, &c.
I" Aru Islands.
. I Western New Guinea,
KPapuan. ■{ Solomon Islands, i-c.
I Ncio Hebrides, d:c.
I Samoa, ic.
Haiuaii.
Cook Islnvds, <£-c.
Socict;/ Jsla7ids, d-c.
'New Zealand.
Malagasy. Madagascar.
Formosan. Formosa.
Malayan S Malays of Sumatra, &c.
( Java, &c.
! Caroline Islatids.
Marshall Islands.
Gilbert Islands.
I. T!tc Papuans.— This name is that used bv the JIalays of the
Indian Archipelago for the black, frizzlvhaired people found in
the Aru Islands and New Guinea. That the inhabitants of the
western portion of Polynesia ought to be classed with these Papuans
there can be no doubt. The older name is therefore adopted here
to include the whole, rather than the newer and less distinctive
name Melanesian which has been applied to only a part of the race.
A general descrijition of the people is all that can be given here ;
for further details the reader is refen-ed to the articles Melanesia,
New GuiNE.'i, &c. In speaking of the affinities of the Papuans
ith other peoples much caution is required; but there is some
reason for thinking they may be remotely classified, together with
all the other black people of the southern hemisphere, with the
tribes of South Africa.* See Negho.
The Papuans are mostly black, but are not of a jet black.' In
some islands they are lighter than in others. It was long popularlv
supposed that tlieir hair grew in small tufts. This was, however",
a mistake which probably arose from the manner in which many of
them are accustomed to dress it. On some islands the men collect
their hair into small bunches, and carefully bind each bunch round
with fine vegetable fibre from the roots up to within about two
inches of the ends. Dr Turner « gives a good description of this
process. He once counted the bunches on a young man's head, and
' There has hitherto been no one well understood name used for
this people. They are generally called " Polynesians " simply, some-
times Malayo-Polynesians," and recently the name "Mahori" (a
vile corruption of " Maori ") has been proposed for them. For evident
reasons we need some more distinct name than Polynesian. Malayo-
Polynesian cannot be confined to them, but must rather be extended
to the whole family of which they are but a branch. Sawaion is a
compound from -Sa-mo.!, Ha-«,-ai-i, and Ma-ori, thus derived from the
native names of the three principal peoples.
* The name " Micronesians " has been generally adopted. Mr
Horatio Hale, in his great work on the Ethnography and Philology
of the United Stales Exploring Expedition, adopted Tdrawa the
name of one of the Gilbert Islands, there being no native name for the
entire group— for the language of that group. The present writer
takes part of this name, 7VSr-a-wa, and part of the name of the prin-
cipal island in the Caroliue Islands, viz., Po»-a-pe, to form the com-
pound name Tdr-a-pon.
' The Rev. R. H. Codrington believes the Papuan (Melanesian) lan-
guages belong to the same stock as the rest of the Polynesian languages.
But. as is pointed oat by Prof. Keane, he entirely overlooks the phy-
sical aspects of the question. See Joum. A nlhrop. Soc. Lend., 1834.
» Nineteen Years in Polynesia, pp. 7j,.7B.; Samoa, pp. 308-310.
POLYNESIA
423
found nearly seven hundred. He calls attention to the resemblance i
bcuveen the head of a Papuan, with his hair thus dressed, and the |
conventional representation of the hair in Egyptian and Assyrian j
sculptures, and to what Dr Livingstone says about the Banyai of
South Africa, who dress their hair in a similar manner. When
allowed to grow naturally, tlio hair of a Papuan is always frizzly.
.Some of the people have a considerable beard.
In tlie features of the Papuans there is considerable difference;
but in a typical .specimen the lips are thick, the nose is broad,
often arched and high, and the jaws project; as a rule, the race is
prognathous. They are generally small in stature, but in some
islands are large. Where, however, they are of Lirge size, we iu-
vaiiably find other evidence of their mixture with another race;
Speaking, therefore, of typical Papuans, we may say they arc small,
with thin limbs, and ar-e physically weak. In their natural eondi-
tiof. they arc a savaga people and are cannibals. Tliey are broken
up fnto hostile tribes, holJing no intorconrse with one another ex-
cept by wtrfare. The languages or dialects ' spoken by them are
very numerous, owing, no doubt, to their hostility towards one
incther, which has produced complete isolation. In grammatical
structure there is considerable resemblance between tlieir languages,
but owing to long isolation the verbal differences have become very
t'reat. Several different dialects arc often found on one island.
.Vmong them women hold a very low position. Nearly all the
la il work falls to their share, the men devoting themselves chiefly
1 .) r/arfare. The women cultivate the plantations, carry the burdens,
I II' I wait on the men. They take their food from tlie leavings of
thii men. Among most of them family life is not greatly elevated
aljDve the relationships existing among the lower animals, the
rc'.itions between the seies being of the most degraded character.
Th'ire is, however, considerable affection often manifested towards
thoir children. The Papuans arc impulsive and demonstrative in
ape!ch and action. They are generally a wild, noisy, boisterous
peo.ile, easily pleased and as easily o.fended. They differ so mnch
in different islands, however, that it is extremely difficult to
gETieralizo concerning some of their characteristics, jlany of them
are decidedly low intellectually. On some islands they appear to
be physically and intellectually a weak and worn-out race. Yet
tliis must not be understood as applying to all. On some islands
yonths and men may be seen who are among the brightest and
most intelligentdooking people in the Pacific. A vast difference
exists between the natives of parts of the New Hebrides and
those of the I/oyalty Islands, the latter being much the fiijer.
Mixture of blood may partly account for the difference. Difference
of physical surroundings, doubtless, also has something to do with
it. The dry, comparatively barren, and cooler, islands of the
Loyalty group ought to have a finer people upon them than the
malarious, hot, and moist islands of tne New Hebrides. In Fiji
some of the finest men in Polynesia are found, but many of the
Fijians are considci'ably mixed with Sawaiori blood.
As a rule, the Papuans lack elaborate historical traditions, poems,
and songs, such as ate invariably found among the Sawaiori race.
They do not naturally possess much religious feeling or reverence,
and their religious systems are little more than feticliism. In this
respect, too, they present a marked contrast to the lighter race.
In aits ami mamifactures tliey are comparatively low, although
tliere are marked exceptions. Usually their houses are very poor
structures. Oji many islands their canoes arc of inferior construction.
As a race they are indifferent navigators. Their arms are, how-
ever, somewhat elaborately made; and most of them make a coarse
kinrl of pottery. In some parts of the Solomon Islands the people
build much better houses than are usually found among the
Papuans, earring some of the woodwork lather elaborately. They
also build good canoes or boats. In Fiji the natives build good
liouses and good boats, but there the people have learned some of
their arts from the Sawaioris. It may be so also in the Solomon
Ifroiip. Indeed, throughout the whole of the Papuan region, there
is evidence of more or less mixture of the two races. In some
iilnces thcra are pure colonics of Sawaioris, who keep themselves
distinct from their darker-coloured neighbours ; but in many other
places the lighter immigrants have intermarried with the black race.
The following are some broad characteristics of the Papuan
languasfcs. Consonants arc freely used, some of the conRouant;d
eoumls being difficult to represent by Roman characters. Many of
the syllables aro closed. Tliere does not appear to bo any difforcnco
I'otween the definite and the' indefinite article, except in Fiji.
Nouns are divided into two classes, one of which takes a pro-
nominal suffix, while the other never takes such a suflix. The
principle of this division appears to be a noar or remote connexion
lietween the possessor and the thing popsessod. Those things which
belong to a person, as the parts of his body, ic, take the pro-
uomiiial iuflix ; a thing possessed merely for use would not take
'No Krcat cnro Is licrc tokpn to dljtlncnlsh bptncen the Icrros Uncoaro and
llUixts. While All tlio lnn(;anf:ts of PclMie!.la mny he Incliidrd imiirr (hice
jlAMc, wc cannot «pcnk of thrm n% tlri-co IfinRu'nRi-s, cnrh with niimirous
llnlrcK. nnjr mm c than we coulil upcnk of those langniigcs ulilch huvo grown out
01 the Li'im OS ici'cral illiUvcts o( one language.
it Thus, in Fijian the word luve means either a son or a
daughter — one's own child, and it >akes the posseesive pronoun
suffixed, as luvcna ; but the word ngoiie, a child, but not neces-
sarily one's own child, takes the possessive pronoun bafore it, aa
nona ngmie, his child, i.e., his to look after or bring up." Gender
is only sexual. Many words are used indiscriminately, as nouns,
adjectives, or verbs, without change ; but sometimes a noun is
indicated by its termination. In most of the languages tliere are
no changes in nouns to form the plural, but an added numeral
indicates number. Case is shown by particles, which precede the
nouns. AdjectivesfoUow their substantives. Pronouns aie numer-
ous, and the personal pronoun includes four numbers — singular,
dual, trinal, and general plnral, also inclusive and exclusive.
Almost any word may be made into a verb by using with it a
verbal particle. The difference in the verbal particles in the
different languages are very great. In the verbs there are causative,
intensive or frequentative, and reciprocal forms.
II. The Saxoaiori Race. — The brown people who occupy the
islands of eastern Polynesia are generally regarded as having
affinities with the Jlalays of the Indian Archipelago, and are
sometimes spoken of as a branch of the Malay race, or family.
They cannot, however, with any accuracy be so described. * The
Malays, as they now exist, are a compaiatively modern people, who
have become what they are by the mixture of several elenienfis not
found in the more primitive race. The Sawaioris and the Tarapoiis
of Polynesia, the Malagasy (Hovas) of Madagascar, and the ilalays
are allied laccs, but no one of them can be regarded aa the\paieut
of the rest. The parent .race has disappeared ; but the Sawaiori, as
the earliest offshoot from it, and one which, owing to the conditions
under which it has lived, has remained almost free from admixture
of blood, may bo taken as most nearly representing what the parent
was. The relationship which these ilalayo-Polynesian ^ races bear
to one anotiier is seen from the " tree " on Plate III.
The absence of Sanskrit (or Prakrit) roots in the languages
appears to indicate that the Sawaiori migration was in pre-
Sanskritio times.* Whether v.'c can fix anything like a defiiiile
date for this may well be questioned. Mr Fonmuder' has, how-
ever, with great probability, traced back the history of the
Hawaiians to the 5th century. Ho has studied the folk-lore of
those islands e.xhaustively, and from this source comes to the con-
clusion that the Sawaiori migration from the Indian Archipelago
may be approximately assigned to the close of the first or to tho
second century. Most likely Samoa was the first group per-
manently occupied by them. Owing to the admixture of the
Sawaioris with the Papuans in Fiji some authorities have thought
the first settlement was in those islands, and that the settlers were
eventually driven thence by the Papuan occupiers. We can, how-
ever, account for the presence of Sawaiori blood in Fiji iu another
way, viz., by the intnrcourse that has been kept up between the
people of Tonga and Fiji. If the first resting-place of tlic Sawaioris
was in that group, there is good reason to believe that Samoa was
the first permanent home of the race, and that from Samoa they
have spread to the other islands which they now occupy.
It used to be doubted whether these people could have gone from
the Indian Arehipelago so far eastward, because the prevailing
winds and currents arc from the east. But it is now well known
that at times tliere are westerly winds in the region over which
they would have to travel, and that there would be no insuperable
difiiculties in the way of such a voyage. The Sawaioris aro
invariably navigators. There is ample evidence that in early tiinm
they were much better seamen than they aro at present. Indeed
their skill in navigaticn has greatly declined since they have become
known to Europeans. They used to construct deckeil vessels
capable of carrying one or two hundred persons, with water ami
stores suftkient for a voyage of some weeks' duration. These vessels
were made of planks well fitted and sewn together, the joints being
calked and pitched. It is only in recent times that the conRtruc-
tion of such' vessels has ceased. Tho people h.id a knowledge oi
tho stars, of tho rising and setting of the constellations at dillorent
seasons of tho year. By this means they determined the favourable
season for making a voyage and directed their course.
The ancestors of tho Sawaioris wore bv no means a snvago people
when they entered tho Pacific. Indeed their olab'jrale historical
legends show that thoy possessed a considerable amount of civiliza-
tion. Those who arc fumiliifr with theso legends, and who have
studied Sawaiori niannero and cuatoms, see many unmistakable
proofs that thoy carried with them, at tho time of their migration,
Knowledge and culture which raised them much above the status
of savages, and that during their rcaideuco in these islands tho
• naiIewoo<f'» Fijtan (Jrammar, pp. 8 nnd 9.
■ Baron W. Ton Hnmboldt'a name, MRlayo-PoIriie^lan. Is hero retained aa a
convetiient te(m to include all these people, from MadaRa^ear to Polyneala.
• II Ib po.<isiblo to make too much of tite aharnco of Sanskrit (or Prakrit) roota,
•Incc. na remarked by Dr Roat, "there may have been no oreaalon for the Intro-
dtietion of ready-mailo terma Into tho language." Still the mlgintlon may bo
tentatlveiv put in pre-.Oar.skrItle times.
• Tfir Potinrttan /tacr. toI. I. p. US.
< Cocoa. nut fibre and the pim which exudes fixtn the broad-fruit tl«fl tn
goncrolly uicd for "calking" and "pitching" canoes.
424
F 0 L Y N E « J A
race has greatly deteriorated. Some indications of tteir former
condition will appear in the following account of the people.
The Sawaioris are, physically, a very fine race. On some islands
they average 5 feet 10 inches in height, De Quatrefages, in a
table giving the stature of different races of men,' puts the natives
of Samoa and Tonga as the largest people in the world. He gives
the average height of this race as being 5 feet 9 92 inches. They
are well developed in proportion* to their height. Their colour is
a brown, lighter or darker generally according to the amount of
their e.vposure to the sun, — being darker on some of the atolls
where the people spend much time in fishing, and among fisher-
men on the volcanic islands, and lighter among women, chiefs,
and others less exposed than the bulk of the people. Their hair is
black and straight ; but in individual examples it is sometimes
wavy, or shows a tendency to curl. They have very little beard.
Their fektures are generally fairly regular ; eyes invariably black,
and in some persons oblique ; jaws not projecting, except in a few
instances; lips of medium thickness; noses generally short, but
rather wide at the bases. Their foreheads are fairly high, but rather
narrow. When they are young many of the people of both sexes
are good-looking. The men often have more regular features tlian
the women. In former times more 'attention was paid to personal
appearance and adornment among men than among the women.
As a race the Sawaioris are somewhat apathetic. They differ,
however, in different islands, according to their surroundings.
Most of them live in an enervating climate where nature is very
lavish of her gifts. Hence they lead easy lives. On the more
barren islands, and on those more distant from the equator, the
natives have much more energy. Under certain circumstances
they become excitable, and manifest a kind of care-fornothing
spirit This is only occasionally seen, and chiefly in time of war,
in a family dispute, or on some other occasion when they are deeply
moved. In the time of their heathenism they were strict in their
rpligious observances, and religion came into almost every action
of life. They were, in mo^ instances, with comparative ease
led to accept Christianity, and this characteristic has remained
under the new condition of things. They are a shrewd people, with
quick intelligence, and they possess naturally a large amount of
common sense. Where they have from early years enjoyed the
advantages of a good education, Sawaiori youths have proved them-
selves to possess intellectual powers of no mean order. They are
almost invariably fluent speakers; with many of them oratory
seems to be a natural gift ; it is also carefully cultivated. A
Sawaiori orator will hold the interest of his hearers for hours
together at a political gathering, and in his speech he will bring
in historical allusions and precedents, and will make apt quota-
tions from ancient legends in a manner which would do credit to
the best parliamentary orators. Many of them are very brave,
and think little of self-sacrifice for others where duty or family
honour is concerned.*
The terms for family among this race are used in two senses —
(1) of a household, and (2) of all blood relations on both the male
and the female side, including the wife or the husband, as the case
may be, brought in by marriage, — also those who have been adopted
by members of the clan. In the following remarks the word
family is used with the first meaning, and clan with the second.
Each clan has a name which is usually borne by one of the oldest
members, who is the chief or head for the time being. This clan
system no doubt generally prevailed in early times, and was the
origin of the principal chieftainships. But changes have been
made in most of the islands. In some the head of one clan has
become king over several. ' In many cases large clans have been
divided into sections under secondary heads, and have even been
subdivided. The different classes of chieftainships may probably
be thus accounted for.
As a rule, near relations do not intermarry. - In some islands this
riile is rigidly adhered to. There have been exceptions, however,
especially in the case of high chiefs ; but usually great care is
taken to prevent the union of those within the prescribed limits
of consanguinity. Children generally dwell with their kin on the
father's side, but they have equal rights on the mother's side,
and sometimes they take up their abode with their mother's
family. The only names used to express particular relation-
ships are father and mother, son and daughter, brother and sister.
' The Human Species (International Scientific Series), pp. 57-60.
' Of various acts by Sawaioris which indicate the possession of bravery and
self possession under trying circumstances the following may serve as a sample.
Some lads belonging to two villages in Samoa fell out, and began stone-throwing.
One of them, who was tlie son of a chief, was struck and, it was fear ed, was liilled.
As soon as this was known to the young men of the village they armed them-
selves in order to go to the other village to seek reparation, according to a custom
of former times, by killing some one belonging to the family of the boy who had
thrown the stone. A report preceded them that they were going, and a young
man, a cousin of the boy. In order to prevent a fight, quietly w«lked out of the
village to meet the avengers of blood. When he met them he calmly said, " Tou
are coming to avenge your brother. 1 am brother to the boy who killed him.
Do not go further ; kill me and be avenged, so that our villages may remsio
at peace." His conduct somewhat disconcerted the party, and by the timely
arrival of a Christian teacher matters were settled without bloodajied.
There is Ufually no distinction between brotliers (or sisters) and
cousins, all the chUdren of brothers and sisters speak of each
other as brothers and sisters, and they call uncles and aunts
fathers and mothers. Above the relationship of parents all are
simply ancestors, no term being used for grandfather which would
not equally apply to any more remote male ancestor. In the same
way there is no distinctive term for grandchild. A man speaks of
his grandchild as his son or daughter, or simply as his child.'
Polygamy was often practised, especially by chiefs, and also con-
cubinage. In some places a widow was taken by the brother
of her deceased husband, or, failing the brother, by some other
relative of the deceased, as an additional wife. Divorce was an
easy matter, and of frequent occurrence ; but, as a rule, a divorced
wife would not marry again without the consent of her former
husband. An adulterer was always liable to be killed by the
aggrieved husband, or by some member of his clan. If the culprit
himself could not be reached, any member of the clan was liable to
suffer in his stead. In some islands female virtue was highly re-
garded. Perhaps of all the gioups Samoa stood highest in this
respect. There w.ts a special ordeal through which a bride passed
to prove her virginity, and a proof of her immorality brought dis-
grace upon all her relatives. But in other islands there was much
freedom in the relations of the sexes. Owing to the almost
promiscuous intercourse which prevailed among a portion of the
race, in some groups titles descended through the mother and not
through the father. In Hawaii there was a peculiar system of
marriage relationship, "brothers with their wives, and sisters with
their husbands, possessing each other in common." Tliere also,
especially in the case of chiefs and chieftainesses, brothers and
sisters sometimes intermarried. But these customs did not pre-
vail in other gioups. It is almost certain that they did not prevail
in Hawaii in early times, but that they were the result of that
deterioration in the race which their traditions and many of theii
customs indicate.*
Women have always occupied a relatively high position among
the Sawaioris. In most groups they have great influence and are
treated with much respect. lu some cases they take hereditary
titles and hold high offices. As among their congeners in Mada-
gascar, so also in parts of Polynesia, there may be a queen or
a chieftainess in her own right ; and a woman in high position
will command as much respect, and will exercise as great authority,
as a man would in the same position. Everywhere infanticide
prevailed ; in some of the smaller islands it was regulated by
law '"a order to prevent over-population. It was also a very common
practice to destroy the foetus, yet, even before the reception of
Christianity, parents were affectionate towards the- children who
were spared. The practice of adopting children was, and still is,
commoiL Often there is an exchange made between members of
the same clan ; but sometimes there is adoption from withouX.
Tattooing generally prevailed among the men, different patterns
being followed in different groups of islands. In some a larger
portion of the body is tattooed than in other?. A youth was con-
sidered to be in his minority until he was tattooed, and in former
times he would have no chance of mairying until he had, by sub-
mitting to this process, proved himself to be a man. Puberty in
the other sex was generally marked by feasting, or some other
demonstration, among the female friends. Old age is generally
honoured. Often an inferior chief will give up h;3 title to a
younger man, yet he himself will lose but little by so doing. The
neglect of aged persons is extremely rare.
Property belonging to a clan' is held in common. Each clan
usually possesses land, and over this noone member has an exclusive
right, but all have an equal right to use it. The chief or recog-
nized head of the clan or section alone can properly dispose of it or
assign its use for a time to an outsider ; and even he is expected to
obtain the consent of thS heads of families before he alienates the
property. Thus land is handed down through successive generations
S Dr Lewis H. Morgan in Ancient Society, pp. 419-423, makes the SawaiollB to
have distinctive terms for grandfather, grandmother, grJndson, and grand-
daughter. In this he is entirely mistaken. It is evident from his own Ust« tlmt
the Hawaiian kupuna means simply an ancestor. In like manner niooputta
simply means a descendent of any geneiation after the first.
* Morgan has founded one of his forms of family — the consanguine— on the
supposed e-xistence in former times among the Malays and Polynesians of the
custom of " Intermarriage of broi hers and sistei a, own and collateral, in a group."
All the evidence he finds in suppott of this is (1) the existence of the custom
above mentioned in Hawaii, and (2) the absence of special terms for the lelatiin,
sliip of uncle, aunt, an-i cousin, this imlicating, he thinks, that tht-se wera
wigarded as fathers, mothers, brothers, and sisters. He admits that '• the usages
with respect to marriage which prevailed when the system was. formed may not
prevail at the present time." But he adds, "To sustain the deduction it is
not necessary that they should" (Ancient Societi/, p. 408). Morgan has given
special terms for gtandfather and grandmother, because it would prove too much
to show that the people had no grandfathers, ic. But tU&se terms are used for
ancestors of any geneiation. The terms used for grandchildren, in like manner,
are used for any geneiation of descendants. He 8>iy8 (p. 406) the terms o(
husband and wife are used in common by a group of sisters or brotheis, but tl e
fact is that the words lised for husband and wife in Hawaii simply mean mule
and female. In some islands there are ternis used for wife in the most stiict
sense. The word wife is not used more e:iclusively among us than among soma
Sawaiori people.
POLYHESIA
c:
POLYNESIA
425
under Oio noininal control of tlio recognized head of the clan or
section for t)ie time being. Changes have been made in many
islands in this respect ; but there can be little reason to doubt that
the joint ownership of property in clans was common among the
riitiru race in former times.
In early times the head of each clan was supreme aniong his
.iwn peopli:, but in all matters he had associated with him the
principal men or heads of families in the clan. Their united
.luthority extended over all the members and the possessions of the
elan, and they were independent of every other clan. There are in
some places vestiges of this primitive state of society still- remain-
ing; the transition to a limited or to a despotic monarchy may be
traced by means of th« enciont legends in some islands, and in
others it is a matter of recent history. One clan being more
numerous and stronger than another, and its chief being ambitious,
it is easy to see how by conquering a neighbouring clan he increased
the importance of his clan and extended his own power. In some
of the islands this transition i)roccss has hardly yet developed into
an absolute monarchy. Wo may even see two or three stages of the
progress. In one instance a certain clan lias the right to nominate
the principal chief over an entire district ; though it is known as
the ruling cl.in, its rule is mainly confined to this noniin;ition, and
to decision for or against war. In all other respects the district en-
joys the privilege of self-government. In another case the nominal
king over a district, or over an entire island, can be elected only
from among the members of a certain clan, the monarchy being
elective within that alone ; but this king has little authority. In
other cases a more despotic monarchy has grown up — the prowess
»f one man leading to the subjugation of other clans. Even in this
CISC the chiefs or he.ids of clans sometimes still hold their property
and rule over their own people, only rendering a kind of feudal
service and paying tribute to tlie king.
The Sawaioris arc exceedingly fond of rank and of titles. Much
deference is paid to chiefs and to persons of rank ; and special
terms are genci'ally employed in addressing these. Every part of a
chiefs body and all his belongings have names different from those
employed for common jieople. The grade of rank which a person
occupies will often be indicated by the language in which ho is
addressed. Thus, in Samoa there are four different terms for to
come : — salt is for a common man ; malm mai is a respectful term
for a person without a title ; siisu mai for a titled chief ; and afio
mai for a member of tho royal family. In addressing chiefs, or
i>thci-s to whom one wishes to be respectful, tho singular number
of the personal pronoun is rarely used ; tlie dual is employed
instead, — the dual of dignity or of respect.
Oflices and titles are seldom hereditary in our sense of the term,
ns descending from father to son. They are lather elective within
the limits of tho clan, or the division of a clan. A common
practice is for the holder of a high title to nominate a successor ;
and his nomination is generally confirmed by tho chiefs, or heads
of households, with whom the right of election rests. In ancient;
times the authority of a high chief or king did not usually extend
to any details of government. But in Hawaii there are traditions
of a wise king who interested liimself in promoting the social well-
being of the peotilc, and made good laws for their guidance.'
Usually nil matters atfecting a district or an island were settled by
tho chiefs of tho district, while those of a single village were
settled by a council consisting of the chiefs and heads of house-
holds in the village. In some islands each clan, or each village,
would feel itself at liberty to make war on another clan or village,
without consulting the views of any higher authority. Indeed the
rule was for each elan or district to settle its own alfairs. In the
case of olfences against individuals, either the person injured, or
another member of his flan, would avenge the injury done. For
most offrnces there was some generally recognized punishment —
such as ceath for murder or adultery ; but often vengeance would
fall upon another person instead of the wrongdoer. In avenging
wrong, a member of the village or of the clan to which the offcndir
belonged would servo equally w^ell to satisfy their ideas of justice if
the culprit himself could not bo easily reached. Sometimes all the
members of the family, or of a village, to which a culprit belonged
would (lee from their homes and take refugo in another village, or
seek the protection of a powerful chief. In some places, in cases
of crime, the members of tho family or village would convey tho
culprit bound — sometimes oven carrying him like a pig that is to bo
killed— and place him with apologies before those against whom ho
had transgressed. Tho ignominy of such a procecdinij was generally
considered sulficicnt atonement for tho gravest offences. There
were slaves in many islands, either persons conquered in war, or
those who had been condemned to lose their personal liberty on
account of evil conduct.
i'ottery was not manufactured by tho Sawaioris. Wlien any of
tlicm possessed it they obtained it from the I'apuan.i. In most of
their manufactures they were, however, in advance of the Papuans.
They i.iade use of tho vegetable fibres abounding in the islands, tho
< Sen a rcmarkobli! example In Foniondcr'j Polynuian Kaee, vol. II. p. 89.
women manufacturing cloth, chiefly from the bark'of the paper
mulberry (Monis papyri/era), but also in some islands from the
bark of the bread-fruit tree, and the hibiscus. This in former
times furnished them with most of their clothing. They also
made various kinds of mats, baskets, and fans from the leaves of
the pandanus, the bark of the hibiscus, from species of bohmeria
or other Urticaceous plants. Some of their mats are very beauti-
fully made, and in some islands they are the most valuable property
the people possess. The people also use the various fibre-producing
plants for the manufacture of ropes, coarse string, and fine cord,
and for making fishing nets. The nets arc often very large, and
are netted with a needle and mesh as in hand-netting among our-
selves. The Sawaioris are rather clever workers in wood. Canoe
and house-building are trades usually confined to certain families.
Tlio large canoes in which they formerly made long voyages are no
longer built, but various kinds of smaller canoes are made, from
the commonest, which is simply a hollowed-out tree cut into form,
to the finely-shaped one built upon a keel, the joints of the various
pieces being nicely fitted, and the whole stitched together with
cord made from the husk of cocoa-nuts. Some of the larger canoes
are ornamented with rude carving ; and in some islands they are
somewhat elaborately decorated with inlaid mother of pearl. The
houses are generally well and elaborately made, but nearly all the
ornamentation is put on the inside of tho roof. The Sawaioris
manufacture several wooden utensils for household use, such as
dishes or deep bowls, "pillows" or head-rests, and stools. They
also make wooden gongs, or drums, which they teat as they travel
in their boats, in their dances, &c. They used to make wooden
fishhooks, clubs, spears, and bows. They still make wooden fish-
spears ; also carved and inlaid combs. They employ the bamboo
for making drums and flutes. Formerly the knives the people
used were made of bamboo, which is still sometimes used for that
purpose. In the manufacture of these things they employed adzes
made of stone, shell; or hard wood, and a wooden drill pointed
with stone, shell, or bone. They made mother-of-pearl fishhooks,
and they still use a part of those old hooks — or artificial bait — ill
conibiiiation with steel hooks, tho native-made portion being
generally shaped like n small fish. For water vessels, &c. , they
employ gourds and large cocoa-nut shells, in preparing which
they put water into them and allow the pulp or the kernel to
decay, so that it may be removed without breaking the rind or
shell. Their drinking cups are made of half a cocoa-nut shell.
Sharks' teeth, shells, and bamboo were formerly generally used as
cutting instruments ; shaving was done with them, as well as
surgical operations. They employ vegetable dyes for painting their
bark cloth, calabashes, &c. In some islands they also use a red
earth for this purpose. Their cloth is generally ornamented with
geometrical patterns. Any drawings of animals, &c., which they
make are exceedingly inartistic, and no attempt is made at per-
spective. Their musical instruments are few and rude — consisting
of the drums and flutes already mentioned, and shell trumpets.
The Sawaioris were all polytheists. Without doubt many of
their gods are deified men ; but it is clear that some are the
forces of nature personified, while others appear to represent
human passions which have become identified with particular
persons who have an existence in their historical myths. ° But the
conception which they had of Tangaloa (Taaroa and Kanaloa in
some islands) is of a higher order. Among the Tahitians he was
regarded as "the first and principal god, uncreated, and existing
from the beginning, or from the time he emerged from ;», or the
world of darkness."'' "He was said to bo the father of all the gods,
and creator of all things, yet was scarcely reckoned an object of
worship."* Dr Turner says, " the unrestricted, or unconditioned,
may fairly bo regarded as tho name of thjs Samoiin Jupiter."'
The worshii) of certain of the gieat gods was common to all the
peo])lo in a group of islands. Others were gods of villages or of
families, while others were gods of individuals. Tho gods of clans
were probably the spirits of the ancestors in their own line. In
some islands, when the birth of a child was expected, the aid of tho
gods of tho family was invoked, beginning with tho god of the
father. The god prayed to at the instant of birth became the god
of the child. In other places the name of tho child's god was
declared when the umbilical cord was severed. The gods were
supposed to dwell in various animals, in trees, or even in inanimate
objects, as a stone, a shell, &c. In some islands idols bearing inoro
or less resemblance to the human shape wcro made. Hut in all
cases the material objects were regarded Bimply n» the abodes of the
immaterial spirits of the gods.
Their temples were either national, for o single village, or for
tho god of a family. They were sometimes large stone enclosures
(marae), sometimes a grovo, or « house. The principal priests were
a particular order, the priesthood being hei^ditary. In some cases,
' The followinf* rccrnt boukH may be* coniiullcd on thli aulijcct : — Rev. W. \V.
Gill's il)>thi ami .*^ott>ii from the S*'Uifi I'tidfic; lit Turner's ^rMa\ and iir
Sliorttnnd's Maori lieliffiott ami Uytht^'ogy,
' I'ol^nian tU-ffarcfiet. vol. t. p. 922.
* Tahttian Dictionary. » Samoa, y. .^?,
426
POLYNESIA
however, the fatlier of ,-i family was priest in his own household and
jircsenteJ offerings and jirayers to the family god.
There was, in tlie Soci(;ty Islands, a privileged class known as the
Areoi. They were the special devotees of two celibate gods; TWcy
were not permitted to have children ; any children they possessci
when they entered the society, and all children subsequently born
to them, were destroyed. The name Arcoi became the synonym
for all kinds of licence ; the party wandered abouffrom place to
pliicc conducting obscene entertainments, and was feasted with the
best of all the peojile possessed. There were seven regular grades
among the Arcoi society,- besides an irregular class of attendants.
In some islands human sacrifices were of frequent occurrence ; in
others they wore olfered only on very rare and excejitional occasions,
when the demand was made by the priests for something specially
valuable. Tlio usual offerings to the gods were food. The system
of iapn or Uilit so common among the Sawaioris was connected with
their religions rites. There were two ways by which things might
become tdpn, — (1) by contact with anything belonging to the god,
as Ilia vi.sible representation or his priest. Probably it was thought
that a portion of the sacrcil essence of the god, or of a sacred per-
son, was ilircctly coniniunicablc to objects which they touched. (2)
Things were niade Idjm by being dedicated to the god ; and it is
this forn\ of t'/>i« which is still kept up. If, e.g., anyone wishes to
preserve his cocoa-nuts from being taken, he will put something
upoi) the trees to indicate that they are sacred or dedicated. They
cannot tlien be used until the Iapn is removed from them. Disease
and death were often connected with the violation of iapn, the
ofiendecl gods thus punishing the ollendeia. Disease was generally
attributed to the anger of thcgoils. Hence offerings, kc, were niailo
to ajipease their anger. The tirst-fnuts of a crop were usually dedi-
cated to the gods to prevent them from being .angry ; and new
canoes, fishiug-nets, kc, weie dedicated by prayers and offerings, in
order that the gods might be jiropitious to their owners in their use.
Tlie Sawaiori people invariably believe in the existence of the
spirit of man after the death of the body. Tlieir traditions on the
condition of the dc.nd vary considerably in different groups; yet
there is a general agreement upon main points. Death is caused by
the ile]i;irture of the spirit fjoui the body. The region of the dead
is subterranean. When the spirit leaves the body it is conveyed by
waiting spirits to the abode of spirits. In most islands the place of
descent is known. It is generally towards the west. In some tra-
ditions there is a distinction between chiefs and common people in
the. spirit world. In others all are much alike in condition. Some
traditions indicate a marked distinction between the spirits of
warriors and those of others : the former go to a place where they
are hajipy and are immortal* while the latter are devoured by the
gods ami are annihilated. In some, however, fhe spirits are said to
live again after being eaten. Some speak of the abode of spirits as
being in darkness ; but usually the condition of things is similar to
that which exists upon earth. Amongst all the people it is helieved
that the spirits of the. dead are able to revisit the scenes of their
earthly life. The visits are generally made in the night, and are
often gre.atly dreaded, especially when there may be any supposed
re.ason for s[jite on the part of the dead townrds living relatives.
Some writers have connected cannibalism, where it existed among
the Sawaioris, with religious customs. In the Cook and Society
Islands, when a human being was offered as a sacrifice, the priest
presented an eye of the victim to the king, w-ho either ate it or pre-
tended to do so. Probably the earliest human sacrifices were the
bodies of enemies slain in battle. As it was supposed by some'that
the spirits of the dead were eaten by the gods, the bodies of those
slain in battle may have been eaten by their victors in trinmph.
Mr Shortlnnd appears to think that cannihalisni among the Maories
of New Zealand may have thus originated.' Among the Sawaioris
generally it appears to have been the practice at times to eat a por^
tion of a slain enemy to make his degradation the greater. In
several groups there is evidence that this was done. But where
cannibalism was practised as a means of subsistence, it probably
originated in times of actual want, such as may have occurred
during the long voyages of the people, when it was resorted to as a
means of self-preservation. Being once accustomed to the practice,
we can easily imagine how they might resort to it ag.ain and again
in times of scarcity. The testimony of cannibals is that human
flesh is the best of food, and among such a people there would not
be strong moral reasons to restrain them from the indulgence.
The amusements of these people are very numerous. They are
a light-hearted race, usually living under easy conditions of life,
and they have a large amoBnt of enjoyment. Some of their amuse-
ments are boisterous and even sava.ge, such as wrestling and
boxing. In some islands they have a kind of "hockey" and foot-
b.all. They have running races, walking matches, and canoe-
racing. One of their most exciting amusements is swimming in
the surf. When there is a moderate sea on, great numbers often
join in this exercise and find immense pleasure in it. Throw-
ing the javelin, throwing at a mark with slings, and archery are
X llaori Itetigion and Mythology, p. 26. I
also practised. Some resort to cock-fighting. There are fishing
matches ; and at a particular season large companies used to result
to jiigeon-catching. In their houses they have a number of games.
Betting is Very olten carried on in connexion with these. JIuch
time is spent, especially after the evening meal, in asking riddles,
in- rhyming, &e. The recital of songs and myths is also a source
of great amusement; and on speoial occasions there is dancing.
The night dances were generally accompanied by much indecency
and immorality, and for that reason \vere discountenanced on the
introduction of Christianity.
III. The Tarapon Race. — These people have mnny points o(
resemblance to the Sawaioris, but, as a rule, they are of smaller
stature and are less robust. They have straight black hair, wliicli
is more lank than that of the Sawaioris. The Taiapons, how-
ever, differ considerably from one anolher, and are evidently a
mixed race. The natives of the Caroline Islands are larger than the
Gilbeit islanders. They are also much lighter in colour ; they are
more yellow, whereas the Gilbert Islandejs are darker, than the
Sawaioiis. In many respects the Tarapons bear a much closer
resend)lance to the people cf some portions of the Indian Arclii-
pi'lago than do the Sawaioris. It is the belief of the present writer
that the bulk of the Tarapons are the descendants of people who,
in comparatively recent times, migrated from the Indian Archi-
Eelago, and that since they have been in Polynesia they have
ecome mixod with people of other races. There appears to be a
little Papuan admixture. Those in the Caroline Islands, especially,
appear to have become mixed with Chinese and Japanese blood-
probably more Japanese than Chinese. There are several well-
authenticated instances of Japanese junks, with living people in
them, having been found in various parts of the North Pacific. In
]814 the British brig "Forester" met with one off the coast of
California (about 30° N. lat. ), with three living men and fourteen
dead bodies on board. In December 1832 a Japanese junk arrived
at the Hawaiian Islands with four of the crew living. If these,
junks could cross the Pacific in the latitude of Hawaii it is not at
all unlikely that others running in a south-easterly direction wouhl
reach some of the many atolls which stretch over about S.I" of
longitude, forming the Caroline and llarshall archijielagoes.
The traditions of the Gilbert Islanders tell us that thiir islands
were peopled from the west and also from the east. Those who
came from the east are expressly said to be from Samoa. Thoso
from the west were more numerous than those from the east.
There are also traditions of the arrival of other strangers at some
of these islands. When the present writer was at the island of
Peru, in the Gilbert group, in 1869 there was still there the
remnants of a large proah which, from the description given,
appears to have been like those used in the Indian Archipelago.
So far as we have materials for examination, craniometry confirms
other evidence, and indicates that the Tarapon people are more
mi.xed than either of the other Polynesian races.
All the 'Tarapon people are navigators, but, owing to the fact that
upon their atolls they have little good timbtr, most of their canoes
are inferiorto those of the Sawaioris. Their houses are also inferior.
Their arms are fairly well made. In the Gilbert Islands tliey manu-
facture elabor'ate armour, to cover the ciitire body, from the fibre of
the cocoa-nut husk. In the Caroline Islands very fine mats are
made ; and a hand-loom is used, with which a coarse cloth is made.
Among the Tarapons women occupy a lower position than among
the Sawaioris. The difference is not, however, in the amount of
work, or kind of drudgery, that is expected from them, but rather
in the social and domestic influence they exert. The gods are
chiefly the spirits of the great men of past ages. The chieftainship
and priesthood are often combined in the same persons. They arc
strict in the observance of their religious rites. The shrines of their
gods are very numerous. In every house he visited in the Gilbert
Islands, the present writer saw either a small circle or a square
formed with pieces of coral or shells ; this was neatly covered with
broken coral and shells from the beach, and in the centre stood a
block of coral representing the god. These were the household
shrines. In various places about the islands there were similar
squares or circles, only larger, for the gods of villages or districts.
Olfcrings of food were presented .to them, and often the stones n ere
garlanded with wreatns of cocoa-nut leaves. .Some embalm their
dead — especially the bodies of beloved children. .Women often
carry the skulls of deceased children, hung by a cord around the
neck, as a token of affectioa.
In the Tarapon languages consonants are more freely nsed
than in the Sawaiori. They have consonantal sounds wliich are
not found in the latter, such as ch, dj, and sh. Closed syllables
often occur ; occasionally doubled consonants are used, but &Mong
some of the people there is a tendency to introduce a alight vowel
sound between them. Most words take the accent on the penult.
In some languages there appears to be no true article ; but in tlio
Gilbert Island language the Sawaiori te is used for both the definite
and the indefinite article. Gender is sexual only. » Number in the
noun is either gathered from the requirement of the sense, or is
marked by pronominal words, or numerals. Case is known by tho
POLYNESIA
427
poaittoQ of the noun in the sentence, or by prepositions. In the !
.angaace of Ebon, one of the islands in the Mnrshall archipelago,
nouns liaTO the peculiarity which is chai-acteristic of the Papuan
languages: those which indicate close relationship — as of a son
to a father, or of tho members of a person's body — take a pro-
nominal suihx which gives them the appearance of inflexions.
The present writer is not aware of the existence of this in any other
Tarapon language, but would not make too much of this negative
evidence. Many words are used indisciiminatclj as nuvms, adjec-
tives, or verbs without any cl'.angc of form. In sumo languages
the pe;rsonal pronouns are singular, dual, and plural. . In others
there are no special dual forms, but the numeral for two is used to
indicate the unal. In the Ebon language there are inclusive and
exclusive forms of the personal pronouns which, so far as has been
ascertained, do not occur in any of the other Tarapon languages.
The verbs usually have no inflexions to express relations of voice,
mood, tense, number of person, — such distinctions being indicated
by particles. In the Ehon language, however, tho tenses are some-
times marked ; but in that the simple form of tho verb is frequently
given. All have verbal directive particles. In Ponape, ono of
the Caroline Islands, many words of ceremony are used in address-
ing chiefs as they are use»l in Samoa. The custom of tabooing
ivords is also found there as it is in the Sawaiori .languages. For
further particulars respecting the Tarapons, see Micronesia.
Missions. — The first mission was commenced in Tahiti by the
•gents of tlie London Missionary Society in 1797. Since then
that society has continued and extended its labours until it now
oceujiies the Society, Cook, Austral, Tuamotu, Sanioan, Tokclauan,
and Ellice groups, and several isolated islauds, aU peopled by the
Sawaiori race, besides other islands in tho Papuan and Tarapon
areas. With tho e.tception of a portion of the ■Tuamotu archi-
pelago, all tho people in the groups mentioned are now nominal
<Jhristians, There are only three groups peopled by the Sawaioris
where the London Missionary Society's agents do not labour ; and
two of these are eliiciently occupied by other societies — Hawaii
mainly by the American Board, and- Tonga by th6 Wesleyan Mis-
sionary Society. These two groups are also entirely Christian.
The JIarquesas Islands have not been Christianized, but are
|iartly occupied by missionaries from Hawaii. There are, there-
lore, only two groups peopled by the Sawaioris where any heathen
are found at the present day. An estimate of tho number of this
people, based upon actual counting in many islands, would be
about 179,000, of which number about 101,500 are nominal
Christians, leaving about 17,500 still heathen. Of the P.lpuans a
smaller proportion are Christians. In Fiji and Rotuma the great
majority of the jiopulation have become nominal Christians through
the labours of Wesleyan missionaries! The Wesleyans have also
successfully laboured in Duke of York Island, near New Britain.
In tho Loyalty Islands most of tho people have embraced
Christianity through the labours of the London Jlissionary Society's
agents, — a part, however, being Roman Catholics. •« Aneityum in
the New Hebrides lias become wholly Christian through the
agency of Presbyterian missions. In a few other islands in the
New Hebrides, also in Banks and Santa Cruz groups, small com-
panies of converts have been gathered by the Presbyterian and the
Episcopal (Mclanesian) missions. The rest of tho people in the
Papuan area in Polynesia are still savages, and most of them are
cannibals. The population of this area may be estimated at about
600,000. • Of this number about 130,000 are nominal Christians.
Excluding tho inhabitants of the Ladrono and Pelew Islands, tho
Tarapon i)eoplc may bo estimated at about 8-1,000. The agents of
the Hawaiian Board of Mi.ssions (taking tho place of the American
Board, under whoso auspices the missionaries first laboured in this
legion) are tho most nurrferous hero, occupying portions of the
Gilbert, Marshall, and Caroline Islands. Six atolls south of tho
equator in the Gilbert proup are occupied by nativo mi-s.sionaries
fiom Samoa in connexion with the London Missionary Society.
The number of nominal (Christians in these groups is about 38,000.
The aggregate population of Polynesia may thus bo estimated at
863,000, of whom 539,500 aro heathen and 323,500 aro nominal or
baptized Christians. From the records of tho various missionary
societies it appears that out of this number 09,005, or very ue.irly
one-fifth, aro communicants. (
In arldition to tho missionary societies already mentioned, which
have done the main work in tho evangelization of tho Polynesians,
there aro French Protestant missionaries in Tahiti, and Protestant
Episcojial clergymen in Hawaii and in Fiji. Tliero aro ul.so in
many islands French Roman Catholic mi.>;sionaries; but these have
n comparatively small number of adherents.
Wliercver tljo missions have been planted schools have also boon
e.stablished, and tho people have received more or less education.
On the Christian islands nearly all the pcoplo can now read, most
can write, and a large proportion are accinainted with tho elements
of arithmetic. General cclucation, thus tar, is mnrh more common
on those islands tluin it is at prcsiiit in tho British Isles. Ailvanccd
schools have been founded in connexion with some of the nii.'isiniis,
und inan,Y^p{.3)ie ^lativo youths havo showu cousidcrablo njititudc
for some of the higher branches of knowledge. In most of the
larger gioups colleges for the education of native ministers have
long been conducted. In these colleges, in addition to Biblical
exegesis and theology, other subjects, such as history and elemen-
tary science, are taught. Many of tho European and American
missionaries have devoted themselves largely to literary work in
tho vernacular of tho islands where they reside. Next to the
translation of the Scriptures and the preparation of lesson books
(ot the common schools, they havo either translated works on
history, science, &c. , or they have written such books as thi'y
found the natives to need. In nearly every group occupied by the
Sawaiori race there is now a considerable vernacular literature,
embracing elementary works oi» most branches of l^nowledge.
Amongst the other races the literature is of much smaller extent.
The entire Bible has been translated into five of the principal
Sawaiori languages of Polynesia. The entire Now Testament, and
a considerable portion of tho Old, haa been translated into a sixth
languagff, besides smaller portions into others. The American
Bible Society has supplied the Bibles for the Hawaiian Islands.
Many portions of the Scriptures for other islands have been printed
either in the islands or in Australia. . Of the number of copies
thus circulated no record is easily accessible, but the British and
Foreign Bible Society has issued 153,462 entire Bibles or New
Testaments in the Samoan, Tahitiaii, Toiigan, Rarotongan, and
Niuean languages. As among this race one translation serves for
an entire group, and in some cases for two or three groups, nearly
all tho people possess the Scriptures.'- Jn no part of the world is the
Bible more read than it is by these islanders ; and it has not been
necessary to give the Scriptures to them without charge in order to
induce them to read. ' ^
I In many islands tho pastoral work is now mostly done by native
ministers, — the foreign missionaries who remain devoting them-
selves to superintendence, higher education, and literature.' The
native pastors are always su|iported by the voluntary gifts of tho
people to whom they minister. Tho jieojile also build their own
churches and schools, and meet all the expenses connected with
public worship and education, upon the voluntary principle. No
portion of Christendom is better supplied with religious instruction
than the Christianized islands of Polynesia, and nowhere is there
more regard paid by tho people generally to Sabbath observance,
to public worship, and to other outward duties of religion. Family
worship is almost invariably observed.
With all this, too many of the people are religious only in name ;
and in the neighbourhood of ports, where casual visitors usually see
ami judge the native character, there are some who have added
many of the white man's vices to their own. But in estimating the
inllucnce of Christianity upon these people we should remember
that only .about one hrtli of the nominal Christians aro communi-
cants. If they be judged fairly, taking into consideration their
past history and tho short time they have been under Christian
influence, the present writer is convinced that the verdict will be
favourable as compared with any Christian people in the world.
Every one will admit that social, moral, and spiritual reformations
are not completed in a generation, but require time to bring them
to maturity.
Population — its alleged Decrease. — There is a general notion
abroad that in all the islands ot Polynesia tho nativo races are
rapiilly decreasing ; and this supposed fact is sometimes attributed
to tho iiiissionaries. The alleged diminution, however, is a general
conclusion from particular premises, and facts drawn from wider
observations do not confirm it. Tho question of the decrease of
)iopulation in these islands is a wide ono, which cannot bo fully
di.sciissed within tho limits of the present article ; but a few general
observations, and a few particular facts, may help to throw some
light upon it. (1) Tho estimates of population made by the first
European or American visitors to Polynesia were far too nigh. In
marly all islands tho people live almost entirely upon tho coast ;
hence it was an error to reckon tho inland portions as having a
population proportionate to the number of ]ieoplo seen upon tho
coast. Then, when the visits of foreign ships were a novelty, the
people from other districts would crowd to tho place where iho
ships anchored to see them. Thus the population of particular
villages was over-estimated. In the last edition of this I'nnjclo-
pwdiii the pojiulation of Samoa is said to bo variously estimated
at from 160,000 to as few as 38,000. It is now known that oven
tho lowest estimate was somewhat over tho actual number.' Most
of tho other groups were also greatly over-estimated, llcneo tho
decrease of population in any of the islands since they have bccoiiiB
known is not so great ns it is supposed to be. • (2) Those who havo
resided in Polynesia, and who have made observations on the sub-
ject, know that previous to tho introduction of Christianity thcr»
had been a great decrease in the population of most of the islands.
There aro numerous evidences that thiy were formerly much. more
1 In Kalurt, (or IS70. vol. jlv. pp. lOO-Ol, Mr Whilmfe rut* the Intent rpniiii
"of ivimoa. token by nctunl cminllnii, m lielnK ai.SCi In IS74 Yet, In hU.tuXra/
uti'd, publMicd In ls;9, Mr A. It. W'nllnoc >a)b the pol>vlatlon «( Ulcsc L-Iiliill
" l> virluubl/ cstlinttctl at 39,000 or.CO.OOO." -
428
P O L — P O L
thickly peopled. Wars, infanticide, human sacrifices, and canni-
balism are doubtless among the causes of depopulation. (3) Where
the scourge of syphilis had not spread before Christianity was
received, and the love of ardent spirits has not corrupted the people,
there the population has generally increased. It is founi from a
record of births and deaths in some parts of Samoa, and from
periodical census returns as a result of actual counting from the
whole of that group, that, apart from the destruction caused by war,
the population there increases at the rate of about 1 per cent, per
annum. Although Samoa has suffered more from internecine
wars than any other Christian group in Polynesia, there are more
natives now living there than when they were first counted in
1843, the number then being 33,901. The increase in Tonga has
been 25 per cent, in twenty years.' On the island of Niue the in-
crease is more than 3 per cent, per annum. On several other groups
there has been increase, though figures are not available. The rapid
decline of population in Hawaii is entirely exceptional.
Commerce'. — Information on this subject, as far as it is available,
is given in the special articles en particular groups. The following
is a fair specimen of the kind and extent of the commerce whiclx
has grown in Polynesia since Christianity has made the islands safe
and profitable places for the residence of traders.' From Cook
Islands, containing a population of about 8000, and three atolls
which lie north of that group, viz., Tongareva, Kakaanga, and
Manihiki, with a population of about 4060, the exports during 1S83
were 150 tons of cotton free from seeds, 50 tons of coffee, 1000 tons
of copra, 84 tons of pearl shell, and about 100,000 gallons of linio
juice, besides 5000 crates of oranges, containing about 300 per
crate. Mr Gill estimates the market value of this produce at
£50,000, — more than £4 per head for the native population. Part
is purchased by merchants in Tahiti, and part goes to Auckland,
New Zealand. There are not many islands whence fruit is exported,
although, if there were markets within a few days' sail, a large quan-
tity of fine oranges, pine-apples, and bananas might be provided.
In 1878 the figures collected by the present writer relating to the
trade in Samoa, Tonga, and several other islands in that neighbour-
hood, showed that the exports averaged annually about £4 each for
the entire population, and that the imports were only a little less.
Prehistoric Remains. — The most remarkable of these are on
Easter Island, which lies at the south-eastern extremity of Poly-
nesia, nearly 2500 miles from South America. This island is of
volcanic formation, and is about 11 miles long by 4 miles wide.
The present inhabitants belong to the Sawaiori race. Here are
found immense platforms built of large cut stones fitted together
without cement. They are generally built upon headlands, and on
the slope towards the sea. The walls on the sea-side are, in some
of the platforms, nearly 30 feet high and from 200 to 300 feet long,
by about 30 feet wide. Some of the squared stones are as much as
C feet long. On the land side of the platforms there is a broad
terrace with large stone pedestals upon which once stood colossal
Btone images carved somewhat into the shape of the human trunk.
On some of the platforms there are upwards of a dozen images now
thrown from their pedestals and lying in all directions. Their
ustial height is from 14 to 16 feet, but the largest are S7 feet, while
some are only about 4 feet. They are formed from a grey trachytic
lava found at the east end of the island. The top of the heads of
the images is tut flat to receive round crowns made of a reddish
vesicular tuff found at a crater about 8 miles distant from the quarry
where the images were cut. A number of these crowns stOl lie at
the crater apparently ready for removal, some of the largest being
over 10 feet iu diameter . In the atlas illustrating the royage
of La Perouso a plan of the island is given, with the position of
several of the platforms. Two of the images are also represented
in a'plato. One statue, 8 feet in height and weighing 4 tons, was
brought to England, and is now in the British Museum. In one
part of the island are the remains of stone houses nearly 100 foet
long by about 20 feet wide. These are built in courses of large flat
stones fitted together without cement, the walls being about 5 feet
thick snd over 5 feet high. They are lined on the inside with
upright slabs, on which are painted geometrical figures and repre-
sentations of animals. The roofs are formed by placing slabs so that
each course overlaps the lower one until the opening becomes about
5 feet wide, when it is covered with fiat slabs reaching from one side
to the other. The lava rocks near the houses are carved into the
resemblance of various animals and human faces, forming, probably,
a kind of picture writing. Wooden tablets covered with varions
signs and figures hav3 also been found. The only ancient imple-
ment discovered on the island is a kind of stone chisel, but it seems
impossible that such large and numerous works could have been
executed with such a tool. The present inhabitants of Easter
Island know nothing of the construction of these remarkable works ;
and the entire subject of their existence in this small and remote
island is a mystery.
' This fact is stated on the authority of the Rev. Mr Moulton, a
ftiissionary residing there, and it is the result of counting.
2 From figures supplied by the Rev. W. W. Gill. S.A.
On the islan'l of Tonga-tabn, Tonga group, there is a remarkabls
monument. Two large rectangular blocks of stone, about 40 feet
in height, stand perpendicularly, with a large slab lying across from
one to the other. On the centre of the horizontal stone is a large
stone bowl. The island upon which this monument is found is of
coral formation slightly elevated. These immense stones must
therefore have been conveyed thither by sea. The present inhabit-
ants know nothing of their history, or of the object which they were
intended to serve.
In Ponape, one of the islands of the Caroline group, there are
extensive ruins, the principal being a court about 300 feet in length,
the walls of which are formed of basaltic prisms and are about 30
feet in height. Inside, on all four sides, next the wall is a terrace
8 feet high and 12 feet wide. The court is divided into three by low
walls, and in the centre of each division there is a covered chamber
14 feet square. The walls above the terrace are 8 feet thick, and
some of the stones are 25 feet long by 8 feet in circumference. The
basaltic columns of which this structure is built were apparently
brought a distance of 10 miles from the central ridge of tlie island.
There are other ruins of smaller extent on Ponape, and also on the
island of Kusaie in the same group. Ponape and Kusaie are rem-
nants of larger islands which have been partially submerged. "While
the smaller islands around which the coral polypes built up the
atolls have disappeared, these two remain as monuments of the past.
North-west from Ponape, in the Mariana or Ladrone Islands,
there are other remains in the shape of stone columns about 14 feet
high, with a semi-globular stone nearly 6 feet in diameter on the
top of each, the rounded side being uppermost.
Thus in four different and widely separated parts of Polynesia
there are relics of prehistoric people. These together form one of
the greatest puzzles the ethnologist has to deal with. (S. J. W. )
POLYPE. In its Greek and Latin forms the word
polypus was first used as descriptive of the Cuttle-fish
(q.v.). In speaking of the Acakphx Aristotle says, "They
hold their prey as the polypus does with its feelers," and
there is no doubt that in this and other passages he
referred to the octopus. The word was also, though less
generally, applied to the woodlouse {Oniscus) — the reason
for both usages being equally evident. Though the
former meaning persists in the word poulpe, yet by the
beginning of the 18th century it seems to have' been for-
gotten, and the word was by analogy transferred to a
group of animals then beginning to attract much attention.
B^aumur and Bernard de Jussieu were the first to fix the
usage of the word polype as applicable to hydroids, corals,
and Polyzoa. In following up the discoveries of Marsigli
and Peysonelle in regard to the little corai organisms,
Jussieu used the name polype definitely to describe those
Sertularians, Alcyonians, sea-mats, ifec, which were then
(1742) known as animals. Trembley had previously
rediscovered Leeuwenhoek's Hydra, and described it as a
freshwater polype in a work which appeared in 1744.
A polyzoon too, discovered both by Trembley and Baker
in 1741, was called oy the former Polype d, Panachi. We
find the word used with the same content as Jussieu had
assigned to it by EUis in 1755, by Cavclini in 1783, and
by others. In 1816 Lamouroux published his Histoire des
Polypiers Coralligen^s, in the preface of which he speaks
of the varied character of this group of animals " nomm^s
Hydres par Linn^ et Polypes par K^aumur." In his own
use of the term he applied it to sponges, hydroids, corals,
aoc ' Flustrx. Lamarck too used the word very widely, and
spoke of Polypei as (1) ciliati, including some Infusorian?
and Rotifers; (2) denudati, including //ycfra, Coryne, ic. ;
(3) vaginati, including Drfflugia, Spongilla, Tubnlaiia,
Millepores and Madrepores, Alcyonia, Cristatetla, Flvstra,
ikc. ; and (4) natantes, including Pennatida, Virgularia,
Eiicrinus, &c. Sometimes, however, he used the word in a
more restricted sense. Cuvier (1819-1830) distinguished
three classes of polypes : — (1) fleshy — Admix and Lncer-
narix; (2) gelatinous — Hydra, Cristatella, Coryne, Vorti-
cella, &.C.; and (3) Coralliferx — Sponges, Madrepores,
Millepores, Tubularia, Sertularia, Alcyonidx, Fl'ustrx, iS-r.
Sub.sequently he improved on this and recognized (1) an
Actinia group, (2) a group like Hydra and Sertularia, and
(3) Polypes & PolyiHej:<<r wliich he again divided into
P O L — P O L
429
A ntkozoa axid Bryozoa. From 1 830 onwards there was a
distinct tendency to separate the Pobjzoa from the polypes
— th^y are spoken of as higher Polypi, compound polypes,
&c.' In 1831 Ehrenberg described the Poli/pioi Guriulia
as a class of the Phytozoa, and distinguished the true polypes
or Anthozoa from the Bi'yozoa. Milne-Edwards expressly
excludes the Bryozoa, and restricts the term polype to the
Zoantharia and Alcyonaria inclusive of Hydra and Lucer-
naria. In 1847 Frey and Leuckart placed the Polyzoa by
themselves, and united the remaining Polypi of Cuvier
along with the Acalephx under the class name Ccelenterata,
which the latter afterwards (1853) divided into (1) Cteno-
phora, (2) Medusse, and (3) Polypes. Modern anatomists
generally agree in confining the term to the individuals
(zooids or personx) of hydriform Ilydromedusx and
Actinozoa, and frequently restrict it to the former (see
Hydrozoa, Cokals).
POLYPTERUS, a genus of Ganoid fishes common in
many rivers of tropical Africa, and known on the Nile by
the name of abH bishlr. Their body is cylindrical in shape,
elongate, and covered with hard, polished, ganoid scales,
which are arranged in oblique series. The head, with
flattened snout and wide mouth, is protected by bony
plates with ganoid external surface, of which a series of
"supra-temporal" and "spiracular" ossicles are especially
characteristic. Spiracles, or external openings of a canal
leading into the pharynx are persistent throughout life,
situated on each side of the parietal bone, and closed by
an osseous valve. The lips are fleshy, but the space
between the rami of the mandible is covered by a large
"gular" plate. The vent is placed far backwards, in
front of the anal fin, the tail being short. With a diphy-
ccrcal termination of the vertebral column. The mouth
is well provided with rasp-like teeth, forming broad bands
in the jaws, on the vomer and palatine bones. The
paired fins are supported by an axial skeleton. The
structure of the dorsal fin is unique : its anterior portion
is composed of isolated finlets, from eight to eighteen in
number, each of which consists of a flattened spine with a
bifurcate termination ; to the posterior aspect of the top
of each spine several soft rays are attached, which result
from the dichotomous division of a single ray, the basal
portion of which is the spine. Posteriorly these finlets
pass into the ordinary rays composing the caudal fin,
which surrounds the tail. The ventral fins are well-
developed, and inserted behind the middle of the length of
the trunk. The respiratory apparatus consists of three
and a half gills, and is protected by an osseous gill-cover.
An external gill of considerable size in the form of a
tapering band fringed with respiratory lamina; exists in
young examples, and is attached to the end of the gill-
cover. The air-bladder is double, and communicates with
the ventral wall of the pharynx.
Such are some of the principal characteristics of one of the most
interesting representatives of a type wliich in Pobjptcrus haa
survived from the Devonian and Carboniferous foiinations to our
period ; for further details of its internal organization see IcUTBTO-
LOGY. The centre of distribution of Pohjplcrus is the lake region
of tropical Africa, from wliich the Nile and the great rivers of
West Africa take their origin. A very remarkable fact is its total
absence in the East-African river systems which belong to the
Indian Ocean. Specimens of the bishir have been found in the
Nile as low as Cairo, but it is very scarce throughout the niiddlo
and lower parts of that river ; such individuals have evidently
been carried by the current down from southern latitudes, and do
not propagate tlie species in the northern parts. As mentioned
above, the number of the rays which are modified into finlets varies
considerably, and consequently several species have been distin-
guished by some naturalists, whilst others hold that there is one
species of Pohjptcms only. The largest specimens observed had a
length of 4 feet. Nothing is known of its habits and pi'opagation,
and observations thereon are very desirable. Some years ago an
extremely interesting dwarf form of Polyptcrus was discovered in
Old Calabar, and described under the name of Calamoichthya
calabaricns. It much resembles the bishir but is smaller, and
considerably more elongate.
POLYPUS, a term in surgery, signifying a tumour
which is attached by a narrow neck to the walls of a
cavity lined with mucous membrane. A polypus or
polypoid tumour may belong to any variety of tumour,
either simple or malignant. The most common variety is
a polypus of the nose of simple character and easily
removed. Polypi are also met with in the ear, larynx,
uterus, vagina, and rectum. See Surgery.
POLYSPERCHON, one of Alexander's general-s, and
the successor of Antipater as regent in Macedonia in 318
B.C. He was driven from the kingdom by Cassander in 316.
For the leading incidents of his brief term of ofliice see
Phocion (vol. xviii. p. 800) ; compare also Macedonia.
POLYXENA, in Greek legend, a daughter of Priam,
last king of Troy, and Hecuba. She had been betrothed
to Achilles, and after his death and the destruction of
Troy the ghost of Achilles appeared to the returning
Greeks as they were encamped on the Thracian Chersonese
and demanded of them the sacrifice of Polyxena. The
Greeks consented and Ncoptolcmus, son of Achilles, sacri-
ficed Polyxena on his father's grave. This tragic story is
the subject of the Hecuba of Euripides and the Troades of
Seneca. Of Sophocles'a tragedy Polyxena a few fragments
only remain.
POLYZOA
POLYZOA is the name applied by J. Vaughan Thompson
in 1830 (1)> to a group of minute polyp-like organisms
which were subsequently (1834) termed "Bryozoa" by
Ehrenberg (2). The forms included in this group were
stated by Thompson to be "in a general way the whole
of the Flustracece, in many of which I have clearly ascer-
tained the animals to be Polyzoa;," they having been pre-
viously considered by zoologists to be allied to the Hydra-
like polyps. These organisms had previously been known
by the hard corneous " cells " or chambers which are formed
by the animals on the surface of their bodies, and build up,
in consequence of the formation of dense colonies by bud-
ding, complex aggregates known as " sea mats " and " sea
mosses." Thom[)son expressly stated the opinion that the
organization of the animals detected by him led to the
conclusion that " they must bo considered as a new typo of
the Mollusca Acephala."
' These numbers refer to the bibliograpliy at the end of the article.
Subsequently (1844) Henri Milne-Edwards (3) pointed
out the relationship of Thompson's Polyzoa to the Brachio-
poda, and, adopting the latter's view as to their Molluscan
affinities, proposed to unite these two classes with the
Tunicata in a group to be called " MoUnscoidea." Re-
cent researches have entirely separated the Tunicata from
this association, and have demonstrated that they belong
to the great phylum of Vertebrata. On the other hand
the association of the Polyzoa with the Rrachiopoda ap-
pears at present to be confirmed, though the relationship of
these two classes to the Mollusca has been shown to rest on
mistaken identification of parts; see, however, Harmor(18).
The Polyzoa appear to bo related to the Sipunculoid
Gephyr.fan worms (GephyrKa inerniia) more nearly than
to any other class of the animal kingdom. The study and
interpretation of the facts of their ontogeny (growth from
the egg) presents such extreme difficulty that in the pre-
sent state of our knowledge it ia necessary to regard them
430
P 0 L Y Z 0 A
nd interim as forming with the Brachiopoda and Sipuncu-
Jojds an isolated group, to which the uamc " Podaxonia "
may be api)lied, pending the decision of their affinities by
the increase of our knowledge of the embryology of import-
ant members of the group. ^
The forms included at the present day in Thorapsdh's
class of " Polyzoa " may then be thus classified : —
Phylum PODAXONIA.
Class I.—SIPUNCULOIDEA.
Class W.— BRACHIOPODA.
Class n\.— POLYZOA.
Section 1.— VERMIFORMI.A.
Sole genus : Plioronis (figs. 4 4ud D).
Section 2.— PTEROBRANCHIA.
Genus 1 : llhabdnplcura. (Rg. 7).
Genus 2: Crphalodiscus (figs. 8, 9, 10).
Section 3.— EUPOLYZOA.
Sub-class 1. — Ectoproctfl.
Order 1. — Phylactol.ema.
Examples : Lophoptis, PlumcUella (fig. 2, B> Ctistaklia
(fig. 3), FredericeUa.
Order 2. — GTMNOLa:MA.
Sub-order 1. — Cyclostonia.
Examples: Crista (fig. 13, A), Homera, Tubulipora,
Discoporclla.
Sub-order 2. — Ctenustoma.
Examples; Alq/onidiuvi.VesicnIaria, Serialaria, Bower-
baiikia (fig. 1 , A), Paludicella 'fig. 1, E and fig. 2, A).
Sub-order 3. — Chilostoma.
Examples : Cdhdaria, ScrtipoctVaria, •Kinctoskias (fig.
14). Bugula, Biccllaria, Flustra (fig. 1, G), Mvcro-
■nella (fig. 1, C, D, F), Mcmbranipora, Lepralia,
_ Eschara, Ccllcpora, Betcpora.
Sub-class 2. — Eutoprocta.
Genera: Pcdiccllina (fig. 15), Loxosoma ffig. 16), Urna-
tcUa, Ascopodnrip.
'We shall most readily arrive at ^ conception of the
essential structure of a Polyzoon, and of the variations to
which that essential structure is subject within the class,
by first examining one member of the group in detail and
subsequently reviewing the characters pi^sented by the
divergent sub-classes, orders, &c., above" indicated.
The most convenient form for our purpose is Paludicella
Ehrenhergii (fig. 2, A), belonging to the typical section of
the class (the Eupolyzoa) and to the order Gymnolaema.
The organism occurs as minute tree-like growths (iigs. 2,
A and 1, E) attached to stones in freshwater streams and
canals. The branches of the little tree are rarely more than
an inch in length, and are regularly swollen and jointed at
intervals. Each of the very numerous joints is about one-
fifth of an inch long, and is in reality a tubular horny box
attached above and below to the preceding and succeeding
joints, and having on one side of it a spout-like aperture
from which a crown of tentacles can be protruded. Each
joint is thus inhabited by a distinct animal which is more
or less completely shut off from the ono in front of it and
the one behind it, although it originated from the hinder
and has given rise to the fore-lying individual by a process
of budding, and retains a continuity of substance with both.
A single cell or joint with its contained animal is renre-
sented* in fig. 2, A.
Paludicella produces an arboriform colony, the main
trunk or stolon being adherent to some stone or piece of
wood. The substance of the wall of the cells is formed
by a chemical body allied to chitin. Other Polyzoa may
form mat-like expansions — the cells being placed in one
plane, side by side (fig. 1, C, D, F, G), as well as in linear
series ; others again form solid masses, whilst many agree
with Paludicella in the simple linear arrangement of their
units. Pho'ronis and Loxosoma, on the other hand, do
not form colonies at all — the former because it does not
' The research of Harmer (18) on Loxosoma is published too late
for due notice in this article. It tend.s to the conclusion that the
t'upolyzoa are after all degraded MoUusca, and have no connexion
with the Vermiformia, Pterobranchia, Brachiopoda, and Sipuncoloidea.
The reader is refen'ed to Mr Harmcr's memoir.
bud, the latter because the buds become detached from
their parent as soon as formed, as do the buds of the
Hydrozoon Hydra.
On the whole Paludicella presents us with a very simpl»
form of Polyzoon-colony (technically termed a "zoarium"),
in which the aggregate of budded persons, each of which
Fio. 1. — Vai-ious forms of zoaria of Eupolyzoa.
A. 'Bowerbankia pustulosa, one of tjie Ctenostoma ; natural size.
B. A cluster of polypides of Boicerbankia pustulosa, some with expanded
tentacles ; more highly magnifled.
C. ZocEcia of ilucronclla pavonelta (Chilostoma) ; highly maffnifieti.
D. Zoarium of ifucronetta pavonelta, forming a disk-like encnistation on a
piece of stone; natural size.
E. Zoarium of Paludicella Ehrenbergii (Ctenostoma) , natural size.
F. ZocECia of Mueronella Peachii ; highly magnified. Compare with C in Older
to note specific charuclera
Q, Zoarium of Flustra securi/rttns\ natural size.
is called a "polypi(Je," does not exhibit any marked intli-
viduation, but is irregular and tree-like. But, just as in
the Hydrozoa we find the Siphonophora presenting us with
a very definite shape and individuality of the aggregate or
colony, 80 in the Polyzoa we find instances of high indi-
p
0 L Y Z O A
431
vlduation of the zoarium of a similar kind. The most
remarkable example is afforded by the locomotive zoarium
or colony of Cristiitella (fig. 3) ; and another very striking
instance is that of the stalked zoaria of Kinetoskias
(fig. 14) and Adeona.
The horny consistence of the cells which are produced
by Paludicella is very usual in other Polyzoa ; but we find
frequently that the substance which forms the cells is
gelatinous and soft instead of being horny, or again may
be strongly calcareous. The term ccetuecinm is a])plied to
the mass of cells belonging to a colony or zoarium when
considered apart from the living polypides wjiich form it.
Often such coeno3cia are found retaining form and structure
when the soft living polypides have decomposed and dis-
appeared. A single cell of the coencecium, corresponding
to a single polypide, is called by the special students of
the Polyzoa a zoceciuvi.
If we examine a single cell or zooecium of Paludicella
more carefully whilst
its polypide is alive,
we discover that the
horny cell is nothing
more than the cuticle
of the polypide itself,
to which it is absol-
utely adherent. At
the so-called " mouth "
or spout of the cell
the cuticle suddenly
changes its character
and becomes a vet-y
delicate and soft pel-
licle instead of being
thickandhorny. There
is no real discontinuity
of the cuticle at this
region, but merely a
change in its qualities.
This gives to that por-
tion of the body of the
polypide which lies
beyond the spout a
mobility and capacity
for folding and pleat-
ing which is entirely
denied to that part
where the cuticle is
more dense (fig. 2, A).
Accordingly we find
that the anterior por-
tion of the- body of the
polyi)ido can be pulled
into the hinder part as
the finger of a glove
may be tucked into the
hand. It is, in fact, an
"introvert" (for the
use of this term see
MoLLuscA, vol. xvi.
p. 652). This arrange-
ment is universal in the Ectoproctous Eujiolyzoa, but docs
not obtain either in the Entoprocta, the I'terobranchio, or
the Vermiformia. In Phoronis, Kliabdoplcura, and Cepha-
lodiscus the anterior part of the body can Jioi be tucked or
telescoped into the hinder part as it can in typical Eu-
polyzoa. On the other hand it is very inijiortanl to note
that the Si|mnculoid Gephyra;ans are all preeminently
characterized by pos-sessing identically this arrangement.
The introversion is effected in Paludicella (as in other Eu-
polyzoa) by a series of long detached retractor muscles of
Fio. 2. — A. Poln>liloof PatudUeVa Ehreubergii,
ieen as b transpurem object In optlral sucti'.n
iirul lilirlily magiilOuJ (fioin Gcfjcntmur, after
Allman). For ndlurnl pizo «co fip. 1, E. o,
unus; bi\ pei'lstoinial circlet of cUldlcd t«n-
taclc-s; i, llilckened ciitk-Ie of the UoUy-wall,
fomilnB tlio horny cell or zoccciliin ; in,
median retractor muscle of tho introveralblu
part of the body ; r", anterior retractor of the
same ; mr, Kreat retractor muAcIc of the samH ;
0, ovary, pittslns f i otn which tu the atomach Is
the anterior mcsentt-ry or funiculus ; t, testis ;
or, a-sophaftus; r, stomucji ; x, posterior mes-
entery or funiculus; 3f. anterior luesuntery or
funiculus. (Ibaei-x'e ai the iik;lit uiipei corner
of the tiRui'e tlu) base ul a senirid poly|)l(lc and
the " rosetre-plale " of sepuialloa,
B. Dia^'iaiii of a Jiolypkle of I'luioatelln.
Letters as above.
considerable power (fig. 2, A, mr, r', m) ; the same is true
of Sipunculus.
The view has been advanced by Allman (4) that the re-
tractile part of the polypide is to be considered as a distinct
individual budded from the basal portion, which is regarded
as an equivalent individual. It does not appear to the
present writer that such a theoretical conception tends to
facilitate the understanding of the structure and relations
of these animals.
An "ectocyst" and "endocyst" have also been distin-
guished in former treatises, and these terms form part of a
special " polyzoarial " nomenclature, but do not appear to
be any longer needful. Equally undesirable is the misap-
plied term "endosarc" lately introduced by Jolliet (5) to
denote a certain portion of the Polyzoon structure which
will not bo referred to here by that name.
The retractile or introversible portion of the body of the
polypide of Paludicella is terminated by a crown of sixteen
stiff non-contractile tentacles (fig. 2, A, hr) which form a
circle around a central aperture— the animal's mouth.
These tentacles are hollow and beset with vibratile cilia.
The beating of the cilia causes a powerful current in the
water by which food is brought to the animal's mouth.
Each tentacle is also muscular, and can be bent and
straightened at will. The tentacles not only serve to
bring food into the mouth, but they are efficient as gill-
filaments, being possibly homologous with (as well as func-
tionally similar to) the gill-fiJamcnts of Lamellibranch
Molluscs. They also serve as delicate tactile organs, and
are the only sense organs possessed by the Eupolyzoa.
In Paludicella the platform around the mouth from
which the tentacles arise, or hphophore, as it is termed, is
circular. This is the case in all members of the large
group of Gymnolsema and in the Entoprocta. But in
the Phylactolaema the lophophoro is drawn out on each
side, right and left, so as to present a horse-shoo shape
(fig. 2, B), and in some forms, notably Lophopus and
Alcyonella, tho two arms or diverging rami of the horse-
shoe are very strongly developed.
In the PterobranchJa tho tentacles are confined in one
genus (Rhabdopleura) to the two, arm-like outgrowths of
the lophophore, and arc not simply hollow but contain a
well-developed cartilaginoid skeleton (fig. 7). In tho allied
genus Cephalodiscus there are not merely a single pair of
such arm-like processes, each bearing two rows of tentacles,
but the lophophore is developed into twelve arm-like pro-
cesses (fig. 9), which form a dense tuft of filaments around
the anterior extremity of tho-animal.
In the Vermiformia (Phoronis) we again meet with a
very perfect hor.se-shoe-shaped lophophore (fig. 4). The
tentacles upon the crescentic or otherwise lobed circumoral
region of tho Sipunculoids are tho representatives of tho
tentacles of the Polyzoa ; whilst the tentaculiferous
"arms" of the Brachiopoda appear to bo the cipiivalfuts
of the Polyzoon's lophophoro much drawn out and in n)ost
cases spirally rolled.
Just below tho circular crown of tentacles in Paludicella
we find an aperture which the study of internal anatomy
proves to bo the anus. In all Polyzoa tho anus has this
lX)sition near tho mouth ; and in this respect wo again
note an agiecnient with Sipunculus and tho other so-called
Gephyraja inermia. In one division of the Polyzoa alone
is there any noteworthy variation in tho jX)sition of tho
anus, namely, in tho Entoprocta (sub-clnss of the section
Eupolyzoa). In these forms tho anus, instead, of .'ying
just below the lophophoro or platform from which tho
tentacloo spring, is included liko the mouth within ita
area (fig. 15, C).
Passing now to tho deeper structure of Paludicella, we
find that it is a Cwlomate animal ; that is to say, there
432
P O L Y Z O A
exists between the body-wall and the wall of the aliment-
ary tract a distinct space termed "perigastric space,"
" body-cavity," or "ccelom." This is true of all Polyzoa,
though it has been erroneously stated by G. O. Sars that
Rhabdopleura does not possess such a coelom. In Eu-
liolyzoa (excepting the Entoprocta) the coelom 'is very
capacious ; it is occupied by a coagulable hasmolymph in
which float cellular corpuscles, and also the generative
products, detached, as is usual in Coelomata, from definite
"gonads" developed on its lining membrane (fig. 2, A, o, t).
This lining membrane or " coeloraic epitlielinm " is ciliated
iu the Phylactotema, but its characters appear not to have
been definitely determined in other Eupolyzoa. The
cceloraic space and the tissues bounding it are continuous
throughout the colony or zoarium of a Polyzoon — either
directly without any constriction marking off one polypide
from another, or through perforate "septum-like structures
as in Paludiceila (see right-hand upper process of fig. 2, A),
which form incomplete barriers between juxtaposed zooecia,
and are termed " rosette-plates " or " communication-plates. "
The ccelomic cavity is continued in Paludiceila and probably
in all Polyzoa into the tentacles, so that these organs expose
the hsemolymph fluid to a respiratory action, and hence
may be called branchial.
The body-wall of Paludiceila consists, alike in the
anterior- introversible region and in the posterior region, of
an outer cuticle which has already been spoken of as
thickened around the base of the polypide so as to become
there the hard tube-like zooecium. Beneath this is the
delicate layer of living epidermic cells which are the
mother-cells or matrix of that cuticle. Beneath this again
are a few scattered annuli of muscular fibre-cells arranged
ring - wise around the cylindrical body ; more deeply
placed than these are five large bundles of longitudinally
placed muscular fibre-cells which are attached at three
different levels to the soft introversible portion of the
body, and by their retraction pull it in three folds or tele-
scopic joints into the capacious hinder part of the body.
In some Polyzoa the muscular fibre-cells present trans-
verse striations. These folds are shown in fig. 2, A ;
Flo. S.— The locomotive zoarium of the freshwater Phylactolfflmous Polyzoon
Crtslatellh mucedo; magnified 8lx time^ linear (after Allman), a, individual
polypides with their horse-shoe-shaped ciown of tentacles exserted; b, stato-
blasts seen through the transparent tissues; c, the muscular foot or base of the
colony by means of which it crawls; d, portion of water-weed upon which the
Cristatella is crawling.
but when the longitudinal muscles are completely con-
tracted the tentacular crown would be pulled down far out
of sight into the midst of the body by the great longitu-
dinal muscle mr. Deeper than the longitudinal muscles,
and clothing them and everything else which projects into
the coelom, is the coelomic epithelium, not easily observed,
and sufficiently lino wn only in the Phylactolaema. Part of it
gives rise to the generative products (fig. 2 A, o, t).
Other Eupolyzoa have a similar but not identical arrange-
ment of the longitudinal muscles-^acting essentially as
retractors of the " introvert " or soft anterior region of the
body — and a similar structure of the body-wall which is in
essential features identieal with that of the Sipunculoid
worms, the ChaetoDod worms, and other typical Coelomat6
animals.
The alimentary canal of Paludiceila forms a closely com*
pressed U-shaped loop depending from the closely approxl
mated mouth and anus into the capacious coelom'. It is
clothed on its coelomio surface (in Phylactolaema at anj
rate) with coslomic epithelium, and beneath this o,ri
extremely delicate muscular layers. Within it is lined,
except in the immediate region of the mouth (which h
lined by the in-pushed outer cell-layer), by the enteric cell
layer-- the digestive cells derived from the archenteron of
the embryo. We can distinguish in Paludiceila a contrac
tile pharyngo-cesophagus (fig. 2, A, a), a digestive stomach
V (the lining cells of which have a yellow colour), and an
intestine which forms that arm of the loop connected with
the anus. This simple form of alimentary canal is uni-
formly present in Polyzoa. In Bowerhankia and its allies
a muscular gizzard with horny teeth is interposed between
oesophagus and digestive stomach.
The alimentary canal of Paludiceila does not hang quite
freely in the coelomic cavity, but, as is usually the case in
other classes where the coelom is large, mesenteries are
present in the form of fibrous (muscular 1) bands clothed
with coelomic epithelitim and suspending the gut to the
body-wall. In Paludiceila there are two of these mesen-
teries, an anterior {x) and a posterior {x). The presence
of two mesenteric bands is exceptional. Usually in th§
Eupolyzoa we find one such mesentery only, corresponding
to the hinder of the two in Paludiceila. The special name
funiculus (Huxley) is applied to this mesenteric band, and
it is noteworthy that the cells of the coelomic epithelitim,
either upon its surface or at its point of insertion into the
body-wall, are modified as reproductive elements, forming
either the testis or ovary; in the Phylactolsma they form
here also special asexual reproductive bodies, the stato-
blasts. The nervous tissue and organs of Paludiceila have
not been specially investigated, but in many Eupolyzoa
an oval mass of nerve-ganglion cells is found lying between
the mouth and anus, and there is no doubt that it is
present in this case. In Plumatella nerve-fibres hav4
been traced from this ganglion to the tentacles and Othei
parts around the mouth (fig. 11, w, x, y). A "colonial
nervous system " was described some years ago by Fr.
Mtiller in Serialaria ; but modern histologists do not
admit that the tissue so named by Miiller is nerve-tissue.
The ganglion above mentioned is the only nervous tissue
at present known in Polyzoa (but see fig. 17, a;).
No heart or blood-vessels of any kind exist in . Paludi-
ceila nor in any of the Eupolyzoa or Pterobranchia. On
the other hand the isolated vermiform genus Phoronis
presents a closed contractile system of longitudinal vessels
(dorsal and ventral) which contain nucleated corpuscles
coloured red by hagmoglobin (figs. 4, 5).
No excretory orgaus (nephridia) or genital ducts have
been observed in Paludiceila, nor have such organs been
detected in the majority of the Polyzoa which have been
studied. In the Entoprocta, however, a pair of minute
ciliated canals are found in the nearly obliterated body-
cavity opening to the exterior near the tentacular crown in
both Pedicellina and Loxosoma, which represent the cephalic
nephridia of worms. A definite pair of nephridia occur in
Phoronis. A similar significance is perhaps to be attributed
to the " intertentacular organ " of Farre — a ciliated pas-
sage opening' between . two tentacles of the lophophore in
Membranipora, Alcyonidium, ^ and other forms — through
which Hincks has observed the spermatozoa to escape in
large numbers. This organ occurs equally in female speci'
mens of Membranipora, and is not therefore simply a sper
I matic duct.
P 0 L Y Z O A
433
Paludicella, as we have seen, develops both ova and
spermatozoa jn one and the same polypide. The details
of impregnation and development have not been followed
in this instance, but in some of the marine Eupolyzoa
(Gymnolaama) remarkable bud-like structures termed ooecia
are developed for the special reception of the ova, and in
these organs fertilization takes place. In the Entoprocta
there is a peculiar brood-pouch. The spermatozoa of one
polypide probably in all cases fertilize the ova of another,
but we have not yet in many cases a knowledge of how
the spermatozoa get to the eggs, or how the eggs escape
from the body-cavity of the parent In the hippocrepian
freshwater Polyzoa (Phylactotema) the ova appear to be
fertilized and undergo the early stages of development
within the body-cavity of the parent or in a hernia-like
protrusion of it. Probably in such cases the embryos
«scape by the death of tlie parent and rupture of the
parental tissues, as do also the peculiar asexual internal
buds or statoblasts of these forms.
The embryo Polyzoon or " larva " swims freely in its
early condition by means of cilia, and is in this condition
a single polypide or "person." The forms assumed by
these ciliated larvae in different Polyzoa are very various
and exceedingly difficult of interpretation. We shall have
more to say with regard to them below (see figs. 1 9, 20,
"21). The ciliated larva then fixes itself and commences
to produce polypides by a process of budding, the buds
remaining not merely in contact but in organic continuity,
and increasing continually in number so as to form a large
colony or zoarium. In Paludicella we have seen that this
colony has a simple tree-like form. The new buds form
as watt-like growths, usually one, sometimes two in number,
at the free end of a cell or zooecium near the spout-like
process from which the tentacular crown is everted. In
Paludicella all the polypides of a colony arc alike ; there
is no differentiation of form or distribution of function
amongst the members of the colony. In many Eupolyzoa
this simplicity is by no means maintained, but a great
variety of form and function is assumed by various
members of the aggregate. The only approach to a
differentiation of the polypides in Paludicella is in the
arrest of growth of some of the buds of a colony in
autumn, which, instead of advancing to maturity, become
conical and invested with a dark-coloured cuticle. They
are termed hyhcrnacula. Should the rest of the poly-
pides die down in winter, these arrested buds .survive
and g3 on to complete development on the return of
spring.
In Paludicella we have thus seen a fairly simjilc and
central example of Polyzoon structure and life-history.
The variations upon this theme presented in different
groups of Polyzoa have been to some small extent noted
in the preceding account, but we shall now be able to
indicate them more precisely by considering the various
groups of Po'.yzoa in succession. The limit assigned to
this article necessitates very large omissions. The reader
who wishes to have the fullest information on the many
difficult and uncertain matters connected with this subject
is referred to AUman, Frex/iwaler Po/i/:oa (Hay Society,
18.56); Hincks, British Marine Pohjzod (Van Vcorst,
1880); Haddon, " Hudding in Polyzoa," Qwirt. Joni-n.
Micr. ScL, 1883 ; Balfour, EmhryolcMjij, vol. i. p. 21 2 ; and
the original memoirs cited by these writens.
THE VERMIFORMIA.
The first section of the Polyzoa comprises but a single
genus, Phoronis. It differs from all other Polyzoa first
in its greater size (species 2 inches long are known)
and elaboration of organization, and correlatively with
that in tho fact that it does not produce buds. Further,
11)-17
=5r?>*
it does not produce a closely adherent cuticular zooecium
as do Paludicella and the Eupolyzoa generally, but a
leathery tube in
which the animal ft k 4%
freely moves, resem-
bling that of some
"Ghsetopods (Sabcl-
la). Like some
Sabellaj, Phoronis
forms closely packed
aggregates of indi-
viduals not brought
together by any
process of budding,
but each separately
developed from an
egg. Phoronis has
an elongate, worm-
like, unsegmented
body, with a conical
posterior termina-
tion (like Sipuncu-
lus), and anteriorly
provided with a
horse - shoe - shaped
crown of tentacles
surrounding the
mouth (figs. 4, 5).
There is an inter-
tentacular " web "
between the bases
of the tentacles as
in the Phylactolse-
ma. Caldwell (6)
has recently shown
that the tentacles
are supported by a
mesoblastic
ton, as is also the
case in Rhabdo-
plcura, but appar-
ently not the case
in any other Polyzoa. Close to the mouth, as in all
Polyzoa, is placed the anus, outside the liorse-shoe-shaped
lophophore or tenta-
cular platform (fig.
11, i). The tenta-
cular crown is not
introvcrsiblc ; in this
point Phoronis differs
from Paludicella and
the Ectoproctous Eu-
polyzoa, and agrees a
with tho Entoprocta
and the Pterobranchia.
Overhanging the
mouth is a small prai-
oral lobe or " epi-
stomo " (figs. 4, 5, c).
Thi.s organ is aborted
in Paludicella, and in-
deed in all tho Uyni-
nohcma, but is jiresent
in the other Polyzoa, .... . , , ,
, . • 11 1 Fifl. C— LotcMl viewer llic anicrloi- ivtlon of
and IS especially largo i.|,„ronl». Tlii! Icnlado of tliu riBht «rm of the
niifl wpH ilcvrlniicd In Ini.hoplioie niccunhortlnonlci locxposcclcaily
,1 , r "^^"-"-'l"-" '" ,1,1, „n,uii, b »,„i ilii- ovcrli.nKlnn •• iplslonio "
J{habdopleuraanU Ce- or vraoiol lobe <•. <•, liucsllin;; a. Uoisnl vcmlI.
phalodiscus. It has oiuc.- icticr. .» m ng. <.
been comjiarcd to the Jlolluscan foot, but undoubtedly in
Phoronis it is the persistent representative of the prje-oral
gl.p]p_K;o. i.— Phoronis fiippoerepia, Wright; ma^lfled
six Ilmt'S linear (h-om AUman). a, Iiorse-shoe-
Bliapcd l"i»hnphnie \iltli tentacles; f, cpiatome
(pra^-oral lube or prostoniiiini); </, oesophagus; /,
ventral vessel; g, g, two anteiior vessels whlcli
unite to foiTn /; i', longitudinal muscular coat
of the body-wall; k, Intcrtentaculur membrane.
434
F O L Y Z 0 A
Ibbe of the larva (fig. 6), and therefore cannot be compared
to the Jlolluscan foot. If we are right in associating
Phorouis with the Polyzoa, this fact is sufficier^t to show
that the epistome of the Phylactolsema (iig. 11, e) and the
buccal .shield of Rhabdopleura (fig. 7, d) and of Cephalodis-
cus (fig. 9, b) are also cephalic in nature, and cannot rightly
be identified with the post-oral and ventral muscular lobe
known as the foot in ISIollusca. A circuni-oral nerve ring
occurs at the base of the tentacles and sends off a cord
which, runs along the left side of the body. The alimen-
tary canal presents the same general form and regions as
in Paludicella. It hangs in the body-cavity, to the walls
cf which it is suspended by definite mesenteries.
Phoronis presents a closed contractile vascular system
containing red-coloured blood-corpuscles (figs. 4, 5, /, ci,
li). A pair of ciliated canals acting as genital pores is
found near the anus ; these have been shown by Caldwell
to be typical nephridia.
The development of Phoronis is remarkable. The egg
gives rise (after the usual phases of cleavage and gastrula-
tion) to the larval form known as Adinotrocha (fig.
6). This larva possesses a hood-like region overhanging
A jV
a' I B
Fio. 6. — Development of Phoronis antl tj^Jt^'al dilate larrre, (I), (2), (3), (6).
(9), (10), stages in the development of Phoronis — (1), railiest larva; (2), lateral
view of the Actlnotrocha ; (3), ventral view of the same; (8), the ventral in-
vagination ir is foiined; (9), the ventral invagination is everted, carrying with
It a loop of intestine; (10), the permanent relations of mouth, anus, and hody
(Pndaxoriia) are attained. (4). {■>), Echinuderm larva with architroch, as in
Actlnotrocha, but band-like, not digitate. ,'o). EL-liinodeim larva, with the
arcliitroi li divided into apra-oral cephalotroch (Molluscan and Rotifer's velum),
and a post-oral bi;iiichiotioch. (7), Clia^topnd trochospherc larva with cephalo-
troch only, and jelongiition and segmentation of the oro-anal axis, a, anus; o,
mouth; fii\ piostomiuni ; iv, vcntial invagination of Phoronis larva. A B, oro-
anal axis; V D, dorso-veutral axis. .
tlie mouth and a number of ciliated post-oral processes
or tentacles. The anus is placed at the extremity of the
elongate body opposite to that bearing the mouth and
prse-oral hood. The pra;-oral hood becomes the epistome,
and the tentacles, by further development (new tentacles
replacing the larval ones), become the horse-shoe-shaped
group of tentacles of the adult. A very curious process
of growth changes the long axis of the body and results
in the anus assuming its permanent position near the
mouth. An invagination appears on the ventral face of
the larva between the anus and mouth, and attains con-
siderable size. At a definite moment in the course of
growth thifi invagination is suddenly everted, carrying
with it in its cavity the intestine in the form of a loop.
Thus a new long axis is suddenly established at right
angles to the original oro-anal axis, and continues to de-
velop as the main portion of the body. The short area
extending from the pr;e-oral hood to the anus is thus the
true dorsal surface of Phoronis, whilst the elongated body
is an outgrowth of the ventral surface perpendicular to
the primary oro-anal axis, as conversely in many Jlollusca
we find a short ventral area (the foot) between mouth and
anus, and an outgrowth of the dorsal surface (the visceral
hump) perpendicular to the primary oro-anal axis, forming
the chief body of the animal. In these relations Phoronis
(and with it the ether Polyzoa) agrees with Sipunculus.
On the other hand Echiurus, the Cha^topods, Nemertine
worms, and some other groups which start from a simple
larval form not unlike that of Phoronis, present a continual
elongation of the original oro-anal axis, and no transference
of the long axis by the perpendicular or angular growth of
either the ventral or the dorsal surface of the larva.
Phoronis was discovered originally in the Firth of Forth
by Dr Strethill Wright. It occurs in the Mediterranean
and in Australian seas (Port Jackson).
THE PTEROBRANCHIA.
This section of the Polyzoa also comprises forms which
differ very widely from Paludicella. Inasmuch as their
development from the egg is at present quite unknown,
it may possibly prove that they have other affinities.
Only two genera are known, Rhabdopleura (Allman) and
Cephalodiscus (M'Intosh), the former dredged by Dr
Norman in deep water off the Shetlands (and subse-
quently in Norway), the latter taken by the " Challenger"
expedition in 250 fathoms off the coast of Patagonia.
The Pterobranchia have the mouth and anus closely
approximated, and immediately below the mouth arc given
off a series of ciliated tentacles, but these do not form a
complete circle as in Paludicella, nor is the lophophore (the
platform of their origin) horse-shoe-shaped as in Phoronis.
The lophophore is drawn out into a right and a left arm in
Rhabdopleura (fig. 7), upon each of which are two rows
of ciliated tentacles ; no tentacles are developed centrally
in the region between the two arms, so that the mouth is
not completely surrounded by these processes. The horse-
shoe-shaped lophophore of Phorouis could be modified so as
to represent the tentaculiferous arms of Rhabdopleura by
suppressing both rows of tentacles at the curve of the
horse-shoe, and leaving only those which occur on the
arms or rami of the horse shoe (see fig. 4). The lopho-
phore of Cephalodiscus presents us with twelve processes,
each carrying two rows of ciliated tentacles ; in fact wc
have six pairs of tantaculiferous arms instead of a single
pair, and each of these arms is precisely similar to one
of the arms of Rhabdopleura (fig. 9), excepting that it
terminates in a knob instead of tapering. Tkere is no
arrangement for introverting the anttirior portion of the
body into the hinder portion in the Pterobranchia.
The little epistome or pra;-oral lobe of Phoronis is repre-
sented in the Pterobranchia by a large muscular shield or
'disk-like structure (fig. 7, d and fig. 9, b) which over-
hangs the mouth and has an actively secreting glandular
P O L Y Z 0 A
435
surface by wliich the tube or case (tubarium) in which the
polypide is enclosed is secreted.
Botli Kliabdoplcura and Cephalodiscus produce colonies
\>y budding; but the colonics of the former arc large,
definite, and arborescent, whilst those of Ccplialodiscus
are remarkable for the fact that the buds do not remain
long in organic continuity with their parent, but become
detached and nevertheless continue to be enclosed by the
same common envelope or secretion. The bud-formation
of rJiabdopleura recalls that of Paludicella in the fact that
it leads to the formation of continuous arboriform com-
munities. That of Cephalodiscus resembles the budding
of Loxosoma, since no two fully-formed individuals remain
fio. ' .~Ilhah<!<'pWiira Norinani, AUman (orlglnftl drawlnct, Lankcstcr). A.
A sitiRlo jiolypitic removed from Its tube and greatly ma(;nilled, o, mouth; b,
onus : f. prtlypldc-Rtalk or cymnocaulus, tlie "oontraetilc cord" of Sftrs ; rf, the
prie-oral Inlii; (buccrti sliield or disk of Allman); e, intestine; /, thoracic
reBicM of tlio polyplOc; g. one of the ciliated tcntacJes. B. Lateral view to
Bhow the form of the buccal shield and lt» pigment spot. (/, clltnted tcntacio
(In outline): A, biisal ri'Ige of thorl^ht arm of the lopliophorc. C. Lntcral view
jf a polypldc. f, clllrtted natch (Sars's orpan) at I he base of the lopliophorc-arm.
Other letlcrs its above, D. Part of a lophophorc-arm. with soft tissues rubbed
off to allow the cnrtllaginold skeleton, a, epithelium and soft tissues Blill
adherent at tiie tip of a fentaelc; 6, skeleton of tentacle; c, skeleton of axis.
E. i'ortlon of a colony of lihabdopUura Sormani, sliowing the brunclied tube-
like cases formed by Hie poiypldcs. The black line within the tubes represents
the retracted poiypldcs connected together by their common stalk, the pccto-
caulus. Mugnilicd to three limes the size of nature.
in organic continuity. Both Rhabdopleura and Cephalo-
discus (like 'Phoronis) produce cases or investments in
which they dwell. These are free secretions of »,he organ-
ism, and are not, like the ccenoecia of Eupolyzoa, cuticular
structui-es adherent, to and part of the polypide's integu-
ment. The, dwelling of ' Rhal)dopleura is ,a branched
system of annulated tubes of a delicate membranous con-
sistency, each tube corresponding to a single polypide, the
rings of which it is -built being successively produced at
the termination of the tube by the secreting activity of the
pra;-oral disk (fig. 7, E). The polypides freely ascend and
descend in these tubes ow-ing to the contractility of their
stalks. On the other hand the dwelling of Ccphalcdiscua
km
is a gelatinous, irregularly branched, and fimbriated mass
(fig. 8), ex'cavatcd by numerous cavities which communicate
with the e.xtcrior. In these
cavities arc found the nu-
merous detiirltcd small
colonies of Cephalodiscus
(fig. 9), or we should rather
say the isolated budding
polypides. The remaining
important feature in the
organization of the Ptero-
branchia, namely, the parts
connected with the forma-
tion of buds, are best un-
derstood by first examining
Cephalodiscus. The body
of Cephalodiscus is seen
(fig. 9) to be an oval sac ;
in this is suspended the
U-shaped alimentary canal,
and from the walls of its
cavity (ccelom) the ova and
the spermatozoa are de-
veloped. Projecting from
the ventral face of this
oval sac is a muscular cy-
lindrical stalk, into which
the viscera do not pass,
though the coelom is con-
tinued into it (fig. 9, c).
This stalk is merely the
outdiawn termination of
the body.
long as the whole of the
rest of the animal, and it
is from its e.xtremity that
the buds are produced (fig.
9, a). Before the buds have attained half the size of their
parent they become detached, but continue to occupy some
portion of the common gelatinous dwelling.
Tf i« aK'^nf- fiQ Flo. 8. — Dwelling of gelatinous consistence
J. I, IS dujuu aa - ^^^j ^j^^^n colonrformed by the polypides
3f Cephalodiscus dcdtralophun, M'lntosh;
natural sizo (from an original drawing
ilndly supplied by Prof. Mlntosh, F.R.S.).
>, polypide within the jelly ; ;>, cavity once
xcupled by polypides.
■■■iiiife
F»G. 9.— A polypide of Cfphahdiicut dotfeeaiophui removed from the (;clailnou»
Iioiiao(from un oilgliml drawing hy Piof. M'Inrci>h). No orRiinlc connexion
huH been euvcrcd In thus IsolnihiK tliin polypldu with ils nttuchcd budii a, a.
Tho fiRuro icprcBcnts thu furthest polnl lo which colony formation attains Iti
thW form, a, buds RiowInK fiom the basi of the pnlypldc-atnlk ; b, tho pric-
oral lobe (buccnl Bhlcld oV disk); e, Ihe polypldo-atnik; d, the ciliated tentacles
of the twflvo lophnphoro orms (six pnlis, cnch like the ^\\^^\G patrol nh«b-
doplcurn) Inextricably mntted and confused; e, ontcrlor minRln of the rra*-
oral lobe ; f, posterior murKin of the »nie. Macnlflcd about fifty lUnca tlnoar
Turning to Rhabdojileura, vo find that cacb polypide
has a body of similar shape and character to that described
for Cephalodiscus, and a similar • ventrally .'develgped
'* stalk " (fig. 7, A, c). Rut, inasmuch as the buds cleve-
438
P 0 L Y Z 0 A
loped on the stalk of a Rhabdopleura polypide do not
detach themselves, we find that we can trace the stalk of
each polypide of a colony into connexion with the stalk of
the polypide from which it was originally budded, which
may now be considered as a " branch " bearing many-
stalked polypides upon its greatly extended length, and
such a " branch-stalk " may be further traced to its junc-
tion with the " stem-stalk " of the whole colony. The
stem-stalk was at one time the simple terminal stalk of a
single polypide, but by lateral budding it gave rise to
other polypides, and so became a gemmiferous "branch";
and further, when some of these in their turn budded and
became branches, it became the main "stem" of a copious
colony.
A serious error has been made in comparing the contrac-
tile stalk of the Pterobranchiate polypide to the "funi-
culus " or cord-like mesentery of Eupo-
lyzoa. With this it has morphologi-
cally nothing in common, since it is
not an internal organ, but simply the
elongated termination or stalk of the
body, comparable to the stalk of Pedi-
cellina (fig. 15) and Loxosoma (fig. 16),
or to the hydrocaulus of such a Hydro-
zoon colony as Cordylophora. The
stalk where it bears only very young
buds, or none at all, as is always its
condition in Cephalodiscus and in many
polypides of a Rhabdopleura colony,
may be called a "gymnocaulus"; when
once its buds have devel-
oped into full grown poly-
pides, and it has elongated
proportionally with their
growth, it becomes a " pec
tocaulus"; that is to say, it
is to that part of it which
bears such polypides that
this term may be conveni-
ently applied. The pecto-
caulus of Rhabdopleura, both in the form of branch and
stem, undergoes remarkable change of appearance as com-
pared with the gymnocaulus. It loses its contractility,
shrinks, and develops on its surface a hard, dark, horny
cuticle (whence its name), comparable precisely in its nature
to the hardened cuticle which forms the zo«cra of Eupo-
lyzoa. It now has the appearance of a black cord or
rod-like body lying within and adherent to the inner face
of the much wider tubular stem, and branches formed by
the gradual building up and arborescent extension of the
annulated tubariura secreted by the individual polypides.
It has been regarded both by Allraan and by Sars as a
special structure, and called by the former " the chitinous
rod" or " blastophore," by the latter "the axial cord."
In reality it is the black-coloured pectooaulus of
Rhabdopleura which corresponds to the coenoeciura of an
ordinary Polyzoon ; whilst the term " ccenfficium" is
totally inapplicable morphologically to the annulated
branched tube in which the Rhabdopleura colony lives,
this having absolutely no parallel in the Eupolj'zoa.
A sac-like testis has been discovered in Rhabdopleura
opening by the side of the anus (Lankester, 7) ; but the
ova have not yet been seen, nor is anything known of its
development. Similarly the eggs of Cephalodiscus are
observed within the body of the parent in the " Chal-
lenger" specimens, but nothing further is known of its
life-history.
A body-cavity is present (Lankester), though its exist-
ence has been denied by Sars and by M'Intosh. Neph-
tidia and nerve ganglia are not described. Cephaloditicus
Fio. 10.— A polypide of Cephalodiirus do-
dt^calophtiSj from which the lopliophoie-
lentacles .tnd buccal shield have been
removed in order to show the remarlt-
able eyes, a, buJs; c, stalls; j7, eyes;
h, post-oral cnllar, hi-iden by the buccal
shield ih fig. 9. (Oriynal drawing by
Prof. M'liilosh F.R.S.)
has two remarkable eye spots dorsal to the cephalic disk
(fig. 10, ff).
THE EUPOLYZOA.
Whilst it is necessary to include in the group Polyzoa
the forms we have already noticed as Vermiformia and
Pterobranchia, there can be no doubt that those organisms
to which we assign the name Eupolyzoa are primarily
those upon which naturalists have framed their concep-
tion of the group, and that they constitute a very con-
sistent assemblage, held together by v.-ell-defined characters,
and yet presenting an immense number of varied forms
showing a wide range of modifications.
All the Eupolyzoa have closely approximated mouth
and anus, and, like Paludicella, a complete range of hollow
ciliate tentacles, describing either a circle or a horse shoe,
surrounding the mouth. The anus as well as the mouth
is included in this area ia a few exceptional forms (the
Entoprocta) ; it lies near but outside the lophophore (as the
area is termed) in the vast majority (the Ectoprocta).
Except in the Entoprocta, where the movement is limited,
the whole anterior portion of the body bearing the
lophophore can be invaginated into the hinder part (as
described above for the typical Eupolyzoon Paludicella).
This character distinguishes the Eupolyzoa from both
Vermiformia and Pterobranchia. The polypides of all the
Eupolyzoa are minute, but all produce buds which remain
in organic continuity with their parent (except in Loxo-
soma) and build up very considerable and sometimes
massive colonies.
In all Eupolyzoa the ciiticle of the hinder part of each
polypide is thick and dense, thus forming a hard-walled
sac, the zooecium. This is peculiar to and universal in
the Eupolyzoa (except Loxosoma), . and is not to be
confounded with the non-adherent tubes of Phoronis and
Rhabdopleura or the jelly-house of Cephalodiscus. The
connected zocecia of a colony of Eupolyzoa constitute a
ccenoecium. A simple nerve ganglion between mouth and
anus, a large body-cavity (except in Entoprocta), simple
gonads without accessory glands or ducts, usually testis
and ovary in the same polypide, absence of a, blood- vascular
system, of any but the most rudimentary nephridia, aod
of eyes, otocysts, or other special sense-organs, are features
characterizing all adult Eupolyzoa.
The section Eupolyzoa, writh its vast number of species
and genera, requires a somewhat elaborate classification.
The forms in which the anus is enclosed within the
tentacular circle are very few, and are peculiar in other
respects. We follow Nitsche (8) in separating them as
the sub-class Entoprocta from the majority of Eupolyzoa
forming the sub-class Ectoprocta.
Sub-class 1. Ectoprocta, Nitsche.
Eupolyzoa ■with the anus not included within the area
of the lophophore. Anterior portion of the body of the
normal polypide introversible. .Tentacles not individually
capable of being coiled or flexed.
Order 1. Phylactol.ema, Allman.
Eotoproctous Eupolyzoa in which the polj'pide possesses
a prte-oral lobe or epislome, similar to that of Phoronis,
and comparable to the more highly developed -buccal
shield or disk of the Pterobranchia. Lophophore (except in
Fredericella, where it is nearly circular) horse-shoe-shaped
(hippocrepian). Polypides of a colony equi-formal, that is,
not differentiated in structure and function. Neighbouring
zocecia are in free and open communication, the bud never
becoming shut off by a perforated cuticular plate from its
parent. Cuticle of the zooecia either gelatinous or horny,
forming massive or else arborescent coancecia, in one genua
P 0 L Y Z 0 A
437
(Cristatella) having the form of a plano-convex ellipse and
loconiotive (%. 3). In addition to the multiplication
of polypides in a colony by budding, and to the annual
production of new individuals from fertilizad eggs which
initiate new colonies, a reproduction by internal buds
called "statoblasts," comparable to the gemmaj of Spon-
gilla, has been observed in all the genera (fig. 3, 6). The
statoblasts are developed from the funiculus (mesentery),
and are enclosed in ornate lenticular capsules of chitinous
substance, characteristic in form in each species.
The fertilized egg of the Phylactolama does not give
rise to a zonociliate larva, but to a uniformly ciliate cyst-
like diblastula, which develops directly and produces
polypides by budding. The Phylactolajma are ay inhabit-
ants of fresh water (lacustrine).
Fio. 11.— Seml-ldcal view of pait of the lophnphore of Lophopus and Its tentacles,
— Inte.ided to sho^v the nerve-KflngUon, nerves, and parts around the mouth.
The tentacles have been cut away all along the right arm of the lophophore and
from the Inner margin of the left arm. c, foramen >placin;; the cavity, of ttie
cplstonie in communication with the body-cavity ; c', body-wall ; rf, mouth ; c,
the eplstome or prae-oral lobe ; /, wall of the pharynx ; A, wall of the Intestine ;
<, anus; *, lophophore; I, a ciliated tentacle ; r, elevator muscle of the eijlstonic;
If. the nerve-ganglion; x, x', nerves to lophophoi'e and tentacles: j/, nerve to
pharynx.
The Phylactolsema in,-lud(! the genera Lopliopus, Cristatella,
Alcyonella, Plumatella, and Fiedericella, which have becu beauti-
fully liguredaud deseribcd in Allmau's classical Freshivalcr Pohjzoa,
Ray Society, 1856. The colonies of Lophopus are small, consist-
ing of half a dozen polypides embedded in a massive glass-like
cceiiaxium. Ciistatella (fig. 3) is remarkable amongst all I'olyzoa
for its locomotive zoarium. Alcyonella forms massive coinoecia of
many hundred polypides, as large as a man's fist. I'luniatella and
Frcderioclla are deiicato arboi-Lscent forms commonly encrusting
Btoiios and tho leaves of water-plants. All the genera known are
British.
The Pliylactolsema furnish a rcmavkobla instance of a uell-
niarkcj zoological group being confined to fresh water. Their
icproduclion by statoblasts (not known in the tnarine Pnlyzoa)
appeals to bo related to the special conditions of lacustrine life,
since it is also observed under the same exceptional conditions in
the liiiigle freshvvatcr genus of another great group of animals, viz.,
SpoDgilla. Also' related to their non-marine conditions of life is
the development of the fertilized egg, which, as in so many similar
cases, does not produce the remarkable banded forms of locomotive
larva; which arc characteristic of their marine congeners.
Order 2. Gymnol^ma, Allman.
Ectoproctous Eupolyzoa in which the polj-pido is devoid
of any trace of the pric-oral (otid or epistome, whilit the
lophophore is perfectly circular. The polypides of a colony
are frequently highly differentiated as avicularia, vibracu-
laria, oo2cia (egg-receptacles), and even as root and stem
segments. The neighbouring polypides of a colony
communicate (?) with one another by " rosette-plates " or
" communication-plates " — perforated areas in the walls of
contiguous zocccia. The greatest variety in the character
of the cuticle forming the zotecia (gelatinous, horny,
calcareous) and in the grouping of the polypides, as well as
in the shape of their zooecia, is observed in different
sub-orders and families. In addition to the ordinary
sexual reproduction, there are various modifications of the
process of budding, the full exposition of which would
necessitate more space than is hero allotted, and is not
yet indeed within the possibilities of present knowledge.
The fertilized egg of the Gymnoljema gives rise to
remarkable ciliate larvre of various
forms (figs. 19, 20, 21), from which
the first polypide of a colony is
developed by an extraordinary and
unexplained series of changes.
The Gj-mnolaama are, with the
single exception of the genus Palu-
dicella, inhabitants of the sea.
The Gymiiola?ma are divided, accord-
ing to the system of Busk, into three
sub-orders characterized by tho shape
of tlieir zocccia, and the nature of too
mouth-like margin which it presents
when the exsertile portion of the poly-
pide is withdrawn within it. The
Cyclostoma have long tubular zoo;cia,
often of large size and often caleitied,
placed side by side in cylindrical bun-
dles, or in other definite grouping ; the
mouth of the zocccium is circular and
devoid of processes. There is little or
no dilTereutiation of tlio polypides con-
stituting a colony. Most of this group
are fossil, and the living genera belong
mostly to southern ?eas. The genera
Crisia (fi;'. 1.3, A), Diastopora, Tubuli-
pora, ami Hornera are typical. The
Ctenostoma have usually a soft zoce-
cium ; its orifice is closed by the folds
of tho retiacted jwlypide or by a
circlet of bristles which surround it.
Alcyonidimn gclatinosum is the com-
monest representative of this group
on the British coasts. Bowerbankia
(fig. 1, A) and Paludicella (fig. 1, E)
also belong here. Tho Cluloatoma
form tho largest and most varied sub-
order of Gyinnolrema. Tho zocecia aro
horny or calcified
closed by a projecting lip in the form
of an operculum. The operculum is
a separable piato developed on the
cuticle of tho retractile part of tho
polypide, and has muscles attached
to it (fig. 13, B, C, D). The surface
of the zooecia is frequently sculptured,
and its orifice provided with processes
and spines (fig. 1, C, F). Very usually
some of the polypides of a colony aro
modified asavicularia.vibracularia, radi-
cal fibres, and ooecia. The aviculariuin
is a polypide reduced to a simple nuiscu-
lur apparatus workingupon the modifiet'.
operculum and zoa'cium so as to cause these hard parts to act as a
sna]iping apparatus comparable to a bird's head (fig. 1'2, o). They
are frequently found regularly distributed ^mong tho normal cells
of a colony, and probably have a cleansing function similar to that
attributed to the Pcdicellaria! of the Echinoderms. " Vibi-acularia"
are even more simplified iiolypides, being litllo more than motile
filijments, probably tactile in function. Tho oporculn of zocccia,
ocecia, and avicularia hove recently been used by Busk in character-
izing genera and snecies, in a systematic way. Stem-building and
root-forming polypides are frequently found, being closed polypides
which subserve anchoring or supporting functions for tho DoneHt of
the whole colony. The stem of Kinctoskius (fig. 14) is produced
.1 • -c , Fic. 12.— Two zocccia of A<a-
their orifices can be ,nardii$ {Bugula) avieulat-ia.
Lmx. (Chllostumn), of wMch
Ihe antorior contains ti livlnR
polyjiiiU', whilat (ht* posteilor
1b empty. To chcIi is aitftchcd
one of tho chiirnctoriatlcfll-
ly iDOdlftcd polypUlcn known
as nn " avlculuiiuni" o ; the
lilmlcr of tliCKO hits grasped
and holth In Ita beak a amall
worm, a, anus; i. Intestine;
c, Htomach ; r, body-oivlly
(ccelom); /, tentacular crown
AinroiuuIinK the mouth ; te,
tfstls ci'II» developed on tho
surface of the terminal mesen-
tery or "funlcalns"; 0,0, avi-
culaiia.
438
P 0 L Y Z O A
in this way. Tho Cliilostotna include a large scries of genera
arranged in the sections C'ellularina, Flustrina, Escharina, and
Fig, 13, — A. Csnccclam of Crista eburnea, Lin., one of the Cyclostomn ; g, g,
tubultir zottciawith circular terminal mouths; x, caelum, being a zoceciura
modified to serve 03 a brood-chamber.
B. Diagram of a single polypide of one of the Chilostoma In a slate of expansion,
in order to show the position and action of the operculum, a, operculum,
a plate of thicl<cncd cuticle hinccd or jointed to 6. the main area of dense
cuticle of the nnliteiitncular rcRion known as the zocecium ; c, the soft-walled
portion of the polypide in e.xpansion.
C. The same zooecium witli the polypide invaginated (telescoped) and the
operculum a shut down over the mouth of the zooecium.
D. Operculum detached, and seen from its inner face, to show the occlusor
muscles d d.
Celleporina. _ For the systematic description of the highly complex
and very varied colonial skeletons or ccencecia of the Gynmolsema,
Fio. \i.—KineloMas (Karesia) ctiatfius (from Sir Wyville Thomson). The poly-
pldes and zooecia are allied to Bugufa, but the zoariura as a whole is remarkable
for Its definite shape, consisting of a number of slightly branched gracefully
bending fllamenls supiiorted like the leaves of a palm on a long transparent
stalk. (See Dusk, in Quart. Joiirn. MUr. Hci., 18S1, for further details.)
the reader is referred to the works of Busk (9), Hincks (10), Smitt
(11), and Heller (12). See also Ehlers (13) on Hypophorella.
Sub-class 2. Entoprocta, Nitsche.
Eupolyzoa in wliicli the anal aperture lies close to the
mouth within the tentacular«area or Icphophore. Lopho-
phore sunk within a shallow basin formed by the inversion
of the broad truncated extremity of the cup-shaped body.
Tentacular crown not further introversible, the individual
tentacles (as in the Pterobraiichia and unlike the Ecto-
procta) capable of beini^ flexed and partially rolled up so
as to overhang the mouth (see fig. 15, B and C). Body-
cavity (creloni) almost completely obliterated. The anti-
tentacular region of the polypide's body is drawn out to
form a stalk similar to the gymnocaulus of the Pterobran-
chia. The extremity of this stalk is provided with a
cement gland in the young condition which persists in the
adult of some species {Loxosoma neapolitanmn, fig. 16,
shs). Cuticular investment (zooecium) of the polypides
feebly developed. A pair of small nephridia are present.
The Entoprocta consist of the marine genera Pedi-
cellina (fig. 15), Loxosoma (fig. 16), and probably the
Fig. 15. — A. Two polypides and buds of PedicclHna hcfgica, Van B. (after
Van Beneden); greatly magnified. ' a, the polypide-stalk of a fully developed
polypide ; c, that of a less mature individual ; 6, a bud. All are connected by
a common stalk or stolon. B. and C. Two views of the body of the polypide
of Pedicellina (after Allnian). a, cuticle; b, body-wail; c, permanently in-
troverted anterior region of the body; rf, margin of the tentacular cup or
calyx thus formed; f, mouth; /, phaiynx; ;;, stomach ; A, intestine; i.anus;
<t-, epistome 01^ prie-oral lobe ; /, neiTe-ganglion ; m, gonad ; «, retractor
muscle of the lophopliorc ; o, lupliophore. '
» < '' c ,
insufficiently known freshwater American genus Urnatella
of Leidy. To these must be added Busk's new genus
Ascopodaria, as yet undescribed, based on a specimen
dredged by the '' Challenger," showing a number of Pedi-
cellina-like polypides, carried as an umbel on a common
stalk of very peculiar structure. Pedicellina is found at-
tached to algK, shclLs, zoophytes, &c., and to the integu-
ment of some Gephyrsean worms (Sipunaihis punctatus)
and Annelids (Aphrodite) ; Loxosoma occurs on various
worms, ikc. Whilst the buds of Pedicellina remain connected
so as to constitute a colony, those produced by Loxosoma
are continually detached, so that the polypide is solitary.
Further, the cup-like body of Pedicellina is deciduous, ami
frequently falls from the stalk and is replaced by new
growth. There is less distinction between body and stall<
in Loxosoma, and the former does not become detached.'
Apparent!}' a very important feature in the structure of
the Entoprocta is tlie absence of a body-cavity. This is,
however, more apparent than real. The Entoprocta are
true Ccelomata^ but the ccelora is partially obliterated by
the growth of tnesoblastic tissue. The nephridia presum-
ably lie in a space which, small as it is, rejireseuts the
coelom. See Harmer (18) for details.
P O L Y Z O A
439
Getualogical Relatiomhips of the Groups of Polyzoa.
It is necessary that we should try to form some opinion
*3 to which of the various groups of Polyzoa are most like
the ancestral form from which they have all sprung, and
what are the probable lines of descent within the group.
Any attempt of the kind is speculative, but it is absolutely
needful since zoology has become a science — that is to say,
an investigation of causes and not merely a record of
unexplained observations — to enter upon such "questions.
Colonial organisms have necessarily descended from soli-
tary ancestors, and it is probable that the ancestral form
of Polyzoa was not only solitary, as are Phoronis and
Loxosoma at the present day, but of relatively large size
and more elaborately organized than the majority of living
Polyzoa. WTiilst the polypides have dwindled in size and
Pio. Ifl.— Diagram of Loxosotna yeapotitanum (after Kowaicwsky). A sIiikIq
polyplde devoid of buda. m, mouth ; tt, stomach ; >/)<, basal gtnnd of tho
rolypldC'SUlk,
lost some of their internal organs, tho modern Polyzoa
have developed pari passu with this degeneration an
elaborate system of bud-production and colony-formation.
The new individuality (tho tertiary aggregate) attains a
high degree of development (Cristatella, Kinetoskias) in
proportion as the constituent units merged in this new
individuality have suffered a degeneration. The pra;-oral
lobe (epistonie, buccal disk) present in all Polyzoa except
the most minute and most elaborately colonial forms —
namely, tho Gymnolxma — is to be regarded as an ancestral
structure which has been lost by tho Gymnolrema. Tho
horse-shoeshaped lophophore, such as we sec it in Phoronis
and in Lophopus, is probably the ancestral form, and has
given rise to the two other extreme forms of lophophore, —
namely, the " pterobranchiale," associated with a great
development of tho epistome, and the " circular," a-ssociated
with a complete suppression of the epistome. The ento-
proctous lophophore is a special modification of the horse-
shoe-shaped, as shown in the diagram fig. 15, C. Tho
formation of zooecia, and so of an elaborate colonial
skeleton, was not a primary feature of the Polyzoa. Even
after budding and colony-formation had been established
zocecia were not at once produced, but possibly dwellings
of another kind (Pterobranchia). We are thus led to look
upon the Gymnolaema as tho extreme modification of the
Polyzoon type. Starting with an organism similar to
Phoronis, we may suppose the following branchings in the
pedigree to have occurred.
Vehmiformia
I
I ■
A. The complete hippocrepian
lophophore becomes specialized
in the form of etcnidia or gill-
plumes ; the epistome enlarged.
= Pterobranchia.
o. The auti-teutacular region of
the body elongated as a stalk
gives rise to one or two
rapidly detached buds (Ce-
phalocliscus).
p. The st.ilk gives rise to buds
which do not detach them-
selves, but remain in con-
tinuity so as to foira a
colony of a hundred or
more individuals (Rhabdo-
pleura).
B. The complete hippocrepian
lophophore retains its form, but
acquires a gradually increasing
power of being teleacoped into,
the hinder part of the body.
— The Pro-Eupolyzoon.
A. The anti-tentacular region
of tho body becomes stalk-like,
and develops buds which either
detach themselves as they form
(Loxosoma) or remain to form a
small colony (Pedirellina). The
telescopic introversibility of the
lophophore does not advance be-
yond an initial stage. The arms
of the lophophore grow round so
AS to embrace the anus.
-Sub-class 1 (of the Eupoly-
zoa) Entoprocta.
B. The complete hippocrepian
lophophore remains in its origi-
nal form, and also tho praeomi
epistome, but the telescopic in-
troversibility of the anterior
region of the body is greatly de-
veloped at the samo time that
the cuticle of the hinder part of
the body is increased in thickness
and toughness. Bud production,
not from a stalk-like pedicle, but
from all parts of tho body, now
becomes characteristic, tho buds,
which were at first deciduous,
now remaining in permanent
continuity so as to form colonies.
-Tho Pro-Ectoprocton.
A. Tho polypides acijiiiro tho
property of carrying their young
so as to avoid tho disastrous
influences of Huviatilo cuiTents,
and also the property of produc-
ing resistent atatoblasta, and
thus are enabled to bocomo
isolated and to persist in tho
l«;culiar conditions of fresh
waters.
— Tho Ist order (of Ectoprocta;
Fhylactolffima.
B. Tho polypides formins
relatively larger colonies, and
themselves becoming relatively
more minute, lose by atrophy the
priE-oral cnistomo ; and simul-
taneously tlio arms of tlie hippo-
crepian lophophoro dwindle, and
a simple circum-oral circlet of
tentacles is tho result Tho
cuticle of tho hinder part of tho
polypide becomes moro and moro
specialized as tho cell or zooj-
cmm, and in dilTerent polypides
in various parts of tho colony
acquires special forms— as ogg-
cascs, snappers (aviculaiia), ten-
tacles, stalk and root segments.
-Tho 2d order (of Ectopi-octa)
Gymnolaima.
Distinctive Characters of the Polyzoa.
From all that has preceded it appears that tho really
distinctive characters common to all tho Polyzoa may be
summed up as follo\vB : —
Calomata »vith closely approximated mouth and nnus,
the bulk of tho body forming a moro or less elongate
growth at right angles to tho original (ancestral) oro-anal
axis, and starting from tho original ventral {i.e., oral) sur-
face. A variously modified group cf ciliated ten'-'^ilas is
disposed around the mouth, being essentially tho develop-
ment by digitiform upgrowth of a post-oral ciliated hand.
440
P 0 L Y Z O A
As negative characters it is important to note the absence
of all trace of nietameric segmentation, of setae, and of
paired lateral (parapodia of Appendiculata) or median
ventral (podium of Mollusca) outgrowths of the body-wall.
Larval Forms of Pohjzoa.
In the consideration of the probable pedigree and affinities of the
Polyzoa, we are not at present able to make use of the facts of
development from the egg, on account of the- extreme difficulty
which the study of the young stages of these organisms presents.
In the case of Phoronis we have the only readily intelligible his-
tory. The larva, to start with, is of that form known as an archi-
troch (see Lankester, "Notes on Embryology and Classification,"
Qtuirt. Journ. Micr. Sci., 1876), having a prfe-oral ciliated area
(velum or cephalotroch) continuous with a post-oral ciliated band
(the brauchiotroch), which latter becomes developed into the ten-
tacular crown of the adult.
The actinotrocha (Phoronis) larva is r-eadily comparable with the
trochosphere larvae of Echinoderms, Chaetopods, Gephyraeans, and
Molluscs. Its special character consists in the strong develop-
ment of the post-oral ciliated band, whereas the prse-oral ciliated
band is in most other classes (the Sipunculoids excepted) the
predominant one. The Phoronis larva exhibits first of all an oro-
anal long axis, and this is suddenly abandoned for a new long axis
by the growth of the ventral surface of the larva at right angles to
the primary axis (hence the term Podaxonia).
In the other Polyzoa we do not at present know of any. larva
whiob retains even in its earliest phases the original oro-anal long
axis. They all appear to start at once with the peculiar and
secondary long axis of the adult Phoronis, . so that. Balfour has
diagrammatically represented the Polyzoon larva by the sketch
given in fig. 19. This diagram applies, howc\-er, more especially to
the Entoprocta, since the anus is represented as included in the area
of the post-oral ciliated ring. The development of Pedicellina has
been very carefully followed by Hatschek, and may be said to be
Fig. 17. Fig. 18.
Fio. 17.— Larva of Pedicellina (from Balfour, after Hatschek). r, vestibule
(the cup like depression of the tcntaculifevoua end of the body) ; ot, mouth ;
I, difrestive gland ; an.i, anal invagination : fg, the ciliated disk (coiresponding
to the cement gland of Loxosoina (tig. IG, s/>5); x, so-called "dorsal organ,"
supposed by Balfour to be a bud, by Haimer {18) regarded as the cephalic
ganglion.
FiO. 18. — Later stage J the same larva as fig. 17. Letters as before, with the
addition of nph, duct of the right nephridium ; a, anus ; fiff, hind-gut.
the only instance among the Eupolyzoa in which the growth of
the diS'erent organs and the consequent relation of the form of the
larva to the forrii of the adult is understood (see figs. 17 and 18).
In the other Polyzoa, in spite of the painstaking and minute
studies of Barrois (14), the fact is that we do
not know what face of the larva corresponds to
the tenta''ular area, what to the stalk or anti-
tintacular extremity, what to the anterior and
T nat to the posterior surface.^ The conversion
of the larva into the first polypide has not s(.
been observed in the case of these free-swim-
ming forms, and it is even probable that no
such conversion ever takes place, but that the
first polypide forms as a bud upon the body
wall of the larva.
Two of the most remarkable forms of free-
swimming larvse of Gymnolaema are repre-
sented in figs. 20 and 21. ' In both, in addition
to the chief post-oral ciliated band, a smaller
ciliated ring is observed, which is identified
by Balfour with that which is found at the anti-tentacular extremity
(base of the stalk) in the PediceUina larva.
Fjo. 19.— Diagram of an
ideal Polyzoon larva
(from Balfour). an,
anus ; m, mouth ; st,
stomach ; a, ciliated
disk (fg ia figs. 17, 18,
and 21).
G. 20,— Larva of Ahyonidium wytiH (from Balfour
after Barrois). m ?, problematic structure; st, oral
inviigination (?) = Harmer's cephalic ganglion ; 5. cili-
ated disk (corresponding to/? in figs. 17, 18, and 21).
It does not seem'justifiable, in the face of the existing uncertain-
ties as to identification of parts, and in view of the high probability
that the Gymno-
Itema are extremely *t
modified and degen-
erate forms (a con-
sideration which
applies in some re-
spects even more
strongly to the En-
toprocta), to assume
that the larval form
schematized in fig. j.^
19 represents an an-
cestral condition of
the Polyzoa. Pro-
fessor Balfour (15) was, however, led to entertain such a view ; and,
- assuming that the chief ciliated band (drawn as a broad black line)
corresponds to the single
prae-oral ciliated band ot
the trochosjihere larva of
Echiurus, Polygordius,
ClL-etopods, and Mollus-
ca, he pointed out tliat in
both cases the ciliated
girdle divides the .larva
into a hemisphere in
which mouth and anus
lie and a hemisphere
which is the complement
of this : in most classes
the first hemisphere
elongates and forms the
bulk of the body, whilst
the second hennsphere
forms the prostomiura or V «■ t /■..-.
1 11 D «- Fig. 21. — Larva of jU'iuoranipora (known as Cy-
prae-oral lobe. Bllt, ac- pl,„nautes>. g,, mouth ; a\ anus ; fg. ciliated
cording to Balfour S body; x, probleniatical body, supposed by Bal-
theory, in Polyzoa it is f""'' ^0 be a bud, simibr to the dorsal orgatr i
the second hemisphere '" fie»- n, is, and to either .< or m in Bg- -^O-
which enlarges and becomes the stalk-like body of the adultj whilst
the first hemisphere remains small and insignificant. Thus the
Polyzoa would fix themselves in
later growth by what corresponds
to the head or prostomium of
other animals, as do the Bar-
nacles and the Ascidians. In-
genious as this speculation is, we
must remember that it takes no
account of the facts known as
to Phoronis, nor of the Ptero-
branchia, and that it is con-
fessedly based upon the assump-
tion that the larvffi of extremely
degenerate and peculiar members
of the group are not adaptive and
modified, but i-etain primary and
archaic charai'ters. Further, it
is to be distinctly borne in mind
that the interjiretation of parts
upon which this speculation
rests is, except iu the case of
Pedicellina, altogether hypo-
thetical.
Relations of the I'oiyzoa to the
Brachiopoifa.
The Polyzoa were first asso>
elated with the Brachiopoda bj-
H. Milne-Edwards. Tlie inves-
tigation of the development of
Terebratulina by Moise (16) led
to a further perception of the
points of agreement in struc-
ture between these two groups.
Lastly, Caldwell (6) has shown
that the mesenteries of Phoronis
have precisely similar relations
to the lopliophore, the nephndia,
and the termination of the intes-
tine as have the gastro.parietal
and ilio-i>arietal bands or mes-
enteries of the TerebratulidiC.
The young Terebratulina (fig. 22)
may be readily compared with Loxosonia (fig. 16), — the peduncle
with its cement glands in the former being identical witli the stalk
and basal gland of the latter. The form of the alimentary canal
Fig. 22.— Young Terebratulina at a sl-gc
■ when only si.x tentacles aic present.
se, seta; at the maigiii of the caly.\: p,
slalk comp.irable to the stulk of fedi-
cellina, Lo.xosoinH, Cephalodistus, and
Iilmbdopleura;p«, cement gland at the
apex of the stalk (after Moi se).
F 0 M — P 0 M
441
niiii the disposition of the tentacular nrms (fig. 23) is the same in
lirachiopoJn and Polyzna. Tho nt'pliridia (ovi.lucts) of Terebratula
have a position and relalinns similar to those of the ncphridia (geni-
tal ducts) of Phoronis. Tho chief
difference between Polyzoa and
Brachiopoda consists in the special
development of the margin of the
cuppea end of the body, into which
the lophophore is sunk, as in I'edi-
cellina (see fig. 15. B, c). This
np-standing margin is enormously
Fig. 23.
FiK. 24.
Fio. 53.— Lophophore and epistome of yonnc Tcrebratullna, showing the horse-
Bhoe shape; the arms are turned Id the diiectlon the reverse of that taken by
the luphophore-anns in Polyzoa (see fig. 4). In later giowtb they will becotue
spirally coiled. (After Moise.)
Flo. 24.— Larrtt of the Bmchiopod Arglope (frotn Gegcnbaur, after Kowalewsky).
m, Betigerous lobe; &, sctje; d, enteron.
increased in the Brachioipoda, so as to form a voluminous hood or
collar, which surrounds the large tentacular arms, and forms a pro-
tective chamber for them. It is notched right and left so as to be
divided iut,o two iobes, and on its surface is developed a horny or a
calcareous shell in two corresponding moieties. Until recently it
was held (see Lankester, 37) that both Brachiopoda' and Polyzoa
were modificatione of the MoUuscan type, and the Brachiopods'
collar was identified with the paliial fold of Mollusca. The resem-
blance of the two structures must now be considered as purely
homoplastic, and not as having any real morphological (homo-
genetic) significance.
The larvae of the Brachiopoda (figs. 24, 25) are as exceptional and
difficult of interpretation as those of Polyzoa, but no attempt has
been yet made to show that the one can be reduced to a common
form with the other. The three segments presented by some
Brachiopod larvae (fig. 25) ihave been compared to tho segments of
Choetopod woru;s by some writers ; and these, together with the
presence of sette, have been regarded as indicative of affinity betweeiT
the Biachiopoda and Cheetopoda (Morse). Bnt it is sufficient, in
order to dispose of this suggestion,' to point out that the segment*
of the Choetopoda follow one another along the primary oroanal
axis, whilst tliose of Brachiopoda are developed along an axis at
right angles to this (Caldwell).
The Brachiopoda must be classified together with the, Polyzoa
Fio. 25.— Surface Tiewa of ten stages in the development of Terebratiillna, showlnir
the free-swimming larva and lis mode of fixation (after Mor3e). c, lophophcriil
* segment; t/i, thoracic aegraent; p, peduncular segment; cfi, deciduous setc
and Sipunculoidea in a phylum (Podaxonia) characterized by tho
development of this secondary axis.
BihHoijraphy .—(X) J. Vanghan Thompson, ZooJoqirnl Heifarchtt, Memoir T.,
"On Polyzoa, a new animal, an inhabitant of some Zoophytes,'' Ac, 1830; (2)
F.hrenberg, Abhcrdl. d. k. Akad. d. A'alunrist. tu Berlin, 11*31; (3) Henri MUno-
Edwards, Rrcherches anatomiques, jihysiologlques, et zoologiq^ie^ lur Us Polypifrt
di Frailer. Svo. 1841-44; (4) Allman, T/ie Brilisli t'reihicaltr Pdytoa, Ray
Society. 18.iS ; (5) Jolliet, " Bryozoairea des eOtes de France," Arch. d. Zoot,
cxp^rim., vo\. vi., 1S77; (8) Caldwell, Proceedingt o/ Ihc Royal Sxiety. 1883;
(7) Lankester, " Rhabdopleura." Quart. Jour. Uicr. Sci., 1S61 ; (8) NlUche,
Z'ilsclir. fur tiiss. Zoologic, 1809, and supplement volume, 1876; (9) Busk,
Calalogue of the Marine Po'yzoa in the British tfustum (1852), aj)d Voyage
of the " Challenger,'' "Report on the Polvzoa," vol. J.; (10) HIncka. Briliih
Marine Polvioa, London, 1880; (11) Smitt, Knlisk forleekning d/r<T Skandt-
navieru J/aft Bryozoa, 1804-68; (12) Heller. Die Bryozoen d. Adrialisehm
Mte'Ct, 1807; (13) Ehlers, " Hypophorellacxpansa," Abhandl. d. kmig. Oeselltrh.
Goltingcn. xxl.. 1876; (14) Banois, Annalei des Seieneet Saturellet, vol. Ix.,
1360; (IB) Balfour, Comparalite Embryology. London, 1880, vol. 1., p. 242 ; (16)
Motac, "On the Systemalic Position of the Biachiopoda." Boston Soc, ^'at. Hist.,
vol. XV., 1873; (17) Lankester, "Remarks on the Affinities of Khabdopleura,",
Quart. Jour. Micr. Sci., vol. xlv., nevr series, 1874; (18) Hanutr "On LoxQ^
soma," Quart. Jour. Micr. Sci., April 1886. (E. R. L.)
POMBAL, Sebastian Joseph de Cajrvalho e Mello,
Marcjuis de (1699-1782), the greatest .statesman Portugal
has produced in modern times, -was the son of a fairly
wealthy country gentleman, Emmanuel de Carvalho, and
was born at Souro, near Pombal, on 13th May 1699. He
was educated at the university of Coimbra, and -was then for
a short time in the army, but it was not until ho was nearly
forty and had been married some years thti.t he received
his first public appointment, and was sent as minister to
London in 1739. There he studied English administration,
but never learnt the English language, and vas promoted
to the embassy at Vienna by King John V. in 1745, and
recalled in 1750 to become minister for ff reign affairs.
Before he reached Lisbon John was dead, and his successor
King Joseph at once placed entire confidence in him. He
soon began to show his strength : in 1751 he checked the
Inquisition, by allowing no executions without the royal
permission ; he improved the navy, tho police, and the
finances, and freed the Indians of tho Brazils from slavery.
The great earthquake of Li-sbon on 1st November 1755
showed him in his true greatness ; when the king asked
Lim de.spairingly what he should do, he answered briefly,
" Bury tho dead and feed the living," and by his calmness
at that frightful moment gained an ascendency over the
royal mind which lasted till Joseph's death. Uis power
was at oiice used to check the Roman Catholic Church,
which, with the Jesuits and the Inquisition, had eaten tho
life out of the country, and in 1757 the Jesuits were ex-
pelled from court (see Jesuits, vol. xiii. p. 654). Tho
Count d'Oeyras, as he was now made, then devoted him-
self to internal administration ; he founded the Oporto
Wine Company, encouraged sericulture, rebuilt Lisbon, and
improved on the Jesuit system of education, and in 1762
.showed his concurrence in the hereditary policy of
Portugal in helping England against Spain, when the
Family Compact had united the interests of Spain and
France." On the 3rd September 1769 an attempt on tho
king's life was frustrated by the count, who was in 1770
made marquis of Pombal. He remained in power till the
death of the king in 1777, but the new sovereign, Queen
Maria, at once accepted his resignation, and persecuted him ■
till his death in 1782.
POMEGRANATE. The pomegranate {Punka Gratia-
ium) is of exceptional interest by reason of its structure, its
history, and its utility. It forms a tree of small stature,
or a bush with opposite, shining, lance-shaped leaves, from
the axils of some of which proceed the brilliant S(:arlet
flowers. These are raised on a short stnik, and consist of^
a thick fleshy cylindrical or bell-shaped calyx tube, with,
five to seven short lobes at tho top. From the throat of
the calyx proceed five to seven roundish, crumpled, scarlet
or crimson petals, and below them very numerous slender
stamens. The i)istil consists of two rows of carpels placed
one above another, both rows embedded in, and partially
inseparato from, tho inner surface of tho calyx tube. Tho
styles are confluent into one filiform thread. The fruit,
which usually attains tho size of a largo orange, consists ol
a hard leathery rind, which is the enlarged calyx tube,
4^2
r 0 M — P 0 M
enclosing a quantity of pulp derived from the coats of the
numerous seeds. This pulp, filled as it is with refreshing
acid juice, constitutes the chief value of the tree. The
more highly cultivated forms contain more of it than the
wild or half-wild varieties. The great structural peculiar-
ity consists in the presence of the two rows of carpels one
above another (a state of things which occurs exceptionally
in apples and oranges),
and in the fact that, while
in the lower series (fig. 1)
the seeds are attached to
the inner border or lo\yer
angle of the cavity, they
occupy the outer side in
Fig 1. Fig. 2. tlis upper series (fig. 2),
Transverse sections of tlie lower and as if, during growth, the
upper p.irts of the berried fruit of upper whorl had become
the Pomegranate. completely bent over.
By Bentham and Hooker the genus Pimica is included
under Lythracex ; others consider it more nearly allied to
the myrtles ; while its peculiarities are so great as, in the
opinion of many botanists, to justify its inclusion in a
separate order. Not only is the fruit valuable in hot
countries for the sake of its pulp, but the rind and the
bark and the outer part of the root are valuable as
astringents owing to the large quantity of tannin that they
contain. The bark of the root is likewise valued in cases
of tape-worm.
The tree is without doutt wild in Afghanistan, north-western
India, and the districts south and south-west of the Caspian, but
it has been so long cultivated that it is difficult to say whether
it is really native in Palestine and the Mediterranean region. It
has been cited as wild in northern Africa, but this appears to be a
mistake. Recently, however. Prof. Bayley Balfour met with a
wild species, heretofore unknown, in the island of Socotra, the
flowers of which have only a single row of carpels, which suggests
the inference that it may have been the source of the cultivated
varieties. But, on the other hand, in Afghanistan, where Aitchisou
•net with the tree truly wild, a double row of carpels was present
as usual. Th6 antiquity of the tree as a cultivated plant is
evidenced by the Sanskrit name Dddimla, and by the references
to the fruit in the Old Testament, and in the Odyssey, where it is
spoken of as cultivated in the gardens of the kings of Phsacia and
Phrygia. The fruit is frequently represented on ancient Assyrian
and Egyptian sculptures, and had a religious significance in con-
nexion with several Oriental cults, especially the Phrygian cult of
Cybele (Arnob., v. 6i(?. ; see also Baudissin, Sludicn, ii. 207 sq.).
It was well known to the Greeks and Romans, who were acquainted
with its medicinal properties and its use as a tanning material.
The name given by the Romans, malum punicum, indicates that
they received it from Carthage, as indeed is expressly stated by
Pliny ; and this circumstance has given rise to the notion that the
tree was indigenous in northern Africa. On a review of the whole
evidence, botanical, literary,, and linguistic, Alphonse de CandoUe
(Origine dcs Planks C'uUivecs) pronounces against its African
origin, and decides in favour of its source in Persia and the neigh-
bouring countries. According to Saporta the pomegranate existed
in a fossil state in beds of the Pliocene epoch near Meximieux in
Burgundy. Tlie pomegranate is sometimes met with in cultiva-
tion against a wall in England, but it is too tender to withstand a
severe winter. The double-flowered varieties are specially desirable
for the beauty and long duration of their flowers.
PO^MERANIA (Germ. Pommern) is a maritime pro-
vince of Prussia, bouaded on the N. by the Baltic, on the
W. by ^Mecklenburg, on the S. by Brandenburg, and on
the E. by West Prussia. Its area is 11,620 square miles.
The province is officially divided into the three districts
of Stralsund, Stettin, and Coslin ; but more historical
interest attaches to the names of Vorpomraern and Hinter-
pommern, or Hither and Farther Pomerania, applied to
the territory to the west and to the east of the Oder
respectively. As a whole Pomerania is one of the lowest
and flattest parts of Germany, but to the east of the Oder
it is traversed by a range of low hills, and there are also
a few isolated eminences to the west. Off the west coast,
which is very irregular, lie the islands of Kiigen, Usedom,
and Wollin ; the coast of Farther Pomerania is smooth
in outline and bordered with dunes or sandbanks. Be-
sides the Oder and its affluents, there are several small
rivers flowing into the Baltic, tione of which, however, are
navigable except for rafts. Many of these end in small
littoral lakes, separated from the sea by a narrow strip of
land, through which the water escapes by one or more
outlets. The interior of the province is also thickly
sjjrinkled with lakes, the combined area of which is equal
to about one-twentieth of its entire surface. The soil of
Pomerania is for the most part thin and sandy, especially
to the east of the Oder ; but patches of good soil occur
here and there. About 55 per cent, of the surface is
under tillage, while 19 per cent, consists of meadow and
pasture and 20 per cent, is covered by forests. The
principal crops are potatoes, rye, and oats, but wheat and
barley are grown in the more fertile districts ; tobacco
and beetroot for sugar are also cultivated. Agriculture is
still in many respects carried on in a somewhat primitive
fashion, and the live stock is as a rule of an inferior
quality. Large flocks of sheep are kept both for their
flesh and wool, and geese and goose-feathers form lucrative
articles of export. (A tabular view of the agricultural
products of Pomerania will be found under Prussia.)
Owing to the long coast-line and the numerous lakes,
fishing forms a not unimportant industry, and large
quantities of herring, eels, lampreys, &c., are sent from
Pomerania to other parts of Germany. With the excep-
tions of its inexhaustible layers of peat or soft coal, the
mineral wealth of Pomerania is insignificant. Its indus-
trial activity is also of no great iniportanc'e, though there
are a few manufactories of machinery, chemicals, tobacco,
sugar, and other articles, chiefly in or near the larger
towns, and linen-weaving is practised as a domestic
industry. Shipbuilding is carried on at Stettin and other
places on the coast. Commerce, however, is relatively
much more flourishing. Stettin is one of the chief sea-
ports of Prussia, and Stralsuiid, Greifswald, and Colberg
also possess a foreign trade, the exports consisting mainly
of grain, timber, and fish.
In 18S0 Pomerania contained 1,540,034 inhabitants, all of whom
were Protestants except 23,877 Roman Catholics and 13,836 Jews.
The Slavonic element in the population is now represented only
by a few thousand Poles and a handful of the ancient Cassubians
on the east -border. Pomerania is the most sparsely •populated
province in Prussia, the ratio being 132 inhabitants per square mile.
About 67 per cent, of the population belong to the rural districts,
while the remainder live in communities of 2000 and upwards.
There are only nine towns with more than 10,000 inhabitants, at
the head of which stands Stettin with 91,000. The Pomeranians
belong mainly to the old Saxon stock, and are, as a rule, tall,
strong, and well-built. They somewhat resemble the Scots in
theii' cautious and persevering character, their strong theological
bias (which perpetuates the existence of numerous small Protestant
sects), and their turn for dry humour ; but they are by no means so
enterprising or so open to new ideas. In 1883 only 0'32 per cent
of the Pomeranian recruits were illiterate, a fact which speaks well
for the educational system of the province. There is a university
at Greifswald. Tlie province sends 16 members to the reichstag and
26 to the Prussian house of representativ,es. 'The heir-presumptive
of the Prussian crown bears the title 'of governor of Pomerania.
History. — In prehistoric times the southern coast of the Baltic
seems to have been occupied by Celts, who afterwards made way
for tribes of Teutonic stock. These in their turn migrated to other
settlements and were replaced, about the beginning of the 6th
century of our era, by Slavonians. I'he name of Pomore or
Pommern, meaning " on the sea," was attached to the district by
the last of these immigrant races, and has often changed its political
and geographical significance. Originally it seems to have denoted
the coast district between the Oder and the Vistula, a territory
which was at first more or less dependent on Poland, but which
appears towards the end of the 12th centui-y as divided between
two native dukes owning the supremacy of the German emperor.
Afterwards Pomerania spread much farther to the west, while
correspondingly curtailed on the cast, and a distinction was mada
between Slavinia, or modern Pomerania, and Pomcrellen. The
latter, corresponding substantially to the present province of West
POM-POM
443
Prussia, remained subject to Poland down to the beginning of tbe
14th century, when part of it fell .away to the Teutonic knights
and part of it was annexed to the duchy of Pomerania-Wolgast.
Christianity was introduced in the 12th century, and its advance
went hand in hand with the Germanizing of the district The later
mediaeval history of Pomerania is occupied with au endless succes-
sion of subdivisions among different lines of the ducal houses, and
with numerous expansions, and contractions of territory through
constant hostilities with the elector of Brandenburg, who claimed
to be the immediate feudal superior of Pomerania, and with other
neighbouring powers. The names Vorpommern and Hinterpcai-
inern were at first synonymous with Slavinia and Pomerellen, but
towards the close of the 14th century they were transferred to the
two duchies into which the former (Pomerania proper) was divided.
In 1625 the whole of Pomerania became united under the sway of
Bogcslaus XIV., and, on his death without issue in 1637, Branden-
burg laid claim to the duchy in virtue of a compact of 1571. The
Swedes, however, had in the meantime occupied the country, and
at the peace of Westphalia (1648) the elector had to content him-
self with East Pomerania and see the other half awarded to Sweden.
In 1720 Swedish Pomerania was curtailed by extensive concessions
to Prussia, but the district to the west of the Peene remained in
possession of Sweden down to the dissolution of tho German empire.
On the downfall of Napoleon, Sweden assigned her German pos-
sessions to Denmark in exchange for Norway, whereupon Prussia,
partly by purchase and partly by the cession of Lauenourg, finally
succeeded in uniting the \vftole of Pomerania under her sway.
POMEROY, a city of the United States, in Meigs
county, Oliio, lies on the right bank of tho Ohio about
half-way between Pittsburgh and Cincinnati. It is the
terminus of the Ohio River division of the Columbus,
Hocking Valley, and Toledo Railway, end has extensive
coal-mines dating from 1833, salt works (14,000,000
bushels per annum), and bromine factories. Incorporated
as a village in 1841 and as a city in 1868, Pomeroy had
5824 inhabitants in 1870 and 5560 in 1880.
POMFRET, John (1667-1703), holds a certain place
in English letters as the author of a short poem. The
Choice, which embodies in easy and happy Drydenic
diction the refined Epicureanism of the 18th century, and
was consequently widely popular throughout that century.
Pomfret wa.s an English clergyman, rector of Maulden in
Bedfordshire, son of the vicar of Luton in the same
county. The story is preserved by Johnson that tho
bishop of London stopped him in some church preferment
because in his Choice he declared that he would have no
wife, although he expressed a wish for the occasional
company of a modebt and sprightly young lady. Tho
poet was married in real life all the same, and, while wait-
ing in London to clear up a misunderstanding caused by
the paganism of his poetry — the bishop apparently think-
ing that he had openly preferred a mistress to a wife — ho
caught small-pox and died at the age of thirty-five. Of
his poetry Johnson happily says, '' He pleases many ; and
he who pleases many must have some species of merit."
POMONA, the old Roman goddess of tree-fruits
ipoma). Ovid {Met., xiv. 623 sq.) tells how she was loved
by the silvan deities, the satyrs, pan.s, <fcc., and how
Vertumnus, god of the turning year, wooed and won the
shy goddess. Corresponding to Pomona there seems to
have been a male Italian deity called Puemunus, who was
perhaps identical with Vertumnus. At Rome Pomona had
a special priest, the flamen Pomonalis, who ranked lowest
among the fifteen flamens. About 12 miles from Rome on
the way to Ostia there was a Pomonal, or place (perhaps
grove) sacred to Pomona. She was also worshioped in the
neighbourhood of Amiternum.
POMPADOUR, Jeanne Antoinette Poisson le Noe-
MANT D'foioLES, Mauquise de (1721-1764), tho most
famous of all the mistresses of Louis XV., was born in
Paris on 29th December 1721, and was baptized as the
legitimate daughter of Franyois Poisson, an otRcer in the
household of tho duke of Orleans, and his wife Madeleine
de la Motte, in the church of St Eustache, but she was
euapocted, as well as her. brother, afterwards marquis of
ifarigny, to bo the child of a very wealthy financier, and
farmer-general of the revenues, Le Norraant de Tourne-
hem. He at any rate took upon himself the charge of
her education ; and, as from the beauty and wit she.showa 1
from childhood she seemed to be born for some uncommon
destiny, he declared her "un morccau de roi," and specially
educated her to be a king's mistress. This idea was con-
firmed in her childish mind by the prophecy of an old
woman, Tvhom in after days she pensioned for the correctness
of her prediction. In 1741 she was married to a nephew
of her protector and guardian, Le Normant d'fitioles, who
was passionately in love with her, and soon became a queen
of fashion. Yet the world of the financiers at Paris was
far apart from the court world, where she wished to reign;
she could get no introduction at court, and could only try
to catch the king's eye when he went out hunting But
Louis XV. was then under the influence of JIadame de
Mailly, who carefully prevented any further intimacy with
"la petite £tioIes," and it was not until after her death
that the king met the fair queen of the financial world of
Paris at a ball given by the city to the dauphin in 1744,
and he was immediately subjugated. She at once gave up
her husband, and in 1745 was established at Versailles as
" maitresse en titre." Louis XV. bought her the estate of
Pompadour, from which she took her title of marquise.
She was hardly established firmly in power before she
showed that ambition rather than love had guided her,
and began to mix in politics. Knowing that the French
people of that time were ruled by the literary kings of the
time, she paid court to them, and tried to play tho part of a
Maecenas. Voltaire was her poet in chief, and the founder
of the physiocrats, Quesnay, was her physician. In the
arts she was even more successful ; she was herself no mean
etcher and engraver, and she encouraged and protected
Vanloo, Boucher, Vien, Greuze, and the engraver Jacques
Quay. Yet this policy did not prevent her from being
lampooned, and the famous Poissardes against her contri-
buted to the ruin qf many wits suspected of being among
the authors, and notably of the Corate de Jlaurepas. The
command of the political situation passed entirely into her
hands ; she it was who brought Belle-Isle into office with
his vigorous policy; she corresponded regularly with the
generals of the armies in the field, as her recently published
letters to the Comte de Clermont prove ; and she intro-
duced the Abb6 de Bernis into the ministry in order to
effect a very great alteration of French politics in 1756.
The continuous policy of France since the days of Richelieu
had been to weaken the house of Austria by alliances in
Germany; but Madame de Pompadour changed this here-
ditary policy because Frederick the Great wrote scandalous
verses on her ; and because Maria Theresa wrote her a
friendly letter she entered into an alliance, with Austria.
This alliance brought on tho Seven Years' War with all its
disasters, the battle of Rosbach and the loss of Canada ;
but Madame do Pompadour persisted in her policy, and
when Bernis failed her, brought Choiseul into office, and
supported him in all his great plans, tho Facte do Faniille,
the suppression of tho Jesuits, and tho peace of Versailles.
But it was to internal politics that this remarkable woman
paid most attention ; no one obtained office except through
her ; in imitation of ftfadarao do Maintcnon she prepared
all business for tho king's eye with the ministers, and con-
trived that they should meet in her room ; and she daily
examined the letters sent through the post oflico with
Janelle, the director of the post office. By this continuous
labour she made herself indispensable to iMxxa. Y'et,
when she had lost the heart of her lover after a year or two,
she had a difficult task before her ; to maintain her influ-
ence she had not only to save the king as much trouble as
possible, but to find him fresh pleasures When ho first
444
P 0 ]M — P O M
began to weary of her, she remembered her talent for
acting and her private theatricals at Etioles, and estab-
lished the " theatre des petits cabinets," in which she acted
with the greatest lords about the court for the king's
pleasure in tragedies and comedies, operas and ballets.
By this means and the " concerts spirituels " she kept in
favour for a time ; but at last she found a surer way, by
encouraging the king in his debaucheries, and Louis wept
over her kindness to his various mistresses. Only once,
when the king was wounded by Damiens in 1757, did she
receive a serious shock, and momentvily left the court ;
but on his recovery she returned more powerful than ever.
She even ingratiated herself with the queen, after the
example of Madame de Maintenon, and was made a lady-
in-waiting; but the end was soon to come. "Ma vie est
un combat," she said, and so it was, with business and
pleasure'; she gradually grew weaker and weaker, and
when told that death was at hand she dressed herself in
full court costume, and met it bravely on 15th April 1764
at the age of forty-two.
See Capeflffue, Madame la Marijuise de Pompadour^ 1858; E. and J. de Gon-
court, i«j itailreises de Louis XV., vol. li., 18S0; and Campardon, Madame de
Pompadour el la Cour de Louis XV. au milieu du dix-huiliime siicle, 1867. Far
move vaiuable aie filalassis's two recently published volumes of coirespondence,
Correspondante de Madame de Pompadour arec son pere M. Poisson, et stm frere
M. de Vandiires, <tc., 1S78, and Bonhomme, Madame de Pompadour, general
darme'e, 16S0, conlaining her letters to the Comte de Clermont. For her ailislic
and theatiical tastes see particuiai-ly J. F. Leturcq, Notice sur Jacques Guait,
Oraveur sur pierres fines du Rci Louis XV.: Documents inedils emanaru de Guay
et notes sur les auvres de grarure en taiUe douce et en pierres durs de la Marquise
de Pompadour, 1873; and Adolphe Jullien, Histoire du Theatre da Madams de
Pompadour, dil Theatre des Peltls Cabinets, 1874.
POMPEII, an ancient town of Campania, situated on
the shore of the Bay of Naples, almost immediately at the
foot of Mount Vesuvius. To its proximity to that volcano
it owes its celebrity, — the peculiar circumstances of its
destruction by the great volcanic outburst of Vesuvius in
79 A.D., and of its rediscovery in modern times, having
converted that which would otherwise have been known
only as an obscure country town into a place of world-wide
fame, as one of the most interesting relics preserved to us
from antiquity. Of its previous history comparatively
little is recorded, but it appears that, like most other towns
in' the beautiful region in which it was situated, it had a
population of a very mixed character, and it passed succes-
sively into the hands of several different nations, each of
which probably contributed an additional element to its
composition. Though its foundation was ascribed by
Greek tradition to Heracles, in common with the neigh-
bouring city of Herculaneum, no value can be attached to
these mythological or etymological fables; it is certain
that it was not a Greek colony, in the prpper ^ense of the
term, as we know to have been the case with the more
important cities of Cumse and Xeapolis. Strabo, in
whose time it was a populous and flourishing place, tells
us that it was first occupied by the Oscans, afterwards
by'the Tyrrhenians (i.e., Etruscans) and Pelasgians, and
lastly, by the Samnites. The conquest of Campania by
the last-mentioned people is an undoubted hisU)rical fact,
and there can be no doubt that Pompeii shared the fate of
the neighbouring cities on this occasion, and afterwards
passed in common with them under the yoke of Rome.
But its name is only once mentioned during the wars of
the Romans with the Samnites and Campanians in this
region of Italy, and then only incidentally (Liv., ix. 38).
At a later period, ho vever, it took a prominent part in the
outbreak of the nations of central Italy known as the
Social War (91-89 b.c), when it withstood a long siege
by Sulla, and was one • of the last cities of Campania that
was reduced by the Roman arms. After that event the
inhabitants were admitted to the Roman franchise, but a
military colony was settled in their territory by the dictator
Sulla, and there can be no doubt that the whole popula-
tion became rapidly Romanized. Before the close of the
republic it became a favourite resort of the leading nobles
of Rome, many of whom acquired villas in the neighbour-
hood. Among the most prominent of these was Cicero,
whose letters abound with allusions to his Pompeian villa,
which was one of his favourite pldces of occasional resid-
ence. The same fashion continued under the Roman
empire, and there can be no doubt that during the first
century after the Christian era, Pompeii, without rising
above the rank of an ordinary provincial town, had become
a flourishing place with a considerable population, for
which it was indebted in part to its position at the mouth
of the river Sarnus, which rendered it the port of the
neighbouring towns in the interior. But two events only
are recorded of its history during this period. In 59 a.d.
a tumult took place in the amphitheatre of Pompeii
between the citizens of the place and the visitors from the
neighbouring colony of Nuceria, which led to a violent
affray, in which many persons were killed and wounded
on both sides. The Pompeians were punished for this
violent outbreak by the prohibition of all gladiatorial and
theatrical exhibitions for ten years (Tacitus, Attn. xiv.
17). A characteristic, though rude, painting, found on
the walls of one of the houses, gives a representation of
this untoward event.
Only four years afterwards (63 a.d.) a much more
serious disaster befell the city. An earthquake, which
affected all the neighbouring towns, vented its force
especially upon Pompeii, a large part of which, including
most of the public buildings, was either destroyed or so
seriously damaged as to require to be rebuilt rather than
repaired (Tacit., Attn., xv. 21 ; Seneca, Q. iV., vi. 1). The
actual amount of the injuries sustained, which is intimated
in general terms by Tacitus and Seneca, is more accurately
known to us from the existing remains. For the inhabi-
tants Were still actively engaged in repairing and restoring
the ruined edifices when the whole city was overwhelmed
by a much more appalling catastrophe. In 79 a.d. the
neighbouring mountain of Vesuvius, the volcanic forces of
which had been slumbering for unknown ages, suddenly
burst into a violent eruption, which, while it carried
devastation all around the beautiful gulf, buried the two
cities of Herculaneum and Pompeii under dense beds of
cinders and ashes. It is singular that, while we possess a
detailed description of this famous eruption in two well-
known letters of the younger Pliny {Epist. vi. 16, 20), he
does not even notice the destruction of Pompeii or
Herculaneum, though his uncle perished in the immediate
neighbourhood of the former city. But their unhappy
fate is noticed by Dion Cassias, and its circumstances
may be gathered with certainty from the condition in
which it has been found. These were such as eminently
to conduce to its preservation and interest as a relic of
antiquity. Pompeii, was not, like Herculaneum, buried
in a solid mass of volcanic tuff, but merely covered with a
bed of lighter substances, cinders, small stones, and ashes,
thrown out by the yolcano, and falling from above on the
devoted city. It is clearly estabhshed that the whole of
this superincumbent mass, though attaining to an average
thickness^ of f-om 18 to 20 feet, was the product of one
eruption, — though the materials may be divided generally
into two distinct strata, the one consisting principally of
cinders and small volcanic stones (called in Italian
" lapilli "), and the other and uppermost layer of fine white
ash, oft«n consolidated by the action of water from above,
so as to take the moulds of objects contained in it like
clay or plaster of Paris.
So completely was the unfortunate city buried under
this overwhelming mass that its very site was forgotten,
and even the celebrated topographer Cluverius in the 17th
century was unable to fix it with certainty. This difficulty
POMPEII
445
arose in part from the physical changes consequent on the
eruption, and it was not till 1748 that an accidental dis-
covery drew attention to its remains, and revealed the fact
that beneath the vineyards and mulberry grounds which
covered the site there lay entombed the ruins of a city, far
more accessible, if not more interesting, than those (pre-
viously discovered) of the neighbouring Herculaneum. It
was not till 1755 that systematic excavations on the site
were begun, and, though they were thenceforth carried on
more or less continuously during the whole of that century,
it was t»ot till the beginning of the present century that
they assumed a regular character ; and the work, which
had received a vigorous stimulus during the period of the
French government (1806-1814), was prosecuted, though
in a less methodical and systematic manner, under the suc-
ceeding rule of the Bourbon kings (1815-61). Of late years
the process has been carried on, under the enlightened
direction of Signior Fiorelli, in a much more careful and
scientific manner than before, and the results have been in
many respects of the highest interest. At the same time
the invention of photography has enabled the directors to
preserve a far more satisfactory record of every step in the
explorations than could previously be attempted.
It would be impossible for us to present our readers in
this place with anything like an idea of the results of these
excavations. Interesting as are the numerous works of
art that have been brought to light, and important as is
their bearing upon the history of some branches of ancient
art, they cannot dbmpare in interest with the flood of light
which this marvellous discovery has throv/n upon ancient
life in all its details, enabling us to picture to ourselves
the ways and manners and habits of life of a cultivated and
flourishing population eighteen centuries ago, in a manner
which no amount of study of ancient literature could pos-
sibly accomplish. We must confine ourselves in the present
article chiefly to those points which bear more immediately
on the topography and character of the town of Pompeii,
referring our readers for other details to the numerous works.
in which they have been described and delineated.
The town was situated on a rising ground of small
elevation, separated by a distance of less than a mile from
the foot of the actual rise of the outer cone of Vesuvius.
This eminence is itself undoubtedly due to an outflow pf
lava from that mountain, during some previous eruption
in prehistoric times, for we know from Strabo that
Vesuvius, though presenting in his time all the appearances
of an extinct volcano, had been quiescent ever since the
first records of the Greek settlements in this part of Italy.
But the position of Fompeii in ancient times differed
materially from that which it occupies at tho present day.
It was situated close to the sea-shore, from which it is now
more than a mile distant, and adjoining the mouth of the
river Sarnus or Sarno, which now enters tho sea nearly
two miles from its site, but tho present course of this
stream is duo in part to modern alteration of its channel,
as well as to the effects of tho great eruption. It is
certain, however, that in Strabo's time Pompeii owed
much of its prosperity to its serving as tho port of tho
adjoining plain, and tlie neighbouring towns of Nuceria,
Nola, and Acerra; (Strabo, v. c. 4, § 8).
Tho area occupied by the ancient city v/as of an
irregular oval form, and about two miles in circumference.
It was surrounded by a wall, which is still preserved
around more than two-thirds of its extent, but no traces
of this are found on the side towards tho £ea, and there is
no doubt that on this side it had been already demolished
in ancient times, so as to give room for tho free extension
of houses and other buildings in that direction. These
walls arc strengthened at intervals by numerous towers,
which occur in some parts at a distance of only about 100
yards, but in genera! much less frequently. They are,
however, of a different style of consti action from tho
walls, and appear to have been added at a later period,
probably that of the settlement of the Pioman colony by
Sulla. Similar evidences of the addition of subsequent
defences are to be traced also in tho case of the gates, of
which no less than eight are found in the existing circuit
of the walls. Some of these present a very elaborate
system of defence, but it is evident from the decayed con-
dition of others, as well as of parts of the walls and towers,
that they had ceased to be maintained for the purposes of
fortification long before the destruction of the city. The
gates are now known by names given them in modern
times from the direction in which they led, as, the gate of
Herculaneum, of Stabise, of Nola, &c. No trace has been
found of their ancient appellations.
The general plan of the town is very regular, the streets
being generally straight, and crossing one another at right
angles or nearly so. But an exception is found in the
street leading from the gate of Herculaneum to the forum,
which, though it must have been one of the principal
thoroughfares in the city, was crooked and irregular, as
well as very narrow, in some parts not exceeding 12 to 14
feet in width, including the raised trottoirs or footpaths on
each side, which occupy a considerable part of the space,
so that the carriage-way could only have admitted of tho
passage of one vehicle at a time. The other streets are
in some cases broader, but rarely exceed 20 feet in width,
and the broadest yet found is less than 30, while the
back streets running parallel to the main lines are only
about 15 feet. They are uniformly paved with largo
polygonal blocks of hard basaltic lava, fitted very closely
together, though now in many cases marked with deep
ruts from the passage of vehicles in ancient times. They
are also in all cases bordered by raised trottoirs on both
sides, paved in a similar manner; and for the convenience
of foot passengers, these are connected from place to place
by stepping-stones raised above the level of the carriage-
way. Such an arrangement must have presented a con-
siderable obstacle to the passage of vehicles ; and altogether
it is evident that the streets of Pompeii, like those of
most Roman towns, were calculated much more for foot
passengers than for any extensive traffic of wheeled
carriages. In other respects they must have been far from
presenting the lively aspect of the streets of modern and
even mediicval towns, and must rather have resembled
those of Oriental cities, — tho living apartments all opening
towards the interior, and showing only blank walls towards
tho street ; while the windows were generally to bo found
only in the upper story, and were in all cases small and
insignificant, without any attempt at architectural effect.
In some instances indeed the monotony of their external
appearance was broken by small shops, occupying the front
of the principal houses, as it were let in to tho main build-
ing -, these were in some cases numerous enough to form
a continuous /(/faJe to tho street. This io seen especially
in tho case of tho Street of Herculaneum, and that of
Stabio:, both of which were among tho principal and most
frequented thoroughfares.
The former of these main lines of street, which, as
already described, led from the gate of Herculaneum to
the forum, was crossed, a little before it reached that
important centre, by a long straight lino of street, which
led directly to the gate of Nola. Two other parallel lines
of street struck off from the forum itself towards the cast,
and these have been followed as far as tho points where
they cross nearly at right angles another main lin'o of
etreet, which leads direct from the gate of Vcauvius to
that of StabiK, near the theatres, thus traversing tho city
ia its whole width from north to south. Almost the
446
POMPEII
whole portion of the city which lies to the west of this last
line, towards the forum and the sea, has been more or less
completely excavated ; but the greater part of that on the
other side of it remains still unexplored, with the excep-
tion of the amphitheatre, and a small space in its imme-
diate neighbourhood. Altogether it may be calculated
that about two-fifths of the whole extent has been already
excavated. But there can be little doubt that the portion
already known is the most important, as it includes the
forum, with the temples and public buddings adjacent to
it, the thermK, theatres, amphitheatre, &c.
The forum was unquestionably at Pompeii, as at Rome
itself, and in all other Italian cities, the focus and centre
of all the life and movement of the city, and was at once
the resort of the lounger and the gathering place of men
of business. Hence it was surrounded on all sides by
public buildings or edifices of a commanding characters
It was not, however, of large size, as compared to the open
spaces in modern towns, bei"jg only 160 yards in length
by 35 in breadth. Nor was it a ceatre of traffic in the
modern sense of the word, being only accessible to any
description of wheeled carriages at one angle, and the
nature of its pavement, composed of broad flags of traver-
tine, excluding the idea of its being intended for their
passage. It was surrounded cm three sides by. a portico,
or rather by a series of porticos, some supported on
arcades, others in the Grecian manner on columns ; and
these porticos were originally surmounted by a gallery or
upper story, traces of the staircases leading to which still
remain, though the gallery itself has altogether dis-
appeared. It is, however, certain from the existing
remains that both this portico and the adjacent buildings
Plan of Pompeii.
A. Gate of Herculaneami
B. Gate of Vesuvius.
C. Gate of Capua.
D. Gate of Nola.
E. Gate of Sarno.
F. Gate of Nocera.
G. Gate of Stabiaj.
H. Gate of tbe Seashore.
I. Forum.
J. Temple of Jupiter.
K. Basilica.
L. Buildiugof EumachlaC
M. '* Pantiieon."
N. Temple of Hercules.
0. Great Theatre.
Chalcidkum").
P. Smaller Theatre.
Q. Gladiators' Barrao&s.
K, Amphitheatre.
S, T, U. Public Baths.
V. Temple (Fortnna Augusta).
X. Teinple of Venus.
1. House of Pansa.
2. House of Sol lust
3. House of the Faun.
4. Villa of Ai-ilus Diomedea.
had suffered severely from the earthquake of 63, and that
they were undergoing a process of restoration, involving
material changes in the original arrangements, which was
still incomplete at the time of their final destruction.
The north end of the forum, where alone the portico is
wanting, is occupied in great part by a building, the most
imposing in the whole city, which is now generally known,
on grounds that may be considered satisfactory, as the
temple of Jupiter. It was raised on a podium or base
of considerable elevation, and had a portico with six
Corinthian columns in front, which, according to Sir TV.
Gell, are nearly as large as those in the portico of St
Paul's. This magnificent edifice had, however, been
evidently overthrown by the earthquake of 63, and is in
its present condition a mere ruin. On each side of it
■were two arches, affording an entrance into the forum,
but capable of being closed by iron gates. The principal
of these, at the north-east angle of the forum, was the
approach by which that open space was entered in coming
from the gate of. Herculaneum; the passage, however,
was barred to wheeled carriages by a descent of three
small steps. On the east side of the forum were four
edifices, all of them unquestionably of a public character,
but of which the names and attribution have been the
subject of much controversy. The first (proceeding from
the north) is generally known, though without doubt
erroneously, as the Pantheon, or temple of the Twelve
Gods ; but it is very doubtful whether it is a temple at
all, and the latest authorities are disposed to regard it as
a macellum or meat-market, though the situation would
seem to be unhappily chosen for such a purpose. Next to
this comes a building generally regarded as the curia or
senaculum-^the meeting-place oY the local senate, or town
council. Beyond this colics another temple of small
POMPEII
447
dimensions commonly called the temple of Mercury, but
supposed also, on very slight grounds, to have been
dedicated to Augustus ; and beyond this again, bounded
on the south by a street known as the Street of the Silver-
smiths, is a large and spacious edifice, •srhich, as we learn
from an extant inscription, was erected by a priestess
named Eumachia. Notwithstanding this, its purpose and
character are open to considerable doubt ; but it resembles
a basilica in its form and disposition, and was probably
designed for similar purposes. The name of Chalcidicuni,
by which it is commonly known, is an erroneous inference
from the inscription just referred to. The south end of
the forum is occupied by three small buildings of very
similar form and arrangement, which are supposed to have
served as courts of law, though their destination is a
matter of much uncertainty ; while the greater part of the
west side is occupied by two large buildings, — a basilica,
which, is the largest edifice in Pompeii, and a temple,
which presents its side to the forum, and hence fills up a
large portion of the surrounding space. The former, as
we learn from an inscription on its walls, was anterior in
date to the consulship of M. Lepidus and Q. Catulus (78
B.C.), and therefore belongs to the Oscan period of the
city, before the introduction of the Roman colony. The
temple was an extensive edifice, having a comparatively
small cella, raised upon a podium., and standing in the
midst of a wide space surrounded by a portico of columns,
outside which again is a wall, bounding the sacred
enclosure. It is commonly called the temple of Venus,
but without any evidence ; the most recent authorities
regard it, on somewhat better grounds, as dedicated to
Apollo. ' Between this temple and the basilica a street of
anusual width leads off direct to the gate which opens
onwards the sea, and is still preserved, though the walls
on this side of the city have ceased to exist.
Besides the temples which surrounded the forum, the
remains of four others have been discovered, three of
which are situated in the immediate neighbourhood of the
theatres. Of these by far the most interesting, though
the least perfect, is one which is commonly known as the
temple of Hercules (an appellation wholly witliout founda-
tion), and which is not only by far the most ancient
edifice in Pompeii, but presents us with all the characters
of a true Greek temple, resembling in its proportions that
of Neptune at Psestum, and probably of as remote anti-
quity. Unfortunately only the basement and a few
capitals and other architectural fragments remain, and,
though these suffice to enable us to restore its plan and
design, of course its effect as a monument is wholly lost.
The period of its destruction is unknown, for it appears
certain that it cannot be ascribed wholly to the earthquake
of 03. On the other hand the reverence attached to it in
the latec periods of the city is evidenced by its being left
stancfing in the midst of a triangular space adjoining the
great theatre, which is surrounded by a portico, so as to.
constitute a kind of forum, though scarcely dcse-rving that
appellation. In the im mediate neighbourhood of the
preceding, and close to the great theatre, 6tood a small
temple, which, as we learn with certainty from the inscrip-
tion still remaining, was dedicated to fsis, and was
restored, or rather rebuilt, by a certain Popidius Celsinus,
after the original edifice had been reduced to ruin by the
great earthquake of 03. Though of small size, and by no
means remarkable in point of architecture, it is interesting
as the only remaining temple dedicated to the Egyptian
goddess, whose worship beramo so popular under the
Uoman empire. There is nothing peculiar in the arrange-
ments of the building itself, but a small edifice within the
aacred enclosure, to which nothing similar was found in
eny other instance, was doubtless in some way connected
with the peculiar rites of the mysterious deity. Close to
this temple was another, of very small size, and of little
interest, commonly known as the temple of .^sculapius,
■ but by others supposed to have been dedicated to Jupiter
and Juno. No real foundation exists for either attribu-
tion. More considerable and important was a temple
which stood at no great distance from the forum, at the
point where the street leading thither from the gate of
Herculaneum was crossed by the vnde line of thoroughfare
leading to the gate of Nola. We learn from an inscription
that this was dedicated to the Fortune of Augustus
(Fortuna Augusta), and was erected, wholly at his own
cost, by a citizen of the name of M. Tullius, unfortunately
no connexion of the orator. This temple appears to have
suffered very severely from the earthquake, and at present
affords little evidence of its original architectural orna-
ment; but we learn from existing remains that its walls
were covered with slabs of marble, and that the colmuus
of the portico were of the same valuable material.
All the temples above described, except that ascribed
to Hercules, agree in being raised on an elevated podiuhi
or basement, — an arrangement usual with all similar build-
ings of Roman date. Neither their materials nor the style
of their architecture exceed what might reasonably Le
expected in a second-rate provincial town ; and the san.e
may be said in general of the other public buildings.
Among these tlie most conspicuous are the theatres, of
which there were two, placed, as was usual in Greek
towns, in close juxtaposition with one another. The
largest of these, which was partly excavated in the side of
the hill, was a building of considerable magnificence, being
in great part cased with marble, and furnished with seats
of the same material, which have, however, been almost
wholly removed. Its internal construction and arrange-
ments resemble those of the Roman theatres in general,
though with some peculiarities that show Greek influence,
and we learn from an inscription that it was erected in
Roman times by two members of the same family, M.
Holconius Rufus and ?il. Holconius Celer, both of whom
held important municipal ofiices at Pompeii during the
reign of Augustus. It appears, however, from a careful
examination of the remains that their work was only a
reconstruction of a more ancient edifice, the foundations
of which, and some other portions, may be distinctly
traced. The smaller theatre, which was erected, as we
learn from an inscription, by two magistrates specially
appointed for the purpose by the decurions of the city,
was of older date than the large one, and appears to have
been constructed about the same time as the amphi-
theatre, soon after the establishment of the Roman colony
under Sulla. From the same source we learn that it was
permanently covered — a rare thing with Roman theatres ;
but in the case of the larger theatre also the arrangements
for the occasional extension of an awning (vdm-ium) over
the whole are distinctly found. Tlio smaller theatre ia
computed to have been capable of containing fifteen
hundred spectators, while the larger could accommodate
five thousand persons.
Adjoining the theatres is a largo rectangular enclosure,
surrounded by a portico, the purpose of which has been
the subject of considerable controversy, but it is now
generally admitted to have been the quarters or barracks
of the gladiators, who were pcrmancBtly maintained in tho
city with u view to tho shows in the amphitheatre. It is
singular that it should have been at so considerable u
distance from that building, which is situated at the
south-eastern angle of the town, above 500 yards from tho
theatres. Tho amphitheatre was erected by the same two
magistrates who built the smaller theatre, at a period vhon
no permanent edifice of a similar kind had yet betu
448
POMPEII
erected in Rome itself. But apart from its early date it
has no special interest, and is wholly wanting in the ex-
ternal architectural decorations that give such grandeur of
character to similar edifices in other instances. Being in
great part excavated in the surface of the hill, instead of
the seats being raised on arches, it is wanting also in the
picturesque arched corridors which contribute so much to
the effect of those other ruins. Nor are its dimensions
(430 feet by 335) such as to place it in the first rank even
of provincial structures of this class, though it may still
strike a visitor of the- present day as surprisingly large for
a town of the population of Pompeii. But, as we learn
from the case of their squabble with the people of N uceria,
the games celebrated in the amphitheatre on grand occa-
sions would be visited by large numbers from the neigh-
bouring towns.
Adjoining the amphitheatre was found a large open
Space, nearly square in form, which has been supposed to
be a forum boarium or cattle market, but, no buildings of
interest being discovered around it, the excavation was
filled up again, and this part of the city has not been since
examined.
Among the more important public buildings of Pompeii
were the thermse, or public baths, an institution that
always held a prominent position in every Koman or
Graeco-Roman town. Three different establishments of
this character have been discovered, of which the first,
excavated in 1824, was for a long time the only one
known. Though the smallest of the three, it is in some'
respects the most complete and interesting; and it was
until of late years the principal source from which we
derived our knowledge of this important branch of the
economy of Roman life. The vast series of edifices known
by the name of thermoe at Rome, as well as those in other
provincial towns, are in such a state of ruin as to throw
little light upon the details of their arrangements. At
Pompeii on the contrary the baths are so well preserved
as to show at a glance the purpose of all the different
parts — while they are among the most richly decorated of
all the buildings in the city. We trace without difficulty
all the separate apartments that are described to us by
Roman authors — the apodyterium",frigidarium, tepidarimn,
caldarium, &c., together with the apparatus for supplying
both water and heat, the places for depositing the bather's
clothes, and other minor details which were for the first
time revealed to us by the discovery of these interesting
buildings. It is obviously impossible for us in this place
to enter into a detailed description of these arrangements,
for which we must refer our readers to the professed
treatises on Roman antiquities, as well as to the larger
works on Pompeii (see also Baths, vol. iii. p. 435). The
greater thermae, which were not discovered till 1857, nor
fully excavated till 1860, so that they are not described in
the earlier works on the subject, are on a much more
extensive scale than the others, and combine with the
special purposes of the building a" palaestra and other
apa^rtments for exercise or recreation. The arrangements
of the baths themselves are, however, almost similar to
those of the lesser thermae. In this case an inscription
records the repair and restoration of the edifice after the
earthquake' of 63, but the period of its original construc-
tion is unknown. It appears, however, that these two
establishments were found inadequate to supply the wants
of the inhabitants, and a third edifice of the same
character, but on a still more extensive scale, was in course
of construction when the town was overwhelmed. The
remains of this, which were first discovered and excavated
in 1877, are, however, of comparatively little interest from
the incomplete state in which the buildings were left.
Great as is the interest attached to the various public
buildings of Pompeii, and valuable as is the light that they
have in sorp°, instances thrown upon similar edifices in
other ruined cities, far more curious and interesting is the
insight afforded us by the numerous private houses and
shops into the ordinary life and habits of the population
of an ancient town. In this respect Pompeii stands alone,
among all antiquarian discoveries, — the difliculties of
exploration at Herculaneum having greatly checked all
further investigations on that equally promising site. But
here again it is impossible in an article like the present to
do more than briefly advert to the general results of the
excavations (compare Architecture, vol. ii. p. 420-21,
and PI. XVII.). The houses at Pompeii are generally low,
rarely exceeding two stories in height, and it appears
certain that the upper story was generally of a slight
construction, and occupied by small rooms, serving as
garrets, or sleeping places for slaves, and perhaps for the
females of the famOy. From the mode of destruction of
the city these upper floors were in most cases crushed in
and destroyed, and hence it was long believed that the
houses for the most part had but one story ; but recent
researches have in many cases brought to light incontest-
able evidence of the existence of an upper floor, and the
frequent occurrence of a small staircase is in itself sufficient
proof of the fact. The windows, as already mentioned,
were generally small and insignificant, and contributed
nothing to the external decorallon or effect of the houses.
In B«.me cases they were undoubtedly closed^with glass,
but its use appears to have been by no means general.
The principal Hving rooms, as well, as those intended for
the reception of guests or clients, were all on the ground
floor, the centre being formed by the atrium, or hall, which
was almost always oj^en above to the air, and in the larger
houses was generally surrounded with columns. Into this
opened other rooms, the entrances to which seem to have
been rarely protected by doors, and could only have been
closed by curtains, All the apartments and arrangements
described by Vitruvius and other ancient wTiters may be
readily traced in the houses of Pompeii, and in many
instances these have for the first time enabled us to under-
stand the technical terms and detaUs transmitted to us by
Latin authors. We must not, however, hastily assume
that the examples thus preserved to us by a singular
accident are to be taken as representing the style of build-
ing in aU the Roman and Italian towns. We know from
Cicero that Capua was remarkable for its broad streets
and wide-spread buildings, and it is probable that the
Campanian towns in general partook of the same character.
At Pompeii indeed the streets were not wide, but they
were straight and regular, and the houses of the better
class occupied considerable spaces, presenting in this
respect no doubt a striking contrast, not only with those
of Rome itself, but with those of many other Italian towns,
where the buildings would necessarily be huddled together
from the circumstances of their position. Even at Pompeii
itself, on the west side of the city, where the ground
slopes somewhat steeply towards the sea, houses are found
which consisted of three stories or more.
The excavations systematically conducted for many years
past have presented us with examples of houses of every
description, from the humble dwelling-place of the artisan
or proletarian, with only three or four small rooms, to the
stately mansions of Sallust and Pansa,^ — the last of which
is the most regular as well as the most extensive of all,
^ It may be observed that the names given ^ja most cases to the
houses are either arbitr.wy, or founded in the first instance upon
erroneous inferences. Hence they are frequently changed, and great
confusion arises in co'nsequence in comparing the different works on
the subject. A few only of thv^ best known may be considered aa
established by long usage, among which are the two here referred to.
P 0 ]\I P E 1 I
449
and may be taken as an almost perfect model of a com-
plete Roman house of a superior class. But the general
similarity in their plan and arrangement is very striking,
and in all those that rise above a very humble class the
leading divisions of the interior, the atrmm, (aUiniim,
peristyle, <tc., may be traced with unfailing regularity.
Another peculiarity that is found in all the more consider-
able houses in Pompeii is that of tlio front, where it faces
one of the principal .streets, being occuiiied with shops,
usually of small size, and without any communication with
the interior of the mansion. In a few instances indeed
such a communication is found, but in these cases it is
probable that the shop was used for the sale of articles
grown upon the estate of the proprietor, such as wine, fruit,
oil. Arc, a practice that is still common in Italy. In general
the shop had a very small apartment behind it, and pro-
bably in most cases a sleeping chamber above it, though of
this the only remaining evidence is usually a portion of the
staircase that led to this upper room. The front of the
shop was open to the street, but was capable of being
closed with wooden shutters, the remains of which have
in a few instances been preserved. Of course it is only in
a few cases that the particular purpose of the shop or
trade of its owner can be determined, though, from the
exceptional manner of their preservation, this can be done
more frequently than might be expected. Thus not only
have the shops of silversmiths been recognized by the
precious objects of that metal found in them, but large
quantities of fruits of various kinds preserved in glass
vessels, various descriptions of .corn and pulse, loaves of
bread, moulds for pastry, fishing-nets, and many other
objects, too numerous to mention, have been found in such
a condition as to be identified without difficulty. Cooks'
shops appear to have been numerous, as well as thermo-
polia, where hot drinks were sold. Bakers' shops arc also
frequent, though arrangements for grinding and baking
appear to have formed part of every large family establish-
ment. In other eases, however, these were on a larger
scale, provided with numerous querns or hand mills of the
well-known form, evidently intended for public supply.
Another establishment on a large scale was a,fullonica or
fuller's shop, where all the details of the business were
illustrated by paintings still visible on the walls. A dyer's
shop, a tannery, and a shop where colours were ground
and manufactured — an important' business where almost
all the rooms of every house wore painted — are of special
interest, as is also the house of a surgeon, where
numerous surgical instruments were found, some of them
of a very ingenious and elaborate description, but all made
of bronze. Another curious discovery was that of the
abode of a sculptor, containing his tools, as well as blocks
of marble and half-finished statues. The number of
utensils of various kinds found in the houses and shops is
almost endless, and, as these are in most cases of bronze,
they arc generally in perfect preservation.
Of the numerous works of art discovered in the course
of the excavations the statues and largo works of sculpture,
whether in marble or bronze, are inferior to those found
at Herculaneum, but some of the bronze statuettes are
of exquisite' workmanship, while the profusion of orna-
mental works and objects in bronze and the elegance of
their design, as well as the finished beauty of their execu-
tion, are such as to excite the utmost admiration, — more
especially when it is considered that these are the casual
results of the examination of a second-rate ))rovincial
town. The same impression is produced in a still higher
degree by the paintings with which the wall.- of the private
liouses, as well as tho.sa of the temples and other public
buildings, are adorned, and which are not merely of a
decorative character, but in many instances preaunt us
with elaborate compositions of figures, historical and
mythological scenes, as well as representations of the
ordinary life and manners of the people, which are full of
interest to us, though often of inferior artistic execution.
An illustration of the character of the Pompeian wall-
paintings is given in the article Mdral Decoration,
vol. xvii. p. 42, fig. 8. Our knowledge of ancient paint-
ing is indeed derived to a much greater extent from
Pompeii than from all other sources whatever ; and, when
wecontemiilate the variety and beauty of what we find here
entombed, we cannot but ask ourselves what would have
been the result had a great and opulent city like Capua or
Neajjolis been preserved ! us in the same manner as the
comparatively insignificant Pompeii. The same character
of elaborate decoration, guided almost uniformly by good
taste and artistic feeling, is displayed in the mosaic pave-
ments, which in all but the humbler class of houses fre-
quently form the ornament of their floors. One of these,
well known as the battle of Alexander, presents us with the
most striking specimen of artistic composition that has been
preserved to u; from antiquity (see Mosaic, toL xvi. p, 851.
where part of this composition is shown in fig. 2).
The architecture of Pompeii must be regarded as present-
ing in general a transitional character from the pure Greek
stylo to that of the Konian empire. The temples (as already
observed) have always the Roman peculiarity of being
raised on a podium of considerable elevation ; and the
same characteristic is found in most of the other public
buildings. All the three orders of Greek architecture
— the Doric, Ionic, and Corinthian — are found freely
employed in the various edifices of the city, but rarely in
strict accordance with the rules of art in their proportions
and details ; while the private houses naturally exhibit
still more deviation and irregularity. In many of these
indeed we find varieties in the ornamentation, and even in
such leading features as the capitals of the columns, which
remind one rather of the vagaries of mediaeval archi-
tecture than of the strict rules of Vitruvius or the monoton-
ous regularity of Greek edifices. One practice which is
especially prevalent, so as to strike every casual visitor,
is that of filling up the flutings of the columns for about
one-third of their height with a thick coat of stucco, so
as to give them the appearance of being smooth columns
without flutings below, and only fluted above. The un-
pleasing effect of this anomalous arrangement is greatly
aggravated by the lower part of each column being almost
always coloured with red or yellow ochre, so as to render
the contrast between the two portions still stronger. The
architecture of Pompeii suffers also from the inferior
quality of Uie materials generally employed. No pood
building stone was at hand ; and the public as well ua
private, edifices were constructed either of volcanic tuff,
or brick, or the irregular masonry known to the Romany
as opus incertum. Those which belong to the earlier ol)
O.scan period of the city (before the establishment of thq
Roman colony) are for the most part of the former material,
while those erected under the Roman empire, and especially
those .subsequent to the great earthquake of C3, are gene
rally of slighter construction, and of a less durable charucler.
In the private houses oven the columns are mostly oi
brick, covered merely with a coat of stucco. In a few
instances only do wo find them making use of a kind o(
travertine, found in the valley of the Sariio, which, though
inferior to the similar material so largely employed at
Rome, was better adapted than the ordinary tuff for
purposes where great solidity was required. The portion
of the portico surrounding the forum which was in the
process of rebuilding at the time when the city was
destroyed was constructed of this material, while the
earlier portions, as well us the principal temples that
XIX. - 57
450
ad o.ned it were composed in the ordinary manner of
volcanic tuff. Marble appears to have been scarce, and
vvas sparingly employed. In some instances where it had
.r, /'■'=f>'/°'[°f"<=«d. as in the great theatre, it would
=eem that the slabs must have been removed at a period
subsequent to the entombment of the city
Outside the gate leading to Herculaneum is found a
house of a difterent character from all the others which
from Its extent and arrangements was undoubtedly a
sul.urban villa, belonging to a person of considerable
ortune It is called— as .usual without any authority—
the villa of Arrius Diomedes; but its remains are of
peculiar interest to us, not only for comparison with the
, numerous ruins of similar buildings which occur elsewhere
-often of greater extent, but in a much less perfect state
of preservation, -but as assisting us in understanding the
description of ancient authors, such as Vitruvius and
limy, of the numerous appurtenances frequently annesed
to houses of this description. The remains of a still more
extensive suburban house which were discovered in 1764
and to which the name was given, without the slightest
foundation, of the villa of .Cicero, are no longer visible
having been covered up again with earth Us was fre-
quently done in the last century) after the works of art
bad been removed. "
In the vaulted corridors of the first villa were discovered
no less than^ seventeen skeletons of the unfortunate in-
Alifr ■';, r° ^? «=^idently fled thither for protection.
Almost aU the skeletons and remains of bodies found in
the city were discovered in similar situations, in cellars
or underground apartments,-those who had sought refuge
.n flight having apparently for the most part escaped from
destruction, or having perished, under circumstances where
their bodies were easily recovered by the survivors. Ac-
cording to Dion Cassiu?, a large number of the inhabitants
were assembled in the theatre at the time of the catal
trophe, bu no bodies have been found there, and they
ZZft I r^^'!"' ^°d removed shortly afterwards^
Hence the whole number of such remains discovered is not
so large as might at first be supposed. It cannot indeed
be accurately estimated, the records of the excavations n
the ast century having been very imperfectly kept ; but
the total _number as yet discovered can scarcely exceed
hree hundred. Of late years it has been found'possTble
in many cases to take casts of the bodies found-a com
plete mould having been formed around them by the fine
white ashes, partially consolidated bv water ^
The road leading from the gate of Herculaneum towards
that city IS bordered on both sides for a considerable elten
by rowso tomts, as was the case with all the great roads
wSt'o? ^°"'' '"' '"''"'^ ^" ^" '-Se Ro^n towns
Without of course approximating to the stately structures
that adorned the Via Appia or Latina, these tombs a eL
many ins ances monuments of considerable pretens on and
of a highly ornamental character, and naturally prese^Hn
he highest degree the peculiar advantage common to aU
^lat remains of Pompeii, in their per^ct prrse^vltion
Hardly any scene even in this extraordinary city is more
stnkmg than the co..p d'ceil of this long stLt of tombs '
preserving uninjured the records of successive generatTons
e ghteen centuries ago. Unfortunately the name" Ire al
ttt?heva™^"T.' '"' "^ '^^™^^'- ^^« '-"Stion
hat they are for the most part those of local magistrates
and mumcipal dignitaries of Pompeii. =istrates
there appears to have been in the same quarter a ron
siderable suburb, outside the gate, extending'^ "ch de'
reseiblinrlfT-''^ Herculaneum; apparently, much
'he whoWl ^. ^')"'^ ^? "^"^ ^"""'^ throughout almost
have been t^'^'X?" *'''"'' '° ^'"P'^^' ^' ^PP^^^^ '»
Have been known by ti., name of Pagus Augustus Felix
POM-POM
No manuscripts have been discovered in Pompeii. In-
scriptions have naturally been found in considerable num-
bers, and we are indebted to them for much information
concerning the municipal arrangements of the town, as well
as the construction of various edifices and other public
works. The most interesting of , these ate such as are
WTittenin the Oscan dialect, which appears to have con-
tinued m oflicial use down to the time when the Roman
colony was introduced by Sulla. From that time the Latin
language was certainly the only one officially employed
though Oscan may have still been spoken by a portion at
least of- the population. Still more curious, and almost
pecuhar to Pompeii, are the numerous writings scratched or
rudely painted upon the walls, which have in some instances
a semi-public character, such as recommendations of candi-'
dates for municipal offices, but more frequently are the
mere expression of individual impulse and feeling not un-
commonly conveyed in rude and imperfect verses? In one
House also a whole box was found filled with written tablets
— diptychs and triptychs— containing the record of the
accounts of a banker named L. Cscilius Jucundus
n,n T,T?P'^f'°^ "" more formal character have been
published by Mommsen, first in his Inscripiiones Regni
fcapohtam Zahn^ ([ol,Leipsic, 1852) and again in the
tenth volume of the great Corpns InscnpHonumZatinarum
published at Berlin (1883). The fourth volume of th^
same work pubhshed in 1871 contains all the scratched
and written inscriptions discovered up to that date, edited
by Zangemeister (under the title Inscriptiones Parietari^
Pomperan^, Herculanenses, et StaUan^) ■ but the number
has been since greatly increased, and a supplementary
volume IS in the press. The Oscan inscriptions, which II
SSe '° ' '^°'' ^oM^ci^or.,, have been published
the Museo Borbonico at Naples (see vol xvii p 189)
successive edition of oTerb ck's Al .^ t,rT' T'A •""'^ *«
have been kept continnallv on a par Sh'tW n r^^.l'^hed in 1856)
numerousdissertations to Sthev&'^- '"''"'■ '°n?. '° '''"
illustrated ^orks of Zahr(BerKo7 %!? ,"./' P ^^' ?e^'
K?iv^i^'!:.^--^^J^^^
«-ith a supplement r;ouZVub,i^L77"'''^"^^ ^eipsic. 186S),
A complete^atalogul IHlT th^e io 'u,*-'^ Soghano at Naples.
Herculineum ^-ill be found Tq a little bn"W°"^[".'°S and
1879 under the title of J^h/wL I °^ published at Milan in
works are render dimpe^ervXn aTw™" Unfortunately all
progres3ofthee..pIoratLstddt^v:r[:s'^ort\^:i'4*%'°H°"BT''
nam?p?nipeiuV'' '°""°° ^'^^'^ ^°- ^^ '^^ Roman
r o M p E y
451
by his fatliev's side when a Stripling of seventeen in the
ciocial or Italian War on the side of Sulla against the
party of Marius and Cinna. Thus early in life he con-
nected himself with the cause of the aristoa'acy, and a
decisive victory which he won in 83 ovet the Marian
armies gained for him from Sulla the title of " iniperator."
He followed up his successes in Italy by defeating the
Marians in Sicily and Africa, and on his return to iiome
ill 81, though he was still merely an "eques" and not
legally qualilied to celebrate a triumph, he was allowed by
general consent to enjoy this great distinction, while Sulla
greeted him with the surname of Magnus, a title' he
always retained and handed down to his sons. Yet in
79 he used his influence in getting elected to the consul-
ship a man politically opposed to Sulla, yEmilius Lepidus,
who threatened Rome with another revolution and civil
war in the interest of the democratic party. Pompey,
however, at this crisis was loj-al to his friends, and with
the defeat of Lepidus the danger passed away. With
some fears and niisgi\'ings the senate permitted him to
retaifi the command of his victorious army, and decided on
sending him to Spain, where, under a leader of singular
ability, Sertorius, the Marian party was still formidable.
Pompey was fighting in Spain from 76 to 71, and though
at first he met with serious reverses he was ultimately
successful, his great opponent, Sertorius, having, it would
seem, lost the confidence of some of the native Spanish
tribes. In 71 lie was again in Italy at the head of his army,
and won fresh glory by giving a finishing blow to the slave
insiu-rection of Spartacus. That .same year, amid great
popular enthusiasm, but without the hearty concurrence of
the senate, whom ho had alarmed by talking of restoring the
dreaded power of the tribunes, and though still imerely an
" eques," he was elected with Crassus to the consulship, and
entered Rome in triumph for his Spanish victories. Thei
following year saw the work of Sulla undone : the tribune-
ship was restored, and the administration of justice was no
longer left exclusively to the senate, but was to bo shared
by them with the wealthier portion of the middle class, the
" knights," as from old time they had been called, and the
farmers and collectors of the revenue. The change was
really necessary, as the .provincials could never get justice
from a court composed of senators, and it was carried into
effect by Pompey with Cajsar's aid. Pompey as a matter
of course rose still higher in popularity, and on the motion
of the tribune Gabinius in 67 he was entrusted with
an extraordinary command over the greater part of the
empire, specially for the extermination of piracy in the
Mediterranean, by %vhich the corn supplies of Rome were
seriously endangered, while high prices of provisions
caused great distress. It soon appeared that the right
man had been chosen for the work : the price of corn fell
immediately on Pompey's appointment, and in forty days
the Mediterranean was swept from end to end and the
[)iiates cleared out of its waters. Next year, on the
proposal of the tribune Manilius, he had a yet further
extension of his powers, the whole of Rome's empire in
the East being put under his control for throe years with
the view of finally terminating tho war with Mithradates,
king of Pontus, who had recovered from the defeats ho had
sustained from Lucullus and regained his dominions.
Both Caesar and Cicero supported the tribune's proposal,
which was easily carried in siiite of tho interested opposi-
tion of the senate and the aristocracy, several of whom held
l>rovince3 which would now be practicalljj under Pompey's
<■' inmand. Pompey was now by far the first man in the
Komau \yorld. His operations in tho East were thoroughly
successful, and, though no doubt he owed somelhing to tho
victories of Lucullus, ho showed himself an able soldier.
The wild tribes of tlio Caucasus were cowed by tho
Roman arms, and the king of Pontus himself fled from
Asia across the Black Sea to Panticapieum, the modern
Kertch. la the years 64 and 'G.3 Syria and Palestine were
anne.xed to Rome's empire. After the capture of Jeru-
salem Pompey is said to have entered the temple, and even
tlie Holy of Holies. Asia and the East generally were
left under the subjection of petty kings who were mere
vassals of Rome. Several cities had been founded which
became centres of Gi-eek life and civilization. A really
great work had been accomplished, and Pompey, now in
his forty-fifth year, returned to Italy in 01 to celebrate the
most magnificent triumph which Rome had ever witnessed,
and to be hailed as the conqueror of Spain, Africa, and Asia.
The remainder of Pompey's life is inextricably inter-
woven with that of Ca;sar. He was married to Ciesar's
daughter Julia, and as yet the relations between the two
had been friendly. On more than one occasion Caesar
had supported Pompey's policy, which of late had been in
a decidedly democratic direction. Pompey was now in
fact ruler of the greater part of the empire, while Cresar
had only the two provinces of Gaul; The control of the
capital, the supreme command of the army in Italy and of
the jMediterranean fleet, the governorship of tho two
Spains, the superintendence of the corn supplies, which
were mainly drawn from Sicily and Africa, and on which the
vast population of Rome was wholly dependent, were
entirely in the hands of Pompey. Tho senate and the
aristocracy disliked and distrusted him, but they felt that,
should things come to the worst, they might still find iu
him a champion of their cause. At the same time the
senate itself was far from unanimous : among many of its
members there was a feeling that a military imperialism
had become a necessity, while to the rich and idle world
generally peace and quiet at any price seemed the best of
all blessings. Hence the joint rule of Pompey and Cxsar
was not unwillingly accepted, and anything like a rupture
between the tv;o was greatly dreaded as tho sure beginning
of anarchy throughout the Roman world. With tho death
of Pompey's wife Julia, in 54, came strained relations be-
tween him and C^sar, and soon afterwards he drew closer
to what we may call the old conservative party in the senate
and aristocracy. Tho end was now near, and Pompey
blundered into a false political position and an open quarrel
with Ca;sar. In 50 the senate by a very large majority
revoked the extraordinary powers conceded to Pompey and
Ccesar in Spain and Gaul respectively. Pompey's refusal
to submit gave Ca;sar a good pretext for declaring war
and marching at tho head of his army into Italy. At the
beginning of the. contest, the advantages were decidedly on
tho .side of Pompey, but very speedily the superior political
tact of his rival, combined with extraordinary promptitude
and decision in following up his blows, turned tho scale
against him. Pompey's cause, with that of tho senate and
aristocracy, was finally ruined by his defeat in 48 in tho
neighbourhood of tho Thessnlian city Pharsalus. That
same year he fled with the hope of finding a safe refuge in
Egypt, but was treacherously murdered as he was stepping
on tho shore by one of his old centurions. He bad iust
completed Iiis fifty-eighth year.
I'ompoy, though lio had jiomo great and good qualitioa, hordly
deserved his siiriiatne of " tlio nrcttt." Ho was certainly a very
L'ood soldier, and is said to have excelled in all athletic exercises,
but ho fell short of being a fiist-rato general. Ho won great
successes in Spain and more especially m the East, but for tlu'.so
ho was no doubt partly indebted to what othei-a hn.'i already done.
Of tho gifts which nmko a good statesman ho had really none. As
plainly appeared in tho last years of his lifo, ho was too weak and
irfesoluto to chooso a side and stand by it. Pitted against surli a
mm 03 Cipsar, ho could not but fiil. But to his credit be it said
that in a corrupt time he never u.wd his opportunities for plunder
and extortion, and his domestic life was pure and simple.
A vi'ry C(»in|iIoii; lito of I'ompcy will bo fomiil in Smith's Diet, o/ Gietk omX
Roman Jiiography. Tho allusions to him in Cicero's works aio vco' (roQUent.
452
P 0 N — P O N
II. Sextus Pompeius Magnus (75-35 b.c), the younger
son of Pompey the Great, born 75 B.C., continued after
his father'3 death to prolong the struggle against the new
rulers of the Roman empire. Csesar's victory at Munda
in 45 drove him out of Corduba (Gordo, a), though for
a time he held his ground in the south of Spain, and
defeated Asinius Pollio, the governor of the province. In
43, tho year of the triumvirate of Octavius, Antony, and
Lepidus, he was proscribed along with the murderers of
Csesar, and not daring to show himself in Italy he put
himself at the head of a -fleet manned chiefly by slaves or
proscribed persons, by means of which he made himself
master of Sicily, and from thence ravaged the coasts of Italy.
Rome was threatened with a famine, as the corn supplies
from Egypt and Africa were cut off by his ships, and it
was thought prudent to negotiate a peace with him, which
was to leave him in possession of Sicily, Sardinia, and
Achaia, provided he would allow Italy, to be freely sup-
plied with corn. But the arrangement could not be
carried into efiect, as Se.Ytus renewed the war and gained
some considerable successes at sea. However, in 36 his
fleet was defeated and destroyed by Agrippa oS the north
coast of Sicily, and in the following year he was murdered
at Mitylene by an officer of Antony. He had his father's
bravery as a soldier, but seems to have been a rough
uncultivated man. (w j n )
PONCE DE LEON, Lms. . See Leon, Ltns Ponce i>e.
PONCELET, Jean Victor (1788-1867), mathemati-
cian, was born at Metz, July 1, 1788. From 1808 to
1810 he attended the Polytechnic School, and afterwards,
till 1812, the Practical School at Metz. ' He then became
lieutenant of engineers, and took part in the Russian
campaign, during which he was taken prisoner and was
confined at Saratoff on the Volga. It was during his
imprisonment here that, " priv(5 de toute esp^ce de Uvres
et de secours, surtout distrait par les malheurs de ma
patrie et les miens propres," as he himself puts it, he
began his researches on projective geometry which led to
his great treatise on that subject. This work, the Traite
des Proprietes Projectives des Figures, which was published
in 1822 (2d ed., 1865), is occupied with the investiga-
tion of the projective properties of figures, that is, such
properties as are not altered by projection. In his inves-
tigation he employs the ideas of continuity, of homologous
figiu-es, and of reciprocal polars ; and by means of these,
without any analysis, he was able to establish all the known
properties of lines and surfaces of the second degree, and
to discover others unknown before. This work entitles
Poncclet to rank as one of the greatest of those who took
part in the development of the modern geometry of which
Monge was the founder. From 1815 to 1825 he was occu^
pied with military engineering at Metz; and from 1825
to 1835 ho was professor of mechanics at the Practical
School there. In 1826, in his Memoire sur les Ro7tes Ey-
drauliqncs d, Au^cs Courbes, he brought forward improve-
ments in tho construction of water-wheels, which more than
doubled their efficiency. In 1834 he became a member of
the Academy; from 1838 to 1848 he was professor to the
faculty of sciences at Paris, and from 1848 to 1850 com-
mandant of the Polytechnic School, where he effected a
reform in the course of study. At the London Interna-
tional Exhibition in 1851 he had charge of the department
of machinery, and wrote a report on the machinery and
tools on view at that exhibition. He died December 22,
1867. Besides those referred to abQjg, he wrote a number
of works, and contributed many papers to Crelle's Journal,
(fee, on different branches of engineering and mathematics.
POND, John (c. 1767-1836), astronomer-royal, was born
about 17C7 in London, where his father made a fortune
in trade. He entered Trinity College, Cambridge, at the
age of sixteen, but took no degree, his coarse being
interrupted by severe pulmonary attacks which compelled
a prolonged residence abroad. His travels extended from
Lisbon to Constantinople and the Nile, and were turned
to account for astronomical observation. In 1800 he
settled at Westbury near Bristol, and began to determine
star-places with a fine altitude and azimuth circle of 2k
feet diameter by Troughton. His demonstration in 1806
(Phd. Trans., xcvi. 420) of a change of form in the
Greenwich mural quadrant led to the introduction of
astronomical circles at the Royal Observatory, and to his
own appointment as its head. Elected a fellow of the
Royal Society, February 26, 1807, he married and went to
live m London m the same year, and in 1811 succeeded
Maskelyne as astronomer-royal.
Daring an administration of nearly twenty-five years
Pond effected a reform of practical astronomy in Ensland
comparable to that effected by Bessel in Germany In
1821 he began to employ the method of observation by re-
flexion ; and in 1825 he devised means (see Mem. R A Soc
n 499) of combining two mural circles in the determination
of the place of a single object, the one serving for direct
and the other for reflected vision. (By an invention of
Airys, the same object is now attained with one instru-
ment.) During Pond's term of office the instrumental
equipment at Greenwich was completely changed, and the
number of assistants increased from one to sis. The
superior accuracy of his determinations was due in part
to his systematic attention to the errors of his instruments,
in part to his plan of multiplying observations. Durin" a
prolonged controversy (1810-24), he consistently denfed
the reality of Brinkley's imaginary star-parallaxes (see his
papers in Phd. Tram., cviii. 477 ; cxiii. 53). Delicacy of
health impeded his activity, and compelled his retirement
in tho autumn of 1835. He died at Blackheath, September
7, 1836, and was baried beside Halley in the churchyard
of Lee. The Copley medal was conferred upon him in
1823, and the Lalando prize in 1817 by the Paris
Academy, of which he was a corresponding member. He
published eight folio volumes of Greenwich Observations,
translated Laplace's Systeme du Monde (in 2 vols. 8vo.,
1809), and contributed thirty-one papers to scientific
collections. His catalogue of 1112 stars (1833) was of
great value.
,o?f ^""- ^r^- ^'"^■' ^- ^^^5 A>inua2 Biography and Obituary,
1837 ; Grant, ffist. of Phys. Astr., p. 491 ; Royal Societj-'s Cat. of
Sc. Papers. -i ■> J
_ PONDICHERRI, chief settlement of the French posses-
sions in the East Indies, situated on the Coromandel coast,
in 11° 66' N. lat. and 79° 53' E. long. ; it is 86 miles south
of Madras, and is connected with the South Indian Railway
system. The territory consists of three districts— Pondi-
cherri, Villianur, and Bahur — comprising an area of 112
square miles, with a population in 1881 of 139,210. The
town is divided into a European and a native quarter,
separated from one another by a canal. The French first
settled at Pondichcrji in 1674; it was besieged four times
by the British, the last time in 1793; but it was finally
restored in 1816. On the whole the town is considered
very salubrious ; the purity of its water-supply is said to
be unrivalled in any other town in southern India.
PONEVYEZH, a district town of Russia, in the govern-
ment of Kovno, situated on the upper course of the
Nevyeja river, and connected by rail with Libau on the
north-west and with Dunaburg (80 miles distant) on the
east. It is an old town which was almost totally destroyed
by the pestilence of 1550, but was rebuik and repeopled
owing to its advantageous situation on the highway to the
Baltic. After having suffered severely from wars in the
17th and 18th centuries it was annexed to Russia on tho
P O N — P 0 N
453
third dismemberment of Poland, but had neither manu-
I'actui'ing nor commercial' imijortance until it was brought
into railway connection with Libau, with which seaport
it now carries on soniQ trade in agricultural produce.
Its population (8070 in 1865) had in 1881 reached 15,030,
of whom nearly one-half were Jews,
PONIATOWSKI, a family of Poland, the earL'est
member of which to acquire high distinction was Stanis-
laus CioLEK (lG77-17G2)j regarding whose descent there
are conflicting accounts, — some tracing it to the Lombard
Counts Torelli, one of whom in the seventeenth centui'y
married a daughter of Albert of Poniatow, and added
the name of Poniatowski to his own, which ho changed
to its equivalent in Polish, Oiolek, while others affirm
that the name Poniatowski was adopted by one of two
brothers from an estate which fell to his share, while it is
also asserted that Stanislaus Ciolek was the natiu-al son of
Prince Sapieha, and was adopted by a Polish nobleman
named Poniatowski (see Szymanowski, Die Poniatoivski,
Geneva, 1 880). In any case he had sufficient influence and
ability to insure his rapid promotion in the army of
Charles XII., and as major-general at the battle of Poltava
in 1709 was able by his self-command in facilitating the
pas.sage of the Dnieper to save the retreating army. In
1711 he was sent on a special embassy to Constantinople,
when he succeeded in obtaining from the sultan a promise
to send an army to aid Charles in the war with Kussia ;
but on account of a change in the oiHce of grand vizier
the promise was never carried out. All possibility of
undertaking a Russian invasion being therefore at an end,
he was appointed by Charles governor of the duchy of
Zweibriicken. After the death of Charles, he gave his
adhesion to Augustus II., by whom he was in 1724 made
grand treasurer of Lithuania, and in 1731 palatine of
JIazovia. On the death of AugustiLS II. he sought to
effect the promotion of Stanislaus Leszczyuski to the
throne, but ultimately he gave in his submission to
Augustus in., and after holding under him several high
offices was in 1752 appointed castellan of Cracow, lie
was the author of liemarques cC^in Seigneur Fohnais sur
VUistoire dc Charles XII. par Voltaire, 1741, which was
translated into English in the same year. Ho died in
17C2, leaving by his marriage with Constance Princess
Czartoryski foiu- sons, the best known of whom was the
second, Stanislaus Augustus (1732-1798), king of
Poland, born 17th January 1732. Sent by Augustus III.
to the court of Russia, he won the favour of the grand-
duchess Catherine, who succeeded to the throno by the
assassination of her husband, 9th' July 1762. Through her
influence he was, 7th September 17G4, cho.son king of
Poland. For an account of his despicable and disastrous
rule SCO. Poland (pp. 297-8). After signing his abdi-
cation, 2r)th November 1795, he took up his residence at
St Petersburg, where he enjoyed a pension of 200,000
ducats jiaid jointly by Austria, Russia, and Prussia. Ho
died unmarried, 12th February 1798 (see Jfcmoires Sfcrels
incdits de Staniilas II. Auguste, Leipsic, 1867, and Do
Mouy, Correspondance inidite de lioi Stattislas-Avgusle et
de Madame Geoffrin, Paris, 1875). Of the other sons of
Stanislaus^ Poniatowski, Casimir (1721-rl800), the oldest,
was grand chamberlain of Poland and commander of the
royal guard; Andrew (1735-1773) became an Austrian
Held mar,shal; and Michael (1736-1794) was ultimately
promoted primate of Poland. Joseph Aston (1762-1813),
prince and marshal of France, son of Andrew Poniatowski
was born at Warsaw, 7th May 1762. At the ago of sixteen
ho entered the service of Austria. After the resolution
of the diet to reorganize the Polish army ho was recalled
and obtained the rank of major-general. On the outbreak
of hostilities with Ru.ssia in 1792 he wa>i made com-
mander of the army defending central Poland. When the
king his uncle acceded to the confederation of Targovitza
he resigned his commission, but on the outbreak of the
insurrection in 1794 he enrolled himself as a volunteer
under Kosciuszko, although Kosciuszko had previously
held inferior -military rank to his own. In command of
a division he had charge of the defence of the northern side
of Warsaw, and after its capitulation he went to Vienna.
In 1798 he returned to Warsaw, having obtained from
the Prussians a portion of his confiscated estates. On the
arrival of Napoleon at Warsaw, 19th December 1806,
Poniatowski accepted his invitation to become general of
a national Polish army, which, fired by the hope of national
independence, gathered to the number of 27,000, to assist
Napoleon in his Russian campaign. After the peace of
Tilsit, 7th July 1807, the duchy of Warsaw was created,
and Poniatowski became minister of war. On the invasioti
of the duchy in 1809 he fought a desperate battle near
the village of Raszyn, and, being permitted afterwards to
retreat across the Vistula, invaded Galicia and compelled
the Russians to evacuate Cracow, in Napoleon's cam-
paigns he held the command of the Polish army corpaj
distinguishing himself at Smolensk, Borodino, and Leipsic,
where he took 1000 prisoners, and in token of his brilliant
exploit was created by Napoleon a marshal of France the
same eveiung. He was employed in covering the retreat
from Leipsic, and while charging a column of Prussian
infantry was wounded- by a ball in the shoulder. When
the enemy obtained possession of the suburbs he
endeavoured to join the main army by plunging into
the Elster, but was fired upon and, enfeebled by wounds,
was drowned, 19th October 1813. Joseph (1816-1873),
grandson of Casimir mentioned above, was born 4th
February 1816, at Rome. Entering the Tuscan service,
he went in 1849 as minister of Tuscany to London.
In 1850 he took up his residence in Paris, and becoming
a naturalized citizen -was in 1854 chosen a member
of the French senate. In 1870 he removed to London,
where he supported himself by teaching music. He was
the composer of several operas. He died 3rd July 1873.
PONS, Jeajj Louis (1761-1831), French astronomer,
born at Peyre (Haut-Dauphind), 24th December 1761,
received a place at the Marseilles observatory in 1789, and
in 1819 became the director of the new observatory at
Marlia near Lucca, which he left in 1825 for the obser-^
vatory of the museum at Florence. Hero he died October
14, 1831. Pons was famous as a comet-hunter, discover-
ing between 1801 and 1827 thirty-seven of tho.se bodies,
one of which (discovered 2Gth November 1818) is the
famous comet named after Euckc, w ho determined its
orbit.
PONSARD, FRANgois (1814-1867), French dramatist,
was born at Vienno in Dauphind on the 1st June 1814,
Ho was bred a lawyer, and his first performance in litera-
ture was a translation of Manfred (1837). But the first
important, and indeed the most important, event of his life
was the rci)rcsentation of his play Lvcrece at the Theatre
Franqaia on the 1st April 1843. This date is a kind of
epoch in literary and dramatic history, because it haa been
supposed to mark a reaction against the romantic style of
Dumas and Hugo. In reality, however, Ponsard was only
a romantic of a somew-hat tamer genius than those who
had gone before him. It so happened that the tastes and
capacities of the most popular actress of the day, Rachel,
suited his stylo of drama, and this contributed greatly to
his own popularity. Ho followed up Lticrice with Agnis
de Meranie (1846), Charlotte Cordat/ (1850), and others.
Ponsard accepted the emi)iro, though with no vtry great
enthusiasm, and received the post of librarian to tho
senate, which, however, he soon resigned, fighting -a blood-
454
p O N — P O N
less duel with a journalist on the subject. VHonneur. et
VAfi/ent, one of bis most successful plays, was acted in
1853, and he became an Academician in 1855. For some
years he did little, but in 186G he obtained great success
with Le Lion Amoureux. He died a year later at Paris
in July 1867, soon after his nomination to the commander-
ship of the Legion of Honour. His widow was pensioned.
Pousard is no doubt in some ways a remarkable dramatist.
Unlike most men who have achieved considerable success
on the stage, he did not overwrite himself, and most of his
plays hold a certain steady level of literary and dramatic
abihty. But, as has been said, his popularity is in the
main due to the fact that ho found an actress ready to
hand for his pieces, and that his appearance coincided with
a certain public weariness of the grander but also more
extravagant and unequal stvle of 1830.
- -PONTAISrUS, JoviAXUs "(1426-1503), a famous Italian
humanist and poet, was born in 1426 at Cerreto in the
duchy of Spoleto, where his father was murdered in one of
the frequent civil brawls which then disturbed the peace
of Italian towns. His mother escaped with the boy to
Perugia, and it was here that Pontano received his first
instruction in languages and literature. Failing to recover
his ' patrimony, he abandoned Umbria, and at the age
of. twenty-two established himseK at Naples, which con-
tiniied'to-be his chief place of residence during a long
and prosperous career. He here began a close friendship
with the distinguished scholar, Antonio Beccadelli, through
whose influence he gait/»d admission to the royal chancery
of Alphonso the Magnanimous. Alphonso discerned the
singular gifts of the young scholar, and made him tutor to
his sons: ^ Pontano's connexion with the Aragonese dynasty
Rs political adviser, military .secretary, a,nd chancellor was
henceforth a close one ; and the most doubtful passage
in his diplomatic career is* when he welcomed Charles
Vm. of France upon the entry of that king into Naples
in 1495, thus shoN^^ing that he was too ready to abandon
the princes upon whose generosity his fortunes had been
raised. Pontano illustrates in a marked manner the posi-
tion of power to- which men of letters and learning had
ai^ived in "Italy. He entered Naples "as a penniless
scholar. He was almost immediately made the companion
and trusted friend "of its sovereign, loaded with honours,
lodged in''a fine house, enrolled among the nobles of the
realm," enriched, and placed at the very height of social
irapor tance. Following ,the example of Pomponio Leto
in Rome and of Cosinio de' Medici at Florence, Pontano
founded an academy for the meetings of learned and dis-
tinguished men. This became the centre of fashion as
well as of erudition in the soufliern capital, and subsisted
long after its founder's death. In 1461 he married his
first WLfe, Adriana Sassone, who bore him one son and
three daughters before her death in 1491. Nothing dis-
tinguished Pontano more than the strength of his domestic
feeUng. He was passionately attached to his wife and
children ; and,, while his friend Beccadelli signed the
licentious verses of Hermaphroditus, his own Muse cele-
brated in liberal but loyal strains the pleasures of conjugal
affection, the charm of infancy, and the sorrows of a
husband and a father in the loss of those he loved. Not
long after the death of his first wife Pontano took in
second marriage a beautiful girl of Ferrara, who is only
known to us under the name of Stella. Although he was
at least sixty-five years of age at this period, his poetic
faculty displayed itself with more than usual warmth and
lustre in the glowing series of elegies, styled Eridanus,
which he poured forth to commemorate the rapture of this
union. Stella's one child, Lucilio, survived his birth but
fifty days ; nor did his mother long rem.ain to comfort the
scholar's old age. Pontano had already lost his only son
by the first- marriage ; therefore his declining years were
solitary. He died in 1503 at Naples, where a remarkable
group of terra-cotta figures, life-sized and painted, still
adorns his tomb in the church of Jlonte Oliveto. He is
there represented together with his patron Alphonso and his
friend Sannazzaro in adoration before the dead Christ.
As a diplomatist and state official Pontano played a part of some
importance in the affairs of southern Italy and in the Barons' War,
the wars with Rome, and the expulsion and restoration of tlie
Aragonese dynasty. But his chief claim upon the attention of pos-
terity is as a scholar. His writings divide themselves into disserta-
tions upon such topics as the " Liberality of Princes " or " Ferocity,"
composed in the rhetorical style of the day, and poeuis. He was
distinguished for energy of Latin style, for vigorous intellectual
powers, and for the faculty, rare among his contemporaries, of
expressing the facts of modern life, tlie actualities of personal
emotion, in language sufficiently classical yet always characteristic
of the man. His prose treatises are moi-e useful to students of
manners than the similar lucubrations of Poggio. Yet it was prin-
cipally as a Latin poet that he exhibited his full strength. An
ambitious didactic composition in hexameters, entitled Urania,
embodying the astronomical science of the age, and adorning this
high theme with brilliant mythological episodes, won the admira-
tion of Italy. It still remains a monument of fertile invention,
exuberant facility, and energetic handling of material. Not less
excellent is the didactic poem on orange trees, Dc Rorlis lies-
pcridum. His most original compositions in vei-se, however, are
elegiac and hendecasyllabic pieces on personal topics — the De Con-
jugali Amore, JEridamis, Tumuli, Kxnis, Baix, &c.— in which ho
uttered his vehemently passionate emotions with a! w-armth of
southern colouring, an evident sincerity, and a truth of painting
from reality which make the reader pardon an erotic freedom that
is alien to our present taste. These lyrical compositions breathe
the atmosphere of Naples, reproduce its scenery with wonderful '
brilliancy, and introduce us to the customs of its pleasure-loving
pagan people. Yet, in spite of their excessive voluptuousness, wa
rise from their perusal convinced that their author was essentially a
good man, a loving husband and father, and an attached friend.
Pontano's prose and poems were printed by the Aldi at Venice.
For his life see Ardito, Giovanni Pontano c i suoi Tempi, Kaples,
1S71 ; for his place in the history of literature, Symonds, Hauiis-
sanc€ in Italy. (J. A. S. )
PONTECOEVO, a city of Italy in the province of
Caserta, on the left bank of th'e Garigliano, with a popu-
lation of 5172 in 1881 (commune 10,191), answers to the
ancient Fregelte, a Volscian city, colonized in 323 B.C. by
the Romans, who thus occasioned the Second Samnite War.
The principality of Pontecorvo (about 40 square miles in
extent), which Napoleon bestowed on Bernadotte in 1806,
was in 1810 incorporated with the French empire.
PONTEFRACT, or Pomfket, a market town and
municipal and parliamentary borough in the AVest Riding
of Yorkshire, England, finely- situated on an eminence near
the junction of the Calder and Aire, and on three railway
lines, 13 miles south-east of Leeds, and 14 north-west of
„Doncaster. The streets are wide and regular, and there
are many good houses and shops. A park over 300 acres
in extent is used as a public recreation ground. The most
important of the antiquarian remains are the ruins of the
famous castle situated on a rocky height, originally cover-
ing with its precincts an area of over 8 acres, and contain-
ing in all eight round towers. The principal feature
remaining is the keep. The castle is said to occupy the
site of a fortress erected by Ailric, a Saxon thane. It was
founded by Ilbert de Lacy shortly after the Conquest, and
probably nearly completed by Ilbert de Lacy the second,
who died about 1141. From that time till it^ demolition
in 1649 it was the great stronghold of South Yorkshire.
It was the cradle of the dukes of Lancaster, and in it
Richard II. was, after his deposition, "kf^pt secretly" till
his death. Many persons of rank and influence have been
confined in it as political prisoners. During the wars\of
York and Lancaster it was a centre of intrigue and con-
spiracy. In 1536 it surrendered to Aske, the leader of
the "pilgrimage of grace." At the beginning of the
Civil War it was garrisoned for Charles, and it under-
went four sieges, three of them by the Parllamentai^
P O N — P O N
456
forces, and one by the Royalists. After its capitulation to
Lambert in March 1649 it was dismantled. Below the
castle is All Saints church, which suffered severely during
the siege of the castle, but still retains some work of the
12th century. In 1837 the tower and ■ transepts were
fitted up for divine service. The church of St Giles,
formerly a chapel of ease to All Saints, but made parochial
in the 18th century, is of Norman date, but most of the
present structure is modern. The 17th-century spire was
removed in 1707, and replaced by a square tower, which
was rebuilt in 1797; the chancel was rebuilt in 1869.
In Southgate is an ancient hermitage and oratory cut out
of the sohd rock, which dates from 1396. On St Thomas's
Hill, where Thomas, earl of Lancaster, was beheaded in
1322, a chantry was erected in 1373, the site of which
is now occupied by a wndmill built of its stones. At
Monkhill there are the remains of a Tudor building called
the Old Hall, probably constructed out of the old priory
of St John's. A grammar school of ancient foundation,
renewed by Queen Elizabeth and by Cteorge III., is now
in abeyance. The town-hall was built in 1796 on the site
of one erected in 16.56, which succeeded the old moot-hall,
dating from Saxon times. Among other buildings are the
court-house, the market^hall, the assembly rooms (a hand-
some building adjoining the town-hall), and the dispensary.
The principal alms-house, that of St Nicholas, dates from
Saxon times. Trinity Hospital was founded in the 14th
century by the celebrated Sir Hobert KnoUes. There are
extensive gardens and nurseries in the neighbourhood, and
liquorice is largely grown fr- the manufacture of the cele-
brated Pomfret cakes. The town possesses iron found-
ries, sack and matting manufactories, tanneries, breweries,
corn mills, and brick and terra-cotta works. The popula-
tion of the municipal borough (extended in 1875) in 1871
was 6432, and in 1881 it was 8798, the popuktion of the
parliamentary borough (area 7316 acres) in the same years
being 11.563 and 15,322. The increase is mainly due to
the fact that Pontefract is now a military centre.
There are indications that the Romans wcr ■ stationed near the
present town, which adjoins the Ermine Street. In Domesday it
13 called Tateshale, and is said previously to have heen held by the
king (Edward the Confessor). It then possessed a church and
priest, one fishery, and three mills. Subsequently it is mentioned
as Kirkby. Of the cause of the change of the name to Pontefract
various unsatisfactory explanations are given. According to one
account it was because when William advanced to the conmiest of
the north his passage was delayed by a broken bridge (but tnis was
at Ferrybridge, 3 miles olf); according to a second the name was
bestowed on it by its Norman possessor from Pontfrete in Nor-
mandy (which, however, never existed) ; and according to a third
the name perpetuates the remarkable preservation from drowning
of those who fell into tlie river when the concourse of people made
the bridge give way on the arrival of St William of Canterbury in
1153 (altliough all contemporary historians call the place Ponte-
fract when Archbishop Thurstan died there in 1140) The town
received a'charter from Roger do Lacy in 1194, and was incorpor-
ated in the time of Richard III. As early as 1207 it returned two
members to parliament ; but there was a long discontinuance iu the
14th, 15th, and 16th centuries. The practice was revived under
James I. The "redistribution" measure of 188.5 deprives it of
one of its members. The municipal borough is divided into three
wards, and is governed by six aldermen and eighteen councillors.
PONTEVEDRA, a maritime province of Spain, is
bounded on the N. by Corufia, on the E. by Lugo and
Orense, on the S. by Portugal (Entre Douro e Minlio), and
on the W. by the Atlantic, and has an area of 1739 square
miles. The general character of the province is hilly, with
a deeply indented coast ; its products are those common
to all Galicia (q.v.), of which historical province it formed
a part. The population in 1877 was 4.')1,946, the
municipalities with a population over 10,000 being La
Estrada (23,528), Lalin (16,217), Lavadorcs (13,658),
PoNTEVEDiiA. (uoticcd bclow), Puenteartas ( 1 4 ,566), lledon-
dela (10,073), Silleda (13,346), Tomino ( 11,150), Tuy
(11,710), and Vigo (13,416). Vigo is connected by rail
with Tuy and Orense, and the Une from Santiago to
Vigo is open as far as to Carril.
PONTEVEDRA, capital of the above province, and an
episcopal see, is a picturesque old granite-built town,
pleasantly situated at the head of the Ria de Pontevedra,
where the Lerez is spanned by the old Roman bridge
(whence the name — po7is veins). The inhabitants engage
in agriculture, sardine fishing, and the manufacture of
cloth and hats. The population of the municipality in
1877 was 19,857.
PONTIaNAK. See Borneo.
PONTIFEX. The principal college of priests in ancient
Rome consisted of the pontifices, the rex sacrorum, and the
flamines, under the headship of the pontifex viaximut.
The rex sacrorum was the functionary who under the
republic succeeded to the sacrificial duties which in old
time had been performed by the king ; the flamines were
sacrificial priests of particular gods, the most important
being the flamen Dialis, or priest of Jupiter, whose wife,
theyfamtreica Dialis, was priestess of Juno. The pontifices
on the other hand were not assigned to the service of
particular gods, but performed general functions of the
state religion ; and their head, the pontifex maximus, was
the highest religious authority in the state. For, while
the rex sacrorum succeeded to the liturgical functions of
the king, it was the pontifex maximus who inherited the
substance of power in sacred things ; the other members
of the college were his counsellors and helpers, but no
more. It is probable that there was no supreme pontifex
under the kings, but that in accordance with the general
rule that sacred officers went in threes, following the
number of the old tribes, the king sat as sixth and chief
among the five pontifices whom Numa is said to have
instituted. The functions of pontifex maximus were indeed
too weighty to be discharged by a subject in a monarchical
government, and from Augustus to Gratian (382 a.d.) this
supreme priesthood was held by the emperors in person.
The original idea of the pontificate is as obscure as the
name; it is by no means certain that pontifex means
bridge-maker (as the commonest etymology has it) with
reference to the duty of maintenance of the sacred
Sublician bridge, for there were pontifices from of old in
other parts of Italy. Marquardt conjectures that the
name originally denoted atoning functions, from the same
root as appears in punts, pcena. In historical times the
pontificesh&d a very extended sphere of duties, and claimed
to possess professional "knowledge of things human and
divine." 'The supreme pontiff. was in' the religion of the
state what the father was in the religion of the family.
His dwelling was in the regia close to the altai- of Vesta,
the sacred hearth of the state ; and the most sacred
objects of national worship, the pennies publici and tue
mysterious palladia of Roman sovereignty, were his special
care. The flamens and vestal virgins were appointed by
him and stood under his paternal power, and the stated
service of their cults, as well as those exercises of public
religion for which no special priests were provided, were
under his charge or that of the college in which he pre-
sided. The pontiff.", moreover, supjilicd technical guidance
and help in those religious functions in which the senate
or magistrates had the first part ; while the charge of the
calendar with its complicated intercalation and system of
feast days gave them an imjiortant influence on affairs of
civil life. The control of the calendar is closely connected
with the duties pcrtainiii ' ulificnl archives, which,
besides a ma.ss of ritual and the like, embraced
the calendars of past years (uwluJing tho fnsli conmiUtres)
and the annates maxinii or annual chronicle of public
events. Further the pontiffs had tho weighty function of
456
P 0 N — P O N
declaring and interpreting the laws of religion, wliicli
involved such important socip.l matters as marriage and
testamentary dispositions j but this function was declara-'
tory and not magisterial ; the state gave no executive
poTfer to the pontiffs, save only that the poniifex maximus
exercised disciplinary authority over those priestly persons
T;ho stood under his paternal power. The pontiffs, who
held office for life, originally filled up the vacancies in
their number by cooptation, but as early as 212 B.C. the
head of their college was named by the voice of the
people, and in 104 b.c. the choice of the members of the
priestly colleges was also transferred to comitia of a
peculiar constitution. The number of pontifices was
gradually enlarged, first to nine and then, under Sulla, to
fifteen, and the emperors exercised the right of adding
supernumeraries at wilL
PONTINE MAESHES. See Latium, vol. xiv. p. 343.
PONTOISE, a commercial town of France, at the head
of an arrondissement of the department Seine-et-Oise, 18
miles by rail north-west of Paris, picturesquely situated on'
the right bank of the Oise where it is joined by the
Viosne, and at the intersection of the railway from Paris
to Dieppe by Gisors with that of the valley of the Oise.
The traffic on the main river is large, and the tributary
drives numerous mills. Of the many convents and
churches that used to exist in the town two only remain :
St Maclou, a church of the 12 th century, was altered and
restored in the 15th and 16 th centuries by Pierre Lemer-
cier, the famous architect of St Eustache at Paris; and
Notre Dame, of the close of the 16th century, contains the
tomb of St Gautier (13th century). Grain and flour are
the principal staples of the trade of Pontoise ; the popula-
tion in 1881 was 6675.
' Pontoise existed in the time of the Gauls as Brivalsarae {i.e..
Bridge of tlie Oise). The Romans made it the scat of forges dedi-
cated to Vulcan, and thus the district came to be distinguished
as Pagus Vulcanius or the Vexin. Pontoise was destroyed by the
Normans in the 9th century, united with Normandy in 1032, and
acquired by Philip I. in 1064. tying on the borders of the two
states it often passed from one to the other. Tlie English took
it in 1419, and again in 1436. In 1441 Charles VII. took it by
storm after a three months' siege. After belonging to the count
of Charolais down to the treaty of Con flans, it was given as a
dowry to Jeanne of France when .she was divorced by Louis XII.
The parlement of Paris several times met in the town ; and in
1561 the states -genera! convoked at Orleans removed thither after
the death of Francis II. During the Fronde it ottered a refuge
to Louis XIV. and Mazarin. Henry III. made it an apanage for
his brother the duke of Anjou. At a later period it passed to the
duke of Conti. Down to the Revolution it remained a monastic
town. Philip the Bold, founder of the hou.se of Burgundy, the
architects Pierre and Jacques Leujercier, and Tronson-Ducondray,
one of the defenders of Marie Antoinette, are among the native.'!
of Pontoise.
PONTOON. Pontoons are vessels employed to sup-
part, the roadway of floating bridges. They may be either
open or closed, heavy and only movable when floated, or
light enough to be taken out of the water and transported
overland, as when required to form part of the equipment
of an army in the field.
From time immemorial floating bridges of vessels
bearing a roadway of beams and planks have been
employed to facilitate the passage of rivers and arms of the
sea. Xerxes crossed the HeUespont on a double bridge,
one line supported on three hundred and sixty, the
other on three hundred and fourteen vessels, anchored
head and stern with their keels in the direction of
the current, Darius throw similar bridges across the
Bosphorus and the Danube in his war against the
Scythians, and the Greeks employed a bridge of boats to
cross the river Tigris in their retreat from Persia. Float-
ing bridges have been repeatedly constructed over rivers
in Europe and Asia, not merely temporarily for the passage
of an army, but permanently for the requirements of the
' country ; and to this day many of the great rivers in India
are crossed, on the lines of the principal roads, by floating
bridges, which are for the most part supported on boats
such as are employed for ordinary traffic on the river.
But light vessels which can be taken out of the water and
lifted • on to carriages are required for transport with an
army in the field. Alexander the Great occasionally carried
with his army vessels divided into portions, which were
put together on reaching the banks of a river, as in crossing
the Hydaspes ; he is even said to have carried his army
over the Oxus by means of rafts made of the hide tents of
the soldiers stuffed with straw, when he found that all the
river boats had been burnt. Cyrus crossed the Euphrates
on stuffed skins. In the 4th centiu-y the emperor Julian
crossed the Tigris, Euphrates, and other rivers by bridges
of boats made of skins stretched over osier frames. In the
17th century the Germans employed timber frames covered
with leather as pontoons, and the Dutch similar frames
covered with tin ; and the practice of carrying about skins
to be inflated and employed for the passage of troops across
a river, which was adopted by both Greeks and Romans,
still exists in the East, and has been introduced into
America in a modified form, india-rubber being substituted
for skins.
Pontoons have been made of a variety of forms and of
almost every conceivable description of material available
for the purpose of combining the two essential qualities of
transportability over land and power of support in water.
As these qualities are not only distinct but conflicting, one
of them has been frequently sacrificed to the other. Thus
history records many instances of bridges having failed
because incapable of supporting all the weight they were
called on to bear, or of resisting the force of the current
opposed to them ; it also records instances of important
strategical operntions being frustrated because the bridge
equipment could not. be brought up in time to the spot
where it was wanted. Numerous expedients for lightening
the. equipment have ' been suggested, in America more
particularly ; but the proposers have not always re-
membered that if a military bridge is intended to be
carried mih aa army it is also intended to carry the army,
with its columns of infantry and cavalry, its numerous
waggons; and its ponderous artillery, and if ought to do
so with certainty and safety, even though a demoralized
rabble should rush upon it in throngs.
■> Pontoons have bsen made of two forms, open as an
undecked boat, or closed as a decked canoe or cylinder.
The advantage claimed for the 'closed pontoon is that' it
cannot be submerged by the river, but only by having
to bear a greater load than its buoyancy admits of ; the
disadvantages are that it is difficult to make and keep
water-tight, it requires special saddles for the support of
the baulks which carry the roadway, and it cannot be
conveniently used as a row-boat. During the Peninsular
War the English employed open bateaus, as did and still
dj aU the other European nations ; but the experience
gained in that war induced the English to abandon the
open bateau ; for if large it was very difficult to transport
across country, and if small it was only suited for tranquil
streams, being liable to fill and sink should the river rise
suddenly or become disturbed by the wind. Thus closed
pontoons came to be introduced into the British army.
General Colleton de-vised the first substitute for the open
bateau, a buoy pontoon, cyiindricai with conical ends and
made of vrooden staves like a cask. Then General Pasley
introduced demi-pontoons, like decked canoes with pointed
bows and square sterns, a pair, attached sternwise, forming
a single "pier" of support for the roadway; they were
constructed of light timber frames covered with sheet
copper and were decked with wood; each demi-pontooc
PONTOON
457
was diviclcJ internally into separate compartments by
partitions whicli were made as watertigli't as possible, and
also supplied witji the means of pumping out water ; when
transported overland with an army, a pair of derai-pontoons
and the superstructure of one bjiy formed the load for
a single carriage weighing 3110 ft when loaded. The
I'aslcy was superseded by the Blanshard pontoon, a tin
coated cylinder with hemispherical ends, for which great
mobility was claimed, two pontoons and two bays' super-
structure being carried on one waggon, giving a weight of
about 5000 lb, which was intended to be drawn by four
horses. The Blanshard pontoon was long adopted for the
British army, but it is now being discarded ; experiments
made with it in peace time showed that it would probably
break down under the strain of actual warfare, and efforts
were constantly made to improve on it ; when immersed
to a greater depth than the semi-diameter it became very
unstable and lively under a passing load, a defect which
Serjeant-Major Forbes proposed to remedy by giving it a
triangular instead of a circular section, thus increasing the
stability by presenting a continually increasing area of
bearing surface up to the level of total immersion ; but the
angles of these pontoons were found so liable to injury
as°to counterbalance any advantages over the cylinders.
I \fter many years' experience of the closed pontoon the
Ent'lish engineers came to the conclusion that it was
desirable to return to the form of the open bateau to which
the en"ineers of all the Continental armies had meanwhile
constantly adhered. Captain Fowke, R.E., invented a
folding open bateau, made of water-proof canvas attached
to sliding ribs, so that for transport it can be collapsed
like the bellows of an accordion and for use it can be ex-
tended by a pair of stretchers ; it is very mobile, but it is;
also deficient in power of support, for whereas the buoy-
ancy due to the outline form out of the water is 13,600 lb
the actual buoyancy in the water is only 8649 lb, because
of the cavities in the canvas between the ribs which are
formed by the pressure of the water outside ; moreover,
the surface irregularities cause the pressure exerted by a
current upon a bridge formed of these collapsible pontoons
to be about three times as much as upon one of equal
power formed with Blanshard's or Pasley's pontoons ; there
is thus great risk of the bnilge being carried away by a
strong current.
The following table shows the powers of various pontoons at
present or recently in use by difl-erent nations Tlie working
power of support " has been calculated m most instances by deduct-
ing from the "available buoyancy" one-fourth for open and one-
tenth for closed vessels : —
The Powers of Various Pontoon Bridges.
Pontoon.
Gribeauval: open bateau, oak
Austrian: open, wooden, 1799 •
Aust.-Birago: open, wooden; two pieces
„ „ three ,
,, ,, iron ; two pieces
,, „ » three ,,
French: open, wooden; reserve
,, ,, „ advanced guard
(?e»eral....
Prussian: open, wooden; open order
close order
„ ,, iron ; open order
,, ,, „ close order
Italian: open, wooden; one piece
two pieces
,, modified; onepieco
„ ,, two pieces
„ . (open, canvas on I open orfcr —
Uussian : j ^o^jen framework ; ( close order....
Belgian: open, iron ; one piece
,, ,, ,, two pieces
. . I india-rubber, three | open order.
American : j gyjinj^rs connected ( close order.
English Pontoons.
rcninF.ular ) open, tin ; reserve
ciiuipment: ( ,, ,, advanced guard....
rnsley : closed demi-canoo; copper
Blanshard: cylinder, tin ; open order
,1 ,, ,, close order
,, ,,• ,, infantry pattern...
Fowke: open, collapsible, canvas; open order.
Forbes : closed, spherangular, tin ; open order..
Blood: open, wooden; general
Ft.
36-3
27-0
28-0
39-4
28-0
39-4
30-9
19-7
30-9
237
23-7
24-7
24-7
19-6
39-2
24-G
49-2
21-0
21 '0
24-8
49-2
20 0
20-0
18-9
15-1
25 0
22-5
22-5
15-5
220
24-2
21-6
Cuh. Ft.
593
354
303
445
353
530
323
156
321
164
164
214
214 ,
283
565
325
649
209
209
297
595
130
130
209
120
141
109
109
26
134
128
280
a s
£0.
t- C 3
t> 03 W
It)
45,044
22,123
18,907
27,791
22,090
33,135
20,286
9,734
20,065
10,226
10,226
13,385
13,385
17,660
35,320
20,290
40,680
13,042
13,012
18,584
37,168
8,126
8,125
13,092
7,520
8,781
6,785
6,785
1,040
8,460
7,977
17,500
8,044
3,332
3,249
3,884
3,698
4,501
8,608
1,506
3,153
2,393
2,213
2,209
2,029
3,582
4,672
3,401
4,489
2,356
2,083
3,336
4,543
1,980
1,824
2,374
1,654
2,103
1,000
1,408
340
1,210
1,689
2,300
=3
<
lb
37.000
18,791
16,658
23,907
18,392
28,634
16,678
8,228
16,912
7,833
8,013
11,176
11,356
14,078
30,748
16,889
36,091
10,087
lO,?.^
10,248
32,620
6,145
^,301
10,718
5,866
6,678
6,185
5,377
1,300
7,214
0,288
15,200
o
a p.
oa
lb
27,750
14,093
11,744
17,930
13,794
21,476
12,509
6,171
12,684
5,875
6,010
8,382
8,517
10,559
23,061
12,669
27,068
8,015
8,219
11,436
24,465
5,630
6,701
8,039
4,400
0,010
4,667
4,839
1,170
6,411
r>,6.'i9
13,350
Ft.
22-8
16-6
21-7
21-7
21-7
21-7
19-7
16-4
19-7
15-3
11-2
15-3
11-2
26-3
26-3
23-0
23-0
16-6
11-7
19-7
19-7
18-0
11-7
16-8
14-0
12-6
12-5
8-3
6-3
100
110
150
1^
01
c »
•s
■Sfi-S
3^
•5
So"
&> Ot
^
11
n
111!
tt)
lb
Ft.
tb
1,215
840
15
6
35,563
849
560
U
4
18,924
,542
560
9
3
20,181
827
560
9
3
20,181
636
560
9
3
20,181
991
560
9
3
20,181
636
660
10
5
20,685
376
560
9
3
16,252
644
560
9
8
19,306
384
560
9
9
15,147
535
560
9
9
11,088
501
560
9
9
15,147
759
560
9
9
11,088
402
560
9
8
25,774
878
560
9
8
25,774
551
560
9
8
22,540
1,178
560
9
8
22,540
493
660
10
4
17,264
705
560
10
4
12,168
580
560
9
'•>
18,715
1,244
600
9
5
18,715
307
580
11
0
19,600
393
560
11-0
18,370
477
560
10-0
16,800
314
500
9-0
12,600
481
560
10 0
12,500
373
560
10-0
12,500
681
660
100
8,300
220
280
7 0
3,710
641
500
10-0
10,000
514
660
100
11,000
890
060
10
■0
16,000
In the English and French equipment the pontoons were
originally made of two sizes, the smaller and fighter for tlio
"advanced guard," the larger and heavier, for tlio "reserve"; in
both equipments the same size pontoon is now adopted for general
requirements, the superstruoturo being strengthened when necessary
for very heavy weights. The Austrian and Italian pontoons are
made in three pieces, two with bows and n middle picec without;
not less than two pieces are ordinarily employed, and the third is
tjitvoduccd when great supporting jiowcr is rcquiicil, but in all casei.
a constant interval is maiulaincd bjtweon the pontoons. On the
other hand in the Prussian, Russian, Dutch, and Aniorienn and m
tlio F.nglish Blanshard equipments grenter snpporting power is
obtained not by ineroasiiig the number of supports butl.v diminisli-
ing the central interval between tho pontoons. A\itlnn certain
limiU it does not matter whelber tlie buoyancy is made up of a
largo number of sniall or a small number of large vessels, so long as
tho waterway is not nndulv contracted ami tho obslnirtion otTired
to a swift current dangrrous.1v increased ; but it is to be remembered
that pontoon bridges have failed as frequently from being woslie.!
away as from insufficient buoyancy.
XIX. — tS
453
P O N — P 0 N
On comparing the "avaflable buoj-ancy" with the "greatest
possible load at 100 lb per foot superlicial of roadway " for each of
the bridge equipments in the preceding table, it will be seen that
very few of the bridges are really capable of carrying the maximum
load they may be called on to bear. Strictly speaking the roadway
superficies should in all instances bfe proportioned to the buoyancy
cf the pontoon, or, as the central interval between the pontoons
cannot be reduced below certain limits, the width of the roadway
should be proportioned to the buoyancy ; in other words the
" chesses " or planks which form the roadway should be made of a
shorter length for a bridge which is designed for light traffic than
for one which is designed- for heavy traffic. The employment of
chesses of different lengths for the pontoon equipment of an army
would, however, be very inconvenient and troublesome, and this has
led to the adoption of a constant breadth of roadway, on the under-
standing that the traffic will always be controlled by the officer, in
charge of the bridge.
The latest form of pontoon for the English army is one with
which the name of Colonel Blood, R.E., is mainly associated. Its
powers are given in the lowest line of the preceding table. It is an
open bateau with decked ends and sides partly decked where the
rowlock blocks are fixed. It consists of six sets of framed ribs con-
nected by a deep kelson, two side streaks, and three bottom streaks.
The sides and bottom are of thin yellow pine with canvas secured
to both surfaces by india-rubber solution, and coated outside with
marine glue. The central interval between the pontoons in forming
a bridge is invariably maintained at 15 feet ; for the support of the
roadway five baulks are ordinarily employed, but nine for the
passage of siege artillery and the heaviest loads ; they fit on to
saddles resting on central saddle beams. The pontoons are not
immersed to within 1 foot of the tops of their 'coamings " when
carrying ordinary loads, as of infantry in marching order " in fours "
crowded at a check, or the 16-pounder gun, which weighs 4800 lb ;
nor are they immersed to within 6 inches when carrying extraor-
dinary loads, such as disorganized infantry, or the 6f-pounder gun
weighing 11,100 1b. In designing this pontoon the chief points
attended to were— (1) improvement in power of support, (2) simpli-
fication in bridge construction, (3) reduction of weight in transport)
and (i) adaptation for use singly as boats for ferrying purposes.
One jiontoon with the superstructure for a single bay constitutes a
load for one waggon, with a total weight behind horses of abotit
4500 lb.
For the British army in India the standard pontoon for many
years was the Fasley ; it was seldom used, however, for boats could
almost always be procured on the spot in sufficient numbers
wherever a floating bridge had to be constructed. Of late years an
equipment has been prepared for the Indian army of demi-pontoons,
similar to the Blood pontoon cut in half, and therefore more
mobile ; each has a bow and a square stern, and they are joined at
the sterns when required to form a "pier" ; they are fitted with
movable covers and can therefore be used in much rougher water
than pontoons of the homo pattern, and their power of support and
brejdth of roadway are the same.
For the British army there is a light form of the Blanshard
pontoon suitable for infantry uncrowded, guns unlimbered, and
cavalry in single file. The fjerthon collapsible boat, for infantry
in single file, is also employed ; when open it is 9 feet long and 4
feet wide; it weighs 109 lb with a pair of oars and a removable
thwart or seat (to enable it to be used as a boat), and can be
slung on to a bamboo and carried by two men ; the superstructure
for one bay weighs 97 lb, and is also carried by two men ; the width.
of roadway is 18 inches ; twelve boats are required to bridge a
stream 100 feet in width.
The india-rubber pontoon does not appear to have been generally
employed even in America, where it was invented. Tlie engineer
officers with the army of the Potomac, after full experience of the
india-rubber pontoon and countless other inventions of American
genius, adopted the French equipment, which they found "most
excellent, useful, and reliable for all military purposes." The
Russians in crossing the Danube in their war with Turkey in 1878
employed the Austrian equipment.
ArjthorHtes. — Colonel Lovell, R.E., Pro/. Papers, Royal Euoineers, vol. xii.,
1363 ; Brig.-Gen. CuUum, U.S.A. Engineers. StiHem of Military Bridges in use
by the United States Army, 1363; Gen. Barnard, U.S.A., Report on Army of
Potomac, 1S63 ; Lord Wolseley, Pocket-Book for Field Service, 1882 ; Military
Bridges, Chatham, 1879. (J. T. V/.)
PONTOPPIDAN, Erik (1698-1764:), a learned Danish^
author, was born at Aarhuiis on August 24, 1G98, and
studied divinity at the university of Copenhagen. On
finishing his education he was appointed travelling tutor
to several young noblemen in succes,sion, and in 1735 he
became one of the chaplains of the king. < In 1738 he was
made professor estraordinarius of theology at Copenhagen,
and in 1747 bishop of Bergen, Norwaj', where he died
on December 20, 1764.
His principal woflcs a.Te — The'itrHm Danise letcris cl mocurna
(4to, 1730), a description of the geograjihy, natural history,
antiquities, &c. , of Denmark; Gcsla ct fcstiijia Dniwrum aira
Daiiiam (2 vols. 8vo, 1740), of which laborious work it is cuoiigb
to remark that it was written before the rise of the modejn
historical school; Annates Ecclesim Danicx (4 vols. 4to); Marmora
Danica Sdectiora (2 vols. Col., 1739-41); Glossarium S'orvcgkiiin
(1749); Del forste Forsog^aa Norycs naturlige Jlislorie (4to,
1752-54; Eng. trans.. Natural His(->Ty of Koriray, 1755), contain-
ing curious accounts, often referred to, of the Ki-aakcn, sea-serpent,
and the like; Origencs Ha/nienscs (17G0). 'His Danske Alias (7
vols. 4to) was mostly posthumous.
PONTORMO, Jacopo d.4 (1494-1557), whose family
name was Carucci, a painter of the 'Florentine school, was
born at Pontormo in 1494, son of a 'painter 'of .ordinary
ability, was apprenticed to Leonardo da Vinci, and after-
wards took lessons from Pier di Cosimo. ,"■ At the age of
eighteen he became a journeyman to Andrea del Sarto, and
was remarked as a young man of exceptional accompli.>h-
ment and promise. - Later on, but still in early youth, lie
executed, in continuation of Andrea's labours, the Visita-
tion, in the cloister of the Servi in Florence — one of the
principal surviving evidences of his powers. The most
extensive series of works which he ever undertook was a
set of frescos in the church of S. Lorenzo, Florence, from
the Creation of Man to the Deluge, closing with the Last
Judgment. By this time, towards 1546, he had fallen
under the dangerous spell of Michelangelo's colossal genius
and superhuman style ; and Pontormo, after working on
at the frescos for eleven years, left them incomplete, and
the object of generaP disappointment and disparagement.
They were finished by his leading pupil Anj,^io Bronziio,
but have long since vanished under whitewash. Among
the best works of Pontormo are his portraits, which include
the likenesses of various members of the Medici family ;
they are vigorous, animated, and highly finished. He was
fond of new and odd experiments both in style of art
and in method of painting. From Da Vinci he caught one
of the marked physiognomic traits of his visages, smiles
and dimples. At one time he took to direct imitation or
reproduction of Albert Diirer, and executed a series of
paintings founded on the Passion subjects of the German
master, not only in composition, but e\i;n in such peculi-
arities as the treatment of draperies, &c. Italian critics,
both contemporary and of later date, have naturally
regarded this as a very perverse aberration. Pontormo
di^d of dropsy on 2d January 1557, mortified at the ill
success of his frescos in S. Lorenzo ; he was buried below
his work in the Servi*. He was a man of solitary self-
neglectful habits, a slow worker, receiving comjiarativcly
little aid from scholars, indifferent to gain or distin-
guished patronage, and haunted by an instinctive horror
of death.
POXTUS was the name given in ancient times to an
extensive tract of country in the north-east of Asia Minoi^
bordering on Armenia and Colchis (see vol. xv. Plate II.).
It was not, like most of the divisions of Asia, a national
appellation, but a purely territorial one, derived from its
proximity to the Euxine, often called simply Pontus by the
Greeks. Originally it formed part of the extensive region
of Cappadocia, which in early ages extended from the
borders of Cilicia to the Euxine ; but afterwards it came
to be divided into two satrapies or governments, of which
the northernmost came to be distinguisjied as " Cappadocia
on the Pontus," and thence simply as "Pontus." The
term is not, however, found either in Herodotus or
Xenophon, though the latter traversed a considerable part
of the region, and it is probable that it did not come into
general use until after the time of AW.xander the Great.
Under the Persian empire the province continued to be
governed by a. satrap, nominally subject to the great king,
but apparently enjoying virtual independence, as no
P O N — P O N
459
mention occurs in Xenoplion of the Persian authorities in
this part of Asia. The first of those local satrajis who
assumed the title of king was Ariobarzanes, about the
beginning of the 4th century B.C., who was reckoned the
founder of the dynasty ; but its liistory as an independent
monarchy really begins with Jlithradates II., who com-
menced his reign in 337 B.C. From this time Pontus con-
tinued to be ruled by a succession .of kings of the same
dynasty, mostly bearing the name of Mithradates, whose
independoncb was respected by the Macedonian sovereigns
of Asia, and who were able gradually to extend their
power along the shores of the Euxine. The capture
of the important city of Sinope by Pharnaces I. (about
183 B.C.) led to the extension of their frontier to that of
Bithynia ; while under Mithradates VI., commonly known
as the Great, their dominion for a time comprised a large
part of Asia Minor. The history of the reign of that
monarch and his wars with the Romans will be found
under the heading Mithradates. After his final defeat by
Pompey in 65 B.C., Pontus was again confined within its
original limits, but was united with Bithynia as a Roman
province, and this union generally continued to subsist,
though not without interruption, under the Roman empire.
A portion of the original dominion of the kings of Pontus
was, however, separated from the rest by Antony in
36 B.C., and placed under the government of a Greek
rhetorician named Poleraon, whose descendants continued
to rule it till the reign of Nero, when it was finally
annexed to the Rohian empire (63 a.d.). Hence this part
of the country came to be known as Pontus Polemoniacus,
by which epithet it was still distinguished as a Roman
province. The interior district in the south-westj ad-
joining Galatia, hence came to be known as Pontus
Galaticus.
Pontus, in the proper sense of the terra, as defined by
Strabo, who was himself a native of the country, was
bounded by the river Hal3's on the west, and by Colchis
and the Lesser Armenia on the east. Its exact frontier
in this direction is not specified, but it may be taken as
extending as far as the mouth of the river Acampsis. The
region thus limited may be considered as divided into
two portions, differing much in their physical characters.
The western half presents considerable plains and upland
tracts in the interior, stretching away till they join the
still more extensive uplands of Cappadocia and Galatia.
Besides the great river Halys that forms its boundary' on
the west, this region is traversed. by the river Iris, and its
tributary the Lycus, both of which have their rise in the
highlands on the frontiers of Armenia, and are very con-
siderable streams, flowing through fertile valleys. The
Thermodon, which enters the Euxine a little to the cast of
the Iris, is a much less important stream, though cele-
brated from its connexion with the fatle of the Amazons.
On the other hand the eastern portion of Pontus, between
Armenia and the Euxine, is throughout a very rugged and
mountainous country, furrowed by deep valleys descending
from the inland range of mountains, known to the c'jcients
as Paryadres, which has a direction nearly parallel to the
sea-coast, and is continued to the frontiers of Colchis
under the name of Scydises and various other appellations.
These mountains have in all ages been almost inaccessible,
and even in the time of Strabo were inhabited by wild
tribes who had never been really reduced tosubjection by
any government. But the coast from Trcbizond westward
is one of the most beautiful parts of Asia Minor, and is
justly extolled by Strabo for its wonderful productiveness
in fruits of every description.
The population of the greater part of Pontus was
undoubtedly of the same race with that of Cappadocia, of
which it originally formed a part, and was therefore clearly
of Semitic origin.' Both nations were frequently comprised
by the Greeks under the term Leucosyri or White Gyrian-s.
But the rugged mountain districts in the north-east,
towards the frontiers of Colchis and Armenia, wcro
occu|)ied by .t. number of semi barbarous tribes, of whosa
ethnical relations we are wholly ignorant. Such were the
Chaldicans or Chalybes (identified by the Greeks with the
people of that name mentioned by Homer), the Tibareni,
the Mosynocci, and the ^Macrones. Some light is thrown
on the manners and condition of these people by Xcnophon,
who traversed their country on his march from Trapezus
to Cotyora {Anab., v.) but wo have otherwise hardly any
information concerning them.
The sea-coast of Pontus, like the rest of the south shore
of the Euxine, was from an early period studded with
Greek colonies, most of them of Milesian origin, though
in many cases deriving their settlement directly from
Sinope, itself a colony of Miletus. Next to that city,
between the mouth of the Halys and that of the Iris,
stood Amisus, originally a colony direct from Miletus, but
which subsequently received a body of Athenian settlers.
It was one of the most flourishing of the Greek colonies
on this coast, and is still a considerable town under the
name of Sarasun. Proceeding eastward from thence, we
find Side, called in later times Polemonium ; Cotyora, a
colony of Sinope, where Xenophon embarked with the ten
thousand Greeks; Cerasus, afterwards named Pharnacia;
and Trapezus, also a colony of Sinope, which was a
flourishing and important town in the days of Xenophon,
but did not attain till a later period to the paramount
position which it occupied under the Roman and Byzantine
empire, and which it still retains under the name of
Tkebizond (q.v.).
But, besides these Greek settlements, there were in tho
interior of Pontus several cities of considerable importance,
which were of native origin, though they had gradually
received a certain amount of Greek culture. Tho principal
of these were Amasia, on the river Iris, the birth-place of
Strabo, which was made the capital of his kingdom by
Mithradates the Great, but had previously been the
burial-place of the earlier kings, whoso tombs are still
extant, and have been described by Hamilton and other
travellers ; Comana, higher up the valley of the same
river, which, like the place of the same name in Cappadocia,
was consecrated to a native goddess named Ma, identified
by Strabo with the Greek Enyo, and derived great cole-.
brity from its sacred character, .having a large fixed popu-
lation under tho direct government of the priests, besides
being tho resort of thousands of pilgrims ; Zela, nearer
the frontier of Galatia, which was in like manner conse-
crated to a goddess named Anaitis ; and Cabira, in the
valley of the Lycus, afterwards called NeocK;sarea, a name
still retained in the abbreviated form of tho modern
Niksar. Several smaller towns are mentioned by Strabo
as giving name to the surrounding districts, of which he
has left us tho names of not less than fifteen ; but these
obscure appellations of local divisions are in themselves of
little interest, and for the most part not mentioned by anj
other writer. (e. u. b.)
PONTUS DE TYARD' (c. 1521-lCOr.), one of the
famous Pleiado who helped to reform French literature in
tho 16th century, was tho highest in rank and the most
allluent in fortune of tho seven. He was indeed in some
sort an anticipator of Ronsard and Du BcUay, for his
Erreurs Amovrciises preceded their work. Ho was seigneur
of Bissy in Burgundy, was born at the seignorial house in
> Siicli nt Icnst wos tho general opinion of Greek writers. Tho
Semitic or Amminnn origin of Iho Cnppmlocian.s linn, whoever, in
modern times liccn qucationcd by NOldcko and other aulhoritica ou
Semitic ethnology.
460
p o N — P 0 O
or about 1521, and died at a great age at Bragny on the
SaCne, another seat of his, on September 25, 1605. He
was thus the last survivor as well as one of the eldest of
the group. His early poems, the Erreurs Aniouretises,
originally published in 1549, were augmented with other
works in successive editions till 1573. Pontus de Tyard
published IHscours Pkitosopldques in 1587, and appears to
have been a man of extensive knowledge and just thought.
He was, moreover, a courtier and official of some standing
for many years, and, entering the church, was made count-
bishop of Chiilon-sur-Saone. In this high position he
bore a character for political and religious moderation.
On the whole his poetry is inferior to that of his com-
fianions, but he was onS of the first to write sonnets in
French (the actual priority belongs to Mellin de St
Gelais) ; and one of these, the beautiful Sonnet to Sleep
(it has been noted that the poetical name of his mistress
In the En-eurs is, oddly enough, Pasithea, the name of
the nymph beloved classically by the god of sleep), is a
Very notable and famous piece. It is also said that
Pontus de Tyard introduced the sestine into France, or
rather reintroduced it, for it is originally a Provencal
invention.
PONTYPOOL, a town and urban sanitary district of
Monmouthshire, England, situated on an acclivity above
the river Avon Lwyd, on the Monmouthshire Canal, and
on the Great- Western and Monmouthshire Railways, 8
miles north of Newport. The town-hall, in the Doric st3le,
dales from 185G, the market-house from 1S46, and the
Baptist theological college from 1856. At one period
Poutypool was famed for its japanned goods, invented by
Thomas Allwood, a native of Northampton, who settled
in the town in the reign of Charles II., but the manu-
facture has long been transferred altogether to other
towns. The present prosperity of Pontypool is due to
its situation on the edge of the great Pembrokeshire
coal and iron basin. The earliest record of trade in
iron is in 1588, but it was developed chiefly in the
beginning of the 18th century by the Hanburys, the pro-
prietors of Pontypool Park. The town possesses large
forges and iron-mills for the manufacture of iron-work and
tin-plate. The population of the urban sanitary district
(area 80.0 acres) in 1871 was 4834, and in 1881 it was 5244.
PONTYPKIDD, sometimes also called NE^VBRIDGE, a
market town of Glamorganshire, Wales, situated on the
Ta?E at its junction with the Ehondda, and on the
Glamorganshire Canal, 12 miles north-north-west from
Cardiff and 12 south from Merthyr-Tydfil. It receives its
name from a remarkable bridge of one arch spanning the
Taff, erected by William Edwards, a self-taught mason.
The bridge is a perfect segment of a circle, the chord
being 140 feet, and the height at low water 36 feet. A
throo-arched bridge was erected close to it in 1857.
The principal buildings are the court-house, St Catherine's
church, the masonic hall, and the town-hall. Near the
town is a far-famed rocking stone 9i tons in weight, sur-
rounded by so-called Druidical remains. In the beginning
of the century Pontypridd was an insignificant village, and
it owes its progress chieily to the coal and iron in the
neighbourhood. It possesses anchor, chain, and cable
works, chemical works, acd iron and brass foundries. The
population in 1881 was 12,317.
PONZA, the principal island of a small volcanic group,
the Pontian, Pontine, or Pontinian Islands {Insulx Fontise,
lioh Fonze), which lie 20 miles off the Circeian pro-
montory (Monte CirceUo), the northern end of the Gulf of
Oaeta, on the west coast of Italy. The two smaller islands
are Palmarola (ancient Palniaria) and Zannone (Simonia),
neither inhabited. Ponza is 5 miles long and very
irregular in outline ; its soil is fertile; and in 1881 it had
3828 inhabitants. The old fortress is used as a penal
establishment.
A Roman colony with Latin rights was settled on Pontia in
313 B.C. Under the empiio tlie island was a place of banishment
for political offenders. Nero, tlie eldest son of Germanicus, hero
perished by command of Tiberius ; here the sisters of Oiligula
were confined ; and hero, or in I'almaria, Pope Sylverius died. A
Benedictine monastery was built on Ponza, and in 1572 Cardinal
Farnese, as commendatory of tlio monastery, claimed to exercise
lordship over tlie island. From the diike of Parma, who obtained
possession in 15S8, the feudal authority passed with Elizabeth to
Philip V. of Spain. Ferdinand IV. attracted the inhabitants of
Torre del Greco to the island by gifts of land and money. During
the first Fi'ench empire it was occupied and fortified by the Englisli
and Sicilian forces.
See Tricoli, Monoqrafia per Je isolg del gruppo Ponziano, Naples, 1855; MattcJ,
i".4ivAi/'e/a;/t> /'oniiano, Naples. 1857; end uoclter, Vorlat^fige ^ittheitvng ubtr
den geot. Bau dtr Pontiaischen Insetn, Vienna, 1S75.
POOLE, a market town, municipal borough, county iu
itself, and seaport of Dorsetshire, on the south coast of
England, is picturesquely situated on a peninsula between
Holes Bay and Poole Harbour, 30 miles east from
Dorchester and 120 south-west of London. The churches
are modern, and possess no features of special interest.
Among the principal public buildings are the town-house,
1721; the guild-hall, formerly the market-house, 1761;
the old town-hall, built in 1572; the custom-house; and
the mechanics' institute. On Brownsea Island in the
middle of Poole Harbour is a small castle erected as a
fortress by Elizabeth and strengthened by Charles I. At
low water Poole Harbour is entirely emptied except a
narrow channel, but at full tide the water covers an area
about 7 miles long by about 4J broad. The quays lined
with warehouses are about one mile in length, and can be
approached by vessels of very large tonnage. There is a
large general trade with the British colonies and tho
United States, and an important coasting trade, especially
in corn to Loudon, and Purbeck clay to the Staffordshire
potteries. In 1883 the number of vessels that entered the
harbour was 933 of 81,003 tons, tho number that cleared
874 of 77,948 tons. Soma shipbuilding is carried on,
and there are manufactures of cordage, netting, and sail-
cloth. The town also possesses large potteries, decorative
tile works, iron-foundries, engineering works, agricultural im-
plement works, and flour-mills. The area of the borough
is 5111 acres, with a population in 1871 of 10,129, and in
1881 of 12,310 (5820 males and 6490 females).
•Poole derives its name from being nearly surrounded by a sheet
of water. There was a Koman road between it and Wimbourne.
It is not mentioned in Domesday, being included in Canford.
but it enjoyed certain immunities before 1248, when it received
a charter from William Longsword. In the reign of Edward III.
it supplied four ships and 94 men for the siege of Calais. Much
of its succeeding prosperity was due to the presence of Spanisli
merchants, and after the outbreak of war with Spain in the reign
of Elizabeth its trade for a ttnie declined. Its charter was extended
by Elizabeth, who reincorporated it, and erected it into a county
in itself. It has a sheriff elected annualh-, and a separate court of
quarter sessions. It is divided into two wards, and is governed
by a mayor, six aldermen, and eighteen councillors. It returned
two members to parliament as early as the reign of Edward III.,
but one only from 1868 to 1885.
See Hutchins, nislory of Poole, 17S8; Sydenham, Sistory of Poole, 1830;
Hutchins, Biitory of Dorset, 3d ed.
POOLE, Matthew (1624-1679), author of a learned
though now almost wholly antiquated Synopsis Criticorum
Biblicorum, was born at York in 1624, was educated at
Emmanuel College, Cambridge, and from 1648 till tho
passing of the Act of Uniformity held the rectory of St
Mary le Querne, London. Subsequent troubles led to his
withdrawal to Holland. He died at Amsterdam in 1679.
Besides the work with which his name is principally associated
{Synopsis Crilicorum £ib!icorum, 5 vols, fol., 1669-76), he wrote
Annotations on the Holy Bible, as far as to Isa. Iviii. ; the work was
subsequently completed by several of his Nonconformist brethren,
and published in 2 vols. fol. in 1683. He was also the author of
numerous centroversial tracts.
F 0 O — P O O
461
POOLE, Paul Falconer (1806-1879), an eminent
English pa'iater, was born at Bristol in 180G. He was
selUauglit in the strictest sense, and tcrthis deficiency in
art training must be ascribed the imperfect drawing of the
human figure which is to be observed in most of his work.
Bat, in spite of this di-awback, his fine feeling for colour,
his poetic sympathy, and his dramatic power have gained
for him a high, position among British artists. Gifted
with an imagination of a high order, he boldly attempted
lofty historical themes, and, if the result is not always
equal to . the vigour of his conception, we can easily see
that the shortcoming was due to his imperfect education
in art. His pictures show him to belong to that com-
paratively small class of English painters who are keenly
sensitive to the influence of beauty and of passion, rising
on occasion to ambitious flights of fancy, and dominated
by strong dramatic impulse. A keen observer of nature,
but generally viewing it in a broad comprehensive aspect,
he was truly a poet-painter, using the effects of a summer
sky or of angry clouds to harmo',iize with the subject of'
his picture and to snforce its siory. In his early days
Poole worked along with T. Danby, and it is easy to
trace the bond of synfpathy between the two painters.
Poole's life was the simple uneventful record of the
career of the artist. He exhibited his first work in the
Koyal Academy at the age of twenty-five, the subject
being the Well^a scene in Naples. There was an
interval of seven years before he again exhibited his
Farewell, Farewell, in 1837, which was followed by the
Emigrant's Departure, Hermann and Dorothea, and By
the Waters of Babylon. This last picture attracted much
attention from the line poetic imagination which it dis-
played. In 1843 his position was made secure by his
Solomon Eagle, and by his success in the Cartoon Exhibi-
tion, in which he received from the Fine Art Commis-
sioners a prize of £300 sterling. After his exhibitioa
of the Surrender of Syon House he was . elected an Asso-
ciate of the Royal Academy in 1816, and was made an
Academician in 1861. In 1855 he received a medal of
the third class at the Paris Universal Exhibition. His
enthusiasm for his art was rewarded by success in life,
though like many artists he passed through much hard-
ship in his early days. He died in. 1879, in his house
at Hampstead; in hia seventy-third year. In person he
was tall and well built, with a lofty forehead, grey eyes,
and short beard. The portrait sketch by Frank HoU,
R.A., gives a very good idea of him in his last days, —
a shy man but genial to his friends, fond of conversation
and well read, especially in his favourites Shakespeare,
Shelley, Spencer, and Chaucer, who were the sources of
inspiration of many of his works.
Poole's subjects easily divide themselves into two orders — one,
without doubt tho onrlier, idyllic, the other dramatic. Of tho
former his May Day is a typical example. A rustic beauty crossing
a brook, or resting on a liill side under bushes flecked with the
light and shade of a bright sun and with cirrus clouds floating in a
blue sky, is the frequent motive of these worlcs, which are full of
simple enjoyment of a beautiful country life. Iiu( in his later style
he rises to loftier subjects and treats them powerfully. Of both
styles tlioro wore excellent examples <■- be seen in the small collec-
tion of bis works shown at liurlington House in tho Winter Exhibi-
tion of 1883-84. These eolloctcdpicturcs recalled the attention of
tho public to a painter who had sull'eicd neglect for some years,
aliko from his own deficiencies as a draughtsman and also fi-oni a
wantof sympathy with tho pootical chariictor of bis paintings, wliich
never could have been popular with the ordinary iiublic. His
reputation will stand or fall by the criticism of this gathering of bis
liicturcs, small though il was. There was to bo seen one of bis
early dramatic pictures, painted in 1843, Solomon Eagle exhorting
the People to Repentance during the Plague of lOGu, Icrrible in its
ghastly force. Though exaggerated in tlie expression of horror and
afony, weak in drawing, aiul defective in colour, it is clearly the
work of a powerful imagination. To tins class belong also the
Mossongor announcing to Job the Irruption of tho S.ibeans and the
Slaughter of the Servants (exhibited in 1850), and Kobert, Duke of
Normandy and Arietta (1848). Finer examples of his more mature
power in this direction are to be found in his Prodigal Son, painted
in 1869 ; the Escape of Glaucus and lone with the blind girl Nydia
from Pompeii (ISCO); and Cunstaunce sent adrift by the Constable
of Alia, King of Northumberland, painted in 1888. Here Poolo
rises to a lofty height, and succeeds fully in realizing the impres-
sion ho aims at. The expression of anguish and of resignation at
Cunstaunce clasps her cliild to her bosom and turns her moon-lit
face to heaven is rendered with great power, while the effect is
heightened by the stormy sky, the dark rocks, and the angry sea.
More peaceful than these are tlie Song of Troubadours (painted
1854) and the Goths in Italy (1851), the latter an important his
torical work of great power and beauty. It represents the easy
luxurious insolence of the barbarian conquerors, lying stretched on
the grass in the gard,en3 of Luuullus and Cicero, while the captive
daughters of proud senators wait on tliem and offer wine in golden
goblets. In the background is a circular temple overhanging the
sea, while wverhead is a beautiful sky — altogether a bold feat to
attempt, yet Poole has succeeded in giving a great representation
of a striking page in history.
Of a less lofty strain, but still more beautiful in its workmanship,
is the Seventh Day of the Decameron, painted in 1S57. In thia
picture Poole rises to his full height as a colorist. " In the fore-
ground is Philomena, seated on the shore of a la'Ke surrounded by
high mountains, playing on a harp ; eleven figures are grouped
round her in various positions." as described in the catalogue. Tho
chief beauty of this work lies in its fine colour and quiet repose. The
amphitheatre of rocky mountains reflected in the lake gives us a
splendid example of Poole's power in landscape, which is large and
broad in style. His treatment corresponded with his choice of sub-
ject. In his pastorals he is soft and tender, as in the Mountain
Path (1853), the Water-Cress Gatherers (1870), the Sbepston
Maiden (1872). But when he turns to the giander and more
sublime views of nature his work is bold and vigorous. Fine
examples of this style may be seen in the Vision of Ezekiel of tho
National Gallery, Solitude (1876), the ifntrance to tho Cave, of
Mammon (1875), the Dragon's Cavern (1877), and perhaps best o£
all in the Lion in the Path (1873), a great representation of moun-
tain and cloud form. This wild rocky landscape had a gi'eat
fascination for him ; every aspect of nature which showed the action
of mighty force attracted him; hence his love of mountain sides
scarred by ravines, and of trees torn and twisted by hurricanes.
Caverns are a frequent theme ; indeed he used to say that he had
been haunted all his life by them, and that he would travel far to
see a new one.
POONA, a district in the Deccan, Bombay, situated
between 17° 54' and 19° 23' N. lat., and 73° 24' and
75° 13' E. long. It has an area of 5347 square miles,
and is bounded on the N. by the districts of Nasik and
Ahmodnagar, on the E. by those of Ahmednugar and
Sholapur, on the S. by the Nlra river, separating it from
Satara and Phaltan, and on the W. by the Bhor state
and Sahyadri Hills. Towards the west the country is
extremely undulating, and numerous spurs from the
hills enter the district. To the cast it opens out into
plains ; but a considerable arcQi. is now being put under
fc-est. •Poona is watered by many streams which, rising
in the Sahyadri range, flow eastwards until they join the
Bhima, a river which intersects tho district from north to
south. The Groat Indian Peninsula Railway runs through
it, and affords an outlet for its produce through the Bhor
Ghat to Bombay ; another railway is about to bo com-
menced which will put tho district into communication
with tho southern JIahratta country. Tho Khadakvasla
Canal, about 10 miles south-wost of Poona, which it
.supplies with* water, is one of its most important works.
Although tho district is not rich in minerals, trap rock
suitable for road-making and stone for building pur-
poses are "found. Only in tho west ore wild animals
mot with, chiefly tigers, leopard.s, bears, nnd sumbhar
deer. The climate is dry and invigorating; tho average
annual rainfall is about 30 inches.
The population of tbo district in 1881 was 000.621 (455,101
males and 445,520 females), of whom 834,843 were Hindus, 42,038
Jlobamnndans, 1674 Parsis, 10,880 Jains, 9500 Christians, and
1788 of other religions. The only towns with a population exceed-
ing 10,000 aro I'oOKA {q.v.), Poona cantonment (30,129), and
Juunar (10,373).
Agriculluro nut>i)ort3 about half the population. Of a Igtai srrs
462
P 0 O— P 0 o
of Government cuUurable land of 1,924,630 acres, 1,775,583 wcro
cultivated during 1882-83. Of these 181,395 acres were fallow
land and occupied waste, leaving 1,594,188 acres under actual
cultivation, of which 28,035 were twice cropped. The chief
products are cereals (chiefly jowari and bajri) and pulse, and the
principal manufactures of the district are silk robes, coarse cotton
cloth, and blankets ; its brass and silver work is much admired.
The gross revenue in 1882-83 was £180,736, of which the land tax
yielded £111,740, stamps £18,790, and excise £31,160.
mslory.—The district passed from the last Hindu dynasty which
roigned at Deogiri to the Mohamniedans between 1294 and 1312,
and under the Bahmani kings the Ghat country waa thoroughly
subdued. On the disruption of the Bahmani kingdom after the
revolt of the governors of the provinces, the district fell to the
share of the Ahraednagar kings and from them it passed to the
Moguls, when the Nizamshabi dynasty finally came to an end in
1637. The country north of the Bhima, including Junnar, was
annexed to the Mogul territory, and that south sf it was made over
to Bijapur. The power of the latter was, however, declining, and
gave an opportunity to the Mahratta chiefs to unite and assert
themselves, and ended in their establishing a Mahratta kingdom at
Satara. Intrigues at the palace led to the supremacy of the peshwas
and ;he removal of the capital to Poona, where many stirring
scenes in Mahratta history have been enacted. Holkar defeated the
Eeshwa under its walls, and his fliglit to Bassein led to the treaty
y which he put himself under British protection ; he was reinstated
in 1802, but, unable to maintain friendly relations, he attacked
the British at Kirkee in 1817, and his kingdom passed from him.
POONA, the chief lown of the above district, is situated
in 18° 31' N. lat. and 73° 55' E. long., in a treeless plain
about 2000 feet above the sea and overlooked by the
Ghats, which rise 1000 feet above the plain. 'Its area is
about 4 square miles, with a population in 1881 of 99,622
— males 50,814, females 48,808. The town stands on
the right bank of the Muta river, and is about 80 miles
south-east of Bombay. Until the year 1817, when it
was taken by the British, the city was the residence of
the peshwas of the Mahrattas.
POOR LAWS. Without embarking on an inquiry as to
the causes of pauperism or the primary right of any persons
to have their wants, however pressing, met by the state, it
is sufficient to say that in Great Britain " there is no man
so indigent or wretched but he may demand a supply
sufficient for all the necessaries of life from the more
opulent part of the community, by means of the several
statutes enacted for the relief of the poor " (Blackstone).
Moreover, apart from statute, by the common law of
England the poor were sustainable " by parsons, rectors of
the church, and the parishioners, so that none of them die
for default of sustenance " (Mirror).
The great importance of the subject of relief of the poor
is evinced, apart from other considerations, by the number
of persons immediately aifected, either as recipients of Relief
or as ratepayers, and by the sums expended in that relief.
The number of paupers of all classes now in receipt of
relief in England and Wales approaches 800,000, equi-
valent to a thirty-fourth part of the entire population,
and relieved at a yearly cost of considerably mora than
£8,000,000, representing a charge of between six and
seven shillings per head of the estimated population.
Of existing legislation a statute of th? beginnipg of the
17th century (43 Eliz. c. 2, 1601) is the earliest, under
which, by parochial taxation, parish officers are directed to
provide a stock of materials for " setting the poor on
work " (thpt is to say, persons " married or unmarried
having no means to maintain them [and that] use no
ordinary and daily trade of life to get their living by "),
and further for setting to work their children ; " and also
competent sums of money for and towards the necessary
relief of the lame, impotent, old, blind, and such others
among them being peer and not able to work." The
same statute enacts "that the father and grandfather
and the mother and grandmother and the children of
e-very poor old, blind, lame, and impotent person, or
other poor person not able to work, being of a sufficient
ability, shall at their own charges relieve and maintain
every such poor person."
Although the statute of Elizabeth is spoken of as the
principal foundation of existing legislation relating to the
poor, it is an error to say that the relief of the poor ori-
ginated at that period. The common law of England has
been already cited, and traces of poor laws, however far
removed from a system, are found in all civilized states.
An approximation to the principle may be discerned in the
legislation of England at a very early period; and before
the Norman Conquest laws of Athelstane, establishing a
responsibility over households and landowners, although in-
tended for good order and calculated to prevent the gi-owth
of vagabondage and violence, had also the effect of estab-
lishing reciprocal relations between the landless ma,n and
the landowner, between property and poverty, between the
householder and the houseless, — casting upon one the duty
of supervising the conduct and providing for the wpiits of
the other, in some respects similar to the poor law of the
present day. " The results of this legislation were like-
wise, it may be presumed, not very dissimilar, for the
improvident and the indolent would endeavour, with the
smallest amount of labour, to obtain the largest amount
of assistance from the householder who was liable for their
support and responsible for their conduct, whilst the
householder would as certainly endeavour to obtain the
largest amount of labour in return for the cost and re-
sponsibility to which he was subject." Again, so long as
serfdom and villenage prevailed, whether to be traced to
the Norman Conquest or not, there could be no call for
any special provision for the destitute. " The persons
who might, if free agents and in a destitute state, have
been properly relieved out of a common stock, would as
serfs or villeins have a claim on their masters, to whom
they belonged, and who were bound to provide for them "
(Nicholls). As those old ties became more relaxed the
change to freedom was accompanied by some evils, and
led to a great increase of vagrancy ; and from a period
commencing before the close of the 14th century there was
a stream of legislation on the subject. An Act of 12
Richard XL, after providing for labour to persons able to
work (see Labour and Laboue Laws, vol. xiv. p. 167),
enacts " that beggars impotent to serve shall abide in the
cities and towns where they may be dwelling at the time
of the proclamation of this statute, and, if the people of the
cities and towns will not, or may not, suffice to find them,
that these, the said beggars, shall draw them to other towns
within the hundred, rape, or wapentake, or to the towns
where they were born, within forty days after the proclama-
tion made, and there shall continually abide during their
lives." This is the first enactment in which the impotent
poor are directly named as a separate class, and on that
account it has been mistakenly regarded as the origin of the
English poor laws; but it makes no provision for their relief,
and the chief characteristic of the statute is the fact of its
having openly recognized the distinction between " beggars
able to labour" and " beggars impotent to serve." Passing
over intermediate legislation, by an Act passed in 1530.
" directing how aged, poor, and impotent persons compelled
to live by alms, shall be ordered, and how vagabon(& and
beggars shall be punished," justices of the peace were re-
quired to give licences under their seals to such poor, aged,
and impotent persons to beg within a certain precinct as
they should think to have most need ; "and if any do beg
out of his precinct he shall be set in the stocks two days
and nights ; and if any beg without such licence he shall be
whipped, or else be set in the stocks three days and three
nights, with bread and water only. And persons being
whole and mighty in' body, and able to labour, who shall
beg, or be vagrants and not able to account how they get
POOR LAWS
4G3
Iheir living, shall be whipped, and sworn to return to the
place where they were born, or last dwelt by the space of
three years, and there put themselves to labour " (22 Hen.
VIII. c. 12).
Six years later an important and very interesting Act
was passed reciting that, although it had been ordained
that aged, poor, and impotent people should repair to the
liundred where they were born or had dwelt for three
years before, no provision had been made how they should
be ordered at their coming thither, nor how the hundred
should bo charged for their relief. It was therefore
enacted that the mayors, sheriffs, constables, householders,
and all other head officers of every city, shire, town, and
parish, at the repair and coming thither of such poor
creature should most charitably receive them, and all the
governors and ministers of every such place should succour,
find, and keep them by way of voluntary and charitable
alms, as should bo thought meet in their discretion, in
such wise as none of the poor persons of very necessity
should be compelled to go openly in begging, on pain of
every parish making default forfeiting 20s. a month. The
head officers and churchwardens, or two others of every
parish in the realm, were required to gather and procure
such voluntary and charitable alms of the good Christian
people, by means of boxes every Sunday, holiday, and
other festival, in such good and discreet ways as the poor,
impotent, lame, feeble, sick, and diseased people, being
not able to work, may be provided, holpen, and relieved,
so that in no wise none of them be suffered to go openly
in begging, and such as be lusty may be kept in continual
labour. Every preacher, parson, vicar, and curate, as well
in their sermons, collections, bidding of the beads, as in
time of confessions, and at the making" of the wills or
testaments of any persons, at all times of the year shall
exhort, move, stir, and provoke people to be liberal.
Certain of the poor people were themselves appointed to
collect and gather broken meats and fragments and the
refuse drink of every householder in the parish, to be
distributed equally among the poor at discretion. The
overplus of collections in rich and wealthy parishes was
distributable towards the sustentation of other poor
parishes. The Act provided that, where the voluntary and
unconstrained alms and charity, together with any moneys
added or given from any monasteries or persons or bodies,
proved insufTicient, the officers and inhabitants should not
incur the penalty nor be constrained to any contribution
other than at their free will, provided that what was col-
lected was justly distributed. Provision was made for duly
accounting and for the punishment of embezzlement. Con-
stables, churchwardens, and collectors of alms had, how-
ever, allowance for their loss of time and their travelling
cxpeqses (27 Hen. "VIII. c. 25).
A number of statutes were passed after the dissolution
of the monasteries for further providing for the poor and
impotent, who had increased in great numbers. Many of
these statutes were specially directed against vagrancy,
and have been referred to in the article already mentioned,
as closely connected with compulsory labour.
At the commencement of tho reign of Edward VI.
(1517) a statute also affecting labourers and vagrants and
dealing very harshly with them (see vol. xiv. p. 168), re-
citing that there are many maimed and otherwise latned,
sore, aged, and impotent persons which, resorting together
and making a number, do fill the streets or highways of
divers cities, towns, markets, and fairs, who, if they were
separated, might easily bo nourished in tho towns and
places wherein they were born, or have been most abiding'
for tho space of three years, enacted that the mayor, con-
stable, or other head officer of any city, town, or hundred
shall see all such idle, impotent, and aged persons, who |
otherwise cannot be taken for vagabonds, which were Dorn
within the said city, town, or hundred, or have been most
conversant there by the space of three years and now de-
cayed, bestowed and provided for of tenantries, cottages, or
other convenient houses to be lodged in, at the costs of the
place, there to be relieved and cured by the devotion of
good people, and suffer no others to remain and beg there,
but shall convey thetti on horseback, cart, chariot, or other-
wise to the next constable, and so from constable to con-
stable, till they be brought to the place where they were
born, or most conversant as aforesaid ; provided that, if
they were not so lame or impotent" but that they might do
some manner of work, work was to be provided either in
common, or place them with such persons as would find thcin
work for meat and drink. For the furtherance of the relief
of such as were in " unfeigned misery," the curate of every
parish was required on every Sunday and holiday, after
reading the gospel of the day, to make (according to such
talent as God hath given him) a godly and brief exhortation
to his parishioners, moving and exciting them to remember
the poor people, and the duty of Christian charity in reliev-
ing of them which be their brethren in Christ, born in the
same parish, and needing their help. There was a proviso
that all leprous and poor bedridden creatures were at
liberty to remain in houses appointed for such persons, and
for their better relief such persons were allowed to appoint
one or two persons for any one such house to gather the
alms of all inhabitants within the compass of four miles
(1 Edw. VL c. 3). This statute, however, was of brief
duration.
Subsequently, in the same reign, further legislation took
place, having for its main object the restraint of vagrancy,
providing that every vagabond and beggar being born in
any other nation or country should be conveyed from place
to place, or to the place or borders next adjoining to his
native country or to the nearest port if there was a sea
between, there to be kept of the inhabitants until they
could be convoyed over, and then at tho cost of tho in-
habitants of tho port, if the vagrants had not themselves
wherewith to defray the cost. The same statute mado
provision for children, reciting that many men and women
going begging, impotent and lame, and some able enough
to labour, carried children about with them, which, being
once brought up in idleness, would hardly be brought after-
wards to any good kind of labour or service, and author-
izing any person to take such child between the ages of
five and fourteen to be brought up in any honest labour
and occupation till such child, if a woman, attained tho
ago of fifteen or was married, and if a man child until
eighteen, if tho master so long lived (3 >fe 4 Edw. VI. c. 16).
Two years later the mayor or head officer of every city,
borough, and town corporate, and in every other jmrish of
tho country tho parson and churchwardens, having in a
book as well tho names of inhabitants and householders as
of needy persons, were required yearly " ono holiday in
Wliitsunweek openly in the church and quickly after
divine service to call the householders and inhabitants
together and select two or more able persons to gather
charitable alms for tho relief of tho poor, and directing
such gatherers tho week after their election, when tho
people are at tho church, and have heard God's holy word,
to gently ask and demand of every man and woman wljat
they of their charity would bo content to give weekly
towards tho relief of tho jioor, and write the result in the
book, to gather and distribute tho alms weekly to the poor
and impotent persons without fraud or covin, favour or
affection, in such manner as tho most impotent had tho
most help, and such as could get jiart of their living to
have the less, and by the discretion of tho collectors to
be put in such labour as they wore fit and able to do, but
464
r 0 0 E. LAWS
none to go or sit openly a-bcgging." It is noteworthy
that, except a penalty of 20s. imposed on a person refusing
the office of gatherer, duties were enforced by ecclesiastical
censure. The gatherers were required to account for the
money ; and if they refused the bishop of the diocese or
ordinary was to compel them by censures of the church
to account before such persons as he appointed. Further,
if any person, being able to further the charitable work,
" do obstinately and frowardly refuse to give towards the
help of the poor or do wilfully discourage others from
so charitable a deed," the par.son, vicar, or curate, and
churchwardens should " gently exhort him, and if he will
not be so persuaded" theu on certificate the bishop should
send for him " to induce and psrsuade him by charitable
ways and means, and so according to his discretion to take
order for the reformation thereof "(5 & G Edw. VI. c. 2).
This statute was recognized in part after the acces.sion
of Mary, by altering the time of choosing collectors to
Christmas and doubling the penalty for refusing to fill the
office of collector, and moving wealthy parishes in cities
and towns to contribute towards the relief of the poor in
the less wealthy parishes. At the same time a material
modification of the spirit of earlier legislation was efiected
by enabling justices to license the poor of parishes having
more poor than they could relieve, to go begging into
specified parishes, wearing a badge' " both on the breast
akd back of their outermost garment " (2 & 3 P. <fc M.
c. 5).
Early in Elizabeth's reign the spiritual persuasion
towards obstinate and froward persons withholding con-
tributions was strengthened by the aid of the civil power,
by directing the bishop or ordinary to bind all obstinate
persons by recognizance to appear at the next sessions ;
and then, the charitable and gentle persuasions of the
justices failing, the latter could tax the obstinate person in
a weekly sum according to good discretion, and in default
commit him to jail until payment. A corresponding power
was given to deal with collectors refusing to account (5
Eliz. c. 3). A few years later (1572) legislation took a
more vigorous turn " for the punishment of vagabonds and
for relief of the poor and impotent." The Act 14 Eliz.
c. 5, reciting that "all the parts of this realm of England
and Wales be presently with rogues, vagabond';, and sturdy,
beggars exceedingly pestered, by means whereof daily
happeneth in the same realm horrible murders, thefts, and
other great outrages, to the high displeasure of Almighty
God, and to the great annoy of the common weal, and for
avoiding confusion by reason of numbers of laws concern-
ing the premises standing in force together," repealed the
before-mentioned statutes of 22 Hen. VIEL, 3 & 4 Edw.
VI., and 5 Eliz. c. 3, and made provision for various matters,
"as well for the utter suppressing of the said outrageous
enemies to the common weal as for the charitable relieving
of the aged and impotent poor people." Persons above
fourteen and being rogues, vagabonds, or sturdy beggars,
and " taken begging in every part of this realm, or taken
vagrant, wandering and misordering themselves," were
upon their apprehension to be committed to prison to the
nest sessions or jail delivery without bail, and on conviction
"shall be adjudged to be grievously whipped, and burnt
through the gristle of the right ear with a hot iron of the com-
pass of an inch about, manifesting his or her roguish kind
of life and his or her punishment received for the same."
This judgment was not to be executed if after imprison-
ment " some honest person, valued at the last subsidy next
before that time to five pounds in goods or twenty shillings
in lands, or else some such lionest householder as ty the
justices of the peace of the same county, or two of them,
shall be allowed, wUl of his charity take such offender
before the sanie justices into his service for one whole
year," under recognizance to keep this poor person foi
that period and to bring him, if still living, before the
justices at the year's end ; on the other hand the pauper
departing within the year against the will of his master
was to be whipped and burnt as above provided. The
offender was absolved from a second punishment for a
short time, but if after threescore days, and being of the
age of eighteen or more, ho "do eftsoons fall again to any
kind of roguish or vagabond's trade of life," then the said
rogue, vagabond, or sturdy beggar, from thenceforth was
" to be taken, adjudged, and doomed in all respects as a
felon," and should sutler as a felon, — subject, however, to
like redemption as on the first charge, conditioned for
two years' service ; but offending a third time he was to
" be adjudged a felon " and suffer pains of death and loss
of lands and goods as a felon, without allowance or benefit
of clergy or sanctuary. Offenders under fourteen were
punishable by whipping or stocking as provided by the
repealed statutes.
A clause defining persons subject to the above punish-
ment throws a light on the manners of the age, and is, as
well as its exceptive provisions, of considerable interest;
but, as relating to vagrancy, and only indirectly to the relief
of the really poor, it is not given here. It is to be observed,
however, that the statute provided that it should be still
lawful to masters and governors of hospitals to -lodge or
harbour impotent or aged persons by way of charity
according to their foundation, and to give money in alms
as provided by the terms of their foundation. Harsh as
was the treatment of rogues, vagabonds, and sturdy beggars,
it was not so cruel as the short-lived legislation of the
reign of Edward VI. imposing slavery in its worst form on
wandering serving men (see vol xiv. p. 168).
Exceptional provision was made for persons provided
with passes and safe conducts, as in former Acts. The
statute goes on to say that, " forasmuch as charity would
that poor, aged, and impotent persons should as necessarily
be provided for as the said rogues, vagabonds, and sturdy
beggars repressed," and that the former should have
" convenient habitations and abiding places throughout this
realm to settle themselves upon, to the end that they nor
any of them should hereafter beg or wander about," and
enacts that justices of the peace in their different divi-
sions " make diligent research and inquiry of all aged,
poor, impotent, and decayed persons born within their
said divisions and limits, or which were there dwelling
within three years next before this present parliament,
which live, or of necessity be compelled to live by alms of
the charity of the people that be or shall be abiding within
the limits of their commissions and authorities," and to
register in a book the names of the poor persons, and
devise and appoint meet and convenient places at their
discretion " to settle ■ the same poor people for their
habitations and abidings, if the parish within the which
they shall be found shall not or will not provide for them."
The justices were also to number the poor people and
"set down what portion the weekly charge towards their
relief and sustentation would amount to ;" and, that done,
the justices, mayors, and other officers should "by their
good discretions " tax the inhabitants dwelling within
these limits to such weekly charge, and appoint collectors
and also overseers of the poor for one year. JIuch as by
a previous statute of 1547, compulsory removal of poor
people from parish to parish (except the leprous and bed-
ridden), not born or not having dwelt in the place, was pro-
vided for. Poor people refusing to " be bestowed in any of
the said abiding places, but coveting still to hold on their
trade of begging," or afterwards departing, were for the
first offence to suffer as rogues or vagabonds in the first
degree of punishment, and for a second offence to suffer
i^OOR LAWS
465
the last degree of punisLment already mentiouedl The
lirovisions as to putting out children of beggars contained
ia the statute of Edward VI. already noticed were repeated
in nearly the same terms, but the age of male children was
extended from eighteen to twenty-four for the duration of
service.
The Act provided for justices' licences for poor to beg,
ask, and receive relief in other parishes under similar cir-
cumstances as badges had been granted under an earlier
and repealed statute. The Act also contained many pro-
visions and exceptions as to places and corporate bodies,
and any person " able to further the charitable work" con-
templated by the statute, and obstinately refusing to give
towards the help and relief of the poor, or wilfully dis-
couraging others from so charitable a deed, was to be
summoned before justices to abide their order, and on
refusal to be committed to jail, and "there to remain until
lie be contented with their said order, and do perform the
same.
There is extant a letter addressed to Lord Burghley by
a justice of the peace for Somerset, which shows that the
great evils arising from habits of idleness amongst the poor
began then to be understood, andstiengthensthe idea that
one great object of the legislative provisions for the poor
made about that time was to prevent able-bodied men from
remaining unemployed. The writer advocated building
houses of correction adjoining jails, to which vagrants, after
conviction, should be transported " to be kept in work,
except some person would take any of them into service,"
■ — adding, "I dare presume to say the tenth felony will
not be committed that now is" (Strype, Annals of Church
and State).
In 1576 the statute 14 Eliz. c. 5 was explainea and
materially extended. " To the intent youth may be accus-
tomed and brought up in labour, and then not like to grow
to be idle rogues, and to the intent also that such as be
already grown up in idleness, and so rogues at this present,
may not have any just excuse in saying that they cannot
get any service or work, and that other poor and needy
persons being willing to labour may be set on work," it
was ordained that within every city and town corporate,
by appointment of the mayor and other head officer, and
in every- other market town or other place where the
justices in their general sessions yearly shall think meet,
shall be provided a stock of wool, hemp, flax, iron, or
other stuff, as that country is most meet for, and being
wrought to be delivered to collectors and governors of the
peer. Any person refusing to work, or begging, or living
idly, or, taking such work, spoiling or embezzling it in such
wise that after monition given the minister and church-
wardens and the collectors and governors think such
person not meet to have any more work delivered to
him, was to be taken, "in convenient apparel meet for
such a body to wear," to the " house of correction " estab-
lished by the Act, and under the government of overseers
of such houses, called censors and wardens, " there to be
straitly kept, as well in diet as in work, and also punished
from time to time." To the houses of correction were
also taken and set on work not only the persons mentioned
but also such "as be inhabitants in no parish or taken as
rogues, or who had been once punished as rogues, or by
reason of the uncertainty of their birth or of their dwelling
by the space of three years, or for any other cause, ought
to be abiding and kept in the county." An additional
clause of the Act, reciting that by the earlier Act of 14
Eliz. no '"pain" was incurred by any impotent person who
having a competent allowance provided within his parish
wandered abroad without licence "loitering and begging,"
enacted that he was to be whipped, and for a second offence
toi'suffecas a rogue and vagabond " (18 Eliz. c. 3). The
""stock" for work and the houses of correction were provided
"of all the inhabita:nts to be taxed;" but, " because it is to
be hoped that many well-disposed persons, understanding
the good success which will grow by setting people on work
and avoiding of idleness, would from time to time give
towards the sustentation and maintenance of that goi'<J
purpose," persons were empowered during the next twenty
years to give lands for the purposes without any licence
of mortmain. A later Act, reciting that this power to
erect hospitals or other abiding and working houses for
the poor had not its due effect by reason that no person
could erect such house without special licence from the
crown by letters patent, dispensed with such licence for
twenty years (39 Eliz. c. 5).
The numerous charities and endowments and founda-
tions of almshouses by will and otherwise of the 16th and
17th centuries, still extant in numerous buildings through-
out the country, are illustrations of the spirit of the legis-
lation here referred to. It is not improbable that legisla-
tion sometimes prompted the donors, but moro probable
that such legislation was a reflex of the general disposition
prevalent for generations after the ordinary channels o{
voluntary charity were obstructed.
In 1597 considerable progress was made towards estab
lishing a system of poor laws, not so much by introducing
novelties as by entering more specifically into, details,
and especially by defining the legislation of some twenty
years earlier (18 Eliz. c. 3) in the same reign. Tha
appointment of overseers first mentioned in the earliej
statute was provided for by enacting that the church*
wardens of every parish and four subsidy men or othei
substantial householders nominated yearly in Easter week
by justices should be called overseers of the poor of the
same parish. The majority of the overseers were required
with the consent of justices to set to work the children
of persons unable to maintain them, and also all persona
married or single and having no means of maintenance
and no ordinary and daily trade of life to got their living
by. The taxation weekly or otherwise of inhabitants and
occupiers for providing a stock of flax, heTnp, wool, thread,
iron, and other necessary wares and stuff to set the poor
on work, and also competent sums for the necessary relief
of the lame, impotent, old, blind poor, unable to work,
and the cost of erection, by leave of the lords of manors,
of places of habitation on waste or common lands, was
gathered according to the ability of the parish (or, if the
parish was unable, then of other parishes in the hundred
and county), and was enforceable by warrant of distress
against every one refusing to contribute, but with a power
of appeal against the cess or tax. Parents and children
being of sufficient ability were required to maintain their
jjoor children or parents. Any person whatsoever wander-
ing abroad and begging in any place, by licence or without,
was punishable as a rogue, with a proviso exempting poor
persons asking relief in victuals only in the parishes whero
they dwelt (39 Eliz. c. 3).
Four years after came "the famous statute" of 1601'
(43 Eliz. c. 2) already mentioned, out of which Pr Burn
observes, " more litigation and a grerter amount of revenue
have arisen, with consequences more extensive and moro
serious in their aspect, than ever were identified with any
other Act of Parliament or system of legislation whatever. "^
It was the permanent establishment of the main pro-
visions of the Act moro than their novelty at the timo
the Act was passed that has fixed it as a kind of epoch in
legislation for the maintenance of the poor. The Act
re-enacts, verbatim for the most part, the above-mentioned
statute of 1597 (39 Eliz. c. 3). The material alterations
were defining the rateable [iroperty, and extending and
defining the family obligation of sujiport, and also tho
:in-iH
466
POOE LAWS
fonnal apprenticing instead of placing out of ctildren.
The Act contains provisions for the rendering of accounts
by the overseers.
The foregoing short review of legislation^ exhibits, the'
very gradual change by ■which the maintenance of the poof
became much more a temporal than a spiritual concern. '
So gradual was this change that in some places the law
was neglected and in others abused. The material changes
in legislation subsequent to the reign of Elizabeth must
now be briefly alluded to.
The efforts culminating in the statute of 1601 were
not altogether attended with satisfactory results. At the
end of eight years the Act 7 James I. c. 4 recited various
defects. " Many wilful people finding that they, having
children, have some hope to have relief from the parish
wherein they dwell, and being able to labour, and thereby
to relieve themselves and their famUies, do nevertheless
run away out of their parishes and leave their families
upon the parish." Again, and more prominently, " hereto-
fore divers good and necessary laws and statutes have
been made and provided for the creation of bouses of
correction-, for the suppressing and punishing of rogues,
vagabonds, and other idle, vagr^nt^ and disorderly persons ;
which laws have not WTOught so good effect as was
expected, as well for that the said houses of correction
have not been built according af was intended, as also for
that the said statutes have not been duly and severely put
in execution, as by the said statutes were appointed."
It was also convenient that the masters or governors of
the houses of correction should have some fit allowance
and maintenance " for their travel and care " to be had in
the service, and also " for the relieving of Such as shall
happen to be weak and sick in their custody, and that
the subjects of this realm should in no sort be over-charged,
to raise up money for stocks to set such on work as shall
be committed to their custody," and that there " shall be
the more care taken by all such masters of the houses of
correction that, when the country hath been at trouble
and charge to bring all disorderly persons to their safe
keeping, then they shall perform their duties in that
behalf." Another grievance related to bastard children
chargeable to the parish, of which more below.
The remedy for these and other grievances was putting
in execution "all laws and statutes now in force made for
the creating and building of houses of correction, and for
punishing of rogues, vagabonds, and other wandering and
idle persons," and providing restraints in the same direc-
tion, and for the efficient discharge of duties of treasurers,
constables, and other officers in rendering accounts.
In 1G30 a royal commission was issued to inquire into
the neglect of the poor laws, and directions given for their
enforcement.
CoraiDon- By a Commonwealth statute of 1656, reciting that "the
■wealth, number of wandering, idle, loose, dissolute, and disorderly
persons is of late jnuch increased by reason of some defects
in the laws, and $latutes heretofore made and provided for
the punishment of rogues, vagabonds, and sturdy beggars
(they being seldom taken begging), by means whereof
divers robberies, burglaries, thefts, insurrections, and other
misdemeanours have been occasioned, all and every idle,
loose, and dissolute persons found and taken within the
commonwealth of England, vagrant and wandering from
their usual place of living or abode, and [who] shall not
have such good and sufficient cause or business for such
his or their travelling or wandering" as justices of the
l)eace or mayors or other chief officers approved, were
adjudged rogues, vagabonds, and sturdy beggars, within
the statute 30 Eliz. c. 4, although not found begging ; at
tiic same time fuldlcrs and minstrels were also adjudged
rogues, vagabonds, and sturdy beggars ; and by a statute
of the same year persons having no visible estate, profes-
sion, or calling answerable to their rate of living expenses
were indictable.
Soon after the Eestoration attention was directed to the
fexisting state of the law and some of its defects. In
1662 the statute 13 & 14 Charles II. c. 12 recites that
" the necessity, number, and continued increase of the poor,
not only within the cities of London and Westminster,
with the liberties of each of them, but also through the
whole kingdom of England and dominion of Wales, is
very great and exceeding burthensome, being occasioned
by reason of some defects in the law concerning the
settling of the poor, and for want of a due pro^vision for
the regulations of relief, and employment in such parishes
or places where they are legally settled, which doth enforce
many to turn incorrigible rogues, and others to perish for
want, together with the neglect of the faithful execution
of such laws and statutes as have formerly been made for
the apprehending of rogues and vagabonds, and for the
good of the poor." "For remedy whereof and for the
preventing the perishing of any of the poor, whether young
or old, for want of such supplies as may be necessary,"
numerous additional provisions were enacted. In the
first place, " by reason of some defects in the law, poor
people are not restrained from going from one parish to
another, and therefore do endeavour to settle themselves
in those parishes where there is the best stock, the largest
commons or wastes to bftild cottages, and the most woods
for them to burn and destroy, and, when they have con-
sumed it, then to another parish, and at last become
rogues and vagabonds, to the great discouragement of
parishes to provide stocks, where it is liable to be
devoured by strangers." Justices of the peace, upon com-
plaint by the parish officers, within forty days after any
such person's coming to settle as before mentioned in any
tenement under the yearly value of £10, were empowered
by warrant to remove such person to the parish where ho
was last legally settled either as a native, householder,
sojourner, apprentice, or servant for not less than forty
days, unless he gave sufficient security for the discharge
of the parish.
In this way the law of settlement arose, ■with its numer-
ous complications and modifications engrafted by subse-
quent legislation on this its original trunk. The statute
of Charles, however, allowed (§ 3) any person " to go into
any county, parish, or place to work in the time of
harvest, or any time to work at any other work," provided
he took ■with him "a certificate from the minister of the
parish and one of the parish officers, that he or they have
a dwelling house or place in which he or they inhabit,
and have left wife and children, or some of them, there (or
otherwise, as the condition of the persons shall require),
and is declared an inhabitant or inhabitants there." In
such case, if the person did not return to his parish when
his work was finished, or if he fell sick, it was not
" counted a settlement," and he was therefore removable,
and, wilfully refusing, was punishable as a vagabond by
being sent to the house of correction, or to a public work-
house, provision for which and for corporate bodies in
relation to the poor in London and Westminster, and
places within the so-called bills of mortality, was made at
the same time. Funds raised for the relief of the poor in
the city of London were, however, previously in the hands
of a corporate body for that jiurpose.
The same statute, reciting that "the inhabitants of tho
counties of Lancashire, Cheshire, -Derbyshire, Yorkshire,
Northumberland, tho bishopric of Durham, Curaberlauc',
and Westmoreland, and many other counties in England
and Wales, by reason of the largeness of the parishes
within the same," could not reap the benefit of the Act
POOR L A W «
46-
43 £liz., extended the powcrs'of tlic''Act" to townships'
and villages witl.in these counties.
Power was given to justices at quarter sessions, to trans-
port rogues, vagabonds, and sturdy beggars, in some cases
with the approval of the privy council, or without such
approval, if convicted and adjudged to be incorrigible, to
any of the English plantations beyond the seas, "there
to be disposed in the usual way of servants for a term not
exceeding seven years."
This Act, whicb, except as to the corporate bodies before
mentioned, was limited to three years' duration, was con-
tinued by various Acts, and made perpetual in the reign of
Anne. One of the Acts continuing the former provisions,
and containing some minute provisions affecting settle-
ments, affords strong evidence of want of care of the funds,
&nd even of the frauds practised by parochial officers.
Many inconveniences arose " by reason of the unlimited
jjower of the churchwardens and overseers of the poor, who
do frequently upon frivolous pretences (but chiefly for
their own private ends) give relief to what persons and
number they think fit; and such persons, being entered
into the collection bill, do become after that a great charge
to the parish, notwithstanding the occasion or pretence
of their receiving collection oftentimes ceases, by which
means the rates for the poor are daily increased." This
grievance was sought to be remedied by means of a
register with names and dates, to bo Texamined by the
vestry, and those only to be relieved who were allowed
by a justice, except in certain urgent case.«i. The Act
mentions more direct frauds. " Many churchwardens and
overseers of the poor, and other persons intrusted to receive
collections for the poor and other public moneys relating
to the churches and parishes whoreunto they do belong,
do often misspend the said monej\s and take the same to
their own use, to the great prejudice of such parishes,
and the poor and other inhabitants thereof," owing to the
law by which persons in any way interested in the funds,
as parishioners, although the only persons who could
prove the facts, could not give evidence on the trial of
actions against the parish officers to recover the misspent
money; and therefore parishioners, excepting almsmen,
were rendered competent witnesses in such actions (3 Will.
iSi Mary c. 11).
it The injurious effects of the restraint placed on the free
J removal of the labouring classes is evinced by a statute
•vi towards the close of the 17 th century. To make this in-
telligible it is necessary to say that by the statute 1 Jamca
IL c. 17 (one of tho Acts continuing the Act of Charles II.)
it was enacted that, as poor persons "at their first
coming to a parish do commonly conceal themselves," the
forty days continuance in a parish intended by the Act of
Charles to make a settlement were to bo accounted from
the time of the person's delivering a notice in writing of
the house of abode and number of the family to the
parish officer. Hence persons coming to work under a
certificate, on its production, were removed back again,
lest they gained a settlement at tho cud of forty days.
The statute now to be noticed recited that, " forasmuch
ns many j)oor persons chargeable to the parish, township,
or place yvheve they live, merely for want of work, would,
in any other place where sufllcient employment is to bo
had, maintain themselves and families without being
burthensomc to any parish, township, or place, but not
being able to give such security as will or may bo ex-
pected and required upon their coming to settle themselves
in any other place, and the certificates that have been
usually given in such cases having been oftentimes con
etrucd into a notice in handwriting, they are for tho most
part confined to live in their own parishes, townships, or
])laces, and not permitted to inhabit elsewhere, .though
theiflabour is wanted'in' many other places, where the
increase of manufactures would employ more hands."
This mischievous result of previous legislation was sought
to be avoided by a certificate of acknowledgment of settle'
ment, and then and not before, on becoming chargeable ti
another parish, the certificated person could be sent back
to the parish whence it was brought (8 it 9 Will. III. c;
30). This provision led to additional legislation, com-
plicating the law of settlement. It was not until towards
the close of the ISth century that an important inroad on
the law relating to the removal of the poor was made by
requiring actual chargeability before removal to their place
of settlement (3.5 Geo. KI. c. 101) ; and at the same time
justices were empowered to suspend removal in the case of
sickness.
By the statute of William III. (8 ifc 9 Will. III. c. 30),
" to the end that the money raised only for the relief of
such as are as well impotent as poor may not be mis-
applied and consumed by the idle, sturdy, and disorderly
beggars," persons receiving parochial relief and their wivea
and children were required (under the puijishment for re-
fusal of imprisonment and whipping, or of having the relicfa
abridged or withdrawn) to wear a badge on tho shoulder ol
the right sleeve — that is to say, a large " P " together with
the first letter of the name of the parish or place, cut in
red or blue cloth ; and a penalty was imposed on church-
wardens and overseers relieving poor persons not wearing
such badge. The provision (a revival of a much earlier
law) continued down to 1810, when it was abolished.
In 1744 provision was made reviving rather than in- passes,
troducing a system of magisterial "passes" for passing
persons apprehended as rogues and vagabonds to their
place of settlement (17 Geo. II. c. 5). Great abuses in
conveying persons by passes,- attributed to the neglect of
this Act, led to its amendment nearly half a century
later. Although these statutes fell into disuse they were
not finally repealed until after the introduction of the
present poor-law system.
In 1722 the system of farming the poor was introduced. Farming
By 9 Geo. I. c. 7, "for the greater ease of parishes in the "'* P*""
relief of the poor," parish officers with the consent of the'
parishioners or inhabitants in vestry were authorized to
purchase of hire houses, " and to contract with any person
or persons for the lodging, keeping, maintaining, and em-
ploying any or all such poor in their respective parishes,'
townships, or places, as shall desire to receive relief or
collection from this same parish, and there to keep, main-
tain, and employ all such poor persons, and take the benefit
of the work, labour, and service of any such poor person
or persons who shall bo kept or maintained in any such
house or houses, for tho better maintenance and relief of
such poor persons who shall be there kept or maintained."
Any poor persons refusing to be so lodged were not to bo
entitled to relief. Small parishes could unite or contract
with another parish for tho maintenance of the poor.
A few years sufficed to develop the injurious effects of
this mode of dealing with the j)oor, and the accumulated
evils of the working of the poor laws led, in 1783, to the
passing of the statute 22 Geo. III. c. 83, known as
" Gilbert's Act," the principle of which was extensively
adopted in subsequent legislation. The Act significantly
recited that, notwithstanding the many laws now in being
for the relief and employment of tho poor, and the great
sums of money raised for those persons, their sufferings
and distresses are nevertheless very grievous, and by th^
incapacity, negligence, or misconduct of overseers, tht
money raised for the relief of tho poor is frequently
misapplied, and sometimes expended in defraying tli{
charges of litigations about settlements indiscreetly and
inadvisably carried on, and also recited the provisions ol
ms
POOR LAWS
the 9 Geo. I. c. 7", relating to contracts for the maintenance
of tlie poor, and that such provisions, from the want of
proper regulations and management in the poorhouses or
workhouses that have been purchased or hired under the
authority of the said Act and for want of due inspection
and control over the persons who have engaged in those
contracts, have not had the desired effect, " but the poor
in many places, instead of finding protection and relief,
have been much oppressed thereby. " " For the remedy
of these grievances and iaconvenience.s, and in order to
make better and more effectual provision for the relief and
employment of the poor, and to introduce a prudent
economy in the expenditure of the parish money," much
legislative machinery was introduced, which, although not
compulsory, was very extensively adopted, and ^yith many
amendments remained on the statute book long after the
Poor Law Amendment Act of 1834. Although the Act
lias now disappeared, having been expressly repealed (as it
was by implication previously) in 1871, Gilbert's Act is
memorable as having first introduced the representation
of the poor by guardians, although not by the present
system of election. The Act rei)ealed 9 Geo. I. c. 7, as
regarded the farming of the poor where Gilbert's Act was
adopted, but agreements for the diet and clothing and
work of poor in poorhouses, subsequently termed " houses
of industry," were expressly sanctioned. The limits of
this article do not admit even of an analysis of this im-
portant statute. In many respects a double system of
administration sprang up in parishes, single or united,
adopting Gilbert's Act, and in parishes not under that
Act. In both, the conflict between the administration of
relief m and out of the poorhouse arose, and continued
from the time of the establishment of places of work
whether termed workhouses, poorhouses, or houses of
industry, and whether under special local or under general
Acts.
Relief in In 1795 the 36 Geo. III. c. 23, reciting that a pro-
«nd out vision of the 9 Geo. L c. 7, prohibiting relief to persons
'' ''*'< refusing to go into poorhouses, " has been found to have
'' been and to be inconvenient and oppressive, inasmuch as
it often prevents an industriouS poor person from receiving
such occasional relief as is best suited to the peculiar case
of such poor person, and inasmuch as in certain cases
it holds out conditions of relief injurious to the comfort
and domestic situation and harjipiness of such poor per-
sons," gave power to the overseers, with the approbation
of the parishioners in vestry or of a justice of the peace, to
distribute and pay collection and relief to industrious poor
persons at their homes under certain circumstances of
temporary illness or distress, and in certain cases respect-
ing such poor persons or their families, or respecting the
situation, health, or condition of any poorhouse, in any
place wherein houses shall have been hired or built and a
contract made with any person for lodging, maintaining,
and employing the poor, although the poor persons refused
to bo so lodged and maintained. Justices had besides a
"just and proper discretion " for special cause stated in
writing to order relief for a time not exceeding a month.
This Act, however, did not extend to places where houses
of industry or other places were provided under Gilbert's
Act or under any special Act.
The evils arising from farming the poor under the 9
Geo. I. c. 7 nevertheless continued in places not adopting
Gilbert's Act. Contractors were often non-resident and
not of sufficient responsibility to insure performance of
their undertaking. In 1805 these special defects were
sought to be met by requiring residence, sureties, and the
approval of the contract by two justices (45 Geo. III. c.
54). But these remedies did not touch the whole extent
of the evil of neglect of the poor. The laws for regulating
llQUB^
Select
vestriej
workhouses and poorhouses were found deficient and in-
effectual, especially when the poor in such houses were
"afflicted with contagious or infectious diseases, in which
cases particular attention to their lodging, diet, clothing,
bedding, and medicine is requisite." A statute passed in
1790 (30 Geo. III. c. 49) enabled justices, or medical mea
authorized by them or the officiating clergyman of ilm
parish, to visit workhouses, and on finding cause for com-
plaint to certify to the quarter sessions, and thereupon
the court was authorized to make orders for removing any
cause of complaint ; and, moreover, without waiting for this
dilatory process, if on the visitation any of the poor were
found afflicted with any contagious or infectious disease,
or in want of immediate medical or other assistance, or of
sufficient food, or requiring separation or removal, justices
of the division were empowered to make an order for im-
mediate relief according to the nature of the applicatioB.
There can be no doubt that the legislation of five years
later already noticed (36 Geo. III. c. 23) had reference to
cases of this kind as well as to the hardships inherent in
the rigid application of the practice of confining relief to
the workhouse.
In 1819 an Act (59 Geo. III. c. 12) was passed, the result
of the report of a committee appointed two years beforo,
containing a variety of provisions relating to the poor,
empowering the establishment of select vestries " for the
concerns of the poor" and regulating their proceedings.
Where these were established overseers were prohibited
from giving relief other than that ordered by the vestries,
except temporary relief in cases of suddeu emergency or
urgent necessity. Justices had the power, as under earlier
provisions, to order temporary relief in such cases, but they
were prohibited from ordering relief in parishes where select
vestries were established or in which the relief of the poor
was under the management of guardians, governors, or
directors, unless relief had been refused by such bodies.
An amelioration of the harsher features of the law, and V.igrail
the separation of that branch of it relating to vagrancy,
are found in the legislation of the 18th and early part of
the 19th century. In early times, as has been pointed
out, legislation affecting labour and vagrancy was blended.
Very gradually labour was left to run a freer course.
Provisions as to vagrancy and mendicity, including strm-
gent laws iu relation to constructive "sturdy beggars,"
"rogues," and "vagabonds," still formed a prominent
feature of poor-law legislation.
In 17 13 an Act was passed for reducing the laws relating
to rogues, vagabonds, sturdy beggars, and vagrants iuto one
Act, and for more effectually punishing them and sending
them to their homes, the mannerof conveying them including,
whipping in every county through which they passed (12
Anne, st. 2, c. 23). This Act was in turn repealed iu 1740';
and the sulDStituted Consolidation Act (13 Geo. II. c. 24),
embracing a variety of provisions, made a distinctioa
between idle and disorderly persons, rogues and vagabonds,
and incorrigible rogues. Four years later a statute
reciting that " the number of rogues, vagabonds, beggars,
and other idle and disorderly persons daily increases, to
the great scandal, loss, and annoyance of the kingdom,"
deals with a ' great variety of offences, continuing the
rough classification already mentioned, and including
among " idle and disorderly persons " punishable with
hard labour in the house of correction " all persons who
shall run away and leave their wives or children to the
parish " and " all persons who shall unlawfully return to
the parish or place from whence they have been legally
removed by order of justices, without bringing a certifi-
cate," and also "all persons who, not having wherewith to
maintain themselves, live idly without employment and
refuse to work for the usual and common wages given to
i
P 0 0 Ft LAWS
469
otbor labourers on the like work, in the parishes or places
where they then are," and also all persons begging alms
(17 Goo. II.c. 5).
The laws relating to idle and disorderly persons, rognes
and vagabonds, incorrigible rogues, and other vagrants in
England were again consolidated and amended in 1822
(3 Geo. IV. c. 40), but the Act being temporary and
requiring amendment, was superseded two years later by
the present Act, 5 Geo. IV. c. 83, commonly spoken of as
the Vagrant Act, which with some additions and amend-
ments includes the law relating to mendicity and some
provisions concerning persons deserting or neglecting to
support their families. Mendicity in the popular sense is
now considered as appertaining to police rather than to
poor laws. It must suffice here to note the change from
fbrmer inhuman laws denoted by the fact that corporal
panishmcnt is confined by the Vagrant Act to the permis-
dve infliction of whipping on male persons imprisoned as
incorrigible rogues.
The misdoings of the " vagrant train," so often paraded
by statute and so severely treated in former times, "seem to
have been trifling compared with the iniquities of some of
thoee engaged in the administration of poor-law relief. In
1769 it was found necessary to prevent churchwardens and
overseers from wilfully and kno^\^ngly making payments to
or for the use of the poor in base and counterfeit money
(9 Geo. III. 0. 37). For this heinous offence a penalty
Ihnited to twenty shillings was imposed. The curious
may compare this mild punishment with that inflicted on a
wanderer from his home; for as recently as 1816 it was
thought right to declare that it should not be lawful
for any governor, guardian, or master of any house of
industry or workhouse on any pretence to chain or confine
by chains or manacles any poor person of sane mind, a
provision significant of what passed within the walls by its
prohibition as well as by the limitation.
Such were the most salient features of the legislation
respecting the relief of the poor previous to the reform of
parliament itself in 1832.
It had long been seen that there was something wrong
.which legislation had failed to set right. Sir Matthew
_ Hale framed a scheme which was written soon after the
middle of the 17th century, although not printed until after
his death. The chief feature of his plan was " that the
justices of the peace at the quarter sessions do set out
and distribute the parishes in their several counties into
several divisions, in each of which there may be a
workhouse for the common use of the respective divisions
wherein they are respectively placed, — to wit, one, two,
three, four, five, or six parishes to a workhouse according to
4lie greatness or smallness and accommodation of the several
parishes," and that providing "a stock" for work in and
out of the workhouses should" be made compulsory. His
views are thus stated : —
" At this day, it accms to mo that tho English ration is morp
iloficioiit in their prudent provision for tlio poor than any otlicr
Olnistiaii state In some otiier countries a begpir is a
a rare sijjht. Those that are unable to maintain themselves by
iu;o or inipotency are relieved. And those that are able to sujiply
their wants by their labour are furnished with employments suit-
able to thcii- condition, And by this means there is not only a
Rooil and orderly edueation and a decent face of tho public, but tho
more populous tho stale or country is tho richer and tho more
wcalt'iiy it is. But with us in En;;land, for want of a due regula-
tion of thin;js, tho more populous we are the poorer wo arc ; so that
wliorcin tho strenf;tli and wealth of a kingdom consists renders us
the weaker niul the jioorer ; and, which is yet worse poor families
which daily multiply in tho kingdom, for want of a duo order for
.their oiuploymcut in an honest course of life, whereby they may
gain subsisteuco for them and their children, do unavoidably bring
U|i their children either in a trade of begging or stealing, or such
other idle course, w hieli again they propagate over to their children ;
auj ap tliore is a successive multiplication of hurtful or at least
unprofitable people, neither capable of discipline nor boucficial
employment.'
He further remarks that the continuance of the evils ho
depicted "must in time prodigiously increase and overgrow
the whole face of the kingdom, and eat out the heart of
it." In lamenting the want of an industrious education
he observes that " a man that has been bred up in thd
trade of begging will never, unless compelled, fall to
industry; and, on the other side, it is a wonderful necessity
indeed that shall bring one bred up in civility or industry
to beg." Almost all subsequent schemes looked uj) to
Hale as their model ; but all either were not accepted or
did not succeed, although in some of tho legislation of tho
18th century imperfect attempts seem to have been mado
in this direction. Among other schemes Sir Josiali Child,
in the reign of Charles II., who speaks of the poor in
England having always been "in a most sad and wretched
condition," proposed to abolish all settlements and receive
every poor person that applied to incorporated societies or
"fathers of the poor." John Gary, writing about 1700,
having for the burden of his tract, and the ciu-e of existing
evils, to "provide work for those who are willing, and force
them to work that are able," makes some pithy remarks.
. " He that walks the streets of London, and observes tho fatigues
used by tho beggars to make themselves seem objects of charity,
must conclude that they take more pains than an houe.st man doth
at his trade, and yet seem not to get bread to eat. Beggary is now
become an art or mystery, to which children aro brought up from
their cradles. Anything that may move compassion is made a live-
lihood, a sore leg or arm, or for want thereof a pretended one. The
tricks and devices I have observed to be used by those peoplo
have often made me think that thoSc parts, if better employed,
might be mado useful to the nation." " Licences for alehouses wore
at tirst granted for good ends, not to draw men aside from their
labour by games and sports, but to support and refresh them under
it ; whereas alehouses aro now encouraged to promote the ineomo
of excise,— not considering withal that the labour of each man, if
well employed, whilst he sits in an alehouse, would be worth much
more to the nation than the excise he pays." " Our laws to set the
poor at work aro short and defective, tending rather to maintain
tliem so than' to give them to a better way of living. 'Tis true,
those laws design well ; but, consisting only in generals, and not
reducing things to practicable methods, they fall short of answer-
ing their ends, and thereby render the poor more bold when they
know the parisli officers are bound either to provide them work
or to give them maintenance."
In 1735 Mr Hay, a member of the House of Commons,
introduced a bill, which, however, was not passed, appoint-
ing guardians of a district, chosen by divers occupiers out
of a list of persons qualified by estate in land, with power
to purchase land, and build and furnish workhouses, and
provide stock to set the poor to work, to be paid for by
rate, — " every person to be deemed to be legally settled
where he continued a year without being chargeable, and
if he gained no such settlement then at tho place of his
birth, and if not born in the kingdom then where ho
should happen to want relief," — parochial settlement to bo
abolished, and n county settlement substituted.
In 1753 bills Avere introduced into parliament by tho
earl of Hillsborough and Sir Richard Lloyd, but neither
was passed. Lord Hillsborough proposed to rei^yil all
existing Acts, re-enacting much, but getting rid of tho
notion of settlements and removals, and establishing a
county board as governors of the poor with ofticcrs to
carry out their bye-laws, and hospitals for the impotent
and the aged and their children, and for no other kind of
poor. In tho same year Fielding jirintcd A Proposal for
makiiif/ <i)i efeclual Provision for the Poor, for amendinij
their i[orah, and for rendering them vsrful ilemberi of the
Socieli/. His plan embraced county houses of correction,
and places of work, maintenance, and punishment, includ-
ing a " fa.sting room." It may bo regarded as supple-
mentary to schemes of tho same period. Although all that
fell from this author U worthy oC attention, his plao cannot
i70
POOR LAWS
be examined closely Lere ; but what he sa;ys of the state of
things at the period, evidently the result of his daily
observations as a magistrate and inhabitant of Westminster,
b too striking to be passed over.
"That tlic poor are a very great burden arid even a nuisance
to tlie kiugilom, that the laws for relieving their distress and
restraining llieir vices have not answered their purposes, and that
tlicy are at jTesent very ill provided for and much worse governed
are trutlis which every man will acknowledge. Every person who
liath any property must feel the weight of that tax which is
levied for the nse of the poor ; and every person who hath any
understanding must see how absurdly it -is applied. S > very use'-
less, indeed, is the heavy tax, and so wretched its disposition, that
it is a fjueftion whether the poor or lieh arc actually more dis-
s.atisfied ; since the plunder of the one serves so little to the real
.idvantage of the other. For while a million yearly is raisedamong
the rich many of the poor .are starved ; many more "languish in want
and misery ; of the rest, numbers are found begging or iiilfering in
the streets to-day, and to-morrow are li>"''ed up in jails and bride-
wells. If we were to make a progress through the outskirts of
the metropolis, and look into the habitations of the ))Oor, we
should there behold such pictures of human misery as must move
the compassion of every heart that deserves the name of human.
What indeed must bolus composition who could see whole families
in want of every necessary of life, oppi-essed with hunger, cold,
jiakedness, and tilth, and with diseases the certain consequence of
.all these ! The sufferings indeed of the poor are less known than
their misdeeds ; and therefore we are less apt to pity thera. They
starve, and freeze, and rot among themselves ; but they beg, and
steal, and rob among their better^ There is not a parish in the
iliberty of Westminster which doth not swarm all day with beggars
and all night with thieves."
The observations of Dr Burn, a name known to every
one who has considered the poor laws, whether as legislator,
magistrate, or lawyer, followed in 1764. Although the
suggestions and observations in his History of the Poor
Laws are worthy of the highest attention to any one enter-
ing into an historical retrospect, it must suffice here to
Bay that the result of his experience and knowledge was
tliat the laws then in force should "stand as to the main"
ibut be rectified on two points — begging, and the manage
|ment of the poor by overseers. Dr Burn says : —
" Hut how shall begging be restrained ? which by a kind of pre-
scriptive claim hath so long b«en cccustomed to triumph above
the laws All sorts of severities, it appears have been enacted
against vagrants ; and yet they wander still, Nevertheless, one
would hope the disease is not past all remedy. If it is, let os cease
the unequal contention, and submissively give np our fortunes to
the next that comei with a pass, and tells us a justice of the peace
hath so ordered it; but let beggars and vagrants be doing. There
is one infallible way to put an end to all this, and the easiest in
the world, which consists merely in a non-feasance. Give them
nothing. If none were to give, none would beg; and' the whole
mystery and craft would be at an end in a fortnight. Let the laws
continue if you please to apprehend and punish the mendicants;
but let something also be done effectually against those who
sncourage them. If the principal is punished, it is not reasonable
the accessary should go free. In order to which, let all who relieve
n common beggar be subject to a penalty."
As to the other "fundamental defect," is Dr. Burn
5tyles the leaving the management of the poor to overseers,
the position of overseers and their action are so admirably
painted, and the description so applicable to the mode I
sf administration down to the reform of 1834, that the
observations, written id a happy strain of irony, must be
inserted.
" As to overseers of the poor, it is ti-ue the law provides that thty
ihall be substantial householders. But many a man maybe a sub-
itantial householder who is not fit to be an overseer of the poor,
4nd in fact the office goes ty rotation from one householder t(^,ti
mother, — some perhaps tenants at tack rent, whose jeaso expires
the _ next year, others ignorant and unexperienced, others not
willing to charge themselves to disoblige their neighbours; and
all of them wanting to get over the office with as httle trouble to
themselves as possible ; and if any, wiser than the rest, projects
anything for the common good his office expires at the end of the
iyear and his labour is frustrated, and in practice the office of an
overseer of the poor seems to be understood to be this : — To keep an
Extraordinary look-out to prevent persons coming to inhabit with-
out certificates, and to fly to the justices to remove them ; and if a
man briggaA certificate then to caution all tho inhabitants not to
let him a farm of ilO a year, and to take care to keep him out of
all parish offices ; to warn them, if tiny will hire servants, to hii»
tliem half-yearly or by the month, by the »«Uu 1.7 the day, lalhtf
than by any way that shall give them a scttrement, or if they do
hire them for a year then to endeavour to pick a quarrel with them
before the years end. and s& la get rid of them To maintain theil
poor as cheap as iK>ssiblj they cao , at all pvfnts nut to lay onl
two-pence in prospect of .any future good, but only to serve tho
prnsent necessity ; to bargain with some sturdy jicrson to take
tliem by the lump, who yet is not intended to take them, but
to hang over them in (c/rofmif they shall comjdain to the justii-c3
fur want of maintenance. To send others out into the country a
"begging {for why canuut they ri> as well as others thcv will
mention, who are less ablo in body ?) and the fecbU-r they are th<
more profitable will be their peregrination To bind out poor children
apprentices, no matter to whom or to what trade, but to tike
es]iecial care that the master live in another ]>arish. To move
heaven and earth if any dispute happens about a settlement, and
in that particular to uivert the general rule, and stick at no
expense. To pull down cottages. To drive out as many inh.ibit-
ants and admit as few as j)ossibly they can ; that is, to depopulate
the parish in order to lessen the jioor rate. To be generous, indeed,
sometimes, in giving a portion with the mother of a bastard child
to the reputed father, on the condition that he will marry her ; or
with a poor widow (for why should she be deprived of the comforts
of matrimony ?) — always provided that the husband is settled else-
where. Or if a poor man with a large family appears to be industri-
ous they will charitably assist him in taking a farm in sonio
neighbouring parish, ami give him £10 to pay his first year's rent
with ; and if any of their poor has a mercantile genius they will
purchase for him a box, with pins, needles, laces, buckles, and
such like wares, and send him abroad in the quality of a jietty
chapman, with the profits whereof, and a moderate knack of
stealing, he can decently support himself, .and educate his children
in the same industrious way. But to see that the poor shall resort
to church, and bring their children there to be instructed ; to con
tract with a master that he shall procure his apprentice at proi>er
times to be taught to reail and write ; to provide a stock of
materials to set the poor on work, to see tho aged and impotont
comfortably sustained, the sick healed, and all of them clotheil
with neatness and decency, — these and such like it is to be fearcj
are not so generally regardeU as the laws intended and tho ncces"-
sity of the case requires;-"
Dr Bum's remedy was not to abolish overseers altogether
but that, while they or a permanent overseer should coilec
the rate, a general superintendent over a certain numbe;
of parishes should be appointed by the justices at sessiong
and the disposal of the rate directed accordingly. _
How far the criticism and suggestions made, from thosQ
of Sir Matthew Halfe downwards from time to time, in
fluenced the legislation already indicated of the IStli
century and the early part of the 19th, it is impracticable
to discover. One thing is certain, that evils grew apace:
ratepayers on the one hand, the poor on the other,
political economists and philanthropists, magistrates an(
jurists, and observers of every kind were dissatisfied. Foi
the general state of the poor in the beginning of tho 19t}
century as presented to the accurately observant eye an<l
ear of our English Juvenal, we glean more from liii
Borough than from a pile of statistics. Of the poor whe
were. chargeable to the parish Crabbe says : —
*' To ttie most we Rive
^':veett1y dote. anO at their homes thcj' li'*c.*
Of the ^vorkhouse or house of industry, ihe paupei
palace which the^ hate to see," he speaks- niournfully
In prose he wrote of the poor ivho " must be coubldercd
in every place as a large and interesting portion of its
inhabitants," condemning the workhouse system, alike tho
P8Ugerj)alace and the bouse rented for the poor tho
' House that" holds the parish poor,
, Whose walls of mud scarce bear the broken door.
A closer examination of the system of maintaining tho,
poor than could be obtained by casual visitors, or even'
constant residents having no special duty to examine or
inquire, showed, in full accord with the public criticisn.
already examined, and in spite of it, that the fund which
the famous statute of Elizabeth directed to be employed
in setting to work children and per.-sons capable of labour,
but using no. daily_ trade, and in tho necessary relief -ol
i" (J () a L A w b
471
the impotctit, was by degrees applied to purposes opposed
to the letter and still more to the spirit of that law, and
destructive to the morals of the most numerous class and
to the welfare of all. The great source of abuse was
the relief afforded out of the workhouse to able-bodied
persons, — a class never intended by the legislation as fit
objects. The description of relief was also very objection-
able. Its most usual form was that of relieving the appli-
cants either wholly or partially from the expense of obtain-
ing house room. Partial relief from that expense was
{jiven or professed to be given by exempting the occupants
of a cottage or aiiartmcnt from tho^yment of rates on the
ground of poverty, and in a greax number of cases by
paying the rent out of the parish fund. Relief afforded in
money to the able-bodied on their own account or on that
of their families was still more prevalent. This was gene-
rally effected by one of the five following expedients : —
{1) relief without labour, (2) the allowance system, (3) the
roundsmen system, (4) parish employment, (5) the labour-
rate system. (1) The relief without labour was by the parish
giving to those who were or who professed to be without em-
ployment a daily or weekly sum, without requiring from the
applicant any labour. (2) " Allowance " sometimes com-
jM-ehended all parochial relief afforded to those who were
employed by individuals at the average rate of wage? of
the district, and was sometimes confined to the relief which
a person so employed obtained on account of his children,
in that case any relief obtained on his own account being
termed "payment of wages out of rates." In some places
a,llowance was given only occasionally or to meet occasional
wants, for instance, to buy clothing or food or to pay the
rent of a cottage or apartment. Sometimes the income of
the poor was regulated by the name of " scales" — giving in
money the price of bo many loaves of bread or of a specific
measure of flour, according to the number of the family.
{3) The roundsman (or, as it was sometimes termed, the
billet, or ticket, or item) system was the parish paying
the occupiers of property to employ the applicants for
relief at a rate of wages fixed by the parish, and depend-
ing, not on the services, but on the wants of the ajiplicants,
the employer being repaid out of the poor rate all that
he advanced in wages beyond a certain sum. According
to this plan the parish in general made some agreement
with a farmer to sell to htm the labour of one or more
paupers at a certain price, paying to the pauper out of
the parish funds the difference between that price and the
allowance which the scale, according to the price of bread
and the number of his family, awarded to him. It received
the local name of billot or ticket system from the tickSt
signed by the overseer which the pauper in general carried
to the farmer a.s a warrant for his being emplo3'ed, and
afterwards took back to the overseer, signed by the farmer,
as a proof that he had fulfilled the conditions of relief.
In other cases the parish contracted with a person to have
Bomo work performed for him by the paupers, at a given
price, the parish paying the paupers. In many places the
roundsman system was carried out by means of an auction,
all the unemployed men being i)ut up to sale periodically,
sometimes monthly or weekly, at prices varying according;
to the time of year, tho old and infirm selling for less than
the able-bodied. (4) As for parish employment, although
work is made by the statute of Elizabeth a condition pre-
cedent to relict otherwise than in the ca.se of the impotent,
and it is a duty of tho parish officers' to provide it, pay-
ment by them for work was tho most unusual form in
which relief wa-s administered. Scarcely more than one-
t\/cntieth part of the sum yearly expended for tho relief
of tho poor at tho period immediately preceding the inquiry
tli.at led to the amendment of the law in 1834 was paid for
work, including work oa Uw, roads and in tho workhouses
Thi» was easily accounted for *' by many causes, including
the trouble and difficulty attendant upon superintendence
on the part of parish officers." (5) An agreement among
the ratepayers that each of them should employ and pay
out of his own money a certain number of the labourers
settled in the parish, in proportion not to his real demand
for labour but to his rental or to his contribution to the
rates, or to the number of horses that he kept for tillage,
or to the number of acres that he occupied, or to some
other fixed standard, has been denominated the labour-rate
system. This system was generally enforced by an addi-
tional voluntiiry rate on those who did not employ their
full proportion.
As .illustrating the difficulties attendant upon providing
for the poor, a temporary Act passed in 1832, which has
disappeared from the statute book (as founded on vicious
notions), may be noticed, applying to parishes where the
poor rates exceeded 5d. in the pound. It recited that,
notwithstanding the many laws in force for tho relief
and employment of the poor, many able-bodied labourers
are frequently entirely destitute of work or unprofitably
employed, and in many instances receive insufficient
allowance for their support from the poor rates, and " the
mode of providing employment for the poor which may be
expedient in some parishes may be inexjredient in others,
and it may therefore be desirable to extend the powers of
parish vestries in order that such a course may bo purfeued
as may be best adapted to the peculiar circumstances of
each parish," and enabled vestries (without interfering
with Gilbert's Act), with the approval of justices at petty
sessions, to make special agreements solely for the pur-
pose of emplpying or relieving the poor of the parisL
The following table exhibits the growth of the jioor rate Rrotrtk
from tho middle of the last century to a date immediately t''* poor*
preceding the reforms effected in 1834: — •
tat«.
Te&rB.
Estimated Popnlatlon
Expended on the
Per Head of
of England and Wales.
EcUef of tlio Poor.
the Population.
£
a. d.
1750
6,467,000
689,000
2 2
1760
6,734,000
965,000
8 0
1770
7,428,000
1,806,000
3 6
1780
7,953,000
1,774,000
4 S
1790
8,675,000
2,567,000
6 11
1800
9,140,000
3,861,000
8 6
1810
10,370,000
5,407,000
10 3
1818
11,702,000
7,890,000
13 4
1820
12,046,000
7,329,000
12 2
18S0
13,924,000
6,829,000
9 9
1832
14,372,000
7,030,000
9 9
It will be observed that subsequent to 1818 there was-
an apparent diminution in tho whole Sum expended for
the relief of tho poor, making a difi"erenco of between 1 1
and 12 per cent.; but tho decline in the prices of tli(
necessaries of life (wheat alone had fallen considerably, —
more than one-half in one of tho intermediate years) wot
more than equivalent to tho difference.
The conviction, arising principally from the increase of
the poor rates, that a change was necessary either in tb -
poor law as it then existed or in the mode of its adminis'iU-
tion led to the issuing of a commission in 1832 " to niako
diligent and full inquiry into tho practical operation of the
laws for the relief of tho poor in Englaiid and Wales, ano
into tho manner in which those laws were administered,
and to report their opinion as to what beneficial altera-
tions could be made." Thd result of this inquiry was laid
before parliament in 1834. The commissioners reported
"fully on tho great abuse of tho legislative provision for
the jioor as directed to be enijiloyed by the statute of
Elizabeth," finding "that tho preat .source of abuse was
tl>o outdoor relief alTordcd to the able-bodied on their owa
472
POOR LAWS
forma-
tion of
districts
account or on that of tlieir families, given either in kind or
in money." They also reported that " great maladminis-
tration existed in the •workhouses." To remedy the evils
they proposed considerable alterations in the law, and the
principal portion of their suggestions was embodied in the
Poor-Law Amendment Act, 1834 (4 & 5 Will. IV. c. 76).
The Act was based on the principle that no one should
be suffered to perish through the want of what is necessary
for sustaining life, but at the same time that if supported
at the expense of the public he must be content to receive
Buch support on the terms most consistent with the public
welfare ; and the objects of the Act were first to raise the
labouring classes, that is to say, the bulk of the commun-
ity, from the idleness, improvidence, and degradation into
which the maladministration of the laws for their relief
had thrown them, and, secondly, to immediately arrest
the progress and ultimately to diminish the amount of the
pressure on the owners of lands and houses.
Under the Act three commissioners were appointed
(originally for five years, but subsequently continued from
time to time) styled " the Poor-Law Commissioners for
England and Wales," sitting as a board, and appointing
assistant commissioners and other officers. The adminis-
tration of relief according to the existing laws was sub-
ject to their direction aud control, and to their orders and
regulations for the government of workhouses and the
guidance and control of guardians and v^estries and the
keeping and allowing of accounts and contracts, without
interfering with ordinary relief in individial cases.
The favourable state of the country at; the time present-
ing many facilities for the introduction of the law, which it
mdpoor- was important to render available with as little delay as
udons. • possible, the whole of England and Wales was divided
into twenty-one districts, to each of which an assistant
commissioner was appointed. The commissioners under
their powers (gradually put into operation — a circumstance
which beneficially affected legislation of the period, as, for
example, the commutation of tithes and the introduction
of police) formed poor-law unions by uniting parishes for
general administration, aud building woikhouses, guardians
elected by the ratepayers (or ex vjjicio) having the general
government and administration of relief. The expense was
apportioned to each parish on settled principles and rules,
with power, however, to treat the united parishes as one
for certain purposes. Outdoor relief might be given, on
the order of two justices, to poor persons wholly unable to
work from old age or infirmity. No rule appears to have
been more fully sanctioned by practical results as of an
advantageous nature than that under which the coantry
was by degrees parcelled out into unions. In parishes no
adequate power existed for cairying into effect the rules
and regulations of the amended system. No principle of
classification could be adopted within the workhouses, and
the law was liable to be thwarted in its most material
objects by petty interests of a local and personal character.
With the aid of boards of guardians and their subordinate
officers these interests were neutralized, and the law was
rendered uniform in its operation. The economical advan-
tages derived from acting on an enlarged scale are self-
evident. Waste unavoidably takes place when the purchase
of supplies for a single parish forms a separate transaction.
The second report of the commissioners showed that of
one hundred and ten unions which had been in operation
more than a year, the saving in forty-three of the largest
was 46 per cent. ; in twenty-four of the smaUest unions
the rate of saving was not more than 29 per cent.; and
in twenty-six unions of intermediate size a saving of 42
per cent, was effected. Even in many parishes not then
included in a union the wide promulgation of the jirin-
Ciplas of the amending Act gave an impulse to improve-
ment in the administration of the poor laws, which was
attended by a marked reduction in the expeuditura
The total amount of money expended in the relief of
the poor in England and Wales during the twelve years
prior to the passing of the Poor-Law Amendment Act{1823
to 1834) amounted to upwards of £76,096,000, and during
the twelve subsequent years to less than £57,247,000.
As the commissioners early remarked —
" It eoulJ not be expected that an Act which so materially dis-
turbed the distribution of as large a sum of money as £7,000,000
]>er annum, which of necessity changed the source from which s
large portion of the iii^bitants of the country derived theii
customary means of sub^tence, and which in so doing opposoO
itself not only to the Interests, the prejudices, and the fears of a
large portion of the population, but pressed hardly on the sincere
though mistaken notions of charity which were established in the
hearts of others, could possibly be carried into effect without
difficulty and resistance.
The obstacles which the Act had to contend with in the
metropolis chiefly arose from the confusion and perplexity
of jurisdiction which existed in the one hundred and
seventy parishes comprised within the city of London and
the metropolitan district, some of these containing govern-
ing bodies of their own ; in some the parish business was
professedly managed by open vestries, in others by select
vestries, and in addition to these there were elective
vestries, under Sturges Bourne's Act, Sir John Hobhouse's
Act, and other Acts ; and the majority of the large
parishes were managed under local Acts by boards of
directors, governors, and trustees. These governing bodies
executed a great variety of functions besides regulating
the management of the poor. The power, patronage, and
the indirect advantages which arose from the administra-
tion of the local funds were so great that much opposition
took place when it was proposed to interfere by constitut-
ing a board to be annually chosen and freely elected by the
ratepayers, on which the duty of regulating the expendi-
ture for the relief of the poor was to depend. The general
management of the poor was, however, on a somewhat
better footing in London than in the country.
Some opposition was experienced to the introduction of
the full benefits of the Act into the unions incorporated
under Gilbert's Act, many provisions of which conflicted
with the new system. On the early dissolution of seven-
teen of those incorporations by the commissioners under
their powers, it was found, Jiowever, that the rates were
sensibly diminished. Much resistance of a general nature
was encountered. Not only was the economical working
of the new principles of management disputed, but a strong
feeling was aroused against what was thought to be the
inhumanity of the rigorous rules to which paupers had to
submit in workhouses. AVhile many proofs existed of the
necessity for the introduction of a new system — such as
that, while wheat was rotting in pauperized and as yet
unreformed districts of the south of England for want of
reapers at 21s. and 24s. an acre, at the very same time
able-bodied healthy men were lying under the hedges in
another part of the same county vrith a parish allowanc-e of
3s. a week — on the other hand, it was f It as a grievance
that old couples were refused relief at their own houses,
and that if they entered the workhouse the sexes were
separated. Throughout the country the reproachful name
of " Bastille " was attached to the workhouse, and this is
in many districts still retained, though no longer as an
ihtended censure. In part of Devonshire prejudice was
carried to the extent of a rumour leading poor persons to
believe that the bread distributed by the relieving oiBcers
was mixed with poisonous ingredients.
Both Houses of Parliament were inundated for years
with petitions against the new system ; meetings were
held at which inflammatory language was used; and in
The ti«»
tTOlK.h
i
The old
system
and tli>
new.
POOR LA V! a
t73
some instances riotous proceedings marked the opposition.
It was remarked tbat the acts of violence were in the most
pauperized districts, which had been conspicuous for the
maladministration of the poor rates. The work, however,
went forward, although three parliamentary committees
(one of the Lords and two of the Commons) instituted a
searching and severe scrutiny before the organization of
the system was completed. Notwithstanding adverse cir-
cumstances, including stagnation of trade, cold weather,
and an epidemic of great severity, by the end of 1837
nearly the whole of England had been formed into unions ;
llie benefits of the new system were gradually recognized,
;rnd a poor law was introduced into Ireland (see Ireland).
As to poor-law administration in Scotland see Scotland.
The reform of the poor laws affected a variety of
persons besides paupers and ratepayers. No question
was more widely discussed than that of medical attendance
on the sick poor. The outdoor relief of the sick was
asnally effected by a contract with a surgeon, which, how-
ever, in general only included those who were parishioners.
VVhen non-parishioners became chargeable from illness, an
order for their removal to their place of settlement was
obtained, which was suspended until they could perform
the journey ; in the -meantime they were attended by the
local surgeon, but at the expense of the parish to which
they belonged. The poor-law commissioners in their
report of 1834 stated that on the whole medical attend-
ance seemed in general to be adequately supplied and
economically, considering only the price and the amount
j£ attendance. • Great good was effected by the cstablish-
toent of dispensaries promoted by Mr Smith of Southam
to enable the labouring classes to defray, from their own
resources, the expense of medical treatment While stat-
ing that the country was much indebted to him for his
exertions, the commissioners were not prepared to suggest
any legislative measures for their encouragement ; but dis-
pensaries have been recently applied to the relief of the
poor in the metropolis. The medical and surgical asso-
ciation (now the British Medical Association), of which
Sir Charles Hastings was president, took up the sub-
ject, and a committee, over which Dr Davis (of Presteign)
presided, made an inquiry and report,^by no means in
hostility to, but in full accord with, the chiefs of the new
poor-law administration. The present mode of giving
medical relief is noticed below.
After an intermediate transfer in 18-17 of the powers of
the poor-law commissioners, and the constitution of a fresh
board styled " commissioners' for administering the laws
for relief of the poor in England," it was found expedient
to concentrate in one department of the Government the
supervision of the laws relating to the public health, the
relief of the poor, and local government ; and this concen-
tration was in 1871 carried out by the establishment (by
Act of Parliament 34 A- 35 Vict.- c. 70) of the Local Govern-
ment Board.
In the subsequent part of this article tho governing
board, whether the original jjoor-law commissioners or
commissioners for administering the laws for relief of the
poor, or the present local government board, is spoken of
as the central board, as tho orders at present in force are
of variou.s dates, and chiefly issued before the existence oj
the present local government board.
By numerous Acts of Parliament passed subsequent to
the Amendment Act of 1834 the administration of relfej
has been affected in various ways. It would be an unpro-
fitable task, and inconsistent with tho objects and limit
of this article, to give a chronological summary of those
Acts down to the present time, but they are taken into
sccDunt in treating of various heads of jioor-law adminis-
tration.
1 '.)— 1 «•
It is to be observed that the relief of the poor of every
union governed by a local Act is administered by a board
of. guardians elected according to the Pcor-Law Acts.
' Although containing very important provisions, tho Act
of 1834 was rather to restore the scope and intention of
the statute of Elizabeth by placing its administration in tho
hands of responsible persons chosen by the ratepayers, and
themselves controlled by the orders of a central body, than
to create a new system of poor laws.
Thcngents and instruments by which tlic administration of relief
is afforded are the following.
Tlie guardians of the poor regulate the cases and descriiitiou ol
relief within the union : a certain number of guardians are elected
from time to time by tlie ratepayers. The number is determined
by the central board, by whom full directions as to the mode of
election are given. In addition to those elected there are ex officio
guardians, principally local magistrates. The guardians hold their
meetings frequently, according to the exigencies of the union. Indi-
vidual cases are brought to their notice, — most eases of i-csideiit
poor by the relieving officer of tho union, the case of casual paupers
by him or by the workhouse ofliccrs by whom they were admitted
in the fiist instance. Tlie resident poor frequently appear in person
before the guardians. The mode of voting which the guardians fol-
low in respect to any matter they difier on is minutely regulated,
and all their proceedings as well as those of their officers are entered
in prescribed books and forms. They have a clerk, generally a local
solicitor of experience, who has a variety of responsible duties in
advising, conducting correspondence and keeping books of accounts,
and carrying out the directions of the guardians, who in their turn
are subject to the general or special regulations of the central board.
The various officers of the union from the medical officer to work-
house porters, including masters and matrons of workhouses, are
generally appointed by tho guardians ; and the duties of all tho
officers are specifically prescribed by the regulations issued by tho
central board.
Among a multitude of miscellaneous duties and powers of the
guardians, apart from the ordinary duties of ordering or refusing
relief in individual cases and superintending the officers of the
union, tho duties devolve on them of considering the adjustment
of contributions to the common fund whether of divided or added
parishes, and matters affecting other unions, the building of work-
houses and raising of money for that and other purposes, the taking
of land on lease, the hiring of Buildings, special provisions as to
superannuation and allowances to officers, tho maintenance and
orders as to lunatics apart fioni individual instances, and tho con-
sideration of questions of settlement and removal. A paramount
obligation rests on tho guardians to attend to the actual visitation
of workhouses, schools, and other institutions and places in which
the poor are interested, and to call attention to and report on any
irregularity or neglect of duty. Guardiails may charge tho rates
with the expenses of attending conferences for the discussion of
matters connected with their duties (Poor-Law Conferences Act,
1883). In relation to expenditure tho guardians have very con-
siderable but restricted powers. Among other olliccrs they aj)-'
point a treasurer for tho union.
Overseers of the poor arc still appointed under tlio slatulc ofOvef
Elizabeth, and tlio guardians cannot interfere with tho a|ipoint- sccsn
ment. As, however, tho relief of the poor is now administered by
lioards of guardians, the principal duties of overseers relate to the
making and collecting of rates and payments. The guardians, liy
order of the central board, may appoint assistant overseers and
collectors. Inspectors appointed by the central authorily assist in fns|>e$>
the execution of tho poor laws by periodically visiting and inspect- tors.',
iiig every workhouse and place wherein any poor person in recei|il
of relief is lodged, attending meetings of boards of guardians and
every local meeting at which general questions may bo raised or
discussed, and taking part in meetings but not voting at them. Tlnj
inspectors have great jiowers iu calling bcfnrc them and examiiiiiii;
persons and hooks ami proceedings, liesidcs llic usual in-siKilnr.-;.
persons may l.c appointed by the central authority to act in coir,
ducting special inquiries.
' Provisions relating to expenditure and the audit of accounts otq
noticed in a subsequent part of this article
Soma princijiles connected with the system of poor-law
edministratioti call for concise notice.
As the right to relief exists, tho law recognizes the
dbligaiton to afford it to persons unable to maintain them-
selves, Tho refusal of the officers whoso duty it is to give
it is- an indictable offence ; and, although a nican.s of
punishment docs riot constitute a remedy, it .--tcins a
mandamus to, guardians of the jioor will, in extreme and
cceptional. cases, bo granted. ^ The liability to .suuuiiary
^74
POOR L A W S
proceedings now, however, operates as a preventive to
neglect of duty. If, by reason of the neglect of overseers
to collect rates or to pay the guardians of the poor, any
relief directed by the guardians to be given to any poor
person is delayed or withheld, or if overseers disobey a
Justice's order to give temporary relief, or if any officer
wilfully neglects or disobeys the orders of the central
board, penalties are incurred. The control of the central
board is, except in very rare cases, found effective to
secure the due administration of the law.
The recognition of the right to relief as a legal claim
3iUows and indeed necessitates the imposition of restraints,
apart from provisions connected with the law of settlement
and removal, more fully noticed hereafter. Persons, how-
f.ver poor, wandering abroad to beg or gather alms, or
placing themselves in any public place for that purpose,
become subject to the vagrancy laws.
Private relief, pecuniary or otherwise, may be asked for
and obtained so long as it does not involve any false
pretence or dishonest or prohibited means of gaining a
livelihood. Any person able by work or other means to
maintain himself or his family, who, by wilful refusal or
neglect to do so, becomes chargeable for any part of his
family, commits an offence. Poverty or idleness short of
this, and apart from the case of liability in respect of
children under elementary and industrial school Acts, is
not an offence against the law.
Obliga- There are circumstances, however, where relative lia-
tJon to bilities make it a duty for persons to avail themselves of
wialfp lis©
of public the public provision for relief. The culpable neglect of
proTisioa. ^ person to provide another under his control and in his
legal custody, who is actually helpless, as an infant or
lunatic, with the means of life constitutes a crime, and by
the express provision of a poor-law Act any parent wilfully
neglecting to provide adequate food, clothing, medical aid,
or lodgings for his child, being in his custody under the
age of fourteen, whereby the health of such child is or is
likely to be seriously injured, may be summarily convicted
(31 & 32 Vict. c. 122), in analogy to the law making it
an indictable misdemeanour for a master or mistress who
is legally liable to provide any apprentice or servant with
necessary food, clothing, or lodging, wilfully and without
lawful excuse to refuse or neglect so to provide (24 & 25
Vict. c. 100). Something more than the mere abstention
from seeking parochial relief without any intentional
•neglect is necessary to lay a criminal as distinguished from
a moral responsibility on destitute persons.
Although under the vagrancy laws public begging is an
offence, the giver of such unlawful charity is not subject
to legal restraint. In early times attempts were made to
impose such restraints. AJn Act of 1349 (23 Edw. 111. c.
7) provided that none on pain of imprisonment should
under colour of piety or alms give anything to a beggar
who was able to labour, and nearly two centuries later an
Act (22 Hen. VIII. c. 12) already noticed, relating to
poor compelled to live by alms, and the punishment of
vagabonds and beggars, provided that any person giving
any harbour, money, or lodgings to any strong beggar who
violated the statute should make such fine to the king as
the justices in sessions should appoint ; and as late as the
commencement of the 17th century givers to beggars were
subject to a penalty (1 Jas. I. c. 7). These Acts, however,
eventually disappeared from the statute book.
Dr Burn advocated, as has been seen, the infliction of a
penalty for relieving a common beggar; btit, although
aiders and abettors in the commission of. even petty
offences are now punishable, it is not attempted to apply
the law to bestowers of charity, whether in the streets and
highways or elsewhere.
It is in vain to impose the doctrines of political economy
in restraint of natural instincts. Such doctrines are
scattered as chaff before the wind when opposed by the
teachings of the nursery rhymes of " The Beggar's
Petition," or to the fascinating description where the
beggar figures as " a well-remembered guest," or to the
sympathy enlisted by Charles Lamb's essay " A Complaint
of the decay of Beggars in the iletropolis. "
Although in most cases the relief given to the poor is
practically a gift, and does not constitute an available
debt, the plan of giving relief by way of advance as a loan
was introduced early in the present century, and the Poor-
Law Amendment Act (1834) enacted that any relief, or
the cost thereof, which shaU be given to or on account of
any poor person above the age of twenty-one or to his wife
or any part of his family under the age of sixteen, and
which the said commissioners shall by any rule, order, or
regulation declare or direct to be given or considered as
given by way of loan, and whether any receipt for such
relief, or engagement to pay the same, or the cost price
thereof, or any part thereof, shall have been given or not
by that person to or on account of whom the same shall
have been so given, shall be considered, and the same i.s-
hereby declared to be, a loan to such poor person (4 & 5
Will. IV. c. 76, § 58). By the same Act power was given
to enforce payment by means of a summons before justices
to attach wages. A subsequent statute gives power to the
guardians to recover loans to paupers in the county court
(11 ife 12 Vict. c. 110). By order of the central board,
guardians may, in the cases within the provision of the
Poor-Law Amendment Act above set out, give relief by
way of loan, but no relief contrary to the regulations can
be given- in this way. The restriction -was necessary, as
formerly some guardians granted outdoor relief by way of
loan contrary to the recent principles of administration of
relief.
The criminal liability of parents and others tre loa
parentis to provide sustenance has been considered. The
purely civil liability for necessaries under implied cor.v
tracts is of course outside the scope of this article, but
there is an express liability created by the poor laws.
The liability of the father and grandfather and the mother
and grandmother and the children of poor persons undei
the statute of Elizabeth has been set out in an earlier part
of this article. The statute extends only to natural
relations. The liability is enforced by orders of magis-
trates after chargeabibty, who adjudicate as to the amount
after hearing the facts and taking into consideration the
ability of the relative. The relief of actual destitution
should always precede investigation as to the liability of
other persons than the parish to contribute to it. Indeed
actual chargeability to the union is in general a condition
precedent to an order upon the relative.
In treating of the persons entitled to relief it may be
mentioned that, in accordance with the general law, a wife
is to be treated as one with her husband who is compel-
lable to maintain her ; and, as on the one hand the wife is
entitled under ordinary circumstances to relief equally
with the husband, the latter is the person to apply for and
to receive relief.
With respect to children, they form part of the father**
family until they become " emancipated." During the
minority of a child there can be no emancipation, unless
he marries and so becomes himself the head of a family,
or contracts some other relation so as wholly and per-
manently to exclude the parental control.
By the amendment of the poor laws in 1834 all relief
given to or on account of the wife, or children under
sixteen, not being blind or deaf and dumb, is considered
as given to the husband or father as the case may be ;
and any relief given to children under that age of a
POOR ,L A. W S
475
widow is considered as given to her (4 & 6 Will. IV. c.
76, § 56) ; but this provision does not interfere with the
liability imposed by the statute of Elizabeth. Further a
man marrying a woman having legitimate or illegitimate
children is liable to maintain them as part of his family,
and is chargeable with all relief on their account until
they attain sixteen or until the death of the mother (ibid.,
§ 57). A married woman having separate property is
liable for the maintenance of her husband and children
on their becoming chargeable (45 & U6 Vict c. 75).
rhe position of illegitimate children and their jparents stands on
a diatinct foundation. By a statute of 1576 (18 Eliz. c. 3) justices
were empowered at discretion to charge the mother and reputed
father of bastards with their maintenance on the pain of imprison-
ment in default. The principle of this statute, renewed and not
expressly repealed until recently, is carried out now, after receiving
repeated attention, especially on the great reform of the poor laws
and administration of relief in 1834, by an order of maintenance on
the reputed father, at the instance of the mother, or where the
child is actnally chargeable to a union or parish at the instance of
the guardians. Such order is in force until the child is thirteen,
and in some instances until sixteen. The main features of the
Acts are concisely stated in the article Ba.sta.rdt.
The conditions of persons entitled to relief are indicated
by the terms of the statute of Elizabeth. If they fall
within the definitions there given they have right to relief.
A fundamental principle with respect to legal relief of the
poor is that the condition of the pauper ought to be, on
the whole, less eligible than that of the independent
labourer. The pauper has no just ground for complaint,
if, while his physical wants are adequately provided for,
his condition is less eligible than that of the Doorest class
of those who contribute to his support.
Although a fund has become a practical necessity, it
ahould be always borne in mind tbat he who claims it is
not honest if his own labour and work can suffice to pro-
vide for his wants. It is as immoral and unjust to take
unnecessarily from the industrious and saving by force of
a law made and a tax raised for other objects as it would
be for a labourer of equal means to pillage and take from
the pocket of his fellow labourer.
If a state of destitution exists, the failure of third per-
sons to perform their duty, as a husband, or relative men-
tioned in the statute of Elizabeth, neglecting those he
is under a legal obligation to support, is no answer to
the application. The relief should be afforded, and is
often a condition precedent to the right of parish officers
to take proceedings against the relatives or to apply to
other poor unions. The duty to give immediate relief
must, however, vary with the circumstances. The case of
wanderers under circumstances not admitting of delay
may be different from that of persons resident on the spot
where inquiry as to all the circumstances is practicable.
The statute of Elizabeth contemplated that the relief was
to be afforded to the poor resident in the parish, but it is
contrary to the spirit of the law that any person shall be
permitted to perish from starvation or want of medical
assistance. Whoever is by sudden emergency or urgent
distress deprived of the ordinary means of subsistence has
a right to apply for immediate relief where he may happen
to bo. Persons comprehended within this class are called
" casual poor," although the term "casuals" is generally
used in reference to vagrants who take refuge for a short
time in the " casual wards " of workhouses.
Various tests are applied to ascertain whether applicants
are really destitute. Labour tests are applied to the able-
bodied, and workhouse tests are applied to those to whom
entering a workhouse is made a condition of relief.
As to the nature and kmd of relief given under the
poor laws the great distinction restored rather than intro-
duced by the amendment of the poor-law system in 1834
was giving all relief to able-bodied persons or their families
in well-regulated workhouses (that is to say, places where
they may be set to work according to the spirit and inten-
tion of the statute of Elizabeth), and confining outdoor
relief- to the impotent— that is, all except the able-bodied
and their families. Although workhouses formed a con-
spicuous feature iii legislation for the poor from an early
period, the erection of those buildings for unions through-
out the country where not already provided followed imme-
diately on the amendment of the system in 1834. Sine*
that time there has been a constant struggle between the
pauper class and the administrators of the law, the former
naturally wishing to be relieved at their own homes, and
in many instances choosing rather to go without aid than
to remove within the walls of the workhouse.
Relief given in a workhouse is termed "in (or indoor) mainten-
ance " relief, and when given at the homes of the paupers is termed
" outdoor relief." The regulations, accounts, and returns to parlia-
ment, as well as the principles governing relief, are based on these
distinctions. It is impossible, howeVer, to apply rigid principles
very closely, or rather the exceptions in practice are so numerous
that the majority of resident poor are relieved at their own homes
by being supplied with necessaries in kind, or by payment either
wholly or in part in coin, as circumstances are held to demand oi
warrant. The general order is that every able-bodied person, male
or female, requiring relief shall be relieved only in the workhouse,
together with such of the family as may be resident with such able-
bodied person, and not in employment, including his wife residing
with him. The exceptions made are where the person requires
relief on account of sudden and urgent necessity, or on account of
any sickness, accident, or bodily or mental infirmity affecting such
person or any of his family ; where relief is required for the pur-
pose of defraying the expenses of burial of any of the family ; in
the case of widows, relief in the first six months of her widowhood
when she has legitimate children' dependent upon her incapable jf
earning a livelihood, and has no Ulegitimate children boru after her
widowhood. Further relief in or out of the workhouse may b*
given by guardians in their discretion to a wife or children of aii
able-bodied man not resident within the union.
By the Industrial School Act any child found begging or receivihg
alms (whether actually or under the pretaxt of selling or offering
for sale anything), or being in any street or public place for the
Eurpose of begging or leceiving alms, or found wandering and not
aving any home or settled place of abode or proper guardianship
or visible means of subsistence, or found destitute, eitner being- an
orphan or having a surviving parent who is undergoing ])cnal ser-
vitude or imprisonment, or that frequents the company of reputed
thieves (as also in some other cases recently added), may be sent
to a certified industrial school, and while a school is being found
justices may order detention for a week in the workhouse.
In the metropolis justices have power to cause inmates of dan-
gerous structures to be received into a workhouse.
Besides workhouses, district asylums are provided for the dcstif
tute poor in certain places. Under the Poor- Law Amendment Act,
1844, reciting that it was expedient that more effectual means
should be provided for the temporary relief of poor persons found
destitute and without lodgings within the district of the metro-
politan police or the city of London, and in Liverpool, Manchester,
Bristol, Leeds, and Birmingham, district boards were established,
by which provision is made for such temporary relief and setting
to work therein of any poor person found destitute within any such
district, not professing to be settled in any parish included in it
and not known to have any place of abode there and not charged
with any offence under the Vagrant Act.
In 1867 under the Metropolitan Poor Act of that year unions and
parishes in the metropolis -were by order of the board formed into
asylum districts, in each of which there is one asylum or more for
the reception and relief of the sick, insane, or infirm, under a body
of managers partly elective and partly nominated by the bonnl, who
build or hire asylums and furnish tliom, and appoint committees.
The attendance at the asylum of a special commissioner of lunacy
is provided for. Special provision is made a.-) well for outdoor as
indoor medical relief by providing dispensaries and the dispensing
of medicines, with regulations for the appointment of medical officeiv
in the district.
The necessarily largo oxpondituro for the asylums is principally
defrayed by a fund railed the metropolitan common poor fund, by
contributions from the several unions, parishes, and places in the
metropolis. Hie amount of the roapeotivo assessments is deter-
mined by the local government board occording to the valnation
lists (noted hereafter) or on such other basis as the board directs,
the contribution being enforced by a precept of the board ; and the
bodies tilled on to pay levy the amount by a rate on occupiers of
rateable property in th« nature of a poor iste.
476
POOR LA^VS
Work- Admission to a workhouse may be by a written orJer of the
house board of guardians, or by the master or matron (or in tlieir absence
rules. by the porter) without an order in any case of sudden or urgent
necessity, or provisionally by a relieving officer, or overseer, or
churchwarden. Any person who is brought by a policeman as
having been found wandering in a State of destitution may be
admitted. It is to be observed generally, with respect to all per-
sons who may apply for admission into the workhouse under
circumstances of urgent necessity, that their destitution, coupled
with the fact of being within the union or parish, entitles them to
relief, altogether independently of their settlement (see below), if
they have one, which is a matter for subsequent inquiry.
The regulations for the government of workhouses fall under
two elasses : — (1) those which are necessary for the' maintenance of
good order in any building in which considerable numbers of
persons of both se.xes and of different ages, reside ; (2) those which
are necessary in order that these establishments may not be alms-
houses, but workhouses in the proper meaning of the term.
The inmates of a workhouse are necessarily separated into certain
classes. In no well-managed institutioi. fthissort, in any country,
are males and females, the old and the young, the healthy and the
sick, indiscriminately mi.xed together. The general classification
of paupers in the workhouse so far as the structure admits is as
follows: — Class 1, men infirm through age or any other cause;
Class 2, able-bodied men, and youths above the age of fifteen ;
Class 3, boys above the age of seven and under fifteen ; Class 4,
women infirm through age or any other cause ; Class 5, able-bodied
women, and girls above fifteen; Class 6, girls above seven and
under fifteen ; Class 7, children under seven. To each class is
assigned that ward or separate building and yard which may bo
best fitted for the reception of such class, and each class is without
communication with those of any other class. Guardians are re-
quired to divide the paupers into the seven classes, and to subdivide
any one or more of these classes in any manner which may be advis-
able, and which the internal arrangements of the workhouse admit;
and the guardians are required from time to time, after consulting
the medical officer, to maKe necessary arrangements with regard to
persons labouring under any disease of body or mind, and, so far as
circumstances permit, to subdivide any of the enumerated classes
with reference to the moral character or behaviour or the previoua
habits of the inmates, or to such other grounds as may seem ex-
pedient.
For example, it is very desirable that females of dissolute and
disorderly habits should be separated from those of a good character,
for it is the duty of the guardians to take all reasonable care that
the morals of persons admitted into the house be not corrupted by
intercourse with inmates of this description ; but this has reference
to continued ill-conduct, and is not in any way to be a punishment
for offences committed previous to entrance into the workhouse and
discontinued before admission.
The separation of married couples was long a vexed question, the
evils on the one hand arising from the former unrestricted practice
beiug very great, while on the other hand the separation of old
couples was felt as a great hardship, and by express statutory pro-
vision in 1847 husband and wife, both being above the age of sixty,
received into a workhouse cannot be compelled to live separate and
apart from each other (10 & 11 Vict. c. 109, § 23). This exemption
was carried somewhat further by contemporaneous orders of the
board, under which guardians were not compelled to separate infirm
couples, provided they had a sleeping apartment separate from that
of other paupers ; and in 1876 guardians were empowered, at their
discretion, to permit husband and wife where either of them is in-
firm, sick, or disabled by any injury, or above sixty years of age,
to live together, but every such case must be reported to the local
government board (39 & 40 Vict. c. 61, § 10).
Children under seven are placed in such of the wards appropriated
to female paupers as may be deemed expedient, and their motl^ers
are permitted to have access to them at all reasonable times ; fathers
or mothers who may be desirous of seeing any child who is in the
eame workhouse have a daily interview ; and arrangements are made
for permitting members of the same family who are in difl'erent work-
houses of the union to have occasional interviews with each other at
Buch times and in such manner as best suits the discipline of the
several workhouses.
Casual and poor wayfarers admitted by the master and matron
are kept in a separate ward and dieted and set to work in such
manner as the guardians by resolution direct ; and whenever any
vagrants or mendicants are received into a worldiouse they ought
(as a precaution necessary for preventing the introduction of infec-
tious or contagious diseases) to be kept entirely separate from the
other inmates, unless their stay exceeds a single night.
The guardians may direct that any pauper inmate of the work-
house of any class, except casuafi paupers, shall be detained in the
workhouse after giving notice to quit it, for limited periods. A
casual pauper (that is, any destitute wayfarer or wanderer appljnng
for or receiving relief) is not entitled to discharge himself from a
casual ward before 9 a.m. of the second day following hio admission,
or of the fourth day if he has been previously admitted more than
once within a month, nor before he has performed the wM'k
prescribed for him (Casual Poor Act, 1882).
Infirmaries are attached to many workhouses, especially fn Iho
metropolis, and also in some cases there arc intirmarios for thn poor
distinct from the workhouse ; all are governed and regulated nuder
the orders of a central board.
The outdoor labour test order of the local government iKMnl
directs that .every able-bodied male pauper who may receive rcliel
within the union out of the woikhonso shall be rclic-vcd in tlio
following manner :— half at least of the relief given to such i>aui>cr
shall be given in food, clothing, and other articles of necessity, and
no such pauper shall receive relief from the guardians of the union
or any of their officers or any overseer while he is employed for
wages or other hire or remuneration by any person ; but every such
pauper shall be set to work by the guardians. The kind of work ia
reported to the board. A departure from the order is, however, per-
mitted if approved by the board.
To prevent the practice formerly prevailing in some parts whereby
the poor rates were used for the payment of rents directly to the
landlords, the guardians and parish olDcers are prohibited from
paying the rent of the house or lodging of any pauper, or ajiplying
any relief in such payment directly or indirectly. This docs not
apply, however, to any shelter or temporary lodging procured in
any case of sudden and urgent necessity, or mental imbecility; nor
does it prevent the guardians, in regulating the amount of relief to
be afforded to any particular person, from considering the expenso
to be incurred in providing lodging.' This allows of sujiplying to
the pauper the means of paying for a lodging instead of requijing
him to come into the workhouse in such exceptional cases.
Jlodem remedial legislation and public ellbits connected with
improved dwellings for labourers and artisans, as well as for the
poor generally, are distinct from the laws for the compulsory relief
of the poor, — although, like education, the whole subject of ameliora-
tion of classes admits in some of its aspects of being viewed together.
The allotment of land to industrious poor has been also of great
service (Allotments Extension Act, 1882).
Guaraians having greater provision for the reception of poor
childrep in tlieir workhouse than they require may with the con-
sent of the board contract with the guardians of any other union
or parish for the reception, maintenance, and instruction of any
poor children under sixteen being orphans or deserted by their
parents or whose parents consent (14 k 13 Vict. c. 105 ; 29 & 30
Vict. c. 113).
A consolidated order comprising workhouse regulationsEdHcaw*
prescribes 'that the boys and girls who are inmates of agcboaU
workhouse shall, for three of the working hours at least
every day, be instructed in reading, writing, arithmetic,
and the principles of the Christian religion, and such
other instruction shall be imparted to them as may fit
them for service, and train them to habits of usefulness,
industry, and virtue.
In relation to education of poor children out of the
workhouse there hks been much legislation. . To go no
farther back, the Act of 1855, providing for the education
of children in the receipt of outdoor relief (18 & 19 Vict,
c. 34, known as Denison's Act), was superseded in 1873
by the Elementary Education Act of that year (36 <t 37
Vict. c. 86), containing a special clause for the education
of children relieved out ofi the workhoase and the pay-
ment of school fees, but this clause was in turn repealed
by the Elementary Education Act, 1876 (39 & 40 Vict. &
79), making it the duty of every parent to cause a child
to receive efficient elementary instruction in reading,
writing, and arithmetic. See Education.
By this Act a provision substituted for that of 1873
enacts that where relief out of the workhouse is given by
the guardians or by their order by way of weekly or other
continuing allowance to the parent of any child above the
age of five years who has not reached the standard in read-
ing, writing, and arithmetic prescribed by a certain code,
or who for the time being either is prohibited by the Act
frorn being taken into full time employment, or who by
any bye-law under the earlier Elementary Education Act
of 1870 is r-equired to attend school, it shall be a condi-
tion for the continuance of such relief to the parent or
child that elementary education in reading, writing, and
arithmetic shall bo provided for such child, and the
F O O R LAWS
477
euardians are required to give such further relief (if any)
L may be necessary for that purpose. . Such relief cannot
be cranted on condition of the child attending any public
elementary school other than such as may be selected by
Itie parent, nor refused because the child attends or does
not attend'any particular public elementary school. More-
over the guardians have no power under this provision to
give any relief to a parent in order to enable such parent
to pay more than the ordinary fee payable at the school
which he selects, or more than the fee vhich under the
provisions of the Act they can enable a parent to pay in
any other case. All relief given by the guardians under
this provision is deemed to be relief within the meaning
of the poor laws and payable out of their common fund
(39 & 40 Vict. c. 79, § 40 ; see also § 34). A child can-
not, as a condition of the continuance of relief out of the
workhouse under the above provision, be required to
attend school further or otherwise than is obligatory by
any bye-law of a school board (43 & 44 Vict. c. 23, § 5). '
Money given for the payment of school fees for any
cnild of a parent who is not a pauper and is resident in any
parish is charged by the guardians having jurisdiction to
that parish with other parochial charges (39 & 40 Vict. § 35).
The education of poor children is closely connected with the
syrtcin of "boarding out," as it is termed. The guardians of
tertaiu ufiions are empowered to board out pauper children in
homes beyond the limits of the union, provided the guardians have
eiitered into approved arrangements which include education
(boarding-out order 1870) ; and by a statute of 1862 (still unrepealed,
except so far as by implication provisions are superseded) the
euardians of any parish or union may send any poor child to any
school certified to the board as fit for their reception and charge
the expenses in the same manner as other rehef. Unless an
orphan or deserted or haviug the consent of a parent, a child
cannot be sent under this statute, and no child can be kept against
its will if above fourteen. Such school is open to inspection (25
Jt 26 Vict c. 43). . I.- -u • I,* !,„
Under the last-mentioned statute, the amount which might be
paid by a board of guardians for the maintenance of a child in an
institution certified under that statute was limited to the cost of the
maintenance of the child in" the workliouse ; but by the Divided
Parishes and Poor-Law Amendment Act, 1882, the guardians may
pay the reasonable expenses incurred in the maintenance, cloth-
ipg and education of the child to an amount sanctioned by the
local government board. The board has accordingly sanctioned
rates of payment, and in practice, when issuing a certihcate, specifics
the maximum amount which may be paid by the guardians as a
reasonable allowance towards the maintenance of any pauper child
sent to the institution. . c^^
It is to be observed that the provisions of the tlementary Muca-
tion Acts as to the employment of children by employers in school
districte not within the jurisdiction of a school bpard, consisting
of a parish and not a borough, must be enforced by the school com-
mittee of guardians of the union (39 & 40 Vict. c. 79, § 7).
The daily average number of children of both sexes attending the
pchools of the union workhouses, &c., in England and Wales during
the half-year ended at Lady Day 1883 was 26,170. Added to this
total there is the average daily attendance at district scliools
7488 and 488 in the metropolitan asylum district, making a total
of 34,146. The amount paid to boards of guardians and managers
out of the parUameutaiy grant in respect of the salaries of work-
iouse and district school teachers for the year ending I^dy Day
^883 was £38,629, lis.'
Various provisions'relating to the apprenticeship of poor
ichildrcn have been noticed in tracing the progress of legisla-
tion. Guardians are not restricted from binding as appren-
tices children who are not actually in the receipt of relief
or whoso parents may not be in the receipt of relief as
paupers at the time of the binding. . Such children as may
ordinarily be considered ."poor children" are within the
scope of the provisions respecting the apprenticeship of
pauper children. P.ut apprenticeship under the poor laws
is a species of relief which can only bo given subjeot-to the
general or special regulations on the subject
The t"'iieral orders dirtct that no child under tbo. age 'ol'nind
years ai.d no child (other than a deaf aiul dumb rliild) who cannot
read and write hiM own name shall bo bound apprentiic by the
tuardians. and no chlUl is b ■"iMl.to a iwtaoBMvho is«iin.lcB,.l«cnty-
one or who is a married woman, or to a person who is not a hOHse-
keeper or assessed to the poor rate in his own name, or who is a
journeyman or a person not carrying on trkde or business on his
own account And no child can bo bound, unless in particular
cases, to a master whose place of business is more than 3.0 miles
from the residence of the child at the time of binding. The term of
apprenticeship is discretionary with the guardians, but no apprentice
can be bound for more than eight years, and if the child is above
fourteen his own consent is required. If under sixteen his father s
consent (or, if his father is dead, his mother's if living) is necessary.
Various preliminaries to the binding are requisite,- affecting the
liealth and strength of the child and all attendant circumstances.
"When any premium is given it must in part consist of clothes
supplied to the apprentice and in part of money to the master.
The duties of the master of a pauper apprentice are specially
provided for both- by statute and by the regulations adopted by
the local government board.
. In the administration of medical relief to tne sick, the
objects kept in view are— (1) to provide medical aid for
persons who are really destitute, and (2) to prevent medi-
cal relief from generating or encouraging pauperism, and
with this view to withdraw from the labouring classes, as
well as from the administrators of relief and the medical
officers, all motives for applying for or administering
medical relief, unless ^where_the circumstances render it
absolutely necessary.
■ Unions are formed into medical districts limited in area ami
population, to which a paid medical officer is appointed who is
furnished with a list of all such aged and infirm persons and persoDS
permanently sick or disabled as are actually receiving relief and
residing within the medical officer's district Every person named
in the list receives a ticket, and on exhibiting it to the medical
.officer is entitled to advice, attendance, and medicine as his case
may require. Medical- outdoor relief in connexion with dispen-
saries is ttgulated in asylum districts of the metropoUs by the
Metropolitan Poor Act, 1867 (30 & 31 Vict c. 6).
A lunatic asylum is required to be provided by a pauper
county or borough for the reception of pauper lunatics, "'»»""
with a committee of visitors who, among other duties, fix
a weekly sum to be charged for the lodging, maintenance,
medicine, and clothing of each pauper lunatic confined in
such asylum. Medical officers of unions and parishes
having knowledge that any resident pauper is or is deemed
tobe a lunatic, give written notice to relieving officers or
other officers, and such officers, having knowledge either
by such notice or otherwise of the fact, must apply to a
justice, who requires the relieving officer to bring the
pauper before him, or some other justice, calling to his
assistance a duly qualified medical man (physician, surgeon,
or apothecary), and upon his certificate, and the justice
upon view or examination or other proofs being satished
that such pauper is a lunatic and a proper person to be
taken charge of and detained under care and treatment,
a written order is made out directing the pauper to be
received into such asylum. That is the orduiary mode,
but justices may act on their own knowledge, and pohce
officers have power to apprchcnd...wandering .lunatics and
take them before justices..."
The Metropolitan Poor Act, 1867, already noticed, contains many
provisions applicable to insane poor, including tho. right of the
commissioners of lunacy to visit the asylums. .K ,„„:„.i
In some cases when duly authorized f. lo^o^.-'Y, ^^ J'"'^'^
into a registered hospital or house duly licensed for tho rccoptiort
of lunatic! No lunatics can bo kept in a workhouse more th^
fourteen days except under special circumstances; "'<»"'» P"^
visions aie made for tho care, visitation, and discharge of th.
lunatics . Tho central board has made regulations leBpeCling th«
detention of harmless idiots and other insane persons {
- The cost of removal and maintenance is borno by the cominor,
fund of the union, and justices .ending the pauper, or ho vjsitm.
justices of an asylum may draw uj.on the guaidmns for thrsmo'in
if the r.auper's maintenance in 'avour of the treasurer, office .01
proprietor 'of tho asylum. Any ,M;operty of the lunatic .9 apph<.
able to his maintenance. Special provision is made for .m,uiri
?nto tho settlement and adjudicating i^^'-f. f";. W'"""'.''.' "^^
of maintenance in accordance with the adpidication (10 &.17J "^t.
c 97, and subsequent Acts). Th.-rc arc a so spocial rrov'sions a
to pauper rriminnl lunatics and sending them to an asylum at h.
cost rtCthc common fund .pfaUc union as in other cnsis.-!.. »l"c'l
478
P O O E LAWS-
espenses, however, the person's property, if he have any (Criminal
Lunatics Act, 18S4, and Acts there referred to), is applicable.
An increase has taken place lor many years past in the number
of lunatic paupers. .The total number of this class of paupers
relieved on 1st January 1883 was larger by 1867 than it was on
the corresponding day in 1882.
A settlement is the right acquired in any one of the
•modes pointed out by the poor laws to become a recipient
of the benefit of those laws in that parish or place where
the right has been last acquired.
No relief is given from the poor rates of a parish to
any person who does not reside within the union, except
where such person being casually within a parish becomes
destitute by sudden distress, or where such person is
entitled to receive relief from any parish where nonr-resi-
dent under justice's order (applicable to persons onder
orders of removal and to non-resident Junatics), and aac. ept
to widows and legitimate children wher§ the widow was
resident with her husband at the time of his death out of
the union in which she was not settled, or where a child
under sixteen is maintained in a workhouse or establish-
ment for the education of pauper children not situate in
the union, and in some other exceptional cases.
The progress of the law of settlement may be gathered from the
statutes already referred to ; and, without again adverting to legisla-
tion already noticed, and much more not enumerated, it must be
sufficient to point out that immediately before the passing of the
Poor-Law Amendment Act, 1834, settlements were acquired by
birth, hiring and service, apprenticeship, renting a tenement,
estate, office, -or payment of rates. In addition to these an
acknowledgment (by certificate, of which mention has been made,
by relief or acts of acquiescence) has practically the effect of a
settlement, for, if unexplained, such au acknowledgment stops
the parish from disputing a settlement in the parish acknowledg-
ing. Tlie Poor-Law Araeudment Act, 1834, abolished settlement
by hiring and service (or by residence under it) and by serving>
an office, and by apprenticeship in the sea service. Moreover the
guardians of a union miglit agree (subject to the approval of the
commissioners) that all the parishes forming it should for the
purposes of settlement be considered as one parish.
It is to be observed that, for the purposes of relief, settlement,
and removal and burial, the workhouse of any parish is considered
as situated in the parish to which each poor person is chargeable.
There may be a settlemeut by parentage, for legitimate children
take the settlement of their father, or if he has no settlement they
are entitled to the settlement of their mother ; and it is only when
both these sources fail discovery that their right of settlement by
birth accrues ; for until the settlement of the father or mother has
been ascertained the settlement of a legitimate child, like that of a
bastard, is in the place where the birth took place.
A settlement attaches to those persons who have a settlement of
some kind. Foreigners born out of the counti'y and not acquiring
any in one of the modes pointed Out must be provided for, if
I'equiring relief, where they happen to be.
As the burden of maintaining the poor is thrown on the
parish of settlement, when the necessity for immediate relief
arises in another parish the important question arises
whether the paupe- can be removed ; for, although the parish
where the pauper happens to be must afford immediate
relief without waiting for removal, the parish of settlement
cannot in general be charged with the cost unless the pauper
Is capable of being removed. The question of removabilijry
jis distinct from settlement. A pauper often acquires a
jtatus of irremovability without gaining a settlement.
Irremovability is a principle of great pubUc imporiancfe
quite irrespective of the incident of cost as between one
parish or another. Before the introduction of a status o6
..rremovability removal might take place (subject to powers
bf suspension in case of sickness and otherwise) after any
interval during which no legal settlement was obtained)^
mere length of residence without concurrent circumstances
involving the acquisition of a settlement on obtaining
relief gave no right to a person to remain in the parish
where he resided.
In 1846 it was enacted ■ that no person Bhonld be
removed nor any warrant granted for the removal of anv
person from any parish in which such person has resideS
for five years (9 & 10 Vict. c. 66). In* 1861 three yeara.
was substituted for five (24 ik 25 Vict. c. 55) ; and only
four years later one year was substituted for three (28 &
29 Vict. c. 79). Apart from these reductions of time in
giving the status of irremovability, actual removals to the
parish of settlement were narrowed by provisions giving
to residence in any part of p, union the same efeect as a
residence in any parish of that union (24 <S: 25 Vict, c
55). On the other hand the time during which parish
relief is received, or during which the person is in any
poorhouse or hospital or in a prison, is excluded from the
computation of time (9 & 10 Viet. c. 66).
The removability .is well as the settlement of the family, .«.?.,
of the wife and unemancipated children, are practically subject to
one and the same -general rule. Wherever any person has a
wife or children having another settlement, they are removable
where he is removable, and are not removable from any parish or
plice from which he is not removable (H & 12 Vict, c, 211).
It is to be borne in mind that no person exempted from liability
to be removed acquires, by reason of such exemption, any settle-
ment in any parish ; but a residence for three years gives a quali-
fied settlement (39 k 40 Vict. c. 61).
The cost of relief of pauiiers rendered irrempvable is borne by th^
common fund of the union (11 & 12 Vict. c. 110, § 3) as union
expenses (§ 6), and any question arising in the union with reference
to the charging relief may be referred to and decided by the local
government board (§ 4).
The statute of Elizabeth required overseers to account
to justices for all moneys received by them under rules oi
otherwise, and all expenditure for the relief of the poor
and to deliver over balances to their successors (43 Eliz.
c. 2, § 2). By the amendment of the poor laws in 1834
the duty of making payments was thrown chiefly on the
guardians, leaving the overseers to assess and collect the
rates out of which such payments are chiefly made. The
accounts of expenditure and receipts by all parties, includ-
ing officers of union and treasurers, form a very important
part of poor-law administration. Tlie duties, including
the forms of books of accoimt, are minutely prescribed by
orders of the central board, and the accouuts are examined
and 'audited half-yearly by auditors appointed by the
board in auditory districts, the auditing by justices having
ceased. Full powers are given to the auditors to make
this examination effectual and to allow and disallow
accounts and items in them (see the Poor-Law Amend-
ment Act, 1868, and Acts there recited).
It is to be observed that by various provisions in the
poor-law Acts power has been given to raise money bv
borrowing. The Poor-Law Amendment Act 1835 author-
izes applications for advances under several earlier Acts
for building or enlarging workhouses or for purchasing
land, and a subsequent Act authorizes the borrowing of
money for payment of debts generally (5 ik 6 Vict. c. 16).
The principal items comprised in the total amount expended in
the relief of the poor in England and "Wales during ths years
ending at Lady Day 1882 and 1883 are these :—
18S2.
1883.
£1,831,595
2,626,375
059,460
351,203
1,087,641
1,296,523
£l,869,.''.n5
2,589,937
1,098,322
430.185
1,117,705
1,30?,,418
2. Outdoor reliet
3. Maintenance of lunatics in asy-
lums or licensed houses..
4. Workhouse and other loans re-
paid and interest
5. Salaries and rations of officers,
6. Otherexpenses of, or immediately
Total relief to th© "DOor «
£8,252,797
20,325
£S,4ti9,0"0
55,778
Deductions*
Adjusted cost of relief
£8,232,472
£8, -353,292
1 To be mtide ii> consequence of the payments from the metropolitiin cuinmvfll
poor fond ezceedtog the payments made to that fund duri[Mi,ciLdi yt-or./'
Y von LAWS
479
The comparison Tjetween the two years shows that with the
■■.\ccj)tioii of the outJo<»r relief there has been an increase in each
item of expenditure. In tliis respect the year 1882-53 fotms no
<'xreption to its predecessors, for the out relief is the only item in
which there has been any decrease of late years.
Bringing the expenditure down to a later period, the compara-
tive cost of the half years ended at Lady Day 18S3 and 1884 stood
tlins :— 1883, in maintenance £982,586, out relief £1,269,700, total
j£2,252,286 ;' 1884, in maintenance £978,287, out relief £1,226,730,
total £2,205,017. Therefore the cost for the half year 1884 had
decreised — the in maintenance by £4299, and the outdoor relief by
£42,9/0. The average price of wheat per imperial quarter during
the s.iine half years was— 1883, 40s. lid. ; 1834, 38s.* lid.
In the article London tables have been given of the system of
poor relief there. It must suffice here to notice that the cost of
jclief in the metropolis, comprising thirty unions, has increased
since 1875. On the other hand the proportion which the cost of
outdoor relief bears to the cost of in maiutenanc« in the metropolis is
continually decreasing. In 1883 the in maintenance was £586,933
*nd the outdoor relief £199,013. The expenditure for in and out
relief in the metropolis for the Lady Day half years 1S83 and 1884
stood thus— 1883, £417,614 ; 1884, £425,310, an increase of £7696.
Ill the jKirochiai year 1883 the adjusted cost of relief was
^£2,172, 294, being enual to a rate of Is. 63d. on the rateable value.
It is satisfactory to find that the adult able-bodied paupers have
been steadily diminishing in numbers during the last four years,
both among indoor and outdoor paupers. Comparing 1S83 with
1873, it appears that there has been a diminution of 25,775, or no
less than 200 per cent, in the mean number of adult able-bodied
persons receiving relief, and, if we take into account the increased
population, we tind that the diminution has been 30 0 per cent.
In the parochial year 1883 the mean number of adult able-bodied
paupers was — indoor 21,558, outdoor 77.592, total 99,150. The
above numbers do not include vagrants.
Although for meny reasons it is considered desirable that as far
as practicable out relief should be given in hind rather than in
money, it will be seen by the following table for the parochial
year 1883 taken from the unaudited half-yearly statements (and
exclusive of relief given by the guardians in respect of school fees)
how much more is given in money : —
Poor-Law Divisions.
Out-Door Relief.
In Money.
In Kind.
£156,272
198,657
193,353
126,155
298,371
254,989
176,208
202,070
234,644
127,113
282,487
£38,623
62,029
34,606
55,486
29,146
36,378
8,248
14,365
12,967
1,639
10,824
South-midland
Eastern
York .'
Ni)rtherii, .
Wales
' Total
£2,250,319
£294,312
Tlie groat dilfercnco which exists. in the several divisions in the
manner of administering out relief is apparent. L> the eastern
division (comprising Essex, Suffolk, and Norfolk) nearly one-third
of the outdoor relief was given in kind ; while in the northern
division (comprising Northumberland, Durham, Cumberland, and
Westmoreland) nearly the whole was given in money.
The co.it per head of relief on the mean number was in 1883
XI 0, 13s. oa. ; in 1873 it was £8, 14s. Id.
It may bo stated here that, whilst ih the metropolis the cost of
«utdoor relief was in 1883 little more than one-third of that of the
in maintenance, the expenditure on out relief in the remainder of
Englaml, with the exception of the north-western division, was con-
siderably in excess of that on in maintenance, being in Wales moro
than four and a half times as great.
The mean number of paupers relieved in 1883 was — indoor
182,932, and out paupers (inclusive of those chnrgcablo to the poor
rates who are in county and borough asylums or in licensed houses)
699,490, or a tot.al mean number of 782,422, beiug a ratio of 29 6
per 1000 of the population. The mean number of paupers relieved
in 1833 was smaller in proportion to the population by 101,266
(or 11 5 per cent) than the mean number relieved in 1873, ten
jrenrs before — a decrease, however, entirely owing to a reduction
in the number of outdoor paupers.
Some remaikalilo fluctuations took place in the niunher of
Vagrants relieved during thi} ten years ending in 1883. In 1873
<he mean number of this class of panpors was 2700. In 1881 it
Iiad risen to 6979, nu increase of 158'6 per cent In 1888 it had
bllcu Id 4790. A.fter the end of that ]<arochial year it still further
decreased o«-ing to the operation of the Casual I'oor Act, 1882,
extending, the periods for which vagrants may be detained in
casual wards.
The increased cost of relief is attributable to some extent to the
fact that the proportion which the mean number of paupers
relieved in the workhouse bears to the mean number of paupers oi
all classes is larger than it formerly whs ; but it is also attributed
partly to expenses incurred in the eriction of improved buildings
the substitution of paid olficers for pauper help, and otlier similar
items of c.\penditure incurred for the purpose of securing the more
efficient administration o£ relief. The yearly cost per head on the
mean number of outdoor paupers has diminished during the last
few years, and was smaller during 1883 than in any other year since
1873 with the exception of the year 1880.
The poor rate is the fund from whieb the cost of relief
is principally derived. The parochial ta.xation 'for this
purpose in the statute' of Elizabeth has been already
noticed. As regards the subject matter of taxation the
only subsequent absolute interference is in relation to
saleable underwood, and also to rights of fowling, shoot
ing, or taking game or rabbits, and of fishing, where
severed from the occupation of lands, and to mines of
every kind not mentioned in the Act (see the Rating Act,
1874). The statute of Elizabeth enforced what are called
duties of imperfect obligation ; for it was, as has been
seen, a duty before that statute to relieve the poor and
necessitous, and the provisions of that Act were adapted
to the enforcing of those duties in tie vray in which they
could be practically carried out by enabling the. parish
officers to tax the inhabitants, whose representatives those
officers are, for the actual performance of the obligations.
The Act gives persons aggrieved by any such tax a
right of appeal — a right which has been fully exercised as
well as regulated and affected by much subsequent legisla--
tion. By the Parochial Assessment Act, 1836 (6 4 7
Will. IV. c. 96), closely following the poor-law amendment
of two years before, no rate for the relief of the poor is of
any force which is not made upon an estimate of the net
annual value of the several hereditaments rated, that is to
say, of the rent at which the same might reasonably be
expected to let from year to year free of all usual tenant's
rates and taxes, and titho commutation rent charge, if
any, and deducting therefrom the probable average a nual
cost of the repairs, insurance, and other expenses, if any,
necessary to 'maintain them in a state to command such
rent.
Nothing in the Act, however, altered or affected the
principles or different relative' liabilities according to
which different kinds of hereditaments were previously
liable. The statute ot Elizabeth (extended in some
respects as to places by 13 & 14 Charles II. c. 12)
embraced two classes of persons subject to taxation —
occupiers of real property and inhabitants in respect of
personal property, although the ratcability under the latter
head was reluctantly conceded by the courts of law, and
was in practice only partially acted upon. Inhabitants as
such, in respect of ability derived from the profits of stock
in trade or any other propert)', were, however, expressly
relieved in 1840 by a temporary Act (3 A 4 Vict. c. 89),
since continued from time U) time It is solely by expir-
ing laws continuance Acts (tlio Inst Act extending to
the end of 1885) that the vast amount of personal pro-
perty is relieved from the poor rat«. This exemption,
and the principle on wliich it is based, of course forms an
important clement in nil questions of local and in many
of imperial taxation.
As regards occujiiera of land and liotinos, the correct principles as
to the persons liable to bo ratofi were, after many erroneous vipwa
and decisions, established by tho Hou.^e of Lo^l» in 1865 in th«
case of tho Mersey docks. Tim only occupier exempt from tho
operation of the Act of Eii/Jibeth is the crown, on tho general prin»
ciple that such liabilities are not imposed on the sovereign unless
cxpres^lv mentioned, and that principle applies to tho direct umf
immediuto servants of tho crown, whoso oecupatiou ia.the occi'im'
480
POOR LARA'S
tionof the crown itself. If tlierels a^personal private beneficial '
occupation, so that the occupation is by the subject, that occupa-,
tion is rateable. Thus for apartments in a royal palace, gratui-
tously assigned to a subject, who occupies tliem by permission of
the sovereign but for the subject's benefit, the latter is rateable ;
ou the other hand, where a lease of private property is taken in
the name of a subject, but the occupation is by the sovereign or
licr subjects on her behalf, no rate can be imposed.
So far the ground of exemption is perfectly intelligible, Ijut it
has been c.nrried a good deal further, and applied to many cases in
which it can scarcely be said naturally, but only theoretically, that
the sovereign or the servants of the sovereign are in occupation.
A long series of eases have established that when property is occu-
pied for the purposes of the government of the country, including
under that head the police, and the administration of justice, no
one is rateable in respect of such occupation. And this applies not
only to property occupied for such purposes by the servants of the
great departments of state and the post office, the Horse Guards, and
the Admiralty, in all which cases the occupiers might strictly be
called the servants of the crown, but to county buildings occupied
for the assizes and for the judge's lodgings, to stations for the local
constabulary, to jails, and to county courts where undertakings
are carried out by or for the Government and the Government is in
occupation ; the, same principles of exemption have been applied
lo property held by the oflice of works.
When the property is not de facto occupied by the crown or for
the crown, it is'rateable ; and, although formerly the uses of property
for public purposes, even where the cro\vn was not constructively
interested in the way above pointed out, was treated as a ground
for exemption, it is now settled that trustees who are in law the
tenants and occupiers of valuable property in trust for public and
even charitable purposes, such as hospitals or lunatic asylums, are
in principle rateable notwithstanding that the buildings are
actually occupied by paupers who are sick or insane, and that the
notion that persons in the legal occupation of valuable property are
not rateable if they occupy in a merely fiduciary character cannot
be sustained.
■\Vith respect to tbe particular person to be rated where there is
a rateable occupation, it is to be observed that the tenant, as dis-
tinguished from the landlord, is the person to be rated under the
statute of Elizabeth ; but occupiers of tenements let for short terms
may deduct the poor-rate paid by thcra from -their rents, or the
Testries may order such owners to be rated instead of the occupiers ;
such payments or deductions do not affect qualification and fran-
chises depending on rating (Poor-Kate Assessment and Collection
Act, 1869, and Amendmeht Act, 1882).
To be rated the occupation mujt be such as to be of value, and
in this sense the word beneficial occupation has been used in many
cases. But it is not necessary that tlie occupation should be bene-
ficial to the occupier ; for, if that were necessary, trustees occupying
for various purposes, having no beneficial.occupation, would not be
liable, and their general liability has been established as indicated
in the examples just given.
As to the mode and amount of rating it is no exaggeration to
say that the application of a landlord-and-tenant valuation in the
terras already given in the Parochial Assessment Act, with the
deductions there mentioned, has given rise to litigation on which
millons of pounds have been spent within the last half century,
with respect to the rating of railways alone, although the established
principle applied to them, after much consideration, is to calculate
the value of the land as increased by the line.
Tlie Parochial Assessment Act referred to (6 & 7 Will. IV. 'c. 96),
comprising various provisions as to the mode of assessing the rate
so fai- as it authorized the making of a valuation, was repealed in
1869, in relation to the metropolis, and other provisions made for
securing uniformity of the assessment of rateable property there
(32 & 33 Vict. c. 67).
The mode in which a rate is made and recovered may be concisely
stated thus. The guardians appoint an assessment committee of
their body for the investigation and supervision of valuations, which
are made out in the fii'st instance bythe overseers according to specific
regulations and in a form showing among other headings the gross
estimated rental of all property and the names of occupiers and
owners, and the rateable'value after the deductions specified in the
Assessment Act already mentioned, and as prescribed by the central
board. This valuation list, made and signed by the overseers, is
published, and all persons assessed or liable to be assessed, and other
interested parties, may, iuchidiug the officers of other parishes,
inspect and take copies of and extracts from that list. A multitude
of provisions exist in relation to the valuation and supplemsntal
valuation lists. Objections on the ground of unfairness or incorrect-
heas are dealt mth by the committee, who hold meetings to hear
and determine such objections. The valuation list, where appi-oved
by the committee, is delivered to the overseers, who proceed to
make the rate in accordance with the valuation lists and in a
prescribed form of rate book. The parish officers certify to the
examination and comparison of the rate book with the assessments.
and-obtaiu the consent of juslices as reqifired by tlio statute
Elizabeth. This consent or allowance tsf the rate is merely *
ministerial act, and it the rate is good ou Jbe faca of it the justices
cannot inquire into its validity.-
' , The rate is then published and opcn^o inspection. -Appeals may
be made to special or quarter sessions against the rate, subject to the
restriction that, if the objection were such that it might have been
dealt with on the valuation lists, no appeal to sessions is permitted
unless the valuation list had been duly objected to and the objector
had failed to obtain such relief in the matter as ho deemed to bo
just (see Union Assessment Acts).
In the metropolis a common basis of value for the purposes of
government and local taxation is provided, including the promoticu
of uniformity in the assessment of rateable property. Provisiou is
made for the appointment of an assessment committee by guardians
or vestries, and for the preparation of valuation lists, and the
deposit ami distribution of valuation lists, and for the periodical
revision of valuation lists. Appeals against the valuation list arc
heard by justices in s])ecial sessions, upon whom special limited
powers are conferred. General assessment sessions, principally for
appeals affecting the total of the gross or rateable value of any
parish as being too high or too low as compared with other parishes,
are appointed for hearing and determining appeals, and the lists
are altered in accordance with their decisions. Those decisions
may be questioned as in the case of decisions by courts of general
or quarter sessions.
The valuation lists as approved by the assessment committee,
or as altered on appeal, last for five years, and are conclusive
evidence of gross and rateable value for the purpose of various
specified rates, including the poor rate ; and the poor rate is made
by the parish officers in accordance with such valuation according
to a form provided, — see Valuation (Metropolis) Act, 1869.
It is to be borne in mind that the amount raised by poor rates
does not closely represent the amount actually expended on the
relief of the poor. The rates are made in reference to the prospec-
tive amounts required, and various payments not connected with
the maintenance of the poor are charged by various Acts of Parlia-
ment on the poor rate.
Pa)inent of poor rates, and of the costs incurred, is enforced on
complaints to justices, and by disti'ess warrants and imprisonment
in default. Special statutory provision is made for this mode of
recovery.
In conclusion, while giving full credit to the admirable
way in which the English poor-law system, and the prin-
ciples on which it is based, have been and continue to be
promulgated and explained by the central authority to the
guardians and others concerned in the administration of
the laws (an advantage in which poor-law administration
stands out distinct from any other), we must add that a
consolidation of the statute law relating to poor is much
needed. Dr Burn, writing a hundred and twenty years
ago, spoke thus: — "If it maybe reasonable to advance
further still in speculation, perhaps a time may come when
it shall be thought convenient to reduce all the- peer laws
into one. The laws concerning the poor may not improperly
be compared to their apparel. When a flaw is observed, a
patch is provided for it, upon that another, and so on, till
the original coat is lost amidst a variety of patch-work.
And more labour and materials are expended (besides the
clumsiness and motley figure) than would have made an
entire new suit." Since that remote day the number of
statutes has increased notwithstanding a multitude of re-
peals. At the present time the Acts of Parliament affect-
ing the poor laws of England alone, exclusive of Scotland
and Ireland, number upwards of one hundred and thirty,
and by far the greater portion of them have originated since
the amendment of the poor laws in 1834.
As to poor laws in other countries, the articles devoted
to those countries must be referred to. It is to be observed
that legal provision is made for paupers in every part of
the United States. The poor-law system which obtains in
the States in its general features is Similar to that which
prevails in England so far as regards the mode of raising
the fund (viz., by way of rate) and the class of people to
whom relief is afforded. Each district (commonly a town,-
county, or ciiy) . provides for its own poor. In some of
the States paupers having no legal settlement are re-
lieved by the State Government (1834). The prevalence
Consoli-
datioD ol
Euglisi
poor J«»
desii»''l-
P O P — P O P
481
of slavery io the Soutbern States until its abolition modi-
fied the system of relief.
The searching inquiry into the administration of the
poor laws in 1832-34 was not confined to the United King-
dom or to the States of America. Returns were obtained
through the foreign ministers, and the result as to Europe
is thus comprehensively stated by Nassau Senior in 1835:
"A legal claim to relief exists in Norway, Sweden, Rus-
sia, Denmark, Jlecklenburg, Prussia, Wurtcmberg, Bavaria,
and the canton of Bern, but does riot exist in the Hanse-
atic towns, Holland, Belgium, France, Portugal, the Sar-
dinian states, Frankfort, Venice, Greece, or Turkey." In
the north of Europe the great peculiarity of the system is
stated to be " the custom of affording relief by quartering
the paupers on the landholders in the country and on house-
holders in the towns." Senior arrived at the conclusion
that, in those portions of the Continent in which the Eng-
lish principle of acknowledging in every person a right to
be supported by the public existed, the compulsory relief
had not, except perhaps in the canton of Bern, produced
evils resembling either in intensity or extent those then
experienced in the United Kingdom, and that in the major-
ity of the nations that had adopted it the existing system
appeared to work well. The poor laws of Russia, however,
if -they could be called poor laws, were merely parts of her
system of slavery.
The absence of poor laws in France, and the charitable
establishments, maftiy of them under state management,
are noticed in the article France. Senior arrived at the
conclusion that the comprehensive and discriminate system
of public relief established in France in relation to these
institutions was not so complete as in Belgium. For the
poor there see Belgium, where benevolent and charitable
institutions and hospitals, charity workshops and depots of
mendicity or workhouses, and the bureaux de bienfaisance
are noticed. The power of expulsion pour vagabondage
exercised as a matter of daily routine in France operates
as a restraint on vagrancy, although having a wider range
than the English vagrancy laws. The majority of the
indigent who receive public relief in France are foreigners.
The beneficent, including eleemosynary, institutions of
united Italy are treated of under that head in Italy.
The "pauper colonies" of Holland, established in the
first quarter of the present century (the first idea of which
seems to have been derived from a colony of Chinese in
Java), attracted public attention in England and Europe
generally about the time the provision for the poor and
the administration of the poor laws were under considera-
tion, iminediately before their reform in 1834. The object
of the institutions in Holland was to remove those persons
whoiwere a burden to society to the poorest waste land.s,
where under judicious regulations they were enabled to the
number of many thousands to provide for their own sub-
sistence. It is remarkable that various schemes put forth
in the 17th and 18th centuries for the reform of the British
poor laws already cited teem with comparisons favourable
to Holland. Sir Matthew Hale refers to the industry and
orderly management prevailing in Holland and Flanders.
Sir J. Child and others do the like.
Amonj; various works on poor liiw.s sco Burn's History and tlio
modern work of Sir G. Nicholls; Nassau Senior's Poor Laws of
European Slates ; Const's and Davis'a treatises ; Glen's Poor-law
Orders ; Reyorts of Poor-Law Commissioners ; Reports of Poor-Law
and Local Government Boards from 1834. (J. K D. )
POPAYAN, a city of the republic of Colombia, capital
of the stato of Cauca, is situated in 2° 2G' N. lat. and
76° 49' W. long., at a height of 5948 feet (E. AndrtS 187C),
on the banks of one of the head streams of tlio Cauca in
the great plain in the heart of the cordillcras. It was
founded by Belalcazar in 1538 on the site of an Indian
settlement, and in 1558 it received a coat of arms from the
king of Spain and the title of "Muy noble y muy leal."
Pope Paul III. made it a bishop's see in 1547. By means
of its gold mines and its share in the commerce between
Quito and the valley of the !Magdalena Popayan became a
largo and flourishing city ; but political disturbances and
earthquakes (1827 and 1834) have reduced it to a place
of 7000 to 10,000 inhabitants (8485 in 1870). It has
a cathedral built by the Jesuits, several considerable
churches, two seminaries founded about 1870 by French
Lazarists (who occupy and have restored the old Jesuit
convent), a mint, and a bank. The university was at one
time celebrated ; and the city is the birthplace of Caldas
the astronomer and Mosquera the geographer.
The volcano of Purace, 20 miles south-east of the town, had
according to Caldas a height of 17, 000 feet, but Andre's measurement
gave only 16,102 feet. From a vent 6 feet across at a height of
14,970 feet (Boussingault, 1831) steam and gas are discharged with
violence snfficient to blow a man away like a straw. On the flanks
of the mountain are several hot sulphurous springs and those of
Coconuco are frequented by the Colombians.
POPE is the name given in England to a small fresh-
water perch (Acerina cernua), also called Ruffe, which is
generally distributed in the rivers of central Europe and
common in most fresh waters of England. It was first
made known by Dr Caius, a keen observer who lived in
the middle of the 16th century, and is well known by his
work De Canibus Biitannicis. He found the fish in the
river Yar, and figured it under the name of Aspredo, the
Latin translation of ruffe, which name refers to the re-
markable roughness of the scales with which it is covered.
In general structure, shape, and habits the pope resembles
much the common perch, but rarely exceeds a length of
seven inches, and differs in its coloration, which is olive-
brown with irregular darker spots on the body and numerous
blackish dots on the dorsal and caudal fins. It is most
destructive to the fry of other fish, but in many parts of
the country is esteemed as food. It spawns generally in
the month of April.
POPE, Alexander (1688-1744), was the most famous
English poet of his century. His own century dwelt most
upon his merits; the 19th century is disposed rather to
dwell upon his defects, both as a poet and as a man, with
a persistency and minuteness that more than counter-
balance any exaggeration in the estimate formed when it
was the fashion to admire his verse and treat his moral
obliquity as a foible. Substantially, the best judgment of
the two centuries is at one, only different sides are pro-
minent in the bulk of current criticism. All are agreed
that he was not a poet of the first rank, and nobody can
deny that he did certain things in literature in a way
that has been the despair of all who have since attempted
the same kind of thing. Tho groat point of difference
lies in the importance to be assigned to such work as
Pope's satires. The polemic against his title to tho name
of poet would be contemptible were it not that beneath
the dispute about tho name there is a desire to impress on
tho public a respect for the highest kinds of poetry. Tho
19th century takes tho poet's mission more seriously than
tho 18th. Similarly with Pope's moral delinquencies.
With tho exception of some details recently brought to
light with an industry worthy of a better subject, his con-
temporaries were as well aware of these delinquencies as
wo are now, only none but his bitter enemies wcro so
earnest in denouncing them. "In this design," Johnson
says in his comments on tho Dunciad, "there wa-s petulanco
and malignity enough, but I cannot think it very criminal."
And this was tho general verdict of liis contcmporurics
about tlio poet's moral weakness. They knew that he was
insincere, intriguing, touchy, and spiteful, but, as nobody
was nuicli harmed I'V his conduct, they could not think it
very criminal. Perhaps his physical weakness made them
XIX. — 6i
482
J:- 0 P E
more indulgent to his elfish and sprite-like temper. But,
apart from tliis, intriguing was the way of Lis world, a
fact too much kept out of sight when Pope is denounced
for his crooked ways in little matters, as if he had lived in
our own straightforward and virtuous age.
If we are to judge Pope, whether as a man or as a poet,
with human fairness, and not merely by comparison with
standards of abstract perfection, there are two features of
his times that must be kept steadily in view — the character
of political strife in those days, and the political relations
of men of letters. As long as the succession to the crown
was doubtful, and political failure might mean loss of
property, banishment, or death, politicians, playing for
Jiightr stakes, played more fiercely and unscrupulously than
in modern days, and there was no controlling force of
public opinion to keep them within the bounds of common
honesty. Hence the age of Queen Anne is pre-eminently
an age of intrigue. The government was almost as un-
settled as in the early days of personal monarchy, and
there was this difTerence that it was policy rather than
force upon which men depended for keeping their position.
Secondly, men of letters were admitted to the inner circles
of intrigue as they had never been before and as they
have never been since. A generation later Walpole defied
them, and paid tkfi rougher instruments that he considered
sufficient for his purpose in solid coin of the realm ; but
Queen Anne's statesmen, whether from difference of tastes
or difference of policy, paid their principal literai-y
champions with social privileges and honourable public
appointments. Hence men of letters were directly in-
fected by the low political morality of the unsettled time.
And the character of their poetry also suffered. The
most prominent defects of our Augustan age in 19th-
century eyes — the lack of high and sustained imagination,
the genteel liking for " nature to advantage dressed," the
incessant striving after wit — were fostered if not generated
by the social atmosphere. The works of the serious
imagination could not thrive in a fashionable society,
feverishly interested in the daily chances of intrigue for
place and power.
Pope was peculiarly fitted by nature to take the im-
press of his surroundings — plastic, sensitive, eagerly
covetous of approbation. Affection and admiration were
as necessary to his life as the air he breathed. " Pope was
from his birth," Johnson says, "of a constitution tender
and delicate, but is seid to have shown remarkable gentle-
ness and sweetness of disposition. The weakness of his
body continued through his life ; but the mildness of his
mind perhaps ended with his childhood." Perhaps ; but
certainly to' a much loss degree with the friends who loved
and honoured him. With them he was always more or less
sweet and docile; his petulance and malignity were
directed as by an instinct of self-preservation against those
who baulked him in his craving for admiration, a spiritual
food literally and physically essential to the sustenance of
Afe fragile being.
If Pope had been a man of more robust and self-suffic-
ing constitution, he had one great advantage for resisting
the spirit of his age. He was cut off by the religion of
his parents from all public employment. His father was a
Roman Catholic, a merchant in Lombard Street.i London,
who retired from business with a small fortune in the year
of the Eevolution, and fixed his residence at Binfield in
Windsor Forest. Pope was born at Lombard Street on
^ According to his own statement to Spence, his " Conversations "
with whom are the chief authority for all the incidents of his youth.
The value of tlic authority is much suspected. " He was more willing
to show what Ms father was not than what he was," and Johnson
accepted Jhe statement that he was "a linen-draper in the Strand."
Pope's vanity also renders doubtful in some details what he says
about his own precocity.
May 22, 1688, but his father's retirement to Binfield
took place soon after his birth. The delicate child's book
education was desultory and irregular. His father's
religion excluded him from the public schools, if there was
no other impediment to his being sent there. Before he
was twelve he got a smattering of Latin and Greek from
various masters, from a priest in Hampshire, from a
schoolmaster at Twyford near Winchester, from another
in Marylebone, from a third at Hyde Park Corner, and
finally from another priest at home. " He thought him-,
self the better," Spence says, "in some respects for not
having had a regular education. He (as he observed in
particular) read originally for the sense, whereas we are
taught for so many years to read only for words." This
helps to explain his attack on Bentley in the Dunciad.
He afterwards learnt French and Italian, probably to a
similar extent. As far as the sense was concerned, he
could get ■& dilution of that at least in translations, for all
poets of note — Greek, Latin, French, and Italian— had been
translated into English verse in the course of the previous
century. Of these translations the precocious boy availed
himself voraciously, and by the age of twelve, when he
was finally settled at home and left to himself, he was not
only a confirmed reader, but an eager aspirant to the high-
est honours in poetry. When at school in London he
had crept into Will's coffee-house to look at Dryden ; he
had lampooned his schoolmaster, and made a play out of
Ogilby's Hiad for his schoolfellows ; and, thiniing him-
self the greatest genius that ever was, he retired to the
solitude of the forest to write a great epic on a mytho-
logical subject, his hero being Alcander, a prince of
Rhodes.
Nothing of Pope's was printed till 1709, when he was
twenty-one. The detachment from contemporary life in
London which his father's religion and retirement might
have occasioned was prevented by one of the accidents
of that position. Fortunately or unfortunately for him,
th6r« were among the Papist families near Binfield men
capable of giving a direction to his eager ambition, men
of literary tastes, and connexions with the literary world.
These families held together as persecuted sects always
do, and the family priests were mediums of communica-
tion.
Through some such medium the retired merchant's pre-
cocious son was brought under the notice of Sir William
Trumbull, a retired diplomatist lining at Easthampstead,
within a few miles of Binfield. At Whiteknights, near
Reading, lived another Roman CathoKc, Mr Englefield,
" a great lover of poets and poetry." Through him Pope
made the acquaintance of Wycherley and Harry Cromwell,
and Wycherley introduced him to Walsh, then of great
renown as a critic. Thus the aspiring poet, before he was
seventeen, was admitted to the society of London " wito "
and men of fashion, and he was cordially encouraged as
a prodigy. It may be doubted whether the company of
these veteran relics of Restoration manners was much for
the benefit of the moral tone of the bookish youth, who
learnt from them to speak and write of the fair sex ■ndth
a very knowing air of rakish gaiety. But he discussed
poetry also with them, as was then the fashion, and soon
under their influence his own vague aspirations received
shape and direction.
Walsh's contribution to his development was the ad\ice
to study "correctness," as the one merit that was still
possible for an English poet. But before he was intro-
duced to Walsh, which vs-as in 1705, he had already
written the first draft of his " Pastorals," a subject on which
Walsh was an authority, having written the preface to
Drj'den's translation of Virgil's Eclogues. Trumbull's
influence was earlier and more extensive. For.hira may*
i
I
POPE
483
fairly he claimed tlie credit of having been Pope's scliool-
master in poetry. It was he who turned Pope's attention
to the French critics, out of the study of whom grew the
fc'.swy OH Ciilicism ; he suggested the subject of Windsor
Fores/, and he started the idea of translating Homer.
When Trumbull first saw the precocious boy, he was hard
It work on his great epic. He had probably chosen his
aabjcct on the first impulses of his crude ambition, because
it was an established maxim at the time thot a great epic
is the greatest work of which the human mind is capable.
It says something for Pope's docility at this stage that he
recogaizcd so soon that a long course of preparation was
peeded for such a magnum o]>us, and began steadily and
patiently to discipline himself. The epic was put aside
and afterwards burnt ; versification was industriously
practised in shorter " essays " ; and an elaborate stud)
was made of accepted critics and models. Wicn we lool-
at the subjects of Pope's juvenile attempts, we cannot fail
to be struck by a singular clearness of purpose in his
poetic ambition, such as might have come from the
judgment of the accomplished man of the world who was
his adviser. He not only chose kinds of poetry in which
there was an interest at the time, and a consequent like-
lihood of gaining attention and winning applause, but he
had an eye to subjects that had not already been appro-
priated by great English poets, and in which success was
still open to all comers. At the beginning of the 18th
century Dryden's success had given great vogue to trans-
lations and modernizations. The air was full of theories
as to the best way of doing such things. What Drydtn
had touched Pope did not presume to meddle with, —
Dryden was his hero and master; but there was much
more of the same kind to be done. Dryden had rewritten
three of the Canterbury tales ; Pope tried his hand at the
Merchant's Tale, and the Prologue to the Wife of Bath's
Tale, and produced also an imitation of the House of
Fanie. Dryden had translated Virgil ; Pope experimented
on the Thebais of Statins, Ovid's I/eroides and Metamor-
p/ioses, and the Odt/ssey. He knew little Latin and less
Greek, but there were older versions in English whose
metre ho could improve upon and front which he could
get a clue to the sense ; and, when the correspondents to
whom he submitted his versions pointed out mistransla-
tions, he 'could answer that he had always agreed with
them, but that he had deferred to the older translators
against his own judgment. It was one of Pope's little
vanities — very venial in a nature requiring such support
—to try to give the impression that his metrical skill was
■more precocious even than it was, and we cannot accept
Ilia published versions of Statins and Chaucor (published
in "miscellanies" at intervals between 1709 and 1714) as
indisputable evidence of his proficiency at the age of
fifteen or sixteen, the date, according to his own assertion,
of their composition. But it is indisputable that at the
age of sixteon his skill in verse was such as to astonish a
Veteran critic like Walsh, and that his verses were handed
about in manuscript and admired by men then in the
foremost rank in literature. There is no better proof of
his? dexterity than his imitations, or rather parodies, of
Chaucer, Spencer, Rochester, and Dorset, though dexterity
05 their only merit. His metrical letter to Cromwell,
Which Mr Elwin dates in 1707, when Pope was nineteen;
is also a brilliant feat of versification, and has turns of
Wit in it as easy and spirited as any to be found in his
mature satires. Pope was twenty-one when he sent the
" Ode to Solitude" to Cromwell, and said it was written
before he was twelve years old. He may have retouched
this ; in all probability he did ; perhaps every lino of it
was written when ho was twenty-one ; but there is abund-
Hace^of external evidence of . his extraordinary precocity
as a metrician. (He was vain enough to try to make it
appear still more extraordinary than it was ; but the
attempt was hardly more puerile and comically superfluous
than the solemn efforts of criticism to reduce his preten-
sions. They are too solidly founded to be shaken either
by his own vain superstructure or by the outraged critic's
vindictive undermining.
Precocious Pope was but he was also industrious ; and
he spent some eight or nine years in arduous and enthusi-
astic discipline, reading, studying, experimenting, taking
the advice of some and laughing in his sleeve at the
advice of others, "poetry his only business," he said,
"and idleness his only pleasure," before anything of his
appeared in print. In these preliminary studies he seems
to have guided himself by the maxim formulated (after a
French model) in a letter to Walsh (written at the date he
gives, or later) that " it seems not so much the perfection
of sense to say things that have never been said before, as
to express those best that have been said oftcnest." His
first publication was his " Pastorals." Tonson the bookseller
bad heard these pastorals highly spoken of, and he sent a
polite note to Pope asking that he might have them for
one of his miscellanies. They appeared accordingly in
May 1709 at the end of a volume containing contributions
from Philips, Sheffield, Garth, and Rowe, besides Pope's
version of Chaucer's Merchant's Tale. We have not space
to show what can be said on both sides about these
artificial compositions, avowedly designed to represent the
manners of an imaginary golden age, when men of " wit
and refinement " were shepherds. The worst that can be
said of them was said by implication in the Guardian in
1713, when a case, which was afterwards justified by
Allan Ramsay, was made out for the representation of
real English country life. Johnson, though he did not
approve of pastorals in the abstract, said a word of
common sense against exaggerated depreciation of Pope's
attempt. Few persons are likely nowadays to put them-
selves in a position for making a fair historical estimate
of Pope's pastorals. There was a passing fashion for the
kind of thing at the time, and possibly he wrote them
under the impression that they offered a new field for
poetic ambition in English, not knowing or forgetting
what had been done by Giles Fletcher and Milton. Or
lie may have thought that a great ix)et should begin as
Virgil began with pastorals. At any rate his pastorals,
though Johnson was right in remarking the " closeness of
thought " shown in their composition, cannot be ranked
high as poetry, however much superior to everything els«i
written in a passing fashion.
Pope's next publication was the Essay cm Criticism.
" In every work regard the writer's end," is one of its sen-
sible precepts, and one that is often neglected by critics
of the essay, who comment upon it as if Pope's end had
been to produce an original and profound treatise on first
principles. His aim was much less lofty — being simply
to condense, methodize, and give as perfect and novel ex-
pression as he could to floating opinions about the poet's
aims and methods, and the critic's duties,_to "what oft
W'Oa thought but ne'er so well expressed." " The town "
was interested in Mies httrcs, and given to conversing on
the subject ; Pope's essay was simply a brilliant contribu-
tion to the fashionable conversation. The youthful author
said with delicious loftiness that he did not expect the
sale to bo quick because "not one gentleman in sixty,
even of liberal education, could understand it." Put ht
misjudged his audience. The town was fairly dazzled by
it — such learning, such comprehensiveness of judgment,
such felicity of cxjircssion, was indeed a marvel in one bo
young. Many of its admirers, doubtless, like Lady Mary
Montague, .would..havo thought leas of it if they had nol
484
POPE
ibeiieved all the maxims to be original ; but people of
Ifasbion are seldom wide readers, and they gave Pope
credit for much that they might have found, where he
found it, in Quintilian, Rapin, and Bossu. " The truth
is," Mr Elwin says, "that Addison, by his encomiums
and authority, brought into vogue the exaggerated esti-
mate entertained of the essay." Nothing could be more
preposterously far from " the truth."
) A better illustration could not be found of the critical
vice that Pope censures of " forming short ideas " by
attending to parts to the neglect of the whole. If the
whole of Addison's paper is read, it stands out in its true
colours as a kindly gentle attempt to tlirow cold water on
the enthusiasm alsout a work which had been published
for some months and was already, as the paper admits,
"highly esteemed by the best judges. " It is " a master-
piece in its kind " ; but people expect too much from
the kind — originality, for instance. And again, it is " a
masterpiece in its kind," worthy of a place beside Roscom-
mon's Essay on Translated Verse and Mulgrave's Essay on
the Art of Poetry \ Most exaggerated encomiums these !
How kindly, too, the paper opens by giving prominence to
trivial incidents in the essay, one or two passing strokes
of satire at Blackmore and Dennis. Bad poets are givea
to detraction ; they try to raise themselves by pulling
down the reputation of their brothers in the art. A third
of the whole paper is devoted to warning the young poet
against a spirit of envy and detraction, all because he had
thrown a stone in passing at two of the common butts of
their generation. But this was Addison's kindliness ; he
wished to give the promising youth a lesson against a bad
habit. Bead the whole paper (Spectator, No. 253) and
judge.
The Rape of the Loch in its first form appeared in 1712
in Linton's Miscellany ; the " machinery " of sylphs and
gnomes was an afterthought, and the poem was repub-
lished as we now have it early in 1714. This was his
first poem written on an inspiration from real life, from
nature and not from books. A gentleman had in a frolic
surreptitiously cut off a lock of a youtig lady's hair, and
the liberty had been resented ; Pope heard the story from
his friend Caryll, who suggested that it might be a sub-
ject for a mock-heroic poem like Boileau's Lutrin. Pope
caught at the hint ; the mock-heroic treatment of the
pretty frivolities of fashionable life just suited his freakish
sprightliness of wit, and his studies of the grand epic at
the time put him in excellent vein. The Bape of the
Loch is almost universally admitted to be his masterpiece.
English critics from his own time to the present have
tdtapeted in lauding its airiness, its ingenuity^ its ex-
quisite finish. But M. Taine's criticism shows how much
depends upon the spirit in which such humorous trifles
are approached. The poem strikes iL Taine as a piece of
harsh, scornful, indelicate buffoonery, a mere succession i.f
oddities and contrasts, of expressive figures unexpected
and grinning, an example of English insensibility to
French sweetness and refinement. Mr Leslie Stephen
objects on somewhat different grounds to the poet's tone
towards women. What especially offends the French
critic's delicate sense is the bearishness of Pope's laughter
at an elegant and beautiful woman of fashion. Pope de-
scribes with a grin of amusement all the particulars of
the elaborate toilet with which Belinda prepared her
beauty for conquest, and all the artificial airs and graces
with which she sought to bewitch the heart of susceptible
man. The Frenchman listens without sympathy, without
appreciation,, with the contemptuous wonder of a well-bred
man at clownish buffoonery. What is there to laugh at ?
Is she not preparing a beautiful picture ? She cannot do
this without powdera and washes and paint-pots. What
is there to laugh at in this ? It is mere matter of fact.
The entire surrender of the female heart to little artifices
for little ends does not apparently strike the Frenchman
as ludicrous. Mr Stephen's laughter is checked by the
serious thought that this is a misrepresentation of women,
that women are spoken of in the poem as if they were
all like Belinda. But the Frenchman is not moved to
laughter at all; it would seem as if his delight in the
finished picture, the elegant graceful captivating woman,
hallowed every ingredient used in the making of it. Such
are the differences in national humour. With English
readers the change of manners since the fashionable party
rowed up the river to spend a happy day at Hampton is
more likely to be an obstacle to the enjoyment of Pope's
airy extravagance.
In the interval between the first and the enlarged
edition of the Rape of the Loch, Pope gave the finishing
touches to his Windsor Forest, and published it in March
1713, with a flattering dedication to the secretary at war
and an opportune allusion to the peace of Utrecht. This
was a nearer approach to taking a political side than Pope
had yet made. His principle had been to keep clear of
politics, and not to attach himself to any of the sets into
which literary men were divided by party. Although
inclined to the Jacobite party by his religion, he was 0)i
friendly terms with the Whig coterie, so fiiendly indeed
as to off'end some of his co-religionists. He had contri-
buted his poem " The Messiah " to the Spectator ; he had
written an article or two in the Guardian ; and he wrote
a prologue for Addison's Catn. But Pope's advances bad
not been received in a way to satisfy a man of his petulant
and exacting tempef. Mr Elwin is much mistaken in
supposing that Addison helped to bring Pope into notice
in the Spectator. We have seen how he treated the Essay
on Criticism. When the Rape of the Loch was published,
Addison is said to have praised it to Pope himself as
merum sal, but he was much more guarded in the
Spectator. There he dismissed one of the gems of English
literature with two sentences of patronizing faint praise
to the young poet whom he rejoiced to see getting on,
coupled it with. Tickell's " Ode on the Prospect of Peace,"
and devoted the rest of the article to an elaborate puff of
"the pastorals of Mr Philips." We have only to look at
the shameless puffery of the members of the little senate,
not only in this article but throughout all the periodicals of
the coterie, to see how little the young Mr Pope owed to
Addison.
When Pope showed a leaning to the Tories in Windsor
Forest, the coterie, so far from helping him, made in-
sidious war on him — not open war but underhand war.
Within a few weeks of the publication of the poem, and
when it was the talk of the town, there began to appear
in the Guardian a series of articles on " Pastorals. " Not a
word was said about Windsor Forest, but everybody knew
to what the general principles referred. !Modern pastoral
poets were ridiculed fgr introducing Greek moral deities,
Greek flowers and fruits, Greek names of shepherds, Greek
sports and customs and religious rites. They ought to
make use of English rural mythology — hobthrushes, fairies,
goblins, and witches; they should give English names to
their shepherds ; they should mention flowers indigenous
to English climate and soil ; and they should introduce
English proverbial sayings, dress, and customs. All ex-
cellent principles, and all neglected by Pcpe in Windsor
Forest. The poem was fairly open to criticism in these
points ; there are many beautiful passages in it, showing
close though somewhat professional observation of nature,
but the mixture of heathen deities and conventional
archaic fancies with modern realities is incongruous, and
the comparison of Queen Anne to Diana was ludicrously
POPE
485
inlelicitous. But the sting of the articles did not lie in
the truth of the oblique criticisms. "The pastorals of Mr
Philips," published four years before, were again trotted
out Here was a true pastoral poet, the eldest born of
Spenser, the worthy successor of Theocritus and Virgil !
Pope's pastorab have their defects, great defects, but it
was an unkind cut to him to prefer such trash, and with
such audacious emphasis. It was an affront, but so con-
trived that the sufferer could not retaliate without putting
himself in the wrong, a mean backbiting provocation, the
action of a critic " willing to wound and yet afraid to
strike."
Pope took an amusing revenge, which turned the laugh
agaisst his assailants. He sent Steele an anonymous
paper in continuation of the articles in the Guardian on
pastoral poetry, reviewing the poems of Mr Pope by the
light of the principles laid down. Ostensibly Pope was
censured for breaking the rules, and Philips praised for
conforming to them, quotations being given from both.
The quotations were sufficient to dispose of the pretensions
of poor Philips, and Pope did not choose his own worst
passages, accusing himself of actually deviating sometimes
into poetry. Although the Guardian's principles were
also brought into ridicule by burlesque exemplifications of
thorn after the manner of Gay's Shepherd's Week, Steele,
misled by the opening sentences, was at first unwilling
to print what appeared to be a direct attack on Pope,
and asked Pope's consent to the oublication, which was
graciously granted.
The relations between Pope and his Whig friends were"
further strained by one or two little incidents about the
Buma time. The truculent Dennis attacked both Pope's
Rap« of the Lock and Addison's Cato. Pope said nothing
in his own defence, but — we were very obliging in those
dftjs — defended his- friend Addison in a Narrative of the
Premy of John Dennis. The attack was so coarse that
Addison sent Steele to Dennis to disclaim all connexion
with it. Then Pope asked his friend Addison's advice
about the enlargement of the Rape of the Lock, and
Addison advised him to leave it as it was, which advice
the man who had asked it attributed to jealousy.
The estrangement was completed in connexion with
Pope's translation of Homer. This enterprise was defini-
tively undertaken in 1713. The work was to be published
by subscription as Dryden's Virgil had been. Men of all
parties subscribed, their unanimity being a striking proof
of the position Pope had attained at the age of twenty-
five. It was as if he had received a national commission
as by general consent the first poet of his time. But the
unanimity was broken by a discordant note. A member
of the Addison clique, Tickell, attempted to run a rival
version. There was nothing criminal in this, but it was
an irritating continuation of-the cold grudging treatment
that Pope had all along received from the same quarter.
Pope suspected Addison's in.stigation ; Tickell had at least
Addison's encouragement. Pope's famous character of Ad-
dison, if not true in the main, is at least a strictly fair
dtscription, inspired not by malignity but by legitimate
resentment, if resentment is ever legitimate, of Addison's
treatment of himself as he- was rising into fame.' Pope
afterwards claimed to have been magnanimous, and ho is
suspected of having supported this claim by petty inven-
ticms in his account of the quarrel. Magnanimity ho
could not fairly claim ; but he did not attack without pro-
vocation.
The translation of Homer was Pope's chief employment
' A very dilTeicnt viuw is argued by Mr Elwin (with strangoTlinri.
ness, as the present writer thinks, to the cardinal eircuinstanccs hero
•et forth), in liis introductions to Il'mt/jor Forest, the Esmi/ on
Criticism, and the Rapr of the Lock. See also Mr Lcslio Stephen's
fope, and Mr Courthopc's Adtlison.
for twelve years. The new pieces in the miscellanies pub-
lished in 1717, his "Elegy on an Unfortunate Lady" and
his "Eloisa to Abelard," were probably written some years
before their publication. The Iliad was delivered to
the subscribers in instalments in 1715, 1717, 1718, and
1720. For the translation of the Odyssey he took Fenton
and Broome as coadjutors, who between them translated
twelve out of the twenty-four books.^ It was completed
in 1725. The profitableness of the work was Pope's chief
temptation to undertake it. He cleared more than .£8000
by the two translations, after deducting all payments to
coadjutors — a much larger sum than had ever been received
by an English author before. Pope, with his economical
habits, was rendered independent by it, and enabled to
live nearer London. The estate at Binfield was sold, and
he removed with his parents to Chiswick in 1716, and
in 1718 to Twickenham, to the residence with which his
name is associated. Here he held his little court, and
was visited by his intimates Arbuthnot, G^ay, Bolingbroke
(after his return in 1723), and Swift (during his brief
visits to England in 1726 and 1727), and by many other
friends of political eminence. Martha Blount, after his
mother's death in 1733, was occasionally domiciled in his
house.
The translation of Homer established Pope's reputation
with his contemporaries, and has endangered it ever since
it was challenged. It was the Homer chiefly that Words-
worth and Coleridge had in their eye when they began
the polemic against the "poetic diction" of the 18th
century, and struck at Pope as the arch-corruptor. They
were historically unjust to Pope, who did not originate
this diction, but only furnished the most finished examples
of it. Mr Leslie Stephen has asked in what the much
abused pseudo-poetic diction consists. A long analysis
would be required to answer the question in detail, but in
substance it consisted in an ambition to " rise above the
vulgar style," to dress nature to advantage — a natural
ambition — when the arbiters of literature were people of
fashion. If one compares Pope's "Messiah," or "Eloisa to
Abelard," or an impassioned passage from the Hiad, with
the originals that he paraphrased, one gets a more vivid
idea of the consistence of pseudo-poetic diction than could
be furnished by pages of analysis. But Pope merely used
the established diction of his time. A passage from the
Guardian, in which Philips was commended as against
him, shows in a single example the great aim of fashion-
able poets in those days. " It is a nice piece of art to
raise a proverb above the vulgar stylo and still keep it
easy and unaffected. Thus the old wish, ' God rest his
soul,' is very finely turned : —
" Then gentle Sidney liv'd, the shepherd'3 fiieud,
Etcr>ial blessings on his shade attend."
Pope would have despised so easy a metamorphosis as
this, for, just as dress is often valued for what it cost the
wearer, so the poetic dress of nature was esteemed in pro-
portion to the poet's labour and ingenuity in devising it.
The work of his coadjutors and imitators in the Odyssey
may bo distinguished by this comparative cheapness of
material. ■ Broome's description of the clothes-wa.shing by
Nausicaa and her maidens in the sixth book may bo com-
pared with the original as a luminous specimen.
The year 1725 may bo taken as the beginning of tho
third period of Pope's career, when ho made his fame
as a moralist and a satirist. In point of sheer literary
power the works then composed are his greatest, but
the subjects cho.scn belong osscntially to the lower levels
of poetry. -Why did Pope, when his independence was
secured and he was free to choose^ "take to tho plain.s,"
. ' 1, 4, 19, .ind 20 arc by Fcntou : 2, 6, 8, 11, 12, 16, 18, 23 by
Drooiiic.
486
POPE
to use "^'ordswortb's plirase, " when the heights were
within his reach " 1 His choice was determined partly by
character and partly by circumstances. It may be doubted
whether Pope had the staying power necessary for the
composition of a great imaginative work, whether his'
crazy constitution would have held together through the
strain. He toyed with the idea of writing a grand epic.
He told Speuce that he had it all in his head, and gave
him a vague (and it must be admitted not very promising)
sketch of the subject and plan of it. But he never put
any of it on paper. He shrank as with instinctive repul-
sion from the stress and strain of complicated designs.
Even his prolonged task of translating weighed heavily
on his spirits, and this was a much less formidable efiort
than creating an epic. He turned rather to designs that
could be accomplished in detail, works of which the parts
could be separately laboured at and put together ■with
patient care, into which happy thoughts could be fitted
that had been struck out at odd moments and in ordinary
levels of feeling.
The Dunciad (1728) was the first work of the new
period. Circumstances turned him to satire when he was
free from the Odyssey^ and from his edition of Shake-
speare, a bookseller's commission completed in the same
year. Young's satire. The Universal Passion, had just
appeared and been received with more enthusiasm than
anything published since Pope's own early successes. This
alone would have been powerful inducement to Pope's
emulous temper. S^Nift was finishing Gulliver's Travels,
and carne over to England in 1726. The survivors of
the Scriblerus Club — Swift, Pope, Arbutlmot, and Gay —
resumed their old amusement of parodying and otherwise
ridiculing bad writers, especially bad writers in the Whig
interest. A volume of th&vc jeux d'esprit was published in
1727. According to Pojie's own history of the Dunciad,
the idea of it grew out of this. Among the miscellanies
was a " Treatise on the Art of Sinking," in which poets
were classified, with illustrations, according to their emin-
ence in the various arts of debasing instead of elevating
their subject. No names were mentioned, but the speci-
mens of bathos were assigned to various letters of the
alphabet, most of them taken at random. But no sooner
was the treatise published than the infatuated scribblei-s
proceeded to take the letters to themselves, and in revenge
to fill the newspapers with the most abusive falsehoods
and scurrilities they could possibly de%ise " This gave
Mr Pope the thought that he had now some opportunity
of doing good, by detecting and dragging into light these
common enemies of mankind," who for years had been
anonymously aspersing almost all the great characters of
the age.
The truth probably lies between this account and that
adopted by those who take the worst view of Pope's
character. This is that he was essentially vindictive and
malignant, and that, as soon as his hands were free from
Homer, he proceeded to settle old scores with all who had
not spoken as favourably as he liked about himself and
his works. The most prominent objects of his satire can
be shown to have given him personal offence — Theobald,
Gibber, Dennis, Lintot, and others. This indeed was
avowed by Pope, who claimed that it was their attacks on
himself that had given him a right to their names. "We
may admit that personal spite influenced Pope at least as
much as disinterested zeal for the honour of literature,
but in the di<^pute as to the comparative strength of these
motives, a third is apt to be overlooked that was probably
stronger than either. This was an unscrupulous elfish
love of fun, and delight in the creations of a humorous
iniaginatLon. Certainly to represent the Dunciad as the
"atcome of mere personal spite is to give an exaggerated
idea of the malignity of Pope's disposition, and an utterly
wrong impression of the character of his satire. He was
not a morose, savage, indignant satirist, but airy and
graceful in his malice, writing more in fun than in anger,
revengeful perhaps and excessively sensitive, but restored
to good-humour as he thought over his wrongs by the
ludicrous conceptions with which he invested his adver-
saries. We do not feel the bitterness of wounded pride
in his writings, but the laughter with which that pride
was consoled. He loved his own comic fancies more than
he hated his enemies. His fun at the expense of his
victims was so far cruel that he was quite regardless of
their sufferings, probably enjoyed them; but it was an
impish and sprite-like cruelty, against which we cannot
feel any real indignation because it is substantially harm-
less, while its ingenious antics never fail to amuse. Even
when he exults in the poverty and -material distresses of
his victims, the coarseness of the matter is redeemed by
the irresponsible gaiety of the manner. Such things
should not be taken too seriously, if a Scotsman may
say so. Further, even if Pope is regarded as a bitter
malignant, it must be with two important qualificaticr.s.
His plea that he was never the aggressor in a quarrel, in
spite of all ^Ir Elwin's special pleadings to the contrary,
was a truthful plea, though his sensitiveness to criticism
was such as to make him fancy slights, and the with-
holding of praise where praise was due would have been
construed by him as a positive offence. And his literary
conscience was so strong that not one of his attacks on
literary grounds was unjust Pope was a most generous
critic of real merit. The only doubtful exception is the
case of Bentley, whom he satirized in the reconstruction
and enlargement of the Dunciad made in the last years
of his life at the instigation, it is said, of Warburton.
Looked at apart from personal questions, the Dunciad is
the greatest feat of the humorous imagination in English
poetry.
There was muoh more of unjust judgment in Pope's
Satires and Epistles of Horace Imitated, pubUshed at
intervals between 1733 and 1738, because in them he
oftener wrote of what he did not personally know, and
was the mouthpiece of the animus of his poUtical friends.
These, friends were all in opposition to Walpole, who was
then at the height of his power, and the shafts of Pope's
satire were directed at the adherents of the great minister.
Pope's satires give the concentrated essence of the bitter-
ness of the opposition. We see gathered up in them the
worst that was thought and said about the court party
when men's minds were heated almost to the point of
civil war. To appreciate fully the point of his allusions
requires of course an intimate, acquaintance with the
political and social gossip of the time. But apart from
their value as a brilliant strongly-coloured picture of the
time Pope's satires have a permanent value as literature.
It is justly remarked by Pattison ^ that " these Imita-
tions ai;e among the most original of his writings." The
felicity of the versification and the diction is universally
admired.
The Essay on Man (1732-34) was also intimately con-
nected with passing controversies.- It belongs to the
same intellectual movement with Butler's Analogy — the
effort of the 18th century to put religion on a rational
basis. But Pope was not a thinker like Butler. The
subject was suggested to him by Bolingbroke, who is said
also — and the statement is supported by the contents of
his posthumous works — to have furnished most of the
arguments. Pope's contribution to the controversy con-
sisted in brilliant epigram and illustration. In this di-
' In his incomparable edition of the Satires and Epistles.
" See Pattisou's edition of the Essay on Man..
P O P — P 0 P
487
dactic work, as in tis Essay on Criticitni, he put together
on a sufficiently simple nlan a series of happy sayings,
separately elaborated, picking up the thoughts as he found
them in miscellaneous reading and conversation, and try-
ing only to fit them with perfect expression. The want of
logical coherence in his system was shown by the very
different interpretations put upon it. Dealing as it did
in incomparably brilliant fashion with a subject of living
interest, the Essay at ouce attracted attention both at
home and abroad, and Pope was attacked by a Swiss
professor as an ally of the freethinkers. But a champion
of his orthodox)' was found in Warburton. Pope was so
delighted with the pugnacious paradoxist's reply to De
Crousaz that he made Warburton's acquaintance. The
readiness with which Pope allowed Warburton to take
possession of himself and his works in his old age' was
not a symptom of senile weakness. It was an act of that
jharacteristic business-like acuteness which he showed
throughout in the management of his reputation. He
saw that as long as Warburton was the authorized com-
mentator on his works there was not likely to be any lack
of critical debate about him and about them.
The Essay on Man, which may be said to contain the
essence of the thought of men of the world in his genera-
tion on its subject — such was the poet's skill and judg-
ment in collecting the substance of floating opinion — was
announced by Popo as part of a system of "pieces on
human life and mannei-s." Whether Warburton was
authorized or not in his sketch of Pope's intentions, the
so-called Moral Essays (published at intervals between
1731 and 1735) which Warburton connected with the
general plan have each an independent interest. They
contain some of the most brilliant of Pope's satirical
portraits, and his famous theory of "the ruling passion."
If space permitted it might easily be shown that in this
theory Pope proved himself a better psychologist than
Macaulay, who eubjects it- to much misunderstanding
ridicule.
. Popo died on the 30th May 1744, and was buried in
the church of Twickenham. His own ruling' passion was
what a poet of his generation described as the universal
passion, the love of fame. I]fnder the influence of this
passion he tried to support his reputation by intrigues such
as the statesmen of his time used in climbing the ladder
and keeping themselves in place. He had no moral scruple
where this was concerned-— everything gave way before the
ruling passion. For some of these intrigues, so incon-
gruous with our idea of a poet's character, he has suffered
severe retribution. Especially of late years ho has been
violently denounced as little better than a common swindler
for his petty manreuvres in connexion with the publication
of his letters — letters designed to exhibit him as a pattern
of friendship, magnanimity, and all the virtues. These
manoeuvres, which were first tracked with great patience
and ingenuity by Mr Dilke,^ are too intricate to be recorded
in short space. This, in effect, is what he seems to have
done. He collected his letters from his friends, retouched
them, changed dates and passages to suit the picture of
himself which he wished to present, deposited the collection
thus manipulated in the safe-keeping of the earl of Oxford,
then sent a printed book of them to Curll, and intrigued
to make it appear that they had been fraudulently pub-
lished without his consent. It was a ridiculously petty
action, but to characterize it as Mr Elwin has done will be
fair when it is customary to use similar language about the
intrigues of statesmen and diplomatists. To apply it to
Pope at present is not to call a spade a spado, but a molehill
a mountain. Recent revelations have not affected by one
iota Johnson's judgment of his character. The man who
' Seo Papers of a C'lUic,
" played the politician about cabbages and turnips," and
" hardly drank tea without a stratagem," was not likely to
be straightforward in a matter in which his ruling passion
was concerned. Against Pope's petulance and "general love
of secrecy and cunning" have to be set, in any fair judg-
ment of his character, his exemplary conduct as a son, the
afiection with which he was regarded in his own circle of
' intimates, and many well-authenticated instances of genuine
kindliness to persons in distress. (w. M.)
POPEDOM.- Both the ecclesiastical and the temporal
authority formerly exercised and still claimed by the popes
of Rome profess to be of divine appointment, appealing
in tho first place to the language of the New Testament,
and in the next to the tradition of the church, handed
down, as it is asserted, in unbroken continuity, from
apostolic times to the present age. According to tho
theory thus put forth, Peter the apostle was indicated by *
Christ Himself as superior to the rest of the twelve in faith
and spiritual discernment; and as the one of the number
whom it was His design to invest with special pre-eminence.
In like manner, the church itself which Peter was after- g^ p^t^r
wards to found and to preside over was predestined to a*' Rome.
like superiority among other churches, while his personal
superiority was to be vested in perpetuity in his successors.
In conformity with this divine design Peter, accompanied
by Paul, went to Rome after Christ's death, and founded
there a church over which he presided as its bishop for
twenty -five years, — from the first year of the reign of
Claudius, 41 a.d., to 67 a.d., — eventually suffering martyr-
dom in the same year and on the same day as St Paul, in
the persecution under Nero. And, if wo accept the records
preserved in the Roman Church, we shall believe that St
Peter's successors, so long as Christianity was the object
of state persecution, continued heroically to encounter the
same glorious fate, the distinction of martyrdom being
assigned in the Roman calendar to all but two of the
bishops of Rome from Linus to Eusebius (see list at con-
clusion of article).
In dealing with a subject in which tho evidence is
frequently ambiguous and conflicting, and sometimes of
more than doubtful genuineness, and with a period of
much obscurity, no amount of research will often serve to
point to more than a conjectural conclusion. But, inas-
much as it is on the basis of the assumptions involved in
the above theory that the claims of the Church of Rome
mainly rest, it will be desirable to state, ns concisely as
possible, the main facts and arguments on which those who
deny these assumjitions-ground their contrary opinion.
The question whether or no St Petor was designed for Tlieorj- of
pre-eminence among the apostles resolves itself, it is his pro-
evident, into one of New Testament criticism ; but from <""'ocnro
the time of Oriqen, who visited Romo early in the 3d "p(,°"fe„."'
century, .when tho theory first began to be put forward,
there has always been a certain section in tho church who
have distinctly rcjnidiated the aflirmativo as.'iun)j)tion.
I " For if," says Origen, "you bold that the wholo church
was built by God on Peter alone, what will you .say con-
cerning John, tho son of thunder, and each of tlio otlier
apostles?" (Jligne, Potrolopia O'nrca, xiii. 397). Next, as
regards tho evidence for St Peter's presence in Rome and
lengthened labours there, as tho head of a Christian con-
gregation, it is maintained by tho great majority of
Protestant scholars that there is no pmof that ho was ever
in Rome at all; that tho "Babylon" referred to in his
first epistio (ch. v. 13) is really the distant city of the
* Tb« design of the present article is ainiply to give the main
outlinci of the history of tho Papocy aa an institution ; the details
connected with tho personal history of e.ich pontilf will bo found
nndcr tlio icspectivo names of tho dilTerciit popes. Tho ilalin
immp'liatoly after tlio nanio of each pope <leni>tn the iicriod of liin
poDli&cato.
488
POPEDOM
East ; and that, even if his presence in Rome be admitted,
his arrival there must have been long subsequent to that
of his brother apostle, and his labours altogether subordi-
nate in importance, — conclusions supported by the com-
plete silence observed in the Acts of the Apostles respecting
both him and his work in the capital of the empire. On
the other hand, it is urged that, as no known tradition
assigns the martyrdom of Peter to any other place than
Rome, every allusion to that event is implicitly an argu-
ment for his visit to the capital; and, generally speaking,
it may be said that the most recent and authoritative
research seems to point to the conclusion that he both
visited Rome and taught there, but that his labours were
carried on in a spirit of rivalry, not to say antagonism, to
those of Paul, being bestowed exclusively on a Judaizing
church, while tljose of his fellow-apostle were devoted to
the Gentile community. Of the important feature which
harmonizes perfectly with these conclusions — namely, that
the Church of Rome, attaching itself directly to the church
at Jerusalem, became the depositary of a Jewish-Christian
rather than of a Pauline tradition — there can be no doubt
whatever.
! The existence of a considerable poor Jewish element in
lEome as early as the latter half of the 1st century is
attested by numerous facts and allusions in the classical
writers. The Jews were everywhere actively engaged in
commercial pursuits, and formed an influential section in
all great centres. Josephus tells us that, when on one
occasion the Jews of Palestine presented a petition to the
,'emperor Augustus, it was supported by no less than
eight thousand of their countrymen resident in the capital.
' The chief quarters of this Jewish colony were in the
Trastevere, about the base of the Janiculum ; and its
members were distinguished by the fidelity with which
they cherished their national customs and beliefs. Both
Rome and the Jewish community in its midst must
accordingly have appeared a field of primary importance
in the work of evangelization ; and it is evident that the
questions raised by the claims of Christianity would there
be discussed with the greatest ardour, and the most
strenuous endeavours bo made to bring them to an
ultimate issue. That such was really the case is sufB-
Passage ciently proved by a well-known passage in Suetonius, who
in Suet- relates that about the middle of the 1st century there
onius. -n-ere constant riots among the Jewish population, their
ringleader being one "Chrestus," and that Claudius in
consequence e.xpelled them from the city. There is no
.reason for supposing that this section of the community
would be estranged to any great degree, by the pursuits
and associations of their daily life, from those by whom
they were surrounded. The influences that then pervaded
alike the Roman literature, culture, £),nd civilization were
mainly Greek, and the Jewish element was no less affected
by these influences than the Latin. Greek, again, was the
ordinary medium of commercial intercourse throughout
the Roman world, and the Jew was largely engaged in
commerce. Greek therefore had, except in the Syrian
provinces, become the language of his daily life, as it had
long been that of his sacred books read aloud in the
synagogues, and of the annals of his race as recorded by
the national writers.
The importance of the passage above referred to in
Suetonius, of which the very inaccuracy which it embodies
is in itself highly significant, has perhaps hardly been
sufficiently recognized, for it not only records an important
fact but it sheds light on subsequent history. It enables
us to understand that, when the Jewish population was
permitted to return to Rome, its members, whether
adherents of the national faith or converts to the new,
would, in common with the whole Christian community,
feel the necessity of extreme caution lest their religions
observances or their religions differences should again
attract the notice of the Rofnan magistrate and expose
them to fresh persecution. Of this character would appear
to be the sentiments indicated in the epistle of Clemena
Romanus (supposed by some to have been the same with
the Clemens whose name is inserted as that of the third
bishop of Rome) when he refers to the sudden and repeated
"calamities and adversities which are befalling us" — a
passage generally interpreted as having reference to the
persecution under Nero and the impending persecution
under Domitian (Lightfoot, Append., p. 2G7). Iji such
considerations as these we may fairly consider that we have
a reasonable explanation of the fact that during the first
two centuries of its existence we hear so little, of the
Christian church in Rome.
With such considerations before us, it is .scarcely
necessary to point out that Greek was also the language of
the early Christian church in Rome. In whatever propor-
tions, therefore, that church was composed of Christianized
Jfcws or of Christianized pagans, its records would naturally
be, as we find them to have been, in the Greek language.
Hegesippus, "the father of church history," makes a
statement which is generally understood to imply that,
teing in Rome in the time of Anicetus (bishop 155'--
168 A.D.), he made a list of the bishops of the see. This list
is not extant; but in Irenaeus, who wrote his Adversus
Hxreses a few years later, we have another Greek list of
tweive bishops, which shows the succession accepted at
Rome in the time of Eleutherius, the contemporary of
Irenaeus, and at the head of which stand the names of
both Peter and Paul. To these lists are to be added two
other Greek lists, the one in the Chronicon of Eusebius,
the other in the Ecclesiastical History of the same writer.
Of these, the former extends from Peter to Gains (the last
bishop before the Diocletian persecution), and gives the
periods of office. It is derived from the Armenian
translation, but is not contained in the version by Jerome.
The first Latin list, the Catalogiis Liberianus, — supposed
by Mommsen to have been derived from the Chronicon of
Hippolytus, bishop of Portus, and to have been in turn
the original from which the Catalogus Felicianus (the
oldest existing version of the Liber Pontijicalis, — see infra)
was taken, — is so called because it was compiled in the
episcopate of Liberius, who succeeded 352 a.d. We have
also two other Latin lists of some authority, in Augustine
{Epist. 53; Migne, Patrol., xxxiii. 195) and in Optatu3
(Z)e Schism. Don., ii. 3).
It is undeniable that in all the foregoing lists there are
considerable discrepancies. The Liberian catalogue gives
us a certain " Cletus," as the immediate predecessor of
Anacletus ; scholars like Mommsen and Lipsius are
divided in opinion as to whether Anicetus was the pre-
decessor or the successor of Pius ; whUe, as regards the
duration of each episcopate, there are equally important
discrepancies. Bat difficulties like these cannot justly pre-
judice our acceptance of the general tradition with which
they are associated ; they are rather to be looked upon as
suppljdng valuable incidental evidence with respect to
the status of the Roman episcopate ; and, while the lists
themselves prove, on the one hand, that before the termina-
tion of the 3d century the office was held to be of such
importance that its succession was a matter of interest to
ecclesiastics living in distant sees, the variations that
the lists present indicate not less clearly that the Roman
bishopric at this period could not have held that position
in relation to the church — the parallel to that of the
1
Earllflrt
liiita'o/tJ
KomaD
bishop*
' For this date see article " Pope" in Smith's Did. of Cliristian
AniiquUies, p. 1657.
r 0 P E D O M
489
imperial ofiSce in the empire — claimed for it by writers
like Bellarmine.
The comparative history of institutions would, in itself,
incline us to look for a less precise and exalted conception
of the office, as discharged by these early bishops, than
when, after a lapse of centuries and a succession of varied
experiences, its duties and responsibilities had become
defined and developed ; but it is also a fact of considerable
significance that those who were elected to the office from
the time of Clement were for the most part men whose
very names would probably not have survived but for their
appearance in these lists, and that, even when, in one or
two instances, their individual careers emerge from tho
general obscurity, they themselves appear as speaking and
acting in a manner which seems hardly compatible with
those exalted prerogatives which, as some maintain, were
inherent in the office from its first commencement. In
stieofthe recently recovered portion of the epistle of Clemens
"wns Romauus, above cited, it is, for example, highly signi-
aanus. ggg^pj jq fjmj j]ja,t the letter purports to emanate, not from
the "bishop of Kome," but from "the church at Rome,"
and to find again that, even so late as the 2d csntury,
this letter is in like manner referred to as emanating from
the community.and not from the individual. This feature,
indeed, is not a little suggestive with respect to the de-
velopment of the Roman supremacy. While the letter is
wanting in anything -that implies any special pre-eminence
on the part of the Roman bishop, it is at the same time
characterized by a certain admonitory tone, such as could
hardly have been assumed if the community by whom it
was sent had not been held to possess a recognized superi-
ority over the community to whom it is written, but this
superiority is not greater than would naturally belong (not-
withstanding their common founder) to the church in
imperial Rome as contrasted with the church at subject
Corinth, — to the church of the august capital from whence
emanated the laws which governed the empire and the
ohurch of the fallen city which, two centuries and a half
before, the Roman arms had well nigh effaced from
existence.
[f again we accept as genuine the evidence afforded in
ten of those seven letters of Ignatius which most critics are dis-
stius. posed to accept as genuine, the relations of the Roman
Church to tlio other churches of the empire appear to be
of the same character. Ignatius, when on his way to
Rome (probably early in the 2d century) to suffer
martyrdom, addressed a letter to the Christian community
in that city. In this letter there is again an equally
direct reference to a certain primacy of the church in
Rome, which is addressed as "she who hath tho presid-
ency in the place of the region of the Romans." But this
expression is immediately followed by a definition of this
primacy which is altogether incompatible with the theory
that it is derived from the episcopal succession in the
church ; it is spoken of as founded upon sentiments of
Christian fellowship, with the additional considerations
attaching to the dignity and superior advantages belong-
itig to the church of the capital.
The conclusion to which the foregoing evidence points
ta again strongly confirmed by the general fact that, as
each new pretension on the part of the Roman see was
put forward, it was called 'in question and repudiated by
some one or other section of the Christian community.
An obscure and doubtful passage inlrenoeus (Adv. /litres.,
bk. iii. c. 3) testifies, at most, to nothing more than a
fuller- recognition of the primacy of the Roman Church,
■while in the same writer, who, it will bo remembered, was
bishop of the church at Lyons, wo have a notable instance
of a distinct repudiation of tho claims of the Roman
bishop to dictate to tho bishops of other dioceses. This
was on the occasion of a sentence of excommunication
which VicTOK I. (c. 190-202 a.d.) had pronounced upon
certain bishops in the province of Asia Minor,i on account
of their refusal to celebrate Easter at the particular time
enjoined by the church in Rome. Victor appears not to
have had recourse to this extreme measure until after he
had consulted with his episcopal brethren in Palestine,
Pontus, Gaul, and Corinth ; but Irenasus, notwithstand-
ing, remonstrates boldly with him on the rigour of his
proceeding, and on the impolicy of thus cutting himself
off from an important section of the church on a mere
matter of ceremonial observance. We find again TertuUian,
who during his residence in Rome had acquired a certain
practical knowledge of the administrative characteristics
of its church, implicitly intimating his disapproval in hia
treatise De PudiciHa (sec. i.) of the assumption by the
Roman bishop of the ^titles of "pontifex maximus" and
"episcopus episcoporum"; in another of his treatises {De
Virgin, veland. ;- Migne, Patrol., pp. 767-8), he distinctly
impugns the claim made by Zephyeintjs (202-218) of a
certain superiority in the Roman see derived as a tradition
from St Peter.
The evidence with which we are presented for the rest Evidente
of the 3d century is of a similar character. Callistus ■;'ffo''<J«i
(218-223), the successor to Zephyrinus, was originally a'"'".
Christian slave in Rome during the bishopric of Victor. Callistn*.
who (if we accept the narrative of Hippolytus) had been
sent on account of his turbulence and dishonest practices
to the mines in Sardinia. Victor, who was acquainted
with the circumstances of his career, deemed him, not-
withstanding, so little deserving of commiseration that,
when, through the influence of Marcia, the mistress of
the emperor Commodus, he had succeeded in bringing
about the liberation of a certain number of Callistus's
Christian fellow-sufferers in Sardinia, he did not include
in the list the name of Callistus himself. The latter,
however, managed to regain his freedom, and ultimately
himself became bishop of Rome. During his brief epis-
copate his administration, as well- as that of his prede-
cessor Zephyrinus, was unsparingly criticized by Hip-
polytus, the well-known bishop of Portus. Against
Callistus Hippolytus alleges the greatest laxity in the
admission of candidates to ecclesiastical orders, and also
undue connivance at marriages dishonourable to those pro-
fessing the Christian faith ; while Zephyrinus is depicted
as a man of but little intelligence and of ignoble aima
It is evident that when a suffragan bishop could venture
thus to criticize hia metropolitan the authority wielded
by the latter, even in his own diocese, was very far from
meeting with unquestioning obedience.
The foregoing evidence, together with many other
similar facts which cannot here be enumerated, points
clearly to two important conclusions : first, that in the
course of the 2d and 3d centuries the Church of Rome
began to put forth unprecedented claims to a certain
superiority among other churches; and, secondly, that
these claims not unfrequently encountered considerable
opposition as novel and unjustifiable.
The circumstances which contributed to bring about
their ultimate establishment were various. The Roman
Church itself had, from the first, been associated with that
severer type of Christian belief which had its chief seat
at Jerusalem ; and, after the Holy City and its temple were
' An t'jprossion which, it niust bo noted, Is to b« nndcrstood with
considorahlo qualHication as applied to tho Roman province.
• Tlio evidence afTorded in tlio obovo two treatises canies the greater
veight in that they wore not written nntil after TertuUian had become
a convert to the austere tenets of Moctanism, when he must have
been all tho more inclined to favour the type of Christiauity which
then prevailed at Rome.
XIX. — 62
490
POPEDOM
alike razed to the ground by Titus (70 A.D.), much of the
reverence which had belonged to Jerusalem was transferred
to Home. In relation to the episcopal office itself, again,
it is to be noted that the general conception of its func-
tions underwent, at this period, considerable change. On
this point a passage in Jerome {Ad Tit., L 7) is of special
significance. He here expressly attributes the institution
of the episcopal order to the necessity which had arisen of
repressing the numerous schisms in the church ; and he
goes on to observe that bishops would consequently do
well to bear in mind that their office, with its involved
authority over presbyters, was to be regarded rather as the
result of custom and tradition than of divine appointment.
As regards any special supremacy attaching to the Roman
episcopate, the evidence afforded by another passage in
Jerome is not less notable. In one of his most important
letters {Ad Rusticitm; Sligne, Patrol., xxii. 932) he fully
recognizes the expediency and value of a central supreme
authority, vested in a single individual. Iin support of
his position he adduces examples from the animal kingdom,
from the imperial power, from the judicial power, from the
military power, and then goes on to say, "so again each
church has its one bishop, its one arch-presbyter, its
one archdeacon, every ecclesiastical grade relying on its
leader," but to the clenching example, derivable . from the
supreme pontiff himself, no reference is made. It seems,
accordingly, an inevitable inference that by one of the
greatest of the Latin fathers, writing at the close of the
4th century, the Roman theory of -the popedom was
unrecognized. But the circumstance which perhaps most
conduceil to the acceptance of the papal pretensions was
Creation the creation of a new office in the ecclesiastical organiza-
ol the tion, that of the metropolitan. So long as Christianity
mutro^ " was the religion only of an obscure sect, or of a persecuted
politan. minority in the Roman state, lying also under the suspi-
cion of political disaffection, it probably sought to avoid
attracting further attention to itself by any elaborate
attempt at organization. At the same time the political
organization of the empire, from its long established and
universally recognized territorial divisions, its system of
intercommunication, and its arrangement of the executive
power, must have obviously seemed to furnish the most
practicable outlines for the administration of a great and
growing ecclesiastical community. The chief cities or
metropohis of the several Roman provinces were accord-
ingly from the first selected as the seats of the principal
Christian churches— Antioch, Corinth,. Ephesus, and
Thessalonica respectively representing the chief ecclesias-
tical centres of Syria, Achaia, Asia, and Macedonia. And
when, again, under Constantine and his successors, the
distribution of civil authority was further modified by
the creation of four patriarchates, subdivided into twelve
"dioceses" or major provinces, these changes were soon
followed by corresponding modifications on the part of the
church organization. In this manner we are able to
understand how it is that we find the bishop of Rome
successively assuming, as in the pontificates of Fabianus
and Cornelius, ihe more extended authority of a metro-
politan,! and, as in the days of Julius" I. and Su-icius, the
authority of a patriarch.
But no external event exercised a more potent influence
on the early history of the Roman Church than the
removal of the seat of imperial power to Constantinople
(330). For more than a century from that event it was
not a little doubtful whether the patriarch of "Nova
Roma" might not succeed in asserting an authority to
2)JHch.even the Western pontiff might be compelled to
' In fUe canons of the council of Nicsea (325) the aathority of a
metropolitan is distinctly recognized, and in those of the conncil of
AntiooU (341) it is defiueil with greater precisioiv
defer. It became accordingly an object of primary
importance with the latter to dissociate as far as possible
in the mind of Christendom the notion of an ecclesiastical
supremacy derived, like that at Constantinople, mainly
from the political importance of the capital from the con-
ception of that supremacy which he himself claimed as the
representative of the inalienable authority and' privileges
conferred on St Peter and his successors. For such a
policy an additional motive was created by the predilection
shown by Constantine for his new capital, and the convic-
tion which he is said to have entertained that the days of
ancient Rome were numbered.^ From henceforth it was
the key-note to the utterances of the Roman primate that
his supremacy, as a tradition from apostolic times, could
never depart from him and his successors, and that, as
representing the authority of the two chief apostles, it
had claims upon the obedience and reverence of the
whole Christian church such as no other apostolica sedes
could produce. To the ultimate assertion of these pre- Rome b»
tensions the long and fierce struggle carried on between '^"'"■^ ^
the followers of Arius and the supporters of orthodoxy ^^ho-
materially contributed. The appeal to the arbitration of doxy.
Rome, preferred both by Athanasius and by the Arian
party, placed Julius I. (337-352) in the proud position of
the recognized protector of the orthodox faith. In the
year 339 Athanasius himself visited the Western capital
and resided there for three years. His presence and
exhortation confirmed the Roman pontiff still further in
his policy ; and from this time we perceive the see of
Rome assuming, more distinctly than before, the right to
define doctrine and the function of maintaining the true
standard of faith amid the num'erous heresies that were
then troubling the whole church. While Constantinople
was conspicuous by its attachment to Arianism, Rome
appeared as the champion of the orthodox belief. In
another direction the Western see would appear to have
been also advancing important and exclusive claims. If
we accept as genuine the letter of Julius to the Eusebians,
written after the acquittal of Athanasius, the pontifi
already maintained that, in all proceedings whereby the
conduct or orthodoxy of any of the higher ecclesiastical
authorities was called in question, the' canonical method of
procedure required that the Roman see should be con-
sulted before any initiative was taken. In other words,
the council which had been convened at Tyre to try
Athanasius had usurped the functions which belonged to
the pontiff of Rome alone.
During the bishopric of Libeeius (352-366) we meet
with the first instance of a schism in the Roman Church,
and, in the person " of Felix, with the first representative
of that maintenance of a rival claim to the see which in
later history assumed such importance in connexion with
the antipopes. The contested, succession of Damabos
(366-384), although attended by scenes of brutal violence
and outrage, affords further illustration of the main ques-
tion then at issue. Damasus, who had been the personal
friend of Liberius, represented the cause of orthodoxy,
and his triumph over his rival, Ursinus, was hailed with
exultation by the chief contemporary teachers of the church.
During his tenure of the see Arianism in the West almost
ceased to exist.
At the council of NicKa (325), one of the canons enacted
(the sixth) had already assigned to the three sees, or
patriarchates, of Rome, Alexandria, and Antioch, theii
honorary rank in the order of their enumeration. In the
* The Btory of the ' ' Donation of Constantine " and the long
enumeration of the possessions which he bestowed on tjie church,
preserved in i,he Liber Pcmtificalis, must be lool<e<l upon as accretion*
of a later period. It is supposed, however; that .Constantine built tto
- original Vatican basilica, the church of St Agnes, and the Laterau.
r u r jw D o M
491
year 381 the council of Constantinople was convened ; it
was an assembly in which the Western Church took no
share, and its notable third canon was accovdingly enacted
without opposition. By this it was declared that the
bishop of Constantinople, or Nova Roraa, was entitled,
although the representative of a non-apostolic see, to the
next place after Rome, and consequently to precedence 6f
the older and apostolic sees of Alexandria and Antioch.
This distinguished position was assigned to him as the
supreme ecclesiastical authority in the newcentre of political
power, and a theory of the basis of ecclesiastical dignity
was thus put forward by the church which was in direct
conflict with that maintained by Rome.
The pontificate of SraicitJs (384-398) is chiefly remark-
able as that with which commences the series known as
the Decretals — a collection of pastoral letters and of replies
to questions submitted for their consideration sent by the
popes to the churches of the West. These subsequently
formed the basis of a vast and elaborate series of forgeries
known as the decretals of the pseudo-Isidorus, of which we
sliall have occasion again to speak ; but the genuineness
of the letter of Siricius to Himerius, bishop of Tarragona,
does not appear to have ever been called in question, and
ft takes its stand therefore as the earliest existing de-
cretal. In the influence which they exercised upon Western
Christianity neither Siricius nor his successor Anastasius
I. (398-401) could compare with their illustrious contem-
porary, Ambrpse, bishop of Milan, whom the emperor
Theodosius pronounced to be the only true bishop whom
he had known. But Ambrose, although acting in perfect
independence of the Roman see, always professed to take
it as his model in matters of discipline, and by the respect
which his example inspired in others for the episcopal
oflice in general he indirectly augmented the conception of
the papal prerogatives,
isioa With the division of the empire in the year 395 the
^^ question of the Roman precedence of Constantinople was
■left for a time' in abeyance; but in the West the authority
of the bishop of Rome became more and more firmly
established. In the following century the general condi-
tions under which he was called upon to act became so
materially modified as to constitute a new period in the
history of our subject.
169 of The characters of the men who filled the papal chair
tury. during this century, most of them of exemplary life, some
of commanding genius, would alone suffice to constitute it
\ a memorable era. " Upon the mind of Innocent I., " says
Milman, " seems first distinctly to have dawned the vast
conception of Rome's universal ecclesiastical supremacy."
LvNOCENT I. (402-417) seems indeed to have been the first
of the popes who ventured to repudiate those political
conceptions which threatened to circumscribe the extend-
ing influence of his office. Writing in the year 415 to
Alexander, bishop of Antioch, he implies that the church
in that city, as an "aliostolica sedes,'.' is entitled to rank
second only to Rome ; " but not," he adds, " so much on
account of the grandeur of the city itself as because it is
shown to be the first apostolic' see " (Mansi, Concilia, vol.
iii. p. 1055). In tiie same letter he distinctly repudiates
the notion that the church is bound by political divisions ;
the emperor may create two capitals (mcfropokis), but it
by no means follows that a second metropolitan is to bo
appointed by the church. In the year 412 he gave
practical proof of his determination to assert his own
theory of his prerogatives, by appftinting the archbishop
of Thessalonica his vicar over the extensive province of
Illyricura, of which but a small portion lay in the Western
empire ; and, when the bishops of the province showed
thomsolves less amenable than he had anticii)ated to his
directions in matters of discipline, he insisted with unpre-
cedented explicitness on the jurisdiction of his see as
"head of all the churches." Innocent was succeeded bv
ZosiMUs (417-418) and Boniface (418-422). The former,
whose pontificate lasted only twenty-one months, exhibits
a noteworthy exception to the traditions of his see, in the
disposition he at one time showed to temporize with Pela-
gianism, and even to set aside in its favour the decrees of
his predecessor. The pontificate of Boniface is notable aa
having been preceded by a contested election which afforded
the emperor Honorius an opportunity for the exercise of his
intervention, thereby establishing a precedent for imperial
interference on like occasions. At the instance of Boniface
himself, Honorius enacted an ordinance designed to avert
the scandals incident to such contests. By the new pro-
visions, all canvassing for the vacant chair was strictly
prohibited ; in the event of a disputed election both
candidates were to be deemed ineligible ; finally, it waa
essential to any election that the candidate should have
been chosen by the unsolicited suffrages of the qualified
clergy, and that their choice should have been ratified by
the approval of the entire church community. The sec-
cessor of Boniface was Ccelestinus I. (422-432). The
evidence afforded by the events of his pontificate is some-
what conflicting in character. On the one hand, we find
the churches of Africa putting forward their latest recorded
protest against the Roman pretensions, adducing the sixth
canon of the council of Nicaea in support of their protest ;
on the other hand, the success with which Coelestinus inter-
vened in Illyricum, and again in connexion with the sees
of Narbonne and Vienne, proves that the papal jurisdiction
was being accepted with increasing deference in other parts
of the empire. The effect with which his solicited decision
was given in the controversy raised by Nestorius, the
patriarch of Constantinople, and the synod held under his
auspices in Rome (430) for the further consideration of
the same question, likewise added to the reputation of his
office.
Barbaric invasion, although resulting in the overtluow icffi-ots «>
of many of the institutions of civilization, and in wide- ji"y|^'j^^
spread suffering and social deterioration, served but to
enhance the influence and importance of the Roman see.
The apparent fulfilment of prophecy, pagan as well as
Christian, when the city was taken and sacked by Alaric
-(410), seemed to complete the effacement of the tem-
poral power in Rome. Neither the Western emperors
nor the Gothic conquerors held their court in the ancient
capital, where the pope was now at once the most import-
ant and conspicuous authority. In the African provinces^
the demoralization occasioned by the fierce controversies
and dissensions concerning Pelagianism and Donatism
compelled the Catholic communities to exchange their
former attitude of haughty independence for one of sup-
pliant appeal, and to solicit the intervention and counsel
which they had before rejected. Such was the aspect of
affairs in the West when Leo the Gkkat (440-461) —
by some regarded as the true founder of the mediaeval
popedom — succeeded to the primacy. A citizen of Rome
by birth, he exemplified in his owu character many of the
antique Roman virtues — a tenacious adherence to tradi-
tion in matters of religious belief, an indomitable resolu-
tion in the assertion of the prerogatives of his office, and
the austere practice of the recognized duties of social life.
This rigid maintenance of orthodoxy had been instilled
into hira (or at least confirmed) by the exhortations of
Augustine, with whom he hod become personally acquainted
when on a mission to the African jirovince ; and before
his election to the papal office the celebrated Cassian had
conceived so high an opinion of his virtues and abiliticp
as to dedicate to him his treatise on the Incarnation. Re
gardcd, indeed, simply as the able antagonist of the Maui
i92
POPEDOM
chaean and Eutychian heresies, and as the first author of the
Collect, Leo would fill no unimportant place in the annals
of Latin Christendom ; but his influence on church history
in other respects is of a far deeper and more potent kind.
In none was it followed by more important results than
by the success with which he established the theory that
all bishops who, in questions of importance, demurred to
the decision of their metropolitan should be entitled to
appeal to Rome. He obtained the recognition of this
principle not only in lUyricum, as his predecessor Inno-
cent had done, but also in Gaul; and the circumstances
under which he did so in the latter province constitute the
whole proceedings a memorable episode in church history.
Celidonius, bishop of Besan^on, had been removed from
his bishopric by his metropolitan, the eminent Hilary of
Aries, and determined to proceed to Eome to appeal
against his sentence in person. He was followed thither
by Hilary, wLo courageously protested against any exercise
of the pontifical authority which should trench upon his
own as metropolitan, and for which, in the present
instance, it seems to be generally admitted that the canons
of the church down to the time of Dionysius Exiguus
(fl. 625) afi'orded no sanction.* Leo, however, not only
annulled the sentence of deprivation, but condemned
Hilary's entire conduct. The latter could only remonstrate
in terms of energetic but inefifectual protest, and then
took his departure from the city to die soon after at Aries.
His name, along with that of Irenaiua, stands at the head
of that long succession of able churchmen who, sometimes
in conjunction with the temporal power and sometimes in-
dependently of it, have gained for the Galilean Church a
character for systematic opposition to the encroachments
of the Roman see which (if we except the Church of
Utrecht) is unique among the communities of Western
Catholicism. In a circular letter to the churches of Gaul,
Leo subsequently passed a formal and deliberate censure
upon Hilary's conduct ; and this measure was followed up
by an imperial edict, in which, again, we have a remark-
able illustration of that compact between the state and the
church which assumed such importance at a later period.
In this decree of Valentinian HI. (445) the primacy of
Romo Rome is placed upon a triple basis — the merits of St
consti- Peter, the majesty of the city of Rome, and the authority
tKted a of a council (sacrx synodi auctoritas). To which of the
«°D^al co;incils reference is intended is by no means clear ; but
all bishops are required by this imperial edict to present
themselves when summoned at the tribunal of the Roman
pontiff (Novelise, ed. Hanel, pp. 172-5). As, prior to this
time, the emperors themselves had always claimed, though
they had not invariably exercised, the right of representing
a supreme court of appeal, this transfer of such a preroga-
tive to Rome may fairly be regarded as marking the com-
mencement of a new era in the conception of the papal
office.
The chief obstacle to the recognition of the supremacy
of the Roman pontiff was now to be found in th^e revival
of Arianism, which, professed alike by the Goth and the
Vandal, represented the dominant faith in the chief cities
of northern Italy, as well as in Africa, fspain, and southern
Gaul. But the rivalry thus generated only increased the
disposition of the Catholic party to exalt the prerogatives
of their head, and the attitude of Rome towards other
churches continued to be more and more one of unques-
tionable superiority. In the year 483 Pope Felix II. (or
ELL) ventured upon an unprecedented measure in citing
Acacius, the patriardh of Constantinople, to Rome, to
answer certain allegations preferred against him by John,
' That is, unless we admit the genuineness of the canons of the
council of Sardica (343), which probably few who have studied the
evidence will be prepared to do.
patriarch of Alexandria, whom he designates as "frater
et coepiscopus noster " (Thiel, Fpistolx, p. 239). On
Acacius refusing to recognize the legcUty of the letter
of citation, he was excommimicated by Felix. The suc-
cessor of Felix, GEUtsiTJS I. (492-496), refused to notify,
as was customary, his election to the patriarch of Con-
stantinople, and by his refusal implicitly put forward a
fresh assumption, viz., that communion with Rome implied
subjection to Rome. Throughout the pontificate of Gela-
sius the primacy of the Roman see was the burden of his
numerous letters to other churches, and he appears also to
have been the first of the pontiffs to enunciate the view
that the authority which he represented was not con-
trollable by the canons of synods, whether past or present.
In Italy these assumptions were unhesitatingly accepted.
The Palmary Sjmod, as it was termed, convened in Rome
during the pontificate of Symmachus (498^514) formally
disavowed its own right to sit in judgment on his admin-
istrative acts. Ennodius, bishop of Pa via (circ. 510),
declared that the Roman pontiff was to be judged by God
alone, and was not amenable to any earthly potentate or
tribunal. It is thus evident that the doctrine of papal
infallibility, though not yet formulated, was already virtu-
ally recognized.
During the Gothic rule in Italy (493-553), its repre-
sentatives manifested the utmost tolerance in relation to
religious questions, and showed little disposition to impose
any restraints on the policy of the popes, although each
monarch, by virtue of his title of " king of the Romans,''
claimed the right to veto apy election to the papal chair.
In the year 483, when Odoacer sent his first lieutenant,
Basilius, from Ravenna to Rome, the latter was invested
with- the titles " eminentissimus " and "sublimis." The
pope accordingly appeared as politically the subject of his
Arian overlord. 1110 advantage thus gained by the tem-
poral power appears to have been the result of its inter-
vention, which SiiiPLicrus (468-483) had himself solicited,
in the elections to the papal office, and one of the principal
acts of the Palmary Synod (above referred to) was to
repudiate the chief measures of BasUius, which had been
especially directed against the abuses that prevailed oc
such occasions, and more particularly against "bribery by
alienation of the church lands. The assertion of this
authority on the part of the civil power was declared by the
synod to be irregular and uncanonical, and was accordingly
set aside as not binding on the church. The fierce con-
tests and shameless bribery which now accompanied almost
every election were felt, however, to be so grave a scandal
that the synod itself deemed it expedient to adopt the
ordinance issued by Basilius, and to issue it as one of
its own enactments. In order more effectually to guard
against such abuses, Boniface II., in the year 5-30,
obtained from a synod specially convened for the purpose
the power of appointing his own successor, and nominated
one Vigilius — the same who ten years later actually suc-
ceeded to the oflSce. But a second synod, having decided
that such a concession was contrary to the traditions of
episcopal succession, annulled the grant, and Boniface
himself committed .the former decree to the flames. At
his death, however, the recurrence of the old abuses in a
yet more flagrant form induced the senate to obtain from
the court of Ravenna a measure of reform of a more com-
prehensive character, and designed to check, not only the
simoniacal practices within the church itself, but also the
extortion of the court officials.
In the year 526 Dionysius Exiguus, a monk in Rome,
undertook the labour of preparing a new collection of thf
canons of the councils, and, finding his prodiiction favour-
ably received, proceeded also to compile a like coUectiop
of the papel letters or decretals, from the earliest extant
The
Gothic
monarclt
P 0 r E D O M
493
down to those of Anastasius 11. in his own day. The
letters of the popes were thus placed on a level with the
rescripts of the emperors, and in conjunction with the
«uions formed the basis of the canon law, which afterwards
assumed such importance in connexion with the history of
the church. The negative value of the collection formed
by Dionysius may be said, however, almost to equal that
of its actual contents ; for, from the simple fact that it
does not contain those yet earlier decretals subsequently
put forth by the pseudo-Isidorus, it affords the most con-
vincing disproof of their genuineness.
The substitution of the rule of the Greek emperors for
that of the Gothic monarchs was inimical in almost every
respect to the independence and reputation of the pope-
dom. For a short interval before Justinian landed in
Italy, AoAPETUs (535-536), appearing as the emissary of
Theodotus to the Eastern court, assumed a bearing which
inspired the emperor himself with respect, and his influ-
ence was sufficiently potent to procure the deposition of
one patriarch of the Eastern capital and to decide the
election of another. But, after Belisarius entered Home
and the city had been reduced to subjection, the pontiff
was seen to be the mere vassal of the emperor, and not
only of the emperor but of the courtezan on the imperial
throne. The deposition of Silverixts (53^-540), and his
mysterious fate at Pandataria, together with the elevation
of ViGiLius (540-555), the nominee of the abandoned
ITieodora and her pliant slave, completed the degradation
of the Roman see. Each successive pope was now little
more than a puppet which moved at the pleasure of the
Eastern court ; and the apocrisiarius or deputy whom he
maintained at that court was generally (as in the case of
Pelagius I., Gregory I., Sabinian, Boniface III., Martin)
his own successor — an honour purchased, it can hardly be
doubted, by systematic compliance with the imperial wishes.
In the career and fate of Vigilius the papal ofEce was dis-
honoured as it had never been before, at once by the signal
unworthiness of its bearer and by the indignities heaped
upon him by the savage malice of his foes. So sinister,
indeed, had become the relations between the Ronian
bishop and the Eastern court that Pelagius I. (555-560)
is said to have besought Narses to send him to prison
rather than to Constantinople.
In the year 568 the Lombards invaded Italy. Like the
Goths they become converts to Arianism ; but they were
also far less civilized, and looked with little respect on
Roman institutions and Roman habits of thought, while
their arrogance, faithlessness, and cruelty gained for them
the special detestation of the Roman see. Their conquests
did not extend over all Italy. Ravenna and the Penta-
polis, Venice, Rome and its duchy (as the surrounding
district was then termed), Naples, Calabria, and Sicily
remained subject to the empire. In the peninsula the
pope was, after the exarch of Ravenna, the most powerful
potentate, and the presence of a common foe caused the
relations between himself and the empire to assume a
more amicable character. The emperor, indeed, continued
to control \he elections and to enforce the payment of
tribute for the territory protected by the imperial arms ;
but, on the other hand, the pontiff exercised a definite
Authority within the Roman duchy and claimed to have
a, voice in the appointment of the civil officers who
administered the local government. From the time of
Constantino the Great the church had possessed the
right of acquiring landed property by bequesta from indi-
vidualsj and the Roman see had thus become greatly
enriched. Some of its possessions lay far beyond the con-
fines of Italy. It was one of the last acts of Celestine I.
to address to the emperor Thcodosius II. an appeal for
the imperial protection of certain estates in Asia, which
a lady named Proba had bequeathed to the Roman eee
for the maintenance of " the clergy, the poor, and cer-
tain monasteries" (Coustant, ed. Schoenemann, p. 879).
" Ever since the restriction of the Western empire," says
Mr Bryce, " had emancipated the ecclesiastical potentate
from secular control, the first and most abiding object of
his schemes and prayers had been the acquisition of
territorial wealth in tha neighbourhood of his capital. Ha
had indeed a sort of justification, for Rome, a city witl^
neither trade nor industry, was crowded with poor, for
whom it devolved on the bishop to provide." The motives
for acquiring such wealth did not, accordingly, cease to
actuate the pontiff, even when the paralysing influences of
the imperial despotism were again very sensibly felt; but
the territory thus gained, known aa the " patrimonium
Petri," must not be supposed to have involved that claim
to temporal sovereignty put forth at a later period. Ori-^
ginally bestowed mainly for the relief of the sick and desti-
tute, the patrimonial revenues came, in course of time, to
be applied to the maintenance of the pope himself and
the clergy of his diocese, and to the erection and repair of
churches. They were strictly inalienable ; and the pontiff
himself was regarded simply as the steward, for the time
being, of the estate.
Under Gregory L (590-604), commonly known as Gregpr?
"the Great," this territorial wealth became largely aug- '''®^'"'"'
mented ; and, although, amid the universal demoralization
and widespread misery of his age, he professed to discern
the unmistakable signs of the approaching end of the
world, the efficient administration of the estates of the
church was an object of his unceasing solicitude. Of
noble descent, great wealth, and considerable learning, he
possessed also a capacity for administration not inferior to
that of his predecessor Leo, and his best energies were
devoted to the interests of his diocese and the alleviation
of the want and misery of which it was the constant scene.
His Letters, which constitute a remarkable picture both of
the man and his age, and attest the minute and unwearied
care which he bestowed on everything relating to the affairs
of his see, appear to have been taken as the model for the
Liber Diurnus, or journal of the Roman curia, which was
commenced in the following century. In other respects
his genius for administration, his good sense and tact, are
equally conspicuous. Through his influence with Theude-
linda, the wife of Agilulf, the Lombard monarch, he not
only succeeded in averting another siege of Rome, hut he
also managed to bring about the estabhshment of amicable
relations between the Lombards and the Roman popula-
tion. With the Byzantine court he did his best to maintain
a friendly intercourse, although in his zeal on behalf of
monasticism he withdrew his apocri^arius from Constan-
tinople, when the emperor Maurice forbade his soldiers to
as.sume the monastic life. It is perhaps the greatest blot
on Gregory's memory that, when the emperor and his family
were cruelly murdered by Phoca.'*, who seized upon the
imperial dignity, Gregory was not above congratulating the
usurper on the circumstances of his accession, an act of
adulation but insufficiently extenuated by his panegj'rista,
as taking its rise in feelings of genuine, though mistaken,
religious enthusiasm. His efforts on behalf of primary edu-
cation, which have caused him to take rank in the Roman
calendar as the patron saint of school festivals, are deserv-
ing of high praise ; but, on the other hand, his illiberal
condemnation of the pagan literature (in striking contrast
to the Benedictine traditions of a later time) diminishes
not a little our impression of his real greatness. He
stands, however, among the foremost of the popes, and the
impress of his character and teaching must be held to
have permanently modified the views and policy of the
Roman curia.
494
POPEDOM
•The Bnc- The personal qualities ~ and virtues of Gregc^y are
cessore of thrown into stronger relief by the comparative insigni-
Gregofy- ficance of his successors in the 7th century, whose tenure
of office was, for the most part, singularly brief and in-
glorious. His immediate successor was Sabiniands (604—
606), who after a few months' tenure of office, and an inter-
val of a whole year which remains entirely unaccounted for,
was succeeded by Boniface III. (607). Boniface was the
last apocrisiarius who had represented Gregory at the im-
perial court, and he appears to have been successful in
completely winning the favour of Phocae, who at his sug-
gestion passed a decree declaring " the Apostolic Church of
Rome " to be *■' the head of all the churches." He did this,
says Paulus Diaconus, "because the church of Constan-
tinople had styled itself the first of all the churches."^ In
this manner the imperial veto was distinctly pronounced
on the claim of the Byzantine Church to be regarded as of
universal authority — a claim, which it now became the
policy of the Church of Rome to assert on her own behalf
on every possible occasion. The new and intimate relations
which Gregory and his emissaries had created between the
church and the great Teutonic races especially favoured
these assumptions. Frankland and England alike were
brought within the range of influences of incalculable
after importance, the development of which in the 7th and
8th centuries may fairly be looked upon as constituting
a distinct era in the history of the popedom. In Rome
itself, on the other hand, the interest of the drama becomes
perceptibly lessened. In the long and rapid succession of
the pontiffs, most of them pliant Greeks or Syrians, the
nominees of the exarch of Ravenna, and intent on winning
the favour of both the emperor and his representative,
scarcely One appears as actuated by more than the tradi-
tional views of his office and its functions. One of them,
who ventured to thwart the imperial purpose, paid dearly
for his conscientiousness. The Byzantine capital, at this
period, was distracted by the interminable controversies
carried on between the Monothelites and their opponents.
The emperor, the half-insane Constans, arrogated to him-
self the function of mediating between the contending
parties, and sought to wring from SIaetin L (649-653)
an authoritative assent to a compromise of doctrine which,
to that pontiff, appeared to involve the sacrifice of ortho-
doxy. The latter convened a council at the Lateran and
formally condemned the proposed solution. He was soon
after induced to repair to Constantinople, and, having there
been arraigned on a false charge of fomenting political in-
trigue, was deprived of his see and, although in advanced
years and feeble health, banished to a gloomy prison on the
Euxine, where he soon after died.
Advances But, while thus menaced and dishonoured in Italy, the
made by papal power was making important advances in the west,
papacv in England the resistance offered by the representatives
the West. °^ ^^ British Church was soon overcome, and from the
time of the council of Whitby (664) the teachings and
traditions of Gregory, as enforced by Augustine, Theodonis,
Wilfrid, and others, found ready acceptance. The human-
izing influences which these representatives of the Roman
culture diffused around them exercised a potent spell over
the minds and wills of the English population. Monas-
teries were founded ; cathedrals rose, each with its school
of instruction for the young, and its charity for the needy;
and a spirit of filial though far from slavish devotion to
Rome was everywhere created.
In Frankland, however, the Merovingian kings and
the populations of Neustria and Australia exhibited a
' De Oestia Longobard., bk. iv., c. 36 ; this remarkable passage is
reproduced by Bede, De Temporum Ratione, Migne, Patrol., xc. 665;
and also by Anastasius, De Vitia Rom. Pont., in life of Boniface III.,
Migne. Pairol., cxxviii. 671.
different spirit, and the civil power showed no disposition
to welcome foreign interference even in connexion with
ecclesiastical institutions. It is observed by Guizot that
from the death of Gregory the Great to the time of
Gregory II. (604-715) not a single document exists which
can be cited as proof of intercommunication between the
rulers of Frankland and the papacy. The series of events
which led to such diff'erent relations, enabling the Roman
pontiff eventually to shake off both his fear of the Lombard
and his long dependence on the Byzantine emperor, forms
one of the most interesting passages in European history.
In the year 715 the long succession of pliant Greeks
and Syrians in the papal chair was broken by the election
of a man of Roman birth and endowed with much of the
strength of purpose that belonged to the ancient Roman.
In Gkegoey n. (715-731) men recognized no unworthy
successor of his great namesake, and by Gibbon he is
regarded as the true "founder of the papal monarchy."
In no respect were his care and religious sentiments
more conspicuously manifested than in connexion with
the evangelization of distant lands, and it was under
his auspices that the celebrated Winfrid or Boniface first
commenced his famous missionary work in Frankland.
His rapid success in the work of converting the still
heathen populations is a familiar story. From Gregoey
IIL (731-741) Boniface received the appointment of papal
legate; he took the oath of perpetual fidelity to the supreme
pontiff, and wherever he went he preached the duty of a
like submission. He enforced the theory of the Catholic
unity and of the obligation of the whole body of the clergy
to render implicit obedience to the representativb of that
unity, — the successor of St Peter, the spiritual superior of
all earthly tribunals.
While bonds of union were thus being created in the Raptnw
West, theological differences were exercising a very differ- with the
ent though not less important influence in the East. It *™P"*-
was in the year 731 that Gregory IIL, the last of the
pontiffs who received the confirmation of his privileges
from Constantinople, issued a sentence of excommunication
'igainst the Iconoclasts. It was the papal rejoinder to the
decree of Leo the Isaurian, passed in the preceding year,
commanding that all images in the churches of the empire
should be forthwith removed. Although he was a Syrian
by birth, orthodoxy was dearer to Gregory than political
allegiance, and the sequel- justified his policy. The
emperor, indeed, retaliated by what could not but be
deemed a disastrous blow. All the dioceses within the
empire where the Roman pontiff had hitherto claimed
obedience — Calabria, Sicily, and Ulyricum — were forth-
with absolved from their ecclesiastical allegiance, and the
revenues from their rich " patrimonies," which had before
flowed into the papal treasury, were confiscated. But the
tie which had hitherto bound the popedom to the em^ir-e
was thus effectually broken.
Under these circumstances a compact with Ihe Lom-
bards, who had by this time become converts from
Arianism to the Catholic faith, would have seemed the
obvious policy on the part of Rome, had not the political
aims of the former stood in the way. The Lombard
coveted the possession of the capital, and this design, the
cherished design of centuries, marked him out as perforce
the foe of the popedom. In his extremity, therefore, the
Roman pontiff turned to the Frank, untainted by the
heresy of Arianism, and already, as the result of the teach-
ing, of Boniface, disposed to assent to any claims of the
papacy which did not involve the diminution of his own
prerogatives or the restoration of alienated revenues. In
the year 752 Pepin le Bref assumed the dignity and title
of " king of the Franks." He did so, the annalists are
unanimous in assuring us, with the consent and sanctioa
POPEDOM
495
oT Pope Zadiarias, and he was anointed and crowned by
Boniface — a momentous precedent in relation to European
history. In the following year, during the pontificate of
Stephex III. (753-7.57) Aistulf, the king of the Lombards,
invaded the duchy of Rome with the avowed purpose of
adding the capital itself to his dominions. He .seized
Ravenna and the exarchate ; and Stephen, finding remon-
strant 6 und entreaty alike unavailing, fled for protection to
the Frankish territory and was received by King Pepin
with every mark of sympathy and profound respect.
Within a short time after, Pepin invaded the Lombard
domain and «Tested from its monarch an extensive terri-
tory embracing Ravenna and the Pentapolis; and at a
council held at Quiercy, in the same year (754), he handed
over this territory to Stephen, "to be held and enjoyed by
the pontiffs of the apostolic see for ever." Such appears
to be the real origin of that "donatio," or gift of terri-
tory (referred back, by tlie invention of after times, to the
age of Constantino the Great), which constituted the pope
a temporal ruler over what were subsequently known as
the "States of the Church." The munificence of Pepin
was rivalled by that of his son. In the year 774, on the
occasion of the visit of Charles (known as the Great) to
Rome, the donation of his father was made the ground for
soliciting and obtaining a yet larger grant, comprising
much of the territory already bestowed, but extending to
at least double the area stipulated for in the' earlier
donation.
» 6f It will thus be seen that, towards the close of the 8th
pnpal century, the germs of the chief papal claims were already
"' "' in existence, and only needed for their full development
[, those favouring conditions which, with the lapse of time,
were certain to occur, and for which, from its peculiar
ury. character as an institution, the popedom itself was so well
able to watch and wait. Already the pontiff claimed the
dispensing power, i.e., the right to dispense with the
observance of the existing canonical law under conditions
determinable at his pleasure. Already ho claimed the
right to confer privileges — a power sub-sequently wielded
with enormous effect in enabling monastic and episcopal
foundations to urge their encroachments on the rights and
jurisdiction of the secular power. He assumed again, in
Western Christendom at least, the rights of an universal
metropolitan — demanding that in all elections to bishop-
rics his sanction should be deemed essential ; and the
arrival of the pallium from Rome was already awaited
with anxiety by all newly-elected metropolitans. By the
encouragement which was systematically given to appeal
to Rome, what had before been the exception became the
practice, and that "extraordinary" authority, as it was
termed, which had been introduced, in the first instance,
only under the pretext of providing a fixed court of appeal
in cases of dispute which threatened otherwise to prove
incapable of adjustment, developed into an immediate and
ordinary jurisdiction — into an authority, that is to say,
which in all questions of graver import set aside that of
the bishop, and even that of the metropolitan, and made
reference to Rome the rule rather than the exception. In
theory, although the claim was admitted neither by tho
rulers of Frankland nor by those of England, tho Roman
pontiff already claimed also to present to all benefices.
Although he had not, as yet, a.isumcd tho distinctive
insigiia of his office — tho triple crown and tho upright
pastoral staff surmounted by tho cross — he more and more
discouraged the application of the name of "papa" (pope)
to any but himself Tho title of "universal bishop,"
which both Pelagiua II. and Gregory the Groat hod dis-
claimed, seemed his by nght after tho decree of Phccas,
and with the lapse of two ccnturieB from that timu was
assumed by no other rival. The titles of "ajiostolicua,"
"cl.iviger" (tho bearer of the keys), and "servus ser-
vorumDei" were claimed in like manner as exclusively
his. One temporal potentate had already received his
crown as a grant from the pontifical chair ; the occupant
of that chair was already himself a temporal sovereign.
That the niedioeval conception of the papal office was
one of gradual and slow development appears accordingly
to be beyond all reasonable doubt, and this feature belong*
in common to the whole hierarchical system. We find,
for example, that the conception of the episcopal order
and its functions grew with the increasing power and
wealth of the church. In like manner if we compare
tho theory of the equality of bishops one with another,
enunciated by Cyprian, with the prerogatives of a metro-
politan, as laid down at the council of Antioch (341), and
subsequently further magnified, we are conscious of the
introduction of what is tantamount to a new theory.
And, finall3', we become aware of yet another hierarchical
order, as we see rising up the patriarchates of Rome,
Alexartdria, Antioch, Jeru.salem, and Constantinople, each
invested by the church with an assigned order of preced-
ence. Something, however, was yet wanting which should
crown the gradations thus successively created, and com-
plete the analogy to tho Roman political organizations
— the institution of the monarchical dignity. It was for
this supreme honour that Rome and Constantinople con-
tended, at a time when, from various causes and circum-
stances, the other patriarchates had sunk into an inferiority
too marked to admit of rivalry. In this contest the
patriarch of Constantinople rested his claim on what may
be termed the traditional political foundation — the honour
due to the patriarch of the chief seat of empire ; this plea,
although already sanctioned by the church, was met oQ
the part of Rome by a counter appeal to the supreme
reverence due to what was not merely an "apostolica
sedes," but a see founded by two apostles, of whom one
was the chief of the apostolic order. In this remarkable
abandonment of the ancient plea for pre-eminence and the
limitation of the argument to that derivable from the
claim to be an apostolic see, much of the difliculty and
obscurity that belong to the earlier history of the papacy
had probably its origin. And it seems but too probabU
that the endeavour to disguise this change, and to repre-
sent the claims advanced by Innocent I., by Loo I., by
Gregory the Great, and by Hadrian II., as already virtu-
ally asserted and admitted in the itk century and in yet
earlier times, has given rise to endless wrestings of isolated
passages in writers of good authority, to deliberate falsi)
fication of genuine documents, and to what are allowed oq
all hands to be direct and palpable forgeries. Anothei
feature, which has been made subservient to no small
amount of misrepresentation, must not bo overlooked.
From their earliest appearance, tho distinctive claims
advanced by tho Roman seo can only be regarded as a
series of encroachments on that original conception of the
episcopal office maintained by Cyprian. And so long
as the other patriarchates — Alexandria, Antioch, and
Jerusalem — maintained their ground, these encroachments
wore a comparatively inolTcnsivo guise, being little more
than the assertion of the rights of a patriarch or supreme
metropolitan within the Roman dioce-so. But, in addition
to and distinct from tho patriarchal supremacy, there
was tho theory of tho primacy of tho bishop of Rome
over all tho bi.shops, patriarchs, and metropolitans — at
first little more than an honorary distinction and carrying
with it no definite authority or jurisdiction. When the
patriarchates of Alexandria, Antioch, and Jerusalem could
no longer appear as rivals and Rome was confronted by
Constantinojilo alone, this theory was brought much more
prominently forward; while ut tho same time, in order
496
POPEDOM
tho better to enforce the papal claims, a confusion was
designedly and skilfully introduced of the honorary
primacy derived from St Peter with the actual rights of
the head of the Roman diocese. The precedents afforded
by the former were adduced in support of the universal
jurisdiction claimed by the latter, and in an ignorant and
uncritical age were with little difficulty represented as
affording sufficient warrant for a large proportion of the
claims asserted . in the 9th century. It is by the light
A'hich we derive from these considerations that we are
enabled to discern what appears to be the only theory
which offers a solution of the tradition respecting St Peter
and his successors that is in harmony with the historical
ividence. When we consider that in the course of the 5th
century papal Rome, partly from the ambition of her
pontiffs, partly from the concurring influence of external
nrcumstances, had acquired a position of authority in
relation to Christendom at large which afforded the pro-
spect of yet more complete and general pre-eminence, and
that towards the assertion of such pre-eniinence her claim
to rank as the greatest and most honoured of the
"apostolicse sedes" seemed to offer effective aid, the
appearance of legends and spurious documents tending to
support such a claim can excite no surprise in the minds
of those familiar with the literature of the period. As in
the 2d century the attempt to reconcile two earlier and
corrupt traditions respecting St Peter's presence and work
in Rome gave rise to the tradition of his fiye-and-twenty
years' episcopate, so, we can understand, it was probably
sought to substitute for the simple tradition preserved in
" Hegesippus " and Irenaeus, with respect to St Peter's suc-
cessors, official records (purporting to supply details such
as no other church had preserved, and such as it is in the
highest degree improbable that the church at Rome should
have succeeded in preserving) of an early episcopal succes-
sion ; while the discrepancies of the different lists that
profess to record this succession admit, again, of an
adequate if not a satisfactory explanation, if we regard
them as, for the most part, independent and purely con-
jectural efforts to invest the earlier episcopal office with an
historical importance to which in the first two centuries it
certainly had not attained.
While the Western primate was thus growing in dignity,
•wealth, and influence, those ecclesiastical potentates who
had once claimed an equal or coordinate rank, with the
sole exception of the patriarch of Constantinople, alto-
gether ceased to exist. The Saracen conquests in Syria
and Egypt had involved the loss of Jerusalem to Christen-
dom (637), and this had been speedily followed by the
extinction of the churches of Antioch and Jerusalem. The
patriarch of Constantinople represented, accordingly, the
only spiritual power which could compare with that of
Rome; but, while he continued to be the submissive
vassal of the Byzantine court, that court was compelled to
see the once no less submissive pontiff of Rome changed
into a successful invader of its Italian possessions and into
a determined repudiator of its articles of faith. In the
year 800 Charles the Great received at the hands of Leo
III., in Rome, the imperial crown, and the titles of
"emperor" and "Augustus." The authority by virtue of
which Leo assumed the right to confer such dignities was
probably by no means quite clear even to those who were
witnesses of the imposing ceremony. It may perhaps be
best described as derived partly from his sacerdotal func-
tion, as displayed in the consecrating rites, and partly
from the fact that he also acted as the representative of
the people in their capacity of electors. To the Byzantine
emperor, the whole ceremony and the titles conferred
seemed a direct menace to his own prerogative^ and com
pleted the estrangement between th& West and the East.
From that time down to the IStE" century Greek instiCQ
tions and Greek culture were the special objects of dis-
like and distrust to the papacy. The use of the Creak
language had already been discontinued in the records of
the Roman Church ; and the study of its literature waa
now systematically discouraged. The assumption by
Charles of the imperial dignity and the consequent rise o£
the " Holy Roman Empire " were events on the importance
of which it is unnecessary here to dwell. By the theory
thus established, a temporal supremacy or "condominiuiA"
was created corresponding to the spiritual supremacy of
the popedom, and the Roman emperor claimed from all
other rulers in Christendom an allegiance corresponding to
that which the Roman pontiff claimed from all other
ecclesiastical potentates. The' imperial authority and
papal authority were thug complementary the one to the
other. The emperor claimed to confirm the papal elec-
tions ; the pope claimed to confer the imperial crown upon
the emperor. But the precise adjustment of these respec-
tive claims, and the further assumptions which they sug-
gested or favoured, according as the empire or the papacy
proved for the time the stronger, gave rise to a series of
memorable struggles which soihetimes assume proportions
that constitute them the pivot .on which contemporary
history throughout Europe may be said to revolve. The
compact originally made between the empire and the pope-
dom, however plausible in theory, was indeed attended
with no little danger to both. At one time it appeared
probable that the state would overwhelm the ecclesiastical
organization and convert 'it into a machine for political
purposes ; at another time it seemed no less likely that
the latter would subjugate the former" and reduce all
Western Christendom to a vast spiritual tyranny. During
the three centuries that followed upon the creation of the
Holy Roman Empire — from the year 800, that is to say,
down to the Concordat of Worms (1122) — it was chiefly
the former contingency that seemed the more probable.
During the pontificate of Nicholas I. (858-867), how-
ever, the papacy again made a perceptible advance.
Nicholas intervened with signal effect in the disputed
succession to the Eastern patriarchate, and asserted more
distinctly than it had ever been asserted before the theory
of the Roman supremacy. He dared, also, to forbid tho
divorce of Lothair (the powerful monarch of the vast terri-
tory which stretched from the German Ocean to the
Mediterranean) from his vrife Theutberga, thereby estab-
lishing an important precedent for papal interference in
questions of private morality. And, finally, in his arduous
struggle with Hincmar, metropolitan of Rheims, he gained
an important, victory over the powerful prelates on the
Rhine in the question of appeal It must, however, be
admitted that this last advantage was gained only by tho
use of forged documents — the pseudo-Isidorian decretals,
which seem to have first seen the light about the year
850; it was pretended that they had been compiled by
Isidore of Seville, an eminent writer and ecclesiastic of
the 7th century, and had been brought from Spain to
Mainz by Rieulfus, the archbishop'of that city. This col-
lection embodied a complete series of letters purporting
to have been written by the popes of Rome from the time
of Clemens Romanus down to that with which the collec-
tion by Dionysius Exiguus commences, thus filling up the
entire blank, and affording among other data ample prece-
dent for appeals to Rome of the kind against which
Hincmar had protested. When some doubt was raised as
to the genuineness of the collection, Nicholas did not
scruple to assure Hincmar that the originals had been
lying from time immemorial in the Roman archives.
Among many other fundamental positions laid down in
these decretals was one to the effect tbat no conrjcil of the
The en
pire an
the po]
dom.
Nichcli
I.
P O P E D O M
4{)7
church had canonical validity unless it had been summoned
with the sanction of the holy see. The assertion of this
theory rendered it necessary considerably to extend the
practice of apiiointing papal legates (h'jnii a latere), who
now became the ordinary channels^ of communication
between Rome and the Western churches, and through
whom all affairs of imiiortance were transacted. The
legate convened the provincial councils and presided over
them, taking precedence even of the metropolitan. Such
encroachments enable us at once to understand how it was
that Henry I. of England deemed it necessary to demand
from Paschal II. a promise that no legate should be sent
into the kingdom until the royal assent had been previously
obtained. From the pontificate of Nicholas we date a
notable diminution in the power of the metropolitans.
The false decretals have been described as the source to
which we may trace that great revolution in the relations
of church and state which now gradually supervened. The
pontificate of Hadriax II. (8C7-872) is especially notable
for the application which he sought to make of some of
the principles which they laid down. When Lothair, king
of Lotharingia, died without heirs, Hadrian claimed the
right to bestow the crown on the emperor Lonis. Christian
Europe, however, was not as yet prepared to accept this
bold extension of the papal prerogatives. The kingdom
was seized by Charles the Bald, and Hadrian was reminded
in a manifesto drawn up by the bishops of Germany that
lie could not at once be " universal pope and universal
king." But the weakness of Charles's claim was unde-
niable, and wc accordingly find him, five years later, con-
senting to receive the imperial crown at the hands of John
VIII. (872-882), not as his heritage but as a gift from the
pope. During the dark and stormy period that intervened
between the death of Charles the Bald and the coronation
of Otto the Great at Rome (9G2), the Carlovingian empire
broke up, and the results that followed were disastrous
both for the popedom and the empire. The Saracens occu-
pied southern Italy, and menaced on more than one occasion
the capital itself ; the Normans poured in successive waves
over Frankland ; the ravages of the Magyars were yet
wider spread and not less terrible. Alike in the civil and
the ecclesiastical world the elements of strife and insub-
ordination were let loo.se ; and, while the feudal lords
defied the authority of their king, and the power of the
French monarch sank to the lowest ebb, the bishops in
like manner forsook their allegiance to the Roman pontiff.
The archbisho[)3 of Ravenna and Milan appeared indeed
as his rivals, and the political influence which they com-
manded more than equalled his : the 10th century has
been designated " the noon-day of episcopal independence."
The history of the curia at this period is marked by the
deepest moral degradation and the most revolting scenes.
The papal jurisdiction was limited almost entirely to the
capital itself, and even the succession of the pontiffs them-
selves is with difficulty to be traced. The office, indeed, was
sometimes disposed of by the influence of immoral women.
The pontificate of Stki'iikn VI. (or VII., 89G-897) is
remembered only for the inhuman manner in which ho
treated the lifeless corpse of his predeces.sor Formosus-;
that of Seroius III. (901-911) for the virtual reign pi
"Theodora and her daughter, the two most notorious courte-
zans of the age ; Stephen IX. (939-942) was disfigured
for life by the brutal treatment which ho received at tho
hand.s of tho Roman mob.
In tho dismembered empire, the kingdom of Germany
first exhibited signs of returning order and cohesion ; and
at the solicitation of l'o[io John XII. (9.05-90.'!) King
Otto led an army into Italy, rescued tho land from its
cruel oppressor, Berengar, the feudal lord of tho realm,
and was anointed emperor at Rome. John, however, who
19 -l<)
was one of tho worst of the pontiffs, ill repaid the service
rendered to tho see ; and, foreseeing that the restoration of
justice and law was likely to prove fatal to his own
misrule, ho proceeded to plot the emperor's overthrow.
He was summoned to appear before a council presided
over by the latter, to meet the accusations brought against
him, and, having failed to appear, was formally deposed.
On the same occasion tho imperial right to confirm the
election to the papal office (which had been for .<iome time
in abeyance) was formally restored. Of the pontiffs whose
names stand in the subsequent succession two were anti-
popes, Benedict V. (964) and Boniface VII. (984-985),
set up by the party in rebellion against the imperial power.
With tho restoration of law and order the ancient re-
gard for the popedom regained its hold on the minds of
men. Under the guidance of the celebrated Gerbert, the
youthful enthusiasm of Otto III. aimed at making Rome
once more the centre of political dominion and the seat of
the imperial power. Hugh Capet, too, professed himself'
the " defender of the church." A strong sense began also
to find expression of the infamy attaching to the associa
tions of the curia. At the first of the two councils convened
at Rheims in 991 it was formally demanded, by what
decree it was that "numberless priests of God, famed alike
for learning and virtue, were subjected to the rule of
monsters of iniquity wanting in all culture, whether sacred
or profane." The French monarchs were glad, however, to
purchase the support of the papacy to aid them in their
struggle with the rebellious chieftains by whom the very
existence of their authority was menaced, and, until the
action of the papal legates again roused the spirit of
national resistance, the Capetian dynasty was loyal to the
Roman see. That it was so was in no small measure due
to the virtues and abilities of Gregory V. (996-999), the
kinsman of Otto III., a young man of considerable attain-
ments, austere morality, and great energy of purpose, who
succeeded to the papal chair at the age of twenty-four. He
was silcceeded by Gerbert, Pope Silvester II. (999-1003),
from whom Otto III. derived, as already stated, his ideas
of Italian and papal regeneration. But in Germany neither
the nobility nor the episcopal order could contemplate with
equanimity the projects of either pontiff or emperor, and
Otto's schemes were met with a stubborn and paralysing
resistance. Then the feudal princes of the Roman states
rose in insurrection ; and the ardent young reformer was
taken off — it was believed, by poison — at the oge of two
and twenty, to be follbwed in the next year by his faithful
preceptor on the pontifical throne.
With the disappearance of these two eminent men the
popedom relapsed into its former degradation. The feudal
nobility — that very " refuse " which, to use the expression
of a contemporary writer, it had been Otto's mission "to
sweep from the capital " — regained their ascendency, and
the popes became as completely the instruments of their
will as they had once been of that of the Eastern emperor.
A leading faction among this nobility was that of the
counts of Tusculum, and for nearly half a century the
popedom was a mere apanage in their family. As if to
mark their contempt for tho office, they carried tho election
of Theophylact, tho son of Count Alberic, a lad scarcely
twelve years of ago, to the office. Benedict IX. (1033-
1045), such was tho title given him, soon threw off even
the external decencies of his oflico, and his pontificate was
disgraced by every conceivable excess. As ho grew to
manhood his rule, in conjunction with that of his brother,
who was appointed tho patrician or prefect of tho city,
resembled that of two captains of banditti. The scandal
attaching to his administration culminated when it was
known that, in order to win tho hand of a lady for whom
he had conceived a ])as3ion, ho had sold the pontifical olEc«
498
F D F, -E B O M
itself to auother member of the Tusculan house, John, the
arch-presbyter, who took the name of Gbegoey VI. (10'45-
46). His brief pontificate was chiefly occupied with endea-
vours to protect the pilgrims to Rome oa their way to the
capital from the lawless freebooters (who plundered them
of their costly votive offerings as well as of their personal
property), and with attempts to recover by main force the
alienated possessions of the Roman Church. Prior, how-
ever, to his purchase of the pontifical office, the citizens of
Rome, weary of the tyranny and extortions of Benedict,
had assembled of their own accord and elected another pope,
John, bishop of Sabina, who took the. name of Silvester
iH. (rival pope, 1044-46). In the meantime Benedict had
been brought back to Rome by his powerful kinsmen, and
now reclaimed the sacred office. For a brief period, there-
fore, there were to be seen three rival popes, each denounc-
ing the others' pretensions and combating them by armed
force. But even in Rome the sense of decency and shame
had not become altogether extinguished ; and at length a
party in the Roman Church deputed Peter, their arch-
deacon, to carry a petition to the emperor, Henry IIL,
soliciting his intervention. The emperor, a man of deep
religious feeling and lofty character, responded to the
appeal. He had long noted, in common with other
thoughtful observers, the widespread degeneracy which,
taking example by the curia, was spreading throughout
the church at large, and especially visible in concubinage
and simony, — alike regarded as mortal sins in the clergy.
He forthwith'crossed the Alps and assembled a council at
Sutri. The claims of the three rival popes were each in
turn examined and pronounced invalid, and a German,
Suidger (or Suger), bishop of Bamberg, was elected to the
ofSce as Cleuent II. (1046-47).
The degeneracy of the church at this period would seem
to have been in some degree compensated by the reform
of the monasteries, and from the great abbey of Cluny in
Burgundy there now proceeded a line of German popes,
who in a great measure restored the. dignity and repu-
tation of their office. But, whether from the climate,
always ill-adapted to the German constitution, or from
poison, as the contemporary chronicles not unfrequently
suggest, it is certain that their tenure of office was singu-
larly brief. Clement II. died before the close of the year
of his election. Damascs IL, his successor, held the office
only twenty- three days. Leo IX., who succeeded, held it
for the exceptionally lengthened period of more than five
years (1049-54). This pontiff, although a kinsman and
nominee of the emperor, refused to ascend the throne until
his election had been ratified by the voice of the clergy
and the people, and his administration of the ofiica pre-
sented the greatest possible contrast to that of a Benedict
IX. or. a Sergius III. In more than one respect it con-
stitutes a crisis in the history of the popedom. la con-
junction with his faithful friend and adviser, the great
Hildebrand, he projected schemes of fundamental church
reform, in which the suppression of simony and of married
life (or concubinage, as it was styled by its denouncers)
on the part of the clergy formed the leading features. In
the year 1049, at three great synods successively convened
at Rome, Rheims, and Mainz, new canons condemnatory
of the prevailing abuses were enacted, and the principles
of monasticism more distinctly asserted in contravention
of those traditional among the secular clergy. Leo's
pontificate closed, however, ingloriously. In an evil hour
he ventured to oppose the occupation by the Normans,
whose encroachments on Italy were just commencing.
W\f ill-disciplined forces were no match for the Norman
bands, composed of the best warriors of the age. He was
himself made prisoner, detained for nearly a twelvemonth
in captivity, oud eveatually released only to die, a lew
days after, of grief and humiliation. But, although his
own career terminated thus ignominiously, the services
rendered by Leo to the cause of Roman Catholicism were
great aud permanent ; and of his different measures none
contributed more effectually to the stability of his see than
the formation of the College of Cardinals. The title of
" cardinal " was not originally restricted to dignitaries cou'
nected with the Church of Rome, but it had hitherto been
a canonical requirement that all who attained to this
dignity should have passed through the successive lower
ecclesiastical grades in connexion with one and the same
foundation ; the cardinals attached to the Roman Church
had consequently been all Italians, educated for the most
parf in the capital, having but little experience of the
world beyond its walls, and incapable of estimating church
questions in the light of the necessities and feelings of
Christendom at large. By the change which he intro-
duced Leo summoned the leaders of the party of reform
within the newly-constituted college of cardinals, and thus
attached to his office a body of able advisers with wider
views and less narrow sympathies. By their aid the
administration of the pontifical duties was rendered at
once more easy and more effective. The pontiff himself
was liberated from his bondage to the capital, and, even
when driven from Rome, could still watch over the inter-
ests of both his see and the entire church in all their
extended relations ; and the popedom must now be looked
upon as entering upon another stage in its history — that
of almost uninterrupted progress to the pinnacle of power.
According to Anselm of Lucca, it was during the. pontifi-
cate of Leo, at the synod of Rheims above referred to,
that the title of "apostolic bishop" {Apostolicus) was first
declared to belong to the pope of Rome exclusively. The
short pontificate of Nicholas n. (1059-61) is memorable
chiefly for the fundamental change then introduced in the
method of electing to the papal office. By a decree of the
second Lateran council (1059), the nomination to the office
was vested solely in the cardinal bishops — the lower clergy,
the citizens, and the emperor retaining simply the right of
intimating or withholding their assent. It was likewise
enacted that the nominee should always be one of the
Roman clergy, unless indeed no eligible person could be
found among theii: number. At the same time the direst
anathemas were decreed against all who should venture to
infringe this enactment either in the letter or the ■ spirit.
The preponderance thus secured to the ultramontane party
and to Italian interests must be regarded as materially
affecting the whole subsequent history of the popedom.
The manner in wnich it struck at the imperial influence was
soon made apparent in the choice of Nicholas's successor, the
line of German popes being broken through by the election
cf Anselm, bishop of Lucca (the uncli of the historian), who
ascended the pontifical throne as Alexa^tdee II. (1061-
73) without having received the sanction of the emperor.
His election was forthwith challenged by the latter, and
for the space of two years the Roman state was distracted
by a civil war, Honorius IL being supported as a rival
candidate by the imperial arms, while Alexander main-
tained his position only with the support of the Norman
levies. The respective merits of their claims were con-
sidered at a council convened at ilantua, and the decision
was given in favour of Alexander. Cadalous, such was
the name of his rival, did not acknowledge the justice
of the sentence, but he retired into obscurity ; and the
remainder of Alexander's pontificate, though troubled by
the disputes respecting a married clergy, was free from
actual warfare. In these much vexed questions of church
discipline Alexander, who had been mainly indebted for
his election to Hildebrand, the- archdeacon of the Roman
Church, was guided entirely by that able churchman's
i
POPEDOM
499
advice, and in 1073 Hildebrand himself succeeded to the
ofBce as Geegoey VII.' (1073-85). From the memorable
struggle between this pontiff and the emperor, Henry IV.,
we date tho commencement of that long series of contests
between the papal and the imperial power which distracted
alike the holy see and the empire. In the two main ob-
jects to which his policy was directed — the enforcement of
a celibate life among the clergy and the prohibition of
investiture (see iNVESTiTtrRE) by the laity — Gregory had
on his side the sympathy of the best and most discerning
rainda of his age. Lay investiture was little more than a
cloak for the inveterate and growing abuse of simony, for
which the distribution of church patronage by secular
potentates afforded special facilities, and the burden of
which was now increased by those other forms of tribute,
the "regale," "jus spolii," and "servitiura," which the
growth of the feudal system had developed. But in the
hands of Gregory this scheme of ostensible reforms ex-
panded first of all into independence of the temporal power
and finally into a claim to dominate over it. Other schemes
(not destined to be realized) engaged his lofty ambition —
the conquest of Constantinople, the union of the Eastern
and Western Churches, and the expulsion of the Saracens
from Christendom. He died in exile ; but the theory of
his office and its prerogatives which he asserted was brought
by his successors to a marvellous realization.
The first crusade, which may bo looked upon as gene-
rated by Gregory's example and a reflex of the policy which
led him to sanction the expedition of William of Noianandy
against England, materially favoured papal pretensions.
It was proclaimed as a religious war, and it was as a mode
of penance that the Norman and Latin warriors were
enjoined to gratify their ruling passions of plunder and
adventure. More especially it brought to the front of the
drama of European action the Latin as opposed to the
Teutonic elements, — the part taken by Germany in these
gigantic expeditions in no way corresponding to her
position among European powers. It was impossible that
the exeommunicatocl emperor Henry IV. should place
himself at the head of such an enterprise, and it was
accordingly by Urban II. (1088-99) that the direction
was assumed, and it was under his auspices that tho first
crusade was proclaimed at Clermont. As the movement
gathered force, the prestige of the popedom was still
further enhanced by the fact that tho warriors who had
before appeared in the field under the banners of the
empire now did so as loyal sons of the church. The new
orders of chivalry, — the Knights of St John, the Templars,
the Teutonic Order, — each bound by religious vows,
received their commissions from the pontiff, were invested
by him with the sword and the cross, and acknowledged
no allegiance to tho emperor.
But of all the schemes which Gregory's genius conceived
and promoted none was more important in its after-effects
than the expansion given to the pseudo-Isidorian decretals
— in tho first instance by Anselm of Lucca, again by
Cardinal Deusdcdit, and finally by the celebrated Gratian,
^ monk of Bologna, who lived about the middle of the
11th century. By Gratian these accumulated forgeries
were reduced to order and codified ; and his Decretiini, (la
■t was termed, stands to tho canon' law (Canon Law) in
much the same relation that the Pandects of Justinian
stand to the civil law. Further additions were subse-
quently made by Gregory IX., Boniface VIII., and other
(lontiffs, and in this manner a vast code was gradually
elaborated which, serving as the framework of tlie eccle-
siastical jurisdiction in every land, was associated with
' In »fa<iinin<; lliis iinine Hildebrand designed to imply that Gregory
VI., whose (Jitlo lind been cancelled by Henry III. or nccouiit of
«imonv. wns a Irgitimatu ponlilT.
separate courts and professed by a distinct body of jurists
The canonists were naturally ardent defenders of the sys-
tem from whence they derived their professional existence,
and everywhere represented the faithful adherents of Rome.
Another movement at this period, which gave eSective
aid in the diffusion of the papal influence and authority,
was the rise of the new religious orders, — the Camaldulea
(c 1012), the Cluniacs (c. 1048), the Carthusians (c. 1084),
and the Cistercians (1098). Although each of these orders
professed a distinct rule, and a sanctity and austerity oj
life which put to shame the degenerate Benedictines, theu
presence was far from proving an unmixed benefit to the
districts where they settled. Thfey rejected the episcopal
jiu-isdiction, end purchased their local independence by com-
plete and immediate subjection to the pope. Wherever,
accordingly, their houses rose there was gathered a band
of devoted adherents to Rome, ever ready to assert hei
jurisdiction in opposition to the ecclesiastical jurisdictioi
claimed by the secular clergy or the civil jurisdictuN)
claimed by the temporal power.
On the death of Urban, Cardinal Eainerins, a native
of Tuscany, and a man of considerable learning and capa-
city, succeeded as Paschal II. (1099-1118). During the
earlier years of his pontificate he is unfavourably dis-
tinguished by the manner in which he sanctioned, if he
did not instigate, the cruel and unnatural revolt of the
young prince Henry (afterwards the emperor Henry V.)
against his father. The later years of Paschal's rule seem
mainly a record of the nemesis "which overtook a policy
dictated by the most heartless and selfish ambition
" Paschal," says Milman, " is almost the only later pope
who was reduced to the degrading necessity of being dis-
claimed by the clergy, of being forced to retract his own
impeccable decrees, of being taunted in his own day with
heresy, and abandoned as a feeble traitor to the rights ol
the church by the dexterous and unscrupulous apologist*
of almost every act of the papal see." One of the mosi
memorable phases of this long process of humiliation i*
rnarked by the treaty of Sutri (Feb. 1111), when the young
emperor compelled Paschal to surrender all the territoriaj
possessions and royalties which the church had received
either from the emperor or from the kings of Italy since
the days of Charlemagne, together with numerous othei
political and fiscal privileges, while he himself renounced
the right of investiture. The indignation of the ecclesi-
astical world compelled Paschal to retire from this treaty,
and ultimately, after long evasions, to become party to s
second, whereby the former conditions were completelj
reversed. The emperor resumed the right of investiture,
and that burning question again lit up the flames of war
Paschal being too far pledged by his own solemn oath, b
metropolitan council assembled at Vienne assumed U
itself the authority of excommunicating the emperor, de
daring that the assertion of tho rights of lay invcstiturt
in itself constituted a heresy. The great prelates ol
Germany rose in insurrection against the emperor. He
retaliated by seizing on tho vast possessions (comprising
nearly a quarter of Italy) which Jfatilda, countess ol
Tuscany, at her death in 1115, had bequeathed to the
Roman see. The pope and the cardinals responded by re
enacting the sentence of excommunirafion. Henry occu-
pied Rome; and Pope Paschal died in the Castle of St
Angelo, exhorting the cardinals with his latest breath tc
greater firmness than he him.scif had .shown in maintain-
ing tho rights of the church. Paschal was the first of the
pontiffs to discontinue the use of tlie imperial years in
dating his acts and encyclicals, substituting instead the
jTar of his own pontificate. Tlie short rule of Calixti'r
II. (1119-24), disgraced although it .wm< by the naTage
revcni.'o which he Derpntrated -on his rival the antipo]>e
500
POPEDOM
Gregory 'VIII., was characterized by wise and resolute
administration. A Frenchman by birth, he was the first
to establish those intimate relations with France which
rendered that state the traditional ally of the Roman see,
and culminated in the secession to Avignon. Germany, on
the other hand, appears from this time as generally heading
the anti-papal party, espousing the cause of the antipope,
and siding with Ghibelline faction. But the chief event in
the pontificate of Calixtus,' and one which may be looked
upon as inaugurating a new era in the history of our sub-
ject, was the Concordat of Worms of the year 1122.
By this memorable treaty, which, accepted as the law of
Christendom, seemed to promise an ultimate conclusion of
the long struggle, an understanding was at last arrived at.
The emperor ceded the right of investiture by the ring
and the pastoral staff, — thereby renouncing that at which
the church most demurred, the appearance of assuming to
be in any way the transmitter of the spiritual succession,
but retaining the right of granting church benefices or
other property by the symbol of temporal power, the
sceptre. The pope, on the other hand, consented that the
election of bighops and abbots should take place, according
to canonical procedure in the presence of the emperor, but
that neither bribery nor compulsion should be resorted to,
and that, in the case of disputed elections, there should be
a right of appeal to the metropolitan and provincial bishops.
In Germany the investiture with the regalia by the sceptre
was to precede the consecration, the dependence of the
higher clergy being thus secured to the emperor ; but in
other countries the lay investiture was to take place within
six months after consecration. In an appended clause a re-
servation was made which afterwards became a fruitful germ
of controversy: the elected dignitary bound himself to dis-
charge his feudal obligations to the emperor arising out of
his investiture with the temporalities, " except in all things
which are acknowledged to belong to the, Roman Church."-
During the pontificate of Innocent II. (1130-43) the
importance of the new relations established with France
are to be seen in the all-commanding influence of Beenabd
OF Claievaux (q.v.), the unswerving supporter of the
papal claims, round whose career indeed tlie life of the
VVestern Church for half a century may be said mainly to
revolve. In the struggle, arising out of his disputed elec-
tion, with the antipope, Anacletus II., Innocent succeeded
in gaining the support of Bernard, and through Bernard
that of the emperor Lothair ; and the narrative of his
restoration to his see by the imperial forces, after an exile
of four years, is one of the most dramatic episodes in papal
history. Technically, at least, Anacletus had the better
claim to the papacy, having been elected by a majority of
the cardinals ; but Innocent secured the support of Lothair
by making over to him the territory bequeathed by the
countess Matilda. In return for this concession, Lothair
accepted the imperial crown from Innocent in the church of
the Lateran, and acknowledged himself the pope's vassal,
— in the language of the inscription recording the event,
"Post homo fit Papoe, sumit quo dante coronam."
The change in the imperial dynasty, involving as it did
the setting aside of Lothair's son-in-law as emperor, revived
the rivalry between the empire and the papacy ; and the
Ghibellines, or adherents of the Hohenstaufen (or Swabian)
line, now represented a more distinctly defined paity in
opposition to the GueLfs, who sustained the traditional
policy of the Saxon imperial line, and sided with the popes.
Frederick Barbarossa, although he consented to receive the
imperial crown at the hands of Hadrian TV. (1154-59),
required that pontiff altogether to disavow the notion of
having conferred it as a beneficium upon a vassal, main-
taining that, through the election of the princes, he held
his crowns (both kingly and imperial) of God alone.
During the pontificate of Alexander III. (1159-81)
Frederick supported the cause of the antipopos. A dis-
puted election, in which the merits of the candidates are
even yet more difficult to determine than in the election of
Innocent II., gave rise to a series of counter claims, and
Alexander, during his long pontificate, had to contend
with four successive antipopes each backed by the
imperial arms. Only the election of the first, Victor V.
(antipope, 1159-64), however, had real canonical validity,
the claims of the others having always been regarded by
all orthodox Catholics as presumptuous. It was during
the. latter part of Alexander's government that Rome
achieved a great moral triumph in England in the reaction
which followed upon the murder of Thomas Becket and
the abrogation of the Constitutions of Clarendon. Eight
years later the attention of all Christian Europe was riveted
by the memorable occurrence which marked the consum-
mation of the truce of Venice (1178), when Frederick
Barbarossa prostrated himself before the aged pontiff and
held his stirrup as he mounted his palfrey.
Passing by the comparatively unimportant careers of the
five popes whose names stand between those of Alexander
and Innocent III. (1198-1216), we find ourselves at the
stage which marks the culmination of the papal power.
The august descent of this pontiff ; his learning as a
canonist and his commanding genius ; the interdicts which
he could venture to impose on great realms, whether ruled
by the astute sagacity of a Philip Augustus or by the
reckless folly of a John ; his sentences of excommunica-
tion, hurled with deadly effect at emperor and at kings ;
the vigour with which he wrested whole provinces from
the imperial domination — the march of Ancona and the
duchy of Spoleto — to weld together into one compact
whole the Patrimonium and the Romagna ; the energy with
which he repressed the heresies which threatened the unity
of the church ; the boldness with which he defined the
doctrine of transubstantiation ; his patience in working and
waiting for opportunities, and the promptitude with which
he seized the occasion when it arrived, — such are the features
which combine to render the eighteen years' pontificate of
Innocent III. a period of unrivalled lustre and importance
in the history of the popedom. It was now that the papal
power may be said to have effectually impressed its theory
of sacerdotal government upon Europe; that the canon
law, wherein that theory was elaborated, began to be
taught in the universities which rose throughout Europe
— Bologna, Padua, Paris, Orleans, Oxford, and Cambridge ;
that ecclesiastical discipline everywhere modelled itself
on the practice of Rome ; that the mendicant orders,
especially those of St Dominic and St Francis of Assisi,
with their irregular enthusiasm, skilfully converted by
Innocent into a widely-diffused, imtiring, and devoted
propaganda, roused a new spirit alike in the universities
and among the illiterate laity, and became a powerful
instrument wherewith to coerce to obedience the episcopal
Otder and the whole body of the secular clergy.
The chief interest attaching to the pontificates of
HoNORins III (1216-27), Gregory IX. (1227-41), and
Innocent IV. (1243-54) arises from their connexion with
the policy and career of Frederick II. (emperor 1210-50).
To the whole traditions of the popedom Frederick was
especially obnoxious, menacing on the one hand its standard
of doctrine by his reputed scepticism, and its newly
acquired possessions on the other by his- schemes for the
revival of imperial supremacy in Italy. In the sequel hie
designs were baffled by the ability and resolution of
Gregory and Innocent ; and at the general council of Lyons
(1245) Frederick was opposed both from his imperial and
his kingly dignities, and his subjects declared to be absolved
from their fidelity. In this manner the power claimed bj
POPEDOM
50J
the Roman pontiff of deposing even kings received the im-
plicit sanction of a general council. The empire, worsted
in Italy, broke down in Germany. In 1268 Conradin,
the grandson of Frederick and the last representative of
the Hohenstaufen dynasty, was* cruelly put to death by
Charles of Anjou, and the long contest of the empire with
the popedom came to an end.
The policy of Gregory X. (1271-76), a man of ability
and moderation, deserves the praise of having apparently
aimed at the general good of Christendom, so far, at least,
as not incompatible with the verweening pretensions
which he continued to uphold. Gregory endeavoured to
compose the bitter jealousies and long-continued strife of
the Italian states by the establishment of a general pro-
tectorate under Charles of Anjou, king of Naples, and to
reconcile Guelf and Ghibelline by concessions to the leaders
of the latter party. He effected a temporary agreement
with the Eastern Church ; and he sought to put an end
to the abuses and rivalries which now almost invariably
accompanied each election to the pontificate by intro-
ducing a new method of proceeding on such occasions. In
the meantime, the growing spirit of nationality had already
received a striking exemplification in France by the enact-
ment of the Pragmatic Sanction (1268). Of this measure,
which has been described as the foundation of the Gal-
ilean liberties, it will here suflSce to say that it consists of
a series of enactments expressly directed against all those
encroachments of the popedom with respect to collations
to benefices, elections to bishoprics, simoniacal practices,
ecclesiastical promotions, imposts, and other forms of
exaction, such as we have already noted in their gradual
growth. Shielded from criticism by the fact that it was
sanctioned by the pious Louis IX., the loyal son of the
church, the Pragmatic Sanction passed at the time unchal-
lenged even by the papacy itself. Of the extent to which
the latter was becoming more and more a political institu-
tion we have striking evidence in the brief pontificate of
Celestine V. (1294). A hermit of the Abruzzi, of austere
and holy life, he had been elected pope in the hope that his
reputation for virtue might in some measure restore the
character of his office. Something more, however, than
mere sanctity and blamelcssness were now necessary for.the
discharge of the duties of a position which by its associa-
tions demanded the exercise of statecraft, political intrigue,
and a wide knowledge of affairs. In less than six months
Celestine resigned an office for which by lack of experience
and iibility he was altogether unfitted, but leaving behind
him a tradition of self-devoted and holy life which found
expression in the institution of a new religious order,
that of the Cclestinians, afterwards blended with the
Fraticelli, or Spiritual Franciscans. Upon BoNiFi\CE VIII.
(1294-1303) the signs of the times and the development
of a spirit and of institutions incompatible with the pre-
tensions of his predecessors were altogether lost. A man
of considerable abilities, indomitable will, and imperious
nature, ho enunciated in yet more uncompromising terms
the theory of the papal supremacy. In the riiemorable
bull Vnam snnctam Ecdesiam (18th Nov. 1302), he de-
clared that the church could have but one head — a two-
headed church would be a monstrosity; and ho explained
away the traditional interpretation of the symbolic mean-
ing of the two swords, by affirming that tho temporal
sword wielded by tho monarch was borne only at tho will
and by the permission of the pontiff {ad nutum et patienliavi
sac(rdotis). Dazzled by the apparent success which at-
tended his first measures, he was only confirmed in his
policy by the resistance ho encountered in France and
England. In Philip tho Fair, however, ho was matched
with an antagonist as resolute and unscrupulous as him-
self and one who better understood the tendencies of the
age. In the struggle that ensued Philip had the whole
French nation, including the episcopal order, on his side ;
the pontiff' was worsted, and his humiliation and sense of
defeat hastened his end.
With the death of Boniface fell also tho papacy of the
Middle Ages, both in theory and in fact: — in theory,
through the ascendency of counter views such as those put
forth in the De Monarchia of Dante, and in the writings
of .(Egidius Colonna and John of Paris, which enforced the
reasonableness and necessity of the supremacy of the
political power ; in fact, from the manner in which the
French monarch succeeded not only in repelling the papal
pretensions but in eventually reducing the Koman see
itself to be a mere instrument of his will and a submissive
agent in the furtherance of his policy.
The origin, the growth, the characteristics, the assump-
tions, and the downfall of the mediajval papacy having
now been traced out, it remains to note, as concisely as
practicable, the chief features in the later history of the
institution. In the year 1305 Clement V. (1305-14),
an Aquitanian by birth, was elected after long contention
to the pontificate. He was invested with the tiara at
Lyons, and subsequently (1309) transferred his court from
Rome to Avignon. The pressure put upon him by King
Philip is generally assigned as the cause of this step, but
it is not improbable that he was only too glad to escape
from the strife then waging between the two great fac-
tions, the Orsinis and the Colonnas, at Home. At Avignon,
for a period of nearly seventy years, derisively styled the
"Babylonian captivity," pope after pope held his court.
Degraded to a state of splendid vassalage to France, their
luxury, pride, rapacity, and avarice became a bye-word in
Europe, while their complete subservience to the political
aims of the French crown effectually alienated from them
the good will and sympathy of England and Germany.
When John XXII. (1316-34) sought to interfere in a
double election to the empire, the diet at Frankfort de-
nounced his whole policy in terms that startled Europe by
their boldness; and the electoral union at Piense in 1338
passed a resolution declaring that " whoever was chosen by
the electors became at once both king and emperor, and did
not require that his election should be approved and sanc-
tioned by the apostolic see." Other causes contributed
effectually to lower the papacy in the estimation of Europe
Clement V. concurred in the infamous devices by which
Philip procured the suppression of the Order of the
Templars, and tho barbarous cruelties inflicted on the
noble victims produced in the popular mind a feeling of
deepest ■ aversion for the authors of those proceedings.
Tho traffic in benefices was now again developing into a
gigantic scandal and abuse. Annates and Peter's jience
wero exacted with an insatiable rapacity. Italy itself, in-
deed, torn between contending parties and impoverished
by tho interruptions to commerce, offered but a barren
field for plunder, but in the countries north the Aljis the
pope's emissaries were everywhere to bo seen, ever intent
on their errand of exaction. Tho wealth thus acquired
was partly devoted towards extending tho territorial pos-
sessions of tho see ; and Avignon and the county of Vcnais-
sin, purchased in 1348 from tlio crown of Provence,
remained pa|)al until the French Revolution. It is not a
littlo significant that this increase in wealth and territory
should have been concomitant with tho sinking of tho
moral influence of the pajiacy to its lowest ebb. In Eng-
land tho civil power endeavoured to check this system
of extortion by re-enacting the Statutes of Pra-muniro
and Provisors. In Germany the deep discontent to
which it gavo rise formed an important contributing
element in tho causes which brought about the Reforma-
tion. In France the luxury and gross immorality of the
502
POPEDOM
court at Avignon, described in grapliic and scathing
language by Petrarcb, are assigned by other contemporary
writers as conducing largely to the corruption of morals
throughout the realm. Even among the religious orders
themselves there began to be signs of insubordination,
and the Fraticelli, or Spiritual Franciscans, who now took
their rise, openly avowed that the principles which they
professed were designed as a protest against the appalling
degeneracy of the curia ; while great scholars in the uni-
versities, like WiUiam of Occam and Marsilio of Padua,
brought the dialectics and new philosophical tenets of the
schools in the universities to bear with no little effect on
the whole system of the popedom.
The outbreak of the great schism struck no less deeply
at those sentiments of veneration and deference which
liad been wont to gather round the pontiff's chair. The
majority in the college of cardinals were Frenchmen, and,
on the death of Gregory XL in 1378, it seemed only too
probable that another Frenchman would be elected his
successor. The discontent of the citizens of Kome at the
withdrawal' of the curia from the capital' had now, how-
ever, reached a culminating point. This feeling, it is to
be noted, was by no means one of mere sentiment and
attachment to tradition, for the diversion of appeals, pil-
grimages, deputations, and embassies, with their attend-
ant influx of travellers, and of large streams of wealth and
business from Rome to Avignon, had materially affected
the prosperity of the former city. On the occasion of the
cew election the prevailing dissatisfaction found vent in
menacing demonstrations on- the part of the population,
and even in scenes of actual violence. In order to appease
the city the terrified cardinals determined on the unani-
mous election of an Italian, Prignani, archbishop of Bari,
tvho assumed the title of Ueban 'VI. The election was
singularly unfortunate. The new pontiff, intoxicated by
his sudden and unexpected fortune, assumed such arrogance
of demeanour and showed himself so altogether wanting
in moderation and self-control that the cardinals put forth
the plea that they had discharged their function as electors
under intimidation, and declared the election invalid. In
proceeding to elect another ^(ontiff, their choice fell upon
one of their own number, Eobert of Geneva, known as
Clement VTI. (1378-94). For a period of thirty-eighJ
years, Christian Europe was scandalized by the conten-
tions of two rival popes, the one holding his court at
Rome, the other at Geneva, each hurling anathemas,
excommunication, and the foulest accusations at the other,
and compared by Wyclif to " two dogs snarling over a
bone " — a simile which in itself affords significant proof
of the manner in which the popedom had fallen in the
estimation of Christendom. The potentates of Europe,
in declaring themselves "in the obedience," as it was
termed, of one or the other pontiff, were swayed almost
entirely by political considerations, in which jealousy of
France was the predominant sentiment. Italy, Germany,
Bohemia, England, Flanders, Hungary, and Poland, all de-
clared themselves in the obedience of the pope at Rome ;
Scotland, Savoy, Lorraine, declared themselves, 'along
with France, in that of the pope at Avignon. The
Spanish kingdoms, which at first stood aloof, ultimately
also decided, though from somewhat different motives, in
favour of the latter pontiff. At last, at the commence-
ment of the 15th century, an endeavour was made to
prevail on both the reigning popes — Gregory XII. at
Rome, Benedict XIII. at Avignon — to renounce their
claims,' with a view to the restoration of church union.
The proposal was met by both popes with persistent and
unscrupulous evasion. France, indignant at the subter-
fuges of Benedict, withdrew her support, and he accordingly
retired to Perpignan. The caj-dinals attached to either
I
court met together at Leghorn, and agreed to summon a
general council, to meet at Pisa on the 25th March 1409.
In the meantime isolated scholars and divines throughout
Europe, among the regular and the secular clergy alike,
were pondering deeply the lesson taught by the papal
history of the last six centuries, and in the place of the
traditional theories of appeals to popes, to councils, or to
emperors there was growing up another conception, that
of the essential falsity of the axioms on which the theory
of the papal supremacy had been built up, and of Scrip-
tural, authority as the only sure and final source of guid
ance in deciding upon questions of doctrine and morality.
But as yet, before ideas such as these had been suffi
ciently developed and events had prepared the popula'
mind for their reception, the remedy that most commendco _
itself to the leading minds of Christendom was that of a ■
true general council. Such was the idea which influential '
churchmen of the age — men like Peter D'AiUy, cardinal of
Cambrai, and John Gerson, chancellor of the university of
Paris, who, while they deplored the discipline, still assented
to the doctrines of the church — believed to be the best
solution of the difficulties in which that church had
become involved. The opinions of the doctors of the
canon law and of theology at the universities had been
taken, and at Oxford as in Paris it had been decided that
a general council might be -summoned even against the
will of the pope, and that, when thus convened, its
authority was superior to his. Such were the circum-
stances under which in 1409 the council of Pisa was
summoned. The council enunciated the dogma of its own
supremacy; it deposed the rival popes; it constituted the
two separate bodies of cardinals a single conclave, and by
this conclave a new pope, Alexander 'V. (1409-10) was
elected. Schemes of general ecclesiastical reform were dis-
cussed; and then after a four months' session the assembly
adjourned, to resume, at an interval of three years, its
yet more memorable deliberations at Constance. In the
intervening time, Alexander V. died, not without strong
suspicion of his having ^been removed by poison through
the machinations of his successor, the notorious Balthasar
Cossa, who assumed the title of John XXIII. (1410-15),
and took up his residence in Rome. It is with this pontiff
that the gross abuse of indulgences is said to have first
arisen. In the year 1416 the council of Cpnstance met,
amid the most sanguine expectations on the part of re-
ligious Europe, but it achieved practically nothing in the
direction of church reform. It deposed John XXIII.,
but MaetIn "V. (1417-31), by whom he was succeeded,
although in some respects an estimable pontiff, skilfully
availed himself of the disturbances in Bohemia and the
hostile inroads of the Turks to postpone all questions of
reform to a future occasion. On the other hand, the actual
results of its deliberations were reactionary in their tend-
ency. The council burned John Huss, one of the first to
assert the rights of the individual conscience in opposition
to the prevailing hierarchical system ; it crushed the party
of reform in the university of Paris, and banished their
great leader. The council of Basel (1431-49), although
it re-enunciated the principle of the superiority of a
general council over the pope, found, when it sought to
proceed to the more practical reforms involved in placing
restrictions on the abuses practised under the papal sanc-
tion, that it had assumed a task beyond its powers. Under
the pretext of bringing about a reconciliation with the
Eastern Church, and inviting its delegates to the delibera-
tions of the council, Eugenius IV. (1431-47) proposed to
transfer the place of meeting from Basel to some Italian
city. The council, well knowing that such a mesisure would
be fatal to its independence, refused its assent ; Eugenin.s
retaliated by dissolving the council ; the council, li/
POPEDOM
503
Buspeuding the pope. Thereupon Eugenius summoned
another council at Ferrara, which was afterwards removed
to Florence. The council of Basel, as a last resource,
arrogated to itself the papal functions, and then proceeded
to elect Amadeus, duke of Savoy, pope, with the title of
Felix V. In this extreme measure it failed, however,
to carry with it the more influential European powers.
Germany, after an ineffectual endeavour to mediate be-
tween the rival popes, assumed, in the first instance, an
attitude of strict neutrality, but was ultimately won
over by the crafty jEneas Sylvius (afterwards Pius' II.)
to conclude the notable Concordat of Vienna (1448). By
this mercenary arrangement the newly-elected emperor,
Fred-'rick III., altogether renounced whatever advantages
had, down to that time, been gained by the labours of
thd council of Basel, receiving in return from Nicholas V.
certain concessions with respect to ail episcopal elections
in his own hereditary dominions, together with a hundred
of the most valuable benefices, the visitatorial rights in
relation to the monasteries, and a tenth of the monastic
revenues. The policy adopted by France was of an alto-
gether different character. She preferred to adjust her
ecclesiastical liberties on the basis defined apd sanctioned
by tho royal authority at the congress of Bourges. The
Pragmatic Sanction there enacted was registered by the
parliament of Paris, 13th July 1439, — thr.s becoming part
of the statute law of France. In this celebrated mani-
festo the spirit of Gerson and the university of Paris spoke
again ; but, while its twenty-three provisions rendered
it peculiarly obnoxioHs to the Roman see, the manner in
which it set aside all roya! nominations made it no less
distasteful to the monarchy. Louis XL, feigning to yield
to the pressure put upon him from Rome, abolished it,
but it was re-enacted by Louis XII. Eventually, in the
year 1516, amid the full flow of the advantages which
he had gained by the victory of Slarignano, Francis I.
permitted the Pragmatic Sanction to be superseded by
the Concordat of Bologna, — a disastrous compromise of
principles, wherein, while some important concessions were
made to Leo X., the crown interference with the admin-
istration of the church was more effectually established
than ever, and the independence of the Galilean clergy
reduced to a shadow. The concordat made no mention of
the councils of Constance, Basel, and Bourges, or of their
fundamental conception of tho superiority of a general
council over the pope ; and it left the opportunity ojjen
for the reintroduction of annates. On the other hand,
the monarchical authority.achieved a signal triumph ; and,
although the parliament of Paris loudly protested, and even
ventured to set aside some of the royal nominations sub-
sequently made, its voice was silenced by a peremptory
decree issued in the year 1527.
To return to the council of Basel. Although supported
at first by the electors of Germany, it was, in the sequel,
completely circumvented by tho machinationa of the able
bat unscrupulous .JCneas Sylvius ; and Pope Eugenius, at
his death, seemed almost to have regained the allegiance
of Christendom. Under Nicuolas V. (1447-55), the
work of reunion was brought to a completion. The
council of Basel dissolved itself; and Felix V., laying
aaide his empty title and dignity, retired into Savoy, and
was shortly after promoted to the rank of cardinal by
Nicholas himself. Tho popedom was not destined ever
again to witness tho phenomenon of a rival pontiff ; and
oo council since tho council of Basel has ever ventured
to assert its authority as superior to that of the Roman
cbeir. At the council of Florence that theory had been
definitely contravened (1439) by tho enunciation of the fol-
lowing canon, in which tho counter theory first received a
complete and difitinet e.xj.osition :— " Wo define tho hol^f
apostolic see and the Roman pontiff to have primacy over
the whole earth, and the Roman pontiff to be himself the
successor of the blessed Peter, chief of the apostles, and
the true vicar of Christ, and to exist as head of the whole
church and father and teacher of all Christians ; and that
to him, in the blessed Peter, our Lord Jesus Christ has com-
mitted full power of feeding, governing, and directing the
universal church, even as is [also] ' contained both in the
acts of the oecumenical councils and in the sacred canons."
Thus re-established and confirmed in his own theory of
his oflSce and its functions, the Roman pontiff regained
somewhat of his former hold on the estimation of Europe^
There was also at the same time discernible a marked
improvement, so far as regarded external decorum, in ths
associations of the curia ; and, until the ascendency of the
Borgias, the names of Nicholas V. (1447-55), Pius II.
(1458-G4), and Sixtus FV. (1471-84) redeemed the
reputation of the Roman see, if not for sanctity, at least
for learning. The last-named pontiff, however, lies under
the imputation of having been the first to institute trials
for witchcraft, an example which spread, in later times,
far wider than the boundaries of Roman Catholicism itself.
In the latter half of the 15th century the popedom retires
altogether into the background of European history. Thai
pretensions of the pontiff were not, indeed, in any way
retracted or modified, but his actual policy was no longer
commensurate with these, and the former weapons of the
interdict and the anathema had fallen into disuse. The
popes became little more than territorial princes, their politi-
cal and ecclesiastical influence being exerted mainly with
reference to the material interests of the States cf the
Church. It was one of tho most baneful results of these
changed external relations that each more ambitious pontiff
— the Farnesi, the Borgias, the Delia Roveres, and the
Medici — aspired to found an hereditary .s&vereignty or
principality in connexion with his own family, and the
most valuable possessions of tho church were successively
alienated. By the next pontiff the holders of such pro-
perty would be not unjustly regarded as usurpers, and it
would be the first aim of himself and his party to eject
them from the lands acd revenues thus acquired. In this
manner deadly feuds were generated, which became heredi-
tary in the different families, and proved an unfailing source
of sanguinary feuds and bitter animosities.
With the tacit surrender of the theory of the supremacy
of general councils, the Iloly Roman Emi)ire itself came
also virtually to an end ; and Germany, broken up into a
number of independent principalities, often involved in
internecine strife, presented a striking contrast to the
advances which France and Spain were making in tho
direction of consolidation and order. The papacy found
a direct apparent advantage in fomenting this disunion,
and in no country were the exactions of its emissaries
more shameless or extortionate. Eventually, however, both
these phases of its policy proved eminently detrimental to
the Roman interests. For, while the unscrupulousness of
its agents did much to foster a strong aversion to the
tenets which they inculcated, and thus paved the way for
tho reception of Lutheran doctrines, tho isolation to which
' Kafl' iv rpSirov Kol if tuTj vpaKTiKoTs rwy oiKOu/iti'rxa'i' aundSim
Ka\ iv Toil UfOiS xdvoai Sia\aix0ii'fTai. Tor o long tiiiio tbc«o woriU
were correctly reiuUreil in llio Latin, "qiicni ad niodimi ot in gc«ti«
oicumonicorum concilionim ot in oacris cnnonibus continctiir," and tlie
psssogo is invariably thua quoted by tho lOtli and early ICtli century
tliuologians. In tlio Roman edition of Abraham Crotenbis, however,
tho obvious moaning of the Greek, viz., th,it the prerogatives of the
pope are to be determined and exercised according to tlio canons of
tho ancient councils, ia done away with by the change of tt to etiam ;
and the sense of tho passage (which thus becomes merely u conflr-
matory reference) is, that the prerogatives onuinoratcU belonged to tl>«
lio}'r., and weti "Uo recojcized in the aueient councils.
504
POPEDOM
each German state was reduced proved favourable to its
freer action, and enabled it, in no small measure, to pur-
sue that independent policy which, in several instances,
materially aided the progress of the Reformation. The
history of the popedom from this point (c. 1517) to the
commencement of the council of Trent (1545) will be found
in the article on the Refoemation.
The distinctive features of the doctrinal belief formu-
lated by the council of Trent were mainly the outcome
of Jesuit influences (see Jesuits) ; and, enforced as these
tenets were by the terrorism of the Inquisition; the
freedom of thought which during the revival of learning
had passed comparatively unchallenged within the pale
of the church was now effectually extinguished. But it
must at the same time be admitted that, concurrently
with this tendency to greater rigidity of doctrine, Roman
Catholicism became- characterized by far greater earnest-
ness of religious teaching, displayed a remarkable activity
in the cultivation of theological learning, and abolished, or
sought to abolish, many glaring abuses. In this amend-
ment, however, Rome had at first but small share. The
Reformation movement within the church took its rise in
Spain ; and the purely political feeling which now con-
stituted so considerable an element in the papal policy led
each pontiff to regard with no little jealousy the overween-
ing aggrandizement of the Spanish monarchy. Political
considerations, in fact, sometimes prevailed over theologi-
cal sympathies. Paul III. (1534-49), in endeavouring
to triin his sails between the contending influences of
France and Spain, more than once took side with the
powers who were fighting the battle of Protestantism.
While thus involved in antagonism to the chief of the
Catholic powers, the Roman see found its difficulties not a
little enhanced by the alienation of the revenues formerly
derived from those countries which now professed the
Protestant faith. Prior to the 16th century the States of
the Church had enjoyed an almost unrivalled prosperity.
That prosperity was mainly owing to their immunity from
direct taxation. Nothing had contributed so much to the
unpopularity of Hadrian VI. as his endeavour to levy a
small hearth-tax, in order to replenish to some extent
the cofi'ers emptied by the prodigality of his predecessor.
The loss of the revenues alienated by successive pontiffs
was now aggravated by the failure of the supplies derived
from the collection of Peter's pence and annates in Protest-
ant countries. Even the sums levied in those kingdoms
which continued to profess Catholicism suffered consider-
able diminution before they reached the Roman treasury,
and the main source of revenue at this period appears to
have been that represented by the sale of offices. In the
serious financial embarrassment in which the curia now
found itself involved, every expedient was had recourse to
in order to meet the inevitable expenditure ; and it is to
the example of the papal treasury that Von Ranke attri-
butes the commencement of national debts. In default
of the contributions no longer levied in England, in the
United Provinces, and in northern Germany, the pope
found himself under the necessity of taxing his own
territory; and in this manner the. Romagna, once so
prosperous, was crushed by a weight of taxation which
ultimately embraced every article of merchandise. The
farmer and the peasant left the land ; and the papal pro-
vinces, formerly the most fertile and prosperous in Italy,
degenerated into a series of ill-cultivated, unwholesome,
and unproductive wastes.
If left to rely solely on the loyalty of its adherents and
the prevalent impression of its abstract merits, the position
of the popedom at this period, viewed in connexion with
;its financial .difficulties, might well have seemed almost
topeless, had not its interests been so closely interwoven
with those of the secular power. The latter indeed was
frequently induced to connive at the papal exactions from
the mere fact that it shared largely in the proceeds ; and
in France the very advantages gained by the crown led it
to regard with complacency a system by which the royal
influence and the royal revenues were alike so largely
augmented. The temporal ruler was thus sometimes
found a firm supporter of the popedom, even although
involved in hostilities with the reigning pope. _,
During the pontificate of Julius III. (1550-55), who
dreamed away his closing years in the splendid palace
and gardens which he had himself designed near the Porta
del Popolo, the curia played a merely passive part in tho
great European drama ; but with the accession of Cardinal
Caraffa, who assumed the title of Paul IV. (1555-59)J
it became animated by another spirit. An energetic
supporter of the doctrines already promulgated by tho
council of Trent, devoted to the cause of the church, hut
hating the Spaniard with the traditional hatred of a
Neapolitan, his support was given entirely to the French
interests in European politics. He proclaimed himself at
once the liberator of Italy and the reformer of the church.
In his plans of reform, although he relied mainly on the
Inquisition, he included alike the monastic orders and
the secular clergy. His successor, Pius IV. (1559-G5),
although a man of different character, pursued a similar
policj-. The council of Trent assembled again under Lis
auspices, but its discussions now concerned only pgints of
Roman doctrine and discipline, and the rupture with the
Protestant communions was complete. With the acces-
sion of Pius V. (1566-72), who had filled the ofiico of
chief inquisitor in Rome, the conditions of the- papal
policy had become less embarrassing. Spain now stoocl
at the head of the Catholic powers, and England at the!
head of the Protestant.* In France the issue of the deadly
struggle that was being waged between the Huguenots and
the League, which seemed likely to decide the religious
destinies of Europe, was still doubtful. Philip II. accord-^
ingly appeared as the natural ally of the popedom, and
Pius, having once accepted the position, remained true
to this alliance throughout. The lavish expenditure of
Geegory XIII. (1572-85) brought back the former con-
dition of financial embarrassment. He not only made
large grants to aid the cause of Catholic education, and
especially the newly-founded colleges of the Jesuits, but
he systematically subsidized the powers who fought on the
side of the church. Although the revenues of the papal
states were again on the increase, the rate of exchange
during Pope Gregory's pontificate was never once in their
favour. At last the pressure' became insupportable. The
spirit of Guelf and Ghibelline revived. The Romagna
rose in insurrection ; and, eventually, the aged pontiff'
died broken-hearted amid the disorganization and lawless-
ness which surrounded him oh every side. But already
the tide of Protestantism was beginning to ebb ; and the
famous bull In Cxna Domini, which Gregory promulgated
in 1584, enjoining the extirpation of the different heresies
in Germany, indicated the growing weakness of the
Lutheran communities.
The five years embraced by the pontificate of Sixtus
V. (1585-90), the last of the really great pontiffs, mark
another great crisis in the history of the popedom.
At his accession, the papal authority had dwindled to its
narrowest limits, being recognized scarcely anywhere
save in Spain and Italy, and in a few islands of the
Mediterranean. To his tact, ability, and good sense, con-
joined with the widespread activity of the Jesuits, and
aided by the dissensions -that prevailed among tlic Pro-
testant sects, Catholicism was mainly indebted for the
remarkable reaction in its favour which set in witli the
POPEDOM
605
closing years of the 16th century — an episode of which
the 7 th book of Ranke's History of the Popes supplies a
comprehensive sketch. Sixtus conciliated the great landed
proprietors whom his predecessor had driven into insur-
rection by calling in question the validity of their title-
deeds and by attempts to re-appropriate their lands;
he repressed the prevailing brigandage with merciless
severity ; notwithstanding his lowly extraction, he suc-
ceeded in winning the favour of the great houses — the
Colonnas and Orsinis ; he developed the industries and
manufactures of the States ; no pontiff ever effected so
much for the improvement and adornment of the capital;
its population, which under Paul IV. had sunk to forty-five
thousand, rose to one hundred thousand; "for the third
time," says Ranke, "Rome stood forth to view as the
chief city of the world." Another reform introduced by
Sixtus was that by which the college of cardinals, before
a fluotuating body, was definitely fixed at seventy. The
inconsistencies of his foreign policy are probably to be
partly explained by the fact that, although the promo-
tion of the interests of the church was his most cherished
object, he had conceived a thorough distrust of Philip II.
At the same time, while he believed that those interests
■would be most effectually served by the establishment of
peace and order, he necessarily regarded with aversion the
revolutionary doctrines of the League, democratic in poli-
tics although ultramontane in doctrine. From Henry
of Navarre, iudeed, he could not withhold his tribute of
admiration; and on the death of Henry III. he revoked
the sentence of excommunication which he had pronounced
against the great Huguenot leader, and by his general
policy facilitated his return to the communion of the
iihurcit In like manner, although he sanctioned the
iicheme of the Spanish Armada, and even promised a mag-
nificent subvention to the enterprise, as soon as he learned
that, if successful, it might result in the annexation of
England to the crown of Spain, he withdrew his support,
«nd, when the failure of the expedition was known, could
lot conceal his satisfaction.
From the time of Sixtus V. the chief importance and
interest of papal history are to be found in its relations to
France and Spain and to the Jesuit order (see Jesuits,
vol. xiii. pp. 652-656) and, somewhat later, to Jesuitism
and Jansenism (see Jansenism, vol. xiii. p. 566) combined.
During the rest of the reign of Henry IV. France witnessed
a virtual triumph of Galilean principles; and, although
he himself became a humble suppliant for readmission
within the communion of the Roman Church, it was only
to give more effectual expression to the principles of
religious toleration. The edict of Nantes (1598) was
promulgated, in fact, in defiance of the strongly expressed
disapproval of Clement VIII. (1592-1605). The per-
mission accorded to the Jesuits to return to France
(1603) was a measure resolved upon by Henry in op-
position to the advice of both De Thou and Suily. He
appears to have been actuated simply by motives of ex-
pediency, but his expectations proved singularly fallacious.
The Jesuits turned the opportunity thus afforded them to
signal account, and succeeded in establishing a powerful
a'icendency in Franco throughout the 17th and the first
hilf of the 18th century. The pontilicate of Clement was
distinguished by two other events, the one memorable in
liolitics, the other in literature. Of these, the former was
the reversion of the duchy of Fcrrara, claimed from the
house of Este by the apostolic see as an escheated fief ;
the other was the publication of the greater part of the
Anmdea Ea-lcsiitstici of Baionius, a work of immense labour
and research, which, although it could not stand the test of
later criticism, rendered material support to the pretensions
of the papacy. Baronius himself always maintained that
19— 19*
the papacy was more indebted to France than to any other
European power ; and on the death of Clement his claim
to the papal chair was strongly supported by the French
jiarty in the conclave, his election being, however. los4
through the opposition of the party of Spain.
It was chiefly by skilful manoeuvring that, after the
few days' pontificate of Leo XL, the election of the Car-
dinal Borghese, as Paul V. (1605-21), was carried, not-
withstanding the opposition of the same party. Paul's
election had really been in no small measure owing to
the fact that his previous career had not happened to
involve him in enmity with any of the cardinals. It is
stated that Cardinal iSellarmine would have been chosen
in his place, but the conclave dreaded the consequences of
raising a Jesuit to the papal chair. Paul affected, how-
ever, himself to regard his election as owing to the special
intervention of Providence, and assumed the air and de-
meanour which he held suitable to one divinely commis-
sioned to restore the pontifical office to it« former dignitj.
No pontiff ever insisted with more inflexible rigour on
the attributes and exclusive jmwers of his office. In the
measures which he initiated for the purpose of extending
the influence and possessions of the church, Paul soon
found himself involved in a conflict with the powerful and
flourishing republic of Venice. He accused the Signory of
opposing the institution of monastic and other religious
foundations, of conniving at the alienation of ecclesiasti-
cal property and at the suspension of the authority of the
ecclesiastical courts. Finding those whom he addre!.sed
less amenable to his wishes than he anticipated, he pro-
ceeded to lay the whole republic under an interdict.
Such a sentence rendered it obligatory on the religious
orders throughout the province to discontinue all the
customary religious services ; the republic, however, en-
joined them, under pain of fcanishment, to continue those
services as before. The Jesuits, along with two other
newly-founded orders, the Capuchins and the Theitines,
alone ventured to disobey, and were banished from the
province. A fierce controver.sy ensued, in which the con-
duct of the republic was vindicated by the able pen of
Fra Paolo Sarpi (better known as "Father Paul"), while
Baronius and Bellarmine defended the cause of Rome.,
By Englishmen at that time resident in Italy, such as Sir
Henry Wotton and the eminent Bedell (afterwards bishop
of Ardagh), and by the English court, the contest was
watched with lively interest as' affording hopes of an
Italian Reformation. The quarrel was skilfully fomented
by Spain, and actual hostilities were averted only by the
mediation of Henry IV. of France. The later years of
Paul's pontificate present hin^ in the more favourable light
of a reformer of many abuses which had crept into the
law-courts of the States, and the author of nunrerous im-
provements in the capital. He enlarged both the A'utican
and the Quirinal ; and the Borgheso family from his time
ranked as one of the wealthiest in the city.
The protection extended to the Jesuits by Paul wasi
continued by his successor, Gregory XV. (1621-23), and
was well repaid by their devotion and energy as pro-
pagandists. Gradually, in kingdom after kingdom, in
principality after principality, the ground won by Pro-
testantism, whether of the Lutheran or the Reformed son-,
fcssion, was in a great measure recovered. In Bohemia,
in Silesia, and in Moravia the Protestant ministers, if not
put to death or imprisoned, were driven out, their churches
closed, and their congregations forbidden to assomble.
Even in the United Provinces numerous converts were
made, and a footing regained for Catholic teaching n-hich
has never since been lost, while in Asia and in Atjerica
new territories were won which might fairly seem to com-
pensate the church for all that had been wrested from
506
POPEDOM
it in the Old World The cordial co-operation of the
curia with the society of Jesus was suspended, however,
during the pontificate of Urban VIIL (1623-44). A
man of resolute and imperious nature, his conception of
his own prerogatives is indicated by his memorable retort,
when, on one occasion, he was confronted with a quota-
tion from the pontifical constitutions, that the dictum of a
living pope was worth more than those of a hundred dead
ones. He claimed, indeed, the promptest deference for
his decisions ; while the college of cardinals, which he but
rarely assembled in consistory, was treated by him with
little respect. A Florentine by birth, he had witnessed in
his earlier years the bitter struggle between the popedom
and Spain J and it had become the cherished design of
his life to render the States powerful and independent,
and himself, as pontiff, the representative of a formidable
political confederation. To this end he deemed it essen-
tial to prevent the duchy of Mantua from falling into the
hands of a ruler who represented an influence antagonistic
to, or independent of, Spain ; and in pursuit of this policy
he sought the aid of Richelieu. It was the time when
the great cardinal was maturing his designs against the
house of Hapsburg ; and, somewhat singularly, the pope-
dom was thus brought into political alliance with the
statesman who was aiming at the overthrow of the very
power to which Roman Catholicism had been most
indebted for its restoration. In the policy of Richelieu
and that of Urban there was indeed a similar inconsist-
ency. The former, while he persecuted the Huguenots at
home, allied himself with Protestant powers like England,
the United Provinces, and the northern German princi]»ali-
ties ; the latter, while he had recourse to the most rigorous
measures for the suppression of Protestantism in Germany,
allied himself with the power on which that Protestant-
ism mainly relied for support. It is scarcely too much to
affirm to say that Protestantism, in the first half of the
I7th century, owed its very existence on the Continent to
the political exigencies of the popedom. During Urban's
pontificate, in the year 1634, the duchy of Urbino was
incorporated, like Ferrara, into the papal dominions, which
now extended from the Tiber to the Po, uninterrupted
save by the little republic of San Marino.
the policy of Innocemt X. (1644-55) was a complete
reversal of that of his predecessor, whose family he perse-
(juted with implacable animosity. So injurious indeed were
the effects of the contentions produced by these family
feuds on the peace and prosperity of the city that Alex-
ander VII. (1655-67) on his election took an oath before
the crucifix that he would never receive his kindred in
Rome. Not less serious were the dissensions produced by
the strife of political parties. We find an English visitor
to Rome, during Innocent's pontificate, deeming it prudent
to place himself under the protection of two cardinals — the
one representing the French, the other the Spanish faction.
In Innocent's eyes the treaty of Westphalia assumed the
aspect of a twofold disaster : in the humiliation which it
inflicted on the house of Hapsburg ; and in the distinctness
with which it proclaimed the superiority of the state over
the church, by the declaration that aU ordinances of the
canon or civil law which might be found to be at variance
with the provisions of the treaty should be considered null
and void. Innocent even went so far as to denounce the
treaty and to threaten those who assented to its provisions
with excommunication — a menace treated with contemptu-
ous indifference even by the Catholic powers. Throughout
the reign of Louis XTV., indeed, there existed a perfect
understanding between that monarch and the Jesuits;
and with their support he could set the pope himself at
deliance with impunity. Louis asserted more unreservedly
than any of his predecessors the royal privileges known
as the droit de regale. By this ancient right the crown
claimed, whenever a bishopric was vacant, both the
revenues and the distri!..atioa-of patronage attached to
the see as long as the vacancy continued. But in the
southern provinces of Guienne, Languedoc, Provence, and
Dauphine this right had hitherto never been enforced.
Inanedict issued in 1673, however, Louis declared that
the droit de regale would in future be enforced throughout
the whole extent of the royal dominions. It was in vain
that Innocent protested and threatened to excommunicate
those who espoused the royal claims. Louis, who was
supported by the great mass of the French clergy, remained
firm ; and nine years later a further blow was aimed at
papal predominance by the promulgation of the famous
Declaratio Cleri Gallicani. la this notable manifesto,
which was drawn up at St Germains in 1682 and revised
by Bossuet, a formal denial was given to the theory that
the pope had any power over the temporalities of kings ;
the superiority of a general council over the pope was
once again affirmed ; the administration of the affairs of
the church by the pontiff, it was declared, ought in all
cases, to be subject to the canon law, and the papal
authority to be exercised exclusively in connexion with
questions of dogma, but even in such matters the de-
cisions of the pontiff were not infallible and were subject
to revision. Innocent XL (1676-89), who had in the
meantime succeeded to the papal chair, declared these
resolutions to be null and void, and severely censured the
French bishops who had assented to them. His repu-
tation for integrity and a genuine desire to reform the
church gave additional force to his protest. Among other
measures for restoring order in Rome he had deprived the
French ambassador of the much-abused right of asylum
which, by long tradition, attached to the embassy and its
extensive precincts, and afforded shelter to many of the
most desperate characters in the city. The ambassador
refused to yield up the privilege, and Innocent thereupon
excommunicated him. Louis now seized upon Avignon,
took the papal nuncio prisoner, and convened a general
council. It was even believed that he had at one time con-
ceived the design of creating the archbishop of Paris, who
seconded and approved his policy, patriarch of France, and
thus severing the last ties that bound the Gallican Church
to the popedom. The courage arid resolution which Inno-
cent exhibited under these trying circumstances were by
no means inspired solely by the conviction of the justice of
his cause. Perhaps at no period are the interests and sym-
pathies of religious parties to be found presenting a more
complicated study. All Europe at this time was watching
with alarm the rapid aggrandizement of the French mon-
archy ; and Innocent, in his desire to see some check placed
on that aggrandizement, was even far from wishing that
the Huguenots should be expelled from France. With
William of Orange he openly avowed his sympathy, and it
was from secret papers in the cabinet of his minister of
state that Louis, through the agency of a spy, first learned
the prince's designs upon England. While the Jesuits,
again, were co-operating with Louis in his assertion of the
Gallican liberties, the Protestant powers were giving in-
direct support to the maintenance of the papal pretensions.
From the Jesuits Louis also received valuable aid in the
question of the Spanish succession ; and it is to their
machinations that contemporary writers ascribe the fact
that the Bourbon, Philip of Anjou, was named by Charles
II. as the heir to the Spanish monarchy.
The virtues and milder wisdom of Innocent XII. (1691-
1700) won from Louis what the unconciliatory attitude of
his two predecessors. Innocent XI. and Alexander VUJ.
(1689-91) had not been able to obtain. In 1693 Louis
himself notified to the pontiff that the " Declaratiou" would
POPEDOM
50',
no longer bo imposea as obligatory on the Gallican clergy.
Innocent responded by giving his assent to tho above-
meutioned. disposition of the Spanish crown by Charles II.
Otber circumstances concurred to bridge over tho breach
which for half a century had separated the French monarchy
from the popedom. The revocation of the edict of Nantes
(1685) had conciliated both the curia and the Jesuits ; and
in 1699 the feeling of accord between the French monarch
and Innocent was confirmed by the condemnation of
F^nelon's Maximes den Saints. While Protestantism was
bjing crushed in France, Catholicism was obtaining in
o'.her countries the immunities which it would not grant.
la 1697 the elector Frederick Augustus 11. consented to
declare himself a Catholic in order to gain the crown of
Poland, and by this means a certain toleration was secured
for Roman doctrine among a population bigotedly attached
to Lutheranism. In 1713 the celebrated constitution Vni-
ffoiiius Dei Fitius promulgated by Clement XL (1700-21)
not only proved a death-blow to Jansenism, but involved in
nearly the same fate that party which had hitherto fought
tlje battle of liberalism in the Gallican Church. "All the
extravagancies," says a recent writer, " engendered by Jan-
nehism in its later and more questionable developments
lecoiled, however unjustly, upon the system of ecclesiastical
|>olicy vindicated by Gerson, De Jlarca, and Bossuet. Jan-
penism became manifestly dangerous to public order and
the security of the state ; Gallicanism, in the view of a
despotic Government, seemed involved in the same odious
category ; and it was deemed necessary, in consequence, to
visit both with an impartial exhibition of the ^me perse-
cuting rigour" (Jervis, Church of France, ii. 278). Many
of the Jansenists, driven from France, retired to Utrecht,
a church which, without professing Jansenist principles,
long continued to uphold the standard of doctrine fixed by
Tridentine canons in opposition to the dangerous advance
of Jesuitism. The Jansenists were always distinguished
by their resolute opposition to the theory of papal infalli-
bility, and with their fall a chief obstacle to the promulga-
tion of that dogma was removed.
But, v/hile, with respect to the acceptance of doctrine,
the losses of the 16th century were thus materially
retrieved, the popedom was sinking rapidly in political
importance. Its influence in the Italian peninsula dwind-
led to within the limits of the States of the Church ; and
the dynastic succession in Naples and Sicily, in Parma
and Piacenza, underwent a total change without the curia
or the pontifical interests being in any way consulted.
Tlie results, of tho War of the Spanish Succession dis-
appointed in every way the hopes of Clement XI. ; and his
chagrin, when he found himself compelled to recognize the
pretensions of the archduke Charles to the Spanish crown,
was intense. The manner in wJiich the conclusion of the
war demonstrated the growing power of England was again
a sinister omen for the permanence of the papal system.
The order to whose efforts, notwithstanding an excep-
tional experience in France, the popedom had in other
countries been largely indebted was also destined to a
signal reverse. Tho conviction had long been growing up
in tho chief cities of the Continent that wherever tho
representatives of Jesuitism obtained a footing the cause
of public order and domestic peace was placed in jeopardy.
And, while, in distant lands, the vannted successes of the
Jesuit missionaries too often represented tho diffusion of a
merely nominal Christianity, their activity as traders was
a, constant source of irritation to the mercantile communi-
ties. We find, accordingly, tho statesmen of Catholic
Europe exhibiting, id tho middle of tho 18th century, a
remarkable unanimity in their estimate of Jesuitism as a
mischievous clement in society, and also showing an in-
creasing determination to bring all ecclesiastical institu-
tions more and more under the control of tlie civil power.
Carvalho, the Portuguese minister, who had himself become
involved in a deadly struggle with the order at coart, called
upon Benedict XIV. (1740-58) to take measures for
enforcing fundamental reforms among the whole body.
Benedict, who recognized perhaps more fully than any other
pontiff of the century the signs of the times, and who intro-
duced not a few salutary reforms in the general relation^
of the curia, was far from disinclined for the task, but died
before his schemes could be put in operation. His suc-
cessor, Clement XIIL (1758-69), on the other Iiand, pro-
fessed to discern in the Jesuit body the surest stay of the
church, and in 1765 gave his formal sanction to the
peculiar form of devotion which they had introduced,
known as the worship of the Sacred Heart. In 1768 he
condemned their expulsion from France as "a grievous
injury inflicted at once upon the church and the holy see."
The dissensions fomented by their agency at the Bourbon
courts continued, however, to increase ; and in 1769 the
representatives of the chief Catholic powers at the Eoman
court received instructions to present each a formal
demand that the Jesuit order should be secularized and
abolished. Clemeut, who had vainly appealed to the
empress Maria Theresa for the exertion of her influence^
died suddenly of apoplexy on the day preceding that on
which a consistory was to have been held for the purpose
of giving effect to the demands of the powers. It wae
expressly with the view that he -should carry out the
task which his predecessor had sought to evade that Car-
dinal Ganganelli, Clement XIV. (1769-74), was raised to
the pontifical chair, chiefly through the Bourbon interest
Originally a Franciscan friar, and a man of retiring un-
worldly disposition, the new pontiff' was painfully embar-
rassed by the responsibilities attaching to the policy which
he was expected to carry out. At length, after four years
spent in balancing conflicting evidence and overcoming
the scruples of his own mind, he issued the brief Dominui
et Redemptor Hosier, for the s'Uppression of the orderj
which he declared to have merited its ruin by "its rest
lessness of spirit and audacity of action." The remorse
which he was said to have subsequentlj' exhibited, com
bined with his sudden afid mysterious end, were not with
out considerable effect upon his successor, Pius VI. (1775-
99), who observed the utmost caution in carrying out tht
decree of Clement, and devoted his main efforts during his
long pontificate to diverting the mind of Christendom from
questions of doctrine to others of a practical and more
pleasing character. The austere simplicity which had dis-
tinguished tho Roman court in the time of Clement was
exchanged for more than regal pomp and magnificence,
while the i)ontiff's own subjects were benefited by tht
draining of the Pontine marshes, a work of immense labour,
whereby a vast district extending along the sea coast south
of Rome was converted from an unhealthy swamp into a
plain that subserved in some measure the purposes both ol
agriculture and commerce. That the sujipression of tht
Jesuit order had been attended with no little danger to
the interests of tho Roman see was clearly shown by the
progress which liberal opinions now began to make in
Germany. The valuable researches of Muratori, which
appeared in the earlier half of tho 16th century had thrown
a flood of light on all the circumstances of the develop-
ment of the medieval papacy, and his labours as an editor
had served, at the same time, to render tho successive
contemjiorary writers accessible for the first time to the
ordinary scholar. In tho year 1763 the famous treatise
of Nicholas von Ilontheim, suffragan bishop of Treves,
published under tho pseudonym of " Febroniu-s," produced
a profound impression. It was entitled On the State oj
the ChurJi and tM Lcgitinuite Power of tht Roman Bisliop,
508
P 0 P E D 0 I^I
and was mainly devoted to pointing out liow largely
the false decretals, and the application of their doc-
trines, had been made to subserve the later pretensions
of Rome, and more especially her claims to assert the
supremacy of the pontiff over general councils. On the
accession of Joseph II., in 17S0, to the throne of Austria,
a new era commenced throughout the empire. Half the
monasteries and friaries were suiiprcssed. The bulls Uni-
geiiitas and In Ccena Domini were declared null and void
ivithin the limits of the empire. Toleration was extended
to Protestant sect-s and to members of the Greek Church;
and the introduction of papal dispensations within the
Austrian dominions was declared unlawful, unless it could
lie shown that they were obtained without j^ayment. Pius
VI. vainly endeavoured to divert the emperor from his
(lolicy of reform by a personal visit to Vienna in 1782.
He was received with enthusiasm by the populace, but
with coldness by the emperor, and by prince Kaunitz, the
emperor's chief adviser, with absolute rudeness. A few
years later the outbreak of the French Revolution seemed
to portend for the popedom a like fate to that which had
overtaken the Jesuit order. A movement which abolished
tithes, rejected Catholicism as the state religion, and con-
fiscated the property of the church and the' monastic
orders in France was not likely, when its representatives
appeared in Italy, lo deal leniently with papal institutions.
The demeanour of the National Assembly towards Pius
himself had not been disrespectful ; but the outrages on
religious sentiment and decency itself perpetrated by the
Convention drove the alarmed pontiff into the arms of
Austria, with whom and the several reigning Italian
princes he hastily concluded an offensive league. In the
Italian campaign he- met accordingly with no mercy at
the hands of the Directory, and of Bonaparte acting as
their representative. In 1797, first of all at Bologna and
subsequently at Tolentino, the most rigorous conditions
were imposed. The pbntiff was compelled to cede to
France not only Avignon and the Venaissin, but also the
legations of Bologna, Ferrara, and the Romagna— an
extent of territory representing fully a third of the papal
dominions ; while at the same time- a- heavy pecuniary
contribution was levied. Shortly after the peace of
Tolentino (February 1797) Pius was seized with an illness
which seemed likely, at his advanced time of life, to prove
fatal ; and Napoleon, in anticipation of his death, gave
ristructions that no successor to the office should be
elected, and that the papal government should be abolished.
The sequel, however, having disappointed these expecta-
tions, the French ambassador in Rome proceeded through
liis agents to foment an insurrection — a design for w^hich
the demoralized condition of the capital afforded unusual
facilities. The outbreak that ensued was immediately
made the pretext for abolishing the existing rule, and
in its place the Roman republic was proclaimed (15th
February 1798). Neither his estimable character nor
his advanced years served to shield the dethroned pontiff
from wanton cruelty and indignities. He was treated as
virtually a prisoner, his private property confiscated, and
at last, after having been removed from one place of con-
finement to another, he expired at Valence, in August
1799, at the age of eighty-two.
It was under the. protection of a schismatic power, —
that of the emperor of Russia,-:— that, after a lapse of eight
months, Pius VII. (1800-'23) was elected pope at Venice.
To ordinary observers the condition of the papacy at this
time seemed almost hopeless ; and the skill with which
those who guided its policy converted the very theories and
ei'ents of the Revolution itself into a ladder whereby to
regain the ancient vantage-ground is in its way not less re-
markable than that contemporarv career of military genius
which was before long destined to- so sudden an cclipso,
Latin Christendom, observes Bunsen, seems throughout its
history to have been ever vacillating- between two extremes
— that of the grossest superstition and that of the pro-
foundest scepticism, of bigotry and of atheism. It can
scarcely, indeed, be doubted that the tolerance and indiffer-
ence, the results of contempt with respect to all religious
questions, which followed ujion the Revolution largely
favoured the reintroduction of Roman doctrine. By the
curia itself the experiences of the past were interpreted in
a manner eminently favourable to its own pretensions ; the
altar, it was asserted, was ever the surest support of the
throne, and the spiritual authority claimed by the supreme
pontiff afforded the best security for the maintenance of
really free institutions. Pius VII., who as Cardinal Chiara-
monte had at one time affected to approve of democratic
principles, succeeded in gaining the good will of Bonaparte,
and his accession was shortly followed by the concordat of
1801. The First Consul had already astonished the world
by the startling change of opinion to which he gave ex-
pression in the Declaration of Milan, to the effect that
" society without religion is like a ship without a compass";
and, having now resolved on the restoration of a monarchical
form of government, he effected an apparent reconciliation
with the Roman pontiff in order to strengthen his own
hands. Catholicism was re-established as the state religion
of France ; but the confiscated property of the church was
not restored, while the pretended reintroduction of the
papal authority was deprived of all real validity by append-
ing to the concordat certain " articles organiques " whicli
effectually debarred the pontiff from the exercise of any
real jurisdiction within the realm. In the concordat made
with the Italian republic in 1803 the canon law was
revived as the code wher«by all questions not provided
for in new articles were to be decided. Notwithstanding
that he warmly resented the manner in which he had
been duped, Pius was ultimately prevailed upon by the
corfsummate address of Talleyrand to crown Napoleon i.s
emperor in Paris. The immediate result of this imprudent
act, as regarded the popedom, was the apsertion of imperial
rights in Rome itself on the part of the. new emperor, and
a demand that the pontiff should henceforth make common
cause with him against the enemies of France, On his
refusal Pius was made a prisoner, and the temporal sove-
reignty of the Roman see declared to be at an end. At
Fontainebleau, in 1813, a new concordat was wrung from
the infirm and aged pontiff (whose position and treatment
strongly recalled those of his predecessor), and he was
compelled to surrender almost the last remnants of his
authority in France and to disown all claim to rank as a
temporal ruler. Pius VII. survived, however, not only to
witness the overthrow of his oppressor, but to regain with
the Restoration both his spiritual and temporal preroga-
tives ; and it was a notable feature in the proceedings
that his resumption of the traditional pontifical rights in
connexion with the legations was effected, in opposition to
the wishes of Austria, with the support of England. H«
regained his chair, indeed, amid the best wishes of the
Protestant povrers, — a sympathy which, had he chosen to
throw his influence into the scale that favoured advance-
ment and reform, he might have retained unimpaired td
the close of his pontificate. His policy, however, was
thenceforth altogether reactionary. On the one hand he
suppressed the circulation of the Scriptures in the verna-
cular ; on the other, by a bull of 7th August 1814, he
recalled the Jesuits, who since their dispersion in Latin
Christendom had transferre'd the scenp of their labours to
Prussia and Russia. In other respects Pius's adminis^
tratioii of his office was exemplary, and the same may be
said of that of his successors, Leo XIL (1823-29), Pica
POPEDOM
509
Vlir. (1829-30), and Gregory XVir(1831-4G). The
adveisities arising out of the Revolution bad proved a
balutary discii)line. Nepotism ceased to disgrace the papal
court. Ecclesiasticisni itself assumed another tone : its
morality was pure ; its zeal in the performance of its
duties conspicuous. In France there arose a new school,
known as tlio Parti Pretre, the school of Chateaubriand,
Lamennais, and Montalembert, which -rejected the ancient
(Jallican claims and principles, and ever3'where inculcated
loyalty and submission to Rome as the first duty of the
Catholic. In Germany neither the enlightened . and
strenuous efforts of Wessenberg nor the statesmanlike
policy of Metternich could produce concerted action among
the several states, which were accordingly eventually re-
duced to the necessity of each making separate terms with
the curia on an independent basis. The result, in nearly
all cases, was that, in reconstructing its ecclesiastical or-
ganization, and endeavouring at the same time to estab-
lish a certain modus vivendi in its diplomatic relations with
List of the Pontiffs of the Roman Church.
Rome, each state was compelled to make concessions which
largely favoured the re-establishment of ultramontane in-
stitutions. The signal failure of Wessenberg, in his ad-
ministration of the see of Constance, to reintroduce the
principles advocated by "Febronius," may be cited as one
of the most notable instances of the defeat of liberal
principles. In the Netherlands and in Silesia siniilar
reactionary movements took place. In England, the
Catholic Emancipation Act (1829), although conceived'in
a spirit of conciliation, proved, in the embittered rela-
tions then existing with Ireland, of little avail, and in
reality only imparted fresh strength to the machina-
tions of the ultramontane party. The main facts in
the history of the popedom from this period will be
found under the head of Pros IX. (1846-77), pp. 156-8,
supra.
The following list taken from Gams (Series Episcoporum
Romanx Ecclesise) gives the succession of the pontiffs as ac-
cepted by the Roman Church and recorded in its registers.
Date of Election
or Consecration.
Date of Death.
C.41
li. TlilULS
29 vl,
e. 65-67
C.67
S. Linus
\ 23 Ix,
c. 79
C.79
S. Cletus (.AntncMlu)
\ 26 Iv,
c. 91
c91
S. Clemens I.
t 23 xl,
c. 100
f.lOO
S. Evorlslus
t 26 X,
c. 109
C.109
S. Alexander
t Sv,
c 119
C.119
S. Slxtus (Xk-Kw)
t 6lv,
c. 126
!128
S. Telesphurufl
t SI,
137
c.iaa
S. Hyginus
t 111,
142
c.i4a
S. Plus
t 11 vll,
c. 156
1-.167
S. Anlcettu
t 17 Iv,
167
168
S. Soter
t 22 Iv,
c. 176
177
S. Eleutliems
t 26 V,
189
C.190
S. victor I.
t 20 Iv.
c. 202
c.20a
S. Zephyilnlis
t 26 viU,
217
218
S. Callxtus I.
t Hi,
222
222
S. Uibanus I.
t 25 V,
230
230
S. Poiitlanuj
ret. 28 Ix,
235
235 (21 xl, Old.)
S. Antcrus
t 3 1,
236
23e
S. Fabiimus
t 20 1,
250
261 (ill, el.)
S. Cotiiclius
t 14 IX,
263
263 el.
S. Lucius
t 6 III,
254
254 (12 V?, el.)
S. Steph.nnus I.
t 2 vlil,
257
257 vlil
S. Slxtus (.Xystut) IL
t 6 vlil,
268
259 '22 vll, cl.
S. DInnysius
t 26x11,
268
289 6 1, cl.
S. Felix
t 30x11,
274
275 c. b 1
S. Eutychianus
t 8x11,
283
283 17 xll
S. Gains
t 22 Iv,
296
296 30 vl
S. Marcclllnas
t (!2& x),
304
307 cl.
S. Marccllus
t 16 1,
300
309 Iv, el.
S. Euaeblns
t 17 vlil,
309
310 2 vll
S. Melchlades (MiUiadat
t HI,
314
314 31 1
S. Sylvester
t 31 xll,
335
336 19 1
S. Marcus
t 7 I.
336
337 6 11, el.
S. Julius
t 12 Iv,
352
352 22 T
S. Llberlus
t 24 Ix,
see
366 ll
S. Damasus
t 10 xll,
384
3S4 lU
3. SIricius
t 26x1,
398
39 3ll-xU
S. Aoastastus T.
t vtrt. anno
401-2
402
S. Innoccntlus I.
t 12 Ul,
417
417 13 III. cs.
S. Zoslmus
t 26 xll.
418
41S 28 xll
S. Bonlfaclns f.
t 4lx.
422
422 c. 10 U
S. Cmlcsllnus 1.
r c. 26 vll,
432
432 31 vll
S. Slxtus III.
t 18 vlil,
440
440 vUl, el.
S. Leo I.
t 10 xl.
461
461 12 xl, c«.
.1. nilaras
t 21 It
468
488 25 11, cs.
S. SImpllcius
t 2 111,
483
483
S. Felix 111.
t c. 28 II,
492
492 1 111, ca.
S. Gelaslus
t 19 xl,
496
498 c. 24 xl, cs
S. Anastaalns H.
\ etifp. 19 xl,
498
408 22x1
B. Symmachus
rt arpull. 19 vll.
514
514 20 vll, cs.
S. Hoi-nils'las
t lepiilt. 7 vill.
623
623 13 vill
S. Joannes 1.
t 18 V,
628
B26 12 vll, cs.
S. Felix IV.
t mpel. 12 X (?)
530
530 17 Ix, el.
llonlfaclus II.
t tepel. 17 X,
532
532 31 xll, cs.
Joannes 11.
t icpel. 27 V,
535
636 3 VI, cs.
.S. ARapctua I.
t 22 Iv,
636
630 8 VI. cs.
S. Sllvcrlus, txut
Wpcl. 20 vl.
C.538
537 29 lli.cs.
ViKlllus
t 7 vl.
S55
555 p. 7 vl, cs.
Peloalus T
t 3 III.
660
680 14 vll, cs.
Joonnes HL
t upel. 13 vll,
673
; 574 3 vl, c.
Ifenetllclns I
t 31 vU,
678
B78 27 XI, cs.
PeluBlus II.
t ttptl. 6 11,
690
590 3 Ix, cs.
S. UteRoiius I.
t ,cptt. 12 111,
604
604 13 1x,cs.
Sablnlanus
t 22 U.
606
607 1» 11, cs.
Uonlfa'-lus III.
t UpH. 12 xl.
607
808 16 Ix, c<.
S. rionKnilua IV.
t ttpel. 25 v.
616
616 19 X, cs. 1
S. l)ens(lc(llt
t tfpef\ 8 xl.
618
619 23 xll. cs.
nonlfmlus V
t iiptl. 5S X,
625
625 a xl. cs.
Hnnnrlus
t trpil. 12 X,
638
640 2(1 V, cs.
.ScvetJnns
t tepcl. 2 vUl,
640
640 25 III, cs.
Joannes IV.
t Kptt. 12 I,
642
642 24 xl, cs.
Thcodonis 1.
t lepel. " »,
649
640 vl-Tll, c>.
S. Mavtlnus
t txul 16 Ix,
665
eB4lnvlll,cs.
S. Euticnius I.
f tfpet. s vl.
867
Da'e of Election
or Consecration.
657 30 vll, cs.
672 11 Iv, en.
676 2 xl, cs.
678 vl-vil, cs.
682 17 viil.CB.
684 26 vl, cs.
686 23 vll, cs.
688 21 X, cs.
687 x-xil. cl.
701 30 X, cs.
706 1 ill. cs.
708 18 1 (?)
708 26 ill, cs.
715 19 V, cs.
731 11 il, el.
741 3 xll, C8.
752 ill, el.
752 er. ill, el.
757 29 v, CS.
767 6 vll, cs.
768 7 VUl, cs.
772 1 il, el.
795 26 III, el.
816 vl, cl.
817 25 I, c«.
824 v-Tl
827
827 ez. aim.
844 1
847 10 Iv. es.
856 29 Ix, cs.
853 24 Iv. cs.
867 14 xll, cs.
872 14 x.l
882 c. xll
884 c. V, el.
885 c. Ix, el.
891 c. Ix •
890 c. 23 v, cl.
896 a. IIvl.lnu-us.
897 vll, cs.
897 c. xl.
898 c. vl, cs.
900 6-26 vll
903 c. vill
903 c. X
904 29 1, cs.
911 c. Ix, cs.
913 c. xl, cs.
914 15 V, cs.
928 c. Vll, cs.
029 c. II, cs.
931 c. Ul, cs.
938 a. 9 I, cs.
039a. 19vll. cons.
942 a. II xl, cons.
946 c. Iv
956 c. xl, cs.
963 4 xll, cl.
to* T. cl.
65 I X, cs.
973 19 I, cs.
074 X
983 tz. ann.
986 1 Ix, cs.
996 3 T, cs.
990 in. Iv, cs.
1003 13 vl, cs.
1003 25 xll. cs.
1009 p. 20 vl, M.
1012 22 vl, cs.
1024 24vl-I5\ll,cs
1033 I, cs.
1046 I V, Inlr.
Date of Death.
S. Vltallanus
t upeL 27 1,
672
AdeudatuB
t lepel. 16 vl.
678
Donus
ttep. 11 Iv,
678
S. Agatho
t Sep. 10 1,
681
S. Leo 11.
t lep. 8 \i\.
683
S. Benedlctos II
t tep. 8 r.
685
Joannes V.
t 2 vill,
686
Conon
t tepil. 22 Ix,
687
S. Serglus I.
tJe;>*f. Six,
701
Joannes VI.
\ $epr!. 10-11 1.
706
Joannes VII.
t sep. 18 X,
707
SIslnniua
t<cp. 7.1,
708
ConstaJitlnus f.
t 8lv,
715
S.-GrcRorlus II.
♦ seprl. 11 11,
731
S. Gregorlus HI.
t si-p. 29 xl,
741
S. Zachai'las
t tep. 15 III,
762
Stephanus II.
t ez. Ill,
762
StephanuB III.
fsep. 26 Iv,
767
S. PauluB I. .
t 28 vl.
767
ConstantlnuB II,
depof. 6 vlil,
768
Stephanus IV.
f 111,
772
lludrlanus I.
t 25 xll
795
S.Leo 111.
t tep. 12 vl.
813
Steplianus V.
t 24 1,
817
S. Pusclialls I.
t c. 14 t.
824
Engenlus 11.
t vill,
827
Valentlnus
t a. aim.
837
Gregoilus IV.
t 1,
844
Serglus II.
t 27 1,
847
S. Leo IV.
t 17 Ml,
855
Benedlctus III.
t 7 1v,
658
S. Mcolausl.
t 18X1,
867
Hadrianus II.
tf. Ixll,
873
Joannes Vlll.
t U xll,
883
Mailnua I.
tC. V,
884
H.iililannsIII.
t C. Tili-ll
886
Stephanus VL
t c. Ix,
891
Fonnnsus
o t 23 V.
896
Bonifaclus VI.
t c. 6 vl.
896
Steplianus VI. (VII.)
amot. t vil,
897
Rotnanus
t c. II,
897
Thcodorua II.
t poil 20 rfirs
Joannes IX.
t vll.
900
Benedlctos IV.
^ t vill.
003
Leo V.
U. Ix,
G03
Chilstopliorus
'amot. i,
004
Serglus III,
ip. 4lx,
911
Ana^taBiuo
t c. XI,
013
Lando
U. T,
914
Jounnes X.
t in carcere
929
Leo VI.
t c. II.
930
Stephanus VIII.
^ t 16 III,
931
Joannes XI.
t 1,
93S
Lcovi. (VU.)
t Vll
030
Stephanus IX.
tc X,
643
Marlnus II.
f c. !»,
946
Agapetu.s II.
tc 8x1,
966
Joannes XII. lamot
4 III, 063) t 14 V, ,
964
Leo VIII.
f. Ill
966
Benedict V.
tzut
966
Joannes XMI.
r a IX.
073
Benedict VI. ■
t ce<lt. vll.
B74
Bonedletus \l\.
t X,
688
Joannes XIV.
t OKil. 20 vlll.
684
Bonifaclus VII
t Til,
686
Joannes XV.
f in. Iv,
696
Gregoilus V.
t II.
666
Sylvester II. (Ofrbtrfl
Joannes XVII. (Sfcs^j
t 12 V,
1003
f 7 xll.
IOCS
Joannes XVIII.
t VI,
1006
.Serglus IV. ,
t IS-23 Tf,
loia
Benedict VIU.
t 7 It,
1034
Joannes XIX.
t 1,
1033
Benedlctus l.\.
•VltJIUK. 1 T.
1046
Grcftortna VI.
rtt^ffnal.
10 III.
10««
.mo
p o r,— p 0 p
Djite of Election
fir Consecration.
Date of Death.
Date of Election
or Consecrution.
Date of Dcatr. '
1 346 -•-. xii, cs.
Clemens II.
t Ox,
1047
1389 2 xi
ItOllifiK-ilU IX.
t 1 X,
140-(
1048 i; vii, cs.
Datnasus IL
t a viii.
1048
1404 17 X
Innocentius VII.
t Bxi.
140«
1049 IJ ii, cs.
S. Leo IX.
t 19 iv.
1054
1406 2 xii
Oicgoiius XII. (t 1419) resianal. 4 vii,
1410
f 10o5 I'iiv, cs.
Victor II.
t 28 Iii,
1057
1409 26 vi
AlL'..tander V.
t 8 V,
1410
, 1057 2 Yiii, el.
Steplinnu* X.
t 29 iii,
1058
1410 17 V
Jcannes XXIIL (f 22 xl, 1419)
ajHOf. 24 V,
1415
1053 -'i iv, tl.
UciieJict .\.
expuli. c. i, .
1069
1417 U xi
.Mirtinus V.
t 20 ii.
143 L
1059 24 i, C3.
.Nicolaus II.'
t J7 vii,
1061
1431 3 ill
Eugenius IV.
t 23 ii.
1447
.1061 1 X, el. .
.\lexaniier If.
t 21 iv.
1073
1447 6 iu
Nicolaus V.
t 24 iii.
1455
1 1073 22 Ivr, el.
S. Giegoiiua VII.'
t 25 V,
1085
1455 8iv
Calixtus III.
t 6 viil.
1453
1088 24 T, cl.
Victor III,
t lGi.x,
1087
1453 19 viil
Pius II.
t 15 Viii,
146 1
1083 12 iii, el.
Urljunus II.
t 29 vii.
1099
1464 31 viii
Paulm II.
t 28 vii.
1471
1099 13 viii, el,
Pasclialis II.
t211,
1118
1471 9 viii
Sixtus IV.
t 12 viii.
14S(
1 1118 24 1. el.
Gelasius II,
t 29 i.
1119
1484 24 viii
Innocentius VIIL
t 25 vii.
1492
, 1119 2 ii, el. .
CalixtusII.
t 13-14 xii
1124
1492 11 Vlil
Alexander VL
t 18 viii,
1503
1 1124 1.5-10 xii,~el.
HonoTius II.
t 14 ii.
1130
1503 22 ix
Pius III.
t 18 X,
1603
1 1130 14 Ii. el. r
Inniicentius II
t 24 Ix,
1143
1503 1 xi
Julius IL
t 21 ii.
1513
1 1143 26 in, el.
Ccelestimis II,
t 8 iii.
1144
1513 15 iii
Le.i X.
t 1 xii,
1621
1 1144 12 Iii, el.
Lucius II.
t 15 ii.
1145
1522 0 i
lladri:inus Vl,
t 14 ix.
1523
j 1145 15 U, el.
Eu/^enius III.
t 8 vii.
1153
1523 19 xi
Clemens VU.
t 25 ix.
1534
1153 12 vii. cs.
Ana^tasius IV.
t 3 xii.
1154
1534 13 X
I'aulus IIL
t 10 xi.
1649
1154 4 xii, el.
Hadiianus IV.
t lix.
1169
1550 8 u
Julius IU.
t 23 ill,
1656
1159 7ix, el.
Alexander 111.
t aO viii.
1181
1555 9 iv
Marcellus IL
• 30 iv.
1555
1181 I Ix
Lucius III.
t 25 xi,
1185
1555 23 T
Paulns IV.
i 18 viil,
1559
1185 25 si
Urbanos 111.
t 20 X.
1187
1559 25 XU
Pius IV.
\ 9 xii,
1565
1187 21 X, d.
Giegorius VIII.
t 17 ill,
1137
1569 17 1, cs.
S. Pius V.
t 1 V,
1672
1187 19 Xii, el.
Clemens III.
t iii,
1191
1572 26 V
Gregoriiis XIIL
t 10 iv.
1585
1191 30 Iii, el.
Ccele^tiiius III.
t 8 1,
1198
1585 1 V, cs.
Sixtus V.
t 27 vlil,
^ 27 ix,
1690
1198 8 1
Innocentius III.
t 16 vii.
1216
1590 15 ix, el.
Urbanus VII.
1590
1216 19 Til
Honorius III.
t 18 iii.
1227
1590 5 xii
Gregorins .\IV,
I 15 X,
1691
1227 19 iii
Gregovius I.X.
t 21 viii,
1241
1591 29 X, eL
Innocentius IX.
t 30 Xii,
1591
1241 X
Ccelestimis IV.
t 17-18 xi,
1241
1592 30 i, el.
Clemens VIU.
\ 5 iir.
1606
1243 35 Tt
Innocentius IV
t 13 xii.
1254
1605 1 iv, el.
Leo XI.
\ 27 iv.
1606
1254 25 sil
Alexaniisv IV.
t 25 T,
1261
1605 16 V, el.
Paulus V.
t 28 i,
1621
1S61 29 vUl
Urbanus IV.
t 2x,
1264
1621 9 ii
Gregorius XV.
\ 8 vii.
1623
1235 5 ii
Clemens IV.
t 29 xl.
1268
1623 6 viu, el.
Urbanus VIIL
t 29 vii,
1644
1271 1 ix
Gregorius X.
t 111,
1276
1644 15 ix
Innqcentius X.
t 7 I,
,1655
1276 23 il, ct.
Innocentius V.
t 22 vi,
1276
1655 7 iv
-Vlcxander VIL
t 22 V,
(1667
IQ'/e 12 vii, el.
Hadrianus V.
t 17 vlil.
1276
1667 20 vl
Clemens IX.
\ 9 xii,
1669
1376 13 m
Joannes XXI.
t 1ST,
1277
1670 29 iv
Clemens X.
► 22 vii.
1676
1277 25 xi
Nicolaus III.
t 22 viil.
1280
1676 21 Ix
Innocentius XI.
\ 12 vii,
1689
1281 22 ii
Martinus iV.
t 28 iii,
1285
1689 6 X
Alexander VIII.
t Iii,
1691
1285 2 iv
Honorius IV.
t 3 iv.
1287
1691 12 vii
Innocentius XII.
t 27 ix.
1700
1288 15 il
Nicolaus IV.
t 4iv,
12B2
1700 23 xi, eL
Clemens XI.
t 19 iii,
1721
13S4 5 vii
S. Cojlestinus V.
(t 19 V. 1296) 1 «. 13 xU,
1294
1721 8 V
Innocentius XIIL
t 7 ill.
1724
1294 24 xit
Boiiifacius VIII.
t Ux,
1303
1724 29 V
lienedictu.) XIU,
t 21 il,
1730
1303 22 .X
Beuedictus XI.
t 7 vii.
1304
1730 12 vii
Clemens XII.
t 6ii,
1740
1305 5 vi
Clemens V.
t 20 iv.
1314
1740 17 viil
Benedictus XIV,
t 3r,
1768
1318 7 vrii
Joannes XXII.
t 4 xii.
3 334
1758 6 vU
Clemens XIII.
t 2 11,
1769
1334 20 xii
Benediclus .\II.
t 25 iv.
1342
1769 19 V
Clemens XIV.
t 22 ix.
1774
1342 7 V, el.
Cle.-ncns VI.
t e xii.
1362
1775 1511
Pius VL
t 29 vlil,
1799
1352 18 xU
Innt.centius VI.
t 12 ix.
1362
1800 14 iii
Pius VIL
t 20 viU,
1823
1362 28 X
Urba.ius V.
t 19 xii,
1370
1823 23 ix
Leo XII.
t 10 ii.
1829
1370 30 xii
Giegoiius XI.
t 37 iii.
1378
1829 31 iii
Pius VIIL
t 30 xi,
1830
1378 8 iv
Urbanus VI.
t 15 X,
1389
18312 il
Gregoi-ius XVI.
t 1 vi,
1846
[1378 20 Ix
Clemens VII.
antipapn Arm. t 16 i.x.
1394
1846 16 vl, cL
Pius I.X.
t Svi,
1877
1 1394 28 ix
Benedict XIII. (aniol. 26 vii) 1417 t 23 v.
1423]
1877 vi, el.
Leo XIIL
Authorities. — The great series known as the Annales Ecdesiastici
of Baronius, continued by KajTialdus, 42 vols. fol. (1738-56),
represents a laborious but uncritical collection of materials from
ihe earliest times down to the Keformation. The continuation by
A. Theiner, embracing the period 1572-85, is of higher value. In
i critical investigation of the original .sdurces, the great work of F.
Maa-ssen, Geschichte der Quellen uiid der Literatur des canonischen
Rechts ill Abendlande (1871 sq.) is icdisijensable. Milman's History
of Latin Christianity continues to be the fullest and most impartial
source of information in English from the 1st to the 15th century;
this may be supplemented by Gregorovius, Geschichte der Stadl Rom
in Mittclaller vom Zlcn bis \Uen Jahrhundert, 8 vols. (1859-72),
which throws considerable light on the political and social relations
of the city and the papal States ; and also by Thomas Greenwood,
Cathedra Petri, a political History of tlie great Latin Patriarchate,
6 vols. (1856-65). This latter work, although published subse-
quently to the first edition of Milman, was written before it, and,
according to the author, without reference to its pages ; it deserves
the praise of being, at least in the earlier volumes, a piece of learned
nud laborious research on the part of a layman of considerable ac-
Huirements and candid disposition. In a comparison of the views
and treatment of the two foregoing work."?, Wm. von Giesebrecht's
Geschichte der deutschen Kaiser::cit, 5 vols. (5th ed. now publishing),
will be found nseful. A History of the Papacy during ihe Period
of the Reformation, by Canon Creighton (only partly published),
jiromises to furnish a valuable account of this period, derived from
the original sources. From the Reformation, Leopold von Kanke,
Die romischen Pdpste in den Ictzten vier Jahrhundcrtcn, 3 vols. (7th
cd., 1878), is the classic work. A translation of the first edition
into English by Sarah Austin appeared in 1840, and has been fre-
']uently reprinted. H. Gefi'cken, Church and State, translated by
E. F. Taylor, 2 vols. (1877), supplies additional illustration, more
especially of the relations in Germany. Nippold, Handiuch der
neiicslen Kirchengesddchte, 2 vols. (1880-83), traces the subject
from the Ueformation to the present time. The difiBculties attach-
ing to the first commencement, the earlier chronology, and the
episcopal succession are elaborately treated by R. A. Lipsius, Die
Quellen der romischen Petrussage (1872), and Chronologic der r'&mi-
tchcn Dischofe his zur Mittc des vicrtcn Jahrhundorta (1869). For
the abstract treatment of the subject, Thomassin, Vetiis et nova
Ecclesise IHsciplina (1773), supplies the views of the moderate
adherent of tlie Galilean Church as opposed to the ultramontenists;
while the classic though somewhat antiquated discussion by
Bingham in his Antiquities of the Christian Church (1st ed., 1708-
22) gives the corresponding view'of the moderate Anglican. The
treatise of R. Baxmann, Die Politik der Papste, von Gregor I. bis
auf Gregor VIL, 2 vols. (1868-69), is of considerable merit. The
Rcgesta Ponlificum RoTnanornm, edited by Jaffe and Potthast, 3
vols., gives a kind of catalogue raisonni of the pontifical>briefs,
letters, and encycHcals from 67 to 130,4 a.d. Of the letters them-
selves no complete collection has appcWcd ; the volume, edited by
Coustaut (1796) comes down only to 437, the more recent collection
by Thiel embraces only the period 461-523. The Bulls of Innocent
IV. and Benedict XL have recently been edited from the original
MSS. in the Vatican, the former by M. tlie Berger, the latter by
M. Grandjean. For information on technical' points involving the
relations of the popedom to the canon law and the -church at large,
see J. F. von Schultz, Lehrhuch des katholischen Kirchenreehts, 2
vols. (1856-60). The manual- by F. Walter, Lehrhuch des Kirchen-
reehts alter christlichen Confessionen [litti ed., 1871), of which the
first edition appeared iu 1822, illustrates the departure from the
older ecclesiastical code which took its rise in the anti-I^roni«ii
movement. The abuses that arose out of the papal nepotism are
depicted by Gregorio Leti (a convert from Romanism in the 17tli
century) in a well-known volume, — " U Nipotismo di Roma, or the
History of the Pope's Nephews from the lime of Sixtus IV. to Ihe
•death of Alexander VIL, in two parts : written originally in Italian
and Englished by W. A., London, 1669." The tombs of the pontiffs
and the associations they recall are admirably described by Gregoi-o-
vius in a little volume entitled Die Grabdenkmdler der Piipslc |2d
ed., 1881). (J. B. M.)
POPLAE. (Populus), the name of a small group of
arborescent amentaceous plants, belonging to the order
Salicacex. The catkins of the poplars difier from those of
the nearly allied willows in the presence of a rudimentary
perianth, of obliquely cuji-shaped form, within the toothed
F O P L A R
611
LrActeal scales ; tht malt; flowers contain from eight to
thirty stameus ; the fertile bear a one-celled (nearly divided)
ovary, surmounted by the deeply cleft stigmas ; the two-
valved capsule contains several seeds, each furnished with
a long tuft of silky or cotton-like hairs. The leaves are
broader than in most willows, and are generally either
deltoid or ovate in shape, often cordate at the base, and
frequently with slender petioles vertically flattened. Many
of the species attain a large size, and all are of very rapid
growth. The poplars are almost entirely confined to the
north temperate zone, but a few approach or even pass its
northern limit, and they are widely distributed within that
area ; they show, like the willows, a partiality for moist
ground, and often line the river-sides in otherwise treeless
districts. The number of species cannot be very accurately
defined, — several, usually regarded as distinct, being prob-
ably merely variable forms of the same type. All 3rield
a soft easily-worked timber, which, though very perishable
when exposed to weather, possesses sufficient durability
when kept dry to give the trees a certain economic value.
Of the European kinds, one of the most important and
best marked forms is the White Poplar or Abele, F. alba, a
tree of large size, with rounded spreading head and curved
branches, which, like the trunk, are covered with a grey-
ish-white bark, becoming • much furrowed on old stems.
The leaves are ovate or nearly round in general outline,
but with deeply waved, more or less lobed and indented
margins and cordate base ; the upper side is of a dark
green tint, but the lowei surface is clothed with a dense
■white down, which likewise covers the young shoots, —
giving, v/ith the bark, a hoary aspcct_ to the whole tree.
As in all poplars, the catkins expand in early spring, long
before the leaves unfold ; the ovaries bear four linear
stigma lobes ; the capsules ripen in May. A nearly related
form, which may be regarded as a sub-species, F. canescens,
the Grey Poplar of the nurseryman, is distinguishedfrom
ihe true abele by its smaller, less deeply cut leaves, Svhich
are grey on the upper side, but not so hoary beneath as
those of F. alba ; the pistil has eight stigma lobes. Both
trees occasionally attain a height of 90 feet or more, but
rarely continue to form sound timber beyond the first half-
century of growth, though the trunk will sometimes endure
for a hundred »,nd fifty years. The wood is very white,
and, from its soft and even grain, is employed by turners
and toy-makers, while, being tough and little liable to
split, it is also serviceable for the construction of packing
cases, the lining of carts and waggons, and many similar
purposes ; when thoroughly seasoned it makes good flooring
planks, but shrinks much in drying, weighing about 58 Vb
per cubic foot when green, but only 33.^ ft> when dry.
The white poplar is an ornamental tree, "from its grace-
ful though somewhat irregular growth, and its dense hoary
foliage ; it has, however, the disadvantage of throwing up
numerous suckers for some yards around the trunk.
The grey and white poplars are usually multiplied by
long cuttings ; the growth is so rapid in a moist loamy
soil that, according to Loudon, cuttings 9 feet in length,
planted beside a stream, formed in twelve years trunks
10 inches in diameter. Both these allied forms occur
throughout central and southern Europe, but, though now
abundant in England, it is doubtful whether they are
there indigenous. F. alba suffers much from the ravages
of wood-eating larvie, and also from fungoid growths,
•specially where the branches have been removed by prun-
ing or accident; trunks have occasionally acquired a
diameter of 3 feet and upwards.
The aspens form an important section, of which the
Common Aspen of Europe, F. tremula, may be taken as
tJie type, — a tall fast-growing tree v/ith rather slender
tnmk, and grey bark becoming rugged when old ; the
orbicular leaves, toothed on the margin, and slightly
downy when young, are afterwards smooth, dark-green on
the upper and greyish-green on the lower surface ; the
long slender petioles, much flattened towards the outer
end, allow of free lateral motion by the slightest breeze,
giving the foliage its well-known tremulous character.
The aspen is an abundant tree in the northern parts
of Britain, even as far as Sutherland, and is, occasionally
found in the coppices of the southern counties, but in
these latter habitats seldom reaches any large size ;
throughout northern Europe it abounds in the forests, — in
Lapland flourishing even in 70° N. lat., while in Siberia its
range extends to the Arctic Circle ; in Norway its upper
limit is said to coincide with that of the pine ; trees exist
near the western coast having stems 15 feet in circumfer-
ence. The wood of the aspen is very light and soft,
though tough ; it is employed by coopers, chiefly for pails
and herring-casks ; it is also made into butchers' trays,
pack-saddles, and various articles for which its lightness
recommends it ; sabots are also made of it in France, and
in mediaeval days it was valued for arrows, especially for
those used in target practice; the bark is used for tanning
in northern countries ; cattle and deer browse greedily on
the young shoots and abundant suckers. Aspen wood
makes but indifferent fuel, but charcoal prepared from it
is light and friable, and has been employed in gunpowder
manufacture. The powdered bark is sometimes given to
horses as a vermifuge ; it possesses likewise tonic and
febrifugal properties, containing a considerable amount of
salicin. The aspen is readily propagated either by cat-
tings or suckers, but has been but little planted of late
years in Britain. P. trepida, or tremuloidts, is closely
allied to the European aspen, being chiefly distinguished
by its more pointed leaves ; it is a native of most parts of
Canada and the United States, extending northwards as
far as Great Slave Lake. The American Aspen is a
smaller tree than F. tremula, seldom rising to a greater
height than 30 feet, and racely forming timber of any
value ; the wood burns better in the green state than that of
most trees; and is often used by the hunters of the north-
west as fuel; split into thin layers, it was formerly emjiloycd
in the States for bonnet and hat making ; the bark is of some
value as a tonic and febrifuge. P. grandidcntaia, the
Large-leaved American Aspen, is a tree of larger growth,
with ovate or roundish leaves deeply and irregularly serrated
on the margin. The wood is strong, and considered durable
for indoor use ; it is also employed in some districts for
fences ; split into slender strips, it has been applied to the
manufacture of hats, like that of the Canadian aspen.
Some of the most valuable trees of the genus belong to
a section remarkable for the elongation of the fertile
catkins, which become lax towards maturity. P. niyra,
the Black Poplar, one of the most important of this group,
is a tree of largo growth, with dark deeply-furrowed bark
on the trunk, and ash-coloured branches ; the smooth
deltoid leaves, serrated regularly on the margin, are of the
deep green tint which has given name to the tree ; the
petioles, slightly compressed, are only about half tlio
length of the leaves. The black poplar is common in
central and southern Europe and in some of the adjacent
parts of Asia, but, though abundantly planted in Britain,
is probably not there indigenous. The wood b of a
yellowish tint. In former days this was the prevalent
po|)lar in Britain, and the timber was employed for tlio
purposes to which that of other species is applied, but
has boon superseded by F. monili/ent and its varieties ; it
probably furnished the poi)lar-wood of the lioman.H, which,
from its lightness and soft tough grain, was in esteem for
shield-making; in continental Europe it is still in some
rcc^ucst; the bark," in Kussia, is used for tanning IcalliT.
512
P 0 P — P 0 P
■while in Kamchatka it is sometimes ground up and mixed
with meal ; the gum secreted by the buds was employed
by the old herbalists for various medicinal purposes, but
is probably nearly inert ; the cotton-like down of the seed
has been_ converted into a kind of vegetable felt, and has
also been used in paper-making. A closely related form
is the well-known Lombardy Poplar, P. fastigiata, remark-'
able for its tall cypress-like sliape, caused by the nearly
vertical growth of the branches. Probably a mere variety
of the black poplar, its native land appears to have been
Persia or some neighbouring country; it was unknown in
Italy in the days of Pliny, while from remote times it has
been an inhabitant of Kashmir, the Punjab, and Persia,
where it is often planted along roadsides for the purpose
of shade ; it was probably brought from these countries to
southern Europe, and derives its popular name from its
abundance along the banks of the Po and other rivers of
Lombardy, where it is said now to spring up naturally
from seed, like the indigenous black poplar.- It was
introduced into France in 1749, and appears to have been
grown in Germany and Britain soon after the middle of
the last century, if not earlier. The Lombardy poplar is
valuable chiefly as an ornamental tree, its timber being of
very inferior quality ; its tall erect growth renders it use-
ful to the landscape-gardener as a relief to the rounded
forms of other trees, or in contrast to the horizontal lines
of the lake or river-bank where it delights to grow. In
Lombardy and France tall hedges are sometimes formed
of this poplar for shelter or shade, while in the suburban
parks of Britain it is serviceable as a screen for hiding
buildings or other unsightly objects from view ; its growth
is extremely rapid, and it often attains a height of 100
feet and upwards,' while from 70 to 80 feet is an ordinary
size in favourable situations.
P. canadensis, tlie "Cotton-wood" of the western prairies, and
its varieties are perhaps the most useful trees of the genus, often
forming almost the only arborescent vegetation on the great
American pl.iins. The P. canadensis of Micliaux, which may be
regarded as the type of this croup, is a tree of rather large growth,
with rugged grey trunk, and with the shoots or young branches
more or less angular ; the glossy deltoid leaves are sharply pointed,
somewhat cordate at the base, and with flattened petioles ; the
fertile catkins ripen about the middle of June, when their opening
capsules discharge the cottony seeds which have given the tree its
common western name ; in New England it is sometimes called the
'" River Poplar." The cotton-wood timber, though soft and perish-
able, is of value in its prairie habitats, where it is frequently the
only available wood either for carpentry or fuel ; it has been planted
to a considerable extent in some parts of Europe, but in England
A kindred form, P. monilifera, is generally preferred from its larger
tnd njore rapid growth. In this well-known variety the young
shoots are but slightly angled, and the branches in the second year
become round ; the deltoid short-pointed leaves are nsually straight
or even rounded at the base, but sometimes are slightly cordate;
the capsules ripen in Britain about the middle of May. This tree
is of extremely rapid growth, and has been known to attain a height
of 70 feet in sixteen years ; the trunk occasionally acquires a dia-
njeter of from 3 to 5 feet, and, according to Emerson, a tree near
New Ashford, Massachusetts, measured 20 feet 5 inches in circum-
ference ; it succeeds best in deep loamy soil, but will flourish in nearly
»ny moist but well-drained situation. The timber is much used
in some rural districts for flooring, and is durable for indoor pur-
poses when prqtected from dry-rot ; it hjs, like most poplar woods,
the property of resisting fire better than other timber. The native
country of this sub-species has been much disputed; but, though
sfill known in many British nurseries as the " Black Italian Pop-
lar," it is now well ascertained to be an indigenous tree in many
parts of Canada and the States, and is probably a mere variety of
P. canadensis ; it seems to have been 'first brought to England from
Canada in 1772. In America it seldom attains the large size it
often acquires in England, and it is there of less rapid growth than
the prevailing form of the' western plains; the name of "cotton-
wood" is locally given to other species. P. macrophylla or candi-
cans, commonly known as the Ontario Poplar, is remarkable for
its very large heart-shaped leaves, sometimes 10 inches long ; it is
fnnnd in New England and the milder parts of Canada, and is
freijuently planted in Britain ; its growtli ia extremely rapid in
Otoist land ; the buds are covured with a balsamic secrctioQ. Tho
true Balaam Poplar, or Tacamahac, P. lalsamifcra, abundant in
most parts of Canada and the northern States, is a tree of rafber
large growth, often of somewhat fastigiate habit, with round shoots
and oblong-ovate sharp-pointed leaves, the base never cordate, the
petioles round, and the disk deep glossy green above but somewhat
downy below. This tree, the "Hard " of the Canadian voyagcur,
abounds on many of the river sides of the north-western plains ;
it occurs in the neighbourhood of the Great Slave Lake and along
the Mackenzie river, and forms much of the drift-wood of the
Arctic coast. In these northern habitats it attains a large size ;
the wood is very soft ; the buds yield a gum-like balsam, from
which the common name is derived ; considered valuable as an
antiscorbutic, this is said also to have diuretic properties ; it isaa
formerly imported into Europe in small quantities, under the nanje
of " baume focot," being scraped off in the spring and put into
shells. This balsam give? the tree a fragrant odour when the leaves
are unfolding. The tree grows well in Britain, and acquires occasion-
ally a considerable size. A very closely allied variety abounds in
Siberia and Dauria, chiefly distinguished by its wider leav.'s, rounded
growth, and the darker tint of its wood ; a kind of wine, esteemed
as a diuretic, is prepared in Siberia from the buds. Its fragrant
shoots and the fine yellow green of the young leaves recommend it
to the ornamental planter. It is said by Aiton to have been intro-
duced into Britain about the end of the 17th century. (C. P. J.)
POPLIN, or Tahinet, is a mixed textile fabric consist-
ing of a silk warp with a weft of worsted yarn. As the
weft is in the form of a stout cord, the fabric has a ridged
structure, like rep, which gives depth and softness to the
lustre of the silky surface. Poplins are used for dress
purposes, and for rich upholstery work. The manufacture
is of French origin ; but it was brought to England by the
Huguenots, and has long been specially associated with
Ireland. The French manufacturers distinguish between
popelines unies or plain poplins and popelines h dispositions
or Ecossaises, equivalent to Scotch tartans, in both of which
a large trade is done with the United States from Lyons.
POPOCATEPETL (Aztec popocani, "smoking," tepetl,
"mountain"), a burning mountain in Jlexico, in 18° 59'
47" N. lat. and 98° 33' 1" W. long., which along with the
neighbouring and somewhat lower summit of Ixtaccihuatl
(Aztec "White Woman") forms the south-eastern limit of
the great valley in which the capital is built. As it lies
in the province of Puebla, and is the great feature in the
view from that city, it is also called the Puebla Volcano.
With the single exception of Mount Elias in Alaska,
Popocatepetl appears to be the highest peak in North
America, rising as it does in a regular snow-covered cone
to an altitude of 17,853 feet. The main mass of the
mountain consists of andesite, but porphyry, obsidian,
trachyte, basalt, and other similar rocks are also repre-
sented. Between the pine forest (Pinus occiden(alis),
which ceases at a height of 12,544 feet, and the snow
limit, 14,960 feet, there lies a tract of loose sand, largely
composed of grains of sulphur, which renders the ascent
tedious and at times dangerous, though the first 1600 feet
can be accomplished on horseback. On the summit is an
enormous crater measuring 5000. feet across and with a
sheer depth of 2000 feet. The vapours rising from the
solfataras, the mixture of sulphur yellow and ash grey in
the caldron, the dazzling snow on the edges of the crater
walls, and the deep blue of the sky above produce the
most indescribable effects of colour. The highest point of
the mountain is a softly rounded eminence about 30 feet
only from the rim. Sulphur from the crater is regularly
worked by a number of Indians who have their huts at
the foot of the cone, at a height of 12,000 feet. The
paterial is shot down a slide for a distance of between
2000 and 3000 feet, and the workmen also avail them-
selves of this means of descent. At the foot of the -east
slope of Popocatepetl stretches a vast lava field — the
Malpays of Atlachayacatl, which gives birth to the Eio
Atlaco. According to Humboldt, it rises from 60 to 80
feet above the plain, and extends 18,000 feet from east to
west with a breadth of 6000 feet. The date of its formation
P 0 P — P 0 P
513
must be of great antiquity. There have been only two or
three moderate eruptions during the last 300 years, though
smoke continually issues from the crater, and from time to
time vast showers of cinders and stones are shot up.
Ill 1519 Cortes sent a paity of ten men to climb a smoking
mountain which was evidently Popocatepetl ; and in 1522 Francisco
Montafio not only reached the summit but had liiniself let down
into the crater a depth of 400 or 500 feet. No second ascent of the
mountain is rcconlcd till .\|uil (see Brantz Jlaycr, Mexico, vol. ii. )
and November 1S27. Other ascents have been made in 1834, 1848,
ynd subsequent ye.nrs.
POPP^A SABINA. See Neko.
POPPY OIL is obtained by pressure from the minute
oceds of the garden or opium poppy, Papaver somniferum
(see Opium, vol. xvii. p. 787). The white-seeded and
black-seeded varieties are both usca for oil-pressing ; but,
when the production of oil is the principal object of the
culture, the black seed is usually preferred. The qualities
of the oil yielded by both varieties and the proportion
they contain (from 50 to GO per cent.) are the same. By
cold pressure seeds of fine quality yield from 30 to 40 per
cent, of virgin or white oil [huile blanche), a transparent
limpid fluid with a slight yellowish tinge, bland and
pleasant to taste, and with almost no perceptible smell.
On second pressure with the aid cf heat an additional 20
to 25 per cent, of inferior oil {huile de fahrique or huile
russe) is obtained, reddish in colour, possessed of a biting
taste, and a linseed-like small. The oil belongs to the
jinoleic or drying series, having as its principal constituent
linolein ; and it possesses greater drying power than raw
linseed oil. Its specific gravity at 15" C. is 0925; it
remains limpid at - 15° C, but forms a thick white mass
at - 20° C, which does not again become fluid till the
temperature rises to - 2° C. Poppy oil is a valuable and
much used medium for artistic oil painting. The fine
qualities are largely used in the north of France (huile de
ceilletie) and in Germany as a salad oil, and are less liable
than olive oil to rancidity. The absence of taste and
characteristic smell in poppy oil also leads to its being much
used for adulterating olive oil. The inferior qualities are
principally consumed in soap-making and varnish-making,
and for burning in lamps. The oil is very e.xtensively used
in the valley of the Ganges and other opium regions for
food and domestic purposes. By native methods in India
about 30 per cent, of oil is extracted, and the remaining
oleaginous cake is used as food by the poor. Ordinary
poppy-oil cake is a valuable feeding material, rich in nitro-
genous constituents, with an ash showing an unusually
large proportion of phosphoric acid. The seed of the
yellow horned poppy, Glaucium luteum, yields from 30 to
35 per cent.' of an oil having the same drying and other
properties as poppy oil ; and from the Mexican poppy,
Aryemone mexicana, is obtained a non-drying purgative
oil useful as a lubricant and for burning.
POPULATION. The phenomena of population are
the product of physical forces the nature of which it will
be necessai-y to investigate. It will, however, be con-
venient to consider population, in the first place, as a
statical phenomenon, that is, to observe and classify the
principal features it presents, without attempting to in-
vestigate the system of causes of which they are the
effects. Thereafter the dynamical aspects of the .subject,
namely, the general laws governing the forces whose joint
action has produced population, will receive attention.
I. Population, stciliccilly considered, may be defined as
"the totality of human beings existing within a given area
at a given moment of time." This definition is identical
with that adopted by Haushofer (p. 87), except that that
eminent authority thought it unnecessary to add the clause
relating to time. The totality just mentioned is ascertained
in modern times and by civilized nations by the statistical
operation known as the Census (q.v.). It is usual to
obtain by means of a census a good deal of information
beyond the bare fact of the number of personi whose
existence is, for the purposes of the census, taken cogniz-
ance of. Part of this information is obtained for purposes
connected with the administration of the state, such as
that contained in replies to questions as to the religion,
profession, <tc., of the individuals numbered. But these
facts, though highly important, are not facts of popula-
tion strictly speaking. There are two very important
characteristics common to all considerable populations —
namely, the approximate constancy of the distribution of
the population as regards sex and age. A census which
did not distinguish between the number of male and the
number of female persons composing the population of
which it takes cognizance would be seriously defective.
Inquiries as to the height and the girth round the chest
of individuals are usually made in countries where military
service is compulsory, and the degree of prevalence of
bodily defects, such as blindness and deafness, is also noted
for similar reasons ; but such inquiries are the work of
specialists, official and other, and in any case are not in-
cluded in the information obtained from a census. The
age of each individual is, however, easily obtained in tho
course of the operations of the census. We shall now
briefly set forth the general characteristics of a population,
examined at a particular point of time and without refer-
ence to similar phenomena at previous points of time.
Population of the World. — The total population of the
world is, to a large extent, an estimate, inasmuch as in
some countries a proper census has never been taken, while
in many the interval that has elapsed since the last opera-
tion is so long as to reduce it to the level of serving as a
basis for a calculation in which estimates play a large part.
So great, indeed, is the uncertainty in which all such
calculations are involved thav an eminent French statis-
tician, M. Block, abandons all attempt to deal with the
problem, dismissing the subject in the /ollowing note
(Traite, ic, p. 401), — "Nous abstenons de donner lo chiffre
de Tenscmblo de la population do la terre ; pcrsonne ne con-
nait ce chiffre." With this view of the matter we entirely
agree, without, however, any disparagement to the valuable
work done by Behm and Wagner, who have made the popu-
lation of the earth their special study, and are under no
illusions as to the accuracy of the results they have to
offer. The work of these two eminent men of science has
at any rate drawn attention to tho lacunx in our present
Table I. — Estimates of tlu Population of the fVorld.
Author of Estimate
Tear.
Number (In Millions).
16G0
1742
1753
1804
1805
1805
1810
1812
1813
1816
1822
1824
1833
1838
1838
1840
1840
1840
1842
1843
1868
1880
1882
1,000
950-1.000
1,600
437
700
700
C40
766
636
704
732
938
872 .
950
850
750
704
864
1,272
739
1,270
1,456
1,434
Siissmilch
Voltairo
Piiikcrtoii
Fabri
Morso ,
Grabcrg V. Homsb
Balbi
Hasscl
Stein. ...
Fmn?!
Omalius d' Hallo v
Bernoulli
V lloon
Balln
Kolb
XDL — 65
514
POPULATION
knowledge, besides arranging and co-ordinating the great
multiplicity of well-ascertained facts at our disposal. As
civilization advances the area of the unknown or partially
known, which is at present large, will gradually diminish.
Table I. (p. 513 supra), taken from Haushofer's work
(Lehr- u. Uandbuch, p. 90, note 1), ■will show how
greatly the estimates of the world's population have-
varied since people first began to make them. We
venture to say that any person of fair intelligence and
ordinary education would, even -without any statistical
training, come to the conclusion that there was nothing
certain to be known on the subject which these figures
profess to illustrate. The fact that Behm and Wagner's
latest estimate is less than that published by them two
years previously shows how difficult the subject is. We
should add that the reasons given by them for this dis-
crepancy, for even a tyro would have expected a slight
incresise, are quite satisfactory, and add to our confidence
in that part of the investigation for which they profess to
give figures approximatmg to accuracy.
According to Behm and Wagner (JDie Bevolkerang der
Erde, vn.) the following (Table II.) may bo taken as the
population of the sections of the world indicated in June
1882:1—
Area In Square
Kilometres.
Inhabitants.
Kumlier.
Per Sq. Kilo.
Per Sq. Mile.
Europe
9,730,576
44,580,850
29,823,253
38,473,138
g,952,855
4,478,200
327,743,400
795,591,000
205,823,200
100,415,400
4,232,000
82,500
34-0
18 0-
7-0
2-6
0-5
88-0
46-8
18-1
6-7
i's
Africa
America
Australasia..
Polynesia....
Polar regions
Total..
136,038,872
1,433,887,500
10-.=!
271
Sex. — The obstacles which make it difficult to attain even
an approximate statement of the population of the world
prevent us from obtaining any accurate knowledge what-
ever as to the sexual constitution of that population. We
have, however, tolerably accurate information on this
subject for most of the countries of Europe, for the
United States, and for Canada. From the figures available
it is evident that no general proposition can be laid down
on the subject^of the normal proportion of females to
males, except that in so-called " old " countries there is
Table III. — Statement of the Number of Females living in the imdSr-
mentioned Countries for every Thousand Males in the K«.ir
mentioned (Haushofer, p. 216) : —
German Empire
England and Wales..
Scotland
Ireland
Denmark
Norway
Sweden
Austria
Hungary
Italy
Switzerland
France
Belgium
HoUand
United States
Canada
FemjilRs to each
1000 Male«.
1875
1,036
1871
1,054
»>
1,096
1,044
1870
1,026
1865
1,036
1870
1,067
1869
1,041
If
1.002
1870
989
1.046
1872
1,008
1866
995
1869
1,029
1870
972
»»
939
The census of England-and Wales for 1881 gave 1055
females to 1000 males. A slight tendency to an increase
in the proportion is perceptible in some countries, and to
a decrease in others, as the following table (IV.) given by
Wappaus and quoted by Haushofer (p. 217) will show.
The reader -will observe that Wappaus's figures are the
proportions to 100, not to 1000, as in Table IIL
Tear.
Females
to 100
Uales.
Year.
FemaleB
to 100
Hales.
England
Scotland
Ireland . .
1851
i»
1850
1855
104-16
110-02
103-37
103-30
104-14
1850
1851
1846
1849
1850
106-40
101-12
100-47
103-96
95-05
France
Beloiura
Denmark
Holland
United States..
The 1880 census of the United States states the propor-
tion of females to males at 96-54 per cent., which is rather
smaller than that shown in 1870 (97-2 per cent.); but
immigration is still a potent factor in the growth of the
population of that country.
With regard to the causes of the excess of females, aa
in most other social phenomena, our knowledge is verj-
small at present The reason for the broad distinction
between Europe and North America is pretty obvious.
New countries are continually receiving many male and
fewer female immigrants. Probably also, life being ver>
rough in the more unsettled portions of such countries, the
rate of mortality among females is a little higher than in
usually a slight excess of the former.
Table V. — Statement of the "Age Scale" (Altersaufbau) of Oie Population in each of the undermentioned Countries; showing by Semi
Decennial Periods up to 30 Years, and Decennial Periods subsequently, the Number of Persons of each Age out of every Thousand
Persons in the Population.
0-5.
5-10.
10-15.
15-20.
20-25.
23-30.
30-40.
40-50.
50-80.
hO-70.
70-80.
S0-!)0.
4
Over 90.
0-2
German Empire
1875
134
112
102
95
83
76
134
'103
84
51
21 '
England
1871
135
119
107
96
■ 88
78
128
100
73
47
22
5
0-4
l»
136
120
120
105
111
103
100
116
, 87
106'
76
71
122
103
96
99
71
83
49
61
25
23
6
0-8
11
Ireland
Denmark
1870
124
107
102
93
81
75
130
114
85
56
26
I.
0-4
Norway
1865
135
119
106
94
81
,70
131
107
67
62
29
7
0-7
Sweden
1870
118
116
106
91
79 .
73
131
119
85
61
26
'5.
0-3
Austria
1869
130
108
99
93
85
82
138
113
84
47
16
3
0-2
Hungary
147
115
- 108
.95
. 82
86
141
106
70
37
11
2i
0-3
Italy
1870
115
109
100
, 90 ■
87 ■
77 ■
134
115
84
67
24 ,
B
0-6
Switzerland
113 .
106
97
84
81
,80
141
119
89
61
24
4
0-2
France
1872
93
91
87
,84
. 83
72
139
125
104
72
36
7
0-4
Belgium
1866
120
105
, 92
- 88
84 -
78
132
112
89
66
27
6
0-4
Holland 1869
Average for Europe
United States 1871
130
109
94
92
79
78
135
113
84
63
26
5
0-3;
121
108
100
92
87
78
134
112
85
65
24
6
0-4
140
124
123
105 '
96 .80
128
93
69
33
14
3
0 4
Canada
General average ..
1861
174
132
123
117
17
110
76
49
29
12
3
0-5
125
111'
104
94
16fi
133
108
81
62
22
6
0-4
* For more minute inform.itiou see I'eUrmanns At ULkdlungen^ " Erganzungshoft " No. 69.
POPULATION
515
places where women can receive more protection from hard-
ship. On the other hand, even in Europe men run many
risks to which women are not exposed. The subject is a
very interesting one, but cannot be adequately treated except
at much greater length than is possible here, and we must
refer onr readers to spec:'al works for further information.
Age. — The. characteristics of a population from the point
of view of age, which German writers term " Altersauf ban,"
can only be treated very generally. Table V. on p. 514
is quoted by Haushofer (p. 213) from Von Scheel's Hand-
buck der Statislik.
This " age scale " shows us I'ne proportion in which per-
sons of various categories of age are found combined to form
populations. The general characteristics of the groups are
tolerably obvious. It must be remembered that after thirty
years the periods are decenniaL The difference between
the age scale of Europe and that of North America is con-
siderable. In the latter, owing mainly to the fact that
emigrants are usually young, a much larger proportion of
the population than in Europe are under thirty years of
age. On the other hand the age scale of France presents
a feature of an opposite kind, namely, a deficiency of
persons under fifteen years of age, and an excess of those
over forty, as compared with the average of Europe. This
conformation of the age scale may be compared with that
of Hungary, where the number of children is larger and
the number of persons over forty less than the av«rage. It
is probable that the smaller number of children in the one
case and the larger in the other directly lead respectively
to a smaller infant mortality in France than in Hungary.
ha M. Block observes (Trails, p. 409), " Nous avons mains
d'enfants ; mais, grice h, une moindre mortalitd dans le
jeune age, nous avons plus d'adults." It is obvious that
cxteris paribus it is easier to pay the requisite attention
to the rearing of a small number of children than to do
the same foi a larger number.
Careful inquiries into age scales are of very recent
origin, the data required for evaluating those relating to
earlier periods being absent. Moreover, erroneous state-
ments as to their age are made by a much larger number of
persons than might be supposed, sometimes from careless-
ness or ignorance, but also intentionally. The tendency
of women over twenty-five to understate their age, combined
with overstatements of age by girls and young women under
twenty, always tends to make the twenty to twenty-five
section of the age scale unduly large (see Census of England
and Wales, 1881, vol. iv., "General Report"). We must
regard even the age scales now in existence as merely first
approximations, for it is evident that observations obtained
from several censuses must be reduced and combined before
we can feel certain that accidental causes of error have been
eliminated. This is all the more necessary as the age
Bcaleof any given population cannot be regarded as fixed,
any more than the magnitude of the population itself, both
being liable to modifications arising out of the varying
dynamical conditions existing at different periods. And
this brings us to the second portion of our inquiry, in
which we shall indicate in the most general way the
nature of the proximate causes which underlie the pheno-
mena of population considered as a fact existing at a
particular moment of time.
II. Population, dynamically considered, is th^ result of
two pairs of opposing forces, whoso combined action may,
for convenience, be theoretically conceived of as balancing
each other, but which never do so balance as a matter of
fact. A comparison of two successive censuses invariably
shows some "movement of population." In nearly all
civilized countries the movement shown is one of growth
when the body of population examined is large. The
population of a village or a small town may, quite con-
ceivably, show a reduction in number for the period
between two censuses, but this can hardly be the case
with a large town, and still less ■n-ith a nation, unless as
the consequence of some great calamity such as an earth-
quake or a pestilence or a change in the climatic or
economic conditions of the country inhabited. A great
war, of course, produces a certain retardation ef the rate
of increase. Although some of the uncivilized peoples of
the world are rapidly disappearing, the tendency of the
population of the whole world is evidently to increase — at
what rate it is impossible to say, for reasons already
mentioned ; and our inquiry will, therefore, be confined to
peoples regarding whose population we have compara-
tively accurate information for an adequate number of
years.
The causes of the movement of population are internal
and external. The internal arise out of the numerical rela-
tion between the births and deaths of a given period, there
being an increase when there are more births than deaths, a
decrease in the contrary case. Haushofer expresses this
by a formula which is sometimes convenient : — " There
is an increase where the intervals between successive births
are smaller than those between successive deaths " (p.
115). The external are immigration and emigration.
The intensity of these two forces operating on population
depends on a variety of causes, into which we do not
propose to enter. Generally speaking, it may be said that
" new " countries, where the density of population is
small, attract immigrants from countries in which the
density of population is great. The density of population
is expressed by the figure denoting the number of inhabit-
ants per square mile (or square kilometre) of the territory
they occupy. For a discussion of the various political,
social, and economic causes which determine density
of population, we must refer our readers to the works
of Haushofer (p. 173) and Block (p. 456). Before ana-
lysing the components of the movement of population it
will be useful to examine briefly that movement itself,
and ascertain what is its normal rate in civilized countries.
The mode of expressing this rate which is most com-
monly adopted in the exposition of statistics of population
is to state the number of years in which a given popula-
tion "doubles itself." It is not a very scientific method
of expressing the facts, since it assumes that the rate of a
few years will continue for a period of many years, but,
in deference to custom, we give a table constructed in
accordance with it.
Table VI. — Statement of the Yearly Rale of Increase of the Popu-
lation of the underme^ilioned Countries, during the folloxoing
Periods, -with the dumber of Years in which the said Popu-
lations would double themselves, oti the ru-pposilion that the
rales remain unchanged (Wappaua, quoted by Ilaushofcr).
BuU of Calculation.
Approximate
Doubling
Yean.
Tcara.
Annual PeiT«nUgfi
of Increase.
Norway
1845-55
1845-55
1800-55
1852-55
1840-49
1838-48
1852-55
1846-56
1841-51
1842-60
J851-66
1852-55
1-15
0-89
0-88
0-84
0-67
0-58
0-53
0'44
0-23
018
0 14
0 002
61
71
79
83
103
119
131
168
302
386
406
3,162
Saxony
ILDlland
Sardi n ia
Belgium
Austria
Hanover
Wo now proceed to give a table (VII.) constructed by
Signoro Luigi Bodio on the best principles, which sliows the
annual rales of increase of a number of countries, for two
distinct periods, taking account of the important changes
516
POPULATION
of frontier which have occurred during the whole period
covered by the table. If this rectification had not been
made it is obvious that the figures resulting from the
observations of the two periods would not hsve been com-
parable in the case of Italy and several other states
(Block, p. 405 ; Haushofer, p. 1 20). We may mention
that the actually observed yearly rate of increase in the
population of England and Wales between 1871 and 1881
was 1'44 per cent, of the population in 1871.
Fiance
Italy
United KingJom
England and Wales
Ireland
Denmark
Sweden
Norway
Russia in Europe
Austria (Cisleithan)
Hungary
Switzerland
Prussia (without recent
annexations)
Prussia (with recent an-
ne.tations)
Bavaria
Saxony
Wiirteraberg
Holland
Belgium
Portugal
Spain
Poland
Greece
Servia
United States
Period
Obseived.
Yearly
Rate of
Increase.
Period
Observed.
1800-60
1800-61
1801-61
1801-61
1801-61
1801-60
1800-60
1800-60
1851-63
1830-60
1830-60
1837-60
1820-61
1830-61
1818-61
1820-61
1834-61
1795-1859
1831-60
1801-61
1800-60
1823-58
1821-61
1834-59
1860-70
0-48
0-61
0-98
1-37
017
0-93
0-82
0 99
1-20
0-64
0-27
0-59
1-21
116
0-55
1-41
0-34
0-71
0-48
0-39
0-66
0-72
1-22
1-92
2 04
1 860-77
1861-78
1861-78
1860-75
1861-78
1860-78
1860-78
1860-78
1863-75
1860-78
1860-77
1860-78
1861-75
1861-75
0-83
1861-78
0-54
1861-78
1-56
1861-78
0-76
1859-77
0-95
1860-78
0-82
1861-74
1-17
1860-77
0-35
1858-77
1-95
1861-77
0-97
1859-78
1-19
1870-80
2-61
Yearly
Rate of
Increaa& i
0-35
0-71
0-92
1-24
0-46>
111
1-15
0-86
1-11
0-86
0-55
0-60
0-93
> Decrease.
It must be noted 'that, while the table may be relied on
so far as Signior Bodio's treatment of the data goes, the
data for the earlier part of the century are very defective,
and the results deduced from them must be regarded as
less trustworthy than those for the more recent of the two
periods.
The above tables of increase of population include the
effects of immigration and emigration, regarding which
we have nothing further to say in this article, as the causes
of these phenomena are too heterogeneous for general
treatment. Moreover, except in comparatively unimport-
ant cases — unimportant, that is, from our point of view,
but by no means so from the standpoint of the statesman —
the effects of these two causes are small, the main cause of
the growth of population being the internal forces already
mentioned, namely, the birth-rate and the death-rate.
During the earlier half of the century the rate of in-
crease in the United States ranged from 2 J to 3 per cent,
per annum in the successive decades from census to census.
The increase in the population of the United States has
hitherto depended so much on immigration that at present
inquiries into the normal birth and death rates of that
country are very difficult, except in the eastern States.
Of the total population, 50,442,066, as shown in the
census of 188(), no less than 6,619,943, or over 13 per
cent., were foreigners. The fact already mentioned, that
the proportion of women to men is unusually low, serves
to remind us that normal phenomena of population must
not as yet be looked for in the American Union.
The Birth-Eaie. — The birth-rate of a population is the
proportion borne by the number of births in a year to the
number of the population. It might seem that it is easy
to obtain this rate, but aa a matter of fact it is practically
impossible to do so. It is not difficult to ascertain, with
sufficient accuracy, the number of births ; the difficulty is
to ascertain what is the number of the population, for
that number is never the same for two days together. It
is obvious that it would never do to evaluate the birth-
rate of the United Kingdom, say for 1885, by means of
the figures obtained in the censiis taken on April 4, 1881,
and the error would be greater next year, and greater still
the year after. The growth of the population since the
last census must, therefore, be taken into account; but, even
when it has been decided to adopt this plan, there is the
difficulty of fixing on the date up to which the additions
are to be made. The usual practice is to take the popula-
tion of a date as near as possible to the middle of the
year for which the birth-rate is required as the basis for
the calculation. We mention these difficulties as a caution
to students of statistics. The following table (VIII.)
quoted by Haushofer, p. 123, is taken from Bodio's
Movimento dello Siaio Civile (Rome, 1880) ; the figures for
the minor countries have been omitted, and still-births ar^
excluded : —
Period Obserred.
Average Yearly
Number of Blnhalo
100 Inliabitanta.
Italy
1865-78
1865-77
1865-78
1865-77
1870-78
1865-78
1865-77
1865-78
1865-70
1865-77
1870-77
1867-75
1865-77
3-70
2-58
3-56
3-52
2-67
3-87
3-94
4-17
3-88
418
3-08
3-21
3-56
304
3-57
2-88
304
4-93
4-23
England and Wales
Irel.ind
Prussia
Bavaria
Hungary
Switzerland
Beloium
Holland
Spain
Greece
Poland
1 Excluding Poland.
The birth-rate in different countries is influenced by
various circumstances into which it is not possible to enter
at length. The most important circumstance is the pro-
portion borne by the number of women of child-bearing
age to the whole population. There are other circum-
stances which must be kept in rhind in comparing the
birth-rates of different countries, such as the character of
the age scale as a whole, and the density of population,
besides climatic and other physical characteristics of the
environment of the populations examined. The birth-rate
is high in new countries, where there is always a largei
proportion of young men than in old states, and where
the proportion of women of child-bearing age is also large.
The latter circumstance is, we may point out, quite con-
sistent with the statement already _ made, that in new
countries the proportion of women to men is smaller than
in old ones. For an unusually large proportion of the
total number of women in new countries are young.
Some facts relating to the absolute number of births
may here be briefly referred to. The most important of
these is its composition as regards sex. We have already
seen that in most populations there are more women than
men. This is not a consequence of there being more girls
born than boys, for the fact is just the contrary. The
following table (IX.) shows the number of male births to
every 100 female births which took place in the under-
mentioned countries during the periods stated {Moviment«,
&.C., p. 126; Haushofer, p. 218):—
POPULATION
617
Coantries.
lUly
France
England and Wales..
Scotland
Ireland
Prussia
Bavaria
Austria
Hungaiy
Switzerland
Belgium
Holland
Sweden
Spain
Greece
Eoumania
Russia in Europe
Servia
Ptriod of
Observation.
1865-78
186G-77
1865-78
1865-75
1SG5-78
1865-78
1865-78
1865-78
1865-77
1872-78
1865-78
1865-77
1865-78
1865-70
1870-77
1870-77
1867-74
1865-78
Boys born
for 100 OlrU.
104
103
104
106
106
104
103
106
104
99
102
102
106
104
94
105
105
111
On the somewhat anomalous figures we must observe
that those relating to Greece and Servia are possibly to be
explained by the hypothesis of inaccurate returns. We
may add that, if a distinction is made between legitimate
and illegitimate children, it is usually found that the excess
of male births is greater among the latter. In countries,
therefore, where the proportion of illegitimate to legitimate
births is high there will usually be a higher proportion of
male to female births than in countries where there are
not relatively so many illegitimate births (Block, p. 429).
Interesting inquiries have been made into the facts
regarding the distribution of births during the year,
showing that there are, as a rule, more births in some
months than in others, and also as to the influence high
prices for the primary necessaries of life have on the
number of births (Mayr, p. 235).
The Death-Rate. — The death-rate of a population is the
proportion borne by the number of deaths in a year to
the number of the population. The population is to be
reckoned as has been already described in dealing with
the birth-rate. This very important statistical quantity
is sometimes confused with another relating to the same
phenomenon, — namely, the mean duration of life. The
difficulties in obtaining an accurate death-rate are, if any-
thing, greater than in the case of the birth-rate.
Table X. — Statement of the Average Annual Death-rate in the
undermentioned Countries, durin/j the Years stated, excluding
Still-births {Movimcnto, \u Haushofer, p. 137).
Italy
Franco
England and Wales .
Scotland
Irelapd
Prussia
Bivatia
.^ustifa
Hungary
Switzerland
UclL'iuni
Holland
Sweden
Spain
Greece
Koumania
Russiain Europe
Period Obserrcd.
1865-78
1865-77
1865-78
1865-78
1865-78
1865-78
1865-78
1865-78
1865-77
1870-78
1865-78
1865-77
1865-78
1855-70
1865-77
1870-77
1867-75
Average Teurly
Number of Deaths
to 100 Inhabitants.
2-99
2-40
2-20
2-21
1-72
2-72
3-09
318
3-80
2-38
2-32
2-49
1-92
312
2 09
2-65
3-67
This table is sufficient for our purpose, which is to give
a general idea as to the death-rate of these countries.
Much more accurate approximations are, however, needed
for actuarial purposes, and very elaborate valuations of
the death-rate will bo found in G. F. Knapp'a work
Utber die Ermittelung der Sterhlichkeit (Leipsic, 1868).
Great pains have been taken by most civilized states to
obtain accurate figures as to the mortality of the popula-
tion, and the literature dealing with the subject is of great
extent.
We must now show how the death-rate is usually com-
posed as regards age. The following table (XI.) shows the
number of persons out of every hundred deaths who died
at the undermentioned ages in each of the countries named
(Haushofer, p. 143; quoted from the Movimento): —
^
-r--
'*'o
.^.
f^
^^
u „•
if
5,-V
^^
Co
^"J
12
BJ,
M S.*T
2g
S2
£s
-^S
}.ri
l-S
hs
0- 1
26-73
18-79
2476
32-20
40-47
31 80
26-21
22-93
36-Sl
1- 6
21 04
10-51
15-73
16-19
9-77
16-20
8-11
25-20
2118
6-10
4-60
2-98
3-84
4-04
2-37
438
2-62
3-73
500
10-15
208
1-76
1-97
1 66
1-00
1 91
1-59
1-98
2-07
15-20
217
2-49
2-59
1-85
1-22
2-14
2-13
2-39
2-06
10-30
6-45
7-30
3-14
■ 4 63
4-10
6 37
5-58
5-62
4-76
30-40
614
6-40
6-42
6-34
4-65
6 70
C-54
5-90
4-97
40-60
6-45
6-90
6-68
6-62
6-13
6-44
7-17
6-69
6-63
60-60
6-63
8-83
7-02
7 49
7-31
7-84
9-43
7-24
623
CO-70
8 82
12-75
8-32
8-91
10-67
8-84
13-22
e-62
6-38
70-80
814
14-50
9-72
8-07
9-55
6-74
12-39
6-68
4-14
80-90
3-33
6-21
7-60
2-79
3-20
2-35
4-08
2-50
1-06
90-100
0-37
0-57
2-09
0-27
}o-23
r 0-24
\ o-oi
0-27
0-31
0-16
Over 100
0-01
0-01
012
0-02
...
0-01
002
Unknown.
0 03
0-72
0-06
0-04
...
0-19
It will be seen that from nearly one-fifth to nearly one-
third of the deaths were those of children less than twelve
months old. The very high proportion of deaths at this
age in Bavaria was some years ago made the subject of a
special inquiry by Dr Mayr, and it was found to be largely
due to the bad mode of bringing up infants peculiar to
certain localities (Mayr, pp. 91, 319).
The composition of the death-rate in regard to sex must
be touched on briefly. As we have seen, more boys are
born than girls. Owing, however, to the greater mortality
among the former their number is rapidly reduced during
the first few years of life, so that at any given moment
the population is composed as stated in the age scales.
The exact mode in which a given number of persons bom
in the same year disappears by death is shown in the
elaborate tables of mortality used by actuaries. These
tables are difl'crent for different countries and for males
and females. Very elaborate tables of survival were pre-
pared for the British Government in 1883-84 for calculating
annuities.
We cannot here deal with what is known as the
" population question." Any adequate discussion of that
highly important subject would involve considerations
outside the limits of this article. The " population ques-
tion " is a question of conduct, while the present article
seeks only to point out certain well-ascertained facts
regarding the phenomenon of superorganic evolution
called population. The facts in question are general, and,
though sufficient to indicate the nature of the pheno-
menon, and the broad divisions which are most convenient
for its further investigation, are quite insuflicient as the
basis for the formation of any ethical judgment regarding
the actions of the individuals composing the population.
Among tho works that may bo consulted to tlio greatest ad-
vantage by tho sludent are tlio following :—tlio numerous works
of tho lato Dr William Farr, F.R.S., formerly rcgistmrgcneral ;
various works by Dr W. A. Guy, F.R.S. ; those of Adolphc Quctolct;
various monographs by Dr Ernst Eiigol, and other eminent statists
in tlie ofTicial publications of tho Prussian Statistical Olbcc ; various
publicatiims of the Italian Statistical Bureau; the publications of
tlio International Congress of Stiitistics. Systematic treatment of
tho whole subject of population will bo found in tho following
works :'^Bertillon, Mouvements de la PopulaCion dans divers (tat3
de VEurope, Paris, 1877 ; JIuurico Block, I'raili tMorique el
pratique de statistique, Paris, 1878; L. Bodio, ifovintnto dello
stato civile, Rome, 1878 (publication of tho Italian Statistical
Bureau); A. Cibaglio, Storia e teoria delta slatistiea, Jlilsn,
1880; 11. Haasholer, Lehr- und Ilandbueh der Statislik, Vienna,
1882 (W. HO.)
518
P O R — P 0 R
PORBEAGLE, the name of a shark (Zanma comubicaj,
mentioned in the works of older British authors as
" Beaumaris Shark." The short and stout form of its
body contrasts strikingly with its much attenuated tail,
which, however, is strengthened by a keel on each side
and terminates in a large and powerful caudal fin. The
snout is pointed, and the jaws are armed with strong lan-
ceolate teeth, each of which bears a small cusp on each side
of the base (see fig.). The teeth are not adapted for cut-
ting, like the flat triangular teeth of man-eating sharks, but
rather for seizing and holding the prey,
which consists chiefly of various kinds of
fishes and cephalopods. In the upper
jaw there are from thirteen to sixteen
teeth on each side, the third being
remarkable for its small size ; in the Upper and lower tooth
lower jaw from twelve to fourteen. The ot Lanuia.
gill-openings are very wide. The porbeagle attains to a
length of 10 or 12 feet, and is a pelagic fish, not rare in
the North Atlantic and ]\Iediterranean, and frequently
wandering in pursuit of its prey to the British and more
rarely to the American shores. The same species has been
found in Japan and New Zealand, and psrhaps also on the
coast of California, so that the completion of the evidence
as to its cosmopolitan range is merely a matter of time.
Other closely-allied species {L. spallanzanii, L. glauca)
are known to occur in the southern parts of the Atlantic,
from the Mediterranean to the Cape of Good Hope. Very
little is known of the mode of propagation of the por-
beagle, beyond the isolated statement by Pennant that
two embryos were found in a female. No opportunity
should be lost of making further observations on this
point, and of preserving if possible the foetuses in their
enveloping tunics.
PORCELAIN. See Potteev.
PORCUPINE. This word, derived from the French
pore-epic, or " spiny pig," is applied to the members of the
Hystricidx, a family of rodents whose most prominent
peculiarity is their covering of long stout spmes, which
Poronpine.
Tonn a highly efficient protection against enemies, and which
ire better developed in this family than in any other
mammal. Zoologically the porcupines are allied to the
cavies, chinchillas, agoutis, &c., and with them form the
great section Hystricomorpha or porcupine-like rodents (see
Mammalia, vol. xv. p. 420).
The Hystricidse. are readily divisible into two sub-
families according to their geographical distribution, the
HyxtrKina or True Porcupines being confined to the Old
VVorld. and the Spieiherina to the New. The Hystncina
are distinguished by their serai-rooted molars, imperfect
collar-bones, cleft upper lips, rudimentary pollices, smooth
soles,, sis mammffi, and by many important cranial char-
acters. _ They range over the south of Europe, the whole
of Africa, India, and the Malay Archipelago as far east-
wards as Borneo. They are all stout heavily-built animals,
withblunt rounded heads, fleshy mobile snouts, and coats
of thick cylindrical or flattened spines, which form the whole
covering of their body, and are not intermingled with
ordinary hairs. Their habits are strictly terrestrial. Of
the three genera in this section, the first and best-known
is Hystr\x, characterized by its curiously inflated skull, in
which the nasal chamber is often considerably larger than
the bi-ain-case, and by its short tail, tipped with numerous
slender stalked open quills, which make a loud rattling
noise whenever the animal moves. Its longest -knov.u
member is the Common Porcupine {H. a-istaia), which
occurs throughout the south of Europe and North and
West Africa, but is replaced in South Africa by H. afi-icx-
australis, and in India by the Hairy-nosed Porcupine (//.
leucura), whose habits are described in the following notice
extracted from Jerdon's Mammals, of India.
" Bystrix Icuctira is found over a grea't part of India, from the
lower ranges of the Himalayas to the extreme south, but does not
occur in lower Bengal, where it is replaced by if. bengaUnsCs. It
forms extensive burrows, often in societies, in the sides of hills,
banks of rivers and nullahs, and very often in the bunds of tanks,
and in old mud walls, &c. &c. In some parts of the country they
are very destructive to various crops, potatoes, carrots, and other
vegetables. They never issue forth till after dark.iut now and
then one will be found returning to his lair in daylight. Dogs
take up the scent of the porcupine very keenly, and on the
Nilghirls I have killed many by the aid of dogs, tracking them to
their dens. They charge backwards at their foes, erecting their
spines at the same time, and dogs generally get seriously injured
by their strong spines, which are sometimes driven deeply into the
assailant. The porcupine is not bad eating, — the meat, which is
white, tasting something between pork and veal."
Besides the three large crested species of Hystrix above-
mentioned, there are some four or five smaller species
without nuchal crests occuTring in north-east India and
in the Malay region, from Nepal to Borneo. The second
genus of Old -World porcupines is Athentra, the Brush-
tailed Porcupines, much smaller animals than the last, with
long tails tipped with bundles of peculiar flattened spines.
Of the three species two are found in the Malay region
and one in West Africa. Trichys, the last genus, contains
but one Bomean species, T. lipura, externally very like
an Atherura, but differing from the members of that genus
in many important cranial characteristics.
The New-World porcupines, the Synetlierina, have
rooted molars, comjjlete collar-bones, uncleft upper lips,
tuberculated soles, no trace of a pollex, and four mammae
only. Their spines are to a great extent mixed with long
soft hairs; they are less strictly nocturnal in their habits ;
and, with one exception, they live entirely in trees, having
in correspondence with this long and powerful prehensile
tails. They consist of three genera, of which the first is
formed by the common Canadian Porcupine {Erethiion
dorsaim), a stout heavily-built animal, with long hairs
almost or quite hiding its spines, four anterior and fivo
posterior toes, and a short stumpy tail. It is a native of
the greater part of Canada and the United States, where-
ever there is any remnant of the original forest left. Syn-
eikeres, the second genus, contains some eight or ten species,,
known as Tree Porcupines, and found throughout the
tropical parts of South America, one of them extending
northwards into Mexico. They are of a lighter build than
the ground porcupines, are covered with short, close, many-
coloured spines often mixed viith hairs, and their tails are
always prehensile. Their hind feet have only four toes,
owing to the suppression of the hallux, but instead they
have a peculiar fleshy pad on the inner side of the foot
P O R — P O R
519
i
between ■which and the toes boughs and other objects can
be firmly grasped as with a hand. The last genus is
Chatomys, distinguished by the shape of its skull and the
greater complexity of its teeth. It contains only one species,
C. STibspinosiis, a native of the hottest parts of Brazil.
PORDENONE, II (1483-1539), whose correct name
was GiovANKi Antonio Licinio, or Licino, was an eminent
painter of the Venetian school. He was commonly named
II Pordenone from having been born in 1483 at CorticeUi,
a village near Pordenone, — a city of Italy, in the province
of Udine (Friuli). He himself ultimately dropped the
narae of Licinio, having quarrelled wth his brothers, one of
wham had wounded him in the hand ; he then called him-
self Kegillo, or De Kegillo. His signature runs " Antonius
Portunaensis," or "De Portuna,onis." He was created a
cavaliere by Charles V.
As a painter Licinio was a scholar of Pellegrino da S.
D.-miele, but the leading influence which governed his
style was that of Giorgione ; the popular story that he
was a fellow-papU with Titian under Giovanni Bellini is
incorrect. The district about Pordenone had been some-
what fertile in capable painters ; but Licinio excelled
tbem all in invention and design, and more especially in
the powers of a vigorous chiaroscurist and flesh-painter.
L'deed, so far as mere flesh-painting is concerned he was
barely inferior to Titian in breadth, pulpiness, and tone ;
and he was for a while the rival of that great painter in
public regard. The two were open enemies, and Licinio
would sometimes affect to wear arras while he was painting.
He excelled Giorgione in light and shade and in the effect
of relief, and was distinguished in perspective and ■ in
portraits ; he was equaUy at home in fresco and in oil-
colour. He executed many works in Pordenone and else-
where in Friuli, and in Cremona and Venice as well ; at
one time he settled in Piacenza, where is one of his most
ojlebrated church pictures, St Catherine disputing with
the Doctors in Alexandria ; the figure of St Paul in con-
nexion with this picture is his own portrait. He was
formally invited by Duke Hercules II. of Ferrara to that
court; here soon afterwards, in 1539, he died, not with-
out suspicion of poison. His latest works are compara-
tively careless and superficial; and generally he is better
in male figures than in female — the latter being somewhat
too sturdy — and tho composition of his subject-pictures
i? scarcely on a level with their other merits. Pordenone
appears to have been a vehement self-asserting man, to
v^hich his style as a painter corresponds, and his morals
were not unexceptionable. Three of his principal scholars
were Bernardino Licinio, named II Sacchiense, his 8on-in-
Liw Pomponio Amalteo, and Giovanni Maria Calderari.
The following may bo named amone Pordonone's works : — the
picture of 3. Luigi (iiustiniani and other Saints, ori^anally in S.
Maria deir Onto, Venice ; a Madonna and Sainti, in the Venice
academy ; tho Woman taken in Adultery, in the IBerlin museum ;
the Annunciation, at Udine, regarded by Vasari as the artist's
masterpiece, now damap;ed by restoration. In Hampton Court is
a duplicate work, tho I'aintcr and his Family ; and in Burghley
House are two One pictures now assigned to Pordenone — the
Fiuding of Moses and the Adoration of the Kings. These used
to bo attributed to Titian and to Bassano respectively.
PORIFERA. See SIponges.
PORISM. The subject of porisms is perplexed by tho
multitude of diS"erent views which have been held by
famous geometers as to what a porism really was and is.
This article must therefore be limited to a short historical
account (1) of tho principal works of the Greek mathe-
maticians which we know to have been called Porisms,
and (2) of some of the principal contributions to the
elucidation of these works, and conjectures as to tho true
signification of tho term.
Tho treatise which has given rise to the controversies on
this subjcjt is the Poncr^x'. of Euclid, the author cf the I
Elements. For as much as we know of this lost treatise
we are indebted to the CoUeclion of Pappus of Alexandria,
who mentions it along with other geometrical treatises,
and gives a number of lemmas necessary for understanding
it. Pappus states that the porisms of Euclid are neither
theorems nor problems, but are in some sort intermediate,
so that they may be presented either as theorems or as
problems ; and they were regarded accordingly by many
geometers, who looked merely at the form of the enunciar
tion, as being actually theorems or problems, though the
definitions given by the older writers showed that they
better understood the distinction between the three classes
of propositions. The older geometers, namely, defined
a theorem as to TrpoTuvoinvov th aTroSa^iv avrov tov
Tvporeivofjikvov, a problem as to irpof3aKX6fi.ivov tt's koto-
o-K£i')ji/ avTov TOV irpoTdvo/ievov, and finally a porism
as TO 7rpOT€iVOfl€l'OV €tS TTOpitTpAJV aVTOV TOV TTpOTilVOfXCVOV^
Pappus goes on to say that this last definition was
changed by certain later geometers, who defined a porism
on -the ground of an accidental characteristic as to Acijroi'
VTToOecrei tottikov Ofiopyp-aT^s-
Proclus gives a definition of a porism whicti agrees very
well with the fact that EucUd-used the same word Tropia/ia
in his Elements for what is now called by the Latin name
"corollary." Proclus's definition is To Se vopitTjui A«y«Tat
fi^v Itti Trpo/3Xr]/j.dTiiiv rivinv, oTov to, EvkAci'&i yiypa.ii.)ikva.
TTOpLfTfiara. AtytToi 5e iStojs, oral' (k tQv dTroSfSiiyiiivinv
ciAAo Tt fo-iii'o</)ai'7; [<rvvaTro<jiavy (?)] deupyj/xa, /iij vpoOe-
p-eviDV rip-Zvj o Koi Slo. toCto Tropurixa KeKA7jKa(rt ijcnrtp ti
kc/d5os 01' Tijs iina-TrjuoviKTJ^ diroSei^tuis Trdpepyov (ProcL,
Comment. EucL, p. 58 ; cf. p. 80).
Pappus gives a complete enunciation of a porLsm derived
from Euclid, and an extension of it to a more general case.
This porism, expressed in modem language, asserts that,
Given four straight lines of which three turn about the points
in ivhick they meet the fourth, if ttvo of the points of inter-
section of these lines lie each on a fixed straight line, the
remaining point of intersection will also lie on another
straight line ; or. If the sides of a triangle are made to turn
each about one of three fixed points in a straight line, and
if two of the vertices are made to move on ttco fixed straight
lines, taken arbitrarily, the third vertex describes a third
straight line. The general enunciation applies to any
number of straight lines, say, (n-l- 1), of which n can turn
about as many points fixed on the (re-f l)th. Thefre n
straight lines cut, two and two, in
n(n - 1 )
«(n- 1)
2 pomta, - 2
being a triangular number whose sido is (n-l). If, then,
they are made to turn about the n fixed points so that
/ i\ /. .» • n(n- 1) . , . ...
any {n-l) of their — ^— ^ — - points of intersection he on
(n-l) given fixed straight lines, then each of the remaining
joints of intersection,
(n-l)(n-2)
in number, describe.^
a straight line. Pappus gives also a complete enuncia-
tion of one porism of the first book of Euclid's treatise.
This may be expressed thus : If about two fixed points
P, Q wo make turn two straight lines meeting on a given
straight line L, and if one of them cut oif a segment AM
from a fixed straight lino AX, given in position, wo can
determine another fixed straight lino BY, and a point B
fixed on it, such that the segment BM' made by the second
moving line on this second fixed lino measured from B
has a given ratio A to the first segment AM. Tho rest
of tho enunciations given by Pnppus are incomplete, and
ho merely says that he gives thirty-eight lemmas for tho
three books of porisms ; and these include 171 theorems.
Tho lemmas which Pappus gives in connexion with the
porisms arc interesting historically, because he gives (1)
520
P O B I S M
tne fundamental theorem that the cross or anharmonic
ratio of a pencil of four straight lines meeting in a point
IS constant for aU transversals; (2) the proof of the
harmonic properties of a complete quadrilateral ; (3) the
theorem that, if the six vertices of a hexagon lie three
and three on two straight Hnes, the three points of con-
course of opposite sides lie on a straight line.
During the last three centuries this subject seems to
have had great fascination for mathematicians, and many
geometers have attempted to restore the lost porisms
lhu3 Albert Girard expresses in his Traite de TrigonomHrie
a hope that he wiU be able to restore them. About the
same time Fermat wrote a short work under the title
Porumatum Euclidmoruvi renovata doctrina et sub forma
isagoges recentioribus geometris exhibita. He seems to have
concerned himself only with the character and object of
i.uclid s work ; but, though he seems to assert that he has
restored the work, the examples of porisms which he gives
have no connexion with those propositions indicated by
I'appus. Fermat's idea of a porism was that it is nothing
more than a locus. We may next mention Halley, who
published the Greek text of the preface to Pappus's seventh
book with a Latin translation, but with no comments
or ■ elucidations, remarking at the end that he has not
been able to understand this descriptioa of porisms, which
(be maintains) is made unintelligible ty corruptions and
lacunas in the text. Robert Simson was the first to throw
real Lght on the subject. His first great triumph was
the explanation of the only three propositions which
rappus indicates with any completeness. This esplana-
iT?,'^\^ P^'^^^^^'i in tlie Philosophical Transactio,is in
U16; but Simson did not stop there. After his first
success he set himself to investigate the subject of porisms
generally, and the result appears in a work entitled De
Vorumatihus tractatns ; quo doctrinam .porismatum. satis
exphcatam, et in posterum ab oblivione tutam fore sperat
''T°\- ^'^ ^^°''^' lio^ever, was not published untU
alter bimsons- death; it appeared at Glasgow in 1776
as part of a volume, Poberti Sivison, matheseos nuper in
atademta Glasguensi professoris, opera qusedam reliqua.
bimsons treatise, De porismatibus, begins with definitions
ot theorem,_ problem, datum,, porism, and locus. Respect-
ing the porism Simson says that Pappus's definition is too
general, and therefore he will substitute for it the foUow-
ing : Porisma est propositi© in qua proponitur demon-
strare rem ahquam vel plures datas esse, cui vel quibus,
ut et cuilibet ex rebus innumeris non quidem datis, sed
qu« ad ea quae data sunt eandem habent relationem
convenire ostendendum est afi-ectionem quandam com-
munem in propositione descriptam. Porisma etiam in
torma problematis enuntiari potest, si nimirum ex quibus
data demonstranda sunt, invenienda proponantur" A
locus (says Simson) is a species of porism. Then foUows
a ±.atin translation of Pappus's note on the porisms, and
the propositions which form the bulk of. the treatise
Ihese are Pappus's thirty-eight lemmas relating to the
porisms, ten cases of the proposition ■ concerning four
straight hnes, twenty-nine porisms, two problems in iUus-
tration, and some preliminary lemmas. Playfair's memoir
{^rans. Boy Soc. Edin., vol. iii., 1794) may be said to
be a sort of sequel to Simson's treatise, having for its
special object the inquiry into the probable origin of
porisms,— that is, into the steps wiich led the ancient
geometers to the discovery of them. Playfair's view was
that the careful investigation of all possible particular
cases of a proposition led to the observation that (1) under
certain conditions a problem becoraes impossible- (■>)
under_ certain other conditions, indeterminate or capable
ot an infinite number of solutions. These cases could be
enunciated separately, were in a marner intermediate be-
tween theorems and problems, and were called "porisms*
Playfair accordingly defined a porism thus : "A propositior
affarming the possibility of finding such conditions as will
render a certain problem indeterminate or capable of in-
°r'T^\'°'*i*'^"'-" '^^'^ definirion, he maintained,
agreed both with Pappus's account and Simson's definition'
the. obscurity of which he attempts to remedy by the
following translation : " A porism is a proposition in which
It 13 proposed to demonstrate that one or more things are
given, between which and every one of innumerable othei
thmgs not given, but assumed according to a given law
a certain relation, described in the proposition, is to be
shown to take place." i This definition of a porism appears
to be most generally accepted, at least in England. How-
ever, in Liounlle's Journal de mathematiques pures ei
apphqnees (vol. xx., July, 1855) P. Breton published
/iecherches nouvelles sur les porismes d'Eudide, in which he
propounded a difl^erent theory, professedly based on the
text of Pappus, as to the essential nature of a porism.
Ihis was followed in the same journal by a controversy
between Breton and A. J. H. Vincent, who disputed the
interpretation given by the former of the text of Pappus,
and declared himself in favour of the idea of Schooten,
put torward in his Mathematics exercitationes (1657) in
which he gives the name of "porism" to one section.
According to Schooten, if we observe the various numerical
relations between straight lines in a figure and write them
down in the form of equations or proportions, then the
combination of these equations in all possible ways, and
ot new equations thus derived from them, leads to the
discovery of innumerable new properties of the figure, and
bere we have a porism. It must be admitted that, if we
are to judge of the meaning by the etymology of the name
this idea of a porism has a great deal to recommend it.
VVe must, however, be on our guard against applying, on
this view the term "porism" to the process of discovery,
ine Ureek word TropuTfx.a should no doubt strictly signify
the result obtained, but the name is still indicative of the
process The porism is the result as obtained by the pro-
cess which IS itself the cause of the name. So great an
authority as Chasles wrote in 1860 (Les trois livres de por-
ismesdEuchde) that, in spite of the general assent which
^1, n^ theory met with, he considered it to be unfounded
The Pormnsot Euclid are not the only representatives
of this class of propositions. We know of a treatise of
Diophantus which was entitled Porisms. But it is uncer-
tain whether these lost Porisms formed part of the Arith
metics or were an independent treatise. Diophantus refers
to them in the Anthmetics in three places, introducing a
proposition assumed as known with the words ixouiv iv
TOi^TTopca-ixao-iv. These propositions are not, however, all
similar in form, and we cannot by means of them grasp
what Uiophantus understood to be the nature of a porism.
So far as we can judge of his treatise it seems to have
been a collection of a number of ordinary propositions in
the theory of numbers, some of them being mere algebraical
identities. Again, Diophantus should probably be included
among the i/cwrepoi who are said to have substituted a new
definition for that of the ancients, looking only to accidental
not essential characteristics of a true porism. And yet,
in so far as Diophantus's Porisms had no connexion with
geometry, they do not in the least conform to the second
definition of Pappus.
We have by no means exhausted the list of writers who Have pro-
pounded theories on the subject of porisms. It must, however,
suffice merely to mention the chief among the rest of the contribn-
tions to the subiect. These are, besides the papers of Vincent and
I
I
{
This view of porisms is known exclusively by the name of Play-
fair, though, as he himself says, Dugald Stewart bad several years
before defined a porism to be "a proposition affirming the rossibility
of finding one or more of the conditions of an indeterminate theorem."
P O R — P 0 R
521
Breton, the following books or tracts on tho Porisvis of Euclid : —
Aug. liichter, Porismcn nach Simsoii bcarbeiUl (EJbing, 1837) ; Ch.
Hoiisel, " Lcs Porismes d'Euclide," in Liouvilh's'Jcnmal dc malM-
maliqiies purcs el apjiUquecs (2d ser., vol. i., 1856; ; M. Cantor,
"Ueber die Porismcu des Euklid und deren Diwnatoren," in
Schliimilch's Zeilsch.f. Math. u. Phy., 1857, a.ai Liternlurzcilung,
1861, p. 3 sq. ; Th. Leidenfrost, Die Porismen dcs Euklid (J'ro-
gr.imm der Realschule zu Weimar, 1863) ; Fr. Buchbina«r, Sudids
Porismen und Data (Prograinm der kgl. Landesschule, Pforta,
1866). (T. L. H.)
POROS, or PoRO ("The Ford"), an island ofif the east
coast of the Jlorea, separated at its western extremity by
only a narrow channel from the mainland at Trcezen, and
con.sisting of a mass of limestone rock and of a mass of
trachyte connected by a slight sandy isthmus. The town,
which is at the head of an eparchy with 5414 inhabitants
(1879), has its " houses perched among the volcanic rocks,"
and looks down on the beautiful harbour between the
island and the mainland on the south, which between 1830
and 1877 was the seat of a national arsenal.
The ancient Calauria, with which Poros is identified, was given,
according to the myth, by Apollo to Poseidon in exchange for
Delos ; and it became in historic times famous for a temjde of the
sea-god, which formed tho centre of an amphictyony of seven
maritime states — Hermione, Epidaurus, .ffigina, Athens, Prasis,
Nauplia, and Orchomeuus. It «'as there that Demosthenes took
sanctuary with "gracious Poseidon," and, when this threatened to
fail him, sought the more inviolable asylum of death. Tho build-
ing was of Doric architecture and lay on a plateau near the middle
of the limestone part of the island, which now contains a mon-
astery. In the neighbourhood of Poros -Calauria are two small
islands, the more westerly of which contains tho ruins of a small
temple, and is probably tho ancient Sphsria^ or Hiera mentioned
by Pausanias as the seat of a temple of Athena Apaturia. It was
at Poros that the English, French, and Russian plenipotentiaries
met in 1828 to discuss tho basis of tho Greek government.
See Chandler, Travels: Leake, Morfa; Le Bas, Voyage archeolflgique ; Curtius,
Pehponresos; PoiiiUon-Boblaye, Recherches : Bursian, Geographic von Griechen-
latut; aud Raugab^, "Eiu Ausflug nach Poros," in Deutsche lieuuc, 1883. .
PORPHYRY, a name originally applied to a reddish
or purple rock (■n-opil>i'peo% purple) found in Upper Egypt,
principally at Jebel Dokhan, and much used by the
aocients as a decorative stone. This porphyry, the por-
f:do rosso antico of Italian antiquaries, consists of a dark
crimson or chocolate-coloured felsitic base, with dissemi-
nated crystals of white felspar, probably oligoclase. It was
a favourite material with Roman sculptors under the lower
empire, and notwithstanding its excessive hardness was
worked into large sarcophagi and other objects, ornamented
in some cases in elaborate relief. This porphyry was also
ingeniously used for the lower part of tho busts of Roman
emperor.s, the head being executed in another material, while
the porphyry was used for the drajiery, the colour of the
stone suggesting that of the imperial purple. The antique
red porpliyry is often confounded with the rosso antico,
which, being merely a red marble, is a much softer stone.
The terra "porijhyry" has been gradually extended to
a variety of rocks w-hich contain distinct crystals of any
mineral sprinkled through a fine-grained ground. Among
the best known of the ancient porphyries is the porfido
verde antico, or lapis Lacedxmonius, a beautiful rock with
pale-green crystals of Labrador -felspar, found at Mount
TaygetusintheMorca. Thoraeaningof tho word "porpliyry"
has become so vague, in consequence of its application to
many rocks widely differing from each other in composi-
tion, tliat there is a tendency among modern pctrologists
to abandon its use as a substantive, and merely to retain
tho adjective "jiorphyrilic " as a convenient designation
for all rocks which cxhil)it a structure like that of tho
ancient por[ihyry. Any rock, whatever its mincralogical
composition, may therefore become porphyritic by contain-
ing isolated crystals developed in a compact or micro-crys-
talline matrix. Among the finest rocks of this class in
' Snino WTitcrs identify Calauria with one half only of Poros, and
consider that tlie other half was iu autlquity a separate island, to bo
Wentillcd with Sphtcria.
Britain are the porphjritic granites of Cornwall and of
Shap in Westmoreland ; the elvans, or quartz-porphjTies
(see vol. X. p. 233), which occur as dykes cutting through
the slates and granites of Cornwall ; the peculiar rock
termed " luxuUianite " (see vol. xi. p. 49); and the green
and red porphyritic felstones of Cumberland. A beautifid
brown porphyritic felstone occurs at Buchan Ness, on the
coast of Aberdeenshire ; while a rock closely resembling the
antique green porphyry is found on Lambay Island, near
Dublin. For a description of porphyrite, see vol. x. p. 234.
PORPHY'RY (c. 233-306). See Neoplatonism, vol.
xvii. p. 336 sq.
PORPOISE (sometimes spelled Porpus 'and Porpesse).
The word is apparently derived from the French pore and
poiison, or the Italian porco and joesce, and thus corresponds
with some, of the English vernacular appellations, " hog-
fish," "sea-hog," "herring-hog," and the German Mter-
schwein, whence the usual modern French name of the
animal, marsouin. "Porpoise" is commonly used by sailors
to designate all the smaller cetaceans, especially those
numerous species which naturalists call " dolphins " ; but
in scientific language it is restricted to a particular form
constituting the genus Phocxna of Cuvier, of which the
Common Porpoise of the British seas, Phocstna communis,
Cuvier {Delphinus phocxna, Linnaeus), is the type. The
essential characters by which the genus is separated from
the other members of the order Cetacea are described in
the article Mammalia (vol. xv. p. 398).
The common porpoise, when fidl grown, atrams a leiigth
I'lO. 1. — Pliocana communU.
of 5 feet or a little more. The dimensions of an adult
female specimen from the English Channel were as follows :
— length in straight line from nose to median notch between
the fiukcs of tho tail, 62i inches ; from tho nose to the
anterior edge of tho dorsal fin, 29 inches; height of
dorsal fin, 4i- inches; length of base of dorsal fin, 8 inches;
length of pectoral fin, 9 J inches; breadth of pectoral fin,
3A inches; breadth of tail flukes, 13 inches. Tho head is
rounded in front, and differs from that of tho true dolphins
in not having the snout produced into a distinct "beak "
sejiaratod from tho frontal eminence by a groove.' The
under jaw projects about half an inch beyond tho upper
one. The aperture of the mouth is tolerably wide, and is
bounded by stiff inunobilu lips, and curves slightly upwards
at tho hinder end. Tho eye is small, and tho external
ear represented by a minute aperture in tho skin, scarcely
larger than would be made by the puncture of a pin, situ-
ated about 2 inches behind the eye. Tho dorsal fin is
placed near the middle of the back, and is lowand triangular.
Tho pectoral fins are of moderate size, and slightly fitlcate..
522
P 0 R — P O R
Fia. 2.— Teeth of Porpoise,
natural si2e.
Twice
The horizontally-expanded caudal fin is of the form common
to all Cetacea. The external surface, as in the rest of the
order, is smooth, shining, and devoid of hair, though in the
fcctal condition a few iDristles are found near the nose.
The upper parts are dark grey, or nearly black, according
to the light in Tvhich they are viewed, and the state of
moisture or otherwise of the skin ; the under parts are pure
white. The line of demarcation between these colours is
not distinct, washes or splashes of grey encroaching upon
the white on- the sides, and varies somewhat in different
individuals. • Usually it passes from the throat (the
anterior part of which, with the whole of the under jaw, is
dark) above the origin of the pectoral fin, along the middle
of the flank, and descends again to the middle line before
reaching the tail. Both sides of the pectoral and caudal
fins are black. The anterior edge of the dorsal fin is often
furnished with a row of small rounded horny spines or
rather tubercles of very variable number, which have
been thought to indicate a specific distinction between the
animals possessing them {Phocsena tuherndifera. Grey) and
those without them,
but this has not been
confirmed by other
characters. One of the
most characteristic ana-
tomical distini;tions be-
tween the porpoise and
other members of the
Delphinidx is the form
of the tee-th, which
(numbering twenty-three to twenty-six on each side of each
jaw) instead of the usual conical, sharp-pointed, recurved
shape, all have expanded, flattened, spade-like crowns, with
more or less marked vertical grooves, giving a tendency to
a bilobed or often trilobed form (see fig. 2)
The porpoise is sociable and gregarious in its habits,
being usually seen in small herds, and frequents coasts,
bays, and estuaries rather than the open ocean. . It is the
commonest cetacean in the seas around the British Isles,
and not unfrequently ascends the river Thames, having
been seen as high up as Richmond ; it has also been
observed in the Seine at Neuilly, near Paris. It frequents
the Scandinavian coasts, entering the Baltic in the summer;
and it is found as far north as Baffin's Bay, and as far
west as the coasts of the United States. Southward its
range i^ more limited than that of the common dolphin,
as, though very common on the Atlantic coasts of France,
it is not knowTi to enter the Jlediterranean.
It feeds on fish, such as mackerel, pilchards, and herrings,
of which it devours large quantities, and, following the
shoals, is often caught by fishermen in the nets along with
its prey. In former times it was a common and esteemed
article of food in England and in France, but is now rarely
if ever eaten, being commercially valuable when caught
only for the oil obtained from its blubber. Its skin is some-
times used for leather and boot-thongs, but the so-called
" porpoise hides " are generally obtained from a different and
larger sjiecies of cetacean, the Behtga of the northern seas.
A closely similar if not identical species frojn the American
coast of the North Pacific has been described under the name of
Phocseim vomcrina, and another from the mouth of the Kio de la
Plata as P. spinipmnis. Another nearly allied form is Kcomeris
phocasnoidrs, a small species from the Indian Ocean and Japan,
with teeth of the same form as those of the common porpoise,
but fewer in number (eighteen to twenty on each side of each jaw)
and of larger size, and more distinctly notched or lobed on tlie free
edge. It is distinguished from the common porpoise externally by
its entirely black colour and the complete absence of a dorsal fin.
POKPORA, NiccoLA (or Niccolo) Antonio (1686-
1767), operatic composer and teacher of singing, was born
in Naples on 19th August I0S6, and educated at the Con-
aervatorio di Santa !MarJa di I^oreto by Gaetano Greco
and Francesco MancinL His first opera, Bfisilio, was pro-
duced at Naples, his second, Berenice, at Rome. Both
were very successful, and he followed them up by in-
numerable compositions of like character ; but his fame
rests chiefly upon his power of teaching singing — an art
in which he has never been surpassed, if even equalled.
At the Conservatorio di San Onofrio and the Poveri di
G«su Cristo he trained the finest voices of the age.
Farinelli — the greatest singer who ever lived — Caffarelli,
Mingotti, Salimbeni, and other celebrated vocalists owed
all they ever knew to his teaching. Still his numerous
engagements did not tempt him to forsake composition.
In 1725 he visited Vienna, but the emperor Charles VI.
disliked his florid style, especially his constant use of the
trillo, and refused to patronize him. After this rebuff
he settled in Venice, teaching regularly in the schools of
La Pieti and the Incurabili. In 1728 he removed to
Dresden, where he was received with great cordiality by
the electoral princess Maria. In 1729 he was invited to
London as a rival to Handel ; but his visit was an unfor-
tunate one. Little less disastrous was his second visit to
England in 1734,. when even the presence of his pupil,
the great Farinelli, failed to save the dramatic company
known as the " Opera of the NobiUty " from ruin. In
order to fulfil his English engagement he proctu-ed a release
from that previously contracted in Dresden ; but he finally
quitted London in 1736, and again settled in Venice.
There he remained until 1745, when he returned to Vienna
in the suite of the Venetian ambassador, giving lessons in
1754 to the young Joseph Haydn, and returning in 1759
to his birthplace, Naples. From this time Porpora's career
was a series ofmisfortunes. His last opera, Camilla, failed;
and he became so miserably poor that the expenses of hia
funeral were paid by subscription. Yet at the moment
of his death (1767) Farinelli and Caffarelli were living
in princely splendour on fortunes for which they were
indebted to the excellence of the old maestro's teaching.
Porpora was a learned scholar, an accomplished linguist, and a
genial wit. Some excellent stories are told in illustration of this
last-named characteristic. His compositions are masterly and
brilliant, but less remarkable for depth of feeling than for technical
display. The style of his oratorios and cantatas is far more elevated
than that of his numerous operas.
PORSENA or Poesenna, king of Clusium. Sea
Eteueia, vol. viii. p. 635, and Rome.
PORSON, Richard (1759-1808), Ln some respects the
greatest of modern Greek scholars, was born on Christmas
Day 1759 at East Ruston, near North Walsham, in Nor-
folk, the eldest son of Mr Huggin Porson, parish clerk of
the place. His mother was the daughter of a shoemaker
named Palmer, of the neighbouring village of Bacton.
He was sent first to the village school at Bacton, kept by
Mr John Woodrow, and afterwards to that of Happisburgh,
kept by Mr Summers. Here his extraordinary powers of
memory and aptitude for arithmetic were soon discovered ;
his skill in penmanship, which attended him through life,
was very much due to the care of !Mr Summers, who be-
came early impressed with his abilities, and long afterwards
stated that during fifty years of scholastic life he had
never come across boys so clever as Porson and his two
brothers. He was well grounded in Latin by Mr Summers,
remaining with him three years. His father also took
great pains with his education, making him repeat at
night the lessons he had learned in the day. He would
frequently repeat without making a mistake a lesson which
he had learned one or two years before and had never seen
in the interval. For books he had only what his father's
cottage supplied — a book or two of arithmetic, Greenwood's
England, Jewell's Apology, an odd volume of Chambers's
Cyclopxdia picked up from a wrecked coaster, and eight
or ten volumes of the Univei'sal Maaazine.
P O R S O N
523
The brilliant promise of the parish clerk's son naturally
became known to the clergyman ; and when he was eleven
years old the Rev. T. Hewitt, the curate of East Ruston
and two neighbouring villages, took charge of his educa-
tion, keeping him and one of his brothers at his house at
Bacton during the week, and sending them home for the
Sunday. Jlr Hewitt taught him with his own boys, taking
him through the ordinary Latin authors, Cassar, Terence,
Ovid, Tind Virgil ; before this he had made such progress
in mathematics as to be able to solve questions out of the
Ladies' Diary. In addition to this Mr Hewitt brought
him under the notice of Mr Norris of Witton Park, who
sent him to Cambridge and had him examined by Professor
Lambert, the .two tutors of Trinity, Postlethwaite and
Collier, and the well-known mathematician Atwood, then
assistant tutor ; the result was so favourable a report of
his knowledge and abilities that Mr Norris determined to
provide for his education so as to fit him for the university.
This was in 1773. It was found impossible to get him
into Charterhouse, and he was entered on the foundation
of Eton in August 1774.
Of his Eton life Porson had not very pleasant recollec-
tions, but he was a popular boy among his schoolfellows ;
and two dramas he wrote for performance in the Long
Chamber are still remembered. His marvellous memory
was of course noticed ; but at first he seems to have some-
what disappointed the expectations of his friends, as his
composition was weak, and his ignorance of quantity kept
him behind several of his inferiors. He went to Eton too
late to have any chance of succeeding to a scholarship at
King's CoUege. In 1777 he suffered a great loss from the
death of his patron Mr Nonis ; but contributions from
Etonians to aid in -the funds for his maintenance at the
university were readily supplied, and he found a successor
td Mr Norris in Sir George Baker, the well-known phy-
sician, who was at that time president of the college of
physicians. And chiefly through his means Porson was
entered of Trinity College, Cambridge, as a pensioner on
28th March 1778, and commenced his residence there soon
afterwards, matriculating in April of that year. It is said
that what first biassed his mind towards critical researches
was the gift of a copy of Toup's Longinus by Dr Davies,
the headmaster of Eton, for a good exercise ; but it was
Bentley and Dawes to whom he looked as his immediate
masters. His critical career was begun systematically
while an undergraduate ; and it was doubtless during the
period of his residence at Cambridge that his marvellous
stores of learning were laid up for future use. He became
a scholar of Trinity College in 1780, won the Craven uni-
versity scholarship in 1781, and took his degree of B.A.
in 1782, as third senior optime, obtaining soon afterwards
the first chancellor's medal for classical studies. The same
year he was elected Fellow of Trinity CoUege, a very un-
usual thing for a junior bachelor of arts, as the junior
bachelors were very rarely allowed to be candidates for
fellowships, a regulation which lasted from 1667 when
Isaac- Newton was elected till 1818 when Connop Thirl-
wall became a fellow. Porson graduated M.A. in 1785.
Having thus early secured his independence, he turned
his thoughts to publication. The first occasion of his ap-
pearing in print was in a short notice of Schutz's JEschylus
in Maty's Review, written in 1783. This review contains
several other essays by his hand.; especially may bo men-
tioned the reviews of Brunck's Aristophanes (an admirable
specimen of clear and vigorous English, and containing a
very able summary of the Greek comic poet's chief excel-
lences and defects), Weston's Hermesianax, and Hunting-
ford's Apology for the Monostrophics. But it was to the
tragedians, and especially to ./Eschylus, that his mind vas
thee chiefly directedL He began a correspondence with
David Ruhnken, the veteran scholar of Leyden, requesting'
to be favoured with any fragments of .(Eschylus that
Ruhnken had come across in his collection of inedited
lexicons and grammarians, and sending him, as a proof
that he was not undertaking a task for which he was un-
equal, some specimens of his critical powers, and especially
of his restoration of a very corrupt passage in the Supplices
(673-677) by the help of a nearly equally corrupt passage
of Plutarch's Erotietis. As the syndics of the Cambridge
press were proposing to re-edit Stanley's ^schylus, the
editorship was offered to Porson; but he declined to
undertake it on the conditions laid down, namely, of re-
printing Stanley's corrupt text and incorporating all -the
variorum notes, however worthless. He was especially
anxious that the Medicean MS. at Florence should be col-
lated for the new edition, and offered to undertake the
collation at an expense not greater than it would have
cost if done by a person on the spot ; but the syndics re-
fused the offer, the vice-chancellor (then Mr Torkington,
master of Clare Hall) observing that Mr Porson might
collect his MSS. at home.
In 1786, a new edition of Hutchinson's Aiialasis of
Xenophon being called for, Porson was requested by the
publisher to supply a few notes, which he did in conjunc-
tion with the Rev. W. Whiter, editor of the Etyniologiam
universale. These give the first specimen of that neat
and terse style of Latin notes in which he was afterwards
to appear without a rival. They also show already his
intimate acquaintance with his two favourite authors,
Plato and Athenfeus, and a familiarity vith Eustathius's
conmientary on Homer. ■
The next year, 1787, the Notx brevi.iad Toupii Emenda-
tiones in Suidam, were written, though they did not
appear till 1790 in the new edition of Toup's book pub-
lished at Oxford. These first made Porson's name known
as a scholar of the first rank, and carried his fame beyond
England. The letters he received from Heyne and Her-
mann, still preserved in the library of Trinity College,
and written before his Euripides was published, afford a
sufficient proof of this. In his notes he does not hesitate
to point out the errors of Toup and others ; at the same
time he speaks of Toup's book as "opus illud aureum,"
and states that his writing the notes at all is due to the
admiration he had for it. 'They contain some very brilliant
emendations of various authors ; but the necessity of
having Toup's owti notes with them has prevented their
ever being reprinted in a separate form.
During this year, in the Gentleman's Maganne, he wrote
the three letters on Hawkins's Life of Johnson which have
been reprinted by Mr Kidd in his Tracts and Criticimu
of Porson, and in the volume of Porson's Correspondence.
■They are admirable specimens of the dry humour so
characteristic of the writer, and afford also proofs of his
intimate acquaintance with Shakespeare and the other
English dramatists and poets. In the same periodical, iri
the course of the years 1788 and 1789, appeared the
Letters to Archdeacon Trains, on the spurious verse 1 John
V. 7 (collected in 1790 into a volume), which must be
considered to have settled the question as to the spurious-
ness of the verso for ever. Gibbon's verdict on the book,
that it was " the most acute f^nd accurate piece of criticism
since the days of Bentley," may be considered as some'
what partial, as it was in defence of him that Porson
had entered the field against Travis. But in the very
masterly sketch of Gibbon's work and style in the pre-
face Porson does not write in a merely flattering tone.
It is to be wished that on such a subject the tone of levity
had been modified. But Porson says in his preface that
he could treat the subject in no other manner, if he treated
it at all : " To peruse such a mass of falsehood aud
524
P 0 R S O N
sopnistry and to write remarks upon it, without sometimes
givmg way to laughter and sometimes to indignation, was,
to me at least, impossible." Travis has no mercy shown
him, but he certainly deserved none. One is equally
struck with the thorough grasp Person displays of his
subject, the amount of his miscellaneous learning, and the
humour that pervades the whole. But it was then the
unpopular side : the publisher is said to have lost money
by the book ; and one of his early friends, Mrs Turner of
Norwich, cut down a legacy she had left Porson to £30
on being told that he had written what was described to
her as a book against Christianity.
During the years, that followed he continued to contri-
bute to the leading reviews, writing in the Monthly Review
the articles on Robertson's Parian Chronicle, Edwards's
Plutarch, and Payne Knight's Essay on the Greek Alphabet.
He gave assistance to Beloe in one or two articles in the
British Critick, and probably wrote also in the Analytical
Revieio and the Critical Eevieto.
In the year 1792 his fellowship was no longer tenable
by a layman ; and, rather than undertake duties for which
he felt himself unfit, and which involved subscription to
the Articles (though he had no difficulty as to signing a
statement as to his conformity with the liturgy of the
Church of England when elected Greek professor), he
determined not to take holy orders, which would have
enabled him to remain a fellow, and thus deprived him-
self of his only means of subsistence. He might have
been retained in the society by being appointed to a lay
fellowship, one of the two permanent lay fellowships which
the_ statutes then permitted falling vacant just in time.
It IS said that this had been promised him, and it was
certamly the custom in the coUege always to appoint the
senior among the existing laymen, who otherwise would
vacate his feUowship. But the master (Dr Postlethwaite),
who had the nomination, used his privilege to nominate a
younger man (John Heys), a nephew of his own, and thus
Porson was turned adrift without any means of support.
A subscription was, however, got up among his friends
to provide an annuity to keep him from actual want ; Mr
Cracherode, Mr Cleaver Banks, Dr Burney, and Dr Parr
took the lead, and enough was collected to produce about
£100 a year. He accepted it only on the condition that
he should receive the interest during his lifetime, and
that the principal, placed in the hands of trustees, should
be returned to the donors at his death. When this occurred
they or their survivors refused to receive the money, and
the Porson prize at Cambridge was founded with this sum
to perpetuate his name.
After the loss of his fellowship he continued chiefly to
reside in London, having chambers in Esses Court, Temple,
—occasionally visiting his friends, such as .Dr GoodaU at
Eton and Dr Parr at Hatton. It was at Dr Goodall's
house that the Letters to Travis were written, and at one
period of his life he spent a great deal of time at Hatton.
While there he would generally spend his mornings in the
hbrary, and for the most part in silence; but in the
evenings, especially if Parr were away, he would collect
the young men of the house about him, and pour forth from
the rich stores of his memory torrents of every kind of
literature— " pages of Barrow, whole letters of Richard-
son, whole scenes of Foote, favourite pieces from the
periodical press." The charms of his society are described
as_ being then irresistible. "Nothing," said one of his
friends," could be more gratifying than a t4te-k-tete with
tim ; his_ recitations from Shakespeare, and his ingenious
etymologies and dissertations on the roots of the English
language were a high treat." " Nothing," says another,
I' came amiss to his memory; he would set a child right
va. his twopenny fable-book, repeat the whole of the moral
tale of the Dean of Badajos, or a page of Athensus on
cups, or Eustathius on Homer." An anecdote is told of
his repeating the Rape of the Lock, making observations
as he went on, and noting the various readings ; of which
one of the company said, "Had it been taken down from
his mouth and published, it would have made the best
editioti of that poem yet in existence."
In 1792 the Greek professorship at Cambridge became
vacant by the resignation of Mr Cooke. To this Porson
was elected without opposition, and he continued to hold
It till his death. The duties- then consisted in taking a
part in the examinations for the university scholarships
and classical medals. It was said he wished to give
lectures ; but lecturing was not in fashion in those days,
and he did far more to advance the knowledge and study
of the Greek language by his publications than he could
have done by any amount of lecturing. It must be re-
membered that the emoluments of the professorship were
only £40 a year. The authors on which his time was
chiefly spent were the tragedians, Aristophanes, Athenceus,
and the lexicons of Suidas, Hesychius, and Photius. This
last he twice transcribed (the first transcript having been
destroyed by a fire at Perry's house, which deprived the
world of much valuable matter that he had written on
the margins of his books) from the original among the
Gale MSS. in the library of Trinity College. Of the bril-
liancy and accuracy of his emendations on Aristophanes,
the fragments of the other comic poets, and the lexico-
graphers he nad a pleasing proof on one occasion when he
found how often in Aristophanes he had been anticipated
byBentley, and on another when Schow's collation of the
unique MS. of Hesychius appeared and proved him right
in "an incredible number" of instances.
In 1795 there appeared from Foulis's press at Glasgow
an edition of .iEschylus in folio, printed with the same
types as the Glasgow Homer, without a word of preface
or anything to give a clue to the editor. Many new read,
ings were inserted in the text with an asterisk affixed,
while an obelus was used to mark many others as corrupt,
It was at once recognized as Person's work ; he had super-
intended the printing of a small edition in two vols. 8vo, but
this was kept back by the printer and not issued till 1806,
still without the editor's name. There are corrections of
many more passages in this edition than in the folio ; and,
though the text cannot be considered as what would have
gone forth if with his name and sanction, yet more is done
for the text of Ji^schylus than had been accomplished by
any preceding editor. It has formed the substratum for
all subsequent editions. It was printed from a copy of
Pauw's edition corrected, which is still preserved in the
library of Trinity College.
Soon after this, in 1797, appeared the first instalment
of what was intended to be a complete edition of Euripides,
— an edition of the Recuha.
In the preface he pointed out the correct method of writing
seyeral words previously incorrectly written, and gare some speci-
mens of his powers on the subject of Greek metres. The n ,tes are
very short, almost entirely critical ; but so great a range of learn-
ing, combined with such felicity of emendation whenever a corrupt
passage was encountered, is displayed that there was never any
doubt as to the quarter whence the new edition had proceeded. He
expressly avoided the office of interpreter in his notes, which may
well be wondered at on recollecting how admirably he did translate
when he condescended to that branch of an editor's duties : " si qui3
erat locus Anglice exhibendus," says Dobree, " turn vero omnes in
stu'jiorem dabat."
His work, however, did not escape attack ; Gilbert "Wakefield
had already published a Tragcediarum Delectus ; and, conceiving
himself to be slighted, as'there was no mention of his labours in
the new Jlecuba, he wrote .a "diatribe extemporalis" against it, a
tract which for bad taste, bad Latin, and bad criticism it would not
be easy to match. And Gottfried Hermann of Leipsic, then a very
young man, who had also written a work on Greek metres, which.
P O R — P O R
525
Dr Elmsley has styled " a took of which too much ill cannot easily
be said," issued an edition of the Hecuha, in which Person's theories
were openly attaclied. Person at first took no notice of either, but
went on quietly with his Euripides, publishing the Orestes in 1798,
the Phcenissss in 1799, and the Medea in 1801, the last printed at
the Cambridge press, and with the editor's name on the title-page.
But there are many allusions to his antagonists in the notes on such
points as the final y, the use &f accents, &c. ; and on v. 675 of the
Medea he holds up Hermann by name to scorn in caustic and
taunting language. And it is more than probable that to Hermann's
attack we owe the most perfect of his works, the supplement to the
preface to the Beeuba, prefijced to the second edition published at
Cambridge in 1802. Person's dislike of composition made him
indolent, but he came forward now in his own defence, and probably
of all the pieces of minute criticism that have appeared on those
subjects the first place must be given to this. The beauty of the
style, the steps by which the reader is carried on from one point
to another, and the richness of illustration make it one of the
most entertaining of diatribes. The metrical laws promulgated
are laid down clearly, illustrated with an ample number of examples,
and those that militate against them brought together and corrected,
so that what had been heyond the reach of the ablest scholars of
preceding times is made clear to the merest tyro. It is here that
the laws of the iambic metre are fully explained, and the theory
i)f the pause stated and proved, which had been only alluded to in
the first edition. A third edition of the Hceuha appeared in 1808,
and he left corrected copies of the other plays, of which new editions
appeared soon after his death ; but these four plays were all that
was accomplished of the projected 'idition of the poet. Person lived
six years after the second edition of the Eeeuia was published, but
his natural indolence and procrastination led him to put off carry-
ing on the vork till death put a stop to this and all other literary
projects. He found time, however, to execute his collation of the
Harieian MS. of the Odyssey, published in the Grenville Homer in
1801, and to present to the Society of Antiquaries his wonderful
conjectural restoration ef the Resetta stone.
In 1806, when the London Institution was founded
(then in the Old Jewry, since removed to Finshury Circus),
he was appointed principal librarian with a salary of £200
a year and a suite of rooms ; and thus his latter years
were made easy as far as money was concerned.
Among his most intimate friend!* was Perry, the editor
of the Ifominff Chronicle; and this friendship was cemented
by his marriage wjth Perry's sister, Mrs Lunan, in Novem-
ber 1796. The marriage was a happy one for the short
time it lasted, as Porson became more attentive to times
and seasons, and would have been weaned from his habits
of drinking ; but she sank in a decline a few months after
her marriage (12th April 1797), and he returned to his
chambers in the Temple and his old habits. Perry's friend-
ship was of great value to him in many ways ; but it
induced him to spend too much of his time in writing for
the Morninff Chronicle ; indeed he was even accused of
" giving up to Perry what was meant for mankind," and
the existence of some of the papers he wrote there can be
only deplored.
For some months before his death he had appeared to
be failing : his great memory w^as not what it had been,
an J he had some symptoms of intermittent fever ; but on
19th September 1808 he was seized in the street with a
fit of apoplexy, and after partially recovering sank on
the 25th of that month at the comparatively early age of
forty-nine. He was buried in Trinity College, close to the
Etatue of Newton, at the opposite end of -the chapel to
where rest the remains of Bentley.
His library was divided into two parts, one of which was sold hy
auction; the other, containing the transcript of the Gale Photius,
his books with JIS. notes, and seme letters from foreign scholars,
was bought by Trinity College for 1000 guineas. His note-books
were found to contain, in the words of Bishop Blomficid, "a rich
treasure ef criticism in every branch of classical literature — every-
thing carefully and correctly written and sometimes rewritten —
quite fit to meet the public eye, without any diminution or addi-
tion." They have been carefully rearranged ef late years, and
illustrate among other things his extraordinary penmanship and
jiower of minute and accurate wTiting. Much still remains un-
published, though much has been given to the world. Monk,
Ills successor as Greek professor, and Blomficid (both afterwards
bisliops) edited t!ie Adversaria, consisting of the notes on Athenfcus
•nU the Urcek (loets, and his prelection en Euripides ; Dobreo,
afterwards Greek professor, the notes on Aristophanes and tho
lexicon of Photius. Besides tlicse, from other sources. Professor
Gaisford edited his notes on Pausanias ami Suidas, and Mr Kidd
collected his scattered reviews. And, when Bishop Burgess attacked
his literary character on the score ef his Letters to Travis, Professor
Turton (afterwards Bishop of Ely) came forward with a vindication.
In claiming for Porson the very high place he has always occu-
pied among Greek scholars, it is with those who went before him
that he must be compared, if we would judge fairly of the advaneca
he made in tho knowledge of the lancuaf,e. 'n learning he was
superior to Valckenaer, in accuracy to Bentley, It must be remem-
bered that in his day the science of comparative philology had
scarcely any existence ; even the comparative value of MSS. was
scarcely considered in editing an ancient author. With many
editors MSS. were treated as of pretty much tho same value, whether
they were really from the hand ef a trustworthy scribe, or what
Bentley calls "scrub manuscripts" or "scoundrel copies." Thus,
if we are to find fault with Person's way ef editing, it is that ha
dees not make sufficient difference between the JISS. he uses, or
point out the relative value of the early copies whether in MS. or
print. Thus he collates very minutely Lascaris's edition of the
Medea, mentioning even misprints in the text, rather from its rarity
and costliness than from its intrinsic value. And his wonderful
quickness at emendation has sometimes led him into error, which
greater investigation into MSS. would have avoided ; thus, in his
note on Eur., Fhcen., 1373, an error, perhaps a misprint (« for ya),
in the first edition of the scholiast on Sophocles has led him into
an emendation of v. 339 of the Trachinix which clearly will not
stand. But his most brilliant emendations, such as some of those
en Athena;us, on the Supplices of jEschylus, or, to take one single
instance, that on Eur., Helen., 751 (ouo' "EXtvot for ol'S/k 7e ; see
Maltby's Thesaurus, p. 299), are such as convince the reader ef their
absolute certainty ; and this power was possessed by Person to a
degree no one else has ever attained. No doubt his mathematical
training had something to do with this ; frequently the process
may be seen by which the truth has been reached.
A ft w words are called for on his general character. No one ever
more loved truth for its own sake ; few have sacrificed mere rather
than violate their consciences, and this at a time when a high
standard in this respect was not common. In spite of his failings,
few have had warmer friends ; no one mere willingly communicated
his knowledge and gave help to others ; scarcely a book appeared
in his time or for some years after his death en the subjects to
which he devoted his life without acknowledging assistance from
him. And, if it be remembered that his life was a continued struggle
against poverty and slight and ill-health, rather than complain that
he did little, we should wonder how he accomplished so much.
The chief sources for Person's life wiU be found in the memoirs in the Gentle*
man's Mafjazi-ne for September and October 1808, and other periodicals of the
time (mostly reprinU'd in Barker's Porsoniajui, London, 18JJ2) ; Dr Young's
memoir in former editions of the Encydop/vdia Britannica (reprinted ibid, and
in his woi-ks) ; Weston's (utterly worthless) Short Account o/ the late Mr Richard
Porson, London, 1808, reissued with a new preface and title-page in 1814 ; Dr
Clarke's narrative of his last illness and death, London, 1808 (reprinted in the
Chissifnl Jou.-naJ) ; Kidd's " Imperfect outline of the life of R. P.," prefixed to his
collection of the Tracts and Criticisms; Beloe'sScjaj/cnarian (not trustworthy),
vol. i., London, 1817 ; Barker's Parriana, vol. ii., London, 1829 ; Maltby's " Por-
soniana," published by IJyce in tho volume of lUcollections of the Tabk-Talk of
Samuel Rogers, London, 18.'J6 ; a 'life in tho Cambridge Essays for 1857 by H.
R. Luard ; and a lenRlhy life by J. S. Watson, London, 1861.
Tlie dates of Person's published works are as follows : Notfe'in XcnophontU
Anabasin, 1766 ; Appendix to Toup, 1790 ; Letters fo Travis, 1780 ; j£x\ytut,
1795, 1806 ; Euripides, 1797-1802 ; collation of tho Harieian MS. of tho Od\issey,
1801; Adversaria (Monk and Blomfleld), 1812; Tracts a-nd Criticisms (Kidd),
1815 ; Aristophanica (Dobree), 1820 ; Nota in Pausaniam (Gaisford). 1820 ; PhotH
Lexicon (Dobree), 1822 ; NolK in Suidam (Gaisford), 1834 ; Corrcspomlcnee {Luanl,
edited for the Cambridge Antiquarian Socictv\ 1867. Dr Turton's vindicatioa
appeared in 1S27. (H. R. L.)
PORTA, Baccio della. See Baccio della Porta.
PORTA, GiAMBATTiSTA DELLA (.;. 1543-1615), natural
philosopher, was born of a noble and ancient family at
Naples about tho year 1543. In early youth ho travelled
extensively not only in Italy but also in France and Spain,
and he had scarcely emerged from boyhood when he
published Magiic naturalis, sit'e de miraculis rerum natur-
alium lib. IV. (1558), the first draft of his Mctgia naturalis,
in twenty books, published in 1569. At an early age he
founded in Naples tho Acadcmia Sccretorum Natune, other-
■wiso known as the Accadcmia dei Oziosi, of which the
history has been briefly .sketched elsewhere (see Academy,
vol. i. p. 70); and in 1610 ho became a member of the
Aceademia dei Lincei at Homo. Ue died at Naples on
4th February 1615.
Tho following is a chronological list of the principal writings of
this prolific author : — De miraculii rcrum naturalium, in four books
(1558) ; De fiirtivia Utterarum notin, in five books (1563, and fre-
quently afterwards, entitling him to high rank among tho early
writers on cryptography) ; Magia naturalis (1009, and often ro-
526
P 0 R — P 0 R
printed, also translated into English in 1658, into French, Spanish,
and other languages) ; Phylognomonica (1583, a bulky treatise on the
physiology of plants as then understood) ; De hmnana physiogno-
mania, in six books (1591) ; Villa, in twielve books (1592 ; an inter-
esting practical treatise on farming, gardening, and arboriculture,
based upon his own observations at his country seat near Naples) ;
De refractionc, optias parte, in nine books (1593) ; Pneumaiica, in
three books (1601) ; De ccelesti physiojnomonia, in six books (1601) ;
Elementa curvilinea (1601) ; De dislillatiane, in nine books (1604) ;
De muniiione, in three books (1608) ; and De aeris Iraiismutation-
ibxis, in four books (1609). Porta also wrote several Italian comedies
(Olimpia, 1589 ; La Fantesca, 1592 ; La Trappolaria, 1597 ; / Due
Fratelli Sivali, 1601 ; La Sorella, 1607 ; La Chiappinaria, 1609 ;
La Carbonaria, 1628 ; La Cintia, 1628). Among all the above-
cientioned works the chief interest attaches to the Magia naluralis,
in which a strange medley of subjects is discussed, including the
reproduction of animals, the transmutation of metals, pyrotechny,
domestic economy, statics, hunting, the preparation of perfumes ;
in book xvii. he describes a number of optical experiments. They
include a description of the camera obscura. If, says he, a small
aperture is made in the shutter of a dark room, distinct images of
all exterual objects wiO be depicted on the opposite wall in their
true colours ; and he further adds that, if a convex lens be fixed in
the opening so that the images are received on a surface at the dis-
tance of its focal length, the pictures will be rendered so much more
distinct that the features of a person standing on the outside of the
window may be readily recognized in his inverted image. He applied
this instniment to a sort of magic lantern, the representation of
eclipses of the sun, and of hunting and other scenes, battles, and
other events produced by movablo pictures and drawings. He
considered the eye as a camera obscura, the pupU as the hole in the
window contracting and dilating with difierent lights, and the
crystalline lens as the princiiial organ of vision, though he seems to
have regarded it not as his convex lens but as the tablet on which
the images of external objects were formed, the cornea being, no
doubt, in bis estimation, the part of the eye which formed the
picture. After speaking of spectacles and the like, he professed to
Know a combination of lenses by which " we may contrive to recog-
nize our friends at the distance of several miles, and those of weak
sight may read the most minute letters from a distance. It is an
invention of great utility, and grounded on optical principles, nor
is it at all diflicult of execution ; but it must be so divulged as not
to be understood by the vulgar, and yet be clear to Uie sharp-
sighted." The obscure description which follows does not, how-
ever, make it at all probable that he had really anticipated Galileo.
In iis De re/ractione Porta treats of binocular vision. He
repeats the propositions of Euclid on the dLsimilar pictures of a
sphere when seen with each eye and when seen with both ; and he
qjiotes from Galen on the dissimilarity of the three pictures thus
seen. But, maintaining as he does that we can see only with one
eye at a time, he denies the accuracy of Euclid's theorem ; and,
while he admits that the observations of Galen are correct, he
endeavours to explain them on other principles. In illustrating
Galen's riev\-s on the dissimilarity of the three pictures he' gives a
diagram in which can be recognized not only the principle but the
construction of the stereoscope. It contains a view, represented by
acircle, of the pictui'e of a solid as seen by the right eye, of the
picture of the same solid as seen by the left, and of the combina-
tion of these two pietuf es as seen by both eyes, placed between the
first two pictures. These results, as exhibited in three circles, are
then explained by copying the passage from Galen, and he requests
the observer to repeat the experiments so as to see the three dis-
similar pictures when looking at a solid column.
POET ADELAIDE, South AustraJia. See voL i. p. 1 51.
PORTADOWN, a market-town of Armagh, Ireland, is
situated on the river Bann, and on the Great Northern
Railway, 25 miles west-south-west of BeKast and 10
north-north-east of Armagh. The Bann, which is connected
with the Newry Canal and falls into Lough Neagh about
5 miles north of the town, is navigable for vessels of 90
tons burden. It is crossed at Portadown by a stone
bridge of seven arches, originally built in 1764, but since
then re-erected. The town consists of a principal street,
containing a number of good shops and houses, and with
several streets inhabited by the working-classes branching
from it at various points. The only public building
of importance is the court-house and news-room. The
manufacture of linen and cotton is carried on, and there
w a considerable trade in pork, grain, and farm produce.
The manor in the reign of Charles I. was bestowed on
John Obyns, who erected a mansion and" a few houses,
which were the beginning of the town. A grain-maxket
was established in 1780. The population in 1871 was
6735, and in 1881 it was 7850.
PORTALIS, Jean fiTiE^NE M.ujle (1745-1807), French
jurist and the principal author of the Code Civil, which as
the Code Napoleon has been declared the greatest monu-
ment of the reign of the emperor, came of a bourgeois
family, and was born at Bausset in Provence on 1st April
1745. He was educated by the Oratorians at their schools
in Toulon and Marseilles, and then went to the universityf
of Aix ; while a student there he published his first two
works. Observations stir £mile in 1763 and Des Prejvgis
in 1764. In 1765 he became an avocat at the parlement
of Ais, and soon obtained so great a reputation that ha
was instructed by Choiseul in 1770 to draw up the decree
authorizing the marriage of Protestants. From 1778 to
1781 he was one of the four assessors or administrators
of Provence, and in 1783 he brought about the countess of
Mirabeau's separation from her husband in spite of the
impassioned pleading of the great Mirabeau himself. In
1788 he protested on behalf of the avocats of Aix against
Lom^nie de Brienne's ]\lay edicts, but in the following
year, probably owing to jSlirabeau's influence, he was not
elected to the States-General. He entirely disapproved
of the great changes brought about by the Constituent
Assembly ; and, after refusing to be one of the royal com-
mission for splitting up Provence into departments, he
retired, first to his country house and then to Lyons, and
took no further part in politics. In November 1793,
after the republic had been proclaimed, he came to Paris,
and was thrown into prison, being the brother-in-law of
Simeon, who was the leader of the federalists in Provence.
He was soon removed through the influence of Barere to
a maison de.sant^, where he remained undisturbed till
the fall of Robespierre. On being released he practised
as a lawyer in Paris ; and in 1795 he was elected by the
capital to the Council of Ancients, at once becoming a
leader of the moderate party opposed to the director}.
His reports, however, were chiefly on questions of law
reform, and he commenced the labours which have made
his name famous. As a leader of the moderates he was
proscribed at the coup d'etat of Fructidor, but, unlike
Pichegru and Barb^-Marbois, he managed to escape to
Switzerland, and did not return till Bonaparte became
First Consul. Bonapsrte knew his value, and made him
a conseiller d'etat in 1800, and then charged him, with
Tronchet, Bigot de Pr&meneu, and Jacques de Maleville,
to- draw up the Code Civil. Of this commission he was
the most industrious member, and many of the most im-
portant titles, notably those on marriage and heirship, are
his work. In 1801 he was placed in charge of the depart-
ment of cnltes, or public worship, and in that capacity had
the chief share in drawing up the provisions of the Con-
cordat. In 1803 he became a member of the Institute,
in 1804 minister of public worship, and in 1805 a knight
grand cross of the Legion of Honour. He soon after be-
came totally blind ; and after undergoing an unsuccessful
operation he died at Paris on 23d August 1807.
The work of Portalis appears in the Code Napolion, but see also
Frederick Portalis's DocuiuctUs, rapports, et travaux inidits mr le
Code Civil, 1844, and Sur le Concordat, 1845 ; for his life, see tho
biography in the edition of his (Euvres by F. Portalis, 1823, and
Eene LavoUee, Portalis, sa vie et ses auvres, Paris, 1869.
PORT AU PRINCE (originally L'H6pitai,, and for
brief periods Port Henei and Port Repubucadj), the
capital of the republic of Hayti (western portion of the
island of Hatti, q.v.), lies in 18° 34' N. lat. and 72° 20'
W. long, at the apex of the vast triangular bay which
strikes inland for about 100 miles between the two great
peninsulas of the west coast, and has its upper recesses
protected by the beautiful island of Gonaives (30 miles
long by 2 broad). The city (an archbishopric since the
P 0 R — P O R
527
concordat of' 1860) is admirably situated on ground that
soon begins to rise rapidly towards the hilla ; and it was
originally kid out by the French on a regiilar plan with
streets of good width running north and south and inter-
sected by others at right angles. Everything has bee a
allowed to fall into disorder and disrepair, and to this its
public buildings— a state-house, a national bank, a hos-
pital, a lyceum, a custom-house, &c.-rform no exception.
The national palace remains as the flames of revolution
left it in 1869, and the president lives in an ordinary
house. The principal church is an "overgrown wooden
shed." Every few years whole quarters of the town are
burned down, but ibe people go on building the same
slight wooden houses, with only here and there a more
substantial warehouse in brick. The state of the streets is
deplorable in the extreme ; and, in spite of the old French
aqueduct, the water-supply is defective ; while the harbour
is rapidly being filled by fetid deposits. From June to
September the heat is excessiv/j, reaching 95° to 99° in the
shade. According to Ad. Ackerman, the average rainfall
for the four years 1864-67 was 61"35 inches, distributed
over an average of 152 days. The population, mostly
Negroes and mulattoes, is estimated at 20,000. Port au
Prince was first laid out by M. de la Cuza in 1749. In
1751 and again in 1770 it was destroyed by earthquakes.
See Edgar La Selve (professor in the Port an Prince lyceum), in
Tour du Monde, 1879, and Spenser St John, Sayti, or the Black
RepublK, 1884.
POET ELIZABETH, a seaport town of Cape Colony, at
the head of an electoral division of the south-eastern pro-
vince, lies in 33° 55' S. lat. on Algoa Bay, about 7 miles
Eouth of the mouth of the Zwartkop river. Built along
the base and up the rocky slopes of the hills that rise for a
height of 200 feet above the bay, it has rather a bare
appearance as seen from the water, but on landing the
stranger finds himself in the midst of a prosperous Euro-
pean town with substantial buildings and fine streets. A
small and somewhat muddy stream, Baker's River, divides
it into two parts, that to the east being mainly occupied
by Malay fishermen. The whole length of the place is
about 2 miles, and its breadth varies from a quarter to 1
mile. The main street runs up from the harbour, with its
large wool and other warehouses, to the market-place, which
is adorned with a handsome granite obelisk. Port Eliza-
beth owes its prosperity to the fact that it has become the
great emporium for the whole interior of the country to the
south of the Zambesi, being the terminus of the Eastern
and Midland Railways which run inland to.Graafif Eeinet,
Cradock (182 miles, since 1880), and Grahamstawn (since
1879). The two great hindrances to development have
been want of drinking-water and want of protection and
convenient landing-places in the harbour. The former
has been fully met by an aqueduct (28 miles) from Van
Staanden's River (1878; see J. G. Gamble's Eeport to
Inst. Civ. Eng., 1883), and the harbour was improved in
1881 by extending the old landing-pier to a total length of
900 feet and constructing a similar pier 800 feot long,
rho value of the imports has increased from £376,638 in
1855 to £4,001,658 in 1881 and £2,364,891 in 1883;
chat of the exports from £584,447 in 1S55 to £2,583,737
n 1881 and £2,341,123 in 1883. The exports are mainly
Tool (£1,508,280 in 1881), ostrich feathers (£131,279),
and Angora goat's hair (£267,596), as well as ivory, hides,
diamonds. The jwpulation, which wf.s not mudL above
4000 in 1855, reached 13,049 in 1875. The town dates
from 1820.
PORTER, Jane (1776-1850), a noveUst whose life
and reputation are closely linked with those of her sister
Anna Maria Pohtee (1780-18.32) and her brother Sir
RoEEET Ker'Pobtkr (1775-1842). Their father, an
officer in the English army, having died shortly after the
birth in 1776 of the younger sister, the mother removed
from- Durham, their birthplace, to Edinburgh, where the
inherited passion for the romance of war which gave
character to the works of each appears to have been stimu-
lated by their association with Flora Macdonald and the
young Walter Scott. To develop the artistic ability dis-
played by the brother, the family moved in 1790 to London,
and the sisters subsequently resided at Thames Ditton and
at Esher with their mother until her death in 1831. The
ability of Anna Maria Porter was the first to manifest
itself in the premature publication of her Artless Tales
(1793-95), these being foUowed by a long series of works,
of which the more noteworthy are Walsh Colville (1797),
Octavia (1798), The Lake of Killame?/ (1804), A Sailor's
Friendship and a Soldier's Love (1805), Tlie Hungarian
Brothers (1807), Don Sebastian (1809), Ballads, Romances,
and other Poems (1811), Tlie Recluse of Norway (1814),
The Knight of St John (1817), The Fast of St Magdalen
(1818), The Village of Mariendorpt (1821), Roche Blanche
(1822), Honor O'Hara (1826), and Barony (1830). Jane
Porter, whose intellectual power, though slower in deve-
lopment and in expression, was of a stronger nature than
that of her sister, had in the meantime gained an immediate
and wide popularity by her first work, Thaddeus of Warsaw
(1803), which was translated into several languages and
procured her election as canoness of the Teutonic order of
St Joachim. Seven years later her Scottish Chiefs anti-
cipated in some measure the works of Sir Walter Scott in
the field of national romance, though it is wanting in the
higher qualities of the historic novel. Her chief subse-
quent works were The Pastor's Fireside (1815), Duke
Christian of Luneburg (1824), Coming Out (1828), and
The Field of Forty Footsteps (1828). In conjunction with
her sister she published in 1826 the Tales round a Winter
Hearth, and the intervals between her larger works were
fUled up with frequent contributions to current periodical
literature. Sir Edward Seaward's Diary (1831) — a work
displaying considerable skill in the realistic reproduction
of the style and mode of thought of an earlier period —
has been persistently, though erroneously, attributed to
her. The claim of her eldest brother, Dr William Ogilvie
Porter, tc its authorship has been fully established, her
share in its publication having been solely that of editor.
In 1832 Anna Maria died, and for the nest ten years Jane
became "a wanderer" amongst her relations and friends.
While his sisters had been winning esteem in literature,
Robert Ker Porter had in his own way been scarcely less
successful. After two years pf study at the Royal Academy
he had gained reputation as a painter of altar-pieces and
battle-scenes of imposing magnitude. He went to Russia
as historical painter to the emperor in 1804, accompanied
Sir John Moore's expedition in 1808, married the princess
Maryde Sherbatoffin 1811, was created knight commander
of the order of Hanover in 1832, and became British consul
at Venezuela. Accounts of his wanderings are to be found
in his Travelling Sketches in Russia and Sweden (1808),
Letters from Portugal and Spain (1809), Narrative of the
late Campaign in Russia (1813), and Travels in Oeorgia,
Persia, Armenia, Anaent Babylonia, etc., during tht years
1817-W (1821-22).. After leaving Venezuela he again
visits St Petersburg, but died there suddenly on 4th May
1842. Jane Porter, who had joined him in Russia, then
returned to England and took up her residence with her
eldest brother at Bristol, where she died, 24th May 1860.
PORT GLASGOW, a seaport, market-town, burgh of
barony, and parliamentary borgh of Renfrewshire, Scot-
land, is Bituat'Cd on the south side of the Clyde, 2i miles
east of Greenock and 20 west of Glasgow. The elevated
ridges to the back of the town afe clothed with trees,
528
P O R — P O K
their lower slopes being occupied with villas. The streets
are wide, regular, and well-paved. The principal buildings
are the court-house in the Grecian style, the town-haU, and
the custom-house. On the adjoining slopes to the east are
the picturesque ruins of Newark Castle, the ancient seat of
the Maxwells. There are large and commodious harbours,
a wet dock, and a graving dock. The port carries on an
extensive trade with British North' America, the United
States, the Indies, and the Levant, the principal exports
being iron, steel, machinery, and textile manufactures.
The trade, though checked for a time by the rapid progress
of Greenock, has been for some years on the increase.
The shipbuilding-yards give emplojTnent to a large number
of persons both in the town and the neighbouring burgh
of Greenock. Connected with the shipbuilding industry
there are manufactures of sail-cloth, ropes, anchors, and
chain cables, also engineering and riveting works, and iron
and brass foundries. The population of the police burgh
in 1851 was 6986, which in 1871 had increased to 10,823,
and in 1881 to 13,224. The population of the parlia-
mentary burgh in 1881 was 10,802.
Originally the district formed part of the adjoining parish of
Kilmalcolm, the nucleus of the town being the small village of
Newark attached to the barony of that name. In 1688 it was
purchased from Sir Patrick Ma.xwell of Newark by the magistrates
of Glasgow, to provide a convenient harbour for vessels belonging
to the city. In 1695 it was disjoined from Kilmalcolm and erected
into a separate parish under the name of New Port Glasgow, after-
wards Port Glasgow. In 1710 it was made the chief custom-house
port for the Clyde, but is now under the control of the Greenock
office; and in 1775 it was created a burgh of barony. Under
the Municipal Act of 1883 the town is governed by a provost, two
bailies, and six councillors. Since the hrst Reform Act it has been
included in the Kibnamock parliamentary district of burghs.
PORT HOPE, a town and port of entry of Canada, in
Durham county, Ontario, on the north shore of Lake
Ontario, lies 63 miles north-east of Toronto by the Grand
Trunk Railway (which is there met by the midland branch
of the Grand Trunk Railway), and is connected with
Charlotte, the port of Rochester, New York, by a daily
steamboat service. The town is picturesquely situated on
the side and at the foot of hills overlooking the lake ; and
Smith's Creek, by which it is traversed, supplies abundant
water-power. Flour, plaster, woollen goods, leather, beer,
carriages, agricultural implements, and steam-engines and
boilers are among the objects of the local industries, and
trade is carried on in lumber, grain, and flour. The value
of the exports was $1,326,706 in the year ending 30th
June 1884, and that of the imports $221,830. The popu-
lation in 1881 was 5585.
PORT HURON, a city and port of ..entry of the United
States, county seat of St Clair county, Michigan, lies 58
miles by rail north-east of Detroit, at the southern extremity
of Lake Huron and on the west bank of the St Clair river,
which is there joined by the Black river. Port Huron is
a point of great importance in the railway system, being
the terminus of the Chicago and Grand Trunk and the
Port Huron and North- Western Railways (lines to East
Saginaw, Sand Beach, ALmont, and Port Austin), and
connected by ferry to Sarnia with the Great Western of
Canada and the Grand Trunk Railways. It is also the
terminus and a stopping-place of several lines of lake
steamers. It has a large lumber trade, ship -yards, dry
docks, saw-miUs, flour-mills, planing-mills. The population
was 5973 in 1870, 8883 in 1880, and 10,396 in 1884.
Commenced in 1819, Port Huron was incorporated as a
village in 1835, and as a city in 1857.
PORTICI, a town of Italy, 5 miles south of Naples, on
the shores of the bay and at the foot of Vesuvius, a little
to the 'north of the site of Herculaneum. It is traversed
by the high road and the railway from Naples (only 5
miles distant) to Salerno. The palace, erected in 1737,
once contained the Herculanean antiquities, now removed
to Naples, and since 1882 it has been a school of agriculture.
There is a small harbour. The population (9963 in the
town in 1881, and 12,709 in the commune, which includes
Addolorata) is partly engaged in the fisheries, silk-growing,
and silk-weaving.
PORT JERVIS,- a large viUage of the United States,
in Deerpark township. Orange county, New York, situated
at the intersection of the boundaries of New Jersey, New
York, and Pennsylvania, at the junction of the Neversink
with the Delaware. It is the terminus of the eastern divi-
sion of the New York, Lake Erie, and Western Railroad,
and of the Port Jervis and MonticeUo Railroad, and it has
extensive repair-shops. The beauty of the surrounding
scenery attracts summer visitors. Port Jervis was named
after John B. Jervis, engineer of the Delaware and Hudson
Canal, which connects the Pennsylvanian coal-fields with
the tidal waters of the Hudson. In 1875 the Erie Railway
bridge, the Barrett bridge, and many buildings were carried
away by an icegorge. The population of the village was
6377 in 1870, and 8678 in 1880 (township 11,420).
PORTLAND, a city and port of entry of the United
States, capital of Cumberland county, Maine, lies on Casco
Bay, in 43° 39' N. lat. and 70° 13' W. long. By rail it
is 108 miles north-north-east of Boston and 297 south-
east of Montreal. The pen-
insula on which it is mainly
built runs out for about 3
miles, has a breadth of about
f mile, and rises in the west
to 175 feet in BramhaU's HUl
and in the east to 161 in Nun-
joy's Hill, which is crowned
by an observatory. As seen
from the harbour, the whole
city has a pleasant and pic-
turesque appearance, and the
streets are in many parts so
umbrageous with trees that Fio- 1.— Environs of Portland.
Portland has obtained the sobriquet of the " Forest City."
A large number of the houses are built of brick. Congress
street, the principal thoroughfare, runs along the whole
ridge of the peninsula, from the western promenade, which
looks down over the suburbs from BramhaU's Hill to the
eastern promenade, which commands the bay ; it passes
Lincoln Park (2J acres) and the eastern cemetery, which
contains the graves of Commodore Preble and Captains
Burroughs and Blythe, of Revolutionary fame. On Bram-
haU's HiU is the reservoir (12,000,000 gallons) of the
water company, which was estabUshed in 1867 to supply
the city from Lake Sebago, whose beautiful expanse (14
miles long by 1 1 wide) was the favourite haunt of Nathaniel
Hawthorne's boyhood. The more conspicuous buildings
of Portland are the city haU (1859), with a front in oUve-
coloured freestone, 150 feet long ; the post^oflSce (1872),
constructed of Vermont white marble in the mediaeval
ItaUan style; the custom-house (1872), in granite, with
rich marble ornamentation in the interior ; the marine
hospital (1855), a large brick erection ; the Maine general
hospital, 1868 ; the Roman CathoUc cathedral ; the Roman
Catholic episcopal palace ; and several fine churches. The
Portland Society of Natural History, established in 1843
and incorporated in 1850, though it has twice lost its
property by fire (1854 and 1866), has again acquired very
valuable' coUections. The Portland institute and pubUc
library, dating from 1867, had 30,000 volumes in 1884.
A medical school was founded in 1858. Portland is in
the main a commercial city, with an extensive transit
trade, drawing largely from Canada and the Far West,
Connected with Boston by rail in 1842, and with Montreal
PORTLAND
529
in 1853, it has" now become a terminus of six different
railroads ; and, since the gauge of the Grand Trunk Kail-
road was altered, it can import direct from San Francisco.
As the harbour (which lies along the south side of the
city) is seldom closed by ice, it has been long used as the
winter port for the great ocean steamers, between Great
Britain (Liverpool and Glasgow) and Canada, which in
summer ascend the St Lawrence to Montreal and Quebec.
At low ivater vessels drawing 22 feet and at high water
vessels drawing 30 feet can come up to the wharves with
Fia. 2.— Plan of Portlaml, Me.
safety in any season ; and there is secure anchorage within
a mile of the shore. The dry dock is one of the deepest
in the United States. The following figures show the
extent of the foreign trade : —
Imports.
Exports.
Average 1876-80
1881
1882
1883
$9,368,044
11,078,612
11,748,183
10,235,991
$11,044,389
12,476,389
11,955,787
13,847,574
Among the staple imports are wood, coal, potatoes (from
Europe), salt, sugar and molasses, fish, earthenware, and
textile manufactures ; and among the staple exports to
foreign countries fresh and preserved provisions of all
kinds, grain, hay, cattle, wood, copper ore, tallow, ishoes,
potash, cotton, lumber (mainly to South America), and
ice. In 1870 the total receipts of grain amounted to
1,516,875 bushels, in 1875 to 2,152,829, in 1878 to
4,492,952, and in 1883 to 4,964,158 bushels, or, adding
flour, 7,543,873 bushels. The number of entrances from
foreign ports in 1883 was 338 (164,711 tons), clearances
for foreign ports 501 (226,420 tons); entrances in the
coasting trade 479 (403,166 tons), and clearances 389
(394,500 tons). In the same year the Portland-owned
vessels numbered 368 (105,642 tons); and 116 wore em-
ployed in the mackerel and cod fisheries. Fish -curing
(cod, 'mackerel, and sardines), preserving meat, Indian
corn, and other kinds of provisions, boot and shoo making,
^■".rniture- making, carriage-building, machinery-making,
riigine-building, and sugar-refining are all prosecuted on a
considerable scale for the sizo of the town ; and a large
'lumber of minor industries are also represented. In 1884
tliiro were six national banks, with an aggregate capital
of $3,250,000, and two savings banks, with deposits of
.18,966,879. In 1880 the cajiital invested in manufactur-
19-20
ing was $4,659,375, the value of the annual production
$9,569,523, and the amount of wages paid $1,547,375.
Portland is divided into seven wards, and is governed by
a mayor, a board of aldermen, and a common council. It
is the seat (5f the sessions of the L'nited States courts for
the district of Maine. The assessed value of projierty wa-3
830,723,936 in 1874, and $33,030,020 in 1883. The
population was 3704 in 1800, 20,815 in 1850, 31,413 in
1870, and 33,810 in 1880. If the adjoining villages be
included, the total is raised to between 45,000 and 50,000.
The name of Portland as applied to this city dates only fionj
1786 ; the Indians knew the place as JIachigoune. The first
European settlers (1632) called it Casco Neck, and after it passed
to Massachusetts in 1658 it was denominated Falmouth. During
the rest of the 17th century and the early years of the 18th hos-
tilities on the part of the French and tlie Indians prevented the
growth of the town, which by 1764, however, had increased to
about 2000 inhabitants. In 1775 it was bombarded by four British
vessels under Captain Mowatt, but it was rebuilt in 1783, and
formally incorporated in 1786. A city charter was obtained in
1832. The great fire of 1866 swept over a third of the city and
caused a loss of from $6,000,000 to $10,000,000. Portland "is the
birthplace of Henry W. Longfellow, N. P. Willis, Sara P. Parton
("Fanny Fern"), Erastus and James Brooks, Commodore Preble,
John Neal, and Neal Dow.
PORTLAND, the largest city of Oregon, in the United
States, the capital of Multnomah county and the seat of
the United States courts for Oregon, is situated at the
head of ship navigation (river craft ascend 126 miles
farther) on the west bank of the Willamette, 12 miles
above its junction with the Columbia river and about 120
from the ocean. It is a well-built and rapidly-growing
city, laid out on a piece of level ground gradually rising
from the river bank, and enclosed on the west by a semi-
circle of -fir-clad hills. Except in the business parts, the
streets, which are remarkably well kept, are planted with
maple trees ; and a park about 200 f ^et broad runs through
nearly the whole length of the city from north to south.
Besides the schools, several of which are especially note-
worthy, the public buildings comprise a county court-
house, a United States custom-house and post-office, three
public halls, three theatres, and spacious markets. In
1883 no less than $4,039,100 were expended on building
enterprises, $2,000,000 of this sum being for business and
manufacturing establishments. Portland is the natural
centre of the rapidly developing railway system of Oregon
and the neighbouring Territories (see Oregon, vol. xvii. p.
824). It is the terminus of the Oregon Railway and
Navigation Company's system, which forms the connecting
link with tide water of the Northern Pacific and Union
Pacific Railroads, thus making Portland virtually the
Pacific coast terminus of these two transcontinental lines.
Vessels drawing from 19 to 21 feet of water can load at
its wharves, and, though it is still dependent on San
Francisco for a largo proportion of its foreign supplies,
it trades directly with Great Britain, China, the Sandwich
Islands, the South-American republics, &c. Wheat, flour,
tinned salmon, and lumber are the principal articles of
export. In 1883 the value of the exports amounted to
$10,984,963 and that of the imports to $27,668,787.
The manufacturing establishments — foundries, saw-mills,
breweries, soap-works, boot and shoo factories, itc. — had
in 1883 an aggregate production valued at $11,423,000,
or an increase on the production in 1880 of ^8,52 1,000.
The valuation of property for the purposes of taxation was
$9,622,750 in 1877 and $19,397,750 in 1883. The popu-
lation, which was only 2874 in 1860 and 8293 in 1870,
had increased by 1880 to 17,577, or, including the .suburban
city of East Portland, 20,51 1 ; and it is estimated that the
present (1884) total is about 40,000. A separate district is
inhabited by the Chinese, who number severval hundreds.
Portland was laid out in 1845, .-ind became a city in 1851. In
Dncember 1 872 it was visited by a dcstrMclive lire, njm it had hariUy
530
E O R — P 0 R
recovered when, on 2J August 1873, a more disSstrous conflagration
destroyed about twenty blocks in one of the most crowded parts of
the city, and caused a total loss of $1,345,400.
PORTLAND, Isle of, a small island or peninsula of
England, in the English Channel, 4 J miles south "of
Weyraoutb, Dorsetshire, connected with the mainland by
a long narrow ridge of shingle called the Chesil Bank.
There is communication with Weymouth both by rail and
steamer. The island is 4i miles long by 1| broad, the area
being 2S90 acres. The coast-line is wild and precipitous,
and Portland is inaccessible from the sea on all sides except
the south. The highest elevation is 490 feet. Numerous
caverns have been excavated by the action of the waves,
and off Portland Bill, the southern extremity of the island,
is a bank called the Shambles, between which and the land
there flows a dangerous current called the Race of Fort-
land. The substratum of the island is Kimmeridge clay,
above which rest beds of sands and strata of Oolitic lime-
stone, widely famed as a building stone. The extpnsive
quarries have supplied the materials for St Paul's Cathedral
and many other important public buildings in London and
elsewhere, about 70,000 tons of stone being now exported
annually. In the "dirt-bed" resting upon the Oolitic
strata numerous specimens of petrified wood are found,
some of them of great size. The soil, though shallow, is
fertile, and mutton fed on the grass has a peculiarly rich
flavour. Agricidture, fishing, and especially quarrying
give employment to the inhabitants, who are tall and
handsome, and retain some singular customs, among which
may be mentioned that of conveying land by "church
gift " (see Real Estate). By the construction of a break-
water 2 J miles in length, the building of which occupied
twenty-three years, from 1849 to 1872, a harbour of
refuge 2100 acres in extent has been formed, affording a
safe and convenient anchorage for a very large fleet of
vessels. It is defended by two forts of great strength,
mounted with heavy ordnance. A convict prison, erected
on Portland in 1848, has cells for 1500 prisoners.
Portland Castle, built by Henry VIII. in 1520, is generally occu-
pied by the commander of the engineers or of the regiment stationed
on the island. On the east side of the island are the remains of a more
ancient fortress, ascribed to William Kufus. The Isle of Portland
is not mentioned in the time of the Romans. In 837 it was the
scene of an action against the Danes, and in 1052 it was plundered
by Earl Godwine. In 1643 the Parliamentary party made thera-
eelves masters of the island and castle, but shortly afterwards these
were regained by the Koyalists tlirough a clever stratagem, and
not recovered again by the forces of the Parliament till 1646.
The island is under the government of a local board of health.
The population in 1871 was 9907, and in 1881 it was 10,061,
including 550 ou board vessels, 861 in Yerne Citadel barracks,
and 1620 iu the convict prison.
PORTLAND, William Bentinck, first Eabl of (d.
1709), was descended from an ancient and noble family of
Guelderland, and became page of honour to William, prince
of Orange, from which he was advanced to be gentleman
of the bedchamber. In this capacity he accompanied the
prince to England in 1670, and along with him was
created doctor of civil law by the university of Oxford.
Afterwards he became a colonel in a Dutch regiment of
guards. When the prince of Orange was attacked with
emallpox he, in accordance with a suggestion of the
physicians, volunteered to lie in bed with him, that the
heat of his body might check and expel the disease. This
remarkable acts of self-sacrifice secured him throughout life
the special friendship of the prince, and by his prudence
and ability, no less than by his devotedness, he fully justi-
fied the confidence that was placed in him. In 1677 he
was sent by the prince to England to solicit the hand of
the princess Alary, eldest daughter of James, then duke
of York. At the Revolution he was the chief medium of
communication between the prince and the English nobility,
and in the delicate negotiations his practical shrewdness
greatly facilitated the arrival at a proper understanding.
After superintending the arrangements in connexion with
the prince's expedition, he accompanied him to England,
and was made groom of the stole, privy purse, first gentle-
man of the royal bedchamber, and first commissioner on
the list of privy councillors. On 9th April 1689 he was
created Baron Cirencester, Viscount Woodstock, and earl a
of Portland. With the rank of lieutenant-general he dis- I
tinguished himself in command of the Dutch cavalry at
the battle of the Boyne in 1690, and he was also present
at the battle of Landen in 1693, and at the siege of Namur
in 1695. Along with marshal de Bouflers he prepared
the terms of the peace of Ryswick in 1697, and shortly
afterwards was appointed ambassador -extraordinary to
Paris. Notwithstanding his diplomatic skill, his grave
and cold manner rendered him unpopular with the
English nobility, and his brusque honesty caused him 1 >
be sometimes wanting in outward respect to ihe king.
Gradually his influence at the court was supplanted by
that of the earl of Albemarle, who was more skilled in
the arts of popularity; and in 1700, notwithstanding the
efforts of the king to soothe his wounded vanity, he resigned
his ofiices and retired to his seat at Bulstrode, Bucks, where
he occupied his leisure in gardening and in works of charity.
For receiving grants of land in Ireland, and for his share in
the partition treaty, he was impeached by parliament, but
the prosecution did not succeed. He died 23d November
1709, and was buried in Westminster Abbey.
PORTLAND, William Heney Cavendish Bentinck,
THIRD DtTKE OF (1738-1809), prime minister of England,
was the grandson of Henry, second earl and first duke of
Portland, who was son of William, first Carl. He was born
14th April 1738, and was educated at Oxford university,
where he graduated M.A: in 1757. In 1761 he was
elected to represent the borough of Weobly (Hereford)
in parliament, but in May of the following year he was
called to the Upper House on the death of his father.
Under the marquis of Rockingham he was, from Jul)'
1765 to July 1766, lord chamberlain, and on the return
of the marquis of Rockingham to power in 1782 he was
made lord-lieutenant of Ireland. After the short ministry
of Shelburne, succeeding the death of Rockingham, the
duke of Portland was selected by Fox and North as a
" convenient cipher " to become the head of the coalition
ministry, tb the formation of which the king was with
great reluctance compelled to give his assent. The duke
held the premiership from 5th April 1783 until the defeat
of the Bill for "the just and efficient government of
British India" caused his dismissal^ from ofiice on 17th
December. In 1792 he succeeded the earl of Guildford
as chancellor of the university of Oxford. Under Pitt he
was, from 1794 to 1801, secretary of state for the home
department, after which ho was, from 1801 to 1805, pre-
sident of the council. In 1807 he was appointed a second
time first lord of the treasury. Ill-health caused him tc
resign in September 1809, and he died 30th Octobei
following. He owed his political influence chiefly to his
rank, his mild disposition, and his personal integrity, foi
his talents were in no sense brilliant, and he was deficieni
in practical energy as well as in intellect'oal grasp.
PORTLAND CEMENT. See Bitildiwg, vol. iv. v. 459,
and Cements, vol. v. p. 328.
PORTLAND VASE. See Glass, vol. x. p. 649.
PORT LOUIS. See Mauritius, vol. xv. p. 640.
PORT LYTTELTON, a municipal borough of- New
Zealand, formerly called Port Cooper and Port Victoria
lies on the north-west side of Banks Peninsula, on the east
coast of South Island. The town, situated ih 43° 36' S
lat. and 172° 44' E. long., stands on the north shore ol
a small bay 4 miles south-west from the heads. A fixed
P 0 R — P O R
531
jjflite liglit, visible 30 miles in clear weather, is placed
Dn Godle^' Head on the north-west side of the entrance
to the bay. Harbour works, costing over £300,000, have
made Port Lyttelton a first-rate commercial port. Pro-
tecting breakwaters have created a fine, accessible wet
dock of about 110 acres in extent and contiguous to the
town; there is ample wharf accommodation for large vessels
and every appliance for loading, discharging, and storing
cargo. A graving-dock, closed by a caisson, is 450 feet
long, 82 feet broad between the copings and 46 feet on
the floor, and has a depth of 23 feet of water on the sill.
The shipping, excluding coasters, entered inwards at Port
Lyttelton during 1883 amounted to 124 vessels of 83,117
tons, and 140 of 120,328 tons cleared outwards. Imports
have increased in value from £629,457 during .1872 to
£1,400,106 during 1883, and exports from £829,260 to
£1,944,035. Port Lyttelton is surrounded by steep hills,
and is connected by rail with Christchurch, 7 miles inland.
There is steam comraunicatiou twice a week with the chief
ports of New Zealand, and weekly with Melbourne. The
population in the census of 1881 was 4127. The tovm,
which is supplied with water and gas, and with electric
light lamps on the wharves and the railway bridge, has
post and telegraph ofiices, a time observatory, a jail for
long-service prisoners, a state school, a sailors' home, and
an orphanage.
PORT MAHON, or Mahon, a city and seaport in the
Jlediterranean, on the east coast of -the Spanish island
of Minorca (see Balearic Islands), lies on a height near
the head of an inlet of the sea 3^ miles long by from 400
to 1200 yards wide, which, though of less importance than
formerly, is still an admirable harbour of refuge. The
city presents a fine appearance from the sea, and is solidly
built of excellent stone, but contains ' few features of in-
terest. Many of the houses bear the stamp of the English
occupation, which has also left curious traces in the life of
the people. Shoemaking is the principal trade, and shoes
and the building stone already mentioned are the only
important exports. Tho population was 21,976 in 1860,
and 15,842 in 1877. At Cala Figuera (a cove to the south-
east of -the town) is a cotton -factory; the King's Island
(I. del Rey, so called as the landing-place of Alphonso
in. of Aragon in 1287) contains a hospital built by the
admiral of the English squadron in 1722 ; farther south-
east on the shore lies the village of Villa Carlos or George
Town (1746 inhabitants in 1877), with ruins of extensive
English barracks ; and at the mouth of the port, on tho
same side, are the remains of Fort San Felipe, which was
originally erected by Charles V. and twice became the
*cene of the capitulation of British troops. Opposite San
Felipe is the easily-defended peninsula of La Mola (256
feet high), which is occupied by extensive Spanish fortifi-
cations now in course of completion. Mahon is one of
the principal quarantine stations of Spain ; the hospital,
erected between 1798 and 1803, stands on a long tongue
of land, separated from La Mola by Cala Taulera.
Mahon is tho ancient Portus Magonis, which under the Romans
was a municipium (/i/urt. Flavinm Magontanum), probably incliiJ-
inc; under its authority tho whole islani As tho name suggests, it
hnd previously been a Cartha^nian settlement. The Moors had
for some tiino been in possession when they were expelled by -Don
Jayme of Aragon in 1232. Barbarossa of Algiers besieged and cap-
tured the city in 1535 ; and in 1558 it was sacked by a corsair called
I'iali. The English, who under .lames Stanhope, afterwards £arl
Stanhope, seized tho island in 1708, made Mahon a flourishing city,
and in 1718 declared it a free port. In the year 1756 it fell into
the hands of tho French, through the failure of the unfortunate
Admiral Byng to relieve tho garrison of St Philip's (San Felipe).
Bcstored to the Engli<;h in 1762, it was in 1782 heroically but un-
successfully defended by General Murray. In 1802 it was finally
ceded to Spain by the treaty of Amiens.
PORTO ALEGRE, a city and seaport of Brazil, the
iaHriUI of the province of Rio Grande do Sul, lies in 30° 2'
S. lat. and 51° 12' W. long, at the northern extremity of
the Lagoa dos Patos (Duck Lagoon), where it receives the
waters of the Jacuhi, Sino, Gahi, and Gravatahi, whose
confluence opposite the city is sometimes distinguished by
the name of Lagoa Viamao. Like the other towns on this
lagoon, Rio Grande do Sul and Pelotas, Porto Alegre is
the seat of a very considerable trade, but it is impossible
to say precisely what share belongs to each of the three.
(See Rio Grande do Sul.) Its harbour is accessible to
vessels drawing 10 to 12 feet ; it is the terminus of a raiU
way running by Sao Leopoldo to Ncuhamburg; and it
serves as a centre for the. various German colonies in the
province. A cathedral, a seminary, a lyceum, a provincial
library, government oflices, a theatre, a large hospital, and
a market-house are among the public buildings. The
population is about 25,000.
Porto Alegre was founded in 1743 by immigrants from the Azores,
and was at first known as Porto dos Cazaes. In 1770 it was cliosen
by Jose Marcellino de Figuereido as his residence and obtained its
present name. Three years later it had 5000 inhabitants. The
title of "town" with the full name Sao Jose de Porto Alegre was
bestowed in 1808, and in 1812 Sao Jose became the governor's
residence for the comarca, which till 1821 comprised botli Rio
Grande do Sul and Santa Catharina. In 1822 it was raised to
the rank of a city, and in 1841, as a reward for its loyalty, was
distinguished with the epithets "leal y valorosa."
PORTO BELLO (Span., Puerto Bello), a town in the
republic of Colombia and state of PanamA, situated on the
coast of the Caribbean Sea, about 23 miles east of Colon
in 9° 32' N. lat. and 78° 38' W. long. As the name (bestowed
by Columbus in 1502) implies, it possesses a fine natural
harbour, the bay between Drake's Point in the north and
Buenaventura Island in the south being easy of entrance
and having a depth of 8 to 16 fathoms. Founded in 1584,
the city rapidly grew in importance, becoming the great
depot for the gold and silver from Peru, which were brought
across the isthmus from PanamA, and here conveyed on
board the loyal galleons. It is now best remembered
through the unexpected success which attended Admiral
Vernon's attack in 1739. "Within forty-eight hours after
his appearance in the harbour" he was in possession of the
place, and before he left he utterly destroyed the fortifica-
tions. At that time the city contained about 10,000
inhabitants; it now barely numbers 1000, including the
Negroes, who live in the quarter known as Guinea. A
few public buildings, such as the principal church and the
treasury, remain as indications of former prosperity. The
decline is due much less to Admiral Vernon than to the
extreme unhealthiness of the situation, and the fact that
trade has taken to quite other channels.
PORTOBELLO, a municipal burgh of Scotland, in the
county of Jlidlothian, lies on slightly sloping ground on
the south shore of the Firth of Forth, 3 miles by rail cast
of Edinburgh. At the west end are extensive brickfields,
two potteries' (working English clay), two bottle-works, and
a paper-mill. Southwards and eastwards the liouses are
those of a residential suburb of Edinburgh and a summer
watering-place. Among the more conspicuous edifices are
the npw municipal buildings (1878), tho old town-hall
(1863;, a United Presbyterian church (1880), the Free
church (1876-77), the Episcoi^al church (18>2C), and the
School Board schools (1876). Portobello beacli is a fine
reach of firm clean sands, but these have been to soma
extent spoiled by the vicinity of manufacturing works and
sewage outlets. A marine parade was constructed in 1860
and a promenade pier (1250 feet long) in 1871. Tliepopula
tion was 5481 in 1871 and 6794 in 1881. What used to be
the sejiaratc village of Joppa is now included in Portobello.
Portobello occupies part of a formerly desolate niece of ground
known as the Figgato Whins. The fust house was built by a luiloi
who liad served under Ailmiral Vernon at the capture of Porto Bello
in Central America in 1739 ;' but the real lieginning of the town
dates from the discovery in 1765 of a bed of cl.iy and the couse«|ueQt
632,
P O K — P O R
■ircction of brick and tile woiks. . It was made a burgh by the
Befonn Act of 1832-33.
PORT OF SPAIN. See Trinidad.
PORTO MAURIZIO, a city of Italy, chief town of a
province and centre of a maritime district, lies on the
coast of the Ligurian Sea, 46 miles by rail east of Nice and
70 miles west of Genoa, and consists of a picturesque old
town situated on the heights and a modern town of villas
on the lower slopes. The principal church, designed by
Gaetano Cantone, is perhaps the most notable building of
its class in the whole Riviera ; the roof is divided into
arches, domes, and semi-domes resting on massive piers.
A few remains of the old city walls may still be seen. In
1S81 the population of the city was 6309 and of the com-
mune 6827. About 2 miles east of Porto Maurizio is the
town of Oneglia, with a fine church, S. Giovanni Battista,"
designed by Gaetano Amoretti, a hospital (1785), and a
national penitentiary on the cell-system. Its population in
1881 was 7286, that of the commune 7433. Both Porto
Maurizio and Oneglia lie on the same bay, and schemes
are imder discussion for uniting their harbours into one
great port. At Porto Maurizio an extension is being made
(1884) in the western mole. The foreign traffic of the two
ports was represented in 1883 by 154 sailing vessels and
27 steamers entering or clearing (the steamers all prefer-
ring Porto Maurizio), and the coasting trade by 627 vessels.
Both towns are embowered amid olive groves, and the dis-
trict is famous for the quality of its oil.
Porto Maurizio appears as Porlns ilauricii in the Antoniue
Itinerary. After beiii" subject to the marquises of Susa (lltli
century), of Savona (12th century), and of Clavesaua, it was sold by
Boniface of Clavesana in 12S8 to Genoa for a yearly pension ; in
1354 it became the seat of the Genoese vicar of the western Riviera,
and remained in the possession of the republic till it was merged in
the kingdom of Sardinia. Oneglia, formerly situated inland at the
place called Castelvecchio (Old CastleV, has occupied its present
site from about 935. The bishops of Albenga sold it in 1298 to
the Dorias of Genoa, who in their turn disposed of it in 1576 to
Emanuel Philibert. In the various wars of the house of Savoy
Oneglia often changed hands. In 1614 and 1649 the Spaniards and
in 1623 and 1672 the Genoese obtained possession ; in 1692 it had
to repulse an attack by a French squadron ; in 1744-45 it was again
occupied by the Spaniards, and in 1792 bombarded and burned by
the French. Pellegrino Amoretti, assistant secretary to Charles V.,
and Andrea Doria, the famous admiral, were natives of Oneglia.
PORTO RICO (Span., Puerto Rico), one of the Spanish
West India Islands, lies 70 miles east of Hayti between
17° 50' and 18° 30' N. lat. and 65° 35' and 67° 10' W. long.
It forms an irregular parallelogram, 108 miles long and
37 broad, and has an area of 3530 square miles, or rather
less than that of Jamaica. From east to west it is
traversed by a range of hills so situated that the streams
flowing northward are much longer than those flowing
Porto Kico.
south. The highest district, however, and the highest
peak — El Yunque (3600 feet) — are situated in the Sierra
4e Loquillo near the north-east corner. As the hills inter-
cept the north-east trade-winds with their rain-clouds there
is sometimes almost a superabundance of moisture in the
northern lowlands, while in the south severe droughts occur
and tlio land demancls artificial irrigation, as yet carried
out with too little co-operation and system Tlie island ia,
however, exceptionally well watered, 1300 streams being
enumerated, of which forty-seven are considerable rivers ;
and its general appearance is very beautiful. Forests still
cover all the higher parts of the hills, and difier from those
of the other West Indian Islands mainly in the comparative
absence of epiphytes. Amon^ the noteworthy trees Baron
Ilggers (see Nature, 6th December 1883) mentions -the
Coccoloba macrophylla, or "ortegon" of the natives, which
forms extensive woods in some places, chiefly near the coast,
and is conspicuous by its immense" yard-long purple Spikes ;
a beautiful Talauma, with white odorous flowers, and
yielding a timber called "sabino" ; an unknown tree with
purple flowers like those of Scxvola Plumieri ; a large
Heliconia ; and several tree-ferns {Cyathea Serra and an
Alsophila). Besides the two staples — sugar and cofiee — j
tobacco, cotton, rice, maize, Caladiuni esculentum, yamaj
and plantains, as well as oranges, cocoa-nuts,' and other
tropical fruits, are commonly cultivated. The rice, which
is the principal food of the labourers, is a mountain
variety grown without flooding. On the lowland pastures,
covered mainly with Hymenachne striatum, large herds of
excellent cattle are reared to supply butcher-meat for St
Thomas, the French islands, &c. In general Porto Rico
may be described as extremely fertile, and its exports more
than double in value those of Jamaica. In 1883 the prin-
cipal items were — sugar and molasses, 78,482 tons, valued
at £1,036,595 ; coff'ee, 16,801 tons, at £955,948; honey,
30,378 tons, at £148,148; and tobacco, 1730 tons, at
£114,614. Of the tobacco a large proportion is sent to
Havana to be manufactured into cigars. The total value
of exports and imports has increased from £2,219,870 in
1850 to £5,118,712 in 1883. The great want of the
island is still roads and bridges, though the Government
has done good work in this department in recent years ;
the journey across the hills can only be performed on
horseback, and even along the coast-route wheeled traffic
is at times interrupted. Gold, iron, copper, coal, and salt
are all found in Porto Rico, but the last alone is worked.
The island, which was declared a province of Spain in 1870, is
divided into the following seven departments : — Bciyamon, near
the north-east end of the isl.Tnd (containing the capital, San Juan
Bautista, and Toa-Alta, Toa-Baja, Naranjito, Vcga-Alta, &c.),
Arccibo (Arecibo, Hatillo, Camuy, Quebradillas, ic), AgvaifiVii
(Aguadilla, Moca, Aguada Lares or San Sebastian), Mnyngucz (Maya-
guez, Anaico, San German), Ponce (Ponce, Guayanilla, Penuelas,
Coamo), £'i(macao(Humacao, Naguabo, Lu(|uilIo), CiinT/uwin (Hato-
Grande, Gurabo, &c.). And the island of Viequez (with the town
of Isabel Segunda) is attached as an eighth department, and used
as a military penal station. The total population of Porto Kico
was not more than 319,000 in 1830 ; by 1860 it reached 583,308 ;
and by 1830 754,313. At this last date 429,473 (219,418 males and
210,055 females) were white and 324,840 (162,352 males and 162,488
females) coloured. There is still plenty of room for further expan-
sion. Among the people of Eurojiean origin are Spaniards, Germans,
Swedes, Danes, Russians, Frenchmen, Chuetas or descendants of
Moorish Jews from Majorca, and natives of the Canary Islands.
There are also a number of Chinese. The Gibaros or small land-
holders and day-labourers of the country districts are a curious old
Spanish stock largely modified by Indian blood. Till 1856 it was
believed that no trace of the original inhabitants of the island
remained ; archeological collections, however, have since been made
and arc now preserved in the Smithsonian Institution, the Ethno-
logical Museum in Berlin, and elsewhere. They comprise stoni,
axes, spear-heads, and knives, stone and clay images, and fragments
of earthenware At Gurabo, on the banks of the Rio Grande dc
Loiza, there is a curious rude stones monument, on the uppei
surface of which appear several strange designs (see L. Krug, " Iiul.
Alterth. in Porto Kico," in Z. fur Ethn., Berlin, 1876).
Principal Toims. — San Juan Bautista or St John's (24,000 inha-
bitants in town and district), the capital, lies in 18° 29' N. and 66°
7' W. on the north roast, on a small island (Morro) connected with
the mainland by bridges. It is a place of. some strength and con-
tains a governor's palace in the old fort of Santa Catalina, a palace
erected by Ponce de Leon, a cathedral, a town-house, a theatre, &c.
The harbour is one of the best in the "West Indies, having a com-
paratively unobstructed entrance, and along the wharves a depth
P O R — P O R
533
ftt low water of 10 to 13 fe«t, and at high water llj lo 144. Ponce
(38,000 inhabitants in town and district) lies about 3 miles inland
from the south coast. Its public buildings are frequently of brick
or stone, hut the private houses are of wood. It contains a town-
hall (sitiuted, like the principal church, in the main square), a
public hospital (1875), and an English Episcopal church, and it is
lighted with gas by an English company. Mayngiiez (27, OOO inhabit-
ants in town and district), on the west coast, is also situated several
miles inland, and is separated from its port by a river. An iron
bridge, however, was constructed about 1S75-76. The town has
military barracks, clubs, and gasworks. The harbour, accessible
only to vessels drawing less than 16 feet, is silting up, as indeed
is the case with almost all the harbours of Porto Rico. Other towns
are Guayama on the south coast, with its harbour at Arroya, and
San Carlos de Aguadilla on the west coast. The seaports are St
John's, Ponce, Mayaeuez, Naguabo, Fajardo, Aguadilla, and Viequez.
Misttry.^-Yoxto Rico, the Borinquen of the aborigines, was dis-
covered by Columbus in November 1493. In 1510 Ponce de Leon
founded the town of Caparra, soon after abandoned, and now known
as Puerto Viejo, and in 1511, with more success, the city of San
Juan Bautista. The native inhabitants — probably not very numer-
ous, though, with their usual exaggeration, old chroniclers rate them
at 600,000 — were soon subdued and swept away.' In 1595 the
capital was sacked by Drake, and in 1598 by the duke of Cumber-
land. In 1615 Baldwin Heinrich, a Dutchman, lost his life in an
attack on the Castello del Mono. The attempt of the English in
1678 was equally unsuccessful, and Abercrsmby in 1797 had to
retire after a three days' siege. In 1820 a movement was made
towards a declaration of independence on the part of the Porto
Ricans, but Spanish supremacy was dompletely re-established by
1823. The last traces of slavery were abolished in 1873 by the
abrogation of the system of forced labour.
See Antonio de Hen-era, " Descripcion de la isla de Puerto Rico, 1582," in
'BoUtin de la Soc. Geogr. de Madrid. 1876 ; Bello y Espinosa, " Geschichtl., geogr.,
und Stat. Bemerk. uber Puerto Rico," in Zcitschr. fur Elhnulogie, 1872 ; Inigo
Abbad, Historia . . ■. (f« la Isla de S. J. B. di Puerto Kico, Madrid, 1788, re-
published by Jos6 Julian Acosta of Porto Rico. ^
PORT ROYAL, a town and naval station of Jamaica,"
occupies the outer end of a narrow strip of land called the
"Palisades," which, projecting westward for about 9 miles,
forms the natural breakwater of the noble bay on which
Kingston, the present capital of the island, is built. Aa a
town Port Royal (though in the 17th century it was re-
puted the finest in the West Indies) is now a wretched
place of 1205 inhabitants (1881), with narrow and ex-
tremely dirty streets,^ and contains no buildings of note
except a hospital (200 patients) and the spacious admiralty
house, which is surrounded by beautiful gardens ; but as a
naval station it is still of very considerable importance, has
well-equipped machine-shops, and is defended by a number
of forts and batteries partly of quite modern erection.
The first great blow struck at the prosperity of Port Royal was
the earthquake of 1692, which swallowed up whole streets and forts
and sunk a considerable part of the site into the sea, where remains
of buildings are still visible under water in clear weather. In 1703
the whole town, o.Tcept the royal forts and magazines, was reduced
to ashes ; on 22d August 1722 most of the houses were swept into
the sea by a hurricane ; in 1815 another conflagration proved nearly
as destrucrive as the first ; and in 1880 another hurricane did
grievous damage.
PORT ROYAL, a celebrated Cistercian abbey, occupied
& low and marshy site in the thickly-wooded valley of the
Yvette, at what is now known as Les Hamcaux near Marly,
about 8 miles to the south-west of Versailles. It was
founded in 1204 by Mathildo de Garlande, wife of Matthicu
de Montmorenci-Marli, during his absence on the fourth
crusade, and in its early years it received a variety of papal
privileges, including (1223) that of affording a retreat to
lay persons who desired to withdraw from the world for a
season without binding themselves by permanent vows.
Apart from the famous reforms begun hero in 1G08 by
Jacqueline Mario Aknauld (r/.v.), the M6ro Angtiliquej
the history of Port Royal presents little of general interest
antil about ten years after the establishment (1G2G) of the
sister house in Paris, when the community fully came under
the influence of Duvergier de Ilauranno (.see vol. vii. p.
5R7), abbe of St Cyran, the friend of Jansen, and leader
' A detailed account of their manners, translated from Abbnd by
MtBidwell. will be found in the Consular Ji'.vorcs, 1880.
of the anti-Jesuit movement in France. The religious
views of St Cyran spread rapidly in Port Royal de Paris,
and among the members and connexions of the Arnauld
family; and it was under his influence that in 1637
Antoine Le Maitre (1608-1658), a nephew of the Mere
Angelique, resolved to abandon his brilliant prospects as
an advocate and seek a life of ascetic retirement. He
found a lodging for himself at Port Royal des Champs (as
the mother house came to be called for distinction's sake),
which since the departure of the nuns in 1626 had been
untenanted. In the following year he was joined in his
religious retreat by his younger brothers Simon de Seri-
court (1611-1658), who had served in the army, and Louis
Isaac (1613-1684), better known in the world of letters by
his assumed name of De Sacy. They were at various
times joined by others until in 1646 the J' solitaries of
Port Royal," apart from merely' occasional visitors, had
risen to the number of twelve. From almost the beginning
of his sojourn Le Maitre, carrying out the ideas of his
imprisoned master St Cyran, devoted a considerable part
of his time to teaching ; the number of pupils and also of
teachers gradually increased until in 1646 and following
years the " Petites £coles," as they were modestly called,
around Port Royal-les Champs and in Paris, although de-
stined to be short-lived, attained a great and widespread
success (compare vol. vii. p. 675). Of the regular teaching
stafT probably the most distinguished were Claude Lance-
lot (1615-1695)2 and Pierre Nicole (q.v.) ; of the pupils
it is enough to mention Tillemont (q.v.) and Racine (q.v.)
In 1648 the Mfere Angelique with some of the nuns ro
turned from Paris to Port Royal des Champs, which in th
interval had been considerably enlarged, while the neigli
bourhood had been rendered more salubrious by the labour.i
of the solitaries, who now removed to the farmhouse of
Les Granges on the height above. In the same year
Antoine Arnauld (q.v.), the apologist of the Auffustimi.-;
came into residence, and thenceforward the " gentlemen of
Port Royal " became closely identified in the public mind
with the Jansenist cause. The open struggle, which began
with the publication in 1653 of the bull of Pope Innocent
X. condemning the five propositions (see Jansenism), came
to-a disastr(»us crisis in 1656, when Arnauld was expelled
the Sorbonne, and he, as well as Sacy, Fontaine, and Nicole,
had to go into hiding. The publication of the Provincial
Letters in the course of tho same year did not tend to
soothe the Jesuits, but tho timely "miracle of the Holy
Thorn" (24th May 1656; seo vol. xviii. p. 335) helped
to postpone somewhat the evil days that were coming on
the Port Royalists. But only for a time ; for in 1661 the
young and ardently orthodox Louis XIV. ,caused tho Petites
Ecoles to be broken up and the postulants and novice-s
of the two religious houses to be dispersed. For continued
contumacy both houses were in 1664 laid under interdict,
which was only removed when the " peace of the church "
was established by Clement IX. in 16C9. In tho samo
year, however. Port Royal de Paris, was separated from
the parent house with a grant of one-third'of tho revenue.s,
and placed under Jesuit management. The nuns of the
abbey of Port Royal des Champs were allowed to take in
children as pupils, but not to receive any accessions to
their own number, and tho Petites ficoles were not resumed.'
Tho " peace," such as it was, was again destroyed by tho
bull of Clement XI. in 1705, and in 1708, tho nuns proving
inflexible, a papal bull was granted for the final sujipression
of Port Royal des Chamjis and tho transference of tha
whole property to Port Royal do Paris. Tho dispersion
of tho aged sisters took place in tho following year;. tha
' Author of /fouvetle MHhode pour apprendre la Langtie Grer/fu*
(1655), NouvelU Mithoile pour apprendre la Langve Latine (1656),'
Grammaire gtnirale ct TaiaB%nit.(WiQ), and other educational woc^
534
P 0 R — P O R
buildings were levelled with the ground in 1710; and in
1711 the bodies (to the number, it is said, of nearly 3000)
that lay buried within the desecrated precincts were disin-
terred and removed to other places. Port Royal de Paris
continued to subsist in obscurity until 1790.
See Sainte-Beuve, Port Royal (3 toIs., 1842-43 ; 4th ed., 6 voli,
1878), an exhaustive work, by -which all the earlier histories have
been superseded.
PORT SAID, a town and seaport of Lower Egypt, which
owes its existence to the Suez Canal (1859-69), and was
named after Sa'id Pasha, patron of the enterprise. It lies
on the west side of the canal, on the low narrow, treeless,
and desolate strip of land which separates the Mediter-
ranean from Lake Menzaleh (see plate XXXVL, vol. iv.) ;
the supply of fresh water brought from the sweet-water
canal at Ismailia by a conduit is barely sufficient for the
wants of the town, which is regularly laid out and has
some streets of substantial houses. The population rose
from 12,332 in 1880 to 16,560 in 1882. Nearly half
of this number reside in a miserable native suburb about
500 yards to the west of the town proper. The British
subjects (405) are nearly all Maltese. Port Said, having
no direct means of communication with the interior, is
essentially a coaling station for steamers, and is entirely
dependent on the canal trade. The steamers from Alex-
andria to the Syrian ports call here, and there is a daily
steamboat to Ismailia. The outer harbour is formed by
the terminal piers of the canal, and the inner harbour
comprises three sheltered basins, — the commercial dock,
the arsenal dock, and the Sherif dock. The third is flanked
by buildings originally erected by Prince Henry of the
Netherlands as a depot for Dutch trade. Besides a Catholic
and a Greek church, the town contains a hospital and five
schools, one of which is maintained by the Capuchin friars,
and another by the freemasons.
PORT ST MARY. See Puerto de Sant^: Maeia.
PORTSMOUTH, a municipal and parliamentary bor-
ough, seaport, and naval station of Hamp-
shire, England, consists of an aggregate of
towns situated in the south-western corner
of Portsea Island, opposite the Isle of
Wight, 18 miles south by east of South-
ampton and 74 south-west of London by
the London and South- Western Railway.
For the general position of Portsmouth, see
plate VII. vol. xi. The original town is
not now nearly so populous as the suburbs
comprised in the general name of Portsea
(including Portsea proper) on the north
and west, Landport on the north, and
Southsea on the east. Portsmouth proper
is the barrack and garrison town ; at Port-
sea is situated the great naval dockyard ;
Landport is occupied chiefly by the houses
of artisans ; and Southsea, as possessing
facilities for bathing, is resided in by .the
wealthier classes. The old High Street of
Portsmouth, which is now continuous with
the Commercial Road from the Landport
side, forms a spacious and busy central
thoroughfare 2 miles in length, with nu-
merous fine buildings, including the new
and old post-office, the new offices of the
Waterworks Company and Gas Company,
the Central or Town Railway station, the
new Government House with its pleasure-
grounds, the quaint old building occu-
pied by the new free library, and the grammar-school,
which was founded in 1732, though the new building was
opened in 1879. Since the demolition of the anr.ient
ramparts ana unwholesome moats a few years ago there
have sprung up a handsome people's park and recreation
grounds for the naval and military forces, and improve-
ments are still being vigorously carried forward. Much of
the Government work has been done by convict labour,
notably at the north-east of Landport, where 1300 convicts
have been engaged in the formation of a new island (Whale
Island), on which gunnery experiments are carried out in
connexion with the training-ships of the gunnery schooL
The towns constitute one of the strongest fortresses of the
kingdom, being protected by a chain of detached forts, the
outer line of which on the land side north of the harbour
extends along the Portsdown Ridge, the inner line protect-
ing the approach by Stokes Bay and Gosport on the west
side, while eastwards are the Hilsea lines, within which
are also the Royal Artillery and cavalry barracks of Hilsea
and the powder-magazine of Tipner. On the south side
the forts are built in the sea, each being provided with an
Artesian well sunk into the seabed, from which a plentiful
supply of fresh water can at all times be obtained. The
coast to the eastward is lined by the forts of "Cumberland"
and "Southsea Castle," which complete the circle. There
are 8 barracks — 5 in Portsmouth, 1 in Southsea, and 2 in
Portsea — and at Eastney are the extensive buildings which
constitute the headquarters of the Royal Marine Artillery; .
on the Gosport side of the harbour are those of the Ports-
mouth division of the Royal Marines. In the church of St
Thomas a Becket (12th cent.) the chancel and transepts
form part of the original structure ; the nave and tower
were erected in 1698. The garrison chapel near the grand
parade, in the Early English style, formed originally a
portion of the hospital of St Nicholas (1212), and was
restored in 1866. Among more recent buildings may be
mentioned the new jail and county lunatic asylum, both
situated on the outskirts. In the centre of the town and
adjoining the people's park are the new cathedral and
buildings Of the Roman Catholic schools, the new Pres-
S^mUtrXiff^xu
Plan of Portsmouth, England.
byterian church, the seamen aind marines orphan schools,
the offices of the board of guardians and the borougll
overseers. At Portsea a new railway station has been
P O R-
built on piles driven into the harbour bed. Besides these,
amongst other public buildings may be mentioned the
town-hall, the county court, and the theatre. At Portsea
is A.ria College, opened in 187-t for the training of Jewish
ministers. In the same town is situated the convict
prLsoD, which superseded the hulks in 1852. Landport
has a freemasons' hall (1879-80), and a people's park of
eight acres opened in 1878. Southsea, which is only of
recent origin, possesses assembly-rooms and baths, a pier
(1879), and a fine esplanade 2 miles in length. Southsea
Castle, built by Henry VIII., was taken by the Parlia-
mentary forces in 1642 and partly dismantled, but it has
now been refortified. The creek which formerly separated
Portsmouth and Portsea was filled up in 1876.
The port of Portsmouth e.xtends eastwards 9 miles to
Emsworth, and westwards 5 miles to Hill Head at the
entrance to Southampton Water. About 3 miles to the
south of the harbour is the well-known anchorage of Spit-
head, protected by the Isle of Wight. The harbour, one
of the best in the kingdoiu, stretches 4 miles inwards to the
north-west of the town, with an entrance 220 yards in
breadth, permitting access to vessels of the largest tonnage
at low tide. There is an anchorage within the basin at
low tide of 380 acres, and a portion of the harbour is per-
manently occupied by dismantled vessels and the reserved
fleet of the navy. There is a graving-dock built by the cor-
poration, with 18 feet of water on the blocks, and a patent
slip. Extending along the eastern shore are the ordnance
gun wharf between Portsmouth and Portsea and to the
north of it the great naval Government dockyard, which
has lately been much enlarged (see Dockyaed, vol. vii^
313). At GospoET (q.v.) are the royal Clarence victualling
yard and the Haslar hospital. Portsmouth has a consider-
able trade in coal, timber, fruits, and agricultural produce.
In 1883 the total number of vessels that entered the port
from British and foreign possessions and coastwise was
2094 of 210,210 tons burden, the number that cleared 2079
of 216,926 tons. The borough of Portsmouth is governed
by a mayor, fourteen aldermen, and forty-two councillors.
The area of the borough is 4320 acres, with a population
in 1871 of 113,509, and in 1881 of 127,989. Of the
latter number 120,022 were included in Portsea.
To the north of Portsmouth harbour is Porchester Castlo, a ruined
Nonuau fortress occupying the site of the Portus Magnus of the
Romans. The Saxon Chronicle mentions the arrival of Port and
his two sons on the coast in 501, but the derivation of the name
Poytsmouth is too evident to require a mythical invention to ex-
plain it. Portsmouth, though a small to«n soon after the Norman
invasion, did not possess a church till 1140. It received its fji'st
charter from Richard I. In the beginning of the 13Ui century it
had f^rowu to bo a naval station of some importance, and for the
accommodation of the king's galleys the docks were enclosed by
a sti'ong \vall. A large portion of the town was burned by the
French in 1372. Great additions were made to the fortifications
by Edward IV., and the works were continued by later sovereigns,
especially Elizabeth and James II. Its importance as a naval
dockyard commences about 1544. The English fleet assembled at
Portsmouth in 1545 before the naval engagement with the Frencli
off Spithead. In 1628 Villii rs, duke of 15uckingham, when on the
point of embarking at Portsmouth with the army for the relief of
Kochelle, w.is killed by Felton. The town was taken by the Par-
liamentary forces in 1642. In 1662 the nuptials of Charles II. with
Catherine of Braganza w?rp celebrated at Portsmouth in tlie chapel
of the garrison. In 1782 tho " Royal George," with Admiral Kern-
pcnfeldt on board, having been careened to stop a leak, went down
in th( harbour. About 1792 Portsea began to bo built on tho
common to tho north of the town. Among eminent persons con-
nected "ith the town niention may bo made of Charles Dickons,
Jena's Ilanway, Sir Isambard Brunei, Sir F. Maiden.
All.ii. Il'tt ,11/ afPorlsn'tu'lx, 1817; Saunders, Annah of Pi,rtsmo\M, 1878.
PORTSMOUTH, a city and port of entry of tho United
•Siatei, one of the two shire-towns of Rockingham county.
New Hampshire, and alternately with Concord the scat
of the ^e.s^ioIls of the United States courts for tlie district
of New Hampahiro, lies on a peninsula on the right bank
0 R
535
of tho Piscataqua, 3 miles from its mouth, in 43' 4' N.
lat. and 70° 45' W. long. By rail it is 57 miles north-
north-east of Boston. Quiet and old-fashioned beyond
most of the New England cities, with shaded streets
and many quaint antique houses, survivals from colonial
times, Portsmouth is a favourite summer resort. Not-
withstanding the excellence of its harbour — which is
from 35 to 75 feet deep, safe, free from ice at all seasons,
and capable of containing 2000 vessels — it ha.s very little
foreign trade. There are cotton-mills (Kearsarge), brew-
eries, boot and shoe factories, and some other industrial
establishments in the city; and shipbuilding, which i&
the principal industry, has long been extensively pros?
cuted. The United States navy yard, though situated oil
Continental or Navy Island, on the north side of the river,|
in the township of Kittery (Maine), is generally knownl
as Portsmouth yard. It contains a fine balance dry dock,
350 feet by 105. Among the more conspicuous buildings
in Portsmouth are the old church of St John, the athen-
asum (15,000 volumes), and the custom-house. There is
a public library of 8000 volumes. At Little Harbour, 2
miles distant, is Governor Wentworth's mansion, dating
from 1750. The entrance to the harbour is defended by
earthworks at Jaffrey's Point and Gerrish's Island. The
population was 9738 in 1850, 9211 in 1870, and 9690 in
1880.
Settled in 1623 under the Laconia Company, Strawberry Bank
(as it was first called) was named Portsmouth in 1653, and incor-
porated as a city in 1849. It was the capital of the colony and
State pf New Hampshire till 1807, when that rank was bestowed
on Concord. The " Ranger," afterwards commanded by Paul Jones,
and the first ship to carry the stars and stripes, was built at Ports-
mouth for the American Congress in 1777. The ?!ew Hampshire
Gazette, started at Portsmouth in 1756, is the oldest of all the
existing newspapers of the United States, and tho Porlsmo\Uh
Jotmial, established in 1793, is also still published. T. B. Aldrich,
J. T. Fields, Eliza B. Leo, and B. P. Shilla')er ("JIrs Partington")
are natives of the city.
PORTSMOUTH, a city of tho United States, capital
of Scioto county, Ohio, lies at tho confluence of the Scioto
with the Ohio, and is tho southern terminus of the Ohio
and Erie Canal, and of a branch line of the Cincinnati,
Washington, and Baltimore Railroad (Hamden to Ports-
mouth, 56 miles), as well as an important station on tlie
Scioto Valley Railway. As the caitrepot for the rich
mineral regions of southern Ohio and north-eastern Ken-
tucky, and for the productive valley of the Scioto, Ports-
mouth has a largo and growing trade both by rail and
river; and it also contains iron-furnaces, rolling-mills,
foundries, saw-mills, planing-mills, breweries, flour-mills,
shoe-factories, hub and spoke factories, ic. Among Uia
public buildings are an opera-house and a masonic temple.
Tho charitable institutions include a hospital, a diildren'a
home, and a home for destitute aged women. The city
has also two libraries, water-works, and tramways. The
population was 6268 in 1860, 10,592 in 1870, and 11,321
in 1880. Portsmouth was laid out in 1803, and tho
charter of the city dates from 1814.
PORTSMOUTH, a city of tho United States, capital
of Norfolk county, Virginia, lies on tho west bank of
Elizabeth river, opposite Norfolk. It ia the eastern
terminus of tho Seaboard and Roanoke Railroad (part of
a great passenger route between Boston and New Orleans),
has one of the best harbours on the Atlantic coast, is the
seat of the United States Gosport navy yard (with a dry
dock built of granite at a cost of $974,536, and a large naval
hospital), and exports cotton, lumber, pig-iron, and early
vegetables. The population was 9496 in 1860, 11,390 iii
1880, and 14,870 in 18S4. Portsmouth was founded in
1752. On 20th April 18G1 tlfc navy yard— then employ,
ing 1000 men — was destroyed by fire, the loss being estii
mated at several million dollars.
536
PORTUGAL
PART I.— GEOGRAPHY AND STATISTICS.
THE kingdom of Portugal, which is geographically a
province of the Iberian Peninsula on its west coast,
is bounded on the N. by the Spanish province of Galicia,
on the E. by the Spanish provinces of Leon, Estremadura,
and Andalusia, and on the S. and W. by the Atlantic
Ocean. It lies between 36° 56' and 42° 10' N. lat. and
6° 15' and 9° 30' W. long. It is 362 miles in length by
140 in breadth, and contained by the latest (187o) com-
putation ^ 34,419J square miles. Its coast-line is nearly
500 miles in length, and only one province, Tras-os-Montes,
IS not washed by the sea. On the extreme north the coast
is low, but farther south it becomes rocky and steep for a
few miles near Povoa de Varzim. From that to^m to Cape
Carboeiro the coast of Beira is flat, sandy, and marshy,
closely resembling the French Landes ; after another
stretch of dunes it again becomes steep and rugged from
Cape Roca to Cape Espichel, and along the northern side
of the Bay of Setubal, and then remains low throughout
the rest of the coast-line of Estremadura (Portuguese). In
Alemtejo the coast is low and in places rocky and fuU of
ahallows ; and, although at Cape St Vincent the cliffs are
steep and inaccessible, the general coast-line of AJgarves,
the southernmost province of Portugal, is low and sandy.
The chief capes, which form the only cliffs on the other-
wise flat and sandy coast, are Cape Mondego, Cape Car-
boeiro, Cape Roca, Cape Espichel, Cape Sines, Cape St
Vincent, and Cape Santa Maria, and the chief bays are
those of Figueira, Ericeira, Setubal, and Sines. The only
islands off the coast are the dangerous Farilhoes and the
Berlengas off Cape Carboeiro, which would be uninhabited
but for an old castle, now used as a p^'ison, on the largest
island of the latter group.
The mountain-systems of Portugal can only be adequately
treated under Spain {q.v.), as they are in every instance
continuations to the west or south-west of the great
Spanish ranges. Thus the mountains of the Cantabrian
Pyi-enees in Galicia spread themselves over the two northern
provinces of Portugal, Entre Minho e Douro and Tras-os-
Montes, in various short ranges, of which the most im-
portant are the Serra do Gerez (4815 feet) and the Serra
de Marao (4665 feet), the latter extending down the left
bank of the Tameja and sheltering the wine-districts of
Tras-os-Montes from the east winds. In Beira the granite
Serra da Estrella (6540 feet), the loftiest range in Por-
tugal, forms part of the system of the Guadarramas and
a continuation of the Sierra de Gata, and terminates in the
Serra de Lousao (3940 feet), while the chalk mountains in
the south of the province, such as the Monte Junto near
Santarem (2185 feet) and the Serra de Cintra, which runs
into the sea at Cape Roca, belong to a different geological
period. The chalk mountains of the Serfa de Arrabida
(1537 feet) to the south of the Tagus correspond with the
Serra de Cintra, and form Cape Espichel ; but the other
low ranges to the south of the river in Alemtejo, such as
the Serra de San Slamede (3363 feet) and the Serra de
Ossa (2130 feet), belong to the system of the mountains
of Toledo. The continuation of the Sierra Morena, which
separates Algarves from the rest of Portugal, forms various
small ranges and isolated mountains, such as the Serra do
ilalhSo (1886 feet) and Monte Figo, and then closes with
the Serra de Monehique (29G3 feet) and runs into the sea
in the steep cliffs of Cape St Vincent.
The river-system of Portugal is also merely a portion
of that of Spain. Its three most im .ortant rivers, the
' Strdbitbky, Siipcrjii.ie Ue i'£i' •ojjc,lii:2-
Douro, the Tagus, and the Guadiana, all rise in Spain and
flow through that country ; but they all enter the sea in
Portugal, and at the mouths of the Douro and the Tagus
are situated the two most important cities of the kingdom,
Oporto and Lisbon. The chief Portuguese tributaries of
the Douro are the Tameja, the Tua, and the Sabor on the
north, and the Agueda, the Coa, and the Paiva on the
south ; of the Tagus, the Elja, the Ponsul, and the Zezere
on the north, and the Niza, the Sorraya, and the Canha on
the south ; while into the Guadiana, on its right or Port-
uguese bank, flow the Caia, the Oeiras, and the Vascao.
The other important rivers are the Minho, which forms the
boundary of Portugal and Galicia in the lower part of its
course, the Limia, the Cavado, the Vouga, and the Jlondego
to the north of the Tagus, and the Sado, the Mira, the
Odelouca, and the Silves to the south of it. Important
as are the rivers of Portugal, it has no inland lakes worthy
of mention, though it abounds in hot and other medicinal
springs, such as the Caldas de Monehique ; and beautiful
little mountain -lakes are ntmierous on the tops of the
Serra da Estrella.
The climate of Portugal is particularly equable and
temperate, and its salubrious qualities were recognized by
the English doctors of the 18th century, who used to send
many patients to winter there, including Fielding the
novelist ; and, though Portugal has been superseded as a
winter resort by the Riviera and Algiers, there are signs
that it may again become a European health-resort of
the first importance. To prove the temperate nature of
the climate it is. not enough to state that the average
mean temperatures of Lisbon, Coimbra, and Oporto are
6r-3, 6r'l, and 60°'2 Fahr. respectively; more instruct-
ive is it to mention that the mean average temperature
for the month of January is only 50°'2 at both Coimbra
a»d Oporto, and for July only 69°'4 and 70°'3 for the
same two cities, showing a difference between summer
and winter of about 20°. This equability of temperature
is partly caused by the very heavy rainfall which is pre-
cipitated on Portugal as one of the most westerly king-
doms of Europe and one most exposed to the Atlantic,
and which has reached as much as 16 feet in a year;
but it is noticeable that this heavy rainfall comes down in
gradual showers spread over the whole year, and not in
the torrents of the tropics. This great humidity has its
drawbacks as well as its advantages, for, though it makes
the soil rich, it produces also heavy fogs, which render the
Portuguese coast exceedingly dangerous to ships. This
charming climate and equability of temperature are not,
however, universal in Portugal ; they are to be enjoyed
mainly in the highlands of Beira, Estremadura, and in
the northern provinces, especially at Cintra and Coimbra.
In the deep valleys, even of those favoured provinces
where the mountains keep off the cool winds, it is ex-
cessively hot in summer ; while on the summits of the
mountains snow lies for many months, and it is often
extraordinarily cold. Even in Lisbon itself the tempera-
ture, though its mean is only the same as that of Coimbra,
varies from 3S°-1 in January to 90°"6 Fahr. in July, a
difference of more than 60° In Alemtejo the climate
is very unfavourable, and, though the heat is not so great
as in Algarves, the country presents a far more deserted
and African appearance, while in winter, when heavy raina
swell the Tagus and make it overflow, its banks, damp
unhealthy swamps are left, which breed malaria. Not-
withstanding that Algarves is hotter than Alemtejo, anj
X
feTXTISTICS.]
PORTUGAL
537
the climate there very, sultry owing to the sea-breezes
being intercepted by the Serra de Monchique and other
mountains, a profuse vegetation takes away much of the
tropical effect, so that it is a far shadier and more agree-
able province than Alemtejo. Although such a rainy
country, Portugal is very rarely visited by thunderstorms ;
but, on the other hand, shocks of earthquake are frequently
felt, and recall the great earthquake of Lisbon in 1755.
The geology, flora, and fauna of Portugal are essentially
tlic same as those of Spain, and will be studied under
Spain ('{.v.).
Population. — The population of Portugal, according to
the census of 1st January 1878, was 4,160,315, and in
1S81 it was calculated to be 4,306,55-1, or 125 persons to
the square mile. The following is a table of the popula-
tions of the different provinces and districts according to
the census of 1878 and the official estimate of 1881 :—
ViannadoCastelloJ
Drasa . .
Piirfo....
Villa Real
Bragaiiza
■ Alta
Ceira
Population.
1831.
Avciio \
Viseu V
&.iiiibra J
la i
llo \
ICO J
Guanla
Caste:
Branco
Leiria
Santarem . .
Lisbon . . . .
Port Alegre
Evora . . . .
Beja
Faro
I3aixa_
Beira "
211
336,
460,
225,1
171,
270,
387,
307,
234,
178,
199,
227,
518
105
112,
Hi),
204
,539)
548 1
981 )
090 \:
5S6 I j
266\
203 1
426 1
,363 f
164
,015 ■)
.943 [•
,884)
.247)
,735 \
,167 J
Population.
1678.
1881.
EntreMinhocDouro S82,735
Tras-03-Montes 393,279
Beira.
Estremadura .
Alemtejo .
Algarves .
Portugal . . .
Azores 1 .
Madeira .
1,014,
396,
1,323,134
350,103
199,142
4,160,315
259,800
130,684
1,377,432
4,306,554
269.401
132,223
4,550,699 4,708.178
According to the census of 1878 the following towns, had
a population of more than 10,000 each : — Lisbon, 246,343;
Oporto, 105,838; Braga, 19,755; Setubal, 14,798; Louie,
14,448; Coimbra, 13,369; Evora, 13,046; Tavira, 11,459;
Covilha, 10,809; Elvas, 10,471; Povoa de Varzim, 10,365;
Ovar, 10,022.
The ethnological composition of the population is most
mixed : in the two northern provinces the population is
essentially Galician, bnt farther south the mi.vture be-
comes obvious ; not only did the conquering Portuguese
largely intermarry with the Arabs, but in the places where
they exterminated them they replaced them by colonies
of cru.saders of all nations, chiefly French, English, Dutch,
and Frisian, who have left their mark on the features and
character of the nation, and they also largely intermarried
with the Jews. No Jews were so wealthy or so cultivated
as those of Portugal, who, though for many centuries
keeping strictly, apart from the Christians, yet after their
forced conversion or expulsion by King Emmanuel largely
intermarried, especially with the- people of Lisbon. Farther
south an African physiognomy appears, derived from the
thousands of negro slaves ini|)orted to till Alemtejo and
Algarves, from the days of Dom Henry till the dcclino of
the Portuguese power.
Enii^'ration is tliiiuiiiif; tlic riopiiLilion, or ratlicr kccpiii:,' it from
rapiilly incrcasiiiij; .111*1 tlifi follou-iii;; .irc tlio results of the statistics
imlilisheil by tlm h'oyal Gooi^rniiliiciil Society of Lisbon for 1872-81.
There cmij;rate<l in the ten years between 1871 ami 1881 IVoin Eiitie
Minho c Douro 51,5)1 persons, from Tras-os- Monies 7799, from
IJeira 31,437, from Estremadiiia 12,769, from Alemtejo 42, from
Algarves 225, from the Azores 22,794, from Madeira til 10, iimkin"
a fiianil total of 133,007. Of these emigrants 129,519 were bound
for America, the whole number in all probability for llio Hrazila,
' The Azores and Madeira are rog.ardcd as colonics and as an integral
part of the country.
!•• 2(1*
3348 for the Portuf^ese colonies in Africa, and 95 for Asia. It will
be noticed that the majority of these emigrants come from tha
wealthy northern provinces and the sober population of Entro Minho
e Douro, while the number from the fever -stricken Alemtejo is
practically nil.
Colonics. — See Azores, Cape Verd Islands, Goa, Macao,
Maueiiia, Mozambique, and Colony (vol. vi. p. 161).
Comjncrce. — The commerce of Portugal has not rapidly, though
it has steadily, increased during the last thirty years ; the chief
countries with which it trades are, in order of value, England and
her colonies, Brazil, the United States, France, and Spain ; but it
is hardly fair to mention commerce with Spain, because the large
amount of smuggling which takes place makes it impossible to
estimate the real amount of trade between the two countries.
The following table of exports and imports in nineteen classes,
compiled by Jlr George Brackenbury, jjritish consul at Lisbon,
dated 24th April 1884, is published in the Consular Reports for
,1884, and contains the latest information on Portuguese trade and
commerce. It will be noticed that the chief imports are bread-
stuffs, metals, cottons, and minerals, and the chief exports fer-
mented liquors, live stock (which ia nearly all sent to England^
and timber.
Tariff Classes.
Imports.
Exports. 1
1SS2.
1S83.
1882.
1883.
£228,3292
423,204
S45,432
495,441
202,551
850,363
169,986
230,514
1,694,163
752,145
166,183
1,057,334
493,736
44,031
81,016
102,120
76,125
133,844
637,234
£221,903
392,101
325,304
614,166
212,818
870,001
169,944
230,093
1,272,540
684,921
171,956
1,369,768
625,770
27,848
64,728
103,496
73,658
117,699
468,459
£605,916
138,397
141,160
69,058
13,638
19,743
6,654
602,116
93,466
30,393
401,222
616,189
348,823
2,217,611
4,353
16,473
89,445
7,«93
89,702
£640,950
105,798
152,104
68,644
6,554
15,498
6,940
686.272
74,452
20,511
336,704
148,569
341,072
2,479,218
3,854
11,551
98,029
7,852
70,114
4. Wool and liair
5. Silk
7. Flax and similar materials
10. Colonial produce (so called;
11. Divers vegetable substances
12. Metals
14. Fermented liquors
15. Glass and ceramic ware
16. Paper, and manufactures in
which it is used
17. Chemical products
18. Produce and compositions
of various kinds
19. Manufactures of various
materials
Total....
£8,083,751
£7,813,178
£5,601,012
£6,162,686
Agriculture. — The state of agriculture in Portugal is still deplor-
able ; the wealth and energy oif the country have teen thrown into
the wine trade, and the production and cultivation of cereals have
been so much neglectcu that, in spite of its being eminently
adapted for such cultivation, nearly all its cereals are imported
from the United States, to the value in 1883 of over £1,000,000.
The wino production, on which Portugal has so long depended, was
the work of the Methuen treaty of 1703, for it was not until after
that treaty that the barren rocks of the Alto Douro were covered
with vines. But now, though the returns show slight alteration,
there nuist soon be a great change. The pliylloxera has utterly
destroyed thousands of vineyards in Entre Minho e Douro and in
Beira. The labours of the phylloxera commission seem unable to
check its ravages ;* the commissioners themselves are hindered by
the people, — an inspector having been even shot at in the district o(
Uiguengo.* The rea.son why no great alteration is to be perceived in
the returns is that the great Oporto shippers have such vast stockg
that it may be years belbro the want comes to be felt. To remedy
the failure, which can be only a matter of time, tobaoco-giowinc \\&a
been proposed (see Consul Crawfurd's licporl), and will probably b«
tried in place of vine-culture. Portugal has lately, become a great
exporter of live stock to England, as also of larpe quantities of fruitji
and early vegetables, including oranges (especially from Condeixa),
lemons, limes, peaches (from Amarante), and the celebrated Elvas
plums. The difference in the character of the inhabitants of dif.
fcrent provinces is well shown by the fact that in the north th»
peasant not only tends his vines but in many instances rears silk-
worms and even possesses oiive trees, while in Alemtejo ho is content
to live upon chestnuts and to take caro of his piga and goats.
ilanufactiircs. — Nothing proves moro decidedly the ngriculturnl
character of the Portuguese than the repeated failures to establish
manufactures among them. This has oftvn been ascribed to til*
provision respecting the importation of English goods in tin
Jlethuen treaty ; but not all the elforts of Pombal or of the modern
protectionist cabinet! have been able to establish any important
manufactures. The following table, extracted from Consul Brackcm
bury 'a Ucport, gives a list of the chief cstabliuhmenis — for niaiiu*
' In the Consular Jleuorts 1 milrei ia taken to be equivalent W
49. 5!id.
' See Consul Crawfurd's lieport, Oporto, 1S84.
'' Mr B-.riiig's liepurt.
638
PORTUGAL
[statistics.
facwries they can hardly'b'e called— in Portugal, with the number
of workmen and the value of the products.
Carpentering
Wax products
Ceramic ware
Building
Corlc-»orks
Tanneries
Distilleries
Food products
Metallurgy .■■•
Flour, ic, mills
Paper factories
Firewood-making
Soap-works -
Tobacco-works
Cotton, linen, &c., weaving. . .
Woollen-weaving
Bilk-weaving ■■
Typographical establishments
Clothing
Gla5S-works
Various industries
Total.
Number
of
Factories.
S3
21
43
61
22
93
79
67
171
62
SI
18
13
22
97
161
24
66
134
5
S7
Opera-
tives.
6,109
39
2,045
6,748
1,612
S23
36-1
2,367
5,215
3,182
1,364
206
83
4,021
39,597
8,964
854
591
6,328
903
1,503
1150
90,918
Daily
Wages,
£256
2
97
459
62
44
31
116
325
12
252
330
736
53
42
150
28
22
Value of
Products
£165,006
12,6«4
72,079
63,684
224,672
323,489
101,924
617,392
439,669
125,467
93,293
6,977
74,204
1,249,236
1,152,752
864,518
51,393
32,444
348,073
37,417
117,435
£6,073,658
'•Some of these establishments ought to be more successful, for
(he glass-works of Leiria, the lace-works of Viauna and Peniche,
and the potteries of Aveiro had an immense reputation in the 18th
century, which they have now lost, as the table clearly shows.
Portugal possesses plenty of mineral wealth, though not so much
as Spain, but from want of capital and enterprise such resources
as exist are neglected. A very few of the chief mines may be
noted— the lead-mines of Coimbra, one of antimony near Oporto,
and above all the very important copper-mines of San Domingos
hear Beja, worked by an English company, which contributed
thirteen-sixteenths of the total exports of minerals in the six
;inonths between January and June 18S3. Of greater importance
'are the fisheries,— the fishermen both of Beira and Algarves being
famous for their courage ; and large quantities of sardines and
preserved tunny fish are exported to Italy and France, and an even
larger quantity of oysters to England.
FiTWice.—The revenue of Portugal has for many years ceased to
balance its expenditure, and the deficit has had to be met by
borrowing, but it is only fair to remark that vigorous attenipts
have been made to reduce the expenditure of recent years. The
estimated revenue for 1883-84 and 1884-85 was classified under six
heails.
1333-1884.
1884-1885.
£1,387,790
763,777
3,643.811
240,889
655,573
238,069
£1,395,753
721,778
3,587,136
234,889
801,449
244,788
Additional G per cent, (since 27th April
1882)
Repayments
r
Total ordinary revenue —
£6,929,909 -
£6,985,793
A few of the sub-heads which help to swell these various classes
of revenue are worth detailing.
1883-1884.
1884-1SS5.
Direct rax«—
£700,444
243,222
88,322
83,773
66,889
3S,4S9
40,667
23,333
1,637.555
703,555
302,667
297,773
220,000
128,444
00,000
62,844
43,889
274,673
151,671
04,444
31,111
197,976
£700,444
250,000
89,044
86,556
67,667
36,791
41,222
23,111
1,647,112
713,467
287,222
311,333
214,222
145,496
25.778
48,089
46,222
281.756
177,778
60,000
33,333
197,973
Bonk isx
TiUea «nd concessions tax
ServiutB and carriage tax
IfiHirect taxes—
Octroi at Lisbon
"Real d« agua"
Si>ecial 2 per cent, on export of wine
Domains and sundries—
Railw ys -
Suppressed religious establishments
Repayments-
Interest on stock held by the
The last item deserves particular notice, as it proves the confused
manner in which Portuguese financiers keep their accounts ; they
prefer to pay into their treasury interest on bonds held bv it,
instead of extinguishing that amount of the national debt.
Against this revenue must be set the expenditure (which always
exceeds it), causing a deficit of £194,141 on the ordinary balanoe-
shcet, and of £1,558,142 when the extraordinaiy expenditure is
taken into account, in 1884-85.' The chief items in the estimates
forthat year compared with the estimates for 1883-84 are-
Public debt (ol which interest on debt took up
£2,S82,769 in 1883-84 and £2,882,734 in 1884-85)
Ministry of finance
Ministry of the interior
Ministry of justice
Ministry of war
Ministry of the marine and colonies
Ministry of foreign affairs
Ministry of public worka
Total
1883-1884. 1S84-M85.
£2,901,850
1,329,208
482,565
142,455
1,019,621
379.120
70,065
618,405
£2,909,712
1,463,955
491,787
149,233
1,079,683
372,528
73,327
639,709
£6,943,469 £7,179,934
Under the head of the "ministry of finajice" there was an esti-
mated sum of £600,367 in 1883-84 and of £572,202 in 1884-85 for
interest of debt, ivhich in any other system of finance would have
been put down to the head of "public debt." The extraordinar)
expenditure was estimated to aniount to £1,364,000 in 1884-85,
the chief items of which were for the ministry of public works,
chiefly spent on the fortifications of Lisbon, and for the minister
of the colonies, for in only two colonies — Cape Verd Islands and
Macao — do the colonial revenues meet their expenditure, the mother-
country having to afford substantial help to ber African colonies*
every year. The estimated balance-sheet for 1884-85 was —
Ordinary expenditure £7,179,934
Revenue 6,985,793
Deficit £194,141
It is very r'ifficult to give any exact estimate of the extent of the
public debt of Portugal owir; to the financial confusions noted
above, but on 30th June 1883 it was estimated at £96,175.692
namely —
Internal debt, new 3 per cents £52,369,291
External debt 43,372,530
Old debt, to be converted 433,871
Total £96,175,692
but of this amount the treasury holds about £8,000,000.
Government. — The government of Portugal is an hereditary and
constitutional monarchy, exercised under the charter of 1826. as
modified in 1852 and 1878, under which the king is charged with
the executive and shares the power of making laws with twc
chambers. His civil list amounts to £144,000 a year, and he ia.
advised in all matters of administration and assisted in nominating
peers by a council of state appointed for life, but depends for advice
in legislative and executive matters on a cabinet of seven members
selected from the chambers by a premier, summoned by the king.
The House of Peers consists of 150 members nominated by the
king for life, and contains many of the most eminent professors
and authors, as well as men of wealth, and additions may be made
to its number by the king on the advice of the premier, with the
consent of the council of state. All the members of the House of
Peers do not possess titles, nor do all titled persons belong to the
House of Peei-s; legislation and the titular and hereditary aristo-
cracy are kept quite apart. The House of Deputies consists of 173
members, elected directly by all male citizens of twenty-five years
of age, either paying in direct taxes 4s. 6d. a year, or deriving an
annual income of 22s. from real estate, while all graduates, priests,
officers, and certified teachers have votes without further qualifica-
tion. The president of the chamber is selected by the king out
of five elected candidates, and the deputies are paid. The Azores
and Madeira elect members to the House at Lisbon. For adminis-
trative purposes Portugal is divided into seventeen districts, for
judicial purposes into twenty -six districts or "comarcas," with
appeal courts at Lisbon and Oporto, and a supreme court at Lis-
bon, and for military purposes into four divisions. The Roman
Catholic is the state religion, but others are tolerated, and the
power of the priests has becu greatly checked by the wholesale
suppression of monasteries in 1834. The church in Portugal is
governed by a patriarch at Lisbon, two archbishops at Braga and
Evora, and fourteen bishops, of whom the most important is tho
bishop of Oporto. For purposes of local government the districts
are under the rule of civil governors, wbo have much the same
powers as prefects in France, while in the 292 "concelhos," or
aihninistiative councils, there are elected councillors, and in the
3960 " freguezias " or parishes the villagers elect a magistrate, who
has the same powers as an English justice of the peace.
Army and Navy. — Under n decree dated 19th May 1884 the
Portuguese army has been reorganized. The effective war strength i
is to be maintained at 120.000 men. The term of service is for 12
I
BI8T0BY.]
PORTUGAL
539
years, of wjiicli 3 are to be with the colours, 5 in the 6rst rescrre,
and 4 in the second reserve. The force is divided into 36 regiments
of infantry, 10 regiments of cavalry, i regiments, 1 brigade, and
i companies of artillery, and 1 regiment of engineers. In 1883,
under the old regulations, the arnjy contained 41 general officers ;
Hs effective strength in time of peace was 33,231 men with 1643
officers, and on a war footing 75,336 men with 2688 officers. For
colonial service there is one regiment of 1143 soldiers and 50 officer's
divided into 3 battalions, of which one is always stationed at Goa
and another at Macao. The officers are trained in the military
academy at Lisbon, and there is an asylum for the sons of soldiers.
The nary is no longer the power it used to be, but, though small,
it is equipped in modern fashion and furnished by the naval
arsenal at Lisbon. It consisted in 1884 of 30 steamships, of which
one was an armoured corvette mounting 7 euns, and 5 others cor-
vettes mounting 46 guns, and of 14 sailing ships, of which one was
8 frigate mounting 19 guns. Its personnel consisted of 283 officers
aiid 3235 sailors.
Public iTtstrudion. — The public instruction of Portugal is regu-
lated by the law of 1844, which enacted that all children should
be bound to attend a primary school, if there was one within a
mile, from the age of seven to fifteen, under penalty to the parents
of a fine and deprivation of civil rights. Under this Jaw there
were in Portugal, in 1874, ?649 primary schools with 122,004 pupils
of both sexes. Secondary education is not neglected, and under
the same law of 1844 17 lycees have been established in the seven-
teen continental districts, and from them it is possible for a pupil
to enter either the university of Coimbra, which during the present
century has recovered some of its ancient lustre, or the special
schools. These special schools are very ably conducted, and modern
Portuguese policy gives, as we have seen, a higher status to teachers
and professoi-s of all grades than thev obtain in most other countries.
The most important of these schools are the polytechnic school at
Lisbon, the polytechnic academy at Oporio, the medical schools
and industrial institutes in both these cities,'the institute-general
of agriculture, the royal and marine observatories, and the academy
of fine arts— all four at Lisbon. The valuable public libraries of
Lisbon, Evora, Villa Real, and Braga, supported by the state, aud
in addition the free library at Oporto, ought also to be mentioned, as
well as the archives at the Toire del Tombo, with whicli a schoo"
of paleography and diplomacy has lately been connected.
Public Works. — On 1st Januair 1884 there were 1245 miles o
railway open (944) and in course of construction (301), also 50 mile
of tramways were open, and 2900 miles of telegiaph were in
operation ; and every recent loan has been raised for the purpose of
extending these important public works. The chief lines of rail-
way open are those from Lisbon to Valencia de Alcantara, and thenco
by Talavera to Madrid, and from Lisbon to Oporto, Tua, Nine, and
Braga, while the line to Faro, w hich is to connect Algarves with
the capital, has been already extended beyond Beja as far as CaseveL
There is also an alternative line to Madrid open through Elvas and
Badajoz, which connects Lisbon with the Andalusian system and
gives a short route to Seville, Cadiz, and Malaga. As "to smaller
lines opening up Beira, the line from Figueira da Foz to Villar
Formosa through Celorico and Guarda is completed, and one is
projected parallel to the Lisbon-Oporto line from Tillar Formosa
to Alcantara on the south, which is to be connected with Oporto
through Tua towards the west. The telegraph system is already
very complete, and the last touch has been put to it by laying
down a submarine cable from Lisbon to Rio de Janeiro, binding
the mother-country still more closely with what was once her
greatest colony. (H. M. S. )
PAET n.— HISTORY.
It has been stated that geographically the kingdom of
Portugal IS .an integral part of the Iberian Peninsula ; the
only reason why it has retained its independence, while
the other mediaeval states of that peninsula have merged
into the kingdom of Spain, is to be found in its history.
AVhen Philip II. of Spain annexed Portugal it was a
century too late for it to coalesce with Spain. It had then
produced Vasco de Garaa and Affonso de Albuquerque,
and its language had been developed from a Romance
dialect into a literary language by Camoens and SA de
Miranda. Conscious of its national history, it broke away
again from Spain in 1640, and under the close alliance of
England maintained its separate and national existence
diuing the 18th century. A union with Spain might
have been possible, however, during the first half of the
present century had not a generation of historians and
poets arisen, who, by recalling the great days of the Portu-
guese monarchy, have made it impossible for Portugal ever
again to lose the consciousness of her national existence.
The history of Portugal really begins with the gift of the
fief of the Terra Portucalensis or the county of Porto Cale
to Count Henry of Burgundy in 1094 ; for any attempt
to identify the kingdom of Portugal and the Portuguese
people with Lusitania and the Lusitanians is utterly with-
out foundation. With the rest of the Iberian Peninsula,
Portugal was colonized by the Phoenicians and conquered
by the Carthaginians ; and the Roman province of Lusi-
tania, whether according to the division of Iberia into three
provinces under Augustus or into five under Hadrian, in
no way coincided with the historical limits of the kingdom
of Portugal. In common with the rest of the Peninsula,
it was overrun by the Vandals, Alans, and Visigoths, and
eventually conquered by the Arabs in the Sth century. It
was not until the 15th century that an attempt was made
by Garcia de Menezes to identify Lusitania with Portugal.
Under the influence of the Renaissance, Bernardo de Brito
insisted on the identity, and claimed Viriathus as a Portu-
guese hero. Other writers of the same epoch delighted in
calling Portugal by the classical name of " Lusitania," and
Camoens, by the very title of his great eoic, Os Lusiadas,
has immortalized the appellation.
For two centuries Portugal remained subject to the
Omayyad caliphs, and under their wise rule the old
Roman colonise and municipia, such as Lisbon, Lamego,
Viseu, and Oporto, maintained their Roman self-govern-
ment and increased in wealth and importance. Towards
the close of the 10th century, as the Omayyad caliphate
grew weaker, the Christian princes of Visigothic descent
who dwelt in the mountains of the Asturias be^an to grow
more audacious in their attacks on the declining power,
and in 997 Berniudo II., king of Galicia, won back the
first portion of modern Portugal from the Mohammedans
by seizing Oporto and occupying the province now known
as Entre Minho e Douro. In the beginning of the llth
century the Omayj-ad caliphate finally broke up, and inde-
pendent emirs established themselves in every large city,
against whom the Christian princes waged incessant and
successful war. In 1055 Ferdinand the Great, king of
Leon, Castile, and Galicia, invaded Beira ; in 1057 he took
Lamego and Viseu, and in 106-L Coimbra ; and his sop
Garcia, who succeeded him as king of Galicia in 1005,
maintained Nuno Mendes, count of Oporto, and Sesnando,
a renegade Arab wazlr, count of Coimbra, as feudal vassala
of his court. In 1073 Alphonso VI., thesecond son o.
Ferdinand the Great, united once more his father's three
kingdoms, and for a time rivalled his father's successe^
until a fresh outburst of Mohammedan fanaticism ended
in the rise of the Almoravide dynasty, and the defeat of
the Christian king at Zalaca in 1086 by \u6uf ibn Tesh-
uffn To resist this revival of the Mohammedan power,
Alphonso VI. summoned the chivalry of Christendom Uj
his aid, and among tho knights who came to his assistance
were Counts Raymond and Henry of Burgundy. In the
days of his success AJiJionso had compelled MotawakkJ
of Badajoz to cede to him both Lisbon and Santarem,
but tho fortune of war had changed, and Sir, tho general
of tho Almoravide caliph Yi^suf, retook both cities. _ Al-
phonso felt tho need of a valiant warrior on his Galician
frontier, and in 1094 ho combined tho fiefs of Coimbra
and Oporto into one great county and conferred it upon
Henry of Burgundy with tho hand of his illegitimate
daughter Theresa, while to Raymond he gave Galicia and
his legitimate daughter and heiress Urraca.
Count Henry of Burgundy, the first count of Portugal.
540
PORTUGAL
[history.
was the second son cf Henrj', third son of Robert, first
duke of Burgundy, and was in every way a typical knight
of his century, a brave restless warrior, and a crusader ; but
when once firmly established in his county he thought
much more about his chances of succeeding his father-in-
iaw as king than of trying to carve a kingdom for him-
self out of the dominions of the Mohammedan caliphs.
When, therefore, Alphonso VI. died in 1109 and left his
thrones to his daughter Urraca, and nothing to Henry,
the Burgundian at once invaded Leon. For five years
the Christian princes, Henry of Burgundy, Alphonso
Kaimundes (the son of Count Raymond), Alphonso of
Aragon, and Queen Urraca, fought together, while Sir
(was consolidating the AJmoravide power, until Count
Henry died suddenly at Astorga in 1112, leaving his
wife Theresa to rule the county of Portugal during the
minority of his infant son, AJFonso Henriques.
Theresa, who ruled at Guimaraens during her son's
minority, was a beautiful and accomplished woman, who
devoted all her energies to building up Afi"onso's dominions
into an independent state, and under her rule, while the
Christian states of ' Spain were torn by civil wars, the
Portuguese nobles were prevented from interfering, and
began to recognize Portugal as their country, and to cease
from calling themselves Galicians. Her regency was a
stormy one in spite of all her efforts to maintain peace : in
1116 she was persuaded by Gelmires, bishop of Santiago, to
try and extend her frontier towards the north, and seized
Tuy and Orense ; in 1 1 17 she was besieged by the Moham-
•anedans in Coimbra ; and in 1121 her sister Urraca took
her prisoner, but, through the interposition of Bishop
Gelmires and Mauricio Burdino, archbishop of Braga,
peace was quickly made between them. For the next few
years a curious parallelism appears between the careers of
the two sisters : Urraca showered favours on her lover,
Pedro de Lara, until her young son Alphonso Raimundes,
or Alphonso VII. of Leon and Castile, with the help of
Bishop Gelmires, revolted against her ; and with equal
blindness Theresa favoured her lover, Fernando Peres de
Trava, whom she made governor of the cities of Oporto
and Coimbra, until she was detested by the boy Affonso
Henriques, and Paio, archbishop of Braga. They did not,
however, break out into open revolt until after a successful
invasion by Alphonso VII. of Leon and Castile, who forced
There;?a to recognize his supremacy in 1127. Her son
refused to ratify her submission, and rose in rebellion with
Archb'shop Paio, Sueiro Mendes, Sancho Nunes, and others;
and at *-he battle of San JIamede on 1-lth June 1128 Theresa
was U ken prisoner, and then wandered about in Galicia
with her lover until her death in 1130.
Affcnso Henriques, who at the age of seventeen assumed
the government, was one of the heroes of the Middle Ages ;
he succeeded to the rule of the county of Portugal when it
was still regarded as a fief of Galicia, and after nearly
sixty years' incessant fighting he bequeathed to his son a
powerful little kingdom, whose independence was unques-
'tioned, and whose fame was spread abroad throughout
Christendom by the reports of the victories of its first king
over the Mohammedans. The four wars of independence
which Affonso Henriques waged against Alphonso VII.
lasted more than twelve years, and were fought out on the
Galician frontier with varying success, until the question
of Portuguese independence was peaceably established and
confirmed by the valour of the Portuguese knights, who
overcame those of Castile in the famous tournament of
Valdevez, and Aftbnso Henriques assumed the title of the
king of Portugal. The independence of Portugal from
Galicia being thus finally achieved, Affonso Henriques
abandoned the idea of extending his dominions towards
the north, and devoted the next twenty-five years of his
life to one long crusade against the Mohammedans, and
to extending his frontier towards the south. The state of
the Mohammedan power in Spain was particularly favour-
able to his enterprise. The wave of Moslem fanaticism
which had created the AJmoravide dynasty had exhausted
itself, and independent chiefs had established themselves
again in the different provinces, while in Africa 'Abd al-
Mumen, the successor of the Almohade mahdi, was de-
stroying the power of the Almoravides by means of yet
another wave of fanaticism. As early as 1135 Affonso,
had built the castle of Leiria to protect his capital,!
Coimbra, but for some years he left the task of attacking)
the Mohammedans to the Knights Templars and Knightai
Hospitallers, who made incessant incursions from theirl
headquarters at Soure and Thomar. But the castle of
Leiria had soon fallen ; and in 1139, after the flower of
!Mohammedan Spain had crossed over to Africa under
Teshufin, the last AJmoravide caliph, to 'fight the Almo-
hades, and when Alphonso VII. was making his second
incursion into the heart of Andalusia, Affonso Henriques
collected his whole army and invaded the province of the
Kasr ibn Abl Ddnes. Advancing to the south of Beja,
he met the united forces of all the neighbouring cities
under a will named Ismar, and completely routed him at
Orik or Ourique on 25th July. This battle has been sur-
rounded with a mass of legends : it was solemnly asserted
two hundred years afterwards that five kings and 200,000
Mohammedans were utterly defeated, and that after the
battle Affonso was proclaimed king by his soldiers. Such
legends hardly need contradiction ; the victory was a great
one, but it was obtained over provincial emirs ; and it
was not by victories over Mohammedans but by struggles
with his Christian cousin Alphonso VII. that independ-
ence was to be won. Of still later invention was the
fiction of the cortes of Lamego, and the passing of the
fundamental laws of the monarchy, on which Vertot and
other WTiters have expended so much eloquence. Of great
significance with regard to the legendary splendour of the
victory is the fact that in the very next year Ismar or
Omar, the emir who was defeated at Ourique, was able to
take the field again, when he once more seized the castle
of Leiria, and destroyed it. In 1143 a regular peace was
concluded between Alphonso VII. and Aftbnso Henriques
at Zamora through the mediation of the cardinal Guy de
Vico, when Affonso Henriques was finally recognized as
king, and promised to be a vassal of the pope, and to pay
him four ounces of gold annually. For many subsequent
years the history of Portugal is merely a narration of wars
against the Mohammedans. Abii Zakaria, wazir of San-
tarem and Mohammedan leader in the Belatha (a district
including the banks of the Tagus and the cities of Lisbon,
Santarem, and Cintra), defeated the Templars at Soure in
1144, but in 1147 Santarem itself was surprised and
taken on 15th March. Of still more importance was
the capture of Lisbon in the same year. A number of
German crusaders from the Rhine and Flanders under
Count Arnold of Aerschot and Christian Ghistell, and of
English crusaders under their constables, Hervey Glanvill,
Simon of Dover, Andrew of London, and Saher d'Arcellis,
put in at Oporto on their way to Palestine, and were
persuaded by the bishop to commence their holy work by
assisting in the siege of Lisbon. With their help the ancient
city, which claimed to have been founded by Ulysses, and
which had three times — in 792, in 851, and in 1093 — been
taken by the Christians and held for a short time, was
finally captured on 24th October by Affonso Henriques,
who also persuaded many of the crusaders to settle and
form colonies in Portugal. The series of conquests con-
tinued : Cintra, Palmella, and Almada quickly surrendered,
and at last, after a failure in 1152, the great city of Alcicer
BISTORY.J
PORTUGAL
541
do Sal was taken in 1158. In 1161 Affonso Henriquea
met with his first important check. . The Alinohade
caliphs, having at last triumphed in Africa, determined
to extend their power to Spain, and on the arrival of
their troops the Portuguese king was defeated. Then the
character of the war changed. A disputed succession
weakened the Almohade caliphate, and independent bands
of " salteadors," who were little better than brigands or
free-lances, began to establish themselves in the cities of
Alemtejo ; such was Giraldo Sempavor, who took Evora
in 1166.
Aflbnso Henriques became ambitious to win the great
city of Badajoz, although by a treaty signed at Cella Nova
with Alphonso VII. he had undertaken to confine his con-
quests to the right bank of the Guadiana. No doubt it
was owing to the death of his cousin and the separation
of the kingdoms of Castile and Leon that he believed he
could eflTect his purpose. But his son-in-law, Ferdinand
of Leon, would not allow such a breach of treaty, and
determined to oppose it ; and Afibnso Henriques made the
fatal mistake of again mixing himself up in Spanish afiairs
by invading Galicia in 1167. At last, in 1169, he formed
the siege of Badajoz ; Ferdinand at once invested the
besieger in his camp, and the Portuguese hero was severely
wounded and taken prisoner. To gain his freedom he
was compelled to surrender his conquests in Galicia, and
Ferdinand nobly inflicted no harsher terms ; nevertheless
the old king never recovered from the effect of his wound,
and the remaining exploits of his reign were the work of
his son Dom Sancho. By 1169 the internal dissensions
of the Mohammedans were over, and the new AJmohade
caliph, Yiisuf Abu Ya'kiib, crossed over to Spain with a
large army. He speedily reconquered all the Portuguese
acquisitions in Alemtejo, and in 1171, after a vain attempt
to take Santarem, made a truce for seven years with Affonso
Henriques, who in the following year admitted his son
Sancho as king with ^himself, and left him all the duties
of war. Dom Sancho proved himself the worthy son of
his father, and for twelve years Alemtejo was one great
battle-ground. The greatest struggle was in 1184, when
Yiisuf brought over fresh forces from Africa, and again
besieged Santarem ; but pestilence defended the city, and
on 4th July Sancho utterly defeated the fever- stricken
army of the besiegers, Yusuf himself being mortally
wounded in the battle. This triumph worthily closed the
reign of the great crusader king, Affonso Henriques, who
died on 6th December 1185.
The fame of Dom Sancho I., "the Povoador" or "City-
builder," rests more on his internal administration than
on his early exploits as a soldier. But before ho had time
to obey his inclinations he had to continue a war of life
and death with the Mohammedans. In 1189 he conquered
Aigarves and took Silves, the capital of the province, with
the help of some English, Dutch, Danish, and Frisian
crusaders; but the conquest was hot final, for in 1192
Ytisuf Abii Ya'kub reconquered not only Aigarves but the
whole province of Alemtejo, including AlcAcer do Sal,
failing only before Santarem. Finding the Mohammedans
under their great Almohade caliph too dangerous to attack
igain, Dom Sancho made peace with them, and for some
years, until 1200, concerned himself with the affairs of
Spain, waging continuous war against Alphonso IX. of
Leon without any particular result. His internal adminis-
tration was far more important. During his father's reign
there had been nothing but fighting, and, except in Lisbon
and Oporto, w.'iere a largo trade for that period had arisen,
and in the northern provinces of Entre Minho o Douro
and Tras-os-Montc.s, where agriculture survived, the scanty
population lived chiefly on the spoils taken in their yearly
incursions on the Mohammedans. Sancho therefore both
encouraged the growth of towns and fostered agriculture.
The Portuguese towns had almost without exception pre-
served their old Koman local self-government, which had
been taken advantage of by the Mohammedans ; and
Sancho wisely followed their example, while he encouraged
the increase of population by wise laws, and furthered
immigration, especially from the crusaders of England,
France, and the north of Europe. The country districts
he treated on a different principle. He granted large
tracts of land to noblemen and cities and the military
orders, on condition that they should be cultivated and
occupied. The later years of Sancho's reign were filled
with disputes with Pope Innocent III. This struggle
bears a curious resemblance to the quarrels of Henry II.
with the pope, which had raged a few years earUer in
England. Dom Sancho had insisted on priests accom-
panying their flocks to battle, and also on making them
amenable to the secular courts. This seemed monstrous
to Innocent, who sent legate after legate to demand
Sancho's submission and the payment of the tribute to
the Holy See. But the king had in his chancellor Juliao
the first Portuguese student who studied the revival of
Roman law at Bologna, and who had imbibed broad views
there as to the papal power, and he in Sancho's name
asserted the king's full right even to dispose of the estates
of the church in his kingdom if he liked. This general
quarrel was complicated by the behaviour of Martinho
Rodrigues, bishop of Oporto, who was hated alike by his
chapter, the king, and the people of his city, and whcv
after being besieged in his palace for five months, escaped
to Rome, and claimed the pope's protection in 1209.
Sancho was now in weak health and in no mood' to con-
tinue the struggle, so in 1210 he yielded to all the de-
mands of the pope and the bishops ; then, after giving
large estates to his sons and daughters, he retired to the
convent of Alcoba^a, where he died in 1211, leaving a
reputation as a warrjor and a statesman .only second to
that of his father.
The reign of Affonso II. "the Fat" is chiefly important Affo»
in the constitutional history of Portugal, and for one ''•
memorable feat of arms, the recapture of Alcdcer do Sal.
On his father's death, Affonso, probably by the advice of
the chancellor Juliao, summoned a cortes or parliament,
consisting of the bishops, "fidalgoes," and "ricos homens"
of the realm, which is the first on record, as that at Laniogo
in 1143 is apocryphal. The king assented to the final
compact which his father had made with the church, and
propounded a law of mortmain, probably drawn u]) by
Juliao, by which the church could receive no more legacies
of land, because it could not perform military service.
Affonso himself proved to be no warrior, but he was very
tenacious of the wealth and power of the crown, and refused
to hand over to his brothers the large legacies which Dom
Sancho had left to them ; and it was not until after a long
civil war, in which Alphonso IX. of Leon joined, that he
gave his sisters their legacies, at the same time taking
care that they all became nuns, while his brothers went
into exile, and nevet obtained their lands at all. Though
Affonso himself was no soldier, the Portuguese infantry
showed how free men could fight at the battle of Navaa
de Tolosa in 1212 ; and his ministers, bishops, and caj)tain8
took advantage of the weakness of the Aimohades after
this great defeaSto reconquer Alemtejo, and in 1217 they
retook rilciicer do Sal, and defeated the wAlis of Andalusia
with the help of a body of crusaders. In this expedition
the king took no part ; ho was more bent upon filling his
treasury, which soon brought him again into <:onflict with
the church. His chancellor, Qoncalo Mendes, inherited
the policy of Juliao, and encouraged him to lay hands on
the lands of the archbishop of Braga, Estevao Scares,
542
POJEITUGAL
[histoby.
■whereupon Pope Honorius III. excommunicated the king
and laid an interdict upon the kingdom until Affonso should
make compensation and should expel his chancellor from
court. This Affonso refused to do, and he was still under
the interdict of the church when ho died in 1223.
Sancho II. was only thirteen when he succeeded his
father, and, as might have been expected during a minority,
tlie turbulent nobility and intriguing bishops tried to undo
the late king's labours to consolidate the royal power. The
old statesmen of Affonso II. — Gongalo Mendes, the chan-
cellor, Pedro Annes, the " mordomo mor " or lord steward,
and Vicente, dean of Lisbon — saw that it was necessary to
get the interdict removed if there was to be peace during
the king's minority, and so they prudently retired into the
background. Estevao Scares, the archbishop of Braga,
then became the most powerful man in the kingdom, and,
with Abril Peres, the new mordomo mor, he agreed with
Alphonso IX. of Leon that the Portuguese should attack
Elvas at the same time that the Spaniards laid siege to
Badajoz. The siege of Elvas was completely successful ;
the young king greatly distinguished himself, and in the
following year, 1227, felt strong enough to reinstate his
father's old friends in office, making Vicente chancellor,
Pedro Annes once more mordomo mor, and Martim Annes
" alferes mor " (standard-bearer). This change of power
greatly disconcerted the bishops and clergy, who began
to intrigue for the overthrow of the young king, but
he wisely continued to occupy himself with fighting the
Mohammedans, knowing well that the pope would not
dare to attack a crusading monarch. He endeavoured to
imitate closely his cousin St Louis of France, and his wise
policy secured him the protection of the pope, who in 1228
sent John of Abbeville as legate, with full powers to re-
buke the Portuguese bishops. The legate made the chan-
cellor, Vicente, bishop of Guarda, and highly commended
the favour shown by the king to the friars, who had been
introduced into Portugal by his aunts, and to the military
orders. But in 1237 Dom Sancho II. had another serious
quarrel with the church, and an interdict was laid on the
/kingdom ; but prompt submission to Pope Gregory IX.
'secured immediate pardon. Meantime his old and wise
eouncillors had mostly died, and his court was thronged
■with gay young knights and troubadours. He again
attacked the Mohammedans, and invaded Algarves ; and
in 1239 he took Mertola and Ayamonte, in 1240 Cacello,
and in 1244 Tavira. Unfortunately in the interval between
1240 and 1244 the king fell in love with a Castilian lady.
Donna Menoia Lopes de Haro, the widow of Alvares Peres
de Castro, whom he probably married. This union was
most distasteful to the Portuguese people, and furnished
the bishops with a pretext for forming a party and over-
throwing him, provided they could find a leader and obtain
the assistance of the pope. In 1245 the king's brother,
Affonso, who had settled at the court of his aunt, Blanche
of Castile, queen-dowager of France and mother of Louis
IX., and who had there married the heiress of Boulogne,
offered himself as a leader to the Portuguese malcontents.
The pope at once issued a bull, deposing Sancho, and Joiio
Egas, archbishop of Braga, Tiburcio, bishop of Coimbra,
and Pedro Salvadores, bishop of Oporto, went to Paris and
offered Affonso of Boulogne the crown of Portugal on cer-
tain conditions, which he accepted and swore to obey. In
1246 Affonso arrived at Lisbon, and solemnly declared him-
self the defender of the kingdom ; and for two years a civil
war raged, which ended in Dom Sancho'a retiring to Toledo,
■where he died on 8th January 1248.
With such a commencement it might have been expected
that the reign of Affonso III. would have been a period of
civil war and internal dissension, or at least of complete
nibmission to the church and the feudal nobility, but, on
the contrary, it was from a constitutional point of view
the most important of all the early reigns, and also that
in which Portugal concluded its warfare with the Moham-
medans and attained to its European limits. In short,
Affonso III. was essentially a politic king, if not a high-
principled man. On his brother's death he exchanged his
title of " visitador " or " curador " of the kingdom for that
of king, and at once prepared to complete the conquest of
Algarves. Aided by his uncle Dom Pedro and the Knights
Hospitallers under Gon^alo Peres Magro, he speedily re-
duced the remainder of the province. This rapid extension
of the Portuguese territory was by no means agreeable to
Alphonso X "the Wise," king of Leon and Castile; but,
after a short war, Affonso III. consented to marry Alphonso's
illegitimate daughter, Donna Beatrice de Gusman, and to
hold Algarves in usufruct only. He then turned his at-
tention ,to his own position in Portugal, and determined
to bridle the power of the bishops, in spite of his oath at
Paris. Perceiving that this could only be done with the
help of the mass of the people, he summoned a cortes
at Leiria in 1254, to which representatives of the cities
were elected and sat with the nobles and higher clergy.
With the help of Ihis cortes — one of great importance
in the constitutional history of Portugal — he dared the
interdict laid upon the kingdom for having married again
(the daughter of Alphonso the Wise) whilst his first wife
(Matilda, countess of Boulogne) was alive. '' Finally, how-
ever, on the petition of the archbishops and bishops of
Portugal, Pope Urban IV. legalized the disputed marriage
in 1262 and legitimated his elder son, Dom Diniz, while
in 1263 Alphonso X. made over to him the full sovereignty
of Algarves. On the other hand, the people made use of
their power, and in a full cortes at Coimbra in 1261 the
representatives of the cities boldly denounced Affonso's
tampering with the coinage, and compelled recognition of
the fact that taxes were not levied by the inherent right
of the king but by the free consent of the people. After a
prosperous and successful reign Nemesis came upon Affonso
in the rebeUion of his eldest son Diniz in 1277, which con-
tinued until 1279, in which year the king died.
The period of war and of territorial extension in the
Peninsula was now over, and the period of civilization was
to dawn. Territorially and constitutionally Portugal was
now an established kingdom ; it remained for it to become
civilized and thoroughly homogeneous before the great
heroic period of exploration and Asiatic conquest should
begin. No better man for such work than the new king,
Dom Diniz, could have been found : he was himself a poet
and loved letters ; he was a great administrator and loved
justice ; above all he saw the need of agriculture and the
arts of peace to take the place of incessant wars, and
n-^bly earned the title of the " B.6 Lavrador," or " Denis
the Labourer." From all these points of view his reign
is of vast importance in the history of Portugal, though,
like all reigns of peaceful progress, it is not signalized
by many striking events. It began with a civil war
between Diniz and his brother Affonso, who disputed his
legitimacy, which ended in a compromise; and in 1281
Diniz married Isabel, daughter of Pedro III. of Aragon,
who for her pure and unselfish life was canonized in the
16th century. His reign is only marked by one war with
Sancho IV. and his successor, Ferdinand IV., of Castile
and Leon, -which was terminated in 1297 by a treaty of
alliance, according to the terms of which Ferdinand TV.
married Constance, daughter of Diniz, while Affonso, the
heir to the throne of Portugal, married Beatrice of Castile,
sister of Ferdinand. Still more interesting are the king's
relations with Edward' I. of England, with whom he ex-
changed many letters, and with whom he made a com-
mercial treaty in 1294. He corresponded also often with
HISTORY.]
PORTUGAL
543
Edward II. of England, and agreed witli him in 1311 that
the Knights Templars had been greatly maligned ; and on
their suppression by Clement V., recollecting the great
services which the military orders had rendered to Portugal
and their great power, Dom Diniz founded the Order of
Christ, and invested it with the lan^s of the Templars,
thus at once obeying the pope and avoiding a serious dis-
turbance at home. The king showed his love of agricul-
ture by the foundation of agricultural schools and homes
for farmers' orphans, as well as by encouraging improved
farming, and by establishing the pine forest of Leiria, his
love of justice by wise laws, checking, though not abolish-
ing, the feudal courts, and by the appointment of royal
corregidors in every town of which the crown possessed
the franchise, and his love for commerce by his commercial
treaty with England, and by the foundation of a royal
navy, of which a Genoese, named Emmanuel Pessanha,
was the first admiral. But his real affection was for litera-
ture : he encouraged a school of Portuguese poets at. his
court, and established a uni\'ersity at Lisbon, which, after
many changes, found a permanent home at Coimbra. At
the end of this reign war broke out between the king and
the heir-apparent, and a pitched battle was only prevented
in 1323 by St Isabel riding between the armies and making
a peace between her husband and her son, which lasted
until the death of the great peace-monarch, the R6 Lavrador,
in 1325.
Affonso IV. pursued his father's policy of making family
alliances with the kings of Aragon and Castile, and in
1328 married his daughter. Donna Maria, to Alphonso XI.
of Castile, who neglected her, and for her sake Affonso IV.
declared war against Castile. Peace was made through
the intervention of St Isabel in 1340, when Dom Pedro,
son of Affonso, married Constance Manuel, daughter of the
duke of Penafiel, and Affonso IV. himself promised to bring
a strong Portuguese army to the help of Alphonso XL
against the emir of Morocco, Abu Hamem, who had crossed
the straits to assist the sultan of Granada. The united
Christian armies won a decisive victory at the river Salado,
in which Affonso especially distinguished himself, and
earned the title of "the Brave"; from that time ho re-
mained at peace with Castile, and further strengthened
his position in Spain in 1317 by marrying his daughter.
Donna Leonora, to Pedro IV. of Aragon. The later years
of the reign of Affonso IV. were stained by the tragedy of
Donna Ines de Castro. (See vol. v. p. 202.)
The first act of Dom Pedro on ascending the throne in
1357 was to punish the murderers of Ines; and further,
to show his love for her, ho had her dead body disinteired
and crowned, and afterwards solemnly buried with the
kings and queens of Portugal in the convent of Alcotba^a.
The spirit of stern, revengeful justice which had marked
the commencement of his reign continued to show itself
in all matters of administration ; ho punished priest and
noble with equal severity, and the people gave him the
title of "Pedro the Severe." Like his grandfather, ho
greatly valued the friendship of England, and was on
intimate terms with Edward III., who in 1352 had ordered
his subjects by proclamation never to do any harm to tho
Portuguese. A curious sequol to tho commercial treaty
of 1294 was executed in 1353, wnen Affon.so Martins Alho,
on behalf of the maritime cities of Portugal, signed a treaty
with tho merchants of London guaranteeing mutual good
faith in all matters of trade and commerce. This is the
most interesting feature of Dom Pedro's short reign.
"'he accession in 1 367 of Ferdinand, tho only son of Pedro
by Constance, marks a crisis in tho history of the Portu-
guese monarchy. As a natural result of tho long peace
which had succeeded the final conquest of Algarves, the
I>eople of Portugal had grown richer, more cultivated, and
more conscious of their nationality, while the court had
grown more and more dissolute and more out of conson-
ance with the feelings of the people. If the Portuguese
moncrchy was to continue to exist, it was obvious that
it must become again a truly national monarchy, as it had
been in the days of Affonso Henriques, and that the kings
must remember their duties and not think only of their
pleasures. The life and reign of Dom Ferdinand are
marked, like those of his father, by a romantic amour,
which, if not so tragic as the story of Ines de Castro, had
far greater political importance. Ferdinand was a weak
and frivolous but ambitious king, who, after binding him-<
self to marry Leonora, daughter of the king of Aragon,
suddenly claimed the thrones of Castile and Leon in 1369
on the death of Pedro the Cruel, through his grandmother,
Beatrice of Castile, and was favourably received at Ciudad
Rodrigo and Zamora. But the majority of the Castilian
nobles did not wish to see a Portuguese monarch on their
throne, and welcomed the illegitimate Jlenry of Trastamara
as Henry II. of Castile. The contest ended in 1371 through
the intervention of Pope Gregory XL, Ferdinand agreeing
to surrender his claims on Castile and to marry Leonora,
daughter of Henry II. However, in spite of the pope,
this treaty was never carried out ; Ferdinand had seen
and fallen passionately in love with Donna Leonora Tellea
de Menezes, daughter of a nobleman in Tras-os-Montes and
wife of Joao Lourengo da Cunha, lord of Pombeiro. For
love of this lady, whom he eventually married, he refused
to fulfil his treaty with Castile ; but Henry II. strongly
resented this insult, and taking up arms invaded Port-
ugal and laid siege to Lisbon. Ferdinand entered into
negotiations with John of Gaunt, who also claimed Castile
through his wife Constance (daughter of Pedro the Cruel),
and he signed a treaty of alliance through his ambassador,
Joao Fernandes Andeiro, with Edward III. of England.
Donna Leonora, however, did not approve, of tho English
alliance, and in 1374 Ferdinand made peace with Castile
through the mediation of Cardinal Guy of Boulogne. The
queen was now supreme, and terrible in her tyranny. She
had not even the merit of constancy, for she fell in love
with Andeiro, the late ambassador to England, and in-
duced the king to make him count of Ourem. Ferdinand
himself continued to aspire to the throne of Castile ; and
in 1380, after the death of Henry II., ho again sent
Andeiro to England to procure assistance for a new war
against Henry's successor, John I. Richard II. of England
received the ambassador graciously, and in 1381 tho earl
of Cambridge, brother of John of Gaunt, arrived with a
powerful force, and his son Edward was betrothed to Donna
Beatrice, Ferdinand's only child, who had been recognized
as heiress to the throne by a cortes at Leiria in 1376. But
tho Portuguese king, as usual, failed to keep faith, and in
1383, under the influence of the queen, he deserted tho
English, who then ravaged Portugal and made peace with
John I. of Castile at Salvaterra. By this treaty John L
engaged to marry Donna Beatrice, and it was arranged
that Queen Leonora should be regent of Portugal until
Beatrice's eldest son came of age. Six months after-
wards, on 22d October, King Ferdinand died, and Donna
Leonora assumed the regency.
But she did not hold it long. The whole Portuguese
people detested her, and their feeling of nationality was
outraged by the contemplated union of their crown with
that of Castile. Dom John, grandmaster of tho Knights of
St Bennett of Aviz, and an illogitimato son of Pedro tho
Severe, shared both tho personal hatred for the queen and
the political desire for independence, and on 6th December
he headed an insurrection at Lisbon and slew tho queen's
lover, Andeiro, in tho precincts of the palace. Leonora
fied to Santarem and sunimonod John L o£ Castile to hce
544
PORTUGAL
[history;
help, while Dom Jokn was proclaimed defender of Portugal,
Joao das Regras being appointed chancellor and Nuno
Alvares Pereira constable. Dom John sent to England
ifor assistance, which was promised him, and put the capital
in a state of defence. In 1384 John of Castile entered
Portugal and formed the siege of Lisbon. The resistance
was worthy of the cause ; the archbishop of Braga fought
like a knight ; but a pestilence in the besiegers' camp did
thetn more mischief than even the bravery of the besieged,
and John I. had to retire defeated. Before doing so he
discovered that Donna Leonora had plotted to poison him,
so he seized her and imprisoned her in the convent of
Tordesillas, where she died in 1386. But it availed little
to have repulsed one Castihan army ; the relative sizes of
Portugal and Castile made it obvious that the struggle
'would be a severe one ; the independence of Portugal was
at stake, and the Portuguese fought as men fight for their
existence as a nation. The heroic constable, who won the
surname of the "Holy Constable," defeated the Castihans
at Atoleiro and Trancoso. On 6th April 1385 a cortes
assembled at Coimbra, and declared the crown of Portugal
to be elective, choosing, at the instance of the chancellor,
pom John to be king of Portugal. King John then called
all his chivalry together, with the freemen of his cities,
and, with the help of 500 English archers, utterly defeated
a superior Castilian army at Aljubarrota on 14th August,
and in the following October the Holy Constable destroyed
another army at Valverde. These blows greatly weakened
the prestige of Castile and increased that of Portugal,
and when John of Gaunt arrived the following year with
2000 lances and 3000 archers the king of Castile sued for
peace. King John of Portugal perceived the advantage
of the friendship and alliance of England, and on 9 th May
1386 was signed the treaty of Windsor, by which the two
countries were to be allies for ever in every transaction.
He drew the alliance still closer in 1387 by marrying
Philippa of Lancaster, a daughter of John of Gaunt by his
second marriage ; and a truce was made between Portugal
and Castile, and renewed at intervals until a final peace
Was signed in 1411. The only attempt made to disturb
King John 1. was an incursion by the eldest son of Ines
de Castro, Dom Diniz, in 1398, assisted by Henry III. of
Castile, but the legitimate claims of the prince carried no
Weight against the conqueror of Aljubarrota, and he retired
discomfited. The long reign of John I. was, like that of
King Diniz, a reign of peaceful development : Diniz had
settled and united the country after the Moorish wars ;
John did the same after the obstinate war with Castile,
and at the end of his reign saw Portugal beginning to ex-
pand beyond the sea. The keynotes of his foreign policy
Were friendship with England and peace with Castile.
Henry IV., Henry V., and Henry VI. of England all suc-
cessively ratified the treaty of Windsor ; Richard 11. sent
troops to help King John against Dom Diniz in 1398;
Henry TV. made him a knight of the Garter in 1400 ; and
Henry V. sent him help in the expedition to Ceuta in 1415.
John's internal government vias not so happy, for, though
personally a clever administratoi, he had had, in order to
maintain himself when he claimed the crown, to grant vast
pri\'ileges and estates to the nobles, who became more and
more powerful, and, by their exercise of full feudal rights,
almost independent. It was at the earnest request of his
three elder sons, Dom Duarte or Edward, Dom Pedro, and
Dom Henry, that he consented to invade Africa in 1415.
The young princes desired to win their knightly spurs ;
there were no enemies at home ; and what could be more
proper than to attack the old hereditary foes of Portugal,
the Moors, in Morocco itself t The queen from her death-
bed sent her blessing ; the princes proved themselves worthy
sons of their father ; and by the occupation of Ceuta the
Portuguese made their first conquest beyond the limits of
their country. The expedition over, the elder princes each
followed his own bent : Dom Edward assisted his father
in the labours of government ; Dom Pedro, who was made
duke of Coimbra, travelled throughout Europe, and showed
himself everywhere a learned and accomplished as weU as
brave knight ; and Dom Henry, who was master of the
Order of Christ, governor of Algarves, and duke of Viseu,
established himself at Sagres, and devoted his life to the
encouragement of maritime exploration, for an account of
which see vol. x. pp. 179, 180. Portuguese discoveries
thus made illustrious the closing years of the reign of King
John, who died in 1433.
Contrary to expectation, the reign of King Edward (so
called after Edward UI. of England) proved, in spite of
his own great qualities, but short, and was marked by one
signal disaster. On ascending the throne he summoned
a full cortes at Evora and secured the passing of the Lei
Mental, or the provision which was supposed to ue in the
mind of Ejng John when he gave his extensive grants to
the nobility, namely, that they could only descend in the
direct male line and on failure should revert to the crown.
By this means Edward hoped to check the excessive power
of the nobles, many of whom fled to Castile. He supported
his father's policy, married a princess of Aragon, and, after
confirming the treaty of Windsor, was made a knight of
the Garter in bis father's room. He also encouraged the
explorations of Dom Henry; but the king's life was
shortened and Dom Henry's explorations were checked for
a time by the fatal expedition to Tangiers in 1436. At the
earnest request of his youngest brother Dom Ferdinand
and of Dom Henry himself, and in spite of the remon-
strances of the pope and Dom Pedro, the king sent a fleet
to attack Tangiers ; the army was cut off, and it was only
by sacrificing Dom Ferdinand as a hostage that the troops
were allowed to retire to their ships. The imprisonment
of his brother preyed on King Edward's mind, and he died
in 1438, while Dom Ferdinand, after a long and cruel
oaptivity at Fez, borne with such exemplary piety as to
win him the title of " the Constant Prince," died from ill-
treatment in 1443. ■•
The new king, Afibnso V., was a minor, and his reign
began with a struggle for the regency between his mother.
Donna Leonora, and his uncle, Dom Pedro, duke of Coimbra.
The people of Lisbon supported the latter, who was re'
cognized as regent ; and his conduct justified the choice.
He pursued his brother's policy of curbing the pretensions
of the nobles, and encouraged Dom Henry's work of dis-
covery, which advanced every year. Dom Pedro's power
was seemingly at its height in 1447 when Afibnso V. was
declared of age and at the same time married his cousin
Leonora, daughter of Dom Pedro ; but the duke of Bra-
ganza poisoned the king's mind against his uncle, and
schemed his dismissal from court. Then, not satisfied
with this, he marched against him with a royal army,
largely recruited by the nobility, who hated the duke of
Coimbra. The two forces met at Alfarrobeira on 20th
May 1449, when the regent was slain, to the great regret
of the Portuguese people. The young king fell more
and more under the influence of the duke of Braganza
and his sons, who humoured his desire for knightly fame
and his dream of sitting on the throne of Castile, and
who secured to themselves vast grants of royal property.
This knightly idea appears in Alfonso's three expeditions
to Africa, which won him the surname of "the African":
in 1458 he took AlcAcer Seguier; in 1461 he failed;
and in 1471 he took Arzilla and Tangiers. Meanwhile
maritime exploration went on apace; but in 1460 Dom
Henry the Navigator, the heart and soul of these mari-
time enterprises, died. The " Re Cavalltiro " or knightly
HISTORY.]
PORTUGAL
545
king was now bent on the ola chimerical schcinc of win-
ning Castile ; for that purpose he married in 1475 his own
niece, the infanta Joanna, only daughter of Henry IV. of
Castile, and claimed the kingdom ; but the Castilians pre-
ferred the infanta Isabella, who had married Ferdinand,
king of Aragon. The rival parties took up arms ; and the
king of Portugal was utferlj- defeated at Toro in 1476,
which sent him hurriedly to France to beg help from Louis
XI. ; but his mission was in vain, and he saw no alterna-
tive save signing the treaty of Alcantara (1478), by which
bis newly-won wife was sent to a convent. He remained
inconsolable at his loss, a,nd alternately abdicated and
returned until his death in 1481.'
His successor, John II., was a monarch of a very different
type : though he had proved himself a brave and valiant
Boldier at the battle of Toro, he pursued the old policy of
the house of Aviz, that of peace and family alliances with
Castile and of commercial intimacy with England. But
he was also a typical king of this period, and followed
the example of Louis XL in France and Henry VII. in
England in breaking the power of the nobles, with the
hearty acquiescence of the people. Besides political reasons
for this policy, he remembered that he was the grandson
of the great duke of Coimbra, and bound to revenge his
murder at Alfarrobeira. The first act of his reign was to
summon a full cortes at Evora, at which it was decreed
that the royal corregidors should have full right to admin-
ister justice in all the feudal dominions of the nobility.
This act brought him of course into direct conflict with
the nobility, who were headed by Ferdinand, duke of
Braganza, to the king's great delight, for, as he said, the
wanton liberality of his father had left him only the high
roads of Portugal for his inheritance. Hence the duke
of Braganza was naturally the first object of the king's
attack. He was the wealthiest nobleman not only in Por-
tugal but in the whole Peninsula ; his brothers held the
high offices of constable and chancellor of the kingdom,
and they too had all assisted in the overthrow of the duke
of Coimbra. He believed himself to be safe because he
and the king had married sisters, but he was promptly
arrested for high treason, and after a very short trial exe-
cuted at Evora on 22d June 1483. His own and the
king's brother-in-law, Ferdinand, duke of Viseu, a grand-
son of King Edward, succeeded to the leadership of the
nobles ; but John IL, imitating Louis XL's policy of not
sparing his own family, stabbed him with his own hand
at Setubal on 23d August 1484, and afterwards executed
Bome eighty of the leading nobles, breaking the feudal
power of the class for ever.' This terrible struggle over,
he occupied himself with such success in administration
that ho won the surname of "the Perfect King." But
ho did not intend to keep the Portuguese in idleness.
He was surrounded by the gallant knights who had been
trained by his father, and who, though now frightened
out of treason, yet needed some occupation, and at his
court were the famous navigators trained by Dom Henry.
fn 1484 he built a fort at La Mina or Elmina to cover
the increasing trade with the Gold Coast, and in 148G
Bartholomeu Dias rounded the Cape of Good Ilojie and
reached Al:;oa Bay. The king was full of plans for reach-
ing India and discovering Prcstcr John ; besides despatch-
ing a special expedition for this purpose in 14K7, he sent
Pedro do- Evora and Gongalo Annes to Timbuctoo, and
Martini Lopos to Nova Zcmbla to find a north-cast road
to Cathay. With all liis perspicacity, ho made the great
mistake of dismissing Columbus in 1493 as a visionary ;
but ho was occupied to the very last day of his life in
getting ready the fleet with which Vasco do Goma was to
find out the pas.*agc to India by the Cape of Good Hope
(aee vol »^ y. 161 sq.). It was in his reign, in 1494. that
the pope issued his famous bull dividing the undiscovered
parts of the world between Spaniards and Portuguese.
A great sorrow darkened the later years of John II. in the
death of his only son Affonso, who in 1490 had married
Isabella, eldest daughter of Ferdinand and Isabella of
Spain ; and he himself died in the flower of his age in 1495.
The reign of Emmanuel "the Fortunate," brother of
the murdered duke of Viseu, is the heroic period of
Portuguese history. The great men and brave knights
of the reigns of Aifonso V. and John II. were still living,
and Vasco de Gama, Francisco de Almeida, and Affonso
de Albuquerque were to make their king's reign for ever
glorious. Yet Emmanuel personally contributed but little
to this glory ; his one idea was to sit on the throne o^
Castile. To gain this end he proposed to marry Isabella,
eldest daughter of Ferdinand and Isabella and widow of
Dom Affonso, and to- win her hand he consented to expel
the Jews from Portugal, although they were the richest
and most useful class of people in the kingdom, and had
been faithfully protected ever since the days of Affonso
Henriques. He married Isabella in 1497, and was on a
progress through Spain in the following year for the pur-
pose of being recognized as heir to the throne, when she
died suddenly at Toledo, and with her disappeared his
great hopes. Even then he did not despair, but in 1500
married his deceased wife's sister, Maria, though her elder
sister Joanna was also married, and had a son, who was
afterwards the emperor Charles V. While the king was
thus occupied great things were being done in Asia by his
subjects. In 1497 Vasco de Gama had crossed the Indian
Ocean and reached Calicut ; in 1500 Pedro Alvares Cabral
discovered Brazil on his way to India; in 1502 Vasco de
Gama paid his second visit to the Malabar coast ; in 1503
Duarte Pacheco defended Cochin and with 900 Portuguese
defeated an army of 50,000 natives; and in 1505 Francisco
de Almeida was p,ppointed first viceroy of India. This is
not the place to dilate on the great deeds of Albuquerquk
(q.v.) and of the Portuguese in India ; it is enough here
to mark the dates of a few of the most important dis-
coveries and feats of arms which illustrate the reign of
Emmanuel. In 1501 Joao da Nova discovered the i.=land
of Ascension, and Amerigo Vespucci the Hio Plata and
Paraguay; in 1509 Diogo Lopes de Sequieira occupied
Malacca; in 1510 Affonso de Albuquerque occupied Goa;
in 1512 Francisco Senao discovered the Moluccas; in 1515
Lopes Soares built a fort at Colombo in the island of
Ceylon; in 1517 Fernando Peres Andrada established
himself at Canton, and made his way to Peking in 1521 ;
and in 1520 Magalhaes (Magellan), a Portuguese saUor,
though in the Spanish service, passed through the straits
which bear his name.
Tlio reign of John III., who succeeded Emmanuel in
1521, is one of rapid decline. The destruction of the
feudal power of the nobility by John II. had not been an
unmixed good": it had fatally weakened the cla.ss of leader?
of the people ; the nobility lost all sense of patriotism and
intrigued for "moradias," or court posts; and, in short,
their position was much the same as that of the French
nobility before the Revolution of 1789. The overthrow
of their power had also made tho king absolute ; having
now no feudal nobility to combat, ho had no need of tho
support of tho people, and tho newly-created Indian trade
brought him an income greater than that of an)' prince in
Europe, so that ho had no need of taxes. There wns,
however, a more serious cause of the declining power of
Portugal than tho a'.isolutism of tho government, and that
cas tho rapid depopulation of tho country. Alcmtijo and
Algarvcs had never been thoroughly peopled ; the devasta-
tion produced by constant war could not be ea.sily repaired;
and, though the exertions of Diniz the Labourer had mad'
XL\. — 6g
546
PORTUGAL
[histoey.
Beira the garden of Europe, the southern part of the king-
dom was chiefly in the hands of the military orders, who
ilid not suflSciently encourage immigration. The great dis-
coveries of the 15th century quickened the depopulation
of Portugal. Not only did the bulk of the young men
gladly volunteer as soldiers and sailors to go in search of
wealth and honour, but whole families emigrated to Madeira
and the Brazils. Also the Portuguese who did continue to
live in their native country flocked to Lisbon, which trebled
in population in less than eighty years, owing to the large
fortunes which could be made there in trade. The king,
the nobles, and the military orders were quite unconcerned
at this extensive emigration, for their large estates were
cultivated much more cheaply by African slaves, who were
imported from the time of the first voyages of Dom Henry
in such numbers that Algarves was entirely cultivated by
them, and even in Lisbon itself they outnumbered the free-
men by the middle of the 16th century. In this respect
the condition of Portugal resembled that of Italy at the
time of the decline of the Roman empire, as the wealth
of Lisbon resembled that of imperial Home, while in
another re.=ipect the utter corruption of the oflicials in
the factories and Indian settlements too far resembled
the peculation and corruption of the Roman proconsuls.
While the Portuguese nation was exhibiting these signs of
a rapid decline, another factor was added by the religious
zsal of John III. This king inherited his father's bigotry
and ■fanaticism, and was anxious to introduce the Jesuits
and the Inquisition' into Portugal. The Church of Rome
was not likely to hinder his pious desire, but for several
years the "neo- Christians" — the name given to the half-
hearted converts made from the Jews as the condition
of their remaining iti Portugal — managed to ward off the
blow. But the king's earnest wish was gratified at last,
and in 1536 the tribunal of the Holy Oflice was estab-
lished in Portugal with the bishop of Ceuta as first grand
inquisitor, who was soon succeeded by the king's brother,
the cardinal Henry. The Inquisition quickly destroyed
all that was left of the old Portuguese spirit, and so eflfectu-
ally stamped out the Portuguese revival of literature that,
while towards the close of the 16th century all Europe
was becoming civilized under the influence of the Renais-
sance, Portugal fell back and her literature became dumb.
The king had his reward for his piety : he was permitted
to unite the masterships of the orders of Christ, Santiago,
and Aviz with the crown, and to found new bishoprics at
Leiria, Miranda, and Porto Alegre ; but it was left to St
Francis Xavier to show the real beauty of Christianity in
his mission to the Indies.
It was in India that the decline of the Portuguese was
most perceptible. Nuno da Cunha, son of the discoverer
Tristan da Cunha, governed the Indian settlements worthily
tin 1536, and then corruption undermined all prosperity
until the arrival of Dom Joao de Castro in 1545. He was
a Portuguese he o of the noblest tjrpe; and for three years
the friend of St Francis Xavier revived the glories of Albu-
querque by winning the battle of Diu, and then died in the
missionary's arms. Everything went afterwards from bad
to worse, tiU even observers like the Dutchman Cleynaerts
saw that, in spite of all its wealth and seeming prosperity,
the kingdom of Portugal was rotten at the core and could
not last. King John in., satisfied with peace and the
establishment of the Inquisition in his kingdom, did
nothing to check the decUne ; and he endeavoured to
secure his aims by the marriage of his only surviving son
John to his niece Joanna, a daughter of Charles V., but
ho had the misfortune to outlive his son, who died in 1554.
^^'hen he himself died in 1557 he left the crown to his
.i^ranciion, a child of three years old, the ill-fated Dom
Sebastian.
Nothing could be more disastrous for Portugal than the
succession of a minor at this juncture. Under the will of
John III. the regency was assumed by Queen Catherine
and the cardinal Henry, his widow and his brother, but
all power was exercised by the brothers Luis and Martim
Gongalves Camara, of whom the former was the young
king's tutor and confessor and the latter prime minister.
In 1 568 Dom Sebastian was declared of age by the Camaras,
who thus excluded the cardinal from even a semblance ol
power. As the king came to take more interest in affairs,
the mixture of imperiousness, fanaticism, and warlike ambi-
tion which made up his character began to make its mark
upon his reign. He tried to check the luxury of his
people by a sumptuary edict that no one might have more
than two dishes for dinner; he encouraged the Inquisition ;
and he dreamt of a new crusade in Africa for the conquest
and conversion of the Moors. His crusading ardour was
most objectionable to his people, who had highly approved
of John III.'s surrender of all ports in Africa except Ceuta,
Tangiers, ArziUa, and Mazagan, but the Jesuits and young
courtiers about his person encouraged him in his wild
ideas. In 1574 he paid a short visit to Ceuta and Tangiers,
and Ln 1576, to his great delight, Mouley Ahmed ibn
AbdallAh, after being disappointed in his application to
Philip n. for help against Motiley 'Abd al-Mehk, sultan
of Morocco, applied to Sebastian. The king proceeded to
raise money by harsh taxes on the converted Jews and by
partial bankruptcy, and set sail for Africa on 24th June
1578 with 15,000 infantry, 2400 cavah-y, and 36 guns;
of this army only some 10,000 were Portuguese, the rest
consisting of Spanish and German volunteers and mer-
cenaries, and 900 Italians, under Sir Thomas Stukeley,
whom, when on his way to deliver Ireland from Elizabeth,
Sebastian had stopped. On reaching Africa the Portuguese
king was joined by Mouley Ahmed with 800 Mohammed-
ans. He at first amused himself with hunting, and then,
just as Dom Ferdinand had done in 1436, he foolishly left
his base of operations, his fleet, and the sea, and began
to march over the desert to attack Larash (El-Araish).
Mouley Abd al-Mehk, who had previously endeavoured to
dissuade the young king from his ' purpose, collected an
army of 40,000 cavalry, 15,000 infantry, and 40 guns,
and, feeling that he was himself on the point of death
from a mortal disease, ordered an instant attack upon the
Portuguese at Alcicer Quibir, or Al-kasr al-Keblr, on 4th
August 1578. Dom Sebastian behaved like a brave
knight, though he had not been a prudent commander,
and when all was lost he was determined to lose his own
life also. According to the most trustworthy account,
Christovao de Tavora, his equerry, had shown a flag of
truce, and had oflered to surrender with the fifty horsemen
who stU! remained about the king, when Seba;fetian sud-
denly dashed on the Moorish cavalry, who, irritated by
this breach of faith, instantly slew him and the brave
equerry who had followed his master. The slaughter was
terrible; Mouley 'Abd al-MeUk died during the action;
Mouley Ahmed was drowned ; Sir Thomas Stukeley was
killed, with many of the chief Portuguese nobles and pre-
lates, including Don Jayme de Braganza (brother of the
sixth duke of Braganza), the duke of Aveiro (who had com-
manded the cavalry), and the bishops of Coimbra and
Oporto, while among the prisoners were the duke of Bar-
cellos and Duarte de Menezes. The sad news was brought
to Lisbon by the admiral of the fleet, Dom Diogo de Sousa,
and the cardinal Henry was proclaimed king of Portugal
as King Henry I.
Hardly had the new king been crowned when intrigues
began about his successor. He could not live long ; but
he determined not to examine the question himself, and
80 summoned a cortes at Lisbon at once to decide it. Of
HBTORY.]
PORTUGAL
547
the seven candidates only five need be seriously considered,"
for Pope Gregory XIII., who claimed as heir-general to a car-
diaa], and Catherine de'Medici, who claimed through Aflfonso
inland his first wife, the countess of Boulogne, require
no further notice ; the relationship of the other five to Em;
manuel can be best perceived from the following table • — ■
Eramaixuel.
John III., Isabel,
t. 1602, d. 1557, i. 1503, d. 1539,
. Catherine of Austria, m. Charles V.
Beatiice,
I>. 1504, d. 153S,
m. Charles III. of
> Savoy. ^
Louis,
b. 1506, d. 1545,
. duke of Beja.
Ferdinand,
I. 1507, d. 1534,'
duke of Guarda.
I
AfTonso,
6. 150'.t. d. 1540,
cardinal and
archbishop of
Lisbon.
I
Henry,
b. 1512. d. 1580,
cardinal and
king.
I
Edward,
b. 1515, d. 1545,
duke of Guimaraens,
m. (sabel of Braganzij
John; Philip II. PhiUbert Emmanuel, Antonio,
6. 1537, d. 1554,^ duke of Savoy. prior of Crato
m. Joanna of Spalfh (iUegitimate).
Sebastian, -
*. 1554, d. 1578;
It clearly appears that the heiress to the throne was'
Catherine, duchess of Braganza, and failing her heirs the
duke of Parma, and that the claims of Philip II. and of the
duke of Savoy were only valid in case of the extinction
of the line of Dora Edward. Yet, though the university
of Coimbra declared in favour of the duchess of Braganza,^
Philip II. set to work to win over tfie majority of j the
cortes. Money and lavish promises assisted the eloquence
of his' two chief ; supporters, Christovao de * Jloura ' arid
'Antonio Pinheiro, bishop of Leiria ; and when the cardinal-
king died on 31st January 1580 the cortes was quite ready
to recognize Philip, although the people,' or rather ;that
small portion of the inhabitants who were really Portu-
guese, felt their old disinclination toward3\-the union; of
Spain and Portugal. Philip prevented any movement on'
the part of the duke of Braganza by promising him Brazil
with the title of king, and a marriage between the prince'
of the Asturias and his daughter, which, as the duke hated'
■war and loved ease, were readily accepted ; but to Philip's
surprise a competitor whom he had taken no account of,
■ Antonio, the prior of Crato, declared himself king at San-^
tare'ra, and then entered Lisbon and struck money. ^ Port-
ugal, however, enervated by wealth, oppressed by the Inqui-
sition, and reduced in free population, felt no inclination
to make a powerful stand against Philip, who had all the
prestige of being the son of Charles V.,', while the hot-'
headed but incapable prior of Crato could not be compared'
to the great John I. ; and the corte.s, which had in 1385,'*
under the honeyed words of Jouo das Eegras, enthusiasti-'
cally fought for Portugal, in 1.580 listened to the promises of
Christovao de Moura and rejected the prior of Crato. The
duke of Alva entered Portugal at the head of a Spanishj
army and easily defeated Dom Antonio at Alcantara, after'
Vhich Philip was declared king of Portugal.! i
The other candidates were obliged to ' acquiesce in
t'hilip's success ; the duke of Braganza, though greatly dis-,
appointed at receiving only the office of constable and the
order of the Golden Fleece instead of the whole of Brazil,
Was, like the majority of his countrymen, too apathetic
to strike a blow. Philip pledged himself to recognize the
individuality of Portugal in a cortes held at Thomar in
1581, when he promised that he would maintain the rights
and liberties of the people, that the cortes should be as-
sembled frequently, that all the ofTices in the realm should
be given to Portuguese alone, that no lands or jurisdiction
ill Portugal should be given to foreigner.s, and that there
should be a Portuguese council, whicn should accompany,
the king everywhere and have entire charge of all Portu-
guese affairs. But the lower classes refused to believe
that Dom Sebastian .was dead, — a belief encouraged'by
the stratagem 6f a » wounded noblo oh the evening of the
Kittle of Al-ka,sr;-al-Kcbfr to gain admission into tha city
of Taugiers- by a.sserting that he <vas the king;_and- fbut
successive impostors arose, who a.s-iumed the name ot,^the
fe^d monarch. The first two, who were mockingly called
iBt "-king of Pennamacor" and the " king of Ericeira."
I
Catherinf,
in. duke of Braganza.
I
Maria,
m. duke of Psmiit
I
Kanuccio,
duke of Parma.
were Portuguese of low birth, who were recognized by a few
people in the vicinity of their native villages, and easiljl
captured in 1584 and 1585; the third, Gabriel E.spinosa,
was given out as Dom Sebastian by a Portuguese Jesuit,
and introduced as such to Donna Anna, a natural daughter
of Don John of Austria, who believed in him, but he was
executed in 1594: ; while the fourth, a poor Calabrian
named Marco Tullio, ' who could not speak a word of
Portuguese, asserted his pretensions at Venice as late aa
^1603, twenty-five years after Dom Sebastian's death, and,
after obtaining some success in Italy, was also captured,
sent to the galleys,' and afterwards executed. Of more
importance., were the renewed attempts of the prior of
Crato to assert his claims with the assistance of foreign
'allies. In 1582 he proceeded to the Azores with a strong
French fleet under Philip Strozzi, but his ill-fortune fol-
lowed him: Strozzi was defeated and killed in a battle
'with the Spanish admiral Don Alvaro de Bacam, and Dom
Antonio fled to England.' There Elizabeth received him
kindly, and in 1589 she sent a strong fleet under Drake and
Norris to help him win back his "kingdom"; but Drake
and Norris quarrelled, Portugal showed no willingness to
receive him, nothing was done, and the English retired.
The unfortunate prior, finding 'that Elizabeth would do
nothing more for him, again returned to Paris, where ha
died in poverty in 1594.
" The sixty years' captivity," as the domination of Spain
"over Portugal from 1580'to 1640 is called, was a time of
disaster for the country : not only did the English sack
Faro in 1595,but Dutch, English, and French ail jireyed
upon its great colonial possessions; the Dutch in jiarticular,
after beating the Portuguese in India, took from them the
greater part of the lucrative Indian trade. This they did
with the more ease since, with the true commercial spirit,
they not only imported merchandise from the East lo
_ Holland but also distributed it through Dutch merchants
to every country of Europe, whereas the Portuguese in
the days of their commercial monopoly were^satisfied with
bringing over the commodities to Lisbon,' and letting
foreign nations come to fetch them. The Dutch incursiorv
into the Indies was directly caused by Philip's closing tho
port of Lisbon to them in 1594; and in 1595 Corneliu.i
Houtman, a Dutchman, who had been employed, by tho
Portuguese as an Indian pilot and then imprisoned by
tlie Inquisition, offered to lead a Dutch fleet to the Indies^
and in 1597 they erected a factory in Java. ,,They specd'ily
extended their sphere of operations by occupying tha
Moluccas and Sumatra, 'and in 1G19 Uicy.<built Bataviu
OS a rival. commercial capital in the.Eastito-Goa Thu
English., quickly 'followed their examjile ; in tho reign
otnElizabcth tho Engli.sh captains had been.! content to
ravage Porna'mbuco in 1594-95, Fort' Xrguin in 1595,
and thii Azores in 1596, and in the.reign.o( James I.
th'eaEast ;^cUa Company was established in' the Indies at
Surat. JThe French also settled thcmsclve.'s in Brazil and
opened a flourishing trade %Yith South America, and. the
548
PORTUGAL
[history
west coast of Africa ; and even the Danes struck a blow
against the monopoly of the Portuguese by building a
factory at Tranquebar. To make up for these losses,
what had Portugal received from Spain? The promises
made to the cortes at Thomar were all broken ; the cortes
was only summoned once in 1619 to recognize Philip, the
e'dest son of King Philip III., as the heir to the throne
on the occasion of his only visit to Lisbon ; Lerma and
Olivares, the all-powerful ministers of Philip III. and
Philip IV., appropriated to themselves large territories
within the realm of Portugal ; and, whenever it was pos-
sible, Spaniards were installed in Portuguese bishoprics
and civil offices.
At last a blow was struck against this supremacy of
Spain in the revolution of 1640 and the elevation of the
house of Braganza to the throne of Portugal. Things had
been tending towards a revolution for a long time, but
the final impulse came from the energy of certain noble-
men, conjoined with the weakness of Spain and the hope
of assistance from France.
! The general discontent was shown by risings in Lisbon
in 1634 and in Evora in 1637, where for a short time the
mob ruled the city ; and, when Spain was hampered by
the Catalan revolt and the French war, the opportunity
seemed favourable for the Portuguese. The difficulty
was to find a leader ; the eighth duke of Braganza, grand-
son of the infanta Catherine, daughter of Dom Edward,
was a pleasure-loving, easy-tempered man, fond of music
and hunting, quite happy in his palace at Villa Vii^osa ;
but the energy of his wife, Luiza de Guzman, Castilian
though she was, secured his passive co-operation, and his
confidential adviser, Joao Pinto Ribeiro, soon formed a
powerful band of conspirators among the Portuguese
noblemen, when the news arrived in 1640 that the
arrifere-ban of Portugal was summoned to fight against
the Catalans. Portugal was at that time under the
nominal government of Margaret of Savoy, duchess of
Mantua, who was surrounded with Spaniards and Italians ;
but the real government was in the hands of the tyran-
nical secretary of state, Miguel de Vasconcellos de Brito.
Ribeiro had no difficulty in collecting together many
daring and discontented noblemen, of whom the chief
were Miguel de Almeida, Pedro de Mendonga Furtado,
Antonio and Luis de Almada, Estevao and Luis da Cunha,
Rodrigo and Emmanuel de Sd, and Jorge de Mello ; and
the archbishop of Lisbon himself, Rodrigo da Cunha, if not
actually a conspirator, certainly must have had a know-
ledge of what was going on through his relatives the
Almadas and Da Cunhas. The plot was carefully elabo-
rated, parts being assigned to the leading conspirators,
and the day fijsod was the 1st of December. The plot
was completely successful ; the archbishop of Lisbon was
appointed lieutenant-general of the kingdom, with Almeida,
Mendonga, and A. de Almada for councillors, and expresses
were sent off to the duke of Braganza to inform him of all
that had passed and to offer him the crown. He was at first
unwilling to accept the honour thrust upon him, bnt the
duchess, on whom a prophecy that she should be a queen
had had a great effect, persuaded him to go to Lisbon,
(where he was crowned as King John IV. on 13th Decem-
ber 1640. The -whole of Portugal at once rose and ex-
pelled the Spaniards, and on 19th January a full cortes
met at Lisbon, which recognized King John as king of
Portugal, and his son Theodosius as heu--apparent.
The Portuguese knew well that, in spite of the Catalan
rebellion and the terrible wars in which Spain was engaged',
they were not strong enough to maintain their independ-
ence without foreign help, and at once sent ambassadors
to France, Holland, and England. Richelieu was charmed
with the success of the revolution, hoping to make Portugal
a thorn in the side of Spain, such as Scotland had been to
England in former days, and he at once sent a fleet under
De Breze to the Tagus ; the Dutch also sent a fleet under
G)'lfels ; but Charles I. of England was too much occupied
with his .quarrels with his parliament, to do more than
merely recognize the new king.
The Portuguese were at first successful, owing to the
many wars in which Spain was involved, and, after the
defeat which Mathias de Albuquerque inflicted on the baron
of MoHngen at Montijo on 26th May 1644, felt at their
ea.-,e in spite of the serious plot of the duke of Caminha
and the archbishop of Braga, until it became obvious that
Mazarin would desert them without- compunction if it
suited his purpose. The old Portuguese colonies at once
declared for their fatherland, and this brought about a
colonial war with Holland, in which indeed the Portuguese
generals won many successes, but which deprived them
of the assistance of the Dutch in Europe. Mazarin's
refusal to insist on their independence at the congress at
Miinster, though he protected their envoys against the
Spaniards, made them despondent ; and a very curious
letter of Mazarin's (4th October 1647), offering the crown
of Portugal to the duke of Longueville, exhibits at once
the feeble character of John IV., the despair of the Portu-
guese, and their dependence on France. !Mazarin's deser-
tion did not at first do great harm, for the war between
France and Spain continued, though peace was made with
the empire. In the midst of this universal war John IV.
died in 1656.
As the prince of Brazil, Dom Theodosio, the eldest son ol'
the late king, had predeceased him, his second son Affonso,
a boy of thirteen, succeeded to the throne as Affonso VL
under the regency of his mother. The queen-regent, who
had always been more energetic than her husband, deter-
mined to pursue the war with Spain with more vigour and
summoned Marshal Schomberg to organize her armies.
The result of Schomberg's presence soon appeared, and on
14th January 1659 Dom Antonio Luis de Menezes, count
of Cantanhede, won a victory over Don Luiz de Haro at
Elvas. This victory in one way injured the Portuguese
cause, for it so incensed Don Luiz de Haro that, during
the famous conferences at the Island of Pheasants with
Mazarin which led to the signature of the treaty of the
Pyrenees in 1659, he not only would not hear of any
intercession for the Portuguese but insisted on the in-
sertion of a secret article in the treaty to the effect that
France would promise to entirely abandon them. Neither
Mazarin nor Louis XIV. intended to keep this secret
article and give up the advantage of having such a useful
ally in the Penins"'a, and they accordingly looked about
for some means tO evade it. England offered the oppor-
tunity ; Charles XL was seeking a wife and gladly accepted
the suggestion that he should marry Catherine of Braganza,
sioter of the king of Portugal, both because Portugal had
sheltered his cousins Prince Rupert and Prince ]Maurice in
1650, and because the colonial cessions which the queen-
regent offered as her daughter's dowry woidd be very •
popular in England. The marriage was accordingly agreed
upon in 1661, and in 1662 the earl of Sandwich came to
bring the bride from Lisbon, while the English occupied
Tangiers, Bombay, and Galle as her dowry, and promised
to send troops to Portugal, and to make peace between
the Dutch and the Portuguese. Before, however, the
English soldiers arrived and the final struggle with Spain
began, a family revolution had taken place in Portugal.
The young king, a feeble vicious youth, was very wroth
that his mother had exiled a favourite valet to the Brazils,
and by the advice of two noblemen about his person
suddenly declared himself of age in 1662 and tran.sferred
the government to the able hands of Luis de Soiisa
HISTOKY.]
P O R T U G A 1.
549
Vasconcellos, count of Castel MeUtior. The queen retired
to a convent chagrined, but Castel Melhor continued her
policy, and for;aed the English soldiers, who had arrived
inder the earl of Inchiquin, some French and German
Volunteers and mercenaries, and the newly-organized Portu-
guese levies into a powerful army, of which Schomberg was
the real, though not the ostensible, commander. With
this army a series of victories were won, which caused
Aflfonso VI. to be surnamed "AflFonso the Victorious,"
though his own successes, such as they were, were con-
fined to the streets of Lisbon. On' 8th June 1663 the
count of Villa Flor with Schomberg by his side utterly
defeated Don John of Austria, and afterwards retook
Evora; on 7th July 1664 Pedro Jacques de Magalhaes
defeated the duke of Ossuna at Ciudad Rodrigo; on 17th
June 1665 the marquis of Marialva destroyed a Spanish
army under the marquis of Carracena at the battle of
Montes Claros, and Christovao de Brito Pereira followed
«p this victory with one at Villa Vigosa. These successes
entirely broke the power of Spain, and peace was only a
matter of time, when Castel Melhor decided to increase
both his own power and that of Portugal by marrying
the king to a French princess. Such an alliance was
highly approved of by Louis XIV., and the bride selected
was Marie Frangoise Elisabeth, Mademoiselle d'Aumale,
daughter of the duke of Savoy-Nemours and grand-
daughter of Henry IV. of France. The marriage was
celebrated in 1666 ; but Castel Melhor found that, instead
of increasing his power, it worked his ruin. The young
queen detested her husband, and fell in love with his
brother Dom Pedro ; and after fourteen months of a hated
union she left the palace and applied for a divorce on the
ground of non-consummation to the chapter of the cathedral-
church of Lisbon, while Dom Pedro shut up King AflFonso
in a portion of the palace and assumed the regency. He
was recognized as regent by the cortes on 1st January
1668, and at once signed a peace with Spain on 12 th
February, by which the independence of Portugal was re-
cognized in return for the cession of Ceuta. This peace,
signed at Lisbon, was chiefly negotiated by the earl of
Sandwich and Sir Richard Southwell, the English ambas-
sadors at Madrid and Lisbon. On 24th March the queen's
divorce was pronounced and confirmed by the pope, and on
2d April she married the regent. Hjs rule was gladly
Bubmitted to, for the people of Portugal recognized his
eterling qualities, which compared favourably with those
of the unfortunate Alfonso VI. Castel Melhor fled to
France, and the king — for Dom Pedro only called himself
"regent" — was imprisoned, first in the island of Terceira
B.nd then at Cintra, till his death in 1683, the very same
year in which the queen also died.
As long as AfTonso VI. lived, Dom Pedro's power was
■not thoroughly established, but in 1683 ho was proclaimed
king as Pedro II. His reign was marked by good internal
administration, the breaking out of the War of the Spanish
• Succession, and the Methuen treaty. His good adminis-
tration kept him from being .short of money, and enabled
him to dispense with the cortes, which never met between
1697 and 1828; but the war of the succession almost
emptied his treasury. He had in 1687, at the earnest
request of the duke of Cadaval, his most intimate friend,
con.sented to marry again in order to have an heir, and had
selected Maria Sophia de Neuburg, daughter of the elector
palatine, rather to the chagrin of Louis XIV., wlio, in the
prospect of the death of Charles II. of Spain, had counted
on the support of Pedro's first wife, a French princess, and
Who now sought to form a strong party at the court of
Lisbon. He was so far successful that on the death of
Charles 11. King Pedro no* only recognized Louis .XlV.'s
'grandson as Pliill|) V. of Spain but in 1701 jirotccted a
Frencn fleet in the Tagus under the count of Chastenau
against Sir George Rooke. The great Whig ministry of
England was not likely to submit to tliis desertion on tha
part of England's ancient ally, and sent the Right Honour*
able John Methuen in 1 703 to Lisbon with full powers to
make a treaty, both political and commercial, with Portugal
On 27th December 1703 he signed the famous Methuea
treaty, by which Portuguese wines were to be import«J
into England at a lower duty than those from France of
Germany, in return for a similar concession to English
textile fabrics. The immediate result -ivas that Pedrft
acknowledged the archduke Charles, and the ulterior
that Englishmen drank port -wine instead of claret or
hock throughout the last century^ while the Portuguese
imported nearly everything they wanted from England
and remained without manufactures. On 7th March 1704
Sir George Rooke arrived at Lisbon, convoying 10,000
English troops under Lord Galway and the archduke
Charles himself. The English army at once advanced
with a Portuguese auxiliary force and took Salvaterra and
Valenga. In the following year but little was done on
the Portuguese frontier, because the archduke had sailed
round to Barcelona, and Dom Pedro, who was slowly
dying, handed over the regency to his sister Catherine,
queen-dowager of England. Had he been conscious he
might have learned of the great successes of the allied
army under Joao de Sousa, marquis das Minas, and Lord
Galway, who in rapid succession took Alcantara, Coria,
Truxillo, Placencia, Ciudad Rodrigo, and Avila, and even
for a short time occupied Madrid, and of their equally
rapid retreat ; he never recovered sufficiently, however, to
know of these movements ; he gradually sank, and died at
Alcantara on 9th December 1706.
The long reign of John V., who assumed the royal
state at once from the regent Catherine, resembles the
reign of John III. At its commencement he left the
power in the hands of his father's friend, the duke of
Cadaval, who continued Dom Pedro's policy and pro.secuted
the war against Philip V. Cadaval bound the king more
surely to the Anglo-Austrian party by marrying him to the
archduchess Marianna, daughter of the deceased emperor
Leopold I., who was escorted to Lisbon by an English fleet
under Admiral Byng in 1708. Yet the war itself did not
go favourably for the allies in Spain, for the Spaniards
had become enthusiastic partisans of Philip V. ; and in
1709 a Portuguese army under the marquis of Fronteira
was beaten at Caia, while in 1711 Dugiiay Trouin took
and sacked Rio de Janeiro, afterwards the cajjital of
Brazil. The war languished all over Europe after the
accession of the archduke Charles to the empire, and on
6th February 1715, nearly two years after the treaty of
Utrecht, peace was signed between Portugal and Spain
at Madrid by the secretary of state. Lopes Furtado de
Mondonga, count of Corte-Rcal. The king, as soon as he
began to pay more attention to aflairs, exhibited his attach-
ment to the papacy, and in 1717 sent a fleet at the pope's
bidding on a crusade against the Turks, which won a
naval victory off Cape Matapan. The king declined to
join the war against Alberoni, and disclosed a tendency
to imitate Louis XIV., especially in building. The only
indication of policy he showed was his determination to
maintain jieace by a close alliance witli Spain : his daughter
Maria Barbara was married to the infant Don Ferdinand,
eldest son of Philip V., who succeeded to the throne of
Spain as Ferdinand VI., while the Spanish infanta Marianna
was m.Trried to the Portuguese heir-apparent, Dom Joseph.
The enormous .simis of money which .John V. lept to the
l)opo, to the real impoverishment ^f his country, brought
hini rewards which were of no real vnliio, but which were
such as he highly esteemed ; namely, the archbishopric of
550
PORTUGAL
[history,
Xiisbon was erected into a patriarchate, and the title of
i" Fidelissimus " or " Most-Faithful " was conferred upon
the kings of Portugal, to correspond with those of "Most
Christian " and " Most Catholic " attributed to the kings
of France and Spain respectively.
Joseph, who succeeded his father in 1750, had the
merit of perceiving the pre-eminent powers of Sebastiao de
Carvalho, who governed Portugal throughout this reign,
and who, under his title of the marquis of Pombal (see
Pombal), ranks among the very greatest of 18th-century
statesmen, [n everything — in his great internal and ad-
ministrative reforms, in his financial reforms, in the re-
organization of the army, in the abolition of slavery, and
in the great struggle with the Jesuits — Joseph supported
his minister. Pombal made the king more absolute than
ever, and exalted the royal prerogative while using it for
purposes of reform ; and, in return the king maintained
Pombal in power in spite of the violent protests of the
priests and the opposition of his wife. Circumstances
greatly helped the minister to establish an ascendency
over the king's mind : his conduct at the time of the
great earthquake on 1st November 1755 secured him his
high position over the other two secretaries of state ; the
Tavora plot gave him the influence which enabled him
to overthr6w the Jesuits in 1759 ; and the second attempt
on the king's life in 1769 strengthened his hands in his
negotiations with Rome and ensured the suppression of
the order in 1773. The only war in which Portugal was
engaged during this reign was caused by the close alliance
with England, for, when Choiseul made the Family Com-
pact and Spain entered upon the Seven Years' War, a
Spanish army under the marquis of Sarria invaded Port-
ugal and took Braganza and Almeida in 1762. Pombal
immediately applied to England for help, when the count
of Lippe-Biickeburg came over with a body of English
troops and set to work to organize the Portuguese army ;
and, mainly owing to the brilliant services of Brigadier-
General Burgoyne, the Spaniards were defeated at Valencia
de Alcantara and Villa Velha, and peace was made on
10th February 1763. The close of the reign was disturbed
by disputes with Spain as to the possession of Sacramento
in. South America, which were still unsettled when King
Joseph died on 20th February 1777, leaving four daughters,
of whom the eldest. Donna Maria Francisca, had married
the king's brother, Dom Pedro.
The accession of Donna Maria was the signal for the
overthrow of tte great marquis and the reversal of his
policy. The new queen was a weak woman, and her
husband, Dom Pedro, who was proclaimed king, was a
weak man ; coins were struck in the names of Pedro III.
and Maria I., but both sovereigns were ruled by the queen-
dowager, who hated Pombal, and eventually sentenced
him never to come within twenty leagues of the court.
The incapacity of his successor soon became manifest,
while the queen, who was completely under the sway
of her confessor, Dom Ignacio de San Caetano, found her
greatest happiness in raising and sending large sums of
money to the Latin convent at Jerusalem. Such was
the state of Portugal when the great crisis in the world's
history caused by the French Revolution was at hand ;
and, when in 1792 it became evident that affairs could
no longer go on in this haphazard fashion, it was also
evident that the queen was no longer fit even for the
slight fatigue she had to undergo. Her brain had given
way in 1788, after the s'ccessive deaths of her husband,
of her eldest son Dom Joseph, who had married his aunt,
Donna Maria Benedicta, and of her confessor, and Dom
John found it necessary to take the management of affairs
into his own hands, though he was not actually declared
regent until 1799.
About the time that Dom John became regent the.
■ivish to check the spread of the principles of the French.'
Revolution, which were as much feared in Portugal a^
in all other Continental states, led to the great activity
of Dom Diogo Ignacio de Pina Manique, the intendant-
general of police. He eagerly hunted down all Portuguese
gentlemen suspected of encouraging French principles
or of being freemasons, expelled all Frenchmen from the
kingdom, and kept a jealous eye on the American consul,
Edward Church, and a merchant named Jacome Ration,
whom he declared to be at the head of a republican con-
spiracy. Moreover, the Portuguese ministers not only^
combated the dreaded French principles at home, they,
also believed it a holy duty to join in the general war,
against France, and therefore a corps of 5000 men was
sent into the eastern Pyrenees to serve under General
John Forbes Skelater, and four ships tmder the marquis
of Niza joined the English fleet in the Mediterranean.
The Portuguese force under Forbes Skelater served in
all the actions in the eastern Pyrenees, shared in the suc-
cesses of General Ricardos, and in the defeats of the count
de la Union and General Urrutia ; but nevertheless the
Spanish Government, then under the influence of Godoy,
the Prince of the Peace, did not hesitate to desert Portugal
and make a separate peace with the French republic at
Basel in July 1795 This naturally drove Portugal into
a still closer alliance with England ; and, when, after the
treaty of San Ildefonso (1796), by which Spain declared
war against England, and the secret convention between
P^rignon and Godoy to divide Portugal between them,
Spanish troops were massed on the Portuguese frontiers,
an urgent supplication for help was sent to England. In
response the House of Commons voted Portugal a subsidy
of £200,000 ; a force of 6000 men was despatched under
Major-General Sir Charles Stuart, which deterred the
Spaniards from attempting an invasion ; and the prince
of Waldeck, like the count of Lippe in former days, was
sent to reorganize the Portuguese army. Yet the English
party was not strong enough to carry the day entirely ; Sir
Charles Stuart was soon withdrawn, and an eftbrt made to
secure peace with France through the mediation of Spain.
But the concessions of the French party were of no avail ;
the First Consul was as violently opposed to Portugal,
as being a province of England, as the Convention and
Directory had been, and in 1 800 Lucien Bonaparte was sent
to Madrid with instructions from his brother to insist on
the abandonment of the English alliance, on the opening
of Portuguese ports to France and the closing of them
to England, on the extension of French Guiana to the
Amazons, on the cession of a portion of Portugal to Spain,
until the recovery from England of Trinidad. Port Mahon,
and Malta, and on the payment of a large .sum of money,
and he was authorized to offer to Spain a corps of 15,000
Frenchmen if these hard terms were rejected. The Portu-
guese ministers did reject them, and immediately Leclerc's
corps entered Spain. The campaign lasted but a few
days. Olivenza and Campo Mayor fell into the hands of
the Spaniards, who also won bloodless victories at Arronches
and Flor da Rosa. Peace was made at Badajoz with Spain,
by which Portugal ceded Olivenza, and at Paris with
France, by which it consented to the extension of French
Guiana to the Amazons, and promised alarge indemnity.
Napoleon Bonaparte was anything but satisfied with the
treaty of Badajoz, and received Lucien on his return with
but little favour, for his aim was utterly to destroy I'ortugal
as a nation ; and it was with a full intention to excite her
to war that he sent one of the roughest and least educated
of his generals, Lannes, as ambassador to Lisbon. LanneS
acted fully up to his chief's expectations : he ordered the
dismissal of all the ministers who favoured England, and
PISTORy.]
PORTU GAL
551
was ooeyed both from fear of France and from a dislike
,of England owing to her high-handed naval policy. Even
/this humble submission of the regent did not satisfy
Napoleon, and in 1804 he replaced Lannes by Junot, whom
he ordered to insist upon Portugal's declaring war against
England. Then for a time he desisted from executing his
plans against the country owing to his great campaigns in
Europe, and made a treaty of neutrality with the Portu-
guese Government. At length in 1807, having beaten
Austria, Prussia, and Russia, Napoleon again turned his
thoughts to his project for the annihilation of Portugal,
which had become more than ever a thorn in his side,
since it refused to co-operate in his Continental schemes
for ruining England. He resolved at first to act with
Spain and Godoy, as Perignon had done in 1797, and on
29th October 1807 signed the treaty of Fontainebleau, by
which it was arranged that Portugal should be conquered
and divided into three parts : the northern portion should
be given to the king of Etruria in the place of his Italian
kingdom, which Napoleon desired to annex, while the
southern portion was to be formed into an independent
kingdom for Godoy, and the central provinces were to be
held by France until a general peace. The signature of
the treaty was followed by immediate action : Junot moved
with an army rapidly across Spain, and, together with a
Spanish force under General Caraffa, entered Portugal
from the centre, while General Taranco and General Solano
with two other Spanish armies occupied the Minho and
Alemtejo. With amazing rapidity Junot accomplished
the march, and the Portuguese hardly knew that war was
imminent until on 27th November Colonel Lecor rushed
into Lisbon vnth. the news that the French were in posses-
sion of Abrantes. This alarming intelligence unnerved
the regent, who listened to the strongly-worded advice of
Sir Sidney Smith, commander of the English ships in the
Tagus, to abandon his kingdom for the Brazils, and leave
the English to defend Portugal ; and on 27th November
Dom John, after naming a council of regency, went on
board the English fleet with his whole family, including
the queen Maria I. The English ships had hardly left the
Tagus when a small force of wearied French soldiers, who
were all that remained from the terrible fatigues of tlifi
march, entered Lisbon on 30th November.
Nothing proves more certainly the widel3'-spread exi6t-\l
ence of what were called French principles — that is to say,
democratic ideas— in Portugal than .the hearty reception
which Junot met with from the first. At Santarem a
deputation of the freemasons of Portugal, who were there,
as in other Continental countries, a secret society for the
propagation of democratic principles, welcomed him ; the
marquis of Alorna with the army instantly submitted to
him ; and the council of regency, knowing the temper of
the citizens, made no attempt to hold Lisbon against him.
But Junot showed no desire to grant the Portuguese a
constitution, and after seizing all the money in the royal
itreasury he divided the country into military governments
under hi.s generals, issuing on 1st February a proclamation
'that the house of Braganza had ceased to reign. He then
jbegan to hope that he himself might succeed the Braganzas,
and for this purpose sought to conciliate the Portuguese
by reducing the requisition demanded by Napoleon from
forty millions of francs to twenty millions, and commenced
a negotiation with the radical or French party in Portugal
through Luca de Scabra da Silva to induce them to send
a petition or deputation to the emperor, asking for Junot
to be their king. But his attempts at conciliation were
of no avail ; and, when the Spanish general Bellesta, who
had succeeded Taranco at Oporto, seized the French
governor, General Quesnel, declared for the regent, and
«iiarched into Galicia, Junot departed fmni Lisbon, leaving
the city in the hands of a regency, headed by the bishop
of Oporto. The bishop at once sent to England for help,
and encouraged fresh revolts all over the kingdom, till
nearly every city in Portugal rose against the French and
established its own junta of government. Meanwhile the
English Government had willingly listened to the request
of the bishop of Oporto, and ordered the small army which
had been collected at Cork, u)ider the command of Lieu-
tenant-General Sir Arthur Wellesley, for an expedition to
South America, to proceed to Portugal. Sir Arthur landed
at the mouth of the Mondego river, advanced towards Lis-
bon, and, after defeating Laborde's division at Roli^a on
17th August 1808, routed Junot himself at Vimieiro on
21st August. These victories were followed by the con-
vention of Cintra, by which Junot agreed to vacate Portugal
and give up all the fortresses in his possession ; this con-
vention, however disappointing from a military point of
view, was eminently satisfactory to the Portuguese people,
who saw themselves as speedily delivered from the French
as they had been conquered by them. The regency was
again established, and at once despatched Domingos
Antonio de Sousa Coutinho, a brother of the count of Lin-
hares, to London, to ask that an English minister with
full powers should be sent to Lisbon, and that Sir Arthur
Wellesley might be appointed to reorganize their army.
Their requests were qomplicd with : the Right Honourable
J. C. Villiers was .sent to Lisbon, and, as Sir Arthur Welles-
ley could not be spared, Major-General Beresford, who had
learned Portuguese when governor of Madeira, which he
had occupied in the preceding year, was sent to command
their army. Portugal, however, was not yet safe from the
French ; Sir John Moore's advance to Salamanca and his
retreat to Corunna had left the country but slightly gar-
risoned, and, in spite of the braggadocio of the bi.shop,
Oporto quickly fell into the hands of Marshal Soult.
Fortunately Soult, like Junot, was led away by the idea
of becoming king of Portugal, and did not advance on
Lisbon, thus giving time for Sir Artliur Wellesley again
to arrive in the country with a powerful army. In the
interval the Portuguese, in spite of some spirited fights
by General Silvoira, had shown how little they could do
in their disorganized state, and the English Government
determined to -send out English officers to organize them
and to take 10,000 Portuguese into Engli.sh pay. Mean-
while Sir Arthur Wellesley had driven Soult from Oporto,
had advanced into Spain, and won the battle of Talavcra,
From these successes of the English general it is pitiable
to turn to the Portuguese regency. With the departure
of the king all the able men of the royal party seemed to
have left the country ; the leaders of the radical party
were either in disgrace or had fled to France ; and none
were left to compose the regency save a set of intriguers,
whose chief idea was to get as much money from England
as possible. The best part of the nation had entered the
army, hence Marshal Beresford, aided by the adjutant-
general Manuel do Brito Mousinho, soon organized a force
which at Busaco proved "itself worthy to fight beside the
English soldiery. The regency got from bad to worse,
till neither Beresford nor Wellington could work with it,
and the Engli-sh cabinet had to demand that Sir Charles
Stuart (son of General Sir Charles Stuart), their ambas-
sador at Lisbon, should receive a place upon it. His great
ability and tact soon made him master, and a certain portion
of the money .sent by England to pay the Portuguese troops
did then find its way to its proper destination. Yet the
regency, even when thus strengthened, failed to make itself
popular ; and that thero was a large radical party in Lisbon
is sufficiently proved by the deputation of eighteen journal-
ists,to the Azores in September 1810. The troubles of
Portugal were not yet over ; the most formidable invasion
552
PORTUGAL
[histoet.
of all was to come. During tte time of Massena's cam-
paign in Portugal the Portuguese showed the valour of a
truly heroic nation. When Lord Wellington determined
to retire to the lines of Torres Vedras, he commanded all
the peasants to desert their fields and leave nothing for
the French to subsist upon, and they obeyed him with
touching fidelity. The Portuguese troops fully proved
their value as soldiers when led and trained by such English
generals as Pack and Ashworth, Bradford and John Hamil-
ton, on every battlefield in the Peninsala and the south of
France, and especially at Salamanca and the Nivelle. They
■well deserved the praise bestowed upon them by Wellington
and Beresford, and the enthusiastic reception which they
met with when they returned home in 1814.
; Shortly after the conclusion of the war, in 1816, the mad
queen ISIaria I. died, and the regent succeeded to the throne
as King John VI. The English Government earnestly
pressed him to return to Lisbon, where dissensions in the
regency and the universal discontent urgently summoned
him. But the now king was perpetually ' hampered by
his intriguing and ambitious wife, Carlota Joaquina, who,
in order to raise a party in her favour, had as early as
1805 promised a constitution to the Portuguese, and in
1812 had plotted to become independent queen of Brazil.
The regency had become intensely unpopular, for Sir
Charles Stuart and Marshal Beresford ruled despotically ;
and the mass of the people, who had been willing to endure
the despotism of the English during the terrible war for
existence, as well as the army, which had willingly obeyed
the English officers on the field of battle, grew weary of
foreign rule in time of peace and raised the cry of Portugal
for the Portuguese. Directly after the war, in 1817, the
first rising took place in Lisbon in the form of a pronun-
ciamento of General Gomes Freire de Andrade, who had
commanded the Portuguese contingent in the Eussian
campaign of 1812 ; but it was instantly and cruelly sup-
pressed by Beresford and the regency, and the general and
eleven others were executed. Yet the radical party was
hy no means conquered, and when Beresford went to Rio
de Janeiro in 1820 advantage was taken of his absence
by the people of Oporto, headed by certain officers in the
•garrison, to raise the cry for reform ; the regency, unable
to act without Beresford, gave way before a similar rising
at Lisbon ; the English officers were everjrwhere expelled ;
a new regency was proclaimed ; Beresford was not allowed
to land when he returned from Brazil ; and a constituent
assembly was summoned. The new assembly, consisting
largely of men of the most radical opinions, at once abol-
ished the Liquisition and the relics of feudajism, and pro-
ceeded to draw up an impracticable constitution, which
showed that they had studied the glowing speeches of the
men of the French Revolution and had not profited by a
knowledge of their mistakes. , Prussia, Austria, and Russia
withdrew their ambassadors, and England insisted on John's
returning to his kingdom. He accordingly left the Brazils
to the government of his elder son Pedi'o, and set out for
Portugal, where in 1822, at the earnest request of that
son, he solemnly swore to obey the new constitution. He
was at Once met by the opposition of the queen and his
younger son Dom Miguel, who refused to recognize the
constitution ; in consequence they were expelled from
Lisbon. This event, with the invasion of Spain by the
French to put down the rebeUion of 1823, encouraged
Francisco da Silveira, count of Amarante, to raise a pro-
nunciamento in Tras-os-Montes ; but the king at Lisbon
declared, amid loud applause, that the constitution of 1822
was abrogated and his own absolutism restored, and he
appointed the count of Palmella, the head of the English
or constitutional party, to be his minister. But the abso-
lutist party did not aim at a new form of constitutional
government ; they were desirous to reinstate the old abso-
lutism. The queen and Dom Miguel headed a new plot ;
the king's friend, the marquis of Loul6, was assassinated ;
Palmella was imprisoned and the king himself shut up in
his palace. The united action of the foreign ministers
who had remained in Lisbon freed the king ; the new in-
surrection was suppressed ; Palmella was again appointed
minister ; and the king, with the two chief conspirators,
the queen and Dom Miguel, left Portugal once more for
the Brazils. In the following, year (1826) John VI. died,
leaving by his will his daughter, the infanta Isabel Maria,
as regent, to the great disappointment of Dom Miguel,
who had returned to Portugal with the expectation of re
ceiving it as his inheritance, while his brother Dom Pedro
ruled in Brazil.
The next twenty-five years aie the darkest in the whols
history of Portugal and the most complicated to analyse,
for the establishment of parliamentary government waa
no easy task ; it is almost impossible to follow the rapid
changes which succeeded each other, and quite impossible
to understand the varying motives of the different states-
men and generals. The keynote to the whole series of the
disturbances is to be found in the influence of the army.
Beresford's creation wds a grand fighting machine ; but
armies, and more particularly gensrals, are almost certain
to intrigue in times of peace. On ascending the united
thrones Dom Pedro IV. proceeded to draw up a charter Pcdw
containing the bases of a moderate parliamentary goverur'^'
ment and sent it over to Portugal by the English minister.
Sir Charles Stuart, and then abdicated the crown of Portugal
in favour of his daughter, Donna Maria da Gloria, a child
only seven years old, on condition that she married his
brother Dom Miguel, who was to recognize the new con-
stitution. The charter was received with joy by the parlia-
mentary party and Palmella became prime minister ; but
in 1827 the king foolishly appointed Dom Miguel to be
regent in Portugal. This ambitious prince was exceedingly
popular with the old nobility, the army, and the poor ; and,
having declared himself absolute king, he drove the whole
constitutional or chartist party — Palmella, Saldanha, Villa
Flor, Sampaio, and their adherents — into exile. , They fled
to England, where the young queen then was, but, although
they found popular opinion strongly in their favour, they
found also that the duke of Wellington and his Tory
ministry highly approved of Dom Miguel's behaviour, and
that they persisted in confounding the moderate and the
radical parties, and ■ in believing that Palmella was a
democrat. Meanwhile the reign of Dom Miguel had be-
come a reign of terror, and a new movement was begun by
the conjoined chartist and radical parties, who respectively
advocated the charter of 1826 and the constitution of 1822,
but who sank their diff'erences to oppose Dom Miguel. The
island of Terceira (Azores) had never submitted Jo this
prince, and there in 1829 the marquis of PahneUa, the count
of Villa Flor, and Jos6 Antonio Guerreiro declared them-
selves regents for the young queen; and. on 11th August
1830 they defeated in Praia Bay the fleet sent against
them by Dom Miguel. This victory was the first ray of
hope to the chartist party ; all who could get away from
Portugal hastened to the Azores ; and in 1831 Dom Pedro,
having resigned the imperial crown of Brazil to his infant
son, came to London to join his daughter and prepare for
a vigorous struggle against his brother. He met with
acquiescence, if not encouragement, from the Liberal Gov-
ernment of Earl Grey, and managed to raise a large loan ;
then he hetook himself with all the troops he could raise
to the Azores, where he appointed the count of Villa Flor
general-in-chief and Captain Sartorius of the English navy
commander of the fleet. In July 1832 Dom Pedro arrived
at Oporto with 7500 men, being enthusiastically welcomed
J
HISTORY.]
PORTUGAL
553
1)7 the citizens ; Dom Miguel instantly laid siege to the
city. The siege was a terrible one ; want within the walls
and cholera among the besiegers decimated the armies, and
the only real success gained was the victory of Sartorius
over the fleet of Dom Miguel on 11th October. In '1833
more vigorous action began ; Major-General Joao Carlos
Saldanha de Oliveira e Daun, count of Saldanha, an old
officer of Beresford's and a member of the Palmella Govern-
ment in 1825, took the command in Oporto and beat off
the French general Bourmont, who had been engaged by
Dom !Miguel to command his "forces ; the count of Villa
Flor sailed from Oporto to Algarves, defeated General
Telles Jordao, and after a triumphal march northwards
occupied Lisbon ; and Captain Charles Napier, who had
succeeded Sartorius, destroyed Dom ^Miguel's fleet off Cape
St Vincent in 1833. In this year Queen Maria came to
Lisbon and was received with transports of delight, while
Dom Pedro as regent again proclaimed the charter of 1826.
The year 1834 was one of unbroken success for the chartists;
England and France recognized the queen, and the Spanish
ministry of Queen Isabella, knowing Dom Miguel to be a
Carlist, sent two corps under Generals Rodil and Serrano
to the help of Dom Pedro. Saldanha defeated the forces
of the usurper at Torres Novas and Alaujoster ; Napier
reduced Beira ; Villa Flor, who had been made duke of
Terceira, reduced Tras-os-Montes and won a victory at
Asseiceira ; S4 de Bandeira reduced Alemtejo ; the com-
bined Spanish and Portuguese armies surrounded the rest
of Dom Miguel's adherents at Eyora Monte ; and Dom
Miguel himself capitulated on 26th May. By the Con-
vention of Evora Monte the usurper, on condition of re-
ceiving a pension, promised to leave Portugal for ever ;
and the cortes at Lisbon not only declared him and his
heirs ineligible for the throne but forbade them to return
to Portugal under penalty of death. This same cortes
attempted to arrange the finances, and abolished the orders
Df the friars, who had hitherto kept alive the party of
rebellion in the villages, and finally, at Dom Pedro's request
— for he felt his health failing — declared the queen of age
on 18th September 1834. Dom Pedro, who had through-
out been the heart and soul of his daughter's party, retired
to Queluz (near Lisbon), where he died six days after-
wards from the effects of his great labours and fatigues.
The death of Dom Pedro deprived Queen Maria II., who
was now only fifteen, of her greatest support, but a very
strong ministry was formed, with the duke of Pahnella as
president and the duke of Terceira at the war office. Such
a ministry might have lasted for a long time, but neither
the queen, the nobility, nor the people understood the prin-
ciples of real constitutional government, and the army was
li constant source of danger. Members of different parties,
while not conceiving that all alike loved Portugal, believed
»incerely in their own opinions : the party in power pro-
scribed and exiled its opponents, while the party in opposi-
tion invariably appealed to arms instead of seeking to
obtain office by legitimate parliamentary means. In addi-
tion, the country was ravaged by bands of brigands, who
called themselves " Miguelites," and who perpetually
escajKid into Spain when attacked in force ; and, as each
Government refused to recognize or pay interest upon the
loans raised by its predecessors, the financial credit of
Portugal soon fell to a very low ebb in the money markets
of Europe. It is unprofitable to oxpmino here the prin-
ciples of the chief statesmen of the time as nevr Govem-
luents quickly .succeeded each other ; it will bo sufficient
to notice only the chief pronunciamentos and appeals to
amis, and to remark the gradual approach to real parlia-
mentary government. Queen Maria da' Gloria's reign is,
one of violent jiarty struggles, for they can hardly bo
.«alled civil wars, so little did they involve, and that of
King Luis the reign of definite and peaceable parliamentary
government. In her earlier years the Cjueen was chiefly
under the influence of her stepmother, the second wife of
Dom Pedro, Amelia of Bavaria, and in 1835 she married
the queen -dowager's brother, Augustus Charles Eugene
Napoleon, duke of Leuchtenberg, second son of Eugfene
Beauharnais by the princess Augusta of Bavaria, who died
two months after his marriage, in March 1835. In the
following January Maria married Prince Ferdinand of
Saxe-Coburg-Gotha, nephew of Leopold, the first king of
the Belgians ; and it was his nomination to the post of
commander-in-chief that iirought about the first apjieal to
arms. In September 1836 Fernando Scares da Caldeira
headed a pronunciamento in Lisbon for the re-establish-
ment of the constitution of 1822, which was conij)letely
successful, and resulted in the drawing up of a new con-
stitution. The constitution of 1838, which was really that
of 1822 slightly modified, managed to work till 1842,
when one of the radical ministers, Antonio Bermudo de
Costa Cabral, suddenly declared the charter of 1826 at
Oporto. The duke of Terceira headed a successful pro-
nunciamento in favour of the charter, and came into office
with Costa Cabral as home secretary and virtual prime
minister. Costa Cabral, who in 1845 was created count
of Thomar, made himself very acceptable to the queen, and,
interpreting the charter in the most royalist sense, even
attempted to check the freedom of the press. It was now
the turn of the radicals or Septembrists to have recourse to
arms ; after an attempt to place Saldanha in office, the
opposition broke out into open insurrection under the
viscount of Sd de Bandeira, the count of Bomfim, and the
count das Antas. This new insurrection is kno'^vni as the
War of Maria da Fonte or " patuleia," and was not sup-
pressed until the conclusion of the convention of Granada
on 29th June 1847, when a general amnesty was declared,
Saldanha being continued in power. Queen Maria da
Gloria died on 15th November 1853, and her husband,
the king-consort, Dom Ferdinand II., assumed the regency
until his eldest son Dom Pedro V. came of age.
The era of peaceful parliamentary government which
succeeded the stormy reign of Queen Maria 11. has been
one of prosperity for Portugal, and much of that jieaco
and prosperity is due to the great literary and historical
revival which is signalized by the names of Joao Baptista
de Almeida Garrett and Antonio Feliciano de Castilho^
of Alexandre Herculano de Carvalho o Araujo and Luis
Augusto Rebello da Silva. Men were not wanting in the
early part of the 19th century to advocate the formation
of an Iberian republic or kingdom, comprising the whole
of the Peninsula; but the revival of national pride in recall-
ing the glorious past of Portuguese history, which has been
the work alike of Herculano and Almeida Garrett in dif-
erent lines, has breathed afresh the sj)irit of patriotism into
a people who had been almost wearied out by continual
pronunciamentos. The only political event of any import-
ance during the reign of Dom Pedro V., who came of age
and a.s.sumed the government in 1855, and who in 1857
married the princess Steplianio of Hohenzollern, was the
affair of the " Charles et Georges." This French ship was
engaged in what was undoubtedly the slave-trade, though
slightly disguised, off the coast of Africa, when it was
seized by the authorities of Mozambique, and, in accord-
ance with the laws and treaties against the slave-trade, ita
captain, Roussel, was condemned to two years' imprison-
ment. The emperor Napoleon III., glad to have a chanco
of posing before the French people, and counting on his
close alliance with England, instantly sent a largo fleet to
the Tagus under Admiral Lavaud, and demanded compen-
sation, which, as England showed no signs of assistance,
Portugal was compelled to pay. Tlie whole country, especi-
554
PORTUGAL
[history.
ally the city of Lisbon, was ravaged by cholera and yellow
^ever ouring this reign, itself evidence of the extreme
neglect of all sanitary precautions ; and on 11th November
1861 the king, who refused to quit the pestilence-stricken
capital, died of cholera, and was speedily followed to the
grave by two of his brothers, Dom Ferdinand and Dom
John.
At the time of Dom Pedro's death his brother and heir,
Dora Luis, was travelling on the Continent; and his father,
Dom Ferdinand, again assumed the regencj' until his son's
return, soon after which Luis married JIaria Pia of Savoy,
daughter of Victor Emmanuel, king of Italy. The new king
followed his brother's policy and allowed his ministers to
fight their battles in the chambers without interference from
himself. During his reign the old combatants of the reign
of Maria da Gloria died off one by one, — Palmella, Terceira,
Thomar, Saldanha, and SA de Bandeira. Their successors
in political leadership, the duke of Louie, Aguiar, the mar-
quis of Avila, and Antonio Manuel Pontes Pereira de Mello,
though not inferior in administrative ability, always avoided
an appeal to arms, and therefore, if they do not contribute
striking pages to the historj- of Portugal, certainly con-
tributed more to the prosperity of the country. The last
pronunciamento, or rather attempt at a pronunciamento,
of the last survivor of Queen Maria's turbulent statesmen,
the duke of Saldanha, in 1870, only proved how entirely
the day of pronunciamentos had gone by. He conceived
the notion that the duke of Loul6, as a freemason and an
advanced progressist, was a favourite with the king, after
the manner of the duke of Polignac and Charles X. of
Franco ; so, recalling a few such historical examples to
the king's mind, he insisted on the duke's dismissal, and
threatened an appeal to arms. The king, perceiving that
Saldanha was in earnest, and kno'n'ing the great influence
of the old man, consented to dismiss the duke of Louie.
After keeping Saldanha himself in office for four months,
Luis sent him as ambassador to London notwithstanding
his eighty years, where he could do no mischief, and where
he died in 1876. The steady prosperity of Portugal has
been largely due to the present form of government based
on the charter of 1826, as modified in 1852, and is borne
witness to by the reconstitution of the House of Peers in
1878 from an hereditary assembly to one of life peers. It
is a notable fact that the two loans raised by the Portu-
guese Government in 1880 and in 1882 were quickly sub-
scribed, and mainly within Portugal .itself. Of recent
years much attention has been drawTi to the Portuguese
settlements in Africa, since the opening up of the interior
has made them of vast importance on both the east and
the west coast. The king, ministers, and people of Portu-
gal are fully aware of the new vista to thetr prosperity
thus disclosed to them, and the Portuguese travellers Serpa
Pinto, Roberto Ivens, and Brito Capello have taken an
important share in the explorations which have opened up
the interior of Africa and paved the way for its develop-
ment. Public works, however, have rot been neglected,
and Fontes Pereira de !Mello, the leader of the "regener-
ador" party, who has been prime minister three times —
from 1871 to 1877, from 1878 to 1882, and from 1883—
has steadily improved and extended the railway. and tele-
graph systems, and carried out the more difficult labours
of sanitary reform. Education also has not been neglected,
and a good system of secondary and primary education
has been established, mainly owing to the labours of the
Portuguese poet, Antonio Feliciano de Castilho. The share
taken by the leaders of the great literary and historical
revival — which dates from the conclusion of the civil wars
of 1846 and the publication of the first volume of Hercu-
lano's History of Portugal in 1848 — in Portuguese political
and social reform is a marked feature of the modern parlia-
mentary life of the countr}- ; and not only have the poets
Almeida Garrett and Mendes Leal and the historian Eebello
da Silva held office, but many of the most promising of the
new generation of literary men, such as Latino Coelho and
Pinheiro Chagas, have distinguished themselves in politics.
Few countries so well realize the advantages of a constitii-
tional and parliamentary form of government as Portugal ;
socialism possesses there a reforming, not a revolutionary
force ; unity of pride in their country inspired by great
wTiters has made the modern Portuguese ambitious to
revive the glories of the past, and united men of all shades
of opinion in a common patriotism. The Camoens celebra-
tion of 1880 showed that the Brazilians were still proud
of their mother-country, and that the Portuguese race all
over the world was ready to develop new energy and per-
severance, and to prove its true descent from the men who
under ASonso Henriques overthrew the Moors, who under
John I. and John IV. rejected the rule of the Spaniards,
under Afibnso de Albuquerque and Joao de Castro con-
quered the East, and who by the voyage of Vasco de Gama
created a new era in the history of the world.
BiUiography. — The best continuous history of Portugal is still
that of Heiuiich Schaefer, in- Heeren and Ukert's Eiiropdische
Staats-Geschichtc, 1840-46, partly translated into Portuguese by
J. L. Domingues de Mendon9a (tisbou, 1842-47), which quite
eclipsed the very ordinary works of Diogo Lemos (20 vols., 1786-
' 18201, Sonsa Montciro (10 vols., 1S38), and J. F. Pereira (3 vols.,
1846-48), and the two chief English and French histories up to that
date, — J. Dunham's (along with that of Spain) in Lardner's Cabinet
Cijchjwdia (1838-43), and Bouchot's, in Duruy's Bistoire Uni-
vcrsdle (1846). After the publication of Schaefer 's History, and
not uninfluenced by it, Alexandre Herculano commenced his gi'cat
work, the Historia de Pmtugal (4 vols., 1848-53), in which he
overthrew old legends and treated history scientifically. Owing,
however, to the persecution and libellous pamphlets of such men
as Francisco Recreio, J. D. S'onseca Pereira, and A. C. Pereira, he
closed his work at the year 1279 ; but from 1854 to 1857 he pub-
lished his Da Origem e Estabehcimcnto da Inquisi(;So em Portugal,
which also caused a great outcry. Nevertheless his example was
followed, and a series of extremely good histories has been issued
during the last twenty years, notably L. A. Kebello da Silva's
Jlistoria de Portugal pendente XVI. e XVJI. Seeiilos (5 vols.,
1860-71), which covers the failure of Dom Sebastian and the revolu-
tion of 1640 ; J. M. Latino Coelho's Historia de Portugal dcsde os
fins do XVIII. Seculo atd JSI4 (1874) ; J. F. Fonseca Benevides's
Zas Rainhas de Portugal (1878) ; and the extremely interesting
and illustrated Historia de Portugal in 37 parts by Antonio Ennes,
B. Ribeiro, Edouard Vidal, G. Lobato, L. Cordeiro, and Pinheiro
Chagas (1877-83). The new historical school, headed by the vis-
count of Santarem, has also spent much time upon the conquests
of the Portuguese in India, and Herculano edited the Eoteiro
de Vasco de Gama ; nor must the admirable editions of the old
Portuguese navigators and travellers published by the Hakluj t
Society be omitted, or the well-kiibwn Life of Prince Henry of
Portugal, by R. H. Major (London, 1868), which has been trans-
lated into Portuguese by J. A. Ferreira Brandao (1876). The new
school has paid attention to the publication of the early chronicles
of Portugal, and since 1856 several volumes of Portiigalliee ilonu-
menta Historica have been issued by the Lisbon Academy of Sciences
under the direction of Herculano ; but this work was not neglected
by their predecessors, as appears in the Colleecao dos Livros ineditos
de Historia Portugue:a, edited by J. F. Correa da Serra for the
academy (11 vols., 1790-1804), and the Collcccdo dos' principaes
Audores da Historia Portiigueza, published in the same manner
(1806). Fa-dera, too, were not neglected during the present
centiu'y ; there exist two good collections : one, commenced by the
viscount of Santarem as Quadra elcmeniar das Rclacoes polilica-s e
diplomaticas de Portugal, and continued by Rebello da Silva for
the academy as Corpo diplomaiieo Porlugucz, extends fiom the
early days of the monarchy till 1640 (36 vols., 1856-78); the
other, which is practically a continuation of the first, is called a
Collcccdo dos Actos publicos eelebrados entre a Coroa de Portugal
e as mais Potcncias dcsde I64O atd ao Presentc, commenced by J.
Ferreira Borges de Castro, and continued by J. Judice Biker
(8 vols., 1856-66). Two works on constitutional history here
deserve mention, Memorias para a Historia das Inquiracocs dos
primeiros Reinados dc Portugal, published (1816) by the Lisbon
College of Diplomatics, and Meynorias para a Historia e Theoria
das Cortes, by the viscount of Santarem (Lisbon, 1828). Before
noticing books treating exclusively of the history of the present cen-
tury, a {".vr special works and articles ought to be enumerated, suc'^
as the chevalier de Jant's Relations de la France avec le Portugal
piTERATtTPr.]
ait Xcmps d» Uazarin, by Jules Tessier (Paris, 1877) ; Vevtot's
Jtevolutions de Portugal (Paris, 1678); Miguel d'Antas, Lcs /aiix
D. Sebastien (Paris, 18G6) ; R. Carte's History of llu. Revolutions of
Portugal from the Foundation of that Kingdom to the year 1677,
leith Letters of Sir £. Southwell during his JSmbassy there to the
Duke ofOrmond (London, 1710), which are the best books on their
respective subjects, and two articles in vol. ii. of the Anrmcs das
Sciencias Moraes e Politicas, " D. Joao II. e la Nobreza," by L. A.
Kebello da Silva, and " Apontamentos para a Historia da Couquista
de Portugal por Filippe II.," by A. P. Lopes de Meudon9a. The
literature of the history of the last hundred years requires careful
selection ; the best work is, however, the Historia da Ouerra dvil
e do Estabelecimento do Governo parlementar em Portugal, by Simiao
Jose da Luz Soriano (8 vols., 1866-82) ; for the Peninsular War
see,, besides Napier's idstory, the Historia geral da Invasdo dos
F O 11 T U G A J^
555
Francezcs em Portugal, by Accursio das Neves (Lisbon, 1810-11), and
Excerptos hisforieos relativos a Guerra denomiuada da Peninsula,
e as anteriorcs de ISOl, de Roussillon e Catalmla, by Claudio do
Chaby (1863). The period of the war of Doni Miguel is best seen
in the Memorial para a Historia do tempo que duron a Usurpa(:aii
de D. Miguel, by J. L. Freiro de Carvalho (Lisbon, 1841-43) ; the
Historia da Liberdade em Portugal, by J. G. Barros Cunha (Lisbon,
1869) ; The Civil War in Portugal, and tlie Siege of Oporto by a
British' Officer of Hussars [Colonel Ba'dcock] (1835) ; and The IVari
of Succession of Spain and Portugal, by 'William BoUaert (vol. i.
1870). For the ensuing period consult the Despachos e Corrcspoiid-
cncia do Duqtic de Palmella (3 vols., 1851-54) ; ttie'Corrcspondenci-
official de Condc de Cameira cotn o IJuquc de Palmella (1874) ; an^
the Memoirs of t/u Duke of Saldanha, by the count of Carnota (i
vols., 1880). (H. M. S.)
PART III.— LITERATURE,
Portugal has a distinct literature as well as a distinct history,
and one which is intimately bound up with the growth of the
nation. The biographies, histories, and travels of the 16th cen-
tury are unrivalled of their age in brilliancy and vigour, while the
poetry of a land where all men are singers is not only admirable in
itself but illustrates a continuous and undecided struggle between
native and foreign schools. The period of the growth of national
independence and of the victories over the Moors was that of the
brilliant poetry of the Portuguese troubadours, which became at
last tnily characteristic ; but the brilliancy speedily died away with
peace and national unity, to be revived in the heroic period of
Vasco de Gama and Albuquerque. For in the 16th century, after
the classical school of Si de Miranda had given a polish to the
language, the national epics of Camoens and his followers were
produced, which might have yielded more lasting results had not
the Spanish dominion paralysed all national life. In more modern
times the reaction against mere imitations of foreign literature has
resulted in the formation of a new native school by which much
good work both in poetry and in historical research has already
'■een accomplished.
12th to nth Century. — The Portuguese, Gallewan, and Bable
dialects are subdivisions of that form of the Lingua Romana
Rustica which was spoken in G.ilicia and the western provinces
of the Iberian Peninsula, and which until the 15th century was
, the literary language of Castile itself. The remains of "the early
poets are necessarily scanty, but they are sufficient to show that
the courtly troubadours of Portugal and' Castile were certainly
not inferior to the more noted singers of Provence. In some
respects they were even superior, since, not being tied to the forms
of a merely literary language such as the Provenfal, they were
able to borrow both form and matter from a vigorous national poetiy
which can be traced through the different races which successively
occupied Portugal. The "alalala," which afterwards developed
into the " aravia," the earliest form of the epic, is probably a legacy
from the original Turanian inhabitants; the "guayado,"a short
lyric with the refrain " ay " or "guai," was derived from thcii- Celtic
successors; the "cantos de ledino 'are evidences of the Roman
conquest, which in turn gave place to the "chacoues" or dance-songs
of the Visigoths ; while during the Arab dominion the sen.5U0U3
" serranilhas " and "cantos de amigo" found a place in the family
"cancioneiros, " which were then compiled in imitation of the divans
or tribal songs of the ruling race. 'Phis national poetry, however,
was for long affected in its literary form by foreign influences.
From the beginning of the reign of AfTonso Henriqucs (1112) to the
death of Dom Sancho II. (1248) the court was under direct Proveni;al
influence; audit is not improbable that in 11 46 the celebrated trouba-
dour Marcabrun was himself attached to the suite of Donna Matilda
on her marriage with AfTonso Henriqucs, since ho was certainly a
visitor at the court in 1147. The poets Egas Moniz Coelho and
Qon;alo Hermingucz are commonly, though erroneously, referred
to the time of Alfonso Henriqucs, who was nimself a poet ; but the
name (and poem) of only one undoubtedly Portuguese troubadour of
this pcrio'3 has survived, JoSo Soares de Panha (1145-1204). Tho
history of Ualician literature properly belongs to that of Spain,
but it is- important to remember that Portugal is perhaps even
more than Castile the heir of its early efforts. Amongst the
Oalician poets who frequented tho court of Sancho I. (118.'i-1211)
and formed a strong opposition to the Italo-Provcnr,al school were
AfTonso Gomez, Fernam Goncalves do Senabria, and Joao Soares do
Paiva. The most famous of their ProvcnQal rivals, who doubtless
were tho more readily welcomed otving to the Idng's marriage with
a daut;hter of Raymond Berenger IV., count of Provence and king
of Aiagon, were Peire Vidal, Pciro Valeira, and Gavaudan o Vclho,
who in a "sirvente" written about 1210 incited tho Christians to
a cruside «gainst tho Moors. Affon.so III. (1248-1279) returned
from his residence at the court of St Louis of France imbued with
northern rather than with .southern sentiments, and consequently
during his reign ?'rench influences prevailed. Tho nobles who
h«d accompanied him were " trouveres rather than " troubadours "
and to one of them, AfTonso "Lopes de Bayam, belongs the taonoul
of writing tho first Portuguese gesta, a Gesta de Maldizer. Othei
celebrated poets of this Franco-Provencal school were the "privados,"
or court poets, Joao de Aboini, the author of several sirventes and
tensons, but, like De Bayam, the writer also of cantos de amigo
and cantos de ledino, Fernao Garcia Esgaravunha, and Joao Garcia
0 Pinto, his brother. The privados were in their turn satirized by
Martira Moxa and Loureni;o and Diogo Pezelho, who. belonged to
the less privileged class of " segreis," a term applied to those singerj
who wandered from court to court. The king's songs have been
lost, or at least cannot be identified, but he is reputed to have been
lib mean poet, and a sirvente against Alphonso A. of Castile, which
appears from internal evidence to have been written by him, is
still extant. To this period also belonged the privados Fernao
Fernandes Cogominho, the writer of cantos de amigo and serran-
ilhas, and Estevam Coelho, of whose works two lovely serranilhas
remain of the purest Galician form and feeling. Tho works of
these poets show that, notwithstanding foreign influence, tha
national forms had already obtained some degree of favour at
court. Similarity in tlie literary language led to considerable
intercourse between Portugal and CastUe, and the Galicians Pero
da Ponte and Alfonso Eanes de Cotou were entertained by AfTon.-iO
III., while the Portuguese poets Pero Gomes Barroso, Payo Gomes
Charrinho, and Goncalo Eanes do Vinhal enjoyed the patronage of
Alphonso the "Wise. On the accession of Diniz (1279-132^) the court
literature showed the decided southern and Provencal tendencies of
this king, who from the number, variety, and beauty of his songs
was himself the greatest poet of his time. Educated by Aymeri*
d'Ebrard of Cahors, afterwards bishop of Coimbra, he at first afl'ected
the mannerisms of the decaying school of Provence. With tha
courts of Love which ho introduced came the Limousin decasyllabio
in place of the national octosyllabic metre, and tho ancient forma
were lost in the intricacies of the ritonrnelle. This king's songs
are marked by an exaggerated subjectivism, but among them quaint
and graceful "pastorellas " are found, full of poeMc life and truth,
which show that tlie king was not blind to, the beauty of his
people's lyrics. Admiration led to imitation, and the close of his
reign is marked by a distinct literary revival of tho national
poetry, which at his hands received a polish it had somewhat
lacked before. The cfTccts of Diniz's influence pervade the whole
of Portuguese poetry, for not only was he in his pastorellas the
forerunner of tlie great pastoral school, but by sanctifying to
literary use the national storehouse of song he perpetuated among
his people, even to tho present day, lyric forms of great beauty.
Dom Diniz completely overshadows the poets who were his courtiers
and contemporaries, but amongst them tho most notable wore
Estevam da Guarda, Ayras Peres Veyturon, Ruy Goni;alvcs, JoSo
Eanes, and Joao de Guilharda, though tho last-named was rather
a musician than a poet Dom Aflbuso Siinches, a natural son of
Dom Dini;;, wrote partly in the Limousin and partly in the Oalician
style, and another son, Dom Pedro, Conde do Barcellos, who com-
piled a "livrodas cantigae " and a "nobilinrio" or peerage, was tho
author of several poems, but in an affected strain, which marked
tho approaching decay of lyric poetry. 'WitJi the reign of Affonso
IV. (l.".25-1357) began tho reaction of the Castilian language against
the Portuguese, but tho quahols of Ferdinand (1367-1383) with
Henry II. of Castilo were the fortunate cause of the formation of
a second national school. For amongst its founders were tho
Galician poets who took rcfugo at tho court of .Portugal, and who
were followers of Macias and P.adron, including Vasco Pires do
CamScs, ancestor of the great Luis, while to this jieriod must be
properly assigned tho poems of Egas Moniz Coelho and Goncalo
Ilerminguoz.
Epic poetry was in Portugal as in Provenco a later literary
development than lyric. The pi.pular aravias must have been
numerous, to judge from tho remains which arc still found in the
Azores and in tho ])rovinccs of Beira and Algarves ; and to the
18th century may be rofeired tho Loenda dc Santa Iria and tho
Cani;iio do Figueiral. In it.< literary form the Breton " lai " was
556
PORTUGAL
[liteeathbe.
known to Dom Pedro, brother of Affonso 11. (^211-1223) and a ^w
Boema in this style with music attached were written by him. Ihe
Zmnde BnU is also quoted by Dinu but 't^was through he
mVrriace of John I. with Philippa of Lancaster (1387) that a
knoSe of the Arthurian cycle spread through the Peninsula
and led to ?he popularity of the Prophecies of Merlin and kindred
works down to tL 16th century. The patriotic pride of t^o peop ,
which had before found vent. in the aravias or tales of ^ntests
m^th the Arabs, sought a new literary expression for the ns ng
^tional greatness, and the parent of Camoes's great epic is the
pomTn\^ich Affonso Giraldes celebrates the victo.7 won by the
nni^d armies of Portugal and Castile over the Moors at the battle
of the sSo 1340). Only a small portion is extant, but it
"hows^ontdtaSet^gour ani foreshadows the deveopment which
national pride was afterwards to take in the L^tsmds
The revolt against the subjectivism of lyric poetry which appeared
in the narrativTspirit of the epic showed itself now m another form,
^nd to Affonso I^. belongs the credit of fully appreciating the new
tendencies Acting undSr his instructions, Vasco de Lobeira (d
ap ? lustrat d by works whichT although in Latin, deserve men
tC They are the Concordanti^ iforalesj^nd Mep>retatw3T I Uat
by St Antlfony of Lisbon (1195-1231) and the ^^"^ °fi;"/'''^}
Svaro Paes (d. 1353). The most learned scnolar, however ol
this period was Pedri Hispano, who became Pope John XXI
d. 1277) and whose universal learning recaUed the days of the
^?5*rcbt» -During this century lyi'ic poetry was under the
increasing Sence of tie Spanish school -d of i^ leaderjuan
de Mena whose praises were sung in some couplets by tlie nlante
nnm Pedro son of John L .The chief imitators of this style were
Euh de A^'evodo Ayres Telles (d. 1515), and Diogo Brandao d.
1630) 'Se Arthurian romances of Dam Eurivcs and f^nca-F^
mav e referred to this century; and the poems on the death of the
tafan e Dom Pedro by Luis de Azevcdo, and on the death of John
il by Dio" Brandao exhibit the literary form of the epic The
constable son of Dom Pedro, felt the inSuence of the Italian
Renatsance and consequently became the founder of the Dantesque
or algoi-cll school. ^His SaUjra dafelicc ''■--fi'^^^ J^f^^^^^^
aUegorfcal piece of some merit, but a better spee^'J^en ofthis sty e
L the Fisdo by Duarte de Brito, a compound of theEovuin dela
Vse^niLmvina Coyimcdia. The Fingimenlo de Amo-e by
Fernao Brandao also possesses many beauties
The principal prose works of the time are the Bool oj the tlm^e
written fOT John I (1383-H33), thevividand interesting CAr«uc/es
TFernlo Lopes (1380.1459) the Froissart of Portugal and he
Chronicles of Gomes Eanes de Azurara (d. 1473), Ruy de nna
a440 1520° and Duarte Galvao (1445-1517)., King Edward him-
self (1433-1438) was the author of TU Faithful Councillor -^i
t.U-uctL iJ Horsemanship while a f ^/'«^, »» ^«t^^%Tsi
sBver.il other works showed the powers of Affonso V. (1438-14M)
"^a general Lthematician and natural phi osopher, the cuW^^^^^
of which may have been in part due to the lessons learned from the
nironmdia translated for him by Vasco de Lucena.
""^Xar/i^A C7a..«n-...-ThigoWen age of Portu^iese hte^^^^
had now arrived, and to Bernardim Kibeiro (c. 1500) is due tne
honouHf founding its characteristic school of romantic pastoral
«oetrv The rive?3 and mountains of his native land are the
rturai framework of a poefs fancy, and the revival of classical
Wrn?n. showed him in the Eclogues of Virgil a model which he
i^s not slow to imitate. His Eclogues, written in ' redondilhas
rctosvllabic nine or ten-lined stanzas), are accordingly the earliest
Kodern Europe, and, while replete with the charms and conceits
S v^?sTficatTon oFthe triubadours', show a truly poetic lovco nature.
He 'vas also the miter of the first " sextinas "in redondilhas, and of
manv^eautiful cantigas and elegies. To the same school, which
was Lw the represent'ative of aU national f-li"g- ^fjof Kibd™
Falcao, whose smaller poems are quite equal to those ot Kibeiro
Garcia de Resende (1470-1554), compUer of the Caneioneiro Oeral,
a magnificent collection of poems by almost three hundred winte^,
be<nnning with Affonso Henriques, Gil Vicente (1470-1536), Jorge
Fefreira^de Vasconcellos (d. 1585) and Fernao Rodrigues Lobo
Soropita {c. 1600). The last-named is eh.efly known from three
comic satires on the classical school and ^'^ /«{'"''" fZ'Tcl
poems of Camoens, which formed the basis of Faria e Sousa s C«m-
inentarv Except for the fact that a master-mind belongs to no
Xol'camoens' himself might be. claimed by these -iters as a
fellow-worker, for he was systematicaUy either ignored or abused
by the opposing school of classicists. His works are treated of at
kngth elsewhefe (see Cmoens). but it s not out of P ^^^ to r mark
herl that his beauties are those of the national school and h s
defects the result of an imitation of the classicisms affected by his
opponents. These were the followers of the school founded by
Francisco de Si de Miranda (1495-1558) on his return from Ita y,
where he acquired a love not only for the Renaissance, whose in-
fluence had been already felt by Ribeiro, but for the forms 1.1 which
the new culture found expression. Much praise i^^ue to lum loi
the polish he gave to his country's 1 terature, but by hi3 classical
affectations and the favour he showed to the Spanish language m
which his best works were written, he sowed the seeds of that
decay which afterwards overtook Portuguese poetry. The eclogues,
epistles, odes, elegies, ^nd sonnets of this school are often perfect
ii form and contain much real poetry, but the classicisms ^hich
at first are graceful in their novelty weary in the end by their
unreality, and in the hands of inferior artists degenerate into mere
sta<.e properties, used to conceal the want of genius. The shepherds
and shepherdesses are no longer the idealized peasants of the
troubadours but courtiers in masquerade, and the sense of this
lowering of the ideal is sufficient to destroy the pleasure which
would othermse be derived from 'the polished language and poeUo
imagination. The imitators of Miranda were very numerous ; th»
chiel- among them were Antonio de Ferreira (1528-1569), ^^I'O was
Horatian r?ther than Virgilian in feeling, and consequently pro-
duced but inferior eclogues, while his didactic epistles were tha
earliest Portuguese examples of that style, Diogo Bernardes (d. 1599),
vhose sacred%ongs are particularly good '^^ro de Andrade da
Caminha(d. 1589), Fernao Alvares do Oriente (b. 1540), Don Manuel
de Portugal (d. 1606), and Estevao Rodngues de Castro (1559-163/ )•
Among the iVic poets of the 17th century the chief of those who
by their satirical and comic verses showed an inclination to the
national rather than the classical school were Thomas de Noronhi
M 1651) and Jacinto Freire de Andrade (1597-1657), author of the
FabulaJde Narci^o and of various songs and sonnets published
in the Fenix Senascida (1716-1728). /°t°r -P^^rfnllowed^
(1610-1663) was the first miter of "saudades, and was follo^^ed in
the same syle by Simao Torrezao Coelho (d. 1642). Sonne s wers
of course mitten by every man of culture, but they rarely rosa
above the standard of mediocrity. Those of Manuel de Fana e
Sousa (1590-1649), Duarte Ribeiro de Macedo (1618-1680) and
Andre Nunes da Sylva (1630-1705) may, however be reckoned
Tmong the best. The sacred poems of the last-named are also very
good, but are surpassed by the Jardim do ^^« ^y Eloi de Sa Soto-
^^^^r^tiSTlSi^^^rpi^al during this pei.od naturally E^c,-
demanded to be sung in a fitting stram, and the 16th and l'"' 16th a
ceTturfes were consequently the era of epic poems J^ie earliest of Tttc.
these was the Crea<;do do Homem by Andre Falcao de Resende (d tunes.
1598), which from its similarity in style has been often attribued
to Camoens (1524-1579), whose Lusiads appeared m 1572. Though
the sole masterpiece of the country and the age, this last not
unworthily eclipses other epics in which the brilliant passages are
moTe or less numerous. Such are the Prmciro Cerco deDm by
FrancUcode Andrade (1540-1614), the ^--fr'tJfjTX)
and the Scgundo Gereo de Diu hy Jeronymo Corte Real (15"jl-^93)
both rather above the average, the Elegiada. (1588) by Luis 1 ereira
Brandao the Affo,uo Africano (1611) by Vasco Mous.nho da
Qiebedo'. wlio shies with C6rte-Real the honour of ranking next
after Camoens. the Ulyss6a\>y Gabriel Pereira de Cas ro (157L1632)
the Viriato Tragico by Braz Garcia Mascarenhas 1596-1656 , the
Malaca Conquistada by Francisco de Sa de^Menezes (d 1664X he
mvssivo bv Antonio de Souza de Macedo (1606-1682), and tne
V^slZAcBespanha (1671) by Andre da ^H^a MascarenJ^^as
The drama in Portugal was stifled m its birth. The miracle, urwi
plavs of the people attained a high degree of excellence in the
KlloT" or sa?rel Christmas plays of Gil Vicente (H70-1 36), but
this writer was bom half a century too soon for Ins wo k. His
comedies, of which the best is InezPerexra, are full of the rough
wTwhich is found in the early Latin wTiters, but show a want of
polish and dramatic conception which is fatal 0 their claims to
Ch rank as works of art."^ The comedies of h.s contemporaries
\ntonio Prestes Jorge Pinto, and Jeronymo Ribeiro Soares, all
fhow on"b e tafent, and' the Eufrosina of Jorge Ferreira do
Vas'on^ellos (d. 1585) most nearly approaches to a modem s anda d
of excellence. Francisco Manuel de Mello (1611-1666) ^^ as tne
a ithor n Portuguese of the Auto do FidalgoAprcndiz^, well as
of severa" poemsrbut most of his works are in the Sp.anish language.
AnionJ the cUs icists Miranda was the author of the comedies Os
m°Xiros and Os Filkalpandos, but his Plays are 'nf "o to
those of Ferreira, whose dramatic works are m some respects superior
to his poems The chief of them, which was produced only a few
vears la?er than the Sophonisba of Trissino, is the tragedy Inezd>
ra.7™ but though Ins subject was so fine, h.s treatment of it
w" nk altogethe^r .satisfactory. There are also several playsb^
Camions but the influence of the Spanish language was by this
time rresistMe, and the result Was that all serious dramas wore
wHtten in Cast lian, whUe Portuguese was reserved only for the
"h ter and more popular pieces, the be.t of which were coHectea
WTERVirRE.]
P O II T U G A L
557
by CocUio Rebello in A Musa enlretenida dc vai-ios Entrcmcscs
(Coimbra, 1658).
lu prose the imitations o{ Amadis gf Gaul were followed by the
school of the Palmeirims, which originated iu the romance of
chivalry Pahneirim d' Inglaterra. The first and second parts of this
work were probably by the Spaniard Hurtado, and were only trans-
lated by Francisco de Moraes (d. 1572) ; the tliird and fourth parts
were written by Dio^o Fernandcs {c. 15S0), and the fifth and sixth
by Baltliasar Gon9alves Lobato {c. 1600). But Moraes, though
thus missin» the honour of being an originator, was probably the
author of the scarcely less celebrated Palmeirim de Oliva. The
Hvro de Cavallaria by Fernao Lopes da Castanheda (d. 1559), the
Chronica do Empcrador Clarimundo by Joao de Barros (1496-1570),
several works by Francisco Eodrigues Lobo [c. 1600), and the
Chronica do famoSo Priticipc D. Clarisol de Brelanha (1602) by B.
G. Lobato are of a similar character. The pastoral novel originated
in the Menina e ilocfl by Bernardim Ribeiro, a composition in prose
and verse which gave rise through its imitation in Spanish by Jorge
de Monte Mor (d. 1561) to the school of the Dianas. This style
was in its turn imitated in Portuguese by Fernao Alvares do Oriente
(b. 1540) in the iitsiVa/iids Transformada, and among other examples
maybe noted the Ribciras do Mondego (1623) by Eloi de Sa Sotomaior,
and the Pi-imavera, 0 Pastor Pcrcjrino, and 0 Descmjanado (1601)
by F. R. Lobo. The last-named was also the author of the more
meritorious C6rte na Ald4a, a sort of Fricrids in Council, which was
afterwards imitated in the Serdo politico by Felix da Costanheira
Turacem, the nom-de-plume of Lucas de St Catherina (1660-1740).
To the pastoral novel succeed ed the allegories, of which Grand Cyprus,
Clelia, and Astrea are the best examples. The Inquisition, how-
ever, laid its ban upon them when they showed mystical tendencies,
as iu tlie P4 de Rosa Fragrante, Cerva Branca, &c. ; but an adapta-
tion of the Pilgrim's Progress was published by the inquisitor
Alexandre de Gusmao (1629-1724), with a view to proving the
efficacy of infant baptism, which was certainly not the intention of
Bunyan. The Decameronic tales took the form in this period of
the Contos e Historias de Provcito e Excmplo (1589) by Gon^alo
Femandes Trancoso, the Inforlimios tragicos da constante Florinda
fl625) by Caspar Fires de Rebello, and the Allivio de Tristes (1672),
Retiro de Cuidados (16S1), and Roda da Fortuim (1692) by Mattheus
Ribeiro. The pride in tlie national greatness which found poetical
expression in the epic also caused the rise of a great scnool of
historians. The older royal chroniclers were followed by Garcia de
Resende (1470-1554), Christovao Rodrigues Acenheiro (b. 1474),
and Damiao de Goes (1501-1573). Their chronicles are graphic and
interesting, though inferior in style to the works of their successor,
who was the most brilliant early historian Portugal can boast.
This was Joao de Barros (1496-1570), author of the Conquest of the
Indies, %vhich was afterwards continued in the Asia Portugucza by
Manuel de Faria e Sousa (1590-1649), a learned and facile writer,
from whose pen are also the Eurojm, Africa, ani America Portugucza,
a Commentary on Caraoens, and numerous other works. The stylo
of Barros is both elegant and energetic, and the criticism and
accuracy which ho displays make him still an authority of the first
rank. The next greatest historian after Barros was the monk
Bernardo do Brito (1569-1G17), author of Monarchia Lusilana, of
which there is a continuation by Antonio Brandao (1584-1637), and
of the Chronicles of the Cistercians and of D. Schastido. The elegant
Latinist aud best nntiquaiy of the 16th century, Andre de Resende
(1498-1573), whoso talents were recognized by Erasmus, produced the
De antiquitatibus Lusitanite and the Life of the Infante D. Duarte ;
and tlio History of tlie Discovery and Conquest of India by Fernao
Lopes dc Castanheda (d. 1559), the Chronicles of D. Schastido by
Bernardo da Cruz (1530-1586) and by Jlanuel de Menczes (d. 1628),
the Life of D. Joao do Castro by Jacinto Freire de Andrado (1597-
1657), which is still the type of perfect biography, fha .Chronicles of
Scanderbeg and D. John III. by Francisco de Andrade (1540-1614),
the Commentaries of Affonso d'^/Wtj^iwrjKC (1500-1580), compiled by
his son, and the works of Diogo do Couto (154g-1016) and Duarte
Nuncs do Leao (d. 1603) supply a mass of interesting historical
material. To Antonio Barbosa BaccUar (1610-1663) is duo an
account of the Siege and Capture of Recife ; and tho True Account
of Prcstcr John (1540) by Francisco Alvares, the Travels in Cliina,"
Tartary, &c., of Fernao Mendcs Pinto (1509-1580), and in Persia
(1610) of Pedro Tcixeira, tlie account of tho Mission of Aleixo de
MeneiCi 'to the Christians of S. Thomas by Antonio do Gouvea
(d. 1628), and tho Ifistory of Tangier by Fernando do Mcnezcs
(1614-1699) are all classical works and full of interest. Among
religious works may be mentioned those of Diogo do Paiva do
Andrado (1528-1575) and of Diogo do Gouvea (d. 1576), tho Com-
mentaries of the Hebrew scholar Jtronymo de Azanibuja (1 520-1565),
tho Life of S. Francis Xavicr by Joilo dc Luccna (1550-1600), the
Commmtaries on. the Minor Prophets by Bernardo de Brito (1569-
l'>17), tho IJres of S. Dominic and other saints by Luis de Sousa
(1555-1632), the Agiologio Lusitano by Jorge Card.iso (1616 1669),
tho Sermons of the great preachers Caspar Pmv". do Rebello (c. 1625)
and Antonio Vicira (1603-1607), the Clavis Prophctantm of the
Inst-named, and ibe works of B.ntholomeu do Ouentiil (16?6-1698).
founder of the Portuguese branch of the Oratorians. The scientific
writers of the period are not numerous, bei.ig represented chieHy by
the cosmographer Pedro Nunes (1492-1577), one of tho greatest ma-
thematicians of his time, Estevao Rodrigues de Castro (1559-1637),
author of a Commentary on Hippocrates and various other medical
works, and the astronomer Manuel Boccarro Franctz (1588-1662).
ISlh Century.— Durmg the preceding century there had been
founded in imitation of the Italians numerous " arcadias " or literary
clubs under fantastic titles, such as " Ambieutes," " Solitaries," &c.
Their influence was insignificant, and their existence would call for
r\o remark were they not the forerunners of the academies, which
during the 18th century saved Portuguese literature from total
extinction. In the year 1714 was founded the Lisbon Royal
Academy of Sciences, which was succeeded by the Portuguese
Academy, whose first president was the learned historian Francisco
Xavier de Menezes, count. of Ericeira (1673-1743), author of tho
epic Henriqucida. His numerous translations of the works of
Boileau and other French -writers had considerable influence on
Portuguese literature, and the founding in 1757 of the "Arcadia do
LisbOa," in which the great minister the marquis of Pombal was
supreme, led to a wider spread of the teachings of the Encyclo-
pa;dists. The arcadia ceased to exist in 1774, but was followed in
1779 by the Royal Academy of Sciences, founded by the duke of
Lafoes, and by the "Kova Arcadia," which flourished between 1790
and 1806. As regards poetry these academies were little more than
manufactories of verse, the only lyric poets of the early part of the
century being Thomas Pinto Brandao (1664-1743) and Antonio do
Lima Barros Pereira (b. 1687) ; but their membeos, though wantine
in poetical originality, showed considerable industry in historical
research. The Bibliotheca Lusiiana by Diogo Barbosa JIacbado
(1682-1772) is a complete biographical dictionary of the Peninsula,
and the Life of the Infante D. Henrique by Francisco Jose Freire
(1719-1773) and the General History of Portugal by Damiao Antonio
de Lemos (1715-1789) are standard works, while the Mcmorias de
Litteratura of the Royal Academy of Sciences contains much infor-
mation about the literature of the 16th and 17th centuries. But
the real founder of scientific history in Portugal, as opposed to mere
collections of legends and traditions, was Joiio Pedro Ribeiro (1769-
1839), whose Researches in Portuguese Chronology show an historical
scepticism far in advance of his age. To the same group of workers
for the academy in the historical department belong Francisco de St
Luis, cardinal-archbishop of Lisbon (1766-1845), Francisco Manuel
Trigoso (1777-1838), and Jose Francisco Corr§a da Serra (1750-1823),
who edited tho Early Portuguese Chronicles. ' In the latter half of
this century a revival in poetry also took place, and the works of
Antonio Diniz da Cruz e Silva (1731-1800), author of Hyssope,
aciiuired for him the title of the Portuguese Boileau. 'With him
were associated Pedro Antonio Correa Gari;ao (1724-1772), author
of the comedy Asscmblca and the Cantata de Dido, Domingos do3
Reis Quita (1728-1770), the hes\ pastoral poet of the period, and the
Brazilian Claudio Manuel da Cosla (1729-1789). But to Francisco
Manuel do 'Nascimento (1734-1819), who wrote under the nom-de-
plume of Filinto Elysio, must be assigned the honour of being tho
reviver of letters in Portugal, not only by his elegant lyric poems
but more especially by his miscellaneous writings and by his
opposition to loreign imitations. His school of " Filintists " found
rivals in tho "Elmanists" led by Manuel Maria do Barbosa du
Bocage (1766-lSOG), whd, though less driginal than Nascimento,
had perhaps greater influence. His poetical works are numerous,
and no was, besides, tho author of three tragedies, Viriatus, Affonso
Henriqucs, and Vaseo dc Gama, which had some success. The poems
of Antonio Ribeiro dos Sanctos (1745-1818), the satires of Nicolau
Tolontino do Almeida (1741-1811), and the sonnets of Paulino
Antonio Cabr.al de Vasconccllos (b. 1720) aro all reckoned among
tho good work of tho 18th century. But the best as well as the
last work of this school is tho epic Oriente (1814) by Jose Agostinho
do Maccdo (1761-1831), whose contemporary, Joso Anastasio da
Cunha, was condemned by tho Inquisition for the heresy contained
in his Ora^do Universal. The tragedies Osmia, by Catharina do
Sousa, countess of Vimieiro (1749-1824), and Nova Castro, by Joao
Baptista Gomes (d. 1803), call for especial notice, as do tho vaude-
villes Don Quixote and Esopaida by Antonio Jose da Silva (1705-
1739), while the nation,al tasto further showed itself in the favourable
reception given to the comedies of his successor, Alexandre Autoni
do Lima (b. 1699).
Wth Century. — The political troubles of 1820 led to tho cxpatria-
tion'of Joao Baptista do Almeida Garrett (Jonio Durii-nso) (1799-
1854) and Alexandre Herculano (1810-1879), and tho retreat to a
monastery of Antonio Feliciano de Castilho (Memnido Egyncnse
(1800-1875). Tho (irst two were followers of Nascimento, tho last
of Bocage; but, while the enforced studies of Castilho only increased
his classicist prnclivitiop, tho exile of Garrett and Herculano brought
them into contact with romanticism. The elTects aro seen in
Garrett's D. Branca, Joao Minima, and Florcs sem Fructo, and
later on in his most famous work, tho Folhas Cahidas. R. A. dc
Bulhilo I'ato, F. Gomes do Aniorim, and E. Vidal have also wTitten
in the snme style, but their poems have a lo.ss truthful ring than
558
P 0 R — P O S
those of Garrett, who is also the author of both the earliest and
the test examples of the modern Portuguese drama, Gil Vicente,
Alfagcmc, and Luis de Soiisa. The principal works of Castilho are
A Priinaicra, Amor e Melancolia, and Excava(;6cs Poeticas ; and the
writers who may chiefly be claimed as his followers are Sarmento, J.
M. de Costa e Silva the dramatist, Cabral de Mello, and Fernandes
Le'itao. The publication in 1848 of 0 Trovador, a collection of
modern lyrics, marks the foundation of the school of Coimbva. Its
leader, Joao de Lemos, the lyric poet, found fellow-workers in Jose
Freire de Serpa, the impressionable author of Solaos, and Jose da
Silra Mendes Leal, author of the dramas A Alva Estrdla, A Madrc
Silva, and Os Hmnens de Marmore, and various lyric poems. The
most popular modern poet Luis Augusto Palmeirim, the dramatist
A. Pereira da Cunha, Antonio de Serpa, and Joao de Audrade Corvo,
author of the novel Urn Anno da C6rte, all belong to this school, the
prevailing characteristic of which at its foundation was a profound
admiration for Chateaubriand and hisroyalist and religious opinions.
The second phase of this school dates from the ^'ovo Trovador, in
which the influence of Aime Martin and Krause on its originator
Soares de Passes is plainly visible. The poems of Passes are tinged
with a melancholy which presaged his early death, and he phUoso-
■ohizes in the Finnamcnto, the Escravo, and the Morte de Socrates
somewhat in the same strain aS the English Lake poets. The third
phase of the school of Coimbra is represented by the Flares do Campo
and Folhas Sottas of Joao de Deus, the poet of love and revolution.
Of the same school the Visdo dos Tempos by Theophilo Braga is an
attempt at a new revelation, and the Odes Modernas by Anthero do
Quental are socialistic, but both writers show more than ordinary
power. Other modem poets are Alberto Telles, Sousa Yiterbo,
Candido de Figueiredo, Gomes Leal, Thomas Ribeiro, A. J. Viale,
and Guilherme de Azcvedo. The plays of C. C. Branco and Ernesto
Blester are above the average, and King Luis has worthily followed
the traditions of his race in his translations of the plays of Shake-
speare. The historical novels of Herculauo are much admired by
his countrymen, as well as those of L. A. Rebello da Silva ; and
the works of J. G. Gomes Coelho (Julio Diniz), A. de Oliveira
JIarreca, Mendes Leal, Bernardim Eibeiro, Arnal do Gama,
Teixeira de Vasconcellos, and Camillo Castello Branco, with his
accuracy of description, have some reputation ;w-i)ut the best
modern novel, judged by an English standard, is 0 Crime do Padre
Amaro by E^a de Queiroz. As the growth of Portuguese inde-
pendence was coeval with the work of the troubadours, and thS
discoveries and conquests of the heroic age gave birth to the epic
of Camoens, so, in like manner, 'the political , revival of the 19th
century has given rise to a school of great historians, the chief
of whom was Alexandre Herculano. The exile of Herculano had
brought him into contact with both English and French roman-
ticism, as appears in his early poems and his historical novels,
in which the influence of Lamartine and Scott is plainly visible,
but in later life he was attracted to the new German school of
historians founded by Ranke, and perceived that his true vocation
was scientiflc history. His chief work has been the disentangle-
ment of the early history of Portugal from the mass of legends
which had clustered round it, and hii History of Portugal and The
Origin of the Inquisition in Portugal are lasting monuments of
industry and criticism. But Herculano perceived that, before a
true knowledge could be gained of Portuguese history, a critical
study must be made of early documents, so, using his official position,
he commenced the publication for the academy of a magnificent
edition of the Origines of Portuguese history. The viscount of
Sautarem began a similar work in his collections of Fadera, though
his fame will rest rather on his researches into the history of the
great maritime discoveries of the 15th and 16th centuries. L. A.
Rebello da Silva continued the work of Santarem in the publica-
tion of the Corpo Dij)lomatico, and his History of Portugal in the
17th and ISth Centuries is only inferior to the great work of
Herculano. These historians inspired many others, among whom
may be mentioned Fonseca Benevides, F. F. de la Figanierc, Claudio
de Chaby, and Simao Jose da Luz Soriano. The strength of this
school is no doubt partly due to the extreme vigour of the reaction-
aries who were first called into existence by Herculaijo's attacks on
superstitious legends. Their work is brilliant if not convincing,
and it would not therefore be right to pass over without mention
such names as F. Recreio, Pinheivo Chagas, and Alfonso Eunes.
In general literature the name of Francisco Alexandre Lobo (1763-
1844) stands out prominently as the foremost man of the century,
and the Portuguese equal of De Maisti;e, whilst Thomas de Car-
valho, Rodrigo da Fonseca, Cesar ilachado. Lopes de ilendomja,
F. Adolpho Coelho, Theophilo Braga, lunocencio Francisco da Silva,
and F. D. Vieira have all won a position as critics and essayists.
Political liberty has gone hand in hand with the freedom of the
press, and here again Herculano appears as the founder of the
Panorama, in which he had the assistance of most of the writers
above-mentioned. Besides these the most influential journalists
are Teixeira de Vasconcellos, Eodrigues de Sampaio, and J. M.
Latino Coelho. ' AVhile the press remains free and can boast of
such writers Portuguese literature will certainly increase in
strength and vigour, and maintain the feeling of national pride
and independence which appears so strongly in the works of
Garrett and Herculano, and will always prevent a union with .
Spain.
BiWiogTaphy.—Tor the general history of Portupuese literature, Bouterwek,
Hist, of Span, and Port. LiUmture (London, 1S26) ; Sismondi, Hist, of the Lilcnt-
f.ire of the South o/£urop€ (London, 1823); and J. F.Denis, Kisumi deVhisl. Ufl.
de Portugal (Paris, 1826) may be consulted ; also the " Notice on Literature ' by
Theo. Braga, in vol. i. of Vieiras GrandeMiccionario (O^ovto, 1871), and the same
■OTiter's Introductions to the Antolooia Portuijueza (Oporto, 1870) and the
Farnaso PoTiuguez Moderno (Lisbon, 1877). For the troubadour period, see the
Introductions to Troias e Cantares. ei. Varnhagen (JIadnd, 1S4<>), and the
Candonein Portvguez, ed. Braga (Lisbon, 1878). The Htmorius of the .icademy
and the Introduction to the Parnaso iiisifuno (Paris, 1S26) may be consullecl
for the classical period ; and the iltmorias de Lilt, contemijoranm by A. P. Lopps
de Mendonca (Lisbon, 1SJ5) and La LUlirature Porlugaise by J. M. Pf leira <\a
Silva (Rio, 1S66) give a fair account of contemporaneous literature. The \K-,t
bioin-aBhical dictionaries are the BiUiotlieca LusUamt by Machado (Lisbon,
1741) and the Diccionario BHUcgrathica Podvgiiez by Innoceucio F. da Siha
(Lisbon, 1S58).
(H. B. B.)
PORUS, tlie name of the Indian king -svlio withstood
Alexander the Great on the banks of the Hydaspes
(Jhelum). Ho was afterwards ^confirmed in his kingdom
by the conqueror, and still held the position of a Jlace-
donian satrap when assassinated some time between 321
and 315 B.C. See India, vol. xii. pp. 786, 787, and Persia,
vol. xviii. p. 586. His cousin, also named Porus, with
whom he was on bad terms, ruled over Gandaris beyond
the Hydraotes (Ravi), and was subdued by Hephaestion.
POSEIDON, the ancient Greek god of the sea and of
water generally, was gabled to be the son of Cronus and
Rhea, and brother of Zeus and Pluto. TMien the three
brothers deposed their father Cronus the kingdom of the
sea fell by lot to Poseidon. With his wife, Amphitrite, be
dwelt in the depths of the sea ; at Mgse he had a golden
house beneath the waves. In his hand he bore a trident
(a three-pronged fish-spear), wherewith he lashed the sea
into fury. But, while he caused storms and shipwrecks,
he could also send favouring winds. He was the god of
navigation, adored by all who sailed the sea. His temples
stood especially on headlands and isthmuses. As god of
the sea he disputed with other deities for the possession
of the land— with Athene for Athens and Trcezen, with
Helios for Corinth, with Hera for Argos, with Zeus for
^gina, kc. Earthquakes were thought to be produced
by Poseidon shaking the earth,— hence his epithet of
"Earth -shaker," and hence he was worshipped even in
inland places,- like Apamea in Phrygia, which had suffered
from earthquakes. Hence also may have arisen the custom
in some places of sacrificing moles to him. The great sea-
wave which ofEeu accompanies an earthquake was also his
work ; the destruction of Helice in Achaia by such a wave
(373 B.C.) was attributed to his wrath. Once when an
earthquake shook the ground where a Spartan army was
encamped, the whole army sang a hymn to Poseidon.
The island of Delos was thought to have been raised by
him from the bottom of the sea, and in 237 b.c.,_ when
a new island appeared between Thera and Therasia, the
Rhodians founded a temple of Poseidon on it. Thessaly
was said to have been a lake until this god opened a way
for the waters through the Vale of Tempe. Poseidon was
also the god of springs, which he produced by striking the
rock with his trident, as he did on the acropolis of Athens
when he was disputing with Athene for the sovereignty of
Athens This dispute was represented on the western
pediment of the Parthenon. As he gave, so he could
withhold springs of water ; thus the waterless neighbour-
hood of Argos was supposed to suffer from his anger.
Black bulls were sacrificed to him ; in Ionia and Thessaly
bull-fights took place in his hont^ur ; at a festival of his at
Ephesus the cupbearers were called " bulls," and the god
himself was sumamed "Bull Poseidon." The horse was
P O S — P 0 s
5/59
especially nssociatcd with liis worship ; he was said to have
produced the first horse hy striking tlie ground in Tliessaly
ivith h\> trident. JSX a fountain in Argolis horses bitted
and bridled were sacrifieed to him by being drowned in the
■water, and similarly Sextns Pompeius sought to propitiate
him by throwing horses into the sea. He bore the surname
of "Horse Xcptune," and was regarded as the tamer as
well as the creator of the steed. His worship was thought
by Herodotus to have been derived from the Lib3'ans. It
had special seats in Thessaly, Bceotia, and the Peloponnesus.
He had a famous cave-like temple at Tienarum in Laconia.
On the island of Tenos he was worshipped as the physician,
and crowds gathered from the neighbouring islands to
offer sacrifice. At Mj'cale in Asia Minor the Panloniura,
or place of general assembly of the Ionian Greeks, was
sacred to him. In the Trojan War Poseidon sided with
the Greeks because he had been cheated of his reward by
Laomedon, the former king of Troy, for whom he had built
the city walls. The offspring of his numerous amours
were mostly wild and cruel like the sea ; such were the
Lsestrygones, Polyphemus, Cycnus, Antceus, Busiris, Pro-
crustes, Sciron, and Orion. AJcinous, king of the sea-
faring Phoeacians in the Odyssey, traced his lineage to
Poseidon. By far the most famous of the festivals of
Poseidon was that celebrated every second year on the
Isthmusof Corinth and hence called the "Isthmian festival "
(see vol. X. p. 65). Pine trees were sacred to Poseidon ; a
row of them stood close to his temple on the isthmus.
Amongst the lonians the stormy month which precedes the
winter solstice was called by the name of Poseidon. He
was described as dark-haired, broad -breasted, and blue-
eyed. In works of art he appeared holding a trident and
with a dolphin on his hand or under his feet ; sometimes
he was represented riding a hull, a horse, or a sea-horse,
or in a chariot, often surrounded by the Tritons, Nereids,
and other fabulous creatures of the sea. There were
colossal statues of him at Hclice in Achaia, on the Isthmus
of Corinth (set up by the Greeks after the Persian wars),
and at Tenos. The derivation of his name is uncertain ;
Bome refer it to the same root as ttotos, Trora/ios, ikc. ;
others compare ttoti'io. In modern Greece St Nicholas
has taken the place of Poseidon as patron of sailors. But
the ZachjTithians have a special sea-god, half man, half
fish, who dwells under the sea, rides on dolphins or in a car
drawn by dolphins, and wields a trident. He seems to
combine the attributes of Poseidon and Nereus. For the
Roman sea-god, see Neptune.
POSEN, a province in the east of Prussia, ^vith an area
(11,180 square miles) nearly equal to that of Belgium, is
bounded on the N. by the province of Prussia, on the E.
by Russian Poland, on the S. by Silesia, and on the W.
by Brandenburg. It belongs physically to the great north
German plain, and consists of a low plateau intersected
by the beds of the Netze, the Warthe, and the Obra. The
three rivers just named drain into the Oder, but part of
the province falls within the basin of the Vistula, which
forms the frontier for a short distance on the north-cast.
The surface of the whole district is dotted with small lakes
and ponds, and there are many broad fens and marshes.
The soil on the whole is light and sandy, but much of tho
land reclaimed in the boggy districts Ls very fertile. Up-
wards of 61 per cent, of the area is under cultivation, while
13 per cent, is occupied by pasture and meadows and
20 per cent, by forests. The principal crops are wheat,
r)-e, oats, barley, potatoes, and hops (compare Prussia);
the vine is cultivated to some extent in the south-west
corner, and tobacco is also groivn. The marshy tracts
often afford excellent pasture and support darge numbers
of cattle, sheep, and goats. The mineral resources of the
province are practically restricted to brown coal and salt,
about 2G,000 tons of the former and 75,000 tons of the
latter being raised in 1S82. The industry is confined to
a few points, and is of comparatively little importance.
Besides beer and brandy, the chief products are machinery,
cloth, tobacco, and bricks. Trade, carried on briskly in
timber and agricultural produce, is facilitated by the net-
work of navigable rivers and canals. Both industry and
trade are somewhat cramped by the duties imposed at the
Russian frontier. The population of tho province in 1880
was 1,703,397, including 1,112,902 Roman Catholics,
532,498 Protestants, and 56,609 .Jews. The Roman
Catholics are mainly Poles, of whom there are about
950,000 in Posen, while the great bulk of the 750,000
Germans are Protestants. About 65 per cent, of the popu-
lation is returned as " rural " in spite of tho large number
of so-called " towns," only seven of which, however, have
more than 10,000 inhabitants. The largest are Posen
and Bromberg. The province of Posen enjoys the unenvi-
able distinction of being tho worst educated corner of the
German dominions, a fact illustrated by the high ratio of
illiterate recruits (9-75 per cent, in 1882-83). It is re-
presented in the German reichstag by fifteen and in the
Prussian parliament by twenty-nine deputies.
J?w(o)j/.— Tlie history of tlie Jistrict of Posen, comprehending
great part of the cradle of the old kingdom of Poland, including its
most ancient capital (Gnesen), falls properly witliiii tho scope of
the article Poi.axd {q.v.). Its political connexion with Prussia
began in 1772, when the districts to the north of tho Netze fell to
the sliaro of that power in the first paititiou of Poland. The rest
followed in 1793, and was united with tho Netze district to form the
province of South I'russia. After the peace of Tilsit Posen was in-
corporated with ^lie grand-duchy of Warsaw, but in 1815 it reverted
to Prussia under tho style of the "grand-duchy of Posen." In 18-IS
the Polish inhabitants of the province revolted ami had to bo put
down by force ; and a thoroughly harmonious union of tho two
elements of the population is still unattaincd.
Tho tide of German immigration into Posen began at an early
period and flowed very strongly in the 13th and following centuries.
The industrious German settlos were heartily welcomed by tlm
Polish nobles and were the founders of most of the towns, in which
they lived after their own customs and were governed by their own
laws. They established the few manufactures of which tho district
can boast, introduced the cultivation of hops, reclaimed the waste
soil, and did much to improve agricultnii) generally. In tho IGth
century Protestantism was widely ditrused by their means. A strong
reaction, however, set in in tlio following century, and persecution
of the Protestants went hand in hand vith tho ravages of war in
hastening the political, intellectual, and dgricultural decline of tho
territory. By the Ifth century the burghers had sunk to the level
of "stadtischo Bauern," or peasants witli municipal privileges, and
poverty and misery were widely spread. Tho Prussian rule, in
spite of many defects, proved so boueliciol that oven Napoleon was
compelled to praise it
Posen ccmiains a numerous Polish nobleose, many of the momoors
of T.'hich are very jioor. A double transformation Is going on hi
the ownership of the ground, th.o large estates pa.^sing into tho
hands of the peasants and Polish proprietoragiviug place to German.
A few years ago between 60 and 70 per cent, of tho soil was occupied
by "latifundia," while at present it is pretty equally divided between
those and pcivsant holdings. In the four years 1878-81, inclusive,
the land in the possession of Germans increased at tho cvpensi-
of Polish landowners by upwards of 100,000 acres. Tho peasant-
farmers are generally deeply in debt, partly owing to the educational
and communal burdens, but mainly owing lo the pernicious custom
of "Leibgediuge," according to which an able-bodied man in the
primo of life will give up his holding in return for an annuity
from his succes-sor. In some instaucos two annuitants of this kiml
are found living on the same small patch of ground iu addition to
tho actual cultivator.
POSEN (Polish, PoMdti), capital of tho above province,
the seat of a Roman Catholic archbishop, and tho head-
quarters of n corps of the German army, is situated at the
confiuenco of tho Cybina and Warthe, 150 miles to tho
east of Berlin and 90 miles to (ho north of Breslau. It is
a fortress of tho first rank and of great strategic import-
ance ; tho works consist of a citadel and inner lino of
bastions, and an outer circle of twelve detached forts.
Tho principal part of tho town lies on the west bank of
the Wartho, and comorises the so-called Altstadt and the
560
P O S — P O S
well-built modem quarter that has sprung up under the
Prussian regime. On the other bank is the Wallischei, a
poor district inhabited by Poles. Among the older build-
ings none calls for remark except the town-house, a quaint
specimen of the Slavonic adaptation of Eomanesque forms.
The chief modern buildings are the various military and
public oflBces, the law courts, the theatre, the real school,
and the Raczynski library. The churches are devoid of
architectural interest, but the cathedral contains numerous
interesting objects of art, including two bronze-gilt statues
Plan of Posen.
of the first Christian kings of Poland, by Rauch. The
manufactures of Posen are multifarious enough, including
machinery, carriages, tobacco, copper boilers and vats,
military requisites, chemicals, &c. ; but there is nothing
that can be called a staple industry. A lively trade is
carried on in - the agricultural products of Russia and
Poland, and several well-attended fairs and markets are
held. In 1880 Posen contained 65,713 inhabitants, in-
cluding 35,725 Roman Catholics, 22,869 Protestants, and
7063 Jews. The 'German inhabitants are at present con-
siderably more numerous than the Poles, though it would
seem that the latter have increased in a greater ratio since
1875. The Jewish element is stronger here (10'7 per cent.)
than in any other town in Germany. The garrison consists
of 7000 men.
Posen, one of the oldest towns in Poland and the residence of
some of the early Polish princes, became the seat of a Christian
bishop towards the end of the 10th century. The original settle-
ment was on the east bank of the Warthe, but the new or German
town, established on the west bank about the year 1250, soon be-
came the more important half of the double city. Posen was a
royal free town, and was directly represented in the Polish diet
Jown to 1733. In the Middle Ages it became a great depot of the
trade between Germany and the west of Europe on the one hand and
Poland and Russia on the other. Numerous foreign merchants
took up their abode here, including a strong colony of Scotsmen,
who exported raw produce to Edinburgh. The town attained the
climax of its prosperity in the 16th century, when its population
is variously estimated at from 30,000 to 80,000. The intolerance
shown to the Protestants, the troubles of the Thirtj' Years' War, the
visitation of the plague, and other causes, however, coon conspired
to change the state of affairs, and in the 18th century the tovm
had only 5000 inhabitants. New life was infused into it on its
annexation by Prussia at the second partition of Poland, and since
then its progi-ess has been limited only by its position as a fortress.
The relations of the German and Polish elements of the population
continue to be somewhat strained.
POSIDONIUS, a distinguished Stoic philosopher, the
most learned man of his time (c. 130-50 B.C.) and per-
haps of all the school ; by birth a Syrian from Apamea, a
pupil of Panaetius, he spent after his teacher's death many
.years in travel and scientific researches in Spain (particu-
larly at Gades), Africa, Italy, Gaul, Liguria, Sicily, and
on the eastern shores of the Adriatic. When he sett\ed as
a teacher at Rhodes his fame attracted numerous scholars ;
next to Panastius he did most, by writings and personal
intercourse, to spread Stoicism in the Roman world ; he
became well known to many of the leading men, as lilarius,
Rutilius Rufus, Pompey, and Cicero. The last-named
studied under him (78-77 B.C.), and speaks as his warm
admirer and personal friend.
Strabo mentions him as a contemporary. Tlie date of his birth
has not been fixed ; it may have been 135, 130, or 125 B. c. ; accord-
ing to Lucian, he lived to be eighty-four. He visited Rome — e.g.,
in 86 B.C. on an embassy ; but it is doubtful if he ever resided
there as a teacher. His works, now lost, were written in an attract-
ive style and proved a mine of information to later writers. The
titles and subjects of more than twenty of them are known. In
common with other Stoics of the middle period, he displays eclectic
tendencies. His admiration for Plato led him to wxite a comment-
ary on the Timmiis ; in another way it is shown by unportant
modifications which he made in psychological doctrine. Unques-
tionably more of a polymath than a philosopher, he appears to us
uncritical, or credulous even, and superficial. But at the time his
spirit of inquiry provoked Strabo's criticism as something alien to
the school (t6 airioXoytKiv Kal t6 dpiaroT^Xi^ov, dw€p ^kkKIvovgiv oI
il^ih-epot). In natural science he took a genuine interest, as his
contributions to geography, natural history, mathematics, and
astronomy sufficiently attest. He sought to determine the distance
and magnitude of the sun, to calculate the diameter of the earth
and the influence of the moon on the tides. His history of the
period from 146 to 88 B.C., in fifty-two books, must have been
a valuable storehouse of facts. Cicero, who submitted to his
criticism the memoirs which he had written in Greek of his consul-
ship, made use of writings, of Posidonius in De Natura Deorum,
b. ii., and De Divinatione, b. i. , and the author of the pseudo-
Aristotelian treatise De Muncio also borrowed from him.
ZeUer, PhUosophie der Griechen, iii. 1, 570-584 (in Eng. trans., Edecticism, 5fi-
70) ; C. Milller, Fragmenla Hisforicorum Grxcorum. iii. 246-296 ; J. Bake, Posidanii
RhodiiPflviv-iie, Leyden, 1810 (a valuable monograpli) ; R. Scheppig, De PosUhnio
rerum gentium terramm scriptore, Berlin, 1869 ; R. Ilirzel, Vntersvcknvgen zu
Ciceros philosophischen Schrijten, i. 191 sq. ; ii. 257 sj., SiH sq., 477-535. 756-789 :
iii. 342-378 (Leipsic, 1877). Bee Stoicism.
POSITIVISM, or Positi-ve Philosophy. See Comte.
POSSESSION is a legal term derived from Roman law.
The Roman conception of possession has been generally
adopted, but the Roman deductions from the conception
have not been universally followed. The subject of pos-
session, in itself a difficult one, has become more difficult
owing to the various senses in which the term has been
interpreted. Thus it has been said to be either a right
or a fact conferring a right, or both together. The latter
is the view of Savigny, the leading authority upon the
subject (Eecht des Besitzes, translated by Sir Erskine Perry,
1848). Further, there is a want of agreement among legal
writers as to the amount of right or rights vhat it confers.
All that can be said with safety is that possession stands
in a position intermediate between simple detention and
absolute ownership, and that it implies two elements, a
physical and a mental one, — physical detention and mental
intention to hold the thing possessed as one's own. In
the words of the Digest, " Apiscimur possessionem corpore
et animo, neque per se.animo aut per se corpore" (xli. 2,
3, 1 ). The difficulties which have been stated being borne
in mind, the definition of Professor Hunter may be accepted
as being at least as good as any other that has been sug-
gested: "Possession is the occupation of anything with the
intention of exercising the rights of ownership in respect of
it " {Eoman Lmc, p. 209). Possession is inchoate or incom-
plete ownership ; it is on its way to become o'wnership.
In the case of the public domain of Rome {ager piiVlints)
the possession was really the important matter, the dominium
being practically of no value. Possession in Roman law
was either natural or diil. The former was mere occupa-
tion, the latter such occupation as ripened by prescription
into ownership. Possession exclusive against the world
(including the true ownier) was called "adverse possession."
A servitude, such as a right of way, could not be held in
true possession, but was said to be in " quasi-possession."
The quasi -pos.sessor had, however, possessory remedies.
POSSESSION
561
In Roman law a broad distinction was drawn between
possession and ownership (dominium).^ They were pro-
tected by different remedies, — possession by interdict,
ownership by action. This difference can only be explained
by history. Here again, unfortunately, authorities differ.
According to Savigny, a Roman citizen who had become a
tenant of part of the a^er publicus could not by any length
of holding obtain more than a quasi-ownership, biit one of
which it would have been morally unjust to have deprived
him. "The only legal remedies of which the tenants could
avail themselves, if ejected or threatened with disturbance,
were the possessory interdicts, summary processes of Roman
law which were either expressly devised by the preetor
for their protection, or else, according to another theory,
had in older times been employed for the provisional
maintenance of possessions pending the settlement of
questions of legal right" (Maine, Ancient Law, ch. viii.).
Savigny regards the protection of possession as an exten-
sion of the protection of the person. The same view was
taken by the English Court of Exchequer in Rogers v.
Spence, 13 Meeson and Welsby's Reports, 581. According
to Professor Hunter {Roman Law, pp. 206, 221), Savigny
overlooked the needs of aliens. It was the needs of aliens,
incapable of the full proprietary rights of Roman citizens,
that led to the invention by the praetor of a means of giving
them equitable rights in the land, and protecting them in
the enjoyment of these rights. Savigny attributes only
two rights to possession in Roman law — acquisition of
ownership by possession for a given time {usucapio, longi
temporis possessio) and protection of possession from dis-
turbance (interdictum). Others have included further
rights, — inter alia, the right to use force in defence of pos-
session, and the right to have the burden of proof, in a
contest as to the title, thrown upon the adversary : " In
pari causa possessor potior haberi debet." The position
of the possessor in Roman law was a very strong one. If
a bona fide possessor, he could bring an action for furtum
even against the owner ; if a mala fide possessor of land,
he was so far protected that he could not bo ejected by
force. A mala fide possessor of movables could, however,
acquire no rights.^
It has been already stated that there is both a physical
and a mental element in the conception of possession.
This does not necessarily mean that corporal contact is in
all cases requisite, or that the intention to hold the thing
possessed as one's own may not be abandoned for a time.
The control may be potential as well as actual. An estate
may be possessed without the possessor going upon the
land at all, and the possession of goods may be given by
delivering the key of the warehouse in which they are
stored. In international law tho possession of part as
giving the right to the whole has been of great importance.
The possession of the coast of a newly-discovered country
gives a right to the inland territory within certain limits
(see Twiss, International Law, vol. i. p. 170). Where
goods are pledged or bailed for a specific purpose tho
intention of the pledgor or bailor to hold them as his own
is suspended during the existence of the limited right of
the pledgee or bailee, to whom a fragment of tho posses-
sion has passed. In Roman law the pledgor had possessio
ad usucapionem, tho pledgee possessio ad interdicta. The
possession of the pledgee or bailee has been called " deriva-
tive possession." Possession may be exercised through
another ("animo nostro, corpore alieno"), as through a
Tho distinction is very important, as it affects tho contract of galo.
Tho contract was not to -transfer ownership, as in English law, but
only vacxia mssessio.
'^i' does not agree with English law, where in certain cases a
thief can give a good title to stolen goods, though lie has no title
ttlmaelf.
servant, who has not true possession.^ Possession so exer-'
cised has been called " representative possessioa." As soon
as the representative determines to assume control on his
own behalf or to submit to the control of another, the
possession of the principal is gone. Possession may be
transferred or lost. It is lost when either the corpus or
the animus (to use the terms of Roman law) ceases to exist.
It may be lost by the representative in cases where the
principal might have lost it.
In both Roman and English law the possessory tended
to supersede the proprietary remedies from their greater
convenience, — that is to say, the plaintiff based his claim
or the defendant his right upon possession rather than
property The English possessory action may have been
directly suggested by the interdict. Bracton (103b)
identifies the assise of novel disseisin, the most common
form of possessory action, with the interdict unde vi. In
England ejectment had practically superseded other real
actions before the latter were (with the exception of dower,
writ of dower, and quare impedit) expressly abolished by
3 and 4 Will. IV. c. 27, s. 36. The action for the recovery
of land, introduced by the Judicature Acts, is the modern
representative of the action of ejectment. The right of
a party to recover possession is enforced by a writ of
possession.
Possession gives in English law, speaking generally,
much the same rights as in Roman law. Thus it serves
to found a title (see Limitation, Peescription), and to
throw the onus of proof upon the claimant. In an action
for the recovery of land the defendant need only allege
that he is in possession by himself or his tenant, and
(where such an allegation is necessary) that he had no
notice to quit. The chief differences between Roman and
English law, arising to some extent from the differences
in the history of the two systems, are that the former did
not give to derivative possessors (except in the case of
pledge) the remedies of possessors, as does English law,
and that Roman law is stricter than English in requiring
that possession to found usucapio should (except in the
case of jus aquse ducendx) be ex justo titulo, or under
colour of right (see Prescription). . There is one case of
constructive possession which is peculiar to English law,
— that is, where possession is said to be given by a deed
operating under the Statute of Uses (see " Orme's Case,",
Law Reports, 8 Common Pleas, 281).
In English law the doctrine of possession becomes practically
important in tho following cases. (1) Possession serves as a con-
venient means of division of estates (see Real Estate). One of
the divisions of estates is into estates in possession and estates in
reversion or remainder. It also serves as a division of Personal
Estate (q.v.). A chose in action is said to bo reduced into pos-
session when the right of recovery by legal proceedings has become
a right of enjoyment. (2) Possession gives a title against a wrong-
doer. In the case of real property it is regarded as prima facie
evidence of seisin.' In tho case of personal property tho more pos-
session of a linder is sufTicieut to enable him to maintain an action
of trover against ono who deprives him of the chattel ° (see tho
leading case of Armory v. Delamirie, 1 Strange's Reports, 604).
(3) What is called "unity of possession" is ono of tho moans
whereby an easement is extinguished. Thus the owner of close
A may have had a right of way over close B, while tho latter
belonged to a different owner. If tho two closes come to be owned
^ Much of tho law of master and servant is bat>ud upon the Roman
law of master and slave. Tlio scr\ant, like tho slave, has not posses-
sion of his master's goods oven though they are in his custody, unless,
indeed, the circumstances are such that he ceases 'to bo a servant and
becomes a bailee. ■
' "Seisin " and "possession" are nsed aomotimes as synonyms, u
generally by Bracton ; at other times they are distinguished : thus there
can bo possession of a term of years, but no seisin (Noy, Maxims,
p. 2). It seems doubtful, however, how far in Englisli law a tenant
for years has true possession, for he is in law only & bailiff or servant
of tho landlord. But he certainly has possessory remedies, like tho
qua.'si'possessor in Roman law.
» Compare tho Codt NapoUm. art. 2279 : " En fait do meublu fak^
possession vaut titre."
562
P 0 S — P O S
Jby the same person, the right of way is extinguished, but may
under certain circumstances revive on the separation of the owner-
ship. '(4) Possession is very important as an element in deter-
mining the title to goods under 13 Eliz. c. 5, the Bills of Sale Act,
1878 (41 and 42 Vict. c. 31, ss. 4, 8), and the Bankruptcy Act,
1883 (46 and 47 Vict. c. 52, s.. 44). It may be said that as a
general rule retention of possession by the transferor on an absolute
assignment or~a colourable delivery of possession to the transferee
is strong prima facie evidence of fraud. " Apparent possession "
is defined by section 4 of the Bills of Sale Ad (5) Possession of
goods or documents of title to goods is generally sufficient to enable
agents and others to give a good title under the Factors' Acts
(see Factors). (6) In criminal law the question of possession is
important in founding the distinction between larceny and embezzle-
ment. If the goods are in the possession of the master and he
gives them to the custody of his servant for a specific purpose, and
the servant steals them, it is larceny ; if they have never come into
the master's possession, as if a clerk receives money on his master's
behalf, it is embezzlement. Recent possession of stolen goods is
always regarded as a presumption that the person in whose pos-
session they axe stole them or received them knowing them to
have been stolen. In the case of a charge of receiving stolen goods
evidence may bo given that there was found in the possession of
the accused other property stolen within the preceding period of
twelve months, 34 and 35 Vict. c. 112, s. 19. (For possession in
criminal law, see Stephen, Digest of the Criminal Law, note xi. ).
(7) Actions of possession of ships fall within the jurisdiction of the
Admiralty Division. This jurisdiction in the case of British vessels
depends upon the Admiralty Court Act, 1861 (24 Vict. c. 10, s. 8),
in the case of foreign vessels (in which the jurisdiction is rarely
exercised) upon the general powers of the court as a maritime court.
The doctrines of adverse possession (in the old English sense,
which was not identical mth the Roman law, for the real owner must
have actually or by fiction been disseised) and of posscssiofratris
are bow of only~antiquarian interest. The Statutes of Cimitation,
3 and 4 Will. IV. c. 27 and 37 and 38 Vict. c. 57, have super-
seded the first. The only question now is, not whether possession
has been adverse or not, but whether twelve years' have elapsed
since the right accrued (See Limitation). The maxim "possessio
fratris de feodo simplici sororem facit esse hferedem " (Coke upon
Littleton, 14b) has been altered by the rules of descent introduced
by 3 and 4 Will. IV. c. 106, under which descent is traced from
the purchaser. At one time possessory suits were occasionally
maintaiued in England, and more frequently in Iiclaud, for the
quieting of possession after proof of three years' possession before
the filiug of the bill. , But such suits are now obsolete (see Neill v.
Duke of Devonshire, & Appeal Cases, 146). There was one character-
istic case in old English law in which possession was maintained
by meansof wllat was called "continual claim," made j-early indue
form, where the person having the right was prevented by force or
fear from exercising it (Coke upon Littleton, 253b). Continual
claim was abolished by 3 and 4 Will. IV. c. 27, s. 11.
Scotland. — In Scotland possessory actions still exist eo nomine.
Actions of molestation, of removing, and of maiUs and duties are
examples. A possessory judgment is one which entitles a person who
has been in possession under a written title for seven years to con-
tinue his possession ( Watson, iaw Diet., s.v." Possessory Judgment").
United States. — Here the law in general agrees with, that of
England. But in Maryland, New Hampshire, North Carolina,
and Vermont the doctrine oi possessio fratris apparently still exists-
(Bouvier, Law Diet, "Possessio Fratris"). Possessory rights are
taxed in some of the States. Louisiana follows Roman law closely.
Possession of incorporeal rights (to use the unscientific language
of the Code) is called quasi-possession, and the division of possessioa
into natural and civil is maintained (Civil Code, §§ 8389-3419).
In addition to the authorities cited may be meiltioned Smith, Did. ofAnii-
qxLities,5.v. "Possessio"; Markby, £;^em«n(sp/Iaw7, ch. viil. ; Holland, £/emen(«
of Jurisprudence, eh. xl. : Holmes, Ths Common Law Oect. vi.\ (J. Wt.)
P 0 S T -0 F F I C E
THE germ of the modern postal systems of the world is
to be looked for, obviously, in the earliest organized
establishment of a staflf of Government couriers. When,
or under what precise circumstances, such an establishment
was first made available by a state for the carriage of the
letters of private persons there is no satisfactory evidence
to show. That there must have been, even in ear !y times,
a connexion, more or less authorized, between the trans-
mission of public and of. private correspondence is highly
probable. Even financial reasons would soon dictate a
formal permission to Government couriers to carry letters
for individuals — under regulation and restriction, of course
— although at the outset such a practice may well have
been rather connived at than allowed. In the postal
system of Spain and the German empire there is express
record of such a permission in the month of April 1 544 ;
and within fifteen or sixteen years that permission had
grown into a legalized and regulated monopoly, whence
the counts of Taxis drew part of their profits as post-
masters-general. For the purposes of this article, how-
ever, it is enough to note that in Great Britain existing
private letters of the 15th century — some, perhaps, of the
14th — bear endorsements which show that they were con-
veyed by relays of men and horses maintained under the
control of the Government, and primarily intended for its
special service. In several Continental states the univer-
sities had inland postal establishments of a rudimentary
sort at an early date. The university of Paris, for exam-
ple, organized a postal service almost at the beginning of
the 13th century, and it lasted in a measure until the year
1719. In various parts of Europe mercantile guilds and
brotherhoods were licensed to establish posts for commer-
cial purposes. But everywhere — as far as the accessible
evidence extends ^foreign posts were understate control.
Great Britain.
Early History (c. 1533;1836),
.As early as the middle of the 13th
century_entHes
centi^
occur in the wardrobe accounts of the kings of "England
of payments to royal messengers — variously designated
"coktnus," "nuncius,"or "garcio" — for the conveyance
of letters to various parts of the country. In the super-
vision of these royal messengers lies the germ of the oflSce
of postmaster-general. The first English postmaster of Si.x
whom a distinct account can be given is Sir Brian Tuke, t<'^°'
who is described (1533) in the records as "Magister Nun-" " '
ciorum, Cursorum, sive Postarum," "both in England and
in other parts of the king's dominions beyond the seas."
But long subsequent to this appointment o£ a postmaster-
general the details of the service were frequently regulated
by proclamations and by orders in council. Thus, in the
curious collection of royal proclamations in the library
of the Society of Antiquaries there is one of Philip and
Mary (undated, but apparently of 1555) which regulates
the supply of horses for the conveyance of letters to
Dover.i Again, in July 1556 the lords of the council
ordered "that the postes betweene this and the Northe
should eche of them keepe a booke, and make entrye of
every lettre that he shall receive, the tyme of the deliverie
thereof unto his hands, with the parties names that shall
bring it unto him." Much of the business of the foreign
postal service to and from England during the earlier years
of Queen Elizabeth was managed by the incorporated
"merchant strangers,", who appointed a special postmaster
amongst themselves. When that office chanced to fall
vacant in 1568 they quarrelled about a successor ; ^and
the quarrel cost them their privilege.''^
The accession of James I. to the English" thronep^ by
necessitating a' more frequent communication between
London and Scotland, led to improvements in the postal
• In. his able account of this remarkable collection the late Mr
Robert Lemon has overlooked the proclamation here referred to, prob*'
ably from its want of a date, his own arrangement being chronological.
f * F. Windebank to Sir W. CecU : "All the Italians were unwilling
to give their voices to Raphael, ."'T.' but inclined to favour Godfrey '•'
{Dom. Cot. Eliz., xIviiL § 65, State Paper Office). Raphael was «.
German, Godfrey an Englishman.
1533-1836.]
P O S T-0 F F I C E
563
service. Some years earlier special posts had been estat>-
lished by the magistrates of certain Scottish towns I'or
the conveyance of their despatches to and from the court.
Thus in 1 590 a messenger was appointed by the magis-
trates of Aberdeen with the title of " council-post." ^ The
new royal orders of 1603 directed (1) that the postmasters
at the various stages should enjoy the privilege of letting
horses to " those riding in post (that is to say) with horn
and guide," by commission or otherwise, and to that end
they were charged to keep or have in readiness a sufficient
number of post-horses ; (2) that the lawful charge for the
hire of each horse should be, for public messengers, at the
rate of 2 Jd. a mile, " besides the guides' groats," private
travellers being left to make their own agreements. Fin-
ally, it was directed that every postmaster should keep at
least two horses for the express conveyance of Government
letters, and should forward such letters within a quarter of
an hour of their receipt, and that the posts should travel
at the rate of not less than 7 miles an hour in summer
and 5 miles in winter.^
In 1607 the king granted to James Stanhope, first Lord
Stanhope of Harrington, and to his son Charles Stanhope,
afterwards second Lord Stanhope, jointly and to the sur-
vivor of them, the postmastership of England under the
title of " Master of the Posts and Messengers," with a fee
of 100 marks a year, together with all "avails and profits"
belonging to the office. In 1619 a separate office of '■ post-
master-general of England for foreign parts " was created,
by new letters patent, in favour of Matthew de Quester ^
and Matthew de Quester the younger. The new office
was regarded by the existing postmaster-general, Charles,
Lord Stanhope, as an infringement of his own patent. A
long dispute ensued in the King's Bench and before the
Lords of the Council.* In 1626 by an order in council
liberty was granted to all companies of merchants, includ-
ing the Merchants Adventurers, to send their letters
and despatches by messengers of their own choosing. A
year afterwards this liberty was revoked, except for the
Company of Merchants Adventurers. Lord Stanhope,
however, continued to carry letters abroad by his agents,
and obtained a warrant prohibiting Do Quester from
interfering. It shows strikingly the confusion of postal
affairs at this period to find a statement addressed to
the privy council by the postmasters of England to the
effect that they had received no payments " ever since
the last day of November 1621 till this present time,
June 1628,"— the arrears amounting to £22,626.
The rights of the postmasters were also infringed by
private individuals, as by one Samuel Jude in 1629 in the
west of England." In 1632 the foreign postmastership
was assigned by the De Questers to WiUiam Frizell and
' Kennedy, Annals of Aberdeen, voL i. p. 262.
' Book of Proclamations, p. 67 (S. P. 0. ; now in Rolls House) ;
tUpoTt fronn the Secret Committee on the Posl-OJJice, 1844, Appendix,
pp. 38-40.
' Or " De I'Equester," as he ia called in Latch's Keporta of King's
Bench Cases, p. 87.
* These disputes were much embittered by the growing jealousies of
English against foreign merchants. The proofs of this in the state
correspondence of Elizabeth's day are abundant, but there were many
statesmen who took larger views. See, c.y., John Johnson's "Brief
Declaration for the , . . erecting and maintaining of the Staple . , .
lu England" (Juno 1582), Dam. Corresp. Eliz., c\\y., No. 30; and
compare the same writer's " Discourse for tlie repairing the decayed
State of the Merchants," Sc. (22d July 1577), ib., cxiv., No. 39,
with Leake's " Discourse," &c., of the same year (ib., cxi. 1 sq.), and
Willi John Uales's "Letter to Sir W. Cecil" (20th March 1559), ib.,
iii., where ha fV^cribes the merchant strangers as being "spies for
foreign princes, ~ and with Cecil's "Reasons to move a Forbearing of
the Restitution of the Intercourse to Antwerp" (16C4), ib., xzxv.,
JIo. 33 (in Rolls House).
' See Aiudytical Index to the Rememl/rancia, 418, as quoted by H.
■p. Whcatley in the Acadany of 27lli Dtccmbcr 1879, p. 4G4.
Thomas Witherings. Letters-patent were granted to theni
jointly, 15th March 1633.^ Witherings took the labour-
ing oar, and probably ought to rank as the first of the
many conspicuous postal reformers in the long history of
the British post-office. Under him one Richard Poole
obtained a special postmastership for the service of the
court. A petition subsequently presented by him to the
House of Lords contains curious proof of the jealousies
which Witherings's successfid administration of his office
excited. Among the earliest measures of improvement
taken -under the new patent was an acceleration of the
Continental mail service. For this purpose the patentees
made a contract with the count of Thurn and Taxis, here"
ditary postmaster of the empire and of Spain. At this
time there was still but one mail weekly between London,
Antwerp, and Brussels, and the transit occupied from
four to five days. By a subsequent contract with Count
Thurn two mails weekly were secured and the transit made
ordinarily in two days.^ In June 1635 Witherings sub-
mitted to the king a proposal (still preserved in the State-"
Paper Office) "for settling of staffets or pacquet-[}Osts
betwixt London and all parts of His Majesty's dominions,
for the carrying and re-carrying of his subjects' letters,"
which contains some curious incidental notices of the state
of the internal communication of the kingdom at that
time. The nett charge to the crown of the existing posts
is stated to be ^£3100 per annum. Letters, it is said,
"being now carried by carriers or footposts 16 or 18 miles
a day, it is full two months before any answer can be
received from Scotland or Ireland to London. If any of
His Majesty's subjects shall write to Madrid in Spain, he
shall receive answer sooner and surer than he shsll out of
Scotland or Ireland." By the new plan it was proposed
that all letters for the northern road should be put into'
one " portmantle," and directed to Edinburgh, with sopartvte
bags directed to such postmasters as lived upon the road
near to any city or town corporate. The journey from
London to Edinburgh was to be performed within three
days. The scheme was approved of on 31st July 1635,
the proclamation establishing eight main postal lines, ^^
namely, the great northern road, to Ireland by Holyhead,
to Ireland by Bristol, to the marches of Wales by Shrews-'
bury, to Plymouth, to Dover, to Harwich, and to Yarmouth.'
The postage of a single letter was fixed at 2d. if under 80
miles, 4d. if between 80 and 140 miles, 6d. if above 140
miles, 8d. if to Scotland. And it was furtjier provided
that from the beginning of this service no other messengers
or footposts should carry letters to any places so provided,
except common kno\vn carriers, or a particular messenger
" sent on purpose with a fetter by any man for his oW
occasions," or a letter by a friend, on pain of exemplary
punishment.^ In February 1638 another royal proclama-
tion ratified an agreement between Witherings and De
Noveau, postmaster to the French king, for the convey-'
ance of the malls into France by Calais, Boulogne, Abbe-
ville, and Amiens."
But in 1640 the active postmaster was accused of divers
abuses and misdemeanours, and bis office sequestrated into
the hands of Philip Burlamachi of London, merchant, who
was to execute the same under the inspection of the prin-
cipal secretary of state.'" Witherings then assigned his
patent to Robert Rich, carl of Warwick, and a long contest
' Minute in "House of Lords' Papers" (1633), Fourth Report of
Hist. MSS. Commission, 1874, App. The papers there calendared
contain many proofs of Witherings's activity and ability. See also
appendix to ICiflh Report, 1875, and "A proclamation concerning
the Postmaster of England for Forraigno Ports" (19th July 1932), In
Rymer's Fadera, xix. 385.
' Egerton MS. (Brit Mus.). No. 2543. f. 5 sg.
• Rymer, Fadera, xix. 649. » fhid., xx. 192.
'0 Rnd.. XX. 429.
564
POST-OFFICE
[histoet.
ensued in both Houses of Parliament. The sequestration
was declared by a vote in parliament in 1642 to be illegal.
[Nevertheless the dispute gave repeated occupation to both
llouses during the period from 1641 to 1647, and was
diversified by several affrays, in which violent hands were
laid upon the mails. In 1643 the post-ofiice yielded only
£5000 ^ year. In 1644 the Lords and Commons by a
joint ordinance appointed Edmund Prideaui "to be master
of the posts, messengers, and couriers." In 1646 the
opinion of the judges was taken on the validity of Wither-
ings's patent (assigned to Lord Warwick), and they pro-
nounced that " the clauses of restraint in the said patent
are void and rtot good in law ; that, notwithstanding these
clauses be void, the patent is good for the rest." ^ It is
evident, therefore, that any prohibition to carry letters
must be by Act of Parliament, to have force of law.
In 1650 an attempt was made by the common council
'of London to organize a new postal system on the great
roads, to run twice a week. This scheme they temporarily
carried into effect as respects Scotland. But Mr Attorney-
.General Prideaux speedily obtained the intervention of
the council of state. He urged on the council of state
that, if the new enterprise were permitted, besides in-
trenching on the rights of the parliament, some other
(means would have to be devised for payment of the post-
masters. Both Houses resolved (1) that the offices of
postmasters, inla«d and foreign, were, and ought to be, in
the sole power and disposal of the parliament, .and (2)
that it should be referred to the council of state to take
[into consideration all existing claims in relation thereto.
Of these there were no less than five under the various
patents which had been granted and assigned. There-
upon the Protector was advised that the management of the
post-office should be entrusted to John Thurloe by patent
under the broad seal of the Commonwealth immediately
upon the expiration of John Manley's existing contract.
Thurloe was to give security for payment of the existing
rent of £10,000 a year. Ultimately the posts, both inland
and foreign, were farmed to John Manley for £10,000 a
year, by an agreement made in 1653. Meanwhile, and
|)ending the decision of the council upon the question so
eubmitted to it, a remarkable step in postal reform was
taken by an attorney at York, named John Hill, who
^placed relays of post-horses between that city and London,
.and imdertook the conveyance of letters and parcels at
half the former rates of charge. He also formed local and
limited partnerships in various parts of the kingdom for
the extension of his plan, which aimed to establish event-
Wily a general penny postage for England, a twopenny
postage for Scotland, and a fourpenny postage for Ireland.
But the post-office was looked upon by the Government of
the day as, first, a means of revenue, and secondly, a means
of political espionage.- The new letter-carriers were
> Journals of the House of Commons, ii. 81, 82, 95, 470, 493, 600,
601, 658 sq. ; Journals of the House of Lords, v. 343, 387, 450, 469-
473, 500 sq. ; Report from Secret Committee on the Post-Office,
Appendix, 60-69.
- Some instructive illustrations of this may te seen (in the state-
paper department of the General Record Office) among the correspond-
ence between secretary Sir John Coke and Lord Conway, and also iq
Jnany other state letters, as well after the outbreak of the great rebel-
lion as before it. And tliere is in the Bodleian Library at Oxford (MS.
Slawlinson, A. 477) a curiously minute account of the methods alleged
to have been pursued in the systematic and periodical examination of
letters entrusted to the post-office. The paper is not authenticated
by any signature, and is undated. But it is an original document
of the time of Charles II., addressed to Mr Bridgman, clerk of the
jcouncij, and drawn up in order to recommend the adoption of a like
practice, but with greater dexterity in the manipulation than was
|us8d by Dr Dorislaus and Samuel Morland, who, according to this
Siarrative, formed the Cromwellian board of examiners for post-ofBce
Setters, and who read without exception all that were addressed tQ
Ioi«ign parts.
(literally) " trampled down " by Cromwell's soldiery. The
inventor had a narrow escape from severe punishment. He
lived to publish (1659) the details of his plan, at the eve of
the Restoration, in a pamphlet entitled A Fenny Post: or
a Vindication of the Liberty and Birthright of every English-
man in carrying Merchants and other Man's letters, against
any Restraint of Farmers, &c. It. is very probable that thia
publication ' helped to prepare the way for those measures
of partial but valuable and far-reaching reform which
were effected during the reign of Charles II. The rates of
postage and the rights and duties of postmasters were
settled under the Protectorate by an Act of Parliament of
1657, c. 30. In 1659 the item, "by postage of letters in';
farm, £14,000," appears in a report on the public revenue.*)?
The Government of the Restoration continued to farm i
the post-office upon conditions very similar to those im-'
posed by the Act of 1657, but for a larger sum. Henry
Bishop was the first postmaster-general in the reign of
Charles II., and he contracted to pay to the king a yearly
rent of £21,500, these new arrangements being embodied
in the Act 12 Charles II. c. 35, entitled "An Act for
Erecting and Establishing a Post-Office." A clause pro-
posing to frank all letters addressed to or sent by members
of parliament during the session was, after considerable
debate, ultimately rejected by the Lords. But the indent-
ure enrolled with the letters -patent contained a proviso
for the free carriage of all letters to or from the king, the
great officers of state, and also the single inland letters
only of the members of that present parliament during
the continuance of that session. It also provided that the
lessee should permit the secretaries of state for the time
being, or either of them, from time to time, to have the
survey and inspection of all letters at their discretion.
Bishop was succeeded by Daniel O'Neill^ in 1662, on
similar terms. In the consequent proclamation, issued on
25th May 1663, it was commanded that "no postmasters
or other officers that shall be employed in the convejring
of letters, or distributing of the same, or any other person
or persons, . . . except by the immediate warrant of our
principal secretaries of state, shall presume to open any
letters or pacquets not directed unto themselves." In
1677 the general post-office comprised in the chief office,
under Henry Bennet, earl of Arlington, as postmaster-
general, seventy-five persons, and its profits were farmed
for £43,000 a year. There were then throughout England
and Scotland 182 deputy postmasters, and in Ireland 18
officers at the Dublin office and 45 country postmasters.
" The number of letters missive," says a writer of the
same year, "is now prodigiously great. ... A letter com-
prising one whole sheet of paper is conveyed 80 miles 'or
twopence. Every twenty -four hours the post goes 1 20
miles, and in five days an answer may be had from a place
300 miles distant."**
By an Act of the 1 5th Charles II. (" An Act for Settling
the Profits of the Post-Office on H.R.H. the Duke of York,
and his Heirs-Male "), and by a subsequent proclamation
issued in August 1683, it was directed that the postmaster-
general should "take effectual care for the conveyance of
all bye-letters, by establishing correspondences ... in all
considerable market-towns with the next adjacent post-
stage," and the rights of the postmasters as to hiring
horses were again emphasized.
'.There is a copy in the library of the British Museum, from which
Mr H. B. Wheatley has given the al^stract quoted above.
* Journals of the House of Commons, vii. 627
'*, The trusted friend but not always the trusted adviser of the duke
of Ormonde. O'Neill's correspondence exists among the duke's papers,
in part at Kilkenny Castle, in part (extensively) amongst the Carte
MSS. in the Bodleian ; and it abounds in incidental illustrations of
postal administration in both England and Ireland.
« Quoted in Qent. Mag, (1815), xxrv. pp. 309, 310,
1533-1836.]
P O S T-0 F F I c ij;
565
It was during tne possession of the post-ofiBce profits by
the duke of York that a London penny post was estab-
lished by the joint enterprise of William Dockwra, a
searcher at the customs house, and of Robert Murray, a
clerk in the excise office. The working-out of the plan
fell to the first-named, and in his hands it gave in April
1680-'-although but for a short time — far more extensive
postal facilities to the Londoners than even those so
merr-srably afforded 160 years later by the plans of Sir
Rowland Hill. The London of that day was small, and
easily manageable. Dockwra. carried, registered, and in-
tured, for a penny, both letters and parcels up to a pound
pi weight and £10 in value. He took what had been the
toansion of Sir Robert Abdy in Lime Street as a chief
office, established seven sorting and district offices (thus
anticipating one of the most recent improvements of the
present time) and between 400 and 500 receiving-houses
and wall-boxes He established hourly collections, with a
paximum of ten deliveries daily for the central part of the
city, and a minimum of six for the suburbs. Outlying
jvillages, such as Hackney and Islington, had four daily
deliveries; and his letter-carriers collected for each despatch
pi the general post-office throughout the whole of the city
and suburbs. Suits were laid against him in the court of
King's Bench for infringing on the duke of York's patent,
and the jealousies of the farmers eventually prevailed.
The penny post was made a branch of the general post.
Dockwra, after the Revolution of 1688, obtained a pension
of £500 a year (for a limited term) in compensation of
his losses. In 1697 he was made comptroller of the
London office. Eleven years later his improvements were
'outvied by Charles Povey, the author of schemes for im-
proving coinage, and also of a very curious volume, often
.wrongly ascribed to Defoe, entitled The Visions of Sir
Heister Ryley. Povey took upon himself to set up a foot-
post under the name of the " halfpenny carriage," appointed
receiving-houses, and employed several persons to collect
and deliver letters for hire williin the cities of London and
Westminster and borough of Southwark, " to the great
prejudice of the revenue," as was represented by the post-
master-general to the lords of the treasury. Povey was
compelled to desist.
At this period the postal system cf Scotland was distinct from
that of England. It had been reorganized early in the reign of
Charles II., who in September 1662 had appointed Patrick Grahame
*f Inchbrakie to be postmaster-general of Scotland for life at a
»alary of £500 Scots. But it would seem from the proceedings of
the Scottish privy council that the rights and duties of the office
were ill defined ; for immediately after the appointment of Grahamo
the council commissioned Robert Mcin, merchant and keeper of the
letter-office in Edinburgh, to establish posts between Scotland and
Ireland, ordained that Linlithgow, Kilsyth, Glasgow, Kilmarnock,
Dnmboag, Ballantrae, and Portpatrick should be sLiges on the
loiite, and granted him the sum of £200 sterling to build a packet-
.boat to cany the mail from Portpatrick to Donaghadee.'
, The colonial jpost-ofhce at this period was naturally more rudi-
mentary still. Perhaps the earliest official notice of it is to be seen
in the following paragraph from the. records of the general court of
Massachusetts in 1639. "It is ordered tliat notice be given that
Richard Fairbanks his house in Boston is the place appointed for
kU letters which are brought from beyond the seas, or are to be
>cnt tliither to be left with him ; ami he is to take care that they
re to bo delivered or sent according to the directions ; and he is
Uowed for every letter a penny, and must answer all miscarriages
tluough his own neglect in this kind." That court in 1667 was
petitioned to make better postal arrangements, the petitioners
dlleging the frcnucnt " loss ol letters whereby merchants, especially
Vitli tlieir friends ami employers in foreign parts, are greatly dam-
nified ; many times the letters are imputed (!) and thrown upon
the E.\change, so that those who w ill may take them U)i, no person,
without sonic satisfaction, being willing to trouble their houses
therewith." In Virginia the postal .system was yet more jirimitive.
The colonial law of Xdlu required every planter to provide a messen-
ger to convey the despatches as they arrived to the ne.^t plantation.
«»d 80 on, on pain of forfeiting a hogshead of tobacco in default.
Tjaii;:, llistorkal Sinntnuri/ of llic /'ost-OO^ce 'n Scotland. 4, 5.
The Government of New York in 1672 established "a post to go«
monthly from New York to Boston," advertising "those that be*
disposed to send letters, to bring them to the secretary's ofBce.l
where, in a lockt box, they shall be preserved till the messenger
calls for them, all persons paying the post before the bagg be aealeU
up."- Thirty years later this monthly post h^d become a fort,
■nightly one, as we see by the following paragraph iu the Boston
News- Letter. "By order of the postmaster-general of North
America. These are to give notice. That on Monday night, th^
6th of December, the Western Post betwi!n;3 Boston and New Yorle
seta out once a fortnight, the three winter months of December,
January, and February, and to go alternately from Boston to Say«
brook, and Hartford, to exchange the mayle of letters with th«
New York Ryder ; the first turn for Saybrook, to meet the New
York Ryder on Saturday night the 11th currant ; and the s€con4
turn he sets out at Boston on Monday night the 20th currant, to
meet the New; Y'ork Ryder at Hartford, on Saturday night the 25th'
currant, to exchange Mayles ; and all persons that sends letter^
from Boston to Connecticut from and after the 13th inst. are hereby
notified first to pay the Postage on the same."* This office of post^
master-general for America had been created in 1692.
We have now traced the postal communications of dif-
ferent portions of the British empire from their earliest
beginnings until the eve of the passing of the Act of
the 9th of Queen Anne which consolidated them into one
establishment, and which, as to organization, continued to
be the great charter of the post-office until the date of the
important reforms of 1838-50, mainly introduced by the
energy, skill, and characteristic pertinacity of Sir Rowland
Hill. The Act of Anne largely increased the powers of the'
postmaster-general. It reorganized the chief letter-office*!
of Edinburgh, Dublin, and New York, and settled neW
offices in the West Indies and elsewhere. It established ^
three rates of single postage, viz., English, 3d. if under '
80 miles and 4d. if above, and 6d. to Edinburgh or
Dublin. It continued to the postmaster-general the sole
privilege " to provide horses to persons riding post." And
it gave, for the first time, parliamentary sanction to the
power, formerly questionable, of the secretaries of state'
with respect to the opening of letters, by enacting that
"from and after the first day of June 1711 no person ot*
persons shall presume ... to open, detain, or delay . . 4
any letter or letters . . . after the same is or shall be
delivered into the general or other post-office, . . . and
before delivery to the persons to whom they are directed,'
or for their use, except by an express xvarrant in writing
under the hand of one of the principal secretaries of_ state}
for every such opening, detaining, or delaying."
Nine years after the passing of the Act of Anne tha
cross-posts were farmed to the well-known '.' humble 1
Ralph Allen, — the lover of peace and of humanity.^
Allen became the inventor of the cross-roads postal system,
having made an agreement that the new profits so created
should bo his own during his lifetime. His improvements
were so successful that he is said to have netted during
forty-two years an average profit of nearly £12,000 a year.;
The postal revenue of Great Britain, meanwhile, 8too4
thus : —
Tahi-f.
I.— Gross and Nclt Income, 1724-1774.
Gross Produce.
^>tt Revenue.
£ s. d.
£ «. d.
1724
178,071 16 9
96,339 7 5
1734
176,334 3 1
91,701 11 0
1744
194,461 8 7
8.''>,114 9 4
i7r.4
214,300 10 8
97,365 6 1
17(54
221,326 I 8
116,182 8 5
1774
313,032 14 6
164,077 8 4
- Miles, "History of the Post -Office," in the American Banker'4
Mitgaziite, r. s., vii. S.'iS sj.
' Buckingham, SjieciiiiciiS 0/ Xcwspaixr Littralure {Boitoa, 1860)<
i. 16. 17.
* "Is there a vari.mcc ? enter but his door.
Balked arc the courts ; the contest is no more.'
Pope.'s, "huiiible Allen',' was aUo the " AUworthy " of FifMing..
566
POST-OFFICE
[hisioey.
The system of burdening the post-office revenue vnia pensions,'
nearly all of which had not the slightest connex^ii -n-ith the postal
service, and some of -which were unconnected witn iiiy sort of service
that can possibly be called public, was begun by Charles II., who
granted to Barbara, duchess of Cleveland, £4700 a year, and to the
earl of Rochester £4000 a year, out of that revenue. The example
was followed until, in 1694, the list of pensions so chargeable stood
thus : —
Earl of Rochester £4,000
Duchess of Cleveland ' 4,700
DakeofLeeds 3,500
Duke of Schombere 4,000
EariotBath 2,600
Lord Keeper - £2,000
William Dockwra (onta 1697) , 600
Total £21,200
Queen Anne granted a jiension of £5000 to the duke of Marl-
borough, charged in like manner. In March 1857 the existing
pensions ceased to be payable by the post-office, and became charge-
able to the consolidated fund.
The first important and enduring impulse to the develop-
ment of tho latent powers of the post-ofEce, both as a
public agency aad as a source of revenue, was given by
the shrewdness and energy of the manager of the Bath
.theatre, John P^mer. Palmer's notice was attracted to
the subject in October 1782. His avocations had made
him familiar with that great western road which was still
in such peculiar favour, alike with people of fashion and
with the gentlemen of the highway. So habitual were
the robberies of the post that they came to be regarded
by its ofhcials as among the necessary conditions of human
affairs. They urged on the public the precaution of send-
ing all bank-notes and bills of exchange in halves, and
pointed the warning with a philosophical remark, that
"t/tere are no other means of preventing robberies with effect,
as it has been^ proved that the strongest carts that could
be made, lined and bound with iron, were soon broken
open by a robber."
At this period, in addition to the recognized perils of
the roads, the postal system was characterized by extreme
irregularity in the departure of mails and delivery of
letters, by an average speed of about 3|^ miles in the
hour, and by a rapidly-increasing diversion of correspond-
ence into illicit channels. The nett revenue, which had
iveraged £167,176 during the ten years ending with 1773,
averaged but £159,625 during the ten years ending with
1 783. Yet, when Palmer suggested that by building mail-
coaches of a construction expressly adapted to run at a
good speed, by furnishing a liberal supply of horses, and by
attaching an armed guard to each coach the public would
be gTiatly benefited, and the post-office revenue consider-
ably increased, the officials pertinaciously opposed the plan
and maintained that the existing system was all but perfect.
Lord Camden, however, brought the plan under the personal
notice of Pitt. No sooner was the minister convinced of
its merits than he insisted on its being tried. The experi-
ment was made in August 1784, and its success exceeded
all anticipation. The foUowing table will show the rapid
progress of the postal revenue under the new arrangements.
Table II.— Gross and Nelt Income, 1784-1805.
Tear.
Gross Income.
Nett Revenue.
1784
£ s. d.
420,101 1 8
463,753 8 4
533,198 1 9
745,238 0 0
1,083,950 0 0
1,317,842 0 0
£ s. d.
196,513 16 7
261,409 18 2
331,179 18 8
414,548 11 7
720,981 17 ■ 1
944,382 8 4
1785
1790
1795
ISOO
1805
It had been at first proposed to reward Palmer by a
gi-ant for life of two and a half per cent, on a certain
proportion of the increased nett revenue, which would
eventually have given him some £10,000 a year; but
this proposition fell through, in consequence either of
technical difficulties created by the Post-Office Act or of
the opposition of ths post-office authorities. Pit... how-
ever, appointed Palmer to be comptroller-general of postal
revenues, an office which was soon made too hot for him
to hold. He obtained a pension of £3000 a year, and
ultimately, by the Act 53 Geo. III. c. 157, after his case
had received the sanction of five successive majoritisa
agaiost Government, an additional sum of £50,000. Every
sort of obstruction was placed in the way of his reward,
although nearly a million had been added to the annual
public revenue, and . during a quarter of a century the
mails • had' been , convej'ed over an aggregate of some
seventy millions of miles without the occurrence of one
serious mail robbery.^ i
Scotland shared in tho advantages of tho mail-coach system &om'
the first. Shortly before its introduction the local penny post was
set on foot in Edinburgh by Peter W'Oliamson, the keeper of a
coffee-room in the hall of Parliament House. He employed four
letter-carriers, in uniform, appointed receivers in various parts of
the city, and established hourly deliveries.^ The officials of the
post, when the success of the plan had become fully apparent, gave
Williamson a pension, and absorbed his business, the acquisition
of which was subsequently confirmed by the Act 34 Geo. III. a'
17. A dead-letter office was established in 1784. The entire staff
of the Edinburgh post-office, which consisted in 1708 of seven
persons, now comprised twenty-five, the cost of the office being
£1406. In 1796 the number of functionaries had increased to forty,
and the cost to £3278.' But in Ireland the old state of things con-
tinued until the present century. In 1801 only three publia
carriages in the whole country conveyed irails. There were, indeed,
few. roads of any sort, and none on which coaches could travel fastei
than four miles an hour.* At this period the gi'oss receipts of the
Irish post-office were £80,040 ; the charges of management and
collection were £59,216, or at the rate of more than 70 per cent. ;
whilst in Scotland the receipts were £100,551, and the charges
£16,896, or somewhat less than 17 per cent.'
In the American colonies postal improvements may be dated fromi
the administration of Franklin, who was virtually the list coloniai
postmaster -general, as well as unquestionably the best. In one
shape or another he had forty years' experience of postal work, hav-
ing been appointed postmaster at Philadelphia as early as October
1737. When he became postmaster-general in 1753 he bestirres
himself for the improvement of his department in that practice
Eainstaking way with which he was wont to guide any plough he
ad once put his hand to, whatever the ground it had to work in.
He visited all the chief post-offices throughout Pennsylvania, New
Jersey, New York, and New England, looking at everything with
his own eyes. His administration cannot be better summed up
than we find it to be in a sentence or two which he wrote £oon
after his dismissal. Up to the date of his appointment, he says,
" the American post-office had never paid anything to that of Britain.
We [i.e., himself and his assistant] were to have £600 a year be-
tween us, if we could make that sum out of the profits of the office.
... In the first four years the office became above £900 in debt
to us. But it soon after began to repay us ; and before I was dis-
placed by a freak of the minister's, we had brought it to yield three
times as much clear revenue to the crown as the post-office of Ireland.
Since that imprudent transaction they have received from it — not
one farthing. "
The interval between the development of Palmer's improved
methods (as far as that development was permitted by the authori-
ties), which we take to be pretty nearly contemporaneous with the
parliamentary settlement of his claims, and the still more import-
ant reforms introduced twenty-seven years later by Sir Rowland
Hill, is chiefly marked by the growth of the packet system, under
the influence of steam navigation, and by the elaborate investiga-
tions of the revenue commissioners of 1S26 and the following years.
Undoubtedly the inquiries of these commissioners attracted a larger
share of public attention to the management of the post-office than
had theretofore been bestowed on it ; but, if anytiiing had been
wanted to throw into bolder relief Hill's intelligent and persevering
exertions, these reports supply the want in ample measure. la
some important partioulars they mark out practical and most valu-
able reforms, but they are so clumsy in arrangement, so resilient
in the treatment of the various branches of the service, and so
crowded with petty details as to contrast most unfavourably with
the lucid order and vigorous reasoning of Kowland Hill's Post-
' Debates of both Houses o/ Parliament in. 1808 relative to the Agree-
ment for the Reform and Improvement of the PostrOffice, passim.
- Lang, Historical Sujr.mary of the Post-Office in Scotland, 15.
' Appendix to Seventh Report from Select Committee on Finance
(1797), reprinted in collective series of reports, xii. 209.
* Minutes of Evidence before Select Committee on Tajcation of In-
lemal Comm-uniaUion (1837), evidence of Sir Edward Lees, 397.
' Report, <tc., of Select Comfnittee on Postage.
.
1636-1842.]
POST-OFFICE
567
Office Reform. While the functionaries of the post-office are
criticized with a severity so salient as to wear an appearance at
times of almost personal hostility, the truth that a very large and
liberal increase of public facilities would be likely to benefit tho
revenue much more materially than small economies in salaries
and perquisites seems scarcely to have dawned on the minds of the
oommissioners. Even in dealing with a new accommodation actually
provided — that of the money-order office — whilst taking just excep-
tion to the unofficial character of its management, they incline
rather to its abolition than to its reform.
As early as 1788 the cost of the packets employed by the post-
;>fBco attracted parliamentary attention. In that year the " com-
missioners of fees and gratuities" reported that in the preceding
^seventeen years the total cost of this branch had amounted to
£1,038,133; and they naturally laid stress on the circumstance
that many officers of the post-office were owners of such packets,
dven down to the chamber-keeper. At this time part of the packet
service was performed by hired vessels, and part by vessels which
were the property of the crown. The commissioners recommended
that the latter should be sold, and the entire service be provided
for by public and competitive tender. The subject was again in-
quired into by the finance Committee of 1798, which reported
fliat the recommendation of 1788 had not been fully acted upon,
and expressed its concurrence in that recommendation. The plan
was then to a considerable extent enforced. But the war rapidly
increased the expenditure. The average (£61,000) of 1771-87 had
increased in 1797 to £78,439, in 1810 to £105,000, in 18U to
£160,603. In the succeeding years of peace the expense fell to an
average of about £85,000. As early as 1818 the "Rob Roy" plied
regularly between Greenock arid Belfast ; but no use was made of
steam navigation for the postal service until 1821, when the post-
master-general established crown packets. The expenditure under
the new system, from that date to 1829 inclusive, was thus reported
by the commissioners of revenue inquiry in 1830.
Table \\\.—Cosl of FacTcel Service, 1820-1829."
Year.
18202 £S5,000
182l» 134,868
1822 115,429
1823 93,725
1824 116,063
Year.
1825 £110,838
1826 144,592
1827 159,250
1828 117,260
1S29 108,305
The general administration of postal affairs at this period was
«till characterized by repeated advances in the letter rates, and the
twenty years previous to Rowland Hill's reforms by a stationary
Mvenue. The following table (IV.) will show the gross receipts,
the charges of collection and managemeat, and the nett revenue
(omitting fractions of a pound) of the post-office of Great Britain.
We give the figures for the year 1808 for the purpose of comparison.
Year.
Gross In-
come.
Charges of
CoUection,
&c.
Charges
per cent
of Gross
Income.
Nett
Revenue.
Population
of United
Kingdom.
1803
1815-16
1818-19
1820-21
1824-25
1820-27
1830-37
1838-39
£1,552,037
2,193,741
2,209,212
2,132,235
2,255,230
2,302,272
2,206,736
2,340,278
£451,431
594,045
719,622
630,290
655,914
747,018
009,220
686,768
29
27
321
29
29
31
27i
29
£1,100,606
1,599,698
1,489,690
1,495,945
1,699,325
1,645,254
1,597,516
1,659,510
19,552,000
20,928,000
22,362,000
25,605,000
Before passing to tho reform of 1839 we have to revert to that
important feature in postal history, — tho interference with corre-
spondence for judicial or political purposes. We have already scon
(l)that this assumption had no parliamentary sanction until the
enactment of the 9th of Queen Anne ; (2) that tho enactment differed
from the royal proclamations in directing a special warrant for each
opening or detention of correspondence. It is a significant gloss
on the statute to find that for nearly a century (namely, until 1798
inclusive) it was not the practice to record such warrants regularly
in any oflicial booV.* Of tho use to which tho power was applied
the state trials afford some remarkable instances. At tho trial of
Bishop Atterbury, for example, in 1723 certain letters were ofl'ered
in evidence which a clerk of tho post-o0ico deposed on oath " to bo
true copies from the originals, whi'jh were stopped at the post-
office and copied, and sent forward as directed." Hereupon Atter-
bury very naturally asked this witness "if ho had any express
warrant under tho liand of one of the principal secretaries of state
for opening the said letters." But the Lords shelved his objection
and put a stop to his inquiry on the grounds of public inexpediency.
' Twenty-second Report of the Commissioners of Revenue Inquiry, 4-6.
' Last year of cxchisivo sailing packets.
' First year of steam-packets.
' /ic},urt of &,-n-l CommilleeonthePoH-OfficeilSii), p. 9.
Twenty-nine peera recorded their protest againsit this decision.^
But the practice thus sanctioned appears to nave been pushed ta
such lengths as to elicit in April 1735 a strong protest and censure
from the House of Commons. In the preceding February com?
plaints were made by several members that not only were their
letters charged at the post-office, but they were often broken opei)|
and perused by the clerics, that the practice of breaking open lettira
was become frequent, and was so publicly known that "the liberty
given to break open letters . . . could now serve no purpose but to
enable the idle clerks about that office to pry into the private affair^
of every merchant and of every gentleman in the kingdom."' A'
committee of inquiry was appointed, and after receiving its report
the House resolved that it was "an high infringement of the privi-
leges of the . . . Commons of Great Britain in Parliament for any
postmaster, his deputies, or agents, in Great Britain or Ireland, to
open or look into, by any means whatever, any letter directed to
or signed by the proper hand of any member, without an express
warrant in wTiting under the hand of one of the principal secretaries
of state for every such opening and looking into ; or to detain or
delay any letter directed to, or signed with the name of any member,
unless there shall be just reason to suspect some counterfeit of it,
without an express warrant of a principal secretary of st^te for eyeij
such detaining or delaying."
Sir Rowland Hill's Reforms (1836-1842).
Rowland Hill's pamphlet (Porf-O/^ce i?f/o?m) of 1837 Rowland
took for its starting-point the fact that, whereas the postal Hill's
revenue showed for the past twenty years a positive though P™?"^*''
slight diminution, it ought to have showed an increase of form.
.£507,700 a year in order to have simply kept pace ■nith
the growth of population (see Table IV. above), and an
increase of nearly four times that amount in order to have
kept pace with the growth of the analogous though far less
exorbitant duties imposed on stage-coaches. The stage-
coach duties had produced in 1815 £217,671 ; in 1835
they produced £498,497. In 1837 there did not exist
any precise account of the number of letters transmitted
through the general post-office. Hill, however, was able to
prepare a sufficiently approximate estimate from the data
of the London district post, and from the sums collected for
postage. Ho thus calculated the number of chargeable
letters at about 88,600,000, that of franked letters at
7,400,000, and that of newspapers at 30,000,000, giving
a gross total of about 126,000,000. At this period the
total cost of management and distribution was £696,569.
In the finance accounts of the year (1837) deductions are
made from tho gross revenue for letters "refused, missent,
redirected," and the like, which amount to about £122,000.
An analysis of the component parts of this expenditure
assigned £426,617 to cost of primary distribution and
£270,052 to cost of secondary distribution and miscellane-
ous charges. A further analysis of the primary distribu-
tion expenditure gave £282,308 as the probable outgoings
for receipt and delivery and £144,209 as tho probable
outgoings for transit. In other words, the expenditure
which hinged upon tho distance the letters had to be
conveyed was £144,000, and that which had nothing
to do with distance was £282,000. Applying to these
figures the estimated number of letters and newspapers
(126,000,000) passing through the office, there resulted a
probable average cost of -^^ of a penny for each, of which
■f^^ was cost of transit and -j^'g- cost of receipt, delivery,'
<fcc. Taking into account, however, tho much greater
weight of newspapers and franked letters as compared
with chargeable letters, the apparent average cost of transit
became, by this estimate, but about t^, or less than -j^'
of a penny.
A detailed estimate of tho cost of conveying a letter,
from London to Edinburgh, founded upon tho average
weight of the Edinburgh mail, gave a still lower projior-
tion, since it reduced the apparent cost of transit, on the
average, to tho thirty-sixth part of one penny. Hill in-
° Lords' Journals, xxii. 183-180 ; Howell's State Trials, xvi. 540 sq.
" Parliamentary Histonj, ix. 842 sq.
568
POST-OFFICE
[msTon-s.
fe»red that, if the charge for postage were to be made
proportionate to the whole expense incurred in the receipt,
transit, and delivery of the letter, and in the collection of
its postage, it must he made vnijonnly the same from
every post-town to every other post-town in the United
Kingdom, unless it could be shown how we are to collect
so small a sura as the thirty-sixth part of a penny. And,
inasmuch as it would take a ninefold weight to make the
expense of transit amount to one farthing, he further in-
ferred that, taxation apart, the charge ought to be pre-
cisely the same for every packet of moderate weight, with-
out reference to the number of its enclosures..
At this period the rate of postage actually imposed (be-
yond the limits of the London district oflfice) varied from
4d. to Is. 8d. for a single letter, which was interpreted to
mean a single piece of paper not exceeding an ounce in
weight ; a second piece o'f paper or any other enclosure,
however small, constituted the packet a double letter. A
single sheet of paper, if it at all exceeded an ounce in
weight, was charged with fourfold postage. The average
charge on inland general post letters was nearly 9d. for
each. Apart from the necessary commercial evils of an
excessive taxation, the effects upon the postal service itself
were injurious, — on the one hand, a complicated system of
accounts, involving both great waste of time and great
temptation to fraud in their settlement, and, on the other,
a constant invitation to the violation of the sacredness of
correspondence, by making it part of daily official work to
expose letters to a strong light expressly to ascertain their
contents. These mischiefs it was proposed to remove by
enacting that the charge for primary distribution, — that
is to say, the postage on all letters received in a post-town,
and delivered in the same or in any other post-town in the
British Isles, — should be at the uniform rate of one penny
for each half-ounce, — all letters and other papers, whether
eingle or multiple, forming one packet, and not weighing
more than half an ounce, being charged one penny, and
heavier packets, to any convenient limit, being charged an
additional penny for each additional half-ounce. And it
TPas further proposed that stamped covers should be sold
to- the public at such a price as to include the postage,
which would thus be collected in advance.^ By the public
generally, and pre-eminently by the trading public, the
planv.'as received ■\\ith great favour. By the functionaries
of the post-ofBce it was at once denounced as ruinous and
ridiculed as visional/. Lord Lichfield, then postmaster-
general, said in the House of Lords that, if the anticipated
'increase of letters should be realized, the mails would have
to carry twelve times as much in weight, and therefore
the charge for transmission, instead of being £100,000
as then, must increase to twelve times that amount. The
■walls of tiie post-office would burst ; the whole area in
which the building stood would not be large enough to
receive the clerks and the letters.^ The latter part of this
prediction indeed has been abundantly verified, but not
'.within the period or under the circumstances then referred
ito. In the course of the foUowing year (1838) petitions
were poured into the House of Commons. A select com-
mittee was appointed, which reported as follows : — •
"The principal points which appear to your committed' to have
been established in evidence are the following: — (1) the exceed-
ingly slow advance and occasionally retrograde movement of the
post-office revenue during the . . . last twenty years; (2) the fact of
the charge of postage exceeding the cost in a manifold proportion ;
(3) the fact of post)^ge being evaded most extensively by all classes
of society, and of corresjjondeoce being suppressed, more especially
among the middle and working classes of the people, and this in
conseqiience, as all the witnesses, including many of the post-office
' Post-Office Re-form, 27 sq.
* Mirror of Parliament, debate of 18th December 1837. But Lord
Idcbfield was an excellent public servant, and many reforms were
saade by him
authorities, think, of the excessively high scale of taxation ; ( '.)
the fact of very injurious effects resulting from this state of thiijgi
to the commerce and industry of the country, and to the social
habits and moral condition of the people ; 5) the fact, as far as
conclusions can be drawn from very imperfect data, that when'.ver
on former occasions large reductions in the rates have been niaJe,<
these reductions have been followed in short periods of time by an
extension of correspondence proportionate to the contraction df the
rates ; (6) and, as matters of inference from fact and of opinion— '
(i. ) that the only remedies for the evils above stated are a reduc-
tion of the rates, and the establishment of additional deliveries,
and more frequent despatches of letters ; (ii.) that owing to tlie
rapid extension of railroads there is an urgent and daily-increas-
ing necessity for making such changes ; (iii.) that any moderate
reduction in the rates would occasion loss to the revenue, without
in any material degree diminishing the present amount of letters
irregularly conveyed, or giving rise to the growth of new corre-'
spondence ; (iv.) that the principle of a low uniform rate i^ just in
itself, and, when combined with prepayment and collection by means
of a stamp, would be exceedingly convenient and h'ghly satisfactory
to the public."
During the session of parliament which foUowed the
presentation of this report about 2000 petitions in favour
of uniform penny postage were presented to both Houses,
and at length the chancellor of the exchequer brought
in a Bill to enable the treasury to carry that reform into
effect. The measure was carried in the House of Common?
by a majority of 100, and became law on 17th August
1839. A new but only temporary office under the treasury s&xw
was created to enable Kowland Hill to superintend (al- °' ■■*
though, as it proved, under very inadequate arrangements)
the working out of his plan. The first step taken was to
reduce, on 5th December 1839, the London district postage
to Id. and the general inland postage to 4d. the half-ounce
(existing lower rates being continued). On 10th January
1840 the uniform penny rate came into operation through-
out the United Kingdom, — the scale of weight advancing
from Id. for each of the first two half -ounces, by gradations
of 2d. for each additional ounce, or fraction of an ounce, I
up to 16 ounces. The postage was to be prepaid, and if not
to be charged at double rates. Parliamentary franking was
abolished. Postage stamps (see below, p. 585 sq.) were intro-
duced in May following. The facihties of despatch were soon
afterwards increased by the establishment of day mails.
But on the important point of simplification in the
internal economy of the post-office, with the object of
reducing its cost without diminishing its working power,
very little was done. Ih carrying out the new measures
the officers were, as the chancellor of the exchequer
(Baring) expressed it on one occasion, "unwilling horses."
Nor need a word more be said in proof of the assertion
than is contained in a naive passage of Colonel Maberly's
evidence before the postal committee of 1843. "My
constant language to the heads of the departments was, — \
' This plan, we know, will faU. It is your duty to take care
that no obstruction is placed in the way of it by the heads
of the department, and by the post-office. The allegation,
I have not the least doubt, ■will be made at a subsequent
period, that this plan has failed in consequence of the un-
willingness of the Government to carry it into fair execu-
tion. It is our duty, as servants of the Government, to take
care that no blame eventually shall fall on the Government
through any un^nriUingness of ours to carry it into proper
effect.' " And again : "After the first u<ee}:, it was evi-
dent, from the number of letters being so much below Mr
Hill's anticipations, that it must faU, inasmuch as it wholly,
rested upon the number of letters ; for without that you
could not possibly collect the revenue Anticipated."
The plan, then, had to work in the face of rooted mis-
trust on the part of the workers. Its author was (for a
. term of t-svo years, afterwards prolonged to three) the officer,
not of the post-ofiice, but of the treasury. He could only
recommend measures the most indispensable through the
chancellor of the exchequer ; and, when Goulburn succeeded
1842-1885.]
POST-OFFICE
569
Baring, the chancellor was very much of Colonel Jfaberly's
way of thinking. It happened, too, that the scheme had to
be tried and carried through at a period of severe commercial
depression." Nevertheless, the results actually attained in
the first two years were briefly these : — (1) the chargeable
tetters delivered in the United Kingdom, exclusive of that
part of the Government correspondence which theretofore
passed free, had already increased from tlio rate of about
r5,000,000 a year to that of 196,500,000 ; (2) the London
district post letters had increased from about 13,000,000 to
23,000,000, or nearly ir^ the ratio of the reduction of the
fates; (3) the illicit conveyance of letters was substan-
tially suppressed ; (4) the gross revenue, exclusive of re-
payments, yielded about a million and a half per annum,
which was about 63 per cent, of the amount of the gross
revenue in 1839. These results at so early a stage, and
in the face of so many obstructions, amply vindicated the
policy of the new system. But by its enemies that system
was loudly declared to be a failure, until the progressive
and striking evidence of year after year silenced opposition
by an exhaustive process.
Seven years later (1849) the 196,500,000 letters de-
livered throughout the United Kingdom in 1842 had
increased to nearly 329,000,000. In addition, the follow-
ing administrative improvements had been effected: — (1)
the time for posting letters at the London receiving-houses
extended ; (2) the limitation of weight abolished ; (3) an
additional daily despatch to London from the neighbouring
(as yet independent) villages ; (4) the postal arrangements
of 120 of the largest cities and great towns revised; (5)
unlimited writing on inland newspapers authorized on
payment of an additional penny; (6) a summary process
established for recovery of postage from the senders of
unpaid letters when refused ; (7) a book-posf established ;
(8) registration reduced from one shilling to sixpence ; (9)
a third mail daily put on the railway (without additional
charge) from the towns of the north-western district to
(London, and day-mails extended within a radius of 20 miles
'round the metropolis ; (10) a service of parliamentary re-
turns, for private Bills, provided for ; (11) measures taken,
against many obstacles, for the complete consolidation of
the two heretofore distinct corps of letter-carriers, — an
improvement (on the whole) of detail, which led io other
improvements thereafter. ^
Improvements, more conspicuous still, in the money-order
branch of the postal service will be noticed in a subsequent
section of this article (page 572).
Later History (1842-1885).
When Sir R. Hill initiated his great reform the post-
inastership-general was in the hands of the earl of Lich-
field, the thirty-first in succession to that office after Sir
Brian Tuke. It was under Lord Lichfield that the legis-
ktion of 1839 was carried out in 1840 and in 1841. In
September of the last-named year Lord Lichfield was
^succeeded by Viscount Lowther.
In the summer of 18-14 public attention was aroused in a re-
markable manner to a branch of post-oflico administration which
hitherto had been kept almost wholly out of sight. The state-
ment that the letters of Mazziui, then a political refugee, who had
.long been resident in England, had been systematically opened,
'and their contents communicated to foreign Govornments, oy Sir
James Graham, secretary of state for the home department, aroused
much indignation. The arrest of the brothers Baudicra,' largely
_ ' Hill, nistori/ of Penny Postage (1880), Appendix A {Lifo, ke.,
ii. 433). Part of the strenuousncss of the opposition to tliis measure
arose, it must bo owned, from tho "high-handedness" which in Sir
R. Hill's character somewhat maired very noble faculties. The chanRC
worked much harm to some humble but hardworking and meritorious
functionaries.
' nicordi dei fraietli Bandiera e dei loro comjiagni di martirio in
CoMnm (Paris, 1844), p. 47.
Letters returned 1
Address copied 1
Forged frank 1
Uncertain 89
Total 372
in cbnsequence of information derived from their coiTespondence
with Mazzini, and their subsequent execution at Cosenza made a
tliorough investigation into the circumstances a public necessity.
The consequent parliamentary inquiry of August 1844, after retrac-
ing the earlier events connected with the exercise of the discretional
power of inspection which parliament had vested in the secretariea
of state in 1710, elicited the fact that in 1806 Lord Spencer, than
secretary for the home department, introduced for the first time the
practice of recording in an official book all warrants issued for the
detention and opening of letters, and also tho additional fact that
from the year 1822 onwards the warrants themselves had been pre-
served. The whole number of such warrants issued from 1806 to
the middle of 1844 inclusive was stated to be 323, of which na
less than 53 had been issued in the years 1841-44 inclusive, a
number exceeding that of any previous period of like extent. It
further appeared that the whole recorded number of warrants from
tlie beginning of the century was 372, which the committee classified
under the following heads : —
Subject-ilatlers in relation to which Warrants were issued for the
Opening of Letters, 1799-1844.
Bank of England 13
Bankruptcy 2
JIurder, theft, fraud, tc 144
Treason, sedition, &c 77
Prisoners of war 13
Revenue 5
Foreign correspondence 20
The committee of 1844 proceeded to report that "the warrants
issued during the present century may be divided.into two classes, —
1st, those issued in furtherance of criminal justice, ... 2d, those
issued for the purpose of discovering tho designs of persons known
or suspected to be engaged in proceedings dangerous to the State, or
(as in Mazzini's case) deeply involHnq British interests, and carried
on in the United Kingdom, or in British possessions beyond the
seas. . . . Warrants of the second description originate with the
home office. The principal secretary of state, of his owu discretion,
determines when to issue them, and gives instructions accordingly
to the under - secretary, whoso office is then purely ministerial.
The mode of preparing them, and keeping record of them in a
private book, is the same as in the case of criminal warrants.'
There is no record kept of the groioids on which they are isstced,
except so far as correspondence preserved at the home office may
lead to infer them.' . . . The letters which have been detained
and opened are, unless retained by special order, as sometimes
happens in criminal cases, closed and resealcd, without affixing
any mark to indicate that they have been so detained and opened,
and are forwarded by post according to their respective super-
scriptions."*
Almost forty years later a like question was again raised in the
House of Commons (March 1882) by some Irish members, in
relation to an alleged examination of correspondence at Dublin
for political reasons. Sir William Harcourt on that occasion spoke
thus: " This power is with the secretary of state in England. . . .
In Ireland it belongs to tho Irish Government. ... It is a power
which is given for purposes of state, and the very essence of the
power is that no account [of its exercise] can be rendered. To
render an account would be to defeat the very object for which the
power was granted. If the minister is not fit to exercise the power
so entrusted, upon the responsibility cast upSu him, ho is not fit
to occupy the post of secretary of state."' The House of Common*
accepted this explanation ; and in view of many recent and grave
incidents, both in Ireland and in America, it would be hard to
justify any other conclusion.
The increase i.n the number of postal deliveries and in
that of the receiving-houses and branch-offices, together
with the numerous improvements introduced into the
working economy of tho post-office, when Rowland Hill at
length obtained the means of fully carrying out his reforms
by his appointment as secretary, speedily gave a more
vigorous impulse to the progress of the nett revenue than
had theretofore obtained. During the seven years 1845-51
inclusive the average was but £8 10,951. During the seven
years 1852-57 inclusive tho average was £1,160,448, — the
average of the gross income during tho same sc])tcnniali
period having been £2,081,835. The following tabic (V.)
shows the details (omitting fractions of a 2>ound) for the
entire period from 1 8.'fH, the last complete vcar of the old
rates of postage, to 1857 inclusive: —
' Report from the Secret Committee on the Post-Office (1844), p.lll
* /'."/, pp. 1417.
=■ Uausard, Debates, vol. cclxvii. coli 294-296 (session of 1882);
670
P 0 S T - Q F F I 0 bJ
[1842-1885.
Number of Lcliers ; Gross and Nctt Income, 1838-1857.
Estimated
Cost of
Manage-
V ment.
Postage
teaf enc''^
No. of
Chargeable
. Letters.
Gross T
Income.
Nett
RevenHe.
charged
on Govern-
ment.
■■»■■
• £ !
£
£
£
'an. 5
1838
2,330,737
687,313
1,652,424
38,523 ■
1839
2,346,278
686,768
1,659,500
45,156
**
1840
75,908,000
2,390,763
756,999
1,633,764
44,277
1841
163,768,341
1,359,466
858,677
600,789
90,761
1842
196,500,191
1,499,418
938,168
561,249
113,255
1843
208,434,451
1,578,145
977,604
600,641
122,161
1844
220,450,306
1,620,867
980,650
640,217
116,503
184S
242,091,684
1,705,067
985,110
109,232
1846
271,410,789
1,887,576
1,125,594
761,982
101,190
1847
299,586,762
1,963,857
1,133,745
826,112
100,354
1848
322,146,243
2,181,018
1,196,520
984,496
121,290
1849
328,830,184
2,143,679
1,403,250
115,902
1S50
337,399,199
2,165,349
1,324,662
840,787
106,923
1851
347,069,071
2,264,684
1,400,785
803.898
109,523
1862
360,647,187
2,422,168
1,304,163
1,118,004
167,129
1853
379,501,499
2,434,326
1,343,907
1,090,419
124,977
' 1854
410,817,489
2,674,407.
1,400,679
1,173,727
134,112
Dec. 3:
,1854
443,619,301
2,701,862
1,506,556
1,195,306
185.236
1855
456,216,176
2,716,420
1,651,364
1,065,056
173.560
1
1856
478,393,803
2,867,954
1,660,229
1,207,725
154,229
IT
1857
604,421,000'
3,035,713
1,7-20,815
1,314,898
135,517
Briefly, within a period of eighteen years under the penny rate the
number of letters became more than sixfold what it was under the
exorbitant rates of 1838. When the change was first made the
increase of letters was in the ratio of 122-25 -per cent during the
year. The second year showed ■ an increase on the first of about
16 per cent. During the next fifteen years the average increase
was at the rate of about 6 per cent, per .annum. .Although this
enormous increase of business, coupled with the increasing pre-
ponderance of railway mail -conveyance (invaluable, • but costly),
carried up the post-office exlJenditure from £757,000 to £1,720,800,
j-et the nett revenue of 1857 was within £320,000 of the nett re-
yenue of 1839. During the year 1857 the number of newspapers
delivered in the United Kingdom was about 71,000,000, and that
of book -packets (the cheap carriage of which is one of the most
serviceable and praiseworthy of modern postal improvements) about
5,000,000. ' '
•rowth ■ During the succeeding quarter of a century, 1858-84, the achieve-
«nd meats of the period 1835-57 have been eminently surpassed. The
•^PS6S postmasters -general of the new epoch have been assisted and
i6)" seconded by a series of public servants, not a few of whom added
to the conspicuous energies of Sir R. HUl more of those not less
feBtimable qualities — suavity of manner, tact in dealing with large
fcbdies of inferiors, reverence for the good doings of past tiipes—
than had fallen to his lot. SaUent amongst such stand the »ames
of Sir John TiUey, Mr Frank Ives Scudamore, and Mr Stevenson
iBlackwood. Among the postmasters -general the Earl of Elgin
<1859), Lord Stanley of Alderley (1860), Lord Hartington (Deeem-
■«er 1868), Lord John Manners (February 1874), and the forty-fourth
oostmaater-general Henry Fawcett i (April 1880 to November 1884}
tiold eminent place.
This period includes — (1) the establisnment of postal sa-vingS
^inks (1861), in which Mr Gladstone, as chancellor of the ex-
1 The Right Hon. Henry Fawcett (1833-1834), under whose cxcep-
6onally vigorous, able, and statesmanlike admuusrtTatiou maby improve-
ment'^ of the postal system were introduced, was born at Salisbury in
1831. » He was educated at King's College, London, and Trinity Hall,
Cambridge, and after graduating in 1856 as seventh wrangler began his
Studies for the English bar. A weakness in the eyes had occasionally
Bterrupted his studies before the great calamity which befell him while
)ut shooting in September 1858, when a g\in accident totally deprived
4m of sight. The exceptional interest of his career lies in its com-
alete fulfilment of his resolution that be would not allow the calamity
'to interfere with his discharge of duty or the enjoyment of life."
Sven as regards physical exercise his resolution was practically ful-
llled, for he continued to engage! in riding, fishing, skating, swimming,
»nd rowing -with as keen enjoyment as before. As regards the chief
Interests of his life the result of the accident was probably beneficial
rather than otherwise. Eeturning to Cambridge, he devoted himself
to the systematic study of political economy, and in 1363 he was chosen
OTofessor of th.it subject. In 1867 he- was married to Millicent,
daughter of Mr Newson Garrett of Aldeburgh, Suffolk, who assisted
nrm in the'preparation of several of his works on poUtical economy,
ind also vn-ote independently on the same subject. The best known
M Mr Fawcett's treatises is his Manual of Political Econoviy (1363).
\d. this science he followed substantially the old lines, but a certain
freshness attaches to his views from his deep practical interest in the
welfare of the working-classes. -After several attempts to enter parlia-
ment, he was m 1365 chosen 'or Brighton, -rfhich he represented tfll
1874. Shortly after losing his seat for that borough he was returned
[or Hackney. On the accession of Mr Gladstone to ofBce in 1 880 he
iras made postmaster-geceral, and a member of the pri-vy council. He
jUed from plpurisy,' after a few days' illness, 7th November i834
chequer, had a very large share, and (2) the transfer to the stat»
of the telegraphic service (1870). The origin and growth of each
of these pregnant improvements is narrated in a separate section
of this article. Scarcely less important than these are (3) the
introduction of postal cards (October 1870) and (4) the establish-
ment (August 1883) of a parcel pest. The last-named measura
will probably, in its results, prove to be a public boon of almost
unexampled magnitude. At its outset it checks railway abuses,
both of overcharge and of excessive delays, which had grown to be
enormous evils. Jlinor but most valuable anieliorations of the
postal service begin with the abolition of the half-ounce limit (1877),'
and include the provision of new and excellent post-office biiildillgsj
great improvement of the system of registration, extensive acceli
orations of mails in various parts of the empire, increased postal
deliveries, and, not least in importance,, a most just amelioratiou
(greatly needed) of the position of sub- postmasters, of clerks, of
sorters, and of letter-carriers. Certain minor improvements cannot'
be more briefly or better epitomized than in the words of a writer
in the Standard newspaper of 10th January 1879. •
~j " The half-ounce weights chanced to be just above tie weight of
a letter written on full-sized post paper, and, when that was the
maximum weight allowed, the margin was so fine that a little
thicker paper than usual, or slightly larger envelope, sufficed td
turn the scale, and all but strictly business correspondents wers
conl:inually landing those whom they favoured with their cort-i
munications in the annoyance of a surcharge for deficient prepay-
ment of postage. By the extension to an ounce all that worry and
annoyance has been swept awiy, and no inconsiderable benefit, has
been conferred besides on people whose missives are of necessity
somewhat more ponderous than ordinary. Quite recently the post-
office, has inti-oduced another great improvement, which the public,
not having yet had time to appreciate, do not utilize to the extent
it deserves, — that is, the system of ensuring, which is iittle less than
absolute security for money and articles of value sent through the
post by means of registration. The fee for a registered letter,
which was at one time as much as half a crown, and has within
easy recollection been as high as a shUling, was reduced early in
1878 from 4d. to 2i, with the result that something like 6,500,009
of registered latters were sent in 1378, as compared is-ith 4,316,000
in the previous year, and -nith 1,300,000 twenty years ago. This
number would be largely increased if all the official registerect
packets were included. -Not only has the fee been reduced to what
may be considered the lowest possible point, but letters are registered
by rural postmen on their rounds, and registration envelopes have
been issued by the department to facilitate registration by ths
public. The envelopes have been devised with care, and seem well
suited for the purpose, being strong as well as cheap. They ar9
sold at prices varying from 2Jd. to 3d. each (which includes the
registration fee), and are in five useful sizes, from small note siza
to a large cover suitable for bankers and merchants. But the re-
duction in the charge and the sale of envelopes are not the only
improvements which have been made in the registration system,
for the post-office now undertakes to make good, up to £2, the
value of any registered letter which it loses, simply stipulating, in
the case of money, that one of its own envelopes shall be used. It
is on every account most desirable that money and articles of value
should not be loosely camnntted to the post, and .with the facilitie*
for transmitting letters securely which are now ofl'eted, people who
choose to run the risk of loss deserve very little sympathy if the
chance goes against them. As regards international comraunica.
tion it is enough to merely mention the beneficent results of the
postal union, under which the postage to most places on the Conti-
nent and abroad has been reduced to the uniform rate of 2Jd. for »
letter not exceeding h^ilf an ounce in weight ; while to a second
category of more distant places under foreign dominion the charg»
for the letter of half an ounce is 6d."
Table VI. gives the estimate of the number of letters (only)
which passed in both directions between the United Kingdom an<l
foreign countries and colonies in 1864.
France ....6,771,009
Canada, British North
America, and United
States 4,805,000
Frussia, Hamburg, and
Bremen 4,403,000
Eastlndies, China, &c. ..3.632,000
Australia 2,915,000 Total 27,281,0001
There were also about 21,500,000 hooks, papers, and patterns.
Meanwhile the estimated number of chargeable letters deliveref'
■within the United Kingdom during the year had grown from
504,421,000, at which it stood in 1857, to upwards of 700,000,000
in 1867, and to 1,057,732,000 in 1377. In the year 1884 the
number was reported- as 1,32-2,036,900 (exclusive of 153,586,100
post-cards). The growth of other departments of the postal service
IS fully in proportion to that of the letters of iiiland delivery, as
may be seen by the following tables (VII., VIII., IX.).
■ Thirtieth Report of the Postmaster-General, 1834, p. 1 ; cp. Statis-
tical Abstract of United Kingdom (1884), p. 157.
West Indies, Pacific, and
Brazils 1,727,000
Belgium 824,000
Italy 827,000
Spain 617,000
Holland. 600,000
STATISTICS.]
Tear ending 31st December
until 1870, and thercaflci-
the Financial Year ending
3Ut March.
POST-OFFICE
Table 711.— Uriited Khiffdonu Estimated Inland Delivery of Lellcra, 1839-1S84.'
571
68,
EstimatedNo.ofLetters,1839
■„ Franks,1839
„^ _. .Letters,18-(0
Average of 5 years, lSll-45 IS
■„ ' 1846-50 180
„ 1861-55 2J3,
1, 1850-60 302,
,„' 1801-05 373,
. „ 1866-70 i:
Tearl'sn 501,
1875 ....680,
1879-80 640,
1880.81 '050,
1881-82 085,
1882-83 713,
1883-84 736,!
Delivered in England and Wales.
Countr}'
Offices.
i,i- , In London' ^i-
, S, 5 , District, I ^ G.
j ^ 5 ■ including ^ -
: g = I Local
I " ° I Letters.
000,000
,000,000
,000,000
,000,000
,000,000
,000,000
,000,000
,000,000
081,400
,033,000
952,700
169,000
1,100
,962,700
lo'-V ,
6-5 V
6-5
4-2
6-7
4-2
0-5
4-8
2-2
1-7
5-3
41
3-3
000,000
,000,000
,000,000
9'0
5-6
97,000,000 6-0
000,000
000,000
000,000
,000,000
71,000
077,990
419,300
147,100
558,100
29,500
6-5
5-7
3'2
7 0
6-5
4-8
60
6-6
3-5
2-9
Total in
England '
and
Wales.
60,000,000
6,172,000
132,000.000
179,000,000
259,000,000
330,000,000
427,000,000
634,000,000
604,000,000
721,000,000
846,852,400
960,111,800
981,372,000
1,037,316,700
1,077,647,200
1,112,192,200
£ =
120-0
10-2
5-2
6 0
4-6
6-7
4-0
2-5
5-3
3-0
3-3
5
3-9
S-2
SK
^
S
11
15
IS
22
29
31
32
35
38
38
40
41
41
Total
in
Scotland.
;,09o,ooo
336,000
,000,000
,000,000
,000,000
,000,000
,000,000
,000,000
,000,000
,000,000
,976,400
,948,300
,995,200
,799,'JOO
,509,800
,204,800
12
is,
P
Total
in
Ireland.'
u
III
143-5
9-2 9
♦-2' 12
6-21 14
3-2 16
0-5 20
4-7 24
1-2
0-9
8,000,
1,055.
18,000
24,000,
34,000,
39,000
45,000
53i<)00
60,000,
66,000,
70,663,
75,937,
78,799,
82,238,
86,479,
87,689,
000
000
1,000
i,000
',000
,000
',000
,000
,000
000
300
,400
,700
,200
200
900
119-2
9
6-0
3-6
3-0
S-2
3-2
3-0
0-8
S-8
4-4
6-2
1-4
2
Total in '
UniteiJ
Kingdom.
76,000,
6,563,
169,000,
227,000,
327,000,
410,000,
623,000,
648,000,
800,000,
807,000,
1,008,392,
1,127,997,
1,165,106,
1,229,354,
1,280,036,
1,322.086.'
000
,000
,000
1,000
,000
000
ooo
000
,000
000
100
500
900
800
200
,900
S.S
22-2
10-0
6-0
6-7
4-3
6-5
4-0
2-3
4-6
2-8
3-3
6-5
4-2
3-2
as
The statistics of post -cards,
delivered in the United Kingdom
;i884 stand thus (Table VIII.) :—
book -packets, and
in dillerent years fr
newspapers
om 1872 to
Estimated Number of Post-Cards. 3 J
England & Wales.
Scotland. »
SS Ireland. M-
United Kingdom.
II
t- B
Tear.
as
as
&§
Number;
Number.
Number.
Number.
it
1872
64,000,000
8,000,000
4,000.000
76,000,000
1875
73,369,100
11 -e
9,206,30C
6-7
4,540,900 6-5
87,116,300
10-7
1878-79
94,471,800
9-8
11,599,00C
.4-8
5,375,200 6-0
111,446,700
9-0
1381-82
114,251,500
10-4
14,051,40C
9-3
6,426,100 6-9
135,329,000
10-1
1882-83
121,243,300
6-1
15,541 ,80C
6-1
7,230,900, 12-5
144,016,000
6-4
1888-e4ll28,554,80(<
6-0
17,406,400
9-3 1 7,624,0001 5-4
153,586,100
6-6
Estimate* Number of Book-Packets and Circulars. 1
isr? ?
90,000,000
15-2
13,000,000
„
11,000,000
114,000,000
..-
1875
133,304,90C
15,723,700
,,
9,548,006
168,666,600
11-7
ls;'8-79
164,789,400
4-5
21,320,100
10,907,000
6-7
197,076,600
41
1881-82
228,9»9,40C
12-3
27,875,000
15-0
14,104,300
16-9
271,038,700
12-8
1882-83
244,713,800
6-9
28,896,000
3-7
14,690,600
3-1
288,206,400
6-3
1888-84
249,347,000
1-9
31,353,700
7-8
13,892,900
4-9
294,594,500 2-2 |
''
"
- -_ —
C ■
--.i l(dec)l- ' -|
Estimated Number of Newspapers. |
1872 87,000,000
.. 112,000,000
~.
10.000,000
..- 109,000,000
..^
1876 93,345,600
2-3
•3,81-9,100
4-5
13,884,700
10-2
121,049,400
3-4
1878-79 100,424,300
2-2
14.477,500
15,993,500
3-6
130,895,300
1-8
1881-82108,051,700
6-7
15,477,300
2-4
16,660,100
4-7
140,789,100
6-2
1M2.83'108,613,500
15,784,000
2-0
16,204,500
fi
140,602,600
1883-84 109,945,100
l-'2
16,729,600 6-6
16,027,600
142,702,300
1-6
Table IX. (compare with Table VI.) gives the estimated number
jbf letters, &c., which passed between the United Kingdom aud
toun tries abroad during the year ending 31st March 1884.^
African Colonics (Brit.)
ArRontine Republic
Australia and New
Zealand
AuKtria-Ilpogary
Belgium
Bra/il
Canada
Denni.ark
Enypt
France and Algeria ....
Oermany
Orcoco
Uollond ;."."
India and Ceylon
Itoly
Norway
''"rtiigal .'.'.'.'.'.
Hii-nia
Sjiaiii
Swclrn '.'.'.'.'.'.'.'.'.
Switzerland
Turkey ■ ■■■
''"Itcl Stntra!!.'.'.""."
" est Indies fBritlah) . .
Received from
Countries abroad.
Letters
and
post-
cards.
1,049,000
96,200
1,801,600
679,400
1,620,000
177,300
l,.505,0OO
443,400
452,400
7,665,700
6,880,800
123,600
1,600,400
2,248,000
1,821,600
362,200
399,800
624 200
840,1100
877,800
892,900
887,300
7,679,800
260.600
Book
Packets
and
News-
papers.
885,000
66,300
1,949,600
2S1,700
6C2.70O
60,100
1,120,800
197,000
184,700
7,127.700
2,903, 600
64,900
429,:i00
806,000
643,700
62,000
83,800
261,600
467,400
06,300
384,100
89,100
7,861,400
109.200
Despatched to
Countries abroad.
Letters
and
post-
cards.
1,645,600
108,700
2,229,000
095,400
1,784,400
206,100
1,802,200
. 463,900
084,500
8,217,200
7,129,000
123,900
1,605,100
2,0,'.2,"00
2,738,600
467,800
351,900
718,000
909.500
400,700
986,.')00
392,000
9,0S8,900
55,700
Book
Packets
and
News-
papers.
2,832,600
182,000
4,431,300
605,700
747,300
843,200
2,139,200
179,400
665,200
4,579,400
3, 14.3, .'.00
135,000
009,200
4,065,200
1,666,700
169,800
337,000
477,800
858,400
230,300
617,'JOO
461,800
8,389,800
607,800
Total."
0,412,200,
602,200 I
10,411,300 I
2,062,500
4,814.400
837,000 '
6,627,200
1,273 iOO
1,880,800
27,500,000
20,110,900
437,.|00
4,133,000
9,771,900
0,sr.9,400
1,041.800
1,1 72, ,^00
2,07.'i,600
3,081,700
1,17.3,100
2,879,700
1,280,800
.32.909,900
1,328,200
« TliMitlh Ptpnrt oflh' Poalmastrr-ri-nrrvl 1R14, p. 14
" Ibid., p. IS. S Ibid., pp. IB. 17
Meanwhile the position of many efficient workers in the postaj
service, who had helped to bring about these satisfactory results,
stood gi-eatly in need of improvement. The humbler class ol
clerks, most of the sorters, and the entire body of metropolitan
letter-carriers were prominent in expressing discontent, and they
were able to show good grounds for it. The telegraphists soon
follo^^-ed -nith like representations, though their hardships wera
assuredly less. The result has been a large measure of amelioration
in pay and in position, effected in part by Lord John Manners, and
more especially by Mr Fawcett, who in 1883 estimated that these
improvements would involve an annual cost of about £63,000.
The systematic employment of women in Her Majesty's postal
and telegraph service was for a long time an experiment and a
problem. It may now be said, most accurately, that, on the whole,'
the experiment is grandly successful, and the problem fully solved,
In telegraphic labour female counter-clerks and telegraphists wen
actively employed before the transfer to the state. The postmaster-
general of 1870 (Lord Hartington) did but accept what he found
established Under the new regulation, he employed vomen as tele-
graphists for eight hours daily, at scales of pay which varied from
eight shillings a week to thirty, according to age, intelligence, and
practical experience of the work. At first the women were put into
separate galleries, afterwards into the same galleries with men and
boys ; and the change was found to work advantageously for alL
As regards the postal service proper, the general introduction there-
into of female labour was elfected, under the rule of Lord John
JIanners, by Sir John TUlcv. The situations w-cre eagerly sought
for. At the close of 1880 there were in the three capital cities of
London, Edinburgh, and Dublin alone very nearly a thousand
female telegraphists; and throughout the kingdom a number not
much inferior of women of various grades, employed in minor
postal services, over and above the number of those whoso employ.
ment is but an incident of their family position, as the irives and
daughters of sub-postmasters and the like. The best and the most
entirely successful experiment of all was that of 1875, which offered
postal clerkships expressly to " gentlewomen," and conspicuously to
the daughters of officers of the army and navy and of officials in the
civil service, admissible only between seventeen and tn-entv years
of age after six months' satisfactory probation, and organized in
1876 into two classes, each under a lady superior, who holds tha
position of a staff-officer. All promotions arc made acconling to
merit. Those of class I. have i'80 to £100, and the "principal
female clerks £100 to £160 a year; class IL £40 to £70. The
same work which formerly occupied male clerks at £80 to £240 is
now equally well done by female clerks at £40 to £75, and ao is
proportion with the other classes." *
Subjoined are (l)the latest financi.il .statement of postal crpoidU
turc for the year 1883-84, and (2) some compaiiBons of tho net*
revenue of tho post-offico at various periods.
United K'ingdom.^^-Fxpeiiditiirc for yfar ending Ist March 1884.
Posf-olTlcc services, postal savings Iwuiks, nnnultlcn branch, Aq. £4,.'.0r,/.00
Wnll-packot service - 721,100
Telegraph service „....». 1.707.000
Grand total £6.035,600
jn 1643 ^ho nett revenue was about £5000 a year. In 1663 it
was farmed to John Mnnley for £10,000 a year, and ton years'
afterwards to Daniel /I'Neill for £21,500. In" 1677 tho farm' rent
wna raised to £43,000. In 1685 the nclt revenue h.id grown to
£65,000. in 1707 to £111,426, in 1790 to £3.tl,180, in 1800 to
£720,982. In 1808 the nett revenue (for Great Britain) \ru
£1,100,606, in 1820-21 £^,495,946, in 1839 £1,659,510, in 1S49
I * Ouarlerlu Itcultw, 1881, vol. cll. p. 187— an arlicle bv Lady Joh.n Mann«-»
572
P O S T-0 F F I C E
[money order.?.
£740,429, in 1859 £1,349,676, in 1869 £2,198,220," in 1881
£2,597,768, in 1882 (inclusive of telegraphs) £3,100,475, in 1883
£3,061.748, and in 18S4 £2,^97,427."
Money-Order Department.
The money-order branch of the post^ofiBce was for forty
years the private enterprise of three post-office clerks
known as " Stow and Company." It was commenced in
1'792, with the special object of facilitating the safe con-
veyance of small sums to soldiers and sailors, but was soon
extended to all classes of small remitters. The postmaster-
general sanctioned the scheme without interposing in the
management. Each of the three partners advanced £1000
to carry it on ; and each of them seems, during the greater
portion of the period, to have derived about £200 a year
in profit. In 1830 the amount of remittances from
London was only about £10,000. The percentage was
eightpence in the pound, out of which threepence were
allotted to each of the postmasters receiving and paying,
the remaining twopence forming the profit of the partners.
On 6th December J838 the office was converted into an
official department under the postmaster-general, — the then
partners receiving due compensation. The commission
was reduced to a fixed charge of Is. 6d. for sums exceed-
ing £2 and tinder £5, and of 6d. for all sums not exceed-
ing £2. In 1840 these rates were reduced to 6d. and 3d.
respectively. The number and aggregate amount of the
orders issued (inland, colonial, and foreign) in different
periods from the reorganization (1839) until 1884 are as
follows (Table X.) :—
Year3.
Kumber.
Amount. 1
1839
188,921
2,806,803
£313,124
5,695,395
8,152,643
10,462,411
16,624,503
19,847,258
27,638,255
7,194,943
27,303,093
26,371,020
26,003,582
25,393,574
27,597,883
27,629,879
1844
1849
18'S4
4,248,891
5,466,244
8,055,227
9,720,030
16,819,874
1861-65 faveraf^el
1866-70
1875
1876' (first three months
only)
1878-79
4.436.858
17,740,622
17,307,573
16,935,005
15,383,033
15,090,858
14,663,635
1879-80
1880-81
1881-82*
1882-83
1833-84
' From 1871 to the end of 1877, the rates having been reduced to
Id. for sums under lOs., and 2d. for sums of 10s. and under 20s.,
increasing by a graduated scale of Id. for each additional £1 or
fraction thereof, inland orders failed to be remunerative ; and it
was only by reckoning as profit the amount of unclaimed and
forfeited orders that the cost to the office of inland orders could
be covered. But, as the loss was only on orders for very small
Bums, Mr Chetwynd proposed to meet it by issuing postal notes
payable at any post-ofhce without previous notice. When the plan
was submitted to a committee appointed by the treasury, it was
objected that the postal note as a remitting medium would be less
secure than the money order. The objection was met in part by
giving a discretionary power to fill in the name of the post-office
and also that of the payee, and no practical inconvenience or cause
of complaint seems to have resultecl. And in like manner another
* Average of five years, and exclusive of telegraphs.
- In the Thirlieth Report of the Poslmasler-Gcneral (1884) the
fcmount is stated as £2,687,100. The statement in the text is from
the Analysed Account of the Public Income and Expeyiditure, pre-
sented to parliament by the treasury in July 1884, and is unquestion-
ably the correct one. The comparative deficiency as compared with
1883 is due to the expenditure of £350,000 for plant in the telegraphs
and parcel-post departments.
2 From 1877 onwards the official accounts are made up to 31st
March in each year.
* The figures for this year are those given in the general tabular
^capitulation of the appendix to the Twenty-eighth Report of Post-
master-Oeneral, 1882, p. 40. In the body of the same report (p. 8)
they are stated at 14,880,821 and £23,848,936 respectively. The
tabular figures are those also of the Twentij-ninlh Report, 1883, and
of the Thirtieth Report, 1884.
objection which was urged against the new form of money order
in several quarters, and very strongly in the Banker's Magazine —
namely, that they would prove to be an issue of Government small
notes under another name — has derived no support from experience.
"It is found," says the postmaster-general, "that the average time
[during] which these orders are in circulation is six days, — a fact
which shows that there was no foundation for the idea that theyj
would be used as currency."' The statistics of notes issued under
the provisions of the Postal Orders Act, 43 and 44 Vict. c. 33 (1880),'
are as follows (Table XI.) : —
Number.
Value.
1881 (quarter ending 31st March)
1881-82
18S2-S3
W6.089
4,462,920
7,980,328
12,286,556
£202,150
2,006,918
3,451,284
6,028,663
1883-84
Total..
35,376,793
£10,779,015
The postal notes most largely in request arc those of Is. , 5s., lOs.;
and 20s. In 1884 plans were under the postmaster-general's con-
sideration for improving the regulations and for extending the
system to the colonies. Meanwhile the money-order business,!
which for several years past had been constantly declining both iiv
number and in value, was on the increase. In foreign^ and in!
colonial orders the increase was in the number as well as in the,
amount. The inland orders showed an increase in value of nearlvj
two millions sterling (£1,856,091) in 1882-83 as compared with
1881-82, although their number was smaller by 386,531. In 1883-
84 there was a decrease of 0'84 per cent, in the value as compared,
with that of 1882-83, whilst the increase in the number of postal
orders during the same year was more than four millions, the
increase in value being more than £1,500,000.
The relative amount of the money-order business of the chie^
towns of the United Kingdom is shown in Table XII.' It states
the number and amount of the orders paid in each town on one
day only (5th May 1876), and for the sake of comparison the cor-
responding figures for one day in 1884 (5th May) are appended : — f
6th May 1S76.
London (senrral post-office) .
Edinburgh
Dublin
Manche^t^r
Liverpool
Glasgow
Bristol
Leeds
Hull
5th May 1884.
Total of Orders
paid.
Total of Orders
paid.
Num-
ber.
694
llSl
1056
1019
8S2
635
600
393
Amount.
£14,802
1,060
1,550
2.166
2,406
1,855
1,140
948
935
Paid through
Bankers.
Num-
ber.
8339
380
731
215
73
526
171
95
13
£14,073
657
983
606
115
1,169
493
253
20
Paid through
Bankers,
London (general
post-otfice)
EdinburghS .. .
Dublin
Manchester
Liverpool
Glasgow
Bristol
I^eds
Hull
Num-
ber.
9117
420
935
960
1074
loss
339
420
294
Amount. Number.
£16,27^ 8,784
760
1,350
1,914
2,755
2,174
752
765
617
254
776
no record
£15,608
SS5
1,112
no record
Postal Orders.
Num-
307
547
519
371
93
271
319
158
134
198
210
166
93
114
148
67
Postal Savings Banks.
The establishment of post-office savings banks was prac-Sa^;»
tically suggested in the year 1860 by Mr Charles William ban.
Sykes of Huddersfield, whose suggestion was cordially
received by Jlr Gladstone, then chancellor of the exchequer,
to whose conspicuous exertions in parliament the effectual
working-out of the measure and also many and great
improvements in its details are substantially and unques-
tionably due. Half a century earlier (1807) it had been
proposed to utilize the then existing (and very rudimentary)
money-order branch of the post-office for the collection and
' Twenty-eighth Report of Postmaster-General, 1882, p. 8.
* The rate of commission on foreign money orders w.ts reduced on
Ut January 1883 by one-third. To all countries within the Posta^
Union (see infra, p. 583 sq.) it is now 6d. for sums not exceeding £%i
Is for £5 ; Is. 6d. for £7 ; 2s. for £10.
' Fractions of fl are omitted.
' The figures for 7th May are given, as the 6th was a partial
holiday in Edinburgh.
SAVINGS BANKS.]
P 0 S T-0 F F I C E
573
transmission of savings from all parts of the country to a
central savings bank to be established in London. A
Bill to that effect was brought into the House of Commons
by Mr Whitbread, but it failed to receive adequate sup-
port, and was withdrawn. \A'Tien Mr Sykes revived the
proposal of 1807 the number of savings banks managed
by trustees was 638, but of these about 350 were open
only for a few hours on a single day of the week. Only
twenty throughout the kingdom were open daily. Twenty-
four towns containing upwards of ten thousand inhabitants
each were without any savings bank. Fourteen entire
counties were without any. In the existing banks the
average amount of a deposit was £i, 6s. 5d.
Mr Gladstone's Bill — entitled "An Act to grant addi-
tional facilities for depositing small savings at interest,
Avith the security of Government for the due repayment
thereof" — received the royal assent on the 17th of May
1861, and was brought into operation on the 16th of Sep-
tember following. The banks first opened were situated
in places theretofore unprovided. In February 1862 the
Act was brought into operation both in Scotland and in
Ireland. Within two years nearly all the money -order
offices of the United Kingdom became savings banks ;
about 367,000 new deposit accounts were opened, repre-
senting an aggregate payment of £4,702,000, including
a sum of more than £500,000 transferred from trustee sav-
ings banks the accounts of which were closed. At the end
of 1863 the number of accounts in the post-office banks
was 319,669, with an aggregate deposit of £3,377,480.
The average amount of each deposit was £3, 2s. lid. In
1867 the number of post-office savings banks in the
United Kingdom was 3629, that of depositors in them
854,983, the amount sUnding to their credit £9,749,929.
The average amount of each deposit was about £2, 1 8s. At
the end of 1878 there were in the United Kingdom 5831
post-office savings banks; the. number of depositors was
1,892,756; and the amount standing to their credit,
inclusive of interest, was £30,411,563. At the end of
1882 the number of banks was 6999, the number of depo-
sitors 2,858,976, and the amount standing to their credit
£39,037,821. This sum was increased at the end of the
ordinary financial year, 31st March 1883 (the savings banks
accounts being made up, in conformity with the Act of
1861, to 31st December), to £40,087,000. The average
amount of each deposit was about £2, as against £4, 6s. 5d.
in the trustee savings banks prior to the passing of the
Act of 1861.
On 31st December 1883 the number of depositors was
3,105,642, and the aggregate amount standing to their
credit (including interest) was £41,768,808; the amount
of expenses remaining unpaid was about £11,000. The
aggregate value of securities and amount of cash in the
hands of the national debt commissioners was £43,294,949.
The amount of cash in the hands of Her Majesty's post-
master-general was £316,853. The aggregate assets were
£43,697,932. The surplus of assets over liabilities was
£1,918,116. At the beginning of 1884 the total amount
received from depositors, including interest, stood at
£173,660,388, the total amount repaid to depositors at
£131,891,580. The aggregate number of deposits from
the outset of postal savings banks was 62,154,832, that
of withdrawals 21,612,727, the number of accounts opened
9,225,575, that of accounts closed 6,119,933, that of
accounts remaining open 3,105,642. The total cost of
these banks was £2,698,547. The aggregate number of
transactions of all kinds was 83,767,558. The average
cost of each transaction was 7y'^. It marks the accuracy
of the Government actuaries to note that, prior to the pass-
ing of the Savings Banks Act of 1861, the estimated cost
of each transaction thereunder was stated at 7d.
Any depositor in the post-office savings bank can invest'
his deposit in Government stock by making proper appli-'
cation to the controller of the savings bank department,'
London, provided that the sum be not less than £10, or
than the amount of the current price of £lO stock together
with the commission, whichever sum is the smaller ; not
more than £100 stock can be credited to an account ii;
any year ending 31st December, or £300 stock in alL'
Within seven days from the receipt of the applicatioij
the depositor's account is charged with the current pric«
of the stock purchased, with the commission, the del
positor receiving an investment certificate as evidence oil
the transfer.
As to investments in stock, the postmaster-general rw
ports in 1884 that the total amount of Government stock
on 31st December 1883 standing to the credit of depositorj
was £1,519,983 heldby20,767 persons, against £1,143,717
held by 16,609 persons in 1882,— an increase of £376,266
in amount and of 4158 in the number of stockholders:
The average amount of stock held by each person at the.
end of the year was £73, 3s. lOd., as compared with
£68, 17s. 3d. in 1882. During the seven years 1877 to
1883, inclusive, the average sum annually paid into the
exchequer (under § 14 of the Act above named) as the
excess of accruing interest was £127,192.
The apportionment of the outstanding accounts and
their relation in each part of the United Kingdom to tba
population, respectively, stood as follows at the close of
each of the years 1881, 1882, and 1883':—
Table Xlll.i
{Number and Amount of Open Accounts in
Post-Office Savings Banks.
Tear 18S1. [|
Year 1882. ]
No.
Amounts
No.
Amount.'
2,318,113 i
87,054
5,779
99,568
97,100
:32,670,307
1,016,920
84,183
699,688
1,723,395
U,643,785
108,701
108,490^
[£39,037,821
Walea
Small islands
Ireland
Total
2,607,612 t
:36,194,495
2,858,976
£39,037,831
Year 1883.
No.
Amount witl
Interest.
Proportion
to Popula-
tion.
Average
of each
Deposit.
England, Wales, and «d-
2,874.4581
116,208 ■
114,978.
£41,768.808
Mto9
.^ 1 to 33
1.1 to 44
£13 10.'«
7 6 3
17 16 11.
Total
3,105,642
During the year 1883 nearly two millions and three quarters
sterling (£2,730,987) of postal savings bank deposits were made in
excess of those of the year 1882. Only seven small trustee savings
banks were ^closed during the year 1883. During that year 823
new postal savings banks were opened iu England and Wales, 83
in Scotland, and 14 in Ireland. At the close of the year the total
number for the United Kingdom was 7369. On 31st March l884
that number was increased to 7475. The year 1874 counts among
the flourishing years of trade, 1884 among the depressed yearti
But since 1874 the aggregate amount of savings deposits in postal
banks has very nearly doubled without any noticeable diminution
in the business transacted by the trustee savings banks, and th»
number of depositors has also nearly doubled.
In England the county of Middlesex ranks first with 612,229
depositors (1881) and an aggregate deposit of £7,146,375 ; tb
Wales, Glamorganshire with 32,573 depositors and £371,419 ) in
Scotland, Lanarkshire with 14,763 depositors and £104,550; ia
Ireland, Dublin county with 26,480 depositors and £367,672. At
the close of 1882 the aggregate sum due to depositors in the last-
named county had increased to £398,994. The increase of let*
years in the Irish deposits is, it may be added, very conspicuoM,
' Tlie figures of 1881 are from a return dated 10th August IfflS
(Commons' Session Papers, 1882, No. 347). The figures of 1882 *n
from Ticenlv-nintA Report of the Poslmatter-General, 1883 ; those of
1883 from the Thirtieth Report, 1884.
' Inclnding fractions of £1, omitted in the particulars above.
574
POST-OFFICE
[TELEGBAFHa
and extends to every county of the kingdom. The aggregate sum
flue to depositors throughout Ireland in 1873 -"vas £845,550; in
1873 it was £1,325,806, and in 1882 £1,925,430, in addition to
£125,000 of Goremment stock standing to the credit of depositors,
or, in the whole, £2,050,460.
Of the 638 trustee savings banks which existed in the United
Kingdom at the date of the establishment of the post-ofEce system
230 have been closed. Fifteen new trustee banks have been opened ;
so that tlie number now existing is 423, as compared with 7475 post-
office savings banks.
Under the Act 45 and 46 Vict. c. 51 (1882) the postmaster-
general will insure the lives of persons of either sex between the
ages of fourteen and sixty-five, inclusive, for any sum not less than
£0 or more than £100 ; but where the amount does not exceed £5
the earlier limit of age is eight years. An annuity, immediate or
deferred, for any sum not less than £1 or not more than £100 will
be granted by the postmaster-general, under the same Act, to any
' person not under five years of age. The transactions take plac«
I through the medium of the savings bank departments. Husband
and wife may each purchase an annuity up to the maximum amountj
and each may be insured up to the full amount of £100. Condi«
tions of contract in the case of annuities depend upou the age and
sex of the purchaser, together with, where the annuity is deferred,
the number of years which are to elapse before the commencement
of the annuity ; they-also vary according as the purchase money
is to be returned or not. The premiums charged for insurances
vary with the age of the insurer and the mode in which the insur-
ance is effected. The insurer, if not under sixteen years of a^e,
enjoys the right of nominating the person to whom the money duo
at his or her death is to be paid. The contracts for annuities and
life insurances in connexion with the savings bank branch of th»
post-oi£ce began on 17th April 1865. The following table (XIV.j
shows the amount of business done in different periods down ta
the year 1883 :—
Tear.
Annuitieb.
Life Iwsuhajjces.i
Immediate.
Deferred.
Fees.*
ContracfeB
entered into.
Receipta.
Payments,
Contracts
entered into.
Ee- •■
ceipts.
"o O
ill
Faymeuts.
Contracts
entered into.
Eeceipts.
PajTuents.i
No.
*-<
^^ 1
No.
No.
Amount of
Annuities .
■and Monthly
Allowances.
No.
Amount of
Purchase •
Money and
Instalments
of Premium.
No.
- 4i ;
§
'1-
Na*
a a
,11-
No.
'Si'
c s
o'i
•11 >
No.
Amount of
Claims on
Death and
Surrender.
1865
187«3
1875
>1880
1881
1882
18S3
f87
806
682
892
956
799
770.
£2,100
6,120
7,926
13,249
16,434
13,435
14,141
£52,733
67,733
85,781
146,562
184,737
155,528
159,630
82
2,629
11,129
14,933
15,808
16,729
17,302
£423
26,099
63,641
101,734
121,111
122,123
130,053
46
67
84
41
66
.72
104
£949
1195
?68
847
1376
1502
2120
67
614
661
621
666
772
830
£1342
8629
3648
4406
6243
6449
7240
"9
10
119
131
166
163
£346
52«
1670
1763
2327
1893
£139
347
421
695
873
727
790
547
'385
870
258
300
234
256
£40,647
31,254
82,022
20,378
'23,900
18,447
20,600
r 1,076
9,274
14,5^9
16,379
15,SS3
16,039
16,156
£1,165
6,877
9.500
10,606
10,967
11,069
11,333
'89
84
125
•114
141
129
• £1676
8127
3886
3675
S694
5431
Postal Telegraphs.
To the chamber of commerce of Edinburgh belongs the
honour of effectually originating that public demand for
the transfer of the telegraphic service of the United King-
dom from commercial companies to the state which led to
the passing of the Acts of Parliament of 1868 and 1869.
There had, indeed, been several like proposals by indi-
viduals in preceding years. <. Mr Thomas Allan proposed
^uch a transfer in 1854. ■ Two years later the scheme was
jdvocated by Mr Baines of the general post-office, and
afterwards by Mr Ricardo. But these proposals had no
practical effect until after the action taken at Edinburgh,
mainly at the instance of Mr (now Sir) George Harrison,
convener of the chamber. '• The committee of inquiry then
appointed showed conclusively that the telegrapluo service,
as managed by the companies, (1) maintained excessive
nharges, (2) occasioned frequent and vexatious delays in
the transmission of messages, and inaccui'acies in the
tendering of them, (3) left a large number of important
towns and districts whoUy unprovided for, and (4) placed
special difficulties in the way of that newspaper press
which had; in the interest of the public, a claim so just
md so obvious to special facilities. The committee also
proved that, great as *ere the just causes of public com-
plaint at the date of its inquiry, they would have been
greater still but for a considerable reduction of charge
effected by, and in consequence of, the establishment in
1861 of the United Kingdom Company, — a company
opposed by a formidable combination of its competitors,
which forced it to abandon the uniform shilling rate, irre-
spective of distance, with which it started.* The Edin-
burgh chamber was unanimous in supporting the plan of
a uniform sixpenny rate, and that proposal was speedily
• Prior to the year 1875 the payments consisted of purchase money
returned only, no annuities being payable till after the, lapse of ^ten
yxa.
• On immediate and deferred annuity contracta,. tKB. charges on
monthly allowasces bsing included in the premium.
' Claims on surrender value of life insurance contracts commenced
In this year.
^ Paptra on EUctric TeUgraphs, 1868, pp. 63, 55, 202 ag.
endorsed by the other chambers of commerce througjiouti
the kingdom. "When the inquiry of 1865 was instituted
the total number of places supplied with telegraphic com-
munication by all the companies collectively was abouft
1000, whereas the number of places having postal com-
munication at the same date was 10,685 The telegraph
offices were placed most inconveniently for the service
of the population generally, and especially for that of the
suburbs of large towns; and under the then existing
telegraphic tariff the charge in Great Britain was a shilling
for a twenty-word message over distances not exceeding
100 miles; Is. 6d. for a like message over distances from
100 to 200 miles; 2s. when exceeding 200 milesj For a
message between Great Britain and Ireland the bhargq
ranged from 3s. to 63. ; to Jersey or Guernsey it was 7s. 8d.
There were also innumerable extra charges, undei con»
tingent regulations of great complexity, which commonly
added 50 per cent, to the primary charge, and frequsntlj
doubled it.
The Edinburgh" committee considered in turn" the re-
spective merits of three several remedial measures : (1) a
regulated amalgamation of the existing companies ; (2)
the establishment of entire free-trade in public telegraphy ;
(3) the transfer of the service to the post-office. It tended
towards a preference of the last, but agreed to recom-
mend the appointment of a royal commission of inquiry
prior to legislation. In the result the needful preliminary
inquiries, and also the preparation of the Bills for parlia-
ment to which those inquiries led, came to be made by the
direct authority of the postmaster-general, and were mainljr
entrusted to Mr Frank Ives Scudamore, second secretary
of the post-office.
The Electric Telegraph Act of 1868 (31 and 32 Vicu,
c'llO) authorized the postmaster-general, with consent ol
the treasury, to purchase fot the purposes of the Act iha
whole, or such parts as he should thiiik fit, of any existui,^
telegraphic company, " provided always that no such pnx
chase be made . . . until the proposed agreement, and a
treasury minute thereupon, shall have lain for one montu
upon the table of both Houses of Parliament without di*
approval." The Bill, in. its originaLform gave to the
TBLEGEAPHS.]
POST-0 1^'FI CE
575
post-office the exclusive right of public telegraphy. But
the conamittee of the House of Commons to which the Bill
was referred made a special report of their opinion " that
it is not desirable that the transmission of messages for the
'public should become a legal monopoly in the post-oiSce."
They also recommended that it should be left to the dis-
cretion of the postmaster-general, with the consent of the
treasury, to make special agreements for the transmission of
certain classes of messages a.t reduced rates ; that security
should be taken for ensuring the secrecy of messages, by
making its violation punishable as a misdemeanour ; and,
finally, that submarine cables acquired by the postmaster-
general should at first bo leased to companies, although
ultimately it might become expedient that the post-office
should work them.i The Act of 1869 (32 and 33 Vict.
c. 73), entitled "An Act to alter and amend the Telegraph
Act, 1869," gives to the post-office the exclusive privilege
of transmission, — withheld in the previous Act, — empowers
the purchase of telegraphic undertakings other than those
included in that Act, and enables certain companies to
require the postmaster-general to make such purchase.
It also directs the raising by the treasury of a sum of
£7,000,000 for the purposes of the Acts. The Act 33
and 3i Vict. c. 88 (1870) extended the post-office tele-
graphic system to the Channel Islands and to the Isle of
Man ; and that of the 34 and 35 Vict. c. 75 (1871) author-
ized the raising of an additional million. These sums
collectively proved to be quite insufficient, and eventually
the capital sum so raised exceeded £10,000,000. This
large excess led to very blamable irregularities, during two
or three years, in the post-office accounts by the temporary
ftpplication of savings banks' balances, and /the like, to
telegraph expenditure, — irregularities which attracted the
express censure both of the treasury and of the House of
Commons. Probably no more arduous task was ever
thrown upon a public department than that imposed on
the post-office by this transfer of 1868-70. The reforms
■which it was to bring about were eagerly, and impatiently
demanded by the public. The utmost ingenuity that
some of the old companies could exert, employ, or in-
directly incite was used at first to prevent or impede the
transfer and then to make it as difficult and as costly as
possible.^
This great operation had to be effijcted Tvithout for
one hour interrupting the public service. Thereupon the
department had immediately to reduce and to simplify the
charges of transmission throughout the kingdom. It had
to extend the hours of business at all the offices. It had
to extend the wires from railway stations lying outside of
town populations to post-offices in the centre of those
populations and throughout their suburbs. It had also
to extend the wires from towns into rural districts thereto-
fore wholly devoid of telegraphic commimication. It had
to effect a complete severance of commercial and domestic
telegraphy from that of mero railway traffic ; and in
order to this severance it had to provide the railways with
some 6000 miles of wires in substitution of those of which
theretpfore they had been joint users. It had, further,
to provide at low charges, by all sorts of agencies, an
effective "free trade" (so to speak) in the collection of
news for the newspaper press, of which collection hitherto
^he old telegraph companies had possessed a virtual mono-;
poly. It had to facilitate the transmission of money
Report of Commons' Committee on Electric Telegraph DiH (Session
Papers of 1868, No. 435).
" Two instances o\it of more than twenty may suffice. The North-
Eastera Railway Company claimed in compensation for its telegraphic
department £540,292, besides a very largo sum for interest; it was
awarded, in all, £168,696. The metropolitan railway companies
claimed, in .all, £433,000, and were awarded £51,807 {Twcnty-Jiflh
Report of Postmastcr-Ociural. 1879, p. 211.
orders by telegram.^ Finally, it had to amalgamate into
one staff bodies of men who had formerly worked aa'
rivals, upon opposite plans and with different instruments,'
and to combine the amalgamated telegraph staff with that
of the postal service.
When under examination by tte Commons' committee
of 1868 Mr Scudamore had very modestly disclaimed*
the honour of originating anj-thing with respect to the
proposed transfer. Every part of the scheme had, ha
said, been borrowed from somebody else, and tried sue-!
cessftdly elsewhere : the amalgamation of the telegraphic
and 'postal administration in Victoria, New South Wales,'
Belgium, Switzerland, and to a certain extent in France ;
the institution of places of deposit for messages, in addi^.
tion to the offices of transmission, in Belgium, as well as
the gratuitous grant of postal facilities for telegraphic
messages ; telegraphic stamps in Belgium and France ; a
telegraphic money-order office in Switzerland and Prussia.'
But it is quite certain that Mr Scudamore, had he been
put under examination at a later date, could have pointed
to no precedent for labours like those imposed upon him
and his able assistants by the Telegraph Acts of 1868-69.
So zealously was the work of improvement pursued that
within little more than six years of the transfer (viz., in
1876) the aggregate extent of road wires in the United
Kingdom was already 63,000 miles, that of railway wires
45,000, — in all 108,000 miles. The number of instruments
in the telegraphic offices was 12,000. At that date the
superintending and managing staffs of the post-office com-
prised 590 persons, the staff of the old companies with the
relatively insignificant traffic of 1867 — less than 6,000,000
messages as compared with 20,000,000 — having been 534
personsi* For supervision exclusively the ntmiber of
officers was 88 against 86, and the relative cost £16,900
to the post-office as against £15,000 to the comisanies.'
At this date there were still no less than 1720 miles of
the road wires carried over houses and across streets. In
1882 more than 1300 miles of these had been gradually
removed and underground wires substituted.
The following table (XV.) shows the gross and nett
revenue derived by the post-office from the telegraph service
since the date of the actual transfer (Jan. and Feb. 1870).'^.
Tear ended 31st March.
1870 (two months)
1871
1873
1875
1877
1879
1881.
1882
1883
1884
Total Telegraph
Receipts (pay-
ments to Cable
Cumpanies and
for Porterage
dtductod).
£100,760
697,931»
989,921
1,137,079
1,313,107
1,340,892
1,610,907
1,630,443
1,740,063
1,760,899
Working Ex-
penses charged
to Telegraph
Vot«.»
£62,273
394,477
874,946
1,077,347
1,123,790
1,089,392
1,242,092
1,365,633
1,504,204
1,709,506
Kett Revenue
(iii-espectivc
of interest on,
CapitftI
Account).
£38,487
803,457
114,975
59,732
189,317
257,500
368,815
264,810
235,859
51,393
' Euumeratcd(Scudamore, 5iy)/)/«mcii(ary i?i-/)iir/, p. 142) asamonga
the objects aimed at by the post-oflico in accepting the transfer.
* Minutes of Evidence taken by Commons' Committee on propoiti
Transfer, kc, passim. •
' Report of the Select Committee on. Telegraphs, 1876 (Common^
Session Papers, No. 357), p. iii. sq. '
' Lord John Manners to tho treasury ; aco Tapers relating to Post
Office Telegraphs, 1876 (Session Papers, No. 34), p. 2. '
' ' Thirtieth Report of Postmaster-General, 1884, p. 58.
' This return is taken from the Reports of tho postmaster-gener.il,
and is drawn up nccortling to tho nppropri.ition account of each financial
year. There arc certain additional expenses (for huildinp", stationery,
manufacture of stamps, and rates) on account of the telegraph service
which that account <lnes not ificluHc. Tliov raise the total cost of th«
telesrraph scrvic« for 1881 to £1.308,454. for 1882 to £1,440,728.
' Mr Scudamore's original estimate of yearly revonn* was put at
£^Q3,0m(,Supplemenlarij Report to PoslmasUr-Oeneral, 1868, p. 147).
576
POST-OFFICE
[telegbaphs.
f
In the year 1882 a large increase in tlie working expenses
became necessary for the further improvement and exten-
sion of the service, and for a very just increase in the re-
muneration of the telegraphists. In the report of that
year the postmaster-general writes, as follows: — "The
annual interest on the capital sum of £10,880,571, raised
by the Government for the purchase of the telegraphs, has
not previously been included in the postmaster-general's
accounts, because the amount is not provided for out of
post-office votes ; but in estimating the financial position
ft ought to be borne in mind that the chancellor of the
exchequer has to meet a charge of £326,417 for this service
out of the consolidated fund.''^
The reduction of the unit , of charge from a shilling
to sixpence is a reform yet to come, but it is a reform
expressly promised {Thirtieth Report, 1884, p. 5). It
was originally proposed, in the Edinburgh chamber of
commerce, at the outset of the public movement which
led to the transfer of 1870. It has been repeatedly urged
upon successive postmasters-general by the council of the
London Society of Arts. On one of those occasions it
was admitted by the postmaster-general that even at a
sixpenny rate the telegraphs would eventually more than
pay all expenses, including the current rate of interest
upon the capital expended.^ Two years later the urgent
necessity of this reform was expressly stated by the same
high authority in answer to a question put to him in the
House of Commons. But he calculated that to effect it
would involve a loss to the revenue for the first three
jyears, whicli would probably amount to nearly £420,000
in the aggregate.
The thief dates in the history of the electric-telegraph service
inay be stated briefly thus. The first public line to work the
patent of Wheatstone and .Cooke was laid from Paddington to
Slough on the Great Western line' in 1843. The charge for a
message up to fifty words was Is. Before the end of the year 1845
Knes exceeding in the aggregate 500 miles were at work in Eng-
land on the same patent. In the following year the Electric Tele-
graph Company was established mth a tariff of Is. for 20 words
within a radius of 60 miles. Is. 6d. within 100 miles, 5s. if
exceeding 100 miles. Remittance messages or telegraphic money-
'orders were established in 1850. In October of that year the
first oceanic telegraph was worked for the Submarine Telegraph
Company.^ In June 1854 a writer in the Quarterly Review * put the
question : " Is not telegraphic communication as much a function
of Government as the conveyance of letters?" In January 1870
'the telegraphs became, in pursuance of .the Acts of 1868 and 1869,
'practically a branch of the post-office. In 1881 telephone exchanges
jweie established, both by the post-office and by private companies,
,under its licence, for terms of years, upon payment of a royalty.
iln 1884 (August and September) definitive arrangements were
'made .between the post-office and the telephonic companies, thus
terminating a long controversy., and removing many mercantile
(heart-burnings. _
When the telegraphs were taken over by the Government tele-
jphonic communication had not yet come into practical use. But
the principle and base of both methods are the same ; and the Acts
iWere framed to give the state a right to profit by improvements.
In the course of the year 1880 several telephone companies estab-
lished telephone exchanges in various parts of the kingdom.
Means were immediately used by the' postmaster-general to vindi-
cate the law. On the 20th December of that year the question
jtvas Brought to an issue in the Exchequer Division of the. High
Court of Justice. It was contended by the companies that "the
telephone differed essentially from the telegraph, — the one trans-
mitting electric signals, the other carrying the human voice by
Hieans altogether unknown when the post-office monopoly was
granted." In the course of his judgment Mr Justice Stephen
otserved thai, "if the telephone really transmitted the human
yoice; then communication by it could :iot be more rapid than the
Velocity o,i sound, whereas in fact it was instantaneous. In both
y: Twenty-eighth Report of Postmaster-General, 1882, <p. 10.
'Journal of the Society of Arts, 1880, vol. ixviii. p. 739.
^.'^^ preliminary experiments of Wheatstone and Cooke had been
•UCMSsfully made, on the North-Westevn line, between Euston station
|ii»d Camden Town station, „iit at that date the North-Western Coinpany
Beclined to give facilities for working out the new enterprise.
■* Vol. xcv. p. 151.
the communication is by electric signals." The Exchequer decision
of December 1880 establishes once for all, not only that the tele-'
phone companies are quite outside of "the terms of the exceptions
in section 5 of the Act of 1869," but also that "the Government
monopoly is not limited to the property it acquired. It extends
to all improvements in telegraphic communication."' <The post-
master-general used his victory with generous moderation. As the
companies, he wrote, "were apparently under the belief that they
had infringed no law, I held myself ready' to meet them witlil
liberal terms. The system of telephonic intercommunication is
therefore now being extended partly through the agencies of com-j
panics and partly by the post-office." « In the next annual report
(1882) he added: " Licences were granted to the United Telephone
Company,' as representing the companies defendants to the suit,'
and to other private agencies to carry on the business of a tele-
phone exchange in London and in various provincial towns, the
department at the same time itself establishing exchanges in other
places. The principle which underlay this arrangement was that
only one telephone system should be established in any one to-\vn.'
Ultimately he came to the conclusion that it was undesirable . . '.
to create a monopoly in the matter of telephonic communication ;'
and in future applications will be favourably entertained froni'
responsible persons for licences to establish exchanges under conj
ditions which may be regarded as giving adequate protection to
the public and to the department." ^
According to the Sitiiation des Riscaxix TiUphoniques for 1883,'
published by the International Telephonic Company at Paris, the
contract between the British post-office and the London and Globe
Telephone and Maintenance Company is for a term. of twenty-
nine years. The licence granted to the Telephone Company of
Ireland provides that no exchange to be established thereunder by
that company shall be within less than 4 miles of any post-office
exchange. But, liberal as they were, the concessions mside by Mr
Fawcett in 1883 failed to satisfy the large and constantly-increasing
claims of the telephonic interest They claimed (1) entire practice
freedom of control for their respective enterprises, (2) the reduc-
tion of the subsisting state royalty by one-half, (3) the extension'
of the commercial telephonic radius to 15 miles.- As an alter-'
native, they offered to continue the subsisting royalty if every
sort of restriction and control were removed. Mr Fawcett firmly
maintained the right of Her Majesty's post-office to continue the
existing royalty, to estabhsh at its discretion its own telephone
exchanges throughout the realm, and to grant new licences irre-
spective of the old ones ; he consented to abolish all limitations
of radius or area, to subject trunk wires and exchange wires to
like conditions, to withdraw the claim heretofore made by the
department for an unlimited supply of the patented instruments
used by the companies, and to permit the establishment by them
of call -offices for local messages. : But no company was to be
licensed to receive and deliver written messages at any point. By
this restriction telegraphic and telephonic messages were practically
divaricated in service, although identical in law. •
The subjoined table (XVI.) shows the total number' of telegraphic Tel«^,
messages forwarded in England and Wales, Scotland, and Ireland, grapji
severally, at different years, since the transfer. statistic
Tear.
England and Wales.
Scotland.
Ireland.
T^Total of
United
Kingdom.'^
Provinces.
London.
Total.
1870-71
1871-72
1876-77
1881-8210
1882-83
1883-84
5,299,882
6,594,590
11,232,704
14,204,479
14,654,015
14,920,413
2,863,821
3,612,772
6,561,930
12,071,034
12,374,707
12,686,433
8,ie?,703
10,207,362
17,794,634
26,275,513
26,928,722
27,606,846
1,080,189
1,388,434
2,402,347
3,207,994
3,244,202
3,299,428
606,285
878,000
1,529,162
1,862,354
1,919,102
1,936,846
9,850,177
12,473,796
21,726,143
31,345,861
32,092,028
82,843,120
The number of telegrams sent in proportion to population is now
much greater in' England than it is in the countries which were
cited in the evidence of 1868 as in that particular outstripping
others. The old companies, " by maintaining high charges as long.
as they could, by reducing those charges . . . only under pressure,
by the confinement of their operations to important towns, and by
planting their offices mainly in the business-centres of those to\vn3,
had brought speculative men, and speculative men only, to a free
° See Law Journal Reports of January 1881.
' Twenty-seventh Report of Postmaster General, p. 5.
^7 XJpon an average this company paid to the post-office, xmder the
arrangement so initiated, a sum of £15,150 a year. Its aggregate
payments up to 31st December 1883 were only £35,500 (Postal
Oasette, 1884, p. 490). In other countries the telephonic companies
pay much more for their privilege. In Italy, for instance, there are
fixed annual payments to the state over and above the royalty.of 1ft
per cent. , as in Britain.
« Tweedy-eighth RepoH, 1882, pp.- 5, 6.
' Compiled from Reports of postmaster-general.
" Including certain press messages, which previous to 1878i79jfer*
not included in the returns.
ADMINISTRATION, ETC.J
F O « 1 - O J?^ i' i C £
mi
iise of the telegraph."' The development of tho service will be
opparent when it is stated that at the date of transfer to the state
(1870) the number of telegraph offices did not exceed 3700. The
number of messages in a year was 8,606,000. In 1884 they were
respectively 5873 and (as above) 32,8-13,120. The yearly increment
has lately averaged nearly 700,000. More striking still is the con-
Irast of cost. In 1851 twenty words sent from London to Edin-
burgh cost lOs. ; as late as 1862 they cost 4s.; since 1880 the cost
has been reduced to Is. ; in August of the present year (1885) it will
be reduced to 6d. Among the latest minor improvements of detail
in the telegraph service is that which was effected in November 1882
by the abolition of the distinctive telegiaph stamp, and the adoption
of ordinary postage stamps for the payment of messages. Tele-
(^ms thus posted are conveyed, without extra charge, at the next
collection of letters to the nearest telegraph office, whence they are
transmitted by the wires at the earliest possible moment.^
During 1883 and 1834 great improvements were made m the
telegraphic service of .Scotland and also in the communication
between Great Britain and Ireland. An additional cable was
established between Fishguard and Blackwater. Four new land-
lines were laid in connexion therewith, namely, from Loudon to
Fishguard, and from Blackwater to Dublin, Cork, and Limerick.
There are now twenty-four wires available for use between Britain
and Ireland contained in six cables. A new cable dep6t has been
erected at Woolwich, and a cable-ship constructed (1883) expressly
for post-office service. But the marvellous growth of telegraphy
and telephony is best seen when we compare their statistics in
individual towns. The daily average of messages in London, for
example, was 450 in 1870 and nearly 6O0O in 1883 ; in Derby 218
in 1870 and 898 in 1883.- The staff at Derby in the former year was
fourteen, in the latter y<ar forty-six, and the instruments employed
in the same years were respectively seven and twenty-seven.
Government, Organization, Staff, and Eegulations.'^
iiBi*- Originally and essentially the post-office is part of the
y* domain of the crown of England. Practically its adminis-
'tration is controlled and regulated by statute. There were
in 1883 no less than twenty-one several Acts of Parliament,
or- parts of Acts,_which affected the postal administration,
although at the commencement of the reign of Victoria
the existing Post -Office Acts and parts of Acts (some-
what more numerous still) were consolidated into a single
statute, — a measure which had been previously resolved
upon and in part prepared under the administration of the
duke of Wellington.* The respoiisibilities of common
carriers do not extend to the postmaster-general or to any
of his deputies. But a sub-postmaster is answerable in the
ordinary courts of law for individual acts of negligence.
d all subordinates of the postal service are, of course.
An
' Scudamore, Report on the Reorganization, <tc., p. 17.
' Twenty-eighth Report of Postmaster-Oeneral, 1882, p. 5.
• Tho details are given at length in the Law Journal Reports for
1884. A good summary may be found in Th^ Postal and Telegraphic
Oazetle, 1884, pp. 660-662.
* Hansard, Parliamentary Debates, series iii., vol. i. pp. 706, 779.
We cannot here enumerate the subsisting Acts otherwise than in briefest
form. (1) The general administration and working of the department,
the rates of postage, and the appropriation of the revenue thence accni-
tog are governed by— 7 William IV. and 1 Vict. c. 33 (July 1837) ;
3 and 4 Vict. c. 96 ; 10 and 11 Vict. c. 85 (1847) ; 33 and 34 Vict.
«. 79 (1870), and ibid. c. 98, §§ 9-12 ; 34 and 35 Vict. c. 30 (1871) ;
38 and 39 Vict. c. 22 'Juno 1875) ; 44 and 45 Vict. c. 19 (1881),
land ibid. c. 12, § 47. (The Act 33 and 34 Vict., amongst other
(valuable improvements, extends the book-parcel post, and contains an
Jcipress cluuse empowering tho treasury. to regulate by warrant postage
Tates from time to time. Yet there is a whole series of subsequent
(Acta reg\ilating such rates. The Act 88 and 39 Vict, arose out of the
provisions of the international postal treaty at Bern of 9th October
1874 (see below, p. 584), and empowers tho treasury to regulate foreign
^nd international rates of postage in accordance with these provisions.)
<2) The money-order branchjs regulated by 3 and 4 Vict. c. 96, § 38
(1840), and by 43 and 44 Vict. c. 83. (3) The savings banks branch
^8 regulated by 22 and 23 Vict. c. 53 (1859) ; 24 and 25 Vict. c.
4 (1861) ; and 37 and 38 Vict. c. 73 (1874). (4) Tlio annuities and
Ifo insurance branch is governed by 27 and 28 Vict. c. 43 (1864);
;hi8 statute applies also to savings banks 'managed by trustees (see
'avinqs Banks). (5) Tho telegraphs branch is regulated by 31 and
1 Vict c. 110 (1867-68) ; 32 and 33 Vict. c. 73 (1868-69); 34 and
S6 Vict. c. 75 (1871) ; and 41 and 42 Vict. c. 76 (1878). (6) Tho
Acquisition of lands for post-oflico purposes is facilitated by 44 and
■46 Vict. c. 20 (1881). Finally, (7) the oarcel-post branch is provided
Ibr by 46 and <7 Vicf. c. 58 (1883)
responsible to the postmaster-general, who may, and upon
due cause will, besides other and official punishment, re-
quire them to make good to the sufferers losses which have
been inflic ?,d by proven breach of duty.*
The staff of the post-office department was composed as follpwa
on 31st March 1884 (Table XVII.) :—
1. Chief officers, secretariat, and surveyors
2. Hcad-postinastere .,. .
3. Sub-p'ostniasters and letter-receivers .. ..
4. Clerks and superintending ofllcers
5. Supervisors, countermen, sorters, tele-
graphists, &c. —
6. Postmen, porters, &c .r."; ,.
7. Assistants and servants of various grades
(unestablished)
8. Colonial postmasters and foreign agents
Grandtotal 69,384
Males.
63
769
12,038
2,293
10,074
15,269
28,829
1
130
2,790
616
. 2,115
8
16,139
1
21,800
Total.
64
_ , fll9
14,828
2,909
.12,1S9
15,277
44,963
The general post-office, London, is organized in seven principal,
departments, viz., (1) secretary s, (2) solicitor's, (3) receiver- and
accountant-general's, (4) money order, (5) savings b&nks, (6) tele-|
graphs, (7) circulation. The secretary's office has a general cotitrol
over all the others.
At the beginning of 1858 the total number of post-offices in
the United Kingdom was 11,101 ; at the beginning of 1884 it
was 15, 9.^11. Of the former number 810 were head post-offices, of
the latter mnnber 921. In 1858 the number of street and road
receiving-boxes was 703, in 1884 15,749.
The quarterly Post-Office Guide is now so widely known tnat we Letter
need say very little about rates of postage. Whilst a letter not rates, &o
exceeding 1 oz. passes for 3d., and one not exceeding 2 oz. for IJd.,
one not exceeding 12 oz. is charged 4d., but for ever)' weight exceed-
ing 12 oz. a penny for each ounce, beginning with the first, is
charged. There is no express limit to weight, but no letter, unless
it be from or to a Government office, must exceed the dimensions
of 18x9x6 inches. The uniform rate for a registered newspaper
is Jd., unregistered newspapers pay tho book-rate of Jd. for every
2 oz. In weight no book-packet must exceed 6 lb, nor must it
exceed in dimensions those prescribed for letters. The official
post-card is impressed with a ^d. stamp ; cards for reply, bearing-
two stamps, may be transmitted not only between pkces within
the United Kingdom but between such places and many foreign
countries (see Posl-Offi.ce Guide). Petitions and addresses to Her
Majesty and to the Houses of Parliament are exempt from charge
up to a weight of 2 lb. Parliamentary proceedings are charged at'
the book rate, but are unlimited as to weight or size, and prepay-
ment is optional, without entailing any increased rate of charge.,
The rates of the parcel post (1st August 1883) are— for 1 lb or part
thereof, 3d. ; not exceeding 3 lb, 6d. ; not exceeding 5 lb, 9d.- ; not
exceeding 7 lb. Is. The limits of size are 3 feet 6 inches in greatest
length, and in length and girth combined 6 feet. In all'cases par-
cels must be prepaid in adhesive stamps. The rule as to registration
is held to be inapplicable to postal parcels ; but in January 1886 a
useful system of stamped cerfificates of tho postage of parcels was
introduced. For foreign rates of postage and for all like details
we necessarily refer to the Post-Office Guide above-mentioned.
In social importance no branch of postal administration exceeds
its savings banks .system and tho dependencies attached to it. At
every post-office forms can bo obtained on which twelve penny
postage stamps can be fixed, which will bo received as a postal
savings bank deposit for a shilling, provided a due declaration be
made that the depositor has no account with any other savings
bank. When the deposit reaches £1, interest at tho rate of 6d. a
year on each pound is given. The depositor can withdraw his
money (which may accrue to tho limit of i'30 in any ono year)
from any ono of the 7475 post-office hanks. At any such office a
person who wishes to invest £10 or any larger sum up to £100 in
Governmont stock can do so at the current price of tho day.
In conclusion we add a brief retrospective survey of tho more salient
incidents, in chronological order, of tho British post office. (1633)
First appointment ot a postmaster -general for England; (1691)
partial organization of rudimentary English post-oflico; (1619)
appointment of a special postmaster-general for "foreign parts";
(1635) reorganization of English post-office under Thomas Withcr-
ings ; (1665) settlement of post-oQico revenue on James, duke of
York,' and his heirs-male ; (1680) cstahlishuient of a metropolitan
penny post by William Dockwra ; (1711) consolidation of Postal
Acts by statute 9 Queen Anne, c. x. ; (1720) organization of cross-
road and rural posts under Ralph Allen ; (1763) organization of
post-office of American colonioa under Benjamin Franklin ; (1784)
;^° Compare tho judgment given in Lane V. Cotton, in Lori Raymond's
'Reports, i. 646, with that in Whitfield v. Lord Lo Dcsponcer (past«
master-general, 1766-1781), in Cowper's Reports, 754, and with thai
-in Browning v. Goodcbild. in Wilson's Reportt, iii. 443.
XIX. - 73
578
P 0 S T-0 F F I C E
[BRITISH COLONIES,
establishment of improved mall-coaches and of well-organized mail-
routes, undai John Palmer of Bath ; (1821) first conveyance of
mails by steam-packet ; (1830) first mail-coach by railway ; (1834,
August) postage stamp invented, at Dundee by James Chalmers ;
(1835) establishment of the overland route to India, mainly by
exertions of Lieutenant Waghom ; (1S37) Sir R. Hill's postal
reform initiated ; (1838) estabUshmeut of postal money-order office ;
(1840, January) general and uniform penny post (per half ounce)
established ; (1855, March) first street letter-box put up in London ;
(1855, June) book-post organized ; (1856) metropolitan postal dis-
tricts established and Postal Guide issued ; (1861) postal savings
banks instituted ; (1870) transfer of telegraphs to the state ; (1870)
postal cards introduced ; (1870) improved postal" treaty with
Napoleon III. concluded ; (1871) postal unit of charge reduced to
one penny per ounce ; (1874) International Postal Union estab-
lished at Bern; (1875) further consolidation -of the post -office
statutes; (1881, January) postal orders issued; (1883, August)
parcel post established ; (1884, October) entrance of the Australian
colonies into the Postal TJnion.
BiUiography.—3ohn Hill, Penny Post, or a Vindication of (he Liberty of every
E-nglishinan in carrying Letters, against any Bestraint of Farmers of such Employ-
ment, 1659; "The Case of the Officers of His Majesty's Penny Post," in the
tnnth Report of the Commissioners an the Post-OJice Department, 1698 ; " Post-
Office," in Beporls on the Revenues of the Crown, 1811 sq. ; "Post-Office," in Re-
ports of the Commissioners of the Revenue Inquiry, 1826-30; Reports of the Com-
missioners ... on the Management of the Post-Office, IS35-3S; Rowland Hill, Post-
Ojnce Reform: its Importance and Practicability, 133" (three editions in 1837;
reprinted in the Postal Gazette, 1384) ; Reports of [Commons'] Select Committee on
Postage, 1837-38 ; Papers isffued by the Mercantile Committt-e on Postage, 1839 ;
Posl Circular, ed by Henry Cole ; Correspondence on Post-Office Reform, ed. by R.
Hill, 1843 ; R. Hill, State and Prospects of Penny Postage ; Reports of PoslmasUr-
Ceneral, 1855-84 (annually); Post-Office Guide (quarterly, by authority), 1856-65 ;
Postal Official Circu/ar (a revised re-issue of an earlier publication entitled Daily
Packet List), 1858-85 ; W.^Le-ivin, Her Majesty's Mails: an Account of the British
Post-Office, 1864 ; R. Hill, History of Penny Postage (appended to Q. B- Hill's
LifeofSirR. Hill), 1880; P. Chalmers, The Penny Postage Scheme of 1SS7 : was
it an Invention or a Copy? 1881, and The Position of Sir R. nUl viade plain,
1882 (with many other tracts by the same author during 1882-84); Pearson
Hill, A Reply to Mr Chalmers: Henry Fawcett, The Post-Office and Aids to
Thrift, 1881.
Bkitish Colonies and Dependencies.
Austraira -Australia and New Zealand. — In 1873 there were 2668 post-
and New offices open; 38,930,852 letters (including South Australian and
Zealand. New Zealand packets) and 22,018,483 newspapers and packets
were transmitted ; 303,741 money orders, amounting to £754,847,
were issued ; there were 185,202 depositors in the post-office savings
banks, whose deposits amounted to £2,081,288 ; over 20,559 miles
of telegraph lines were open ; 2,100,272 messages were transmitted,
from which an income of £211,276 was deriveti, -while the expendi-
ture (exclusive of South Australia) amounted to £186,681. "Western
Australia is omitted from these figures owing to the inadequacy
of the Government returns. These figures, compared with the
population of 1873, show that over 18 letters and over 10 news-
papers and packets per head were transmitted ; that money orders
were issued to 1 in about every 7 persons, at an average value
of nearly £2, lOs. per order ; that deposits in the post-office savings
bank? averaged a little over 1 in 11 of the entire population, at an
average value of £11, 4s. per deposit ; that of telegi'aph messages
there was about one to eacn person.
In 1883 there were 4410 post-offices open ; 123,614,387 letters
and post-cards, 10,434,461 packets, and 60,889,570 newspapers (in-
cluding South Australian packets) were transmitted ; the revenue
of the postal department amounted to £1,057,100, and the expendi-
ture to £1,287,679 ; 783,701 money orders were issued, amounting
to £2,603,915 ; there were 254,510 depositors in the post-office
savings hanks, and their deposits amounted to £4,537,706 ; there
were over 57,174 miles of telegraph, and 7,083,163 messages were
transmitted, the value of which was estimated at £476,683; the
expenditure of the telegraph departments amounted to £345,590,
■ but it must be explained that the Victorian, South Australian,
and West Australian expenditures were included in those of the
postal departments. These figures, compared with the population
of 1883, show that there were transmitted per head nearly 40 letters
and post-cards, and over 23 newspapers and packets ; to every third
person a money order was issued, at an average value of about
£3, 6s. 6d. per order; the number of deposits in the post-office
savings banks averaged about 1 in every 12 of the population, and
their average value was over £17, 6s. per deposit ; 'the telegraph
messages were transmitted at the rate of rather more than two
messages to each person. ,,
Canada. — During the year which ended on 30th June 1884 the
nnmber of letters conveved by the mails throughout the Dominion
of Canada was 66,100,000 as against 62,800,000 in the correspond-
ing year 1883 ; that of post-cards was 13,580,000 as against
12,940,000. The number of letters registered was 3,000,000 against
2,650,000. The number of money orders issued was 463,502, their
aggregate value being £2,068,726. Of this amount £1,638,060 was
for inland orders, £430,666 for foreign orders. The number of
Canadian post-offices was 6837 against 6395 in 1883 ; the length
of postal routes open was 47,131 miles, showing an increase over
the previous year of 248S miles. The distance traversed thereon
by the mails in 1884 was 20,886,316 mUes. Of the 6837 post-
offices 866 were Eilso money-order olhces. In 1884 international
money orders were extended to the principal couutiies of the Postal
Union and to all British possessions abroad. In 1884 the amount
of foreign money orders paid in Canada was £252,600. In 1884
the number of post-office savings banks was 343, the number of
depositors' accounts 66,682 (an increase of 5623 over 1883), and
total amount in deposit £2,650,000.
India. — In order to illustrate the growtli of the post-office in Indi»
India we give the salient statistics for 1873 and 1883. In British'
India and the native states the total number of post-offices in 1883
was 5310, showing an increase of 2304 since 1873. In 1883 the'
number of letters of all descriptions that passed through the post-'
office was 135,709,147, in 1873 it was 83,127,098. ' Post-cards were
not issued untU 1880, when they numbered 7,471,984, which
number had increased to 29,844,347 in 1883. In the last-quoted
year 18,501,171 newspapers, parcels, and packets passed through'
the post and 10,030,216 in 1873. In 1883 2,565,904 postal money
orders, representing a value of £6,468,418j were issued. Adding
the number of money orders to the total of letters, newspapers, &c.,'
for the year 1883 we obtain an aggregate of 186,620,569, equal to
0'73 per head of popul^tioh. Post-office savings banks were opened
in India on 1st April 1882 ; during the first year the deposits
reached a total of £435,356, or including interest (£4902) £440,258.
Deposits amounting to £160,578 were withdrawn during the year,
leaving a balance of £279,680 on 31st March 1883- The total
length of Government telegraph lines increased from 46,386 miles
in 1873 to 84,700 miles in 1883. The expenditure in both years
nnder consideration exceeded the receipts: whilst in 1873 the
figures were respectively £704,193 and £677,047, in 1883 they were
£983,779 and £971,639. (E. ED.)
TJnited States.
The early history ^ of the post-office in the British J"''
colonies in North America" has been briefly referred to
above (pp. 565, 566). Benjamin Franklin was removed
by the home department from his office of. postmaster-
general in America in 1774. On 26th July 1775 the
• American Congress assumed direction of the post -offices,
re-^ppointing Franklin to his former post. Shortly after-
■wards, when Franklin was sent as ambassador to France,
his son-in-law, Richard Bache, was made postmaster-
general in November 1775.
In 1789 th'e number of post-offices was 75, in 1800 903, Grow
in 1825 5677, in 1875 35,734, and in 1884 50,017. In
1789 the gross revenues of the postal service were $30,000,
in 1800 §280,804 In' 1860 the gross revenues had in-
creased to $8,518,067 and in 1875 to $26,671,218. In'
1884 they amounted to $43,338,127-08. In 1860 there
was a deficit in the postal income of $10,652,542'59,
occasioned through lavish expenditure and then existing
abuses. Annual deficiencies had occurred for nine years
previous to 1860, and continued for twenty -one years
thereafter. In 1882 a surplus of $1,394,388-92 wasshowp?
and in 1883 a profit of $1,001,281-83. The percentage
of deficit continued steadily to decrease after 1860, and
in 1882, for the first time in thirty-one years, the postal
service ceased to be a burden upon the treasury. It is not
to be doubted that adverse natural conditions operated
for many years 'to prevent or to postpone this favourable
result, among them the vast extent of territorj- embraced
'ndthin the confines of the republic, entailing costly service
over long routes, and the extraordinarily rapi4 development
of the western States and Territories, conditions which
militate against the United States in a comparison of the'
statistics of its postal service during that period with those
of the service of countries having more limited areas.' _
Until 1863 the rates of postage were 'based uporf the
distances pTer,.tyhich the mails were conveyed. In 1846
these rate^TTerf^not exceeding 300 miles, three cents-
exceeding 300 miles, ten-'cents. In 1851 the rates were
reduced to three cents for distances not exceeding 3000
miles and ten cents for distances exceeding 3000 milesl
The use of adhesive postage stamps was first authorized
' For early statistics (1790-1856) of the United States post-officei
see Ency. Brit., 8th ed., vol. xviii. pp. 419, 420.
ONlTiD STATES.]
P O S T-0 F F I C E
579
by Act of Congress, approved 3d March 1847, and on 1st
June 1856 prepayment by stamps was made compulsory.
In 1863 a uniform rate of postage without regard to dis-
tance was fixed at three cents, and on 1st October 1883,
after satisfactory evidence had been given of the surplus
income from the operations of the post-office establisbment
for the two preceding fiscal years, tlie rate was further
reduced to two cents, the equivalent of the British penny
postage. It will be seen that no time was lost in gi^^ng
to the public the benefit of the change for the better in
the condition of the postal finances, and to this liberality
is undoubtedly due in great measure the deficit of
$5,204,484-12 for the year 1884, a deficiency which, how-
ever, it is reasonable to expect,- will decrease from year to
year under the stimulus given to correspondence by the
cheapened rate. It is hardly remarkable, in view of the
great area of the United States, that for a long time dis-
tance should have formed a very material element in the
calculations for levying postal tribute.
The franking privilege, which had grown to be an in-
VDlerable abuse, was finally abolished in 1873, and the
post-office now carries free under oflicial " penalty " labels
or envelopes (i.e., envelopes containing a notice of the
legal penalty for their unauthorized use) nothing but
matter which is of a strictly oflicial character, with the
single exception of newspapers circulated within the county
Convey- of publication. As late as 1860 the mails conveyed nothing
maUs"' ^^^ written and printed matter. They now admit nearly
every kno\vn substance which does not exceed four pounds
in weight (this restriction does not apply to single books),
and which from its nature is not liable to injure the mails
or the persons of postal employes.
The railway mail service, including the "fast mail,"
the character of which is from the necessity of the case
peculiar, and which, in its methods and results, has reached
a perfection attainable only in a country of great extent,
was inaugurated in 1864 after a successful experiment
upon a few of the large railroad lines with important
termini. In 1865 one thousand and forty one miles of
railway post-ofSce service were in operation, employing
sixty-four clerks. The service was reorganized in 1874
with eight territorial divisions, each in charge of a superin-
tendent subordinate, to a general superintendent at the
seat of government. This sen'ice was one of the earliest
exponents of a classified civil service in the more recent
acceptation of that term in the United States, appointment
of railway postal clerks having always been made for a
probationary period, permanent appointment conditioned
upon satisfactory conduct and service, and removal based
upon good cause only. On 1st July 1884 there were
about four thousand clerks in the railway mail service, and
the length of the routes was 117,160 miles. The annual
transportation (aggregate distance over which the mails
were conveyed) was 142,541,392 miles. At the same
date the length of the "star service" routes (i.e., mail
service other than by railway or steamboat) was 226,779
miles and the annual transportation 81,109,052 miles,
.Xvhile the length of the steamboat routes was 15,591 miles
with an annual transportation of 3,882,288 miles, which
aoes not include conveyance of mails by sea to foreign
countries.'
The penny post existed in a number ofcities of the
Union in 1862, the carriers remunerating themselves by
tlie-collection of a voluntary fes of from one to two cents
on each piece of mail delivered, A uniform free delivery
system was first authorized by law on 3d March 18G3,
and was established on the succeeding 1st of July in forty-
iiine cities. The number of carriers employed the first
year was 685. On 1st July 1884 there were 3890 letter-
carriers in one hundred and fifty-nine." free delivery cities."
To the European reader this number will doubtless appear
to be remarkably small in a country whose population,
according to the census of 1880, was over 50,000,000,
but it should be oKserved that, outside of the larger cities
and towns, the people as a rule reside on detached farm,'*
of greater or less size, at considerable distances from
each other, and not, as in many of the European states?,
congregated in small tovms or villages, separated from
their farms ; from this circumstance it happens that mra]
factors or carriers have never been, and could not well be,
employed as in European countries.
The registry system, in which great improvements haVa
been made -within the- last few years, did not attain an^
degree of exceUence until after 1860; and the money-order
system was first established in 1864. The aggregate num-
ber of money orders, domestic and foreign, issued during
the fiscal year 1883-84 was 8,314,963, of the value of
$129,810,038-51. Postal notes for small sums, payable to
bearer, and resembling the British postal orders except in
that they are not drawn for fixed amounts, were fixst
issued to the public in September 1883, and during the
first ten months there were 3,689,237 notes sold of the
aggregate value of $7,411, 992-48. Money orders are ex-
changed, in pursuance of postal conventions for the pur-
pose, with most of the important countries of the world
which have money-order systems of their own.
The total staff of the post-office in 1884 numbered Lat»
71,671, of whom 50,017 were postmasters. For the same statisuefc
year the total number of letters delivered in 159 cities was
524,431,327. The number of post-cards delivered in the
same cities was. 166,652,429, and the number of news-
papers 231,645,185. The number of registered letters
and parcels sent through the mails was 11,246,545,' and
the total ascertained losses numbered 616, or in the ratio
of 1 to 21,795. During the same year the total number
of pieces of mail handled or distributed en route on the
cars by railway postal clerks was 4,519,661,900, of which
number 2,795,447,000 were letters, — a total increase over
the previous year of 13^ per cent., the transactions of that
year having themselves exceeded those of the year 1882
by nearly 16 per cent. The sales of stamps, Ac, for the
year amounted to $40,745,853'66, showing that almost thel
entire revenues of the service are derived from postages
The total estimated number of letters sent to foreign
countrie? was 33,328,014, of post-cards 1,672,458, ol
packets of newspapers, &.C., 20,712,464, fi,nd of packages
of samples of merchandise 297,048. There were°received
from foreign countries 28,404,035 letters, 1,288,673 post^
cards, 21,747,784 packets of newspapers, <t.c., and 519,561
packets of samples of merchandise. The total number of
articles of undelivered mail received in the dead-lottei
office was 4,843,099, of which number 4,752,483 were
letters, being nearly a million less than the number which
reached the British returned-letter office. Useful printed
matter which cannot be returned is disitibuted amon^t
the inmates of various hospitals, asylums, and charitable
and reformatory institutions in the District of Columbia,
and in 1884 23,152 magazines, pamphlets, ibc., were thus
disposed of.-
Three jysars alter the passage by the British parliauiont^of th«
Electric Telegraph Act (1868-69) the subject of a mmilar tnnsfcr
of the rights of the tclegra]ili companies to tl>* ]io.sl-oil'ico of tlio
United States was strongly urged by the postmaster- general of
that country, Mr Crcswcll, and ho renewed his recommendations
the succeeding year ; the sulyect also recurred at intcrrala in the
annual reports of tlio jiost office dci>artment for mibseiiuont yean:
In 188'2 Mr Howe admitted that he had been "forced to the conj
elusion that the time lias fully come when the telegraph and postal
service should be embraced under one management"; a year latoi;'
however, Mr Orcsham states that be " should hesitate to sanctioii
a measure providing that Oio United States shall become th»
proprietor of telegraph lines and operate them by its oSicots and
580
P 0 S TO F F I C E
[feance.
Agents. " Mr Hatton in liia first report as postmaster-general, that
[for 1884, is silent upon this subject. |
Mr Creswell took occasion in 1871 to recommend also tne estab-
jlishmeut of postal savings banks in the United States, and this
'subject he made of peculiar interest at the time by the sugges-
tion that the money needed to purchase existing telegraph lines
could be raised through the postal sa"vings banks, cei-tainly a timely
suggestion to accompany the two simultaneous recommendations.
The establishment of postal savings banks has also been the fre-
quent subject of departmental and congressional discussion without
decisive action. The utility and expediency of the measure have
not been doubted, but singularly enough what has seemed to be an
insuperable obstacle to the inauguration of the system has been
encountered. The policy of the Government, with its vast surplus
revenue of late years, has been to gradually and surely reduce the
national debt, which, it would seem from the progress already made
in that direction, is certain of ultimate extinction in the course of
a few years. It is plain, however, although the difficulty does not
seem to have occurred to many of the advocates in the United
States otisavings banks system, that to be lasting it must be founded
upon a permanent Government debt, a condition which does not and
is not likely to exist in that counti^. Interest cannot be paid to
depositors for funds which are not needed and which cannot be pro-
fitably employed. Until this problem is solved, it is not probable
that this feature will be added to the postal 'system of the United
States, where, hewever, the practice of careful economy has not yet
become a common habit of the masses of the people, and where
the security for small savings afforded by Government institutions
would tend to foster habits of thrift. A Bill to establish a postal
savings depository as a branch of the post-office department was
introduced in the House of Representatives oil 8th February 1882,
and an elaborate report was made thereon, 21st February 1882, by
the committee on the post-office and post-roads, to whom the Bill
had been referred. The measure was never acted upon and. has
not since^been revived. ( W. B. C*. )
FraSCE.
Early The French postal system was founded by Louis XI.
liistor^. ngth June 1464), was largely extended by Charles IX.
(1565), and received considerable improvements at various
periods under the respective Governments of Henry IV.
and Louis XIII. (1603, 1622, 1627 sq.y In the year
last-named (1627) France, so often during long ages'pre-
eminent in " teaching the nations how to live," originated
a postal money-transmission syst^em, expressly prefaced by
those cautions about transmission of coin jn ordinary letters
|Which are now familiar to all eyes in the windows of
lEnglish post-offices (but which no eyes saw there a dozen
years ago), and in the same yeai" it established a system
of cheap registration for letters. The postmaster who
thus anticipated 19th-century improvements was Pierre
d'Alm^ras, a man of high birth, who gave about £20,000
'(of modern money) for the privilege of serving the public.
The turmoils of the Fronde wrecked much that he had
achieved. The first farm of postal income was made in
|1672, and by farmers it was administered until June 1790.
To increase the income postmasterships for a long time
were not only sold but made hereditary. Many adminis-
trative improvements of detail were introduced, indeed,
by Mazarin (1643), by Louvois (c. 1680 sq.), and by
Cardinal de Fleury (1728); but many formidable abuses
also continued to subsist. The revolutionary Government
transferred rather than removed them. Characteristically,
it put a board of postmasters in room of a farming post-
master-general and a controlling one. The keen and
far-seeing mind of Napoleon (during the consulate -) abol-
ished the board, recommitted the business to a postmaster-
general as it had been under Louis XIIL, and greatly
improved the details of the service : Napoleon's organiza-
tion of 1802 is, in substance, that which obtains in 1885,
although, of course, large modifications and developments
have been made from time to time.'
' For the details, see Ency. Brit., 8th ed., vol. xviii. pp. 420-424,
and Maxime Du Camp, " L'Administration des Postes," in Revue des
'Deux Mondes (1865), ser. 2, Ixvii. 169 sq. ■
' 28 Pluviose, an XII. = 18th February 1804.
' Le Quien de la Neufville, Usages des Postes, 1730, pp. 59-67; 80,
121-123. 147-149, 286-291: Maxime Du Camp, op. cit, passim; Pierre
The university of Paris,' as early as the 13th oentury,
possessed a special postal system, for the abolition of
which in the 18th it received a large compensation. But
it continued to possess certain minor postal privileges until
the Revolution.* ,_
"^ Mazarin 's edict of 3d December 1643 shows that France
at that date had a parcel post as well as a letter poe^
That edict creates for each head post-oflBce throughout^
the kingdom three several officers styled respectively (1)
comptroller, (2) weigher, (3) assessor ; and, instead ot
remunerating them by salary, it directs the addition 6t
one-fourth to the existing letter ra^e and parcel rate, and
the division of the surcharge between the three. Fleur/a
edicts of 1728 make sub-postmasters directly responsible
for the loss of letters or parcels ; they also make it necessary
that senders should post their letters at an office, and not
give them to the carriers, and regulate the book-post by
directing that book parcels (whether MS. Or printed) shall
be open at the ends.^ In 1758, almost eighty years after
Dockwra's establishment of a penny post in London, an
historian of that city published an account of it, which
in Paris came under the eye of a man of similar spirit and
enterprise to Dockwra. Claude Piarron de Chamousset*
obtained letters-patent to do the like, and, before setting
to work or seeking profit for himself, he issued a tract with
the title, Memoire sur la petite-poste etahlie d, Londres, sur la
modele de laquelle on pourrait en etahlir de semhlables dans
les plus grandes villes d' Europe. The reform so worthily
begun was successfully carried out.
By this time the general post-office of France was pro-,
ducing a considerable and grovring revenue. In 1676 the
farmers had paid to the king £48,000 in the money of
that day. A century later they paid a fixed rent of
£352,000, and covenanted to pay in addition one-fifth
of their nett profits. In 1788 — the date of the last letting
to farm of the postal revenue — the fixed and the variable
payments were commuted for one settled sum of £480,000
a year. The result of the devastations of the Revolution
and of the wars of the empire together is shown strikingly
by the fact that in 1814 th.& gross income of the post-office
was but little more than three-fifths of the nett income in
1788. Six years of the peaceful government of Louis
XVIII. raised the gross annual revenue to £928,000. On
the eve of the revolution of 1830 it reached £1,348,000.'
Towards the close of the next reign the post-office yielded
£2,100,000 (gross). Under the revolutionary Govem-j
ment of 1848-49 it declined again (falling in 1850 to
£1,744,000) ; under that of Napoleon III. it rose steadily,
and uniformly with every year. In 1858 the .gross re^
venue was £2,296,000, in 1868 £3,596,000.
The most important postal reforms in France (other tha^
those which we have already noticed) are briefly these :-i«
( 1 ) the extension of postal facilities to all the communes
of the country, — effected under Charles X., placing the
France of 1829 in certain postal particulars in advance of
the United States of 187& ; (2) the adoption of postage
Clemeut, Appreciation des Consequences de la Rifcrrw posiale, passim;
Loret, Gazette rimie, 16th August 1653 ; Furetiere, Le Roman Bour-
geois (in Du Camp, ui supra); "Die ersten Posteinrichtungen, u.8.w.,*J
iu V Union Posiale, viii. 138 ; Ordonnances des Rois de France, as
cited by A. de Rothschild, Histoire de la Posie-aux-Letires, i. 171, 216,^
269 (3ded., 1876). We quote M. de Rothschild's clever book with
some misgivings. It is eminently sparkling in style, and most read-'
able ; but its citations are so given th.it one is constantly in doubt
lest they be given at second or even at third hand insteajl of from th«'
sources. The essay of M. Du Camp is, up to its date, far more trust
worthy. He approaches his subject as a publicist, M. de Rothschila
as a stamp-collector.
■* There are several charters confirmatory of this original privilegB
The earliest of these is of 1296 (Philip " the Fair ").
^ Ordonnances, &c., as above.
* There is an interesting biographical notice of Piarron de Chamoasuft
in Lc Journal Officiel of 5th July 1875.
FRANCE.J
POST -OFFICE
581
etamps, -effected under the presidency ot Louis ixapoieon
(1849) ; (3) the organization of an excellent system of not
Dnly, transmitting but insuring articles -of declared value,
whatoVBT their nature, — effected under Napoleon III.
n859>; (4) the issue of postar notes payable to, bearer
(I860); (5) the establishment of a post-oflBce library
(l878); (6) the creation of postal sayngs banks (1880).
France, as we have seen, possessed a postal money-
tralnsmission service as early as 1627f^ But for almost two
centuries the thing the remitter delivered at the post-office
was the thing given to the payee, whether it were coin
or paper money. In 1817 the money-transmission service
became a money-order service. In that year the aggre-
gate value of inland money orders was £364,000, in 1830
£528,000, in 1845 £844,000, in 1864 £4,520,000, in 1868
£6,280,000, in 1877 £9,238,644, in 1878 £11,036,712,
In 1881 £18,793,188, in 1882 £19,655,117, in 1883
£20,770,078. The average amount of each order varied
Very little during the fifty-eight years 1821 to 1878, rang-
ing only between 28 francs 62 centimes and 30 francs
[twenty-four shillings). The number of orders was in t.'
first-named year only 317,642. In 1868 the number was
"in round figures) 5,320,000; in 1878 it tad grown to
,304,840, in 1881 to 14,626,117, in 1882 to 15,791,774,
»nd in 1883 to 16,808,627.1 The average amount of each
order has been, since 1878, somewhat upon the increase.^
France may also fairly claim to have been in advance
of the United Kingdom not only in facilities for the safe
transmission of money and other precious commodities but
also in the facilities of book post and parcel post. In the
tariff for ordinary correspondence, however, it has always
contrasted unfavourably. ' Whilst under the regulations
'«f January 1849 and of July 1854 respectively the letter
tariff was double that of Great Britain, it has come to be
treble since the Udoption by the latter country of the one-
ounce unit of charge; IJd. is the French rate under the
regulation (M. Cochery's) of 1st May 1878 for a half-ounce
letter; Id. is the English rate for an ounce letter. Post-
cards are charged double the English rate.' The growth
of postal correspondence in France prior to the great check
inflicted by the calamities of 1870-71 may, very briefly,
be shown thus :■ —
Table XVXIL— Comparative Numbers of LetUr>, Newspapers,
and Books conveyed.
Ordinary Letters,*
Boglstered Letters.
Newspapers and
Book-Parcels.
18tt "'
1857
J 1807
I1868
126,480,000
252,921,942
849,836,000
176,000
*. 850.000
c. 4.60O.00O
e. 15.000.000.
IThe Ingenuity of the French postal authorities was severely tried
By the exigencies of the German War of 1870-71 ; but they proved
Iheraflelves singularly successful in maintaining a correspondence,
inland and foreign, under difliculties which were probably greater
than any postal staff had ever before bad to encounter since posts
(fere known. The first contrivanco was to organize a pigeon service,'
» Those figures apply only to inland orders issued.
' Bernard, " Notice sur le Service postal en France," in Journal des
tconomistes, ser. 3, iv. 36fi-.'?86 ; SlalUlique giniraU du Servke
^o^lal, 1881, v. sa.
' Recueil 3i n^nseii/nentenis mr le RigirM postal, 6 ; Annuaire des
foates^tUT various years, to 1883 inclusive, passirrt. Comp. Reports
<tf Seareiuries of. Embassy, he. Franco (1879), 6.
* During the years from 1849 to 1857 ordinary letter* in Franco
Ini.reased at tho annual rate of 12i per cent, (under Napoleon III. aa
president wid as enaperor^ ; during tho rest of his rule the yearly rate
(|{ increase is calculated (to 1869 inclusive) at 3i per cent only.
' The employmept of pigeons as carriers of despatches dates from a
xWTy early period, the curious .annals of which are given in Die Tauben-
tost (Berlin); It was not, however, until tho commencement of tho
present century that thoy were systematically utilized a» bearers of
iHfssages to the sporting and other papers. Before the organization of
the electric telegraph pigeons were regularlv employed by the members
carrying microscopic despatches prepared by the aid of photographft
appliances.' The number of postal pigeons employed was 363, o(
which number fifty-seven returned with despatches. During tli^
height of the siege the English postal authorities received letter*
for transmission by pigeon post into Paris by way of Tours, subject to
the regulations that no information concerning the war was given,'
that the number of words did not exceed twenty, that the letters
were delivered open, and that 6d. a word, with a registration fee
of 6d. ,' was prepaid as postage At this rate tho postage of the 20fl(
letters on each folio was f 40, that on the eighteen pellicles of sixteeri
folios each, carried by one pigeon, £11,620. Each despatch waS
repeated until its arrival had been acknowledged by balloon post jj
consequently many were sent off twenty and some even more than
thirty times. The second step was to establish a regular system of
postal balloons, fifty-one being employed for letter service and six
for telegraphic serrice. To Jl. Durnouf belongs very much of fhs
honour of making the balloon service successful. On the basis of
experiments carried out by him a decree of 26th September 1870
regulated the new postal system. Out of sbity-four several ascents,
each costing on the average about £200, fifty-seven achieved their^
purpose, notwithstanding the building by Krupp of twenty guns,'
supplied with telescopic apparatus, expressly for tho destruction of
the postal balloons. Only five were captured, and two others wers
lost at sea. Tho aggregate weight of the letters and newspapers
thus aerially mailed by the French post-office amounted to about
eight tons and a half, including upwards of 3,000,000 letters ; and,
besides the aeronauts, ninety-one passengers were conveyed. Th«
heroism displayed by French balloon postmen was equalled by that
of many of the ordinary letter-carriers in the conveyance of letton
through the catacombs and quarries of Paris and its suburbs, and,
under various disguises, often through the midst of the Prussian
army. Several lost their lives in the discharge of their duty, in
some cases saving their despatches by the sacrifice. No less thaa
eighty-five faced the extremity of danger.* During tho war the
llarseilles route for tho Anglo-Indian mails was, of course, aban-
doned. They were sent through Belgium and Germany, by tha
Brenner Pass to Brindisi, and thence by Italian packets to Alexan-
dria. The French route was resumed in 1872.'
Before dealing with the latest statistics of the French postal Late-i»
system, it may be of interest to cite from L' Union Postale of Bern statistic
(ii. 87 sq.) a brief comparison of the mail matter within tho limits'
of Paris with that of the state at large in the year 1874 (Table
XIX.).
Paris.
FrancB.
1. Ordinary chargeable letters
».'S,70I,000 .
1,730,000
8,935,000
242,613,000
647,400
343,808,000
6,786,000
66,634,000
368,782,000
4,793,680
4. Newspapers, books, mercantile patterns..
Grand total of mailed articles
349,716,400
780.703.680 '•
The reader will observe on glancing from this table to Table
■ ■ ■ -~f
of the stock exchange for conveying early intelligence of tho state ol]
the money markets in Paris, &c., the entire journey being broken up
into short relays eo that transmission of messages uight be secured
even during unfavourable weather.
At the present time all the important fortresses in France and
Germany have their staff of voyageur or homing pigeons that are well
trained for 50 to 100 miles, so that they could bo relied on for holding
communication with the fortress in case it should be surrounded by
hostile troops. The utility of these birds in conveying messages from
tho sea in case of war has not yet been recognized in Britain.
• Tho despatches carried by tho pigeons were in tho first instance
photographed on a reduced scale on thin sheets of paper, tho original
writiilg being preserved, but after tho ascent of the twenty-fifth balloon
leaving the city on improved system was orgsnized. Tho communlca*'
tions, whether public dcBpatches or private letters, were printed '!■
ordinary type, and micro-photographed on to thin films of coUodionj
EachjPelliclo measured less than 2 inches by 1, and the reproduction
of sixteen folio pages of type contained above 3000 private letter*)
These pellicles were so light that 60,000 despatches, weighing less tbu
1 gramme, were regnrd«d as tho weight for one pigeon. In order td
ensure their safety during transit the films were rolled up tightly and
placed in a small quill which was attached longitudinally to one of tha
tail feathers of tho bird. On their arrival in Paris they were fliittened
out and thrown by means of the electric lantern on to a screen, copied
by clerks, and despatched to their destination. This method was after
wards Improved upon, sensitive popar being substituted for thascraaa
eo that the letters wore printed at once and distributed.
' Scivnteenlh Report of the rostmaster-Oenrral , p. 7.
» Boissay, "If. Poste el la T(SI(!grophio pendant le Si(!ge de Paris,*
in Journal des Economistes, ser. 3 "ii- 117-129 and 27.')-282. Cow
pare Postal Oasttte, \. 7 (1883).
' Sixtemlh Report of the Postmaster-Oeneral, p. 8.
'» Slatistique giniraU du S/miee postal (Bom. 1882-83), pauivu
58ii
P O S T-0 F F 1 C E
[acstria-hungaev.
XVIII. that in 1874 the ordinary correspondence of France had
not recovered its former extent, as it stood in 1868, althongh a
large relative increase i? shown in the number of registered letters
during 1874 as compared with those of 1868. Taken as a whole,
the postal traffic did not fully recover itself until 1878 ; and even
then, although the mailed articles exceeded those of the year imme-
diately preceding by 124,310,199, the gross revenue accruing from
letters, newspapers, and parcels showed a diminution of £788,150
as compared with the gross revenue of 1877. Thenceforward the
progress is rapid. The chief postal Uws now in force are of 6th
May 1827, 4th June 1839, .25th January 1873, 3d May 1876, 6th
AprU 1878, 5th February 1879, and 9th April 1881.
The comparative postal statistics for all France during the years
1881, 1882, and 1883 stand thus :—
Table XX. — Number of Letters and Post-Cards.
19f;.
1832.
1883.
Tunis and
Algiers
1883.
635,541,373
29,589,094
37,320
34,368,985
1.216,9J8
30,005
544,193,583
30,710,500
48,430
35,377,336
1,390,950
41,134
563,524,119
31,394,427
60,000
36,777,104
1,462,815
63,323
8,650,266
69,088
8,492
331,283
10,755
308
Inlaud post-cards .*.
„ reply post-cards
Foreign letters sent ....
Foreign post-cards sent
11 reply post-cards
Total
600,783,731
611,761,982
633,201,S»«
8,965,172
In 1882 the gross revenue of the entire French postal service^as
£0,170,146,"' the total expenditure £5,338,273, and the nett revenue
£831,873, In 18831 the.gros3 revenue amounted to'£6,429,101,
the expenditure to £5,678,851, and the nett revenue to £750,250.
In 1881 the number of post-offices throughout France was 6158 plus
53,182 letter-boxes, making the total number of postal receptacles
69,340. In 1884 the number of post-offices proper had increased to
6565.^ The aggregate of the postal and telegraphic staff was 49, 121
persons in 1881, 50,268 in 1882, and 52,636 in 1883.' The relative
number of letters (including post-cards) to each inhabitant was
16 in 1831 as compared with 27 to each inhabitant in the United
States, and with 38 to each in the United Kingdom. In 1882 the
proportion was 16,^ as compared with 40,% in Great Britain, in
1883 IQ-fn and il^^i respectively. Were it possible to deduct in
each case the useless, the merely undesired advertising communi-
cations, France would contrast with Britain, and stQl more with
America, far less disadvantageously than, on the mere face of the
figures, it seems to do.
The saviug> banks system of France, so far as it is connected
with the postal ■ service, dates only from 187.'>. and began then (at
firet) simply by the use of post-offices as agencies and feeders for the
pre-existing banks. Prior to the postal connexion the aggregate
of the deposits stood at £22,920,000. In 1877 it reached £32,000,000.
Postal savings banks, strictly so called, began only during the year
1881. At the close of 1882 they had 210,712 depositors, with an
aggregate deposit of £1,872,938 sterling ; and on 31st December
1883 375,838 depositors, with an annual deposit of £3,097,765.
A convention lately made between France and Belgium enables
depositors in either country to transfer their accounts to the other
free of charge.* M. Auguste de Malarce has greatly distinguished
himself in the promotion of savings banks of all kinds, and most
especially in urging the formation of penny banks and school banks.
These, however, are not directly connected with the postal service.
The union of the telegraph vnth. the post-office dates only from
1878. Prior to the amalgamation the number of telegraph offices
was 4561 ; in 1883 it was already increased to 6448. At the former
date (1878) the lineal extent of the telegraphs was 57,090 kilometres
(35,453 miles) ; it is now (1885) upwards of 87,000 (54,027 miles).
The postal administration having begun its new work by obtaining
a credit for further extensions and for plant, amounting to nearly
£100,000, the tariff was reduced (21st March 1878) to one "half-
penny for each word, with a minimum charge of 5d.' In AprU
1884 France had 5535 subscribers to postal telephonic exchanges
(against about 4000 in all Germany at the same date, according to
the Bevue des Pastes), working under post-office licences of five
years' duration, and paying (as in .Great Britain) a royalty of 10
percent The postal telephonic system began in 1879. Up to the
close of 1883 the royalties had produced £17,324. At Eheims,
Troyes, Roubaix, Tourcoing, and St Quentin the post-office has its
own exchanges. The aggregate number of inland postal money
orders issued in France in 1881 was 14,626,117. In 1882 the
numberof inland orders increased to 15,791,774 (value £19,655,117),
ill 1883 to 16,808,627 (value £20,770,078). As compared with tha
population, the figures for 1883 show an average of 45^^ to every
1 Stat. gin. d. Serv, post,. 1883.
' Archiv fur Post vnd Telegrophie. 1884, p. 570.
8 Postal Union return for 1883. The figures quoted are exclusive of the boy
messengers attached to the telegraphic service.
* Auguste de Malarce. in JoUTnat des Economistes, various years ; Twenty^niiUh
lumrl of the Postinaster-General, 1883, App. 40.
* Archie fiir Post und Telegraphic. 1S82. 570, 5T1 ; Joimal da Economistes,
Mr. 4, il. Ijl,, ii"
100 inhabitants, the corresponding figure for England being 70^,
for the United States 17-i'ir, and for Italy 14-[%. The French parcel
post forwarded in 1883 11,494,072 inland parcels, and 944,795'
parcels abroad. A word must be added upbn a special feature of
the French post-office. Many years ago it began to collect books
upon postal subjects ; but up to 1878 it had less than 900 volumes,
and less than 200 visits to consult them were made in a year. Id
1884 there were about 8000 volumes — postal, telegraphic, statistical
— and the annual visits for consulting them averaged 2500. These
books are made accessible to the general public as well as to the
postal staff, five rooms being set apart for the books, periodicals,
and readers.
On the whole, it may be said that the recent record of the French
postal service is a very honourable record, giving good augury oi
further improvements to come. Nor is it one of the least honour-'
able items in that record to observe that, when the minister proposed
to the chamber of deputies* in 1877 an increased vote of Jt:l8,200
for the better remuneration of the rural letter-carriers, the chamber
voted £69,600 instead.
Bibliography. —V: d'Almeras. P.eglem€nt sur le Port des Lettres, 1627 ; Le Quietf
de la Neuf\-iUe, Usages des Pastes, 1730 ; Rowland Hill, Report to the Chancellof
ef the Exchequer on the French Post'O^ce, 1837; Annuaire des Pastes. 1850-84;
M. Du"Camp, " De 1' Administration . . . et de THotel des Postes," in Revu4
des Deux Mond^s, ser. 3, 1865 ; Pevue des Pastes et TiUgraphes. 1870-84 ; A. de
Rothschild, Histoire de la Poste-anz-Lettres, 1875 ; "Entwickelung des Post- u.
Telegraphenwesens in Frankreich," in Archiv f. Post u. TeUgraphi^e, 1882 J
"Die franzbsischen Postsparkassen," and other articles, in L' Union Postal^
Bern, vols. vlii. , ix.
AUSTRIA-EUNGART, GeRMANT, AND ItaLT.
1. Austria- ffungary. — The Austrian' postal system is amOngst
the oldest on record. Vienna, too, possessed a local letter post and
a parcel post, on the plan of prepayment, as early as May 1772, ai
which date no city in Germany possessed the like. Curiously ^
enough, this local post was established by a Frenchman (M. Hardy)
and manage'd bj a Dutchman (Schooten).' Thirteen years after its
organization it became merged in the imperial post. The separate
postal organizations of the empire (Austiia) and of the kingdom
(Hungaiy) date from 1867. In Austria the post-office and the tele-
graph-office are placed under the control of the minister of com-
merce, in Hungary under that of the minister of public works. Id
Austria the department 'has twenty-one travelling post-offices ; in
Hungary it has ten such.* Within the limits of the whole Austrian
euipii'e the lineal extent of the postal telegraph lines was 20,875
English miles in 1 877, and in 1SS3 32,380 miles. The total number
of telegraph stations was 3958. The aggregate number of tele-
graphic messages in 1877 (Austria-Hungary) was 5,358,544, in 1883
9,974,993. The aggregate of mailed articles in Austria' was
357,352,270 in 1877, and iu 1878 358,427,000. Deducting from
these figures the number of newspapers, book-packets, and parcels,
there remains for letters and cards, jointly, an aggregate of
233,801,870 in 1877, and of 232,867,000 in 1873. In 1880 the letters
and cards were 245,660,700, in 1881 255,618,100. In Hungary'"
the aggregate of letters and post-cards was 61,064,856 in 1877,
in 1878 59,612,000, in 1880 78,080,804, in 1881 82,592,040. The
gross revenue from posts and telegraphs stood thus in 1882 (accord-
ing to the fiiiancial estimates for that year) : Austria £2,307,300,
Hungary £2,128,065, total £4,435,365, of which sum the postal
revenue proper {i.e., letter and parcel services) supplied about two
and a half millions. In 1883 the gross revenue of Austria was
£2,002,073.; that of Hungary was £790,839 ; in the same year the
respective expenditures were £1,647,373 and £605,185. In Novem-
ber 1881 a collecting service for bills and invoices was organized.
In January 1883 the unit of weight for inland letters was increased
from half an ounce to tivo-thirds of an ounce, the rate being IJd. ■
and in June of the same year the collection service above-named
was made international betn-een Austria-Hungary and the German
empire, on the basis of the country of origin retaining aU fees, and
the country of payment remitting all sums collected by money orders
at the usual rate of commission." In 1882 and 1883 the chief
postal statistics of both divisions of ihe e^apire were as follows "
(Table XXI.):—
Austria.
Hungarj-. |
1882.
1883.
188S.
1883.
190,737,600
43,826,800
31,084,000
4,113,100
203,865,600
48,613,700
33,357,300
4,536,400
09,894,598
16,478,170
1,406,574
153,206
72,522,335
18,037.872
1,680,094 la,
149,7421^
92,290,043
I nlaiid post-cards
Foreign letters sent .. ..
Foreign post -cards sent
Totals
269,702,400
290,373,000
87,932,548
6 L' Union Postale, li. 33 sq.
' Loeper, " Organisation des Postes de Ville," in VUnion Postale, vii. 1 sq,
8 Priewe, " Le Service des Bureaux anibulanta," in U Union Postale, vii. 25 sq,
9 With a population of 21,944,336 (1870-
JO With a population of 15.364,533 (end of 1S76).
11 L'l'nion fosfal", vii. 2S5, viii. 190.
12 statistiqtie peuirale du Servicf postal, 1SS3, pp. 2-16.
13 Exclusive of 3,406.134 letters and 797.006 post-cards which passod bctweet
the two countries of Hungary and Germany.
OE&UASy, ITALY.]
POST-OFFICE
583
2. German Empire^ — The Prassian postal system — now devel-
oped (mainly by the ability and energy of Dr Stephan, to whom
■tne organization of the International Postal Union is so largely
indebted) into the admirably organized post and telegraph office of
the empire — began with the Great Elector, and with the establish-
meat in 1646 of a Government post from Cleves to Uemel. Frederick
'II. largely exteuded it, and by his successor the laws relating to, it
WCTe consolidated. In Strasburg a messenger code existed as early
as 1443. A. postal service was organized at Nuremberg in 1570.
In 1803 the rights in the indemnity-lands (EnUicltadUjungslandcr)
of the' counts of Taxis as hereditary imperial postmasters were
abolished. The first mail steam-packet was built in 1821 ; the first
transmission of mails by railway was in 1847 ; the beginning of
the postal administration of the telegraphs was in 1840 ; and, by
the treaty of postal union with Austria, not only was the basis of
the existing system of the posts- and telegraphs of Germany fully
laid but the gerni was virtually set of that International Postal
Union which is now become so widely fruitful. That pregnant
^treaty was made for ten years on 6th April 1850, and was immedi-
ately accepted by Bavaria. It came into full operation on the 1st
July following, and then included Saxony, Meckleuburg-S.trelitz,
and Holstein. Other German states followed ; and the treaty was
Renewed in August 1860.
Between 1850 and 1860 the number of post-ofBces in Prussia
fecreased by 20^ percent., that of letters conveyed by 115 per cent,
^e postal staff during that term increased from 9029 to 15,471.
In 1860 the aggregate number of letters was 135,377,036, that of
o»dinary parcels 13,765,336, that of registered parcels, with value
declared (£178,937,360), 10,807,293.=" In 1872 the post-offices of
the empire, exclusive of those in Bavaria and Wiirtemberg (each of
which countries retains in postal and telegraphic matters its own
organization), numbered 5784, i(i 1883 11,646. Adding the number
of letter-boxes, the total of postal receptacles in those years respect-
ively was 33,362 and 65,175.' The aggregate postal staff was
49,945 persons in 1872, in 1883 74,393.* These figures include
large numbers of persons who are, connected with the transit of
travellers, as well as with that of letters, parcels, and telegrapliic
messages. In 1872 the aggregate number of letters, cards, book-
packets, and newspapers conveyed was 718,233,000, in 1883
1,468,315,000, or, with the addition of Bavaria and -Wiirtemberg,
.1,649,345,000.
For Berlin itself a private letter and parcel post was established
Dy the commercial -guild of the grocers and di'Uggists in September
1800, and continued to work under their nje until 1806, when it
was abolished. A regular delivery by letter-carriers, attached to
the state postal organization, existed in Berlin as early as 1712.^
In 1376 tne Berlin office employed a special staff of 3705 persons,
which in 1883 had iucrea-sed to 6120. It delivered in 1883 postal
articles amounting to 199,600,000 in number. ■ It received au
annual income for postage of £796,517 in 1883.
The nett revenue accruing from the wh6le of the imperial postal
And telegraphic service iji 1874 was only £349,301 sterling ;° in
1881 it was £1,060,310 steriing, in 1882 £1,066,860, and in 1883
£1,172,343. The lineal extent of telegraphic lines in the whole of
Germany was 74,313 kilometres (46,148 miles) at the close of 1882
as compared with 72,577 kilometres (45,070 miles) in the preceding
year. There were 10,803 telegraphic offices (10,308 in preceding
year). The aggregate number of messages transmitted in 1883 was
15,300,816 as against 12,721,290 in 1879. Collectively, the total
number of money orders issued by the postal service throughout
the German empii-o in 1882 was 53,537,440, showing an annual
Average a Uttle exceeding one to each inhabitant ; in 1883 53,935,556
money orders, worth a total of £161,622,221, were issued. In 1883
the aggregate number of ordinary inland parcels forwarded by the
German parcel post was 79,245,700, that of rerfstered parcels with
declared value was 5,410,800, the aggregate declared value being
£201,469,460. The parcels sent abroad were— ordinary 3,231,970.
registered with declaration of value 262,620.
Blhliography. — Von Bei^at, Vernurh eirv.r au$/uhrl{cJun Er}:Iarung des Port*
regttls, . . . injbeaontiere in Anschauunfj d. h. r&m. Ileichs Teittscher Nation, 3 vols.,
Jcna^ 1747-43 ; Aviji instrurAif an I'ubtic . . . pour la jH'tile I'oste [dc Vieunt],
1772 : Uebrr die kleint Post in Wim, 1780 ; A. FIcglcr, Zur Gexh. d. Pastln,
M58 ; Ht«pJi.in, lUin, Gesrh. d. prevM. Post, J8.'t9 ; Fi»chflr, Die VcrkehrsanstalUn
it deMlsclicn Bricks, l'i73; Vcm Lindc, llaflvrrbimllichkett d. PO'.lrinstiill ;
W. Kotnpe, Dae lfandcLiges£tzhw:h v. das Poslrecht ; Gad, Die lla/lpjUrM d, d.
rostanslalten, lii'33; Euj,'. Uartnmnn, Entwickelunjsgtsch. d. Posten, 1608; P. D.
' The flgnres in this section have been kindly revised by the Reichs-
iMstamt in Berlin.
' Aemtliches preassi'schfs Ilandelmrchiv, Nos. 15-17 (1863), as
qtioted in Ilildehraml's Jahrhuc/ier /ilr Nalinvalhhmnmie, i. ."iOe-SflS ;
K. A. H. Sohmid, "Zur Gescliiclite der Briefjiorto-Reform in Deutsch-
Uod," in Hildebnind's Jalirbiii' cr, liL 1-61 (1866); Journal des
Eeonomialea, ser. 4, H. 68-71.
' Sla(istisch(s Jahrhuch f,ir das diulache Reich, 1884, 97 s^.
* These, like the other Ijgiires, are excluaivo of Bavaria and Wiiitem.
IXTg.
' Archh/Hr Post und Telegraphic, 1884, p. 97.
' HilJebraiid.VaftrftUcAcr, xxvii. 207 sq. (1570).
Fischer, Die d. Past- umt TeUjrapkie-GeubaebunD, 1876; 0. Dambach, Das
Gcsetz v.ber das Postw'sen dcs deutschen AVicAs, lasi ; Archiv /. Post u. Teltgraphie,
1873-85 ; F. X. von Neuii-inn-Spallart, UcbersichUa iber Verkehr in d. Wdtwirth-
scka/t, I8S5: Dcutsclie Vcrkehrszeiiuns, 18S1-S5: W. tjeoz. Kalechiamvs d. d.
Reichspost, 1682.
3. Italy.— The history of the Italian post-office is in many
respects one of special interest. But the limits of this article
admit only of a very brief statement of results. Its origin may
be traced virtually to Venice and to the establishment of the
"Corrieri di Venezia" early in the 16th centuiy. As early as
1818 the Sardinian post-office issued stamped letter-paper. The
total nuDiber of letters, newspapers, and book -packets conveyed
in 1S62 was. but 111,733,319. Ten years later there was an
aggregate of 232,242,677, and in 1882 one of 333,242,148. The
comparative growth of postal traffic in letters and post-cards may
be shown thus : in 1869 the aggregate number was 87,613,348,
in 1870 89,430,261, in 1880 189,207,627, in 1881 194,587,021, ia
1882 204,644,355,' in 1883 216,944,382.
The growth of postal savings banks in Italy is on the whole
satisfactory, as will be seen by a glanc(! at the following table
(XXII.).—
Xo. of Bank.s.
No. of Accounts
(31st Dec).
Araount of Deposits
(31.st Dec).
1876
1879
1881
1882
1883
1939
8250
8406
3488
3584
67,354
236,869
471,094
582,018
805,988
£97,735
1,019,291
2,679,878
3,398,049
4,485,11'!
In the year 1881 the accounts opened were 143,410 and 249,741 in
1883 ; those closed were 12,161 in 1881 and 35,771 in 1883. The
average of each deposit increased (omitting fractions) from £1, 4s. 3d.
in 1876 to £3, 16s. Id. in 1581„and decreased to £3, 4s. 8d, in 1883.
The average sum standing to the credit of each depositor was
£5, 12s. lid. in 1881 and in 1883 £5, lis. 3d. The number of
accounts opened in 1883 was 249,741 as against 144,485 opened in
1882. This rapid increase, and the corresponding diminution in
the average amount of each deposit and of the average sum stand-
ing to the credit of each depositor, are due to the regulation of
ISth February 1883, which came into operation on 1st May follow-
ing, and by which post-office savings banks were authorized to
accept as deposits cards bearing sufficient ten -centime postage
stamps to make up the sum of one lira (9.Jd.). , Between 1st May
and 31st December 193,763 such cards were deposited. Tlio
financial results of the post-office savings banks service for 1883
show a nett gain of £29,768 ; the total gain from 1876 to 1883 was
£90,345. It is the purpose of the po.stal administration to make
by degrees the number of the postal savings Ijanks identical with
that of the post-offices." That administration is .now (1885) a
dependency upon the ministry of public works. There were
issued in 1883 for Italy itself 4,207,544 money orders, valued at
£21,706,968, and for countries abroad 17,087, valued at £164,174.
The Italian parcel post despatched in the first three months of
1882 489,687 articles, in tho corresponding period of 1883 869,280;
it received respectively 486,814 (1882) and 978,559 (1883).' The
number of parcels, both inland and foreign, conveyed in 1882 was
2,877,201. In 1883 3,747,182 inland and 180,828 foreign parcels
were despatched by parcel post. The nett postal revenue in 1882
was £197,257 (against £162,676 in 1881), to which sum the parcel
post contributed £27,078.'" Tlio neit postal revenue in 1883 was
£213,537. The parcel post of Italy dates only from 1881 (October),
since which time it has carried more than nine millions of parcels,
which it registers, paying for loss or damage during transit. But
the service is so excellently Oiganizcd that tho administration has
hitherto (1886) had to pay but a very insignificant sum as compen-
sation.
poetaii coxoeesses and international postal
Union at Been.
Substantially, tbo first step tovrards an cfTectual postal
union was taken at Paris in June 18G3, when delegates
from France, Great Britain, Austria, Prussia, Italy, Spain,
Belgium, Holland, Portugal, Switzerland, Denmark, tlie
Hanseatic towns, the United States of America, and Costa
Rica met in congress, under the presidency of M. Vandal,
the then postmaster-general of France. Tho conference
recommended (1) an optional prepayment of foreign letters,
with a reduction of the difTercntial charge between paid
and unpaid ; (2) a readjustment of tho regulations concern-
ing the international weighing and taxing of letters; (3) a
r StalisliijiK gtncmlt, 1SS2. " Ann. di SliUist. ii. 263.
' L' Union Poslole, viii. 164.
'• "Lo Service dcs f'olis postaiix en Italic," in V Union Paslale.
November 1884, ix. 229 sq.
584
P O S T-0 F F I C E
[postal UNIONi
reduction of the transit tariff; ^ (4) an improved regulation
as to the choice of routes of transit for letters addressed to
remote parts of the world ; and (5) great improvements in
the international money -order system, and in the postal
transmission of articles of special value.^ Thus a basis was
practically laid for the treaty of Bern of 1874. What was
achieved in 1874 and extended in 1878 had also been
largely promoted by the proceedings and example of several
local conferences on postal affairs held at various dates in
Germany. Certain intermediate international conferences,
more or less largely constituted, also helped to prepare the
way for the great results of 1874. Though here necessarily
limited to brief notices of the treaty of Bern and of the
congress at Paris (four years later), a word or two must be
afforded to a curious anticipation by an enterprising Swiss
of a social reform destined to be realised at a distance of
almost two centuries. Amongst the many political schemes
which the dread of the advance of France towards a pre-
dominating sway in Europe gave rise ia the 17th centiuy
was that of Beatus Fischer, who strove zealously to seat
at Bern a postal union — representing Austria, the empire,^
the electorate of Brandenburg, Great Britain, the Nether-
lands, Italy, Spain, and Switzerland — which ghould organize
and administer a great network of postal routes, independ-
ently of France.' But France was still too strong, and the
incidental difficulties too great. The attempt, however, led
to minor postal reforms in various places.
Fieaty At Bern in 1874 postal delegates of twenty-two states
of Bern, assembled, representing an aggregate population of 350
millions.' An eminent Frenchman had given a great im-
pulse to the initiatory movement in 1863 ; a Belgian (M.
jVinchent) and a Prussian (Dr Stephan) were the principal
leaders of its jievelopment in 1874. * Both' had already
rendered distinguished service to their respective countries.
JA half-ounce unit of weight for ordinary letters ; a uniform
charge, wholly irrespective of distance, of 2|d. for a letter
irom any one country within the Union "to any other ;
uniform rates for newspapers (Id. for 4 oz.) and for
book-parcels, law-papers, meroantile samples (Id. for every
2 oz.) ; a transit rate greatly reduced ; a regulation (very
fruitful in good results) that " each post-office shall retain
its own collections, and that pajTnents due for transit shall
be estimated only from accounts taken twice in each year,"
were among the chief improvements effected. M. Vinchent
(l7th September 1874)* suggested the creation of an
international board ; and the proposal met with the zealous
support of Dr Stephan, of Dr William GUnther (whose
death in December 1882 was a great loss to the post-office
of Germany), and of other leaders of the conference. The
office^o established is supported by contributions, graduated
roughly— not merely according to extent of postal traffic
but in part according to national rank — from the several
administrations. There are six classes of such- contribu-
tories. Each country in the first class contributes 25
parts of the total expense, each of the second class 20
parts, of the third 15, of the fourth 10, of the fifth 5,
and of the sixth 3 parts. It is covenanted that the total
' AU the euvoys, the Itali.in envoy excepted, advocated such i
tariff as should leave some surplus, by way of reserve fund, for iraprove-
tnents in the services. And iu 1863 adherence to a distance-scale,
albeit a liberal one, obtained favour universally.
' Various contemporary reports in periodicals; Schraid, "Der
deutsche Brief porlo-Tarif," kc, in Jahrbilcher, ii. 187-205.
' The details are given in L' Union Poslale (of August 1883), viii.
190.
*-Full and able reports of the proceedings will be found in the pre-
liminary numbers of V Union Postale, October to December 1875,
and additiom.1 particulars in later numbers. A good summary is
given by M. Bonnaud, "Le Congres Postal," &c., in 'Journal des £cono-
[mistes, ser. 4, ii. 419 sq.
' Treaty of Bern, 9th October 1874 (Sessional Papers of House of
Commons, " presented by command").
expense shall not exceed £3000 a year. No rule was laid
down as to the composition of the board. But the persona
entrusted wisely determined that "it should be inter-
national in composition as in attributions," All its proj
ceedings are reported in its official organ, L' Union Postale;
which is trilingual (German, French, English) and appears
monthly. Dr Stephan did not err by over -enthusiasm
when he said at the close of the proceedings, "You enter
upon one of the most important fields of action in the
intercourse of nations; . . . you are promoting an eminent
work for their peace and their prosperity." The work so
successfully begun at Bern was extended at Paris, when
from representing twenty-two states the Union came to
represent thirty-three, and the 350 millions of (in a certain
sense) its "constituents" had grown to 653 millions.
The work before the convention at Paris in June 1878ConTe)
consisted mainly in the application of 'four years' experi- 1'"". «'
ence, in the postal administrations of the constituent states, F?!^'
to the improvement of details. It made improved regula-
tions with respect to transit between countries within the
Union and those which still remained outside of it. It
guaranteed rights of transit throughout the entire Union.
It extended stipulations, made at Bern, to postal exchanges
between members of the Union and extraneous countries,
in cases wherein fhe postal service of two at least of the
contracting countries were employed. It provided that ex- ''
penses of transit should be borne by the country of origin.'
In some cases it slightly enhanced the unit of charge whilst
considerably extending the unit of weight. It made valu-
able improvements in the regulations concerning compensa-
tions for loss during transit. Finally, it made provision
for a postal congress to revise and to improve all pending
rules and matters at least once in every five years.^ The
last congress was held at Lisbon in February 1885. One Congn
of the matters which claimed its attention calls impera-ft^*'
tively for some notice here. Whilst the growing action J^jV
of the Postal Union tends constantly to simpUficaiion and
identity of postal systems, there still exists great diversity
of national practice and of national law on the important
point of the ownership of a letter whilst in transit. In
Great Britain it lies, for the time being, in the queen, as
represented by her postmaster-general and her. secretary
of state. Neither sender nor addressee can claim to inter-
fere with a letter whilst in the post-office. Only the war-
rant of a secretary of state can stay its delivery. In Her
Majesty's Indian empire, however, the sender has virtually
a' property in the letter until delivery, and may (under
regulations) recall it. So is it in Belgium, in Austria and
Hungary, in Portugal, in Russia, and in the Scandinavian
states, whilst in Canada the letter belongs to its addressee
as soon as it is posted. In the Netherlands there is no
precise law, but the sender may claim return prior to
actual postal despatch ; the case is virtually similar in
France. In Italy, in Spain, and in Greece the addressee
(as in Canada) has an absolute property in the letter
when once posted.^ A very recent decision of the
French council of state extends the French provision,*
practically, in favour of the sender up to actual delivery,
leaving it to the postal administration to regulate .the
forms. _
Subjoined is a tabular view (Table XXIII.) of postaJ
statistics of the principal countries comprised within. the
Postal Union for the year 1 883.
« .Cmivention of Paris (Commons' Papers of TJ79, No. 2309) ; BoDj
naud, "Le Congres Postal,'l,in Journal des Sconomistes, .sei. A, ii.
-418 sq.'
.L/'Das Eigenthumsrecht an die 'Poaisend\mgih,^limyArihiv''/iir
'Postund Telegraplde, 1882, p. 239 sq.
« "Bulletin meusuel des Postes," Ar-Tist 1834, mV Union Postale
September 1884 (ix. 208).
POSTAGE STAMPS.]
P O S T-0 F F I C E
585
Table XXIII. — Comparative Taile of the pontion of the Postal
Service in the principal Countries belonging to the Postal Union,
/or the year 1883.'
lit
l!
■Eg
II
1
IB
ll
11
■S-g
«3
■oS
6
2
c
i
1
o
1
Gross
Revenue.
Nett Revenue
or DeBcit.
Argentine Re-
public
J Austria ....
1 Hungary . .
Belgium
Canada
ChiU
Denmark ....
Egypt
France
Germany
Great Britain
Greece
Holland
IndiaS
lUly
Japan
Norway —
Portu^ —
Rusfiia
Spain
Sweden
Switzerland..
United States
11,995,473
290,373,000
92,290,043
107,662,590
78,340,000
11,772,884
30,622,899
5.002,000
633,261,848
$43,397,870
1,525,007,500
4,148,447
79,328,859
165,439,644
216,944,382
86,435,182
13,977,444
18,247,677
9,491,214
124,565,076
101,111,070
37,600,044
71,930,625
2487
29
39
13
501
658
24
1501
32
15
8
115
10
142
32
27
119
34
261
1829
74
90
5
83
4
IS
10
19
18
5
15
1
17
19
41 '
2
19
1
7
2
7
4
2
1
6
8
25
963
16,763
6,447
4,802
7,225S
828
3,167
570
52,636
79,384
91,002
407
4,713
36,943
18,790
19,023
1,491
2,457
1,410
15,865
7,112
3,905
5,936
69,020
£110,443
2,002,073
790,839
535,819
452,876
71,113
232,615
94,678
6,429,101
8,897,608
7,764,855
30,217
432,234
1,003,793
1,418,469
1121879
120,321
163,245
2,508,323
635,706
337,352
679^476
9,610,393
£191 IdefioU)
354,700
186,654
202,271
84,602 [deficil]
8,448 [deficit]
24,521
14,932
750,250
1,172,343
2,610,028
1£,582
113,571
15,906 [ci«/tct(]
213,637
2',595
10,908 [deficit]
60,030
230,600 [deficit]
336.269
39,408
49,833
443,509
TJie crowning improvement in postal matters, that of
an international transit entirely free, is merely a question
of time. It is the logical, the necessary complement of
the work initiated at Paris in 1863, organized at Bern in
1874, revised and methodized again at Paris in 1878.
One postal territory, one code of postal regulations, one
uniform postal tariif, free conveyance between nation and
nation, will be the outcome of this important movement.
Comparing the postal traffic of the various quarters of
the globe for the year 1 882 we find that out of a total of
8,280,000,000 articles mailed European countries claimed
nearly, two-thirds, while America had considerably more
than one-fourth. The total was distributed as follows : —
Australia... 73,000,000
Africa 12,000,000
Europe 6,624,000,000
America 2,366,000,000
Asia 205,000,000
Bibliography.— In addition to books already quoted the reader may consult
K. Loepcr, SUimmhuch dtr ntuenn VerkehrsmitM, 1881 ; " Die Post In d. Wclt-
literatur," in L'Union I'ostale, ix. 12-161, 1884; and "Din Disinfection dcr
PoatentsendunKeu als Bchutzmassregel gegen die Einschleppung der Cliolera,"
In Archiv /. Post, April, 1884. See also J. G. Borel, L'Europe synopti<[U£ lUs
Posits et dts TiUgraphes, 1882 ; JUcueil da Renseignements sur le JUgime postale en
vigueur dans le Service interne des Fays de VUnion Poatale Univer&elU.
Postage Stamps.
For all practical purposes the history of postage stamps
begins in the United Kingdom, and with the great reform
of its postal system in 1839-40. A post-paid envelope
was in common use in Paris in the year 1653. Stamped
postal letter-paper {carta postale hollata) was issued to
the public by the Government of the Sardinian states
in November 1818 (above, p. 583), and stamped postal
envelopes were issued by the same Government from
1820 until 1836.'' Stamped Wrappers for newspapers
were made experimentally in London by Mr Charles
Whiting, under the name of "go-frees," in 1830. Four
years later (June 1834), and in ignorance of what Mr
Whiting had already done, the stamp-office authorities, in
a letter addressed to Lord Althorp, then chancellor of the
' fitali.itii/iie (jinirale. du Service poetid, Bern, 1884.
* Tlio number on 1st November 1882.
* Exclusive of French and rortugiicse possesaions.
* Slamp-CoUeclor's Maijazin^, v. 161 aq. ; J. E. Otfy, Illustrated
Catalogue of Postage Stamps, 6th ed. , 167.
exchequer, by Mr Charles Knight, recommended similar
wrappers for adoption. Finally, and in its results most
important of all, the adhesive stamp was made experi-
mentally by Mr James Chalmers in his printing-ofiBce at
Dundee in August 1834.^ These experimental stamps'
were printed from ordinary type, and were made adhesive
by a wash of gum. Their inventor had already won local
distinction in matters of postal reform by his strenuous
and successful efforts, made as early as the year 1822, for
the acceleration of the Scottish mails from London. Those
efforts resulted in a saving of forty -eight hours on the
double mail journey, and were highly appreciated in
Scotland. There is evidence that from 1822 onwards his
attention was much directed towards postal questions, and
that he held correspondence with the postal reformers of
his day, both in and out of parliament. It is also plain
that he was far more intent upon aiding public improve-
ments than upon winning credit for them. He made
adhesive stamps in 1834, and showed them to his neigh-
bours, but took no step for publicly recommending their^
adoption by the post-office until long after such a recom-^
mendation had been published — although very hesitatingly,
— by the author of the now famous pamphlet, entitled
Post-Office Refm-mS" Mr Hill brought the adhesive stanip
under the notice of the commissioners of post-office inquiry
on 13th February 1837. Mr Chalmers made no puUix.
mention of his stamp of 1834 until December 1837.
Only a fortnight before his examination by the above^
named commissioners Mr Hill, in his letter to Lord Jlont-i
eagle (then Mr Spring Rice and chancellor of the exchequer),
seemed to have no thought of the aMesive stamp. He
recommended to the treasury that "stamped covers and
sheets of paper be supplied to the public from the stamp-
office, or post-office, . . . and sold at such a price as to
include the postage. . . . Covers at various prices would
be required for packets of various weights. Each should
have the weight it is entitled to carry legibly printed with
the stamp. . . . Should experience warrant the Govern-
ment in making the use of stamped covers universal,^
most important advantages would bo secured. The post-
office would be relieved altogether from the collection of
the revenue."' Then, upon suggestion, it would seem, of
some possible difficulty that might arise from the occa-
sional bringing of unstamped letters to a post-office by
persons unable to write, he added : "Perhaps this difficulty
might be obviated by using a bit of paper just large enough
to boar the stamp, and covered at the back with a glutinous
wash." It is a quite fair inference that this alternative
had been suggested from without. In reviewing the sub-
ject, long afterwards, in his History of Penny Postage, Sii*
R. Hill says : " The post-office opinions as to the use o£
stamps for . . . prepayment, were, on the whole, favourj
able." In a paper of 1839, entitled On the Collection of
Postage by means of Stamps, the author continued to look
upon " stamped covers or envelopes as the means which
the public would most commonly employ ; still believing
that the adhesive stamp would be reserved for exceptional
» Patrick Chalmers, Sir Rouiland Hill and James Chalmers,
Inventor of the Adhesive Stamp (London, 1882), passim. See alto
the same writer's pampldet, entitled The Position of Sir Hmcland
IliU made plain (1882), and his The Adhesive. Stamp: a Freeh
dtapter in the mstory of Post-Office Reform (1881). Compare > J
Pearson Hilfs tract, A Paper on Postage Stamps, lu reply Ifl »U
Chalmers, reprintcil from the PhilaUlic Record of November 1881.
Mr UiU has therein shown conclusively the priority of pMicalwn
by Sir Rowland Hill. Ho has also given pioof of Mr James Chalmci™ a
express ncknowle.ignient of that priority. Buf he has not weak.ne<)
the evidence of the priority of inveK'.ian by Mr Cholmers.
» AiniA Report of Commissioners of Pi^st-Offiee Inqmry, 18S7, PPi
32, 33, reprinted in Sir R. Hill'a " History M Penny Postage.. (i\/iy
J:c.,ii. 270).
' I.e., by prohibitinR the propayment of letters In jnouey,
8 ^■intn Jicjiort, 03 above.
586
POST-OFFICE
[POSTAGE STAMPS.
cases."' Slulready's well-remembered allegorical cover
came -into use on 1st May 1840, together with the firsfc
form of the stamped letter-pape^-, and the adhesive labels.^
They all met at first, but only for a few days, with a large
sale. That of the first day yielded £2500. Soon after-
wards the public rejection of the " Mulready envelope,"
%vrites Kowland Hill, " was so complete as to necessitate
the destruction of nearly all the vast number prepared for
issue." Whilst, on the other hand, the presses of the
stamp-office were producing more than half a million of
[adhesive] labels, by working both night and day, they
yet failed to meet th3 demand." ^ It was only after many
weeks, and after the introduction of a series of mechanical
improvements and new processes, due to the skill and
ingenuity, in part of Jlr Edwin Hill of the stamp-office,
in part of Mr Perkins, an engraver, that the demand
oould be effectually answered. To find an obliterating
ink which worked effectually, without damaging the letters,
was alsa a special difficulty.
In the production of the stamps both cheapness and
security against forgery had to be combined " The queen's
head was first engraved on a single matrix, the eflSgy being
encompassed with lines too fine for any . . . but the most
delicate machinery to engrave. The matrix, being subse-
quently hardened, was employed to produce impressions
on a soft steel roller of sufficient circumference to receive
twelve, and this, being hardened in turn, was used under
very heavy pressure to produce and repeat its counterpart
on a steel plate,"* capable of working off, at each impres-
sion, 240 stamps. Engravers, printers, chemists, and arti-
ficers of several kinds had to combine their efforts before
the desired results could be secured. Long afterwards
(June 1856) a question was raised in the House of Com-
mons as to an alleged preference of one manufacturing firm
over all its virtual competitors ^\■ithout preliminary inquiry
or actual competition. The operation, it was replied, was
confided to j\Iessrs De La Rue & Co., because they " had
the best means of accomplishing it (i.e., the production of
the adhesive stamp) within the time required. No public
notice calling for tenders for printing and gumming was
given to the trade, nor is there any trade to which such
notice could have been given, the operation being the
making of the stamps, as well as the printing and gum-
ming, and that operation being to a great extent experi-
mental." 5 The total cost of the manufacture of each million
of stamps was £30, Os. lid. (viz., paper, £5, 1 4s; 5d. ; print-
ing and gumming, £22, Is. 9d. ; perforating,* £1, 8s. Id. ;
salaries, 16s. 8d). To this is to be added a sum of
£45, 2s. 4d. for poundage and commission upon the sale,
making in all £75, 3s. 3d., the whole of which forms a
deduction from the produce of sale. In the event about
three thousand millions of stamps were produced from the
original matrix. At the end of fifteen years a second
matrix was obtained, after the deepening of the lines by
hand, from the first. From 1st May 1840 up to the end
of the year 1884 more than thu-ty-one thousand three
hundred millions of postage stamps had been printed,
' "History of Penny Postage" (Life, i. 345, 34§).
- "Considerable diversion was created in the city to-day [1st May
1840] by tlie appearance of the new penny-post devices for envelopes,
half- sheet letters, and bits of sticking-plaster for dabbing on to
letters. . . . [The elephants on the Mulready cover] are sym-
bolic of the lightness and rapidity with which Mr Rowland Hill's
penny-post is tc be carried on. . . . "Withal the citizens are rude
enough to believe that these graphic embeUistments will not go down
Bt the price- of Is. 3d. per dozen for the envelopes, . . . and of
1 J. Id. per dozen for the . . . sticking-plaster." This good-liumoured
hAnter is from the money article of ar ■'mineut daily paper.
' Hill, nt supra, p. 398. ■* Sir R. Hill, oj}. cit., p. 407.'
° Returns relating to Stamped Postal Envelopes, kc, 24th July
1856, House or Commons' Papers, No. 392.
• This item only after the yiar 1853.
varying in value from £5 to a halfpenny,
are as follows (Table XXIV.):-
The details
84,000
£1
285,054
10s.
461,438
•5s
6,413,686
2s. eu
789,884
2s
6,715,820
Is
225,378,060
lOd
5,963,476
9d
11,235,080
8d
4,608,720
6d
217,048,960
5d
26,413,680
4d
175,221,180
3d
223,381,000
24d
284,475,696
2d
385,171,080
lJ.d
105,603,360
Id
26,651,930,040
id
Total number
2,970,705,120
31,301,885,334
The first contract for the ordinary stamped envelope,
with the embossed queen's head, was entered into with
Messrs Dickinson k Longman ofl" 22d May 1840. The
average cost of each million of this envelope was £376 ;
of which sum £359, 6s. was repaid by the produce of its
sale, over and above the value of the stamp, leaving a nett
deduction from the aggregate value of £16, 14s. upon each
million sold.'' In November 1850 a second contract was
entered into with Messrs De La Rue <fe Co., the contractors
for the adhesive stamp. In the ten years 1847 to 1856
inclusive the aggregate number of envelopes manufactured
and sold was 186,124,000. Under both these contracts
the outside of the envelope was impressed with a coloured
embossed device in the place of a seal.* And this small
device — the cost of which was infinitesimal — whilst it
obviously improved the appearance of the envelope, added
still more to its security. Of late years the device has been
omitted, and the security of letters impaired for a very
contemptible saving.
The little canton of Zurich was the first foreign state
to adopt postage stamps, in 1843. The stamps reached
America in the same year, being introduced by the Govern-
ment of Brazil. That of the LTnited States did not adopt
them until 1847 ; but a tentative issue was made by the
post-office of New York in 1845. An adhesive stamp was
also issued at St Louis in the same year, and in Rhode
Island in the next. In Europe the Swiss cantons of
Geneva (1844) and of Basel (1845) soon followed the ex-
ample set by Zurich.^ In the Russian empire the use of
postage stamps became general in 1848 (after preliminary
issues at St Petersburg and in Finland in 1845). France
issued them in 1849.i^ The same year witnessed their
' This great difference of the deduction from the postal revenue
accruing from the nett produce of stamped envelopes of only £16, 14s.
upon each million sold, as against £75, 3s. upon each, million of the
•labels, may well have weighed much with Sir Rowland Hill in his
long preference for stamped covers to adhesive labels. If the 23,415
millions of adhesives sold up to 1879 could have been sold in the
form of envelopes the gain to the revenue would have been more than
£1,358,070. Besides, the security of the cover is gi-eater.
^ Jicium, kc, as above (Sessional Paper of 1856, No. 392, p."8).
' On the whole, within the course of seven years the postage stamp
was adopted in three Swiss "cantons, throughout the United States,
in Russia, and in Brazil. So curiously inexact is the statement which
appears in Mr Lewin's volume — one in many respects of eminent
ability — entitled Her Majesty's Mails, p. 261 : " For eight long years
the English people may be said to have enjoyed a conrplete monopoly
in postage stamps." It is still more curious to observe in Sir Rowland
Hill's own "History of Penny Postage" [Life, kc, ii. 13) this
passage: "It is remarkable . . . that the first countries to adopt
the improvement — Spain and Russia — should be two so far from taking
a general lead in civilization." if
^^ The date of the law .authorizing the introduction is 30th August i
' / i48. It became operative on 1st January 1849.
Intrc
d'.ict •
of pc
age
stani
POST-OFFICE
587
introduction into Tuscany, Belgium, and Bavaria, and also
into New South Wales. Austria, Prussia, Saxony, Spain,
Italy, follou-od in 1850. The use of postage stamps seems
tq have extended to the Sandwich Islands (1851 ?) a year
before it reached the Dutch Netherlands (1852). Within
twenty-five years of the fir^t issue of a postage stamp in
London, the known varieties, issued in all parts of the
world, amounted to 1391. Of these 841 were of European
origin, 333 were American, 59 Asiatic, 55 African. The
varieties of stamp issued in the several countries of Oceania
were 103. Of the whole 1391 stamps no less than 811
were already obsolete in 1865, leaving 580 still in currency.
It was not until 1853 that the admirable improvement
of perforating the stamp-sheets ".vas introduced by the
purchase for £4000 (pursuant to the recommendation of
a select committee of the House of Commons of 1852) of
a perforating machine invented by Mr Henry Archer.
Other improvements of value have also been made in the
• (cce- obliterating process. The defacement mark now serves to
^ont show the official consecutive numbers of the town in which
'"'"■ each particular letter was posted. For England that num-
ber appeare within circular lines ; for Scotland, between
parallel lines ; for Ireland, it appears diamond-wise. The
general post-office mark also denotes the hour of posting.
The metropolitan district marks indicate the office number
within oval lines under the initials of each district. Paper
for the embossed stamps of all the recognized values is
received by the Board of Inland Revenue from all persons
who offer it, under favourable regulations.
Tlie collection and sale of specimen postage stamps as a branch
of commerce has already attained dimensions little anticipated
by those who watched the origin of the new pursuit, as a sort of
toy for cliildrcn, some quarter of a century ago. Before stamp-
coilectioa became conspicuous commercially, it came to have a
recognized educational value, in its degree, as an amusing aid to
the early knowledge of geography, more especially in the pohtical
aspect,
'ostage When the legislation of August 1848 directed the introduction
tamps of postage stamps into France the first endeavour of the postal
I administration vraa to make a contract for their manufacture in
"rtnca, Enf<land. But the terms proposed were thought to be too high. A
contract was then made with M. Hulot of the Paris mint, and the
die approved of was engraved by M. Barre, also of that establish-
ment. JI. Hiilot became "director of the manufacture of postage
stamps," and under the early contracts was allowed', in lieu of
salary, one franc (lOd.) on each thousand stamps for the first
two hundred millions, 9d. per thousand for the next two hundred
millions, and 8d. per thousand for all above. In 1869 these terms
weie reduced to 6d. per thousand upon the first five hundred
millions, and 5d. upon all above.' The cost of mere manufacture
was slightly below that of the stamps of the United Kingdom,
each million being estimated to cost about £25, 10s., of which
sura paper, printiug, and gumming absorbed somewhat more
than £20. >
During the war, in Kovcmber 1870, a contract was entered into
between the Provisional Government and. a M. Delebecque and
others for the manufactuio of postage stamps at Bordeaux. The
contractor bound himself to deliver, after a day determined, 4000
sheets of stamps daily, each containing 300 staniffe, at the price of
3d. for each sheet. The stamps were to bo of the several values of
Sd., 4d., 8d., 2d., Id., Jd., and of one, two, three, and four centimes
respectively, in such proportions as the post-office should direct.
The first plate which was- sent to the press was made from a
matrix drawn with the pen ; afterwards lithographic processes were
employed. The post-office suspended the contract by notice iu
Uarcb 1871, but was immediately obliged by the communal insur-
rection to license its continuance, and the manufactin-o was resumed
at Bordeaux until June. 0:i the whole, 125,387,075 postage stamjjs
were produced from the presses at Bordeau.\.'
The first postage stamp used in Germany was issued in the king-
dom of Bavaria in 1849. It is of quite inartistic character, though
origuiating in a state so famous for its cultivation of the plastic
arts. Tlio earliest type shows with the name of the country only
the postal tariff. None of the many subsequent varieties displays
the royal effigy ; oven the embossed royal arms were not used until
' Onlinanoes of the niiiuster of linanco, 30tli January 1860 and 30th
lanuEiy 1869 reupuotivcly, as cited in Kothschild, JJisl. de la Paste-
oujc- Ldlns, u. 130-133.
' Hothscliild, ii. 125. » aid., ii. 202.
1868. Stamps made specially for the use of the army bear th«
figure sometimes of a Bavarian trooper, sometimes of an infantry-
man or artiller)'man. The earliest Prussian stamp is of November
1850, and bears the effigy— laurcated — of King William, in filigree,
to which in 1861 succeeded the Prussian eagle. Theducliyof Anhalt
and several petty principalities placed themselves under its \ving
by adopting almost from the outset the Prussian stamp. Three
weeks after its first appearance in Prussia, Hanover (December
1850) issued a stamp bearing the name of the kingdom with th»
royal arrae. The first stamp having the royal effigy is an euvelop»
of 1857. The effigy appears first upon adhesive stamps in 1859.
The earliest Saxon type (1850) shows merely the postjil tariff, but
the second, of the same year, bears the king's head. The first
Baden stamp resembles that of Saxony. The head of the grand-
duke appears upon an envelope of October 1858. From 1860 the
adhesives bear the arms of the duchy. "Within the Tlmrn and
Taxis d'strict stamps were first used in 1852, and they continued
until 1866 The earliest stamp of Schleswig-Holstein is that of an
insurrectional Government patronized by Prussia and bears the
national arms. The insignia of Denmark take their place in 1854
and continue until 1864. In that year separate stamps ar.pear fop
Schleswig and for Holstein, to be succeeded for a short time by a
common one in 1865.
In January 1868 the postage stamps of Prussia, Hanover,
Saxony, Oldenburg, of the two Mecklenburgs, of Brunswick, of
Schleswig-Holstein, and of the free cities of Bremen, Hambu'-g, and
Liibeck virtually disappear and are replaced by the new stamp
of the Korth German Confederation. For a whOe the postage
envelopes of such of those states as had issued any contiuued to
appear, but with the significant super-addition of the confederation
stamp. That, in its turn, after a currency of nearly four years,
made room (15th December 1871) for the imperial stamp of the
new Germany. The grand-duke of Baden presently adopted it.
Only Bavaria and Wiirtemberg retain their special postage stamps
and their separate administration. Ceitain tariff stamps, how-
ever, for merely fiscal purposes continue to be used in Saxony,
Saxe-Coburg-Gotha, Brunswick, Oldenburg, Hesse, Mecklenbui-g.
Schwerin, Schaumburg-Lippe, Schwarzburg-Sondershausen, and
in the city of Bremen.*
This brief review of ateiic phenomena in Germany alone — the
limits of this article make it impossible to give similar details for,
the rest of Europe — may suffice to show tliat the pretension of
stamp-collectors to illustrate, in degree, the course and currents of
political geography has its justification in fact.
The earliest postage stamps of Austria-Hungary date from 1850, In An*
and tUsplay the imperial arms. It is only iu 1858 that the emperor's 'rm-
head takes their pkce. In 1863 and 1864 the armorial cagle"""***^
reapppars, followed again and continuously, as regards adhesive
stamps, by the imperial effigy. The stamped wrappers for news-
papers and books bear sometimes a figure of Mercury, sometimes
the double-headed eagle. Stamped envelopes were first issued in
1S61 ; they bear, indiSerently, the imperial effiey or the armorial
eagle. The imperial stamps are adopted in the principality ot
Liechtenstein. The special stamps for Hungary bear date from
1868. The postal card is of Austrian origin, and was first issuod
in August 1869. Taking all kinds of postal stamps together, the
aggregate number of types (39) and of varieties (123) issued through-
out the empire from 1850 amounted in 1883 to 162.'
In the Russian empire the province of Finland takes the initia- )n ;■• '.n
tive. As early as 1845 its lion within a crowned escutcheon appears sifc
upon a postal envelojw. Its adhesive stamps (1856) date a few
months carUer than the earliest formalized issue for the empire
generally (1857). These Finnish stamps are of similar tyjio to the
envelopes, but they continue to bear the arms of the province
only until 1860. The Ru.ssian stamps bear the imperial eagle and
tlie imperial crown ; but none of them bears the head of the omi>cror.
For a short time (1858-1864) unhappy Poland hiis the ai)pearanee
— it is little more — of a certain dillercutiation iu the stamps ibsued
at Warsaw from those of the empire at large. But early in 1866
these slight peculiarities disappear, along with the local postal
administration of Warsaw. All the Polish stomps are now obsolete,
and have becu superseded by those of the Russian empii-c.« tlany
other local posts, however, survive in all parts of the empire ;
and their stamps have jieculiaritics which are eminently curious.
Some bear tho arms, as in the case of Finland, of a province or of
a groat town. Others, and the greater jiart, bear symbohc and
curious emblems : at Kherson, a wheatsheaf, a scythe, and a r»ko i
at Elizabcthgrad, an open book, sheaves, a scythe, and a plume or
feathers interlaced ; at Tamboff, a bcchivo ; at Bogorodsk, Saint
George on horseback. Tho varieties of Russian local stumps are
so great, and somo of them so scarce, as to cause to tho ardent
* BiilMin t!c la SocUti fraiifaUe de Timbrologie, 1876, No. 1 ;l
RothschilJ, 0/). cil., pp. 251-206.
' Cray, Tltuslrakd Catalogue of Postage Slamjis, ClU c'll., pp. I-tf
and 79-82; Rothschild, xU supra.
' Gray, IlluMrat-d d^'ahgue, Cth ed., p. 167,
58S
P O T — P O T
'ollector many aTieartachc. M. Koprowsl^i has of late come to his
Bolace by aevotipg a volume to their history. Stamp -coUectmg
l-as for some years past possessed a literature large enough to fall a
i'e.spectable bookcase ;. it bids fair ere long to need a large library
for its storage. Of Russian stamps, general and local together.-
the total number of types exceeded 135 up to the year lfc75. ^
The table (XXV.) which follows will give the reader thechrono^
logical sequence of postage-stamps in all parts of the world.
Tear.
Year.
Countries^
Year.
1852
1853
1854
1855
1856
1857
1858
Countries.
1810
1843
1844
1B45
1846
,1847
184S
1649
1850
1831
United Kingaoiii.i
Ziuich, Brazil.
Geneva. '
Basel, St Petersburg(e)cpernnen-
tal). Finlacid (envelopes). New
Yorkl (tentatively), St Louis
Rhode Island.
United States, SIauritiii3(T).2 1
Russia (euvelopes).3 ,
France, Belgium, Bavaria,
Vaud, Winterthur, Tuscany,*
New South Wales.
Austrian empire, Italy, Prussia,
Saxony, Schleswig-Holst«in,
Spain, Switzerland, Hanover,
Baden (!), British Guiana (?),
Victoria (7).5
Baden, WurtemberK, Denmark,
Oldenburg, Cauada, Trinidad,
Chili,6 Sind (tentatively),'
SandOTch Islands (I).
Roman States, Parma, Modena,
Brunswick, Thurn and Taxis
post -district, Netherlands,
Luxemburg, Isle of Reunion.
Portugal, (Jape of Good Hope,
Tasmania.
Norway, British India, Philip-
pines, West Australia.
Sweden, Bremen, Cuba, Porto
Rico, South Australia, New
Zealand.
Mecklenburg -Schwerin, Fin-
land (atlhesives), Uruguay.
Lubeck(?),8 Ionian Isles, Rou-
mania, Russia (adhesive
stamps), Mexico, New Bruns-
wick, Newfoundland, Ceylon,
St Helena, Natal.
Naples, Poland, Moldaria,
Nova Scotia, Buenos Ayres,
Argentine, Peru.9
1859
1860
1861
1862
1863
1S64
Countries.'
■v
Sicily, Romagna, Hamburg, St
Lucia, Bahamas, New^Gran-
ada, Venezuela. .
Poland, Malta, Jamaica, Prince
Edwardlsland, Dutch West In-
dies, Liberia, New Caledonia.
Greece, Bergedorf, British Col-
umbia, St Vincent, Nevis,
Sierra Leone, Queensland.
Roumania, Livonia, San Do-
mingo, Antigua, Nioaragua,
Costa Rica, United States of
Colombia.
Turkey, Turk's Islands.
Mecklenburg-Strelitz, Dutch
East Indies-
Vancouver, Bermuda, Egypt.^o
1868
1869
1870
1871
1872
1873
1874
1875
Countries.
Servia,^ Honduras, Virgin
Islands, Shanghai, Eashmir,
Deccan, Sarawak.
Heligoland, St Salvador, GuiQ-
alajara, Bolivia, Malacca.
South African Republic
Azores, Madeira, Orange River,
Fernando Po.
Gambia, St Thomas, Angola.
St Christopher, Paraguay.
Guatemala, Japan.
Portuguese Indies, Persia, Fiji.
Iceland, Dutch Guiana, Cura-
eoa, Cabul.
Montenegro, Dominica, LAgos
(Gold Coasti
Punjab.
The extent of the commercial traffic which.has so rapidly grown
out of the increasing taste for collecting postage stamps is marked
(sntfieiently for our puiposes) by a record of three facts: (1) the
aggregate number of manuals, periodicals, and current catalogues
relating thereto, in English, French, and German alone, exceedsi
seventy ; (2) for a collection of postage stamps, made by Sir Danifil
Cooper (of Australia) between 1862 and 1S78, £.3000 sterling was
given in the last-named year by M. Philippe de Ferrari ; (3) the
Galliera collection at Paris is said, upon credible authority, to hava^
cost, up to 1883, in acquisition and arrangement together no less'a
sum than £57,600 (1, 440,000 francs). Next to these two collections
ranks that of JL A. de Rothschild. " (E.' ED.)
POTASSIUM METALS. Under -this heading we
treat of potassium, rubidium, and caesium ; Sodium afid
Lithium, being less closely allied to potassium, have
special articles devoted to them.
Potassium. — The three metals under consideration are all
very widely diffused throughout nature ; but only potassium
is at all abundant, and therefore we begin with it._ The
richest natural store is in the ocean, which, according to
Boguslawski's calculation (in his Oceanographie) of its
total volume and the present vrriter's analysis of sea water,
contains potassium equal to 1 141 times 10*2 tons of sulphate,
KjSO^. This ine-^diaustible store, however, is not much
drawn upon at present ; the " salt-gardens " on the coast of
France have lost their industrial importance as potash-pro-
ducers, if not otherwise, since the rich deposits at Stassfurt
in Germany have come to be so largely worked. These
deposits, in addition to common salt, include the following
minerals: — sylvine, KCl ; carnallite, KCl.MgClj-l-eHjO
(transparent deliquescent crystals, often red with diffused
oxide of iron); kainite, K„S04.MgSO,.MgClo-t-6H20 (hard
crystalline masses, permanent in tne air) ; kieserite (^
^ydrated sulphate of magnesia which is only very slowly
dissolved by water) ; besides boracite, anhydrite (CaSO^),
and other minor components lying outside the subject
of this article'. The potassium minerals named are not
confined to Stassfurt ; far larger quantities of sylvine and
kainite are met with in the salt-mines of Kalusz in the
eastern Carpathian Mountains, but they have not yet come
to be worked so e.ttensively. The Stassfurt potassiferous
minerals owe their industrial importance to their solu-
bility in water and consequent ready amenability to
chemical operations. In point of absolute mass they are
insignificant compared with the abundance and variety of
potassiferous silicates, which occur everywhere in the earth's
qrust ; orthoclase (potash felspar) and potash mica may be
quoted as prominent examples. Such potassiferous silicates
^ A provisional issue by the post-office prior to legislation.
^ According to Gray, 1852 ; according to Earle {Stamp-Collector's
»lag., x\. 168 sq.), 1850.
' Embossed arms, crown, and post-horns on a circular oish^.
* According to Gray, 1849 {Cat., 6th ed.); according to both~Earle
Stamp-Collector's Mag., xi. 168) and A. de Rothschild {Eist..de la
Paste, ii. 208), 1876.
= According to De Rothschild {it>., 215), 1851. -
« Rothschild's date is 1852 (p. 218). ' By Sir Bartle Frere.
' Both Gray and Rothschild date 1859 Earle {ut supra) describes
» Liibeck stamp of 1S47 » RothacUikl's date is 1857.
are found in almost all rocks, if not as normal at l^ast as
subsidiary components ; and their disintegration furnishes,
directly or indirectly, the soluble potassium salts which
are found in all fertile soils. These salts are sucked up
by the roots of plants, and by taking part in the process
of nutrition are partly converted into oxalate, tartrate,
and other orgaidc salts, which, when the plai>ts are burned,
assume the form of carbonate, KoCOj. It is a remarkable
fact that, although in a given soil the soda may pre-
dominate largely over the potash salts, the plants growing
in the soil take up the latter by preference : in the ashe»
of most land plants the potash (calculated as K^O) forms
upwards of 90 per cent, of the total alkali (KjO or NajO).*^
The proposition holds, in its general sense, for sea plants
likewise. In ocean water the ratio of soda (Na^O) to pota.sb
(KjO) is 100 : 3-23 (Dittmar) ; in kelp it is^ on the average,
100 : 5'26 (Richardson). Ashes particularly rich in pota.sh
are those of burning nettles, wormwood {Artemisia Absin,-
thium), tansy {Tanacetnm imlgare), fumitory ' {Fumaria,
officinalis), tobacco. In fact the ashes of herbs generally
are richer in potash than those of the trunks and branches
of trees ; yet, for obvious reasons, the latter are of greater
industrial Importance as sources of rarbonate of potash.
Carboiiate of Potash (KjCOg) in former times used to
be made exclusively from wood-ashes, and even now thft
industry survives in Canada, Russia, Hungary, and othef
countries, where wood is used as the general fuel. la
some places — for instance, in certain districts of Hungary — •
wood is burned expressly for the purpose ; as a rule.'how-
ever, the ashes produced in households form) the raw
material. The ashes are lixiviated with wateT, whicU
dissolves all the carbonate of potash along with more or
less of chloride, sulphate, and a little silicate, while the
earthy phosphates and carbonates and other ins.oluble
matters remain as a residue. The clarified 5olution is
evaporated to dryness in iron basins and the residue call
cined to burn away particles of charcoal and half-burrred
organic matter. In former times this calcination used to be
effected in iron pots, whence the name " potashes ", was
given to the product; at present it is generally conducted
in reverberatory furnaces on soles of cast-iron. The cal-
cined product goes into commerce as crude potashes'. The
'» Gray (6th ed., .p. 258). Both Rothschild and Earle give the data
as 1866. ■>' See Stamp-Collector's Magazine, 1875,
^ Compare the interesting paper by C. Bischoff in the JourK, f
Pract. Chem. vol. xlni. v. 193 (1849V
POTASSIUM
589
t-omposition of this substance Is very variable, — tlie per-
centage of real KjCO, varying from 40 to 80 per cent.
The following analysis of an American "potashes" is
quoted as an example.
Carbouate of potash ...71"4
,, soda 2'3
Snliiliate of potash 14'4
Chloride of potassmm... 3/6
Water 4-5
Insoluble matter 27
98-9
Crude potashes is used for the manufacture of glass, and
after being causticized for the making of soft soap. For
many other purposes it is too impure and must be refined,
which is done by.treating the crude product with the raini-
mom of cold water required to dissolve the carbonate,
removing the undissolved part (which consists chiefly of
.-iujphate), and evaporating the clear liquor to dryness in
an'iron pan. The purified carbonate (which still contains
most of the chloride of the raw material and other im-
purities) is known as " pearl ashes."-
Large quantities of carbonate used to be manufactured
from the aqueous residue left in the distillation of beetroot
spirit, i.e., indirectly from beetroot molasses. The liquors
are evaporated to dryness and the residue is ignited to
obtain a very impure carbonate, which is purified by
methods founded on the difTerent solubilities of the several
components. Such potashes, however, is exceptionaUy
rich in soda: Grandeau found in crude ashes from 16 to
21 per cent, of potash and from 23 to 50 of soda carbonate.
This industry would have e.xpired by this time were it
not that the beetroot spirit residues are worked for tri-
methylamine (see Methyl, vol. xvi. p. 196), and the
carbonate thus obtained incidentally. Most of the car-
lx)nate of potash which now occurs in commerce is made
from Stassfurt chloride by means of an adaptation of the
'■' Leblanc process " for the conversion of common salt into
soda ash (see Sodium).
Chemically pure carbonate of potash is best prepared
by the ignition of pure bicarbonate (see below) in iron or
(better) in silver or platinum vessels, or else by the calcina-
tion of pure bitartrate (see Tartaric Acid). The latter
opeiution furnishes an intimate mixture of the carbonate
with charcoal, from which the carbonate is extracted by
lixiviation with water and filtration. The filtrate is
evaporated to dryness (in iron or platinum) and the residue
fully dehydrated by gentle ignition. The salt is thus
obtained as a white porous mQ,ss, fusible at a red heat
(838° C, Camellcy) into a colourless liquid, which freezes
ioto a white opaque mass. The dry salt i.= very hygro-
scopio; it deliquesces into an oily solution ("oleum tar-
tari ") in ordinary air. 100 parts of water dissolve —
at 0" C. 20' C. 135° C. Cboiling point
of saturated solution)
83
94
205
parts. Carbonate of potash, being insoluble in strong alco-
hol (and many other liquid organic compounds), is much
used for the dehydration of the corresponding aqueous pre-
jiarations. From its very concentrated solution in hot
water the salt crystallizes on cooling with a certain pro-
portion of water ; but these crystals are little knovra even
to chemists. Pure carbonate of potash is being constantly
used in the laboratory, as a basic substance generally, for
the disintegration of silicates, and as a precipitant. The
industrial preparation serves for, the making of flint-glass,
of potash soap (soft soap), and of caustic potash. It is
also used in medicine, where 'its old name of " sal tartari "
is not yet quite Obsolete.
Bicarbonate of Potash (K20C02-)-H20CO.^ = 2KHCO3)
is obtained when carbonic acid is passed through a cold
solution of the ordinary carbonate as long as it is absorbed.
If silicate is present, it likewise is converted into bicar-
bonate with elimination of silica, which must be fiJtered
ofT. The filtrate is evajwrated at a temjierature not
exceeding 60" or at most 70° C. ; after suftieient concen-
tration it deposits on cooling anhydrous crystals of the
salt, while the chloride of potassium, which may be present
as an impurity, remains mostly in the mother-liquor ; the
rest is easily removed by repeated recrystallization. If
an absolutely pure preparation is wanted, it is best to
follow Wiihler and start with the " black flux " produced
by the ignition of pure bitartrate. The flux is moistened
with water and exposed to a current of carbonic acid, which,
on account of the condensing action of the charcoal, is
absorbed with great avidity. The rest excriains itself.
Bicarbonate of potash forms large monoclinic prisms,
permanent in the air. ■. 100 parts of water dissolve —
at 0'
19-61
ID'
23-23
20"
26-91
CO-
41-35
70'
45-24
parts of salt. At higher temperatures than 70° the solu-
tion loses carbonic acid quickly. The solution is far less
violently alkaline to the taste and test-papers than that of
the normal carbonate. Hence it is preferred in medicine
as an anti-acid. When the dry salt is treated it breaks
up below redness into normal carbonate, carbonic acid,'
and water.
Caustic Potaih {Hydrate of Potassium), KHO. — It has
been known for a long time that a solution of carbonate of
potash becomes more intensely alkaline, acts more strongly
on the epidermis, and dissolves fats more promptly after it
has been treated with slaked lime. It used to be supposed
that the latent fire in the quick-lime went into the " mild "
alkali and made it "caustic," until Black, about the
middle of last century, showed that the chemical ditFerence
between the two preparations is that the mild is a com-
pound of carbonic acid and the caustic one of water witt
the same base (potash), — the causticizing action of the lime
consisting in this, that it withdraws the carbonic acid from
the alkali and substitutes its own water. Add to this
that the exchange takes place only in the presence of a
sufficient proportion of water, and that it is undone if the
mixture is allowed to get concentrated by evaporation
beyond a certain (uncertain) point, and you have a full
theory of the process. A good concentration is twelve
parts of water for one of carbonate of potash ; the
lime is best employed in the shape of a semi-fluid paste,
made by slaking quick-lime with three parts of water
poured on at a time. The alkali solution is heated to
boiling in a cast-iron vessel (industrially by means of
steam-pipes) and the lime paste added in instalments until
a sample of the filtered mixture no longer efiervesces on
addition of an excess of acid. The mixture is then
allowed to settle in the iron vessel, access of air bcipg
prevented as much as practicable, and the clear liquor
is drawn oflf by means of a sj-phon. The remaining
mud of carbonate and hydrate sof lime is washed, by
decantation, \vith small instalments of hot water to recover
at least part of the alkali diflfused throughout' it, but this
process must not be. continued too long or else some of
the lime passes into solution. The united liquors are
boiled down in an iron vessel until the desired degree of
concentration is reached. In obedience to an old tradition,
the concentration is habitually continued until the specific
gravity of the cold ley is 1-333, which is a rather incon-
veniently high degwje of strength for most purposes, but
in the case of the ordinary commercial article offers this
advantage, that any sulphate of potash which may be
present as an impurity crystallizes out completely on
standing (Liebig). If solid caustic potash is wanted, the
ley (after removal of the deposit of sulphate, ic.) is trans-
ferred to a silver dish, and the evaporation continued until,
instead of steam, the heavy vapour of KilO itself is seen
to go off. The residual oily liquid is then jwured out into
590
POTASSIUM
a polished iron tray, or into an iron mould to produce the
customary form of "sticks," and allowed to cool. The
solidified preparation must be at once bottled up, because
it attracts the moisture and carbonic acid of the air with
great avidity and deliquesces. According to the present
writer's experience [Journ. Soc. Chem. Jnd., May 1884),
nickel basins are far better adapted than iron basins for the
concentration of potash ley. The latter begin to oxidize
before the ley has come up to the traditional strength,
while nickel is not attacked so long as the percentage of
■real KHO is short of 60. For the fusion of the dry
hydrate nickel vessels cannot be used ; in fact, even silver
is perceptibly attacked as soon as all the excess of water
is away ; absolutely pure KHO can be produced only in
gold vessels. Regarding the action of potash on platinum,
see Platinum (supra, p. 191). Glass and (to a less extent)
porcelain are attacked by caustic potash ley, slowly in the
cold, more readily on boiling.
Frozen caustic potash forms an opaque, white, stone-like
mass of dense granular fracture; specific gravity = 2-1. "
It fuses considerably below and is perceptibly volatile at
a red heat. It is extremely soluble in even cold water,
and in any proportion of water on boUing. The solution
is intensely " alkaline " to test-papers. It readily dissolves
the epidermis 'of the skin and many other kinds of animal
tissue, — hence the well-known application of the " sticks "
in surgery. A dilute potash ley readily emidsionizes fats,
and on boiling " saponifies " them -with formation of a soap
and of glycerin. Caustic potash. is the very type of an
energetic (mono-acid) basic hydrate (see Chemistey, vol.
V. pp. 486, 488).
According to Tiinnermann's and Schififs determinations,
as calculated by Gerlach, the relation in pure potash ley
between specific gravity at 15° C. and percentage strength
is as follows :- —
PerceBtagps of
KHOorKaO.
Specific Gravity, if
percentage refers to
Percentages of
KHO or KjO.
Specific Gra-rity, if
percentage refers to
KoO.
KHO.
KjO.
KHO.
0
1
10
15
20
1-000
1-010
1-099
1-154
1-215
1-000
1-009
1-083
1-128
1-177
25
30
40
50
60
1-285
1-355
1-504
1-660
1-810
1-230
1-2S8
1-411
1-539
1-667
All commercial caustic potash is contaminated with ex-
cess of water (over and above that in the KHO) and with
carbonate and chloride of potassium ; sulphate, as a rule,
is absent. Absolutely pure potash has perhaps never been
seen ; a preparation sufiicing for most purposes of the
analyst is obtained by digesting the commercial article in
strong (85 per cent, by weight) jowre alcohol. The hydrate
KHO dissolves in the alcohol of the solvent ; the chloride
and the carbonate unite -with the water and form a lower
layer or magma, from which the alcoholic solution of the
KHO is decanted bS, to be evaporated to dryness and
fused in silver vessels ("potasse k I'alcool").
The metal (potassium) has been known to exist since
Lavoisier, but was first obtained as a substance by Hum-
phry Davy in 1807. He prepared it from the hydrate by
electrolysis. Gay-Lussac and Th^nard subsequently found
that thds substance can be reduced to the metallic state
more easily by passing its vapour over white hot metallic
iron ; but even their method as a mode of preparation was
aoon superseded by Brunner's, who, to the surprise of his
contemporaries, prpduced the metal by simply distilling
its carbonate with charcoal — applying an old-established
principle of ordinary metallurgy. Brunner's process is used
to the present day for the production of the metal
One of those cylindrical, necklesa, wrought -iron bottles which
serve for the storing of quicksilver is made into a retort by taking
out the screw-plug at the centre of one of the round ends and
substituting for it a short, ground-in, iron outlet pipe. Tht*
retort is charged with a black Hiix made from a mixtiue of pur*
and crude bitartrate so adjusted that the flux contains as nearly as
possible the proportion of free carbon demanded by the eiiuatiou
K2C03-t-2C = 2K-l-3CO. It is then suspended horizontally within
a powerful wind-furnace, constructed for coke as fuel. At first a
mixture of coke and charcoal is applied, to produce the right tem-
perature for chasing away the moisture and enabling one to, so to
say, varnish over the retort with borax and thus protect it against
tlie subsequent intense heat. After these preliminaries coke alone
is used and the fire urged on to, and maintained at, its maximiim
pitch, when potassium vapour soon begins to make its appearance.
The condensation of this vapour, however, demands special methods,
because even the cold metal would quickly oxidize in the air and
act most violently on liquid water. Brunner'used to condense the
vapour by jjassing it into a small copper vessel charged with rock-
oil (see Paraffin, vol. xviii. p. 237), m which liquid the condensed
metal sinks to the bottom and thus escapes the air. Donne and
Jlaresra dispense with rock-oil altogether ; they receive the vapour
in a diy condenser made of two fiat rectangular trays of ivrought
u-on which fit closely upon each other, enclosing a space such as
migh.t be used as a mould for casting a thin cake of any ordinary
metal. This condenser has a short neck into which _the.outlet pipe
of the retort fits ; and the pipe must be as short as possible, be-
cause it is essential (Donne and Maresca) that the hot vapoiu- pass
abruptly from its original high to a low temperature, to evade a
certain range of medium temperatures at which the metal com-
bines with carbonic o.xide into a black solid, which may obstruct
the outlet pipe. The formation of this bye-product cannot be
altogether avoided ; hence a long borer is inserted into the con-
denser from the first to enable one to clear the throat of the retort
at a moment's notice. The condenser is kept as far as possible cold
by the constant application to it of damp cloths. As soon as the
distillation is finished the (still hot) condenser is plunged into a
bucketful of rock-oii, to cool it down, the mould opened (under the
oil), and the now solid metal taken out.' The crude metal is always
contaminated with some of the black solid and otlier mechanical
impurities. To remove these the best method is to redistil it
from out of a small iron retort and condense the vapour in rock-
oil according to Brunner's original plan. The puriiied metal is
soft enough to be moulded (under rock-oil) into globular pieces,
which are preserved in bottles filled to the top with the protecting
liquid. But even this does not prevent gradual oxidation ; bright
metallic potassium can be maintained in this condition only by
preserving it in a sealed-np glass tube mthin a vacuum or in an
atmosphere of hydrogen or some other inert gas. The black solid
above referred to is a most dangerous substance. "When exposed
to the ail- it turns red and then explodes either spontaneously or
on the slightest provocation by friction or pressure. Even if kept
under rock-oil it gradually becomes explosive. The distillation of
potassium, in fact, is a dangerous operation, which had better be
left in the hands of specialists.
Firre potassium is a bluish-white metal ; but on exposure
to ordinary air it at once draws a film of oxide, and on
prolonged exposure deliquesces into a solution of hydrate
and carbonate. At temperatures below 0° C. it is pretty
hard and brittle ; at the ordinary temperature it is so soft
that It can be kneaded between the fingers and cut with
a blunt knife ; specific gravity = 0-865. It fuses at 62°-5
C. (Bunsen), and at 720° to 730° C. (Carnelley and
Williams), i.e., considerably below its boiling point, begins
to distil -with formation of an intensely green vapour.
When heated in air it fuses and then takes fire and bums
into a mixture of oxides. Most remarkable, and charac-
teristic for the group it represents, is its action on water.
A pellet of potassium when thrown on water at once bursts
out into a violet flame and the burning metal fizzes about
on the surface, its extremely high temperature precluding
absolute contact with the liquid, except at the very end,
when the last remnant, through loss of temperature, "is
wetted by the water and bursts with explosive -violence.
What really goes on chemically is that the metal decom-
poses the water thus, K -1- H2O = KHO + H, and that the
hydrogen catches fire, the violet colour of the flame being
due to the potassium vapour diffused throughout it.
Similar to that on water is its action on alcohol : the
alcohol is converted into ethylate, while hydrogen escapes,
K -t- C2H5 . OH = C2H5 . OK -f H, this time without inflam-
mation. So strong is the basilous character of the element
that, in opposition to it, even ammonia behaves like an
POTASSIUM
591
acid. A\Tien the oxide-free metal is heated gently within
the dry gas it is gradually transformed into a blue liquid,
which on cooling freezes into a yellowish-brown or flesh-
coloured solid. This body is known as " potassamide,"
KNHj. When heated by itself to redness the amide is
decomposed into ammonia and nitride of potassium, SNH^K
= NK3-f 2NH3. The nitride is an almost black solid.
Both it and the amide decompose water readily with for-
mation of ammonia and caustic potash. Potassium . at
temperatures from 200' to 400° C. "occludes" hydrogen
gas, as palladium does (see "Palladium," under PlaiinCjM,
svprn, p. 193). The highest degree of saturation corre-
sponds appro.vimately to the formula K„H for tlifi "alloy,"
or to about 126 volumes of gas (measured cold) for one
volume of metal. In a vacuum or in sufficiently dilute
hydrogen the compound from 200' . upwards loses hydro-
gen, until the tension of the free gas has arrived at the
maximum ^-alue characteristic of that temperature (Troost
and Haiitefeuille).
Potnssiitm Oj-i'lcs, singularly, can bo produced only from the
metal, and another remarkable fact is that the one with which all
chepiical students imagine they are so familiar — namely, "anhydrous
pota-sh," KjO — is little more than a fiction. According to Vernon
Harcourt, when the metal is heated cautiously, first in dry air and
then in dry oxygen, it is transformed into a white mass (K^Oj ?),
which, however, at once takes iip'more oxj'^en mth formations
nltimately of a yellow powdery tetroxide (K5O4), fusible at a- red
heat without decomposition. At a white heat it loses oxygen and
leaves a residue of lower oxides {K„0 ?). When heated in hydrogen
it is reduced to ordinary potash, KIIO. When dissolved in excess of
dilute acid it yields a mixed solution of the respective potash salt
and peroxide of hydrogen, with abundant evolution of oxygen gas.
PotassU'.ijt Salts. — There is only one series of tliese known, —
namely, the salts produced by the union of potash (KHO) with acids.
Chloride, K.CI. — This salt (commercial name, " muriate of potash ")
is at present being produced in immense quantities at Stassfiirt
from the so-called " Abraumsalzc. " For the purpose of the manu-
facturer of muriate these are assorted into a raw material contain-
ing approximately in 100 parts — 55-65 of carnallito (representing
16 parts of cliloride of potassium) ; 20-25 of common salt ; 15-20
of kieserite, a peculiar, veiy slowly soluble sulphate of magnesia,
MgSoj.IIjO; 2-4 of tachhydrito (CaCU. 2MgCl;-t-12H„0) ; and
minor components. This mixture is now WTought mainly in two
ways. (1) The salt is dissolved in water with the help of steam,
and the solution is cooled down to from 60° to 70°, when a
quantity of impure common salt crystallizes out, which is re-
moved. The decanted ley deposits on cooling and standing a
70 per cent, muriate of potash, which is purified, if desired, by
washing it by displacement \vith cold water. Common salt prin-
cipally goes into solutiin, and the percentage may thus be brought
np to from 80 to 95. The mother -liquor from the 70 per cent
muriate is evaporated down further, tho common salt which
separates out in the heat removed as it appears, and tho sufK-
cicntly concentrated liquor allowed to crystallize, when almost
pnre. carnallito separates out, which is easily decomposed into its
components (sec infra). (2) Ziervogel and Tuchen's method.
The crude salt is ground np and then heated in concentrated
solution of chlorido of magnesium with mechanical agitation.
The carnallito principally di-ssolves and crystallizes out relatively
pure on cooling. The mother-liquor is used for a subsequent
extraction of fresh raw salt. The camallite produceil is dissolved
in hot water and tho solution allowed to cool, when it deposits
a coarse gianular nuiriate of potash containing up to 99 per cent.
of the pure substance. Tho undissolved residue produced in cither
process consists chiefly of kieserito and common salt It is worked
up eitlicr for Eiisom salt and common salt, or for sulphate of soda
and chlorido of mappiesium. Tho potassifcrous bye-products are
utilized for the manufarturo of manures.
Chemically pure chloride of potassium is most conveniently pre-
pared from pure perchlorato (see infra) by dioxygouating it m a
platinum basin at the lowest temperature anil then fusing the
re-siduo in a well-covered platinum crucible. The fiised product
solidilies on cooling into a colourless glass. Chloride of pota-ssium
dissolves iji water and crystallizes from tho Bolution iu anhydrous
cubes. 100 parts of water dissolve —
nt 0" 10' 20* .'.0* lOO" C.
29-2 32-0 31-7 42-8 668
parts of tho salt When a sufficiency of hydrochloric-acid pjas is
(lasscd into the solution the salt is completely precipitated as a
hoe powder. If tho original solution contained chloride of map-
ne«iuu> or caU'ium or sulphate of potash, all impurities remain in •
Uw inothet-linuor (the SO;, as KHSO,), and can be removed by
washing the precipitate with strong hydrochloric acid. Chloride
of potassium fuses at 738° C. (Carnelley), and at a red heat vola-
tilizes rather abundantly.
Chlorate, KCIO3. — This industmlly important salt was dis-
covered in 1736 by BerthoUet, who correctly designated it as
"peroxidized muriate." Chlorine gas is largely absorbed by cold
caustic-potash ley with formation of chloride and hypochlorite,'
2KHO + Clj=KCl-l-KC10-(-HjO. When the mked solution is
boiled it suffers, strictly speaking, a complicated decomposition,
which, however, in the main comes to the same as if the hypo-
chlorite broke up into chloride and chlorate, 31iC10 = 2KCl-l- KCIO3.
Hence chlorate of potash is easily produced by passing chlorine
into hot caustic -potash ley so as at once to realize the change,
6KHO-l-3Clj, = 3HjO-(-5KCl-l-KC103; and this method used to
bo followed industrially imtil Liebig pointed out that five-sixths
of the potash can be saved by first substituting milk of lime,
Ca(OH)2=2caOH, for the potash ley and from the mixed solution
of lime -salts precipitating, so to say, the chloric acid as potash
salt by adding IKCl for every IcaClOj present, concentratmg by
evaporation, and allowing the KCIO3 to crystallize out This is
the present industrial process. For the technical details we must
refer to the handbooks of chemistry. Suffice it to say that in
practice about 1-03 times KCI are used for every IcaGlOj, and
that the salt produced is almost chemically pui'e after one recrys-
tallization. By repeated recrystallization every trace of impurities
is easily removed. The crystals are colourless transparent mono-
clinic plates, which, unless formed very slowly, are Very thin, so as
often to exhibit the Neivton's colours. 100 parts of water dissolve —
at 0"
3-3
60*
19
K)4'-8 (on boiling)
60
parts of the salt (Gay-Lussac). The salt is almost insoluble in strong
alcohol. It is permanent in the air. It fuses at 359° C. (Carnelley),
and at about 18° above the temperatui-e of its formation the liquid
gives off oxygen with evohdion of heat, and formation ultimately of
chloride (and oxygen). The salt accordingly, in opposition to any
combustible matter with which it may be mixed, behaves at tho
same time as a store of highly-condensed loosely -combined oxygen
and of potential heat. Hence its manifold applications in artillery
and pyrotechnics are easily understood. To give ono example of
the readiness with which it acts as a burning agent : a mixture of
it and sulphur when struck with a hammer explodes loudly, the
mechanical blow sufficing to produce locally the temperature neces-
sary for starting tho reaction. When the salt was still a novelty
it was tried as a substitute for the nitre in gunpowder. Such
powder, however, proved too good to be safe. More recently a
mixture of 49 parts of the chlorate, 23 of sugar, and 28 of prussiate
of potash ^vas recommended by Pohl as a preferable substitute for
gimpowder, but this powder has never come into actual use any-
where. We must not forget to point out thativiixtures of chlorate
of potash and combustible substances must on :to account bo made
in a mortar ; this would bo sure to lead to daT.(gerous explosions.-
The several ingredients must be powdered separately and only then
be mixeil together on a sheet of paper or on a tabl*, all unnecessary
pressure or fi-iction being carefully avoided.
The decomposition of chlorate of potash by heai t^ gi'eatly facili-
tated by admixture of even small proportions of cer ^n solid oxides,
e.g., oxide of copper, of iron, or of taanganese. ."ihe oxygen, in
the case of binoxjdo of manganese, for instance, comes ofl' below
the fusing point of tho salt Hence a s.alt contaminated with even
a small proportion of heavy metallic chlorate cannot (in general)
be fused without decomposition. The writer observed this anomaly
with a coranieroial chlorate which happened to contain about one
half per cent of chlorate of zinc. The agucous solution of tho salt
is neutral and bears prolonged boiling wnthout decomposition. On
acidification with dilute sulphuric acid it assumes the reactions of
a solution of chloric acid, i.e., of a powerful but rt'adily controllablo
oxydant. In this capacity it is used in calico-printing ns a
"discharge." In the same industry it serves for making the
chlorate of soda needed for the production of aniline black. In
tlio chemical laboratory it is in constant requisition as a source of
oxygen and as an oxidizing agent. In tlio hands of Marignac it
scrsed for tho determination of the important ratio KCI : 30.
Pcrtliloralr, KClOj. — Tlio decomposition of chlarato of i>ot:t'!li by
heat, if catalytic agents like MnO„, kc, aro ab.>*ont, proceeds by two
stages. In tho fii-st the salt breaks \i\> thus, 2KCI03= KCl-f C.
-t-KClOj ; in the second the perchlorato at a higher t'-niprraturo is
decomposed into chlorido and oxygen. The tennination of the
first stage is marked by a slnekeniiig in the evolution of tho oxygen
and by tlio residual salt (which, at tho beginning, is a thin fluid)
becoming pasty. From tho mixture KCl-fKC10< the chloride is
extracted by lixiviation with successive instalments of cold water.
The residual perchlorato is irn/ easily purified by rccry stall ization
(comparo pure chloride of potassiuin, supra). Perchlorato of potash
dissolves in 88 parts of water of 10°C., and in far less of boiling water.
It is absolutely insoluble iu absolute alcohol. It begins to give
ofT its oxygen at about 400* C. , which is below its fusing pomt
592
POTASSIUM
The salt has been recommended a^ a substitute for chlorate in
pyrotechnic mLxtures, because it contains more oxygen, and yet, on
account of its greater stability, is a less dangerous ingredient.
Bromide, KBr. — This salt is formed when bromine is dissolved
in caustic-potash ley. The reaction is quite analogous to that go-
ing on in the case of chlorine ; only the hypobromite (KBrO) first
produced is far less stable than hypochlorite, and vanishes after
short heating. The addition of bromine is continued untO the
liquid is permanently yellow and retains its colour after short heat-
ing. The solution is then evaporated to dryness and the bromate
decomposed by cautious heating. A small portion of the bromate
breaks up into KjO + Br^-l-SO ; hence the residual bromide is con-
taminated with a little free alkali ; but this is easily set right by
neutralizing its solution mth hydrobromic acid. The salt crystal-
lizes in colourless transparent cubes, easily soluble in water. It
is used in medicine for quieting the uerves, — to cure sleeplessness,
for iustanoe ; also (Internally) as a local anjesthetic preparatory
to operations on the larynx or the eye. The dose of the pure
(KI free) salt for adults can safely be raised to 2 grammes (about 30
grain*). It is also used in photography.
Iodide, KI. — Of the very numerous methods which have been
recommended for the preparation of this important salt the sirvplest
(and probably the best) is to dissolve in a caustic- potash ley (which
is dilute enough to hold the rather difiScultly soluble iodate KIO3
in solution) enough iodine to produce a permanent yellow colour
(the iodine passes at once into SKI-fKIOjj the hypo body KIO
has no existence practically) and to deoxidize the iodate, which is
done most conveniently by adding a sufficiency of powdered char-
coal to the solution, evaporating to dryness in an iron vessel, and
heating the residue. The oxygen goes otT as COj at a lower tem-
perature than that which would be needed for its expulsion as
oxygen gas. The residue is dissolved, and the solution filtered and
evaporated to crystallization. The salt comes out in colourless
transparent cubes, very easily soluble in even cold water. The
commercial salt forms opaque milk-white crystals, which, as a
matter of habit, are preferred to the clear salt, although they are
produced by causing the salt to crj'stallize from a strongly alkaline
solution and by drying the crystals (finally) in a stream of hot air,
and although through the former operation they are at least liable
to contain carbonate. Iodide of potassium acts far more powerfully
on the human system than bromide, and therefore is administered
in smaller doses It is used against skin-diseases, and also for
eliminating the mercury which settles in the system after long-
continued administration of mercurial medicines. It is also used,
far more largely than the bromide, in photography. See Phoio-
GBAPHT, passim.
Sulphate (KjSOj) used to be extracted from kainite, but tne
process is now given up because the salt can be produced cheaply
enough from the muriate by decomposing it witu its exact equi-
valent of oil of vitriol and calcining the residue. To purify the
crude product it is dissolved in hot water and the solution filtered
and allowed to cool, when the bulk of the dissolved salt crystallizes
out with characteristic promptitude. The very beautiful (anhydrous)
crystals have as a rule the habitus of a double six-sided pyramid,
but really belong to the rhombic system. They are transparent,
very hard, and absolutely permanent in the air. They have a bitter
salty taste. 100 parts of water dissolve —
at 0" 12' 100' C.
8-36 10 26
parts of the salt. Sulphate of potash fases at a strong red heat,
and at this temperature volatilizes, for an alkaline salt, rather
slowly. The chloride, weight for weight, volatilizes at ten times
the rate (Bunsen). Sulphate of potash used to be employed in
medicine, but is now obsolete. The crude salt is used occasionally
in the manufacture of glass.
Bisulphate (KHSO4) is readily produced by fusing thirteen parts
of the powdered normal salt with eight parts of oil of vitriol. It
dissolves in three parts of water of 0° C. The solution behaves
pretty much as if its two congeners, KjSOj and HoSOi, were present
side by side of each other uncombined. An excess of alcohol, in
fact, precipitates normal sulphate (with little bisulphate) and free
acid remains in solution. Similar is the behaviour of the fused dry
salt at a dull red heat ; it acts on silicates, titanates, &c. , as if it
were sulphuric acid raised beyond its natural boiling point. Hence
its frequent application in analysis as a disintegrating agent.
For the following potash salts we refer to the articles named : —
Chromates, see Chromium; Cyanide and Ferrocyanide, Pkussio
Acid; Chloroplatiiiate, Platinum (supra, p. 192); Nitrate, Nitro-
gen (voL xvii p. 518) ; Phosphates, Phosphorus (voL xviii. pp.
818-19); OxaWes, Oxalic Acid; Sulphides 3.ndLSulphites,?iVi.¥nvv.;
Silicates, Glass (vol. x. p. 655 sq.) and Silica ; Tartrates, Tartaric
Acid. For potash salts not named, see the handbooks of chemistry.
Rubidium and Csesium. — When Bunsen and Kirchlioff
in 1860 applied their method of spectrum analysis to the
alkali salts which they had extracted analytically from
Diirkheim mineral water, they obtained a spectrum which,
in addition to the lines characteristic for sodium, potassium,
and lithium, exhibited two blue lines which were foreign
to any other spectrum they had ever seen. They accord-
ingly concluded that these lines must be owing to the
presence of a new alkaU metal, which they called "caBsium."
Bunsen at once resumed the preparation of the mixed alka-
line salt with 44,000 litres of Diirkheim water, with the
view of isolating the caesium in the form of a pure salt ;
and he was more than successful — for the new alkali
salt, after elimination of all the ordinary alkali metals,
proved to be a mixture of the salts of two new alkali
metab, which he succeeded in separating from each other.'
For one he retained the name already chosen ; the other
he called "rubidium," on account of the presence in his
spectrum of certain characteristic red lines. Since Bunsen's
time these two metals have been discovered in a great
many native potassiferous materials — minerals, mineral
waters, plant ashes, iic. — but in all cases they form only
a small fraction of the alkali, the caesium in general
amounting to only a fraction of even the rubidium. One
solitary exception to both rules is afforded by a rare
mineral called "poUux," which is found only on the island
of Elba. Plattner analysed this mineral in 1846 and
recognized it as a compound sUicate of alumina, oxide of
iron, soda, potash, and water ; but his quantitative analysis
came up to only 92'75 per cent., and he could not accoimt
for the 7 '25 per cent, of loss. After Bunsen's discovery
Pisani analysed the mineral again, and he foimd that it
contained no potash at all, but, instead of it, a large
percentage (34'1) of csesia. Kecalculating Plattner's analy-
sis on the assumption that the presumed chloroplatinate
of potassium was really chloroplatinate of caesium, he found
that the corrected numbers did add up to near 100 and
agreed with his own. Rubidium, singularly, is absent from
this mineraL
That both rubidium and caesium are contained in sea
water might well be taken for granted ; but it is worth
while to state that Schmidt of Dorpat actually proved the
presence of rubidium, and even determined it quantita-
tively.
For the preparation of rubidium compounds one of the best
materials is a mixture of alkaline salts, which falls as a bye-product
in the industrial preparation of carbonate of lithia from lepidolite.
A supply of this salt mixture which Punsen worked up contained
20 per cent, of chloride of rubidium, 33 of chloride of potassium,
and 36 of common salt, but very little csesium ; his supply came
from the Saxon or Bohemian mineral. The lepidolite of Hebron,
Maine, United States, on the other hand, is rich in csesium.
Another practically available source for ca;sium is the mother-
liquor salt of Nauheim in Germany. It yielded to Bottcher 1
per cent, of its weight of the chloroplatinate PtClgCsj.
Bunsen's method for the extraction of the two rare potassium
metals from a given mixture of alkaline salts is founded upon the
different solubility of the several alkaline chloroplatinates. Accord-
ing to him 100 parts of water dissolve —
Potassium Rubidium Cxslum
at 0' C 0-74 013 0-024
„ 20°C 1'12 0-14 0079
,, 100° C 5-13 0-63 0-377
parts of the several salts. The chloroplatinates of sodium and
lithium are easily soluble even in cold water, so that chloride of
platinum does not precipitate these two metals at all. Hence,
supposing we boil a given mixture of chloroplatinates of potassium
and (say) rubidium with a quantity of water insuflScient to dissolve
the whole, part of both salts wOl dissolve ; but the residual chloro-
platinate wUl be richer in rubidium than the dissolved part And
supposing, on the other hand, we add to a mixed solution of the
two chlorides a quantity of chloroplatinic-acid solution insufficient
to bring down the whole of both metals, the rubidium will accumu-
late in the precipitate and the potassium iu the solution. It is
also easily understood that, if the amount of reagent added falls
short even of that which would be needed by the rubidium if present
alone, a very nearly pure PtCljEbj may be expected to come down.
Any dry chloroplatinate is easUy reduced to a mixture of metallic
platinum and alkaline chloride by the simple operation of heat-'
ing in hydrogen to about 300° C. The chloride can be dissolved
out. and thus again made amenable to fractional precipitation by
P 0 T — P 0 T
593
ilatinum solution, and tho platinum oe reconvertect into reagent
oy means of aqua regia. Hence the process is not so expensive
as it iniglit at first sight ap,
Keiltenbacher lias worked out nn analogous process to Bunaeu's,
founded upon the different solubility of the three alums — Al . R(SOj),
+ 12H.p. At 17° C. 100 parts of water dissolve of the alum of
Potassium
IS!)
Jiuhitihtm
2-27
Ca.'sium
0-62
parts. Sodium and lithium alum are very easily soluble in water,
and remain dissolved in the first mother-liquor when tho mixed
alum of K, Rb, and Cs crystallizes out. These three alums are
pai'ted by repeated crystalliaation, and the rare alkalis recovered
from their respective alums by precipitation with chloride of
platiuum.
The separation of rubidium and cwsium offers great difSculties.
According to Godeffroy an approximate separation may be effected
by ""dissolving the niLxed chlorides in strong liydrochloric acid, and
-adding a solution of terchloride of antimony in the same menstruum ;
tlie cresinm (chieflj-) comes down as SbClj + 6CsCl ; the bulk of
the rubidium remains dissolved. Tlie two rare alkali metals are
so close!}' similar to potassium that it will suffice to give a tabular
statement of the principal points of difference. By way of intro-
duction, however, we may state tliat rubidium matal was prepared
by Bunsen from the black flux obtained by igniting the bitartrate,
by Brunner's method for potassium. Jletallic CKsium, it seems,
cannot be thus obtained ; but in 1883 Setterberg made it by the
electrolysis of a fused mixture of the cyanides of cesium and barium.
Potassium. Jlxbidimn, Caesium.
Atomic weights 0=18 K = 39-138 Eb=85-4 C3=1330
fret Metals —
Speciflc gravity 0-S65 1-52 1-83
Fusingpoint ■" 62'-3 3S°-5 26"to27°C.
Volatility* increases > — >
Hudmles, RHO— Very siinQar to one another ; the basility increases »— »
I Vide sicpra. Pcnnanent in air. Deb'quescent.
<7i?orides, RCl \ iflmost insoluble *' 3Iore soluble than KCU
' in alcohol. ' Soluble in alcohol.
Itulphales, R2SO4—
100 parts of water dis-( At- 2° C. 8 ? J59
solve t„ 70'C.19-3 42 »
Carhntiules, R^COi— All very soluble in water.
100 parts of alcohol di5- 1^^ ^p9 ^ q ^y^ U j
Ahims > Solubility decreases*— >
Chioroplcilliiates ) {vide supra).
Aiuihjsis. — In this section we treat of the detection and determin-
ation of alkali metals generally. If the given substance is a solid,
a good preliminary test is to heat about one centigiamme of it at one
end of a fine platinum wire in the flame-mantle of a Bunsen lamp,
or in a blow-pipe flame just at the end of tho inner cone. Most
alkali salts are sufficiently" volatile to impart to the flame tho
colour characteristic of the respective metallic vapour. Certain
native silicates and certain other compounds do not volatilize, but
these can be rendered amenable to the test by mixing them with
sulphate of lime and then applying the flame, whereupon alkaline
sulphate is -formed wliich volatilizes. The flame-colours are —
Potassium^ Rnbidiumf Csesium.
Violet.
Sodium.
Yellow.
Lithiuifl.
Red.
These flame-reactions are very delicate but not conclusive, because
in the case of mLxtures several colours may be radiated out at the
same time, and one mayeclipse all the rest — this holds, for instance,
for things containing sodium, whose flame-colour is more intenso
than that of any other metal— or a mLxed colour may bo produced
■which the eye is incompetent to analyse. The spectrum apparatus
here comes in usefully ; and by means of it it is in general possible
to see the lines characteristic of the several metals in presence of,
or at least after, one another, because as a rule the several metals
are present as compounds of different volatility.
For a thorough analysis it is necessary to begin by bringing the
substance into ai^ueous or acid solution, and next to eliminate all
that is Tiot alkali metal by suitable methods. A certain set of
heavy metals can bo precipitated as sulphides by means 0/ sulphur-
etted hydrogen in the presence of acid, all tho rest of these by
means of sulphide of amuionium from an alkaline solution. From
the filtrate, Darium, strontium, and calcium' are easily precipitated
by means of carbonate of ammonia on boiling, so that, if' the filtrate
from these carbonates is evaporated to dryness and tho residue
kept at a dull red heat long enough to drive away the ammonia
salts, nothing can be left but salts of alkali metals and magnesium.
This residue is dissolved in a small quantity of water, and any
residual basic salt of magnesium filtered off. Tho filtrate is then
ready to be tested for alkali metals as follows : ifinagncsia he absent,
potassium or rubidium (not ca;sium) can bo detected by addition
(to a neutral or feebly acetic solution) of a saturated solution of
ultartrate of soda. _ Potassium and rubidium como down as crys-
talline bitartrates. The reaction may take some timo to become
manifest, but can bo accelerated by vigorous stirring. In a separate
quantity of the solution lithium may bo searched for by means of
carbonate of soda or trisodic phosphate as explained under Lithium
19-22
(vol. xiv. p. 697). For soda we have no characteristic precipitant
In any case the spectrum apparatus should be used for controlling
and, if necessarj', supplementing the wet-way tests. The case of
magnesia being 'present need not be specially considered, because
the qualitative method will easily bo deduced from what b said
in the following paragraph.
Quantitative Determinations. — An exhaustive treatment of this
subject would be out of place here. We confine ourselves to two
cases. (1) A mixture of alkaline chlorides only. In this case the
potassium (including Kb and Cs) is best separated out by addin"
a quantity of chloroplarinic-acid solution sufficient to convert aS
tlie metals into chloroplatinates, to evaporate to dryness over a
water-bath, and from the residue to extract the lithium and sodium
salts by Ibdviation with alcohol of 70 per cent, (by weight). Tho
residual chloroplatinate is coDected on a filter, dried at 110° C, and,
if Rb and Cs are absent, weighed as chloroplatinate of potassium,
PtCl8K,(PtCl8K„x 0-3071 = 2KC1). The chloride of sodium is deter-
mined by diS'erence — if lithium be absent. The case of its presence
cannot be here considered. (2) A mixture of alkalis combined with
sulphuric acid, or such volatile acids as can be expelled by sulphuric.
In this case it is best to begin by converting the whole into neutral
sulphates, and then to apply the method of Fiukener, which,
amongst other advantages, offers the one that it docs ?!&4 demand
the absence of maguesia. The mixed sulphate is dissolved in water
and the solution mixed with a little moro than the volume of
chloroplatinic acid (" platinum solution ") demanded by the pot-
assium (Rb and Cs). The mixture is placed in a water bath and, if
necessaiy, diluted with sufficient-water to brin^ the whole of the
precipitated chloroplatinate into hot solution. The solution is then
evaporated very nearly to dryness (on the water bath, -with couthiu-
ous stin-ing towards the end to avoid fonnation of crusts), allowed
to cool, and the residue mixed, first mth twenty times its volume
of absolute alcohol, then with ten volumes of absolute ether. The
mixture is allowed to stand in a well-covered vessel for some hours,
to enable the precipitate to settle completely. The precipitate con-
tains all the potassium as chloroplatinate, and most of the sodimn
and magnesium, and also part of the lithium in the sulphate form.
It is washed with ether-alcohol (to complete filtrate A), and then
lixiviated as quicldy as possible with cold concentrated solution ol
sal-ammoniac, which dissolves away the sulphates (filtrate B). Tho
residual chloroplatinate is dried within the filter in a porcelain cru-
cible, which is next heated so as to char the paper at the lowest tem-
perature. The residue is then ignited gently in hydrogen, and from
the resulting residue tlie chloride of potassium is extracted by water,
to be determined as chloroplatinate, as shown in (1), or otherwise.
From the undissolved residue the charcoal is burned away and the
residual platinum weighed to check the potassium determination.
After removal of the ether and alcohol from filtrate A by dis-
tillation, the two filtrates A and B are mixed, evajioratcd to dry-
ness, the ammonia salts chased away by heating, and tho residue
is reduced (at about 300° C. ) in hydrogen to bring the platinum into
the form of metal, from which the magnesia and alkali salts are
easily dissolved away by means of water or dilute acid. The whole
of the salts are then made into neutral sulphate,- which is weighed
and then dissolved in a known weight of water. The lithium and
the magnesium arc determined in aliquot parts of the solution and
calculated as sulphates. Tho soda is found by difference. A case
intermediate between (1) and (2) often presents itself in practice.
We refer to the commercial muriate from Stassfurt In such an
impure muriate the potassium can be determined promptly and
accurately by adding to tho very concentrated solution of tlie
substance a large excess of a very concentrated solution of chloro-
platinic acid, — "excess" meaning more platinum than necessary
to make all the metals into chloroplatinates. Tlie precipitate is
allowed to settle, collected on a small filter, and washed, first
with successive instalments of a platinum solution (containing 5
per cent of metal), then with orcunai-y alcohol ; it is next dried,
and weighed as abovQ (Tatlock's method .slightly modified). In
exact analyses the small quantity of potassium which passes into
the filtrato is recovered — ultimately oy Finkener's method — and
allowed for. (W. D.)
POTATO. The potato {Solanum tuherosrim) is too well
known to need' detailed de.?criiition. It owes its value
to tho peculiar habit of developinj; underground slender
leafless shoots or branches which dilTer in character and
office from the true roots, and which gradually swell at
tho free end and thus produce tho tubers with which wo
are so familiar. The natiu-o of these tubers is fiiitjier
rendered evident by tho presence of " eyes " or leaf-buds,
which in duo timo lengthen into shoots and form tho
haulm or stems of the plant.' Such buds are not, under
ordinary circumstances, formed on roots, '\\niat the
detOTmining cause of the formation of, thojtubcrs may bo
594
POTATO
is not known ; the object evident!)' is to secure a method
of propagation independently of the seed. Starch and
other matters are stored up in the tubers, as in the
perisjierm of a seed, and in due season are rendered avail-
able for the nutrition of the young shoots when they
begin to grow. The young shoots, in fact, derive their
nourishment from the parent tuber until by the produc-
tion of roots and leaves thej' are enabled to shift for
themselves. When grown under natural circumstances
(without being earthed ur>. as is iisiially done by the
cultivator) the tubers are relative!)' small and close to the
surface of the soil, or even lis upon it. In the latter case
they becc me green and have an acrid taste, which would
probably render them objectionable to predatory animals
or insects, and which certainly renders them unpalatable
to human beings, and, in consideration of the known
poisonous qualities of many Solanacex, might probably
cause them to be unwholesome. Hence the recommenda-
tion to keep the tubers in cellars or pits, not exposed to
the light, for the green colouring matter is, in this case,
developed in the tubers independently of the direct action
of light on the leaves. Among the six hundred species of
Solatium less than a dozen have this property of forming
tubers, but similar growths are formed at the ends of the
shoots of the common bramble, of the Convolvulus sepium,
of the Helimithus tuherosus, the so-called Jerusalem arti-
choke, of Sa^ittarirt, and other plants. Tubers are also
sometimes formed on aerial branches, as in some Aroids,
Begonias, &c. " The production of small green tubers on
the haulm, in the axils of the leaves of the potato, is
not very unfrequent, and affords an interesting proof of
the true morphological nature of the underground shoots
and tubers. The so-called fir-cone potatoes, which are
elongated and provided with scales at more or less regular
intervals, show also very clearly that the tuber is only a
thickened branch with •' eyes " set in regular order, as in
an ordinary shoot. The j^otato tuber consists mainly of
a mass of cells filled with starch and encircled bj' a thin
corky rind. A few vessels and woody fibres traverse the
tubers.
The chief value of the potato as an article of diet
consists in the starch it contains, and to a less extent in
the. potash and other salts. The quantity of nitrogen in
its composition is small, and hence it should not be relied
on to constitute tlie staple article of diet, unless in
admixture with milk or some other substance containing
nitrogen. Letheby gives the following as the average
composition of the potato —
Niti'ogenous matters 2 -1
Starch, £c 18-S
Sugar 3 2
Fat 0-2
Saline matter 07
"Water 750
100-0
— a result which approximates closely to the average of
nineteen analyses cited in How Crops Groio from Grouven.
In some analyses, however, the starch is put as low as
13'30, and the nitrogenous matter as 0'92 (Deherain,
Coursde Chintie Agrkole, p. 159). Boussingault gives
25-2 per cent, of starch and 3 per cent, of nitrogenous
matter. Warington states that the proportion of nitro-
genous to non-nitrogenous matter in the digestible part
of potatoes is as 1 to 10-6. The composition of the
tubers evidently varies according to season, soils, manur-
ing, the variety grown, etc., but the figures cited will give
a sufficiently accurate idea of it. The " ash " contains on
the average of tlurty-one analyses as much as 59'8 per
cent, of potash, and 19'1 per cent, of phosphoric acid,
the other ingredients being in very minute proportion.
Where, as in some parts of northern Germany, the potato
is grown for the purpose of manufacturing spirit great
attention is necessarily paid to the quantitative analysis of
the starchy and saccharine matters, which are found to
vary much in particular varieties, irrespective of the c«i-
ditions under which they are groii\Ti
The origin and history of the potato are better kno".?n
than in the case of many long-cultivated plants. It is
to the Sj^aniards that we owe this valuable esculett,
"optimum benigni Numinis donum, dapes grata divVd,
pauperi panis," as it has been called by an eminnat
botanist. The Spaniards met with it in the neighbourhcod
of Quito, where it was cultivated by the natives. In the
Ci-onica de Peru of Pedro Cie^a, published at Seville in
1553, as well as in other Spanish books of about the same
date, the potato is mentioned under the name " battata "
or " papa." Hieronymus Cardan, a monk, is supposed to
have been the first to introduce it from Peru into Spain,
from which country it passed into Italy and thence into
Belgium. Carl Sprengel, cited by Professor Edward
Morren in his biographical sketch entitled Charles de
I'Eschtse, so, Vie et ses CEiivres, and to which we are indebted
for some of the historical details given below, states that
the potato was introduced from Santa FS into England
by John Hawkins in 1563 {Garten Zeitung, 1805, p. 346).
If this be so, it is a question whether the English and
not the Spaniards are not entitled to the. credit of the
first introduction ; but, according to Sir Joseph Banks, the
plant brought by Drake and Hawkins was not our potato
but the Sweet Potato (see below).
In 1587 or 1588 De I'EscIuse, better Joiown under the
Latinized appellation of " Clusius," received the plant fro^ni
Philippe de Sivry, lord of Waldheim and governor of Mons,
who in his turn received it from soqie member of the suite
of the papal legate. At the discovery of America, we are
told by Humboldt, the plant was cultivated ' in all the
temperate parts of the continent from Cliili to New
Granada, but not in Mexico. Nearly a hundred years
afterwards, in 1585 or 1586, potato tubers were brought
from North Carolina and Virginia to Ireland on the return
of the colonists sent out by Sir Walter Ealeigh, and were
first cidtivated on Sir Walter's estate near Cork. The
tubers introduced under the.auspices of Raleigh were thus
imported a few years later than those mentioned by
Clusius in 1588, wliich must have been in cultivation in
Italy and Spain for some years prior to that time. Be
this as it may, the earliest representation of tlie plant is
to be found in Gerard's Herlal, published in 1597. Tje
plant is mentioned under the name Papus 07-bicu'atus in
the first edition of the Catalogvs of the same auth'.c,
published in 1596, and again in the second edition, whi ^
was dedicated to Sir Walter Ealeigh (1599). It is, hcsr-
ever, in the Herbal that we find the first description of t {le
potato, accompanied by a woodcut sufficiently correct to
leave no doubt whatever as to the identity of the plai fiJ.
In this work (p. 781) it is called "Battata Virginiaua
sive Virginianorum, et Pappus, Potatoes of Virginia"
Gerard says —
"Theroote is thicke.fat andtuterous ; not much differing eitler
in shape, colour or taste from the common Potatoes, saving tl at
tlie rootes hereof are not so great nor long ; some of them as roui^d
as a ball, some ouall or egge-fasliion, some longer and others
shorter; wliich knobtie rootes are fastened unto the stalks with an
infinite number of threddie strings. ... It groweth naturally in
America where it was first discovered, as reporteth C. Clusius, siiice
which time I have received rootes hereof from Virginia otherwise
called Norembega which gvowe and prosper in my garden, as in
their owne native countrie."
The "common Potatoes" of which Gerard speaks are
the tubers of CMvolmdits batatas, the Sweet Potato, which
nowadays would not in Great Britain be spoken of aa
common. Evidently the author attached great importance,
to the potato, for in the frontispiece to his volume he is
represented with the flower and foliage of the plant ic
his hand. In his opinion it was, like the common potato
POTATO
595
" a foode as also a meate for pleasure equall in gooanesse
and wholesomenesse unto the same, being eitlier rested in
the embers, or boiled and eaten with oile, vinegar and
pepper, or dressed any other way by the hand of some
cunning in cookerie." A second edition of the Herbal was
published in 1636 by Thomas Johnson, with a different
illustration from that given, in the first edition, and one
which in some respects, as in showing the true nature of
the tuber, is superior to the first. The phenomenon of
growing out or " super-tuberation " is shown in this cut.
Previous to this (in 1629) Parkinson, the friend and
associate of Johnson, had published his Paradisus, in which
(p. 517) he gives an indifierent figure of the potato under
the name of Papas seu Battatas Virginianorum, and adds
details as to the method of cooking the tubers which
seem to indicate that they were still luxuries rather than
necessaries. Chabrseus, who wrote in 1666, tells- us that
the Peruvians made bread from the tubers, which they
called "chunno." He further tells us that by the natives
" Vtrr/iniea: imulx " the plant was called " openauk," and
that it is now known in' European gardens, but he makes
no mention of its us« as an esculent vegetable, and, in-
deed, includes it among "plantiB malignje et venenatse."
Heriot (De Bry's Collection of Voyages), in his report on
Virginia, describes & plant under the same name "with
roots as large as a walnut and others much larger ; they
grow in damp soil, many hanging together as if fixed on
ropes ; they are good food either boiled or roasted." The
plant (which is not a native of Virginia) was probably
introduced there in consequence of the intercoui'se of the
early settlers with the Spaniards, who derived the plant
from Peru or other parts of South America, and perhaps
provisioned their ships with its tubers. In any case the
cultivation of the potato in England made but little pro-
gress, even though it was strongly urged by the Eoyal
Society in 1663 ; and not much more than a century has
elapsed since its cultivation en a large scale became general.
The source of the potato being known, it is a matter of
interest to determine the particular species from which the
cultivated forms have descended and the exact part of the
great American continent in which it is indigenous. As
to the first point, botanists are agreed that the only species
in general cultivation in Great Britain is the one which
Bauhin, in his Phytopinax, p. 89 (1596), called Solamtm
tuberoswn esculciitum, a name adopted by Linnreus (omit-
ting the last epithet), and employed by all botanical writers.
This species is native in Chili, but it is very doubtful if it
is truly wild farther north. Mr Baker {Journal of the
Linnean Society, vol. xx., 188-1, p. -iSO) has reviewed the
tuber-bearing species of Solanum from a systematic point
of view as well as from that of geographical distribution.
Out of twenty so-called species he considers six to be
really distinct, while the others are merely synonymous
or trifling variations. The si.i admitted tuber-bearing
species are .S". tuberosum, S Maglia, S. Commei-sotii, S.
cardiophyllum, S. Jame^ii, and S. oxycarpum.
S. tuberosum i,s, according to Mr Baker, a native not only of-
the Andes of Chili liut aiao of tlioso of Peru, Bolivia, Ecuador,
and Colombia, also of the mountains of Costa Eica, Jlcxico, and
tho south-western United States. It eeems most probable, liow-
eyer, that some at least of tho plants mentioned in the northern
part of the American coutuient have no claim to bo considered
absolutely -wild, but are tho descendants of cultivated forms. S.
Maglia is a native of the Chilian coast as far south as tho Chonos
Archipelago, and was cultivated in the garden of tho Horticultural
Society at Chiswick in 1822, being considered by Sabine, in his
paper on tho native country of the wild potato, to be the true
S. tuberosum and tho origin of tlio cultivated forms. This species
was also found by Darwin in Chili, and was considered by him, as
by Sabine before him, to be tho wild potato. It is remarkable,
says Darwin, that tho same plant should be found in the sterile
mountains cf ceutral Chili, where ii drop of rain does not fall for
ttora than six mouths, and w-ithin tho damp forests of tUeae
southern (Chonos) islands. The explanation, according to Baker,
is that the plant or the dry mountains' is S. tuberosum, that of the
coast is S. Maglia. It must, however, be stated that, although
Jlr Baker refers to the plants figured by Sabine {Trans. Eort. Sac.
Lend., vol. V. p. 249) as being without doubt S. Maglia, A. de
CandoUe {Origin<! des Plantes cullivdcs, p. 40) is equally emphatic
in the opinion, "ce qui saute aux yeux," that the plant grown
from Chilian , tubers and figured in the plate before cited is S.
tuberosum. S. Commcrsoni xc'vrs in Uruguay, Buenos Ayres, and
tho Argentine Republic, in rocky situations at a low level. Under
the name of S. Ohrondii it has lately been introduced into western
France, where it is not only hardy but produces abundance oi
tubers, which are palatable, but have a slightly acid taste. The
tubers give promise of improvement under cultivation. S. cardio-
phylluvi, described by Lindley in tho Jour^ial of the Horticultural
Society, is a native of the mountains of central Mexico at elevations
of 8000 to 9000 feet. S. Jamesii is a well-de6ned species occuiTing
in the mountains of Colorado, New Mexico, and Arizona, and also
in Mexico. In a wild state the tubers are not larger than marbles,
but as the plant is now in cultivation in England if may be
expected to improve in this particular. S. oxycarpum is stated
by Mr Baker to be a little known but verv distinct tuberous species
from central Mexico.^
Mr Baker looks upon the forms enumerated not only
Sv-ith the eye of a systematic botanist but 'vrith the
tendencies of one whose object is to assign varying forma
to one common type from which they have, or may
probably have, arisen. But from a practical point of view
the forms in question require careful analysis rather than
synthesis. Their morphological peculiarities and chemical
constitution deserve attentive consideration as to their
degree of constancy, and more particularly as to any
relation that may be traced between them and the climatic
circumstances under which they grow naturally, and their
power of resistance to the attacks of disease. A revie'W
of the localities in which the presence of S. tuberosum
and its tuber-bearing allies has been ascertained showa
that, broadly, these varieties may be divided into moun-
tainous and littoral. In either case they would not be
subjected, at least in their gro-wing season, to the same
extremes of heat, cold, and drought as plants growing on
inland plains. Again, those forms growing at a high
elevation would probably start into growth later in the
season than those near the coast. The significance of
these facts from a cultural point of view is twofold : for,
while a late variety is desirable for culture in Great
Britain, as ensuring more or less immunity from spring
frost, which would injure the early sorts, it is, on the
other hand, undesirable, because late varieties are more
liable to be attacked by the potato disease, which as a
rule makes its appearance at or about the time when the
earliest varieties are ready for lifting, but before the late
varieties are matured, and consequently while they are
still exposed to the destructive influences of the fungus.
' Although these six are the only species admitted as such by
Mr Baker, it is well to note some of tho forms or varieties, because,
although they may not bo entitled to specific rank, which after all is a
matter of opiuion, they may yet be of importance iu tho future. First
of all may be mentioned the S. ctiiberosiim of Lindley, difl"ei-ing from
the common & tuberosum in not producing tubers. This was found
in Chili, and is probably not specifically distinct, although cxceptionnl,
for it is by no meaus very unusual to find even cultivated plauts pro-
duce no tubers. <S. Feruamleuianum is, according-to Baker, a form of
S. tuberosum, but if so its liabitat in the mountain woods of Juan
Fernandez is climatically dilTercnt frorai that in the dry mountains of
central Cliili, where, as we have seen, the true <S. tuberosum stows.
jS o(i'(m was -found recently by M. Andre' on the summit of Quiudiu in
Colombia, at a height of 11,483 feet, in a rigorous climate, only about
3300 feet below the perpetual snows of Tolima. It produces tubers
of the size of a nut. 5. AndTeanum, foimd by M. Andrd nt Cauca,
at an elevation of 6234 feet, was considered by the trnvellor to bo the
true S, tuberosum, but this view is not shared by Mr Baker, who
named it after tho discoverer. Its tubers, if it produces any, have not
been seen. S, immite is probably only a slight variety of 5. tuberosum,
as are also the 'Venezuelan .S colombinnum, S. ^vrrucosum, S. Jemissum,
and S. tttile. S. Fendleri, a native of tho mountains of Now .Mexico
and Arizona, was considered b/Asa Gray to be likewise a form of
& tubcrosiw *
596
POTATO
In cultivation ' the potato varies very greatly not only
as to tlie season of its growth but also as to productive-
ness, the vigour and luxuriance of its foliage, the presence
or relative absence of hairs,- the form of' the leaves, the
size and colour of the flowers, ifcc. It is probable that
a more careful investigation of these peculiarities, and
especially of those connected with the microscopical ana-
tomy of the leaves, would give serviceable indications of
the varieties most or least susceptible to the disease, —
a point at present hardly if at all attended to. As to
the tubers, they vary greatly in size, form, and colour ;
gardeners divide them into rounded forms and long forms
or "kidneys"; "lapStones" are more or less flattened;
and " pebble " varieties are long potatoes broader at one
end' than at the other. The colour of the rind, yellowish,
bro^Ti, or purple, furnishes distinctions, as does the yellow
or white colour of the flesh. The colour of the eyes and
their prominence or depression are relatively very constant
characteristics. These variations have originated chiefly
by cross-breeding, but not invariably so, as some varieties
rarely, if ever, produce flowers in Britain, and yet " Sports "
have been observed in their tubers and have become the
parents of new varieties. Various methods have been pro-
posed for the prevention or arrest of the ravages of the
fungus which causes the " potato disease " (see below). In
addition to different modes of cultivation, attempts have
been made to secure varieties less liable than others to
disease, and, although no great measure of siaccess has
been attained, still the matter is not without promise,
seeing how the early varieties, as before stated, escape the
full virulence of the malady. Other attempts have been
made to infuse a hardier constitution by hybridizing the
potato with hardy species such as S. Dulcamara and
S. nip-Hm. Hybrids were accordingly raised by Mr !Maule,
but they all suffered from the disease as much as the
parents, and it is to be feared that the hybrids raised
between the common potatoes and some of the six species
mentioned by Mr Baker may suffer a like fate. This,
however, remains to be proved. Mr Maule, disappointed
with his hybridization experiments, then tried the effect
of grafting. With this view he grafted S. nigrum o\ to
a shoot of the potato. New tubers were formed, the
foliage being wholly that of S. hignim. In another ex-
periment he grafted the potato on to S. Dulcamara. In
one case tubers were produced on the graft (the potato),
but none on the Dulcamara stock, either above or below
gi-ound, while in another case tubers were actually pro-
duced on the underground portions of S. Dulcamara.
Mr Maule's experiments were most ingenious, but the
theory he gave in his The Potato, what is it 7 (Bristol,
1876) ■n-ill not commend itself to physiologists, and there
is no evidence to show whether the grafts he obtained
were attacked by the parasite or even whether they had
a chance, of being so. Mr Maule's experiments, especi-
ally the one last mentioned, afford confirmation of the
possibility of graft hybridization being effected. Various
experimenters, especially Mr Fenn, have asserted that by
engrafting ?n eye of one variety into the tuber of another,
not only will adhesion take place but the new tubers will
present great variety of character; and this indeed Seems to
be the case from the numerous specimens shown by Mr
Fenn at the Royal Horticultural Society, but it can hardly
he considered as established that the variations in question
were the result of any commingling of the essences of the
two varieties. The wound may simply have set up that
variation in the buds the occasional existence of which
has been already noted. The last-cited experiment of iMr
Maule's, however, is much more conclusive. Mr A. Dean
also (Gardeners' Chronicle, 2d September 1876, p. 304)
' See HoBTictll.TCBE. vol. xii. p. 286.
succeeded in graftmg the potato on to the tomato, with
the result that, although no tubers were found on the root
of the tomato, numerous tubers were produced on the sides
of the branches of the potato. Another experiment may
be here mentioned as throwing light on the formation of
tubers, one wherein Mr Burbidge observed the production
of tubers at the portion of an ordinary cutting of S. Com-
mersoni inserted in the soil.'. In this case no tubers were
formed above ground. (u. T. M.)
Potato _ Disease.
There are few agricultural subjects of greater importance
than the culture of the potato and the losses entailed by
potato disease. The number of acres in Great Britaii)
alone under cultivation for potatoes is generally more than
half a million (543,455 in 1883, 562,344 in 1884); the
average weight of the produce per acre may be taken at
five tons, the average price about £5 per ton, so that the
commercial value of each year's crop commonly ranges
between £13,000,000 and £15,000,000. It is not unusual
in bad seasons for a single grower to lose from £1000
to £1500 through disease^; for the market grower some-
times not only loses the entire produce, or nearly so, but
loses also the value of the seed, the guano, the farm-yard
manure, the rent, and the labour. Growers sometimes
lose £30 per acre in one season, for, exclusive of the dis-
eased produce, £10 may be put down to guano and dung,
£4, 10s. to rent, tithes, and taxes, £6, 10s. for seed, and
£2 for digging ; added to this there are ploughing, har-
rowing, overlooking, earthing up, sacks, carriage to and
fro, and many minor expenses. The losses range in amount
according to the virulence and general extent of the dis-
ease. In extreme cases every tuber is lost, as the produce
will not even pay the cost of lifting. The year of the
great potato famine in Britain was 1845, but the Rev, M.
J. Berkeley, in his famous essay on the potato murrain
published by the Royal Horticultural Society of England
in 1846, stated that a very serious disease of the potato
named the " curl " had at that time been known in Britain
for more than half a century. We now know that the
"curl" is a condition of the true potato murrain. Ab a
rule, although there are a few exceptions, the disease
occurs wherever the potato is grown. It is known in South
America, in the home of the potato plant.
The disease of potatoes b caused by the growth of a
fungvis named Peronospora infestans, Mont., within tlie
tissues of tlie host plant, and this fimgus has the peculiar
property of piercing and breaking up the cellular tissues,
and setting up putrescence in the course of its growth.
The parasite, which has a somewhat restricted range of
host plants, chiefly invades the potato, Solanum tuberosum,
L. ; the bittersweet, S. Dulcamara, L. ; S. demissum, Lind. ;
and .S". cardiophyllum, Lind. It is also very destructive
to the tomato, Lycopersicfum esculentum, Mill., and to all
or nearly all the other species oi- Lycopersicum. . At times
if attacks petunias and even Scrophulariaceous plants, as
Anthocersis and Schizanthtu. A second species of Perono-
spora is known on Solanaceous plants, viz., P. Eyoscyami,
D.By., a parasite of the common henbane.
In England the disease is generally first seen during
the last ten days of July ; its extension is greatly favoured
by the warm and showery weather peculiar to that period
of the year, and according as the warm and humid weather
of autumn is late or early the murrain, varies a little in its
time of appearancp. To the unaided eye the disease is
seen as purplish brown or blackish blotches of various
sizes, at first on the tips, and edges of the leaves, and
ultimately upon the leaf-stalks and the larger sterna.
On gathering the foliage for . examination, especially in
humid weather, these dajk blotches are seen to be putrid.
POTATO
597
ind when the disease takes a bad form the dying leaves
:ive out a highly offensive odour. The fungus, which is
•hiefly within the leaves and stems, seldom emerges
;hrough the firm upper surface of the leaf ; it commonly
ippears as a white bloom or mildew on the circumference
:if the disease-patches on the under surface. It grows
within the tissues from central spots towards an ever-
xtending circumference, carrying putrescence in its course.
Vs the patches extend in size by the growth of thfe fungus
they at length become confluent, and so the leaves are
ilestroyed and an end is put to one of the chief vital
functions of the host plant. On the destruction of the
leaves the fungus either descends the stem by the interior
or the spores are washed by the rain to the tubers in the
.,'round. In either case the tubers are reached by the
iingus or its spores, and so become diseased. The fungus
which undoubtedly causes the mischief is very small in
size, and under the microscope appears slightly whitish or
colourless. The highest powers are reqxured to see all parts
of the parasite.
The accompanying illustration, drawn from nature, shows the
habit and structure of the funOTSj Peronospora in/esta-ns, Mont.
The letters'.A B show a vertical section through a fragment of a
Peronospora infestans, Mont. — Fungus of Potato Disease.
potato leaf, enlarged 100 diameters ; A is the upper surface line,
and B the lower ; the lower surface of the leaf is shown at the top,
the better to exhibit the nature of the fungus growths. Between
A and B the loose cellular tissue of which the leaf is partly built
up is seen in section, and at C the vertical palUsade cells which
give firmness to the upper sui-face of the leaf. Amongst the minute
spherical cells within the substance of the leaf numerous transparent
thrtads are shown ; these are the mycelial threads or spawn of the
fungus ; wherever they touch the leaf-cells they pierce or break
down the tissue, and so set up decomposition, as indicated by the
ilarker shading. The lower surface of the potato leaf is furnished
\rith numerous organs of transpiration or stomata, which are
narrow orifices opening into the leaf and from which moisture is
transpired in the form of fine vapour. Out of these small openings
the fungus threads emerge, as shown at D, D, D. MTion the
threads reach the air they branch in a tree-like manner, and each
branch carries one or more ovate reproductive bodies termed
spores" or "conidia," bodies roughly comparable with seeds, as
•hown at E, E, E. Sometimes other reproductive bodies roughly
comparable with the anthers and pistils of flowering plants are
borne inside the leaf, stem, or tuber, as at F ; the larger body of
these is female, and is termed an "oogonium," and the smaller,
^hich at length pierces the oogonium, is male, and is termed an
" antheridium." When the spores or conidia are magnified 400
diameters they are seen as at F', and the contained protoplasm
often breaks up into a definite number of parts, as at G. When
a spore like F germinates it protrudes an amoeba-like mass of
protoplasm, as shown at H, which is capable of reproducing the
potato fungus at once ; and when a differentiated conidium as at
G germinates it expels about eight minute mobile bodies called
"zoospores," each zoospore being furnished with two extremely
attenuated vibrating hairs termed "cilia," as shown at J. These
zoospores swim about in any film of moisture, and on going to rest
take a spherical form, germinate, and produce threads of mycelium
as at K ; the my.'elium from the germinating conidia or zoospores
soon finds its way into the tissues of the potato leaf by the organs
of transpiration, and the process of growth already described is re-
peated over and over again till the entire potato leaf, or indeed the
whole plant, is reduced to putridity.
The oogonium and antheridium as seen at F are further enlarged
to 400 diameters at L ; it will here be seen that the smaller male
organ or antheridium has projected a fine beak through the walls
of the oogonium or female organism ; through this beak some of the
protoplasm from the antheridium passes into and mingles with the
protoplasm of the oogonium ; this is the act of fertUization, and
an oospore or resting spore (M, N), a body roughly comparable with
a seed, is the result. After fertilization the oospores quickly drop
from their supporting threads and become free like most ripo fruits.
As the potato lungus causes the potato to become putrid the mature
oospores or resting spores are necessarily confined to the portions of
the potato plant which have been destroyed by the fungus, i. e., either
to the decaj-ed leaves or stems or to the diseased tubers ; they are
brown in colour and generally more or less spinulose or. warted.
They will not germinate tOl after a rest of nine, ten, or twelve
months, or in some instances even two years. They germinate by
protruding threads, which speedily bear spores or conidia as at E,
or more rarely zoospores as at J. The resting spores were seen by
Dr Rayer and Dr Montague in 1845, and named (in ignorance of
their true nature) Artotrogus hydnosporus. The Rev. M. J. Berkeley
shortly afterwards identified them as the resting spores of the
potato fungus ; but they were not seen by any one between the
years 1845 and 1875, when in the latter year they were discovered
in great abundance and artificially produced from the potato fungus
by the writer of this article. At first believed to be rare, they are
now known to be amongst the commonest of vegetable productions.
The potato fungus is easily made to produce resting spores, and
their germination after a year's rest is an observation of no special
difficulty. At one time these resting spores were confused by
some botanists with a little fugitive transparent fungus, bearing
oogonia not half the size of the oogonia of Peronospora infestans,
and named Pylhium vexans, D. By. ; the latter plant perfects itself
in twenty-four hours or at most a day or two, instead of taking a
year or more as do the resting spores of the fungus of the potato
disease. Pylhium vexans has no connexion wliatever with the
fungus or the potato disease.
The germinating conidia of the potato fungus, as at E, are not
only able to pierce the leaves and stems of the potato plant, and so
gain an entry to its interior through the epidermis, but they are also
able to pierce the bark of the tuber, especially in young examples.
It is therefore obvious that, if the tubers are exposed to the air
where they are liable to become slightly cracked by the sun, wind,
haU, and rain, and injured by small animals and insects, the spores
from the leaves will drop on to the tubers, quickly genninate upon
the slightly-injured places, and cause the potatoes to become dis-
eased. Earthing up therefore prevents these injuries, but where
Practised to an immoderate extent it materially reduces the pro-
uce of tubers. The labour entailed in repeated earthing up is
also considered a serious objection to its general adoption.
All diseased potato material should be gathered together and
either deeply buried or burnt, as the hibernating germs of the
disease (oospores) rest in the decaying potato refuse, and the my-
celium itself sometimes hibernates.
See Berkeley's essay, " On the Potato Disease," In Journal o/Ihe Royal Borti-
cultvral Society, vol. i., 1846; Professor A. de Bary, "On the Nature of the
Potato Funmis," in Journal of Royal Agricultural Sodely, vol. xli., 187« ; E«rl
Cathcart, "The Cultivated Potato," in Journal of Hoy. Agr. Soc., 1S84 ; J. 0.
Baker, " Tlio Tuber-bcaring Species of Solatium" in journal of the Linrutan
Society, vol. «., 1884 ; and Worthington O. Smith, Dixaaa of Field and Oardn
Croj)j(1884). In the latter work a ruil bibliography is given. (W. O, 8M.)
POTATO, Sweet. This plant (the Convolvulus batatas,
or Ipomcea batatas of some authors) is generally culti-
vated in the West Indies and most tropical countries for
the sake of its tuberous root, which is an article of diet
greatly in request. It is a climbing perennial with
cordate, entire, or palmatcly-lobed leaves borno on slender
twining stems. .The flowers are borne on long stalks in
loose clusters or cymes, and have a white or rosy funnel-
shaped corolla like that of the common bindweed of English
hedges. The edible portion is the root, which dilates into
598
P O T — P O T
large club-shaped masses filled with starch. It is ill suited
to the climate of the United Kingdom, but in tropical
countries it is as valuable as the potato is in higher
latitudes. The plant is not kno\vn in a truly wild state,
nor has its origin been ascertained. A. de CandoUe con-
eludes that it is in all probability of American origin,
though dispersed in Japan, China, the South Sea Islands,
Australia, &c. Its migrations are only explained by him
on geological grounds of an entirely hypothetical character.
It is mentioned by Gerard as the " potato," or " potatus,"
or "potades" in contradistinction to the "potatoes" of
Virginia (Solanum tuberosum). He grew it in his garden,
but the climate was not warm enough to allow it to flower,
and in winter it perished and rotted. But as the appella-
tion "common" is applied to them the roots must have
been introduced commonly. Gerard tells us he bought
those that he planted at " the Exchange in London," and
he gives an interesting account of the uses to which they
were put, the manner in which they were prepared as
" sweetmeats," and the invigorating properties assigned to
them. The allusions in the Merry Wives of Windsor and
other of Shakespeare's plays in all probability refer to this
plant, and not to what w^ now call the " potato."
POTATO BEETLE or Coloeado Beetle. See Coleo-
PTERA (Boryphora decemlineata), vol. vi. p. 134.
POTEMKIN, Geegoey Axexandeovich (1739-1791),
Russian soldier and statesman, was born in 1739 in the
village of Domnovo, in the government of Smolensk. His
father was a poor nobleman of Polish extraction, but the
family had been settled for some time in Russia. Owing
to the slender means of his parents, Potemkin's first plan
seems to have been to devote himself to the church ; but
he did not show much inclination for this profession, and
eventually embraced the calling of a soldier. His fortunes
rose from the time when he assisted the empress Catherine
in her conspiracy against her husband on the memorable
10th of July 1762. On. this occasion, when Catherine
rode through the ranks, Potemkin, perceiving that she
had no plume in her hat, offered her his own. Soon
afterwards he became one of the leading favourites and his
rise was rapid. We first find him serving under ^Marshal
Roumantzoff against the Turks, but, after having spent
some time in the camp, he returned to St Petersbiirg, where
he became more influential than ever. From 1778 till his
death the foreign policy of Russia was almost entirely in
his hands. By his agency the Crimea was annexed in 1 783,
the kha;n being induced to put himself under Russian pro-
tection. In January 1787 the empress'set out with Potem-
kin to survey her new conquests.' The descrij)tion of this
journey and of the fantastic luxury which accompanied it
has been often given, and need not be recapitulated here.
At Kherson Catherine was met by the emperor Joseph, who
had travelled from Austria for that purpose. She there
passed "under a triumphal arch, on which was inscribed,
in Greek letters, " The way to Byzantium." The empress
went as far south as Bakhchisarai and Stari Krim, at which
point she turned back, reaching St Petersburg on the
22d of July. Soon afterwards war was declared against
Turkey and the siege of Otchakoff commenced in July 1 788.
Here Potemkin acted as commauder-in-chief, with 150,000
men at his disposal, but it is difiicult to say if he had
any talent as a soldier, as many able men, among others
Souwaroff, served under him, and he was able to appropriate
the fruits of their labour and ability. According to some
he showed military genius, according to others he was
entirely destitute of it. He is said to have introduced
some very useful changes in the dress and discipline of
the Russian armies, Otchakoff was taken in December
1788, with terrible slaughter on both sides, and was
followed bv the victories of Souwaroff at Bender and Ismail,
the latter of which was taken in 1790, when Souwaroff seat
his celebrated couplet to Catherine :
"Slava Bogu ! Slava Vam !
Krepost vsiata i ya tam."*
In March 1791 Potemkin made his triumphal entry into
St Petersburg. The description of the banquet which he
gave in honour of the empress at his Taiu-ian palace rival*
any scene of Oriental magnificence. But his constitution
was now breaking ; his body at a comparatively early age
was worn out by his labours and excesses. Yet he refused
to have recourse to medicine, lived upon salt meat and
raw turnips, and drank strong wines and spirits. In the
latter part of the year 1791 he went to the south of
Russia, the scene of his former triumphs, and lay ill for
some time at Jassy, whence he attempted to move to
Otchakoff, but after travelling a few versts he could no
longer endure the motion of the carriage. He accordingly
was lifted out and a carpet was spread for him at the foot
of a tree, upon which he soon expired in the arms of his
niece. Countess Branicka, on the 15th of October 1791.
His body was interred at Kherson, but, from inquiries
made on the spot by the traveller Edward Clarke at the
commencement of the present century, it seems to have
been disinterred and thrown into a ditch by order of the
emperor Paul, who hated him.
During his lifatime Potemkin did not escape the censure of his
countrymen, in proof of which may be cited the attacks of Derzhavin
and Radistcheff. Strange stories are told of his extravagance and
whimsicality, among others that he had in his library several
volumes of bank notes bound together. He seems to have " sickened
of a vague disease " in the midst of all his splendour. His wealth
was boundless, as, besides his personal property, he had large landed
estates and many thousands of serfs. He was arrogant and capri-
cious, a thorough despot, and a man of grossly licentious life. That
he was possessed of some ability cannot be doubted, but, taking
him all in all, we must say that the prominence of a man of such
character has left a deep stain upon the annals of .Russia.
POTENZA, a city of Italy, the chief town of Potenza
(Basilicata), lies in the heart of the country, on an isolated
hiU in the valley of the Basento or Busento (Casuentus or V
Masuentum), 69 miles by rail east of Salerno and 51 west-
north-west of Metapontum, where the Basento reaches the
Gulf of Taranto and the railway joins the line between
Taranto and Eeggio- It is much exposed to stormy'winds,
and has in gener<ii a far more northern climate than its
astronomical position (40° 40' N. lat.) implies. Along
vidth Marsico Nuovd the city forms an episcopal diocese
dependent on Acerenza, and under the Bourbon Govern-
ment it was considered a fortified place of the fourth
class. The buildings of chief note are the cathedral, the
seminary, and the hospital of San Carlo (1869). The
population was 18,295 in 1871 and 16,968 in 1881 (com-
mune, 20,281).
The hill on which Potenza now stands was originally occupied
only by the citadel of the ancient Potentia, which spread out in
the valley below, .and must have bjen, to judge by its numeroiifl
inscriptions, a flourisliing muuicipium during the Roman empire.
The old town was destroyed by Frederick II., and again by earth-
quake in 1273 ; the erection of the new town on the hiU probably
dates from this latter event. By the Angevines Potenza was made
a domain of the San Severino family ; in the beginning of the 15th
century it was held by Francesco Sforza, and in 1135 it passed to the
Guevara family ; the Loffredi, who succeeded by marriage, continued
in possession tiU the abolition of the great fiefs. In 1694 then
was a severe earthquake ; and the more terrible earthquake whiel
on 16th and 17th December 1857 passed through southern Italy,
and in the Basilicata alone killed 32,475 persons, proved parti
cuUrly disastrous at Potenza, laying the greater part of the city
in ruins.
POTT, a seaport town of Trans-Caucasia in the govern-
ment of Kutais (Mingrelia), lies at the mouth of the Rhion
(Phasis) on the coast of the Black Sea, 193 miles west-
north-west of Tiflis, with which it is connected by a railway
1 Gloiy to God ! glory to you !
The fortress is taken and I am there.
P O T — P 0 T
599
opened (except the tunnel of Suram) in 1872. The white
walla of the fortress may be seen at a great distance con-
trasting with the green trees which surround them, and
the lighthouse, 117 feet high, is visible 17 miles. Situated
in a low and marshy delta not more than 2| feet above
the level of the river, Poti is extremely unhealthy, fever
and ague prevailing in summer and autumn. Ever since
the Russians obtained possession of the place they have
laboured to improve the town and port, but with compara-
tively limited success. The houses are built of wood and
supported on piles. After Batoum was transferred to
Russia in 1878 it was thought that Poti would be aban-
doned as a port, but the Commission of Inquiry appointed
in 1883 decided in its favour. Works estimated to cost
2,365,000 roubles and to be finished in four years were
accordingly undertaken. The popid.jtion of the town is
given as 3112 in the Russian Calendar for 1882.
Poti represents tha ancient Phasis, a commercial colony of the
people of Miletus. The present fortress was built in 1578 by
Amurath III. at the time of tho war with Persia. In 1640 it was
destroyed by the Imeritians, but it was again restored and enlarged,
the ancient ruins in the neighbourliood yielding the necessary
material. The town was a-great market for the ti'ade in slaves.
It was captured by the Russians in 1812, and again in 1829.
POTOMAC, a river of the United States, which joins
Chesapeake Bay by a considerable estuary after a course of
about 400 miles. The northern branch of the upper river
rises in the Alleghanies, West Virginia, the southern in the
Shenandoah Mountains. Affluents are received from
Pennsylvania, Maryland, Virginia, and West Virginia, — the^
most important of all being the Shenandoah, which joins it
at Harper's Ferry, below which the united stream breaks
through the line of the Blue Ridge. Ships ascend for a
short distance above Washington (the capital of the United
States), or a total distance from the sea of 125 .miles.
, POTOSI (not to be confounded with San Luis Potosi,
the state and state capital in Mexico) is a town of Bolivia,
at the head of the department of Potosi, in 19° 36' S. lat.
and 65° 46' W. long. It stands in a Weak and barren
country not far from the sources of the Pilcomaya, and
thus belongs to the great basin of the La Plata system.
Situated at the height of about 13,280 feet above the sea,
it is one of the highest inhabited places in the world, and
the Cerro do Potosi,' at the foot of which it stands, reaches
a height of 16,150 feet. The wealth of silver ore drawn
from it up to 1846 is stated at upwards of £300,000,000
sterling ; and, though the works had for a time to be dis-
continued as heavier machinery and greater capital were
required, the store is far from being exhausted. The city
is still the seat of the national mint. It consists of nine
Streets about 30 feet broad, running north and south and
crossed at right angles by others of varying breadth. The
houses (two-storied in the heart of the town, but only of
one story in the outskirts) are built of adobe and white-
washed. Besides the cathedral (restored in 1858) there
ale a largo number of churches, several convents, and other
public buildings ; but tho city as a whole has that dilapi-
dated and melancholy appearance which is tho result of a
greatly diminished population. In IGll its inhabitants
are said to have numbered 160,000; at present they are
probably not more than 11,000, though Hugo Reck about
1867 gave 22,850 and Ondarza in 1882 repeated exactly
the same figures.
The foundation of the town dates {torn 1647, two years after the
first discovery of silver ore on Cerro de Potosi. In 1826 a monu-
ment to Bolivar was erected in the public square. The history
of Potosi from its origin till 1702 wiU be found in Don Vicente
Ballivian y Rqjas's Bolivian Archives.
POTSDAM, the seat of government for the Prussian
province of Brandenburg, and the summer residence of tho
emperor of Germany, lies 16 miles to the south-west of
* For a description of this mountain, see Bouvia (voL iv. p. 13).
Berlin, on the river Havel, which here expands into a
series of small lakes. The town is handsomely built,
though with a monotonous regularity that betraj's its
artificial origin, and is situated amid the prettiest scenery
of the Mark of Brandenburg, consisting of an oasis of
wood and hill and lake in tlie centre of a sandy and un-
attractive plain. Except during the summer months,
when its streets are enlivened by endless streams of excur-
sionists from Berlin, Potsdam usually presents a somewhat
dull and deserted soene, relieved only by the soldiers of
Potsdam,
its extensive garrison. The greater part of the town lies
on the right bank of the Havel and is connected with the
Teltow suburb on the opposite bank by -a long bridge.
At the north end of this bridge rises the royal palace, a
large quadrangular building of the- 17th century, with a
colonnade, chiefly interesting for the namerous relics it
contains of Frederick the Great, who made it his favourite
residence. It also contains reminiscences of Voltaire,
who also resided here for several years. The principal
churches are the Nicolaikirche, .a handsome edifice with a
dome ; the garrison church, containing the remains of
Frederick the Great and his father ; and the Friedens-
kirche or church of peace, erected by Frederick 'William
rV. as a "positive and Christian counterpart to the worldlj
negative of Sans Souci." Among other conspicuous build
ings are the large barracks, orphanages, and other militarj
establishments; the town-house; the district courts; the
theatre ; and the Brandenburg gate, in the stylo of a
Roman triumphal arch. The Lustgarten, Wilhelmsplatz,
and Plantage are open spaces laid out as pleasure-grounds
and adorned with statues and busts. In spite of its some-
what sleepy appearance, Potsdam is the seat of a varied if
not very extensive industry, of which sugar, cotton and
woollen goods, chocolate, and tobacco are the chief pro-
ducts. Market-gardening aflbrds occupation to many of
the inhabitants, and the cultivation of winter violets is
important enough to bo mentioned as a specialty. Th«
Havel is well stoclied with fish. In 1880 Potsdam con-
tained 48,447 inhabitants, mainly Protestant. The garri-
son consists of about 7000 men.
Potsdam is almost entirely surrounded by a fringe of
royal palaces, parks, and pleasure-grounds, which-fairly
substantiate its claim to the title of a " German Versailles."
Immediately to the west is tho park of Sans Souci, laid
out by Frederick tho Groat, and largely extended by
Frederick William FV. It is in the formal French style
of the period, and is profusely embellished with primly-
cut hedges and alleys, terraces, fountains, statuary, and
artificial ruins. Adjacent to tho palace is the famous
windmill (now royal property) which its owner ■ refused to
sell to the king, meeting threatened violence by an appeal
to the judges of Berlin ; tho whole story, however, is new
doubted. A little farther on b the so-called Orangery,
600
P O T — P O T
an extensive edifice in the Italian style, containing numerT
ous pictures and other works "of art. The park also includes
the Charlottenhof, a reproduction of a Pompeian villa.
At the veest end of the park stands the New Palace, a
huge brick edifice 375 feet in length, erected by Frederick
the Great at enormous expense in 1763-69, and now occu-
pied by the crown prince of Germany. It contains other
reminiscences of Frederick and Voltaire, a few pictures by
ancient masters, a theatre, and a large hall gorgeously
decorated with shells and minerals. The spacious build-
ings at the back are devoted to the " Lehrbataillon," a
battalion of infantry composed of draughts from differ-
ent regiments trained here to ensure uniformity of drill
throughout the army. To the north of Potsdam lies a
small Russian village, established in 1826 to accommodate
the Russian singers attached to the Prussian guards. A
little to the east of it is the New Garden, containing the
Marble Palace. The list of Potsdam palaces may be closed
with two situated on the left bank of the Havel — one at
Glienicke and the other on the bill of Babelsberg. The
latter, a picturesque building in the English Gothic style,
in the midst of a park also in the English taste, is the
summer residence of the present emperor of Germany.
Potsdam wa3 originally a Slavonic fisliing-village named Potsdu-
pimi, and is first mentioned in a document of 993. It did not,
however, attain any importance until the Great Elector established
a park and palace here about 1660 ; and even at the close of his
reign it only contained 3000 inhabitants. Frederick William I.
(1688-1740) greatly enlarged Potsdam, and his stiff military tastes
are reflected in the monotonous uniformity of the streets. Frederick
the Great willingly continued his father's work, and is the real
creator of the modern splendour of the town, of which his memory
may be said to form the predominant interest. His successors
have each contributed his quota towards the embellishment and
extension of the town.
POTTER, John {c. 1674-1747), archbishop of Canter-
bury, was the son of a linen-draper at Wakefield, York-
shire, and was born about 1674. At the age of fourteen
he entered University College, Oxford, and in 1693 he
published, at the suggestion of the master of his college,
various readings and notes on Plutarch's De atidieiidis
poetis and Basil's Oratio ad juvenes. In 1694 he became
a fellow of Lincoln College, and in 1697 his edition of
Lycophron appeared. It was followed by his Arch^ologia
Grxca (2 vols. 8vo, 1697-99), once a very popular work.
A reprint of his Lycophron in 1702 was dedicated to
Grsevius, and the Antiquities was afterwards published
in Latin in the Thesaimis of Gronovius. In 1704 he be.
came chaplain to Archbishop Tenison, and shortly after-
wards was made chaplain -in -ordinary to Queen Anne.
From 1708 he was regius professor of divinity and canon,
of Christ Church, Oxford; and from 1715 he was bishop of
Oxford. In the latter year appeared his edition of Clemen*
Alexandrinus (frequently reprinted and still valued). In
1707 he published a Discourse on Church Government, and
he took a prominent part in the controversy with Hoadly,
bishop of Bangor, being complimented by that author as
the antagonist of whom he was most afraid. In January
1737 Potter was unexpectedly appointed to succeed Wake
in the see of Canterbiu-y. His primacy was in no way re^
markable, but had the effect of checking the movement for
revision of the formularies and confessions of the church
and of the subscription to them. He died on 10th Octobei
1747. His Theological Works, consisting of sermons,
charges, divinity lectures, and the Discourse on Church
Government, were published in 3 vols. &vo, in 1753.'
POTTER, Paul (1625-1654), animal painter, was born
at Enkhuizen, Holland, in 1625. He was instructed in
art by, his father, Peter Potter, a landscape and figure
painter of some merit, and by the time he had attained
his fifteenth year his productions were already much
esteemed. At the age of twenty he settled at The Hague,
and there married in 1650. He was patronized by
Maurice, prince of Orange, for whom he painted the
life-size picture of the Young Bull, now one of the most
celebrated works in the gallery of The Hague. In 1652
he was induced by Burgomaster Tulk of Amsterdam to
remove to that city. The constitution of the painter
seems to have been feeble, and his health suffered from
the unremitting diligence with which he pursued his art.
He died in 1654 at the early age of twenty-nine.
His paintings are generally on a small scale ; his animals are de-
signed with a careful accuracy which bears witness to the artist's
close and constant study from nature ; while the landscapa back-
grounds are introduced with spirit and appropriateness. His colour
IS clear and transparent, his execution firm and finished without
beipg laboured. He executed a series of some twenty etchings,
mainly of animals, which are simple and direct in method and
liandling. Here, as in painting, his precocity was remarkable ; his
large plate of tlTe Herdsman, produced when he was only eighteen,
and that of the Shepherd, which dates from the following year
show him at his best as an accomplished master of the point.
POTTEEY AND PORCELAIN
THE word " pottery " (Fr. poterie) m its widest sense
includes all objects made of clay, moulded into
form while in a moist plastic state, and then hardened by
fire. Clay, the most widely spread and abundant of all
mineral substances, consists essentially of a hydrated sili-
cate of alumina (see vol. x. p.. 237), admixed, however, in
almost all cases with various impurities. Thus it usually
contains a considerable proportion of free silica, lime, and
oxides of iron, its colour chiefly depending on the last in-
gredient. The white kaolin clays (see Kaolin) used in
the manufacture of porcelain are the purest ; they consist
pf silicate of alumina, with 5 to 7 per cent, of potash, and
only traces of lime, iron, and magnesia.
The making of pottery depends an the chemical change
that takes place when clay is heated in the fire ; the
hydrated silicate of alumina becomes anhydrous, and,
though the baked vessel 'can absorb mechanically a large
quantity of water, the chemical state, and with it the hard-
ness of the vessel, remains unaltered. A well-baked piece
of clay is the most durable of all manufactured substances.
In preparing clay for the potter it is above all things
necessary that it should be worked and beaten, with suffi-
cient water to make it plastic, into a perfectly homogeneous
mass. Any inequalities cause an irregular expansion during
the firing, and the pot cracks or flies to pieces. In early-
times the clay was prepared by being kneaded by the hands
or trampled by the feet (see Isa. xli. 25) ; modern manu-
facturers prepare it on a larger scale by grinding it between
mill-stones, and mixing it in a fluid state with an addi-
tional quantity of silica, lime, and other substances.
During the process of firing all clays shrink in volume,
partly through the loss of water and partly on account of in-
crease of density. What are called "fat" clays — those, that ,
is to say, which are very plastic and unctuous — shrink very
much, losing from one-third to one-fourth of their bulk ;
they are also very liable to crack or twist during the firing.
"Lean" clays — those that have a large percentage of free
silica — shrink but little, and keep their form unaltered
under the heat of the kiln ; they are not, however, so easy
to mould into the required shape, and thus a certain com-
promise is frequently required'. Lean and fat clays are
mixed together, or silica (sand or ground and calcined
flints) is added to a fat clay in sufficient quantity to enable
it to stand the firin.a;. The same" result may be attain'ed
r
o
a.
Q_
C
F O T T .E R Y
601
i; Soff potter?,
easily fusiDle.i,"
irStonewafe, very
hard and infus- -
ible. •
Porcelaip, white,
semi-transpar-
ent, and only-
fused at a high
tEinperature.
Iby the addition of broken pots, crushed or ground, an ex-
pedient practised during the earliest stages of the develop-
ment of the art of pottery.
Classification. — Many attempts ' have been made lo
classify pottery aiid porcelain according to their mode of
manufacture. The classification of M. Brongniart (Traite
des Arts Ceramiques, Paris, 1854) has been followed by
most later writers. With some modifications it is as
follows : —
/ f (a) ^jsciii^— Simple baked clay, porous and
Tvithout gloss. Example, a common
modern flower-pot.
(6) Glossy. — Fine clay covered with an almost
imperceptible vitreous glaze. Example,
most Greek vases.
(c) Glazed. — Clay covered with a perceptible
coating of glass. Example, common
white earthenware plates. '
(ri) Enamelled. — Clay covered with a vitreous
coating made opaque by white oxide of
tin. Example, Italian majolica,
■(a) Very silicious clay covered with a lead
vitreous glaze. Example, old grey
Flemish ware,
(i) Silicious clay covered with a salt glaze.
Example, a modern brown ginger -beer
bottle.
(a) Hard Porcelain. — Natural kaolinic clay
covered with a felspar glaze. Example,
porcelain of China and Japan,
(5) Soft Porcelain. — Artificial paste covered
with a lead vitreous glaze. Example,
early Sevres porcelain.
This classification is necessarily imperfect, some pottery
coming under two heads, as, for instance, much of the
Italian majolica, which is both enamelled and glazed. For
this reason in the following article pottery will be treated
according to its age and country, not according to its
method of manufacture. Porcelain differs from pottery
in being whiter, harder, less fusible, and (most essential
■difference) in being slightly translucent. The paste of
which it ia formed is a purer silicate of alumina than the
clay of which pottery is made. It will therefore be de-
scribed under separate heads (p. 633 sq., infra).
For the sake of clearness it will be weU to define the
sense in which technical words relating to pottery are
used in this article. Body or paste is the clay of which the
main bulk of a pot is made. Slip is clay finely ground
and mixed with water to the consistency of cream. It is
usually applied over the whole surface of a vessel in order
to give it a finer face or a different colour from that of
the body of the pot. It is also somethnes applied partially,
forming ornaments in relief, as in the case of some Roman
ware and the coarse 17th-century pottery of Staffordshire
described below. Glaze is a thin coating of gla.ss, evenly
fused over the surface of a clay vessel to make it harder,
and also to render it impervious to water. Clay simply
baked without a vitreous coating is called biscuit ; its
surface i.s dull, and it is more or less porous. The sim-
plest and oldest form of glaze is a pure silicate of soda ;
the addition of oxide of lead makes the glaze more fusible,
but less hard and durable. For decorative purposes glazes
ooay be coloured by various metallic oxides without losing
their ttansparency. Enamel is a glaze with the addition
oH some substance to render it opaque. Binoxido of tin
has the peculiar property that when even a smaU quantity
is added to a transparent glass it renders it opaque and
white without otherwise altering its character. Great con-
fusion has been caused in various works on pottery by a
careless use of the terms "glaze "and "enamel"; they are
both of the nature of felass, but the best distinction to
make is to apply the word "enamel" to a vitreous coating
that is opaque, and the word " glaze " to one that is tram-
ffarent ; both may be coloured" The method of applying
vitreous coatings to clay, whether enamel or glaze, is this.
The materials are ground fine and mixed with water to
the consistency of cream. The pot is dipped in the
mixture, or the fluid is applied with a brush ; it is then set
to dry, and finally fired in the kiln, which must be heated
sufficiently to fuse the component parts of the glaze or
enamel into one smooth vitreous coating, while on the
other hand it must not be hot enough to soften or melt
the clay body of the vessel. The use of oxide of lead enables
a glaze to be applied to a clay body which would not stand
the high temperature necessary to combine and fuse a pure
silico-alkaline gkze. In order to prevent the glaze or
enamel from blistering or cracking off there must be a
certain similarity of substance between the clay body and
the vitreous coating. A fine silicious glaze or enamel will
not adhere to a soft fat clay unless the proportion of silica
in the latter is increased either by admixture of a harder,
more silicious clay, or by the addition of pure silica either
in the form of sand or of ground flint.
The Potter's Wheel. — All pottery, except the rudest and
most primitive sorts, is moulded or " thrown " by the aid
of a very simple contrivance, a smaU "iound table fixed
on a revolving pivot. Fig. 1, from a tomb-painting at
Thebes, shows its simplest form.
The potter at intervals gives a spin
to the table, which continues to re-
volve for some time without a
fresh impulse. This form of wheel,
used by the Egyptians (as is shown
by existing fragments of pottery)
about 4000 B.C., is still employed
without any alteration by the pot- ,
ters of many parts of India. A
later improvement introduced in
Egypt under the Ptolemies wad to ^^^ i._potter moulding »
vessel on the wheel, from
a painting in a tomb at
Thebes about 1800 RO.
Compare the wheel on tht
left in fig. 65.
have another larger circular table,
fixed lower down on the same axis,
which the potter set in movement
with his feet, and thus was able
to keep up a regular speed and
leave his hands free for the manipulation of the clay
(see fig. 2). No process in any handicraft is moro
beautiful than that of a potter
moulding a vessel on the wheel.
The ease withVhich the plastio
clay answers to the touch of the
hand, and rises or falls, taking
a whole succession of symme-
trical »!iapes, and seeming, as it
were, instinct with the life and
thought of the potter, makes
this -art beautiful and striking
beyond all others, in which the
desired form can only be at-_
tained by comparatively slow fio. 2.— Potter's wLed of tht
and laborious methods. Ancient time of tbo Ptolemies, moved
poetry is full of allusions to this. JiX «'« ';;<'> f™™ * """-J*
It /r, ••• cnr\\ lief at PhiliB. Corap.are Bg.
Homer {II., xvui. 600) com- 55, the wheel on the right,
pares the rhythm of a dance to
the measured spin of a potter's wheel; and the rapid eas«
with which a clay vessel is made and remade in a new
form is described by Jeremiah (xviii. 3-4) in one of hii
most forcible similes (compare Horace, A. P., 21-22)
Among the Egjqitians of the Ptolemaic period the pottei
was ascd as a typo of the Creator. Nouf or Knoum, th«
divine spirit, and Pthah, the creator of the mundane egg,
arc symbolized by human figures moulding clay on tht
potter's wheel* The wheel and egg are shown above it
fig. 2^_ .
' Seo Bossellino, itonumenCi ddV Egitto, pi. xxl. and xxiL, 1844,
1'.)-
•>•>*
602
POTTERY
[PREHISTORID
Kilns for firing Pottery. — The earliest form of kiln, as
represented in Egjqjtian .-wall-paintings, is a tall circular
shamber of' brick,
with ' a perforated
floor ' near . the • bot-
tom.' The fuel was
introduced from an
opening on one side,
and raked in' under
the brick floor. ' The
pottery to be baked
vas piled up in the
upper c part of \ the
chamber. Fig. 3,i
from a potter'svotiv&
tablet from Corinth',-
shows an early Greek
form of kiln, with a'
place for the fuel on
one side, and a door
in the side of theup^
per chamber through
which the pottery
could be put in and
withdrawn. The Cor- >.
Lnthian kiln differs ' „ _ , _ , ,. , ., , .
c 4.1 IT J.- Fro. 3. — Early Greek pottery-kiln, about
trom _ tUe _ Jigyptian 700 . 600 b. c, from a painted votive tablet
kiln in being domed found at Corinth, now in the Louvre. The
over, but it is the section shows the probable construction of
same in principle. *''^ ^^'°' ,
Even at the present day kilns shaped almost exactlylike
this early Greek one are still largely used.'
Section I. — Prehistoric.
The art of making pottery is one of the most extreme
antiquity ; with the exception of the cave-dwellers of the
Drift or PaleeoUthic period it was practised by all known
prehistoric races from the Neolithic age downwards. The
sepulchral barrows of Britain and other European countries
have supplied vast stores of this earliest kind of pottery.
It is mostly formed of coarse clay, generally brown in colour,
though sometimes grey or reddish ; some few specimens
are fine in texture and have a slightly glossy surface. The
clay, while moist, has been kneaded with some care, and is
often mixed with a proportion of gravel, coarse sand, quartz
crystals, or pounded pottery. The more carefully made
specimens, chiefly those of the bronze and iron ages, are
frequently covered with a smooth slip, made of the same
clay as the body, but finely pounded and thoroughly mixed.
All are alike " hand-made," without any assistance from the
potter's wheel; some of the smaller ones are scooped out of
3, solid ball of day, while in some cases great skill has been
shown in the building up, by the unaided hand, of the
thin walls of larger vessels, some of which „are so round
md neatly formed as to appear at first sight to be wheel-
wade. This, however, is never the case withthe pottery
>f the three great prehistoric periods.
The shapes found in the sepulchral barrows of Britain,
france, Scandinavia, and other ' countries are usually
jlassified thus — (1) cinerary urns, (2) food vessels, (3)
irLnking-cups. aW {i^ the so-called "incense cups ".(see
2g. 4), ^ ^
(1) Cinerary urns, usually found''full of bumeB bones;'are the
largest, varying from 12 to 18 inches in height. They are mostly
less ornamented and less carefully made than the smaller vessels.
Most .have their decoration confined to a band round the upper
part of the pot, or often only a projecting flange lapped round the
ffhole rim. A few have small handles,, formed of pierced knobs of
clay, and sometimes projecting rolls of clay. looped, as it were, all
found the urn. (2) Food-vessels vary considtrably in size and form.
Some are shaped like a tea-cup, with a handle on one side ; others
are like small cinerary urns, either quite plain or with pierced knob,
handles and bands of crnaments incised or impressed. (3) Drink'
Drinking-cup. Domestic bowl,
I ViG. i. — Various foims of prehistoric pottery.
ing-cups, mostly from 6 to 8 inches high, vary but little in lorm",
and are usually completely covered with ornament. They are often
made with considerable care and skill, and are not ungraceful in
shape. The names given to the preceding three classes possibly
express their real use, but the name of the fourth class, "incenso
cups," is purely imaginary. Under this head are comprised a
number of small vessels of very varied shape, some with their sides
pierced through with square or lozenge -shaped openings, while
others, almost globular in shape, have several pierced kn'ob-handles,
as if for suspension. Some are quite plain, and others are covered
ivith ornament. Their use is unknown ; one possible suggestion is
that they were intended to carry fire from some sacred source to light
the funeral pyre. Canon Greenwell, probably the best authority
on this subject, believes, contrary to the opinion of many anti-
quaries, that none of the above classes of barrow- pottery were
intended for domestic use, but that they were made solely to be
buried with the dead. He considers that a fifth class of pottery,
chiefly in the form of bowls, which has occasionally been found,
not in barrows but in dwellings, is the only kind that was actually
used for domestic purposes by prehistoric man (see Greenwell,
British Barrages, 1877).
The oniament which is often lavishly applied on prehistoric
pottery is of especial interest. It frequently consists of lines of
small dots impressed from a notched piece of wood or metal,
arranged in various patterns — crosses, chevrons, or. zigzags. All
the patterns were stamped into the body of the pot before it was
hardened by fire. The lines were frequently made by pressing a
twisted thong of skin against the moist clay, so that a sort of
spiral sunk line was produced. Other bands of ornament were
made by wooden stamps ; the end of a hollow round stick was used
to form a row of small circles, or a round stick was used sideways
to produce semicircular depressions. In some cases the incised
lines or dots have been filled up with a white slip of pipeclay. Con-
siderable taste and invention are shown by many of these combined
ornaments, and a certain richness of decorative effect is produced
on some of the best drinking-cups ; but one thing is to be noted :
all the main lines are straight, no wavy lines or circles appearing,
except in very rare instances — a fact which* points to the very
limited artistic development attained by the prehistoric races.
Prehistoric pottery has sometimes been described as "sun-baked,"
but this is not the case; however imperfectly baked, the pieces
have aU been permanently hardened by fire, otherwise they would
certainly not have lasted to our time. This was done in a very
rough and imperfect manner, not in a kiln but in an open fire, so
that in some cases the pots have received a superficial black colour
from the smoke of the fuel. Great quantities of this pottery have
been found in the sepulchral barrows of Great Britain and Ireland ;
those from the latter country are usually very superior in neatness
of execution to the British specimens. The British Museum is
specially rich in this class of pottery, chiefly the result of excava-
tions made in British barrows by Canon Greenwell. \^
For prehistoric pottery, see Greenwell, British Barrows, 1S77 : Lnbbock
Prehistoric Tivus, 1S65 ; Boyd Dawkins, Early Man in Britain, '^^OvV
Wilson, PrehistoHc Man, 3d ed., 1S76, and Prehistoric Annals of Scotland, ISil
Keller, Lake-Dicellings in Switzerland (tr. by Lee, 18V8); Bonstetteli,^cM)
d'AntiquUls Suisses, 1855-57; PeiTin, Etitde Prrtislorti|-ae, lS.OulKl>^
Eabitatioiis Lacustres. lS60;.Borlasc, ^«iiia Cornubix, 1872-
UrciEJrr £GYPTIAK
1
POTTERY
603
Section II. — Axcient Egyptian.
But few exampks remain Trhich date from the time of
lie earlier dynasties of Egypt, though from the XVIIIth
Dynasty downwards a great quantity of specimens exist.
Broken fragments, embedded in the clay bricks of which
some of the oldest pyramids are built, supply us with a
few imperfect .samples whose date can be fixed. The early
pottery of Egypt is of many varieties of quality : some is
formed of coarse brown' clay moulded by hand without
the aid of the wheel ; other specimens, thin and carefully
wheel- niade, are of fine rtd clay, with a slight surface
gloes. something like the " Samian" pottery of the Romans.
Some fragments of brown clay have been found, covered
with a smooth slip made of a creamy white or yellowish
clay. The early us s of fine coloured enamels, afterwards
brought "to such perfection in Egypt, is shown by the
enamelled clay plaques in black, white, and greenish- blue
which decorated the doorway of the great step-pyramid
at SalflfAra. Each plaque has a pierced projection at the
tiack, so that it could be firmly fiied by means of a wood
or metal dowel.
Egypt is rich in materials for pottery, both glazed and
enamelled. The finest of clays is washed down and
deposited by the Nile ; the sandy deserts supply pure
silica ; and a great part of the soil is saturated with the
alkali necessary for the composition of vitreous enamels
and glazes. In spite, however, of this abundance of
materials the Egyptians never learned to apply either their
enamels or their glazes, both of great beauty, to their
larger works in pottery made of the fine Nile clay. The
reason probably was that the clay was too fat, and there-
fore a vitreous coating would have flaked oflf during the
firing, while thpy had not discovered the simple expedient
of mixing with the native clay an addition of sand (silica),
which would have enabled both glazes and enamels to
form a firm coating over the body of the vessel. The
colours used for Egyptian enamels and glazes are very
varied, and of great beauty and brilliance. The glazes
themselves are pure alkaline silicates, free from lead. The
enamels are the same, with the addition of oxide of tin.
The metallic oxides used to give the colours are these, —
various shades of blue and green, protoxide of copper, or
more rarely cobalt ; purple and violet, oxide of manganese ;
yellow, iron or antimoniate of lead; red, sub-oxide of
copper of iron ; black, magnetic oxide of iron or manganese.
The white enamel is siinply silicate of soda with oxide of
tin. The blues and greens, whether used in transparent
glazes or opaque enamels, are often of extreme magnifi-
cence of colour, in an endless variety of tints, — turquoise,
ultramarine, deep indigo, and all shades of blue passing
oiniel- into green. The most remarkable specimens of Egyptian
^ "*y enamel work are some clay plaques or slabs, about 10
inches high, which were used to decorate tho walls of
Ramcses II.'s palace at Tel al-Ydhiidfya, in the Delta
(14th cent. B.C.). These have figures of men and animals
executed in many different colours in the most complicated
(knd ingenious manner. They are partly modelled in
(light relief, and then covered with coloured enamels ; in
pther parts a sort of mosaic has been made by mi.xing
fine clay and enamels into soft pastes, the design being
fitted together and modelled in these coloured pastes
while moist. The slab was then fired, and the enamel
pastes were at once vitrified and fixed in their places
by the heat. A third process applied to these elaborate
slabs was to fit into cavities left for them certain small
pieces of coloured glass or brilliant enamels, giving tho
effect of precious stones, which were fused into their
places by a second firing. The chief figures on tho
plaques are processions of captives, about 8 inches high ;
the enamel fiesh is varied accordmg to the nationality of
the prisoners: negroes are black, others white, red. or
yellow. Some of the dresses are represented with great
richness : various embroidered or textile patterns of the
most minute scale are shown by enamel inlay of many
colours, and even jewel ornaments are sho^vn by the
inserted bits of glass ; the dress of some Assjrrian captives
has patterns of great beauty and richness, — the sacred
tree between the guardian beasts, and other figures.
Besides these elaborate figure-reliefs an enormous numbeif
of smaller pieces of clay inlaid with different-coloiu-ed
pastes were used to form a sort of mosaic wall-decoration
in this wonderful palace, the ruins of which have supplied
a perfect museum of all kinds and methods of enamelled
work as applied to pottery. The British Museum and thf
Louvre have the finest specimens of these wall-slabs (sei
Birch, Ancient Pottery, p. 51, 1873).
The term "Egyptian porcelain" has sometimes been giver
to the small mummy-figures in brilliant blues and greens.
This is a misnomer. The little figures, about 3 to 6
inches high, of which immense ntunbers have been found,
mostly dating from about the XXth Dynasty downwards,
are simply formed of sand (silica) with a little alkali, and
only sufficient clay to cement them together, so that thsy
could retain the form given them by the . mould into
which they were pressed. The result of analysis is silicj
92, alumina 4, and a slight but varying proportion of
soda. They are covered with a silicious glaze, brilliantly
coloured with copper oxide, and are sometimes painted
imder the glaze -with manganese, a deep purple -violet.
A few of these figures, and also small statuettes of deities,
have had oxide of tin mixed with the paste ; the figure
has then been exposed to sufficient heat to fuse the
whole into one homogeneous vitreous mass", and thus the
statuette has become a solid body of fine blue enamel
A few small objects — such as libation cups, bowls, and
chaUce-like goblets — were also made of the. same sandy
paste, covered with blue-green glaze. They are thick and
clumsy ovsing to the very unplastic nature of their paste,
which necessitated
their being pressed
in a mould, not
wheel-made. The !
splendour of their
colour, however,
makes them objects
of great beauty ;
they usually have a
little painting, lightly executea m outline with manganese
purple, generally a circle of fishes swimming or designs
taken from the lotus-plant {see fig. 8).
During the XVHIth and XlXth Dynasties and later Wall-
pottery was used in many ways fcr wall-decoration, t''**-
Bricks or tiles of coarse brown clay were covered with a
fine white slip and glazed with brilliant
colours. Another method was a sort of in-
lay, formed by staraiiing incised patterns
into slabs of clay and filling up the sinkings ^
with a semi-fluid clay of some other colour,
exactly like the 16th-century Oiron ware.
A number of brilliant wall-tiles covered
with deep blue glaze, and painted in black
outline with figurea and hieroglyphs, have
been found in many places in Lower Egypt ;
the painting is very simple and decorative in P'o- 6.— Egypt-
effect, drawn with much skill and precision '"^ Canopio
of touch.
The Canopio ■ vases are an important class and great Canopic
quantities have been found in Egyptian tombs. They are ^'*-
generally made of plain brown-red clay, and have a lid in'
Flo. 6. — Egyptian Uae-glazed pottery.
604
POTTERY
[ASSYRIAN.
Fig. 7. — Egyptian pottery under
the Ptolemies, showing Greek
influence in the shapes.
the shape of a human head. On them hieroglyphs are
coarsely painted in black or colours (see fig. 6). They
contained parts of the viscera of the corpse. The mummies
themselves are frequently decked out with pectoral plates,
necklaces, and other ornaments, made of clay covered with
blue and other coloured enamels. Some of the pectoral
plates are very elaborate works of the same class as the
figure-reliefs from Tel al-YAhddfya, richly decorated vrith
inlay of different-coloured pastes and enamels.
During the Ptolemaic period a quantity of graceful and
well-executed pottery was
made in fine red and brown
ilay, mostly without any
painted decoration. Some of
the vases are of good form,
owing to the influence of Greek
taste (see fig. 7) ; others are
coarsely decorated with, rude
painting in blue, green, red,
yellow, and brown, either in
simple bands or with lotus and
other flower-patterns (see fig.
8). Both the body of the vases
ind the colours are usually
quite devoid of any gloss. The
duller colours are various
sarths, ochre, and white chalk,
while the bright blues and greens are produced by mixing
powdered enamel of the required colour with light^coloured
clay, the depth of the tint, de- y^
pending on the proportion of i
the clay or chalk. I
Certain very gaudy and I
ugly pots werb made to imi- ^ i
tate granite and steatite ves- ~
sels (see fig. 8). They are of
brown ■ clay, rudely dabbed
and speckled with brown, red,
yellow, and grey colours to
represent the markings of the fi". 8.— Egyptian pottery with
stone; others are yeUow, with P'^i^nt"™""'"' ^'^ '^''°'
grey streaks — imitations of
marble ; most have a painted white tablet, on which are
hieroglyphs in black. The pigments are very shiny in
texture, and appear to be Unfired. Among the most deli-
cate and carefully made kinds of Egyptian pottery are the
round flat flasks shaped rather like the mediaeval "pil-
grim-bottle" (see fig. 9). They are sometimes made of
blue paste, fine clay coloured
with oxide of copper, and are
delicately enriched with im-
pressed ornaments, stamped
from a mould, in low relief or
slightly incised. The orna-
ment is often designed like a
gold necklace hung round the
bottle ; others have tablets
with inscriptions. The surface is biscuit ; and the flasks
:ange in colour from light turquoise to deep ultramarine,
the colour not being superficial but of equal strength all
through the paste. Small vases of other forms, made of
his same material, also Occur, but they are rare.
Literature. — Wilkinson, Aincieni Egyptians (ed. Birch, 1878) ;
Birch, Ancient Pottery, .1873. A large number of works on ancient
Egypt have some account of the pottery, but none are specially
devoted to the subject. The most valuable contribution to the
chronological arrangement of Egyj.tian pottery is contained in an
article by Flinders Petrie, publislitd in the Archsological Journal
for 18S3, vol. xl. p. 269. See also Pierret, Dictionnaire d'Archio-
hgie Eyypiienve, 1875 ; De Roug6, jStucks £gyptplogiques, 1880 ;
and Maiiette, Moriutnmts du Music . . . d Boulaq, 1861.
Fig. 9. — Egyptian pottery made
of fine blue paste.
Section III. — Assyeian.
But little remains to us of the pottery of the primitive
Accadian races of Babylonia and Assyria. It was all
extremely simple and undecorated, partly hand-made and
partly wheel-made, mostly graceful and natural in form,
owing its beauty chiefly to the simple elegance of its
shape and the fine material of which it was made, — the
close-grained light yellow and brown clays in which the
coimtry between the Tigris and the Euphrates is so
rich. The great city of Babylon — "figulis munitam
urbem," as Juvenal (x. 171) calls it — was essentially a
brick city, -and depended for its magnificence to a great
extent on such decoration as the potter could supply.
Herodotus and Ctesias describe its lofty circuits of brick
walls, the two inner walls lined with bricks enamelled in
various colours, with figure -subjects, scenes of war and
hunting (see Babylon). The technical methods and
enamel pigments used in Assyria and Babylonia were for
the most part the same as those used in Egypt ; but the
Assyrian potters understood the use of oxide of lead as a
flux to mix both with glazes and enamels, — an admixture
which, though it to some extent irjures the durability of
the vitreous surface, enables it to be applied with greater
ease, and to less sUicious clays, without fear of its cracking
off or blistering in the kiln.
' The ruined palaces of Babylon and Nineveh have supplied
great quantities of bricks painted in various colours, some
as early as the 12th century B.C. The colours applied are
of two distinct classes,^ — (1) ihoToughly .vitrified enamels,
often coarse and bubbly in texture, aiid applied in con-
siderable body, which are mostly brilliant though harmoni-
ous in tint, with a hard vitreous surface ; (2) earth colours,
chiefly ochres in various shades of quiet yellows and
browns, owing their colours to diSerent iron oxides and
a pure white made of lime. . The earth colours are very
thinly applied, and have no surface gloss. Paintings
executed in this manner were neither so hard nor so
durable as those in the vitrified enamels, and were prob-
ably used mainly for panels of ceilings and the upper
parts of walls, which were out of the reach of ordinary
wear or injury. In a.few paintings both methods are
combined. The bricks themselves are of light brown or
yellowish clay, with which a considerable quantity of
straw was mixed. This was burned out in the firing, and
so cavities were left, making the bricks light and porous
Many of the enamelled bricks are moulded' in relief,
with simple patterns of leaves, interlacing bands, waves,
and the like, and were used to form cornices and nmning
bands above and below the flat friezes or dados painted
with human figures. The reliefs are picked out in colours
with enaniel, white, yellow, deep orange, soft red, brown,
green, and blue, the enamel being sometimes- nearly one-
eighth of an inch thick A common size for the bricks
is 12 to 14 inches long by 6 to 7 wide, and about 4
inches thick. Sometimes two or three courses go to
make a single moulded band. The British Museum and
the Louvre possess the best specimens of these enamelled
architectural features. The finest examples of pictured
bricks were found in the great palace at Nimriid ; they
appear, judging from the imperfect fragments that remain,
to illustrate a victorious expedition by the Assjrriana
against a foreign nation. The paintings represent long
Enes of captives, and processions of the conquering
Assyrians on foot, on horseback, and in chariots. They
are executed on grounds of different colours — dull green,
yellow,_and blue — and show a strong feeling for harmony
of colour and great skill in decorative arrangement ; the
figures are about 9 inches high. Some complete paint-
ings were executed on one slab or panel. A fine ona
Painti
bricke
A8SYE1AN.T
POTTERY
606
about 9 inches by 12, also found at Nimrud, and now in
the British Museum, has a picture of the Assyrian king
under a fringed canopy giving audience to an officer. The
king is followed by an attendant eunuch.
In addition to figure-subjects and ornaments, large wall-
surfaces were covered with cuneiform inscriptions, having
letters about H inches high painted in white and yellow
on blue or green grounds ; these are executed on large
slabs of coarse brown clay, to which a smooth surface, fit
for painting, has been given by a thin coating or slip of
fine-ground yellowish clay.^ Large slabs with pendants
for ceilings, painted in the same way mth very graceful
patterns, have been found, all in simple -earth colours.
Another even more magnificent application of the potter's
art to wall-decoration was by the use of coloured enamel
pastes, like those described under the pottery of Egypt.
These are reliefs modelled by h-and, or pressed into clay
moulds and then touched up by a modelling tool. The
smaller ones, with delicately-executed figures in low relief,
are all in paste of one colour — blue — with sufficient
enamel added to the clay to give it a brilliant tint, but not
sufficient for complete vitrification. Other fragments exist
of Ufe-size or even colossal figures, both in the round and
in high relief, worked in pastes of many colours in a kind of
mosaic fashion, extremely brilliant and striking in effect.
The most remarkable application of pottery in Assyria
and Babylonia was its use for literary records. Tablets,
cylinders, and polygonal prisms were impressed with cunei-
form 'characters in the moist clay, and then baked, thus
forming the most imperishable of all kinds of MSS. (cp.
Babylonia, vol. iii. p. 191). The large inscribed cylinders
and prisms were made hollow, and turned on the potter's
wheel. The prisms were firsl nioulded in a circular shape,
the sides 'being afterwards made flat by slicing. All are
circular inside, and bear distinct ring-like marks, showing
the movement of the wheel as they were scooped out by
the potter's thumb.
The vases and domestic vessels of Assyria tnay be divided
into four classes, — (1) plain biscuit clay, undecorated; (2)
biscuit clay with painted decorations ; (3) fine clay stamped
■with minute reliefs ;■ (4) clay glazed or enamelled.
(1) By far the greater proportion of the pottery belongs to the
first class. It is frequently giacefiil in shape, is well made and
baked, and is of a fine close clay, generally light in colour. Fig. 10
Fio. 10.— A , uit pottery,
shows some of the commonest forms. Some specimens have cunei-
form inscriptions incised with a pointed tool in the same way as
the Cylinder letters. The coarser clays are usually covered with a
fine whitish slip, and a rather rare variety of the pottery is made
throughout of a close-grained almost white clay. One sort of
pottery, of which very few specimens have been found, has simple
patterns incised on the grey body of the vessel ; these patterns
were then made conspicuous by being filled in with white clay, a
method of inlay like that used in Egj^tt. (2) Very few examples
of the second class are known. Some vases of brown clay, covered
with white slip, have rude paintings of human figures, bowmen
»nd other soldiers, executed in brown outline, with rapid and skilful
louch. Others have cuneiform inscriptions and geometrical floral
patterns painted in silica and lime-white with yellow and brown
pchres. "They api«ar to belong to the 9th century B.C. Both
the, claj-< body and the earth pigments arc quite free from any
JUreou3_ gloss in all this class of ware. A few fragments have
been Xound of a coarse brown pottery, decorated with simple
patterns in gold leaf, applied after the ware was fired. (3) A
very fine sort of Assyrian pottery, of which examples exist dating
from the 10th to the 8th century B.C., is made of a close-grained
ivory-white clay, or else sl hard greyish black clay ; the surface
is biscuit, and is ornamented with bands of human figures iu relief,
— soldiers, captives, royal personages, and otiiers, with representa-
tions of cities, all most minutely executed, the figures scarcely an
inch high. Other bands have cuneiform inscriptions, also in deli-
cate relief. The bands appear to have been formed by rolling
a cylinder die of- mould over the surface of the clay while soft anu
moist. The few specimens of this pottery that h;/ve been found
are mostly iu the form of cylindrical drinking-cups. This method
of decoratiou is one largely used in the earliest variety of Etruscan
pottery. (4) Glazed and enamelled pottery (see fig.^11) is more
y ^ w^"^^ — y
Flo. 11. — Ass}Ti.'in glazed and enamelled pottery.
abundant ; it consists chiefly of small articles of fine clay, bottles,
two-handled jugs, miniature amphoroe, and pilgrim -flasks, very
carefully made, and apparently articles of luxury. Some are of
white clay, covered with a colourless glaze of silicate of soda,
rendered more fusible by the addition pf oxide of lead. Partly
owing to this addition the glaze is generally in a very decora-
posed state, often presenting the most brilliant iridescent coloure.
Other examples are coated in a similar w.ay, except that the trans-
parent glaze is tinted a brilliant blue or green with oxides of
copper, very like the blue glaze so much used in Egypt, but usually
less hard and bright in colour. A few small specimens have been
discovered coated with a white tin enamel. Both the glazed and
the enamelled pottery is undecorated by any painting.
At Warka (the Chaldcean Erech) a large number of Clay
very curious clay coffins were found in cave-tombs stacked cofEus.
closely one upon another. They are made of coarse claj',
and bear outside patterns rudely stamped in blunt relief ;
the whole is covered with a plumbo-silicious green glaze.
They are about 7 feet long and very peculiar in form ;
the body was introduced through an oval opening at the
head, over which a similarly glazed clay lid fitted closely.
These coffins are probably not earlier than the Sasanian
period. Clay coffins of much greater antiquity have been
found in Babylonia, but they are of plain biscuit clay.
Lilcralnrc. — Laj'aid, various works on Nineveh and Babylon ;
Rich, Babylonand Pcrscpolis; Loftus, Chiddica and Susinna, 1857 ;
Oppert, Expidition Scicniifiquc en Mesopotamic ; Lepsius, Dad-
mdler, part ii. p. 163; Botta, Monument do Ninive,. 1847-50;
P'ace, Hinivc c( l'./lsst/ric, 1866-69.
Section IV. — Phcenician and other AkchaiCj Classes.
The discoveries of recent years have opened out a newPhoni-
field in the history of the origin and growth of Hellenic art, "^"
especially as relating to pottery. Excavations in Cyprus, I'^^'^r
Rhodes, Thera (Santorin), the plains of Troy, Jlycenrc,
Attica, and the coasts of southern Italy have revealed
the existence of an abundant class of pottery of great
antiquity, a large part of which, in its forms and decora-
tion, appears to have been due, directly or indirectly, to
the Phccnician.s. The designs are of a curiously complex
character. Purely Assyrian motives, such as the sacred
tree with its guardian "cherubs," are mingled with figures
and ornaments peculiar to Egj'pt ; other characteristics
which modify and blend those two styles seem due to the
Phanicians themselves ; while, lastly, various local influ-
ences are shown in the representations of such plants and
animals as were commonest in the special place where the
pottery happened to bo made. Possibly some of the
designs, such as the sacred tree of "Assyria, might be traced
farther back still, to the distant Asiatic home of the Indo-
European races ; but any derivation of this kind would,
in. our presejit state cf knowledge, be purely conjix'tural.
606
POTTERY
[PHffiXrCIAX AND ARCHAIC.
The islanas of Tiiera, Khodes, and Cyprus, which were
colonized by the Phoenicians at a very early period (see
PHffiificiA, ^vol. xviiL.p. 804 sq.), have supplied large
quantities, of archaic pottery, ornamented with charac-
teristically Phoenician patterns and figures. The equally
rich finds of pottery from Mycense and the Troad, though
not free from Phcenician influence, have mostly a more
native style of decoration. Though in some few cases the
finding of Egyptian objects with dated hieroglyphs sug-
gests a probable age for the pottery they were found with,
yet in the main it is impossible to give even an approxi-
mate date to this large class of archaic pottery. Its pro-'
duction evidently extended over many centuries, and little
or no help towards a chronological classification is given by
any clearly-defined stages of artistic development. Some of
the earlier specimens may possibly be as old as the 18th
century B.C. (scarabs of Ainenhotep III. were found with
pottery in Khodes), while later ones, not very different in
style, were probably made as late as the 8th century.^
Forms and Materials of Archaic Pottery. — There is a
special charm about this early pottery. Graceful as the
Greek vases of the best period of art are, there is some-
thing rigid and slightly mechanical in their highly-finished
beauty, their polished surface, and their shape, accurately
produced after some fixed model, from which but little
deviation was permitted. Endless varieties of form occur
in archaic pottery, changing with the mood and indi-
viduality of each potter ; full of spirit and life, in their easy
grace and the multiplicity of their flowing- lines, these
simple clay vessels give one — more perhaps than any other
works of art — that keen assthetic pleasure which consists
in a retrospective sympathy with the joy that the artist
took in his own handiwork. Extreme fertility of inven-
tion, as well as the utmost freedom of touch in the
manipulation of the revolving mass of clay, are its chief
characteristics. Fig. 12 gives some of the many forms.
Fig. 12. — Shapes of arciaic pottery.'
It is usually thin, light, and well baked, formed either of
pale buff, whitfeh, or straw-coloiued clay ; or, if a darker
clay is used, 'the surface is generally covered ^vith a fine
white slip composed of silica, lime, and a little alumina.
Thb forms a ground for the painting, which is executed
in ochre earths, browns, and reds of different shades, the
colours of which are due to oxides of iron. Most of the
pottery is biscuit, clay ground and painted ornament being
1 See Sohliemau'u, Mycenx (1877), Troy (1875), and Ilios (1880) ;
'Cesnola, Cyprus, 1877 ; Dumont, Las Cemmiques de la Grlce, 1881 ;
Salzniann, Nicrropole de Camiros, 1374-75.
alike free from any gloss ; but in some caSes silica and
an alkali (probably carbonate of soda) have be?n added
to the ochre pigment, which has thus become vitrified in
the kiln and acquired a glossy surface. This does not
occur among the earlier specimens. •
Enamelled Pottery. — In some of the tombs in iEgina
and Rhodes a quantity of small vases, statuettes, and
other objects have been found, executed under Egyptian
influence, with decoration of various coloured enamels.
The colours used and the methods of manipulation re-
semble the enamel work of Egypt so closely as to need
no special description. Some fine pUgrim -flasks of blue
and green have blundered copies of hieroglyphs and repre-
sentations of Egyptian deities incised in the moist day.
Less purely Egyptian in style are certain small vases (see
fig. 13), coarsely ornamented with bands and chevrons in
various enamels — white, blue, green,
purple-brown, and yellow. The Louvre
and the British Museum have the best
specimens of these. Small vases, ex-
actly similar in design and execution to
those from jEgina and Rhodes, have been
found in the tombs of Vulci and other
places in Etruria, probably brought there
by Phoenician traders, to whose inter-
course with Egypt and knowledge of the
Egyptian designs and mechanical pro- Fig. 13. — Euamelled
cesses the existence of the enamelled pot- pottery from tombs
tery of Rhodes is probably due. Other
specimens have been found in the re-
cently discovered Etruscan necropolis on
the Esquiline in Rome.^ One curious variety of early
pottery is of a fine glossy red like the later Samian ware.
Its smooth surface of rich red is due to the application of
a thin finely-ground mixture of silica, soda, and some alu-
mina, forming a %-itreoTis enamel to which the opaque red
colour was given by a large proportion of oxide of iron
(see fig. 14). Some of this red pottery is of extreme anti-
in Rhodes, made
under Egyptian in-
fluence.
Fio. 14. — Prehistoric red pottery from the Troad and ilycenss.
quity; it is either smooth and vmdecorated, or has rudely-
incised hatchings and zig-zags, scratched down to the claj
body of the vessel through the
red enamel. Another variety
of very early pottery from
Mycenae and the Troad is of a
hard black clay, with glossy
surface (see fig. 15).
Painted Ornament on Archaic ^^^^^^^^^^Hj^Bjk <^
Vases. — This may be divided t^^K^^B^^^^^^mi j>
roughly into four classes. (1)
Hatchings, concentric circles,
chevrons, and other simple com-
binations of lines, arranged fre-
quently in designs obviously Fia. 18. — Prehistoric .aok
suggested by matting or textile P°"*''y ^°^ *•>« ^"""^ "^
r 1 • 11 • ill YC6tIdS.
labrics, and also various ar-
rangements of spirals, apparently taken from patterns uajd
in metal-work. Some of the designs of this class seem
* See Ann. Just., 1882, p. 2.
1
PH(E:fiaA2I A\D ABCHAIC]
POTTERY
607
common to all races of men in an elementary stage of
progress, and occur on the earliest known pottery, that
of the Neolithic age (see fig.' 16): ' (2) Representations of
Fjq. 16. — Archaic vessels decorated with simple line ornament.
plants (often seaweeds) and marine animals, such as cuttle-
fishes, meduscB, and star -fishes, or occasionally aquatic
birds. This class of ornament appears to be more native
in character — derived, that is, from various objects with
Fia. 17. — Archaic pottery decorated with natural objects — cuttle-fish,
aquatic plant, and strips of seaweed.
which- the potter was familiar — and not to have , been a
Phoenician import (see fig. 17). (3) Conventional orna-
ment, a decorative arrangement in bands or scrolls of
certain plants, such as the-lotus-or papyrus and the palm-
tree. This class
of ornament ia
distinctly Phoeni-
cian, and shows
a predominance,
sometimes of As-
8}rrian, sometimes
of Egjrptian influ-
ence.(see fig. 18).
{4) Very rude and
badly- drawn fig-
ures of men and
animals. Theyare
18. — Archaic pottery with flower ornament
worked into conventional patterns.
mostly purely decorative and meaningless, are often merely
drawn in outline, and have little or no help from incised
lines, which became so important in the next stage of the
development of pottery.- Some of the figures are strongly
Assyrian in character, while others of the rudest execution
seem to be native.
It appears at first sight as if there was a distinct chronological
order of development in these four classes of ornament — growine
from simple lino-patterns to the copying of easily rcpresfenten
natural objects, then to the invention of rcj^ular goometncal floral
patterns, and lastly arriving at the rude depiction of human figures.
Various points, however, combine to contradict such a theory of
arrangement, such as the combinations in which these vessels have
been found, the manner in which the various classes of ornament
are mingled on the same vase,- and lastly the fact that some
elaborate and highly- finished vases,- obviously of later date, arc
decorated solely with the str.aight-line and hatched patterns of the
first of 'lie four classes of ornament. Again, the ornament of the
second class, which appears to be native anA local, can hardly be
so altogether. Pottery found at places so far distant as Khodes
and Mycepae has in some cases exactly similar painting of this sort,
showing that a common artistic influence was at work in both
places. The whole subject is a Very difficult one, and little that is
really definite can be asserted about it -with safety — at least as yet.
Fig. 19 gives two vases of great interest. One shows the com-
mon decoration with wheel-applied circles, and also the Assyrian
Fio. 19. — Early vases (oenochoae) with Assyrian sacred tree, or altar
between guardian beasts.
altar-liie object between two beasts ; the other, from Cyprus, hac
the Assyrian sacred tree, with similar guardian animals. One o(
the most striking characteristics of archaic pottery of all classes,
and especially of the earliest, is the great use made of the potter's
wheel in appl}'ing the painted ornaments. . Very many of the
vessels are decorated with a number of encircling bands or lines,
or on their sides -with a number of concentric circles. These were
easily applied, and very true circles were obtained by setting the
pot (after it was dried in the sun), for a second time on the wheel,
in the required position, either on its side or upright as it was ori-
ginally turned. A brush held against the revolving vessel marked
out the bands or circles. .A very interesting votive tablet from
Corinth (now in the Louvre), probably 700-600 B.C., shows a potter
at work in his shop, applying painted bands in this way. He sets
the wheel in motion with one hand, while -with the other he. holds
the brush against the revolving pot. The wheel here sho-ivn
(see .fig. 20) is one of the earliest form, -without the lower foot-
Fia 20. — Votive tablet from Corictli, full size ; a potter applying
painted bands while the vessel revolves on the wheel.
turned disk.' Tlie smaller circles were struck out with compasses,
the central point of whidi has usually left a deep mark. The patterns
used on the first class of pottery consist mostly of straiglit lines,
hatched and crossed, arranged in squares, chevrons, triangles, and
other simple figures, combined with concentric circles or, more
rarely, wavy bands, the whole arranged frequently in very com-
plicated and effective patterns. The second class has frequently
varieties of seaweed and many marine creatsres, all treated very
simply, but drawn with great skill and appreciation of the character-
istics of each object and its decorative capabilities. The third
class — that of georhctrical floral patterns — has but little variety.
Some of the lotus patterns are almost identical with those used in
Egypt and Assyria, and continued in use for vase decoration down
to tlie most flourishing period of Greek art, though latterly in ,1
stiff and rather lifeless form. The fourth class — that of figure-
Saintings — is of great interest; the earlier patterns are merely
rawn in outline. Fig. 21 shows an cenochoe. from Cj-prus, now in
the British .Museum, of rather coarso red clay with yellow^ slip,
on which is pencilled in outline a one-horse chariot driven at
full spc(jd by a slave ; behind him stands a bowman sliooting an
arrow ; the whole is strikingly Assyrian in style. Another a-no-
choe, found in Attica, of more primitive style, has a central band
* The writer of the article in Ann. Inst. (1882) on this painting
has missed the chief point of interest, which is that tlie potter is using
his wheel, not to mould the vase, but to apply the bands of colour
round it.
808
POTTERY
[archaic METHODa
covered with a number of warriors with round shields, all alike,
most rudely executed ; almost exactly similar figure-paintings
occur on some of the Mycenae
pottery, and also on a large
amphora from Cyprus (now
in the British Museum).
which has many bands, on
which are painted in red
ochre lines of men with
crested heads (looking like
North - American Indians)
riding long weasel -shaped
horses. Otner bands on the
same vase have centaurs,
foot -soldiers, and various
beasts, the latter, especially
some stags, rather better
drawn. They are painted
in coarse dabs, and, except
for a few of the eyes, have
no incised lines. Smaller
ornanvents, such as the svas-
tica flf and .simple forms
of rosettes, are often used
to decorate the backgrounds
^^^eat^L' extent\"s'i°n°lhe ^'°- 21.-(Euochoe with painted bow-
succeeding class of pottery. ""^^ "^ » '=''"'°'' ^"3^"^" "^ **?'«•
Among the earlier pottery from Mycenae and the Troad
are several very strange vases in coarse clay rudely modelled
to indicate a human -form. Some have the upper part
formed like a head, very like the Egyptian Canopic vases.
A great number of " pithi " (n-i6oi), enormous vases shaped
something like amphoras, have been discovered in Rhodes,
the Troad, and other places, some as much as 7 feet high.
Such vessels are often decorated with patterns in relief,
chiefly combinations of spirals and the like, some closely
resembling the designs on the sculptured architrave from
the "Treasury of Atreus" at Mycenae.
Vuee Vases with Bands or Friezes of Animals on Grounds
yiih anl- sprinkled ivith Flowers. — This is a very large and important
mCs and (j^ss, and very numerous specimens have been found widely
""^ scattered over the shores of the Mediterranean (see fig.
22). The production of vases of this style appears to have
lasted for many centuries ;
the earlier ones are rudely
executed induU ochre colours
on biscuit clay, like most
archaic pottery, while the
later ones have paintings in
brilliant black enamel on a
ground of red clay, thinly
covered with a true vitreous
glaze. This class of vase-
painting, though mostly the
work of Greek potters, is dis-
tinctly Oriental in character,
probably Assyro-Phcenician.
It is of extreme decorative
richness : the surfaces of the
vases are well covered, and
the designs, though simply
treated, are very effective, in
many ways far more success-
ful as works of decorative
Fig. 22. — Vase with bands of ani-
mals, Oriental in style, (British
Museum.)
art than the elaborate and exquisitely drawn figure-pictures
on later Greek vases. The ground is thickly covered' with
small decorative patterns ; fig. 23 shows those used on
more archaic vases. The animals that occur most fre-
quently on the bands are lions, leopards, bulls, goats, deer,
with various birds, such as cocks and swans, and also griffins,
sphinxes,' and sirens. A favourite motive of design is the
Bacred tree or a sort of column, each with a guardian beast
tit the sides. This is one of the most interesting of all
designs in the history of ornament ; it dates from an
Fig. 23. — Examples of small ornaments with
which the ground of early vases is ofteo
studded.
extremely early period, was used in ancient Chaldsean art.
and was handed on by the Sasanians to the Moslem cot*
querors of Persia ; it
survived, though al-
tered and after its
meaning was long
•forgotten, till even
the 15th century in
the textile fabrics
worked in Italy after
Oriental designs. The
■column between the
beasts occurs on the
Lion Gate of Mycenae.
In the later art of the
Persians a fire -altar
takes the place of the
column.
Before passing on
to consider the vari-
ous classes of distinctly Hellenic pottery it will be con-
venient to give a list of the technical methods employed
in all classes of pottery found in Hellenic sites, and also
some account of the inscriptions and various forms of
letters which are found on Greek vases.
Technical Methods and Inscriptions — Archaic and Oreek Vases.
1. Prehistoric Pottery from Mycenm, the Troad, and other Sellenic Fron.
Sit^. — Materials: yellow, red, or black clays; composition, sUi- Helle
cate of alumina, with free silica and lime, coloured by different silei.
oxides of iron ; slip, made of similar clays ground to a smooth
paste. Methods of treatment : (a) plain biscuit clay ; (6) clay covered
with fine slip ; (c) ornament of incised patterns, scratched through
the slip upon the body of the pot, and sometimes filled in with
whiter slip to make a conspicuous pattern ; (rf) pottery of hard fine
clay, made glossy by a mechanical polish. Most if not all of this
pottery was made without the wheel ; but some was so skilfully
modelled as to make it difficult to distinguish between hand-made
and wheel-made vessels.
2. Phxnician and other Archaic Pottery. — This and all succeeding Phcfoi
classes are wheel-made. Materials : clays and slip as class 1 ; a ciat 4
quite white slip was also used, made of a natural sort of pipeclay,
or in some cases of a mixture of lime and silica with a little clay to
bind it together. Pigments : earth-colours, made of brown and red
ochres, occasionally mixed with an additional quantity of oxide of
iron and free silica. Methods : the white or yellow slip wa!s usually
applied while the vase was revolving on the wheel, either with a
brush or by the potter dipping his hands into a bowl of fluid slip
just before finishing the final modelling or throvring of the vase ;
in some cases it has been applied by dipping the pot into the slip.
The method of applying the painted bands is shown above in fig.
20. As a rule these vases were not fired at a sufficient heat to give
them a vitreous gloss, though in some cases the heat has been
enough to partly vitrify those of the ochxe colours which contained
a proportion of free silica and alkali.
3. Vases mth Black Figures and Incised Lines. — Materials: (a) Wi'.n
clay, silica 56 per cent., alumina 19, red oxide of iron 16, lime 7^, blac-
magnesia li per cent., — the average of many analyses '; tfi) slip, the fig-jr
same clay finely ground, and sometimes tinged a deeper red with and ;
additional red oxide of iron, — the white slip is like that in class cisei
2 ; (c) glaze, of almost imperceptible thickness, a silicate of soda : lint
(rf) black pigment, — a true vitreous enamel, which owes its deep
black to the magnetic oxide of iron (composition — soda 17, silica
46, alumina 12, hlack peroxide of iron 17, lime 6 per cent.) ; (e)
choeolate-red pigment, an ochre red sometimes mixed with finely-
ground fragments of red pottery ; (/) white pigment, like the white
slip of class 2,— various analyses, silica 54 to 62, almnina 34 to 43,
lime ^ to 3^ per cent. Methods : the vase was first turned on the
wheel, and, in order to give the pot a surface of deeper red, the
slip was applied by a brush or by the hands of the-potter while it
was still revolving. The outline of the design was next roughly
sketched, either with a point or in light-red ochre with a brush.
After the vase had dried sufficiently in the sun so as to become firm,
it was again put on the wheel, and the glaze, finely powdered and
mixed with water, was applied to it with a brush as it revolved.
The vase then appears, at l^ast in some cases, to Iiave been for the
first time fired in the kiln in order to get a smooth almost non-
absorbent surface for the use of the painter. In other cases the
materials of the red slip and the silicate glaze were mixed, and the
two applied together, as was done in the case of the Roman Samian
ware. The painter next set to work and put on the black enan.eS
ABCHAIC METHODS.]
POTTERY
609
figures and oraaments vrith a trash. If a part of the vase round
its whole circumference was to be black, such as the foot and neck,
the vase was again set on the wheel and the black enamel put on
as it revolved. This repeated use of the wheel for the application
of slip, glaz'j, and black enamel was in order to secure an even
coating with uniform grain, far more difficult to get with the un-
aided brush The grain thus produced can usually be distinctly
traced in es.ch of the three coatings. The firing of the black
enamel muf.t have been done with great care and skQl, as a very
Blight chemical change in the black oxide of ii'on converts it into
the red ox'.de. Thus the same stroke of a brush is often (in the
earlier -"as.;'! of this class) half black and half vermilion-red, or one
side of a. Vise is red and the other black, according as it has been
played uTon by oxidizing or deoxidizing products of combustion
in the Win. In the finest vases the black enamel is of great
beauty, irith wonderful rich softness of texture, which no modern
skill h'li been able to approach. The tombs of Nola, Capua, and
other piaces in Magna Grsecia have supplied the most technically
perfec' vases, both for the fineness of their clay and the brilliance
of (tb .ir black enamel. After the firing of the enamel the details
were Irawn in by incised lines, cutting through the enamel down
to ti ■ clay body of the vase. The clear and slightly-chipped edges
of the lines show that they were done after firing, when the black
enamel was in a hard vitreous state. This must have been done
with some very sharp and hard point, probably a natural crystal of
diamond or corundum, such as was used for engraving gems ; the
incised details on some vases are of almost microscopic minuteness.^
The "non-vitreous" colours, red and white, were sometimes ^t on
before, sometimes after the incised lines. They were fixed in their
place by a slight firing, not enough to vitrify them or to soften the
edges of the incLsed lines in the enamel. Both these changes have
been shown to take place under a not very violent heat, by experi-
ments made by the present writer on fragments of such vases. The
white was used to depict the flesh of females and of some of the
gods, such as Eros, or for the bodies of horses and the hair of old
men. Chocolate-red was mostly used for ornamental touches on
dress, armour, harness, and the like. Both are used in painting
ine heraldic beasts or ornaments which so often occur on the round •
shields of Greek warriors. Both the white and red are applied over
the black. Thus the female figures are first completely painted in
black, and the white afterwards applied over the face, hands, or
other nude parts.-
. 4. Vases with lied Figures. — The inaterials employed and the
first stages in the manufacture of this class are the same as those
of class 3 ; but, instead of the figures being painted in black, the
ground is covered with black enamel, and the figure- left, showing
the glazed red slip which covers the whole vase. This method pro-
duced a great artistic advance in the beauty of the figiu-e"!, the de-
tails and inner lines of which could be executed with freedom and
ease by brush-marked lines instead of by the laborious process of
cutting incised lines through the very hard black enamel. The
outline of the figures was drawn, with wonderful .precision and
rapidity, with a brush fully charged with fluid enamel, boldly
applied so as to make a broad line or band about one-eighth of an
inch wide all round each figiire, one edge of the band giving the
boundary of the required form. DetaUs and inner markings were
then added with a fine-pointed brush capable of making the thinnest
and most delicate strokes. On many of the finest vases tho contour-
lines of muscles and other markings intended to be less salient were
painted in pale brown instead of black. Last of all, tho main part
of the ground between the black outline bands was filled in. Tho
greater thickness of the enamel, where it was more concentrated in
the bands, is generally visible ; the enamel used for filling in was
thinner because it spread over a larger space as it flowed Irom the
brash. In some cases a face or other part has had a thin black out-
line before tho wider band was put on ; and then (hrce distinct
thicknesses of enamel can bo seen, the thin outline standing out
perceptibly more than the rest. It is evident that the fluid black
enamel was applied in a somewhat tliick viscid state, and thus a
slight degree of relief was often produced, enabling black li7ics to
show over the black ground,^as is the case some.imes with tho
strings of lyres. This slight relief often gives additional effect to
tho treatment of curly hair, represented by a series of dots or. glob-
ules, as in tho transitional amphora described below (p. 612). This
method recalls tho free use of the drill in tho representation of hair
on early engraved gems. Touches of white and red were occasionally
used, as in the preceding class of vases, but to a much more limited
extent. Some of tho finest black and red vases, especially speci-
mens from Nola, Vulci, and Canua, have enrichments in gold
applied in relief.
S. Polychromatic Vases. — Malerials : the same as in the preced-
^ •* yery remarkable early vase, in the collection of Countess Dzialinaka In
P»n3, IS decorated with incised lines only, the whole being covered with the
bUck enamel.
'Unfortunately many Greek vases have been much injured while in the
ninds of dealers by tho restoration of the white and red pigments. Vnscs
"Si"? '"''' ^^° '*■"' treated should be washed carefully with spirits of wine,
wnicn removes the modem touches without iiyury to the aiicicnt pigmeu^.
ing class with the addition of bright red, blue, green, and gold.
The red used on some vases is an oxide of iron ; but a very brilliant
minium crimson also occurs, which appears to have been added after
the final firing, and is not therefore, properly speaking, a "ceramic "
pigment. The blue and green are ailfereut oxides of copper, fused
with silica and soda to mak6 a bright vitreous enamel, which Was
then finely powdered and mixed with a proportion of white pigmen'
(silica and lime) according to the strength of the tint required.
This powdered enamel pigment is the " smalto " of mediieval Italian
painters. The gold was applied in leaf, not on the flat surface of
the vase, but on a ground modelled in slight relief with semi-fluid
slip of ordinary fine red clay, thus very much enhancing the eflect
produced by the gold leaf Necklaces, bracelets, and other gold
ornaments are always modelled in perceptible relief, producing
a rich eSect which no merely flat application of gold could give.
Polychromatic vases may be divided into four main classes, (a) Vases
in which the colours are used as additional decoration to the ordi-
nary red figures, e.g., the celebrated amphora from Camiras (Rhodes),
with the scene of Peleus winning Thetis as his bride (see Plate
v.). (6) Vases painted in brown outline, on a fine white slip,
with the addition of red and yellow ochre colours, and occasionally
a little gold, e.g., the cylix in the British Museum with Aphrodite
seated on a flying swan (see Plate V.) ; this is a rare and usually
very beautiful variety, and is more fully described below (p. 613).
(c) Attio funeral lecythi, which have the neck and foot in brilliant
black (wheel-applied) enamel and the main body of the vase covered
with a non-vitreous white slip. The design was sketched in rough
outline and the red pigment put on with a small brush over the
white ground The drawing is generally careless and rapid, but
often shows great skill and beauty of touch. The colours, generally
red, blue, or green, were then thickly and often clumsily applied
over parts of the red outline drawing, mostly over the draperies.
These vases were not meant to be handled, as their colours rub o2
very easily : they were simply intended for sepulchral purposes,
either to hang on the stele or within the tomb, (rf) Vases, especiaUy
from Magna Grscia, such as rhytons, small cenochoae, and others,
moulded skilfully in a variety of fanciful shapes, heads of animals
or deities, sphinxes, and other figures, either grotesque or beautiful.
They are decorated partly with the Osual red figures, and with the
most brilliant black enamel, while other parts are painted in white
and brilliant crimson with further enrichments in gold leaf, These
bright colours seem to have been applied after the last fii'ing, and
not to be true ceramic colours.
6. Black Vases of Metal-like Designs. — These vases often have the Metal-
finest sort of black enamel, especially the large amphorje from Capua like
and other places in Magna Grr.cia, covered all over with fluting or black
gadroons. - Some have wreaths of vine, olive, and other plants, oi- vases,
imitations of gold necklaces modelled in slip, slightly in relief, and
afterwards covered mth gold leaf. A number of " phiala; omphalse "
(saucer-shaped vessels), of about 200 B.C., were made by being
pressed into a mould, and were thus stamped with figures in relief,
such as processions of deities driving chariots. Some of these,
made in Magna Gracia after its conquest by the Romans, have
Latin inscriptions. One made at Cales is inscribed with the potter's
name C. CANOLEIOS. L. F. FECIT. CALENDS (see Ann. Inst.,
1883, p. C6). Small ajci were decorated with highly -finished
figure-subjects, stamped on emblemata or tablets of clay, which
were embedded in the vase while it was soft. Such elaborate and
metal-liko pieces of pottery are entirely covered mth black enamel.
They are often of ^eat beauty, both in the composition of the relief
figures and in their delicate execution. Vases of this cla%s have
been found entirely covered with gold or silver leaf, copies of metal
plate.'
7. Vases, such as largo asci, many from Magna Grwcia, made of
simple yellowish biscuit clay, and modelled into shapes of female
heads, or covered with a number of statuettes of female figures.
They are generally painted simply in distemper in " non-ceramic "
colours ; but they fail rather under the head of TEnB.\-coTTA (j.v.).
Some are of very great beauty, and are covered with statuettes very
like those found at Tanagra.
8. Greek Vases of Debased Style, last period. — These have the
usual red figures ou a black enamel ground, of the same materials,
and applied in the same way as on the earlier vases, except that
the black enamel is much thinner and very inferior in quality, fre-
quently having a hard metallic gloss instead of tho soft richness ol
the earlier vases. A gieat part of tho figui'cs and ornaments is
executed in white, red, brown, and yellow pigments, with shading
and gradations of colour, used to produce an eH'cct of relief, whicu
is unsuited to vase-painting, and, especially in tho later examples,
is executed with extreme rndcncss and clumsiness of drawing. Vaso-
painting became degraded in stylo at a period when the ofiicr arts
of Greece showed but little signs of decadence, and ceased altogether
to bo practised nearly a century before tho Christian era. No
painted vases were found in tlio buried cities of Pompeii, Hcrcu-
laneum, and Stabia; ; and Suetonius {Julius Ctcsar, c. 81) mentions
the eagerness with wliicli certain Greek vases found in tombs near
3 See Uttu Jahii. I'a^ii mil UcldxAmuck, Leipsic, lS6i. ,
610
POTTERY
Inscrip-
tions.
Capna were sought for. The floral ' ornaments on these later vases
are very elaborate and realistic compared with those of the earlier
period. Bands of giaijefal scroll-work with growing foliage are
much used, often, in spite of their attempted relief, very beautiful
and much superior to the figure-subjects which accompany them.
Some strikingly resemble in style the painted friezes on Porapeian
walls, and have. lost all purely ceramic character.
Two abnormal and compaiatively rare methods of vase-painting'
must be mentioned. One occurs on a number of Corinthian vases
mostly now in the Louvre, pseudo-archaic in style, but apparently
of th« 5th century B.C. Such were first covered with white slip,
which was in turn completely covered over with black enamel.
The design was then made by the awkward process of cutting away
the black in parts so as to leave black figures on a white ground —
a kind of "sgraffiato." Another strange method was practised in
southern Italy during the extreme, decadence of vase-painting.
The whole surface was covered with black enamel, and the figures
were afterwards painted in red over the black so as to imitate the
ordinary Greek vases with red figures and a black enamel painted
round them. Most specimens are mere- feeble imitations of the
works of an earlier period ; but a cylix in the Bpitish Museum is
painted in this style with a graceful seated figure of Adonis
or Meleager, — a very remarkable work, executed in warm browns
and yellows, giving the effect of flesh, and shaded and touched
with high lights in a thoroughly pictorial manner, which, though
on a miniature scale, recalls the best wall-paintings of Pompeii or
Rome. ■
Inscriptions on Vasts. — Inscriptions are very numerous, during
the middle period of Greek art, while on the most archaic vases
and those of the decadence they are mostly. absent. They are of
great interest in the history of Greek palaeography, but are not
always a safe guide as to the dates of vases, because archaic forms
of letters were often used by vase-painters, long after other forms
of letters had come into general use. Vase -inscriptions maybe
divided roughly under two heads — Ionian and Dorian, the latter
occurring mostly on the numerous vases from Corinth and her
colonies. The accompanying table' shows the usual forms of
letters which differ from the New-Attic alphabet ; the latter is still
in use, and has been but little changed since about 400 B.C., when
the long vowels were introduced. Some of the early letters have
no representative in the later Greek alphabet, e.g., the diganima
F, the koppa 9> and the aspirate B or H.
DORIAN.
A
C
B
IONIAN.
OLD ATTIC.
NEW ATTIC
:>
A
A
A
r
n aspirate
© 0 - -
t
5 -
r -
^^ koppa
l>A sail — —
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a as2>irate — - H aspirate.
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P
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CI
One of the earliest vase-inscriptions known is that mentioned
below (see fig. 24, p. 611) as occurring on a "pinax," or large flat
platter, with archaic painting in brown, foaud at Camirus in
1 Those letters which have the same form in aU three lists are oinit.ttd.
[iNSCKIPIIONS.
Each figure has its nama
Rhodes and now in the British Museum,
thus —
for MENEAA2, EKTOP (relrogra.ic), and EY'i'OPBOS. Thia
curious inscription has the Ionian form of E, the Dorian M (san)
for 2, and a common archaic' form of 0 for <J>, a very strange and
exceptional combination of characters. The Burgon Panathenaic
amphora (see fig. 25) has a very curious Old -Attic inscription,
written downwards —
for TON A0ENE0[E]N A0AON E[I]MI, " I am one of th«
prizes' from Attiens," the usual inscription on prize vases. Vase-
^7iscriptions are usually painted, if on a red ground in black or
brown, if on a black ground in red or white. Some are incised,
scratched after the vase was fifed ; but such occur less often. ' They
are written both retrograde and from left to right, apparently with-
out any fixed rule. Both methods frequently occur in the same
inscription. A fine early Corinthian crater, found at Caere and now
in the Louvre, with black figures representing Heracles feasting
with Bhrytius, has the names of the persons represented inscribed
iu the characteristic early Dorian manner — •
A^O^A M^n:HA^aB
for EYPYTI02, /T'l'ITOS, flOAA (Viola, a lady present at the
feast), and HEPAKAE2. On the handle of the crater is scratched
•pO, for Corinth, the place where it was made. ^ Another Porian
inscription of great, interest occurs on a votive clay tablet dedicated
to Poseidon, about 4 by 2J inches, now in the Louvre. Poseidon
is represented at fuU length, holding a trident and a wreath, in
black with incised lines ; at each corner is a hole for fixing the
tablet to the tenjple wall. It is inscribed —
for nOTEIAAN . . . ON M'ANE0HKE, "—on dedicated
,me to Poseidon." This curious tablet was found at Corinth ; the
letters are very archaic in form, though 'the naintiug can hardly
be earlier than the 6th century B.C.
The great majority of vases have inscriptions in Old -Attic
characters, such as are shown in the two following examples. The SiibJMti
subjects of the inscriptions may be divided into Jive heads, though of iu-
other miscellaneous ones also occur. scrip-
(1) On early vases riidely scratched trade -marks, or potters' tionft
marks,' indicating the number of vases in a special batch and
their prices. (2) Potters' and artists' names. The majority have
only one name, possibly that of the master-potter, e.g.,
for Ei)|iS€0! iTroirjjeir, In other cases, mostly on the finest vases,
thu name of the painter occui's as well as that of the potter, e.g.,
NIAKPON E:APA95EN
for MdKpim' eyjiaxl/ep. Some artists, probably distinguished foJ
their skill, painted the vases of several potters; other- painters'
names chiefly occur on the vase of one special potter. (3) Names
of people, animals, and even things represented on the vases. A
large proportion of the earlier vases have a name by the side of each
figure, or at lea-tit by the side of the most important ones. -Names
of horses and dogs occasionally occur, and iu a few instances even
inanimate objects are designated by a name, e.g., the balance on
the cylix of Arcesilans in the Paris Bibliotlieque and Zeus's throne
on an early amphora in the LomTe. (4) Speeches uttered by the
vase figures, c.q., in a scene representing a game at ball one of the
players says XPH2AN MOI TAN 2*[A]IPAN, "Throw me
the ball." Other vase? have words of compliment or greeting, such
as XAIPE, "Hail!" or words relating to their contents, e.g.,
HAYS 0IN02, "The wine is sweet." (5) Names of owners, often
with the adjective KAAOS or KAAE (if a lady), possibly intended
for gifts, like the majolica plates inscribed with a lady's name fol-
• " See Moil. Ins!., vol. vii.
HELLEXIC]
POTTERY
lowed by the epithet "diva" or "bcUa." An amphora with a
verj* curious iuscription has recently been found at Orvieto, in
«arly Attic characters— ZaAieaMIASOVaSOYA (retrograde)
—meaning &v' ojicKu) j<al fie Oiyes, " Two obols, and you have me." '
A quite different species of inscriptions occiirs on vases of the latest
class. Artists' and potters' iiames cease to appear with the rapidly-
increasing decaacnce of the art. A black crater in the British
Jluseum "has a dedicatory inscription painted in white round the
■neck, AIOS SIITHPOS, " Zeus the Saviour." A fine black lluted
amphora has the owner's name, APICTAPXO APICTflNOS,
in which the late C- form of 2 occurs. On a small' black ascus
in the »iitjsh Museum is scratched rudely UPOIIINE MH
KAT0HI2, " Drink, do not sot me down." And some plain
black measures have their capacity-incised on them, e.g., HEMI-
KO'TVAION, "Half a cotylion," on a cup-shaped vessel from
Corcyra. One of the earliest known instances of Greek cursive
writing occurs on a covered pyxis divided into four compartments
(in the British Museum). It appears to have been used to contain
the ashes of a Roman called Sergius. Under the foot is rudely
scratched—''
cbi/N e Se :ox/i(a£|^ ^cvi,p
"My beloved Sergius," farewell." The last woi-d is blundered
^nd on the inside of the lid is a similar incised -inscription —
1 1 -v y £U'T-e(5'oc
;" It is the second ■ iuterment. " The pyxis is apparently touch
older than the inscription, a supposition whieh is confirmed by the
note as to its being a later burial.
©ne sort of inscription, used more largely by the Romans than
the Greeks, was impressed from incuse stamps, a method chiefly
\isod for large amphorre and other vessels of plain biscuit clay,
«3j)eeially those made in Rhodes and Cni(his. These inscriptions,
which date from the time of Alexander the Great down to the Ist
century after Christ, usually give the name of an eponymous magis-
trate or chief priest, and have frequently in addition one of the
thirteen months of the Doric calendar. Some of the stamps are
circular, copied from current Rhodian coins, and have the legend
round a front face of Helios, op the rose'blossom l>65oi', which was
the badge of the island. Other stamps are square or lozenge-
shaped ; they are usually impressed on the neck or handle of jars. -
Having considered the teclinical methods employed in
the manufacture of Greek vases and the various classes of
inscriptions which occur upon them, we will now return to
the styles of vase^-paintings and the subjects which are
most- frequently represented.
Section V. — Helle'nic.
'ctiic. Archaic Class. — The manner in which the styles of
ornament on early pottery merge almost insensibly one
into another makes it difficult to arrange it in distinct
classes, and it is not easy to say at what precise stage
the term " Hellenic " can be given to the d,rchaic vessels.
The presence of Greek inscriptions makes, however, a
convenient starting-point.
Probably the earliest known Greek ceramic inscription
occurs on the Ilhodian pinaji mentioned above (see fig. 24).
The painting on this, though rudely executed in brown
and red ochres on a pale yellow slip-covered clay, the .same
iti method as the earlier non-Hellenic paintings, shows a
marked artistic advance by tlie fact that it represents a
aefinite historical scene taken from the Iliad. No incised
lines arc used except for the feathers of the heraldic eagle
on Hector's shield. A large number of other pinaces were
found at Camirus, of the same date, but without inscrip-
tions and with purely decorative paintings, such as geome-
trical lotus-patterns, and spirited figures of bulls, sheep,
ind other animals, or .sphinxes and gorgons' heads. Some
largeclay coilins, also found at Camirus, and others at
Clazomcnpo, belong to this class of pottery.* One of those
• See Ann. Inst, 1882, p. 58.
' See Dumont, Inscr. dram, de Orlce, Paris, 1872 ; tnd Corp.
Inicr. Or.
' Journal of UelUnir. Slwlics, 1383.
from- Camirus is in the British Museum. The
decorated with painting in red and brown ochre
611
top ia
colour*
Fia. 24. — Early inscribed pinax from Rhodes, with cpntest of
Menelaus and Hector over the body of Euphorbus.
At the head is a btill between two lions, and below them
two curious helmeted heads of warriors drawn in profile,
both unfortunately much injured by restoration. . Other
parts are decorated with figures of beasts on a ground
studded with rosettes and other small designs,. in which
some antiquaries see varieties of solar symbols ; but, what-
ever their original meaning may have been, they appear
on this pottery to be used merely as decoration. Other
vases of a very early period with figure-subjects and inscrip-
tions, probably of the 7th and 6th centuries B.C., have been
found at Corinth, such as the " Dodwell pyxis,". now at
Munich, on tho lid of which is painted the scene of th»
Calydonian boar hunted by various heroes in the presence
of Agamemnon ; each figure has an inscribed name. At
Corinth also curious votive tablets have recently beep
found, some inscribed, with painted figures either of the
god or of tho donor ; one of these is shown in fig. 20. It
is very c'arly in date.
The " Burgon amphora," so called from its finder, now
in the British Museum (see fig. 25), is a very interesting
specimen of this early class ; it is one of the prize amphorae
which, filled with sacred olive oil, were given to the victors
at the games held during the Panathenaic festi\'al. It was
found at Athens, filled with the ashes of its owner, and is
no doubt the work of an Athenian potter. On one side is
the. usual figure of Athene Promachos in black, except the
goddess's flesh, which is white, and tho inscription and
touches on tho dress, which are in crimson. On the reverse
side is the winner of the vase driving a biga, apparently in
the act of winning the race which gained - him the prize.
On the neck of the vase is tho owl sacred to Athene. The
drawing of the figures is very rude, probably dating from
tho (Jtli century B.C.
The "Francois crater," found at Chittsi, now in the
Etruscan Museum in Florence, is another iniportr it ox-
ample of this early class. It is signed as the work of tli
potter Ergotimus and the painter C!itia.«i, and is painted
with a long series of subjects, all relating to the life and
death of Achilles.^ It has fio less than 115 explanatory
inscriptions.* Of about the same date, Cth century B.C.,
« Bull. Inst., 1845, pp. 113, 120, and Ann. Inst., 1848, p. 382.
612
POTTERY
[HELLKHia
is the cylix of Arcesilaus found at Vulci, now in the Paris
Bibliotheque. It is painted in black and red on a cream-
t
I
!
FlQ. 25. — The B\iigon Panathenaic amp]iora, with early Greek
inscription.
white slip, and represents Arcesilaus, one of the Cyrenian
kings of this name, superintending the weighing of a
number of bags of the silphium plant. All the figures and
even the scales have their names painted by their side. It
is executed with great neatness and technical skill, but the
drawing is stiff and awkward The scene, which is repre-
sented with great dramatic vigour, appears to be on board a
ship, judging from the complicated cordage overhead and
the yard-arm from which the large balance is suspended.
It is at present impossible to fix with any certainty the
dates of this early Hellenic pottery, as is also the case with
the still older pottery of Rhodes and Mycense, but the
increase of our knowledge on the subject tends to give a
much more remote period to its production than has been
hitherto assigned to it by the majority of writers on the
sutg'ect. The foregoing class of pottery forms a link,
with various stages of development, from the glossless
vases painted in dull ochre browns and reds to that large
and important class of Greek pottery which has figures
painted in glossy black enamel, on a red, slightly glazed,
clay ground, or less frequently on a cream-white ground.
The vases of this class, found in large quantities over a
wide area in Greece, Italy, and Sicily, include paintings of
the most different kinds, from the rudest almost shapeless
daubs to the most carefully-executed pictures, drawn with
great beauty of composition and firm accuracy of form,
though always retaining some amount of archaic stifiness
and conventionalism. Though the faces are nearly always
represented in profile, the eyes are shown front-wise, a
method of treatment which continued in use even on the
earlier vases of the next period, those with red figures on
a black ground. Fig. 26 shows the progressive treatment
<^ <m ^•>
PiQ. 26. — Series ot humau eyes from painted vases, showing the develop-
ment of drawing, and power of representing the eye in profile.
of the human eye by vase-painters, from the earliest intro-
duction of figures down to the end of the 4tl> century B.C.
Many of 'the floral ornaments of this period still retain
clear signs of their Oriental origin. The sacred tree of
Assyria, in an elaborate and highly conventionalized form,
very frequently occurs, or, worked into a running pattern,
it forms a continuous band of decoration, out of which the
Greek so-cailed " honeysuckle pattern " seems to havo
been developed. These vases have far greater variety and
richness in their decorative patterns than those with the
black ground, the natural result of the great ease and
freedom of hand with vrhich delicate floral designs could
be touched in with the brush in black, while in the later
manner the red patterns had to be laboriously left out by
working the black ground all rotmd them. Hence the
stiffness and poverty of invention which are so remarkable
in the decorative patterns on the vases of the "best
period." Many of the black figures of men and animals
are executed with extraordinary minuteness, owing largely
to the engraved gem-like treatment with which the incised
lines are applied, especially in the representation of the
hair of men or animals, and also in the rich textile patterns
with which the draperies are often covered. Some of the
vases, judging from their general form and thin band-like
handles, were evidently copied from metal vessels, as, for ex-
ample, a number of small amphorse found in various places,
executed in the workshop of Nicosthenes, a rather inartistic
potter, who appears to have turned out a large number Of
vases with little or no variety in shape or ornament.
The later vases, with black figures, were produced
simultaneously with the earlier ones decorated with red
figures ; and during this transitional period (about the
middle of the 5th century B.C.) some vase-painters
worked in both styles, both kinds of painting sometimes
occurring even on the same vase. The British Museimi
possesses one of the finest specimens of these, ,a largo
amphora with nobly-designed paintings. On one side are
two seated figures of Greek warriors, probably Ajax and
Achilles, playing at a game like draughts. They are painted
in black with chocolate-red touches, and minute details,
such as the drapery over their armour and their wavy
hair, executed in incised lines of extreme fineness and
gem-like treatment. The other side of the vase has red
figures on a black ground, a most powerfully drawn group
of Heracles strangling the Nemsean lion in the presence
of lolaus, and an archaic statue -like figure of Athene.
As in the painting with black figures, some touches of
red are used. The treatment of Heracles's hair isopeculiax
and again recalls gem-engraver's work, in which hair is
represented by a series of drilled holes ; in this painting
the stiff curls are given by a number of round dots of
the black enamel, applied in considerable body so as to
stand out in relief. This treatment frequently occurs on
the fine vases of this and later periods, and the same
method is occasionally used in- a very effective way tc
represent bunches of grapes and the like.
Vases vdth Black Ground and Red Figures. — After about
the middle of the 5th century B.C. this method superseded
that with the black figures, and to this class belong the
finest vases of aU. The drawing of the earlier specimens
is strongly sculpturesque in style, sometimes recalling the
noble though slightly archaic pediment figures from ./Egina,
while the vase-paintings of a few years later seem to belong
to the Phidian school ; the forms are noble and massive,
treated with great breadth and simplicity, and kept strictly
to one plane; faces are nearly always drawn in profile,
and aU violent foreshortening of limbs is avoided. Some
vase-painters of this period {e. 450-400) retain a slight
touch of Oriental feeling in their drawing, as, for in-
stance, the beautiful amphora by Euxitheus in the British
Museum, which has single figures of Achilles and Briseis,
one on each side (see fig. 27).
BELLENIC]
POTTERY
613
It should be remarked that the style of vase-paintings
is generally rather archaic as compared with other branches
Fia'27. — Amphora by Euxitheus (c. 450 B.C.), figure of Briseis ;
the other Bide has Achilles.
ot contemporary art, as was the case with their inscrip-'
tions, and a certain conventionalism of treatment, such as
would not be found in sculpture, lingers till quite the end
of the_5th century B.C. Fig. 28 shows a_ painting from
PlOi 28. — Peleus leading home his bride Thetis ; painting inside a
cylijt found in a tomb at Vulci (c. 440-420 B.C.).
the inside of a cylix, remarkable for the severe beauty
and simple grace of its drawing and composition. The
scene represents the moment when Peleus has won Thetis
for his bride,- and is leading her away in triumph, gently
overcoming her modest reluctance ; her shrinking and yet
yielding attitude is drawn in the most refined and masterly
manner possible.'
In the succeeding century both drawing and composition
' Tlie same design, tliouph with inferior execution, is repeated on
» cylix found at Coraoto ; see Mon, Insl., xi., table xx.
began to gain in softness and grace, while losing something
of their old vigour. Vase-paintings become more pictorial,
and the compositions more elaborate and crowded ; the
British Museum has an amphora from Camirus (Rhodes),
one of the most beautiful of this later class, elaborately
decorated on one side with various coloui-ed pigments and
gold applied over the finished black and red figures.
As in the earlier cylix of fig. 28 .the scene represents the
final triumph of Peleus in his pursuit of Thetis ; in order
to-fiU up the space some of the' figures are placed, as
it were, in the air, a inethod of composition peculiar to
the later vase-paintings. Though not highly finished in
details, such as the hands and feet, this picture is a perfect
marvel of skilful touches rapidly applied, and of extreme
beauty of form and general composition (see Plate V.).
The funeral lecythi from tombs in the neighbourhood
of Athens are a remarkable class of vases, c. 350-300 B.C.
(see fig. 29). On these, over a white ground, are painted
scenes representing mourners ^'
visiting sepulchral stelae ■with I
offerings in their hands. They i
are drawn carelessly, but with j
great skill, in red outline and ;
then coarsely filled in with •
colours. Some of the seated 1
females are designed with I
wonderful grace and pathos, i
the whole pose full of a ten- :
der longing for the departed |
one. Besides the funeral j
lecythi a few pieces of pot- s'
tery have been found, dating -^
from about 'the same period, I
which have paintings exe- i
cuted, on a ground of white j
slip. Some of them are of |
most extraordinary beauty; j
perhaps the finest of all is ■
a cylix from a Rhodian tomb, i
now in the British JIuseum, i
on the inside of which is a j
drawing, chiefly in outline, v
representing Aphrodite seated Fio;" 29. — Sepulchral jecj-thiu
on the back of a flying swan, from a tomb near Athena)
For delicacy of touch and re- (British Museum.)
fined beauty of drawing this painting is quite unrivalled.
The exquisite loveliness of Aphrodite's head and the pUr^
grace of her profile, touched in with simple brush-formed
lines, are quite indescribable, and show a combination ol
mechanical skill united to imaginative power and realiza-
tion of the most perfect and ideal beauty such as' no people
but the Greeks can ever have so completely possessed (se?
Plate v.). ' "" - ^--
Vases of the Decadence.— The vases of this class are often
of enormous size, covered with very numerous figures, oftep
possessing much graceful beauty in form, but very inferior
in execution and purity of drawing to the earlier paintings.
The figures, especially in the later specimen.s, are thoroughly
pictorial in treatment ; many of them arc painted in cream-
white, with shaded modelling in yellows and browns.
Effects of perspective are introduced in some of the archi-
tectural features, particularly in the bands of rich floral
scroll-work. In the 2d century, till about 100 n.c, when
painted vases ceased to be made, the paintings became
extremely coarse and devoid of any merit whatever, though
even at this time moulded vases, either decorated with
reliefs all over or with small inserted emblcniata, con-
tinued to be made of great artistic beauty. The extreme
degradation to which vase-painting of this period fell
.lecras to be due not so much to the general decav of thf>
614
F O T T E R Y
[HELLENIC.
arts among the Greeks as to the fact that the rases were
no longer 'made by able artists, but were turned out in
large quantities from the hands of an uneducated class of
artisans. This was probably partly owing to increasing
wealth and love of display, which created a demand for
gold and silver plate rather than for the cheaper but more
artistic beauty of painted clay.
The datea of Greek vases are difficult to fix, partly from a
natural tendency to archaism, which varies with the productions
of different places, and partly because in some cases there was an
artificial reproduction of old styles and methods. The following
chronological classification, which is commonly accepted, is only
very roughly correct, and is not applicable in all instances: (1)
black figures on red ground, about Sth century to 440 B.C. ; (2) red
figures on black ground, of the best period, c. 440-300 B.C. ; (3)
period of decadence, c. 300-100 B.C. fine moulded black vases,
and vases with polyclu-omatic' paintings of good style, were made
towards the end of the 4th and early part of the 3d century B.C.
Shapes of Fases and their Use. — From the 5th century and after-
wards but little scope was left to the fancy of the individual potter
in the forms of his vases. One special pattern was pretty closely
adhered to for each sort, though, of course, modifications in shape
took place as time went on. Fig. 30 gives the forms of the chief
'^^^
Bydria Lecythus.
Cylix.
Lebes. Amphora.
^^
Cantharus. Crater. AryhaUxts. (Enochoe.
Fig. 80. — Principal shapes of Greek vases and their names.
sorts of vases ; a large number of others exist, each with its
special name. Amphoroe and hydrioe are the largest and most im-
portant, and have the grandest picture-subjects painted on them.
The cylices frequently have paintings of wonderful delicacy and
beauty ; the later Athenia'n lecythi are remarkable for their poly-
chromatic decoration. The uses of the painted vases is a very
difficult question ; few show any signs of wear, though they a>3
made of soft clay easily scratched, and most of those which are
represented in use on vase-pictures are plain black without any
paintings. A beautiful little pyxis, or perfume-box, in the British
Museum, shows in its pictured scene of a lady's toilet several
painted vases, which are set about tha room as ornaments, and
nave flowers or olive-branches in them (see fig. 31). Many vases
Flo' 31. — Painting from a small toilet-box or pyxis, showing painted
vases used to dedorate a lady's room. On the left is a gilt pyxis
with a tall lid, and an cenochoe ou a low table ; on the right two
tall vases (lebes) on a plinth. All except the pyxis are decorated
with painted figures, and contain flowers.
»re blank on one side, or have on the reverse side a painting of
inferior execution, apparently because they remained set against a
wall or in a niche. Nearly all those now existing came from
.tombs, and it is probable that the ornamental vases were selected
for sepulchral purposes, while a plainer and less decorated class
was emploj'ed for acttial domestic use.
Panalhenaic Amphorae. — This is a very important class of vases,'
extending over a long period, from the 6th to the end of the 4th
century B.C. Fig. 25 above gives the earliest known specimen.
They all have on one side a figure of Athene Promachos, and on
the other a scene from the public athletic games. They are
inscribed TON AOENEeEN AeAON EIMI, and some of the
later ones have the name of tlie eponymous arclion as well, e.g.,
IIY0OAHAO2 APXfiN on an amphora from Caere, now in the
Britisji Sluseum. Pythodelus was archon in 336 B.C., and so the
date of the vases thus inscribed can be accurately determined. A
number found at Benghazi and Teuchira in the Cyrenaica are now
in tlie British Museum and the Louvre. Some of the archons' names
on them are these — Mcocrates (333 B.C.), Kicetes (332 B.C.), Euthy-
critus (328 B.C.), Cephisodorus (323 B.C.), Archippus (321 B.C.), and
Theophrastus (313 B.C.). The figure of Athene on all of them is
rudely painted in pseudo-archaic style — the figure in black and
white, with incised lines, on a red ground ; the other side is painted
in the same way, but is not archaic in drawing. Long vowels occur
in the archons' names, but sometim.es the same amphora has the
obverse inscription written in the old way. They are all poor as
works of aH. One in the British Museum is of special interest
from the design painted in white on Athene's shield. This is the
celebrated sculptured group of Harmodius and Aristogiton by
Critias and Nesiotes, of which an ancient copy exists in the Nanles
Museum, though the bronze original is loSt.
Subjects of Vase-paintings. — 'These are of great interest, and are Snbierte
almost endless in number ;^only the scantiest outline can be given of vase-
here, and, with so wide a range, any classification, is necessarily paint-
imperfect The following list includes the majority of subjects, ings.
(I) Stories of the gods, scenes such as the Gigantomachia or the
birth of Athene.' (2) Scenes from the heroic age, as the achievements
of Theseus and Heracles, the wars of Thebes, the battles with the
Amazons, the voyage of the Argonauts, the Trojan War, the return
of the Greeks from Troy, and the like. (3) Dionysiac subjects, such
as orgies of Dionysus and dances of satyrs. (4) Scenes from real
life, such as the vintage, olive-gathering, marriages; feasts, dancing,
hunting, sacrifices, and theatrical subjects. (5) Funeral subjects-,
as mourners bewailing the dead or bringing offerings to a tomb.
(6) Scenes from the gymnasium and various athletic exercises. (7)
Allegorical subjects, with figures of happiness,. wealth, youth, and
the like. (8) Historical subjects, which, however, are rare : a very
fine vase in the Louvre, of the best period, has Crcesus on his
funeral pyre ; the cyli.v of-Arcesilaus has been mentioned above ;
Anacreon playing on his lyre, and followed by his pet dog, occurs
on several fine vases ; the meeting of Sappho and Alcaeus is also
represented; other portrait -figures appear, chiefly of poets and
philosophers, many with inscribed names which are now unknown.
(9) Humorous subjects : these are common on the vases of the latest
period and are usually very coarsely painted ; caricatures of mytho-
logical subjects frequently occnr in which the gods are represented
as dwarfs or hunchbacks. -
Places where Greek Vases have been found. — Till within the last LocaB*
twenty years most weie discovered in the tombs of Magna Graecia, ties.
Sicily, and Etruria. Capua, Nola, and Tulci supplied a very large
quantity of vases of the finest sort with the most rich and brilliant
enamel. Special characteristics of style and technique can be
traced in the production of special localities, but these differences
are not very important. Of late years Attica, the isthm'us of
Corinth, and other places on Hellenic soil have yielded a great
many fine vases ; the islands of the iEgean Sea and the w'estern
shores of Asia Minor are rich in sepulchral stores of these and
all branches of Greek art. Athens possesses a fine and rapidly-
increasing collection chiefly from Attica. The British Museum
collection is on the whole the finest for Greek vases of all periods,
though it is very poor in Etruscan pottery. The other chief
collections of Europe are in the Louvre, at Naples, in the Vatican,
at Florence, and Turin ; Munich, Vienna, Berlin, and St Peters-
burg also have very fine collections ; and there is a small one in
the Bibliotheque, Paris.
Section VI. — Prehistorio and Eteuscak in .Italy.
Very many of the numerous vases discovered in the
tombs of Etrtteia (q.v.) are imports either from Greece
and its islands or from the neighbouring country of Magna
Graecia." Nevertheless there is a large class of pottery which
is distinctly native, extending over a very long period,
from quite prehistoric ages down to the time when th©
Eoman rule extended throughout the peninsula. This
' See Ann. Inst., 1830, p. 209, and 187?, p. 294 ; also 3fon. Inst.,
I., tables xlvii., xlviif,
- See Heydemann, Bumorisliache Tasenhilder, Berlin, 1878.
ETRUSC/->f.l
POTTERY
bio
pottery maybe divided into six classes, — (1) prehistoric; (2)
black glossy Etruscan ; (3) pottery rudely painted with
figures of purely Etruscan design ; (4) plain biscuit clay,
unpainted, but decorated with stamped reliefs ; (5) later
vases, badly-executed imitations of painted Greek vases,
but having Etruscan subjects, or Greek subjects treated in
a distinctly Etruscan manner ; (6) large clay slabs, with
painted figures, used for the wall-decoration of tombs.
1. Frehistm-ic. — This is the work of the Siculi, Oscans,
Umbrians, and other occupiers of Italy before the arrival
of the Etruscans. It is mostly small, made without the
wheel, of coarse brown or blackish clay, slightly orna-
DJented with ridges' of clay modelled in relief. One
wirious variety is in the form of a primitive Oscan hut,
with a movable door, fixed with pegs.^ The Musco del
Oollegio. Romano. has a fine collection of the prehistoric
Fio. 32. — Piehistorio pottery from luly.
pottery of Italy, Sardinia, and other places. Fig. 32
shows some of the commonest forms.
2. Etruscan Black H'are. -—It is remarkable that the
Etruscan race, though so extraordinarily skiKul in most
of the handicrafts, did not excel at any period in their
pottery. They were especially famed for their skill in
metal -work, and hence perhaps this largest and most
numerous class of their fictile ware is mostly shaped after
metal forms and decorated with designs not speciaUy
suited to clay. The clay of which this black ware is com-
posed consists (taking the average of many analyses) of
the following ingredients, — silica 63, alumina 15, peroxide
of iron 8, lime 3i, magnesia 2, and carbon 2. It is hard
and metallic in appearance, generally of a glossy black, but
sometimes grey. Its black
is partly due to the super-
ficial presence of free car-
bon, showing that the vases
were fired in a close kiln,
under the direct contact of
the carbonaceous ' smoke
from the fuel, a process
called in modern times "the
smother kiln." If heated
to a bright red in an open
fire the ware loses its black
colour and becomes greyish
white or brown. Its forms
and the figures stamped in
blunt relief all suggest that
they were copied from metal
originals, a supposition .
strongly borne out by the
fact that many of them are
completely covered •- with
gold or silver leaf (see fig.'
33). The reliefs upon them
consist of lions and other ^,
animals,8phinxes,chim<er8e, ^w- 33.— Etruscon (jenochoe.of black
human figures, or ceometri- ™*'^' ^""^ "f*"^ '" ""•*■- t'^"'"
.„] „ ., ,1 , isn Musoum.)
cal patterns, all coarsely
executed, and ^ery blunt in their forms, partly from want
of sharpness in the moulds thgy are stamped from, and
partly through the shrinkage of the clay in the kiln. Some
of the shapes are graceful, especially those undecorated by
reliefs (see fig. 34). Others are very fanciful- worked into
h
' See VircUow, Die ilalienischen und t/eutscben Baua- Umen,
Berlin, 1884.
. ' Sco Lenormant, "Vasns EtniRgin'a un terra iiniro." in Onaile
Archiologir/uc. 1879
Fig. 34. — Plain Etruscan tlack pottery.
forms most imsuiteci for clay, such as " situlse " or buckets,
with movable ring handles ; incense cups supported on thin
bands of clay stamped with reliefs; and jugs' shaped Uke
hollow rings. A few have their shapes copied from Greek
vases, e.ff., a number of small amphoras of exactly the same
form as those made by the Greek potter Nicosthenes.
A common form of Etruscan vase has a lid shaped like
a human head, copied apparently from Egyptian Canopic
vases. Some have human arms rudely modelled in clay and
fastened on by pegs. Besides the black vases of this form,
there exist many made of red clay covered with yellow shp.
3. Etruscan Painted Vases. — A number of very strange
large covered jars have been found at Caere (see fig. 35X
more than 3 feet high, and rudely
painted in dull colours (black,
red, and white) -with large figiu-es
of animals, — lions, wolves, horses,
various birds, and some alm-^-' ' "
shapeless figiu-es of men. There
considerable spirit in the drawing ■
of the animals, as is often the case
even when there was no power to
delineate human beings. The finest
of these vases are in the Louvre and
at Orvieto. Somo have only geo-
metrical patterns, — bands of simple Fi'^
leaf -ornament, platbands, or chequers.
Others are shaped like largo round boxes on a foot, with
lids, nearly 2 feet high. One of those in the Louvre, of
red clay blackened by smoke, has a very curious drawing
in white pigment, coarsely executed. It represents a mer-
chant-ship under full sail being attacked by a war-ship
impelled only by oars ; the latter is crowded with soldiers
bearing round shields, each with an heraldic device. The
other- vessel has only oho combatant, a bowman, who,
mounted on the yard-arm, discharges an arrow at tlio
enemy. This ajjpears to be a pirate scene, and, though
very rudely painted, it is not wthout strong dramatic force.
4. ' Vases in Biscidt Clay u>itk Bandu of Stamped Beliefs.
— These are mostly large pithi (see fig. 36) about 3 feet
high, or thick pinaces (platters) 1 to 2 feet across, fiomo
are of dull red clay, covered witli bright red slip ; others
are yellow. The clay is coarse, mixed with crusheil granite,
sand, or pounded pottery, to which the coating of fine clay:
slip give's a smooth surface. Tlieir chief peculiarity con-
sists in the bands of figures in relief with which they are
decorated, and which were impressed on tlie soft clay by
rolling along it wheels abtmt. 1 inch iWu-k and 7 or 8 inches
in circumference. Innnm- figures were cut on the_edge3
* A similar vniit is illustrated in Mon, Iiixl., ix.. table iv.
— lianj Luuscaa
painted jar. (Louvre.)
616
POTTERY
[ETKU3CAN.
of the wHeels, which, when rolled over the clay, printed
(like seals) rows of figures, and they were of course
repeated every 7 or 8 inches, ac-
cording to the size of the wheels.
These stamped reliefs, mostly about
an inch high, represent processions
of animals, — lions, leopards, boars,
ibexes, deer, horses, or griffins.
Some have human figures, horse-
men fighting vrith chimserae. One
in the Louvre has a curious hunt-
ing-scene, a man, with two dogs,
throwing short knobbed sticks to
drive hares into a net. The bands
are arranged, singly or double,
round the rims of the pinaces and
the shoulders of the pithi; the latter p,Q se.—Etruscan pithus
are also ornamented with rude orjar, with wheel-stamped
fluting or "reeding" below the band, and fluted body,
bands, or have occasionally reliefs, (Louvre.)
2 to 3 inches square, stamped at intervals all round them
instead of the continuous lines of figures.
5. Later Vases with Imitations of Greelc Paintings. —
These are mostly copies of Greek forms, but very inferior,
both in drawing and technical execution, to the real Greek
vases, the black enamel especially being thin, and hard
in texturei In appearance they resemble Greek vases of
various periods, but are distinguishable by having paintings
that are not Hellenic in subject or treatment, or by their
Etruscan inscriptions. An amphora, now in the British
Museum (see fig. 37), of early style, with black figures
Fio. 37. — Etruscan amphora, Greek style, with contest between
Hercules and Juno, and bands of birds and animals ; black, with
incised lines.
and incised' lines, has a painting of a scene which belongs
specially to Latin mythology, viz., the contest at Pylus
between Hercules and Juno Sospita ,-• Minerva stands
behind Hercules and Poseidon behind Juno. On each
side of Juno is a caldron full of snakes, probably an
allusion to the sacred serpent which was kept in the
grove of Juno at Lanuvium. Another amphora in the
Paris Bibliothfeque has a painting of the scene where
Admetus takes leave of Alcestis before her descent to
Hades (see fig. 3S). Two hideous demons are depicted,
waiting to seize their prey : one, Chanin, with winged
feet, brandishes a massive hammer ; the other, ^fantus,
Fig. 58. — Etruscan painting, an amphora of later Greek style ; parting
scene of Alcestis and Admetus, with Etruscan inscriptions.
with great white wings, holds a serpent in each hand ;
both have a fiendish aspect, with grinning teeth, like the
devUs in mediaeval pictures of hell, and thoroughly un-
Greek in spirit. This vase is in the style of the decadence
of vase-painting, probably about 200 B.C.
6. Painted Wall-slabs were used to decorate the walls Pauitoi
of tombs ; they are from 4 to 5 feet high, about 2 feet wall-
wide, and about 1 inch thick. The upper part' some-
times has a moulded cornice and a painted frieze with
geometrical ornament. The lower part is covered with
chequered squares or some other simple pattern. On the
intermediate space are painted pictures with figures, about
2 feet high, representing sacrificial scenes, religious pro-
cessions, and other subjects. The drawing shows Greek
influence, but the costumes are Etruscan. The pigments
are mostly simple earth-colours, red, brown, and yellow
ochres, with black, white, and bluish grey ; but bright
greens and blues also occur, the latter made from oxides
of copper, like the smalto on the Attic lecythi. The
colours are all applied quite flatly ; the female flesh is
white, the male red ; and the whole painting is emphasized
by strong black outlines. The costvunes are interesting ;
many of the garments fit tightly to the body, and the men
mostly wear a peculiar sort of high bopt turned up at the
tip. It is doubtful whether they are executed in true
ceramic colours fired in the kiln. They may possibly be
only tempera paintings, like those on the tuff-walls of
some of the excavated tombs. The great size of the well-
baked clay slabs on which they are painted shows that
the Etruscans must have constructed pottery-kilns of
considerable dimensions.'
Inscriptions on Etruscan Vases. — Painted words or phrases are Inscrfp
not vmcommon on the vases which are imitated from the Greek ; tiona.
they are usuaUy Ulustrative of the subject, as, for example, the
vase mentioned above with the parting scene of Alcestis and Ad-
metus, which has, in addition to the names of the two principal
figures, a sentence in the Etruscan language, spoken by Charun —
"Ecaerscenac aqrura wlerorce " (I bear thee to Acheron). The
n'ames of Admetus and Alcestis are written retrograde,- thus —
Several Etruscan vases of black ware have been found witli the
complete Etruscan alphabet rudely scratched upon them. They
give early forms of the twenty-two Phoenician letters, and are
arranged in the Semitic order.* A cup in the museum at Grosseto
has two Greek letters added after the twenty-two which composed
the Etruscan alphabet. Some late vases, not earlier than about
200 B.C., are interesting from having inscriptions painted in
white, which give early forms of the Latin language. They are
mostlv dedicatory, with namos of Latin deities, e.g., VOLCANI
POCVLOM, "the cup of Vulcan"; BELOLAI POCVLOM,
"the cup of Belloua," and others.
Dates of Etruscan Pottery. — These can only be roughly estimated.
1 See Dennis, Cities of Etruria, ed. 1878.
» See Birch, Ancient Pottery, 1873, p. 460.
» See Taylor, Alphabet, 1883, voL ii. p. 73.
8AMIAN.1
POTTERY
617
The black moulded ware (class 2) seems to range fiora about the 8th
to the 3d century B.C. The large jars with stamped bands (class 4)
appear to be all very early in date, about the 8th century D.c. They
are not found in those tombs which contain painted vases. The
large vessels with rude native paintings (class 3) are probably of the
6th and 7th centuries. The vases with imitations of Greek paintings
extend over a long period, from about the 6th to the 2d century B.C.
The greatest quantities of Etruscan pottery have been discovered
in the tombs of Tarquinii, Csre, Veil, Ccrvetri, Chiusi, and near Or-
bitello, Volterra, Orvieto, and other places in central Italy, but above
all at VuIcL The best collections are in the Louvre and tlie Vati-
can, at Florence, Naples, Turin, Bologna, Brescia, and many small
towns in Italy in the neighbourhood of the various Etjuscan ceme-
teries, such as Orvieto, Perugia, Grosseto, Volterra, Arezzo, and at
Capua, where a very important ceramic museum is being formed.
LiUruture. — The best articles on the subject of Greek and Etruscan pottery
are scattered through the numbers of various archaeological publications, espe-
cially the Aniiali, the Monumeiiti^ and the BiiUeiino deW Snstituto di Corri-
spondenza ircheologica, Rome, 1829, and still in progress. See also the BuUetino
Archeologico Kapolitano, 1842-59 ; Stephani, Compte rendiL de la Commissioii
Arcliiologiquet St Petersburg, 1859 (iu progress); EulL de Cor. UdUn., in pro-
gress; ArchdologiscJu Zeitiing, Berlin ; Phitologus: Zeitschrift fur das klassische
AUerlhum; JtheiniscJies Mtisenm/Ur Philologies ^ roAa-ofojia, Soc. Ant. London ;
Berichte der sdt:hsischen Gcsellschaft der W isscnschajlin ; Panofka, Antiques dii
Cabinet Ponrtalis, 1834 ; C. T. Kewton, Catalogue of Greek Vases^ British Museum,
1851-70; GcTh&Td. Antike Bitdwerke (lS'2S-4i), Anserlesene griechische Vasenbilder
(1840-58), and Griechische und etruskische Trinkxhalen (1840); Benniiorf, Griech-
ixhe und siciliensche Vascnbilder, 1877, in progress (with fine coloured plates,
all full size): Helbig, IVandgemdlde Campanier^s, 1868; Inghirami, Pitture di
Vasi Jiltm, 1S32-39; Millingen, Unfiled Monutnenis, London, 1822-26: Lenor-
mant and De Witte, Monuments Ceramographi/iues, 1814-61 ; Raoul-Rochette,
.Von 117/1671/5 d'Anliquite Grecque, &c., 1833; Lahn, Gemdlde ans Pompei^ Ac,
1828-59: Brondsted, Thirty-tmo Greek Vases, 1832: Fiorelli, Vast dipinti, 4c.,
1856; Gargiulo, Vasi Jittili Italo-Greci, 183i ; Heydemann, Griechiscbe Vasen-
bilder, 1870, and Die Vasensammlungen des Musea ru Neapel, 1872 ; Jahn, Ueber
Darstdlungen griechischer Dichler auf Vasenbildem, 1861, and Vasensammhtng
zuMunchen, lS'}i; Levezoff, Verzeichniss der antikea Dcnkmiiler. IS34 ; Stephani,
Vie Vasensammlung der Krmitnge, 1869 ; De Wittc, Vases peinis de I'Etrurie,
1837, and Vases peints de la Collection Castellani, 1865 : Brunn, Probleme in der
Gescliichte der Vasenmalcrel, 1871 ; Dumont, Peintures ciram. de la Grhe, 1874,
end Vases peinis de la Grece, 1873 ; Dumont and Chaplain, Les Ch-aviiques de la
Grkce, Paris, 1883 (in progress, with excellent illustrations) ; Kekule, Griech.
Vasengemalde im Mus. zu Bonn, 1879 ; Roulez, Vases du Musee de Leide, Ghent,
1854 ; Collignon, Cat. des Vases du .Viis. d'Athhics, Paris, 1877 ; Froehner. -47ia-
lomie des Vases Grccs, Paris, 1880 : Thiersch, Die hellen. bemalten Vasen, Munich,
1848. The following works deal specially with the vases found in Etruria : —
Inghimmi, Museo Chiusino, Fiesole, 1833, and Mon. Etruschi, 1845 ; Conestabile,
Mon. di Perugia, 1855.70 ; Noel Dcsvergers, V^trurie, Paris, 1862-64 ; Bull.
eUgti Scavi d. Soc. columbaria, Florence, in progress; Oozzadini, Nccropoli a
Marzabotto (1865-70), Sepolcri d. Nccropoli Felsinta (186S), Kecropoli di Viltanova
(1870X and Sepolcri neW Arsenale di Bologna (1675): Zannoni, Scavi d. Certosa
di Bologna (W I), Scavi Arnoaldl (1877), and«Scot<t di via d. Pmtello (IS~ 3); all
these works by Gozzadini and Zanuoni are printed at Bologna. See also Pindar,
Neneean Ode, x. 61-67, and Strabo, viii. p. 381. For inscriptions on vases, see
Ephemeris Epigraphica, and Bbckh. Corp. Iscr. Gr.
Section VII. — Gr-eco-Roman and Roman;
Some specimens of very peculiar glazed pottery have
been found at Cyrene, Cyme, Pergamum, Smyrna, Tarsus,
and other Roman colonies in Asia Minor. It is very deli-
cate and often graceful in shape (see fig. 39), with very
thin handles, fashioned more like glass
than pottery. It is remarkable for being
covered with a thick vitreous graze,
usually coloured either green, orange, or
purjile-brown, with oxide of copper, an-
timoniate of lead, or manganese, quite
unlike the thin almost imperceptible
glaze of Greek vases. This pottery is
mostly small ; some pieces are in the
shapes of cenochoa;, two-handed oups, or
asci, the latter covered with graceful
patterns of vines or other plants moulded
in slight relief. Statuettes and delicate
reliefs, parti-coloured with difl'crent pjg 39,
glazes or enamel.s, have been found at man<Knochoe,highly
several of the above places, and also glazed waio, from
larger vessels, crater.s, and bottle-shaped ^y^^^^l^°{' ^''""°''
vases, decorated with moulded clay em- "■''«"'"• ^
blemata, wholly covered with a fin^ blue glaze. The
Louvre and the British Museum have the best specimens
of this rare ware, which probably dates from the 1st cen-
tury B.C. downwards.
" Samian " ware, the characteristics of which are de-
scribed below, was made in Italy during the 'first period
of Grseco-Roman art. In 1883 some nioukls for cups and
bowls were found at Arezzo, all of the most wonderful
beauty and gem -like delicacy of execution. The figures
-Grteco-Ro-
on them are from about 3 to 4 inches high, but are large
and sculpturesque in their breadth of treatment. Some of
the exquisite reliefs represent dancing fauns and bacchanals,
with flowing drapery, on a background enriched with vine
plants in slight relief. Another has a love scene of extra-
ordinary grace and refined beauty. The modelling of the
nude throughout is most masterly. The treatment of these
reliefs recalls the school of Praxiteles, though they are
probably not earlier than the 1st or 2d century B.C.
Roman PoiUry, 1st Century B.C. to 5lh Century A.D. —
Throughout Italy, Spain, France, Germany, Britain, and
other coimtries occupied by the Romans great quantities
of pottery have been found, varying but little in design
or manner of execution. The principal varieties of this
large and widely-spread species of ware may be classified
thus — (1) Samian ware; (2) plain biscuit clayj (3)
pottery decorated with sUp in relief ; (4) black ware ;
(5) glazed ware.
1. The first class is a fine glossy red ware called
" Samian " from its resemblance to the red pottery pro-
duced in the Greek island of Samos. The name is a con-
venient one, and as it is used by Pliny (H. N., xxxv. 46)
and other early writers it is well not to discard it, though
probably the real Greek Samian pottery bore little resem-
blance to that made by the Romans except in colour and
glossy surface. It is of a fine red sealing-wax-like colour, of
pleasant texture, and is generally decorated with moulded
reliefs. Materials : the clay body usually jconsists of silica
50-64 parts, alumina 18-25, red oxide of iron 7-10, and
lime 2-9 parts ; these proportions vary in different speci-
mens. The red vitreous glaze, or rather enamel, which
gives the ware its fine glossy surface consists of silica 64
parts, soda 20, and red oxide of iron 1 1 (average analysis).
Method of manufaci-ure: the bowls, cups, and other vessels,
richly decorated outside with reliefs, were made thus. In
the case of a bowl, a mould was first prepared, of hard
well-burned clay, covered inside with incuse designs ; these
sunk patterns were made either by hand-modelling or, more
usually, with the aid of stamps modelled in relief. Thus
the inside of the bowl-mould corresponded to the outside
of the future Samian bowl, which was first turned on the
wheel quite plain, but of the right size to fit into the
mould. Then, while it was still soft it was pressed into
the mould, and afterwards both were put upon the wheel
together. As the wheel revolved, the potter could at the
same time press the clay into the sunk ornaments of the
mould and finish neatly the inside of the vessel. In some
cases he raised the walls of the bowl high above the mould
by adding clay, and thus with the same mould could pro-
duce a variety of forms, though the lower or decorated
portion always remained the same. A fine crater in the
Louvre was made in this way. The vessel was then re-
moved from the mould and the reliefs touched up by hand
(in the finer specimens) with bone or wooden modelling-
tools. The reliefs thus produced are often very graceful
in design, but are mostly wanting in sharpness, many being
blunted by the touch of the potter's fingers in handling the
pot after it was removed from the mould.* It was next
covered with the materials for the red enamel, very fijicly
ground and fired in the usual way. Fig. 40 shows a design
of typical character. The outer reliefs consist generally
of graceful flo^ving scroll-work of vines, ivy, or other orna-
ments, mixed occasionally with human figures and animals.
The finest sorts of Samian ware were made at Arezzo
(Arctium) in Italy ^ and Saguntum in Spain (the modem
' In some rare coses tlio reliefs were moulded separately and then
applied to the plain wheel-turned vessel while yot soft, but this waa
exceptional.
' See ?'abroni, Vati filltli Arclini, 1-iil, and Ingbiranii, Mon.
Etrus., 1845.
618
ED T T E R Y
[eoma:*.
Plain'
biscait.
Murviedro). It was also produced in France and Ger-
many, and the discovery^pf _a, Samian bowl -mould at
York makes it-' ,„
appear probable "* - ' ' " " *
that it was made
in Britain, where
great quantities
of it have been
found. ~ This
ware is of great
beauty, both in'
colour and in its \
delicate surface
reliefs ; it is the'
mostartistic sort >
Fio. 40.— Bowl of Samian ware, with moulded'
patterns in slight relief. '
of pottery that the Romans produced. It appears to have
been highFy valued, as many Samian bowls have been
found carefully mended with bronze or lead rivets. In
addition to the moulded ware many vessels of the same
class were made plain from the wheel ; others have a
peculiar scale ornament in relief applied by the potter's
thumb, a form of decoration common in other varieties of
Roman pottery. , ' .
,2. Plain Biscuit Pottery is made of simple unglazed
day, without decoration, of a soft body and quite porous.
The clay is mostly composed thus : silica 48-69 per cent.,
alumina 10-22, oxide of iron 8-13, lime li-18 per cent.,
but it, of course, varies according to the locality where the
pottery was made. Fig. 41 shows some of the forms of
Fig. 41'. — TvDic&rshapes of common Eoman liiscuit pottery.
this simple ware. It was " specially used for amphone,
often nearly 2 feet high, sepulchral urns, and vessels for
common domestic use. The forms are mostly graceful and
natural. The clay is of many colours, including all shades
of red, grey, brown, yellow, and (rarely) almost pure white.
Some of this pottery has the grain which had been pro-
duced by the wheel carefully smoothed out by a tool or
the potter's hand, or in some cases by dipping the piece
into a bath of thin fluid slip, but it is more commonly left
without any attempt at smoothness or high finish.
3. Pottery toith Reliefs applied in Slip. — This is a very
remarkable kind of decoration, in which great skill was
shown by the Roman potters. The slip, finely-ground
clay, was mixed -(vith water to about the consistency of
vei-y thick cream, and was allowed to run slowly or drop
otf a wooden point or flat spatula upon the outside of
ordinary wheel-made pottery. Very spirited figures of
animals (see fig. 42) — hares pur-
sued by dogs, hons, goats, horses,
deer, or even complicated sub-
jects with human figures such as
gladiators' combats — and a great
variety of graceful scroll -orna-
ments of vine, ivy, or convolvulus
were produced in this way with
wonderful ingenuity. Both the
outline and the modelling were
given vnth. curious precision by
the quantity of semi-fluid slip Fig.~ 42. — Roman ciip,' with
which was allowed to flow off the" reliefs of a stag puisnert by a
tool. The bbdy, e.,9., of a dog bound, executed in sciHi-fluid
would be poured off a sort of
small palette-knife, and its thinner legs formed by trailing
along a point dipped in the slip. Tools for this purpose
have been found near Roman kilns. One of the most
elaborate specimens of this kind of pottery is a cup in the
Colchester Museum, covered with reliefs of chariot -races
and gladiators' combats, done with great vigour and even
minuteness of detail considering the diflSculties of the
process. In some cases, especially when the designs are
simple scroll or geometrical ornaments, additional effect
is produced by the use of a slip coloured differently from
the body of the pot. Frequently the relief-patterns are
white, made of pipeclay, applied to a red or dark coloured
vessel. The vessels with this class of decoration are
mostly small bowls, cups, or bottle-like vases. Some few
are made of the Samian ware, but more commonly they
are grey or blackish with body and slip both of the same
clay. A great deal of coarse Roman pottery is rudely
decorated with a thin slip of red, white, or yellow clay,
put on with a brush in coarse bands or scroll-patterns.
The slip in this case is treated as a pigment of the sim-
plest kind, and does not stand out in relief. With this
trifling exception, nothing in the form of painted vases
was produced by the potters of Roman times.
4. Black Pottery is usually made from a very silicious or Blad
sandy clay, composed thus — (average of several analyses) w*'^*
silica 76 parts, alumina 10, oxide of iron 9, lime 2. It
owes its black colour and rather metallic gloss to the
direct contact of smoke- in a close or smother kiln. If
heated in an open fire it burns out usually to a greyist
white. A great deal of this ware belongs also to class
3, as it is frequently decorated with simple patterns in
white slip ; the presence of the white clay on the black
body implies a second firing, free from the contact of
smoke, and not high enough in temperature to burn the
black out of the bofly of the pot. This ware was largely
made at many places in Germany Slong the Rhine, in
France, and especially at Castor in Northamptonshire,
where remains of manj' Roman kilns have been found.
It varies very much in .shape and in method of decoration.
Some of the numerous specimens from Bonn and Rhein-
zabem are treated in a manner different from the British
varieties. A few are coated ^\'ith a black similar to that
used by the Greeks, but very thin and poor in quality.
Others have a mechanical polish applied after firing, whilst
the pot was again set on the wheel, by rubbing it with
black lead, occasionally applied in bands of alternately dull
and bright black all round the pot. A fine specimen from
Coblentz, now in the Sevres Museum, has a curious com-
bination of stamped work and reliefs formed in fluid slip.
The design represents a lion running through vine-branches.
The body of the lion and the grapes are stamped from a
mould, the rest being done in slip. Cups and small jars o)
this ware are frequently modelled into strange shapes bj
WlTAN.]
POTTERY
619
being pinched in at .various places by the potter's fingers
while they were fresh from the wheel. Others are deco-
rated with groups of dots, made of semi-fluid slip, appa-
rently applied through a pierced stencil-plate (see fig. 43)
The dots are arranged
in close rows, forming
rectangular patches, ar- ;
ranged round the body J
of the vessel, — a very ^'
dull kind of ornament, ^
which may, however, i
have had a practical use ^
in making the pottery Fio. 43.— Koman black ware decomted
less liable to slip from 7^'^, ^7^\,°llTJlZ"^'"^' '"^
, , , , „ ^ blackened in tlie smother kiln,
the holders fingers.
5. Glazed Pottery. — This is rare, but has been found in
most of the countries once occupied by the Eomans. Some
of the best specimens resemble that described abcwe as
Graeco- Roman glazed ware. Most are, however, veiT'
inferior, both in execution and in the quality of the glaze,
which is a true glass, usually coloured light green or brown-
ish yellow. A cake of semi-fused greenish glass, appa-
rently intended for this purpose, was found in the ruins of
a kiln in Britain. This glazed pottery is small, and is
decorated in various ways, by incised lines, or groups of dots
in relief, or by brush-applied stripes of red or white clay.
In addition to the forms of Roman domestic pottery shown in
the above figures one peculiar shape occurs very IVecjuently, namely,
the "mortarium," a large shallow dish, made of thick clay, with
a spout at one side, used for triturating cooked vegetables or other
soft substances. The inside of these mortar-like dishes is often
roughened by being sprinkled, while in a soft state, with crushed
quartz or pottery, apparently to aid the process of pounding.
They are made of various kinds of ware, especially red Samian and
yellow biscuit clay.
Clay lamps were very largely used by the Eomans, mostly made
of plain biscuit clay, but the finest specimens are in the red Samian
ware. A few have been found with a thick vitreous glaze, coloured
like the rest of the Roman glazed wares (see Lamp, vol. xiv. p. 247).
An extensive use of baked clay was made by the Romans in the
manufacture of bricks, roofing -tiles, flue-tiles, drain-pipes, baths,
and even coffins. The bricks are generally very large and thin,
some 15 to 18 inches long, and only 1 J inches thick, and walls were
entirely built of them. They were also used to form alternating
bands in atone walls, the brick bands usually consisting of from
three to five courses. In Rome bricks were merely used as a facing
to concrete walls. They are always triangular in shape, except such
as were set at the angles of walls and used as facing to arches. Those
used for the latter pui'pose are generally two Roman feet square
(about 1 foot Hi inches English). See Rome. Tlie ."system of
hteting employed by the Romans in their houses and baths was
very ingenious and complete. Sometimes the whole walls of a room
were lined with clay flue-pipes, square in section, whicli, being con-
nected at the bottom with the hypocaust, carried the hot air over
the whole wall-surface as well as under the floor (see IS.VTff), the
mosaic and concrete area of which (the " suspensura ") was supported
on large clay slabs carried on short brick pillars.' Flanged tiles,
similar to those used for roofing, were often built up on edge, with
others set across the top, to form graves, and to protect tho-se}ml-
chral urns and otlicr buried objects from being crushed by the
weight of earth upon them.
Roman roUery-kilna. — Great-numbers of Roman kilns have been
found in various countries, but none quite perfect. They are small,
round, or oval structures of brick, with a place for the fuel at one
aide, and a floor made of pierced slabs of clay, on which the pots
were piled, the flames and hot air passing througli the holes in
the.clay floor. Most kilns wore probably covered by a brick dome
with a central opening, exactly the same in principle as the early
Corinthian kiln shown in fig. 3. The smother kilns may, how-
ever, have been arranged rather differently, so as to fire the rots
m'an atmospherB of heated smoke ; or this may liave been (lone
by partly closing the aperture at tlio top, in order to half smother
the fire, and prevent its burning with a hot clear flame. Fig. 44
shows the remains of one of the Castor kilns, about 7 feet in diameter,
with an arched opening for the insertion of the fuel, and a pierced
floor, made of large clay slabs radiating to a central point, where
Cliey were supported by a brick pillar. Other kilns have been found
In the Upohvirch marshes (Kent), along the Severn banks in Shrop-
ahire, nt^shdon (Essex), Colchester, London, York, and many other
wniano- British towns. Though varying in shape, yet in ijoneral
principle Roman kilus, in whatever country they are found, are
practically the same.
Inscriptions on Eoman Pottery. — Potters' names, impressed from
oblong or circular incuse stamps, occur very frequently on many
varieties ,of Roman pottery, especially on the plain biscuit axA
Fig. 44. — Roman kiln fouml at Castor. The low arch is for the inser-
tion of the fuel ; the pots rested on the perforated floor, made <A
clay slabs ; the top of the kiln is missing, — it was probably a dome.
Samian wares. Teutonic and Gaulish names sometimes appear,
showing that in certain cases native potters worked at the Roman
potteries. 'W^ien the potter's name is in the nominative, it la
followed by F. or FECIT ; if in the genitive, by MAN V or
OPFICINA, usually in some contracted form. In addition to the
potter's name those of the owner ^ f the workshop and of the estate
from which the clay came occasionally occur, as, for example,
OP{US) DOL(IARE) L. IVLI THEOD(OTI) EfQVmS)
R(OMAOT) FIG(LINAE) SAL(AKLA.E) EX PR(AEDIS)
FL(AVII) TITIANl C. V. (clarissimi viri), " Pot-work from the
salarian manufactory belonging to L. Julius Theodotus, a Roman
knight, (the clay taken) from the estate of Flavius Titianus, a most
distinguished rierson," this last being a title us4d like the English
"esquire." This brick stamp is from a house built against the
ancient wall round the Capitoline hill, and dates from the middle
of the 2d century A.B. Few brick stamps found in Rome are older
than the end of the 1st century a.d. ; but some have been found
at Velia in Cisalpine Gaul dated with the names of the consuls for
75 B. 0. Others have also the name of the ruling emperor. Roman
soldiers were often employed to make bricks and tiles ; and many
such are stamped with thc.mark or number of a Roman legion, e.g.,
LEG.VI.for "legio sexta." Amphoite were occasionally inscribed,
in rudely-painted ochre colours, with words to indicate the quality of
wine they contained or their measure of capacity, but such inscrip-
tions were probably added when the amphorae were in their o\vner's"
cellar, and were simply painted in tempera. Numbers of largo
amphora; were frequently embedded in the concrete of which Roman
vaults were made, especially during the 3d and 4th centuries A.D.,
one object of this being to gain lightness without much loss of
strength. The circus of Maxentius and the mausoleum of the
empress Helena, both outside the walls of Rome, are examples of
this curious use of pottery.
ii<cra«urf.— Pliny, H. N., xxxv. ; Birch, Ancimt Potlerti, 1873; Jevitt,
Ceramic Art of Great Britain, vol. i., 1S77 ; Artis, The Durobn'vm of Antowinta,
182S ; Church, Corinium Mitseum, lS71 ; Cochet, ArchMogie c^ramiquf, 1860 ;
Hoach-Smith, Roman London, 1859 ; Wright, The Celt, the Itomati. and tAt
."iaxon, 18til ; Marcilly, L'Art c^raviique tn, O'aute, 1874; Fabroni, Vaii JittiH
Aretini, 1841 (Samian woi-e) ; Robert, Lcs figures dM poteries rovtjttttres antiques,
18(l/i ; Shortt, Sitlria an.'if/iJa Israna, 1841. Sco nlfio nmiiy articles iu ArctlMO-
logia, the Aretuvological Journal, and other societies' Proceedings.
Section VIII. — Persian and Moslem.
It is convenient to class under this head all the numerotn
varieties of pottery which were the work of lilosiem races.
In all this pottery, \vith the exception of that included
under the head " Hispano- Moorish " (see p. 622), there is
a great similarity in character of design ' and in methods
of execution, both of which appear to a great extent to
have been originated and brought to higliest perfection
under the Persians, wlio seem. to have inherited,' through
the Sasanians, much of the skill in mani])ulating clay and
manufacturing enamels and glazes which was possessed
by the people of ancient Assj'ria. The Persians of the
10th to the 17th century, perfect masters of all the de-
corative arts to a decree possessed probably by no othei
620
POTTERY
[PERSIAN.
race or age, excelled in pottery as inT other handicrafts.
Their enamels and glazes are made and applied with the
greatest skill ; their colours are brilliant and yet harmoni-
trns ; and the patterns painted on their pottery are designed
With the most wonderful grace and freedom, together with
a perfect sense of the right kind of ornament to use for
each special place and material. '
Materials used by Persian Potters. — In~ most cases the
clay body of Persian pottery is completely covered either
with a white enamel or with slip, and therefore any sort of
clay sufficiently plastic for the wheel suited the purpose^
whatever its colour. The enamel was much the same as
that used by the ancient Assyrians, except that it con-
tained a much larger proportion of oxide of lead, of which
there were often three parts to one of oxide of tin and
five of silicate of soda. The white slip is silicate of
alumina with some alkali. The glaze is either a pure-
silicate of soda, or has in addition a Little oxide of lead to
increase its fusibility. The pigments are oxides of cobalt
and copper for the blues and greens, manganese for the
pvirples, oxides of copper and iron for the reds, magnetic
oxide of iron for the black, and antimony for the yellow';
a rich warm orange was produced by a mixture of anti-
mony and red oxide of iron. It is not always possible
without actual analysis to tell ■syhether the white ground
of Persian pottery is a tin enamel or a glazed slip, especially
as in many cases a glaze is applied over the enamel ; but
this is not a point of great importance, as the decorative
treatment of the white ground was in either case much
the same.
The following are the chief varieties of Persian pottery.
1. Lxistred Ware. — The application of lustre colours
requires a special process of firing. The following descrip-
tion applies equally to the other two classes of pottery in
which lustre pigments were largely used, namely, Hispano-
Moorish and Italian majolica. The special beauty of- the
lustre depends on the decomposition of a metallic salt,
usually silver or copper ; the required design was painted
in a pigment composed mainly of this salt over the sur-
face of the smooth enamel or glaze after it had been fired.
The vessel with the lustre pigments was then fired again
in a kiln specially so arranged that the heated gases and
smoke should come into contact with the metaDic pig-
ments ; the minute and heated particles of carbon in the
smoke combined with the oxygen of the salt, setting free
the metal, which was left, in a finely-divided state, fixed
on the surface of the enamel. In this way a beautiful
prismatic effect was produced like the colours of mother-
of-pearl. The lustre colours when looked at from one
point of view are simply various shades of browns and
yellows, but when seen at an angle they appear shot with
the most brilliant violets, blues, purples, and red. They
were used generally, and with best effect, over a white
ground (see fig. 45), but also over deep-blue or green
enamels. Lustre colours were specially used by the Persians
for wall-decoration (see Tiles), but they also used them on
both white and blue enamel grounds to ornament hookah-
bottles, bowls, plates, ewers, and tall rose-water bottles.
The lustre is generally used alone, and not, as in the Italian
majolica, combined mth other non-lustre pigments. Its
use is very early in Persia : dated specimens exist of the
10th century ; and its manufacture has continued down
to the present time, though that now made is of a very
inferior quality.
2. Coarse pottery covered ■with a fine white silicious
slip, on which arabesques and other simple patterns are
painted in black, the whole then covered by. a transpafent
green glaze. This is a very ancient sort of ware, made in
Eg3rpt during the XVIIIth Dynasty and many centuries
after by Moslem potters, from the early years of their occu-
pation of Egjrpt down to a very recent period. To this
class belong the "bacini" or large dishes with which some
Flo."'45. — Persian ewer, white enamelled gnound, with pattern ift
brown copper lustre ; the upper part has a blue ground. The mount.
ing is gilt bronze, Italian 16th-century work. (British Museum.)
of the 12th-century churches in Pisa and other towns in
Italy were decorated. They were built in on the outside
walls of the campanili, or used in rows to form friezes.
In design and method of execution they have nothing in
common with Italian majolica, and the oft-repeated story
of their being the models from which the Italians learned
to make their majolica appears to be a baseless fable.
3. Sgraffiato TFnre.— ^These are certain large bowls or
jars decorated in a peculiar way, being covered first with
a coating of white enamel and then with a complete coat-
ing of brown or deep-blue enamel. The pattern, usually
graceful branches of plants with pointed leaves, is formed
by cutting through the upper coloured layer down to the
white enamel underneath befpre firing in the kiln. Thus
the design appears in white with a coloured ground. The
white is, of course, slightly sunk below the coloured layer.
Bowls thus decorated are mostly white inside, with a little
simple painting in blue, the sgraffiato or incised work being
only on the outside.
4. The next class is the reverse of the incised ware in
treatment : the whole vessel is covered with brown or blue
enamel, and the design, either arabesques geomfetricaUy
treated or natural sprays of Joliage, is painted over it in
white enamel, thickly applied so as to stand out in slight
relief. This and the preceding class are usually glazed
over the enamels, a common Persian practice, to gain addi-
tional richness and brilliance of surface. Somewhat akin
to this ware in style is a very beautiful sort of pottery
with most graceful and delicate designs touched on with a
fine brush over a white enamel ground. The pigments are
blue, green, grey, and a very rich orange tending to red,
and are all thickly but very delicately put on ; these pieces
are of extreme beauty both in colours and in design. Tall
jars, bottles, bowls, plates, and hookah-jars are the vessels
usually decorated in this way. Some of the large plates
are perfect marvels of decorative beauty of_the_most
refined and graceful kind. ^
5. Damascus Ware. — Under this head is generally DamT
included 'a good deal of Persian pottery made at other '^"^^'
places besides Damascus, but of similar style and colour-
ing. It is mostly remarkable for the fineness of its white
enamel or slip, its rich glaze, and the beauty of the designs
and colours. One class is painted wholly in various tints
aHODIAN.J
P O T T Ji: R Y
621
of blue, the design being often regular and treated with
some geometrical stiffness. Other sorts have in addition
a soft olive green, and purple-brown made of manganese
/see fig. 46). One of the finest specimens of the 'ware is
fia. 46. — Plate of Damascus ware, painted in several tints of blue,
B quiet green, and manganese purple. (British Museum.)
ft lamp taken from the Dome of the Rock at Jerusalem,
(ind now in the possession of Mr Drury Fortnum, F.S.A.
(see fig. 47). It is inscribed in large blue letters vrith
pious sayings of
Mohammed, and in
small black charac-
ters round the lower
rim, "In the year
9.56, in the month
JumAdii 'l-\lla. The
painter is the poor,
the humble Mus-
tafa." According to
our reckoning this
date is June 1549
A.D., the year when
the Dome was re-
Stored by Sultan
Suleiman, who was
probably the donor
of this 'beautiful
lamp. One class of
painted decoration
used in Damascus
ware has flowers
treated in a simple
way, yet with much
natural beauty, such Fw- 47.— Lamp from the Dome of the Rock,
astherose,hyaeinth, f^'^i^'^''' f^ T° 'tT "n**' *^-
. ,. ' •; : (Collection of Mr Drury Fortnum.)
tulip, carnation, and ■
others, arranged on large plates and bowls with the most
perfect skill and good taste. The plate shown above (fig.-
46) is a good example of this sort of design.
6. Rhodian ware, go called because it was largely
manufactured by Oriental potters in the island of Rhodes,
is made of rather coarse clay, covered with a fine white
silicious slip, on which the decorations are painted, the
whole being then covered Tsith a thick glaze formed of
silica, oxide of lead, and soda. Its chief characteristic is
the use of a -fine red pigment, which owes its colour to
the red oxide of iron. This pigment was applied m very
thick body, so that it stands out in actual relief like
drops of sealing-wax. Plates, tall bottles, jars, mugs, and
pitchers with handles are the usual forms. They are all
decorated with patterns of great beauty and splendoui
of colour, brilliant blues, greens, and the peculiar red being
the chief (see fig. 48). The designs are mostly flowers
exactly the same in
drawing and ar-
rangement as those ^
on the last- men-
tioned sort of Dam-
ascus ware. Other
more geometrical
patterns are also
used, but mostly for
wall-decoration. The
finest specimens of
Rhodian ware date '
from the 16th and
first halfof the 17th
centuries. Other
pieces of this pot-
tery, which appear
to have been made
for European buyers,
have coats of arms
or human figures, the
latter very Coarsely
executed, and prob
ably later in date
than the purely Ori-
ental designs. The town of Lindus, where ruined kilna
yet remain, was one of the chief places in Rhodes for the
production of this kind of pottery. With other Oriental
wares it was imported into western Europe during tha
16th century. Some specimens exist with English silver
mounts of the time of Elizabeth, very elaborately wrought.
It was probably included under the title of " Danias ware,"
a name which often occurs in mediaeval inventories, and
appears to include many varieties of Oriental pottery, all
of which were very highly valued in France, Italy, and
England during the long period when the native pottery
in those countries was of a very rude description. The
South Kensington M iseum and the Hotel Cluny in Paris
have the finest collections of this magnificent class of
Oriental pottery ; some very choice specimens are in the
British Museum and the Louvre.
7. Pottery made in Persia under Chinese Influence. — This
includes several varieties more or less strongly Chinese in
method of execution or in design. It is recorded that
J5b4h 'AbbAs I., a great patron' of all the arts, about the
j'ear 1600, invited a number of Chinese potters to establish
themselves at Ispahan for the sake of introducing improve-
ments in the manufacturo of pottery. Though no hard
porcelain like that of China appears to have been made in
Persia, several new methods of work were introduced, and
a new style of decoration, half-Chinese and half-Persian,
was largely used for a long period after the arrival of the
Chinese potters
The main varieties of this Pcrso-Cliineso ware are the following.
(1) A sort of semi-porcelain, called by English dealers, quite with-
out reason, "Gombroon ware," which is pure while and semi-trans-
parent, but, unlike Chinese porcelain, is soft and friable where not
Flo. 48. — Rhodian jug.
protected by the glaze. It is composed of silicate of alumina, with
ireo silica, and an alkaline tlux ; in the heat of an ordinary porcelain
furnace it fuses into a transparent glass. It is very fragile, but is
of an extremely pleasant texture and slightly creamy tint. It is
frequently decorated with simple patterns pierced through the sides
of the vessel; the. holes are filled up by the transparent glaze
which covers the whole, thus forming, as it were, little winUowi
of ploaj glass. It is also often decorated with painted flowers or
622
E O T T E R Y
[hispaxo-.moorish.
trabesques in cobalt blue and manganese purple. The forms of
the ware are small and delicate, mostly cups, plates, bowls, and
flower-vases with many necks ; these were made from the 17th down
to the 19th century. (2) Celadon, very like that made in China,
but greyer in tint, is conmion earthenware covered with a green
enamel. It was much valued by tlie Persians and other nations on
account of the belief that a cup of this ware betrayed the presence
of poison either by breaking or by changing colour. The Persians
call it " jachmi " (jade), from its resemblance to that valuable stone.
(3) Pottery of coarse clay, modelled with blunt reliefs, and the
whole covered with gi'een enamel. Another variety is covered with
a bright blue enamel, chiefly used for ewers, hookah-bottles, and
tall jars. The moulded reliefs are either flowers or human figures,
poor both in design and execution. This kind of decoration was
(nueh used for heavy square bottles or tall jars ; it has little or
ho trace of the usual Persian tastefulness of design, and the colour
IS harsh. Most of this ware is not older than the 18th and 19th
Centuries. It is very largely Chinese in style. (4) Pottery painted
tn cobalt blues on a white ground, with some black, used chiefly
for outlines. This is the largest class of Pefto-Chincse pottery,
and of it were made large dishes, bowls, bottles, ewers, and almost
all forms of domestic and ornamental vessels. In some the design
is purely Persian, in others almost purely Chinese, while in others
the two styles are mingled. The Chinese grotesque dragons and
mannered treatment of fir trees and even human figures frequently
occur, but the more graceful designs have flowers and foliage arranged
with that great decorative skill and good taste for which the Persians
ac&^ remarkable. Fig. 49 shows a dish from the South Kensipg-
KBr ^S^-'Persian plate painted in blues only, ^soiita Kensington
Museum.)
ten Musenm in which there is little or no Chinese influence in the
design ; it is painted only in blues, and dates from the 17th century.
Some few pieces have figures and flowers moulded in low relief,
merely indicating the form, and then painted in blues and black
lines. On the whole this class of pottery is very decorative in effect ;
the glaze is thick, and the blues frequently softened by having run
a. little in the firing ; the difi'erent shades of blue are very varied and
tarmonious, ranging from indigo to a deep ultramarine.
Hispano-Moorish Pottery, and Enamelled Lustre Wares
produced under Oriental Injliience in Sicily and the Balearic
Isles. — To the earlier or Arab period of Oriental rule in
south-west Europe no existing specimens of pottery can be
attributed, though there are sufficient records to show
that the Arab potters of Spain, as of other parts of the
World, were highly distinguished for their skill and the
artistic beauty of their wares. The existing specimens of
Hispano-Moorish pottery, which are very numerous, date
from the early years of the Moorish occupation, towards
the end of the 13th century, and continue down to the 17th
century. During this long period three stages were
passed through, each with characteristics of its own, but
passing imperceptibly one into another, — (1) pottery made
by the Jloors for their own use; (2) pottery made by
them for the use of their Christian "conquerors ; (3)
pottery made by Spanish potters who imitated the techni-
cal methods of the Moors, and to some extent their designs
and style of decoration.
Technical Methods, Colours, dr. — The technical methods
remained the same throughout all three periods. The pro-
cess was this. After the pot had been thrown on the wheel,
a rather coarse red or yellowish clay being used, it M'as
dipped into a cream-like mixture of the materials for its
white enamel coat. This, like the white enamel of Persiai.
pottery, was simply a glass rendered white and opaque by
the addition of oxide of tin. When fired, the vessel was
covered with a smooth coat of enamel, slightly creamy in
colour and very pleasant in texture. Only two colours
were used for decoration, and very often only one. The
chief of these was a lustre, made with oxides of copper or
silver, and varying in tint from a pale lemon yellow to a
deep coppery red. The peculiar application of lustre-colour
has been described above under the head of " lustred ware "
(p. 620). The other colour is a deep indigo blue, varying
in tint, and produced sometimes with copper and sometimes
with cobalt oxides. The blue was appKed before the lustre,
which always required a special and final firing under differ-
ent conditions from those necessary for the fusion of the
white enamel and the blue pigment. The chief towns in
which the ware was manufactured were JIalaga, Valencia,
and Manises (in the province of Valencia) ; the celebrated
amphora-shaped vase found in the AUiambra was probably
from the first of these places. Ibn Batuta (14th century)
describes the beauty of the "gold -coloured pottery" of
Malaga, and says that it was largely exported into distant
countries. Marineo (Cosas tnemorables de Espana, 1517}
and Ercolano {Historia de Valencia, 1610) both praise
highly the "gilt pottery" made at Valencia and Manises.
The term "gilt" refers to the metallic golden colour of the
lustre. Pieces of Valencia ware occur with the accompany-
ing mark (No. 1). The usual forms of this pottery chiefly
consist of deep dishes and bowls, jars, drug-pots,
goblets, and large bucket-shaped vessels. The |
early ones, such as the Alhambra amphora, dating
from the early part of the 14th century, are decor-
ated with delicate and graceful arabesque patterns,
or branches of a plant like the briony, the leaves
of which are often alternately in blue and in yellow Potter's
lustre. A few have Arabic inscriptions. The de- "! ^
signs are most masterly, drawn with great freedom
of touch, and very decorative iu effect. The delicacy and
minuteness of the painting are often increased by white
lines on the yellow lustre, done with a wooden point by
wiping out the lines through the lustre pigment before
it was fired ; this could be done easily, because' the lustre
was painted on the hard smooth enamel after it was fired,
not on an absorbent bisctxit surface.
The pottery of the earlier period has mostly a lustre of pale
almost lemon yellow made \vith oxide of silver, while the later and
coarser varieties have a deep-red lustre made from copper, which
is rather harsh and too metallic in appearance. The decorations
of the second period are very frequently heraldic in character. A
favourite design for large dishes is a lion rampant or a displayed
eagle, the latter used as the emblem of St John the Evangelist, the
patron saint of Valencia ; others have shields with the arms of
Castile and Aragon or of royal personages. Blany of the grandly-
decorated dishes are not only ornamented on ,the front but also
have their backs elaborately covered with rich and gi-aceful ara-
besques. Some of this ware is moulded in slight relief; plates
have slightly projecting ribs; and goblet-shaped cups have swelling
gadroons, a form copied from, metal originals. Fig. 50 shows a
fine dish, now in the British" Museum, painted in copper lustre
and blue ; though Moorish in stvle, it has a Spanish inscription,
SENTA CATALINA GVARDA NOS. The pottery of the
third class is very inferior in all respects 'to the work of the Moorish
potters. Not only is the lustre harsh in quality but the designs
are very coarse and often rudely executed, though still for the
most part retaining strong traces of their Oriental origin. Th9
■y chiefly
9
TEUTONIC. GAULISH. ETC.]
POTTERY
623
mark appended (Ko. 2) is attributed to the manufactoiy of Manises,
which was very productive in the 17th century.
In addition to the lustred pottery of this sort made in Spain
ware of similar design and execution was produced in
the Balearic Islands. Uany pieces e.\ist bearing the
aims of Inca in llajorca. The beauty of Balearic pot-
tsry is mentioned by Giovanni da Uzzano, who wrote a I'
treatise on trade and navigation in li4'J. It was also
alluded to by J. C. Scaliger [ExercUalioncs, .xcii.) in K.O^
the 16tli century. This pottery was largely imported IXa^ j
into Italy, where it no doubt influenced the design of § T |
some of the so-called "majolica," though it can hardly p^tj^^.g
have originated its manufactui-e, as h.is so often been n,^]^
asserted. jj^ o
Another class of pottery has been attributed to the
Moslem conquerors of Sicily, though without much distinct evi-
dence. It is very sinrilar to the Hispano-JIoorish ware, e.\cept that
the lustre is painted over a ground of blue not white enamel. Some
jFlO. 50. — Hispano-Moorish plate, painted in blue ana copper lustre.
other pottery, with paintings in blue with black outlines, on a
Jfhite silicious slip, and covered by a thick vitreous glaze, may
jlie the work of Siculo-JIoorish potters. The designs are very bold
and effective, often with inscriptions in large Arabic characters, or
grotcsfiue horses and other animals, boldly drawn. The attribu-
tion of Moslem pottery to special localities is always diflicult and
uncertain, owing to the great similarity in design and in methods
of execution that is always common to Moslem races wherever they
may have chanced ta settle.
The Kensington Museum and the Hotel Cluny have the best
toUections of Persian and Hispano-Moorish wares. The British
Museum, the Louvre, and the Archieological Museum of Madrid
have many very choice specimens. Others are scattered through
the various museums of Europe.
In other parts of the world, especially among the Moslem people
l«in , of India, Persia, and northern Africa, very graceful pottery is now
trici. made, especially tlie plain biscuit varieties, in accordance witli
^.traditional forms and methods. The common pottery of Egypt is
very beautiful in shape and often pleasant in colour and te.tture ;
at several places on the banks of the Nile a fine red ware, very like
the Roman " Sainian," is still largely manufactured, and the water-
jars made of the common brown clay are generally fashioned in
shapes of almost Hellenic beauty, which seem to have been con-
tinually used since the time of the Ptolemies.
LitrraUirt. — For the subject oT the preceding section the reader may consult
Clmnlin, Voyages en Perse, c. 1G50 (printed in ISll); Rocliecliouart, .S'oiiroiirs
il'iin Voyafie <ii Perse, 1867; Henderson, Colleclton of Pollery. ic, I60s ;
Fortnum, .SoiilA Kensinglon Museum Ciilaloguc of Pollery, 1S73; Davlllier. L'S
Faiencts Hispano-Moresques, 1801 ; and many works ou the ceneral history
of pottery.
Sectiox IX. — Teutonic, SAXo:^f, and Gaulish.
Great quantities of sepulchral urns have been found
dating from the departure of the Romans from Britain-
to the 10th century, but almost no specimens exist of the
domestic pottery of this period. The, shapes, the char-
Uiter of the clay, and the ornamental patterns on the
cinerary urns are very much the same whether they are
found in Germany, Scandinavia, Britain, or France : they
mostly show traces of Koman influence ; some are even
coarsely-e.\ecuted copies of red Sainian ware, and are skil-
fully wheel-made and well fired. Others are very rude,'
hand -made, and scarcely to be distinguished from the
pottery of the early iron age. In the main, however, the
urns are much neater, more glos.sy, and more elaborately
ornamented than the prehistoric pottery. They are made
of hard well-burned clay, generally grej', brown, or blackish
in colour. The decoration is often very elaborate, with
incised lines, some arranged in wavy bands, others in wheel-
made rings. The most characteristic ornaments are simple
geometrical patterns, stars, crosses, the svastika, and others,
impressed in the soft clay from wooden stamps (see fig. 51).
Fia. 51. — SaxoQ ciueraiy urns ; the stamped patterns are
shown full size.
Many "urns have a ring of bosses pressed out from 'the
inside by the potter's thumb, and some few liave bands or
stripes in coarse ochre colours or white. The surface of
the urns is frequently glossy, partly from the hard silicious
quality of the" clay, but often because it has been mechani-
cally polished. A black shining surface was sometimes
given with graphite (plumbago), as was the case with some
of the Koman black pottery. A lump of graphite was
found with blackened urns in a tomb at HOgelberg.'
Medixval Pottery of Emjlatid and France, 11th to 15th English
Century. — Though great quantities of pottery for domestic """^
use were made during this period it was extremely fragile, nj^jj^jai
and, being of very coarse ware, without artistic beauty, few ^arc
specimens have been preserved to our times. It consisted
mostly of tall jugs, globular pitchers, bowls, dishes, and
drinking-cups, all of which were made for some centuries
with but little variation in shape or quality. Fig. 52
shqws a selection
of common forms,'
usually made of
coarse red or yel-
low clay, often <
ered with
slip, and partly
glazed with a green
or yellow vitreous
glaze, rendered
more fusible by the
presence of a large p,g_ 52. -Common lorms of mediaeval pottery;
proportionof o.xide the upper part of the slender jug is covered
of lead. Somcliavo with a green vitreous lead glaze; the othec
coarse painted '' «nglazed with stripes of red ochre,
stripes in coloured cchrcs ; others have heraldic badges ci'
fanciful ornaments, rudely modelled, and fastened to the
body of the pot ; and some grotesque jugs arc formed ii:
> Sec Du Cleuzioii, Lit pt^lerie Oauloise, 1872, and Cocliet, ArMo-
lo'jie ciramijiie, I860.
I
624
POTTERY
[ITALIAW
the shape of animals or knights on horseback. The most
graceful in shape were pilgrim-bottles, flattened globes,
very like one of the forms common in Egyptian and
Assyrian pottery. The common domestic pottery of the
Middle Ages 'was made and used in enormous quantities'.
Though it was wonderfully cheap, yet the ease with which
it was broken made it a serious and often-recurring item
in the household expenses of rich or royal personages.
The list of e.xpenses of a feast on the anniversary of
Queen Eleanor's death (wife of Edward I.) contains this
item, "pro M'* et D discis, tot platellis, tot salseriis, et
CCCC chiphis xliis,"— that is, 42& for 1500 dishes, 1500
plates, 1500 saucers, and 400 cups. The 42s. are perhaps
equal to £25 of modern money, a small sum for 4900
pieces of pottery.
Section X. — Medieval and Modern Italian.
Sgraffiato Ware was made by covering a vessel of red
clay with a coating of white slip made of some natural
white earth like pipeclay. This was done by dipping
or by pouring the fluid slip over the red vessel. When the
white coating was dry the design was formed by cutting
it away so as to expose the red body underneath. In this
way bowls, dishes, ewers, and other vessels were decorated
with human figures, or with graceful scroll -patterns of
foliage and flowers. The patterns were then picked out
jwith bright colours, — yellow, blue, and gi-een ; and finally
the whole was glazed with a very fusible lead glaze (see
fig.' 53). This is probably a very early method for the
Fig. 53. — Italian sgraffiato plate, 16th century. (South Kensington
Museum. \_
decoration of pottery in various parts of Italy ; but only
few existing specimens are older than the second half of
the 15th century. Some of the earlier specimens have
very graceful designs, of almost Gothic style, executed
with great spirit, and very decorative in effect. SgraflSato
ware continued to be made during the 16th and 17th
centuries, especially in the neighbourhood of Pa via ; it
was, however, but little esteemed owing to the greater
popularity of painted majolica. Kude imitations of it were
fiiade in ©ermany and France.
Italian Majolica} — The history of this ware in its early
stages of development is almost unknown. According to
popular tradition, it was first copied from certain plates
brought by the Pisans from the island of Majolica (or
Majorca) in the 12th century. This is extremely improb-
able ; the fabrication and use of a white tin enamel were
' In this article tlie word " majolica " is used in its modem sense to
'Delude non-lustred pottery.
known to Italian potters long before they found out the
secret of lustre colours, a discovery not made in Italy till
the 15th century. We know from various sources that
lustred pottery from the Balearic Islands was largely im-
ported into Italy durmg the 15th century (see above), and
it is quite possible that the sight of the brilliant lustre on
the imported Moorish ware set the potters of Italy to work,
and led them to find out, either loy experiments or from
some traveller who had visited the Balearic kilns, how to
compose and fire the metallic salts required to produce the
lustre ; but this occurred long after the Pisan victory at
Jlajorca. It was to the lustred ware only that the Italians
gave the name of "majolica," though now it is commonly
applied to all the Italian enamelled pottery of the 15th
and 16 th centuries. It was the lustre only that was a
fresh discovery in the 15th century; enamelled ware had
been made by Italian potters many years before. This
is an important point, and it should be noted that the
accounts given by Vasari and several other old Italian
writers on the subject are quite misleading. "Mezza-
majolica" is a word of rather uncertain meaning which *
occurs in early writers on italian pottery. It has been
used to mean pottery covered not with a tin enamel but
with a white slip, made of a white clay like that found
at Vicenza ; and in many museums the earlier and ruder
sorts of majolica have been arranged under this name.
The fact, however, seems to be that even the rudest and
earliest specimens of majolica in the various museums of
Europe are covered with a true tin enamel. Curious
specimens of pottery, covered with a rude enamel made
of the white kaoUnic "terra di Vicenza" mixed with an
alkaline silicate, have recently been found in tombs of the
11th and 12 th centuries in various parts of Italy. These
earliest attempts at what we now call majclica are coarsely
decorated in green, yellow, and blue, on a white ground,
with patterns of semi-Oriental style. The pigments used
appear in some cases to be simply coloured glass reduced
to powder, — a kind of smalto. This style of pottery is
probably the mezza-majolica of Vasari. It is evidently
the first step towards the production of the true majolica,
in which the kaolinic clay of Vicenza is replaced by a tin
enamel. This discovery is of great importance as regards
the early 'history of Italian pottery. The few pieces yet
known are mostly preserved in the office of public instruc-
tion in Kome, and are not yet exhibited in any museum.
Very few early examples of developed Italian majolica
are now known. One of the most important is a small jug,
5 inches high, in the Sfevres Museum, which is made of
reddish clay covered with a white tin enamel, and painted
with a shield and simple ornaments Ln manganese purple
and bright green (oxide of copper). It is supposed to
have been made at Eirblni, and dates from the 13th or
14th century (see fig. 54). It was not, hpwever, till the
second half of the 15th century that Italian ^
majolica began to be largely produced, i
Owing to the great difficulty of determining
the special towns where the earlier varie- ■■'
ties were made, it will be convenient to •? I
treat this ware according to style and date
rather than under the heads of the different
potteries. During the earlier and more im- p^ ,< t- »
portant period the production of majolica ii^i^~J^"n-
was confined to a very small part of Italy, bably the earliest
Bologna on the north, Perugia on the south, known specimen
Siena on the west, and the Adriatic on the '?f Italian m^ol-
east roughly indicate the limits within g^^^ j. ""
which the chief majolica-producing towns
were situated ; these were Forli, Faenza, Rimini, Calag-
giolo, Pesaro,Urbino, Castel Durante, Gubbio, Perugia, and
Siena. Towards the middle of. the 16 th century ^distant
MAJOLICA.]
POTTERY
625
cities such' as Venice also produced fine majolica, but of
the later style.
Materials. — Fortunately ample information on this sub-
ject has been pres»ved to us. A potter of Castel Durante
occupied himself for some time in ^vriting a full description
of the materials, the methods of using them, the "throwing-
■wheels," the kilns, and all the varied processes of his craft.
His original MS., copiously illustrated with clever pen-
sketches, • is in the library of the South Kensington
Museum, and the work was printed, with facsimiles of the
dra^vings, at Pesaro in 1879. It is called I tre libri dell'
arte del Vasajo by Cipriano Piccolpasso of Castel Durante,
and is dated 1548.
Piccolpasso himself did not produce lustred ware, but he
describes the process and the special kiln it required ; his descrip-
tion of materials and methods, though not 'WTitten till 1548, applies
IB all important points to the majolica of the second half of the
previous century. Various receipts differing in the proportions of
their ingredients are given ; the following examples are selected as
typical instances.
1. The clay body, "terra," was to be, .if possible, clay deposited
cfy a river. It was carefully prepared _for use by being beaten,
ground in a mill, and passed through a sieve, so as to bring it into
a smooth homogeneous plastic state, fit for being moulded on the
wheel. It was all the better for being dug out a long tiipe before
it was used.
2. . The white enamel, ' ' bianco," was composed of thirty parts of
"marzacbtto " to twelve of oxide of tin. The marzacotto was simple
powdered glass, a pure silicate of potash, made from clean sand and
the alkaline tartar deposited by wine. According to Piccolpasso
the decorations were painted on the_ enamel ground sometimes
be/ore it was fired, and sometimes after. This was an important
difference. , The enamel before firing formed a slightly granular
and very absorbent ground, like clay in the biscuit state ; and
the paintings on it had to be bold and broadly decorative, not
delicate and miniafurc-like ; the touch of the brush had to be rapid
and certain ; little or no alteration could be made, as the unfired
enamel sucked the pigment out of the brush and absorbed it below
the surface. The earlier and more boldly decorative sorts of
majolica appear to have been painted in tliis way on the unfired
enamel, and owe much of their- richness of effect to the fact that
the different pigments have sunk below the surface of the ground.
This process may be compared" to that of painting in true fresco,
while the painting on the fired enamel resembles the more deliber-
ate method of the painter in oil. After passing through the kiln
the whole character of the enamel was completely changed ; it
formed then a hard, smooth, non-absorbent, vitreous surface, on
Which the finest lines and the most minute paintings could bo
executed, and any part of it could easily bo altered or wiped out.
It was in great part owing to this change of method that the later
majolica paintings became more pictorial and more minute in exe-
cution, the almost inevitable result of painting on a hard glassy
ground. In some instances it is not easy to decide which method
of painting has been adopted, though in most cases there is a dis-
tinct difference in the quality of the lines. One peculiarity is a
mire test : when delicate patterns in white have been formed by
covering the enamel ground with some colour, and then wiping out
Iho p?,ttem- by using a pointed piece of stick or ivory on the soft
pigment, in that case the enamel certainly was fired first. The
colour could not bo wiped cleanly out from an absorbent biscuit
mrface. Much of the uelicato beauty of the Persian lustre paint-
togs, especially those on wall-tiles, is due to this method of getting
minute patterns in white. It was also practised, though in a much
more limited way, on some of the Italian majolica. Tiie difference
of handling between " under-glaze " and "over-glaze " painting cor-
responds exactly to that of the unfired and fired enamel; but in
the latter case another important difference is introduced : under-
glaze pigments require much greater heat than those over the glaze
and are consequently very limited in range of colour, while in
majolica painting the same pigments wore used in either case.
3. The glaze, "copcrta," an ordinary glas.s, made .more fusible
by the presence of lead, consisted of oxide of lead 17 parts, silica
(sand) 20, alkali 12, and common salt 8 parts.
4. Pigments, "colori,"all owe their colour to a metallic oxide,
yellow being derived from oxides of iron and antimony, green
from oxides of copper and antimony, blue from oxide of copper,
red from Spanish oxide of iron, Armenian bole, and red ochre, and
black from black oxide of copper and manganese. Most of tlicse
had a certain proportion of oxide of lead, not to affect the colour
but to make them more fusible. Other tints wore produced by
combinations of these pigments, and different gradations of tone
w«ro obtained by adding more or less of the ingredients of the
white enamel.
MtllunU qf Manvfaciure. — Piccolpasso gives sketches of the
19—23
potters at work throwing vessels on the wheel. The wheel itself
("torno") consists of a vertical axle, with a large lower woodea
disk for (he potter's fo6t to keep it revolving, and a smaller upper
disk on which the clay was moulded by the potter's hands,— an
apparatus which differs in no respect from that used in Kgypt
under the Ptolemies, and is still employed in the great porcelain
factory at Sevres. The potter to the right of fig. 55 is working
with a wheel like that drawn by Piccolpasso. The earlier kind ot
majolica is almost wholly wheel-moulded, but during the 16th
century a good many plates and vases were formed after shapes
copied from silver-worlc, with sunk bosses or gadroons. These
were formed by pressing thin disks of soft clay into moulds made
of plaster (" gesso "), bone-ash, and pounded marble. An elaborate
description of the method is given in Piccolpasso's MS. Another
practice also had arisen in his time, that of finishing the pottery
on a joiner's lathe when it was dry, but before it was enamelled or
fired, — a practice unfortunately common at the present day, which
makes the form of the vessel more mathematically correct, but
gi-eatly injures the freedom and spirit of touch given by the potter's
hand. After the pottery was brought to the required shape it was
dipped into a bath of the materials for the white enamel, finely
ground and mixed with water ; and, after being allowed to dry, it
was fired for the first time. The painted decoration was applied on
the white enamel with brushes of various sizfes, and the vessel was
then dipped into a second bath of the glaze materials, finely ground
and mixed with water like the enamel. It was afterwards fired a
second' time. If it had lustre colours, they were put on over the
glaze, and a third firing in a different kiln was necessary for the
reasons explained above under the head of "Persian pottery."
The application of the transparent glaze over the enamel was not
absolutely necessary, and was occasionally omitted, but the finer
sorts ,of majolica usually had .it for the sake of the increased
brilliance which it gave to the non-lustre colours. The kiln for the
ordinary colours and first two firings, as drawn by Picqolpasso, is
exactly the same in principle as that used by the potters of ancient
Greece and Eome, — that is, an arched chamber in two stories, with
a perforated floor between — the lower compartment for the fire, the
upper for the pottery. A sketch is also given in Piccolpasso's MS.
of the lustre-Iain, in which the pottery is enveloped in flames and
heated smoke. Fig. 65, from a VeHctian woodcut of the middle of
Fio. 65. — Two forms of Italian potter's wheels, about 1540.
the 16th century, shows majolica 'potters at work throwing pots
on the wheel. Two different wheels are being used ; the man on
tlio left keeps his going by giving it a succession of spins with
one hand, the other works his wheel by the help of a lower foot-
turned disk. To the extreme left a small kiln is shown ; the lower
arched opening is for the insertion of the fuel, the' upper for the
pottery ; the holes at the top are for the escape of the heated air
and smoke.
Styles of Decoration. — In gemeral character the painted
decoration on the majolica of the latter part of the 15th
and beginning of the 16th century is very different from
that of a few years later. The first retains much of
mediaeval purity and simplicity of design, while the later
sort follows tho richer and more florid style brought into
fa.shion by the rapidly-approaching decadence of art.
The principal variety of the early class is the ware painted
in blues with a yellow lustre, manufactured chiefly in the
workshops of Pesaro, Gubbio, and Deruta. With these two
simple colours cflects of tho greatest decorative beauty
were produced, far more truly artistic and suited to their
special purpose than tho elaborate pictures in many colours
painted some years later in the workshops of Urbino and
Durante. In tho firm precision of tho drawing and
extreme skilfulness of touch in the bluo outlines one is
reminded of the paintings on Greek vases of tho best
period. Some of the largo plates of thi.s ware have
626
POTTERY
[ITALIAM
figure-subjects, usually sacred scenes. A very beautiful
one in the Louvre has a Madonna and Cluld enthroned,
drawn and composed with the simple grace of Kaphael's
early manner. Most, however, have portraits of ladies
drawn in profile, the background filled up with simple
flowers, and an inscribed scroll, often with the lady's
name and the word " bella " or " diva," or with epigram-
matic mottoes (see fig. 56). The design is first drawn in
Flo. 66. — Early majolica plate, iu blue and yellow lustre only, made
at Pesaro or Gubbio, c. 1500. The motto ou the scroll is "Chi
bene guida sua barcha s'entra in porto " (He who steers well his
ship will enter the harbour). (Louvre. )
blue outline, with a little delicate blue shading over the
white flesh and a blue edging on the ground round the
outline. The dress and the ornaments on the ground and
rim of thfe plate were finally filled in with the yellow
lustre, which was sufficiently transparent to let all the
blue line details over which it was painted show through.
Another rarer sort of early majolica, similar in style, has
a deep ruby lustre, employed instead of the golden
yellow. Fig. 57 shows a fine example of it, probably
Fto, 57. — Gnbbio plate, with portrait in ruby lustre and blue outline.
(South Kensington Museum.)
produced at Gubbio, which had almost a monopoly of this
apecial lustre, afterwards used so largely in the workshop
Fio. 58. — Early Faenza plate, with peacock-
festher design, in bluSs, yellow, and orange-
red. (South Kensington Museum.)
of Maestro Giorgio. Other early varieties of majoUca,
painted in a simple and unpictorial way, have no lustre
colours, but are remarkable for their brilliant and rather
harsh green, with a good deal of lianganese purple.
Plates of this sort with female portraits, not generally
in profile, and heraldic animals, frequently occur, as well
as slabs or plaques intended for wall-decoration. Faenza
and Forli appear to have been the chief places for their
production. The
Cluny Museum is
very rich in speci-
mens. Cafaggiolo
and Faenza also
produced, during
the early period,
some very beautiful
and highly-decora-
tive plates, painted
without lustre, but
with a variety of
colours arranged
with a most com-
plete harmony of
tint. Some have
patterns ingeni-
ously devised after
a motive,.suggested
by peacocks' feathers (see fig. 58). The chief colours arb
yellow and orange, various blues, and occasionally a rich
deep red. Amatory plates (" amatorii "), with ladies'
portraits, are also painted in this way, with more elabora-
tion and detail but not greater decorative beauty than the
simple blue and yellow lustre of the early Pesaro and
Gubbio ware. Specimens of the later Cafaggiolo ware
bear the accompanying mark (see No. 3). Forli was one
of the earliest towns to produce a fine class of
majolica; specimens exist dated 1470, of very
noble design and firm outline. A .fine set of
plates and vases was made there (c. 1480-85)
for Matthias Corvinus, king of Hungary. The
flesh of the figures, like that on the early Pesaro
and Derata ware, is white, delicately shaded with
blue ; but the early Forli potters used a greater
variety, of colours than were employed at most
other towns :, in addition to the blues they had yellow,
bright green, and purple-brown, all non-lustre coIourSw
To Forli or Faenza must be attributed a very curious
and rudely painted plate in the Sevres Museum, decorated
with a youth on horseback in blue outline; it has a
date which appears to read 1448; if so, this is the ear-
liest dated -specimen of majolica. The enamel is coarse
and crackled all over, but the method of execution is that
of true majolica.
Majolica of Maestro Giorgio Andreoli of Gullio. — The
workshop of this artist, most of whose dated works fall
between 1517 and 1537, was one of the largest and most
important of his time Its productions, as well as those
with the signature " M? G". da Ugubio," or as in No. 4, are
jA-h^^t*®*
No. i.
No. 5.
Potters' marks.
No. 6.
very unequal in merit, and even the best of tfiem are
very inferior as specimens of true decorative art compared
with the majolica of the earlier classes described abovek
HAJOUCA.j
J? O T T S3 R Y
627
The mark used most frequei:??y by Giorgio is shown in
No. 5. A somewhat similar monogram was used by an
earlier potter; an example dated 1491 is shown in No. 6.
Though not the inventor of the ruby lustre, which was
then so much admired, Giorgio appears to have-been the
chief potter of his time who used it. The fact is, the pro-
cess was a difficult one and required special skill, not in
the preparation of the oxide of copper pigment but in the
firing, so as to expose the colour to actual contact with the
reducing flame without the pottery itself being shattered
to pieces. Even with the best skill of the Gubbio potters a
large proportion of the lustred ware perished in the kiln.
The majolica potters of many other towns wefe in the habit
of sending their otherwise finished wares to Gubbio for
the sake of having the additional brilliance derived from
lustre colours. In some cases a space for the lustres was
left white ; in others rude dabs and splaishes of ruby and
yellow lustre were applied over completely finished paint-
ings of landscapes or figure-subjects, often in a very coarse
and tasteless fashion. Some delicately painted plates are
quite spoiled and vulgarized by the heavy touches of lustre
that have been put over them. The ruby is in fact rather
strong and hard in tone, and needed very careful applica-
tion to make it harmonize with the quieter non-lustre
colours ; it is far more salient and metallic-looking than
the fine yellow lustre of the early ware. In addition to
the ruby, " gold " and " silver " lustres were used at Gubbio.
The latter are a deep and a pale yellow. The pale silver
lustre was made from oxide of silver ; the gold was a mix-
ture of copper and silver oxides. A great deal of the pro-
duce of Giorgio's workshop is very rude and of no artistic
merit, while the best and most carefully painted wares
usually err, in accordance with the rapidly declining taste
of his time, in being far too pictorial. Copies of pictures
crowded with figures, arranged without regard to the shape
of the vessel they were meant to decorate, and painted
with all the colours of the potter's palette, were most highly
esteemed. Many of them are from designs by" Raphael
and other great painters, but are really quite unsuited for
ceramic decoration. Giorgio's earlier works are, on the
whole, in better taste, and some later portrait heads are
very good. Fig. 59 shows a fine tazza in the Louvre signed
at the back
"exo.iGiorg.,"
which is both
nobly drawn
and harmoni-
ous in colour;
itsdate isabout
1525. The fav-
ourite subjects
on the pictured
("istoriata")
majolica of
Gubbio and
elscwuere are
scenes from
Homan mytho-
logy, esoecially
Ovid's Mela-
morphoses, and
stories from ^^°' ^^' — G''^'^'° tazza by Maestro Giorgio, with
cIflq.iT) )■ lady's portrait and inscription "Julia bella."
tory. Unluckily contemporary history is rare; the British
Museum has a good specimen, a plate painted with the
defeat of Francis I. at the battle of Tavia.
It was at Urbino and Castcl Durante that the produc-_
tion of elaborate pictured majolica was mostly carried on,
' For ex officina, a phiaso borrowed from the Roman pottsrs' stamps,
see p. 619 supra.
especially between the years 1530 and 1660, under the
patronage of the reigning dukes of the Delia Rovere faniiiy.
Francesco Xanto Avelli, Guido Fontana, and Niccola da
Urbino were specially celebrated for this class of work,
and often used Marc Antonio Raimondi's engravings from
Raphael's designs to decorate their plates and vases.^ Many
of these are painted with great delicacy and richness of
effect in spite of their unsuitability for their special purpose
and the comparative poverty of the potter's palette, which
was, of course, limited to colours that would stand the
severe heat of the kiln. The pictured wares of Urbino
sometimes have the Gubbio lustre colours, but the best
are without them. Another class of design was also used
at Urbino with much better decorative efiect. It con-
sisted of fanciful and graceful arabesques or floral scroll-
work mingled with grotesque figures or Cupids, all skil-
fully arranged to emphasize the main contours of the platn
or vase. Branches of the oak tree
in flowing and sUghtly geometrical
lines are a frequent motive of de-
sign, chosen in compliment to the
Delia Rovere dukes, who bore an
oak on their coat of arms. All
these, but especially the pictured
wares, were highly paid for, and
sometimes were valued as much as
silver plate. They were mostly P°""'» °'"'^- ^°- ''■
"piatti di pompa," — meant, that is, to hang on walls or
ornament sideboards rather than for actual use. Some of
the early productions of one of the Urbino potteries are
marked with the graceful monogram No. 7.
In a short sketuh like this it is impossible to give even an outline
of the many varieties of majolica produced in such profusion during
the 16th century, but a few others of the more important kinds may
be mentioned. The Faenza potteries produced one of the most
beautiful of the later varieties, chiefly plates with wide flat rims
and deep centres, called "tondini," the borders decorated with
delicate and minute" arabesques, painted in several tints of a deep
ultramarine blue of wonderful richness and decorative eflect. In
the centre is usually a coat of arms or (j single figure, with a
brilliant jewel-like touch of orange or deep red, which sets off to
the utmost the bhies of the border (see fig. 60). One of the most
remarkable specimens of majolica painting, treated with the deli-
cate minuteness of an illuminated MS., is on a plate in the British
Museum from the faenza workshops. It is a scene of the death ot
the Virgin, sur-
rounded by the
apostles, copied
withslightadap-
tations from an
engraving by the
German master
Martin Schon-
gauer. The
Italian ceramic
painter has
sliL,'htlybutskil- ;
fully altered the |
composition to
fit it to the cir-
cular form of the
plate, and has
also given a more
graceful cast to
the manner; 1
Gorman faces of
theonginal. The
elocution is won-
derfully delicate Fio. 60.— Faenza plate (tondino), with border in deep
and miniature- ultramarine blues, and central coat of arms in rich
like, almost orange and red. (South Kensington Museum.)
wholly done in
difforcut tinta of blue, with a little yellow to suggest flesh colour,
and high lights touched in with puro white enamel, the maio
enamel ground being white sliglitly tinged with pink. It is evi-
dcntly the work of a very nble artist, ami ia a little picture of gem-
• A namesake and relation of Raphael's was a skilful )i.iinter of
islorinii pieces ; and hence has orison the tradition that the ffnai
ttainter occasionally decorated majolica (see Rafbael).
628
POTTERY
[ITALIAN MAJOLICA
like beauty, though in no way specially suited to Hie ^-equirements
of ceramic art, for which a bolder and less realistic style of treat-
ment is reallv.the . ,
14zg
A
No. 8.
Potters' marKs.
Another plate, also
No. 9.
most suitable.
Some 'fine early
plates .of Faenza
make 'are signed
.with No. 8 mark ;
a common later
inark is the mono- ^^
gram FA(enza)— see No. 9. _ Another plate, also in the British
lluseum, has a painting copied from a design by Albert Diirer, the
Scourging of Christ. This highly -laboured and minute style of
painting was largely practised in the potteries of Siena, which pro-
auced plates of great' beauty, W'itb borders of graceful scroll-work
and grotesques in white and different tints of blue, with usually a
rich russet-brown or orange ground. Tondini from Siena are often
decorated in this way with a central medallion containing a minute
landscape, painted with wonderful minuteness and finish. The
landscapes are very delicate in colour, and, though often not more
than an inch and a half in diameter, have a wonderful suggestion
of atmosphere and distance which recalls the lovely sunset-lit back-
grounds of Pc'ugiuo's pictures. A very beautiful plate in the British
Museum, painted in this minute style with the scene of Scjevola
before Porsena, is signed on the back, " fata i Siena da M? Bene-
detto." Other plates by the same very clever and refined painter
are decorated only in blue, with touches of pure white on the creamy
enamel ground. The Kensington Museum has a good specimen,
with a central painting of a hermit and landscape background,
surrounded by a delicate border of arabesques. Little is known of
the artist. Another signature which occurs on Siena ware is No.
10, in one case conjoined with the date 1542. Majolica with plain
blue enamel is a rare variety, and has ^^^ ^_^
been attributed to Luca or Andrea della /" ' A_ f "\
Robbia, some pieces being marked as in _ —^ "^ ^
No.ll,apparentlyfor" Luca della Robbia, 1 1^
Florentia." It has no '— '^
painting, but was partly
gilt; in colour the enamel
resembles the plain blue
pottery, of Persia men-
tioned above. It consists
mostly of vases moulded
IP
No. 10.
/No. 11.
' Potters' marks,
with flutings and bosses after a. metal design ; very few pieces exisTT
The "beautiful sculpture in en.amelled terra-cotta made by thelJella
Robbia family will be treated of under the head of Robbia.
Venetian majolica was not largely produced till towards the
second half of the 16th Sentury. In the earlier part of that century
the few potters of Venice appear to have chiefly occupied themselves
with attempts to produce true porcelain. The earliest dated speci-
men of Venetian majolica is of the year 1540. Some of this ware
is very decorative in effect, and has paintings of graceful and
elaborate foliage, scroll-work, and arabesques, designed with great
intricacy. It is in blue and white, the main enamel ground being
a very pale blue, and the design in
deeper shades of blue with high lights
in pure white. Others ■ have land-
scapes in blue and white, with grace-
ful, but too realistic borders of fruit
and flowers in yellow, green, and blue,
somewhat later in style. Mark No.
12 occurs on some of the finest Vene-
tian majolica. Towards the end of
the 16th century there was a rapid
falling off in the artistic beauty of
majolica paintings, and not solely in
the execution : the pigments also be-1
came thin and poor, with very often a
.disagreeable "granular "/look. Some]
effective pottery was produced atl
Venice,!:. 1590-1620, with a deep ultra-
marine blue enamel ground, on which
designs were painted in white, a style of ware which was largely
manufactured at Nevers in France a few years later (see fig, 62
below).
All through the 17th and 18th centuries majolica in a degraded
form was produced at many places in Italy ; but most of the old
kilns, such as those of Deruta, Gubbio, and Faenza, fell into disuse.
The latest kind of majolica, decorated with coarse paintings in blues
and yellows of rather harsh tint, was largely produced at Turin,
Genoa, Venice, Savona, Castello, Naples, -ilontelupo, and other
cities. The older potteries at Pesaro and Urbino still continued in
work, but produced nothing of real merit. A common mark on
Turin ware is No. 13 ; and on Savona majolica one of the two forms
in No. 14 often occurs. In the beginnin;; of the 17th century
spirited copies were made of the magnificent Rhodian pottery,
vnch as that shown in fig. 48 above, but with pigments TCry^inferior
Tdtter's mark. No. 12.
No. 13
No.
Potters' iuark%'
to those of the origTnals. At Capo di Monte, near Naples, a manu'
factory of pottery and porcelain was started under VoyO pationagc
in 1736; but it was more
celebrated for the production
of porcelain than of enamelled
wares. Of late years clever
imitations of the old majolica
have been produced in Italy,
especially from the workshop
of the marquis Ginori. Even
the old lustre colours are
successfully reproduced; but
most of the modern majolica is marred by a want of spirit and
freedom, the iiatural result of its being a too servile copy of a
bygone style.
Shapes of Majolica. — The most carefully finished and finest paint-
ings are as a r\ile on plates, which were of various forms, from almost
flat disks to the tondini with wide flat rims and deep bowl -like
centres. Many of the jugs, vases, and ewers are extremely graceful
in form, some suggested by the brcmze vessels of ancient Rome,
others taken from Greek vases. Piccolpasso gives sketches of thj
principal shapes, and a long list of special names, not now of much
importance, as they varied in dillerent manufactories and even
workshops in the same town. The character of the non-pictorial
decorations combines many different elements of style. In some
of the patterns we see a survival of earlier medi.-eval and native
Italian taste and invention. Others, especially tlic large ewers of
Cafaggiolo and Faenza, have flowers taken from Persian pottery,
but treated in a thoroughly original way. Some plates, painted in
the silver lustre only, are almost imitations of Hispano-Moorish
ware or actual majolica made in the Balearic Islands. In all tho
scroll -patterns, mingled with grotesques, it is easy to trace tlic
influence of the ancient wall -decorations from the baths of Titus
and other buried buildings, the discovery of which at tho beginning
of the 16th century did so much to destroy the lingering medieval
spirit and substitute a pseudo-classical style, which finally had so
fatal an effect on all branches of art in Italy.
Collections. — The chief collections of the majolica of Italy arc
those of the South Kensington Museum (perhaps the most com-
pletely representative of all), the Bai'gello in Florence, the museums
of Jlilan, Venice, Turin, Pesaro, Urbino, and other places in Italy.
The Hotel Cluny and the Louvre in Paris, the Ceramic JIuscum at
Sevres, as well as Limoges, Berlin, Vienna, Muni' 'i, and St Peters-
burg, have good collections. The British Museum collection is not
large, but it is one of the most important, from the number of
"signed" pieces that it contains, and from the fact that nearly
all its specimens are remarkable for their exceptional beauty of
some point of special interest.'
UttfatiiTe.—YoT Itali.in majolica, see Vasftri, tivcs o/Bollhla Fmnco. Buon
lahnli^ and Luca delta Robbia (t-cl. Milanesi, JRS2) ; Jleurer, ItaHat'isihf .MfJoti^Q
JJiessm, ISSl ; Corona, La Ctromica, 1S79; Vanzoliiii, lilorie dtUt Jahhrichc rf,
Majolichf, Pesaro, 1879 (a most valuable rpprint of (lie best old treatises on the
subject, including Piccolpasso's illustiatcl JIS.) ; Darcel and Dclaiiiie, faiences
Italiennes, 1SC4 : Fortnum, .Sovtft Ketii,inrjtfin Mnsnim Cntaiaqne of .Mpjetlia't
J873 : Jacqueniart, Les Majotiqiiee de la cclleclion Cfnn^Muai, IfeG;*, also .nrlicle ill
ffUZ. des Beaux-Arts, xiii. p. 289; Drake, Veurltau Cei-auiics, 18C8 ; I.a:^ri,
Kotizia della raccolla Correr, ISS9 : Raffaelli, Maiolirhe lavorate in Ca^Ul Duraute^
1846; Bonslii, Majoliclte di cittadi Castello, 185C : Casati.Ies Fv'ti:ucesde Diruta,
1874; Canipori, Maioliea di Ferrara, 1871; Dcdsette, Mnioliche di I^esaro^
1845; Frati, Maiolicht di Pesaro, 1844; Torteroli. La Malnlica Savonese, 1S56;
Pungileoni, Pitture in .^faiolirhe di Urbino, 1857 ; BraU'alooni, Mastro fiwrgio
di Gubbio, Pesaro, 1S57. For infnnuation on tlie niaiks on nia.ifdtra, see
Genolini, Maiol. Hal., Marche t Monogiammi, Milan, 18SI ; aiirl De .Mcly, Lti
Ceranuque ital., Sijies el Monogranimcs, Paris, 1884. Many valuable articlc4
on majolica are scattered through the volumes of the Gaz. des Beaux-Arts.
Section^ XI. — Spanish and Portuguese.
Spanish. — Spanish pottery is for the- mo.'it part a coarse
imitation of Italian majolica, chiefly made at Valencia,
Triana (Seville), and Talavera. Some of the enamelled warei
made at the last-named town is elaborately painted wit'
figure-subjects in blues, yellow, green, and manganeso
purple, of extremely bad taste and feebleness of drawing.'
The simpler pottery made at Valencia a little before and
after/the year 1700, though rudely painted, is very decora-
tive in effect. Large plates often have conventional flowera
or profile heads, somewhat after the style of .some of the
earliest majolica of Italy, and are coarsely painted in blue
and yellow. In the 18th century good enamelled pottery
' The year 1884 will he memorable in the history of majolica for
the sale and dispersal of the important collection formed in the 18tli
century by Sir Andrew Fountaine of Narford. A few specimens were
secured for the South Kensington and British Museums, but some of
the finest pieces were bought for France, especially a magnificent
Faenza plate, dated 1508, which fetched £966. Several of the Pesaro
and Urbino dishes sold for between £200 and £300.
' gee CasatiLXes Fa.iences dc Tulaxtra, 1S74.
fcPAMSH, ETC. J
POTTERY
629
was made at Alcora, painted only in blues, often in the
Chinese style. Some large vases of Moorish shape have
very eflfective blue and white paintings of animals, flowers,
and landscapes.^ A quite different style of enamelled pot-
tery was made at Puente del Arzobispo in the IGth or 17th
century. •Specimens are rare ; they consist chiefly of plates
decorated in a very skilful and effective way, somewhat after
the fashion tf Jloorish wall-tiles, "azulejos" (see Tiles).
They are made of coarse red clay covered with white
enamel, through which (before firing) the outline of the
design was scratched down to the red body. The spaces
between the incised lines were filled in with coloured
enamels, rich blue, green, and orange, and the whole glazed
with a very fusible lead glaze. The simple and mosaic-like
patterns thus formed, either conventional flowers or heraldic
animals, are extremely decorative and telling.
Portuguese. — Little or no enamelled pottery of Portu-
guese workmanship earlier in date than the 17th century
is known to exist. Rato was one of the chief places for
the manufacture of enamelled wares, which are coarsely
painted, like the latest and poorest kinds of Italian ma-
jolica, and are not earlier in date than 1767, when the Rato
potteries were first started. Other earlier specimens of
unknown make also exist, and are marked with an "R,"
like the Rato ware, to which they are very superior both
in design and execution. The best are in blue and white
only ; many are marked with various dates during the
17th century.
Biscuit Pottery of Spain and Portugal. — The earliest
kinds now existing of Spanish pottery without either
enamel or glaze are chiefly large wine-jars, " tinajas," about
3 or 4 feet high, of graceful amphora-like shape, stamped
with simple patterns in relief. Some of them date from
the time of the Moorish occupation. Both Spain and
Portugal have always been remarkable for the fineness
and beauty of their potter's clays, and consequently have
for long excelled in' the production of simple biscuit
Tvares, uncovered by either enamel or glaze. Very graceful
pottery of this sort is manufactured even at the present
day, the shapes being traditional, handed down from
century to century with but little change, many vessels
being still modelled after the old Roman forms. Some
Of this ware is of a white porous clay, like pipeclay, and
eome is of a fine red, close in texture, with slight sur-
fo -^e gloss, almost like the Roman " Samian." One com-
mon kind is deco"rated in a very fanciful and ingenious
fashion by the application of simple but rich surface orna-
ments, modelled by hand in relief, or applied in the state of
lemi-fluid slip. Other curious water-jars are made double,
the outer vessel being pierced with patterns of open-work.
A third variety has sparkling particles of quartz stuck on
its surface while moist, a very old method of decoration,
which was even practised by the potters of prehistoric
times. On the whole, the modern biscuit wares of Spain
and Portugal are among the most truly artistic and interest-
ing of any that are now i,iiade in Europe. It is still a living
art, with simple beauty both in material and shape, not a
laboured revival of a dead style, or dull copy of the artistic
productions of a far-off time when fitness linked with grace
came naturally to the humblest workman.
SECTioy XII. — Fkencii from the 16th to the 18th
Century.
During the 1 6th century two very different but equally
i.'Cmarkable sorts of pottery, decorated with groat elabora-
tion, were made in France. One was that invented and
manufactured by Bernard Palissy, which was a fine earthen-
ware, usually modelled in relief, covered with a white
tin enamel, and painted with many bright colours (see
Seo Ri.ino, Spanish Handbook, South Kensingtou Museum, 1879.
Palissy). The other, Oiron pottery, popularly called
'•faience Henri deux," is very different both in design and
execution. This rare and curious ware, of which only about
forty pieces are known, was made by a potter called Fran-
cois Cherpentier for his patron, a rich and arti.stic widow
lady, named Helene de Hangest, who established a work-
shop and kiln at her Ch&teau d'Oiron, in the province of
Thouars, between the years 1524 and 1537. The manufac-
ture was carried on by Helene de Hangest's son for some
years after her death, but the pieces then produced are
inferior in quality, and soon ceased to be made at all. This
ware is not enamelled ; it is simply a fine white pipeclay,
to which a delicate cream-tint is given by a very slight
tinge of yellow in the lead glaze. Its forms are very elabor-
ate, sometimes extremely graceful, but occasionally too
fanciful, and overloaded with ornament. It consists of
plates, tazze, holy-water pots, ewers, salt-cellars, and other
varieties of shape, generally forms more suited to metal
than to clay, ornamented with very graceful interlaced
strap-work and arabesques, such as were much used by the
great Augsburg and Nuremberg workers in silver. The
method in which many of the ornaments are executed is
the chief peculiarity of the ware : they are first incised or
stamped into the soft clay of the vessel, and then the sunk
patterns are filled up with different clay pastes, tinted with
dark brown, soft yellow, or buff. Many of the delicate leaf-
ornaments appear to have been formed with a metal stamp ;
some are exactly the same as those used by contemporary
bookbinders. The ornaments are not all done in this labo-
rious manner ; some are simplj'
painted under the glaze, especi-
ally on the later productions of j
Oiron. Monograms and em-
blems occur frequently, the sala-
mander of Francis I.,the "H. D.". p^^^^^.^ „^^^_ jjo. 15.
for Henri deux, the royal inter-
laced crescents, or coats of arms (see No. 15). Fig. 6 1 shows
a beautiful covered tazza in the Louvre, made during the
reign of Francis I.
There are eleven
piecesof this ware
in the Louvre ;
the Kensington
Museum has live;
but the greater
number of known
specimens are in
the possession of
members of the
Rothschildfamily.
It was at one time
thought to be thej
production of a
pottery under the
])atronage of
Henry II., and
hence the name
by which it was
formerly known ;
but its real origin p_^ ci.-Taz«t of Oiron pottery. fLouvre. »
was cstabhshed
from clear documentary evidence published in If. Fillon's
valuable monograph on the subject.
ThrouRliout the period wo are now considering enamelled polloiT
was iiroilurcd at a very largo number of French towns, often with
tlio liclp of potters from Italy; and the introduction of the tin
enamel soon superseded the earlier sort of ware witli a bright green
or blue glaze, which at the end of tlie LMh and beginning of the
IGth century was the chief and most artistic kind of iwttery that
was macb) in France. The change was not wholly a gain, as pieces
of the older ware were moulded in relief with designs of great beauty
630
LOTTERY
[fKENCH, OEEILAJJ
mostly Gothic iu feeling— especially those made at Avignon,
SaTi<mv, and Beauvais ; the reliefs, on the older French ware are
/very delicate and sharp, and often
'of great decorative etfect. Nevers
iwas one of the chief manufactories
of enamelled ware ; from about
1570 to the end of the 17th century
it produced mostly poor copies of
the later sort of Italian majolica.
After that a strong Oriental influ-
ence set in, and a peculiar ware
with a deep-blue enamel ground
was made, very like that produced
by the Venetian potters. Some of
this, painted in white enamel only,
mth Persian designs, is effective
and pleasant in coloiu- (see fig. 62).
Other pieces have flowers, treated
in a more realistic way, painted iu
harsh yellow, gi een, and red, quite
out of harmony with the rich blue
ground. J. Booidu, a potter work-
ing at Nevers from 1602 to 1620,
signed his ware with mark No.
16 ; another, named H. Borne, used
Ho. 17. During the 18th century
Nevers chiefly produced pottery of
Chinese forms, painted in blue with
Chinese figures and flowers, and
also a large quantity of pottery ^^^ g2_ _e„^^ ^f i;^^^^ tt
painted in many colom-s with coarse ^^^ ^ j^ ^^^^ ^^ ^^^.
deigns, somewhat after the Delft enamelled ground; Per-
Btyle. The 17th-century enamelled gian sjyje
pottery of Rouen is the finest of the ^^ '
mter French wares. It is mostly painted in rich red and blue only,
■with very minute and well-designed arabesques of geometrical form,
adapted, not copied, with great
skill and taste from Oriental de-
signs (see fig. 63). Very large
plates, wine-coolers, hanging cis-
terns, and ewers are made of it.
One very rare variety has the blue
and red pattern on a deep orange
ground, but it is very inferior iu
artistic effect to that on the
white ground. The finest specimens were made before 1700 ; after
that time the painting became coarser. Copies of Chinese wares
L-ff^
HB
No. 16. No.
Potters' marks.
17.
FiQ. 63. — Dish of Kouen enamelled pottery, painted in blues and
deep red.
were also made at Eouen in the 18th century, all gaudy in colour,
and mostly poor in execution. The Rouen Museum has the best
collection of its native ware ; there are very fine specimens also in
the South Kensington Museum. During the 18th century Moustiers
produced some very decorative pottery, painted in various shades
of blue, with delicate wreaths, masks, and arabesques, somewhat after
the Eouen fashion. Other colours were also used in Very minute
patterns, but the simple blue and white is the best. Blue and white
pottery with fairly good designs was also manufactured at St Cloud,
Sceaux, and Saint Amaml. as well as many other French towns;
during the first half of the 18th century. Most, however, of the
French wares of this ilate are little better than imitations of jiorce-
lain, and their decoration feeble copies of Chinese or Japanese designs.
LiteratuTe. — For Oiron ware, see Delauge, Jieciteil de , . . FiHtnce . . . dUc
dc Henri JI.^ 1S61 ; Fillon, Les faiences d'Olroji, 1SG3 (best work) ; Taiutuxier,
Les Faiences dite de Henri II., IStJO. For Rouen ware, see Delisle, Fidtnctda
Jloiieii, 1865 ; Pettier, Histoire de la Fawiice de Kouen, 1S70 ; Ris-Paquot,
Faiences de Roueti, 1870. For other Fi'eiich potteries the reader may consolt
Clemeot de Ris, Faieitces Frp.ii^iises, ilnsee du Lonvre, 1871 ; Mareschal, Faiences
Anciennes el Moileriies, 18(57 ; TaiBturier, Porcelaiiie et Faience (.itsace et Lot-
raineX 1S6S ; Houdny, La Ceramiifue Lilloise, 1S69 ; Davillier, Fa'ixice df
MonstieTs, 1863 ; De Segange, La Faience de Nevers, 1863 ; Pouy, Les FaiCMa
d'Origine Picarde, 1874 ; Filloa, L'Art de Terre chei les Poilcvins, 18^. The
various volumes of the Gaz. des Beaux-Arts contain mauy valuable articles on
the whole subject.
Section XIII. — Medlsvai, German, Dutch, kc.
Though little is kno^vn of the early ceramic history of Use o
Germany, it is certain that the application of a tin enamel ''"
and enamel colours was known to the potters of that *'"™'
country even in the 13th century. Some plaques, with
heads in relief, painted in various colours over a white
enamel ground, still exist at Leipsic ; they were made for
wall-decoration, and are said to be of the year 1207. At
Breslau there is a monument of enamelled clay to Henry
rV. of Silesia, made about 1300. According to one story,
the use of a white tin enamel was perfected at Scheie-
stadt by an Alsacian potter who died in 1283. Other
examples exist, though few in number, at various places
in Germany, suflScient to show an early acquaintance with
the method of producing enamelled ware, which, however,
seems to have fallen into disuse, and during the 15th and
16th centuries' to have been superseded by the fine sorts
of stoneware, in the manufacture of which the German
potters were so widely celebrated.
Grey stoneware, richly decorated with delicate stamped Stoa*
patterns in relief, and generally, though not always,^™"-
covered with a lead glaze, was produced in great quan-
tities in Germany, Flanders, and Holland from the end
of the 14th century tiU quite modern times, and was very
largely imported into England and France. Much of
this stoneware (called by the French ." grfes de Flandres ")
is decorated with great delicacy and taste ; its tint, grey,
brown, or cream-white, is very soft and agreeable. The
earlier specimens' have reliefs of a Gothic character, always
stamped ■with great crispness and sharpness, not the least
blimted by the process of firing; many have elaborate
coats of arms, or branches of simple foliage, which spread
gracefully over the surface of the vessel ; others have
bands of figures, very minutely trsated in slight relief.
Another method of decoration was by incised patterns,
impressed from relief-stamps ; sometimes, as was the case
with the Oiron ware, bookbinders' dies were used for
forming such patterns in the soft clay. Some of the
cream-white ware is left tmglazed, but most kinds have
a ■vitreous lead glaze, either colourless or mixed ■with
oxide of cobalt or manganese. These two colours, indigo-
blue and purple-brown, are often used to pick out the
reUef-pattems, thus 'making the design more efiective.
Owing to the use of old stamps and traditional designs
much of t-hia pottery has patterns considerably older than
the ware itself, the date being frequently introduced
among ornaments which look very much earlier than they
really are. Fig. 64 shows a common form of jug, called
a " greybeard " from the grotesque head modelled on the
neck. The body of the jug is covered ■with very graceful
scroll-work of oak branches in low relief.
Another curious variety of German pottery, consisting Imitt
chiefly of tankards and jugs, made to imitate enamelled t'""
metal-work, was manufactured mostly at Kreussen in^Q^j;
Bavaria. The body is of hard red elay, covered with a ^^-^i
dark-brown enamel,- the designs in slight relief being'
taken from the Augsburg or Briot style of metal-work
DUTCH, BCANDINAVIAN.]
POTTERY
631
— sti:t,p-work, wreaths, grotesques, or human figures. A
faYoiiTile design has reliefs of the twelve Apostles, little
FiQ. 64. — Stoneware j u.L' < i ' : i '; Flemish ware, early 17th
century. (South Kensington Museum.)
more than an inch high, under flat architectural canopies ;
a strong Gothic feeling in the treatment of such figures
occurs on tankards made as late as the end of the 17th
century. The coloured decoration of this ware is very
brilliant ; the minute figures or ornaments are picked out
. in bright enamel colours — red, green, blue, and yellow
— altogether producing a very striking but thoroughly
ologne unceramic effect. A quite plain stoneware, with surface
lone- slightly mottled with grey and brown, appears to have
'"'■ been one of the most esteemed varieties during the 16th
century, judging from the beauty of the silver rims and
lids with which wine-jugs of this kind were usually
mounted. The mottling was produced by the brownish
glaze running in the kiln into a granular surface, which
formed a pleasant texture, something like that on an
ostrich's egg. The best qualities were made at Cologne,
and largely imported into England under the name of
gniffiato " Cologne " stoneware. A rude kind of sgrafEato ware
""• was also made in Germany and Holland during the 17th
and 18th centuries. Coarse red-clay vessels were covered
with a slip of white pipeclay, and rude figures, often of
aair-ca or kings, were scratched through the
white down to the red body. The whole
was then glazed with a- yellowish lead glaze.
Bottger; the first maker of Meissen porcelain,
manufactured curious varieties of pottery at
the beginning of the 18th century, — especially Potter'e mark,
a ware like red ja-sjier, which was so hard that
it was cut and polished by the lapidary's wheel. It is
usually marked with No. 18.
Good collections of German pottery are in the museums
of Berlin, Dresden, Munich, LiJwenberg, Mijiden, and pri-
vate collections at Nuremberg ; the Kensington Museum
lias also a number of fine speciinen.s.
Holland. — Holland, especially the town of Delft,* pro-
<luced very large quantities of ix)ttery covered witli a fine
white enamel. The early specimens data from the end of
the 16th century. Much of this ware is very soft and plea-
sant in tone, and very decorative in effect, especially that
in blue and white only. Designs of great variety occur,
come copied from Persian or Chinese originals, others with
' See Havard, Faience de Del/i, 1878.
es, oioon oi
No. 19. No. 20.
Potters' marks.
coats of arms surrounded by graceful borders, formed of
medallions and wreaths. A clever arrangement of pea-
cocks' feathers is a common and very effective motive,
used especially for plates. Other sorts of very inferior
artistic merit have paintings of flowers or human figures,
coarsely executed in rather harsh
colours — yellow, green, and red I \ i ■>
— mingled with the more har- I \/ IC
monious cobalt blues and man- "^
ganese purple. Many pieces of
Delft ware are marked with
maker's initials, as No. 1 9 or No. 20, probably two mem-'
bers of the Kulick family, of about the middle of the 17 tb
century.
But little pottery of any real artistic value was produced in anj
Western country during the 18th century, with the exception ol
the commoner and cheaper sorts of wares, with little or no orna-
ment, which were still made after the old traditions. The fact it
that the increasing introduction of Chinese and Japanese waret
and the \videly-spread manufacture of porcelain in the West gav6
the death-blow to the production of pottery designed and decorate^
after simple and natural methods. The enamelled pottery of the
18th century was inostly little better than a bad imitation of porce-
lain, a material which has a beauty quite its own, and requires forma
£ud methods of decoration very different from those that are suited
even to the most finely-enamelled earthenware.
Literature.— ^e Menard van Hoorebeke, Beimetties AntUjaiiU, 1867; WecJdien
lin, rases en Oris dea XVI' et XVII' Siida, 1860 : Jouveaux, EUtoin da . , ,
Bottger, 1874.
Scandinavian.
The pottery of Denmark, Norway, and Sweden for the
most part resembles that of Germany. Sweden, especially
during the 18th century, was very active in the production
of enamelled pottery, but little of it possesses any origin-
ality either in form or design. Perhaps the best variety
is a ware made at Stockholm, covered with bluish white
enamel, on which simple patterns are painted in white.
The potteries of Marieberg and Rorstrand.^ also turned
out large quantities, painted mostly with very weak
designs ; some are imitations of Oriental wares, while
other kinds are decorated in a realistic French style.
Section XIV. — English from the 16th Centuet.
Little except the commonest sort of domestic pottery
was made in England during the 16th centiu-y. The grey
mottled stoneware described above, which was largely used
for sack-jugs and tankards, appears to have been wholly a
foreign import, mostly from Cologne. A common item
in 16th-century inventories is — "a stone jugge or pott,
garnished with silver and double gylted." The silver-
mounted lids were often added by English silver-workers,
and aro frequently very elaborately embossed and chased.
It was not till quite the end of the century that certain
Dutch potters started in London the making of stoneware.
This English-made ware is hardly to be distinguished from
that of Cologne or Holland, as it was designed and
manufactured in the foreign way. Large globular jugs,
stamped in relief with a grotesque bearded face and other
ornaments, were one of the favouiite forms. Such were
called " greybeards " or " bellannines," from the unpopular
cardinal of that name, of whom the bearded face was
8up])osed to be a caricature (see fig. 64 above). Great
numbers wore made in the Low Countries and copied by,
the Dutch pottei's in London. In 1688 two Germari
potters named Elers settled in StafTordshiro, and there
produced hard stoneware of very fine quality. Their pro-
cess, however, soon became known to other potters.
The common wares of this time were mainly produced
in the Staffordshire jjotterics ; §orae wore decorated in a
very rude but effective way by dropping fliud white slip
through a quill on to the surface of vessels made of red
• See Ofromijw* Suidoiaet du XVflf SHcU, 18721
632
POTTERY
[English;
clay. The whole was then covered with a coarse lead
glaze, made from powdered lead ore (sulphide of lead),
sprinkled through a sieve on to the soft clay. The process
of firing produced a vitreous glaze, composed of silicate
of lead, the silica being taken up from the clay body.
Thomas and Ralph Toft made a number -of large plates,
drinking mugs or "tygs," and candlesticks, decorated in
this way with rather elaborate designs (see fig. 65). The
potter's name and
the date frequently
occur among the
slip ornaments,
which are .some-
times in red and
brown on a white
ground, as well as
white on red. About
the year 1680 a new
sort of glaze was in-
vented, very useful
for the common
kinds of hard stone-
ware, and ex-
tremely dufable,
namely, the "saltFia. 65.— Coarse e.-aL'ucmvaie Jish, with de-
„!„„„» n^v,i;„.l K„ coration in slip, signed by Thomas Toft. c.
glaze, apphed by ^^^^- (Museum of Geology, London.)
throwmg common
salt (chloride of sodium) into the hot kiln when the pro-
cess of firing was nearly complete. The salt was volatilized
and decomposed ; the soda combined with the free silica in
the clay, and a coating of hard silicate of soda was formed.
A very high temperature is required for this process,
which is chiefly used for drain-pipes and vessels to hold
corrosive acids, the salt glaze being almost indestructible.
Joha . Towards the end of the 17th century a gentleman
Dwight. named John Dwight spent many years in experiments to
improve the manufacture of pottery, and also to discover
the secret of true transparent porcelain. He appears to
have been an artist of great ability, and not only made
domestic pottery of Cologne ware but also modelled figures
and large busts in pale-grey glazed stoneware ; the British
Museum possesses a fine portrait bust of Prince Rupert by
)iim, modelled with great truth and spirit, almost recalling
the touch of the old Florentine sculptors in terra- cotta.
In 1671 John Dwight took out a patent for his special
methods of pottery and porcelain work, and set up kilns
at Fulham. Many of his receipts for porcelain exist, and
have been published in Jewitt's valuable work on The
Ceramic Art of Great Britain (1877), but no specimens
of this early English porcelain are now known.
Mmbi'th The Lambeth potteries were established at a very early
foueii 83. period, but it was not till the 17th century that they
produced ware superior to the common biscuit or lead-
glazed varieties. Some pieces of about 1660 are marked
with No. 21 mark. Certain Dutch potters settled at
Lambeth early in the century, and started the g^ -rr
manufacture of a finer sort of pottery, covered \^ ' Xi. ,
with a tin enamel. Most of this is in the Potter's mark.
style of the Delft wares, painted either in ^'°- 21.
cobalt blues alone or with the coarse green, yellow, and
manganese purple used in the more gaudy kind of Delft.
The Lambeth potters also imitated Palissy ware, with high
reliefs of human figures or plants and reptiles, — very poor
copies of Palissy's originals, the modelling being extremely
blunt. The enamel ground has a pink tinge, and the re-
liefs are picked out in various colours. Some specimens of
this Lambeth ware are dated on the back in blue with
various years during the reigns of Charles I. and Charles
n. Another variety has coarse imitations of late Italian
majolica, while other pieces have English designs, — coarse
portraits of Charles II. and his queen, with arabesque
borders, all very rudely executed.
The beginning of the 18th century in England saw a
great increase of activity in the production of many kinds
of pottery. Numbers of patents were taken out and new
kilns set up at a great many different places. Though many
improvementswere made in the preparation and combination
of different clays and considerable advances in technical skill
were gained, yet little pottery of any artistic value was made.
Wedgwood Ware. — The Wedgwoods were an old Stafi'ord-
shire family, and one member at least was a potter in the
17th century. This was John Wedgwood (1654-1705),
the great-uncle of Josiah, who in the next century founded
the great pottery which he called " Etruria." Only one
piece signed by John Wedgwood is known to exist; it is
in the interesting historical collection of ceramic wares in
the Jermyn Street Museum of Geology, London. It is a
" puzzle jug " with three spouts and a hollow handle, made
of coarse brown clay, covered with the usual green lead
glaze. The potter's name and the date 1691 are incised
round the jug."-
In the middle of the 18th century, when Josiah Wedg-
wood was a young man, a great impulse had been given
to the study and appreciation of classical art, partly
through the discovery of the buried cities of Pompeii and
Herculaneum, and also on account of the growing enthu-
siasm for the beautiful Greek painted vases, which were
then being sought for with great avidity in the tombs of
Etruria and Magna Graecia. Josiah Wedgwood devoted
his life and great talents to an attempt to reproduce the
severe beauties of the Greek and Roman pottery. Unfor-
tunately in this not unpraiseworthy aim he neglected
the special requirements of fictile work. His productions,
delicate and beautiiul as they often are, have the charac-
teristics of anything rather than pottery. With great
labour and expense he turned out from his workshops
imitations, necessarily unsuccessful, of ancient engraved
gems and camei, of jasper, basalt, or mottled marbles, of
gem- like cut glass, such as the Portland vase, and dull
copies, feeble in drawing and hard in texture, of beautiful
painted Greek vases. Of natural methods of decoration
suitable to pottery, or of the life and freedom of the
plastic clay rising into graceful forms under the touch
of the thrower's hand aided by the rhythmical movement
of the wheel, he knew nothing. Nearly all his pottery is
dully scholastic .and archseologioal in style, and therefore
must, on the whole, be regarded as a failure, though often
a very clever and even beautiful failure.
Wedgwood's most characteristic ware, in the production
of which he was aided by Flaxman and other able artists,
consists of plaques and vessels, vases, cups, plates, and
other forms motilded in clay, delicately tinted blue, brown,
and various colours, on which minute cameo reliefs in
white paste were applied while they were soft, and were
then fixed by firing !Many of them have very beautiful
figures, some copied from Greek and Roman gems or vases,
others being specially designed for him ; but all are classical
in style. Some of his pieces are quite astonishing for their
microscopic delicacy of detail ; others have wreatlis, foliage,
and minute diaper ornaments applied in the same way.
Wedgwood also produced very fine and porcelain -like
varieties of white enamelled pottery, some even decorated
with a metallic lustre, purple in colour, and mottled to
imitate marble ; some are cleverly modelled to imitate large
sea-shells. Indeed his technical methods were varied with
the utmost ingenuity, and would need a treatise to them-
selves if eveu a rough outline were given of all the varieties.
' For a full account of the Wedgwood family and their ware, see
Jewitt, Life of Josiah Wedgwood, 18C6 ; and Metej^d, Wedgwood
a»d his WorJca, 1873.
AXCLENT MEXICAN, ETC.]
P 0 T T E K Y
633
Towards the end of the iSth Century many imitations were
made of the Wedgwood cameo ware by different English
manufacturers, and even at Sevres it was copied in porce-
lain, though with original French designs. None, how-
ever, are equal to Wedgwood's work, either in beauty of
design or delicacy of execution.
Until quite recently Httle or no pottery of any artistic merit has
been produced in England during the present century, partly owing
to the absurd notion that pottery is a sorl: of inferior porcelain,
and should be made to resemble it as mnch as possible, and also
very largely on account of the invention in the 18th century of
a process (described below) for printing patterns under the glaze,
so as to avoid the labour of painting them by hand. Other modern
so-called improvements of manufacture have done much to destroy
aU true art iu English pottery ; such are the too finely ground and
artificial mixtures of ditfereut materials, the gre.it use of the mould
in preference to the potter's wheel, and, most fatal of all, the fact
that, when the pottery is thrown on the wheel, it is afterwards
handed over to a workman who turns it on a lathe and rubs it
down with glass-paper, as if it were a block of wood, thus remov-
ing all the surface put on the vessel by the touch of the thrower's
hand. Indeed, the great manufactory of Sevres has now so com-
pletely lost all sense of the natural and reasonable treatment of
plastic clay that the larger vases are cast whole by being poured in
a. fluid state into a mould, a method reasonable enough for iron or
bronze but ludicrously inappropriate to plastic clay. Some few
manufacturers have, however, of late tried to produce pottery
shaped and decorated in a more natural way. The Lambeth pot-
tery produces a good deal of excellent work, especially ware covered
(after the Japanese fashion) with one brilliant enamel colour. Mr
William De Morgan of Chelsea and Merton h,is perhaps made the
greatest advances of all, having rediscovered the way to make and
use the beautiful thickly-glazed blues and greens of the old Persian
ware, and also the fine silver and copper lustres of Gubbio and
Spain. He uses thes? splendid colours in designs conceived and
drawn with the old spirit, but of sufficient originaUty to make
them a real stage in the development of ceramic art, not a mere
archaeological revival of styles and methods which have long ceased
to have a significance and life of their own.
Sad though the confession is, it must be admitted that, to find
1 class of pottery designed with lines of natural beauty and pro-
duced in accordance with the simple requirements of plastic clay,
it is, for the most part, necessary to go, not to the centres of our
boasted l'9th-century civilization with its countless devices for turn-
ing out %vork cheaply and rapidly, but rather to the humble work-
shops of more primitive races, among whom the commercial spirit
has not yet destroyed all iifborn feeling for true art and beauty.
Literature. — For English pottery, sec Jewitt, Ceramic Art of Great Britain,
1877 ; Solon, Old English Fatter, 1883 ; Owen, Ceramic Art in Bristol, 1873 ;
Wallis and Bemrose, Pottery of Derbyshire, 1S70 ; Mayer, Art of Pottery hi
Liverpool, 1835 ; 'iinns, Polt'uirj in Worcester from 1751 to 1S5I, 18(35 ; Church,
Catalogue of English Pottery, 1870 : some of these works deal more witli porce-
lain than potteiy.
Section XV. — Ancient JIexican, Peruvian, &c.
The pottery of ancient Mexico and Peru, certainly older
than the Spanish conquests in America, and possibly dating
from a much more remote age, has many points of interest.
Large quantities in good preservation have been discovered
in the tombs of chiefs and other important persons of those
once powerful and (in a somewhat barbaric way) artistic
races. Much of their pottery is grotesque and even hideous
in sliape, modelled in the forms of semi-human monsters ;
it is often made of a hard black
clay, well burned, something
like the early black wares of
Etruria. Another kind is grace-
ful and natural in shape, formed
wth great taste and skill on the
potter's wheel. Many of the
forms seem to have been sug-
gested by vessels madeof gourds.
The decoration is very curious ;
many of the simple painted
patterns with geometrical de-
signs and. hatched lines call to
mind theearliest typeof painted f'«- 66.— Ancient Peruvian vcs-
decoratiou on the archaic pot- "'• ' ^^"^"^ Museum.)
tery of Mycenre and the Greek islands. The clay is fine in
texture and has a slight surface-gloss, apparently the re-.
suit of mechanical polishing. Fig. 66 shows a typical
form.i The Britisli Museum has a good collection of this
ware. The natives of Arizona and other uncivilized races
of America even now make simple pottery decorated witji
taste and true decorative feeling.
Section XVI. — Pottery and PoECEtiiN OE China
AND jAP.iN.
In the methods of treatment employed in' China and
Japan the usual distinctions between pottery (earthenware)
and porcelain (kaolinic ware) are not always observed. In
many cases these two different materials are treated in
exactly the same way and decorated after the same fashion.
It will therefore be convenient to describe them both
together.
History of CJdnese Porcelain. — The chronological arrruige-
ment of Chinese wares is a matter of great difficulty. Many
of the professedly historical records of the Chinese them-
selves are quite untrustworthy; as with all other arts, they
have claimed for the manufacture of porcelain an antiquity
far beyond the actual facts of the case. This exaggerated
estimate of the antiquity of Chinese porcelain was for a
long time supported by the supposed discovery in Egypt
of certain small bottles made of real porcelain, and in-
scribed with Chinese characters, which were said to have
been found in tombs at Thebes dating as early as 1800
B.C. The fact, however, that they are inscribed with
quotations from Chinese poets of the 8th century A.D.,
and have characters of a comjjaratively modern form, shows
that the whole story of their discovery is a fraud. The
only native work which gives trustworthy information on
the development of Chinese porcelain is a History of the
Manufactory of King-te-chin, compiled from earlier records
in 1815 by a native official, which was translated into
French by !M. Julien, under the title Histoire de la Fabri-
cation de la Porcelaine Chinoise (Paris, 1856). Accord-
ing to this work, the manufacture of pottery is said to
have commenced in 2G97 B.C., and that of porcelain during
the Han dynasty, 206 B.C. to 25 a.d. The Tsin dynasty
(265-419 A.D.) was remarkable for its blue porcelain, and
the Suy dynasty (581-618 a.d.) for its fine green ware.
One of the most celebrated kinds of porcelain was that
made about 954 a.d., deep sky-blue in colour, very glossy
in texture, extremely thin, and sounding musically when
struck. Even small fragments of it are treasured up by
the Chinese, and set like jewels. Most dynasties seem
to have been famed for ' a special variety of porcelain.
The earlier sorts appear not to iave been decorated with
painting, but were all of one rich colour. Decorative
painting did not apparently come into general use before
the Yuen dynasty of Mongols (1260-1368), and was brought
to great perfection under the ]\Iings (136S-1644). The
porcelain of the last-named dynasty is classified in periods,
four of which (from 1426 to 1567) were greatly esteemed.
Probably few specimens of Chinese porcelain known in
Europe are earlier in date than the time of Kang-he, the
second emperor of the Tsing dynasty (1061-1722). During
all periods Chinese potters were constantly in the habit of
copying eailicr styles and of forging their marks, .so that
very little reliance can be placed on internal evidence.
Indeed, the foi-gories often deceive the Chinese collectors
of old porcelain.
Manufacture of Porcelain. — It is made from two. sul>-
stances, "pe-tun-tse" and "kao-lin"; the latter is a
white pasty substance derived from the decomposition of
felspathic rocks such as granite. It is a hydrated .silicati
of alumina (Al.^0,,. 2Si02-t- 2H2O), and derives its nami
from a hill near King-tih-chin, where it, was first found
(see Kaolin). The precise nature of pe-tun-tse is no*
' Sec Rivero and Von Tschudi. Atiliijuedadea I'ciitunas, 1851. •'
634
r 0 T T E R \
[CHINESE PORCELAINV
■»hS'«
exactly known, but it appears to resemble kaolin, with
the addition of a considerable proportion of free silica.
The result of their mixture is sho^v^l in the following
analysis by M. Laurent of the body of white Chinese
porcelain — silica 70-5 per cent., alumina 20'7, potash 6,
lime 0'5, protoxide of iron 0'8 per cent., magnesia a trace.
The white pastes of which the porcelain is made are very
carefully washed, finely ground, and mixed in due pro-
portion. The paste is " thrown " on the potter's wheel in
the usual way and set to dry ; its coloured decoration is
then applied, and over that the transparent glaze is laid.
This is a very hard and beautiful substance, which requires
great heat to fuse it ; it is made of almost pure felspar
with an alkaline flux. It is finely ground with water, and-
either blown with a pipe on to the vessel or the vessel
ia dipped into it. The porcelain is next packed in clay
boxes or " saggers," piled one above another in the kiln,
in order to protect it from discoloration from the smoke.
After the kiln has been heated for a considerable time to
a very high temperature, the fire is withdrawn ; and the
porcelain is allowed to cool slowly in the clay saggers
before the kiln is opened and its contents removed.
Additional decoration is frequently added over the glaze,
generally in enamel colours, applied thickly so as to stand
out in perceptible relief ; gilding is also added over the
glaze. The porcelain is afterwards fired a second time in
a more open kiln, and at a lower temperature.
The methods of decoration on Chinese porcelain are ex-
tremely varied, and are applied with the most skilful hand
and wonderful fertility of design; but they are always
dainty and feebly pi-etty rather than artistic, except
when there is a Persian element present. The Chinaman
is a born maker of graceful toys, full of ingenuity and
perfect deftness of touch, but hardly worthy to be classed
as a producer of serious works of art. The general forms
of the porcelain are mostly feeble, and often of extreme
ugliness, while the skill in drawing is mostly confined
to representations of flowers, some of which, especially the
chrysanthemum and the pwony, are painted with great
truth and enjoyment. With the beauties of the human
form the Chinaman has no acquaintance or sj'mpathy, and
he never possessed the wonderful skill of the Japanese
in the delineation of animals and birds.
Only a few chief examples among the many meinoas of
decorative treatment can be mentioned here. A useful
classification has been adopted by Mr A. \V. Fi-anks in his
valuable catalogue of his own collection of porcelain, for-
merly exhibited at Bethnal Green, and now (1885) in the
British Museum.
1. Plain while, of a delicate ivory colour and a rich satin-like
glaze. Some of it is crackled, not accidentally, but by a careful
process, one of the methods of which is this. Powdered steatite
IS mixed with the materials of the felspathic glaze, and the porce-
lain vessel or statuette, after the glaze is applied, but before firing,
is set in the rays of a hot sun, which causes it to be covered with
a network of fine cracks, going through the skin of glaze down to
the porcelain body. Red pigment or black Chinese ink is then
rubbed into the minute cracks, which are thus made more con-
•picuoiis, and prevented from quite closing f,
Up^ in the heat of the kiln. Many speci- ;
mens have two sets of crackle, first the I
coloured cracks produced before firing, and i
secondly an intermediate uncoloured set, !
produced in the glaze by the action of the » .
kiln (see fig. 67). Jtost of this white ware *
is decorated with delicate surface-reliefs of i
flowers or figures very sharply moulded. ;
Old specimens of it are now highly valued
in china. It was frequently copied in the
tarly European porcelain manufactories,
T b as Saint Cloud, Meissen, and Chelsea.
•^ Porcelain emercd vnth one .Ejimnc/ ""• . °'-— V'}"'*,"' '"'P
Colour.- Enamels of man> varieties of tint w* "'"'kle glaze.
»nd great brilliance were used : the finest are blue, from copper oi
cobalt ; deep red, aiiolhei oxide of coiiper ; yellow, antimouiate of
lead ; and black, oxides of iron and manganese. One of the most
beautiful is that sea-green tint called "celadon," which was early
exported into England, and highly valued in mediaeval times from
its supposed property of changing colour at the contact of poison.
New College, Oxford, possesses a bowl of this ware, mounted in
silver richly worked, of about 1500 A.D., and presented to tho-
college by Archbishop Warham early in the 16th century. A speci-
men of this celadon ware is probably referred to among the list of
new-year's gifts to Queen Elizabeth as " a cup of grene pursselyne "
given by Robert Cecil. The fine old yellow porcelain was only made
Ibr the use of the emperor of China, and it is consequently rare ; it
is very thin and trausparent, almost like a vitreous enamel. Some
of the Chinese enamelled wares are made of pottery, not of porce-
lain ; earthenware, in many cases, was equally good for the purpose,
as the body of the vessel- was hidden by the coloured enamel.
3. Porcelain decorated teith several £namc!s or Glazes o/ different
Colours. — This ware is ^i^b^
frequently pioulded in /^ ^L
relief, with dragons, ~
flowers, or various ani-
mals, picked (Alt in dif-
ferent colours, often verj
harsh and gaudy in
effect. Fig. 68 shows a
pilgrim -bottle painted
in enamel colours. The
beauty both of form and
of decoration for whicb
this piece is very re-
markable is mainly due
to Persian influence.
4. Porcelain paiTiied
in White Enanul over
a Ground of Coloured
Enamel. — This is a very
decorative sort of ware ;
the designs, such as
flowers, birds, and in-
sects,are applied thickly
in the white pigment,
and are sometimes care-
fully modelled in low-
relief. The method was
largely imitated by the , „ ,
Persians (see p. 620 ^i°- ^^•~*-"^'^'''* P''S"™-^*^'''P''"'**° ^'°
above). enamel colours ; Persian style.
5. Porcelain painted only in Blue. — This is really the most artistic Blue,
and highly decorative of all the varieties of Chinese painted wares.
Some of the large plates and jars have very good designs, treated
in a not too realistic manner. i)Iuch of the finest porcelain of this
class both in form and decoration shows a strong Persian influence,
the result of the intercourse between China and Persia and the
visit of Chinese potters to Ispahan mentioned above in the account
of Persian pottery. Nanking porcelain, painted with the so-called
"hawthorn pattern," really a kind of Prunus which produces its
blossoms before its leaves, was largely imported into England during
the last century, and now fetches very exorbitant prices. Unluckily
during the 18th century a great deal of the fine blue and wliite
china brought into England was painted over the glaze with harsh
gaudy colours in English and French porcelain manufactories, to
please the degraded taste of the time, and was thus completely
spoiled. Other combinations of Chinese and European work occur.
Sets of porcelain were painted in China with French or English
designs to suit the European market ; or plain white porcelain
was sent from China to be decorated at Chelsea or Bow. Very
ludicrous results were produced in some cases by this mixture of
style ; engravings were sent from Europe to be copied on porcelaii>
by the Chinese potters, who have in many cases labou^usly painted
an exact facsimile of the copper-plate lines with all f^ir hatching*
and scratchy look. Some of these were done for Jesuit missionaries
in China, and Chinese plates with Catholic sacred subjects and
figures of saints exist in considerable quantities. Statuettes of the-
Madonna were also made in China for the missionaries, carefully
modelled in white porcelain after European originals ; some appear
to be copies from 14th-century French ivory figures, and (even itt
the hands of the Chinese potter) ha^■e preserved a strong resem-
blance to their mediaeval original. The type of the Holy Mother
thus introduced appears to have been adopted by the_ Chinese
Buddhists as a fitting representation of their goddess Kwan-lin,
many figures of whom were made with but little alteration from
the statuettes of the Catholic Madonna.' ,
6. Porcelain painted in many Colours under the Glaze. — This
very largo class includes all varieties of form and decoration. The
coloars are often harsh and inharmonious, and the more ela_borat»
figure-subjects are nearly always grotesqoe and ugly. Additional
1 See Watkins Old, Indo-European Porcelain (Hereford, 1882).
JAPANESE.]
POTTERY
635
richness of efTect is often given by the over-glaze colours, added by
a second firing. Many other varieties might be mentioned, but the
student must be referred for further information to the list of works
on this subject given below.
Both [lottery and porcelain have been used on a large scale for
architectural purposes in China. The so-called "porcelain tower"
of Nanking was the most prominent example. It was a very ela-
borate structure (see Nanking), mostly constructed of pottery
covered with enamels of different colours. The usual name is
misleading, as only the wliite portions were of real porcelain.
The Jermyn Street and British Jluseuius have specimens of its
bncks and elaborate architectural features.
Japanese Pottery and Porcelain. — In the main the
technical methods used in Japan and the styles of painted
ornament were introduced from China, and also to a less
extent from the adjacent peninsula of Corea Glazed
pottery ■nas first made at Seto about 1230 a.d. by a
potter who had visited China. Porcelain manufacture
was introduced in a similar way into the province of
>ane8e Hizen about 1513. On the whole the Japanese are more
'*'7- remarkable for their skill and almost endless methods in
the production of pottery than of porcelain. No people
ever approached them for marvellous fertility of invention
and skill in the manipulation of all sorts of clay, pastes,
enamel.s, and pigments. One of the most remarkable
characteristics of Japanese pottery is its wonderful success
in the imitation of all kinds of materials and texture of
surface, one great object apparently being to make it re-
semble anything rather than what it really is. Wood, with
its varying colours and delicate grain, ivory, bronze, lac,
marble, basket-work, fruits, and countless other substances
are imitacted in Japanese pottery with the most perfectly de-
ceptive effects. The utmost amount of labour and patience
is often spent with this one object, any notions of real
artistic beauty being apparently never even considered.
A great deal of Japanese ceramic ware is simply copied
from Chinese porcelain, and often has forged Chinese
marks. It is very difficult to find out what notions the
Japanese themselves really have as to what is admirable
in pottery. A_purely arclia;ological interest in old sorts
of ware appears to affect them strongly, and they often
put the highest value on what appears a very ordinary
and rudely-made kind of pottery As Mr A. W. Franks
has pointed out in his introduction to a native report on
Japanese pottery, published by the Science and Art Depart-
ment, 1880, the high value which they put on rude speci-
mens of glazed pottery is partly kept up by the existence
of certain curious old tea-drinking ceremonies, solemnly
performed as if they were religious rites. Everything used
and every detail of the performance were strictly prescribed
by rule. The bowl or cup out of which the tea was drunk
by the guests was to be an archa;ological curiosity remark-
able for its age, not for any intrinsic merit. Some of these
cups which have been brought to Europe are of coarse clay,
ill-formed, thick, highly glazed, and quite without orna-
ment. One in the Sivres Museum, said to bo Seto ware
of the 14th century, is made of mottled yellowi.sh brown
clay, with a thick vitreous glaza It looks quite worthless,
• but has evidently been highly valued by its Japanese owner,
for it has a beautifully made ivory lid, and is protected by
three cases, — first, fine white silk with gold cord ; second,
a box of poli.shed bamboo ; and, outside of all, a case of
figured linen lined with silk. Others of these precious tea-
bowls are red, purple, black, or grey, all very thick and
loarse, but highly glazed, and carefully fitted into silk cases.
Some of tlie Japanese methods for the decoration of
pottery p,re simple and effective, especially a ware made
of grey clay with incised patterns — birds, flowers, and the
like — filled in with white paste, and the whole glazed, —
similar in method to the 16th-century Oiron ware.
The most magnificent sort of pottery is the Satsnma
ware, originally introduced from Corea. It- waa at first
manufactured in a private factory belonging to the prinoe
of Satsuma, but afterwards produced ior public sale. The
most highly-decorated kinds with many colours were not
made till the end of the 18th centtury. In minute richness
it is probably the most elaborate ware ever produced. The
body is a fine ivory-white clay, covered with a minutely
crackled glaze. Over this, miniature -like paintings of
human figures or flowers are executed in brilliant enamel
colours, some of which stand out like jewelled reliefs. It
is further decorated wioh delicately moulded patterns in
gold, and, though very weak in real decorative effect, is
a marvel of rich workmanship. Most of the so-called
Satsuma now sold is a poor imitation of^ the ware, and ia
made in great quantities at Awata and Ota.
It should be observed that nearly all the very elaborate
and magnificent methods of ceramic decoration now ao
much employed by the Japanese are of quite moJem
origin ; before the present century the simpler methods of
China were almost exclusively followed in Japan. During
the last century great quantities of porcelain, chiefly deco-
rated in gold, green, and a rich red, were made expressly
for export, and largely brought into Europe, where they
were frequently copied, especially in the porcelain works ol
Dresden and the early china manufactories of England.
The' Japanese have little or no sense of the best kind
of decorative art ; their paintings of flowers or birds\
beautiful as they are, are mostly, as it were, flimg across
the vessel they are meant to ornament without any
regard to its shape or the space to be occupied. Like the
Chinese, they have no feeling fo; he beauty of the humau
form, or even of some of the nobler animsils, such as the
horse. The figures most frequently represented on theii
ceramic wares — the seven gods of good fortime — are all
grotesquely hideous ; and downright ugliness of the most
repulsive sort is often selected and treated with wonderful
ingenuity. Many of the paintings have a symbolical
meaning ; emblems of longevity (considered by the Japanese
the chief of all blessings) are perhaps the favourite, such
as the sacred tortoise, the crane, or the combination of
three trees — the fir, the plum, and the bamboo — all of
which have this special meaning.
Within the present century a new and elaborate method
of decorating porcelain has been practised iu Japan, the
chief object of which seems to be to make a porcelain vessel
look like a metal one. Brass cloisonn6 enamel is applied
to the outer surface of porcelain vases or bowls ; the strip*
of brass set on edge which form the outline of the design,
instead of being soldered to a metal plate, are fixed in som»
almost incomprehensible fashion to the surface of the porc»
lain, and then the compartments are filled in with coloured
enamels and fired in the usual way, — a marvel of technical
skill and wasted ingenuity.
Collections of Chinese and Japanese Porcelain.. — The Drssden
collection is the most importoint historically, having been formed
chiefly between 1694 and ITOO. The Biitish Museum is rich
through the recent munilicunee of Mr A. W. Fninka, who haa
presented to it the whole of his fine collection. The South Kensing-
ton Museum and the museuma at Leydcn, The Ilajfuo, and SiWre*
are rich in these wares, as aro also those al Vienna. Berlin, and St
Pet«r8burg.
LiUraiure.— For Chinese and Japanese porcelain, see Jacnnsmnrt mod L«
BUnt, HUloirt tie la Poreelatne, 1861-62 ; Jaci|Ueiiiart, Itittoirt* df la C*mmitj\tm,
1873 ; Audalfy UMcl hfytn, Krranric Arl <i/ Juj^tn, lts76-80, l»i 8i>rt<'l, Id /'un»
tainf de Chine, IhSl ; Oraf 8hi\ Catatoff dfr fc. Purtrltan- nnk G^Jiun-Sammlung t%
I>Taden,ii7i; SixMna JaWtn, llUloirnU la PomlalmdlCklnt.Xibi, Fr.mk^
C<tl. oi Colt. 0/ (irlenial I'omlain, 1878, and "JapancM Potter}'," In Uouti
KelulDgtcIl Huxuni Handbook, 1880.
Section XVIL — Poeoelain rx Etrnopa
Early Davdopment.
In various places in Europe, especially in Italy and
France, attempta to produce translucent porcelain like that
produced by the Chinese were almost continually bein^
made from the ead of the Ifith century down to th»
636
POTTERY
[porcelain
beginning of the 15th. The word "porcelain" is usually
derived from the Italian " porcellana," a white shell, to
the smooth polished surface of which the Chinese wares
bear some resemblance. Hence it should be observed that
in mediieval inventories "a cup of porcelain" often means
one made ot shell or mother-of-pearl. In Italy the finer
sorts of majolica were often called "porcellana," and a
plate decorated "alia porcellana " meant one with a special
style of painting, and did not refer to its material. During
mediaeval times, when real Eastern porcelain is meant, some
other word expressing where it came from was frequently
added, t.g., in French 15th-century inventories "porcelains
de Sinant"is sometimes mentioned. From the 13th to
the 15th century Chinese porcelain was very sparingly
brought into Europe, and generally occurs among royal
possessions or gifts as an object of great value. The name
"china," from the country where porcelain was made, was
given to it not later than the 16th century, and perhaps
earlier, having been used by the Arabs long before : " china
dishes" are mentioned by Shakespeare {Measure for Mea-
sitre, act ii., scene i.) as being things of value.
The main reason of the very slight success gained for
so many years in the attempts to make porcelain in
Europe was the fact that it was regarded as a highly arti-
fieial substance, something between pottery and glass ; the
many beds of kaolinic clays which e.xist in Europe were
never thought of as being the true material of which to
make it, or, if used at all, were only employed partially
and in an accidental way. The earliest attempts at the
production of translucent porcelain which had any practical
success took place at Venice about 1470.^ An alchemist
named Antuonio succeeded in making and firing in a
kiln at San Simone, near Venice, " porcelane trasparenti
e vaghissime," described, in a document dated 1470, as
being as beautiful in glaze and colour as " the porcelain
from barbarous countries." Difficulties, however, seem to
have arisen, and the manufacture was not proceeded with
till 1504, when a few sample specimens were made in
Venice, and 'others again in a spasmodic way in 1518
and 1519. No specimens of the early Venetian porce-
lain are now known, nor any pieces of the porcelain
made at Ferrara for Duke Alphonso II. about 1565-67
by Giulio da Urbino, and mentioned with high praise
by Vasari.2 The composition of this earhest European
porcelain is not known, but it probably was partly made
of the white clay of Vicenza — a true kaolinic paste-
often used 'by the majolica potters to give whiteness and
fine grain to their clay.
Medici Porcelain. — ^The earliest manufactory of porcelain
of which known specimens exist is that started in Florence,
for Francesco I. de' Medici, about the years 1575-80 by
Bernardo Buontalenti (see Vasari). Francesco de' Medici
took the greatest interest in the manufacture, and, as is
recorded by Galluzzi (Istoria di Toscana, 1781), moulded
stime of the vessels with his own hands, as compliment-
ary . presents to other princes. According to Galluzzi,
Buontalenti did little more than improve on the method
invented a few years earlier by the majolica potters
Camillp ■ da UrbLno and Orazio Fontana, assisted by a
Greek who had learned the secret of true porcelain in
China. The discovery of the existing specimens of Medici
porcelain is due to Alessandro Foresi, who observed its
peculiar texture and, in some cases, slight transparency,
and found pieces marked at the back in a vyay, that
quite cpnfirmed his theory.^ These marks are the;Medic"
arms, with its "palle" or balls, inscribed with "F. M. M.
E. D. II. " for " Franciscus Medici Magnus Etruriae Dux
' See Davillier, Les Origines de la Porcflaine en Europe, 1882.
? Lives *of Artists, last section,
* See Feresij guilt Porcdlant Mtdicee, 1869.
,i^
II." Some pieces have a rude representation of the great
dome of the Florentine cathedral, and the letter " F. " for,
"Florentia" (see No. 22). Scarcely forty ^
specimens of the ware are known, which are
mostly in the possession of the Rothschilds
and Mr Drury Fortnum, in the royal collec-
tion at Lisbon, and the museums of South _^ Val ■ iLff
Kensington and Sevres. They are all of a /;J;i,/r.,iin;{vi{at
slightly creamy white, with a beautiful pearly
texture, due to the rich glaze and the slight
transparency of their paste ; the glaze varies
in thickness, and in some instances is slightly Potter's mark,
crackled. Nearly all are simply decorated in '
cobalt blue, under the glaze ; the designs are of various
styles, some purely Italian, others Persian or Chinese in
character ; a few have one flower painted in the middle of
the space in a graceful and almost realistic way. A plate
at Lisbon has a figure of St John with his eagle. Their
forms are pilgrim-flasks, plates, ewers, and vases of differ^'
ent shapes, some very graceful and original.
The earliest dated example is among the five specimens
in the Sfevres Museum ; it is a square bottle with the
arms of Spain painted in blue and a few touches of man-
ganese purple; the date 1581 is introduced among the
ornaments at a corner of the bottle ; it was probably a
gift from Francesco I. to the king of Spain. The com-
position of this porcelain has recently been discovered
from a contemporary MS. in the Magliabecchian Library
at Florence. The paste consisted of 24 parts of white sand,
16 of a crystalline frit (powdered rock-crystal 10, and
soda 8), and Faenza white earth 12 parts. To 12 parts
of this mixture 3 of the kaolinic clay of Vicenza were to be
added. Probably to secure greater whiteness, the vessels
were covered, under the glaze, with a white enamel ; but
this addition appears needless. They were then glazed
with an ordinary siUcious lead glaze. Though the final
result has the beauty and some of the special qualities of
the Chinese natural porcelain, yet it will be observed that
this end was gained in a very difficult and elaborate manner,
which must have been very costly. This, no doubt, is the
reason why so few pieces were made, and why its manu-
facture ceased altogether with the death of Francesco de'
Medici, in 1587.
After the Medici ware ceased to be made there is a blank Frencli
of nearly a century in the history of European porcelain. pof«-
In 1664 a patent was granted to Claude E,everend, a citizen
of Paris, which gave him the privilege of making " imita-
tion porcelain, as fine as that from the East Indies." No
known specimens can be attributed with certainty to his
workshop, though some pieces which bear mark No. 23
may have come from his hands. In 1673 xfi.
another patent was conceded to Louis Poterat, r^ .
who certainly did produce artificial
porcelain at Rouen. Some small
pieces, salt-cellars and mustard-
pots, in the museums of Rouen ^'°- 23. No. 24.
and Sfevres, are attributed to him, ^°""'' "="''"•
and are therefore the earliest undoubted examples of
French porcelain. They are of a pearly white colour, with
rich glaze, not unlike the Medici porcelain in softness of
texture. The ornaments, simple and delicate arabesques,
are painted under the glaze in cobalt blue only. Some
pieces are signed with No. 24. '
Saint Cloud was the next place in France where porcelai;i
was produced, the manufactory being carried on by the
Chicanneau family, to whom a privilege was granted in
1695. The patent mentions that they had made porcelain
since 1693. This early Saint-Cloud porcelain is fine ii;
texture and glaze, and is decorated in many different styles'
it is pure white, moulded with slight reliefs cogied from t e
Iain,
luis Poterat, 7>
eiiVEES.]
POTTERY
637
( 11, mariteu wiiu no. ^o raris,
Chinese ; or painted in many bright colours and gold with
Chinese designs ; or thirdly, with paintings in blues only
of flowery scroll-work and grotesques. It is marked either
with a sun, or with "S. C." combined with "T." (see No.
25), and other makers' initials. Martin Lister, physician
to Qneen Anne, in an account of his travels in ^ ^^
France during 1698, mentions a visit which X^^^
he paid to the Saint^Cloud porcelain works, yj \^
and speaks with great admiration of their i^— — ^»
productions. The privilege was frequently ^ I '
renewed during the first half of the 18th ^
(Century, and the Saint-Cloud manufactory Potter's^mark.
continued to be the most important in France
till the establishment of the royal manufactory at Sevres.
Other places in France during this period, from 1700
to 1745, produced a certain quantity of artificial porcelain.
These were Lille, from 1711, marked with No. 26 •■ Paris,
1722, a branch of the
Saint-Cloud works ; and
Chantilly, from 1725.
The porcelain of Chan-
tilly was specially in-
tended to imitate old No. 26. No. 27.
T r ■^ L-u Potters marks.
Japanese ware. Like the
Medici porcelain, it has a white tin enamel over the paste.
It is marked with a hunting-horn (see No. 27) and painter's
initials. Porcelain of every variety of style was also made
at Mennecy-VOleroy from 1735, under the patronage of the
duke of VUleroy, with whose initials, " D.V.," all the pro-
ductions of the manufactory are markpd. All these early
varieties of porcelain were of the artificial or soft kind, called
by the French " porcelaine k p4te tendre."
Shn-es.
Tlie increasing success and popularity of the porcelain
produced in Germany and England induced Louis XV. to
CoLablish a private royal manufactory of porcelain, which
was first started at Vincennes, with a privilege granted to
Charles Adam and others in 1745. In 1753 the king
himself became a partner in the works, with a third share
in the property. The seat of the manufactory was then
transferred to Sevres, and the official title was assumed of
" manufacture royale de porcelaine de France." Before
1753 the royal porcelain was simply marked with two
crossed L's for Loui.s, but from that year a date-letter was
made compulsory, — A for
1753 (see No. 28), B for
1754, and so on till 1777,
after which a new doubled
alphabet was started AA
(see No. 29), BE, &c. ; this
lasted down to R 11(1793),
and then a less regular
series of marks came into use. Till 1792 the date-letter
was put between the crossed L's, but in that year the
republic substituiod the letter R. Later variona royal
monograms and marks were used.
Till about 1770 all French porcelain was artificial or
" soft " (pdie tendre) ; the discovery of kaolinic clays in
Franco then brought about the manufacture of natural
hard porcelain (jidte dure) like that made in China and
Japan. This gradually superseded the soft kind, which
ceased to be made at the end of the 18th century. Its
manufacture has recently been revived at Sivrcs to some
slight extent. M. Brongniart, the director of the Sfcvres
porcelain works from 1800 to 1847, in his most valuable
Traits des Arts Ccramiques (1854), gives a full account of
the materials and methods used at Sfevres during all periods.
The soft porcelain was composed of white sand 60 per
cent., nitre 22, common salt 72, alum 36, soda 36, and
No. 28. . No. 29.
Potters' marks.
gypsum 3 '6 per cent. This compound was roasted at a
high temperature, then ground to a fine powder, and
washed with boiling water. To nine parts of this mixture
or frit two parts of white chalk and one of a sort of pipe-
clay were added. The whole was again ground, and passed
several times through a fine silk sieve. Water was added
to make the powder into a paste, and it was then fit for
the thrower on the wheel or the moulder. Owing to the
■ very unplastic nature of this elaborate mixture, black soap
and size or glue made from parchment were added to bind
the paste together under the moulder's hands The glaze
used for the pdte tendre was an ordinary silico-alkaline glass,
made fusible by oxide of lead. The coloured decorations
and gilding were added after the firing of the gfeze. The
hard porcelain is made of natural kaolinic clays, and is
glazed with almost pure felspar, — both substances very hard
and infusible. The superior softness and richness of effect
possessed by the p&tt tendre are due to the fact that the
paintings on the softer and more fusible glaze sink slightly
into it under the heat of the kiln, and are, though almost
imperceptibly, blended one with another. It is easy to
distinguish the two pastes and glazes : pieces of the one
kind can be scratched by a knife, while those of the other
resist it. Nevertheless the difierence in beauty between the
two kinds of porcelain has been much exaggerated, and the
extravagant prices which are given for the pdte tendril are
greatly due to its rarity, and to its having been produced
earlier than the other. The whole question, in fact, of the
value of Sevres porcelain is a highly artificial and conven-
tional one, which can hardly be considered in accordance
with the ordinary rules or canons of art. Certain special
qualities were aimed at, such as brilliant colours, vrith abso-
lute smoothness of surface, microscopic delicacy of paint-
ing, and the most perfect accuracy and neatness of execu-
tion throughout ; and it must be admitted that the porc&-
lain-makers gained their object with the blip of ingenuity,
technical skill, and unwearied patience, which must com-
mand our respect and even admiration, whatever may be
our verdict as to the artistic result of their labours. Still,
with all possible allowances, there is no doubt that rarity,
the necessary result of the slow and laborious processes
employed, is the chief reason for the extraordinary value
now set on this porcelain.
The £10,000 which three
flower-vases of pdte tendre
fetched at a public auction
a few years ago can be ac-
counted for on no other hypo-
thesis. The colours of Sfevres
porcelain are generally harsh,
and out of harmony with the
pictures they surround ; the
forms of the various vessels
too are frequently very un-
graceful, and utterly unsuited
to any plastic substance.
The whole of this porce-
lain ware, in fact, labouis
under the serious artistic dis-
advantage of being designed
and decorated with no regard
to suitability of material or
method ; the elaborate pic-
ture-subjects would have
been far more fit for ivory pio. 69.— Sivito vaao, pattuiidn ;
miniature-work, and arequite green body and jut imitation
without breadth of decorative •"ounting. (South Eeniington
efi'ect, while the shapes of the ""'O"")
more elaborate vases nre often deliberate imitations of gold
and " or moulu," which in no way suggest the special pro-
638
POTTERY
[porcelain.
perties of a fictile material (see fig. 69). It is difficult to
realize the amount of thought and labour that was spent
'on the production of Sevres porcelain. The chief chemists
'of France devoted their energies to the invention of
brilliant and varied pigments which would stand the
severe test of the kiln. The works of the best painters
were used for reproduction among the painted decorations
of the porcelain, and many artists of real talent spent their
fives in painting these gaudy toys — on the whole a sad
waste of labour and skill.
Sfevres porcelain made for actual use, such as tea-sets
and dessert-services, are usually painted with flowers or
figure-subjects, often in many tints, and enriched with
gilding, but on a plain white ground. It is the purely
decorative pieces, such as vases and flower-vessels, that are
ornamented with the greatest splendour. They generally
have ptinels with pictures on a white ground surrounded
by' frames of gold scroll-work ; the main body of the piece
is covered with one deep or brilliant colour. The chief
colours are r/ros lien, a very dark blue ; bleu du roi, a deep
ultramarine; a brilliant turquoise blue; a bright pink,
the favourite colour of Madame Pompadour, but generally
called "rose Du Barry"; a bright yellow, a violet, and three
shades of green were also used. These brilliant colours
are often further decorated with gold'; a ground with cir-
cular groups of gold spots scattered over it is called "ceil
do perdri.x"; other kinds of diaper were also used. The
most gorgeous variety of all is the jewelled Sevres, not made
till about 1780, and generally having a ground of bleu du
roi or ultramarine. It is richly set with imitation jewels,
chiefly turquoises, pearls, and transparent rubies, made of
coloured enamel pastes, hardly to be distinguished in efl'eot
from real stones. They are set in gold, slighUy modelled
in actual relief, like the gilt ornaments on the richest sort
of Japanese Satsuma wart
Forma. The forms of Sevres pi-ocelain are very varied, and, in
spite of the great use of plaster moulds, many reproduc-
tions of the same design were rarely produced. Clocks,
barometers, and various other objects were made of porce-
lain and richly decorated, and also painted panels or
plaques used for furniture, — always, however, with most
discordant efl"cct. Beautifully modelled statuettes in white
biscuit porcelain were made by some of the ablest sculptors
of the 18th century; these usually have pedestals elabo-
rately gilt and painted. Perhaps the worst taste of all is
shown in some of the vases which have scrolls and sham
metal-work moulded and gilded to produce the efi"ect of
a porcelain vase set in or moulu mounts,- — a method of
so-called decoration which was much imitated at Chelsea
and other porcelain works. The recent " -Jones bequest "
to the South Kensington ifuseum contains a large variety
of the most costly specimens of the pdte teiidre of Sevres
Modcrji Processes of Porcclain-maHnrj fit Sivrcs. — Since the
Fr.inco- Prussian war a large new buililing lias been constructoJ for
this maiiulacturc, with imiirovcd kilns, ai-rangeil in the most com-
inodioiis way. It is near tlio Seine, at the entrance to the park of
Saint Cloud. In the same building is the important Ceramic
Slusoum, which contains the finest collection of French porcelain
of all periods, and also a laige series of sliowrooms for the exhibition
of the modern productions of the manufactory. About 250 hands
(men and woiiien) are employed in the work ; many of the painter's
and modellers are, as of old, artists of real ability.
Tlie jjtllc dure, now mainly used, is composed of kaolinic clay,
mostly from Limousin, but also imported from Cornwall ; with it
is mixed a proportion of white chalk and fine sand (silica). Each
material is finely ground between mill-stones, and carefully -washed
by being agitated with water. The powder is allowed to settle,
and the lighter impurities are carried off by decantatiou. The
various ingredients are tlien mixed thoroughly together with enongh
water to bring them to the consistence of cream. When the mixing
process is complete the cream-like fluid is run off into absorbent
plaster troughs, which take up the superfluous water and leave the
compound in a pasty state. The paste is next turned over fre-
<ia«iitly ou a floor so as to expose the whole of it to the air, and it
is thoroughly kneaded like baker's dough by men's feet and hands
to make it more plastic for the wheel or mould. The wheel turned
by the thrower's foot is exactly like that used in Egypt under the
Ptolemies, or by the majolica potters, as shoira in fig. 55. While
moulding his vessel the thrower keeps dipping his hands into a
basin of fluid paste ("barbotine" or slip). He also increases the
smoothness of surface on the revolving vessel by holding a sponge
soaked in the slip between his fingers. Vessels of which a number
are required all exactly alike, such as a set of plates, are partly
shaped in a mould and partly, formed by a steel " template " or
gauge. The thrower forces a thin disk of paste over a convex mould
shaped to give the inside of the plate ; he then sets it, mould and
all, on the revolving wheel, and a steel knife-like gauge shuts down
upon it, thus forming the outside or back of the plate, which, as it
revolves against the edge, has all superfluous paste scraped from it
and is accurately formed into the required shape. When the plate
or other vessel has been shaped it is allowed to dry, and is finished
by being turned on a lathe and rubbed smooth with sand-paper
The handles and all projecting ornaments are moulded, or rathei
cast, by pouring the paste in a fluid state into piece-moulds made
of plaster of Paris, wliich take to pieces and set free the casting,
which is then fixed on the vessel it belongs to with a little more
fluid slip used as a "lute." The moulded ornaments are afterwards
carefully finished by hand with ordinary modelling tools. Even
statuettes and groups of figures are cast and finished in this way.
The vase with its attached ornaments, after being thoroughly dried,
is ready for the first firing.
The kilns are like tall circular towers tapering towards the top, Flrln*,
about 10 feet in diameter at the base inside ; they are divided into
four stories, with perforated brick vaults between thorn. The fire,
fed either with white wood or coke, is in the lowest story ; the
chamber next to the fire is of course the hottest, and the top ono
the least hot of the three. Thc-se difl"erent degrees of heat are
utilized according to the temperature required for each firing.
Thus the "raw" vessels fresh from the wheel, which only require
a moderate heat to prepare them for being glazed, are piled in the
highest chamber, and those that are being glazed in the lowest.
In order to keep the white paste from being discoloured by the
smoke the porcelain is packed in round porcelain boxes (called in
English "saggers"), which fit closely one upon another and are
arranged in high piles. The various clrambers of the kilns have
small openings, closed with transparent talc, through which the
progress of the baking can be watched, and test bits of porcelain
painted with carmine, a colour that changes tint according to the
heat it is subjected to, are -withdrawn from time to time to show
what temperature lias been reached. As a rale the fire is kept up
for about thirty -six houi-s, and the kiln with its contents is allowed
from four to six days to cool before being opened.
After the first firing the porcelain is in the biscuit state, and is Qlazini
then ready for the glaze, which is made of felspar and quartz crystals and ile
(pure silica) ; it is finely ground with water, and the porcelain is coratm
dipped into it, until sufficient of the fluid mixture adheres to the
absorbent biscuit to fonn a coat of glaze. When dry it is fired
for the second time, hut in the lowest and hottest compartment of
the kiln, this natural rock-glaze being very infusible. About 1600*
C. is the usual temperature for this process.
The painted decoration is always applied over the glaze ; but
within recent years a new method of under-glaze ornament has been
much used, called "p.lte sur pate," similar in method to the "slip
decoration " mentioned above under several diff'erent heads. The
biscuit ground of the vase is first tinted a uniform colour, and
then the same white paste of which the porcelain is made is mixed
with water and applied iu successive laj-ers with a bnish, thus pro-
ducing delicate cameo-like reliefs. Veiy beautiful designs of figure-
subjects or flowers are put on in this way, and additional efl'ect is
gained by the coloured ground shining through the thinner parts
of the semi-transparent white reliefs. The whole is then glazed in
the usual way. To return to the painted porcelain, when it has
come from the second firing in a white highly glazed state it is ready
for the painter. Almost endless varieties of coloured pigments are
gained by the use of elaborately prepared chemical compounds, all
different salts of metals. In the- main the blues are from cobalt,
the turquoise colour from copper, the rose-pink from gold, thegi'eeu
from chrome and copper, and the \Tolets from manganese. A far
gieater variety and brilliance of colour can be gained in over-glaze
painting than in under-glaze pigments. But the over-glaze colours
are very inferior in softness and decorative beauty, and are fre-
quently very harsh and gaudy. Different pigments require difl'er-
eiit temperatures, and three distinct firings are used at SJvies for
the painting only: they are called "grand feu," "demi-grand feu,"
and " feu do moufle." Pure gold for the gilt parts in a very finely
divided state is obtained by chemical solution and precipitation.
The gold requires a special kiln, and firing at a higher temperature
than ths colour-pigments, aud therefore, iu the case of pdle dure,
is applied first. The coloura have to be put on aud fired in order
according to the degi-ee of heat they require, thus very much add-
ing to the painter's difficulties, which are also increased by tlx
OEKMAN, ETC.]
POTTERY
639
fact that all the colours alter in the kiln, the unfired pigments
often bearing no resemblance to their fired state. Thus an ela-
borately painted and gilt Sevres vase passes through six separate
, firings, and often a seveuth when it needs final retouching.
The porcelain d pdte tendre is irow made in small quantities at
Sfvres. Its materials have been described above. In most respects
It goes through the same processes as the pdle dure, but the gold
is applied after the painting, as it requires a less degree of heat to
fix It on the more fusible glaze used (or pdle tenure.
Modern Sevres porcelain ha.s two marl^s — first, tho mark of the
paste or undecorated vase, painted in green ; second, a mark in
red or gold to show that it has been painted at Sevres. Slightly
<lefectivo pieces in the white glazed state are sometimes sold and
decorated elsewliere. In this case the green mark is cancelled by
the cut of a lapidary's wheel before it leaves the manufactory.
M. Brongniart, in his Arls C^ramiows, has given a complete set
of plates, showing all the processes, the machinery, and the kilns
used at Sevres in his time, — that is, from 1800 to 1847. Other
processes are now practised. One is for making very thin cups and
saucers, like Eastern "egg-shell china," which are formed by merely
rinsing out a plaster mould with fluid paste, when sufficient of the
paste to make the thin walls of the cup adheres to the absorbent
mould ; and thus porcelain is' made much thinner than it could be
by use of the wheel and lathe. Another recent invention is of
great importance in the forming of large vases with bodies thin in
proportion to their size. Such would be liable to coUapse from
their own weight while the paste was soft. To prevent this, t'ue
vase is set in an air-tight chamber, its mouth being carefully closed,
and the air in the chamber round it is exhausted, so that the soft
vase is kept in shape by the expansive pressure of the air within
it. The converse method is also used in some cases, by compressed
air being forced into the vase. When the paste is sufficiently dry
all fear of failure from this cause is over. In this way vases as
much as 12 feet in height have been successfully made and fired.
In addition to porcelain shaped and painted after the 18th-
century fashions, and tho new pdte surpdte process, tho present
manufactory produces a great deal of fine porcelain copied exactly
from the fanciful and elaborate wares of China and Japan, such as
the delicate double cups and vases, with outer sheUs of minute
open work pierced through, and many other varieties requiring
great technical skill and patience. Unhappily the old faults and
. misdirected aims still prevent the laboured products of this great
factory from having much real artistic value, or even strong decora-
tive effect. The paintings on the porcelain are still pictures like
miniatures on ivory, and the treatment and forms of the most
«laborat6 vases are not such as would arise from a natural and
rational treatment of plastic clay. The ingenious resources of
modem chemistry have produced pigmo^ts" of countless variety of
tint, but they are nsc^tly over-gaudy and Harsh in combination ;
•nd the* modem habit, not peculiar to S6vres, of applying paintings
•over the glaze, wilfully rejects the special soft richness of effect
which a vitreous coating gives to the pigments under it.
Liternturc. — On French porcelain, consult Jacquemart, Hiftoire de la Cham-
^B^*^ 1873 ; DaviUJer, Les Forcelaines de Stvrss, 1870, and Lcs Faiences ct Porcelaines
We Moustura, kc, 1-863; Jacquemart and Le Blant, Histoire de la Porcelaine,
1861-62; Lojeal, Jtccherches sur la Porcelaine de Valenciennes^ 1868; Milct, L'Jn-
.mention de la Porcelaine 4 llouen, 1807 ; Guide du, Vistleurj Sevres, 1874 ; Cool,
Peinture sur Porcelaine, 1866; Bastcnaire-Daudenart, LArt de /ahriquer la
foretlaine, 1827. See aUo the general list of works on ceramic art.
German and Austrian.
Tho porcelain of Germany was, from the first, composed
of a hard natural paste, a true kaolinic clay. Its success-
ful production was the result of a single, almost accidental,
act of discovery, and not, lilcc that of the French, of a long
series of experiments with different materials, ending in the
invention of a highly artificial imitation of true porcelain.
)ttger. In the year 1700 a young chemist, or rather alchemist, of
• great ability, called Frederick Bcittger (1682-1 7 19), a native
of Saxony, fled to Dresden under the accusation of prac-
tising magical arts and searching for the " philosopher's
stone." He was there taken under the protection of
Augustus II., elector of Saxony, who employed him to
make experiments, at first connected with medical chemistry
and afterwards with the composition of pastes and clays
for ceramic ware. From 1701 he worked for his royal
patron, partly at Dresden and partly at the castle of
Meissen, carefully guarded, and kept in seclusion almost
like a prisoner, in order that his discoveries might remain
secret, and also to prevent his leaving the country. For
nine years Bottger only produced stoneware, though of
a finer and harder quality than had hitherto been made
(see pp. 630-31); but in 1710 he seems to have been in
some way set on the track of the secret of porcelain manu-
facture. His first attempts were unsuccessful : the pastt
is grey and defective, and there is little or no glaze. So
far no real progress had been made towards the discovery
of true porcelain. But in 1710 a lucky accident, com-
bined with the young chemist's ready powers of observa-
tion, revealed the true nature of the required paste.
Having noticed the unusual weight of some new hair-
powder with which his wig was dressed, he inquired what
it was made of, and, finding that it was a finely-powdered
white clay from Aue, near Schneeberg in Saxony, he pro-
cured some of the clay. He made vessels of it and fired
them, and found that he had discovered the material of
true hard porcelain, like that from China and Japan.
When Augustus II. learned the importance of the dis-
covery he established the porcelain manufactory at Meissen
with Bottger as its director. This establishment, 5 miles
from Dresden, was more like a prison than a factory,
being surroimded by high walls and shut in by port-
cullises : none except workmen were ever admitted, and
they were sworn to secrecy under pain of penal servitude
for life. The kaolin from Aue was dug out, packed in
sealed bags, and brought to Meissen with every care pos-
sible to avoid betraying the secret of its importance ; no
possible precaution was omitted, and yet, in one case at
least, all attemps to keep the monopoly were in vain (see
below, " Vienna porcelain ").
The earliest productions of the Meissen (Dresden) porce- Decor*
Iain-works are copies from the Chinese and Japanese. !!°°','''
Some are plain white, with flowers or fruit in low relief ; ^^^^
others have painted under-glaze in blues only, like the cele- jajn.
brated blue and white china of Nanking. The first pieces
painted with other colours are imitations of old Japanese
china in green and red with enrichments in gold. Biittger
died in 1719, and was succeeded in his directorship by
George Horoldt, who introduced certain improvements in
the processes of tho manufacture, and increased the quan-
tity of its annual production. In his time Chinese designs
were still copied, mostly very ugly figure-subjects on white
panels, the rest of the vase being coloured yellow, green,
or grey, and decorated
with elaborate gilt
scroll-work in theworst
possible taste.
After about 1725 the
Eastern style of design
was superseded by ela-
borate miniature paint-
ings of flowers and in-
sects, or copies from
Dutch and Flemish
painters. All notion of
true ceramic decoration
wasgone,andthe porce-
lain was only regarded
as a ground on which
to paint an imitation
of au oil - painting.
Another stylo of decor-
ation soon came into
fashion : china was de-
corated in relief with
tho " honeycomb " or
" may-flower " pattern. Fro. 70. -Dresden vase r^/c uure ■ m«y.
T Ii 1 •.. 1 ' J / flower patteni m relief, coloured blue
In the latter kind (see ^^jgoij. (South Kensington Museum. )
fig. 70) the vessel is
closely studded with blossoms of the may, moulded ir a
realistic way, with thin crisp edges, and then coloured and
gilded, very laborious to execute, and extremely disagree-
640
POTTERY
[rOECELAIN.
able in effect. Perhaps the chief specialty of Dresden
porcelain consists in its statuettes and group of figures, the
best of which were made between 1731 and 1756 under
the superintendence of a sculptor named Kandler. Some
of these, especially the Watteau-like shepherds and shep-
herdesses, have a sort of feeble prettiness ; but most have
only little merit, and some are grotesque and wilfully ugly.
They are generally decorated with colours and gilding ; the
best, however, are in plain glazed white. Elaborate can-
delabra, clocks, and other objects were largely made, into
the designs of which figures in the round, flowers realistic-
ally modelled, and rococo scroll-work were introduced,
generally in a feeble and ungraceful way. For some years
after 177-4 designs of more classical form, purer in outline
and less crowded with clumsy ornament, came into fashion.
Since then nothing of any real value has been produced in
Jthe Dresden china-works. Of late years, since the increase
of prices given for old Dresden, the directors of the manu-
factory have begun to reproduce their old designs, and
even to use some of the worn-out moulds ; the result is
that the china thus produced is very blunt and spiritless,
quite devoid of merit.
The old Dresden porcelain is of a fine paste, and has a
good glaze, but its white is of a rather cold tint, occasion-
ally even having a bluish shade. If is, however, both in
quality of material and in design, the best porcelain that
Germany has produced. During the early period the
monogram "AR" interlaced (for Augustus Rex) marks the
pieces made either for the king's use or from his design.
Between 1712 and 1715 pieces made for sale were marked
with a rudely-sketched snake twining round a stick. Since
1721 two crossed swords have been used as a general mark;
the addition of a dot or star marks
special periods (see No. 30). The
swords were the arms of the elector
of Saxony as arch-marshal of the em-
pire. Some pieces have "MPM" for
" Meissenen Porzellan ^Manufactur." Potter's marks.
As at Sevres, china from Dresden, if • ^ ■
sold undecorated, has the cross-swords mark cancelled by
the cut of a wheel. In 1863 the china-works were moved
from the fortress of Meissen and established in a new and
more convenient building.
Vienna Vienna Porcelain. — In 1720 one of the workmen escaped from
porce- the prison-like manufactory of Meissen and brought the secrets of
lain. the porcelain clay to Vieijna, where he set up kilns and workshops
in partnership with a Frenchman named Du Pasquier. They ob-
tained a special patent, but had little practical success ; and the
Vienna porcelain was not made in large quantities till after 17-14,
when the manufactory was carried on under the patronage of ilaria
Theresa and the emperor Joseph. In 17S5 there were thirty-five
Idlns in working order, and 500 work-people were employed. Vienna
porcelain is not of a pure white, but is greyish in tint ; its paintings
are very poor, and it depends for its effect chiefly on gOt-moulded
scroll-work in delicate relief. Its manufacture was suspended in
1864 on account of the heavy expense it entailed on the Austrian
Governinent.
Berlin porcelain was first made in 1751 by a potter named
Wegely, who marked his ware with No. 31. It was not, however,
1 commercial success till Frederick the Great took it
n hand. He sent a number of skilled workmen ^ ^u/ ^
from the Meissen (Dresden) china-works to Berlin, ^^J^^
and also ordered the manufactory to be supplied w ^
with the kaolinic clay from Aue, of which Meissen ^^"^r""*^"
hitherto had preserved the monopoly. In quality Potter s mark,
the Berlin porcelain comes next to that of Dresden ; ^°' ^^"
it is often decorated with a bright rose-pink, the favourite colour
of Frederick, which was unknown at the Meissen works. Large
aiiantities of porcelain are still made at Berlin.
Other Continental Porcelain of the 18th Century:
A very large number of other places in Germany pro-
duced hard natural porcelain during the 18th century,
but none of their work is of any special interest or beauty.
It became, in fact, the fashion for every king or reigning
ed as a general marK;
Potter's marks. No. 32.
prince to be the patron of a porcelain manufactory. Porce-
lain was produced at Amsterdam and The Hague ; at
Brussels, Copenhagen, and Zurich; and iu Russia at St
Petersburg and Moscow.
In Italy also fine soft porcelain was made, — at Doccia as
early as 1735, some of which, ornamented in under-glaze
blues only, is very decorative and in good taste. Venice
produced clever copies of Japanese porcelain, painted with
chrysanthemums and other flowers in enamel. The royal
manufactory at Capo di Monte, close to Naples, founded
in 1736 by Charles III., pro-
duced a great deal of porce-
lain decorated in many styles,
mostly in very bad taste.
The best are Oriental designs
painted in blues only. The
accompanying marks (No. 32) were used, the fleur-de-lis
in 1736, the crowned N after 1759, and the RF after 1780.
All the Italian porcelain is of the soft artificial sort.
The porcelain -works in the Buen-Retiro gardens at
Madrid were also established by Charles III. after he
succeeded to the throne of Spain. Much of this (soft)
porcelain is classical in form, and is decorated with minia-
ture paintings in colours or _ |
monochrome. Charles III. ' LJ W /^ ^j^^
transferred thirty -two work- /O THW* 0|C^
men and painters from Capo p tt ' arks Ko 3'?
di Monte when he founded the
Buen-Retiro manufactory, and hence the productions of
the two factories are very similar in style. One of the
marks used, the Us, was common to both ; the usual forms
on the Buen-Retiro porcelain were those in No. 33.
Literature. — See Falke, Geschichte der h. Forzellan-Fabrik in
Wien, 1867 ; Graesse, Geschichte der GefdsslildnerH, Porzellan-
Fabrication, kc, 1853; Kamer, Die Parzellan-Malerei, &c., 1870;
Kolbe, Geschiihle der Porcellanmanu/aciur zu Berlin, 1863; Klemm,
Die k. sdchsische Porzellan- und Ge/dss-Sammlmig, 1833 ; Kriinig,
Cyclopedia, s.v. "Porzellan."
English.
The early history of English porcelain is rather obscure.
John Dwight (see p. 632 above) was apparently the first
English manufacturer who took out a patent for the pro-
duction of transparent porcelain ; but no specimens made
by him are now known.
Chelsea Porcelain. — According to Jewitt (Co'amic ArlCbeU'
of Great Britain), John Dwight probably founded the'*'=*'"'J
porcelain-works at Chelsea, which rank first among English
manufactories both in date and importance. In 1745 they
were in full activity; and the popularity in France of
English porcelain was one of the causes which led to the
establishment of the royal manufactory at Sfevres. The
owner of the Chelsea works was a Frenchman called
Niqholas Spremont, who continued to manufacture fine
porcelain till his retirement from business in 1764.
This porcelain is very varied in style, as was the case
with most of the 18th-century makes. Some of it is
simply imitated from Eastern china, either in blue and
white, or in the old Japanese style, which was then so
popular, chiefly painted in rich red and green, with a good
deal of gilding. Other pieces, more elaborate and costly,
resemble Sevres porcelain, and have miniature paintings
on white panels, the rest of the vase being coloured with
one uniform tint, such as the French bleu du roi or " rose
Pompadour." One colour, peculiar to Chelsea, is a deep
claret-red. Most of the vases have a great deal of gild-
ing, both applied in patterns on the body of the vase, and
also used solidly to decorate the elaborate moulded scroll->
work which was fixed on the sides of >the porcelain.
The writhing masses of gold on Chelsea ware are prob-
ably the most meaningless and stupid attempts at decora-
ENGLISH.]
POTTERY
641
tion that have ever been produced. Many of them are
designed with appayently not even an attempt at beauty
of form or grace-
; fulness of curve,
I and are quite
■n-ithout the vig-
ir that is often
possessed by the
grotesques of
China or Japan.
Chelsea v'ases of
this elaborate
8ort are rare, as
their production
was slow, and
they. now fetch
yeryhigh prices:
£2000 has been
given for a single
vase such as that
shown in fig. 71.
It should be
observed that,
till the discovery
of the half-de- Fio. 71.— Early Chelsea vase, dark-blue body, Tvith
composed kao- gilt scroU-work at the sides. (South Kensington
linic clay of Museum.)
Cornwall about 1755 by Cookworthy, all English porcelain
was of the soft variety {d, pdie tendre), and was really an
artificial compound with an ordinary vitreous lead glaze.
The painted decoration, like that of Sfevres, was applied
over the glaze, with the exception of a fine cobalt blue,
which was painted on the china in a biscuit state. This
colour is much the finest and most truly decorative of any
of the pigments, very superior in richness of effect to the
much brighter over-glaze colours. That used at the Derby
porcelain-works is the most beautiful in tint.
The early success of the Chelsea porcelain was partly
due to the patronage of George II., who, following the
royal fashion of the age, took a great interest in the
manufactory, and not only bought large quantities of its
productions but also aided it by importing kaolinic clay,
models, and even skilled workmen from Saxony. In 1769
the Chelsea porcelain-works were put up to auction, and
bought by William Duesbury, the owner of the Derby
china -factory. Till 1784 he carried on the manufacture
of porcelain at both places, but in that year he pulled
down the Chelsea kilns and transferred all the movable
plant and the workmen to Derby. The Chelsea mark is
usually an anchor, either painted in red or gold, or
moulded in relief ; the anchor
is often double (see No. 34),
*tt
Potter's marks. No. ii.
and in some cases has the ad-
dition of one or more daggers.
Some specimens first noted by
Mr. Jewitt^ have quite different
marks, incised on the paste before glazing, which are of
Special interest as being the earliest dated specimens of
English porcelain. Such marks are a triangle, with the
addition "Chelsea 1745."
Bow Porcelain (Stratford-le-Bow). — In 1744 Edward
fleylyn and Thomas Frye, the latter a painter of sopie
repute, took out a patent for the manufacture of porcelain
at Bow. The composition they used was a curious one,
being almost a hard porcelain. The clay, which was called
" unakor," was brought from America, and was probably
in impure kind of kaolin. It was ground and washed to
separate the sand and mica ; and to it was added pounded
glass— & pure alkaline silicate— ^varying in proportion from
' See " History oC Chelsea Chion." in Art Journal for 1863. '
isnea irom tne originajs. bome
equal parts of clay and glass to one -fifth of glass. The*
glaze was a similar mixture, with less of the American
kaolinic clay. This paste and glaze must have been
difficult to manage, since in 1748 the partners took out
a fresh patent for 'a more artificial and softer kind of
porcelain, with a more fusible lead glaze. In 1750 the
Bow works came into the hands of Messrs Weatherby and
Crowther, and were then called " New Canton." Fcr
some time the manufactory was successful, and employed
300 hands ; but before long one of the partners died, and
the survivor, "John Crowther, chinaman," was gazetted
bankrupt in 1763, and the whole stock was sold off.
Crowther, however, in spite of his failure, carried on the
works till 1775, wh«n they were bought by William Dues
bury, the owner of the Chelsea, Derby, and other china
factories ; he pulled down the Bow kilns and transferred
the plant to Derby, as he did afterwards in the case of
the Chelsea manufactory. The Bow porcelain is of a fine
soft milky white; many of the imitations of Chinese figures
are hardly to be distinguished from the originals. Some
of the Bow china, decorat-
ed only in. the rich under-
glaze blue, with Eastern
designs, is very effective.
A good many pieces are
painted rn the Dresden
style, and coloured statu- Potter's marks. No. 35.
ettes or groups of figures, also after German models, were
largely produced. The Bow marks are very numerous,
some not distinguishable from those of Chelsea ; No. 35
shows four varieties.
Derby porcelain is supposed to have been made as early
as 1750, possibly by Andrew Planche, a clever French re-
fugee, who in 1756 entered into partnership with Heath
and Duesbury, the last of whom afterwards became the
chief china-manufacturer of England. The purchase by
Duesbury of the Bow and Chelsea works has already been
mentioned. The Derby porcelain is often very large, ela-
borately moulded, and profusely decorated, generally rather
in the Dresden style, weak in form and gaudy in colour.
The Derby under-glaze blue was remarkably fine, anrl
many of the plain blue and white pieces, with Chinese
patterns, are highly decorative, as are also, though in a
less degree, those porcelain services that were painted in
the "old Japanese style." One of the chief specialties
of the Derby works was the production of delicate white
figures in biscuit china, often modelled with great skill
and refinement. Unfortunately the jjractice of printinij
the under-glaze patterns, instead of painting them by
hand, was introduced at Derby about 1764, and did much
to destroy all the artistic value of the work (see below).
The marks used were these,— first a "D" combined with
an anchor (No. 36), or a crowned anchor (No. 37), used
during the earlier part of the time when Duesbury was
carrying on both the Chelsea and the Derby factories,
1769-84; next the crown was used, either over the "D'
only (No. 38), or, more usually, with a saltirc or crossec"
2)-^
No. 36. No. 37. No. 38. No. 3».
Potters' marks,
swords immediately under it. Another variety has crossed
lines under the crown (No. 39). The Derby works con-
tinued in the possession of the Duc.sbury family till 1814
QI 1815, when Robert Bloor became the lessee and finally
XIX. — 8i
642
POTTERY
the owner of tlie place. He soon realized a large fortune,
. though to some extent at the expense of the credit and
high reputation for excellence of work which had been
gained and kept up by the various members of the Dues-
bury family. He gained a great deal of money by selling
off the stock, accumulated during many years, of slightly
defective pieces of porcelain, which the Duesbury family
would not allow to go into the market.^
Worcester Porcelain. — The china-works at Worcester
were founded by a very remarkable man — Dr Wall, who
appears to have possessed unusual skill as a physician,
artist, and chemist. After some years spent in attempts to
discover a fine artificial porcelain, he, in conjunction with
other practical men and capitalists, started the Worces-
ter Porcelain Company in 1751. The early productions of
this factory are very artistic ; thsy are chiefly copies of
the fine Nanking porcelain, painted under-glaze in blues
only, with very boldly decorative designs. Old Japanese
■ware was also successfully imitated. After that the most
ambitious pieces of Worcester porcelain were mostly dull
reproductions of the elaborately painted wares of Sevres
and Chelsea. Transfer printing was first used at Worcester
for designs on china in 1756, though it had been invented
and employed some years earlier for the decoration of
the Battersea enamelled copper. This process was no less
injurious at Worcester than elsewhere to the artistic value
of the paintings. Dr Wall cied in 1776, and after that
the porcelain -works passed through various hands. A
great impetus was given to its success by George III., who
visited the factory in 1788 and granted it the title of
" The Royal Porcelain Works." The earliest marks are a
" W " or a crescent ; others used are crossed arro>vs or
varieties of sham Chinese marks (see No. 40).^ The
manufacture of china at Worcester
is still continued with great ac-
tivity ; the fineness of the paste
and the skilful processes employed
leave nothing to be desired. Un-
fortunately the old fault of a too
realistically pictorial style of
painted decoration still prevails,
and an immense amount of artistic skill and patient labour
is practically wasted in producing minute but not truly
decorative work. Some of the modern Worcester copies
of Eastern porcelain and enamels are very delicate and
beautiful, and the cameo-like method of pdte sur pdte de-
coration is practised with great skill and often good
effect.
Bristol Bristol porcelain is of interest as being the first hard
porcelain, natural porcelain made in England. As early as 1766
attempts were made by Richard Champion to make an
artificial paste, with the help of the American " unaker "
or kaolinic clay, which was being used successfully at
Bow, but no results of any importance seem to have
followed his experiments. The successful production of
Bristol porcelain was due to the discovery in Cornwall
of large beds of kaolinic " growan " stone or " china " stone,
first brought into use by William Cookworthy, a Plymouth
potter. This discovery and the succeeding one of similar
beds in Devonshire were of great commercial importance
to England, and the beds have ever since produced enor-
mous quantities of material for the manufacture of fine
hard porcelain both in England and abroad.
This china stone (see Cock, Treatise o» ChiTia Clay, 1880) is
not a pure kaolinic clay like that found in China, but is simply a
granitic rock, partially decomposed, and soft and fi-iable, but still
retaining both quartz and mica in addition to the felspar, which
is the essential base of kaolin. In China the processes of nature
have carried the decomposition and sorting of the different com-
' See Haslem, Old Derby China Factory, 1 876.
' For fuller information, see Biuns, Polling in Worcester, 1865.
iJ»A
Potter's nip.rks. No. 40.
2/ + IT
ponent parts of granite to a further stage. There the decomposed
felspar has, by the action of rain and running streams, been
deposited in an almost pure and finely-divided state in beds by
itself, almost free from quartz and flakes of mica. In using the
Cornish china stone, therefore, various natural processes have to bo
artificially performed before the paste is sufficiently white and pure
for use ; but when this is done it is little if any inferior to the
Chinese kaolin. The stone when dug out is white with grey specks,
and is so friable as to be easily reduced to powder between mill-
stones. It is agitated with water, and run through a series of
settling troughs ; thus the lighter flakes of mica, which are very
injurious to the paste, are washed away, and the pure felspathio
kaolin is deposited free from impurities. Free silica is added ia
a fixed proportion ; it is usually obtained from flints, first calcined
and then linely ground to powder, whicli are an important ingredient
iu the composition of both fine pottery and porcelain. The Jermyn
Street Museum has a complete collection of all the materials used
in china manufacture.
William Cookworthy at once recognized the value of his
discovery, and set up china-works both at Plymouth and
at Bristol. No. 41 shows the mark of the Plymouth porce-
lain, and No. 42 those that were used at Bristol. In 1774
he sold the Bristol fac- ^^
tory to Richard Cham- ^^
pion, still retaining a O
large royalty on the
china stone. Champion
signed his ware with
No. 43. The produc- 'no. 41. No. 42. No. 43. No. '44.
tion of Bristol porcelain Potters' marks.
continued till 1781, when the works were sold to a
Staffordshire company, and the manufacture of hard porce-
lain was no longer carried on there. Though fine in paste
and unusually transparent, the Bristol porcelain has no
special artistic merits. As with most other English wares,
the best in colour and design are copies, with more or less
adaptation from Eastern china ; some of them are very ^
large and magnificent. The figures and flower-reliefs in i
biscuit porcelain are also delicate, and often cleverly
modelled, with wonderful realism.
Some fine blue and white china was produced towards Othei
the end of the last century at Lowestoft, and at Liverpool <='"'''»
as early as 1756 ; aud many other china-works were estab-'°
lished in various parts of England. In the beginning of
the present century Swansea and Nantgarw in South Wales
produced porcelain which was highly esteemed ; but the
delicate shades of difference in the paste, glazes, and styles
of decoration of these numerous varieties of British porce-
lain are not such as can be described in a few words;
nothing but careful examination of the wares themselves
will enable the student to distinguish between the produc-
tions of the different manufactories. Swansea ware bears
various marks, of which No. 44 is one example.
Modern Methods of Manufacture. — The methods and materials Mano-
now employed at Sevres iu the production of porcelain are in all factun
essential points much the same as those practised elsewhere (sea
above), i'he chief centre in England of the manufacture of pottery
or non-translucent earthenware is in Stafl'ordshire, near the borders
of Cheshire, where a large district devoted to this industry goes by
the name of " The Potteries." Worcester, Lambeth, and mnny other
places in England also tiim out annually large quantities of pottery.
Tlie processes employed may be divided under the following heads :
— (1) choice and mixture of clays ; (2) washing and grinding the
materials ; (3) throwing on the wheel and moulding ; (4) kilns
and methods of firing ; (5) glazes ; (6) pigments and methods of
decoration.
1. Choice and Mixture of Clays. — The extensive bods of fine Dorset
or Poole clay supply the chief ingredient in the manufacture of
English pottery. This is too fat a clay to be used alone, and is
therefore mixed with a certain proportion of free silica to prevent
it from twisting or cracking in the kiln. Another ingredient is
added to the mixture for the finer wares, namely, the Cornish oi
Devonian china stone, a kaolinic substance used in the manufacture
of porcelain (see above), which makes the paste finer in texture,
whiter, harder, and less brittle. These three substances are mixed
in various proportions. The following makes a fine cream-coloured
ware,— Dorset clay 66 to 66 parts, silica (flint) 14 to 20, china
stone 17 to 30 parts.
P 0 T — P O T
643
2. Washing and Grinding the Materials.— The Dorset or Poole
clay is finely ground between mill-stones, mixed witli water to tho
consistency of cream or slip, and then passed through tine silk
sieves to strain out aU grit or palpable particles. The china stone
is treated in the same way, with the additional precaution of wash-
ing away all the flakes of mica, which come from the decomposiuon
of the granitic rocTc from which the china stone is derived. The
silica is obtained from flints, which are easily ground to Kne powder
after beinf heated red-hot and thrown into water. These three
BubsUnces. brought into the state of fluid slip, are repeatedly
pumped up from vats and passed through the sieves ; they are then
easilv mixed in due proportion by being pumped into graduatea
vats.' The water is next evaporated from the fluid mixture in large
boilers heated by a complicated arrangement of flues, and the com-
pound is left in a soft p.\sty state, full of air-bubbles, which have
to be got rid of by constantly turning over and beating the paste
till it is quite smooth and compact, and sufficiently plastic to bo
thrown on the wheel. Coloured earthenware, such as that Wedg-
wood used to make, was prepared by the addition of variojis sub-
stances to the fluid slip. A black colour was given by protoxide of
iron and manganese, red by red ochres or red oxide of iron, b ue by
o.tide of cobalt, and green by protoxide of chrome. These coloured
pastes are but little used now.
3. Throwing and Moulding.— k{teT sufficient kneading, the clay
is made up into balls of a convenient size for the thrower to mould
into shape upon his wheel. The methods both of throwing and of
moulding are the same for porcelain as for pottery (see p. 638 above).
Unfortunately in England, as at Sivres, the thrown vessels are
nsually finished on the lathe ; only the commonest kinds of ware
escape this process, which takes away all life and spirit from the
wheel -formed pottery. Consequently it is the cheapest and com-
monest wares that aow, as a rule, have most natural beauty of fonn
and really artistic spirit. Handles and other parts which are shaped
in piece-moulds are either cast by pouring fluid slip into the plaster-
moulds, or are formed by pressing and dabbing thinly-rolled pieces
of soft clay into moulds made in two parts. The moulded halves of
the spout or handle are fastened together while still wet, and the
edges at the junction pared down and trimmed with a n-odelling
tool. Plates, basins, and the Uke are formed by the combination
of a mould and a shaped gauge as described above (Sevres).
4. Kilns and Firing.— Aher the vessel with its moulded handles
or spout is thoroughly dry it is ready for tho first firing. The
usual Stafl'ordshire biscuit-kiln is a circular building, about 18 feet
in internal diameter at the base, narrowing towards the top. It
u about 18 to 20 feet high, and is very carefully built of refractory
fire-bricks, strengthened by rings of wrought-iron which clasp the
outside. It is surrounded by eight to ten furnace openings, with
flues arranged to distribute the heat equally throughout tho kiln.
The pottery is fired in drum-shaped "saggers" or boxes, madeof fire-
clay which are piled one above the other, as in the case of the Sevres
porcelain. The fire is kept up from thirty to fifty hours, and is then
allowed to die out. Several days are allowed for cooling before the
kiln is opened and the saggers with their contents withdrawn.
6 Glazes. —The composition of glazes for pottery varies very much
accordin<T to the custom of each manufacturer. For the most part
they are transparent silicates of alumina, rendered fusible by oxide
of lead • this compound is made by a mixture of Cornish china
stone, flint, and white lead. The best qiuility of glazes have borax
and some alkali added as a flux, in which case the proportion of
lead is reduced. Those glazes that contain much lead are easily
scratched, and can be decomposed by- many acids ; thus there is
always a risk of lead-poUoning if vessels coated in this way are
used for cooking purposes. Tho materials for tho glazo are finely
ground with water and made into a thin whit5 fluid. The biscuit
pottery is rapidly dipped into vats of the milky mixture, and sulft-
cient to form the glaze adheres to tho absorbent clay in an even
coating all over the surface. After being dried tho pottery is ready
for the second firing in tho glazina kiln, which is very similar in
construction to the biscuit-kiln, only, as a rule, rather smaller. It
is packed in clay saggers, as in the first firing, but a stronger heat
is required to fuse the finer kinds of glaze than was necessary for
the baking of the raw pottery. Salt-glazing has been described
above (p. 632), and Is only used for tho coarser sorts of ware. _
6. Methods of Vccoralion.— In the ca.se of pottery decoration is
usually applied on the biscuit-ware before it is glazed bv the trans-
fer-printing process. Tho required design is engraved on copper
plates ; the pigment is ground fine and mixed with a tcnacioun
compound of oil and gums. An ordinary rolling press is used to
print the engraved patterns in Uie oily pigment upon stnns ol
tissue-paper, which are carefully applied and pressed face down-
wards on the biscuit -ware while the- oil is yet wet; and so tho
pattern is transferred to the absorbent clay. This requires great
dexterity from the difficulty there is in fitting the printed strips
neatly on to curved surfaces. The paper is then washed off, and
the printed ware is baked at a moderate temperature in what is
called the "hardening" kiln, which is done before the glaze is
applied, in order to drive off the oily medium with which the pig-
ment was mixed. The transfer process is quite fatal to all artistic
beauty in the designs ; it is hard, clumsy, and ineolianical, the very
opposite of a rational method for the decoration of pottery, which
above all things demands freedom of hand and a spirited touclr.
Fainted decoration which is executed by hand is now usually
applied over the glaze, both because it is easier to do, not requiring
so certain a touch, and also because the soft subdued colours of the
under-glaze pigments do not suit tho modern taste for what is
brifht and showy. The pigments used are necessarily oxides and
salts of metals which will stand the heat of the kUn. Only thoso
few which can stand the very high temperature of the glazing kiln
can be used under the glaze. The over-glaze colours, on the other _
hand, only need sufhcient heat to fix them on the surface of the
already fired glaze ; and this is often done in a very slight and
imperfect way. These colours not only lose in eflect from want of
the softening vitreous coat through- which under-glaze colours are
seen, but they are also very inferior through being unprotected,
and therefore easily injured by scratches and ordinary wear. In
old times tho value of a protecting coat of glaze was so strongly
felt that even paintings on enamel, like those on Persian pottery
and Italian majolica, usually had a thin vitieous glaze added over
the smooth enamel, with the double object of protecHng the paint-
ing and increasing its soft richness of eff'ect.
The discoveries of modern chemistry have added very greatly to Pig
the number of metallic salts which are available for the decoration men.
of pottery. Almost every possible tint can be produced for over-
glaze painting. Oxides of cobalt are used for various shades of blue
and grey up to black ; antimony, usually combined with lead,
gives yellow ; oxides of copper give deep red or bnlliant blues
and greens according to the proportion of oxygen that they con-
tain ; oxide of chromium gives a good quiet green ; manganese
gives violet and even black ; gold gives a fine ruby red ; and
uranium a rich orange. The various oxides of iron give a great
variety of colours,— reds, yellows, and browns. Oxidu of ziuc is
largely used, not as a pigment in itself, but in combination, to
modify other colours. The oxides of iron, cobalt, and chromium
give very stable colours, capable of bearing a very high temper-
ature, and can therefore be used for under-glaze paintir.g ; most of
the others can only be employed for over-glaze work. Over-glaze
pigments cannot be used alone, but require a flux to make them
combine with the glaze. Oxide of lead, borax, nitre, carbonates
Chelsea, and Derby Porcelain. 1875 ; Wullis and Bemrose, Pollery and Pora-
lain 0/ Derbyshire, 1870 ; Jewitt, Ceramic Art oj Great Briiaxn., 1877,— the most
complete and compreliensivo work.
Muaexims illu,lralive of the Central History of Pottery.— The Musie Wramique »lu-
of StiTCS is the best and most complete for the student of «11 kinds of pottery, etunl*
In EnRland the Jennyn Street Museum of Geolosy has a small but very
widely-illustrative collection of pottery and the various materials used In its
manufacture. The South Kensington Museum is rich in almost all kinds of
iiiedi:eval and modem pottery, but It is unfortunately very badly arranged.
Tho British Museum possesses u very large number of specimens of prehistono
potttry Greek vases, medio;val English, and very choice examples of Persian
and mijolica wares. The other chief European museums arc mostly each ricJi
In some special department of ceramic art.
Gen'ral Literature on PoHfrv-— Brongniart, T.aitf des Arts Chamiiiirl. 1854,
Jacquemart, Hisloirt de la Ciramique. 1B73 ; Marryat, Potltry ami Porcelain 3d
cd, 1868; Birch. Ancient Pottery, 1873; Catalogue of Putury. Mtfivum o! Oca-
logy Jerm>Ti Street, 1870(a very useful and wellillustratea work) ; Bonneville
anJ Jtanez. Lei Arts Ciramiques. 1873; Brongniart and Riucrmx. il usee dt Sevres,
IS15- Figuler, Ui Merveitlea de VlnduslrU. 1873-7.'.; Greslou, llechercha »ur (o
Ciramviue 18H4 ; Ouillcry, Lea Arts Ciramiques, 1654; Jacmiolnart, Us Htr-
veilles lie la Ciramique, 18(5609; Magnier, ilanuil du Porcelainlcr. '■"'""irr,
tc 1804 • Maresclial. Us Faiences Ancitnnes cl Motienies, 1807 ; Male, hcchercha
On Pottery and Porcelain Marks the reader may consult J^^'^/""'""
Marken und Monogra^me. 1873; ChnlTerj, ''""'''«»V-^^ "jj' '■';^ ''.°"a°«7S
1874 ; Deminin, Cnid, de f Amateur de yaxence.tl ''»!f'"''«f. .'"v".?^
Guide de r Amateur ,le Forcelaine, 4c., 1873 ; Pall .er, "", "''"' ',^''^'"' ' UJT.
,H„.i.,a, 1874-75 : Uls-Paquot, BicH<;..nalrf des Marques ,t ''"""I'"'"'""' '»" •
^loope; and Phillips, Manual of Marks. 1878; Uc.wes, -f"''"""' ''"''"•,,''f^
Many other list, of ceramic mark, occur .Iso lu llio various works iii^.t^n<Kl
under previous head.. ''' " "''
l-OTTSTOWN", a borough of Jlontgomery county,
Pennsylvania, United States, ia picturesquely situated on
the Schuylkill river, in a plain surrounded by hills. It is
18 miles east-south-east of Reading and 40 miles west-
north-west of Philadelphia, at the junction of the Phil-
adelphia and Reading (main line) and the Colcbrookdalo
Railroads, and has communication also by the Schuylkill
Valley branch of tho Pennsylvania Railroad. There are
644
P O T — P 0 U
rn and near Pottstown six rolling-mills, two blast-furnaces,
three iron and brass foundries, two nail-factories, and large
bridge works, besides minor industries. The population
of Pottstown was 4125 in 1870, and 6305 in 1880.
POTTSVILLE, a city of the United States, capital of
Schuylkill county, Pennsylvania, lies 35 miles north-west
of Reading, on the north side of the Schuylkill river, in
the gap by which it breaks through Sharp Mountain. It
is the terminus of the main line of the Philadelphia and
Eeading Railroad, and the great emporium of the Schuyl-
kill coal region, which extends north and east and west,
and has an annual yield of about 6,000,000 tons. Fur-
naces, rolling-mills, machine-shops, planing-mills, a splke-
miU, a pottery, <fec., are among the industrial establish-
ments ; and the public institutions include a court-house,
a jail, a town-hall, a union hall, an opera-house, a children's
home, a lyceum, and a free reading-room. The German
and Welsh elements in the population are strong enough
to be represented each by several churches. Pottsville as
a city dates from 1825. In 1850 it had 7515 inhabitants,
12,384 in 1870, and 13,253 in 1880.
POUGHKEEPSIE, a city of the United States, capital
of Duchess county. New York, lies on the east bank of
the Hudson river, 73 miles north of Few York. It is on
the New York Central and Hudson River Railroad, and
communicates with the New York, West Shore, and Buffalo
Railway by ferry from Highland, and with the Hartford
and Connecticut Western Railroad by the Poughkeepsie,
Hartford, and Boston Railroad (37 miles). The site con-
sists for the. most part of a tableland which rises from
150 to 200 feet above the river, and is backed towards
the east by College Hill, 300 feet in height. Well laid
out with regular and shaded streets and abundantly sup-
plied with water (pumped from the river to a reservoir on
College Hill), Poughkeepsie is a pleasant place of resid-
ence, and it enjoys a special reputation for its educational
institutions. Vassar College (2 miles east of the city),
the earliest and one of the greatest women's colleges in
the world, was founded and endowed in 1861 by Matthew
Vassar, a wealthy Poughkeepsie brewer; in 1884 it had
300 students, and possessed a library of 14,150 volumes;
together with collections of water-colours and of American
birds, both of great value, an astronojnical observatory,
and a chemical laboratory. Two miles north of the city,
on an eminence above the Hudson, stands the Hudson
River State Hospital for the Insane, an immense building
erected between 1867 and 1871, with 300 acres of ground
attached. Within the city are an opera-house, a free
public library, a. large young men's Christian association
building -Rdth a free reading-room, St Barnabas and Vassar
Brothers Hospital, and homes for aged men and women'.
It also contains iron-furnaces, breweries, and manufactories
of shoes, glass, mowing machines, pottery, hardware, and
various minor industries. The population was 14,726 in
1860, 20,080 in 1870, and 20,207 in 1880.
Poughkeepsie (forty-two different spellings of the name are said
to be found in old records) was settled by the Dutch about 1698-
1700. Two sessions of the Slate legislature were held in the place
in 1777 and 1778 ; the former gave assent to the articles of con-
federation, and the-lalter ratified the national constitutioiu The
city charter dates from 1854.
POULPE, or Octopus. See Cuttle-fish, vol. vi. p.
735, and Mo;llusca, vol. xvi. p. 669 sq.
POULTRY. The term " poultry " (Fr. oiseanx de basse
cour) is usually regarded as including the whole of the
domesticated birds reclaimed by man for the sake of their
flesh and their eggs.'^ The most important are the Common
Fowl, which is remarkable as having no distinctive English
' Although pigeons are not generally included among poultry, yet,
on account of their close connexion, it has been deemed advisable
to add a short section on them to this article.
name, the Turkey, and the Guinea-fowl, all members of the
family of birds known as Phadanidx. The Pheasants them-
selves, belonging to the restricted genus Phasianus, are not
capable of being domesticated, and the Peacock is to be
regarded rather as an ornamental than as a poultry bird.
The aquatic birds which are strictly entitled to be con-
sidered domesticated poultry are the Duck and t^e Goose,
two species of the latter having been perfectly reclaimed.
The common fowl belongs to the restricted genus Gallvi,
of which four wild species are known, — the Bankiva
Jungle fowl (G. ferrugineus), the Sonnerat Jungle fowl
{G. sonnerati), the Ceylon Jungle fowl (G.-stanteyi), and
the Forked-tail Jungle fowl (G. furccdus). The range of
these species is given under Fowx (vol. ix. pp. 491-492).
The origin of the domesticated breeds is ascribed by Dar-
win, Blyth, and other naturalists to the Bankiva- fowl,
much stress being laid on the comparative want of fer-
tility in the hybrids produced between this species or the
domesticated breeds and the other three- forms of wild
Gain, but it is probable that this want of fertility was due
in great part to the unnatural conditions under which the
parent and offspring were placed, as, if bred under more
natural conditions, there is no difficulty in rearing these
hybrids or in breeding from them with the domesticated
varieties. The number of distinctive breeds of the domesti-
cated fowl has very gi-eatly increased of late years, owing
to the emulation excited by poultry, shows. Darwin, in
his Variation of Animals, <tc., under Domestication, enumer-
ated thirteen principal breeds with numerous sub^varietie'B,
but several very distinctive races have come into notice
during the last ten years, varieties having been formed
by careful selection that may be relied on for reproducing
their own distinctive peculiarities in the descendants, and
hence constituting what are regarded by fanciers as pure
breeds. The classification of the known varieties is not
an easy task ; each is capable of interbreeding with every
other, and so great an intermixture of local races has taken
place that the arrangement of the breeds is as difficult in
poultry as in dogs.
Game Fowls. — Game fowls differ less from the wild
Bankiva than any other variety ; they are, however, con-
siderably larger, and carry the tail more erect than the
wild birds. In some parts of iMdia sportsmen find it not
easy to distinguish between the wild and the domesticated
birds. Game fowls in England .have been long cultivated
not only as useful poultry but on account of their com-
bative tendencies, which have become so intensified by care-
ful selection that they have extended even to the other sex,
and hens have been not unfrequently fought in the cock-
pit. The comb in the Game is single, the beak massive,
the spurs strong • and very sharp. There is a tendency
towards the assumption of the female plumage by the
males, and distinct -breeds of " henny " Game are known.
The peculiarity is not associated with any loss of com-
bativeness, the birds being highly valued for their courage
and endurance in the pit. Economically considered. Game
are highly esteemed for th_e table on account of their plump-
ness, the amount of the 'breast-meat, owing to the size of
the pectoral muscles, being very great, from which cause,
combined vrith their hardihood, they are most valuable for
crossing with other breeds, as the Dorking. English-bred
Game have been reared of many varieties of colour, retain-
ing in all cases their distinctive peculiarities of foi-m.
Within the last few years Game fowls have been reduced
in size by selective breeding, and the exceedingly minute
Game bantams have been produced with the distinguishing
characters of the larger breed. During the last twenty
years Game fowls have been considerably altered in form,
owing to the influence of poultry show 3, — the legs and
necks having been greatly lengthened. This has beec
POULTRY
645
accomplished by careful selection in breeding and not by
crossing with any other breed.
Malayan, Fowls. — The Malayan type has been long recog-
nized as of Eastern origin. The birds are of large size,
close and scant in plumage, with very long legs and necks.
The Gallus giganteus of Temminck, which he regarded
erroneously as a distinct species, belonged to this group,
as did the Kulm fowl and the Grey Chittagong of the
United States. The Malays are of savage disposition.
Several smaller breeds of a somewhat similar type are
known as Indian Game ; some of these, as the Aseels, are
of indomitable courage. Until the arrival of the so-called
Cochin breeds from the north of China, Malays were the
largest fowls known in Europe and were employed to
impart size to other varieties by crossing.
Cochins. — This type, which must be regarded as in-
cluding not only the birds generally so called but also the
Brahmas and Langshans, is of very large size, some of the
nales reaching the great weight of 16 or 17 lb. They are
distinguished by a profusion of downy plumage, with small
wings and tails ; they are incapable of long flight, and the
pectoral muscles are consequently but feebly developed.
The Cochins originally imported from Shanghai were of
several colours ; some of the grey birds in America were
crossed with the grey Chittagong, the Brahmas being the
result of the cross, and they have been long since estab-
lished as a pure breed, faithfully reproducing their own
type. The Langshans are a mors recent importation ;
since their introduction they have been bred by careful
selection for eating, and have fuller breasts and less abun-
dant plumage than the older-knoT\ii Cochins and Brahmas.
Recently a sub-variety of Cochin has been raised in America
by crossing with a cuckoo-coloured breed long known as
Dominiques. These have become fashionable under the
name of Plymouth Rocks. They are cuckoo-coloured, viz.,
each feather is marked with transverse grey stripes on a
lighter ground, and, as in all cuckoo-coloured breeds, the
cocks are of the same colour as the hens ; their legs are
not feathered, and the plumage is not so loose as that of
the more typical Cochins. They are admirable layers, but
the intense yellow of the skin lessens their value for the
table.
Spanish. — The Spanish or Mediterranean t3rpe is well
marked. The birds are of moderate size, with large single
erect combs and white ear-lobca. In the black Spanish
the whiteness of the ear-lobe extends over the face, and
its size has been so greatly developed by cultivation that
in some specimens it is 6 or 7 inches in length and several
in breadth. Closely related to the Spanish, differing only
in colour of plumage and extent of white face and ear-
lobe, are the white and brown Leghorns, the slaty-blue
Andalusians, the black Minorcas, &c. All are non-incu-
bators, the desire to sit having been lost in the tendency
to the increased production of eggs, which has been de-
veloped by the persistent and long-continued selection of
the most fertile layers.
Ilamhurylis. — The Hamburghs, erroneously so called
from a name given them in the classification adopted at
the early Birmingham shows, are chiefly breeds of English
origin. They have double combs and small white ear-
lobes. There are various sub-varieties. Those with a dark
crescent-like mark on the end of each feather of the hen
are termed Spangled Hamburghs. Others are of uniform
black plumage. A somewhat similar breed of smaller
8ize, with each feather of the hens marked with trans-
verse bands of black on a white or bay ground, is termed
Pencilled Hamburghs ; they were formerly known as Dutch
everyday Layers. These breeds are all non-sitters and lay
a remarkably large number of eggs.
Crested Fowls. — The crested breeds have long been culti-
vated on the Continent and are admirably delineated in
the pictures by Hondekoeter and other early Dutch artists.
In Great Britain they are erroneously termed Polish. The
development of the feathered crest is accompanied by a
great diminution in the size of the comb, which is some-
times entirely wanting. The wattles also are absent in
some breeds, their place being occupied by a large tuft
of feathers, forming^what is termed the "beard." In all
the crested breeds there is a remarkable alteration of
the cranium, the anterior part of the skull forming a
prominent hoUow tuberosity which contains a very largo
part of the brain. This portion of the brain-case is rarely
entirely ossified. There are numerous sub -varieties of
crested fowls. The best-known breeds in England are the
spangled, wth a dark mark at the end of each feather.
This mark often assumes a crescent shape, the horns of the
crescent sometimes running up each margin of the feather
so as to form a black border ; feathers so marked are termed
" laced " by poultry-fanciers. There are also white Polish
and a buff variety. A very distinct sub- variety is the
black breed v/ith a white crest on the head and large pen-
dent wattles. A variety with the arrangement of these
colours reversed was formerly known, but it has now be-
come extinct. Some of the larger breeds of the west of
Europe are closely related to the Polish. The Creve-coeur
is a crested breed of uniform black colour ; it is of large
size and of great value for the table and for egg-produc-
tion. The Houdan is a black and white breed of very
similar character. In some breeds the form of the body
and structure of bones of the face closely resemble those of
the Polish, but there is an absence of the feathered crest,
the crescent- shaped comb becoming more largely deve-
loped ; such are those known as Guelders, Bredas, and La
Fleche, the latter being the best French fowl for eating.
A small white-crested variety, profusely feathered on the
legs, was received some twenty years since (1864) from
Turkey ; they are now known as Sultans. 1h<i crested
breeds are all non-incubating.
Dcirkings. — The Dorking type includes fowls that have
for many generations been bred for the supply of the
London markets. They are all fleshy on the breast and
of fine quality. The Dorkings have an extra toe, a mon
strosity which leads to disease of the feet. The Surrey and
Sussex fowls are four-toed. The coloured Dorkings wer«
greatly increased in size some few years since by crossing
with an Indian breed of the Malay type. The birds of the
Dorking type are fair layers and good sitters. They are
rather delicate in constitution and arc cliicfly bred in the
south of England. Crossed with the Game breed they
furnish a hardy fowl, plumper than the Dorking and larger
than the Game, which is of unsurpassed excellence for the
table. Mating a Dorking cock with large Game hens is
found to be the most advantageous.
Silk Fowls. — These constitute a singular variety, in which
the barbs of the feathers are not connected by barbulcs and
the entire plumage has a loose fibrous appearance ; similar
variations are found amongst other species of birds, but
are soon lost in a wild state. The silk fowl best known
is that in which the plumage is perfectly white, whilst the
skin, cellular tissue between the muscles, and the periosteum
covering the bones are a deep blue-black, the comb and
wattles being a dark leaden blue. The birds are admir-
able sitters and mothers, and are much valued for rear-
ing phea.sants, being of somewhat small size. Though of
remarkable appearance when cooked, they arc of good
quality. In crosses with other breeds the silky character
of the plumage is generally lost, but the dark skin and
intermuscular cellular tissue remaiii and greatly lessen
the value of the birds in the market.
Frizzled fowls are birds in which each feather curls out-
646
P O U L T K y
■wards away from the body. They are common in India,
but are not adapted to the climate of Britain, as the plum-
age offers an imperfect protection against wet.
Eunipless fowls are those in which the coccygeal vertebrs
are absent ; there is consequently no tail. By crossing,
rumpless breeds of any variety may be produced. They
are not desirable to cultivate, as, from the structural peculi-
arities, the eggs are very apt to escape being fertilized.
Dumpies or Creepers are birds in which the bones of
the legs are so short that their progression is consider-
ably interfered with. The best known are the Scotch
dumpies.
Long-tailed fowls, under the various names of Yokohama
or Phoenix fowls, or Shinotawaro fowls, are singular
varieties recently introduced from Japan, in which the
jsickle-feathers of the tail are 6 or 7 feet long. In Japan
'they are said to assume a much greater length. One bird
in the museum at Tokio is stated to have sickle-feathers
17 feet long ; but examination is not permitted. In other
respects the fowls are not peculiar, resembling the birds of
the Game type.
Bantam. — This term is applied to fowls of a diminutive
size without any reference to the particular breed. By
carefol selection and crossing with small specimens any
variety can be reduced to the desired size. The Chinese
had in the summer palace at Peking small Cochins weigh-
ing not more than 1 lb each. Game bantams of less size
have been established during the past twenty-five j'ears.
The Malays have been reduced to bantam size within a
very few years, as have the crested breeds. The Japanese
have long possessed a dwarf breed with enormous tail and
comb, and with very short legs. One of the most artificial
breeds is the Sebright bantam, named after its originator.
This bird has the laced or marginal feather of the Polish
combined with the absence of male plumage in the cocks,
so that it may be described as a hen-feathered breed with
laced plumage. When perfect in marking it is of singular
beauty, but is not remarkable for fertility.
In breeding the domestic fowl for useful purposes it is desirable
to follow to a. greater extent than is usual the natural habits and
instincts of the bird. The wild fowl is a resident in forests, coining
out to feed in the open ; in addition to green vegetables and fruit
it lives on grain, seeds, worms, grubs, and insects, which it obtains
by scratching in the soil ; it roosts in the higher branches of trees,
and the hen deposits her eggs on the ground, usually in a concealed
situation, laying one egg every other day until the number is com-
pleted, when she sits for twenty-one days. On the chickens being
batched they do not leave the nest for twenty-four or thirty hours,
being nourished by the absorption of the yolk into the intestinal
canal. When they are sufficiently strong to run after the hen she
takes them in search of food, which she obtains by scratching in the
ground or amongst decaying vegetable matter.
A domesticated lien allowed to make her own nest in a hedge or
ooppice always brings out a much larger, stronger, and healthier
brood than one that sits in the dry close atmosphere of a hen-house.
Wherever the nest is placed it should always be made of damp earth
so as to supply the requisite moisture and cool the under surface of
the eggs as compared with the upper. When hatched the chicken
should not be removed for twenty-four hours, feeding not being
required. The first food should be egg and milk — equal parts —
beaten together and heated until it sets into a soft mass ; this may
be given with a little canary seed for the first day or two, or millet
or wheat ; newly -giound sweet oatmeal is good, but pungent rancid
meal very injurious. The chickens do much better if the hen is
allowed to scratch for them than when she is shut up in a coop. If
1 coop must be used it should be so constructed as to include a plot
of grass and be moved daily. The perches in a hen-house should
be on one level, or the fowls fight for the highest. All should be
low, so that in flying down the breast-bone and feet may not be
injured by coming violently in contact with the ground.
Keeping poultry without an extended range in which they can
obtain a large portion of their own food is not desirable, nor has the
establishment of poultry-farms, in which large numbers of birds are
kept in one locality, ever under any conditions been attended with
success. In all cases in which a large number of fowls are congre-
gated together the ground becomes contaminated by the excrement
at 'da birds ; the food is eaten otf the sailed surface ; disease breaks
out amongst the adults ; and rearing chickens snccessfuUy is out of
the question. There are no poultry-farms in France, the eggs and
chickens being produced by the peasant-proprietors. In England.
many poultry-farms have been started, but none have ever proved
successful. Poultry -rearing is an industry adapted to the small
holder, to the rearer for home consumption, or as an adjunct to tha
work of a large farm, but as an industry of its own it is never likely
to be worked to advantage. There is no difficulty whatever in
hatching any number of chickens, but when the young birds aro
crowded together and are living on tainted soil they invariably be-
come diseased and die with extreme rapidity. The conditions of a
crowded poultry-run necessarily resemble those of an array encamped
without due sanitary precautions, which cannot be adopted in tha
case Of the birds. The inevitable result is that they perish of
diseases of a typhoid character which are quite beyond the power
of the owners to control or alleviate.
Turkeys. — Th"e origin of the domesticated turkey is
probably of a composite character ; by Mr Gould and other
naturalists this bird is generally regarded as having been
derived from the Mexican species Meleagris mexicana ;
but this has recently been crossed with the North-American
M. gallo-pavo, with great advantage as to size and hardi-
hood. The varieties of the turkey difi'er chiefly as to
colour. The principal English breeds are the bronze or
Cambridgeshire, the black or Norfolk, the fawn, and the
white. Of these the first, especially when crossed with
the American, is the largest and most desirable.
Turkeys are not so extensively raised in Great Britain
as in France, from a prevalent opinion that they are very
delicate and difficult to rear ; this idea arises in great part
from errors in their management and feeding. The chicks,
when hatched after twenty-eight days' incubation, should
be left undisturbed for twenty-four or thirty hours, during
which time they are digesting the yoUc that is absorbed
into the intestinal canal at birth. No attempt should be
made to cram them ; their first food should consist of
sweet fresh meal, soft custard made with equal parts of
egg and milk set by a gentle heat, and, above aU, abun-
dance of some bitter milky herb, as dandelion, or, much
better, lettuce running to seed, on which they can be
reared successfully with very Uttle food of any other de-
scription. The yoUng turkeys progress much better if
the hen has the range of a small enclosure from the first
than if she is confined to a coop ; thus reared they are
much hardier than when cooped and corn-fed, and not so
susceptible to injury from slight showers ; but a damp
locality should be avoided. Turkey-hens are most per-
severing sitters, and are employed in France to hatch
successions of sittings of hens' eggs. Turkeys can often
be most advantageously reared by cottagers, as one or
two hens only can be kept, one visit to the male being
sufficient to fertilize the entire batch of eggs. The young
turkeys find a larger proportion of their own food than,
fowls, and with a good free range cost but little until they
are ready for fattening for the table. In places where tha
opportunity serves they may be allowed to roost in the
trees with great advantage. Some wild flocks treated like
pheasants are to be found in several of the large parks in
Scotland as well as in England.
Guinea-fowls. — The Common Guinea-fowl (Ifumida.
meleagris) is a native of eastern Africa, from whence it
has been carried to many parts of the world, in some of
■which, as the West Indian Islands, it has become wild.
It has also been reared in a half -wild state in many English
preserves ; under these conditions it flourishes exceedingly,
but has the disadvantage of driving away the pheasants.
In any dry locality guinea-fowls may be successfully reared,
provided they have a good range and trees in which they
can roost. The hen lays an abundance of eggs, which are
generally hidden. The birds are useful as furnishing a
supply of poultry for the table in the interval that ensues
between the time when game are out of season and that
before chickens arrive at maturity. ^ On a dry, sandy,
POULTRY
647
and chalky soil and in a warm situation they are reared
with ease, but are quite unsuited to damp cold localities.
The continued vociferation of the hen-birds renders their
maintenance near a house very Objectionable, as the cry is
continued throughout great part of the night. Several
variations of colour exist, but they do not require any
detailed description.
Ducks. — All the varieties of the domesticated duck are
descended from the Common Mallard or Wild Duck, Anas
botchas, a species which, though timid in its wild state, is
ewily domesticated, and suffers changes of form and colour
in a few generations. The most important breeds are — the
Rouen, which, retaining the colour of the original species,
grows to a large size ; the Aylesbury, a large white breed
with an expanded lemon-coloured bill ; the Pekiu, a white
breed with a pale yellowish tint in the plumage, and a very
bright orange biU ; two breeds which are entirely black.
The smaller of these, which has been bred dovm to a very
diminutive size, is remarkable for the extreme lustre of its
feathers and the fact that its eggs are covered with a dark
black pigment, which becomes less in quantity as each suc-
cessive egg is deposited. It is known by the equally absurd
names of East Indian, Labrador, or Buenos Ayres duck.
The larger black variety, the Cayuga duck, has been recently
introduced into England. Decoy or call ducks are small
breeds of a very loquacious character, which were originally
bred for the purpose of attracting the wild birds to the
decoys. Some are of the natural colour, others are white.
Amongst the less known breeds are the Duclair ducks of
France, evidently the result of crossing white and coloured
varieties. Among the breeds differing in structure may
be mentioned the Penguin duck, so called from its erect
attitude, the Hook-billed and the Tufted ducks, <Ssc., but
these are not of practical importance. For table and mar-
ket purposes no breed surpasses the Aylesbury ; its large
size, great prolificacy, early maturity, and white skin and
plumage cause it to be reiired in immense numbers for the
London markets. By good feeding the ducks are caused
to lay in the winter months, when the eggs are hatched
under Cochin or Brahma hens, the young ducklings being
reared in artificially-warmed buildings or in the labourers'
cottages ; they are fed most liberally on soft food, soaked
grits, boiled rice with tallow- melters' greaves, and in ten
or twelve weeks are fit for the market ; if killed before
raoalting their quills, which they do when about twelve
weeks old, they are heavier than afterwards and much
better eating. When ducklings are required for the early
spring markets the old birds must be fed fnost freely to
cause the production of eggs in cold weather, corn being
given in vessels of water, and the birds must be shut up at
night, or the eggs will be laid in the water, where they
sink and become putrid. Duck-rearing is a very profitable
industry, very high prices being paid for ducklings in the
early months of the year. The so-called Muscovy duck is
a Brazilian species, Cairina moschata, which is not reared
for the market, although the young birds are edible. The
drake not unfrequently mates with the common duck, and
large but sterile hybrids are the result.
Geese. — The domestic goose of Europe is undoubtedly
the descendant of the migratory Grey Lag Goose, Anser
cineretu, from which it differs chiefly by its increased size.
Although domesticated since the time of the Romans, it
has not been subject to much variation. The most im-
portant breeds are the large grey variety known, as the
Toulouse, the white breed known as the Embden, and the
common variety frequently marked with dark feathers on
the back, and hence termed "saddlebacks." There has
also been introduced from the Crimea since the Russian
war a variety in which the feathers are singularly elongated,
and even curled and twisted ; this breed, which is termed
the Sebastopol, is of small size and more important as a
fanci'^rs' breed than from a practical point of view. In
so'-^e countries a second species is domesticated ; it is
usually termed the Chinese, knob-fronted, or swan goose,
Anser cygnoides. Though perfectly distinct as a species,
having a different number of vertebrae in the neck and ^
loud clanging voice, it breeds freely with the common goose,
and the hybrids produced are perfectly fertile, the late Mi
Blyth asserting that over a large tract of country in th«
East no other geese except these cross-breds are ever seen.
Geese are much more exclusively vegetable-feeders than
ducks, and can only be kept to profit where they can obtain
a large proportion of their food by grazing. The old bird*
should not be-iilled off, as they continue fertile to a great
age. Geese are readily fattened on oats thrown into water,
and the young, when brought rapidly forward for the
markets, afford a very good profit. The Chinese, if well
fed, lay at a much earlier date than the common species,
and, if their eggs are hatched under large Cochin hens,
giving three or four to each bird, the young are ready foi
the table at a very early period. The nest, as in all cases
of ground-nesting birds, should be made on the earth and
not in boxes, which become too dry and over-heated. Ir
breeding for the market or for the sake of profit, the verj
large exhibition birds should be avoided, as many are barret
from, over-fatness, and none are so prolific as birds of fau
average size.
In this article the Pea-fowl (see Peacock, vol. xviii. p.
443) has not been included, as, although long since domes-
ticated, it is to be regarded rather as an ornamental than
as a useful bird, and in congenial localities in which it can
avail itself of the shelter of trees it requires no manage-
ment whatever beyond feeding, nor should the slightest
interference with the sitting hen be practised.
Pigeons. — All the different breeds of pigeons which are
knoiyn to the fancier have descended from the wild blile
Rock-dove, Columba livia, and return to the coloration
and form of the wild original if allowed to interbreed
without interference. When reared as articles of food
pigeons are generally treated most disadvantageously ;
with due care and proper management six or seven couples
of young can be raised from each old pair during the year,
and a continuous supply of young birds for the table can
be depended on. The ordinary pigeons' houses are most
objectionable, the birds being exposed to rain-and extremes
of temperature at all seasons. To bo reared successfully
pigeons should be housed in a room or loft, with shelves
9 or 10 inches in width running round the walls about
10 inches apart; each shelf should be divided into com-
partments not less than 16 inches loijg; this arrangement
gives room for a nest at each end and enables the old birds
to go to nest again before the young are able to fly. If
coarse earthen saucers or nest-pans are used the young will
be kept out of the dung, which is ejected over the sides and
can be easily removed. They are first fed with a secretion
from tho crops of the parents, and afterwards with dis-
gorged corn; when required for the table they should bo
killed before tho old birds cease to feed them, as when
they begin to feed themselves they lose weight, become
thin, and are much less marketable. To obtain a con-
tinuous supply of young pigeons tho old birds must bo well
fed with grain and pulse ; clean water and a supply of old
mortar rubbish mixed with salt should be always access*
ible ; tho loft and neat should bo kept clean and wclf
ventilated, and the birds have free access to tho open air.
Tho breed should bo of fair size, the blue rocks being too
smalf to be of full market value as dead birds, though in
great request for pigeon-shooting, and, unless a consider-
able number are kept so as to prevent close interbreeding,
some birds from other lofts should bo introduced occasion-
648
P O U — P O U
ally. The numerous fancy breeds and those employed for
conveying messages (see vol. xiii. p. 159 and p. 581 supra)
do not fall within the scope of this article. (w. b. t.)
POUND, an enclosure in which cattle or other animals
found straying are retained until they are redeemed by
the owners, or when taken in distraint untU replevined,
such retention being in the nature of a pledge or seciu-ity
to compel the performance of satisfaction for debt or
damage done. A. pound belongs to the township or village
and should be kept in repair by the parish. The pound-
keeper is obliged to receive everything offered to his
custody and is not answerable if the thing offered be ille-
gally impounded. By the statute 1 and 2 Phil, and Mary
c. 12 (1554), no distress of cattle can be driven out of the
hundred where taken unless to a pound within 3 miles
of the place of seizure. Where cattle are impounded the
impounder is bound to supply them with sufficient food
and water (12 and 13 Vict. c. 92, and 17 and 18 Vict. c.
60) ; any person, moreover, is authorized to enter a place
where animals are impounded without food and water more
than twelve hours and supply them without being liable to
an action for such entry, and the cost of such food is to be
paid by the owner of the animal before it is removed. The
statute 2 WiU. and Mary, sess. 1 c. 5 (1690), gives treble
damages and costs against persons guilty of pound breach •
and by 6 and 7 Vict. c. 30 (1843) persons releasing or
attempting to release cattle impounded or damaging any
pound are liable to a fine not exceeding £5, awardable
to the person on whose behalf the cattle were distrained,
with imprisonment with hard labour not exceeding three
months in default. In the old law books a distinction is
drawn between a common pound, an open pound, and a
close pound ; these terms have now, however, lost much of,
if not all, their significance. By statute 1 1 Geo. 11. c. 1 9
(1738), which was passed for the benefit of landlords, any
person distraining for rent may turn any part of the
premises upon which a distress is taken into a pound pro
hoc vice for securing of such distress.
POUSHKIN, Alexander (1799-1837), the most cele-
brated of Kussian poets, was bom at Moscow, 7th June
1799. He belonged to an ancient family of boyars, and
in a clever poem, many of the sallies of which were too
trenchant to pass the censorship, he has sketched some of
the more important of his progenitors. A strange ancestor
was his maternal great-grandfather, a favourite Negro
ennobled by Peter the Great, who bequeathed to him the
curly hair of his race and a somewhat darker complexion
than falls to the lot of the ordinary Russian.
In 1811 the poet entered the newly-founded lyceum of
Tzarskoe Selo, situated near St Petersburg. To his stay
in this college Poushkin has alluded in many of his poems.
On quitting the lyceum in 1817 he was attached to the
ministry of foreign affairs, and in this year he began the
composition of his Rnslan and Ly'udmila, a poem which
was completed in 1820. The scene is laid at Kieff, in the
time of Vladimir, the "bright sun" of the old Russian
legends. Meanwhile Poushkin mixed in all the gayest
society of the capital, and it seemed as if he would turn
out a mere man of fashion instead of a poet. But an event
occurred which, however disastrous it might appear to him
at first sight, was fraught with the happiest consequences
to his muse. A very daring Ode to Liberty written by
him had been circulated in manuscript in St Petersburg.
This production having been brought to the notice of the
governor, the young author only escaped a journey to
Siberia by accepting an oflScial position at Eashineff in
Bessarabia, in southern Russia. Here he found himself
surrounded by a world of new associations. If we follow
the chronological order of his poems, we can trace with
■what enthusiasm he greeted the ever-changing prospects
of the sea and the regions of the Danube and the Crimea.
In some elegant Lines he sang the Fountain of Bakhchisarai,
the old palace of the khans near Simpheropol. This foun-
tain and the legend connected with it he afterwards made
the subject of a longer poem.
At this time Poushkin was, or affected to be, overpowered
by the Byronic "Weltschmerz." Having visited the baths
of the Caucasus for the re-establishment of his health in
1822, he felt the inspiration of its magnificent scenery, and
composed his next production of any considerable length,
The Prisoner of the Caucasus, narrating the story of the
love of a Circassian girl for a youthful Russian officer who
has been taken prisoner. This was followed by the Foun-
tain of Bakhchisarai, which tells of the detention of a young
Polish captive, a Countess Potocka, in the palace of the
khans of the Crimea. About the same time he composed
some interesting lines on Ovid, whose place of banishment,
Tomi, was not far distant. To this period belongs also the
Ode to Napoleon, which is far inferior to the fine poems of
Byron and Manzoni, or indeed of Lermontoff, on the same
subject. In the Lay concerning the Wise Oleg we see how
the influence of Karanmn's History had led the Russians to
take a greater interest in the early records of their country.
The next long poem was the Gipsies (Tzuigani), an Oriental
tale of love and vengeance, in which Poushkin has admir-
ably delineated these nomads, whose strange mode of
life fascinated him. During his stay in southern Russia
he allowed himself to get mixed up with the secret societies
then rife throughout the country. He also became em-
broiled with his chief, Coimt Vorontzoff, who sent him to
report upon the damages which had been committed by
locusts in the southern part of Bessarabia. Poushkin took
this as a premeditated insult, and sent in his resignation ;
and Count Vorontzoff in his official report requested the
Grovemment to remove the poet, "as he was surrounded
by a society of political and Uterary fanatics, whose praises
might turn his head and make him believe that he was a
great writer, whereas he was only a feeble imitator of Lord
Byron, an original not much to be commended." The
poet quitted Odessa in 1824, and on leaving wrote a fine
Ode to the Sea. Before the close of the year he had
returned to his father's seat at Mikhailovskoe, near Pskoff,
where he soon became embroiled with his relatives, but
grew more at ease when the veteran, who led the life of
reckless expenditure of the old-fashioned Russian boyar,
betook himself to the capital. The father survived his
celebrated son, and it was to him that Zhukovski addressed
a pathetic letter, giving him an account of his death. Hia
mother died a year before her son ; and Poushkin, when
choosing a burial-place for her, marked out a spot for
himself and expressed a presentiment that he had not long
to live. He had now involved himself in trouble on all
sides ; for so obnoxious had he become to the authorities
even during his retreat in the country that he was put
under the supervision of the governor, the marshal of the
nobility, and the archimandrite of the neighbouring mon-
astery of Svyatogorski. In his retirement he devoted a
great deal of time to the study of the old Russian popular
poetry, the builinas, of which he became a great admirer.
Recollections of Byron and Andr6 Chenier gave the inspira-
tion to some fine lines consecrated to the latter, in which
Poushkin appeared more conservative than was his wont,
and wrote in a spirit antagonistic to the French Revolution.
In 1825 he published his tragedy Boris Godunoff, a bold
effort to imitate the style of Shakespeare. Up to this time
the traditions of the Russian stage, such as it was, had
been French. Plays of all kinds had appeared, — transla-
tions of Molifere, Corneille, and Racine, or adaptations of
them, and even glimpses of Shakespeare conveyed through
the medium of the paltry versions of Duels.
P O U — P o u
64'^
In 1825 the unfortunate conspiracy of the Dekabrists
broke out, the ostensible aim of which was to defend the
claims of the grand-duke Coastantine against his brother
Nicholas, but the real purpose was to set up a republican
form of government in Russia, for which the country was
not by any means prepared. Many of the conspirators
were personal friends of Poushkin, especially Kuchelbecker
and Pustchin. The poet liimself was to a certain extent
comoromised, but he succeeded in getting to his house at
Mikhailovskoe iir.d burninje all the papers which might
have been prejudicial to him. He had resoJved to go to
St Petersburg, possibly to throw in his lot with his fnends
there, but was stopped by what are considered portents by
the Russian people. As soon as he had left the gates of
his house he met a priest, and he had not gone a verst
before three hares crossed his path. These were such bad
omens that there was nothing for him to do, as a genuine
Russian and at all times a superstitious man, but to return
home at once. Through influential friends he succeeded
in making his peace with the emperor, to whom he was
presented at Moscow soon after his coronation. The story
goes that Nicholas said to Count Bludoff on the same
evening, "I have just been conversing with the most viritty
man in Russia." In 1828 appeared Poltava, a spirited
narrative poem, in which the expedition of Charles XII.
against Peter and the treachery of the hetman Mazepp\
were described. The best part of the poem is the picture
of the battle itself, where the colours arc laid on very
boldly. In 1829 Poushkin again visited the Caucasus,
on this occasion accompanying the expedition of Prince
Paskewitch. He wrote a pleasing account of the tour ;
many of the short lyrical pieces suggested by the scenery
and associations of his visit are delightful, especially the
lines on the Don and the Caucasus. In 1831 Poushkin
married Mademoiselle Natalia Goncharoff, and in the fol-
lowing year was again attached- to the ministry of foreign
affairs, with a salary of 5000 roubles. He now busied
himself with an historical work, an account of the revolt
of the Cossack Pugacheff, who almost overthrew the
empire of Catherine and was executed at Moscow in the
latter part of the 18th century. While engaged upon this
he wrote The Captain's t}aughter, one of the best of his
prose works. In 1832 was completed the poem Eugene
Onyegin, in which the author attempted a completely new
style, moulding his production upon the lighter sketches of
Byron in the Italian manner. The poem is, on the whole,
very successful. The metre is graceful and sprightlyand well
adapted for serio-comic verse. The characters of Lenski,
Onyegin, Tatiana, and Olga are<drawn with a vigorous hand,
and each is a type. No one can accuse Poushkin of want
of nationalism in this poem : it is Russian in every fibre.
In 1837 the poet, who had been long growing in literary
reputation, fell mortally wounded in a duel with Baron
George Heckeren d'Anthfes, the adopted son of the Dutch
minister then resident at the court of St Petersburg.
D'Anthfes, a vain and frivolous young man, had married
a sister of the poet's wife. Notwithstanding this ho
aroused Poushkin's jealousy by some attentions which he
paid Natalia; but the grounds for the poet's anger, it
must be confessed, do not appear very great. Poushkin
died, after two days' suffering, on the afternoon of Friday,
10th February. D'Anthfes was tried by court-martial and
expelled the country. In the year 1 880 a statue of the
poet was erected at the Tver Barrier at Moscow, and f6tes
were held in his honour jn which occasion many interest-
ing memorials of him were exhibited to his admiring
countrymen and a few foreigners who had congregated for
the festivities. The poet left four children ; his widow
was afterwards manied to an ofEcer in the army named
Lanakoi ; she died in 1863.
Poushkin remains as yet the greatest poet whom Russia has
prsduced. Th« most celebrated names before him were those cf
Loinonosoff and Derzhavin ; the former was a composer of merely
scholastic verses, and the latter, in spite of great merits, was too
much wedded to the pedantries of the classical school. Since Poush-
kin's death, Lermon toff and Nekrasoff have appeared, both distinctly
writers of genius, but they are confessedly inferior to him. His
poetical tales are spirited and full of dramatic power. The influence
of Byron is undouotedly seen in them, but they are not imitations,
still less is anything in them plagiarized- Boris Oodunoff is a
fine tragedy ; on the whole Eugene Onyegin must be considered
Poushkin's masterpiece. Here we have a great variety of styles —
satire, pathos, end humour mixed together. The character-paint-
ing is good, and the descriptions of scenery introduced faithful to
nature. The poem in many places reminds us of Byron, who him-
self in his mixture of the pathetic and the humorous was a disciple
of the Italian school. Poushkin also wrote a great many lyrical
pieces. Interspersed among the poet's minor works will be found
many epigrams, but some of the best composed by him were not so
fortunate as to pass the censorship, and must be read in a supple-
mentary volume published at Berlin. As a prose writer Poushkin
has considerable merits. Besides his History of the Revolt of
Pugacheff, which is perhaps too much of a compilation, he pub-
lished a small volume of tales under the nom de plume of Ivan
Byelkin. These all show considerable dramatic power ; the best
are The Captain's Daughter, a tale of the times of Catherine II.,
The Undertaker, a very ghostly story, which will remind the English
reader of some of the tales of Edgar Poe ; The Pistol Shot ; and The
Queen of Spades. Of the letters of Poushkin, which originally were
to be found scattered over many magazines and literary journals,
a fairly complete collection was published in the new edition of his
works which appeared at Moscow under the editorship of M.
Yefrimoff. (W. R. M.)
POUSSIN, Nicolas (1594-1665), French painter, was
born at Les Andelys (Eure) in June 1594. Early sketches,
made when he should have been learning Latin, attracted
the notice of Quentin Varin, a local painter, whose pupil
Poussin became, till hCwent to Paris, where he entered
the studio of Ferdinand Elle, a Fleming, and then of the
Lorrainer L'Allemand. He found French art in a stage of
transition : the old apprenticeship system was disturbed,
and the academical schools destined to supplant it were
not yet established ; but, having been brought into rela-
tions with Courtois the mathematician, Poussin was fired
by the study of his collection of engravings after Italian
masters, and resolved to go to Italy. After two abortive
attempts to reach Rome, and when he was again on the
••oad, he fell in with the chevalier Marini at Lyons. Marini
employed him on illustrations to his poems, took him into
Iris household, and in 1624 enabled Poussin (who had been
detained by commissions in Lyons and Paris) to rejoin him
at Rome. There, his patron having died, Poussin fell into
great distress ; but his high qualities had won him friends
amongst his brother artists, and on his falling ill he was
received into the house of 'his compatriot Dughct and
tenderly nursed by his daughter Anna Maria, to whom in
1629, when his affairs were easier, Poussin was married.
Amongst his first patrons were Cardinal Barberini, for
whom was painted the Death of Qermanicus (BarJ)erini
Palace); Cardinal Omodei, for whom he produced, in 1630,
the Triumphs of Flora (Louvre) ;. Cfirdinal de Richelieu^
who commissioned a Bacchanal (Louvre) ; Vicenzo Giusti.
niani, for whom was executed the Massacre of the Inno.
cents, of which there is a first sketch in .the British
Museum ; Cassiano dal Pozzo, who became the owner of
the firr.t series of the Seven Sacraments (Bolvoir Castle) ;
and Fi&irt de Chanteloup, with whom in 1640 Poussin,
at the call of Sublet De Noyers, returned to Franco. Ho
was well received by Louis XIII., who conferred on him
the title of " first painter in c.dinary," and in two years
at Paris he produced not only several pictures for the
royal chapels (the Last Supper, painted for Versailles, now
in the Louvre) but eight cartoons for the Gobelins, the
series of the Labours of Hercules for the Louvre, the
Triumph of Truth for Cardinal Richelieu (Louvre), and
much minor work; but in 1643, annryed and disgusted
XIX. — 82
650
P O U — P O Z
by the intrigues of Simon Vouet, Feuquicres, ana the
architect Lemercier, Poussin withdrew to Rome. There,
in 1648, he finished for De Chanteloup the second series
of the Seven Sacraments (Bridgewater Gallery), and also
his noble landscape with Diogenes throwing away his Scoop
(Louvre); in 1649 he painted the Vision of St Paul
(Louvre) for the comic poet Scarron, and in 1651 the
Holy Family (Louvre) for the duke of Crequi. Year by
year he continued to produce an enormous variety of
works, many of which are included in the list given by
Felibien, in which we find the names of Pointel the banker.
Cardinal Manimo, Madame Mauroi, and. others. He is said
to have settled in a house on the Pincio, but in 1656, the
year of the plague, he is entered in the census as living
with his wife in the Via Paolina. He died in November
1665 and was buried in the church of St Lawrence in
Lucina, his wife having predeceased him.
The finest collection of Poussiu's paintings as well as of his
drawings is possessed by the LomTC ; but, besides the pictures in
the National G.-Ulcry and at Duhvich, England possesses several of
his most considerable works : the Triumph of Pan is at Basildon
(Berkshire), and his great allegorical painting of the Arts at
Knonsley. At Rome, iu the Colonna and Valentini Palaces, are
notable works by him, and one of Ihe private apartments of Prince
Doria is decorated by a great series of landscapes in distemper,
which are little known. Throughout his life he stood aloof from
the popular movement of his native school. French art in his day
was purely decorative, but in Poussin we find a survival of the
impulses of the Renaissance coupled with conscious reference to
classic work as the standard of excellence. In general we see his
paintings at a great disadvantage, for the colour, even of the best
preserved, has changed in parts, so that the keeping is disturbed ;
and the noble construction of his designs can be better seen in
engravings than in the original. Amongst the many who have
reproduced his works the two Audran, Claudine Stella, Picart, and
Pesne are the most successful.
Poussin left uo children, but he adopted as his son Caspar Dughet,
his wife's brother, who took the name of Poussin. G.iSPAS Poussin
(1613-1675) devoted himself to laadscape painting and rendered
admirably the severer beauties of the Roman Campagna ; a note-
worthy series of works in tempera representing various sites near
Rome is to bo seen in the Colonna Palace, but one of his finest
easel-pictures, the Sacrifice of Abraham, formerly the property of
the Colonna, is now, with other works by the same painter, in the
English National Gallery. The frescos executed by Caspar Poussin
in S. Martino di Monti are in a bad state of preservation. The
Louvre does not possess a single work by his hand. Caspar died
at Rome in 1675.
Sandrart, Acad. nob. arf, pict. ; Lettres d< Nicolas Poussin (Paris, 1824) ; Feli-
bien, Entretiens 't Gault de St Gerraain, Vie de Nicolas Poussin \ D'Argenville,
Abrcgi de la Vie dis Peintres ; Bouchitt^, Poussin ct son (Euvre ; Emilia F. S.
Pattison, "DocumenU inedits, Le Poussin," in L'Art (18S2).
POUT, also Whiting-Pout or Bm (Gadus luscus), a small
species of cod-fish locally abundant on the coasts of northern
and western Europe, but less so in the Mediterranean. It
is distinguished from other spedes of the genus Gadus by
having a deep short body ; a short and obtuse snout, not
longer than the eye ; the upper jaw the longer ; and a
long barbel at the chin. The three dorsal fins are com-
posed of respectively twelve, twenty or twenty-two, and
nineteen or twenty rays, the two anal fins of from twenty-
nine to thirty-two and nineteen or twenty. A black spot
occupies the upper part of the base of the pectoral fin.
Pout affect certain localities' of limited extent, where a
number may be caught with hook and line. They are
excellent food, but must be eaten soon after capture, and
do not bear carriage. A oout of 5 tt) is considered a very
large specimen.
POWAN, or PowEN (Coreffonus dupeoides), a species of
the Salmonoid genus Coregonus, which seems to be peculiar
to Loch Lomond in Scotland, the great lakes of Cumber-
land, where it is called " schelly," and Lake Bala in Wales,
the Welsh name of the fish being " gwyniad." It is not
found in other European waters ; but of the numerous
Continental species of this genus the lavaret of the Swiss
lakes resembles it most. Powan, or, as they are sometimes
called, freshwater herrings Uve in the deepest parts pf tie
lakes mentioned and come to the surface only occasionally,
either in the winter time in order to spawn, or at certain
times of the day during summer, approaching, it is said,
the shores in search of food. Large numbers may then be
taken with nets, and are mostly consumed on the spot.
The powan rarely exceeds a length of 1 4 inches ; it has
been fuUy described and figured by ParneU (AnnaU of
Natural History, 1838, vol. i. p. 162) under the names
of Coregonus lacepedei and Coregoniis microcephalus ; tho
specimens to which the latter name was given are, however,
not specifically different from the tj-pical powan.
POWERS, Hiram (1807-1873), American sculptor, was
tne son of a farmer, and was born at Woodstock, Vermont,
on 29th June 1807. In 1819 his father removed to a farm
in Ohio, about six miles from Cincinnati, where the son
attended school for about a year, staying meanwhile with
his brother, a' lawyer in Cincinnati. After leaving school
he found employment in superintending a reading-room in
connexion with the chief hotel of the town, but, being, in
his own words, "forced at last to leave that place as h'-
clothes and shoes were fast leaving him," he became a clerk
in a general store. His second employer in this line of
business having invested his capital in a clock and organ
factory. Powers set himself to master the construction of
the instruments, displaying an aptitude which in a short
titne enabled him to become the first mechanic in the fac-
tory. 'In 1826 he began to frequent the studio of Mr
Eckstein, and at once conceived a strong passion for the
art of sculpture. His proficiency in modelling secured
him the situation of general assistant and artist of the
Western Museum, kept by a Frenchman, M. Dorfeiiille,
where his ingenious representation of the infernal regions
to illustrate the more striking scenes in the poem of Danta
met with extraordinary success. After studjnng thoroughly
the art of modelling and casting, he in the end of 1834
went to Washington, and a friend having secured for him
as sitters the president and some of the leading statesmen
his remarkable gifts soon awakened general attention. In
1837 he settled in Florence, where he remained till his
death. While from pecuniary considerations he found it
necessary to devote the greater part of his time to busts,
his best efforts were bestowed on ideal work. In 1838
his statue of Eve excited the warm admiration of Thor-
waldsen, and in 1839 he produced his celebrated Greek
Slave, which at once gave him a place among the greatest
sculptors of his time. Among the best known of his other
ideal statues are the Fisher Boy, II Penseroso, Proserpine,
California, America (modelled for the Crystal Palace,
Sydenham), and the Last of his Tribe. Among the eminent
men whose busts he modelled are many of the leading con-
temporary statesmen of America. His genius was strik-
ingly realistic and unconventional, a quality doubtless in
some degree attributable to the nature of his early training,
but it was the close and thorough study of the works of
the great masters which finally disciplined his powers to
their highest perfection of purity and refinement. He
died on 27th June 1873.
Among various obituary notices of Powers one of the most int«r-
esting is that by his intimate friend T. A. TroUope in LifpincoU'i
Magantie for February 1875.
POZZO DI BORGO, Caelo Aoteea (1764-1842),
Russian diplomatist, was descended from an old Corsican
family, and was born at Alata near Ajaccio on 8th March
1764. After completing his legal studies at Pisa he
became advocate at Ajaccio, where in 1790 he joined the
party of Paoli, to whom the Buonaparte family was strongly
opposed. In his early years he had been on terms ''f >he
closest intimacy with Napoleon, but from this time a feel-
ing of enmity sprang up between them, which on the part
of Pozzo di Borgo increased as the career of Napoleon
F O Z — P R A
651
developed, until it became the ruling passion of his life.
Ultimately his hatred of Napoleon knew no bounds, and,
regarding him as the "scourge of the world," he sought
to compass his ruin with a pertinacity which discourage-
ments and difficulties served only to whet and kindle into
redoubled ardour. In- 1794 he was chosen president of
the Board of Council, under the English viceroy, and when
the British were expelled from the island in 1797 he went
to London, where he carried on a secret mission on behalf
of the Bourbons. At Vienna in 1798 he assisted in effect-
ing a coalition between Austria and Russia against France,
and in 1803 he entered the Russian service, where he
became councillor of state, and was employed by the czar
in all his most important diplomatic negotiations. He
attempted in vain to form a new coalition after the battle
of Jena, and retired, first to Austria, then to England.
Recalled to Russia in 1812, he exerted all his influence to
urge a continuance of the war with Frande till the power
of Napoleon should be broken. In addition to this he
secured the alliance of the Swedish crown prince Berna-
dotte, and also went to London to secure the active co-
operation of England. He it was who counselled the
allies to bring matters to a crisis by marching on Paris,
and it was he who penned the famous declaration that
they waged war against Napoleon, not against the French
people. He gave warning to the congress of Vienna of
the possibility of Napoleon returning from Elba, was pre-
sent at the battle of Waterloo, where the power of Napoleon
was finally crushed, and on 20th November 1815 enjoyed
the supreme satisfaction of signing the treaty of Paris as
Russian ambassador. In 1826 he was appointed to repre-
sent Russia at Paris. He retired from public life in 1835,
and died at Paris on' 15th February 1842.
■ Stein ct Pozzo di Borffo, 1846, English trans., 1847; Viihrer, iVoKce
bfbgraphique sur Ic Camtc Pozzo di Borgo, 1842.
POZZUOLI, the ancient Pdteoli, a city of Italy, on
the northern shore of the Bay of Pozzuoli (Sinus Puteo-
lanus or Cumanus), — the western portion of the Gulf of
Naples, separated from the larger eastern portion .by the
promontory of Posillipo and from the open sea on the
west by the peninsula which terminates in Cape Miseno.
It is a place of 11,967 inhabitants (1881) and the centre
of a commune, which, including Bacoli (3130 ; the ancient
Bauli) and Nisida (1202), numbers 17,269. Its small
flat-roofed houses cluster picturesquely on a tongue of
land projecting- south-west into the bay. The cathedral
of St Proculus occupies the site of a temple erected to
Augustus by L. Calpurnius and contains the tomb of Per-
golesi. The harbour is still visited by 500 or 600 sailing
■vessels in the course of the year. But the true riches of
Pozzuoli are its ruins. First in point of interest is the
Serapeum or temple of Serapis. This consisted of a rect-
angular court enclosed by forty-eight massive columns
and having in the centre a round temple -with sixteen
Corinthian pillars of African marble. The three great
columns of the portico, about 40 feet high, still stand.
The perforations of a boring mollusc show that they must
for a time have been submerged 13 feet in the sea. The
new upheaval of the ground appears to have begun before
1530 and to have been hastened by the great Monte
Nuovo eruption of 1538. A gradual subsidence has again
been observed since the beginning of the 19th century.
The pillars of the round temple are now in Caserta, and
the statue of Serapis is in the National Museum at Naples.
The amphitheatio (482 feet long by 383 broad), erected
in the time of the Flavian dynasty on the hill behind the
town, was seated for 30,000 spectators, and had an arena
286 feet long and 138 feet broad. Among the populace
the building is known as the Prison of St Januariu.s, be-
cause, according to the legend, that saint and his com-
panions were here condemned to fight with wild beasts.
At an earlier date it had been the scene of the spectacle
in which Nero, in presence of King Tiridates of Armenia,
displayed his personal prowess. To the west of the Sera-
peum lie traces of various minor ruins, a temple of Neptune,
<fec., and especially the site of Cicero's villa (Puteolanum
or Academia), which was afterwards occupied by a temple
in honour of the emperor Hadrian. The whole neigh-
bourhood has proved rich in epigraphic remains.
Puteoli first appears under the name of Dicitarcliia as a port of
the people of Cumae. The statement made by Stephanus of Byzan-
tium and Eusebius, that the city was founded by a colony of
Samians, probably refers to some secondary accession of population
fron) thtit quarter. The Romans in 215 B.C. introduced a garrison
of 6000 men to protect the town from Hannibal ; and in 194 B.C.
a Roman colony was established. In the Civil AVar the citizens
sided first with Porapey and afterwards with Brutus and Cassius.
Augustus strengthened the colony with a body of his veterans
(hence Colonia Augusta), and Nero admitted the old inhabitants
into it. The remains of Hadrian, who died at the neighbouring
town of Baiae, were burned at Puteoli, and Antoninus Pius, besides
electing the temple -to his memory already mentioned, instituted
sacred games to be ^leld in the city every five years. It was
mainly, however, as a great commercial port that Puteoli was
lanious in ancient times. It was one of the two places in Italy
(Rome was the other) where the Tyrian merchants had a regular
trading station ; it trafficked with Syria (merchants from BeVytus
are mentioned among its residents), Egypt, Africa, and Spain, and
spices from the East, corn from Alexandria, iron from Populonium
were stored in its warehouses. Like Ostia, Puteoli was considered
a special port of Rome, and, on account of the great safeness and
convenience of its harbour, it was preferred to Ostia for the landing
of the more costly and delicate wares. Like Ostia, consequently,
it was treated as practically part of Rome,oand with it enjoyed the
peculiar distinction of being enrolled in the Palatine tribe. The
artificial mole -was probably of earlier date than the reign of
Augustus ; and by that time there were docks large enough to
contain the vessels employed in bringing the obelisks from Egypt
Remains of the piles of the mole still exist, and are popularlj
known as Caligula's Bridge, from the mistaken idea that they
belong to the temporary structure which that emperor flung across
the bay from the mole at Puteoli to the shore at Baia?. Alaric
(410), Gfinseric (455), and Totila (545) succes.sively laid Puteoli in
ruins. ' The restoration effected by the Byzantines was partial and
short-lived. Sacked by Grimoald of Bcneventum in 715, hara.ssed
by the Saracens in the 10th century, captured by John duke of
Naples in 1014, and again sacked by the Turks in 1550, the city
could hardly have continued prosperous even apart from the earth-
quakes of 1198 and 1538.
Works on Puteoli have been written by Mazzelta (1594), Capaecio (lOMX
Samellius (1691), Tarrino (1709), Jorio (1817 and 1630). See the bibliography
In Corp. Inscr. Lot., vol. X. Jmrt i. pp. 182, 317.
PRADIER, James, French sculptsr, was born at Geneva
in 1790 and. died in Paris on 5th June 1852. He was a
member of the Academy and a brilliant and popular
sculptor of the pre-Romantic period, representing in France
the drawing-room classicism which Canova illustrated at
Rome. His chief works are the Son of Niobe, Atalanta,
Psyche, Sappho (all in the Louvre), Prometheus (Tuileries
Gardens), a bas-relief on the triumphal arch of the Car-
rousel, the figures of Fame on the Arc de I'litoile, and a
statue of J. J. Rousseau for Geneva.
See Magcain pittorcsque, iii., vi., and xi. ; Barbet de Sovj,
Sculptures moderrus du Louvre.
PRAED, WiNTHROP Mackworth (1802-1839), one of
the most illustrious English writers of vers de s^ciett', was
the third and youngest son of William Mackworth Praed,
Serjeant at law. The name of his father's family had been
originally Mackworth, and the circumstances under -B-hich
the additional title of Praed was adopted are set out in
the Parochial History of Cornwall (iii. 101). Winthrop,
a cognomen famous across the Atlantic as borne by the
governor of Massachusetts, was his mother's maiden name,
and the union of these three consonantal names in the
person of Winthrop Mackworth Praed formed the combina-
tion over which Mi.s3 Mitford expre.sscd righteous indig-
nation. Ho was born at 35 John Street, Bedford Row,
London, 2Gth July 1802, and almost as soon as he could
read was taught by his father to " lisp in numbers." His
652
JP R A — r K M
V
mother died in 1809, whereupon the child was sent to the
preparatory school of Langley Broom near Colnbrook, where
he remained until he was removed (28th March 1814) to
Eton. Towards the close of his schoolboy days he started
a manuscript periodical called Apis Matina. This was
succeeded in October 1820 by the Etonian, a paper pro-
jected and edited by Praed and Walter Blunt, which
appeared every month until July 1821, when the chief
'editor left the "glade" of Eton and the paper died. Henry
Nelson Coleridge, Willikm Sidney Walker, and John Moul-
trie were the three best known of his coadjutors in this
periodical, which was published by Charles Knight, and of
which many interesting particulars are set out in Knight's
Autobiography and in Maxwell Lyte's Eton College. Before
Praed left school he succeeded in establishing over a shop
at Eton a "boy's library" for the use of the higher Etonians,
the books of which are now amalgamated in the official
"boy's library" in the new buildings. His career at
Cambridge, where he matriculated at Trinity College, Octo-
ber 1821, was marked by exceptional brilliancy. Thrice
lie gained the Browne medal and twic^ the chancellor's
medal for English verse. He was bracketed third in the
classical tripos in 1825, won a fellowship at his college in
1827, and three years later carried off the Seatonian prizes.
At the Union his speeches attracted the admiration of his
fellow-undergraduates ; he struggled, and not unequally,
with Macaulay and Austin. The character of Praed dur-
ing his university life is described by Biilwer Lytton in the
first volume of his Life (pp. 227-239, 244-246). At Cam-
bridge, as at Eton, the po§t was drawn by Charles Knight
into the pleasures of magazine-writing. Knight's Quarterly
Magazine was started in 1822 with Praed as one of the
principal contributors, and, after languishing for some time,
it .expired when three octavo volumes had been issued.
For two years (1825-27) he resided at Eton as private tutor
to Lord Ernest Bruce, a younger son of the marquis of
Ailesbury. During part of this time he was occupied in
preparing himself for the profession of the law, and on 29th
May 1829 he was called to the bar at the Middle Temple.
He travelled on the Norfolk circuit, where his prospects of
advancement were bright, but the bias of his feelings in-
clined him towards politics, and after a year or two he
devoted himself entirely to political Hfe. Whilst at Cam-
bridge he leaned to Whiggism, and even to the autumn
of 1829 his feelings were bent towards the same side, but
with the dawning of the Reform BiU he passed into the
opposite ranks, and when he was returned to parliament
for St Germans (17th December 1830) his election was
due to the kindness of Mr Herries, a zealous member of
the Tory party. He sat for that borough until December
1832, and on its extinction contested the borough of St
Ives, within the limits of which the Cornish estates of the
Pi'aeds are situated. The squibs which he wrote on this
occasion were collected in a volume printed at Penzance
in 1833 and entitled Trash, dedicated without respect to
James Halse, Esq. M.P., his successful competitbr. Praed
subsequently sat for Great Yarmouth from 1835 to 1837
and for Aylesbury from the latter year imtU his death.
During the progress of the Reform Bill he advocated the
creation of three-cornered constituencies, in which each
voter should have the power of giving two votes only, and
maintained that freeholds within boroughs should confer
votes for the boroughs and not for the county. Neither
of these suggestions was then adopted, but the former ulti-
mately formed part of the Reform Bill of 1866. Praed
was for a few months (December 1834 to April 1835)
secretary to the Board of Control, and he was much grati-
fied at receiving the appointment of deputy high steward
of his beloved university of Cambridge. The last years
of his life were racked by the pains of phthisis, though
all that sympathy and devotion could effect to alleviate
his sufferings was accomplished by his wife, Helen,
daughter of Mr George Bogle, whom he had married in
1835. He died at Chester Square, London, on 15th July
1839, and was buried at Kensal Green on 23d July.
Praed's lighter poetry was the perfection of ease. It abounded in
allusions to the characters and follies of the day and passed with
playful touch from puns to politics. In his humorous effusions he
was the chief of a school which in these latter days has found
numerous imitators. Many of his poems were marked by much
pathetic feeling, for his talents wer*) by no means limited to puns
and jests. Several American issues of his works appeared before
the comprehensive English edition of his Poems, "with a memoir
by Rev. Derweat Coleridge," was published in 1864. At a kter
date a selection firom his poems by Sir George Young was given to
the world.
PRjEFECT {prsefectus) was the title of various Roman
officials, both civil and military. A praefect was not one
of the magistrates proper ; he was, strictly speaking, only
the deputy or lieutenant of a superior magistrate or com-
mander. The following were the moat important classes
of praefects.
1. The city praefect (jarsefedus urbi) acted at Rome a*
the deputy of the chief magistrate or magistrates during
his or their absence from the city. Thus he represented
in the earliest times the king and in later times the consul
or consuls when he or they were absent on a campaign or
on other public duties, such as the celebration of the annual
Latin festival on th« Alban Mount. The absence of the
chief magistrate for more than a single day rendered the
appointment of a praefect obligatory ; but the obligation
only arose when all the higher magistrates were absent.
Hence so long as the consils were the only higher magis-
trates their frequent absence often rendered the appoint-,
ment of a praefect necessary, but after the institution of
the praetorship (367 B.C.) the necessity only arose excep-
tionally, as it rarely happened that both the consuls and
the praetor were absent simultaneously. But a praefect
■continued to be regularly appointed, even under the empire,
during the enforced absence of aU the higher magistrates
at the Latin festival. The right and duty of appointing
a prsefect belonged to the magistrate (king, dictator, or
consul) whose deputy he was, but it seems to have been
withdrawn from the consuls by the Licinian law (367 B.C.),
except that they stiU nominated praefects- for the time of
the festival. No formalities in the appointment and no
legal qualifications on the part of the prefect were required.
The praefect had all the powers of the magistrate whose
deputy he was, except that he could not nominate a deputy
to himself. His office expired on the return of his superior.
There could only be one city praefect at a time, though the
dictator Caesar broke the rule by appointing six or eight
praefects simultaneously.
Under the empire there was introduced a city prefecture
which differed essentially from the above. Augustus occa-
sionally appointed a city prasfect to represent him in hia
absence from Italy, although the prators or even one of
the consuls remained in the capital. In the absence of
Tiberius from Rome during the last eleven years of his
reign (26-37 a.d.) the city prefecture, hitherto an excep-
tional and temporary office, became a regular and perma-
nent magistracy ; in aU subsequent reigns the praefect held
office even during the presence of the emperor in Rome. He
was always chosen by the emperor and usually from men
who had held the consulship ; his office was regarded, like
the censorship under the republic, as the crowning honour
of a long political career. It was not conferred for any
definite length of time, but might be held for years or for
life. As under the republic, the praefect was not allowed
to quit the city for more than a day at a time. His duty
was the preservation of peace in the capital ; he was, in
fact, the chief of the police, being charged with the super.
P R M — F R ^
653
intendence of the streets, markets, and public buildings.
He was further entrusted by Augustus with a summary
criminal jurisdiction over slaves and rioters, which was,
however, gradually extended till in the time of Severus or
even earlier it embraced all offences by whomsoever com-
mitted. ■ Further, he had the power of dealing with civil
cases where his interference seemed requisite in the inter-
ests of the public safety, but such occasions were naturally
few. By the beginning of the 3d century, and perhaps
earlier, appeals to the emperor in civU cases were handed
over by him to be dealt with by the prsfect. Except where
special restrictions interfered, an appeal lay from the prae-
fect to the emperor. Though not a military officer, the
praefect commanded the city cohorts (cohoHes urbame),
which formed part of the garrison of Rome and ranksd
above the line regiments, though below the guards (see
Pe^torians). The military power thus placed in the hands
of the chief , of the police was one of the most sorely-felt
innovations of the empire. The constitutional changes of
Diocletian and Constantine extended still farther the power
of the praefect, in whom, after the disbanding of the guards
and the removal from Rome of the highest officials, the
whole military, administrative, and judicial powers were
centred.
2. Under the republic judicial praefects (prxfecti juri
dicundo) were sent annually from Rome as deputies of the
praetors to administer justice in certain towns of the Italian
allies. These towns were called "prefectures" (prafecturse).
After the Social War (90-89 B.C.), when all Italy had re-
ceived the Roman franchise, such prefectures ceased to
ezist in fact, though the name was sometimes retained.
3. Under the empire the praetorians or imperial guards
were commanded by one, two, or even three praefects {pret-
fecti pradorio), who were chosen by the emperor from among
the knights and held office at his pleasure. From the time
of Alexander Severus the post was open to senators also,
and if a knight was appointed he was at the same time
raised to the senate. The position was one of great influ-
ence and importance ; the praetorian prajfect stood under
the immediate orders of the emperor, of whom he was the
natural representative and sometimes the rival. Down to
the time of Constantine, who deprived the office of its
military character, the prefecture of the guards was regu-
larly held by tried soldiers, often by men who had fought
their way up from the ranks. In course of time the com-
mand seems to have been enlarged so as to include all the
troops in Italy except the corps commanded by the city
praefect (cohortes urbanx). Further, the pratorian pra;fect
acquired, in addition to his military functions, m, criminal
jurisdiction, which he exercised not as the delegate but as
the representative of the emperor, and hence it was decreed
by Constantine (331) that from the sentence of the pra;-
torian praefect there should be no appeal. A similar juris-
diction in civil cases was acquired by him not later than
the time of Severus. Hence a knowledge of law became
a qualification for the post, which under Marcus Antoninus
and Commodus, but especially froto the time of Severus,
was held by the first jurists of the age (e.^., Papinian,
Ulpian, and PauUus), while the military qualification fell
more and more into the background. Under Constantine
the institution of the magistri militum deprived the prae-
torian prefecture altogether of its military character, but
left it the highest civil office of the empire.
Tlie title of " prcefect " wm bomo by various other Roman ofGciolg,
of whom wo may mention the following.
4. Prmfcclus Sodum (sociorum). — Under the republic tho con-
tingents furnished to the Roman armies by tho Italian allies Were
commanded by Roman officers called prm/ecCi socium (soeiorvm),
who were nominated by the consuh and corrcsoonded to the
tribunes in the legions.
6. Pra/eetu3 Classiiim. — Down to near the close of the republic a
naval command was never held independently but only in connexion
with the command of an army, and, when the general appointed
an officer to command the fleet in his room, this lieutenant waa
styled "praefect of the fleet" (prw/ectus classium). When in 311
B.C. the people took the appointment of these lieutenants into their
own hands the title was changed from " praefects " to duo viri
navalcs, or " two naval men " ; but under the empire the admirals
went by their old name of praefects.
6. Prmfectus Fabrum. — The colonel of the engineer and artillery
corps {fabri) in a Roman army was called a prefect ; he did not
belong to the legion, but was directly subordinate to the general in
command.
. Prxfedus Annonx. — The important duty of provisioning Rome
was committed by Augustus (between 8 and 14 A.n.) tp a prsefect,
who was appointed by the emperor from among the knights afad
held office at the imperial pleasure.
8. Prsefectus ^gypli (afterwards Prmfeclxis Augiistalisj. — Under
the empire tho government of Egypt was entrusted to a viceroy
with the title of " praefect, " who was selected from the knights, and
was surrounded by royal pomp instead of the usual insignia of a
Roman magistrate. He stood under the immediate orders of the
emperor. The exceptional position thus accorded to Egypt was
due to a regard on the part of the emperors to the peculiar character
of the population, the strategic strength of the country, and its
political importance as the granary of Rome. (J. G. FK.)
PRiEMONSTRATENSIANS. See Abbey, vol. i. p. 20,
and MoNACHisM, vol. xvi. p. 709.
PR^MUNIRE, the name given to a writ originating
in the 14th century in the attempt to put restraint on the
action of the papal authority in regard to the disposal of
ecclesiastical benefices in England before the same became
vacant, and subsequently, to the prejudice of the rightful
patron, and also in the encouragement of resort to the
Roman curia rather than to the courts of the country, in
disregard of the authority of the crown, leading thereby
to the creation of an imperium in imperio and the paying
that obedience to papal process which constitutionally
belonged to the king alone. The word " praemunire " ' is
applied also to the offence for which the writ is granted,
and furthermore to the penalty it incurs. The range and
description of offences made liable to the penalties of
praemunire became greatly widened subsequently to the
Reformation, so that acts of a Very miscellaneous character
were from time to time brought within the scope of
enactments passed for a very different purpose. The
offence is of a nature highly criminal, though not capital,
and more immediately affects the crown and Government.
The statute 16 Rich. II. c. 5 (1392) is usually designated
tho Statute of Prajraunire ; it is, however, but one only of
numerous stringent measures (many of which are still
unrepealed) resulting from the enactment of the Statute of
Provisors (35 Edw. I. c. 1), passed in a previous reign,
which according to Coke (Instii.) was the foundation of
all the subsequent statutes of praemunire. Cowel (Law
Diet.) describes a pro visor as one who sued to the court of
Rome for a provision which was called gratia expectiva.
Tho penalties of praemunire involved the loss of all civil
rights, forfeiture of lands, goods, and chattels, and im-
prisonment during the royal pleasure. In the Habeas
Corpus Act (31 Car. II. c. 2, 1679) tho committing of
any man to prison out of the realm was made prxmunira
unpardonable even by tho king. It thus appears that,
whilst the crown by its prerogative might at any time
remit tho whole or any part of the punishment incurred by
a pr.'cmunire, an exception was made in transgressions of
the Statute of Habeas Corpus. Tlio Royal Marriage Act
(12 Geo. III. c. 11) of 1772 is the last statuto which sub-
jects anv one to the penalties of a praemunire as ordained
by 16 liich. II.
It cannot bo doubted that the legislation exemplified in
the Statutes of Praemunire and Provisors was felt by the
' Pncmuniro ia tt'Orruption of tho h&Un prmmonere, to prc-admonish
or forewarn, and is taken from tho words of the writ itse.f, which nmj
"Pnnmnnire facias" A. R, &c., i.e., cau.io A. B. to bo forowarued
that ho appear to answer tho contempt wherewith he stands chari^ed.
654
P R ^ — P R JE,
popes to be a great cteck on their freedom of action. In
the hands of Henry VIII. prsemunire became eventually a
lever for the overthrow of papal supremacy. The last
ancient statute concerning prsemunire, until the Reforma-
tion, was the 2 Hen. IV. c. 3 (1400), by which all persons
who accepted any provision from the pope to be exempt
from canonical obedience to their proper ordinary were
subjected to the penalties prescribed. Bishop Stubbs,i in
summing up his account of the various statutes of prae-
munire, succinctly says of them that they were intended to
prevent encroachments on and usurpations of jurisdiction
on the part of the pope', and he adds that the more import-
ant statute was that of 16 Rich. II. c. 5 (1392), which he
describes as one of the strongest defensive measures taken
during the Middle Ages against Rome, and which was
called for in consequence of the conduct of the pope, who
had forbidden the bishops to execute the sentences of the
royal courts in suits connected with ecclesiastical patron-
age. Tomlins {Law Diet.) states that there is only one
instance of a prosecution on a praemunire to be found in
the state trials, in which case the penalties were inflicted
upon some persons for refusing to take the oath of allegi-
ance to Charles II. It may be added that on an indict-
nent for prsemunire a peer might not be tried by his peers.
See Coke, Imtit.; Collier, Eccl. Hist., 1708; Hallam, Middle
Ages, 1868 ; Stephen, Comm., 1853, and Hist. Crim. Law ; and
Btubbs, Constit. Hist., 1880.
PRiENESTE (now Paiestrina), a very ancient city of
Latium, lies 22 miles east of Rome on a spur of the Apen-
nines facing the Alban Hills. To the natural strength of
the place and its commanding situation Prseneste owed in
large measure its historical importance. The local tradition
(adopted by Virgil) named Caeculus, son of Vulcan, as
founder. From the remains of Cyclopean masonry and
other indications the foundation of the city has been
referred to the 8th century B.C., and objects in metal and
ivory discovered in the earliest graves prove that as early
as this or the following century Prseneste had reached
a considerable degree of civilization and stood in com-
mercial relations not only with Etruria but ■nith the East.
At this time the city was probably under the hegemony
of Alba Longa, then the head of the Latin League. In
499, according to Livy, Praeneste withdrew from the Latin
League and formed an alliance with Rome, but this state-
ment seems irreconcilable with a passage in Dionysius
Halicarnensis {Ant. Eom., v. 61). After Rome had been
weakened by the Gallic invasion (390), Prteneste joined
its foes in a long struggle with Rome. The struggle cul-
minated in the great Latin War (340-338), in which the
Romans were victorious, and Prseneste was punished for
its share in the war by the loss of part of its territory.
It was not, however, like the other Latin cities, embodied
in the Roman state, but continued in the position of a city
in 'alliauce with Rome do^vn to the Social War, when it,
like the rest of Italy, received the Roman franchise (90 or
89). As an allied city it furnished contingents to the
Roman army and possessed the right of exile {jus exilii),
i.e., persons banished from Rome were allowed to reside at
Praeneste. To judge from the works of art and inscrip-
tions of this period (338 to 90 B.C.), it must have been for
the place a time of prosperity and even luxury. The nuts
of Pr»neste were famous and its roses were amongst the
finest in Italy. The Latin spoken at Praeneste was some-
what peculiar.^ In the civil wars of Sulla the younger
' Constit. Hist, of Eng. (1880), iii. 356 sg.
'^ Thus the Prsenestines shortened some words : they said conia for
ciconia, iammodo for tantummodo (Plaut., True., iii. 2, 23; Id.,
Trinum., iii. 1, 8 ; cp. Comment, on Festus, p. 731, ed. Lindemann),
and inscriptions exhibit the forms Aememeno and Tondrus for Aga-
tnemno and Tyndarus. They said ne/rones for he/rendes in the sense
of testiculi, and longitio for rwtio (Festus, s.v. "nefrendes" and
t;tonger9^').~Cj._euiatiliaD, Instit., u 5, 56.
Marius was blockaded in the town by the Sullans (82
B.C.) ; and on its capture Marius slew himself, the male
inhabitants were massacred in cold blood, and a military
colony was settled on part of its territory. It was prob-
ably about this time that the city was extended from the
hill to the plain and that the temple of Fortune was
enlarged so as to include much of the space occupied by
the ancient city. Under the empire Praaneste, from its
elevated situation and cool salubrious air, became a favour-
ite summer resort of the wealthy Romans, whose villas
studded the neighbourhood. Horace ranked it with Tibur
and Baiae, the Bath an^ Brighton of Rome. Augustus
resorted thither ; here Tiberius recovered from a danger-
ous illness, and here Hadrian built himself a villa. Anto-
ninus erected a palace to the east of the town. Amongst
private persons who owned villas at Praeneste were Pliny
the younger and Symmaclms.
But Praene?te was chiefly famed for its great temple of
Fortune and for its oracle, in connexion with the temple,
known as the " Praenestine lots " {sojies Framestinx). As\
extended by Sulla the sanctuary of Fortune occupied a
series of six vast terraces, which, resting on gigantic sub-
structions of masonry and connected with each other by
grand 'staircases, rose one above the other on the hill in
the form of the side of a pyramid, crowned on the highest
terrace by the round temple of Fortune proper. This
immense edifice, probably by far the largest sanctuary in
Italy, must have presented a most imposing aspect, visible
as it was from a great part of Latium, from Rome, and
even from the sea. The goddess Fortuna here went by
the name of Primigenia (First-Born, but perhaps in an
active sense First-Bearer) ; she was represented suckling
two babeSj said to be Jupiter and Juno, and she was
especially worshipped by matrons.^ The oracle of the
Praenestine lots was very ancient and continued to be con-
sulted down to Christian times. Constantine and Thcodo-
sius forbade the practice and closed the temple. In 1297
the Colonna family who then owned Praeneste (Paiestrina)
revolted from the pope, but in the following year the to^-n
was taken and razed to the ground. In 1437 the city,
which had been rebuilt, was captured by the papal general
Cardinal Vitelleschi and once more utterly destroyed.
It was rebuilt and fortified by Stefano Colonna in 1448.
In 1630 it passed by purchase into the-Barberini family.
Prsneste was the native town of iElian and in modern
times of the great composer Paiestrina.
The modern town of Paiestrina, a collection of narrow and filtBy
alleys, stands on the terraces once occupied by the temple of Fortune.
On the summit of the hill (2546 feet), nearly a mile fiom the town,
stood the ancient citadel, the site of wliich is now occupied by a
few poor houses (Castel San Pietro) and a ruined mediseval castle
of the Colonnas. The magnificent view embraces Soracte, Rome,
the Alban Hills, and the Campagna as far as the sea. Considerable
portions of the southern wall of the ancient citadel, built in very
massive polygonal (Cyclopean) blocks of limestone, are still to be
seen ; and the two walls, also polygonal, which formerly united the
citadel with the lower town, can still be traced. The ruins of the
villa of Hadrian stand in the plain near the church of S. Maria
2 Hence Fernique (£tude sttr Preneste) ingeniously conjectures that
Fortuna was originally a goddess of maternity, and that the ^ew of
her functions as a goddess of chance was Liter, being due to the in-
fluence of Greek mythology, in which Chance C^vxri) was a goddess.
Fortuna contains the same root as/crre, " to bear." Fernique observes
that the worship of Fortuna was often associated with that of Feronia.
Statuettes iu terra-cotta representing a woman with a child at her
breast have been found at Praneste. These are supposed by Femiqne
to be votive '^Terings, representing not the goddess but the mothers who
offered them at the shrine in fulfilment of vows. Fortuna was some-
times represented in the form of two (or possibly more) females, so
at Antium (Macrobius, Sat., i. 23, 13 ; Sueton., Cat., 67), and perhaps
at Prseneste (Statius, S'jlv., i. 3, 80) ; in one of the Roman temples of
Fortuna there was a mysterious veiled figure. Analogous to Fortuna
in her double capacity as prophetess and patron of mothers was Car-
menta, and she too was sometimes represented in double formJO^id.
Fasti, i, 617 sq. ; Aulus GeUius. zvL 16).
P R M — F R JE
655
dells Villi, about three-quarters of a milo from the town. Here
waa iliscoTercd the well-known statue of^ Antinous, now in the
Vatican. Not far off was found in 1773 the calendar which, as
Suetonius tells lis, was set up by the grammarian M. Verrius
Flaccus in the forum of Prteneste. Excavations made, especially
since 1855, in the ancient necropolis, which lay on a plateau sur-
rounded by valleys at the foot of the hill and of the town, have
yielded important results for the history of the art and manufactures
of Prseneste. Of the objects found in the oldest graves, and sup-
posed to date from about the 7th century B.C., the cups of silver
and silver gilt and most of the gold and amber jewellery are Phceni-
cian (po.ssibly Carthaginian), or at least made on Phcenieian models ;
but the bronzes and some of the ivory articles seem to be Etruscan.
No objects have been discovered belonging to the period inter-
mediate between the 7th and 3d centuries B.C. ; but the graves of
the 3d and 2d centuries have yielded many precious relics, bronze
caskets (ctste), convex metal miiTors, strigils, &c. Among these
is the famous Ficoroni casket, engraved with j)ictures of the arrival
of the Argonauts in Bithynia and the victory of Pollux over Amycus.
It was found in 1774. The inscriptions on the caskets are all
Latin ; those on the mirrors are mostly Etruscan ; those on the
•trigils are Latin, Greek, and Etruscan. The Latin inscriptions
seem to belong to the 3d century. On the whole it appears that
between the 3J and 2d centmie? there existed at Pra;nesto a native
Latin art, which was; however, be"inning to be affected by Greek
art. Most of the objects discoverccl in the necropolis are preserved
in the Koraan collections, especially the Kircher Museum (which
possesses the Ficoroni casket) and tho Barberini Library. Besides
these there is preserved in the Barberini Palace at Palestrina a
large mosaic, considoied one of tho most important in existence.
It was found on the site of the temple of Fortune and probably
dates from- the age of Augustus or Tiberius. It represents scenes
from the Nile, with animals and figures in Egj'ptian and Greek
costume. (J. G. FR.)
PR^TOR (prx-iior, " he -who goe.s before," " a leader "),
originally a military title, was in classical times the designa-
tion of the highest magistrates in the Latin towns. The
Roman consuls were at first called " praetors "; in the early
code of tho Twelve Tables (450 B.C.) they appear to have
had no other title. By the Licinian law of 367 B.C., which
abolished the military tribunes with consular power and
enacted that tho supreme executive should henceforward
be in the hands of the two' consuls, a new magistrate was
at the same time created who was to be a colleague of the
consuls, though with lower rank and lesser powers. This
new magistrate was entrusted with the exclusive jurisdic-
tion in civil cases ; in other respects his powers resembled
those of the consuls. His distinctive title was the " city
praetor" (prxior urhamts), and in after time, when the num-
ber of prostora was increased, the city pra;tor always ranked
first. To this new magistrate the title of " prretor " was
thenceforward properly restricted.^ About 242 B.C. tho
increase of a foreign population in Rome necessitated tho
creation of a second prajtor for the decision of suits between
foreigners (pere//rini) or between citizens and foreigners.
This prator was known at a later time as the " foreign
prajtor" {prxtor peregrinus). About 227 B.C. two more
praetors were added to administer the recently acquired
provinces of Sicily and Sardinia. Tho conquest of Spain
occasioned the appointment of two more in 197 B.C., of
whom one governed Hither and the other Further Spain.
The number of praetors, thus augmented to six, remained
stationary tiU Sulla's time, 82 B.C. But in tho interval
their duties vastly multiplied. On the one hand, five new
provinces were added to the Roman dominions — Macedonia
and Achaia in 146 B.C., Africa in tho same year, Asia in
134, Gallia Narbonensis in 118, Cilicia probably in 102.
On the other hand, new and permanent jury courts {qu.rs-
times perpetux) were instituted at Rome, over which the
praetors were called on to preside. To meet this increase
of business tho tenure of office of the pra;tors and also of
■ Some writers, following Livy, vi. 42, assert thot at first the pnttor-
ehipwas open to patricians only, but Mommsen {R&m. Staaisreckt, ii.
Pj 195) shows that this is probably a mistake. Tho election of a
plebeian to the oflice for tho first time in 337 B.O. was certainly opposed
oy the consul who pre.si(lca at the election, but there appears to have
oeen no legal obstacle to it.
the consuls was practically prolonged from one to two years,
with the distinction that in their second year of office they
bore the titles of " propraetor " and " proconsul " instead of
"pr8etor"and "consul." The prolongation of office, together
with the participation of the proconsuls in duties which
properly fell to the pra?tors, formed the basis of Sulla's
arrangements. He increased the number of the praetors
from six to eight, and ordained that henceforward all the
eight should in their first year administer justice at Rome
and in their second should as propraetors undertake the
government of provinces. The courts over which the
praetors presided, in addition to those of tho city praetor
and tho foreign prastor, dealt with the following offences :
— oppression of the provincials {repetundamm), bribery
{ambitus), embezzlement (peculattis), treason (majestalis),
murder (de sicariis et veneficis), and probably forgery (falsi).
A tenth province (Gallia Cisalpina) was added to the pre-
vious nine, and thus the number of judicial and provincial
departments corresponded to the annual number of prajtors,
propraetors, and proconsuls. The proportion, however, was
not long maintained : new provinces were added to the
empire — Bithynia in 74 B.C., Cyrene about the same time,
Crete in 67, Syria in 64 — and one or more new law courts
were instituted. To keep pace with the increase of duties
■Julius Caesar increased the number of praetors successively
to ten, fourteen, and sixteen ; after his time the niunber
varied from eight to eighteen.
The praetors were elected, like the consuls, by the people
assembled in the coniitia ceniuriata and with the same
formalities. (See Constjl.) They regularly held office
for a year; only in tho transition period between the
republic and the empire was their tenure of office some-
times limited to a few monfhs. The insignia of tho
praetor were those common to the higher Roman magis-
trates,— the purple-edged robe (toga pralexta) and the ivory
chair (sella curulis) ; in Rome he was attended by two
lictors, in the provinces by six. The praetors elect cast lots
to determine the department which each of them should
administer. A prKtor was essentially a civil judge, and
as such he was accustomed at or before his entry on office
to publish an edict setting forth the rules of law and pro-
cedure by which he intended to be guided in his decisions.
As these rules were often accepted by his successors tho
praetor thus acquired an almost legislatorial power, and his
edicts thus continued, corrected, and amplified from year
to year became, under tho title of tho " perpetual edicts,"
one of tho most important factors in moulding Roman law.
Their tendency was to smooth away the occasional harsh-
ness and anomalies of tho civil law by substituting rules
of equity for the letter of the law, and in this respect the
Roman praetor has been compared to the English chancellor.
His functions were considerabjy modified by tho introduc-
tion of the standing jury courts (qvxsliones ;icr»)rtMa').
Hitherto the praetor had conducted the preliminary inquiry
as to whether an action would lio, and had appointed for
the actual trial of tho case a deputy, whom he instructed
in the law applicable to tho case and whose decisions lio
enforced. The proceedings before tho praetor were tcoli-
nically known as jus in distinction from judicium., which
was tho actual trial before the dojiuty judge. But in tho
standing jury courts (of which tho first — that for rrpetumLv
— was instituted in 149 B.C.), or ratlior in tho most import-
ant of them, tho praetors themselves presided and tried
tho ca.scs. These new courts, though formally civil, wero
substantially criminal courts ; and thus a criminal juris-
diction wiis added to tho original civil juri.sdictlon of the
praetors, l.'nder the empire various special functions were
assigned to certain praetors, such as the two treasury praetors
(pratores mrarii), appointed by Augustus in 2.3 B.C. ; the
spear praetor (prator liaslariru), who presided over the
656
P R ^ — P R ^
court of the Hundred Men, which dealt especially with
cases of inheritance ; the two trust praetors {prxtores
fideicomissarii), appointed by Claudius to look after cases
of trust estates, but reduced by Titus to one ; the ward
praetor (prsetor tutclaris), appointed by Marcus Antoninus
to deal with the affairs of minors ; and the liberation
prsetor {prxtor de liberalibus causis), who tried cases turn-
ing on the liberation of slaves. There is no evidence that
the prastors continued to preside over the standing courts
after the beginning of the 3d century a.d., and the foreign
prtetorship disappears about this time.^ Even the juris-
diction of the city praetor seems not to have survived the
reforms of Diocletian, though" the ofSco itself continued to
exist. But of the praetorships with special jurisdiction
(especially the ward praetorship and the liberation praetor-
ship) some lasted into the 4th century and were copied in
the constitution of Constantinople.
Besides their judicial functions, the praetors, as colleagues
of the consuls, possessed, though in a less degree, all the
consular powers, which they regularly exercised in the
absence of the consuls ; but in the presence of a consul
they exercised them only at the special command either
of the consul or, more usually, of the senate. Thus the
praetor possessed military power (imperium) ; even the city
praetor, though attached by his office to Kome, could not
only levy troops but also in certain circumstances take
the command in person. As provincial governors the
praetors had frequent occasion to exercise their military
powers, and they were often accorded a triumph. The city
praetor presided over popular assemblies for the election of
certain inferior magistrates, but aU the praetors officiating
in Rome had the right to summon assemblies for the pur-
pose of legislation. In thS absence of the consuls the city
praetor, and in default of him the other praetors, were cm-
powered to call meetings of the senate. Public religious
duties, such as the fulfilment of state vows, the celebration
of sacrifices and games, and the fixing of the dates of mov-
able feasts, probably only fell to the praetors in the absence
of the consuls. But since in the early times the consuls as
a rule spent only the first months of their year of office in
Rome it is probable that a considerable share of religious
business devolved on the city praetor ; this was certainly
the case with the Festival of the Cross-roads (compitalia),
and he directed the games in honour of Apollo from
their institution in 212 B.C. Augustus in 22 B.C. placed
the direction of all the popular festivals in the hands of
the praetors, and it is not without significance that the
praetors continued thus to minister to the pleasures of the
Roman mob for centuries after they had ceased almost
entirely to transact the business of the state. For the
praetor as provincial governor, see Peovince. (j. G. fk.)
PRjETORIANS (prmtoriani) was the name borne by
the body-guards of the Roman emperors. The name was
derived from the praetorian cohort, a picked body of troops
who in the time of the republic formed the guard of a
general in command of an army, the old Latin name for a
general being prxtor and his quarters in the camp being
known as the prxtorium. As the emperor was commander-
in-chief the headquarters (prxtorium) were established at
Rome, and one of the earliest measures of Augustus was
the new organization of the guard. The command of the
praetorians rested legally with the emperor, but after 2 B.C.
it was practically exercised by one or more colonels chosen
by the emperor with the title of "praetorian praefects"
(prxfecti prxtorio, see Pk^fect). The praetorians were
divided into cohorts of 1000 men each, horse and foot, and
hence they are often referred to as the praetorian cohorts.
^ Marquardt conjectures with much probability that when Caracalla
extended the Roman franchise to the whole empire he at the same time
abolished the foreign praitorship.
Augustus raised nine corps, of which he quartered three in
different parts of Ronle and the rest in neighbouring cities.
One cohort kept guard in the palace. Under Tiberius the
crafty and energetic praetorian praefect Sejanus collected
the praetorians into a permanent fortified camp outside the
Viminalian Gate of Rome. Thus united they acquired and
exercised the power of making and unmaking emperors.
The number of the cohorts was raised temporarily by Vitel
lius to sixteen ; from 112 a.d. to the end of the 3d century,
and probably to the time of Constantine, the niimber was
ten. At first they were recruited exclusively from Italy,
but afterwards from the Romanized provinces also of Spain,
Noricum, and Macedonia. Their pay was nominally double,
but really more than double, that of the legionaries ;2 their
period of service was shorter, being sixteen years instead of
at least twenty ; and from the time of Claudius it was the
custom of the emperors on, their succession to the throne
to purchase the favour of their powerful guards by a libera)
donative. But the sense of their own power, to which
these special privileges bore witness, fostered the pride,
while the luxurious life of the capital relaxed the disci-
pline, of the praetorians. Their insolence culminated when
they murdered the virtuous Pertinax, put the empire up to
auction, and knocked it down to the highest bidder (193).
In the same year they were disgraced and disbanded by
Severus, only, however, to be replaced by a still more numer-
ous corps,^ which was now recruited indifferently from all
parts of the empire. Diocletian reduced their numbers,
and they were finally suppressed by Constantine in 312.
PR^TORIUS,* Michael (1571-1621), German musical
historian, theorist, and composer, was born at Kreuzberg
in Thuringia on 15th February 1571. He acted as kapel -
meister at Liineburg early in iife, was engaged firs.' as
organist and later as kapellmeister and secretary tc che
duke of Brunswick, and was eventually rewarded for his
long services with the priory of Ringelheim, near Goslar.
He died at Wolfenbuttel on 15th February 1621. Of his
very numerous compositions copies are now so scarce that it
is doubtful whether a complete set is anywhere to be found.
The most important are — Polyhymnia (15 vols.), Musx
Sionix (16 vols.), and J/usa Aonia {^ vols.), all written
partly to Latin and partly to German words. But more
precious than all these is the Syntagma miisicum (3 vols,
and a cahier of plates, 4to, Wittenberg and Wolfenbuttel,
1615-20). Only two copies* of this very rare work are
believed to exist in England, one in the library of the
Rev. Sir F. A. Gore-Ouseley and the other in that of
Mr Alfred Littleton. In the original prospectus of the
work four volumes were promised, but it is certain that
no more thaa three were ever published. The fourth
volume mentioned in Forkel's catalogue is clearly nothing
but the cahier of plates attached to vol. ii.
' The legionaries received 10 asses daily, or 3600 asses ( = 225 denarii)
annually ; the prsetorians received twenty asses daily, or 7200 asses
annually. But, whereas in paying the legionaries the as was reckoned
at its current value of 16 to the denarius, in paying the pvEtorians it
was reckoned at its old and higher value of 10 to the denarius, and
hence the 7200 asses of a praetorian were equal to 11,520 asses at the
current rate, or 720 denarii. This is Moramsen's highly ingenious and
probable explanation of the apparent discrepancy between the state-
ments of Dio Cassius (liii. 11, 55) and Tacitus [Ann., i. 17). See Mat-
qiiardt's RomUche Slaalsvertcallung, ii. p. 480. Pliny [N. H., xxxiii.
45) states that after the value of the as was lowered it continued to be
reckoned at its old value in the payment of soldiers. But by combin-
ing the statements of Suetonius (Cses., 26, and Domit, 7) we see that
Julius Cffisar, while he nominally and re.illy raised the pay of the
soldiers, paid it in asses of the current value, and hence after his time
it was only the praetorians who retained the privilege of having their
pay reckoned in asses of the old value (see Marquardt, op. cit., p. 95).
' According to Heradian (iii. 'S, 4) Severus increased the troops in
Rome fourfold.
♦ German Schullz or Schultze {SchuHheiss), meaning the head-man of
a township. Latinized into Praetor or Praetorius. Many other members
of the family of Prstorius were eminent as mosiciam.
P R A — P R A
657
The chief value of this very remarkable work lies in the informa-
tion it gives concerning the condition of instrumental music in
the early years of the 17th century. The plates include excellent
representations of all the musical instruments in use at the time
they were published, together with many forms even then treated
only as antique curiosities. Many of these instruments are known
to us only through these representations and the descriptions with
which they are accompanied, the instruments themselves having
long fallen into disuse, and no real examples having been preserved to
us. Among the most important instruments described and figured
are the whole family of fiutes, oboes, and bassoons ; the diflerent
kinds of trombone, many of which exactly resemble those now in
use; trumpets and horns of all conceivable varieties ; viols, violins,
and basses ; the entire family of stringed and keyed instruments,
including the psaltery, the spinet, the harpsichord, and a curious
combination of the harpsichord and viol called the " Nurembergisch
Geigenwerck," known only through this description ; and finally
the organ, to the historical and technical description of which
an entire section is devoted. The work thus throws a light upon
the earlier forms of instrumental music which to the historian is
invaluable. In fact, without the information bequeathed to us by
Prtetorius it would be impossible to reconstruct in theory the
orchestra of the earlier half of the 17th century, during which
the opera and the oratorio both sprang into existence, or even to
understand the descriptions left us by other less careful writers.
PRAGMATIC SANCTION, the techniq^l name given to
some decrees which have been issued as fundamental laws.
The term is of Byzantine origin, the edicts of the Eastern
emperors having been called "pragmatics." There is a
famous document known as the Pragmatic Sanction of St
Louis, which contains six articles directed against the
assumptions of the papacy; but there are reasons for doubt-
ing its genuineness. In 1438 Charles VII. of France
issued at Bourges a pragmatic sanction which embodied
the most important decisions of the council of Basel.
This decree fonned the basis of the liberties of the Galilean
Church. Louis XL entered into negotiations with the
papacy for its revocation ; but it continued in force until
the time of Francis I., who substituted for it a concordat
with Pope Leo X. The decisions of the council of Basel
were also embodied in a pragmatic sanction by a diet
which met at Mainz in 1439; but by the concordat of
Vienna, concluded in 1448 by the emperor Frederick III.
with Pope Nicholas V., most of the advantages which the
diet had hoped to secure for the church in Germany were
abandoned. The most famous of all pragmatic sanctions
was that of the emperor Charles VI. In 1713 it was
issued as a family statute, but, as the emperor proposed
that it should become a fundamental law of the state, it
was afterwards submitted to the diets of tlie lands ruled
by the house of Austria by hereditary right. Having
been accepted by the estates of Lower Austria and
Bohemia in 1720, by the Hungarian diet in 1722, and by
the remaining diets between 1720 and 1724, it was pro-
claimed as a fundamental law on the 6th of December
1724. By this edict it was decreed that the Austrian
lands should always be united ; that they should be ruled
by Charles VI. 's male descendants ; that, if he had no
male descendants, his territorioj should pass to his female
descendants ; and that, if his female descendants died
without issue, the right of succession should belong to the
daughters of his brother Joseph and to their male and female
offspring in accordance with the law of primogeniture.
In the interest of his daughter Maria Theresa the emperor
spared no pains to secure from the emjjire and from the
other powers guarantees for the execution of this law ; and,
when his nieces, who as the daughters of his elder brother
might prove to be dangerous rivals of Maria Tlieresa, were
married, one to the electoral prince of Saxony, the other to
the electoral prince of Bavaria, ho caused them to declare
on oath that they abandoned their claims. Nevertlieless
after his death the pragmatic sanction led to the War of
*he Austrian Succession. In 1759 a pragmatic sanction
■was issued by Charles III. of Spain grai\ting the throne
"{ the Two Sicilies to his third son and his descendants.
10-24
PRAGUE (German, Prag ; Bohemian, Praha), the capi-
tal of Bohemia, the seat of an archbishop, and the third
largest town of the Austrian-Hungarian monarchy, lies on
both banks of the Moldau in 50° 5' N. lat. and 14° 25' E.
long., 150 miles to the north-west of Vienna and 75 miles
to the south-south-east of Dresden. Its position, near the
centre of the country and at the only point where the
valley of the Moldau expands suflBciently to make room
for a great city, marks it out as the natural capital of
Bohemia, and the picturesque effect of its masses of build-
ings and innumerable spires and towers, filling the valley
and climbing the hUls on either side, is enhanced by their
stirring historical background. The heights on the left bank
descend somewhat rapidly to the river and are crowned
by the venerable Hradschin, or palace of the Bohemian
kings, which forms the dominant feature in every view of
the town. On the other bank there is a considerable level
space between the river and the base of the hills. An
additional charm is lent to the scene by the pleasant green
islands in the Moldau, which is here 500 to 1500 feet in
width. The general features of the situation recall those
of Budapest, and the smaller scale is fully compensated for
by the greater variety and interest of the buildings.
The town proper consists of four main divisions, the
Altstadt and the Neustadt on the right bank of the Moldau,
and the KJeinseite and the Hradschin on the left. Imme-
diately beyond the old line of circumvallation are the
suburbs of Carolinenthal, Wyscherad, Smichow, and Wein-
berg, while these in turn are adjoined by various outer
suburban districts. Down to 1866 Prague was surrounded
with walls and bastions, which, however, had long lost
their military importance, and have since been, to a great
Plan of Prague.
1.
Imperial Pa)ace.
St Vltus'B Cnthedral.
10.
Church of IhoKnIghtJ
17.
2.
of tho Cross.
IS.
H,
Dolvedcro Villa.
11.
Clcnicntinuin.
111.
4.
Palnco Wnldntcln.
12.
Count Clam GtUas't
m.
B.
8t Nlcholan Church.
Pnlnco.
•Jl.
II
Capuchin Mnnftstrj-y.
StLorcttn Church.
la.
Town-himsc.
•i-2.
7.
14,
Toyn Church.
■-'3.
8.
Stnihow Monastery.
n.
Cftmllnum.
'.M.
9.
RudoUlnum.
lis.
Civil Courta.
■2j.
Nat. Dohem MuRAum.
Mnria Schnrc Clturt^i.
BavingH Bank.
BoliPiiilaTi Tlicatrr.
NciiHtAdt'loun-huuiie*
TocliiilcalOdlrKe.
Eininaun Chiircn.
Carlsliof Church.
JdwUh Ccmctory.
extent, removed. The two sides of the river arc connected
by seven bridges, of which tho most imporlciiit are tho
Kaiser Franz Bunpcnsion bridge, tho new ialaoky briJge,
and tho fine old Carls bridge. This last, erected L^lwccn
1350 and 1500, is closed at each end by a niedic^v*;! jrate-
tower, of which that to tho cast is particularly interesting,
Tho numerous buttresses aro adorned with atatUL. of saints,
658
P R A G U E
ftinoDg ctem that of 5t Jolrn Xepomuk, who esuiied his
title to be regardei as the patron saint of bridges from
the fact that he here allowed himself to be thrown into
the Mdldau at the order of King Wenceslaus rather than
divulge the queen's confidences in the confessional (1393).
The statue is regarded with great veneration and is visited
by thousands of devotees on the saint's anniversary
(16th May).
The Altstadt, or old town, is the most densely populated
part of Prague and the principal seat of traffic. Most of
the streets are narrow and irregular, but the centre of the
district is occupied by a spacious square called the Grosser
Ring, and the side next the Moldau is bordered by wide
quays embellished with handsome monuments to Charles
IV. and Francis I. On one side of the Ring stands the
town-house, to a great extent rebuilt, but still comprising
part of the mediaeval structure that witnessed so many of
the stormy scenes of Bohemian history. Opposite is the
Teyn church, or old church of the Calixtine Hussites, built
in 1407, and containing the tomb of Tycho Brahe, the
Danish astronomer. Another interesting structure is the
Late Gothic Pulverthurm, a relic of the old wall that once
separated the Altstadt from the Neustadt. The Altstadt
is also the seat of the university and several other educa-
tional establishments. The university, founded by Charles
rV. in 1348, was the first in the German empire, and was
attended by 10,000 to 15,000 students, until invidious
distinctions made between Bohemians and Germans led
the latter to secede in a body and found academies for
themselves in other parts of Germany. The institution,
however, still ranks high among European seats of learning
and numbers above 2600 students. Lectures are delivered
both in Bohemian and in German, . and students may
graduate in either language. The faculties of medicine
and law occupy the Carolinum near the town-hall, while
those of theology and philosophy are established in the
Clementinum, a huge old Jesuit college, which also com-
prises the university library (180,000 vols.), several chapeb,
a school, and the archiepiscopal seminary. The most con-
spicuous modern buildings are the civil courts, the savings
bank, and the Rudolfinum, a large Renaissance edifice on
the quay, containing an academy of art, a couservatorium
for music, and an industrial museum. The church of the
Knights of the Cross (Ki-euzherrenkirche) is an imposing
building modelled on St Peter's at Rome, and the palace
of Count Clam Gallas is a tasteful Renaissance structure
of 1701. Enclosed within the Altstadt is the Josephstadt,
or Jewish quarter, a labyrinth of crowded and dingy streets,
to which the Jews were strictly confined down to 1848.
The Jewish colony of' Prague is one of the most ancient
in Europe ; the Jewish cemetery, with its thousands of
closely-packed tombstones interspersed with shrubs and
creeping plants, is one of the most curious sights in Prague.
The Neustadt, or new town, surrounds the old town in
the form of a semicircle, reaching the river both to the
north and to the south of it. The site of the old wall
and moat that formerly separated the two quarters is now
occupied by a line of the handsomest and busiest streets
in Prague, and the rest of the Neustadt also consists of
broad and well-built streets and squares. Conspicuous
among the buildings are the numerous hospitals and
asylums on the south side, forming a phalanx of charitable
institutioiis that do great credit to the philanthropy of the
citizens. The town-house, now used as a criminal court,
is interesting as the spot where the Bohemian Hussite
war was inaugurated by the hurling of several unpopular
councillors from the window. Other noteworthy edifices
are the Bohemian museum, the Bohemian technical college
il500 students), the magnificent new Bohemian theatre
erected at a cost of £200,000), and the churches of
Carlshof, Emmaus, and Maria Schnee. To the south the
Neustadt is adjoined by the Wyscherad, or citadel, the
oldest part of Prague. The original fortress was almost
entirely destroyed by the Hussites, and the present fortifi-
cations are modern.
The Kleinseite, or Little Prague, on the left bank of the
Moldau, occupies the slopes of the Laurenzberg and the
Hradschin and is the headquarters of the aristocratic and
official classes. Like the Altstadt, its centre is formed by
a "ring," containing the large and handsome Jesuit
church of St Nicholas and a fine monument to Marshal
Radetzky. The most generally interesting of the numer-
ous palaces of the Bohemian noblesse is the Palace Wald-
stein or WaUenstein, an extensive edifice built by the
hero of the Thirty Years' War and still occupied by his
descendants. EJeinseite also contains the hall of the
Bohemian diet and the residence of the statthalter or
governor of Bohemia. To the north it ends in the plea-
sant promenades bamed after the crown-prince Eudolf.
which stretch along the bank of the Moldau.
The Hradschin, or castle hill, rises abruptly behind the
Kleinseite to a height of about 240 feet. The imperial
palace, a vast and irregular group of buildings crowning
the height, is remarkable rather for its situation and
extent than for architectural importance. It is said to
have been founded by Princess Libussa, and was greatly
enlarged by Charles IV. and others, but nowoflFers little
of a mediaevcd character with the exception of two or three
towers. Few of the 440 rooms it is said to contain are
of any special interest;, in the council chamber is still
pointed out the window from which the imperial council-
lors Martinitz and Slavata were hurled in 1618. Within
the large court of the palace stands the cathedral of
St Vitus, begun in 1344, in evident imitation of the
cathedral of Cologne, but consisting of little more than
the extensive Late Gothic choir (1385). Efforts are now
being made to bring it to completion. The tower was
originally 500 feet high, but lost two-fifths of its height
by a fire. The interior enshrines several works of con-
siderable interest and value, such as the mausoleum of
the Bohemian kings, a fine Eenaissance work in alabaster
and_ marble by Alex. CoUn of Mechlin (1589) ; the shrine
of St John Nepomuk, said to contain H tons of soHd silver;
and the chapel of St Wenceslaus, the walls of which are
encrusted with jasper, chalcedony, and amethyst. In the
treasury are the Bohemian regalia. The palace precincts
also enclose the church of St George, dating from the 1 2th
century, and one of the few Romanesque edifices of which
Prague can boast. To the west of the imperial palace is
a wide square with three large- palaces, one belonging to
the archbishop of Prague. Farther on is another square,
surrounded. by the extensive palace of Count Czernin (now
a barrack), "a large Capuchin monastery, and the church
of St Loretto, an imitation of ths wandering Casa Santa.
At the extreme west of this quarter, adjoining the wall,
is the imposing monastery of Strahow, possessing a good
collection of pictures and a large library. To the north
of the imperial palace is a picturesque gorge called the
Hirschgraben, beyond which are the palace gardens, con-
taining the Belvedere, a villa erected by Ferdinand I. in
1536, and considered one of the most tasteful reproduc-
tions of Italian architecture' to the north of the Alps.
Prague is unusually well supplied with public parks
and gardens, aSj in addition to those already mentioned,
pleasure-groimds have been laid out on the islands in the
Moldau, on the slopes of the Laurenzberg, and on part
of the ground occupied by the old fortifications. Among
the most popular resorts are the charming grounds of the
Baumgarten, a mile to the north of the EHeinseite. Beth
the indusjtry and the commerce of Bohemia have thcic
P R A — P R A
659
focus in Prague, the chief seats of the former being the
large manufacturing suburbs of Smichow (21,000 inhabit-
ants) and Carolinenthal (20,000 inhabitants), the one to
the south of the Kleinseite and the other to the north-
east of the Neustadt. The most prominent items in a
very miscellaneous list of industrial products are linen,
cotton, calico, and leather goods, gloves, machinery, con-
fectionery, beer, and chemicals. Garnet wares also form
a specialty. Trade is facilitated by an extensive system
of roads and railways, but the river navigation is unim-
portant owing to the numerous weirs and the insufficient
depth. In 1880 Prague proper contained 162,323 in-
habitants, or including the suburban districts about
250,000; and at the beginning of 1885 the total popula-
tion was officially stated at 272,333. Nearly five-sevenths
of these are of Slavonic race, while all are Roman Catholics
with the exception of 20,000 Jews and 5000 Protestants.
The Germans, however, though diminishing in relative
numbers, still claim to represent the bulk of the capital
and culture of the city. The garrison consists of from
8000 to 10,000 men.
The foundation of Prague is ascribed to the princess Libussa,
who appears at the beginning of the 8th century of our era as ruling
the Bohemians from her stronghold of Wyscherad on the right
bank of the Moldau. It is at least certain that the town made
rapid progress under the fostering care of the early Bohemian
sovereigns, and in the 13th century it was able to bid defiance to
the Tatar hordes that then overran the country. Its chief period
of prosperity was the reign of Charles IV. (1346-1378), who by found-
ine the university, establishing fairs, and investing the town with
valuable privileges attracted to it numerous strangers. At this
time Prague was perhaps the most important town in Germany,
and could even boast of an independent school of art. Afterwards,
however, Prague became the centre of the agitation that culmi-
nated in the Hussite wars, and thus brought upon itself a long
train of misfortunes. The Hussites took possession of the city
Boon after defeating the emperor Sigismund, and allowed their re-
ligious zeal to carry them so far as to destroy many of the most
interesting old churches in the city — a fact that accounts for the
want of venerable ecclesiastical editices in Prague. The town was,
however, afterwards rebuilt by the imperialists upon an improved
scale. Under Rudolf II. (1576-1612) a second season of prosperity
was enjoyed ; Copernicus, Tycho Brahe, and other men eminent in
science, art, or letters flocked to the court of this qnlightened
monarch and contributed to the importance of his capital. Prague
suffered its full share of the evils of the Thirty Years' War, which
may be saiii to have begun here with the precipitation of the
councillors from the window of the Hradschin (1618), and to have
ended here with the occupation of the Kleinseite by the Swedes in
1618. ITie town was occupied by the imperialists after the defeat
of the Protestants at the White Hill in 1G20, and its Protestant
sjrmpathies caused it to find scant grace in the eyes of the victors.
It was taken by the Swedes in 1631, by AVallenslein in 1632, by
the French and Bavarians in 1741, and by Frederick the Great in
1744. In 1757 it narrowly escaped a second capture by Frederick,
who held it closely invested after defeating tho Austrians at the
battle of Pragne, but was compelled to raise the siege by the disaster
of Kolin. This was the last tmie Prague underwent a siege, though
it was occupied by tho Prussians in 1866. During the present
century its material advance has been unbroken, but its harmonious
social development has been hampered by tho disunion between
the Czechish and German elements of its population. The revolu-
tionary ideas of 1848 found a warm response in the nationalist
party of Bohemia, and a Pan-Slavonic congress was opened at
Prague in May of that year. Unfortunately, however, a colli.sion
took place between the military and tho populoce, and Prince
Windischgriitz forcibly dissolved the congress and bombarded tho
town for two days. In 1862 a new impetus was given to tho
Slavonic agitation by the formation of a Bohemian diet, and since
then the fissure between the warring races has grown wider rather
than diminished. Tho Slavs seem to bo steadily gaining ground
at the expense of the Germans both in numbers and intluonce.
Among tho celebrated natives of Prague tho most eminent in
public interest are John IIuss (13C9-1416) and Jeromo of Pragiio
(c. 1365-1416). A fragment ot the house of tho former is still
shown in the Altatadt. (J. F. M.)
PRAHRAN, a city of Victoria, Australia, is situated
about 3i miles south-east of Melbourne, with which it is
connected by the Melbourne and Brighton Railway, and
by road over a fine iron girder bridge which crosses the
Yarra. It is a well-built city, with handsome shops
and numerous villas. Among the public buildings are
the town-hall, with a lofty tower, containing the rooms of
the free library, and the mechanics' institute. There are
a number of charitable institutions. Prahran was created
a municipality in 1856, a borough in 1863, and a city in
1879. The area of the city is 2320 acres, with a popula-
tion in 1881 of 21,169.
PRAIRIE DOG. See Mahmot, vol. xv. p. 560.
PRAKRIT {prakrta, "common," as contrasted with
sarpshia, " perfect ") is the term applied to the vemaculai
languages of India derived from Sanskrit. In the San-
skrit drama all except the highest male characters speak
Prakrit. Prakrit grammar was written in the Hindu
scientific style — on the lines of Panini — by Yararuci, one
of the "nine gems" of Yikramaditya's court,' and by
Hemacandra ; these grammarians distinguish at least four
different kinds of Prakrit, the relations and localization of
which are by no means clear. The word Prakrit is some-
times used of all the still SDoken Aryan vernaculars of
India. See Sauskeit.
PRAM, Chkisten Heneikskn (1756-1821), Scandi-
navian poet, was born in Gudbrandsdal, Norway, in 1756,
and educated in Copenhagen, where in 1781 he received
ail appointment in the chamber of commerce, which gave
him considerable leisure for literature. In 1785 he pub-
slished Stmrkodder, a romantic epic based on some of the
old Scandinavian legends, in fifteen cantos, and in the
same year he began to edit Minerva, a journal of some
influence in Danish literature. He also wrote two trage-
dies {Damon and Pythias and Frode and Fingal), several
comedies, and a number of tales characterized by bright-
ness and humour. In 1819 he removed to the West-
Indian island of St Thomas, where he died on 25th
November 1821. His select poetical works were after-
wards edited, with a biography, by his friend K. L. Kahbek
(6 vols., 1824-29). Compare Denmaek, vol. vii. p. 91.
PRATINCOLE, a word apparently invented, by Latham
{Si/nopsis, v. p. 222), being the English rendering of
Pratincola, applied in 1756 by Kramer (ElencJiits, p. 381)
to a bird which had hitherto received no definite name,
though it had long before been described and even re-
cognizably figured by Aldrovandus {Omithologia, xvii. 9)
under the vague designation of "kirundo marina." It is
tho Olareola pratincola of modern ornithologists, forming
the typo of a genus Glareola, founded by Brisson * in 1760,
and unquestionably belonging (as is now generally ad-
mitted) to the group Limicolir,, being either placed in tho
Family Charadnidx or regarded as constituting a separate
Family Glareolidx. The Pratincoles, of which some eight
or nine species have been described, are all small birds,
slenderly built and mostly delicately coloured, with a short
stout bill, a wide gape, long pointed wings, and a taQ
more or less forked. In some of their habits they are
thoroughly Plover-like, runningWery swiftly and breedLog
on tho ground, but on tho wing they have much the
appearance of Swallows, and like them feed, at least
partly, while flying.^ The ordinary Pratincole of Europe,
' The era of Vikramuditya is reckoned ttom 66 B,o., bat many
authorities place him 650 a.d.
' Not by Oniclin as inadvortently misstated (OsNirnoLOOT, vol.
xviii. p. 19, note 1).
' This combination of characters for many years led syatematizera
astray, though some of them wore from tho firjit correct in their
notions as to tho Pratincole's position. Linna<us, even in his latest
publication, placed it in the genus Uirundo ; but the interleaved ond
annotated copies of his Systrmn NaiursB in the Linncan Society's
library shew tho species marked for separation and insertion in tho
Order OraUm — Pratincola trac/ielia being tho name by which ho had
meant to designate it in sny future edition. Ho seems to have been
induced to this change Of view mainly through a speciraou of tho bird
sent to him by John the brother of Gilbert White ; but the opinion
660
P K A — P R E
G. pratincola, breeds abundantly in many parts of Spain,
Barbary, and Sicily, along the valley of the Danube, and
in Southern Russia, -while owing to its great powers of
flight it frequently wanders far from its home, and more
than a score of examples have been recorded as occurring
in the British Islands. In the south-east of Europe a
second and closely -allied species, G. nordmanni or G.
melanoptera, which has black instead of chestnut inner
wing-coverts, accompanies or, further to the eastward, re-
places it ; and in its turn it is replaced in India, China, and
Australia by G. oiientalis. Australia also possesses another
species, G. grallaria, remarkable for the great length of
its wings and much longer legs, while its tail is scarcely
forked — peculiarities that have led to its being considered
the tjrpe of a distinct genus or subgenus Stiltia. Two
species, G. lactea and G. cinerea, from India and Africa
respectively, seem by their pale coloration to be desert
forms, and they are the smallest of this curious little group.
The species whose mode of nidification is known lay either
two or three eggs, stone-coloured, blotched, spotted, and
streaked with black or brownish-grey. The young when
hatched are clothed in down and are able to run at once —
just as are young Plovers. (a. n.)
PRATO, a city and bishop's see of Italy, in the province
of Florence, on the north edge of the alluvial plain which
extends between Florence and Pistoia. By rail it is dis-
tant from the former city 11 J miles and from the latter
9J. The cathedral of St Stephen, which stands in a
square surrounded by houses of the 16th century, is partly
of the 12th and partly of the 14th and 15th centuries.
The facade, in alternate bands of white calcareous sand-
stone and green serpentine, has a fine doorway and a bas-
relief by Luca della Robbia ; but the most striking external
feature is the lovely open-air pulpit at an angle of the
building, erected (1428) by Donatello and Michelozzo for
displaying to the people without risk the Virgin's girdle,
brought from the Holy Land by a knight of Prato in
1 1 30. The chapel of the Girdle has frescos by Agnolo
Gaddi and a statue of the Virgin by Giovanni Pisano ;
and the frescos in the choir are considered the most im-
portant work of Fra FUippo Lippi (q.v.). The municipal
palace also possesses a collection of Lippi'a paintings.
Prato is a busy industrial town, the seat of a great straw-
plaiting establishment, paper-mills, brass -foundries, <fec.,
and outside of the gates which pierce the old city walls
several small suburbs have grown up. The city had 13,410
inhabitants in 1881 (inclusive of the suburbs, 15,510)
and the commune 16,641.
Prato is said to be fir^t mentioned by name iu 1107, bat the
cathedral appears as early as 1048 as the parish church of Borgo
Coraio or Santo Stefano. In 1313 the town acknowledged the
authority of Robert, king of Kaples, and in 1350 Niccola Acciajoli,.
seneschal of Joanna, sold it to the Florentines for 17,500 florins of
gold. In 1512 it was sacked by the Spaniards under General Car-
dona. In 1653 it obtained the rank of city.
PRATT, Chajiles. See Camden, Earl.
PRAXITELES, a Greek sculptor, soo and apparently
also pupil of the Athenian Cephisodotus. An account of
his works is given in voL ii. p. 361 ; but since that was
written there has been found at Olympia, where it still
remains, a marble statue from his hand, Hermes carrying
tee infant Dionysus. Though a work of comparatively
youthful years, as may be inferred from his obyious in-
debtedness to his father Cephisodotus, particularly in the
published in 1769 by Scopoli {Ann. J. hist, naturalis, p. 110) had
doubtless contributed thereto, though the earlier judgment to the
samd effect of Brisson, as meutioned above, had been disregarded.
Want pf space here forbids a notice of the different erroneous assign-
menta of the form, some of them made even by recent authors, who
neglected the clear evidence afforded by the internal structure of the
Pratincole. It must suffice to state that Sundevall in 1873 (Tenlamen,
p. 86) placed Olareola among the Caprimulgidsef a positiob which
•steology she.w3 cannot be maintained for a moment.
figure of Dionysus, it is nevertheless a masterpiece in thosa
qualities for which Praxiteles was famed in antiquity, the
representation of what is called sympathetic types of human
or divine beings, and the rendering of very subtle phases of
emotion. The Hermes, while massive in build, is flexible
and sensitive in his skin and flesh, indolent in his attitude,
his mind sufficiently occupied for the moment in trifling
with the infant on his left arm. In recent years it has
been sought to prove that certain of the sculptures attri-
buted in antiquity to Praxiteles were really the work of a
grandfather of his of the same name. But the tendency
of investigation has rather been to dispel these views as
illusory.
PRECEDENCE. This word in the sense in which it
is here employed means priority of place, or superiority
of rank, in the conventional system of arrangement under
which the more eminent and dignified orders of the com-
munity are classified on occasions of public ceremony and
in the intercours&of private life. In the United Kingdom
there is no complete and comprehensive code whereby the
scheme of social gradation has been defined and settled,
once and for all, on a sure and lasting foundation. The
principles and rules at present controlling it have been
formulated at diSerent periods and have been derived from ■
various sources. The crown is the fountain of honour, and I
it is its undoubted prerogative to confer on any of its sub-
jects, in any part of its dominions, such titles and dis-
tinctions and such rank and place as to it may seem meet
and convenient. Its discretion in this respect is altogether
unbounded at common law, and is limited in those cases
only wherein it has been submitted to restraint by Act of
parliament. In the old time all questions of precedence ^
came in the ordinary course of things within the juria-
diction of the Court of Chivalry, in which the lord high
constable and earl marshal presided as judges, and of
which the kings of arms, heralds, and pursuivants wers
the assessors and executive officers. When, however,
points of unusual moment and magnitude happened to be ■
brought into controversy, they were occasionally considered m
and decided by the sovereign in person, or by a special
commission, or by the privy council, or even by the parlia-
ment itself. But it was not untU towards the middle of
the 16th century that precedence was made the subject
of any legislation in the proper meaning of the term.*
In 1539 an Act "for the placing of the Lords in Parlia-
ment" (31 Hen. VTII. c. 10) was passed at the instance
of the king, and by it the relative rank of the members of
the royal family, of the great officers of state and the
household, and of the hierarchy and the peerage was de-
finitely and definitively ascertained.^ In 1563 an Act "for
declaring the authority of the Lord Keeper of the Great
Seal and the Lord Chancellor to be the same " (5 Eliz. c. 18)
also declared their precedence to be the same. In 1689 an
^ Ample materials for the satisfaction of the curiosity of thoM
who are desirous of investigating the history of precedence under its
wider and more remote aspects will be found in such writere aa
Selden or Mackenzie, together with the authorities quoted or referred
to by them — Selden, Titles of Honor, part ii. p. 7*0 sq. (London,
1672) ; Mackenzie, Observati/ms upon ihe Laws and Ciistonu qf
Nations as to Precedai;y (Edinburgh, 1680, and also reprinted ia
Guillira, Display of Heraldry, 6th ed., London, 1724).
' Sir Bernard Burke, Ulster king of arms, in his Book of Precedence,
cites 1 Edw. VI. c. 7, an Act " for the Continuance of Actions after the
death of any king of this Realm," as a statute bearing on precedence,
since, he says, " it enumerates the then names of dignity." But, as the
late Sir Charles Young, Gai-ter king of arms, has pointed ont in one of
his privately printed tracts, the object of the Act was simply to prevent
the abatement of suits under certain circumstances, and the names of
dignity therein ennmer.ited are enumerated in their wrong order. Ii
the statute of Edward VI. had any effect on precedence, dijkes would
precede the archbishops, barons the bishops, and knights the judges,
which they have never done, and which parliament could never bav*
intended that they should do. . ^
PR. ECEDENCE
661
Act " for enabling Lords Commissioners of the Great Seal
to execute the office of Lord Chancellor or Lord Keeper " (1
Will, and Mary c. 21) gave to the commissioners not being
peers of the realm place next to the speaker of the House
of Commons and to the speaker place next to the peers
of the realm. In 1707 the Ac.t of Union with Scotland
(6 Anne c. 11) provided that all peers of Scotland should
be peers of Great Britain ' and should have rank immedi-
ately after the peers of the like degrees in England at the
time of the Union and before all peers of Great Britain of
the like degrees created after the Union. In 1800 the Act
of Union with Ireland (39 and 40 Geo. III. c. 67) pro-
vided that the lords spiritual of Ireland should have rank
immediately after the lords spiritual of the same degree
in Great Britain, and that the lords temporal of Ireland
should have rank immediately after the lords temporal of
the same degree in Great Britain at the time of the Union,
and further that "peerages of Ireland created after the
Union should have precedence witji peerages of the United
Kingdom created after the Union according to the dates of
their creation." At different times too during the current
century several statutes have been passed for the reform
and extension of the judicial organization which have very
materially affected the precedence of the judges, more
especially the Judicature Act of 1873 (36 and 37 Vict.
c. 66), under which the lords justices of appeal and the
justices of the High Court now receive their appointments.
But the statute of Henry VIII. " for the placing of the
Lords" still remains the only legislative measure in which
it has been attempted to deal directly and systematically
\vith any large and important section of the scale of general
precedence ; and the law, so far as it relates to the ranking
of the sovereign's immediate kindred whether lineal or
collateral, the principal ministers of the crown and court,
and both the spiritual and temporal members of the House
of Lords, is to all practical intents and ' purposes what it
was made by that statute nearly 350 years ago. Wliere no
Act of parliament applies, precedence is determined either
by the will and pleasure of the sovereign or by what is
accepted as "ancient usage and established custom." Of
the sovereign's will and pleasure the appropriate method
of announcemetrt is by warrant under the sign -manual,
or letters patent under the great seal. But, although the
crown has at all periods very frequently conceded special
privileges of rank and place to particular persons, its
interference with the scale of general precedence has
been rare and exceptional. In 1540 it was provided by
warrant from Henry VIII. that certain officers of the house-
hold therein named should precede the secretaries of state
when and if they were under the degree of barons.^ In
1612 James I. directed by letters patent, not without long
and elaborate argiament in the Star Chamber, that baronets,
then newly created, should be ranked after the younger
«ons of viscounts and barons, and that a number of political
and judicial functionaries should be ranked between knights
of the Garter and such knights bannerets as should be made
by the sovereign in person " under his Standard displayed
in an Army Royal in open war." ^ Four years later he
further directed, also by letters patent, that the sons of
baronets and their wives and the daughters of baronets
should be placed before the sons of knights and their wives
' For the parliamentary rights of Scottish peers, see Peeraqe, vol.
"iii. p. 460.
' Quoted by Sir Charles Young from Slate Papers : published ly
Authority (4to, 1830) p. 623, ia Privy Councillors and their Pre-
cedence (1850) p. 15.
' Patent Rolls, lOlh Jac, part i. mom. 8. It is commonly stated
that the bannerets here referred to could be made by the prince of
Wales as well as by the king. But the privilege was conferred by James
I. on Henry, the then prince of Wales, only (Seldon, Titlea of Honor,
part li. p. 760).
and the daughters of knights " of what degree or order so-
ever." * And again in 1620 the same king commanded by
warrant "after solemn argument before his Majesty" that
the younger sons of earls should precede knights of the
privy council and knights of the Garter not being " bai ona
or of a higher degree."^ If we add to these ordinances the
provisions relating to precedence contained in the statutes
of several of the orders of knighthood which since then
have been instituted or reconstructed, we shall nearly, if not
quite, exhaust the catalogue of the interpositions of the
sovereign with regard to the rank and place of classes as dis-
tinguished from individuals. Of " ancient usage and estab-
lished custom " the records of the College of Arms furnisb
the fullest and most trustworthy evidence. Among them
in particular there is a collection of early tables of preced-
ence which were published by authority at intervals from
the end of the 14th to the end of the 15th century, and to
which peculiar weight has been attached by many success-
ive generations of heralds. On them, indeed, as illustra-
tive of and supplementary to the action of parliament
and the crown, all subsequent tables of precedence have
been in great measure founded. The oldest is the " Ordei
of All Estates of Nobles and Gentry," prepared apparently
for the coronation of Henry IV. in 1399, under the super
vision of Ralph Nevill, earl of Westmoreland and earl
marshal ; and the next is the " Order of AU States of Wor-
ship and Gentry," prepared, as announced in the heading,
for the coronation of Henry VI. in 1429, under the super-
vision of the lord protector Humphrey, duke of Gloucester,
and the earl marshal, John Mowbray, duke of Norfolk.
Two more are of the reign of Edward IV., and were sever-
ally, issued- by John Tiptoft, earl of Worcester and lord
high constable, in 1467, and by Anthony Widvile, Earl
Rivers and lord high constable, in 1479. The latest
is commonly and shortly known as the " Series Ordinum,"
and was drawn up by a special commission presided over
by Jasper Tudor, duke of Bedford, it is presumed for
observance at the marriage of Henry VII. and Elizabeth
of York in 1486. To these may bo added the " Order for
the Placing of Lords and Ladies," taken at a grand enter-
tainment given by command of Henry VIII. at the king's
manor-house of Ilichmond in 1520 by Charles Somerset,
earl of Worcester, lord chamberlain of the household, to
the French ambassador, Olivier de la Vernade, seigneur de
la Batie ; the " Precedency of All Estates," arranged in
1594 by the commissioners for executing the oflBce of earl
marshal ; and the " Roll of the King's Majesty's most Royal
Proceeding through London " from the Tower to WTiitehall
on the eve of the coronation of James I., also arranged by
the commissioners for executing the office of earl marshal.
On many isolated points, too, of more or less importance
special declaratory decisions have been from time to time
propounded by the earls marshal, their substitutes and
deputies; for example, in 1594, when the younger sons
of dukes were placed before viscounts; in 1625, when the
rank of knights of the Bath and their wives was fixed ; and
in 1615 and 1677, when the eldest sons of the younger
sons of peers were placed before the eldest sons of knighta
and of- baronets. It is from these mis<;ellaneou8 sources
that the precedence among others of all peeresses, the eldest
sons and their wives and the daughters of all peers, and
the younger sons and their wives of all dukes, marquesses,
and earls is ascertained and established. And further, for
the purpose of proving continuity of practice and disposing
of minor questions not otherwise and more conclusively
set at rest, the official programmes and accounts preserved
* Patent Rolls, 1-lth Jac, part ii. mom. 24 ; Selden, Titles of
Honor, part il. p. 752.
' Cited by Sir Cliarles Young, Order o/ Precedence, tellh Aulhorititt
and Remarks, p. 27 (London. 1851^
662
PRECEDENCE
by the heralds of different public solemnities and proces-
sions, such as coronations, royal marriages, state funerals,
national thanksgivings, and so on, have always been con-
sidered to be of great historical and technical value.*
1. — General Precedence of Men.
The sovereign ; (1) prince of Wales ; (2) younger sons
of the sovereign ; (3) grandsons of the sovereign ; (4)
brothers of the sovereign; (5) uncles of the sovereign;
(6) nephews of the sovereign ;2 (7^ archbishop of Canter-
bury, primate of all England; (8) lord high chancellor
of Great Britain or lord keeper of the great seal; (9)
archbishop of York, primate of England;' (10) lord
high treasurer of Great Britain ; ^ (11) lord president of
the privy council; (12) lord keeper of the privy seal;*
(13) lord great chamberlain of England; (14) lord high
constable of England; (15) earl marshal; (16) lord high
admiral; (17) lord steward of the household; (18) lord
• Selden, TilUs of Honor, part ii. p. 753.
' The precedence of the members of the royal family depends on
their relationship to the reigning sovereign and not on their relation-
ship to any of the predecessors of the reigiting sovereign. It is pro-
vided by 31 Hen. VIII. c. 10 that no person, "except only the King's
children," shall have place "at the side of the Cloth of Estate in the
Parliament Chamber," and that "the King's Son, the King's Brother,
the King's Nephew, or the King's Brother's or Sister's Sons" shall have
place before all prelates, great officers of state, and peers. Lord Chief
Justice Coke was of opinion that the king's nephew meant the king's
grandson or nepos {Instiltttes iv., cap. 77). But, as Mr Justice
Blackstone says, "under the description of the King's children his
grandsons are held to be included without having recourse to Sir
Edward Coke's interpretation of nephew" {Commentaries, i. ch. i).
Besides, if grandson is to be understood by nephew, the king's grand-
son would be placed after the king's brother. The prince of Wales
is not specifically mentioned in the statute " for the placing of the
Lords " ; but, as he is always, whether the son or the grandson of the
sovereign, the heir-apparent to the crown, ho is ranked next to th%
sovereign or the qneen-consort. With the exception of the prince of
Wales, all the male relations of the sovereign are ranked first in the
order of their degrees of consanguinity with him or her, and secondly,
in the order of their proximity to the succession to the crown ; thus
the members of the several groups into which the roy-al family is divided
take precedence according to their own seniority and the seniority of
their fathers or mothers, the sons of the sons or brothers of the
Boverei^ being preferred to the sons of the daughters or sisters of
the sovereign among the sovereign's grandsons and nephews.
' By 31 Hen.' VIII. c. 10, the king's vicegerent "for good and
due ministration of justice in all causes and cases touching the ecclesi-
astical jurisdiction " is placed immediately before the archbishop of
Canterbury. The office of vicegerent or vicar-general was then held
by Thomas, Lord Cromwell, afterwards earl of Essex, together with
that of lord ^rivy seal, and it was never conferred on any other
person. By the Act of Union with Ireland the archbishops of Ireland
had place next to the archbishops of England, and if consecrated before
andnot after the disestablishment of the church in Ireland they retain
this position under the Irish Cliurch Act of 1859. At the coronation
of William IV. the lord chancellor of Ireland walked next after the
lord chancellor of Great Britain and before the lord president of the
council and lord privy seal In Ireland, if he is a peer he has preced-
ence between the archbishops of Armagh and Dublin, and if be is not
a peer after the archbisTiop of Dublin. But, except in the House of
Lords, the precedence of the lord chancellor of Great Britain or the
lord keeper of the great seal is the same whether he is a peer or a
commoner. The lord keeper has the same precedence as the lord
chancellor under 5 Eliz, c. IS. But the last appointment to the lord
keepcrship was that of Sir Robert Henley, afterwards Lord Henley,
lord chanctllor, and earl of Northington, in 1757, and the office is not
likely to be revived. •
♦ The last lord high treasurer was Charles Talbot, duke of Shrews-
bury, in 1714 ; since then the office has been executed by commission
and as a dignity is practically extinct. None of the commissioners —
neither the first lord, who is now always the prime minister, nor any of
the other or junior lords — of the treasury have any ofScial precedence
whatever.
• The lord president of the council and the lord privy seal, if they
are peers, are placed by 31 Hen. VIII. c. 10 before all dukes except
dukes related to the sovereign in one or other of the degrees of con-
eanguinity specified in tlie Act. And, since the holders of these offices
have been and are always peers, their proper precedence if they are
coramonars has never been detennincid.
chamberlain of the household;' (19) dukes ;^ (20) mar-
« It is provided by 31 Hen. VIII. c. 10 that "the Great Chamber,
lain, the Constable, the Marshal, the Lord Admiral, the Grand Master
or Lord Steward, and the King's Chamberlain shall sit and be placed
after the Lord Privy Seal in manner and form following : that is to say,
every one of them shall sit and be placed above all other personages
being of the same estates or degrees that they shall happen to be of,
that is to say the Great Chamberlain first, the Constable next, the
Marshal third, the Lord Admiral the fourth, the Grand Master or Lord
Steward the fifthi and the King's Chamberlain the sixth." The lord
high steward of England is not mentioned in the Act for the placing
of the Lords, " because it was intended," Lord Chief Justice Coke says,
" that when the use of him should be necessary he should not endore
longer than hac vice " {Inst, iv., 77). But it may be noted that, when
his office is called out of abeyance for coronations or trials by the
House of Lords, the lord high steward is the greatest of all the great
officers of state in England. The office of lord great chamberlain of
England is hereditary, and is held jointly during alternate reigns by
the heads of the houses of Willoughby de Eresby and Cholmondeley
as representing co-heiresses of the Berties, dukes of Ancaster, who de-
rived it from an heiress of the De Veres, earls of Oxford, in whose line
it had descended from the reign of Henry I. By a private Act, 1 Geo.
I. c. 3, passed previous to the advancement of Robert Bertie, marqnesa
of Lindsey, to the dukedom of Ancaster in 1715, it was provided that
the tenure of the great chamberlainship should not give him and his
heirs precedence of all other dukes except when in the immediate dis-
charge of the functions of the office ; and Sir Bernard Burke still
restricts the precedence of the lord great chamberlain to him "when
in actual performance of official duty" {Book of Precedence, p. 10).
But, as Sir Charles Young justly contends, "the limitations of thi<
statute (1 Geo. I. c. 3) failed on the death of the last Duke of Ancaster
in 1809 [he should have said "the last duke of Ancaster, who held
the great chamberlainship in 1779"], when the precedence of the
office of Great Chamberlain fell under the operation of the Slst of
Henry VIII." {Order of Precedence, p. 20). The office of lord
high constable of England is called out of abeyance for and pending
coronations only. The office of earl marshal is hereditary in the
Howards, dukes of Norfolk, premier dukes aud, as earls of Arundel,
premier earls of England, under a grant in special tail male from
Charles II. in 1672. The office of lord high admiral, like the office
of lord high treasurer, is practically extinct as a dignity. Since the
reign of Queen Anne there has been only one lord high admiral,
namely, William, duke of Clarence, afterwards William IV., for a
few months in the Canning administration of 1827. The office h
executed by commission, the lords of the admiralty being as destitute
of any official precedence as the lords of the treasury, although the
first lord of the admiralty is invariably a leading cabinet minister. The
lord steward and the lord chamberlain of the household are alwap
peers, and have seldom been under the degree of earls. We may here
remark that both the Scottish and Irish Acts of Union make no reference
to the precedence of the great officers of state of Scotland and Ireland.
Not to mention the prince of Wales, who is by birth steward of Scot-
land, the earl of Shrewsbury is hereditary great seneschal of Ireland,
and the earl of Errol is hereditary lord high constable of Scotland ;
but what places they are entitled to in the scale of general precedence
is altogether doubtful and uncertain. In Ireland the great seneschal
ranks after the lord chancellor if he is a commoner, and after the
archbishop of Dublin if the lord chancellor is a peer, and in both
cases before dukes ("Order of Precedence," Dublin Qazette, 8d June
1843). Again, on George IV. 's visit to Edinburgh in 1821 the lord
high constable had place as the first subject in Scotland immediately
after the members of the royal family. At every coronation from thnl
of George III. to that of Queen Victoria, the lord high constable of
Scotland has been placed next to the earl marshal of England, and,
although DO rank ias been assigned on these occasions to the hereditary
great seneschal of Ireland, the lord high constable of Ireland appointed
for the ceremony has been at all or most of them placed next to the
lord high constable of Scotland. It is worthy o£ notice, however,
that Sir George Mackenzie, WTiting when lord advocate of Scotland
in the reign of Charles II., says that "the Constable and Marischal
take not place as Officers of the Cro^vn but according to their creaii -u
as Earls," and he moreover expresses the opinion that "it seems very
strange that these who ride upon the King's right and left hand when
he returns from his Parliaments and who guard the Parliament itself,
and the Honours, should have no precedency by their offices'" {Obser-
vations, &c. , p. 25, in Guillim's Display of Heraldry, p. 461 «;. ; but
see also Wood-Douglas, Peerage of ScoUand, vol L p. 557).
' Both Sir Charles Young and Sir Bernard Biirko place "Dukes of
the Blood Royal " before dukes, their eldest sons before marquesses,
and their younger sons before marquesses' eldest sons. In the "Ancient
Tables of Precedence," which we have already cited, dukes of the blood
royal are always ranked before other dukes, and in most of them their
eldest sons and in some of them their younger sons are placed in a
corresponding order of precedence. But in this connexion the word*
of the Act for the placing of the Lords are perfectly plain and unam-
biguous : "All Dukes not afoiementioned," i.e., all except only such
PRECEDJiNCE
663
^;/jsses; f21) dukes' eldest sons;* (22) earls; (23) mar-
quesses' eldest sons ; (24) dukes' younger sons ; (25) vis-
counts ; (26) earls' eldest sous ; (27) marquesses' younger
sons; (28) bishops; (29) barons;^ (30) speaker of the
House of Commons; (31) commissioners of the great seal;^
(32) treasurer of the household ; (33) comptroller of the
household; (34:^ master of the horse; (35) vice-chamber-
lain of the household; (36) secretaries of state;* (37)
a3 shall happeu to be the king's son, the king's brother, the king's
uncle, the king's nephew, or the king's brother's or sister's son,
"Marquesses, Earls, Viscounts, and Barons, not having any of the
offices afoKsaid, shall sit and be placed after their ancienty as it hath
been accustomed. " As Lord Chief Justice Coke and Mr Justice Black-
stone observe, the degrees of consanguinity with the sovereign to which
precedence is given by 31 Hen. VIII. c. 10 are the same as tho.se
within which it was made high treason by 28 Hen. VIII. c. 18 for any
man to contract marriage mthout the consent of the. king. Queen
Victoria, by letters patent under the great seal in 1865, ordained
that, " besides the children of Sovereigns of these realms, the children
of the sons of any of the ' Sovereigns of Great Britain and Ireland
shall have and at all times hold and enjoy the style or attribute of
' Royal Highness ' with their titular dignity of Prince or Prinee-ss pre-
fixed to their respective Christian names, or with their other titles of
ionour." But, notwithstanding this, their rank and place are still
governed by the Act for the placing of the Lords. Thus the duke of
Cambridge, although he is, as the son of a son of George III., pro-
perly designated " lioyal Highness " under the letters patent of 1865,
has no precedence as the first cousin of the sovereign under the statute
of 1539. In the same way the duke of Cumberland has no precedence
as the first cousin once removed of Queen Victoria, and being the
grandsouonlyof asonof George III. would not bea "Royal Highness"
at all if his father had not been, like liis grandfather, king of Hanover.
In Oarter's Roll of the Lords Spiritual and Temporal, the oflicial list
of the House of Lords, the duke of Cambridge is entered before the
archbishop of Canterbury, instead of in tlie precedence of his dukedom
after the duke of Leinster, \yhile the duke of Cumberland is entered
in the precedence of his dukedom after the duke of Northumbeilaud.
By the etiquette of society, however, both of them are regarded and
' treated as royal dukes, and even in parliament they are always alluded
to not as " noble " but as "illustrious." Under the combined opera-
tion of the Act for. the placing of the Lords and the Acts of Union
with Scotland (art. 23) and with Ireland (art. 4), peers of the same
degrees, as dukes, marquesses, earls, viscounts, and barons, severally,
have precedente according to priority in the creation of their respective
peerages. But peerages of England created before 1707 precede peer-
ages of Scotland created before 1707, peerages of Great Britain created
between 1707 and 1801 precede peerages of Ireland created before
1801, and peerages of Ireland created before 1801 precede peerages of
the United Kingdom and of Ireland created after 1801, which t.iko
precedence in common. The relativo precedence of the members of
the House of Lords, including the representative peers of Scotland and
Ireland, is officially set forth in Oarter's Roll, which is prepared by
the Garter king of arms at the commencement of each session of
parliament, tliat of the Scottish peers generally in the Union Roll,
ind that of the Irish peers generally in Ulster^s Roll, a record which
is under the charge of and is periodically corrected by the Ulster king
of arms. The Union Roll is founded on the "Decreet of Ranking"
pronounced and promulgated by a royal commission in 1G06, which,
in the words of an eminent authority in such matters, "was adopted
at once as the roll of the peers in Parliament, convention, and all
public meetings, and continued to bo called uninterruptedly with such
alterations upon it as judgments of the Court of Session upon appeal
iu modification of the precedency of certain peers rendered necessary,
with the omission of such dignities as became extinct and with the
addition from time to time of newly created peerages — down to the
last sitting of the Scottish Parliament on the 1st May 1707" {The
Earldom of Mar, &c., by the call of Crawford (25th) and Balcarres
(8th), vol. ii. p. 16). As the crown was precluded by the Act of
Union fi-om creating peerages of Scotland after the Union, all Scottish
peers in their several degrees have rank and place before all peers of
Great Britain, Ireland, and the United Kingdom.
* Eldest sons of peers of any given degree are of the some rank as,
b\it are to be placed immediately after, peers of the first degree under
that of their fathers ; and the younger sons of peers of any given
degree are of the same rank, but are to be placed inlmediately after
peers of the second degree and tho oldest sons of peers of the first
degree under that of their fathers.
" Secretaries of state, if they are barons, precede all other barons
under 31 Hen. VIIL c. 10. But if they are of any higher degree their
rank is not influenced by their official position. »
' Under 1 Will, and Mary c. 21, bciug the only commissioners for
the execution of any office who have precedence assigned to them.
* The officers of the household who, under Henry VIII. 's warrant
of 1640, precede tho secretaries of state have been for a long time
viscounts' eldest eons ; (33) earls' younger sons ; ^39)
barons' eldest sons; (40) knights of the Garter;* (41)
privy coimcillors ; ^ (42) chancellor of the exchequer;
(43) chancellor of the duchy of Lancaster ; (44) lord chief
justice of England ; (45) master of the rolls ; (46) lords
justices of appeal;' (47) judges of the High Court of
Justice;^ (48) knights bannerets made by the sovereign in
person; (19) viscounts' younger sons; (50) barons' younger
sons; (51) baronets;' (52) knights bannerets not made
by the sovereign in person ; (53) knights of the first class
of the Bath, the Star of India, and St Michael and St
George ;!" (54) knights of the second class of the Bath,
the Star of India, and St Michael and St George ; i' (55)
knights bachelors ; ^'^ (56) eldest sons of the younger sons
of peers ; (57) baronets' eldest sons ; (58) knights' eldest
sons ; (59) baronets' younger sons ; (60) knights' younger
always peers or the sons of peers, with personal rank higher, and
usually far higher, than their official rank. The practical result is,
seeing also that the great seal is only very rarely indeed in commission,
that the secretaries of state, when they are commoners whose personal
precedence is below a baron's, have official precedence immediately
after the speaker of tho House of Commons. Tho principal secretaries,
for so they are all designated, are officially equal to one another in
dignity, and ue placed among themselves according to .seniority of
appointment.
' During more than two centuries only one commoner has been
indebted for his precedence to bis election into the order, and that
was Sir Robert Walpole, tho minister, who at tho coronation of Goorgo
II. in 1727 was placed as a knight of the Garter immediately before
privy councillors. The proper precedence of both knights of the
Thistle and linights of St Patrick is undecided.
* Privy councillors of Great Britain and of Ireland take precedence
in common according to priority of admission. The chancellors of the
exchequer and of the duchy of Lancaster, the lord chief justice of
England, the master of tho rolls, and the lords' justices of appeiJ are
always members of the privy council, and have rank and place as privy
councillors, if they are not also peers.
' The lords justices of appeal have precedence among tljemselves
according to seniority of appointment. Until recently they were pre-
ceded by the lord chief justice of the Common PlcaS and the lord chief
baron of the Exchequer (divisions of tho High Court of Justice). But
under existing arrangements these offices have fallen into abeyance,
although they have flot been formally abolished. The vice-chancellors
<ised to follow the lords justices of appeal ; but, in spite of the fact
that there is still one vice-chancellor remaining, the office of vice-
chancellor is practically extinct and will altogether disappear on his
decease. In Ireland all these offices are in existence ; but they have
no precedence allotted to them in England ; iis the judges holding
them are invariably privy councillors, however, they are ranked
accordingly. And it is the same with regard to the lord justice-
general and tho lord justice-clerk in Scotland.
* The judges of all the divisions of the High Court of Justice are
ranked together according to seniority of appointment. Neither the
senators of the College of Justice in Scotland nor the judges of the
various divisions of the High Court in Ireland have any precedence in
England. Tho precedence of the Scottish judges am9ng themselves
is settled by a royal warrant of 1729, which is printed in full by Nisbet
iu his System of Heraldry (vol. iL p. 277). Tlio precedence of the Irish
judges among themselves is the same as the precedence of the English
judges among themselves used to bo before the ofiicca of chief justice of
the Common Pleas and chief baron of the Exchequer were suspended.
* It is a question whether baronets ought or ought not to have pre-
cedence, like peers, according as they aro of England, Scotland, Great
Britain, Ireland, or the United Kingdom. Baronets are not referred to
in either the Scottish or the Irish Act of Union ; and Sir Bernard
Burke contends that, since the Acts of Union aro silent with regard to
them, they are still entitled to whatever precedence was originally
conferred on them. Ho therefore places the whole body of tho baronets
together iu tho order merely of the dates of their several creations,
and in this he appears to us to have both law and rea-son on his side.
" These knights consist of grand crosses of the first, grand com-
manders of the second, and grand crosses of the thirtl order, and have
precedence in their respective orders according to seniority of creation.
By the statutes of tho order of the Bath as revi86d in 1847 it is
ordained that the knights grond crosses aro to bo placed "next to and
immediately after baronets," thus superseding knights bannerets not
created by the sovereign iii person.
" Knights commanders of all thr<e orders are placed !& oacb order
according to seniority of creation.
>" Kuights bochelors are ranked together according to seniority of
creation, whether they are made by the sovereign or the lord lieutenant
of Ireland.
664
PRECEDENCE
sons;' (61) companions of the Bath, the Star of India,
St Michael and St George, and the Indian Empire ; ^ (62)
esquires;* (63) gentlemen.*
' The sons of all persons, when any specified rank is assigned^ to
theui, are placed in the precedence of their fathers. Eldest sons of the
younger sons of peers were ranked before the eldest sons of knights
by order of the earl marshal, 18th March 1615, and before the eldest
sons of baronets by order of the earl marshal, 6th April 1677. But
no precedence has been given to the younger sons of the younger sons
of peers, although precedence is given to the younger as well as the
eldest sons of baronets and knights by James I.'s decree of 1616.
Moreover, no precedence has been given to either the eldest or the
younger sons of the eldest sons of peers. But in jjractice this omis-
sion is generally disregarded, and the children of the eldest sons of
dukes, marquesses, and earls, at all events, are accorded the same
rank and titles which they would have if their fathers were actual in-
stead of quasi peers of the degree next under that of their grandfathers.
Sir Charles Young says that "by decision (Chap. Coll. Arms of 1680)
if the eldest son of an Earl died in his father's lifetime leaving a son
and heir, such son and heir during the life of the Earl his grandfather
is entitled to the same place and precedence as was due to his father :
so had the father been summoned to Parliament as the eldest son of
a peer the grandson would succeed to the dignity even during the
grandfather's lifetime " (Order of Precedence, p. 27). And, of course,
what applies to the grandson and heir of an earl applies equally to
the grandsons and heirs of dukes and marquesses. But the grandsons
and heirs of viscouuts and barons are differently situated, and have
neither honorary additions to their names nor any ascertained place
and precedence even by the etiquette of society.
^ Companions are members of the third class of the first three
orders and the only members of the fourth order, except the sovereign
and the grand master. Sir Charles Young and Sir Bernard Burke
concur in placing the companions of these orders before the eldest
sons of the younger sdns of peers, on the ground that imder their
statutes they are entitled to precede "all Esquires of the Realm."
But the sons of peers themselves — the eldest ks well as the younger
— are merely esquires, and are ranked before, and not among, other
esquires because they have a particular precedence of their own assigned
to them. Similarly the eldest sons of the younger sons of peers
and the eldest sons of baronets and of knights who are also esquires,
and likewise the younger sons of baronets and of knights who are not
esquires, have a particular piecedence of their own assigned to them.
All of them are placed before esquires as a specific grade in the scale
of general precedence, and it seems clear enough that it is before
esquires considered a3 a specific grade that the companions of the orders
ought to be placed and not before any other persons who, whether they
are or are not esquires, have a definite and settled rank which is
superior to that specific grade in the scale of general precedence.
■* It appears to be admitted on all hands that the following persons
are esquires and ought to be so described in all legal documents and
processes : first, the eldest sous of peers in the lifetime of their fathers,
and the jounger sons of peers both in and after the lifetime of their
fathers ; secondly, the eldest sons of the younger sons of peers and
Hieir eldest sons in perpetual succession, and the eldest sons of baronets
and knights ; thirdly, esquires created with or without the grant of
armorial bearings by the sovereign ; fourthly, justices of the peace,
banisters at law, and mayors of corporations ; and fifthly, those who
ore styled esquires in patents, commissions, or appointments to offices
under the crown in the state, the household, the army" or navy, and
elsewhere. Sir Bernard Burke accords precedence to Serjeants at law
and masters in lunacy, not only before esquires as such but also before
tiie companions of the orders of koig"hthood. It is, however, enough to
observe with regai-d to the first, since no more of them are to be created,
that, in spite of tlie extravagant pretensions which have been frequently
urged by them and on tlieir behalf, "they have not in the general
scale," as Sir Charles Young says, "any precedence, and when under
the degree of a Knight rank only as Esquires," and with regard
to the second that the statute 8 and 9 Vict. c. 100, on which the
Ulster king of arms bases their claims, simply provides that they
"shall take the same rank and precedence as the masters in ordinary
of the High Court of Chancery," who are now extinct, "apparently,"
to recur to Sir Charles Young, "assuming the rank of the masters
without defining it." "The masters, however," he adds, "as such
have not a settled place in the order of general precedency emanating
from any authority by statute or otherwise" (Order of Precedence, p.
71). Sir William Blackstone says that before esquires "the Heralds
rank all Colonels, Serjeants at Law, and Doctors in the three learued
professions " (CoiiDncntarUs, i. c. 12). But the only foundation for
this statenjcnt seems to be a passage in Guillim, which is obviously
without any authority.
* The heralds and lawyers are agreed that gentlemen are those who,
by inheritance or grant from the crown, are entitled to bear coat
armour (see Coke, Inst, iv., c. 77; Blackstone, Comm., i. ch. 12;
Selden, Titles of Honor, pt. ii. ch. 8; Guillim. Display of Heraldry,
pt u. ch. 26).
2. — General Precedence of Women.
The queen; 5 (1) princess of Wales; (2) daughters of
the sovereign ; (3) wives of the sovereign's younger sons •
(4) granddaughters of the sovereign; (5) wives of the
sovereign's grandsons ; (6) sisters of the sovereign ; (7)
wives of the sovereign's brothers ; (8) aunts of the sove-
reign ; (9) wives of the sovereign's uncles; (10) nieces of
the sovereign; (11) wives of the sovereign's nephews;*
(12) duchesses;^ (13) marchionesses; (14) wives of the
eldest sons of dukes; (15) dukes' daughters ;8 (16)
countesses; (17) wives of the eldest sons of marquesses;
(18) marquesses' daughters; (19) wives of the younger
sons of dukes ; (20) viscountesses ; (21) wives of the eldest
sons of earls; (22) earls' daughters; (23) wives of the
younger sons of marquesses ; (24) baronesses ; (25) wives
of the eldest sons of viscounts ; (26) viscounts' daughters •
(27) wives of the younger sons of earls; (28) wives of the
eldest sons of barons ; (29) barons' daughters ; (30] aaids
of honour to the queen ;» (31) wives of kriights of the
Garter; (32) wives of knights bannerets made by the
sovereign in person; (33) wives of the younger sons of
viscounts ; (34) wives of the younger sons of barons ; (35)
baronets' wives ; (36) wives of knights bannerets not made
by the sovereign in person ; (37) wives of knights grand
crosses of the Bath, grand commanders of the Star of India,
and grand crosses of St Michael and St George ; (38) wives
of knights commanders of the Bath, the Star of India, and
St Michael and St George ; (39) knights bachelors' wives ;
(40) wives of the eldest sons of the younger sons of peers ;
(41) daughters of the younger sons of peers; (42) wives
of the eldest sons of baronets ; (43) baronets' daughters ;
(44) wives of the eldest sons of knights; (45) knights'
daughters; (46) wives of the younger sons of baronets;
(47) wives of the younger sons of knights ; '" (48) wivea
of companions of the Bath, the Star of India, St Michael
and St George, and the Indian Empire; (49) wives of
esquires ; '' (50) gentlewomen.'-
' Tlie queen-consort is the second personage in the realm, and hae
precedence of the queen-dowager. But the husband of a reigning queen
has no rank or place except such as is specially accorded to him by
the sovereign.
* There is no Act of parliament or ordinance of the cro\vn regulating
the precedence of the female membei-s of the royal family. But the
above is the gradation which appears to have become established among
them, and follows the analogy supplied by the Act for the placing
of the Lords in the case of their husb,ands and brothers.
' Peeresses in their own right and peeresses by marriage are ranked
together, the first in their own jjitjcedence and the second in the pre-
cedence of their husbands.
^ Among the daughters of peers there is no distinction between the
eldest and the younger as there is among the sons of peers. Their
precedence is immediately after the wives of their eldest brothers, and
several degrees above the wives of their younger brothers. They are
placed among themselves in the precedence of their fathers. But the
daughter of the premier duke or baron ranks after the wife of the eldest
son of the junior duke or baron.
' Maids of honour to the queen are the only women who have any
official precedence. They have the style or title of honourable, and
are placed immediately after barons' daughters by Sir Bernard Burke,
the rank which is accorded to them by the etiquette of society. But
Sir Charles Young does not assign any precedence to them, and we do
not know on what authority the Ulster king of arms does so, although
he is by no means singular in the course he has taken.
'" The wives of baronets and knights, the wives of the eldest sons
and the daughters of the younger sous of peers, and the wives of the
sons and the daughters- of baronets and knights are all placed sever-
ally in the precedence of their respective husbands, husbands' fathers,
and fathers.
" " Esquire " and " gentleman " are not names of " dignity " but names
of " worship," and esquires and gentlemen do not. in Strictness, convey
or transmit any precedence to their wives or children (see Coke, InM.
ii., "Of Additions," p. 667).
'- " And getierosus and generosa are good additions : auT if a gentle-
woman be named Spinster in any original writ, i.e., appeal or indict-
ment, she may abate and quash the same, for she hath as good right to
that addition as Baroness, Viscountess, Marchioness, or Duchess have
to theirs" (Coke, Insl. ii.. " Of Additions. " p. 668).
PRECEDENCE
665
Attention to the foregoing tables will show that general
precedeijce is of different kinds as well as of several degrees.
It is first either personal or official, and secondly either
bubstantiTC or derivative. Personal precedence belongs to
the royal family, the peerage, and certain specified classes
of the commonalty. Official precedence belongs to such
of the dignitaries of the church and such of the ministers
of state and the household as have had rank and place
accorded to them by parliament or the crown, to the
speaker of the House of Commons, and to the members
of the privy council and the judicature. Substantive pre-
cedence, which may be either personal or official, belongs
to all those whose rank tand place are enjoyed by thera
independently of their connexion with anybody else, as by
the archbishop of Canterbury, the lord high chancellor or
the lord great chamberlain, peers and peeresses, baronets,
knights, and some esquires. Derivative precedence, which
can only be personal, belongs to all those whose rank and
place are determined by their consanguinity \vith or affinity
to somebody else, as the lineal and collateral relations of
the sovereign, the sons, daughters, and daughters-in-law
of peers and peeresses in their own right, and the wives,
sons, daughters, and daughters-in-law of baronets, knights,
and some esquires. It is to be observed, however, that
the precedence of the sovereign is at once official and
personal, and that the precedence of peeresses by marriage
is at once derivative and substantive. la the case of the
sovereign it is his or her actual tenure of the office of king
or queen which regulates the rank and place of the various
members of the royal family, and in the case of peeresses
by marriage, although their rank and place are derivative
in origin, yet they are substantive in continuance, since
during coverture and widowhood peeresses by marriage
. are as much peeresses as peeresses in their own right, and
their legal and political status is precisely the same as if
they had acquired it by creation or inheritance.
Bearing the abovedefinitions and explanations inmind,tho
following canons or rules may be found practically iiseful.
r. AnylicJy who ■.'! entitled to both personal and oflicial preced-
ence is to be placed according to that wliich implies the higher
rank. If, for example, a baron and a baronet are both privy coun-
cillors, the precedence of the first is that of a baron and the pre-
cedence of tno second is that of a privy councillor. And similarly,
except as hereafter stated, with respect to the holders of two or
more personal or two or more official dignities.
2.vSave in the case of the sovereign, official rank can never supply
the foundation for derivative rank. Heuce the ofiicial preced-
ence of a husband or father affords no indication of the personal
precedence of his wife or children. The wives and children, for
example, of the archbishop of Canterbury, the lord high chancellor,
or the speaker of the House of Commons do not participate in their
official rank. but only in their personal rank whatever it may be.
3. Among subjects men alono can convey derivative rank, except
in the case of tho daughters and sisters of the sovereign, or of peer-
esses in their own right. But no man can acquire any rank or place
by marriage. Tho sons-in-law or brothcrs-in-luw of tho sovereign
and the husbands of peeresses in their own right have as such no
precedence whatever. And tho daughter and heiress of tho premier
duke of England, unless she happens to bo also a peeress in her own
right, does not transmit any rank or place to her children.
4. Wifliin tho limits cf the peerage derivative rank is as a rulo
always merged in personal, ns distinguished from official, substantive
rank. If, for example, tho younger son of a duke is created a
baron or inherits a barony, his precedence ceases to bo that of a
duke's younger son and becomes that of a baron. But, where tho
eldest son of a duke, a marquess, or an earl is summoned to tho
House of Lords iii a barony of his father's, or succeeds as or is
iieatcd a baron, he is still, as before, "commonly called" l)y sonio
superior title of peerage, as marquess, carl, or viscount, and retains
his derivative precedence on all occasions, except in parliament or
at ceremonies which ho attends in his character as o peer. Tho
younger sons of all peers, however, who are created or who inherit
peerages — which thoy often do under special limitations — are every-
where placed according to their sulratantivo rank, no matter how
inferior it may bo to tlicir derivative rank. But if the son of a
<luko or a marquess, wliether eldest or younger, or tho -chlest son
of an carl is consecrated a bishop his derivative rank is not merged
l<J-24*
in his substantive rank, because it is oITicial, and his derivativo
and personal rank implies the higher precedence. Again, the
daughters of dukes, marquesses, and earls who become peeresses
by marriage or creation, or who inherit as peeresses, are placed
according to their substantive and not according to their derivative
rank, although they may thereby be assigned a far lower precedeuca
than that to which their birth entitles them.
5. The widows of peers and baronets have precedence immedi-
ately before the wives or widows of the next successors in their
husbands' dignities. But the sons and daughters of peers and
baronets have precedence immediately before the sons and daughters
of the holders of the dignities to whom their fathers succeeded. The
reason of this is that the first are senior in the diguities and the
second aro nearer in the line of succession to them.
6. The widows of peers who marry again either share the pre-
cedence of their second husbands or resume the precedence belong-
ing to them independently of their marriage with their first husbands.
Thus, if the daughter of a duke or an esquire marries first an earl
and secondly a baron, although she remains a peeress, she is placed
as a baroness instead of a countess. But if either of Jhem should
marry a commoner as her second husband, whatever may be his
rank or degree, she ceases to be a peeress. While, however, the
duke's daughter, if her second husband were not the eldest son of
a duke, would resume her precedence as the daughter of a duke,
the esquire's daughter would share the precedence of her second
husband, whether he were a peer's son, a baronet, a knight, or
an esquire. By the etiquette of society, however, the widows of
peers who marry again do not forfeit the titles and precedence
acquired by their marriage with their first husbands unless they
choose to lay them aside, or unless their own rank or the rank
of their second husbands is equal or superior to that of their first
husbands.
• 7. The widows of the eldest and younger sons of dukes and
marquesses and of the eldest sons of earls, and also the widows of
baronets and knights who marry agjin, are permitted by the eti-
quette of society to keep the titles and rank acquired by their first
marriage if their second marriage is with a commoner whose pre-
cedence is considerably lower. But the widows of the younger
sons of earls and of the eldest and younger sons of viscounts and
barons, although their precedence is higher than that of the widows
of baronets and knights, are not allowed to retain it, under any
circumstances, after a second marriage.
8. Marriage does not affect the precedence of peeresses in their
own right unless their husbands are peers whose peerages are of a
higher degree, or, being of the same degree, are of more ancient
creation than their own. If, for example, a baroness in her own
right marries a viscount she is placed and described as a viscountess,
or if she marries a baron whose barony is older than hers she is
placed in his precedence and described by his title. But if sho
marries a baron whose barony is junior to hers she keeps her own
precedence and title.
9. The daughters of peers, of sons of peers, baronets, and knights
retain after marriage the precedence they derive from their fathers,
unless they raari-y peers of any rank or commoners of higher rank
than their own. Hence, for example, the daughter of a duke who
man ies tho eldest son of a marquess is placed as a duke's daughter,
not as tho wife of a marquess's eldest son, and tho daughter "f a
baronet who marries the younger son of a knight is placed as a
baronet's daughter and not as the wife of a knight's younger son.
10. What are teniied "titles of courtesy" are borne by all the
sons and daughters of peers and peeresses in their own right, who
in this connexion stana on exactly the same footing. 'luo eldest
sons of dukes, marquesses, and earls are designated by the names of
one or other of the inferior peerages of their fathers, usually a mar-
quessato or an earldom in the first, an earldom or a viscounty in
tiio second, and a viscounty or barony in the third case. But,
whatever it may be, it is altogether without effect on the rank and
place of the bearer, which are those belonging to him as tho eldest
son of his father. Tho younger sona of dukes and marqucssct
are styled " lords " followed by both their Christian names and
surnames. The younger sons of carls and both tho eldest and tha
younger sons of viscounts and barons are described as "honourable"
before both their Christian names and surnames. The daughters
of dukes, marquesses, and carls are styled "ladies" before both
their Christian names and surnnmo.'i. The daughters of viscounts
and barons aro described as "honourable" before both their Christ-
ian names and surnames. If tho oldest son of a marquess or
an earl marries a woman of rank equal or inferior to his own, sho
takes his title and precedenco ; but if sho is of suiiciior rank sho
retains, with her own precedence, tho prefix "lady" before her
Christian name followed by the name of her husband's title of
courtesy. Again, if tho younger son of a duke or a marouess marries
a woni.iii of rank equal or inferior to his own, sho is called "lady,"
with bis Christian and surname following, and is placed in nis
precedence ; but, if sho is of superior rank, she retains, with her
own precedence, the prefix "Inily" before her Christian namo and
his suruamo. If tho daughter of a duke, a marquess, or an cail
666
PRECEDENCE
marries the younger son of an earl, the eldest or younger son of a
viscount or baron, a baronet, a knight, or an esquire, fcc, she retains,
with her own precedence, the prefix "lady" before her Christian
name and her husband's surname. If the daugliter of a viscount
marries the younger son of an earl or anybody of inferior rank to
him, or the daughter of a baron marries the younger son of a
viscount or anybody of inferior rank to him, she retains her own
precedence with the prefix "honourable" before the addition "Mrs"
and his surname or Christian name and surname. But, if her hus-
band is a baronet or a knight, she is called the Honourable Lady
Smith or tho Honourable Lady Jones, as the case may "be. The
wives of the younger sons of earls and of the eldest and younger
sons of viscounts and barons, if they are of inferior rank to their
husbands, take their, precedence and are described as the Honour-
able Mrs, with the surnames or Christian names and surnames of
their husbands following. It was because the judges were placed
by James I. before the younger sons of viscounts and barons that
they were accorded tha title of "honourable," and that they are
designated as the Honourable Mr Justice Hawkins or the Honour-
able Mr Justice Stephen, instead of as Sir Henry Hawkins or Sir
James Stephen, which would connote their inferior personal dignity
of kniglithood. But in this^ddition their wives do uot participate,
since it is merely an official distinction.
It is manifest on even a. cursory examination of the
tables we have given that, although they embody the only
scheme of general precedence, whether for men or for
women, which is authoritatively sanctioned or recognized,
they are in many respects very imperfectly fitted to meet
the circumstances and requirements of the present day.
In both of them the limits prescribed to the royal family
are pedantically and inconveniently narrow, arid stand out
in striking contrast to the wide and ample bounds through
which the operation of the Koyal Marriage Act (12 Geo.
III. c. 11) extends the disabilities but not the privileges
of the sovereign's kindred. Otherwise the scale of general
precedence for women compares favourably enough with
the scale of general precedence for men. If, indeed, it
includes the queen's maids of honour and the wives of the
companious of the knightly orders, there certainly does
not seem to be any good reason why it should omit the
mistress of the robes and the ladies of the bedchamber,
or the ladies of the royal order of Victoria and Albert
and the imperial order of the Crown of India. But these
are trifling matters in themselves, and concern only an
extremely minute fraction of the community. The scale
of general precedence for men is now in substantially
the same condition as that in which it has been for be-
tween two and three centuries, and the political, to say
cothing of the social, arrangements to which it was framed
to apply have in the interval undergone an almost com-
plute transformation. The consequence is that a good deal
of it has come down to us in the shape of a survival,
and has ceased to be of any practical use for the purpose
it was originally designed to effect. . While it comprises
several official and personal dignities which are virtually
obsolete and extinguished, it entirely omits the great
majority of the members of Government in its existing
form, and whole sections of society on a less exalted level,
to whom it is universally felt that some rank and place at
all events .^i-e both in public and in private justly due.
As we have already said, it accords no precedence what-
ever to the prime minister, whether as premier or as first
lord of the treasury. In the same way it ignores not only
the first lord of the admiralty but also the presidents of the
Board of Trade and the Local Government Boajd, the post-
master-general, tho vice-president of the council, and all the
law officers of the crcwn.^ And, when it does confess the
• "There are no doubt certain public ceremonials of State, such
as Coronations, Royal Public Funerals, and Processions of the Sovereign
to Parliament, Jcc, wherein various public functionaries walk and have
for the occasion certain places assigned to tlieni, but which they may
not at all times find the sanje, as it by no means fnllows that tliey are
always entitled to the same place for having been there once : there
is to a certain extent a preceilent furtiislied thereby, and in some
cases tho uniformity of precedence in regard to one dasa over acotber
presence of any of the sovereign's principal ministers, it
commonly places them in positions which are out of all
keeping with their actual eminence and importance. It
ranks the lord president of the council and the lord privy
seal before dukes, while it places the chancellor of the ex-
chequer after the younger sons of earls and the eldest sons
of barons, and the secretaries of state after the master of
the horse and the vice-chamberlain of the household. The
lord chancellor still has precedence as the first of the great
officers of state, which was allotted to him not as what he
is, the head of the judicature, but as what he once was, the
prime minister of the sovereign ; and the lord chief justice,
who is next to him in regular judicial rank, as presiding
over the Common Law Courts, as he presides over the Courts
cf Equity, is placed after the chancellors of the exchequer
and of the duchy of Lancaster, who still have the precedence
which was allotted to them not as ministers, which they
are, but as judges, which they are no longer. Neither the
lord lieutenant of Ireland, the viceroy of India, nor the
governor-general of Canada has any rank or place at St
James's, where, as well as at Westminster, the lord steward
or the lord chamberlain o,f the household is a much greater
and more, splendid personage. Again, in the scale of
general precedence there are no clergymen except bishops,
no lawyers except judges, and no officers of either the army
or the navy from field-marshals and admirals of the fleet
downwards. Nor, of course, are any colonial governors or
lieutenant-governors entered on it. It contains no mention
of under-secretarie.". of state, chairmen or commissioners of
administrative boards, comptrollers or secretaries of Govern-
ment departments, lord lieutenants or sheriffs of counties,
deputy lieutenants or justices of the peace, members of the
House of Commons, or graduates of the universities. It
is true that among some of these classes definite systems
of subovdination are established by either authority or
usage, which are carefully observed and enforced in the
particular areas and spheres to which they have reference.
But we have seldom any means of determining the relative
value of a given term in one series as compared with a
given term in another series, or of connecting .the different
steps in the scales of local, professional, or academical pre-
cedence with the different steps in the scale of general
precedence, to which such scales of special precedence
ought to be contributory and supplementary. We know,
for example, that major-generals, and rear-admirals are of
equal rank, that with them are placed commissariesrgeneral
and inspectors-general of hospitals and fleets, that in India
along with civilians of thirty-one years' standing they
immediately follow the vice-chancellors of the Indian uni-
versities, and that in relation to the consular service they
immediately precede agents-general and consuls-general.
But there is nothing to aid us in determining whether
in England they should be ranked with, before, or after
deans, queen's counsel, or doctors in divinity, who are as
destitute as they are themselves of any recognized general
precedence, and who, as matters now stand, would certainly
, have to give place to the younger sons of baronets and
knights and the coiApanions of the knightly orders.
The subjoined tables of special precedence, although
their authority would not always be admitted in the Col-
has in such cases become established. This applies, for instance, to
the places of the Gentlemen of the Privy Chamber, Law Officers of the
Crown and Masters and Six Clerks in Chancery, who have no definite
or fixed place in the tables of precedency regulating the general orders
of society, though in reference to State ceremonials they have certam
places assigned in the order of procession in right of their offices,
which, however, give them'no general rank. Upon snch occasions,
nevertheless, the legal rank and precedence which they bold in the
Courts of Law is observed, and so far establishes among themselves,
and in respect to their several classes, their precedency " (Sir Charles
Youn& Ord^ of Prectdmcc, &c., pp. 59-61^
1
PRECEDENCE
667
46ge of Arms, may perhaps assist towards the solution of
Kome of the problems which occasionally arise in ordinary
society.
J I. EccUsuutical PrecwftTice.— (1) Aredftjanop of Canterbury; (2) nrchbishop
Jof York ; (3) archbishop of Armagh ; (4) archbishop of Dublin ; (5) bishop of
/ London ; (6) bishhp of Durham ; (7) bishop of Winchester ; (8) other bishops
I of England ; (9) Mshop of Mealh ; (10) other bishops of Ireland ; (11) suffragan
I biahops of England ; (12) bishop of Sodor and Man ; (13) bishops of Scotland ;
I (14) colonial bishops ; (16) deans of cathedrals ; (lu) archdeacons ; (17) canons ;
I (18) rural deans ; (19) rectors ; (20) vicai-s ; (21) curates.
2. Lfjoi Pre««dence.—(1) Lord chancellorof Great Britain; (2) lord chancellor
of Ireland ; (3) lords of appeal in ordinary in the House of Loi-ds ; (4) members
of the judicial coniniittoe of the privy council ; (5) lord chief justice of England ;
,(6)l'*rd justice-general and president of the Court of Session of Scotland ; (7)
;lofd chief justice of Ireland; (8) master of the rolls in England'; (9) lord
Mliatice.clerk and president of the sect>nd division of the Court of Session of
'Scotland ; (10) master of the rolls in Ireland ; (II) lords justices of appeal in
fEngland; (12) lords chief justice of the Common Pleas, chief baron of the
'Exchequer, and justices of apijeal in Ireland ; (13) vice-chancellor in England ;
(14) vice-chancellor in Ireland ; (15) judges of the High Court of Justice in
England; (16) senators of the College of Justice in Scotland; (17) judges of the
High Court of Justice in Ireland ; (18) attorney-general for England ; (19) lord
advocate of Scotland ; (20) attorney-general for Ireland ; (21) solicitor-general
for England ; (22) solicitor-genei-al for Scotland ; (23) solicitor-general for
Ireland; (24) queen's counsel; (25) serjeants-at-law ; (26) masters in lunacy;
(27) recorder of London ; (26) treasurers of the Inns of Court ; (29) dean of the
faculty in Scotland; (30) barristers ; (31) advocates ; (32) president of the Incor-
porated Inw Society ; (33) solicitors ; (34) writers to the signet ; (35) writers.
3. Military Pricedtn/x.—fl) Field - marshals ; (2) generals; (3) lieutenant-
penerala ; (4) major-generals, inspectors-general of hospitals after three years'
service or with an array in the held, and commissaries-general ; (5) brigadier.
generals, deputy paymasters-general, and inspectors-general of liuspitals of
under three years service and not with an army in the field ; (6) colonels,
deputy judge advixiate, and deputy inspectors-general of hospitals after five
yeara' service ; (7) lieutenant-colonels, deputy commissaries-general after five
years' service, deputy inspectors-general of hospitals, and surgeon-majors ; (8)
minors, deputy commissaries-general under five years' service, assistant- com-
■ missaries-general, inspectors of army accounts, staff or regimental surgeons,
chaplains attached to brigades, deputy judge advocates if not at the bead of
their department, storekeepers of the ordnance, and barrack masters of the
first and second classes ; (9) captains, deputy assistant commissaries-general,
assistant deputy paymasters-general, regimental paymasters, principal examiner
of military accounts, staff or regimenl-al assistant surgeons after ten years'
service, veterinary surgeons after twenty years' service, chaplains attached U}
regiments, deputy storekeepers of the ordnance, and barrack masters of the
tlmtl and fourth classes;! (10) lieutenants,' acting deputy assistant com-
missaries-general, examiners of military accounts, assistant surgeons, apothe-
caries of less than fifteen years' service, deputy medical purveyors, and
veterinary surgeons after ten years' service ; (11) second lieutenants, com-
missariat clerks, clerks in the piymaster-generaVs and military accounts
departments, medical and ordnance clerks, and veterinary stirgeons under ten
years' service ; (12) superintending schoolinasters.
4. HaWLl Prccede>ia.—{1) Admirals of the lleet ; (2)admirals ; (3) vice-admirals;
(4) rear-admirals and inspectors-general of hospitals and fleets ; (5) commodores ;
(6) captains of over three years' seniority, deputy inspectors-general of hospitals
and fleets, secretaries to admirals of the fleet, paymaster-in-chief, chief inspcc-
tor» of machinery, and inspectors of machinery of eight years' standing ; (7)
captains of under three years' seniority ; (8) staff captains, secretaries to com-
nianders-in-chief of live years' standing, and inspectors of machinery of under
eight years' standing ; (9) commanders ; (10) staff commanders, fleet surgeons,
ancretarics to commanders-in-chief of under five years' standing, paymasters of
tlfteen years', cliief engineers of ten, and naval instructors of fifteen years'
standing ; (11) lieutenants of eight years' seniority ; (12) navigating lieutenants
of eight years' seniority, staff surgeons, secretaries to junior flag officers, pay-
masters of eight, naval instnietors of eight, and chief engineers of under ten
vears' standing ; (13) lieutenants of under eight years' seniority ; (14) navigating
lieutenants of under eight years' seniority, surgeons, secretaries to commodores
of the second class, paymasters and naval Instructors of under eight and
assistant paymasters and engineers of over eight years' standing ; (15) sub-lieu-
tenants; (16) navigating sub-lieutenants, assistant paymasters and engineers
of under eight years' standing, chief carpenters, and assistant engineers ; (17)
chief gunners and chief boatswains ; (18) gunners, boatswains, and carpenters ;
(19) midshipmen and clerks ; ('20) naval cadets and assistant clerks.
6. Belatii'e Mililary and J^'aval I'recedfnce. — (1) Field^marshals with admirals
of the fleet ; (2> generals with admirals ; (3) lieutenant-generals with vice-
admirals ; (4) major-generals with rear-admirals; (5) brigadier -generals with
commodores ; (6) colonels with captains of over three years' seniority ; (7) lieu-
tenant-colonels with captains of under three years' seniority and staff captains,
and before commanders and staff commanders ; (8) majors with lieutenants and
navigating lieutenants of eight years' seniority ; (9) captains with lieutenants
and navigating lieutenants ol under eight years' seniority ; (10) lieutenants with
•ub-lieutenants and navigating sub-lieutenants ; (111 second lieutenants with
midshipmen.
8. DiplomalU and Conmlar Precederue.—(,l) Ambassadors Immediately after
the ro>»l family and the sons and brothers of sovereigns, and before arch- .
bishops, great officers of state, and dukes ; (2) envoys and ministers accreditc<l
to the sovereign after dukes an'l before marnue3.sc6 ; (3) charges d'afliircs who
ue accredited, not to the sovereign, but to the minister of foreign affairs, have
BO recognized general precedence ; (4) military or naval attachijs of higher rank
than colonel in the army or captain in the navy, next to the head of the mission ;
(5) agents-general and consuls-general with but a'ter major-generals and rear-
a<lmirals ; (6) consuls-general with but after brigadier-generals and coinmo.
dorea ; (7) secretaries of embassy ; (S) secretaries of legation ; (9) military or
naval attaches of or under the rank of colonel In the army or captain In the
navy, next to the secretary of embassy or legation ; (10) consuls with but after
colonels in the army and captains In the navy ; (11) second secretaries of em-
bassy ; (12) second secretaries of legation; (13) vice-consuls with but after
m^ors in the army and lieutenants In the navy of eight years' seniority ; (14)
third secretaries of embassy ; (15) third secretaries of legation ; (16) consular
agenta with but after captains in the army and lieutenants in the navy of under
eight years' seniority ; (17) attaches.
7. Colonial Precedence gencralhj.—(\) Thn governor or lleutennnt-govcmor
or olflcer administering the governrnont ; (2) general in command of the troops
and admiral In command of the naval forces ; (3) the bishop ; (4) the chief
Justice ; (5) colonel or lieutenant-colonel In command of the troons and the
officer of equivalent rank in command of the naval forces ; (0) members of tho
• Town or fort majors, if officers nnder the. rank of captain, rank os tho
Junior captains in the garrison, and opothecarits after fifteen years' service
rtnk immediate'; before lieutenants.
execntive council ; (7) president of the legislative conncll ; (8) members el
the legislative council ; (9) speaker of the house of assembly ; (10) puisne
judges ; (11) members of the house of assembly ; (12) colonial secretary not
being in the executive council ; (13) commissioners or Government agents of
provinces or districts ; (14) attorney-general ; (15) solicitor-general ; (16) m^or
or other senior officer in command of the troops and the officer of equivalent
rank in command of the naval forces ; (17) the archdeacon ; (IS) treasurer, pay -
mister-general, or collector of internal revenue ; (19) auditor-general or inspector
of general accounts ; (20) commissioner of crown lands ; (21) collector o(
customs ; (22) comptroller of customs ; (23) surveyor-general ; (24) clerk of tho
executive council ; (25) clerk of the legislative council ; (2i3) clerk of the bouse
of assembly.
8. Precedence in The Dominion of Canada.— (I) The govemorgeneral or officer
administering the government; (2) general commanding tho troops and
admiral commanding the naval forces ; (3) lieutenant-governor of Ontario ;
(4) lieutenant-governor of Quebec ; (5) lieutenant-governor of Nova Scotia; (6)
lieutenant-governor of New Brunswick; (7) archbishops and bishops: (8)
members of the cabinet ; (9) speaker of the Senate ; (10) chief judges of thj
courts of law and equity ; (11) members of the privy council ; (12) generals
and admirals not in chief command ; (13) colonel in command of the troops and
naval officer of equivalent rank in command of the naval forces ; (14) members
of the Senate ; (15) speaker of the House of Commons ; (16) puisne judges ;
(17) members of the House of Commons ; (18) members of provincial executive
councils within their province ; (19) speaker of legislative councils within his
province ; (20) members of- legislative councils within their province ; (21)
speaker of legislative assemblies within his province ; (22) members of legis-
lative assemblies within their province.
9. Precedence in the Indian Empire,— (I) Governor- general and viceroy ol
India ; (2) governors of Madras and Bombay ; (3) president of the council of the
governor-general ; (4) lieutenant-governors of Bengal, the North- We.st Provinces,
and the Punjab when in their own territories ; (5) commander-in-chief in India I
(6) lieutenant-governors of Bengal, the North-West Provinces, and the Punjab ;
(T) chief justice of Bengal; (8) bishop of Calcutta, metropolitan of India; (9)
ordinary' members of the council of the governor-general ; (10) commandere-in-
chief in Madras and Bombay ; (U) commander-in-chief of the naval forces un-
less senior in relative rank to the above ; (12) chief justices of Madras, Bombay,
and the North-West Provinces ; (13) bishops of Maiiras and Bombay ; (14) ordi-
nary members of council in Madras and Bombay ; (15) cliicf commissioners and
resident at Hyderabad, and agents to the governor-general in RajpuUna. Cen-
tral India, and Baroda ; (16) puisne judges of the' High Courts of CalcutU,
Madras, Bombay, and tho North-West Pi'ovinces ; (17) military ofllcers above
major-generals ; (18) additional members of the councils of the governor- general ;
(19) secretaries to the Government of India ; (20) commissioner in Sind ; (21)
Juflges of the Chief Court in the Punjab ; (22) additional membera of the councils
of the governors of Madras and Bombay ; (23) chief secretaries to the Govern-
ments of Madras and Bombay ; (24) members of the legislative council of the
lieutenant-governor of Bengal; (26) ■vice-chancellors of Indian universities.
Fird class : (26) civilians of thirty-one years' standing and major-generals ;
(27) advocate-general, Calcutta ; (28) advocates-general, Madras and Bombay ;
(29) members of the boards of revenue, Bengal, Madras, and the North-West
Provinces, and commissioners of revenue and customs, Bombay ; (30) financial
commissioner, Punjab ; (31) judicial commissioners and recorder of Rangoon ;
(32) comptroller-general of occounts in India ; (33) commissioners of divisions
within their own divisions, and residents, political agents, and superintendents,
on pay of Es.2000 per mensem or more (not being collectors or deputy com-
missioners of British districts), within their own charges ; (34) civil and military
secretaries to Govemmeuts of Madras and Bombay, and civil secretaries to
Governments of Bengal, North-West Provinces, and Punjob; (36) surveyor-
general of India, and directors-general of the post-office and of telegraphs ; (30)
chief engineers, first class ; (37) archdoacous of Calcutta, Madras and Bombay |
(38) brigadier generals. Second class : (39) civilians of twenty-three years
standing and colonels ; (40) commissioners of divisions, and commissioners of
police, Calcutta ; (41) private sccreUry to the viceroy ; (42) residents, political
agents, end superintendents on pay of R8.2000 per mensem or more (not bcmg
collectora or deputy commissioners of British districts) ; (43) superintendent
of the trigonometrical survey ; (44) commissioner of inland customs ; (45) sani-
tary commissioner of the Government of India ; (46) superintendent of tho
Geological Survey; (47) inspector -general of forests in India; (48) standing
council to the Government of India; (40) military accounUnt - general ; (50)
directors of public instruction under local governments ; (5I)accountant-gencral
for local governments; (52) inspectors -general of police under local govern-
ments ; (6-1) director of revenue settlement and superintendent of revenue
survey, Madras, survey and settlement commissioners, Bombay, and com-
missioner of settlements, Punjab; (54) rcmembrancera of legal affaira and
Government advocates in the North-West Provinces, tlio Punjab, and
British Burniah ; (55) consulting engineera to the Government of India for
guaranteed railways, Calcutta and Lahore, and chief engineers (second and
Ihinl classes) under local governments-; (66) district and sessions judges, col-
lectora and magistrates of districts, deputy superintendent of Port Blair, and
the chief olflcer of each presidency municipality, witliiii their respective charges ;
(67) officers of the first class graded list of civil olllcos not reserved for members
of iho Covenanted Civil Service. Third class : (58) civilians of eighteen years
standing and lieutenant- colonels ; (59) political agents and suiienntendenU
on pay of Ks.lOOO and less than Rs.2000 per mensem (not being collectora or
deputy commissioners in British districts) within their own charges ; (80)
military secretary to tho Government, Punjab, ond civil sccrcUiies to local
administrations ; (01) private secretaries to govemora ; (62) directora of public
Instruction under local administrations ; (63) administrators-general, Calcutta,
Madras, and Bombay; (64) inspectora-general of jails and of registration,
sanitary commissionera. Inspectors, ond conservators of forests under local
governments, and postmasters -general i (65) accountants -general for local
administrations; (66) consulting engineer to the Oovemmcnt of India for
guaranteed railways, Lucknow, and chief and superintending engineera when
BccroUries to local administrations or to agents to the governor-general ; (67)
Inspectora-general of police under local administrations ; (08) senior chaplains ;
(09) superintendent of marine. Bombay; (70) master attendants; (71)»heilffs
within Iheir own charges ; (72) ofllcers in tho second class graded list of civil
offlcca not reserved for members of tho Covcnanteil Civil .Service. 1-ourlh
class: (73) civilians of twelve yeara' standing and majors; (74) tiolitiral agents
and Buperintendents of less than Rs.lOOO per mensem williiii their own
charges : (76) Government solicitors ; (76) In.spectore-goneral of Jails and ol
registration, saniUry comralaslonerH. and conservatore of forests under local
administrations; (77) ofllcera In the third clsas graded list of civil oBlccs not
reserved for membera of the Covenanted Civil Service.'
> "All ladles to take place according to the rank herein assigned to their
respoetivo huslanda, with tho exception of wives of Peera and of lodles having
precedence In England independently of their husbands and who are not In
rank below tho daughters of Barons, such ladles to take place according to
their several ranks with referenro to such precedence In Englsnd Immediately
ofter the wives of members of council at tho i.rcaidcuclcs lu India " l!Uiy*i
IKorronI, 18tb October 1876)..
668
P R E — P R E
10. Academical Precedence.— (I) Chancellora ; (2) high stewards ; (3> vice-
chancellors ; (4) rectora ; (5) principals; (6) heads of colleges and halls; (7)
doctors of divinity ; (8) doctors of law ; (9> doctors of medicine ; (10) doctors
of music; (11) bachelors of divinity; (12) proctors; (13) professors; (H)
masters of law ; (15) masters of arts ; (16) bachelors of law ; (17) bachelora of
medicine; (IS) bachelors of music; (19) bachelors of arts. Offices in the
universities are more or less different in each of them, and those which
are peculiar to any one vary so much from those which are peculiar to
the othei-s that it is not convenierit to enumerate and distinguish them.
Among graduates of all of them the senior take precedence of the junior
according to their several faculties and degrees and the relative antiquity of
their universities in the order of Oxford, Cambridge, St Andrews, Glasgow,
Aberdeen, Edinburgh, Dublin, London, Durham, Queen's, Sydney, Melbourne,
Catholic, Royal, and Victoria. (F. DR.)
PREDESTINATION is a tlieological term, sometimes
used with greater latitude to denote the decree or purpose
of God by which He has from eternity immutably deter-
mined whatever comes to pass ; sometimes more strictly to
denote the decree by which men are destined to everlasting
happiness or misery ; and sometimes with excessive strict-
ness to denote only predestination to life or election.'
The question to which the theory of predestination
supplies an answer, although it has a special interest to
Christian thought, yet arises in aU minds which are occupied
with the problems of human existence. That question is,
To what cause can we refer the diversities in human
character, fortunes, and destiny? The Greek tragedians
made it their business to exhibit the helplessness of man
in his strife against fate. Sometimes indeed they explicitly
distinguish fate from a mere pitiless and non-moral sove-
reignty and identify it with the Nemesis which pursues
hereditary or individual guilt; and sometimes — as in the
case of CEdipus— they foUow the history of the sufferer
for the sake of showing how the predestined and inevitable
transgression and punishment educate the character. But
the idea which fascinates and pursues them is that man can-
not escape his destiny, that his life is woven with a " shuttle
of adamant," and that when God means to destroy a man
He makes evil seem good to him (Soph., Antig., 622-24).
The Greek philosophy tended in the same direction ; and
the Stoic doctrine of necessity or providence, though based
on a broad and thoroughly philosophical view of nature
and of man's place in it, was entangled in the very difB-
ciilties which attach to Calvinism.
Among the Jews the Sadducees carried their defence
of free will so far as to deny predestination ; while the
' This restricted use of the term is favoured by Lutherans (" Ac-
cipitur prffidestinatio vel improprie, quomodo destinationem et ad
vitara et ad mortem complectitur, . . . vel proprie^ quomodo phrasi
scripturae tantum ordinationem ad vitara notat," Quenstedt). In
a different interest, the Westminster Confession seems to incline to
restrict the use of the word " predestinate " to the decree which secures
to some men life eternal, while for the obverse of that decree, by
which tlie rest of men are consigned to everlasting death, it prefers the
term " foreordained " : its words are, " By the decree of God, for the
manifestation of His glory, some men and angels are predestinated
unto everlasting life and others foreordained to everlasting death.
These angels and men, thus predestinated and foreordaitied," &c. Dr
Cunningham {Historical Theol, ii. 422) tells us th.it this distinction
is not grounded either on etymology or on the usage of theologians,
"but Calvinists, in general, have held that there is an important dif-
ference between the way and manner in which the decree of election
bears or operates upon the condition and fate of those who are saved,
and that in which the decree of reprobation, as it is often called, bears
or operates upon the condition of those who perish ; and the existence
of this difference, though \vithout any exact specification of its nature,
the compilers of the Confession seem to have intended to indicate, by
restricting the word 'predestinate' to the elect, the saved ; and using
the word ' foreordained ' in regard to the rest." Probably a signi-
ficance slightly more definite should, however, be attached to the
introduction of this distinction ; for as early as the age of Augustine
objection was taken to the e.\-pression " pradestinati ad interilum"
on the specific ground that it seemed to impose upon men a necessity
of perishing. And Bishop Davenant, while he does not shrink from
using the term " predestinate to death," gives this significant explana-
tion : " if by predestinating ad interitum we underetand the causing
and effectual working of any man's destruction, God cannot be said
prmdestinare ad interitvm : but if we only understand the foreordain-
ing of tliose to damnation whom God foresaw deserving and working
the same, we neither think nor speak otherwise than the orthodox
fathers did" {Animadversions^ kc, p. 41).
Pharisees and Essenes ran to the other extreme and left no
place for human freedom (Josephus, Antiq., xviii. 1, 3, 4 ;
xiii. 5, 9).
In Islam the subject of predestination has produced
endless controversy. The orthodox doctrine is thus stated
by Al-Berkevi. " It is necessary to confess that good and
evil take place by the predestination and predetermination
of God, that all that has been and all that will be was de-
creed in eternity and written on the preserved table ; that
the faith of the believer, the piety of the pious, and their
good actions are foreseen, willed, predestinated, decreed by
the writing on the preserved table produced and approved
by God : that the unbelief of the unbeliever, the impiety
of the impious, and bad actions come to pass with the
foreknowledge, will, predestination, and decree of God, but
not with His satisfaction and approval. Should any ask
why God willeth and produceth evil, we can only reply
that He may have wise ends in view which we cannot
comprehend." Some Mohammedan teachers (disciples of
Al-Ash"ari) endeavour to maintain the consistency of this
doctrine with man's freedom and responsibility ; but prac-
tically the Sunnite or orthodox Mohammedans believe that
by the force of God's eternal decree man is constrained to
act thus or thus. From this there has resulted, on the one
band, the Epicurean pessimism of 'Omar Khayyim —
" 'Tis all a chequer-board of nights and days
"Where destiny with men for pieces plays :
Hither and thither moves, and mates, and slays.
And one by one back in the closet lays " —
or the weak recklessness of the poet Faizi : " Before thou
and I were thought of, our freewill was taken from us ; be
without cares for the Maker of both worlds settled our
affairs long before we were made." On the other hand,
there has resulted the freethinking (Mo'tazilite) reaction,
to which the Shiahs incline and which rehabilitates freewill
at the expense of the divine sovereignty.
Within the Christian church there have in like manner
always existed two opposed beliefs regarding predestinar
tion, which have received their ultimate development and
expression in the Calvinistic and Arminian systems respect-
ively. The Calvinistic doctrine of predestination is that
"from all eternity God chose or elected some men — certain
definite persons of the human race — to everlasting life ;
that He decreed or determined certainly and infaUibly, and
not conditionally and mutably, to bring those persons to
salvation by a Redeemer ; that in making this selection of
some men, and in decreeing to save theni, He was not in-
fluenced or determined by anything existing in them or
foreseen in them — such as faith or good works — by which
they were distinguished from other men, or by anything
out of Himself, or by any reason known to us or compre-
hensible by us ; and that this eternal purpose or decree Ho
certainly and infallibly executes, in regard to each and
every one included under it ; while all the rest of men not
thus elected He decreed to pass by, — to leave in their
■natural state of sin and misery, and finally to punish eter
nally for their sin." The Arminian doctrine of predestina-
tion (see Arminius) is that God has from eternity decreed
to give eternal life to as many as repent and believe, and
foreseeing who shall repent and believe He has determined
to give life to these. The " peremptory " election of indi-
viduals to life eternal proceeds only on the foreknowledge
of their faith and obedience, so that, as the Remonstrants
explicitly affirmed, the decree proper in predestination is
that decree by which it is determined on what grounds or
conditions God assigns sinners to salvation.- The differ-
ence between these two views of predestination is wide,
and, when logically carried out, radical The Calvinist
' "Sententia Kemonstr.," in Hales's Letters from Dort, pp. 174-.
175 ; &Uo Apoi. Con/, Remonsir., p. 102.
PREDESTINATION
661'
maintains that God absolutely decrees the salvation of a
certain fixed number of definite persons, and in pursuance
of this decree infallibly secures their salvation; the Armi-
aian maintains that God's decree, so far as it concerns the
salvation of individuals, is conditional upon their use of the
means of grace. That which constitutes Arminianism is
the denial that God absolutely elects individuals to eternal
life ; and that which lies at the root of Calvinism, and out
of which all that is characteristic of the system springs, is
the afiSrmation that God does absolutely elect certain in-
dividuals to life eternal, and in pursuance of this decree
works in them all that constitutes life eternal. Accord-
ing to Calvinism, salvation is the work of God. Seeing
men to be all alike helplessly involved in sin and misery,
God determined to save some, not on account of any good
in them but for some inscrutable but necessarily wise and
jnst reasons, and because of this determination He gives
to those whom He wills to save, and enables them to receive
and retain, all that is involved in salvation, — renewal of
will, union to Christ, holiness of life, the indwelling Spirit.
The doctrine of predestination was first formulated in
the church by Augustine. The Pelagian idea that man
is competent to determine his own character, conduct, and
destiny was repugnant to him, and he strove to show
that the initial and determining element in the salvation
of the individual is not the human but the divine will.
He based his position upon the doctrine of original sin
and the consequent depravity of the will. This doctrine
represents the whole human race as involved in moral
rain, guilty and sinful, incapable of self-regeneration or
of willing what is good. By God alone, therefore, can
regeneration and deliverance be accomplished. The
salvation designed by God must not be allowed to depend
for its efficacy on the depraved and incapable will of man ;
it must be an absolute act of power on God's part.
Provision must be made not only for the oflfer but for the
acceptance of grace. In a word, grace must be effectual
or irresistible. Hence Augustine distinguished between
" assistance without which a thing cannot be done " and
"assistance by which a thing is done" (the Jansenist
adjutorium sine quo non, and adjuiorium quo, assisting
and eflBcacious or irresistible grace). By every device of
language he throws the whole work of salvation upon
God ("facit credentes," "data sunt et ipsa merita quibus
datur," "non solum mentes bonas adjuvat, verum etiam
bonas eas facit"). This is the distinctive characteristic
of the dispensation of redemption, that it depends not on
man's will but on God's. "^A dispensation which left
the salvation of man •dependent on his will was highly
suitable as a first one, suitable alike to the justice of the
Creator and the powers of the untried creature, and such
as we should naturally expect at the beginning of things ;
but such having been the nature of the first, the second
must, for that very reason, be a dispensation of a different
kind, effecting its design not by a conditional but by an
absolute saving act." This, absolute saving act being an
act of God, and it being maintained by all theologians
that whatever God Himself does in time He has from
eternity decreed to do, we have the doctrine of predestina-
tion. As Aquinas tersely puts the kernel of the Augus-
linian doctrine : " It is manifest that whatever is of
grace is the effect of predestination." With Augustine
grace is nothing else than predestination realized. Grace
is irresistible because it is God's instrument in fulfilling
His decree. This carries -with it a refutation of the three
modified forms of predestinarian doctrine which continually
seek to make good for themselves a position within the
church. It maintains (1) that men are elected not to
means of grace only but to grace itself. Salvation is
infallibly sec\ued to the elect (De Dono J'ersev., passim).
It maintains (2) that not nations or the church but
individuals are the object of predestination, — a certain
fixed number, " so certain that no one can be added to
it or taken from it" (De Corr. et Gratia, 13). And (3)
this predestination must be founded, not on foreseen good
in man, but on the inscrutable but necessarily just will
of God (De Frsed. Sanct., 17).i
As Augustine thus constructed the doctrine of pre-
destination as an integral part of the evangelical system,
he necessarily spoke ituch more of election than of re-
probation ; but he did not shrink from acknowledging,
with all intelligent predestinarians, that the election of
some involved the passing by (prseteritio) of the rest :
"for the rest, where are they but in that mass of perdition
where the Divine justice most justly leaves them 1 " (De
Dono Persev., 14). "If God from eternity absolutely
elected some unto the infallible attainment of grace and
glory, we cannot but grant that those who are not com-
prised within this absolute decree are as absolutely passed
by as the others are chosen" (Bishop Davenant's Animad-
versions, p. 4). All men being naturally under condem-
nation, it seemed to Augustine no injustice that in some
that condemnation should take effect ; and, if it is sug-
gested that it would at all events have been better had
all been saved, he is content to reply, " Who art thou,
O man, that repliest against Godl" He has no hesita-
tion, therefore, in using the expressions -" prsedestinati ad
interitum," or " ad jeternam mortem," or " damnation!
prsedestinati"; and in using these expressions he indicates
that there are some to whom God has decreed not to give
saving grace, and that He foresaw that these persons
would sin and be damned. He does not bring the decree
of reprobation into direct, and of course not into causal,
connexion with the sins of the reprobate, holding that,
while the decree of God is the efficient cause of all good
in the elect, the cause of sin in the reprobate is the evil
will of man. He denies that God's foreknowledge of
man's sin makes that sin necessary, but ho nowhere ex-
haustively discusses the distinction between foreknowledge
and decree. When pushed to defend God's justice in creat-
ing those whose damnation He foreknew, he responds to
the challenge sometimes by showing that, so far as the
Creator's responsibility is concerned, the creature which
sins with free will is of a higher kind than that which
cannot sin because it has no free will ; sometimes on
the ground that it contributes to God's glory that His
retributive justice should be manifested ; and sometimes
on the ground that in the destruction of sinners the elect
will see what God's goodness has saved them from.
About the middle of the 9th century Gottschalk
attempted to revive Augustinianism (see Gottschalk).
His teaching regarding predestination was precisely that
of his master, and as such it was maintained by Remigius
of Lyons in opposition to the blundering and intolerant
Hincmar of Rheims. Hincmar admitted predestination to
life and also the consequent abandonment of the rest of
men to their sinful state, and yet he mercilessly persecuted
Gottschalk for maintaining a predestination to punish-
ment, and sought to establish a distinction between leaving
men in a state which involves punishment and ordaining
them to punishment. Remigius exposed the futility of
such a distinction, and showed that " the abandonment
of a certain portion of mankind to the state of sin in
which they are born is predestinarian reprobation, whether
wo express it as abandonment to sin or as ordaining to
punishment." The discussion, however, extensive and
heated as it was, did not go deeply into, the substance of
the controversy. The incident which gave a distinctive
character to this period of the development of the doctrine
' See Mozley, Auguttinian Docirint of Pre^ali'uitwn,
670
PREDESTINATION
was the appeal fpr aid •wiich Hincmar made to John
Scotus F.rigena ; for in the tract on predestination which
Erigena' wrote in response to this appeal he introduced
the terms and methods of philosophy and sought a solu-
tioH for the problem in the nature of God. He argued
that, God being eternal, foreknowledge and predestination,
which are temporal relations, could only improperly be
predicated of Him. He argued also that sin and its con-
sequences in death and misery are nonentities, the mere
corruption, defect, or privation of their opposite realities,
and that therefore they can neither be caused by God nor
be known by- Him. Reprobation is therefore impossible!
Still further, he argued that eyil is only a stage in the'
development of good, and that the ultimate issue of the
development is universal return to God. This orthodoxy
was considered more dangerous than the heresy it was
called in to resist. Prudentius, Ratramnus, Lupus, and
Florua denounced the introduction of this style of discus-
sion, for which indeed the mind of the church was not at
that time prepared. Not only did interested individuals
resist the teaching of Erigena, but two councils condemned
his treatise as containing " hsereses plurimas, ineptas quses-
tiunculas; et aniles paene fabellas, pluribus syllogismis
conclusas, Scotorumque pultes puritati fidei nauseam in-
ferentes." Accordingly no additional light on the problem
was received by the church at this time.
This controversy, however, was merely the prelude to" a
discussion which was maintained throughout the scholSstlc-
period, and in which the Thomists adopted the more rigid
Augustinian view, while the Scotists leaned to Semi-
pelagianism. Anselm and Peter Lombard were moderately
and guardedly Augustinian. Thomas Bradwardine (arch-
bishop of Canterbury, d. 1349) complained that almost
the whole world had fallen into Pelagiapism, and strenu-
ously opposed this tendency.- But It is in Aquinas
(Summa, 1, Q. xxiii.) that we find the clearest and most
compact treatment of the subject. His doctrine is sub-
stantially that of Augustine. Li express terms he teaches
that predestination is an essential part of the divine
providence, and that, as some, and these a fixed number,
are ordained to life eternal, so by the same divine
providence others are allowed to fail of this end (" et hoc
dicitur reprobare"). He teaches further that this pre-
destination does not depend upon any foreseen difference
of character (" prsescientia meritorum non est. causa vel
ratio prsedestinationis "). Aquinas derives his doctrine of
predestination directly from his doctrine of God (not from
his anthropology, as Augustine had done). His idea of
God was the Aristotelian "first mover, itself immoved."
That God is in all things by His power, presence, and
essencg he explicitly maintains against three forms of error
regarding the connexion of God and the world. The divine
wiU is the cause of all things past, present, and to come.
But the contribution made by Aquinas consists in his
theory of the divine concurrence, by which he seeks to
provide a philosophical basis for Augustinianism. The
divine providence governs all things by means x>i two
great classes of secondary causes, the necessary- cr natural
and the contingent or voluntary. The mediate or proxi-
mate causes of all that takes place iii the natural world
are necessary ; the proximate causes of human action are
the voluntary motions of the will. But both are set in
motion by God, the First Cause : as the actings of natural
causes remain natural, though they are moved by God, so
do the actings of voluntary causes remain voluntary though
moved by God.^ But obvioiisly this theory leaves only
an appearance of free will. "Free will is here reconciled
^ **6icnt nstnralibus causis, movendo ieas, Bon aufert quin actus
earom sint naturnles, ita movendo cansas voluntarias, non aufert quin
•Jctionea earom eint volnntari», sed potioa hoc in eia faoif*
and made consistent with the divine power, hronght inlc
the same scheme and theory. But it is of itself a sufficient
test that a system is necessitarian, that it maintains the
divine power in harmony with free will. The -will as an
original spring of action' is irreconcilable with the divine
power" — at least with the scholastic idea of the divine
power — " a second first cause in nature being inconsistent
with there being only one First Cause." Besides, every
theory of predestination which bases itself on the idea that
God is the sole originating and true cause must give an'
account of the origin of evil. Aquinas recognizes this and
endeavours to meet the "requirement by showing (1) that
to a complete universe all Hnds of creatures are requisite,
not only the highest but the lowest ; (2) that there cannot
be a perfect universe without the existence of free will,
but that this involves the risk of evU ; and (3) that evil
is a negation. Of these arguments there are hints in the
writings of Augustine and Erigena, and none of them is
satisfactory, alQiough they certainly point in the right
direction.
At the Reformation the discussion was drawn back from
the endeavour initiated by the schoolmen to find for the
doctrine of predestination a scientific basis in the nature
of God and His connexion with the world. The moiv
circumscribed method of AuguSline was reverted to, and
it was deemed, sufficient to show, that predestination wa."*
indispensable to the ideas of grace which found a response
in the devout Christian consciousness, and that it was Id
harmony with Scripture. Not Only Calvin, but much mort-
unguardedly Luther, and even Melanchthon in the earliest
(1521) edition of his Loci Communes, taught the rnost
rigid Augustinian doctrine. In the later editions (1535,
1543) Melanchthon greatly modified his opinions and
inclined more to the synergistic view, though even in thii.
he was not thoroughgoing. But the attempt to terminate
the synergistic controversy saddled the Lutherans with
a symbol — the formula concordix — which, awkwardly
enough, rejected both, the Semipelagian theory of co-opera-
tion and the Augustinian doctrine of predestination. The
consequence has been that later Lutheran theologians, in
their efforts to purge their church of this inconsistency,
have devised the theory that man, imableas he is to will
any good thing, can yet use the means of grace, and that
these means of grace, carrying in themselves a divine
power, produce a saving effect on all v.ho do not volun-
tarily oppose their influence. .Baptism, e.g., confers grace
which, if not resisted, is saving. And Qod, foreseeing
who will and who will not resist the grace offered pre»
destinates to life aU who are foreseen as believers.
The theory of Calvin {Inst., i. 15-18; iii. '21-24) need
not be detailed, because it is Augustinian not only in ita
substance but in the methods and grounds by which it is
sustained.^ . Hagenbach {Hist, of Doctrines, iii. 103) and
others have indeed asserted that Calvin held the supra-
lapsarian theory, and in so far differed from Augustine.
But . in order to prove Calvin or any one else a supra-
lapsarian it is not enough to show that he believed that
the faU was decreed, for this is admitted by Augustine
and all sublapsarians ; it must 'be shown that, the fall'
was decreed as a means to^vards carrying but a previout
decree to save some and leave others to perish, — a view which
Calvin turns from as an otiosa curiosiias. The supra-
lapsarian view was, however, adopted by Beza and other
Calvinists, as it had been held by some of the Augustinian
schoolmeTi ; and indirectly this led, to the reopening of
the controversy in the beginning of the 1 7th century.
For it-is'said to have been the extreme supralapsarianism
of Perkins wliich repelled Arminius from Calvinism and
" Compare Burnet, On the XXXIX. A rtides, and Mozley's A urn-it
Sod I where thU agreement is affirmed.
P R E — P R E
671
led him to promulgate the opinions whicli are known m
Arminianism, and wliich led to the summoning of the
synod of Dort (see Aeminius and Dort). The canons of
Dort, -while not definitively exclusive of supralapsarianism,
are favourable to the sublapsarian view; and the West-
minster divines followed the lead of Dort in constructing
their Confession so as to admit of signature by either party.
Meanwhile the Church of Home had been torn by
similar diversities of opinion. The council of Trent was
careful not to offend the Dominicans by explicitly repudi-
ating Augustinian doctrine. But, as time went on, the
Jesuit Molina (q.v.) stirred the sleeping controversy by a
well-meant and decidedly able attempt to reconcile free
will and God's foreknowledge. A still more serious dis-
turbance was created by the strenuous efforts of Jansen
to revive the decajring Augustinianism of the church.
But neither then nor in more recent times has anything
essential been added to the argument on either side ; and
untiil our knowledge of the freedom of the will becomes
more scientific — that is, more accurate, thorough, and
reliable — it is impossible that the argument can advance.
During the last two centuries the discussion in England
has turned not so directly on the truth or falsity of
Calvinism as upon the question whether the Church of
England Articles are or are not Calvinistic. This question
has been reopened at various times — at the dismissal of
Baro from the Margaret professorship at Cambridge at the
close of the 16th century; on occasion of Dr Samuel
Clarke's plea for Arian subscription ; in connexion with
the Wesleyan claim that the Articles favoured Arminianism;
and again, in this century, in the Bampton lectures of
Archbishop Lawrence. The arguments which may be
gathered from the actual terms of the seventeenth Article
itself are very fairly stated by Bishop Burnet, who, though
himself an Arminian, frankly allows that Calvinists can
8ign the Article with less scruple than Arminians, " since
the Article does seem more plainly to favour them." The
historical facts regarding the theological school to which
the framers of the Articles belonged are very fully given
in Goode's Effects of Infant Baptism}- In Germany, not-
withstanding Herder's dismissal of the subject of pre-
destination with the curse, " May the hand wither that
shall ever bring it back," theologians stiU range them-
selves in opposite camps, — Kliefoth, Frank, and Sartorius
advocating the Augustinian doctrine, -while Thomasius,
Hofmann, and Luthardt attempt a middle course.
Lipsius justly observes that the eolution of the problem of pre-
destination is the solution of the religious problem in general.
The Augustinian theory is not an isolated doctrine which may bo
accepted or rejected without any material alteration of fundamental
lieliefs. It is rather a deliverance upon the relation which subsists
between God and the world,— that is, upon the radical problem of
philosophy. No .doubt it is rather in a theological than in a
philosophical interest that the subject has usually been debated.
It has been felt that the Augustinian theory accords better with
the devout humility of the religious spirit, and lays a sure ground
for hopeful confidence ; while the opposed theory is considered to
be more likely to excite human effort and secure a more satisfactory
level in conduct, if not a higher spiritual condition. Both parties
have been influenced by a perhaps somewhat officious zeal for the
•divine reputation, the one party oeing concerned to maintain God's
sovereignty, the other His goodness. Our ignorance of the divine
nature, and our inability to apprehend the subtlety of His connexion
with the world, have not been sufficiently allowed for by either
party. Is God the absolute sovereign withoiit whose will no indi-
-vidua! act is done f Is Ho in all things by His essence and will t
Then the Calvinistic scheme seems alone legitimate. As Calvin
himself argues, if God has not absolutely decreed all things, then
"ubi erit ilia Dei omnipotentia, qua secundum arcanum consilium,
<juod aliunde non ptntlet, omnia modcratur!" (/iw.'., iii. 23, 7).
And yet, if God's sovereignty is thus universal, can the freedom of
the human will be preserved in more than nameV Is not t)io world
^ A review of the contiovcr^y and its literature will Iw found in
Cunningham's Rrformers nnd T/ifotoij!/ of l/ie Jte/um.Kvjiyiv.; «nd,
on the other side, H\rdwick's Hist, o/ the Articles may bo contulteJ.
of haman thought and action reduced to a mere play of puppets a
pantheistic sham ? If God's will has determined all that is to be,
what real power of origination is left to man 1 He who determines
upon a certain event sets in operation such causes as will produce
it, and is himself its proper efficient cause. If God is thus the real
cause of all that is, the universe would seem to be merely God
evolving himself, and there has been no true creation, no bringing
into being of wills separate from His own.
The grave difficulty, therefore, -with which the strict doctrine of
predestination has always to contend is its apparent inconsistency
with human accountability. It is accused generally of colliding with
human freedom, and particularly of representing God as the author of
sin. This consequence of their teaching Calvinists repudiate. They
maintain that by God's foreordination of whatsoever comes to pass
"violence is not offered to the will of the creature"; and they have
adopted various methods of relieving their doctrine from the odium
of this charge. The character of an act has been separated from
its substance or actuality, and, while its character is ascribed to
man's free will, its actuality is referred to God's sustaining energy.
Or it has been supposed that God may have created men with the
power of originating action, go that, though dependent upon God
for life, yet when kept in life men can act freely. But this scarcely
meets the difficulty, for Calvinism maintains that each individual
act is determined by God. Others again prefer to relegate these
seeming contradictions to the region of the unknowable, and to say
■with Locke : " I cannot have a clearer perception of anything than
that I am free, yet I caunot make freedom in man consistent with
omnipotence and omniscience in God, though I am as fully per-
suaded of both as of any truth I most firmly assent to ; and there-
fore I have long since given off the consideration of that question,
resolving all into the short conclusion that if it be possible for God
to make a free agent, then man is free, though I see not the way
of it." (M- D.)
PRE-EMPTION. See Sale.
PRELATE. See Abbot and Bishop.
PRELLER, Fkeedeich (1804-1878), German landscape-
painter, was born at Eisenach on 25th April 1804. After
studying drawing at Weimar, he went in 1821, on Goethe's
advice, to Dresden, where he made such progress that in
1824 he was invited to accompany the grand-duke of
Weimar to Belgium, where he became a pupil in the
academy at Antwerp. From 1827 to 1831 he studied in
Italy, and in the last-named year he received an appoint-
ment in the Weimar school of art. ■ In 1834-36 he exe-
cuted in tempera six pictures on subjects taken from the
Odyssey in the "Roman House" at Leipsic, in 1836-37
the landscapes with scenes from Oberon in the Wieland
room in the grand-ducal palace at Weimar, and in 1836-
48 six frescos in Thuringian subjects commissioned by the
grand-duchess. In 1840 he visited Norway and produced
a number of easel works, some of which are preserved at
Weimar. In 1859 he revisited Italy, and on his return
in 1861 he completed for the grand-ducal museum the
landscapes illustrative of the Odyssey, which are held to
constitute his chief claim to fame, entitling him to rank
with Poussin and Claude Lorraine in the hierarchy of
painters. Preller, who was also a successftd etcher, died
at Weimar on 23d April 1878.
PRELLER, LvD-ma (1809-1861), author of well-known
works on Greek and Roman mythology, was born at Ham-
burg on 15th September 1809. He studied philology at
Leipsic under Gottfried Hermann, at Berlin under Bockh,
and at Qijttingcn under O. Miiller, graduating at the last-
named university in 1832. After " habilitating " as privat-
docent in Kiel, ho was called in 1838 to an ordinary pro-
fessorship at Dorpat, which, however, he speeddy resigned
along with several other German professors in consequence
of misunderstandings with the Russian governing body.
He afterwards spent some time in Italy, but settled in
Jena in 1844, where ho became professor in 1846. In the
same year ho removed to Weimar as head librarian and
hofrath. In 1853 ho travelled in Greece and Asia Minor.
His death occurred at Weimar on 2 let June 1861.
Preller's chief works oro — Daruter k. f'crsfj^heme (1837), Gritchischt
Mylhologic [\iU(fh; 3d ed., 1872-75), and RUT.ntclu Mythohriit
(1858 ; 8d ed., 1878). He olso co-opcrr.tod with H. Hitter in i\.e
preparation of u Udoful liittiria philcxp.'ia ^mca tt romanx
672
P K, E — P R E
txfoniium locis coniexU (1838; 4th ed., 1869), and contribated
extensively to Ersch and Gruber's Allgem. Encykl.
PRENZLAU, or Prenzlow, a town of Prussia, in the
province of Brandenburg, lies on the lower Ucker See, 60
miles north by east of Berlin and 30 miles west by south
of Stettin. It is a busy little place with various branches
of industry, among the chief of which are wool cleaning and
spinning, iron-founding, and sugar-refining. A good deal
of tobacco is grown in the neighbourhood, and there is a
cigar manufactory in the town. A brisk trade is carried
on also in cattle and grain. The Gothic church of the
Virgin, dating from 1340, is one of the finest churches in
the district, and the remains of the old town gates and
walls are also interesting. In 1880 Prenzlau contained
16,933 inhabitants, nearly all Protestants and many of
French descent. The garrison consists of about 800 men.
Prenzlau is first mentioned in a document of the close of the 12th
century, and received its municipal charter in 1235. As the capital
of the old Ucker mark it was a frequent object of dispute between
Pomerania and Brandenburg until finally incorporated with the
Utter about 1480. It was at Prenzlau that .Prince Hohenlohe, with
his corps of 12,000 men, surrendered to Murat on the retreat after
the battle of Jena.
PRERAU (Slav. Prerov), one of the oldest towns in
Moravia, lies on the Beczwa, 13 miles to the south-east of
Olmiitz. It is an important railway junction and carries
on a considerable trade. The chief industries are sugar-
boiling (from beetroot), rope-making, and the manufacture
of agricultural and other machinery. The only buildings
of interest are the old castle, once occupied by Matthias
Corvinus, and the Gothic town-house. The population in
1880 was 10,985.
PREROGATIVE, in law, is an exclusive privilege of
the crown. The word, originally an adjective, is derived
from the centaria prxrogativa, or century which voted first
on a proposed law \rogatio) in the Roman comitia centuriata.
In" English law, Blackstone says, " by the word prerogative
we are to understand the character and power which the
sovereign hath over and above all other persons, in right
of his regal dignity ; and which, though part of the common
law of the country, is out of its ordinary course. This is
expressed in its very name, for it signifies, in its etymology,
something that is required or demanded before, or in pre-
ference to, all others; and, accordingly, Finch lays it down
as a maxim that the prerogative is that law in the case of
the king which is law in no case of the subject " (Stephen's
Gomm., vol. ii. bk. iv. pt. i. ch. vi.). The prerogative is
sometimes called jura regalia or regalia, the regalia being
either majora, the regal dignity and power, or minora, the
revenue of the crown. The word "prerogative" is used to
denote the whole privilege of the crown or any part of it ;
in the latter sense it may be used in the plural number.
The theory of English law as to the prerogative of the
king seems to be not quite consistent. On the one hand,
he is a perfect and irresponsible being, holding his ofiice
by divine Hght ; "Victoria, by the grace of God of Great
Britain and Ireland Queen,"' is still the heading of every
writ. On the other hand, his powers are defined and
limited by law. This is laid down as early as the 13th
century : " Rex non debet esse sub homine sed sub Deo
et sub lege, quia lex facit regem " (Bracton, 5b), — a strik-
ing contrast to the rule of Roman law, "quod principi
placuit legis habet vigorem." A consequence of this posi-
tion is that the prerogative may be confined or extended
by the supreme legislative authority, and that the courts
have jurisdiction to decide whether or not any alleged right
falls v/ithin the prerogative. The prerogative of the crown,
still of great extent, has been gradually limited by a long
* There is no difference in the prerogative as exerciser by a king or
a queen regnant, so that the word "king" in its constitutional sense
includes (Jiieen. That the queen regnant has the same rights as a
)ang was declared by 1 Mary sess. 3, c. 1.
series of enactments, the most worthy of notice being
Magna Carta, Confirmatio Cartarum, Prerogativa Regis,
the Petition of Right, the Habeas Corpus Act, the Bill of
Rights, and the Act of Settlement. (See England. ) 'Where
a prerogative was abolished by statute, in some instances
compensation was granted in return for the surrender, in
others no compensation was given. An example of tho
former is the statute 12 Car. II. c. 24, by which excise
duties were granted to the crown in return for the aboli-
tion of military tenures and their incidents ; of the latter,
the statute 16 Car. I. c. 20, abolishing the prerogative of
imposing comptilsory knighthood or a fine in its place.
The prerogative has also been limited by judicial decision
and by tacit abandonment. Thus monopolies were de-
clared illegal (in the respectful language of ^he judges the.
queen was held to have been deceived in her grant) in the
reign of Elizabeth by The Case of Monopolies (11 Coke's
Reports, 84), and the right to exclude a member from par- y
liament was abandoned by the same queen in 157.1. The ■
most important of the obsolete prerogatives, other than
those named, which have been at one time claimed and
exercised are the following. (1) The right to impose a tax
upon the subject without the consent of parliament was thei
subject of contest for centuries. Sums were raised at various
times under the names of talliage, scutage, hydage, subsidies,
aids, benevolences, tonnage and poundage, tolls, ship-money,
tenths, fifteenths, &c. (2) The right to dispense with tho
obligation of statutes, by the insertion in a grant of the
clause non obstante s'atuto, was - frequently asserted by the
crown down to the Revolution. An end was finally put
to this and the last right by the BiU of Rights. (3) The
right of purveyance and pre-emption — that is, of buying up
provisions at a valuation without the consent of the owner
— and the right of impressing carriages and horses were
finaUy abolished by 12 Car. II. c. 24. (4) The authority
to erect tribunals not proceeding according to the ordinary
course of justice was declared illegal by 16 Car. I. c. 10
(the Act dissolving the Star Chamber, the court of the
marches of Wales, and the court of the president and
council of the north). (5) The revenue from first-fruits
and tenths, annexed to the crown by Henry VIII., was
vested by Queen Anne in trustees for the augmentation of
poor benefices, 2 and 3 Anne c. 11. This is what is
usuaUy called "Queen Anne's bounty." (6) The right of
corody— that is, of sending one of the royal chaplains to be
"maintained by a bishop until the bishop promotes him to
a benefice— has become obsolete by disuse. (7) 'The right
by forfeiture to the property of a convict upon his convic-
tion for treason or felony was abolished by the Felony Act,
1870. (8) The immunity of the crown from payment of
costs has been taken away in almost all cases. The crown
is liable to co^s in revenue cases by 18 and 19 Vict. c.
90, in petitions of right by 23 and 24 Vict. c. 34. (9)
The right to alienate crown lands by grant at pleasure was
taken away by 1 Anne c. 8, passed in consequence of the
improvident alienations of land by William III. In very
few cases has the prerogative been extended by statute ;
34 and 35 Vict. c. 86 is an example of such extension.
By. that Act the jurisdiction of lords-lieutenant of counties
over the auxiliary forces was revested in the crown.
The prerogative may be exercised in person or by dele-
gation. The prerogative of conferring honours is generally
(though not necessarily) exercised by the kh.„ in person,
as in the case of investment with knighthood and military
or civil decorations. The delegation of the prerogative
often takes place by commission, issued with or without a
joint address from both Houses of parliament. An ex-
ample of a commission issued on a joint address is tho
commission to inquire into the existence of corrupt prac-
tices after an election (15 and 16 Vict. e. 57). In most
PREROGATIVE
673
cases a commission is issued by the prerogative alone Tvith-
out any address from parliament ; thus the assent of the
crown to a Bill may be given by commission, and rights of
command may be granted by commission to officers in the
army and navy. The delegation of the prerogative in judi-
cial matters is illiistrated by commissions of the peace and
commissions of assize. The prerogative may still further
be delegated by a delegate ; thus commissions of lunacy
are and commissions of bankruptcy were issued by the lord
chancellor as the representative of the crown. Parts of
the prerogative — generally in the nature of profit, and so
in derogation of the reveaue of the crown — may be con-
ferred upon subjects by grant in letters patent, which will
be presumed after enjoyment by the subject for a certain
time. What in the king is a prerogative becomes a fran-
chise in the subject, e.y., chases, warrens, wrecks, treasure-
trove, courts-leet.
The existing preroratives may be divided, with Blackstone, into
snch as are direct and such as are by way of exception ; or perhaps
better, with Chief Baron Corayns, into those affecting external
relations and those affecting internal relations. Under the first
class would fall the power of making war and concluding peace.
As incidents to this power the king has the right of sending and
receiving ambassadors, of concluding treaties, and of granting pass-
ports, safe-conducts, letters of marque, and reprisals. These rights
may be limited by international agreement ; thus the Declaration
of Paris, 1856, abolished privateering as far as the assenting jiations
(of whom Great Britain was one) were concerned.
The prerogatives affecting internal relations may be conveniently,
if not scientifically, classified as personal, political, judicial, ecolesi-
BStical, and fiscal.
Personal. — In order that there may always be an existing head
of the state the king is regarded as a corporation. He cannot die ;
there can be only a demise of the crown, — that is, a transfer of the
royal authority to a different person. On the same principle the
king cannot be under age, though in cases where the king has been
of tender years a protector or regent has usually been appointed
for administrative purposes. The king is personally irresponsible
for" crime or tort, it being an ancient common law maxim that the
king can do no wrong, and that any injury suffered by a subject at
the hands of the king is to be attributed to the piistake of his
advisers. A curious coijseq«ence of this irresponsibility is that the
king is apparently the only person in the realm who cannot under
any circumstances arrest a suspected felon, for no action for false
imprisonment would lie against him, and in the event of the arrest
of an innocent person,there would bo a wrong without a remedy. He
cannot be guilty of laches or negligence. The maxim of tho common
law is "Nullum tempijs occurrit regi." This is still tho law in
criminal matters. With a very few exceptions, such as prosecutions
for treason and offences against tho customs, no lapse of time will
in England (though it is otherwise in Scotland) bar tho right of tho
crown to prosecute. In civil matters tho crown is barred of its
right in suits relating to land by the lapse of sixty years (9 Geo.
III. c. 16). The king is exempt from taxation on the gri'ind
that, as tho revenue of the realm is his prerogative, it is useless for
him to tax himself. But lands purchased by tho privy purse are
Kable to taxation (39 and 40 Geo. III. c. 88, b. 6J. He is also
exempt from tolls (which can only exist as a franchise granted by
him), aud from tho poor-rate, as he is not mentioned in tho Poor
Law Acts. His person cannot be arrested, or his goods distrained
or taken in execution. The privilege of exemption from taxation
applies to his palaces and to the public buildings of the state. No
kind of judicial process can bo executed in a palace as long as it
continues to bo a royal residence. Tho privilege docs not attach
to palaces which the king has ceased to use as a dwelling, such as
Hampton Court, with tho one exception of Holyrood House, with
the precincts, which still affords a sanctuary from civil process. It
does not, however, protect criminals or crown debtors. The king
has also several personal privileges of minor importance, such as
the title of " majesty," the right to a royal salute, to the use of tho
royal standard and of special liveries, &c.
Political. — Tlio king is the supreme executive and co-ordinato
legislative authority. As such authority he has tho attribute of
sovereignty ' or pre-eminence, and tho right to tho allegiance of his
subjects. All land is mediately or immediately held of him (see
Land). Land derelict suddenly by the sea, land newly discovered
by Bubjecta, and islands arising in the sea are his. As paramount
authority in parliament he can dissolve or prorogue it at pleasure,
but cannot prolong it beyond seven years. In theoryparliament
' The word " sovereign " is frequently applied to the king in legal
works. It Bhould be borne in mind at tlio snino time tlint tlio king is
not a sovereign in the strict sense in which tho term is used by Austin.
only exists at his will, for it is summoned by his writ, and the
vote for a member of parliament is only a franchise, not a right
existing independently of his grant. He can refuse his assent
to a BiU passed by the Houses of parliament. This right has,
however, not been exercised since 1707, when Queen Anne re-
fused the royal assent to a Scottish Militia Bill. The king has
power to issue proclamations and (with tho assent of the privy
council) orders in council, in some cases as part of the ancient pre-
rogative, in others under the provisions of^an Act of parliament.
Proclamations are only binding so far as they are founded upon and
enforce the laws of the realm. . They cannot alter the common law
or create a new offence. By 31 Hen. VIII. c. 8 it was enacted
that the king's proclamations should, under certain conditions,
have the force of Acts of parliament, but this Act was repealed by
I Edw. VI. c. 12. The king is not in general bound by an Act of
parliament unless named therein. He can, by virtue of his supreme
executive authority, recall a subject from abroad, or forbid his leav-
ing the realm by the writ of ne exeat regno. This writ at the pre-
sent day is not used for state purposes, but merely to prevent a
party to an action from going abroad. To order aliens to leave the
realm is apparently a matter not falUng within the prerogative, as,
where such a course is necessary, an "Act of parliament is passed ;
II and 12 Vict. c. 20 is an instance of such an Act passed for a
temporary purpose. The right of the crown to grant letters of
denization to aliens is preserved by 33 and 34 Vict. c. 14, 8. 13. The
king is the fountain of honour ; as such he has the valuable power
of granting peerages at will, so far as he is not Restrained by any
Act of parliament, and so far as he keeps within certain constitu-
tional limits, e.g., he cannot insert a shifting clause in a patent of
peerage. He also confers all other titles of honour, whether here-
ditary or not, and grants precedence and armorial bearings. The
great officers of state are appointed by the king. The only restric-
tion upon the creation of ofBces is that he cannot create new offices
with new fees attached to them, or annex new fees to old offices,
for this would be to impose a tax upon the subject without an Act
of parliament. The king, as head of the state, is in supreme com-
mand of the army and navy for the defence of the realm. This
right, contested by the Lon^ Parliament, was finally declared by 13
Car. II. c. 6 to be in the king alone. All supplies for the mainte-
nance of the army and navy are voted annually so that it is prac-
tically impossible for the king to use his position to the detriment
of the state. The army is an annual institution, the Army Act of
each session (which corresponds to the Mutiny Act passed annually
up to 1978) reciting the provision of the Bill of Eights, "that the
raising or keeping a standing army within the kingdom in time of
peace, unless it be with consent of parliament, is against law."
The right of command carries with it as an incident the right to
buUd forts and defences, to impress seamen in case of necessity, aud
to prohibit the importation of munitions of war (39 and 40 Vict c.
36, 8. 43), also the right to the soil of the foreshore and of estuaries
of rivers, and the jurisdiction over teiTitorial waters. (See Navi-
gation Laws. ) Other rights which fall under the political branch
of the prerogative may be called the commercial nghts, including
the coining of money, the regiilating of weights and measures, the
establishing of markets and fairs, and the erecting of beacons,
lighthouses, and sea-marks. The king also has the power of con-
stituting corporations. A royal grant to inhabitants makes them a
corporation tor the purposes of the grant. The king is presumed
to be tho visitor of all civil corporations. As parens palrim he is
ex officio guardian of infants, idiots, and lunatics. It is scarcely
necessary to point out that all these prerogatives (except the con-
ferring of honours and such prerogatives as ar- purely personal) arc
exercised through responsible ministers, practically in these days
members of the party to which the majority of the House of Com-
mons belongs. Thus the jurisdiction over infants, &c, is exorcised
in England by the lord chancellor, and over beacons, kc, by tho
Trinity House, under the general superintendence of the Board of
Trade.
Judicial. — The king is the fountain of justice, and the supreme
conservator of tho peace of tho realm. " By tho fountain of justice,"
as has been well said by Blackstone, " the law does not nioar tl.o
author or original, but only tlio distributor. Justice is not derived
froni the sovereign, as from his/r« gift ; but ho is tho steward of
the public, to dispense it to whom it is due. Ho is not the spring,
but tho reservoir, from whence right and equity aro conducted, by
a thousand channels, to every individual " (Stephen's Comm., vol. ii.
bk. iv. pt. i. ch. vi. ). Tho king was bound to tho observance of
justice by tho well-known words of Magna Carta, "Nulli ven-
dumus, nulli nogabimiis aut diffeienuis, rectum aut justiciam." As
supreme judge the king has tho appointment of all judicial officers
(other than those in certain local courts), who act as his deputies.
Ho may constitute legal courts for tho administration of tho general
law of the land, but no cannot erect tribunals not proceeding ac-
cording to tho known and established law of tho realm, sucli as
tho Stnr Chamber (see above) or the commissions of martial law
forbidden by tho Petition of Right Nor can he add to tho juiis
diction of courts ; thui he cannot give a spiritual court temporal
XIX. — 8 1;
674
P R E — P R E
powers. In tarly times the kings sat in person in the curia regis.
The growth of a permanent judicature seems to be due to the
increase of judicial business, making it impossible for the king to
hear all the suits in the curia regis in person. Appeals from the
colonics, the Channel Islands, and the Isle of 5Ian still lie to the
crown in council, a jurisdiction now practically exercised by the
judicial committee of the privy council. The king is still (or was
until very recently) in theory present in court. Actions in the
Queen's Bench were until modern times said to be coram rege ipso,
and the king could not be non-suited, for a non-suit implied the
non-appearance of the plaintiff in court. The king enforces judg-
ment by means of the sheriff, \yho represents the executive authority.
As supreme conservator of the peace, the king, through the lord-
lieutenant in counties and through the lord chancellor in cities
and boroughs, appoints justices of the peace. In the same capacity
he is the prosecutor of crimes. All indictments still conclude with
the words "against the peace of our lady the Queen, her crown
and dignity." As it is the king's peace that is broken by the
corami-ssion of a crime, the king has, as the offended party, the
power of remission. The king cannot be sued by ordinary action.
He may sue by ordinary action, but he has the advantage of being
able to use prerogative procSss (see below). He has the right of
intervention in all litigation where his rights are concerned, or in
the interests of public justice, as where collusion is alleged between
the decree nisi and the decree absolute in divorce. Cro\vn debts
have priority in administration and bankruptcy.
Ecclesiastical. — The king is recognized as head of the church by
26 Hen. VIII. c. 1 and 1 Eliz. c. 1. By this prerogative he con-
venes and dissolves convocation and nominates to vacant bishop-
rics and other ecclesiastical preferments. He is also guardian of the
temporalities during the vacancy of a see, but this is now merely
a nominal prerogative. The dean and chapter of a cathedral can-
not proceed to the election of a bishop without the king's per-
mission to elect (congi d'ilire). When any benefice is vacant by
the promotion of the incumbent to a bishopric other than a colonial
bishopric the king has the patronage pro hac vice. He is the
supreme court of appeal in ecclesiastical cases. This appellate
jurisdiction is now vested in the judicial committee of the privy
council, with the assistance of archbishops and bishops as assessors
(39 and 40 Vict. c. 59, s. 14). The king cannot create new ecclesi-
astical jurisdiction in England or in colonies other than crown
colonies. (See Bishop.) Where a new bishopric is created it is
under the powers of an Act of parliament. It seems to be as head
of the church that the king grants licences to hold in mortmain,
though the right now extends to lay as well as ecclesiastical corpora-
tions. The right is acknowledged by 7 and 8 Will. III. c. 37.
Fiscal. — The theory of the constitution is that the king, being
entrusted with the defence of the realm and the administration of
justice, must have sufficient means given him for the purpose.
The bulk of the revenue of the Norman and Plantagenet kings was
derived from crown lauds and feudal dues. At the present day the
rents of cro\vn lands foim a very small part of the revenue, and the
feudal dues do not exist except in the pecuniarily unimportant
cases of escheat, royal fish, wrecks, treasure-trove, waifs and strays,
kc. Of the revenue a comparatively small part (the civil list) is
paid to the king in person, the rest (the consolidated fund) is
applied to public purposes.
Prerogative process. ■ — This is the name given to certain methods
of procedure which the croivn alone has the right of using ; such
are inquest of office (an inqiiiry by jury concerning the right of the
crown to land, or woods), extent (a mode of execution), scire facias
(for tlie resuniptiou of a grant), and information (by which pro-
ceedings are commenced in the name of the attorney-general for a
public wrong or for injury to crown property).
Prerogative Writs. — Certain writs are called "prerogative writs,"
as distinguished from wiits of right, because it is within the pre-
rogative to issue or reissue them. In order to induce the court to
issue them a prima facie case must bo made out by the applicant.
Writs of right, on the other hand, are ex dcbito jiLstitite, and cannot
be refused. Examples of prerogative writs are certiorari, habeas
corpus, mandamus, procedendo, prohibition, guo warranto.
Prerogative Courts. — This was the name given to the provincial
courts of Canterbury and York, as far as regarded their jurisdiction
over the estates of deceased persons. They had jurisdiction to
gi'ant probate or administration where the diocesan courts could
not entertain the case owing to tho deceased having died possessed
of goods abovft the value of £5 {bona notabilia) in each of two or
more dioceses. The jurisdiction of the prei'ogative courts was
transferred to the Court of Probate in 1357 by 20 and 21 A'ict. c. 77,
and is now vested in the Probate, Divorce, and Admiralty Division
of the High Court of Justice by the Judicature Act, 1873 "(36 and 37
Vict. c. 66, s. 34).
In the State of New Jersey, United States, the court having juris-
diction over probate matters is called the Prerogative Court (Kent's
Vomm., vol. ii. p. 427).
Besides the aii'horities cited and the writers on cnnstitutional history, the
rwuler ia referred to Allen, Inquiry into the Rise and Growth of tht Kvyat Pr^-
rogalive in England ; Chitty, The Prtrngaiive cfthe Crown ; Rtaunforde, Expwi.
tion of the Jiittg's Prerogative ; Comyna, Digest, art. " Fnerogative" ; Broom,
Constitutional Lavi. (J. Wf.)
PRESBYTER. Towards the end of the 2d century the
organization of the Christian congregations throughout
the Roman empire, at least of all the greater ones, waa
identical. At the head of each was the bishop, whose
function it was to conduct public worship, control the
church funds, and keep watch over the manners of his
flock. The free prophets and teachers having almost
everywhere died out, the duty of religious instruction and
edification also fell on him. In conducting the worship
and in ministering to the wants of the poor he was assisted
by the deacons as his subordinates. The presbyters formed
a college, whose business was that of advising the bishop.
Of this college he was the president, and as such he was
himself a presbyter, and conversely the presbytery, in-
clusive of the bishop, formed the governing body of the
community.! Outside of the presbj^eiy the individual
presbyter as such had no definite ofiicial duties. If he
baptized, celebrated the eucharist, preached, or the like,
this was only as commissioned and deputed by the bishop.^
Such deputation was frequently necessary, and therefore
the presbyter behoved as far as possible to be qualified to
teach. As member of the college, which before everything
had to do with jurisdiction and discipline, it was required
of him that he should be of blameless life, that he should
administer just judgment without respect of persons, and
that in private life also he should as occasion offered exhort
and admonish the faithful and set before them the law of
God. The presbyters, who as a rule were expected to be
men of advanced years, were, like the bishop and the
deacons, chosen by the congregation. Their number was
unrestricted, but there were small communities in which
they did not exceed three or even two. In rank they
were above the deacons, but below the bishop, yet in such
a way that the bishop could call them his " co-presbyters." '
As the bishop was not unfrequently chosen from among
the deacons, even although in many congregations it may
have been the case that the office was invariably bestowed
on presbyters, and as the deacons stood in closer personal
relation with the bishop than the presbyters, cases of
invasion of the rights of the latter by the former began to
occur from an early period. There can be no doubt that
at the end of the 2d century all presbyters were elected
office-bearers, but the way in which Irenacus speaks makes
it quite clear that at an earlier date "presbyter" was also
a title of honour borne by worthy and prominent persons
in the congregations, who, in virtue of their advanced
years, were witnesses for the purity of tradition. Irenasus,
frequently speaking (as he does) of bishops simply as
"presbyters," also proves that there must have been a
time in which the bishop as member of the " S3rnedrium "
of the church cannot have held a higher position than
the other members of this college.
Tracing the history upwards from Irenaeua, we find in
the Epistles of Ignatius, which may be assigned perhaps
to about 140, the presbyters holding essentially the same
' TertnlL, Apol., 39: " Prsesidcnt probati quique seniores, honoreic
istuiu non pretio sed tesliraonio adepti."
" TertuU., De Bapt., 17 : " Baptismi dandi habet jus summas sacer-
dos, qui est episcopus ; dehinc presbyteri . . . non tamen sine episcopl
auctoritate." In the oldest constitution of the Catholic Church which
lias come down to us relating to presbyters a regular service of some
presbyters in public worship is indeed presupposed (Kavoves ^kkXtj-
(TiaoT. T. ay. atroffrbXtjiv, c. 18), but this fact is unique of its kind.
^ Compare the regulations laid down in the Arabic text of the
Cajiones Ilippolyti (c. 4) : "At the ordination of a presbyter every-
thing is to be done as in the case of a bishop, save tliat he does not
seat himself upon the throne. The same prayer also sh.all be said as
for a bishop, the name of bishop only being left out. The presbyter
shall in .ill things be equal with the bishop save in the matters of prd-
aiding and ordaining, for the power to ordain is not given bim."
PRESBYTER
675
position as they have at the end of the century. With
Ignatius also the presbyters come into account only as a
college ; according to him they constitute a senate, as it
were ; he compares them to the college of the apostles,
hut gives great prominence to their subordination under
the bishop, whom he likens to our Lord Himself. Except
in the Ignatian Epistles, however, one finds the presbyters
holding a different position within the Christian commu-
nities of the period from 90 to 140. This is not at all
surprising, for there was not at that time any rigid and
Jiiiform organization of the congregations at all ; as yet
no one bishop stood at the head of each congregation, and
as yet the church constitution was not determined by
the idea of office alone, that of charismata (spiritual gifts)
still having wide scope alongside of the other. Church
organization was still influenced by a variety of ways of
looking at the question — ways which sometimes crossed
each other, and from the combination of which it cannot
be doubted that a variety of constitutions resulted. We
are not in a position to give a complete view of these, the
historical material being insufficient, but points of leading
importance can be established. Before all it is of conse-'
quence to recognize that in the congregations a threefold
organization had place. (1) The duty of edifying and of
preaching the gospel was not yet attached to an office but
to a charisma. " Service in the word " was the business of
apostles, prophets, and teachers who had been awakened
by the Spirit and by the Spirit endowed. These were the
■jy-yoi'/icvot in the congregations; they alone in the first
instance form the class of persons entitled to honour in
Christendom ; they never belonged to any one congregation
exclusively, but were held to be "organs of the Spirit,"
given by God to the whole church. (2) In so far as each
local church embraced a system of higher and lower
functions — each was indeed a little world to itself — ^it
possessed a governing body (otKovo/ioi). For the care of
the poor, for worship, for correspondence, — in a word, for
its " economy," in the widest sense of that word, the con-
gregation needed controlling officials. These were the
bishop and the deacons, — the former for higher, the latter
for inferior services ; they owed their official position to
the congregation, and in the nature of their offices there
was, strictly speaking, nothing which could have laid the
foundation of any special rank or exaltation. Many of
the functions discharged by them nevertheless had the
result of making the post of a bishop a very influential
one (charge of the worship, control of the funds), and
in so far as their service rested upon a charisma (xapiafjt.a
Tij? dvTiX.iijiJ.xj/eui's) a certain inner relation between them
and the teachers endowed with the gift of the Spirit was
established. (3) In so far as the individual congregation
"was an actual organism in which the varieties of age, of
sex, of experience, of manner of life, and of ethical culture
continued to exist and which hiid to bo admonished, dis-
eiplincd, and heeded, it from the nature of the case divided
itself into leaders and led, a distinction which would assert
itself in every sphere of the congregation's activities. The
leaders were, as might be expected, the " elders " (oi 7rp«T-
8vT(poi), or, so to speak, the patrons ; the led were the
" younger " members (oJ veuTepoi). Out of this distinction
arose equally naturally — for it was impossible for all the
"elders " to take part in the conduct of affairs — the separa-
tion of an elected ruling college (of. Trpea-fivTfpoi ol Trpo'itr-
■rdnd'oi) from the ttXtJ^os (plebs, Aao'9). Thus an "order"
(ordo) arose, placed over the congregation by the congrega-
tion itself.i To the presbyters belonged a np-r] KaS^xoiKTo,
— that is to say, the honour which naturally came from their
' Tertull., De exhort, cast., 7: " Diffcrcntiam inter ordincin et
ylebem conslituit ccclesix auctoritas et honor per ordinis conscssum
•anctificatu3,"
position in life. In some congregations it may have been
long before the elders were chosen, in others this may have
come very soon ; in some the sphere of the competency of
the presbyters and patrons may have been quite indefinite
and in others more jirecise. In some congregations, lastly,
as in those of Asia Minor, the presbyters may have enjoyed
particular honour for the special reason that they had
knovra apostles or disciples of apostles personally ; ^ in the
majority of congregations this was not the case. With
the congregational administration, properly so called, in
any case, they had nothing to do.
We may call the first-named organization the spiritual,
the second the administrative, the third the patriarchal.
It is obvious that from the first it was impossible they
should coexist side by side without coming into contact.
Here two facts are of the highest importance. (1) If in
any congregation prophets and teachers were wanting,
then the administrative officials charged themselves with
their function.^ (2) The bishops had as such a seat and
a voice in the presbyters' college ; every bishop was at
the same time a presbyter, whether old or young, but
every presbyter was not necessarily also a bishop. In
many communities, indeed — as, for example, at Philippi,*
at Ephesus,^ and in Crete * — all the presbyters may possibly
also have been bishops, although this is by no means cer-
tain ; but in other cases — as, for example, in that of Rome,
as we learn from the Pastor of Hennas — all presbyters
were not also bishops. Thus it is not the case that origin-
ally the bishops were simply identical with the presbyters,
and that the one bishop was a gradual development out
of the presbyters' college ; on the contrary, the attributes
of presbyters and bishojis were originally distinct. ' But,
since the bishops had a seat and a voice in the college
and exercised special functions of importance besides, they
ultimately acquired a higher place.
The office of presbyter was not during the oldest
period (90-140) a spiritual one. The apostle, the pro-
phet, the teacher, in a certain sense also even the old
bishop and deacon, had a spiritual character, for they pos-
sessed a charisma. It was not so with the presbyters ;
they had no charisma, and the respect in which they were
held arose out of the natural position which they took
within the congregations. Hence the newly-discovered
AtSa^Tj tQv d-n-oaroXiov has nothing to say at all about
presbyters, but only about apostles, prophets, teachers,
bishops, and deacons. The design of that writing was to
give those institutions of the apostles which are peculiar
to the Christian community. The system of leaders and
led is, however, a matter of order ; ifc does not depend
upon the special Christian charismata, and therefore
does not impart to the Christian community its peculiar
character. But, on the other hand, that the community is
God's building is shown by such marks as these, that the
apostles spread the gospel by their inspired preaching, that
prophets and teachers edify the churches, that everywhere
bishops and deacons are found at work in the churches,
endowed with the gift of government and of loving service.
Other communities also — towns, temples, synagogues, and
the like — have presbyters, but they have no persons
endowed with the gift of the Spirit. A sure proof of
the correctness of the view just given is found in the cir-
cumstance that before the time of Domitian wo do not
' Compare what ia said by Papias, Irenxus, and also by Clement
of Alexandria.
' See AtSaxh tuii' iwotTiXwv, 15. According to 1 Tim. v. 17 those
presbyters arc to bo counted worthy of special lionour ol-Koriufrrt iy
\6yti) Kal SiSa<rKa\i^ But this makes it plain that ths presbyters were
under no oblig.ation to teach.^
* Polyc, Ad Philipp., 5, 6, 11.
» 1 Tim. and AcU XX. 17, 28.
• V.n to Titus.
676
P R E — P R E
possess in Christian literature a single sure testimony to
the existence of presbyters. In the genuine epistles of St
Paul and in the Epistle to the Hebrews they are not
mentioned. In 1 Cor. xii. 28 Paul says that God has
given to the church apostles, prophets, teachers, miracles,
gifts of healing, help, government ; but of presbyters he
has not a word to say. Even from passages where he is
gpeaking of the jurisdiction of the congregation — as, for
example, in 1 Cor. v., vi. — the presbyters are absent, while
in Phil. i. 1 it is the bishops and deacons that he mentions.
In the Epistle of James, in the First Epistle of Peter, in
the Acts of the Apostles, and in the pastoral epistles the
presbyters certainly occur, but no one is able to show
that any of these writings are earlier than the age of
Domitian. Even Clement of Rome {Ad Cor., 42, 4) does
not say that the apostles had appointed presbyters in the
congregation ; he speaks only of bishops and deacons.
For this very reason is the statement in Acts xiv. 23 to be
looked upon with suspicion. It would be much too pre-
cipitate to assert that before the time of Domitian there
were no presbyters in the Christian churches ; on the con-
trary, it may be assumed that the distinction between
"elder" and "younger" would not fail from the very
first to assert itself in these communities, organized as they
were so largely on the model of the family. But in this
there is no reason for assigning any special importance to
the distinction. Out of it there grew very gradually a
special rank and gradually the presbyters had assigned to
them definite functions ; or, in other words, the functions
which they had exercised from the first, of exhorting,
rebuking, superintending, became recognized ecclesiastical
duties and privileges. There is accordingly no need for
answering the question whether the Christian "elder" 's
akin to the Jewish or to any kind of heathen "elder."
This, however, can well be affirmed, that the pattern o,'
the civic senates was not without its influence upon the
later development of the presbyterate. As for the com-
munities of Jewi.sh Christians, we know nothing certain
about their constitution, and are therefore unable to say
anything definite about their presbyters.
See Hatch, Organization of the Early Christian Churches (2d
ed., 1882), and Harnack's excursus in the German translation
of this woi'k (1883) ; also Harnack, Die Lehre der zwolf Apostel
(1884). (A. HA.)
PRESBYTERIANISM
THE Presbyterian form of church government began at
the Reformation and attained development only in
the churches commonly called " Reformed." The Saxon
Reformers were not indeed fundamentally averse to Pres-
byterian principles. Melanchthon, for instance, expressly
declared that no minister, without a college of elders and
the consent of worthy members of the congrega.tion, might
excommunicate; and, in a letter to Nuremberg (1540),
P)Ugenhagcn, Jonas, Luther, and Mclanchthon say, "Resti-
tuatur et excuniniunicatio . . . adhibitis in hoc judicium
senioribus in qualibet ecclesia." . On the other hand, the
" Reformed " churches did not a"ll accept tlie system, e.y.,
Zwingli and the Zurich congregation.
In 1 .526 John Brenz drew up at Halle (Swabia) a scheme
including ciders, ministers chosen from the elders, and
coimcils, by which the elders were chosen by the Govern-
ment, who also had the final decision in all questions of
importance. Franz Lambert, at the same time, provided
for the church at Hesse provincial synods, representative
of the churches, and a general or land synod, under the
control of the Government. Within the limits of a con-
gregation the .scheme was purely congregational. At
Ziegenhain in 1539' a decided advance was made towards
autonomy, as only half the elders, who had extended
powers, were there cliosen by the Government. Zwingli
theoretically gave the power to the congregation, practic-
ally to the civil ])ower, as being the representative of the
church. In Basel in 1529 the clergy alone had the power
of church discipline. In 1530, however, Q^colampadius,
fearing a spiritual tyranny, wished to join a body of elders
with the clergy, to be chosen by the council partly from
its own body and \5artly from the congregation, four from
each, who with the clergy would form the " censorum
consensus." But the council, fearing the hnperium in
imperio, preferred four colleges, one for each parish, each
college being formed by two. members of the council, one
of the congregation, and the minister ; and the council
also retained the final decision regarding excommunication.
At Strasburg (1531) the council created an assembly of
the ministers of the seven churches, with three life elders
from each, nominated by the council. In 1 534 this system
was modified : ordinary matters were settled each fort-
night by the minister and three of the twenty-one elders.
Difficult questions were carried to the twenty-one, and
discipline, short of excommunication, to them with the
seven ministers. Capito's system at Frankfort differed
from this in that only three out of nine elders were elected
by the council, and that the office was for three years only. ,
These all remained mere theories, limited, fragmentary,
and abortive. Calvin set himself to create a majestic
and comprehensive system and to give to it the double
authority of ai'gumentative statement and practical realiza-
tion. He saw that the impulses and the aspirations of the
Reformation were, for want of discipline, robbed of S, large
part of their dynamic force. He threw these forces and
aspirations into the mould of his own genius, developed
order out of tiimult, and created a definite, yet elastic code,
which should match the discipline of Rome and at the same
time frustrate the anarchical tendencies of extreme Pro-
testantism. The contrast with Luther is complete : Luther
created, Calvin fashioned ; " the watchword of the one was
war, of the other order." Calvin, surrounded by Catholic
powers, felt more strongly than Luther that a definite pro-
test as to church government was necessary. His leading
principles are that — (1) a separate ministry is an ordinance
of God {List., iv. 3, 1-3) ; (2) ministers duly called and
ordained may alone preach and administer sacraments (iv.
3, 10); (3) a legitimate ministry is one where suitable per-
sons are appointed with the consent and approbation of the
people, but that other pastors should preside over the elec-
tion to guard against inconstancy, intrigue, or confusion
(iv. 3, 15), the final act of ordination, the laying on of
hands, being confined to the pastors; (4) to co-operate with
the pastors there should be "governors," whom he "appre-
hends " to be persons of advanced years, selected from
the people to join with the pastors in admonishing and in
exercising discipline (iv. 3, 8) ; (5) 'discipline, the ordering
of men's lives, is all-important and is the special business of
the governors aforesaid. Calvin arrived at these principles
as follows. From Eph. iv. 1 1 sq., Rom. xii. 7, and 1 Cor.
xii. 28 he deduced five orders, of which three — apostles,
prophets, and evangelists — were extraordinary and hac
lapsed, but two — pastors and doctors — were for all time
Doctors are concerned only with interpretation and exposi-
tion, pastors with preaching, sacraments, discipline. From
the jjastors some are singled out (1 Tim. v. 17), called,
and ordained to " labour in the word," to occupy them-
selvss, in y?.«cf charges, with preaching and administering
PRESBYTERIANISM
G77
sacraments ; while the rest are invested with jurisdiction
in the correction of manners and witli the care of the poor.
For, although Christ gave to the whole congregation the
power of excommunication, as in the Jewish Sanhedrim,
and although, therefore, the elders are to use. their power
only with the consent of the congregation, yet the crowd
are not to rule, lest arbitrariness and confusion enter.
Deacons (or elders who have the care of the poor) are of
two kinds, those who administer alms and those who
attend to the sick. For additional sanction to his views
Calvin often refers to the primitive church and the writ-
ings of the fathers. But with respect to this his position
is best indicated" by his own words in the preface to the
Tns/.iiuies : " We so read their writings as always to keep
in \iew the saying of Paul (1 Cor. iii. 21-23) that all things
are ours, to serve us that is, and not to rule over us, while
we ourselves belong to the Lord, whom, without exception,
we must all obey." (1) His system, whUe preserving the
democratical theory in so far as it recognized the congrega-
tion as the holder of church power, was in practice strictly
aristocratic, inasmuch as the congregation is never allowed
any direct use of that power, which is invested in the ^hole
body of elders; and the system constantly tended to
development in the aristocratic direction. (2) The great
object is discipline of life: "We come now to the third
branch of the power of the church, and that which is the
principal one in a well-regulated state, which, we have
said, consists in jurisdiction. The whole jurisdiction of
the state relates to the discipline of manners" (iv. 11, 1).
In his correspondence too Calvin is ever on this subject,
while the eldership itself is celdom mentioned ; at Stras-
burg his mind was constantly occupied with it ; it was
the first business that he set his hand to in Geneva ; it
was for insisting upon this that he was banished ; and he
made it his first condition for return (iv. 1 2). (3) Although
the Presbyterian form of church government has to thank
Calvin for its vertebrate existence, he nowhere makes the
true church depend upon this or any other form of govern-
ment. The inner life is what ho insists upon, not the out-
ward form ; all that is needed for a true church, ho asserts,
is the word of God duly preached and the pure adminis-
tration of the sacraments. He held the jus divhnim of the
ministerial oflttce as admitting of no question — "that mode
of governing the church by its ministers which the Lord
appointed to be of perpetual continuance" (iv. 3, 1-3) —
but the manner in which the ministerial office is divided
is to some extent in his mind a matter of argument and
" apprehension." The same elasticity and desire for adapta-
tion may often bo noticed in his words, as, for example,
when on the very question of election of ministers, whether
it should be by the congregation or not, he says, "Wo must
be guided in this respect by times and circumstances "
(Henry, i. 37 1).' Nor does he put forward any theory as
to the Idetails — the ndmber, method of choice, or period of
office. All these he leaves to each individual church. (4)
He does not include synods as necessary. Should contro-
versy arise respecting doctrine (iv. 9, 13), there is no
better or more certain remedy, ho says, than to assepble a
council of true " bishops," in which the controverted doc-
trine may be discussed. Regarding the question histori-
cally he gives to the ancient councils a modified approbation,
but he denies the power of councils to frame new doctrine.
With regard to the relations between the church and
* On the question of the jus divinnm of the eldership, 8ee Lorimer, On
the Eldership, especially the trnct therein by James Outline, who first
suggested the idea in the middle of the 17th century, and two papers
in the Rernrds of the First Oemral I'resln/terittn Council, 1877 (pp. 62,
98), by Dr Caims and Professor Lee, in the latter of which it is stated
with wonderful confidence that "Calvin himself holds that wo may
re3t the doctrine of a divine warrant for the ruling eldership on the
grooad mentioned in Inst. , iv. 3, 8. "
the state, Calvin was utterly opposed to the Zwinglian'
theory, whereby all ecclesiastical power was handed over
to the state. The political administration, he says, is as
necessary to human weakness as are food and light and
air ; but it has not the right to legislate for religion or
divine worship, though it must take care that the gospel
religion is not insulted or injured. "The church of God
stands in need of a certain spiritual polity, which, however,
is entirely distinct from civil polity, and is so far from
obstructing or weakening it, that on the contrary it highly
conduces to its assistance and advancement" (iv. 11, 2).
"The church does not assume to itself what belongs to the
magistrate, nor can the magistrate ejecute that which is
executed by the church." Thus, the magistrate imprisons
a man for drunkenness ; the church excommunicates him,
and regards him spiritually as an outlaw. Should he re-
pent, the magistrate takes no cognizance of his repentance,
but the church can do so by allowing him to return to
communion. The magistrate makes laws, and God makes
laws; the breach of the one is a "crime," that of the
latter is a " sin," though perhaps no crime ; it is with the
sin that the church deals. The magistrate may neglect
to punish magisterially; the church, with spiritual penalty,
supplies the neglect.
But, though the church disclaims interference with the
domain of the state, she expects the state to support her.
Indeed, while Calyin utterly abjures the thought of an
imperium in imperio, while he spends much labour in
showing how the papacy, by continual encroachments,
secured the civil power, and in condemning this confusion
of two distinct spheres of action, the function of giving
support to the chiu-ch is in the Calvinistic system really
the raison d'etre of the state. In a very remarkable passage
(iv: 20, 3) Calvin's position is clearly shown. A well-
ordered state, that for which the best of the popes strove,
is a theocracy. There can be no question as to what
doctrine is right, for the law of God, the only possible
doctrine, is plainly stated in the Bible. That law is the
highest thing that a state can regard ; it is indeed the very
life of the state, and the position of the state towards the
church follows at once. The words " toward the church "
alone introduce th^ difficulty. They should bo "toward
God." 'If the state fail to support tlie church, it fails to
support, not a human, but a divine organization. In the
infliction of punishments, for example, the magistrate
should regard himself merely as ex'ecuting the judgments
of God. So that the objection of the imperitim in imperio,
the assertion that the church claims spiritual liberty inde-
pendent of tho judgment of the state, while at the same
time insisting on tho support of that state whose authority
she thus disregards, falls to tho ground. The civil magis-
tracy is as much a divine institution as is the ministry of
Christ ; the state and the church are as much one as are
the veins and tlio blood which permeates and vivifies them.
The fallacy in all this is obvious. The argument neces-
sarily presupposes a theocracy, and such a thing did not
exist in Europe. A state church, claiming at once inde-
pendence of the state and support from the state, must
bring about contest and complication where the state is
not prepared to recognize the claim. The impmum in
imperio difficulty (expressed most briefly- by James I.'s
" No bisho]>, no king ") arises acutely at once, however
much tho church may refuse to admit it. This was the
case in Scotland. And where, as was tho case in Franco,
it is not a state church but a union of persons holding a
religion, and therefore views on important matters, which
difTer from those of the Government, cpjin-ssion must arise
in an age ignorant of religious liberty, and flic oppressed
will become a political party opposed to the Government^
however much they may disclaim tho position.
678
PRESBYTERIANISM
[GE^EVA.
It can now be seen how far Calvin was able to carry
out his theory. JBut for his life the theory, like those
■which preceded it, would probably have had no universal
historical interest.
The course of events in Geneva had developed a theo-
cratical feeling ; and the essence of a theocracy seemed
gained when the citizens were summoned by tens in
1.53j6 to swear the confession contained in Calvin's first
Catechism (really an analysis of the Institutes). They
swore as citizens, and those who refused lost their citizen-
ship. As soon, however, as Calvin attempted to make
this a reality trouble followed. His ruling idea was dis-
cipline, and this was exercised against both the moral
and the spiritual libertines, — against those who objected
to the discipline of manners and those who disliked sub-
mission to the confession. As the reins were drawn
tighter these two bodies gained influence in the council,
and inveighed against the new popedom. At length, in
1538, when Calvin, Farel, and Conrad refused to give the
communion in a city which, as represented by the council,
would not submit to church discipline, the storm broke
out. The three preachers were banished, and Calvin re-
tired to Strasburg. This refusal of the sacrament is im-
portant as a matter of ecclesiastical history, because it is
the essence of that whole system which Calvin subsequently
introduced, and which rests on the principles that the
church has the right to exclude those who, according to
her judgment, appear unworthy, and that she is in no
way subject to the state in matters of religion. For the
present the state had refused to admit the claims of the
church. Calvin laid down as the conditions of his return
the recognition of the church's independence, the division
of the town into parishes, and the appointment by the
council of elders in each parish for excommunicatit>n.
The feeling, however, was for three years too strong ; the
banishment was confirmed on the specific ground that the
insistence on excommunication was an attempt at despotic
power. Calvin's absence left the to^Ti a prey to anarchy :
one party threatened to return to Romanism, another to
give up their independence to Bern. It was felt to be a
political necessity to recall Calvin, and in 1541 he returned
on his own terras. Meanwhile he had been maturing and
carrying out his S3-stem (Inst., iv. 8) in the French and
Walloon churches in Strasburg.
By the Ordonnances Ecclesiastiques de I'Sglise de Geneve,
which represent the terms on which Calvin consented to
be pastor in Geneva and which were published on 20th
November 1541 in the name of Almighty God by the
syndics, the small and great councils, and the people, there
are, as in the Institutes, the four orders, — pastors, doctors,
elders, deacons. (1) The pastors preach, administer the
sacraments, and, in conjunction with the elders, «^xercise
discipline. In their totality they form the "venerable
compagnie." It was the duty of each minister, with the
elders of his parish, to be diligent in house-to-house visita-
tion, to catechize, and, generally, to supervise familj' life.
After being approved as to knowledge and manner of life,
and ordained by the pastors already in office, and settled
in a fixed charge by the magistrate with the consent of the
congregation, the Piewly-.nade pastor vowed to be true in
office, faithful to the church system, obedient to the laws
and the civil government (with reservation of freedom in
doctrine and the rights of office; compare Becket's "saving
our order " ), and, in especial, to exercise discipline with-
out fear or favour. (2) The doctors teach the faithful in
sound learning and guard the purity of doctrine. They
too are subject to "discipline." (3) The work of the
elders (" Anciens, Commis ou D6putez par la Seigneurie ou
Consistoire ") Calvin regarded as the sinew and essential
6ub>tance of the system. They were the bond of union
between church and state, and therefore the most important
element of the theocratic gowrnment. Their business was
to supervise daily life, to warn the disorderly, and to give
notice to the consistory of cases requiring church chastise-
ment. They were nominated by the small council and
confirmed by the " two hundred." Two were chosen from
the small council, four from the "sixty," eight from the
"two hundred"; some were to live in each quarter, that
the whole might be well supervised. After a year's pro-
bation an elder might be dismissed or confirmed by the
small council. If confirmed, he held ofl^ce for life. To
form the "consistoire " or church court, all the elders, with
the pastors, met every Sunday under the presidency of one
of the four syndics. This court was erected purely as a
means to secure discipline. It could award punishments
up to exclusion from the sacrament. It had, too, great
authority (with appeal to the civil Government) in marriage
questions. An officer of the Go-vernment was placed at its
disposal to summon persons before it ; should they refuse
to appear, the Government itself compelled attendance.
Moreover, the consistoire was bound to give notice of every
excommunication to the Government, which attached to it
certain civil penalties : "et que tout cela ne face en telle
sorte que les ministres n'ayent aucune jurisdiction civile
et que par ce consistoire ne soit rien derogu6 k I'authorite
de la seigneurie, ni k la justice ordinaire, ainsi que la
puissance divine demeure en son entier."
The inevitable quarrel arose in 1546-53, when the
council overruled the decision of the consistory in a ques-
tion- of excommunication. The deniers of the autonomy
of the church referred to the clause which laid down that
excommunications were to be notified to the small council;
but Calvin argued that the aim of this was merely that in
extreme cases the Government should support the action of
the church, not criticize it, and he won the victory. His
position gradually became stronger. In 1557 banishment
was awarded to any one who contemned the sacrament or
the sentence of the consistoire. In 1560 it was ordered
that the names of the elders should be published, honoris
causa; and in the same year the appearance of state con-
trol, by the presence of a syndic with his staflT of office at
the consistoire, was done away with. He was present, but
not officially as a syndic, and without his stafi".
It should be noticed (1) that the provision that in cer-
tain cases the censure of the consistoire should be followed
by civil penalties is in keeping with the theocratic view.
So too is the provision that members of political bodies
flone were eligible to the eldership. The rights of the
church as distinct from the state authority were preservtd
by the condition that the meeting of the consistoire was
summoned by the ministers. (2) In the Institutes ecclesi-
astical power is ascribed to the congregation, to be exer-
cised by foreknowledge of and in agreement with the acts
of the ecclesiastical jurisdiction. But in the Ordonnances
the congregation as a unit is passed over in silence as
regards discipline and the choice of elders. (3) It must
be remembered that Calvin never professed to regard this,
as a perfect plan, but as good as under the circumstances^
he could hope for. It was a compromise, and showed the
practical character of the man. If he could secure the
essence of his longed-for church discipline he was wiUing
to waive the question of privilege.
To sum up the characteristics of early Presbyterianism
— ^(1) It is an organization for discipline. "Whatever else
they may be, the elders of the Reformed churches are,
primarily, 'censors of morals. (2) The institution claims
the triple ground of Scripture, history,' expediency. (3)
The Lutheran doctrine of universal priesthood is wanting.
(4) No voice is raised for the choice of elders by the
congregation. As to eligibility there is as little anxiety •
<rOI!^Nn I
i^KESBYTEHIANlyiM
670
Srenz says, " from among the citizens " ; CEcolampadius
ind Capito, partly from the Government, partly from the
congregation ; Calvin theoretically leaves it unsettled, but
in practice gives it only to the political bodies. As to
period of office, Capito wishes for regular- change ; the rest
leave it in theory undetermined. Geneva retained .per-
manence as the rule and change as the exception. (5)
oynods have no place except with Lambert.
In 1549 Lasky, who had established a flourishing church
&t Emden, was driven to London. There in 1550 he
became superintendent of the foreign congregation, which
was independent of the state church, but which was in-
tended by the king to serve as a model to be followed when
England should be ripe for reform. This church was in
two congregations, French and German. The French kept
the Genevan system, the German a modification of it. In
this latter tte ministers, elders, and deacons were chosen
by the written votes of the congregation, with revision
and final decision by ,the officers already existing, though
any objection on the part of the congregation must be
duly considered. The strictest discipline was carried out.
^fot merely the congregation but the ministers also were
subject to the elder.s. Every three months ministers and
elders came together for mutual censure. Deacons were
subordinate to the elders. The. eldership was for life,
the diaconate for a year. The essential difference be-
tween this and Calvin's system is that here the congre-
gation has a very real though a limited share in the
choice of the officers ; the ground-work of Lasky's prin-
c.'ple is subdued Congregationalism. Lasky held also that
the ministers should have a, fixed president, selected from
themselves. This office he regarded as a permanent one.
Under the Marian persecution the London system found
in a modified form a new home in Frankfort and on the
lower Rhine. At Frankfort, in the French congregation,
in choosing elders, the church council selected twice as
many names as were wanted, and out of them the con-
gregation made its choice.'^
Scotland. — The initial conditions of Scottish Presby-
terianism are seen in the historical facts — (J) that the
Reformation was the form taken by the triumph of a
violent and grasping aristocracy over the encroachments
of the sovereign and an alien church ; and (2)»that John
Knox was its spiritual leader. Under his advice the Pro-
testant nobles in December 1557 formed themselves into
A. covenanted body called "The Lords of the Congregation";
in 1559 Perth declared itself Protestant, and Knox's sermon
there on 11th May was the manifesto of revolt. In 1560,
being hard pressedj the lords concluded with England the
Pacification of Berwick, and a few months later the treaty
of Edinburgh, whereby the whole government was placed
tn their hands.
To the parliament which now assembled a petition was
iddressed praying (1) that a "true kirk of God" and the
wund doctrines of the Reformation might be established,
[2) that the true discipline of the ancient church might be
restored, and (3) that the ecclesiastical revenues might be
ipplied to the support of the ministry, schools, and the
poor. Meanwhile the Reformers garrisoned, as it were, the
country. Under Knox's agency Edinburgh, St Andrews,
A-berdeen, Jedburgh, Perth, Dunfermline, and Loith had
axed ministers appointed, whilst wider districts were
j)laced under superintendents or travelling ministers. To
' On the pre-Calvin reformers nnd Lasky, see techier, Geschichle der
pTeshyterlal- und Synodal- Ver/assimg seit der Reformulion ; Richter,
Oe-ich. der evanj. Kirckenxerfaasuny in Deutsrliland, and JSvaiig.
Kirchenordnunjen, <Lc. ; Heizog, lical- Euct/klopadif ; Allix, Hisl. of
iht Waldenses; aitd other works. For Calvin, sec InstUula and Cor-
respojulence ; Lechler, as' above ; Henry, Life end Times ; Moshcim,
Ecdrj. History ; Hagenliacli, Works ; Cunningham, Iliit. Theolouy ',
S»nke, frnnxMischt GuMchla ; Richter, vi supra.
meet the first prayc- of the petition Knox an3 five other
ministers drew up a scheme^ of doctrine and discipline.
The Confession of Faith, produced within four days and
ratified by the three estates on 17th July 1560, was natur-
ally aggressive and uncompromising. It expresses abhor-
rence especially of the blasphemy of them "that affirme that
men who live according to equity and justic. sail be saved
what religioun soever they have professed," and of all the
doctrines of the Anabaptists. The civil magistrate is
appointed for the "suppressing of idolatrie and supersti-
tioun whatsoever." Above all, no mercy was to be shown
to Catholicism : the celebration of mass was to be punished
by death. To accomplish the second prayer of the petition
the Reformed ministers and the leading Protestant nobles
met at Edinburgh on 20th December 1560. This was a
purely church meeting ; parliament had in it no part what-
soever. Even in its birth the Scottish Church announced
its independence. It will, however, be observed that there
were in the forty-six members comprising it but six minis-
ters. At this assembly was drawn up the First Buik of
Discipline, which, though not accepted by the privy council,
was on 27th January 1561 signed by the great majority
of the members, and by the chiefs of the great Protestant
families, on the noteworthy condition that the deposed
prelates were allowed to enjoy their benefices during life.
This book, which was a grand efTort to reconstruct
society, and for which, its authors asserted, " they took
not their example from any kirk in the world, — no, not
from Geneva," was nevertheless on the Genevan principle.
It deals solely with the congregation ; the idea only of
synods may be traced. As regards the relations of church
and state, the eldership and the economy of the church
generally, especially the supervision of life and manners,
its views are those of Calvin. Doctors or teachers are not
mentioned until the edition of 1621, published by Calder-
wood in Holland. The order of deacons was of the
utmost service in poor relief. It was abolished, of course,
at the Restoration, and the want of it was shown by the
fact that in 1688 one-fifth of the population were beggars.
Upon the restoration of Presbyterianism the evil was again
grappled with, and in 1709 so great a change had taken
place that the justices of the peace were instructed to leave
the whole question of poor relief to the kirk sessions."
Besides the regular orders there were two others, called
for by the exigencies of the situation, svpei-intatdents and
readers. The latter of these was temporarj', lasting only
until 1581 ; it was required by the lack of highly-qualified
men for the ministry. Readers were appointed to read
the common prayers and the Scriptures; in process of
time they might become ministers. The superintendents
travelled through their districts — of which there were to
be ten — establishing churches, settling ministers, and
generally putting the church in order. Moreover, com-
missions were given, lasting for a yenr only, for special
needs. It has been asserted that this office of superin-
tendent was also intended to bo temporary ; but it is not
stated so, as in the case of the readers ; on the contrary,
the whole language points to permanence. It is obvious
that it is only by the most strained use of language that
this institution can be used as an historical argument foK
Episcopacy in any modern sense. Not only was liic .super-
intendent in all respects subject to the .same rule as Lis
brethren, but in the last exhortation upon election he is
strictly charged, " Usurpe not doiriiniori nor tyrannical
authority over thy brethren." In June 1562, however,
subjection of ministers to superintendents, as far at. any
rate as receiving admonition, was enacted ; and in December
1562 the superintendent received the power, ivith the con^
sent of ike mnjnrity of the ministers in his district, to trans-
' Uctheringtou, li, 'H'i.
680
PRESBYTERIAN ISM
[scOTLAKto.
late ministers. In 1665 his functions increased vitally; he
might then call a disobedient minister before himself, accom-
.panied only by the nearest discreet ministers, who might
.suspend the delinquent from ministry and stipend until
the next general assembly. In 1575 it was ordered that
sujjerintendents should be elected yearly, to avoid ambition.
Care was taken to preserve the rights of the congrega-
tion : " It apperteaneth to the Pepill, and to everie several
congregation, to elect their minister. . . . Altogether this
is to be avoided that any man be violently iutrused or
thrust in upon any congregation." But, once elected, he
is irremovable, except for heinous crimes or by the majority
of the whole kirk. Of course he is strictly " examinated "
as regards both " lyiff and maneris " and " doctryne and
knawledge,'' and especially as to his grasp of the chief
points of controversy with Papists, Anabaptists, &c. No
special method of nomination of elders is laid down, but
from those nominated the whole congregation is to choose,
special care being taken " that every man may gj'f his vote
freelie." The iiberty of the churches is preserved by
making the elections of elders and deacons annual. The
affairs of each congregation were managed by the kirk
session (French " consistoire "), which met at least once a
week. In every considerable town another weekly meet-
ing was held, called the " exercise of prophesying," which in
course of time became the presbytery or classical assembly
(colloque). It was formally erected in 1579, and gener-
ally introduced in 1581. Then, again, the superintendent,
with the ministers and delegated elders of his district,
formed what developed into the provincial assembly. To
this any one aggrieved by the kirk session might appeal,
and, if necessary, the appeal went to the general assembly.
This right of appeal was given in 1563. The general
assembly, composed of delegated ministers and elders, into
the constitution of which a change similar to that in France
in 1565 was introduced in 1568, met as occasion served.
Educa- A splendid educational system was sketched. Parish
tional schools, where grammar and Latin should be taught ;
ysteni. pojigggg [^ every important town, with professors of logic,
rhetoric, and the tongues ; universities at Glasgow, St
Andrews, and Aberdeen, — such was what Knox desired.
(The parish schools were not established till 1696.) The
principle was affirmed that education was the affair of the
state. " No fader, of what estait and condition that ever
he be, use his children at his own fantasie, especially in
their youthheade, but all must be compelled to bring up
their children in learnyng and virtue." Compulsion and
free education for the poor were Knox's idea. In 1567
i;ailiainent compelled patrons who had " provestries, pre-
bendaries, altarages, or chaplaincies at their gift to present
bursars to them to studie in anie college or universitie of
this realm."
To carry out these schemes and one for composition of
tithes Knox proposed to apply the revenues of the disestab-
lished church. But he was completely baffled by the nobles,
who hastened to divide the spoil. The absolute irrecon-
cilability of the views of these feudal barons, who were Re-
formers because their supremacy was threatened by crown
and church, and because they coveted the abbey lands,
with those of Knox and his fellow-labourers was at once
brought into strong relief. His petitions were disregarded ;
the privy council would not ratify the Book ; the lords
determined that " the kirknien shall intromett mth the 2
parts of their benefices, and the third part be lifted up to
the ministers' and Queene's use," or, as Knox bitterly said,
two parts were " freelie given to the Devill " and the third
part was " divided between God and the Devill." Even
the sixth part allowed to the ministers was irregularly
paid, a leading subject of complaint for many year.s.
&30x's next struggle was i« maintain the rlcrht to hold
assemblies, the independence of which was the essence of
the kirk's existence. Against Mary's able secretary, iMait-
land of Lethington, he threw himself with his whole vigour
into this vital contest, and so far won the day that all
Mary could gain was the compromise (important in prin-
ciple) that a representative of the crown should have a
place in the meetings.
The next struggle was on the question of patronage.
The church requested that the vacant benefices, about
200 in number, might be filled by duly qualified persons.
Mary answered that she would not give up her right of
patronage. The church replied that no claim was made
on this right, only it was desired that the places should be
filled, and that the church should have the right of collat-
ing, after approval by examination, those presented by the
crown or patron. The church, in fact, was compelled to
admit the principle of lay patronage. This was accepted in
1567, and no change was made until twenty years later,
when all church lands not already bestowed inalienably on
the nobles were annexed to the crown. James VI. gave
these lands lavishly away with their patronages, which thus
became lay patronages. Charles I. and Laud used their
best efibrts, but in vain, to regain them. The church pro-
tested until March 1649, when lay patronage was altogether
abolished. It was naturally restored at the Eestoration,
and remained until the Revolution. On 19th July 1690
the system was again abolished, and the nomination to a
vacancy was placed in the hands of the Protestant heritors
and elders with a veto to the whole congregation. In
1712, under the influences of the Jacobite revival, the
English parliament reimposed lay patronage. This Act,
as violating the Act of Security, has never been admitted
as valid by the purer Presbyterians.
During the troublous years 1566-67 the kirk, stable
in a time of confusion, consolidated her strength, and
within her own bounds established the strictest discipline.
In 1567 parliament made the monarchy Protestant, ratified
the rights of the church to collation, and established the
important principle, resisted from time to time, that the
"thrids" of benefices should be henceforth collected by
persons nominated iy herself, and that she should pay the
surplus into the exchequer after satisfying the ministers'
stipends. Her progress may be gathered from the fact
that, while in 1560 the general assembly contained only
6 ministers and 34 laymen, in 1567 she contained 252
ministers and 467 readers. Her power is seen in the cen-
sure passed upon the countess of Argyll, the earl being the
most powerful of the nobility, for assisting at the baptism
of Mary'^ son with Catholic rites.
To the nobility, which retained the old turbulence of
feudalism that had long ceased to be tolerated in any other
country in Europe, this power of the church was hateful,
and after the death of Murray their enmity became out-
spoken. Morton, acting under English influence, led the
attack. In 1571, the Roman Catholic archbishop of St
Andrews having died, Jlorton obtained a grant of the
archbishopric and of the two-thirds of his revenues dis-
posable, and, by appointing a minister on condition that
he himself should retain the greater part of the income,
gained a strong footing within the church. In Janus ry
1572 the earl of Mar got together the superintendents 1
and some ministers at Leith, on pretence of consultation.
This convention, under the influence of the nobility,
assumed the functions of a general assembly, and restored
the titles of " archbishop " and " bishop '' and the bounds of
the dioceses, on the conditions that they should be chosen
by a chapter of learned ministers, that they should hC"/e
no more power than the superintendents, and that they
should be subject to the general assembly in spiritual
matters. These were the " tulchan " bishops. , The genera)
flCOTLAND.J
PREB13YTERIANISM
68]
assembly of August 1572 -was not strong enongL to resist,
The effect of this arrangement, however, was to rob Episco-
pacy, as a system, of all title to respect. It soon became
the earnest belief of all who were truthful and independent
in the nation that the Presbyterian system was *hr --at
divinely appointed mode of church government, from which
it was sinful to deviate in the slightest degree.
In 1574 Andrew Melville appeared on the scene, and, by
rteady persistence and firm defiance of Morton's violence,
gave fresh life to the church. The Second Book of Disci-
pline, sanctioned by the general assembly in AprU 1578,
•and ordered in 1581 to be registered in the acts of the
church, represents her determination to repel the aggres-
fsions of the nobility. It was decreed that no more bishops
should be appointed, that the existing ones should be called
by their own names, not by their titles, and that they
jhould submit to the general assembly for disposal.
The First Book of Discipline occupied itseh" chiefly with
the congregation, the Second Book with the dependence
of the congregation upon higher courts. It did away with
superintendents and established complete parity among
ministers, transferring discipline and authority from indi-
viduals to bodies of men. These were four. ( 1 ) The kirk
session, which in 1587 was ordered to be subject to the
presbytery. (2) The presbytery or eldership, which had
the oversight of a number of neighbouring congregations,
and consisted of all the ministers of the district, and as
many oldera as congregations, so that clergy and laity were
equally represented. It had authority to control the kirk
session, try candidates, ordain or depose ministers. It
constituted, in fact, the prominent feature of the system.
(3) The provincial synod, composed of all the members of
the presbjrteries in its district, had jurisdiction of appeal
over these presb3rteries. (4) The general assembly, con-
sisting of ministers and elders, chosen, be it observed, not
from the provincial synod, but from the presb3rtery. Thus
the presbytery took the same commanding position in Scot-
land as, it will be seen, the provincial synod did in France.
The importance of these church courts politically, in the
organization which they effected of the toiddle classes
Bgainst the aristocracy, cannot be overrated.
The ruling elder was now to hold office for life, — an
important limitation of the power of the .congregation.
The general tendency henceforward', natural in a complex
society, was towards centralization ; the rights of the con-
gregation were graduallydiminished, those of the presbytery
increased. This tendency was strengthened as time went
on by the passionate hatred of the Presbyterians for the
congregational system. Thus in 1639 Baillie declares that
if the congregation is to have a veto upon the appointment
of the minister it is "sheer Brownism" (vol. i. p. 241);
and on 30th July 1643, although "William Eigg and the
people " were against an appointment, the intruder was de-
cerned by the general assembly to bo admitted, since the
patron, presbytery, and provincial synod were in favour of
•it. As the position of elder increased relatively to that of
simple members of the congregation, so the position of
minister increased relatively to that of elder. The supre-
macy of ministers and the subordination of the elders
rerched their height after the great rising of 1638.
The contest which was waged during 1582-84 between
the Icirk and the crpwn was chiefly concerned with the
deniil by Melville of the primary jurisdiction of the privy
council over ministers summoned for offences committed in
their ministerial capacity. Ho demanded in his own case
to be tried, in the first instance, by the ecclesiastical courts.
A more important case of the same claim, because connected
with less important persons, occurred in 1591, and the de-
mand of the church was allowed so far that the offender was
tried in both courts "oacuxrently. In May 1584 the par-
liament met secretly and, having been thoroughly corrupted
by the court, passed the " Black Acts." Act 2 declared
Melville's claim to be treason ; Act 4 forbade presbyteries
synods, and assemblies, as being not allowed by parliament
A^t 20 re-established .Episcopacy and made it treason tc
speak against any of the three estates (e.g., bishops). Phe
king was made supreme in all cases and over all persons,
while none were to presume " to meddle with the affairs
of his Highness and estate." The course of events from
1584 to 1592, the fear of Catnolic Spain, the league with
England, and especially the ability of Eobert Bruce led tc
a settlement, by which in May 1592 Presbyterianism was
restored and ratified by parliament. It was of course a
compromise, as is shown in the provision that, if a presby-
tery refuse to admit a qualified minister, the patron may
retain the income.
The quarrel, however, was not to be settled. For re-
jecting the bin of attainder against the popish lords the
synod of Fife excommunicated James and convened a
meeting from the whole kingdom to complain of his con-
duct. A little later Andrew Melville, when sent xm a
deputation, called James " God's silly vassal," and told
him that there were two kings and two kingdoms in Scot-
land, King James the head of the commonwealth and
Christ Jesus the head of the church, whose subject he was.
James, however, was strong enough to remain inflexible
and to secure a victory on the question of the church
courts, which, in the case of David Black, one of the
ministers of St Andrews, who had in a sermon reflected
upon the queen and Church of England, had arisen in its
most acute form.
Two alternative steps Were now suggested for prevent-
ing future strife, the establishment of Episcopacy or the
admission into parliament of representatives of the church
without any title or jurisdiction derived from the crown.
In a general assembly opened at Perth on 29th February
1597, and packed with ministers from the remote northern
presbyteries, where the democratic spirit of the High
Presbyterians of the South was unknown, James obtained
leave to suggest in a future assembly alterations in the
existing government of the church, a disapproval of the
discussion of state questions and of the denunciation of
individuals from the pulpit, and the forbidding of extra-
ordinary conventions. Ministers were also to confine their
discourses strictly to their own congregations, and summary
excommunication was abolished. He had previously with
a high hand put down the opposition of the Edinburgh
ministers, Bruce and others seeking safety in flight.
In April, at Dundee, an assembly similar to that of
Perth consented that commissioners should be appointed
to advise the king on church affairs, which step in a great
degree freed him from the general assembly. These com-
missioners were easily induced to petition that the church
might be represented in i>arliament. Parliament thereupon
passed an Act allowing those to sit there who might be ap-
pointed by the king, as bishop, abbot, or other prelate, the
duties of their offices to be determined in conference with
the assembly. At the second assembly of Dundee, how-
ever, which met on 7th March 1598, and at which Andrew
Melville was refused admittance by James on frivolous
though legal grounds, it was resolved that fifty-one repre-
sentatives of the church, chosen partly by the king and
partly by the chujch, should vote in parliament. At a
convention held at Falkland on 25th July, at which throe
representatives of each synod and six doctors of the
universities were present, it was decided that the repre-
sentatives should be nominated by the king out of a list
of six as vacancies occurred. They were to be respon-
sible to the general assembly, and were to propose nothing
unless instructed to do so bv the church. Of these two
382
ERESBYTERIANISM
['
SCOTLAND.
plans, the parliaments and the church's, James greatly
preferred the former ; to induee the church to agree to it
Ee held a conference previous to the general assembly at
Montrose in 1600, but in vain. At Montrose the assembly
put limitations to the plan of the Falkland convention by
insisting that their representatives should sit but for one
year, and that at the end of that year they should resign
and account for their conduct to the assembly, which might
depose them. They were to be called commissioners only.
Six were to be nominated for each province, from whom the
king was to choose one.' The commissioner was to have
no power above that of other ministers, was to perform
full pastoral work, and was to lose his vote in parliament
if deposed from the ministry.
James at length took a decisive step. On 14th October
J 600 he summoned a convention of commissioners from
the various synods, and by some means secured its consent
to the appointment of three bishops in addition to those
formerly nominated and still living. They took their seats
and voted in parliament next November ; but the church,
disowning the authority of the convention, refused to ac-
knowledge the appointment as valid, and assigned them
no place in her own organization. The quarrel became
intensified when James was master of the power of corrup-
tion with English money. The proposals for union between
the kingdoms at once brought out the views of the church.
"The rcahncs," said Jlelvillc, "could not be united with-
out the union of the kirk ; neither could the kirkes be
united in discipline, the one being Episcopal and the other
Presbyterian, unless one should surrender to the other."
KVhen James twice prorogued the meeting of the general
assembly nine presbyteries met at Aberdeen in defiance.
The Government at once struck hard : eight ministers
|Were banished to remote charges and six- to France. Next
followed the alienation of church lands and revenues and
'their erection into temporal lordships, the re-establishment
of seventeen prelacies, and the restoration of the bishops.
[The immense step was taken of recognizing the king as
l' absolute prince, judge, and governor over all estates,
persons, and causes, both spiritual and temporal." In
1606 another packed assembly declared for constant
moderators of presbyteries and for the supremacy of the
bishops in their own presbytery and provincial synod. In
|l609 the bishops gained the right of fixing ministers'
stipends. In" 1610 courts of high commission with most
arbitrary powers were erected at Glasgow and St Andrews ;
'and in June the general assembly placed the whole ecclesi-
'astical power in the king's hands. In 1618, under threats
'of violence, the general assembly of Perth passed the Five
Acts, which enforced kneeling at communion, observance
pi holy days, Episcopal confirmation, private baptism, and
private communion. These were ratified by parliament on
Black Saturday, 4 th August 1621. Thus matters remained
until the death of James.
Almost the first act of Charles i. was to proclaim the
strict observance of the articles of Perth. In November
1625 he revoked all the Acts of his father prejudicial to
the crown, as a first step toward the resumption of the
church lands. This, of course, met with the vehement
opposition of the nobility, and the sdieme in the end had
to be given up. In 1630 Maxwell, in Laud's confidence,
was" sent to Scotland to try to force upon the people the
English liturgy. It is significant of the change in feeling
that a paper of grievances sent in by ministers was sup-
ported by several of the nobility. Their hatred was always
directed to the nearest enemy, against the crown before
the Reformation and during its early stages, against the
Refonned Church of late years, now '"against the crown
again. In 1033 Charles came to Edinburgh and forced
through the convention the " Act anent his Majesty's Pre-
rogative and Apparel of Churchmen," a combination of
two Acts passed in 1606 and 1609 respectively. All pro-
tests were disregarded and the whole nation was thrown
into a state of anger and disappointment. The attack on
Balmerino still further alienated the lords. In 1635 dio-
cesan courts were erected with the most vexatious powers,
and the Book of Canons, subversive of Presbyterianism and
insulting in language, was distributed ; and in 1636 the
people were ordered to adopt Laud's book of public wor-
ship ; while in July 1637 the prelates obtained an order of
outlawry against ministers who should be backward in re-
ceiving the liturgy. As Baillie said, they were like to go
" to Rome for religion, to Constantinople for policy." On
23d July, however, the outburst of St Giles's took place.
The history of the great rising cannot be traced here. The
National Covenant, which was its outcome, drawn up by
Alexander Hendereon and Johnston of Warriston, consisted
of the Second Book of Discipline, a recapitulation of the
Acts of Parliament condemning Poperj' and ratifying the
acts of the general assembly, and the application of the
whole to present times.
After some months of trickery and evasion, frustrated
with firmness and ability b}' the Covenanters, the general
assembly met on Wednesday, 21st November 1638.
When they determined to sit in judgment on the prelates,
Hamilton, the king's commissioner, dissolved the assembly.
It, however, continued its sitting, refused to acki^wledge
the assemblies which had introduced prelacy, condemned
the Acts of Perth and all the late iimovations, and abjured
all Episcopacy different from that of a pastor over a parti-
cular flock. Baillie alone made a stand for not rejecting
Episcopacy as represented by the superintendents of Knox's
time. Eight prelates were excommunicated, four deposed
only, two reduced to the simple pastorate. All church
assemblies were restored, and the principle that the con-
sent of the congregation was. necessary to a minister's
appointment was re-enacted. Schools and schoolmasters
were at once to be provided. In August 1639 an Act was
passed, called the Barrier Act, that no change should be
made in the law's of the church until the proposal had
been submitted to all provincial synods and presbyteries.
The church was now secure. She had gained the day,
because on this occasion the zeal of her ministers and the
interests of the nobles had been both enlisted m her
service. The victory had been won in her name and the
influence of her ministers was vastly increased. For the
spiritual tyranny which they introduced the reader should
refer to Mr Buckle's famous chapter ; or, if he think those
statements to be partial or exaggerated, to original records,
such as those of the presbyteries of St Andrews and Cupar.
The arrogance of the ministers' pretensions and the readi-
ness with which these pretensions were granted, the appal-
ling conceptions of the Deity which were inculcated and the
absence of all contrary expression of opinion, the intrusions
on the domain of the magistrate, the vexatious inter-
ference in every detail of family and commercial life and
the patience with which it was borne, are to an English
reader alike amazing. " We acknowledge," said they,
" that according to the latitude of the word of God (which
is our theame) we are allowed to treate in an ecclesiastical
way of greatest and smallest, from the King's throne that
should be established in righteousness, to the iiierchant's
ballance that should be used in faithfulness." The liber-
ality of the interpretation given to this can only be judged
of after minute reading. ^
' Up to this point the Kirk had worked out her own
salvation ; i.the problem had been purely Scottish ; hence-
forward her history is in close connexion with that of
England and assumes a difi"erent complexion. Her -first
difficulties, however, arose in her own midst.'^ UiMer tlie
SCOTLAND.!
PRESBYTERIANISM
083
prelatic rule conventicles had arisen, ■which after the re-
j storation of Presbyterianism caused great searchings of
Ij heart. Whatever he had to say about popery, prelacy, or
arbitrary power, the true Presbyterian reserved his fiercest
hatred and his most ferocious language for anything which
savoured of Congregationalism. At the instance of Henry
Guthrie, who under Charles II. became a bishop, the
general assembly of 1640 limited family worship to the
members of each family, and forbade any one to preach
who was not duly ordained and approved. This was but
the beginning of dissension.
Passing over the events of the next six years, as coming
more conveniently under the head of England, we notice
that the moment external danger was removed the natural
and abiding antipathy between a licentious and entirely
selfish aristocracy and a masterful, censorious, and demo-
cratic church broke out. Two parties showed themselves,
— that of the ministers, who insisted that no arrangement
should be come to with Charles unless he would take
the Covenant (compare the French " consistoriaux "), the
other, headed by Hamilton, Lanark, Lauderdale, and others,
who." engaged" to raise an army for him on condition,
ostensibly, . that he would confirm Presbyterian church
government for three years. The real conditions, as long
believed but only just discovered,^ contain not a word about
the church, but are entirely concerned with the privileges of
the Scottish nobility. A vehement disruption of the church
at once took place and did not cease until the defeat of
Hamilton. Then the ministers were once more masters.
Parliament repealed the Act of Engagement and passed the
Act of Classes, whereby all those to whom the church
deemed it inexpedient to give political power were regis-
tered in four classes according to their faults. It was by
this parliament that lay patronage was abolished, and that
the rights of the congregation as to election of ministers
were settled for the time. After the battle of Dunbar,
wheii troops were being hastily raised, the Act of Classes
stood much in the way. In spite. of the remonstrances of
Patrick Gillespie and the western Covenanters, the com-
mission of the assembly (which sat en permanence during
the recess of the assembly itself) resolved to allow all persons
to serve who were not professed enemies to the Covenant
or excommunicated. The parliament went further and
rescinded the Act of Classes altogether. Against this
union of the church with the "malignants" Gillespie's
faction protested, and henceforward the rivalry and bitter-
ness between Resolutioners and Protesters, the latter being
favoured by Cromwell, deprived tbe church of much of its
power of resistance. Both parties, absorbed in their quarrel,
looked on while Monk, after the battle of Worcester (1651),
took the matter into his own hands by refusing to allow
any general assembly whatever to meet, though he per-
mitted the continuance of the other assemblies.
rn.- Within two years of the Restoration the Presbyterian
j_ Church ceased to exist. Weariness, internal dLssension,
i-icv. the indifference or positive hatred of the nobles, and the
extremity of treachery in James Sharp- brought about the
downfall. The steps by which Episcopacy was restored
were these. The leaders of the strict Covenanting party
were imprisoned, while a quibbling proclamation was issued
by Charles .which served to keep the Resolutioners in play.
Proclamations were issued against all unlawful meetings,
and papers such as Rutherford's Lex Rex and Guthrie's
Cduset of God's Wrath were called in. In January 1661
a bribed and packed parliament passed an oath of allegiance
in which the king was acknoNvledged as supreme over all
persons and in all causes. With scarcely an exception,
' See Laudrrdale Paper), vol. i. p. 3 (Cam<ien Society).
' For proof of Ills active parlicipntion in the re-cstablishment of
Episcocacy, sca SjiuderdaU Papers, vol. ii., App. III.
Cassilis being the only one of note, the nobility took the
oath. Next the acceptance of the Solemn League and
Covenant was declared null and void, and its renewal was
prohibited. And, by way of clearing the field entirely, a
Rescissory Act was passed annulling all the parliaments
since 1G33 and thereby suspending the Presbyterian system.
The parliament then declared that the church government
was to be such as was most agreeable to the word of God,
to monarchical government, and to public peace ; re^
monstrances were disregarded and synods suppressed or
corrupted. Argyll and James Guthrie were judicially
murdered. Finally, on 14th August 1661, Episcopacy was
restored by proclamation ; Sharp, Fairfoul, Hamilton, and
Leighton were consecrated in London ; and on 2d January
1662 all Presbyterian assemblies of every sort, unless autho-
rized by the prelates, were forbidden. On 8th May the
proclamation was enforced by Act of parliament. All reli-
gious covenants and leagues, protestations and petitions,
were made treasonable, nor might any one be professor,
minister, schoolmaster, or private tutor without a bishop's
licence. On 5th September 1662 the abjuration of the
National Covenant and all other religious covenants was
made a condition for public trust. Finally, the Act of
Indemnity, which had been delayed as long as possible,
contained a schedule of persons of the Presbyterian interest
who were punished with heavy fines. Dangerous ministers
were banished from Edinburgh and all were ordered to
attend the bishops' courts when summoned, while by the
Glasgow Act ministers who had taken charges since 1649
were ousted from home, parish, and presbytery unless be-
fore 1st November they obtained presentation from the
patron and collation from the bishop. This led to the
ejectment of 400 ministers. Ejectment led, of course, as
in England, to conventicling, and on 17th June and 13th
August 1663 severe Acts were passed against these meet-
ings. Presbyterian ministers from Ireland were forbidden
to reside in Scotland, and absentees from public worship
were vigorously proceeded against. The system of perse-
cution was now complete, and the triumph was signalized
by the execution of Johnston of Warriston, who had been
kidnapped in France and who was now put to death with
flippant cruelty. In 1664, at the suggestion of the arch-
bishops Sharp and Burnet, a court of high commission was
erected with unlimited powers.
Revolt soon followed ; it was crushed at Pentland and
ruthlessly punished. But the nobles speedily became
jealous of the growing power of the prelates. Lauderdale
in especial saw his influence threatened. He reported to
Charles that Prelacy was becoming as great a danger to
the crown as Presbyterianism had been, "so unwilling are
churchmen, by whatever name they are distinguished, to
part wth power." Sharp was easily threatened and
cajoled, and Burnet, after a struggle of three years, was
forced to resign. It was not, however, until after the
fall of Clarendon in 1667 that indulgence was seriously
tried there as in England. In July 1669 ten ministers,
of whom Hutcheson was the chief, who were willing to
admit the ecclesiastical supremacy of the king and to
accept the bishops' collation, were allowed to return to
their livings, and were henceforth known as the "bishops'
curates." This subservience caused a renewal of the breach
in the church; from henceforward the feud between the
" Indulged " and the " non-Indulged " took the place of
that between Resolutioners and Protesters. Forty-two
ministers accepted the indulgence. A second indulgence
followed in 1672. From Lauderdale's niArriage with Lady
Dysart until 1687 there ensued a policy of extermination,
borne with marvellous fortitude. To Covenanters had
succeeded Protesters, to Protesters Conventiclers, to Con-
venticlers now succeeded Hnmiltonians. to Hamiltonians
684
PRESBYTERIANISM
[SCOTLAND.
Cameronians or Society People. Want of space prevents
ns from giving even the names of a series of Acts which
would disgrace any nation however barbarous, in any age
however intolerant, and under which, it is asserted with
great probability, 18,000 persons died. In February 1687
James 11. proclaimed indulgences to moderate Presby-
terians as far only as regarded private worship. By the
Bame proclamation the profession of Roman Catholicism
was made absolutely free. Id March a more extended in-
dulgence and in June the suspension of all penal laws,
except as regarded field -preaching, were granted. The
party which had throughout refused compromise refused it
BtiU. In their Informatory Vindication they scouted the
claim of the sovereign to "indulge" or to. " tolerate " an
inalienable right, and went on with their field-preaching
as though nothing had happened. The death of Ren wick,
their leader, closes the awful story of the rule of the later
Stuarts in Scotland.
On 5th November 1688 William landed at Torbay; the
^ishops' curates were ejected without violence; no retri-
bution was taken, but Presbyterianism quietly reasserted
itself as the form of church government natural to the
Scottish mind. Presbyterianism, however, was not now
what it had been in the days of Andrew MelviUe or in
1638. The last twenty-six years had thoroughly cowed a
great part of the nation, and a new generation had come
to manhood who could not even remember the time when
Scotland was not Episcopal. The nobles had no interest
tp serve in re-establishing the old form ; the very ministers
were those who had conformed or had accepted indulgence.
Out of the 400 ejected in 1663 only sixty now survived.
Moreover, Scotland had not escaped the wave of latitudi-
narianism that had come over all forms of Protestant reli-
gion. Most of all, the character of William III. and his
confidential adviser Carstares afi"ected the nature of the
settlement. William was above all a statesman, and a toler-
ant statesman, and he wished for union of the moderate
parties in both kingdoms ; on taking the coronation oath he
refused to swear the cla".i3e binding him to root out heretics
and enemies of the true worship of God. The claim of right,
too, avoids any assertion of the jus divinum of Presby-
terianism. But on 22d July 1689 its declaration that
prelacy had been an insupportable grievance was made into
an Act by the convention of estates, and all Acts in favour
of Episcopacy were rescinded. In April 1690 the Act of
Supremacy was also rescinded ; ministers ejected since
1661 were replaced, and the Presbyterian government of
1592 (thus avoiding all mention of the covenants) restored;
lay patronage was abolished, but pecuniary compensation
was granted. On 16th October 1690 the first general
assembly since 1653 met, when the preliminary act was to
receive into the national church the remaining three
ministers of the Cameronians (Thomas Lining, Alexander
Shields, and William Boyd). Their followers, however,
regarded this as a compromise with Satan, and kept them-
selves 'aloof. 1 Episcopalian ministers who subscribed the
confession and obeyed the Presbyterian government re-
tained their livings, and all sentences of Resolutioners and
Protesters against one another were rescinded. Mr Hether-
' They remained without a minister until 1707, \v1ien they were
joined by John M'Millan, minister of the parish of Balmaghie, who
had been summarily deposed for principles akin to those of the Society
People. The accession of Thomas Nairn, one of the ministers of the
Secession Church, made a "Reformed Presbytery"' possible in 1743 ;
t^is became a synod of three presbyteries in 1811. The first "Testi-
niony," published in 1761, was afterwards superseded by that of 1839,
•which thenceforward was regarded as one of the " subordinate stand-
ards " of the Reformed Presbyterian Church. !& 1S76 before the
nnion -with the Free Church (see vol. ix. p. 746) the denomination in
Scotland numbered 6 presbyteries, 38 ministers, and 40 congregations.
It also had six missionaries in the New Hebrides. For the fortunes of
the Reformed presbyteries in Ireland and the United diaies, oeo below.
ington well says, "Without a clear conception of this point
it is impossible to understand the subsequent history of the
Chtirch of Scotland. In consequence of the introduction
of the prelatic party the church thenceforward contained
within its pale two systems, that of the old and true Pres-
byterian, subsequently known as the ' evangelical,' and that
of the new and semi-prelatical, subsequently known as the
' moderate.' Thenceforward the liistory of the Church of
Scotland is the liistory of the protracted struggle between
these two systems, which were necessarily irreconcilable."
In the first case of friction with the crown, which occurred
in 1691, a compromise was effected, — the church success-
fully asserting its autonomy by granting only part of the
privileges which William desired for the Episcopal clerg)'.
The critical dispute occurred when parliament imposed a
new oath of allegiance, the taking of which was made a
necessary qualification for sitting in the assembly.' The
church denied the right of the crown to impose a civil
oath as a condition of spiritual office ; and a serious breach
would have occurred but for the efforts of Carstares, who
induced the king to give way at the last moment. Having
thus asserted her independence, the church conceded to
William nearly all he had asked for on behalf of the
Episcopalians. In 1696 the parish schools were estab-
lished. In 1698, to vindicate the church from the charges of
backsliding, the general assembly published the Season-
able Admonition, which claimed in emphatic language the
dependence of the church on Christ alone, and repudiated
the doctrine that the inclination of the people was the
foundation of Presbyterianism. In 1701 the first con-
demnation of heresy took place.
The spirit of watchfulness on the part of the church
increased during Anne's reign. In naming commissioners
for the Union the parliament forbade them to mention
the church. The extreme section indeed regarded the
Union itself as a violation of the Solemn League and
Covenant. The Act of Security provided that the Con-
fession of Faith and the Presbyterian government should
"continue without any alteration to the people of this
land in all succeeding ages," and the first oath taken by
the queen at her accession was to preserve it. The Union,
however, tended to Anglicize the upper classes and thus to
increase the latitudinarianism which was finding its way
within the church. Politically speaking, the settlement of
the Scottish Church was of great importance to the Govern-
ment during the Jacobite intrigues, for its attitude was one
of vigilance against all that was favourable to Prelacy, and
its influence consolidated opinion against the Stuarts.
The High-Church revival of 1710, however, had its
effect upon the church. In 1711 aij Episcopalian named
Greenshields used the English liturgy in Edinburgh. He
was condemned by the Court of Session ; but the House
of Lords reversed the decision and imposed heavy damages
on the magistrates who had closed his chapel. In 1712
a Bin of Toleration, which allowed Episcopalian dissenters
to use the English littirgy, was hurried ■ through both
Houses, in spite of the urgent remonstrances of the Scottish
commissioners, and on 2 2d April lay patronage was
restored. This latter Act, as violating the Act of Security,
has never been regarded as valid by the severer Presby-
terians. That no further resistance was made than by
protests and petitions shows how far the " moderatizing "
spirit had spread. The remnant of the Cameronians, who
were outside of and discouraged by the church, alone met
and renewed the Covenant after solemnly acknowledging
the sins of the nation.
The progress towards Arminianism, due to the influence
of Baxter's writings and to the training of the young
ministers in Holland, may be seen in the treatment of
T'r-jfessor Simson and in the Auehterarder case. It wat
KNGLAifD.j
PRESBYTEKIANIS]\I
685
now that Neonomianism, or the doctrine that the gospel
is a new law, promising salvation upon the condition of
the abandonment of sin, began. Its first victory was
when the general assembly condemned the doctrines of
the Marrow of Modern Divinity, and rebuked the twelve
ministers who had sent in a representatioi; against the
decision. The Patronage Act was rapidly being accepted
and was showing its effects chiefly in the neglect shown
to the wishes of the congregations. In 1731 the right
was given to the heritors and elders to " elect and call "
instead of to " name and propose the person to the whole
congregation to be appro ven or disapproven," and was
made law without having first been submitted to the pres-
byteries according to the Barrier Act of 1639. This led to
the first great schism. Ebenezer Erskine denounced the
action of the assembly in two sermons. Being rebuked
by the synod of Perth and Stirling, he appealed to the
assembly, who approved the rebuke. With three other
ministers he protested. The four were temporarily deposed
by the assembly, and on 6tfi December 1733 they formed
the " Associate Presbytery." In 1737 their number was
largely increased, and they published their manifesto, the
" Declaration and Testimony." Their final deposition, and
the first schism, occurred on 15th May 1740.
For several years the wishes of congregations were
ignored; wherever the presbytery refused to appoint at the
will of the assembly, a " riding committee," often assisted
by military force, carried out the decision. The civil courts
were bound to obey the Act of Patronage, and therefore
never upheld the congregation against a legal appoint-
ment. At length in 1752 the leader of the "moderate"
party. Principal Robertson, seeing in this refusal of pres-
byteries the elements of endless confusion, and that tem-
porary substitutes, e.g., riding committees, were uncon-
stitutional and bad in principle, determined that the
presbyteries themselves should be compelled to carry out
the decisions of the assembly. From the deposition of
Thomas Gillespie {q.v^, a member of the presbytery of
Dunfermline, who refused to act in accordance with the
assembly's decision, is dated the second or "Eelief " schism.
Principal Tulloch says upon this : " The policy was so far
Buccesfful ; but the success was of that nature which is
almost worse than defeat. It introduced order vrithia the
church. It crushed the revolt of presbyteries. It silenced
in many cases popular clamour. But it quietly and
gradually alienated masses of the people from the estab-
lishment." So rapidly did dissent spread that from a
report presented to the general assembly in 1765 it
appears that "there are now 120 meeting-houses erected,
to which more than 100,000 persons resort, who were
formerly of our communion, but have separated them-
selves from the Church of Scotland. This secession," the
report adds, " is most extensive in the greatest and most
populous towns." For the subsequent history of Presby-
terianism In Scotland, see Free Church, United Presby-
terian Church, and Scotland (Church of).'
England. — Several faint traces may be noted of the
presence of Presbyterian ideas in England within a few
years of the Reformation. During the reign of Edward
' Oiief References. — Calderwood,' Uitt. of the Kirk ; Knox, HUt.
of the Reformation, and Works (cd. Laing) ; Hethcrington, IIM. of
the Church of Scotland ; M'Cric, Life of Knox and Life of ilelville ;
Cunningham, Histcrrical Theology ; Rudloff, Geschichle der Ref. in
SchotUand ; Neal, Hist, of the Puritans ; SI Giles' Lectures {lat scr.) ;
Records of the First Pan- Presbyterian Council (Edinburgli, 1877) ;
James Melville, Diary; Burton, Hist, of Scotland; Laing, Hist, of
Scotland ; Wodrow, Church History and Miscellanies ; Baillic, Letters
and Journals; Records of Presbyteries of St Andrews and Cupar;
Buckle, History ; Burnet, Hist. Reform ; Robertson, Hist, of Scotland ;
Spottiswoode, Hist, of Church of Scotland ; Kirkton, HisL of the
Church; Stevenson, Hist, of the Church ; Lamont, Diary; Gardiner,
History of England, ch. 2 ; Laudt'dale Papers (Camden Society).
VI., for instance, Bucer, with Cranmer's goodwill, laid
before the king a sketch of church discipline and reform
of episcopal government. Each bishop waa to have a
council of presbyters, and provincial synods with a royal
commissioner were to meet twice a year. Many English
joined Lasky'a foreign church, and when it was dispersed
under Mary settled chiefly in Frankfort, where the dispute
took place in which the adherents of the Prayer Book de-
feated Knox and his followers. These came to England
filled with Calvinistic views regarding church and state,
only to find the royal supremacy absolute, and uniformity
enforced under crushing penalties. Even'the foreign Pro-
testants were compelled to choose the bishop of the diocese
as their superintendent. The contest, which began after a
scheme of reform had been lost in convocation by one vote
in 1562, was ostensibly concerning vestments and cere-
monies ; really it rested on a far wider basis, one which
found place even in Cambridge disputations, viz., " whether
the civil magistrate has authority in ecclesiastical affairs."
That the Puritans ^ did not look for a speedy setting up of
" discipline " may be seen in Cox's letter to Gualter, " We
have some discipline among us with relation to men's lives,
such as it is ; but if any man would go about to persuade
our nobility to submit their necks to that yoke, he may as
well venture to pull the hair put of a lion's beard." In
1566 took place the first separation of several deprived
London ministers, who determined in future to use the
Geneva service book, which they did until they were ar-
rested in Plumbers' Hall on 19th June 1567. During
1567 and 1568 the persecutions in France and Holland
drove thousands of Protestants, chiefly Presbyterians, to
England. In 1570 the leading Presbyterian views found
an exponent in Thomas Cartwright at Cambridge (the
headquarters of advanced Puritanism) ; and the temper of
parliament is shown by the Act of 1571 for the reformation
of disorder in the church, in which, while all mention of
discipline is omitted, the doctrinal Articles alone being
sanctioned, ordination by presbyters without a bishop is
implicitly recognized. It is to be observed that Cartwright
and the leading Puritan theologians opposed the idea of
separation. The voluntary association of bishop, ministers,
and laity at Northampton is interesting as showing how
earnest men were thinking. Their discipline was strict and
their tone with regard to the state and to the existing con-
stitution of the church was too bold to allow of indulgence.
In spite, however, of constant deprivation, especially in
the midland and eastern counties, the obnoxious doctrines
spread; aud in 1572 the first formal manifesto was put
forth in the Admonition to Parliament of Field and Wilcox,
with the assent of others. Equality of ministers, choosing
of elders and deacons, election of ministers by the congrega-
tion, objection to prescribed prayer and antiphonal chant-
ing, the view that preaching is a minister's chief duty
and that the magistrate should root out superstition and
idolatry, are leading points. The controversy which
followed between Whitgift and Cartwright showed how
impossible agreement was when the one side argued that
the Holy Scriptures were the only standard as well for
church government as of faith, and the other that a system
of church government was nowhere laid down in Scripture,
and might be settled by and accommodated to the civil
government under which men happen to be living. On
20th November 1572 the authors of the Admonition set
up at AVandsworth what has been called the first presby-
tery in England. They chose eleven elders and put out
' We use this word in its widest sense to include all who desired
purity in church government and doctrine. They consisted at first ol
the returned exiles of the Marian persecution, and separated under
the stress of Elizabeth's action into Independents and Presbyterians,
the latter remaining inside the church.
686
PRESBYTERIANISM
[ENGLAND,
a purely Presbyterian system, the Orders of Wandsivorth.
Similar associations were erected in London and in the
midland and eastern counties. When, however, an attempt
was made to join the foreign churches in London, the
privy council forbade it. Jersey anu Giiernsey, whither
large numbers of Huguenots had fled after the massacre
of St. Bartholomew's, alone were Presbyterian by per-
mission. Cartwright and Snape were pastors there, and
from 1576 to 1625 a completely appointed Presbyterian
church existed, confirmed by synods (held at Guernsey and
Jersey on 28th June 1576 and 17th October 1577) and
authorized by the governor. Meantime Cartwright and
Travers had drawn up a scheme, never realized, by which
ministers were bound to refuse ordination by a bishop
unless thjy had previously been "called" by a congre-
gation and approved by a church classis. Ceremonies
in dispute might be omitted ; should this cause danger
of deprivation the classis was to decide. The doctrinal
Articles might be subscribed, but not the Prayer Book.
Churchwardens might easily be converted into elders and
deacons ; and classical, comitial, and provincial assemblies
were to be held.
The suppression of independent life in the church at
length drove numbers out, known in the future as Brownists
or Independents {q.v.). Those who remained still strove
for reform. They were met by a new court of high com-
mission and the "ex oiEcio"oath, — an increase of severity
strongly opposed by Burghley and the privy council.
These views are expressed in Travers's Disciptina Ecdesix
ex verba Dei descripta, printed at Geneva in 1574, trans-
lated with additions by Cartwright in 1584, then sup-
pressed and not again published until 1644, when it was
officially recognized as the Director!/ of Government.^ 'Its
Presby- leading principles were those of French Protestantism,
lerianism j^ ^^,g^g signed by some 500 ministers, Cartwright among
Eneland them. The action of the Commons in 1584, stimulated
by the opposition of the Lords, shows that the principles
of Presbyterianism were very strong in the country. Bills
were introduced to limit the stringency of subscription,
and to confine the penalties of suspension and deprivation
to cases of heresy or scandalous life, to reduce the posi-
tion of a bishop wellnigh to that of merely jxrimus inter
pares, for placing the power of veto in the congregation,
for abolishing the canon law and aU spiritual courts,
and for establishing a presbytery in every parish. All
these proposals were, however, cut short by the unflinch-
ing exercise of the queen's prerogative ; and, with some
slackening during the great year of peril, the Puritans
suffered extreme persecution. In 1588 they held a pro-
vincial synod at Warwick, and also again at Michaelmas.
It is noticeable, as showing the growth side by side with
Presbyterianism of the spirit directly its oppo'site, that on
12th January 1588 Bancroft for the first time maintained
i\\& jus .divinnm of Episcopacy.
There seems no doubt that during the later years of
Elizabeth Presbyterianism declined. The position of the
conforming Puritan was in every way a weak one. He had
sworn to the queen's ecclesiastical supremacy, and this
supremacy was what he most hated ; he was compelled to
have recourse to the figment that, although she had this
supremacy, she could not exercise it ecclesiastically, but
could merely give her sanction to whatever was enacted
by the church. On the other hand, in appearing -to attack
the church he appeared to attack the nationality of the
country when the national spirit was most intense. The
nation was rapidly becoming conscious of a vivid and
energetic national life, and whatever impaired the national
unity was regarded with impatience and resentment at a
' M'Crie, Aiinals of Presbyteri/, says that the Orders of Wands-
toorth were the Director)/.
time when the political condition of Europe was fra-ught
with such danger to England herself. The Scottish
Presbyterian had triumphed over a hated and alien church,
and the bishops whom he overthrew were evil-living and
oppressive men ; the English Presbyterian knew that his
church was the symbol of freedom and that her bishops
had been holy men martyred for the sake of that freedom.
Finally, in England there had existed among the common
people, as there had not in Scotland, an absence of inter-
ference and an independence of private life which would
naturally form the strongest obstacle to the introduction
of the longed-for Presbyterian discipline. The diff'erence
between English and Scottish Presbyterianism was clear
to James when in the millenary petition the reforming
clergy disclaimed all idea of afi"ecting parity in the church
or of attacking the royal supremacy, and merely requested
the redress of certain abuses in rites and ceremonies.
Even %vith regard to the "ex officio " oath they asked only
that it might be more sparingly used. The Puritans had
evidently lost faith in themselves and had been unable to
spread their views. "Elizabeth had drained the life out
of Puritanism by destroying the Armada and by her subse-
quent policy in taking the leadership of the Protestant
interest in Europe." It needed the abuses of the reigr*
of James I. to restore it. The king was still further en
couraged by the servile support of the universities, which
had quite lost their Puritan tone. At the Hampton Court
C«nference in January 1604, Dr Reynolds as spokesman
of the Puritans desired permission for clerical assemblies
every thiee weeks, " prophesyings " in rural deaneries, and
that appea,ls might lie from the archdeacon's invitation
to the diocesan sjmod, composed of the bishop and his
presbyters. The coarse and menacing rejection of these
demands made clear the weakness of the reforming party
within the church as opposed to the cordial alliance
between the High Church and 'the crown. The breach
was wider than at any time under Elizabeth. The struggle
was becoming political. Divine right of Episcopacy,
Arminianism, and prerogative in the crown were becoming
ranged against Presbyterianism in church government,
Calvinism in creed, and moderate republicanism in politics.
In 1604 James put out the Book of Canons, .by which
every clergyman was forced to subscribe, " willingly and ex
animo," (1) the spiritual and ecclesfastical supremacy of the
crown, (2) the Book of Common Prayer, (3) the Thirty-
nine Articles of 1562, as being all and every one of them
agreeable to the word of God. The Book was pa.ssed
under the great seal, but was never ratified by parliament.
As the result.a large number of ministers, variously reckoned
at from 45 to 300, were deprived of their benefices.
Henceforward the persecution was steady and grievous, and
an exodus took place to Holland, where the exiles erected
Presbyterian churches which in their turn reacted con-
tinually upon opinion in England. By far the larger part
of the Puritans, however, clung to the church. As late as
1607 they eagerly expressed their desire " above all earthly
things " to continue their ministry " as that without which
our whole life would be wearisome and bitter to us."
And in 1605, in answer to the attacks from both the
extreme parties, William Brad.shaw published his English
Puritanism. The system herein developed, so far from
being Presbyterian, is Congregationalism under .state coh-
trol. While each congregation is to be entirely inde-
pendent of all other ecclesiastical courts, the election of
its officers and other important matters are ostentatiously
given to the civil magistrate. Not the slightest intrusion
by ecclesiastical officers upon civil authority may be allowed ;
and all church preferment is absolutely in the hands of the
crown, which is supreme over the constitution and pro-
ceedings of synods, and whose commands may not be
fNGLAND.]
P I
tE«BYTERIANIS
M
687
actively resisted. The king himself, is subject to his own
particular church alone, and even though apostate or an
evil liver he retains his full supremacy. It is clear that
the denial, in the Scottish sense, of the state supremacy is
Dot expressed by the English Puritan : that which galled
him was the jurisdiction of other ecclesiastics.
From the synod of Dort in 1 G 1 8 Arniinianism gained
ground in England in spite of tho fact that Abbot, the-
primate, -.vas head of the "doctrinal" (or old Calvinist)
Puritans. As soon asLaud came into power the Govern-
ment attacked Presbyterianism wherever it was found.
Guernsey was compelled to accept Episcopacy, as Jersey
had been in 1605, and the ten foreign congregations in
England were placed under the control of the English
Chiu'ch. The English congregation"; in Hamburg and the
Netherlands were also ordered to relinquish their synods.
The system of the church was aristocratic exclusivenes3._
One effect of the Scottish outburst in 1638 and of the
events which followed was of course largely to strengthen
in especial the Presbyterian interest. The action of the
church tended constantly to cut off waverers. Baxter, for in-
stance, was led to examine and finally to throw off Episcopacy
by the "et cetera" oath in 1640. Nevertheless at the
opening of the Civil Wars," if he is to be believed, Noncon-
formity, and in especial Presbyterianism, was very weak.
"Where I was bred before 1640, which was in divers
places, I knew not one Presbyterian clergyman or layman.
, . . About as many Nonconformists as counties were left,
and those few stuck most at subscription and ceremonies,
and but few of them studied or understood the Presby-
terian or Independent disciplinary causes." Those who
sat ia the Westminster Assembly were almost ail such as
had conformed.
In 1640 Henderson, Baillie, Blair, and Gillespie came
frith the Scottish commission to London, the ministers
there having written to the general assembly expressing
their desitJ for the establishment of tho Scottish system.
They at once set themselves to turn the current of Puritan-
ism into the Presbyterian channel, and to bring about a
union on the Presbyterian basis. Their preaching attracted
large crowds, and, by a common mistake, they judged of
dl England from tho London ministry, which was largely
Presbyterian and which in December 1641 h^d petitioned
for a synod (a desire expressed also in the Grand Kemon-
Birance) to include ministers from foreign parts. The
parties, however, which were to join issue at the assembly
were already clearly recognizing one another, for we hear
that " the separatists are like to be of some help to hold
Up the bishops through their impertinence." For the views
of moderate men on church reform the speeches of Sir E.
Deering are important. It is clear that had the bishops
been willing to become the allies of a reforming parliament
Presbyterianism would not have been seriously discussed.
In September 1642 the Long Parliament abolished
Episcopacy, tho abolition to date from the 5th November
1643 ; the question what form of Puritanism should succeed
it was that for which the Westminster Assembly was sum-
moned by parliament on 12th June 1643. The interven-
ing months were marked by a great increase of sects, of
whom all were by nature opposed to the iron domination
of Presbyterianism, which in its turn found support in tho
English ministers of Dutch congregations. It is important
at the outset to notice that the assembly was born in
Erastianism, the spirit which, from tho whole co'-.i^e of
English history for several centuries, may be regarded as
national. . It was a micro council of advice to the parlia-
ment of England, a creature of the parliament alone.
Its members, two from each county, though some counties
bad but one, were chosen by parliament, and "nearer
Agreement with tho Cbwoh of Scotland" is one of the
chief points in the ordinance. In 1643 also the Long
Parliament, needing Scottish support, and willing to bid
high, formed the Solemn League and Covenant- In this
the English, struggling for civil liberty, cared only for
a political league ; moreover, " they were," says Baillie,
"more nor wo could consent to, for keeping of a doore
open in England to Independencie. Against this we were
peremptorie." To the Scots "itsehief aim was the pro-
pagation of our church discipline to England and Ireland.'
The title was a compromise, utterly distasteful to the Scots,
who refused to caU it anything but the " Covenant."
The number summoned to the assembly was 151, 10
being lords, 20 members of the House of Commons, 121
ministers. About one-half attended regularly. Besides
the Episcopalian clergy, who did not attend, there were
four parties — (1) moderate Reformers of Presbyterian tem-
per, (2) Presbyterians of Scottish views, (3) Erastians,
and (4) Independents. At the request of the parliament
six Scottish commissioners, without a vote, of whom five
(the sixth was Maitland, afterwards the celebrated duke
of Lauderdale) were informed with the intensest spirit of
Scottish Presbyterianism, attended the assembly. To them
their mission was a holy one, being no less than " to estab-
lish a new platform of worship and discipline for this people
for all time to come." That this was to be Presbyterian
was the one thought that possessed their minds, — at first
with eager hope, changing to apprehension and then to
disappointment so bitter that it broke the heart of Alex-
ander Henderson and made Baillie bewail the distance of
the Scotch army. They struggled with pathetic earnestness
against influences whose strength they had not realized, —
the hated sentiment of Erastianism and tho still more hated
sentiment of Independency. The first of these was chiefly
in the background in parliament, where it did not express
itself fully until late in the proceedings ; within the assem-
bly it was consummately represented by Lightfoot, Cole-
man, and Selden, who held that "parliament is the church."
The Independents, numbering only ten or eleven in all,
their principal representative being Nye, were also men of
great ability and clear views, who knew that they could
depend on the support of the party led by Cromwell.
The assembly began in September by considering what
to substitute for the Thirty-nine .Ajrticles. On 1 2th October,
however, in deference to Scottish pressure, the parliament
instructed them to take up at once the questions of church
government and a liturgy. Church officers were first dis-
cussed. The Independents disjjuted every inch of ground :
" to the uttermost of their power they have studied pro-
crastination of all things, finding that by tjine they have
gained." Tho long discussion which they forced on the
question of the identity of pastor and doctor (in which,
holding the offices to be distinct, and that every congrega-
tion ought to have both, they were opposed both by the
Scots on the latter and by tho Anglicans on the former
ground) was but one example of their skill in obstriiction.
The grand battle, however, began on 2 2d November over
the ruling eldership — the essence of tho "Scots' disci-
pline,"— againtt which Independents and Erastians alike
did their best .Ml were willing to admit elders " in a
prudential way,'' i.e., as expedient, but "sundry of the
ablest were flat against the institution of any such offices
by divine right," and the Independents kept them " in a
pitiful labyrinth these twelve days." In tliO end a com-
prcmise was effected, grievous to the Scots, by which it
was merely declared " agreeable to, and warranted by, the
word of God, that some others besides the ministers of
the word should join in the government of tho church."
An attempt further to define their office failed. By the
end of the year the Scots became anxious : " as yet a
presbyterie to this people is conceaved to bo a strange
688
P«RESBYTERIANISM
[ENGLAND.
monster." In a minor point they had experienced a rebuff.
They had done, as true Presbyterians, all they could to
induce the assembly to sit on Christmas Day, church fes-
tivals being to them an abomination ; but they only pre-
vailed so far " that both houses [of Parliament] did profane
that holy day, by sitting on it, to our joy and some of the
assembly's shame." The observance of saints' days and
holidays was not abolished until 8th June 1647.
On 9th January 1644 the pressing question of ordina-
tion was brought forvpard. The Committee reported that
preaching presbyters should alone ordain. 'To this the
Independents of course objected and kept the assembly in
debate untU 21st January. The House of Lords pressing
for a settlement, it was next day proposed that " certain
ministers of the city be desired to ordain ministers in the
city and vicinity jure fratemitatis." On this and on the
essential question, how far the consent of the congregation
should be necessary, the Independents kept up the struggle
until 19th April, when the latter point was determined in
the non-intrusionist sense. The bitterness of the Scots
against the Independents increased daily ; they were fairly
puzzled at the want of enthusiasm for that which was the
breath of their lives. " This stupid and secure people, . . .
this fainting and weak-hearted people," BaUUe calls them,
and adds, " the humour of this people is very various, and
inclinable to singularities, to differ from all the world and
from one another, and shortly from themselves." No
people, he says, had so much need of a presbytery. The
hatred was fully returned. An intrigue * was set on foot
for a union between the Independents and the moderate
royalists to keep out Scots and Presbyterianism on the
basis of the restoration of Charles. So anxious did this
render the Presbyterians that they offered to make a com-
promise whereby to strengthen their cause in parliament ;
and, probably at the suggestion of their chiefs there, the
five leading Independents published (February 1644) their
Apologetical Narrative, which traversed their whole contro-
versy with the Presbyterians and was addressed, not to
the assembly, but to the parliament. This manifesto, as
well as the Antapologia and other answers from the Pres-
byterians, is weU analysed by Hetherington. From the
moment of this publication there was no longer any object
in dela3dng the main battle. "The Independents are
resolute to give in their reasons to parliament against us,
and that shall be the beginning of an open schism : lykelie
we shall be forced to deal with them as open enemies."
On 6th February it was proposed that " the Scripture
holdeth forth that many particular congregations may be
under one Presbyterian government." After six weeks'
incessant debate, in which both Erastians and Independents
used their utmost abUity, and in which Nye ostentatiously
and successfully appealed to the jealousy of the imperium
in imperio, they ware forced to yield. In this discussion
the English Presbyterians were less disposed to compromise
than the Scottish, who were keenly anxious for the success
of their mission. The ruling eldership was then voted,
and "on Fryday, after a week's debate, we carried, albeit
hardlie (27 to 19), that no single congregation has the
power of ordination." On 31st May BaiUie adds, " our
church sessions, to which the Independents gave all, and
their opposite nothing at all, we have-gotten settled with
unanimity in the Scots' fashion." The Presb3rterians were,
however, by no means easy ; they felt their triumph to be
yet but a barren one. "The chief point we wish were
proven is the real authority, power, and jurisdiction of
synods and classical presbyteries over any the members of
the whole of a particular congregation ; also I wish that
the power of presbyteries classical to ordaine and excom-
' For the first time investigated and brought to light by Professor S.
R. Gardiner {Camden Miscdlany, 1883).
municate were cleared. Many beside the Independent*
are brought to give the rights of both these actions to the
congregational presbyteries, much against our mind and
practice." The great question, the power of parliament in
ecclesiastical affairs, was yet unsettled ; and here they
looked anxiously at "Selden and others, who will have
BO discipline at aU in any church jure divino, but settled
only on the free will and pleasure of the Parliament,"
and they had forebodings that "Erastus' way will triumph."
Their fears were soon realized. On 15th November 1644
the assembly reported to parliament all that had been done,'
and the House at once debated the Jjts divinum question.
Glynn and Whitelocke spoke vehemently and at great,
length, and then upon the question it was carried to lay'
aside the point of JTis divinura, and the House gave them
thanks for preventing a surprise. It was resolved, how-
ever, that the Presbyterian government should be estab-
lished, and that if upon trial it was not found acceptabla
it should be reversed or amended.
Cromwell, who had shortly before "expressed liimself
with contempt of the assembly of divines," terming them
"persecutors" and saying that "they persecuted honester
men than themselves," and who had told Manchester that
"in the way they [Scots] now carried themselves he
could as soone draw his sword against them as against
any in the king's army," came to the rescue of the Inde-
pendents in the assembly by procuring on 13th September
an order from the parliament to refer to a committee of
both kingdoms the accommodation or toleration of the
Independents. This committee, lasting until 15th October,
was no doubt intended to gain time, for time was against
the Scots, and it did nothing else. The Independents then,
with written reasons against the propositions respecting
church government, with objections on the question of
excommunication, with their "model" and their remon-
strances, managed to protract discussion until March 1646,
and in the end to leave matters unsettled and without
prospect of settlement. In January 1645 the abortive
negotiations at Uxbridge took place, at which each party
asserted the jus divinum. The conditions proposed to the
king had been drawn up by Johnston of Warriston and
approved by the Scottish parliament ; they included the
acceptance of the Covenant. In the compromise offered
by the king he assented to the limitation of the bishops'
power by a council of the lower clergy, and even by lay-
men to be elected by this council, in each diocese.
In April (Self-Denying Ordinance) and again in October
1645 (the battle of Naseby having been fought in June)
the parliament passed a vote which was gall and worm-
wood to the Scots, foi it provided a power of appeal from
the national assembly to the parliament. It also insisted
that there should be two ruling elders for each minister in
a church meeting, and allowed censures to be passed only
in cases which it enumerated. No way remained to stay
the mischief, BaiUie felt, except by "hastening up our
army, well recruited and disciplined." On 20th February
1646 they resolved that a choice of elders should be made
throughout the kingdom ; but on 14th March Baillie him-
self bewails that " the House of Commons has gone ou to
vote (by a majority of one) a committee in every shiie to
cognosce on sundry ecclesiastical causes, which will spoil \
all our church government." The fact was that, the king* >
being now very weak, Scottish friendship was daily grow-
ing of less importance. When the commissioners from the
Scottish parliament urged the speedy erecting of presby-
teries, the English expressed their dread of "granting an
' At Newcastle in November 1646 the king offered to sanction the
Presbyterian establishment, with all its forms and the order of public
worship already adopted, for a period of three years, withoat pr^jn
dice to his own personal liberty.
XBGLANS.]
PRESBYTERIAN ISM
689
arbitrary and unlimited power to near 10,000 judicatories
within this kingdom," and declared that, experience having
shown that the parliament had preserved the Reformation
and purity of religion, they had no reason " to part with
this power out of the hand of the civil magistrate." On
30th April 1646 the House proposed queries which practi-
cally challenged the jus divinuvi position from one end to
the other. The assembly at once set themselves to answer
these captious questions ; but of questions and answers the
parliament took care that for the present no more should
be heard. Vnien, however, on 1st December 1646 the
London ministers published their manifesto Jus divinum
regiminis ecclesiastici, the House of Commons called for the
assembly's answers, which do not appear to have been
forthcoming. Throughout the contest the Scottish com-
missioners, especially Baillie, organized the opposition, im-
mortalized in Milton's sonnet, of the London ministers
against the parliament's action. The king, however, hav-
ing fled in April to the Scots, parliament thought it need-
ful to temporize. On 5th June, therefore, both Houses
ratified .he ordinance establishing presbyteries ; on the
9th they ordered it at once to be put into execution ; and —
a still more significant step — they rescinded the clause for
jjrovincial committees which had given Baillie such vexa-
tion. The order, however, remained a dead letter until
22d April 1647. Twelve presbyteries were then erected
for London ; Lancashire and Shropshire were organized,
and Bolton was so vigorous in the cause as to gain the
name of the Geneva of Lancashire ; but the system spread
no farther in the ungenial soil and air of England. Even
here the difference between Scottish and English Presby-
terianism is shown by the fact that two-thirds of every
cleissis or presbytery were necessarily laymen. The first
liieeting of the London synod was on 3d May 1647, and it
met half-yearly until 1655. That of "Lancashire met at
Preston in February. 1648. After all, however, it appeared
that the votes of the Houses were permissive only ; for
on 13th October 1647 the Lords voted to ask the king for
liis sanction to the proviso that " no person shall be liable
to any question or penalty only for Non-Conformity to the
said government or to the form of the divine services
appointed in the ordinances," while such as would not con-
form were to be allowed to meet for religious exercise in
a fit place so long as the peace was not disturbed. ^ The
language of the Commons was almost equally indulgent,
while on 1st November the "agitators" declared that
" matters of religion and the ways of God's worship are
not at all entrusted by us to any human power." Presby-
terianism was wellnigh as far from being established at
the close of the assembly as in the days of Elizabeth.
English Protestantism had been a protest, not against
Roman Catholicism, but against papal supremacy; the
country was as little disposed to accept Presbyterian
supremacy. The reader will gain some idea of the parti-
cular forms of tyranny which England had declined in
"The Harmonious Consent of the ministers of the pro-
vince within the County Palatine of Lancaster, &c." (Hal-
ley, Lancashire, its Nonconf., p. 467). In May 1648 the
parliament, now that army pressure was removed, passed
the celebrated "ordinance against blasphemy and heresy."
If ordinances could have fought against the inherited
instincts of centuries Presbyterian government would have
run riot. On 29th August it was again decreed that "all
parishes and places whatsoever within England and Wales
shall be under the government of congregational, classical,
' In Decembelr 1647 Charles, at Carisbrooko, again agreed with the
comniissionera from the Scottish Kirk to the conditions formerly offered
at Newcastle, in consideration of their promise to take up arms for
his cause. The establishment of Prcsbyterianism, the extirpation of
•Wtaries. and covenant uniformity were demanded by the English.
lU-25
provincial or national assemblies," except royal chapels and
peers' houses. In October 1648 Charles at Newport offered
to accept Ussher's scheme,- and, in answer to an address
from London, consented to a temporary alienation of
church property for the maintenance of Presbyterian
ministers. In Is^ovember, however, the army asserted it-
self ; it afterwards purged the parliament when it found
that there, was an accommodation between Charles and
the Presbyterians, and killed the king. With the founda-
tion • of the Commonwealth the dream of Presbyterian
supremacy passed away. The Presbyterians are hence-
forth to be regarded as a political far more than as a
religious body. They now formed the nucleus of that
party which desired the restoration of monarchy on good
conditions. Opposing the toleration granted to all forms
of Protestantism by Cromwell, they became his most
dangerous opponents by their sympathy with the Scots
and their refusal to take the " engagement," as is illus-
trated by the plot for which Love was executed. The
parliament meanwhile secured them in their livings. As
Cromwell said to the Scots, " The ministers in England
are supported and have liberty to preach the Gospel,
though -not to rail at their superiors at discretion, nor
under a pretended privilege of character to overtop the
civil powers." In the Instrument of Government (1653)
Cromwell expressly retained all the laws in their favour
and appointed some of them on the list of triers. They
had their classical presbyteries for ordination, but these,
having no coercive power, gradually became merely meet-
ings of ministers of all denominationj. The position of
Baxter and his followers is worthy of notice, and should
be read in his owif words (Orme's Baxter, vol. i. p. 92).
Nominally a Presbyterian, he disliked the lay eldership ;
he disliked their intolerance ; he disliked the subordinate
position ascribed to the civil magistrate ; in his own terse
language, "Till magistrates keep the sword themselves,
and learn to deny it to every angry clergyman who would
do his own work by it, . . . the church' will never have
unity and peace." On the question of the independence
of congregations he was an Independent in sympathy and
practice. His absorbing idea was union ; with Ussher, he.
says, he had agreed in half an hour ; among rigidly de^
fined parties it is not possible to find him a place ; but
in the light of that idea he appears perfectly consistent,
John Owen was another maa who illustrates the light
a«d shade of English opinion. He opposed the London
ministers, though he held a Presbyterian appointment.
In 1644 he upheld Prcsbyterianism against Independency;
in" 1646 he became formally connected with the Independj
ents. The Presbyterian was above all, on the political
side, a hater of the army and a parliamentarian, and
therefore, especially after Richard Cromwell's resignation,
a monarchist. Monarchy and parliaments were co-ordi-
nated in the English mind. Baxter preaching before the
Commons on 30th April 1660 said, "Whether wo sheuld|
be loyal to our king is none of our differences. ... For
the concord now wished in matters of religion it is easy
for moderate men to come to a fair agreement." To take
advantage of this feeling Charles II. used all the resources
of duplicity ; the deputation of divines was easily and
entirely tricked, and on his entry into London the Presby-
terian ministers received him with acclamation. Until
the actual Restoration the ascendency of Presbyterianisin
' Ussher's scheme suggested (a) threo synods, namely, one of the
clergy of the rural deanery, meeting onca a month ; one of the clerg.
of the whole dioce.se, meeting once or twice r. year ; 'and rcpri'SentatiTa*
of the clergy of the province, meeting onco in three years, the vck-
bishop presiding ; (6) if -parliament were sitting, the two proN'iincijbt
synods were to unite, and the whole govcnimcnt of tlie church v«~« to
be in their handjs. There was no repraMatoti"v of the laity fr. th*
scheiTA.
690
PRESBYTERIANISM
[tire LANS.
subsequent to Monk's entry into London, had seemed com-
plete. The council was almost exclusively Presbyterian ;
Presbyterians commanded the garrison towns and the fleet,
and had possession of the universities. The last acts of
the Long Parliament had been to establish Presbyterianism
as the religion of the state. It was therefore necessary
on the part of Charles and Clarendon to temporize. Pro-
mises were made from Breda ; hopes of comprehension
and preferment were placed before the Presbyterian minis-
ters ; conferences were arranged between them and the
leading Episcopal clergy. There is no sign, however, that
the most ardent Presbyterian hoped for more than Ussher's
model. They were sufficiently bound over by the Cove-
nant, the oath of allegiance, the traditional connexion of
parliament and monarchy, and, above all, by their jealousy
of the Scots, to restore the king.
The solemn farce began. Ten ministers were made
royal chaplains, and Charles II. expressed his intention of
doing his best to heal the differences in religion. He
wished to know their desires. They asked for a resident
ministry, Sunday observance, Ussher's model, the revision
of the Prayer Book, extemporary prayer, that kneeling at
communion and the observance of saints' days might not be
enforced, and that iewing at the name of Jesus, making
the sign of the cross in baptism, and the use of the surplice
might be abolished. Baxter also suggested that the suffragan
bishop should be elected by the clergy of the rural deanery.
The bishops replied in writing, refusing alj, concession, ex-
cept, perhaps, as regarded the cross, bowing, and the surplice,
and taunting their opponents with " scruple-mongering."
Charles now put. out his declaration, which included a
proviso that the presbyters' advice and assistance should
be necessary to certain episcopal functions, and especially
to church censures. This, and the Bill to turn it into a
law, kept the Presbyterians in play ; by Clarendon's influ-
ence the Bill was thrown out on the second reading, and
the convention parliament was dissolved. The parliament
which followed was Episcopalian. The church at once
struck hard. The Corporation Act, 20th December 1661,
destroyed Presbyterian influence in the large towns, the
centres of its power; the Act of Uniformity, 19th May
1662, compelling "assent and (?onsent" to everything in
the Book of Common Prayer, destroyed it in the. church.
Under circumstances of open deceit and flippant cruelty
2000 ministers were, on St Bartholomew's Day, deprived
of their offices. It is important to notice that the Papists
and other Dissenting bodies opposed toleration to the
Presbyterians ; they felt that the only chance of a general
toleration was in the failure of the Presbyterians to obtain
comprehension.
Between these two Acts the Savoy Conference had been
held, beginning 25th March 1662 ; it met apparently to
signalize the church's triumph. It was intended to fail,
as the Hampton Court Conference had been intended to
fail, and is of interest merely as being the last attempt
at union by conference.
With regard to toleration Charles II. and James II. were
Bourbons, and they wished to carry out the policy of their
ancestor, Henry IV. of France. They hoped to use the grati-
tude and dependence of the sects whereby to sustain them
against the church Cromwell had done the same ; tolera-
tion and military despotism had been parallel ideas.
Charles desired that the church should not tolerate, but
that he should. Thus he hoped to have a despotism
founded upon the support of the sects. The greater part
of his reign presents a constant struggle of the church and
parliament to frustrate his views. To gain the power of
suspending the penal laws was the great object in the com-
prehension scheme of 26th December 1662. In an instant
gh'irch opposition began ; the primate and the parliament
spoke with equal sternness, and the suggestion was d;opped.
As had happened in Scotland, the ejection of St Bartholo-
mew's Day had led to conventicles ; the first Conventicle
Act, 16th May 1664, was an expression of the hatred of the
Anglican Church to Charles's scheme.
In 1665 the plague occurred; the pulpits of London
were deserted by the Episcopal clergy, with a few brilliant
exceptions. The Presbyterians and Independents came
forward to fiU them. The jealousy of the church was
aroused, and at its demand, and in return for a supply for
the Dutch War, Charles passed the Five Mile Act._i The
extent to which these successive ftcts of persecution affected
the country varied greatly. In some parts the justices
refused to convict, or were languid. Thus Seth Ward, in
one of his reports to Sheldon from Exeter (in 1663), says,
" Your Grace shall know that there are, in this county of
Devon onely, ... at least fourteen Justices of the peace
who are accounted arrant Presbyterians." The bishop of
Chester makes the same complaint in 1667.- With the
fall of Clarendon the idea of toleration at once revived.
In February 1667 Charles recommended it to parliament
and relaxed the penal laws. But the idea had taken
possession of the English mind that what Charles wanted
to tolerate was Popery; wherever Charles wrote "dissent"
the English mind read "pope of Rome." Some questions
drawn out by Sheldon against toleration may be seen in
the Sheldon MSS., and are worth reading. It was this
fear, and the belief that the integrity of the Church of
England was the great safeguard against Popery, that
had to answer for much of the persecution. By 176
votes against 70 parlianjent voted against comprehension,
and by 144 against 78 for the continuance of the Con-
venticle Act, while on 2d March 1670 a second Conventicle
Act of special severity was forced from Charles.
On 15th March 1672 the king made another attempt
by his famous Declaration of Indulgence, in which he
boldly claimed the suspensory power. This caused great
searchings of heart among the Dissenters, for they must
either refuse the indulgence or uphold an unconstitutional
proceeding. Ought they to accept anything short of
comprehension 1 Their doubts were cut short by the
withdrawal of the Indiilgence only three months after its
utterance, and the Test Act signalized the victory of the
church. The church became more and more exclusive ;
the parliament, drawing its life from the people, gradually
changed its tone. In 1663 the Anglican Church wished
to triumph over Dissent ; in 1673 Protestants wished only
to secure themselves against Popery. The Commons there-
fore passed a Bill for the ease of Dissenters, which was,
however, dropped in the Lords.
No further change occurred in the legal status of the
Presbytferians. Their party continually increased in in-
fluence under Shaftesbury's guidance, and in 1680 the
Commons agreed to a sqjieme of comprehension for all
Dissenters who would subscribe the doctrinal Articles ;
the surplice was to be omitted except in cathedrals or
royal chapels ; and ceremonies were to be regarded as in-
different. This attempt at union came to nothing, how-
ever, through church opposition, as did a final attempt at
toleration by Charles in 1684, Throughout his reign the
church had held him in a never-relaxing grasp. The
intervening years were a period of constant annoyance
to the Presbyterians, who were discredited by the Rye
' By tliis Act all who refused to declnre tlint-tliey "ivould not at
any time eudeavour any alteration in cliiircli or state" were made in-
capable of teaching in schools, and proliiliited from comitig within 5
miles of any city, corporate town, or parliamentary liorongh, or within
5 miles of any parish, town, or plaf e, where they had since the Act of
Oblivion been parson, vicar, or lecturer, or where they had preaoli^i
in nny conventicle, on any pretence whatever,
'■■ Sheldon MSS., Bodleian Library,
IRELAND.
P R E S B Y T E 11 J A JN i S M
691
House Plot. Such were the relations of the Presbyterians
to the .church. Their relations to the Independents were
the eld ones of jealousy and hostility. They themselves
always looked for a position in the establishment ; the
principles of the Independents excluded the idea. Attempts
at union occurred, but they were useless.
From this time the history of the Presbyterians is lost
in that of Dissent generally. James refused to enforce
the penal laws ; but they enforced themselves, and Baxter
was one of the first to suffer. Monmouth's attempt only
increased their sufferings. In 1687 their prospects bright-
ened. James 11., following his brother's policy, issued his
Declaration for Liberty of Conscience, as he had already
done in Scotland and Ireland. The motive, as Hallam
says, was that already mentioned, "to enlist under the
standard of arbitrary power those who had been its "most
intrepid and steadiest adversaries." In the addresses of
thanks sent up the leading Dissenters (except the Quakers)
refused to join ; indeed, at a general meeting of ministers a
resolution was passed directly condemning the dispensing
power. The action of James, by which the work of the Cor-
poration Act was in a great measure undone and the power
in corporations once more thrown into Dissenting hands,
was equally unsuccessful. Throughout his reign the king
failed to comprehend that the Dissenters were, first of all,
Protestants. William III.'s declaration from Torbay recom-
mended comprehension, and. in March 1689 he urged it
upon parliament. A Bill was brought into the Lords for
abrogating the oaths of allegiance and supremacy, and for
abolishing the Test Act so far as Dissent was concerned.
The High-Church party, however, was strong enough to
secure its failure. Another Bill with the same intent, as
well as attempts to relieve the Dissenters of kneeUng at
the sacrament and using the cross in baptism, and to ex-
plain away " assent and consent," as required by the Act
of Uniformity, was also jealously and successfully opposed.
By the Act of Toleration, however, all the penal laws, ex-
cept the Corporation and Test Acts and those against the
deniers of the Trinity, were removed. But it did not
abrogate the statutes of Elizabeth and James I., which
exacted certain penalties on such as absented themselves
from the parish church. Heresy, too, was still subject to
the church courts. A last attempt was made, by an ecclesi-
astical commission of thirty divines, to frame a scheme of
comprehension. It was vehemently opposed in convoca-
tion ; the High Churchmen withdrew from it ; and it was
never submitted to parliament. Thus ended the last of the
fruitless attempts to comprehend Dissent within the estab-
lishment. During William's reign the hatred of the church
to the Presbyterians had been obliged to lie dormant.
Anne's accession, however, led at once to an attempt on the
part of the churchmen to revenge themselves by the intro-
duction of the Occasional Conformity BUI /or the toleration
which they had been compelled to practise. This, however,
they were unable to carry through against the opposition,
of which Burnet was the foremost champion.
Having secured toleration, the Dissenters began to think
of their own internal condition. A coalition of I'rcsby-
.tcrians and Independents was thought desirable. The
mere mention of such a thing shows how profoundly the
complexion of affairs had changed. Under the name of
" United Brethren " about eighty ministers of London
mot and drew up heads of an agreement, in nine articles,
on church government and ecclesiastical discipline. Article
8 provided that the union should not discuss doctrine, and
named as auxiliaries to Scripture the Articles, the Savoy
Confession, and the Westminster Catechism. Mutual con-
cessions were now made. The Independents gave, up the
necessity of the consent of a church to tlie ordination of
a minister, and only made if i5(:3i.>-j\Ule ; upti it" oOlco c^
doctor, as' distinct from pastor and ruling elder, was passed
over. But the Presbyterians gave up far more, viz., the
authoritative power of synods over individual churches.
In other words, the Presbyterians gave up and the Inde-
pendents retained each the kernel of their system. Excom-
munication was emasculated. The prerogative of synods
was reduced to occasional meetings and a reverential regard
for their judgment. But this arrangement only affected
London and its neighbourhood. Moreover, while their
views of church government were so profoundly modified
in the Independent direction, a change equally noticeable
took place in their doctrinal views. From the beginning of
the 18th century the greater number of their congregations
became Unitarian, while those which remained orthodox
joined themselves to the Scottish Church; The fact that at
a time when full toleration was enjoyed the Presbyterian
principle ever grew weaker shows how little it had pene-
trated into the English mind. During the present century
a new establishment of Presbyterian congregations has tak^n
place upon the Scottish models, and indeed at first as an
offset of the Scottish Church itself. In !May 1 836, how-
ever, the synod of the Presbyterian Church of England was
established, in entire independence of, though in friendly
union with, the Scottish Church, containing at the present
time (1885) 10 presbyteries with 280 congregations.'
Ireland. — Presbyterianism in Ireland dates from the
plantation of Ulster, by which a large part of Ireland
ceased to be Papist and was peopled afresh by Scotsmen
and Englishmen. An independent Protestant church was
settled in James I.'s reign, and at the convocation of 1615
the first confession of faith was drawn up by James Ussher,
which implicitly admitted the validity of Presbyterian
ordination and denied the distinction between bishop and
presbyter. It was not, however, until 1626 that the begin-
ning of the Presbyterian system was laid by Hugh Campbell,
a Scot, who, having become converted, " invited some of his
honest neighbours ... to meet him at his house on the last
Friday of the month. ... At last they grew so numerous,
that the ministers thought fit that some of them should be
still with them to prevent what hurt might follow." Within
the Episcopal Church, and supported by its endowments,
Blair, Livingstone, and others maintained a Scottish Pres-
byterian communion. From 1625, however, to 1638 the
history of Presbyterianisrn in Ireland is 'one of bare exist-
ence, not of progress. The ministers, silenced by Went-
worth, fled finally to Scotland, after an ineffectual attempt
to reach New Englaud, and there took a leading part in
the groat movement of 1638. In 1639 the "black oath,"
which forbade the making of any covenants, was forced by
Wentworth upon the Ulster Scots. His absence in 1640
raised hopes which were destroyed by the Irish rebellion
of 1641, whereby the Protestant interest was for the time
ruined. The violence of the storm had, however, fallen
upoh the Episcopal Church, and her. desolation made the
rise of Presbyterianism more easy. A majority of the
Ulster Protestants were Presbyterian, and in the great
revival which now took place the ministers who accom-
panied the Scottish regiments took a leading part. Sessions
were formed in four regiments, and the first regular presby-
tery was held at Carrickfergus on Friday 10th June 1642,
attended by five ministers and by ruling elders from the foui
regimental sessions. This presbytery supplied ministers
to as many congregations as possible, and for the remainder
the ministers were sent from Scotland with full powers of
ordination. Many of the Episcopal clergy also joined the
' Chief Jtr/erences. — Ncal, Nisi, of the Puritans; Uiook, Cart-
terighl ; Strypo, Whilgift ; Hcthtriiigtoii, Hist, of Westminster As-
semhli/ ; Mitchell, I/ist. of Westminster Assembl;/; Orinc, Baxter End
Owcri; Hatlcy, Ixmrashire^ its Nonconformity ; Toulntin, Hist, of Dis-
senters ; Marsdcn, Puritans ; Pari. Uist. ; Pliiliii Uciiry, dory; and
tJic vwiou? iji^lish histories.
«92
PRESBYTERIAN ISM
[iKELAND.
(Winning side, and by the end of 1643 the Ulster church
,was fairly established. Ireland was included in the
Solemn League and Covenant, though the oath was not
taken until March 1644. So strong were the Presbyterians
that their Tequest that the whole army should be aubjected
to their discipline was at once granted ; and, when a
number of Episcopal ministers formed themselves into a
presbytery of their own, but without lay eldership and
subjection to higher courts, the jealous zeal of the Scots
found means to break it . up. Meanwhile they were in
constant communication with Scotland, of whose system
(Ulster can best be regarded as a part. In 1645 they were
gtrengthened by the Scots who fled from Montrose, and
by the presence of the commissioners of the parliament,
•who ordered that the covenant should be tendered to all
■who had not yet taken it. The commissioners also gave
the tithes of parishes to ministers who applied for them,
and their sanction as a civU 'power to the presbyteries to
censure and punish scandalous ministers. It should be
noted that this assumption by the civil power was much
scrupled by the ministers as savouring of Erastianism, and
the commissioners had to explain away their action. The
celebrated vote of the English House of Commons on 14th
March 1646 was the first check ; the second was the crush-
ing defeat of the Scottish troops at Benburb by O'Neill.
Nevertheless by 1647 there were, besides the chaplains of
Scottish regiments, nearly thirty ordained ministers with
fixed charges in Ulster. When the afiair of the " engage-
ment " took place, both the Scottish parliament and the
general assembly sent to secure the Irish vote. The pres-
byteries obeyed the church, the regiments the parliament.
[ After the Scottish defeat at Preston the English parliament,
I'now entirely anti- Presbyterian, determined to attack the
. Scots in Ulster. In this they were so well served by Monk
that by the end of 1648 the Independents, as opposed both
to Prelatists and Presbyterians, were superior, and by the
end of the year were supreme. Independency became the
state church, and the Presbyterian clergy were excluded
from the garrison towns. In spite, however, of their
downfallen condition, they absolutely refused to take the
oath of the engagement, which bound men to be faithful
to the Commonwealth without a king or House of Lords,
whereupon the most important among them were arrested,
while the rest fled to Scotland. During 1651 they were
excluded from the pulpit and deprived of their tithes, and
in March they were formally banished by a council of war,
. while the engagement oath was pressed on all classes.
Upon Henry Cromwell's arrival, the Protector's, object
j being to reconcile all parties to his sovereignty, the penal-
. ties for refusing the engagement were remitted ; ministers
ivere allowed to ofiiciate without restraint ; and the banished
ministers returned. So rapidly did their number increase
that by 1655 three bodies performing aU the functions of
regularly constituted presbyteries had been formed, acting
under commission of the whole presbytery. Meanwhile,
however, no settled maintenance was • available, and it
was with great difiiculty that the council was induced to
afford two years' salary. One illustration of the united
state of this church and of its autonomy is to be found in
its action regarding the schism in Scotland between Pro-
testers and Resolutioners. At a general meeting at Bangor
it was determined, by the Act of Bangor, 1654, that, "though
some differed in opinion from the rest, yet there should be
no mutual contestings about the differences in Scotland
among themselves, nor any owning of them on either side
in public preaching or prayer. But, whatever mention
might indirectly be made of these divisions, it should be
in order to healing them in Scotland." Under Henry
Cromwell all sects pursued their course in peace, and the
Presbyterians esjjecially increased their strength until the
Restoration, in which they heartily co-operated, assisting
Sir C. Coote in the coup de main which secured Dublin for
the king There were now in Ulster seventy ministers in '
fixed charges, with nearly eighty parishes or congregations,
containing 100,000 persons. 'These ministers were in five
presbyteries, holding monthly meetings and annual visita-
tions of all the churches wthin their bounds, and coining
together in general synod four times a year. An entire
conformity with the Scottish Church was maintained, and
strict discipline was enforced by kirk sessions, presbyteries,
and house-to-house visitations.
At the Restoration the determination of the Govern-
ment to put down Presbyterianism was speedily felt in
Ireland. In January 1661 the lords justices forbade all
unlawful assemblies, imder which head were placed meet-
ings of presbyteries, as exercising ecclesiastical jurisdiction
not warranted by the laws of the kingdom. In a discus*
sion 'with Jeremy Taylor they upheld the jus divinum of
Presbyterianism and refused to take the oath of supremacy'
without the qualification suggested by Ussher. At first
their parishes were merely declared vacant and Episcopal
clergy appointed to them ; but shortly afterwards they
wer& forbidden to preach, baptize, or publicly exhort. In
Ulster alone sixty-one ministers were ejected; only seven
out of seventy conformed. .Conventicles, of course, arose,
conducted chiefly by young Covenanting ministers from
Scotland, of whom the ablest, most indefatigable, and most
obnoxious to the authorities was Michael Bruce.
The abortive attempt of Blood, in which he endeavoured
to associate the Presbyterians, brought fresh trouble, and
the Ulster ministers were with a few exceptions compelled
to leave the kingdom. Ormonde, indeed,, refrained from
harassing them ; but it was not until 1665 that the'un-
molested return of the ministers enabled therd to revive
their worship and discipline. Presbyteries without ruling
elders were organized in private houses, parishes were regu-
larly visited, chapels were buUt, baptisms were performed,
help was sent to the brethren in Holland, and offenders
once more came under the active discipline of presbyteries
and kirk sessions. A comrnittee which met in place of the
regular synod went so far as to .insist that all irregular
baptisms should be. regularly performed. The . toleration
afforded them is remarkable when compared with that in
England and Scotland.
Hitherto, thanks to the wise Act of Bangor, the church
had had peace within her own borders. It was not until
1671-72 that this was broken by David Houston, who
showed an impatience of ecclesiastical restraint and opposed
the settled ministry. This led to the drawing up in
February 1672 of a series of regulations as to conducting the
trials, ordination, and settling' of ministers. Houston left
Ireland in 1673, but the schism created by him lasted till
1840 in the Reformed Presbyterian Church of Ireland. In
1672 the Presbyterian Church received from Charles II. a
sum of £600 from the secret service fund.
For several years the church prospered, not only in the
north, but in the south and west as well. In 1679 the
rising in Scotland, which ended in the' battle of Both well
Brigg, brought trouble on the Irish Presbyterians, in spite
of their loyal addresses disowning it. It was not, how-
ever, until 1682 that they again lost the privilege of public
' ministry and that oppression became so severe. They cor-
dially concurred with the Episcopalians against James II.,
though they had benefited by his Declaration of Indulg-
ence, and were the first to congratulate William III; on his
arrival in England. During the war several of them took
an active part in the siege of Londonderry ; the rest fled to
Scotland. A list sent in by them to the general assembly
shows that there were then in Ireland a hundred congre-
gations, seventy-five with fixed ministers, and that ther*
I
WANCE.]
PRESBYTERIANISM
693-
(Were eighty micisters under five presbyteries. With the
Wose of the war came the close of their troubles, as under
iWilliam they enjoyed complete toleration. So hopeful
jwere they of regaining supremacy that they sent up a
petition to the crown that, since the north of Ireland was
almost entirely peopled by Scottish Presbyterians, Epis-
copacy might be done away wi;;h in that part. In 1731
again a deputation of ministers and elders went to Dublin
with the vain request th&t their church might receive
legal recognition and be placed on an equal footing with
the Episcopal Church. Irish Prcsbyterianism presents
no feature of note until 1840, when the original synod
of Ulster and all seceding Presbyterian churches united
themselves in the " General Assembly of the Presbyterian
Church of Ireland." In 1881 there were 36 presbyteries
with 552 congregations, containing 101,403 communi-
cants, with 621 ministers. Their synods meet in Belfast.
Entirely independent of other churches, they, like those in
England, live in friendly union with the Scottish Church.
Both English and Irish Churches are in sympathy with
the Free Church on the questions which brought about the
v Disruption of 1843.1
France. — The extension of the Genevan system on the
synodal side became necessary as soon as it was applied to
a large community. Up to 1555 the organization of the
French churches had been incomplete : there had besn no
settled clergy nor regular administration of the sacraments.
In that year, however, at the suggestion of De la Ferrifere,
a church was formed at Paris on the Genevan plan, com-
plete in all points, with La Riviera for pastor ; and in
a few years the organization was set up in Meaux, Angers,
Poitiers, Bourges, Nimes, Blois, Tours, and Orleans. By
1559, according to Theodore de Bfeze, there were in Franco
2150 organized churches; in 1562 Cardinal St Crois
reckoned the Huguenots as being one-half of the population.
These churches were isolated, and therefore weak. The
step needed to repair their weakness was taken as it were
by accident. Antoine Chandieu, minister at Paris, while
at Poitiers in 1558, found there several ministers from
the neighbourhood. It struck them that it would be
serviceable to have a common confession of faith and
system of government. Thereupon the consistoire of
Paris summoned a synod, not, however, to attribute to this
church any special pre-eminence or dignity. On 26th
May 1559 the representatives of eleven churches met in
the first national synod and laid down a confession of
faith (drawn up by Chandieu) and a system of discipline.
The confession, in forty articles, was purely Calvinistic.
The emphasis with which the right and duty of the
magistrate to interfere on behalf of the truth are insisted
upon is important. Foremost in the discipline, as in the
confession, comes the fundamental statement of perfect
equality : " Aucune dglise no pourra pretendro primaute
■ni domination sur I'autre ; ni pareillement les ministres
d'une ^glise Ics uns sur les autres ; ni les anciens, ou
diacres, les uns sur les autres." A breach of this law was
sternly condemned by tho synod of Orleans in 1562.
Next to the consistoire, which, as being well understood,
is not mentioned, came the colloque (not finally settled
until 1572), consisting of the minister and an elder from
each church of tho district. In 1637 a colloque was com-
posed of representatives from about ten churches. This met
twice a year at least and took cognizance of disputes, but
had no initiative power. Each province contained in 1637
three or more coUoqucs. Above the colloque was the ;)ro-
viixial synod, also containing a minister and an elder or
deacon for each church in the province. This synod met
once a year. Finally, there was tho jialional synod, which
met every year if possible.
J See Kciil, Jlist. of trtshy. in Ireland ; Corte, Ormond.
(1) Ministers were not elected by the congregation (not
even by a minister and his consistoire), but by two or three
ministers with their consistoires, by the provincial S3'nod,
or by the colloque. If the congregation objected, the con-
sistoire was to inquire how far the objection was valid ; if
the consistoire upheld the congregation, tho provincial
synod had the final right of decision (art. 7). In 1572,
however, the synod of Nimes laid down tho principle that
no minister might be imposed upon an unwilling people.
(2) In the first forming of a church the elders and deacons
were elected by the people ; but here the power of the con-
gregation ceased. Future vacancies were filled up by the
votes of those remaining. The eldership was not to be for
life ; but there was always a tendency to make it so. In
1565 the synod of Paris warned the churches not to change
without urgent cause, so too in 1572 at Nimes. In 1596,
however, it was decided that they were to be changed when-
ever expedient. (3) The ofiTce of deacon was of great im-
portance; besides having the charge of the poor and sick, he
might catechize and, if the minister were ill, offer prayer
and read a written sermon. He was a member of the*
consistoire, but apparently without the right to vote. In
1572 his dignity was increased, and (compare " readers "
in Scotland) he was regarded as preparing for the ministry.
As regards the consistoire, — if a parish was without one, it
must be created ; if a great lord had a congregation in his
own family, one musi be formed from it. In 1565 the
power of excommunication was given to it, and it might
depose elders and deacons, with appeal to the provincial
synod. Its right to manage the affairs of its own church
was strongly asserted in 1563,1 565, and 1 57 1 at the synods
of Lyons, Paris, and La Rochelle. One of the ministers
was president, but only as primus inter pares. Over all
marriage and baptismal questions it had jurisdiction so
long as it avoided interference with the civil Government
by dissolving marriages. The attention paid to marriage
by Prcsbyterianism in all countries is worthy of notice.
The ruling idea is the intense sanctity of the tie. Only in
case of adultery might it be broken in France. A contract
of marriage was declared indissoluble by the synod of Lyons
(art. 44) in 1563, though the woman averred that she had
been forced into it and that the man had a loathsome dis-
ease. Still more remarkable examples might be quoted.*
The office of elder was far more limited than in Geneva ;
his supervision over morals was, for example, confined to
reporting scandals to the consistory ; but in 1572 this was
greatly extended. Tho remarkable feature of the French
system is its aristocratical nature : the consistory, by tho
method of co-optation, was a purelj' aristocratic council,
and the greatest pains were taken by the various synods
to crush all attempts toVards giving power to the congre-
gations {e.g., tho condemnation of Jean Morelli, 1562-72,
and the synods of Verteuil in 1567 and La Kochclle in
1571).
In tho national synods, also, the aristocratic formation'
soon asserted itself. Up to 1565 every church sent a'
minister with one or two elders or deacons. On questions
of discipline ciders or deacons might vote, on doctrinal
questions only as many laymen as ministers. In 1565,
however, to avoid overcrowding, the national .syn^d o{
Paris determined that for tho future only one or two
ministers and one or two elders, chosen by each provi'nciai
synod, should bo admitted. Thus the national synod,
which had hitherto represented single churches, now reprd>
.sented only tho provincial synods, which of course gained
immensely in importance.
The church disclaimed any encroachments upon the civil
' For the method of constituting a consistory, for its suporvisloik
of private lifo nn'il public morals, gee Borrel, Hiatoire de VEglitt it
NhMS, pp. 61, 90, 117.
694
PRESBYTERIANISM
[fkancb.
authority (compare the national synods of Lyons, Figeac,
LaRochelle, Montauban, 1563, 1579, 15S1, 1594). But in
M. Borrel's work, especially valuable as showing what went
on in a single church, we find that so early as 1561 Pres-
byterianism was following its natural bent. "A mesure
que son pouvoir grandit, il impi^ta sur le domaine du
gouvemement civil, et crut pouvoir prendre des mesures
pour la defense . . . pour ordonner, qui plus est, les levers
d'argent, . . . En un mot, la poKce, la garde de la vUle,
I'inspection de la coaduite des habitants, . . . devinrent
graduellement I'objet de ses deliberations et de ses rfegle-
ments." And a stern stand was made against the supre-
macy of the state. In 1571 the minister of Bordeaux re-
ported to the synod of La Rochelle "qu'un m^decin soutient
que le ma^'strat est le chef de I'^glise et que ce que les
ministres entreprennent n'est que tirannie." The synod
rejected "I'erreur du dit m^decin et de toua autres qui
veulent abolir la discipline de Teglise en la confondant avec
le gouvernement civiL" The language of the synods will
be found, to vary as their political prospects vary.
The cause of the astonishing progress of Protestantism
and the extent to which it was but one phase of a general
movement for reform may be seen in the proceedings of
the states-general at Orleans in December 1560, where,
both in the noblesse and in tie tiers-^tat, loud complaints
were uttered against the clergy (Felice, p. 117), and free-
dom of worship was demanded. Only a few months after-
wards a proposal was made by a magistrate of Autun to
sell all the church lands, to retain a fourth of the sum for
the support of the priests, and with the rest to pay off
the crown debts and encourage agriculture and commerce.
The disbelief in the possibility of two widely varying
religions living side by side is shown in the proposals of
all the speakers for a national councU to settle vari-
ances. "Otons ces noms diaboliques," said De I'Hopital,
"ces noms de parti3,^_fact{'ons, et seditions — Luthmens,
Hug^ierwts, Papistes — ne changeons pas le nom de Chretien."
Great forces were contending for Protestantism ; it had
the goodwill of three-fourths of the nobles and of the-l>our-
geoisie in the principal towns. But against it were ranged
the strength of tradition and of habit ; the craft of Cathe-
rine de' Medici, to whom all religions were equally matters
of policy ; the ambition of the Guises, backed by Spain ;
the interests of the clergy, backed by the pope ; and the
Paris mob. And thsre was another influence, perhaps
3tUl more powerful. One of the greatest obstacles to the
success of a new religious movement in a country of strong
national feeling will be the existence of a strong national
church. The church of France was Gallican, anti-papal,
practically and essentially national. In spite of manifold
corruptions she had become the centre of much national
attachment. As was the case in England, she represented
the idea of nationality in a concrete form, and in this lies
to a great measure the explanation of the fact that the
Huguenots had so long to fight for the right to exist.
By September 1 56 1 the situation had become intoler-
able. The colloquy of Poissy then met, as desired by De
("HSpitaJ. It made but one thing clear : union was im-
possible ; extermination for one of the conflicting faiths, or
theit concurrent existence, were the alternatives. The
edict of January 1562 marked the conditions on which
the latter was adopted. One remarkable provision was
that ministers should swear be/ore the ciml magistrate to
preach according to the word of God and the Nicene creed.
By March war had begun ; the peace of Amboise in March
the next year gave the Protestants some privileges, which,
however, were afterwards much restricted, especially in the
matter of synod?, in .4.ngT3St 1564; and the armed truce
lasted until 1567. During these years the churches con-
solidated themselves. At NLmes, for example, the Genevan
discipline was established in full rigour. The tendency of
the consistory to encroach on the civil domain was shown
in many ways, whUe the closely aristocratic nature of the
French system appeared from the fact that at each annual
election the outgoing members formed a body called the
" old consistory," which was joined with the new consistory
for election of ministers and all ordinary affairs. Ita
ministers were of two classes — the one ordinary and per-
petual, the other temporary, such as the professors at the
theological college.
The wars of 1567 displayed the value of the facility
for union, which was one of the most important features
of the Presbyterian polity. During three years of horrors
meetings both of consistories and of provincial synods were
held. In April 1571, at the peace of St Germain en Laye,
the seventh national synod at La Rochelle reaffirmed the
confession of faith. In May 1572 a very important synod
was held at Nimes, in which the whole church system was
carefully revised and developed in many important respects,
some of which have been mentioned. The rigidity of the
Calviiustic faith was illustrated by the sentence of excom-
munication against ministers or elders who caused any
dispute touching doctrine, ceremonies, or discipline, arid the
Puritan temper by the prohibition "assister aux spectacles
profanes, comme aux danses de th^&tre, aux comMies,"
ifec. The church senate, the difference of which from the
consistory it is difficult to trace, was now merged in it, and
care was taken to get rid of wandering and uncertificated
ministers by drawing up a " role des vagabonds."
By the end of 1573 the positions of the Catholics and of
the " religion prtJtendue r^formde," as it was henceforward
officially known, had greatly altered. Against the Italian
and Spanish influences, as represented by Catherine and
the Guises, there had after St Bartholomew's Day arisen
a patriot Catholic parly ; while the Presbyterians had
become sharply divided into two bodies, — one the Consis-
toriaux (the Covenanters of France), careful only for the
purity and free exercise of their religion, and the other the
Aristocracy (as in Scotland), who, having become Presby- Polii 1
terians for political purposes, were now fearful of seeing ^'^^
themselves excluded from political life, and were therefore ^^^
anxious for union and compromise. This party formed a
league with the Catholic patriots, and, as the " tiers-parti,"
was so threatening that Henry III., to sever the alliance,
offered to the Calvinist Aristocracy the free exercise of
their religion, and, what they were far more anxious
about, full participation in public employments and the
re-establishment of their chiefs in their former positions.
Fighting, however, again broke out in the beginning of
1577, and was adverse to the Presbjfterians, who never-
theless held a national synod at Sainte Foy in 1578,
attended by a commissioner from Henry of Na-s'arre. Very
remarkable is the strictness with which in a time of desola-
tion the laws of the church were maintained. The luke-
warmness of the Presbyterian Aristocracy had made the
ministers stern and unyielding, and they now gained great
influence. In this respect too the course of things was
very analogous to that in Scotland. In both countries
the ministers threw themselves upon the lower middle
classes as distinct from and opposed to the aristocracy.
In 1585 Henry III. came to terms vrith the Guise faction
at Nemours on condition of exterminating Calvinism.
This, however, was under the stress of circumstances ; his
policy was to play off one party against the other, and he
soon became lukewarm in persecution. Along with Henry
of Navarre he was excommunicated by the pope ; he replied
by defiance, murdered Guise, was compelled by the abhor-
rence thus created to join the Protestants, marched with ,
Navarre on Paris, and was there, in 1589, assassinated.
To cain the Catholics and to retain the Presbyterians waa
rBAlfOE.]
PRESBYTERIANISM
695
Henry IV. 's task after Ivry. To secure the latter he put
out an edict of toleration ; to gain the former he was
"converted" to Catholicism in 1593. The Presbyterian
Aristocracy now took a most important step. In May
1594 they held a political meeting at Sainte Foy and
formally established a political imperium in imperio of
the most decided character. France was divided into ten
sections for administrative purposes. There was a general
council of four nobles, four bourgeois, two clergy, — the
numbers being afterwards raised to twelve, twelve, and
six. Under the general councU were the provincial councils
of five or seven members, of whom only one was necessarily
a minister. The general council acted as an intermediary
between the whole body of the Calvinists and the king.
Owing doubtless to its operation Henry, whose leading
idea was national unity, in April 1598 (" I'an de salut")
put forth the Edict of Nantes, which practically conceded
entire liberty of conscience to the Presbyterians. The truce
lasted during the rest of Henry's reign. Synods were re-
gularly held, and the language of controversy became more
bitter. At Gap, in 1603, the pope was declared to be
Antichrist, and this declaration was in force until 1637,
when the synod of AJen^on was compelled to expunge it.
At the synod of Gap it was reported that there were 760
organized churches, with 565 ministers. The ministry now
received from the king a subsidy of 40,000 crowns, the
distribution of which took up a large part of the time of
subsequent synods. In spite of the confirmations of the.
Edict which followed Henry's death, the anxious Presby-
terians held another political synod at Saumur in 1611,
when they swore faith to the crown, " le souverain empire
de Dieu demeurant toujours en son entier." In 1620 the
political assembly met at La RocheUe, when they confis-
cated all property belonging to Catholic churches, struck
a great seal, levied arms and taxes, organi2ed the church,
and divided France into eight military districts. The aus-
terity and intolerance displayed at the synods at this time
were intense (see Buckle, vol. ii. p. 57, ed. 1867). The
war, however, was disastrous to the Presbyterians, and at
the peace of Montpellier the cessation of political meetings
was insisted upon. The policy of Richelieu was that of
Henry IV., — protection as regarded religion, and a stead-
fast refusal to permit any political " league " which tended,
against the concentration of French nationality. The
result of his treatment of combined conciliation and repres-
sion and of the attractions of the court on the nobility
was that the Presbyterians, as a political party, ceased to
exist. The number of churches, too, greatly diminished :
in 1603 there were 760, in 1619 only 700. Mazarin
pursued the same course ; and his assent in 1660 to the
synod of Loudun was the last favour they received.
The action of the fourteen synods held since 1600 had
been (ae was also the case in Scotland) in the direction
of increasing the power of the mini.>!ter and diminishing
that of the elders and congregations (Vitr6 in 1 603, La
Rochelle in 1607, and Gap in 1617), and to define the
relations with the state. From 1623 (Charenton) a royal
commissioner was always present, and year by year the
increasing subserviency of their language shows that the
national synods were coming more and more under royal
control. In 1637 (Alencjon) the royal commissioner, who
openly taunted them with their powerlessness, forbade
not only the provincial synods but even intercourse of the
(national synods with the provinces. In 1657 meetings
for the choice of ministers were prohibited, and then
the colloques were suppressed. At Loudun in 1659 the
national synod was forbidden and the provincial synods
were restored. The greatest jealousy, too, was shown by
the crown in respect of communication with other countries.
No one might be a minister who was not bora in France,
or who had studied in Geneva, Holland, or England, the
hot-beds of republicanism. The Presbyterians showed a
corresponding desire for union with other Protestants. In
1620 they accepted the confession of the synod of Dort;
in 1631, for the first time, they held out the hand of fellow-
ship to the Lutherans. In 1 6 1 4 an attempt had been already
made to convene a general council of orthodox churches
from all Protestant countries ; and an oath of union was
taken among themselves, repeated at Charenton in 1623.
With two parties alone they would accept no union, Roman
Catholics and Independents.
Of the time of horrors which reached its climax in the
revocation of the Edict of Nantes in 1685 we can give no
account here. The provincial synods were held continu-
ously and were of great importance in preserving the
vitality and spirit of the church. Thus in 1661 the pro-
vincial synod of Ntmes checked defection by compelling
every minister within its bounds to swear that he had not
thought of joining "light to darkness and God to Belial."'
It is reckoned that under th"e persecution, in addition to
the killed, from four to five millions of French Protestants
left the country. Armed resistance took place, but no
settled struggle untU 1702, when the war of the Camisards
took place in Languedoc, — a war of uneducated peasants
without arms or leaders of rank. Like the Cameronians,
they believed that they received direct communications from
God ; they had their prophets or " inspires"; they lived in
a state of religious ecstasy; and bore with patient defiance
spoliation, the galleys, and death ; and, when opportunity
offered, they exercised against their enemies reprisals as
cruel as was the persecution itself. For three years every
effort to crush them was made in vain ; and they yielded
at last only to the moderate measures of Villars.
To abolish the undisciplined rule of the "inspires" and to
restore Presbyterianism, which had ceased since the revo-
cation, was the work of Antoine Court, the most notable
figure produced by Protestant France. From 1715 to
1730, without a day's rest, this man accomplished a work
truly marvellous. He was but eighteen years old when
he began it. In momentary peril of death for fifteen years,
he restored in the Vivarais and the Cevennes the Presby-
terian constitution in all its integrity. On 21st August
1715 he assembled his first colldque, consisting of the
preachers of the Cevennes and several laymen. In 1718
he held a synod of forty-five members, and again in 1723,
when the old discipline was restored. In 1726 he held
another synod attended by three ministers and forty-foui
elders, and again in the next year; and in 1744, in a re-
mote spot of Bas Languedoc, the first national synod since
1660 brought together representatives from every province
formerly Protestant. This alarmed the Government, and
persecution again began. From 1760, however, thanks to
the gradual spread of the sceptical spirit and to the teach-
ings of Voltaire, more tolerant views prevailed ; synods
were held without disturbance; and in 1787 Turgot^ whose
great object was to separate the civil and the spiritual
domains, put out the Edict of Tolerance. In 1789 all
citizens were made equal before the law, and the position
of Presbyterianism improved up to 1791. Napoleon in
1801 and 1802 took into his own hands the independence
of both Catholic and Protestant churches. The consistory
was abolished and replaced by an "iglise consistoriale,"
uniting several churches. Representation on the " premier
consistoire " of this " 6gli80 " was now determined by taxa-
tion instead of by choice of the people. Five "^glises
consistoriales " formed a " B)raode d'arrondissement," which
superseded the provincial synod. It consisted of ten mem-
bers only, and was absolutely under state control. The
> See Borrul for tliis and for a most intorutiiig account of tha actioD
of tlie consistory of Niiuca iu 1663.
696
P. RESBYTERIANISM
[NETHERLANDS.
national synod was abolished. " C'6tait une liberty interne
et mur^e dans les temples. II y avait rigoureus% defense
de faire aucun bruit, aucun mouvement dans les clioses de
religion, ni journaux, ni associations, ni controverse, ni
pros^lytisme ; et si quelqu' id6e ou action r^ligieuse osait
franchir I'enceinte oii elle etait emprisonn^e, la main de fer
de Napoleon I'y refoulait imm^diatement." Its life was
taken from the church, and in 1807 it numbered less than
200 ministers.
In 1848, however, all but three of the ninety-two "^glises
consistoriales " sent a deputy to an assembly at Paris.
From this assembly, when it refused to discuss points of
doctrine, a secession took place, and the secessionists with
the independent churches which had sprung up formed
the " Union des ^glises 6vang61iques de France." This
society held a synod in 1849 and there laid down a con-
fession of faith and an ecclesiastical discipline. Mean-
while the established church set itself to the work of
reconstitution on the basis of universal suffrage (with re-
strictions), the particular church being an essential element,
with provincial synods, and a general synod meeting at
regular intervals; but no result was arrived at. In 1852
a change took place in its constitution. The "^gUses con-
sistoriales " were abolished, and in each parish a presby-
terial council was erected, the pastor being president, with
from four to seven elders chosen by the people. In the
large towns there were consistoires composed of all the
pastors and of delegates from the various parishes. Half
the elders in each assembly were subject to re-election
every three years. Above all was the central provincial
council, consisting of the two senior pastors and fifteen
members nominated by the state in the first instance. All
property qualification for eldership was abolished. In 1 858
there were 617 pastors, and the subvention from the state
amounted to 1,375,936 francs. Ihe " Union des 6glises
6vang61iques " numbered twenty-seven chiu'ches.^
Position The Netherlands. — From the geographical position of
I" t^e the Netherlands Presbjrterianism took there from the be-
j^^'' ginning its tone from France. In 1562 the CoM/emo^e;-
gica was revived, according to the French Confession of
1559, and publicly acknowledged ; and in 1563 the church
system was similarly arranged. In 1572, however, in the
northern provinces alone, which had been chiefly Lutheran
or Melanchthonian, serious schisms took place. The in-
vasion of Alva of course destroyed all Protestant 6rder,
and it was not imtil the Union of Utrecht in 1579 that
the exiled Presbyterians returned. Previous to this, how-
ever^ in 1574, the first provincial synod of Holland and
Zealand had been held ; but William of Orange would not
allow any action to be taken independently of the state.
The Reformed churches had established themselves in
independence of the state when that state was Catholic ;
when the Government became Protestant the church had
protection, and at the same time became dependent : it
was a state church. The independence of the church was
not consistent with that of the communes and provinces,
each of which by the Union of Utrecht had the regulation
f/ its own religion. Thus the history of the church is one
of constant conflict. Both church and state were divided,
the former into Zwinglian and Calvinist, the latter into
those who desired and those who refused a non-Erastian
church. In most cases it was insisted on as necessary that
church discipline should remain with the local authority.
In 1576 William, with the support of Holland, Zealand,
and their allies, put forth forty articles, by which doctors,
' For Presbyterianism in France, see De Felice, Hist, des Protestants
cU France ; Aymon, St/nodes Nationaux des Eglises R^formies de
France ; Borrel, Hist, de V Eglise Reformee de Atm&s ; B^ze, Hist.
EccUsiastiqne ; Weber, OeschicUliche Darslellung, &c. ; Coquerel,
Hist, des £rjlisea dii Desert ; Vincent, Yut sur le Prolistantisme en
France ; Bucklej History.
elders, and deacons were recognized and church discipline
given to the elders, with appeal to the magistrate, but which
placed the church in absolute dependence on the state.
These articles, however, never came into operation ; and
the decisions of the s3mod of Dort in 1578, which made
the chiirch independent, were equally fruitless. In 1581
the Middelburg synod divided the church, created pro-
vincial synods and presbyteries, but could not shake off the
civil power in connexion with the choice of church officers.
Thus, although Presbyterian congregations remained the
rule, the civil Government retained overwhelming influence.
As the Leyden magistrates said in 1581, "If we accept
everything determined upon irf the synods, we shall end
by being vassals of the synod. We will not open to church-
men a door for a new mastership over Government and
subjects, wife and chUd."
The contest between Zwinglian and Calvinist came to a
decision at the synod of Dort, 1618. Arminius, on the one
hand, inveighed against church autonomy as a new pope-
dom ; Gomarus defended it. The oligarchy supported
Arminius ; the democratic party, headed by the stadt-
holders, held with the Calvinists. The question at first
was whether synods should be provincial or general. The
independent provinces were naturally for provincial S3mods,
as Arminius wished, the states-general for a national synod.
The synod of Dort, wherein were represented all Reformed
churches, decided against Arminius. When that was settled,
the church system, as laid down in 1586 at the synod of
The Hague (called by the earl of Leicester), and including
general synods, was confirmed. This, however, was accepted
only in Utrecht and Guelders; and from 1619 to 1795 there
were seven church republics with more or less state inter-
ference. The synodal form predominated, except in
Zealand, and the Presbyterian form also, except in a few
congregations which did not choose elders. As a rule
elders held oflice for only two years. The "kerke raad,"
or kirk session, met weekly, the magistrate being a member
ex officio. The coUoque consisted of one minister and one
elder from each congregation. At the annual provincial
synod, held by consent of the states, two ministers and one
elder attended from each colloque. Every congregation
was annually visited by ministers appointed by the pro-
vincial sjTiod. The old controversy broke out again in
the middle of the 17 th century, Johann Cocceius and
Gisbert Voet being the Arminian and Calvinist cham-
pions. The state made good its power in every case.
In 1795, of course, everything was upset; and it was
not until after the restoration of the Netherland states
that a new organization in 1816 was formed. Its main
features were that it was strictly synodal, with a national
synod, and Presbyterian. But the minister was greatly
superior to the elder, and the state had wide powers, especi-
ally in the nomination of higher officers. In 1827 a new
organ was brought into play, viz., a permanent commission
of the general synod, consisting of seven members, chosen
by the king from tv?ice their number nominated by tha
synod, meeting twice a year. This was revived in 1847.
In 1851 the system now in force was formed. In every
congregation sufficiently large there is a church council of
all the officers. In large congregations with three or more
ministers the ministers and elders alone form one college,
the deacons another. The congregation chooses all officers.
There are 43 presbyteries in 10 provincial districts; in
1850 there were 1273 congregations with 1508 ministers
and over 1,500,000 people. The special provincial synod
(1619-1795) has ceased. In its place is the provincial
authority of as many ministers as presb)rteries in the pro-
vince ; it chooses its own president. It meets three times
a year, and has general superintendence, with power of
examining, placing, and deposing ministers. A general
PALATINATE, ETC.]
PRESBYTERIANISM
697
synod meets at The Hague every July ; tha ten provincial
authorities send each one minister and three elders, chosen
by each of those authorities in turn, and a deputy from
each of the three theological colleges of Leyden, Utrecht,
and Groningen. The commissions for the Walloon, East
and West Indian, and Limburg churches also send each a
representative. The permanent commission is chosen by
the synod itself, and altogether the church is independent
of the state.
Rhine Provinces. — In the Palatinate the spirit of the
Presbyterian organization, though not the thing itself, had
been active since the middle of the 16th century; and in
1568 Wither of Heidelberg, an Englishman, urged the
establishment of the eldership. In 1570 Frederick III.
established a church college in every congregation. Elders
were for life. Besides the college or kirk session there
was the church council in Heidelberg, consisting of three
theologians and three laymen ; one of the latter presided.
These were all nominated by the Government. Between the
church council and the various colleges were superintend-
ents or inspectors. Finally there were synods, provincial
and general, of ministers only. This arrangement was
a compromise between the Lutheran and Presbyterian
systems. From 1576 to 1583, after Frederick's death, the
system was again Lutheran, but was made Presbyterian
once more by John Casimir, tutor to Frederick IV., and
80 it remained. The churches of t)ie lower Rhine were
formed at first entirely by foreign refugees. Walloons fled
from Charles V.'s persecution in 1545, and again in 1553-
54. In 1564 the Heidelberg catechism was introduced.
Thousands of Protestants were driven hither by Alva in
1567-68, and in the latter year a synod was held at Wesel
of forty-six preachers and elders from twenty Netherland
churches. The Presbyterian system was now fully intro-
duced. For the election of ministers and elders, until
synods could be regularly established, twice as many were
to be nominated as were wanted, and then the congregation
was to choose by individual voting. A "collegium pro-
phetarum " was to be formed of all the officers and learned
laymen for Bible exposition every week or fortnight. In
1571 the synod of Emden determined that half the
elders and deacons were to give up' office every year, but
might be re-elected. Readers, on the Scottish plan, were
appointed, and entire parity among all the church officers
and the congregation insisted on. The synods are as in
France, the members of the general synod being chosen
from the provincial synod. The system was in fact partly
French and partly Scottish. The congregations were in
three divisions — (1) Germany and East Friedland, (2)
Netherlands, (3) England. In 158fi a synod was held at
Nassau, and the system was partially introduced in West-
phalia in 1588 ; in general, however, in Lutheran countries
Presbyterianism made but little way against the consistories.
Its prevalence in Germany generally was too partial and
obscure, and it partook too much of the consistorial char-
acter, to require notice here.
Poland, <i:c. — The Polish nobility and all of Slav blood
accepted the " Reformed " doctrine and discipline, the
aristocratic republican system suiting the national polity.
The German element, however, retained Lutheran sym-
pathies. The first synod was held at Pinkzow in 1550;
from 1556 John Lasky worked in the interests of Calvinism ;
in 1570 all parties were united at the synod of Sandomir.
By this a common confession was agreed to, but church
government was left to be settled by each church. Another
general synod was held at Cracow in 1573. In spite of
the earnest endeavours of the church leaders, it was found
impossible to introduce stringent discipline in the congre-
gations ; on the synodal side, however, the system flour-
ished, anil thn nobles won, able to convert the synods into
new aristocratic assemblies. It must be remembered that
the Reformation was confined to the nobility, the serfs
being neglected. Many of the nobles relapsed to Roman-
ism ; this and internal divisions weakened the Reformed
cause. In 1634 a synod was held to meet the taunt of
the Catholics that no two churches had the same system.
From 1655, when the Swedes were in Poland, the influ-
ence of synods practically ceased.
The Bohemian Brethren were known of in 1450; in
their statutes (1457) discipline, entirely managed by the
whole congregation, had an Important place; in the 16th
century it was specialized, elders being chosen to act with
the minister. After the Schmalkald War in 1544 the
Brethren were driven to Prussia and Poland. During the
16th century they developed rapidly; their system, [sanc-
tioned in 1609, had many peculiarities; it placed, for
instance, the supervision of the wuraen with female elders.
In 1630 they printed at Lissa their Ratio disciplinx ordin-
isqve. The Thirty Years' War destroyed them, except in
Great Poland, where they were led by Comenius. Just as
difierent civil governments — e.g., monarchical, aristocratic,
democratic — suited difierent peoples, he said, so it was
with religious governments, c.y., Episcopal, Consistorial,
Presbyterian. Let all three be welded into one, and we
shall have unity from the first, association from the second,
propagation from the third. Accordingly their system was
a combined one of Episcopacy, consistories, and synods.
In Hungary up to 1550 the Lutherans were supreme ; Hungujfc
but in 1557 the Calvinists had the majority, and their
system was accepted in its entirety in 1558. The race
division here also decided the ecclesiastical system. All
of German blood in Hun'gary and Transylvania remained
true to Lutheranism, whilst the Magyars and Slavs ac-
cepted Calvinism. Continual contests with both L^nitarians
and Jesuits prevented the free development of Presbyter-
ianism ; hence it was confined to the synodal side, and
the synods, in 'which the nobles had special rights, were
entirely clerical.
In 1689 the Waldenses introduced Presbyterianism of a Wal-
peculiar type. The consistory was the civil authority as <!«'»'<•"•
well as the church authority. For choice of elders each
urban district chose three laymen, from whom the consis-
tory chose the district elders for supervision of manners
and of the poor. The consistory itself was subject to a
church council, consisting of three spiritual and two lay
members, which had supremo authority, especially when no
synod was sitting. Synods were called by consent of the
congregations and of the king. Two laymen were present
for each ecclesiastic. (o. a.)
United States.
Presbyterianism in the United States is a reproduction
and further development of Presbyterianism in Europe.
It differs from the latter in that the various types produced
in Great Britain and on the continent of Europe combined
to produce a new American type.
1. The Colonial Period.— Ih^ earliest Presbyterian
emigration consisted of FrencJj Huguenots under the
auspices of Admiral Coligny, led by Ribault in 1562 to
the Carolinas and in 1665 to Florida. But the former
enterprise was soon abandoned, and the colonists of the
latter were massacred by the Spaniards. The Huguenots
also settled in Nova Scotia in 1604 under Do Monts.
The later Huguenot colonists mingled with the Dutch
in New York and with the British Presbyterians and
Episcopalians in New England and the Carolinas. A
Huguenot church was formed on Staten Island, New York,
in i665 ; in New York city in 1683 ; at Charleston, South
Carolina, in 1686; at Boston, Massachusetts, in 1687; at
New Rochelle, New York, in 1688; and at other places
698
PRESBYTERIAN ISM
[united states.
The Charleston church alone maintains its independence
at present.
English Puritanism emigrated under the auspices of the
Virginia Company to the Bermudas in 1612. In 1617 a
Presbyterian church, governed by ministers and four elders,
was established by Lewis Hughes, and the liturgy of the
isles of Guernsey and Jersey -was used. From 1620 on-
wards English Puritanism colonized New England. This
was of the two types which developed from the discussions
of the Westminster Assembly (1643-48) into Presbyterian-
ism and Congregationalism. They co-operated in New
England as they did in Old England in the county associa-
tions. The Plymouth colony was more of the Congrega-
tional type, the Massachusetts Bay colony more of the
Presbyterian type. A mixed system was produced which
has been happily called by Henry M. Dexter "a Congre-
gationalized Presbyterianism or a Presbyterianized Congre-
gationalism . , . which was essentially Genevan within
the local congregation and essentially other outside of it."
Presbyterianism was stronger in Connecticut than in Massa-
chusetts. Thence it crossed the borders into the Dutch
settlements on the Hudson and the Delaware, and mingled
"with other elements in Virginia, Maryland, and the Caro-
linas. Nine of these Puritan Presbyteri&n churches were
established on Long Island, New York, from 1641 to 1670,
and three in Westchester county. New York, from 1677
to 1685. In New York city Francis Doughty in 1643
ministered to a congregation of Riritan Presbyterians, and
was succeeded by Kichard Denton in 1650. Francis
Doughty also preached in Virginia and Maryland from
1650 to 1659, and was followed by Matthew Hill in 1667
and others subsequently. Francis Doughty was the father
of British Presbyterianism in the middle colonies, but he
left it in an Unorganized condition.
Dutch Presbyterianism was planted in New Amsterdam,
New York, in 1628, when the first Reformed Dutch church
was organized by Jonas Michaelius with two elders and
fifty communicants. This had a strong Huguenot and
Walloon representation. Services were held in the Dutch
and the French languages, and subsequently in the English
language also. The Dutch churches spread along the
valleys of the Hudson, the Mohawk, the Raritan, and the
Passaic, and also on the Delaware. They continued in subor-
dination to the classis of Amsterdam, Holland, imtil 1747.
Irish Presbyterianism was carHed to America by an un-
known Irish minister in 1668, by WiUiam Traill in 1683,
and especially by Francis Makemie in the same year, an
ordained missionary of the presbytery of Laggan, who was
invited to minister to the Maryland and Virginia Presby-
terians. He was a merchant and a man of ■ executive
ability, and was the chief instrument in establishing the
presbytery of Philadelphia, and interesting the Presby-
terians of London, Dublin, and Glasgow in the feeble state
of their church in America. In 1704 he obtained aid from
the London ministers and returned to America with two
ordained missionaries, John Hampton (Irish) and George
Macnish (Scotch).
Meanwhile the New England ministers had sent several
missionaries to the banks of the Delaware : Benjimia
Woodbridge and Jedidiah Andrews went to Philadelphia
in 1698-1700; John Wilson became pastor of a Presby-
terian church at Newcastle, Delaware,. in 1G98; Samuel
Davis and Nathaniel Taylor supplied other churches in
the vicinity. Seven of these ministers organized the
presbytery of Philadelphia in 1706. It was a meeting
of members f oi; ministerial exercise " to consult the most
proper measxires for advancing religion and propagating
Christianity." The presbytery only gradually learned to
exercise oversight over the churches. The ministers con-
sitituting it were from many lands and of many types of
Presbyterianism, and could agree only in a loosely organ-
ized body. During the existence of the original presbytery
the chief sources of support were London, Glasgow, and
Dublin in the United Kingdom, and Boston, Massachusetts,
and Fairfield county, Connecticut, in New England. Its
Presbyterianism was of the broad, tolerant type that we
i might expect from a happy union of English, Irish, Scottish,
and Welsh Presbyterians, with a few Dutch, Germany, and
French. In 1716 the presbytery divided itself into four
"subordinate meetings, or presbyteries," after the Irish
model, and increased its number by a large accession of
Puritan churches and ministers from eastern New Jersey
and New York.
The synod remained without a constitution and without
subscription until 1729. It assumed the functions of
Presbyterian government and discipline only gradually, as
circumstances required. It developed naturally from its
own inherent vitality, and adapted itself to the circum-
stances of the New World without anxiety as to its con-
formity to stereotyped models in the Old World. How-
ever, two parties developed with the growth of the church.
The stricter section urged the adoption of the Westminster
standards and conformity thereto ; the broader party were
unwilling to. sacrifice their liberty. The former followed
the model of the Church of Scotland ; the liberal party
sympathized with the London and Dublin Presbyterians.
The result of the conflict was union under the Act of 1729,
which adopted the Westminster symbols " as being, in all
the essential and necessary articles, good forms of sound
words and systems of Christian doctrine." It allowed
scruples as to "articles not essential and necessary in
doctrine, worship, or govenunent." The presbytery was
to judge in the case and not the subscriber. This Adopt-
ing Act (largely influenced by the Irish pacific articles of
1720) established the American Presbyterian Church on a
broad generous basis ; but the happy union was brief. In
1730 the stricter party in the presbyteries of Newcastle
and Donegal insisted on fuU subscription, and in 1736, in
a minority synod, carried a deliverance interpreting the
Adopting Act according to their own views. The liberal
men paid no attention to it, except to put themselves on
guard against the plotting of the other side. Friction
was increased by a contest between Gilbert Tennent and his
friends, who favoured Whitefield and his revival measures,
and Piobert Cross and his friends, who opposed them. The
Tennents erected the Log College to educate candidates
for the ministry ; and the synod passed an arbitrary Act,
aimed at the Log CoOege, that all students not educated
in the colleges of New England or Great Britain should
be examined by a committee of synod, thus depriving the
presbyteries of the right of determining in the case. The
presbj^ery of New Brunswick declined to yield, and the
body became more and more divided in sentiment. The
Cross party charged the Tennents with heresy and dis-
order ; the Tennents charged their opponents with un-
godl'iiess and tyranny. Passions were deeply stirred wheu
the synod met in 1741. The moderate men remained away.
The Cross party brought in a protestation to the efi'ect
that the Tennent party were no longer membefs of the
syncJ ; and thus the synod suddenly broke in two. The
New York presbytery declined at first to unite with either
party, and endeavom-ed to bring about a union, but in
vain. The Tennent party were found at length to be more
reasonable, and the New York presbytery combined with
them in establishing the synod of New York, which was
called the New Side in' contradistinction to the synod of
Philadelphia, which was called the Old Side.
During the separation the New Side established Nassau
Hall at Elizabethtown in 1746, and the Log College of the
Tennents was rcerged into it. It was removed to Princeton
WrrED STATES.]
PRESBYTERIAN ISM
699
in 1755, large funds being received from England, Ire-
land, and Scotland in its aid. Thus the Presbyterians of
Great Britain showed their sympathy with the broad and
tolerant Presbyterians of the synod of New York ; and the
college at Princeton was based upon the pledges of Davies
and Tennent as to liberal subscription in terms of the
original Adopting Act. The Old Side adopted the academy
at New London, which had been organized by Francis
Alison in 1741, as their own. Thus each side gained an
important institution of learning. The division continued
untU 1758. During this period the synod of Philadelphia
decreased from twenty-six ministers to twenty-two, whereas
the synod of New York increased from twenty ta seventy-
two. The New Side reaped all the fruits of the wonderful
revival that spread over the colonies under the influence
of WKitefield and his successors. The barriers to union
were the different views as to subscription and discipline,
and the arbitrary act of excision ; but they were after a
while happily removed, and the Adopting Act was re-
«3tablished in its original breadth as the foundation of
r-he reunited church. The reunion was signalized by the
formation of the presbytery of Hanover in Virginia. The
synod increased with great rapidity, by the reception
of new ministers, new churches, and also entire presby-
teries, until the outbreak of the Revolution and the close
of the colonial period, when the synod numbered 1 1 pres-
byteries and 132 ministers.
The synod of New York and Philadelphia embraced only
a portion of the Presbyterian ministers of the middle colo-
nies. In the Carolinas Presbyterianism had an independent
development. There was a considerable Scottish emigra-
tion between 1684 and 1687. William Dunlop ministered
to them until 1688, when he returned to become principal
of the university of Glasgow. A mixed congregation of.
English Puritans and Scottish Presbyterians was organized
at Charleston in 1690. In 1710 there were five churches,
which combined to form the presbytery of James Island in
1722-23. This presbytery went through the same struggle
■with reference to subscription as the synod of Philadelphia,
and the parties separated in 1731 into subscribers and
non-subscribers.
In 1718 Irish Presbyterianism from Ulster established
itself at Londonderry in New England. The church at
Londonderry grew into a presbytery in 1726-29, including
the Huguenot church of Boston. A second presbytery
was organized at Salem in lY45. The original presbytery
became extinct owing to internal strife in 1765 ; but the
presbytery of Salem grew into the synod of New England,
31st May 1775, composed of three presbyteries and sixteen
ministers. Besides this s)mod the presbytery of the East-
ward was organized at Boothbay, Maine, in 1771 and re-
mained independent. A presbytery of the Puritan typo
was organized at Grafton, Now Hampshire, and continued
from 1776 to 1796 independent of other presbyteries.
The Scottish Presbyterians from the established church
combined with the American Presbyterian Church, but the
separating churches of Scotland organized independent
bodies. The Reformed Presbyterian Church ("Cove-
nanters") sent Cuthbertson in 1751 (or 1752); ho was
joined by Lind arid Dobbin from the Reformed presbytery
of Ireland in 1774, and they organized an American Re-
formed presbytery. The Aiiti-Burgher synod sent Alex-
ander Gellally and Andrew Arnot in 1752, and they or-
ganized the Associate presbytery of Pennsylvania in 1754 ;
they wore joined by the Scotch Church in New York city
in 1657, a split from the American Presbyterian Church ;
they had grown to two presbyteries and thirteen ministers
in 1776. The Burgher synod sent Telfair and Clark in
1764 ; the latter settled at Salem, New York ; they united
with the Associate presbytery of Pennsylvania.
Dutcn Presbjrterianism in 1747 formed a coetus which
grew into a classis in 1755 independent of the classis of
Amsterdam. A minority adhered to the mother classis
and organized under its supervision a conference which
grew into an assembly in 1764. In 1770 Queen's (now
Rutgers) College was organized at New Brunswick, New
Jersey. A union of the two parties was accomplished
through the efforts of Dr J. H. Livingston in 1772, and a
synod of five ckssos was organized, of 1 00 churches and
34 ministers. At the outbreak of the Revolution they
numbered 44 ministers and 105 churches.
German Presbyterians began to emigrate into Pennsyl-
vania in 1684, but not in large numbers imtil 1709,
when a tide of emigration set in from the Palatinate and
Switzerland. These attached themselves to the Dutch
churches, but, where such did not exist, they org^'^'ied
churches of their own. In accordance with the advice of
the German mother churches, in 1730 they put themselves
under the care of the classis of Amsterdam, Holland. In
1747 the German chm-ches organized a ccetus under the
influence of Schlatter, who had found forty-six churches
scattered over a wide region in Pennsylvania, but only four
ordained ministers. He acted as general superintendent
and was very eflBcient He sought aid from all quarters, bat
this excited internal jealousies and controversies. At the
outbreak of the Revolution it is estimated that the German
churches numbered twenty-five ministers andsixty churches.
The classis of Amsterdam had a magnificent opportunity
at the opening of the 18th century. The Dutch, German,
and French churches in America were under its care. If
it had organized them into classes and a synod at an early
date the Reformed Church of America would have been
the strongest Presbyterian body in the country, but by
keeping them in pupilage it separated the'various nation-
alities and prevented closer union vrith British Presby-
terians. The strength of Presbyterianism in the colonies
which became the United States of America may be esti-
mated at the close of the period as 3 synods, 20 presby-
teries, 5 classes, 1 ccetus, and 260 ministers. The sjmod
of New York and Philadelphia was a trifle stronger than
aU the others combined.
2. Fiom tlve Revolution to the Civil War. — During the
war of the Revolution the Presbyterian churches suffered
severely. The ministers and people, with scarcely an ex-
ception, entered upon the struggle for constitutional liberty
with all their souls. The Presbyterian Church was the
church of constitutional government and orderly liberty.
The Presbyterians exerted great influence in the con-
struction of the constitution of the United States, and the
government of the church was assimilated in no slight
degree to the civil government of the country.
At the close of the war the Presbyterian bodies began
at once to reconstruct themselves on more solid bases. In
1782 the presbyteries of the Associate and Reformed
Churches united and formed the Associate Reformed synod
of North America. But tlicro were a few dissenters in
both bodies, so that the older Associate and Reformed
presbyteries were still continued. The Associate presby-
tery of two members, Marshall and Clarkson, continued
to exist until 1801, when it was subdivided end- became
the Associate synod of North America. In 1798 the Re-
formed presbytery of North America was reconstituted by
M'Kenney and Gibson from Ireland ; it grew into a synod
of throe presbyteries in 1809, and in 1823 into a general
synod. In 1781 the Dutch Reformed organized them-
selves into a synod and classes. In 1784 they founded o
theological seminary, which was settled at New Brunswick,
and in 1792 adopted a constitution with general synod,
particular synods, and classes. In 1792 the Gorman Re-
formed declared themselves independent of the classis of
700
PRESBYTERIANJSM
[united states.
Amsterdam, and adopted a constitution in 1793 having
150 churches and 22 ministers.
In 1785 the synod of New York and Philadelphia took
steps for the organization of a general assembly and also
with a view to the union of all the Presbyterian bodies
into one. In 1789 the synod resolved itself into a general
assembly of four synods, which, after revising the chapters
relating to church and state, adopted the Westminster
symbols as their constitution, " as containing the system of
doctrine taught in the Holy Scriptures," and they made
them unalterable without the consent of two-thirds of the
presbyteries and the general assembly. In 1798 another
eSbrt was made for union with the Reformed Dutch and
the Associate Reformed, which failed. Three years after-
wards a plan of union with the general association of Con-
necticut was agreed upon by the general assembly, and
the work of home missions in the western section of the
country was prosecuted jointly. The result was mixed
churches in western New York and the new States west of
the Alleghany Mountains, which grew into presbyteries
and synods having peculiar features midway between Pres-
byterianism and Congregationalism.
The revivals in Kentucky brought about differences
which resulted in the high-handed exclusion of the re-
00^%-- vivalists. These formed themselves into the presbytery
Und • of Cumberland, 4th February 1810, which grew in three
^•«sby- yg^fg jjj^Q ^ synod of three-presbyteries. In 1813 they
-^ revised the Westminster confession and excluded, as they
claimed, fatalism and infant damnation. If they had
appealed to the general assembly they might have received
justice, or possibly the separation might have been on a
larger scale. In 1822, under the influence of John M.
Mason, the Associate Reformed synod combined with the
general assembly of the Presbyterian Church, but the
majority was too slender to make the union thorough. The
greater part, of the ministers decided to remain separate,
and accordingly three independent synods were organized
— New York, Scioto, and the Carolinas. In 1858 the
Associate synods of the north and west united with the
Associate synod as the United Presbyterian Church. In
1833 the Reformed Presbyterian Church divided into New
Lights and Old Lights in a dispute as to the propriety of
Covenanters exercising the rights of citizenship under the
constitution of the United States.
Period of A great and widespread revival marked the opening
reyiTals^ years of the century, resulting in marvellous increase of
zeal an'l numbers in the churches. New measures were
adopted, doctrines were adapted to the times and occasions,
and ancient disputes were revived between the conserva-
tive and progressive forces. Theological seminaries hed
been organized at Princeton in 1812, at Auburn in 1820, at
Hampden Sydney in 1824, Allegheny in 1827, Columbia
in 1828, Cincinnati in 1829, and Union Seminary, New
York, in 183(3. Differences in doctrine as well as polity
and discipline became more and more prominent. Puritan
theology had developed in New England into Edwardism
and then into Hopkinsianism, Emmonsism, and Taylorism.
A new theology had sprung up which was held to be an
improvement and adaptation of Calvinism to modern
thought. This new theology had entered the Presbyterian
Church in the form of a milder Calvinism, which was
represented to be more in accordance with the original
type. On the other side the scholastic type of Calvinism,
as represented by Frangois Tiirretin and the, Zurich
Consensus, was insisted on as the true orthodoxy. The
doctrinal differences came to a head in the trials of Albert
Barnes, George Duffield, and Lyman Beecher, which, how-
ever, resulted in the acquittal of the divines, but increased
friction and ill-feeling. The differences developed were
chiefly between general atonement and atonement for the
elect only and between mediate imputation and immediate
imputation. But there was a middle party which regarded
these differences as forced, and held that the rival views
were alike inadequate if taken alone and that they were
really complementary.
The agitation with reference to African slavery threw old u
the bulk of the Southern Presbyterians on the Old Side, New
which was further strengthened by the accession of the^'*** B
Associate Reformed. The ancient differences between
Old and New Side were revived, and once more it was
urged that there should be (1) strict subscription, (2) ex-
clusion of the Congregationalized churches, and strict
Presbyterian polity and discipline, (3) the condemnation
and exclusion of the new divinity and the maintenance of
scholastic orthodoxy. In 1834 a convention of the Old"
Side was held in Philadelphia, and the "Act and Testi-
mony " was adopted charging doctrinal unsoundness and
neglect of discipline upon the New Side, and urging that
these should be excluded from the church. The moderate
men on both sides opposed this action and strove for peace
or an amicable separation, but in vain. In 1837 the Old
Side obtained the majority in the general assembly for the
second time only in seven years. They seized their oppor-
tunity and abrogated the " Plan of Union," cut off the
synod of Western Reserve and then the synods of Utica,
Geneva, and Genesee, four entire synods, without a trial,
and dissolved the third presbytery of Philadelphia without
providing for the standing of its ministers. This revolu-
tionary proceeding brought about the second great rupture
in the Presbyterian Church. The New Side men met
in convention at Auburn in August 1837 and adopted
measures for resisting the wrong. In the general assembly
of 1838 the moderator refused to recogni2e the commis-
sioners of the four exscinded synods. An appeal was
made to the assembly and the moderator's decision reversed.
A new moderator was chosen, while the assembly adjourned
to another place of meeting. The Old Side remained
after the adjournment and organized themselves, claiming
the historic succession. Having the moderator and clerks
from the assembly of 1837, thej' retained the books and
papers. Thus two general assemblies were organized, the
Old and the New School. An appeal was made to the civil
courts, which decided in favour of the New School ; but
this decision was overruled on a technical point of law by
the court in bank and a new trial ordered. It was deemed
best, however, to cease litigation and to leave matters as.
they were.
Several years of confusion followed. In 1840 we have
the first safe basis for comparison of strength.
Ministers.
Churches.
Communicanta.
Old Side ...
New Side ...
1308
1234
1898
1375
126,583
102,060
The churches remained separate throughout the i&-
mainder of this period. The North was especially agitated
by the slavery question, and the anti-slavery element be-
came so strong that the Southern synods of the New
School assembly felt constrained to withdraw in 1858.
They organized the L^nited Synod of 4 synods, 15 presby-
teries, 113 ministers, 197 churches, 10,205 communicants.'
Just before the outbreak of the Civil War in 1861 these
churches numbered : —
Synods.
Presby.
teries.
Ministers.
Churches.
T
Communicaats.
Old Side
New Side ...
United Synod
Cumberland
Presbyterian
33
22
4
23
171
104
15
98
2656
1523
113
890
3531
1482
197
1189
292,927 (1860)
134,933 (I860)
10,205 (18581
82,008 (1859)
i
UNITED STATES.]
PEESBYTERIANISM
701
The several branches of the Scottish separating churches
continued to grow independently until the year 1858,
when the United Presbyterian Church was formed by a
union of three synods,— one of the'Associate and two of
the Associate Reformed Churches.
Presby.
teries.
MiQisters.
ChurcheB.
Communi-
cants.
Theological
Seminaries.
Associate
Associate Rd'orm-
ed (4 synods)
2X
28
197
225
293
383
23,505
32,118
1
3
5 Synods
49
422
676
65,623
4
The Dutch Reformed increased, though not without
slight internal struggles; in 1822 there was a secession
of thirteen ministers. The name " Dutch " was dropped
in 1867 because it was found hurtful to the progress of
the denomination. At the outbreak of the Civil War they
numbered 1 general synod, 3 particular synods, 31 classes,
387 ministers, 370 churches, 50,427 communicants.
The German Reformed in 1816 improved their organi-
zation. In 1819 the constitution was revised and the
church divided into synods and classes. In 1824 they
were divided into two independent synods. In the next
year they established a theological seminary at Carlisle,
which was removed to Mercersburg, and finally to Lan-
caster (all in Pennsylvania). This institution became the
centre of the liturgical party in the church. The Ohio
synod estaljlished Heidelberg College in 1850. At the
outbreak of the Civil War this denomination numbered 2
synods, 24 classes, 391 ministers, 1045 churches, 92,684
*)mii-am'cants.
In 18i6 the first Calvinistic Methodist Church in
_Asmvica, was organized in Oneida county. New York, and
a presbytery was constituted a few years afterwards.
This little denomination, which is in entire sympathy
with other Presbyterian bodies, is composed almost ex-
clusively of Welshmen, who have settled in communities
by themselves.
3. From the Civil War to 1885. — The Civil War in
separating the people of the North from the people of
the South also brought about a separation of churches.
Buine of the breaches have been healed, others remain
u.itil now.
In 1861 the Southern section of the Presbyterian Church
•withdrew- from the Northern and organized the general
assembly of the Presbyterian Church in the Confederate
States of America, with 11 synods, 47 presbyteries, about
700 ministers, 1000 churches, and 75,000 communicants.
In 1865 this body united with the United Synod of the
South, and increased its strength by 120 ministers, 190
churches, and 12,000 communicants. After the close of
the war the name of the denomination was changed to
" the Presbyterian Church in the United States." In
1867 this church was joined by the presbytery of Patapsco,
in 1869 by the synod of Kentucky, and in 1874 by the
synod of Missouri, all of which had separated from the
Northern church.
The war also united the Northern churches more closely
together, and there was an increasing desire for organic
uriion. An effort was made to combine all the Presby
terian bodies of the North in 1867, but in vain. In
1869, however, the Old and New School churches of the
North combined on the basis of the common standards. "A
memorial fund of $7,883,983 was raised, and the church
entered with renewed strength upon a fresh career of use-
fulness. An effort to unite the Dutch and German Re-
formed Churches failed, as also the effort to combine the
Presbyterian Churches of the North and the South. The
German Reformed synods in 1863 united in a general
synod with 26 classes, 447 ministers, and 98,775 com-
municants. Ursinus College was founded by it in 1869.
All branches of Presbyterians have increased with the
growth of the United States. The present strength of
the churches is as follows : —
11
OS
•«!
•§ J-
M 1 x>
1
'a
5
Communi-
conts.
Si
Si
Presbyterian Chnrch in U.S.A.
Piesliyterian Church in U.S. ..
Cumberland Presbyt 'rian Ch.
United Presbyterian Church ..
Reformed Presbyterian Church,
N.A
Reformed Presbyterian Church,
U.S.A
Associated Reformed Church
of the South.
1
1
1
1
23
13
27
9
1
1
1
4
7
6
182
67
116
60
6
11
8
34^
522
16
5,218
1,070
7,439
730
37
112
T9
569
783
84
5,858
2,040
2,391
839
48
124
72
516
1,405
175
600,695
127,017
130,000
85,443
'6,700
10,625
6,648
80,156
169,530
9.563
12
i
3
1
1
1
3
Reformed Church in America
Reformed Chnrch in U.S.A. ..
Calvinistic Methodist .*
11
U
1
Totals
92 1 562
10,121
13,728
1,226,377 1 20 1
The American Presbyterian churches have always been
marked by a zeal for missions. John Eliot, the apostla
to the Indians in New England, was a Puritan Presby-
terian. The synod of New York carried on mission work
among the Indians through David Brainerd and others,
with the help of the Society in Scotland for the Promotion
of Christian Knowledge. The Presbyterian churches
generally co-operated with the Congregationalists in the
work of the American Board of Commissioners for Foreign
Missions, established in 1710, until 1832, when the Re-
formed Church in America set the example of organizing
a denominational board. Each denomination now has its
board of missions. The summary of missionary operations,
as reported to the council of the Reformed churches hold-
ing the Presbyterian system which met at Belfast in June
1884, was 230 ordained missionaries, 25 male lay agents,
and 359 female, all sent out by the societies. These
were aided by 138 ordained converts and 1115 other
agents from among the converts, and there was a total of
25,235 communicants and 29,060 day-school pupils. The
work of home missions is equally extensive, and is especi-
ally important in the United States, where the church
has to attend to the wants of an immense population
constantly flowing from Europe, and the natural increase
of population in the country itself also enlarges the older
towns and States and creates new ones with astonishing
rapidity.
The tendency of Presbytericnism in the United States
is to adapt itself to the circumstances of the country. The
divisions are chiefly the result of differences of nationality,
and traditional doctrines and modes of worsliip brought
by the immigrants from the countries of Europe. These
are gradually wearing off, and the churches are assimilat-
ing themselves to the country and its institutions, and
thus are grooving closer together. Wo may expect at no
very distant date a combination of them all into ono
organism.
Tho chief authorities for tlio study of American Presbyterianiara
are — Cliarlcs Hodge, ConslilutionaX Uislory of the Presbyterian
Church in the United States of America, 1706 -'nSS {2 vols., Pliil-
adclphia, 1840) ; Records of the Presbyterian Church in the U.S.A.
from 170G to 17SS (Philadcliihia, 1841) ; Richard Webster, I/istonj
of the Preshylc.rian Church in America (I'hiladclpliia, 1857) ; K. H.
Cillett, History of the Presbyterian Church in the U.S.A. (2d ed.,
Pliiliiilcliihia, 1873) ; Presbyterian Reunion (N.-w York, 1870) ; E.
B. Ciismun, Origin and Doctrints of the Cumberland Presbyterian
Church (St Louis, 1877) ; E. T. Corwin, Manual of the Reformed
Church in America (Now York, 3d cd., 1879) ; Peformatimi Prin-
ci]iles (Pliiladel[iliia, revised cd., 1803); C. A. Brigfp, Aimricai>,
Presbyterianisrn, New York, 1885. (C. A. BR)
1 "General Syno4s.'
' "Classes.'
702
P R E — P R E
PRESCOT, a market -town of Lancashire, is situated
on rising ground on the Liverpool and Wigan branch of
the London and North-Western Eailway, 8 miles east of
Liverpool and 28 west of Manchester. It is of considerable
antiquity, and received a grant for a market and fair in
the 7th year of Edward III. A church existed in the 13th
century. The present edifice, in various styles, with a
lofty tower and spire and carved timber roof, underwent
extensive restoration in 1875-76. Among the other public
buildings are the town-hall (1765) and the market-hall
(1859). The chief industry is the making of watch hands
and wheels, &c^ first introduced in 1730 by John Miller
from Yorkshire. Coarse earthenware is also manufactured.
The population of the urban sanitary district (area, 268
acres) in 1871 was 5990, and in 1881 it was 6419.
PRESCOTT, William Hickling (1796-1859), his-
torian, was bom in Salem, Massachusetts, on 4th May
1796, his ancestors, of the old Puritan stock, having
migrated from Lancashire about 1640 and established
themselves in Middlesex county, Massachusetts. He re-
ceived his earlier education in his native city until the
removal of his family in 1808 to Boston, where he was
placed under the tuition of Dr Gardiner, a pupil of Dr
Parr. His schooldays appear to have been in the main
typical rather than prophetic, though in his paission for
mimic warfare and for the narration of original stories
some indication of the historical bias may perhaps be dis-
cerned. A healthy aversion to persistent work, which
even in later years broke at times through his rigorous
system of self-discipline, did not hinder him from making
a good if somewhat desultory use of his permission to
read at the Boston athenaeum, — an exceptional advantage
at a time when the best books were by no means readily
accessible in any part of the United States. He entered
Harvard College in the autumn of 1811, therefore, with
a fairly thorough mental equipment, but almost at the
outset his career was interrupted by an accident which
affected the whole subsequent course of his life. A hard
piece of bread, flung at random in the Commons 'Hall,
struck his left eye .with such forco that he fell to the
ground ; and, though the first shock speedily passed, the
sight was irremediably destroyed. He resumed his college
work, however, with success in classics and literature,
though he abandoned the study of mathematics as one in
which he could not attain even an average proficiency.
After graduating honourably in 1814 ho entered his father's
office as a student of law; but in January 1815 the un-
injured eye showed -dangerous symptoms of inflammation,
which for some time refused to yield to remedies. When
at last in the autumn he was in condition to travel, it was
determined that he should pass the winter at St Michael's
and in the spring obtain medical advice in Europe. His
visit to the Azores, vvhich was consjiantly broken by con-
finement to a darkened room, is chiefly noteworthy from
the fact that he there began the mental discipline which
enabled him to compose and retain in memory long pass-
ages for subsequent dictation ; and, apart from the gain
in culture, his journey to England, France, and Italy (April
1816 to July 1817) was scarcely more satisfactory. "The
verdict of the physicians consulted by him was that the
injured eye w-as hopelessly paralysed, and that the pre-
servation of the sight of the other depended upon the
maintenance of his general health. His further pursuit of
the legal profession seemed out of the question, and on his
return to Boston he remained quietly at home listening to'
a great deal of reading, but with no fixed object in view.
On 4th May 1820 he was married to Miss Susan Amory.
Prior to his marriage he had made a few experiments in
composition which had obtained no further publicity than
that of his own circle of friends, but he now finally decided
to devote his life to literature. It must be admitted that
he had not hitherto displayed any remarkable aptitude ;
but having once determined his future occupation he set
himself strenuously to the task of self-preparation. With
almost amusing thoroughness he commenced the study of
Murray's Grammar, the prefatory matter of Johnson's
Dictionary, and Blair's Rhetoiic, reading at the same time
for general purposes of style a series of the standard
English writers from the period of Elizabeth onwards. A
review of BjTon's Letters o» Pope in 1821 constituted his
first contribution to the North American Review, to which
he continued for many years to send the results of his
slighter researches. He next turned to French literature,
the rvksomeness with which he regarded his studies in this
subject being mitigated by incursions into the early Eng-
lish drama and ballad literature. Of the direction and
quality of his thought at this time he has left indications
in his papers on Essay-Writing (1822) and on French and
English Tragedy (1823). In pursuance of his method of
successive studies he began in 1823 the study of Italian
literature, passing over German as demanding more labour
than he could afibrd ; and so strongly did he feel the fasci-
nation of the language that for some time he thought of
selecting it as his chief sphere of work. In the following
year, however, he made his first acquaintance with the
literatui'e of Spain under the influence of his friend and
biographer, Ticknor, who was then lecturing upon it ; and,
whUe its attractiveness proved greater than he had at the
outset anticipated, the comparative novelty of the subject
as a field for research served as an additional stimulus.
In the meantime his aims had been gradually concen-
trating. History had always been a favourite study with
him, and Mably's Observations sur VHistoire appears to
have had considerable influence in determining him to the
choice of some special period for historic research. The
selection, however, was not finally made without prolonged
hesitation. The project of a history of Italian literature held
a prominent place in his thought and found some tentative
expression in his article on Italian Narrative Poetry (1824)
and in the reply to Da Ponte's criticism (1825); but he had
also in contemplation a history of the revolution which
converted republican Rome into a monarchy, a series of
biographical and critical sketches of eminent men, and a
Spanish history from the invasion of the Arabs to the
consolidation of the monarchy under Charles V. It was
not tOl the 19th of January 1826 that he recorded in the
private memoranda begun by him in 1820 his decision
" to embrace the gift of the Spanish subject." The choice
was certainly a bold one. On the one hand, he had no
great liking for, if he had not, as he alleged, an absolute
detestation of the investigation of latent and barren anti-
quities, while, on the other, he had not the visual powtT
which others besides Milton- have deemed indispensable to
an historian. The first he might and did overcome, but
the second seemed likely to prove a permanent disqualifi-
cation. He could only use the eye which remained to
him for brief and intermittent periods, and as travelling
affected his sight prejudicially he could not anticipate any
personal research amongst unpublished records and historic
scenes. He was happy, however, in the possession both
of ample means and admirable friends to supply so far as
might be the necessary materials,' and of a wide leisure in
which to give them literary shape and polish ; and he
sketched with no undue restriction or hesitancy the plan
of the Histm-y of the Reign of Ferdinand and Isabella — his
first great work. Mr English, one of his secretaries, has
furnished a picture of him at this period seated in a study
lined on 'two sides with books and darkened by green
screens and curtains of blue muslin, which required read-
justment with almost every cloud that passed across the
FRESCO TT
703
sky. His ^vriting apparatus — a noctograph — lay before
him, and he kept his ivory style in his hand to jot down
notes as the reading progressed. In accordance with his
general method these notes were in turn read over to him
until -he had completely mastered them, when they were
worked up in his memory to their final shape. So pro-
ficient did he become that he was able to retain the equiva-
lent of sixty pages of printed matter in his memory, turn-
ing and returning them as he walked or drove. The rate
of progress in preparation was therefore necessarily slow,
apart from any liability to interruption by other under-
takings and failures in bodily health. He still continued
his yearly experimental contributions to the North Ameri-
can Review, elaborating them with a view as much to
ultimate historical proficiency as to immediate literary
effect, the essays on Scottish Song (1826), Novel-Writing
(1827), Moliere (1828), and Irving's Granada (1829)
belonging to this preparatory period. The death of his
eldest daughter in 1828 also led him aside to the study —
afterwards renewed in the interval between the Ferdinand
and Isabella and the Conquest of Mexico — of Christian
evidences, ■with the result that he convinced himself of the
fundamental truth of Christianity, though he did not
accept all the tenets of orthodoxy. On the 6th of October
h829 he began the actual work of composition, which was
continued wthout more serious interruptions than those
occasioned by the essays on Asylums for the Blind (1830),
Poetry and Romance of the Italians (1831), and English
Literature of the 19th Century (1832), until 25th June
1836, when the concluding note was written. Another year,
during which his essay on Cervantes appeared, was spent in
the final revision of the History for the press, in which the
author was ably assisted by two friends, of whom Gardiner,
the son of his old schoolmaster, criticized the style and
Folsom verified the facts. Its success upon its publica-
tion in Boston was immediate, the five years' contract
being discharged in a few months.- Arrangements were
speedily made for its publication in England, and there its
success was not less marked. From the position of an ob-
scure reviewer Prescott suddenly found himself elevated to
the first rank of contemporary historians. Daniel Webster-
spoke of him as a comet which had suddenly blazed out
upon the world in full splendour, and American, British,
and Continental reviewers were equally laudatory. Its re-
ception determined the nature of all hia subsequent work.
Hitherto he had still inclined towards the history of
literature rather than to that of polity and action, on the
ground that the former was more consonant with his
previous studies and a more suitable sphere for the display
of his special powers. A close examination of his work
in the department of literary criticism does not, however,
bear out this estimate of his own genius, and the popular
voice in approving his narrative faculty gave him the re-
quired impetus in the right direction. After coquetting
for a short time with the project of a life of Moliere he
decided to follow in the track of his first work with a
History 6/ the Conquest of Mexico. Washington Irving,
who had already made preparations to occupy the same
field, generously withdrew in his favour; and in May
1838 Prescott began his first reading in the subject.
The work was completed in August 1843, the five years'
labour having been broken by the composition of reviews
of Lockhart's Life of Scott (1838), Kenyon's Poems (1839V
Chateaubriand (1839), Bancroft's United States (1841),
Mariotti's It^tly (1842), and Madame Calderon's Life m
Mexico (1843), and by the preparation of an abridgment of
his Ferdinand and Isabella in anticipation of its threatened
abridgment by another haad. On 6th December 1843
the Conquest of Mexico was published with a success pro-
portionate to the wide reputation won by his previous
work, the contracted number being sold off in four months
and London and Paris editions meeting with a similar
reception. The careful methods of work which he had
adopted from the outset had borne admirable fruit. While
the consultation of authorities had been no less thorough,
his style had become more free and less self-conscious ;
and the epic qualities of the theme were such as to call
forth in the highest degree his powers of picturesque narra-
tion. It was only a step from the conquest of Mexico to
that of Peru, and scarcely three months elapsed before he
began to break ground on the latter subject, though the
actual composition was not commenced until the autumn
of 1844. 'While the work was in progress and before the
close of the year his father died, — a heavy blow to him,
inasmuch as the elder and younger members of the family
had continued to share the same home upon almost patri-
archal terms, and the breach was therefore in a chain of
constant association extending over a period of forty-eight
years. In February 1845 he received the announcement
of his election as corresponding member of the French
Institute in place of the Spanish historian Navarrete, and
also of the Eoyal Society of Berlin. The winter found him
arranging for the publication in England of the selection
from his articles and reviews which appeared in 1845
under the title of Ciiiical jx7id Historical Essays, and
which was issued almost contemporaneously at New York
under the title of Biographical and Critical Miscellanies.
After some minor interruptions — his removal from the old
mansion-house in Bedford Street to the house in Beacon
Street, visits to friends, and a renewed failure of sight —
the Conquest of Peru was completed in November 1846
and published in March following. His misgivings as
to its reception were at once set at rest, and it waa
speedily issued in translations into French, Spanish, Ger-
man, and Dutch, in addition to the English editions of
New York, London, and Paris. He was now over fifty
and his sight showed serious symptoms of enfeeblement.
Although during the composition of the Ferdinand and
Isabella it had been of very intermittent service to him,
it had by his. careful regimen so far improved that he could
read with a certain amount of regularity diuing the writing
of the Conquest of Mexico, and also, though in a less degree,
during the years devoted to the Conquest-of Peru. Now,
however, the use of his remaining eye had been reduced to
an hour a day, divided into portions at wide intervals, and
he was driven to the conclusion that whatever plans he made
for future work must be formed on the same calculations
as those of a blind man. He had been for many years
collecting materials for a history of Philip II., but he hesi
tated for some time to attempt a work of such magnitude,
occupying himself in the meantime with the slighter
labours of a memoir of Mr John Pickering for the Ma-ssa-
chusetts Historical Society and the revision of Ticknor's
History of Spanish Literature. But in March 1848 he set
himself with characteristic courage to the accomplishment
of the larger project, though with the intention of writing
memoirs rather tlian a history, as admitting a more ram-
bling style and less elaborate research. He had been for-
tunate in obtaining the aid of Doa Pascual de Gayangos,
then professor of Arabic literature at Madrid, by whoso
offices he was enabled to obtain material not only from the
public archives of Spain hut from the muniment rooms of
the great Spanish families. With an exceptional range of
infcnnatiou thus afforded him, he wrote the opening of
his histo-y at Nahant, his summer residence, in July 1849 ;
but, finding himsolf still unsettled in his work, he decided
in the spring of the following year to carry out a long
projected visit to England. His reception there was of
the most. lordial and gratifying kind, and he Titumed rc-
iuvigorated to his work. The idea of writing memoirs
704
P R E — P R E
was dismissed in favour of the more elaborate form, and
in November 1855 the first two volumes of his uncom-
pleted History of Philip II. were issued from the press,
their sale eclipsing that of any of his earlier books. This
was his last great undertaking; but as Robertson's Charles
v., in the light of new sources of information, was inade-
quate to take its place as a link in the series, he repub-
lished it in an improved and extended form in December
1856. A slight attack of apoplexy on the ith of February
1858 foretold the end, though he persevered with the
preparation of the third volume of Phili}) II. for the press,
and with the emendation and annotation of his Conquest
of Mexico. On the morning of the 27th of January 1859
a second attack occurred, and he died in the afternoon of
the same day in his sixty-third year.
In personal character Prescott possessed many admuable and
amiable qualities, his courageous bearing and persistent labour
being by no means without their heroic element, though tlie greater
portion of his life was passed with his friends and his books. A
certain habit of striving to be habitual is cmiously prominent from
his boyhood till his death, the desire for an objective stimulus
finding expression in numberless formal resolutions and in frequent
wagers with his secretaries or friends. Necessarily a valetudinarian,
the smallest details of life had to be considered by him, even to
the adjustment of the weight of his dress to the state of the weather
and the thermometer. Yet the formalism, whether voluntary or
enforced, was never obtrusive, and the final impression made upon
his contemporaries was tbat-of a frank, spontaneous, and thorouglily
manly life. As an historian he stands in the direct line of literary
descent from Robertson, whose influence is clearly discernible both
in his method and style. But, wliile Robertson was in some measure
the initiator of a movement, Prescott came to his task when the
range of information was incomparably wider and when progress
in sociologie theory had thrown innumerable convergent lights
upon the progress of events. He worked, therefore, upon more
assured ground ; his sifting of authorities was more thorough and
his method less restricted both in the selection of details and in
their graphic presentation. At the same time he cannot be classed
as in the highest sense a philosophic historian. His power lies
chiefly in the clear grasp of fact, in selection and synthesis, in the
vivid narration of incident. For extended analysis he had small
liking and faculty ; his critical insight is limited in range, and he
confines himself almost wholly to the concrete elements of history.
When he does venture upon more abstract criticism his standards
are often commonplace and superficial, and the world-scheme to
which he relates events is less prpfound than the thought of his
time altogether warranted. If these things, however, indicate
failure from the point of view of ideal history, they at least make
for popularity. Few historians have had in a higher degree that
artistic feeling in the broad arrangement of materials which en-
sures interest. The course of his narrative is unperplexed by
doubtful or insoluble problems ; no pretence at profundity or
subtlety saps the vitality of his characters or interrupts the flow of
incident with dissertation and digression. The painting is filled
in with primary colours and with a free hand ; and any sense of
crudity which may be awakened by close inspection is compensated
by the vigour and massive eff'ectiveness of the whole. Though he did
not bring to his woik the highest scientific grasp, he brought to it
scientific conscientiousness and thoroughness within his limitations,
while his dominant pictorial faculty gave to his treatment a super-
scientific brilliancy. The I'omance of history has seldom had an
abler exponent, and the large number of editions and translations
of his works attests their undiminished fascination at certain stages
of popular culture. (R. Jf- W.)
PRESCRIPTION in the broadest sense of the word
denotes the acquisition or extinction of rights by lapse of
time. The term is derived from the precscriptio of Roman
law, originally a matter of procedure, a clause inserted
before the formula on behalf of either the plaintiff or, in
early times, the defendant, limiting the question at issue.
(See Pj,EADlNG.) It was so called from its preceding the
formula.'^ One of the defendant's prascriptiones was longi
temporis or longss possessionis prsescinptio (afterwards super-
seded by the exceptio), limiting the question to the fact of
po-ssession . virithout interruption by the defendant for a
certain time (see Possession). It seems to have been
introduced by the praetor to meet cases affecting aliens or
' " Prsescriptionea autem appellittas esse ab eo quod ante formulas
picscribuntur " (Giias, iv. § 182).
lands out of Italy where the usucapio of the civil law (the
original means of curing a defect of title by lapse of time)
could not apply The time of acquisition hy usucapio was
fixed by the Twelve Tables at one year for movables and
two years for immovables. FrsMcriptio thus constituted
a kind of praetorian usucapio. In the time of Justinian
usucapio B,nAprxscriptio(c&Yi&A also longi temporis possessio),
as far as they affected the acquisition of ownership, differed
only in name, usucapio being looked at from the point of
view of property, prsesmpiio from the point of view of
pleading. By the legislation of Justinian movables were
acquired by three years' possession, immovables by ten
years' possession where the parties had their domicile in
the same province (inter prxsentes), twenty years' possession
where they were domiciled in different . provinces {inter
absentes). Servitudes could not be acquired by usucapio
proper, but were said to be acquired by qiiasi usucapio,
probably in the same time as sufficed to give a title to
immovables. There was also a longissimi temporis possessio
of thirty years, applicable to both movables and immov-
ables, and requiring nothing but bona fides on the part of
the possessor. T^Tiere the right sought to be established
was claimed against the church, a still longer period of
forty years (at one time a hundred) was necessary. Im:-
memorial prescription was required in a few cases of 'a
public character, as roads.^ Prxscripiio was also the term
applied to lapse of time as barring actions upon contracts
or torts under various provisions corresponding to the Eng-
lish Statutes of Limitation. The prescription of Roman
law (and of modern systems based upon it) is thus both
acquisitive and extinctive. It looks either tp the length
of time during which the defendant has been in possession,
or to the length of time during which the plaintiff has
been out of possession. In EngUsh law the latter kind of
prescription is called Limitation {q.v.). The tendency of
law is to substitute a definite for an indefinite period of
prescription.
In English law prescription is used in a comparatively
narrow sense. It is acquisitive only, and is very limited
in its application. A title by prescription can be made only
to incorporeal hereditaments — that is, in legal language,
hereditaments that are or have been appendant of appurte-
nant to corporeal hereditaments — and to certain exemp-
tions and privileges.^ The rights claimable by prescription
for the most part consist of rights in alieno solo. The
most important are advowsons, tithes, commons, ways,
watercourses, lights, offices, dignities, franchises, pensions,
annuities, and rents. Land or movables cannot be claimed
by prescription. The foundation of prescription is the pre-
sumption of law that a person found in undistui-bed enjoy-
ment of a right did not come into possession by an unlawful
act (see WUliams, Rights of Common, 3). In the English
coiurts this presumption was, perhaps it may be said still
is, based upon the fiction of a lost grant, viz., that at some
time in the past there had been a grant of the heredita-
ment by a person capable of granting it to a person capable
of taking it, and that the grant had been lost. The jury
were instructed to find the loss of a once existing grant in
whose existence no one really believed. The enjoyment of
the right must have been from a time whereof the memory
of man runneth not to the contrary. The period of legal
memory was after- a time necessarily fixed for purposes of
convenience at a certain date. The date adopted varied
at first with the time during which the demandant in a
wirit of right must have proved seisin in himself or his
5 "Viae vicinales, quarum memoria non extat" {Dig., xliii. 7, 3).
^ Prescription seems at one time to have borne a wider meaning.
A claim by prescription to laud is mentioned in 32 Hen. VIII. c. 2.
And it seems that tenants in common may atill maVe title to land bjr
prescription (Littleton's Tenures, 8 310).
PRESCRIPTION
705
ancestors. After one or two previous enactments the date
was finally fixed by the Statute of Westminster the First
(3 Edw. I. c. 39) at the jeign of Richard I., which was in-
terp;'eted to mean the first year of the reign of Richard I.
The inconvenience of this remote date, as time went on,
led to the gradual growth of a rule of evidence that proof
of enjoyment for twenty years was prima facie evidence
of enjoyment from time immemoriaL But evidence of the
beginning of the enjoyment at however remote a date,
if subsequent to 1 Ric. I., was sufficient to destroy the
claim. This is still the law with respect to claims not
falling within the Prescription Act, mostly rights in gross,
— that is, where there is no dominant or servient tenement,
e.g., a right to a pew or to a several fishery in gross. The
twenty years' rule was of comparatively late introduction; it
does not seem to have been known in the time of Elizabeth,
and was perhaps introduced in analogy to the .Statute of
Limitations, 21 Jac. I. c. 16. With respect to claims of
])rofits d prendre and easements a change was made by
the Prescription Act, 2 and 3 Will. IV. c. 71 (extended to
Ireland by 21 and 22 Vict. c. 42, but not to Scotland).
By that Act claims to rights of common and other profits
a jirendre are not to be defeated after thirty years' enjoy-
ment by any person claiming right thereto without inter- .
ruption for thirty years by showing only the commencement
of the right, and after sixty years' enjoyment the right is
absolute and indefeasible unless had by consent or agree-
ment by deed or writing (§ 1). In claims of rights of way
or other easements the periods are twenty years and forty
years respectively (§ 2). The right to access and use of
light is absolute and indefeasible by twenty years' enjoy-
ment without interruption unless by consent or agreement
by deed or writing (§ 3). The before-mentioned periods
are to be deemed those next before suits, and nothing is
to be deemed to be an interruption unless acquiesced in
for one year (§ 4). In pleading, the enjoyment as of right
may be alleged during the period mentioned in the Act,
and v/ithout claiming in the name or right of the owner
of the fee (§ 5). No presumption is to be made in favour
of a right exercised for a less period (§ 6). The time
during which a person otherwise capable of resisting a
claim is an infant, idiot, non compos mentis, feme covert,
or tenant for life, or during which an action or suit has
been pending until abated by the death' of a party, is
to be excluded in the computation of the periods unless
where the right or claim is declared to be absolute and
indefeasible (§ 7). In the period of forty years a. term
of life or more than three years is to be e!xcluded in
case the claim be resisted by the reversioner within three
years after the determination of the term (§ 8). _An Act
to define the period of prescription for a modus decimandi,
or an exemption from tithes by composition, was passed
the same year (2 and 3 Will IV. c. 100; see Tithes).
The Prescription Act is only supplemental to the common
iaw, so that a claim may be based upon the Act or, in the
alternative, upon the common law. Nor does the Act alter
the conditions necessary at common law for a gOod claim
by prescription. The claim under tho statuto.must be one
which may be lawfully made at common law. The prin-
cipal rules upon the subject are these. (1) Tlie title is
founded upon actual usage. The amount of actual usage
and the evidence necessary to prove it vary according to
the kind of claim. For instance, in continuous casements
(such as a watercourse) the enjoyment may go on without
any active interference by the person claiming tho right ;
in discontinuous casements (such as a right of way) tho
right is only enjoyed' at intermittent periods. (2) The
enjoyment must (c.\cept in the case of light) be as of right,
a nile sometimes expressed by tho words nee vi nee. clam nee
prcca,rio, derived from Bonmn law, — that is to^.aa.y peace-
able, openly used, and not by licence. These words bear
a nieaning less strict than they did in Roman law. The
enjoyment in Roman law must (except in the case of ju»
aqux ducendx) have been ex justo iitulo in order to found
usucapio or quasi usu^apio ; in jEnglish law there is no
doubt that enjoyment may be good by prescription, evea
though it began in trespass, as a footpath or a rent. (3)
The prescription must be certain and reasonable. Examples
of claims by prescription which have been held to be bad
on this ground are a claim to take out of the land of
another as much clay as is required for making bricks at
a certain kiln, and a claim to a marriage fee which, though
reasonable now, would have been an unreasonable amount
to have been paid in the reign of Richard I., looking to
the difference in the value of money. Inhabitants cannot
claim by prescription, as they are an uncertain and fluctuat-
ing body, unless under a grant from the crown, which con-
stitutes them a corporation for the purposes of the grant.
(4) The prescription must be alleged in a que estate or in
a man and his ancestors. Prescription in a que estate lies
at common law by reason of continuous and immemorial
enjoyment by the claimant, a person seised in fee, and all
those whose estate he has (toux ceux que estate il ad). Tho
Prescription Act fixes a definite period and does away with
the necessity which existed at common law of prescribing^
in the name of the person seised in fee. Prescription in
a man and his ancestors is not of ordinary t)ccurrence in
practice. "I am not aware of more than two cases in
modern times," says Mr Joshua Williams {Rights of Com-
mon, 9), "where a prescription of this kind, viz., a pre-
scription of enjoyment by a man and his ancestors, irre-
spective of the possession of land, has been set up."
Corporations, however, occasionally claim by a prescription
analogous to this, viz., in the corporation and its prede-
cessors. Such claims by either a person or a corporation
are not within the Prescription Act, which applies only
where there are dominant and servient tenements. By
32 Hen. VIII. c. 2 no person can make any prescription
by the seisin or possession of his ancestor unless such
seisin or possession has been ivithin threescore years next
before such prescription made. (5) A prescription cannot
lie for a thing which cannot bo granted, as it rests upon
the presumption of a lost grant. Thus a lord of a manor
cannot prescribe to raise a tax or toll upon strangers, for
such a claim could never have been good by any grant.
Prescription and Custom. — Prescription must be care-
fully distinguished from custom. Prescription, as has
been said, is either in a que estate or in a man and his
ancestors, — that is to say, it is a personal claim ; custom is
purely local, — that is to say, it is a usage obtaining the
force of law within a particular district. In the time of
Littleton the difference between prescription and custom
was not fully recognized (see Littleton's Tenures, fj 170),
but tho law as it exists at present had become established
by tho time of Sir Edward Coke. " J. S. seised of the
Manner of D. in fee prcscribeth thus ; That J. S. his
ancestors and all those whose estate he hath in the said
Mannor have time out of mind of man had and used to
have Common of pasture &c. in such a place Ac, being
the land of some other &c. as pertaining to the said
Mannor. This property we call a Prescription. A customo
is in this manner ; A copyholder of tho Mannor of D. doth
plead that within f'le same Mannor there is and hath
been for time out of mind of man used, that all the Copy-
holders of the said Manner have had and used to have
Common of pasture Ac. in such a waste of the Lord, parcel
of the said Ma.nnoT &c." {Coke upon Littleton, 113b). A
ciLstom must be certain, reasonable, and excrci.scd as of
right. Like prescription at common law, it must hav«
existed from time immemorial. On this ground a custom
706
PRESCRIPTION
to erect stalls at statute sessions for hiring servants was
held to be bad, because such sessions- were introduced by
the Statute of Labourers, 23 Edw. III. st. 1 (Simpson v.
Wells, Law Reports, 7 Queen's Bench, 214). Some rights
may be claimed by custom which cannot be claimed by
prescription, e.g., a right of inhabitants to dance on a
village green, for such a right is not connected with the
enjoyment of land. On the other hand, profits d, prendre
can be claimed by prescription but not by custom, unless
in two or three exceptional cases, such as rights of copy-
holders to common in the lord's demesne, or to dig sand
within their tenements, rights to estovers in royal forests,
and rights of tin-bounders in Cornwall.
United States. — The law of the United States (except
in Louisiana) is based upon that of England, but the
period of enjoyment necessary to found a title by pre-
scription varies in the different States. An easement or
profit d, prendre is acquired by twenty years' enjoyment
in most States, following the English common law rule.
In Michigan the term is twenty-five years, Pennsylvania
twenty-one years, Connecticut and Vermont fifteen years.
South Carolina five years. In Louisiana the period
varies according to the subject from three to thirty years,
and property other than incorporeal hereditaments may
be claimed by prescription as in Roman law (see Keiifs
Gomm., vol. iii. 442). In the case of ancient lights "the
tendency of the decisions of many of the State courts
seems to have been against the English doctrine, that a
prescriptive right to light may be gained by mere enjoy-
ment not necessarily under a claim of right ( WashlmrrJs
Law of Real Property, vol. ii. 318).
International law uses the term "prescription" in its
wider or Roman sense. " The general consent of mankind
has established the principle that long and uninterrupted
possession by one nation excludes the claim of every other "
(Wheaton, Int. Law, § 165). Historic instances of rights
which were at one time claimed and exercised by pre-
scription as against other nations are the sovereignty of
Venice over the Adriatic and of Great Britain over the
Narrow Seas, and the right to the Sound dues long exacted
by Denmark. But such claims were rejected by the highest
authorities on international law {e.g., Grotius), on the
ground that they were defective both in Justus titulus and
in de facto possession. There is no special period fixed,
as in municipal law, for the acquirement of international
rights by lapse of time. In private international law
prescription is treated as part of the lex fori or law of
procedure. (See Limitation.) (j. wf.)
Scotland. — lu the law of Scotland "prescription" is a term of
wider meaning than in England, being used as including both pre-
scription and limitation of English law. In its most general sense
it may be described as the effect which the law attaches to the lapse
of time, and it involves the idea of possession held by one person
adverse to the rights of another. Though having its basis in the
common law, its operation was early defined by statute, and it is
now in all respects statutory. The most appropriate mode of treat-
ing the prescription of Scotch law is to regard it (I J as a mode of
acquiring rights — the positive prescription ; (2) as a mode of extin-
guishing rights — the negative prescription ; (3) as a mode of limit-
ing rights of action — the shorter prescriptions. It must, however,
be observed with reference to this division that the distinction
between (1) and (2) is rather an accidental (due to a loose inter-
pretation of the language of the Act 1617, c. 12) than a logically
accurate one. It is, moreover, as wUl immediately be seen, strictly
confined to heritable rights, having no application in the case of
movable property. But, though the di: ' iaction has been com-
plained 01 by the highest authority as t iding to create embar-
rassment in the law (see opinion of Lord iJhancellor St Leonards
in Dougall v. Dundee Harbour Trustees, 1852, 24 Jurist, 885), it
is now too well settled to be departed from.
1. Positive Prescription. — The positive prescription was intro-
duced by the Act 1617, c. 12, — a statute which has been described
by Lord Karnes as " the palladium of our land propric'tors." After
setting forth in the preamble the inconvenience resulting from the
loss of titles and the danger of forgery after the means of improba-
tion are lost by the lapse of time, it enacts that whatever heritages
the liegea, their predecessors or authors, have possessed by tbem-
selves or others in their names peaceably, in virtue of infeftmenta
for the space of forty years, continually and together, from the
date of their said infeftments, and without any lawful interruption
during the said space, they shall not be disturbed therein, provided
they produce a written title on which their possession has pro-
ceedea. Such written title must be either a charter and sasine
preceding the forty years, or, when no charter is extant, instni-
ments of sasine proceeding upon retours or precepts of clare constat.
Though the statute in its literal construction only applied to such
heritable subjects as had been conveyed by charter and sasine, it
was at an early date interpreted so as to include other heritable
rights, as servitudes, tacks, public rights of way, &c., where no
charter could be supposed to exist. Thus forty years' possession
of a road by members of the public is held to establish a right of
way. And any member of the public who uses or may have occasion
to use the road is considered to have a good title to plead prescrip-
tion. Thus in the celebrated Glen Tilt case a path through Glen
Tilt was established as a right of way in an action at the instance
of three gentlemen, one of whom was a residenter in Edinburgh and
another in Aberdeen (see Torrie v. Duke of AthoU, 1849, 12 Dun-
lop's Beports, 328 ; affirmed in House of Lords, 1852, 1 Macqueen's
Reports, 65). This valuable Act of 1617 was so well framed that it
continued to regulate the prescription of land rights till the year
1874. By the Conveyancing Act of that year (37 and 38 Vict. c.
94, 8. 34) the period of prescription was shortened from forty years
to twenty. It was provided that possessions for twenty years upon
"an ca; /aoie valid irredeemable title recorded in the appropriate
register of sasines " should in future give the same right as forty
years' possession upon charter and sasine under the earlier law.
This Act of 1874 does not, however, apply to all the cases which
fell under the Act of 1617. Thus it has been decided that twenty
years' possession on a charter of adjudication followed by sasine
and a declarator of expiry of the legal is insufficient to give an
unchallengeable right, an adjudication not being an "exfcicie irre-
deemable title." (Hinton v. Connel's Trustees, 1883, 10 Eettie's
Eeporis, p. 1110). It is further specially provided by the Act of
1874 that the twenty years' prescription is not to apply to servi-
tudes, .rights of way, and puoiic rights generally. The following
rules apply to the positive prescription, (o) The possession which
is required for it must be peaceable, conMnuous ("continually and
together," as the Act of 1617 has it), and uninterrupted. (6) The
prescripiion runs de momenio in momentum, (c) The person. against
whom the prescription runs must be major and sui juris, — a rule
which, as regards minoritj', was specially provided for by the Act
of 1617, and as regards other CE^es of incapacity by the application
of the principles of the common law. Under the Conveyancing
Act, however, it is provided that in all cases where the twenty
years' prescription applies, the lapse of thirty years is to exclude
any plea on the ground of minority or want of capacity.
2. Ncgati-ci Prescription. — This prescription was introduced by
the Act 1469, c. 28, and re-enacted with some modification by
1474, c. 55. At first restricted to personal claims of debt, it was
gradually extended in practice and ultimately made applicable
to heritable bonds and other heritable rights by the above-men-
tioned Act of 1617. By the Act of 1469 it is declared that the
person having interest in an obligation must follow the same within
the space of forty years and take document thereujwn, otherwise it
shall be prescribed The negative prescription accordingly extin-
guishes in tolo the right to demand performance of an obligation
after forty years, the years being reckoned from the day on which
fulfilment of the obligation can be first demanded. The lapse of
this period of time creates a conclusive presumption — one incapable
of being redargued — that the debt or obligation has been paid or
fulfilled. But it must be kept in view that the negative pre-
scription does not per se — without the operation of the positive —
establish a right to heritable property (Erskine, InM., o. iii. tit.
7, § 8). Thus, as has been observed, " If A has possessed for a
hundred years but was not infeft, any competitor who has neglected
his right for that time may completely establish it, if his right
was better than A's " (per Lord Corchouse, in Cubbison v. Hyslop,
183, 16 Shaw's Beports, p. 112). So a right of patronage has been
held incapable of being lost by the negative prescription ; but, on
the other hand, it is settled that servitudes and public rights of
way may be so extinguished. As regards the character of tie pre-
scription, it is requisite, in the same way as in the case of the
positive, that the years shall have run continuously and without
interruption, i.e., without any act done on the part of the creditor
which indicates his intention to keep alive the right Such inter-
ruption may, for instance, take place by the payment of interest
on thfe debt, or citation of the debtor in an action for the debt, or
by a claim being lodged in the debtor's sequestration, in the same
way as in the positive, the currency of the negative prescription is
suspended by the debtor being minor or non valcns agere.
3. Shorter Prescriptions. — 'There are certain short prescriptions
recognized by Scotch law — corresponding to the limitations of
P R E— P R B
707
English law — which operate not as ertingnishing rights bat as
excluding the ordinary means cf proving them. The following
require to be noticed, (a) Vicennial prescription. By the Act
1617, c. 13, a vicennial prescription of retoura wps introduced, and
in modem practice the same prescription is applicable to an extract
decree of service which has taken the place of a retour (31 and 32
Vict c. 101, § 37). This prescription protects a person who has
been served as heir for twenty years against actiou by any other
person claiming to be heir. By the Act 16C9, c 9, holograph
missive letters and bonds in compt books also prescribe in twenty
years. The debt, however, is not in this case extinguished, as
within forty years it may be proved by the defender's oath.
(6) Decennial prescription. By the Ac*, 1669, c. 9, all actions by
minors against their tutors and coratois, and vke versa, must be
prosecuted within ten years from the expiration of the guardian-
ship (Erskinc, Inst., iii 7, 25). (c) Septennial proscription. By
the Act 1695, a 5, it is provided that no person binding himself
for and with another, conjunctly and severally, in any bond or
contract for sums of money shall be bound for more than seven
years after the date of the obligation. But it is necessary that the
cautioner either be bound expressly as such in the bond, &c. , or, if
bound as co-principal, that there be either a clause of relief in the
bond or in a separate back bond duly intimated {i.e., notarially or
in some formal way) to the creditor. This prescription does not
apply to guarantees for the fulfilment of an ofEce, or to security
for a bill cf exchange, or to judicial bonds, (d) Sexennial
prescription. This prescription applies to biDs and promissory
notes, 80 as to deprive them of their privileges. After the lapse of
six years the holder of the bill or note can no longer found on it
except as an adminicle of evidence to prove his debt. This pre-
scription was first introduced by 12 Geo. III. c. 72. («) Quin-
quennial prescription applies to bargains concerning movables, such
as sales of goods, loans, deposits, &c. — in short, to all mercantile
transactions except such as pass into current accounts and fall under
the triennial prescription noticed below. By the Act 1669, c. 9, such
bargains prescribe in five years, and can thereafter only he proved
by the debtor's writ or oath. Tho same statute also made ministers'
stipends, multures, and maills and duties prescribe in five years
unless proved by writ or oath. (/) Triennial prescription. This
valuable prescription was introduced so far back as the year 1679.
By the Act 1579, c. 83, it was provided that "actions of debt for
house maills, men's ordinaries, servants' fees, merchants' accounts,
and others the like debts not founded on written obligaHons " shall
prescribe in three years. Under the terms " like debts " have been
b''ld to fall such debts as workmen's wages, law agents' accounts,
and rents due on verbal lease. All such debts, must be pursued
within three years, otherwise they cannot be proved except by the
writ or oath of the party sued. Tho period from which this pre-
scription begins to run is the date of tne last item in the account.
With regard to all the minor prescriptions it is to be observed
generally that the respective periods of time must have run without
interruption, and that, except when the contrary is expressed in the
Act constituting the prescription, the years of minority and non
valeniia agere are not taken into account. (H. GO.)
PRESERVED FOOD. The perfect preaervation of
any substance for use as food implies the retention of its
fuU nutritive power, sapidity, afad digestibility, with its
natural odour and colour unimpaired, for such length of
time as may be required. The process employed must be
sufficiently cheap to allow of the preserved food being
placed in the market at a price which will insure a demand
for it. The operations connected with the preparation of
many food-substances are partly directed to tho produc-
tion of food in a new and more convenient form from
that in which it is yielded by nature, and partly with
the view of preserving the alimentary body. Cheese is
an example of such a food-preparation, and to a smaller
extent so also are butter and other edible fats and oils,
aa well as fruit and vegetable jellies and conserves. Con-
centrated foods and extracts, such as Liebig's extract of
beef, belong to the same category, consisting of certain
essential principles of animal food easily preserved, and
prepared partly on that account.
Many of the most important food-staples require nothing
more than favourable natural conditions for their preser-
vatipn, till they are ordinarily required for consumption.
Such is the case with the cereal grains, which are suffi-
ciently ripened and dried in the harvest field, and with all
hard farinaceous and oleaginous seeds, nuts, and fruits.
Host soft succulent fruits and vegetables, on the other
hand, and all varieties of animal food require artificial
preservation, and it is to these that the various processes
in use are applied. The&e processes resolve themselves
into four groups, — (1) drying, (2) use of antiseptics, (3)
exclusion of air, and (4) refrigeration. Several hundreds
of patents have been obtained in the United Kingdom
alone for preservative processes coming under one or more
of these heads ; but in reality the methods of preservation
in practical operation axe not many.
1. Drying is the most ancient and primitive of all
processes for preserving food, and, although it answers but
imperfectly for most animal substances, yet in dry hot
coimtries it , is very extensively practised. In the River
Plate regions of South America a large quantity of beef is
annually prepared for export to Brazil and tho West Indies
under the name of " tasajo " or " charqui dulce," principally
by drying. The meat is simply cut into pieces, freed from
fat, bone, and tendon, powdered with maize meal, and
dried hard by exposure to the sun, care being taken to
keep it protected from rain. The dried product has about
one-fouxth the weight of fresh meat, and is of a dark
colour. It requires to be soaked in water and cooked
for a long time, yielding at best a tough indigestible meat;
but it makes a well-flavoured nutritive soup. The greater
part of the charqui or jerked beef of South America is,
however, slightly salted as well as sun-dried ; and among
many races where drying is practised the use of salt and
smoking are also appreciated. Many attempts have been
made to introduce dried meat in the form of powder or
meal. For this purpose fresh meat, deprived of fat, is
cut into thin slices and slowly dried at a low heat in an
oven or heated chamber till the meat is hard, crisp, and
dry. When powdered, such a preparation keeps well if it
is not exposed to damp ; but it cannot be said to oflFer
any advantages for general use, although it might be of
value to an army during a campaign. Nevertheless a
company, under the name of the Came Pura Company,
has been established in Berlin within the last few years
for the manufacture of such meat-powder. Of an ana-
logous nature are the concentrated soup tablets or cakes,
prepared, principally in Russia, by the rapid evaporation
of rich soups, with which dried vegetables and flour are
sometimes incorporated in proportion sufficient to jrield a
good soup on dilution with boiling water. These soups
are generally deficient in aroma and have frequently an
unpleasant gluey consistency and taste. Concentrated
meat biscuits, in which flour and extract of beef are
prepared in a thoroughly dry condition, and which were
largely -used in the American Civil War, the German
pea sausage (" Erbsenwurst "), made famous during the
Franco-Prussian War, and pemmican are examples of food
in which dried meat may be well preserved in conjunction
with farinaceous substances. Preservation by simple dry-
ing is extensively practised among the Chinese for their
gelatinous foods, such as trejjang, dried tendons, skins,
mussels and other molluscs, and fish. MUk also may be
preserved in tho form of a dry powder, but tho result ia
not sufficiently attractive to command a market.
Succulent fruits and vegetables are satisfactorily pre-
served by simple drying. The principal dried saccharine
fruits of commerce are raisins, currants, figs, dates, and
prunes. These differ in their nutritive properties con-
siderably, from tho natural fruits they represent, as do
also the farinaceous fruits and vegetables preserved by
drj'ing, such as tho banana, bread-fruit, mandioc, <tc. A
process of drying and compressing ordinary pot-vegetables
and potatoes, invented by M. Ma,<«on about 1845, is now
carried out on a large scale by Messrs Chollet i Co. of
Paris. The vegetables to be treated are carefully picked,
plunged into boiling wata" to coagulate the vegetable at
708
PRESERVED FOOD
bumen, shred, and'promptly driea in a current of heated
air. They ar^ then submitted to powerful hydraulic pres-
sure, condensing them into thin dense cakes, which retain
from 9 to 15 per c^nt. of the weight of the original green
substances, or 20 per cent, of the weight in the case of
potatoes, but all in greatly reduced compass. The saving
of space is, equally with the preservation, of the utmost
importance for use on board ship or by soldiers in the
field. Within the space of a cubic metre 25,000 rations
of Chollet's compressed vegetables can be packed, each
ration weighing 25 grammes and representing about 200
grammes of green vegetables. As anti- scorbutics such
prese-ved vegetables are inferior ; but they are neverthe-
less exceedingly useful, and when well cooked almost
eoual in taste to the fresh vegetables.
1. Use of Antiseptics. — The variety of antiseptic sub-
stances which have been experimented with for the curing
of food is numberless. Bodies solid, liquid, and gaseous
have been proposed, and these, have been variously recom-
mended for superficial application, for injection, and for
forming an artificial atmosphere around the substance to
be preserved ; &nd further, it has been suggested that
the creature whose fiesh is to be preserved should, before
killing, be impregnated with the antiseptic by inhalation
or otherwise. In practice the antiseptics used are very
few in number, since many of them have a physiological
effect on the digestive and other internal organs into
which they are introduced with the food, and so must
injure the health. Besides, many proposed antiseptics are
either in themselves unpleasant in smell or taste, or alter
the appearance, colour, taste, or consistency of the food
preserved. The least objectionable are substances which
enter into human food themselves, such as certain salts,
sugar, vinegar, and alcohol. The most ancient, most com-
monly used, and throughout most effective is common salt.
Salt acts on meat by withdrawing the animal juices, the
place of which it takes, and by hardening the muscular
tissue. Consequently it seriously lessens the nutritive
value of animal food, and renders it much less digestible
than fresh meat. It appears to be least injurious Lq the
case of pork, the fat of which it renders more digestible,
and, as a consequence, no animal food is more largely pre-
served by the process of salting. A certain proportion of
other saline bodies, notably saltpetre (nitrate of potash),
and of sugar is frequently combined with salt in curing,
and so also are other antiseptic and preservative agencies.
Bacon, for example, is both salted and smoked, while
tongues and fish are not only salted and smoked but also
dried. Smoking alone is very effective in preserving and
flavouring fish intended for consumption within a limited
time after curing. The quantity of fish prepared for human
food by salting, smoking, and drying, together or separately,
is incalculably great. Of other antiseptics which have been
suggested, and which may be used effectively for the pre-
servation of food, few possess any advantage whatever over
common salt, which is certain in its action, abundant,
cheap, and, within limits, harmless. Among the substances
which have of recent years come into prominent notice are
bisulphite of lime and various preparations of boracic
acid, notably that known a^ " glacialin " salt and the
boro-glycerin introduced by Professor Barff. Boracic acid
is a powerful, inodorous, and tasteless preservative ; but
in repeated small doses it exercises a specific influence on
the excretory organs which must be detrimental to health.
Salicylic acid has also been extensively tried as a food-
pieserver, more especially for milk, but, in addition to the
unpleasant taste it communicates to the substances, there
are physiological objections to its use.
The use of non-saline preservative agents is exemplified
on a large scale in the pickling in vinegar of succulent fruits
and vegetables (see Pickles, p. 80 above). Sugar plays
a similar part in the preparation of jams, jellies, candied
fruits, (fcc, and alcohol is also occasionally employed as
a medium for the preservation of fruits. Oil acts as a
preservative more by its power of excluding atmospheric
air than from any antiseptic influence it possesses, and
therefore comes under the next category.
3. Exclusion of Air. — The principal method of focj
preservation dependent on the exclusion of air is the
invention of Frangois Appert and dates from 1809. It
consists essentially in securing cooked food in hermetic-
ally sealed vessels from which the atmospheric air is as
far as possible driven off before sealing, and in killing by
heat or otherwise such gerrns or ferments as may remain
within the vessel either before or after it is sealed up.
The process does not depend for its success on the perfect
exclusion of air, — indeed, originally there was no attempt
to drive it off, but air sealed up with the food was im-
mediately submitted to a temperature sufficiently high to
kill all germs introduced with it and existing in the food
itself. Quite recently experiments have been conducted
by Mr J. J. Coleman, the inventor of the cold-air process
described below, with the view of preserving food in her-
metically sealed vessels, which, instee,d of being exposed
to heat, are subjected to an intense cold, supposed to be
sufficient to kill all minute putrefactive organisms ; but he
has found that a cold of 130° Fahr. below freezing-point is
insufficient to destroy all organic germs. At present the
innumerable varieties of tinned foods, both animal and
vegetable, are entirely the result of the application of
Appert's principle. In practice there are several processes
of "tinning" food, but the general method adopted is
everywhere uniform in principle.
The tins used are manufactured with the greatest care, and most
inp^nious machinery has been devised for their thorough and ex-
peditious preparation. The proper quantity of meat, generally,
though not necessarily, free from bone, tendon, and undue propor-
tion of fat, is weighed out and placed raw in the tin, over which
the cover is soldered. In the cover a small "pin-hole " is left, and
the tins are placed in a bath or boiler of solution of chloride of
calcium, which boils at a temperature of from 260° to 270° Fahr.
Each tin is Immersed to within an inch or two of the top, and as
the heat is gradually raised steam issues from the pin-hole, carrying
off the atmospheric air from within the tin. When all the air
has been expelled the pin-hole is promptly closed with a drop of
solder, and the tin, hermetically sealed, is entirely immersed for
some time in the superheated solution. When withdrawn and
cooled, the tins are placed in a heated testing-honse, in which
after a few days those that hn\e been imperfectly treated manifest
their defects by a bulgihg of the sides, due to the generation of
gases from the putrefying mass they contain. Those which hare
been successfully preserved generally show both ends collapsed
or depressed by the pressure of the air outside ; and usually on
a well-preserved tin being pierced the air is audibly sucked in.
The process is applicable to all classes of food, vegetable
as well as animal, which may without destruction be sub-
mitted to a temperature sufficient to render putrefactive
organisms inert, and in experience the amount of heat to
wiiich different substances must be exposed varies very con-
siderably The variety of substances preserved by tinning
is now very great, and the total weight of human food so
stored is enormous. Numerous modifications of the air-
exclusion principle, effectual within certain limits, are in
use. The preservation of sardines is due partly to cooking
them in oil and surrounding them with it and partly to
sealing them in tins, aud potted meats, the "conserves
fines" of the French, are partly preserved by the use of
fat. The most effective means of preserving eggs consists
in coating the shells, as soon as they are laid, with butter
or some other fat, gum, or varnish. Such coating prevents
the transfusion of water from the egg which ordinarily goes
on, the place of the water being taken by atmospheric air,
rendering the egg specifically lighter and promoting its
putrefactive change. Processes for the exclusion of ait
P R E — P R E
709
by the substitution of an atmosphere of some inert gas
have not proved successful, neither has the method pro-
posed and patented by Dr Redwood, which consisted in
coating meat with a layer of paraffin.
4. Refrigeration. — That cold checks putrefaction has
long been known from ordinary experience. Bodies of
the prehistoric mammoth have been found in the ice of
the Siberian tundra so well preserved that the flesh was
eaten by dogs. Ice is much used by fish merchants and
other provision dealers for the temporary preservation of
their perishable stores ; but the cost and inconvenience of
the process in temperate, and still more in hot, climates
render it applicable only for brief spacesof time and to the
more costly of food-products. But about the yt;ar 1875
ice began to be used on a large scale for the preservation
of fresh meat during its. transit from America to the
European markets. This, the first practically successful
method of preserving fresh meat for such a period as
enabled it to be sold in remote m.arkets, consisted in
cooling a large meat chamber hung full of carcases by
continually blowing into it air which had previously been
cooled to near the freezing point by being made to pass
through reservoirs of ice. The process was not all that
could be dep'red, but it successfully solved a question
which had previously been attempted many times and
ways. It continued to be the method by which large
<|Uantities of fresh meat were brought in good condition
to the Emopean market, till in 1879 Mr J. J. Coleman
inaugurated a new era by the introduction, in conjunction
with Mr H. Bell and Mr J. Bell, of his Bell-Coleman dry-
air refrigerator.
In the Bell-Coleman machine atmospheric air is compressed to
one-fourth or one-thiid of its normal bulk in an air-pump. by
means of a steam cylinder. The air so condensed becomes hot,
and is cooled by injecting water into the air-compressor, after
which it is still further reduced in temperature and freed from
moisture by passing it throu;;h a range of pipes in the cold air of
the chamber that is being refrigerated. Being then conveyed to
the expanding cylinder, the work or energy it contains in virtue
of its compression is expended in moving a piston which forms part
of the machinery. From the piston the air, now cooled as much
as 50° to 100°, or even 200° Fahr., according to the degree of com-
pression to whicli it has been subjected, is distributed through tlie
cold chamber by suitable ]iipes. Mr A. Sesle Ilaslam has since
brought out a refrigerator in which the temperature of the air is
lowered by passing it tlirough pipes cooled externally, instead of
by injecting water into the tubes containing it.
Numerous other machines Lave also been produced, the
]irinciple and action of which are illustrated in the article
Ice;, vol. xii. p. 612. By means first of the Bell,-Colcman
and subsequently of the Ilaslam method, fresh meat has
been regularly imported into Europe from America since
March 1879, when the Anchor liner "Circassia" delivered
the first cargo. In February 1880 the first shipment from
Australia, consisting of 34 tons of beef and mutton, was
delivered in London by the " Strathleven," and in Juno
1882 the sariling ship "Dunedin" brought from New Zea-
land to London, after a passage of ninety-eight days, 4909
carca-scs of sheep and twenty-two pigs, all in perfect con-
dition, notwithstanding the prolonged voyage and the ex-
cessive heat encountered during the j)assage. The dry-air
refrigerators have also been largely adopted in pa-ssengor
and emigrant vessels for preserving fresh provisions for
daily use throughout their voyages, and preserving cham-
bers and freezing chambers have been erected on land at
the ports of lading and delivery. Tlie machinery at present
in use is cajiablc of freezing upwards of 300,000 tons of
meat per aiiiuun, and it is rapidly being added to ; and it
may be .said that these machines have accomplished a
perfect solution of the great problem of fresh-meat pre-
servation and distribution.
Commerce. — It is impossible to tabulate any reliable figures
Matiug to the trado in products which are properly classed as
preserved food. Within the first five years in which the Bell.
Coleman machine was in use there were brongbt from America by
its agency alone 563,568 quarters of beef and 113,633 carcases of
mutton. The following figures illustrate the development of ths
frozen-mutton trade from the great sheep-growing locaUties, givine
the number of carcases imported. '
1881.
1882.
1883.
1884.
New Zealand
13J771
8,840
65,087
98,754
60,717
398,859
107,437
64,369
Kiver Plate
As these imports bear only an insignificant relation to the supplies
which might be drawn from the several countries at the present
moment, it is obvious that a most important factor has been intro-
duced into the meat trado which wiU exercise a powerful influence
on the markets. ( j. p^. )
PRESSBURG (Hung. PoMony, Lat. Posonium), capital
of the county of the same name and in former times also
of the country, is a royal free town in Hungary, situated
on the left bank of the Danube, in 48° 8' N. lat. and 17° 6'.
E. long. Pressburg is the see of an evangelical bishop,'
and the headquarters of one of the fifteen army-corps of
the Austrian-Hungarian army and of a honved district ;
its civil departments include- finance, posts, land-survey-
ing, state forestry, public instruction, river regulation, and
Government buildings; it has also a district court of justice,
a superior law court, and a chamber of trade and commerce.
Among its numerous educational and benevolent institu-
tions the following are specially worthy of mention — the
academy of jurisprudence and philosophy, a Roman Catholic
upper gymnasium, an evangelical lyceum, an evangelical
seminary, an upper real school, a Government training
school for governesses and another of midwifery, schools
of music and drawing, two free libraries, a lazaretto, a
lunatic asylum, six hospitals, two workhouses, two public
kitchens, itc. The most prominent buildings are — a fine
cathedral, dating from the Mth century (in which many of
the Hungarian kings were crowned), twelve other,Roman
Catholic churches, two evangelical churches, two syna-
gogues, the ancient town-hall, the parliament house (which
served for this purpose until 1848), the now uninhabited
palace of the archbishop of Esztergom (Gran), a number of
palaces of nobles, and the theatre. On the Schlossbcrg there
stood a royal castle (destroyed by fire in 1811), which was
a strong fortress during the wars with the Turks. The
inhabitants in 1881 numbered 48,32C, of whom 8000 were
Protestants, 5000 Jews, and the rest Roman Catholics; as
to nationality, 30,000 were Germans, 9000 Slavs, and the
rest (chiefly the upper classes) Hungarians. The inhabited
houses numbered 2015. The town has five newspapers
(three in Hungarian and two in German). A large business
is carried on in tobacco and cigars, paper, ribbons, leather
wares, ' chemicals, liqueurs, confectionery, biscuits, itc.
There is also a good trado in corn and wine. The Danube,
here of considerable width, is crossed by a iwntoon bridge.
There is a large trafiic by water with both Vienna and
Budapest. Pressbtirg is the terminus of the Vale of VAg
Railway and is also one of the most important stations on
the Austrian-Hungarian State Railway system. Although
one of the finest towns in the country, its chief charm is
its vicinity, which is of singular beauty. Eastwards and
southwards stretches a long fertile plain, whilst to the north
and west the town is enclosed by the lovely hills of the
Little Carpathian range.
Little is known of the carlyhistory of Prcisburg. The name do€«
not occur before the 9lh century. In 1042 it was destroyoil by th»
(iermans, but was soon afterwards rebuilt and so strongly fortified
that it sustained two other attacks and was not taken ag:iin until
1271. From its strategic situation it has always been an import-
ant place. WluMi in 1541 Buda was taken by the Turks, I'rcssbui»
bccnnio the Hungarian capitnl, place of coronation, and scat of all
the Government olliccs, and it remained so a good while after th*
Turks wero drivon from tlio country. It was )>iro that tho Austrinat
710
P R E — P R E
and Hungarian malcontents concluded the treaty with Archduke
Mattliias against Rudolf II. In 1619 Pressburg was taken by the
Protestant leader Bethlen Gabor; but it was recovered by the im-
perialists in 1621. It was also the scene of that memorable session
of parliament, 16S7, at which the Hungarians renounced their right
of choosing their king and'accepted the hereditary succession. In
1784 the capital was removed to Buda. Peace was made here be-
tween Napoleon and Francis I. after the battle of Austerlitz, 26th
December 1805, and in 1809 Davoust bombarded the place for a
whole month. It continued to be the scat of parliament until 1848,
nnd it was the scene of the great reform debates during the session
of 1847-48.
PRESS LAWS. The liberty of the press has always
been regarded by modern political writers as a matter of
supreme importance. " Give me liberty to know, to utter,
and to argue freely according to conscience, above all other
liberties," says Milton in the Areopagitica. At the prosent
day the liberty of the press in English-speaking countries
is (with perhaps the single exception of Ireland) a matter
of merely historical importance. The liberty was a plant
of slow growth. Before the invention of printing the church
assumed to control the expression of all opinion distastefvd
to her. (See Bibliogeaphy, vol. iii. pp. 658, 659, Index
LiBRORUM Prohibitorum, Inquisition.) The authority
of parliament was invoked in England to aid the ecclesi-
astical authority. There is an ordinance as early as 1 382,
5 Ric. II. St. 2, c. 5 (not assented to by the Commons,
but appearing, upon the parliament roll), directed against
unlicensed preachers. After the invention of printing the
ecclesiastical censorship was still asserted, but only as col-
lateral with the censorial rights of the crown, claimed by
virtue of its general prerogative. After the Reformation
the greater part of the rights of censorship passed to the
crown, which at the same time assumed the power of grant-
ing by letters patent the right of printing or selling books
as a monopoly. The grant, if made to the authpr himself,
was an eqtiivalent of copyright ; if made to a person other
than the author, it seems to have always been subject to
the author's copyright as it existed at common law.
Censorship was either restrictive or corrective, i.e., it
interfered to restrict or prevent publication, or it enforced
penalties after publication. Repression of free discussion
was regarded as so necessary a part of government that
Sir Thomas More in his Utopia makes i^ punishable with
death for a private individual to criticize the conduct of
the ruling power. Under Mary printing was confined to
members of the Stationers' Company, founded by royal
charter in 1556. Under Elizabeth the Star Chamber, the
great censorial authority of the Tudor period, assumed the
right to confine printing to London, Oxford, and Cam-
bridge, to limit the number of printers and presses, to
prohibit all publications issued without proper licence,
and to enter houses to search for tinlicensed presses and
publications (Order of 1585, Strype' ^Whitgift, App. 94).
The search for unlicensed presses, or publications was
entrusted to an officer called the "messenger of the
press." The Stuart kings followed the example of their
predecessors. Thus in 1637 was issued a stringent order
of the Star Chamber forbidding the importation 'of books
printed abroad to the scandal of religion or the church
or the Government, and the printing of any book not
first lawfully licensed. Law books were to be licensed"
by one of the chief justices or the chief baron, books of
history and state affairs by one of the secretaries of state,
of heraldry by the earl marshal, of divinity, philosophy,
poetry, and other subjects by the archbishop of Canterbury
or the bishop of London, or the chancellors or vice-chan-
cellors of the universities. There were to be only twenty
master printers and four letter-founders. The punishment
was at the discretion of the court (Rushworth, Historical
Collections, vol. iii., App. 306). The same principle of
j.ress restriction was carried, out by the Long Parliament
after the abolition of the Star Chamber, and it was an ordli
nance of that body issued in 1643 that called forth JkOlton'a
A reopagitica, a Speech for the Liberty of Unlicensed Printing,
itself, an unlicense>^ book. The parliament appointed
committees for printing, who appointed licensers, bit the
licensing was really left in a great measure to the wardens
of the Stationers' Company. At the Restoration Sir John
Birkenhead acted as licenser, appointed apparently under
the general prerogative. It was, no doubt, too, under
the general prerogative that Charles II., by a proclamation
in 1660, called in and suppressed Milton's Defensio pro
Popxdo Anglicanoi Then followed the Licensing Act of
1662 (13 and 14 Car. II. c. 33), limited to two years. The
provisions as to importation of books, the appointment of
licensers, and the number of printers and founders were
practically^ re-enactments of th'e similar provisions in the
Star Chamber order of 1 637. Printing presses were not to
be set up without notice to the Stationers' Qpmpany. A
king's messenger had power by warrant of the king or a
secretary of state to enter and search for imlicensed presses
and printing. Severe penalties by fine and imprisonment
were denounced against offenders. The Act was success-
ively renewed up to, 1679. Under the powers of the Act
Sir Roger L'Estrange was appointed licenser, and the effect
of the supervision was that practically the newspaper press
was reduced to the London Gazette. (See Newspapers,
vol. xvii. pp. 414, 415.). The objections made to lines 594-
599 of the first book of Paradise Lost by the archbishop of
Canterbury's chaplain, acting as licenser, are well known.
The Act expired in 1679, and for the remainder of the
reign of Charles II., as in the reign of George III., the
restrictions on the press took the form of prosecutions for
libel. The twelve judges resolved in 1680 "that all
persons that do wiite or print or sell any pamphlet that
is either scandalous to public or private persons, such
books may be seized and the person punished by law ; that
all books which are scandalous to the Government may be
seized, and all persons so exposing them may be punished.
And further, that all writers of news, though not scan-
dalous, seditious, nor reflective upon the Government or
the state, yet, if they are writers (as there are few else) of
false news, they are indictable and punishable upon that
account" (Harris's case. State Trials, vii. 929). In 1685
the Licensing Act was renewed for seven years (1 Jac. II.
c. 8, § 1 5). No mention of the liberty of the press was
made in the Bill of Rights. On the expiration of the
Licensing Act in 1692 it was continued till the end of the
existing session of parliament (4 and 5 Will, and Mary, c.
24, § 14). In 1695 the Commons refused to renew it. The
immediate effect of this was to lay authors open to the
attacks of literary piracy, and in 1709 the first Copyright
Act (8 Anne, c. 19) was enacted for their protection. The
power of a secretary of state to issue a warrant, whether
general or special, for the purpose of searching for and
seizing the author of a libel or the libellous papers them-
selves— a power exercised by the Star Chamber and con-
firnied by the Licensing Act — was still asserted, and was
not finally declared illegal until the case of Entick v. Car-
rington in 1765 {State Trials, six. 1030). In 1776 the.
House of Commons came to a resolution in accordance
with this decisioL The compulsory stamp duty on news-;
papers was abandoned in 1855 (18 Vict. c. 27), the duty
on paper in 1861 (24 Vict. c. 20), the, optional duty oa
newspapers in 1870 (33 and 34 Vict. c. 38). From that
time the English press may be said to date its complete
freedom, which rests rather upon a constitutional than a
legal foundation. It is not confirmed by any provision
of the supreme legislative authority, as is the case in
many countries. A declaration in favour of the liberty
of the press is usually a prominent feature in the writtea
PRESS LAWS
711
constitutions of foreign states. Its legal aspect in Jingland
cannot be better expressed than in the words of Lord
Wyiiford : —
My opinion of the liberty of the press is that every man ought
to be permitted to instruct his fellow - subjects ; that every man
may fearlessly advance any new doctrines, provided he docs so with
proper respect to the religion • and govemmeiit of the country ; that
Le may point out errors in the measures of public men, but he must
not impute criminal conduct to them. The liberty of the press
cannot be carried to this extent without violating another equally
sacred right, the right of character. This right can only be attacked
in a court of justice, where the party attacked has a fair opportimity
of defending himself. Where vituperation begins, the liberty of
the press ends " (Rei v. Burdett, Baruewall and Alderson's Reports,
iv. 132).
The few existing restrictions on the liberty of the press
are presumed to be imposed for the public benefit. They
are in some cases of great historical interest. The rights
of private persons are in general sufficiently protected in
one direction by the law of Libel (q.v.), in another by the
law of CopyRioHT (q.v.), while the criminal law provides
for the cases of press ofiTences against morality, public
justice, &c. Thus the courts have power to punish sum-
marily as a contempt the publication of comments upon
proceedings sub judice or reflexions upon the conduct of
judicial officers. (See Contempt of Court.) The last
relic of the censorship before publication is to be found in
the licensing of stage plays. By 6 and 7 Vict. c. 68 no
new plays or additions to old plays can be acted for hire
at any theatre in Great Britain until they have been sub-
mitted to the lord chamberlain, who may forbid any play
,or any part of a play. The penalty for acting a play
before it has been allowed or after it has been disallowed
is a sum not exceeding £50 for every offence and the for-
feiture of the licence of the theatre in which the offence
occurred. This jurisdiction is exercised by an official of
the lord chamberlain's department called the "examiner
of stage plays." The last relic of the monopoly of print-
ing formerly granted to licensees of the crown is found in
the exclusive right of the queen's printer and the univer-
sities of Oxford and Cambridge to print the Bible ^ and
the Book of Common Prayer, and of the queen's printer
to print Acts of parliament and other state documents.
The privileges of the universities are confirmed by 13 Eliz.
c. 29. The rights of the queen's printer are protected by
severe penalties. A maximum term of seven years' penal
servitude is incurred by any person who prints any Act of
parliament or other Government document, falsely pur-
porting to be printed by the queen's printer or under the
authority of Her Majesty's stationery office (8 and 9 Vict.
c. 113 ; 45 Vict. c. 9). The rights of the printers of the
journals of either House of parliament are protected by
8 and 9 Vict. c. 113. The publication of parliamentary
debates in any form by any other persons than the printers
of the journals of the two Houses is still in theory a breach
of privilege, but in practice they have been fully reported
since 1771. The other restrictions upon the press are to
a great extent those imposed for police purposes. By 32
and 33 Vict. c. 24 (confirming in part previous enactments
applying to Great Britain) the printer of any paper or
book for profit is required under penalties to print thereon
his name and address or tlie name of a university press,
and is to keep a copy of everything printed, with a few
exceptions. Penalties must be sued for within three
months, and no proceeding for penalties can be commenced
■ This is to be read subject to the remark of Lord Coleri<Ij5e that
the application of the principles of law is to bo changed with the
changing circumstances of the timo (Reg. ». Ramsay, in Cox's Criminal
Cases, IV. 235). What waj blasphemous in law a hundred years ago
is not necessarily so now.
' The monopoly of the queen's printer does aot eitend to any trans-
lation other than the authorized version, and not to that if it be
accomp.-iiiied by new notes or margin'' readincs.
unless in tae name of the attorney -general or solicitor,
general of England or the lord advocate of Scotland. By
the Newspaper Libel and Registration Act, 1881 (44 and
45 Vict. c. 60, which applies to England and Ireland,
but not to Scotland), newspaper proprietors are, except
in the case of joint-stock companies, to be registered and
to make annual returns of the title of the newspaper and
the names of all the proprietors, with their occupations,
places of business, and places of residence. By the Corrupt
Practices Prevention Acts, 1883 and 1884 (46 and 47
Vict. c. 51, s. 18, and 47 and 48 Vict. c. 70, s. 14), the
name and address of the printer must be printed on all
bills, placards, &c., referring to a parliamentary or muni-
cipal election. By 6 and 7 Vict. c. 68, s. 7, the name
and place of abode of a manager of a theatre are to be
printed on ever)' play-bill announcing a representation at
such theatre. Offences against decency by the press are
provided for by 20 and 21 Vict. c. 83, 25 and 26 Vict,
c. 101, s. 251 (for Scotland), and 2 and 3 Vict. c. 47, s.
54 (for the ' metropolis). The importation of obscene
literature into the United Kingdom is forbidden by 39
and 40 Vict. c. 36, s. 42. By the Larceny Act, 1861,
any person who prints or publishes an advertisement
offering a reward for the return of stolen goods with-
out questions asked is subject to a penalty (24 and
25 Vict. c. 96, s. 102). This penalty cannot, however,
be sued for without the sanction of the attorney- general
or solicitor-general of England or Ireland (33 and 34 Vict,
c. 65). The advertisement in the United Kingdom of
foreign or illegal lotteries is prohibited by 6 and 7 Will.
IV. c. 66, betting advertisements by IB and 17 Vict,
c. 119, s. 7, and 37 Vict. c. 15.
The right of an author or publisher to the full profits
of his undertaking was at one time restricted by the Copy-
right Act of Anne (8 Anne, c. 19, s. 4), by which the arch-
bishop of Canterbury and other authorities were empowered
to lower the price of a book upon complaint that the price
was unreasonable. The only restriction of the kind now
existing is the obligation of delivering (without request)
to the British Museum a copy of any work published
within the United Kingdom, and of delivering (on request)
copies for the use of the university libraries at Oxford
and Cambridge, the library of the faculty of advocates at
Edinburgh, and the library of Trinity College, Dublin
(5 and 6 Vict. c. 45, s.s. 6-10).
Scotland. — Printing became, as in England, a royal
monopoly. The exclusive right of printing was granted
by James IV. to Walter Chepman, who printed the first
book in Scotland. The monopoly of printing Acts of the
Scottish parliament was granted by James V. to the printer
chosen by the clerk register and specially licensed by the
king (1540, c. 127). Printers are forbidden by 1551, c.
27, to print, whether in Latin or English, without licence
from ordinaries deputed in that behalf by the crown. No
book treating of religion or of the kirk was to be printed
without a licence from the general assembly (1646, c. 164),
or of the kingdom without a licence from one of the judges
or the secretary (c. 165). The council were empowered to
prohibit presses at their discretion by the order of 30th
March 1655. The importation of "famous" books and
libels in defence of the pope was prohibited by 1581, c.
1 06. Press offences were treated with the utmost severity.
By 1585, c. 1, the author of a libellous writing against
the king was punishable with death. It is scarcely neces-
sary to say that since the Union the press of Scotland has
enjoyed no less lilierty than that of England.
In the case of Bibles, Old and New Testaments, Psalm
Books, the Book of Common Prayer, the Confession of
Faith, and the Larger and Shorter Catechisms a licence
for printing is still required. The licensing authority is
712
PRESS LAWS
the lord advocate, but aU proposed publications are sub-
mitted for approval to the body officially known as " Her
Majesty's sole and only Master Printers in Scotland," con-
sisting of the lord advocate, the solicitor -general, the
moderator of the general assembly, and four other mem-
bers. A licence is also required for printing Acts of parlia-
ment; but a general licence granted in 1848 to a firm of
printers in Edinburgh is still operative, and their publi-
cations are not submitted for approval. As its work is
practically confined to Bibles and the other religious publi-
cations enumerated, the above-mentioned body commonly
receives the name of the Bible Board.
Ireland.— This is the only part of the United Kingdom
in which the press cannot be said to be free. The policy
of successive Governments has generally been in favour of
restrictions. By the Prevention of Crime Act, 1882 (45
and 46 Vict, c, 25), the lord-lieutenant was empowered to
order the seizure of any newspaper appearing to contain
matter inciting to the commission of treason or of any act
of violence or intimidation (§ 13). He may also by war-
rant direct the search for and seizure of any papers or
documents suspected to be used or to be intended to be
used for the purpose of or in connexion with any secret
fiociety existing for criminal purposes (§ 14).
United StaUs.
The constitutions of Pennsylvania, Delaware, Maryland,
and North Carolina, all enacted in 1776, are interesting
as containing the earliest declarations of any legislative
authority in favour of the liberty of the press. The same
I)rinciple was afterwards adopted in the constitution of the
United States. By art. i. of the amended constitution,
" Congress shall make no law . . . abridging the freedom
of speech or of the press." Art. iv. secures against
■warrants for the seizure of papers, except on probable
cause supported by oath or affirmation and particularly
describing the thing to be seized. The constitution of
Louisiana is that in which the right of liberty of the
press is declared with the greatest minuteness. By art.
vL s. 21 of the constitution of that State, "Printing
presses shall be free to every person who undertakes to
examine the proceedings of the legislature or any branch
of the government, and no law shall ever be made to
restrain the right thereof. The free communication of
thoughts and opinions is one of the invaluable rights of
man, and every citizen may freely speak, write, and print
on any subject, being responsible for the abuse of that
liberty," The Acts of Congress dealing with the press are
not numerous, as each State has for the most part its own
legislation on the subject, dealing generally with, among
other matters, the registration of newspapers, the monopoly
of the State printer, and the right of giving the truth in
evidence in defence to proceedings for libel. The Act of
18th August 1856 forbids diplomatic or consular officers
of the United States to correspond with any foreign news-
paper in regard to the afiairs of a foreign state. The Act
of 3d March 1873 prohibits the printing and circulation
of obscene literature. By the Act of 23d June 1860 the
congressional printer has, except where otherwise provided
by law, the monopoly of printing for the Senate or House
of Representatives and the executive and judicial depart-
ments. State prosecutions for seditious libel were not
infrequent in the early years of the republic ; examples
Will be found m Wharton's State Trials.
Press Laws in the British Colonies and India.
Colonies. — la the British colonies the press is as free as it is in
England. Each colony has its special legislation on the subject
for police and revenue purposes. Where^there is a Government
printer, his nionopol_v is protected by tlie Documentary Evidence
\<:t, 1S63 (31 and Z2 Vict. c. 37), which imposes a maximum
penalty of five years' penal servitude upon any person printing ■
copy of any proclamation, order, or regulation which falsely pur-
ports to have been printed by the Government printer, or to bo
printed under the authority of the legislature of any British colony
or possession. The Act is, however, subject to any law made by
the colonial legislature.
India. — During the governor-generalship of Lord Lytton was
passed the " Act for the better control of publications in Oriental
languages," Act ix. of 1878. (1) By this Act copies of newspapers
published out of British India are liable to forfeiture and seizure
by warrant throughout the whole of British India if the papers
" contain any words, signs, or visible representations likely to excite
disaffection to the Government established by law in British India,
or antipathy between any persons of different races, castes, religions,
or sects in' British India." The governor-general may, by noti-
fication in the Gazette of India, exclude newspapers, books, &c.,
from British India. (%) In places to which the Act is extended
by order of the governor-general in council, a magistrate may
require the printer and publisher of a newspaper to enter into a
bond, with a deposit, not to publish a newspaper containing "any
words, signs," &c. (as in 1), or to u§e or attempt to use it for the
purpose of extortion or threat. The consequences of offending are
forfeiture of the deposit, papers, press, &c. Books used for the
illegal purposes above-mentioned are subject to forfeiture, but no
bond or deposit is required previous to publication of books, as
in the case of newspapers.
Foreign Press Laws.
Liberty of the press is the rule in most European states. This
liberty is in almost every case secured by a constitution or organic
law, the earliest being those of Sweden and Spain in 1812. In
some states there is a tax upon newspapers and advertisements ;
in others, as in Sweden and Norway, there is none. In most states
there is a Government official newspaper, and a Government printer,
enjoying peculiar privileges.^
Aiistria-Hungary. — Restraints upon the press were formerly very
stiingcnt, especially in the Italian provinces. Severe penalties
against unlicensed printing were denounced by the penal code of
1808. For a second offence the offender was forbidden to deal in
books. Private printing presses were forbidden under a fine of 500
florins. Inciting to emigration was one of the most remarkable
press offences contained in this code. Two censors of the press were
appointed in 1810. Booksellers were put under police supervision
in Hungary in 1847. In 1848 the press became free for a time, until
a restrictive law was again imposed in 1852. Strict censorship ceased
in 1863. By the funcfamental law concerning the rights of citizens,
21st December 1867, art. 13, every, one has the right of freely ex-
pressing his thoughts by the press within the limits imposed by
law. 'The press cannot be controlled by censorship, or restrained
by the system of authorization. Administrative and postal inter-
diction is never to extend to matters printed in the realm. By the
law of the same date on judicial authority, art. 11, press offences
ore to be tried by jurj'. The constitution of 1867 (on the basis of
that proposed in 1848) secures liberty of the press in Hungary.
Belgium. — It was the prosecution of political writers by the
Dutch Government that directly led to the independence of Belgium
in 1830. By the Belgian constitution of 7th February 1831, art.
18, it is declared that the press is free, that censorship shall never
again be established, that sureties cannot be exacted from writers,
editors, or printers, and that when the author is known and domi-
ciled in Belgium the printer or bookseller cannot be prosecuted. By
art. 98 press offences are to be tried by jury. The penal law of the
press is contained in the decree of 20th July 1831, made perpetual
in 1833. By this law it is made an offence, apart from the penal
code, (1) to incite to the commission of a crime by placards or printed
writings in a public meeting ; (2) to attack the obligatory force of
the laws, or to incite to disobedience of them ; (3) to attack the
constitutional authority or inviolability of the king, the constitu-
tional authority of the dynasty, or the authority and rights of the
chambers. Every copy of a journal must bear the name of the
printer and the indication of his domicile in Belgium. Proceedings
for offences against the law must be taken in some cases within
three months, in others within a year.
Brazil. — By art. 179 of the constitution of 1824 every one ia
entitled to express his thoughts by words and wTitings and publish
them in print without liability to censure, but he is answerable for
abuses committed in the exercise of this right.
(In most, if not all, of the Central and South American republics
liberty of the press is one of the rights secured by the constitution.
Thus in Chili it is secured by the constitution of 1833, in the
Argentine Republic by that of 1860.)
Denmark. — Press offences were at one time punished with great
severity. By the code of Christian V. (1683) libel was punished
with infamy and hard labour for life, and, if against a magistrate,,
' The writer wishes to take this opportunity of acknowleiiging th»
assistance rendered him by representatives of several foreign Goveru-*
ments.
PRESS LAWS
713
rith death. Censorship was abolished and the press docUred free
i^ art 85 of tlie constitution granted by Frederick Vil on 6tli
June 1849, and confirmed by Christian IX. in 1866 Art. 81 or-
bXthe search for or seizure of printed matter m a dwelling-house.
"t'^'-CctCmt^Wn early to i-pose etnngent re-
.tr^tl^^s upon printing. An edict of Henrf if "L^.^S^^^f^i '
Kunishable with death to print without authonty. Ihe universiiy
S" Paris originally claimed the right of licensing new theolo^cal
works a junsdiction vested in the crown by »" "^/'"'"'J^ "^ "^!,
nH-.r,nA<: affainst religion were severely punished by the secular
SiSes^ Thus t^ P"'-'"-'^ of ^oSlouse sent Vanin. to h^
t^ke inl619 for the crime of publishing a heretical work. A few
!^rg ater in 1626, Cardinal Richelieu declared it a capital offence
rDubliTh a work against religion or the state In H'^S «PP'=-",^
a reWion forbidding any bul licensed booksellers to deal in books.
Manv later regulations were directed against unlicensed presses,
&ploym'ent"of more than a cerUin number o workmen Uc.
At the Revolution all these restrictions were abolished, and the
^embly declared it to be the right of every citizen to print and
™bHsh his opinions. This new liberty quickly needed a check
Thichw^ attempted as early as 1791, but no effectual restraint
:^1mp" ed nnfil the law ^f 5th February 1810 estabhsh^ a
direction of the press. The charter of Louis XVIII. in 1814 gave
K to the press in express terms, but restrictions soon followed
In 1819 a system of sureties {cauimneme,Us) replaced the censor-
Ihip The Revolution of 1830 was caused by, in(.r c^ha, one o he
oXances of St Cloud {25th July 1830) for suspension of the
?^berty of the press. Restrictions on the liberty were removed for
the tfme n 1830 and 1852, only to be succeeded as usual by the
press iTws of 1835 and 1852. During the second empire Govern-
K prosecutions for Ubel were used as a powerfu engine agamst
the nress The proceedings against Montalembert in 1858 are a
lell-Kn nstance. Between 1858 and 1866 many newspapers
were^P^ied by proclamation. With the republic liberty of
The prTs^'laf complet^ely re-established A decree of 2 h October
1870 submitted press offences to tnal by jury.' The law of 29th
Jii Y 1881. by which the French press is now regulated begins by
inserting the liberty of the press and of bookselling. The pnnc.pa
Umifat°fns of this liberty ire the prohibition to publish cnm.na
rrMeed°ngs before hearing in public, or lists of subscriptions for
LdeSng an accused person, and the power of forbidding the
mU^e of foreign newspapers under certain circumstances see
to xvU P ^27) The older of responsibility for printed matter
fa 1) the manag r or editor. f2) the author, (3) the printer. (4 the
Tendor or distrilitor. Proceedings for breaches of tlie law must be
taken vrithin three months. As to taxation, the decree of 6th
foptomber 1870 abolished the stamp duty upon newspapers, but it
fa S in^posed upon public notices {aj/iches) other than those of
public auXrities.^ None but the notices of public authorities may
*"o';Jt1r-C-o'r;was introduced by the diet of Spires in
1529 From that time till 1848 there were numerous restnctions
on the liberty of the press. One of the most imporUnt was a
^solution oFtla diet of 20th September 1819, by "bich newspapers
were subject to licence and police supervision in each state. Libei ty
ZZ as in Austria and Italy, from 1848. Soon after that year,
howe'ver. it became necessary to establish press laws in most of the
German states, as in Bavaria in 1850, Prussia and Baden in 1851
Binca the establishment of the new «"?P"-o ,<=tr"'''P.,^'TlS7n
appeared. By art. 74 of the constitution of the empire (1871)
S^eCone atUcking the empire or iU officers through the press s
S to punishment in his own state. By art 4 tlie la- re a^
ine to the press are under imperial and not local control The press
aw of 7th May 1374 is therefore in force throughout the whole
.nTuire At its beginning it affirms the liberty of the press. Its
mafnprovtionsare^hese.^ The name and address of the printer
mult appear on all printed matter. Newspapers and penodica h
must in addition bear the name of some one person, domiciled in
Srempire. as responsible editor, and a copy of every number mus
be deposited with the police authorities of the district in which it
fa publ shed. Foreign V-riodicals may bo excluded by Proclamation
of the imperial chancellor for two years, if twice witinn the year
they have been guilty of certain offences against the penal code.
Criminal proceedings are not to be reported while still ^* ;«/'«•
The order of responsibility for offences is the same as in trance
Proceedings must be taken within six months. In cor ain case
printed matter may be seized without the order of a <^o«f': J ''''
may take pbco where (1) the publication does not; bear the name of
printer or editor. (2) military secrets are revealed in time of war, (3)
justice would be defeated by the publication not being i.nmedmtely
Bcized. A judicial tribunal is to decide at one- upon the Ingality ol
the seizure. The press law is not to affect regulations made in inio
cf war or internal distuibancc. A tcmpbrary law passed in 187S
gave the police largo powers in the case of socialistic puhlicntions.
■ 8fo V>Moi. Juri^,ud.nci Uiniral,. ..v. "iTeMO": 1.1.. Tillu AlpKMllqut..
I84i JZ. M.V. " PrMsc."
Oreece -The constitution of Epidauras. Ist January 1822 did
no^ pelially mention, though no doubt it implied, liberty of the
press Under Otho censorship was exercised up to 1844. By the
institution of 18th March 1844 every o-\^^y ^.""^^^^^^
thoughts by means of the press, observing the laws of the stat*.
The press fa free, and censorship (X»>o«piWa) is not permitted.
Responsible editors, publfahers. and printers of newspapers are not
required ti deposit' money on the ground of surety. Publishers of
Spapers must be Greek citizens, art. 10. The legrsUture ma,
exclude reporters from its sittings in certain cases, art. 48 1 rea
offences are to be tried by jury, except when they deal only witH
^'"fi-oHa^'-Tho press has been free since the exfatence of tha
present kingdom of the Netheriands. which dates from 1815.
£ berty of tL press is expressly secured by art. 8 of the constitu-
tion of 1848. By art. 286 of the penal cods seditious books and
newspapers may be seized. By art. 283 of the same code and by a
royal decree of 25th January 1814 the name of the printer must
appear upon newspapers. Press offences are not tned by jury.
%alu -The strict licensing of the press in Italy excited the
derision of Milton. In the Areopagitica he gives examples of the
licences of that period which were usually imprinted at the
beghining of a book. The laws of the different states varied m
severity Thus it was a matter of complaint against Venice by
Paul V. that she allowed the publication of works censured at
Rome. The power of the church ' fa seen in the fate of Bruno and
Ga ileo By art. 27 of the political code of Sardinia, granted' by
Charies Albert on 4th March 1848. and still in force, the press w free
but abuses of the liberty are restrained by law Bibles, catech^m.^
and liturgical works must be licensed by the bishop ^v ,? .^ "l
press law of Italy fa contained in the law of 26th March 1848, 33
altered by later enactments. Everything printed in typographica^
characters or by lithography or any similar means, must indicate
he p aco and the dat°e o? printing and the name of the printer
A copy of everything printed must bo deposited with, certain
officials and at certaiS fibraries. Before the publication of any
newspaper or periodical, notice of the intended pub ication must
be riven at the, office of the secreUry of sUte for internal affairs.
Tlif notice must contain (1) a declaration of the legal qualihcat.on
of the person intending to publish, whether as proprietor or editor.
(2) the^ nature of the publication, and (3) the name and residenc.
of -the responsible edftor. Every newspaper is bound to insert
gratuitously a contradiction or explanation of any charge made
Lainst a person in its columns, f^or contravention of these and
other regulations there is a statutory penalty not exceeding 1000
lire (£40). The pubUcation of a newspaper may be suspended untd
the payment of a fine. The publication of parliamentary deba^
is permitted. Press offences are tried by a jury of twelve. By
a kw of 11th May 1877 it fa forbidden to publish any indication
of the way in which individual judges or jurors voted in their
''''i?«^-l board or "junta" of censors existed during the
Spanish dominion. The fundamental law of "exico ii| now the
constitution of 1857. as amended by subsequent additions By
art 6 the e^^pression of ideas cannot be the object of any judicial
or administrative inquiry, unless in case of attacks on mora ity.
pubHc 0 der, &c. By art. 7 the liberty of writing and pubhsh.ne
writing on any subject is inviolable. Censorship is abolished and
^rSences a^re to be tried by one iury which testifies the act and
another which applies the law and defines the penalty.
Norway.-The liberty of the press is secured by art. 100 of the
constitution of 1814. No one can bo punished for any writing
unks^^he or some one by his instigation, offend against the sUte
Uw relirion, or decency, or make infamous accusations against
any one. Criticism of the Government is ".^P'-^^'y F!™'""'^- . ,
OUoman £mpire.-hy art. 12 of the constitution of" 23d Decemb^
18?6 the prtss^was reco'gnizcd as free.subjcct to the l-'t« -jJ^J^
by law. Press laws had been previously enacted on 6th March
1865 and 12th March 1867.
rorlugal.-lt fa stated by Braga and others that » /"» "^
existed up to the establishment of tho I"!"'?'"""'.;!";! "'^ ^
Vicente (died 1536) was tho last writer who dared to cxpr^s ba
tloughU freely. At a later period Bocago was >™F'So'''d f?^
wrirings displeasing to tho authorities. Boanls of censorship
und ^'^the nLies of tho " Real Mesa Censoria^ or the " M^ do
Dcscmbargo do Paco." ossumed to license publications. Lilwrty
oflhrprefs was, h'owever, finally f<^-\^'''ZiTl7n\'mt,
by art 7 of tho constitution granted by John VI >" 1»^- ^
art 8 a special tribunal was constituted in both Portugal and
Braril to protect the liberty of printing. The censorship waacoD-
f ned to that exercised by the bishops over theological or dogmahc
works The debates in the legislatoro and prdcecduigs in the court.
°^i;:::;::r::!^rr:^f??n^on of SOU. j..^
^-r;r»'t,:^'i^s;^oi';oi;:::uni,.:^ng'a d ;!^sqL.
fhrouKliTho press, every one being liable for abu,o in case, deter-
714
P R E — P R E
mined by tlie penal c6Je. Press offences arc to be tried by jury.
Censorship is abolislicd, and is never to be re-established. Ko
previous autliorization is necessary for the publication of iie\vs[iapcrs.
No sureties are to be demanded from journalists, w liters, editors,
or printers. The press is not to be subjected to regulation of ad-
vertisements. No newspaper or publication is to be susjiended or
su[ipressed. Every author is responsible for his writings ; in default
of the author, the manager or editor is responsible. Every news-
pajier must have a responsible manager iu the possession of civU
aud political rights.
linssia. — The position of the Russian press generally is regulated
by a law of 6th April 1865. The etftct of that law is to exempt
from preventive censorship (if published in St Petersburg or
Moscow) all newspapers, periodicals^ and original works and trans-
lations not exceeding a certain number of pages, and (wherever
published) all Government publications, matter printed by aca-
demies, universities, and scientific bodies, and maps, plans, and
charts. Everything printed and published that does not fall within
any of these categories must, before issue to the public, be submitted
for the approval of Government censors stationed in different parts
of the empire. The minister of the interior has power to dispense
with the preventive censorship in the case of provincial newspapers
and periodicals. In St Petersburg and Moscow the periodical press
is subject to corrective censorship for infringement of the numerous
restrictive regulations contained in the code, and supplemented at
times by secret instructions from the minister of the interior to
editors and publishers. It should be observed that, apart from
the code, the sustained display of a spirit hostile to the Govern-
ment renders the publisher of a periodical liable to punishment.
The penalties established by the law of 1865 for offences against
the press regulations consist in the infliction of a series of warnings
published in the Official Gazelle. A first warning merely enjoins
more care for the future ; a second is followed by suspension for a
ceftain period, sometimes by a prohibition to insert adveitisements;
a third by suppression, anil perhaps prosecution of the offending
comluctor. I?y imperial ukase of '2d June 1872 the jurisdiction of
the judicial tribunals over press offences was practically transferred
to the minister of the interior, except iu the case of violation of
jirivate rights, as by libel. The law of 1865 was modified in 1874
by a regulation to the effect that all publications appearing at
longer intervals than one week should be submitted to the central
board of censors. This is applied to all periodicals that had been
formerly published without preventive censorship. By a ukase
issued in 1881 a committee of four members is entrasted with the
decision of all matters relating to the press submitted to it by the
minister of the interior. The strictest supervi-i^ion is exercised over
the foreign press, periodical and otherwise. None but a few privi-
leged individuals, such as members of the royal family, foreign
diplomatists, and editors of newspapers in the capital, may receive
foreign publications free of censorship. The censorship consists in
blackening out, and sometimes in the excision, of whole columns
and sheets of publications that may be deemed pernicious. Only
such periodicals as are placed on a list approved by the board
of censors are allowed to be received through the post-office by
uon- privileged persons. Telegraphic messages to newspapers are
subject to strict censorship. Tbe Russian telegraphic press agency
is entirely under official management.
Spain. — There was probably no country where restrictions on the
liberty of the press were at one time more stringent than in Spain.
From the first use of printing up to 1521 censorship was exercised
by the crown ; after that date the. Inquisition began to assume the
right, and continued to do so up to its suppression in 1808. In
1558 Philip II. denounced the penalty of death against even the
liossessor of a book upon the Index Expurgatorius of the Inquisition.
Some of the greatest names in Spanish literature were sufferers :
Castillejo, Mendoza, Mariana, and Quevedo incurred the displeasure
of the Inquisition ; Luis Ponce de Leon was imprisoned for his
translation of the Song of Solomon. The last Index appeared in
1790.' In 1812 the constitution promulgated by the regency in
the name of Ferdinand VII. provided by art. 371 that all Spaniards
should have liberty to \vTite, print, and publish their political ideas
without any necessity for licence, examination, or approbation pre-
vious to publication, subject to the restrictions imposed by law.
Art. 13 of the constitution of 30th June 1876, promulgated on the
accession of Alphonso XII., practically re-enacts this provision.
Sweden. ~1l\\& press law of 16th July 1812 is one of the funda-
mental laws of Sweden. It is an expansion of art. 86 of the con-
stitution of 6th' June 1809. Liberty of the press is declared to be
the privilege of every Swede, subject to prosecution for libellous
writing. Privileges of individuals as to publication are abolished.
The title and place of publicjition of every newspaper or periodical
must be registered, and every publication must bear the name of
the printer and the place of printing. Press offences are tried by
a jury of nine, chosen respectively by the prosecutor, the prisoner,
and the court. The verdict of two-thirds of the jury is final.
■' SeeTicknor, Hist, of Spo.n. Lit., vol. L p. 422 jj., vol. iii. p. 365.
Switzerland. — Liberty of the press is secured by art. 4o of thd
constitution of 1848, re-enacted by art. 55 of the constitution of
29th May 1874. Each canton has its own laws for the repression
of abuse of the liberty, subject to the approbation of the federal
council. The confederation can impose penalties on libels directed
against itself or its officers. (J. \Vt.)
PRESTER JOHN. The history of Prester John is that
of a phantom, taking many forms. It no doubt originally
was ba.sed on some nucleus of fact, or connected itself with
some such nucleus, though what that nucleus was has
been much controverted and is extremely dilEcult to deter-
mine.- But the name and the figure which it suggest'ed
occupied so prominent a place in the mind of Europe for
two or three centuries that a real history could hardly
have a stronger claim to exposition here than this history
of a will-o'-the-wisp.
■ Before Prester John, eo nomine, appears upon the scene
we find the way prepared for his appearance by the pre-
sentation of a kindred fable, and one which certainly en-
twined itself with the legends about Prester- John after his
figure had lodged itself in the popular imagination of
Europe. This is the story -of the appearance at Rome
(1122), in the pontificate of Calixtus II., of a certain
Oriental ecclesiastic, whom one account styles " John, the
patriarch of the Indians," and another "an archbishop of
India." This ecclesiastic related the most wonderful
stories of the shrine of St Thomas in India, and of the
posthumous and still recurring miracles which were wrought
there periodically by the body of the apostle, including
the distribution of the sacramental wafer by his hand,
and many other marvellous things. We cannot regard the
appearance at Rome of the personage who related these
marvels in presence of the pope as a mere popular fiction :
it rests on two authorities apparently independent (one of
them a letter from Odo of Rheims, abbot of St Remy from
1118 to 1151), for their discrepancies show that one was
not copied from the other, though in the principal facts
they agree.
Nearly a quarter of a century later Prester John appears
upon the scene, in the outline, at least, of the character
which long adhered to him, viz., that of a Christian con-
queror and potentate of enormous _power and splendour,
who combined the characters of priest and king, and ruled
over vast dominions in the far East. This idea was uni-
versal in Europe from about the middle of the 12th
century to the end of the 13th or beginning of the 14th.
The Asiatic story then gradually died away, but the name
remained as firmly rooted as ever, and the royal presbyter
was now assigned a locus in Ethiopia. Indeed, as we shall
see, it is not an improbable h3rpothesis that from a very
early date in the histoty of this phantom its title was
assigned to the Abyssinian king, though for a time this
identification was overshadowed by the prevalence of the
Asiatic legend. At the bottom of the double allocation
there was, no doubt, that association or confusion of
Ethiopia with India which is as old as Virgil, and perhaps
much older.
The first mention of Prester John occurs in the chronicle
of Otho or Otto, bishop of Freisingen. This writer states
that when at the papal court in 1145 he met with the
bishop of Gabala (Jibal in Syria), who related how "not
many years before one John, king and priest (rej» et sacer-
dos), who dwelt in the extreme Orient beyond Persia and
Armenia, and was, with his people, a Christian but a Nes-
torian, had made war against the brother kings of the
Persians and Medes, who were called Samiards (or Sanjards),
and captured Egbatana their capital. The battle with
those princes endured three days, but at last Presbyter
John — for so he was wont to be styled — routed the Per
sians with immense slaughter. After this victory the
aforesaid John was advancing to fight in aid of the church
PRESTER JOHN
715
at Jerusalem ; Tjut, when he arrived at the Tigris, and
found no possible means of transport for his army, he
turned northward, as he had heard that the river in that
quarter was frozen over in winter-time. After halting on
its banks for some years {per aliquot annos) in expectation
of a frost he was obliged to return to his own land. This
personage was said to be of the ancient race of the Magi
mentioned in the gospel, to rule the same nations that they
ruled, and to have such a plenitude of wealth and glory
that he used none but a sceptre of solid emerald. It was
as fired by the example of his ancestors (they said) that he
was proposing to go to Jerusalem when thus obstructed."
We cannot say how far the report of the bishop of Gabala,
or other rumours of the events on which this was founded,
made an impression on Europe at that time. But there can
be no doubt about the impression that was made some
twenty years later (c. 11G5) by thei wide circulation of a
letter which purported to have been addressed by the poten-
tate in question to the Greek emperor Manuel. This letter,
professing to come from " Presbyter Joannes, by the power
and virtue of God and of the Lord Jesus Christ, Lord of
Lords," is filled with the most extravagant details of the
greatness and splendour of the writer. He claims to be
the greatest monarch under heaven, as well -as a devout
Christian and protector of Christians. And it was his
desire to visit the Holy Sepulchre with a" great host, and
to subdue the enemies of the Cross. Seventy-two kings,
reigning over as many kingdoms, were his tributaries. His
empire extended over the three Indies, including that
Further India where lay the body of St Thomas, to the
sun-rising, and back again down the slope to the ruins of
Babylon and the tower of Babel. All the wild beasts and
monstrous creatures commemorated in current legend were
to be found in his dominions, as well as all the wild and
eccentric races of men of whom strange stories were told,
including those unclean nations whom Alexander Magnus
■walled up among the mountains of the north, and who
■were to come forth at the latter day, — and so were thfe
Amazons and the Bragmans. His dominions contained
the monstrous ants that dug gold and the fish that gave
the purple ; they produced all manner of precious stones
and all the famous aromatics. Within them was found
the Fountain of Youth ; the pebbles which give light,
restore sight, and render the possessor invisible ; the Sea of
Sand was there, stored with fish of wondrous savour ; and
the River of Stones was there also ; besides a subterranean
stream whoso sands were of gems. His territory produced
the worm called "salamander," which lived in fire, and
which wrought itself an incombustible envelope from which
were manufactured robes for the presbyter, which were
■washed in flaming fire. When the king went forth to war
thirteen great crosses made of gold and jewels were carried
in waggons before him as his standards, and each was
followed by 10,000 knights and 100,000 footmen. There
were no poor in his dominions, no thief or robber no
flatterer or miser, no dissensions, no lies, and no vices. His
palace was built after the plan of that which St Thomas
erected for tlie Indian king Gondopharus. Of the splendour
of this details are given. Before it was a marvellous mirror
erected ou a many-storied pedestal (described in detail) ;
in this speculum ho could discern everything that ■went on
throughout his dominions, and deteet conspiracies. He
was ■waited on by seven kings at a time, by sixty dukes and
365 counts ; twelve archbishops sat on his right hand,
and twenty bishops on his left, besides the patriarch of Bt
Thomas's, the protopopo of tho Sarmagantians (Samar-
iand 1), and tho archprotopopo of Susa, where the royal
residence was. There was another palace of still more
■wonderful character, built by the presbyter's father in
ebadience to a b wcn'y command, in tho city of Bribric.
Should it bo asked why, ■with all this power and splendour,
he calls iimself merely "presbyter," this is because of his
humility, and because it was not fitting for one ■whose sewer
was a primate and king, whose butler an archbishop and
king, whose chamberlain a bishop and king, whose master
of the horse an archimandrite and king, whose chief cook
an abbot and king, to be called by such titles as these.
But the extent of his power and dominion could only be
told when the number of the stars of heaven and of the
sands of the seashore could be told. ,
How great was the popularity and diffusion of this
letter may be judged in pome degree from the fact that
Herr Zarncke in his elaborate treatise on Prester John gives
a' list of close on a hundred MSS. of it. Of these there aro
eight in the British Museum, ten at Vienna, thirteen in
the great Paris library, fifteen at Munich.. There are also
several renderings in old German verse. Many circum-
stances of the time tended to render such a letter accept-
able. Christendom would welcome gladly the intelligence
of a counterpoise arising so unexpectedly to the Moham-
medan power; whilst the statements of the letter itself com-
bined a reference to and corroboration of all the romantic
figments concerning Asia which aheady fed the curiosity of
Europe, which figured in the world-maps, and filled that
fabulous history of Alexander which for nearly a thousand
years supplanted the real history of the Macedonian
throtighout Europe and western Asia.
The only other surviving document of the 12th century
bearing on this subject is a letter of which MS. copies are
preserved in the Cambridge and Paris libraries, and which
is also embedded in the chronicles of several English annal-
ists, including Benedict of Peterborough, Roger Hovedon,
and Matthew.Paris. It purports to have been indited from
the Riallo at Venice by Pope Alexander III. on the 5th
day before the calends of October (27th September), data
which fix the year as 1177. The pope addresses himself
as Alej^ander episcopw, servus servorum dei, earisnmo in
Christo filio Jokanni, illustro et magnijico indorum regi
[Hovcdon's copy here inserts sacerdoti sanctissimo], salu-
iem et apostolicam henedictionem. He recites how he had
heard of the monarch's Christian profession, diligence
in good works, and piety by manifold narrators and com-
mon report, but also more particularly from his (the pope's)
beloved son Master Philip, his physician and confidant
(medicus et familiaris noster), who had received informa-
tion from honourable persons of the monarch's kingdom,
with whom he had intercourse in those (Eastern) parts.
Philip had also reported the king's anxiety for instruction
in Catholic discipline and for reconciliation ■with the
apostolic see in regard to all discrepancies. Philip had
also heard from the king's people that he fervently desired
to have a church in Rome and an altar at Jerusalem.
Tho pope goes on to say that ho found it too difficult, on
account of the length and obstructions of the way, to send
any ono (of ecclesiastical position ?) a latere, but he would
despatch the aforesaid Philip to communicate instruction
to him. And on accepting Philip's communications the
king should send back honourable persons bearing letters
sealed vrith his seal, in which his wishes should be fully
Set forth. "Tho more nobly and magnanimously thou
conductcst thyself, and the less thou vauntest of thy wealth
and power (quanto . . . minus de divitiis et potcntia tua
videris inflatus), the more readily shall wo regard tl-y
wishes both as to the concession of a church in the city
and of altars in the church of SS. Peter and Paul, and in
the church of the Lord's Sepulchre at Jerusalem, and as
to other rca.sonable requests."
There is no express mention of the title " Prester John "
in what seem the more genuine copies of this letter. But
the address and the c;ipression in the italicized passage
716
PRESTER JOHN
jnsi quoted (which evidently alludes to the vaunting
epistle of 1165) hardly leave room for doubt that the
pope supposed himself to be addressing the (imaginary)
author of that letter. To whom the reports of Philip the
physician in reality referred is a point that will be discussed
below. We do not know how far the imaginations about
Prester John retained their vitality in 1221, forty-four
years after the letter of Pope Alexander, for we know of no
mention of Prester John in tHe interval. But in that year
again a rumour came out of the East that a great Christian
conqueror was taking the hated Moslems in reverse and
sweeping away their power. Prophecies current among
the Christians in Syria of the destruction of Mohammed's
sect after six centuries of duration added to the excitement
attending these rumours. The name ascribed to the con-
queror was David, and some called him the son or the
grandson of Prester John of India. He whose conquests
and slaughters now revived the legend was in fact no
Christian or King David but the famous Jenghiz KhAn.
The delusion was dissipated slowly, and even after the
great Tartar invasion and devastation of eastern Europe
its effects still influenced the mind of Christendom and
caused popes and kings to send missions to the Tartar
hordes with a lingering feeling that their khdns, if not
already Christians, were at least always on the verge of
conversion.
Before proceeding farther we must go back on the bishop
of Gabala's story and elucidate it as far as we can. The
most accomplished of modern geogrpphical antiquaries,
M. d'Avezac, first showed to whom the story must apply.
The only conqueror whose career suits in time and approxi-
mates in circumstances is the founder of Kard-Khitdi,
which existed as a great empire in Central Asia during
the latter two-thirds of the 13th century. This personage
was a prince of the Khitdi or Khitaian dynasty of Liao,
which had reigned over northern China and the regions
beyond the Wall during a great part of the 10th and 11th
centuries, and from which came the name Khitii (Cathay),
by which China was once known in Europe and. still is
known in Russia. On the overthrow of the dynasty about
1125 this prince, who is called by the Chinese Yeliu Tashi,
and who had gone through a complete Chinese education,
escaped westward with a body of followers. Being well
received by the Uighurs and other tribes west of the
desert, subjects of his family, he gathered an army and
commenced a course of conquest which eventually extended
over eastern and western Turkestan. He took the title
of Gur Khiri or Kor Kh4n, said to mean " universal " or
" supreme " khdn, and fixed at Balasaghun, north of the
T'ian Shan range, the capital of his empire, which became
known as that of KarA-Khitdi (Black Cathay). In 1141
the assistance of this Khitaian prince was invoked by the
sh4h of Kharezm against Sanj4r, the Seljiik sovereign of
Persia, who had expelled the shah from his kingdom and
killed his son. The Gur Khdn came with a vast army of
Turks, Khitaians, and others, and defeated SanjAr near
Samarkand (September 1141) in a great battle, which the
historian Ibn al-Athir calls the greatest and most san-
guinary defeat that Islam had ever undergone in those
regions. Though the Gur Klhdn himself is not described
as having extended his conquests into Persia, the shih of
Kharezm followed up the victory by invading Khordsan
and plundering the cities and treasuries of Sanjdr. In
this event — the defeat of Sanj-ir, whose brother's son,
Mas'iid, reigned over western Persia — occurring just four
years before the story of the Eastern conqueror was told
at Rome to Bishop Otto, we seem to have the destruction
of the Samiardi fratres or SanjAr brothers, which was ;the
germ of the story of Prester John.
There is no evidence of any profession of Christianity on
the part of the Gur Khdn, though it is a fact that the
daughter of the last of his race is recorded to have been a
Christian. The hosts of the Gur Khdn are caJlad by
Moslem historians Al-Turk-al-Kuffdr^ the kafir or infidel
Turks; and we know that in later days the use of this term
" kafir " often led to misapprehensions, as when Vasco da
Gama's people were led to take for Christians the Banyan
traders on the African coast, and to describe as Christian
sovereigns so many princes of the farther East of whom
they heard at Calicut. Of the rest of the accretions to
the story little can be said except that they are of the kind
sure to have grown up in some shape when once the
Christianity of the conqueror was assumed. We have
said that Prester John was a phantom ; and we know out
of what disproportionate elements phantoms are developed.
How the name John arose is one of the obscure points.
Oppert supposes the title " Gur Khdn " to have been con-
founded with Yukhanan or Johannes ; and of course it is
probable that even in the Levant the stories of "John the
patriarch of the Indies," repeated in the early part of this
article, may have already mingled with the rumours from
the East.
The obvious failure in the history of the Gur Khin to meet all
points in the story of the bishop of Gabala led Professor Bruun of
Odessa to bring forward another candidate for identity with the
original Prester John, in the person of the Georgian prince John
Orbelian, the "sbasalar," or generalissimo under several kings ol
Georgia in that age. Space forbids our stating all the ingenious
arguments and coincidences with which Professor Bruun supported
his theory. Among other arguments he does show some instances,
in documents of the 15th century, of the association of Prester John
with the Caucasus. In one at least of these the title is applied to
the king of Abassia, i.e., of the Abhasians of Caucasus. Some con-
fusion between Abash (Abyssinia) and Abhas seems to be possibly
at the bottom of the imbroglio. An abstract of Professor Bruun's
argument will be found in the 2d edition of Marco Polo, vol. ii. pp.
539-542. We may quote here the conclusion arrived at in winding
up that abstract. "Professor Bruun's thesis seems to me moie
than fairly successful in paving the way for the introduction of ■
Caucasian Prester John ; the barriers are removed, the carpets ar<
spread, the trumpets sound royally, — but the conquering hera
comes not. He does very nearly come. The almost royal power
and splendour of the Orbelians at this time is on record ■. . . (see
St Martin, Itfinu sur VArminie, ii. 77) . . . Orpel Ivane, i.e.,
John Orbelian, Grand Sbasalar, was for years the pride of Georgia,
and the hammer of the Turks. . . . But stDl we hear of no actual
conflict with the chief princes of the Seljukian house, and of no
event in his history so important as to account for his being made
to play the part of Presbyter Johannes in the story of the Bishop of
Gabala." As regards any real foundation for the title of " Pres-
byter " we may observe that nothing worth mentioning has been
alleged on behalf of any candidate.
When the Mongol conquests threw Asia open to Frank travellers
ij the middle of the 13th century their minds were full of Prester
John ; they sought in vain for an adequate representative, nor was
it in the nature of things that they should not find soTne repre<
sentative. In fact they found several. Apparently no real tradi-
tion existed among the Eastern Christians of such a personage ;
the myth had taken shape from the clouds of rumour as they rolled
westward from Asia. But the persistent demand produced a supply ;
and the honour of identification with Prester John, after hovering
over one head and another, settled for a long time upon that of
the king of the Nestorian tribe of Kerait, famous in the histories
of Jenghiz under the name of Ung or Awang Khan. We may quota
an illustration from geographical analogy : " Pre-Columbian maps
of the Atlantic showed an island of BrazU, an island of AntUlia,
founded — who knew on what? — whether on the real adventure of a
vessel driven in sight of the Azores or Bermudas, or on mere fancy
and fogbank. But when discovery really came to be undertaken,
men looked for such lands and found them accordingly. And
tliere they are in our geographies, Brazil and the Antilles." '
In Piano Carpini's (1248) single mention of Prester John as the
king of the Christians of India the Greater, who defeats the Tartars
by an elaborate stratagem, Oppert recognizes Jaldliiddin of Kharezm
and his brief success over the Mongols in Afghanistan. In the
Armenian prince Sempad's account (1248), on the other hand, this
Christian king of India is aided by the Tartars to defeat aud harass
the Saracens, and becomes the vassal of the Mongols. In the nar-
rative of William Rubruquis (1253), though distinct reference is
made to the conquering Gur Khan under the name of Coir Cham of
• App. to liarco Polo, 2d ed., ii.
543.
PRESTER JOHN
717
^ „.f.,r thBtitleof'Kinf John" is assigned to Kuslihik, king
5??he7ain^ns whfhadmlrneathe daughter of the last l.n.al
^''' 'i'fTo'Kera^^ til d by the Chinese Tuli. and by the Persian
arL''o?»SuTghra,^^^^^
north China had conferred the ^'tle of «ang or k „
& -t™' h. i Praur Join i "'■"V If »rM„" XJh
When next we begin to hear his name it '« ^f .^"/JX; ?,'^
ast^^i^jnJ:iAb;^i^a%{;:'=^^s^t:ifrS^t^
tL app?icatio°n was a'a invention of the Po^t"f«!^« ^^-^n 7act°?i'e
from the E°istVfore 1328, speaks of the emperor of tho Ethiopians
''trimked'^fsl^lfh'vSng nrobability on our side if we
gobackmu^hVLtherstill^niBa^^
%It..a,be.npolnt.c.outby Mr Alc^ndnr ^^>Jle that Kus.j^^uk .^^^^^
rowerful klne of the Naimnns, whose name fa-^ang-kliin m precisely
K Join'" fa nearly -th»t could be cxp^cs.c. ,„ Chnic^ ^^^^^^^ ^^ ^^^
a The stories ot ,Kt"tai as a Christian enplrcwmcni^^^^^ ^^.^ ^,o^vcvc^.
court of Akbar to 'l;»r''tehncnc.lct Goes In search oi.i^U ;,, „^^^ ^^^^
j:i^ray^*?MrcrPo^o^^SfJ'ihrliiL"i5^g"ihc"ro%^en Jivo Of tb. f«^
Prcstcr John "— a Juinblo of ioacouracy.
3 ao Arl03to-__ ^^ ^,^ ^^_^ ,| g^,j^^ p_j j^„. Egitto
A oud Ro d-i tiibuto 0 »ti soggctto,
Porch' t In p'llcr di lui dal cainmin drltto-
Lcvaio il nIio c dargU allro rlcctto,
K per nucato lasciAr sublto alllitto
Di faino il Cairo e tutto quel dlstrctlo.
Bfnapo detto k del auddcttl suol ; _
Gil diciain Presto o PrtU lanni nol.
. ,n a Spanish work of about tbo.sjimodat^ by an anonj^on. Fr.nel»«^^^
we are told that tlic emperor called AMcselib wluci m>-^ ^ Kthiopla,
Croaa,' is a protector of I'rnUJuan, who ■» '''" P^*'^ Y- " i^„"s tliough they bo
a.d ii lord of many great lands, ""-{.■"""y.^'t " ° ,';;";' hec'ro'ln token of
&''up^lS^ut,."i^rco!.'«r.t^or;:i;r„^^\"U., printed at Madrid.
1877).
been the ideas of Pope Aleitander III. respecting the geographical
Sion of the potentate whom he addressed fiom Venice in 1177
[he only real person to whom the letter can have been sent was ti.
I Lof Abyssinia. Let it be observed that the ' honourable per-
son! 0 the^monarch's kingdom " whom the leech Pluhp had me
wi h t the East must have been the remesentatives of^»™« ^«»'
no ver and not of a phantom. It must We been-a real king and
Sola ruraour-begotten ignis fatuus who professed to desire recon-
cilhtionwrth the Catholic Church and the assigr.at.on of a church
at Kome Ind of an altar at Jerusalem. Moreover, we know that
«W„ vThion^ Church did long possess a chapel and alUr in the
*ct»ihe'Hory''se;ulchrf, U though we h- '.ee" -abU
*„ fiifl travpllers' testimony to this older than about livi, n. "
auife Pos.'b e that t i appropriation may have originated much
earner' We know from Marco Polo that about a century after
the date of Pope Alexander's epistle a mission was sent by the
k ng of Abyssin'ia to Jerusalem to "l^^e offerings on his part at the
hkik iTefj-^siirwu^hTrw^ »r ji;
?r ^l^in^l099 w^ stm in Christian possession. Abyssinia had
Zr^ whptbcr a renlv ever came back to the Lateran.
m§M4Mrmm
^^it';lfe^^endIr^hist:°;7the Translation of tkc thru BU^
if,iy by John of^Hildesheim (c. 1370) of which an account a„d
fxtracts are given by Zarncke (Abhandl. u., 154 sq), we hai^e an
Tv dent ^i^bTefn th^e writer's mind between the Asiatic and t^,
Ifrican location of Prester John ; among other rnatters it is stated
that Prester John and the Nubians dug a chapel out of the rocK
under Calvary in honour of the threo kings: "et vocatur ilU
apel ain part^busiUis capellaNubiyanorum ad reges in prssentem
l^L. sedLrracini,. . •o}>}'^rtl^'''^&^Li.ry
"^^e^'f r:^d -t; p;:;jj:d mrS^r^'^m-S.; Uth century
on^ ds 'res er Jotin ha'd found his scat i" Abyssinia It ^ the e
^^t Fra Mauro's great map (1459) presents a fine "'y ^'^^ *''«
rubric • ' Oui il Presto Janni fa residentia principal. AN ''en. "<-arer
oran to hear of "Presto Joham"a3 icignmg in the 'nt<="or!-
o^rather probably, by the light of his preconceptions o the exist-
ence of t'hrtpersXo in «=«t Africa he thns interpreted what w^a3
old h m itoro than twenty years later. ^'^Jj^tfe first bo^k on
Abyssinia was composed- that of Alvarer,_the ""«• ""?'?''"^
and as a matter of^ course designating the king of Abissima, is
. Indeed, wc can carry the date b-'^,''"'' -"^^li^.^s'ISrc^^e^^
of a letter translated in L"doU(U„m«n( p. S03^ inis ^ ^^^^ Abyssinian
by the king Zara Jacob In tlic eigl h year «T "'^''^^KJ \ ,„ {^^,^ ^^ain lan.i«l ,
nfonks. dwellers at Jeruaalcin. ^'\° K ?,,f„",'.'Threo in our chapel." In lh»
in the Church of '''^8'17 ';''"',;"'^i7 'ig.99) CoUne°lS60, pi 175, wc nnd
I'ilatr/ahrt dts mtltrs Arnold '■■'>\"^YhATchMK]lc. to the Ic/t of tlie Holy
It sUted that the Ab>-'*»'!;"'"» '}", 'I'"' ,;"';', iitt the Ar"'<-''l»n':^ "■"
Sopulchrc, between two pillars «' '"." '"^"'P'r'* '' ,, ' ,■ ,),. Indians lor Abys-
fe^^nf stTs-t'hal l^rib?s"siKrn'o ZX" -'j-V'.V^iS^'tt^r.l'.
ttTbirdi^Tthe Sepulch£ Between tlic A^^^^^^^
"wlSid to the war l-t"-" '''V"rrn P hili,'' P lo" of"h Domlnlcns in Pal...
« Matthew Pans gives a '«lV'^o. 7 ,,,^„h'lS sneaks of a Prelato from whom
tine, which reached the popc n \?-"; ••'"''^;\' '"„ ^^i, q° os Is'estoriana ha.nu.1.
ho had received several '"'"'"• ..'<"4,T,,?ii„trMaiorem ct pcrregnum saccr-
ab ecclcsia »cpar»vlt(cuju» P'''^'«'''iP" ''!''A""^„7iXa,at\"r ""'•
1''''l\\t.\"Ahys^\L";'s"tr"';eg^u":"i«°n It wa, . »!►
1 S. to IdcnWy the AbTss^'l- Clinch with the NestorUn..
718
P R E — P R E
"Prcster John," or simply "the Preste." Tne name occurs on
almost every pageof the narrative beginning with page 1, though
in the translation printed for the Hakluyt Society that which the
editor calls "general index" gives no indication of the fact.
The name of " Prester John " suggested alike to scholars and
sciolists, first in its Oriental and theu in its Ethiopian connexion,
many fanciful and strained etymologies, from Persian, Hebrew,
Ethiopic, and what not, and on the assumption that neither
"Presbyter" nor "John" was any proper element of the name.
But for these dreams this passing notice must suffice.
On the whole subject in its older aspects, see LudolTs Hisforia Mihiopica
and its Commfntan/, passiTn. The excellent remarks of M. d'Avezac, comprising
a conspectus of almost the whole essence of the subject, are in the JUcueil de
Voyages ct cU Mimoires, published by the Soci6t6 de G^ographie, voL iv., Paris,
1839, pp. 647-564. Two German works of importance which have been used
in this article are the interesting and suggestive Dtf Prt^byter Johanms in Sage
itTtd Geschichte, by Dr Gustav Oppert (2d ed., Berlin, 1870), and, most import-
ant of all in its learned, careful, and critical collection and discussion of all
the passages bearing on the subject, Der PriesUr Johannes, by Frjedrich
Zarncke of Leipsic (1876-79), still xinfortunately unfinished, and without
the summing up which is required to complete the subject. The present
writer has given considerable attention to the subject, and discussed it partially
in Cathay and the Way Thither, p. 173 sg., and in Marco Polo, 2d ed., L 229-
233, u. 539-543. (H. T.)
PRESTON, a market-town and municipal and parlia-
mentary borough of Lancashire, is situated on the north
bank of the Ribble, on the Lancaster Ganal, and at the
junction of se^ 3ral railway lines, 28 miles north-east of
Liverpool and 31 north-west of Manchester. It consists
chiefly of one long street, running from east to west along
a steep ridge above the Ribble, which is crossed by six
bridges, three of which are railway bridges. The parish
church of St John, rebuilt in 1855 in the Decorated style,
occupies the site of a very ancient structure. A large
number of ecclesiastical parishes have been formed within
recent years, but none of the churches possess special
architectural features. The Catholic church of St Wal-
Plan of Preston,
purgis or St Walpurge is an elaborate structure in the
Early Decorated style, erected in 1851, and since then
extensively altered. There are several good pnbHc build-
ings, including the town-hall (1867 in the Early Gothic
style, from designs by Sir Gilbert Scott), the prison (1789),
the corn exchange and market-house (1824), the court-
house (1829), the borough magistrates' coiui; (1858), the
covered market (1870), the county offices (1882), the public
baths, and the barracks. The most important public
institution is the free public library and museum, estab-
lished in 1879. The building was erected, from designs
by Mr J. Hibbert, at a cost of £75,000 by the trustees of
Mr E. R. Harris, whose name it bears, a further suip of
£30,000 being appropriated by them to furnish and endow
the library and museum, which are to be maintained in
efficiency for ever by the corporation. This body gave the
site in the principal market-place at a cost of £30,000.
Here is placed Dr Shepherd's library, founded in 1761,
of nearly 9000 volumes, as well as a collection of pictures,
(fee, valued at £40,000, bequeathed by Mr R. Newsham.
The Harris Institute, endowed by the above-named trustees
with £40,000, is established in a building of classical style
erected in 1849, wherein are held science and art classes,
and where is placed a thoroughly equipped chemical
laboratory. For the grammar-school, founded in 1550,
a building in the Tudor style was erected in 1841 by
private shareholders, but in 1860 they sold it to the
corporation, who now have the management of the school.
The blue-coat school, founded in 1701, was in 1817
amalgamated with the national schools. Preston is well
supplied with public recreation grounds, including Aven-
' ham Park, the Miller Park with a statue of the 14th earl
of Derby, and the Moor Park. Winckley Square, near the
centre of the town, has a monument to Sir Robert Peel.
formerly "proud" Preston was a place of "fashion and
society "; but the introduction of the linen manufacture at
the end of the 18th century completely altered its charac-
ter. The inventions of Sir Richard Arkviright, who was
a native of the town, found in Preston early acceptance;
and owing to its convenient communications by river,
canal, and railway, aided by native enterprise, it has become
one of the principal seats of the cotton manufacture in
Lancashire. There are also iron and brass foundries,
engineering works, cotton -machinery works, and steam-
boiler works, and a considerable and increasing coasting
trade with Ireland and England. In 1826 Preston became
a creek of Lancaster; in 1839" it was included in the new
port of Fleetwood ; and in 1843 it was constituted an
independent port. The number of vessels that entered
the port in 1883 was 129 of 9365 tons, the number that
cleared 137 of 9854 tons. By the deepening of the
Ribble vessels of considerable tonnage can now unload at
the new quay. But much more extensive operations in
connexion with the improvement of the port have (1885)
been projected. At an estimate cost of £800,000 the
Ribble is to be deepened for a distance of about 12 miles
to the point where it falls into the Irish Sea, and a new
wet dock is to be constructed, with an area of 40 acres,
in the centre of the Ribble valley, between the existing
river -course and the intended diversion of the channel.
The dock will be 13,240 feet long and 600 feet wide.
Four large warehouses are to be erected along the entire
length of its east side In addition to the main dock a
timber dock of 25 acres is to be constructed, and also two
large graving-docks, enabling vessels up to 1000 tons burden
to be constructed.
The population of the parliamentary borough in 1811
was. 17,115, in 1841 50,073, in 1871 85,427, and in 1881
93,720 ; that of the municipal borough, the area of which
was extended in 1880 to 3721 acres, amoimted in 1881 to
96,537 (males 44,264, females 52,273). Preston returns
two members to the House of Commons.
At 'Walton-le-Dale, close to Preston, where the Roman road
crosses the Ribble, there are remains of a Roman post. Saxon
ware, as well cs Roman remains and coins, have been found in the
neighbourhood. The mound at Penwortham, to the south-west of
the town, was probably a mote-hill of the Saxons. Preston owes
its rise to the decay of Ribchester, which it gradually superseded
ns the port of the Ribble. In the reign of Athelstane the wholit
district of Amoundemess was granted to the cathedral-church ol
York. The capital of the hundred, on account of this ecclesiastical
connexion, came to be known as " Pi-iest's town," afterwards changed
to "Preston." It possessed two monastic foundations, (1) a convent
of Grey Friars founded in 1221 by Edmund, earl of Lancaster, son of
Henry II., a little to the west of the Friargate, and occupied after
the dissolution first as a private residence, then until 1790 as the
house of correction, and subsequently as cottages, and now super-
P R E — P R E
719
scJed by an iron-fouudry ; and (2) an ancient hospital dedicated to
St Mary Magdalen, now occupied by the Roman Catholic church
of St Walpurgis. Tlie town is celebrated for its merchant guild
celebrations, of which the earliest on record is that of 1329. On
RCtKiunt of the devastations to which the district was subjected by
the Danes the church of York abandoned its possessions, and Tostig,
brother of Harold, became lord paramount. At the Conquest it was
granted, along with other possessions, to Roger de Poictou, and on
his defection was forfeited to the crown. It possessed at an early
I^riod the charter of "a guild merchant, with hanse" and other
customs belonging to such guild. Another charter was granted by
Henry II., conferring on the inhabitants similar privileges and
liberties to those enjoyed by the inhabitants of Newcastle-on-Tyne.
Its privileges were confirmed and extended by King John, and in
the 23d of Edward I. it obtained the right to send members to
I'arliament. In 1323 Robert Bruce partly destroyed it by fire. In
1617 it was visited by James I. on his return from Scotland. On
tlie outbreak of the Civil War it declared for King Charles, but on
the 12th February 1643 it was taken by the Parliamentary forces
under Sir John Seaton. Near the town, on the 17th of August
15-18, the Scots under Hamilton sustained an overwhelming defeat
from Oliver Cromwell. On the 9th of Kovember 1715 Preston was
occupied by the troops of the Pretender, and by their surrender on
tlio 13th of the same month the death-blow was given to his cause.
On the 27th of November 1745 it was entered by Charles, the young
Pretender, on his Quixotic march towards London. By the Muni-
cipal Act of 1835 the borough is divided into six wards, comprising
the ancient borough of Preston and the township of Fish wick, and
13
governed by a mayor, twelve aldermen, and thirty-six councillors.
whittle, Historical AcccyinU o/Pres/oJt, 1821-37 ; Dobron, H istory of tb£ Parlia-
nenlary RepreserUalian of Prfston^ 1856, 2<l ed. 1368 ; Id., Preston in the Olden
Time, 1856 ; Id., History of PreslOH Guild, 1862 ; Hai'dwick, Uitlory of Preston,
1867 : Hewitson, History of Preston, 1883.
PRESTWICH, a township of Lancashire, is situated
on a branch of the Lancashire and Yorkshire Railway, 4
miles north-west of Manchester and 5 south of Bury. It
possesses cotton manufactures, but consists chiefly of
handsome mansions and villas inhabited by Manchester
merchants. The church of St Bartholomew occupies an
eminence overlooking the Irwell. In the neighbourhood
is the county lunatic asylum. The population of the
urban sanitary district (area, 1917 acres) in 1871 was
6820, and in 1881 it was 8627.
PRESUMPTION. See Evidence, vol. viii. p. 742 sq.
PREVESA, the chief town of a sandjak in the Turkish
vilayet of Janina, commanding the entrance to the Gulf
of Arta. Its harbour is small, but it is a port of call for
the steamers of the Austrian Lloyd and has a considerable
trade in the export of oil, wool, valonia, &c. Prevesa,
whicli represents the ancient Nicopolis {q.v.), has a popu-
lation of about 7000.
PROVOST, Pierre (1751-1839), son of a Protestant
clergyman in Geneva, was born in that city on 3d March
1751, and was educated for a clerical career. But he for-
sook it for law, and this too he quickly deserted to devote
himself to education and to travelling. He became inti-
mate with J. J. Rousseau, and, a little later, with Dugald
Stewjart, having previously distinguished himself as a trans-
lator of and commentator on Euripides. Frederick II. of
Pru.ssia secured him in 1780 as professor of philosophy,
and made him member of the Academy of Sciences in
Berlin. He there became acquainted with Lagrange, and
was thus led to turn his attention to science. After some
years spent on political economy (as in Adam Smith's
Wealth of Nations) and on the principles of the fine arts
(in connexion with which ho wrote, for the Berlin Memoirs,
a remarkable dissertation on poetry) ho returned to Geneva
and commenced his works on mairnctisin and on heat. In-
terrupted occasionally in his studies by political duties, in
which he was often tailed to the front, he remained pro-
fessor of philosophy at Geneva till he was called in 1810 to
the chair of physics. lie died at Geneva on 8th April
1839. Pr6vost published much on philology, philosophy,
and political economy; but he will be remembered mainly
on two accounts — (1) his having published, witli additions
of his own, the posthumous memoiis of the ingenious Le
Sage (see Atom, vol. iJi. p. 46, and Attraction; j anj {2^
his having first enunciated the theory of exchanges (see
Radiation), on which has been based one of the grandest
experimental methods of modern times. He was distin-
guished as much for his moderation, precision, and truth-
fulness as for his extraordinary versatility.
PRfiVOST D'EXILLES, Ajvtoine Fi'.an(Jois '(i697-
1763), more commonly called the abb6 Provost, one of the
most important French novelists of the 18th century, was
born at Hesdin in Artois on 1st April 1697. His father
was of good family, and held legal employments of some
importance. Prevost was educated by the Jesuits, first at
Hesdin and then at Paris. At the age of sixteen he left
the College d'Harcourt and enlisted. This was, however, at
the close of the War of the Spanish Succession, and he soon
returned to the Jesuits, and was almost persuaded to enter
the order. According to some accounts he actually did so,
but a truant disposition once more came on him and he
again joined the army, apparently obtaining some com-
mission. It is, however, not easy to make his statement
that he passed five or six years thus tally with the positive
assertion that in 1719 he once more sought the cloister,
this time joining the famous learned community of the
Benedictines of St Maur. He took the vows finally in
1720, and it would appear that for some seven years he
devoted himself without repining to study at various
houses of the order, preaching, teaching, and writing some
part of the Gallia Christiana. In 1727, however, or
thereabouts (for the details of Prevost's life, though un-
usually interesting, are most vaguely and insufficiently
recorded) he once more broke bounds and fled to HoUani
It is said that the immediate occasion was nothing more
than a wish which he had formed to be transferred to
Cluny, and which made him commit some technical mis-
demeanour. However this may be, he was for six years
an exile in Holland and Etigland, and one story even
asserts that he contracted a regular or rather irregular
marriage during this period. He certainly published the
first of his remarkable novels, the Memoires (Tun Uomme
de Qualite, in 1728, and continued them for some years.
Besides this he produced much miscellaneous work — Cleve-
land, another novel; Jl/a7io;iXescaM<, his masterpiece (which
is a kind of appendix to his first book) ; and a periodical
publication, partly in the stylo of the Spectator and partly
in that of a literary review, called Le Four et le Contre.
All these were begun and most of them were finished
before 1735, when he was back in Franco and produced
his last novel of importance, the Doyen de Killerine, in
which, as in Cleveland, he made much use of his English
sojourn. Ho returned to France openly and with the
royal permission, being allowed to wear the dress of the
secular priesthood. Among his patrons the cardinal do
Bissy and the prince do Conti are named ; the latter made
him his chaplain. Ho lived for nearly thirty years longer,
composing, though not for bread, an extraordinary num-
ber of books, some of them original, some compilations.
Amongst thorn were an Histoire O'enirale dcs Voyages, his-
torical compilations on William the Conqueror and Margaret
of Anjou, letters, moral essays, semi-scientific works, trans-
lations (including Pamela and Clar-issa), and some original
pieces. Of all these the novel called Ilistoire d'uM Greeque
Moderns (1741) has alone attracted some attention in
modem times. Provost was a facile writer and a fair critic,
but except for his first three novels, and especially for
Manon Leseaut, he would hardly bo remembered save a.'» a
man of a curiously eventful an<l very imperfectly record d
life. Ilis death itself has a kind of legendary charactci-,
and some of the circumstances are, it may be hoped, ficti
tious. Ho lived in a small cottage (for, despite his im-
mense literary work on stibjects which for the most part
occupy only v.Titers for money, ho seems to have written
720
V R E — P R I
purely for love) at Chantilly, and it was his custom to walk
much in the woods there. What is agreed is that he was
struck with apoplexy during one of these walks, on 23d
November 1763, and was found senseless. The legend adds
the hideous particular that he was not dead, and that a
clumsy village surgeon, heedlessly beginning what he sup-
posed to be a post-mortem examination, at once recalled his
patient to life and killed him. Even without this detaU
there is sufficient romantic interest (without other stories,
some of them demonstrably fictitious, such as that he was
accidentally the cause of his father's death) about this life
of a man who is at the same time uniformly represented
as an indefatigable student and one of a quiet and easy-
going tevjperamunt.
Prevosfs three chief romances, the Memoires, Cleveland, and the
Doyen de Killirine, are not unremarkable, because they hold a
kind of middle place between the incident-romance of Le Sage and
Defoe and the sentiment- romance of Marivaux and Richardson;
but they all have the defect of intolerable length and of an indefinite
fluency. Manon Lescaut, his one masterpiece, and one of the
greatest novels of the century, is in both these respects so different
that it might seem impossible that the same man should have
written it. It is very short, it is entirely free from improbable
incident, it is penetrated by the truest and the most cunningly
managed feeling, and almost every one of its characters is a triumph
of that analytic portraiture which is the secret of the modem novel.
The chevalier des Grieu.t, the hero, is probably the most perfect
example of the carrying out of the seutiment "All for love and the
world well lost" that exists in fiction (it is curious that Prevost
translated Dryden's play of the name), at least where the circum-
stances are those of ordinary and probable life. Tiberge, his friend,
is hardly inferior in the difficult part of mentor and reasonable
man. Lescaut, the heroine's brother, has vigorous touches as a
bully and Bohemian ; but the triumph of the book is Manon herself.
Animated by a real affection for her lover, and false to him only
because her incurable love of splendour, comfort, and luxury prevents
her from welcoming privation with him or for him, though in efl"ect
she prefers him to all others, perfectly natural and even amiable
in her degradation, and yet showing the moral of that degradation
more .vividly than a hundred characters drawn with a less compla-
cent pencil could have done, Manon is one of the most remarkable
heroines in all fiction. She had no literary ancestress ; she seems
to have sprung entirely from the imagination, or perhaps the
sympathetic observation, of the wandering scholar who drew her.
Only the Prvxcesse de Olives can challenge comparison with her
before or near to her own date, and in Ma7U»i Lescaut the plot is
much more complete and interesting, the sentiments less artificial,
and the whole story nearer to actual life than in Madame de la
Fayette's masterpiece. It is not easy to name a novel on the same
scale which is more directly and naturally aflecting at a first
reading, and which on subsequent study approves itself more
thoroughly as a work of art, than Manon Lescaut.
There i3 no complete edition of Prevosfs works. CEuvres ChoisUs were pub-
lished in 1783, and again in 1808. Of Manm Lescaut the editions are very
nomerous.
PRfiVOST-PARADOL, Lucien Anatole (1829-1870),
a writer whose career, except in its unhappy end, was
typical of the importance of journalism in France, was
born at Paris on the 8th of August 1829. His mother was
an actress ; little is said of his father. He was educated at
the College Bourbon, showed great brilliancy and precocity,
and entered the ficole Normale. In 1855 he was appointed
professor of French literature at Aix. He held the post,
however, barely a year, resigning it to take up the pen of
& leader-writer on the Journal des Debats. He also wrote
in the Courrier du Dimanckf, and for a very short time in
the Presse. Even before his appointment at Aix he had
produced a book, Revue de I'Histoire Universelle (1854),
and he continued to publish at short invervals, his chief
work being a collection of essays on politics and literature,
■which appeared between 1859 and 1866, and some Essais
sur les Moralistes Frangais (1864). He was, however,
r ither a journalist than a writer of books, and was one of
'-he chief opponents of the empire on the side of moderate
liberalism. He underwent the usual and popular diffi-
culties of a journalist under that regime, and was once
imprisoned. In 1865, at the extraordinarily early age of
tliirty-five, he was elected an Academician. He was twice
a candidate for election to the Chamber, but failed each
time. Three years later he visited England and was
publicly entertained at Edinburgh, an entertainment which
was the occasion of some rather undignified and very foolish
contrasts drawn in the English press between the position
of journalists in the two countries. The accession of £mile
Ollivier to power was fatal to Prevost-Paradol. There ia
no reason for doubting that, in common with some of the
best men in France, he believed in the possibility of a
liberal empire, and he accepted the appointment of envoy
to the United States. This was the signal for the most
unmeasured attacks on him from the republican party.
He had scarcely installed himself in his post before the
outbreak of war between France and Prussia occurred.
Either an exaggerated feeling of patriotism, or the dis-
appointment of his hopes in the combined wisdom of M.
Ollivier and the emperor, or (as his enemies said) remorse
at having betrayed his party for nothing, or more probably
the action of startling news on an excitable temperament
and a mind weakened and irritated by the personal in-
vectives to which he had been subject, threw his intellect
and will out of gear. He committed suicide at New York
on 20th July 1870. Prevost-Paradol was not in any sense
a strong man, and, except for his tragic end, his name is
not very likely to live either in literature or politics. His
style was light and facile, but at the same time flimsy, and
his thoughts were rarely profound. But he had for a time
" I'esprit de tout le monde " in France, and the personal
system of journalism forced him into unnatural prominence
and productiveness.
PRIAM. See Troy..
PRIAPU^, the Greek god of teeming flock and fruit-
ful field. He was unknown to the earliest Greek poets
Homer and Hesiod, but in later times his worship pre-
vailed on the fertile coasts of Asia Minor. Lampsacus
on the Hellespont, nestKng in its vineyards, claimed to be
his birthplace. According to the people of Lampsacus
he was the son of Dionysus and Aphrodite. Having the
misfortune, as a child, to be plain-looking, Priapus was
abandoned by his heartless parents, but a gentle shepherd
who chanced to pass that way found and reared the help-
less babe like his own son. As the youthful god grew to
manhood he repaid his benefactor by making the flocks
and herds to bring forth and multiply. So the simple
shepherds worshipped him and brought him offerings of
the fatlings of their flocks, — lambs and goats and heifers,
and even, it is said, donkeys. As the god and guardian
of gardens, vineyards, and orchards he received sacrifices
of fruits and vegetables, and images of him were set up
in gardens to frighten birds and thieves. Bees too were
his especial care, and he had power to disarm the evil eye.
Fishermen prayed to him for an abundant harvest of the
sea, and sailors in their*sore distress called on him, and he
answered and saved them. On many a wave-beaten blulT
his image stood and his altar smoked, decked with flowers
the earliest of the year, when winter storms were over and
summer seas allured the mariner to launch his bark again.
In the rites of Dionysus homage was paid to the rural
god with mirth and laughter. From Greece he passed to
Italy, and continued in his new home to discharge his old
functions of garden-god and scarecrow.
PRIBRAM or Przibraii, a prosperous mining town of
Bohemia, is situated about 32 miles S.W. of Prague. The
lead-mines in the vicinity have been vrorked for several
centuries and are especially importait en account of the
large quantity of silver extracted from the ere. In average
years this r.mc-jr.t.? to 70,000 If), ropresenling a money value
of nearly X300,000. Tho mines belong to the Government
and employ about 5000 per.sons. One of the -shafts, 3350
feet deep, is among the deepest in the world. Bcf-.idos
P R I — P R I
721
mining, the inhabitants occupy themselves in making
glass beads, soap, candles, beer, and liqueurs. The most
interesting buildings are the old deanery and church, and
the archiepiscopal palace, now converted into a mining
academy. At the top of the Heiliger Berg, a hill rising
above the town, is a church with a wonder-working image
of the Virgin, which attracts numerous pilgrims. The
population of Pribram in 1880 was 11,171, or, including
the adjacent Birkenberg, where the largest mines are
situated, 14,881.
PRICE, RiCHAED (1723-1791), philosopher, son of a
Dissenting minister, was born on 2.3d February 1723, at
Tynton, in the parish of Llangeinor, Glamorganshire. His
education was conducted partly by private tutors, partly
at private schools. His father was a bigoted Calvinist and
seems to have been a person of morose temper, facts which
may account, on the principle of reaction, for the liberal
opinions and the benevolent disposition of the son. Young
Price appears at. an early age to have studied the works
of Clarke and Butler, and to have conceived a special
admiration for the theological and philosophical works of
the latter writer. In his eighteenth year he removed to
a Dissenting academy in London, and, having completed
his education, became chaplain and companion to a Mr
Streatfield at Stoke-Newington. While still occuppng
this position he officiated in various Dissenting congrega-
tions, such as those in the Old Jewry, Edmonton, and
Newington Green. By the death of Mr Streatfield and
of an uncle in 1756. his circumstances were considerably
improved, and in the following year, the year in which
he first published his best-knpwn work, a Review of the
Principal Questiovs in Morals, he married a Miss Sarah
Blundell, originally of Belgrave in Leicestershire. Price
now resided at Newington Green, where his time appears
to have been mainly occupied in the performance of his
ministerial duties, though he made occasional excursion^
into the regions of mathematics and philosophy. In 1767
he published a volume of sermons, including One on the
future state, which attracted the attention and gained
him the acquaintance of Lord Shelburne, an event which
had much influence in raising his reputation and deter-
mining the character of his subsequent pursuits. Soon
after this date he added to his duties at Newington Green
those of morning preacher to a congregation at Hackney,
where his audience appears to have been more numerous
and appreciative than any which ho had heretofore suc-
ceeded in keeping together.
But it was not so much in the capacity of a religious
teacher as a writer on financial and political questions that
Price was destined to become known to his countrymen at
large. In 1769 he wrote some observations addressed in
a letter to Dr Franklin on the expectation of Lives, the in-
crease of'mankind, and the population of London, which
were published in the Philosophical Transa/:tion3 of that
year; and, again, in May 1770, he communicated to the
Royal Society some observations on the proper method of
calculating the values of contingent reversions. The pub-
lication of these papers is said to have exercised a most
beneficial influence in drawing attention to the inadequate
calculations on which many insurance and benefit societies
had recently been formed. In the year 1769 Price re-
ceived the degree of D.D. from the university of Glasgow.
In 1771 he published his Appeal to the Public on the
Subject of the National Debt, of which subsequent editions
appeared in 1772 and 1774. This pamphlet excited con-
siderable controversy at the time of its publication, and is
supposed to have influenced Pitt in re-establishing the
sinking fund for the extinction of the national debt,
which had been created by Walpole in 1716 and abolished
in 1733. That Price's main object, the extinction of the
19—26
national debt, was a laudable and desirable one would
now probably be universally acknowledged. The particu;
lar means, however, which he proposed for the purpose of
effecting this object are described by Lord Overstone * 33
"a sort of hocus-pocus machinery," supposed to work "with-
out loss to any one," and consequently purely delusive.
As Lord Overstone says, all the sinking funds that have
been set on foot have been supported either by loans or
by the produce of taxes, and have never paid off a single
shilling of debt by their own agency. In 1829 Pitt's
sinking fund was abolished by Act of parliament.
A subject of a much more popular kind was next to
employ Dr Price's pen. Being an ardent lover of civil
and religious liberty, he had from the first been strongly
opposed to the war with the American colonies, and in
1776 he published a pamphlet entitled Observations on
Civil Lihertiji and the Justice and Policy of the War viith
America. Several thousand copies of this work were
sold within a few days ; a cheap edition was soon issued ;
the pamphlet was extolled by one set of politicians and
abused by another ; amongst its critics were Dr Markham,
archbishop of York, John Wesley, and Edmund Burke ;
and its author rapidly became one of the best-known men
in England. In recognition of his services in the cause of
liberty by the publication of this pamphlet, Dr Price was
presented with the freedom of the city of London, and it
is said that the encouragement derived from this book had
no inconsiderable share in determining the Americans to
declare their independence. A second pamphlet on the
war with America, the debts of Great Britain, and kindred
topics followed in the spring of 1777, ard whenever the
Government thought proper to proclaim a fast-day Dr
Price took the opportunity of declaring his sentiments on
the folly and mischief of the war. His nam« thus became
identified, for good repute and for evil repute, with the
cause of American independence. He was the intimate
friend of Franklin ; he corresponded with Turgot ; and
in the winter of 1778 he was actually invited by Congress
to transfer himself to America and assist in the financial
administration of the insurgent States. This offer he
refused from imwillingness to quit his own country and
his family connexions, concluding his letter, however, with
the prophet'c words that he looked "to the United States
as now the hope, and likely soon to become the refuge, of
mankind."
One of Price's most intimate friends was the celebrated
Dr Priestley, but this circumstance did not prevent thera
from taking the most opposite views on the great questions
of morals and metaphysics. In 1778 appeared a published
correspondence between these two liberal theologians on
the .subjects of materialism and necessity, wherein Price
maintains, in opposition to Priestley, the free agency of
man and the unity and immateriality of the human soul.
Both Price and Priestley were in theological opinion what
would now vaguely be called " Unitarians," though they
occupied respectively the extreme right and the extreme
left position of that school. Indeed Price's opinions would
seem to have been rather Arian than Socinian.
After the publication of his pamphlet on the Americ(^>
war Dr Price became an important personage. He now
preached to crowded congregations, and, whe;i Lord Shel-
burne acceded to power, not only was he offered the port
of private secretary to the premier, but it is said that ont
of the paragraphs in the king's speech was suggested by
him and even inserted in his very words.
In 1786 Mrs Price died, and as there were no children
by the marriage, and his own health was failing, the
remainder of Price's life appears to have been somewhat
* Lord Ovoratono reprinted iu 1857, far private cirouUtion, Prlco't
tad other rare tracts oa the national d«bt uid the tiuking fund.
722
P R I — P R I
clouded by solitude and dejection. It was illuminated,
however, by one bright gleam, the eager satisfaction with
■which he witnessed the passing events of the French
Hevolution. "I could almost say, Lord, now lettest thou
thy servant depart in peace, for mine eyes have seen thy
salvation. . . . After sharing in the benefits of one
Eevolution, I have been spared to be a witness to two
other revolutions, both glorious." ^ The darker side of
the picture he happily did not live to see. On the 19th
of April 1791 he died, worn out with suffering and disease.
His funeral was conducted at Bunhill Fields by Dr Kippis,
and his funeral sermon was preached on tie following
Sunday by Dr Priestley, names which, like his own, are
speciaUj honourable in the roll of English Nonconformist
divines.
On the 4th of November 1789 Price had preached at
the meeting-house in the Old Jewry, before the Society
for commemorating the Revolution in Great Britain, his
celebrated sermon on the Love of our Country. This
sermon, together with a speech subsequently made by him
at a public dinner at the London Tavern, rendered him
peculiarly obnoxious to Burke, and brought down upon
him some of the fiercest denunciations of that brilliant
but impassioned writer in his Reflections on the Mevolution
in France.
Price's reputation rests mainly Ufyon the position which he
occupies in the history of moral philosophy. His ethical theories
are contained in the treatise already mentioned, a Review of the
Principal Questions in Morals, the third edition of which, express-
ing "the author's latest and maturest thoughts," was published in
1787. This work is professedly directed against the doctrines of
Hutcheson, but the treatment as a whole is constructive rather
than polemical. Price's views approximate more closely to those
of '^'■udworth than to those of any other English moralist ; but they
are mainly interesting in the history of morals on account of their
resemblance to the theories subsequently propounded by Kant.
The main positions of Price's treatise are three, which may be
stated as follows : — (1) actions are in themsehes right or wrong ; (2)
right and \\Tong are simple ideas incapable of analysis ; (3) these
ideas are perceived immediately by the intuitive power of the reason
or understanding, terms which he employs indifferently.
To the first of these positions it is not, at first sight, easy to
attach any precise meaning, nor does even a careful perusal of the
work altogether remove the ambiguity. The most natural inter-
pretation, perhaps, of the expression that "an action is right in
Itself" is that it is right without any relation to the nature of the
agent, the end aimed at, or the circumstances under which it is
performed. But, apart from the fact that the objections to such a
theory would be too obvious to be overlooked, the following passage
is sufficient to show that Price cannot have entertained it : " All
actions being necessarily right, indifferent, or wrong; what deter-
mines which of these an action should be accounted is the truth
of the case, or the relations and circumstances of the agent and the
objects. In certain relations there is a certain conduct right.
There are certain manners of behaviour which we unavoidably
approve, as soon as these relations are known. Change the rela-
tions, and a different manner of behaviour becomes right. Nothing
is clearer than that what is due or undue, proper or improper to
be done, must vary according to the different natures and circum-
stances of beings. If a particular treatment of one nature is right,
it is impossilile that the same treatment of a different nature, or
of all natures, should be right" (ch. vi. ). What, then, does he
mean by the phrase that " an action is right or wrong in itself" ?
Excluding the meaning which we have set aside, he mi\y wish to
express either that actions are right or wrong irrespectively of their
consequences, or that the same action would appear right or ^vrong
not to man only but to all intelligent beings, or, as seems to be
the case, he may sometimes wish to express one of these meanings
and sometimes the other.
The second and third positions, that right and wron^ are simple
ideas incapable of analysis, and that they are perceived by arr
intuitive act of the reason, are succinctly stated in the following
passage : *' "i'is a very necessary previous observation that our ideas
of right and wrong are simple ideas, and must therefore be ascribed
to some power of immediate percepiion in the human mind. He
that doubts tliis, need ouly try to give definitions of tliem, which
•hall amount to more than synonymous expressions " (ch. i. sect. 1).
In this and similar passages the (Question in di.<*pute between the
two rival schools of moralist: is brought to a definite issue. Does
' Senium on the Love of our Country.
the term "right" adroit of any explanation, definition, or analysis, ol
is it simply ine.xplicable ? 'Ihe majority of moralists have adrpted
the former alternative, and have endeavoured to explain the idea
of right in subordination to th.it of good. Any course of action
which has, on the whole, a tendency to promote the happiness or
to alleviate the misery of mankind they denominate as right ; and
any course of action which has a contrary tendency tliey denomi-
nate as wrong. Price, on the other hand, maintains that when wo
say an action is right we can give no further account of it, that
we state an ultimate fact which neither requires nor can receive
any further explanation. The connexion of the third with the first
and second positions is obvious. Right and wrong, being simple
ideas, and being, moreover, qualities of actions, considered in them-
selves, are regarded by Price as being perceived immediately by
the reason just in the same way that colour is perceived by the
eye or sound by the ear. That they are perceived immediately
follows from the fact that they are simple ideas, incapable of
analysis ; that they are perceived by the reason or understanding,
and not by a sense, is maintained in an elaborate course of argument
against Hutcheson. When the reason or understanding has once
apprehended the idea of right, it ought to impose that idea as a
law upon the will ; and thus it becomes, equi-dly with the affections,
a spring of action.
The place of the emotional part of our nature in this system is
not very clear. The predominant view, however, appears to be
that, while it is the source of all vicious action, it may, when
enlightened by reason, aid in the determination of virtuous conduct.
The school of Hutcheson, on the other hand, maintains that the
emotions are, in the last analysis, the original source of all conduct,
be it virtuous or vicious.
As already stated, the English moralist with whom Price has
most affinity is Cudworth. The main point of difference is that,
while Cudworth regards the ideas of right and wrong as vo-fn^ara or
modifications of the intellect itself, existing first in germ and after-
wards developed by circumstances, Price seems rather to regard them
as acquired from the contemplation of actions, though acquired
necessarily, immediately, and intuitively.
Those who are familiar with the writings of Kant (which are
Eosterior to those of Price) will recogni2e many points of resemblance
oth in the fundamental ideas and in the modes of expression.
Amongst these points are the exaltation of reason ; the depreciation
of the affections ; the unwillingness of both authors to regard the
"partial and accidental structure of humanity," the "mere make
and constitution of man," as the basis of morality, — in other
words, to recognize ethical distinctions as relative to human nature ;
the ultimate and irresolvable character of the idea of rectitude ; the
notion that the reason imposes this idea as a law upon the will,
becoming thus our independent spring of action ; the insistence
upon the reality of liberty or "the fower of acting and deter-
mining"; the importance attached to reason as a distinct source
of ide.-is ; and, it may be added, the discrimination (so celebrated
in the philosophy of Kant) of the moral (or practical) and the
spcQulative understanding (or reason).^
Price's ethical theories are almost the antithesis of those of Paley,
whose iforal avd Political Philosophy appeared in 1785. Speak-
ing of this work in his third edition Price says, "Never have I met
with a theory of morals which has appeared to me more exception-
able."
Most of Price's more important works have been already mentioned. To
these may be added an Essay on Ou Population of England (2d ed., 1780) ; two
Fast-day Serjiions, published respectively in 1779 and 1781 ; and Observations on
the importance of the American Revolution and the means of rendering it a benefit
to the K'orld, 1784. A complete list of his works is given as an appenduc to
Dr Priestley's Funeral Sermon. Notices of Price's ethical system occur in
Mackintosli's Progress of Ethical Philosophy, Jouffroy's Introduction to Ethics,
WheweU's History of M'.ral Philosovhy in England, Bain's Mental and Moral
Sciences, the article on Ethics (vol. viii. pp. 603, 604), and a monograph on
Shafteibury and Hutcheson by the WTiter of this article in Sampson Low Si
Co.'s series of English Philosophers. The authority for hja life ia rf memnir by
his nephew, William Morgan. (T. F )
PRICHARD, James Co-vtles (1786-1848), the founder
of ethnology or anthropology in England, was born on 11th
February 1786 at Ross in Herefordshire. His parents
were of the Society of Friends, and his career ih after life
partly turned on his not receiving the then narrow course
of school education, but a ■wider home training in modern
languages and general literature. Living at Bristol, he
occupied himself much in examining the natives of different
countries who were to be met with amongst the shipping of
the port, and he would occasionally bring a foreigner to his
father's house. Thus in early life he laid a foundation for
his later researches, and he was mainly led to adopt medi-
cine as a profession from the facilities which its study offered
' Price does not, like Kant, distinguish between the words "rea»<i»»
and "understanding."
\£i§
P R I — F R r
72.7
for the'investigation of man. He took his degree at Edin--
burgh, afterwards reading for a year at Trinity College,
Cambridge, whence, joining the Church of England, he
migrated to St John's College, Oxford, afterwards entering
as a gentleman commoner at Trinity College, Oxford, but
seeking no degree in either university. In 1810 he settled
at Bristol as a physician, and in 1813 published his Ee-
learrkes into the Physical History of Man, in 2 vols., after-
wards e.xtended to 5 vols. The central principle of the
book is the primitive unity of the human species, acted
upon by causes which have since divided it into permanent
varieties or races. Dr Prichard states that he was led into
this inquiry by the diversity of races being alleged as a
disproof of the Jlosaic records ; in argument, however, he
endeavoured not to rely on theology, but to proceed " by
the ordinary method of observation and experience." The
work is dedicated to Blumenbach, whose five races of man
are adopted. But where Prichard excelled Blumenbach
and all his o'ther predecessors was in his grasp of the
principle that people should be studied by combining all
available characters, and he accordingly discusses them
at large with regard at once to bodily form, language, and
state of civilization. One investigation begun in this work
requires special mention, the bringing into view of the fact,
neglected or contradicted by philologists, that the Celtic
nations are allied by language with the Slavonian, German,
and Pelasgian (Greek and Latin), thus forming a fourth
European branch of the Asiatic stock (which would now
be called Indo-European or Aryan). Prichard, whose- own
Celtic descent is shown by his name, was a fitting pro-
mulgator of this leading principle of Celtic research. His
special treatise containing Celtic compared with Sanskrit
words appeared in 1831 under the title Eastern Oriffin of
the Celtic Nations. It is remarkable that the essay by
Adolphe Pictet, De I'Affinite des Langues Celtiques avec le
Sanscrit, which was crowned by the French Academy and
made its author's reputation, should have been published
i in 1837 in evident ignorance of the earlier and in some
respects stricter investigations of Prichard. His work has
been re-edited since by Dr R. G. Latham (London, 1857),
with large additions of Celtic material. Prichard's Analy-
iia of Egyptian Mythology (London, 1819) had some popu-
larity at the time, and was translated into German with a
preface by A. W. v. Schlegel ; its comparison of the Egyptian
religion with Brahmanisni is now obsolete, and its author
was unwise in bringing out a new edition in 1838, after
Cham[)ollion'3 Grammar and Dictionary had opened the
I actual Egyptian inscriptions to scholars. Dr Prichard's
'nt important book was a revision and condensation of his
■ arches into a Natural History of Man (London, 1843),
iiich has gone through several editions, and remains a
ludard work of the anthropologist's library. Towards
'lie end of his life, in recognition of his services, he was
Miade a commissioner of lunacy, and in consequence re-
I'lved from Bristol to London, where he died in 1848.
A mimoir by his friend Dr Hodgkin will bo found in the Journal
Ihc ElknologUal Society, of whicli ho was one of tlio early
^idcnt3.
I'UIDE, TnoM.\.s (d. 1658), Parliamentary officer, was
I humble origin, and is stated to have been brought up
I'y the parish of St Bride's, London. Subsequently ho
was a drayman and a bre\ver. At the beginning of the
Civil War he served as ensign under the carl of Essex,
and gradually obtained promotion to the rank of colonel.
He distinguished himself at the battle of Preston, 17th
August 1048, and in Cromwell's Scottish campaign he
licld command of a brigade. Ho was noted for his resolute
character and extreme anti-Royalist sentiments. After the
Commons had voted that the king's concessions at Newport
were a basis for a settlement, he was chosen by thic army
chiefs to effect their purpose of " purging " the Commons.
Taking his stand at the entrance of the House of Commons
with a ^^Titten list in his hand, he caused the arrest of the
Royalist members who were pointed out to him, and
placed them in custody. After about a hundred members
had been dealt with by this ordinance, subsequently known
as "Pride's Purge," the mutilated House of Commons
proceeded to bring the king to trial. Pride was one of
the judges of the king and signed his death-warrant.
Under Cromwell he received the honour of knighthood,
and was also chosen a member of the new House of Lords.
He died at Nonsuch on 23d October 1658, and after the
Restoration his body was dug up and suspended on the
gallows at Tyburn along with that of Cromwell.
Noble, Liixs of the Regicides ; Bate, Lives of the Prime Retort
and Principal Contrivers of the Murder of Charles I. ; Carlylc,
CromKcll.
PRIDEAUX, Humphrey (1648-1724), dean of Nor-
wich, was the third son of Edward Prideaux of Place in
Padstow, Cornwall, by his wife Bridget, daughter of John
Moyle of Bake in the same county. Both families were of
good repute in the west of England, and that of Prideaux
was especially influential, as is shown by the elaborate
pedigrees in Sir John Maclean's Deanery of Trigg Minor
(ii. 194-242). He was born at Place on 3d May 1648,
and received the rudiments of his education at the gram-
mar-schools of Liskeard and Bodmin. In 16G5 he was
placed at Westminster under Dr J3usby, and after staying
there for three years was admitted a student at Christ
Church, Oxford, taking his degrees in the following order,
B.A. in 1672, M.A. 1675, B.D. 1682, and D.D. 1686.
It was the rule of that house that its best scholars should,
after they had taken their first degree, be employed in
editing some classical writer, and Prideaux was accordingly
deputed to superintend a new edition of Lucius Florus
and to prepare for the press, from a Greek MS. in the
Bodleian, a work by Johannes Malalas. The first of these
works is now exceedingly scarce, if indeed a copy be in
existence, and the second was, on his advice, left in
manuscript. The famous Arundel marbles had just been
given to the university, and Prideaux was instructed to
undertake the task of describing the gift, bis transcript
of the inscriptions, with a commentary and additions from
the Selden marbles, appearing in 1676. In 1679 he was
appointed to the rectory of St Clement's, Oxford, and in
the same year became Hebrew lecturer at Christ Church,
whereupon he published two Hebrew tracts of Maimonides
with a Latin translation and annotations. Prideaux con-
tinued tutor at Christ Church until February 1686, hold-
ing for the last three years the rectory of Bladon with
Woodstock; but in 1686 he exchanged for the benefice
of Saham in Norfolk, and took up his residence in that
county, with which he had for some time been connected
through his appointment in August 1681 to a prcbendal
stall in Norwich cathedral. The sympathies of ftideaux
inclined to Low Churchism in religion and to W'higgism in
politics, and during the years which immediately preceded
and succeeded the Revolution of 1C88 he took an active
part in the controversies of the day, publi.shing in quick
succession the following pamphlets — The Validity of the
Orders of the Church of England (1 688), Letter to a Friend
on the Present Convocation (1690), The Case of\!landestine
Marriages stated (1691). Prideaux was promoted to the
archdeacon rjPof Suffolk at tho close of 1688 and to tho
deanery of Norwich in Juno 1702, and it was the wish of
some of tho members of tho cpiscojial bench that he should
have been appointed to the bishopric of Norwich, but
their desires were not gratified. In 1694 ho was obliged,
through ill-health, to resign the rectory of Saham, and
after having held the vicarage of Trowse for fourteen years
7U
P R I — P R I
(16?6-1710) he found himself incapacitated, by repeated
attacks of stone, from further parochial duty. He died
at Norwich on 1st November 1724, and was buried in the
cathedral on 4th November. His wife, Bridget, only
daughter and sole heir of Anthony Bokenham of Hehning-
Iiam, Suffolk, died' at Norwich in November 1700; they
were married on 16th February 1686.
Many of the dean's writings were of great value, and their popu-
larity continued unimpaired down to the present century. His
fji/e of Mahomet, originally published in 1697, had passed through
eight editions by 1723, and his Directions to Churchwardens, first
issued in 1701, reached a twelfth edition in 1871. But the favour
■with which these volumes were received, great as it was, contrasts
but badly with the extraordinary success of his account of The Old
and New Testament connected in the History of the Jews, a work of
great research and learning. This has been many times reissued
since the appearance of the first part in 1716, and has been trans-
lated into the French, German, and Italian languages. Le Clerc
subjected it to a critical examination. A series of remarks upon it
as contained in AValter Moyle's works, and continuations were com-
piled by Samuel Shuckford and Michael Russell. Prideaux published
several small tracts, and many volumes of manuscript collections
are in the possession of his descendant at Place. These,' with par-
ticulars of the dean's letters in print and in manuscript and with
bibliographical details of bis numerous publications, are described
in the Bibliotheca Corniibicnsis, ii. 527-533 and iii. 1319. A volume'
of his letters to John Ellis, some time under-secretary of state, was
edited by Mr E. M. Thompson for the Camden Society in 1876, and
contained a vivid picture of Oxford life after the Restoration ; but
it will always be regretted that some passages in his correspond-
ence should betray feelings unworthy of the writer. An anonymous
life of Dean Prideaux appeared in 1748, but it was mainly compiled
from a larger memoir by his son.
PRIESSNITZ, ViNCENZ. See Hydeopatht, vol. xii.
p. 542 sq.
PRIEST (Ger. Priester, Fr. pretre) is a contracted form
of "presb5^er" (n-peo-^uTcpos, "elder"; see Peesbytee), a
name of oflSce in the early Christian church, already men-
tioned in the New Testament. But in the English Bible
the presbyters of the New Testament are called " elders,"
sot "priests"; the latter name is reserved for ministers of
pre-Christian religions, the Semitic D''3n3 {kohanlm,' sing.
jcohen) and D'''}03 (kemarlm), or the Greek lepcts. The
reason of this will appear tnore clearly in the sequel ; it is
enough to observe at present that, before our English word
was formed, the original idea of a presbyter had been over-
laid with others derived from pre-Christian priesthoods,
80 that it is from these and not from the etymological
force of the word that we must start in considering
Mstorically what a priest is. / The theologians of the
Greek and Latin Churches expressly found the conception
of a Christian priesthood on the hierarchy of the Jewish
temple, while the names by which the sacerdotal character
is expressed — lepev?, sacerdos — originally designated the
xainisters of sacred things in Greek and Roman heathen-
ism, and then came to be used as translations into Greek
and Latin of the Hebrew kohen. Kohen, Upcvi, sacerdos,
are in fact fair translations of one another; they all
denote a minister whose stated business was to perform,
on behalf of the community, certain', public ritual acts,
particularly sacrifices, directed godwart^s. Such ministers
<OT priests existed in all the great religions of ancient
aavilization, and indeed a priesthood in the sense now
defined is gejjeraUy found, in all parts of the world, among
races which have a tribal or national religion of definite
sJjaracter, and not merely an unorganized mass .of super-
stitious ideas, fears, and hopes issuing in pra'ttices of
sorcery. The term " priest " is sometimes taken to include
■"sorcerer," just as religion is often taken to include the
oeUef in mysterious or superhuman powers which can be
constrained by spells, but this is an abuse of language.
^Religion begins when the relation of the divine powers
to man is conceived— on the analogy of the relations of
formed human- society — as having a certain stable personal
character on which the worshippers can calculate anr"; act.
The gods of the ancient religions might do arbitrary acts,
but their conduct towards man was not habitually arbi-
trary, la so far as they could be reckoned on, they had a
religion ; in so far as they were still arbitrary, w them-
selves subject to the influence of unknown forces, room was
left for the persistence of sorcery and similar superstitions,
which history proves to have always renewed their strength
in times when religious faith failed, when men ceased to
be fully persuaded that the favour and help of the gods
were Aire if certain known conditions were fulfilled. In
the best times of the antique religions no such doubts
were felt ; the real interest of the gods in their worshippers
was certain, for all good things came from their hands,
and the actions on the part of individuals or of the stat« by
which their favour was maintained, lost, or regained were
matter of undisputed tradition. The main points of this
tradition were known to every one concerned, and difficult
cases were resolved by experts — such as the Greek i^ijyrjrai
— or referred, through some form of oracle, to the gods
themselves. The relations of the gods to men, as thus
traditionally defined, were not so much to individuals as
to families, tribes, or states, and it was the business of the
community to see that they were maintained on a sound
footing. This was partly done by watching over the
conduct of individuals, for every one had certain religious
duties ; and conversely, certain acts of a private as well as
of a public character were hateful to the gods, and, unless
expiated, might bring calamity«to the whole community.
But it was also necessary to honour the gods by direct acts
of homage, by images and temples, by feasts and sacrifices.
To attend to these things was an essential part of the
right government of the state, the right ordering of tribal
and family life, and they could not be wholly left to the
spontaneity of individuals, but necessarily fell to be per-
formed on behalf of the community by its natural head or
by specially appointed officials^ In either case the service
done to the gods on behalf of many may properly be called
"priestly service," though in the former case the priesthood,
being only one of the many functions of domestic or civil
authority, was not necessarily recognized by a special name.
Both kinds of priesthood are found in the old civiUzatioa
of southern Europe: thus Homer knows special priests
who preside over ritual acts in the temples to which they
are attached ; but his kings also do sacrifice on behalf of
their people. The king, in fact, both in Greece and in
Rome, was the acting head of the state religion, and when
the regal power came to an end his sacred functions were
not transferred to the ordinary priests, but either they
were distributed among high officers of state, as archons
and prytanes, or the title of " king " was still preserved as
that of a religious functionary, as in the case of the r'x
sacrorum at Rome and the archon hasileus at Athens. In
the domestic circle the union of priesthood and natural
headship was never disturbed ; the Roman paterfamilias
sacrificed for the whole family. On the other hand, gejUe*
and phratrix, which had no natural head, had special
priests chosen from their members ; for every circle of
ancient society, from the family up to the state, was a
religious as well as a civil unity, and had its own gods
and sacred rites. The lines of religious and civil so-
ciety were identical, and so long as they remained sq no
antagonism could arise between • the spiritual and the
temporal power. In point of fact, in Greece and Rome
the priest never attained to any considerable independent
importance ; we cannot speak of priestly power and hardly
even of a distinct priestly class. In Greece the priest^
so far as he is an independent functionary and not one of
the magistrates, is simply the elected or hereditary minister
of a temple charged with " those things which are ordained
PRIEST
725
tc be done towards the gods " (see Aristotle, Pol., vi. 8),
>nd remunerated from the revenues of the temple, or by
the gilts of worshippers and sacrificial dues. The position
■was often lucrative and always honourable, and the priests
.were under the special protection of the gods they served.
But their purely ritual functions gave them no means of
establishing a considerable influence on the minds of men,
j»nd the technical knowledge which they possessed as to
the way in which the gods could be acceptably approached
was neither so intricate nor so mysterious as to give the
class a special importance. The funds of the temples
were not in their control, but were treated as public
moneys. Above all, where, as at Athens, the decision of
questions of sacred law fell not to the priests but to the
college of (^-qyrjTai, one great source of priestly power was
wholly lacking. There remains, indeed, <?ne other sacred
function of great importance in the ancient world in which
the Greek priests had a share. As man approached the
gods in sacrifice and prayers, so too the gods declared
themselves to men by divers signs and tokens, which it
was possible to read by the art of Divikation (q.v.). In
many nations divination amd priesthood have always gone
kand in hand ; at Rome, for example, the augurs and the
XVviri sacrorum, who interpreted the Sibylline books, were
priestly colleges. In Greece, on the other hand, divina-
tion was not generally a priestly function, but it did belong
to the priests of the Oracles (see Oracle). The great
oracles, however, were of Panhellenic celebrity and did
not serve each a particular state, and so in this direction
ftlso the risk of an independent priestly power within the
state was avoided. ^
In Rome, again, where the functions of the priesthood
were politically much more weighty, where the techni-
calities of religion were more complicated, where priests
interpreted the will of the gods, and where the pontiffs had
a most important jurisdiction in sacred things, the state
was much too strong to suffer these powers to escape from
its own immediate control : the old monarchy of the king
in sacred things descended to the inheritors of his temporal
power ; the highest civil and religious functions met in the
same persons (comp. Cic, De Dom., i. 1) ; and every priest
was subject to the state exactly as the magistrates were,
referring all weighty matters to state decision and then
executing what the one supremo power decreed. And it
is instructive to observe that when the plebeiitns extorted
their full share of political power they also demanded and
obtained admission to every priestly college of political
importance, to those, namely, of the pontiffs, the augurs,
and the X Vviri sacrorum. The Romans, it need hardly
ba said, did not have hereditary priests."
The same close connexion between state and religion
meets us, under the forms of Oriental despotism, in the
great civilizations of Egypt and Babylonia. Here all civil
and religious power has its source in the king, and he is
therefore himself the centre and head of the priesthood.
Nowhere is religion more thoroughly a part of statecraft
than in ancient Egypt ; the official religion of the united
monarchy is plainly an artificial structure built up by
priestly fable and speculation out of the old religions of
the several nomes and dedicated to the service of the
monarchy. The priesthood accordingly has large functions,
including, besides the service of the temples, astrology and
divination, and the development and preservation of a sort
of official theology and ritual theory, by which the conflict-
' For the Greek priests, see, besides Schomann and other works on
Greek sntiqnities, Novrton, Essayi on Art and Archmology, p. 136
aq. (from epigrnphic material).
' On the Roman priests, see in general Marqnardt, Rlimiiche S^ats-
venoallunr;, vol. iii., and for the pontiffs in particular PoNTIFKX,
tupra, p. 156.
ing elements of local religion and mythology were recon-
ciled. It has a strict bureaucratic organization, like any
other branch of the administration ; the higher priests are
great officers of state, with civil and even military power ;
under Smendes (XXJst Dynasty) the priests of Amon at
Thebes actually ascended the throne. An absolute mon-
archy, in which the king is revered as himself a divin*
person and in which the ministers of religion are the organs
of a comprehensive and mysterious statecraft, obviously
offers to sacerdotalism a far greater career than was pos-
sible among the free peoples of Greece and Rome ; and
the priests held in their hands the whole wisdom of the
Egyptians, and so kept all parts of culture in such strict
subservience, aUke to the gods and to the monarchy, as to
make the empire of the NUe the ideal type of absolutism
based on divine right. In this respect, however, th«f
Babylonian system, of which we have less ample details^
probably fell little short of the Egyptian. Here also we
find, as in Egypt, a state religion built on a priestly fusion
of older cults, and therefore also a mythological theology
which is not folk-lore but priest-lore. The older elements
of religion are worked into a theoretic system of astral
powers, and this in turn gives rise to a priestly study of
astrology containing elements of real science. This com-
plicated and many-sided lore gave to the priesthoods of
Chaldaea and the Nile the character of a learned class,
which is quite wanting in Greece and Rome, and it also
produced a sacred and sacerdotal literature quite different
in range and importance from such Western analogues as
the Sibylline books or the libri augurales.
Against the genuine inteUectual achievements of the
Chaldasan and Egyptian priests must be set the incorpora-
tion of magic and sorcery in the circle of priestly sciences.
The ordinary functions of religion are directed to conciliate
or persuade the gods, but magic pretends to constrain the
supernatural powers, and belongs, as we have seen; to super-
stition rather than to religion. But in Egypt and Baby-
lonia the state religion was an artificial mosaic of old
beliefs, in which the crassest superstitions had their place,,
and thus magical arts received a state recognition and
were part of the business of the state priests in a way-
unknown in the West. Occult arts, in fact, are part of
the machinery of government. Now when we go still
farther cast to the Aryans of India we again find the idea
prominent that certain formulas have the power of con-
straining the gods, but in a form somewhat different from
that of mere sorcery, and less primitive. AH ancient
peoples sought victory from the gods, and they sought it
by sacrifice and prayer ; but nowhere is the power of
sacrifice more strongly felt than among the ancient Aryans;
it was Agni, the sacrificial flame, as ancient legend has it,
tliat led the conquerors of India from victory to victory.
But there were also bloody struggles among the Aryans
themselves, between men who invoked the same deity,
and here the issue was not whether Indra was stronger
than the gods of the non-Aryans, but which of the rival
sacrifices he would accept. Now the priests accompanied
sacrifice with songs of invocation, and so it became essential
to have the most powerful song, which the god could not
resist. The knowledge of these songs and of all thai
accompanied their use was handed down in priestly families,
whoso aid became indispensable to every sovereign, and at
last out of these families there grew up the great and
privileged caste of lirahmans. For further details as tc
the development of the priestly caste and wisdom in India
the reader must refer to Brmimanism ; hero it is enough tc
observe that among a religious people a priesthood which
forms a close and still more an hereditary corporation,
and the assistance of which is indispensable in all religiou:
acts, mvist rise to practical supremacy in society except
26
PRIEST
bnder the strongest form of despotism, where the sovereign
is liead of the church as well as of the stati.
Among the Zoroastrian Iranians, as among the Indian
Aryans, the aid of a priest to recite the sacrificial liturgy
Was necessary at every offering (Herod., i. 132), and the
Iranian priests (athravans, later Magi) claimed, like the
Brahmans, to be the highest order of society ; but a variety
of conditions were lacking to give them the full place of
their Indian brethren. Zoroastrianism is not a nature
religion, but the result of a reform which never, under the
old empire, thoroughly penetrated the masses ; and the
priesthood, as it was not based on family tradition, did
not form a strict hereditary caste. Under the SisAnians,
however, 2k)roastrianism was a state religion in the strictest
sense, and the priests attained very great power, their
assistance being absolutely necessary not only in the public
ritual of the fire-temple but for the constant guidance of
every individual in the minute details of ceremonial
observance, which make up the chief body of the religious
system of the sacred books, and every breach of which
involved penance. It is thus easily understood that the
clergy formed a compact hierarchy not inferior in influence
to the clergy of the Christian Middle Ages, had great
power in the state, and were often irksome even to the
great king. But the best established hierarchy is not so
powerful as a caste, and the monarchs had one strong hold
on the clergy by retaining the patronage of great ecclesi-
astical places, and another in the fact that the Semitic
provinces on the Tigris, where the capital lay, were mainly
inhabited by men of other faith.'
In this rapid glance at some of the chief priesthoods of
antiquity we have hitherto passed over the pure Semites,
whose priesthoods call for closer examination because of
the profound influence which one of them — that of the
Jews — has exercised on Christianity, and so on the whole
history of the modern world. But before we proceed to
this it may be well to note one or two things that come
out by comparison of the systems already before us.
Priestly acts — that is, acts done by one and accepted by
the gods on behalf of many — are common to all antique
religions, and cannot be lacking where the primary subject
of religion is not the individual but the natural community.
But the origin of a separate priestly class, distinct from
the natural heads of the community, cannot be explained
by any such broad general principle ; in some cases, as
in Greece, it is little piore than a matter of convenience
that part of the religious duties of the state should be con-
fided to special ministers charged with the care of particu-
lar temples, while in others the intervention of a special
priesthood is indispensable to the validity of every religious
act, so that the priest ultimately becomes a mediator and
the vehicle of all divine grace. This position, we see, can
be reached by various paths : the priest may become in-
dispensable through the growth of ritual observances and
precautions too .complicated for a layman to master, or he
may lay claim to special nearness to the gods on the
ground, it may be, of his race, or it may be of habitual
practices of purity and asceticism which cannot be com-
bined with the duties of ordinary life, as, for example,
celibacy was required of priestesses of Vesta at Kome.
But the highest developments of priestly influence are
hardly separable from something of magical superstition ;
the opiis operatum of the priest has the power of a sorcerer's
spell. The strength of the priesthood in Chaldaea and in
Egypt stands plainly in the closest connexion with the
survival of a magical element in the state religion, and
Rome, in like manner, is more priestly than Greece because
it is more superstitious. In most cases, however, where
an ancient civilization shows us a' strong |»riestly system
• Compare especially Noldeke's Tabari, p. 450 sq.
we are unable to make out in any detail the steps by
which that system was elaborated ; the clearest case per-
haps is the priesthood of the Jews, which is not less
interesting from its origin and growth than from the influ-
ence exerted by the system long after the priests were
dispersed and their sanctuary laid in ruins.
Among the nomadic Semites, to whom the Hebrews be-
longed before they settled in Canaan, there has never been
any developed priesthood. The acts of religion partake of
the general simplicity of desert life ; apart from the private
worship of household gods and the oblations and salutations
offered at the graves of departed kinsmen, the ritual
observances of the ancient Arabs were visits to the tribal
sanctuary to salute the god with a gift of milk first-fruits
or the like, the sacrifice of firstlings and vows (see Nazas-
iTE and Passover), and an occasional pilgrimage to dis-
charge a vow at the annual feast and fair of one of the
more distant holy places (see Mecca). These acts required
no priestly aid ; each man slew his own victim and divided
the sacrifice in his own circle ; the share of the god was
the blood which was smeared upon or poured out beside
a stone {nosh, ghahghah) set up as an altar or perhaps as a
symbol of the deity. It does not appear that any portion
of the sacrifice was burned on the altar, or that any part
of the victim was the due of the sanctuary. We find
therefore no trace of a sacrificial priesthood, but each
temple had one or more doorkeepers (sddin, hdjih), whose
office was usually hereditary in a certain family and who
had the charge of the temple and its treasures. The
sacrifices and ofi'erings were acknowledgments of divine
bounty and means used to insure its continuance ; the
Arab was the " slave " of his god and paid him tribute, as
slaves used to do to their masters, or subjects to their
lords ; and the free Bedouin, trained in the solitude of the
desert to habits of absolute self-reliance, knew no master
except his god, and acknowledged no other will before
which his own should bend. Hence the other side of Arab
religion was to look for divine direction in every grave or
difiicult concern of life ; what could not be settled in the
free council of the tribesmen, or by the unenforced award
of an umpire, was referred to the command of the god,
and the oracle was the only authority by which dissen-
sions could be healed, lawsuits determined, and judgment
authoritatively spoken. The voice of the god might be
uttered in, omens which the skilled could read, or con-
veyed in the inspired rhymes of soothsayers, but frequently
it was sought in the oracle of the sanctuary, where the
sacred lot was administered for a fee by the sddin. The
sanctuary thus became a seat of judgment, and here too
compacts were sealed by oaths and sacrificial ceremonies.
These institutions, though known to us only from sources
belonging to an age when the old faith was falling to
pieces, are certainly very ancient. Their whole stamp is
primitive, and they correspond in the closest way with
what we know of the earliest religion of the Israelites,
the only other Semitic people whose history can be
traced back to a time when the}' had not fully emerged
from nomad life. And, in fact, the fundamental type of
the Arabic sanctuary can be traced through all the Semitic
lands, and so appears to be older than the Semitic disper-
sion ; even the technical terms are mainly the same, so
that we may justly assume that the more developed ritual
and priesthoods of the settled Semites sprang from a state
of things not very remote from what we find among the
heathen Arabs. Now among the Arabs, as we have seen,
ritual service is the afiair of the individual, or of a mass
of individuals gathered in a great feast, but still .doing
worship each for himself and his own private circle ; the
only public aspect of religion is found in connexion with
divination and the oracle to which the aflairs of the com-
Jb' Jrl i J5 tS T
'/2l
tnunity are submitted. ' In Greece and Rome the public
sacrifices were tlie chief function of religion, and in them
the priesthood represented the ancient kings. ' : But in the
desert there is no king and no sovereignty save that of the
divine oracle, and therefore it is from the soothsayers or
nlluisters of the oracle that a public ministry of religion
can most naturally spring. With the beginning of a settled
state the sanctuaries must rise in importance and all the
functions of revelation will gather round them. A sacri-
ficial priesthood will arise as the worship becomes more
complex (especially as sacrifice in antiquity -is a common
preliminary to the consultation of an oracle), but the
public ritual will still remain closely associated with oracle
or divination, and the priest will stih be, above all things,
a revealer. That this was what actually happened may be
inferred from the fact that the Canaanite and Phoenician
name for a priest (kohen) is identical with the Arabic
iahin, a "soothsayer." Soothsaying was no modern im-
portation in Arabia; its characteristic form — a monotonous
croon of short rhjiuing clauses — is the same as was prac-
tised by the Hebrew " wizards who peeped and niuttered "
in the days of Isaiah, and that this form was native in
Arabia is clear from its having a technical name {saf),
which in Hebrew survives only in derivative words with
modified sense.'- The kdhin, therefore, is not a degraded
priest but such a soothsayer as is found in most primitive
societies, and the Canaanite priests grew out of these early
revealers. In point of fact some form of revelation or
oracle appears to have existed in every great shrine of
Canaan and Syria,^ and the importance of this element in
the cultus may be measured from the fact that at Hierapolis
it was the charge of the chief priest, just as in the Leviti-
cal legislation. But the use of "kahin" for "priest" in the
Canaanite area points to more than this : it is connected
with the orgiastic character of Canaanite religion. The
soothsayer differs from the priest of an oracle by giving
his revelation under excitement and often in a frenzy
allied to madness. In natural soothsaying this frenzy is
the necessary physical accompaniment of an afflatus which,
though it seems supernatural to a rude people, is really
akin to poetic inspiration. But it is soon learned that a
similar physical state can be produced artificially, and at
the Canaanite sanctuaries this was done on a large scale.
We see from 1 Kings xviii., 2 Kings x., that the great
Baal temples had two classes of ministers, kOhdn'im and
nSillm, " priests " and " prophets," and as the former
bear a name which primarily denotes a soothsayer, so the
latter are also a kind of priests who do sacrificial service
with a wild ritual of their own. How deeply the orgiastic
character was stamped on the priesthoods of north Semitic
nature-worship is clear from Greek and Roman accounts,
such as that of Appuleius {Metam., bk. viii.). Sensuality
and religious excitement of the wildest kind went hand in
hand, and a whole army of degraded ministers of a religion
of the ])assrons was gathered round every famous shrine.
The Hebrews, who made the language of Canaan their
own, took also the Canaanite name for a priest. But the
earliest forms of Hebrew priestliood are not Canaanite in
character ; the priest, as he appears in the older records
of the time of tlie .Judges, Eli at Shiloh, Jonathan in the
private temple of Micah and at Dan, is much liker the
ladin than the kdhin.^ The whole structure of Hebrew
' Meslnigg.V, ^ Kings ix. H, Jer. ixii. 26, — a term of contempt
iipp!i(jd to iiriiplict.'!.
' For examples, SCO Palmyra nnd Philistinis ; scefiirtlier, Lncian,
/)« PeaS'/rin, 36, for Ilierapnlis ; Zosimus, i. 68, for A|>)inei; Pliny,
//. X., xxxvii.'SS (compircil with Lurinn, nt supra, and Movers, J^hoe-
nizier, i. 655), for the tem]^le of Melkarl at T>re.
' Thi-j appt-ara even In the vonls userl as synnnym'i for "priest,"
rtlK'O, tlDH TTC, whi'h exactly corresponil ti sirlin on'f liijih. That
W» x!'.fm </' !n3 was borrowed from tli« Canaanitea appears certain,
society at the time of the conquest W9s almost prec!3el|
that of a federation of Arab tribes, and the religious oroi
nances are scarcely distinguishable from those of Arabu
save only that the great deliverance of the Exodus and til
period when Moses, sitting in judgment at the sanctuaij
of Kadesh, had for a whole generation impressed tht
sovereignty of Jehovah on all the tribes, had created an
idea of unity between the scattered settlements in Canaan
such as the Arabs before Mohammed never had. Bui
neither in civil nor in religious life was this ideal unity
expressed in fixed institutions; the old individualism of the
Semitic nomad still held its ground. Thus the firstlings,
first-fruits, and vows are still the free gift of the individual
which no human authority exacts, and which every house-
holder presents and consumes with his circle in a sacrificial
feast without priestly aid. As in Arabia, the ordinary sanc-
tuary is still a sacred stone ('"I3!»'0 = nosb) set up under the
open heaven, and here the blood of the victim is poured
out as an offering to God (see especially 1 Sam. xiv. 34, and
compare 2 Sam. xxiii. 16, 17). The priest has no place
in this ritual ; he is not the minister of an altar,* but the
guardian of a temple, such as was already found here and
there in the land for the custody of sacred images and
palladia or other consecrated things (the ark at Shiloh,
1 Sam. iii. 3 ; images in Micah'.'j temple. Judges xvii. 5 ;
Goliath's sword lying behind the " ephod " or plated image
at Nob, 1 Sam. xxi. 9 ; no doubt also money, as in the
Canaanite temple at Shechem, Judges ix. 4). Such trea>
sures required a guardian ; but, above all, wherever there
was a temple there was an oracle, a kind of sacred lot,
just as in Arabia (1 Sam. xiv. 41, Sept.), which could only
be drawn where there was afl "ephod "and a priest (1
Sam. xiv. 18 Sept. and xxiii. 6 sg.). The Hebrews had
already possessed a tent-temple and oracle of this kind in
the wilderness (E.xod. xxxiii. 7 sq.), of which- Moses wa»
the priest and Joshua the cedituus, and ever since that
time the judgment of God through the priest at the
sanctuary had a greater weight than the word of a seer,
and was the ultimate solution of every controversy and
claim (1 Sam. ii. 25; Exod. xxi. 6, xxii. 8, 9, where for
"judge," "judges," read " God "). The temple at Shiloh.
where the ark was preserved, was the lineal descendant o(
the Mosaic sanctuary — for it was not the place but the
palladium and its oracle that were the essential thing —
and its priests claimed kin with Moses himself. In th«
divided state of the nation, indeed, this sanctuary wai
hardly visited from beyond Mount Ephraim ; and every
man or tribe that cared to provide the necessary apparatu*
(ephod, tcraphim, &c.) and hire a priest might have a
temple and oracle of his own at which to consult Jehovah
(Judges xvii., xviii.); but there was hardly another sanc-
for that out of the multiplicity of words for soothsayers and the likt
common to Hebrew and Arabic (either formed from a common root Of
expressing exactly the same idea — ^iVl'i 'anaf ; "13/1, hnbir ; nth,
nxi, hiizi ; DDp, comp. istiksiim) tha two nations should htvt
chosen the same one independently to mean a priest is, in view of the
great ditfercnce in character l)etween old Hebrew and Canaanite ]>rie.st-
hoods, inconceivable. Besides ]7\2 Hebrew has the word ^D^ (pi
D'103), which, however, is hardly applied to priests of the uationa)
religion. This, in fact, is the old Aramaic word for a priiwt (witk
suffixed articlt', kuttirtl). Its origin is obscure, but, as it belongs to a
vnce in which the mass of the people were probably not circumciscil
(Herod., ii. 104, compared with Joseph., Ant., viii. 10, 3, and C. .ip.,
i. 22) while llie priests were (Dio Cnssius, Ixxix. II; JCp. liarttahm,
ix. 6; coni|>. Chwolson, Ssabier, ii. 114), it may bo conjictuiud Uia>
kumra means the circumcised (Ar. kamira, "qlaiis pniis").
* It is not (kar from 1 Sam. ii. 15 whether even at Shiloh th«
priest had anythinj to do with sacrlHce. whether those who burned Ill-
fat were the wor<liipper3 theni'^elvis or some suliordinnto minisleri c»»
the teuiplo. Ccrlninly it was not " thu priest " wha did so, for lie In
this nanative i- always in the singular. Ilophni ami Pliinehas ore nt
called priests, though Ihcy boro the ark, uud so were priests ia U.'
•euss of Josh, iii.
728
PRIEST
tnary of equal dignity. The priest of Siiloh is-a much
greater person than Micah's priest Jonathan ; at the great
feasts he sits enthroned by the doorway, preserving decorum
among the worshippers ; he has certain legal dues, and if
he is disposed to exact more no one ventures to resist (1
* Sam. ii. 12 sq., where the text needs a slight correction).
The priestly position of the family sjurvived the fall of
Shiloh and the captivity of the ark, and it was members of
this house who consulted Jehovah for the early kings until
Solomon deposed Abiathar. Indeed, though priesthood
was not yet tied to one family, so that Micah's son, or
Eleazar of Kirjath-jearim (1 Sam. vii. 1), or David's sons
(2 Sam. viii. 18) could all be priests, a Levite — that is, a
man of Moses' tribe — was already preferred for the office
'>"where than at Shiloh (Judges xvii. 13), and such a
priest naturally handed down his place to his posterity
(Judges xviii. 30).
Ultimately, indeed, as sanctuaries were multiplied and
the priests all over the land came to form one well-marked
class, "Levite" and legitimate priest became equivalent
expressions, as has been explained in detail in the article
Levites. But between the priesthood of EU at Shiloh
or Jonathan aj; Dan and the priesthood of the Levites as
described in Deut. xxxiii. 8 sq. there lies a period of the
inner history of which we know almost nothing. It is
plain that the various priestly colleges regarded themselves
as one order, that they had common traditions of law and
ritual which were traced back to Moses, and common
Interests which had not been vindicated without a struggle
(Deut., ut sup.). The kingship had not deprived them of
their functions as fountains of divine judgment ■ (comp.
Deut. xvii. 8 sq.) ; on the contrary, the decisions of the
sanctuary had grown up into a body of sacred law, which
the priests administered according to a traditional preced-
ent. According to Semitic ideas the declaration of law is
quite a distinct function from the enforcing of it, and the
royal executive came into no collision with the purely
declaratory functions of the priests. The latter, on the
contrary, must have grown in importance with the unifica-
tion and progress of the nation, and in all probability the
consolidation of the priesthood into one class went hand
in hand with a consolidation of legal tradition. And this
work must have been well done, for, though the general
corruption of society at the beginning of the Assyrian
period was nowhere more conspicuous than at the sanctu-
aries and among the priesthood, the invective of HoS. iv.
equally with the eulogium of Deut. xxxiii. proves that the
position which the later priests abused had been won by
ancestors who earned the respect of the nation as worthy
representatives of a divine Torah.
The ritual functions of the priesthood still appear in
Deut. xxxiii. as secondary to that of declaring the sentence
of God, but they were no longer insignificant. With the
prosperity of the nation, and especially through the absorp-
tion of the Canaanites and of their holy places, ritual had
become much more elaborate, and in royal sanctuaries at
least there were regular public offerings "maintained by the
king and presented by the priests (comp. 2 Kings xvi. 15).
Private sacrifices, too, could hardly be oflfered without some
priestly aid now that ritual was more complex ; the pro-
vision of Deut. xviii. as to the priestly dues is certainly
ancient, and shows that besides the tribute of first-fruits and
the like the priests had a fee in kind for each sacrifice, as
we find to have been the case among the Phoenicians accord-
ing to the sacrificial tablet of Marseilles. Their judicial
functioas also brought profit to the priests, fines being
exacted for certain offences and paid to them (2 Kings xii.
16; Hos. iv. 8, Amos ii. 8). The greater priestly offices
were therefore in every respect very important places,
and the priests of the royal sanctuaries were among the
grandees of the realm (2 Sam. viii. 18; 2 Kings i. 11, xii.
2) ; minor offices in the sanctuaries were in the patronage
of the great priests and were often miserable enough,^ the
petty priest depending largely on what " customers " he
could find (2 Kings xii. 7 [8] ; Deut. xviii. 8). That at least
the greater offices were hereditary — as in the case of the
sons of Zadok, who succeeded to the royal priesthood in
Jerusalem after the fall of Abiathar — was almost- a matter
of course as society was then constituted, but there is not
the slightest trace of an hereditary hierarchy officiating by
divine right, such as existed after the exile. The sons of
Zadok, the priests of the royal chapel, were the king's
servants as absolutely as any other great officers of state ;
they owed their place to the fiat of King Solomon, and
the royal will was supreme in all matters of cultus (2 Kings
xii., xvi. 10 sq.); indefed the monarchs of Judah, like those
of other nations, dic^ sacrifice in person when they chose
down to the time of the captivity (1 Kings ix. 25 ; 2 Kings
xvi. 12 sq.; Jer. xix. 21). And as the sons of Zadok had
no divine right as against the kings, so too they had no
claim to be more legitimate than the priests of the local
sanctuaries, who also were reckoned to the tribe which in
the 7th century B.C. was recognized as having been divinely
set apart as Jehovah's ministers in the days of Moses
(Deut. X. 8, xviii. 1 sq.).
The steps which prepared the way for the post-exile
hierarchy, the destruction of the northern sanctuaries and
priesthoods by the Assyrians, the polemic of the spiritual
prophets against the corruptions of popular worship, which
issued in the reformation of Josiah, the suppression of the
provincial shrines of Judah and the transference of their
ministers to Jerusalem, the successful resistance of the sons
of Zadok to the proposal to share the sanctuary on equal
terms with these new-comers, and the theoretical justifica-
tion of the degradation of the latter to the position of
mere servants in the temple supplied by Ezekiel soon after
the captivity, have already been explained in the article
Levites and in Pentateuch (vol. xviii. p. 510), and only
one or two points call for additional remark here.
It is instructive to observe how diflFerently the prophets
of the 8th century speak of the judicial or "teaching"
functions of the priests and of the ritual of the great
sanctuaries. For the latter they have nothing but con-
demnation, but the former they acknowledge as part of the
divine order of the state, while they complain that the
priests have prostituted their office for lucre. In point of
fact the one rested on old Hebrew tradition, the other had
taken shape mainly under Canaanite iijfluence, and in most
of its features was little more than the crassest nature-
worship. In this respect there was no distinction between
the temple of Zion and other shrines, or rather it was just
in the greatest sanctuary with the most stately ritual that
foreign influences had most play, as we see alike in the
original institutions of Solomon and in the innovations of
Ahaz (2 Kings xvi. 10 sq., xxiii. 11 sq.). The Canaanite
influence on the later organization of the temple is clearly
seen in the association of temple prophets with the temple
priests under the control of the chief priest, which is often
referred to by Jeremiah; even the viler ministers of sensual
worship, the male and female prostitutes of the Phoenician
temples, had found a place on Mount Zion and were only
removed by Josiah's reformation.- So, too, the more com^
plex sacrificial ritual which was now in force is manifestly
not independent of the Phoenician ritual as we know it
from the Marseilles tablet. All this necessarily tended to
make the ritual ministry of the priests more important
' See 1 Sam. ii. S6, a passage written after the hereditary dignity of
the sons of Zadok at Jenisalem was well established.
' 2 Kings xxiii. 7; coinp. Deut. xxiii. 18, where "dog3"= the loter
Galli ; comp. Corp, Insc. Sem. , i. 93 ij.
PRIEST
729
than it had been in old times ; but it was in the dark days
of Assyrian tyranny, in the reign of Manasseh, when the
sense of divine ivrath lay heavy on the people, when the
old ways of seeking Jehovah's favour had failed and new
and more powerful meaiiS of atonement were eagerly sought
for (Micah vi. 6sq.; 2 Kings xxi. ; and comp. Moloch), that
sacrificial functions reached their full importance. In the
time of Josiah altar service and not the function of " teach-
ing" has become the essential thing in priesthood (Deut.
X. 8, xviii. .7) ; the latter, indeed, is not forgotten (Jer. ii.
8, xviii. ] 8), but by the time of Ezekiel it also has mainly
to do with ritual, with the distinction between holy and
profane, clean and unclean, with the'statutory observances
at festivals and the like (Ezek. xliv. 23 sq.). What the
priestly Torah was at tie time of the exile can be seen
from the collection of laws in Lev. xvii.-xxvi., which includes
many moral precepts, but regards them equally with ritual
precepts from the point of view of the maintenance of
nelional holiness. The sacrificial ritual of the Priestly
Code (see Pentateuch) is governed by the same principle.
The holiness of Israel centres in the sanctuary, and round
the sanctuary stand the priests, who alone can approach
■he inost holy things ■n-ithout profanation, and who are the
(juaraians of Israel's sanctity, partly by protecting the one
meeting-place of God and man from profane contact, and
partly as the mediators of the continual atoning rites by
which breaches of holiness are expiated.
The bases of priestly power under this system are the
unity of the altar, its inaccessibility to laymen and to the
inferior ministers of the sanctuary, and the specific atoning
function of the blood of priestly sacrifices. All these
things were unknown in old Israel : the altars were many,
they were open to laymen, and, the atoning function of
the priest was judicial, not sacrificial. So fundamental a
change as lies between Hosea and the Priestly Code was
only possible in the general dissolution of the old life of
Israel produced by the Assyrians and by the prophets; and
indeed, as is explained under Pentateuch, the new order
did not take shape as a system till the exile had made a
tabula rasa of all old institutions ; but it was undoubtedly
the legitimate and consistent outcome of the latest develop-
ment of the temple worship at Jerusalem beiore the exile.
It was meant also to give expression to th« demands of
the prophets for spiritual service and national holiness,
but this it did not accomplish so successfully ; the ideas
of the prophets could not bo realized under any ritual
system, but only in a new dispensation (Jer. xxxi. 31 sq.),
ivhen priestly Torah and priestly atonement should be no
longer required. Nevertheless, the concentration of all
litual at a single point, and the practical exclusion of lay-
men from active participation in it — for the old sacrificial
feast' had now shrunk ipto entire insignificance in compari-
son with the stated priestly holocausts and atoning rites'
— lent powerful assistance to the growth of a new and
higher type of personal religion, the religion which found
its social, expression not in material acts of oblation but in
the language of the Psalms. In the best times of the old
kingdom the priests had shared the place of the prophets
as the religious leaders of the nation ; under the second
temple they represented the unprogressive traditional side
of religion, and the leaders of thought were the psalmists
and the scribes, who spoke much more directly to the piety
of the nation.
But, on the other hand, the material influence of ths
priests was greater than it had ever been before ; the
temple was the only visible centre of national life in the
ages of servitude to foreign power, and the priests were
the only great national functionaries, who drew to them-
* Comparo tlie impression >7hich tho ritual producod OD the O'oots,
^Tzx^ii ThtoplirMtus, pp. 8S, 111 sq.
19-26*
selves all the sacred dues as a matter of right and even
appropriated the tithes paid of old to the king. Tc<!
great priests had always belonged to the ruling class, but
the Zadokites were now the only hereditary aristocracy,
and the high priest, who now stands forth above his breth-
ren with a prominence unknown to the times of the first
temple, is the one legitimate head of the theocratic stats,
as well as its sole representative in the highest acts of
religion (comp. Pentateuch, vol. xviii. p. 510). When the
high priest stood at the altar in all his princely state, when
he poured out the libation amidst the blare of trumpets, aikl
the singers lifted up their voice and all the people feh
prostrate in prayer till he descended and raised his hands
in blessing, the slaves of the Greek or the Persian forgot
for a moment their bondage and knew that the day ot
their redemption was near (Ecclus. 1.). The high priest Xt
such a moment seemed to embody all the glory of the
nation, as the kings had done of old, and when the tine
came to strike a successful blow for freedom it was a
priestly house that led the nation to the victory whicli
united in one person the functions of high priest and
prince. From the foundation of the Hasmonean state to
the time of Herod the history of the high-priesthood
merges in the political history of the nation; from Herod
onward the priestly aristocracy of the Sadducees lost its
chief hold over the nation and expired in vain controversy
with the Pharisees. (See Israel.)
The influence of the Hebrew priesthood on the thought
and organization of Christendom was the influence not of
a living institution, for it hardly began till after the fall
of the temple, but of the theory embodied in the later
parts of the Pentateuch. Two points, in this theory were
Laid hold of — the doctrine of priestly mediation and the
system of priestly hierarchy. The first forms the text of
the principal argument in the Epistle to the Hebrews, in
which the author easily demonstrates the inadequacy of
the mediation and atoning rites of the Old Testament, and
builds upon this demonstration the doctrine of the effectual
liigh-priesthood of Christ, who, in His sacrifice of Himself,
truly " led His people to God," not leaving them outside
as He entered the heavenly sanctuary, but taking them
with Him into spiritual nearness to the throne of grace.
This argument leaves no room for a special priesthood in
tho Christian church, and in fact nothing of the kind is
found in tho oldest organization of the new communities
of faith. The idea that presbyters and bishops are priests
and the successors of the Old Testament priesthood first
appears in full force in the writings of Cyprian, and hero
it is not the notion of priestly mediation but that of
priestly power which is insisted on. Church office is a copy
of the old hierarchy. Now among the Jews, as wo have
seen, tho hierarchy proper has for its necessary condition
the destruction of the state and the bondage of Israel to
a foreign prince, so that spiritual power is the only basis
loft for a national aristocracy. Tho same conditions harve
produced similar spiritual aristocracies again and again iq
the East in more modern times, and even in antiquity more
than one Oriental priesthood took a line of development
similar to that which we have traced in Jud;ea. Thus the
hereditary priests of Kozah (Kof<') were tho chief digni-
taries in lduma;a at tho time of tho Jcwi.sh conquest of
tho country (Jos., Ant., xv. 7, 9), and tho high priest of
Hierapolis wore the princely purple and crown like the
high priest of the Jews (De Dea Syria, 42). Tho kingly
insignia of tho high priest of tho sun at Emc.sa are described
by Herodian (v. 3, 3), in connexion with tho history of
Elagabalus, whose elevation to tho Roman jnirplo.was
mainly due to the extraordinary local influence of his sacer-
dotal place. Other examples of priestly princes aro given
by Strabo in speaking of Pessinus (p. 567) and Olbe
730
P R I — P R I
(p. 672) ^ As no such hierarchy existed in the West, it
is plain that if the idea of Christian priesthood was influ-
enced by living institutions as well as by the Old Testar
ment that influence must be sought in the East (comp.
Lightfoot, Philippians, p. 261). The further development
of the notion of Christian priesthood was connected with
the view that the Eucharist is a propitiatory sacrifice which
only a consecrated priest can perform. The history of
this development is still very obscure, especially as regards
its connexion with heathen ideas, but something will fall
to be said on it under the heading of Sackitice. It is
sufficient to remark here that the presentation of the sacri-
fice of the mass came to be viewed as the essential priestly
office, so that the Christian presbyter really was a sacerdos
in the antique sense. Protestants, in rejecting the sacrifice
of the mass, deny also that there is a Christian priesthood
"like the Levitical," and have either dropped the name of
" priest " or use it in a quite emasculated sense.
There is probably no nature religion among races above
mere savagery which has' not had a priesthood ; but an ex-
amination of other examples would scarcely bring out any
important feature that has not been already iUustrated.
Among higher religions orthodox Islam has never had
real priests, doing religious acts on behalf of others, though
it has, like Protestant churches, leaders of public devotion
(imdms) and an important class of privileged religious
teachers ('ulemA). But a distinction of grades of holiness
gained by ascetic life has never been entirely foreign to
the Eastern mind, and in the popular faith of Mohammedan
peoples something very Eke priesthood has crept in by this
channeL For where holiness is associated vnth ascetic
practices the masses can never attain to a perfect life, and
naturally tend to lean on the professors of special sanctity
as the mediators of their religious welfare. The best
example, however, of a full-blown priestly system with
a monastic hierarchy grafted in this way on a religion
originally not priestly is found in Tibetan Buddhism
(see L.oiaism), and similar causes undoubtedly had their
share in the development of sacerdotalism in the Christian
church. The idea of priestly asceticism expressed in the
celibacy of the clergy belongs also to certain types of
heathen and especially Semitic priesthood, to those above
all in which the priestly service is held to have a magical
or theurgic quality. (w. E. s.)
PRIESTLEY, Joseph (1733-1804), was born on 13th
March 1733 at Fieldhead near Birstal, in the West Riding
of Yorkshire. His father, Jonas Priestley, was a woollen-
cloth dresser and apparently of very moderate means. His
mother was the only child of Joseph Swift, a farmer at
Shafton near Wakefield. The paternal grandfather, also
named Joseph, was a churchman whose high moral char-
acter became a sacred tradition in his family. The young
Joseph's parents were. Nonconformists. They had six
children in eight years, and on the birth of the last, in
the hard winter of 1739, the mother died. During those
years Joseph lived a good deal with his maternal grand-
father at Shafton. But he relates that his mother "was
careful to teach him the Assembly's Catechism," and that,
with a view of impressing on his mind "a clear idea of
the distinction of property," she on one occasion made
him carry back a pin. which he had picked up at the house
of an uncle. Three years after the loss of his mother,
his father's sister, Mrs Keighley, a lady in good circum-
stances, having no children of her own, took the boy to
live with her.
At the age of twelve he was sent to a neighbouring
endowed school, where, under the tuition of a clergyman,
Mr Hague, he made rapid progress in classics, while on
holidays, by way of recreation, he learned Hebrew from
' See also MommseD, Hist, of Home, Eng. trans., iv. 150.
Mr Kirkley, a Dissenting minister. On the removal of
the clergyman Mr Kirkley opened a school of his own,
and Priestley became entirely his pupil. From the age
of sixteen to nearly twenty his health was unsatisfactory,
and he attended neither school nor college, but still con-
tinued his studies in private vnth occasional assistance.
It was thought that his constitution would be better
adapted to an active than to a sedentary life, and with a
view to commerce he learned French, Italian, and German
without assistance. But the aunt, Mrs Keighley, had set
her heart on making a minister of him, and young Priestley's
own aspirations took the same form. When, therefore, his
health improved, the offer of a mercantile situation in
Lisbon was surrendered, and Priestley in his twentieth year
(1752) was sent to Daventry, where there existed a Non-
conformist academy, originally founded by Dr Doddridge
at Northampton, and removed after his incapacitation by
illness or on his death in 1751.
There is no mention of any hesitation on the part of
Priestley or his friends as to whether he should enter the
established church or not. But there was certainly nothing
in his theological creed at this period to have prevented
his taking orders. The hindrance, therefore, must have
been his adherence to the Nonconformist tradition on ques-
tions of ecclesiastical polity and ritual. There were, how-
ever, in his early associations some elements which not
only help to explain his after career but throw a curious
light on the fluid condition of Nonconformist denominations
in those days as compared with their sectarian fixedness
now. He was brought up in the principles of Calvinism.
But he tells us his aunt's house "was the resort of all
the Dissenting ministers in the neighbourhood without dis-
tinction ; and those who were most obnoxious on account
of their heresy were almost as welcome to her, if she
thought them honest and good men — which she was not
unwilling to do — as any others." Notwithstanding the
comparative freedom of the conversations to which he
listened, young Priestley at seventeen was strictly orthodox,
and anxiously endeavoured to realize the experiences he
supposed to be necessary to conversion. His chief trouble
was that he could not repent of Adam's transgression, a
difficulty he never surmounted. The pressure of this im-
possibility forced his candid mind to the conclusion that
there must be a mistake somewhere, and he began to
doubt whether he was really so much entangled in Adam's
guilt as he had been taught. Accordingly he was refused
admission into the commimion of the Independent church
which his aunt attended. His adhesion to Calvinism was
now considerably relaxed. But this did not interfere with
his entrance at Daventry. Dr Doddridge had not confined
his educational aims to students for the ministry, and
he not only refused to impose theological tests but he
incurred reproach by resolutely refusing to press his own
orthodox creed on the heterodox pupils occasionally re-
ceived. Priestley's intellectual preparation previous to his
entrance is noteworthy. Besides being a fair classic, he
had improved his Hebrew by giving lessons in that lan-
guage. He had acquired three modern languages. He
had " learned Chaldee and Sj-riac, and just begun to read
Arabic " ; nor was he disproportionately backward in
mathematics. He had also mastered 's Gravesande's Ele-
ments of Natural Philosophi/, and various text-books of the
time in logic and metaphysics. It cannot surprise us that
he "was excused all the studies of the first year and a
great part of those of the second. ' At Daventry he stayed
three years, taking a prominent part in the singularly free
discussions that seem to have formed a considerable part
of the academical exercises. "In this situation," he says,
"I saw reason to embrace what is generally called tha
heterodox side of almost every question." His chief tutor*
PRIESTLEY
731
Were Dr Ashworth of conservative and the Rev. Samuel
Clark of decidedly liberal tendencies. Priestley's specula-
tions at this time were philosophical rather than scientific.
Under the influence of Hartley's Observations on Man and
Collins's Philosophical Enquiry he exchanged his early
Calvinism for a system of " necessarianism," — that is, he
learned to hold that the invariable connexion of cause and
effect is as inviolable in the moral as in the material world.
During these early years he began his enormous industry
as a WTiter, and in particular laid down the lines of his
Institutes of Natural and Revealed Religion.
From Daventry he went in 1755, at twenty-two years
of age, to take chargeof a small congregation at Needham
Market in Suffolk. This church was halting between
Presbyterianism and Independency, being subsidized by
both. Priestley insisted on dropping the Independent con-
nexion. As a consequence he had to content himself with
a salary of £30, and succeeded in living on less. His
studies had not in the least chilled his devotion to the
sacred work, which indeed to the end of his life he counted
his highest honour. He was diligent in preaching and
teaching, but his intellectual freedom, together with a
physical difficulty in speech, prevented his attaining
popularity. To cure the defect in speech he paid twenty
guineas, given by his aunt, to a London specialist or
quack. But this difficulty turned out to be as irremediable
as his intellectual unconformability ; and the only per-
manent advantage derived from his visit to the metropolis
was an introduction to various scholars of the day, such
as Dr Price, also Dr Benson and Dr Kippis, friends of
Lardner. Later on he made the acquaintance of the last
also through some manuscript notes on the doctrine of
atonement, which attracted the great scholar's attention.
In 1758 Priestley removed to Nantwich, obtaining a
more congenial congregation ; and there he established
a school, which increased his income but lessened his
^iterary activity. Always bringing his best intelligence
•o bear on everything he undertook, he varied his element-
ary lessons with instruction in natural philosophy, illus-
trated by experiments, for which he could now afford the
needful instruments. "These," he says, "I taught my'
scholars in the highest class to keep in order, and to
make use of ; and by entertaining their parents and friends
with experiments, in which the scholars were generally
the operators, and sometimes the lecturers too, I con-
siderably extended the reputation of my school." Up
to this time hiS studies had been entirely literary and
theologico-philosophical. It is noteworthy that his efforts
to liberalize education turned his attcntii)n to science. He
was probably one of the very first teachers to appreciate
the importance of physical science to early culture.
In 1761 he was appointed classical tutor in a Noncon-
formist academy, then recently established at Warrington
on the same liberal principles as the institution at Daventry.
In this position ho passed six of his happiest years,
pursuing his scientific studies, especially in chemistry and
electricity, enjoying congenial intercourse with Dr Turner
of Liverpool, also with Wedgwood's partner Mr Bcntley,
Dr Enfield, and various Manchester men whoso sons or
grandsons helped to form the "Manchester school." In
1762 he married the daughter of Mr Isaac Wilkinson, an
ironmaster of Wrexham. At Warrington Priestley rccei'ved
the complimentary degree of LL.D. from Edinburgh,
apparently in recognition of his Chart of Ilistory. On
a visit to London he made the acquaintance of Dr Franklin,
and his researches in electricity j)rocured his election to the
Royal Society in 1766.
In the following year (17G7) Dr Priestley removed to
Leeds to take charge of Mill Hill chapel ; and in the
s-irae year was published his Uistory of Electricity, a work
suggested by Dr Franklin, and contributing greatly to
the author's fame. Now, however, he turned once more
to speculative theology, and surrendered the Arianism he
had hitherto loosely held, adopting instead definite Socinian
views. In addition to preaching and teaching diligently
in his congregation he carried on his chemical researches
with results considered at the time startling. Chemistry
was hardly in its infancy ; it was unborn. " The vast
science," says Mr Huxley, "which now passes under that
name had no existence." Living next door to a brewery
Dr Priestley amused himself with experiments oil the
" fixed air " (carbonic acid) produced there, and succeeded
in forcing it into water. Thus commenced his researches
on "different kinds of air," remarkable rather for the
impulse they gave to controversy and experiment than
for any mature scientific results. He had a keen instinct
for surmise, but no adequate method of research and
verification. On this point Roscoe • and Schorlemmer
observe in their treatise on Chemistry (vol. i. p. 18) that
" Priestley's notion of original research, which seems quite
foreign to our present ideas, may be excused, perhaps
justified by the state of science in his day. He believed
that all discoveries are made by chance, and he compares
the investigation of nature to a hound, vrildly running
after, and here and there chancing on game (or, as James
Watt called it, 'his random haphazarding ')', whilst we
would rather be disposed to compare the man of science
to the sportsman, who having, after persistent effort, laid
out a distinct plan of operations, makes reasonably sure
of his quarry." At this time also ho wrote various political
tracts and papers, always in favour of popular rights, and
in particular hostUe to the attitude of the Government
towards the American colonies.
In 1771 he was nearly appointed to accompany Captain
Cook to the South Seas. But the Government of the day
was shocked at the idea of giving official position to a
Socinian minister, and Priestley was disappointed. Shortly
afterwards he accepted the somewhat anomalous situation
of " literary companion " and librarian to Lord Shelburne.
With this nobleman he travelled in Holland and Germany,
returning by Paris, where he spent a month in 1774. The
position gave him ample leisure for his scientific and
literary pursuits. But . on the completion of his most
noteworthy philosophical treatise, Disquisitions on Matter
and Spirit, the connexion was dissolved. It has been
surmised that the patron feared to share the unpopularity
of his client's views. Those views Priestley himself con-
sidered to be " materialistic." It is a question of words.
Seeing that he denied impenetrability to matter, it is
difficult to say why the substance he left might not as well
bo called spirit as anything else. ■
In 1780 he removed to Birmingham, where ho enjoyed
the friendship of James Watt and his partner Boulton, also
of Dr Darwin, grandfather of the illustrious man in whom
the honours of the name culminated. Here Dr Priestley
again took charge of a congregation, an'd resumed his
theological efforts in a controversy with the bishop of
Waterford, and in a laborious Ilistory of the Corruptions
of Christianity. But bad times were at hand. The French
Revolution excited passionate controversy, and Priestley
was naturally on the side of the revolutionists. In 1791
the anniversary of the capture of the Bastille was observed
in Birmingham by a dinner at which ho was not preseni,
and with which ho had nothing to do. But the mob
wished to testify by some signal deed their abhorrence of
the un-English notions propounded at the dinner, and there-
fore biirned down Priestley's chapel and house. Before
the deed was done they waded knee deep in torn manu-
scrijjts, and amused themselves with futile efforts to make
an electric machine avenge its owner's jmpiety by firing
732
P R I — P R 1
tie papers with a spark. Tlie blow vras a terrible one.
Priestley and his family had escaped violence by timely
flight, but every material possession he' valued was de-
stroyed and the labours of years annihilated. But neither
despair nor bitterness possessed him. He left Birmingham,
and for three years preached in Hackney, then a suburban
•village, and in 1794 he went out to the young States whose
cause he had advocated, to spend the last ten years of his
life in the land of the future. He resided at Northumber-
land in Pennsylvania, eager as ever for controversy and
research. His niaterialism, so-called, never dimmed his
hope of immortality. His religion to the end was char-
acterized by a childlike simplicity of spirit. On his death-
ted he would have his grandchildren to kneel by his side
for their daily prayers, and listened with pleasui'e to the
hymns they lisped. On the 6th of February 1804 he
clearly and audibly dictated a few alterations he wished
to make in some of his publications. " That is right," he
said, " I have now done " ; and within an hour he quietly
expired.
The interest of Dr Priestley's life lies not so much in
any splendid achievements, either literary or scientific, but
rather in the character of the man. His career also affords
a typical illustration of the mutual relation and interaction
of several great factors of human progress at a very critical
period. As a Nonconformist minister, born into a Calvin-
istic circle, educated in an Independent academy, develop-
ing into a Socinian divine, yet maintaining always the most
friendly relations with clerg3Tnen, priests, and orthodox
ministers, he gives us a curious insight into the condition
of English religion just before its sectarian divisions had
hardened into their modern form. As a pioneer in the
investigation of gases and the discoverer of oxygen he
helped — but, it must be admitted, as often by his mistakes
as by his successes — to erect chemistry into a science. As
a professed materialist whose dectrines seemed at the same
time to merge matter in force he, amongst others, prepared
the way for the modern agnosticism, which declines to look
behind phenomena. As a politician he anticipated nine-
teenth-century radicalism. In general, as an exceptionally
single-eyed and fearless searcher after truth he bore the
brunt of persecution by vulgar ignorance, and in his dis-
appointments illustrated how little can be practically
accomplished by isolated enlightenment apart from popular
education.
The works of Dr Priestley, as collected and edited by John Towill
Kntt, fill twenty-five octavo volumes, one of which, however, con-
^ts of memoirs and correspondence. The date of this collected
edition is 1832. It contaius upwards of 130 separate works,
varying in size from brief pamphlets to treatises in four volumes,
and his labours range over almost all possible subjetts of human
knowledge or speculatiou. Mathematics, , chemistry, physiology,
grammar, logic, mental and moral philosophy, history, theology,
interpretation of prophecy, politics, aud sociology, all alike fur-
nished themes for Priestley's untiring pen, and if he did not write
•n any of them with striking originality he treated all with freedom
and intelligence. In 1761 he issued his first published works, a
treatise on the Scripture Doctrine of Remission and The Rudiments
of English Grammar. From that date till 1767 he was content
with publishing something every alternate year. But from 1767
to 1804 he allowed only two years to go by unmarked by one or
more publications, many of them remarkable as monuments of con-
scientious and laborious industry. His first scientific work, The
History and Present StaXc of Electricity, with Original Experiments,
was published in 1767. ' The rapid advance of science has left to
this and similar works of his little more than an antiquarian inter-
est. But the treatise illustrates lys prophetic spirit, inasmuch as it
shows how far he was in advance of his contemporaries in appreci-
ation of the prospects of physical research. In 1774 he issued his
first volume of Experiments and Observations on Different Branches
of Air, ttc. In this volume he announced his discovery of "de-
phlogisticated air," now known as oxygen. The then prevalent
theory of phlogiston, or the combustible principle in matter, betrayed
kim into gre.it confusion, evident enough in the very name he gave
to his new " branch of air." Nevertheless it is said of him in
fioscoe and Scborlcmmer's Chemistry {vol. i. p. 16) that "no one
obtained more important results or threw more light upon tVi»
chemical existence of a number of ditferent gases than Josepn
PrifStley." These Experiments and Observations were continued
through five volumes, of which the last appeared in 1780. Perhaps
the limit of Priestley's power of growth is illustrated by the persist-
ency with which- he clung to phlogiston notwithstanding the dis-
coveries of Black, Lavoisier, and Cavendish. In 1800 he issued a
treatise called The Doctrine of Phlogiston csiablislied, and that of the
Composition of Water refuted. In a letter of that year to the Rev.
T. Lindsay he says, " I have well considered all that my opponents
have advanced, and feel perfectly confident of the ground I stand
upon. In this definitive treatise I insert aU that is contained in
my former publications on the subject, with many new experiments.
Though nearly alone, I am under no apprehension of defeat." Dr
Priestley clearly failed to appreciate the progress of the science he
had done so much to promote. But the attempt made by Lavoisier
to claim for himself a concurrent discovery of oxygen at the sama
time as Priestley's was certainly unjustifiable. This achievement,
together with the first preparation of nitric oxide, nitrous oxide,
hydrochloric acid, and other important gases, constitutes the true
ground of his fame as a scientific pioneer (see Koscoe and Schor-
lemmer. I.e.).
Priestley's chief theological works were the Institutes of Natural
UTid Revealed Religion,- A History of the Corrvjptions of Christianity,
and A General History of the Christian Church to the Fall of the
JVestem Empire. Bishop Horsley's criticisms on the second of
these works produced letters in reply, "with additional evidence
that the primitive church was Unitarian." His principal meta-
physical writings were Disquisitions relating to Matter and Spirit
and various essays and letters on necessarianism. A complete list
of "his works wUi be found in vol. i. part ii: of Kutt's collected
edition. (J. A. P., jr. )
PRIM, Juan, JIaequis de los Castillejos, Count dk
Reuss (1814-1870), Spanish soldier and statesman, was
the son of Lieutenant-Colonel Pablo Prim," and was bom
at Reuss in Catalonia on 12th December 1814. He
entered the free corps known as the volunteers of Isabella
II. in 1834 and greatly distinguished himself throughout
the Carlist War, in the course of which he rose to the rank
of lieutenant-colonel and had two orders of knighthood
conferred upon him. After the pacification of 1839 ha
entered political life, and as a progressist opposed to the
dictatorship of Espartero he was sent into exile. How-
ever, in 1843 he was elected deputy for Tarragona ancf
issued a pronunciamento against Espartero at Reuss ; and
after defeating Espartero at Bruch he entered Madrid in
triumph with Serrano. The regent Maria Christina recog-
nized his services, promoted him to the rank of major-
general, and made him count of Reuss. Prim now looked
forward to peace under a .settled constitutional monarchy,
but Narvaez, the prime minister, failed to understand what
constitutional freedom meant, and Prim, on showing signs
of opposition, was sentenced to six years' imprisonment in
the Philippine Islands. The sentence was not carried out,
and Prim remained an exile in England and Franpe until
the alnnesty of 1847. He then returned to Spain, but
kept aloof from politics, and was first employed as captain-
general of Porto Rico and afterwards as military represent'
ative of Spain with the sultan during the Crimean War.
In 1854 he returned to Spain on being elected to tht;
cortes, and gave his support to O'Donnell, who promoted
him to be lieutenant-general in 1856. In the war with"
Morocco, at the head of his division, he did such good
service at Los Castillejos. or Marabout, Cabo Negro, Guad
al Gelu, and Campamento in 1860 that he was made mar-
quis de los Castillejos and a grandee of Spain. He next
commanded the Spanish expeditionary army in Jle-vico,
when he acted in exact accordance with the treaty of
London and refused to consent to the ambitious schemes
of Napoleon III. On his return to Spain he joined the
opposition, heading pronunciamentos in Catalonia against
Narvaez and O'Donnell. All his attempts failed until the
death of Narvaez in April 1868, after which Queen Isa-
bella fell more and more under the influence of the Jesuits,
and became increasingly tyrannical, until at last even
Serrano was exiled, and more than 10,000 persons, includ
I
P R I — P R I
733
ing every journalist of position, were in prison. In Sep-
tember 18G8 Serrano und Prim returned, and Admiral
Popete, commanding the 3eet, raised the standard of revolt
at Cadiz. For the pub'ic events of the subsequent ten
months the reader is referred to the article Spaik, In
July 1869 Serrano ■was elected regent, and Prim became
president of the council md was made a marshal. On
16th November 1870 Amadeo, duke of Aosta, was elected
king of Spain, but Prim was not destined to receive the
new monarch, for on leaving the chamber of the cortes on
28th December he was shot by unknown assassins and
died two days later. Th& cortes at onco declared that
he had deserved well of hvs native land, and took his
children as wards of the country ; three days afterwards
King Amadeo I. swore in the presence of the corpse to
observe the new Spanish constitution.
Two biographies of Prim down to 1860 were published in that
year by Gimenez y Guited and Gonzalez Llanos ; see also L. Blairet,
Le Qiniral Prim et la situation actuellc de l'£spagne, Paris, 1867,
and GiiiUaumot, Juan Prim et I'Espagru, Paris, 1870.
PRIMATE (primas, i.e., primus), a title more than once
bestowed in the Codex Theodosianui on various civil func-
tionaries, came about the beginning of the 4th century to
be used also, especially in Africa, as a designation of the
"primae sedis episcopus." In the canon law the word
" primate " is regarded as essentiaOy the Western equiva-
lent of J.he Eastern "patriarch." See Aechbishop and
Patriakch.
.PRIMOGENITURE. The term "primogeniture" is
used to signify the preference in inheritance which is given
by law, custom, or usage to the eldest son and his issue,
or in exceptional cases to the line of the eldest daughter.
The practice prevailed under the feudal codes throughout
all the Western countries. It is now almost entirely con-
fined to the United Kingdom, having been abolished (ex-
cept in the succession to the crown) by the various civil
codes which have superseded feudalism on the Continent,
and having been universally rejected in the United States
of America as being contrary to the spirit of their institu-
tions. The system has of late years been persistently
attacked in Great Britain, chiefly on the ground of hard-
ship in cases of intestacy where the property is small ; but
the rule was found to operate so successfully in former
limes towards keeping large properties together that it
seems likely to be still maintained by law ; and even if
abolished as a rule of law it would most probably be main-
tained in full vigour as a' habit or rule of practice.
In dealing with the whole subject it will be convenient
to state in the first place the nature of the rules of primo-
geniture as they now exist in England, with some notice
of the exceptional usages which illustrate the meaning
and origin of the system, and in the second place to give
an account of those archaic customs in which wo may find
the actual origin of primogeniture before it was altered
and extended by the policy of the feudal sovereigns, and
by traditional usages which governed their succession to
the throne. The English law provides that in ordinary
cases of inheritance to land the rule of primogeniture shall
prevail among the male children of the person from whom
descent is to be traced, but not among the females ; and
this principle is applied throughout all the degrees of
relationship. There are exceptions to this rule in the
gavelkind lands of Kent, where all the males take equally
in each degree, in the burgage teneinents of certain ancient
bort>ughs, where the descent is to the youngest son under
the custom called " borough-English," and in tho copyhold
lands of a great number of manors, where customs analogous
to those of gavelkind and borojgh-English have existed
from time immemorial. In another class of exceptions
the rule of primogeniture is applied to the inheritance of
females, who usually take equal shares in each degree.
The necessity for a sole succession has, for example, intro-
duced succession by primogeniture among females in tho
case of the inheritance of the crown, and a similar necessity
led to the maxim of the feudal law that certain dignities
and offices, castles required for the defence of the realm,
and other inheritances under "the law of the sword "^
should not be divided; but should go to the eldest of the
co-heiresses (Bracton, DeLcgibus, ii. c. 76; Co. Litt., 165a).
In the case of dignities the rule of sole succession is adopted
without reference to the right of primogeniture, the dignity
lying in abeyance until the line of a particular co-heires3
is selected by the sovereign as " the fountain of honour."
Another exceptional usage gives a preference to the line
of the eldest daughter in the inheritance of customary
holdings in the Isle of Man, in various lordships in Cumber-
land, Westmoreland, and Durham, as well as in isolated
manors in Surrey and Sussex, and in other parts of the
southern and midland counties. At Tynemouth in North-
umberland it was the custom that the eldest daughter
surviving her parents should inherit her father's estate
for her life, and in some of the southern manors already
mentioned the rule of primogeniture among females is not
confined to daughters but is extended to the eldest sistei
or aunt, or even to female relations in more remote degreea.
There are many other special customs by which the ordi-
nary rules of descent are varied according to manorial usage,
as that the youngest son shall inherit if the father dies
seised, but otherwise the eldest, or that fee-simple ahall
go to the youngest and entailed land to the eldest, or that
the special .custom shall only affect lands of a certain value
(as is said to be the usage in several manors near London),,
or that male and female issue should share together (as
formerly was the practice at Wareham and Exeter and in
certain other ancient boroughs, as well as in some of the
copyholds belonging to the see of Worcester), or that the
eldest or the youngest should be preferred among the
daughters in the claim to a renewal of a customary estate
for lives, with other analogous variations.
It will be seen that the English law of inheritance
creates a double preference, subject to the ■ exceptions
already mentioned, in favour of the male over the female
and of the firstborn among the males. This necessitates
the rule of representation by which the issue of childreu
are regarded as standing in the places of their parents.
This is called "representative primogeniture." The rule
appears to have been firmly established in England during
the reign of Henry III., though its application was favoured
as early as the 12th century throughout the numerous con-
tests between brothers claiming by proximity of blood and
their nephews claiming by representation, as in the case
of King John and his nephew Prince Arthur (Glanville,
vii. c. 3 ; Bracton, De Legibus, ii. c. 30). We must now
describe some of those ancient usages in which the origio
of primogeniture is to bo sought.
In addition to the rule of eldership as applied to inherit-
ances of land there are traces of a multitude of customs
which applied a similar rule to certain classes of "prin-
cipals " or heirlooms, such as the best bed or piece of fur-
niture, or horse and cart, and the like, which descended
to tho eldest son ; and by a similar rule of the common
law the ancient jewels of the crown are heirlooms which
descend to tho successor according to tho rule of primo-
geniture. In the district of Archcnficld near tho Welsht
border tho house and lands were divided between the
sons on their father's death, but certain "principals" passed
to the eldest as heirlooms, such as tho best table and bed,
"all which the men of Archenficld retained as derived to
them from great antiquity, even before the Norman Con
quest " (Quo Warranto Roll, 20 Edw. L. " Irchinfield '.'
734
P RIMOGENITURE
A similar usage existed in some of the lands in Sussex
belonging to Battle Abbey ; and by the custom of the
hundred of Stretford in Herefordshire the eldest son was
entitled to keep the best article of every kind of chattel, as
the best of the chests and cups, or the best table and chair
(Co. Litt., 18b). This right resembles in many respects
the privilege of the youngest co-heir to take the hearth-
place or covert del astre, which formerly prevailed in the
gavelkind lands of Kent according to the Kentish custuinal,
and privileges of the same kind which were customary in
the district round Amiens and in many parts of Flanders
under the tenures called " mainet6," " qu6vaise," and
"madelstad" (Bouthors, " Coutdmes Locales du Bailliage
d' Amiens," Cmit. Gen., i. 699, ii. 901). ■ This exceptional
law does not seem to, have prevailed in Scotland or L-e-
land ; but in the Shetland Islands it appears- to have been
the custom, as also in several of the Continental instances,
that the youngest child of either sex should have the house
when the property came to division. Similar benefits were
reserved to the youngest son by the Welsh laws, which
provided that when brothers, divided a patrimony contain-
ing a habitation " the youngest should have the principal
messuage and all the buildings and eight acres of land,
and the hatchet, the boiler, and the ploughshare," and a
preference of the same kind prevailed in some parts of
Devon and Cornwall and in very extensive lordships in
Brittany. Traces of the same or analogous usages may
be found in many parts of Germany, Switzerland, Kussia,
Hungary, and other countries.^
The custom of giving a preferential birthright to the
eldest son or child did not prevail so extensively in ancient
times, though it was known in some parts of Germany as
well as in France, where it is called " le pr^ciput." The
eldest son or eldest child got the house and a piece of fur-
niture and a plot of land "as far as a chicken could fly,"
as being traditionally exempt from the general partition.
In the Ordinances of St Louis we find a rule that a gen-
tleman having daughters only should divide the rest of
his property equally among them, " mais I'ainde outre sa
portion aura la maison paternelle et le vol du chapon."
Instances of this kind are found among the rural custonis
of England and Normandy, which serve to indicate the
source of one part at least of the English system of primo-
geniture. The rights of the eldest, however, have been
coUected from many quarters. Sir Henry Maine has traced
the modern form of this system to the growth of the power
of the chieftain and its development in feudal times. The
mediaeval jurists are responsible for many exaggerations
of the principle of sole succession to rights of dominion.
But it is at any rate important to observe that there were
Teutonic customs giving a benefit of eldership before the
feudal system was invented, which appear to have much
less connexion with the power of the patriarch or chieftain
than with the sentiment that gave the father's house to
the eldest son under the Athenian law or secured to him
a larger set of rights under the Laws of.Manu (Demosth.,
Pro Phorm., 34; Coulanges, Cite Antique, c. 6). It should
also be remembered that at least one tribe of Germans
was accustomed in the days of Tacitus to allow the father's
war-horse to descend as an heirloom or "principal" to
the eldest son {Germ., cc. 18, 20, 32), and that the strict
rule of primogeniture appears to have existed in Scandi-
navia from the most ancient times. To the English in-
stances already mentioned may be added a passage from
Bede's life of St Benedict which shows that some sub-
stantial birthright was reserved in his time for the eldest
son, when a patrimony had to be divided according to the
• * Reports on Tenure of Land, 1869 ; Grimm, Deutsche Alterthiim.,
475 ; Wenckebach, Jus Theelaciieum Redivivum, 1759 ; Kbvy, Summ.
fvnt Mungaricit 351 ; Uesokbvesel, Les Bachkirs, &c., iii. 81.
Northumbrian laws, "Qtfomodo terreni parentes, quem
primum fuderint, eum principium liberorum suorum cog-
noscere et cseteris prseferendum ducere solent" (Bede,
Vif. Bened., s. 11). This may refer to some system of
double portions, like the Jewish rule as to " birthright "
(Deut. xxi. 15, 16), or it may denote a preference in parti-
tion which secured the dwelling-house or principal chattels
to " the first-fruits of the family." A passage from Glan-
ville, which is applicable to England and Scotland in the
12th century, shows that in the case of a rustic holding
the custom of the district determined whether it should be
divided among all the sons or reserved for' the eldest or
youngest. " If he were a free sokeman, the inheritance in
that case will be divided among all the sons according to
their number in equal shares, if the holding was partible
by cncient custom, the chief messuage being, however,
reserved for the first-born son in honour of his seniority,
but on the terms of his making compensation to his brothers
from the rest of his property. But if it was not anciently
partible, then by the custom of some places the first-bom
son will take the whole inheritance, but by other customs
the youngest son is the heir " (Glanville, vii. c. 3). In
the time of Bracton, a century later, the presumption that
primogeniture was an exceptional rule had been reversed,
and special proof was required in freehold lands of a custom
to exclude the eldest. He still speaks, however, of customs
in favour of the eldest or youngest son in the case of the
" villein-socage " holdings, which afterwards developed into
copyholds. " When a free sokeman dies leaving several
heirs to share, if the inheritance is partible from ancient
times, they shall all have their equal shares ; and if there
is only one messuage that shall remain entire for the eldest,
but so that the others shall have up to its value out of the
common stock. But if the inheritance has not been divided
from ancient times then it shall remain to the eldest. But
if it be villein-socage then the custom of the place is to be
observed, for it is the usage in some parts for the youngest
to be preferred to the eldest, or the contrary " {De Leg., iL c.
76). The ancient rule of inheritance among socage tenants
in Scotland was the same as that described .by Glanville.
These customs of "rural primogeniture" can be traced,
as we have seen, in some parts of the Continent, but their
existence is rarely to be distinguished where the influence
of the Koman law prevailed in the barbarian kingdoms, as
in Italy, Spain, and Provence. In Normandy and Picardy,
however, these usages long remained in' an exceptionally
vigorous form, — a fact which may be due to the Scandi-
navian origin of the Normans, or perhaps, as Eichebourg
suggested in his note on the CoutUme de Caux, the custom
may have lasted down as a tradition from Gaulish tijnes.
The laws, of the Channel Islands still preserve a special
benefit for the eldest son ; but the CoutHmier General
afibrds several examples of a more ample birthright which
can hardly be attributed to any feudal influence. By the
.custom of Normandy " the eldest son in right" of his elder-
ship might take and choose as a preciput such fief or terrt •
noble as he pleased ; and if there were but one manoir
roturier on the land the eldest before the division might
declare that he retained it with court and garden, making
recompense to his younger brothers" {CovtAme de Nor-
mandie, 337, 356). "L'aisn6 faisant partage . . . peut
retenir par pr^cipu le lieu chevels . .■ . anciennement
appel6 h^bergement, soit en ville ou en champs, de quelque
estendue qu'il soit " ("Usage de Bayeux," Cov,t. Gen'., iv.
77, 78, 94). The usage of the district of Caux, on the
frontier of Picardy, was even more favourable to the eldest
son : " Demeurant le manoir et pourpris en son integrity
au profit de I'aisnd sans qu'il en puisse itre dispose & son
prejudice, ny qu'il soit tenu en faire recompense ausdits
puisnds" ("Succ, Bailliage de Caux," ibid., 74),
PRIMOGENITURE
735
Tliis last instance appears to give us a clue to the origin
of the strict English primogeniture as applied to the rustic
holdings, sometimes called fitfs de roturier or "plough-
man's fee," which in most parts of the Continent, as in
almost every district in England before the Norman Con-
quest, descended to all the sons in equal shares, with some
customary privilege or birthright in favour of the eldest or
youngest son. The strict rule of the custom of Caux was
deliberately applied by the Norman kings of England not
only to military fiefs but also (wherever it was possible)
to agricultural tenancies. This was effected partly by
reversing the presumption of partibility, as shown by the
passage from Bracton cited above, and partly by direct
enactments of the king or of his greater tenants, who
assumed or received the prerogative of abolishing incon-
venient modes of inheritance. The urban customs of the
"French" portions of Hereford and Nottingham appear
to have been altered in this way. (See Municipality.)
Simon de Montfort, by his charter in 1255, granted to the
burgesses of Leicester that the eldest son should be his
father's heir instead of the youngest ; and an analogous
>right was exercised under the name of "disgavelling" by
the archbishop of Canterbury in Kent. About the reign
of Edward II. the idea first began to prevail that such
alterations of descent could not be carried out without the
consent of parliament, and it was eventually held that
even the king had no such prerogative (Robinson, Gavel-
kind, i. c. 5). The earlier view is very clearly stated in a
charter by which Edward I. disgavelled certain lands of
John de Cobham (Charter Rolls, 4 Edw. I., No. 17).
The most important clauses of this document were in
eflfect as follows : —
" It pertains to our prerogative to abolish such la%>'s and customs
23 diminish instead of increasing the strength of the kingdom, or
at least to change them by our special favour in the case of our
deserving and faitliful followers ; and since it has often happened
by the Kcntisli custom that lands, which when undivided in certain
hands aie quite sufiicient for the service of the state and the
maintenance of many, are afterwards divided and broken up among
co-heirs into so many parts and particles that no one portion
suffices even for its owner's maintenance, we therefore grant to J.
de Cobham that all the gavelkind lands and tenements which ho
now holds in fee simple shall descend to his eldest son or other
heir at common law in the same way as his estates held by serjeanty
or knight-service.''
A similar change of tenure was effected by Acts of
parliament for many estates in Kent in 11 Hen. VII., 15
Hen. VIII., 31 Hen. Vlfl., 2 and 3 Edw. VI., 1 Eliz., 8
Eliz., and 21 James I., and primogeniture was introduced
in the same way into the soke of Oswaldbeck in Notting-
hamshire in 32 Hen. VIII. and into the city of Exeter
by the Act of 23 Eliz. c. 12. The customary descent of
copyhold lands (where primogeniture had not been estab-
lished in ancient times by the ordinances of the lords or
by an application of the current presumption) has been
dianged in a great number of cases by other private Acts
of parliament or has been destroyed by enfranchisement.
The Welsh custom of partition was altered in some respects,
especially by forbidding the inheritance of bastards, by
the Statitc of Wales passed in the 12th year of Edward
I. ; the custom as modified was confirmed when the prin-
cipality was united in 27 Hen. VIII. to the kingdom of
England, but it was soon afterwards enacted by the Act
34 and 35 Hen. VIII. c. 26 that freehold lands in Wales
should thenceforth bo " holden as English tenure to all
intents according to the common laws of this realm of
England, and not bo partible amongst heirs-male after the
custom of gavelkind as heretofore in divers parts of Wales
was used and accustomed." The change in the Irish
customs was carried out in a different way. There is
evidence that before the adoption of tlie Engli.sh law several
systems of customary inheritance were known in Ireland.
Besides the law of tanistry, which will be described after-
wards, there are indications in the Brehon tracts not only
of arrangements in favour of the youngest branch, such as
have been already mentioned, but also of a preference in
some cases for the eldest son, " the cattle and land being
equally divided, but the house and offices going in addition
to his own share to the eldest son" (Hearn. Aryan Moust-
hold, 80, 82; O'Curry, Lectures, ckxix.). Besides these
cases we have the record of that system of " Irish gavel-
kind " which was described by Spenser and Davis, and
which has been shown by Sir H. S. Maine to be closely
connected with very early Aryan institutions still surviving
in practice among the Hindus.
"The lands in that kingdom possessed by the mere Irish were
divided into several territories or countries, and the inhabitants of
every Irish ' country ' were divided into several septs .or lineages,
in every one of which there was a chief called Canjinny or * caput
cognalionis,' and all the inferior tenancies in these territories were
partible among the males in gavelkind ; but the estate which these
inferior tenants had was not an estate of inheritance, but a tempo-
rary or transitory possession, for these lands were not partible among
the neirt heirs of him that died, but among all the males of this
sept or clan in this manner : the Canjinny (who was generally the
oldest man in the sept) made all these partitions according to his
discretion. This Canjinny, after the death of every one who had
a competent portion of land, assembled all the sept and having put
all their possessions into hotchpot made a new partition of the
whole ; in which partition ... he allotted to every one of the sept
according to his age a better or larger part " (Robinson, Gavelkind,
i. c. 2 ; Davis's Reports, 37, "Case of Tanistry ").
This is obviously the description of a joint family similar
to those which have been found in the Scottish Highlands,
in France, in the Slavonic countries, and in India, and, as it
would seem, the various modes and periods of redistributing
such joint possessions are merely matters of detail and
convenience. It would be of greater importance to our
subject to know whether any special property was reserved
for one of the dead man's sons, as in the case of the Frisian
"theel-lands." It was resolved in the great case of
tanistry in the third year of James I. that this Irish
" custom of gavelkind " was void in law as being unreason-
able and as being "a mere personal custom " not binding
the descent of the inheritance, " and therefore all the lands
in these Irish territories were adjudged to be descendible
according to the course of the common law, notwithstanding
the Irish usage." By one of the penal statutes against
Roman Catholics in Ireland (2 Anne c. 6), the usage of
partibility was to some extent revived, it being enacted
that the lands of Roman Catholics should bo divided
among all the sons "as in gavelkind," unless the heir
should be a Protestant; but this harsh law was fortunately
repealed by the Irish Act of 18 Geo. III. c. 49.
The remote origin of all these ancient forms of primo-
geniture may probably be traced to a system of family
religion that prevailed among the tribes from which the
Aryan nations have descended. We arc told in the Lawi
of Manu that the eldest son had his very being for the
purpose of accomplishing the rites of the family religion,
of offering the funeral cake, and of providing the repasts
for the spirits of the dead ancestors. "The right of pro-
nouncing the prayers belongs to him who came into the
world the first. A man must regard his elder brother as
equal to his father. By the eldest at the moment of his
birth the father discharges his debt to his own progenitors;
the eldest son ought therefore before partition to manage
the whole of the \taXi:\mox\y" {Laws of Af ami, ix. 105, 126;
Coulangcs, La Cite Antique, c. 6, "I.a Droit d'Alnesse").
This view seems to account for the widespread usage that
the eldest son should keep the house, or hearthplacc, or
the parents' furniture as part of his share of the inheritance.
It is said that among the Hindus the right to inherit a
dead man's property is exactly coextensive 'with the duty
of performing his obsequies, and we arc told that in ancient
736
PRIMOGENITURE
Rome an inneritance could not be distributed under a will
" without a strict apportionment of the expenses of these
ceremonies among the different co-heirs" (Maine, Anc. Law,
191). Some support is also given to this theory by the
custom which is said to have prevailed in Norway by
which particular lands were set apart for funeral expenses,
and if a man had no kinsman to give him proper burial
he might leave his property as " brande-erbe " or '^ biuning-
land" as an endowment for burial, and the friend who
accepted the duty was allowed to keep the property as
" odal land " or privileged family inheritance (Robertson,
Early Kings, ii. 323). Numerous other illustrations might
be given from the analogous ciistoms in which the youngest
son is preferred. There seems to be no reason why the
eldest should be preferred by one nation and the youngest
by another ; but something may perhaps be due to the acci-
dent that the one set of tribes was civilized enough to have
fixed family habitations, and the other may have lived in a
nomad fashion, so that the youngest would be most likely
to remain in the parents' tent and to be ready to perform
the duties of the hearthplace. Sir Henry Maine draws a
distinction between the archaic customs of the tribe and
that strict form of primogeniture which he has traced to
the power of the chieftain. Taking primogeniture in the
sense of an exclusive succession of the eldest son to pro-
perty, he finds no sign of its existence before the destruction
of the Koman empire by the barbarians. "Even when
the Teutonic races spread over western Europe they did
not bring with them primogeniture as their ordinary rule
of succession." He considers the " birthright " given to
the eldest in the instances which have been mentioned to
be in the nature of a reward or a security for impartial
distribution {Early Hist. Inst, 197, 198). "Primogeniture,
as we know it in our law, had rather a political than a
civil origin, and comes from the authority of the feudal
lord and probably from that of the tribal chief ; but here
and there on the Continent there are traces of it as a civil
institution, and in such cases the succession of the eldest
son does not exclude provision for the younger sons by
what are called appanages. The evidence of ancient law
and usage would, however, seem to show that it was usually
the youngest son who remained at home with his father
to serve him through life and succeed to his remaining
property at his death " {Early Law and Custom, p. 260).
As regards the political origin of a great part of the
English system of primogeniture a distinction should be
made between royal and feudal successions. The devolu-
tion of the crown in European countries has usually been
regulated by some kind of primogeniture, based partly on
the rules which have governed private successions, partly
on the indivisible character of the empire as it survived
into modern times, and partly again on that " law of the
sword" or rule of public policy which forbids the dis-
integration of the state. It is possible also that the Irish
system of tanistry contained some of the elements of this
method of royal succession. The custom was described by
Spenser in his View of the State of Ireland shortly before
the abolition of the Brehon law in the reign of James I.
as follows : " It is a custom among all the Irish that, pre-
sently after the death of any of their chief lords or
captains, they do presently assemble themselves ... to
choose another in his stead, where they do nominate and
elect for the most part not the eldest son nor any of the
children of the lord deceased, but the next to him of blood
that is eldest and worthiest, as commonly the next brother,
if he have any, or the next cousin and so forth, as any
ia elder in that kindred or sept, and then next to him
they choose the next of the blood to be tanaist, who shall
succeed him in the said captaincy if he live thereunto."
This system may be described as the election of an elder
to be head of the sept (like the analogous election ot a
patriarchal "house -father" in a joint family), with an
additional choice of an elder in reversion, to avoid dis-
putes as to succession in times of war. A similar rule
may have obtained among the Teutonic tribes (Maine,
Early Hist. Inst., 202) ; as the smaller chiefs sank into
the position of nobles and were succeeded by their eldest
sons (for reasons connected with the priestly character of
the king) in the possession of their offices and demesnes,
a rule of the same kind might grow up with regard to
the king or ruling chieftain, by which the eldest son would
get not only his private demesne but also that " portion
of land attached to the seignory or chiefry which went
without partition to the tanaist." In this way a prin-
ciple of inheritance might be formed " which first of all
extended from the demesne to all the estates of the holder
of the seignory, however acquired, and ultimately deter-
mined the law of succession for the privileged classes
throughout feudalized Europe " {ibid., 204, 208). This
part of the subject is confessedly very obscure ; and it must
not be forgotten that there were other and stranger modes
of succession to chieftainships in Ireland and Scotland,
which appear to have been unconnected with any such
rules of primogeniture (Girald. Cambr., Top. Hibem., iii.
25 ; Ware, Ant. Hib., iL 64 ; Ailred's Chron., ed. Twysden,
348 ; Robertson, Early Kings, i. 36). Bede has left us a
description of the rule among the Picts. "It was the
custom in Pictland," as the saying went, that the kingdom
should come from women rather than from men. (Com-
pare the similar customs among the ancient Spartans,
Lycians, and Iberians in M'Lennan's Studies, 101, 145.)
The dignity never went from father to son, but when the
king died the crown went to his next brother, or in default
to his sister's son, or in any event to the nearest male
relation claiming through a female and on the female side.
The list of kings contains no instance of a son bearing
his father's name, or of the same name belonging to both
father and mother ; and the only fathers of kings of whom
any account has survived are certainly known to have been
foreigners, the one being a prince of Strathclyde and the
other a grandson of the king of Northumbria. One and
the same rule of primogeniture has been applied in England
to royal and to private estates, with the exception as to
the succession of the eldest daughter which has already
been mentioned. The system varied greatly in the Conti-
nental countries according to the circumstances of each
case. In France the crown was regarded as a partible in-
heritance under the first two dynasties. At the beginning
aof the 11th century primogeniture had become the rule as
to fiefs, offices, and dignities, and partly no doubt from ana-
logy and partly for reasons of public policy the crown was
brought within the same rule under the house of Oapet
(Montesquieu, Esprit des Lois, xxxi. 32 ; Kenny, Law of
Primogeniture in England, 10). But in this case there was
a singular modification, known as the "Salic law" or
" SaUc rule " (as if it had been derived from the customs
of the Salian Franks), by which the succession was event-
ually limited to males claiming through males. The origin
of this law has been found in the fact that " the kings
sprung from Hugh Capet succeeded one another, son to
father, or brother to brother, for more than 300 years"
previously to the disputes which arose in the 14th century
as to the succession of an heir claiming through a female
(Maine, Early Law and Custom, 154). , The rule was
adopted because it corresponded to the facts which had
existed ; it was extended because it suited the circumstances
of those states in ^hich the sovereign had a large authority;
in constitutional countries the rule has been considered to be
against public policy, partly perhaps because the reign of a
female sovereign is regarded as favourable to pop ular liberties.
p R r — p R I
/37
The liistory of primogeniture as applied to leudai suc-
cession is simijler than that of the inheritance of the crown.
^\■llen a fief was regarded not strictly as an estate in land
but rather as being in the nature of an office there was at
first no room for the notion of its descent to an heir. Held
first at will and afterwards for short fixed periods, the fiefs
or benefices came gradually to be regarded as inheritances.
When this idea was first established the fief was usually
treated as being partible aiftong all the sons, and it was
not until 1138 that Frederick Barbarossa, for reasons of
public policy, forbade the greater tenancies to be sub-
divided. The Assises de Jentsaleiii had laid down the same
rule in 1099, though the king was then allowed to select
any one of the children for succession. "In Brittany,
primogeniture was not introduced till 118.'), even for nobles
and knights. . . . Down to the French Revolution a
German baron had to make a family settlement and to get
the consent of his younger sons, if he wished his land to
descend to the eldest son alone" (Kenny, 11). In France
the eldest son began to gain pre-eminence in the division
of fiefs about the beginning of the 11th century, and the
usage spread with more or less vigour through all the
Western countries. " Usu ad omnia feuda serpsit, ut vel
ex asse majori cedant, vel major pra^cipuum aliquod in iis
habeat" (Zoesius, cited in Co. Litt., 191a). In countries
where the Roman law prevailed the privileges of the eldest
son were secured by a legal fiction, the jurists deciding that
every noble was a "miles" or soldier on service entitled to
exceptional benefits. In Spain the inheritance was con-
sidered to be divisible into fifteen shares, of which seven
in all (being one-fifth of the whole and one-third of the
residue, known as the customary " fifth and third " ) were
within, the parent's disposal as a majoratir ; and this was
usually entailed upon the eldest son. Similar privileges
by way of majorat have been given to particular land-
owners in France at various times' since the abolition
of primogeniture in the great Revolution. The feudal
primogeniture of England was firmly established in the
reigns of the first two Norman kings, with a temporary
provision for the case of estates lying both in England and
Normandy, in which the Norman estate was allotted to
the eldest son and the English estates to the second. Its
origin, as we have seen, is to be found partly in old modes
of customary inheritance surviving both in England and
in Normandy, but mainly in the deliberate policy of
the sovereigns, who wished to keep the military estates
together, and took advantage of the strictness of the
"custom of Caux" to carry out the objects of the "law
of the sword." (c i. e.
PRIMROSE.' The genus Primula contains numerous
species distributed throughout the cooler parts of F.urope
and Asia, and found also on the mountain.'' of Abyssinia
and Java. They are all herbaceous perennials, possessing
a pennanent stock, from which are emitted tufts of leaves
and flower-stems which die down in winter; the now
growths formed in autumn remain in a bud-like condition
ready to develop themselves in spring. They form the
typical genus of Primulacex, the floral conformation of
which is very interesting on several accounts independently
of the beauty of the flowers. Thus the five stamens spring-
ing from the tube of the corolla, instead of being placed
alternately with or between its lobes, are opposite or "super
posed" to them, an arrangement accounted for by some on
the supposition that an outer row of stamens (which, if
present, would render the flower symmetrical) is suppressed.
In sui^port of this view the case of Samolus, an allied genus
' Lat. primula; Hal. und Span, priinavera; Fr. pritnevire, or in
9ome provinces primcrole. Strangely enoii^li, the word was applied,
according to Dr Prior, in tlio Jliddle Ages to the doisy {Bellis perenuis),
the i>rescut usage beiug ofconiparatively recent origiu.
iL which there are five petaloid stamens as well as five
fertile ones, may be cited. By others the anomaly is ex-
plained on the hypothesis that the corolla is suppressed,
what appears to be such being merely an outgrowth from
the stamens. But this- view is not borne out by observa-
tion of the development of the flower. Within the base
of the corolla tube is the one-celled superior ovary, rising
up into the centre of which is a dome -shaped placenta,
quite detached from the walls of the ovary and studded
with ovules. The origin and explanation of this free central
placenta have formed the subject of a copious literature, the
point at issue being whether the placenta is a direct pro-
longation from the axis of the plant or an outgrowth from
the walls of the carpels.- Tie variation in the length of
the stamens and of the style in the flowers of this genus
has attracted much attention since Darwin pointed out the
true significance of these varied arrangements. Briefly it
may be said that some of the flowers have short stamens
and a long style, while others have long stamens, or stamens
inserted so high up that the anthers protrude beyond the
corolla tube, and a short style. Gardeners and florists had
for centuries been familiar with these variations, calling
the flowers from, which the anthers protruded "thrum-
eyed " and those in which the stigma appeared in the
mouth of the tube " pin-eyed." Darwin showed by ex-
periment and research that the most perfect degree of
fertility, as shown by the greatest number of seeds and the
healthiest seedlings, was attained when the pollen from a
short^stamened flower was transferred to the stigma of a
short-styled flower, or when the pollen from the long
stamens was applied to the long style. As in any given
flower the stamens are short (or low down in the flower-
tube) and the style long, or conversely, it follows that to
ensure a high degree of fertility cross fertilization must
occur, and this is efi'ected by the transfer of the pollen
from one flower to another by insects. Incomplete fertility
arises when the stigma is impregnated by the pollen from
the same flower. The size of the pollen -grains and the
texture of the stigma are different in the two forms of
flower. The discovery of the physiological significance of
these variations in structure, which had long been noticed,
was made by Darwin, and formed the first of a series of
similar observations and experiments recorded from time
to time in the Journal of the Linnean Society and elsewhere
by himself and subsequent observers. Among British
species may be mentioned the Common Primrose (/'. vul-
garis); the Cowslip {P. verts), which is the original source
of the Polyantlnis of the gardens; the true Oxlip {P. elatior),
a rare plant only found in the eastern counties ; and the
Common Oxlip, by some considered to be a form of, the
Common Primrose but provided with a stem supporting
the flowers. Darwin's experiments go to prove that the
first-named three are species, while the last-named is a
hybrid between the cowslip and the primrose. In addition
to these species two others occur in Britain, namely, /'.
farinosa, found in Wales, the north of England, and
southern Scotland, and P. scotica, which occurs in Orkney
and Caithness. These two species are found also in high
Arctic latitudes, and P, farinosa, or a very closely allied
form, exists in Fuego.
The Auricula of the gardens was formerly considered to he a fonii
of P. Auricula, a yellow -flowered species, a native of tlio Swi-ss
mountains, but it has been recently shown by Kcrner that iu all
probability the oriRin of the Auricula, was P. pubescnui, snp|)0sed
to be a natural hybrid between P. Auricula and P. hirsula. Tlw
I'oli/anlhu.'i has already been mentioned as a variety of the cowslip,
but it may further bo added that some very remarkable forms
which have boon cultivated for centuries owe their peculiarities to
'' For a full discussion of this and other points in the morphology
of the flower, the reader may refer to Dr Masters's paper in the Pro-
cedings of the Linn(an Society, 2d scr., vol. i. (1877) p. 286, or to
Eichler'a BliUhcn-Diagramme,
\IX. - 93
738
je R ii— p R. 1
the assumiitiou by the onliiiririly gvocn calyx of a pctaloid coii-
ilition ; ^vUen this is complete we have the coiulition callcil "hose
in hose " by tlie garilcndis. This may, however, arise fioin actual
iliililicatiou' of the corolla within tlie calyx. The Chinese Primrose,
now so much ciiltivateil in £;arilens, is derived from P. pnrnilcns.
The Japanese Primrose is nearly or quite hardy, and is the stateliest
of the genus ; its flowers of varied colours are placed tier above tier,
like the branches of a fir tree.' /*. cortiisoidcs is anotlier Japanese
sjiecies of which many forms arc now cultivated. F. simcnsis, with
mealy leaves and yellow llowers, is the Abyssinian Prinnose of
gardens. The Himalayas are rich in species of primrose, often very
(litficult of determination or liiiutation, certain forms being peculiar
to particular valleys. Of these P. dciilicnUila, Slucniii, sikkiin-
mcnsis, nivalis, may be mentioned as freiiucntly cultivated, as well
as the lovely rose-coloured species P. rosca.^
PEINCE. " Prince " and " princess " are names or de-
scriptions implying either political authority or social rank
in the per.sons to whom they relate or are accorded. We
have in " prince " the English and French form of the Latin
princej>s, which with more or less modification has been
adopted into nearly every language of modern Europe,
and of which the original and common use was to indicate
priority or pre-eminence of any sort. In an honorary
sense it was, to begin with, applied by the Romans to the
first or most distinguished members of the senate and the
equestrian order respectively, and their appellations of
princeps senalns and princejts jnveniiitis were afterwards
appropriated to the emperors themselves and to their
adopted heirs and successors in the empire. Hence the
attribute prmce])s became definitely associated ^^•ith the
notions of sovereignty and dominion, and its derivatives
have been always and everywheVe employed as titles of
dignity and expressions of awe or respect.
In English the word "prince" may be used in certain
connexions in the original wide sense of the Latin word.
More definitely it is applicable to supreme rulers of both
sexes and almost all kinds. Thus the emperor of Russia,
the queen of England, and the" king of the Belgians are
equally princes or monarchs, and the consorts of emperors
and kings are princesses. But the presidents of republics
are neither princes nor monarchs. Prince, however, unlike
monarch, applies to rulers who are subordinate as well as
to rulers who are supreme, to such minor potentates as
the electors of the old German empire or the feudal peers
of France once were, and the reigning grand -dukes or
dukes of Germany now are. Again, all the children and
many of the descendants and other relations of monarchs
and princes of every class and grade are themselves princes
or princesses, although it often happens that tliey have
also some special name or personal dignity by which they
are ordinarily known. The eldest son of the emperor of
Russia, for instance, is called the " cesarewich," as the
eldest son and next brother of the king of France under the
ancien regime were called the " dauphin " and " monsieur."
In England for several centuries the younger sons of the
sovereign have had dukedoms conferred on them, as in
the cases of the dukes of Edinburgh, Connaught, and
Albany, and from the reign of Edward IV. until the reign
of Victoria the dukedom of Yc-k was always given to the
second son and the dukedom of Gloucester to the third,
unless it was already appropriated. The princes and
princesses of Russia are "grand-dukes" and "grand-
duchesses," of Austria " archditkes " and " archduchesses,"
md of Spain "infants" and "infantas." Some of the
eldest sons of kings are "dukes," as the duke of Brabant
in Belgium and the duke of Sparta in Greece. But, when
they are not dukes, or princes with a territorial title, as
the prince of Wales or the princes of Naples in -Italy and
Orange in Holland, they are described as "princes" with
the additions of "imperial," "crown," "royal," or "here-
ditary," as the case may be, and the name of the dominions
to which tlioy are the heirs-apparent. The eldest sons
01 reigning grand -dukes or dukes, however, are called
"hereditary grand-dukes" or "hereditary dukes," their
younger brothers and their sisters being all the same
princes and princesses. The Prussian fashion of call-
ing the eldest daughter of the sovereign the " princess
royal" was introduced into England by George II. ,It
was not the custom, however, for the daughters of English
monarchs to be entitled " princesses " at all until the reign
of Charles I. The two daughters of Henry VIII. were the
Lady JIary and the Lady Elizabeth until they ascended
the throne, for, although there is a tradition tliat they
were both made princess of Wales successively, there is
no widence whatever to support It. As late as the reign
of Charles II. the granddaughters of Charles I., daughters
of James, duke of York, the heir-jircsumptive to the crown,
were called the Lady Mary and the Lady Anne until they
became princesses by marriage, the one as the wife of
William, ])rince of Orange, and the other as tlie wife of
Prince George of Denmark. It is difficult to say when
the younger sons of English sovereigns were originally
called " princes." But the practice of so calling them prob-
ably began as early as the reign of Honry VIL, although
there was no opportunity of observing it again before the
reign of James I., when it was certainly established.
In France before the Revolution the designation of
" princes du sang, or " princes of the blood," was common
from generation to generation to all tlie male descendants
of the French kings, and they had precedence according
to their proximity to the CBOwn of all dignitaries and
nobles. It .was not, however, until the reign of Charles
VII. or Louis XL that they were called "princes," their
eaidier appellation having been "seigneurs du sang" or
" seigneurs du ligmage dti roi.' In France, too, the natural
children of the king were, when formally acknowledged,
termed " princes legitimes," at any rate from the reign of
Louis XIV., and although they were excluded from the
line of succession to the throne they were ranked imme-
diately after the princes du sang. The princMy character
of all the male descendants of the imperial, royal, and
other reigning families of the Continent, when neither
illegitimate nor the issue of a morganatic marriage, is
perpetual and indelible. Moreover, the families which
were formerly reigning w'ithin the boundaries of the old
German or existing Austrian empires, despite that they
have now ceased to reign, are in this respect still in the
full possession of their earlier privileges. But in England,
on the contrary, it was considered necessary only about a
quarter of a century ago to make express provision by
royal authority that the titles of " prince " and " princess "
should be enjoyed by the children of the sons as well as
by the sons and daughters of any sovereign of the United
Kingdom. It may therefore be concluded that they had
no previous claim to the attributes of prince and princess,
and that they will not transmit them to their posterity.
Besides the more or less general uses ■ of the words
" prince " and " princess " which we have already noticed,
there are the particular applications of them, first to a dis-
tinct class of rulers, and secondly to a particular order of
nobility. Princes regarded as the political chiefs of states
are inferior to emperors and kings, and not necessarily
superior to reigning grand-dukes or dukes. Very few ex-
amples of them at present exist,— those of Waldeck and
Pyrinont, Montenegro, Bulgaria, and Monaco alone oceur-
ring to us. None of the great feudatories of the Middle
Ages, whether in Germany, France, or Spain, were formally
described as princes, and of the mediatized families still
extant who once supplied members to the imperial diet,
many of them from a remote period, not one had the de-
signation of "prince" before the commencement of the 17th
century, while not more than five or six had it before ths
P R I — P R I
739
comraenceincnt of the 18th century. The old Italian and
Welsli iniiices and the more modern jirinces of Orange are
in fact nearly the only reigning princes who are remembered
in histoiy. As a name of dignity, neither of dominion on
the one hand nor of courtesy on the other, "prince" is
common Cf.ough among the nobility of the Continent.
But in Er.gland it is never conferred on anybody except
the heir-apparent to the crown, and his principality is a
peerage. Since the reign of Edward III. the eldest sons of
the kings and queens of England have always been dukes
of Cornwall by birth, and, with a few exceptions, princes
of Wales by creation. Before that Edward I. had con-
ferred the principality on his eldest son, afterwards Edward
II., who was summoned to and imt in parliament as prince
of Wales. But Edward the Black Prince was the original
grantee of the principality as well as of the dukedom,
under the special limitations which have continued in force
to the present day. The entail of the former was " to
him and his heirs the kings of England" and of the latter
" to him and his heirs tho^rst-begotten sons of the kings
of England." Hence when a prince of Wales and duke of
Cornwall succeeds to the throne the principality in all
cases merges at once in the crown, and can have no sepa-
■•ate existence again except under a fresh creation, while the
dukedom, if he has a son, descends immediately to him, or
ren-ains in abeyance until he has a son if one is not already
hen. If, however, a prince of Wales and duke of Corn-
•wall should die in the lifetime of the sovereign, leaving a
son and heir, both dignities are extinguished, because his
son, although he is his heir, is neither a king of England
nor the first-begotten son of a king of England. But, if
instead of a son he should leave a brother his heir, then —
as was decided in the reign of James I. on the death of
Henry, prince of Wales, whose heir was his brother Charles,
duke of York^the dukedom of Cornwall would pass to him
as the first-begotten son of the king of England then alive,
the principality of Wales alone becoming merged in the
crown. It has thus occasionally happened that the dukes
of Cornwall have not been princes of Wales, as Henry VI.
and Edward VI., and that the princes of Wales have not
been dukes of Cornwall, as llichard II. and George III.
It was in direct imitation of these dignities that the princi-
pality of the Asturias and the dukedom of Rothesay were
created by John I. of Castile and Robert III. of Scotland
in favour of their eldest sons and the eldest sons of their
successors. In the new kingdoms of Holland and Italy the
principalities of Orange and Naples have been appropriated
to the eldest sons of the sovereigns. Under the monarchy
in France princes invariably yielded precedence to dukes,
unless of course they were " princes du sang " or " princes
legitimes," as the princes of Condd, of Conti, or of Lamballo.
Several of the French dukes numbered principalities among
their inferior titles, as the dulce of La Rochefoucauld also
prince of Mar^illac, and the duke of Gramont also prince
of Bidache, while several of the French princes were the
heads merely of junior branches of ducal families, as the
princes of Lton and of Soubise of the Rohan family, and the
])rince3 of Tingry and of Robecq of the Montmorency family.
When Napoleon established the empire and reintroduced
titles into Franco, princes were made the first and dukes the
second order of the new nobility. But only a few princes
were created — Talleyrand, prince of Benevent; Bernadotte,
prince of Ponte Corvo ; Berthior, prince of AVngrara ;
Davoust, prince of Eckmiihl ; Mass(5na, prince of Essling ;
and Ney, prince of Moskowa, nearly if not quite e.xliausting
the list. In Germany and Austria the title of "jiriuce" is
represented by "Prinz" when it appertains to the members
of imperial and royal families, as Krcnprinz von Oesterreich
or Prinz Wilhelm von Preussen, and by "Fiirst" when it
apijertains to the members of mediatized or noble families,
as Fiirst von Salm-Salm or von Hohenlohe-Langenburg,
and Fiirst von Metternich-Winneburg or von Bi.smarck-
Schonhausen. According to its identification with " Prinz "
or " Fiirst " it is a higher or lower dignity than " Herzog "
(duke). In the old empire, however, the Churfiirsten or
electors were always next to the emperor and the king of
the Romans. In Italy, as well as in Belgium and Hol-
land, princes are inferior to dukes as members of a parti-
cular order of nobility. In Spain and Portugal we are not
aware that the title of " prince " has ever been conferred
on a subject outside of the royal family except in the well-^
known case of Godoy, Prince of the Peace. Among the
Russian nobility there are neither dukes nor -marquesses,
the orders being princes, counts, and barons. It is to be
observed, however, that in no part of the Continent does
precedence depencf exclusively as in the United Kingdom
on the apparent rank of titular distinctions or the relative
positions which they nominally occupy in formal classifi-
cation, (f. dr.)
PRINCE EDWARD ISLAND, formerly called Isle St
Jean, a province of Canada, in British North America,
lies between 45° 58' and 47° 7' N. lat. and 62° and 64°
27' W. long., on the south side of the Gulf of St Lawrence.
It is separated from Nova Scotia on the south and from
New Brunswick on the south and west by Northumberland
Strait, which varies from 9 to 30 miles in width. Its
greatest length is nearly 150 miles, its general breadth 34
miles, and the area 2133 square miles (1,365,120 acres).
Physical Features. — Prince Edward Island resembles a
crescent in its northern outline, the two horns being North
and East Capes, and it is altogether irregular in form.
Its surface is slightly rolling, the elevations of land, how-
ever, rising nowhere higher than 500 feet. The coast-line
is indented with numerous bays and projecting headlands,
the more prominent of the latter being North Cape on the
north-west. West Cape on the west. East Cape on the east.
Cape Bear on the south-east ; others are Stewart, Bell,
Prim, Gallas, Black, Amherst, and Fifteen on the south,
Kildare, Aylesbury, Turner, Cablehead, and Campbell on
the north, Durell and Bruce on the east, and Seal Point
on the west. The principal bays are Richmond on the
north, Egmont on the south-west, Hillsborough on the
south, and Cardigan on the east. These irdets, piercing
the land from opposite directions, form narrow isthmuses
which divide the island into three distinct peninsulas.
Other bays are St Peter's, Grenville, Harrington, and
Tignish on the north ; Colvillo, RoUo, Fortune, and Bough-
ton on the east ; Orwell and Pownal on the south. Along
the coasts there are .several small islands, viz., Grover,
Fish, Burnburv, Lennox, Robinson's, Bonghton, Panmore,
Wood, Governor, St Peter's, and Brae. The chief rivers
are North, Elliott or West, Hillsborotigh or East, Ellis or
Grand, Percival, Trout, Boughton, Murray, Dunk, and
Morrell. The Grand river is the seat of a large and in-
creasing oyster and codfish trade. The Dunk is a fine
salmon and trout stream. The principal harbours are
Char'lottetown, Georgetown, Bcdeque, Port Hill, Cascum-
peque, Souris, Murray, Savage, Bedford, and Westmore-
land. The island is Avell watered, and by the disintegration
of the soft red sandstones a bright red loamy soil of great
fertility is produced. To this the province owes its re-
markable i)roductivcness as an agricultural district, and
the gently undulating surface, the rich fields, and pretty
homesteads embowered in trees give variety and beauty
to the landscape.
Geolof/y. — The oldest geological formatiops in Prince
Edward Island aro rejireseirted by beds of brown, grey,
and red sandstone and shale, with layers of coarse concre-
tionary limestone and fossil plants. These ore of newei
Carboniferous (or in part of Lower Permian) age, and have
740
PRINCE EDWARD ISLAND
been named by Sir William Dawson the i'ermo-carbonlfer-
cus series. They appear in the peninsula between Orwell
Bay and Pownal Bay, in Governor's Island, in Hillsborough
Bay, and on the coast between West and North Capes, as
well as in other localities on the south and west. But the
prevalent rocks are bright red sandstones with calcareous
cement, alternating with beds of red and mottled clay, and
with occasional white bands and layers of concretionary
limestones and conglomerate, which in mineral character
resemble the Trias or New Red Sandstone of Nova Scotia.
The formation may be divided into two sections : " the
lower, representing," says Dawson, " the Bunter Sandslein
of Europe, -is charactei ized' by the prevalence of hard con-
cretionary calcareous sandstones and obscure fossil plants,
while the upper (representing, perhaps, the Keuper of
Europe) has softer and more regularly bedded sandstones
and clays." Owing to the similarity of thd Permo-carboni-
ferous and Triassic beds, and the general covering of soil,
it is not possible definitely to mark the limits of the two
formations. Drift deposits, viz., boulder clay, stratified
sand and gravel containing in some places sea-shells of
species now living and occasional boulders (this deposit
comparatively rare), and loose boulders, overlie the surface
of the more solid rocks in the greater part of the island.
Beds of peat, dunes of drifted sand, alluvial clays, and
mussel mud (valuable as a fertilizer) occur in creeks and
bays. The portions of country occupied by the Upper
Carboniferous series are generally flat, and this applies,
observe Drs Dawson and Harrington, to a portion of the
Triassic region north of Bedeque, where the beds seem to
have been subjected to severe aqueous denudation. The
minerals are unimportant, neither coal, gypsum, nor gold
being found in any part of the island.
Climate and Vegetation. — The climate of Prince Edward
Island is much milder than that of the adjacent provinces,
and, though the winter is severe and cold, the air is in-
vigorating and salubrious. The coldest pionth is January,
when the thermometer registers a daily average of 15° '9.
Fogs seldom occur. In the summer the heat is less
extreme than in Quebec, the mean being 62°"3, and the
pleasant autumn months attract visitors from all parts of
the American continent. Vegetation develops rapidly,
and agriculture is extensively prosecuted. Wheat, barley,
oats, pease and beans, potatoes, turnips, and other crops
ripen to perfection.'
The amount of land under crop in 1881 was 467,211
acres, and in pasture 126,935 acres. The chief pro-
duce raised in that year was 546,986 bushels of wheat,
119,368 of barley, 3,538,219 of oats, 90,458 of buckwheat,
6,042,191 of potatoes, 1,198,407 of turnips, 42,572 of
other roots, 143,791 tons of hay, and 15,247 tons of grass
and clover seed. Of live stock there were 31,335 horses,
45,895 milch cows, 44,743 other horned cattle, 166,496
sheep, and 40,181 swine. 1,688,690 ft of butter, 196,273
of cheese, 14,945 of honey, and 25,098 of maple sugar
were made during the year. Prince Edward Island does
not grow much fruit, but the apple crop is usually good,
though not large, and grapes, plums, and currants are
grown in small quantities. The land which is not cul-
tivable consiiits of soft spongy turf which may be used
for fuel.
Comvicrce. — The forests of the island used to be very extensive,
but lumbering operations, desti'uctive fires, and the needs of the
husbandmen have reduced them, thougb many trees still remain, the
principal being beech, birch, pine, maple, poplar, spruce, fir, hem-
lock, larch, ce4ar, &c. The exports in 1883 were valued as follows : —
produce of H\,e forest, $28,385 ; agricultural produce, $377,614 ;
inimals and their produce, §238,952 ; manufactures, $183,986, the
total being $1,318,549; that of the imports (manufactured goods,
!ron, hard;"are, wines, spirits, tobacco, tea, coffee, sugar, molasses,
ic.) was $682,170.
Industnes. — Shipbuilding in former years was a very active
industry. It is still carried on, but to a considerably emaller
extent, — the number of vessels built in 1883 having beeu only
seventeen, with a tonnage of 5343. On the 31st of December 1883
the vessels registered in the province and remaining on the registry
books of the several ports amounted to 241, with a tonnage of
40,400. In that year there were engaged iu the coasting trade
(including steamers) 1162 vessels, representing a tonnage of 113,117.
The manufactures are chielly for domestic use, and include the
making of woollen cloth, saws and files, saddles and harness, sashes,
doors, and blinds ; there are also saw-mills, starch factories, tan-
neries, tin and sheet-iron works, tobacco-pipe factories, &c. In
1881 the amoiuit of capital invested in industries was $2,085,776,
giving employment to 6767 hands, and the value of the products
was $3,400,208.
Fisheries. — The fisheries are exceedingly valuable, particularly
those on the north coast, the catch being cmefly mackerel, haddock,
cod, hake, and herrings, though other kinds are taken. Of late
years increasejl impetus has been given to this industry, and many
men and boats are employed in conducting it. Enormous quan-
tities of lobsters and oysters are annually shipped to all parts of
the American continent as well as elsewhere. The value of the
fisheries in 1883 was nearly half a million dollars.
Game, <tc. — Wild ducks, teal, brant, -wild geese, woodcocks,
partridges, pigeons, and snipe occur in great abundance. Birds
number 260 species. Of wild animals the principal are bears (found
occasionally only), lynxes, foxes, musk-rats, hares, sguirtels, &c
In the summer and autumn seals in large numbers frequent the
shores.
Communication. — Good wi^gon roads are to be found wherever
there is a settlement. The Prince Edward Island Railway, 200
miles long, runs from one end of the island to the other, and
branches off to every town or point of impoitance. The main
line extends from Souris and Georgetown on the east to Tignish
on the north-western extremity, connecting with Summerside and
Charlottetown, the capital. During the- season of navigation
regular communication is had by steanier with Nova Scotia, New
Brunswick, Quebec, and Boston. Navigation usually closes about
the middle of December and opens before, the -first of May. In
winter the mails and passengers are conveyed across the strait
in ice-boats, which ply between Cape Traverse in Prince Edward
Island and Cape Tormentine in New Brunswick. A steamer runs
between Georgetown and Pictou, Nova Scoti«, nearly the whole
season. There is a post-office to every 400 -of tbe inhabitants. Tele-
graphic communication is maintained with America and Europe by
means of a submarine cable aljout 10 miles in length, Connecting
the island with New Brunswick. Telegraph' ofiices are established
throughout the province and along the line of railway.
Pojmlalion. — The province is divided into three counties, viz..
King's, Queen's, and. Prince, which are subdivided into sixty-seven
townships and three royalties. The population is of mixed origin,
a large proportion being emigrants from Great Biitain, and the
remainder natives of the country, descendants of the French Aca-
dians, Scottish, English, and Irish settlers, and the loyalists who
went to the island after the American revolution. The Indians
number 281. In 1881 the population was 108,891(54,729 males
and- 54,162 females). The Roman Catholic diocese is eituited at
"Charlottetown, and authority over the spiritual affairs of the
Episcopalians is exercised by the bishop of Nova Scotia. The
following table shows the chief religious denominations and the
number of their adherents : —
Church of Rome 47,116 1
Presbyterians 83,836
Methodists 13,486
Church of England T,192
Baptists ....- 6,236
The chief towns are Charlottetown (11,485), the capital of the
island and the county town of Queen's, Summerside (2853), capital
of Prince county, and Georgetown (1118), capital of King's county.
Princetown is a flourishing seaport on Richmond Bay, and Rustico,
famous for its bathing facilities, is a place of popular summer resort
Tignish and Alberton are stations much frequented by fishermen,
and Souris, 60 mUes east of Charlottetown, well furnished with
harbour accommodation, is the outlet for the exports of the greater
part of King's county. Other rising -villages are llount Stewart,
Kensington, Montague, Breadalbane, and Crapaud.
Administration, Finatite, <tc. — The affairs of the province are
administered by a lieutenant-governor and an executive council
consisting of nine members, three mth portfolios and six without,
assisted by a legislative council of thirteen members and a legisla-
tive assembly of thirty members, both elective. The lieutenant-
governor is appointed by the governor-general of Canada in counciL
A system of responsible government lias existed in the island since
1851. Prince Edward Island '•-eti:ms six members to the Canadian
House of Commons, and fe'-ir senators are appointed to the Canadian
Senate by the cro-wp, All males owning a freehold or leasehold
property to the value of $400, or partly freehold and partly lease-
hold amounting together to §400, and in possession of the same
for at least twelve months previous to election, have the right
to vote for a member of the Legislative CouucU. The franchise
P R l — P R I
741
for the House of Assembly is practically residential manhood
suffrage.
In 1882 the public revenue was §233,464 and the expenditure
1257,228. The chief source of revenue is the yearly subsidy granted
by the Dominion Government under the terms of the British North
Amenca Act. In 1883 it amounted to $164,674. The remainder
of the receipts is derived from the sale of Government lands, licences,
and miscellaneous fees. The provincial legislature meets at Char-
lottctown, where the public offices are situated. The judiciary con-
sists of a supreme court mth one chief and two assistant judges ;
a court of chancery, of which the lieutenant-governor is ex officio
chancellor, and the judicial powers of which are exercised by a
master of the. rolls and vice-chancellor; a court of marriage and
divorce, of which the lieutenant-governor and members of the
executive council are judges ; a court of vice-admiralty with one
judge and two deputies; a court of probate and wills with one judge;
three county courts with one judge for each ; and stipendiary magis-
trates and justices of the peace. The province has authority to
make its own civil laws, but in all criminal cases the form employed
in the courts is the criminal law of the Dominion. Prince Kdward
Island is the twelfth military district in the militia of Canada. The
established strength of the active force, by arms, is composed of
three batteries of garrison artillery, one company of engineers, and
ten companies of infantry, — total, 54 officers and 608 non-commis-
simcd officers and men. The period of service in time of peace Is
three years.
Education. — The free-school system has obtained in the island
suite 1852. Previous to that date the schools were mainly supported
by vt)luntary subscription and such local assistance as could be
obtained. In 1877 the Public Schools Act— an ample and liberal
measure — was passed, and a department of education was instituted.
Two years later ladies were admitted to Prince of Wales College,
an institution established in 1860, and amalgamated in 1879 with
the normal school, and since then the department has introduced
many improvements into the system. The total number of teachers
in 1833 was 473, of school districts 419, and of scTiools 424. The
number of pupils enrolled was 21,495, and tlie average daily attend-
ance was 11,759.. The total expenditure for education was, by the
provincial Government §101,193, by the school districts $35,624,
total §136,817. The Bible is read in all public schools.. Besides
the institutions named there are St Dunstan's College (exceedingly
well conducted, and Roman Catholic in religion), a model school,
thirteen high schools, and several private schools and academies.
The local government maintains a hospital for the care of the in-
sane, and the marine hospital is under the control of the Dominion
authorities.
History. — Sebastian Cabot is said to have discovered this island
in 1497, but the authority on which this statement rests is at least
doubtful. Certain it is that Jacques Cartier liad the credit of
naming it Isle St Jean when he discovered it on 24th June 1634
during one of his-voyages up the St Lawrence. That name clung
to it for 265 years. Champlain, early in tlie next century, took
possession of it for France, and in 1663 a grant was made of it to
Captain Doublet, an officer in the army, who, however, failing to
inalce settlements in the colony, soon afterwards lost his grant.
Little' attention was paid to the island untU, after the peace of
Utrecht, when the French, allnred by its fertility, made efforts to
colonize it. In 1719 it was granted, en seigncuric, to the count of
St Pierre, who tried to establish fisheries and a trading oomnany.
He lavished considerable meaus on his enterprise, but the scheme
proved unsuccessful and his grant was revoked. In 1755 the island
-ivas captured by the British, but after the treaty of Aix-la-Chapello
it was restored to France, from which it was again wrested in 1758.
It was afterwards placed under the administration of Nova Scotia,
and sopie years later it was erected into a separate government.
Tho first parliament was called together in 1773, and a constitution
was given to tho colony. In November 1798 tho legislature pa.ssed
an Act changing the name of tho province to Prince Edward Island,
out of compliment to the duke of Kent, who was at that time com-
mander of the forces in British North America. In February 1799
tho Act was confirmed by the king in council.
After the peace of 1763 a plan was agreed to by which tho island
was divided into townships of about 20,000 acres each. Grants of
these lands were made to individuals supposed to have claims on
the Government. They were to pay a small sum as quit rents, and
tha conditions imposed provided for tho establishment of churches
and wharves, and bona fide settlement. The grantees, however,
were in most cases mere speculators, who had no mind to brave
the trials of colonization in a new country. Many promptly dis-
posed of their "lots," and tho lands fell into the hands of a largo
number of non-residents. Tho land question remained o vexed
point of contention until 1860, when the Governmciit was compelled
to appoint a commission to appraise the rights of the ab.scntee ownei-s,
and to formulate a scheme of adjustment. Tho commission advised
the Government to buy the lands and resell them to the tenantry.
A Bill for that purpose was passed, but tho imperial authorities dis-
allowed it. A second attempt proved more successful, and a measure,
having the same object in view, was agreed to. Tho agitation was
silenced, and the tenants eagerly availed themselves of their privi-
leges. At the close of 1882, out of tho 843,981 acres of land acquired
by the Government, only 142,011 acres remained to be disposed ot
Of that amount about 75,000 acres represented land held by parties
who had not yet purchased.
Prince Edward Island declined to accept the Act of Confederation
in 1867, but in July 1873 it entered the union of American colonies
which con.stitute the Dominion of Canada {q.v.). (G. ST.)
PRINCE OF W.^IES ISLAND,i the official name of
the island popularly known as Penang or Pdlo-Penano
{i.e., Areca Nut Island), which lies 8 or 9 miles oflF the
west coast of the Malay peninsula in 5° 20' N. lat. and
100° 20' E. long. The island is about 15 miles long by 5
broad and has an area of 107 square miles or 69,000 acres,
considerably less than the Isle of Wight. When in 1785
it was ceded to the English by the rajah of Kedah in re-
turn for an annual pension of 10,000 dollars, it was almost
uninhabited; at the census of 1881 its population amounted
to 90,951 (comprising 612 Europeans, 21,772 JIalays,
45,135 Chinese, 15,730 natives of India), and it has since
been increased mainly by further Chinese and Indian im-
migration. The people from the east coast of India are
locally known as Klings, a Malay corruption of Telinga or
Telugu ; and the half-breed race between Indian and Malay
is distinguished as Ja\vi-Pekan. About two-fifths of Penang
are lowland, and the rest consists of hills, which towards
the north reach their culminating point, 2922 feet above
the sea, in the peak now utilized as a sanatorium. A con-
siderable portion of the surface is still uncleared, and from
the summit of the peak the whole island presents very
much the appearance of a forest, the villages always lying
in the midst of groves of tho cocoa-nut palm. On the
whole, however, vegetation is not so rich as on the neigh-
bouring mainland. Apart from the cocoa-nuts and areca-
nuts, the principal products are sugar, coffee, and pepper ;
but increasing attention is again being given fo nutmegs
and cloves, which can be grown on the hillsides. Of the
landholders 2280 were Chinese and 1482 Maiays in 1882.
In the lowlands the temperature ranges from 80° to 90°,
but on the peak from 60° to 75° The rainfall in 1882
was 1 26'50 inches — somewhat above the average. George-
town or Penang, .the only town on the island, lies on the
east coast on a low plain stretching out into the sea ; its
harbour, always well filled with both European vessels and
native craft, is the strait between island and mainland.
Water- works were undertaken in 1865. Among the public
buildings are the to^vn-hall ( 1 87 2-80), the post-office (1881),
the free school with upwards of 600 pupils, tho Christian
Brothers' school, several Tamil schools, the general hospital
(1882), .and the pauper hospital. An important leper
hospital is maintained on Pulo-Jarajah, a small but lofty
island in the strait opposite the town. Though Singapore
has withdrawn much of the trade that formerly found its
way to Penang, there has been a great increase both in
e.Kports and imports, the aggregate value for 1859-60 being
£3,530,000 and for 1882 £8,855,919.
The attention of tho East India Company was first called to Pulc-
Penang by Captain Liglit in 1771, aud it was under his personal
command that the settlement was founded in July 1786. At his
death in 1794 he left "a compact little township with fort and
public buildings." In 1798 Sir George Leith (lor tho purpose
mainly of rooting out piracy) purchased from the rajah of Kedah for
2000 dollars tho tract of land opposite Prince of Wales Island, which
has sinco become known as Province AVellcsley (area in 1885, 234
square miles). In 1806 tho island was made a presidency of equal
rank with JIadras or Bombay ; and after Singapore and Malacca
were incorporated with it in 1826 it remained tho scat of the
general government till 1832. The commercial part of tho town
was destroyed by firo in 1808.
1 Prince of Wales Island is also tho name of an island separated
by Endeavour Strait from York Peninsula in Qiicensland, Australia,
discovered by Captain Cook In 1770, and since famous for its pearl
fiaherr.
742
P R I — P R I
PRINCE OF WALES LAND, a large insular tract in
the northern Arctic region opposite Boothia Felix, from
which 'it is separated by Franklin Strait.
PRINCES ISLANDS, the Deraonesi or Demonnesi of
the ancients, a beautiful cluster in the Sea of Marmora
opposite that part of the Ai.iatic coast which trends south-
east from Scutari to the entrance of the Gulf of Ismid
(Nicomedia). They are nine in number — Prote (Turkish,
Tinaki), Antigone, Khalki or Karki (Chalcitis or "copper-
mine island " of the ancients), Plate, Oxeia, Pitys, Antiro-
bido (Terebinth or Rabbit Island), Neandro, and Prinkipo.
Prinkipo or Principo (with an Italian c), Kyzyl-Ada or Red
Island of the Turks, the largest of the group, is a broad
green hill of red quartz rising with soft and verdant out-
lines into two peaks, the higher of which (500 feet) is
crowned by the ex-monastery of St George, embosomed
amid its oaks. On the height above the town of Prinkipo
is the monastery of the Transfiguration and on tlje coast
opposite Antirobido that of St Nicholas. A white-flowered
heath {Erica arborea), two species of cistus (Cistws mllosus
and sali'ifoliws), and lavender give character to the liixuri,
ant vegetation. Khalki contains three convents and an
Ottoman naval college ; and the whole group, especially
Ifhalki and Plate, form a great summer resort for the
Greeks of Constantinople, from which city there is a regular
steamer service.
The Princes Islands are intimately associated with Byzantine
history. A convent in Prinkipo (now a mass of ruins at the spot
called Kamares) was a place of exile for the empresses Irene,
EiipUrosyne, Zoe, and Anna Dalassena. Antigone was the prison
of the patriarch Methodius, and its chapel is said to have been
bililt by Theodora. In Khalki the monastery of the Theotokos
(originally of St John), which since 1831 has been a Greek com-
mercial school, was probably founded by John VIII. Pah-eologus,
and was rebuilt about 1680 by the famous Panagiotaki, and again
by Alexander Ypsilanti of Moldavia. Close beside it is the tomb
of Edward Barton, second Euglisli ambassador to the Porte. Hagia
Trias (a school of theology since 1844) was rebuUt by the patriarch
Metrophaues of bibliographical memory. Antirobido is associated
with the exile of Ignatius and Theodosius ; and Plate contained
Bubterranean state-ijrisons hewn out of the rock.
See Gustave Schlumberger, Les ties d€S Princes, Paris, 18S4 ; Grisebach, Rume-
lien vnd Brussa, 1839.
PRINCETON, a borough and township of the United
States, in Mercer county, New Jersey, on the Delaware
and Rariton Canal, 3 miles north by rail from Princeton
Junction, which is 48 miles south-west of New York and
42 north-east of Philadelphia on the Pennsylvania Rail-
way. Standing on high ground, it commands a fine
prospect towards the east and south. The town is the
seat of Princeton or New Jersey College, founded in 1746
by members of the presbytery of New York, chartered in
the same year, and opened at EUzabethtown (now ElLzar
beth) in 1747, removed to Newark in the same year and
rechartered in 1748, and finally transferred in 1756 to
Princeton, where Nassau Hall, so called in honour of
William III. of England, had been erected. Nassau Hall
has been twice burned down, in 1802 and 1855, but was
restored in 1856 in the old style. This building. Reunion
Hall (1870), West College (1836), East CoUege (1833),
and the halls of the American Whig and Cliosophic literary
locieties enclose a quadrangle ; and eastward, in the line
'f Nassau Hall or the north front, stand the library build-
ngs (1873), consisting of an octagonal centre with two
wings, tha Dickinson Hall (1870), and the John C. Green
School of Science (1873). Along the western border of
the grounds are University Hall (1^76), the Halstead
observatory (1867), the gj-mnasium (1869), Witherspoon
HaU (1876), and Edwards Hall (1879), while on the east
are the Marquand Chapel (1881), Murray HaU (1877),
and the residence of the president. Almost all these
buildings are the gifts of generous benefactors, the most
munificent of whom was Mr John C. Green, by whom and
by the trustees of his estate not less than $1,500,000 has
been given in buildings and endowments. In 1884 the
college, which is steadily growing, had 39 professors and
519 students, and the library contained 77,000 volumes.
The endowments amount to §1,392,000. The governor
of the State of New Jersey is ex officio president of the
board of trustees, who are twenty-five in number besides
the president of the college. The trustees appoint the
members of the faculty and have entire control over the
funds and property of the college. They fill all vacancies
in their own body. Besides the Halstead observatory,
there is another well-equipped observatory at the School
of Science, and the laboratories and museum are well
furnished for scientific study. In the cemeterj', which lies
to the north of the college, are the tombs of Jonathan
Edwards, Aaron Burr, <itc. Princeton is also the seat of
the oldest theological seminary of the Presbyterian Church
in the United States (founded in 1812), with 7 professors,
1 instructor, about 150 students, and an endowment of
about a inillion doUars. The population of the township
in 1870 was 3986 and of the borough 2798, and in 1880
respectively 4348 and 3209.
At Princeton on 3d January 1777 Washington defeated the
British forces ; the Continental Congress met in the town (Nassau
Hall) from 26th June to 4th Kovember 1783.
PRINGLE, Sib John (1707-1782), a distinguished
physician, was the younger son of Sir John Pringle of
Stitchel, Roxburghshire, and was born on the 10th of April
1707. He was educated at home under a private tutor,
and subsequently at St Andrews, at Edinburgh, and at
Leyden, where he took the degree of doctor of physic.
At the last-named university he was an intimate friend of
Van Swieten and Haller, He at first settled in Edinburgh
as a physician, but was soon after appointed assistant
and successor to the professor of moral philosophy in the
university. In 1742 he became physician to the earl
of Stair, then commanding the British army in Flanders,
and in 1745 was appointed by the duke of Cumberland
physician-general to the forces in the Low Countries. In
1749, having settled in London, he was made physician
in ordinary to the duke of Cumberland ; and he afterwards
received other court appointments as physician, and in
1766 a baronetcy. He read a series of papers to the Royal
Society, which are to be found in the Transactions, and
which gained for him the Copley gold medal His first
book was Observations on the Nature and Cure of Hospital
and Jayl-Fevers (London, 1750). He married in 1752 a
daughter of Dr Oliver, a physician in Bath ; and in the
same year he published his important work. Observations
on the Diseases of the Aiiny in Camp and Garrison, which
went through many editions and was also translated into
French, German, Italian, and Spanish. After having acted
for many years as a member of the council of the Royal
Society, he was in November 1772 elected president of
that body. In this capacity he deliveTed and published,
in connexion with the annual assignments of the Copley
medal, six " discourses," which were afterwards collected
into a single volume (1783). In 1776 he published A
Discourse on Improvements in preserving the Health oj
Mariners. After passing his seventieth year he resigned
his presidency and removed to Edinburgh in 1780, but
returned to London in September 1781, and died in Janu-
ary following. There is a monument to him in Westminster
Abbey, executed by NoUekens.
A Life of Pringle by Kippis is prefixed to the volume contain-
ing the Six Discourses. The library of the 'College of Physicians
of Edinburgh possesses ten folio volumes of his unedited MSS. , in-
eluding an essay "on air, climate, diet, and exercise." There are
^logcs on Piingle by Vicfj d'Azyr and Condorcet.
PRINTING, TypouRAPHic. See TypoGRAPHY.
»
1.;^
P R I — P R I
743
PRIOn, MAT-raii-w (1G64-1721), the most distinguished
of English society poets,'was the nephew, as Chaucer was
the SOD, of a London vintner, and the lives of the two poets
were parallel in a good many other respects. Their art
earned for both of them social advancement and political
employment; both had a turn for business and diplomacy;
both were employed on embassies, both even in secret
missions; both were officers of the royal household, and
both were rewarded with posts in Government offices of
trade; and there was besides not a little in common between
them as poets. There are not two careers in literature
that offer more numerous or more curious points of
parallelism. The vintner's nephew in the reign of Charles
II. (born, July 21, 1644, either, it would appear, at
Wimborne in Dorsetshire, or in or near London) attracted
the notice of a noble patron while still at school at
Westminster, under the famous Dr Busby. The earl of
Dorset was with a party at the tavern, and the school-
boy was called in to decide some debate that had arisen
about a passage in Horace. According to the story. Prior
acquitted himself so well that the earl, the Mfecenas of his
generation, at once undertook to send him to Cambridge,
and he was entered at St John's in 1682. As it happened
a fellow schoolboy at Westminster was Charles Montague,
who afterwards became earl of Halifax. The two con-
tinued comrades at Cambridge, and together wrote in 1687
the City Mouse and Country Mouse, in ridicule of Dryden's
Hind and Panther. It was an age when satirists were in
request, and sure of patronage and promotion. The joint
production made the fortune of both authors. Montague,
who was an earl's grandson, was promoted at once, and
Prior had to languish only three years as a fellow of his
college when he was gazetted secretary to the embassy at The
Hague. After four years of this employment he was re-
called to England, and appointed one of the gentlemen of
the king's bedchamber. Apparently also he acted as one of
the king's secretaries, and in 1697 he was secretary to the
plenipotentiaries who concluded the peace of Rysw-ick.
Prior's talent for affairs was doubted by Pope, who had no
special means of judging, but it is not likely that King
William would have employed in this important business a
man who had not given proof of diplomatic skill and grasp of
details. The poet's knowledge of French is specially men-
tioned among his qualifications, and this was recognized by
his being sent in the same year to Paris in attendance on
the English ambassador. At this period Prior could say
with good reason that "he had business enough upon
his hands and was only a poet by accident." To
poetry, however, which had laid the foundation of bis
fortunes, he still occasionally trusted as a means of
maintaining his position, and composed odes on various
public events that required celebration. His wit made
him a favourite as a member of the English legation
at Paris, although he used it sometimes in a patriotic
ftianner at the expense of the French. After his return
from France, and a brief tenure of other offices, Prior
succeeded Locke as a commissioner of trade. In 1701 he
sat in parliament for East Grinstead. About the same
time for some undiscovered reason he changed his side in
politics, and allied himself with Harloy and St John.
Perhaps in consequence of this for nine years there is no
mention of his name in connexion with any public trans-
action. But when the Tories came into power in 1710
Frior's diplomatic abilities were again called into action,
and till the death of Anne he held a prominent place in
all negotiations with the French court, sometimes as
secret agent, sometimes in an equivocal position as am-
bassador's companion, sometimes as fully accredited but
■very unpunctualiy paid ambassador. From this greatness
the poet had a sudden fall v.'hcn the queen died and the
Whigs regained power. He was considered of sufficient
consequence not to be allowed to escape into obscurity.
He was specially examined by a committee of the privy
council, and kept in close custody for three years.
During this imprisonment, maintaining his cheerful philo-
sophy, he wrote his longest humorous poem, Alvia, or The
Progress of the Mind. This, along with his most am-
bitious work Solomon, and a collection of Poems on several
Occasions, was published by subscription in 1718. The
poet did not long survive his enforced retirement from
public life, although he bore his ups and downs with rare
equanimity. He died at Wimpole, Cambridgeshire, a seat
of the earl of Oxford, September 18, 1721, and was buried
in Westminster Abbey, where his monument may be seen ia
Poets' Corner. Prior had very much the same easy pleasure-
loving disposition as Chaucer, combined with a similar
capacity for solid work. Johnson lays stress with justice on
the variety and the uniform excellence of Prior's poetry.
This distinction may fairly be claimed for a poet who has
received the enthusiastic praise, in different views of his
work, of two men so different as Johu Wesley and Iilr
Swinburne. Prior tried many kinds of grave and gay, and
in the face of such testimony it would seem as if we ought
to reconsider Johnson's verdict that he never rises high
above mediocrity in any kind. Johnson might have been
more lenient to Prior's love-verses if he had not made so
much use in them of classical fictions. This was the one
thing that the great critic would on no account tolerate ;
frigid allusions to Venus, Cupid, Diana, Ganymede, and such
like "easy fictions and vulgar topics," put him out of temper
at once, and excluded the unlucky composition from all
cltance of fair consideration at his hands. The truth was
that what Johnson desiderated in love-verses was honest
fervent passion. He had no taste for such elegant trifling
as the poems in playful praise of Cloe. Even the pretty
compliments in the love-letter to the lady, of quality aged
five would not have moved him to any ecstasy of admira-
tion " Whatever Prior obtains above mediocrity," he
says, " seems the effort of struggle and of toil. He has
many vigorous but few happy lines ; he has everything by
purchase, and nothing by gift His expression has
every mark of laborious study ; the line seldom seems to
have been formed at once ; the words did not come till they
were called, and were then put by constraint into their
places, where they do their duty, but do it sulk;nly.''|
This criticism is too unqualified. It applies very happily
to many of Prior's verses, but not to Prior at his liest,;
and, even when ho is at his worst, it strikes us that the
failure is rather owing to his not having laboured long
enough to conceal the labour. If Prior has nothing by
gift, it is equally true — and Johnson admits this also — i
that he has nothing by theft. He is eminently original,
and this will probably help to keep his reputation alivq
with students of poetry for a very long time. There is a
fresh intellectual force and a pregnancy of thought in his
writing that has made Prior exceedingly serviceable read-
ing for subsequent poets, and there are some of his shor*
poems in which every stanza has been the cause of happy
thought and perfect expression in his successors. " Prior
is a lady's book," Johnson once said to Boswell. He might
have said with more propriety that Prior is a poet's book
— a very good book, not exactly to steal from, but to get'
stimulus from. (w. m.)
PRISCIAN (Priscianus C^sariensis), the most cele-
brated Latin grammarian, lived about 500 a.d., i^ some-
what before Justinian. This is shown by the facts tliat he
addressed to Anastasius, emperor of the F^st 491-518, a
laudatory poem, and that the MSS. of his I>islitutione.i
Gravimaticx contain a subscription to the effect that the
work was copied (026, 527) by Klav. Thcodorus, a clerk io
744
P R I S C I A N
the imperial secretariat ( " memorialis sacri scrinii episto-
larum"). Threeminor treatises are dedicated to Symmachus
{the father-in-law of Boetius). Cassiodorus, writing in
the ninety-third year of his age (560 ? 573 1), heads some
extracts from Priscian with the statement that he taught
at Constantinople in his (Cassiodor's) time (Keil, Gr.
Lat., vii. p. 207). His title Cxsariensis points, accord-
ing to Niebuhr and others, to Csesarea in Mauretania.
Priscian's teacher was Theoctistus, "noster prseceptor,
omnis eloquentiae decus, cui quicquid in me sit doctrinie
post deum imputo" {Inst. Gr., vi. 51), who also wrote an
InstituHo artis grammaticx (ibid., xviii. 56). A later gram-
marian, Eutyches, pays Priscian himself a still higher com-
pliment—"dc quibus Komanse lumea facundiae, mens,
immo communis omnium horainum, prseceptor, surama
cum subtilitate copiosissime grammaticus Priscianus disser-
uisse cognoscitur " (Eutych., i. 8 ; Keil, Gr. Lat, v. p. 456).
Priscian was quoted by several writers in Britain of the
8th century — Aldhelm, Bede, Alcuin — and was abridged or
largely used in the next century by Hrabanus Maurus of
Fulda and Servatus Lupus of Ferrara. Of the general use
made of his great work the best proof is that, as Hertz
says, there is hardly a library in Europe that did not and
does not contain a copy, and that there are now about a
thousand MSS. of it. The greater part of these contain
only books i-xvi. (sometimes called Prisciamis major); z,-
few contain (with the three books Ad Symmachuni) books
xvii., xviii. (Priscianus minor) ; and a few contain both
parts. The earliest MSS. are of the 9th century, though
a few fragments are somewhat earlier. All are ultimately
derived from the copy made by Theodorus. The first
printed edition was in 1470 at Venice. It may fairly be
said that from the, beginning of the 6th century until
recently Priscian has reigned over Latin grammar with
almost as generally recognized an authority as Justinian
has over Koman law. Some account of so remarkable a
treatise may reasonably be required.
The Institiitiones Grammaticx is a systematic exposition
of Latin grammar, dedicated to Julian, consul and patri-
cian, whom some have identified with the author of a well-
known epitome of Justinian's Novelise, but the lawyer
appears to be somewhat later than Priscian. In length
the treatise is about twice the size of Quintilian's Institufio
Oratovia, and about equal to Madvig's Latin Grammar.
It is divided into eighteen books, of which the first sixteen
deal mainly with sounds, word-formation, and inflexions,
the last two, which form from a fourth to a third of the
whole work, deal with syntax. Priscian informs us in
his preface that he has translated into Latin such pre-
cepts of the Greeks Herodian and Apollonius as seemed
suitable, and added to them from Latin grammarians.
Of the latter he occasionally refers to Caper, Donatus,
Probus, and Servius ; and more rarely to Cha,risius, Dio-
medes, Asper, Nonius, Remmius Palremon, and others.
He proceeds in orderly and almost exhaustive fashion,
though with some digressions and repetitions, gives defini-
tions, rules, examples, and exceptions, and constantly
quotes passages from various writers to illustrate the use
of a form. He has thus preserved to us numerous frag-
ments which would otherwise have been lost, e.g., from
Eunius, Pacuvius, Attius, Lucilius, Cato, and Varro. But
the authors whom he quotes most frequently are Virgil,
and, next to him, Terence, Cicero, Plautua ; then Lucan,
Horace, Juvenal, Sallust, Statins, Ovid, Livy, and Persius.
His industry in collecting forms and examples is both
gi-eat and methodical. His style is somewhat heavy, but
sensible and clear ; it has not the admirable grace of Quin-
tilian, nor the adroit use of a technical language such as is
found in the Pioman jurists ; but there is no attempt at fine
writing, and it is free not of course from usages of Jnte
Latin, but from anything that can be called_ barbarism.
Considering the time at which it was written, it is very
creditable to the author, and not unworthy of the high place
it obtained in the grammatical world. Its defects are such
as were till lately common more or less to all grammars.
These defects may be referred in the main to. ■ four
heads. (1) Priscian* avowedly treats Greek writers on
(Greek) grammar as his supreme authorities (<•/. L 13; vL
1 ; xii. 13, &c.), and, though noticing differences between
the two languages, bears too little in mind that each has
a history of its own and is a law to itself. (2) There had
been no scientific study of phonetics, and consequently the
changes and combinations of languages are treated in a
mechanical way: e.g., i passes into a, as genus, generis,
generatum ; into o as saxi, saxosus (i. 33) ; q passes into s
as torqueo, torsi (i. 48), &c. (3) The resolution of a word
into root or stem and inflexional or derivative affixes was
an idea wholly unknown, and the rules of formation are
often based on unimportant phenomena, and yet are
invested with an authority which is irrational and mis-
leading : e.g., Venus, like other names ending in ws, ought
to have genitive Veni, but, as this might be taken for a
verb, it has Venei-is (vi. 86 ; viii. 5). Ador has no geni-
tive because two rules conflict ; for neuteis in or have a
short penult (e.g., sequor, eequoris), and adoro, from which
it is derived, has a long penult (vi. 49 ; viii. 6). (4) The
practical meaning- of the inflexions is not realized, and
syntactical usages are treated as if they were arbitrary or
accidental associations. Thus, after laying down as a
general rule for declinable words that, when they refer to
one and the same person, they must have the same case,
gender, and number, Priscian adds, that when there are
transitive words we may use different numbers, as doceo
discipidos, docemtis discipuluni (xvii. 153-155). He often
states a rule too broadly or narjowly, and then, as it were,
gropes after restrictions and extensions.
His etymologies are of course sometimes very wild : e.g.,
cxlebs from cselestium vitam ducens, b being put for «
because a consonant cannot be put before another conson-
ant (i. 23) ; deterior from the verb detero, deteris ; potior
(adj.) from potior, potiris (iii. 3) ; arbor from robur (vi.
48) ; verbum from verberatus aeris (viii. 1), (fee. Nor is he
always right in Greek usages : thus, in illustrating Latin
moods by Greek he frequently uses the future optative
with S.V, e.g., ckSvctoivto av, irio-revcrot/ii av (xviii. 106), and
still more strangely treats apa as identical in force with
av, e.g., quasi tolleretur ac constitueretur, ivalpoiTO av koI
KaTaTaTToiTo apa, and misuses both particles, e.g., in me
causam conferebat quod eum codicem obsignnssem, Icn^payiixa
av fiTOi icr4>payiKu>9 eirjv apa (xviii. 110). He evidently
regarded av or apa as normally required with the Greek
optative or other moods corresponding to the Latin sub-
junctive (xviii. 117, (fee).
A rapid notice of the order and of some salient points will show
both merits and defects in the treatment of his subject-matter.
The references are to the book and to Krehl's paragraphs.
Book i. treats of vocal sound and of letters, their changes and com-
binations. Elementa are vowels, semi-vowels, or mutes. Vowels
are named from their own sound ; semi-vowels sound a vowel
btforo them ; mutes sound a vowel after them (L 7). As semi-
vowels he classes/, I, m, n, r, s, x, and in Greek names z. F vms,
among the earliest Lat'ns, the .^olic digatnnia, but afterwards was
equivalent to ^. It is, however, rather a mute, because it is not
found at the end of a word, and can be placed before I and r in tb#
same syllable [ib. 13). S is quite superfluous ; g merely shows that
a u following has no metrical effect ; A is a mere aspiration ; i and
u sometimes pass into consonants, and then have a difl"erent metri-
cal effect from what they have as vowels {ib. 14-17). Z> has often
the sound ot z : e.g., in meridies, hodie (ib. 31).
Bookii. treats of the syllable and of the letters used toendit,
then of the parts of speech. A syllable is an ordered combiuation
of letters uttered with one accent and one breath (ii 1). A won*
[didio) is the unit of orderly speech (ib. 14). Speech ioratio) is a
suitable arrangement of words c^xiressing A complete meaning (tJ.
PRISCIAN
745
151 The parts ot speech are, according to Pnsciafl, eight, viz.,
loan yerb,%articiple, pronoun, preposition, adverb, .ntenect.on
Tn-^nnction Infinites (i.e., infinitive moods) are included under
rteCrb be'cause they have' tenses and no cases " P-ticples are
not Muded, because they have cases and genders but "o-nioods (r6
?8 Priseian obtains a framework for the arrangement of his facts
f„Vn *>,« "accidents" of each part of speech, and subordinate
L"ificattons are taken from the^ndings'^of the words. Nou^
We the following accidents -.-species, genus, numcrm, figura
«^^ As regards specie, ("class") nouns are proper or appel-
S and eacl of these classes are subdivided into many otlie.^.
Ad ec ives are (rightly) treated by Priscian in common with other
m-uns (ii 22 4-) The rest of this book and books ui. and iv
treat of the formation of the dilferent classes of nouns, e.g o(
patronyniics, possessives, comparatives, superlatives, diminutives,
?nd orter derfvatives. Book v. treats of gender, number, figure,
and case For gender, nouns are discussed by their endings.
F°gur?is either simple or composite or decomposite (».e. derivative
from composite), as, magmts, magnanimus, nuignammitas (v. 61).
ThSe are four mod s of compisition -.-(I) ex duobusvUegns, as
tribZ^lebis ; (2) ex duobuseorruptis, as be,uvoh^ ; (3) ex intcgro
Tc^o e.g, Lmicus^ (4) ex eorrupto el inlegro, as xvipins
t.S^)^ There 'are six cas'es: thus arranged :-(l) the Bora.native
L the original ; (2) the genitive because it is ^o™ f™^ the nomin-
aHve and begets the other oblique cases ; (3) the dative, qui
magis amicis c°onvenit;" (4) the accusative, " ^^ "^ff ,^f Z"™;™
attinet ;" (5) the vocative as the most imperfect • (6) the ablative
'^ now and peculiar to the Latins (v. 74^ In book vi. the for-
mation of tlFe genitive is discussed, each nominative termination
^in" taken in order, irrespective of the declension. Book vii
Ss of the other cases in each of the five dec ensions Neither
heTe nor i!; the books on the verb are ^"1' f^'^T'ltTl'bols
modern grammars. Hie, hujus, &c., are often prefixed as symbols
"^iooks'viil-rdeal with the verb. Verbshave eightaccidents:-
genus, Umpus, modus, spceies Jigum eonjugatio, ^"If^'^'"'""/^"";
Some verbs (as other ptvrts of speech) are defective either ^ natural
necessity or by chance. Necessity may he in the meaning {e.g.,
IZrpen^ is not found) or in the incompatibility of sound (e.^.,
cursor but not ciirsrix). Chance may he simply m non-use e.?.,
/W„r r>rex dicio for, dor ; or because the form would be un-
&nT"V. wA'"^«"« or'nuluiturus. nutritrix(hom^ nutritor)
for which nulrix is used. Sometimes a word is not used m order to
avoid confusion, e.g., conjunx has eonjugis, lest conjungts should be
taken for a verb ; maneo has mmisi, not manui ; fax, due avoid con-
fusion with ablatives /(ici;, dute, &c. (vui. 4-6).
Oenus or significalio verbi is its being active or passive. Verbs
in 0 are active, neuter, and neutro-passfve, e.g., amo spiro, gawieo
ter xi 28) Verbs in or are passive, common, and deponent, e.g.,
Vnior:oseulor U and U te, sequor. Verbs whose meaning and "se do
not correspond with the form are enumerated (i6 ^f9)■ JT^f
U present, past, and future. Past time is divided into past imper-
fect past perfect, past pluperfect. Present and uture time are not
Svided by the Romans (ib. 33). Bi^ro is called he subjunc-
tive future (ib. 55,. 57). The indicative and subjunctive have all
Tenses; the imper:iidve has present, future, and in passive, a past
(e a amatus sit). The optative and infinite have one form ex-
prfs^ingboth present and 'past imperfect, and another expressing
perfect and pluperfeot {ib. 38-43). The present tense embraces to
^me extent both paet and future {e.g., Friscianus vocor seribo
J^°m) The per/ect corresponds to Greek aorist as well as to
Set i> 61^54). Priscian makes five moods,-the optative same
informs as the'subjunCtive) always requiring an adverb of ^y'^hing;
the subjunctive, requiring not only an adverb or conjunction but
also another verb, e.g., eumfc^am vemio. .1 Y^P,^^!?'°°^ £, ?„^3
mand, as ne dicas, another verb is not required (t6. 68). _ bumnes
and gerunds (sometimes confused, sometimes distinguished, by
Priscian) are nouns used in place of the infinite. Arnandus, &.C. , is
cM^i pLticipiale or ^wr,^enverbale {ib. 44, 70). Impersonal verbs
have a peculiar meaning (tJ. 69). , . ,. -r- „ • ••„„„ „>o
In cLs verbs are primitive or d'riva ive. Dor.yatives are
numerously classified as inchoaUves, frenuentatives, &c. (ift. 7- sq.J.
?ng. re verbs are simple or compound {ib. SI). X^onju-ations in
Latin are determined by the vowel of the 2nd person, and are thus
four only, while the Greeks have ten. Person and number cose
the eighth book. Pcro, volo, cdo are specially treated d''- ^-y'-
The formation of the perfect is first treated generally (ix. 13)./°d
then the pcrfect3 and supines of 1st and 2nd conjugations and (in
book X.) of 3rd and 4th conjugations. . t j i„ „„t „«
Book xi. deals with participles, which were invented to act as
/«bs applied to nouns, especially in oblique cases. Hence wo can
WLV not only bwus homo loquebatur but bom homims loquenJis
;/cUumcm audivi, &c. (xi. 3). The participle has six ^"dents :-
ai:n<is. casus, signiiimlio,.tcmpus, numerus, piura {ib. i.5),--wnero
i/cnu^ is gender, and sigmficatio ar^i. figura have same application
as in verbs. Tlie formation of the participles, especially of tbo
vast particiole, is fully discussed.
Books xii. and xui. deal with pronouns. They have »« »<^
dents -.—species, persona, genus, numerus, figura, casus, inero
are four declensions, viz., personal, ille, &c., meus, &c., nosras &0.
Priscian classes as nouns, and not as pronouns, 9UW,suaIw, talis,
quantus, tantus, tot, unus, solus, totus, alius, nullus, uter, alUr, and
their compounds (xiii. 11, 29-35). , -, . . . „.
H.ivin "finished the four declinablffipaxts of speech, Pnscian turns
to the four indeclinable. Preposirions (book xiv. ) are (except some-
times in verse) put before nouns both by apposition arid com-
position ; before pronouns only by apposition ; before all else by
composition' (xiv. 8). He treats first of prepositions used with tho
accusative case, then of those used with the ablative, and lastly of
those occurring only in . composition. Adverbs (book P-) have
species, signifitatio, figura., where spates refers to their being piim -
tive or derivative, and significalio to their meaning as temporal,
local, confirmative, optative, &c. Some are used with all tensej
and moods, others with some only. They are arranged for discis-
sion under their endings {ib. 7). Under the endmgs in a are treated
also ablatives of nouns used as adverbs, e.g., una, qua, ■«<»"«. and
also other local uses of nouns, e.g., Fom^sum Romam co &c. (.6 9).
Interjections are separated from adverbs by Roman writers, because
they express fully an emotion of the mind <;.?.,|a;;*, ?»!<^J''^^'".
where w^ = miror(t6. 40). Conjunctions have /gum and j.n«,
s^eaes denoting meaning and use as copulative causal, disjunctive,
&c. Some conjunctions belong to several of these classes.
The two books on syntax are looser "> arrangemen and are not
so clear and exhaustive as the former books. Tie truth '3, Priscian
lacked a good framework for the facts of construction, and first tnes
one and then another. The seventeenth book rests manly on
Apollonius : the eighteenth is less dependent on him, and ends 'r ith
a ?ong miscellaneous list, in alphabetical order, of Greek idioms
chiefly verbal, which he compares with corresponding Latin usages
Part of this lit occurs twice over. Omitting duplicates there a e
nearly 300 such comparisons. Hertz suggests (Prxf m. p. vii.)
that it was only closed by the fortunate occurrence of X»P|raCoQ
illustrated bv a line of Terence which ended with saiurj inese
tms are illustrated by copious quotations from Demosthenes and
Plato, and not a few from Homer, Herodotus, Thuc)diJcs, and
Xenophon, besides Latin authors. „„„(.„
The syntax commences with showing the analogy of elements,
words, and speech. In each of these we have repetition, omission,
rnju^ction, transposition, &c. (xvii. 3 sq.) Then Priscian d^-
cus es why interrogatives are aU of two parts of speech onljS v . .
nouns and adverbs {ib. 22) : why not also verbs (»6. 36) ! He dis-
cusses the difi-erence of pronouns from one another, their use witH
impe^onals, particnlarl/ini^-e.f, referl {ib. 92) the use of the pos-
sessive and reflexive pronouns. He says that „<eiagcr may b9
used for meus ager, hut also for "the land of my husband (i6.
129 130) There are many possible unions and interchanges of
different parts of speech and of their accidents Such unions as
iUeegoqui quondam, &c., are justified analogically ^Y the union of
diff-ereut cales, e.g., animalium qusedam sunt mortaha, or bj the
fiTe of compounds from different cases, ^smcd,tcrrane.cs a vudo
terrmHb 144-152). Dififerent numbers and genders are combined
17parsse^nt; apenie aliquis; in Eur^uchumsuam, or d.M
casfs, as urbem qLm statuo vestra est ; or different -mes, as ^o. -
auam eecidit . . . lUon et omnis humo fumat Troja {ib lf>o-lbi).
Sften Tfind interchange, e.g., of parts of speech, as subh^^ {volas)
for an adverb, genus unde Latinum for ex quo, ic {>b. 168).
In the eighteenth book he discusses the use of the cases The
nominative and vocative are absolute, and with substantival or
vratival verbs of the first or second P^-'toV'-';! nth"er v 2s they
pronoun, e.g., homo sum, Cicero nommor, but with other veibs they
lo,eg. ego 'Prisciamts 'seribo, tu Apolloni,^ (or ^i'""»"i,) .'f" "^
Tu may however, bo omitted with the vocative, but ^"5 « "^
..n-i^'I'a solecism, becanso nouns by themselves and PaH'ciples
without tho vocative case, are of the third Person (.6. 2-4)j^ If »
noun requires an oblique case, we must have "l«.^'"^^^^;^''T;"^7,^
or narticinle e a , filius Herculis sum. In filius Pelei Achilles
LLtftri.'th{participle ens ("for which^. now use 7«v «
nr n%ti fuit") must be understood {tb. 6). llio nommauvu i»
j:in'ed\{"(ie'genitive whoji possession and a Possessor ar^ean^
In Hector filius Priami tho genitive denotes the TKme8Sor,m
maqnm virtulisvir it denotes the po.ssession. 1° t''""'"',',^" „;"
Utins often have tho ablative, as they have also for the Gre k gen _
tive of consequence, if^oi (H.ro, -,ne »"~ ('*;. V;.,,,i,'''i^^
tive after comparatives and superlatives and. ajt^r verba s in ^
and -rue is mentioned ; also such usages as fida^ °""" ';„!, le^
lactU (ib 18 19). In (foc(i«. i/iamma(iwm wo have a participle ,
'^docZ-g^ammltic a noun (ib. 21). The daUve -s -ed «cqui^-
ob^u^r^sts %?: must undersUnd qui «'. «;,«"" '"'"^^ 'W
74(3
P R I — P R I
-= equi ejus qui est alhi eoloris (ib. 27). The ablative is joined to ,
the nominative to express the instrument, the possession, the con-
sequence (see above). It is used also with words of passive mean-
ing, e.g., iriduus pharetra, dignus morte, and in comparisons (io.
32). . He then proceeds (in awkward language) to point out that
the nominative wliich is joined to a verb remains unchanged, and
either takes no oblique cases of another declinabls w'ord or only
such as are construed \vith the verb, e.g., Terentius amhulat ; Cxsar
vincit Pompeium ; pater indulget filio. But the. nominative, which
in consequence of the nature of the noun itself takes oblique cases,
takes those cases, be its own case what it may ; e.g., motor Pmnpeii
Ceesar interfeclus est a Bruto ; victoria Pompeii Csesaris filia fiiil
Julia ; vidori Pompeii Cmsari, &c. {ib. 35, 36). Similarly datives
like cures, cordi, &c., are used with all cases, e.g., cordi hominis for
jucundi.kominis {ib. 38; xi. 24). Prisciau would have found it
difficult to give an instance of this.
The syntax of the verb follows. The infinite is t^ken first as the
most general. Infinites are often joined to nouns, e.g., bonum est
legere, and, by a beautiful figure, to adjectives, e.g.,fortis bellare ;
also to verbs and participles (xvui. 40-46). All verbs may be
resolved into infinites, e.g., ambu'o = dico me ambulare, scribebam
= scribere c(epi. Hence caspit was sometimes omitted, e.g., ego illud
sedulo negare factum {ib. 48). Participials and supines have the
same case as the verb ; verbal nouns in -dits have the same case as
the nouns to which they are joined {ib. 61-63). All transitive verbs
are joined either to a genitive or dative or accusative or ablative,
e.g., egeo tui, insidior tibi, &c. Similarly participials or supines,
e.g., misermdo tui moveor, nocitum tibi propero, nocitu tibi gaudet
{ib. 61). An instance of the last would be hard to find.
The uses of indicative, imperative, and optative moods are briefly
treated. The subjunctive, which is the same in form as the
optative {ib. 82), requires always to be joined to another mood or to
another verb of the same mood. It is especially frequent with si,
when expressing doubt and put for idv {ib. 80). With the indica-
tive si used for tl shows confirmation and belief. In siqua id/or-
tuna vetahit, vetabit is put vietri gratia for vetet. The subjunctive
expresses doubt or approval or possibility, e. g. , doubt in eloquar an
sileam, approval in si non pertscsum thalami tsedsoque fuisset, where
fuisset — iy(i6v(i Upa. Ut and qui, quse, quod, giving a reason
or expressing a doubt, are often used with subjunctive {ib. 82-93).
In discussing v.t for Xvcl, his examples carefully give the same tense
of the principal verb (whether indicative or subjunctive) as that of
the dependent subjunctive, e.g., doces ut proficias, doceres ut pro-
ficercs, docuisti ut pro/eceris, docuisses ut profecisses, doccbis ut
profeceris (future subjunctive). But he also notes that feirissem
or facerem are equally right with nisi impedires, and that faciam
01 fecero is used with either nisi impedias or impedires {ib. 101-
104).
After then discussing the cases used after veros according to the
meaning of the verbs as transitive, passive, common, absolute («.?.,'
rubeo pudore), or expressing various affections of the body or mind
{ib. 127-167), he proceeds to the long list of idioms spoken of
above.
Priscian's three short treatises dedicated to Symmachus are on
weights and measures, the metres of Terence, and some rhetorical
elements. He also wrote De nomine, pronomine, et verba (an abridg-
ment ot part of his Institutiones), and an interesting specimen of
the school teaching of grammar in the shape of complete parsing by
question and answer of the first twelve lines of the .iSneid {Par-
titiones xii. versuum .^neidos principalium). The metre is discussed
first, each verse is scanned, and each word thoroughly an4 instruct-
ively examined. Its meaning, its form, its accent, its class, its
other cases or tenses, its compounds and derivatives are all required
from the pupil, as well as the rnles to which they ought to conform.
Such parsing, rarely, if ever, takes place in modern schools. A
treatise on accents is ascribed to Priscian, but is rejected by modern
writers on the ground of matter and language. He also wrote two
poems, not in any way remarkable, viz., a panegyric on Anastasius
in 312 hexameters with a short iambic introduction, and a faithful
translation into 1087 hexameters of Dionysius'e Pcriegcsis or geogra-
phical survey of the world. A few passages have, says Bernhardy,
been altered by Priscian on account of their heathen contents.
The grammatical treatises have been criticallv edited, in excellent fashion. In
KeiVs Onamrnatici Zdit/ii, vols. ii. and iii., 1S55-G0; the fnttiluliones by Martin
Hei'tz ; and t'.ie smaller treatises by Kell. The pooms have been recently edited
by BiUirens, in his Poetx Latiiu Mitiores, TOl. v., 1883. (II. J. R.)
PRISCILLIANISTS, an heretical sect which rose to
some prominence in Spain towards the end of the -ith
century and continued- to subsist, iri- varying numbers,
there and in Gaul, until after the middle of the 6th. Its
founder' was Priscillian, a wealthy and influential layman
of coTkeiderable reading and ability who had devoted his
life to a self-denying study of the. occult sciences and the
deeper problems of ' philosophy. In the course of his
speculations he came under the influence of two teachers.
Elpidius and Agape, who professed to have derived their
views from a certain Marcus, a native of Egypt who had ^
settled in Spain. The creed which Priscillian now formu-
lated appears to have combined various features of Gnosti-
cism and Manicheeism : he seems, for example, to have held
the theory of emanations — high in rank among these being
the heavenly powers whom he called by the name of the
twelve patriarchs, and brought also into close relation with
the signs of the zodiac— the doctrine of the demiurge, the
pre-existence of souls, the eternity of the devil, the essen-
tial sinfulness of the flesh, the unlawfulness of procreation,
and the like. He and his followers retained their con-
nexion with the Catholic Church, — insisting, however, on
fasting on Sundays, and refusing the bread in the sacra-
ment ; but they also held separate meetings in private
at which they were accused by their adversaries (with
what truth is not known) of practising magic and indulg-
ing in licentious orgies. Many women joined the sect,
and among the more prominent of its converts were
two bishops, named Instantius and Salvianus. Bishop
Hyginus of Cordova, who had been the first to raise the
alarm against the new doctrines and practices, himself
soon afterwards joined the sect; but through the exer-
tions of Idacius of Emerita the leading Priscillianists, who
had failed to appear before the synod of Spanish and
Aquitanian bishops to which they had been summoned,
were excommunicated at Saragossa in October 380. The
same synod passed certain canons against the heresy, and
Ithacius of Ossonuba was charged with the publication of
its decisions. Meanwhile, however, Priscillian was made
bishop of Avila, and the orthodox party found it necessary
to appeal to the emperor (Gratian), who issued an edict
threatening the sectarian leaders with banishment. Pris-
cillian, Instantius, and Salvianus now passed through
Gaul to Italy with the object of enlisting the sympathies
of Ambrose of Milan and Pope Damasus, but without
result. They succeeded, however, by bribing the pro-
consul, it is said, in procuring the withdrawal of Gratian's
edict, and the attempted arrest of Ithacius. With the
murder of Gratian and accession of Maximus (383) the
aspect of matters again changed ; Ithacius fled to Treves,
and in consequence of his representations a synod was
held (38-t) at Bordeaux where Instantius was deposed,
Priscillian for his part appealed to the emperor, with the
unexpected result that along with six of his companions
he was condemned to death and executed at Treves in
385. This first instance of the application of the Theo-
dosian law against heretics caused a profound sensation
throughout the Catholic world ; it had the approval of the
synod which met at Treves in the same year, but Ambrose
of Milan and Martin of Tours can claim the glory of having
lifted up their voices against it, and of having in some
measure stayed the hand of persecution. The heresy,
notwithstanding the severe measures taken against it, cou-
tinued to spread in Prance as well as in Spain ; and the
barbarian invasions of the 5th century appear to have
helped its further diffusion. About 444 it attracted the
attention of Leo I. at Rome, along with other forms 'of
Manichffiism, and something was done for its repression by
a synod held at the pope's instance by Tiirribius of Astorga
in 446 and by that of Toledo in 447; as an openly pro-
fessed creed it wholly disappeared after the second synod
of Braga in 563.
PRISHTINA, or Pristina, a town of European
Turkey, since 1877 at the head of a liwa in the vilayet of
Kossovo, lies on an aflluent of the Sitnitza, a subtribut-
ary of the M6rava, and gives its name to one of tlie
stations on the Salonica-Uskub-Mitrowica Railway, which
runs at a distance of 6 or 7 miles to the west of the town.
It stands at a height of 1700 ftiel above the sea en undu-
p K i — r i{ 1
747
lating ground, and presents in thu distance a pleasant
appearance with the minarets erected, ajcording to the
legend, by Turkish women whose husbands fell in the
battle of Kossovo fought in the neighbourhood. Prishtina
is the seat of a Greek bishop. Its population is estimated
at from SOOO to 10,000. To the south-east lies the partly
ruined monastery of Gratchanitza founded by King Milutin
of Servia, who reigned from 1275 to 1321. It is a graceful
fniilding with a large central dome surrounded by four
smaller domes and a variety of arches, of which the higher
are pointec;! and the lower round. Among the frescos are
jiortraits of the founder and his queen Simonida, daughter
of Andronicus II. Pala;ologus, and a remarkable head of
Christ in the dome. See Mackenzie and Irby, The Slavonic
Provinces of Turkey.
PRISON DISCIPLINE. Authority in every age and
in every country has claimed to impose penalties on all
who offend against it. Either coercion or protection has
been the moving principle : the master extorted submis-
sion, or society, through its rulers, defended itself against
evil doers. The most common punishments in early times
were naturally those most easily inflicted. Offenders paid
in their persons : they were put to death with every variety
of the capital sentence, were branded, mutilated, or sold
as slaves. They were fined also, were degraded, or for-
feited civil rights, or yet again were simply banished from
their homes. Enforced detention, incarceration within
four walls, was another method of coercion which grew
and gained favour under the feudal system. The lord
temporal or spiritual or corporate body could thus hold
the vassal safe until he yielded fealty or submitted to
extortion. A dungeon told no tales, and served conveni-
ently to bury the victims of mediceval oppression. The
unrestrained and unjustifiable eserciseof the power to im-
prison lingered long in lands where personal liberty was
unknown ; nor did arbitrary imprisonment terminate with
the destruction of the Bastille. In England, however, free-
dom from illegal arrest, the dearest of the Briton's pri-
vileges, was resolutely fought for and early achieved. The
Great Charters conceded it; and, although often in danger,
it was confirmed finally and beyond all question by the
Habeas Corpus Act passed in the reign of Charles II.
r>ut the theory was better than the practice : numbers
elways languished in jail, the victims of needlessly
severe or misinterpreted law.s, who nowadays would have
been at large. Through long years of trouble and dis-
quiet, when the country was torn with religious and
political dissensions, the prisons were always full. Intoler-
<vnce appealed to the .strong arm, and the jail was the
Antechamber of the scaffold or stake. When party warfare
ran high, when kings struggled for larger powers or their
ministers and myrmidons ruled with a high hand, incar-
ceration was the easy recompense for all on the losing side,
'i'lio commercial laws of a nation wedded to trade kept a
large contingent always in jail. The debtor was at the
mercy of his creditor, who could command the best efforts of
the law to assist him in recovering his own again. Irregu-
larity in the adminLstration of justice contributed largely
to fill the prisons. Jail deliveries were frequently de-
layed indefinitely; while, even when tardy trial ended in
an acquittal, release was not always accorded, and innocent
men, unable to meet extortionate demands in fees, were
carried back to prison. This was one reason why jails
were full ; yet another was the laxity or entire absence of
discipline which suffered the families of accused persons
to share their confinement. Under such conditions, more
oj- less universal, the state of i)risons, not in England alone,
but throughout the then civilized world, was deplorable in
the extreme. Yet the terrors of incarceiation were long but
■•■nguely understood. Glimpses of light .sometimes pene-
trated the dark recesses of the prison house, as when tlie
atrocities perpetrated by the keepers of the chief debtors'
prisons in London were made the subject of parliamentary
inquiry. This was in 1730, fortj'-three yeare before the
revelations of Howard. But in the interval voices were
occasionally raised in protest, and there was a general sense
of uneasiness throughout the country to which the great
jihilanthropist gave point and expression. Howard began
his journeys of inspection in 1773 ; in the following year
he was e.xamined by the House of Commons, and received
the thanks of the House for his arduous and self-sacrificing
labours for the mitigation of suffering in jails. What
Howard found is sufficiently well known. The prisons of
the kingdom were a disgrace to humanity: they were for
the most part poisonous pestiferous dens, densely over-
crowded, dark, foully dirty, not only ill-ventilated, but de-
prived altogether of fresh air. The wretched inmates were
thrown into subterranean dungeons, into wet and noisome
caverns and hideous holes to rot and fester, a prey to fell
disease bred and propagated in the prison house, and de-
prived of the commonest necessaries of life. For food
they were dependent upon the caprice of their jailers or the
charity of the benevolent ; water was denied them esce])t
in the scantiest proportions ; they were half naked or in
rags ; their only bedding was putrid straw reeking with
exhalations and accumulated filth. Every one in durance,
whether tried or untried, was heavily ironed ■ women did
not escape the infliction. All alike were subject to the
rapacity of their jailers and the extortions of their fellows.
Jail fees were levied ruthlessly,— "garnish" also, the tax or
contribution paid by each individual to a common fund to
be spent by the whole body, generally in drink. Drunken-
ness was universal and quite unchecked ; gambling of all
kinds was practised ; vice and obscenity were everywhere
in the ascendant. Idleness, drunkenness, vicious inters
course, sickness, starvation, squalor, cruelty, chains, awful
oppression, and everywhere culpable neglect — in these
words may be summed up the state of the jails at the time
of Howard's visitation.
It must be borne in mind that all this time the prisons
were primarily places of detention, not of punishment.
The bulk of those committed to their safe keeping were
accused persons awaiting trial in due process of law, or
debtors ; and of these again by far the most numerous
class were the impecunious and the unfortunate, whom a
mistaken system locked up and deprived of all means of
paying their liabilities. Now and again an offender was
sentenced to be imprisoned in default of payment of fine,
or to pass the intervals between certain periods of dis-
graceful exposure on the pillory. Imprisonment had as
yet no regular place in the code of penalties, and the jail
was only the temporary lodging of culjirits duly tried
and sentenced according to law. The punishment most
in favour in these ruthless times was death. The statute-
book bristled with capital felonies, and the gallows was
in perpetual requisition. These were days when the pick-,
pocket was hanged ; so was the shecp-stcaler, and the
forger of one-pound notes. Well might Sir Samuel
Komilly, to whoso strenuous exertions the amelioration of
the penal code is in a great measure due, declare that the
laws of England were written in blood. But even then
there was another and a less .sanguinary penalty. The
de])ortation of criminals beyond seas grow naturally out of
the laws which ]irescribod Iianishment for certain offences.
The Vagrancy Act of Elizabeth's reign contained in it the
germ of transportation, by empowering justices in (juartcr
sessions to banish offenders and order them to be con\Tyed
into such parts beyond the seas as should be assigned by
Her Majesty's privy council. Full effect was given to
this statute in the. next reign, as is proved by a let^c*
748
PRISON DISCIPLINE
of James I., dated 1619, in which the king directs'" a
hundred dissolute persons " to be sent to Virginia. An-
other Act of similar tenor wna passed in the reign of
Charles II., in wliich the term "transportation" appears
to have been .Irst used. A further and more systematic
development of the system of transportation took place in
1718, when an Act was passed by which offenders who
had escaped the death penalty were handed over to con-
tractors, who engaged to transport tliem to the American
colonies. These contractors were vested with a property
in the labour of the convicts for a certain term, generally
from seven to fourteen years, and this right they fre-
quently sold. Labour in those early days was scarce in
the new settlements ; and before the general adoption of
negro slavery there was a keen competition for felon
hands. The demand was indeed so great that it produced
illegal methods of supply. An organized system of kid-
napi)ing prevailed along the British coasts ; young lads
were seized and sold into what was practically white
slavery in the American plantations. These malpractices
were chocked, but the legitimate traffic in convict labour
continued until it was ended peremptorily by the revolt of
the American colonies and the achievement of their inde-
pendence. In 1776 the British legislature, making a
virtue of necessity, discovered that transportation to His
Majesty's colonies- (which three years previously had de- \
clared their independence) was bound to be attended by
various inconveniences, particularly by depriving the king-
dom of many subjects whose labour might be useful to
the community ; and an Act was accordingly passed which
provided that convicts sentenced to transportation might
be employed at hard labour at home. At the same time
the consideration of some scheme for their disposal was
emtrusted to three eminent public men — Sir William
Blackstone, Mr Eden (afterwards Lord Auckland), and
John Howard. The result of Uieir labours was an Act
for the establishment of penitentiary houses, dated 1778.
This Act is of peculiar importance. It contains the first
public enunciation of a general principle of penal treat-
ment, and shows that even at that early date the system
since nearly universally adopted was fully understood.
The object in view was thus stated. It was hoped, by
sobriety, cleanliness, and medical assistance, by a regular
series of labour, by solitary confinement during the inter-
vals of work, and by due religious instruction, to preserve
and amend the health of the unhappy offenders, to inure
them to habits of industry, to guard them from pernicious
company, to accustom them to serious reflexion, and to
teach them both the principles and practice of every
Christian and moral dut}'. The experience of a century
has added nothing to these the true principles of penal
discipline ; they form the basis of every species of prison
system carried out since the passing of tlie Act 19 Geo. III.
c. 74 in 1779.
The first step towards gi\ ing effect to this Act was the
appointment of a commission of three " supervisors " to
select and acquire a site for the first penitentiary house.
Howard was one, and no doubt the most influential, of
those ; but he could not agree with his colleagues as to the
most suitable situation. One was for Islington, another
for Limehouse, while Howard insisted upon some site
which was healthy, well supplied with water, and in such
a convenient spot that it could be readily visited and in-
sjiected. It is interesting to observe that the great phil-
anthropist anticipated modern English practice in his pre-
paration of the plans for the construction of the prison.
He was strongly of opinion that the penitentiary should
be built by convict labour, just as in recent years the new
lirison has been erected at Wormwood Scrubs, and large
blocks added to the prisons of Chatham, Portsmouth, and
Dartmoor. Howard, however, withdrew from the com-
mission, and new supervisors were appointed, who were on
the eve of commencing the first penitentiary when the
discoveries of Captain Cook in the South Seas turned the
attention of the Government towards these new lands.
The vast territories of Australasia promised an unlimited
field for convict colonization, and for the moment the
scheme for penitentiary houses fell to the ground. Public
opinion generally preferred the idea of establishing penal
settlements at a distance from home. " There was general
confidence," says !Merivale in his work on colonization,
" in the favourite theory that the best mode of punishing
offenders was that which removed them from the scene of
offence and temptation, cut them off by a great gulf of
space from all their former connexions, and gave them the
ojiportunity of redeeming past crimes by becoming useful
members of society." These views so far prevailed that
an expedition consisting of nine transports and two men-
of-war, the " first fleet " of Australian annals, sailed in
March 1787 for New South Wales. This first fleet
reached Botany Bay in January 1788, but passed on and
landed at Port Jackson, where it entered and occupied the
harbour of Sydney, one of the finest and most secure
havens in the world. We shall return further on to the
proceedings of these first criminal colonists when the pro-
gress of transportation as a secondary punishment will bs
described.
The penitentiary scheme was not, however, abandoned
on the adoption of transportation to New South Wales.
It was revived and kept alive by Jeremy Bentham, who
in 1791 published a work on prison discipline entitled Tke
Panopticon or Inspection House, and followed it next year
by a formal proposal to erect a prison house on his own
plan. Bentham's main idea was "a circular building, an
iron cage glazed, a glass lantern as large as Ranelagh, with
the cells on the outer circumference." Within, in the
centre, an inspection station was so fixed that every cell
or part of a cell could be at all times closely observed, —
the prisoners being themselves at liberty to communicate
with visitors and make known their complaints by means
of tubes. He hoped to effect much in the way of reforma-
tion from a system of solitude or limited seclusion, with
constant employment on work in the profits of which the
prisoners were to share. His project was warmly approved
by Pitt, but secret influences — the personal hostility, it
was said, of George III. to Bentham as an advanced
Radical — hindered its adoption until 1794. A contract
was then made between the treasury and Bentham, by
which the latter was to erect a prison for a thousand
convicts, with chapel and other necessary buildings, for
£19,000. A portion of this sum was advanced, and
Bentham also acquired on behalf of the Government
certain lands in the neighbourhood of Tothill Fields.
But the undertaking languished, and never took practical
shape. Nearly fifteen years later, when the penitentiary
question was again revived, Bentham's claims were referred
to arbitration, and the Government proceeded to erect the
prison on its own account, " fully recognizing the import-
ance of attempting reformation by the seclusion, employ-
ment; and religious instruction of prisoners." This had
been tried already on a small scale but with satisfactory
results, first at the Gloucester prison erected in 1791 and
afterwards in the house of correction at Southwell. A
larger and more ambitious experiment was resolved upon,
worthy of the state ; and the great penitentiary still stand-
ing after many vicissitudes, but practically unaltered, .at
Millbank was the result of this determination. It was
built on the lands originally acquired by Benthanj, and
the work commenced in 1813 was continued at great out,
lay until 1816, when a portion was ready for the receptioi*
PRISON DISCIPLINE
749
o! prisoners. A great flourisQ attended its opening. Its
affairs were entrusted to a specially appointed eommittce
of eminent and distinguished personages, the chairman
being the Speaker of the House of Commons. Crowds of
visitors — royal dukes, foreign princes, the (51ite of society
— came to see the new prison ; most elaborate arrange-
ments were made for its internal government, and no
money was spared either upon the stafE or upon the com-
pletion of the buildings. The sum total expended upon
the latter amounted to half a million of money, and the
yearly charges of the establishment were a heavy burthen
on the exchequer.
The erection of Millbank was, however, a step in the
right direction. The energy with which it was under-
taken was the more remarkable because elsewhere through-
out the United Kingdom the prisons, with but few excep-
tions, remained deplorably bad. Mr N^ild, who in 1812
followed in the footsteps of John Howard, found that
the old conditions, overcrowding and indiscriminate inter-
course, remained unchanged. " The great reformation
produced by Howard," to use Neild's own words, " was
merely temporary ; prisons were relapsing into
their former horrid state of privation, filthiness, severity,
and neglect." Yet the legislature was alive to the need
for prison reform. Besides the building of Millbank it
had promulgated many Acts for the amelioration of pri-
soners. Jail fees were onco more distinctly abolished ;
the appointment of chaplains was insisted upon ; the erec-
tion of improved prison buildings was rendered impera-
tive upon local authorities. But these with other and
much older Acts remained in abeyance. Thus an Act
■which provided for the classification of prisoners had re-
mained a dead letter ; even the separation of the males
from the females was not an universal rule. Humane pro-
visions intended to secure the good government of prisons,
their cleanliness and ventilation, and the proper sujiply of
food, clothing, and bedding to the prisoners were still sys-
tematically ignored. Roused by these crying evils, a small
band of earnest men, philanthropists and members of the
Society of Friends, formed themselves into an association
for the improvement of prison discipline, and devoted
themselves with rare energy and singleness of purpose
to their self-constituted task. They perambulated the
country inspecting all the prisons ; they issued lengthy
interrogatories to prison officials ; they published periodi-
cal reports giving the result of their inquiries, with their
views on the true principles of prison management, and
much sound advice, accompanied by elaborate plans, on
the subject of prison construction. The labours of this
society brought out into strong relief the naked deformity
of the bulk of the British jails. It was the old story.
Jails, speaking broadly, were lamentably inadequate for
the numbers crowded into them. Hence there was the
most terriblo overcrowding : by day in some prisons it was
nearly impossible to push through the throngs in the
yards ; by night the wretched prisoners ran the risk of
suffocation. Prisoners were still very generally obliged to
wear heavy irons. They had no regular diet — at best
only dry bread. Speaking of St Albans from his personal
observation, Mr Buxton, a most active member of the
Society, says, " All were in ill health ; almost all were in
rags ; almost all were filthy in the extreme. The state of
the prison, the desperation of the prisoncr.s, broadly hinted
in their conversation and plainly expressed in their con-
duct, the uproar of oath.s, complaints, and obscenity, the
indescribable stench, presented together a concentration
of the utmost misery and the utmost guilt." This was
no over-coloured picture ; nor did it portray a solitary
instance. The reports of the Society laid bare the exist-
ence pf similar horrors in numbers of other jails, i Yet this
was in 1818, when tne legislature was setting a praise-
worthy example — when half a million liad been spent in
providing large airy cells for a thousand prisoners. Even
in London itself, within easy reach of this palatial Mill-
bank penitentiary, the chief prison of the city, Newgate,
was in a disgraceful condition. This had been exposed
by a parliamentary inquiry as far back as 1814, but
nothing had been done to remedy the evils laid bare. All
the shameful conditions of neglect, ill-treatment, and over-
crowding were present in Newgate, and to the same extent
as in any of the provincial prisons. The state of the
female side had already attracted the attention of that
devoted woman, Mrs Fry, whose ministrations and wonder-
ful success no doubt encouraged, if they did not bring
about, the formation of the Prison Society. Mrs Fry
went first to Newgate in 1813, but only as a casual
visitor. It was not till 1817 that she entered upon the
great and noble work with which her name will ever be
associated. She worked a miracle there in an incredibly
short space of time. The ward into which she penetrated,
although strongly dissuaded by the officials, was like a
den of wild beasts ; it was filled with women unsexed,
fighting, swearing, dancing, gaming, yelling, and justly
deserved its name of "hell above ground." Within a
month it was transformed, and presented, says an eye
witness, "a scene where stillness and propriety reigned."
The wild beasts were tamed. It was not strange that
such marvellous results should be bruited abroad, that
public attention should be attracted to Mrs Fry's labours^
and th^t others should seek to follow in her footsteps.
Movements similar to that which Mrs Fry headed were
soon set on foot both in England and on the Continent,
and public attention was generally directed to the urgent
necessity for prison reform.
Stimulated no doubt by the success achieved by Mrs
Fry, the Prison Discipline Society continued its useful
labours. Hostile critics were not wanting ; many voices
were raised in protest against the ultra-humanitarianism
which sought to make jails too comfortable and tended
to pamper criminals. But the society pursued its way
undeterred by sarcasm, through evil and good report striv-
ing earnestly after the objects it had in view. Many of
these are now accepted as axioms in prison treatment. It
is, for instance, established beyond question that female
officers only should have charge of female prisoners, that
prisoners of both sexes should be kept constantly employed.
Yet these principles were unacknowledged at that time, and
were first enunciated in Acts such as the 4 Geo. IV^. c. 65
and the 5 Geo. IV. c. 85 (1823-24), the passing of which
were mainly due to the strenuous exertions of the Prison
Discipline Society. It was la^id down in these that over
and above safe custody it was essential to preserve health,
improve morals, and enforce hard labour on all pri.sonura
sentenced to It. These Acts also provided that male and
female prisoners should be confined in separate buildings,
that matrons should bo appointed, and schoolmasters, and
that there should bo divine service daily in the jails.
Now at last irons were strictly forbidden except in cases of
"urgent and absolute necessity," and it was ruled that
every prisoner should have a bed to himself, — if possiblo
a sejjarate cell, the last being the first formal statement of
a principle upon which all future prison discipline was to
be based.
The importance of these Acts cannot bo overestimated
as supplying a legal standard of efficiency by which all
prisons could be measured. Still the progress of ini|)rove-
mcnt was extremely slow, and years after the managers
of jails still evaded or ignored the Acts. Many local
authorities grudged the money to rebuild or enlarge their
jails ; others varied much in their interpretation of tho
750
PRISON DISCIPLINE
rules as to hard labour and the hours of employment. One
great drawback to general reform was that a large number
of small prisons lay beyond the reach of the law. Those
under small jurisdictions in the boroughs and under the
petty corporate bodies continued open to the strongest
reprobation. Not only were they wanting in all the in-
dispensable requirements as laid down by the most recent
Acts, but they were often unfit for the confinement of
human beings, and were described " as fruitful sources of
vice and misery, debasing all who are confined within their
walls." They thus remained until they were swept away
by the measure which brought about the reform of the
municipal corporations in 1835. But by this time a still
more determined effort had been made to establish some
uniform and improved system of prison discipline. In
1831 a select committee of the House of Commons went
into the whole subject of secondary punishment, and re-
ported that, as the difficulties in the way of an effective
classification of prisoners were insurmountable, they were
strongly in favour of the confinement of prisoners in
separate cells, recommending that the whole of the
prisons should be altered accordingly, and the expense
borne by the public exchequer. There can be little doubt
that this committee, like every one just then, was greatly
struck by the superior methods of prison discipline pursued
in the United States, jlhe best American prisons had
recently been visited by two eminent Frenchmen, MM.
Beaumont and De Tocqueville, who spoke of them in terms
of the highest praise. It was with the object of appro-
priating what was best in the American system that Mr
Crawfurd was despatched across the Atlantic on a specia,!
mission of inquiry. His able and exhaustive report,
published in 1834, was a valuable contribution to the
whole question of penal discipline, and it was closely and
attentively studied at the time. Another select committee,
this time of the House of Lords, returned to the subject in
1835, and after a long investigation re-enunciated the theory
that all prisoners should be kept separate and apart from
one another. It also urged in strong terms the necessity
for one uniform system of treatment, more especially as
regarded dietaries, labour, and education^ and strongly
recommended the appointment of official inspectors to
enforce obedience to the Acts. These recommendations
were eventually adopted, and formed .the basis of a new
departure. This was the first indication of a system
which, although greatly modified, enlarged, and improved,
is in its main outlines the same as that now in force.
It must, however, be borne in mind that the prisons at homo
still formed an item only, and not the largest, in the scheme of
secondary punishment. The jail was only a place of temporary
detention, where prisoners awaited trial, suffered short terms of
imprisonment, or passed on to the gallows or the penal colonics.
The last-named was the chief outlet, for by this time the country
was fully committed to the system of deportation. Since the
first fleet in 1787 convicts had been sent out in constantly increas-
ing numbers to the antipodes. Yet the early settlement at
Sydney had not greatly prospered. The infant colony, composed
of such incongruous materials, of guards and criminals, had had
a bitter struggle for existence. It had been lioped that the com-
munity would raise its own produce and speedily become self-sup-
porting. But the soil was unfruitful ; the convicts knew nothing
of farming ; there was no one fully competent to instruct them
in agriculture. All lived upon rations sent out from home'; and
when convoy.s with relief lingered by the way famine stared all
in the face. The colony was long a penal settlement and nothing
more, peopled only by two classes, convicts and their masters —
criminal bondsmen on the one hand who had forfeited their inde-
pendence and were bound to labour without wages for the state,
on the other officials to guard and exact the due performance
of tasks. From the first it had been felt that the formation
of a steady respectable class was essential to the future healthy
life of the colony. But such an element was not easy to infuse
into tlie community. A few free families were encouraged to
emigrate, but they were lost in the mass they were intended to
leaven, swamped and outaumbered by the convicts, shiploads of
whom continued to pour in year after year. As the influx ir..
creased difficulties arose as to their employment. Free settlers
were too few to give work to more than a small proportion.
Moreover, a new policy was in the ascendant, initiated bj
Governor Macijuarie, who considered the convicts and their reha-
bilitation his chief care, and steadily discouraged the immigration
of any but those who "came tint for their country's good." The
great bulk of the convict labour thus remained in Government
hands. This period marked the first phase in the history of
transportation. The penal colony, having triumphed over early
dangers and dilBeulties, was crowded with convicts in a state oi
semi-freedom, maiutaiued at the public expense, and utilized in the
development of the latent resources of the country. The methods
employed by Governor JIacquarie were not perhaps invariably the
best ; the time was hardly ripe as yet for the erection of palatial
buildings in Sydney, while the congregation of the workmen in
larjje bodies tended greatly to their demoralization. But some
of tlio works undertaken and canied out were of incalculable ser-
vice to the young colony ; and its early advancs in wealth and
prosperity was greatly due to the magnificent roads, bridges, and
other facilities of inter-commuuication for which it was indebted
to Governor Macquarie.
But now the criminal sewage flowing from the Old World to the
New was greatly increased in volume under mildei- and more
humane laws. Many now escaped the gallows, and much of tht
over-crowding of the jails at home already mentioned was caused
by the gangs of convicts awaiting transhipment to the antipodes.
They were packed off, however, with all convenient despatch, and
the numbers on Government hands, in the colonies multiplied
exceedingly, causing increasing embarrassment as to their disposal.
Moreover, the expense of the Australian convict establishments
was enormous, and some change in system was inevitable. These
were the conditions that brought about the plan of "assign-
ments," in other words of freely lending the convicts to any vhc
would relieve the authorities of the burdensome charge. By this
time free settlers were arriving in greater number, invited by a
diH'erent and more liberal policy than that of Governor Macquarie.
Inducements were especially offered to persons possessed of capital
to venture in the development of the country. Assignment
developed rapidly ; soon eager competition arose for the convict
hands that were at first very reluctantly taken. Great facilities
existed for utilizing them on the wide areas of grazing land and
on the new stations in the interior A pastoral life, without
temptations and contaminating influences, was well suited for
convicts. As the colony grew richer and more populous, other
than agricultural employers became assignees, and numerous enter-
prises were set on foot. The trades and callings which minister to
the needs of all civilized communities were more and more largely
pursued. There was plenty of work for skilled convicts in the
to\vns, and the services of the more intelligent were highly prized.
It was a great boon to secure gratis the assistance of men specially
trained as clerks, book-keepers, or handicraftsmen. Hence all
manner of intrigues and manoeuvres were set agoing on the arrival
of drafts, and there was a scramble for the best hands. Here at
once was a flaw in the system of assignment. The lot of the con-
vict was altogether unequal. Some, the dull unlettered and
unskilled, were drafted to heavy manual labour at which they
remained, while clever and expert rogues found pleasant, con-
genial, and often profitable employment. The contrast was very
marked from the firet, but it became the more apparent, the
anomaly more monstrous, as time passed on and some were still
engaged in unlovely toil while others, who had come out by the
same ship, had already attained to affluence and ease. For the
latter transportation was no punishment, but often the reveisc.
It meant too often transfer to a new world under conditions more
favourable to success, removed from the keener com])etition of the
old. By adroit management, too, they often obtained the com-
mand of funds, the product of nefarious transactions at home,'
which wives or near relatives or unconvicted accomplices presently
brought out to them. It was easy for the free new-comers to
secure the assignment of their convict friends ; and the latter,*
although still nominally servants and in the background, at onco
assumed the real control. Another system productive of much evil
was the employment of convict clerks in positions of trust in various
Government offices ; convicts did much of the legal work of the
colony ; a convict was clerk to the attorney-general ; others wore
schoolmasters, and were entrusted with the education of youth.
Under a system so anomalous and uncertain the main object of
transportation as a method of penal discipline and repression was
in danger of being quite overlooked. Yet the state could not
entirely abdicate its functions, although it surrendered to a gieat
extent the care of criminals to private persons. It had established
a code of peu.alties for the coercion of the ill-conducted, while it
kept the woist, perforce, in its own hands. The master was
always at liberty to appeal to the strong arm of the law. A
message carried to a neighbouring magistr.Ttc, often by thc-Cillprit
himself, brought down the prompt retiibution of the lash. Von-
PRISON DISCIPLINE
751
nets miglit be flogged for petty ofTcnces, for iillencss, drunkenness,
, turbulence, absconding, and so forth. At the out-stations some
chow of decorum and regularity wa;i observed, although tlie work
done was generally scanty, and the convicts were secretly given to
all manner of evil courses. The town convicts were worse, because
they were far less under control. They were nominally under the
surveillance and supervision of the police, which amounted to
nothing at all. They came and went, and amused themselves
.Iter working hours, so that Sydney and all the largo towns were
. )t-bcd3 of vice and immorality. The masters as a rule made no
'Itempt to watch over their charges ; many of them were absolutely
uifittcd to do so, being themselves of low character, " emanci-
!sts " frequently, old conWcts pardoned or who liad finished their
rtns. ■ Ko effort was made to prevent the assignment of convicts
;o improper persons ; every applicant got what he wanted, even
though his own character would not bear inspection. All whom
the roosters could not manage — the incorrigibles upon whom lash
nd bread and water had been tried in vain — were returned to
Government charge. These, in a word, comprised the whole of
he refuse of colonial convictdora. Every man who could not aOTee
ith his master, or who was to undergo a penalty greater than
i.ugging or less than capital punishment, came back to Govern-
ment, and was disposed of in one of three ways — the road parties,
I '10 chain gangs, or the penal ."iettlements. The convicts in the
rst might be kept in the vicinity of the towns or marched about
.0 country according to the work in hand; the labour was irk-
- me, but, owing to inefficient supervision, never intolerable; the
: -t was ample, and there was no great restraint upon independ-
Lco within -certain wide limits. To the slackness of control over
:ia road parties was directly traceable the frequent escape of des-
j-radoes, who, defying recapture, recruited the gangs of bush-
rangers, which were a constant terror to the wliole country. In
the chain or iron gangs, as they were sometimes styled, discipline
was far more vigorous. It was maintained by the constant
presence of a military guard, and, when most efficiently organized,
uas governed by a military officer who was also a magistrate.
!'Ua work was really hard, the custody close — in hulk, stockaded
Lirack, or caravan ; the first was at Sydney, the second dn the
aterior, the last when the undertaking required constant change
f place. All were locked up from sunset to sunrise ; all wore
iieavy leg irons; and all were liable to immediate flagellation.
The convict "scourger" was one of the regular officials attached to
every chain gang. The third and ultimate receptacle was the
i-nal settlement, to which no otfenders were transferred till all
ilier methods of treatment had failed. These were terrible cess-
jiools of iniquity, so bad that ft seemed, to use the words of one
who knew theui well, "the heart of a man who went to them was
taken from him and he was given that of a beast." The horrors
accumulated at Norfolk Island, Moreton Bay, Port Arthur, and
Tasman's Peninsula are almost beyond description. The convicts
herded together in them grew utterly degraded and brutalized ; no
wonder tliat reckless despair took possession of them, that death
on the gallows for murder purposely committed, or the slow terror
from starvation following escape into surrounding wilds, was often
Welcomed as a relief.
The stage which transportation was now reaching, and the
ictual condition of affairs in the Australian colonies about this
1 'riod, do not appear to have been much understood in England,
earnest and thoughtful men mi;jht busy themselves with prison
iiscipline at home, and the legislature might watch with |iccnliar
interest the results obtained from the special treatment of a limited
number. of selected offenders in Millbank penitentiary. But for
ho great mass of criminality deported to a distant shore no very
I' tiro concern was shown. Tlio country for a long time seemed
itisfied with transportation. Portions of the system might be
'pen to criticism. Thus the Commons committee of 1832 freely
condemned the hulks at Woolwich and other arsenals in whiuh
a largo number of convicts were kept while waiting embarka-
tion. The indiscriminate association of prisoners in them produced
moiri vice, profanencss, and demoralization than in the ordinary
]iri--ioii3. After dark the wildest orgies went on in them — dancing,
lighting, gambling, singing, and so forth; it was easy to get
drink and tobacco, and .see friends from outside. The labour
liours were short, the tasks light; "altogether the situation of
the convict" in the hulks, says the report, "cannot be considered
penal; it is a state of restriction, but hardly of punishment."
iiut this saTiie committee .spoke well of transportation, considering
it "a mo.st valuable e-xpedient in the system of secondary jiunish-
nicnt." ■ All that it felt necessary to suggest was that exile should
be preceded by a period of severe probationary punishment in
Englund, a proposal which was reiterated later on and actually
adopted, aa we shall see. It was in the country most closely
afcctcd that dissati.sfaction first began to find voice. Already in
1832 the most reputable sections of Australian society were
beginning to find grave fault with transportation. It had fostered
the growth of a strong party — that rei>resenting convict views —
and these were advocated boldly in unprincipled prints. This
party, constantly recruited from the emancipists and ticketof-
leave holders, gradually grew very numerous, and threatened soon
to swamp the respectable and untainted parts of the community.
As years passed the prevalence of crime, and the universally low
tone of morality due to the convict element, became more and
more noticeable, and created greater, disgust. At length, in 1835,
Judge Burton raised a loud protest, and in a cliarge to tlie grand
jury of Sydney plainly intimated that transjiortation must cease.
While it existed, he said, the colonies could never rise to their
proper position ; they could not claim free institutions ; in a
word, Australia sulfered in its whole moral aspect, 'i'his bold but
forcible language commanded attention. It was sjiecdily echoed in
England, and by none more eloquently than Archbishop Whately,
who logically argued that transportation fail!;d in all the leading
requisites of any system of seconJary punishment. It was not
formidable — criminals did not dread it ; it was not coiTective, but
tended obviously to produce further moral debasement; it was not
cheap— on the contrary it entailed gieat outlay without bringins
any adequate returns. In the first most important object it had
certainly failed. Transportation exercised no salutary terror in
offenders ; it was no longer exile to an unknown inhospitable
region, but to one flowing with jiiilk and honey, whither innumer-
able friends and associates had gone already. There was every
chance of doing well in the new country. The most glowing de-
scriptions came back of the wealth which any clever fellow might
easily amass ; stories were told and names mentioned of those who
had made ample fortunes in Australia in a few years. As a matter
of fact tire convicts, or at least largo numbers of them, had pro-
spered exceedingly. Some had incomes of twenty, thirty, even
forty thonsand pounds a year. They owned shops and farms and
public houses and ships, drove in carriages, and kept up grand
establishments. It could be no great punishment to be put within
reach of such advantages. As regarded the deteriorating effects
of the system, these were plainly manifest on the surface from tho
condition of the colony — the profligacy of the towns, the leniency
shown to crimes and those who nad committed them. Down
below, in the depths. where the dregs rankled perpetually, in the
openly sanctioned slavery called assignment, in tho demoralizing
chain gangs, and in the inexpressibly horrible penal settlements,
were more abundant and more awful proofs of the general wick-
edness and corruption. Moreover, these appalling results were
accompanied by a vast expenditure. 'The cost of the colonial con-
vict establishments, with the passages out, amounted annually to
upwards of i'300,000; another hundred thousand was expended
on the military garrisons; and various items brought the whole
outlay to about naif a million per annum. It may be argued
that this was not a heavy prico to pay for peopling a continent
and laying the foundations of our vast Australasian empire. But
that empire could never have expanded to its present dimensions
if it had depended on convict immigration alone. There was a
point, too, at which all development, all progress, would have
come to a full stop had it not been relieved of its stigma as a penal
colony.
That point was reached between 1835 and 1840, when a iiowerful
party came into existence in New South Wales, pledged to procure
the abandonment of transportation. A strongly hostile feeling was
also gaining ground in England. In 1837 a new committee of the
House of Commons had made a patient and searching investigation
into the merits and demerits of the system, and freely condemned
it. The Government had no choice but to give way ; it could not
ignore tho protest of the colonists backed up by such an authori-
tative expression of opinion. In ISdO orders were issued to suspend
tho deportation of criminals to New South Wales. But what was
to become of tho convicts ? It was impossible to keep them at
homo. Tho hulks, which might have served, hod also failed ; tho
faultinessof their internal management had been fully proved. Tho
committee last mentioned had recommended tho erection of moro
penitentiaries. But tho costly experiment of Millbank had been
barren of results. The model prisftn at Pentonville, now in process
of construction under the pressure of a movement towards prison
reform, could offer but limited accommodation. A proposal was
put forward to construct convict barracks in the vicinity of tho
great ar.senals ; bu.t this, which contained really tho germ of tho
present British penal system, was premature. The Government in
this dilemma steered a middlo course, and resolved to adhere to
transportation, but under a greatly modified and, it was hoped,
much improved form. The colony of Van Dicmen'a Land, younger
and less self-reliant than its neighbour, had also endured convict
immigration, but had made no protest. It was resolved to direct
tho whole stTcain of deportation ujion Van Dieinen's Land, which
was thus constituted one vast colonial prison. The main prlnciplo
of the now system was ono of probation ; hence its name. All con-
victs were to pass through various stages and degrees of punishment
according to their conduct and character. l>onio general dcpOt was
needed where the necessary observation Oonld bo made, and it was
found nt Millbank penitentiary. Thc-co boys were sent to tho
priiion for juveniles at I'ajkliurst ; the most promising su.bjcct«
752
PRISON DISCIPLINE
•TJlong the adults were selected to undergo tlie exiierinient<il disci-
|>Hiie of solitu.le and separation at Pentonville ; less hopeful cases
went to the hulks ; and all adults alike passed on to the antipodes.
Fresh staj^es awaited the convict on his arrival at Van Diemen's
Gand. The first was limited to "lifers" and colonial convicts sen-
tenced a second time. It consisted in detention at one of the penal
stations, either Norfolk Island or Tasman's Peninsula, where the
disgraceful co-ndftions already descrihcd continued unchanged to the
very last. The second stage received the largest number, who were
subjected in it to gang labour, working imder restraint in various
parts of the colony. These probation stations, as they were called,
were intended to inculcate habits of industry and subordination ;
they were provided with snjiervisors and religious instructors ; and,
had they uot been soon tainted by the vicious virus brought to them
by others arriving from -the penal stations, they might have
answered their purpose for a time. But they became as bad as the
worst of the penal settlements, and contributed grea'tly to the
deplorable breakdown of the whole system. The third stage, and
the first step towards freedom, was the conees.-iion of a pass wluch
permitted the convict to be at large under certain conditions to seek
work- for himself; the fourth was a ticket-of-leave, the possession
of which allowed him to come and go much as he pleased ; the fifth,
and last, was alisolnte pardon, with the prospects of rehabilitation.
This scheme seemed admirable on paper ; yet it failed completely
when put into practice. Colonial resources were quite unable to
bear the pressure. Witliin two or three years Van Diemen's Land
was fairly inundated with convicts. SLxteeu thousand were sent
out in four years ; the average annual draft in the colony was about
thirty thousand, and this when there were only thirty-seven
thousand free settlers. Half the whole number of convicts remained
in Government hands, and were kept in the probation gangs,
engaged upon public works of great utility ; but the other half,
pass-holders and ticket-of leave men in a state of semi-freedom,
could get little or no employment. The supply greatly exceeded
the demand ; there were no hirers of labour. Had the colony been
as large and as prosperous as its neiglfbour it could scarcely have
absorbed the mass of workmen ; but it was really on the verge of
bankniptcy — its finances were embarrassed, its trades and industries
at a standstill. But not only were the convicts idle ; they were
utterly depraved. It was soon found that the system which kept
large bodies always together had a most pernicious effect upon their
moral condition. " The congregation of criminals in large balshe^
without adequate supervision meant simply wholesale widespread
pollution," as was said at the time. These ever-] 'resent and con-
stantly increasing evils forced the Government to reconsider its
position ; and in 1846 transportation to Van Diemen's Land was
temporarily suspended for a couple of years, during which it was
hoped some relief might be afforded. The formation of a new con-
vict colony in North Australia had been contemplated ; but the
project, warmly espoused by Mr Gladstone, then under secretary of
state for the colonies, was presently abandoned ; and it now became
clear that no resumption of transportation was possible.
Some fresh scheme had to be devised, and that with-
out delay. The task fell upon Sir George Grey as home
secretary, who, in dealing with it laid 'the foundations of
the present British penal system. This system was to
consist (1) of a limited period of separate confinement in
a home prison or penitentiary, accompanied by industrial
employment and moral training; (2) of hard labour at
some public works prison either at home or' abroad ; and
(3) of exile to a colony with a conditional pardon or ticket-
of-leave. No pains were spared to give effect to this plan
as soon as it was decided upon. Pentonville was available
for the first phase ; Slillbank was also pressed into the
service, and accommodation was hired in some of the best
provincial prisons, as at Wakefield, Leicester, and else-
where. Few facilities existed for carrying out the second
stage, but they were speedily improvised. Although the
hulks at home had been condemned, convict establish-
ments in which these floating prisons still formed the
principal part were organized at Fermuda and Gibraltar.
Neither of these, it may be stated at once, was a con-
spicuous success ; they were too remote for efiective super
vision ; and, although they lingered on for some years,
they were finally condemned. The chief efforts of the
authorities ware directed to the formation of public works
prisons at home, and here the most satisfactory results
were soon obtained. The construction of a harbour of
refuge at Portland had been recommended in 1845; in
i847 an Act was i)assed to facilitate the purchase of land
there, and a sum of money takeu up in the estimates for
the erection of a prison, which was commenced next year.
At another point Dartmoor, a prison already, stood avail-
able, although it had not been occupied since the last war,
when ten thousand French and American prisoners had
been incarcerated in it. A little reconstruction made
Dartmoor into a modern jail, and in the waste lands
around there was ample labour for any number of convict
hands. Dartmoor was opened in 1850; two years later
a convict prison was established at Portsmouth in con-
nexion with the dockyard, and another of the same class
at Chatham in 1856. The works undertaken at these
various statioi)s were of national importance, and the
results obtained extremely valuable, as will presently bo
shown. The usefulness of these public works prisons and
the need for their development soon became ajiparent.'
Although the authorities still clung to the principle of
transportation, that pitnishment grew more and more
difficult to inflict. The third stage in Sir George Grey's
scheme contemplated the enforced emigration of released
convicts, whom the discipline of separation and public
works was supposed to have purged and purified, and who
would have better hopes of entering on a new career of
honest industry in a new country than wheu thrown back
among vicious associations at home. The theory was
good, the practice difficult. No colony would accept these
ticket-of-leave men as a gift. Van Diemen's Land, hither-
to submissive, rebelled, and positively refused to receive
them, even though this denial cut off the supply of labour,
now urgently needed. Other colonies were no less resolute
in their opposition. Tlie appearance of a convict ship
at the Cape of Good Hope nearly produced a revolt
Athough Earl Grey addressed a circular to all colonial
Governments, offering them the questionable boon of trans-
portation, ■ only one, the comparatively new colony of
Western Australia, responded in the affirmative. But
this single receptacle could not absorb a tithe of the whole
number of convicts awaiting exile. It became necessary
therefore to find some other means for the disposal of
those so rapidly accumulating at home. Accordingly, in
1853 the first Penal Servitude Act was passed, substitut-
ing certain shorter sentences of penal servitude for trans-
portation. It was only just to abbreviate the terms ;
under the old sentence the transportee knew that if well
conducted he would spend the greater part of it in the
comparative freedom of exile. But, although sentences
were shortened, it was not thought safe to surrender all
control over the released convict ; and he was only granted
a ticket-of-leave for the unexpired portion of his original
sentence. But no effective supervision was maintained
over these convicts at large. They speedily relapsed into
crime ; their numbers, as the years passed, became so
great, and their depredations so iserious, especially in
garotte robberies, that a cry of indignation, led by general
alarm, was raised against the system which exposed society
to such dangers. There was a vague desire to return to
transportation — to rid the country once more, by removal
to far-off points, of the criminals who preyed upon it. The
usual panacea for all public grievances was presently tried,
and the system with which Sir Joshua Jebb's name had
come to be iderUified was arraigned before a select com-
mittee of the House of Commons in 18C3.
Before reviewing the report of this committee, it will be
well to retrace our steps and examine the phases through
which' prison discipline had passed since 1836. We left
this, which embraces the preliminary stages of secondary
punishment, at a date when public attention • was very
generally drawn to it. The true object of penal treatment
had begun to be understood, and keen controversy liad
I arisen, as to the best methods for securing; it. Jhia
rRJLSOJN iplaUlPLIKE
763
oiij.ct, Lroadly stated, was to compass the reformation of
the convicted offender and at the same time deter others
from crime. The chief experiments in this direction had
been made in the United States, -where two remarkable
systems of penal discipline had for some time been in
operation. Each had its warm supporters and friends.
One had originated with the Quakers of Pennsylvania, who,
as far back as 1786, had abolished capital punishment and,
all other purely personal penalties, and had subjected all
offenders instead to solitary confinement without occupa-
tion for mind or body. This, as developed in the years
following, became the purely solitary system, and was the
first of the twg methods mentioned above. The idea,
although not absolutely new. having been already accepted
in the United Kingdom both in the Gloucester penitentiary
and the Glasgow bridewell, was hailed with enthusiasm as
a solution of all difficulties of prison treatment. Many
other States in the Union followed the lead of Pennsyl-
vania. That of New York built the great Auburn peni-
tentiary in 1816 to carry out the new principles. There
every prisoner was kept continuously in complete isolation.
He saw no one, spoke to no one, and did no work. But
within a short period very deplorable results began to show
themselves at Auburn. Many prisoners became insane ;
'jealth was impaired, and life greatly endangered. Mr
Crawfurd, whose mission to the United States has been
already referred to, was in favour of solitary confinement,
but he could not deny that several cases of suicide followed
this isolation. Some relaxation of the disastrous severity
seemed desirable, and out of this grew the second great
system, which was presently introduced at Auburn, and
afterwards at the no less renowned prison of Sing Sing.
It was calletl the silent system.' While the prisoners were
still separated at night or meals, they were suffered to
labour in association, but under a rule of silence ruth-
lessly and rigorously maintained. The latter, entrusted
to irresponsible subordinates, degenerated into a despotism
which brought the system into great discredit. All
discipline officers were permitted to wield the whip sum-
marily and without the .slightest check. " The quantity
of punishment," says Mr Crawfurd, " is entirely dependent
on the will of the overseers, against whose acts there is no
appeal." Under such a system the most frightful excesses
were possible, and many cases of brutal cruelty were laid
bare. Reviewing the merits and demerits of each system,
Mr Crawfurd gave in his adhesion to that of unvarying
solitude as pursued in the Eastern Penitentiary in Penn-
sylvania. " I have no hesitation in declaring my con-
viction," he says, " that its discipline is a safe and efficacious
mode of prison management"; of the opposite system, that
of Auburn, he reports that, notwithstanding the order and
regularity with which its discipline was enforced, " its
effects were greatly overrated."
Mr Crawfurd came back from the United States an
ardent champion of the solitary system. To use his own
words, "so greatly does increasing experience prove the
importance of solitude in the management of prisons that
I could not, if circumstances admitted, too strongly ad-
vocate its application in Great Britain, for every class of
offenders as well as for persons before trial, under modifica-
tions which would divest seclusion of its harshest character."
He saw great difficulties in making this the universal
rule, chief among which was the enormous expense of
l)roviding suitable prisons. Some modification of the rule
of unbroken solitude would bo inevitable ; but he strongly
urged its adoption for certain classes, and ho was equally
convinced of the imperative necessity for giving every
prisoner a separate sleeping cell. It is clear that the
Government endorsed Mr Crawfurd's views. Where it was
possible they gave effect to them at once. At Millbaak,
10--27
with its spacious solitary cells, the rule of seclusion was
more and more strictly enforced under the supervision of
a reverend governor, also a warm partisan of the system.
Ere long permissive legislation strove to disseminate the
new principles. In 1830 Lord John Kussell had given it
as his opinion that cellular separation was desirable in all
prisons. But it was not until 1839 that an Act was
passed which laid it down that individuals might be con-
fined separately and apart in single cells. Even now the
executive did not insist upon the construction of prisons
on a new plan. It only set a good example by under-
taking the erection of one which should serve as a model
for the whole country. In 1840 the first stone of Pen-
tonville prison was laid; and, after three years of very
considerable outlay, its colls, 520 in number, were occupied
on the solitary, or more exactly the separate, system, — th(5
latter being somewhat less rigorous and irksome in its
restraints. To the credit of many local jurisdictions, they
speedily followed the lead of the central authority.
Within half a dozen years no less than fifty-four new
prisons were built on the Pentonville plan, which now
began to serve generally as a "model" for imitation, not
in England alone, but all over the world. That able
administrator Sir Joshua Jebb, who presided over its
erection, may fairly claim indeed to be the author and
originator of modern prison architecture.
Other jurisdictions were less prompt to recognize their
responsibilities, the city of London among the number.
They were satisfied with small makeshifts and modifica-
tions, without entering upon that complete and radical
reconstruction which could alone meet the case. From
this inertness there followed a lamentable want of uni-
formity in the administration of legal penalties. Crimi-
nals suffered more or less .punishment according to the
locality in which they were incarcerated. Dietaries
differed — here too high, there too low. The amount of
exercise allowed varied greatly ; there was no universal
rule as to employment. In some prisons hard labour was
insisted upon, and embraced treadwheels or the newly
invented cranks ; in others it was industrial, devoted to
manufactures ; while in some it did not exist at all. The
cells inhabited by prisoners (and separate cellular con-
finement was now very general) were of different dimen-
sions,— variously lighted, warmed, and ventilated. The'
time spent in these cells was not invariably the same, and
as yet no authoritative decision had been made between
the solitary and silent systems. The first-named had been
tried at Pentonville, but the period for which it was
deemed po.ssible had been greatly reduced. The duration
had been at first fi.xed at eighteen months, but it was in-
contestably proved that the prisoners' minds had become
enfeebled by this long-isolation, and the period was limited
to nine months. In many jurisdictions, however, tho
silent system, or that of associated labour in silence, was
still preferred; and there might bo prisons within a short
distance of each other at which two entirely different
systems of discipline were in force. In 1849 Mr Charles
Pearson, M.P., moved for a select committee to report
upon the best means of securing some uniform system
which should bo at once punitive, reformatory, and self-
supporting. He urged that all existing plans were ineffi-
cacious, and ho advocated a new scheme by which the
labour of all prisoners should be applied to agriculture
in district prisons. Tho result of a full incjuiry was th«
reiteration of views already accepted in theory, but not
yet generally adopted in practice. Tho committee re-
commended separation, so long as it was conducted
under proper safeguards ; it animadverted upon the great
variety which still existed in prison disci[iline and the
construction of jails and strongly urged the legislature to
754
P E
ISON DISCIPLINE
?iitrust full powers to some central authority who wouid
pxact adherence to the rules laid down. Thirteen more
years elapsed and still no such steps had been taken. A
new committee sat in 1863, and in its report again re-
marked, and in no measured terms, upon the many and
wide differences that still existed in the jails of Great
Britain as regards construction, diet, labour, and general
discipline, "leading to an inequality, uncertainty, and
inefficiency of punishment productive of the most pre-
judicial results." Even yet separation was not univer-
sal ; labour, dietaries, education — everything varied still.
Matters could 'only be mended by the exercise of legisla-
tive authority, and this came in the Prison Act of 1865,
an Act which consolidated all previous statutes on the
Bubject of prison discipline, many of its provisions being
still in force. It promulgated minute and precise regula-
tions on every item of prison management, and backed
them up with pains and penalties that ought to have
ensured attention. Yet the years passed and uniformity
was still far from secured ; it was impossible, indeed,
while prison administration was still left to a number of
local authorities, no two of which were often of the same
mind. Great varieties of practice still obtained. The
number of feet ascended at hard labour on the treadwheel
differed in different districts ; each jurisdiction still pleased
itself as to dietaries ; and it was still, as of old, a mere
accident of locality whether imprisonment was light or
heavy. The legislature had tried its best, but its best
had failed. It had exercised some supervision through its
inspectors, had forbidden cells to be used until duly certi-
fied as fit, had threatened to withhold exchequer contri-
butions from prisons of which unfavourable reports were re-
ceived. Such penalties had exercised no sufficient terrors.
It began to be understood, moreover, that the prisons
under local jurisdictions were not always conveniently
and economically situated. In one district there might be
too many, in another not enough ; one prison was enipty
and its neighbour full to overflowing ; yet there was
no power to make transfers and equalize accommodation.
All this produced excessive, even wasteful, e.xpenditure.
Nor was its incidence, under altered conditions, exactly
fair. Crime, with the many facilities offered for rapid
locomotion to those who committed it, had ceased to be
merely local, and the whole state rather than individual
communities ought to be taxed ; prison charges should be
borne by the exchequer, and not by local rates. These
considerations gained strength, and led at length to the
introduction of the Prison Bill which became law in 1877,
and which is the last Act passed for the regulation of
prisons. By the Act of 1877 the control of all jails was
vested in a body of prison commissioners appointed by,
and responsible to, the home secretary. These commis-
sioners had power to consolidate by closing superfluous
prisons, to establish one system of discipline, and gene-
rally by watchful supervision, aided by the experience
of specialists, to maintain that much desired uniformity
which had been so long and unsuccessfully sought. At
the same time the co-operation of the local magistrates was
invited so far as advice and assistance were concerned ;
but all real power and control had passed from their hands
into that of the commissioners of prisons. The system
establiBhed by the Act of 1877 is that now in force, and
we shall recur to it directly, in recapitulating the whole Of
our present method of secondary punishment.
Meanwhile considerable changes had been introduced
into penal .servitude, the punishment reserved for the
gravest offences. We left this branch of the subject at a
date (1863) when its efficiency was about to be tested by
a parliamentary inquiry. The verdict given was in the
main satisfactory; but doubts were expressed as to the
severity of the discipline inflicted, the principal features of
which were moderate labour, ample diet, and substantial
gratuities. The first was far less than the work free men
did for a livelihood, the second larger, the third exces-
sive, so that convicts often left prison with thirty, forty,
even eighty pounds in their pockets. Penal servitude, to
use the words of the lord chief justice. Sir Alexander
Cockburn, one of the members of the committee, " was
hardly calculated to produce on the mind of the criminal
that salutary dread of the recurrence of the punishment
which may be the means of deterring him, and through
his example others, from the commission of crime." The
chief recommendations put forward to mend the system
comprised lengthening of all sentences, a diminution in
the dietaries, the abolition of large gratuities, and, speak-
ing broadly, a general tightening of the reins. The most
notable change, however, was in regard to labour, the
quantity and value of which was to be regulated in future
by the so-called " mark system." This plan had originated
with Captain Maconochie, at one time superintendent
in Norfolk Island, who had recommended that the punish-
ment inflicted upon criminals should be measured, not
by time, but by the amount of labour actually performed.
In support of his theory he devised an ingenious system
of recording the convicts' daily industry by marks, which
on reaching a given total would entitle them to their
release. The mark system had already been tried with
good results in Ireland, where the Irish system, as it was
called, introduced by Sir Walter Crofton had attracted
widespread attention from the extraordinary success which
seemed to follow it. There had been a very marked
diminution in crime, attributable it was supposed to the
system, which was in almost all respects th^ same as the
English, although the Irish authorities had invented an
" intermediate stage " in which convicts worked in a state
of semi-freedom, and thus practised the self-reliance which
in many superinduced reform. As a matter of fact the
diminution in crime was traceable to general causes, such
as a 'general exodus by emigration, the introduction of a
poor law, and an increase in the facilities for earning an
honest livelihood. It may be added here that, judged
by later experience, the Irish system has evinced no
transcendent merits, and it is now (1885) moribund.
But we owe something to the Irish practice which first
popularized the idea of maintaining a strict supervision
over convicts in a state of conditional release, and it recon-
ciled us to a system which was long wrongfully stigmatized
as espionage. The mark system, as recommended by the
committee of 1863, and as subsequently introduced, had,
however, little in common with either Maconochie's or the
Irish plan. It was similar in principle, and that was all.
According to the conjmittee every convict should have it in
his power to earn a remission — in other words, to shorten
his sentence by his industry. This industry was to be
measured by marks, earned by hard labour at the public
works, after a short probational term of close " separate "
confinement. But the remission gained did not mean
absolute release. All males were to be sent, during the
latter part of their sentences, '' without disguise to a
thinly peopled colony," to work out their time and their
own rehabilitation. The committee, it will be seen, still
clung to the old theory of transportation, and this in spite
of the lively protests of some of its members. The one
outlet remaining, however, that of Western Australia, was
soon afterwards (1867) closed to convict emigrants; and
this part of the committee's recommendations became a
dead letter. Not so the mark system, or the plan of
earning remission by steady industry. This was carried
out on a broad and intelligent basis by officials prompt to
avail themselves of the advantages it offered : a readiness
PRISON DISCIPLINE
755
to move with the times, to adopt suggestions tending
towards improvement, and generally to benefit by external
advice and experience, has always characterized convict
prison administration in recent years. Remedies have
been at once applied where flaws were found. Thus in
1877-78 efforts were made to minimize contamination by
segregating the worst criminals, and restricting conversa-
tion at exercise. Again, the recommendation of the latest
commission of inquiry, that of 1878-79, tending in the
same direction was immediately adopted, and a special
class was formed in 1880 in which all convicts "not
versed in crime," first offenders or at least comparatively
innocent men, are now kept apart from the older and
more hardened criminals. \Miile these concessions have
been cheerfully made, the stern necessities of a penal
system have been rigorously maintained. The committee
last quoted gave it as their opinion that " penal servitude
as at present administered is on the whole satisfactory ;
it is eff"ective as a punishment and free from serious
abuses ; a sentence of penal servitude is now
generally an object of dread to the criminal population."
This change is ascribed to the various improvements in-
troduced— "longer sentences, spare diet, and generally a
more strict enforcement of work and discipline."
Having thus traced the history of secondary punish-
ments and prison discipline in England from the earliest
times to the present day, it will be well to describe briefly
the system of penal repression as now actually in force.
This will best be effected by following those who break
the law through all stages from that of arrest, through
conviction, to release, conditional or complete. After a
short detention in a police cell — places of durance which
still need improvement — an offender, unless disposed of
summarily, passes into one of Her Majesty's local prisons,
there to 'await his trial at sessions or assizes. The period
thus spent in the provinces will never exceed three months ;
in London, with the frequent sittings at Clerkenwell and
of the Central Criminal Court, it is seldom more than one
month. While awaiting trial the prisoner may wear his
own clothes, provide his own food, see and communicate
with his friends 'and legal adviser, so as to prepare fully
for his defence. His fate after conviction depends on his
sentence. If this be imprisonment, so called to distin-
guish it from penal servitude, although both moan depriva-
tion of liberty and are closely akin, it is undergone in one
of the "local" prisons — the prisons till 1878 under local
jurisdiction, but now entirely controlled by the state
through the home secretary and the eJommissioners of
prisons. The r(5gime undergone is cellular ; able-bodied
prisoners are kept in strict separation for at least one
month, and during that time subjected to first-class hard
labour, which is purely penal in character ; and nowa-
days, under the uniform system introduced by the commis-
sioners, consists of the treadwheel, in which each indivi-
dual ascends 8G40 feet in a day's work, or six hours'
work on cranks or hard Jabour machines is exacted where
there are no treadwhefels ; and the labour, whether of
treadwheel or crank, is generally utilized as the motive
power for grinding corn or pumping water for prison use.
Beating oakum with a heavy beater ami mat-making with
heavy implements are also considered first-class hard
labour. A system of progressive stages not unlike the
mark system has been adopted in the local prisons, and
the prisoner's progress through each depends on his own
industry and good conduct. During the first month ho
sleeps on a plank bed, a wooden frame raised from the
floor, with bedding but without mattress. When he has
earned the proper number of marks, which at the earliest
cannot be until one month has elapsed, he passes into the
second stage, and is allowed better diet, and a mattress twice
a week. The third stage, at the end of the third month,
gives him further privileges as regards diet and bed. The
fourth stage concedes to the prisoner a mattress every
night, and the privilege, if well conducted, to communi-
cate by letter or through visits with his friends outside.
These stages are applicable to females except as regards
the plank bed ; while youths under sixteen and old men
above sixty are also allowed mattresses. A small gratuity
may be earned during the second and three following
stages, amounting in the aggregate to ten shillings. The
labour, too, may be industrial, and include instruction
in tailoring, shoemaking, basket-making, book-binding,
printing, and many more handicrafts. Throughout the
sentence the prisoner has the advantage of religious and
moral instruction ; he attends divine service regularly and
according to his creed, is visited by the chaplain, and
receives educational assistance according to his needs.
His physical welfare is watched over by competent medi-
cal men; close attention is paid" to the sanitary condition
of prisons ; strict rules govern the size of the cells, with
their lighting, warming, and ventilation. Dietaries are
everywhere the same ; they are calculated with great
nicety according to the terms of durance, and afford
variety and ample nutrition without running into excess.
In a word, as regards discipline, labour, treatment, exactly
the same system obtains throughout the United Kingdom
from Bodmin to the far north, from Cork to Belfast.
Where the sentence passes beyond two years it ceases
to be styled imprisonment and becomes penal servitude,
which may be inflicted for any period from five years to
life. The prisoner becomes a convict, and undergoes his
penalty in one or more of the convict prisons. These
are entirely under state management. A sentence of
penal servitude, as now administered, consists of three
distinct periods or stages : — (1) that of probation endyred
in separate confinement at a so-called " close " prison ;
(2) a period of labour in association at a public works
prison ; and (3) conditional release for the unexpired
portion of the sentence upon licence or ticket-of-leave.
(1) In the first stage, which is limited to nine months
for reasons already given, the convict passes his whole
time in his cell apart from otter prisoners, engaged at
some industrial employment. He exercises and goes to
chapel daily in the society of others, but holds no com-
munication with them ; his only intercourse with his
fellow creatures is when he is visited by the governor,'
chaplain, schoolmaster, or trade instructor. This period
of almost unbroken solitude, when the mind, thromi in on
itself, is supposed to be peculiarly open to lessons of ad-
monition and warning, is one of severely penal character,
and its duration has therefore been wisely limited. It is
deemed, moreover, that perpetual seclusion in a cell is an
artificial state of existence, that its infliction for long
terms would altogether unfit an offender for a return to
the ordinary conditions of daily life. (2) The second is
a longer stage, and endures for the whole or a greater
part of the remainder of the sentence, — its duration being
governed by the power a convict holds in his own hands
to earn a remission. It is- passed at a public works
prison, — either at Borstal, Chatham, Chattendcn, Ports-
mouth, Tortland, Dartmoor, or (for the present) Worm-
wood Scrubs. While cellular separation, except at work,
at prayers, or exercise, is strictly maintained, labour is
in association under the close and constant supervision of
oflicial.s. Intercommunication no doubt takes place ; men
working together in quarry, brickfield, or barrow-run, and
out of earshot of their guardians, may and do converse at
times. But the work is too arduous to allow of long and
desultory conversation ; while the chance of mutual con-
tamination is .now minimized by tbn separation of the less
756
PEISON DISCIPLINE
hardened from the old offenders in the manner aircaay
pointed out. There is no reason to suppose that any
frreat evils result from this association, and without it the
execution of the many imiiortant national public works
which now attest its value would have been impossible.
Among these may be mentioned the following : — the
quarrying of stone for the great Portland breakwater,
which is nearly 2 miles in length, and between .')0 and CO
feet deep in the sea, with the defensive works on the
V'erne, batteries, casemates, and barracks intended to
render the island of Portland impregnable, and the enlarge-
ment and extension of the dockyards at Chatham and
Portsmouth; at the former tlu'ee grand basins 20, 21,
and 28 acres respectively in extent have been completed
on the marshy lands and reaches of the Med way, and at
the latter extensive operations of the same kind have long
been in progress. At Borstal a line of forts intended to
protect Chatham on the southern and western side are
being erected by convicts ; they are also building maga-
zines at Chattenden on the left bank of the Medway ;
they will soon be at work at Dover on the vast improve-
ments for the enlargement of the harbour and port. Be-
sides this, convict labour has been usefully employed in
the erection of prison buildings at new points or in exten-
sion of those at the old ; at Borstal cells for five hundred,
and at- Wormwood Scrubs for ten hundred and fifty-two
have been built, with chapel, quarters, hospitals, and so
forth ; large additions have been made to the prisons of
Woking, Pentonville, Chatham, Portsmouth, Dartmoor,
Parkhurst, and Brixton. In all cases the bricks have
been made, the stone quarried and dressed, the timber
.sawn, the iron cast, forged, and wrought by the prisoners ;
only one article was bought ready made, and that was the
locks. The great merit of this system is the skill acquired
in handicrafts by so many otherwise idle and useless
iiands. Convict mechanics are rarely found ready made.
A return dated July 1S82 shows that 82 per cent, of the
total number employe- j,t trades had learnt them in
prison. These results are no doubt greatly aided by the
judicious stimulus given to the highest effort by the mark
system. The chief objection to enforced labour has been
the difficulty in ensuring this ; but the convict nowadays
eagerly tries his best, because onlj- thus can he win privi-
leges while in prison and an earlier release from it. Every
day's work is gauged, and marks recorded according to its
value ; upon the total earned depend his passage through
the stages or classes which regulate his diet and general
treatment, and more especially his interviews and com-
munications with his relations and friends. Y^t more;
steady willing labour continuously performed will earn a
remission of a fourth of the sentence, less the time spent
in separate confinement. It must be borne in mind that
the marks thus earned may be forfeited at any time by
misconduct, but only to this extent does conduct affect
remission, and the latter is really directly dependent upon
industry. The full remission in a five years' sentence is
one year and twenty-three days ; in seven years, one year
two hundred and seventy-three days ; in fourteen, three
years one hundred and eighty-one days ; in twenty, four
years eighty-six days. " Lifers " cannot claim any remis-
sion, but their cases are brought forward at the end of
twenty years, and then considered on their merits. (3)
Having earned his remission, the convict enters upon the
third stage of his punishment. He is released, but only
conditionally, on licence or ticket-of-leave. This permis-
sion to be at large may easily be forfeited. Stringent
conditions are enilorsed upon the licence, and well known
to every licence holder. He has to produce the licence
when called upon ; he must not break the law, nor asso-
ciate with notoriously bad characters, nor lead_ an idle
dissolute life, without visible means of obtaining an honest
livelihood. The observance of these rules is enforced by
the police, to whom Acts known as the Prevention of
Crimes Acts give large powers. The licence holder is
ordered to report himself at intervals to the police, to
whom also he must notify any change in his place of
residence ; he must take care that he is not found in
any suspicious locality under suspicious circumstances. A
breach of the regulations may entail the forfeiture of the
licence, with imprisonment and the obligation to return to
a convict prison to serve out the unexpired term of penal
servitude. Police supervision by special sentence of a
court may be extended in the case of habitual criminals
to longer periods than that of the original sentence. An
elaborate machinery also exists for the registration of
these habitual criminals, and voluminous official records
are regularly published and circulated giving detailed in-
formation, distinctive marks, and previous history, to enable
the police in all parts of the country to identify habitual
criminals. A system so rigorous towards offenders who
have already expiated their crimes may be deemed to bear
heavily on any who have repented of their evil ways and
are anxious to turn over a new leaf. To be ever sub-
jected to the intrusive watchfulness of the myrmidons of
the law must often increase the licence holder's difficulty
of leading an honest life. The struggle is often severe ;
employers of labour are not too ready to accept the
services of "jail birds," and free workmen often resent
the admission of an old convict amongst their number.
Private charity has happily come forward to diminish or
remove this hardship, and many societies have been called
into existence for the special purpose of assisting dis-
charged prisoners. The first of these, now honoured with
the title of "Royal," was organized in 1856, and had
assisted, up to 1879, some eleven thousand prisoners.
This society labours chiefly in the metropolis ; it is sup-
ported by private subscriptions, but it has control also
over the gratuities of the licensees who accept its aid.
The prisoners on release are first examined at the society's
oftlce as to their prospects and wishes ; they are given
some pocket money out of their own gratuities ; and their
" liberty clothing," a present from the prison, is changed
for more suitable clothes. They are then placed in
respectable lodging-houses until in due course employ-
ment is obtained for. them, after which the society under-
takes the reporting to the police, and by its own agents
exercises a watchful care over its proteges. There are now
upwards of twenty societies established in various parts of
the country, and the number is rapidly increasing.
The foregoing system is applicable more particularly
to adult males ; but for females the rules are much the
same as regards imprisonment and penal servitude. But
the remission a female convict can earn is greater, and
amounts to a third of the sentence, less the separate con-
finement. Moreover, female convicts whose conduct and
character warrant a hope of complete amendment are
admitted into " refuges " nine months before the date of
their conditional release on leave. There are two of these
refuges, which are more like " homes " than prisons, — the
Westminster Memorial Refuge at Streatham for Protest-
ants,' and the East End House, Finchley, for Roman
Catholics. The training of these refuges is calculated to fit
the licensee for more complete freedom, and many of the
women who go from them into the world do well. The
aid societies also help effectually in obtaining situations,
often very good ones, for the released female convicts.
Juvenile criminals are now subjected to special treat-
ment. Young offenders, although liable to be treated as
adults by the court before which they are brought, are
generally dealt with summarily under various powers.
PRISON DISCIPLINE
757
exercised, in some cases in England and Ireland, with the
consent of the accused, or, in the case of a child, of the
liarent or guardian. The discretionary powers of summary
courts are wide, ranging in many cases from dismissal
(although the charge is proved) to payment of damages and
costs, or fine, or limited imprisonment, and in the case of a
male child with private whipping either in addition to or
instead of any other punishment ; and whipping in addi-
tion to other punishment may be imposed by all courts on
the trial of male offenders under sixteen for the majority
.»f offences. For the very important power of relegating
juvenile offenders to reformatory schools and vagrant and
'leglected children to industrial schools see the separate
article. Reformatory and Industrial Schools {q.v.}.
Juvenile offenders and children while detained in re-
formatory or industrial schools are not subject to prison
discipline, but the rules for the management and dis-
cipline of the schools and the detention in them may be
enforced by imprisonment. Very beneficial results as re-
gards the diminution of crimes are undoubtedly obtained
by various institutions, both public and private. The
possible criminal is removed from evil associations while
still amenable to better influences ; and while still malle-
able he is taught to labour honestly with his hands.
Prison statistics, more especially of the convict prisons,
show a marked decrease in the number of youthful
offenders In durance, and it is reasonble to suppose that
from the causes above mentioned there is a gradual
stoppage in the supply. In the ten years between 1871
and 1881 the number in custody of ages between fifteen
to twenty-four fell from 2948 to 1957, and this although
the general population had increased four millions. The
same reduction has shown itself as regards the number of
the same ages in local prisons ; and it is clear that the
improvement is general.
Uniformity in prison discipline is now general through-
out the United Kingdom. The Prisons Act of 1877 also
extended to Scotland and Ireland, and in both those
countries the systen- of imprisonment for terms of two
years and under has been assimilated to that in force in
England. As regards penal servitude, convicts pass through
the same stages or periods; but Scottish convicts, after
undergoing their separate confinement in the general
prison at Perth, have been drafted into the English public
works prisons. Of late there has been a movement towards
securing some of the advantages of conyict labour for
works north of the Tweed, and it is probable that harbour
works will soon be undertaken at one or more points on
the Scottish coast. For Ireland, the progressive periods arc
passed in that country, — separate confinement in Mountjoy
prison, public works at Spike Island. The administration
of prisons has also been assimilated in Great Britain and
Ireland, and has been centralized in each capital under the
authority of the state. Boards of prison commissioners in
London, Edinburgh, and Dublin, and acting under the
immediate orders of the executive, control all local prison
aflairs, including finance, victualling, clothing, the appoint-
ment of officers of all grades, and the discipline of prisoners.
The English convicts arc still managed by an independent
board called the directors of convict prisons, but both
commissioners and directors have the same chairman and
chief, while the stall' of clerks and accountants and store-
keepers— in a word, the whole administrative machinery —
is identical for both. The welfare of the inmates of all
prisons is not, However, left entirely at the discretion of
official managers. The local magistracy have still a
certain jurisdiction in the local prisons ; through elected re-
presentatives styled "visiting committees," they Constantly
inspect the jirisons and exercise supervision over their
inmates. Tliey have retained their powf.r to punish and
generally deal with all cases of aggravated misconduct.
The functions e-xercised by these visiting committees
might seem to constitute a dual authority in prison
management. But so far the two powers have worked
harmoniously and well. Since 1880 unofficial and unpaid
visitors have also been appointed to undertake an inde-
pendent inspection of the convict prisons. This practice
was introduced, not on account of any administrative
failure in the system, but as a safeguard against possible
abuses, and to strengthen public confidence. These
visitors can ^ive no orders, but they are empowered to
make full inquiries into the state of the prisoners and the
condition aud discipline of the prison.
The sum voted in 1883-84 for convict establishments
in England was £414,463, but this includes £18,100 for
expenditure in colonies where a few imperial convicts still
survive, and grants in aid of colonial magistrates, police,
and jails. The vote for local prisons in the same year was
.^481,852. The returns from male prisoners' labour in the
convict prisons in 1883-84 amounted to £248,995, lis. 3d.
Of this total, £121,956, 5s. 2d. represented the estimated
value_, by measurement, of labour on public works, and
£42,159, 8s. 4d. more the value of prison biiildings erected,
while the earnings in manufactures amounted to £37,581,
8s. 8d. The balance was the farm and the work performed
for the prisons. The female convicts' labour amounted in
the same year to £9933, 9s. 5d., half of which was in
washing and manufactures. In the local prisons in England
manufactures brought in £39,790, 3s. lid. The value ot
the labour on prison buildings was £24,510, 4s. 2d., and
that in the service of the prisons £59,562, Os. 8d. Thd
prison vote in Scotland for 1883-84 was £110,170, the
returns from earnings £6000 : in Ireland the vote was
£145,689 and the earnings £4000. The above terms of
expenditure include all outlay — staff (superior and sub-
ordinate), maintenance, travelling expenses, itc. •
Most civilized nations havo consiJered the question of prison
discipline fioni time to time, and havo cndeavouiod, but with
varying degrees of earnestness, to conform to accepted modern ideas
as to the jnoptr method of dealing with criminals. Tlio subject
has also hecn dealt with at two international congresses, one ot
which assembled in London in 1873, and the other at Stockholm
in 1878, when views were exchanged and matters of much interest
discussed. It is proposed now to supplement the foregoing account
of British prison discipline by a brief survey of the prison system.s
in lorce m the British dependencies and in various other countri("i.
British Colonics and India. — The prison systems of most of the
British colonies have been assimilated as far as possible to that in
force in tlie mother country. In all the larger colonies there are
convict prisons and local prisons, and in all cellular separation for
the whole or part of the sentence is the rule. This is the ca.se in
the Australi.in colonies, in Tasmania, and in New Zealand.
Tlie prison system of Canada is advanced *nd enlightened. The
numbers incarcerated are not great, and crime is not very prevalent.
.Six establishments sutlice for the Dominion — Kingston, St Vincent
de Paul (for the province of Quebec), Halifa.t, Manitoba, British
Columbia, and Dorchester. The last-named has replaced that at
St John's. All these arc cellular prisons ; and they receive prisoners
of all categavies, for trial and after sentence whatever the term.
Females have a special <iuarter in each prison. Isolation is. strictly
carried out for all short sentences ; Init for the longer labour is in
association. A gieat deal of good work is turned out in the Canadi.au
prisons. All the rolling stock for railways in Government hands,
iron-work, clothing, and boots and shoes are produced at the variouq
prisons, but not to an extent to allow all prisonera to be instructed
in trades. Jlost of the prisons possess land in their vicinity which
is tilled by the prisoners. There are no prisoners' aid societies »j
yet in Canada, although their formation has been earnestly rccom-
mcmled.
For the Cape of Good Hope there is a good prison at Cape Town.'
In Ceyhui, since ISG7, cellular seimration has been enforced for the
whole period of short sentences, and the first six nuniths of long
sentences. In .Jamaica there are .several kinds of prisons, but only
the principal, the general penitentiary, has any number of separate
sleeping cells.
In India the jails number upwards of 230, with an indefinite
number of small lock-ups. There is also the large convict depW et
Port Blair in tlio Aiulanian Islands. Very few of the Indian jails
758
PRISON DISCIPLINE
are entirely cellular ; two in particular may be mentioned, that of
Utakamaud and that of Hazaribagli, both of which are for European
convicts. "The remainder," says Dr Jlouatt, formerly inspector
general of prisons in Bengal, "are built on every conceivable plan ;
a large number of them are miserable mud structures, which are
constantly being washed away by heavy rain, and as constantly pro-
vide work for the prisoners in repairing them." A few of them are
radiating, and nearly all provide for the separation by night of the
male and female prisoui-rs ; and there is a certain rough classifica-
tion according to sentence. All work is in association, except when
prisoners are kept in cells for misconduct. The proportion of cell
accommodation, when Dr Jlouatt wrote, was barely 10 per cent.
Work is mostly intramural, and generally remunerative and in-
dustrial. Prisoners are occasionally employed out of doors in gangs
upon canals and other public works. The ironing of prisoners where
prisons are insecure still prevails as a safeguard against escape.
Prison punishments are generally severe, and include flogging,
fetters, penal labour, and complete isolation. The whole question
of prison discipline in India is strictly subordinated to financial
considerations, and the system in conseq^uence lacks uniformity and
completeness.
Austria. — It was not until 1867 that the Austrian Government
declared in favour of a system of cellular imprisonment. Till then
all prisoners had been kept 'n association, but at the date above
mentioned a recommendation that separation should be' the rule
was made to the reichsrath and approved. Owing to the expense
of reconstructing or converting prisons, the principle could not be
generally adopted ; moreover, the Austrian authorities were not in
favour of continuous isolation. Hence the practice adopted was a
combination of the two methods. Short imprisonments might be
endured entirely in separate cells ; every prisoner might pass the
first part of a long term in a cell, but the isolation was not to exceed
eight months, the remainder of the sentence to be undergone in
association or collectively, duo regard being had to the classifica-
tion of the prisoners brought together. This classification is based
upon the individual's age, education, state of mind, and former life,
and the nature of his crime. The progress made in the erection
of cellular prisons has not been very rapid. Although the total
number of prisoners in Austria-Hungary exceeds 17,000, up to the
end of 1879 only 1050 cells had beeu provided, viz., at Gratz 252,
at Stein 3J8, at Pilsen 387, and at Karthaus 63, while two small
prisons for trial prisoners have also been built at Cilli and Reichen-
berg. These new prisons are, however, very complete and perfect ;
they have all modern appliances, chapels, hospitals, workshops,
and baths ;■ the cells are spacious, and well ventilated, lighted, and
warmed. Two days of cellular imprisonment, after three months
have elapsed, count as three in association. There is no distinctly
penal labour. In separation prisoners follow such trades as shoe-
making, tailoring, weaving, button-making, wood-carving ; women
are employed in embroidery, spinning, quill-pen making, and
knitting. In association the principal employments are carpenter-
ing, coopering, smith's work, brick-making ; and a number of the
more trustworthy prisoners have helped to construct railways and
lay down roads. As a rule the prisoners' labour is let out to con-
tractors ; this plan is preferred as relieving the state of all risks,
while officials are more at liberty to attend to the pure disciplinary
treatment of the prisoners. As a rule every prisoner who enters
ignorant of a trade is taught one in prison. Prisoners can earn
substantial wages ; where contractors are employed, the prisoners
receive half what is paid over, after all costs have been deducted.
Half of the earnings may be spent in the prison canteen in the
purchase of luxuries, including beer and tobacco, or in the support
of a prisoner's family, or in the purchase of clothing to be worn
on discharge. There is only one " Liberated Prisoner Aid Society,"
which is established at Vienna, and which does good service in
supporting prisoners until they find occupation, and providing them
with money, clothes, and tools. Speaking generally, there are three
classes of prisons in Austria- Hungary, viz., for minor offences, and
for prisoners sentenced to terms less than one year and to terms of one
year and upwards respectively. The treatment of the incarcerated
is humane : their diet is suflicient ; they have good beds and bed-
ding ; the sick are cared for in hospitals ; the labour of the able-
bodied is not excessive, although supposed to extend over ten hours
daily. Religious services are provided for, and non-Roman-Catholic
prisoners may be seen by ministers of their own form of faith.
Prison administration is under the minister of justice, who dele-
gates his powers to an inspector general of prisons. Commissions of
inspection are appointed to visit all the cellular prisons monthly,
and there are also local boards of management and control.
Belgium. — Prisoh discipline has perhaps received as close atten-
tion in Belgium as anywhere in the world. In 1835, when the great
movement towards prison reform was in progress, Belgium first
adopted the cellular system experimentally by constructing thirty-
two cells in connexion with the old prison at Ghent. After a trial
of nine years a verdict was passed in favour of cellular separa-
tion and it was authoritatively adopted in 1844. Progress was
steady if not rapid ; by degrpes man/ cellular prisons were built ;
and' up to the present date (18S5) twenty-four are in existence. A
model prison for 600 on the same plan is in process of construction
at Brussels, and three others, smaller, will soon be finished. Bel-
gium has unhesitatingly accepted the rule of absolute separation
as regards all prisoners, whatever the duration of their sentences.
That solitude which disastrous results in England have strictly
limited to either nine months, or, under certain modifications, to two
years, may be enforced in Belgian prisons for at least ten years.
At the end of that period a prisoner may claim to go into associa-
tion, and they are then removed to Ghent, where they work and eat
in company but have separate sleeping cells. Separation, again, ia
not insisted upon with the sickly, or those whose minds appear
weak ; while all upon whom cellular imprisonment has failed may
also in due course be removed to association. But for the rest the
separate system is the invariable rule, and it is carried out with
careful and unvarying sternness. The prisoner never leaves his
cell save for chapel or exercise ; at the former he is in a separate box
or compartment ; the latter he takes alone in a narrow yard. His
life, however, is not one of absolute solitude. He is visited fre-
quently by his warders and schoolmasters and trade instructors }
chaplain, governor, and doctor also break the monotony of his life.
According to the Belgian view of the case, he "lives in association
with the prison staff, not with his fellow criminals. It is claimed
for this system, which aims primarily at the reformation of indivi-
■ duals, that no evil consequences have as yet been seen to follow from
the treatment. Official statistics may be searched in vain for the
record of cases of suicide or of mental alienation ; neither are
abnormally frequent. On the other hand the Belgian authorities
insist that the dread of the punishment has had a marked, effect
upon crime, and that there is a diminution in the number of second
sentences. "Recidivists," or reconvicted prisoners, are, moreover,
subjected to a more rigorous discipline.
There are three classes of prisons in Belgium ; — the maistmi
cCarrlt, or prisons of detention, for accused persons undergoing
examination oi- awaiting trial ; the maiaons de sireli, or prisons
for the infliction of short sentences ; and the maison centrales, which
correspond to the English convict prisons. Prisoners awaiting
trial, and still innocent in the eyes of the law, are treated, with
much leniency and consideration. An arrangement peculiar to
the French aud Belgian prisons is the privilege of the "pistole."
A prisoner on payment of a certain charge is conceded better
accommodation ; he has a room, not a cell, decently furnished, and
may provide his own food, have books, see his friends, and do no
work. Offenders of the better class, and never previously convicted,
are sometimes relegated specially to the pistole by the tribunals ; and
the local boards of visitors have also power to transfer prisoners to
this privileged class. Independent of the pistole the law provides
three kinds of penalty — correctional imprisonment, seclusion, and
imprisonment with hard labour. But, except the slight differences
as regards privileges of letters and visits, the treatment is identical
in all three categories. It is correctional for all ; all prisoners are
kept in seclusion ; and there is no hard labour, as we understand
it Purely penal labour does not exist in the Belgian prisons.
Public works are obviously impossible ; and there are no tread-
mills or cranks. The labour is entirely industrial; but its
object is rather to reform individuals than to produce profit to the
state. 'With strict cellular confinement the range of prison indus-
tries is generally limited to sedentary employment ; but, besides
weaving, tailoring, shoemaking, book-binding, and so forth, various
handicrafts are practised. The prisoner's labour is partly let out
to contractors, partly utUized by the authorities. A portion of the
earnings for work done goes to the prisoners ; and part of the
money may be spent in the purchase of better food or tobacco, where
it is permitted, from the canteen. No pains are spared to instruct
the prisoners ; those ignorant of any trade are regularly appren-
ticed and taught, the idea being to provide every one with a means
of livelihood on release. The severity, not to say cruelty, of the
strict rule of separation is mitigated as far as possible by the pater-
nal solicitude of the authorities. The administrative arrange-
ments of the Belgian prisons are nearly perfect. The buildings are
spacious — the halls lofty, light, and airy ; the cells are of ample
dimensions, carefully ventilated, well-lighted, and well- warmed. An
abundant water supply assists the sanitary services ; dietaries are
sufficient and well-chosen, soup with plenty of vegetables forming
an especial feature in them. School instruction is available for all.
There are well-supplied libraries. The hospitals 4re clean and
■spacious, fitted with every necessary, and the percentage of patients
under treatment is usually small. An epidemic of ophthalmia
was, however, long present in the reformatory prison of St Hubert
An independent system of visitation is supposed to protect the
prisoners from ill-usage ; local boards composed of local functionaries
exercise constant supervision and control over the prisons in iheir
vicinity. The central administration is inteUigent ; and the prison
service being esteemed highly honourable attracts good men to
recruit its ranks. Female prisons are exclusively managed by the
nuns of some religious order in the locality. Besides the prisons
of punishment for adults, there are two establishments in Belginm
PRISON DISCIPLINE
759
»vliii^U djal exclusively with juvenile crime. These are at St
Hubert in Euxcmburg, ami at Jfamnr. The first, dating from 1840,
is an agiicultural colony which receives all youths up to the a^c of
fourteen ; the labour is exclusively in the fields. Young criminals
belonging to the towns are sent to Namnr, where the work is
mechanical but more sedentary. A good education both moral and
practical is received at these reformatories, which are more like
schools than prisons. There are also philanthropic schools for vag-
roEts and non-criminal childi'en. At present no societies labour to
assist prisoners on release. A complete organization once e.^ted
for the purpose, but it was wholly official, and those whom it was
supposed to benefit suspected and kept aloof from it. It may be
added that, although there is no power in the prisoners' own. hands
of working out remission by steady industry and good conduct, sen-
tences may be abbreviated on these grounds on the recommendation
of the prison authorities. All sentences, too, have been shortened
since the general introduction of cellular; imprisonment ; as the
treatment was more severe, justice demanded a curtailment of the
penalties. Capital punishment, although not definitively abolished,
is never inflicted, and all sentenced to death pass into prison for
life. But after ten years they too are transferred to Ghent for the
remainder of their days.
Brazil. — The present emperor of Brazil has long taken an active
interest in prison reform. He has encouraged the piison adminis-
tration of his country to introduce a scheme which is in many
respects the same as that in force in England. Prisoners, after
sentence, are subjected to a period of close cellular confinement
enduring eight mouths ; they then pass to another prison, where
cellular separation is still enforced, but the daily labour is in associa-
tion and in silence. This is styled the reformatory stage ; after that
comes the thii'd stage, which is reached by marks gained through
ijdustry and good conduct. In this last stage, called the testing
stage, prisoners work together ; they may converse, may wear theii'
own clothes, and are under the cai'e and supervision of the most
trustworthy of their feUows. They sleep in large dormitories, not
in cells, are .allowed to cultivate a piece of garden gi'ound on their
own account, and a large portion of their earnings ia placed to their
credit and handed over to them on release.
Dcnnmrk. — The prison system in force in Denmark dates from
1840, previous to wdiich time the arrangements were e.xtiemely
unsatisfactory. In the early part of the century Danish prisons
were in as deplorable condition as any in Europe ; after enduring
indescribable horrors, the worst malefactors passed on to hard
labour in the fortresses or in the fleets. But a commission was
appointed in 1840 to report, and recommended the adoption of the
cellular system for all prisoners awaiting trial, and under short-
term sentences, — those comleuined to long imprisonments tp be
put to hard labour in association. The necessary prisons were con-
structed at a cost, >vithin a quarter of a centTir)', of t>vo millions
of paunds. There are a large number of small detention prisons,
and four principal prisons for the convicted ; one cellular for males
at Vridsloesville, and two associated at Horseus and Viborg, one
for females courbined cellular and associated at Christianshavn.
About 7.5 per cent, of the whole are sentenced to separative con-
finement in cells ; its infliction is limited to first ofTendors, youths,
or those sentenced to six months and upwards to three yeare and a
half; the associated or aggregate system apjilics to the reconvicted,
and for terms from two years to life. There is no distinctly penal
labour in the prisons ; the industrial prevails, and is in the hands
of contractors. Prisoners in cells are constantly visited ; religious
and secular instruction is imparted ; the dietaries are carefully cal-
culated, and the regime generally intelligent and humane.
A number of aid societies have been established at the scat of the
largo prisons, which assist piisoners on release who have been dili-
gent and weU conducted in confinement. . Work is found, tools
and subsistence given, as in England. It is interesting to note that
the first aid society was formed at Copenhagen in 1841 through
tho exertions of Mi-s Fry. Besides the regular prisons, there are
three reformatories for juvcuiles modelled on the French school at
Mettray ; they have been founded by private benevolence, but re-
ceive aid from the state. Agriculture is tho principal employment
of the inmates.
France. — Prisons and their management have not attracted close
or continuous attention in France. Dynastic changes, wars, rcvoln-
tions, and intcstinr.l troubles may be pleaded as tho excuse. A
system based on the principle of individual separation as practised
in the United States was on the point of being adopted in Franco
when tho legislation to secure it was interrupted by the revolution
of 1848. Under tho empire tho question was generally subordinated
to more pressing political needs. Cellular imprisonment was, how.
over, adopted partially, but only to alimited extent, for jKirsons await-
ing trial. Central prisons in which tho prisoners lived and wAkcd
in association had been established early in tho century, and their
use was extended. They received all sentenced to the shorter terms.
The long-term convicts went to tho bagncs, the great convict prisons
at the arsenals of Rochcfort, Brest, and Toulon ; and in 1861, a
few years after it had been abandoned by England, transportation
to p«nal colonies was adopted by Fiance. In 1869 Kapdlcon TTT.
ap;>oin;ed a commission to uiquire and report upon the whole
question, but its lalronrs were rudely intemipted by til.- Fitinco.
Gei-mau War. Three years later a fresh commission, appointed by
the national assembly to discuss parliamentary reform, made a
most exhaustive report in 1874. It imhesitntingly recommended
cellular confinemeut, and the principle became law tho folio\ring
yeai% This system m pi-ison discipline then became applicable to
all persons awaiting tnal, to those seniaced to any term up to a
year and a day, and to tliose for longer terms provided they asked to
bo kept separate aud apart. It was calculated by the commission
fij-st mentioned that there were nearly eight thousand cells ah-endv
in existence and available, but an additional twenty-one thousand
would have to bo constructed at an outlay o{ sixty-three millions a)
francs in order to meet the demands of this new system. A motle)
cell was desired and plans for model prisons, but the expense tht
change would entail appears to have deteiTed Fi-ench authorities,
both tho central execurive aud the cmiscils giniraux, froni
promptly making it. There are not more than ten or a dozei
ceUular piisons iu France, and two of them are in Paris — llazai
(for hial prisonei's) and La Sante, but the latter is not entirelj
cellular. Tho construction of others has been Contemplated, bu<
ill few cases proceeded with, and many years will probably elapst
before any unifonnity in penal treatment is established in France.
Prison administration is complex in France, and there are many
kinds of prisons, — a few of them being under the authority of the
minister of the interior : — (1 ) the maison d'a.rrH, temporary places ol
dui-anco in every arrondissemeut for persons charged with oH"euce3,
aud those sentenced to more than a year's impnsoiiment who are
awaiting ti-ansfer to a maison ccntrah; (2) the viaiscn dc justice;
often part and jjarcel of the former, but only existing iu the assize
court towns for the safe custody of those tiicd or condemned at the
assizes ; (3) tho depot situated on the island of Ui, for all sentenced
to travanx fords awaiting deportation to Isew Caledonia (Arabs
so sentenced wait at Avignon their removal to French Guiana) ;
(4) departmental prisons or houses of correction, for summary con-
victions, or those sentenced to less than a year, or, if provided with
sufficient cells, those amenable to scpaiaie confinement ; (5) the
maisons-caitraUs, or central prisons, for all sentenced to more than
a year, or for men and women above sixty sentenced to iravaux
forcis; (6) maisons de force, for women sentenced to Iravaxux farces,
or both sejtes condemned io seclusion; (7) prisons for those sen-
tenced to simple detention ; (8) penal settlements iu Corsica,
more particularly at Chiavari, Casablanca, and Castellucio, the
ri/gime of which is tho same as in the maisons centrales ; (9)
retonnatory estabLishmcnts for juvenile ofl'enders ; and (10) dmdUi
dc sdreU, for prisoners yho are travelling, at places where there
are no other prisons. The total number of prisons of all classes in
France, cxclnsive of the last, exceeds 500, aud tlio prison population
averages 50,000 daily. Besides tho foregoing there are a certain
number of niilitary prisons under the war minister seated at the gi-eat
garrison towns, br in Algeria ; and at all the seaports there are
maritime piisons for soldiei's or sai'ors who have broken laws civil
or military. The latter are under the minister of marine, who also
has special charge of the penal scttiements at a distance from Fi-ance,
including French Guiana and New Caledonia, where there ai'c several
prisons aud hulks adapted for tho confinemeut of convicts. Tlie dis-
cipliuai7 treahnent of all prisoners in separate confinemetit is much
tho same in Franco as elsewhere ; tho isolation while it lasts is com-
plete and is broken only by the frequent visits of officials. The exer-
cise is solitary, and at chapel tho same rule obtains by e.ach prisoner
occupying a separate box, or by having service iu the centi-o ol
tho prison, to which all tho cell doors, slightly opened, converge.
It may bo stated here that religious tolerance prevails everywhere;
and prisoners not Roman Catholics may receive tho ministration
of clerg-ymen of their own creed. Female prisons are mostly
managed by ninis or members of the female religious orders. There
is one at Doullens especially kept for Protest.aut female luisoiiers,
and managed by a Piotestant sisterhood. Tlio evils of a.s.sociatioD
in tho congregate prisons aro diminished by cln.ssifiaition, so far ns i1
goes. But prisoners aro at least kept in categories: trial prisonera
ale together ; those for a year arc kept apart from the summary
convictions, and convicts en route for tlio island of IU' from all tho
rest, tl.ales and females occupy dilTerent prisons. As almost all
prisons have at least a few separate cells, tlicse aro utilized either for
the recidivi.st^ and those of worst cbaractor, or for any widl-disjio.seil
prisoners who exliibit a real desire to amend. The diet, althougji
coarse, is liberal. It may bo supplemented by purchase maile fi-om
the canteen, ot which both wine and tobacco may bo obtained by
all who can jiay for it. Each person may thus spend a certain
iiroportion of his earnings or ])iculc, the rest being .resen'cd for
his discharge. What remains of the product of the prisoner's
laboiu' is handed over to the contractor, who also receives a grant
per prisoner from tho state. Labour is only obligatory upon those
so sentenced ; it is purely industrial ; |x:nal labour, such as
treadmill or crank, docs not exist in French prisons. In tho
smaller it is not ea.sy to find occupation for tlio inmates, but iu tLi)
760
PRISON DISCIPLINE
larger many and various industries are carried on. Among the
more ordinary trades tlic manufacture of "articles de Paris," toys,
neat bonbon boxes, hosiery, and cabinet-making produce good finan-
cial returns. The labour of the prisoners in Corsican settlements
has been usefully directed upon the reclamation of marshy lands,
the clearing of forests, and the tilling of the less fertile districts.
The agricultural results have been good as regards the cultivation
of the orange, oli\-e, and vine ; mulberry trees have been planted for
the silk-worm, and the wheat fields have returned rich harvests
of grain, much esteemed in Italy and the south of France. Cood
r&ds and many canals have been made, to open up the interior.
These Cor.sicau prisons have long sufi'ered from the unhealthiness of
their neighbourhood, but the draining of the marshes, the develop-
ment of irrigation, and the .plantation of trees have all combined
to improve their sanitary conditions.
The efforts made in France, more particularly by private bene-
volence, to cope w'itli juvenile delinquency have been very praise-
worthy. French reformatories are of two classes — those that are
punitive or correctional, and those that are simply reformatory.
To the first, where the discipline is severe, are sent all youths con-
victed of offences committed with full knowledge of their crimi-
nality, and these relegated from the reformatories as insubordinate ;
to the second, children proved guilty but not responsible for their
acts, or the ill-conducted whose parents cannot manage them. The
first-named are public institutions maintained by the state ; the
latter are private, and may be supported entirely by subscriptions.
There are in all thirty-eight of the former, as well as five yenal
colonies, and five juvenile quarters attached to various departmental
prisons ; of the latter there are twenty-eight. All these are for
males. For females there are twenty-three private establishments
ond one public. The most important of the public reformatories
f\)r boys is that of La Petite Roquette in Paris, immediately
opposite the convict prison of the same name, in front of which
e.vecutions are carried out. Of the private institutions that of
Mcttray near Tours, started by the benevolent enterprise of M. de
Jletz, has a world-wide reputation. A very successful female re-
fortnatory is that of Darnetal near Rouen, where the women are
employed in farming and field operations.
As regards the most heinous offenders, France not only clings
to deportation, but is disposed to enlarge and multiply her penal
settlements. In 1884 the Government bad under consideration
the necessity for sending out all "recidivists" to the Polynesian
islands. This, however, has been hindered for the moment by
the energetic protest of the Australian colonies, and, instead of
the number sent to New Caledonia being increased, French Guiana
will probably be more largely utilized. In the former islands
most of the evils which attended the early days of transportation
to Australia have been apparent. The French convicts either
remain in the hands of the Government incarcerated in badly
consb-ucted prisons, where discipline and supervision are unsatis-
factory or incomplete, or they pass into a state of semi-freedom to
work for free settlers on their owfl account. There are not enough
of the latter to afford much employment, and the conditions of
the soil of New Caledonia are not such as to encourage the
convicts to work for themselves. It is extremely improbable
that the penal settlement will ever grow into a prosperous self-
supporting colony, and thus the chief end of deportation remains
unachieved. At present the French penal settlements beyond sea
are merely badly-built indifferently-managed prisons at a long dis-
tance from home.
Germany. — There is a similarity in the prison discipline of the
various units of the German empire. In the grand-duchy of
Baden there are four kinds of prisons — district prisons, fortresses,
houses of correction, and central prisons. The punishment in the
two first named is simply detention or privation of liberty, — the
district prisons being for persons under examination and waiting
trial, or those sentenced to less than six weeks' imprisonment.
Sentences above that time are endured in the central prisons.
The principle of cellular imprisonment is the general rule, but it
is uot extended, unless at a prisoner's wish, beyond three years.
For youths between twelve and eighteen the limit is six months.
Prisoners unfit for solitary confinement and those who have en-
dured three years' detention are kept together, but they are not
associated during working hours. Both systems are supposed to be
attended with good results in Baden. Both have their merits, but
popular feeling inclines most to the cellular plan as conducing to
reform while it keeps the prisoners from mutual contamination.
The chief cellular prison is at Bruchsal, where there is accommoda-
tion for five hundred, but there are a certain number of separate
cells attached to many other prisons. The labour in the prisons is
industrial as opposed to penal ; contractors are not encouraged ; and
in most prisons the administration itself keeps the employment of
the prison in its own hands. Forty per cent, of the prisoners on
admission are ignorant of any trade, but they do not leave prison
Ivithout learning one. Prisoners' aid societies exist in twenty-nine
But of fifty-nine districts, and they achieve good results, although
their aid is not too frequently invoked.
The bulk of the prisons in £aiai'ia, mostly converted castles auJ
convents, are on the collective system, but there are feur cellular
prisons — one at Nuremberg, and three other district prisons for
those awaiting trial. The prisons are much the same as in Baden.
There are police prisons for first arrests ; district prisons mentioned
above, which also take short sentences ; prisons for three months'
sentences and upwards, and for juveniles ; and houses of collection.
There are also special prisons set apart for persons convicted of
theft, fraud, robbery, receiving, whose sentences exceed three
months ; and a system of classification exists which separates ail
likely by their previous character to exercise a baneful influence on
their fellows. For the long-term prisoners the labour may be upon
public works beyond the walls of the jail, and prisoners may de-
mand to be so employed, or in work for which they are fit. Industry
and good conduct will secure a remission of sentence. After three
months of the sentence have been served there is no purely penal
labour. Industrial labour is conducted by the prison authorities,
who are not in favour of the employment of contractors, which is
thought to jeopardize discipline. Secular education is not over-
looked ; there are hospitals, chapels, libraries, and the administra-
tion generally is humane. There are numerous societies to assist
discharged prisoners, which, however, are said to be much hampered
in action by the ignorance and prejudice of the public. One at
Munich has nevertheless done great good.
There are but few prisons in Frussia in which isolation is exclu-
sively carried out. But in forty-six cellular and associated im-
prisonment exist side by side ; the total number of cells is, however,
small when compared with the total population in prison. The
advantage of introducing the system of "progressive stages," of
passing from strict separation to labour in association, is anxiously
discussed, but nothing yet has been done. Prussian prisons may be
classed as — (1) those exclusively for hard labour, (2) those for im-
prisonment and simple detention, and (3) those of a mixed character.
Hard-labour sentences may be for any term from one year to life ;
the labour is compulsory, without restriction, both inside and be-
youd the walls. 'I'he maximum of simple imprisonment or deten-
tion is for fi\'e years, during which time a prisoner is uot compelled
to work except in accordance with his capacity and the position he
occupied in social life ; nor need he work outside the prison against
his wilh Imprisonment in a fortress, which may be for life and the
minimum of which is for one day, means simple deprivation of
liberty. There is also a detention on summary conviction for vag-
rants and beggars limited to six weeks. These may be made to work
inside or outside the prison. There is no penal labour ; but much
variety and enterprise exist as regards the prison industrial employ-
ments, which, in addition to the ordinary kinds, include feather-
scraping, leather-dressing, turning, carving, illuminating, kc.
The males also farm ; the women make gloves, cigars, and tapestry,
embroider, knit, weave, and spin. The work is carried on through
contractors, who pay a certain sum on the amount produced. A
portion of their earnings goes to the prisoners, — half of it to be
expended in buying extra food, half accumulated against release.
To reduce evils of association it is ordered that first sentences
shall be separated from hardened offenders, but this classification
is not always possible ; juvenile prisoners are, however, kept apart
in cells. Release, provisionally, may take place after three-fourths
of the sentence has been endured with good conduct, but the
licence to be abroad may be revoked for a breach of law. Tlicre
are many prisoners' aid societies, the best being in Rhenish Pru.ssia
and Westphalia, but the results obtained have uot been very satis-
factory. Employers and free workmen will not receive liberated
prisoners freely, and the aid societies would effect more if they
were more centralized and worked more together. Prussian prisons
are on the whole well organized ; the discipiine is severe yet just ;
order reigns everywhere ; secular instruction and religious minis-
trations are ample, and the employment of prisoners according to
their capacities is carefully attended to. But many of the prisons
requh-e rebuilding or recoustruction ; isolation at night should be
the universal rule ; and more cells are needed to ensure the separa-
tion of th« trial prisoners and short sentences. Administrative
centralization is much needed in Prussia.
Prison discipline has attracted close attention in the kingdom
of Saxony since 1850, when the penitentiary at Zwickau was first
opened and conducted with satisfactory results. In 1854 it was
decreed that all Saxon prisons should follow the same system,
which is that of treatment either solitary or associated according
to individual wants ; neither rule obtains exclusively, and the
prisons have facilities for both. AVork, education, and diet arc
supposed to be carefully allotted to prisoners. The prisons follow
the usual classification of German prisons ; there are those for
severe punishment, two in number, three for less severe punish-
ment, and two for the older offenders. Besides these there are the
fortresses and the prisons of detention. The labour is purely
industrial, not penal ; Saxony is a very industrial country, and its
prisons produce nearly every article of manufacture. Work !■>
carried out in thein partly by contractors and partly by tlic
authorities. In the five reformatories agriculture is ths jirincipal
PKISON DISCIPLINE
701
oecu[«tion. A giaituatcJ system of remissiou of scutenccs is in
force, dcpenJent on industry and conduct.
In Wurtnnbcrij the cellular system was adopted for women in
1865, and a prison on that plan erected at Heilbronn, wliich has
einee been utilized exclusively for men. The bulk of the Wiirtcm-
berg prisons are, however, still on the collective system ; but at
sU i)risous there are places for the isolated detention of a certain
number of prisoners. The classilication of luisous is much the
same as iir other parts of the Germnn empire under the penal
code of the empire- There is no distinction between penal and
industrial labour ; the latter is of the varied character followed in
other German prisons, and is partly in the hands of contractors,
partly in that of the administration. An aid society has existed
in Wiirtemberg since 1831, and it has numerous ramifications
throutth the country. It does good service in obtaining work,
providing tools, and assisting emigration.
Italy. — There is a want of uniformity in the prison system of
the Italian kingdom, which is not strange, having regard to the
recent unification of the country. I'he various units whicli were
till recently independent of each other had each its own views.
.Many varieties of prison discipline, therefore, still remain in
force. There are some prisons in which complete isolation is the
rule, others where the labour is associated with cellular separa-
tion at night. But the largest number are on the collective
system. All new prisons of detention are built on the principle
of isolation, and this rule is as far as possible strictly observed
for all prisoners awaiting triah This period of detention may be
spent in a provincial (carccre ccnlrale), district {circondnralc), or
communal {mandamcntale) jail. Sentences are carried out accord-
ing to their character in different prisons. There are prisons for
those condemned to simple confinement and detention-; others for
"relegates"; others again for reclusion accompanied with hard
labour ; and twenty are bagnios or hard-labour prisons for those
sentenced for long periods (up to life), to undergo the punish-
ment of the crgaslolo or galera. The discipline is progressive. In
the ordinary prisons, a gradual amelioration of condition may be
secured by good conduct ; in the bagnios, besides the exemption
from fetters, convicts may gain the privilege of completing the last
half of their sentences in one or other of the agricultural colonies.
These have been established in various islands of the Tuscan
archipelago, as at Pianosa and Gorgona ; and an intermediate prison
has been established on the inland of Capraia for well-conducted
firisoners in a last stage of semi-liberty. Associated convict labour
las produced good results in Italy. By it all necessary prison
buildings have been erected at the penal colonies and at various
points on the mainland ; it has also been applied to agriculture,
tlie reclamation of land, the construction of storehouses, docks, salt
works, and on the improvement of various ports. In the prisons or
penitentiaries the labour is industrial, and follows the usual lines.
Contractors have generally the control of this labour, receiving the
results after deductions for prisoners' eaimings to be spent in the
usual way and with the obligation to teach trades. On the latter
condition contractors are granted the exclusive right to the labour
of juveniles in houses of correction ; and there are a number of
reformatory schools, mostly on a charitable basis, into which are
drafted all juveniles, vagrants, and idlers sentenced to compulsory
detention. ■
Mexico. — In Mexico the rule of constant separation for all ))ris-
oners has been accepted, but not yet caniod out entirely. The
old prisons were on the associated system ; but new cellular
prisons have recently been built, or arc in process 'of construction
at Jalisco, Durango, Puebia, and Mexico. These will receive trial
prisoners and those sentenced. There is an " hospicio do pobres"
for young children ; also a special reformatory establishment for
children between nine and eigliteen. Political oli'enders are kept
apart from ordinary ofTcnders. All convicted prisoners may
earn conditional release on completion of half their whole sen-
tence. This form of release is called preparatory liberty, and for a
short time preceding it they are allowed to leave the jails to run
errands or seek work. The labour in Mexican prisons is indus-
trial, not penal, and in theory at least the advantages of learning a
trade in prison are fully understood. Contracts for prison labour
are forbidden. A portion of the proceeds goes to the prisoners, and
may bo spent in purchasing food or furniture or articles of comfort.
There are " protective boards " who visit and seek to improve the
prisoners, \aud independent philanthropists ore also admitted.
Prisoners on release go to the protective boards, who as-sist in
obtaining them an honest livelihood.
The Kclhcrlandi. — Here the treatment a condemned prisoner
undergoes depends mainly upon the sentence awarded. The judge
at his discretion may direct the imprisonment to be on the solitary
or the associated system. This power as regards the first is,
however, limited to half the whole term of sentence, and in 1851 it
could only be applied to sentences of one year ; this was extended
in 1801 to two year.'i, and in 1871 to four years, — so that now the
maximum of cellular imprisonment to be infiicted is actually
limited to two yonrs. There are several prisons on the cellular
jilan ; but in most tlio two kinds of imprisonment exist side by side.
There are four classes of prisons : — (1 ) the central prisons for pcreons
sentenced to eighteen months and upwards ; (2) detention prisons
for less than eighteen months ; (3) prisons of arrest for those sen-
tenced to three months or less ; and (4) police or central prisons
for those comlemned to one month an ! under. In the three last
named are also kept prisoners awaiting tiial. As regards classitica,
tion nothing more is attempted where associ.ation is the nile than tho
se|iaration of the most hardened and previously convicted olfendei's
from other prisoners. Imprisonment is either simple detention oi
accompanied by hard labour. The latter is industrial only, never
penal, and embraces a great variety of handicrafts, most of which
are carried out under contiactors. But work is also done on
account of the state, with the advantage that it is not subject to
tho iluctuations of supply and demand. All prisoners, except
those for short terms, are, if jicssible, taught a trade. The earnings
go in part to the prisoners, to be expended by them in the usuul
way. Remissions of sentence not exceeding six mouths niay be
accorded to all originally condemned to not less than three years,
and who have undergone at least half. There is a society for tho
moral amelioration of prisoners in tho Netherlands, which lias
numerous ramiiicationJ!, and is devoted to prison visiting and the
welfare of prisoners generally. This extends to eftbrts to obtain
employment for them on release, which are praiseworthy, and on
the whole eminently successful.
A'brimi/.— Prisons in Norway may be divided into two princi-
pal classes, the Slrafarbcidesanstaltcr, or penal institutions where
prisoners are compelled to labour, and the district prisons estab-
lished in 1857 for detention and simple imprisonment. (1) Tho
first may be further subdivided into fortress prisons, houses oi
correction, and the cellular prison or penitentiary of Christiania.
This last takes the first convicted for short terms between the ages
of eighteen and thirty, the fortresses the longer sentences, and tlio
houses of correction the intermediate terms. All these prisons
except that of Christiania, are on the associated system, with no
attempt at classification beyond the separation of tho worst
from the least corrupt in workshops or dormitories. The hours
of labour are long — fourteen in summer and ten in winter. Tlie
labour, conducted solely by the authorities, is industrial ; at
Christiania cloth manufacture is a principal trade, at Akershuus it
is stonecutting. Most prisoners learn a trade if they are ignorant
of one on reception. No portion of the proceeds of their labour
goes to the prisoners. There is no regular system of granting remis-
sions. All the penal institutions have cha^dains, schools, libraries,
and hospitals. Keleased prisoners arCj as lar as possible, preserved
from relapse by the care taken to provide them with work when free.
There are a few aid societies, but their operations are somewhat
circumscribed from want of means. (2) The district prisons,
fifty-six in number, take summaiy convictions from four to two
hundred and forty d.ays. Imprisonment may be endured on bread
and water with regulated intervals, or on the jail allowance.
Prisoners in these prisons are not compelled to work, but they
can have employment if they wish it. These district jails are also
used for tho detention of all persons apprehended and awaiting
trial, and as debtors' prisons. They are mostly on the cellular plan,
especially in the cases of those sentenced to .solitary confine-
ment on bread and water and those committed for trial.
Porlugnl is still behindhand as regards its prison administm-
tion. The jails are extremely defective in construction ; the disci-
pline is lax and the management careUss. All prisons are on the
associated plan ; they stand mostly in the inarKet places of tho
large towns, with the first-floor windows upon the public thorough-
fares, so that tlie inmates are at liberty to talk and communicate
with the passers by, whom they importune constantly for alms.
Little less lamentable than the neglect of prison discipline is tho
practice of indefinitely postponing jail deliveries, with the inevit-
able consequence of frequent failures of justice. Juries often will
not convict, alleging that the accused have been suUicicntly pun-
ished by long detention awaiting trial.
Ititssia, — Prison discipline was much discussed in Russia os far
back as tho commencement of the present century, and in the year
1819 a society, now known as tho Imperial Society, was established
to watch over the administration of prisons, 'rhis society still
exists, and is afiiliatcd to tho ministry of tho interior. Its central
committee and the provincial committees working under it select
tho ataiT of tho prisons, and exercise a general surveillance over
them. Various classes of prisons have existed in Kuropean Russia.
As at present oigiinizcd they consist of — (1) tho fortresses, for
grave ollenders, especially tho political and revolutionary, — in these
tho discipline is very severe ; (2) the military prisons, in which
tho discipline is not less strict ; (3) tho house of detention, tho
(incicnt ovtrog or stronghold which every town has always had for
tho safe liceping of prisoners charged with ollVnces, — in these were
detained also prisoners awaiting corporal punishment or deporta-
tion to a penal colony; (4) the hard-labour prisons, in which were
located tho labour parties or correctional corps instituted by the
emperor Kickolas. organized and disciplined on a military bosia;
7(32
PRISON DISCI r LINK
(5) tlie amemtmeut prisons or houses of industry established by
the empress Catherine. These are all on the associated system, and
fall very far short of accepted ideas on prison management. But an
entirely new cellular prison has recently been erected in St Petei's-
burg, which is a model of its kind. It is a house of detention for
persons awaiting trial, and contains upwards of a hundred cells.
All the internal arrangements of this prison are excellent; but it
may be doubted whether the Russian Government will embark upon
the expenditure necessary to build others of the class. The eman-
cipation of the serfs in 1867, followed by the substitution of im-
prisonment for corporal punishment, added enormously to the
prison population of Eussia. A great increase of .prison accom-
modation became necessary, and a commission was appointed to
frame a new penitentiary system. This, as now adopted, although
not entirely carried out, consists of two parts — punitive imprison-
ment for short sentences, and penal probationary detention as a pre;
liminary to banishment to a colony. For the first, central prisons,
associated not cellular, are being constructed at various points, and
a regulated system of labour will be inti'oduced following the lines
of that in force in other European countries. For the second, at
the end of the probationary period banishment, or, as it is styled in
official language, enforced colonization, will be the rule.
Deportation to Siberia began in 1691. It was principally used
for political prisoners, insurgents, religious dissenters, and con-
spirators. Large numbers of Poles were exiled in 1758 ; others
again in 1830, and now, since the Nihilist movement, numbers of
these implacable foes to the existing regime are regularly despatched
to Siberia. Th'e total number deported varijs from 17,000 to 20,000
per annum, but this includes wives and children who may elect to
accompany the exiles. The sentences are of two kinds — (1) the
loss of all rights and- (2) the loss of particular rights. The first
includes degradation, the rupture of the marriage tie, inability to
sign legal documents, to hold property, or to give a bond, ^he
exile must wear prison dress, and have his head half-shaved. He
may be flogged, and if murdered would not be much missed. After
a lengthened period of probation in prison the exile becomes a
colonist and may work on his own account. Those sentenced to
the loss of particular rights are only compelled to live in Siberia,
where they may get their living as they can. Many, however, are
condemned to spend a portion of their time in confinement but
without hard labour. The exiles are sent from all parts of the
empire by rail or river to Ekaterinburg, and thence to Tiumen,
whence they are distributed through Siberia. Those deprived
of partial rights are generally located in western Siberia. Those
deprived of all rights go on to eastern Siberia. The latter go by
river generally to Tomsk ; thence they walk to their ultimate rest-
ing place, which may be Irkutsk or Yakutsk or Tchita, or the island
of Saghalien, and the journey may occupy months. Not long ago
a_ party of convicts was despatched by sea to the last-named destina-
tion, embarking at Odessa and travelling through the Suez Canal and
by the Pacific Ocean. There are several hundred prisons in Siberia.
They are of three kinds:— (1) the etape, which afford temporary
lodgings for prisoners on the line of march ; (2) the prisylnie, where
the detention is often for several months during the winter or until
the ice is broken up ; and (3) the ostrog, the generic Russian name
for a prison, which is the place of durance for all exiles not on
their own resources. Few of the large prisons in Siberia were
built for the purpose. They are converted buildings — old factories,
distilleries, and so forth. They are all upon the associate principle,
containing a number of large rooms to accommodate any number
from twenty-five to a hundred. The great central prison near
Irkutsk, called the Alexandreffsky, one of the most important in
Siberia, generally holds from 1600 to 2000 prisoners all under
sentence of hard labour, and awaiting transfer to the mines. Dr
Lansdell, who visited this prison in 1879, found the prisoners very
short of work. Some were engaged in making cigarette papers,
others in shoeraaking and brickmaking. The prison is a huge
stone-bijilt building, very different from the ordinary run of Siberian
prisons, which are usuaKy built of logs caulked with moss to keep
out tlie cold. They are surrounded by a high wooden palisade.
Each prison has its hospital, chapel, generally a schoolroom, and
a few workshops. The prisoners themselves are not unkindly
treated. At most of the stations there are local committees to
watch over the welfare of the prisoners. This is an e-xteusion of
tho Ijnpgrial Society of St Petersburg already mentioned. The
coni -nittees supply books and visit the prisoners. They clothe and
educate the prisoners' children, and help their wives to emjiloy-
ment. They also augment the prisoners' diet from funds obtained
by subscription. The regulation rations of Siberian exiles seem
very liberal. The Kussian prisoner has nearly twice the amount
of solid food that an English prisoner receives, and he is at liberty
to add to his diet out of his own means, which the English prisoner
is not. The prisoners are also supplied with ample clothing if
they have none of their own, those sentenced to deprivation of all
rights being obliged'to wear convict dress. The discipline of the
prisons is now in accordance with European ideas. Prison offences
•re punished by relegation to a solitary cell, a certfun number of
which exist at all the prisons. Diminutions of diet are also inflicted,
and an obligation to wear irons if they are not already worn. AH
exiles wear leg-irons for a certain time. These are riveted on to
the ankles, and caught by a chain which is carried suspended to a
belt round the waist. The irons a-re worn for various periods
from eighteen months to four and even eight years. Very heinous
offenders or those who have escaped frequently are chained to a
wheelbarrow, which they are obliged to pull about with them
wherever they go. A more seveie punishment when confinement
and irons fail is birching with a rod, for the knout is now abolished.
The rod consists of switches so small that three may be passed
together into the muzzle of a musket. The punishment is described
as not more severe than that intlicteil at English public schools.
There is another flagellator, however, called the jyletc, a whip of
twisted hide, which is still retained at a few of the most distant
Siberian prisons and only for the most incorrigible, on whom irons,
the birch, and other punishments have had no effect. The costli-
ness of deportation is enormous and the results it obtains doubtful.
The slow colonization of this vast territory may follow eventually,
but there are already great difficulties in finding employment for
the mass of labour in the Goveniment's hands. 'The mines of gold,
silver, and coal are passing into private hands, and t'here are no
other public works. Hence part of the Eussian criminals who
would have gone to Siberia are detained in the large prisons in
Russia, where they are employed in manufactories or in the labours
of ordinary mechanics, or any outdoor work such as making bricks,
mending roads, and manufacturing salt. Nevertheless recent visit-
ors to Russian prisons, whether in Russia proper or in the heart of
Siberia, describe the prisoners as generally idle. The principle of
progressive stages by which a prisoner can gain a remission ot sen-
tence or milder treatment prevails throughout. The well-conducted
persons can earn wages, and may spend the money in buying an
increase to their diet. The bulk of the worst convicts giavitate to
the island of Saghalien, where the number in 1879 was about 2000.
Half of those wer« kept in prison, half remained comparatively free.
The discipline here is very severe. The diet is said to be scanty, and
as the island is barren everything has to be imported. Fish, how-
ever, is found in large quantities. There are four large prisons .-it
Dui, the principal post on the island, which are insufficiently heatid
in winter and generally overcrowded. The convicts are chi-.lly
employed in raising coal from mines which are let to a company.
Very conflicting evidence is current as regards the Siberian prise.!-;.
Prince Kropotkine, an exile, speaking with some authority, ■!>
nounces them as hotbeds of vice and cruelty. Dr Lan^Iell on the
other hand, a reputable eyewitness, does not on the whole sjieak
unfavourably of them. He describes them as rough, perhaps ; but
so are Siberian dwellings. He thinks that as compared with the
English convict the Siberian is not badly off. The labour is lighter ;
he has more privileges ; friends may see hira oftener and bring him
food ; and he passes his time neither in the seclusion of a cell nor
in unbroken silence, but among his fellows with whom he may
lounge, talk, and speak. The Russian convict, however, misses
those intellectual, moral, and religious influences which are abun-
dantly showered upon the English. There are no prisoners' aid
societies in Siberia, and the convict, after release, when suH'ered to
begin life again on his own account, carries with him always the
convict stain and is hindered rather than helped to begin life afresh.
Dr Lansdell sums up his opinion in these words : —
"Taken at the worst, condemnation to the mines is not so bad as it seems ; and,
in the case of peasant exiles willing to work, I cannot but tliinktiiat many of Itlcm
have a beiterchance of doinc well in several pans of Siberi.T than at lioine in some
parts of Russia. There is reason to suppose that j-eports of the ilf-treatnicnt of
Russian prisoners have been greatly exapcerated by careless, ill-informed, or
malicious wi iters. No doubt some ye.irs ago there were cood prcwmds for serious
complaint. It is very evident tliut now the political prisoner, beyond exile, and
temporary confinement in the jail, is not ill-used He is not always subjectt d to
the ordinaj-y discipline of the criminal convict, nor is he obliged to associate witli
them, A fabulous story lias long been current that the worst criminals were
biu-ied alive in quicksilver mines, whei'e they weie speedily killed by the unhealthy
fumes. There are no quicksilver mines in Sibeiia, and the principal mines, those
of Nertchinsk, are now passing out of Government hands. These are mostly of
silver, although other minerals and gems ai-e found in the ncighbuurhood. The
hours of labour in the Nertchinsk mines were tTiliteen, and it was the same at the
Kara gold mines. The convicts ariange their hours of woik themselves. No
definite amount of mineral was required, so they migiit work hard or not as they
pleased. No doubt the lot of convicts in tliese mines was hard. Besidcsithe laxity
of discipline, the herding together of the worst chai-aeters and the deprivation of
social, intellectual, and religious nrivileges must h&ve made life a burden to
many."
Spain, like Portugal, still lags behind. It is not to the credit
of a country in which prison discipline was discussed three
centuries ago that now at the close of the 19th its prison
system is about the worst in Europe. Till very recently the posts
of governors in the jails were sold to the highest bidder, and pur-
chasers were suffered to recoup themselves out ot the unfortunate
wretches committed to their charge. The principal prison in the
capital of the kingdom was nothing more than a converted slaughter
house where pigs were killed and salted, as its name, the Saladero,
implied. This dark, dirty, noisome den, although generally con-
demned, continues to serve even now. Numerous efforts to provide
a more suitable nrisou have been made from time to time. The
PRISON DISCIPLINE
763
construction of model prisons was decreed as far back as 1847, but
ill 1860 nothing had been done, and a new project was brought
forward. Again in 1869 a fresh scheme replaced the previous ones,
ivhich were still dead letters. Seven more years elapsed, and in
1876 a new law was passed providing for the construction of a
new cellular prison in Madrid with cells for a thousand prisoners.
This law too nung fire, and the prison is not yet completed. The
oulk of the prison population in .Spiin is still sent to presidios,
Kr convict establishments, where general association both in the
prison and at labour is the rule. The principal of these are situated
it Cartagena, Valencia, where there are two prisons, Valladoliil,
Granada, and Burgos. There are also prisons at Alcala, Tarragona,
Saragossa, and Santona. Persons convicted of giave crimes are
Reported to the Balearic Islands or to the penal settlements in
Africa, the principal of which are situated at Ceuta and Melilla.
throughout these establishments there is an utter absence of
(anitary regulations; the diet is coarse and meagre ; the discipline
jS brutal ; thu authorities are quite callous ; and morality does not
fjtist. The Spanish authorities, however, claim the credit of havjny
ibolished corporal punishment in their prisons.
Sweden. — A great impetus was given to prison reform in Sweden
by the interest taken in the question by King Oscar I. in 1840.
Following special legislation, tliirty-eight new cellular prisons were
built in the various provinces of the kingdom. These prisons have
been used since for all prisoners awaiting trial, those condemned to
rcclusion and those sentenced to imprisonment with hard labour for
pvo years and under. Persons sentenced to pay fines, but unable to
pay, go to the cellular prisons. The isolation is continuous day
jnd night. Besides these cellular there are a number of associated
prisons for terms longer than two years and up to life. The labour
m the fii'st-named is of the usual kind — tailoring, shoemaking, and
some kinds of carpentry. Trade instructors are specially appointed,
60 as to provide a prisoner on liberation with some employment.
In the associated prisons there is more variety of work : linen and
(VooUen cloths are manufactured, timber split up for matches,
granite cut and dressed for buildings and pavements, The female
prisoners weave textile fabrics, and make match bo.\e3. A portion
of the earnings is granted to prisoners, which, to a limited extent,
may bo spent in buying extra food„ There is no purely penal
laljour, nor any regulateasystem of granting remissions for industry
or good conduct. Jtany aid societies were formed about twenty-
five years ago, but through want of success or funds their number
has dwindled down to two.
Su-itxrland. — From the complete independence of each canton,
each has its own special penal system and places of imprisonment.
Hence the systems are various, and are not all equally good. The
prisons of Switzerland may be divided into four groups : — (1) those
of the cantons of Uri, Schwyz, U-nterwaldcn, and Valais, which
are still of a patriaichal character ; (2) those of Fribourg, Basel
(rural), and Lucerne, which are on the associated plan and un-
satisfactory from every point of view; (3) those of tno cantons of
St Gall, Valid,- Geneva, and Zurich, which have prisons for asso-
eiated labour and separation at night, while Soleure, Grisons, Bern,
iind Schaffhausen are labouring to raise their prisons to this level ;
(5) the penitentiaries of Lenzburg, Basel (urban), Neuohatel, and
Ticino, which are good modern prisons in which the cellular system
is completely .applied. The system is one of progression, the pris-
oner passes through several stages of isolation, employment in
issociation, and comparative freedom ; but only at Neuchitel is
there separation by day as well as night. The general principle is
one of collective imprisonment ; but there is an attempt at classifi-
cation, according to degrees of morality, in the best prisons. Sen-
tences may be either to imprisonment or reclusion with hard labour.
The first may bo from twenty-four hours to five years ; the second
from one year to fifteen, twenty, thirty years, or to life. An ab-
breviation of punishment may under all the cantonal laws bo
pbtaincd, but such reduction is rarely made according to fixed rules.
Jn most of the cantons prisoners have a share in their own labour.
This labour is chiefly industrial, but there is a form of penal labour
to bo seen where the plan has survived of employing certain pris-
oners to sweep the streets, make roads, or dyke the rivers. Such
labour is felt to have a bad moral elTect, and. industrial labour is
preferred. The latter is conducted by the administration itself,
and not by contracto-s. It is thought that the state can introduce
B greater variety of employments, and control the prisoner better
when at labour than could free employers. Aid Bociotics exist in
most of the cantons ; the first was established at St Gall about
1845. Wherever they exist tho societies protect prisoners in
durance and assist prisoners on release by providing tools and
employment with private persons. The only drawback in tho Swiss
aid societies is the want of organization and uniformity of action.
United Stales. — There is no uniform prison system in tho United
States. The variety of jurisdictions following tho constant ex-
tension of territory and development of communities moro or less
populous perpetuates changing conditions, and tho supremo Govern-
ment has not concerned itself greatly with prison alfairs, and has
pKimed no supervision or special control. The rule of. local self-
government has left each jurisdiction to manage its prison according
to its own ideas, and hence the utmost diversity of practice still
obtains. AVhile some prisons are as good as need be, others aio
marked with many defects. There is j. Avido distinction between
the best and the woi-st. In the couDtTy which initiated prison
reform, numbers of prisons exist nowadays which fall far below the
commonest requirements of a good prison system. Taken broadly,
the prisons of the Union may be classed iuto — (1) State prisons ; ('J)
district prisons ; (3) county prisons ; (4) municipal or city prisons.
Each State as a rule has its own State prison, but Pennsylvania
and Indiana have two and New York three such prisons. The
cellular system, or the '.ule of continuous separation, to which refer-
ence has been made already (see p. 753), was at first followed by
several States, but gradually abaudoned in favour of the so-called
silent system, or that of labour in association under the rule ol
silence, with cellular separation at night. At tho present time
there is but one prison, the Kastern Penitentiary of Philadelphia,
managed on the purely solitary plan. Of the long-sentenced con-
victs 96 per cent, are now confined in congregate j'risons. "'here
are about forty State prisons in all. Of the district prisons inter-
mediate between the State and the county prisons there are but few.
The county prisons are by far the most numerous. Tho county
in the United States is the unit of political organization under the
State, and, with area and population comparatively limited, is a
convenient subdivison for the purposes of the criminal law. Hence
it has been asserted that no one knows exactly the number of county
prisons in the United States, but it has been computed at upwards
of two thousand. The city or municipal prisons are also very
numerous and constantly increasing. Each and every one, as iu
tho State prisons, is managed locally by local authorities, with the
inevitable result of the utmost diversity in practice, and often
enough the utmost neglect of the commonest rules of prison dis-
cipline. A self-constituted body inspected a couple of hundred of
these jails a few years back, and reported that they were mostly
defective from a sanitary point of view, insecure, and so constructed
as to compel the promiscuous association of all classes old and young,
the guilty and innocent, tlie novice and the hardened in crime.
The sexes even were not' invariably separated. Little or no employ-
ment was provided for tho prisoners, and iu few prisons was any
efi"ort made to compass religious or intellectual culture. An eye-
witness, Dr Wines, reporting of other jails of the same class still
more recently, unhesitatingly condemned them. "Ohio, to-day,"
says the Ohio Board of Charity, " supports base seminaries of crime
at public expense." "In our jail system lingers more barbarism
than in all our other State institutions together." ^ Yet there are a
few and conspicuous exceptions to the general verdict of condemna-
tion. The discipline and management of tho district prisous at
Albany, Detroit, Rochester, and Pittsburgh are excellent. The
good example is gradually becoming more and more largely imitated.
Where good prisons exist it will be found that their administration
remains for some length of time in intelligent hands, free from the
" pernicious influence of partisan politics. The chief drawback to
improvement is the uncertainty no less than the complexity of tho
governing bodies. These are apt to bo changed capriciously ; and,
what is worse, they arc- needlessly intricate and olten far too numer-
ous. They act independently, without reference to .each other,
and they are not too ready to benefit by example and experience.
What is wanted is a supreme central authority over all the prisons
of a State, if not throughout tho Union. Whciever there is the
nearest approach to this the results aro most satisfactory.
It is not strange that under these conditions discipline should
also vary greatly, or, as has been said, " every variety of discipline,
lack of discipline, or abuse of discipline is found.' Neither tho
deterrent nor tho reforni!ftory agencies are properly or uniformly
brought to bear. Prison punishments aro still severe; although flog-
ging is nominally abolished, it is said to be still practised in prisons
where; it is forbidden ; and soi»e more ancient methods such'as tho
yoke, tho shower bath, and tho iron crown have not yet entirely
disappeared. There is, however, often good secular and religious
instruction. Tho dietaries aro fuller than on the opposite side of
tho Atlantic, meat is a more common ingredient, and Indian meal
is very largely issued. Tho financial results obtained are not un-
satisfactwy: many of the State prisons are now sclfaupporting, and
an examination ol tho labour returns will prove that much enter-
prise has been displayed in finding employment for the prisoners.
Thcro is no pur»ly penal labour, although much of the labour
performed is suflTiciently severe. There may bo no treadwheel or
cranks, but convicts in Alabama and Texas have been employed
to build railways ; they have raised cotton in Jli^sissippi, and have
worked mines in Tennessee and New York, while in many States
they aro utilized in gardening and agriculture. A great deal of
labour has been expended on nuarrying and dressing stone for
building, orfoi' burning iuto quicklime ; at Auburn there is a lurgii
manufftctorv of agricultural tools ; Oliio employs suddU'rs ; Massa-
chusetts prisoners make ornamental iron work; in Michigan they
tan leulhcr ; and at Uannemora, in noithern Nivv Yi.ik, iron oie i.«
quarried, smelted, forged, and wrought into nails by tho prisonfis
764
P R I — P It I
in {general the labour h hired by contractors at a fixed sum per day,
which varies from a few cents' to as much as a dollar. The chief
Mase for the present inadequacy of the American prisons, over and
above the faults in administration already mentioned, is probably
the rapidly increased demand on their accommodation in recent
years. This is due partly to the growth of population, partly also
to the influx of "coloured " criminals since the emancipation. In
the days of slavery the slave, was punished summarily by his
i^aster, but now he is arraigned and sent to prison. The result
has been that the prisons were suddenly crowded before any new
and improved system could be introduced.
While there are but few agencies for the assistance of discharged
prisoners, considerable care is devoted in the United States to the
treatment and checking of juvenile crime. Eeformatories have
existed since 1825, when the first was established on Randall's
Island within the limits of the city of New York. Others followed ;
but those did not form part of the penal system of the States till
1847, when the State reform school at Westborough was established
by law. They soon increased and multiplied, and now between
gixteen and twenty are to be found within the principal States.
There aie also a number of semi-public schools. The average
refcimatory population is about 15,000. The results are said to bo
very satisfactory. The percostago of youths reformed and trained
into good citizens has been placed as high as 60, 75, even 80 per
cent. Parents may in some States contribute to the. support of
their cliildren in reformatories, but as a rule the inmates are
orphans or abandoned children or those whose parents are very
poor. The best system for training .ind caring for juvenile offenders
probably is that which obtains in ilassachusetts. (A. G. )
PRISREND, Peisdren, Prisdea, Pisdra, Piseen, or
PiSEA, in Roumelia, the chief towa of a sandjak and the
seat of a Greek and a Roman Catholic -.archbishop, in the
Turkish vilayet of K6ssovo (formerly Monastir), stretches
for 2 or 3 miles along the north-western base of the
Scardus or Shar-dagh, and is traversed by the rapid waters
of the Resna Mitritza, which, issuing from a deep gorge a
little above the town, joins the Drin (White or Albanian
Drin) a few miles below. To the north-north-west of
Prisrend, which lies at a height of 1577 feet, above the
sea, a great undulating and fertile plain extends for more
than 40 miles towards Ipek.- In 1865 the Roman Catholic
archbishop estimated the total at 50,000 (800D Moham-
medan families, 3000 Greek, and 150 Latin). It is now
about 46,000. There is a castle on the buttress of the
Scardus, at the foot of which lies the Christian quarter,
with a small brick-built ancient^looking Byzantine church.
The old cathedral, now a mos.'^e, is also a Byzantine build-
ing. Prisrend, doubtfully identified with Tharendus, was
at one time the capital of Servia, and the district is still
called Old Servia. At present the town owes much of its
importance to its manufacture of arms ; and it also pro-
duces glass, pottery, and saddlery.
PRIYATEER is an armed vessel belonging to a private
owner, the subject of a belligerent power, commissioned
by the sovereign of that power. The commission is either
a commission of war or of marque and reprisab in time
of peace. It was marque in this sense which was granted
to aggrieved subjects of the realm of England as early
as the statute 4 Hen. V. c. 7. The term "letters of
marque," however, is now generally applied less strictly to
the commission under which a privateer sails in time of
war. The acceptance- of a commission from a belligerent
power by a neutral, though not piracy by the law of
nations, lias frequently been made so by treaty.^ Accept-
ance of such a commission by a British subject is for-
bidden by the Foreign Enlistment Act, 1870. A vessel
with a commission from each of two powers at war with
one another is a pirate by the law of natiofts. Privateers
stand in a position between that of a public ship of war
and a merchant vessel. They are not entitled to the full
rights which the comity of nations e.Ktends to public ships
of war ; e.y., by the municipal regulations of most nations
tliey may not Carry the flag of a public ship of war. A
' Instances will be found in Phillimore, Tyitcr^a^innal Lam, vol.
|)t. iii. ch. X.T. ; Twiss, Law of Nalions, vol. ii. cii L,
capture made by a prieateer may either become the pro-
perty of the captor or, ioUowing the general rule of inter-
national law, the property of the state (see Peize). In
Great Britain, in order to encourage privateering, the
pri^e taken by a privateer was formerly divided between
the owners and the captors, and the rights of the crown
were specially excluded in numerous Prize Acts. But
now, by the Naval Prize Act, 1864, a prize made by a
privateer belongs to the crown in its office of admiralty.
By the United States Prize. Act of 1864, the whole pro-
ceeds of a prize made by a privateer go, unless it is other-
wise provided in her commission, to the captors. The
sum awarded is divided, in the absence of agreement,
equally between the owners and the ship's company.
Privateering is now a matter of much less importance than it
fonnerly was, owing to the terms of Art. 1 of the Declaration of
Paris, April 16, 1856, "Privateering is and remains abolished."
Tho Declaration binds only the powers who are signatories or who
afterwards assented, and those only when engaged in war with one
another. The United States, Mexico, Uruguay, and Spain have
not acceded to it, and thus it would not hold in case of. a war be-
tween tho United States and any other power, whether the latter
were bound by the Declaration or not. By the constitution of the
United States, Congress has power to grant letters of marque and
reprisal. Congress, by an Act of March 3, 1863, authorized the
issue of letters of marque by the president, but they were never in
fact issued either by the United States or Confederate Government.
In tho Franco-Prussian War of 1870, Prussia, in spite of the
Declaration of Paris, took a course very little removed from priva-
teering in the creation of a volunteer fleet.
PRIVET {Ligusti~um), the vernacular name- of a genus
of Oleacem. There are several species, all of them shrubs
or low trees with evergreen or nearly evergreen opposite
entire leaves, and dense cymes of small white tubular
four-parted flowers, enclosing two stamens and succeeded
by small, globular, usually black berries, each with a
single pendulous seed. The best-known species is the
common European privet, which makes good hedges in
cases where no great powers of resistance to the inroads
of cattle, &c., are required. L. ovajifolium thrives by
the seaside and even in towns, and is thus a valuable all
but evergreen shrub. L. lucidum is taller and handsomer.
There are several other species, mostly natives of China
and Japan, some of which when attacked by a species of
scale-insect (Coccus) yield a waxy substance.
PRIVILEGE, in law, is an immunity or exemption
conferred by special grant in derogation of common right.
The term is derived from 2}rivilegiu7n, a law specially
passed in favour of or against a particular person. In
Roman law the latter sense was the more common ; in
modern law the word bears only the former sense. Privi-
lege in English law is either personal or real, — that is to
say, it is granted to a person, as a peer, or to a place, as
a university. The most important instances at present
existing in England are the privilege of parliament (see
Paeli.\hent), the privilege which protects certain com-
munications from being regarded as libellous (see Libel),
and certain privileges enjoyed by the clergy and others, by
which they are to some extent exempt from public duties,
such as serving on juries. Privileged copyholds are those
held by the custom of the manor and not by the will of
the lord. There are certain debts in England, Scotland,
and the United States which are said to be privileged,
that is, such debts as the executor may pay before all
others — for example, funeral expenses or servants' wages.
In English law the term " preferred " rather than " privi-
leged" is generally applied to such debts. There are
certain deeds and summonses which are privileged in
Scotch law, the former because they require less solemnity
than ordinary deed-s the latter because the ordinary
' Another form of the n.ime, primprivet, primprint, or p/imel, like
. lliiuslr'uii itself, used at one time to be applied to the primrose.
p 11 1 — r JR 1
7G5
inducix arc shortened in their case (see Watson, Law
Diet., s.v. "Privilege").
In the United States the term privilege is of considerable poiiti-
s:>l importance. By Art. IV. § 2 of the constitution, "the citizciiiJ
of cacl\ State shall bo entitled to all privilcjcs ami immunities of
citizens in the several Slates." By Art. XIV. § 1 of the amend-
jnents to the constitution (enacted July 2S, 1S68), "no State shall
make or enforce any law which shall abridge the iirivilegcs or
inminnitics of citizens of the United States." It will be noticed
that Art. IV". applies to citizens of the States, Art. XIV. to
citizens of the United States. " The intention of this clause (Art.
IV.) was to confer on the .citizens of each State, if one may so
say, a general citizenship, and to commuuicato all the privileges
aiul iinnuinities which tlio citizens of the same State would have,
been entitled to under the like circumslancos " (Story, Constitu-
tion of the United Slates, g 1806). The clauses have several times
been the subject of judicial decision in the supreme court. Their
practical clfect may be thus illustrated. With regard to Art.
IV., it was held that a State licence- tax discriminating against
commodities the production of other States was void as abridging
the privileges and immunities of the citizens of such other States
(Ward V. State of Maryland, 12 Wallace's Reports, 418). With
regard to Art. XIV. 1, it was held that its main purpose was to
protect from tlic hostile legislation of the States the jjrivileges and
immunities of citizens of the United States, looking more especi-
ally to the then recent admission of negroes to political rights!
Accordingly it was held that a grant of exclusive right or privilege
of maintaining slaughter-houses fortwenty-one years, imposing at
tlie same time the duty of providing ample conveniences,, was not
unconstitutional, as it was only a police regulation for the health
of the people (The Slaughter-House Cases, 16 Wallace, 36). The
same has been held of a refusal by a State to grant to a woman
a licence to practise law (Bradvvell v. The State, 16 Wallace, 130),
of a State law confining the right of suffrage to males (Miiior v.
Hiippcrsett, 21 Wallace, 162), and of a State law regulating the sale
of intoxicating liquors (Bartemeyer v. Iowa, 18 Wallace, 129).
Suits to redress the deprivation of privilege secured by the consti-
tution of the United States must be brought in a United States
court. It is a crime to conspire to prevent the free exercise and
enjoyment of any privilege, or to conspire to deprive any person
of equal privileges and immunities, or under colour of law to
subject any inhabitant of a State or Territory to the deprivation
of any privileges or immunities {^Revised' Statutes of Dnil^d States, §§
5507, 5510, 5519).
PRIVY COUNCIL. In England the king almost of
necessity has been at all times guided by a council. The
council, as it existed in the Norman period under the
name of curia regis (a branch of the larger commune con-
cilium regni), exercised judicial, legislative, and administra-
tive functions. It contained the germs of the courts of
law and equity, the Houses of Parliament, and the privy
council. The Courts of King's Bench and Common Pleas
were gradually separated from it and became only courts
of first instance, subject to appeal to the king's council.
From the time of Edward I. the concilium ordinarimn, the
ordinary or standing council of the king, superseded the
oo'w rerjis. It exercised high judicial functions as the
ultimate court of appeal, as the adviser of suitors on
petition what court to choose for redress, and as the resort
of those who failed to obtain justice in the ordinary course.
It was also the supreme administrative body, and as such
issued ordinances on matters of a local or temporary nature,
with not infrequent usurpations at a later period of juris-
diction belonging rtiore properly to the common law courts
or to parliament. The council "consisted of the chief
ministers, the chancellor, treasurer, lord steward, lord
admiral, lord marsball, the keeper of the privy seal, the
chamberlain, treasurer, and comptroller of the household,
the chancellor of the exchequer, the master of the ward-
robe ; and of the judges, king's Serjeant, and attorney-
general, the master of the rolls, and justices in eyre, who
at that time were not the same as the judges at West-
minster" (Hallain, Middle Ages, vol. iii. p. 205): The
^jiowing power of the ordinary council (itldoes not seem, to
liive been called the privy council until after the reign of
Ifcnry VI.) led to many complaints on the part of the
Commons, some of which found their expression in statutes.
TIic ni"^t worthy of notice is 25 Edvr. III. st. 5, c. 4,
characterized by Hallara as probably the most extensively
Ijeneficial enactment ■ in the whole body of our law3.
Among other provisions it prohibited arbitrary imprison-
ment and the determination of pleas of freehold before
the council. The power of the council expanded or con-
tracted according to the vigour of the king. Its authority
was finally reduced by the Long Parliament in 1640 by
means of 10 Car. I. c. 10. Assumption of jurisdiction over
freeholds was still a grievance, for the Act specially declared
that the king's council has no jurisdiction over any man's
land, goods, or chattels. From the beginning of Edward
III.'s reign the council and the House of Lords were often
blended into one assembly, called the magmim concilium
or great council. As it met only when summoned by
ivrit and not daily, like the ordinary council, it could
scarcely have exerted a.s much authority as the latter. It
is therefore not surprising to find it soon split permanently
into its two component parts, eacli retaining both judicial
and legislative authority. The privy council still exercises
authority of both kinds, though not as completelj' as the
House of Lords. The political importance of the privy
council has almost entirely disappeared since the duties of
government have been assumed by the cabinet. Its
modern legislative jurisdiction is of a subordinate char-
acter. Its position as a court of appeal from the foreign
possessions of the crown is a strictly logical one. It was
always the court for redress where no other redress could
be obtained. For the sake of convenience this jurisdiction
in cases of what is now called equity was exercised by the
chancellor, originally the president of the ordinary council
when it sat as a court of justice. But in cases for which
equity made no provision, as being out of the bounds of
the, realm, the privy council still exercises to the full one
of the most ancient parts of its jurisdiction. Appeals lay
from foreign possessions by virtue of the prerogative, but
are now generally regulated by statute. 'The jurisdiction
of the High Court of Delegates over ecclesiastical and
admiralty cases was transferred to the privy council in
1832. 'The council lost its probate appeal jurisdiction in
1857, its admiralty jurisdiction in appeals from England in
1875, from Ireland in 1877.
At the present day members of the privy council become so at
the will of the crown, but it is understood that persons in certain
positions have an ex officio claim to be nominated. The council
consists of princes of the royal family or of some of the great officers
of state, such as the principal members of the Government, the
archbishops and the bishop of London, the judges of the Houso
of Lords, the judicial committee, and the court of appeal, diplo-
hiutists of high rank, &c. Members of the privy council have tl>e
title of "riglit honourablo">and social precedence next after knights
of the Garter. Ireland has its own privy council. Scotland h,is had
none of its own since 6 Anne c. 40, which provided for one privy
council for Great Britain. The modern jurisdiction of tho privy
council may be divided into two branches, aflministrative anil
judicial.
.Administrative. — This jurisdiction chiefly depends npon stfttutory
authority, which practically makes of tho privy council a subordinnto
legislature. It is exercised either by the whole council or by
eommittcea to which matters are referred by tho crown in council.
Exainjiles of the latter are the board of trade, the committee of
council on education, tho local government board (see PunMO
Health), tho universities committee, with temporary powers under
the Universities Act, 1877, and the committee of council for the con-
sideration of charters of incorporation under tho Municipal Corpora-
tions Act, 1882. Caaes affecting tho constitutional rights of tho
Channel Islands are referred to a committee for tho affairs of
Jersey and Guernsey. Tho committees report to tho crown in
council, and their report is adopted and enforced by an order in
council, publi.shed in tho Oazettc. Among other Acts conferring
administrativo powers upon tho privy council are tho Pharmacy
Act, 1852,. as nmcnded by 31 &-32 Vict. c. 121, the Medical Act,
1853, tho Foreign Enlistment Act, 1870, the Destructive Insects
Act, 1877, the Contagioiis I)isea.<ica (Animals) Act, 1878, tho
Dentists Act, 1878, the Veterinary Surgeons Act, 1881.
Jjidicial. — Up to 1833 the judicial authority of the privy
council was exercised by judici.il committees appointed from timo
to tiilio for the lic.iriiig of ajipcals referred to ilnni by the crown
7e;i5
P R 1 — P R 1
in council. In 1833 the judicial committee of tlie privy council
w<as established as a permanent court by 3 & 4 Will. lY. c. 41.
Under this and later Acts the judicial committee now consists of
the lord president, the lord chancellor, and other persons who
till or have filled liigh judicial offices (all unpaid), of two retired
.Indian or colonial judges who receive an allowance for attending
the sittings of the committee, and of paid member«, now two in
number, appointed under 34 & 35 Vict, c; ,91. The Appellate
Jurisdiction Act, 1S76, provides for what is in effect the union of
the House of Lords and of the privy council in their judicial
capacities by the lords of appeal in ordinary gradually becoming
judges of both courts. After the death or resignation of the ptesent
paid members these two high judicial bodies will be practically
combined, and a near approach will be made to the mediieval
magnum concilium in an ultimate court of appeal from the whole
of the British dominions.
In proceedings under the Church Discipline Act archbishops and
bishops who are members of the privy council are members of the
judicial committee, 3 & 4 Vict. c. 86. In proceedings mider the
Public Worship Act, 1874, archbishops and bishops attend as
assessors according to rules made by order in council, 39 & 40
Vict. c. 59, § 14. The jurisdiction of the judicial committee is
either original or appellate. The original jurisdiction is the less
important, and consists of certain powers conferred by the Copy-
right, Patent, Endowed Schools, and other Acts. The power most
frequently exercised is that of extending the term of patents. The
appellate jurisdiction is entirely regulated by statute, \nih the
exception of the rarely occurring appeal from orders made by the
lord chancellor of Great Britain or of Ireland in e.xercise of powers
conferred by royal sign manual for the custody of idiots and
lunatics. Appeals lie from the Arches Court of Canterbury, from
a vice-admiralty court abroad, and from tlie Channel Islands, the
Isle of Man, India, and the colonies. Appeals are either of right
or by leave. Appeals lie as of right when the value of the matter
at issue is of a certain amount (the amount varying according to the
appeal rules of the different foreign possessions), and iii a few other
cases. Appeals lie at the discretion of the judicial committee, on
leave being obtained by petition for special leave to appeal. The
proceedings in all cases alike, whether original or appellate, are
by petition (see Petition). The petition is addressed to the crown
in council in the first instance.
See, in addition to the writers on constitutional history. Sir
Harris Nicolas, Proceedings and Ordinances of the Privy Council of
Enghivd , Dicey, The Privy Council; Macpherson, i'j'fic^ici; of the
Judicial Committee of the Privy Council. (J. Wt. )
PRIZE, or Prize of War, denotes the ship or goods of
an enemy, or in transitu to an enemy, captured at sea.
Goods captured on land are not prize, but booty of war.
To be good prize the capture must be on the high seas or
in the territorial waters of one of the belligerents, and
must be by an armed vessel duly commissioned by the
sovereign of the captor.^ A capture made in neutral
waters is a violation of neutrality, and may be restored at
the discretion of the neutral power. Most nations have
municipal regulations upon the subject. Thus prize cap-
tured in breach of the neutrality of Great Britain may be
restored by the High Court of Justice (Admiralty Division)
under the powers of the Foreign Enlistment Act, 1870,
33 & 34 Vict. c. 90, § 14. Capture naay be actual or
constructive. Constructive or joint captors are those who
have assisted the actual captors by conveying encourage-
ment to them or intimidation to the .enemy. All public
ships of war within signalling distance are usually held
entitled to share in the proceeds of the cajiture. This
rule is incorporated in the United States code of prize
law, the Act of Congress of June 30, 1864. It is not all
enemy's property that is good prize. The conflicting .
interests of neutrals have led to modifications of the
general belligerent' right of seizing enemy's property
wherevei found, a right which had become established as
part of the general maritime law as early as the Consolato
del Mare (see vol. vi. p.' 317, and Sea Laws). By the
rules laid down in the Consolato neutral vessels or neutral
goods were to be restored to the owners without com-
pensation ' for the loss of time and other inconveniences
attending capture. This may be said to have been the
general law of'the sea down to 1856. At the same time
it is to be noticed that two doctrines inconsistent with the
original rule had met with the sanction of certain nationA
viz., (1) the French doctrine of hostile infection, by which
neutral property on an enemy's ship or a neutral ship
carrying enemy's property was good prize ; (2) the Dutch
doctrine, by which the character of the ship alone was
regarded — free ship made free goods, enemy ship enemy
goods (see T^viss, Law of Nation.':, vol. ii. ch. v.). In
1856 the Declaration of Paris adopted an intermediate
system. To this Declaration most nations have acceded
(see Privateer). By article 2 of the Declaration, " the
neutral flag covers enemy's goods, with the exception of
contraband of war." By article 3, " neutral goods, with
the exception of contraband of war, are not liable to
capture under an enemy's flag." Contraband of war,
speaking generally, includes all articles, such as provisions
and munitions of war, likely to add to the military or
naval resources of the enemy (see Contraband). After
the capture has been made, the next proceeding is the
determination of its legality. It is now an understood
rule of international law that the question of prize or no
prize must be determined by a qualified prize court (see
below). Captors should send their capture to a conveni-
ent port, if possible a port of their own nation or an allied
power, for adjudication. They may forfeit their rights
by misconduct in this respect. The property in the prize
vests in the sovereign, in accordance with the old maxim
of law Parta bello cedunt reipublica This right attaches
both in cases of capture and recapture, subject in the
latter case to what is called the jus /xistltmimi, that is, the
right of the owner of property recaptured from the enemy
to have it returned — formerly if the recapture has taken
place before the property had been taken within the
enemy's territory (infra pi-xsidia), at present if less than
twenty-four hours has elapsed between the capture and
recapture. The right of the recaptors to salvage on recap-
ture is regulated by the municipal law of different nations.
By English law one-ejghth of the value is the sum usually
awarded, but this may be increased to one-fourth under
special circumstances. The right does not exist at all if
the vessel has been fitted out as a vessel of war by the
enemy, 27 & 28 Vict. c. 25, g 40. One-eighth is awarded
for recapture from pirates, 13 <fe 14 Vict. c. 26, § 5. In
the United States, by the Prize Act of June 30, 1864,
salvage on recapture is allowed according to the circum-
stances of the case. There is no sum fixed as in England.
Although the prize vests in the sovereign, it has been held
in England that the captors have an insurable interest in
the prize immediately after capture and before condemna-
tion on the ground that under the Prize Act the captors
have a certain expectation of profit upon the aafe arrival
of the prize in port, and that they are liable to condemna-
tion in damages and costs if the capture be unjustifiable.
By the general maritime law a prize may be released upon
ransom ; but it has been the- general policy of European
nations to discountenance ransom as less beneficial to the
state thjin the detoution of a prize. Thus an Act of
1782, and subsequent Acts, avoided ransom bills given by
British subjects, and subjected a commander giving one to
an enemy to penalties, unless in either case the circum-
stances were such as to justify the giving or taking of the
bill. The Naval Prize Act, 1864, is less strict in its
terms. It enacts that the queen in council may from
time to time in relation to any war make such orders as
are expedient as to contracts for the ransoming of a ship
or goods ; contravention of the orders makes the contract
void and renders the offender liable to a penalty not
exceeding £500, 27- & 28 Vict. c. 25, § 45. By the
Naval Discipline Act, 1866, a commanding officer making
an unlawful agreement for ransom is liable to be dismissed
from the service, 29 & 30 Vict. c. 109, § 41. The
I' n I z E
rui
I'liilcil States have never proliibited ransom bills. The
rigiita cf the sovereign to prize may be waived, as was-
formerly done bythe crown of Great Britain in the case of
privateers (see Privateer).
^^aDy statutes dealing with prize have been enacted at different
times in Knglaml. The firot general Prize Act was 6 Anne c. 13.
Tlio .^ct that iio\7 regulates prize is the Naval Prize Act, 1864,
alreaJy refened to. Various oflVnces in relation to prize are dealt
with by the Xaval Prize Act and the Naval Discipline Act. Such
are false swearing in a prize cause or appeal, taking money, &c.,
uut of a ship beloro conaenination, ill-using persons on board the
prize, &c., or breaking bulk with a view to embezzlement. Prize
IS subject to the usual customs regulations. The United States
I'rize Act is the Act of Juno 30, 1864, just seven days later in date
than the British Prize Act. The two Acts are similar in character,
but the United States Act 15 more full and definite than the British,
.IS it deals with .lome matters \shicU in Great Britain -e left to
the discretion of the executive.
Prize Court. — This is a court sitting by the commission of the
the sovereign of the captor for the determination of prize causes.
.\ capture docs not become good ^rize until condemnation by a
prize court. As a general rule the court must be commissioned
liy the sovereign, must sit in the country of the captor, and must
be in possession of the prize. In the case of allied powers, it is
usually agreed (as it was between Great Britain and France in 1854)
that tlie decision shall bo made by a court of the country to which
the officer in command belongs. A prize court may sit in the
territory of an ally, though this is irregular ; but it is a violation of »
neutrality to constitute a prize court within the limits of a neutral
power. A prize may, however, in case of necessity be brought into
a neutral port and sold there under the decree of a prize court,
subject to objection on the part of the neutral Government. The
sentence of a prize court is, where the jurisdiction is well-founded,
a judgment in rem and entitled t"o universal respept. In the
British dominions the prize courts are such courts as the crown or
parliament invests with authority in prize matters. In pra<;tice
these are the Hi"h Court of Justice (Admiralty Division) and the
Vice-Admiralty Courts abroad. Bythe Naval Prize Act, 1864, the
High Court of Admiralty of England (now represented by the
Admiralty Division) has jurisdiction as a prize court throughout the
British dominions. It is to be noticed that this jurisdictiofl is
entirely derivative ; the court has no original prize jurisdiction as it
lias original instance jurisdiction. The prize jurisdiction of Scotch
courts was vested in the High Court of Admiralty of England by 6
Ceo. IV. c. 120, § 57. In the United States (in accordance with
Art. III. §.2 of the constitution, "The judicial power shall extend
to all cases of admiralty and maritime jurisdiction")
the prize courts are the district courts, the State courts having
no jurisdiction. The procedure of a prize court ia simple in its
character. In Great Britain and the United States standing inter-
rogatories are administered to the captors. The case is heard upon
the depositions of the witnesses in answer to the interrogatories,
and upon the ship's papers, which it is the duty of the captor to
forward to a port of his counti-y for deposit in the conrt. The flag
is regarded nsprima/acu) evidence of the nationality of a captured
vessel. The pleadings are not technical. A libel is filed, followed
by a monition to parties interested. If the cause be not prosecuted,,
the court will issue a monition to the captors to proceed. A prize
court has power to order matters incidental to the cause, such as
unlivery and appraisement and sale. It also distributes prize
money in some cases (see below). The procedure of prize courts in
the British dominions may be regulated by order in council ilnder
the powers of the Naval I'rize Act, 1864 ; in the United States it
depends upon the Prize Act of June 30, 1864. An appeal lies in
England from tht Admiralty Division to the Court of A[>pcal and
thence to the House of Lords, from the Vice-Admiralty Coui-ts
abroad to the Judicial Committee of the Privy Council. In the
United States it lies to the supreme court where the matter in
dispute exceeds 2000 dollars, or involves a tiuestion of general
importanco. In addition to prize proper, prize courts have had
jurisdiction in some analogous matters conferred on them by
statute. Thus a prize' court iu the British dominions has juris-
diction over (1) cnomy'i property captured in a conjunct expedi-
tion of land and naval forces, 2 & 3 Will. IV. c. 53, § SO, or
captured on land by a naval or naval and military force acting
cither alone or with allied forces, 27 & 28 Vict. c. 25, §§ 34, 35 ;
(2) petitions of right where the subject-matter of a petition arises
«ut of the exercise of any belligerent right by the crown, or would
be cognizable in a prize court if the same welo a matter in dispute
between private peraoii.":, § 62. Questions of booty of war may
be referred to the Admiralty Division as a prize court, 3 & 4 Viet
c. 65, § 22. Tho United States prize courts have by the Act of
1354 jurisdiction over property captured in an insurrection.'
' For tho procedure of prlzo coorts see Story, On Prize Courts: PhllHmorc,
International Law, vol. HI. 1 1. xi. ; Luithlngton, Manual of Naval friu Law.
Prhc Jfonrij. — The term prize money is used in a wider sense
than the term prize. It extends to any lev.ard granted by the state
for the capture of enemy's property whether by laud or ?ea. (1)
The Act consolidating the right to and distribution of army prize
money is the Army Prize Act, 1832, 2 & 3 Will IV. c. 53. The
right and interest of troops to prize money and bounty money is at
the discretion of the crown, and is to be distributed in such propor-
tions as the crown may direct. It is to be noticed that capture by
troops of an enemy's sliip in a road, river, haven, or creek of the
enemy gives a right to prize money in this sense, though it is not
prize proper, not having been captured at sea by an armed ship.
Deserters are not entitled to prize money. Shares not clfinied
within six years are forfeited. A list of persons entitled is trans-
mitted to Chelsea Hospital, the treasurer of which distributes the
money either to such persons or their assignees, or to the regi-
mental agent, according to the rules laid down iu the Act. Pnza
money may be assigned subject to certain conditions. In the case
of officers the a.ssignment must express the consideration money
actually paid for tha assignment ; iu the case of non-commissioned
officers or seamen the assignment is only valid where there is no
regimental agent. In conjunct expeditions of land and naval forces,
the share of the land forces is to be paid to the treasurer of Chelsea
HospitaL By 27 & 28 Vict, c 36, § 3, prize money not exceeding
£50 may be paid without probate or letters of administration. By
39 Vict. c. 14, the accounts are to be laid before parliament. Iu
tho United States provision was made by several Acts of Congi-ess
that officers and soldiers who had served in certain wars should be
entitled to warrants for bounty-lands as a reward for their services.
(2) For the right to prize money where the captor at sea is not a public
ship of warj'see Privateer. Where the captor is a public ship of
war of Great Britain, the officers and crew have only such interest
in the proceeds of prize as the crown may from time to time grant
them. This interest is siibject to forfeiture for misconduct in rela-
tion to tho prize, 27 & 28 Viet. 0. 25, §§ 36, 55. In the United
States, by the Prize Act of 1864, the whole proceeds go to the captoi
where tho prize is of superior or equal force, one-half to the captor
and oije-half to the United States where the prize is of inferior force.
The prize money accruing to the United States forms part of the
fund for pensions! Besides a share of the prize, prize bounty is
generally given. By the Naval Pn'ze Act, 1864, this is at tho iate
of ,£5 for each person on board the enemy's ship, if a ship of war,
27 & 28 Vict c. 25, § 42. By the United States Act of 1864, the
rate is 200 dollars if the prize is of superior or equal force, 100 if of
inferior force. , Tho distribution of prize money and prize bounty
in Great Britain is regulated by the' Naval Agency and Distribution
Act, 1864, 27 & 28 A'ict. c. 24. ' Tho money is distributed under
the direction of the lordi of the Admiralty in the proportions speci-
fied in a royal proclamation or order in council. The proportions
are graduated according to rank (see vol. .wii. p. 298). Assign,
ment of a share by a petty officer or seaman or a non-commissioned
officer of marines or marine is void unless in accordance with orders
in counciL All forfeited and unclaimed shares, and a percentage
of 5 per cent, out of the proceeds and grants, are carried to the
account of the naval prize cash balance. The Admiralty Division
has tho sole right of determining disputes as to distribution or
investment. In the United States the distribution is regulated by
the Act of 1864.^The distribution is by the district coUrt; it is a
judicial act, not, as in Great Britain, the act of a Government
department. Tho proportions too are fixed by statute — not left, as
in Great Britain, to the discretion of the executive. The command-
ing officer of a fleet or squadron has one-twentieth allotted to him,
of a division onc-ftftieth, a fleet captain one-hundredth, the com-
mander of a single vc-isel one-tenth of the amount awarded to the
vessel; the residue share in proportion to their pay. Prize money
is paid into the treasury of the United States to be distributed
according to the decree of tho court. Ransom money, salvage,
bounty, and proceeds of condemned property arc distributable as
prize money. Assignnronts of prize money must be attested by tlio
commanding officer and tho paymaster. There are certain easef
where money is granted to the officers and crow of vessels making
captures which are not prize in tho strict sense of the word. Under
this head may be classed tho salvage on recapture already men-
tioned, besides the cases provided for in the following enactments.
By 22 & 23 Car. II. c. 11, § 10, 2 per cent, of tho value of tho ship
defended may be awarded to those wounded and the representatives
of those slain in tho defence of a merchant ship against pirates.
By the Customs Act, 1876, 39 & 40 Vict. c. 36, §§ 210-216, rewards
iijay bo granted to ofilcers of tho cnstunis out of tho penalties for
goods seized. By the Slave Trade Act, 1873, 36 & 37 Vict. c. 88,
§§ 11, 12, a Iwunty of £5 per slave or of £4 per ton is payable to
the officers and crow of one of Her Majesty's snips upon capture of
a slave ship. Where tho capture is not by a shiiiof wa.-, tho bounty
is one-third of tho value of tho ship seized, and a bounty of £6 for
each slave. By an Act of Congress of Mareh 3, 1819, a bounty of
25 dollars is given for each slave raptured, and the proccodsof con-
demned slave ships are divided between tho United States and the
captors, half to each. (J. Wt.)
768
PROBABILITY
THE matucmalical theory of probability is a science
which aims at reducing to calculation, where possible,
tlie amount of credence due to propositions or statements,
or to the occurrence of events, future or past, more especi-
ally as contingent or dependent upon other propositions
or events the probability of which is known.
Any statement or (supposed) fact commands a certain
amount of credence, varying from zero, which means con-
viction of its falsity, to absolute certainty, denoted by
unity. An even chance,, or the probability of an event
which is as likely as. not to happen, is represented by the
fraction |. It is to be observed that ^ will be the
probability of an event about which we have no knowledge
whatever, because if we can see that it is more likely to
happen than not, or less likely than not, we must be in
possession of some information respecting it. It has been
proposed to form a sort of thermometrical scale, to which
£o refer the strength of the conviction we have in any
given case. Thus it the twenty-six letters of the alphabet
have been shaken together in a bag, and -one letter be
drawn, we feel a very feeble expectation that A has been
the one taken. If two letters be drawn, we have still
very little confidence that A is one of them ; if three be
drawn, it is somewhat stronger ; and so on, till at last, if
twenty-sis be drawn, we are certain of the event, that is,
of A having been taken.
Probability, which necessarily implies uncertaint}', is a
consequence of our ignorance. To an omniscient Being
there can be none. \Vliy, for instance, if we throw up a
shilling, are we uncertain whether it will turn up head or
tail ? Because the shilling passes, in the interval, through
a series of states which our knowledge is unable to predict
or to follow. If we knew the exact position and state of
motion of the coin 'as it leaves our hand, the exact value
of the finarimpulse it receives, the laws of its motion as
affected by the resistance of the air and gravity, and
finally the nature of the ground at the exact spot where it
falls, and the laws regulating the collision between the
two substances, we could predict as certainly the result
of the toss as we can which letter of the alphabet will be
drawn after twenty-five have been taken and examined.
The probability, or amount of conviction accorded to
any fact or statement, is thus essentially subjective, and
varies with the degree of knowledge of the mind to which
the fact is presented (it is often indeed alsp influenced by
passion and prejudice, which act powerfully in warping
the judgment), — so that, as Laplace observes, it is affected
partly by our .ignorance partly by our knowledge. Thus,
if the question were put. Is lead heavier than silver?
some persons would think it is, but would not be surprised
if they were wrong; others would say it is lighter; while
to a worker in metals probability would be superseded by
certainty. Again, to take Laplace's illustration, there are
three urns A, B, C, one of which contains black balls, the
other two white balls ; a ball is drawn from the urn C, and
we want to know the probability that it shall be black.
If we do not know which of the urns contains the black
))a!ls, there is only one favourable chance out of three, and
the probability is said to be i. But if a person knows
that the urn A contains white balls, to him the uncertainty
is confined to the urns B and C, and therefore the proba-
bility of the same event is J. Finally to one who had
found that A and B both contained white balls, the
probability is converted into certainty.
In common language, an event is usually said to be
likely or probable if it is more likely to happen than not.
or when, in mathematical language, its probability exceeds
^ ; and it is said to be improbable or unlikely when its
probability is less than J. Not that this sense I's always
adhered to ; for, in such a phrase as " It is likely to
thunder to-day," we do not mean that is more likely than
not, but that in our opinion the chance of thunder is
greater than usual ; again, " Such a horse is likely to win
the Derby." simply means that he has the best chance,
though according to the betting that chance may be only
^. yuch unsteady and elliptical employment of words
has of course to be abandoned and replaced by strict
definition, at least mentally, when they are made the
subjects of mathematical analysis. Certainty, or absolute
conviction, also, as generally understood, is different from
the mathematical sense of the word certainty. It is very
difficult and often impossible, as is pointed out in the
celebrated Grammar of Assent, to draw out the grounds
on which the human mind in each case yields that con-
viction, or assent, which, according to Newman, admits of
no degrees, and either is entire or is not at all.' If, when
walking on the beach, we find the letters " Constantinople,"
traced on the sand, we should feel, not a strong impression,
but absolute certainty, that they were characters not
drawn at random, but by one acquainted with the word
so spelt. Again, we are certain of our own death as a
future event; we are certain, too, that Great Britain is an
island ; yet in all such cases it would be very difficult,
even for a practised intellect, to present in logical form
the evidence, which nevertheless has compelled the mind
in each instance to concede the point. ^ Mathematical
certamty, which means that the contrary proposition is
inconceivable, is thus different, though not perhaps as
regards the force of the mental conviction, from moral or
practical certainty. It is questionable whether the former
kind of certainty is not entirely hypothetical, and whether
it is ever attainable in any of the affairs or events of the
real world around us. The truth of no conclusion can rise
above that of the premises, of no theorem above that of
the data. That two and two make four is an incon-
trovertible truth ; but before applying even it to a concrete
instance we have to be assured that there were really
two in each constituent group; and we can hardly have
mathematical certainty of this, as the strange freaks of
memdry, the tricks of conjurors, &c., have often mado
apparent.
There is no more remarkable feature in the mathematical
theory of .probability than the manner in which it has
been found to harmonize with, and justify, the conclusions
to which mankind have been led, not by reasoning, but by
instfect and experience, both of the individual and. of the
race. •* At the same time it has corrected, extended, and
invested them with a definiteness and precision of which
these crude, though sound, appreciations of common sense
were till then devoid. Even in cases where the theoretical
result appears to differ from the common-sense view, it
often 'happens that the latter may, though perhaps
unknown to the mind itself, have taken account of
circumstances in the case omitted in the . data of the
" There is a sort of leap which most men make from a high "pro-
bability to absolutp assurance . . . analogous to the sudden consilience,
or springing into one, of the two images seen by binocular vision, when
gradually brought within a certain proximity." — Sir J. Herschel, in
Jidin. Review, July 1850.
2 Archbishop Whately'a jeu d' esprit. Historic Doubts respecting
Napoleon Bonaparte, is a good illustration of the difficulties there v^&y
be in proving a conclusion the certainty of which is absolute.
PROBABILITY
769
I Viooretical problem. Thus, it may bo that a person accords
a lower degree of credence to a fact attested by two or
more independent witnesses than theory warrants, — the
reason being that ho has unconsciously recognized the
possibility of collusion, which had not bsen presented
among the data. Again, it appears from the jules for tlie
credibility of testimony that the probability of a fact may
be diminished by being attested by a new witness, viz., in
the case where his credibility is less than i. This is
certainly at variance with our natural impression, which
is that our previous conviction of any fact/ is clearly not'
weakened, however littlo it be intensified, by any fresh
evidence, however suspicious, as to its truth. But on
reflexion we see that it is a practical absurdity to supjjose
the credibility of any witness less than i — that js, tliat he
speaks falseliood oftener than truth — for all men tell the
truth probably nine times out of ten, and only deviate
from it when their passions or interests are concerned.
Even where his interests are at stake, no man has any
preference for a lie, as such, alcove the truth ; so that his
testimony to a fact will at worst leave the antecedent
probability exactly what it, was.
. A celebrated instance of the confirmation and comple-
tion by theory of the ordinary view is afforded by what
is known as James Bernoulli's theorem. If we know the
odds in favour of an event to be three to two, as for
instance that of drawing a white ball from a bag contain-
ing three white and two black, we should certainly .judge
that if wo make five trials we are more likely to draw
white three times and black twice than any other
combination. Still, however, we should feel that this was
very uncertain ; instead of three white, we might draw
white 0, 1, 2, 4, or 5 times. But if we make say one
ihousand trials, wo should feel confident that, although
the numbers of white and black might not be in the
proportion of three to two, they would be very nearly in
that proportion. And the more the trials are multiplied.
the more closely would this proportion be found to obtain.
This is the princi])lo upon which wo are continually judg-
ing of the possibility of events from what is observed in a
certain number of cases.^ Thus if, out of ten particular
infants, six are found to live to the age of twenty, we
judge, but with a very low amount of conviction, that
nearly six-tenths of the whole number born live to twenty.
But if, out of 1,000,000 cases, we find that 600,000 live
to be twenty, we should feel certain that the same projjor-
tion would be found to hold almost exactly were it possible
to test the whole number of cases, say in England during the
19th century. In fact we may say, considering how seldom
we know a priori the probability of any event, that the
knowledge we have of such probability in any case is en-
tirely derived from this principle, viz., that the proi)ortion
which holds in a large number of trials will be found to
hold in the total number, even when this may be infinite,
— the deviation or error being less and less as the trials are
multiplied.
Such no doubt is the verdict of the common sense of
manki;id, and it is not easy to say upon what considera-
tions it is based, if it be not the effect of the unconscious
habit which all men acquire of weighing chances and
probabilities, in the state of ignorance and uncertainty
which human life is. It is now extremely interesting to
see the results of the unerring methods of mathematical
analysis when applied to the same problem. It is a very
' So it is saiJ, "tho tree is known by its fruits"; " prnctice is bettor
than theory"; and the universal sense of nianlcind judges that the
safest test of any new invention, system, or institution is to see how
it works. So little are we able by a priori speculations to forecast
tlie thousand obstacles and disturbing influences which manifest them-
selves wlicn any new cause or agent is introduced as a factor In tho
world's nlfairs.
difficult one, and James Bernoulli tells us he reflected
upon it for twenty years. His methods, extended by De
Sloivre and Laplace, fully coi.irmthe conclusions of rough
common sense ; but they have done mifch more. They
enable us to estimate exactly how far we can rely on the
proportion of cases in a large number of trials, truly
representing the proportion out of the total number — that
is, the real i)robability of tho event. Thus he proves that
if, as in the case above mentioned, the real probability of
an event is %, the odds are 1000 to 1 that, in.25,550 trials,
the event shall occur not more than 15,§41 times and not
less than 14,819 times, — that is, that the deviation from
15,330, or § of the whole, shall not exceed -^^ ot the
whole number of tria4s.
The history of the theory of probability, from the
celebrated question as to the equitable division of the
stakes between two players on their game being inter-
rupted, proposed to Pascal by the Chevalier de Mdr6 in
1654, embracing, as it does, contributions from almost all
the great names of Em'ope during the period, down to
Laplace and Poisson, is elaborately -and admirably given
by Mr Todhunter in his Uiatory of the subject, now a
classical work. It was not indeed to be anticipated that
a new science which took its rise in games of chdnce, and
which had long to encounter an obloquy, hardly yet
extinct, due to the prevailing idea that its only end was
to facilitate and encourage the calculations of gamblers,
could ever have attained its present status — that its aid
should bo called for in every department of natural
science, both to assist in discovery, which it has repeatedly
done (even in pure mathematies), to minimize the unavoid-
able errors, of observation, and to detect the presence of
causes as revealed by observed events. Nor are com-
mercial and other practical interests of . life less indebted
to it : ^ wherever the future has to be forecasted, risk to be
provided against, or the true lessons to be deduced from
statistics, it corrects for us the rough conjectures of
common sense, and decides which course is really,' accord-
ing to the lights of which we are in possession, the wisest
for us to pursue. It is sui generis and unique as- an
application of mathematics, the only one, apparently, lying
quite outside the field of physical science. Do Moivre has
remarked that,- " some of the problems about chance having
a great appearance of simplicity, the mind is easily drawn
into a belief that their solution ma}' be attained by the
mere strength of natural good sense"; >nd it is with sur-
prise we find that they involve in many cases the most
subtle and difiScult mathematical questions. It has been
found to tax to the utmost the resources of analysis and
tho powers of invention of those who have had to deal
with tho new cases and combinations which it has pre-
sented. Great, however, as are the strictly mathematical
difTiculties, they cannot bo said to be the principal.
Especially in the jiractical application.s, to detach the
problem from its surroundings in rerztm nutura, discard-
ing-what is none.s.senlial, rightly to estimate the extent
of our knowledge respecting it, neither tacitly a.ssuming 03
known what is "not known, nor tacitly overlooking some
datum, perhaps from its very obviousness, to make sure
that events wo are taking as independent are not really
connected, or probably so, — such are the preliminaries
necessary before tho question is put in the scientific form
to which calculation can bo a|)pliod, and failing which the
' Men were surprised to lienr that not only births, deaths, and mar-
riages, but tho decision! of tribunals, the results of popular elections,
tho influence of punishments in checking crime, tho comparative values
of medical remedies, the probable limits of error in nunu'iicil rcsulta
in every dcp.irtment of phy-sical inciuiry, the detection of cause,'',
physical, social, and moral, nay, even tho weight of evidence and
the validity of logical argument, might como to be surveyed with the
lynx-eyed Bcrutuiy of n dispassionate analysis. — .''/> J. Ilcrschtl,
XIX. - 97
no
V II O B A B I r. I 1^ V
result of the mathematician will be but an ignwatio elenchi
— a correct answer, but to a different question.
From its earliest beginnings, a notable feature in our
subject has been the strange and insidious manner" in
which errors creep in — often misleading the most acute
minds, as in the case of D'Alembert — and the difficulty
of detecting them, even when one is assured of their
presence by the evident incorrectness of -the result. This
is probably in many cases occasioned by the poverty of
language obliging us to use one term in the same context
for different things — thus introducing the fallacy of
ambiguous middle ; e.g., the same word " probability "
referring to the same event may sometimes mean its pro-
bability before a certain occurrence, sometimes after ; thus
the chance of a horse winning the Derby is different after
the Two Thousand from what it was before. Again, it
may mean the probability of the event according to one
source of information, as distinguished from its probability
taking everything into account ; for instance, an astro-
nomer thinks he can notice in a newly-discovered planet
a rotation from east to west ; the probabOity that this is
the case is of course that of his observations in like cases
turning out correct, if we had no other source of informa-
tion ; but the actual probability is less, because we know
that at least the vast majority of the planets and satellites
revolve from west to east. It is easy to see that such
employment of terms in the same context must prove a
fruitful source of fallacies ; and yet, without wearisome
repetitions, it cannot always be avoided. But, apart from
niere logical errors, the main stumbling-block is no doubt
the uncertainty as to the limits of our knowledge in each
case, or — though thL« may seem a contradiction in terms —
the difficidty of knowing w^hat we do know ; and we
certainly err as often in forgetting or ignoring what we do
know, as in assuming what we do not. It is a not
uncommon popular delusion to suppose that if a coin has
turned up head, say five times running, or the red has won
five times at roulette, the same event is likely to occur a
sixth time ; and it arises from overlooking (perhaps from
the Imagination being struck by the singularity of the
occurrence) the a priori knowledge we possess, that the
chance at any trial is an even one (supposing aU perfectly
fair) ; the mind thus unconsciously regards the event
simply as one that has recurred five times, and therefore
judges, correctly, that it is very likely to occur once more.
Thus if we are given a bag containing a number of balls,
and we proceed to draw them one by one, and the first five
drawn are white, the odds are 6 to 1 that the next will be
white, — the slight information afforded by the five trials
being thus of great importance, and strongly influencing
the probabilities of the future, when it is all we have to
guide us, bujt absolutely valueless, and without influence
on the future, when we have a priori certain information.
The lightest air will move a ship which is ndrift. but has
simply no effect on one securely moored.
It is not to be supposed that the results arrived at
when the calculus of probabilities is applied to most
practical questions are anything more than approxi-
mations ; but the same may be said of almost all such
applications of abstract science. Partly from ignorance
of the real state of the case, partly from the extreme
intricacy of the calculations requisite if all the conditions
which we do or might know are introduced, we are obliged
to substitute in fact, for the actual problem, a simpler
one approximately representing it. Thus, in mechanical
questions, assumptions such as that t'le centre of gravity of
an actual sphere is at its centre, that the friction of the rails
on a railway is constant at different spots or at different
times, or that in the rolling of a heavy body no depres-
sion is produced by its weif;ht in the supporting substance.
are instances of the convenient fictions which simplify the
real question, while they prevent us accepting the result
as more than something near the truth. So in probability,
the chance of life of an individual is taken from the
general tables (unless reasons to the contrary are very
palpable) although, if his past history, his mode of life,
the longevity of his family, &c., were duly weighed, the
general value ought to be modifijed in his case ; again, in
attempting to estimate the value of the verdict of a jury,
whether unanimous or by a majority, each man is supposed
to give his honest opinion, — feeling and prejudice, or
pressure from his fellow-jurors, being left out of the
account. Again, the value of an e.rpectation to an indi-
vidual is taken to be measured by the sum divided by his
present fortune, though it is clearly affected by other
circumstances, as the number of his family, the nature of
his business, &c. An event has been found to occur on an
average once a year during a long period : it is not difficult
to show that the chance of its happening in a particular
year is 1 - €"\ or 2 to 1 nearly. But, on examining the
record, we observe it has never failed to occur during three
years running. This fact increases the above chance ; but
to introduce it into the calculation at once renders the
question a very difficult one. Even in games of chance
we are obliged to judge of the relative skill of two players
by the result of a few games ; now one may not have been
in his usual health, ic, or may have designedly not played
his best; when he did win he may have done so by
superior play, or rather by good luck ; again, even in so
simple a case as pitch and toss, the coin may, in the con-
crete, not be quite symmetrical, and the odds bi head or
tail not quite even.
Not much has been added to our subject since the close
of Laplace's career. The history of science records more
than one parallel to this abatement of activity. When
such a genius has departed, the field of his labours seems
exhausted for the time, and little left to be gleaned by
his successors. It is to be regretted that so little remains
to us of the inner working of such gifted minds, and of
the clue by which each of their discoveries was reached.
The didactic and synthetic form in which these are pre-
sented to the world retains but faint traces of the skilful
inductions, the keen and delicate perception of fitness and
analogy, and the power of imagination — though such a
term may possibly excite a smile when applied to such
dr!/ subjects — which have doubtless guided such a master
as Laplace or Newton in shaping out each great design —
only the minor details of which have remained over, to be
supplied by the less cunning hand of commentator and
disciple.
We proceed to enumerate the principal divisions of the
theory of probability and its ajiplications. Under each
we will endeavour to give at least one or two of the more
remarkable and suggestive questions which belong to it, —
especially such as admit of simplification or improvement
in the received solutions; in -such an article as the pre-
sent we are debarred from attempting even an outline
of the whole. We will suppose the general fundamental
principles to be already known to the reader, as they
are to be now found in several elementary works, such
as Todhunter's Algebra, Whitworth's Choice and Chance,
&,c.
Many of the most important results are given under the
apparently trifling form of the chances in drawing balls
from an urn, kc, or seem to relate to games of chance, as
dice or cards, but are in reality of far wider application, —
this form being adopted as the most definite and lucid
manner of presenting the chances of events occurring undctj
circumstances which may be assimilated, more or lesa
closely, to such cases.
r Pt O B A B I L 1 T Y
771
J. Detkhmination of rrii: ri;c)PAr.iM7'f;? or Comi-ol-nd Evexts,
wiii:n the I'rioBAnii.rriKs of la'i Slmtle Events on vviiicu
THEY Dlcri'.sn AKB KNOWN'.
1. Umlcr tliis linaii cotne a vivy Uiv;o ami diversilioil ranjjo of
i|iioslioiis ; a very few of tlie most iiMportaiit are all tliat wo ran
;;ive. Olio great class ivlatcs to tlio fiillilmeiit of given conditions
ill roiicateil trials as to tlic same, event, knowing tlic [uobability of
wlial will Iinpjicn in eaeli trial.
2. Let tliere he an event wliicli must turn out in one of two
ways, W anil l^^is in ilrawing a bail from an urn containing white
ami black balls only) ; let tlie respective probabilities for eaeli trial
be;>,7; so tliat;j + 7 = l. Let two trials be made :. the four possible
cases ttiiicli may arise ara '
AVW, AVB, BW, BB.
TIio probability of tlie first is p-, of the second pj, of the third
I'j, of the fourtli {-.' Thus the probability of a white and a black
liall being drawn in an nsiitjiicd order is j>q ; but that of a white
:iiid a black in any order is 2]>q.
Suppose now n trials to be made. The probability of AV every
tiiiio is ;;■'; that of 1! once and W()i-1) times in an assigned
order is p"'^q, but if tbo order is indifferent it is np'-^q; that
tif n occurring twice only is p"--i/'- if the order is given.
.1(^.-1)
p''--q- in any order; and so on. We have then
but
this
result : — in the binomial expansion
n()t -!)(»- 2)
n(n~l)
2J"--q--i-
|3
-j}''-''q'
(1),
tho terms in their order give the probabilities of the event W
happening n times; of W (w-l) times and B once; of W(»-2)
times and B twice ; and so ou, — the sum of the whole giving 1, that
is, certainty.
3. As an" example, let A and B he two players whose respective
chances of winning one game are.;) and q ; to find the probability
of A Hii'ming m games before B wins n games, the play terminat-
ing when cither of these events has occurred.
The chance of A winning the first m games is p^. The chance
of his winning in tho first »)H-1 games is mp"'-^q .p-=mp™q; for
ho must have won 711- 1 games out- of the first m, and then win
the (m + l)th; otherwise we should be including the first case.
A;;ain, the cliance of A winning in tho first mi + 2 games is, in like
manner, ^ — ^-^/' SJ'™ — k-^P Ti 1"" so on. Now the
match must be decided at latest by the (w + )i-l)th game ; for,
if A fails to win vt games by that time, B must have won n.
Hence the chance of A winning tho match is
))'"\1 + mq +
m(m + V)
J' +
«i(m + l)
(m + m-2)
|)t-l
...}.
four games before B wins two is ^— ;• That of B winning is -
Thus, if A's skill be double that 0' B, the chance that A wins
112 „, , „„_ . . . m
243 ■
If A and B agree to leave ofT playing before tho match is decided,
the stakes ought clearly to bo divided between tliem in proportion
to theirrespectiveprobabilitiesof winning, as given above, — putting
for in and n tho numbers of games recjuirod to bo won, at^any given
point of tho match, by A and B reflectively.
This was one of the q'i':stions proposed to Pascal-by the Chevalier
do Mere in the year 1051.
4. In the expansion (1) it may bo asked which combination of
tho events W, B is most likely to occur in the n trials. As the
ratio of the 2d term to tho 1st is m ?, of the 3d to the 2d ^^ - ,
p 2 p'
and' of the (r + l)th to tho rth'^ ""''"*" ^, so long as this ratio
continues to increase the terras will increase. The condition,
thereforoy for the rth term to be tho greatest is
■ <-; or )•> in-^Wa;
r q
that is, r is tho next integer ahovo (n + 1)7.
We conclude that if r is tho next integer below {n + \)q tho
iV-l-ljth term is the greatest— that i.s, it is most likely that tho event
\V occurs n-r times and B r times. If (n + l)j should bean integer
(/■), B is as likely to occur r as r + 1 times; and either is nioro
jirobablo than any other number. Thus, in twelve throws of a die,
the ace is more likely to turn up twice than any ollu r number;
while in eleven throws it is as likely to turn up once only as twice.
It is impoitant to remark that, if tho number of trials n be very
largo, wo may treat qn and;w as whole numbers, and conclude that
tlio event W is more likely to hapncn rm times and B qn times
than in any other proportion.
6.- Among tho many questions which relate to the occurrence of
dilfercnt combinations in successive trials as to the same event, ono
is as to tho chances for a succession, or run, of tho same result
several times.
Let us consider the very simple case— In n throws- of a coin,
what is the chance that head occurs (at least) twice running?
This will be an instance of the aid afibicled by the calculus of
finite dillercnccs in questions on probability. Let !(r = the number
of cases of r thiows of a coin in whicli head turns up twice runniug,
the whole number of cases being of course 2'. Now if we consider
the value of !(n+3, it includes 2i(„+5, because the (Ji + 3)tli throw
may turn up two ways ; but it includes also those cases when lu-ad
turns up in the last two throws, tail in the preceding one, and no
run of two hc-ads occurs iii the n preceding ones. The number of
these cases is 2" - u,,. We have therefore the equation
!£„+3 = 2l(„+o-|-2"-K„ (2).
If E bo an operator such that V.Ur = Ur+\ ', equation (2) is
(E»-2E^ + 1)J(„ = 2»;
or, (E-l)(E^-E-l)!i„ = 2";
so that, if we put a, 6 for the roots of the equation E- - E - 1 = (),
«„ = 2" + A + Ba" + Ce" (3)
since J«„ = 2" is a particular solution of (2). — A, B, C being three
undetermined constants.
Now in two throws there is ono case where head turns up twice,
and in three throws there are three cases ; hence wo liave
«j = 0 = 2 + A + Bo + C3
* J(3 = 3 = 8 + A + Ba' + C;83;
;3 + l, we shall easily find
and, rcmemberiDg that a-=.a + l, /3-
from these
O.B = ,^
- c=
a
-a-0'
«, = 2"-
a"+2-
a-
^1 + V5
f^J-
-V5.
Mi
so thatl
Now - 2 ' -- 2 '
expanding by the binomial theorem and reducing,
„. n + 2 ( ()i + l)re, ()H-l)ii(ii-l)(«-'2)
,«- = 2»-2;^|l^— g-o + - 2
dividing by the total number of cases 2", we liave for the proba-
bility of head turning up at least twice running in n throw.s
5=-^.
. (£);
Pn'^l
i + 2 (,
1 + (" + ^)"'g + (" + 1)»(''-
l)(»-2)
'5=+.
(6).
3 - ■ |5 - . • - -^
Another method of obtaining the same result is to consider iho
number of cases in which head never occurs twice running ; let
Vn bo this number, then 2" - u, must be the number of cases when
head occurs at least twice successively.. Consider the value of
u„+^; if the last or (;! + 2)th throw be tail, n„+^ includes all tho -
cases (»n+i) of the n + 1 preceding throws which gave no succession
of heads ; and if the last be head the last but one must be tail, and
these two may be preceded by any ono of tho «„ favourable cases
for the first n throws. Consequently
If a, j9, as before, are the roots of the quadratic E'- E-1 = 0, tliis
C(iuatiou gives
«„=Aa" + B8"'
Hero A and B aro easily found from tho conditions «j = V!i "3 = 8 :
viz.,
1 V »l + a< (71 + 1)71. , •)
wheucB K„ - ^ jl + ^p^r^- 5 -f- &c. I
as in cq. (5). The probability that head never turns np twice
running is found by itividing this by 2", tho whole number of ca.sos.
This probability of course becomes smaller and smaller as tho
number of trials (») is increased.
6. Let us consider the chance of a rup of three headii or tails
during n throws, — that of a run of two neads or tails being
2" — 2 1
evidently — — — 1 - - — r , as there aro but two cases out of tho
2" which are alternately head and tail.
Let Vr be tho numlior of ca?c3, during r throws, which give at
least ono succession of three heads or thieo tails. Consider the voliio
of M„+3 ; it includes 2i(„+,, as tho last throw may bo liead or tail ;
but, besides these, every case of tlio first n throws which contains
no run oftllree gives rise to one new case of tho»-^3havi^ga run of
three ; thus, if the 7ith throw be lioad, the last four muj bo IITTT,
or TIIUH if the nth bo fail. Hence
«,+3-2H„+J + 2''-1t,,
772
PROBABILITY
the same equation of dinerences as (2) Us solution is cq\iation (3),
in wliicli, if we determine tlie constants by tile conditions Mi — O,
«o = 0, «3'=2, and divide by 2", we find for tlie probability of a run
of tliree of citlier event during n trials
2» 2='-'|^ +
iiin-
1), n{n-l)(7i
— 0 H
-2)(«-3)
|5
'5' + ..
7).
Comparing this result with (6) we find that the chance of a run of
two heads ill n trials is equal to the chance of a run of three, of
either hca'h or tails, in n + 1 trials.
7. If an event may turn out on each trial in a + 6 ways, of which
a are favourable and b unfavourable (tlius a card may be drawn
from a pack in fifty-two ways, twelve of wliich give court cards), and
if we consider the probability that during n trials there shall occur
n run of at least p favourable results, it-is not difEcuIt to sec that
{Ur denoting the number of ways this may occur in r trials)
v.+p+i = (a + i)i(»+, + ha' { (n + ft)" - m„} ,
as Un+p+i includes, besides {a + b)u„+p, those cases in which the
histjD trials are favourable, tlie one before unfavourable, and the n
preceding containing no such run as stilted.
We will not enter on Laplace's solution of this equation, or
rather of one equivalent to it, especially as the result is not a
simple one (see Todliuntor, p. 185).
8. Let the probaliility of an evcpt happening in one trial be p,
that of its failing g ; we have seen (art. 4) that, if a large number N
of trials be made, the event is most likely to happen ;^N times and
fail gN times-. The chance of this occurring is, however, extremely
small, though greater than that in favour of any other proportion.
We propose now to examine the probability that the proportion of
sruccesses shall -not deviate from its most probable value by more
than a given limit— that is, in fact, to find the probability thai in
N tiials the number of times in which the event happens shall lie
between the /wo limits pN±r.
Let m=;)N, 7i = yN, which are taken to be integers. The proba-
bility of the event happening m times is the greatest term T of the
expansion (1), viz.,
|N
\m \n
The calculation of this would be impracticable when N, m, n are
large numbers, but Stirling's theorem gives us
1.2. 3 . .
very nearly, when x is large
x=x'+ie-'\/2K,
and by'substituting in the preceding
value of T, and reducing, we easily find
1
T=-
\/2irpq'S
Now the terms of the expansion (1) on either side of T are
n(n-l) p'-^. n P^. , _ , _m_ ?- . m(m-l) £
But if a is much greater than a.
a
X- a = xc'x nearly, -
80 that
n{n - l.){n~- 2) . . . (s terms) = n'e '„ — — = n'c~ -
also (m + l){m + 2) .
Hence the sth term before T in (9) is
(8).
(9).
(s terms) = 7n't .^„,
»T.
The sth term after T is
~2ma~
m—n
Now the probability that the event shall happen a number of times
comprised between m + r and m-r is the sum of the terms in (9)
from the rth term before T to the rth term after T. (N.B., though r
may be large, it is supposed small as compared with N, m, or n. )
Now tjie sth term before T-h the sth term after T = 2e--^,T,
since c +c
= 2, when x = - s is small.
2»m
Taking then each
term before T with the correspondiag term after T, and putting
for shortness
._■_ N _ 1
2mn 2pqTS
we have for the required probability
(10).
Pr
2(iT-hT<;-°'-fT6-2''''4-Te-='''> Tc"''*')-
If we now consider the curve whose equation is
y-Te-
and take -a series of its ordijiatcs correspoi.ding to ar = 0, o, 2o,
3a .... ra, where a is very small, and if A be its area froii.
x = 0 to x = ra, then
— = J(&i'st-flast ordinates) -fsum of intermediate ordinatcs
a
2
, V^V = -A -Hlast ordin.ate,
a
2_
dx-\--
(11).
\J2pq'Sir
9. AVe refer to the integral calculus for the methods of com-
puting the celebrated integral J'e'^^dx, and will give here a short
table of its values.
Table of the Values of the Integral 1 =
V'
-A
"dz.
7
1
T
•2
I
■22270
r
I
T
1 ■)
O'OO
0-00000
1-3
■93401
2^4
•99931
■01
•01128
•3
•32863
1 1^4
•95229
2-5
■99959
■02
. -02256
.•4
•42839
1^5
•96C11
2-6
■99976
•03
•03384
•5
•52050
16
•97635
2-7
■99986
■04
•04511
•6
•60386
r7
•98379
2-8
■99992
■05
•05637
•7
•67780
IS
•98909
2 9
■99996
■06
•06762
•8
•74210
1-9
•99279
3^0
■99998
■07
•07886
•9
•79691
20
•99532
00
1^00000
•08
•09008
1 1-0
•84270
. 2^1
•99702
■>
■09
•10128
^U
•8S020
2 2
•99814
■1
•11246
•91031
1 2^3
•99886
i
If the value of I is 0-5, or J, t= •4769.
10. The second term in formula (11) expresses the probability
that the number of occurrences of the event shiU be exactly
m -I- r or m-r, or more correctly the mean of these two pro-
babilities. It may be neglected when the number of trials N is
very great and the deviation r not a very small number.
We see from the foregoing table that when
/a = — =3
V2p?N
It becomes practically a certainty that the number of occurrences
will fall between the limits m-i^r.
Thus, suppose a shilling is tossed 200 times in succession; here
» = o,= land o=^== = r-;r. If therefore )•= 30, it may be called
V'2p?N 10 ■'
a. certainty that head will turn up more than 70 and less than 130
times.
In the same case suppose we wish to find thc'limits m-i:.r such
that it is an even chance that the number of heads shall fall
between them, if the second term of (11) he neglected, we see
from the table that
ra = YQr=^48,.-.r = 4-8;
so that the probability that the number of heads shall fall between
95 and 105 is
P*='^2+io7i<=""*='""'"'5''
rather more than an even chance. •
11. Neglecting the second term of (11), we see that pr depends
r
solely on the value of ra, or that of — tj^ ; so that, if the nnmber of
trials N be increased, the value of r^^o give the same probability
increases as the square root of N; thus, if in N trials it is practically
certain (when ra=3) that the number of occurrences lies betweoi
/iNir, then, if the number of trials be doubled, it will be certrii.
that the occurrences will lie between 2j;N±r\/2.
In all cases, if N be given, r can be determined, so that there -.-
a probability amounting to certainty that the raiio of the number <:'
occurrences to (he whole number of cases shall lie between the limit*
.?'±
N
Now if N be increased rx n/N ; so that these limits are
C being a constant. Hence it is always possible to increase the
number of trials till it becomes a certainty ilm-t the proportion of
occurrences of the event will differ from p, its probability on a single
trial, bya quantity less than any assignable. This is the celebrated
theorem given by James Bernoulli in the Ara Conjeclandi. .. (See
Todhunter's Uislory, p. 71.)
r K O B A B I L I T Y
73
12. AVo will i;ivo hero a grnpliioal rcprcsciit.ition {f\g. 1), tnkcii
from M. Quetclot's Lctlres siir la I'/ieoric tics ProbabiUtis, of the
facilities of the dilferciit immbois of siuccsses wliich may occur in
1000 trials as to any event which is equally likely to lianjion as not
in each trial, —as in 1000 tosses of a coin, or 1000 ilrawinjs from
an urn containing one white anil one black ball, replacing tlie ball
each time, — or again in drawing 1000 balls togetlicr from an urn
containing a great number of black afd wliitc in crj\ial proportion.
A3;) = (/ = .J, we find from formula (8) that the chance of exactly
half the entire number drawn, viz., 500, being white is
T=—L== 02523;
VSOOir
and the chance for any number 500±s is found by multiplying
T by c 500.
If then we take the central ordinate to represent T on any
scale, and arrange along the horizontal line AB the diirerent num-
bers of white balls which may occur, and erect opposite each
number an ordinate representing the ]iroliability of tliat number,
wo have a gmphical diagram of the relative possibilities of all
|K)ssible proportions of black and white in the result.
We see from it that all values of the number of white balls
drawn less than 450, or greater than 550, may be considered
impossible, the probabilities for them being excessively small.
Arfill
MO
Fig. 1.
The probability of the number of white balls falling between
any two assigned limits, as 490 and 520, is found by measuring
the area of the figure comprised between the two ordinates opposite
those numbers, and dividing the result by the total area.
II. Pbobabilitvop FuTiTiiE EvENT.'i Deduced from Experience.
13. In our ignorance of the causeswhich influence future events, tlio
ca.ses are rare in which wo know a priori the chance, or "facility,"
of the occurrence of any given event, as we do, for instance, tlmt
of a coin turning up head when tossed. In other cases we have to
judge of the chances of it happening from experience alone. We
could not say what is tlie chance that snow will fall in the month
of March next from our knowledge of meteorology, but have to go
back to the recorded facts. In walking down a certain street at
5 o'clock on three dillcront days, I have twice met a certain
individual, and wish to estimate from those data the likelihood of
again meeting him under the same circumstances — in ignorance of
tlie real state of things, viz., that he lives in that street, and
returns from liis business at that hour. Such is nearly the position
in which we stand as to the probabilitiea of' the future in the
majority of cases.
\Vo have to' judge then, from certain recorded facts, of the pro-
bability of the causes which have occasioned them, and thence to
deduce the probabilities of future events occurring under tlio
operation of the same causes. The term "cause" is not hero used
in its metaphysical sense, but as simply equivalent to "antecedent
state of things. "■
Let us suppose two urns, A containing two white balls, B con-
taining one white and one black ball, and that a person not know-
ing which is which has drawn a white ball from one, to find the
probability that this is the urn A. This is in fact to find, suppos-
ing a great number of such drawings to bo made, what proportion
of them have come from the urn A. If a great number N of
drawings are made indiseriminately from both urns,. JN come
f'.om the urn A and are all white, JN white come from the urn
li. aud^N black. Tlie drawing actually made is cither one of
the JN white from A, or of the JN white from K As it is
equally likely to have been any one of these, the chance that it
came from A is A N -r 3 N, or §.
Suppose there had been two urns A and three urns B, and a
white ball has been drawn from one of the five ; as in a gnat
number N of drawings JN come from A and arc white, |N from
13 and 4 of them are white, the chance Uiat it came from one of the
urus A is
In general suppose an event to have occurred which mnst have
been preceded by one of several causes, and let the aiilecedcnt
proOabilities of the causes bo
Pi.P^P,...
and let Pi be tlie probability that when the first cause exists tho
event will follow, p, the same probability when the second cause
exists, and so on, to find, a/lcr Vic event has occurred, tho pro-
babilities of tho several causes or hypotheses.
Let a great number N of trials be made ; out of these the number
in which tho first cause exists is P,N, and out of this number the
cases in which tho event follows are ftPjN ; in like manner the
cases in which the second cause exists and the event ibllinvs are
/loPoN ; and so on. As th'c event has happened, the actual case is
one out of the number
(ftP,-(-jl?.,Pj+i>3?3-H&C.)N,
and as the number in which the first cause
w.as present is ^,F,N the a posteriori' \ito-
bability of that cause is
^ Pi^i ^o^
' 3\i\-+Pii'.-irP3^3 + kc. ■ ^ ''■
So likewise for the other causes, — the sum
of these a posteriori probabilities being
TOj + ITrt + ITj -f . . . . *= 1 . ,
Supposing the event to have occurred as
above, wc now see how the probability as to
the future, viz., whether the event will happen
or fail in a fresh trial, is aflected by it. If
the first cause exi.sts, the chance that it
will hajipeii is p^ ; hence the chance of its
happening from the first cause is p^r^ ; so
likewise for the second, third, &c. Henco
the probability of succeeding on a second
trial is
PlTl + 2'aT2 + ;'3''3+ • - (13).
14. To give a simple example: suppose an
urn to contain three balls which are white
or black ; one is drawn and found to bo
white. It is replaced in the urn and a fresh drawing made ; find
tho chance that the ball drawn is white. There are three hypo-
theses, which are taken to be equally probable a priori, viz., the
urn contains three white, two white, or one white, — that of none
whito being now impossible. Tho probability after tho event of
the first is by (12)
4
-i;
4 + 1-4 + 4-J
that of the second is i,' that of the third }.
Hence the chance of the new drawing giving a white ball is
15. Tho calculations required in the application of formulas (12)
and (13) are oltcn tedious, and such" questions may often be solved
in a simpler manner. Let us consider the following : —
An urn contains n black oi-. white balls. A ball is drawn and
replaced ; if this ha.s been done r times, and in every case a whito
ball has appeared, to find tho chance that tho (r+l)th drawing
will give a whito ball.
If s drawings are made successively from an urn containing n
halls, always replacing the ball drawn, the number of dillerent ways
this may bo done is clearly »".
If there bo n + \ such urns, one with 0 whito balls, one with 1
white, one with 2 whito, &c., tho last with n white, the whole
number of ways in which r drawings can bo made from any one of
them is (;i-H)>i'.
Now tho number of ways in which r drawings, all while, can be
made from the first is 0, from tho scrond 1, from the third 2', from
the fourth S', and so on ; so that the whole number of ways in
which r drawings of a white ball can bo made from tho n-fl urns
is
l■■-l-2'•-^3'^- . . . n'.
Honca the chance that i/r drawings are made from an urn containing
n black or white balls all shall be white it
■2f~ (ii-H)i('
74
PROBABILITY
^1
for all we knnw of the contents of such an urn is that they arc
crinaliy likely to be those of any one of the n + 1 urns above.
If now a great number N of trials of r drawings be maJe from
siich urns, the number of cases wliere all are white is;),N. If r+1
druvviiigs are made, the number of cases where all are white is
;v+iN ; that is, out of the^rN' cases where the first r drawings are
white there are Pr+i^ where the (r + l)th is al30_white ; so that the
probability sought for in tlie (jucstion is
Pr+i 1 l"+' + 2^+i + 3'+'+ ■ ■ ■ «-+'
^ I'r n V + 2' + Z'+ . . . W
16. Let us consider the same question u-hcn the ball is not replaced.
First suppose the n balls arranged in a row from A to B as below,
the white on the left, the black on the right, the arrow marking
the point of separation, which point is unknown (as it would be to
a bU;id mau), and is equally likely to be in any of its » + 1 possible
positions.
A 1 2 n
ooooooooooo.
Now if two balls, 1 and 2, are selected at random, the chance
that both (ire white is the chance of the arrow falling in the divi-
sion 2B of the row. But this chance is the same as that of a third
6all 3 (diflcrent from 1 and 2), chosen at random, falling in 2B, —
which chance is J, because it is equally probable that 1, 2, or 3
shall be the l.xst in order. It is easy to see that these chances are
the same if we reflect that, the ball 3 being equally likely to fall in
Al, 12, or 2B, the number of possible positions for the arrow in
each division always exceeds by 1 the number of positions for
3 ; therefore as 3 is equally likely to fall in any of the three divi-
sions, so is tlio arrow.
The chance that two balls drawn at random shall both be white
is thus J ; in the same way that for three balls is J, and so on.
Hence the chance that r balls diawn shall all be white is
the same chance for r -1-1 balls is
^'*-'=r + 2''
thus, as in a large number N of trials the number of cases where the
first r drawn are white is jtirN, and the number where the first r + l
are white is Pr+iT^, we have the result : —
If r balls are drawn and all prove to be white, the chance that
the next drawn shall also be white is
Pr+l
r + l
p, r + 2
This result is thus independent of n, the whole number of halls.
This result applies to repeated trials as to any event, provided we
have really no a priori knowledge as to the chance of success or
failure on one trial, so that all values for this chance are equally
likely before the trial or trials. Thus, if we see a stranger hit a
mark four times rujming, the chance he does so again is f ;• or, if a
person, knowing nothing of the water where he is fishing, draws up
a fish each time in four casts of his line, the same is the chance of
his succeeding a fifth time.^
In cases where we know, or rather think we know, the facility
as to a single trial, if the result cxf a number of trials gives a large
ditference in the proportion of successes to failures from what we
should anticipate, this will afford an appreciable presumption that
our assumption as to the facility was erroneous, as indeed common
sense indicates. If a coin turns up head twenty times running, we
should say the two faces are probably not alike, or that it was not
thrown fairly. We shall see later on, when wo come to treat of
the combination of separate probabilities as to the same event, the
method of dealing with such cases (see art. 39).
We will give another example which may bo easily solved by
means of (12), or by the simpler process below.
There are n horses in a race, about which I have no knowledge
except that one of the horses A is black ; as to the result of the
race I have only the information that a black horse has certainly
won : to find the chance that this was A — supposing the propor-
tion of black among racehorses in general to be ^ ; i.e., the pro-
bability that any given horse is black is^.
•Suppose a large number N of trials made a^ to snch a case. A
wins in — N of- these. A.nother horse B wins in — N ; mit of these
■n ■ '1 '
* It may be asked why the above reasoning does not apply to the case of
the chance "f a coin winch haa turned up head r times doinc so once more.
The reason is that the antecedent proDabiltties of the different hypotheses are
Rot equal. Thus, let a shilling have turned up head once; to find the chance
of its doing so a second time. In formula (12>.tliree hypotheses may be made as
to a double : — throw 1° two heads, 2° a head and tail, 3° two tails ; but the proba-
bilities of these are respectively 1, i, \\ therefore by (12) the probability of the
1st after the event is H-d-fJ- 4)=i: that of the second is also \\ and by (13)
the probability ol ^"acceeding on a second trial is
JteCAusc. If bypotbeais 2* is the true one, the second trial must fail.
B is black in — Np. Likewise for C ; and so on. Hence the actuak
case which has occurred is one out of tlie number
1,
— N-H-
n
-N/>;
and, as of these the cases in which A wins are
chance that A has won is
1
-N, tho required
\ + {n-l)p
17. We now proceed to consider the important theorem of Ba\ ■
(see Todhunter, p. 291 ; Laplace, Thiorie Analylique des Frob. ,
chap. 6), the object of which is to deduce from the experience of a
given number of trials, as to an event which must happen or fail
on each trial, the information thus afforded as to the real facility
of the event in any one trial, which facility is identical with the
proportion of successes out of an infinite number of tiinls, were i(
possible to make them.
Thus we fiud in the Carlisle Table of Mortality that of 664J
persons aged thirty 1245 died before reaching fifty ; it becomes
then a question how far we can rely on the real facility of the
event, that is, the proportion of mankind aged thirty who die
before fifty not differing from the ratio T;l\i by more than given
liinits of excess or defect. Again, it may be asked, if .'i642 (or any
other number of) fresh trials be made, what is the probability that
the number of deaths shall not differ from 1245 by more than a
given deviation ?
The question is equivalent to the following: — An urn contains •
very great number of black and white balls, the proportion of each
being unknown ; if, on drawing vi + n balls, to are found white ancl
n black, to find the probability that the proportion of the numbers
in the urn of each colour lies between given limits.
The questioi; will not be altered if wo suppose all the halls
ranged in a line AB (fig. 2), the white ones on the left, the black
on the right, the point y
X where they meet ^
being unknown and
all positions for it in
AB being a priori
equally probable. Then,
m + n points having r-
been chosen at random
ill AB, m are found to
fallen AX, » on XB.
X
Fig. 2.
That is, all we know of X is that it is tlio
()n-H)tli in order beginning from A of m + n + \ jioints chosen at
random in AB. If we put AB = 1, AX = x, the number of cas«
when the point X falls on the element dx, is measured by
j:"'(1 - xydx ,
since for a specified set of m points, out of the m + n, falling on
AX, the measure would be x"{l-x)'dx, and the number of suoh
seta is — ; — . Now the whole number of cases is given by integrat-
(m j?t ■ a .< u
ing thirdiflerential.from 1 to 0 ; and the number in which X falls
between given distances o, j3 from A is found by integrating from
3 to a. Hence (Ac probability that the ratio of the while balls in the
urn to the whole nu'mbfr lies between any two given liinits a, fi is
P= -FT
x"(l - x)'dx
/ a;"(l - 5
iW.
"dx
The cUirve qf frcqtieney for the point X after the event — that is, thy
oriiinate of which at any point of AB is proportional to the frei
qiicncy or density of the positions of X iu the immediate vicinity
of that point— is
jr=a:"(l -x)";
the maximum ordinate KV occurs at a point K, dividing AB in the
ratio m : n, — the ratio of the total numbers of white and black balls
being thus juore likely to be that of the numbers of each actually
drawn than any other.
Let us suppose, for instance, that three white and two black have
been drawn ; to find the chance that the pro]iortiou of white balls
is between f and i of the whole ; that is, that it differs by less
than ± E from |, its most natural value.
P^—ri
xfdx
/"'x^l-xY-dx
2256 IS
18. An event has happened m times and failed n times in w> + n
trials. To find the probability that in p + q further trials it s'lall
iappen^ times and fail g times, — that is, that, p-fj more point*
P 11 0 B A B 1 J^ 1 T Y
ili>
bPi'iig taken at random in AB, // shall fall in AX and q in XB.
i'he whole number of cases is measured by
\m + n /•' \m + n /■'
The number of favourable cases, when any particular set of p
points, out of the;j + } additional trials, falls in AX, is measured
\m + n /-'
—=—= I a:"+i'(l-a)"+«(fe,
I™ U_-/o
because, the number of cases as to the in^-n points being, when X
falls on the element dx.
1 71! + n
; — -.—x^^X-xYilj:]
\m \n.
each of these affords xH\ - x^« cases where p new points fall on AX,
and g on Xli.
Now,, the number of diiTercnt sets of ^ points being
\p + 9
\E\1 '
liie required probability is
L^''i-/"'a-(l-a;)-rfa:
Or, by means of the known values of these definite integrals,
\p + q \m+p \n + q |m + n + l
\p\'q' 1^ lii ' |"t + n + p + y + l ■ • ^ '■
For instance, the chance that ii! one more trial tlie event shall
-»». "jpen is —-; -^ This is easy to verify, as tne line AB has been
divided into vi + n + A sections by the m + n + 1 points taken on it
fincUi'ling X). Now if one more trial is made, i.e., one more point
iak;n at random, it is diually likelv to fall in any section : and
vi+ 1 sections are favourable.
19. When the number of trials m + n in art. 17 is large, the pro-
bability is considerable that the facility of the event on a single
(15);
trial will not differ from its most natural value, viz.,
m\-n
by
more than a very small deviation. To make this apparent,
we shall have to modify the formula (14), which gives for the
chance tliat this facility lies between the limits a and 0 (by substi-
tuting for the denominator its known value),
I m + n + 1 /-P
P=~-, — ;—-/ a;""(l - x)Va: .■ . . . (17).
To find now the probability that the facility lies, between the
limits /S" + S, and o= S, where 5 is small. . Put for
)/H- » m + n.
^•;;rr7 ■*'''^> "'"^ (^^) becomes
m + «
m +
I'l »/-4 v/i + w / \ml-)i /
Now if a: is small, and we jmt K = (a + a:)"',
, , X mx'
logM = nilogo + m--2^
mx mz'
Rorrect as far as- the square of x. Hence the two factors under the
Jrfgn of integration become
n"
(m + n)'
Ko that
^,(«+nx)-'-^---x«, and
(OT + «)» "
Jiow, since by Stirling's theorem |m-m'"+le-'"\/2ir, the constant
ooelficient here becomes
(?/! + « + l)(m + n)"-t-"+le-'"-"^2ir 7ii"n" _ (jn + «)'
«i"'.«".c-"'-"27rv/»in (m + iO"+" s/imn-ir '
taking m + n + ]=;n + )i. Now if we substitute in (18)
(19)
-u.Ih-
where
or finally
A = 0
di
(20),
(21 \
for the approximate value of the probability that the real facility
of the event lies between the limits iS.
?« + n
Thus, if out of 10,000 trials, the event has happened 6000 times,
the proliability tliat, out of an infinite number, the number of
successes shall lie between 4±T5ii> or between -J-g^ and ^"j'jj, of the
whole, will be
P'= •G78 = | nearly,
10'
for we find from (20) \ = , . ^ = •? nearly; and, refemng
to the table in art. 9, we find the above value for the integral (21).
We must refer to the sL-sth chapter of Laplace for the investigation
of how far the number of successes in a given number of fresh trials
may be expected to deviate from the natural proportion, viz., that
of the observed cases — as also for several closely allied questions,
with important applications to statistics.
III. On Expectation.
20. The value of a given chance of obtaining a given sum of
money is the chauce multiplied by that sum ;. for in a great number
of trials this would give the sum actually realized. The same may
be said as to loss. Thus if it is 2 to 1 that a horse will win a race,
it is considered a fair wager to lay £10 to £20 on the result; for the
value of the expected gain is 5 of 10, and that of the expected loss ^
of 20, which are equal. Thus, if tlie probabilities for and against
an event are p, q, and I arrange in any way to gain a sum a if it
happens and lose a sum b if it fails, then if pa = qb I shall neither
gain nor lose in the long run ; but if the ratio a : 6 be less tnan
this, my expectation of loss exceeds that of gain ; or, in other
words, I must lose in the long run.
The above definition is what is called the mathematical expecta-
tion ; but it clearly is not a proper measure of the atlvantage or
loss to the individual ; lor a poor man would undoubtedly prefer
£500 down to the chance of £1000 if a certain coin turns up head.
The importance of a sum of money to an individual, or its moral
value, as it has been called, depends on many circumstances which
it is impossible to take into account ; but, roughly and generally,
there is no doubt that Daniel Bernoulli's hypothesis, viz., that
this importance is measured by the sum divided by tlie fortune of the
individual ' — is a true and natural one. Thus, generally speaking,
£5 is the .same to a nian with £1000 as £50 to one with £10,000;
and it may be observed that this nrincinlo is very generally acted
on, in taxation, &c.
21. To estimate, according to this hypothesis, the advantage or
moral value of his whole fortune to the individual, or his moral
fortune, as Laplace calls it, in contradistinction to his physical
fortune, leta-his ;)/i»/sicni fortune, 2/ = his ?Hor«Z fortune, then, if
the foi-mer receive an increment dx., we have, from Daniel Ber-
noulli's principle,
dyk—;
.■.y-k\ogj^
(22).
k, h being two constants, x and y are always positive, and x>h ;
for every man must possess some fortune, or its equivalent, in order
to live.
22. To estimate now the value of a moral expectation. Supposo
a person whose fortune is <i to have the chance p of obtaining a
sum a, q of obtaining $, r of obtaining y, ic, and let
p-\-q + r+ . . . =1,
only one of the events being possible. Now his moral expectation
from the first chance— that is. the increment of his moral fortune
into the chance — is
pk^ log^-^-log^ I -.pfclog(a + o)-jjl-logf-.
Henco'his whole moral expectation is''
K-kp\og{a + tt) + kq]og{a + p) + kr\og{a + y)+ . . . -Hogo;
1 Tills rulo must bo undorxtood to Iiold only when Ilia mim In very smnll, ol
nittiLT Innnllcsiniul, strictly B])(>iUvil))(. It would K-iid to nbituidUk'S It It Wi'r<
iiit.'d for laipo Incrumcnls (thniiK)i Hiiffon tins done so; sto Todlliilitcr, p. 3-|.'.>,
TImm, to a niiin posscssliifr £100, it h tif tlic sumo Iniportanco to vccclvu a t(itl ol
£100 a» two sepnrato (iirts of £.'iO; but this rule would kIvc ns tlio measure of
llio Importiincc of tlio first in^=\ : wlillo In the ollur case, It would (tlve ^Vn-*-
A'n=fi- "^1"-' 1*^"' mcnsuri' of tlio Inipoitjincc of an increment when notamull II
a manor for cutculntlon, as stiown In llic tc?(t.
2 It Is tmpoi'tunt to roinnrk tluit wo should be wronff In thus nddlnff (ho
expectations If the events were not niutiiQlly exclusive. Kor II. c inathemutkal
rxparlallons it Is nol so.
77G
PROBABILITl
ami, if Y stayuls for hia moral fortune including this expectation,
that is, k log -r- + E, we have
Y = /.7)log(rt + a) + /.7 g(a + /3)+ . . . -i-logi. . (23).
Let X be the physical fortune corresponding to this inoi-al one,
by (22)
Y = ilogX-itIogA.
Hence X^(rt + o)''(ii + j3)'(a + 7)' (24);
aud X-« will bo the actual or physical increase of fortune which
is of the same value to him as his expectation, and which he may
reasonably accept in lieu of it.
The mathematical value of the same expectation is
po + (75 + r7+ (25).
23. Several results follow from (24). Thus, if the sums a, e, 7
... are very small, it is easy to see that the moral expectation
poincides with the mathematical, for
-.(■.
i/'i , °
+ ?- + ■
24. We may show also that it is disadvantageous to play at even
a fair game of chance (unless the stakes are very small, in which
case the last article applies). Thus, suppose a man whose fortune
is a plays at a game where his chance of winning a sum o is p, and
his cha.-ice of losing a sum /3 is q — l-p. If the game is fair.
Now by (24) the physical fortune which is erjuivalent to his
prospects after the game is
X = {a + a.)p[a-^)i,
fi a
or X = (i + o)»+P(a-/3)''+^.
Now the geometrical mean of )• quantities is less thau the arith-
metical,' so that if there are $ quantities a + o, aaJ a quantities
a-e,
1
\-it
+ a) (fl - 0)
+3 ^3{a + a.) + a(a-e)
a + )3 '
or X<a,
so that he must expect morally to lose by the game.
25. The advantage of insurance against risks may be seen bj' the
following instance. A merchant, whose fortune is represented by
1, will realize a sum t if a certain vessel arrives sa.'"ely. Let the
probability of this bey. To make up exactly for the risk run by
che issiu'ancc company, he should pay them a sum
If he does, his moral fortune becomes by (22)
, , 1 + ?€
i-log^^ ;
while, if he does not insuj e, it will be (23).
kp log-
h
Now the first of these e.vceeds the second, so that he gains by
insuring on these- terms ; because
that is
for, putting p = -
log(l +;>£)>;> log (1 + 0,
(1+J>6)->1 + .;
m + n
/m(l_+0 + «\-+"
because (see note art. 24), if ?« (1 + 6) + ni3 divided into m + n equal
parts, their product is greater than that of m parts each equal to
] + e and n parts each eijual to 1.
The merchant will still gain by paying, over and -above what
covers the risk of tlie company, a sum o, at most, which satisfies
log(l -a + pe)=;)log(l + e);
.-, a=\+pe-(\ + e)'>.
By paying any sum not exceeding this value, he still gains, while
' A very simply proof of tliis princijile is .is follows : — let a number N be
(Uvidcd into r paits a, b, c, Jic; if any two of these, as a, 6, are unequal, since
a+b a-i-b ,
It follows that the pro-luct abed ... is increased by suTistituting —^ , — g-, for a
nnj b. IlL-ncc ns lonp ns nny two arc unequal we can divide N differently so j'S
t-i obtain a (ncatT ixuluct; and tlieiefore when tlie parts are all equal lh«
pintiuci Ugieatcsr, or
■ )>at^..
the insurance office also makes a profit, which is really a certainty
when it has a large business ; so that, as. Laplace remarks, this
example explains how such an office renders a rw.l service to th'
public, while making a profit for itself. In this it differs from a
gambling establislimeut, in which case the ijoblic must lose, in
any sense of the term.
It may be shown tliat it is better to expose one's fortune in
sepalate sums to risks independent of each other than to expose
the whole to the same danger.^ Suppose a merchant, having a for-
tune a, has besides a sum e which he must receive if a ship arrive"
in safety. By (24) the value in money of his present foitune is
X =. (a + c/a' ,
wherey= chance of the ship arri ping, andj = l-p.
Now supi)Ose hii risks the same sum in two eciiial porrions, i.
two ships. We cannot apply (23), as the events are not mutually
exclusive ; but we see that, if both ships arrive, the chance of this
being p", he realizes the whole sum e ; if one only arrives, the
chance being 2pq, he receives Je ; if both are lost, the chance being
}-, ho loses all. Thus (24) he is now worth a sum
X' -[a + ^y'^a + itplal-.
Now this sum is greater than the former ; for
(a + 6)^'-^. {a + y)-fi: ai"-i > 1 ,
tl»-'>t is, (a + ()-'">(a + i^p'Ja-''^ > 1 ;
for (i±45)-> 1
ai^a -t- e )
as is obviously true.-
Now suppose he ris!<s the sura e in three separate ventures. His
fortune will be
X" = (o-f fjP'. {a + iiff\ {a+ hffi'a^;
and we have to show that this is worth mor^ than whcn.tliere wore
two. If we put a outside each bracket, and put 5 = 5- we have to
on
prove
(,l + 3S)P'{l+2Sf!''-i.{l + sf'">->(.\+SS)P'.(,T. + lifP<' ;
or (l-^35)P'-•P.<l-^25)'''?a-^5)'«'>(l-^iS)■^«;
or, since j9? - p = - pq,
(1 + 35) -^(1 + 25)^^(1 + S)'? > (1 -f |8)»,
i(-rS^3r(-')'>(-t')'=
now (l + 2J)2<(l + !)'(l-f35);
iience the fraction in the brackets is always less than its))tl» power
!xsp< 1 ; and we can now show that
that is, (l + 25)'>(l + 3S)(l-HSj=,
or l-)-6S-H2S=-l-S5'>l + 65 + *^5= + ^i'-
Irfiplace shows (ch. x.) that the gain continues to increase by
subdivision of the risk ; it could no doubt be shown by ordinary
algebra. He shows further that the moral advantage tends to
become equal to the mathematical. This may be dune more easily
thus :—
The expression is, when e is divided int\r equal parts,
X = (a + 0''(« + e--) (« + *-TJ
rtr-l)
■-542
and we have to find the limit towards which this tends as r becomes
infinitely great.
Puts = a + e;
x=.^'(.-if-"(.-2^)'^''^-:!\.-.-:)if-''(.-0"
No.v in the binomial expansion
r V-l , r(r-l) r
l=p +rp g+ ,... p
.5 2 .
q +.
the greatest term is the (,qr+l]lh, viz.,
_r(r-l). . . (r/»H
1-2-3. . . rq
The factor in X corresponding to this is
_ r(r-l) . . . irp + l) rp yq
^ 1-2-3. . .rq '' "i '
{^-rqlY^vJ
if we put U =:-?€.
Let us now express the binomial series before and after T thus :
1= . . . +T3 + 'Ii + 'Ti + T: + ti + L + t3+ - . .
2 The famillnr expression n- 1 to " put all one's eggs in the same basket " tbowa
us how general cuoimyn sense has recognized this principle-
PROBABILITY
i 1 1
and we have
The factors towards the beginning and end may be all taken as 1,
because the terms of the binomial increase rapidly in value from
either end when /■=■ oo, and we shall have the true limit for X by
taking an indefinitely great number of factors on either side of U.
which number, however, may he infinitely less than r.
As the tth factors before and after U may be expressed thus
(s being always very small compared to r)—
(u/rlj)^'. (ue-'^)'''
and as .
To + T, + T + <, + <2 . . . =1, we have
Now we have seen in art. 8 that
T.=T<;'
ij,q,- 'Jpqr
Hence
T.-t. = Tc-o^r'zz:^.
ipqr
2>qv
P-9t
sT,-s<.=^T.-.-
pq r
Henco the exponent of e above becomes
^ y~?x
^-f — ft «-
ipqr-
ipqr
rV ' pq
s, being the extreme limit |or s.
s ^'
I f we put x = -j-., and x°c-'2pg = <t>{x),
the above sum is
Now it is easy to prove that
x'-c adx is finite;
/•
number N of trials were made (either really as to the event, if its
facility is known to be i, as in tossing a coin ; or as to it and otlicr
eases resembling it as to our ignorance of the real facility, if such
is the state of tilings) in iN the event happens, and out of these
the witness asserts in J^N cases that it did happen. Now, out of
the whole number, he asserts in AN cases that it happened, as there
is no reason for his affirming oftener than he denies (or, it may be
said, he atiirms in ipN cases where it did happen, and in i(l -;j)N
cases where it did not). Hence, dividing the whole number of cases
when it happens and he affirms it by the whole number of cases
where he affirms it, we find i/)N-riN=;).
We have entered at length on the proof of what is almost self-
evident (perhaps indeed included in the definition) in this case,
because the same method will succeed in other cases which arc not
so easily to be discerned.
28. Let us now consider the same question when the a priori pro-
bability of the fact or event is known. Suppose a bag contains n
balls, one white and the rest black, and the same witness says he
has seen the white ball drawn ; what is the chance that it was
drawn ?
A great number N of trials being made, the number in which
the white ball is drawn is -N, and out of these he states ft in
u
ft-'pN c.nses. Out of the remaining (l-n->) N casts where a
black ball was drawn, he says (untruly) that in (1 - v) (1 -Tt"') N
cases it was white.
Now, di\'idiiig the number of favourable cases, -viz., those where
he says it is white and it is so, by the whole number of cases, yi^.,
those where he says it is white, we have for the probability
required
(26).
and much more is it so when the superior limit is finite.
Hence the exponent of c becomes
rU pq U pq
where K h finite ; so that the exponent becomes infinitesimal
when r = to .
The limit therefore towards which X tends is
X = U = z-q( = a+p(,
that is, the mathematical value of the fortune.
Tlie very important applications of probability to annuities and
insurance are to be found in the articles on those subjects, to which
therefore wo refer the reader.
IV. Pkobabilitt of Testimont.
26.- We have here to treat of the probability of events attested
"by several witnesses of known ^credibility, or which have several
difTeient probabilities in their favour, derived from different inde-
pendent sources of information of any kind, of known v.ilues.'
A witness may fail in two ways ; he may be intentionally dis-
honest, or he may be mistaken ; his evidence may be false, either
lieoause he wishes to deceive, or because he is deceived himself.
However, wo will not here take separate account of these two
jources of error, but simply consider the probability of the truth of
a ctatement made by a witness, which will be a true measure of the
value of liis evidence. To estimate this probability in any given
C'lsi' is not an easy matter ; but if we could examine a large number
iif st.itoments made by a certain person, and find in how many of
tlu ill he was right, the ratio of these numbers would give the pro-
lialiilily that any statement of his, taken at random, whether past
or future, is a true one.
27. Suppose a witness, whose credibility is ;>, states that a fact
occurred or did not occur, or that an event turned out in one way.
When only two ways are possible. If nothing was known a priori
as to the probability of the fact, or if its real focility was J, it is
clear that the probability that it did occur is p. For if a great
' The questfon now before us Is quite different from that of tlic ehnncc of on
event liappcninf: or havlnj; liuppcited which nmy happen In different wiiys, In
which case we luld the acparutc piobabihlics. Tiius if Ihel-c ore hut two horses
in a race, of cqu:il merit nnj beloncinj; to one owner, his chance of wlnnloB is
4 + J=l. lint suppose 1 only know that one of tlic two is his. and, hcshlcs. some
one whose eicdibiilty Is ) Iciis me lie lins won .he race; here I have two sepaintc
probabilities of ^ each foj- the same c\ciit ; but It would clearly be wrong to add
Ihcm togclhcr.
n-'p
n-'p + {l-n-^)[l-p) n-l-(»-2)p'
This holds for any event whose a priori probability is ;i-'.
If n be very large, this probability will be very small, unless ;>
is nearly =1 ; and, indeed, if wo go back to the common sense
view, it is clear we should hesitate to believe a man who said he
had drawn the white ball from a bag containing 10,000 balls, all
but it being black. It may be observed that if n = 2, =r=;), as in
art. 27.
We have thus a scientific explanation of the universal tendency
rather to reject tho evidence cf a witness than to accept the truth
of a fact attested by him, when it is in itself of an extraordinary or
very improbable nature.
29. Two independent witnesses, A and B, both state a fnct, or
that an event turned out in a particular way (only two ways being
possible), to find the probability of the truth of the statement.
Supposing nothing'is known o priori as to the event in question,
let a gre.'tt number N of trials be made as to such events ; the
number of successes will be JN ; out of these the witness A affirms
the success in ipN cases ; out of these the witness B affirms it,
too, in 4;)yN cases.= Out of the iN failures A affirms a success
in i(l-;;)N casts; and out of these B also affirms one in
4(1 -p){\ -ji'')N cases. Hence, dividing the favourable cases by the
whole number, the probability sought is
PI'' ,o-,
'"'pp' + {l^p){l-p') <"'•
wliere ;), p' are the credibilities of the two witnesses.
Tliis very important result also holds if jj be the probability of
the event derived from any source, and p' the credibility of ono
witness, as in art. 28 ; or if /) aud ]>' be any independent proba-
bilities, derived from any sources, ns to one event.
30. We give another method of establishing the foimul.i (27).
Referring to art. 13, the observed event is tho concurrent evidence
of A and B that a statement is true. There are two hypotheses
—that it is true or false. Antecedent to B's evidence the jiro-
babilities of these hyiiothcses are ;) and l-;)(nrt. 27), as A has
said that it is true. The observed event now is that B says the
same. On the firSt liypothcsis, tho probability that he will say this
is;;' ; on the second, it is 1 -/)'. Hence by formula (12) tho pro-
bability a posteriori of the first hypothesis, viz., that the joint
slateinent is true, is, as before,
PP'
fp' + {l-p){l-p')'
31. If a third witness, whose cndibility is p",'conciirs with" the
two former, wo shiill have to combine />" with A in formula (ir7) ;
hence the probability =r' of the statement when. made by thioo
witnesses is
rp" ri>V'_
" "„/'-Ki -trHl -p") , ?'/;/:+ (1 -?')(lZ?)(irJ>")
and so on for any number.
(2a)
' lu-it" Mc mx- n^stnnluc llio lrnU';icii(lcnco of I lie wllnpisrp.. If U. forlnsmiicp,
were ilisposi-d to follow A'b ftimniicnts nr lo (lijisiiu fioin Ilicm, re wouM niUiiu
the fcUcccBS here In more ui k-its iliau { /v'^' »n>c»
yi\. _ oS
778
PROBABILITY
As an example, let us find how many witnesses to a fact, the odds
against which are 1,000,000,000,000 to 1, would be required to
make it an even chance that the fact did occur, supposing the
credibility of each witness to bep = ^V
Let X be the number.
h'
10-^V
10'=
= 1 +
12
"log9^
=12-fi;
so that thirteen such witnesses would render the chance more than
an even one.
32. Let us now consider an event which may turn out in more
than two ways, and let each way he eqnally probable a priori,
and suppose a witness whose credibility is ^ states that it turned
out in a certain way ; what is the chance that it did so ?
Thus if a die has been thrown, and he states that ace turned up ;
or if tickets in a lottery are numbered 1, 2, 3, &c. , and he states
that 1 was drawn ; to find the chance that he is right.
Take the case of the die, and suppose a great number N of
throws. In JN the ace turns up, and he says so in J^N cases.
In JN the two turns up, and he is wrong in i(l -J>)N cases out
of these ; but he says ace in only | of these, as there is no reason
why he should give it more or less often than any of the five wrong
numbers. In the same way for the other throws ; so that the
whole number of cases where he says ace turned up is
ii^N + i-Kl-i-jN-iN;
and, the number, out of these, when it actually turned up being
i^N, we find ths chance it did turn up is p, the credibility of the
witness. In any such case, this result will hold. We might
indeed safely have argued that when the die is thrown a great
number of times, any witness, whatever his veracity, will quote
each face as often as any other, as there is no reason for one to turn
up oftener than another, nor for him to affirm, rightly or wrongly,
one rather than another ; so that he will say ace in JN of the
throws, while he says ace in J^N out of the iN cases where it
does turn up.
This result compared with art. 28 affords an apparent paradox.
If a large number of tickets are marked 1,0,0,0,0,0 .... and a
witness states that 1 has been drawn from the bag, we see from
art. 28 that the chance he is right is very small ; whereas if the
tickets were marked 1,2,3,4,5,6 .... and he states that 1 has been
drawn, the chance he is right is p, his own credibility. However,
we must remember that in the first case he is limited to two state-
ments, 1 and 0, and he makes the first, which is very improbable
in itself; whereas in the other case, the assertion he makes is in
itself as probable as any other he can make — e.g., that 2 was the
ticket drawn — and therefore our expectation of its truth depends
on his own credibility only.
33. Suppose now that two witnesses A, B both assert that the
event has turned out in a certain way, — there being, as in art. 32,
71 equally probable ways.
Both, for instance, say that in a lottery numbered 1,2,3,4,5 ....
JTo. 1 has been drawn. A large number N of drawings being
made, 1 is drawn in n"'N cases; out of these A says 1 in n-'^p'S
cases, and out of these B also says 1 in n-^pp''S. ^No. 2 is drawn
in «-'N cases ; here A is wrong in »-'(! -p)'S, but says 1 in only
(re-l)-'n-'(l -plN ; and B will also say 1 in (1 -y)(7i -1)-' of
these ; that is, both agree that 1 has been drawn in
{n-\)-"n-\].-p){l-p)n
cases. So likewise if No. 3 has been drawn, and so on ; hence,
when No. 1 has not -been drawn, they both say that it has in
n-J(»-l)->(l-i))Cl-/)N
cases. Hence the number of cases where they are right divided
by the whole number of qasos where they make the statement,
that is, the probability that No. 1 has been drawn, is
pp
pp' + (n-\)-\l-p)a-p')
(£9).
If u be a large number the chance that they have named the
ticket drawn is nearly certainty. Thus, if two independent
witnesses both select the same man out of a large number, as the
one they have seen commit a crime, the presumption is very strong
against him. Of course, for the case to come under the above
formula, it is supposed that some one of the number must be
guilty.
34. In the same case, when the-event may turn out in n ways not
equally probable, as in a race between n horses A, B, C . . . . whose
chances of winning are a, 6, r . . . ., so that a + }> + c+ . . . =1,
if one witness whose credibility is v states that A has won, it is
easily shown by the same reasoning as in art. 33 that the pixk
bability A has really won is
ap
'"^ap + (l"^)(n - ly- "Tl"^)
and if two witnesses say so, it is
app'
(30);
(31).
app' + (\-a.){n-\)-\\-p)(l-j/y
It is easily shown in formula (30) that if ^>»-' the probability
■a is increased by the testimony, beyond a, its antecedent value.
Thus, suppose there are ten horses in a race, and that one of them,
A, has a chance i of winning, and that just after the race I learn
that a black horse has won, black being A's colour ; now, if I
know that J- of racehorses in general are black, this gives me n
new chance \ (see ait. 16) that A has won. Therefore from (30)
the chance of tlie event is now -ri = f.
35. To illustrate the effect of discordant testinioay. In art. 29
let A have asserted that the fact occurred, and let B deny it. It
is easy to see that 1 -jj' is to be put fory, so that tea probability
that it did occur is
^(1-/) ,,„>.
p(l~p']+p{l-p)
if there had been an a priori probability a in favour cf the fact this
would have been
apa -p')
''-api.l-p']+p'(l-a)il-p) ■ ■ • ■ ^^^>-
Thus if the credit of both witnesses were the same, |)=y, and, we
find from (33) w=a, so that the evidence has not iQtered the
likelihood of the event.
36. Where the event may turn out in n equally probable ways
as in art. 33, and the witness A asserts one to have occurred, say
the ticket marked 1 to have been drawn, while the witness B
asserts another, say the ticket marked 2 ; to find the chance thai
No. 1 was dra^vn.
By the same reasoning as in art. 33 we find for the cnance
„^ P(l-P') (34)
p{l-p') + {n-l)-^{l-p)(n-2+p')- • •
This result will also follow if we consider B's evidence as testi
mony in /awur of No. 1 of the value (1 -p'){n-l)-K
When the number of tickets n is very great, (34) gives
P-PP'
1-pp
37. As remarked in art. 26, the methods we have given for de
termining the probability of testimony apply to cases where the
evidence is derived from other sources. Thus, suppose it has been
found that a certain symptom (A) indicates the presence of a certain
disease in three cases out of four, there is a probability J that any
patient exhibiting the symptom has the disease. This, however,
must be considered in conjunction with the a priori probability o(
the presence of the disease, if we wish to know the value of the
evidence deduced from the symptom being observed. For instance,
if we knew that f of the whole population had the disease, the
evidence would have no value, and the credibility of the symptom
per se would be J, telling us nothing either way. For if a be the
a priori probability, ct that after the evidence, p the credibility of
the evidence, we have found
ap
ap + {l-a){l-p)'
so that, if =r=a, /) = i.
If z7 and a are given, the credibility |) of the evidence is deduced
from this equaHon, viz.,
(1-aW^
P= — ^ — ■
a + -!r-'2azr
38. Suppose now the probabOity of the disease when the symptom
A occurs is =r (that is, it is observed that the disease exists in wN
cases out of a large number N where the symptom is found), and
likewise the same probability when another independent symptom
B occurs is -a'. What is the probability of the disease where botb
symptoms occur ?
Let a be the a priori probability of tne disease in all the cases :
then the value of the evidence of B is, as explained above,
P ■
(1 - a)z
a + w'- 2az
and this has to be combined with
the disease after A is observed,
required to be
■srjD'
wy'+Tl - w)(l
sr, which is the probability ot
We find the probability, (n)
n =
■PJ'
PEOBABILITY
(79
.(!-")=
whence n-=-r " , , — 7= r- ^ (35).'
(1 -ajwTr +a{l -Br)(l - w) * '
Thus, it the a priori probability of the disease in all the patients
was -f^, and 3 out of 4 have the disease where A is observed, and
Also 3 out of 4 where 13 is observed, the chance is |^ that the
disease exists when both symptoms are present.
This question illustrates the exceeding delicacy and care required
in reasoning on probabilities. If we had combined the two given
probabilities in the usual way without considering the a priori
value (as would be correct if this were quite unknown, or = i) we
should have bad
syw' + (l -t5-)(l-CT') ■
The fallacy of so doing will appear if we consider a large population,
and a very uncommon disease, and that the latter is observed to
exist in 4 the cases where the symptom A occurs, and also in J
for the symptom B ; this formula would give 4 for the chance when
both are present. This is clearly absurd ; for, both the disease
and the symptoms being by hypothesis extremely rare, and the
symptoms being independent, that is, having no connexion with
each other, it is next to impossible tltat any one individual of the
JN(A) — calling N(A) the number who have the symptom A —
who have iiot the disease should also be comprised in the 4N(B)
who have not the disease, because this iN(A), JN(B) are very
small numbers (relatively) taken indiscriminately from the whole
population who are free from the disease. It is differeut for the
iN(A), JN(B) cases who have the disease ; these cases all come out
of the very small number N(D) who have the disease ; therefore
several individuals will be probably common to both ; hence, if
both symptoms coexist, it is highly probable that the case is one
of the disease.
•Wd find from (35) thff true probability to bo in the present case
n-l-o,
so that, if only 1 in 1000 have the disease, the chance is 099 to 1,
instead of an even one.
39. If a coin thrown m times has turned up head every time, the
chance derived from this experience alone that the real facility for
head exceeds 4 is, by formula (14),
/
x^dx
/:-
■1-
X dx
2">+'
But there is here a very strong a priori presumption that the facility
is 4 ; suppose then that there is a very-small- a priori probability
{p) that either in the coin itself or the way it is thrown there is
something more favourable to head than to tail ; after the new
evidence the probability of this will bo
pa (2"-H-l)p
po- + (l-i))(l-w)"(2"'+i-2)p + l ■
Thns if there is an o priori probability ttJVti ^^^ 'f t''° ''°'" ^^'
turned up head 5 times and never tail, the probability that the
facility for head exceeds that for tail becomes
63
60 ,
S-rnnn°<"«-ly.
62 + 1000 1000
40. From art. 19 we see that if a large number of trials 771 + »i be
made as to any event, m being favourable, it may be considered
certain that the real facility difi'ers from m/(m + ») by a very small
fraction at most. If then our a priori idea as to the facility gives
it outside the limits derived from formula (21), the evidence from
experience will overrule our a priori presumption. Thus, if a
shilling thrown up 1.000 times gives head SCO times and tail 440,
the evidence thus afforded that the throws were not fair is so much
stronger than any antecedent conviction we could have to the
(OTitrary that wo may conclude with certainty that, from some
cause or other, head is more likely than tail.
•11. Closely allied to the subject of our present section are the
applications of the theory of probabilities to the verdicts of juries,
the decisions of courts^ and the results of elections. Our limits,
' Or ttm»: let N = whole population and n,n' tlio numbcra who »how tho
lymptoinB A and B respectively, all these numbers bein^ large. Now aN =
wholo number who have tho disease; rrn, w'n'tho numbcr^out of n,n' who havo
It. Now wn, z/n' are both comprUcd In oN ; and, out ot w'"', tho number also
Inchiilcd In im la tho same fraction of mn that tr'n' la of oN: that l». tho
number who haro both symptoms and tho dlscoso Is
Ts'n'
and those wlio havo both syxoptoms and have not tho dlacosc Is
(l-w)r.'
(!-=')" (1-„)K- •
•o that, If both lymptoma are present, tho odds that It is a case of the disease
(1-
wXIj:
l-a
however, will hardly allow of even a sketch of the methods given
by Condorcet, Laplace, and Poisson, as it is not possible to render
them intelligible within a short compass. We must therefore refer
the reader to Todhunter's History, as well as the priginal works of
these writers, especially to Poisson's liechcrches sur la Probabilili
des Jugements.
42. We will consider here one remarkable question given bj
Laplace, because the mathematical difficulty may be solved in a
simpler way than by deducing it as a case of a general problem given
in his chap, ii., or than Todhunter's method (see his p. 645), which
depends on Lejeune Dirichlet's theorem in multiple integrals.
An event (suppose the death of a certain person) must have pro-
ceeded from one ofm causes A, B, C, kc, and a tribunal has to
pronounce on which is the most probable.
Let each_ member of the tribunal arrange the causes in the order
of their probability according to his judgment, after weighing the
evidence. To compare the presumption thus afforded by any one
judge in favour of a specified cause with that afforded by the otliei
judges, wo must assign a value to tho probability of the cause
derived solely from its being, say, the rtli on his list. As ho is
supposed to be unable to pronouiic.e any closer to the truth than to
say (suppose) H is more likely than D, D more likely than L, &c.,
the proDability of any cause will bo tlie average value of all those
which that probability can have, given simply that it always
occupies the same place on the list of the probabilities arranged in
order of magnitude. As the sum of the n probabilities is always 1,
the question reduces to this —
Any whole (such as the number 1) is divided at' random into n
parts, and the parts are arranged in tho order of their magnitude —
least, second, third, . . . greatest ; this is repeated for the same
whole a great number of -times ; required the mean value of the
least, of the second, &c., parts, up to that of the greatest.
I 1-*
Let the whole in question be represented by a line AB = a, and let
it be divided at random into n parts by taking n-1 points indis
criminately on it. Let the required mean values be
KjU, Ajja, \-/t .... \nt*,
where \„\j,A3 . . . must be constant fractions. As a gi'cat number
of positions is taken in AB fi.r each of the n poiiils, we may take n
as representing that number ; and the whole number N of cases
will be
N = a"->.
The sum of the leasl jiarts, in every case, will be
Let a small increment, Bb — !a, bo added on to the lino AB at the
end B ; the increase in this sum is 5S, = JiAia"-'8(i.
But, in dividing the new line AA, either the k - 1 points all fall
on AB as befoje, or »-2 fall on AB and 1 on Bb (the cases where
2 or more fall on Bb are so few we may neglect them). If all fall
on AB, tho least part is always the same as before except when it
is the last, at the end B of the line, and then it is greater than
before by 5a ; as it falls last in ?»-' of the wholo number of trials,
the increase in S, is ?t " 'a" " 'Su. But if one point of division falls on
B6, the number of new cases introduced is (»- l)a"--Sa ; but, tho
least part being now an infinitesimal, the sum S, is not affected ;
we have therefoie
SSj — »i\,«""'S(i = »"'a"-'5a ;
.■.A,-» '.
To find A„ reasoning exactly in the same way, wo find that
where one point falls on Mb and n-2 on AB, as the least (lart is
infinitesimal, the second least part is the least of tho 7i-l ports
made by tho n-2 points ; consequently, if we put \\ for tho value
of A, when there are ?i - i parts only, instead of 71,
8S,-JtA3a''-'5a-»-»a"-'Sa + (ii-l)a"-«A>»a
.-. nK,-n-' + {n~ 1)a', ; but a', -(n-1)-*;
• •. ?tA3-n-' + (K-l)-'.
In the same way we can show generally that
n\r~n-' + {n-\)K'r-i ;
and thus the required mean value of the rth part is
A,«-a»-'{n-' + (;i-l)-' + (it-2)-' + . . . («-r+I)-'}.
Thus each judge implicitly assigns tho probabilities
06).
n" n\n n-lj ' n\n Ji-1 n-'lj'
to tho causes as they stand on his list, beginning from the lowest
Laplace now says wo should add the numbers thus found on the
difl'ercnt lists for the cause A, also for B, &e. ; and that cause which
has tho greatest sum is the most probable. This doubtless seemed
seUovideut to him, but ordihary minds >vill hardly be convinced
780
PROBABILITY
of its correctness without proof. Let the lists of two of the judges
be, beginning from the lowest,
B , H , R , K , A . . . .
C,K,D,H,B....
Probabilities Xj , Xj , ^3 , X4 , Xj . . . .
As the opinions of all the juJgcs are supposed of equal weight, the
cause H here is as likely as the cause K. ; but the probability that
H or K was the cause is '
Hence prob. (H) + prob. (K) = 2 prob. (H) = \2 + \4;
.-. prob. (H) = i(^3 + ^J;
that is, the probability 0! any cause is the mean of its probabili-
ties on the two lists, the circumstance being clearly immaterial
whether the same cause K is found opposite to it or not. The
same follows for 3 or more lists.
43. Laplace applies the same method to elections. Suppose
there are n candidates for an office ; each elector is to arrange them
in what he believes to be the order of merit ; and we have first to
find the numerical value of the merit he thus implicitly attributes
to each candidate. Fixing on some limit a as the maximum of
merit, 11 arbitrary values less than a are taken and then arranged
in order of magnitude — least, second, third, .... greatest; to lind
the mean value of each.
T I ! I
t
A
B
Talce a line AB = a, and set off n arbitrary lengths AX, AY,
AZ .... beginning at A ; that is, n points are taken at random in
AB. ■ Now the mean values of AX, XY, YZ are all equal ;
for if a new point P be taken at random, it, is equally likely to be
1st, 2d, 3d, &c., in order beginning from A, because out of u + 1
points the chance of an assigned one being 1st is (re + 1)"^ ; of its
being.2d (iJ + l)-i; and so on. But the chance of P being 1st
is equal to the mean value of AX divided by AB ; of its being
2d M(XY)-rAB; and so on. Hence the mean value of AX is
AB(7! + l)-i; that of AY is 2AB(?j + l)-i; and so on. Thus the
mean merit assigned te the several candidates is
a(n + l)-', 2a(» + l)-i, 3a(» + l)-i. . . . na(n + \y\
Thus the relative merits may be estimated by writing under the
names of the candidates the numbers 1, 2, 3, .... n. The
same bein^ done by each elector, the probability will be in favour
of the candidate who has the greatest sum.
Practically it is to be feared that this plan would not succeed,
though certainly the most rational and logical one if the conditions
are fulfilled — because, as Laplace observes, not only are electors
swayed by many considerations independent of the merit of the
candidates, but they would often place low down in their list any
candidate whom they judged a formidable competitor to the one
they preferred, thus giving an unfair advantage to candidates of
mediocre loerit.
There are, however, many cases where such objections would not
apply, and therefore where Laplace's method would be certainly
the most rational. Thus, suppose a jury or committee or board of
examiners have to decide on the relative merit of a number of prize
essays, designs for a building, &c. ; each member should place them
in what he judges to bo the order of merit, beginning, with the
worst, and write over them the numbers 1, 2, 3, 4, &c. ; then the
relative merit of each essay, '&c., would 'be represented by the sum
of the numbers against it in each list. No doubt there would be
cases where a juror would observe a great difference in merit
between one essay and the one below it, which difl'erence would
not be adequately rendered by an excess of 1 in the number. But
even then, as such superiority could not fail to be recognized by the
other members of the tribunal, it is not likely that any injustice
would result.
44. Au argument advanced in support of a proposition differs
from the case of testimony in that, if the argument is bad, the
previous probability of the conclusion is unaffected. Let jo be the
a priori probability of the proposition, q the chance that the
argument is correct ; then, in a large number N of cases, in jN the
argument is good, and therefore the proposition is true ; and out
of the remaining (1-?) N, where the argument is bad, there are
p (1 - 9>N cases where the proposition is nevertheless true. Hence
the probability of the conclusion is
p + q-pq.
Hence any argument, however weak, adds something to the force
of preceding arguments.
' J This is tlie same as if there was only one judge. If both presented all the
canaes in tlie same order the probabilities are the same as If there were one; it
now one jud^je transposes two causes, he does not alter the chance that one or
other of them is true ; and apain this chance solely depends on the positions of
the two causes in the lists, and is the same whatever the arrangements as to the
remaining causes.
"V. On Mean Values akd the Theory of Erroks.
45. The idea of a mean or average among many diifcrinfi
magnitudes of the same kind is one continually employed, and nl
great value. It gives us in one result, easily pictured to the mind
and easily remembered, a general idea of a uumber of quantities
which perhaps we have never seen or observed, and we can thus
convey the same idea to others, without giving a long list of tho
quantities themselves. We could scarcely form any clear concep-
tion as to the duration of human life, unless by taking the average,^
that is, finding the length of life each individual would have it
the whole sum of the years attained by each were equally divided
among the entire population. How, again, could we so easily form
an idea of the climate of Rome or Nice as by learning the mean of
the temperatures of each day for a year, or a series of years ? Here,
again, it will be au important addition to the information to Snd
also the mean summer temperature and the mean in winter, as we
thus Itarn what extremes of heat and cold are to be expected. We
may even go further and inquire the diurnal variation in the
temperature in summer or in winter ; and for this we should
know the average of a number of particular cases.
It may be said that the whole value of statistics depends on ths
doctrine of averages. The price of wheat and of other commodities,
the increase or decrease of a particular crime, the age of marriages
both for men and women, the amount of rain at a given locality,
the advance of education, the distribution of wealth, the spread of
disease, and numberless otlier subjects for inquiry — are instances
where we often see hasty and misleading conclusions drawn from
one or two particular cases which happen to make an impression,
but where the philosophical method bids us to observe the results
in a large number, and then to present them as summed up and
represented by the average or mean.
46. There is another application of averages of a different nature
from the foregoing. Different estimates of the same thing are
given by several independent authorities : thus the precise moment
gf an earthquake is differently stated by correspondents in the
papers ; different heights are given for a mountain by travellers ;
or suppose I have myself measured the height of a building a
number of times, never obtaining exactly the same result. In all
such cases (if we have no reason to attach greater weight to one
result than to another) our common sense tells us that the average
of all the estimates is more likely to be the truth than any other
value. In these cases, as JI. Quetelet remarks, there is this
important distinction from the preceding, that tho mean value
represents a thing actually existing ; wliereas in the others it
merely serves to give a kind of general idea of a number of indi-
viduals essentially different, though of the same kind. Thus if I
t,ake the mean of the heights of 200 houses in a long street, it does
not stand for any real entity, but is a mere ideal height, repre-
senting as nearlj' as possible those of the individual houses,
whereas, in taking 200 measurements of the same house, their
mean is intended to give, and will very nearly give, the actual
height of that house.
47. So far it is obvious how to proceea in such cases ; but it
becomes a most important question in the theory of probabilities,
to determine how far we can rely on the mean value of the different
observations giving us the true magnituce we seek, — or rather, as
we never can expect it to give exactly that value, to ascertain
with what probability we may expect the error not to exceed any
assigned limit. Such is the inquiry on which we are about to
enter.
This investigation is of the more importance, because we find
what is really the same problem present itself again under circum-
stances different from what we have been cousidering. In tho
measurement of any whole by means of repeated. partial measure-
ments— as, for instance, in measuring a distance by means of a
chain — the error in the result is the sum of all the partial errors
(with their proper signs) incurred at each successive application
of the chain. If we wouli know, then, the amount of confidence
we may have in the accuracy of the result, we must determine,
as well as we can, the probability of the error — that is, the sum
of all tilt partial errors — not exceeding assigned limits ; and
to this end, we have in the first place to try to determine the
law of facility, or frequency, of different values of this sum.
The problem only differs from the preceding in that here we seek
for the. facility of the sum of the errors ; in the former, of the
9^th part of that sum.
In both these cases, we may reasonably and naturally suppose
that the error incurred in each observation, or each measurement,
follows the same law as to the frequency of its different possible
values and as to its limits, as each Is made by the same observer,
under the same circumstances, though what that law is may be
unknown to us. But there is another class of cases where the
same problem presents itself. An astronomical observation is
made (say) of the zenith distance of a star at a particular instant ;
the error in this determination is a complex one, caused by an
error in the time, an error in the refraction, errors of tho instrU'
PROBABILITY
781
mcnt, personal error of the obserTer, antl others. The error of the
observation is in fact the sum of the partial errors arising from
these ditferunt sources ; now these evidently cannot bo taken
each to follow the same law, so that we have here a more general
problem of tlie same species, viz. to combine a number of partial
errors, each having its own law of facility and limits.
There is evory reason to suppose that the error incurred in any
single observation or measurement of any kind is generally due to
the operation of a largo number of independent sources of error ;
if we adopt thi.s hypothesis, we have the same problem to solve in
order to arrive at the law of facility of any single error.
48. Wo will consider the question as put by Foissoii {Rccherches,
p. 254 ; see Todhunter, Hislory, p. 561), and will adopt a method
which greatly shortens the way to the result
Let X be the error arising from the combination or superposition
of a large numbcrof errors cj, €2,(3.... each of which by itself
is supposed very small, then
a = ei + €, + c3+ (37),
Each partial error is capable of a number, large or small, of values,
all small in themselves ; and this number may be quite dilfercnt
for each error €1 t,, £3 There may be more positive than
negative, or less, for each. • \i n^, n,, n^ . . . . be the numbers of
values of the several errors, the number of different values of tlie
compound error x will be
7Tj7l»n3 . . .
We will suppose it, however, to take an indefinite number of
values N, some multiple of the above,. so that the »,, n^,n^. . . .
different values are repeated, but all equally often, so as to leave
the relative facility of the difl'erent 'alues unaltered. We will
suppose the same number N of values in every case, whether more
or fewer of the partial errors t,, t.,, €3 . . . . are included or not
Let the frequency of an error of magnitude x bo called y, and let
the equation expressing the frequency be
2/=/W (38);
i.e., 7/(fa = number of values of a between a; and x + dx.
The whole number of values is
N= f'^f{x)dx.
whore n, ii are the sums of the higher and lower limits of all the
partial errors.
If now a new partial error e be included with the others, let it
have n particular values e, d, e" ; if it had but the one
value e, then to every value x of the old compound error would
correspond one x' of the new, such that x + e = x ; and the number
of values of the new from x" to a:' + rfx" is the same as of the old from
X to x + dx — that is, /(x]dx, or f(x' -e]dx'. Now the next value
c* gives, besides these, the tmmivt f {x' - e')dx' , and soon. Thus
the whole number of values of the new compound error between
j^ and x' + dii is
{/(x'-e)+/(»'-<:')+/(x'-e")+ jrfx-.
Hence the equation of frequency for the new error is (dropping the
accent, and dividing by '/i— that is, reducing the total number of
values from N« to N, the same as before)
Hence
2/ = »->{/(x-c)+/(.T;-e')+/(x-0+ • • • } •
(39).
2/ -/(•»)
e + e +e +
^^/W + i
c^ + e'' + c"» +
^^/'W.
neglecting higher powers of c, c*. ...
Hence if a new partial error €, whose mean value^a, and whose
mean square is A, be superposed on the compound error (38) resulting
from the eombination of a large number of jmriial errors, the ejua-
'.ion of frequency for the rcsultincj error is
y^ff.x) - o/'(x) + *A/"(^) -(1 - »D + J\D')/(«) • (40)-
It thus appears that each of the small errors only enters the
lesult by its mean value o, and mean square A.
If a second error were superposed, wo should Ihus havo
J/ = (l-c,D + iA,D"-)(l -aD + )iAD-)/(s;);
.-. 2/={l-(a + a,)D + (J(A + A,) + aa,)D=}/(,c)j
as A is a lower infinitesimal than a, we retain no other terms.
.-. 2/- jl-(« + a.)P + '^ + ^'-°'-°''^^'' + °-)D' j/(.-r).
Thu? any two errors enter the result in terms of 0 + 0, and
^ + V - a" - a," ; as this l.olds for any two, it is easy to sco that nil
the partial errors in (37) enter the equation of frequency (38) only
in terms of m and h-i\ putting
w- a, + 03 + 03+ . . . —sum of mean errors, )
A = A, + Aj + A3+ . . . —sum of mean squares of errors, > (41).
» = oj + Oj + a, + . . . = sum of squares of mean errors, )
_ I An oiTOr may have all Its valoes positive, or all ncEatlvo. In csttmatlnn the
.nstairt when a slar crosses tho merlillan wo may ciT In excess or defect, but In
estlmntlnR that when It emerKcs from behind tho inofin, wecan on'v err 111 excess.
Wo have heard this Instance given hy Clerk Maiwcll-
Thus, y=/(T)— F(r, m, ft-i).
Let m receive an increment Jj;i ; tiiis is equivalent to superposing
a new error whose mean value is S7/1, and mean square infinitely
smaller (e.g., let its values be all +, or indeeij we may take it to
have but the single value 5i«) ;
•■•*2' = &'"= -?&"'■ ''y^^'^)=
. rfy dy
dm dx '
Hence »/ is a function of x-m; so our equation must be of the
form
j/ = F(.T-OT, h-i) ...... (42).
Let A receive an increment Sh; or conceive a new error whose mean
value 0 = 0, and whose mean squaro = 5A ; we have (40)
'>-
Hence
#^-
.''H
(43).
d?y_^ _
dx' dh
Let us now suppose in (37) that all the values of every error arc
increased in the ratio )• ; all the values of x are increased in the
same ratio ; consequently there are the same number of values of x
from Tx to r(x + dx) as there were before from x to x + rfx. This
gives
F(x-m, h-i)dx-='!'[r'x-rm, r^h - i))rdx ,
for m is increased in tlie ratio r, and h and i in the ratio r-.
Let us ^v^ite for shortness
l = x-m, ii = h-i,
so that 2/ = F({,i) (44);
we have r-iF(|, j))sF(rJ, r"?)).
Let r— 1 + CO, where w is infinitesimal j
(l-«)J/=F(|+a.^ v + 2u,v);
y-ay
Ay „ dy
This equation, and
di' ■ d-n ' '
(45).
(46),
identical with (43), contain the solution of the problem.''
Tims, (45) gives by integration
y = ,,),-i(|2,-i) (47).
Again, combining {45) and (46),
d^y dy
0,
m*^')-"'
-xiv).
Substitute for y tho value (47); and we find
2|„-i;|,'(r,-;) + ?,-i^(i'„->) = x(i);
that is, a function off?)"' identical with a function of >).
unless both sides are constant. Hence ri~
cannot be,
dy ,
•dl
Thio
+ to = c-
Now c = 0, for -j!- vanishes with {, by (47); und. y being always
a^
finite, the left hand number vanishes with { ;
.-. 2f(4V') + '^({'')-')-0.
• •■ .^(J=7)-')-C«-^^••-'>I-'•.
Substituting in (47) and restoring the values of |, »j, wa find tfte
form of the function (42) to ho
(r-m)'
J/=C(;t-i)-»C— 2(A_,j.
(48).
C is a constant depending on the number N.
Tho probability of the error x falling between x and x+rfx is
found by dividing ydx by the whole area of the curve (48) ; ».«,.,
(49).
p-={2ir{,h-i))-h-ifj[Z(idx . .
49. If, instead of eq. (37), we had put
x-7,ci + 7jc, + 73f3+ (50),
where y^, 7ji "/j. • . . are any numerical factors, tho formula (.,9)
gives the probability for x, provided h, i, m are taken to bo
m- 7,01 + 7,03 + 730,+ . .
•A~7?A,+7,'A, + 7>3 + --
(51),
instead of tho values in (41).
50. If wo take tho interval of eq. (49), between any two limits
H, V, it gives us tho probahijily tliot t!'o sum x of tho errors lies
782
F fl O B A 13 1 L I T Y
hftween /n ann v — that is, that Ike wean of all the errors lies between
Ji)--' and i/r-', if r is the numbt-r of the partial errors in (37).
The most likely value of x (that is, for which the frequency is
greatest) is of course r = m, ami tiie chance that a; does not dillcr
from j/i by more tiian ±5 is
^_.. ,. ,, in-i
■m){2ih-i))-i = t; :■
2{/i-i) llx.
•»;•
In this iJUt (i'
The limits JAi±5 for x beconie±!{2(A-i)} -' fori; hence, putting
= S{2(A-r)}-t,
and remembering that / c ''dt = 2/
.-'-
ue find
dk.
dt
(52)
M(x)
the limits being db«-
is the probabiliti/ that the sum x of the errors in (37) lies between the
limits mirVsCA-i); wis also the. probability that the mean of
nil the errors, xr"'. lies between the limits
n!--i±Tr-iV2(/t-i) .
51. The important result (48), which is the key to the whole
theory of errors, contains several particular cases which Laplace
gives in his fourth chapter. We may first make one or two remarks
on it.
(1) A - i is always positive ; for in (41)
A] >a5, A2>a-, kc,
because the mean of the squares of n numbers is always greater than
the square of the mean.'
(2) To find the mean value M(i) of the sum x. and the mean
value of its square M(.c-'), we have
- /ydx'''^^>- /ydx '
Hence
M(x) = m;
M(x=) = Jn= + A-i.
TlijB first is obvious from the fact that to every value m + z for x
there corresponds another m-z. Both results also easily follow
from common algebra : the ease is that of a sum, a',
x=«i + tn + f3 + , tie,
whore each quantity e,, €„, cj . . . . goes through an independent
series of values ; and it is easily proved that
M(x) = M(€j) + M(ej) + M(€3)+ . . . =2M«,;
M(x=) = M(.;) + M(c:) + M(.i)+ . . . +22{M(.,)M((.)}
= (2Me,)=-2(M€,)= + 2M(e;).
62. One particular case of the general problem in art. 48 is when
the errors t], €o, «3 . . . . in (37) all follow exactly the same law; as,
for instance, if €[, €3, fj . . . . are the errors committed in observing
the same magnitude, under exactly the same circumstances, a great
number of times ; and we are asked to find the chance that the sum
of the errors, or that their arithmetical mean, shall fall between
given limits. Here the law of facility for each error is of course the
same, though we may not know what it is.
We have then from (41)
m = ro], h = r\^, i^roj,
so that in eq. (52),
z,= -J- e dt \
is the probability that the mean- of all the errors shall lie ( ' ' ''
between a.-^-in\l'lr-\\^ - a.\) )
a, here is the mean of all the possible values of the error in this par-
ticular observation, which are of course infinite in number ; and (53)
shows us, what is evident beforehand, that the more the number r
of observations is increased the narrower do the limits for the mean
error become lor a given probability w ; so that if, suppose, we take
T = 3, and r=xi, we have very nearly «r = l, and it becomes
practically certain that the mean of the actual observations will
differ from oj by an infinitesimal deviation.
53. What we have found hitherto would be of very little practi-
cal use, because the constants involved suppose the amounts of the
errors known, and therefore the true value known of the quantity
which is observed ormeasured. It is, however, precisely this true
value which we usually do not know and are trying to find. Let
us now suppose a large number r of measurements, which we will call
Or^ei^^ , . . Ur,
made cf a magnitude whose true but unknown value is A.
^ This may be very easily proved by reasoning precisely analogous to that
eoiployed in Che note on article 24.
The (unknown) errors of the observations will be
Ci = «! ^ A, Cg = ttg — A, ^3 = a3 — A . . . ;
•. r-'(,e,+e.^+ ... er) = r-^{a^ + a„+ . . . r.,) -A ;
or M(ei) = SI((ti)-A;
or the mean of the errors is the error committed in taking the mean
of the observations as the value of A.
He[ice (53) zr is the probability that the error committed in taking
the mean of the observations as the truth shall lie betiaecn
Oj ± T\/-2r-^{\i- a]) .
Here a, is the true mean of the errors of an infinite number of
observations, Aj the mean of their squares. As we have no means
of determining o, (except that it is nearly equal to the mean of the
errors we are dealing with, which would give us no result), we have
to limit the generality of the question by assuming that the law of
error of the observation gives positive and negative errors with equal
facility ; if so Oi = 0, and we have the probability zr that the error
lies between
±TV27-'Ai .
Here Xj , which is the mean of the squares of all possible values of
the error of the observation, will be at least very nearly the mean
snuare of the actual values of the errors, if r is large ;
.-. Ai = r-i(e; + e;+ ... el);
.-. A' = r-'{(ai-A)« + (a,-A)«+ . . . Wr-Ar) ;
or A, = M(a;)-2AM((ti) + A2
= M(a;)-(Ma,)2+(Ma, -A)=.
Rejecting the last term, as the scjnare of a very small quaotitv,
A, = M(a;)-(Ma,)«,
and we have the probability =r (in (53)) that the eri-or in taking
the mean of the observations as the truth lies between
±TV27-i{M(a;)-(M«,)--'} .... (54),
a value depending on the mean snuare, and mean first power, of the
observed values.
These limits may be put in a different form, rather easier f^r
calculation. If/ii/j./i- . . /r be the 07)pnren< errors, that is, no!
the real ones, but what they would be on the hypothesis that the
mean is the true value, then", putting M for r''{a^ + a^+ . . . Or) .
/,=a,-M, /, = a2-M, ... /,. = a,-M;
.-. M(/;) = M(a;)-2M. M-(-M= = M(a;)-(M(ti)«;
so that A = M(/;), and (54) may be written
±T^/2r-^ . (fi+fl+ . ..fi}r-K . . . (5:.
54. In the last article we have made no assumption as to the la-.>
of frequency of the error in the observation we are considering,
except that it gives positive and negative values with equal facility.
If, however, we adopt the hypothesis (see art. 47) that every error
in practice arises from the joiftt operation of a number of independ-
ent causes, the partial error due to each of which is of very small
importance, then the process in art. 48 will apply, and we may con-
clude that the errors of every series of observations of the same mag.
nitude made in the same circumstances follow the law of frequency
in formula (48) ; and if we suppose, as is universally done, that
positive and negative values are equally probable, the law will be
y=Cc-h-''''' )
ana the probability (49) will be > • . . • (;'('■.
p-=e'^Tr~ie"^ ' dx]
where c is a constant, which is sometimes called the modulus of ti.c
system.
Every error in practice, then, is of the form (56), and is simil.ir
to every other. If c be small, the error has small amplitudes, ai;u
the series of observations a're accurate.
If, as supposed in art. 53, a set of observations have been made,
we can determine the modulus c, with an accuracy increasing with
the number in the set. For (art. 51)
Jc- — true mean square of all possible values of the error.'
This we have called Aj in last article, and have shown it near>-
equal to M(a,=) - (Maj)' or U(fj^) ; so that
ie- = mean square of obs. - (mean of obs. )' = mean square of apparei. :
errors.
55. Thus, it a set of observations have been made; and c thj^
determined from them, it is easy to see that
Mean error = ±cir-' = 0'5642c )
Mean square of error — ^c > ■ . . . (57.
Probable error = ± 0 • 4 7 69(; )
The mean error means that of all the positive or all tlie negative
errors. The probable error is the value which half the errors exceed
and half fall short of, so that it is an even chance that the error of
any particular observation lies between the limits ±0'4769c. Its
value is found from the table in art. 9, taking I = i.
56. We have often to consider the law of error of the sum 1 1
PROBABILITY
f83
ocveral magnituJes, cadi of wliicli has been ilctermined by a set of
cbservations. Suppose A ami B two such magnitudes, and X their
sum, to find the law of error in
X = A + B.
Let the functions of error for A and B be
c-i-r-k '"-'dx, f-'iT-ic-''/'dx.
In formula (49) lift m = o, i = o, Ih^c' ; then the function for A
is the law for the sum of a number of errors (37) the sum of whose
mean squares is h = \c- ; likewise that for B is the law for the sum
of a number the sum of whose mean squares is i/' ; the same
formula (49) shows us that the law for the sum of these two series
of errors— tliat is, for the sum of the errors of A and B— is
( ir(c2 +/2) )-*«-"(<•+/!) -'rfj; ;
that is, the modulus for X or A + B is
\/'^Tp
Hence ProbaMe error of X = ■i~69\/c- +p
.-. (p.e. ofX)'-(p.e. of A)' + (p.e. of B)' . . . (58).
So likewise for the mean error.
If X were the difierence A - B, (5S) still holds.
If X be the sum of m magnitudes A, B, C . . . instead of two,
its probable error is in like manner
(p.e. X)- = (p.e. A)= + (p.e. B)' + , &c.;
and if the function of error for A, B, C . . .be the same for all
(p.e. X)^ = m(p.e. A)'.
Also the probable error in the mean
M(A) = m-i(A + B + C+ . . .)
is the mth part of the above ;
.-. p.e. ofM(A) = m-l(p.e. ofA) . . . (59).
Airy gives the following example. The co-latitude of a place is
found by observing m times the Z. D. of a star at its upper cul-
mination and n times its Z.D. at its lower culmination ; to find
the probable error.
By (59)
p.e. upper Z.D. ■= to -'(p.e. of an upper obs.) ;
p.e. lower Z.D. = «-'( p.e. of a lower obs. ) ;
Now co-latitude = i(U. Z.D. -t-L. Z.D. ).
Hence (58)
(p.a co-lat.)' = 4m-'(p.e. up. obs.)2-f jK-'(p.e. low. obs.)'.
If the upper Z.D. observations are equally good with the lower,
p.e. co-lat. = J(p.e. an obs. )\y7n-' -)-»-' .
67. The magnitude to be found is often not observed directly,
but another magnitude of which it is some function. Let A = true
, but unknown value of a quantity depending on another whose true
unknown value is a, by the given function
A=/(a) ;
let an observed value for a be v, the corresponding value for A
being V, then
V =/(»>).
Let € = error of v, then^the error of V is
V-A=/(a■^e)-/(a) = ^'(l.) . . . (60),
as » is nearly equal to a.
Suppose now the same magnitude A also a given function /,(a,)
of a second magnitude n,, whicli is also observed and found to be
», ; also for a third, and so on ; hence, writing C=f' (v), C, =/i(f,),
&c.
V-A=./'(u).f = Ce )
V, -A -/',(!;,) «, = C,f,[ (61);
and we have to judge of the best value for the unknown quantity,
whose true value is called A. The arithmetical mean of V,V„V,
. . . seems the sitnplest, but it is not here the most probable, and
we shall assume it to bo a different mean, viz.,
y_mV-i-TO|Yi-(-7n,V„-l- . . .
m -f m, -I- TOj -f . . .
(As V,V,,V, .... are very nearly equal, it would be easy to
show that any other way of combining them would be equivalent
to this.) The factors in, m„ ?«, . . . . remain to be determined.
From (61) the error of X is
y. ^_wCt-t-m,C,t, + TO,C,f.-f ■ ■ ■
m-f7n., -^TO3-^ . . .
Let tlie moduli of the errors «,e„€.
. . be c.Ci.c,
. (see
ij-i, i,.ii; luuuuii ui mo uiiura t,ti,f^ .... DO C,Ci,C, .... (SCO
art 56) ; then (see art. 49) for modulus of the error X - A wo have
(mod.)»-!!^!C!^IC!c]^±<ei£l+^-^
If the factors mm,nij ... are determined so us to make this
modulus the least possible, the importance of the error X - A is the
least possible.
Dill'erentiate with regard to in, and we find
„„ , m-C-c- + m-C:c- + ...
mC-r = —^-
m + mj + m.2+ . . .
Likewise for OTj, and so on. Hence
nC-c- = m,Clc] = m^Clc: = , ic. ;
so that the most accurate mean to take is
V V, V„
X =
- -i -i ' +
c-c' c]c: ctcj •
111
y^'c '-'i'm 3 2
The modulus of error in this value is, from (63),
1 _L , _L , J_
(mod.)»°C-c- C;c; Cjc^"*" • '
my.
(C5).
(V-X)' (V,-X)' (V,-X)'
58. The errors (,(^,(.2 ■ • • ■ are unknown. We have as- to the
first
V-A = 6/'(t!) = (v-ff)/'(").
Let tlie values of the quantities observed corresponding to the
value X for that sought be x, x,, Zj . . .
so that X=/{x)^/i{x,)=/,{x^) ....
then X-A = (a:-a)/'(i.-) ;
and, subtracting, V - X = (j) - x)/'{v) = {v- x)C .
Here V-X is the apparent error in V, ii-a; the apparent error of
the observation v, taking X, x as the true values.
Of course we have also
V,-X = (v,-.r,)C,, V3-X = (v2-ig)Cj, ....
If now we were lo determine X so as to render the sum of squares
of apparent errors of the observations, caeh divided by the square uf
its modulus, a minimum, — that is,
a minimum, — we shall find the same value (64) for X.
Of course if the modulus is the same for all the observations the
sum of squares simply is to be made a minimum.
To take a very simjde instance. An observed value of a quantity
is P ; an observed value of a quantity known to be the square root
of the former is Q ; what is the most probable value ?
If X be taken for the quantity, the apparent error of P is P-X ;
the apparent error of Q is found from
(Q-<;)^ = X;
.-. c = (Q»-.X)/2Q;
.-. (P-X)=-KQ=i-X)74Q= = minimum,
.-. X = (4P-H)Q-V(4Q=-fl);
the weight of both observations being supposed the same.
Again, suppose a circle is divided by a diameter into two semi-
circles ; the whole circumference is measured and found to be L ;
also the two semicircles are found to be JI and N resuectively.
What is the most probable value oJ' the circumference ?
If X be taken as the circumference, the apparent error in L is
L-X ; those of M and N are M-JX, N-i.X. Hence, if all the
measurements are equally good,
(L-X)=-KM-*X)--f(N-JX)5 = miuimum,
.•.x"=i(M-fN-f2L)
is the most probable value.
The modulus of error of this result is (65) found to be
(mod.)'-' = J(niod. of measurements)'
so that
probable error = (prob. error of a measurement) VS ■
59. In the last article we have explained the method of least
squares, as applied to determine one unknown element from more
tlian one observation of the element itself or of others with which
it is connected by known laws. If several observations of the
element itself are made, it is obvinus that the method of least
squares gives the arithmetical mean of the observations as the best
value, thus justifying what common sense seems to imlicatc. If
the observations are cot equally good, the best value will be
_ w\ + WiVi + w,'V,+ ■ . .
lO-Ho, -HCj-H . . .
calling w, to,, w„ . . . tho weights of the different observations
V,V,, Vj ....
I.e., to-c"', «!, — Cj-', ujj-c,-', ki^.
It would carry us beyond our assigned limits in this article to
attempt to demonstrate and explain tho method of least squares
when several elements liavo to bo determined from a number of
observations exceeding the elements in number. We must there-
foro refer the reader to tho works already named, and also to the
following: — Gauss, Thcoria Combinalionis Ubservaliemum ; Gauss,
Theoria Molus\ Airy, Theory of Errors of Observalum; Leblio
Ellis, iu Camb. Phil. Trans., vol. viii.
784
PROBABILITY
The rule in such cases is that the sura of squares of the apparent
errors is to be made a miuimum, as in the case of a single element.
To take a very simple example : —
\ substance is weighed, and the weight is found to be W. It is
then divided into two portions, whose weights are found to be P
and Q. 'VHiat is the most probable weight of the body ?
Taking A and B as the weights of the two portions, "the apparent
«rfor8 are P - A, Q - B, and that of the whole is W - A - B ; henco
(P_A)!' + (Q-B)? + (W-A— B)2=minimuin
there being two independent variables A, B.
P-A + W-A-B = 0;
Q_B + W-A-B = 0 ;
ot 2A + B = P + "W
2B + A = Q + W
A + B = J(P + Q + 2W) ;
A = J(2P + W-Q);
B = J(2Q + W-P);
which are the most probable weights of the whole and the two
parts.
VI. Oh Local Pkobabilitt.
60. It remains to give a brief account of the methods of deter-
mining the probabilities of the fulfilment of given conditions by
variable geometrical magnitudes, as well as the mean values of
such magnitudes. Keccnt researches ou this subject have led to
many very remarkable results ; and we may observe that to
English mathematicians the credit almost exclusively belongs. It
is a new instance, added to not a few which have gone before, of a
revival for which we have to thauk the eminent men who during
the 19th century have enabled the country of Newton to take a
place less unworthy of her in the world of mathematical science.
At present the investigations . on this subject have not gone
beyond the theoretical stage ; but they should not be undervalued
on this account. The history of the theory of probabilities lias
sufficiently shown that what at first seems merely ingenious and a
matter of curiosity may turn out to have valuable applications to
practical questions. How little could Pascal, James Bernoulli,
and De Moivre have anticipated the future of the science wliich
they were engaged in creating ?
61. The great naturalist Buffon was the first who proposed and
solved a question of this description. It was the following : —
A floor is rnled with equidistant parallel lines ; a rod, shorter
than the distance between each pair, being thrown at random on
the floor, to find the chance of its falling on one of the lines.
Let X be the distance of the centre of the rod from the nearest
line, 6 the inclination of the rod to a perpendicular to the parallels,
2a the common distance of the parallels, 2c the length of rod ; then,
as all values of x and e between their extreme limits are equally
probable, the whole number of cases will be represented by
m
dzdO'-ita.
Now if the rod crosses one of the lines we most Lave c^ — j ;
•^ C039
that the favourable cases will be measured by
/.:-/'
cos 9 .
<&■=&.
Thus the probability required is p = 2c/ita.
Laplace in solving this question suggests that by making a
great number of trials, and counting the cases where the rod falls
on a line, we could determine the value of ir from this result Ho
further considers, for a given value of a, what length 2c should be
chosen for the rod so as to give the least chance of error in a
given large number N of throws.
In art. 8 we have shown that the chance that the number of
successes shall lie between fiN±r is
V'r,
U
~-^<&.
^^'^ ''°=2i;(l-i,)N •
For a given probability =r, ra is given. We have then a given
chance that the number of successes shall differ from its most pro-
bable value p'S by an error r which is the least possible fraction of
the latter when r/pS, or when 1/a^N, or when VP(1 -p)/P ^ tli9
least possible; that is, when p-^-l = ra/2c-l^ is the least
^ If S = number of enccesses, ve hare an asslfoied chance ^r that S Ue3
between ^N±r; that ia, the value of ir lies between cnip* *^^ — ('s'isz/*
Hence the error In » Is least when 2cr/S2 Is lea^t Now f^^/pQ■—p), 2cccp, and
Seecp nearly ; hence Vpi^—PK'P Is to be the least possible.
possible, or when c is the greatest possible. Now ttio greatest
value of c is a ; the rod theielbre should be equal to the distance
between the lines.
Laplace's answer is incorrect, though originally given right,
(see Todhunter, p. 591 ; also Czuber, p. 90).
62. Questions ou local probability and mean values are of course
reducible, by the employment of Cartesian or other coordinates,
to multiple integrals. Thus any one relating to the 'position of
two variable points, by introducing their coordinates, can be made
to depend on quadruple integrals, — whether in finding the .sum of
the values of a given function of the coordinates, with a view to
obtaining its mean value, or in finding the number of the favour-
able cases, when a probability is sought. The intricacy ami
difficulty to be encountered in dealing with such multiple integrals
and their limits is so great that little success could be expected in
attacking such questions directly by this method ; and most of
what has been done in the matter consists in turning the difficulty
by various considerations, and arriving at the result by evading
or simplifying the integrations. We have a certain analogy here
in. the variety of contrivances and artifices used in arriving at the
values of definite integrals without performing the integrations.
We will now select a few of such questions. •'
63. If a given space S is included within a given space A, the
chance of a noint P, taken at random on A, falling on S, is
;>=S/A.
But if the space S be variable, and M(S) be its mean vaUie""
;' = M(S)/A (66).
For, if we 6uppo?3 S to have n equally probable values S,, S.j,
Sj . . . ., the chance of any one Sj being taken, and of P falliii"
on S], is
Pi = n-iS,/A;
now the whole probability p-=Pi+Pi+l>3+ ■ • ■, which leads at;
once to the above expression.
The chance of two poiute falling on S is, in the same way,
i. = M(S2)/A2 (67);
and so on.
In such a case, if the probability be known, the mean value
follows, and vice versa. Th>:s, we might find the menu value of
the mth power of the distance XY between two points taken at
random in a line of length !, by considering the chance that, if n
more points are so taken, they shall aU fall between X and Y.
This chance is
M(XY)"/Z"=2(7H-l)-i(n-+2)-> ;
for the chance that X shall be one of the extreme points, out of
the whole (n + 2), is 2(n-f2)-' ; and, if it is, the chance that the
other extreme point is Y is (re-H)-'. Therefore
M(XY)» = 2l"{n H-l ) - 1(« -I- 2) - 1 .
64. A line I is divided into n segments by n- 1 points taken at
random ; to find the mean value of the product of the n segments.
Let a, b, c, , . . be the segments in one particular case. If Ji
new points are taken at random in the line, the chance that one
falls on each segment is
1.2.3 . . . naoc. . . /l" ;
hence the chance that this occurs, however the line is divided, is
Inl-'Uiabc. . . ) .
Now the whole number of different orders in which the whole
_2;i-l points may occur is |2?i-l ; out of these the number in
which one of the first series falls between every two of the second
is easily found by the theory of permutations to be
I » |»i-l .
Hence the required mpan value of the product is
- I '« - 1
M(.Jc...) = =^^K
65. If M be the mean value of any quantity depending on the
positions of two points (e.g., their distance) which are taken, one
in a space A, the other in a space B (external to A) ; and if 11' bo
the same mean when both points are taken indiscriminately in the
whole space A + B ; Mo, lU the same mean when both points arft
taken in A and both in B respectively ; then
(A -t- B)''M' = 2ABM + A=Ma •*• B-Mt .
If the space A-=B,
4M' =211-)- Ma -I- Ms;
if, also. Ma = M6,
2M'=M-(-M„.
66. The mean distance of a point P within a given area from a
fixed straight line (which does not meet the area) is evidently the
distance of the centre of gravity G of the area from the line. Thus,
if A, B are two fixed points on a line outside the area, the mean
value of the area of the triangle APB = the triangle AGB.
From this it will follow that, if X, Y, Z are three points taken
at random in three given spaces on a plane (such that they cannot
P 11 0 B A B I L i T Y
785
»ll be cut by any one straight line), tlie mean value of the area of
the triangle XYZ is the triangle GG'G", determined by the three
centres of gravity of the spaces. For example —
Two points X, Y are taken at random within a triangle. WTiat
is the mean area M of the triangle XYC, formed by joining them
with one of the angles of the triangle !
Bisect the triangle by the line CD ; let M, be the mean value
when both points fall in the triangle ACD, and M, the value when
one falls in ACD and the other in BCD; then 2M = i[, + Mj.
But Mi = iM; and Mj-GG'C, where G, G' are the centres of
gravity of ACD, BCD, this being a case of the above theorem;
M = 7fABC.
Hence tlie chance that a new point Z falls on the triangle XY'C
is iV ; and the chance that three points X,Y,Z taken at random
form, with a verte.x C, a re-entrant quadrilateral, is J.
67. If M be a mean value depending on the positions of n points
falling on a space A ; and if this space receive a small increment
a, and M' be the same mean when the n points are taken on A + o,
and M, the same mean when one point falls on a and the remaining
«- i on A ; then, the sum of all the cases being jr(A + a)", and
this sum consisting of the cases (1) when all the points are on A,
(2) when one is on o the others on A (as we may neglect all where
two or more fall on a), we have
M'(A+ o)''=MA" + HjrioA"-'.;
.-. (M'-M)A = noCMi-M) (68),
as M' nearly = M.
As an example, suppose two points X, Y are taken in a line of
length I, to find the mean value M of (XY)", as in art. 63.
If I receives an increment dl, formula (68) gives
ZrfM = 2rf/(Mi-M).
Now M, here = the mean Tith power of the distance of a single
point taken at random in I from one extremity of I ; and this is
{"(n + l)-^ (as is shown by finding the Chance of n other points
falling on that distance) ; hence
ZrfM = 2rf;(i''(!H-l)-i-M);
.-. ?rfjr + 2M(« = 2(7i + l)-yv;,
or l-Kd.UP^oin + l)-^^;
.-. Mi« = 2(n-l-l)-i/Z"+W = 2Z"+=(»i + l)-'(" + 2)-» + C ;
.-. M-2Z''(« + ])-i(?H-2)-i,
a-s in art. 63, C be ng evidently 0.
68. Up is the probability of a certain condition being satisfied
by the n points within A in art. 67, p' the same probability when
they fall on the space A + a, and p, the same when one point falls
on a and the rest on A, then, since the numbers of favourable cases
•re respectively y(A + o)'', i)A", iipiaA"-^, wo find
{p'-p)&. = na{Pi-p) (69).
Hence if p'—^ then p^^p•, this result is often of great value.
Thus if wo have to find the chance of three points within a circle
forming an acute-angled triangle, by adding an infinitesimal con-
centric ring to the circle, we have evidently ]>' —p ; hence the
required chance is unaltered by assuming one of the three points
taken on the circumference.
Again, in finding the chance that four points withfn a triangle
shall form a convex quadrilateral, adding to the triangle a small
band between the base and a line parallel to it, the chance is
clearly unaltered. Therefore by (69) we may take one of the points
at random in the base of the triangle without altering the pro-
bability.
69. Historically, it would seem that the first question given on
loc.il probability, since BuJfon, was the remarkable four-point
uroblem of Prof. Sylvester. It is, in general, to find the pro-
oability that four points taken at random within a given boundary
shall form a re-entrant quad-
rilateral. It is easy to see
that this problem is identical
with the problem of finding
the mean area of the triangle
formed by three points taken
at random ; for, if M be this
mean, and A the given area,
the chance of a fourth point
falling on the triangle is
M/A ; and the chance of a
re-entrant quadrilateral is
four timcs-this, or 4M/A. „.
Lot the four points bo '^'
taken within a triangle. Wo may take one of them W (fig. 3) at
random on the base (art. 68) ; the others X, Y, Z williin the
triangle. Now the four lines from the vertex B to the four points
are ns likely to occur in any specified order as any other, llenco
it is an even chance that X, Y, Z fall on ono of the trianfjlis
ABW, CBW, or that two fall on ono of these triangles and the
3.
remaining one on the other. Henco the probabflity of a re-entrant
quadrilateral is
iPi + iP-2,
where J5, - prob. (WXYZ re-entrant), X,Y',Z in one triangle ;
p^= do., X in one triangle, Y in the
other, Z in either.
But p,-J (art 66). Now to find p.^; the chance of Z falling
within the triangle WXY is the mean area of WXY divided by
ABC. Now by the principle in art 66, for any particular position
of \V, M(\VXY) = WGG', where G, G' are the centres of gravity of
ABW, CBW. It is easy to see that 'WGG'- JABC- J, putting
ABC = 1. Now, if Z falls in CBW, the chance of WXYZ re-
entrant is 2M(1YW), for Y is as likely to fall in WXZ as Z to fall
in WXY; also if Z falls in ABW the chance of WXYZ re-entraut is
2M(IXW). Thus the whole chance i3p, = 2iM(IYW-f IXW) = J.
Hence the probability ^f a re-entrant quadrilateral is
That of its being convex is ?.
70. If three points X, Y, Z are taken at random in a tiiangle, the
mean value of the triangle XYZ = -i'5ot the given triangle. For
we have seen that the chance of four points forming a re-entrant
figure is 4M/A, where M is the required mean and A the given
triangle ; as this has been shown to be J,
M = J5A.
71. Let the three points be taken within a circle; and let M bo
the mean value of the triangle formed. Adding a concentric ring c,
A-t-a,
we have (68) since M':M as the areas of the circles, 11'-
-M.
AjM = 3a(jr,-
M)
M = iM,,
where Mj is the value of M when one of the points is on the
circumference.
Take 0 fixed ; we have to find the mean value of OXY (fig. 4).
Taking (p, 6} (p', 6') as coordinates of X, Y,
Ml = {wa"-) - Y/pdpdef/p'dp'de'. (OXY ) .
. • . Ml = (ir'a*) - y/f/ipp siu (9 - e')pp'dpdp'dede'
= iit"-a>) - '. \ff\r\"^. sin (9 - 6')d9d&' ,
puttingr = OH, r'=OK ; asr = 2asine, r' = 2rtsine',
M, = -L . ^— /V"*sin'9sin'fl'sin(9-fl')(?9rffl'.
' ■rra'' Q Jo Jo
P-ofes3or Sylvester has remarked that this double integral, by
means of the theorem
/""/'/(•«, y)<ixd!j = f''f''f{a -y,a- x)dxd!/ ,
Jo Jo yo Jo
is easily shown to be identical with
2 /'y"'8in<ff8in'e'cose'dBd9'-i/^'6in'«rf9 = J^7j7^g»'.
„ 35a' . ., 35 .
Hence the probability that four points within a circle shall
form a re-entrant figure is
35
11. Professor Sylvester has remarked that it would be a novel
Question in the calculus of variations to
etermino the form of the convex contour
which renders the probability a maxi-
mum or minimum that four points taken
within it shall give a re-entrant quadri-
lateral. It will not be dilKcult to show,
by means of the principles wo have been
examining, that the circle is the contour
which gives the minimum.
For, if p bo the probability of a re-
entrant figure for four points within a
circle of area A, fl the same probability
when a small addition o, of any kind
which still leaves tho wholo contour convex, is made to the circle,
we have by (69)
(p'-l))A-4a(;j,-/)),
whore p. — tho probability when ono point is taken in a— that i.i,
in tho limit, wncn ono point is taken on tho circumference of tha
circle. Butpi— p, as is shown in art. 68 ; henco
p'-p-O.
Henco any infinitesimal variation of tho contour from the circum-
ference of the circle gives !p, tho variation of tho probability,
zero, — the same method being applicable when portions are takeu
away, instead of being added, provided the contour is left convex.
19-2JS
78G
PROBABILITY
Hence, for the circle, the probaljility is a niaxiiiiuni or iniiiiiuuia.
It will be a minimuin, because in the formula (68) for the mean
triangle formed by three points
(M'-M)A = 3a(Mi-JJ).
Ml', which is the mean triangle when one point is in o, is really
greater than when it is on the circumference, though the same in
the limit ; hence
.-. (M:-M)A>aM;
.-. M7(A + o)>M/A.
Therefore, if we consider infinitesimals of the second order, the
chance of a re-entrant figure is increased by the addition of the
space a to the circle. It will be an exercise for the reader to verify
this when the space is subtracted.
For an ellipse, being derived by projection fiom .the circle, the
probability is the same, and a minimum-
It is pretty certain that a triangle will be found to be the con-
tour which gives the probability the greatest.
Mr "Woolhouse has given (Educ. Times, Dec. 1867) the values
of 7! for
TiinnRlp. I Paiftllelogiam. Reg. Hexagon. Circle.
P'
or -3333
■3056
■2973
•2955
73. Many questions may be made to depend upon the four-point
problem. Thus, if two points A,B are taken at random in a given
convex area, to find the chance that two others C, D, also taken at
random, shall lie on opposite sides of the line AB.
Let p be the chance that ABCD is re-entrant. If it is, the
chance is easily seen to be 4 that any two of the four lie on
opposite sides of the line joining the two others. If ABCD is
convex, the same chance is i ; hence the required probability is
Or we might proceed as follows, e.g., in the case of a tria-igle : —
The sides of the triangle ABC (fig. 5) produced divide the whole
triangle into seven spaces. Of these, the mean value"of those marked
a is the same, viz., the mean value
of ABC, or T^j of the whole triangle,
as we have shown, — the mean value
of those marked S being } of the
triangle.
This is easily seen : for instance,
if the whole area ■=!, the mean value
of the space PBQ gives the chance
that if the fourth point D be taken
at random B shall fall within the
triangle ADC ; now the mean value
of ABC gives the chance that D
shall fall within ABC ; but these two chances are equal. Hence
we see that if A, B, C be taken at random, the mean value of that
portion of the whole triangle which lies on the same side of AB as
C does is J^ o^ the whole, and that of the opposite portion is y'5.
Hence the chance of C and D falling on opposite sides of A'B is /^.
74. We can give but few of the innumerable questions depend-
ing on the position of points in a plane, or in space. Some may be
solved without any aid from the integral calculus, by using a few
very evident subsidiary principles. As an instance, we will state
the following two propositions, and proceed to apply them to one
or two questions : —
(1) In a triangle ABC, the frequency of any direction for the
line CX is the same when X is a point taken at random on the
base AB as when X is taken at random in the area of the triangle.
(2) If X (fig. 6) is a point taken at random in the triangle ABt
(B6 being infinitesimal), the X ,b
frequency of the distance , ■ , I
AX is the same as that of * ^ t^- e^ ^
AZ. Y and Z being two *'S^ *>•
points taken at random in AB, and Z denoting always tliat one
of the two which is nearest to B. For the frequency iu each case
is proportional to the distance AX
or AZ.
Let us apply these to the follow-
ing question : —
A point 0 is taken at random in
a triangle (fig. 7) ; if n more points
are taken at random, to find the
chance that they shall all lie on
some one of the three trianglesAOB,
AOC, BOC.
If C be joined with all the points
in ouestion, every joining line is _. _
eq Jly likely to be nearest to CB. 'g' '•»
Hence the chance that all the n points fall on the triangle ACD is
If this isso, we have to find the ciiance that all lie on AOC. Now
if 0 range over the infinitesimal triangle DCrf, we may, by prin-
ciple (2) above, suppose it to be the nearest to D of two points taken
at random in CD. If so, the chance that AO is nearer to AD than
any of the lines from A to the n points is
2(1. -H 2)-=;
for, by (1) above, we may suppose all the points taken at random
in CD; now any one of the «-f 2 is equally likely to be the
last; and 0 is the last of the two additional points. Herre, if
0 is in the triangle CDrf, the chance that the n points fall ou
AOC is
2(n-l-l)-i(ii-f2)-i;
therefore this is the chance wherever 0 falls in ABC.
Therefore the required chance that the n points fall on some »w
of the triangles AOB, AOC, BOC is
P = 6()i-H)->(K-f2)-i.
Again, if O be taken at random, in the triangle, and three more
points X, Y, Z be also taken at random in it, to find the chance tliiit
they shall fall, one on each of the triangles AOB, AOC, BOC.
First, two of the points are to fall on one of the triangles ACD,
BCD, and the remaining one on the other ; say two on ACD, the
chance of this is i, as CO must then be the third in order of the
four distances from C. If this is so, the chance that the point X
in BCD falls on BOC is |. For, as above, if O ranges over the
triangle CDd, we ma)' take it to be "the lowest of two points taken
at random on CD ; and the chance that, if another point be also
taken at random in CD, it shall be lower than 0 is \. Now if one
of the points X is in BOC, the frequency of 0 in CCd will "be tlie
same as that of the lowest of three points taken on CD ; and the
chance that one of the remaining points shall fall in AOC and the
other in AOD is the chance that 0, the lowest of three particular
points out of five, all taken at random in CD, shall be the fourth
in order from C It is easy to see that this chance is ^. Hence
the chance that one point falls on BOC, one on AOC, and. the third
on AOD is
^■§^A=A-
And it will be the same for the case where the third falls on BOD.
Hence the cha'uce that one point falls on each of the three tl'iangles
above is double this, or ■^.
75. Straight lines falling at random on a Plane. — If an infinite
number of straight lines be drawn at random in a plane, there
will be as many parallel to any given diiection as to any other,
all directions being equaUy probable ; also those having any given
direction will be disposed with equal frequency all over the plane.
Hence, if a line be determined by the coordinates^, u, the perpen-
dicular on it from a fixed origin O, and the inclinafiou of that
perpendicular to a fixed axis, then, if ^, ai be made to vary by
equal infinitesimal increments, the series of lines so given will
represent the entire series of random straight lines. Thus the
number of lines for which p falle between p and p + dp, and w
between w and w -t- du, will be measured by dpdu, and the integral
/fdpda,
between any limits, measures the number of lines mthin those
limits.^ '
It 6 easy to show from this that lAe number of random lilies
which meet any closed convex conto^ir of length L is measured by L.
For, taking O inside the contour, and integrating first for p,
from 0 to p, the perpendicular on the tangent to the contour, we
ha-vejpda ; taking this through four right angles for <u, we hava
by Legendre's theorem on rectification, N being the measure of the
number oflines.
N- /"^iZa-L.!
Jo
Thus, if a random line meet a given contour, of length L, the
chance of its meeting another convex contour, of length I, internal
to the former, is
P = l/L.
U the given contour be not convex, or not closed, N will ovi-
1 This result also follows by coa.--idering that, if an infinite plane be covered by
an infinity of lines di-awn at random, it is evident that the number of these which
meet a given Unite straight line is pioportional to its length, and is the Barao
whatever be its position. Hence, it we take ; the length of the line as tho
measure of this number, the number of random lines which cut any element as
of the contour is measured by ds, and the number which meet the contour is
therefore measured by JL, half the length of the bounJaiy. If we lake 2( aj
the measure for the line, the measure for tho contour will bo L, as above. Of
course we have to remember that each line must meet the contour twice. It
wo'uld be pos>ible to rectify any closed curve by means of this principle. Suppose
it traced on the surface of a circular disk, of circumference L, and the disk
thrown a great number of times on a system of parallel lines, wliose disUoce
asunder equals the diameter, if we count the number of cases in which the closed
curve meets one of tlie parallels, the ratio of this number to the whole number
of trials will bo luUmately tic ratio of tlio cucumfercnce of the cuiic to that, of
tbe unit.
PROBABILITY
787
dently be the length of an endless string, drawn tight around the
contour.
76. If a random line meet a closed convex contour, of length L,
the chance of it meeting
another such contour,
external to the former, is
y = (X-V)/L,
where X is the length of
an endle.is band envelop-
ing both contours, and
crossing b';twe?n them,
and Y that of a band
also enveloping both, but P ] p
not crossing. This may f*!!' 8.
be shown by means of Legendre's integral above ; or as follows : —
Call, for shortness, N(A) the number of lines meeting an area
A ; N(A, A') the number which meet both A and A' ; then
(fig. 8)
K(SFOQPH) + N(S'Q'OR'P'H') =N(SROQPH + S'Q'OE'P'H')
+ N(SROQPH, S'Q'DR'P'H'),
since in the first member each line meeting both areas is counted
twice. But the number of lines meeting the non-convex figure
consistrag of OQPHSR and OQ'S'H'FR' is equal to the band Y,
and the number meeting both tliese areas is identical with that of
those meeting the given areas fi, O" ; hence
X-Y-hN(Q, fi').
Thus the number meeting both the given areas is measured by
X - Y. Hence the theorem follows.
77. Two random chords cross a given convex boundarj', of length
L, and area 0 ; to find the chance that their intersection falls
inside the boundary.
Consider the first chord in any position; let C be its length;
considering it as a closed area, the chance of the second chord
meeting it is
2C/L ;
and the whole chance of its coordinates falling in dp, du and of
the second chord meeting it in that position is
2C dpdu
- J- J/'dpd>,
2
■ ij-jCd;)rfM
But the whole chance is the sum of these cliances for all its
positions ;
•. ^ro\}.=2L-^/fCdpdu.
Now, for a given value of u, the value oi JCdp ia evidently the
urea n ; then, taking u from ir to 0,
required probability ^2TrnL-'.
The mean ralae of a chord drawn at random across the boundary
is
f/Cdpdu tO
M =
JJdpdai
(The cases are omitted
.K
78. A straight band of breadth « being ti-aced on a floor, and a
circle of radius r thrown on it at random; to find the mean area of
the band which is covered by the circle,
where the circle falls outside the
band.)>
If S be the space covered, the chance
of a ran<lom point on the circle falling
on the band is
p-M(S)/»r».
Tliis is the same ns if the circle were
fix«d, and the band tlirown on it at
random. Now let A (fig. 9) be a
position of the random point ; the
favourable cases are when HK, Ihx
buiKlor of Ihe band, meets a circle,
centre A, radius Jc ; and the whole
number arc when HK meets a circle, centre 0, tadius r+\c ; hence
the probability is
2t . Ic c
'■''~2»(r + ii;)"'2r-Hc'
Tliis is constant for all positions of A ; hence, equating tib«t«
two values oip, the mean value requircol is
M(S)-c(2r-l-(;)-'irr^
The mean value of the portion of the circainfenMee which falls
on the linnd is the same fraction 5— — of the wholecircnmference.
' Or lliu nnor mny bp iuiM^frtd painted wirli i-nrnllcl hiviirln. at m disfuica
KHiinclcr criihiL.lo tlic fllamrur; »o that tliQ dccle niuKt lalj on oar
Fig. 9.
If any convex area whose surface 13 0 and circumference L be
thrown on the band, instead of a circle, the mean area covered is
M(S) = Tc(L-t-«)-'n.
For as before, fixing the random point at A, the chance of •
random point in li falling on the band is ^
^"=27r. ic/L ,
where U is the perimeter of a parallel curve to L, at a normal
distance ^c from it Now
L'=h + 2ir. Jc.
■ M(S)^ ire
n L+irc'
79. BufTon's problem may be easily deduced in a sinfiiar manner.
Thus, if 2r = length of line, a = distance between
the parallels, and we conceive a circle (fig. 10)
of diameter a with its centre at the middle O
of the line,' rigidly attached to the latter, and
thrown with it on the parallels, this circle must
meet one of the parallels ; if it be thrown an in-
finite number of times, we shall thus have an
infinite number of chords crossing it at random.
Their number is measured by 27r . Ja, and the .^'K- !"■
number which meet 2r is measured by ir. Hence the chance that
the line 2r meets one of the parallels is
p = 4r/ir« .
80. To investigate the probability that the inclination of the
line joining any two points in a given convex area ft shall lie within
given limits. We give here a method of reducing this question to
calculation, for the sake of an integral
to which it leads, and which is not easy
to deduce otherwise.
First let one of the points A (fig. 11)
be fixed ; draw through it a chord PQ
= C, at an inclination 0 to some fixed
line; put AP = r, AQ-/; then the
number of cases for which the direction
of the line joining A and B lies between
8 and 6 + d9 is measured by
i{r^ + r''-)de.
Now let A range over the space be-
tween PQ and a parallel chord distant dp from it, the number of
cases for which A lies in this space and the direction of AB is from
6 to 6 + dd is (first considering A to lie in the element drdp)
Fig. 11.
ytpdsf'^i-fi -H r''^]dr = \Odpd9 .
Let p be the perpendicular on C from a given origin 0, and
let to be the inclination of p (we may put dm for d6), C will be
a given function of p, « ; and, integrating first for u constant,
the whole number of cases for which a falls between given limits
(ji , m" is
\fj d^fodp;
the iutegraiyc'</p being taken for all positions of C between two
tangents to the boundary parallel to PQ. The question is thus
reduced to the evaluation of this double integral, which, of course,
is generally difficult enough ; we may, however, deduce from it a
remarkable rasult ; for, if the integral
i^ffCMpdm
be extended to all possible positions of C, it gives thewhole nambcr
of pairs of positions of the jraints A, B which lie inside thb area ;
but this number is. (V ; hence
SfQHpda-Z^,^
the intecration extending to all possible positioiu of the chord C, —
its length being a given function of its co-
ordinates p, w.
CoR. Hence if L, O be the perimeter
and area of any closed convex contour,
the moan value of the cube of a chord
drawn across it at random is 3(1'/^ .
81. Let there bo any two convex "
boundaries (fig. 12) so related tliat ; a tan- I
gent at any point V to the inner cuts off '
a coustaut segment S from the outer {e.g.,
two concentric similar ellipses); let the ,. .„
annular area between them bo cjiUi d A ; '*' "'
from a point X taken at random on this annulus draw tangents
> Tho line mlRltt bo anjrwtuTo within tlin ciirle wUhrntt alt^rlnfi ttie quejtlar).
* Tlilri inlrKral wbh Klren by tho prfncnt wrH«r In thr Comptfi Hnukii, IS119,
p. Hftn. An nnnlvtlcai pi-ooi wsi given bj Sorret, AHnattt icu/U, de C£col9
Sormalf, 1805 p. 177.
788
XA, XB to the inner,
shall find
r H O B A B 1 L 1 T Y
Find the mean value of the arc AB. We
M(AB) = LS/A,
L being the whole length of the inner curve ABV.
We will first prove the following lemma : —
If there be any convex arc AB (fig. 13), and if Nj be (tlie measure
of) the number of random lines which
meet it once, N^ the numhcr which meet ^^^7 Tt^N
it twice, A B
2arcAB-X, + 2Xj. Fig. 13.
For draw the chord AB : the number of lines meeting the convex
figure so formed is
Ni + Nj = arc + chord (the perimeter) ;
but Nj = number of lines meeting the chord = 2 chord ;
.-. 2aro + Ni = 2N, + 2N2, .-. 2 arc = Ni + 2Nj.
Now fix thu point X, and draw XA, XB. If a random lino cross
the boundary L, and ;;, be the probability that it meets (ho arc
AH once, p^ that it does so twice,
2AB/L=i)i + 2;), ;
and if the point X range all over the an-
nulus, and p,, p., are tlie same probabilities
for all positions of X,
2M(AB)/L=;;i + 2^)j.
Let now IK (fig. 14) be any position of
the random line ; drawing tangents at I, K,
it is easy to see that it will cut the arc AB
twice when X i.s in the space marked o,
and once when X is in either sp.ice marked ;3 ; hence, for this posi-
tion of the line,
2a + 23 2S ,. , . , . , Jr(AB) S
Fig. 14.
■ -f , which is constant ; lience — j— =
A Lt
A
Hence the mean value of the arc is the same fraction of the
perimeter that the constant area S is of the annulus.
If L be not related as above to the outer boundary,
jr(AB)/L = JI(S)/A,
JI(S) being the mean area of the segment cut off by a tangent ^"a
random point on the perimeter L.
The above result may be expressed as an integral. If s be the
arc AB included by tangents from any point (x, y) on the
annulus,
J/sdxdy = LS.
It has been shown {PMI. Trans., 1868, p. 191) that," if * be the
angle between the tangents XA, XB,
//edxd!; = i,{A-2S).
The mean value of the tangent XA or XB may be shoVvn to be
Sl(XA) = ^P,
where P=perimetor of locus of centre of gravity of the seg-
ment S.
82. If C bo the length of a chord crossing any convex area n ;
2, 2' the areas of the two segments into which it divides -the
area; and p, a the coordinates of C, viz., the perpendicular on C
fron. any fixed pole, and the angle made by p with any fixed axis ;
then
J/C'dpdu = 6//k2'dpdu,,
both integrations extending to all possible values of p; JS fthicli
give a lino meeting the area.
This identity will follow by proving that, if p bo the distance
between two points taken at random in the area, the mean value of
p will bo
}.Hp) = R-"-_//'Stdpda (1),
and also
mp)''in-'i//C'dpdu - . . (2).
The first follows by considering that, if a random line crosses the
area, the chance of its passing between the two points is 2L-'JI(p),
L being the perimeter of fi. Again, for any given position of the
random line C, the chance of the two points lying on opposite
aides of it is 222'n"' ; therefore, for all positions of C, the chance
is 2n-=JI(22'); but the mean value 11(22'), for all positions of
the chord, is
//ttdp'!,
Mas'!--
J/dinlu
L#-='''"'-
de
To prove equation (2), wo remark that the mean value of p is'
found by supposing each of the points
A, B to occupy in succession every pos- ,-''
sible position in the area, and dividing
the sum nf their distances in each caso
by the whole 'number of cases, the mea- ,.
sure of which number is n^ Confin-'''''
ing our attention to the ra<;es in which
the inclination of the distanco AB to
some fixed direction lies between 6 and
6 + d0, let the position of A be fixed
(fig. 15), and draw through it a chord
HH' = C, at the inclination d ; the sum
of the cases found by giving B all its
positions is ,.-'' Fig. 15.
e^'p . fidp + de^^'p. pdp~i[,3+,-')de,
where r = AH, >'' = AH'. Now let A occupy successively all posi-
tions between HH' and 7(/i', a chord parallel to it at a distanea
"djt ; the sum of all the cases so given will ba
idOdii /'^(r'' + r'')dr= IdBdpiiC*
-'IdedpC*.
Now, if A moves over the whole area, the sum of the cases will bo
ide/C'dp ,
where ]}= pci'pcndicular on C from any fixed polo 0, and the
integration extends to all parallel positions of C between two taa-
gents T, T' to the boundary, the inclination of which is 6. Remov-
ing now the restriction as to the direction of the distance AB, asd
giving it all values from 0 to it, the sum of all the cases is
ifj^ejodp ;
or, if a= inclination of 7), du = dO, and the sum is
The mean value of the reciprocal of the distance AB of two points
taken at random in a convex area is easily shown to bo
JIp-i = n-=_/7CVj)rfa..
Thus, for a circle, JI p - ' = - — .
iiri-
It may also be shown that the mean area of the triangle formed
by taking three points A, B, C within any convex area is
3I(ABC) = n- n-'J/C^i-dpdi^ .
83. In the last question if we had sought for the mean value ef
the chord HH' or C, which joins A and B, the sum of the cases
when A is fixed and the inclination lies between 8 and 8 + d8 wouKl
liavc been
0.i{T^ + r"')d8 ,
and \vhen A lies between HH' and hh'
iCdedp/''^(,' + ]-^)dr=idBdpC* ;
and finally, tho mean value of C is
ll{C) = in--//Chlpdw.
Thus the mean value of a chord, passing through two points taken
at random within any convex boundary, is double the mean dis-
tance of the points.
84. We have now done enough to give the reader some idea of the
subject of local probability. We reler him for fuller information to
the very interesting work just published by Emanuel Czuber of
Pi-ague, Gcometrischc Wahrschcinlichkcitcn und Mittdwcrtc, Leip-
sic, 1884 ; also to the Educational Times Journal, in wliich most of
the recent theorems on the subject have first ap])eared in the form
of questions, under the able editorship of Mr Miller, who has him-
self largely contributed. In Williamson's Integral Calculus, and
a paper by Prof. Crofton, Phil. Trans., 1868, the subject is al.so
treated.
Literature. — Besides the works named in tlic cotirse of this article, see Pc
Jlorpan's trcutise in llic Ejicyr.lopxdia iletropoHtana; Laurent, Traite tlu Caleut
dcs PiobaMiles, Pjris, 1873 ; Goui-»nd, Histoire du Cakul des Prob., Paris, 1848;
J. W. L. Gloislicr, " On tho Law of Facility of EiTors of O'jservations, and the
Metliod of Least Squares,*' Tratu. R.A.S., vol. xxxix. ; Couniot, Theorie del
Changes; Liugre, Caleut des Prob.; General Didion, Calcul des Prob. apptit/ue
an lir tics projectiles. Tliose who are inteiested iu the inctaphysitoi aspect of
tile qnestinn may consult Boole's Laies of Tlioughr, also J. S. Villi's Logic. To
these and tlic other woiks we have named we icfcr tlie rLadei for an account of
what we have Ilad to omit, but above all, to the (ri-tat work of Laplace, of which
It is sufficient to saylliat it is worthy, of the genius of its author — the Tlievric
analyttque d.s Profjabilites. It is no light task to master the methods and the
ti-asoniugs there employed; but it is, and will long cont'muc to he, one that
must he attempted by uti who dcAiic to umi^rstuuLl tmil to apply tho theory of
probobility. ' (.M. \V. C.)
P R o — r R 0
789
PROBATE. See Will.
PROBUS, Marcus Attrelius, Roman emperor from 276
to 282 A.D., was a native of Sirmium on the Save, and son
of a military officer of moderate fortune. He early entered
the army, where he recommended himself to the emperor
Valerian, and against all rule became tribune -while still
a mere lad. In these times there were abundant oppor-
tunities for a capable officer, and Probus served with great
distinction in all parts of the empire. Under Aurelian he
operated against the Palmyreno realm in Egypt and had
a large part in the restoration of Roman authority in the
East On Aurelian's death he was quite the most pro-
minent military officer of Rome, and had a great hold on
the troops by his constant care for their comfort, his
judicious discipline, and his unselfishness. Tacitus is said
to have hesitated to assume the purple which Probus was
better fitted to wear, and it is certain that he felt the
support of Probus indispensable, and raised him to the
rank of commander of the whole East. In a few months
the purple actually fell to him, for on the news of Tacitus's
death his soldiers at once made him emperor, Florianus,
who had claimed to succeed his brother, was put to death
by his own troops, and the senate were eager to ratify
the choice of the army. The reign of Probus was mainly
spent in successful wars by which he re-established the
security of all the frontiers ; the fiercest and most bloody
of these operations was directed to clearing Gaul of the
Germans. Probus had also to put down three usurpers,
Saturninus, Proculus, and Bonosus. One of his principles
was never to allow the soldiers to be idle, and to employ
them in time of peace on useful works, such as the plant-
ing of vineyards in Gaul, Pannonia, and other districts
where a selfish policy bad previously forbidden this form
of husbandry. This increase of duties was naturally
unpopular with the troops, and .while the emperor was
urging on the draining of the marshes of his native place
he was attacked and slain by a sudden mutiny. Scarcely
any emperor has left behind him so good a reputation ; his
death was mourned alike by senate and people, and even
the soldiers presently repented and raised a monument
in honour of " Probus imperator vere probus." According
to the Chron. Alex. Probus was fifty years old at the time
of his death ; he left a family, but they withdrew into
private life in northern Italy, and the empire fell to Carus.
PROCESS, in law, denotes in the widest sense of the
word any means by which a court of justice gives effect to
Its authority. In the old practice of the English conir
mon law courts process was either original or judicial.
Original process was a means of compelling a defendant
to compliance with an original writ (see Writ). Judicial
process was any compulsory proceeding rendered necessary
after .the appearance of the defendant. Process was also
divided in civil matters into original, mesne, and final.
Original process in this eenso was any means taken to
compel the appearance of the defendant. A v.rit of sum-
mons is now the universal means in the High Court of
Justice. Mesne process was cither any proceeding against
the defendant- taken between the beginning and the end
of the action, such as to compel him to give bail, or was
directed to persons not parties to the action, such as jurors
or witnesses. Arrest on mesne process was abolished in
England by the Debtors Act, IftGO. Final process is
practically coexistent with execution. It includes writs
of fieri facias, capias, elegii, sequestration, and attach-
ment. In criminal matters process only applies where the
defendant does not appear upon summons or otherwise.
A warrant is now the usual form of such process. Service
of process on Sunday is void, except in cases of treason,
felony, or breach of tlio peace, 29 Car. II., c. 7. Recent
legislation gives facilities for service and execution of
certain kinds of process of the courts of one part of the
Uhited Kingdom in another part. Thus by 44 ik 45 Vict,
c. 24 process of an English court of summary jurisdiction
may be served in Scotland, and vice versa. A writ of
summons in the High Court of Justice may be served out
of the jurisdiction in certain cases {Rules of the Supreme
Court, 1883, Ord. xi.).
Stet processus wa? a technical term used in old common
law practice. It consisted of an entry on the. record by
consent of the parties for a stay of proceedings. Since the
Judicature Acts there has been no record, and the stet
p7'ocessus has disappeared with it.
la Scotch law process is used in a much wider sense, almost
equivalent to practice or procedure in English law. • Pioccss in the
English sense corresponds rather to diligence. Whore papers
forming steps of a process are borrowed and not returned, diligence
of process caption lies for their recovery.
In the United States process is governed by numerous statutes,
both of Congress and of the State legislatures. The law is founded
upon the English common law.
I'ROCIDA, an island less than 2 miles off the west
coast of southern Italy between Capo Miseno (or rather
Monte Procida) on the mainland and the island of Ischia,
forming part of the circondario of Pozzuoli and the pro-
vince of Naples. Its total area is not much more than lA-
square miles, but it is fertile, well-cultivated, and thickly
peopled (10,788 inhabitants in 1871, 10,891 in 1881).
Like the neighbouring mainland it is largely of volcanic
origin, and the ancient Greek name Prochyte (Upoxv'-n;),
Latinized as Procita, possibly refers to this fact. The two
fine bays on the south coast are remains of craters, and the
soil is almost exclusively tuff. The coasts are usually a
rocky scarp ; the general surface of the island is compara-
tively low and flat. Procida, the chief town, lies on the
.isthmus of a peninsula, at the landward extremity, looking
out over a spacious bay. It contains a castle, now used as
a prison, and an old royal palace of the Bourbons, who had
a hunting park in the island ; and the harbour is defended
by a fort. In the Piazza del Martiri is a monument to the
twelve who were executed as political ofi"enders in 1799.
The islanders are mainly engaged in market-gardening,
vine-growing, the fisheries, and the coasting trade ; but
the number of fishing-boats belonging to Procida is much
smaller than it used to be. In accordance with their claim
to be of Greek descent the women are accustomed to wear
on the festival of St Michael a picturesque Greek costume
and to dance the tarantula.
In the 13th century the island was the feudal possession of Gio-
vanni da Procida, the chief conspirator iu the Sicilian Vespers.
The capture off the coast, by the Ottoman fleet, of a number of
Andrea Doria's galleys in 1522 was the last of many instances in
which Procida was made to realize the hostility of Slobammcdan
powers. In 1799, from 1806 to 1809, and again iu 1813 it was
occupied by the English.
PROCLUS. See Neoplatonism. -
PROCONSUL. See CoNSDL, vol. vi.- p." 315, tiu<I
Province.
PROCOPIUS, the most eminent historian of the Eastern
Roman empire, was born at Ca>sarea in Palestine, then one
of the chief cities of the Roman East, towards the end of
the 5th century, probably between 485 and 495 a.d. Of
his family and earlier life nothing is known, but it has
been plausibly conjectured from the aristocratic sympathies
hu manifests that ho belonged to one of tlw better families
of his city, and from the place of his birth that ho was
educated at the great law school of Berytus (Beirut). He
became a lawyer, probably at Constantinople, and was in
62G appointed o-v/x/JovXcs to Bclisarius, who was proceed-
ing to command the imperial army in the war against the
Persians (Proc, Pers., i. 12). The chief duties of this office,
which is also described as that of vdptSpoi or o-vyKaOtSpm,
seem to have been the giving of legal advico to the general,
7U0
PKOCOPIUS
■*rho had a measure of judicial as well as administrative
power, and have been well compared by Mr Hodgkin (Italy
and Her Invaders, vol. iii. p. 638) to those of an English
judge advocate. IVhen the Persian War was suspended
Procopius probably returned with his general to Constanti-
nople ; and when Belisarius was despatched against the
Vandals of Africa in 533 Procopius again accompanied
him, as he subsequently did in the war against the Ostro-
goths of Italy which began in 536. Whether he held the
same position of legal assessor through these campaigns or
was merely a member of the large personal following which
Belisarius had we do not know. Suidas calls him the secre-
tary (liToypacjjev?) of Belisarius, but this may be merely a
reference to his original appointment as o-v/z/SouXos in the
Persian campaign. He was evidently much valued by Beli-
sarius, who twice employed hira on difficult and important
missions — once in 533 to obtain from Syracuse provisions
for the Roman fleet and information as to the preparations
of the Vandals, and again in 537, when the historian was
despatched from Rome, which Belisarius was holding against
the Goths, to collect troops and corn in Campania and bring
them in a fleet to Ostia. On both occasions Procopius ac-
quitted himself with skill and success. He passes lightly
over his own performances, and nowhere strikes us as eager
for an opportunity of singinghis own praises.
After the capture of Ravenna in 539 Procopius "would
seem to hare returned to Constantinople, where he was in
542, the year of the great plague, which he has minutely
described (Pers., ii. 22). It does not appear whether he
was with the Roman armies in the later stages of the
Gothic War, when Belisarius and afterwards Narses fought
against Totila in Italy, though his narrative of these years
is so much less full and minute than that of the earlier
warfare that probably he was not an eye-witness of these
campaigns. Of his subsequent fortunes we know nothing,
except that he was living in 559. He was an advocate by
profession (Agathias, Evagrius, and other Byzantine writers
call him prp-wp), but whether he practised law after his
return from the Italian wars may be doubted, for he must
have been then occupied i^dth the composition of his his-
tories, and his books show that he spent a good deal of
time in travel. He seldom refers to legal matters, and
shows little interest in them, mentioning only in the most
cursory way the legislation and codification of Justinian.
Whether he was the Procopius who was prefect of Con-
stantinople in 562 (Theophanes, Chrmograpkia^ 201, 202)
and was removed from office in the year following cannot
be determined. Little can be founded on the name, for it
was a common one in that age, and had this Procopius
teea our historian one might have expected some of the
subsequent writers who refer to the latter to have men-
tioned this fact about him. On the other hand the historian
was evidently a person of note, who had obtained the rank
of Illustris (Suidas calls him 'lAAouVrpios), and a passage
in the Anecdota looks as if he had risen to be a senator
(Anecd., c. 12), so that there is no improbability in his
having been raised to the high office of prefect
There has been some controversy as to his religion. So
far as external profession went, he must have been a
Christian; for paganism, persecuted by Justinian, would
hardly have been tolerated in so conspicuous a person ; nor
is there any evidence for his being a heathen other than
the cool indifference with which (e.xcept in the De jEdi-
fidis) he speaks about Christian beliefs and practices. He
Seems to have been so far a Christian as to have believed
in a God and have held Christ to be a supernatural being,
but he frequently expresses himself in sceptical language,
talks of God and Fate as if practically synonymous, and
entertained great contempt for the theological controversies
♦ hich raged so hotly in his own time.
Procopi-as's writings fall into three divisions — the ffii
tories (Persian, Vandal, and Gothic Wars) in eight books,
tlw treatise on the Buildings of Jnsdnian (De ^dificiix)
in six books, and the Unpublished Memoirs (to, 'AvckSoto,
Hisiorin Arcana), here cited as the Anecdota.
The Histories are called by the author-himself the Booli
about the Wars (ol inrip rwv Tro\(/j,iiiv Xo-yoi). They consist
of — (1) the Persian Wars, in two books, giving a narrative
of the long struggle of the emperors Justin and Justinian
against the Persian kings Kobad and Chosroes Ann-shirvam
down to 550 ; (2) the Vandal War, in two books, describ-'
ing the conquest of the Vandal kingdom in Africa and the'
subsequent events there from 532 down to 546 (with a'
few words on later occurrences); (3) the Gothic War, in>
four books, narrating the war against the Ostrogotlis in
Sicily and Italy from 536 till 552. These three treatises
were written continuously to form one connected history ;
but, as the arrangement of events is geographical, not
chronological, they overlap in time, the Persian War carry-
ing its narrative over a large part of the period embraced
in the Vandal War and the Gothic War. The fourtli and
last of the four books of the Gothic War is really a general
history of the empire, designed to continue the Persian
War as well as the Gothic. It was written after the year
in which the preceding seven books had been published,'
and was itself published apparently in 554 or 555. These
eight books of Histories, although mainly occupied with
military matters, contain notices of some of the more iin>
portant domestio events, such as the Kika insurrection at
Constantinople in 532, the plague in 542, the conspiracy
of Artabanes in 548. They tell us, however, comparatively
little about the civil administration of the emp're, and
nothing about legislation. On the other hand tuey art
rich in geographical and ethnographical information, oftei
of the highest value for our knowledge of the bai 'larian
and particularly of the- Teutonic tribes who lived on the
borders of the empire and were either its enemies or the
material of its armies.
As an historian, Procopius would have deserved liononi
in any age, and is of quite unusual merit when one con-
siders the generally low literary level of the age which
produced him. From the 4th to the 15th century the
Eastern empire has no lay writer of gifts approaching
his. He is industrious in collecting facts, careful and
impartial in stating them ; his judgment is sound, hi»
reflexions generally acute, his conceptions of the general
march and movement of things not unworthy of the great
events he has recorded. His descriptions, particularly of
military operations, are clear, and his especial fondness for
this part of the subject seldom leads him into unnecessary
minuteness. The style, although marked by mannerisms,
by occasional affectations and rhetorical devices, is on the
whole direct and businesslike, nor is the Greek bad, when
one considers the time. Tliucydides and Herodotus are tho
two models whom he keeps always before his eyes : he imi-
tates the former in the maxims (yvwfxai) he throws in, and
the speeches which he puts into the mouth of the chief
actors ; the latter in his frequent geographical digression."?,
in the personal anecdotes, in the tendency to collect and
attach some credence to marvellous tales. It need hardly
be said that he falls far short of the vigour and profundity
of the Attic, as well as of the genial richness, the grace,
the simplicity, the moral elevation, the poetical feeling
of the Ionic historian. The speeches are obviously com-
posed by Procopius himself, rarely showing any dramatic
variety in their language, but they seem sometimes to con-
vey the substance of what was said, and even when this ir
not the case they frequently serve to bring out the points
of a critical situation. Tlie geographical and ethnclogica^
, notices ara precious. Procojnus is almost as much a geq
FK0C0PIU8
791
gi-apber as an historian — it is one of his merits to bavo
l)erceivecl the importance of eachscience to the other — and
his descriptions of the peoples and places he ' himself
visited are generally careful and thorougL Although a
warmly patriotic Roman, he does full justice to the merits
of the barbarian enemies of the empire, and particularly
of the Ostrogoths ; although the subject of a despotic
prince, he criticizes the civil and military administration
of Jnstinian and his dealings with foreign peoples with a
freedom which gives a favourable impression of the toler-
ance of the emperor. His chief defects are a somewhat
pretentious and at the same time monotonous style, and
a want of sympathy and intensity, which prevents him
from giving full life and reality to the personages who
figure in his narrative, or raising it to a level worthy of
the great and terrible scenes wliich he has sometimes to
describe.
The De ^dificiis, or treatise on the Buildings of Jus-
tiiiian, contains an account of the chief public works
«xocuted during the reign of the emperor down to 558, in
which year it seems to have been composed, particularly
churches, palaces, hospitals, fortresses, roads, bridges and
other river works. Ail these are of course ascribed to the
t)ersonal action of the monarch. The treatise is a little
onger than the average length of one single book of the
eight books of the Histories. Its arrangement is geogra-
phical ; beginning from Constantinople, it describes works
executed in the Mesopotamian provinces, in Armenia and
the Caucasian countries, in Thrace and Macedonia, in
Aiiia Minor and Syria, in Egypt and Africa as far as the
Pillars of Hercules. If not written at. the command of
Justinian (as some have supposed), it is at any rate semi-
official, being evidently grounded on official information,
and is full of gross flattery of the emperor and of the (then
deceased) emjjress. In point .of style it is greatly inferior
to the Uistories — florid, pompous, and affected, and at the
same time tedious. Its chief value lies in the geographi-
cal notices which it contains.
The Anecdota, or Secret History, in length almost equal
to the De JUdificiis, and somewhat shorter than the aver-
age length of a book of the Histories, purports to bo a
supplement to these, containing explanations and additions
whicli the author could not place in the Histories for fear
of Justinian and Theodora. It is a furious, invective
against these sovereigns, their characters, personal con-
duct, and government, with attacks on Belisarius and his
wife Antonina, and on other official persons of note in the
civil and military services of .the empire — attacks whose
effect is weakened by the passion the author betrays.
Frequent references to the Histories are interspersed, but
the events of the wars are seldom referred to, the main
topic being the personal and official misdeeds of the rulers
as shown in domestic affairs. The ferocity and brutality of
this scandalous chronicle astonish us, for modern writings
of the same order have usually been the work of vulgar
and anonymous scribblers, not of an able, accomplished,
and highly placed man such as Procopius wafe. Hence
ito authenticity has been often called in question, and a
few words are needed both on that question and on the
further question of the credibility of its contents.
It was unknown to Agathias and Evagrius, younger
contemporaries of Procopius who frequently mention his
Histories, and is 'first referred to by Suidas (writing in the
10th century), who ascribes it to Procopius. Two MSS.
^sinco lost) are' mentioned as having been brought to Italy
in the days of the Renaissance, but the first publication
was made by Nicholas Alemanni, an official of the Vatican,
who found a MS. in that library and edited it with copious
and learned potes and a Latin translation (Lyons, IG:23).
Since h>8 day several jurists (led thereto by jealousy for
J ustiniau's reputation) and other scholars have denied it
to be the work of Procopius, among whom it is sufScient
to refer to the latest, J. H. Reinkens.* The external
argument against its genuineness, drawn from its not
being mentioned till four centuries after the death of
Procopius, appears weak "when we recollect that it was
obviously not written to be published at the time, and'
may well have remained concealed for generations. The
internal argument from the difference between the view
of Justinian it presents and that given in the De jEdifidit
will impress no one who has observed the almost patent
insincerity of the latter book, and the censure, severe
though carefully guarded, which the Histories frequently
bestow on Justinian's policy. On the other hand the
agreement in many points of fact between the Histones
and the Anecdota, and the exactness of the references
from the latter to the former, point to unity of author-
ship; while the similarity of opinions, ideas, beliefs, pre-
judices, and still more the similarities of literary manner,
style, and language, supply an overwhelming body of
evidence that the Anecdota are a genuine, and so far as
his deep-seated, feelings go the most genuine, work of
Procopius. The question, which ought never to have been
deemed doubtful, has been set at rest by the careful com-
parison of the use of words and phrases in the acknow-
ledged works of Procopius and in the Anecdota, which
we owe to the industry of Dr Felix Dahn, and which is
set forth in his excellent book mentioned at the close of
this article. It is less easy to pronounce on the credibility
of the picture which the Anecdota give of the court and
government of Justinian. Plainly there. are many exag-
gerations and some absurdities; yet, when we find some of
the severest statements of the book confirmed by other
annalists and others substantially tallying with or explain-
ing those made by Procopius himself in the Histories, we
are led to conclude that there is a substantial basis of fact
for the charges it brings. It is of course often diflicult.
sometimes impossible, to say what deductions must be
made from the form these charges take; but after study-
ing the book closely one becomes rather less than- more
sceptical.
In point of style, the Anecdota are inferior to the
Histojies, and have the air of being unfinished or at least
unrevised. Their merit lies in the fiu-ious earnestness
with which they are written, and which gives them a
force and reality sometimes wanting in the more elaborate
books written for publication.
The character of a man who could revenge himself for
having been obliged to bestow gross flattery on his sove-
reign by ferocious invective meant to be launched after
his death inspiixs little respect. Otherwise Procopius is
a favourable specimen of his ago. Ho is patriotic, with a
strong feeling for the greatness of tho empire, its dignity,
the preservation of its ancient order. He is a worshipper
of tha past, whoso ideal is such a government as that
of Trajan or Hadrian. His ethical standard is scarcely
affected by Christianity, but is that of a Greek of ckssical
times, with too great a tolerance of deceit when practised
against barbarian enemies, dnd doubtless also with a d»l
ficient senso of honour and personal independence. Yet
his patriotism does not prevent him from doing justice
to tho valour of the Persians, or tho still finer qualities
of tho Goths ns he had learnt to know them in Italy.
He i-s, however, frigid in sentiment as well. as in style,
and throws littlo geniality into his narratives and de-
scriptions. In his attitude towards tho unseen world
ho is at once sceptical and sujicrstitious — sceptical in
that he speaks with equal hesitation about the practices
' Anecdota eintne taripta a rrocopio Ctsariensi ingviriiur, Broslau,
1858.
792
P K O — 1' K O
and 'doctrines of different faiths, and declares las persua-
sion that nothing more can be known about God than
that He is all-wise and all-powerful ; superstitious in his
readiness to accept all kinds of marvels, omens, prophecies,
apparitions,. and to find in (he sudden changes of human
affairs the action of a spiteful fortune which delights to
startle men and confound their schemes; Procopius has
little philosophy in his history ; he is a vague and incon-
sistent thinker, and is strongest when he is describing
events or facts, or .drawing such direct inferences from
them as strike an acute man of the world.
The best edition of Procopius is that by DinJorf in the
Corpus Scriptorum Historix Bijzanlvim, 3 vols., Bonn, 1833-38.
The best criticisms and examinations of his writings are those
by W. S. Teuffel, in his Studicn %tnd CharaktcristikcH zur Lilera-
titrgcschicJite, Leipsic, 1871 ; and F. Dalin^ Prokopius von Cdsarca,
Berlin, 1865. (J. BR.)
PROCOPIUS. Two leaders of this name are mentioned
m connexion with the wars of the Hussites {q.v.).
I. Andreas Procopius, surnamed "the Great" or "the
Bald," was a native of Bohemia, born about 1380. He
had travelled extensively in Europe, and had even visited
Jerusalem before he received priestly orders. On the
outbreak of the Hussite War he joined Zizka, and was
chosen to succeed him after his death in 1425. From
1426 onwards he met with a succession of military suc-
cesses in Austria, Moravia, Silesia, and Hungary which
compelled various potentates to purchase peace, and dis-
posed even the council of Basel to a spirit of compromise.
Procopius and his " Taborites " were, however, dissatisfied
with the " Compactata" which the " Calixtines" accepted,
and resolved to carry on the contest. He perished in the
decisive battle fought near Bohmischbrod on May 30, 1434.
II. Of Procopius surnamed "the Little" nothing is
known' save that he co-operated with Procopius " the Great"
from 1427 onwards, and that he shared his fate.
PROCTER, Bryan Waller (1787-1874), poet and
miscellaneous writer, was born on the 21st November
1787. At an early age he was sent to a small boarding
school near London, and thence in his thirteenth year to
Harrow, where he had for contemporaries Lord Byron and
Sir Robert Peel. On leaving school he was placed in the
oflSce of a solicitor at Calne, Wiltshire, remaining there
until about 1807, when he returned to pursue his legal
studies in London. By the death of his father in 1816 he
became possessed of a small property, and soon after
entered into partnership with a solicitor; but in 1820 the
partnership was dissolved, and during the temporary
difficulties thus occasioned he supported himself in part by
literary work under the pseudonym of Barry Cornwall.
After his marriage in 1824 to Miss Skepper, a daughter
of Mrs Basil Montague, he returned to his professional
work as conveyancer, and was called to the bar in 1831.
In the following year he was appointed metropolitan com-
missioner of lunacy — an appointment annually renewed
until his election to the permanent commission constituted
by the Act of 1842. He resigned office in 1861. During
the last years of his life a failure of speech led him to
withdraw increasingly from society, and his death took
place on October 4, 1874. The period of his poetic pro-
ductiveness had closed many years previously, the larger
proportion of his verse having been composed between
1815, when he began to contribute to t]i& Literart/ Gazette,
and 1823, or at latest 1832.
His principal works in the verse form viere— Dramatic Scenes and
other Poems (1819), A Sicilian Story (1820), Mirandola, a tragedy
performed at Covent Garden with Macready, Charles Kemble, and
Miss Foote in the leading parts (1821), The Flood of Thessaly
(1823), and English Songs (1832). He was also the author of
Effigies Poetica (1824), Zije of Edmund Kean (1835), Essays and
Tales in Prose (1851), Charles Lamb; a Memoir (1866), and of
memoirs of Ben Jonson and Shakespeare for editions of their works.
A posthumous autobiographical fragment with notes of his literary
friends, of whom he had a wide range from Bowles to Browning,
was published in 1877. His genius cannot btf said to liave been
entirely mimetic, but Iiis works are full of subdued echoes. His
songs have caught some notes from the Elizabethan and Cavalier
lyrics, and blended them with others from the leading poets of his
own time ; and his dramatic fragments show a similar infusioii of
tlie early Victorian spirit into pre-Restoration forms and cadences.'
The results are somewhat heterogeneous, and without the impress of
a pervading and dominant personality to give them unity, but they
abound in pleasant touches, ivith here and there the flash of a higlie.r,
though casual, inspiration.
His daughter, Adelaide Anne PKOCTEn (1825-1 86i), also attained
some distinction as a poet, her principal works being her Legends
and Lyrics, of which a first series, published in 1858, ran through
nine editions in seven 3'ears, and a second series issued in 1860 met
with a similar success. Her unambitious verses dealing witli simple
emotional themes in a simple manner have a charm which is
scarcely explicable on the ground of high literary merit, but which
is due rather to the fact that they are the cultured expression of an
earnest and beneficent life. Latterly she became a convert to Roman
Catholicism, and her philanthropic zeal appears to have hastened
her death, which took place February 3, 1864.
PROCTOR, the English form of the Latin j)romrator,
denotes a person who acts for another, and so approaches
very nearly in meaning to Agent (q.v.). The word is used
in three senses. (1) A particular kind of university official.
(2) A representative of the clergy in convocation. A
proctor represents either the chapter of a cathedral or the
beneficed clergy of a diocese. In the province of Canter-
bury two proctors represent the clergy of each diocese ; in
that of York there are two for each archdeaconry. In both
alike each chapter is represented by one. (3) A practi-
tioner in the ecclesiastical and admiralty courts. A proctor
is a qualified person licensed by the archbishop of Canter-
bury to undertake duties such-as are performed in other
courts by solicitors. The word in this sense is now only
of historical interest. The effect of recent legislation is
that all the business formerly confined to proctors may
now be conducted by solicitors. The instrument by which
a procurator or proctor is appointed is called a proxi/, a
term also applied to the representative himself. Proxies
are still in use in bankruptcy and in some of the Vice-
Admiralty Courts. Formerly peers could give their vote
in parliament by proxy, but this right was discontinued
by the standing order of March 31, 1868. A shareholder
in a joint-stock company may vote by proxy. A proxy
must, by the Stamp Act, 1870, bear a penny stamp.
There are no proctors in the United States. In Scotland the
original term procurator is used to denote a law agent who practises
in an inferior court. A procurator has been, since the Law Agents
Act, 1873, exactly in the same legal position as other law agents.1
"The procurator-fiscal is a local officer charged with the prosecution'
of crimes. He is appointed by the sheritf. He also performs the
duties of an English coroner by holding inquiries into the circum-^
stances of suspicious deaths.
PRODICUS of Ceos, whose birth is " conjecturally
assigned to 465-460 B.C., was a humanist of the first
period of the Sophistical movement. He was still livinj,'
in 399 B.C. Visiting Athens, in the first instance (it is
said) as the accredited agent of his native island, he be-
came known in the intellectual capital as a good speaker
and a successful teacher. Like Protagoras, he professed
to train his pupils for domestic and civic affairs ; but it
would appear that, while Protagoras's chief instruments
of education were rhetoric and style, Prodicus made ethics
prominent in his curriculum. As a moralist he seems to
have been orthodox, neither impugning nor developing
traditional notions. In his literary teaching he laid special
stress upon distinctions in the use of words. The Platonic-
Socrates (as well as Aristophanes) speaks of Prodicus with
a certain respect, earned perhaps by his simple though
conventional morality ; but it is easy to see that Plato
thought him affected and pedantic, and did not rank him
either with Protagoras _ as _ a. thinker. or ^withjGprgias^a
IMt O — P R O
793
a stylist. Two of Prodicus's discourses were especially
famous : one, " on propriety of language," is repeatedly
alluded to by Plato ; the other, entitled, wpai, contained
the celebrated apologue of the choice of Heracles, of which
the Xenophontean Socrates (Afem., ii. 1, 21 sq.) gives a
summary. Theramenes, Euripides, and Isocrates are said
to have been pupils or hearers of Prodicus. • For some
personal traits, and a caricature of_his teaching, see Plato's
Protar/oras, 315 C sq., 337 A sq.
On the Sophistical movement, as well as for bibliographical
i«formation, see Sophists.
PROHIBITION is defined by Blackstone as "a writ
directed to the judge and parties of a suit in any inferior
court, commanding them to cease from the prosecution
thereof, upon a surmise either that the cause originally or
some collateral matter arising therein does not belong to
that jurisdiction, but to the cognizance of some other
court." A writ of prohibition is a prerogative writ — that
is to say, it does not issue as of course, but is granted
only on proper grounds being shown. Before the Judica-
ture Acts prohibition was granted 'by one of the Superior
Courts at Westminster ; it also issued in certain cases from
the Court of Chancery. It is now granted by the High
Court of Justice. Up to 1875 the High Court of Ad-
miralty was for the purposes of prohibition an inferior
court. But now by the Judicature Act, 1873, 36 <fe 37
Vict. c. 66, § 24, it is provided that no proceeding in the
High Court of Justice or the Court of Appeal is to be
restrained by prohibition, a stay of proceedings taking
its place where necessary. The Admiralty Division being
now one of the divisions of the High Court can therefore
no longer be restrained by prohibition. The courts to
which it mqst frequently issues in the present day are the
ecclesiastical courts, and county and other local courts,
such as the Lord Mayor's Court of London, the Court of
Passage of the city of Liverpool, and the Court of Kecord
of the hundred of Salford. In the case of courts of
quarter sessions, the same result is generally obtained by
certiorari. The extent to which the ecclesiastical courts
were restrainable by prohibition led to continual disputes
for centuries between the civil and ecclesiastical authorities.
Attempts were made at different times to define the scope
of the writ, the most conspicuous instances being the statute
Circumspecte Agalis, 13 Edw. I. st. 4; the Arliculi Cleri,
9 Edw. II. St. 1 ; and the later Arliculi Cleri of 3 Jac. I.,
consisting of the claims asserted by Archbishop Bancroft
and the reply of the judges. The law seems to bo un-
doubted that the spiritual court acting in spiritual matters
pro salute animx cannot be restrained. The difliculties
arise in the application of the principle to individual cases.
Prohibition lies either before or after judgment. In
order that proceedings should be restrained after judgment
it is necessary that want of jurisdiction in. the inferior
court should appear upon the face of the proceedings, that
the party seeking the prohibition should have taken his
objection in the inferior court, or that he was in ignorance
of a material fact. A prohibition goes either for excess
of jurisdiction, as if an -ecclesiastical court were to try
ft claim by prescription to a pew, or for transgression of
clear laws of procedure, as if such a court were to require
two witnesses to prove a payment of tithes. It will not
as A rule be awarded on a matter of practice. The remedy
in such a case is appeal. Nor will it go, unless in excep-
tional cases, at the instance of a stranger to the suit. The
l)rocedure in prohibition is partly common law, partly
statutory. By 50 Edw. III. c. 4 prohibition is not to bo
awarded after consultation, i.e., after the judges of the
superior court have remitted the case as within the juris-
diction of the inferior court. 1 Will. IV. c. 21 (an Act to
jinpro\e the i^irocecdiiigs in prohibition and on writs of
mandamus) was repealed as to England by 46 & 47 Vict,
c. 49, but it still applies to Ireland, to which it was
extended by 9 & 10 Vict. c. 113. Application for a pro-
hibition is usually made ex parte to a judge in chambers
on affidavit. The application may be granted or refused.
If granted, a rule to show cause why a writ of prohibition
should not issue goes to the inferior judge and the other
party. In prohibition to courts other than county courts
pleadings in prohibition may be ordered.' These pleadings
are as far as possible assimilated to pleadings in actions.'
They are rare in practice, and are only ordered in cases of
great difficulty and importance. In prohibition to county
courts they cannot be ordered, 19 & 20 Vict. c. 108, § 42.
Further statutory regulations as to prohibition to county
courts are contained in §§ 40, 41, and 44 of the same Act,
and in 13 & 14 Vict. c. 61, § 22. Much learning on the
subject of prohibition will be found in the opinion of Mr
Justice Wills delivered to the House of Lords in The
Mayor and Aldermen of London _f. Cox (Za«o Reports,
2 Eng. and Ir. Appeals, 239).
In Scotch law pvohibitiou is not used in the English sense. The
same result is obtained by suspension or reduction. In the Uniled
States the supreme court has power to issue n prohibition to the
district courts when proceeding as courts ol'adfniralty and maritime
jurisdiction. Most of the States have also- their own law upon the
subject, generally giving power to the supreme judicial authority
in the State to prohibit courts of inferior jurisdiction.-
PROJECTILES. See Mechanics (vol. xv. pp. 682 sq.,
706 sq.) and Gun:nery.
PROJECTION. If from a f^xed point S in space lines
or rays be drawn to different points A,B,C, ... in space,'
and if these rays are cut by a plane in points A',B',C', . . .
the latter are called the projections of the given points On
the plane. Instead of the plane another surface may be
taken, and then the points are projected to that surface
instead of to a plafie. In this manner any figure, plane
or in space of three dimensions, may be projected to any
surface from any point which is called the centre of pro-
jection. If the figure projected is in three dimensions
then this projection is the same as that used in what is
generally known as perspective.
In modern mathematics the word projecfion 'is often
taken with a slightly diff"erent meaning, supposing that
plane figures are projected into plane figures, but three-
dimensional ones into three-dimensional figures. Projec-
tion in this sense, when treated by coordinate geometry,
leads in its algebraical fispect to the theory of linear substi-
tution and hence to the theory of invariants and co-variants.
In this article projection will be treated from a purely
geometrical point of view.
We shall first and principally treat of the projection of
plane figures into plane figures, and consider a number of
special cases due to special positions of the two planes or
of the centre of projection. We shall next consider the
representation of figures of three dimensions by piano
figures (orthographic projections, drawing in plan and
elevation, &,c.), tlien treat o£ perspective in its ordinary
sense, and speak shortly of projections to curved surfaces.
References like (G. § 87) relate to section II. of the article
Geometry, vol. x. pp. 388 sq.
§ i; PnojECTioN OF Plane FiouttEs. — Lot ns suppose we have m
space two ]ihines it and ir'. In the l>lano ir a figure is given having
known projierties : then wo have the problem to find its iiroiection
from some centre S to the plane ir', and to dciluco from the known
properties of the given figure the ))ioperliea of the new one.
If a point A is given in the plane w we have to join it to the
centre S and find tlio point A' where this ray S/V cuts the plono
it'; it is the projection of A. On the other hand if A' ia given in
the plane »', then A will be its projection in «-. Hence \f one
fgiirc in ir' i.i the projection of another in w, then conver-^cli/ the tatter
is also the projection of the former.
A point and its projection are therefore nlso called correspon<?ing
points, and similarly we speak of wrrcsupudiag lines on J curves, 4 c.
794
P II O J E ,C T r 0 N
§ 2. Wc at once get the follovnng properties : —
The projection of n point is a point, and one point only.
The projection of a line {straight line) is a line ; for all points in
a line are projected by rays which lie in the plane determined by S
and the line, and this plane cuts the plane w' in a line which is the
projection of the given line.
Ifapoint lies in a line its projection lies in the projection of Vic line.
The ■projection of the line joining two points A, B is the line which
joins the projections A', B' of the points A, B. For the projecting
plane of the line AB contains the rays SA, SB which project the
points A, B.
The projection of the point of intersection of two lines a, h is the
point nf intersection of the projections a', b' of those lines.
Similarly we get —
The projection of a curve will he a curve.
The projections of the points of intersection of two curves are the
points of intersection of the projections of the given curves.
If a line ents a curve in n points, then the projection of the line
cuts the projection of the curve in n points. Or
The order of a curve remains unaltered by projection.
The projection of a tangent to a curve is a tangent to the projection
of the curve. For the tangent is a line which has two coincident
points in common with a curve.
The number of tangents that can be drawn from a point to a
curve remains unaltered by projection. Or
The clasj of a curve remains unaltered by projection.
Example. — The projection of a circle is a curve of the second order
and second class.
§ 3. Two figures of which one is a projection of the other ob-
tained in the manner described may be moved out of the position
in which they are obtained. They are then still s."iid to be one the
projection of the other, or to be projective or homographic. But
when they are in the position originally considered they are said
to be in perspective position, or (shorter) to be perspective.
All the properties stated in gj 1, 2 hold for figures which are
projective, whether they are perspective or not. There are others
which hold only for projective figures when they are in perspective
position, which we shall now consider.
If two planes tt and ir' are perspective, then their line of inter-
section is called the axis of projection. Any point in this line
coincides with its projection. Hence
All paints in the axis are their own projections. Hence also
Every line meets its projection cm the axis.
The property that the linos joining corresponding points all pass
through a common point, that any pair of corresponding points
and the centre are in a line, is also expressed by saying that the
figures are co-linear ; and the fact that both figures have a line, the
axis, in common on which corresponding lines meet is expressed by
saying that the figures are oo-axal.
The connexion between these properties has to be investigated.
For this purpose we consider in the plane w a triangle ABC, and
let the lines BC, CA, AB bo denoted by a, b, c. The projection
will consist of three points A', B', C and three lines a', b', c'. These
have such a position that the lines AA', BB', CC meet in a point,
viz., at S, and the points of intersection of a and a', b and b', c and
C* lie on the axis (by § 2). The two triangles therefore are saiii
to be both co-linear and co-axal. Of these properties either is a
conseq^uence of the other, as will now be proved.
§ 4. Des.a.rg0e's theorem. — If two triangles, whether in ike
same plane or not, are co-linear they are co-axal. Or
If the lines AA', BB', CC joining the vertices of two triangles meet
in a point, then the intersi.Jions of the sides BC and B'C, CA and
C'A', AB and A'B' are three points in a line. Conversely,
If two triangles are co-axal they are co-linear. Or
if the intersection of the sides of two triangles ABC and A'B'O',
viz., of BC and B'C, of CA and C'A',
and of AU and A'B', lie in a line,
then the lines AA', BB', and CC meet
in a point.
Proof. — Let us first suppose the
triaugles to be in different planes.
By supposition the lines AA', BB',
CC (fig. 1) meft in a point S. But
three intersecting lines determine
three planes, SBC, SCA, and SAB.
In the first lie the points B, C and
also B', C. Hence tlie lines BC and
B'C will intersect at some point P,
because any two lines iu the .same
iilane intersect. Similarly CA and
;'A' will intersect at some point Q,
and AB and A'B' at some point R.
These points P, Q, R lie in the
plane of the triangle ABC because
they arc points on the sides of this triangle, and similarly in the
piano of the triangle A'B'C- Hence they lie in the intersection of
two jilaucs,— that is. in a Unt.
Secondly, If the triangles ABC and A'B'C lie botti in the same
plane the above proof does not hold. In this case we- may consider
the plane figure as the projection of the figure in space of which
we have just proved the theorem. Let ABC, A'B'C be the
co-linear tiiangles with S as centre, so that AA', BB', CC meet at
S. Take now any jioint in space, say your eye E, and from it
draw the r.rys projecting the figure. In the line ES take any point
Sj, and in EA, EB, EC take points Aj, B,, C, respectively, but so
that Si, A-^, B,, Ci are not in a plane. In the plane ESA which
projects the line SjAj lie then the line SjAj and also EA' ; these
will therefore meet iu a point A'j, of which A' will be the projec-
tion. Similarly points B'j, C, are found. Hence we have now iu
space two triangles AiBjCj and A'lB'iCj which are co-linear. They
are therefore co-axal, that is, the points P,, Q„ Rj, where A|B,,
&c., meet will lie in a line. Their projections therefore lie iu a.
line. But these are the poiiits P. Q, R, which were to be proved
to lie in a line.
This proves the first part of the theorem. The second part or
converse theorem is proved in exactly the same way. For anothei
proof see (G. § 37).
§ 5. By aid of Dcsargue's theorem we can now prove a funda-
mental property of two projective planes.
Let s be the axis, S the centre, and let A, A' and B, B' be two
pairs of corresponding points which we suppose fixed, and C, C any
other pair of corresponding points. Then the triangles ABC and
A'B'C are co-axal, and they will remain co-axal if the one plane ir'
be turned relative to the other about the axis. They will therefor*,
by Desargue's theorem, remnin co-linear, and the centre will be the
point S', where AA' meets BB'. Hence the line joining any pair
of corresponding points C, C will pass through the centre S'. The
figures are therefore perspective. This will remain true if tiio
planes are turned till they coincide, because Dcsargue's theormn
remains true.
Theorem. — If two planes are perspective, then if the one plane be
turned about the axis through any angle, especially if the one plane
be turned till it coincides leilh the other, the two planes will remain
perspective ; corresponding lines loill still meet on a line called the
axis, and the lines joining corresponding points will still pass throvqk-
a comm&n centre S situated in the plane.
Whilst the one plane is turned this point S will move in a cirrh
whose centre lies in the plane jr, lohich is kept fixed, and whose pl.t-
is perpendicular to the axis.
The last part will be proved presently. As the plane x' may bo
turned about the axis in one or the opposite sense, there will be
two perspective positions possible when the planes coincide.
§ 6. Let (fig. 2) IT, it' be the planes intersecting in the axis >-,
whilst S is the centre of projection.
To project a point A in ir we join A
to S and see where this line cuts tt'.
This gives the point A'. But if we
draw through S any line parallel to x,
then this line will cut tt' in some point
r, and if all lines through S be drawn
which are parallel to w these will form
a plane parallel to ir which will cut
the plane tt' in a line i' parallel to the
axis s. If wo say that a lino parallel
to a plane cuts the latter at an infinite
distance, we may say that all points at
an infinite distance in ir are projected
into points which lie in a straight line
i', and conversely all points in the line i
are projected to an infinite distance in
TT, whilst all other points are projected
to finite points.
at an infinite distance may bo considered as lying in a straight line,
because their projections lie in a line. Thus we are again led to
consider points at infinity in a plane as lying in a line (comp. G.
§§ 2-4).
Similarly there is a line j in v which is projected to infinity in
tt' ; this projection shall be denoted by/ so that i and/ ar* lines
at infinity. ^
§ 7. If we sujipose through S a plane drawn perpendiculkr to
the axis s cutting it at T, and in this plane the two lines SF
parallel to tt and SJ par.iUel to ir', then the lines through I' and J
parallel to the axis will be the lines i' andj. At the same time
a parallelogram SJTI'S has been formed. If now the plane ir' be
turned about the axis, then the points 1' and J will not move in
their planes ; hence the lengths 'TJ and TI', and therefore also SI'
and SJ, will not change. If the plane t is kept fixed in space llie
point J will remain fixed, and S describes a circle about J as centre
and with SJ as radius. This proves the last part of the theorem
in § 5. _ _
§ 8. The plane ir' may be turned either in the sense indicated
by the arrow at Z or in the opposite sense till ir' falls into r. In
the first case we get a htruro like fig. 3 ; i' and j will be on the
same side of the axis, and on this side \viU also lie tho centre S;
Fig. 2.
We say therefore that all points in the plane *■
PROJECTION
795
lad then 8T-SJ + SI' or SI'-JT, SJ-IT. In the second caae
16g. 4) i' and J will ba on opposite sides of the axis, and the centre
I' _
8_
C J^
J ^
Fig. 3.
Fig. 4.
8 will lie between them in such a position that I'S— TJ and
IT-SJ. If rS-SJ, the point S will lie on the axis.
It follows that any one of the four points S, T, J, I' is completely
determined by tho other three : if the axis, the centre, and one of
tlie lines i' or j are given the other is determined ; the three lines
$, i', } determine the centre ; the centre and the lines t", j deter-
mine the axis.
§ 9. We shall now suppose that the two projective planes x, «■'
are perspective and have been made to coincide.
Theorem. — If the centre, the axis, and either one pair of corre-
ipondiny points on a line through the ceyilre or one pair of corre-
tponding lines meeting on the axis art given, then the whole prqjeclicn
is determined.
Proof. — If A and A' (fig. 1) are given corresponding points, it
has to be shown that wo can find to every other point B the cor-
tesponding point B'. Join AB to cut the axis in R. Join RA' ;
then B' must lie on this line. But it must also lie on the line SB.
Where both meet is B'. That the figures thus obtained are really
projective can be seen by aid of Desargue's theorem. For, if for
any point C the corresponding point C be found, then the triangles
ABC and A'B'C are, by construclion, co-linear, hence co-axal ;
and J will be the axis, because A3 and AC meet their corresponding
lines A'B' and A'C on it. BG and B'C therefore also meet on s.
If on the other hand a, a' are given corresponding lines, then
any line through S will cut them in corresponding points A, A'
which may be used as above.
§ 10. Rows and pencils which are projective or perspective have
been considered in the article Geometry (G. §§ 12-40). All that
bas been said there holds, of course, here for anypair of correspond-
ing rows or pencils. Tho centre of perspective for any pair of
corresponding rows is at the centre of projection S, whilst the axis
contains coincident corresponding elements. Corresponding pencils
on the other hand have their axis of perspective on the aiis of
projection whilst the coincident rays pass through the centre.
Wo mention here a few of those properties which are indepen-
dent of the perspective position : —
The correspondence between two projective rows, or pencils, is com-
pletely determined if to three elements in on« the corresponding ones
i* the other are given. If for instance in two projective rows three
pairs of corresponding points arcgiven, then we can find to every
Other point in either the corrtisponding point (G. §§ 29-36).
If A, B, C, D are four points in a row and A', B', C, V the corre-
tponding points, then their cross-ratios are equal (ABCD) — f A'B'C'D'),
—where (ABCD)-AC/CB : AD/DB.
If in particular the point D lies at infinity we have (ABCD) —
- AC/CB-AC/BC. If therefore the points D and U are botli at
infinity we have AC/BC = AD/BD^ and tho rows are similar (0. §
89). This can only happen in special cases. For the line joining
corresponding points passes through tho centre ; the latter must
therefore lie at infinity if D, D' are different points at infinity. But
if D and D' coincide they must lie on the axis, that is, at the point
at infinity of the axis unless the axis is altogether at infinity.
Hence — In two perspective planes every row which is parallel to
the axis is similar to its corresponding roxo, and, in general tio other
row has this property.
£ut if the centre or the axis is at imjinUy men every row it tlmilar
to its corresponding row.
In either of these two cases the Metrical properties affiT)articn-
larly simple. If the axis is at infinity the ratio of similituQfi is the
sane for all rows and the figures are similar. If the centre is at
infinity wo got parallel projection ; and tho ratio of similitude
changes from row to row (see §§ 16, 17).
In both ccues the midpoint* of corresponding ctgmenit will he
corresponding points.
§ 11. iNVOltmoN. — If the planes of two projective figures coin-
cide, then every point in their common plane has to be counted
twice, once as a point A in the figure ir, onco as a point B' in the
figu»e t'. The points A' and B correfiponding to them will in
gneral bo different points ; but it may happen Uiot they coincide,
eie a theorem holds similar to that about rows (G. §§ 76 »?.).
Fig. 6.
Theorem. — If two projectire planes coincide, and if it happeru
l^at to one point in their common plane the same point corresponds,
whether we consider the point as belonging to the first or to the second
plane, then the same will happen for every other point — that is to say,
to every point will correspond the sotm point in the first a* in the
xcond plane.
In this case the figures are said to be in involution.
Proof— Let (fig. 6) S bo tbe centre, J'the axis of projsctioo, «nd
let a point which has the
name A in the first plana
and B' in the second have
the property that the points
A' and B corresponding to
them again coincide. Let
0 and D' be the names
which some other point has
in the two planes. If the
line AC cuts the axis in X,
then the point where the
line XA' cuts SC will be
the point C corresponding
to C (§ 9). The Une B'l?
also cuts the axis in X,
and therefore the point D
corresponding to D' is the
point where X Bents SD'. But this is the same point as C. Q.E.D.
This point C might also be got by drawing CB and joining its
intersection Y with the axis to B'. Then C' must be the poin<
where B'Y meets SC. This figure, which now forms a complete
quadrilateral, shows that in order to get involution the correspond-
ing points A and A' have to be harmonic conjugates with.regard to
S and the point T where AA' cuts the axis.
Theorem. — If two perspective figures are in involution, two cor-
responding points are harmonic conjugates with regard to the centre
and Hie point where tlie line joining them cuts the axis. Similarly —
Any two corresponding lines are harmonic conjugates with regard
to the axis and tlic Unefrmn their point of intersection to the centre.
Conversely — If in two perspective plants one pair of corresponding
points arc harmonic conjugates with regard to the centre and the
point where the line joining them cuts tlie axis, then every pair of
corresponding points has this property and tfu planes are in involu-
tion.
§ 12. Projeotive Planes -WHtcH are not in perspkctiti
POSITION. — We return to the case that two planes ir and ir' ore pro-
jective but not in perspective position, and state in some of the more
important cases the conditions which determine the correspondence
between them. Here it is of great advantage to start with another
definition which, though at first it may seem to bo of far greater
generality, is in reality equivalent to the one given before.
DEFllUTioil.—^JVe call two planes projective if to evcrypointin one
corresponds a point in the other, to every line a line, and to a point
in a line a point in the corresponding line, in such a manner that the
cross-ratio of four points in a line, or of four rays in a pencil, is
equal to the cross-ratio of the corresponding points or rays.
The last part about the equality of cross-ratios can be nroved to
be a consequence of the first But as space docs not allow us to
give an exact proof for this we include it in the definition.
If one plane is actually projected to another we get % correspond-
ence which has the properties required in the new definition.
This shows that a correspondence between two planes conform to
this definition is possible. That it is also definite we have to show.
It follows at once that —
Corresponding rotes, mid likewise corresponding pexeiU, are pro-
jective in the old setise (G. f § 25, 30). Further,
If two planes art projective to a third they are projedivt to each
other.
Theorem. — The correspondence letioeen two projective planes » and
t' is determined if we have given either ttoo rows u, v in » and IM*
corresponding rows «', v^ in »', the poinf where u and • vuM corrt-
sponding to the points where u' and \f meet, or tioo pencils U, V in w
and Oie corresponding pmeils V, Y' in x', the ray 1]^ joining tht •
centres of the pencils in w corresponding to the ray U'V'.
It is sufficient to prove the first part Let any line a ent «(, v
in the points A and B. To these will correspond points A' and B'
in u' and v' which arc known. To tho line a corresponds then the
line ATB'. Thus to every lino in the one plane the corresponding
line in the other can bo found, hence also to every point the corre-
SDondingpoint. .
5 13. Theorem.— .fji' tlu plones of two projedire figitrm emnetde,
'and if either fbur points, of whirJi no three He in a line, or else four
lines, of which no three pass through a point, in the one coincide
with their corresponding points, or lines, in the c^her, then mry point
and every line coincides with its corresponding point or line so that
Uu figures are identical.
If tho four points A, B, C, D coincide with their correspondfnff
points, then every lino joining two of these points will coincide with
lU corresponding line. Thos the lines AB and CD. and therefore alaa
79G
PROJECTION
their point of intersection E, will coincide with their corresponding
elements. The row AB has thus three points A, B, E coincident
with their corresponding points, and is therefore identical with it
(§ 10). As there are si.x lines which join two and two of the four
points A, B, C, D, there are six lines such that each point in either
coincides with its corresponding point. Every other line will thus
have the six points In which it cuts these, and therefore all points,
coincident with their corresponding points. The proof of the second
part is exactly the same. It follows —
§ 14. If two projective figures which are not identical lie in the
same plane, then not more than three points which are not in a line,
or three lines which do not pass through a point, can be coincident
with their corresponding points or lines.
If the figures are in perspective position, then they have in
common one line, the axis, with all points in it, and one point, the
centre, with all lines through it. No other point or line can there-
fore coincide with its corresponding point or line without the figures
becoming identical.
It follows also that —
The correspondence between two projective planes is completely
determined if there are given — either to four points in the one the
corresponding four points in the other provided that no three of them
lie in a line, or to any four lines the corresponding lin.es provided
that no three of them pass through a point. ,
To show this we observe first that two planes ir, r' may be made
projective in such a manner that four given points A, B, C, D in the
one correspond to four given points A,' B','C', D' in the other ; for
to the lines AB, CD will correspond the lines A'B' and CD', and to
the intersection E of the former the point E' where the latter meet.
ThB correspondence between these rows is therefore determined, as
we know three pairs of corresponding points. But this determines
a correspondence (by § 12). To prove that in this case and also in
the case of § 12 there is but one correspondence possible, let us
suppose there were two, or that we could have in the plane r' two
figures which are each projective to the figure in ir and which
have each the points A'B'C'D' corresponding to the points ABCD
in IT. Then these two figures will themselves be projective and
have four corresponding points coincident They are therefore
identical by § 13.
Theorem. — Two projective planes will he in perspective position if
one row coincides with its corresponding row. The line containing
these rows will be the axis of projection.
Proof. — As in this case every point on s coincides with its corre-
sponding point, it follows that every row a meets its corresponding
row a' on s where corresponding points are united. The two rows
a, a' are therefore perspective (G. § 30), and the lines joining
corresponding points will meet in a point S. If r be any one of
these lines cutting a, a' in the points A and A' and the line » at K)
then to the line AK corresponds A'K, or the ray r corresponds to
itself. The points B, B' in which r cuts another pair b, b' of
corresponding rows must therefore be corresponding points* Hence
the linos joining corresponding points in 6 and b' also pass through
S. Similarly all lines joining corresponding points in the two
planes w and ir' meet in S ; hence the planes are perspective.
The following proportion is proved in a similar way : —
Theorem. — Two projective planes will be in perspectit>e position if
one pencil coincides with its correspoTiding one. The centre cf these
pencils will be the centre of perspective.
In this case the two planes must of course coincide, whilst in the
first case this is not necessary.
§ 15. "We shall now show that two planes which are projective
according to definition § 12 can be brought into perspective position,
hence that the new definition is reaUy equivalent to the old. We use
the following property: — If two coincident planes ir and *' are per-
spective with I> as centre, then any two corresponding rows are also
perspective with S as centre. This therefore is true for the rows j
and / and for i and i', of which i and / are the lines at infinity in the
two planes. If now the plane jr' be made to slide on ir so that each
line moves parallel to itself, then the point at infinity in each line,
and hence the whole line at infinity in ir', remains fixed. So does
the point at infinity on j, which thus remains coincident with its
corresponding point on j', and therefore the rows j and / remain
perspective,' that is to say the rays joining corresponding points
in them meet at some point T. Similarly the lines joining cor-
responding points in i and i' will meet in some point T'. These
two points T and T' originally coincided with each other and
with S.
Conversely, if two projective planes are placed one on the other,
then as soon as the lines/ and i are parallel the two points T and
T" can be found by joining corresponding points in j and/, and also
in i and i'. If now a point at infinity is called A as a point in ir
and B' as a point in ir', then the point A' will lie on i' and B on j,
so that the line AA' passes through T' and BB' through T. These
two lines are parallel. If then the plane ir' be moved parallel to
itself till T comes to T, then these two lines will coincide with
each other, and with them will coincide the lines AB and A'B'.
This line and similarly every line through T will thus now coincide
with its corresponding line. The two planes are therefore accord-
ing to the last theorem in § 14 in perspective position.
It will be noticed that the plane ir may be placed on ir in two
different ways, viz. , if we have placed ir' on ir we may take it off and
turn it over in space before we oring it back to ir, so that what was
its upper becomes now its lower face. For each of these positions
we get one pair of centres T, T', and only one pair, because the
above process must give every perspective position. It follows —
In two projective plains there are in general two and only two
pencils in either such that angles in one are equal to their correspmid*
ing angles in the other. If one of these pencils is made coincident
with its corresponding one, then the planes will be perspective.
This agrees with the fact that two perspective planes in space can
be made coincident bv turning one about their axis in two different
ways (§ 8).
In the reasoning employed it is essential that the lines y and i' are
finite. If one lies at infinity, say/, then i and j coincide, hence
their corresponding lines i' and / will coincide ; tliat is, i' also lies at
infinity', so that the lines at infinity in the two planes are correspond-
ing lines. If the planes are now made coincident and perspective,
then it may happen that the lines at infinity correspond point for
point, or can be made to do so by turning the one plane in itself.
In this case the line at infinity is the axis, whilst the centre may be
a finite point. This gives similar figures (see § 16). In the other
case the line at infinity corresponds to itself without being the axis ;
the lines joining corresponding points therefore all ceincide with it,
and the centre S lies on it at infinity. The axis will be some finite
line. This gives parallel projection (see § 17). For want of space
we do not show how to find in these cases the perspective position,
but only remark that in the first case any pair of corresponding
points in ir and ir' may be taken as the points T and T', wliilst in
the other case there is a pencil of parallels in ir such that any one
line of these can be made to coincide point for point with its corre-
sponding line in ir', and thus serve as the axis of projection. It will
therefore be possible to get the planes in perspective position by
first placing any point A' on its forresponding point A and then
turning ir' about this point till lines joining corresponding points
are parallel.
§ 16. Similar Figures. — If the axis is at infinity every line is
parallel to its corres-ponding line. Corresponding angles are there-
fore equal. The figures are similar, and (§ 10) the ratio of simili-
tude of any two corresponding -rows is constant.
If similar figures are in perspective position they are said to be
similarly situated, and the centre of projection is called the centre
of similitude. "To place two similar figures in this position, we
observe that their lines at infinity will coincide as soon as both figures
are put in the same plane, but the rows on them are not necessarily
identical. They are projective, and hence in general not more than
two points on one will coincide with their corresponding points in
the other (G. § 34). To make them identical it is either sufficient
to turn one figure in its plane till three lines in one are parallel to
their corresponding lines in the other, or it is necessary before this
can be done to turn the one plane over in space. It can be shown
that in the former case all lines aie, or no line is, parallel to its cor-
responding line, whilst in the second case there are two directions,
at right angles to each other, which have the property that each
line in either directio" is narallel to its corresponding line. We
also see that —
If in two similctr figures three lines, of which no two are parallel,
are parallel respectively to their corresponding lines, then every line
has this property and the two figures are similarly situated ; or
Two similar figures are similarly situated as soon as two corre-
sponding triangles are so situated.
If two similar figures are perspective without being in the same
plane, their planes must be parallel as the axis is at infinity. IJence
Any plane figure is preceded from any centre to a parallel plane
into a similar figure.
If two similar figures are similarly situated, then corresponding
Foints may either be on the same or on different sides of the centre,
f, besides, the ratio of similitude is unity, then corresponding points
will be equidistantfrom the centre. In the first case therefore the
two figures will be identical. In the second case they will be identi-
cally equal but not coincident. They can he made to coincide by
turning one in its pline through two right angles about the centre
of similitude S. The figures are in involution, as is seen at once,
and they are said to be symmetrical with regard to the point S as
centre. If the two figures be considered as part of one, then this is
said to have a centre. Thus regular polygons of an even number of
sides- and parallelograms have each a centre, which is a centre of
symmetry.
§ 17. Parallel Projection. — If, instead of the axis, the centre
be moved to infinity, all the projecting rays will be parallel, and we
get what is called Parallel Projection. In this case the line at in-
finity passes through the centre and therefore corresponds to itself, —
but not point for point as in the case of similar figures. To any point
I at infinity corresponds therefore a i>Oint I' also at infinity bnt
different from the first Eeuce to parallel lines meeting at I cor-
r 11 O J E C T 1 O N
797
Jespond parallel lines of another direction meeting pt I'. Further,
in any two corresponding rows the two points at infinity are cor-
responding points ; hence tlie rows are similar. This gives the
principal properties of parallel projection : —
To parallel lijics correspond parallel lines ; or
To a parnllclotjram corresponds a paralUlo^am.
The correspondence of parallel projection is completely del ermiMd
as soon as for any parallelogram in the one figure the correspo)iding
]tarallclo'jram in the other has been selected, as follows from the
general case in § 14.
Corresponding rows are similar (§ 10).
The ratio of similitude for these rows changes with the direction :
Jfa row is parallel to the axis, its corresponding row, which is
also parallel to the axis, Kill be equal to it, because any two pairs
AA' and BB' Qf corresponding points will form a parallelogram.
Another important property is the following: —
The areas of corresponding figures have a constant ratio.
We prove this first for parallelograms. Let ABCD and EFGH bo
any two parallelograms
in T, A'B'C'D' and
E'F'G'H' the corre-
sponding parallelograms
in ir'. Then to tlie
parallelogram KLJIN
which lies (fig. 6) be-
tween the lines AB,
CD'and EF, GH will
correspond a paraUelo-
grani K'L'SI'N' formed Fig. 6.
in exactly the same
manner. As ABCD and KLJIN are between the same parallels
their areas are as the bases. Hence
ABCD AB 1 ■ ■, , A'B'C'D A'B'
KLMN'KL- """^ ^""'''''^y K17WF' = K17 '
But AB/KL-A'5'/K'L', as the rows AB and A'B' ar* similar.
Hence
ABCD KLMN
A'B'C'D' K'L'il'N
Hence also
,, and similarly
EFGH
E'F'G'H'
KLMyr
'K'L'M'N''
ABCD
A'B'C'D''
'E'F'G'H''
This proves the theorem for parallelograms and also for their
halves, that is, for any triangles. As polygons can be divided into
triangles the truth of the tlieorem follows at once for them, and is
then by tlie well-known method of exhaus'tion extended to areas
bounded by curves by inscribing polygons in, and circumscribing
polygons about, the curves.
J list as (G. § 8) a segment of a line is given a sense, so a sense
may be given to an area. This is done ja follows. If we go round
theboundary of an area, the latter is either to the right or to the left.
U we turn round and go in the opposite sense, thcu the area will be
to the left if It was first to the right, and vice versa. If we give
the boundary a definite sense, and go round in this sense, then the
area is said to be either of the one or of the other sense according as
tlie area is to the right or to the left. The area is generally said to
be positive if it is to the left. The sense of the boundary is indi-
cated either by an arrowhead or by the order of the letters which
denote points in the boundary. Thus, if A, B, C be the vertices of
a triangle, then ABC shall denote the area in magnitude and sense,
the sense being fixed by going round the triangle in the order
from A to B to C. It will then be seen that ABC and ACB denote
the same area but with opposite oense, and generally ABC — BCA-
CAB- -ACB BAG— -CBA; that is, an interchange of two
letters changes the sense. Also, if A and A' are two points on
opiiosite sides of, and equidistant from, the line BC, then
ABC- -A'BC.
Taking account of the sense, we may make the following state-
ment : —
If A, A' are two corresponding points, if the line AA' cuts the
axis in B, and if C is any other point in the axis, thea the triangles
ABC and A'BC are corresponding, and
or The eonstaTit raCio of corresponding areas is c^ual and opposite
to the ratio in which the axis divides the tegmeiU joining two corre-
sponding points.
§ IS. Several special cases of parallel projection are of interest.
OuTHOoRAPiiic Projection.— If the two planes » and t' have a
definite position in space, and if a figure in » is projected to i' by
rays pe.-pendicular to this plane, then the projection is said to bo
orthographic. If in this case the plane x be turned till it coincides
with ir' 80 that tho figures remain pcrepcctive, then the projecting
rayi will be perpendicular to the cxis of projection, because any one
of these rays is, and remains duiing tho tarning, nerpendicuhir to
the axis.
The constant ratio of the area of the projection to that of the
original figure is, in this case, the cosine of the angle between the
two planes ir and ir', as will be seen by piojeclBDg a rectangle which
has its base in the axis.
Orthographic projection is of constant use in geometrical drawing
and will be treated of fully later on in this article (§ 28 sq.).
SliE.^R. — If the centre of projection be taken at infinity on the
axis, then tho projecting rays aic parallel to the axis ; hence cor-
responding points will be equidistant from the axis. In this
case therefore areas of corresponding figures will be equal.
If A, A' and B, B' (fig. 7) are two pairs of corresponding points
on the same line, parallel to
the axis, then, as correspond-
ing segments parallel to the
axis arc equal, it follows that
AB^A'B', hence also A.\' =
BB4 If these points bo
joined to any point 0 on the
axis, then AO and A'O will
be corresponding lines ; they
will therefore be cut by any
line parallel to the axis in corresponding points. In the figure
therefore C, C and also D, D' will be pairs of corresponding points
and CC'-DD'. As the ratio CC'/AA' equals the ratio of the dis-
tances of C and A from the axis, therefore—
Txoo corresponding figures may be got one out of the other by
moving all points in the one parallel to a fixed line, the axis,
through distances which are proportional to their own distances from
the axis. Points in a line remain hereby in a line.
Such a transformation of a plane figure is produced by a shearing
stress in any section of a homogeneous elastic solid. For this
reason Sir William Thomson has given it the name of shear.
A shear of a plane figure is determined if we are given the axi<
and the distance through which one point has been moved ; for in
this case the axis, the centre, and a pair of corresponding points
are given.
§ 19. Symmethy and Skew-Symmetry.— If the centre is not
on the axis, and if corresponding points are at equal distances
from it, they must be on opposite sides of it. The figures will be
in involution (§ 11). In this case the direction of tho projecting
rays is said to be conjugate to the axis.
The conjugate direction may be perpendicular to the axis. If
the line joining two corresponding points A, A' cuts the axis in B,
then AB = BA'. Therefore, if the plane be folded over along the
axis, A will fall on A'. Hence by this folding over eve/y point
will coincide with its corresponding point. The figures therefore
are identically equal or congruent, and in their original position
they are symmetrical with regard to the axis, which itself is called
an axis of symmetry. If the two figures are considered as one this
one is said to bo symmetrical with regard to an axis, and is said to
have an axis of symmetry or simply an axis. Every diameter of a
circle is thus an axis; also the median lino of an isosceles triangle
and the diagonals of a rhombus are axes of tho figures to which
they belong.
Ill the more general case where the projecting rays are not per-
pendicular to the axis we have a kind of twisted symmetry which
may be called skewsy *.mctry. It can bo got from syinmetr>' by
giving the whole figure a shear. It vill also be easily seen that
we get skew-symmetry if we first form a shear to a given figure
and then separate it from its shear by folding it over along the axis
of tho shear, which thereby becomes an axis of skew-symmetry.
Skew-symmetrical and therefore also sjnnnetrical tigurca have
the following properties : —
Corresponding areas are eqval, but of opposite sense.
Any two correspOMiing lines are hannonic conjugates with regard
to the axis and a line in the cor\jugatc direction.
If the two figures be again considered as one whole, this is said
to be skew-symmetricnl and to have an axis of skew-syninietry.
Thus the median line of any trianple is on axis of skew-symmetry,
the side on which it stands having the conjugate dircction,"*'tno
other sides being conjugate lines. From.thisit follows, for instanrc,
that tho three median Tines of a triangleTnect in a point. For two
median lines will be corresponding lines with regard to the third
03 axi.s, and mi.st therefore meet on the axi.s.
An axis of skew-symmetry is gciieriilly called a diameter. Thus
every diameter of a conic is nn axi.s of skew-symmetry, tho conjugate
direction being tho direction of the chords wliich it bisects.
§ 20. Wo state a few properties of thcao figures useful in mechanics,
but we omit tho easy proofs : —
If a plane area has an axis of skew-syhimelry, then the mass-centrt
(centre of mean distances or centre of inertia) lies on it.
If a figure undergoes a shear, the mass-centre of its area remain*
the incuis-cenire ; and generally —
7)1 parallel frrojcction the tnass-cenlrci of eorrespo7iding areas ior
of groups of points, bui not of curves) are corresponding poiidt.
798
PHOJECTION
The moment of inertia of a plane figu/n docs not cTuinge if the
figure undergoes a shear in the direction of the axis with ngard to
which the moment has been taken.
If a figure has an axis of skew-symmetry, then this axis and the
conjugate direction are conjugate diameters of the momental ellipse
for every point in the axis.
If a figure has an axis of symmetry, then this is an axis of the
momental ellipse for every paint in it.
The truth of the last propositions follows at once from the fact
that the product of inertia for the lines in question vanishes.
It is of interest to notice how a great many propositions of Euclid
are only special cases of projection. The theorems Eucl. I. 35-41
about parallelograms or triangles on equal bases and between the
same parallels are examples of shear, wnilst I. 43 gives a case of
skew-symmetry, hence of involution. Figures which are identi-
cally equal are of course projective) and they are perspective when
6 laced so that they have an axis or a centre of symmetry (comp.
lenrici, ElementanJ Oeometry, Congruent Figures). In this case
again the relation is that of involution. The importance of treat-
ing similar figures when in perspective position has long been
recognized ; we need only mention the well-known proposition
about the centres of similitude of circles.
Applications to Conics.
§ 21. Theorem. — Any conic can be projected into any other conic
This may be done in such a manner that three points on one conic
and tlie tangents at two of them are projected to three arbitrarily
selected points and the tangents at two of them on the other.
Proof. — If u and u' are any two co:)ics, then we have to prove that
we can project u in such a manner that five points on it will be
projected to points on «'. As the projection is determined as
soon as the projections of any four points or four lines are
selected, we cannot project any five points of n to any fivo
arbitrarily selected points on u'. But it A, B, C be any three
points on u, and if the tangents at B and C meet at D, if further
A', B', C are any three points on u', and if the tangents at B 'and C"
meet at D', then the plane of u may be projected to the plane of u'
ill such a manner that the points A, B, C, D are projected to
to A', B', C, D'. This determines the correspondence (§ 14). The
conic u will be projected into a Conic, the points A, B, C and the
tangents BD and CD to the points A', B', C and the lines B'D'
and CD', which are tangents to W'at B' and C. The projection of
« must therefore (G. § 52) coincide with «', because it is a conic
which has threS noints and the tangents at two of them in common
with u'.
Similarly we ml^lit have taken three tangents and the points of
contact of ttco of them as corresponding to similar elements on the
other.
If the one conic be a circle which cuts the line /, the projection
will cut the line a£ infinity in two points ; hence it will be an hyper-
bola. Similarly, if the circle touches j, the projection will be a
parabola; and, if the circle has no point in common with j, the
projection will be an ellipse. These curves appear thus as sections
of a circular cone, for in case that the two planes of projection are
separated the rays projecting the circle form such a cone.
Any conic may be projected, into itself.
If we take any point S in the plane of a conic aa centre, the
polar of this point as axis of projection, and any two points in which
a line through S cuts the conic as corresponding points, then these
will be harmonic conjugates with regard to the centre and the axis.
We therefore have involution (§ 11), and every point is projected
into its harmonic conjugate with regard to the centre and the axis, —
hence every point A on the conic into that point A' on the conic
in which the line SA' cuts the conic again, as follows from the
harmonic properties of pole and polar (G. § GZsq.).
Txoo conics which cut the line at infinity in the same two points are
similar figures and similarly situated, — the centre of similitude being
ill general some finite point.
To prove this, we take the line at infinity and the asymptotes of
pne- as corresponding to the line at infinity and the asymptotes of
the other, and besides a tangent to the first as corresponding to a
parallel tangent to the other. The line at infinity will then
correspond to itself point for point; hence the figures wUl bo
similar and similarly situated.
§ 22. Akeas of Parabolic Segments. — One parabola may
always be considered as a parallel projection of another in such a
manner that any two points A, B on the one correspond to any
two points A', B' on the other ; that is, the points A, B and the
point at infinity on the one may be made to correspond respectively
to the points A', B' and the point at infinity on the other, whilst
the tangents at A and at infinity of the one correspond to the
tangent at B' and at infinity of the other. This completely deter-
mines the correspondence, and it is parallel projection because the
Kne at infinity corresponds to the line at infinity. Let the tangents
at A and B meet at C, and those at A', B' at C; then C, C will
eorrespoml, and so will the triangles ABC and A'B'C as well as the
larabolic segments cut off by the chords AB and A'B'. If (AB)
^ig. 8.
denotes the area of the segment cut off by the chord AB we bav»
therefore
(AB)/ABC- (A'B')/ A'B'C; or
Tlie area of a segment of a parabola stands in a constant ratio to Ou
area of the triangle formed by the chord of
the segment and the tangents at the end points
of the chord.
If then (fig. 8) we join the point C to the .
mid-point M of AB, then this line I will be"
bisected at D by the parabola (G. § 74), and
the tangent at D will be parallel to AB.
Let this tangent cut AC in E and CB in F,
then by the lai>t theorem
(AB)_(Ar) (BD)_
ABC ADE^BFD" '
where m is some number to be detennined. The figure gives
(AB) = ABD-KAD)-KBD).
Combining both equations, we have
ABD = m (ABC - ADE - BFD).
But we hare also ABD = J ABC, and ADE = BFD = I ABC ;
i ABC=m (1 - i - J) ABC, or m=|.
The area of a parabolic segment equals two thirds of the area cj
the triangle formed by the chord and the tangents at tlie end points y
the chord.
§ 23. Elltptto Areas. — To consider one ellipse a parallel projeo-
tion of another we may establish the correspondence as follow^
If AC, BD are any pair of conjugate diameters of the one and
A'C, B'D' any pair of conjugate diameters of the other, then these
may be made to correspond to each other, and the correspondence
will be completely deteiuiined if the parallelogram formed by the
tangents at A, B, C, D is made to correspond to that formed by the
tangents at A', B', C, D' (§§ 17 and 21). As the projection of the
first' conic has the four points A', B', C, D' and the tangents at
these points.in common with the second, the two ellipses are prp-
jected one into the other. Their areas will correspond, and so do
those of the parallelograms ABCD and A'B'CD'. Hence
The area of an ellipse has a constant ratio to the area of any
inscribed parallelogram whose diagonals are conjugate diameter's,
and also to every circumscribed parallelogram whose sides are
parallel to conjugate diameters.
It follows at once that
All parallelograms inscribed in an ellipse whose diagonals am
conjugate diameters are equal in area ; and
All parallelograms circuinscribed cibout an ellipee whose sides are
parallel to conjugate diameters are equal in area.
If a, 6 are the length of the semi-axes of the ellinse, then the
area of the circumscribed parallelogram will be icd> and of the
inscribed one 2ad.
For the circle of radius r tlie inscribed parallelogram becomes the
square of area 2r^ and the circle has the area r'x ; the constant ratio
of an ellipse to the inscribed parallelogram has therefore also the
value Jtt. Hence
The area of an ellipse equals abv.
§ 24. Projective Properties. — The properties of the projection
of a figure depend partly on the relative position of the planes at
the figure and the centre of projection, but principally on the pro-
perties of the given figure. Points in a line are projected into
points in a line, harmonic points into harmonic points, a conic
into a conic ; but parallel lines are not projected into parallel lines
nor right angles into right angles, neither are the projections of
equal segments or angles again equal There are then some pro-
perties which remain unaltered by projection, whilst others change.
The former are called projective or descriptive, the latter metrical
properties of figures, because the latter all depend on measurement.
To a triangle and its median lines correspond a triangle and three
lines which meet in a point, but which as a rule are not median
lines.
In this case, if we talte the triangle together with the line at
infinity, we get as the projection a triangle ABC, and some other
line j which cuts the sides a, b, e of the triangle in the points
■All B], C,. If we now take on BC the harmonic conjugate A, to
A] and similarly on CA and AB the harmonic conjugates to Bj and
C, respectively, then the lines AAj, BB., CC, will be the projections
of the median lines in the given figure. Hence these lines mnst
meet in a point.
As the triangle and the fourth lino we may take any four given-
lines, because any four lines may be projected into any four given
lines (§ 14). This gives a theorem : —
If each vertex of a triangle be joined to that point in the opposite
side iohich is, loith regard to the vertices, the harmonic conjugate of
the point in which the side is cut by a given line, then the three lima,
thus obtained meet in a point.
We get thus out of the special theorem about the median line*
PROJECTION
799
r
of 1 trian-rle a more general one. But before th.s could bo done
^^ Lad toadd the linl at infuuty to the liaes in the g>vea fignre
In a similar manner a great many theorem, '«>«'•??,*» "'^^'"^^^
propertieacan be generalized by tak.ng the Ime f '"fi'^'y "^P"^"
at infinity a3 forming part of the onginal figure. Con%ei3ely
Special eases relating to measuremeut are obtained by proje. Ung
E line in a figureSof known properties to infinity Thia .s true
for all properties relating to parallel lines or to bisection of
w^nents, bSt not imme.iiately for angles. It .8. however, poss bio
to eataWish for every metrical relation the correspondmg projective
mopcrtv To do this it is necessary to consider inmainary elements
¥bcse have originally been introauced .into geometry by aid of
coordinate geometry, where imaginary quantities constantly occur
as roots of equations. . . .„„,,„ ,..
Their introduction into pure geometry is due pnnc pally to
Poncelet who by the publication of his great ^ork Irmte de3
pTo^tL ProJcctL, djFmrcs became the founder of nrojectn-e
ceoSotry in its widest sense. Mongo had considered paralle
fro™ ct^n and had already distinguished between V<^^^r.anent^ni
Lc dental properties of figures, the latter being those which
Zended meiiy on the accTdeotal position of ono part o anotlc
Thus in projecting two circles wfcch lie m d.tferent plants it
d pends o^n Ihe accidental ■ position of the centre of project on
whether the projections be two comes which do or do not meet
Poncelet introduced the nrincinle of continuity in order to make
theorem ^neral and inaepenient of those accidental positions
whichTpend analytically on the fact that the equations .used ^avo
rea or imaginary roots. But the correctness of^ th.s principle le-
mained without a proof. Von Staudt has. however, shown fiow it
SposlbTe to intro^duce imaginary elements ^Y pu-ely geometriea^
Tcasoning, and we shall now try to give the reader some idea of his
^^TiS IMAOIKAHT Elements. -If aline cuts a curve and if the
line be movtd, turned for instance about a point in it. 'J ™«y h^PP^^
ihat two of the points of intersection approach each othei till tl y
coincide The line then becomes a tangent. If the lino is sliu
further moved in the same manner it separates from the curve ami
two poi^t^of intersection are lost. Thus n considering the rela-
iron- of a line to a conic we have to distinguish three cases-the line
cute the conic in two points, touches it, or has no point in common
w"th ir This is quL analogous to the fact t'hat a quadratic
rauation with one Lknown quantity has either two, one, or no
Xs Ba in algebra it has long been found convenient to express
SiffereBtly by saying a quadratic equation has always two roots
but thesTmay be either both real ani different, or equal, or they
„ay be UnTginary. In geometry a similar mode of expressing the
fart above stated is not less convenient .
We say therefore a lino has always two points in c"™"-"" ';\'^,;
conic, but these are either distinct or coincident, »' '"T';^/''^;
The word imannary is generally used instead of invisible ; but, as
?he p"?nts hTve not?iin|to do with imagination we prefer the word
" invisible " recommended originally by CaHord. i„.„„
Tnv siWe points occur in pairs of conjugate r,o.nts, for ^}^^}°^^
Always two visible points of intersection witii a curve "multane-
ou" y This is ana\ogous to the fact that an algebraica equation
with real coefficients lia. imaginary roots in pairs. Only one real
iT^TcTL dm.<^ through an invisible point, for two real lines meet
in a real or visible point. The real line through an invisible point
""Sa?Vrti.tne"CisibIe lines-tangents, forinstance from a
poinrwithin a conic-which occur in pairs of conjugates, two con-
iniratpa havine a real point in common. ,
^^he introduction of invisible points would be nothing b?* a pUy
upon words unless there is a real geometrical property indicated
wliich can bo used in geometrical constructions-that it has a
definite meaning, for instance, to say that two eonics cut a line in
the same two invisible points, or that we can draw one conic
th outh thrle r al points and tho two invisible ones which another
conic has in common with a line that does not ae ually c"' '^ Wo
have in fact to give a geometrical definition of 'n^^'W" P°'°''-
This is done by aid of tho theory of involution (0. S/6 »?.).
An involution of points on a lino has (according to G. § 77 U))
either ?wo or one o? no foci. Instead of this wo "ow say it Vias
always two foci which may bo distinct, co'i^^ent, or invuiblo
¥heso fodare deton.uued b/tho involution, but t^»J;"'^°/»™,t
the involution. If tho foci are real this follows from the fact that
coniugate points are harmonic conjugates with roga d *» the toci.
ffitft is also the case for invisible S,=i will ?"«>"''/ "I^'X J/
we take this at present for granted wo may replace a ?»"■ "^ "■»'-
rAneident, or invisible points by tho involution of which they are
'''Now'any two pairs of conjugate poipU determine an inTolntion
^\!".'aiv poi'nt-pair, whelks real or inmMU if eompMy
v,hich. haslhcgiDcn point-pair a» foci and nay therf/m i« repU^'^.
\l them.
Two pairs of invisible poinU are thus said to bo identical if. and
only if they are the foci of the same involution.
We know (G. § 82) that a conic det.rmiiies on every line an in
volution in which conjugate points are conjugate poles with regara
to the conic-that is, that either lies on the polar of tl>e other.
This holds whether the line cuts the conic or not. Furthermore,
in the former case the points common to the Uno and the conic are
the foci of the involution. Hence we now say that this is always
the case and that tho intiisifc^e poin ts common to a line and a conic
are the invisible foci of the involution in question. U then we
sUte the problem of drawing a conic which passes throngh two
points given as the intersection of a conic and a line as that ot
Srawing a conic which determines a given involution on the line
we havl it in a form in which it is independent of t be accidental
circumstance of the intersections being real or invisible, bo is the
solution of the problem, as we shall now show.
8 26. We have seen (§ 21) that a conic may always be projected
into itself by taking any point S as centre and its polar s as axis of
.rejection, corresponding points being those m winch a line through
cuts the conic. If tlen (fig. 9) A, A' and B. B are pairs of
IT :_ t ^
corresponding points so
that tne lines AA' end
BB' pass through S,
then the lines AB and
A'B', as corresponding
lines, will meet at a
point Eon the axis, and
the lines AB' and A'B
will meet at another
point R' on the axis.
These points R, R' are
conjugate points in tho
involution which the
Q'
Fig. 0.
i":?ctte"m:L\fonX line ,. becanse the triangle KSR' is a polar
trianale (G. § 62), bo that R' lies on the polar ol K. . .
s?St*£"5/sS"^v\i"'vrirairrs
^"pROBLEM.-rJ draw some amic whieh shall determine on a lin» »
" SuttT-tChave here to reconstruct the fig. 9. having giv^n
on the line .an i^ivolution. Let Q, Q' and R R' (fig. 9) be ^o
pai™ of conjugate points in this involution We take any point B
Tn iinin it to R and R', and another point C to Q and Q . Let BR
spoudin" rays willlie on a conic which passes through A, A . B. aoa
C Tim conic determines on s the given involution.
Of these four points not only B and C but also he pojnt A may
^"•u ^;s's twj: thf V I (comp. fi^. 4 j« ™yr p
change A and Band find ^'^^^S'"" /, "t,, J'^ne time five po?nU
TTl 'a'"b' o^uVe c"nic"have been.lou„d, so that.the coni. U
fomplet^lt known which determines on the Une . the given uivolu-
^'°Ty,rf^^T-Thro,^h three points ^ canahoay, ,'i'««'. '"•'.'T^
tJ:^tZe Ivl'nLl 'points an4 through tu,o .nv.ibl. po.U.
nnlbeV of interesting consenuencc. of which we state a lew.
h2^-i'J^r::d'lle7iiCaX^^
tJy'ZZliJ^i^fi'^ity vnlHcame tv^ points-real. co,ncid^
or invisible.
'^!:Xr)llasaresirnilar:andl^-r,«ra<^rly^^tcdo:,
"^hTinvoUrrwTii^.'^ctle determine, at iU centre is circular
mRTQ^- that U every line is perp.r iicul.r to its conjugate lin.,.
800
FROJJi;CTiO^
same involution on the line at infinity. The latter is therefore
culled lh( circular involution on the line at iiifinity; and the
involution which a circle determines at its centre is called the
circular inyolulion at that point. All circles determine thus on
the line at infinity the same involution ; in other words, they have
the same two invisible points in common with the line at infinity.
Theorem. — All circles may he considered as passing through 'the
same two'points at infinity.
These points are called the circular points at infinity, and by
Prof. Cayley the absolute in the plane. They are the foci of the
circular involution in the line at infinity.
Conversely— £i-er!/ conic ichich passes through the circular points
is a circle ; because the involution at its centre is ciicular, hence
conjugate diameters are at right angles, and this property only
circles possess.
We now see why w<) can draw always one and only one circle
through any three points : these three points together with the
circular points at inliuity are five points through which one conic
ouly can be drawn.
yiny two circles are similar and similarly silnated because they
have the same points at infinity (§ 21).
Any two concentric circles may be considered as having double
contact at infinity, because the lines joining the common centre to
the circular points at infinity are tangents to both circles at the
circular points, as the line at infinity is the polar of the centre.
A ny two lines at right angles to one another are harmonic conjugates
with regard tothe rays joining their intersection to the circular points,
because these rays are the focal rays of the circular involution at
the intersection of the given lines.
To biiect an angle with the vertex A means (G. § 23) to find two
rays through A which are harmqnic coujugates with regard to the
limits of the angle and perpendicular to each other. These rays
are therefore harmonic with regard to the limits of the given angle
and with regard to the rays through the circular points. Thus
perpendicularity and bisection of an angle have been stated in a
projective form.
It must not be forgotten th^t the circular points do not exist at
all ; but to introduce them gives us a short way of making a state-
ment which would otherwise be long and cumbrous.
We can now generalize any theorem relating to metrical pro-
perties. For instance, the simple fact that the chord of a circle is
touched by a concentric circle at its mid poijU proves the theorem:
If two conies have double contact, then the points where any
tangent to one 'of them cuts the other are harmonic with regard to
the point of contact and the point where the tangent cuts the chord
of contact.
DESCKIPTIVE GEOMETRY.
For many, especially technical, purposes it is of the
utmost importance to represent solids and other figures in
three dimensions by a drawing in one plane.
A variety of methods have been introduced for this
purpose. The most important is that which towards the
end of the last century was invented by Monge under the
name of "descriptive geometry." We give the elements
of his method. It is based on parallel projections to a
plane by rays perpendicular to the plane. Such a pro-
jection is called orthographic {§ 18). If the plane is
horizontal the projection is called the plan of the figure,
and if the plane is vertical 'the elevation. InMonge's
method a figure is represented by its plan and elevation.
It is therefore often called drawing in plan and elevation,
and sometimes simply orthographic projection.
§ 2S. We suppose then that we have two planes, one horizontal,
the other vertical, and-these we call the jdanes of plan and of eleva-
tion respectively, or the horizontal and the vertical plane, and
denote them by the letters t, and ir^ Their line of intersection is
called the axis, and shall -be denoted by the letter a.
If the surface of the drawing paper is taken as the plane of tie
plan, then the vertical plane will be the plane perpendicular to it
through the axis x. To bring this also into the plane of the
drawing paper we turn it about the axis till it coincides with the
horizontal plane. This process of turning one plane down till 'it
coincides with another is called rabatling one to the other. Of
course there is no necessity to have one of the two planes hori-
zontal, but even when this is not the case it is convenient to retain
the above names.
The whole arrangement will be better nnderstood by a glance at
fig. 10. A point A in space is there projected by the perpendicnlar
AAj and AA, to the nlanes x, and jr„ so that A, and Aj are the
aonzontal and vertical projecrions of A.
If we remember that a line is perpendicular to a plane that
is perpendicular to every line in the plane if only it is perpen-
ilicular to any two intei-secting lines in the plane,' we see that the
axis which IS perpendicular both to AA, and to AA, is also ner-
pun. icular to A.Aj and to A,k„ because these four lines are all
in the same plane. Hence, if the plane r, be turned about the
c.
\
|8,
a.
%^
B,
o„ 6.
A
<r
0,
D.
12, which represents a
P
Fig. 10. ^ Fig 11.
axis till it coincides with the plane t„ then AjA, will be the con-
tmuatiouof A,A(,. This position of the planes is represented in
fig. 11, in which the line AjAj is perpendicular to the axis z.
Conversely any two points Aj, Aj in a line perpendicular to the
axis will be the projections of some point in space when the plane
xj IS turned about the axis till it is perpendicular to the plane t,,
because in this position the two perpendiculars to the planes t,
and »3 through the points Aj and A^ will be in a nlaue and there-
fore meet at some point A.
Representation of Points.— We have thus thefollowingmethod
of represeijting in a single piano the position of points in space :—
we take in the plane a line x as the axis, and then any pair of points
Aj, Aj in the plane on a line perpaidicular to the axis represent a
point A in space. If the line AjAj cuts the axis at A^ and if at A,
a perpendicular be erected to the plane, then the point A will be in
it at a height AiA = AoA2 above the plane. This gives the positien
of the point A relative to the plane «•]. In the same way, if in a
perpendicular to xj through Aj a point A be taken such that
A^ = AoAj, then this will give the point A relative to the plane r^.
§29. The two planes x,, iTj in their original position divide- space
into four parts. These are called the four quadrants. We suppose
that the plane Xj is turned as indicated in tig. 10, so that the point
P comes to Q aqd R to S, then the quadrant iu which the point A
lies IS called the first, and we say that in the first quadrant a point
lies above the horizontal and in front of the vertical plane. Now
we go round the axis in the sense in which the plane xj is turned
and come in succession to the second, third, and fourth quadrant
In the second a point lies above the plane of the plan and behind
the plane of elevation, and so on. In " " " ' " '
side view of the planes }n fig. 10 the
quadrants are marked, and in each
a point with its projection is taken.
Fig. 11 shows how these are repre-
sented when the plane x, is turned
down. We see that
A point lies in the first quadrant
if the plan lies beloto, the elevation Q~ q
above the axis; in the second if plan
and elevation both lie above; in the
third if .the plan lies above, the eleva-
tion below; in the fourth if plan and
elevation both lie below the axis.
If a point lies in the horizontal
pldTK^its elevation lies in the axis
and the plan coincides with the point itself. If a point lies in the
vertical plane, its plan lies in the axis and the elevation coincides
with the point itself. If a point lies in the axis, both its plan and
elevation lie in the axis and coincide with it.
Of each of these propositions, which will easily be seen to be true,
the converse holds also.
§ 30. Represe.vtatios of a PlAKE.— As we are thus enabled to
represent points in a plane, we can represent any finite figure by
representing its separate points. It is, however, not possible to
represent a plane in this way, for the projections of its points com-
pletely cover the planes Xj and x„, and no plane would appear
different from any other. But any plane a cuts each of the planes
Xi,.x2 in a Une. These are called the t'races of the plane. They
cut each other in the axis at the point where the latter .cuts the
plane a.
A plane is delermtned by its two traces, which are two lines that
meet on the axis, and, conversely, any two lines which incet on the
axis determine a plane.
* It Is very convenient here to make nse of the modern extension of the mean-
ing of an angle accordlnR to which we take as the angle between two non-inter-
secting lines the angle between two intersecting lines parallel reypectively to the
given ones. If this angle is a right angle, the lines are called perpendiculars.
EocUd's definition (XI. def. 3), and theorem (XI, 4) may then be stated as in the
text. Compare also article GsoitETjii (Edcudiak), $ 75, volV x. p. 286.
Fig. 12.
PROJECTION
801
"^
B
\
X D
0 \c X
^N/
y /
A,
/ \
/
/
Q
Tf Oicplatie is paTalUl to lite arts Us traces arc parallel to the axis.
Of these one may be at infinity; then the jilane will cut one of tlie
]>Uiiies of projection at inlinity and will bo parallel to it. Thus a
plane parallel to the horizontal plane of the plan has only one finite
Jrnce, viz., that with the plane of elevation.
if the plane passes Ihroiiyk (he axis both Us traces coincide with the
axis. This is the only case in which the representation of the
bl«uo'by its two traces fails. A third plane of projection is there-
ffore introduced, which is best t.iken perpendicular to the other
^two, We call it simply the third plane, and denote it by itj. Aa
it is perpendicular to tt,, it may be talojn as the plane of elevation,
its line of intersection y with ir, being the axis, and be tnrned
<kiwn to coincide with ir,. This is represented in fig. 13. OC is
the axis X whilst OA and
015 are the tracesof the third
plane. They lie in one line
y. Tho plane is rabatted
about y to the horizontal
plane. A plane a through
tho axis X will then show in
it a trace o-j. In fij;. 13 the
Hues OC and OP will thus
be .the traces of a plane
through tho axis x which
makes an angle TOQ with
the horizontal plane.
Wo can also find the trace
which any other plane makes
with iTj. In rabatting the
plane tj its trace Oil with
the plane r^ will come to V T?
the position OD. Hence a '''2- ^''*
plane 0 having tho traces CA and CB will have ^^•ith the third
plane the trace /Sj, or AD if 00 = 015.
It also follows immediately that —
{f a plane a is perpendicular to the horizontal plane, then every
point in it has its horizontal projection in the horizontal trace of the
plane, as all the rays projecting these points lie in the plane itself.
Any plane which is perpendicular to llie horizontal plane has its
vertical trace perpendicular to the axis.
Any plane which is perpendicular to the vertical plane Tias its
horizontal trace perpendicular to the axis and the vertical projections
of all points in t/ie plane lie in'this trace.
§31. Representation OF A Line. — A lino is determined cither
by two points in it or by two planes through it. Wo get accord-
ingly two representations of it either by projections or by traces.
First. — A line a is represented by its projections a, and a., on the
two planes tj and ir^. These may be any two lines, for, bringing
tho planes ir„ ir-, into their original position, the planes through
these lines perpendicular to it, and ir^ respectively will intersect in
some line a which has a^, a^ as its projections.
' Secondly. — A line a is represented by its traces — that is, by the
points in which it cuts the two planes ir,, ir^. Aay two points may
be taken as tho traces of a lino in sjiace, for it is determined when
tho planes are in their original position as the lino joining tho two
traces. This representation becomes undetermined if the two traces
coincide in the axis. In this case we again use a third plane, or
else the projections of the line,
§ '32. Tho fact that there ara different methods of representing
points and planes, and hence two methods of representing lines,
suggests tho principle of duality (G. § 41). It is worth while to
keep this in mind. It is also worth remembering that traces of
planes or lines always lie in the planes or lines which they repre-
sent. Projections do not as a rule do this excepting wlicn tho
point or line projected lies in one of tho planes of projection.
§ 33. Having now shown how to represent points, planes, and
linos, we have to stuto the cpnditions which must hold in order
that these elements may lie one in tho other, or else that the figure
formed by them nmy possess certain metrical properties. It will be
found that the former aro very much simpler than the latter.
Before we do this, liowevcr, we shall explain the notation used ;
for it is of great importance to have a systematic notation. Wo
shall denote points in space by capitals A, B, C ; planes in space
by Greek letters o, 3, 7 ; lines in space by small letters a, b, c;
horizontal projections by suflixes 1, like A], a, ; vertical pro-
jections by sullixes 2, like A,, a,; traces by single and double
dailies a' a", a' a". Hence I', will be the horizontal projection of
a point P in space; a line a will have the projections O], a, and
tlio traces a' and a' ; a plane a has the traces o' and o".
§ 34. ]f a point lies in a line, the projections of the point lie in the
projections of tlie line.
If a line ties in a plane, the traces of the line li* in the traces of
the plane.
Those propositions follow at once from tho definitions of tbo
projections and of the traces.
If a point lies in two lines its projections must lio in tho pro-
jections of both. Hence
?:>'
Fig. 14.
If two lines, givcii. by their projecHcms, intersect, the interaeetion of
their plans and the intersection of their elevations mist lie in a line
pctpendicular to the axis, because they must be the projections of
the point common to the two lines. •
Similarly — If two lines given by their traces lie in the same plane
or intersect, then the lines joining their horizontal and vertical traces
respectively must meet on the axis, becauie they must be the traces
of the plane through them.
§ 35. Tofirul the projections of a line which joins two points A, B
given by their projections A„ Aj and B,, Bj, we join A„ B, and
Aj, Bj,; these will be the projections re(juireJ. V'or example, the
traces of a lino aro two points in the line whose projections are
known or at all events easily found. They are the traces them-
selves and the feet of the perpendiculars from them to the axis.
Hence if a', a" (fig. 14) are the traces of a line a-, and if the per-
pendiculars from them cut the
axis in P and Q respectively,
then the line a'Q will be the
horizontal and (f"P the vertical
projection of the li^e. a^.
Conversely, if the projec-
tions (T], Oj of a line are given,
and if tljese cut the axis in Q „ >■
and P respectively, then the ^ —
perpeniicula,rs Pa' and Qa" ;
to the axis drawn through tliese
points cut the projectioiis Oj
and a, in the traces a' and a". ^..
To find, the line of intersec-
tion of two plaiics, wo observe
thit this lin6 lies in both planes ; its traces must therefore lie in
tho traces of both. Hence the poiuts where the horizontal traces of
the gipen planes meet will be the horizontal, and the point where
the vertical traces meet the vertical trace of the line required.
§ 36. To decide whether a point A, given by its projections, lies in
a plane a, given by its traces, we draw a line p by joining A to some
point in tho plane a and determine its traces. If these lie in tho
traces of tlio plane, then the lino, and therefore the point A, lies
in the plane ; otherwise not. This is conveniently done by joining
A, to some point p' in the trace a' ; this gives p^ ; and the point
where the perpendicular from p' to tho axis cuts the latter we join
to A^ ; this gives p^. If the vertical trace of this line lies in the
vertical trace of the plane, then, and then only, does the line^, and
with it the point A, lie in the piaffe a.
§ 37. Parallel planes have parallH traces, because parallel planes
are cut by any plane, hence also by x, and by ir^, in parallel lines.
Parallel lines luive parallel projections, because points at infinity
are projected to infinity.
If a line is parallel to a plane, then lines through the trace? of the
line and parallel to the traces of the plane must meet on tlie axis,
because these lines are the traces of a piano parallel to the given
plane.
§ 38. To draw a plane through two intersecting tines or thrmigh
two parallel lines, we determine the traces of the lines; the lines
joining their horizontal and vertical traces respectively will bo tho
horizontal and vertiial traces of tho plane. They' will meet, at a
finite point or at infinity, on tho axis if the lines do intersect.
To draw a plane through a line and a jyoint without the line, wo
join the given point to any point in the lino and determine the
plane through this and tho given line.
To draw a plane through three points which are not m a line, we
draw two of the lines which each join two of the given points and
draw tho plane through them. If tho traces of all three lines AB,
BC, CA bo found, these must lio in two lines which meet on tho
axis.
§ 39. We have in the last example got more points, or can e-isily
get moro poiuts, than are necessary lor tho determination of the
figure reijuircd — in this case tho traces of the piano. This will
happen in a great many constructions and is of considerable
importance. It may happen that some of the points or lines
obtained are not convenient in tho actual construction. The
horizontal tracesof the lines AB and AC may, for instance, fall very
near together, in which case tho line joining them is not well de-
fined. Or, one or both of them may lUl'l beyond tho drawing paper,
Bo that they are practically non-existent for the construction. In
this vjiib tho traces of the lino BC may be used. Or, if tho vortical
traces of AB ond AC aro both in convenient position, so that tho
Vertical trace of tho required plone is found and one. of tli«
horizontal traces is got, tlien wo may 'join tho latter to tho point
whore the verticol trace cuts the axis.
Furthermore thei draughtsman will never forgot that the lines
which he draws aro not malhomiilical linos without thickness. For
this reason alone every drawing is alVoctod by some errors. And
inaccuracies also come in in drawinjj tho lines rci.uired in the con-'
struction. It is therefore very desirable to bo olile constantly to
clieck tho latter.- 'Such chocks always pro.iont themselves when
the same result can bo obtained by dilToront constructions, or
XIX. — loi
802
PROJECTION
I
when, as in ths above case, some lines must meet on the axis, or
if three points must lie in a line. A careful draughtsman will
always avail himself of these checks.
§ 40. To draw a plane through a given point parallel to a given
plane a, we draw through the point two lines which are parallel to
the plane a, and determine the plane through them ; or, as we
know that the traces of the required plane arc parallel to those of
the given one (§ 37), we need only draw one line I through the
poiat parallel to the plane and find one of its traces, say the vertical
trace I' ; a line through this parallel to the vertical ti-ace of a will
be the vertical trace 0' of the required plane /8, and a line parallel
to the horizontal trace of a meeting 0' on the axis will be the
horizontal trace 0.
Let A] Aj (fig. 15) be the given point, a a" the given plane, a
line li througli A, parallel to o' and a horizontal line ij through
A; will be the projec- "
tions of a line ^through
A parallel to the plane,
because the horizontal
plane through this line
will cut the plane a in
a line e which has its
horizontal projection
Cj parallel to a'.
§ 41. We now come
to the metrical proper-
ties of figures.
A line is perpendicu-
lar to a plane if the projections of th4 line are perpendicular to the
traces of the plane. W.e prove it for the horizontal projection. If
a line p is perpendicular to a plane a, every plane through p is per-
pendicular to a ; hence also th^e vertical p'lane which projects the
line p to ;;,. As this plane is perpendicular both to the horizontal
plane and to the plane a, it is also perpendicular to their intersection
— that is, to the horizontal trace of a. It follows that every line in
this projecting plane, therefore also p^, the plan of ^, is perpendicu-
lar to the horizontal trace of a. Q. E. D.
To draw a plane through a given point A perpejidicular to a given
llnep, we first draw through some point 0 in the axis lines 7', 7"
perpendicular respectively to the projections j», andp^ of the given
line. These will be the traces of a plane 7 which is perpendicular
to the given line. We next draw through the given point A a plane
parallel to the plane 7 ; this will be the plane required.
Other metrical properties depend on the determination of the real
size or shape of a figure.
In general the projection of a figure differs both in size and shape
from the figure itself. But figures in a plane parallel to a plane
of projection will be identical with their projections, and will thus
be given in their true dimensions. In other cases there is the
problem, constantly recurring, either to End the true shape and
size of a plane figure when plan and elevation are given, or, con-
versely, to find the latter from the known true shape of the figure
itself. To do this, the plane is turned about one of its traces till it
is laid down into that plane of projection to Which the trace belongs.
This is technically called rabatting the plane respectively into the
plane of the plan or the elevation. As there is no difference in the
treatment of the two cases, we shall consider only the case of rabatt-
ing a plane o into the" plane of the plan. The plan of the figure is
a parallel (orthographic) projection of the figure itself. The results
of parallel projection (§§ 1 7 and 18) may therefore now be used. The
trace a' will hereby take the place of what formerly was called the
axis of projection. Hence we see that corresponding points in the
plan and in the rabatted plane are joined by lines which are perpen-
dicular to the trace o' and that corresponding lines meet on this
trace. We also see that the correspondence is completely deter-
mined if we know for one point or one line in the plan the corre-
sponding point or line in the rabatted plane.
Before, however, we treat of this we consider some special cases.
§ 42. To determine the
distance between two points
A, B given by their projec-
tions Aj, Bj and A,, Bj.
Solution. — Thetwopoints
A, B in space lie vertically
above their plans A„ B,
(fig. 16) and A,A = A„A„,
BiB-BoBo. Thefourpoints
A, B, A], B, therefore form
a plane quadrilateral on the
base A,B, and having right
angles at the base. This
plane we rabatt about A,B,
by drawing A,A and BjB
perpendicular to AjB, and
making Ai A — AjAj, BiB =
required.
The construction might have been performed in the elevation by
B„B».
Fig. 16.
Then AB will give the length
making A^A^AjA, and B.,B = B„B, on lines perpendicular to A3^
Of course AB must have the same length in both cases.
This figure may be turned into a model. We cut the paper along
AjA, AB, and BB, and fold the piece A, ABB, over along A,B, till
it stands upright at right angles to the horizontal plane. Tlie points
A, B will then be in their true position in space relative to itj.
SimiUrly if BjBAA;, be cut out and turned along AjB.^ through a
right angle we shall get AB in its true position relative to the plane
)r„. Lastly we fold the whole plane of the paper along the axis x
till the plane ir, is at right angles to ir,. In this position ihe two
sets of points AB will coincide if the drawing has been accurate.
_ Models of this kind can be made in many cases and their construc-
tion cannot be too highly recommended in order to realize ortho-
graphic projection.'
§ 43. To find the angle between two given lines a. b of which Ott
projections Oj, i, a?id «„, b„ are given.
Solution. —Let re„ 6i'(fig'. 17) meet in Pj, a„ b, in T, then if the line
PjT is not perpendicular
to the axis the two lines \1/ /T"
will not meet. In this
case we draw a line paral-
lel to b to meet the line a.
This is easiest done by
drawing first the line PiPj
perpendicular to the axis
to meet a^ in Pj, and then
drawing through P, a line
c, parallel to b^ ; then Jj, c,
will be the projections of
a line c which is parallel
to b and meets a in P.
The plane a which these
two lines determine we
rabatt to the plan. We
determine the traces a' ''§■ ^'•
and c' of the lines a and c ; then oV is the trace a' of their plane.
On rabatting the point P comes to a point S on the line P,Q per-
pendicular to a'c', so that QS = QP. But QP is the hypothenuse
of a triangle PPjQ with a right angle Pj. This we constract by
making QR=.P„P2; then P,R = PQ. The lines a'S and c'S wij)
therefore ijiclude angles equal to those made by the given lines. U
is to be remembered that two lines include two angles which a*B
supplementary. Which of these is to be taken in any special case
depends upon the circumstances.
To deterini7ic the angle between a line and a plane, we draw through
any point in the line a perpendicular to the plane (§ 41) and
determine the angle between it and the given line. The comple-
ment of this angle is the required one.
To determine the angle between two planes, we draw through any
point two lines perpendicular to the two planes and determine tbe
angle between the latter as above.
In special cases it is simpler to determine at once the angja
between the two planes by taking a plane section perpendicular tb
the intersection of the. two planes and rabatt this. This is
especially the case if one of the planes is the horizontal or vertical
plane of projection.
Thus m fi^. 18 the angle P^QR is the angle which the plane a
makes with the horizontal plane.
§ 44. We return to the general case of rabatting a plane a of
which the traces a' a" are given.
Here it will be convenient to determine first the position whicji
the trace a" — which is a line in a — assumes when rabatted. Pointa
in this line coincide
with their elevations.
Hence it is given iu
its true dimension,
and we can measure
off along it the true
distance between two
pointsinit. Ifthere-
fore (fig. 18) P is any
point in a." originally
coincident with its
elevation P., and if
0 is the point where
a" cuts the axis a;, so
that O is also in a',
then the point P will
after rabatting the
plane assume such a position that OP — OPj. At the same time
the plan is an orthographic projection of the- plane o. Hence tbe
line joining P to the plan P, will after rabatting be perpendicular
to o'. But Pj is known ; it is the foot of the perpendicular from
Pjj to the axis x. We draw therefore, to find P, from Pj a peiwn-
dicular P,Q to a' and find on it a point P such that OP-OPi.
> In order to make a sharp ciease plong A,B,. It Is well to place a straight edg*
along tbia lino, and tbeo to tarn the piece AjABB, np againat It.
PROJECTION
803
r.
Then the line OP will he the position st o" when rabatted. This
line corresponds therefore to the plan of a" — that is, to the axis x,
corresponding points on these lines being those which 'lie on a per-
jicndicnlar to a'.
We have thus one pair of corresponding lines and can now find
for any point Bj in tne plan the corresponding point B in the
rabatted plane. We draw a line through B,, say B,P„ cutting o'
in C. To it corresponds the line CP, and the point where this is
out by the projecting ray through Bj, perpendicular to o', is the re-
quired point B.
Similarly any figure in the labattcd plane can be found when the
plan is known ; but tills is usually found in a different manner with-
out any reforenco to the general theory of parallel projection. As
this niethod and the reasoning employed for it have their peculiar
advantages, we give it also.
Supposing the planes tt, and ir.j to be in their positions in space
iipendicular to each other, we take a section of the whole figure
ly a plane perpendicular to the trace a about which we are going
to rabatt the plane a. Let this section pass through the point Q in
a'. Its traces will then be the lines QP, and P,P, (fig. 18). These
will bo at right angles, and will therefore, together with the section
QPjOf the plane o, form a right-angled triangle QP1P3 with the
right angle at P„ and baring the sides PjQ and P,p3 which both
are given in their true lengths. This triangle we rabatt about its
>>ase PjQ, making P,R = PjPj. The line QR will then give the true
length of tho line QP in space. If now the plane a be turned
about a the point P will describe a circle about Q as centre with
radius QP = QR, in a plane perpendicular to the trace o'. Hence
when the plane o has been rabatted into the horizontal plane the
point P will lie in the perpendicular P,Q to o', so that QP = QR.
If A, is the plan of a point A in the plane o, and if A, lies in
QP„ then the point A will lie vertically above Aj in the line QP.
<Jii turning down the triangle QPiPj, the point A will conio to Aj,
the line A, A,, being perpendicular to QPi. Hence A will be a point
in QP such that QA-QA,^
If Bj is the plan of another point, but such that A,B] is parallel
to a', then the corresponding line AB will also be parallel to a.
Hence, if through A a line AB be drawn parallel to a', and B, B
perpendicular to a, then their intersection gives the point B. Thus
of any point given in plan the real position in the plane o, when
rabatted, can be found by this second method. This is the one
most generally given in books on geometrical drawing. The first
method explained is, however, in most cases preferable as it gives
the draughtsman a greater variety of constructions. It requiies a
somewhat greater amount of theoretical knowledge.
If instead of our knowing the plan of a figure the latter is itself
f^ven ; then the process of finding the plan is the reverse of the
•hove and needs little explanation. We give an example.
§ 45. Problem. — It is required to draw theplan and elevation of
a polygon of which the real
thape and position in a given
plane a are known.
Solution. — We first rabatt
the plane a (fig. 19) as before
so that Pi comes to P, hence
Fig. 19. \
OP, to OP. Let the given polygon in a be
the figure ABCDE. We i>r<)jii.t, not the
vertices, but the sides. , To project the line
AB, wu pioduro it to cut a in F and OP in
G, and draw GG, pcrpemliculai' to a' ; then
<;, corresponds to G, therefore FG, to FG. In the same manner wo
might project all the other sides, at least thoso which cut OF and
OP in convenient points. It will bobc^st, however, first to produce
all the sides to cut OP and d and then to draw all the projecting
mys through A,1?,C . . . perpendicular to o', and in tho sania diitic-
tion the lines G.Gi, &c. By drawing FO we get the joints A,, B,
on the projecting ray through A and B. We then join B to the
point Jl where BO produced meets the trace a'. This gives C,.
So we go on till we have found E,. The line A, E, must then meet
AE in o', and this gives a check. If one of the sides cuts a' or OP
beyond the drawing paper this method fails, but then wo may
easily find tho projection of some other line, say of a diagonal, or
dii-ectly the projection of a point, by the former methods. The
diagonals may also serve to check tho drawing, for two corre-
sponding diagonals must meet in the trace a'.
Having got the plan we easily find the elevation. The elevation
of G is above Gi in a", and that of F is at F, in the axis. This
gives the elevalion FjGj of FG and in it wo get A^B, in the
verticals through A, and Bj. As a check we have OG— 00^
Similarly the elevation of the other sides and vertices are found.
§ 46. We have now obtained the ABC of descriptive geometry,
and proceed to give some applications to tho representation of
solids and of the solution of problems connected with them.
Problem. — Of a pyramid are given its base, the length cf fht
perpendicular from tlu vertex to the base, and the point where this
perpendicular cuts the base ; it is required first to develop the whole
surf cue of the pyramid into one plane, and second to determine its
section by a plane which cuts the plane of the base in a gitsn line
and makes a given angle with U.
Solution. — (1) As the planes of projeotion are not given we can
take them as we like, and we select them in snch a manner that
the solution becomes as simple as possible.' We take the plane of
the base as the horizontal plane and the vertical plane perpen-
dicular to the plane of the section. Let then (fig. 20) ABCD be
the base of the pyramid, y
V, the plan of the ver- '
tex, then the elevations
of A, B, C, D will be in
the axis at A3, Bj, Cj,
Dj, and the vertex at
some point Vj above V,
at a known distance
from the axis. Tho lines V,A, V,B, &c.,
will bo the plans and tho lines V,A„
VjBj, &c., the elevations of tho edges of
the pyramid, of which thus plan and eleva-
tion are known.
We develop the surface into the plane of the base by turning
each lateral face about its lower edge into tho horizontal piano by
tlie method used in § 43. If ono face iias been turned diiwn, say
ABV to ABP, then the point Q to which the vortex of the nrit
fflco BCV comes can bo got more siinjily by finding on the line
V,Q iwrpcudicular to PC the point Q such tliat BQ-BP, for thcss
lilies rejiresent tho same edge BV of tho pyramiil. NmI R is
found by making CR-CQ, and so on till wo have got tho last
vertex— in this case S. The fact that AS must equal AP gives a
convenient chock.
(2) Tho plane a whoso section we have to determine has its hori-
zontal trace given perpendicular to tho axis, and its vertical trace
makes the given angle with tho axis. This detenniiic 1 it To find
the section of the pyramid by this plane there are two methods
a]»jilicablo : wo find tho sections of tho jilano cither with the faces
or with the edges of tho pyramid. Wo uao the latter.
As tho ]jlanc a is perpendicular to the vcrlii-nl plane, the trace
o" contains the projection of every figure in it ; tlie points E,, F„
0,, llj where this Iraco cuts tho efevaliuns of tho fdgcs will tliere-
foro bo tho elevatioiiB of tho jioints whcio tho cdgOs cut a. From
these wo find the plans E„ l'„ G„ 1I„ and by joining them the
8U-t
1' U O J E C T 1 0 N
plan of the section. If from E,, F, lines be drawn perpendicular
to AB, these will determine the points E, F on tlie dcvclojieJ faci'
in which the plane a cuti it ; liencc also the line EF. Similarly on
the otlier faces. Of conrse BF mnst be the same length on Bl'
and on BQ. If the plane aberabatted to the plnn, we p;et the real
shape of the section as shown in the fignre in EFGH. This is done
Easily by making F„F = 0F2, 4:c. If the figure representing tlie
development of tlie pyramid, or -better a copy of it, is cut out, and
if the lateral faces be bent along the lines AB, BC, kc., we get a
model of the pyramid with the section marked on its faces. This
may be placed on its plan ABCD and the plane of elevation bent
about the axis x. The pyramid stands then in front of its eleva-
tions. If next the plane o with a hole cut out representing the
true section be, bent along the trace a till its edge coincides with
o", the edges of the hole ought to coincide with the lines EF, FG,
&C., on the faces.
§ 47. Polyhedra like the pyramid in § 46 are represented by the
projections of their edges and vertices. But solids bounded by
curved surfaces, or surfaces themselves, cannot be thus represented.
For a surface we may Uie, as in case of the plane, its trace.' — that
is, the curves in which it cuts the planes of projection. We may
also project points and curves on the surface. A ray cuts tlie
surface generally in more than one point; hence it will happen
that some of the rays touch the surface, if two of these points
coincide. The points of contact of these r.ays will form some
curve on the surface and this will appear from the centre of pro-
jection as the boundary of the surface or of part of the surface.
The outlines of all surfaces of solids which we see about us are
formed by the points at which rays through our eye touch the
surface. The projections of these contours are therefore best
adapted to give an idea of the shape of a surface.
Thus the tangents drawn froni any finite centre to a sphere form
a right circular cone, and this will be cut by any plane in a conic.
It is often called the projection of a sphere, but it is better called
the contour-line of the sphere, as it is the boundary of the projec-
tions of all points on the sphere.
If the centre is at infinity the tangent cone becomes a n^ht
circular cylinder touching the s])here along a great circle, and if
the projection is, as in our case, orthographic, then the section of
this cone by a plane of projection will be a circle equal to the
great circle of the sphere. We get such a circle in the plan and
another in the elevation, their centres being plan and elevation of
the centre of the sphere.
Similarly the rays touching a cone of the second order will lie
in two planes which pass through the vertex of the cone, the
contour-line of the projection of tlie cone consists therefore of two
lines meeting in the projection of the vertex. These may, however,
be invisible if no real tangent rays can be drawn from the cenfre of
projection; and this happens when the ray projecting the centre
of the vertex lies within the cone. In this case the traces of the
cone are of importance. Thus in representing a cone of revolution
with a vertical axis we get in the plan a circular trace of the
surface whose centre is the plan of the vertex of the cone, and in
the elevation the contour, consisting of a pair of lines intersecting
in the elevation of the vertex of the cone. The circle in the
plan and the pair of lines in the elevation do not determine the
surface, for an infinite number of surfaces might be conceived which
pass through the circular trace and touch two planes through the
contour lines in the vertical plane. The surface becomes only
completely defined if we write down to the figure that it shall
represent a cone. The same holds for all surfaces. Even a plane
is fully represented by its traces only under the silent understanding
that the traces are those of a plane.
S 48. Some of the simpler problems connected with the repre-
sentation of surfaces are the determination of plane sections and of
the curves of intersection of two such surfaces. The former is
constantly used in nearly all problems concerning surfaces. . Its
solution depends of course on the nature of the surface.
To determine the curve of intersection of two surfaces, we take a
plane and determine its section with each of the two surface.',
rabatting this plane if necessary. This gives two curves which lie
in the same plane and whose intersections will give us points on
both surfaces. It must here be remembered that two curves in
spice do not necessarily intersect, hence that the points in which
their projections intersect are not necessarily the projections of
points common to the two curves. This will, however, be the case
if the two curves lie in a common plane. By taking then a number
of plane sections of the surfaces we can get as many points on their
curve of intersection as we like. These planes have, of course, to
be selected in such a way that the sections are curves as simple as
the case permits of, and such that they can be easily and accurately
drawn. Thus when possible the sections should be straight lines
or circles. This not only saves time in dra«-ing but determines all
points on the sections, and therefore also the points where the two
curves meet, with equal accuracy.
§ 49. We give a few examples how these sections have to be selected.
A cona is cut by every plane through the vertex in lines, and if
it is a cone of revolution by jilancs perpendicular to the axis in
circles.
A cylinder is cut by every plane parallel to the axis in lines, and
if it is a cylinder of revolution by planes perpendicular to the axis
in circles.
A sphere is cut by every plane in a circle.
Hence in case of two cones situated anywhere in space we take
sections through both vertices. These will cut both cones in lines.
Similarly in case of two cylinders we m.ay take sections parallel to
the axis of both. In case of a sphere and a cone of revolution with
vertical axis, liorizontal sections will cut both surfaces in circles
whose plans are circles and whose elevations aroJines, whilst vertical
sections through the vertex of the cone cut the latter in lines and
the sphere in circles. To avoid drawing the projections of these
circles, which would in general be ellipses, we rabatt the plane and
then draw the circles in their real shape. And so on in other cases.
Special attention should in all cases be paid to tlio'ic points in
which the tangents to the projection of the curve of intersection
are parallel or perpendicular to the axis x, or where these projections
touch the contour of one of the surfaces.
PERSPECTIVE.
§ 50. We have seen that, if all points in a figure be pro-
jected from a fixed centre to a plane, each point on the pro-
jection will be the projection of all points on the projecting
ray. A complete representation by a single projection is
therefore possible only when there is but one point to be
projected on each ray. This is the case by projecting
from one plane to another, but it is also the case if we
project the visible parts of objects in nature ; for every ray
of light meeting the eye starts, from that point in which
the ray, if we follow its course from the eye, backward
meets for the first time any object. Thus, if we project
from a fi.xed centre the visible part of objects to a plane or
other surface, then the outlines of the projection would give
the same impression to the eye as the outlines of the
things projected, provided that one eye only be used and
that this be at the centre of projection. If at the same
time the light emanating from the different points in the
picture could be made to be of the same kind — that is, of
the same colour and intensity and of the same kind of
polarization — as that coming from the objects themselves,
then the projection would give sensibly the same impres-
sion as the objects themselves. The art of obtaining this
result constitutes a chief part of the technique of a
painter, who includes the rules which guide him under the
name of perspective, distinguishing between linear and
aerial perspective, — the former relating to the projection,
to the draiuing of the outlines, the latter to the colouring
and the shading ofi of the colours in order to give the
appearance of distance. We have to deal only with the
former, which is in fact a branch of geometry consisting in
the applications of the rules of projection.
§ 51. Our problem is the following:— TAcre is given a figure in,
space, the plane of a picture, and a point as eentre of projecti<m ; it is.
required to project the figure from the point to the plane.
From what has been stated about projection in general it follows
at once that the projection of a point is a point, that of a line a
line. Further, the projection of a point at infinity in a line is in
general a finite point. Hence parallel lines are projected into a
pencil of lines meeting at some finite point. This point is called
the vanishing point of the direction to which it belon^._ To find
it, we project the point at infinity in one of the parallel lines ; th.at
is, we draw through the eye a line in the given direction. ^This cuts
the picture plane in the point required.
Similarly aU points at infinity in a plane are projected to a line
(§ 6) which is called the vanishing line ofjhe plane and which is
common to all parallel planes. . - ,.
All lines parallel to a plane hare their vanishing points in a line,
viz., in the vanishing line of the plane'.
All lines parallel to the picture plane have their vanishing pomts
at infinity in the picture plane; hence parallel lines which are
parallel to tlie picture plane appear in tlie projection asparnXlel lines
in their true direction. , ■ i
Tlie projection of a line is determined by the projection of two poinu
in it, these being very often its vanishing point and its trace on the
picture plane. The projecticn of a point is determined by the pro-
jection of tioo lilies th'-ough it.
r 11 O J E 0 T 1 O N
80;-)
These aro the general rules which we now afiply. We suppose
tlie picture plane to be vertical.
§ 52. Let (fig. 21) S be the centre of projection, where the eye is
situated, and which in iierspective is calleil ihepoiiU o/ sight, ABKL
the picture plane, AbMN
% horizontal plane ou
which we suppose the ob-
jects to rest of which a
perspective drawing is to
Le made. The lowest
plane which contains
points that are to appear
in the picture is generally
selected for this purpose,
and is therefore called the
ground plane, or some-
times the geometrical
plane. It cuts the picture
plane in a horizoutal line
AB called the ground line
or base line or funda-
mental line of the pipture.
A horizontal line SV,
drawn through the eye S perpendicular to the picture, cuts the
latter at a point V called the ceiitre of the picture or the centre of
vision. The distance SV of the eye from the picture is often called
the distance simply, and the height ST of the eye above the ground
the height of the eye.
The vanishing line of the ground plane, and hence of every hori'
zontal plane, is got by drawing the projecting rays from S to the
points at infinity in the plane — in other words, by drawing all hori-
zontal rays through S. These lie in a horizontal .plane which cuts
the picture plane in a horizontal line DD' through the centre of
vision V. This line is called the horizon in the picture. It con-
tains the vanishing points of all horizontal lines, the centre of
vision V being the vanishing point of all lines parallel to SV, that
is perpendicular to the picture plane. To find the vanishing point
of any other line we draw through S the ray projecting the point at
infinity in the line ; that is, we draw through S a ray parallel to the
line, and determine the point where this ray cuts the picture plane.
If the line is given by its plan on the ground plane and its elevation
on the picture plane, then its vanishing point can at once be deter-
mined ; it is the vertical trace of a line parallel to it through
the eye (comp. § 35).
§ 53. To have construction in a single plane, we suppose the pic-
ture plane turnedidown into the ground plane ; but before this is
done the ground plane is pulled forward till, say, the line MN takes
ftie place of AB, and then the picture plane is turned down. By this
we keep the plan of the
figure and tiie picture
itself separate. In this
new position the plane
of the picture will be
that of the paper (fig.
22). On it are marked
the base line AB, the
centre of vision V, and
the horizon DD', and
also the limits" ABKL
of the actual picture.
Those, however, need not
necessarily bo marked.
In the plan the picture
plane must be supposed
to pass through AjB,,
and to be perpendicular
to the ground plane. If
wo further suppose that
the horizontal plane
through the eye which
cuts the picture plane
in the horizon DL)' be
turned down about the horizon, then the centre of eight will come
to the point S, where VS equals the distance of the eye.
To find the vanishing point of any line in a horizontal plane,
we have to draw through S a line in the given direction and sue
where it cuts the horizon. For instance to find the vanishing
points of the two horizontal dirpctions which make angles of ib
with the horizon, we draw through S lines SD and 8D' making each
an angle of 45° with the line DU'. These points can also be found
by making VD and VD' each en\ial to the distance SV. The two
paints D, D' are therefore called the distance pointB.
§ 54. Let it now be required to find the perspective P of a point
P, (figs. 21 and 22) in the ground plane. We draw through P, two
lines of which the projection can easily be found. The most con-
venient lines aro the perpendicular to the ba.se line, and a line
m&king an anule nf 4.^° with the picture )>lane. Theae linos in the
ground plan aro P|Q, and P,Ri. The first cuts the jiicture at y, or
at Q, and has the vanishing point V; hence QV is its perspective.
The other cuts the ]>icture in K], or rather in K, and has the vanish-
ing point D; its perspective is KD. These two lines meet at P,
which is the point recpiired. It will be noticed that the line
QR = Q,R, = QiP, gives the distance of the point P behind the pic-
ture plane. Hence if we know the point Q where a perpendicular
from a point to the picture jdane cuts the latter, an<l also the dis-
tance of the point beiiind the picture plane, we can find its pers|iec-
tive. We join Q to V, set off yR to tiie right equal to the distance
of the point behind the picture plane, and join K to the distance
point to the left ; where RD cuts QV is the point P required. (Ir
we set offQR' to the left equal to the distance and join R to the dis-
tance point D' to the right.
If the distance of the point from the picture should be very great,
the point R might fall pt too great a distance from Q to be on the
drawing. In this case we might set off Q\V equal to the Mth part
of the distance and join it to a point E, so that VE equals the nth
part of VD. Thus if QW = 4QR and VE-JVD, then WE will
again pass through P. It is thus possible to find for eveiy point in
the gi-ound plane, or in fact in any horizontal plane, the perspective ;
for the constrnction will not be altered if the ground plane bo
replaced by any other horizontal plane. We can in fact uovi Jind
Che perspective ef every point as soon as we know tliefoot of the per-
pendicular drawn from it to the picture plane, that is, if we know its
elevation on the picture plane, audits distance behind it. For this
reason it is often convenient to draw in slight outlines the elevation
of the figure on the picture plane.
Instead of drawing tho elevation 'of the figure we m.ay also
proceed as follows. Suppose (fig. 23) A, to be the projection of the
Q ^ R
Fig. 23.
plan of a point A. Then the point A lies vertically above A,
because vertical lines appear in the perspective as vertical lines
(§ 51). If then the line VAj cuts tho picture plane at Q, and we
erect at Q a perpendicular in the picture plane to its base and set
off ou it QAj equal to the real height of the point A above the
ground plane, then the point A, is the elevation of A and hence the
line AjV will pass through the' point A. The latter thus is deter-
mined by the intersection of ^he vertical lino through Aj and tha
lino AjV.
This process diflers from the one mentioned before in this that
tho construction for finding the point is not made in the horizontal
plane in which it lies, but that its plan is constructed in the ground
plane. But this has a great advantage. The perspective of a hori-
zontal plane from the picture to tlio line at infinity occupies in the
picture the space between the line where the plane cuts the picture
and the horizon, and this space is the greater tho farther the piano
is from the eye, that is, the farther its trace on the picture piano
lies from tho horizon. Tho horizontal jilane through tho eye is
projected into a lino, the horizon ; hence no construction can be
Eerformed in it. The ground plnne on the other hand is tho lowest
orizoutal plane used. Hence it offers most space for constructions,
which consequently will allow of greater accuracy.
§ 55. The process is the same if we know tho coordinates of the
point, viz., we take in the base lino a point 0 as origin, and wo take
the base line, the lino OV, and tho perpendicular OZ as axes ol
coordinates. If wo then know the coordinates x, y, z measured in
these directions, we make OQ-x, set off on QV a distance QA such
that its real length QR-y, make QA,-i, and find A os before.
This process might bo simplified by eottinp off to begin with
along OQ and OZ scales in their true dimensions and along OV ■
seiilo obtained by projecting the scale on OQ from D to tho line
OV.
§ 66. The methods explained give tho perspective of any point
in space. If lines have to be found, wo may determine the jwrspeo-
tivo of two points in them and join these, and this is in many
cases the most convenient process. Often, however, it will be
advantageous to determine tno projection of a lino directly by
finding its vanishing point. This is especially to bo recommended
when a number of parallel lines have to bo drawn.
Tho perapectivo of any curve is in general a curve. The pro-
j^tion of a conia is a conic, or in special cases a line. The
806
P R o — r K o
perspective of a circle may be any conic, not necessarily an ellipse.
Similarly the perspective of the shadow of a cirde on a plane is
some conic.
§ 57. A few words must ba said about the determination of
shadows in perspective. The theory of their construction is very
simple. We have given, say, a figure and a point L as source of
light. "We join the point L to any point of which we want to Diid
ttie shadow and produce this line till it cuts the surface on which
the shadow falls. Tlieneconstructions must in many cases first be
performed in plan and elevation, and then the point in the shadow
has to be found in perspective. The constructions are different
according as we take as the source of'light a finite point (say, the
flame of a lamp), or the sun, which we may suppose to be at an
infinite, distance.
If, for instance, in fig. 23, A is a source of li|ht, EHGF a vertical
wall, and C a point whose shadow has to be determined, then the
shadow must lie on the line joining A to C. To see where this ray
meets the Hoor we draw through tlie source of light and the point
C a vertical plane. This will eui the floor in a line which contains
the feet A„ C, of the perpendiculars drawn from the points A, C to
the floor, or the plans of these points. . At C, where the line A,C,
cuts AC, will be the shadow of C on the floor. If the wall EHGF
prevents the shadow from falling on the Uoor, we determine the
intersection K of the line AjCi with the base EF of the wall ami
draw a vertical through it, this gives the intersection of the wall
with the vertical plane through A and C. Where it cuts AC is the
shadow C" of C on the walL
If the shadow of a screen CDDjCi has to be found we find the
shadow D' of D which falls on the floor ; then DjD' is the shadow
of DjD and D'C is the\hadow on the floor of the line DC.
The shadow of DiD, however, is intercepted by the wail at L. Here
then the wall takes up the shadow, which must extend to D" as the
shadow of a line on a plane is a lino. Thus the shadow of the
screen is found in the shaded part in the figure.
§ 58. If the shadows are due to the sun, we have to find first the
perspective of the sun, that is, the vanishing point of its rays. This
will always be a point in the picture plane ; but we have to distin-
guish between the cases where the sun is in the front of the ]iicture,
and so behind the spectator, or behind the picture plane, and so in
front of tlie spectator. In the second case only does the vanishing
point of the rays of the sun actually represent the sun itself. It
will be a point above the horizon. In the other case the vanishing
point of the rays will lie below the horizon. It is the point where
a ray of the sun through the centre of sight S cuts the picture plane,
or it will be the shadow of the eye on the picture. In either case
the ray of the sun through any point is the line joining the per-
spective of that point to the vanisliing point of the sun's rays.
But in the one case the shadow falls away frorii the vanishing
point, in the other it falls towards it. The direction of the sun's
rays may be given by the plan and elevation of one ray.
For the construction of the shadow of points it is convenient
fiist to draw a perpendicular from the point to the ground and to
find its shadow on the ground. But the shadows of verticals from
a point at infinity will be parallel ; hence they have in perspective
a vanishing point Lj in the horizon. To find this point, we draw
that vertical plane through the eye which contains a ray of the
sun. This cuts the horizon in the required point ' Lj and the
picture plane in a vertical line which contains the v.anishing point
of the sun's rays themselves. Let then (fig. 24) L be the vaaishiug
FiK. 24.
point of the sun's rays, Lj be that of their projection in a horizon-
tal plane, and let it be required to find the shadow of the vertical
column AH. We draw ALi and EL ; they meet at E', which is
the shadow of E. Similarly wo find the shadows of F, G, H.
Then E'F'G'H' will be the shadow of the quadrilateral EFGH.
For the shadow of the column itself we join E' to A, &c., but only
mark the outlines ; F'B, the shadow of BF, does not appear as snch
in the figure.
If the shadow of E has to be found when falling on any other
•nrface we use the vertical plane through E, determine its inter-
section with the surface, and find the point where this intersection
is cut by tlic line EL. This will be the rocjuired sliadow of E.
§ 59. If the picture is not to be drawn on a vertical but on an-
other plane — say, the ceiling of a room— the rules given have to bo
slighlly modified. The general principles will remain true. But
if the picture is to be on a curved surface the constructions become
somewhat more complicated. In the most general case conceivable
it would be necessary to have a representation in plan and eleva-
tion of the figure required and of the surf.ice on which the pro-
jection has to be made. A number of points might also be found
by calculation, using coordinate geometry. But into this we do not
euter. As an example we take the case of a panorama, where tlie
surface is a vertical cylinder of revolution, the eye beijig in the
axis. The ray projecting a point A cuts the cylinder in two points
on opposite sides of the eye, hence geometrically speaking eveiy
point has two projections ; of these only the one lying on the half
ray from the eye to the point can be used in the picture. But the
other has sometimes to be used in constructions, as the projection
of a line has to pass through both. Parallel lines have two vanish-
ing points which are found bv drawing a line of tlie given difection
through the eye ; it cuts the cylinder in the vanisliing points
required. This operation may bo performed by drawing on tlie
ground the plan of the ray through the foot of the a.xis, and through
the point where it cuts the cylinder a vertical, on which the point
required must lie. Its height above is easily found by making a
drawing of a vertical section on a reduced scale.
Parallel planes have in the same manner a vanishing carve.
Tills will be for horizontal planes a horizontal circle of the heigiit
of the eye above the ground. For vertical planes it wiU be a pcir
of generators of the cylinder. For other planes the vanishing
curves will be ellipses having their centre at the eye.
The projections of vertical lines will be vertical lines on the
cylinder. Of all other lines they will be ellipses with the centre
at the eye. . If the cylinder be developed into a plane, then these
ellipses will be changed into curves of sines. Parallel lines are
thus represented by curves of sines which have two points in
common. There is no difficulty in making all the constructions on
a small scale on the drawing board and then transferring them to
the cylinder.
§ 60. A variety of instruments have been proposed to facilitate
perspective drawings. If the problem is to make a drawing from
nature then a camera obscura or, better, Wollaston's camera lucida
may be used. Other iistrumeuts are made for the construction of
perspective drawings. It will often happen that the vanishing
point of some direction which would be very useful in the construc-
tion falls at a great distance olf the paper, and various methods
have been proposed of drawing lines through such a point For
some of these see Stanley's Descriptive Treatise on Mathematical
Draioing Instruments.
Literature. — Descriptive K^omeTj dates from Monge, whose G^omArie Detcrifi'
tive appeared In 1800. Before his time plans and elevations, especially of build-
ings, had been in u£e,and rules had been dereloped to determine by constmct on
from dra^nng^ the shapes of the stones required in building, especially in ranits
and arches. These niles were reduced to a consistent method by Monge.
Peispsctive was investigated much earlier, as painters felt the need of it. Its
beginnings date from the time of the Greek matliemalicians, but its modem
development from the time of tlie Renaissance, when the first books on the subject
appeared in Italy. .^Ibrecht Diirer also published a treatise on it and constructed
a machine for making perspective drawings of objects. Of later writers we meJi-
tion in the 17th century Desai-guea, and In the ISlh Dr Brook Taylor, wliose
Linear Perspective appeared fli-st in 1715 and Ntw I^no'ples of Linear Perspective
in 1719.- At present perspective is generally treated as a special case of pr9jec-
tion, and included in books on descriptive geometry.
For the literature of projection in general, we refer to the list of books given
under Geometet, roL x. p. 407. For descriptive gcmetry and peispective. see
Monge, Oeomitrie Deicriptive\ Leroy, Traittde Oeometrie Descriptire ; Fiedler,
Dars'.ellertde Geomeirie; Gonmerie, Traiie <U Pei'speetire i Mannheim, (Hometrie
Descriptive (ISSO) and Efements de la Oeometrie Descriptive (1882); J, ■VVoolley.
descriptive OeoTnetry (1356), which ts based on Leroy's work, and is the only
scientific publication on the subject in England. A number of other poblieations
with titles such as *'P)-actical Geometry" and " Geometiical Drawing" contain
morp or less full eiplanations of the methods of de&ci iptive geometry. These arc
based generally on Euclidian as opposed to projective geometry, and are there-
for e in their theoretical part more or less unsatisfactory. We may mention AngeJ,
Practical Plane Oeometry and Projection. » '0 H.)
PKOJECTION OF THE SPHERE. See Geography.
PROME, a district in Pegu division, British Burmah,
India, between '18° 30' and- 19° 15' N. lat., and 94° 40'
and 96° E. long., containing an area of 2887 square
miles. It occupies the whole breadth of the valley of the
Irawadi, between Thayet district on the north and Hen-
zada and Tharawadi districts on the south, and originally
extended as far as the frontier of the province of Burmah,
but in 1870 Thayet was formed into an independent juris-
diction. There are two mountain ranges in Prome, which
form respectively the eastern and western boundaries. The
Arakan Yoma extends along the whole of the western
side, and that portion of the district lying on the right
bank of the Irawadi is broken up by thickly wooded spurs
P R 0 — P R O
807
tnnaing in a soutli-eastcrly direction, the space for cultiva-
tion being but limited and confined to the parts adjacent
to the river. On the eastern side lies the Pegu Yoma, and
north and north-edst of the district its forest-covered spurs
form numerous valleys and ravines, the torrents from which
unite in one large stream called the Na-wcng river. The
most important of the plains lie in the south and south-
west portions of Prome, and extend along the whole length
of the railway that runs between the towusof Poungdu and
PrOrae ; they are mostly under cultivation, and those in the
south are watered by a series of streams forming the Myit-
ma-kha or upper portion of the HIaing. There are in
addition large tracts of land covered by tree-jungle which
are available for cultivation. The principal river is the
Irawadi, which intersects the district from north to soutii ;
next "in importance are the Thp^ni and its tributaries and
the Na-weng system of rivcirs. la the hills near the
capital the soil is of Tertiary formation, and in the plains
it is of .alluvial deposit. The climate is much drier than
other districts in British Burmah. The total rainfall in
1882 was 49-64 inches.
In 1881 the population was 322,312 (161,433 males and 160,909
fcmalfs). Bu(l<lliist3 and Jains nuiubcrcil 313,261, Mnliammedans
1795, Hindus 978, Christians 336, Aborigines C818, and Parsecs 5.
Atore than two-thirds of tlie population are agriculturists. The
cliief towns are Prome (soe below), and Shwedoung and Poungde,
with 12,373 and 6727 inhabitants respectively. The chief pvoilucts
are rice, teak, ciitch, silk, sugar cane, cotton, tobacco, ana sesame
oil ; but tlie staple product is rice, which is cultivated mainly in
the Puungde and Shwe-doung townships. The total area under
cultivation in 1882 was 234,222 acres. One of the most important
manufactures is silk ; others are ornamental boxes, coarse brown
augar, and cutch. The gross revenue of the district in 1882
amounted to about £92,000, of which over a third was derived from
the land.
The early history of the onco flourishing kingdom of Fronie, like
that of the other stntcs vvliich now form portions of the iirovince
of British Burmah, is veiled in obscurity. Fact and fable are so
interwoven that it Is impossible to disentangle the true from the
false. After the cont^ucst of Pegu in 1758 by Aloun^-bhura,tho
founder of the third and present dynasty of Ava kings. Promo
remained a province of the Buinian kingdom till the cloec of the
second Burmese war in 1853, when the province of Pegu was
annexed to British territory.
PROME, chief town of the above district, on the left
bank of the Irawadi, had a population in 1881 of
28,813 (males 14,982, females 13,831). To the south
and .south-east the town is closed in by low pagoda-topped
hilLs, on one of which stands the conspicuous gilded Shwe
Tsan-daw. The town was taken by the British in 1825
and again in 1852, on both occasions with hardly any
opposition from the Burmese. In 1862 it was almost
ehtirely destroyed by fire, and was afterwa.ds relaid out
in straight and broad streets. It was erected into a
municii)ality in 1874, and since then great improvements
have been made. Its principal manufactures are silk
cloths and lacquer ware.
PROMETHEUS, son of the Titan lapetus by the sea
nymph Clymcne, is the chief "culture hero," and, in some
accounts, the Demiurge of Greek mythical legend. As a
culture-hero or inventor and teacher of the arts of life, ho
belongs to a wide and well-known category of imaginary
beings. Thus Qat, Quahtoaht, Pundjel, Maui, loskeha,
Cagn, Wainamoinen, and an endless array of others repre-
sent the ideal and heroic first teachers of Melanesians,
Ahts, Australian.i, Maori.s, Algonquins, Bushmen, and
Finns. Among the lowest races the culture-hero com-
monly wears a bestial guise, is a spider (Melanesia), an
eagle hawk (Australia), a coyote (north-west America), a
dog or raven (Thlinkcet), a manti.s insect (Bushman), and
BO forth, yet is endowed with human or even superhuman
qualities, and often shades off into a permanent and
practically dcathlc.'^s god. Prometheus, on the other
I'Coid, is |.)Ui'el/ anthropomorphic. Ue is the friend and
benefactor of mankind. He defends them against ''.?us,
who, in accordance with a widely diffused mythical thetiry,
desires to destroy the human race and supplant them with
a new and better species, or who simply revenges a trick
in which men get the better of him. The pedigi'ee and
early exploits of Prometheus are given by Hesiod (I'keog.,
510-616). On a certain occasion gods and men met at
Mecone. The business of the assembly was to decide
what portions of slain animals the gods should receive in
sacrifice. On one side Prometheus arranged the best parts
of the ox covered with offal, on the other the' bones
covered with fat. Zeus was invited to make his choice,
chose the fat,, and found only boVies beneath. A similar
fable of an original choice, in which the chooser is beguiled
by appearances, recurs in Africa and North America. The
native tribes adapt it to explain the different modes of
life among themselves and white men. In wrath at this
trick, according to Hesiod, or in other versions for the
purpose of exterminating the remnants of people who
escaped the deluge of Deucalion, Zeus never bestowed, or
later withdrew, the gift of fire In his "philanthropic
feishion," Prometheus stole fire, concealed in a hollow
fennel stalk (Hesiod, Op. et Di.), and a fennel stalk is
still used in the Greek islands as a means of carrying a
light (<■/. Pliny, xiii. 22). According to some legends he
gained the fire by holding a rod close to the sun. Pro-
bably the hollow fennel stalk in which fire was carried got
its place in myth from the very fact of its common use.
We thus find Prometheus in the position of the fire-bringer, or
fire-stealer, and so connected with a very wide cycle of similar
mythical benefactors. Among the Murri of Gippsland, to begin
with a backward people, the fire-stealer was a man, but ho became
a bird Toio-e-ra, or fire, was in the possession of two women who
hated the blacks. A man who loved men cajoled the women, stole
fire when their backs w*6 turned, and was metamorphosed into
"a little bird with a red mark on its tail, which is the mark of
fire." The fiie-brin"cr in Brittany is the golden or fire-crested
wren. Myths like this kill two birds with one stone, and at once
acciiimt for the possession of fire by men and for the marking of
certain animals regarded as fire-bringers.' In another Australinn
legend fire was stolen by the hawk from the bandicoot, and given to
men. In yet anotlicr a man held his spear to tlie sun, and so got
a light. A bird is fire-biinger ::n an Andaman island tale, and a
ghost in another myth of the same island.' In New Zealand, Maui
stole fire from Mauika, the lord of fire. Ho used a bird's inter-
vention. Among the Ahts, in North America,' fire was stolen by
animals from the cuttle-fish. Among the Thlinkeets, Yehl, tho
raven-god, was tho fire-stealer. Among the Cahrocs, the coyote
steals fire from "two old women." Among tho Arvans of India,
Soma is stolen by birds, as water is among tho Thlinkeets, and
mead in the Edda.'' Fire concealed himself, in the Veda, was
dragged from his liiding place by Malarijvan, and w.is given to the
priestly clan of Bhrigu. Wo also hear that Matarivvan " brought
lire from afar " {R. V., iii. 9, B), and that Bhrigu found firo lurk-
ing in the water {R. V., x. 46, 2).'
In considering the whole question, one must beware
of the hasty analogical method of reasoning too common
among mythologists. For exam'ple, when a bird is spoken
of as the fire-bringer we need not necessarily conclude
that, in each case, tho bird means lightning. On tho other
hand, the myth often exists to explain tho cause of tho nvark-
ings of certain actual species of birds. Again, bccau.se a
hero is said to have stolon or brought fire, we need not
regard that hero as tho personification of fire, and ex[>laiii
all his myth as a fire-myth. The legend of Prometheus
has too often been treated in this fashion, though he is
really a culture hero, of whoso exploits, such as making
* Kor these see Brougli Smith, Abori<jities of Victoria ; Kului, o»
bird firo-briDgcr in Islo of Mnn, Dif Ilerabhin/t da Feuers, p. 109.
' Joum, Anihrnp. Inst., Nov. 1831.
' Sproat, Siiviige Life
* HiiDcroft, HI. 100; Ailareya Brahmand, it. 03. 'MS: Kuhn,
or. cit., 144.
" Compare Borgalgho, La Heligiqn Viilique., I. 52-66, and Knhn's
llernhkunft ; and aoo tho cinays by Sieintlial in np|iaudix to English
veninii of Goldzihcr's Mj/thnli^^ amoKi/ the Uebrewi,
808
P R O — P R G
men of clay, fire-stealing is no more than a single example.
This tendency to evolve the whole myth of Prometheus
from a belief that he is personified fire, or the fire-god, has
been intensified by Kuhn's ingenious and plausible etymo-
logy of the name Upoixrjdcv^. The Greeks derived it from
TrpofirjOij^, "provident," and connected it with such other
words as Trpop.rjOloixo.L, irpofn^deia. They had also the
proper name 'E-!nfji.rj9ev<s for the slow-witted brother of
Prometheus who turned all the hero's wisdom to foolish-
ness. Against these very natural etymologies the philo-
logists support a theory that Prometheus is really a
Greek form of pramantha (Skt.), the fire-stick of the
Hindus. The process of etymological change, as given
by Steinthal, was this. The boring of the perpendicular
in the horizontal fire-stick, whereby fire was kindled, was
called manthana, from math, "I shake." The preposition
pra wai prefixed, and you get pramantha. But Matari9-
van was feigned to have brought Agni, fire, and " the
fetching of the god was designated by the same verb
mathndmi as the proper earthly boring " of the firestick.
" Now this verb, especially when compounded with the
preposition pra, gained the signification to tear off, snatch
to oneself, rob."i Steinthal goes on — " Thus the fetching
of Agni became a robbery of the fire, and the pramdtha
(fire-stick) a robber. The gods had intended, for some
reason or other, to withhold fire from men ; a benefactor
of mankind stole it from the gods. This robbery was
called pramdtha; pramathyu-s is 'he who loves boring
or robbery, a borer or robber.' From the latter words,
according to the peculiarities of Greek phonology, is
formed UpofirjBev-s, Prometheus. He is therefore a fire-
god," &c. Few things more ingenious than this have
ever been done by philologists. It will be observed that
" forgetf ulness of the meaning of words" is made to
account for the Greek belief that fire was stolen from the
gods. To recapitulate the doctrine more succinctly, men
originally said, in Sanskrit (or some Aryan speech more
ancient still), " fire is got by rubbing or boring ;" nothing
could have been more scientific and straightforward.
They also said, " fire is brought by Matariqvan ;" nothing
can be more in accordance with the mythopceic mode of
thought. Then the word which means " fetched " is con-
fused with the word which means "bored," and gains the
sense of " robbed." Lastly, fire is said (owing to this
confusion) to have been stolen, and the term which
meant the common savage fire-stick is by a process of
delusion conceived to represent, not a stick, but a person,
Prometheus, who stole fire. Thus then, according to the
philologists, arose the myth that fire was stolen, a myth
which, we presume, would not otherwise have occurred to
Greeks. Now we have not to decide whether the Greeks
were right in thinking that Prometheus only meant " the
fore-sighted wise man," or whether the Germans know
better, and are correct when they say the name merely
meant " fire-stick." But we may, at least, point out that
the myth of the stealing of fire and of the fire-stealer is
current among races who are not Aryan, and never heard
the word pramantha. We have shown that Thlinkeets,
Ahts, Andaman Islanders, Australians, Maoris, South Sea
Islanders, Cahrocs, and others all believe fire was origin-
ally stolen. Is it credible that, in all their languages, the
name of the fire-stick should have caused a confusion of
thought which ultimately led to the belief that fire -was
obtained originally by larceny? If such a coincidence
appears incredible, we may doubt whether the belief that
is common to Greeks and Cahrocs and Ahts was pro-
duced, in Greek minds by an' etymological confusion, in
Australia, Am&rica, and so forth by some other cause.
What, then, is the origin of the widely-diffused myth that
' C/. Kuhii, op. cit., pp. 16, 17.
fire was stolen 1 We offer a purely conjectural suggestion.
No race is found without fire, but certain races ^ are said
to have no means of artificially reproducing fire ; whether
this be true or not, certainly even some civilized races
have found the artificial reproduction of fire very tedioiH.
Thus we read (Od., v. 488-493), "As when a man hath
hidden away a brand in the black embers at an upland
farm, one that- hath no neighbour nigh, and so saveth the
seed of fire that he may not have to seek a light other-
where, even so did Odysseus cover him with the leaves."
If, in the Homeric age, men found it so hard to get the
seed of fire, what must the diflSculty have been in the
earliest dawn of the art of fire-making ? gupi^se, then,
that the human groups of early savages are hostile. One
group lets its fire go out, the next thing to do would be to
borrow a light from the neighbour, perhaps several miles
off. But, if the neighbours are hostile, the unlucky group
is cut off from fipe, ic/ni interdicilur. The only way to get
fire in such a case is to steal it. Men accustomed to such
a precarious condition might readily believe that the
first possessors of fire, wherever they were, set a high
value on it, and refused to communicate it to others.
Hence the belief that fire was originally stolen. This
hypothesis at least explains all myths of fire-stealing by
the natural needs, passions, and characters of men, "a
jealous race," whereas the philological theory explains
the Greek myth by an exceptional accident of changing
language, and leaves the other widely diffused myths of
fire-stealing in the dark. It would occupy, too much space to
discuss, in the ethnological method, the rest of the legend
of Prometheus, Like the Australian Pundjel, and the
Maori Tiki, he made men of clay. He it was who, when
Zeus had changed his wife into a fly, and swallowed her,
broke open tie god's head and let out his daughter Athene.
He aided Zeus iij the struggle with the Titans. He was
punished by him ou some desolate hill (usually styled Cau-
casus) for fire-stealing, and was finally released by Heracles.
His career may be studied in Hesiod, in the splendid Pronietherui
ViTictus of ^schylus, with the scholia, in Heyne's ApoUodorus, in
the excursus (1) of Schiizius to the jEschylean drama, and in the
frequently quoted work of Kuhn. The essay of Steinthal may also
be e.tamiued (Goldziher, Myth. Hebr., Engl, transl., p. 363-392),
where the amused student will discover that " Moses is a Pra-
manthas," with much else that is learned and convincing. See
also Mr Tylor's Early Hislary of Man; Mr Nesfield in Calmtla
Review, January, April, 1884; and above, art. Fiee. vol. ix. p.
227 s?. (A. L.)
PKONGBUCK. See Antelope, vol. ii. p. 102, and
Plate I. fig. 6.
PPvONY, Gaspaed Claie FRANgois Marie Riche de
(1755-1839), a celebrated French engineer, was born at
Chamelet, in the department of the Rhone, 22d July
1755^ and was educated at the Ecole .des Fonts et Chaus-
sdes. His Memoire sur la poussee dei voutes published in
1783, in defence of the principles of bridge construction
introduced by his master Peronnet, attracted special atten-
tion. Under Peronnet he was engaged in restoring the
fort of Dunkirk in 1785, and in erecting the bridge of
Louis XVI. in 1787. The laborious enterprise of drawii^
up the famous Tables du Cadastre was entrusted to his
direction in 1792, and in 1798 he was appointed director
at the Ecole des Fonts et Chauss^es. He was employed
by Napoleon to superintend the engineering operations
both for protecting the province of Ferrara against the
inundations of the Po and for draining and improving the
Pontine Marshes. After the Restoration he was likewise
engaged in regulating the course of the Rhone, and in
several other important works. He was made a baron io
1828, and a peer in 1835. He was also a member of the
principal academies and scientific societies of Europe. Be
died at Lyons 31st July 1839.
' Tylor, Early History of Man.
PEOPAGANDA
809
PROPAGANDA, or Sacred Congregation de Propaganda
Fide, is the name given to a commission of cardinals
appointed for the direction of tbe missions of the Roman
Church. The idea of forming such an institution was
conceived by Pope Gregory XIII. and other pontiffs,
but it was Gregory XV. (1-G21-1C>23) who, after having
sought counsel from cardinals and information con-
cerning the state of religion in various countries from
a[)ostolic nuncios and superiors of religious orders, pub-
lished, 22nd July 1622, the bull Inscrutabile by which
lie founded the Congregation of Propaganda and provided
means for its continuance. The cardinal vicar and the
cardinal secretary of state were amongst its first members.
Additional privileges were granted it by other bulls ; and
all the pontifical colleges founded up to that date as well
as those which should afterwards be founded for the
])ropagation of the faith were' declared subject to the
Propaganda. The deliberations of this body, embracing a
!,'reat variety of important questions, when formulated in
ilecrees and signed by the cardinal prefect and the secre-
tary were declared by Urban VIII., in 1634, to have the
force of apostolic constitutions, which should be inviolably
ubserved. The cardinal prefect is the head of the Con-
L'regation, and as such governs the Catholic missions of the
world ; the secretary is assisted by five subalterns (minjc-
tanti), who act as heads of departments, and these again
are assisted by inferior employees (scrit(ori). The more
important acts of the Congregation, which are discussed in
weekly meetings by the cardinal prefect and the officials,
are submitted to the pope for his supremo decision. The
archives of the institution were transferred, in 1660, from
the Vatican to the Palazzo Ferrattini in the Piazza di
Spagna, Rome, which is the seat of the Congregation. They
form a valuable collection of historical, ethnographical,,
and geographical dbcumente, embracing a period of two
hundred and fifty yeare, and serve as a record of past
events and of precedents to be followed in decisions on
questions that may arise. The funds of the institution
were supplied in the first instance by Gregory XV. and by
private bequests. Cardinal Barberini, brother of Urban
VIII., provided for eighteen places in perpetuity for
students, Mgr. Vives for ten. Pope Innocent XII. be-
queathed to it 150,000 crowns in gold; Clement XII.
gave it 70,000 crowns. In the second assembly of the
Congregation it was proposed, and accepted as a rule, that
prelates on being raised to the dignity of cardinal should
pay for a ring offered them by the pope a sum which was
at first fixed at 545 golden scudi, and which is now GOO
Roman scudi. Large donations were made to the Propa-
ganda by Catholics in England, Scotland, Ireland, the
United States, Spain, and Italy. The cardinal prefect
administers the property of the institution in the name
of the Congregation. To provide for the affairs of the
Church of the Oriental Rite, Pius IX., in 1862, appointed
a special Congregation with its own secretary, consultors,
iiid officials.
The primary purpose of the Propaganda being to secure
laborious and pious missionaries, colleges for their education
and training were eistablished. Chief amongst these is the
Propaganda or Urban College in Rome, eo named from
Urban VIII. It is a general missionary seminary for the
whole world. Here students are received from all foreign
nations, and there are special foundations for Georgian,
Persian, Chaldajan, Syrian, Coptic, P.rahman, Abyssinian,
Armenian, Greek, and Chinese student;), as well as for
students from England, Ireland, America, and Australia,
although these last have special colleges in Rome. After
the age of fourteen each student takes an oath to servo the
missions during his whole life in the ecclesiastical province
or vicariate assifrned to him by the Congregation, to which
he must send annually an account of himself and of hia
work. • He is maintained and clothed free of expense.
His studies embrace the full course of Greek, Latin, and
Italian letters, some of the chief Oriental languages, as
Hebrew, Syriac, Arabic, Armenian, and, when necessary,
Chinese. There are also schools for the teaching of
rational and natural philosophy, a complete course of
theology, and the institutions of canon law. Besides this
principal seminary, the Propaganda has colleges dependent
on it both in Rome and in other countries, under the
direction of regular and secular priests. From its begin-
ning it had at its disposition national colleges, — such as the
English, founded by Gregory XIII. ; the Irish, by Cardinal
Ludovisi in 1628 ; the Scotch, by Clement VIII. in 1600 ;
the German and Hungarian; the American, of the United
States, opened by Pius IX. in 1859; the Greek, founded
by Gregory XIII.; the Armenian, recently established by
Leo XIII.; and the Bohemian, opened 4th November
1 884. The jurisdiction of the Propaganda extends over the
English colleges of Lisbon and Valladolid, the Irish college
of Paris, and the American of Louvain. Until recently
it had the Chinese college of Naples, transformed by the
Italian Government, and the Illyrian college of Loreto,'
suppressed by the same Government ; and it still has the
Albanian pontifical college of Scutari. Besides these, other
colleges serve for the education of missionaries for the Pro-
paganda, as the college of SS. Peter and Paul in Rome,
founded by Pius IX., in Milan the seminary of St Calocero
for all foreign missions, and at Genoa the College Brignole
Sale for Italian emigrants to America. The institutions
at Verona for central Africa are the support of the
missions in the Soudan.. Chief of all the seminaries is
that of Paris which, for two centuries, has supplied
missionaries for India and China. To these is committed
the vast college of the island of Pulo Penang, where young
men from China and neighbouring countries are trained
to the priesthood. In Paris many missionaries are taken
from the French seminary directed by the fathers of the
Congregation of the Holy Ghost, who go to French colonies.
At Lyons is the college for African missions. In Belgium
there are the colleges of Foreign Missions, of the Immaculate
Conception, and of St Francis Xavier for Chinese missions.
In Holland there was recently established the college of
Stiel, whose students go to China. In All Hallows College,
Ireland, the students are educated for the missions in
Australia, Canada, and the Capo of Good Hope. In
England a seminary has grown up within a few years
at Mill Hill, which has already supplied prrests to the
missions of Borneo and Madras. Previous to the late
changes' in Rome, the Propaganda had dependent upon it
the college of Reformed Minors in S. Pietro in Montorio,
tho Carmelites in S. Pancrazio (suppressed), the Minor
Observants of S. Bartolomeo all' Isola recently re-
established, tho Conventuals (suppressed), and tho Irish
Minor Franciscans of St Isidore. Outside of Rome there
were also colleges of regulars for tho missions, as Ocafia in
Spain, Sernacho in Portugal, and others. Tho Propaganda,
in the establishment of vicariates or new episcopal sees,
has always encouraged tho formation, as soon as circum-
stances would permit, of seminaries for tho education of a
native clergy, and frequently these have flourished, as tho
community of tho "Houses of God" (rase di Dio) in Tong-
king, tho seminaries of Sze-chuen, of Peking, and of Nanking.
Tho first step taken in a new mission is tho erection of a
chapel, followed by tho opening of a school and an orphan-
age. As numbers increase, and moro priests come to tho
new mission, they are united under a superior invested
with special powers by the Projiaganda — in fact a prefect
apostolic. As churcJies increa.se and tho faith spreads, a
vicar apostolic, who is a bishop in partibus, is appointed,
XIX. 102
810
r E O P A G A N D A
and, if. the progress made requires it, the mission is erected
into an episcopal diocese. iSuch has been the method of
proceeding in the American and Canadian missions ; such,
in part, what has happened in India, China, and Africa.
Thiough these, whether prefects or vicars apostolic or
bishops, the orders of the Propaganda, which are those of
the head of the church, are transmitted to the faithful, and
they are the ordinary centres of its correspondence, although
it does not disdain the reports furnished by the humblest
members of the Christian flock. The prelates furnish exact
reports to the Propaganda of the progress and circum-
stances of the faith in their various missions.
The material means for the diffusion of the faith are
supplied in the first place' by special grants from the
revenues of the Propaganda and from various associations
in Europe. The greatest pact is furni.shed by' the society
for the propagation of the faith of Paris and Lyons, This ■
society is independent of the Propaganda, relying wholly on
the energy of the two central councils of Paris and Lyons and
on the charity of the faithful, though it attends to the sug-
gestions of the Propaganda, which indicates to it the needs
of new missions. Contributions are also furnished by other
associations, as that of the Holy Infancy, or that for the
education of Oriental nations. Similar societies, occupied
with the support of special missions, exist in Bavaria, Ger-
many, and Austria. The Propaganda likewise takes care
that, as soon as a mission is estabhshed, pious foundations
are constituted by native Christians, and become the local
property of the church, and so supply it with a stable and
enduring vitality. Subscriptions from Europe are given
only to the poorer missions, which, however, are very
numerous. One of the most powerful aids adopted by
the Propaganda in the diffusion of the faith is the print-
ing-press. The missionaries are required to study the lan-
guages of the countries to which they are sent and exhorted
to publish books in these languages. Printing-presses are
introduced into new missions. In China, what may be
described as •wooden stereotypes are employed for the
printing of Catholic works in the Chinese language.
Early in its career the Congregation of Propaganda estab-
lished at its seat in Rome the celebrated Polyglott Print-
ing Press, and gave it a character of universality. There
people of all nations — the Copt, the Armenian, the Arab,
the Hebrew, the Japanese, and the native of Alalabar —
may find books in their native tongue and in their special
type. Although great progress has been made by other
countries in polyglott printing, the Propaganda press still
holds a high position.
The part of the world to which the cardinals of the
Congregation of Propaganda first turned their attention
was Asia. In no region of the globe has Christianity had
greater difficulties to struggle' against than in China. An
ancient tradition exists, confirmed by documents, that in
the early centuries of the Christian era Christianity had
penetrated into and left traces in China. It was re-
introduced in the 13th century by Franciscan fathers. It
flourished at Peking for a time, but died oiit with the
Mongolian dynasty, and China remained closed to Christian
influences until 1555, when the Dominican father Gaspare
della Croce introduced it into the province of Canton.
After he was expelled came the Jesuits Eogeri and Eicci.
They established a residence there in 1579, and were
followed by Dominicans and Franciscans. These were
succeeded a century later by the priests of the Paris
seminary of foreign missions, in the last century by
Augustinians and Lazarists, and in the present century
by the missionaries of the seminary of St Calocero of Milan.
Two bishoprics were created in 1688, one at Nanking, the
otlier at Peking, and the missions of Yun-nan and Sze-
chuen founded. At the beginning of the ISth century
the number of churches in the northern provinces reached
300, and of Christians 300,000. In 1803 a college for
native clergy was opened in Sze-chuen, and the work of
the Holy Infancy introduced. In 1837 the Portuguese
patronage of Chinese missions was brought to an end,
with the exception of that exercised over Macao, a Portu-
guese colony.
In 1310 B. Odorico di Friuli, a FVancisca'n, entered Tibet
and made many converts. In 1624 Father D'Andrada
penetrated into the same country, but was not allowed
to remain. Others followed, and were put to death.
In 1847 the Propaganda entrusted to the seminary of
foreign missions the task of entering Tibet, and in 1857
a vicariate apostolic was erected on the frontiers^ In
Mongolia, constituted a vicariate apostolic in 1840, many
converts were made and several priests educated in the
seminary of Siwang-se. This mission offers great hopes.
It was divided into three vicariates in 1883, and 13
entrusted to the Belgian congregation of the Immaculate
Heart of JIary. The Manchuria mission was made a
vicariate in 1839; in 1854 a church, S. Maria ad Nives,
was erected, and many other churches have since been
built for the increasing mission. In 1592 an attempt was
made to Christianize Corea ; but repeated persecutions
crushed out the germs of Christianity. Its first neophyte,
its first native priest, its first bishops, and its first European
missionaries were martyrs. From 1784 to 1789 4000
Coreans were converted, but their number was greatly
reduced by persecution. In 1831 a vicariate was estab-
lished; in 1835 the number of Christians was 6280; in
1861 they reached 18,000; but in 1866 persecution began
anew. Christianity was introduced into Japan in 1549
by S. Francis Xavier. In less than fifty years there were
in Japan a bishopric, 380 churches, and 30,000 professing
Christians. Persecution broke out in 1601, and in 1614
became so fierce that the priests were put to death and the
people dispersed. In 1640 all Europeans, missionaries
included, were banished -from Japan, this proscription
continuing for two centuries. Missionaries were admitted
in 1843, but so jealously watched, that little good was
accomplished. In 1863 a treaty was concluded between
the emperor of the French and the Japanese Government
permitting the preaching of the gospel. The first church
was built after a lapse of two centJries; the number of
catechumens soon reached 10,000; other churches were
constructed ; and the descendants of the old Christians,
who had still preserved the faith, came fortl^ from their
concealment. A new persecution- broke out in 1870 ;
many Christians apostatized ; a great number died of
hunger, and many were exiled. Peace was established in
1873. The vicariate apostolic was divided in 1876 into
two — -the northern and southern vicariates. By the treaty
of Peking, concluded between the French and Chinese
Governments, liberty of religion was granted in the Chinese
empire and a new era opened. In 1873, in the eighteen
provinces of the Chinese empire, the number of Catholics
was 410,644, with 4054 centres, 1220 churches and public
chapels, 294 bishops and missionaries, 252 native priests,
137 European female religious and 924 native, 104
orphanages with 6853 orphans, and 947 schools frequented
by 10,624 pupils. In spite of popular tumults and per-
secutions these numbers have increased in late years.
In the year of its foundation the Propaganda established
a .prefecture apostolic in Burmah. Italian- Earnabites
penetrated into the country in 1721, and two of them,
Fathers Gallizio and Nerici, were put to death. The
priests of the seminary of foreign Missions continue the
work, and three vicariates have been established. !Malacca
was visited by S. Francis Xavier, and was for a long time
under the Portuguese jurisdiction ; but a vicariate was
P R O — P R 0
«il
established iu 1841 and entrusted to the Paris seminary,
which has a college in Penang for natives of China and
neighbouring countries. Jesuits, Dominicans, and Fran-
ciscans brought the Catholic faith to Siam fh the 16th
century. The first vicar apostolic was appointed in 1678.
A terrible persecution of Christians, causing great loss, broke
out in 1772, and it was not till 1821 that the missions
were restored. The vicariate was divided into two in
1841. In the missions of the Anamite empire, comprising
Tong-king and Cochin China, and the missions to Cambodia
and to the Laos people, Christianity may be said to have
bad its birth and its growth in blood, so fierce and
numerous have the persecutions been. In the 14th
century the faith was introduced by Dominicans and
Franciscans, and the first mission established in 1550 by
Gaspare della Croce. The Jesuits came in 1615, and in
1665 the Propaganda established here the priests of the
seminary of foreign missions. A few years later the
number of Christians in the southern provinces of
Cochin China was 17,000, with 60 chuixhes. Persecution
followed persecution. The Dominican Father Francesco
Gil, after nine years' imprisonment. Was martyred in 1745.
All foreigners were driven from the kingdom in 1825, and
ia 1826 an edict was issued against the Christians. What
seemed a war of extermination was undertaken in 1833.
Missionaries sought refuge in tombs and grottos, whence
they issued by night to administer the sacraments. Mgr.
Delgado, vicar apostolic of WesternTong-king, Mgr. Henares
his coadjutor, several Chinese priests, Mgr. Barie, vicar
apostolic of Eastern Tong-king (about to be consecrated
bishop), and an incredible number of lay persoas of all
ranks were put to death. In 1842 the cause of the
beatification and sanctification of the Anamite martyrs was
introduced by the Sacred Congregation of Rites. Per.se-
ontion was renewed in 1844; the exiled missionaries and'
prelates returned, though a price was put upon their
heads. Christianity was proscribed throughout all Anam
in 1848 ; native priests were exiled, and European clergy
cast into the sea or the nearest river. Nevertheless the
vicariate of Cambodia was founded in 1850, and Eastern
Cochin China was made a separate vicariate. A new edict
appeared in 1851, again enjoining that European priests
should be cast into the sea, and natives, unless they
trampled upon the cross, severed in two. The missionaries
Schaeffler and Bonnard were put to death ; the vicars
apostolic perished of hunger ; the mass of Christians were
imprisoned or exiled. In 1856 and 1857 whole Christian
villages were burned and their inhabitants dispersed. The
edict of 1862 enjoined that Christians should bo given in
charge to pagans, that their villages should be burned
and their property seized, and that on one cheek should bo
branded the words "false religion." In 1863 the number
of martyrs had reached forty thousand, without reckoning
those driven into the woods, where they perished. Never-
theless, the Anamite church, steeped in blood, has in-
creased, and is regarded as the brightest gem of the
Propaganda missions.
India is one of the most extensive fields in which the mis-
sionaries have laboured. Previous to the founding of the
Propaganda the Jesuits had established several mi.'isions in
India. The introduction of vicars apostolic consolidated
the basis of Christianity, and now twenty-tbrco vicariates
apostolic and a delegate apo.stolic direct the spiritual affairs
of this great country. In Africa, Catholic missionaries
wore the first travellers, two centuries prior to Livingstone
and Stanley. The earliest mission was that of Tunis
(1624). The missions of the Cape of Good Hopo were
entrusted to the clergy of Mauritius ; the Roformati and
the Observants went to Egypt, the Carmelites to Mo-
mmbique and Madagascar, the Capuchins and Jesuits
to Ethiopia and Abyssinia. The spiritual affairs of Africa
are directed by one metropolitan and thirty-six bishops,
vicars, and prefects apostolic. The progress of CathoUcisra
in Australia is evident from the fact that two metro-
politans, those of Melbourne and Sydney, with twelve
suffragans direct its ecclesiastical affairs. AVhile the
missionary field of the Propaganda embraces Asia, Africa,
Oceania, and both Americas, as well as England, Ireland,
Scotland, Holland, Germany, Norway and Sweden, Iceland,
Greenland, Switzerland, Albania, Macedonia, Greece,
Turkey, ic.,. perhaps the most splendid results of its work
are to be met with in the United States and in Canada.
In 1632 many Catholics settled with Lord Baltimore in
Maryland. A century and a half later, in 1789, they had
so increased that the Congregation of Propaganda withdrew
them from the jurisdiction of the vicar apostolic of London
and formed a new see in Baltimore, comprising the territory
of the United States. In 1806 the sees of New York,
Philadelphia, Boston, and Bardstown (Louisville) were
erected, and Baltimore was made the metropolitan diocese.
At the end of 1884 there were twelve metropolitans and
seventy-six bishops and vicars apostolic in the United
States. In 1659 5Igr. Fram^ois de Laval was the first
vicar apostolic of Canada ; shortly afterwards the episco-
pal see of Quebec was established. Now Canada has four
metropolitan and sixteen suffragan sees.
riie Italian Government, in virtue of the laws relating to ecclesi-
astical property of 1866, 1867, and 19tli June 1873, sold the Villa
Jlontalto, Frascati, belonging to the Propaganda, and placed the
price in the Italian funds, paying' interest to the Congregation.
Other property of the Congregation having been sold, a law-suit was
entered upon and decided iu the Court of Cassation at Rome, 31st
Jlay 18S1, in favour of the Propaganda. Appeal was made to the
tribuhal of Ancnna, where, 14th December 1881, decision was given
against the Propaganda. Appeal being again made, the Court of
Cassation of Rome gave final judgment, 9tli February 1884, against
the Propaganda. This sentence empowers.the Italian Government
to sell the landed or immovable property of the Propaganda, place
the proceeds in the Itilian funds, and pay the i'lterest to the
Congregation. Protests against this act have been issued by Pope
Leo XIII., by Cardinal Jacobini, secretary of state to the pontijf,
by nearly all the Catholic bishops, and by innumerable thousandj
of lay Catholics and many Protestants. (D. J.)
PROPERTIUS, Sextus, the greatest elegiac poet of
Rome, was born of a good Umhrian family, who were con-
siderable landed proprietors in the fair and fertile regiou
between Perusia and the river Clitumnus. The seat of the
Propertii was at Asisium Or Assisi, the birthplace of the
famous St Francis ; and here also was Propertius born.
The year of his birth is uncertain, and it has been vari-
ously placed between 57 and 44 b.o. We learn from one
passage of Ovid that Propertius was his senior, but also
his friend and companion ; from another that he was third
in the sequence of elegiac poets, following Gallus, who was
born in 69 b.o., and Tibuilus, whoso birth has been a.ssigned
to 54 B.C., and immediately preceding Ovid himself, who, as
he tells us elsewhere, was born in 43 B.C. Wo shall not be
far wrong in supposing ho was born about 50 B.C., a date
which also agrees well with the indications of the pocnid
themselves. His early life was full of misfortune. He
buried his father bcforo his time ; and grief was closely
followed by poverty. After the battle of Philippi and the
return of Octaviun to Rome the victorious legions hud to be
provided fot; their clamorous need and cupidity could only
bo r.ppcased by wholesale ograrian confiscation, and the
north of Italy had to bo surrendered. In common with
his fellow poets Virgil and Ilonice, Propertius was de-
prived o"f his estate; but, unlike t-lie.se, he had no patrons at
court, and ho was reduced from opulence to comparative in-
digence. The widespread disaffection which these measures
provoked was turned to account by Lucius Antonius, the
l)rother of the triumvir, and his wife, the notorious Fulvia.
The insurrection which is generally knowD aa the bellum,
812
PROPEPtTIUS
Pei-usitium from its only important incident, the fierce and
fatal resistance of Perugia, deprived the poet of another of
his relations, who was killed by brigands while making his
escape from the lines of Octavian. The loss of his patri-
mony, however, thanks no doubt to his mother's providence,
did not prevent Propertius from receiving a superior educa-
tion. After or, it may be, during- its completion he and she
left Umbria for Rome ; and there, about the year 34 B.C.,
he assumed the garb of manly freedom. .He was urged to
take up a pleader's profession ; but the serious study went
against the grain, and, like Ovid, he found in letters and
gallantry a more congenial pursuit. Soon afterwards he
made the acquaintance of Lycinnaj about whom we know
little beyond the fact that she subsequently excited the
jealousy of Cynthia, and was subjected to all her powers
of persecution (vexandi). This passing fancy was sflc-
ceeded by a serious attachment, the object of which was
the famous " Cynthia." -Her real name was Hostia, and she
was a native of Tibur. She was a courtezan of the superior
class, somewhat older than Propertius, and seems to
have been a woman of singular beauty and varied accom-
plishments. Her own predilections led her to literature ;
end in her society Propertius found the intellectual sym-
pathy and encouragement which were essential for the
development of his powers. Her character, as depicted in
the poem?, is not an attractive one; but she seems to have
entertained a genuine affection for her lover. The inti-
macy began in 28 and lasted till 23 B.C. - These six years
must not, however, be supposed to have been a period of
unbroken felicity. Apart from minor disagreements, an in-
fidelity on Propertius's part excited the deepest resentment
in Cynthia; and he was banished for a year. The quarrel
was made up about the beginning of 25 B.C.; and soon after
Propertius published his first book of poems and inscribed
it with the name of his mistress. Its publication placed
him in the first rank of contemporary poets, and amongst
other things procured him admission to the literary circle
of Maecenas. The intimacy was renewed ; but the old
enchantment was lost. Neither Cynthia nor Propertius
was faithful to the other. The mutual ardour gradually
cooled ; motives of prudence and decorum urged the dis-
continuance of the connexion ; and disillusion changed in-
sensibly to disgust. Although this separation might have
been expected to be final, it is not certain that it was so.
It is true that Cynthia, whose health appears to have been
weak, does not seem to have survived the separation long.
But a careful study of the seventh poem of the last book, in
which Propertius gives an account of a dream of her which
he had after her death, leads us to the belief that they were
once more reconciled, and that in her last illness Cynthia
left to her former lover the duty of carrying out her wishes
with regard to the disposal of her effects and the arrange-
ments of her funeral. Almost nothing is known of the
subsequent history of the poet. He was certainly alive in
16 B.C., as some of the allusions in the last book testify.
And there are two passages in the letters of the younger
Pliny in which he speaks of a descendant of the poet, one
Passennus Paullus. Now in 18 B.C. Augustus carried the
Lecfes Julix, which offered inducements to marriage and
imposed disabilities upon the celibate. It would seem
therefore at least a natural conclusion that Propertius was
one of the first to comply with the provisions of the law,-
and that he married and had at least one child, from whom
the contemporary of Pliny was descended.
Propertius appears to have had a large number of friends
and acquaintances, chiefly literary, belonging to the circle
of Maecenas. ■. Amongst these may be mentioned Virgil,
the epic poet Ponticus, Bassus (probably the iambic poet
of the name), and at a later period Ovid. He does not
lee.m to have come across Tibullus ; and his relations with
Horace were not particularly friendly. Horace may have
regarded him as an interloper in the favour of M:ucenas,
though there is nothing in the poems of Propertius to
warrant the supposition. In person Propertius was pale
and thin, as was to be expected in one of a delicate and
even sickly constitution. He was very careful about his
personal appearance, and paid an almost foppish attention
to dress and gait. He was of a somewhat voluptuous
and self-indulgent temperament, which shrank from danger
and active exertion. He was anxiously sensitive about
the opinion of others, eager for their sympathy and re-
gard, and, in general, impressionable to their influence."
His over-emotional nature passed rapidly from one phase
of. feeling to another; but the more melancholy moods
predominated. A vein of sadness runs through his poems,
sometimes breaking out into querulous exclamation, but
more frequently venting itself in gloomy reflexions and
prognostications. He had fits of superstition which in
healthier moments he despised. It must be added that
the native wea''nes3 of his character was no doubt con-
siderably increased by his infirm and delicate constitution.
The poems of Propertius, as they have come down to
us, consist of four books containing 4046 lines of elegiac
verse. The unusual length of the second one (1402 lines)
has Icdi Lachmann' and other critics to suppose that it
originally consisted of two books, and they have placed
the beginning of the third bock at ii. 10, a poem addressed
to Augustus. This theory, somewhat, modified, has been
powerfully advocated by Th. Birt {Das Antil-e Buchwesen,
pp, 413-426). He divides the poems into two parts, — a
single book (lib. i.), published separately and called
Cynthia Monohihlos, as in the MSS. and the lemma to
Martial (xiv. 189), and a Tetrahihhs Syntaxis, a collec-
tion of four books, published together, consisting of the
remainder of his poems. If this view is correct, the
greater part of the first book of the Synfaxis must have
been lost, as ii. 1-9 only contain 354 lines. The first
book, or Cynthia, was published early in the poet's literary
life, and may be assigned to 25 B.C. The date of the
publication of the rest is uncertain, but none of them can
have been published before 24 B.C., and the last, at any
rate, was probably published posthumously. The subjects
of the poems are threefold :. — (1) amatory and personal,
mostly regarding Cynthia — seventy-two (sixty Cynthia
elegies), of which the last book contains three ; (2) poli-
tical and social, on events of the day — thirteen, including
three in the last book ; (3) historical and antiquarian — six,
of which five are in the last book.
The writings of Propertius are noted for their difficulty;
and this has undoubtedly prejudiced his reputation as a
poet. His s.tyle seems to unite every element by which a
reader could be deterred. Not to speak of the unequal
quality of his workmanship, in which curtness alternates
with redundance, and carelessness with elaboration, tho
indistinctness and discontinuousness of his thought is a
serious strain upon the attention. An apparently desul-
tory sequence of ideas, sudden and often arbitrary changes
of subject, frequent vagueness and indirectness of expres-
sion, a peculiar and abnormal Latinity, a constant tend-
ency to exaggeration, and an excessive indulgence in
learned and literary allusions, — all these are obstacles
lying in the way of a study of Propertius. But those
who have the will and the patience to surmount them will
find their trouble well repaid. In power and compass of
imagination, in freshness and vividness of conception, in
truth and originality of presentation, few Roman poets
can compare with him. If these qualities are seldom
eminent for long together, if his flights are rarely steady
and sustained, this js matter for regret rather than cavil or
even astonishment. Propertius was essentiallj iacapaWft
P R 0 r E R T I U S
813
of self-criticism, constitutionally intolerant of the slow
labour of the file. His work is ever best when done
under the urgency of a supreme and rapid excitement,
and when, so to say, the discordant qualities of his genius
ire fused together by the electric spark of an immediate
inspiration. Two of his merits seem to have impressed
the ancients themselves. The first is most obvious in the
sc-enes of quiet description and emotion i^i whose presenta-
tion he particularly excels. Softness of out\ine, warmth
>f colouring, a fine and almost voluptuous feeling for
i>eauty of every kind, and a pleading and almost melan-
choly tenderness — such were the elements of the spell
which he threw' round the sympathies of his reader, and
which his compatriots expressed by the vague but expres-
sive word blanditia. Wis /acundia, or command of striking
ind appropriate language, is more noticeable still. Not
nly is his vocabulary very extensive, but his employ-
ment of it extraordinarily bold and unconventional. New
settings of use, idiom, and construction continually sur-
prise us, and, in spite of occasional harshness, secure for
his style an unusual freshness and freedom. His handling
f the elegiac couplet, and especially of its second line,
Reserves especial recognition. It is vigorous, varied, and
■ven picturesque. In the matter of the rhythms, caesuras,
ind elisions which it allows, the metrical treatment is
much more severe than that, of Catullus, whose elegiacs
ire comparatively rude and barbarous; but it is not
lound hand and foot, like that of the Ovidian distich, in
a formal and conventional system. It only now remains
to call attention to the elaborate symmetry of construction
which is observable in many of his elegies. Often indeed
the correspondence between different -parts of his poem is
so close that critics have endeavoured with more or less
success to divide them into strophes.
Propertius's poems bear evident marks of the stu4y of
ids predecessors both Greek and Latin, and of the ihflu-
"-■nce of his contemporaries. He tells us himself that
Callimachus and Philetas were his masters, and that it
was his an>bition to be the Roman Callimachus. We can
trace obligations to Theocritus, Apollonius Rhodius, and
other Alexandrines, but above all to Meleager, and
imongst earlier writers to Homer, Pindar, .^schylus, and
t-hers. Amongst Latin writers he had read with more or
M care the works of Ennius, Lucretius, the dramatists,
nd Catullus. We find coincidences too close to bo for-
tuitous between his poems and those of Virgil, Horace,
and Tibullus his contemporaries ; but it is very possible
the influence was reciprocal. Propertius's influence upon
his successors was considerable. There is not a page
of Ovid which does not show obligations to his poems,
while other writers made a more modest use of his stores.
Among these may bo mentionsd Manilius. Juvenal,
Martial, Statins, Claudian, Seneca, and Apuleius.
The works of Propcrtius have come down to us in a far
from perfect condition. Some of the poems have been
lost ; others are fragmentary ; and most are more or less
disfigured by corruptions. The manuscrii)ts on which we
have to rely are late and in several cases interiK)lated ;
and these circumstances, combined with the native diffi-
culty of the poet's writing, make the task of his restora-
tion and interpretation one of peculiar delicacy and diffi-
culty.
Donatiis (or Suetonius) in his life of Virgil, 30 (45), is tlip nuthcv
rity for tlu^ full nnino of Propcrtius. " Aurcliua" and "Nauta,"
wliich are added in tlio MSS., are duo to confusion with Prudcntius,
and acoiTUiit reading of iii. 19, 22 (Miiller), (ii. 24, 22, f'almor). —
On the Propcrtii, see Mommsen in Hermes, iv. p. 370 ; Haupt,
Opii.ic, i. p. 282. Besides tlio Propcrtius lilitsus (the Passennus
Paullus of Pliny), wo hear of a C. Propcrtius who was trinyiivir
cnpiUiUs and proconsul in the time of Augustus, and a Propcrtius
Celer, a poor senator under Tiberius. Jnsrriptions of the Propcrtii
liaro.boeQ.fouuiUat.Assisi, ^. . Hcrtzberg, . /')v;). , i. pp. 10-12.
Propcrtius tells u.s himself that his family was not " nohle," iii. 32
(ii. 34), 55, 6, and iii. 19, I.e. — Jlevania (Bevogna) and Hispellnm
I (Spello) have been put forward as the birth-place of Propertius, but
the poet's own expressions are decisive for Asisium. Apart from the
question of reading in v. (iv.) 1, 125 (MSS. Asis.), the climbing walls
of his town (scaudcntes arces, scandens murus, v. (iv.), 1, 65 and
I.e.), its nearness to Perugia, and its position close above the plain
(i. 22, 9, 10) are altogether unsuitable to Spello and Bevagna. — Ovid
thus assigns Propcrtius his place : — successor fuit hie (Tibullus),
tibi, Galle : Propertucs illi (Tibullus) ; quartus ab his serie temporis
ipsefui {Tr., iv. 10, 53, 54) ; and again {ib., ii. 467), his (to Tibullus
and Propertius) ego successi. For Ovid's friendship with Propertius
see below. — v. 1, 121 sq. is the chief authority for the earlier events
of his life. For the premature death of his father and the lo3.s of
his property, see 127 sq. : — ossaque legisti non ilia aetate legenda
patris et in tenues cogeris ipse Lares, nam tibi cum multi uersa-
rent rura iuuenci abstulit excultas pertica tristis opes. Else-
where he says that he is non ita diucs (iii. 19 (22), I.e.), and that
he had nulla domi fortuna relicta, iii. 32, 55, I.e. Indirect evi-
dence, such as his living on the Esquiline, iv. (iii.), 23, 24, points
to a competence. For the death of his kinsman, generally snpposed
to be the Gallus of i. 21, see i. 22, 6-8. Propertius's mother is
mentioned in ii. 8, 39 ; iii. 13, 15; and in very affectionate terms
in i. 11, 21. She was dead when iii. 13 (11) was written, i.e., six
months after the publication of the first book. For the quality of
Propertius's educatioji, the poems themselves are the only, but a
sufficient, testimony. — For Lycinna see iv. 14 (iii. 15), 3-10, 43. — •
Cynthia, or Hostia (Apul., Apol., p. 415) of Tibur (v. (iv.), 7, 85),
was the granddaughter (iv. 19 (iii. 20), 8) of L. Hostius, who wrote
a poem on the Illyrian war of 178 B.C., of which some fragments are
preserved. She was much elder than Propertius (iiL 10 (ii. 18),
20). That she was a merctrix is clear from many indications — her
accomplishments, her house in the Subura, the occurrence of scenes
like those in i. 3, iii. 27 (ii. 29), the fact that Propertius could
not marry her, &c. For descriptions of her beauty see iL 2, 5
sq., and 3, 9 sq.; iii. 3 (ii. 13), 23, 24 ; her poetry, ii. 3, 21 ; and
other accomplishments, i. 2, 27 sp., iv. 19 (20), 7, 8. In chan-
actcr she was fickle (i. 15, ii. 6, ic), greedy (iii. 8 (ii. 16), Jl,
12, Cynthia non sequitur fasces, nee curat honorcs: semper ama-
toruni ponderat una sinus), and fond of finery (ii. 3, 15, 16);
her temper was violent, iv. 7 (iii. 8), &c., and led her to slander
those who had offended her (i. 4, 18 sq., &c). — For the five years,
see iv. (iii.) 25, 3, quinque tibi potui seruire fideliter annos ; and
for the year of separation, iv. 15, 11 (iii. 16), 9, peccaram semel,
et totum sum pulsus in annum. The second separation is vouched
for by the two last elegies of book iv. The evidence which
V. (iv.) 7 furnishes in favour of a reconciliation is analysed by
Postgate (Prop., Introd., p. xxv. sq.).^v. 6 commemorates the
celebration of the ludi quinquennaUs, and v. 11, 66 alludes to
the consulship of P. Scipio in 16 B.C. For Passennus PaulUis
(or as an Assist inscription calls him C. Passennus Sergius
Paullus Propertius Bloesus), see Pliny {Ep. ,'yi. 15), municeps
Propcrti atque etiam inter maiores Propertium numeral; (9,
22), in litterfc uetcres aemulatur exprimit reddit : Propertium
in primis a quo genus ducit, ncra soboles eoque simillima ill
in quo illc praccipuus, si elegos eius in mnnum sumpseris, leges
opus tcrsum moUe iucundum ct piano in Properti domo scriptum.
— ii. 1 and iv. (iii.) 9 are addressed to M«cenas, iii. 1 (li. 10)
to Augustus. Virgil is spoken of in the highest terms in iii. 32
(ii. 34), 61 sq. Other poems are addressed to Ponticus (i. 7, 9),
Bassus (i. 4), Lynccus a tragic poet (iii. 32, ii. 34). Volpi cou-
jccturod (in his edition of Propertius, i. pp. xt. sq.) that the
inquisitive fellow of Horace, Sat., i. 9; but the conjecture is
generally rejected on grounds of chronology. It has recently been
re-discussed and rejected by Prof. A. Palmer in his edition o(
Horace's Satires, i. 9 (notes), p. 219. In £p. ii. 87 sq., how-
ever, Horace seems to make a direct attack on Propertius. — ^^On
Propertius's personal appearance, seo i. 1, 22, 5, 21 ; pallorem nos-
trum . . . cur sim toto corporo nuUus ego. A likeness of him has
possibly been preserved in a double Hermes in the Villa Albani and
the Vatican, which represents a young beardless Koman, of a nervous
and somewhat sickly appearance, in combination with a Greek poet,
possibly Callimachus or Philetas (Visconti, Iconogrnph. Hoviana,
plato 14, 3, 4 ; seo E. Brizio, Anna!., dell' inst. areh., 1873, 106 ;
C. Robert, Arch. Zeit., 38, 35, cited by TeufTel). Ill health is
proved, as well by tho specific allusion of i. 16 as by the frequent
references to death and burial — i. 19; ii. 1, 71 sq. ; iii. 6, 1 (ii.
13, 17) sq. For his care about dress and the like, see ii. i, 15, 16,
(5, 6), nequiquam perlusa mcis ungiienta capillis ibat ct cxponso
planta inorati. gradu. His character is mirrored in his' poems.
In particular it has bad a great deal to do in moulding his vocabu-
lary (Postgate, Introd., p. xxxvi, sq.). For want of courage and
energy, especially, boo ii. 7, 14 ; iii. 12 (ii. 19), 17-24 ; and for
superstitious Icaninp iii. 23 (ii. 27) ; ii. 4, 15, (2.S) ; v. (iv.)
6, 9, sq. — The numbering of tho books is one of the most vexed
question.s of Propertius ; but it is not unlikely that Birt'e conclu-
sions will bo ultimateljr^ accepted. Tlic dates of the several poenia
814
P R O — P R O
are, where ktiowo, somo guide towards determining that of the
hooks : i. 8 seems to have been written- about 27 B.C. ; i. 6 not
before 27 B.O. ; ii 1 in 25 B.C. ; i. 8 after 27 B.C. ; iii. 1 (ii- 10)
in 24 B.C. ; 29, "31, end of 28; 32 not before 28 B.C.'; iv. (iii.)
17 (18) iu or after 23 B.C. ; so 3 (4), 4 (5), 11 (12), but 20 about
28 B.C. j V. (ir. ) 6, 11 not before 16 B.C. ; 3 in 23 B.C. For the
evidence for believing book v. to be, posthumous see Postdate, pp.
liv., Iv. — It is beyond our limits to discuss the style and idiom of
Propei-tias in full. For details see Hertzberg, Introduction, pp.
47, sq. ; Postgate, Introduction, pp. IviL sj. (literary style),
Ixxxviii. sg. (grammar and vocabulary), cfxyi. sq. for metre and
prosody ; also L. HUUei-'s Introduction, pp. xlviii. sq. For ancient
references to Propertius as a writer see Quint, x. 1, 93, where it
is stated that some (not Quintiliau) preferred him to TibuUus, Ov.,
4. A., iii. S33, Tr., iii. 465 (blandus P.), y. 1, 17 (blandus), Mart.,
xiv. 189 (facundus P.), viii. 73, Pliny, I.e. above, Stat, Silv., i. 2,
253, Vnibro Propertius antro. — Prop., iii. (iv.) 1, Callimachi Manes
ct Coi sacra Pliiletae, iu iiestrum, quaeso, me sinite ire nemus ;
V. (iv.) 1, 64, Vnibria Komini jiatria Callimachi. But, as is well
pointed out by' Teuffel in his History of Roman Lilerature, Pro-
pertius's debt to CalUmachus and Philetas is cliiefly a formal one.
Kven into his mj^tliological learning he breathes a life to which
those dry scholars were complete strangers. — For a summary ac-
count of his relations to his predecessors and contemporaries see
Postgate, Introd. ch. v. Coincidences with Horace are quoted in
reutfel. {§ 246, 2) ; with Catullus, M. Magnus, Flechciseus Jalir-
hiichcr, 115, p. 418; with Tibullus, A. Zingerle, Ovid's Vcrhdltniss,
kc, i. 55, 68, 101, kc. ; with Virgil, Nettleship, Ancient Lives o/
Fcrgtl, p. 63, 64.
Tliere Is no exis'ine MS of Propertnts older tliin tlio 14th centuiy. Up till
the pu1)!lcatlon of Biilirens's edition (1S80), the Neapolimnus (X., now often called
the Guelfeibytanus) was reKarat-a as the best, Bahrcns, however, maintained
its worthlessness as compared with the conciirrenre of four other JISS. of his own
eoUaling :— Vossianus, circa 1360 (A) ; Laaientianus, beginning of 15th centnry
(F.); Ottoboniano-Vaticanus, end of I4th centiu-y (V.) ; Daventriensis, 1410-20
(D.). Bahrens's attack upon the Neapolitan was answered by H. Leo iRh. Mu^.,
XXJ.I. 431), Ellis (Amer. Jovrn. Phil., 1.389), Palmer (nermathcna. iv, 48-72). The
contending merits of these MSS. have been e.-tarained by Solbisky (Coiam. Phil.
Jeneiisfs, ii. 18S3) with con^ideiable care, end his conclusions as to the independ-
ent value both of N. and the consensus of D. V. are likely to be accepted.
The editio princeps of Pi-opertius is that of 1472, Venice. Amonc the chief
editions may be mentioned the following, those with notes beinc marked with an
asterisk :— 'Scaliser (li77, Ac.), *Broukiiusiua (2d ed., 1577), "Passeratius (1608)
•Vulpius (1755. 2 vols), 'P. Burmann (and Santcn) (1780), 'Lachmann (1S16; te.\t
only, 1S29), -Jacob (IS27),Hertzbere (1843-45, 2 vols.), 'F. A. Palev(2d ed., 1872),
L. MUller 0870), Haupt-Vahlen (1879), Bahrens (1880), A. Palmer (1880): selec-
lions, with introduction, Postgate (1831). Those of MuUer and Palmer are the
editions cited ihroughout this article. It is impossible to cite the numerous pro-
crams, disjcrt^tions. papers, &c., which have been published on subjects con-
nected with Propertius. For tuller bibliographies it is sufficient to refer to
Hertzberg, Prop., i. pp. 248-511; Engelmann's Bibliotheca Scriplorum Latinorum
(ed. Preuss. 1882) ; J. E. B. Jfayor's Bibliographical Clue to Latin Literature
(1875); W. Teuffel, OeschicMe d. Rom. Lilleralur (2d ed., 1882; Eng. trans., 1ST3;
«ec. 84« gives on excellent account of Propertius); Panly, Real-Eiicydopadie,
j.r. " Propertius."' Reviews of recent Propertian literature are given in Bursian's
JaliresbericU (1873), pp. 1447-54 (very meagie), and in the Trans. Camb. Philol.
Soc.. 1880 (i. 372-86), lSSl-82 (ii. 22C-36).
The following translations into English verse are Imoiro:— G. F. Kott, Book i.
(published anonymously. 1872); C. A. Elton, selections in bis ^rimenso/ tlir
Classic Poets, vol. ii. p. 215 sg. (1814. reprinted along nith the preceding and a
prose version by P. J. F. Gantillon, in Bohn's .series, 1848, 1883); C. R. Moore
(London, 1870); J. Cransloun (Edinburgh, 1875); F.A. Paley, verse translations
from Bonk v. with notes ( 1866) ; also a few translations by Gray (the poet) first
printed in Gosse's edition, vol. i. (1884). (j. p. p.)
PROPHET (Trpot^jyxr;?) is a word taken from the voca-
bulary of ancient Greek religion, wliich passeci into the
language of Christianity and so into the modern tongues
of Europe, because it was adopted by the Hellenistic Jews
as the rendering of the Hebrew k>3j (nabi, pi. nebtim).
The word therefore as in'e use it is meant to convey an
idea which belongs to Hebrew and not to Hellenic belief ;
but when it first underwent this change of application the
age of the nebum wa^ long past, and the Jews themselves
had a very imperfect conception of what they had been and
done. Hence in actual usage the idea conveyed by the
word prophet has never quite corresponded with its his-
torical prototj'pe ; the prophets of early Christendom, for
example, are not by any means exact counterparts of
the Old-Testament prophets, and in general very various
ideas have prevailed as to what a prophet is or should
be, because up to quite a recent date the work of the
Hebrew prophets has been habituaUy approached not in
a purely historical spirit but under the infli jnce of pre-
conceived ideas.i
• It does not appear that the original Hellenic associations of the
word have had any sensible effect on these ideas. According to Plato
(Timaus, p. 72) the name icpotp^Trii ought properly to' be confined to
the iDteroreters employed to put an intelligible sense oo the dreamSj
In the present article no attempt will be made to follow
those speculations about the nature of prophecy which
belong to dogmatic theology rather than to history ; but
a brief sketch will be given. (1) of the history of Hebrew
prophecy (in supplement to what has been already said in'
the article Israel or is to be found in the articles devoted
to individual prophets), and (2) of prophecy in the early
Christian Church. To speak of more recent religious
phenomena within Christendom which have claimed to be
prophetic would carry us too far ; for them the reader
is referred to such articles as Moxtaxism, Anabaptists.
The conception of prophecy on which the Mohammedan
religion is budt has been sufficiently explained in the life
of Jloharamed ; borrowed, somewhat unintelligently, from
later Judaism, it is radically different from that of the
Old Testament, and when narrowly looked at lends no
countenance to the statement often made, and at first sight
plausible, that prophecy is a phenomenon characteristic of
Semitic religion in general.
1. The Prophets of the Old Testament. — The author of
1 Sam. ix. 9 tells us that " beforetime in Israel, when a
man went to inquire of God, thus he spake. Come and let
us go- to the seer ; for he that is now called a prophet
(ndbi) was beforetime called a seer." This remark is
introduced to explain how his contemporaries spoke of
Samuel. He w-as a " seer " (ver. 11), or, as he is also called
(ver. 6 sq.), a " man of God," that is one who stood in
closer relations to God than ordinary men ; " all that he
said was sure to come to pass," so that ha could be
consulted with advantage even in private matters like the
loss of the asses of Kish. The narrative of 1 Sam. ix. is
so vivid and exact that not many generations of oral
tradition can have separated the writer from the events he
records ; it shows us therefore, at least broadly, what the
word prophet meant in the early times of the Hebrew
kingdom, and it shows us that it had acquired that
meaning after the age of Philistine oppression in whi<;h
Samuel lived, ancl to which his younger contemporaries
Saul and David put an end. That this is the sense of the
author, and that we must not suppose that the word
prophet had merely become more common in his time and
supplanted an older synonym, appears beyond question a
few verses further down, where we see that there were
already in Samuel's time people known as nebllm, but that
they were not seers. The eeer, with his exceptional
insight, is a man of prominent individuality and held in
great respect : when Said asks for the seer every one knows
that there is only one person in the town whom he can
mean. With the prophets it is quite otherwise ; they
appear not individually but in bands ; their prophesying is
a united exercise accompanied by music, and seemingly
dance-music j it is'mai'ked by strong excitement, which
sometimes acts contagiously, and may be so powerful that
visions, or enigmatic utterances of the frenzied juai/ris. But in ordinary
Greek usage the prophet of any god is in general any human instru-
ment through whom the god decl.tres himself; aud the tendency waa
" to reserve the name for unconscious interpreters of the divine thought,
and fur the ministers of the oracles in genei'al " <Bouche-LecIercq,
Hist, de la Divination [1880], ii. 11). This prob.ibly facilitated the
adoption of the term by the Hellenists of Alexandria, for, when Philo
distinguishes the prophet fi'oni the spurious diviner by saying that the
latter apj^ies his own inferences to omeus aud the like wiiile the trnd
prophet, rapt in ecstasy, speaks nothing of his own, but simply repeats
what is £ivett to him by a revelation in which his re.ison has no paii
(ed. Mangey, ii. 321 sq., S43 ; coiiijx i. 510 sq.), he follows the pre ra-
lent notion of the later Jews, at least in so f.ir as he makes the function
of the prophet that of purely mechanical reproduction ; coinp.ire Jolm
xi. 51, and the whole view of revelation presuj.posed iu the Apo-
calyptic literature. Bnt in any case the Greek language hardly
offered another word for an organ of revelation so colourless as
TrpotpTiTT]s, "while the condition of etymology among the ancients made
it possible to interpret it as laving a special refereiio; to yrediiAioU
(so Eusebius, i)««.^»., Ttideririn^it tiom ir^o^afi'a'}''
PROPHET
815
he who is seized by it is unable to staiid,^ and, though this
condition is regarded as produced by a divine afflatus, it is
matter of ironical comment when a prominent man like
Saul is found to be thus affected. Samuel in his later days
appears presiding over the exercises of a group of nebtim
at Bamah, where they ' seem to have had a sort of
coenobium (Naioth), but he was not himself a nabt — that
name is never applied to him except in 1 Sam. iii. 21,
where it is plainly used in the later sense for the idea
which in Samuel's own time was expressed by "seer."^
But again the nebttm seem to have been a new thing in
Israel in the days of Samuel. Seers there had been of old
as in other primitive nations ; of the two Hebrew words
literally ■ corresponding to our seer, roeh and h6zeh, the
second is found also in Arabic, and seems to belong to the
primitive Semitic vocabulary.^ But the enthusiastic
bands of prophets are nowhere mentioned before the time
of Samuel; and in the whole previous history the word
prophet occurs very rarely, never in the very oldest nar-
ratives, and always in that sense which we know to be
later than the age of Samuel, so that the use of the term
is due to writers of the age of the kings, who spoke of
ancient things in the language of their own day. The
appearance of the nebttm in the time of Samuel was, it
would seem, as has been explained in the article Israel,
one manifestation of the deep pulse of suppressed indignant
patriotism which began to beat in the hearts of the nation
in the ago of Philistine oppression, and this fact explains
the influence of the movement on Saul and the interest
taken in it by Samuel. The ordinary life of ancient Israel
gave little room for high-strung religibus feeling, and the
common acts of worship coincided with the annual harvest
and vintage feasts or similar occasions of natural gladness,
with which no strain of abnormal enthusiasm could well be
combined. It was perhaps only in time of war, when he
felt himself to be fighting the battles of Jehovah, that the
Hebrew was stirred to the depths of his nature by emotions
of a religious colour. Thus the deeper feelings of religion
were embodied in warlike patriotism, and these feelings
the Philistine oppression had raised to extreme tension
among all who loved liberty, while yet the want of a
captain to lead forth the armies of Jehovah against his
foemen deprived them of their natural outlet. It was this
tense suppressed excitement, to which the ordinary acts of
worship gave no expression, which found vent in the
enthusiastic services of the companies of prophets. In its
external features the new phenomenon was exceedingly like
what is still seen in the East in every zikr of dervishes — the
enthusiasm of the prophets expressed itself in no artificial
form, but in a way natural to the Oriental temperament.
Processions with pipe and hand-drum, such as that
described in 1 Sara, x., were indeed a customary part, of
ordinary religious feasts ; but there they were an outlet
for natural merriment, here they have changed their
character to express an emotion more sombre and more
intense, by which the prophets, and often mere chance
spectators too, were so overpowered that they seemed to
Hose their old personality and to be swayed by a super-
natural influence. More than this hardly lies in the
expression "a divine spirit" (d'D^X nn), which is used
not only of the prophetic afflatus but of the evil frenzy
that afflicted Saul's later days. The Hebrews had a less
narrow conception of the spiritual than we are apt'to read
into their records.
' 1 Sam. X. 6 sq., xix. 20 aq. In the latter pnssogo read "tlmy
•aw the fervour of the prophets M they propliesicd, &c." (suo Hoff-
Diann in Stade's Zdlachr., 1883, p. 89), after the Syriac.
* On grounds of text-criticism indeed both thi« paasago «nd 1 Sam.
xzviiL, whcr« at ver. 6 prophets appear as revealers (seenV am held to
be no part of the old stork of the history of Samuel.
* Hoffmann, vi supra, p. 92 sq.
To give a name to this new phemonenon the Israelites,
it would seem, had to borrow a word from their Canaanite
neighbours. At all events the word nMt is neither part
of the old Semitic vocabulary (in Arabic it is a late loan
word), nor has it any etymology in Hebrew, the cognate
words " to prophesy " and the like being derived from
the noun in its technical sense. But we know that there
were nebttm among the Canaanites; the "prophets" of
Baal appear in the history of Elijah as men who sought
to attract their god by wild orgiastic rites. In fact the
presence of an orgiastic character is as ■ marked a feature
in Canaanite religion as the absence of it is in the oldest
religion of Israel ; but the new Hebrew enthusiasts had
at least an external resemblance to the devotees of the
Canaanite sanctuaries, and this would be enough to deter-
mine the choice of a name which in the first instance
seems hardly to have been a name of honour.* In admit-
ting that the name was borrowed, we are not by any means
shut up to suppops that the Hebrew nebttm simply copied
their Cdnaanite neighbours. The phenomenon is perfectly
intelligible without any such hypothesis. A wave of in-
tense religious feeling passes over the land and finds its
expression, according to the ordinary law of Oriental life,
in the formation of a sort of enthusiastic religious order.
The Nazarites and the Rechabites are parallel phenomena,
though of vastly inferior historical importance.
The peculiar methods of the prophetic exercises de-
scribed in 1 Samuel were of little consequence for the
future development of prophecy. The heat of a first en-
thusiasm necessarily cooled when the political conditions
that produced it passed away ; and, if the prophetic asso-
ciations had done no more than organize a now form of
spiritual excitement, they would have only added one to
the many mechanical' types of hysterical religion which
are found all over the East. Their real importance was
that they embodied an intenser vein of feeling than was ex-
pressed in the ordinary feasts and sacrifices, and that the
greater intensity was not artificial, but due to a revival
of national sentiment. The worship of the local sanctu-
aries did nothing to promote the sense of the religious
unity of Israel ;. Jehovah in the age of the Judges ran no
small risk of being divided into a number of local Baals,
givers of natural good things *ach to his own locality.
Tlie struggle for freedom called 'forth a deeper sense of
the unity of the people of the one Jehovah, and in so
doing raised religion* to a loftier plane ; for a faith which
unites a nation is necessarily a higher moral force than
one which only, unites a township or a clan. The local
worships, which subsisted unchanged during the greater
part of the Hebrew kingship, gave no expression to this
rise in tho religious consciousness of the nation ; on the
contrary we see from the prophetic books of the 8th
century that they lagged more and more behind tho pro-
gress of religious thought. But the prophetic societies
were in their origin one symi)tom of that upheaval of
national life of which the institution of tho human sove-
reign reigning under the divine King was the chief fruit ;
they preserved tho traditions of that great movement;
they were, in however imperfect a way,' nn organ of
national religious feeling, and could move forward with
tho movement of national life. And so, though wo cannot
follow the steps of the process, we are not surprised to
* If this account of the oriftin of tho nrb'itm is correct (comp.
Kuciien, Propltels, Eng. tr , p. 654 sq.), the etymological sense of the
wonl K*33 i« coiuparutively unimporUnt. The root seems to mean
"to start up," "to rise into pnmiim'nce," and so "to V-conio audible" ;
but the range of possllilo explanations of tho noun which romaius ojien
is too (;reat to give value to any conjeotnre. Tho leading Ticwi are
collected in several of the books cited at tho close of this article, and
a fresh and interesting investigation is given in G. UofTniaun's article
quoted above.
816
PROPHET
learn that they soou had an established footing in' Israel,
and .that the prophets came to be recognized as a standing
sacred element in society. What was their precise place
in Hebrew life we hardly know, but they -formed at least
a religious class which in all its traditions represented the
new national and not the old communal and particularistic
life. One characteristic point which appears very early is
that they felt themselves called upon to vindicate the laws
of divine righteousness in national matters, and especially
in the conduct of the kings, who were not answerable to
human authority. The cases of Nathan and David in the
matter of Uriah, of Elijah and Ahab after the judicial
murder of Naboth, will occur to every one, and from the
Hebrew standpoint the action of Gad in the matter of the
census taken by David belongs to the same category.
Such interventions with an Eastern king demanded great
moral courage, for, though to some extent protected by
their sacred character, the persons of the prophets were
by no means legally inviolable (1 Kings xi.x. 2 ; xxii. 27 ;
2 Kings vi. 31). Another point of the first importance in
the development of the class was the absorption into it of
the old seers, which, as we have already seen, must have
occurred comparatively early. The great prophecy of
Nathan (2 Sam. vii.) is of too disputed a date to be cited
in evidence, but already in David's time we find that
Gad the ndbi is also the king's seer (2 Sara. xxiv. 11 ;
comp. 1 Sam. xxii. 5), and by and by it comes to be
clearly understood thtit the prophets are the appointed
organ of Jehovah's communications with His people or His
king. The rise of this function of the prophets is plainly
parallel with the change which took place under the kings
in the position of the priestly oracle ; the Torah of the
priests now dealt rather with permanent sacred ordinances
than with the giving of new divine counsel for special
occasions. Jehovah's ever-present kingship in Israel,
which was the chief religious idea brought into promin-
ence by the national revival, demanded a more continuous
manifestation of His revealing spirit than was given either
by the priestly lot or by the rise of occasional seers ; and
where could this be sought except among the prophets 1
It does not of course follow that every one who had shared
in the divine afflatus of prophetic enthusiasm gave forth
oracles ; but the prophets as a class stood nearer than
other men to the mysterious workings of Jehovah, and it
was in their circle that revelation seemed to have its
natural home. A most instructive passage in this respect
is 1 Kings xxii., where we find some four hundred pro-
phets gathered together round the king, and where it is
clear that Jehoshaphat was equally convinced, on the one
hand that the word of Jehovah could be found among the
prophets, and on the other that it was very probable that
some or even the mass of them might be no better than
liars. And here it is to be observed that Micaiali, who
proved t]ie true prophet, does not accuse the others of
conscious imposture ; he admits that they speak under
the influence of a spirit proceeding from Jehovah, but it
is a lying spirit sent to deceive. The sublime and solitary
figure of Elijah, whom we are apt to take as the typical
iigure of a prophet in the old kingdom, has little in com-
mon with the picture even of the true prop)het which we
derive from 1 Kings xxii. ; and when his history is care-
fully and critically read it is found to give 'no reason to
think that he stood in any close relation to the prophetic
societies of his time. He is a man of God like Moses and
Samuel, a man admitted to a strange and awful intimacy
with the Host High, and like them he combines functions
which in later times were distributed between projihet and
priest. The fundamental idea that Jehovah guides His
jicople by the word of revelation is older than the tsepara-
tiou of special cUuscs of theocratic organs; Moses indeed
is not only prophet aud priest but judge and ruler. But
as the history goes on the prophet stands out more and
more as the typical organ of revelation, the type of the
man who is Jehovah's intimate, sharing His secrets (Amos
ii. 7 ; Jcr. xxiii. 22), and ministering to Israel the gracious
guidance which distinguishes it from all other nations
(Amos ii. 11; Hosea xii. 10, 13), and also the sentences
of awful judgment by which Jehovah rebukes rebellion
(Hos. vi. 5). The full development of this view seems
to lie between the time of Elijah and that of Amos and
Hosea, — under the dynasty of Jehu, when prophecy, as
represented by Elisha and Jonah, stood in the, fullest'
harmony with the patriotic efforts of the age. This
growth in the conception of the prophetic function is
reflected in parts of the Pentateuch which may be dated
with probability as belonging to the period just named ;
the name of iidlt is extended to the patriarchs as Jehovah's
intimates (Gen. xx. 7), and JMoses begins to be chicHy
looked at as the greatest of prophets (Num. xi. xii. ;
Deut. xxxiv. 10), while Aaron and Miriam are also placed
in the same class (Exod. xv. 20 ; Num. xiL) because they
too are among the divinely favoured leaders of Israel
(comp. Micah vi. 4).*
Elisha, the successor of Elijah, stood in much closer
relations to the prophetic societies than his great mastpr
had done. As a man of practical aims he required a
circle through which to work, and he found this among
the prophets, or, as they are now called, the sons of the
prophets. According to Semitic idiom " sons of the pro-
phets " most naturally means " members of a prophetic
corporation," - which may imply that under the- headship
of Elisha and the favour of the dynasty of Jehu, which
owed much to Elisha aud his party, the prophetic societies
took a more regular form than before. The accounts r.e
have certainly point in this direction, and it is character-
istic that in 2 Kings iv. 42 first fruits are paid to Elisha.
But to an institution like prophecy national recognition,
royal favour, and fixed organization are dangerous gifts.
It has always been the evil fate of the Hebrews to destroy
their own highest ideals by attempting to translate them
into set forms, and the ideal of a prophetic guJiance of
the nation of Jehovah could not have been more effectu-
ally neutralized than by committing its realization to the
kind of state church of professional prophets, "eating
bread" by their vrade (Amos vii. 12),^ which claimed to
inherit the traditions of Elijah and Elisha. The sons of
the prophets appear to have been grouped round the lead-
ing sanctuaries, Gilgal, Bethel, and the like (comp.' Hos.
ix. 8), and to have stood in pretty close relation to tlio
priesthood (Hos. iv. 5), though this comes out more clearly
^ Xoiie of tlic-iC ]ia-sai;cs Ijclong lo tlic very oMe^t tlifcul of Peiila-
teuclial story, and siiuilaily Dirburali is callcil iiioiiliet«s.i only in lire
later acuount (Jud. iv. 4), not in tlji; song (Jiul. v.). It i< character-
ibtic that in Num. xi. the tMurs who veceivc a share in Mo^c^'s trsk
also receive a sliare of his jiroiihetic si'lrit (com]", tlie iiavallel 2 Kin;r^
ii. 9 sq.). In the oMcr account (ExoJ. xviii.) tliis is not so. Again
>Ioses differs from all otljer prujiliets in that Jehovali speaks to liini
face to face, and he sees the sijnilitude of Jeliovali. This is in fart
the difTercuce hctwttn hinrand Eli'jali {comp. ExoU. xxxiii. 8-11 with
1 Kin,£;s xix. 13), hut not hetween him and the great iiroplict* of tliO)
Stli century (Isa. vi. 5). Tliat prophecy was Renerally given in visions,
dreams, and obscure sentences is true only of an early perio<l. Amos
still has frequent visions of a more or less OTiigmatic character, as
Micaiali had, but tliere is little trace of this in tlic gi'eat i>ioi)1r-i^ after
him. On the psychological i-easous for tliis see W. K. Smith, I'rojikeU,
0/ Israel (1882), p. 221 sq.
" See G. Hotfmann, K irchcnversitmm'.iiiiy :ii Epfiesus {lS7S),\>,i^-]
' Tliose who consulted the old .seers were expected to make a pre-
sent, 1 Sam. ix. 7 (Arabic liolaCinu-'l-f.cHuit ; comp. Bukhaii, iv. 219).)
Siniil.ar presents were brought to tlie older proidicls (1 Kings xiv. 3),
and first fruits were sometimes paid to a man of God ; but the sue-,
cessors of Amos share his conteii.pt for thosu who traded oi) thcif
oracks (Jlic. iii. 5 sq.).
jt R O P H E T
817
for the southern kingdom, where, down to the last days of
Hebrew independence, the official prophets of Jerusalem
were connected with the temple and were under the
authority of the chitf priest (Jer. xxix. 26). Since the
absorption of the aborigines in Israel Canaanite ideas had
exercised great'influence over the sanctuaries — so much so
that the reforming prophets of the 8th century regarded
the national religion as having become wholly heathenish ;
and this influence the ordinary prophets, whom a man
like Micah regards as mere diviners, had certainly not
escaped. They too were, at the beginning of the x^ssyrian
period, not much more different from prophets of Baal
than the priests were from- priests of Baal. Their God
had another name, but it was almost forgotten that He
had a different character.
The rise and progress of the new school of prophecy,
beginning with Amos and continued in the succession of
canonical prophets, which broke through this religious
stagnation, has already been discussed in the article
IsEAEL (vol. xiii. p. 410 «g.) ; for from Amos and still more
from Isaiah downwards the prophets and their work make
up the chief interest of Hebrew history. From this
time, moreover, the prophets appear as authors ; and their
books, preserved in the Old Testament, form the subject
of special articles (Amos, Hosea, <fec.). A few observa-
tions of a general character will therefore suffice in this
.Vlace.
Amos disclaimed all connexion with the mere profes-
sional prophets, and in this he was followed by his suc-
cessors. Formerly the prophets of Jehovah had been all
on the same side ; their opponents were the prophets of
iSaal. But henceforth there were two parties among the
prophets of Jehovah themselves, the new prophets accus-
ing the old of imposture and. disloyalty to Jehovah, and
these retaliating with a charge of disloyalty to Israel.
We have learned to call the prophets of the new school
' true " prophets and their adversaries " false "; and this
Is perfectly just if we take the appellations to mean that
the true prophets maintained a high r and therefore a
kruer view of Jehovah's character, purpose, and relation to
'Jis people. But the false prophets were by no means
here common impostors ; they were the accredited expon-
ents of the common orthodoxy of their day — and even of
» somewhat progressive orthodoxy, for the prophets who
opposed Jeremiah took their stand on the ground of
Josiah's reformation, and plainly regarded, themselves as
conservators of the prophetic traditions of Isaiah, whose
doctrine of the inviolability of Jehovah's seat on Zion was
the starting point of their opposition to Jeremiah's pre-
dictions of captivity. No doubi there were many con-
scious hypocrites and impostors among the professional
prophets, as there always will be among the professional
representatives of a religious standpoint which is intrin-
sically untenable, and yet has on its side the prestige of
tradition and popular acceptance. But on the whole the
false prophets deserve that name, not for their conscious
impostures, but because they were content to handle
religious formulas which tliey had learned by rote as if
they were intuitive principles, the fruit of direct spiritual
experience, to enforce a conventional morality, shutting
their eyes to glaring national sins, after the manner of
professional orthodoxy, and in brief to treat the religious
ttatut quo as if it could be accepted without question as
fully embodying the unchanging principles of all religion.
The popular faith was full of heathenish superstition
strangely blended with the higher ideas which wore the
inheritance left to Israel by men like Moses and Elijah ;
but the common prophets accepted all alike, and combined
heathen arts of divination and practices of mere physical
enthusiasm with a not altogether insincere pretension that
1 !) -29
through their professional oracles the ideal was being
maintained of a continuous divine guidance of the people
of Jehovah.
•Amos and his successors accepted the old ideal of pro-
phecy if they disowned the class which pretended to em-
body it. " The Lord Jehovah will do nothing, but He ro-
vealeth His secret to His servants the prophets." " By a
prophet Jehovah brought Israel out of Eg3rpt, and by a
prophet " in each successive ago Israel had been watched
over and preserved. But in point of fact the function of
the new prophecy was not to preserve but to destroy
Israel, if Israel stiU meant the actual Hebrew nation with
its traditional national life. Till Amos prophecy was
optimist — even Elijah, Lf he denounced the destruction of
a dynasty and the annihilation of all who had bowed the
knee to Baal, never doubted of the future of the nation
when only the faithful remained ; but the new prophecy
is pessimist — it knows that Israel is rotten to the core,
and that the whole fabric of society must be dissolved
before reconstruction is possible. And this it knows, not
by a mere ethical judgment on the visible state of society,
but because it has read Jehovah's secret written in the
signs of the times and knows that Ho has condemned His
people. To the mass these signs are unintelligible, be-
cause they deem it impossible that Jehovah should utterly
cast off His chosen nation ; but to those who know His
.absolute righteousness, and confront it with the people's
sin, the impending approach of the Assyrian can have
only one meaning and can point to only one issue, viz.,
the total ruin of the nation which has denied its divine
head. It is sometimes proposed to view the canonical
prophets as simple preachers of righteousness ; their pro-
dictions of woe, we are told, are conditional, and tell what
Israel must suffer if it does not repent. But this is an
incomplete view ; the peculiarity of their position is that
they know that Israel as it exists is beyond repentance.
Only, while they are hopeless about their nation they
have absolute faith in Jehovah and His purpose. That
cannot be frustrated, and, as it includes the choice of Israel
as His people, it is certain that, though the present
commonwealth must perish, a new and better Israel will
rise from its grave. Not the reformation but the resur-
rection of Israel is the goal of the prophets' hone ^Hos.
vi. 1 sg.).
This of course is only the broadest possible statement
of a position which undergoes many modifications in the
hands of individual seers, but on the whole governs all
prophecy froth Amos to Jeremiah. The position has, we
see, two sides : on the one side the prophets are heralds
of an inexorable judgment based on the demands of abso-
lute righteousness ; on the other they represent an assured
conviction of Jehovah's invincible and gracious love. The
current theological formula for this two-sided position is
that the prophets are at once preachers of the law and
forerunnere of the gosiMjl ; and, as it is generally assumed
that they found the law already written, their originality
and real importance is made to lie wholly in their evan-
gelical function. But in reality, as has been shown in
IsRAKL and Pentateuch, the prophets are older than th»
law, and the part of their work which was really epoch-
making for Israel is just the part which is usually passed
over as unimportant. By emphasizing the purely moral
character of Jehovah's demands from Israel, by teaching
that the mere payment of service and worship at Jehovah's
shrines did not entitle Israel's sins to bo treated one whit
more lightly than the sins of other nations, and by en-
forcing these doctrines through the conception that tlie
approach of the all dastroying empire before which Israel
must fall equally with all its neighbours was the proof of
Jchr-vah'a impartial righteousness, th\v gave for the fir«l,
!^18
P Tl O P H E T
fcmc a really broad and fruitful conception of the moral
goTcrnment of the whole earth by the one true God.^
' It is impossible to read the books of the older prophets,
and especially of their protagonist Amos, -wathout seeing
that the new thing which they are fcompelled to speak
is not Jehovah's grace but His inexorable and righteous
wrath. That that wrath must be followed by fresh
mercies is not in itself a new thought, but only the neces-
sary expression of the inherited conviction that Jehovah,
whom they preach as the judge of all the earth, is never-
theless, as past history has proved, the .God who has
chosen Israel as His people. That this is so appears most
clearly in the fact that with Amos the prophecy of restora-
tion appears only in a few verses at the end of his book,
and in the still more instructive fact that neither he nor
Hosea attempts to explain how the restoration which they
accept as a postulate of faith is to be historically realized. -
One point only in their picture of the great restoration
appears to present the germ of an historical principle. The
Israel of the future is to be one united nation as in the
days of David. The Davidic kingdom is accepted by
both prophets, and by Hosea even more explicitly than by
Amos, as the type of the future kingdom of Jehovah.
But one sees from the way in which this thought is
handled that it is the idea of that kingdom as it was in
days of old which is befors the prophet's mind ; the actual
state of Judah, which was not religiously better than the
greater Israel, though it perhaps still possessed elements
of greater political and social stability, was not such as to.
suggest the thought that when Samaria fell the continuity
of Jehovah's relations with His people could be preserved
at Jerusalem. It was in the great northern kingdom —
still Israel par excellence — not in the petty region that had
remained loyal to David, that the drama of divine justice
and mercy was to be acted to its end : to Hosea, at least
in his later prophecies, the fate of Judah does not appear
separable from that of the northern realm— when Israel
and Ephraim fall by their iniquity Judah must fall with
them (Hos. v. 5). Thus even on this side there is no
real bridge over the chasm that separates the total, ruin
impending over the Israel of the present from the glorious
restoration of the Israel of the future. There is a unity
in the divine purpcEe, of which judgment and mercy are
the two poles, but there is as j-et no conception of an
historical continuity in rhe execution of that purpose, and
therefore no foundation laid for the maintenance of a con-
tinuous community ot faith in the impending fall of the
nation.
From this we can see the enormous importance of the
work of Isiaiah as it has been exhibited in the article
Israel, vol. liii. p. 413 sq.; his doctrine of the remnant,
the holy seed, never lost to the cation in the worst times,
never destroyed by the most iiery judgments, supplies the
lacking element of continuity between the Israel of the
present and of the 'future. Jehovah's kingdom cannot
perish even for a time ; nay, Isaiah argues that it must
remain visible, and visible not merely'in the circle of the
Ijke-mindsd whom he had gathered round him and who
• It must not be supposed that this conception necessarily came
into force as soon as it wae recogmzed that Jehovah was the creator of
the universe. That the national or tribal god is the creator is an
idea often found in very low religions. To us God's sovereignty
over nature often seems the hardest thing to conceive ; but to primi-
tive i>eoples ■who know noching of lavs of nature His moral sove-
reignty is a much more difficult conception. ■ In the older literature of
the Hebrews the nearest approach to the thou"''! of Amos and Hosea
is not Gen. ii. , iii. , but Gen. .xviii. 25.
.- " Hosea ii. 14 3q. , xi. 10 sq. are not solutions of this difficulty, as ap^
pears from their metaphorical form. They tell us that Jehovah will
call His people and that they will answer ; but this is only putting in an-
other form the axiom that the gifts and calling of God are without
:)9U«ntance.
formed the first germ of the notion of the church, but in
the political form of a kingdom also. Zion at least, the
sacred hearth of Jehovah, the visible centre ofiis king-
dom, must remain inviolable ; it can never be delivered
into the hands of the AssjTian. Thus, ivith Isaiah in the
days of Sennacherib's invasion, the prophetic word became
again, as it had been in the days of the Syrian wars, " the
chariots and horsemen of Israel," the stay and strength of
aU patriotic hope.
Yet even at ttis crisis the resemblance between Isaiah
and Elisha, between the new' prophecy and the old, is
more apparent than .real. Elisha still stands firmly
planted on the old national conception of the religion of
Jehovah ; his ideals are such as do not lie beyond the range
of practical politics. In doing battle against the Tyrian
Baal he is content with a reformation for which the whole
nation can be heartily won, because it makes no radical
change in their inherited faith and practices of worship.
And in stimulating resistance to Syria he is still the
prophet of the old " God of the liosts of Israel " — a God
who works deliverance by the thews and sinews of His
earthly warriors. But Isaiah's ideal of religion was one
which could nev£r have been realized by a political move-
ment ; to root out all idols, all superstitions inconsistent
with his lofty conception of the just King of Israel, who
cares not for sacrifice and oblation, who can be acceptably
approached through no religion of rote, whose sovereignty
can receive practical recognition only by a thoroughgoing
reformation of aU parts of social life — this was an ideal
which could not be carried out by the mere education and
concentration of any forces inherent in the nation. The
true Israel of Isaiah is not an historical possibility ; it is
a transcendental ideal for which he himself demaods as a
preliminary condition an outpouring of Jehovah's spirit on
king (Isa. xi. 2) and psaple (Isa. xxxiL 15), working an
entire moral regeneration. And so too it is not throug'i
the material organization of the Judasan kingdom tha;
Isaiah looks for deliverance from Assyria. He sees with
absolute clearness the powerlessness of the little realm
against that great empire : the Assyrian must fall, and
fall before Jerusalem, that Jehovah alone may appear to
all the earth as the one true God, while- all the idols
appear as vain to help their worshippers ; but he falls by
no earthly sword, but before the direct interposition of
Jehovah Himself. These conceptions break through the
old particularistic idea of Jehovah and His religion at
every point. Zion is now not the centre of a mere
national cult, but the centre of all true religion for the
whole world ; and more than once the prophet indicates
not obscurely that the necessary issue of the great conflict
between Jehovah and the gods of the heathen must be the
conversion of all nations, the disappearance of every other
religion before the faith of the God of Israel. But this
all-conquering religion is not the popular Jehovah wor-
ship ; why then can the prophet still hold that the one
true God is yet the God of Israel, and that the vindica-
tion of His Godhead involves .the preservation of Israel 1
Not because His providence is confined to Israel — it
embraces all nations ; not because He shows any favour-
itism to Israel^He judges all nations by the same strict
rule. If Israel alone among nations can meet the Assyrian
with the boast " with us is God," the reason is that in
Zion the true God is known^ — not indeed to the mass, but
to the prophet and to the "holy seed'' which forms the
salt of the nation. The infferpretation which Isaiah j)uts
^' We should be apt to say " the tru» idea of Go J, " but that is »
way of Jiutting it which does not correspond with prophetic thought.
To the prophets knowledge of God if concrete knowledge of the
divine character as shown in acts — know>«dge of a person, not of on
idea.
#
F R O P H E T
810
on this fact Je]icnds on the circumstance that at that date
religion had never been conceived as a relation between
God and individuals, or as a relation between God and a
jmrely spiritual society, but always as a relation between
a deity and some natural social group — a stock, a tribe, a
nation. It was therefore only as the God ,of Israel that
the true God could be known within Israel ; and so on tlie
one hand the little, society of faith — which had not in
reality the least tinge of political coherence — is thought
6f as yet forming the true kernel of the nation qua nation,
while on the other hand the state of Judah profits by the
prophetic religion inasmuch as the nation must be saved
From destruction in order that the prophetic faith — which
is still bound up with the idea of the nation — may not be
dissolved. This connexion of ideas w-as not of course
explicitly before the prophet's mind, for the distinctive
featuresof a national religion could not be formulated so
long as no other kind of religion had ever been heard of.
When we put down in black and white the explicit details
of what is involved in Isaiah's conclusion of faith we see
that it has no absolute validity. True religion can exist
without having a particular nation as its subject as soon
as the idea of a spiritual community of faith has been
realized. But till this idea was realized Isaiah was right
in teaching that the law of continuity demanded that the
nation within which Jehovah had made Himself known to
His spiritual prophets must be maintained as a nation for
the sake of the glory of God and the preservation of the
"holy seed."
The catastrophe of Sennacherib's army, in which the
doctrine of the inviolability of Zion received the most
striking practical confirmation, was welcomed by Isaiah
and his disciples as an earnest of the speedy inbringing of
the new spiritual era. But these hopes were not fulfilled.
The prophetic teaching had indeed produced a profound
effect ; to the party of reaction, as the persecution under
Manasseh shows, it seemed to threaten to subvert all
society ; and we can still measure the range and depth of
its influence in the literary remains of the period from
Isaiah to the captivity, which include Micah vi. 1-8, and
that noble essay to build a complete national code on the
principle of love to God, righteousness, and humanity —
the legislation of Deuteronomy. Nay more, the reception
of the book of Deuteronomy by king and people in the
eighteenth year of Josiah shows what a hold the prophetic
teaching had on the popular conscience ; it was no small
triumph that there was even a' passing attempt to intro-
duce such a code as the law of the land. But it was one
thing to touch the conscience of the nation and another
to change its heart and renew its whole life. That nj
code could do, and, as every practical government must
adapt itself to actualities and not to a purely ideal
standard, it must have appeared at once that the attempt
to govern by prophetic ideas was only sewing a new piece
on an old garment. The immediate result of Josiah's
reformation was the complete dissolution of anything that
could be called a 7)olitical party of prophetic ideas ; the
priests and the ordinary prophets were satisfied with what
had been accomjilished ; the old abuses began again, but
the nation had received a reformed constitution and there
was nothing more to be said.
Thus it was that, though beyond question there had
been a real advance in the average ethical and spiritual
ideas of the people since the time of Isaiah, Jeremiah
found himself more isolated than Isaiah had ever been.
Even in that'earliost part of his book which Ls mainly a
recapitulation of his experiences and work in the reign of
Josiah, his tone is one of absolute hopelessness as to the
future of the nation. But we should quite misunderstand
this pessimism if we held it to mean that Jeremiah saw
no signs of private morality and individual spiritual con-
victions among his people. To him as a prophet the ques-
tion was whether Israel as a nation could be saved. In
Isaiah's days the answer had been aflirmativc ; there
appeared to be at least a potentiality of national regenera-
tion in the holy seed when once it should be cleansed
from the chaS by a work of judgment. But, now a cen-
tury of respite had been granted, the Chaldrrans were at
the gates, and there was no sign of valid national repent-
ance. The harvest was past, the season of ripe fruits was
over, and still Israel was not saved (Jer. viii. 20). The
time of respite had been wasted, all attempts at national
reformation had failed ; how should Jehovah spare a
nation which had shown no tokens of fitness to discharge
the vocation of Jehovah's people 1 The question was not
whether there was still a faithful remnant, but whether
that remnant was able to save the state as a state, and
this Jeremiah was forced to deny. Nay every attempt at
genuine amendment was frustrated by the dead weight of
a powerful opposition, and when the first captivity came
it was precisely the best elements of Judah that went into
captivity and were scattered among the nations (xxiv. 5 ;
xxiii. 2 sr/.). And so the prophet was compelled to teach
that the immediate future of Israel was a blank, that the
state as a state was doomed. He did not even dare to
intercede for such a nation (vii. 16); though Moses and
Samuel stood pleading for it before Jehovah, He could not
but cast it out of His sight (xv. 1). It was the death-
struggle of the idea of a national religion (vi. 8) ; the con-
tinuity of true faith refused to be longer bound up with
the continuity of the nation. Still indeed the New-Testa-
ment idea of a purely spiritual kingdom of God, in this
world but not of it, is beyond the prophet's horizon, and
he can think of no other vindication of the divine purpose
than that the true Israel shall be gathered again from
its dispersion. But the condition of this restoration is
now changed. To gather the dispersed implies a call of
God to individuals, and in the restored Israel the covenant
of Jehovah shall be not merely with the nation but with
rpen one by one, and "they shall no more teach everyone
his neighbour saying, Know the Lord, for all shall know
Me from the least of them even to the greatest of them "
(xxxi. 33 s(}.). ' In a word, when the nation is dissolved
into its individual elements the continuity and ultimate
victory of true faith depends on the relation of Jehovah to
individual souls, out of which the new state shall bo built
up (Jer. iii. 14).
Thus, for the first time in the world's history, the ulti-
mate problem' of faith is based on the relation of God to
the individual believer; and this problem Jeremiah is com-
pelled to face mainl)' in relation to his own personalitj', to
assure himself that his own faith is a true possession and
lifts him above all the calamities that assail him, in spite
of the hopeless ruin of his nation. The struggle is a sore
one ; his very life is bitter to him ; and yet ho emerges
victorious. To know that God is with him is enough
though all else fail him. Now as soon as the relation of
God to a single soul has thus been set free from all earthly
conditions the work of prophecy is really complete, for
what God has done for one soul Ho can do for all, but only
by speaking to each believer as directly as Ho does to
Jeremiah. Henceforth revelation is not a word to the
nation spoken through an individual, but a word spoken
to one which is equally valid for every one who receives it
with like faith. The New Testament joins on not to the
post-exile prophets, who are only faint echoes of earlis;
seers, but to Jeremiah's great idea of the now covenant ^
which God's law is written on the individual heart, avd
the community of faith is the fellowship of all to whoai
He has thus spoken The prophets of the rrstoration aro
B20
PROPHET
only the last waves beating on the shore after the storm
which destroyed the old nation, but created in its room a
fellowship of spiritual religion, had passed over ; they
resemble the old prophets in the same imperfect way in
which the restored community of Jerusalem resembled a
real nation. It was only in so far as the community of
faith still possessed certain external features of nationality
that post-exile prophecy was possible at all, and very soon
the care of the national or quasi-national aspects of religion
passed altogether out of their hands into those of the
scribes, of whom Ezekiel was the first father, and whose
Torah was not the living word of prophecy but the Penta-
teuchal code. From the time of Jeremiah downwards the
perennial interest of Old-Testament thought Jies in the
working out of the problems of personal religion and of
the idea of a spiritual fellowship of faith transcending all
national limitation ; and these are the motives not only of
the lyrics of the Psalter but of the greater theodiceas of
Isa. xl.-lsvi. and of the book of Job. The theodicea of
the prophets is national ; they see Jehovah's righteousness
working itself out with unmistakable clearness in the
present, and know that all that He brings upon Israel is
manifestly .just ; but from the days of Jeremiah i the
fortunes of Israel as a nation are no longer the one thing
which religion has to explain ; the greater question arises
of a theory of the divine purpose ■which shall justify the
ways of God with individual men or with His " righteous
servant " — that is, with the ideal community of true faith
as distinct from the natural Israel. The discussion of these
problems constitutes a quite distinct type of Old-Testament
literature beginning with the book of the Great Unknown,
which is now appended to the wrritings of Isaiah ; but this
is an accident of arrangement that ought not to lead us
to include among the prophetic writings proper a work so
entirely different in origin and scope, and addressed not to
an actual nation but to the ideal Israel, whose vocation is
no longer political but purely religious.
It will be evident even from this rapid sketch, neces-
sarily confined to a few of the most cardinal points, that
Hebrew prophecy is not a thing that can be defined and
reduced to a formula, but was a living institution which
can only be understood by studying its growth and
observing its connexion with the historical movements
with' which its various manifestations were bound up.
Throughout the great age of prophecy the most obvious
formal character that distinguished it was that the pro-
phet did not speak in his own name but in the name of
Jehovah. But the claim to speak in the name of God is
one which has often been made — and made sincerely — by
others than the prophets of Israel, and which is suscep-
tible of a great variety of meanings, according to the idea
of God and His relation to man which is presupposed.
Every early religion seeks to realize such an intercourse
with the object of worship as shall be two-sided ; when
the worshipper approaches the deity he desires to have an
answer assuring him of acceptance and divine aid. The
revelation thus looked for may be found in natural omens,
in the priestly lot or some similar sacral oracle, or, finally,
in the words of a seer who is held to be in closer contact
with the deity than common men. Broadly speaking
these methods of revelation are found in all ancient
religions, but no other religion presents anything precisely
analogous to prophecy. It is true that the prophets
absorbed the old seers, and that the Israelites, as we see
in the case of the asses of Kish, went to their seers on the
game kind of occasions as sent heathen nations to seers or
diviners. There is sufficient evidence that down to the
Jast ago of the Judaean monarchy practices not essentially
different from divination were current in all classes of
' Oue might say from the days of Habakkuk.
society, and were often in the Lands of men who claimed'
to speak as prophets in the name of Jehovah. But the
great prophets disallowed this claim, and the distinction
which they draw between true prophecy and divination ia
recognized not only in the prophetical law of Deuteronomy
but in earlier parts of the Pentateuch and historical booka'
" There is no augury in Jacob and no divination in Israel ;
in due time it is told to Jacob and to Israel what God
doth work " (Num. xxiii. 23). The seer, in the sense -in
which all antiquity believed in seers, is simply a man who
sees what others cannot see, no matter whether the thing
seen be of public or of mere private interest ; but the
prophet is an organ of Jehovah's kingship over His people —
he sees and tells so much of the secret purpose of Jehovah
as is needful for His people to know. We have already
seen how Amos and Hosea put this (s^ipra, p. 817 ), ajid it
does not appear that they were introducing a conception
of prophecy formally novel — the new thing was their con-
ception of Jehovah's purpose. And so too with the fol-
lowing great prophets ; the important thing in their work
was not their moral earnestness and not their specific pre-
dictions of future events, but the clearness of spiritual
insight with which they read the spiritual significance of
the signs of the time and interpreted the movements of
history as proofs of Jehovah's actual moral sovereignty
exercised over Israel. So long as the great problems of
religion could be envisaged as problems of the relation of
Jehovah to Israel as a nation the prophets continued to
speak and to bring forth new truths ; but the ultimate
result was that it became apparent that the idea of moral
government involved the destruction of Israel, and then the
function of prophecy was gone because -it was essentially
national in its objects. Bufmeantime the relation of God
to the prophet had acquired an independent significance;
the inner life of Isaiah during the long years when his
teaching seemed lost, or of Jeremiah through the whole
course of his seemingly fruitless ministry, was rich in
experiences of faith triumphing over temptations and
trials, of personal converse with God sustaining the soul
in the face of difficulties hopeless to the eye of sense,
which formed the pattern of a new and higher stage of
religion in which the relation of the individual soul to
God should be set free from those limitations which had
been imposed by the conception that the primary subject
of religion is the nation. Bat the religion of the Old
Testament did not become merely individualistic in becom-
ing individual, and now the problem was to realize a new
conception of the society of faith, the true Israel, the
collective servant of Jehovah — in a word to form the idea
of a spiritual commonwealth and to show how it was pos-
sible for faith to hold fast, in spite of aU seeniing contra-
diction, to the truth that Jehovah' bad chosen for Himself
a spiritual people, every member of which was in truth the
object of His saving and unfailing love, and which should
ultimately in very deed inherit that glory of which the
carnal Israel was unworthy. This is the post-prophetic
problem which occupies the more profound of the later
Old-Testament books, but first received its true solution
in the gospel, when the last shreds of the old nationalism
disappeared and the spiritual kingdom found its centre in
the person of Christ.
Old-Testament prophecy therefore forms only one stags
in a larger development, and its true significance and
value can only be realized when it is looked at in this
light. ' In this as in all other matters of transcendental
truth "wisdom is justified of her children"; the conclusive
vindication of the prophets as true messengers of God is
that their work forms an integral part in the progress of
spiritual religion, and there are many things in their
teaching the profundity and importance of which .arg
P K 0 P H E T
821
inuuh clearer to us than they could possibly have been to
their contemporaries, because they are mere flashes of
spiritual insight lighting up for a moment some corner of
a region on which the steady sun of the gospel had not
yet risen
A less complete but yet most powerful vindication of
the spiritual prophets was furnished by the course and
event of Israel's history. After the captivity it was no
longer a question that the prophetic conception of Jehovah
was the only possible one. Thenceforth the religion of
Jehovah and the religion of the prophets are synonymous ;
no other reading of Israel's past was possible, and in fact
the whole history of the Hebrews in Canaan, as it was
finally shaped in the exile, is written from this point of
view, and has come down to us, along with the remains of
actual prophetic books, under the collective title of "The
Prophets."
To some extent this historical vindication of the pro-
phetic insight went on during the activity of the prophets
themselves. From the time of Amos downwards the pro-
phets ,spoke mainly at great historical crises, when events
were moving fast and a few years were often sufficient to
show that they were right and their opponent's wrong in
their reading of the signs of the times. And here the
controver-jy did not turn on the exact fulfilment of de-
tailed predictions ; detailed prediction occupies a very
secondary place in the writings of the prophets ; or rather
indeed what seem to be predictions in detail are usually
only free poetical illustrations of historical principles which
neither received nor demanded exact fulfilment. Isaiah,
for example, in the time of Ahaz sketches the fatal results
of Assyrian intervention, and pictures the sufferings of
Judah when it should become the battlefield of the rival
empires of the Tigris and the Nile, in a way that was by
no means realized in detail ; but this does not affect the
fact that he alone in Judah had correctly appreciated the
historical situation, and that he did so not because he
was a better statesman than his opponents, but because
he had a different conception of the religious significance
of the crisis. All through the prophetic period it was
plain that the true prophets differed from the mere pro-
fessional prophets and statesmen in their view of the
political duties and prospects of the nation because they
had a different idea, or, as they themselves would have
said, a truer knowledge, of God, and so the prophets and
their successors — notably Isa. xl.-lxvi. — look on the event
of Israel's history, not so much as proving that Isaiah or
Jeremiah was a true prophet, but as proving that the
Jehovah of the prophets is the true God, whose word
cannot return to Him void, but must surely accomplish
that which He pleaseth (Isa. Iv. 11).
The prophets themselves required no historical verifica-
tion of their word to assure them that it was indeed the
word of God, nor do they for a moment admit that their
contemporaries are entitled to treat its authority as un-
proved till such verification is offered. The word of God
carries its own evidence with it in its searching force and
fire : " Is not my word like as a fire, saith Jehovah, and
like a hammer that breaketh the rock in pieces?" (Jcr.
xxiii. 29). To the prophet himself it comes with imperi-
ous force : it constrains him to speak (Amos iii. 8), seizes
him with a strong hand (Isa. viii. 11), burns like a fire
within his bones till it finds utterance (Jer. xx. 9) ; and it
js this force of moral conviction which ought also to com-
mend it to the conscience of his hearers. The word is
true because it is worthy of the true God. When Dent,
jcviii. 21, 22 seeks the legal criterion of true prophecy in
the fulfilment of prediction, the writer is no doubt guided
by the remembrance of the remarkable confirmation which
iho doctrines of s])iritual prophecy had received in history
then recent, but his criterion wovdd have appeared inade-
quate to the prophets themselves, and indeed this passage
is one of the most striking proofs that to formulate the
principles of prophetic religion in a legal code was an
impossible task.
The mass of the nation, of course, was always much
more struck by the " signs " and predictions of the pro-
phets than by their spiritual ideas ; we see how the idea
of supernatural insight and power in everyday matters
dominates the popular conception of Elijah and Elisha iu
the books of Kings. At a very early date the great pro-
phets became a kind of saints or welis, and the respect paid
to the tombs of the prophets, which ultimately took in
almost every particular the place of the old local shrines
(Mat. xxiii. 29; Jerome, Fpit Pauls, § 13; see Obadlah),
can be traced back to the time before the exile.*
After the extinction of the prophetic voice, an ever-increasing
weight was not unnaturally laid on the predictive element in thciif
writings. Their creative religious ideas had become the commoa
property of religious-minded Jews, at least in the somewhat im-
perfect shape in which they were embodied in the law, and their
work on this side was carried on by the great religious poets. Butj
the restored community which was still making a sort of faint
attempt to be a religious nation as well as a church felt very pain-
fully the want of a direct message from God in critical times such
as the prophets of old had been wont to bring. And in this need
men began to look at the prophetic books, mainly in the hope that
there might be found in them predictions which still awaited ful-
filment, and might be taken as referring to the latter days of Persian
or Greek oppression. By ignoring the free poetical form of •pro-
phecy, and still more by ignoring the fact that the prophetio
pictures of the ideal future of Israel could not be literally fulfilled
after the fall of the ancient state had entirely changed the sphere
in which the problems of true religion had to be worked out, it was
possible to find a great mass of unfulfilled prophecy which might
form the basis of eschatological constructions. 'To use this material
for the purpose in hand it was necessary to symbolize what waa
literal and to literalize what was figurative, to harmonize and to
rearrange, above all to introduce some sort of prophetical chrono-
logy of future events. But all this was quite in the vein of later
Judaism, and so at length the unfulfilled predictions of the prophets
served as the raw material for the elaborate cschatology of the apoca-
lypses. See Apocalyptic LiTERATunE and Messiah. In spite
of superficial resemblances, mainly due to the unavoidable influence
of current e.Tcgetieal methods, the New-Testament conception of
prophecy as fulfilled in Christ is fundamentally dilTerent from the
Jewish apocalyptic view of unfulfilled prophecy. Not external
details but the spiritual ideas of the propnets find their fulfilment
in the new dispensation, and tliey do so under forms entirely
diverse from those of the old national kingdom of Jehovah.
Lilfrature. — In tho anclcTit and mudla'vul church and in the dogmatic period
of Protestantism tlicre waa Jlttlo or no attcm|it at historical study of prophecy,
and the prophetical boolcs were found instructive only through the application of
iiUcKoilcul or tjpical execesls. For details tho reader may refer to Diestel,
Ofs^-'iic'ite <lc5 Altai Ttitamadt^ Jena. 1809, and for the final form of orthodox
rrotest'int views to Wltsius, l)e Prophetii tt Prophetia. Tho crowing sense of
the Insutficlency of this treatment towards the close of the period of doemaUsm
showed Itself In various ways. On the one hand we have the revlv.il of apoca.
lyplic exepesls by Coccclus and his school, which has continued to Intluence
certain circles down to tho pr^so^t day, and has led to the most varied attempts
to find in prophecy a history, wilttenbcfore the events of all the chief vlrlssltudis
of tho Chiistlan church down to tlio end of tho world. On the other hand
Lowth's l^cittrci on I/etjreiD Potlrtf, and tho same author's Commentarn on Isaiah
(1778), show the bcKlnnings of a tendency to look mainly at Iho (esthetic aspects
of the piophellcal l)eoks, and to view the prophets us cntlehtened rellk'lous poets.
This tendency culminates in Klchhorn, IMe /Jebruiscfieti Propheten, \h\G. Neither
of these methods could do mucli for tho historical undeistundlng of the pheno-
meno of prophecy as a whole, and the more liberal students of the Old Testament
wcie long blinded by tho moiallzlnft unhlstoncal rationalism which succeeded
the old orthodoxy. The tirst requisite of leal progress, after dogmallc prejudices
had been broken through, was to get a living conception of tho history In whlcii
the prophets moved ; ond this again calletl for a revision of all traditional notions
as to tho age of tho various jiHrts of Hebrew lltf ratnro — criticism of the sources
of the history, among which tho prophetical books themselves take the first place.
In recent tlini-s therefore advance in tho understanding of tho prophets hoi
moved on pari pauu \(M\ IJui higher Clltlclsm, especially the criticism of the
Pentateuch, and with tho gi-neral study of Hebrew iilsK^y ; and most works on
the subject prior to Eh aid must be regarded as quite ontlqualcd escepl for (lie
light they cost on detailed points of exegesis. On tho prophets and their works
in general tho bc«t book is stili Kwald's Frophrtfn dfi Altai Bundet (Isl cd.
1840-41, 5d cd. 1807-68, Eng. tr. 1876-77). 1 l.o subjrct Is treated In all works
on Olil Testament Introduction (among which Kuenen's Omteriotti. vol, II., claims
tho first place), and on Old Testament tlieology (see especially Vatke, Itfli^ioii
dtt A. 7*., 1836). On the theology of the prophets thiTO Isa separate work bjr
Duhm, Ronn, 187fl, and Knoliel's Prophrtismus itrr tttbrdrr, 18n7, Is a separato
Introduction to tho pi-ophetleal books. Kuenen's Proplirtt and Prophecy in itrart
' See 2 Kings xxiii. 21, and also Dcut. »xxiv. 6. So too all tlio
old national heroes and heroines ultimately became prophets ; in tlio
cose of Deborah thero is even a fuaion In local tradlUoD between an
old heroine and an historical seer.
822
PROPHET
<I87d, Eng. tr. 1877) is in form mainlj- a criticism of tlie traditional view of
prophecy, and sliouid therefore be compared with his On-lerzoek and Godsdienst
van Israel. Most EnplieJi books on the subject are more theological than histori-
cal, but a sketch of Hebrew pi ophecy in connexion with the history down to the
close of the 8th century is civen by W. R. Smith, T/te Prophets of Israel, £din-
bnrgh, 1882. A useful commentary On the prophetical books in general forms
two volumes of Reuss, La Bible (Paris, 1876) ; the special literature is referred to
in the articles on the several prophets. The literature of the theological questions
connected with prophecy is much too copious to be cited here ; lists will be found
in several of the booka already refeiTCd to. w. R. s.)
2. Prophets in lite Christian Church. — The appearance of
prophets in the first Christian communities is one proof of
the strength of faith and hope by which these bodies were
animated. An old prophecy (Joel iii. 1) had foretold that
in the Messianic age the spirit of God would be poured
out on every member of the religious community, and in
point of fact it was the universal conviction of those who
believed in Christ that they all possessed the Spirit of God.
This Spirit, manifesting His presence in a variety of ways
and through a variety of gifts, was to be the only ruling
authority in the church. He raised up for Himself par-
ticular individuals, into whose mouths He put the word of
God, and these were at first regarded as the true leaders
of the congregations. We find accordingly that there were
prophets in the oldest church, that of Jerusalem (Acts xi.
27 ; XV. 32), and again that there were " prophets and
teachers " in the church at Antioch (Acts xiii. 1). These
were not ofiice-bearers chosen by the congregation, but
preachers raised up by the Spirit and conferred as gifts on
the church. AVhen Paul says (1 Cor. xii. 28 ; cf. Eph. iv'.
1 1), " God has set some in the church, first as apostles,
second as prophets, third as teachers," he points to a state
of things which in his time prevailed in all the churches
both of Jewish and heathen origin. We here learn from
Paul that the prophets occupied the second position in
point of dignity ; and we see from another passage (1 Cor.
xiv.) that they were distinguished from the teachers by
their speaking under the influence of inspiration, — not,
however, like the "speakers in tongues," in unintelligible
ejaculations and disconnected words, but in articulate,
rational, edifying speech. Until recently it was impossible
to form any distinct idea of the Christian prophets in the
post-apostolic age, not so much from want of materials as
because what evidence existed was not sufficiently clear
and connected. . It was understood, indeed, that they had
maintained their place in the churches till the end of the
2d century, and that the great conflict with what is
known as Montanism had first proved fatal to them ; but a
clear conception of their position and influence in the
churches was not to be had. But the discovery, by
Bryennios, of the ancient Christian work called AtSaxi)
TJiJi' ScuScKa aTrocTTdXojf has immensely extended the range
of our knowledge, and has at the same time thrown a clear
light on many notices in other sources which for want of
proper interpretation had been previously neglected or in-
correctly understood. ■
The most important facts known at present about the
manner of life, the influence, and the history of the early
Christian prophets are the following. (1) Down to the
close of the 2d century the prophets (or prophetesses)
were regarded as an essential element in a church possess-
ing the Holy Ghost. Their existence was believed in, and
they did actually exist, not only in the catholic congrega-
tions— if the expression may be used — but also in the
Marcionite church and the Gnostic societies. Not a few
Christian prophets are known to us by name ; as Agabus,
Judas, and Silas in Jerusalem ; Barnabas, Simon Niger,
&c., in Antioch ; in Asia Minor, the daughters of Philip,
Quadratus, Ammia, Polycarp, Melito, Montanus, I\Iaximilla,
and Priscilla ; in Rome, Hernias ; among the followers of
Basilides, Barkabbas and Barkoph ; in the community of
Apelleq, Philumene, ifec. Lucian tells us that the impostor
Peregrinus Proteus, in the time of Antoninus Pius,
figured as a prophet in the Christian churches of ?>yriu.
(2) Till the middle of the 2d century the prophets were
the regular preachers of the. churches, without being
attached to any particular congregation. ' While thff
"apostles" (i.e., itinerating missionaries) were obliged to
preach from place to place, the prophets were at liberty
either, like the teachers, to settle in a certain church or
to travel from one to another. (3) In the time of Paul
the form of prophecy was reasoned exhortation in a state
of inspiration ; but very frequently the inspiration took,
the form of ecstasy — the prophet lost control of himself,
so that he did not remember afterwards what he had said.
In the Gentile-Christian churches, under the influence of
pagan associations, ecstasy was the rule. (4) With regard
to the matter of prophecy, it might embrace anythin<f
that was necessary or for the edification of the church.
The prophets not only consoled and exhorted by tho
recital of what God had done and predictions of thd
future, but they uttered extempore thanksgivings in tho
congregational assemblies, and delivered special directions,'
which might extend to the most minute details, as, fer
example, the disposal of the church funds. (5) It was the
duty of the prophets to follow in all respects the example
of the Lord (ex'"' '^°^'' rpoTrov; tov Kvplov), and to put ill
practice what they preached. But an ascetic life was
expected of them only when, like the apostles, they went
about as missionariee, in which case the rules in Jlat. x.
applied to them. Whenever, on the contrary, they settled
in a place they had a claim to a liberal maintenance
at the hands of the congregation. The author of the
AiSa^^ even compares them to the high priests of tho
Old Testament, and considers them entitled to the first-
fruits of the Levitical law. In reality, they might justly
be compared to the priests in so far as they were the
mouthpieces of tlie congregation in public thanksgiving.
(6) Since prophets were regarded as a gift of God and as
moved by the Holy Spirit, the individual congregation had
no right of control over them. When anyone was ap-
proved as a prophet and exhibited the " conversation of the
Lord," no one was permitted to put him to the test or to
criticize him. The author of the AtSa^v goes so far as to
assert that whoever does this is guilty of the sin against
the Holy Ghost. (7) This unique position of the prophets
could only be maintained so long as the original enthu-
siasm remained fresh and vigorous. From three quarters
primitive Christian prophecy was exposed to danger, —
first, from the permanent ofiicials of the congregation, who,'
in the interests of order, peace, and security could not but
look with suspicion on the activity of excited prophets ;
second, from the prophets themselves, in so far as an in-
creasing number of dishonest characters was found amongst
them, whose object was to levy contributions on the
churches j^ third, from those prophets who were filled with
the stern spirit of primitive Christianity and imposed on
churches, now becoming assimilated to the world, obliga-
tions which these were neither able nor willing to fulfil. It
is from this point of view that we must seek to understand
the so-called Montanistic crisis. Even the author of the
AiSa^v finds it necessary to defend the prophets who
practised celibacy and strict asceticism against the depre-
ciatory criticism of church members In Asia ]\Iinor there
was already in the year 1 60 a party, called by Epiplianius
" Alogi," who rejected all Christian prophecy. On tho
other hand, it was also in Asia Minor that there appeared
along with Montanus those energetic prophetesses who
charged the churches and their bishops and deacons with
becoming secularized, and endeavoured to prevent Chris-
* See Lucian's story aliout Peregrinus, ami that chapter ol' I'.io
Atiaxv where tlie author labours to establish criteria for distini;ui.sli-.
ing false prophets from true.
iMi u — r ii o
823
tianity from being naturalized in the world, and to bring
tbe churches once more under the exclusive guidance of
the Spirit and His charismata. The critical situation thus
arising spread in the course of a few decades over most of
tbo provincial churches. The necessity of' resisting the
ineAorablc demands of the prophets led to the introduction
of new rules for distinguishing true and false prophets. No
prophet, it was declared, could speak in ecstasy, — that
was devilish ; further, only false prophets accepted gifts.
Both canons were innovations, designed to strike a fatal
blow at pro|)hecy and the church organization re-established
by the prophets in Asia, — the bishops not being quite pre-
pared to declare boldly that the church had no further
need of prophets. But the prophets would not have been
suppressed by their new methods of judging them alone.
A much more important circumstance was the rise of a new
theory, according to which all divine revelations were
summed up in the apostles or in their writings. It was
now taught that prophecy in general was a peculiarity of
the Old Testarae..t (" lex et prophetK usque ad Johannem " ) ;
that in the new covenant God had spoken only through
apostles ; that the whole word of God so far as binding on
the church was contained in the apostolic record — the New
Testament ; ^ and that, consequently, the church neither
required nor could acknowledge new revelations, or even
instructions, through prophets. The revolution which
this theory gradually brought about is shown in the trans-
formation of the religious, enthusiastic organization of the
church into a legal and political constitution. A great
many things had to bo sacrificed to this, and amongst
others the old prophets. The strictly enforced episcopal
constitution, the creation of a clerical order, and the for-
mation of the New Testament canon accomplished the
overthrow of the prophets. Instead of the old formula,
"God continually confers on the church apostles, prophets,
and teachers," the word now was — "The church is founded
in the (written) word of the prophets (i.e., the Old-Testa-
ment prophets) and the apostles (viz., the twelve and
Paul)." After the beginning of the 3d century there
were still no doubt men under the control of the hierarchy
who experienced the prophetic ecstasy, or clerics like
Cyprian who professed to have received special directions
from God ; but prophets by vocation no longer existed,
and these sporadic utterances were in no sense placed on a
level wifh the contents of the sacred Scriptures.
See Buckmaun, " Ueber dio Wunderkriifto bei den crsten
Christen uiid ihr Erloschen," in tlio Ztschr. f. d. yes. lulher.
Tlieol. u. Kirchc, 1878, p. 216-255 (learned but utterly uncritical) ;
Bouvetsch, "Dio Prophetio im apostol. und nachapostol. Zeitalter,"
in the Ztschr. f. kirchl. Wissensck. !t. kirchl. Lcbcn, 1884, part 8,
p. 408 tj., part 9, p. 460 srj.; Harnack, Die Lchre der zwolf Jipostel,
1884, p. 93-137. (A. HA.)
PROSELYTE (tpoo-jJXvtos) is the term most frequently
adopted by the Septuagint, esjjecially in legal passages, to
represent the Hebrew n;. The gcr, or more fully gcr
w'toshab, is not any " stranger " but a stranger dwelling in
a Hebrew community and enjoying a certain measure of
protection. In old time at least the position of such a
stranger was no doubt very inscciire, for ho had no strong
kinsmen to tako his part, and so, like the widow and
orphan, with whom many passages of the Old Testament
associato him, ho was liable to oppression. The law as
well as tho prophets commend him to the humane regard
of his neighbours, but it would have been quite foreign
to antique ideas to grant him equal rights (.sno Lev. xxv.
4.5 ; Deut. xxiii. 20). Like tho Arabic jJr, therefore
(whose name is at bottom tho same), ho must Lave gene-
rally sought to attach himself as a client to some indi-
vidual or community able to protect him, and so wc must
■ Tho Ajiocaljiisc of Jolui \vim received into it, not as tho work of
» wophet, but as tli.it of an apostle.
understand the metanhor in passages like Ps. xv. 1.
jocxi.x. 12,
In the old Hebrew kingdom the word ger had a civil
not a religious significance, and it wovdd almost seem that
a poor Israelite without inheritance might sink to tint
position, which indeed is scarcely distinguishable from
that of the Levite in Jud. xvii. 8, who went forth to
sojourn (gilr) where he might find a place. The exile and
the restoration made a change in this as in all other
aspects of Hebrew society. On the one hand Ezekiel
xlvii. 22 and Isa. xiv. 1 contemplate that the restored
nation shall be recruited by strangers who are received on
equal terms ; but, as the Jews returned not as an inde-
pendent nation but as a distinct reUgious community,
this implies especially that the sons of the stranger, by
joining Israel, observing the Sabbath, and holding fast to
Jehovah's covenant, may gain admission to all the privi-
leges of the temple and its worship. So it is put in Isa
Ivi. 6, 7 in marked contrast to the restrictions laid down in
Deut. xxiii. 3, 7 sq. That the views of the prophets had
practical issue cannot be doubted ; even the foreign Nethi-
nim in the second temple were rapidly transformed not
merely into good Israelites but into Levite.s. The condi-
tion of admission to the full privileges of an Israelite, in
particular to the passover, is, according to the Priestly
Code (Exod. xii. 48; Numb. ix. 14), circumcision, — to
which the later Jewish usage adds lustration by immer-
sion in water (baptism, t'Ulla) and the presentation of a
sacrifice (korhdn). The immersion, about which there
has been a good deal of controversy, some maintaining
'that it came into use later than Christian baptism, was
really a necessary act for one who had been previously
unclean, and may be held to be involved in the general
Pentateuchal law of ceremonial washings. The later
technical name for a heathen who thus joined the theo-
cracy was pnvn 13, "proselyte of righteousness."
The free admission of foreigners to the Jewish church
is a mark of the universalistic tendency which, in spite of
all the narrownesses of Judaism under the law, accom-
panied the break-up of the old national system. On the
other hand the so-called Law of Holiness (later than Ezekiel
but earlier than the Priestly Code), which is contained in
Lev. xvii. sq., presents a different line of transition from
the purely civil to the religious meaning of gcr. In theso
laws, which proceed throughout on the principle that
Israel, and all that has to do with Israel, must bo regu-
lated by regard to formal holiness, it is demanded that
certain rules shall be enforced not only on Israelites proper
but on strangers sojourning in their land. They are not
to cat blood (xvii. 10), tonimit incest (xviii. 2G), sacrifice
to Moloch (xx. 2), or blaspheme Jehovah (xxiv. IG) ; and
for murder and other crimes they are to be answerable to
tho Hebrew authorities according to Hebrew law (xxiv.
22). These rules arc in substance — the third being ex-
tended to a prohibition of idolatry generally — the "Noachio
laws" to which in later u.sage a man or woman might pro-
mise to conform and thereby, without becoming a regular
member of the theocracy, be recognized as a " proselyte of
tho gate," i.e., "within the gates of Israel." What the
Law of Holiness proposed to enforce became in fact — the
theocracy not pos,scssing political power over strangers—-
a voluntary obligation assumed by those "who worshippwl
God" (a-(fi6ix(voi Toi/ Otuvj Acts xiii. 60, xvi. 14, xvii. i,
17, xviii. 7— in E.V. often rendered "devout").
Tho proselytizing zeal of the Jews is spoken of in Mat.
xxiii. 1.5, and by many Greik nnd Latin writers. Up to
tho time of Hadrian it was facilitated by the favour gene-
rally extended to tho Jews by the Roman emperors ; and
not only on Semitic soil, as at Dama.scus, where Josephu^t
tells us that most of the women were iiruselyte.", but
824
P R O — r K O
throughout the Roman world many converts were made,
especially among women. The most noted conversion was
that of the royal house of Adiabene (Josephus, Ant., xx. 2),
of which the splendid tomb of. Queen Helena, a little way
outside of Jerusalem, stiU remains a monument. ''
PROSERPINE {Proserpina) is the Latin form of Per-
BEPHONE,! a Greek goddess, daughter of Zeus and the
earth-goddess Demeter. In Greek mythology Demeter
and Proserpine were closely associated, being known to-
gether is the two goddesses, the venerable or august god-
desses, sometimes as the great goddesses. Proserpine
herself was commonly known as the daughter (Core),
sometimes as the first-born. As she was gathering flowers
with her playmates in a meadow, the earth opened and
Pluto, god of the dead, appeared and carried her ofi to be
his queen in the world below. This legend was localized
in various places, as at Eleusis, Lerna, and " that fp.ir field
of Enna" in Sicily. Torch in hand, her sorrowing mother
sought her through the wide world, and finding her not
she forbade the earth to put forth its increase. So all
that year not a blade of corn grew on the earth, and men
would have died of hunger if Zeus had not persuaded
Pluto to let Proserpine go. P)Ut before he let her go
Pluto made her eat the seed of a pomegranate, and thus
she could not stay away from him for ever.- So it was
arranged that she should spend two-thirds (according to
later authors, one-half) of every year with her mother and
the heavenly gods, and should pass the rest of the year
with Pluto beneath the earth. There can be little doubt
that this is a mythological expression for the growth of
vegetation in spring and its disappearance in autumn.
According to Theopompus there was a Western people who
actually called the spring Proserpine. As wife of Pluto,
she sent spectres, ruled the ghosts, and carried into effect
the curses of men. The lake of Avernus, as an entrance
to the infernal regions, was sacred to her. From the head
of a dying person Proserpine was supposed to cut a lock
of hair which had been kept sacred and unshorn through
life.^ «■ She was sometimes identified with Hecate. On
the other hand in her character of goddess of the spring
ihe was honoured with flower-fe?tivals in Sicily and at
' Some, however, regard Proserpina as a native Latia form, not
borrowed from the Greek.
' The idea that persons who Iiave made their way to tlie ahoile of
the dead can return to the upper world if they have not Lasted the
food of the dead appears elsewhere, as in New Zealand (R. Taylor,
New Zealand, pp. 233, 271).
• u^n., iv. 698 sj. It appears to have been a Gieek custom to cut
• lock of hair from a dead man's head, and hang it outside of the
house door, in tolien that there was a corpse in the house. At lea-.t
this seems a fair inference from Eurip,, Ale, 75, 76, 101-4. The
lock so cut may have been that which was kept sacred to tlie gods and
unshorn {Elym. Hag., s.v., airecricoXuyUMtVos). For ex.ahiples of hair
dcJicoted to ggds, see 11., xxiii. 141 sq.; Plut., Thes., 5; Tans.,
viii. 20, 3. In Tibet a lama (priest) is called in to cut olf some hairs
from the head of a dying person, in order that his soul may escajie
through the top of his head, which is deemed .an essential condition
of a good transmigi-ation (Hor.ice de la Penna, in Bogle and Manning's
Travels in Tibet). We can hardly doubt that the intention of tlje
Graeco-Roman custom w.as similar. In modern Greece the god of
death, Charos, is supposed to draw the soul out of tlie body, and if
« man resists the Arachobites believe that Cliaros slits open his breast
(B. Schmidt, Volkshbcn der Keitgriechen, p. 22S). There are other
instances of incisions made in the body of a dying person to allow his
»oul to escape (cp. Bastian, Mensch, ii. 342). 'I'he custom probably
dttes from the times when death in battle was the usual death. In
the legend of Nisus and Scylla there is a trace of the custom which
Wis still observed in classical times in the sacrilii'e of animals. The
practice of cutting off the hair of the dead prevailed in India, thon.ah
it does not ajipear in the Vedas (Monier Williams, Rclirjimis T!wii;ilit
«nd Li/c in India, p. 281). We are reminded of tlie practice of the
Pawnees and other North American Indians, who shaved the hcml
with the exception of one lock (the scalp-Iock), which was removed
by a victorious enemy (Catlin, Norlh Amencnn Indians, vol. ii.
p. 24). The Sandwich Islanders also cut a lock from a slain foe
(Ellis, Pol. ftes.. vol. iv. p. liQ/.
Hippouium in Italy. Sicily was a favourite haunt of tho
two goddesses, and ancient tradition affirmed that tho
whole island was sacred to them. The Sicilians claimed
to be the first on whom Demeter had bestowed the gift of
corn, and hence they honoured the two goddesses with
many festlva's. They celebrated the festival of Demeter
when the corn began to shoot, and the descent of Proser-
pine when it was ripe. At Cyare, a fountain near Syra-
cuse which Pluto made to spring up when he carried off
his bride, the Syracusians held an annual festival in the
course of which bulls were sacrificed by being drowned in
the water. At Cyzicus also, in Asia Jlinor, bulls were
sacrificed to Proserpine. Demeter and Proserpine were
worshipped together by the Athenians at the greater and
less Eleusinian festivals, held in autumn and spring
respectively. In the Eleusinian mysteries Proserpine no
doubt played an important part (see Eleusinia and
Mysteries). One Greek writer, Achemachus, identified
Proserpine with the Egj-ptian Isis. At Rome Proserpine
was associated with Ceres (the Roman representative of
Demeter) in the festival of the Cerealia (April 12 to 19),
she was represented as the wife of Dis Pater (the Roman
Pluto), and was sometimes identified with the native Latin
goddess Libera. The pomegranate was Proserpine's
symbol, and the pigeon and cock were sacred to her.
Her votaries abstained from the flesh of domestic fowls,
fish, beans, pomegranates, and apples. In works of art
she appears with a cornucopia or with ears of corn and a
cock. The regular form of her name in Greek was Per-
sephone, but various other forms occur — Phersephonc,
Persephassa, Phersephassa, Pherrephatta, ic, to explain
which diff'erent etymologies were invented. Correspond-
ing to Proserpine as goddess of the dead is the old Norse
goddess Jlel (Gothic Ha/j'a), whom Saxo Grammaticus calls
Proserpine. (j. a. fr.)
PROSKUROFF, a district town of the government of
Podolia, Russia, situated on the railway from Odessa to
Lem^erg, G2 miles to the north-west of Schmerinka junction,
and on the highway from Zhitomir to Kieff. It is poorly
built, mostly of wood, on a low marshy plain surrounded
by hills, at the junction of the Ploskaya with the Bug.
Its old castle has been destroyed, the site being occupied
by a Catholic church. The Orthodox cathedral (1839)
contains a very ancient and highly venerated icon of
the Virgin. The manufactures are insignificant^ but the
Jewish merchants carry on an active export trade in corn
and sugar, while the imports consist of salt and various
manufactured wares. Agriculture and market-gardening
are the chief occupations of its Little-Russian inhabitants.
Of the population (11,750 in 18S0) more than one-half
are Jews. ,
PROSPER OF Aquit.\ine (AQtJiTAJurs, or Aquitanictjs),
a Christian prose and verse writer of the first half of the 5th
century. Of his personal history almost nothing is known ;
his surname seems to imply that he was a native of Aqui-
tania, and there are various indications that he was edu-
cated as a " rhetorician." While still comparatively young
he gave himself to a religious and ascetic life, and' at
Marseilles soon made himself prominent as a champion of
orthodoxy in the controversy with the Massilians or Semi-
Pelagians. In this connexion he opened a correspondence
Avith Augustine, along with his friend Hilarius (c 429
A.D.), and about the same time (c. 430) he composed an
hexameter poem of ujiwards of one' thousand 'lines,
■Ativerszis Jniiratox, a glowing polemic against the Pelagian.'.
After Augustine's death he wrote Pro Av^vstino •■lie-
"fponsiones, and about 431 he visited Rome, still in' the
interests of Augustinianism, eliciting from Pope Celestine
his Eiiisdila ad E/iucopos Gallnrvm against Cassianus.
There arc some indications that tho latter years of his lilo
P R 0 — P R O
825
were spent in Eome, and that he ■wrote his Chronicon
there. The year of his death is unknown ; the chronicle
is brought down to 455.'
Prosper'3 enthusiastic admiration for Angustine (to whom, how-
ever, he was not personally known) led him to make an abridg-
ment of that author's commentary on the Psalms, as well as a
collection of sentences for his works, — probably the first dogmatic
compilation of the class in which the Liber SenteiUiarum is the best
known example. Some of Augustine's theological dicta he also
put into elegiac metre (one hundred and six epigrams). Prosner's
Chronicon is of value from the year 29 a.d. onwards, some of the
sources which he used for that period beln^ no longer extant. The
best edition of the Opera is the Benedictine by Lo Brun and
Mangeant (ParLs, 1711), reprinted in Migne's collection. >
PROSSNITZ (Slavonic, Prostejov), the chief place in
the fertile district of the Hanna, in Moravia, Austria, is
situated on the small river Rumza, 11 miles south-west
of Olmiitz. It carries on manufactures of sugar, cotton,
and linen, and is an important centre for the sale of the
barley and other produce of the Hanna. It is a town
of ancient origin and in the 16th century was one of the
chief seats of the Moravian Brethren. Population in 1880,
16,751.
PROTAGORAS of Abdera, the first of the so-called
Sophists, — who, about the middle of the 5th century B.C.,
asserted throughout Greece the claims of education or
culture in opposition on the one hand to technical instruc-
tion and on the other to physical research, — was an older
contemporary of Socrates. At the age of seventy, having
been accused and convicted of atheism, Protagoras 'fled
from Athens, and on his way to Sicily was lost at sea.
His birth has been plausibly assigned to 481 and his
death to 411 B.C. Forty years of his life were spent in
the exercise of his popular and lucrative profession in the
principal cities of Greece and Sicily. According to Plato
\Prot., 318 E), he endeavoured to communicate to his
pupils "good counsel or prudence (eijSouXta), which should
lit them to manage their households, and to take part by
.•word and deed in civic aiiairs." In short, he professed
not to " instruct " but to " educate." Further, the educa-
tion which he provided was of a literary sort, — oratory,
grammar, style, and the interpretation of the poets being
among the subjects which he used as instruments. His
formal lectures were supplemented by discussions among.st
his pupils. He left behind him several treatises, of which
fluly two or three sentences have survived. In Truth, by
[way of justifying his rejection of philosophy or science,
he maintained that "man is the measure of all thing.s —
of what is, that it is, and of what is not, that it is not."*
Besides Truth, and the book Of the Gods which caused his
condemnation at Athens, Diogenes Laortius attributes to
him treatises on political, ethical, educational, and rhetorical
subjects.
On the significance of the Sophistical movement, and the part
which Protagoras took in promoting it, as well as for bibliograjihi-
cal information, see Soi'liiSTs.
PROTECTION. See Free Teade and Political
Economy.
PROTESTANTENVEREIN is the name of a society
in Germany the general object of which is to promote the
union and the progress of the various established Pro-
testant churches of the' country in harmony with the
advance of culture and on the basis of Christianity. It
was founded at Frankfort-onthe-Main in 1863 by a
number of distinguished clergymen and laymen of liberal
tendencies, representing the freer parties of the Lutheran
and Reformed churches of the various German states,
amongst whom were the statesmen Bluntschli and Von
Bonnigsen and the professors, Rothe, Kwald, Schenkcl,
Uilgenfeld, and Hitzig. The more special objects of the
^ Tlio exposition of this maxim contained in Pinto's Thcatetiis,
152 C sj., is plainly not to bo ascribed to Protagoras.
association are the following : — the development of the
churches on the basis of a representative parochial and
synodal system of government in which the laity shall
enjoy their full rights ; the promotion of a federation of
all the churches in one national church ; resistance to all
hierarchical tendencies both within and without the Pro-
testant churches ; the promotion of Christian toleration
and mutual respect amongst the various confessions ; the
rousing and nurture of the Christian life and of aU
Christian works necessary for the moral strength and
prosperity of the natun. These objects include opposition
to the claims of Rome and to autocratic interference with
the church on the part of either political or ecclesiastical
authorities, efforts to induce the laity to claim and
exercise their privileges as members of the church, the
assertion of the right of the clergy, laity, and both lay and
clerical professors to search for and proclaim freely the
truth in independence of the creeds and the letter of
Scripture. When the association waa first formed the
necessity for it was felt to be great. The separation
between the Calvinistic and the Lutheian churches on the
one hand, and between the churches of the various states
on the other, even when the former separation had been
bridged over by the Prussian Union ; the entire absence of
any satisfactory system of church government, the autocratic
authority of either the monarch or his ministers, or of the
clergy, being supreme ; the increasing encroachments of
the papal power upon the rights of the individual and the
state ; the growing estrangement of the educated classes
from the church on the one hand, with the manifestation
of either ignorance of the fact or a determination to meet
it with bitter denunciation on the part of the orthodox
clergy on the other, were regarded as urgent calls to
action by the liberals. Membership in the association is
open to all Germans who are Protestants and declare their
willingness to cooperate in pronooting its objects. To
facilitate its operations, the general association is broken
up into a few groups or societies confined to certain geo-
graphical areas. Every second year (at' first every year)
general meetings of the entire association are held at some
convenient place. At first the governing committee had
its permanent seat at Heidelberg, but in 1874 Berlin, as
the new capital of the empire, was chosen. The means
used to promote the objects aimed at are mainly (1) the
formation of local branch associations throughout the
country, the duty of which is by lectures, meetings, and
the distribution of suitable literature to make known and
advocate its principles, and (2) the holding of great annual
or biennial meetings of the whole association, at whiili its
objects Snd principles are expounded and applied to the
circumstances of the church at the moment. The "theses"
accepted by the general meetings of the association as the
result of the discussions on the papers read indicate the
theological position of its members. The following may
serve as illustrations : —
The creeds of tlio Protestant church shnt tho doors on the past
only, but open tlicm fir advance in tlie future ; it is iininoial aud
contrary to true Protestantism to require subscription to them.
The limits of the freedom of teaching arc not prescribed by tho letter
of Scripture, but a fun dii mental rctjuironiont of Protestantism is free
inquiry in niid about the Scriptures. Tlie nttonipt to limit tlio
fri'dloni of tlieologicr.l inquiry and teaching in the univorsitii's is a
violation of the vital principle of Protestantism. Only such con-
ceptions of the iierson of Jesus can satisfy tho religious neiessitica
of this ago as fully recognize the idea of his humanity and place in
history. The higher reason only lias unconditional iiutliority, and
tho Bible must justify il.self before its tribunal ; we find the history
of divine revelation and its fulfilment in tho liible nloiu', and reason
bids us regard the Itiblo as tho onlv authority and ciinon in matters
of religious beliff
The formation of tho association at onco provoked tierce
and determined opposition en the i>.irt of tho orthodox
sections of the church, particularly in Berlin. Attcmpta
826
P li O — P K O
more or less successful have been made from tlie first to
exclude clergymen and professors identified with it from the
pulpits and chairs of Berlin and elsewhere, though mem-
bership in it involves no legal disqualification for either.
One of the objects of the association was to some extent
obtained by the reorganization of the Prussian Church
when Dr Falk was cultus minister, on the basis of parochial
and synodal representation, which came into full operation
in 1879 But the election for the general synod turned
out very unfavourable to the liberal party, and the large
orthodox majority endeavoured to use their power against
the principles and the members of the association. The
members of the association elected to the general synod
were nine only, while the party of the decidedly orthodox
numbered upwards of seventy. In 1882 the position of
the association was rendered still more difficult by the
agitation in Berlin of Dr Kalthoff and other members
of it in favour of a " people's church " on purely dis-
senting and extremely advanced theological principles.
The turn of the political tide in the direction of conserva-
tism in Berlin indicated by the retirement of the cultus
minister Dr Falk increased the difficulties and the work
of the association, far as Dr Falk was from sanctioning
its theological principles. Moreover, it had sustained
severe losses in its membership by death and otber
causes.
At the ena of the twelfth year of its existence (18") the-ttssocia-
tion had 7500 members, its aunual income was nearly £350, and it
had distributed in the same year 10,000 copies of its publications.
In 1880 the number of members had, risen to 96,000, and of local
associations to 80.
See Schenkel, Der Lentsene froteitanremerei^, uric tfirte Bedetitvnt/ jTir die
Oe/jenvait (Wiesbaden, 16]^, 2d ed. 187 1^ ; Der JD^;:tsC/ie ProUstantanerein In
Sfinrn SCatuCen und den Thcsen seiner Baupti-ersanimtungen, 18(Jj-H2 (lieflm,
18S3). and the annual leporrs in the AUtjemcine Kirclitiche Kronik, 1805-Si. and
T/ieological Xeuiew, July 18ii9, pp. 289-St,
PROTESTANTS is the' generic term' foif members of
the cBurches which owe their origin directly or indirectly
to the Kefokmation (q.v.). The name is derived from
the Protest of Spires in 1529 (see Luther, vol. xv. p. 80).
Certain 'snaall communities of Christians older than the
Reformation, but agreeing with it in rejecting the author-
ity of Rome, are generally and quite logically grouped as
Protestants ; and popularly the name is considered to
include all Christians who do not belong to the Greek and
Roman Catholic communions, though members of the
Anglican Church, for example, frequently protest against
such a classification as historically false and personally
obnoxious. Protestantism has flourished best among tho
Teutonic peoples of Northern Europe, and has always
found it difficult to make its way among the Latin peoples
of the South.
The following table shows approximately the number of
Protestants in the world : —
II
EtJROPE —
Great Britain and Ireland (Anglicans, 18,800,000; Presbyterians, 3,900,000; Methodists, 3,500,000;
Independents, 1,200,000; Baptists, 1,000,000)
German limpire (Lutherans, Reformed, and United, 28,318,280 ; Meuuonites and other Baptists, 38,744)
Norway and Sweden (Norway, 1,805,076; Sweden, 4,561,759, mostly Lutheran)
Denmark and Iceland (Denmark, 1,960,844; Iceland, 72,000, mostly Lutheran)
Holland (Reformed, 2,346,568— including Remonstrants, 9678; Lutherans, 73,696; Mennonites,
60,705)
Switzerland (mainly Reformed)
(Making a total in countries of the Teutonic race of 69,296,492.)
France (Reformed or Calvinists, 467,531; Lutherans, 80,117; others, 33,109)
Belgium, Spain and Portugal, Luxemburg, and Monaco (respectively 15,000, 10,500, 963, and 626) ...
Italy (Waldensians, Free Church of Italy, Methodists, Baptists, &c.)
Boumania
(Total in countries of the Latin race, 683,646.)
Austria (Lutherans, 289,005; Reformed, 110,525; Unitarians, 169, &c.)
Hungary (Lutherans, 1,130,150; Reformed, 2,043,280; Unitarians, 56,190)
Russia in Europe (Lutherans in Finland, 2,019,727)
Turkey, Greece, Servia (respectively 10,200, 20,000, and 500)
(Total in countries of Slavonic, non-Aryan, and^nixed race, 8,165,799.) -
America —
United States (Methodists, 3,686,114 church members; Baptists, 2,424,878; Lutherans, 950,868;
Disciples of Christ, 591,821; Congregationalists, 381,697; Episcopalians, 347,781)
CanaHa
West Indies
Central and South America
28,400,000 (estimate)
28,357,024 (1880)
6,366,835 (1875 and 1880
2,032,844 (1880)
2,472,680 (1879)
1,667,109 (1880)
580,757 (1872)
27,089 (various)
62,000 (estimate)
13,800 (estimate)
401,479 (1880)
3,229,620 (1880)
4,504,000 (paitly estimate)
30,700 (estimate)
78,145,937
III. Asia and Australasia —
India (Anglicans, &c., 373,843; Baptists, Presbyterians, &c., 128,794; Lutherans, 29,577).
Dutch Possessions
30,000,000 '
2,422,285 (1881)
160,500 (estimate)
180,000 (partly estimate)
32,762,785
China and Corea (73,000), Japan (13,000), and Siam (2000)
Turkey in Asia (100,000) and Persia (5000)
New South Wales (516,512), Victoria (618,392), Queensland (139,380).,
South Australia (216,626) and West Australia (20,613)
New Zealand
Polynesia, Micronesia, and Melanesia (260,000, 8000, and 16,000)
IV. Africa —
Egypt and North Africa (10,000) an(J "Vest Africa (110,000)..
Cape Colony, &c rt
East and Central Africa (2000) and Madagascar (300,000)
532,219(1881)
170,000 (partly estimate)
88,000 (estimate)
105,000 (estimate!
1,274,284 (1881)
237,239 (1881)
393,971 (1881>
284,000 (estimate)
3,084,713
lotal nvaber of Protestants thus ascertained
120,000 (estimate)
400,000 (estimate)
302,000 (estimate)
822,000
114,815,435
This total of 115,000,000 is for obvious reasons considerably within the truth. Making allowance for increase of population since
(ome of the census returns, it will probably be not beyond the mark to state the Protestants of Europe at 81,000,000, of America at
84,000,000, of Asia and Australasia at 3,300,000, and of Africa at 850,000, and the total in round numbers at 120,000,000. As regards
Europe, compare Brachelli, Die Slnalcn Europa's, 1884. Juraschek in his edition of Otto Hiibnor's Ocogrnjih.-statislische TabcUen,
1884, gives 123,000,000 Protestants, or 8-5 per cent, of the total population of the world, which he states at 1,435,000,000.
■ This estimate of tlic Protestant population is based ou the details of church membership (partly given above) obtained at the census
of 1880. ~ '
P 11 0 — P R O
827
PROTEUS, a Greek sesugod, spoken of by Homer as
the Old ilan of the Sea. In the Oc/i/sse;/ he dwells in the
Bea near Pharos, an island said to be a day's sail from the
mouth of the Nile ; in Virgil his home is the Carpathian
Sea between Crete and Rhodes. He knew all things past,
present, and future, but was very loth to tell what he
knew. Those who would consult him had first to surprise
and bind him during his noou-day slumber in a cave by
the sea, where he was wont to pass the heat of the day
surrounded by his seals. Even when caught he would try
to escape by assuming all sorts of shapes ; now he was a
lion, now a serpent, a leopard, a boar, a tree, fire, water.
But if his captor held him fast, the god at last returned to
his proper shape, gave the wished-for answer, and then
plunged into the sea. He was subject to Poseidon, whose
finny droves he shepherded under the billows. In post-
Homeric times some thought that Proteus was a king of
Egypt, at whose court the fair Helen tarried after she had
been carried off by Paris, while the Greeks fondly deemed
she was in Troy. This is the story followed, with varia-
tions, by Herodotus, who got it from Egyptian priests, and
by Euripides in bis play of Helen.
The fairy tale of Proteus has been interpreted in various fanciful
ways. Pioteus's leading features — his knowledge of the future and
bis power of assuming any shape at pleasure — are characteristic of
the " medicine-men " of savages in many parts of the world. As
late as the beginning of our era there was a class of wizards at
Rliodcs wlio possessed two at least of the chief marks of " medicine-
men " — the powers of transforming themselves and of making rain
{Diod. Sic, V. 55). There were rain-makers also at Rome (Festus,
s.v. "aquKliciura," where see commentary).
PROTEUS ANGUINUS, a blind, newt-like perenni-
branchiate Amphibian, about a foot long, found in the
Adelsberg, Maddalena, ,and other limestone caverns of
Carinthia and Carniola. The creature is white or flesh-
coloured, and the transparent gills appear blood red ; the
skin passes uninterruptedly over the rudimentary eyes.
The animal's body is cylindrical ; the snout is long and
blunt ; the fore-feet have three toes, and the hind (which
are set very far back) two. There are three gill-arches and
two gill-slits on each side. The absence of the fourth
branchial arch is a feature that Proteus has in common
■with Menobranckus and also with Spelerpes. The skull is
of an elongated form, and presents several remarkable
characters. Thf trabeculoo cranii are persistent, as in the
snake. The membrane bones are singularly few, the
maxillre being rudimentary and the nasals and supra-
occipital absent. In the lower jaw the splenial is said to
be absent, but a mento-Meckelian cartilage element is
present, as in Batrachia. The palatines have a row of teeth,
and are ankylosed with the pterygoids ; the premaxilke,
dentaries, and vomers' carry teeth. The absence of a
cartilage roof to the nasal cavity is one of the many
characters in which Proteus agrees with Menobranchus,
but differs from Siren and Menopoma. The suspensoriura
has only a simple pedicle, as in Batrachia, and the hyoid
arch is remarkable for the enormous hyo-mandibular
element, which is larger even than in many sharks. The
notochord is scarcely constricted by the amphiccolous
vertebrre, and the intervertebral cartilages are at a
minimum of development. There are twenty-nine trunk
vertebrse, one sacral, and ' twenty-eight caudal. The
pectoral arch contains a long thin ossified scapula, a supra-
Bcapula, and a long precoracoid separated by a deep notch
from the main coracoid ; a fissure exists in the glenoid
region. There is no sternum. The pectoral girdle is
almost identical with that of Menobranchus. Tho pelvis
has a narrow tapering ischial region, well-marked prepubos,
aad (?) a pointed epipubis ; this girdle also is extremely
like that of Menohranchu.':, but notably different from that
%rt the Axolotl, which is ouly a pseudo-pcrennibranchiate.
and whose real affinities are with Salamander and Triton.
The bones of the fore-arm and leg are unankyloseU.
There are three unossitied carpal and tarsal elements, which
Gegenbaur identifies as a radiale, ulnare, and a fused distal
row ; such a carpus has no resemblance to either the em-
bryonic or adult stage of any other amphibian."' In the
heart the auricular septum is incomplete ; the truncos
arteriosus bifurcates into two trunks : each divides into
two, and the posterior of these again into two, thus forming
the three aortic arches on each side. The pulmonary vein
sends part only of its blood into the heart, and part into
the systemic veins. The blood-corpuscles are the largest
known among vertebrates, and are comparable to the
exceedingly large corpuscles of the Dipnoi. The^brain is
very small, straight, and embryonic in character. The gut
is straight, and the stomach is a scarcely perceptible dilata-
tion. The thyroid (alone among amphibians) is unpaired.
The lungs are long simple sacs, expanded distally, as in
Menobranchus; the trachea is excessively short, and the
two cartilages which bound the glottis are continued into
long processes which pass to the base of the lungs. As in
Siren, Siredon, and others, the lateral branch of the vagus
nerve is connected with a series of sense-organs forming a
"lateral line." These characters together indicate the
exceedingly low position of Proteus among Amphibia ; it
and its close relative the American Menobranchus are the
lowest of living Amphibia. The creature seems to be
abundant within its limited habitat ; it feeds on worms
and small fishes, which in spite of its blindness it catches
dexterously. It has bred in captivity, and lays round,
isolated eggs, about a third of an inch in diameter. It
changes colour slightly in the breeding season, and two
rows of reddish spots make their appearance on the hinder
part of the body. Such a change seems to indicate that
the creature has not always lived in the absolute darkness
in which it now spends its life. Individuals differ in some
minor characters, and Cope {Journ. Acad. Philadelphia, v.
p. 103, 1866) has based four new species on Hyrtl's
specimens (P. zoisii, carrarm, xanthostichus, schteitersii).
Merrem altered the name of the genus to Hypochthon
(Gesch. der Amphibien, 1790-1820).
Authorities. — Proteus was first described by Lanrenti in his
Synopsis Replilium (Vienna, 176S, p. 87) ; his locality, Lake
Zirknitz, was erroneous. It was next mentioned by Scopoli (Annua
V. Hist. Nat., 1772). A full description, with plates, is given by
Configliaclii and Rusconi [Delproteo angiiino di Zaurenti, -ito, Pavia,
1819). Tho brain has been described by Trevirauus {P. anguijii
encephalon, 4to, Gottingen, 1820), tho spinal cori by Klaussner
[Riickemnark des P., 4to, Munich, 1883), tlie skull by Parker {Phil.
Trans., clxvii. pp. 668-573, 1877), tho pectoral arch by Parker
{Shoulder-girdle, p. 6S, pi. iv. ), tho pelvis by Hotfraunn {NederL
Arch., iii. p. 144, 1877), the vertebral columu by Wivart (P. Z. S.,
1870), tho lateral line, &c., by Bugniou (Bull. Soc. Vaud., iiL
pp. ^269-310, 1873), tho eye by Desfosses (Comptcs rendus, xciv. p.
1729, 1882), the kidney by Solger (Abh. Oes. Halle, xv. p. 405,
1882), the reproduction by Schultze (Zeils.f. toiss. Zool., xjcvi. p.
350, 1876) and M. V. Chauvin (Zeils.f. wiss. Zool., xrxviii. 671-
685, 1883), and the affinities with Menobranchus by Van d. Hoeven
(Arch.-Xeerl, \. p. 305, 1866 ; Ann. and Mag. N. H., xviii. p. 363,
1866). See also anatomical details by Valentin (/fir/xr/. /. Atuit.,
i. p. 282, 1837, vi. p. 353, 1841), and many smaller papers.
PROTOGENES, a Greek painter, born in Caunus on
tho coast -of Caria,. but resident in Rhodes during the
latter half of tho 4 th century B.C., was celebrated for tho
minute and laborious finish which ho bestowed on hta
pictures, both in drawing and. in colour. Apelles, his
great rivaj, standing astoni.shed in presence of one of thesQ
works, could only console himself that he knew when to
stop whereas Protogcncs did not. So . also Petronius
{Satyr., 8.3) experienced a sensation of horror at tho too
vivid realization of nature in which Protogenes indulged.
On one picture, tho lalysus, he spent seven years ; on
another, the SatyT, ho worked continuously during tho
'.f
828
r 11 0 — PRO
%
sie'^e of Ehodes by Demetrius Poliorcetes (305-4 b.c.)
norwitlistanding that the garden iu Which he painted was
in the middle of the enemy's camp. ■ Demetrius unsolicited
took measures for his safety ; more than that, when told
that the lalysus just mentioned was in a part of the town
exposed to assault, Demetrius changed his plan of opera-
tions. Possibly the slowness and laboriousness of the
vrork of Protcf|genes was due partly to a want oi training
in his youth. He appears to have been self-taught ; some
said that he had begun life as a sliii>painter, and, though
the painting of certain small figures of ships in a pictui'e
of his in Athens, however excellent it may have been, can
hardly be held to confirm this account of his youth, it does
not on the other hand render the account unreliable. It
may have been due also to a want of early training that
he found so much difficulty in rendering the foam at the
mouth of a dog which occurred in the picture of lalysus.
Angry at his many failures, he dashed the sponge wet
■with the white colour which he had just wiped off at the
mouth of the dog. The result was a perfectly successful
team. lalysus was a local hero, the founder of the town
of the same name in the island of Rhodes, and probably he
was represented as a huntsman. The picture was still in
Rhodes in the time of Cicero, but was afterwards removed
to Rome, where it perished in the burning of the temple
of Peace. On another occasion Protogenes seems to have
used his sponge with a different effect. The picture
painted during the siege of Rhodes consisted of a satyT
leaning idly against a pillar on which was a figure of a
partridge so life-like that Ordinary spectators saw nothing
but it. Enraged on this account, the painter wiped out
the partridge. The Satyr must have been one of his last
works. He would then be about seventy years of age, and
had enjoyed for about twenty years a reputation next only
to that of Apelles, his friend and benefactor. Both were
finished colourists so far as the fresco-painting of their day
permitted, and both were laborious in the practice of draw-
ing, doubtless with the view to obtaining bold effects of
perspective as well as fineness of outline. It was an illus-
tration of this practice when Apelles, finding in the
house of Protogenes a large panel ready prepared for a
picture, drew upon it with a brush a very fine line which
he said-would tell sufficiently who had called. Protogenes
on his return home took a brush with a different colour
and drew a still finer line along that of Apelles dividing ■
it in two. Apelles called again ; and, thus challenged,
drew with a third colour another line vrithin that of
Protogenes, who then admitted himself surpassed. This
panel was seen by Pliny {N.H., xxxv. 83) in Rome, where
it was much admired, and where it perished by fire. In
the gallery of the Propylaea at Athens was to be seen the
panel by Protogenes in which occurred the figures of ships "
already mentioned. The subject consisted of two figures
representing personifications of the coast of Attica, Paralus
and Hammonias, to whom the presence of ships would be
the more appropriate as the Athenians actually possessed
two ships so named. For the council chamber at Athens
he painted figures of the Thesmothetas, but in what form
or character is not known. Probably these works were
executed in Athens, and it may have been then that he'met
Aristotle, who recommended him to take for subjects the
deeds of Alexander the Great. In his Alexander and Pan
he may have followed that advice in the idealizing spirit to
which he -was accustomed. To this spirit must be traced
also his Cydippe and Tlepolemus, legendary personages of
Rhodes. Among his portraits are mentioned those of the
mother of Aristotle, Philiscus the tragic poet', and King Anti-
gonns. But Protogenes was also a sculptor to some extent,
and made several bronze statues of athletes, armed figures,
huntsmen, and persons in the act of offering sacrifices.
PROTOPLASM. In most of the biological articlea
already before the reader, whether concerned with general
questions, as Biology, Anatomy, Botany, Embry-
ology, Evolution, Histology, Morphology, Physiology,
itc, or even with special groups of living beings, as
Animal Kingdom, Foraminifera, Fungus, Puotozoa, ic,
special reference has been made to protoplasm as the
living matter from which all kinds of living beings are
formed and developed, and to the properties of which all
their functions are ultimately referred. Fundamentally
important then as this substance is, whether we occupy
the standpoint of morphology, physiology, or setiology, an
attempt must be made to outline the way in which our
knowledge of it has been reached, to bring together by the
aid of a short summary the statements of such preceding
articles, and to supply means of extending the general
idea thus obtained by reference to the original literature
of the subject.
§ 1. History. — Among the varied and fruitful observa-
tions of the early microscopists, Riisel v. Rosenhof's ex-
cellent account (1755) of his "Proteus animalcule" (the
familiar Ameeha) is especially noteworthy as the earliest
description of the form and movements of what we now
kjiow as a mass of living protoplasm. Such discoveries
as those of rotation in the cell of Chara (Corti, 1772), and
of similar movements in other plant cells ( Vallisneria,
Meyen, 1827; Tradescaniia, R. B^o^vn, 1831), are- also
memorable,— more so indeed in this relation than is the
great contemporaneous movement in general histology,
since this, though aided by the rapid improvement of the
microscope, eagerly carried on by the united labours of
zoologists and botanists, headed by Johannes Miiller arid
Robert Brown, and culminating in the hands of Schleidea
and Schwann (1838-39) in the fundamental morphologi-
cal generalization of the ceU theory (see Morphology),
included views of the structure, origin, and function of
the cell-substance alike erroneous and misleading. Know-
ledge had in fact to start afresh from the level of the
unappreciated discovery of Rosenhof ; and it is accordingly
from the observations of Dujardin on Foraminifira (1835)
that our modern knowledge of protoplasm dates. His
main account is still worth reading in his own words. Iq
proposing the term "sarcode," he says, "je propose de
nommer ainsi ce que d'autres observateurs out appeld une
gelee vivante, cette substance glutineuse, diaphane, in-
soluble dans I'eau, se contractant en masses globuleuses,
s'attachant aux aiguilles de dissection, et se laissant ither
comme du mucus, enfin se trouvant dans tons les animaux
inf^rieurs interpos6e aux autres elements de structure."
Though thus dissipating many errors, and placing the study
of the lowest forms of life on its true basis, Dujardin
unfortunately did not see the full bearing of his discovery.
He recognized his sarcode, however, in the p'oljrps, and
noted that the ova of the slug exhibited similar move-
ments. The next important step was not taken until
1846, when the botanist Hugo von Mohl, working on quite
independent lines, reached a clearly defined conception of
the vegetable cell, not only, as utual hitherto, distinguish-
ing the cell wall and the nucleus from the cell contenta
{ZeUsaft), but also the "tough, slimy, granular, semi-
fluid " constituent from the watery cell-sap hitherto
generally confused with it under the common name. For
this substance (which Schleiden liad already vaguely men-
tioned as "Schleim") he proposed the term "protoplasma"
(rrpSros, first, irXda-fxa, formed substance). The discovery of
the amoeboid movements of colourless blood corpuscles dates
from the same year, and the basis was thus prepared for
Ecker's acute comparison (1849) of the "formed contractile
substance" of muscle with the' "unformed contractile
substance" of the lowest types of animal life. This
r R 0 T 0 P L A S ]\I
829
speculation, so profoundly anticipatory of our present stand-
point (see Physiology), was greatly strengthened when
Donders shortly afterwards succeeded in referring con-
tractility from the cell-membrane to the cell-substance.
Cohn's researches among microscopic plants and animals,
and particularly his study of the transition, which at that
time seemed so marvellous and so perplexing, from plant-
like quiescence to animal-like activity, exhibited by the
protoplasm of such an alga as Protococcus on escaping from
its cell-wall, led him to suggest that vegetable protoplasm
and animal sarcode, "if not identical, must be at any rate
in the highest degree analogous substances." This
speculation again ran too far in advance of current con-
ceptions, dominated as these were by the errors which
accompanied the cell-theory, and another decade of research
was needed for its establishment. This was effected on
several simultaneous and convergent lines. The botanical
evidence culminated in De Bary's classical monograph of
the Myxomycetes (1859) ; the study of the segmentation of
the ovum, and the rapid advance of animal histology, both
largely due to Ktilliker, were of marked importance ; while
the clear identification of the vegetai>le " protoplasm " with
the animal " sarcode," requiring, as it did, a mastery of all
these lines and results of inquiry, was finally effected by M.
ScHULTZE {q.v.), whose researches on Foram.inif(ra{\%5Vj,
and subsequent admirable studies in animal histology,
prepared him to accomplish the definite reform of the
cell-theory. This he did by fully and finally replacing
(1861-63) the early conception of the cell as an all-import-
ant membrane enclosing a nucleus surrounded by Huid
by that of a unit-mass of living matter or protoplasm (the
nucleus alone being viewed as essential, the wall or mem-
brane no longer so). Our present usage of the term proto-
plasm for the living substance of the animal as well as of
the plant dates from Schultze's paper (" Ueber Muskelkdr-
perchen und das was man eine Zelle zu nennen hzhe," Arch,
f. Anat. u. Physiol., 1861) ; and the term sarcode, notvdth-
Btanding Dujardin's priority, has since lapsed into disuse,
save to some extent among French authors.
This rejuvenescence of the cell theory, in a form point-
ing to a far deeper unity of the forms and processes of
organic nature than its founders had ventured to dream,
marks the commencement of a new epoch of detailed inves-
tigation of all the forms, aspects, conditions, and products
of protoplasmic life, but in this movement the workers are
too numerous for mention save in so far as may be inciden-
tal in the following scanty reference to some of their main
results (1).'
§ 2. Appearance and Properties of Protoplasm. — To ob-
tain a notion of the appearance and physical properties of
protoplasm, it is expedient as it were to repeat the process
of discovery, and acquire concrete ideas by actual observa-
tion as far as possible, or at least from good figures. "■, The
Amoeba (see Peotozoa) and the Foraminitera {q.v.) thus
afford convenient and classical examples of the protoplasm
of the lowest animal forms ; the colourless corpuscles of
blood should also be examined, and the structure of the
higher tissues (see Anatomy and Histology) inquired
into, and the segmentation of an ovum (see Reproduc-
tion) observed, — most conveniently perhaps in frog spawn.
Vegetable examples are readily obtained from the cells of
a grovdng shoot (see Botany, vol. iv. pp. 83 sq., figs. 1
and 6) ; while the living cells of Chara (Botany, fig. 7)
and other examples of protoplasmic movement should bo
ebserved. Thus, with the aid of the descriptive passages
to bo found in the articles referred to at the outset, a.
tolerably clear idea of a mass of protoplasm, with its con-
tained granules of viirious kinds and its sap-vacuoles, will
' These numbers refer to the bibliography at p. 830
be obtained ; and its frequent differentiation into an outer
layer or ectoplasm, clearer and denser, pa-ssing into an inner
layer or endoplasm, usually more fluid and granular, will
be noted. A finely reticulated structure of the protoplasm
may also be made out in many cases ; the nucleus (incon-
spicuous since equally refracting with the protoplasm dur-
ing life, but brought out clearly after death by the process
of internal digestion of the surrounding protoplasm, or by
the application of dyes and other reagents), and its con-
tained nucleolus, as well as the cell-wall when present,
will be observed. Wide variations of consistency will thus
be noted from the comparatively solid, almost brittle, state
of the quiescent protoplasm of some seeds to its thin,
syrupy, and largely vacuolated state in a growing vegetable
{issue (c/. Botany, fig. 6). Such structural inquiries are
now in active progress, especially in connection with the
process of cell division (see Histology, Reproduction),
and many questions of detail are more or less under active
dispute, e.g., the relation of the nucleus to the protoplasm
the existence or constancy of an internal network (tl\e
"stroma") in both, the conditions of occurrence of that
continuity of protoplasm lately shown to exist through the
cell walls of many vegetable tissues, and so on (2).
§ 3. ManifestatioTfS of Life {Functions). — The vital pro-
perties or "functions" exhibited by undifferentiated living
protoplasm {e.g., Amceha) are usually enumerated as con-
tractility, irritability and automatism, reception and assimi-
lation of food, metabolism with secretion and excretion,
respiration, and reproduction. Thus we have represented
all those functions which in higher animals seem to be
confined to special tissues — which we accordingly recognize
as muscular or nervous, secretory or excretory, respiratorj',
reproductive, or the like. Yet in these organs, Lowever
apparently specialized to one function only, a residue of
all or nearly all the other fundamental properties of pro-
toplasm remains and may be redeveloped ; and thus those
functional changes (necessarily accompanying morpholo-
gical evolution or change of environment) which we call
"adaptation" and those pathological disturbances which
we term " disease " are alike provided for. See Bio''ogy,
Pathology, Selection and Vaelation, also (8).
§ 4. External Conditions of Life. — See Biology.
§ 6. Experimental Modification of the Conditions of Life.
— The behaviour of protoplasm under various modifications
of physical conditions has been investigated by Schultze,
Kiihne, Strasburger, Engelmann, and others, while not a
few researches are also extant as to the behaviour of living
cells under various chemical stimuli, among which those of
Darwin (see Insectivorous Plants) and Frommann may
bo mentioned as especially suggestive. « See also ScHizo-
MYCETES, NuTRITI0N,'and (4).
§ 6. Chemical Composition and Processes. — This aspect
of protoplasm is of constajitly increasing importance, since
for the chemist all functions alike can only bo viewed in
terms of those specific anabolic or katabolic changes which
to the physiologist, on the other hand, seem mere accorar
pg,niments of them (see Physiology, Nutrition, Repeo-.
duction). The determination of the chemical nature oJ
protoplasm is thus the supreme problem of physiological
chemistry; and, while, thanks to the labours of Reinka
E. Schultze, and others, there has been a rapidly increasing
knowledge of its anastates, but more especially of itt
katastates, and of many eases of the unity of metabolic
processes throughout nature, several daring general hypw
theses are already in the field. Of these that of Schiitzeu-
berger, who views proteid bodies as complex ureides, ana
that of Locw and Bokorny, who regard them as a complex
' mixture of aldehyde groups, are examples. See (5).
§ 7. Molecular Constitution. — Many hypotheses ajB to tlij
minute structure of protoplasm have been proposed ; thui
S30
T. R O— PRO
Spencer resolves protoplasm into "physiological units,"
Haeckel into "plastidules," while Darwin accounts for
keredity by reference to the properties of supposed " gem-
mules," Engelmann suggests the existence of " contractile
units " {isoiagmtn), &c. ; but those various hypotheses,
framed mostly for special purposes, still await more general
criticism. See (6).
§ 8. Origin of Protoplasm. — See ABiOGEirasis, Biology,
Reproduction, and (7).
Bibliography. — In addition to the articles above referred to, the
reader may with advantage consult the following works, from
which complete bibliograjihical details can be obtained. (1)
For general history see Sachs, Geschichte d. Botanik ; Cams, Ge-
schichte d. Zoologie; Engelmann, " PhysioL d. Protoplasma n.
Flimmerbewegung," in Hermann's Maiidb. d. Physiologie, i.,
Leipsic, 1879 ; and for special history, Dujardin, " Recherches s. 1.
orgauismes inferieurs," especially § iii.,' " S. 1. pretendus estomacs
d. animales Infusoires ets. u. subst. appelee Sarcode,"^)iJ!. d. Sci.
Nat., 1835, p. 367; H. v. Mohl, " Ueb. d. Saftbewegung im
Innem d. Zelle," Bot. Zeitung, 1846, p. 73; Slax Schultze, Ueb.
d. Organismus d. PoZi/Wia/amira, Leipsic, 1854; Id., "Ucb. Mus-
kelkorperchen," &c., ArcTi. f. Anat. u. Physiol., 1861; Id.,
D. Protoplasma d. Shisopoden u. d. PJlawmzeUen, Leipsic. 1863 ;
De Bary, "Die Mycetozoen," Zcilsch. f. wissensch. Zool, x , 1859}
Haeckel, Gcnerclle Morphologic, i., Berlin, 1866. (2) Forgenei-a)
structure and properties see Hofmeister, D. Lehre d. Pfi.-Zelle,
Leipsic, 1867 ; Sachs, Lehrb. d. Botanik, or Engl, translation,
Oxford, 1882; Sachs, Vorlesungcn iib. Pfianzcn- Physiol., Leipsic,
1882; and other text-books of vegetable physiology, especially
those of Reinke and Pfetfer ; Strasburger, D. Botan. Practicum,
Leipsic, 1884 ; and Engelmann, op. cit. Among special works see
Kiihne, Untcrsuc/u iib. d. Protop. u. d. Conlraelilildt, Leipsic,
1864; Strasburger, "Studien iib. d. Protoplasma," ./CTia. Zeitsch.,
X., 1876, also Ueb. Zellbildung u. Zelllheihmg, 2d ed., Jena, 1876.
(3) Dohrn, Das Principd. Functionswechsels, Leipsic, 1875; Foster,
Handbook of Physiology, 4th ed., Loiidon, 1884. (4) For ex-
perimental researches see Engelmann, Kiihne, and other authora
cited under (2) passim, ; also Darmn, Insectivorous Plants, London^
1876 ; Frommann, " Ueb. Stmctur, Lebenserschein, &c., d. Thier.
u. Pfl.-Zellen," Jeria. Zeitsch., xviii., 1884. (5) Gamgce, Physiol.
Chem. of Anim. Body, London, 1880 ; Foster, Handbook of Physi-
ology ; Gautier, Chimie appliqu/e A la Physiologie ; Schiitzonberger,
" Recherches s. I'AIbumiue, &o.," Bull. d. I. Soc. Chimiqne, 1875 ;
Leow and Bokorny, Biol. Central- Blatt, i.. No. 7 ; and Reinke,
" Ueber d. Protoplasma," in Untersuch. a. d. bot. Lab. Univ.
Gottingcn, 1881. (6) Spencer, Principles of Biology, vol. i.;
Haeckel, Gen. Morph., i. ; Darwin, Variation under Domestication;
Engelmann, op. cit. (7) Engelmann, op. cit. (P. GE.)
I
PROTOZOA
PROTOZOA is the name applied to the lowest grade of
the animal kingdom, and originated as a translation
of the German term "Urthiere." 'WTiilst at first used
some forty years ago in a vague sense, without any strict
definition, so as to include on the one hand some simple
organisms which are now regarded as plants and on the
other some animals which are now assigned a higher place
in the animal series, the term has within the last twenty
years acquired a very clear signification.
The Protozoa are sharply and definitely distinguished
from all the rest of the animal kingdom, which are known
by the names " Metazoa " or " Enterozoa." They are
those animals which are structurally single "cells" or
single corpuscles of protoplasm, whereas the Enterozoa
consist of many such units arranged definitely (in the first
instance) in two layers— an endoderm or enteric cell-layer
and an ectoderm or deric cell-layer — around a central
cavity, the enteron or common digestive cavity, which is
in open communication with the exterior by a mouth.
The Protozoa are then essentially unicellular animals.
The individual or person in this grade of the animal king-
dom is a single cell ; and, although we find Protozoa which
consist of aggregates of such cells, and are entitled to be
called "multicellular," yet au examination of the details
of structure of these cell-aggregates and of their life-
history establishes the fact that the cohesion ef the cells
in these instances is not an essential feature of the life of
such multicellular Protozoa but a secondary and non-essen-
tial arrangement.'^Like the budded "persons" forming,
v.'hen coherent to one another, undifferentiated " colonies "
among the Polyps and Corals, the coherent cells of a com-
pound Protozoon can be separated from one another and
live independently ; their cohesion has no economic signifi-
cance. Each cell is precisely the counterpart of its neigh-
bour; there is no common life, no distribution of function
among special groups of the associated cells, and no cor-
responding differentiation of structure. As a contrast to
this we find even in the simplest Enterozoa that the cells
are functionally and structurally distinguishable into two
groups — those which line the enteron or digestive cavity
and those which form the outer body wall The cells of
these two laj'ers are not interchangeable ; they are funda-
mentally different in properties and structure from one
•another. The individual Enterozoon is not a single cell ;
it is an aggregate of a higher order consisting essentially
of a digestlvecavity around which two layers of cells are
disposed. The individual Protozoon is a single cell; a
number of these individuals may, as the result of the pro-
cess of fission (cell-division), remain in contact with one
another, but the compound individual which they thus
originate has not a strong character. The constituent
cells are still the more important individualities ; they
never become differentiated and grouped in distinct layers
differing from one another in properties and structure ;
they never become subordinated to the individuality of
the aggregate produced by their cohesion ; hence we are
jnstified in calling even these exceptional aggregated
Protozoa unicellular.
By far the larger number of Protozoa are absolutely ■
single isolated cells, which, whenever they duplicate them-
selves by that process of division common to these units
of structure (whether existing as isolated organisms or as
constituents of the tissues of plants or of animals), separ-
ate at once into two distinct individuals which move away
from one another and are thenceforward strangers.
Whilst it is easy to draw the line between the Protozoa
and the Enterozoa or Metazoa which lie above them, on
account of the perfectly definite differentiation of the cells
of the latter into two primary tissues, it is more difficult to
separate the Protozoa from the parallel group of unicellular
plants.
Theoretically there is no difficulty about this distinction.
There is no doubt that organisms present themselves to us
in two great series starting in both cases from simple
unicellular forms. The one series, the plants, can take up
the carbon, hydrogen, oxygen, and nitrogen necessary to
build up their growing protoplasm from mineral com-
pounds soluble in water, compounds which constitute the
resting stage of those elements in the present physical
conditions of our planet. Plants can take their nitrogen
in the form of ammonia or in the form of iiitrates and
their carbon in the form of carbonic acid. Accordingly
they require no mouths, ' no digestive apparatus ; their
food being soluble in water and diffusible, they absorb at
all or many points of their surface. The spreading diffuse
form of plants is definitely related to this fact. On the
other hand the series of organisms which we distinguish
as animals cannot take the nitrogen, necessary to build up
their protopiasm, in a lower state of combination than it
presents in the class of compounds known as albumens ;
nor can they take carbon in a lower state of combination
than it presents when united with hydrogen or witf
PROTOZOA
831
hydrogen and oxygen to form fat, sugar, and starch.
Albumens and fats are not soluble in water and diffusible ;
they have to bo seized by the animal in the condition
of more or less solid particles, and by chemical processes
superinduced in the living protoplasm of the animal by
the contact of these particles they are acted upon, chemic-
ally modified, and rendered diffusible. Hence the animal
is provided with a mouth and a digestive cavity, and with
organs of locomotion and prehension by which it may search
out and appropriate its scattered nutriment. Further the
albumens, fats, sugars, and starch which are the necessary
food of an animal are iiot found in nature excepting as
the products of the life of plants or of animals ; accord-
ingly all animals are in a certain sense parasitic upon
either plants or other animals. It would therefore seem
to be easy to draw the line between even the most minute
unjcellular plants and the similarly minute unicellular
animals — assigning those which feed on the albumens, &c.,
of other organisms by means of a mouth and digestive
apparatus to the animal series, and those which can appro-
priate the elements of ammonia, nitrates, and carbonates
to the plants.
Such absolute distinctions lending themselves to sharp
definitions have, however, no place in the organic world ;
and this is found to be equally true whether we attempt
to categorically define smaller groups in the classification
of plants and animals or to indicate the boundaries of the
great primary division which those familiar names imply.
Closely allied to plants which are highly and specially
developed as plants, and feed exclusively upon ammonia,
nitrates, and carbonates, we find exceptionally modified
kinds which are known as- " insectivorous plants " and are
jjrovided with digestive cavities (the pitchers of pitcher-
plants, &c.), and actually feed by acting chemically upon
the albumens of insects which they catch in these diges-
tive receptacles. No one would entertain for a moment
the notion that these insectivorous plants should be con-
sidered as animals. The physiological definition separat-
ing plant from animal breaks down in their case ; but the
consideration of the probable history of their evolution as
indicated by their various details of structure suffices at
once to convince the most sceptical observer that they
actually belong to the vegetable line of descent or family
tree, though they have lost the leading physiological char-
acteristic which has dominated the structure of other
plants. In this extreme case it is made very obvious that
in grouping organisms as plants or as animals we are not
called upon to apply a definition but to consider the
multifarious evidences of historical evolution. And we
find in the case of the Protozoa and the Protophyta that
the same principle holds good, although, when dealing
with extremely simple forms, it becomes much more diffi-
cult to judge of the genetic relationship of an organism in
proportion as the number of detailed points of possible
agreement with and divergence from other forms to which
it may be supposed to be related are few.
The feeding of plants upon carbonic acid is invariably
accompanied by the presence of a peculiar green-colouring
matter — chlorophyll. In virtue of some direct or indirect
action of this chlorophyll the protoplasm of the plant is
enabled to seize the carbon of the mineral world — the car-
bon which has sunk to the lowest resting stage of combina-
tion— and to raise it into combination with hydrogen and
oxygen and ultimately with nitrogen. There are plants
which have no chlorophyll and are thus unable to feed
upon carbonic acid. They are none the loss plants since
they agree closely with particular chlorophyll-bearing
plants in details of form and structure, mode of growth
and reproduction. A large series of these are termed
Pvngi. Though unable to feed on carbonic acid, they do
not feed as do animals. They can take their carbon from
acetates and tartrates, which animals cannot do, and their
nitrogen from ammonia. Even when it is admitted that
some of these colourless plants, such as the Bacteria
(Schizomycetes), can act upon albumens so as to digest
them and thus nourish themselves, it is not reasonable to
place the Bacteria among animals, any more than it would
be reasonable so to place Nepenthes, Sarracenia, and
Drosera (insectivorous Phanerogams). For the structure
and mode of growth of the Bacteria is like that of well-
known chlorophylligerous minute Algae from which they
undoubtedly differ only in having secondarily acquired
this peculiar mode of nutrition, distinct from that which
has dominated and determined the typical structure of
plants.
So we find in' a less striking series of instances amongst
animals that here and there the nutritional arrangemeuts
which we have no hesitation in affirming to be the leading
characteristic of animals, and to have directly and perhaps
solely determined the great structural features of the
animal line of descent, are largely modified or even alto-
gether revolutionized. The green Hydra, the freshwater
Sponge, and some Planarian worms produce chlorophyll
corpuscles in the protoplasm of their , tissues just as green
plants do, and are able in consequence to do what animals
usually cannot do — namely, feed upon carbonic acid. The
possibilities of the protoplasm of the plant and of the
animal are, we are thus reminded, the same. The fact
that characteristically and typically plant protoplasm ex-
hibits one mode of activity and animal protoplasm another
does not prevent the protoplasm of even a highly developed
plant from asserting itself in the animal direction, or of a
thoroughly characterized animal, such as the green Hydra,
fromi putting forth its chlorophylligenous powers as though
it belonged to a plant.
Hence it is not surprising that we find among the
Protozoa, notwithstanding that they are characterized by
the animal method of nutrition and their forms determined
by the exigencies of that method, occasional instances of
partial vegetable nutrition such as is implied by the deve-
lopment of chlorophyll in the protoplasm of a few members
of the group. It would not be inconsistent with what is
observed in other groups should we find that there are
some unicellular organisms which must, on account of
their structural resemblances to other organisms, be con-
sidered as Protozoa and yet have absolutely given up alto-
gether the animal mode of nutrition (by the ingestion of
solid albumens) and have acquired the vegetable mode of
absorbing ammonia, nitrates, and carbonic acid. Experi-
ment in this matter is extremely difficult, but such " veget-
able" or "holophytic nutrition " appears to obtain in the
case of many of the green Flagellata, of the Dinoflagellata,
and possibly of other Protozoa.
On the other hand there is no doubt that we may fall
into an error in including in the animal line of descent all
unicellular organisms which .nourish themselves by the
inception of solid nutriment. It is conceivable that some
of these are exceptional creophagous Protophytes parallel
at a lower level of structure to the insectivorous Phanero-
gams. In all cases we have to balance the whole of the
evidence and to consider probabilities as indicated by a
widely-reaching consideration of numerous facts.
The mere automatic motility of unicellular organisms
was at one time considered sufficient indication that such
organisms were animals rather than plants. We now know
that not only are the male reproductive cells of ferns and
similar plants propelled by vibratile protoplasm, but such
locomotive particles are recognized as common products
(" swarm-spores " and " zoospores ") of the lowest plants.
The danger of dogmatizing erroneously in distinguish-
832
PKOTOZOA
ing Protozoa from Protophyta, and the insuperable diffi-
culty in really accomplishing the feat satisfactorily, has led
at various times to the suggestion that the effort should be
abatidoned and a group constituted confessedly containing
both unicellular plants and unicellular animals and those
organisms which may be one or the other. Haeckel has
proposed to call this group the Protista (l).i On the
whole, it is more satisfactory to make the attempt to dis-
criminate those unicellular forms which belong to the
animal line of descent from those belonging to the veget-
able line. It is, after all, not a matter of much conse-
quence if the botanist should mistakenly claim a few
Protozoa as plants and the zoologist a few Protophyta
as animals. The evil which we have to avoid is that some
small group 'of unattractive character should be rejected
both by botanist and zoologist and thus our knowledge of
it should unduly lag. Bearing this in mind the zoologist
should accord recognition as Protozoa to as wide a range
of unicellular organisms as he can without doing violence
to his conceptions of probability.
A very interesting and very difficult subject of speculation forces
itself on our attention when we attempt to di-aw the line between
the lowest plants and the lowest animals, and even comes again
before us when we pass in review the different forms of Protozoa.
That subject is the nature of the fii-st protoplasm which was
evolved from not-living matter on the earth's surface. Was that
first protoplasm more like animal or more like vegetable proto-
plasm as we know it to day ? By what steps was it brought into
existence ?
Briefly stated the present writer's view is that the earliest proto-
plasm did not possess chlorophyll and therefore did not possess the
power of feeding on carbonic acid. A conceivable state of things
is that a vast amount of albuminoids aud other such compounds
had been brought into existence by those processes whicn cul-
minated in the development of the first protoplasm, and it seems
therefore likely enough that the first protoplasm fed upon these
antecedent steps in its own evolution just as animals feed on
organic compounds at the present day, more especially as the
large creeping plasmodia of some Mycetozoa feed on vegetable
refuse. It indeed seems not at all improbable that, apart from their
elaborate fructification, the Mycetozoa represent more closely than
any other living forms the original ancestors of the whole organic
world. At subsequent stages in the history of this archaic living
matter chlorophyll was evolved and the power of taking carbon
from carbonic acid. The "green" plants were rendered possible
by the evolution of chlorophyll, but through what ancestral forms
they took origin or whether more than once, i.e., by more than
one branch, it is difficult even to guess. The gi-een Flagellate Pro-
tozoa (Volvocinefe) certainly furnish a connecting point by which
it is possible to link on the pedigree of green plants to the primi-
tive protoplasm ; it is noteworthy that they cannot be considered
as very primitive and are indeed highly specialized forms as com-
pared with the naked protoplasm of the Mycetozoon's plasmodium.
Thus then we are led to entertain the paradox that though the
animal is dependent on the plant for its food yet the animal
? receded the plant in evolution, and we look among the lower
rotozoa and not among the lower Protophyta for the nearest
representatives of that first protoplasm which was the result of a
long and gradual evolution of chemical structure and the starting
point of the development of organic form.
T%e Protozoan Cell-Individual compared with the Typical
Cell of Animal and Vegetable Tissues.
Morphology.
The Protozoon individual is a single corpuscle of proto-
plasm, varying in size when adult from less than the
■j-jj^j^th of an inch in diameter (some Sporozoa and Flagel-
lata) up to a diameter of an inch (Nummulites), and even
much larger size in the plasmodia of Mycetozoa. The sub-
stance of the Protozoa exhibits the same general properties
— irritability, movement, assimilation, growth, and division
— and the same irremediable chemical alteration as the result
of exposure to a moderate heat, which are observed in
the protoplasm constituting the corpuscles known as cells
which build up the tissues of the larger animals and
' These nnmbers refer to the bibliography at p. 8C6.
plants. There is therefore no longer any occasion to make
use of the word " sarcode " which before this identity was
established was very usefully applied by Dujardin (2) to
the substance which mainly forms the bodies of the
Protozoa. Like the protoplasm which constitutes the
"cells" of the Enterozoa aud of the higher plants, that
of the Protozoon body is capable of producing, by chemical
processes which take place in its substance (over and above
those related merely to its nutrition), a variety of distinct
chemical compounds, which may form a deposit in or
beyond the superficial protoplasm of the corpuscle or may
accumulate centrally. These products are therefore either
ectoplastic or entoplastic. The chemical capacities of
protoplasm thas exhibited are very diverse, ranging from
the production of a denser variety of protoplasm, probably
as the result of dehydration, such as we see in the nucleus
and in the cortical substance of many cells, to the chemical
separation and deposition of membranes of pure chitin or
of cellulose or of shells of pure calcium carbonate or quasi-
crystalline needles of silica.
Nucleus. — The nucleus is probably universally present in
the Protozoon cell, although it may have a very simple struc-
ture and be of very small size in some cases. The presence
of a nucleus has recently been demonstrated by means of
appropriate staining reagents in some Protozoa (shell-
bearing Keticularia or Foraminifera and many Mycetozoa)
where it had been supposed to be wanting, but we are not
yet justified in concluding absolutely that there are not
some few Protozoa in which this central differentiation of
the protoplasm does not exist ; it is also a fact that in the
young forms of some Protozoa which result from the
breaking up of the body of the parent into many small
" spores " there is often no nucleus present.
In contrast to this it is the fact that the cells which
build up the tissues of the Enterozoa are all derived from
the division of a nucleated egg-cell and the repeated
division of its nucleated products, and are invariably
nucleated. The same is true of tissue-forming plants, —
though there are a few of the lowest plants, such as the
Bacteria, the protoplasm of which presents no nucleus. In
spite of recent statements (3) it cannot be asserted that
the cells or protoplasmic corpuscles of the yeast- plant
(Saccharomyces) and of the hyphse of many simple moulds
contain a true nucleus. We are here brought to the
question " What is a true nucleus 1 " The nucleus which
is handed on from the egg-cell of higher plants and
Enterozoa to the cells derived from it by fission has lately
been shown to possess in a wide variety of instances such
very striking characteristics that we may well question
whether every more or less distinctly outlined mass or
.spherule of protoplasm which can be brought into view by
colouring or other reagents, within the protoplasmic body
of a Protozoon or a Protophyte, is necessarily to be con-
sidered as quite the same thing as the nucleus of tissue-
forming egg-cell-derived celb.
Researches, chiefly due to Flemming (4), have shown
that the nucleus in very many tissues of higher plants
and animals consists of a capsule containing a plasma of
"achromatin" not deeply stained by reagents, ramifying
in which is a reticulum of " chromatin " consisting of fibres
which readily take a deep stain (Fig. I., A). Further if is
demonstrated that, when the cell is about to divide into
two, definite and very remarkable movements take place
in the nucleus, resulting in the disappearance of the
capsule and in an arrangement of its fibres first in the
form of a wreath (Fig. I., D) and subsequently (by the
breaking of the loops formed by the fibres) in the form of a
star (E). A further movement within the nucleus leads to
an arrangement of the broken loops in two groups (F), the
position of the open ends of the broken loops being reversed
PROTOZOA
833
as compared with what previously obtained. Now the
two groups diverge, and in many cases a striated appear-
ance of the achromatia substance between the two groups
of loops of chromatin is observable (H). In some cases
(especially egg-cells) this striated arrangement of the
achromatin substance precedes the separation of the loops
(G). The striated achromatin is then termed a "nucleus-
spindle," and the group of chromatin loops (Fig. I., G, n)
Fio. I. — Karyoklnesis of ft typical tissue-cell (er^theiium of Salamander) after
Flemminp and Klein. Tlic series from A to I represent tile successive stpgea
In tiie movement of the chromatin fibres during division, excepting G, whicli
represents tlie " nucleus-spitidie " of an egc-celi. A, resting nucleua; D, wreatli-
form; E, single star; the loops of tlie wreath being brolien; F, separation of the
star into two groups of U-sliaped'fibres; H. diaster or double star; I, comple-
tion of tlie cell-division and formation of two resting nuclei. In G the
cliromatin fibres are marlted a, and correspond to the pliase shown in F; they
are in this case caiied the " equatorial plate " ; 6, aciiromatin fibres forming the
nocleus-spindle ; c, granules of the celi-protoplasm forming a "polar star."
Suelt a polar star IB seen at each end of the nucleus-spindle, and Is not to be
confused witii the diaster H.
is known as " the equatorial plate." At eacn end of
the nucleus-spindle in these cases there is often seen a
star consisting of granules belonging to the general proto-
plasm of the cell.(G, c). These are kno\Mi as " polar stars."
After the separation of the two sets of loops (H) the
protoplasm of the general substance of the cell becomes
constricted, and division occurs, so as to include a group of
chromatin loops in each of the two fission products. Each
of these then rearranges itself together with the associated
achromatin " into a nucleus such as was present, in the
mother-cell to commence with. This phenomenon is termed
" karyokinesis," and has been observed, as stated above,
in a large variety of cells constituting tissues in the higher
animals .and plants.
There is a tendency among histologists to assume that
this process is carried out in all its details in the division
of all cells in the higher plants and animals, and accordingly
to assume that the structural differentiation of achromatin
plasma and chromatin nucleus-fibres exists in the normal
nucleus of every such cell. If this be true, it is necessary
to note very distinctly that the nucleus of the Protozoon
cell-individual by no means conforms universally to this
model. As will bo seen in the sequel, we find cases in
which a close approach is made by the nucleus of Protozoa
to this structure and to this definite series of movements
during division (Fig. VIII. 3 to 12, and Fig. XXV.); and-
a knowledge of those phenomena has thrown light upon
some appearances (conjugation of- the Ciliata) which were
previously misinterpreted. But there are Protozoa with a
deeply-placed nucleus-like structure which does not pre-
sent the typical structure above described nor the tyj^ical
changes during division, but in which on the contrary the
nucleus is a very simple homogeneous corpuscle or vesicle
of more readily stainable protoplasm.
The difficulties of observation in this matter are great,
and it is proportionately rash to generalize ; but it appears
thart we are justified at the present moment in asserting
that not aU the cells even of higher plants and animals
exhibit in full detail the struutui-e and movement of the
typical cell-nucleus above figured and described ; and accord-
ingly the fact that such structure and movement cannot
always be detected in the Protozoon cell-nucleus must not
be regarded as either an isolated phenomenon peculiar to
such Protozoon cells, nor must it be concluded that we have
only to improve our means of analysis and observation in
order to detect this particular structure in all nuclei It
seems quite possible and even probable that nuclei may
vary in these details and yet be true nuclei. Some nuclei
•which are observed in Protozoon cell-bodies may be regarded
as being at a lower stage of differentiation and specializa-
tion than are those of the epithelial and embryonic cells
of higher animals which exhibit typical karyokinesis.
Others on the contrary, such' as the nuclei of some
Radiolaria {vide infra), are probably to be regarded as
more highly developed than any tissue cell-nuclei, and will
be found by further study to present special phenomena
peculiar to themselves. In some of the highest Protozoa
(the Ciliata) it has lately been shown that the nucleus
may have no existence as such, but is actually dispersed
throughout the protoplasm in the form of fine particles of
chromatin-substance which stain on treatment with car-
mine but are in life invisible (84). This difi'use condition
of the nuclear matter has no parallel, at present known, in
tissue-cells, and curiously enough occurs in certain genera
of Ciliata whilst in others closely allied to them a solid
single nucleus is found. The new results of histological
research have necess-itated a careful study of the nucleus
in its various stages of growth and division in the cell-
bodies of Protozoa and a comparison of the features there
observed with those established as " typical " in tissue-cells.
Accordingly we have placed the figure and explanation ot
the typical cell-nucleus in the first place in this article fo*
subsequent reference and comparison.
Cortical Substance.— The superficial protoplasm of
an embryonic cell of an Enterozoon in the course of its
development into a muscular cell undergoes a change
which is paralleled in many Protozoa. The cortical layer
becomes dense and highly refringent as compared with the
more Liquid and granular medullary Substance. Probably
this is essentially a change- in the degree of hydration of
the protoplasm itself, although it may be accompanied by
the deposition of metamorphic products of the protoplasm
which are not chemically to be regarded as protoplasm.
The differentiation of this cortical substance (which is not
a frequent or striking phenomenon in tissue-ceils) may bo
regarded as an ectoplastic (i.e., peripheral) modification
of the protoplasm, comparable to the entoplastic (central)
modification which produces a nucleus.
The formation of " cortical substance " in the Protozoa
furnishes the basis for th& most important division into
lower and higher forms, in this assemblage of simplest
animals. A largo number (the Gymnomyxa) form no
cortical substance ; their jvrotoplasm is practically (except-
ing the nucleus) of the same character throughout. A
nearly equally largo number (the Corticata) develop a
complete cortical layer of denser protoplasm, which is
distinct from the deeper medullary protoplasm. This
layer ij permanent, and gives to the body a definite shape
and entails physiological consequences of. great, moment.
The cortical protoplasm may exhibit further specialization ol
structure in coiinexion with contractile functions (muscular)j
Ectoplastic Products chemically pistinct from
Protoplasm. — The protoplasm of all cells may throw down
as a molecular precipitate distinct from itself chemical
compound.s, sucll as chitin and horny matter and other
nitrogenized bodies, or again non-nitrogenous conipounds,
such as cellulose. Very usually these substances arc
deposited not external to but in the superficial proto-
• XIX. — los
834
PROTOZOA
plasm. Tliey are then spoken of as ce.U-cuticle if the cell
bounds the free surface of a tissue, or as matrix or cell-wall
in other cases. The Protozoon cell-body frequently forms
such "cuticles," sometimes of the most delicate and
evanescent character (as in some Amcebse), at other times
thicker and more permanent. They may give indications
(though proper chemical examination is difficult) of being
allied in composition to chitin or gelatin, in other instances
to cellulose, which is rare in animals and usual in plants.
These cuticular deposits may be absent, or may form thin
envelopes or in other cases jelly-like substance intimately
mixed with the protoplasm (Radiolaria). They may take
the form of hooks, tubercles, or long spines, in their
older and more peripheral parts free from permeation by
protoplasm, though deeply formed in and interpenetrated
by it. Such pellicles and cuticles, the deeper layers (if not
the whole) of which are permeated by protoplasm, lead
insensibly to another category of ectoplastic products in
which the material produced by the protoplasm is separated
from it and can be detached from or deserted by the proto-
plasm without any rupture of the latter. These are —
Shells and Cpsts. — Such separable- investments are
formed by the cell-bodies of many Protozoa, a phenomenon
not exhibited by tissue-cells. Even the cell-walls of the
protoplasmic corpuscles of plant tissues are permeated by
that protoplasm, and could not be stripped off without
rupture of the protoplasm. The shell and the cyst of the
Protozoon are, on the contrary, quite free from the cell-
protoplasm. The shell may be of soft chitin-like sub-
stance- (Gromia, &c.), of cellulose (Labyrinthula, Dino-
flagellata), of calcium carbonate (Globigerina, &c.), or of
silica (Clathrulina, Codonella). The term "cyst" is ap-
plied to completely closed investments ("shells' having
one or more apertures), which are temporarily produced
either as a protection against adverse external conditions
or during the breaking up of the parent-cell into spores.
Such cysts are usually horny.
Stalks. — By a localization of the products of ectoplastic
activity the Protozoon cell can produce a fibre or stalk of
ever-increasing length, comparable to the seta of a
Chfetopod worm produced on the surface of a single cell.
Entoplastic Products distinct from Protoplasm. —
Without pausing here to discuss the nature of the finest
granules which are embedded as a dust-cloud in the hyaline
matrix of the purest protoplasm alike of Protozoa and of
the cells of higher animals and plants, and leaving aside
the discussion of the generalization that all protoplasm
presents a reticular structure, denser trabeculae of extreme
minuteness traversing more liquid material, it is intended
here merely to point to some of the coarser features of
structure and chemical differentiation, characteristic of the
cell-body of Protozoa.
With regard to the ultimate reticular structure of
protoplasm it will suffice to state that such structure has
been shown to obtain in not a few instances (e.,17., Lith-
amceba, Fig. V.), whilst in most Protozoa the methods of
microscopy at present applied have not yielded evidence
of it, although it is not improbable that a recticular
differentiation of the general protoplasm similar to that of
the nucleus may be found to exist in all cells.
Most vegetable cells and many cells of animal tissues
exhibit vacuolation of the protoplasm ; i.e., large spaces are
present in the protoplasm occupied by a liquid which is not
protoplasm and is little more than water with diffusible
sa'ts in solution. Such vacuoles are common in Protozoa.
Thej are either permanent, gastric, or contractile.
Permanent vacuoles containing a watwy fluid are some-
times so abundant as to give the protoplasm a "bubbly"
structure (Thalamophora, Radiolaria, &c.), or may merely
give to it a trabecular character (Trachelius, Fig. XXIV.
14, and Noctiluca, Fig. XXVI. 18). Such vacuoles maj
contain other matters than water, namely, special chemica'
secretions of the protoplasm. Of this nature are oil-drops,
and from these we are led to those deposits within the
cell-protoplasm which are of solid consistence (see below).'
Gastric vacuoles occur in the protoplasm of most Proto
zoa in consequence of the taking in of a certain quantitj
of water with each solid particle of food, such ingestion o>
solid food-particles being a characteristic process bound up
with their animal nature.
Contractile vacuoles are frequently but not universally
observed in the protoplasm of Protozoa. They are not
observed in the protoplasm of tissue-cells. The contracJ
tile vacuole whilst under observation may be seen to
burst, breaking the surface of the Protozoon and discharg
ing its liquid contents to the exterior ; its walls, formed of
undifferentiated protoplasm, then collapse and fuse. Aftei
a short interval it re-forms by slow accumulation of liquid
at the same or a neighbouring spot in the protoplasm.
The liquid is separated at this point by an active process
taking place in the protoplasm which probably is of an
excretory nature, the separated water carrying with it
nitrogenous waste-products. A similar active formation
of vacuoles containing fluid is observed in a few instances
(Arcella, some Amoebae) where the protoplasm separates a
gas instead of liquid, and the gas vacuole so produced ap-
pears to serve a hydrostatic function.
Corpuscular and Aviorpltiov& Entoplastic Solids. — Con-
cretions of undetermined nature are occasionally formed
within the protoplasm of Protozoon cells, as are starch and
nitrogenized concretions in tissue-cells (Lithamceba, Fig.
V. C071C.). But the most important corpuscular products
after the nucleus, which we have already discussed, are
chlorophyll corpuscles. These are (as in plants) concavo-
convex or spherical corpuscles of dense protoplasm resem-'
bling that of the nucleus, which are impregnated superfi-
cially with the green-coloured substance known as chloro-
phyll. They multiply by fission, usually tetraschietic,
independently of the general protoplasm. They occur in
representatives of many different groups of Protozoa (Pro-
teomysa, Heliozoa, Labyrinthulidea, Flagellata, Ciliata),
but are confined to a few species. Similar corpuscles or
band-like structures coloured by other pigments are occa-
sionally met with (Dinoflagellata).
Recently it has been maintained (Brandt, 5) that the
chlorophyll corpuscles of- Protozoa and other animals are
parasitic Algse. But, though it is true that parasitic Algae
occur in animal tissues, and that probably this is the nature
of the yellow cells of Radiolaria, yet there seems to be no
more justification for regarding the chlorophyll corpuscles
of animal tissue-cells and of Protozoa as parasites than
there is for so regarding the chlorophyll corpuscles of the
leaves of an ordinary green plant.
Corpuscles of starch, paramylum, and other amyloid
substances are commonly formed in the Flagellata, whose
nutrition is to a large extent plant-like.
Entoplastic Fibres. — A fibrillation of the protoplasm 'of
the Protozoon cell-body may be produced by differentia-
tion of less and more dense tracts of the protoplasm itself.
But as distinct from this we find horny fibres occasionally
produced within the protoplasm (Heliozoa) having definite
skeletal functions. The threads produced in little cavities
in t*ie superficial protoplasm of many Ciliate Protozoa,
known as trichocysts, may be mentioned here.';
Entoplastic Spicules. :r- Needle-Uke bodies 'consisting
either of silica or of a horny substance (acanthin) are
produced in the protoplasm of many Protozoa (Heliozoa,
Radiolaria). These are known as spicules ; they may be
free or held together in groups and arranged either radially
or tangeotially in reference to the more or less spherical
\
PROTOZOA
833
body of the Protozoon. A similar production of siliceous
spicules is observed in the tissue-cells of Sponges. Crys-
tals of various chemical nature (silica, calcium carbonate,
oxalate, (fcc.) are also frequently deposited in the protoplasm
of the Protozoa, differing essentially from spicules in that
their shape is due purely to crystallization.
Gi';NER.\L FoKM OF THE Peotozoon Cell. — Those Proto-
zoa which have not a differentiated cortical substance, and
are known as Gymnomyxa, present very generally an
extrewe irregularity of contour. Their protoplasm, being
liquid rather than viscous, flows into the most irregular
shapes. Their fundamental form when at rest is in many
tases that of the sphere ; others are discoidal or may be
monaxial, that is to say, show a differentiation of one
region or " end " of the body from the other. Frequently
the protoplasm is drawn out into long threads or filaments
which radiate uniformly from all parts of the spherical or
discoidal cell-body or originate from one region to the
exclusion of other parts of the surface.
These non-corticate Protozoa can take solid particles of
food into their protoplasm, there to be digested in an
extemporized "gastric vacuole," at any part or most parts
of their superficies. They have no permanent cell-mouth
leading into the soft protoplasm since that soft protoplasm
is everywhere freely exposed.
The corticate Protozoa have (with the exception of some
parasites) one, and in the Acinetaria more than one, de-
finite aperture in the cortical substance leading into the
softer medullary protoplasm. This is the cell- mouth, —
morphologically as distinct from the mouth of an Entero-
zoon as is the hole in a drain pipe from the front door of
a house, but physiologically subserving the^same distinc-
tively animal function as docs the mouth of multicellular
animals. The general form of the body is in these Proto-
zoa oblong, with either monaxial symmetry, when the
mouth is terminal, or bilateral symmetr}', when the body
is oblong and flattened and the mouth is towards one end
of what becomes by its presence the " ventral " surface.
Though the protoplasm is not nakedly exposed in irregular
lobes and long' filaments in these corticate Protozoa so as
to pick up at all points such food-particles as may fall in
its way, yet the protoplasm does in most Cofticata project
in one or more peculiarly modified fine hair-like processes
from the otherwise smooth surface of the cell-body.
These processes are vihratile cilia, identical in character
with the vibratile cilia of epithelial tissue-cells of Entero-
zoa. They are essentially locomotor and current-produc-
ing (therefore prehensile) organs, and, whilst unable to
ingest solid food-particles themselves, serve to propel the
organism in search of food and to bring food into the cell-
mouth by the currents which they excite. Either a single
vibratile filament is present, when it is called a flagellum,
or a row or many rows of cilia are developed.
Constituent cells of the Enterozoa are well known which
closely resemble some of the Gymnomyxa or non-corticate
Protozoa in their general form. These are the colourless
blood corpuscles or lymph corpuscles or phagocytes (Mecz-
nikow, 6) which float freely in the blood and ingest solid
particles at any part of their surface as do non-corticated
Protozoa ; they exhibit a similar irregularity and muta-
bility of outline, and actually digest the particles which
they take in. The endodermal digestive cells of some
Enterozoa (Coelentera and Planarians) are also naked proto-
plasmic corpuscles and can take in solid food-particles.
No tissue-cells are known wnich present any close
parallel to the mouth-bearing corticate Protozoa. The
differentiation of the structure of a single cell has in these
forms reached a very high degree, which it is not surpris-
ing to find without parallel among the units which build
up the individual of a higher order known as an Eutero-
zoon. Cilia are developed on such cell-units (ciliated
epithelium), but not used for the introduction of food-
particles into the cell. In rare cases (the ciliated "pots*
of the vascular fluid of Sipunculus) they act so as to freely
propel the ciliated cell through the liquid "blood" of the
Enterozoon, as the cilia of a Protozoon propel it through
water. An aperture in the cortical substance (of in
the cuticular product) of a tissue-cell is sometimes to be
observed, but is never (!) used for the ingestion of food
particles. Such an aperture occurs in unicellular glands^
where it serves as the outlet of the secretion.
Physiology.
Motion. — As has just been hinted, the movement ol
protoplasm, which in the tissue-cells of Enterozoa an^
liigher plants is combined and directed so as to produce
effects in relation to the whole organism built up of
countless cells, is seen in the Protozoa in a different
relation, namely, as subserving the needs of the individua.
cell of which the moving protoplasm is the main sul>
stance. The phenomena known in tissue-cells as " stream-
ing" (e.y., in the cells of the hairs of Tiudescantia)
as local contraction and change of form ( ., in tht
corpuscles of the cornea), as muscular contraction, and as
ciliary movement are all exhibited by the protoplasm of
the cell-body of Protozoa, with more or less constancy,
and are intimately related to the processes of hunting,
seizing, and ingesting food, and of the intercourse of tha
individuals of a species with one another and their evasion
of hostile agencies. Granule streaming and the inipliec,
movement of currents in the protoplasm are seen in tha
filamentous protoplasm of the Heliozoa, Eadiolaria, Reti-<
cularia, and Noctiluea, and in tli« cyclosis of the gastric
vacuoles of Ciliata. Local contraction and change of form
is seen best in the Amcebse and some Flagellata, where it
results in locomotion. Definite muscular contraction is
exhibited by the protoplasmic band in the' stalk of Vorti
cella, by the leg-lilce processes of the Hypotrichous Ciliata,
and by the cortical substance of some large Ciliata. Cili
ary movement ranging from the vibration of filaments of
protoplasm temporarily evolved, up to the rhythmic beat
of groups of specialized cilia. Is observed in all groups of
Protozoa in the young condition if not in the adult, and
special varieties of ciliary movement and of cilia-like
organs will be noted below. For an account of the con-
ditions and character of protoplasmic movement generally
which cannot be discussed in the present article the reader
is referred to Engelmann (7).
The protoplasm of the cell-body of the Protozoa is drawn
out into lobes and threads which are motile and are used
as locomotive and prehensile organs. These processes are
of two kinds, which arc not present on the same cell and
are not capable of transmutation, though there are excep-
tions to both of these statements. The one kind art
termed " pseudopodia," and are cither lobose or filamentous
or branched and even reticular (Figs. IV. and IX.). The Pro^
tozoa whicb exhibit them are sometimes termed Myxopods.
The other kind are cilia and flagella, and are simple thread?
which are alternately bent and straightened almost inces-
santly during the life of the organism. These Protozoa
are termed Mastigopods. Whilst the cilia and flagella are
permanent organs, the pseudopodia vary greatly in char-
acter ; they aro in some cases rapidly expanded and witli
drawn in irregular form, and can hardly be said to be mors
than lobose protuberances of the flowing moving mass of
protoplasm. In other cases they aro comparatively per
manent stiff threads of protoplasm which can be contracted
and can fuse with one another but rarely do so (Heliozoa,
Eadiolaria). Between these extreme forms of "pseudo-
podia " there are numerous intermediate varieties, and the
836
PROTOZOA
whole protoplasmic body of the ProtozooD may even
assume the form of a slowly changing network of threads
of greater or less tenuity (Chlamydomyxa, Fig. VI.).
Nutrition. — Typically — that is to say, by determinate
hereditary tendency — the Protozoa take solid food-particles
into their protoplasm which form and occupy with the water
surrounding them " gastric vacuoles " in the protoplasm.
The food-particle is digested in this vacuole, by what
chemical processes is not ascertained. It has been shown
that the contents of the gastric vacuole give in some cases
an acid reaction, and it is not improbable that free acid is
secreted by the surrounding protoplasm. It is not known
whether any ferment ^ is separated by the protoplasm,
■but it is probable from obsei-vations made on the digestive
process of Coelentera (Actinia) that the ferment is not
separated, but that actual contact of the food-particle with
the protoplasm is necessary for a " ferment influence " to be
exerted. The digestion of a food-particle by a -Protozoon
is intra-cellular, and has been contrasted with the cavitary
digestion of higher animals. In the latter, fernients and
acids are poured out by the cells bounding the enteric
cavity into that space, and digestion is extra-cellular. In
the lowest Enterozoa (many Coelentera and some Planarian
worms) it has been shown that food-particles are actually
taken up in a solid state by the soft protoplasm of the
enteric cells and thus subjected to intracellular digestion.
There appears to be a gradual transition from this process,
in which close contact with living protoplasm is necessary
that the solution of an albuminous food-particle may be
effected, onwards to the perfectly free cavitary digestion
by means of secretions accumulated in the enteron.
We have not yet any satisfactory observation.s on the
chemistry of intracellular digestion either of Protozoa or
of Coelentera.
Certain Protozoa which are parasitic do not take solid
food particles ; they (like higher parasites, such as the
Tapeworms) live in the nutritious juices of other animals
and absorb these by their general surface in a liquid state.
The Gregarinse (Sporozoa), many Ciliata, &c., are in this
case. Other Protozoa are known which are provided with
chlorophyll corpuscles and do not take in solid food, but,
apparently as a result of exceptional adaptation in which
they diBfer from closely-allied forms, nourish themselves
as do green plants. Such are the Volvocinean Flagellata
and some of the Dinoflagellata. It has also been asserted
that other Protozoa (viz., some Ciliata) — even some which
possess a well-developed mouth — can (and experimentally
have been made to) nourish themselves on nitrogenous,
compounds of a lower grade than albumens^such, for
instance, as ammonium tartrate. Any such assertions
must be viewed with the keenest scepticism, since experi-
mental demonstration of the absence of minute albuminous
particles (e.g., Bacteria) from a solution of ammonium
tartrate in which Ciliate Protozoa are flourishing is a
matter of extreme difficulty and has not yet been effected.
Undigested food-remnants are expelled by the protoplasm
of the Protozoon cell either at any point of the surface or
by the cell-mouth or by a special cell-anus (some Ciliata,
see Fig. XXIV. 22).
Respiration and Exa'etion. — The protoplasm of the
Protozoa respires, that is, takes up oxygen and liberates
carbonic acid, and can readUy be shown experimentally
to require a supply of oxygen for the manifestation of its
activity. No special respiratory structures are developed
in any Protozoa, and as a rule also the products of oxida-
tion appear to be washed out and removed from the proto-
plasm without the existence of any special apparatus.
' The digestive ferment pepsin has been detected by Krukenberg in
the plasmodiam of the Mycetozoon Fuligo (flowera of tan). See on
this aubject Zopf (13), p. 88.
The contractile vacuole which exists in so many Protozfia
appears, however, to be an excretory organ. It has been
sliown to rapidly excrete in a state of solution colouring
- matters (anilin blue) which have been administered with
food particles (8). No evidence has been adduced to show
whether traces of nitrogenous waste-products are present
in the water expelled by the contractile vacuole.
Chemical Metamorphosis. — The form which the various
products of the activity of the Protozoon's protoplasm may
assume has been noted above. It will be sufficient here
to point out that the range of chemical capacities is quite
as great as in the cells of the higher Enterozoa. Chiiin,
cellulose, silicon, calcium carbonate, fats, pigments, and
gases can be both deposited and absorbed by it. Owing
to the minuteness of the Protozoa, we are at present unable
to recognize and do justice to the variety of chemical bodies
which undoubtedly must play a part in their economy as
the result of the manufacturing activity of their pro-
toplasm. See, however, Zopf (13), p. 71.
Growth and Reproduction. — The Protozoon cell follows
the same course as tissue-cells, in that by assimilation of
nutriment its protoplasm increases in volume and reaches
a certain bulk, when its cohesion fails and the viscid
droplet divides into two. The coefficient of cohesion
varies in different genera and species, but sooner or later
the disrupting forces lead to division, and thus to multi-
plication of individuals or reproduction. The phenomena
connected with the division of the nucleus (already alluded
to) will be noticed in particular cases below.
Whilst simple binary division is almost without excep-
tion a chief method of reproduction among the Protozoa,
it is also very usual, and probably this would be found if
our knowledge were complete to have few exceptions, that
under given conditions the Protozoon breaks np rapidly
into many (from ten to a hundred or more) little pieces,
each of which leads an independent life and grows to the
form and size of its parent. It will then multiply by
binary division, some of the products of which division
will in their turn divide into small fragments. The small
fragments are called "spores." Usually the Protozoon
before breaking up into spores forms a " cyst " (see above)
around itself. Frequently, but not as a necessary rule,
two (rarely three or more) Protozoon cell-individuals come
together and fuse into one mass before breaking up into
spores. This process is known as "conjugation;" and
there can be no doubt that the physiological significance
of the process is similar to that of sexual fertilization,
namely, that the new spores are not merely fragments of
an old individual but are something totally new inasmuch
as they consist of a combination of the substance of indi-
viduals who have had different life experiences.
Whilst spore-formation is not necessarily preceded by
conjugation, conjugation is not necessarily followed by
spore-formation. Among the Mycetozoa the young indi-
viduals producea from spores conjugate at a very early
period of growth in numbers and form "plasmodia," and
after a considerable interval of feeding and growth the
formation of spores takes place. Still more remarkable is
the fact observed among the Ciliata where two individuals
conjugate and after a brief fusion and mixture of their
respective protoplasm separate, neither individual (as far
as certain genera at least are concerned) breaking up into
spores, but simply resuming the process of growth and
recurrent binary division with increased vigour.
There is certainly no marked line to be drawn between
reproduction by simple fission and reproduction by spore-
formation ; both are a more or less complete dividing of
the parent protoplasm into separate masses ; whether the
products of the first fission are allowed to nourish them-
selves and grow before further fission is carried out or not
PROTOZOA
837
does uot consfitute an essential difference. The fission of
the Ciliate Protozoon, Opaliua (see below Fig. XXIV. 4-8),
is a step from the ordinary process of delayed binary divi-
sioQ towards spore-formation. In some Protozoa spores are
produced after encystation by a perfectly regular process
of cleavage (comparable to the cleavage of the egg-cell
of Euterozoa) —first two, then four, then eight, sixteen,
and thirty-twa fission 'products being the . result (see
Figv XX.' 24, 25, &c.).
But more usually there is a hastening of the process,
aud-iu these cases it is by no means clear what part the
parent cell-nucleus takes. An encysted Gregarina (or two
conjugated Gregarinse) suddenly breaks up into a number
of equal-sized spores, which do uot increase in number by
binary division and have not been formed by any such
process. This multicentral segregation of the parent pro-
toplasm is a marked development of the phenomenon of
sporulation and remote from ordinary cell-division. How
it is related to ordinary .cell-division is not known, inas-
much as the changes undergone by the nucleus in this
rapid multicentral segregation of the parent protoplasm
have not been determined. The spores of Protozoa may
be naked or encased singly or in groups in little en-
velopes, usually of a firm horny substance (see Fig.
XX. 33 to 2G, and Fig. XXTV. 15 to 18). Whenever
the whole or a part of a Protozoon cell divides rapidly
into a number of equal-sized pieces which are simultaiie-
ously set free and are destined to reproduce the adult
form, the term spore is applied to such pieces, but the
details of their formation may vary and also those of their
subsequent history. In typical cases each spore produced
as the result of the fission of an encysted Protozoon (con-
jugated or single) has its own protective envelope, as in
the Mycetozoa (Fig. III.) and the Sporozoa (Fig. XVIIL),
from which the contaixied pr9toplasm escapes by " ger-
mination " as a naked corpuscle either flagellate or amoebi-
form. In some terminologies the word " spore " is limited
to such a " coated " spore, but usually the naked proto-
plasmic particles which issue from such " coated " spores,
or are formed directly by the rapid fission of the parent
Protozoon, are also called " spores." The former condition
is distinguished as a "chlamydospore," whilst the latter ate
termed " gymnospores." Many Protozoa produce gymno-
spores directly by the breaking up of their protoplasm,
and these are either "flagellulaj" (swarm-spores) or "a,moe-
buloB " (creeping spores). The production of coated spores
is more usual among the lower plants than it is among
Protozoa, but is nevertheless a characteristic feature of
the Gregarinoe (Sporozoa) and .of the Mycetozoa. The
term " gemma " or " bud-spore " is applied to cases, few
in number, where (as in Acinetaria, Fig. XXVL, Spiro-
ehona, Fig. XXIII. 10, and lleticularia, Fig. X. 8) the
ipores are gradually nipped off from the parent-cell .one
or more at a time. This process differs from ordinary
cell-division only in the facts (1) that the products of
division are of unequal size — the parent-cell being distin-
guishable as the larger and more complete in structure,
and (2) that usually the division is not binary, but more
than one bud-spore is produced at a time.
Whilst in the binary cell-division of the Protozoa the
two products are usually complete in structure at the
period of separation, spores and .spore-buds are not only of
small size and therefore subject to growth before attaining
the likeness of the parent, but th?y are also very often of
simple and incomplete structure. The gap in this respect
between the young Spore and its parent necessarily varies
according to the complexity of the parental form.
In the case of the Radiolaria, of the Gregaringe, <f{
Noctiluca, and of the Acinetaria, for instance, the spore
bud before it a considerable proce-is of development in
structure and not merely of growth, before attaining the
adult characters. Hence there is a possible embryology
of the Protozoa, to the study of which the same prin-
ciples are applicable as are recognized in the study of .th«
embryology of Euterozoa. Embryonic forms of great sim-
plicity of structure, often devoid of nucleus, and consist-
ing of simple elongate particles of protoplasm, are hatched
from the spore-cases of the Gregariiiae (Fig. XVII. 13, 14)
These gradually acquire a differentiated cortical protojilasm
and a nucleus. A very large number of Gymnorayxa pro-
duce spores which are termed " monadiforni," that is, have
a single or sometimes two filaments of vibratile prptoplasnj
extended from their otherwise structureless bodies. Bjf
the lashing of these flagella the spores (swariii-spores or
zoospores) are propelled through tlie water. The resem-
blance of these nionadiform young (best called " flagel-
lulse ") to the adult forms known as Flagellata has led to
the suggestion that we have in them a case of recapitula-
tive development, and that the ancestors of the Gymno-
myxa were Protozoa similar to the Flagellata. Again the
Acinetaria produce spores which are uiiifornily clothed
with numerous vibratile cilia (Fig. XXVL)j although the
adults are entirely- devoid of such structures ; this is
accounted for by the supposition -that the Acinetaria
have been developed from ancestors like the Ciliata, whose
characters are thus perpetuated in their etnbryonic stages.
There can be little doubt that these embryolbgical sugges-
tions are on the whole justified, and that the- nucleated
Protozoa are the descendants of non-nucleated forms simi-
lar to the spores of Gymnomyxa and Sporozoa, whilst it
seems also extremely probable that the ancestral Protozoa
were neither exclusively amoeboid in the movement of
their protoplasm nor provided with permanent vibratile
filaments (flagella and cilia) ; they were neither Myxopoda
nor Mastigopods (to use the terms which have been intro-
duced to express this difference in the character of the
locomotor processes), but the same individuals were capable
of throwing out their protoplasm sometimes in the form
of flowing lobes and networks, sometimes in the form of
vibratile flagella. A few such undifferentiated forms «xist
at the present day among the Proteomyxa aiid in a little
more advanced condition among the lowest Flagellata, e.g.,
Ciliophrys.
Death. — It results from the constitution of the Proto-
zoon body as a single cell and its method of multiplication
by fission that death has no place as a natural recurrent
phenomenon among these organisms. Among the Eutero-
zoa certain cells are separated from the rest of the consti-
tuent units of the body as egg-cells and sperm-cells ; these
conjugate and continue to live, whilst the remaining cells,
the mere carriers as it were of the immortal reproductive
cells, die and disintegrate. There being no carrying cells
which surround, feed, and nurse the reproductive cells of
Protozoa, but the reproductive cell being itself and alone
the individual Protozoon, there is nothing to die, noUiing
to be cast off by the reproductive cell when entering on a
new career of fission. The bodies of the higher animals
which die may from this point of view be regarded as
something temporary and non-essential, destined merely to
carry for a time, to nurse,- and to nourish the more import-
ant and deathless fission-products of the unicellular egg.
Some of these fission-products of the new individual de.
velopod from an egg-cell — namely, the cgg-cclls and sperm-
cells — are as immortal as the unicellular Protozoon. This
method of comparing the unicellular and the multicollulai
organism is exceedingly suggestive, and the conception we
thus gain of the individimlity of the Enterozoou throws
light upon the phenomena of reproduction and heredity in
those higher organisms.
Experiment and observation in this matter are extremely
838
PROTOZOA
difficult ; but we have no reason to suppose that there is
any inherent limit to the process of nutrition, growth, and
fission, by which continuously the Protozoa are propagated.
The act of conjugation from time to time confers upon
the protoplasm of a given line of descent new properties,
and apparently new vigour. Where it is not followed by
a breaking up of the conjugated cells into spores, but by
separation and renewed binary fission (Ciliata), the result
is described simply as " rejuvenescence." The protoplasm
originated by the successive division of substance traceable
to one parent cell has become specialized, and in fact too
closely adapted to one series of life-conditions ; a fusion
of substance with another mass of protoplasm equally
specialized, but by experience of a somewhat differing
character, imparts to the resulting mixture a new com-
bination of properties, and the conjugated individuals on
separation start once more on their deathless career with
renewed youth.
CLASSIFICATION OF THE PROTOZOA.
In attempting a scheme of classification it would be most in
accordance with the accepted probabilities of the ancestral history
of the Protozoa to separate altogether those forms devoid of a
nucleus from those wliicli possess oue, and to regard them as a
lower "grade " of evolution or differentiation of structure.
By some systematists, notably Biitschli (9), the presence or
al>sence of a nucleus has not been admitted as a basis of classifica-
tory JistiiictioD, whilst on the other hand both HaccUel (1) and
Huxley (10) have insisted on its importance.
The fact is that during recent years many of those Protozoa
which were at pue time supposed to be devoid of nucleus even in a
rudimentary form, and furnished therefore the tangible basis for a
lowest group of "Protozoa Homogenea" or -"llonera," have been
shown by the application of improved methods of microscopic
investigation to possess a nucleus, that is to say, a difl'erentiated
corpuscli^ of denser protoplasm lying witliin the general protoplasm,
and capable Wlien the organism is killed by alcohol or weak acids
of taking up the colour of various dyes (such as carmine and
hsematoxylin) more readily and permanently than is the g'cneral
protoplasm. In such cases tlie nucleus may be very small and
exhibit none of the typical structure of larger nuclei. " It is usually
BUiTOunded by a clear (i.e., non-granular) halo of the general
protoplasm which assists the observer in its detection. Nuclei
have beep discovered in many Heticulaiia (Foraminifera), a group
in which 'they were supposed to be wanting, by Schultze (11) and
the Hertwigs (12) and more recently in the ilycetozoa and in
Vampyrella and Protomouas (Zopf, 13), where so excellent an
ohserver as Cicnkowski had missed them.
It seems tliertfore not improbable that a nucleus is pi-esent
though not observed in Protomyxa, Myxastrum, and other similar
formsavhich have been by Haeckel i.nd others classed as " Monera "
or " Homogenea." The recently described (14) .Archerina (Fig. II.
8, 11) certainly possesses no nucleus in the usual sense of that term,
but it is possible that the chlorophyll-coloured corpuscles of that
organism should be considered as actually representing the nucleus.
Whilst then refraining from asserting that there are no existing
Protozoa devoid of nucleus corresponding in this character with
non-nucleate Pro tophyta,. such as the Bacteria, we shall not in our
scheme .of classification institute a group of Homogenea, hut shall
leave the taking of that step until it has been shown after critical
examination that those forms now regarded by some observers as
Homogenea are really so. In the meantime tliese forms will find
Uieir places alongside of the Nucleata most nearly allied to them
in other characters.
The Protozoa with a definite permanent cortical substance of
differentiated protoplasm are undoubtedly to be regarded as evolved
from forms devoid of such differentiation of their substance, and
we accordingly take this feature as the indication of a primary
ivision of the Protozoa.' The lower grade, the Gymnomj-xa,
afford in other respects evidence of their being nearly related to
the ancestral forms from which the Corticata (the .higher grade)
have developed. The Gymnomyxa all or nearly all, whilst
exhibiting amceboid movement and the flowing of their protoplasm
into " peeudopodia " of very varied shapes, produce spores which
swint by means of one or two flagella of vibratile protoplasm
Imonadiform young or ilagelluh-e). These flagellate young forms
> The "exoplasm" and. "endoplasm" described in Amoebie, &c.,
by some authors are not distinct layers but one and the same con-
tinuous substance — what was internal at one moment becoming ex-
ternal at another, no really structural difference existing between
tliemi
are closely related to the Flagellata, a group of the Corticata from
which it seems probable that the Dir.ofiagellata, the Ciliata, and
tile Acinetaria have been derived. The Gymnomyxa themselves
cannot, on account of the small number of structural features
which they oiler as indications of affinity aud divergence in genetic
relationships inter so, be classified with anything like confidence in
a genealogical system. We°aro obliged frankly to abandon the
attempt to associate some of the simpler forms with their nearest
genetic allies and to content ourselves with a more or less artificial
system, which is not, however, artificial in so far as its main
groups are concerned. Thus the genetic solidarity of each of the
large classes Hcliozoa, Reticularia, JIyceto?oa, and Radiolaria is
not open to question. The Lobosa on the other hand appear to
be a more artificial assemblage, and it is dilKcult to say that
genetically there is any wide separation between them and the
Mycetozoa or between the Mycetozoa and some of the simplei
forms which we bring together under the class Proteomyxa.
The scheme of classification which we adopt is the following :— i
PROTOZOA.
Grade A. GYMNOMYXA.
5 Class I. PUOTEOMY.XA.
( Ex. Vampyrella, Frotomyxa, ArcJurina.
i Class II. llTOErozoA.
( Ex. 'I'he Eu-mycclozoa of Zojif.
\ Class III._ LnBOSA.
I Ex. Avueha, Arcclla, Pclomyxn.
("Class IV. Labti;ikthultd£A.
I F.x. Labyrinthula, Clilamydomyxa.
I Class V. Heliozoa.
J Ex. Aclinophrys, liaplddiopkrys, ClatliruUii/i.
j Class VI. Reticularia.
Ex. Gromia, Lituola, AstrorhiM, Globlgcrina.
\ Cl.ass VII. Radiolaria.
I. Ex. ThalassicoUa, Eiicyrlidium, Acaiithomeira.
\
Sections.
Proteana.
Plasmodiata.
Lobosa.
Filosa.
Linos toraa.
Grade B. CORTICATA.
( Class I. SroKOZO.\.
I Ex. Grcffariiia, Coccidium.
'
Stomato
phora.
Class II. Flagell.^ta.
E.X.. Monas, Salpingccea, EugUna, Volmx.
Class III. DlNOFLAGELLATA.
Ex. Proroccnfrum, Ccralium.
Class IV. RnVNCnOFLAGELLATA.
Ex. Noctiluca.
Class V. Ciliata.
Ex. Vorlicclla, Faramacium, Slenlor.
Class VI. Acinetaria.
Ex. Acincta, Dcndroscma.
The genetic relationsliips wliirli probably obtain among these
groups may be indicated by the following diagram : —
Class Acinetaria.
Class
Rhyi^ho- flagella M.
Class
Di no- flagella t»
CUs9 CUiata.
Clasa Sporozoe
ClassifUgeUata.
Class
MyceUjzott.
Class \
LabyriulhuliUea ^
BoznogeDea.
- iifera/iire.— Certain works of an older date dealing with micros
scopic organisms, and therefore including many Protozoa, have
historical interest. Among these we may cite 0. F. Mullw,
Aiiimakula Ir\fusoria, 1786; Ehrenbcrg, Infusionslkicrchen, 1838;
PKOTEOMYXA.]
[PROTOZOA
839
Dujardin, Hlstoire iialurellt del Infusoires, 1841 ; PiitcharJ, In-
fusoria, 1857.
The general questions relating to protoplasm and to the consti-
tution of the Protozoon body as a single cell are dealt with in the
following more recent treatises: — Jlax Schultzc, Ucber dm Organ-
ismus der Polythalamien, 1854, and Ucbcr das Proioplasjna dcr
Rkizopoden und PflanzenzeUen, 1863 ; and Engelmaun, article " Pro-
toplasina" in Hermann's Handxoiirtcrbuch der P/ii/siolo(/ic, 1880.
Special works of recent date in which the whole or large groups
of Protozoa are dealt with in a systematic manner with illustra-
tions of the chief known forms are the following : — Biitschli, " Pro-
tozoa," in Bronn's Classen mid Ordnungen des T/ticircichs, a
comprehensive and richly illustrated treatise now in course of
publication, forming the most exhaustive account of the subject
matter of the present article which has been attempted (the writer
desires to express his obligation to this work, from the plates of
which a large proportion of the woodcut figures here introduced
have been selected); W. S. Kent, Manual of the Infusoria, ,1882 —
an exhaustive treatise including figures and descriptions of all
species of FlagcUata, Dinoflagellata, Ciliata, and Acinetaria; Stein,
Ver Organismus der Infusionslhicre, 18C7-1882; Hacckel, Die
Radiolarien, 1862; Archer, "Resume of recent contributions to
our knowledge of freshwater Rhizopoda," Quart. Jour, of Micro-
scopical Science, 1876-77; Zopf, "Pilzthiere" (Mycctozoa), iu
Encyklopiidie der Nalunoissenschtiften, Breslau, 1884.
We shall now proceed to consider the classes and orders of
Protozoa in detail
PKOTOZOA.
CharcKUrs. — Organisms consisting of a single cell or of a group
of cells not differentiated into two or more tissues ; incapable of
assimilating nitrogen in its dilfusible compounds (ammonia or
nitrates) or carbon in the form of carbonates, except in special
instances which there is reason to regard as directly derived from
allied forms not possessing this capacity. The food of the Protozoa
is in consequence is a rule taken in the form of particles into the
protoplasm either by a specialized month or by any part of the
naked cell-substance, there to be-digested and rendered diffusible.
Geade a. GYMNOUYXA, Lankester, 1878 (64).
Characters. — Protozoa in which the cell-protoplasm is entirely or
partially exposed to the surrounding medium, during the active
vegetative phase of the life-history, as a naked undifferentiated
slime or viscous fluid, which throws itself into processes or
" pseudopodia" of various form either rapidly changing or
relatively constant. Food can be taken into the protoplasm in the
form of solid particles at any point of its surface or at any point
of a large exposed area. The distinction into so-called "cxoplasm"
and " endoplasm " recognized by some authors, is not founded on a
permanent differentiation of substance corresponding to the cortical
and medullary substance of Corticata, but is merely due to the
centripetal aggregation of granules lying iu a uniform undiffer-
entiated protoplasm. The cell-individual exhibits itself under
four phases of growth and development — (1) as a swarm-spore
(monadiform young or flagcllula) ; (2) as an amccba form ; (3) as
constituent of a plasraodium or cell-fusion or conjugation ; (4) as a
cyst, which may bo a flageHula(Schwarme)-producing cyst, an
amcebula-producing cyst, a covered-spore(chlamydospore)-producing
cyst (sporocyst sens, stric, Zopf), or a simple resting cyst which
does not exhibit any fission of its contents (hypnocyst). Any one
of these phases may be greatly predominant and specialized whilst
the others are relatively unimportant and rapidly passed through.
Class I. PKOTEOMYXA, Lankester.
Characters. — Gymnomyxa which exhibit in the amoeba phase
various foi-ms of pseudopodia often changing in the same individual,
and do not produce elaborate spore cysts; hence they are not re-
ferable to any one of the subsequent six classes. Jlostly minute
forms, with small inconspicuous nucleus (absent in son'ie?).
A division into orders and families is not desirable, the group
being confe.iaedly an assemblage of negatively characterized or
insulliciently known forms.
Genera.~VampyreUa, Cionkowski (15); Vampyrellidium, Zopf
(13); Sjiirophora, Zopf {-Amtxba radiosa, Forty); JIaplococcus,
Zopf; Leptophrijs, llcrtwig and Lesser (16); Endyomenn, Zopf;
BursuUa, Sorokin (17) ; Myi-aslrum, Hncckel (1) ; Enteromyxa,
Cienkowski (18) ; Co//)orffHn, Cicnkow.ski (19); Pseudospora, Cion-
kowski (20) ; Prolomnnas, Cienkowsld (15) ; Diplophysalis, Zopf
(13); Gymnococcus, Zopf; Aphdidium, Zopf; Pscudosporidium,
Zopf; Protomyxa, Hacckel (1); Plasmodiophora, AVornnin (21);
Tclramyxa, Gobel (22) ; Gloidium, Sorokin (23) ; Gymnophnts,
Cienkow.ski (24) ; ityxodictyum, Hacckel (1) ; JSodcria, Wright
(25) ; Piomyxa, Leidy (92) ; Protogenef Hacckel (1) ; Protama:ba,
Hacckel (1); Nuclearia, Cienkowski (20/; Monobia, Aim. Sclineidor
(27) ; Archerina, Lankester (14).
Tha forms here broUR'it tnpi-ihs-y include several pcnora Cth»
first nineteen) refen-ed by Zopf to the Jlycetozoa, somo again
(Vampyrella, Jlyxnstrum, Nuclearia, Monobia) which are by
Biitschli associated with the Heliozoa, others (Protamoeba, Gloidium)
referred by the same authority to the Lobosa (Ama;ba;a) and others
(Colpodella, Protomonas) which might be grouped with the lower
FlagcUata. By grouping them in the manner here adopted we
are enabled to characterize thoscohigher groups more satisfactorily
and to .give a just expression to our present want of that knonlcdgo
of the life-history both of these forms and of the higher Gymnomyxa
which when it is obtained may enable us to dispci-se this hetero-
geneous class of Proteomyxa. The group has the same function
in relation to the other classes of Gymnomyxa which the group
Vermes has been made to discharge in relation to the betlcr defined
phyla of the Metazoa ; it is a lumber-room in which obscure, lowly-
developed, and insufficiently known forms may be kept until they
can be otherwise dealt with.
It is true that, thanks to the researches of Continental botanists
(especially Cienkowski and- Zopf), we know the life-history of
several of these organisms; but we are none the less unable to con-
nect them by tangible characteristics with other Gymnomyxa.
Nearly all of the above-named genera are parasitic rather than
"voracious," that is to say, they feed on the cnganized products of
larger organisms both plants and animals (Haplococcus is parasitic
in the muscles of the pig), into whose tissues they penetrate, and
do not, except in a few cases (Protomyxa, Vampyiella), engulph
whole organisms, such as Diatoms, &c., in their protoplasm, ilany
live upon and among the putrefying debris of other organisms
{e.g., rotting vegetable stems and leaves, excrements of animals),
and like the Mycctozoa exert a digestive action upon the substances
with which they come in contact comparable to the putrefying and
fermentative activity of the Schizomycetes (Bacteria).
Fig. II. illustrates four chief genera of Proteomjxa.
Protomyxa axirantiaca was described by Haeckol (1), who found
it on shells of Spirula on the coast of the Canary Islands, in the
form of orange yellow flakes consisting of branching and reticular
protoplasm nourishing itself by the ingestion of Diatoms and
Peridinia. This condition is not a simple amccba phase but a
"phismodium" formed by the union of several young amoebae. The
Plasmodium under certain conditions draws itself together into a
spherical form and secretes a clear membranous cyst around itself,
and then breaks up into some hundreds of flagellula; or swarin-
spores (Fig. II. 2). The diameter of the cysi is '12 to '2 millimetre.
The flagellula3 subsequently escape (Fig. II. 3) and swim by Uie
vibratile movement of one end which is drawn out in the form of a
coarse flagellum. The swarm-spore now passes into the amoeba
phase (Fig. II. 4). Several of the small ama;ba; creeping on the
surface of the spirula-shell then unite with one another and form
a Plasmodium which continues to nourish itself by "voracious"
inception of Diatoms and other small- organisms. The Plasmodia
may attain a diameter of one millimetre and be visible by tho
naked eye.
A nucleus was not observed by Hacckel in the spores nor in the
amoeba phase, nor scattered nuclei in the Plasmodium, but it is not
improbable that they exist and escaped detection in the living con-
dition, in consequence of their not being searched for by methods
of staining, &c., which have since come into use. A contractile
vacuole docs not exist.
Vampyrella spirogyrss, Cienkowski (Fig. 11. 5, 6, 7), is one of
several species assigned to tho genus Vampyrella, all of which
feed upon the living cells of plants. Tho nucleus previously stated
to be absent has been detected by Zopf (13). There is no con-
tractile vacuole. The amreba phase has an actinophryd character
(i.e., exhibits fine radiating pseudopodia resembling those of tho
sun-animalcule, Actinophry.s, one ot tho Heliozoa). This species
feeds exclusively upon the contents of tho cells of Spiropyra, efl'ect-
ing an entrance through the cell-wall (Fig. II. 6), sucking out tho
contents, and then creeping on to the next cell. In somo species
of Vampyrella as many as four amceba-individuals havo been
observctf to fuse to form a small plasmodium. Cysts are formed
which enclose in this species a single amoeba-individual. The cyst
often acquires a second or third inner cyst membrane by the
shrinking of the protoplasmic body after tlio first encystment and
the subsequent formation of a new membrane. Tho eneysled pro-
toplasm sometimes merely divides into four parts ench of which
creeps out of the cyst as an Actinoplirys-like amtt'ba (Fig. II. 7) ; in
other instances it forms a dense spore, the productof which is not
known.
Protogme.^ primordialis is tho name given by Hacckel to a
very Eim]ile form with radiating filamentous pseudopodia which
ho observed in sea-water. - It appcara to bo the san>o organism as
that describf-d and figured by Max Sclniltzo as Amaba porrccla,
Schultze's figure is copied in Fig. 1I-. 12. No nucleus and no con-
tractile vacuole is observed in this foim. It feeds voraciously on
smaller organisms. Its life-history has not bren followed over even
a few steps. Hence we must for the present doubt altogether as to
its true affinities. Possibly it is only a detached portion ot the
protoplasm of a larger nucleate Gymnomyxon. The s.ime kind of
640
PROTOZOA
[PROTEOMYXA.
doubt is justified in re^rd to Hacckel's Protamoeha primitiva, which
was observed by him in pond water and differs from Protogenes in
having lobose pseudopodia, whilst agreeing with it. in absence of
nuclei, contractile vacuoles, and other ditferentiation of structure.
Fio. n.— VaVlons Proteomyxa. I. Pnlompxa am-anliaca, Haeckel, Plas-
modium phase. The nuked piotoplasm shows kianched, reticulate piocisses
(pseudopodia), and numerous non-contraciile vacuoles. It is in the act of en-
KUlphlng a Ccratiuni. Shells of engulphed Clliata (Tintlnnabula) arc embedded
Jeeply io tho protoplasm a. 2. Cyst phase of Protomyxa. a, transparent cyst-
wall; i, protoplasm broken up inio spores. 3. FlaRellula phase of Protomyxa,
the foi-m assumed by the spores on tlieii- escape from the cyst. 4. Amcebula
phase of the same, the form assumed after a short period by the flaffellulK. S.
VamptjreUa spirogyrie, Cienk., amoeba phase penetrating a cell of Spirogy'ra b
by a process of its protoplasm c, and taking up the substance of the SpirogjTa
cell, some of which is seen witliin the Vampyrella a. 6. Large individual of
Vampyrella, showing pseudopodia f, and food particles a. The nucleus (thoueU
present) Is not shown in this diawing. 7. Cyst phase of Vampyrella. The
contents of the cyst have divided into four equal parts, of whiJh three are
Tlsible. One is commencing to break its way (tirongh the cyst-wall /; a, food
particles. 8. Avcherinn BoUoni, Lankestei', showing lobose and filamentous
protoplasm, and three gioups of chlorophyll corpuscles. The protoplasm g is
engulphing a Bacterium >. 9. Cyst phase of Archcrina.- o, spinous cyst-wall ;
b, green-coloured contents. 10. Chlorophyll corpuscle of Archerina showing
tetrasehlstlc division. II. Actinophryd form of Arclierina. b, chlorophyll cor-
puscles. 12. Protogenes primordialii, Haeckel (Amxba vorrecla, U. Schultze),
from Schultze's figure.
The structureless i-rotfvlnstac TietworV described by FTaeekel
from spirit-preserved specimens of Atlantic ooze and identified by
him with Huxley's (28) Bathybins, as also the similar network
described by Bessels (29) aa Protobathybius, must be regarded for
the present as InsufBciently known.
It is possible that these appearances observee' in the ooze dredged
from great depths in the Atlantic are really due to simple Protozoa.
On the other hand it has been asserted by Sir Wyville Thomson,
who at one time believed in the independent organic nature of
Bathybius, that the substance taken for protoplasm by both Huxley
and Haeckel is in reality a gelatinous precipitate of calcium
sulphate thrown down by the action of alcohol upon sea-water.
Other naturalists have pointed to the possibility of the protoplasmic
network which Bessels studied in the living condition ou board
ship being detached portions of the protoplasm of Reticularia and
Radiolaria. Tue matter is one which requires further iuvestigation.
Archerina Boltoni is the name given by Lankester (14) to a very
simple Gymnomyxon inhabiting freshwater ponds in company
with Desmids and other simple green Algae (Fig. II. 8 to 11).
Archerina exhibits an amoeba phase in which the protoplasm is
thrown into long stiff filaments (Fig. II. 11), surroundinga spherical
central mass about in^th inch in diameter (actinophryd form).
A large vacuole (non-contractile) is present, or two or three small
ones. No nucleus can be detected by careful use of reagents in
this or other phases. The protoplasm has been seen to ingest solid
food particles (Bacteria) and to assume a lobose form. The most
striking characteristic of Archerina is the possession of chlorophyll
corpuscles. In the actinophryd form two oval green-coloured
bodies (b, b) are seen- As the protoplasm increases by nutrition the
chlorophyll corpuscles multiply by quaternary division (Fig. II. 10)
and forfti groups of four or of four sets of four symmetrically
arranged. The division of the chlorophyll corpuscles is not
necessarily followed by that of the protoplasm, and accordingly
specimens are found with- many chlorophyU corpuscles embedded
in a large growth of protoplasm (Fig. II. 8) ; the growth may increase
to a considerable size, numbering some hundreds ot chlorophyU
corpuscles, and a proportionate development of protoplasm. Such
a growth is not a Plasmodium, that is to say, is not formed by
fusion of independent amoeba forms, but is due to continuous
growth. When nutrition fails the individual chlorophyll corpuscles
separate, each carrying with it an investment of protoplasm, and
then eech such a:..a!ba form forms a cyst around itself which is*
covered with short spines (Fig. II: 9). The cysts are not known
to give rise to spores, but appear to be merely hypnocysts.
The domination of the protoplasm by the chlorophyU corpuscles
is very- remarkable and unlike anything known in any other
organism. Possibly the chlorophyll corpuscles are to be regarded
as nuclei, since it is known that there are distinct points of affinity
between the dense protoplasm of ordinary nuclei and the similarly
dense protoplasm of normal chlorophyU corpuscles. '
Class II. MTCETO^OA, De Bary.
Characters. — Gymnomyxa which, as an exception to aU other
Protozoa, are not inhabitants of water but occur on damp surfaces
exposed to the air. They are never parasitic, as are some of the
Proteomyxa most nearly allied to them (Plasmodiophora, 'ic. ), but
feed on organic debris. They are structurally characterized by the
fact that the amosba forms, which develop either directly or through
flagellulse from ' their spores, always form large, sometimes very
large, i.e., of several square" inches area, fusion plasmodia (or
rarely aggregation plasmodia), and that the spores are always
chlamydospores {ie., provided with a coat) and are formed eitber
in naked groups of definite shape (sori) or on the surface of peculiar
columns (conidiophors) or in large fruit-like cysts which enclose the
whole- or a part of the plasmodium and develop besides the spores
definite sustentacular structures (capillitium) holding the spores in
a mesh-work.
Tliree orders of Mycetozoa are distinguishable according to the
arrangement of the spores in more or less complex spore-fruits.
Order 1. SOROPHORA, Zopf..
Characters. — Mycetozoa which never exhibit a vibratile (monadi-
form) swarmspore or flagellula phase, but hatch from the spore as
amcebie. A true fusion plasmodium is not formed, but an aggrega-
gation Plasmodium by the contact without fusion of numerous
amosba forms. The spore fruit is a naked aggregation of definitely
arranged encysted amoebse called a sorus, not enclosed in a common
capsule ; each encysted amoeba has thn value of a single spore and
sets free on germination a single amcebula. They inhabit the dnntf
of various animals.
Genera. — Copromyxa, Zopf; Cynthidina, Cicnk. ; Diclyostelium,
Brefeld ; Acrasis, Van Ticghem ; Polyspondylium, Brefeld.
Order 2. ENDOSPOREA, Zopf.
Characters. — Mycetozoa always passing through the flagellula
phase and always forming true plasmodia by fusion of amteba
forms. Tile spore-fruit is in the form of a large cyst which encloses
a quantity of the plasmodium ; the latter tlien breaks up into (a)
UYCETOZOA.]
PROTOZOA
841
tpoves (oTie coriespomliiig to caoli nucleus of the enclosed Plas-
modium),each of ^vhich has a celhilosc coat, and (b) a capillitiurti
of threads which hold the spoiea together. Each spoie (chlamy(Jo-
spore) liberates on germinationa single nucleated Hagellula, which
develops into an amoebula, which in turn fuses with other ainoebute
to form the plasmo jium. The Endosporea are essentially dwellers
on rotten wood and such vegetable refuse.
fio. III.— MycetOZQa (after Dc Bary). 1-6. Gennlnallon of spore (1) of Trichea
taria, showing the emcrginR "fJagelhila" (4, C).'6n(l its conversion Into an
"amoebula" (tj). 7-18. Series leadintr from spore to Plasmodium phase of
Chondrioderma difformei—7, spore; 10, flagellula; 1?, amcebula; 14, apposi-
tion of two amoebulee ; 15-17, fusions; 18, Plasmodium. 19, 20, Spore-frvit
(cyst) of Physflrum Uucophxum, Fr, (x 26), the foi-mer from the surface, the
latter in section with the spoiea removed to show the sustentacular network or
caplllitlum. 2l. Section of the spore-cyst of Didymium ^quamutotum,viih the
spore^ removed to show the radiating caplllitium x ajid the stalk.
Sub-order 1. ri;itTTi:iCHr;A, Zopf.
Fam. 1. Clatiihoptvchiace.e, Rostafinski.
Genera. —Clat/iroplychium, Rost. ;' Enteridium, Elir.
Fam. 2. CniBRARiACE.E.
Genera. -^Z)ic(j^(f(tt»ri, Pers. ; Cribraria, Pers.
Suborder 2.' Ekdotrichea', Zopf.
Faril. 1. PlIYSAREA.
Genera. — Physarum, Pcra. ; Crateriiim, Ticntcpol ; Badhamia,
Berkeley ; Leocarpus, Link. ; Tilmadochc, Fr. ; Fiiligo
(^ihalium). Hall ; jithaliopsis, Z.
Fam.' 2. Didymiacils;.
Genera. — Didymiiim; Lepidoderma, De Bary.
Fam. 3. SPUMA'RIACE.E.
GejieTa.^Spuinaria, Pers. ; Dicichca, Fries.
Fam. 4. Stemonitea..
Genera. — Stemonitis, Gleditsch ; Comalridja, Preuss ; Lam-
prodefma, Rost.
Fam. 6. Enerthekemea.
Geuera. — Enerihcma, Bowman.
Fani. 6. Reticclariace*:, Zopf.
Gtner&.—A»iuurocheite, Rost. ; jRelicularia, Bull.
Fam. 7. TRioniNACEii.
Genera. -~Hem.iarcyria, Rost ; Trichia, Hall.
Fam, 8. ArcYriaCe,e.
Genera. — Arajria, Hall; ConiiitJia, Rest; Lycogala, Ehr«
Fam. 9. PERicn.ENACEiE.
Lachnobolits, Fiies.
Genera.— i'cn'cAasn^i, Fries.
Film. 10. LiCEACEf.
Genera. — Licea, Schrader ;
Fries. ; Tubuliftra, Zopf.
Tiibulina, Pers. ; Lindbladia,
• DrdeH 3. EXOSPOREA, Zopf.
Oharacters. — The chlamydosporc liberates un amoebula in the
first instance, which develops into a flagelluln. This subsequently
jeturns to the amceba ftjrm, and by fusion with other amcebula; it
(Jirms a true fusion plasraodiiini. The spores aio not produced
within a cyst but upon the snrfafo of column-like un-^iowtlis of the
Plasmodium, each spore (conidum) forming as a little spherical oiit-
growth a'ttached to thq column (conidiophoi-) bv'a distinct pedicle.
. Sole Genus. — Ceratium. [This name must bo changed, since it
was already applied to a ganus of Dinollngollata, when Famintzin
and Woronin gave it to this Mycetozoon.]
Further llemarks on Afy'celotoq.—Ahout two hundred species of
Mycetozoa have been described. Botanists, and especially those who
occupy themselves with Fungi, have nccunjulated the very laige
mass of facts now known in rcfci-ence to these oigauisms ; never-
theless the most eminent botanist who li.is done more than any
other to advance our knowledge of Mycctozo.i, namely, De Bary, hai
expressed the view that they are to \k regarded rjtlier as animals
than as plants. The fact is tlurt, once the question is raiseil, it
becomes as reasonable to relegate all the Gyninomyxa without
exception to the vegetable kingdom as to do so with the Mycetozoa.
Whatever course we take with the latter, we must takp also with
the Helioioa, the Radiolaria, and the Rcticularia.
The formation of plasmodia, for which the Mycetozoa are conspicu-
ous, appears to bo a particular instance of the general phenomenon
of cell-conjugation. Small plasmodia are formed by some of the
Protoomyxa; but among the other Gymnomyxa, excepting Myceto-
zoa, and among Corticate Protozoa, the fusion of two individuals
(conjugation soiiii slricto) is more usual than the fusion of several.
Zopf (13) has attcirrpted to distinguish arbitrarily between conjuga-
tion and Plasmodium formation by asserting that in the former
the nuclei of the cells which fuse are also fused, whereas in the
latter process the nuclei retain their independence. Both state-
ments are questionable. AVhat happens to the nucleus in such
conjugations as those of the Gregariuffi has not yet been made out,
whilst it is only quite recently that Strasburger (30) has shown
that the plasmodia of Mycetozoa contain numerous scattered nuclei,
and it is not known that fusion does not occur between some of
these. There is no doubt that the nuclei of plasmodia multiply
by fission, though we have no detailed account of the process.
The Sorophora are exceptional in that the aintcbte which unite to
form a cell-colony in their case do not actually fuse bat only remain
in close contact ; with this goes the fact that there are no large
spore-cysts, but an identification of spore and spore-cyst. The
ainoebie ari-ange themselves in stalked clusters (sori), and each be-
comes encysted : one may, in this case, consider the cyst equally as
a spore or as a spore-cyst which produces but a single spore. Tho
amcebas described by various writers as inhabiting the. alimentary
canal and the dung of higher animals (including man) belong to
this group. ■ The form described by Cunningham in tho Quarl.
Jour, ^ficr. 5ci. , 1881, as Protomyxomyccs coprinarius is appa-
rently related to the Cojn-omy'xa (Gvttwlinh) prolea of Fayod (31).
The spore-fruits of the Endosporeae occur in various degrees of
elaboration. Usually they are (1) spherical or pear-shaped cysts
with or without an obvious stalk (Fig. III. 19, 20, 21), and often
have a brilliant colour, and are of a size readily observed by tho
naked eye, the plasmodia which give rise to them being by no
means microscopic. But they may ]uesent themselves (2) as
irregular ridges growing up from the Plasmodium, when they air
termed serpula forms. La.stly, the cysts may bo united side by
side in larger or smaller groups instead of forming at various sepa-
rate points of the plasmoJium. These composite bodies are termed
"fruitcakes" or tethalia," in view of the fact that the spore-cysts
of Fuligo, also called jEthalium — the well-known " flowers of tan "
— form a cake of this description.
The capillitium or network of threads .which lies. between' tho
spores in the spore-cysts of Endosporea; is a remarkable structure
which exhibits special elaborations in detail in didcrent genera, hero
not to be noticed for want of space. Although definite in form and
structure, these threads are not built up by cells but are fonned
by a residual protoplasm {cf. Sporozoa) which is left in tile cyst
after the spores have been segregated and enclosed each in its
special coat. They arp often impregnated by calcium carbonate,
and exhibit crystalline masses of it, as does also the cyst-waU. •
The spores of the Mycetozoa are as a rule about the rsVo'h inch
in diameter. They are produced by millions in the large fruit-
cakes of such forms as Fuligo. Often the spore-coat is coloured ; it
always consists of a substance which gives the celluIo.se reaction
with iodine and sulphuric acid. This has been sometimes con-
sidered an indication of the vegetable nature of the Mycetozoa, but
cannot bo so regarded since many animals (especially the Tunicate
and various Protozoa) produce substances giving this same reaction.
Drynes.s, low temperature, and want of nutriment lead to a dor-
mant condition of tho protoplasm of tho Plasmodium of many
Jlycetozoa and to its enclosure in ■ cyst-like growths known a^
"sclerotia," which do not give rise to spores, but from which the
protoplasm creeps forth unaltered when temperature, nutrition, and
moisture are again favourable. The sclerotia are similar in nature
to tho hypnocyst.s of other Protozoa.
Tho physiological properties— chemical composition, digestive
action, reaction to moisture, heat, light, and other physical influ-
ences— of the plasmodia of Mycetozoa have been made the subject
of important investigations ; they furnish the largest masses of
undilTerentiated protoiilasni available for such study. The reader
is referred to Zopf's ailmirable treatise (13) as to these matters, and
also for a detailed account of the genera and species.
C;-A8S III. L0B08A, Carpenter.
CharacUrs. — Gymnomyxa in which (as in tho succeeding four
classes) the amirba-phase predominates over tho others in perma-
nence, size attained, and pnysiological importance. The pscudo-
YIX. — io6
842
PROTOZOA
[locosa.
podia are loboso, ranging in form from mere wave-like biilgings
of the surface to blunt finger-like processes, but never having the
character of filaments either simple, arborescent, or reticulate.
Fusions of two individuals (conjugation) have been observed in a
KM. IV.— Various lobosa. 1, 2, 3. Dactj/tosphtera (ATmeba) pobjpodia, M.
■Schultze, in three successive st.iges of division; the changes indicated
occupied nfteen minutes, a, nucleus ; b, contractile vacuole (copied from
F. E. Schultze, in Archirf. Mikrosk. Atmt.). 4. Amceba princeps, Ehr.
(after Auerliach). «, nucleus ; b, c, vacuoles (one or more contractile ■ the
shaded granules are food-particles). 5. Pelomyxa palustris, Greeff
(after Greeff), an example with comparatively few food-particles (natural
Bize 3^th inch in length). 6. Portion of a Pelomyxa more highly magni-
fied, n, clear superficial zone of protoplasm (so-called " exoplasm ") ; b,
vacuoles, extremely numerous; c, lohose pseudopodium ; d, a similar
pseudopodlum ; e, nuclei ; /, " refractive bodies " (reproductive ?) : scattered
about In the protoiilasm are seen numerous cylindrical crystals. 7.
jlrccSa rufc/aris, Ehr. 'a, shell; 6, protoplasm within the shell ; c, extended
protoplasm in the form of lobose pseudopodia ; d, nuclei ; e, contractile
vacuole; the daclt bodies unlettered are gas vacuoles. S.Cochlio-
podmm peltuculum, Hert. and Less, a, nucleus surrounded by a hyaline
halo sometimes mistaken for the nucleus, whilst the latter is termed
nucleolus.
few cases, but not fusions of many individuals so as to form
pUsmodia ; nevertheless the size attained by the naked protoplasm
by pure growth is in some caues considerable, forming masses readily
,V!sible by the naked eye (Pelomy.\a). The presence of morj than
one nucleus is a fre<iuent character. A contractile vacuole may or
may not be present. The formation of sporocysts and of chlamydo-'
spores (coated spores) has not been observed in any sjiecies, but
naked spores (Hagellulie or amcebulse) have been with more or
less certainty qbserved as the product of the breaking up of some
species (Amceba? Pelomyxa). The cyst phase is not unusual, but
the cyst appears usually to be a hypnocyst and not a sporocyst.'
In the best observed case of spore-production (Pelomy.ita) the spores
were apparently produced without the formation of a cyst. Repro-
duction is undoubtedly most freely effected by simple fission
(Amceba) and by a modified kind of bud-fission (Arcclla). FresL^
water and marine. Two orders of the Lobosa are distinguished iii
accordance with the presence or abseuce of a shell:
Order 1. NUDA.
Characters. — Lobosa devoid of a shell.
Genera. — Amceba, Auct. (Fig. IV. i) ; OuramoM, Leidy (with a
villous tuft at one end, Wallich's A. villosa) ; Corycia, Dtij. (low,
ridge-like pseudopodia); Lithavueba, Lankester (Fig. V.); Dina-
mceba, Leidy (92) (covered with short stiff processes) ; HyalocHscusl
H. and L. ; Plahopns, F. E. Schultze ; Daclylo.iphasra, H. and L;
(Fig. IV. 1, 2, 3); Pelomyxa, Greeff (Fig. IV. 5, 6) ; A^nphizonellai
Greeff (forms a gelatinous case which is broken through by thei
pseudopodia).
Order 2. TESTACEA.
pharctdcrs. — Lobosa which secrete a shell provided witli an
aperture from which the naked protoplasm can be protruded. The
shell is either soft and membranous, or strengthened by the in-
clusion of sand-particles, or is hard and firm.
Genera..— Cocliliopodium (Fig. IV. 8), H.,and L. ; Pyxidicitla,
Ehr. ; Arcclla, Ehr. (Fig. IV. 7) ; Hya'osphcnia, Stein ; Quad-
rula, F. E. Schultze '(shell membraneous, areolated) ; Difflugia,
'Leclerc (shell with adventitious particles).
Further rcnmrks on the Lobosa. — The Lobosa do notrform a very
nuiuerous nor a very natural assemblage. Undoubtedly some of
the forms which have been described as species of Amneba ai'e
amceba forms of Mycetozoa ; this appears to be most ptobably the
case ill parasitic and stercoricolous forms. But when these are
removed, as also . those Proteoniyxa which have pseudopodia of
varying character, at one time lobose and at another filamentous,
we have left a certain small number of independent loboso
Gyiniiomy.\a which it is most convenient to associate in a
separate group. We know veiy little of the production of spores
(whether it actually .obtains or not) or of developmental phases
among these Lobosa. The common Amceba are referable to the
species ./4. yri>icy;s, A. lobosa, Daetylosphscra polypodia, Ouramceba
villosa. Of none of these do we know certainly any reproductive
phenomena excepting that of fission (see Fig. IV. 1, 2, 3). Various
statements have been made pointing to a peculiar change in the
nucleus and a production of spores having the form of minute
Amceb.\', arising from that body ; but they cannot be considered
as established. AVhilst the observed cases of supposed reproduc-
tive phenomena are very few, it must be remembered that we have
always to guard (as tlie history of the CSliata has shown, see
below) against the liability to mistake parasitic amcebula; and
flagelluL-e for the young forms of organisms in which 'they are
merely ]iarasitic. The rumarkable Pelomyxa palustris of Greeff (32)
was seen by him to set free (without forming a cyst) a number of
amoebulie which he considers as probably its young. Mr AVeldon
of St John's College, Cambridge, has observed the same pheno-
menon in specimens of Pelomyxa which made their appearance in
abundance in an aquarium in the Morphological Laboratory,
Cambridge. It aeems probable that the amojbula; in this case are
not parasites but spore-like young, and this is the best observed
case of such reproduction as yet recorded in the group.
Arcella is remarkable for the production of bud-spores, which
may be considered as a process intermediate between simple fission'
ami the complete breaking up of fhe parent body into spores. As
many as nine globular processes are simultaneously pinched offfron^
the protoplasm extruded from tlie shell of the Arcella ; the nuclej
(present in the parent Arcella to the number of two or three) haVQ
not been traced in connexion with this process. The buds then be-
come nipped off, and acquire a shell and a contractile vacuole (33).
The presence of more than one nucleus is not unusual in Lobosa;
and is not due to a fusion of t\Vo or more uninuclear individuals,
but to a multiplication of the original nucleus. This has been
observed in some Amoeba; {A. prince2ys^ as well as Arcella.'
Pelomyxa (Fig. IV. 6) has a great number of nuclei like the Helio-
zoon, Actinosphterium (Fig. 'VIII.).
.Pelomyxa is the most highly differentiated of the Lobosa. The
highly vacuolated character of its protoplasm is exhibited in""a les.s
degree by Lithamoeba andlesemblesthatof Heliozoa and Radiolaria.
Besides the numerous nuclei there are scattered in the protoplasm
strongly refringent bodies (Fie;. IV. 6,/"), the signili'cance of which
has not been ascertained. The superficial protoplasm is free from
vacuoles, hyaline, and extremely mobile. Occasionally it is drawn
r,AnYKKNTHVHDEA.J
r n o T 0 z 0 A
843
out into very short fine filaments. Scattered in the protoplasm are
a number of minute cylindrical crystals, of unascertained composi-
tion. Pelomyxa is of very large size for a Protozoon, attaining a
diameter of I'sth of an inch. It t.ikes into its substance a quantity
of foreign particles, both nutrient organic matter such as Rotifera
and Diatoms and saiid particles. It occurs not uncommonly in old
f
I-'io. V. — tithamxba discjis, Lank, (after Laiikcster, 34). A, quiescent ; B,
tlirowing out pscudopodin. e.y., contractile vacuole, overlyinjj whicli the
vacuolated protoplasm 13 seen ; cone, concretions insoluble ia dilute nci
and dilute KUO, but soluble in strong IlCl ; n, nucleus.
muddy ponds (snch as duck -ponds), creepinf; upon the bottom, and
has a white appearance to tlie naked eye. Litnamreba (Fig. V.) is
distinguished by its large size, disk-like form, the disk-like shape of
its pseudopodia, the preseuce of specific concretions, tho vacuolation
of Its protoplasm, and the bTock-lika form and peculiar tessellated
appeaiance of its large nucleus, which has a very definite capsule.
In Lithamceba it is easy to recognize a distinct pellicle or temporary
cuticle whicli is formed upon the surface of the protoplasm, anil
bursts when a pseudopodiuin is formed In fact it is the rupture of
this pellicle wliich appears to be the proximate cause of the outfiow
of protoplasm as a pseudopodium. Probably a still more delicate
pellicle always forms on the surface of naked jirotoplasm, and in the
way just indicated determines by its ruiiture the form and the
direction of the "ilow" of protoplasm which is described as the "pro-
trusion" of a pseudopodium.
The shells of l^obosa Testacea are not very complex. That of
Arcella is remarkable for its hexagonal areolation, dark colour, and
firm consistence ; it consists of a substance resembling chitin.
That of Diftlugia has a delica.tu membranous basis, but includes
foreign particles, so as to resemble the built-un case of a Caddis
worm.
Arcella is remarkable among all Protozoa for its power of secret-
ing gasvacuoles (observed also in an Amceba by Biitsehli), which
serve a hydrostatic function, causing the Arcella to lloat. The gas
can be rapidly absorbed by the protoplasm, when the vacuole neces-
sarily disappears and the Arcella sinks.
CLAS.S IV. LABTBDfTHULIDEA
CJiaracters. — Gymnomyxa forming irregular heaps of ovoid
nucleated cells, the protoplasm of which extends itself as a branching
network or labyrinth of line threads. The oval (spindle-shaped)
corpuscles, consisting of dense ])rotoplasm, and possessing each a
well-marked nucleus (not observed in C'hlamydomyxa), travel regu-
larly and continuously along tho network of filaments. The oval
corpuscles multiply by fission ; they also occasionally become
encysted and divide into four spherical spores. The young forms
developed from these spores presumably develop into colonies, but
have not been observed.
Genera. — Two genera only of Labyrinthulidea are known : —
Lahjrinlhula, Cienkowski ; Chlamydomyxa, Archer.
Oicnkowski (35) discovered Labyrinthula on green Algffi growing
on wooden piles in tho harbour of Odessa (marine). It lias an
orange colour and forms patches visible to tho naked eye. Chlamy-
tlomyxa was discovered by Arclicr of Dublin (36) in the cells of
Sphagnum and crawling on its surface ; henco it is a freshwater
form. Unlike Labyrinthula, the latter forms a laniinatcd shell of
cellulose (I'ig. VI. 2, c), in which it is frequently completely
enclosed, and indeed lias rarely been seen in the expanded
labyrinthine condition. The laminated cellulose shells nro very
freely .secreted, the organism fre([uently deserting one and forming
another within or acYherent to that previously occupied. The
network of Chlamydomyxa apiicars to consist of hyaline threads of
streaming protoplasm, whilst that of Labyrinthula has a moro
horny consistence, and is not regarded by Cienkowski as protopla.sm.
The spindle-shaped cells are much alike in form and sizo in tho
two genera ; but no nOcleus was delected by Archer in these of
Chlamydomyxa. Tho encysting of tho spindle-cells and their
fission into spores has been seen only in Labyrinthula. Chlamy-
domyxa is often of a brilliant green colour owing to the yrosonce of
chiorophyll corpuscles, and may exhibit a red or mottled red and
green appearance owing to tho chemical change of the chlorophyll.
It has been observed to take in solid uourisbment, though Labyrin.
thula has not.
The Labyrinthulidea present strong resemblances to the llyceto-
zoa. The genus Dactylostclium (Sorophora) would come very close
to Labyriuthula were the amreba; of its aggregation plasmodiom
Fio. VI.— Labyrinthulidea. l. A colony or " coll Voap " of Lahnriniha^a
vitfUina, Cifiik.; crawling upon an Alga. 2. A colony or "coll-heap"
of Chtawjifi/mifxa tatiiirinlhuloidr^y Ar'hor. with fully evpanilcd network
of tlireada on wlik-h tile oat-sllapcd corpuscjfs (edit.) are movini;. o U as
liiccated food p.irtitle ; at c a portion of tlio ficiicml protoplasm hu
Uutnchcd itself nnd become encysted. 3. A portion of tbe la-twork of
LalnjriiUhulii vildlina, cicnk.. more hidnly ma^;nllU'd. ;>, protopla.<(nilc
liiasH appnrcntly produced by fusion of Bcvcrnl tllanicnts ; })', fu.sioii of
several cclU which have lont their dcllnito spindle-slmped contour ; «,
corpusck-s which liuvo become Hpliuiical and iiro no longer iiioviny <p4;rlul|is
about to bo encystcdX 4. A Blnylo spindle cell jiiul llircafiJof J^alnf'
rinlliuJfthtacro''tigt:it,C\cr\)t. il.nuclciis. S. A groui»of encjRtcd crlli
of L. marrofitt'fitt, einhcdded In a loinfli secretion. 0, V. Kiicy^trd colU
of //. vmcrociiifti.t, with enclosed protoplnsui divided Into four sparer.
8. 9. Transvei'ao division of a liou-cilcyated spindlc-ccIl of L. viacrocyUii.
set upon a netv7ork of threads. Such a network, whether in f\
condition of soft protoplasm or hardened and horny, is represented
in tho higher Mycctozoa by the capillitium of tho sporocysts.
Tho most important dilfcronco between Archer's Chlamydomyx*
and Cienkowski's Labyrintliula is that in tho former the threads
844
PROTOZOA
uhliuzoa:
6f the network appear to consist of contractile protoplasm, "whilst
in thp latter they are described as firm horny threads exuded by
the spindle-cells. Neither form has been re-examined since its
discovery; and it is possible that^tliis appareut^ditference will^c
wmoved by further study /
numerous isolated filamentous pseuJopodia which exhibit very little
movement or change of form, exci-pt when engaged in the inception
of food-particles. The protoplasm of the spherical body is richly
vacuolated ; it may exhibit one or more contractile vacuoles and
either a single central nucleus or many nuclei (Kuclearia, Actriio-
sphaTium). Skeletal products may oV may not be present. FlageU
lulfB have been observed as the young forms of some species (Acan-
thocystis, Clathrulina), but very little has been as yet ascertained
as to spore-formation or conjugation in this gi'oup, though isolat^'l
facts of importance have been observed. -, Mostly freshwater ffvrr.i.*.
r
Fro. VII.— Heliozoa. l. Actinophrys sot, Ehrl). ; x SCO. a. food-particle
lying in a l;ir|j;e food-vacuole ; 6, deep-lying finely Rranular protoplasm; c,
axial filament of a pseudopodiura extended inwards to the nucleus; d, tlie
central nucleus; e, contractile vacuole; /, superficial much-vacuolated
protoplasm. 2. Clathrulina elegaiis, Cienk. ; x 200. 3. Ueter-
cphrys marina, H. and L. x 600. a, nucleus; 6, clearer protoplasm
Burrounding the nucleus; c, the peculiar felted envelope. 4. Jiaphi-
4iophri/s pallida, F. E. Schultze ; x 430. a, food-p.-^rticle ; b, the nucleus;
c. contractile vacuole ; d, central granule in which all the axis-filanients of
the pseudopodia meet. The tangentially disposed spicules are seen
arranged in masses on the surface. - 5. jicauthoci.-stis turfacea. Carter
Ix 240. o, probably the central nucleus; b, clear protoplasm around the
nucleus ; c, more superficial protoplasm with vacuoles and chlorophyll
corpuscles ; d, coarser siliceous spicules ; e, finer forked ailiceons spicules ,
/, finely granular layer of protoplasm.^ The long pseudopodia reaching
beyond the spicules are not lettered.' ': 6. Ei-llagcllate "flagellula" of
\Acanthocystis aculeata. a, nucleus.^ - 7. Ditto of Clathrulina elegans.
o, nucleus, v- 8. Astvodisculus ruber, GreelT; x 320. a, red-coloured
- central sphere (? nucleus); 6, peripheral homogeneons envelope.
^ Class V. HELIOZOA, Haeckel, 1866.
^ CAamders.— Gymnomyxa in which the dominating amceba phase
naa the fonu of a spherical body from the surface of which radiate
FlO. VIII.— Heliozoa. l- Ardnnsp'hxrium Eichhnrnii, Ehr. ; X 200."^a^-
nuclei ; b, deeper protoplasm witli smaller vacuoles and numerous nuclei ;
c, cuntractile vacuoles; rf, peripheral protoplasm with lar;,'cr vacuoles.
2. A portion of the same specimen more highly magnified and seen in
optical section, a, nuclei ; b, deeper protuplysm (so-called endosorc);
d, peripheral protoplasm (so-called ectosarc); e. pseudopodia showJngthe
graimlar protoplasm streara'ug over the stin axial filament;/, food-
particle in a food-vacuole. 3, 4. Nuclei of Accinosplia;rium in tho
resting condition. 5-13. Successive stages in the division of n
nucleus of Actinosphrcrium. showing fibrillation, and in 7 and a formatinn
nf an equatorial plate of chromatin substance (after llertwig). 14.
Cyst-phase of Actinospha^riuni Jiichho)nii, slmwing the protnplasn>
divided into twelve chlamydi.tspores, ea' h of which lias a siliceuus cciit ;
a, nucleus of t!:e spore ; ff. gchitinous wall of the cyst ; A, siliceous oat u(
the spore.
aiETICULXiSIA.J
Jt' K O T 0 Z 0 A
b46
Order 1. APHROTHORACA, Heitwig (56).
Characters. — Heliozoa devoid of a spirillar or gelatinous envelone,
excepting in some a temporary membranous cyst.
Genera. — Nuclearia, Cienk. (37) (innny nuclei ; many contractile
vacuoles ; body not permanently spherical, but amoeboid) ; Aclin-
ophrys, Ehr. (Fig. vll. 1; bodj' spherical ; pseudopodia with an
axial skeletal filament; central nucleus; one Inrgo contractile
vaoQolo; often forming colonies; 'A. sol, the Sun-animalcule);
Actinosphierium, Stein (Fig. VIII. ; spherical body ; pseudopodia
with axial filament ; nuclei very numerous ; contractile vacuoles 2
to 14) ; AcUnolophiis, F. E. Schuize (stalked).
Order 2. CHLAMYDOPHORA, Archer (57).
Characters. — Heliozoa with a soft jelly-like or felted fibrous
envelope.
Genera. — Heterophrys, Archer (Fig. VII. 3); SphtBvaetrum,
Greeff ; Astrodisculus, Greeff (Fig. VII. 8).
ORDER 3. CHALAROTHORACA, Hertw. and Lesser (58).
Characters. — Heliozoa \£ith a loose envelope consisting of isolated
siliceous spicules.
Genera. — Raphidiophi -js. Archer (Fig. VII. 4 ; skeleton in the
form of numerous slightly curved spicules placed tangentially iu
the superficial protoplasm) ; Pompholymphrijs, Archer; Pinacocystii
H. and L. ; Pinaciophora, Greeff; Acanthocyslis, Carter (skeleton
in the form of radially disposed siliceous needles ; encysted con-
dition observed, and flagellula young, Fig. VII. 6) ; Wagnerella,
Meresch.
Order 4. DESMOTHORACA, Hertw. and Less.
Characters. — Heliozoa with a skeletal envelope in the form of a
spherical or nearly snherical shell of silica preforated bv numerous
large holes.
Genera. — OrhuUncUa, Entz^ (without a stalk) ; Clathrulina,
pienk. (with a stalk, Fig. VII. '2).
Further remarks' on the Heliozoa. — The Sun-animalcules, Actinn-
phrys and Actinosphserium, were the only known members of this
group when Carter discovered in 1863 Acanthocystis. Our further
knowledge ofthem is chiefly due to Archer of Dublin, who dis-
covered the most important forms, and figured tliem in the Quart.
JouT. Micr. Sci, in 1867.
Some of the Proteomyxa {e.g., Vampyrella) exhibit " heliozoon-
)ike " or " nctinophryd " forms, but are separated from the true
Heliozoa by the fact that their radiant pseudopodia are not main-
tained for long iu the stiff isolated condition charatteristiq of this
group. It is questionable whether Nuclearia should not be relegated
to the Proteomyxa on account of the mobility of its body, which in
all other Heliozoa has a constant spherical form.
Actinophrys sol is. often seen to form groups or colonies (by
fission), and ao also is Raphidiophrys It is probable from the
little tliat is known that reprouuction takes place not only by
simple ^fission but by multiple fission, producing flagellate spores
which may or may not be preceded by encystment. Only Clath-
rulina, Acanthocystis, Actinosphjerium, and Actinophrys have
been observed in the encysted state, and only the first two have
been credited with the production of flagellated young. The two
latter genera form covered spores within their cysts, those of Actino-
sphserium being remarkable for their siliceous coats (Fig. VIII.
14), but their further development has not been seen.
Class VI. EETIODLAEIA, Carpenter, 1862.
(Foraminifera, Auct., Thalamophora, Hcrtwig).
Vltaractcrs. — Qymnomyxa in which the dominating amoeba-
lt)liase, often of gi-eat size (an inch in diameter), has an irregular
form, and a tendency to throw out great trunks of branching and
often anastomosing filamentous pseudopodia, and an equally strong
tendency to form a shell of secreted membrane or secreted lime or of
agglutinated sand particles (only in one genus of secreted silex) into
■which the protopla.sm (not in all ?) can bo drawn and out of and
over which it usually streams in widely spreading lobes and
bran(nic3. One nucleus is present, or there are many. A contrac-
tile vacuole is sometimes, but not as a rule, present (or at any rate
not described). Reproduction is by fission and (as in some other
Protozoa) by the formation of peculiar bud-spores which remain
fol' a time after their formation embedded in the parental proto-
plasm. Ko multiple breaking up into spores after or independent
of the formation of a cyst is known. Marino and freshwater.
The Koticulaiia are divisiljle into several orders. Tho marked
peculiarity of tho shell structure in certain of these orders is only
fitly emphasized by grouping them together aa a sub-class Per-
forata, in contrast to which tho remaining orders stand as a
subclass Imperforatn. The distinction, however, is not an ab-
solute one, for a few of tho Lituolidea are perforate, that is, are
sandy isomorpha of perforate genera such as Globigcrina and
Rotalia.
Fio. ix.-Gromiiaea (Eetioularla membranosa)- i. Diplophrut
Archtri, Barker, a, nucleus; b, coutrnctilo vacuoles; c, ttie yellow olMiko
body. Sloor pools, Ireland. 2. Gromia mii/ormit, lluj. n, tlie
numerous nuclei ; near tlicao tho cloncated bodies represent fn^ested
Diatoms. Freshwater. 3. Shrylu-arddta tsrmlformis, Siddnll ((iuart.
Jour, tlicr. Sci., 1880); x 30 diameters. SInrlne. Tho protoplasm li
retracted at both ends into the tulmlar case, a, nucleus. 6. Shtp-
heardella t-vnii/onnis; x ■ 15 ; with pseudopodia fully expanded.
6-10. Varying appciirance of tho nucleus as it is carried along in the
streaminK protoplasm wltliiu tlie tube. 11. Ajnphitrctna n'ritjhtianum.
Archer, showin;^ membranous shell encrusted will) foreign particlet.
Moor pools, Ireland. 12. Diaphorophodon nwbile, Archer, a, nucleus.
Moor pools, Irolaiid.
Si'D-CLAss A. Imperforata.
CVmrartcr.?. — Sliellsubstanco not perforated by numci'ous aper-;
turcs through which tho protoplasm can issue, but providcil with
only one or two large apertures, or in branched forms with a few
such apertures.
Order 1. GROMIIDF.A, Brady.
C%<jrac?ers. —^licll or test nicmhranous, in tho form of a simple
sac with a psoudopodial aperture either nt one extremity or at both.
Ppeudopodia thread like, long, blanching, reticulated. Marine and
freshwater.
Fani. 1. AIoN'OSTOMfSA. with a single aperture to the shell.
840
£ II O T 0 Z O A
[EETICUI.AR1A.
Genera,.— ^ZicberiuhiiHi, Clap. nn\ Lncli. ; Gromia, Diij. (Fi>,'.
IX. 2) ; Mikrogromi I, Heiiw. ; Euglypha, Duj. (shell built up of
heixgonal siliceous pl.ites) ; Diajihorophodon, Archer (38) (many
foreign particles cementel to form shell ; small pscudopodia issue
between these, hence reseml/ling Perforata, and large long ones from
the proner mouth of the shell. Fig. IX. 12).^
fio, X. — Imperforata. 1. Spifoloculina ptamilata, L,amnrck, slioMing five
"•coils"; porL'clKinous. 2. Young <Utto, with shell dissolveil and
proUjplusni staiiicil so as to show tlie seven nuclei n. 3. Spiroliua (Pene-
roplis) ; a sculptured imperfectly coiled 'slielt ; porcell;inous. 4.
Vertehralina, a simple shell consistins of chambers succeeding one another
in a straight line; porcellanous. 5, G. Tlnirammiua papitlata, Brady, a
sanily form. 6 is broken open so as to show an inner chamber ; recent.
,x 25. . 7. Lituola {Ilaplopliratjnn'wn) cnnariensis, a sandy form;
recent. 8. Nucleated reproductive bodies (bud-spores) of Haliphysema.
D. Stjuammutina Ixvh, M. RchuUze ; x 40 ; a simple porcellanous
Miliolide. 10. Protopl.TSmic core removed after treatment with weak
chromic acid from the shell of l/rrlipfitf^cmn Titmaiiovitzii, Bow. )i,
▼estcul.ar iniclei, stained with ha;matox)lin (after Lankester). j 11,
llaUplnisrtiia Tmnanotitni ; x 25 diam. ; living specimen, showing the
wiiie-slas-s-shaped shell built np of sand-grains and spon^e-spiculcs, and
the.aiunidnnt protoplasm p, issuing from the mouth of the shell and
i^reading partly over its projecting constituents. 12. Shell of Atfb'o-
adiUa limu-ala. Sand.; X J ; sliowiiig the branclnng of the test on 9ome of
©w rays usually broken away in preserved specimens (original). 13.
Section of the shell of Marsipella, showing thick walls built of sand-
graiua.
Fam. 2. AMPHlSTO>tl.NA,Tritlian apertureateachendof theshell.
Genera. — Uiplophrys, Barker (Fig. IX. 1); Ditrcma, Archer;
Amphitrema, Archer (Fig. IX. 11); ShepheardcUa, Siddall (39)
(membranous shell very long and cylindrical so as to be actually
tubular, narrowed to a spout at each end, I'ig. IX. 3 ; protoplasm
extended from either aperture, Fig. IX. 5, and rapidly circulating
within the tubular test during life, carrying -with it the nucleus
which itself exhibits peculiai? movements of rotation, Fig. IX. 6, 7,
" 9, 10).
Order 2. ASTR0RHIZIDEA7 Brady. ^_
Characters. — Test invariably consisting of foreign particles; it is
usually of large size and single-chambered, often branched orradiata
with a pseudopodial aperture to each branch, the test often con-
tinued on to the finer branches of the pseudopodia (Fig. X. 12) ;
never symmetrical. All marine.
Fam, 1. AsTRORHiziNA, Brady. "Walls thick, composed of loose
sand or mud very slightly cemented.
Genera. — Astrorhiza, Sandahl (Fig. X. 12, very little enlarged);
Pelosina, Brady; Storthosphxra. Brady : Dcndrophrya, St. Wright r
Syringammina, Brady.
Fam, 2, Pilulinina. Test single-chambered ; walls thick,
composed chiefly of felted sponge-spicules and fine sand, without
calcareous or other cement.
Genera, — FiluUna, Carpenter; Technitella, Norman; Bathy-
siphon, Sars,
Fam. 3. Saccamminina,'' Chambers nearly spherical ; walls thin,
composed of firmly cemented sand grains.
Genera. — Psainmosphssra, Schultze; Sorosphsera, Brady ; Saccam-
miita, If. Sars.
Fam. 4. Khabdamminixa. Test composed .of firmly cemented
sand - grains, often with sponge - spicules intermixed ; tubular ;
straight, radiate, branched or irregular ; free or adherent; with one,
two, or more apertures ; rarely segmented.
Genera. — JacnJella, Brady; Marsipella, Korman (Fig. X. 13) ;
Hhabdammina, M. Sars; Aschemmtdla, Brady; Ehizammina,
Brady; Sagcnclla, Brady; Botdlina, C^vp. ; Haliphyscma, Bower-
bank (test wine-glass-shaped, rarely branched, attached by a disk-
like base ; generally beset with sponge-spicnies, Fig. X. 11 ; pseudo-
podial aperture at the free extremity). This and Astrorhiza are
.the only raeinbers of this order in which the living protoplasm has
been observed ; in the latter it has the appearance of a yellowish
cream, and its microscopic structure is imperfectly unknown (61).
In Haliphysema the network of expanded pseudopodia has iDeeu
observed by Saville Kent as draj\'n in Fig. X. 11. Lankester (59)
discovered numerous vesicular nuclei scattered in the protoplasm
(Fig. X. 10, 1!). and also near the mouth of the shell reproductive
bodies (probably bud-spores) embedded in the protoplasm (Fig. X.
8), Haliphysema was described by Bowerbank as a Sponge, and mis-
taken by Haeckel (60) for a very simple two-cell-layered animal
(Enterozoou), to which he assigned the class name of Pbysemaria,
Order 3, MILIOLIDEA, Brady.
Characters. — Test imperforate ; normally calcareous and porcel-
lanous, sometimes encrusted with sand ; under starved conditions
•{e.g., in brackish water) becoming chitinous or chitino-arenaceous ;
at abyssal depths occasionally consisting of a thin homogeneous,
imperforate, siliceous film. The test has usually a chambered
structure, being divided by se-pta (each with a hole in it) into a
series of loculi which may follow one another in a straight line
(Fig. X. 4) or the series may be variously coiled (Fig. X. 1 and 3).
The chambering of the test does not express a corresponding cell'
segmentation of the protoplasm ; the latter, although growing in
volume as the new shell-chambers are formed, remains one continuous
cell-unit with many irregularly scattered nuclei (Fig. X. 2). The
chambered and septate structure results in this group and in the other
orders from the fact that the protoplasm, expanded beyond the
last-formed chamber, forms a new test upon itself whilst it lies and
rests upon the surface of the old test. The variations in such q
formation are shown in Fig. XII. 1, 2, 3, 4.
Fam. 1. NuRECULARiNA. Test free or adherent, taking various
irregular asymmetrical forms, with variable aperture or apertures.
Cxuneva.—Squaviviulina, Schultze (Fig. X. 9, showing the ex
paiided pseudopodia) ; Kuhecularia, Dcfrance.
Fatn. 2. Mn.iouN'.\. Shell coiled on an elongated axis, cither
symmetrically or in a single plane or inequilatcr.illy ; two cham-
bers in each convolution. Shell aperture alternately duringgrowth
(addition of new chambers) at either end of the shell. >^^ _
Genera. — BUocxtlina, D'Orb. ; Fahularia^ Defrance ; Spirolocu^
Una, D'Orb. (Fig. X. 1, 2) ; MiUolina, Williamson (Fig. XI.).
' Fam. 3. Hauerinina. Shell dimorphons ; chambers, partly
milioline, partly spiral or rectilinear. "■
Genera, — Articulina, D'Orb,; VcrtehraUna, D'Orb, (Fig X. 4);
OpMhalmidimn, Kubler ; Hauerina, D'Orb, ; Planispirina, Seguenza.
Fam, 4. Peneroplidina. Shell planospiral or cyclical, some:
times crosier-shaped, bilaterally symmetrical.
- GewerSk. —Cornuspira, Schultze; /"ciiero;;//.?, Montfort(Kig. X. 3);
BETICULARIA.]
l^ROTOZOA
847
Otbicidina, Lamarck ; OrbitoUles, Lamarck (by a division of the
clinmbtrs leyularly into chaniberlets, and a cyclical mode of groi^th
which results iu shells of the size of a shilling, a very elaborate-
looking structure is produced which has been admirably analysed
by CariKinter (40), to whose memoir the reader is specially referred).
im. Xi.—MilioUua {Tiiloculina) tenera. Young llrlng animal with ex-
panded pseudopodia (after Max Sclmltze). A single nucleus is seen iu tlie
ranennost chamber.
Fani. 5. Alveolixina. Shell spiral, elongated in the line of
the axis of the convolution ; chambers divided into chamberlots. "^
Genus. — Ah-eolitm, D'Orb.
Fara. 6. Keramosfh/Erixa. Shell spherical; cliambei's in con-
centric layers.
Genus. — Keramosplixm, Brady.
Order i. LITUOLIDEA, Brady. ^
Characters. —Test arenaceous, usually regular in contour ; septa-
tion of the many-chambered forms often imperfect, the cavity being
labyriuthic. This order consists of sandy isomorphs of the simpler
Miliolidea, and also of the simpler Perforata (Lagena, Nodosaria,
Cristellaria, Globigcrina, Rotalia, Nonionina, ice); it also contaius
some peculi.ir adherent species. ■
Fam. 1. LiTUOLiNA. Test composed of coarse sand-grains, rough
ezternally ; often labyrinthic.
Genera. — Reophax, Montfort ; Haplophragmium, Beuss (Fig.
X. 7) ; CoskinoliiM, Stache ; Placopsiliiia, D'Orb. ; Haplosliche,
Reuss; Lil>{ola, Lamarck ; Bdclloidina, Carter.
Fam. 2. Tr.ociiAMMiNiNA. Test thin, composed of "minute
sand-giains incorporated with calcareous and other organic cement,
or embedded in a chitinous membrane ; exterior smooth, often
polished ; interior smooth or rarely reticulated ; never labyrinthic.
Genera. — Thurammina, Brady (test consisting typically of a
single spherical chamber with several mammillate apertures, Fig.
X. 5, 6) ; Eippocrcpina, Parker ; Jlormosina, Brady ; Ammo-
discus, Reuss ; TTOckammina, Paiker and Jones ; Carteriiia,
Brady; Wtbbiiia, D'Orb.
Fam. 3. -Endotuyrina. Test more calcareous and less sandy
than'iu the other groups of Lituolidca; sometimes perforate;
«eptatiop distinct.
Genera. — Nodosinella, Brady ; PolypJtragma, Reuss ; Involulina,
Terq. ; Endolhyra, Phillips ; Bradyina, Miill. ; Stacluia, Brady.
Fam. 4. Loftusina.' Test of relatively large size ; lenticular,
spherical, or fusiform ; constructed either on a spiral plan or in
concentric layers, the chamber cavities occupied to a large extent
by the excessive development of the finely arenaceous cancellated
v?aU3.
Genera, — Cyclammina, Brady ; Loflusia, Brady ; Parkeria,
Carpenter.
Sub-class B. Perforata.
Characlers. — Shell substance perforated by numerous minute
apertures, through which as well as from the main aperture the
protoplasm cnn issue.
Order G. TEXTULARIDEA, Brady.
Characlers. — Testa of the larger species arenaceous, either with
or without a perforate calcareous basis ; smaller foi-ms hyaline and
eonspicnously perforated. Chambers arranged in two or more
alternating series, or spiral or confused ; often dimorphous.
Fam. 1. Textulauina. Typically bi- or tri-serial ; often bi-
rarely tri-morphous.
Genera. — Talularia Dcfranco ; Curuoltna, D'Orb. ; Vemeiul-
ina, D'Orb. ; Tritaxin, Reuss ; Chrysalieiina, D'Orb. ; Bigciurina,
D'Orb. ; I'aronina, D'Orb. ; Spiroplccla, Khr. ; Qaudrjfina, D'Orb. ;
Vaimtlina, D'Orb.; Claviilina, D'Orb.
Fam. 2. Buliminin'a. Typically spiral ; weaker forms more or
less regularly biserial ; aperture oblique, comma-shaped or some
modification of that form.
Genera.— j9K?mHm, D'Orb.,; Virgtilina,' D'Ovh. ;• B if ariiia,
Parker and Jones ; Bolivina, D'Orb.; Plcuroslomclla, Reuss.' , -
Fam. 3. Casbidulina. Test consisting of a Tcxtularia-like series
of alternating segments more or less coiled upon itself.
Genera. — Cassidulina, D'Orb.; Ehrenbergina, Reuss.
Order 6. CHILOSTOMELLIDEA,' Brady. ,
'CharcuUcrs. — Test calcareous, finely perforate, many-cliambered.
Segments following each other from the same end of the long axis,
or alternately at the two ends, or in cycles of three, more or less
embracing. Aperture a curved slit at the end or margin of the final
segment.
Gener&.—Ellipsoidma, Segaeuza ; Chiloslomella, Reasa ; Alio-
morphina, Beuss.
Order?. LAGENIDEA, Brady.
Characters. — Test calcareous, very finely perforated ;_ either
single-chambered, or cousistingof a number of chambers joined in
a straight, curved, spiral, alternating, or (rarely) branching seiies.
Aperture simple or radiate, terminal. No interseptal skeleton nor
canal system.
Fam. 1. Lagenina. Shell single-chambered.
Genera. — Lugaia, Walker and Boys; Nodosaria, Lamk. ; Lin-
gulina, D'Orb. ; Frondicidaria, Defrance ; Rhabdogonium, Reuss ;
MarginvUna, D'Orb. ; Vagimilina, D'Orb. ; Rimulina, D'Orb. ;
Cri5(;cHaria,Lamk. ; Amphicoryne,?ic:\i\\xmh. ; Lingulinops^s,'S.tMS&;
FlabelUna, D'Orb. ; ^Amphimorphiita, Neiigeb. ; . Dentalinopsis,
Reuss.
Fam. 2. Poltmorphin'IKA." Segments arranged spirally or
irregularly around the long axis ; rarely biserial and alteiTiate.
Genera. —Polyinorphina, D'Orb. ; Dimorphina, D'Orb. ; Uviger-
ina, D'Orb. ; Sagrina, P. and J.
Fam. 3. Ramulinina. Shell branching, composed of spherical
or pyriform chambers connected by long stoloniferous tubes.
Gen\xs.—Ramulina, Rupert Jones.
Order 8. GLOBIGERINIDEA, Brady.
Characters. — Test free, calcareous, perforate ; chambers few,
inflated, arranged spirally ; aperture single or multiple, con-
spicuous. No supplementary skeleton nor canal system. All the
larger species pelagic in habit.
Geaei-n.—Glbbigerina, D'Orb. (Fig. XII. 6) : Orbulina, D'Orb
(Fig. XIL 8) ; Hastigcrina, Wy. Thomson (Fig. XI1..6) ; Pul-
Icnia, P. and J. ; Splixroidina, D'Orb. ; Candeina, D'Orb.
Order 9. ROTALIDEA, Brady.
Characters. — Test calcareous, perforate ; free or adherent. Typi-
cally spiral and "rotaliform" (Fig. XII. 2), that is to say, coiled
in such a manner that the whole of the segments aro visible on the
superior surface, those of the last convolution only on tlie Inferior
or apertural side, sometimes one face being more convex sometimes
the other. Aberrant forms evolute, outspread, acervuline, or
irregular. Some of the higher modifications with double chamber-
walls, supplemental skeleton, and a system of canals. The nature
of this supplemental skeleton is shown in Pig. XII. 2 and 10.
Fam. 1. SpiRiLLiNiNA. Test a complanate, planospiral, non-
septate tube ; free or attached.
Genus. — Spirillina, Ehr.
Fam. 2. Rotauna. Test spiral, rotaliform, rarely evolute, very
rarely irregular or acervuline.
Genera. — Palcllina, Williamson; Cytnbalopora, Way; Discorbina,
P. and J. ; Planorbulina, D'Orb. ; Truncaluliiia, D'Orb. ; Anomal-
ina, P. and J. ; Carpcnteria, Gray (adherent) ; Rupcrtia,
Wallick ; Ptdvinulina, P. and J. ; Rotalia, Lamk. ; Cakarina,
D'Orb. [Shell rotaliform ; periphery furnished with radiating
spines ; supplemental skeleton and canal system largely developed.
■This form is shown in a dissected condition in Fig. XII. 10. Outsulo
and between the successive chambers with fimdy perforated walls
a', a', a* a secondary shcU-substauco is deposited by tho proto-
plasm which has a dill'erent structure. Whilst the successive
chambers with their finely perforate walls (resembling dentine in
structure) aro formed by the ni.Tss of protoplasm issuing from the
mouth of tho last-formed chamber, the secondary or supplemental-
shell substance is formed by the protoplasm which issues through
tho fine perforations of the primary shell substance ; it is not
finely canal iculated, but is of denser substance than tho primary
shell and traversed by coarse canals (occupied by the ]>rotoplnsm)
which make their way to tho surface of tho test (c*, c). In Cal-
carina a large bulk of this secondary shell-substance is deposited
around each chamber and also forms the heavy clubliko spines.]
Fam. 3. Tixo)'okina. Test consi.sting of irregularly heaped
chambers with (or sometimes without) a more or less distinctly
spiral primordial portion ; for the most part without any general
pseudoi>odial aperture.
848
PROTOZOA
[nETlCULARfA,
Gciioia. — Tiuojmnis, Carpenter; Gypsina, Carter; Aplirosiim,
Carter ; Thalamopura, Iv'ocmcr ; Pohjtrcma, Kisso. [Shell para-
sitic, encrusting, or arborescent; snrface areolated, coloured pink
or white, Fig. XII. 9. Interior partly occupied by small chamber.",
arranged iu more or less regular layers, and partly by non-
segmented canal-like spaces, often crowded with sponge-spicules
No true canal system. This is one of the most important types as
exhibiting the arborescent and eucrustii'g form of growth. It is
fairlv abundant.]
iFio. XII.— Perforata. 1. Spiral arrangement of simple chambers of a
Reticulaiian shell. 2. Ditto, ^vith douljle septal walls, aucl supple-
mental sliell-substance (shaded). 3. Diagram to show the mode in
which successively-formed chambers may completely embrace their pre-
decessors, 4. Diagram of a simple straight seiies of non-embracing
chambers. 6. Haslifjcrhia {Globigcriiia) Murrayi, Wyy. Thomson.
n, bubbly (vacuolated) protoplasm, enclosing b, the perforated Globi-
gerina-like sbell (conf. central capsule of Hadiolaria). From the peripheral
protoplasm project, not only flue pseudopodia, but hollow spines of
calcareous matter, which are set on the shell, and have an axis of active
protoplasm. Pelagic; drawn iu the living state. 6. Globiffcrina
buUoidi's, D'Orb., showing the punctiform perforations of the shell and
the main aperture. 7. I'ragiuent of the shell of Globigerina, seen
fl'om within, a)ul highly magnified, a, fine perfor.ations in the inner shell
substances ; b, outer (secondary) shell substance. Two coarser perfora-
tions are seen in section, and one lying among the smaller. 8. Or-
hulina vitivcna, D'Orb. Pelagic example, with adherent radiating
calcareous spines (hollow), and internally a small Globigerina shell. It ii
uncertain whether Oibnlma is merely n developmental phase of Globi-
gerina. a, Orbulina shell; 6, Globigerina shell. 9. Poli/trcma mviia-
ceum, Liu. ; x 1'2. Medilen-anean. i^xiimple of a branched adherent cal-
careous perforate Reticularian. 10. Calcat-ina Spenjteri, Gmel. ; x 10.
Tertiary, ;>icily. Shell dissected -60 as to show the spiial airangement o(
the chambers, and the copious secondary shell substance, o^, fl*, aV
chambers of three successive coils in section, showing the thin primary
wall (finely tubulate) of each ; b, b, b, b, peifurate surfaces of the primary
wall of four tiers of chambers, from which tlie secondary shell substance
has been cleared away; c', c\ secondary or iutermcdiate shell substance
iu section, showing coarse eanaU ; d, section of secondary shell substance
at right angles to c' ; e, tubercles of secondary shell substance on tha
surface ; /,/; club-like processes of secondary shell substance. ' ~
OiiDER 10.- NUiniULINIDEA, Brady.
Characters. — Test calcareous and finely tubulated ; typicanjj
free, many-chambered, and symmetrically spiral. The liighef
modifications all possess a supplemental skeleton, and canal .systeti
of grc.iter or less complexity.
f'am. 1. FusuLiNiNA. Shell bilaterally symmetrical ; chambers
extemling from pole to pole; each convolution completely enclosing
the previous whorls. Shell-wall finely tubulated. Septa single or
rarely double ; no true interseptal canals. Aperture a single
elongated slit, or a row of small rounded pores, at the inner cog?
of the filial segment.
Genera. — Fusidliia, Fisclier ; Schwagerina, JsIoUfer.
Fam. 2. PoLYsTOMELLiNA Shell bilaterally Symmetrical, naulii
loyl. Lower forms without sup(ileinental skeleton or interseptal
canals ; higher types with canals opening at regular intervals along
the external septal depressions.
Genera. — Nonionina, D'Orb. ; PohjstomeUa, Lamai^ck.
Fam. 3. NrMMULtTixA. Shell lenticular or complanate ; lower
forms with thickened and finely tubulated shell-wall, but no inteN
mediate skeleton ; higher forms w ith interseptal skeleton and coiaJ
tilex canal system.
Ocuera. — Archssodisciis, Brady ; Amphistcgina, D'Orb. ; Oper-
culinn, D'Orb. ; Hclerostegina, D'Orb. : Nummulites, Lamarck ;
Assilina, D'Orb.
Fam. 4. Cyclocltpeina. Shell complanate, with thickened
centre, or lenticular ; consisting of a disk of chambers an-anged
in concentric annuli, with more or less lateral thickening of lami-
nated shell substance, or acervuline layers of chamberlcts. Sept»
double and furnished with a system of interseptal canals.
Genera. — Cyclodypetts, Carpenter; OrKtoidcs, D'Orb.
Fam. 5. Eozoonina. Test forming irregular, adherent, aeervK
line masses.
Genus. — Eozoon, Dawson.
Further rcmarKs on the lieticulai-ia.—The name Thalamop^iortJ
pointing to the peculiar tendency which the larger members ot
the group have to form chamber after chamber and so to build np
a complex shell, has been proposed by Hertwig (56) and adopted by
many writers. The old name Foraniinifera (which did not refe<
to the fine perforations of the Perforata but to the large pserido^
podial aperture 'leading from chamber to chamber) has also beeil
extended by some so as to include the simpler Gromia-like forms.)
On tho whole Carpenter's terra Reticularia (62) seems most suitable
for ths group, since they nil present the character indicated. Jt
has been objected that the Radiolaria are also reticniar in their
j>seudopodia, but if ive except the pelagic forms of Reticularia
(Globigerina, Orbulina, &c. ), we find that the Radiolaria are really
distinguishable by their stiffer, straighter, radiating pseudopodia.i
No doubt the Labyrinthulid Clilamydomyxa and the plasmodia of
some Mycetozoa are as reticular in their pseudopodia as tho
Reticularia, but they possess other distinctive features which
serve, at any rate in an artificial system, to separate them.
The protoplasm of the majority of the Reticularia is unknownj
or only very superficially observed ; hence we have made a point of
introducing among our figures as many as possible which show this
essential part of the organism. It is only recently (1876) that
nuclei have been detected in the calcareous-shelled members of th«
group, and they have only been seen in a few cases.
The protoplasm of the larger shell-making forms is known to bo
often strongly coloured, opaque, and creamy, but its minute struc-
ture remains for future investigation. Referring the reader to tho
ligures and their explanation, we would draw especial attention to
tlie structure of the protoplasmic body of Hastigerina (one of the
Glohigerinidea) as detected by the "Challenger natuialists. It
will be seen from Fig. XII. 5 that the protoplasm extends as a rela-
tively enormous "bubbly" mass around the shell which is sunk
witliin it ; from the surface of this " bubbly " (vacuolated or nlveol-
ated) mass the pseudopodia radiate.
Tlie reader is requested to compare this itith Fig. XIII., repre-
senting the "bubbly " protoplasmic body of ThalassicoUa. It then
becomes olr\'ious that the perforated central capsule CK of the latter
holds the same relation to the mass of the protoplasm as does the
central perforated shell of Globigerina (Hastigerina) The extreme
vacuolatiou of the protoplasm in both cases (the vacuoles bcinc
I
ItfADIOLARIA.]
PI a T O Z O A
«49
filled with sea-water accanulated by endosniosis) and the stiff radiat-
ing pseu Jopodia arc directly correlated with the floating pelagic life of
the two organisms. All the Radiolaria are pelagic, and many exhibit
this vacuolation ; only afewoftheReticulariaareeo, and their struc-
tural correlation to that habit has only lately been ascertjiined.
The Reticularia are almost exclusively known by their shells,
which offer a most interesting field for stndy on account of the very
great complexity of form attained by some of them, notwithstand-
ing the fact tliat the animal which produces them is a simpje uni-
ceDuIar Protozoon. Space does not permit the exposition .hero of
the results obtained by Carpenter in the study of the comydex shells
of Orbitolites, Operculina, Nummulites, ic. ; it is essential that his
•work fnlrodnction to the IStxidy of the Fora/minifera (Ray Society,
1862) should be consulted, and in reference to the sandy-shelled
forms the monograph by Brady, in the ChalUngir lifports, vol. ix. ,
1883 ; and it must De sufficient here to point out the general prin-
ciples of the shell-architecture of the Reticularia. Let us suppose
that we have an ever-growing protoplasmic boily which tends to
produce a calcareous shell on its surface, leaving an aperture for the
exit of its pseudopodia. It will grow too large for its shell and
accnmnlate outside the shell. The accumulated external mass may
then secrete a second chamber, resting on the firat as chamber 1
rests oil. «hamber 0 in Fig. XII. 4. By further growth a now
chamber Is necessitated, and so is produced a series following one
another in a straight line, each chamber communicating with the
newer one in front of it by the narrow pseudopodial aperture
^a, a', a*, a'). Now it is possible for these chambers to bo very
Tariously arranged instead of simply as in Fig. XII. 4. For instance,
each newchamoer may completely enclose the last, as in Fig. XII.
3, supposing the protoplasm to spread all over the outside of the
old chamber before making a new deposit. Again the chambers
need not succeed one another in a straight line, but may be dis-
posed in a spiral (Fig. XII. 1). And this spiral may be a flat coil,
or it may be a helicino spiral with a rising axis ; further it may be
close or open. All these fonns in various degrees of elaboration
are exhibited by Miliolidca and various Perforata.
But the Perforata in virtue of their perforate shell-walls introduce
ft now complication. The protoplasm issues not only from the
mouth of the last-formed chamber, but from the numerous pores in
the wall itself. This latter protoplasm exerts its lime-secreting
functions; it gathers itself into coarse branching threads which
remain 'uncalcified, whihst alLaronnd a dense deposit of secondary
or supplemental ehell-substance is thrown down, thus producing a
fcoarsefy canalicular structure. The thickness and amount of this
eecondary shell and the position it may occupy between and around
the chambers of primitive shcU-substance vary necessarily in dif-
ferent genera according to the mode in which the primitive cham-
bers are arranged and connected with one another. C'alcarina is a
fairly typical instance of an abundant secondary shell-deposit (Fig.
Xll. 10), audit is the existence ofstructure resembling the chambciB
of Calcarina with their surrounding primary and secondary shcU-
enbstances which has rendered it necessary to regard Eozoon (41) as
the metamorphosed encru.sting shell of a pre-Cambrian Reticularian.
<The division of the Reticularia into Imperforata and Perforata
which is here maintained has no longer the significance which was
once attributed to it. It appears, according to the researches of
Brady, that it is not po.isible to draw a sharp lino between these
eub-elasscs, since there are sandy forms which it is difficult to
separate fron\. imperforate Lituoliilea and arc nevertheless perforate,
(n fact are "sandy i.somorpha of Lageiia, Nodosarin, Gloliigcrina,
arid Rotalia." It does not appear to the present writer that there
can be any insurmountable difficulty in separating the Lituolidea
into- two groups — those which are sandy isoniorphs of the porcel-
lanous Miliolidca, and those which are sandy i.somorphs of the
hyaline Perforata. The two groups of Lituolidea thus formed
might be placed in their natural association respectively with the
Imperforate and the Perforata.
'1 ho attempt to do this has not been made here, tut the clnssifi-
.'^ation of Brady has been adopted. In Biitschli's Inrgework on the
Protozoa (9) the breaking up of tho Lituolidea is carried out to a
logical conclusion, and its members disjiersed among the Jliliolidia
on the one hand and the various orders of Pcrfor.ita on the other hand.
The calcareous shell-substance of tho Miliolidca being o|iac|ue
«nd whita has led to their being called "Porcellana," whilst the
transparent calcareous shells of the smaller Perforata has gained
for that group the synonym of " Hyalina."
Tho BUoUs of tho calcareous Reticularia and of some of tho
larger arenaceous forms are found in stratified rocks, from tho
PaliEOZoio strata onwards. Tho Clmlk is in places largely com-
posed of their shells, and tho Eoccno Numinulitic limestone is
mainly a cemented mass of tho shells of Nummulites often as
large each as a shilling." The Atlantic ooze is a chalky deposit
consisting laijjcly of tho shells of Globigcrina, &c.
Cl,A.ss VII. BADIOLARU, Ilacckol, 18C3 (63) [rohjcyslina, Ehr.).
Charadlcrs. — Oymnomyxa in wliirh the protoplasmic body of
the dominant amceba phase has the form of a sphere or cone from
the surface of which radiate filamentouff pseudojioiliB, occasionally
anastomosing, and encloses a spherical (liomaxonic) or conc-bliaiwd
(monaxonic) perforated shell of membranous consistence known aa
the central capsule, and probably homologous with the perforated
shell of a Globigerina. Tho protoplasm within the ca])sule (intra*
capsular protoplasm) is -continuous through the pores or apertuiva
of the capsule with tlie outer protoplasm. Kmbedded in the former
lies tho large and specialized nucleus (one or more). Oelatiuoua
substance is frequently formed peripherally by the extracspsuUi
protoplasm, constituting a kind of soft mantle which is penetrated
by the pseudopodia. A contractile vacuole is never present.
Usually an abundant skeleton, consisting of spicules of silica or
of a peculiar substance called acanthin arranged radially or tangeu-
tially, loose or united into a basket-work, is present. Oil globuleti,
pigment, and crystals are found iu gieater or less abundance in
the protoplasm.
In most but not all Radiolaria peculiar nucleated yellow cor-
puscles are abundantly present, usually regarded as parasitic Alge.
Reproduction by fission has been observed, and also in some few
species a peculiar formation of swarm-spores (flagellula?) within the
central capsule, in which the nucleus takes an important part.
All the Radiolaria are marine. The Radiolaria are divided into
two sub-classes according to the chemical nature of their spicular
skeleton, and into orders according to the nature and the disposi-
tion of the apertures in the wall of tho central capsule.
Fio. \1\l.—Thnlaiiieottar'tagica,'n&ti:V<!\; x S5. CE, central caiisnie ;
KP, extracapaulnr protonlasiu ; al. alvcolf, ll'inftl holding Taciioles m th»
, in-otoplaam ainillar to tlioBe of Ilellozo.-*, Pelomyxa, Hafttlgerina, &c.; p»,
p&euilopodia. Tho minute unlettered dots arc tlie "yellow cclie."
SuD-ci.A.'iS I. Silico-Skeleta, Lankcster.
Cliarncltn. — A more or less elabornto basket-work of tangential
and radial elements consisting of secreted silica is present ; in rare
exceptions no skeleton is developed.
OrdkrI. PEHIPYL^A, Hertwig.
CkarMfers. — Silicoskeletal Riidiolarla in which tho central cap-
sule is uniformly perforated all oi-er by fine poie-cnnala ; its form in
that of a' sjihcre (liomaxonic), and to this form the siliceous skeleton
primarily conforms, though it may become discoid, rhabdoid, or
irregular. The nucleus is usually single, but numerous nuclei niv
present in each central capsule of the Polvcyltaria.
Fain. ]. Srii^nmA, Haeck. Spherical Peripvlrea with a sidieri-
cal basket-work skeleton, sometimes surroundccf by a spoiii;y oiiti-r
ski-leton, soiiu'tiuies simple, sometimes composed of many concentric
spheres (never discoid, flattened, or irregular). Tho ccntr.-il . n|>sulc
sometimes encloses a part of tho spherical skeleton, and often is
penetrated by radiating elements.
Genera (selected). —i7/iHi««/i/(/rra, Haeck.; Xiphoxphmrn, llaeck. ;
Stanrosphicra, Haeck. ; liclwsphrcra, Haeck. (Fig. XIV. 14) ; Js-
tro7nma, Haeck. : JIaliomma, Haeck. ; Jelinomma, Haeck. (Fig.
XIV. 17; note tho sphere within sphere, the sniiiUcst lying in the
nunleus, and the whole series of spherical sheila coiinectcd by radial
8|iines) ; jirachnosphiern, llaeck. ; I'lfamnsit/ima, Maeek. ; SjmKjo-,
syJiara, Ilaei-k. (Fig. XVI. 8).
F'am. 2. IJiRtinA, Haeck. Discoid PeripylH}a ; both skeleton,
and central capsule flattened.
Genera (selected). — rinroiUsai.i, Haeck. ; HcliodiKux lUcck.
Spougodisau, Haeck. ; Svongurua, Haeck.
39-30
8r>o
ritOTOZOA
[radiolae;\>
ram. -3. Thalassicollida. Pcnpyltsa devoid of a skeleton, or
with a skeleton composed of loose siliceoua spicules only. Nucleus
siugle ; central capsule and general protoplasm spherical.
Genera (selected). — ThalassicoUa, Huxley (Fig. XIII., Jig.
SIV. 1) ; Thalassosphxra, Haeck. ; PhysctncUinm, Haeck.
Fam. 4. PoLTCYTTARlA. PeripvliBa consisting of colonies of
many central capsules united by their e.ttracapsular protoplasm.
Central capsules multiplying by fission. Nuclei in each central
capsule numerous. Siliceous skeleton either absent, or of loose
spicules, or having the form of a spherical fenestrated shell sur-
rounding each central capsule.
Genera (selected). — CoUosphiera, Miiller (with fenestrated globular
skeleton) ; Sphssrozoum, Haeck. (skeleton of numerous loose spicules
which are branched); Raphidozoum, Haeck. (spicules simple); Col-
ioioum, Miiller (devoid of skeleton, fig. XIV. 2, 3, 4, 5).
^■10. XlV.— Eadiolaria. l. Central capsule of Thalassicolla nudeata,
Huxley, in radial section, a, the lai-ge nucleus (Binnenblaschen); 6,'
corpusculiir structures of the intracapsular protoplasm containing con-
cretions ; c, wall of the capsule (membranous shell), showing the fine
rqdia! pore-canals; d, nucleolar fibres (chromatin substance) of the
nucleus. 2, 3. CoUozoum inerme, J. MuUer. two different forme of
colonies, of the natural size. 4. Central capsule from a colony of
CoUozoum inft-ine, showing the intracapsular protoplasm and nucleus,
broken up into a number of spores, the germs of swarm-spores or fiafellula) ;
each encloses a crj'stalline ro.i. c, yellow cells lying in the extrncapenlar
protoplasju. 5. A sni:ill colouy of CoUuzonm tnenne, ma(;nitled 25
diameters, fl, alveoli (\acuoles) of the extracapsular protoi>lasm ; 6,
central capsules, each coutiiining besides protoplasm a largo oil-;;lobule.
6-13. Yellow cells of various Radiolaria :— C, normal yellow cell; 7, 8,
division with formation of transveise septum ; 9, a niodifled condition
according to Brandt ; 10, division of a yellow cell into four ; 11, amoeboid
condition of a yellmv cell from the body of a dead Spha;rozoon ; 12, a
similar cell in process of division ; 13, a yellow cell the pi-otuplasm <■!
which is creeping out of its cellulose envelope. 14. }tcliosph:i-ya
inemii's, Haeck., living example; x 400. a, nucleus; 6, central capsule ;
c, Siliceous baekef-work skeleton. 15. Two swarm-spores (tiajiellula;)
of CoUozoum, inermf, sat free from such a central capsule as that drawn in
4 ; each contains a crystal h and a nucleus a. 16. Two swarni-spores
of CoUozoum inermf, of the second kind, viz., devoid of crystals, and of
two sizes, a macrospore and a microspore. They have been set free
from central capsules with contents of a ditferent appearance from that
drawniril. a, nuuleus. 17. .dcfinoinma ns/er«an(/iton, Haeck ; x 200;
one of the Peripyla-a. Entire animal in optical section, a, nucleus;
&, wall of the central capsule ; c, innermost siliceous shell enclosed in the
nucleus; ci, middle shell lying within the central capsule ; c-, outer shell
lying in the extr.acapsular protoplasm. Four radial siliceous spines, hold
log the three spherical shells together are seen. The nadial fibrillation of
the protoplasm and the fine extracapsular pseudopodia are to be noted.
19, Amphitonche inessamnsis, Uaeck: x 200: one of the Acauthometridea.
Entire animal as seen living.
Order 2. MONOPYL.SA, Hertwig.
Characters. — Silico-skeletal Radiolaria iu which the central cap-
sule is not spherical bilt monaxonic (cone-shaped), with a siugle per-
forate area (pore-plate) placed on the basal face of the cone ; the
membrane of the capsule is simple, the nucleus single ; the skeleton
is extracapsular, and forms a scatfold-like or bee-hive-lika structure
of monasouic form.
Fro. XV.—En^vrtidium cranioidcs. Haeck; xl50; one of the Xlonopytex
Entire animal as seen in the living condition. The central capsule i£
hidden by the bee-hlve-shaped siliceous shell within which It is lodged.
Fam. 1. Plectida, Haeck. Skeleton formed of siliceous spines
loosely conjoined.
Genera (selected). — Plagiacantka, Haeck. ; FUghiatium, Haeck.
Fam. 2. CyktIda, Haeck. Skeleton a nionaxonic or triradiata
shell, or continuous piece (bee-hive-shaped).
Genera (selected). — Ualicahjplra, Haeck. ; Eucyrtidiu-ni, Haeck.
(Fig. XV.); Carpocanium; Haeck. (Fig. XVI. 3).
Fam. 3. Botei da, Haeck. Inegular forms ; the shell composed
of several chambers agglomerated without definite order ; a single
centra^ capsule.
Genera. — Botri/ocyrlis, Haeck. ; Lilhohotrys, Haeck.
Fam. 4. Spyrida, Haeck. Gemmiuate forms, with shell con-
bisting of two conjoined chambers ; a single central capsule.
Fam. 5. Stei'Hida, Haeck. Skeleton cricoid, forming a single
siliceous ring or several conjoined rings.
Genera (selected). — Acanlhodesmia,, Haeck.; Zygoslephanus,
Haeck. ; Lilhodrcus, Haeck. (Fig. XVI. 1).
Order 3. PH.^ODARIA, Haeck. (Tripylxa, Hertwig).
(?Aarac'«ri. —''ilico-.'skeletal Eadiolaria in which the central
■RADIOLARIA.]
PROTOZOA
85 1
no. XVI.— Radiolaria. 1. Lilhoeiroiur anmitaris, HerhHg; one o( the
Mononylffia. Whoto animaMn the living statu (upticoi section), a, nucleus;
b, wall ot tho central capsule ; c, yellow cells ; d, perforateil area of the
central c.ipe>ilc (.Monopylioa). 2. Ci/ndViiim intrm^, Hertwlg ; one of tho
Monnpyiaea. IJvlnR anlmaL Ad example ot a Wonopyiicon ilcstitute of
•kekton. a, nucleus ; 6, capanlc-w.-iU ; c, yellow cells In the cxtracnpsuhir
protopl.Tsui. S. itarpncmrium diadatmi UaerM. ; optio:il section of tho bco-
hlveahnpo.1 shell to show tho form and position of the prntopl.'wmic hoily.
a, the tri'lobod nucleus ; b, the siliceous shell ; e, oli-glohulcs ; (/, the per-
forate area (pore-iilatc) ot the fX'utral capsule. ■!. Ctytodmulrutn
gramUiininn^ JLieelc.; livin^aniniat, complete ; one of the Trlpyltea, a, tho
characteristic dark pl-..'niunt(ptiico<litim) surrouncting the central capsule b.
The peculiar branchid siliceous skeleton, ronsistliiu of luillow flbres, nncj
the expaatled pseudopodia are seen. 6. ('eutrni capHUle of one of tho
Tpipyl«a, Isolated, showing a, tlic niK-Iout> ; ^.c. the inner end the ouUt
laminiB of tho capsxile-waJl ; d, tho liiief or p*ihir appiiurc; r,r, the two
Becondary apertures. Q^T. Ara-nthotn^rftCUtf^frrfl^i. H-u-ck. 7 shows
the nnimul in optical snctlou, so aa to i^vhihlt th- 'i i ic meeting of
the spines at the contr.U imint aa in lUX .\eui< . r, shnwi the
tranattioQ from tlie tniiuuclear to (he muli: ..iinn I>y the
breaking up of tho larRo nuclonn. a, pnioll ntn i.i . /-, i;m ■ > i ' -r.v v.t'. of
the single nucleus; c, wall of tho contnl cnpsule; ti, extr.ii' , '- ■■ -'Uy
(not protoplu^m); c, peculiar Intracapsidar ynllow eells. •, " /-i-
ep/iBcni utreptceantha, llaock: ; ono i>f the reripylwa* t>ill' .;(.;; . '.k. 1. ion
Dot fjui(e couiplotely ilrnwn on the ilyJit ^ido. rt, the Hi>hertcnl cxtri-
capsular shell (cnmpire Fig. XIV. 17), supporting very large nidlal spines
widch are conneet*!d by a spongy nctworic of siliceous flbl*os. 0.
AuUtiphmra elnjanliinima, Ilaecic i one ot tho rhmodaria. Half of tb»
vplicrical alllceoUB nkelotoa.
capsule has a donble membrane and more than one perforate area,
viz., one chief "polar aperture," and one, two, or more acceesoij
apertures (Fig, XVX. 5). The nucleus is single. Aroitnd th*
central capsule is an abundant dirk brown pi;,'meut (phseodiom of
Haeckel). The siliceous skeleton e.xhibits various sliapes regular
and irrefjular, but is often remarkable for the fact that it isliuilt
up of hollow tubes.
Fam. 1. Pii£OCYSTiDA, Haeck. The siliceous skeleton is either
entirely absent or consists of hollow needles which are disposed
outside the central capsule, regularly or irregularly.
Genera (selected). — A utacantlui, llaeck. ; Tludassoplatida, Haeck.
Fam. 2. Pb.eookomida, Hoeek. The siliceous skeleton consist*
of a single fenestrated shell, which m.iy be spherical, oroid, or often
dipleuric, but always has one or more large openings.
Genera (selected). — ChaUcngaria, Wy. Thomson ; Lilhogromia,
Haeck.
Fam. 3. Ph^eosphjerida. The siliceous skeleton consists of
numerous hollow tubes which are united in a peculiar way to form
a large spherical or polyhedral basket-work.
Genera (selected). — Aulosphssra, Haeck. (Fig. XVI. 9); Aul<h
plcgma, Haeck. ; CannxuMrUha, Haeck.
Fam. 4. PH.ffiocoNCHiDA. The siliceous skeleton consists of two
separate fenestrated valves, similar to a mussel's shells ; often there
are attached to the valves simple or branched hollow tubes of silex.
Genera (selected). — Oonchidium, Haeck. • Cielodendrum, Haeck.
(Fig. XVI. i).
Sub-class II. Acanthometridea, Lankester { = Acanlhino-$l:dda).
Characters. — Radiolaria in which the skeleton is composed of a
peculiar homy . substance known as acanthin (rarely of silica).
The central capsule is uniformly perforate (Peripylsea type). A
divided or multiple nucleus is present in the capsule ; the capsule-
wall is single. The skeleton aJways has the form of spines wliich
radiate from a central- point within the capsule where they are all
fitted to one another. Karely a fenestrated tangential skeleton is
ilso formed.
Fam. I. Acanthonida, Haeck. Skeleton- consisting of twenty
spines of acanthin disposed in five parallel zones of four spines each,
meeting one another at the central point of the organism ; never
forming a fenestrated shell.
Genera (selected). — Acanihxmufra, J. Miiller (Fig. XVI. 6, 7) |
Aslrolonche, Haeck.-; Ampliilonche, Hoeck. (Fig. XIV. IS).
Fam. 2. Diploconida, Haeck. Skeleton a double cone.
Genus unieum. — Diploco7ius, Haeck.
Fam.- 3. Dorataspida, Haeck. The twenty acanthin spines of
the skeleton form bv transverse outgrowths a spherical fenestrated
shell.
Genera (selected). — Stauraspis, Haeck. ; Soralaspis, Haeck.
Fam. 4. Spb.«kocapsida, Haeck. The twenty acanthin spinet
are joined together at their free apices by a simple perforate shell
of acanthin.
Genus unieum. — Sph^erocapsa.
Fam. 5. LiTHoi/Oi'HiDA. Skeleton cf many needles of acanthio
radiating from a single point without definite number or order.
Genera. — Lilholoj^us, Haeck. ; Aslrolopkus, Haeck.
FurOier rernarka cni the Itadiolarici. — It has not been possible in
the systematic. summary above given to enumerate the immense
number of genera which have been distinguished by Haeckel (42) as
tho result of the study of the skeletons of this group. The important
differences in tho structure of tho central capsule of different Endio-
laria were first shown by Hertwig, who also discovered that the spines
of the Acanthometridea consist not of silica but of an organic com-
pound.. In view of this latter fact and of tho peculiar numerical
and architectural features of the Acanthometrid skeleton, it seems
proper to separate them altogetfierfrom the other Radiolaria. Tie
Pcripyliea may be regarded as the starling point of the Radiolai ian
pedijjree, and have given rise on the one hand to tho Acantho-
metridea, which retain the archaic structure cf tho central oafisule
whilst, developing a peculiar skeleton, and on the other hand to
the Monopylica and Phieodaria which have modified tho cansult
but retained the siliceous skuliHon.
PhKodorla.
PBilpyli
Uonopyliea.
AcantliainetrMai.
Arclil-perlpylipa.
RADIOUkni.4.
The occasional tottu abs«ncn of any silieeoas or acanthinciM
skeleton does not njipcar to lie a m-itterof chissilicatory iinpurtan-n
sine* skeletal elements occur 'd close lUi' j of tbnsn vt>rv >cw futni*
852
PEOTOZOa
[R.VDIOI.A.SIA.
which are totally devoid of skeleton. Similarly it does not appear
to be a matter of great significance that some forms (Polycytlaria)
form colonies, instead of the central capsules separating from one
another after fission has occurred.
It is important to note that the skeleton of silex or acanthin
does not correspond to the shell of other Gymnomyxa, which
appears rather to be represented by the membranous central cap-
sule The skeleton does, however, appear to correspond to the
spicules of Heliozoa, and there is an undeniable affinity between
such a form .is Clathrulina (Fig. Vll. 2) and the Spharid Pcnpylsa
(subh as Heliosphtera, Fig. XIV. 14). . The Radiolaria are, however,
a very strongly marked group, deBnitely separated from all other
Gymnomyxa by the membranous central capsule sunkin their proto-
plasm. Their differences inter se do not artect their essential struc-
ture. The variations in the chemical composition of the skeleton and
in the perforation of the capsule do not appear superficially. The
most obvious features in which they differ from one another relate to
tho form and complexity of the skeleton, a part of the organism so
little characteristic of tlie grou{) that it may be wanting aUogethei\
It is not known how far the form-species and form-genera which
have been distinguished in such profusion by Haeckel as the
result of a study of the skeletons are permanent {i.e., relatively
permanent) physiological species. There- is no doubt that very
many are local and conditional varieties of a single Protean species.
The same remark applies to the species discriminated among the
shell-bearing Reticularia. It must not be supposed, however, that
less importance is to be attached to the distinguishiug and record-
ing of such forms because we are not able to assert that they are.
permanent species. .
The ydloio cells (of spherical form, -005 to 0-15 of a millimetre
in diameter) which occur very generally scattered in the extra-
capsular protoplasm of Radiolaria were at one time regarded as
essential components of the Radiolarian body. Their parasitic
nature is now rendered probable by the observations of Cien-
Uowski (43), Brandt (44), and Geddes (45), who have established
that each cell has a cellulose wall and a nucleus (Fig. XIV. 6 to 13),
that the protoplasm U impregnated by chlorophyll which, as in
Diatoms, is obscured by the yellow pigment, and that >. starch-
like substance is present (giving the violet reaction with iodine).
Further, Cienkowski showed, not only that the yellow cells multiply
by fission during the life of the Radiolarian, but that when isolated
they continue to live; the cellulose envelope becomes softened;
the protoplasm exhibits amceboid movements and escapes from the
envelope altogether (Fig. XIV. 13) and multiplies by fission.
Brandt has given the name Zooxanthdla nutricola to the parasitic
unicellular Alga thus indicated. He and Geddes have shown that a
similar organism infests the endoderm cells of Anthozoa and of
gome Siphonophora in enormous quantities, and the former has been
led, it seems erroneously, to regard the chlorophyll corpuscles of
Hydra viridk, Spongilla, and Ciliata as also parasitic Alga?, lor
which he has coined the name Zoochlorella. The same arguments
which Brandt has used to justify this view as to animal chlorophyll
would warrant the creation of a genus " Phytochlorella for the
hypothetical Alga which - has hitherto been described as the
"chlorophyll corpuscles" of the cells of ordinary green plants.
Zooxanthclla nutHcola does not, for some unknown reason, infest,
the Acanthometridea, and it is by no means so universally present
in the bodies of the fiilico-skeleta as was supposed before its
parasitic nature was recognized.
The streaming of the granules of the protoplasm has been observed
in the pseudopodia of Radiolaria as in those of Heliozoa and
Reticularia ; it has also been seen in the deeper protoplasm ; and
granules have been definitely seen to pass through the pores of the
central capsule from the intracapsular to the extracapsular pro-
toplasm. A feeble vibrating' movement of the pseudopodia has
been occasionally noticed. j i •
The production of swarm-spores has been observed only in
Acanthometra and in the Polycyttaria and Thalassicollids, and
only in the two latter groups have any detailed observations bien
made Two distinct processes of swarm-spore production liaye
been observed by Cienkowski (43), confirmed by Hertwig (46)_dis-
tineuished by the character of the resulting spores which are
calfed "crystalligerous" (Fig. XIV. 15) in the one case, and di-
morphous" in tlie other (Fig. XIV. 16). In both processes the
nucleated protoplasm within the central capsule breaks up by a
more or less regular cell-division into small pieces, the details of
the process differing a little in the two cases. In those individuals
which produce crystalligerous swarm-spores, each spore encloses a
email crystal (Fig. XIV. 15). On the other hand in those indi-
viduals which produce dimorphous swarm-spores, the contents ot
the capsule (which in both instances are set free by its natural
rupture) are seen to consist of individuals of two sizes , macro-
snores" and "microspores,'' neither of which contain crystals
(Fie XIV 16). The further development of the spores has not
beS' observed in either case. Both processes have been observed
in the same species, and it is suggested that there is an alternation
of soxasl and asexual generations, the crystalligerous spotea
developing directly into adults, whicli in their turn produce is
their central capsules dimorphous swarm-spores (niacrospores an-i
microspores), » hich iu a manner analogous to that observed in tht
Yoivocineaii Fljgellata copulate (permanently fuse) with oui
another (the larger with the smaller) before proceeding to develop.
The adults resulting from this process would, it is suggested, jiio-
duce in their turn crystalligerous sworin-spores. Unfortunately
we have no observations to support tliis hypothetical scheme of n
life-history. .
Fusion or conjugation of adult Radiolaria, whether preliminary
to swarm-spore-)iroduction or independently of it, has not been
observed— this affording a distinction between them and Heliozoa
and an agreement though of a negative character, with the Reticu
laria. j. .,
Simple fission of the central capsule of adult individuals and
subsequently of the whole protoplasmic mass has been observed in
several instances, and is probably a general method of reproductioc
in the group. ^
The siliceous shells of the Radiolaria are found abundantly in
certain rocks. They furnish, together with Diatoms and Sponge-
spicules, the silica which has been segregated as flint in the Chalk
formation. They are present in quantity (as much as 10 per cent.)
in the Atlantic ooze, and in the celebrated "Barbados earth" <a
Tertiary deposit) are the chief components.
Grade B. CORTICATA, Lankester, 1878 (64).
Characters.— Vjotoioa iu which the protoplasm of the cell-body,
in its adult condition, is permanently dilferentiated into two layers,
an outer denser cortical substance and an inner more fluid medul-
lary substance (not to be confused with the merely temporary
distinction of exonlasm and endoplasm sometimes noted in
Gymnomyxa, which" is not structural but due to the gravitation and
self-attraction of the coarser granules often embedded in the
uniformly fluid protoplasm). . , ^
Since the Corticata have developed from simple Gymnomyxa
exhibiting both amoeboid and flagellate phases of form and activity,
it results (1) that the forms of the body of many Corticata are
traceable to modifications of these primitive forms; (2) that the
young stages of the Corticata are in the lower classes of that group
typical fla.'ellulie or amojbula; ; and (3) that there are certain
archaic forms included in those lower classes whose position there
is doubtful, and which n.ight be with almost equal propriety assigned
to the Gymnomyxa, since they are transitional from that lower grade
to the higher grade of Corticata.
Class I. SPOEOZOA, Leuckart (47) ; Syn. Gregarinida, Auct.
CAara-^frs. — CorticaU parasitic iu almost all classes and orders of
animals imbibing nutriment from the diffusible albuminoids of
their hcsts and therefore mouthless. In typical cases there is
hatched from a chlamydosporo one or more modified nucleate or
non-nucleate flagellula; (falciform young, drepanidium phase)
The flagellula increases iu size and differentiates cortical ami
medullary substance. Fission is common in the younger stages oi
growth. The movements now become neither vibratile nor amtE-
bold but definitely resti-ained, and are best described as "eugle-
noid" (cf Flagellata, Fig. XX. 27, 28). The nucleus is single,
large, and spherical. No contractile vacuole and rarely any vacuole
is present. A size of T:Vth inch may be attained in this phage,
which may be definitely spoken of as the cuglena phase corre-
sponding to the amaba phase of Gymnomyxa. It is usually ot
oblong form, with sac-like contractile wall of cortical substance,
but may be spherical (Coccidiidea) or even aniffiboid (Myxosporidia).
Coniu-'ation, followed directly or after an interval by sporulaticn,
may now ensue. The conjugated individuals (two), or sometimes a
single individual, become encysted. The contents of the cyste now
raptdlv divide (by a process the detailiv-of which are unknown) int^
minute ovoid nucleated (?) bodies; sometimes a portion of the
protoplasm is not converted into spores but may form sporoducts
{<•/•. capillitium of Mycetozoa). Each inece acquires a special
chitin-like colourless coat, and U then a ehlamydospore. Rarely
one spore only is formed from the whole contents of a cyst The
spore-coat is usually thick, and remarkable for processes and other
accessory developments. The included protoplasm-rf the ehlamydo-
spore frequently divides into several pieces before hatching. These
usually, when set free from the spore-coat, have the form ol modified
nucleated fiagelluls, i.e., flagellula? in which the protoplasm is not
drawn out into a thread-like flagellum but exhibits an elongate form,
uniformly endowed ^vith vibratile activity.' With few (if any) excep-
tions, the falciform young thus characterized penetrates a cell of some
tissiie of its host and there undergoes the first stages of its growth
(hence called Cytozoa). In some foi-ms the pre-cystic phase never
escapes from its cell host. In other cases it remains connected wita
the hospitable cell long after it has by growth exceeded by many
hundred times the bulk of its quondam entertainer; often it loses
aU connexion with iU cell host and is earned away to Some other
part of the infested animal before compleUDK Us grojth ana
encysting.
WOUOZOA.]
PROTOZOA
853
The Sporozon are divided iuto four sub-classes, differing trom one
another accordiiii; to the form and development attained by the
euf lena [ihase. We shall place the most highly developed Si-st, not
onTy bei-ause our knowledge about it is most complete, but because
it ia possible that one at least of th« other sub-classes is derived by
degeneration from it-
SuB- CLASS I. Gregarinidea, BUtsclili (9).
Charoiiers.—Siiorozoa. in which the euglena phase is domiuant,
being relatively of lar-go size, elongate in form, definitely shaped,
having contractile but not viscid cortex, and exhibiting often active
nutritional and locomotor phenomena. Though usually if not
iuvariably cell-parasites in early youth, they become free before
attaining adult growth, and inhabit either the body-cavity or the
intestine of their hosts. Mauy spores are produced in the encysted
phase. The spores have an oblong, sometimes caudate coat, and
produce each one or several falciform young. At present only
tuowii as parasites of Invertebrata.
i ^\ 2
)rta. XVII.— Sporozoa. 1,2. ^fonoei/id'iia^Hii, stem; «x 260; from tho tc8tl«
o( the I'larthwonn. Two phases of inovcniont — a rlng-liko contraction
posslnjcaloiiK tho hody from one enil to Ihe other. 3. Inrllvlilii.il of tho
same spectoa which has penetrated in the younn Btano a sperm-cell of tlio
Earthworm, and is now clothed as it were Willi speriiiHtol)lnBlji. 4.
Monocystii magna. A. Schmidt, from the testis of tho Karthwunii 'L. tcrrct-
trit L.) Two Individuals, which are implanted l>y ano eitremlty at b in
two epithelial cells of the rosette of tlie spermatic due*, a, nucleus of trio
Monocystis. 5. Tailed chlamydospores of Moiiocuttit sfnuridui,
Koll 0 Two il. aijUis encysted, spores forming on the surface of the
protoplasm. 7. A similar cyst further advanced in spoic-torniation (see
Fi". .XVIII.). 8. Spore of .'/. aj/i/is. now elongated but still naked,
o nucleus, x HOG. 9. The spore has now encased itself in a uoviculaj
shaped coat. a. nucleus. 10. The spore protoplasm has now diilded
iuto several falciform swarm.spores, leaving a portion of the pr^'toplasui
unused, b, Schneider's residual core. 11. Optical transverse section of
a completed spore, b, Schneider's residual cote. 1'2. ChlaniyJospoi-e
of Klonsia chilonis, pov. sp., from the liver of Chiton (original.) la,
14. Chlamydospore of Jlonocijutis ucmerlis, Koll., liberating _ falcifoi-m
young. 6, Schneider's residue. 15. lHoitocystin pellucida, Koll. (from
Nereis) ; x 130; to show the very thiok cortical Bubstanco and its Ultrilla
tlon (after LanlieBter, 64). Mi. Munocj/stis tximridii, Koll., two iudivi.
duals adhering to one another (a syzygium). For siiores see 6. 17. Jfoiio-
ctislid aphroiUIr, Lankester (55); x 60; remarkable among Monocystids
for its long proboscis resembling the epimeritc of some Septata. 18.
Klossia helicina, Aim. Schn., from the kidney of Htlix hortemia. A singla
cell of the renal epithelium in which a full-grown Klossia is embedded,
a, nucleus of tho Klossia; a\ nucleus of the renal cell. 19. Cyst of
Klossia helicina, the contents brolten up into sphencal chlamydo-
spores. 20. Single spore from the last, showing falciform young and «
Schneider's residue b. 21. The contents of the same spore. ii. A small
renal cell of Helix containing two of the youngest stage of Klossia. 23.
Monocystis sanillata, Leuck., from the intestine of Cai'ttella capitata;
X 100. 24to31. Coccirfiitmooi/br/nf,Leuek.,fromtheliverottlieRaljbif.
—24, adult individual encysted ; '25, the protoplasm ccintiact«il— «,
nucleus ; 26, 27, division into four spores, as yet naked ; 21?, '29, tho spores
haveacquiredacovering, i.e., nrechlaniydospores, and each contains a BinglB
falciform young; 30, 31, two views of a chlamydospore more highly magiil-
fled so as to show the single falciform young (from Leuckart). 32. h louia
octopiana, Aim. Schn., trom Cephalopoda, a, nucleus; b, tyst-niemlirane.
X 200 diam. 33. Single spherical spore of the same ; x 1400 Uinm :
showing numerous falciform young, and b, Sclineidei's residue. 84.
Muzidium LiebcrlmhMi, Butschli, one of the My.\osporidia, from tlie
bladder of the Pike (Eso.x); creeping euglena ph.i.se, showing strongly
lohed amoeboid character (pseudopodia and undifTerenliuted (») coitex) ;
X 00 diam. 35-39. Eimeria falciformis, Eimer sp., from the Mouse :—
35, an adult non-encysted individual inhabiting an epithelial cell of the
intestine of the mouse ; 36, encyste<l pliase ; 37, clear corpuscles aiipcir
in the encysted protoplasm; 38, the protoplasm now forms a singlo
spore containing several falciform young; b, Schneider's residue ; 39,
isolated spore showing falciform young, and b, Schneiders residue.
40. Chlamydospore of Miixobohis ilulleri, Butschli, one of tlie .Alyxo-
sporidia from the gills of Cyprinoid Fishes, a, nucleus; 4, retniigeiit
corpuscle; c, polar body or thread-capsule. 41. A similar chlamydo-
spore which has ejected the filaments from its thread capsules. 42.
Chlamydospore of a Mysosporidium infesting the kidney of Lola riifjarw.
c, polar body (psorosperm of authors). 43, 44. Clilaniydospores fit
a Myxosporidium from the gills of Perca (psorosperm of aullioi-s).
Compare with the tailed chlamydospore of Moiwcyslis sxnuridis, 6. 45
-17. Drepanidium rananim, Lankester, tlie falciform young of on
unascertained Coccidiide infesting the Frog (supposed by Oaulc to be pro-
duced by tho blood corpuscles):— 45, specimen stained by iodine; 40, red-
blood corpuscle of Frog, showing ft, two contained Drepanidia, and o, the
nucleus of the blood conmsde ; 47, living Drepanidium. 48, Chlamy-
dospore of Lieberkuhn's Coccidium of the Frog's kidney, perhaps belong-
ing to the life-cycle of Drepanidium ranarnm. The spore contains
two falciform young (Drepanidia!) and a Schneider's resuliie. 49,
Chlamydospore of Monocyslis Ihalassemx, Lankester, containing nume-
rous falciform young. 60, 51. Sarcacystu llieschrn, Lankester:— 60,
falciform yaiimg escaped from chlamydosporca ; 61, adult eugleua phasa
inhabiting a striated muscle fibre of tho Pig.
Okdee 1. HAPLOCYTA, Lankester.
(7/mracfers.— Gregarinidea in which there is Jiever at any time a
pirtition of tho medullary substance into two or more chambcis.
The euglenoid is always a single contractiio sac with oiio mass c'
medullary substance id which floats tho large vesicular ti'ansnaicut
nucleus. Spores larger than in the next group, each producing
several falcifiirin young.
Genus nnicum.—Monocyslh, Stein, ]8-)8. Tho various generic
Bubdtvisious proposed by Aim. Schneider (48), and accepted by
Biitschli, appear to tho present^writer to have insuflicient characteis,
and serve to comjilicate rather than to organize our knowledge of
the subject. We do not yet know enough of tho sporulation and
subsequent development of tho various nionocystic (Jregarinidcs to
justify the erection of distinct gonera.
ilonoajstis ac/itis, Slein, Fig. XVII. 1, 2, 3, 6, 7, 8, 9, 10, 11,
and Fig. XVI II. is tho type. The other species of Jlonocystis
occur cliiefly (and very commonly) in marine Annelids, Tlatyhel-
minthes, Gephyrren, and Tunicata ; not in Arthropoda, Mollusca,
nor Vertebrata. Tho only definite ditl'ercnccs which they present
of possibly more than suocilic worth, as compared with M. agtlis,
are in tho form of tho chlamydospores, which ate sometimes tailed,
as in M. sienuridis (Fig. X\ [I. 6), and in if. mmerlis (Fig. XVII.
13) and M. sipwuuli, and furlher also certain dilfcrcnccs in tlio
general form, as for in.stance tho onchor-liko If. siigiltitia (Kig.
XV'II. 23), and the ]>rol>oscidiforou5 jV. n;iAroc/i(j« (Fig. XVII. 17).
Tho fine parallel striation of thu culiculo in s^lio siiccies (.V.
Bcrindm, &c.) might also bo mado tho basis of a goiiciic or sub.
generic group.
On the whole it seems best to leave nil tho species for tlio present
in the one genus Monocystis, pending further knowledge. It seems
probable that more than one species (at least two, M. aijilia and .V.
viagna) infest the common Earthworm.
Obdku 2. SfTTATA, Unkcstcr.
CAarfK^rj.— Gregarinidea in which in tho adult tho mcdulliry
substance is separated into two chambers— a smaller anterior (the
854
PROTOZOA
protomerito) and a larger posterior (the deatoraerite), in which li£3
the nucleus. There is frequently if not always present, either in
early growth or more persistently, an anterior proboscis-like appen-
dage (the epimorite) growing from the protomerite. The epimerite
serves to attach the parasite to its host, and may for that purpose
carry hooklets. It is always shed sooner or later. The phase in
which it is present is called a "cephalont," the phase after it has
broken off a "sporont" (see Fig. XIX. 22, 23). The spores are
emaller than in the preceding group, often very minute, and some-
times the cyst is complicated by the formation of sporoducts, and
by a kind of "capiUitium" of residual protoplasm (Fig. XIX. 2).
Spores producing each only a single (?) falciform young.
Geneva.— Gregarina, Dufour ; Hoplorhynchus, "Von Carus.
[The numerous genera which have been proposed at different
times by Hammerschmidt and others, and more recently by Aime
Schneider, apnear to the present writer to be unserviceable, owing
to the fact that our knowledge is as yet very incomplete. A
good basis for generic or family distinctions might probably be
found in the greater or less elaboration of the cyst and the forma-
tion or not of sporoducts. But of the majority of Septata we do
not know the cysts or the history of sporulation ; we merely know
that some have simple cysts with complete sporulation leaving no
residue of protoplasm, and that others form cysts witii double walls
and elaborate tubular ducts, whilst a part of the protoplasm is not
sporulated but forms a capiUitium (Fig. XIX. 2).
Another possible basis for generic division of the Septata may
be found in the characters of the epimerite. This may be present
or absent altogether. It may exist only in the young condition or
persist uutil growth is completed. It may be > simple, short,
elongate, or provided with hooklets. The presence of hooklets on
the epimerite is the only character which at present seems to serve
conveniently for generic distinction. With regard to the other
jioints mentioned we are not sufficiently informed, since we know
the complete history of development from the young form set free
from the spore in only one or two cases. ]
The Septata are found exclusively in the alimentary canals of
Arthropoda (Insects, My riapods, Crustacea, not Arachnida). _.. See
Jig. XIX. for various examples of the group.
ITO. AViii. — Cyst of iloiu>eysli3 agitis', the common Oregarinide of the
Kartliworm ; X 750 diara. ; showing ripe chlamydospores and complete
absence ol any residual protoplasm or other material in the cyst
(original). .. . ,,
; Sub-class II. Oocoidudea, Biitachli (9).
Sporozoa"in which the euglena phase remains of relatively
minute size, of spherical shape and simple <gg-ceU -like structure.
It is not locomotive, but continnes, until the cyst is formed, to
inhabit a single cell'of the host. Many, few, or one single chlamy-
dospore are formed in the cyst. One or more falciform young
escape from each spore, and exhibit active movements (flagellula-
like) leading to a penetration of a tissue-cell by the young Jorm as
in Gregarinidea. Many are parasites of Vertebrata.
Order 1. MOKOSPOEEA, Aim. Schn.
Characlers. — The Whole content of the cyst forms but s single
spore.
Genus unicnm. — Eimeria (in the intestinal epithelium of Triton,
Prog, Sparrow, Mouse, and the Myriapods Lithobiua and GLiiaeris,
f ia. XV IL 35 to 39j.
no. XIX.— Sporozoa (Septata). 1. Gregai^a btattamm, Siebold, from
the intestine of Btaita orientatis ; X 80. A syzygium of two indiyiduwla.
Each animal cousisls of a small anterior chamljer, the protomerite, and »
large posterior chamber, the deutomerite, in whicli is the nucleus a. 2-
Over-ripe cyst of Oregarij^ blattarum^ with thick gelatinous envelop*" e
and projecting sporoducts d. The spores have been nearly all discharged,
but a mass of taem sciU lies in the centre of ttie cyst b. The specimen has
been treated with dilute KHO, and the gi-anuleneontents of the cysf
• dissolved. Around the central mass of spores is -rendered visible the nt-t
work of protoplasmic origin in which the ejected sporfee were embedded
This distinctly resembles in origin and function the capiUitium ot
Myoefcozoa (Tijtr. III.), a, the plasmatic channels leading to the everted
sporoducts ; 6, the still remaining s|)ore« ; c, the proper cyst-wall ; df the
everted sporoducts ; e, the gelatinous envelope. 3. A ripe spore
(cidamydo spore) of Oregarina blattnrmn, a long time after its escape
from the cyst; : '0 diam. '4. Commencing encyetraent of a syzy-
gium of G. blati ^ a, protomerite of one individual ; b, gelatinoue
envelope ; c, pro. -rite of the second individual. 5. Three epithelial
cells of the mid.gut of Biatta orisntaliSy into the end of each of which an
extremely youny Gregarina blattantm. has made its way. 6. Forthei
development of the young Gregarina ; only the epimerite a Is now buried
in the substance of the epithelial cell, and this will soon break off and set the
Gregarina free. It is now a "cephalont"; it will then become a ''sporont."
7. Basal part of an everted sporoduct of Gregarina blattantm, a, grann-
lar-librous mass investing the base of the duct; 6, commencement of the
plasmatic channel in the interior of which the sporoduct was produced a«
an Invaginated cuticular formation before its eversion. 8. Gregarina
tVianUa, E, Yu Ben., from the intestine of the Lobster ; X 150. a, taudeui.
rOROZOA.j
i* R O T O Z O A
855
0. Anterior end ot tho dame more highly maKnlfled. a, protonierite ; 6, Inycr
o( ciifular flhrillto lyinj; below the cutielc ; c, cortical faubstauce of tho
«lcutoiiicrilc ; d, nieilullary 8Uli3taiice of tho deutomcrite. 10. Two
spores o( (^i-egarina gitjantea (alter Butachll), showing the very thick coat o(
tlic epore. 11-15. StaecB Id the Uevelopnient of Gre^anna .7i^an(#a: — 11,
recently escaped from the spore-coat, no nucleus ; 12, still no nucleus,
one vihratile and one motionless process ; 13, the two processes have
divided ; one here dr.iwn has developeil a nucleus ; 14, further growth ;
15, tile dentonieritc commences to develop. ' 16. Cysts of Grfgarina
Cigautea, from the rectum of tho Lobster. The double contents are
elicvcd by Ed. Van Ecncdcn to be due ac'. to conjugation previous to
ency^tnient but to subsc*(uent fission. 17, 18. Grvgaritui loiigicol'is,
Stein, from the intestine of Blaps mortisaga : — 17, cephalunt phase, with a
long 'pt'oboscis-like epiftierite a, attaclied to the protonierite 6 ; IS,
aporont pliase, tlio opimei ilo liaving been cast preliminarily to syzygy and
cncystment.- 19. (Jrfoarina Manieri, Aim. Sclmeider, from the
intestine of Ti^narcfui ktitibTicom, to show the network of anastoraosiiig
fibres beneath the outicle, similar to tho annular flbrillio of G. gigantm
shown in 9. 20. Qregar'na (Hopiorhync/ius) oblvtacanikus, Steijl,
from the intestine of the larva of Agrion. Cephalont with spine-crowned
epimerite a. 2i. ipon's o( Grfgariita oligacanlhtit. 22, i3. Grc^a-
rina (Iloplorbifnchus) Bujardini, Aim. Schneider, from the intestine of
Lithobius/orjicatus :—22, specimen with epimerite a, therefore a "cepha-
lont"; 2a, specimen losing its ejiimerite by rupture and becoming a
"spoiont."
Order 2. OLIGOaPOREA, Aim. Sclin.
Cliaraeteis. — Tht cyst-content develops itself into a definite and
constant but small number of spores
Genus unicum. — Coccidium, Leuck. (in intestinal enithcliuni and
liver of Mammals, and some Invertebrates, Figs. XYlI. 24 to 31).
OitDER 3. POLYSPOREA.
Cliaratkrs. — The cyst-content develops itself into a great num-
ber of spores (sixty or more).
Genus uniunm. — Klossia, Aim. Schn. Three species of Klossia
are found in MoUnsca — viz., in Helix, in Cepbalopods, and in
Chiton. Schneider's genus, Adelea, from Lithobius, appears to
belong here. Kloss (49) discovered the paiasite of the renal cells of
Helix korUHsis represented in-Fig. XVII. 18, 19, 20, 21, and 22;
Schneider that of Cephalopods, Fig. XVII. 32, 83. In Chiton Dr
Tovey has discovered a third species with very remarkable spores,
which are here figured for the first time (Fig. XVII. 12).
Tho Drepauidiuin Hanarum (Fig. XVII. 45, 46, 47), discovered
by Lankester (50) in the Frog's blood, is probably the falciform young
of a Coccidium parasitic in the Frog's kidney, and discovered there
by Lieberkuhn (51). A spore of this Coccidium is shown in Fig.
XVII. 48; whilst in 46 two Drepanidia which have penetrated a
red-blood corpuscle of the Frog are represented.
The Polyspoious Coccidiidea come very close to tho Gregarinide
ecnus Monocystis, from which they may bo considered as being
derived by an arrest of development. 'The spores and falciform
young of the Coccidiidea are closely similar to those of Monocystis,
and the young in both cases penetrate the tissue-cells of their host ;
but in Slonocystis this is only a temporary condition, and growth
leads to the cessation of such "cell'parositism." On the other
hand, growth is arrested in the Coccidiidea, and the organism is
permanently a cell-parnsitc.
Since the parasitism is more developed in the case of a ccll-para-
sito than in the case of a parasite which wanders in the body cavity,
it seems probable that the Coccidiidea huvc been derived from tho
Grcgarinidea rather than that the reverse process has taken place.
SoB-OLAss III. Myioeporidia, Butschli.
Characters. — Sporozoa in which the euglena-phase is a largo
multinucleate aniccba-liko organism (Fig. XVII. 34). The cysts
are imperfectly known, but appear to be simple ; some attain a
diameter of two lines. The spores are highly characteristic, having
each a thick coat which is usually provided with a bifui'cato process
or may have thread cajisules (like ncmatocyste) in its substance
(Fig. XVII. 40, 41, 42, 43, 44).
'The spores contain a single nucleus, and are not known to produce
falciform youug, but in one case have been seen to liberate an
amoebula. The further development is unknown. The ilyxo-
sporidia are paiasitic beneath tho epidermis of the gills and fins, and
in the gall-bladder and urluarv bladder of Fishes, both freshwater
and marine.
Oenon.—Sfi/jndium, Biitschli (Pike, Fig. XVII. 34); Myxoholas,
Riitsohli (Cyprinoids) ; LiUiocysiia, Giard (tne Lamellibranch Echino-
cardium).
Tho Myxosporiilia are very imperfectly known. They present
very close alHnitiesto tlie ilycctozoa, and are to bo regarded as a
connecting link between the lower Gynmoinyxa and tho typical
Snorozoa. Possibly their largo multinucleate anireba phase is a
Plasmodium foiniod by fusion of amtcbuln; set free from spores,
though it Is possible that tho many nuclei aro tho result of a division
of an original single nuclons, preparatory to spoiulation.
Their spores aro nioro elaborate in structure than those of any
other Protozoa, and are more nearly .paralleled by those Of eomo
«pecii's of Monocystis than by those of Mycetozoa, Tho thread-
capsules of the 8|>ores are identical in structure wiUi those of
Hydrozon, and probably servo as organs of attachment, as do tho
furcate processes of the sporo-caso. It is not certain that a definite
cyst is always or ever formed, but as occurs rarely in some Grcgari-
nidea, the spores may be formed in a non encysted amceba form.
Although pseudopodia, sometimes short and thread-like, have been
observed in the amoeba phase, yet it is also stated that a distinction
of cortical and medullary substance obtains.
The " psorosperms " of J. Muller are the spores of MjTcosporidia.
Sub-class IV. Sarcooystidia, Biitschli.
(This division is formed by Biitschli for the reception of Sarco-
cystis, parasitic in the muscular fibres of Mammals, and of Araoebi-
dium, parasitic in Crustacea. Both are very insufficiently known,
but have the form of tubular protoplasmic bodies in which numer-
ous ovoid spores are formed from which falciform young escape.)
Genera. — Sarcocystis, Lankester ; Amtebidium, Cienkowski (52).
Sai-cocystisfFig. XVII. DO, 51, S. Micscheri, Lank.), wasfirstobservcd
by Jlieschor in the striated muscle-libres of the Mouse ; then by
Rainey in a similar position in the Pig, and taken by him for the
youngest stage in the development of the cysts of Ttnvia soHwm ;
subsequently studied by Beale and others in connexion witli tie
cattle-jilague epidemic, and erroneously supposed to have a cansal
connexion with that disease. It is common in healthy butcher's
meat. See Leuckart (47).
Further remarks on tlie Sporozoa. — ^The Sporozoa contrast
strongly with the large classes of Gymnomyxa, the Heliozoa,
Eeticularia, and Radiolaria, as also with the Ciliate and Tentaculi-
ferous Corticata, by their abundaut and rapidly recurrent forma-
tion of spores, and agree in. this respect with some Proteoinyxa,
With Mycetozoa, and some Flagcllata. Their spores are remark-
able for. the firm, chitin-like spore-coat and' its varied shapes,
contrasting with the cellulose spherical spore-coat of Mycetozoa
and with the naked spores of Radiolaria and Flagcllata.
The protoplasm of the more highly developed forms (Gregarini-
dea) in the ouglenoid phase exhibits considerable differentiation.
Externally a distinct cuticle may be present, marked by parallel
mgffi {Monocystis scrpulm) or by fine tubercles (Monocystis sipun-
culi). A circlet of hooks may be formed by the cuticle at one end
of the body. Below the cuticle is sometimes developed a layer of
fibrils running transversely to the long axis of the body (Fig.
XIX- 9 and 19), which have been regarded as contractile, but aro
probably cuticular. Tho cortical layer of protoplasm below these
cuticular structures is dense and refringent and sometimes fibril-
lated (Monocystis pcllucida, Fi". XVII. 15). .It is the contractile
substance of the organism, and encloses the finely granular more
liquid medullary substance. The granules of the latter have been
shown by Biitschli (9) to give a starch-like reaction with iodine,
&c. Probably the protoplasm in which they lie is finely reticulate
or vacuolar, and when the granules are few it is actually seen to be
so. No contractile vacuole is ever present. In Jlyxosporidia the
medullary protoplasm is coloured yellow by hrematoidin derived
from the blood of its host or by afcsorbed bile-pigment, and also
contains small crystals.
The nucleus of the Grcgarinidea is a largo clear capsule, with a
few or no nucleolar granules. It has never been seen in a statd
of division, and it is not known what becomes of it during sporula-
tion, though sporulating Grcgarinidea have been observed with
many minute nuclei scattered in their protoplasm, pr«sumabl}
formed by a breaking up of the single nucleus.
The habit of attaching themselves in pairs which is common in
Grcgarinidea is perhaps a reminiscence of a more extensive forma-
tion of aggregation plasmodia (compare Mycetozoa). Tho term
"syzygiiim" is applied to such a conjunction of two Oregarinidea ;
it is not accompanied by fusion of substance. The formation of
cysts is not connected with this pairing, since tho latter occurs in
young individuals long before cncystment. Also cysts are formed
by single Grcgarinidea, as is always tho case in the non-motile
Coccidiidea.
The oncystment always leads to the formation of spores, but in
rare cases sporulation has been observed in uncncysted Grcgarini-
dea, and it occurs perhaps normally without true cyst-formntipn in
the Jlyxosporidia.
Tho cell-parasitism of tho young Sporozoa, and their (lagcllula-
like (falciform) young and active vihratile movement, are points
indicating affinity witn the lower Gymnomyxa, and especially with
those Proteomyxa, such as Vampyrella and Plasmodiojihora, vrhich
are cdl-paiasites. Indeed it is'i)robable that wo have in this fact
of cell-pnrasitism, and especially of parasitism in animal cells, a
basis for the theoretical awociation of several unicellular organisms.
The Ilaplococcus of Zopf (regarded by him as a Mycetozoon) is
parasitic in tho muscular colls of tho rig, and is probably related
to Sarcocystis. Recently Von Lcndchtold (68) has described in
Australia an amceba-liko' organism as parasitic in tho skin of Sheep,
which will probably be found to bo either a Sporozoon or referabua
lo those parasitic snore-producing I'roteomyJta which are separated
from Sporozoa only by their negative ctiaractera (see previous
remarks on tho negative characters of Protoomyxa).
^ Tho application of tho name "Qrcgarinos" has tometimes been
856
PROTOZOA
[flagei.tata.
made erroneously to external parasitic orgauiems, which, have
nothing in common with the Sporozoa. This was the case ;n regard
to a fungoid growth in human hair — tlie so-called "chignon
Gregarine." The Silk-worm disease known as "pebrine" has also
been attributed to a Gregarine. It seems probable that the parasitic
organism which causes that disease is (as is also the distinct parasite
causing the disease known as " Haccid^zza " in the same animals)
one of the Schizomycetes (Bacteria). No disease is known at
present as due to Sporozoa, although (e.g., the Klossia chitonis)
they may lead to atrophy of the organs of the animals which they
infest, iu consequence of their enormous numbers, i Coccidia and
Sarcocystis are statert to occur in Man.
Class II. FLAGELLATA,' Ehrenberg.
C/inractera. — Corticata in which the dominant phase in .the life-
history is a corticate flagellula, that is, a nucleated cell-body pro-
vided with one or a few large processes of Tibratile protoplasm.
Very commonly solid food partic.es are in()*'ed through a distinct
cell-mouth or aperture in the cortical protupiasm', though iu some
an imbibition of nutritive niatter'by the whole surface and a nutri-
tional process chemically resembling that .of plants (holophytic),
chlorophyll being present, seems to occur. -
Conjugation followed by a breaking up into very numerous minute
naked spores is frequent in some ; as also a division into small
individuals (microgonidia), which is followed by their conjugation
with one another or with big individuals (macrogonidia) and subse-
quent normal growth and binary fission.
Many have a well-developed cuticle, which may form collar-like
outgrowths or stalk-like processes. Many produce either gelatinous
or chitin-like shells (cups or ccencecia), which are connected so as to
form spherical or arborescent colonies ; in these colonies the proto-
plasmic Organisms themselves produce new individuals by fission,
which separate entirely from one another but are held together. by
the continuity, with those already existing, of the new shells or
jelly -houses or stalk-like supports produced by the new individuals.
A single well-marked spherical nucleus, and one or more coutractile
vacuoles, are always present in the full-grown form.
Often, besides ingested food-particles, the protoplasm contains
starch granules (aniyjon nucleus), paramyhim corpuscles, chromato-
phors and chlorophyll corpuscles, some of which may be so abundant
as to obscure the nucleus. One or two pigment spots (stigmata or
so-called eye-spots) are often present at the anterior end of the body.
Sub-class I. Lissoflagellata, Laukester.
Never provided with a collar-like outgrowth around the oral
pole.
Order 1. MONADIDEA, ButschlL
CMrac/cra.— Lissoflagellata of sriiall or very small size and
simple structure ; often naked and more or less amoeboid, sometimes
forming tests. Usually colourless, seldom with chromatophors.
With a single anterior large flagellum or sometimes with two
additional paraflagella. A special mouth-area is often wanting,
sometimes is present, but is never produced into a well-developed
pharynx.
Fam. 1. Rhizomastigina, Biitschli. Simple mouthless forms
with 1 to 2 fiag«lla; either permanently exhibiting a Gymnomyxa-
like development of pseudopodia or capable of passing suddenly
from a firm-walled into a Gymnoniyxa-like condition, when the
flagella may remain or be drawn in. Ingestion of food by aid of
the pseudopodia.
Genera. — Mastigammia, F. E. Schultze; Ciliopfirys, Cienkowski
(65); DimorpJia, Gruber; Aclinomonas, Kent; Trypaywsoma, Gnihy
(parasitic in the blood of Frogs and other Amphibia and Reptiles,
Fig. XX. 21, 22). The Rhizomastigina might all be assigned to
the Proteomyxa, with which they closely connect the gioup of
Flagellata. The choice of the position to be assigned to such a
form as Ciliophrys nuist be arbitrary.
Fam. 2. Cercomonadina, Kent. ' Minute oblong cell-body
which posteriorly may exhibit amoeboid changes. One large
anterior flagellum. Mouth at the base of this organ. Reproduc-
tion by longitudinal fission and by multiple fission producing
spores in tho encysted resting state.
Genera. — Ccrcotnonas, Duj. (Fig. XX. 32," 33); Herpetomonas, S.
Kent; Oikomnnns, Kent { — Monas, James Clark; Pseudospora,
Cienkowski, Fig. XX. 29, 30, 31) ; Ancyromonas, S. K.
Fam. 3. Codoncecina, Kent. Small colourless monads similar
to Otkomonas in structure, which secrete a fixed gelatinous or
membranous envelope or cup.
Genera. — Codonosm, James Clark; Platythieca, Stein.
Fam. 4. Bikcecika, Stein. Distinguished from the last family
by the fact that the monad is fixed in its cup by a contractile
thread-like stalk ; cup usnally raised on a delicate stalk.
Genera. — Bkosaca, J. CI.; Potcriodcndron, Stein.
» Butsclili's work (9) Iii'S been pretty closely foUowed in the diagnosis of the
gi-oups of Flauellata and the enumeration of genera here given.
Fio. -VX.— Flagellata. l. Chlamydmnonas puh'isculua, Ehr. i — Zyifoedmis,
From.): one of the Phytomastigoaa ; free.swiniming individual, a. nucleus;
6, contractile vacuole; c, starch corpuscle: d, cellulose in\estmeDt:
e, stigma (eye-spot). 2. Kesting stage of the same, with fourfold
division of the ceU^ontents. Letters as before. 3. Breaking up of
the cell-contents into" minute biflagellate swarm-apores, which escape,,
and whose history is not further known. 4. Syncrypta voivox, Ehr. ;
one of the Phytomasti-roda. A colony enclosed by a common gelatinous
teste, a, stigma: &, vacuole (non-contractile). 5. Uroglena voivox,
Ehr. ; one of the Monadidea. Half of a large colony, the flagellates
embedded in a common }hl\y. 6. Cklorogonium euchlorum, Ehr. ;
one of the Phytornastigoda. a, nucleus; d, contractile vacuole ; c, starch.
grain; d, eye-spot. 7. Chlorogonium euchlorxtm, Ehr., one of the
Phytornastigoda. Copulation of two liberated microgonidia. «, nucleus;
6, contractile vacuole ; rf, eye-spot (so-ealled). 8. Colony of I)ino6rj/{)n
gerUdaria, Elir. ; x200; one of the Monadidea. &. Uxmato-
i:occu:i patustris, Girod (= Chlamydococcus, Braun, Protococcvs Cohul
one of tlie Phytomastigi>da ; ordinary individual with xidely separated.
test. a, nucleus ; b, contractile vacuole ; c, amylon nucleus (pyreuoid).
10. Dividing resting stage of the same, with eight -fission products in
tlie common test e. 11. A microgoDidium of the samer 12-
Phalanstenum cojistH-tatutn, Cienk., one of the Choanotla^eUata ;,
X 325. Disk -like colony. 13. Buglena -viridis, Ehr.; x 300; one ot
the Euglenoidea. a, pigment spot (stigma) ; 6, clear space ; c, paramyluiu
granules: d, chromatophor(endochroroeplat6K 14. Goniittn pecturate ,
O. F.,MuIler: one of the Phytornastigoda- Colony seen from the flat side.
X 300. a, nucleus ; 6. contractile vacuole ; c, amylon nucleus. 15.
Dinoiif/on tertularia, Ehr. ; one of the MonSdidea. a, nucleus ; b, coa-
V^tAOELLATA.l
PROTOZOA
857
(Jractile Tacuole: e, omjilon-ntipleus ; d, free colourless flfl^pMates, prnbnhly
Slut belonging to l>intfLtr>i>ii ; e, atignia (eye-sput); /, cbromatoptiors.
Id. Pet-anana trtchophorum, Ehr., (one of the EuglenoiUea), creeping
jnilivulual aeen from the back; X 140. n, nucleus; 6, contractile
vacuoles ; c, pharynx ; d, mouth. 17. Anterior end of Ewjlena rtcnj*,
Ehr., in prolllo. a, inoutli ; b, contfactile vacuoles ; c, pharynx ; d, stlpna
<iye.spot): tf, parainyliuu-botly ;/, chloroptiyll corpuscles. 18. Part of
the surface of a colony of VoUox <jiobatQr, L. d'hytomastigoda), showiU;;
the intercellular connective ftlirils. a, nucleus ; 6, contractile vacuole ;
c, aniyluni granule'. 19. Two niicrogouidia of Koffox fjlobator, L. a,
nucleus ; b, contractile vacuole. 20. Ripe asexually produced
daughter-Individual of Votvox vilnor. Stein, still enclosed in the cyst
of the parthcno.gonidiuru. o, young partheno-gonidia. 21, 22.
Trypanosoma sanguifiis, Gruliy ; ohe of the Rhlzomastigiua, from the
blood of Jiana escMlenta. a, nucleus. x 500. 23-20. Repro-
duction of Boilo cautlatus, Duj. (one of the Hetoromastigoda), after Dallin-
ger and Drysdale :— 23, fusion of several individuals (Plasmodium); 24,
encysted fusion-product dividing into four; 2.^», later into eight ; 26, oyst
filled with swarm-spores. 27. Astasia tenax, (). F. Mull. (Proteus) ; one of
the Euglenoidea ; x 440. Individual with the two flagella, and strongly
contracting hinder region of the body, a, nucleus ; b, coutractile vacuole,
close to the pharynx. 28. Tlie same devoid of Hagella. a, nucleus;
c, c, the two dark pigment spots (so-called eyes) near the mouth. 29.
Oifcoinoiiaf termo (Munas t- nno) Ehr. ; one of the Monadidea. a, nucleus ;
A, contractile vacuole ; c, food-ingesting vacuole ; d, food-particle, x 440.
30. The food-particle d haa now l>een ingested by the vacuole. 31.
Oikomonas mutabiUg, Kent (ilonadidea), with adherent stalk, a, nucleus:
b, contractiJe vacuole ; c, food-particle in food vacuole. 32, 33. Cerco-
monas crassicauda, DuJ. (Monadidea), showing two conditions of the
pseudopodium-protruding tail, a, nucleus ; b, contractile vacuoles ; c,
mouth.
FaiM. 5. HETERCMONADtNA, Butsclili. Small colourless or green
monads which possess, besides ono chief flagellum, one or two smaller
parallagella attached near it, often forming colpuies secreting a
common stalk.
Genera.— J/bnos (Ehr.), Stein; Dendromonas, Stein ■. CepJialo-
Vmrnnium, Stein ; Anthophysa, Bory d. Vine. {Fig. XXl. 12, 13);
Dinobryon, Ehr. (Fig. XX. 8 and 15); Epipyxis, Ehr.; Uroglcna,
Ehr. (Fig. XX. 5).
Oedeii 2. EUGLENOIDEA, BiitschlL
Characters. — Generally somewhat large and highly developed
tnonofla<'ellate forms, of mouaxonio or slightly asymmetrical
build. Cuticle present ; cortical substance firm, contractile, and
elastic ; some forms quite siiff, others capable of definite annular
contraction and worm-like elongation. At the base of the flagellum
a small or large mouth leading into a more or less distinct
pharyngeal tube. Near this is always the contractile vacuole.
Rarely a pair of flagella instead of one.
Fam. 1. CcELOMONADiNA. Coloured Euglenoidea, with numer-
ous small clilorophyll corpuscles or-l to 2 large plate-like green or
brown chromatophors. Jlouth and pharynx inconspicuous ; nutri-
tion probably largely vegetal (holophytic).
Genera. — Caslomonas, Stein ; Gonyoslamum, Dies. ; Vacuolaria,
Cienk. ;' Microgloia, Ehr. ; Chromulina, Cienk. ; Cryploglcna, Ehr.
Fam. 2. Euglknixa, Stein. Body monaxonic, elongated, hinder
«nd pointed. Spirally striated cuticle. A fine mouth-aperture
leads into the well-developed tubular pharynx. Flagellum usually
single, sometimes paired, often cnst off. Near the pharynx is the
"reservoir" of the contractile vacuoles and several of the latter.
A single (sometimes two) stigma or colour-speck near tlio same
spot. Chromatophors nearJy always present, generally brijjht
<;i«en. A laige nucleus in the middle of the body. Multiplication
by longitudinal fission. Encysted condition and attendant fission
imperfectly studied. Copulation dpubtful.
Genera. — (rt) With flexible cuticle -.—Euglcna, Ehr. (Fig. XX. 13,
17; this is probably Piipstlcy's "green matter," from which ho
obtained oxygen gas ; though ono of the very commonest of all
Protozoa, its life-history has yet to be worked out) ; Colacium,
Ehr.; Eutreptia, Pcrty.
(6) With stiff, sheiMiko cuticle : — Ascoglena, Stein ; Trachela-
iKonas, Ehr.; Lcpocinclis, Verty; Fhactis, Nitzsch.
Fam. 3. Menoidisa, Biitschli. Similar to the Englenina, but
devoid of chlorophyll, a deficiency connected with the saprophytic
uiodc of life. Stigma always absent.
Genera. — (n) With flexible cuticle : — Astasiopsis, Biitschli : A$la-
9ioden, Biitschli.
(ii) With stiir cuticle and non-contractile body : — Monoidium,
Terty ; Atrncioiiewa, Stein : lihabdomonas, Fresenius.
fam. 4. Peranemina. ^'°ry contractile (motubolic) colourless
Euglcnoi Is. Mouth and pnarynx largo ; inception of solid nutri-
inent certainly obscned.
Genera.— /'«r,«!<;)/m, Duj. (Fig. XX. 16); Thceohm, Meresch.
Fam. 5. Petalomonadina. Colourless, non-metabolic forms.
Mouth opening at the lm-.e of the single largo flagellum.
Genera. — Petalomonas, Stein.
Fam. 6. Astvsina. Colourless, metabolic, or stiff Euglcnoids,
diffoiing from the rest in having a small or largo paraflagellum in
addition to tlio chief one Nutrition partly saprophytic partly
animal.
Geneia.—Atlaala, Ehr. emend. Stein (Fig. XX. 27, 28) ; JJeUro-
H'lnn, Vu]. ; Zngoeclmis, Puj. ; i^plunrmenoM. Stoin ; Tropido-
*C!j;>Ims, Slcln.
1 !)—:{( \«
Ouder 3. HETEROMASTIGODA, Butschli.
Characters. — Small and large monads. Naked and even amoeboid
or with stiff cutiole. Two flagella at the anterior end differing in
size : the smaller directed forwards subserves the usual locomotor
function ; the larger is directed backwards and trailed, without
movement. Sometimes two backwardly directed flagella are present.
Always a mouth and animal nutrition. Always colourless.
Fam. 1. BoDONlNA, Biitschli Size of the two flagella not very
difl'erent.
Genera.— 5odo, Ehb. emend. Stein (Fig. XX. 23 to 26, and Fig.
XXI. 10 ; the hooked monad and the springing monad of D^l-
linger and Drysdale (66) ; Heteromila of Dujardiu and Kent);
Phyllomitus, Stein ; Colponema, Stein ; Dallingeria, Kent ; Tri-
mastix, K«nt.
Fam. 2. Anisonemina, Kent. Large forms with cuticle ; differ-
ence of the two ilagella considerable, llouth. nharyni, and animal
nutrition.
Genefa. — Anisonema, Duj. • Entosivhon, Stein.
Order 4. ISOMASTIGODA, Butschli.
Characters. — Small and middle-sized forms of monaxonic rarely
bilateral shape. Fore-end with 2, 4, or seldom 6 equal-sized and
similar flagella. Some are coloured, some colourless ; naked or
with strong cuticle or secreting an envelope. Mouth and pharynx
seldom observed ; nutrition generally holophytic {i.e., like a green
plant), but in some cases, nevertheless, holozoic {i.e., like a typical
animal).
Fam. 1. Amphimonadina. Small, colourless, biflagellate Iso-
mastigoda.
Genera. — Amphimonas, Xynj. {1 Pseudospora, Cienk.),
Fam. 2. Spongomonadina, Stein. Small colourless oval forms
with two closely contiguous ilagella. Chief character in the union
of numerous individuals in a common jelly or in branched gelatinous
tubes, the end of each of which is inhabited by a single and distinct
individual.
Genera. — Spongomonas, Stein ; Cladomonas, Stein ; Ehipido-
monas. Stein.
[Group Phytonmstigoda, Biitschli. The following three families,
viz., Chrysomonadina, Chlamydomonadina, and Volvocina, are so
closely related to one another as to warrant their union as a s»i,i-
order. They are typical Isomastigoda, but have chlorophyll
corpuscles and holophytic nutrition with correlated deficient
mouth and pharynx. They are usually regarded by botanists as
belonging to the unicellular Alga;.]
Fam. 3. Chkysomonadin.*, Biitschli. Single or colony-forming ;
seldom nn envelope. Splierital free-swimming colonies may b«
formed by grouping of numerous individuals around a centra.
With two or rarely one brown or greenish brown chromatophors
a stigma (eye-speck) at the base of the flagella.
Genera. — Slylochrysalis, Stein; Chrysopyxis, Stein; Nephrosel-
mis, Steiu ; Synura, Ehr. ; Syncrypta, Ehr. (Fig. XX. 4).
Fam. 4. Chlamydomonadina. Fore-end of tne body with two
or four (seldom five) flagella. Almost always green iu consequence
of tho presence of a very largo single chromatophor.. Generally a
delicate shell-like envelope of meinbranous cousistenco. 1 to 2
contractile vacuoles at the base of tho flagella. Usually ono eye.
speck. Division of the protoplasm within tho envelope may pro.
duce four, eight, or more now individuals. This Inay occur in the
swimming or in a resting stage. Also by more continuous fission
microgonidia of various sXzea aro formed. Copulation is fiequeiiL
Genera. — Hymenomonas, Stein; Chlorangium, Stein; Chloro-
gonium, Ehr. (Fig. XX. 6, 7) ; Polytoma, Ehr. ; Chlamydomonaa,
Ehr. (Fig. XX. 1, 2, 3); Ilsemalococcus, Agardh { — Chlamydo-
coccus, A. Braun, Stein ; Protocoams, Cohn, Huxley and Martin ;
ChlamydoTtioAas, Cienkowski); Carteria, Diesing; Spoitdylomonim,
Ehr. ; Coccomonas, Stein ; Phacotiis, Pijrty.
Fam. '5. Volvooina. Colony-building Phytomastigoda, the cell-
individuals standing in, structure between Chlamj'domonas and
Haimatococcus, and always billngellate. The number of individuals
united to form a colony varies very much,, as does tho shape of the
colony. Reproduction by the continuous division of all or of only
certain individuals of tho colony, resulting in the production of»
daughter colony (from each sucn individual). In some, probably
in all, at certain times copulation of the individunls of distinct
sexual colonies takes place, without or with a dilfcrontiution of the
colonics and of tho copulating cells as male ond female. The
result of tho copulation is a resting zygos]>ore (also called zvgote cr
oo-spermos])oro or fertilized egg-cell), which after a time JovcIoim
itself into ono or more now colonies.
Genera.— Oort/Km, O. F. Miillor (Fig. XX. 1<) ; Strphanotphara,
Cohn ; Pandnrina, Borv do Vine. : Eudorina, Enr. ; ' Volvox,
Ehr. (Fig. XX. 18, 20).
[The sexual reproduction of tho colonies of the Volvocina is one
of tho most important phenomena presented by the Protozoa. lo
Bomo families of FlagellatafuU-giown individnala beoomo amoeboid,
fuse, oncyst, and then break up into flagellate spores which develop
858
PROTOZOA
[PLAGELLATA.
■imply to the parentnl form (Fig. XX. 23 to 26). , In the
Cblamydomonai'.iim ;i, single adult individual by division produces
■mall individuals, so-called "microgonidia." These copulate with
one another or with similar microgonidia formed by other adults
(as in Ghlorogoniuiu, Fig. XX. 7); or more rarely in certain
genera, a microgouidium copulatoa with aa oiJirmry individual
(macrofjoibiiliuia). The result ia either case is a "zygote," a cell
formed by fusion of two which divides in the usual way to produce
new individuals; The microgonidinm in this case is the maje
element and equivalent to a spermatozoon ; the macrogonidium ia
the female and equivalent to an egg-cell. The zygote is a fertilized
egg-cell, or oo-spermospore. In the colony-building forms we find
that only certain cells produce by division microgonidia ; and,
regarding the colouy as a multicellular individual, we may consider
these cells as testis-cells and their microgonidia as spermatozoa.
In some colony-building forms the microgonidia copulate with
ordinary cells of the colony which, when thus fertilized, beconic
encysted as zygotes, and subsequently separate and develop by
division into new colonics. In Volvox the macrogonidia are also
epecially -formed cells (not merely any of the ordinary vegetative
cells), so that in a sexually ripe colony we can distinguish egg-
cells as well as sperm mother-cells. Not only so, but in some
instances (Eudorina and some species of Volvox) the colonies which
produce sexual cells can not merely be distinguished from the
asexiisl colonies (which reproduce parthenogenetically), but can be
distinguished also inter se into male colonies, which' produce from
certain of their constituent cell-units spermatozoa or microgonidia
only, and female colonies which produce no male .cells, but only
macrogonidia or egg-cells which are destined to be fertilized by
the microgonidia er spermatozoa of the male colonies.
The differentiation of the cell-units of the colony into neutral or
merely carrying cells of the general body on the one hand and
•special sexual cells on the other is extremely important. It places
these cell-colonies on a level with the Enterozoa (Metazoa) in
regard to reproduction, and it cannot be doubted that the same
process of specialization of the reproductive function, at first com'
ajon to all the cells of the cell-complex, has gone on in both
cases. The perishable body which carries the reproductive cells is
nevertheless essentially dilierent in the two cases, in the Tolvocina
being composed of equipollent units, in the Enterozoa being com-
posed of units ('.istributed in two physiologically and . morphologi-
cally distinct Ixyers or tissues, the ectoderm and the endoderm.
The sexual reproduction of the Vorticellidse may be instructively
compared with that of the Phytomastignda ; see below.]
tarn. 6. Tetramitina. Symmetrical, naked, colourless, some-
what amoeboid forms, with four flagella or threeand an undulating
membrane. Nutrition animal, but mouth rarely seen.
Genera. — Oollodictyon, Carter; Tetranvitus, Perty (Fig. XXI.
11, 14 ; calycine monad of Dallinger and Drysdale (66)) ; Monocerco-
moiuxs, Grassi ; Tricliomonas, Doun^ ; TTichomastix, Bloehmann.
Para. 7. PoLTMASTiaiif A. Small, colourless, symmetrical forms.
Two flagella at the hinder end of the body and two or three on eaeh
■iide in front. Kutrition animal or saprophytic.
Gonera. — ffexamiMis, Duj. (Fig. XXI. 5) ; Mcgastoma, Grassi ;
PohjmasHx, Biitschli.
Fam. 8. TiiEPOMOMADrNA, Kent. As Polymastigina,' bnt the
lateral anteriorflagella are placed far back on the sides.
Genera. — Trepomonas, Duj., described recently without name by
Dallinger (67).
Fam. 9. Cp.TPTOMONADfiTA. Coloured Or colourless, laterally
compressed, asymmetrical forms ; with two very long anterior
flagella, placed a little on one side springing from a deep atrium -
like groove or furrow- {(f. Dinofiagellata and Noctiluea, to which
these forms lead).
Genera. — Oyoihomanas, From. ; Chilomenas, Ehr. ; Cryptormmas,
Ehr. ; Oxyrrhis, Dnj.
Fam. 10. LoPHOMONAriNA. AtnftofnumeroHsflagellaanteriorlv.
Genus. — LophomoTias, Stein (Fig. XXI. 9, connects the Flagel-
Ia.ta with the Peritrichous Ciliata).
Suh-class II. Choanoflagellata, Saville Kent.
Fliigellata provided with an upstanding collar surrounding the
SBteriar pole of the cell from which the single flagellum springs,
identical in essential structure with the "collared cells " of Sponges.
Single or colony-building. Individuals naked (Codosiffa), or inhabit-
ing each a cup (Salpingosca), or embedded in a gelatinous common
iavcstmeut (Prolerospoitgia).
Order 1. NUDA, Lankester.
CAararf«ra. -individuals naked, secreting neither a lorica (cup)
nor a gelatinous envelope.
Genera.^— J/bmosif/d, S. Kent (solitary stalked or sessile) ; Codo
iga, James Clark (united socially on a common stalk or pedicle,
/ig. XXI. 3, i) ; Astrosiga, S. Kent ; Desmarclla, S. Kent.
Oedee 2. LORICATA, Lankester.
Cmtraeierf, — Each individual collarcd-cel' unit secretes a boiHT
or sheik
Fro. XXI.— Flagellata. I. Sslpingoeea fusiforinis, S. Kent ; one of &ir
Choanoflagellata. The protopKisraio body ib drawn together within the
goblet-sliaped shell, and divided ioto nuintrous sporea.. x 1500, 2.
Escape of the spores of the same as monoilagellate and swarm-spores.
S. Cudosisja umbellaia, Tatem; one of the Choanotlageliata ; adult colony
formed by dichotcwions growth ; x 625, 4. A single zooid of the same ;
X 1250. a, nucleus ; &, contractile vacuole ; c, the characteristic '^collar*
formed by cuticle on the inner face of which is a most delicate network ot
naked streaming protoplasm. R. Hexamita infiata, Duj. ; one of the
Ispmastigoda ; x 650 ; normal adult; Bhowinpa. nucleus, and 6, contrac-
tile vacuole. 6,7. Srtij^in^opfiaflfT^o^rtfrt.S. -Kent; oneof theChoano-
flagellata; — 6, with collar extended: 7, w'ith collar retracted within th*
stalked cup, o, nucleus; &, contractile vacuole. 8. Polytoma uvflUt,
Mull, sp. ; one of the Phytomastigoda. o, nucleus ; &, contractile vacuole.
X SOO, 9, Lophomonas blatiarum, Stetn ; one of the Isomastigoda,
ijomthe mtestiue of Blatta OTientatis. a, nuclens. 10, Bodo leng^ Mull, f
one of the Heteroraaatigoda; x 800. a, nucleus; &, contractile vacuole ;
the wavy filament is a ti.agellnm, the straight one is an immobile trailing"
tliread. ll.Tetramitussulcatus,Steia; ono of the Isomastigoda ; x430.
a, nucleus; 6, contractile vacuole. 12. Anthophysm vgetaiviy O. F.
MUller ; oneof the Monadidea; x 300. A typical, erect, shortly-branchintf
colony atock with foiu- terminal mortad-clustera. 13, Monad cluster of
the same in optical section ( :< 800), showing the , relation .of tbe
individual monads or flagellate zooids to the stem a. ' 14, Tetramitxt*
rostratus, Perty ; one of the Isomastigoda ; x 1000. a, nucleus ; 6, con-
tractile fAC&c^a. ■ L^ Protsroaponfiia Haeckeli, Saville Kent : one of
trie Choanoflagellata; x SOu. a soeisl colcoy of about forty flsgi'lijite
9kMii. a, nucleus; b, contractile vacnole; c, aI:^Uai^^5l zooid hk-iIc
DIKOFLAGELLATA.]
PROTOZOA
859
wKhin tho common jelly or test (compared Iflr S. Kent to tho mcBoderm-
cells o£ a sponge-colony) ; d, bimilar zooid multiplying: by transverse
Kitsion ; e, noilnal zooida with thvir collars contracteil ; /, hyaline mucila-
Klnous common test or »iotIi»*ciuni ; ^, iii-iividual contracted and dividing
Into minnte flagellate apores (microgoniaia) comparable to the spcrmato-
foa of a Sponge.
Gcaen.—Sttlpingaca, Janies Clark. (sedentary, Fig. XXI. 6, 7) ;
Lageiueca, S. Kent (free swimming) ; Polyceea, S. Keut (cups united
socially to form a branching zocccinin as iu Diuobryon).
Obdee 3. GELATrSIGERA, Lankcster.
Tho cell-units secrete a copious gelatinous iuTestment and form
laiin colonies.
Genera. — Phalanstenum, Clenk, (Fig. XX. 12) ; Proterospangia,
aaville Kent (Fig. XXl. 15).
{The Cboanoflagellata were practically discovered by the Amcri-
caa naturalist James Clark (68), who also discovered that tlie ciliated
chambers of Sponges are lined by collared cells of the same peculiar
itructure as the individual Choanofiagcllata, and hence was led to
.-ejpird the Sponges as colonies of Choanoilagellata. Saville Kent
(66) has added much to our knowledge of the group, and by his
diseovery of Proterospongia (see Fig. XXI. 15, and description)
has rendered the derivation of the Sponges from the Flagellata a
tenable hypothesis.]
^rther remarks on the Flagellata. — Increased attention has
1)een directed of late years to the Flagellata in consequence of the
researches of Cienkov.ski, Butschli, James Clark, Savilla Kent, and
fUtMD. Tljey present a very wide range of structure, from tho
simple amc&boid forms to the elaborate colonies of Volvox and
Proterospongia. By some they are regarded as the parent-group
of the whole of the Protozoa ; but, whilst not conceding to them
this position, but removing to the Proteomyxa those Flagellata
which would justify such a view, we hold it probable that they are
the ancestral Krotm of the mouth-bearing Cortieata, and that the
(Xliata and Dinonagellata havo been derived from them. One
general topic of importance in relation to them may be touched on
pare, and that is tne nature of the Hagellura and its movements.
Speaking roughly, a ftagellura may be said to bo an isolated filament
of-vibratilij protoplasui, whilst a cilium is one of many associated
filaments of tho kind. The movement, however, of a flhgellum is
not the same as that of any cilium ; and the movement of all
llagella is not identical. A ciiiura is simply bent and straightened
llternately, its substance probably containing, side by side, a con-
tractile and an elastic fibril. A tlagellum exhibits lashing move-
ments to and fro, and is thrown into serpentine waves during theBe
movements. But two totally distinct kinds of llagella are to be
distinguished, viz., (a) the puleellum, and ifi) the tractellum. An
example of the pulsellum is seen in the tail of a spermatozoon which
drives the body in front of it, as does the tadpole's tail. Such
a "pulsellum" is the pause of the movement of the Bacteria. It
i»never found in the Flagellata. So little attention, has been paid
to this fact that affinities are declared by recent writers to exist
■■-jtween Bacteria and Flagellata, The flagellum of the Flagellata
is totally distinct from the pulsellum of the Bacteria. It is carried
in front of the body and drn\v8 the body after it, being used as a
man iwes his arm and hand when swimming on his side. Hence
it may bo distinguished aa a "tractellum." Its action may bo
beat studied in some of the large EugUnoidea, such aa Astasia.
Here it is stiff at the base and is carried rigidly in front of tho
suimal, but it.s terminal third is reflected and exhibits in this
reflected condition swinging and undulatory movements tending to
propel the reflected part of tlie flagellum forward, and so exerting a
traction in that-direotion upon the -whole animal. It is in this way
(by reflexion of its extremity) that the flagellum or tr.actellum of
tho Fhi{,'cllnta also acta so as to impel food-particles against the base
of the flagellum where the oral aperture is situated.
Many of the Flagellata are parasitic (some haimatozoic, see Lewis,
70); the majoiity live in tho midst of putrefying organic matter in
sea and fresh waters, but are not known to be active as agents of
putrefaction. Dallinger and Drysdalo havo shown that the spores
of Bodo and others will survive an exposure to a higher tempera-
ture than do any known Schizomycutcs (Bacteria), viz., 2.')0' to
300° Fahr., for ten minutes, although the adults are killed at 180°.
Class III. DINOFLAGELLATA, BUtschli.
Charnrters. — Corticate Protozoaof a bilaterallyaf vrnmetrical form,
sometimes flattened from back to ventral fiurf.ioe (Diplopsalis,
Glenodinium), sometimes from the front to tho himkr region
(Ceratiiim, Peridinium), sometimes from right to left (I'inophysis,
Amphidinium, Piorocentrum) — the anterior region and ventral
surface being determined by tho presence of a longitudinal groove
and a large flagellum projecting from it. In all except tho genus
Piorocentrum (Fig. XXII. C) there is aa well as a longitudinal
groove a transverse groove (hence IliiiilVr.a) in which lies horizon-
tally a second flagellum (Klehs and Butschli), hitherto mistaken for
a girdle of cilia. Tho transverse groove lies either at the anterior
end of the body (Dinophysis, Fig. XXII. 3, i ; Amphidiuium) or
at the middle. In Oymnodinium it takes a spiral cotme. in
Polykrikos (a compound mctimeric form) there arc eight indepen-
dent transveree grooves.
The Dinollagellata are either enclosed in a outicular sliell
(Ceratium, Peridinium, Dinophysis, Diplopsalis, Glenodinium,
i'roroccntrum, ic. ) or are naked (Gymnodinium and Poljkrikos).
The cuticular membrane (or shell) consists of celluloso or of a
similar substance (c/. Labyrintluilidea) and not, as has been sup-
posed, of silica, nor of chitin-liko substance ; it is either a simple
cyst or perforated by pores, and may be built up of separate plaics
(Fig. XXII. 10).
The cortical protoplasm contains trichocysta in Polykrikos.
Tho medullary protoplasm contains often chlorophyll and also
diatomiii and starch or other amyloid substance. In these cases
(Ceratium, some species of Peridinium, Glenodinium, I'roroccntrum,
Dinophysis acuta) nutrition appears to be holophytic But in
others (Gymnodinium and Polykrikos) these substances are absent
and food-particles are found in tho medullary protoplasm which
havo been taken in from the exterior through a mouth ; in these
nutrition is holozoic. In others which are devoid of chlorophyll
and diatomin, &c., there is found a vesicle and an orifice connected
with the exterior near the base of the flagellum (cf, Flagellata) by
which water and dissolved or minutely granular food-matter is
introduced into the medullary protoplasm {Proloperidinium peltu-
cidum, Peridinium diverge^is, Diplopsalis Uniicula, Dinophysis
Ixvis). It is important to note that these divergent methods of
nutrition are exhibited by ditierent species of one and the same
genus, and possibly by individuals of one spegies in successive
phases of gi'owth (?).
No contractile vacuole has been observed in Dinoflagellata.
The nucleus is usually single and very large, and has a peculiar
labjTinthino arrangement of chromatin substance.
Transverse binary fission is the only reprodnctivo process as yet
ascertained. It occurs either in the free condition (Fig. XXII. 2)
or in peculiar horned cysts (Fig. XXII. S). Conjugation lias been
observed in some cases (by Stsin in Gymnodinium).
Mostly marine, some freshwater. Many are phosphorescent
The Dinoflagellata are divisible into two orders, according to the
presence or absence of the transverse groove.
Ordek 1. ADINIDA, Bergh.
Characters. — Body comrressed laterally ; both longitudinal anti
transverse flagellum placed at the anterior pole ; a transverse groove
is wanting ; z- cuticular shell is present.
Genera. —ProrocCT^rum, Ehr. (Fig. XXII. 6, 7); Exuviella,
C\an\ii(= Dinopyxis, Stein; Cnjptomonas, Ehr.).
Order 2. DINIFERA, Bergh.
Characters. — A transverse groove is present and usually a longi-
tudinal groove. The animals are either naked or loricate.
Fam. 1. DiNOPHYiDA, Bergh. Body compressed ; the transversa
groove at tho anterior pole ; the longitudinal groove present ;
longitudinal flagellum directed backwards ; loricate.
Genera. — Dinophysis, Ehr. (Fig. XXII. 3, 4); ytmphidinium,
CI. & L. ; AmphisoUnia, Stein ; Hislioneis, Stein ; Cilharistci,
Stein ; Omithocercus, Stein.
Fam. 2. Peridin'id.^, Bergh. Body either globular or flattened ;
transverse groove nearly equatorial ; longitudinal groove narrow or
broad ; loiicato.
Genera. — Protoperidinivm, Bergh; Peridinium (Ehr.), Stein
(Fig. XXII. 1, 2); Protoecratium, Bergh; Ceratium, Schi-ank (Fig.
XXII. 15); Diplopsalis, BergK ; Glenodinium, Ehr.; lltlerocapaa,
Stein ; Gonyaulax, Dicsing ; Goniodoma, Stein ; Blcpharocysla,
Ehr. ; Podolampas, Stein ; Aviphidomti, Stein ; Oxrilorum, Stein ;
Ptychodiscus, Stein ; Pyrophacus, Stein ; Ceralocorya, Stein.
Fam. 3. Gymkodinida, Bergh. As Feridinida but no lorica
(cuticular shell).
Genera. — Gymnodinium (Fig. XXII. 6), Stein ; Ilemidiniuvi,
Bergh.
Fam. 4. Poltdinida, Biitschli. ' As G}'innodinida, but with
several indouendcnt transverse grooves.-
Genus. — Polyh:ikos, Biitsclili.
Further Kemarks on the DinoJl,igr.llata.'—TK\s small group is at
the moment of the printing of the present article receiving a largo
amount of attention from llcrgh (81), Klcbs (83), and Biitschli (82),'
and has re<-eutly been greatly extcndeil by the iliscovcrics of Stoin
(80), — the lust work of tlic great illustrator of the Ciliate Protozoa
before his death. The constitution ol the rcll-wnll or outiclo from
cellulose, as well as the presence of chlorophyll and diatomin, and
the holo|ihylic nutrition of many foi-ms recently demonstrated by
Bergh, has led to tho suggestion that tho Dinollagellata are to bo
regarded as plants, and allied to the Dialomncew and Deainidiacero.
Physiological grounds of Ihirt Viiitl have, however, aa has been
pointed out above, little impoitatuc in ileterrnining tho aflinitica
of Protozoa. Biitschli (82) in a recent very important artirto has
shown iu confirmation of Klcbs that thoCDinuflagellata do no|
860
PROTOZOA
[ uH V nchoflagellata;
I girdle of cilia as previously supposed, but that the struc-
ture mistaken for cilia is a second flagellum which lies horizontally
in the transverse groove. Hence the name Cilioflagellata is super-
aeded by Dinoflagellata (Qr. dinos, the lound area where oxen tread
oat on a threshing floor ^.
Fia. XXII.— Dinoflasellats and Ehynchona^eUata. n.b. in all these
(igores the apparent girdle of cilia is. according to KJebs and BUtschli'a
recent.disccvery, to bo interpreted as an encircling flagellum lying in the
transverse groove. 1. Peridinium uberrimiim, Allman ; x300 (fresh-
water pondj, Dublin). Probably (according to Biitschli) the processes on
the surface are not cilia nor flagellum. Both the longitudinal and the
transverse groove are well seen. 2. The same species in transverse
fission. S. Diiu>physh ovata, CI. and L ; x 350 (salt water, Norwegian
coast). 4. Diiwplii/sis acuminata, CI. and L. ; X360 (salt water,
Norwedan coast)! 5. Ot/mnodininin, sp. ; x COO. ' 6. Prorocen-
trum micans, Ehr.; xSOO (salt water). 7. Dorsal aspect of the
same species. 8, 9. Cysts of Peridinia; the contents of 8 divided
Into eight minnte naked Peridinia; x300. 10. Empty cuirass of
Ceratium dimrgem. CI. and L. ; x 600 ; showing the form and disposition
of its component plates. 11. The same species with the animal con-
tracted into a spherical form. The transverse groove well seen. 12.
The same soecies in the normal state. The apparent girdle of cilia is
really an undulating flagellum lying in the transverse groove. 13, 14.
Toiuig stages of Hoctihica miliaru.' n, nucleus; s, the so-called spine
(auperflcial ridge of the adult); a, the big flagellum ; the unlettered filament
^ a flagellum which becoruf^ the ok-I flagellum of the adult.. Jib. Cera-
tium trt'pog, Miill. The transvcr::e groove well seen. The cilia really are
a single horizontal flagellum. 16, 17. Two stages in the transverse
fisiion of Noctiluca miliaris, Suriray. 7i, nucleus; ^, food-particles; (, the
muscular flagellum. lb. Hoctiluca mitiaris^ viewed from the aboral
side (after AUnian, Quart.. Jour. Mic. Set., Ib72). a, the entrance to the
atrium or flagellar fossa (^longitudinal groove of Dinoflagellata); c, the
superficial ridge; d, the big flagellum ( = the flagellum of the transverse
groove of DiDofl.Hgellata); h, the nucleus. 19. The animal acted upon
by iodine solution, showing the protoplasm like the " primordial utricle"
of a vegetable cell shrimk away from the structureless firm shell or
cuiniss. 20. Lateral view of Noctiluca, showing a, the entrance to the
groove-like atrium or flagellar fossa in which b is placed; c, the superficial
ridge; d, the big flagellum; e, the mouth and gullet, in which is seen
Krohn's oral flagellum (=the chief flagellum or flagellum of the longita-
dinal groove of Dino-flagellata) ; /, broad process of protoplasm extending
from the superflcial ridge c to the central protoplasm ; g, duplicature of
the shell in connexion with the superflcial ridge ; h, nucleus.
Biitschli further suggests that the DLnoHagellata with theis
two flagcUa and their 1-ehaped combination, of longitudinal and
transverse grooves may be cferived from the Cryptomonadiua (see
p. 858). In the latter a groove-like recess is present in conne:uok
with the origin of the two flagella. Biitschli tliinks the large pro.
boscis-like Hagellum of Noctiluca (Rliynchoflagellata) represents
the horizontal flagellum of Dinoflagellata, whilst the prominent
longitudinal flagellum of the Dinoflagellata is represented in that
animal by the small flagellum discovered by Krohn within lh»
gullet (see Fig. XXII. 20, c). The young form of Noctiluca (Fig.
XXII. 14) has the longitudinal flagellum still of large size.
The phosphorescence of many Dinoflagellata is a further point
of resemblance between them and Noctiluca.
Bergh has shown that there is a considerable range of form in
various species of Dinoflagellata (Ceratium, &c.), and has also drawn
attention to the curious faTt that the mode of nutrition (whether
holophytic or holozoic) differs in allied species. Possibly it may be
found to differ according to the conditions of life in individuals ol
one and the same species.
The drawings in Fig. XXII. were engraved before the publication
of Blitschli's confirmation of Klebs's discovery as to the nonexistence
of cilia in the transverse groove. The hair-like processes figured
by Allman (91) external to the transverse groove in his Peridinium
vberrimum (Fig. XXII. 1, 2) cannot, however, be explained as a
flagellum. Biitschli inclines to the opinion that their nature was
misinterpreted by Allman, although the latter especially calls
attention to them as cilia, and as rendering his P. vberrimum
unlike the Peridinium of Ehrenberg, in which the cilia (horizontal
flagellum) are confined to the transverse gioove.
Class IV. EHTNCHOFLAGELLATA, Lankester.
Characters. — Corticate Protozoa of large size (^^jth inch) and
globular or lenticular form, with a firm cuticular membrane and
highly vacuolated (reticular) protoplasm. In Noctiluca a deep
groove is formed on one side of the spherical body, from the bottom
of whi^h springs the thick transversely striated proboscis or
" big flagellum. ' Near this is the oral aperture and a cylin-
drical pharynx in which is placed the second or smaller flagellum
(corresponding to the longitudinal flagellum of Dinoflagellata).
N utrition is holozoic. No contractile vacuole is present ; granule-
streaming is observed in the protoplasm. An alimentary tract and
anus have been erroneously described. The nucleus is spherical
and not proportionately large (see for details Fig. XXII. 18 to 20).
Reproduction by transverse fission occurs, also conjugation and,
either subsequently to that process or independently of it, a forma-
tion of spores (Cienkowski, 87), the jirotoplasm gathering itself,
within the shell-like cuticular membrane, into a cake which dividet
rapidly into numerous flagellated spores (flaOTlIulse). These escap*
and gradually develop into the adult form (Fig. XXII. 13, 14).
The proboscis-like large flagellum is transversely. striated, ant
exhibits energetic but not very rapid lashing movements.
Noctiluca is phosphorescent, the seat of phosphorescence being
as determined by Allman (86), the cortical layer of protopla.sra
underlying the cuticular shell or cell-wall as the primordial cuticle
of a vacuolated vegetabie cell, underlies the vegetable cell-wall.
Genera. — Only two genera (both marine) are known : — Xoctilucctf
Suriray (90) (Fig. XXII. 17-20) ; Zeptodiscus. Hertwig (88).
Further Remarks on the Shynchofiagellatai—tThe peculiar anl
characteristic feature of Noctiluca appears to be found in its largo
transversely-striated flagellum, which, according to Biitschli, is no;
tlie same as the longitudinal flagellum of the Dinoflagellata, btit
probably represents the horizontal flagellum of those organisms ig '
a modified condition ; hence the name here proposed — Rhyncho-
fiagellata.
Noctiluca is further remarkable for its large size and eyst-like
form, and the reticular arrangement of its protoplasm, like that of
a vegetable cell. This is paralleled in Trachelitis ovum among th«
Ciliata (Fig. XXIV. 14), where the same stifi'ening of the cuticlt
allows the vacnolation of the subjacent protoplasm to take placa
The remarkable Leptodiscus mediisoides of E. Hertwic (88) appean
to be closely related to Noctiluca.
It would no doubt be not unreasonable to associate the Dum
CILIATA.]
PROTOZOA
8G1
flagellit* and the Rhynchoflagellata with the true Flagellata in one
class. But the peculiarities of the organization of the two former
groups is best emphasized by treating them as separate classes de-
rived from the Flagellata. Neither group loads on to the Ciliata or
to any other group, but they must be regarded as forming a lateral
branch of the family tree of Corticata. The relationship of Nocti-
luca to Peridinium was first insisted upon by AUman, but has quite
recently been put in a new light by Biitschli, who identifies the
atrial recess of Noctiluca (Fig. XXII. 20, 6) with the longitudinal
furrow or groove of the Dinoflagellata, and the large and minute
flagella of the former with the transverse and longitudinal flagella
respectively of the latter. The superficial ridge c of Noctiluca
appears to represent the continuation of the longitudinal groove.
;, The phosphorescence of the sea, especially on northern coasts, is
Vlargely caused by Noctiluca, but by no means exclusively, since
V Medusee, Crustaceans, Annelids, and various Protozoa pften take part
in the phenomenon. Not unfrequently, however, the phosphor-
escence on the British coasts seems to be solely due to Noctiluca,
irbich then occurs in millions in the littoral waters^
fio. XXIlI.'Cillata.— 1. Sp<n>tlomnm amhiguum, Ehr.; one of tho Hot«ro.
tricha; x 120. Ohaorve on thoriglitiilclolho ornlnroovoanil ipeclalliotero-
trkhoiis band of lonff cllUi. a, monllifonn niicloUB ; 6, contractllo vncuolft.
X. SltntoT Botirnorphui, MUUei ; one of tbe Uot«rotrlch> ; x 60 ; group ot
Individuals with the area fringed by tite hetemtrlchous cilia ezpendod
truiiipct-wise. 3. 7'intinniig'taoenula, C. and L.; one of tbo Het«ro-
trictia; x 300. 4. Slrombiitium Ctafaredii, S. K.;.ono of liic Peritriclia;
X .^00. 6. Empty ahell of Codonctta camparultCy llaeck.; one of tho
Heterotriclia ; x 180. 6, 7. Ti'r'/rM(,;(a (y/^ca, LanlieBter. p.tlio supra-
oral lobe Been through the mcmbranrius collar. 8, 9. View of tha
base and of the side of Trichodina pedicutus, Ehr.; one of tlio IVritrlcha;
X 300. o, nucleus ; c, corneous collar ; rf, mouth. 10. Hpivochona
pf»inii/)ara, Stein; one of the Peritrlcha; x 350. a, nucleuB ; y. biul. 11.
Vorticetla citrina, Elir.; X 160 (Pcritricha). At d multiple ilstion of an
individual cell to form "microgonidia." 12. Vorlieettiji microti otna,
£hr. (Feritriuha); x 300. At t eight "mlcrogonidia" formad by fluiuii
of a single normal individual. 13. Same species, binary Qssion. a,
elongated nucleus. 14. Vorticetla Ufttuti/era, Ehr. ; free-swimming
rooid resulting from fission in tho act of detaching itself and swimmiug
away, possessing a posterior circlet of cilia, e, ciliated disk ; /,
pharynx. 15. Vorticelia microstoma, Elir. ; normal zooid with two
nucrogonldia (or mlcrozooids) c,d, in the act of conjugation, a, nucleus ;
6, contractile vacuole ; e, ciliated disk ; /, pharynx. 16. Vorticftla
microBtomat Ehr., with stalk contracted and body enclosed in a cyst, a,
nucleus. 17. Vorticttla ncbtitifera, Ehr. a, nucleus; 6, contractile
vacuole ; c, muscular region of the body continuous with the muscle of ttfa
stalk ; d, pharynx (the basal cuntinnation of tlie oral vestibule which
receives at a higher point the foecnl excreta and the ejected liquid from
tha contractile vacuole). 18. Carchesitim t^pectabitc, Ehr. ; retractile
colony; x 50. 19. Trlchocysts of Epislytis Jiavicans, Ehr, as figured
by Greeff. 20. Opercutaria etenosloma. Stein ; x 200 ; a small colony.
Observe the ciliation of the oral vestibule and tlie upstanding clliate disk
(upercuiar-like). 21, 22. Pyxicula ajfinis, S, K.; one of the stalked
loricate Peritricha, in expanded and retracted states, i, the true oper-
culum. 23,24. Gyrocoris oxijura, Stein; one of the free-swimmlng
Peritricha, with spiral equatorial cilia-band ; x 250. 6, contraclilo
vacuole. 25, 26. 7'huricola vaivata, Str. Wright ; one of the sessiU
tubiculons Peritricha. Two Individuals are as a result of fission tempo-
rarily occupying one tube ; «, the valve attached to the tube, like the door
of the trap. door spider's nest and the valve of the Gasteronod ClausiUum.
Class V. CILIATA, Ehrenberg (InfM^oria scnsu stricto).
Characters.— CoT\.\ca.la. of relatively large size, provided with
either a single band of cilia surrounding the anteriorly placed oral
apertuie or with cilia disposed more numerously over the whole
surface of the body. The cilia are distinguished from the flagella
of Flagellata by their smaller size and simple movements of
alternate flexion and erection ; they serve always at some period of
growth as locomotor organs, and also very usually as organs for
the introduction of food particles into the mouth. Besides one
larger oblong nucleus a second (the paranucleus) is invariably (?)
present (Fig. X.XV. 2), or the nucleus may bo dispersed in small
fragments. Conjugation of equal-sized individuals, not resulting
in permanent fusion, is frequent. The conjugated animals separate
and their nuclei and paranuclei undergo peculiar changes ; but no
formation of spores, cither at this or other periods, has been de-
cisively observed (Fig. XXV. 8 to 15). Multiplication by transverse
fission is invariably observed in full-grown individuals (Fig. XXV.
16), and conjugation appears to take place merely as an interludo
in the fissiparous process ; consequently young or small Ciliata are
(with few exceptions) unknown. Possibly spore -formation may
hereafter be found to occur at rare intervals more generally than is
at present supposed (Fig. XXIV. 16, 18). A production of micro-
gonidia by rapid fission occurs in some Peritricha (Fig. XXIII.
11, 12, 14, 15), tho liberated microgonidia conjugating with tho
librmal individuals, which also can conjugate with one another.
Tho Ciliata, with rare exceptions (parasites), possess one or more
contractile vacuoles (Fig. XXV. 3). They always poMcss a delic&ta
cuticle and a body-wall which, althoufjh constant, in form is clastic.
They may bo naked and frcc-swimniiitg, or they may form homy
(Fig. XXIII. 21, 25) or siliceous cuii-like shells or gelatinous
envelopes, and may bo stalked and form colonies like those of
Choauoflagellata, sometimes with organic connexion of the coii-
atituent units of the colony by a branching muscular cord (Vorti-
cellidie). Many are" parasitic in higher animals, and of these some
are mouthless. All ire holozoic in their nutrition, though some aro
said to combine with this saprophytic and holophytic nutrition.
Tho Ciliata aro divisible into four orders according to tlia
distribution and character of their cilia. Tho lowest group (tho
Peritricha) may possibly bo connected through some of its members,
such as Strombidinm (Fig. XXIII. 4), with tho Flagellata through
Buch a form as Lophomonas (Fig. X.XI. 9).
In the following synopaia, chiefly derived from Saville Kent's
valuable trcati.se (71), the cliaractcrs of tho families and the name*
of genera are not givtfn at length owing to tho limitation of our
apace.
OiiDEn 1. PERITRK^lIA, Stein (79).
CharacUri. — Ciliata with tho cilia arranged in one anterior
circlet or in two, an anterior and a posterior ; tho general surface of
the body is dcalituto of cilia.
Sub-order I. Natanti A (animals never attached).
Fnm. 1. TonQUATF.I.T.TD*.
Oenm. — Torquatdlii, Ijinkester, like 5/rom4«'(/i'i(m, but thocilia
adherent «o as to form a vibratilo »"einbranoua collar (Fig. XXIII.
6, 7).
Fam. 2. DiOTVOCTBTin.e. Animals loricate.
Pam. 3. AoTlNOBOLlDA Illurlcato, with retractile teulacnla.
862
PROTOZOA
[CILIATA.
Fbia. 4. IlALTRr.riD.'E.
GoiittiL—SlromOidium, CI k L. (Kg. XXIII. 4); Haltcria,
Dujai'il., with a su])p!emeutary girdle of springiug hairs ; Didinium^
Stoin. <Fi^. XXIV. 19).
t'ain. 5. Gyrocorid^
Genera. — Gi/rororis, Stein, with an equatorial ciliary girdle spirally
disposed (Fig.'XXIlI. 23, 24); Urocentrum^ Nitzsch, girdle annular.
FlO. XXIV. Ciliata-— 1. Ophaltnopsis sepiott^ Foett. ; a parasitic Holo-
trielious mouthless CiUate Irom the liver ftf the Squid. », nuclei ; 6,
vacuoles (non-contractile). 2. A similar specimen treated with picro-
carmine, showing a remarkably Jbranched and twisted nucleus; a, in
place of several nuclei. 3. Tl'richotvjmpha agilia, Leidy ; parasitic
in the intestine of the Termites Ophite Auts); x 600. ,a, nucleus; 6,
granules (food?). 4. Opalina ranarum, Purkinj'e ; a Holotrichona
mouthless Ciliate parasitic in the Frog's rectum ; adult ; x 100. a, a, the
numerous rcj;ularly dispersed nuclei. .^. The same ; an individual in pro-
C£S3 of binary fission, n, nuclei. 6. The same ; the process of fission has
now reduced the individuals to a relatively small size. 7. Smallest flssion-
pruduced frai^ment encysted, expelled from the Frog in this state and
swallowed by Tadpoles, 8. Youni; uninucleate individual which has
cmerced from the cyst within the Tadpole, and will now multiply its
nuclei and grow to full size before is turn underzoin^ retro^'ressive
fission. 9. Anoplophrya naidos, iJuj. ; a mouthless Holotrichous
.Ciliate parasitic in the worm Nais; x 200. «, the lar^e axial nucleus; 6,
contractile vacuoles. 10. Anophphr>/a prulijera, C. and L.;frora the
futestins of LTitellio. Remarkable fur tlie ailhesioa iu & metameric series
of incomplete fission-products, a, nucleus. 11. Awphilei}iv« gitfan^
C. audL. ; oneof the liolotricha; x 100. b, contractile vacuoles ; c, tiieho-
cysts (see Fig XXIII. 19); d, nucleus; e, pharynx. 12, 13. Piotodun
liu'eu*. ■ Ehr.; one of the Holotricha; x 75. a, nucleus; 6, conti-nctilu
vacuole; c, pharynx with horny fascicular lining, 12. 'ilic fasciculate
cuticle of the pharynx isolated. 14. Trachclius omnn, lihr. (liolo-
tricha) ; X SO ; showing the reticulate arrangement of the nuxloilary pro-
toplpsm, b, contractile vacuoles; c, the cuticle-lined pharynx. 15, iti,
17, 18. Ictht/opkthirius ■tnttitijilms, Fouquet ; one of tiic liolotricha;
X 120. Free individual and successive fita;^es of division to form sT>ores.
a, nucleus; 6, contractile vacuoles. ly. Didinixiiu naiutmn, .MiiU. ;
one of the Peritricha ; x 200. The pharynx is everted andiias seized a
Parnmoecium as food, a, nucleus; 6. contractile vacuole; c, everted
pharynx. 20. Suptotes charon, Mijll.; one of the Hypotricha; lateral
view of the animal when ufeing its great hypotrichous processes, a:, as
ambulatory organs. 21. Enplotes harpa, Stein (Hypotricha); x lf»o.
h, mouth; x, hypotrichous processes (limbs). 22. Kyctothet-us cortii-
/ormis, Steiu ; a Hetcrotrichous Ciliate parasitic in the intestine of tlie
Frog, a, nucleus ; b, contractile vacuole ; c, food particle ; d, aims ; e,
heterotrichous band of large cilia ; /, y, mouth ; h, pharnyx ; t, small cilia.
Fatii. 6. Urceolariidj:.
Genera. — Trickodina, Ehr.; two ciliate girdles; body shaped as a
pyramid with circular sucker-like base, on which is a toothed corneous
ring (Fig. XXIII. 8, 9); Licnophora, Clap-; Cvdochwtay Hat. Jacks.
\^,u-.- 'fee--!
Fro. XXV. Ciliata (coningation, Ac). 1. Surface view of Itolotricliou*
Ciliate, showing the disposition of tJic cilia in longitudinal rows. %f
cixiata]
PROTOZOA
K63
Blftgrammatic optical section of a Cillate Protozoon, ehowinp all structures
except the contractile vacuoles, a, nucleus; b, paranucleus (80<aUed
aucIoolUR) : c, cortical substajicc ; D, extremely delicate cuticle ; E,
medulKiry (more fluid) protoplasm ; /, cilia; ^, trichocysts ; h, lliamcDta
ejected fronj the trichocysts ; i, oral aperture ; k, drop of water contain-
InK food-particles, about to sink into the medullary substance and form
a food-vacuole ; /. m, n, o, food-vacuoles, the successive order of their
formation corresponding to the alphabetical sequence uf the letters ; the
arrows indicate the direction of the movement of rotation of the medul-
lary protoplasm ; p, pharynx. 8. Outline of a Clliate (Paramcecium), to
flhow the form aud ^sition of the contractile vacuoles. 4-7.
Successive stages in the 'periodic formation of the contntctile vacuoles.
The ray-like vacuoles discharge their contents into the central vacuole,
which then itself bursts to the exterior. 8-15. Diaijrams of the changes
undergone by the nucleus and paranucleus of a typical Ciliate during
and immediately after conjugation: — N, nucleus; pn, paranucleus; 8,
condition before conju;;ation ; 9, conjugation elTected ; both nucleus
and paranucleus In each animal elongate and become flbriUated ; 10,
two spherical paranuclei pn^ in each, two dividing or divided nuclei
V* ; 11, the spherical paranuclei have become fusiform ; 12, there
are now four paranuclei in each Cpn* and pn^i, and a nucleus
broken Into four or even moro fragments ; 13, the two paranuclei
marked nn« in 12 have united in each animal to form the new nucleus
pn' ; the^ nuclear fragments are still numerous ; 14, after cessation
of conjugition the nuclear fragments N and the two mifused paranuclear
piecea pn* are still present ; 16, from a part or all of the fragments
the new paranucleus is in process of formation, the new nucleus (p7t' = N)
ia large and elongated. 10. Diagram of a Ciliate in process of trans-
Teme fission. 17. Condition of the nucleus N, and of the paranucleus
jm in Paranuecium aurelia after oeesntion of conjugation as observed
by Biitschll. 18. Stytonichia mytitus (one of the Hypotrlcha),
showing endorparasitio unicellular organisms b, formerly mistaken for
aporee ; a, nuclei (after conjugation and breaking op).
Fam. 7. Ophkyoscolecid.*;.
Genera. — AstyloMvti, Engelin. ; OphryoseoUx, Stoin.
8ab>oiiIer 3. SECEhTAitiA, animals always attached or sedentary
during the ehief part of the life-history.
Fam. 1. VorticeiliDjE. AnimaJa ovate, companulate, or sub-
cylindrical; oral aperture tcmiina], eccentric, associated with a
spiral fringe of adoral cilia, the right limb of -which d«scenda into
tne oral aperture, the left limb encircling a more or lees elevated
protrusible and retractile ciliary disk.
Sub-family 1. VorticeliijDa! : aniiualctdes niij^ed.
o. — Solitary forms.
Genera. — Oerda, CI. andL. ; jScjiptirfai, Dnjsxd. ; Spirorhcma, Stein
(sessile with peristome in the form of a spirally convolute mem-
branous expansion, Fig. XXIil. 10) ; li/xidiu/Bi, Kent (with a
non.retractile stalk) ; Varlicclla, Linn, (with a hollow stalk in
which is a contractile muscular filament).
$. — Forming dendriform colonies.
Genera. — Oardiaium, Ehr. (Fig. XXIII. 18, with contractile
siaXki) ;' Zootkam.miuin, Ehr. (eontractila ataUts) ; £yislf/lis, Ehr.
(stalk rigid) ; Opertularia, Stein (stalk rigid, ciliated disk obliaue;
an elongated peristomial (x>llar, Fif:. J(XIII. 20).
Sub-family 2. Vaginieolinie : animalcules secreting firm. enp-Jifce
or tube-like membranous shells.
Genera. — Vcu/iiiicoia, Lamarck (uo intomol vfllve); .Tkuricola,
Kent (with a door-like valve to the tube. Fig. XXIII. 25, 26) ;
CofAwn'jui, Ehr. (lorica or shell pe<licalatu ; noopereulnjn);/'jnn'co/a,
Kent (lorica pedunculate, animal carrying dorsally aihorny (^er-
culum. Fig. XXni. 21, 22).
Sub-famil" 3. Ouhrydina: animoleules«ecretingasoft gektioous
envelope.
Genera, — Ophionella, Kent; Ovhryaium, EhT.
Outers. HETEROTRICHA, Stein.
Chamcters. — A band or spiral ' or circlet of long cilia is
developed in' relation to the mouth (tho heterotrichous band)
corresponding to the adoral circlet of rerihicha; the rest of the
body 18 uniformly besot with short cilia.
a. — Heterotrichal band circular.
Genera (selected).— rinKmms, Schranok (Fig. XXIII. 3); TVt-
ehodino]>.iis, CI. and L. ; Codoneiia, Haeck. (with a peri-oral fringe
of lappet-like processes) ; Caleeohu, Dtesitig.
/3. — Heterotrichal band spiral.
Genera (selected). — Slentor, Oken (Fig. XXIII. 2) ; Dhnharisma,
Perty (with an undniating membrane along the oial groove);
SpiroslomAim, Ehr. (oral groove linear and elongate, Fig. XXI II.
1); Ltucophnjs, Ehr. (oral groove very short).
7. — Heterotrichal band in the form of a simple straight or obliuuo
adoral fringe of long cilia.
Genera (selected). — hunaria, Midler; NydoOimis, T^eidy (with
7cll-developed alimentary tract and anu.s, Fig. XXIV. 22) ; Balan-
idiiim, CL and L. (B. coli parasitic in the human intestine).
oBDBR 3. HOLOTEICHA, Stein.
Chnractera. — ^There is no special adoral fringe of larger cilia, nor
t band-like arrangement of cilia upon any part of the body ; short
eilia of nearly equal size are uniformly disposed all over the surface.
The adoral cdia sometimes a little longer than the rest.
te. — With no membrnuiform expansion of the body wall.
Genera.— /"oramimMTO, Ehr. (Fig. XXV. J, 2) ; Frorodon, EhA
(Fig. X.XIV. 13); Coltps, Ehr. ; Enehtlys, Ehr. ; Trcuhelocerca, Ehr. ;
Trachcliits, Ehr.; Amphilcptus, Ehr.; Iclht/ophthiritis, Fouquet
(Fig. XXIV. 15).
p. — Body with a projecting membrane, often ribratile.
Genera. — Ophryoglena, Ehr.; Colpidium, Stein; I^nbia, Colin;
Trichonympha, Loidy (an exceptionally modified form, parasitic,
Fig. XXIV. 3).
7. — Isolated parasitic forms, devoid of a mouth.
Genera. — Opnlinn, Furkinje (nuclei numerous, no contractile
vacuole. Fig. XXIV. 4 to 8); Bcncdenia, Foctt. ; Opalinopsis,
Foett. (Fig. XXIV. 1, 2); Anoplophrya, Stein (large axial nuclens,
numerous contractile vacuoles in two linear series. Fig. XXIV. 9
10) ; Haptopkrya, Stein ; Hoplitophrya, Stein.
Ordee 4. HYPOTRICHA, Stein.
Characters. — Ciliata in which the body is flattened and the
locomotive cilia are confined to the ventral surface, and are often
modified and enlarged to the condition of muscular appendages
(setae so-called). Csually an adoral band of cilia, like that of
Heterotricha. Dorsal surface smooth or piovided with tactile
hairs only. Mouth and anus conspicuously developed.
o. — Cilia of the ventral surface uniform, fine, and vibratile.
Genera.— C%i7odon, Ehr. ; Loxodes, Ehr. ; Dysteria, Huxl. ;
BuxUya, CI. and L.
p. — Cilia of the ventral surface variously modified as •seta
(muscular appendages), styles, or uncini.
Geneta.—Stylonichia, Ehr: (Fig. XXV. 18); OxytricTia, Ehr.;
Euplotea, Ehr. (Fig. XXIV. 20, 21).
Further remarks on the Ciliata. — The Ciliata have recently
formed the subject of an exhaustive treatise by Mr Saville 'Keni, (71)
which is accessible to English readers. On the other hand Prof.
BUtschli has not yet dealt with- them in his admirable critical
treatise on the Protozoa. Hence a large space has not been de\xted
in this article to the systematic classification and cnumeratiou of
their genera. See (79) and (93).
One of the most interesting features presented by the group is
the presence in many of a cell anus as well as a cell mouth (Fig.
XXIV. 22, d). In those devoid of an anus the undigested
renmants of food are expelled either by a temporary aperture on
the body-surface or by one opening into the base of the pharynx.
In many parasitic Ciliata, as in higher animal parasites, suuli aa
the Cestoid worms, a mouth is dispensed with, nutriment being
taken by general imbibition and not in the solid form. Mdny
Giliata develop chlorophyll corpuscles of defmite biconcave sliape,
and ijSrBeumably have so far a capacity for vegetal nutrition. In
VortieeUa viridis tlie chlorophyll is uniformly diffused in tlio pro-
toplasm and is not in the form of corpuscles (72).
The formation of tubes or shells and in connexion therewith of
colonies is common among the Peritricha and "Heterotricha. The
cuticle may give rise to structures of some solidity in the form of
hooks or tooth-like processes, or as a lining to the nhar^-nx (Fig.
XXIV. 12).
The phenomena connected with conjugation and reproduction
are very remarkable, and have given rise to numerous misconcep-
tions. They are not yet sufficiently understood. It cannot bo
im-cly asserted that any Ciliate is at the present time known to
break up, after cncystmcnt or otherwise, into a number of spores,
althougli this was at one ttino supposed to bo the rule. Icthyoph-
thirius (Fig. XXIV. 15 to 18) and some Vorticellte (76) have been
stated, even recently, to present tliis nlienomenon ; but it is not
impossible that tlie observations are defective. The only approacli
to a r.ipid breaking up into spores is the multiple formation (eight)
of microgoiiiJia or microzooids in Vorticellidte (Fig. X.XIll. 11,
12); othorwiso the result of the most recent observations appears to
be that the Ciliata multiply only by binary fission, which is very
frequent among them (longitudinal in the Peritricha, transverse
to tne long axis in the others).
Several cases of supposed formation of spores within an adult
(filiate and of the production endogenously of numerous "aciiicti-
form young" have lieen shown to bo cases of parasitism, minute
unicelluhar parasites, e.g., parasitic Acinetn; (such as Spha;rophrya
described and figured in Fig. X.X VI. ) being mistaken for the younff.
The phenomenon of conjugation is frequent in the. Ciliata, and ii
either temporary, followed by a separation of the fused individuals,
as in most cases, or permanent, as in the case of the fertUiiation
of normal individuals oy the niicrogonidia of VorticcUldre.
Since the process of conjugation or coj^ulation is not followed
by a formation of spores, it ia supposed to have mcrelv n fertilizing
elfect on the temporarily conjoined individuals, which nourish
themselves and multiply by binary fission more aclivelv after the
process than before (hence termed "rejuvenescence)."
Rcmiirkable changes have liecn from time to time observed in
the nuclei of Ciliata during or suhscquently to conjugation, and
these were enoneously intcipretcd by Balbinni (73) as indicalii.','{
the formation of spermatozoa and ova. The nuclei exhibit at one
period great elongation and a distinct fibrillation, as in tho dividiug
864
PROTOZOA
nuclei of tissue cells (compare Fig. I. and Fig. XXV. 9, 11, IT).
The fibrillre were supposed to be spermntozoids, and this erroneous
view was confirmed by the observation of rod-lilce Bacteria
(Schizomycetes) which in some instances infest the deeper proto-
plasm of large Ciliata.
The true history of the clianges which occur in the nuclei of
conjugating Ciliata has been determined liy Biitschli (74) in some
typical instances, but the matter is by no means completely under-
stood. The phenomena present very great obstacles to satis-
factory examination on account of their not recurring very fre-
queuUy and passing very rapidly from one phase to another.
They nave not been closely observed in a sufficiently varied
number of genera to warrant a secure generalization. The follow-
ing scheme of the changes passed through by the nuclei must be
regarded as necessarily referring to only a few of the larger
Heterotricha, Holotricha, and H)'potricha, and is only probably
true in so far as details are concerned, even for them. It is at
the same time certain that some such series of changes occurs in
all Ciliata as the sequence of conjugation.
In most of the Ciliata by the side of the large oblong nucleus is a
gecond smaller body (or even two such bodies) which has been very
objectionably termed the nucleolus (Fig. XXV. 8), but is better
called the " paranucleus " siuce it has nothing to do with the nucle-
olus of a typical tissue-cell. .When conjugation or;curs and a
"syzygium" is formed, both nucleus and paranucleus in each ■con-
jugated animal elongate and show fibrillar structure (Fig. XXV.,
10). Each nucleus and paranucleus now divides into two, so that
we get two nuclei and two paranuclei in each animal. Elongation
and fibrillation are then exhibited by each of these now elements
and subsequently fission, so that we get four nuclei and four para-
nuclei in each animal (11, 12). The fragments of the original
nucleus (marked N in the figures) now become more dispersed and
broken into further irregular fragments. Possibly some oi them
are ejected (so-called "cell excrement"); possibly some pass over
from one animal to the other. Two of the pieces of the four-times-
divided paranucleus now reunite (Fig. aXV. 13), and form a
largish body which is the new nucleus. The remaining fragments
of paranucleus and the broken down nucleus now gradually dis-
appear, and probably as a remnant of them we get finally a few cor-
puscles which unite to form the new paranucleus (14, 15). The
conjugated animals which have separated from one another before
the later stages of this process are thus reconstituted as normal
Ciliata, each with its nucleus and paranucleus. They take food
and divide by binary fission until a new period of conjugation
arrives, when the same history is supposed to recur.
The significance of the phenomena is entirely obscure. It is not
known why there should be a paranucleus or what it may correspond
to in other cells — whether it is to be regarded simply as a second
nucleus or as a structurally and locally differentiated part of an
ordinary cell-nucleus, the nucleus .and. the paranucleus together
being the complete equivalent of such an ordinary nucleus. An
attempt has been made to draw a parallel between this process and
the essential features of the process of fertilization (fusion of the
spermatic and ovicell nuclei) in higher animals; but it is the fact
that concerning neither of the phenomena compared have we as yet
sufficiently detailed knowledge to enable us to judge conclusively as
to how far any. comparison is possible. Whilst there is no doubt
as to the temporary fusion and admixture of the protoplasm of the
conjugating Ciliata, it does not appear to be established that there
is any transference of nuclear or paranuclear matter from one indi-
vidual to the other in the form of solid formed particles.
Conjugation resulting merely in rejuvenescence and ordinary fis-
eive activity is observed in many Flagellata as well as in the Ciliata.
A noteworthy variation of the process of binary fission occurring
in the parasite Opalina deserves distinct notice here, since it is inter-
mediate in character between ordinary binary fission and tliat
multiple fission which so commonly in Protozoa is known as spore-
formation. In Opalina (Fig. XXIV. 4) the nucleus divides as the
animal, grows ; and we find a great; number of regularly disposed
Separate nuclei in its protoplasm, (The nuclei of many other
Ciliata have recently been shown to exhibit extraordinary branched
»nd even "fragmented" forms; compare Fig. XXIV. 2.) At a certain
Stage of growth binary fission of the whole animal sets in, and growth
ceases.^ Consequently the products of fission become smaller and
Bmaller (Fig. XXIV. 6). At last the fragments contain each but
two, three, or four nuclei. Each fragment now becomes encased
In a spherical cyst (Fig. XXIV. 7). If this process had occurred
tapidly, we should have had a uninucleate Opalina. breaking up
at once into fragments (as a Gregarina does), each fragment being
6. spore and enclosing itself in a spore-case. The Opalina ranarum
lives in the rectum of the Frog, and the encysted spores are
formed in the early part of the year. They pass out into the
water and undergo no change unless swallowed by a Tadpole, in
the intestine of which they forthwith develop. From each spore-
case escapes a uninucleate embryo (Fig. XXIV. 8), which absorbs
nourishment and grows. As it grows its nucleus divides, and so
tha large multinucleate form from which we started is reattaincd.
LCILIATA.
This history has important bearingc, not only on the nature of
sporulation, but also on the question of the significance of th»
multinucleate condition of cells. Here it would seem that the
formation of many nuclei is merely an anticipation of the retardeit
fissive process.
It is questionable how far we are justified in closely associating:
Opalina, in view of its peculiar nuclei, with the other Ciliata. It
seems certain that the worm -parasites sometimes called Opalina;, but
more correctly Anaplophrya, &c., h.ive no special affinity with the
true Opalina. They not only differ from it in haWng one large
nucleus, but in liaving numerous very active contractile vacuoles
(75).
Kecently it has been shown, more especially by Gruber (84), that-
many Ciliata are multinucleate, and do not possess merely a single
nucleus and a paranucleus. In Oxytricha the nuclei are large ami
numerous (about forty), scattered through the protoplasm, whilst
in other cases tha nucleus is so finely divided as to appear like a.
powder or dust diffused uniformly through the meduUajy proto-
plasni (Trachelocerca, Choenia). Carmine staining, after treatment
with absolute alcohol, has led to this remarkable discovery. Thei
condition described by Foettinger (85) in his Opalinopsis (Fig.
XXIV. 1, 2) is an example of this pulverization of the nucleus. The?
condition of pulverization had led in some cases to a total failure
to detect any nucleus in the living animal, and it was only by the
use of reagents that the actual state of the case was revealed.
Curiously enough, the pulverized nucleus appears periodically to
form itself by a union of the scattered particles into one solid
nucleus just before binary fission of the animal takes place ; and
on the completion of fission the nuclei in the two new individuals
break up into little fragments as before. The significance of this
observation in relation to the explanation of the proceedings of the
nuclei during conjugation cannot be overlooked. It also leads to
the suggestion that the animal cell may at one time in the history
of evolution have possessed not a single solid nucleus but a finely
molecular powder of chromatin-substance scattered uniformly
through its protoplasm, as we find actually in the living Trachelo-
cerca.
Some of the Ciliata (notably the common Vorticellse) have been
observed to enclose themselves in cysts ; but it does not appear that
these are anything more than " hypnocysts " from which tlie anininl
emerges unchanged after a period of drought or deficiency of food.
At the same time there are observations which seem to indicate that
in some instances a process of spore-formation may occur within
such cysts (76).
The differentiation of the protoplasm into cortical and medul-
lary substance is very strongly marked in the larger Ciliata.
The food-particle is carried down the gullet by ciliary currents
and is forced together with an adherent drop of water into the
medullary protoplasm. Here a slow rotation of the successively
formed food-vacuoles is observed (Fig. XXV. 2, I, ni, n, o), the
water being gradually removed as the vacuole advances in position.
It was the presence of numerous successively formed vacuoles which
led Ehrenberg to apply to the Ciliata the not altogether inappro-
priate name " Polygastrica. " The chemistry of the digestive pro-
cess has not been successfully studied, but A. G. Bourne (8) has
shown that, when particles stained with water-soluble aniliii blue
are introduced as food into a Vorticella, the colouring matter is
rapidly excreted by the contractile vacuole in a somewhat concen-
trated condition.
The differentiation of the protoplasm of Ciliata in some special
cases as "muscular" fibre cannot be denied. The contractile
filament in the stalk of Vorticella is a muscular fibre and not
simple undifferentiated contractile protoplasm ; that is to say, its
change of dimensions is definite and recurrent, and is not rhythmic,
as is the flexion of a cilium. (Perhaps in ultimate analysis it is
impossible to draw a sharp line between the contraction of one side
of a cilium which causes its flexion and the rhythmical contraction
of some muscular fibres.) The movements of the so-called " sett's "
of the Hypotricha are also entitled to bo called "muscular," as
are also the general contractile movements of the cortical substance
of large Ciliata. Haeckel (77) has endeavoured to distinguish
various layers in the cortical substance; but, whilst admitting that,
as in the Gregarinje, there is sometimes a distinct fibrillation of
parts of this layer, we cannot assent to the general distinction of a
" myopliane" layer as a component of the cortical sulotance.
Beneath the very delicate cuticle which, as a mere superficial
pellicle of extreme tenuity, appears to exist in all Ciliata we
frequently find a layer of minute oval sacs which contain a spiral
thread ; the threads are everted from the sacs when irritant
reagents are applied to the animal (Fig. XXV. 2, g, A). These
were discovered by Allman (78), and. by him were termed " tricho-
cysts." They appear to be identica'l in structure and mode of
formation with the nematocysts of the Cielentera and I'latyhelniia.
Similar trichocysts (two only in number) are foui:d in the spores
of the Jlyxosporidia (see ante, page 855).
The comparative forms of the nucleus and of the contractile
vacuoles, as well as of the general bouj'-form. &c., of Ciliata may
ACINETARIA.]
be lesTnt from an examination of Figs. XXIII., XXIV., XXV.,
and the explanations appended to them.
Class VI. ACDJETABIA, L^nkesier {Tmtaculifera, Hu.x]ey).
Charcuters. — Highly specialized Corticate Protozoa, probably
derived from Ciliata, since tlieir young forms are provided with a
more or less complete investment of cilia. They are distinguished
by having no vibratile processes on the surface of the body iu the
adult condition, whilst they have few or many delicate but firm
PROTOZOA
865
no. XXVI.— Acinetana. l. Ji/iiinrhetaeiiclopiim.ZcnVer. a, nnclena;
*, contractilo vacuole ; only n slnulo tontaclo, anil that mictorial ; x :60.
Parasitic on Cyclops, 2. Si'h.rropftrj/a \irosiyLr, Miiupaii : normal
adult; X 200. a, nucleus; 6, contractilo vncuolo. Tarasitic in Urojlyla.
3. The same dividing i)y traii!«er»o llnalon, tho anterior molcly with tem-
porarily developed *,..'fc. a, nucleus; 6, contractile -vacuole. 4, l>, 0."
SphHrophrt/a ttentorea, Maupaa ; x 200. rarnaitic Id Steutor, and at ono
ttine mbtakon for Us voung. 7. TrUhophrya rpistytidis CI. and L. ;
X 150. a, nucleus; &r contractilo vacuole. 9. Iffnuophrya ff^nmi-
Earn, Hcrtwlg; x 400. Example with six buds, Into each ot which a
ranch ot tho nucleus a la extended. 0. Tho same species, showing
the two kinds of tcntaolos (the suctorial and tho pointed), and tho con-
tractile vacuoles b. 10. Ciliated embryo ot I'odophrya Strinii, CI. and
L.: X SOO. 11. Aeinela ip-andii, .Savlllo Kent; x 100 ; shoulng pcilun-
onlatcd lorlca, and animal with two hunches ot entirely suctorial lontnclca.
■, Bucleu*. 12. Sp/uenvhrya magna, Maupaa; x 300. U liaa srUeJ
with its tentacles, and la In the act of sucking out the juices of six examples
of tho ciliate Cotpoda parvi/rom. Vi. Podopkr^ja cluiigata, CI. and L.;
X 150. a, nucleus; 6, contractilo vacuole. 14. Ucmiophrya Bentdenii,
Fraip.; x 200; the suctorial tentacles retracted. 15. VeiidrocomtUt
paradoxus. Stein; x 350. Parasitic on Gammarus pxilex. a, nucleus:
b, contractile vacuole ; c, captured prey. 16. A single tentacle cf
Podophrya; X 800. (Savilie Kent.) 17-20. Cejufronoma rodiaiK, Ehr. :
— 17, free-swimming ciliated embryo, x 000 ; 18, earliest fixed condition ol
the embryo, x 600 ; 19, later stage, a single tentacuUferous process now
developed, X 600; 20, adult colony; e, enclosed ciliated embryos; d,
branching stolon; e, more minute reproductive (?) bodies, 2\.OphTyo-
dendron pediceUattim, 'E.iKfiki ; x 300.
tentacle-like processes, which are either simply adhesive or tubular
and suctorial. In the latter case they are provided at their ex-
tremity with a sucker-disk and hav& contractile walls, whereas in
the former case they have more or less pointed extremities. The
Acinetaria are sedentary in habit, even if not, as is usual, per-
manently fixed by a stalk. The nucleus is frerjuently avboiiform.
Reproduction is effected by simple binary fission, and by a modified
fission (bud-fission) by which (as in Reticulaiia and Arcell.i) a
number of small bud-like warts containing a portion of the branched
parental nucleus are nipped off from the parent, often simul-
taneously (Fig. XXVI. 8). These do not become altogether dis-
tinct, but are for a time enclosed by the parental cell each io.a
sort of vacuole or brood-ehamlier, where the young Aciuetariaii
develops a—coat or band of cilia and then escapes from the body of
its parent (Fig. XXVI. 10, 17). After a brief locomotive existence,
it becomes sedentary, develops its tentacles, and loses its cilia.
The Acinetaria have one or inore contractile vacuoles. Their
nutrition is holozoie.
The surface of the body in some cases is covered only by a
delicate cuticle, but in other cases a definite membranous shell pr cup
(often stalked) is produced. Freshwater and marine. See Fraipont
(89).
Order 1. SUCTORIA, Kent.
A greater or less proportion or often all of the tentacles are
suctorial and terminated with suckei-liko expansions.
Genera. — RhynchHa, Zenker (stalkless, naked, with only one
tentacle ; epizoic on Cyclops ; Fig. XXVI. 1) ; Urnula, C. and L. :
Sphmrophrya, C. and L. (naked, spherical, with distinctly capitate
tentacles only ; never with a peilicle ; parasitic within Ciliata,
supposed young ; Fig. XXVI. 2-6, 12) ; Tvichopkri/a, C. and L. (as
Spharophrya, but oblong and temporarily fixed without a pedicle);
Fodophr-yn, Ehr. (naked, solitary, globose, ovate or elongate, fixed
by a pedicle ; tentacles all suctorial, united in fascicles or distri-
buted irregularly; Fig. XXVI. 10, 13, 16) ; Hcmiophnja, S. Kent (as
Podophrya, but tho tentacles are of the two kinds indicated in the
definition of tho group; Fig. XXVI. 8, 9, \i); Podocyathm, S. Kent
(secreting and inhabiting stalked membranous Clips or loricje ; ten-
tacles of tho two kinds) ; Solenophrya, C. and L. (with a sessile
lorica ; tentacles only suctorial) ; Acineta, Ehr. (as Solenophrya,
but the lorica is supported on a pedicle; Fig. XXVI. 11); Dendro-
camefes, Stein (cuticle indurated ; solitary, sessile, discoid ; tentacles
peculiar, viz., not contractile, more or less branched, root-like, and
perforated at the extremities and suctorial in function ; Fig.
XXVI. l.'i). Dendrosoma, Ehr. (forming colonics of intimately
fused individuals, with a basal adherent protoplasmic stolon ami
upstanding branches the termination (jf which bear numerous capi-
tate suctorial tentacles only ; Fig. XXVI. 17-20).
Order 2. NON-SUCTORIA, Lankester (-Acti'naria, Kent).
Cftaraefars.— Tentacles filiform, prehensile, not provided with a
sucker.
Genera. — Ephc'ota, Str. Wright (solitary, naked, pedunculate,
with many flexible inversiblo tentacles) ; Adinocyathtis, S. Kent ;
Ophryodendron, C. and L. (sessile, with a long, extensile, anterior
proboscis bearing numerous flexible tentacles at its distal exticniity ;
Fig. XXVI. 21); Aciiutopsis,' ^o\)'m (ovate, solitaiy, secreting a
stalked lorica ; fiom the anterior extremity of tho animal i.'" deve-
loped a proboscis-like organ which does not bear tentacles).
Further remarks on the Acinetaria. — Tho independcnc» of tho
Acinetaria was threatened some years ago by tho erroneous view of
Stein (79) that they were pha.ses in the life-histoiy of Vorticcllidu-.
Small parasitic for^MS (.Sphn^iophrya) were also until recently
regarded erroneously as the "acinclifoim young" of Ciliata.
i'hey now must bo regarded as an extienio modification of the
Protozoon series, in which tho differentiation of organs in a
unicellular animal reaches its highost point. Tho Buckcrtcntaclet
of tho Suctoria aro very elaborately constructed organs (see Fig.
X.WI. 16). They are ellicient means of seizing and extracting the
juices of another Protozoon which serves as food to tbo Aeinetarian.
Tlio structuro of Dendrosoma is remarkable on account of its
multicellular character and tho elaborate diffcrontiation of tl»e
reproduetivo bodies.
fho ciliation of the embryos or young forms developed from tho
buds of Acinetaria is an indication of. their ancestral connexion
with the Ciliata. Tho cilia are dilfcrently disposed on the young
of tho various genera (sec Fig. XXVI. 10, 17).
XIX —
86«
P PI 0 — P R 0
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Etudes sur les Jn/usoires et les Hhizopodes, Generaj IS-^a-fil. (E. E. L.)
FROUDHON, Pierre Joseph (1809-1665), a well-
known revolutionary writer^ was born in 1S09 at Besangon,
France, tke native place also of tte p.ocialist Fourier. His
origin was of the humblest, his father being a brewer's
cooper ; and the boy herded cows and followed other
simple ijursuits of a like nature. But he was not entirely
self-educated^ at Bisteen he entered the college of his
native place, though his family was so poor that he could
not procure the necessary books, and had to borrow them
from his mates in order to copy the lessons. There ie a
story of the young Froudhon returning -home laden with
prizes, but to find that there was no dinner for him. At
nineteen he became . a working compositor ; afterwards
he-rose \o be a corrector for the press, reading proofs of
ecclesiastical works, and thereby acquiring a very compet-
ent knowledge of theology. In this way also he came to
learn Hebrew, and to compare it with Greek, Latin, and
French ; and it was the first proof of his intellectual
audacity that on the strength of this he wrote an "Essai
de gi'ammaire gendrale." As Proudhon knew nothing
whatever of the true principles of philology, his treatise
was of no value. In 1838 he obtained the pension
Suardj a bursary of 1500 francs a year for three years, for
the encouragement of young men of promise, which was
in the gift of the academy of Besangon. In 1839 he
wrote a treatise " On the Utility of Keeping the Sunday,"
which contained the germs of "his revolutionary ideas.
About this time he went to Paris, where he lived a poor,
ascetic, ancl studious life, — making acquaintance, however,
with the socialistic ideas which were then fomenting in
the capital. In 1840 he published his first work Qu'est-ce
que la Froprietcl His famous answer to this question,
"La propriety, c'est le vol," naturally did not please the
academy of Besangon, and there was some talk of with-
drawing \\\^ pe^i^ir-n \ but he held it for the regular period.
For his third memoir on property, which took the shape
of a letter to the Fourierist, M. Gonsiderant, he was tried
at Besancon but was acquitted. In 184-6 he published
his greatest work, the S^steme des Contradictions iconomi
ques oil Philosophie de la Misere. For some time Proud
hon carried on a small printing establishment at Besancon,
but without success ; afterwards he became connected as
a kind of manager with a commercial firm at Lyons.
In 1847 he left this employment, and finally settled in
Paris, where he was now becoming celebrated as a leader
of innovation. He regretted the sudden outbreak of the
revolution of Februar}' (184S), because it found the social
reformers unprepared. But he threw himself with ardour
into the conflict of opinion, and soon gained a national
notoriety. He wr£ the moving spirit of the JRepresentant
dii Fetiple and other journals, in which the most advanced
theories were advocated in the strongest language ; and as
member of assembly for the Seine department he brought
for^vard his celebrated proposal of exacting an impost
t)f one-third on interest and rent, which of course was
rejected. His attempt to found a bank which should
operate by granting gratuitous credit was also a-completc
failure; of the five million francs which he required only
seventeen thousand v.ero offered. The violence of his
utterances led to an imprisonment at Paris for three years,
during which he married a young working woman. As
Proudhon aimed at economic rather than political innova-
tion, he had no special quarrel with the second empire,
and he lived in comparative quiet under it till the publica-
tion of his work, De la Jtistice daiis la Revolution et daiis
VEglise (1858), in which he attacked the church and other
existing institutions with unusual fury. This time he
fled to Brussels to escape imprisonment. On his return
to France his health broke down, though he continued to
write. He died at Passy in 18G5.
r 11 o — p K o
b(37
I'ei-soually Proudhon was oiio of tho most remarkable figures of
hioderu France. His life was marked by the severest simplicity
and even Puritanism ; he was nll'cctionate in his domestic relations,
n most loyal friend, and strictly upright in conduct. Ho was I
strongly o]iposed to the inevailiiig French socialism of liis time
because of its utopiaiiism and immorality ; and, tho'.igh he uttered
a\t manner of wild paradox and vehement invective ogaiust tho
dominant ideas and institutions, he was remarkably free from feel-
ings of personal hatfr. In all that he said and did he was the son of
tho people, who had not been broken to the usual sotial and academic
discipline ; hence his roughness, his one-sidedness, and his exaggera-
tions ; but ho is always vigorous, and often brilliant and original.
It would of course bo impossible to reduce the ideas of such on
irregular thinker to systematic form. In later years Proudhon him-
self confessed that "the great part of his publications formed
only a work of dissection and ventilation, so to speak, by means of
which he slowly makes his way towards a superior conception of
political and economic laws." Y«t the groundwork o£ his teaching
13 clear and firm ; no one could insist with greater emphasis on the
demonstrative character of economic principles as understood by
himself. He strongly beliered in the absolute truth of a few moral
ideas, with which it was the aim of his teaching to mould and
suffuse political economy. Of these fundamental ideas, justice,
liberty, and equality were the chief. What ho desiderated, for
instance, in nn ideal society was the most perfect equality of
remuneration. It was his principle that service jiays service, that
a day's labour balances a day's labour — in other words, that the
duration of labour is tho just measure of value. He did not shrink
from any of the consequences of this theory, for he would give the
6ame remuneration to the worst mason as to a Phidias ; but he looks
forward also to a period in human development when tho present
inequality in the talent and capacity of men would be reduced to an
inajipreoiable minimum. From tho great principle of service as the
equivalent of service is derived his axiom that property is the right
01 aubaine. The ouJam was a stranger not naturalized; and the
right of aubaine was the right in virtue of which tho sovereign
claimed the goods of such a stranger who had died in his territory.
Property is a right of tho same nature, with a like power of appro-
priation in the form of rent, interest, &c. It reaps witJiout
labour, consumes without producing, and enjoys without exertion.
Proudhoii's aim, therefore, was to realize a science of society resting
on principles of justice, liberty, and equality- thus understood ; "a
sdence absolute, rigorous, based on tho nature of man and of his
faculties, and on their mutual relations ; a science which we have
not to invent, but to discover." But he saw' clearly that such
ideas with their necessary accompaniments could only be realized
througli a long and laborious process of social transformation. As
we havo said, he atrongly detested the prurient immorality of the
schools of Saint-Simon and Fourier. He attacked them not less
bitterly for thinking that society could be changed off-hand by a
i-eady-made and complete scheme of reform. It was "the most
accursed lie," he said, "that could bo offered to mankind." In
aocial change he distinguishes between the transition and the per-
fection or achievement. With regard to the transition ho .advocated
tho progressive abolition of tho right of aubaine, by reducing
interest, rent, kc. For the goal he professed only to give the
general principles ; he had no ready-made scheme, no Utopia. The
positive organization of the new society in its details was a. labour
that would require fifty Montesquiens. The organization lie dciired
was one on collective principles, a free association which would talvc
account of tho division of labour, and which would maintain tho
personality both of the man and the citizen. With his stron" and
lorvid feeling for human dignity and liberty, Proudhon could not
have tolerated any theory of social change that did not give full
Bcopo for tlie free development of man. Connected with tJiis was
his famous paradox of anarchy, as the goal of the free develojjmeut
<)f society, by which he meant that through the ethical progress of
men government should become uunccessary. "Goveinment of
man by man in every form, " he says, "is oppression. The higliest
perffction of society is found in tho union of order and anarch)/."
Prouilhon's theory of property as the right of auhainc is substan-
tially tho same as the theory of capital held by Warx and uiost of
tho later socialists. Property and capital are defined and treated as
the power of exploiting the labour of other men, of claimi«g tho
results of hibour without giving an equivalent. Proudhon 'e famous
paradox, "LapropriiSt(S| c'cstlo vol,"i3mercly a trenchant expression
of this general principle. As slavery is assassination inasmuch as
it destroys all that is valuable and desirable in human personality,
80 property is theft inasmuch as it appropriates tho valiio produced
by the labour of others in the form of rent, interest, or profit wiUiout
rendering an equivalent. For property Proudhon would Substitute
individual possession, the right of occupation being equal for all
men (see SooiAi.tsM).
The princlp:il works of Proudhon hnvo already been iTK-nllonod. A complcio
rdhlon. inchidlnft lils posllmmoua writings, wns published At TjiHs, 1875. Sec
/'. J. I'roaOlwu, ta vie tt ta corretpoiutanct, by Snliitc-Hru*o (ruiia. 1870). on
ndn,Ii-)ih1i. wnik, nn1la| ptlt- Dot cnm^lvte^li nUa lUtuf tUt Otvx Xtondcn, .lim.
lSC:>ati<l FvU. ls;i. (T. K.) i
PllOUT, Sa.vii'el (1783-1852), watci-colour painter,
was born at Pijinouth on Seiitcmber 17, 1783. His
education in art was obtained by a patient and entluisi-
astic study of nature. Ho spent whole suinnier days, in
company with the ill-fated Haydon, in' drawing the qwiet
cottages, rustic bridges, and romantic water-inille of the
beautiful valleys of Devon. He even made a journey
through Cornwall, to try his hand in furnishing sketches
for Britton's Jkauties of England. On his removal in
1803 to London, which became his headquarters after
1812, a new scene of activity opened up before Prout.
He now endeavoured to correct and improve his style
by the study of the works of- the rising school of land-
scajje. To gain a living he painted marine pieces for
Falser the printseller, received pupils, and published
many drawing books for learners. He was likewise one
of the first who turned to account in his profession the
newly-invented, art of lithography. In spite of all this
industry, however, it was not untU about 1818 that Prout
discovered his proper sphere. Happening at that time to
make his first ■visit to the Continent, and to study the
quaint streets and market-places of Continental cities he
suddenly found himself in a new and enclianting province
of art. All his faculties, having found their congentat
element, sprung into unwonted power and activity. His
eye readily caught the picturesque features of the architec-
ture, and his hand recorded them with unsurpassed felicity
and fine selection of line.. The composition of his draw-
ings was exquisitely natural; their colour exhibited "the
truest and happiest association in sun and shade " ; the
picturesque remnants of ancient architecture were rendered
wit)i the happiest breadth and largeness, with the heartiest
perception and enjoyment of their time-worii'ruggedness ;
and the solemnity of great cathedrals was brought out
with striking effept. Encouraged by this success, Prout
continued most enthusiastically to pursue that patli upon
which he had unex|>ectedly come. At the trmo of his
death, 10th February 1852, there was scarcely a nook in
France, Germany, Italy, and the - Netherlands where his
quiet, benevolent, observant face had not been seen seai-ch-
ing for antique gables and sculptured pieces of stone. In
Venice especially there w&k hardly a i)illar which his eyo
had not lovingly studied and his pencil had not dexter-
ously copied.
See a memoir of Prout, by John Kuskin, in Art Journal for
1849,ajid the same author's J\'<jto mi the Fine Art Society's Loan Col-
lection ef Drawings by Samuel I'roul aud-JfiUiamUunt, 1879-SO.
PR0ATN9AL LANGUAGE AND LITERATURE.
I. Language. — Provenf^^al is a name used to compreheud
all the varieties of Romanic speech formerly spoken and
written, and still genuraliy used by country people, in tho
south of France. Tho geogrnijhical limits of this infinitely
\'aTiod idiom cannot be defined with precision, because it is
conterminous on tho north, soutii, and east with idioms of
the same family, with which almost at every point it blends
by insensible gradations. Roughly speaking, it may bo
said to be contained bet\veen the Atlantic on the west, tho
Pyremses and Mediterranean on tho south, and tho Alps on
the cast, and to bo bounded on the north by a lino pro-
ceeding from the Gironde to the Alps, and passing through
the departments of Gironde, Dordogiio, Hauto Vienna,
Creuse, Allier, Loire, Rhone, Isire, and Savoic. Those
limits are to some extent conventional. True, they are
fi.xed in accordance with tho mean of linguistic characters;
but it is self-evident that according to the importance
attached to one character or another they may be deter-
mined differently.
1. Different Names. — Tliough .the name Provenijnl is
generally adopted to dcsignat ) tho Romanic idiom of this
repiou i' inust not be sujiposotl thii tliis immo has been
868
PEOVENCAL.
{.LANGVACZ.
imposed by general consensus, or that it rests upon any
very firm historical basis. In the southern part of Gaul,
Eomanic developed itself, so to say, in the natural state
of language. Contrary to what took place in other
Romanic countries, no local variety here raised itself to the
rank of the literary idiom par excellence. While in Italy
the Florentine, in France the French dialect proper (that
is to say, the dialect of the lie de France), succeeded little
by little in monopolizing literary use, to ,the exclusion of
the other dialects, we do not find that either the Mar-
seillais or the Toulousaiu idiom was ever spoken or written
outside of Marseilles or Toulouse. In consequence of this
circumstance, no name originally designating the language
of a town or of a small district came to be employed to
designate the language of the whole of southern France ;
and on the other hand the geographical region described
above, having never had any special name, was not able
to give one to the idiom.
In the Middle Ages the idiom was spoken of under
various appellations : Bomans or lenga Komana was that
most generally used. It is notably that employed by the
authors ,of the Leys W Amors, a treatise on grammar,
poetry, and rhetoric, composed at Toulouse in the 14th
century. But this term, which is capable of being applied,
and w"hich, in fact, has been applied, to each of the
Romanic languages individually, is too general to be
retained. It is, however, that which was revived in the
beginning of the present century, by Eaynouard, the
author of the Lexique roman. It is now abandoned. In
the 13th century a poet born in Catalonia, on the southern
slope of the Pyrenees, Eaimon Vidal of Besalu, introduced
the name of Limousin language, probably on account of
the great reputation of some Limousin troubadours, but
he took care to define the expression, which he extended
beyond its original meaning, by saying that in speaking of
Limousin he must be understood to include Saintonge,
Quercy, Auvergne, &c. {Rasos de trohar, ed. Stengel, p. 70).
This expression found favour in Spain, and especiaUy in
Catalonia, ■rt'here the little treatise of Kaimon Vidal was
extensively read. The most ancient lyric poetry of the
Catalans (13th and 14th centuries), composed on the model
of the poetry of the troubadours, was often styled in Spain
poesia lemosina, and in the same country lengua lemosina
long designated at once the Provencal and the old literary
Catalan.
The name Provenqtd as applied to language is bardly
met with in the Middle Ages, except in the restricted
sense of the language of Provence proper, i.e., of tho
region lying south of Dauphind on the eastern side of the
Rhone. Raimon Feraut, who composed, about 1300, a
versified life of St Honorat, uses it, but he was himself a
native of Provence. We can also cite the title of a grammar,
the Donatz Froensals, by Hugh Faidit (about 1250) ; but
this work was composed in north Italy, and we may con-
ceive that the Italians living next to Provence employed the
name Provengal somewhat vaguely without inquiring into
the geographical limits of the idiom so called. In fact the
name Provengal became traditional in Italy, and in the
beginning of the 16th century Bembo could write, "Era
per tutto il Pouente la favella Provenzale, ne tempi ne
quali ella fiori, in prezzo et in istima molta, e.t tra tutti
gli altri idiorai di quelle parti, di gran lunga primiera.
Conciosiacosa che ciascuuo, o Francese, o Flamingo, o
Guascone, o Borgognone, o altramente di quelle nationi
eke egli si fosse, il quale bene scrivere e specialmente
I verseggiar volesse, quantunque egli Provenzale uon fosse,
lo faceva Provenzalmente" (Prose, ed. 1529, fol. viii.).i
* " The Proveu9al speecli in the times in which it flourished was
prized and Tield in great esteem all over the West, and among all the
other idionia of that resiou was by I'ar the foremost: so that every o;ie,
This passage, in which the primacy oi the Provencal
tongue is manifestly exaggerated, is interesting as shov^ing
the name Provencal employed, though, with little pre-
cision, in the sense in which we now apply it.
Another designation, which is supported by the great
authority of Dante, is that of lang-ue d'oc. In his treatise
De Vulgari Eloquio (bk i. chaps, viii. and ix.), the Floren-
tine poet divides the languages of Latin origin into three
idioms, which he characterizes by the affirmative par-
ticles used in each, oc, oil, si ; " nam alii oc, alii oil,
alii si afiirmaudo loquuntur, ut puta Hispani, Franci, et
Latini." As is seen, he attributes the affirmation oc U>
the Spaniards, wliich is of course erroneous, but there i*
no doubt that to the Spaniards he joined more correctly
the inh bitants of southern France, for in the Vita nuova,
chap. XXV., he speaks 'of the lingua d^oc as having been long
celebrated for its poets, which can apply only to the lan-
guage of the troubadours. The name langue d'oc occurs
also as early as the end of the 13th century, iu public
acts, but with a different sense, that of the province of
Languedoc, as constitutecJ after the union of the county
of Toulouse to the French king's dominion in 1271. Id
the royal acts of the end of the 13th and of the lltb
century partes lingux occitanx- or pays de langue d'oc
designates the union of the five seneschalates of Pdrigueux,
Carcassonej Beaucaire, Toulouse, and Ehodez, that is to
say, the province of Languedoc, such as it existed till 1790.
Some scholars, following the example of Dante, still actually
use the term langue d'oc in opposition to langue d'oui, but
these names have the inconvenience that they take suclT &
secondary fact as the form of the affirmative particle as an
essential character. Moreover it can hardly help to dis-
tinguish the other Romanic languages, as langue de si
would cause a confusion between Italian and Spanish.
ProvenQal, without being entirely satisfactory, since ii)
principle it applies solely to the language of Provence, is,
notwithstanding, the least objectionable name that can be
adopted. In addition to its being in some sort conse-
crated by the use made of it by the Italians, who were
the first after the Renaissance to study the works of the
troubadours, it must not be forgotten that, just as the
Roman Provincia, in which the name originated, extended
across the south of Gaul from the Alps to Toiilouse and
the Pyrenees, so still in the Middle Ages Provincia,
Provinciates, were understood in a very wide sense to
designate not only Provence strictly so called, i.e., the
present departments of Alpes Maritimes, Basses Alpes,
Var, Bouches da Rhone, but also a very considerable
part of Languedoc and the adjacant countries. Thus in
the 12th century the chronicler Albert of Aix-la-Chapelle
(Albertus Aquensis) places the town of Puy (Haute Loire)
in Provincia.
2. General Characters of the Language in its Ancient
State. — The Provencal language, within the limits above
indicated, cannot be said to have any general characters
really peculiar to it. Such of its characters as are found
in all the varieties of the language are met with also in
neighbouring idioms ; such as are not found elsewhere are
not generaL characters, that is to say, are manifested only
in certain varieties of Provencal. In reality " Provencal
language" does not designate, properly speaking a linguistic
unity; it is merely a geographical expression.
Tonic or Accented Vowels. — Latin a is preserved iu an open
syllable a mare, amar, am a turn, aniat, as well as in a closed
syllable cam em, cam. This character is common also to the
Romanic of Spain and Italy; but it is cue of the best distinguish-
ing marks between Provencal and French, for, to the north, this
a, when in au open syllable, does not pass beyond a line whi'di
whether Frenchman Fleming, Gascon, Burgundian, or of what nation
soever, who wished to WTite and versify well, nlthongli he Avas gat a
Provcuj.il, did it in the P'oveiigal laii^na^e. "
^CAjrOUAGE.]
PKOVENCA.L
869
would run approximately through Blaye, Coutras (Gironde),
Riberao, Nontrou (Dordogne), Beilac (Haute Vienne), Boussac
(Crcuse), Montluson, Gaunat (Allier), Moiitbrison (Loire). Start-
ing eastward from Lyons or thereabouts, there" appears a notable
linguistic fact which is observable in vaiied proportions in the
departments of Ain, Isfere, and Savoie, and in Romanic Switzer-
land. This is, that accented Latin a in an open syllable, when
preceded by a mouillure or palatalization (whatever the origin
of this), becomes e; on the contrary, when there is no mouillure,
it remains a. Thus we find in tlie Meditations of Marguerite
d'Oingt (Lyons, about 1300) ensennier, dclcitier, as against
aesirrar, recontar, regardar. Of tlrese two endings, the former,
-ier, is that which is found regularly in French, the second
that which is regular in Pr. Pure Pr. would have -ar in both
cases {ensenhar, deleitar, dcsirrar, tic); Fr. would have -ier
(enseignier, delilier) and ■«■ (desirer). Prof. Ascoli has given the
name of Franco-provcn<;al (fmnco-provenzalc) to the varieties of
Romanic in which we find this duality of treatment of Latin a,
according as it was or was not preceded by a palatalized sound.
Lat i, I become close e (Ital., e chiv.so; Fr. i): habere aver,
cteiet ere, nie(n)3em mes, fidem/c, pilum pel. This
character is not only common to Italian anu Spanish, but also
extends over the French domain on its western side as far as
Britanny. Certain exceptions noticed in French do not occur in
Pr. : thus mercedem, cera, pr (eh)e(n)suni, venenum,
which give in Fr. merci, cire, pris, vcnin, where we should
have expected mcrcsi, ceire, preis, venein, give regularly in Pr.
meree, cera, pres, vere. Lat. S preserves, as in Italy, the sound
of open « (Ital., eaperto): pedem, pc, lev at, leva, leporem,
lebre. In certain deteraiinate cases, this e from about the IStli
centm-y onwards may diphtliongize to ie: ego, eu, then ieu,
h8ri, er, ier, ferit, /«■, Jier. Lat. « is preserved, as in all the
Romanic languages: ami cum, ami, ripa; riha. Lat. J is
treated like i long wlien it precedes (with hiatus) another vowel :
pium, pi a, piu, pia, via, via, ligat, lia. Lat. d,ii result in
one and the same sound, that of Italian u, Fr. ou (Eng. oo). Tito
same phenomenon takes place in the north of Italy, and in the
Romanic of Switzerland. This sound,, which is styled by the
Donnt Proenaal the o eslreit (close o), is usually symbolized in the
early texts by simple o, and is tlius confounded in spelling, though
not in pronunciation, with the open o (o tare of the Donatz
Proensah]y/hkh comes from Lat. S. Lat. u becomes U {i.e., Fr. u),
as all over France, and also in North Italy and Catalonia :
murum, mur ( = miir), durum, dur (-diir). Lat. au is
rigorously preserved over tlie whole extent of tlio Pr. domain :
aurum, atir, alauda, alauza, pauperem, paubre. At
present the preservation of Lat. a« does not extend much out-
side the Pr9V. domain ; it is, however, found in certain parts of
the Ladino zone in Switzerland (upper Rhine valley), and in
Friuli, and it is to" be supposed to have been once general over the
whole of that zone. It is attested as late as the 16th century in
the' Vaudois valleys of Piedmont, and there are also examples of it
in old Catalan. Elsewhere the diphthong has regularly become
open 0 (auruni. It. and Sp. oro, Fr. or, kc).
Atonic Voiccls.— The atonic vowels (i.e., vowels of the unac-
cented syllables) which precede the accented syllable present no
very characteristic phenomenon ; but it is otherwise with those that
follow the accented syllable, the ^ws^/oMic vowels. Tlie Pr. is one pf
the Romanic idioms which, like the French, but unlike the Castilian
and the dialects of central and northern Italy, admit of only one
syllable after the accent. But the rules are not quite the same as
in Frcncli. In French the only vowel which can stand after the
accented syllable is " e feminine," otherwise called "e mute." In
Prov. a and c are the most frequent vowels in this position, but i
and 0 also occur. In French the first of the two post-tonic vowels
of o Lat. pronaroxy tone always disappears ; in Prov. it tends to bo
preserved, when followed by one of the consonants n, r, I, d:
to-rminum, le'rmen, ho'minom, o mcK, aMi gelu m, (;'n(/c/,
ae'caleni, se'gucl, cre'scere, a'ei'sscr, te'pidum, tc'bcz.
Finally, Prov. presents in certain words coming from Lat. pro-
paraxytoncs the trace of forms which (like Ital.) admitted two
atonic vowels after the accented syllable : thus we have porte'guc
and po'rgue (poTticum), Fabre'ga, a place name, and/a'rga
(fa'brica), perte'ga and pe'rga (poTtica), /fmcna and/cmno
(fe'mina). We have also lagre'ma (la'cryma), but a form
accented like Fr. larnie docs not exist. There seems to be no
doubt that these forms in which a displacement of the Latin accent
is observed were at an earlier period pronounced as proparaxytoncs
{po'7-tegue, fa'brcga, pe'rtcria, fc'moia, la'grcma). '
Coiisonanls. — Tlie boundary usually recognized between Prov.
and French is founded upon linguistic characters furnished by the
vowels, especially a; if it had been determined by characters
furnished by the consonants, the lino of demarcation would have to
be <lrawu farther south, because tlio consonantal system which is
regarded as proper to French really extends in its main features
over the northern zone of the Prnveni;al region as defined above.
Aa with the vowels, only a few of the salient facta cm hero be
indicated. C initial, or second consonant of a group, before a
(cUballunv, me re a turn), preserves its Lat. sound (-k) in the
greater part of the Prov. region. But in the northern zone it takea
the sound of tch (Eng. ch in chin) as in 0. Fr., and this sound is
still pretty well preserved, although there is here and there a
tendency to the present sound of ch in Fr. (—$h Eng.). The placo
names Castellum, Castanltum, Casale, give Chaslel,
Cliastanet, Chazal, in Dordogne, Haute Vienne, Correzo, Fuy dc
D6me, Cantal, Haute Loire, tlie north of Lozere, of ArJeche, of
Drome, of Is^re, and of Hautes Alpes, and Caslel, Castanet, Cazal,
farther to the south. Analogously, g initial, or second consonant
of a group, followed by a, becomes j (i.e., dzh^O. Fr. and Eng. j
in jam) in the same zone; Garrica is Janija, Jania ia
Dordogne, Corr^ze, Cantal, Haute Loire, Ishe, and Garriga farther
south. Between two vowels t becomes d: cdat, emperador, nodal,
amada (tetatem, im pcra t oreni, uatale, ainata). This
was also the case in 0. Fr. until the course of the 11th century
(honurcde, emptreiur, lavadures, &c., in the Life of St Alexis).
But in the northern zone this d representing a Lat. i fell away aa
early as in Fr. ; in an 11th-century text from the environs of
Valence, wo read muraor, coroaa ("muratorem, corrogata),
Fr. corvio (P. Jleyer, Jiccucil d'anciens Icxics, Provenjal section,
No. 40). In the south, d between two vowels was preserved almost
everywhere until about the middle of the 12tli century, when it
became z (as in Fr. and Eng. zero) : cruzel, azorar, auzir, vczcr
(crudelem, a dor are, audi re, vide re). In the 14th and
15th centuries this :, like every c or s soft of whatever origin, was
liable to become r (lingual, not uvular): aur'i; veren (a u dire,
v i d e n t e m). In Beam and Gascony d remained ; hut in the
northern zone Lat. d, instead of changing into z, r, disappeared as
in Fr. and quite as early. The poem of-Boetius, of which the MS.
is" of the 11th century, shows in this respect great hesitation:
e.g., d preserved in chculen, credel, Iradar, redcr (cadentom,
*crede-dit, *tradare, videre);'rf fallen away in creesscn,
fceltat, traazo, vciit, fiar (*c redess e n t, fidelitatem, *tra-
dationem, *vidutum, p. i^Ie. of videre, fidare). One of
the most general facts in Pr. is the habit of rejecting Lat. final t,
of wliich examples to any number are presented by the verbs, ^n
Fr. this t was Ibrnierly retained when it followed a vowel which
remained, aimet, intrei (ama t, -in t rat), and still remains (in
writing at least) when, in Latin, it follows a consonant, aiment,
fait, ii< (amant, facit; *fact, vivit, *vivt); but in Pr. the
t is dropped in all cases, even in the most ancient texts : aman,
fai, viu. Yet in the northern zone we find the I retained in tlie
3d per. ph of verbs, -ant, -onl (Lat. -ant, -unt). H has gone
completely (or at least only appears through orthogiaphic tradition,
and very intermittently, (h)crba, {h)onor, {h)umil, &c.), not only
in words of Lat. origin, which is the case in 0. Fr., but even in
Teutonic words (anta, ardil, arenc, ausberc, elm, Fr. Jionte, hardi,
hareng, haubert, heaumc, with h aspirated). By this feature, the
nortliern limits of whicli are not yet well determined, the Pro-
vencal attaches itself to the Romanic of the southern countries. N
final, or standing in Lat. between two vowels of which the second
is to bo dropped, disappears in the whole central part of the Pr.
domain; gran gra, ben be, en c, roi ve, fin fi, «)t u (gran urn,
bene, i n, v e n i t, f i n e m, u n u m). The forms with n belong
to the eastern part (left of the Rhone), the western part (Ga.«conv,
but not Beam), and the region of the Pyrenees. It is possible
that this loss of « went along with a lengthening of final vowel;
at least, in Bearneso when the ?i falls away the vowel is doubled:
caperaa, besii, ioo (c a p e 1 1 a n u m, v i c i n u m, b o a u m), &c.
Tlicse are tlie most important characteristics of the consonants,
in relation to the extent of space over which they prevail. Others,
which appear only within a more limited area, are perhaps more
curious on account of their strangeness. It will suffice to mention
a few which belong to the district bounded on the west and south
by the Atlantic, the Basque provinces, and the Pyrenees, and
which extends nortliward and eastward towards the Garonne and
its affluents, as far as the Gironde. (This includes Beam, liigorre,
and Gascony.) Hero the sound i' no longer exists, being replaced
generally by 6; between two vowels, in Goscony, by ii,.wilh tbs
sound of Eng. w. Initial r assumes a, prosthetic o: arrain, arre,
Arroberl (r a mum, rem, Robertuln). i/ between two vowels
becomes r: apcrar, caperan, or (Bi!arn) caperaa, bcra, era (apcl-
lare, oapcUanum, bo 11 a, el la). On the contrary, at the
end of words (viz., in Romanic) // becomes g or t, d; the former
change seems to belong rather to Hautes and Basses PyrOne'es,
Landes, the latter to Gironde, Lot ot Garonne, Gers: eg, frf, et
(iWo), arraslcg, -ed, -c< (ras te 1 lum), casteg, -frf, -rt (cas tcl lu m),
capdeg, -ed, -et (c a p i t o 1 1 u ni), whence Fr. eadcl (in 1 Otli century
cai>del, originally a Gascon word). For further details upon the
consonants in tliis region of south-wost France, see Jlomania, iiL
435-38, V. 3C8-69.
Flc3eion.—0]d Provcnjal has, like Old French, a declension con-
sisting' of two cases for each number, derived from the Latin
nominative and accusative. In certain resprcts this declension is
more in confoimity with etymology in Provonjal than in 014
870
PROVENCAL
[langcacb.
FiDnch, liaving beeu less influenced by analogy. ^ The foUo\riitg
are the tyjies of this declension, taking them in the order of the
Lat. declensions.' 1. Words in -a coming from Lat. 1st decl. ,
increasod by certain words coming from Lat. neuter plurals
treated in Prov. as feminine singulars ; one form only for each
unmber : sin?, causa, pi. causas. 2. Words of the Lat. 2d dec'.,
with a few from the 4th ; two forms for each number : sing.
subject cavah (oabnllus), object cnial (cahall uni); pi. sub-
jeotciraZ (cab alii), object cnTO?i(c aba llos). 3. Words of Lat.
Sd decl. Here there are three Lat types to be considered. Ilie
first type presents tlie same theme and the same accentuation iiriUl
th«icases, c.(j. , c a n i .s. The second presents the same accentuation
in the nonriuative singular and in the other cases, but tlis theme
ditfers: co'nies, co'mitem. In the third type the accentuation
changes : pecca'tor, peccato'rem. The first type is naturally
confounded with nouns of the 2d decl. : sing., subj. cans or cas,
obj. can or ca. Tlie second and third types are sometimes followed
in their original variety; thus coiiis answers to co'mes, and co'mte
to c o" m i t e m. But it has often happened that already in vulgar
Latin the theme of the nominative singular had beeu refasliioned
after the theme of th« oblique cases. They said in the nom.
sing, heredis, parentis, principis, for heres, parens,
prince ps. Consequently the difference both of theme and of
accentuation which e.visted in Lat. between nominative and accu-
sative has disappeared in Pr. This reconstruction of the nomina-
tive.singular alter the theme of the other cases tabes place in all
Lat. words in -im (except abbas), in those in -io, in the greater iiart
of those in-or, at least in all those which have an abstract meaning.
ThusiWB obtain boniaiz (bonitatis for bonitas) and bontat
(ho nit at em); civiatz (civitatis for ci vitas) and ciulal
(c i V i t a t e m), .Tinors (a ra o r i s for a m o r) and ardor (a m or e m).
All present participles in the subject case singular are formed in
this way upon refashioned Latin nominatives: ammis (amantis
foranians) avutiit (amantcm). It is to be remarked that in
regard to feminine nouns Pr. is more etymological than Fr. In
the latter fenvinine nouns have generally only one form for each
number; bonU for the snbj. as well as for tlie obj. case, and not
bontis and bonte; in Pr. on the contrary bontatz ami bontat. Still,
in aJargenumber of nouns the original diiVcrenoe of accentuation
between the nominative singular and the other cases has been:
maintained, whence there rcsidt two very distinct forms for the<
subj. and obj. cases. Of these words it is impossible to givo
a full list here ; we confine ourselves to the exhibition, of a few
types, remarking that these words are above all su<|i:.as designate
persons: a'bas aba^t, pa'slrc pasto'r, sor soro'r, ca/itaiTe c<xrUtido'r
(cantator, -orem), anjterai're cinpcrado'r, bar bccro', cantpa'iih
compu-iiho; laire laiiv (latro, -onem). To this class belong
various proper names: ^•blc Eblo', Old Gnio', Uc Uffo: A fe\v
have even come from the 2d decl., thus /Vi'TH! Pciro; Fonts Poiiso',
Ca-rU Carlo-, as if the Latin types had been PeSro, -onem,
Ponso, -on em. Carlo, -on cm. We may mention also geogra-
phical adjectives, such as Bret Brcto\ Bcrga'iiAz Bermnh,o\ Oasc
Gasco; &c. The plural of the 3d decl. is '"ke that of the second:
subj. aba-t, soro'r, caniado'T, cmpcrado'r, baTo\ compaiiho', lairo';
obj. aba'tz, saro'rs, canlado'rs, empcrado'rs, baro's, convpasnho's,
lairo's, as it the Lit. nominative pi. had been abbati, sorori,
cantator i, &Ci It is barely possible that such forms' actually
existed' in vulgar Latin; no trace of them, however, is found in
the te.\t3, save in the glosses of Cassel (Sth c), sapienti for
sapientes, and in a great many ancient charters paren tor um,
which implies a nominative pare n t i. The words of the ith and
Sth declensions present no points requiring mention here.
This declension of two cases is a nofcvbie character of the whoJe
Romanic of Gaul, north as well as south, i.e., French as well as
Provenjal. It must be noted, however, that in the south-west it
existed only in a very restricted fashion. In the old texts of
Gascohy it is no longer general in the 13th century. In Beam it
appears to have been completely unknown, the nouns and adjs.
having only one form, nsually that of the obj.' case. In Catalan
poetry its application is often laid down in the 13th century, but
as the charters and documents free from literary influence show no
trace of it, its introduction into the poetry of this country may be
assumed to be an artificial fact. In the region where it is best
observed, i.e., in the centre and north of the Provengal territory,
it tends to disappear from ordinary use already in the 13th centui-y.
The poet grammarian Raimon Vidal of Besalii, wlio flourished
about the middle of t!ie century, ])oints out in various troubadours
transgressions of the rules of declension, and recognizes that in
conversation they are no longer observed. The general tendency
was to retain only a single form, that of the obj. case. For certain
words, however, it was the subj. form which survived. Thus iu
modern Pr. the words in the ending -ai're (answering to Lat. -a tor)
are as frequent as those in -adow (lepr. -a tor em). But there is
a slight difterence of meaning between these two suflixes.
Adjectives, generally speaking, ngree in flexion with the nouns.
But there is one fact particular to adjectives and past participles
which is observed with more or lessjvgularity in certain 12th _and
13tn century texts. There is a tendency to mark more clearly tii »u
in the substantives the flexion of the subj. pi. , chiefly when the adj.
or participle is employed predicatively. This is marked by the addi-
tion of an i, placed, according to the district, either after the final
consonant, or else after the last vowelso as to form a diphthong with
it. The following are examples' from an ancient translation of the
New Tes'.anient (AIS. in library of the Palais Saint-Pierre, Lyons,
end of 13th century): — "Die a vos que no siatz consirosi" (ne
soUiciti sitis, ilat. vi. 25); "que siatz vLti d' els" (ut videamini
ab eis, Mat. vi. 1); "edavant los reis els princeps seretz inenadi"
(et ad presides et ad reges duceniini. Mat. x. IS). In charters of
the 12th and 13th centuries we find in the subj. case ph, and
especially in this predicative use, jxajaig, ccrtinaih, acossailhaih,
representing pagati, certifieati, adcon si Ijati.
It is in the verbs that the individuality of the ditfercut Bomanic
idioms manifests itself most distinctly. At a very early date the
etymological data were crossed, iu various directions and divers
manners according to the country, by analogical tendencies. The
local varieties became' little by little' so numerous in the Domanic
conjugation that it is not easy to discover any very characteristic
features observed over a territory so vast as that of which the limits
have bceii indicated at the commencement of this article. The
following are, how«ver, a few.
The infinitives are in -«r, -ir, -re, -ir, corresponding to the Lat.
-are, -ere, -ere, -ire, respectively; as in the whole Romanic
domain, the conjugation in -ar is the most numerous. The table
of verbs, which forms part of the Pr. grammar called the Douatz
JPncnsais (13th century) contains 473 verbs in -ar, 101 in -ir and
■re, 115 in -ir. In the -or conjugation we remark one verb from
another conjugation : /or {c/. It. fare) from facer e. The con-
jugations in -e> and re encroach each upon the territory of tho
other. The three Lat. verbs cade re, cape re, sapere haver
become -Sr verbs (cazc'r, cabev, sabe'r) as in Fr. cheoir, -ccvoir,
savoir ; and several other verbs waver between the two ; crcde'r,
crc^r, and crn'. 're (ere "dere), quercr ^ni que'rrc (quaere re). This
fluctuation is most frequent in the case of verbs which belonged,
originally to thft -ere conjugation: ardc'r ami a'rdre, plaze-r aaid
plai're, tazer and tai-re (ardere, placere, tacere). Next to
the -ar conjugation, that in -ir is the one which has preserved most
formative power. As in the other Romanic languages, it has
welcomed a large nramber of German verbs, and has attracted
several verbs which etymologically ought to have belonged to the
conjugations iu -ir and -re : emplir (i m p 1 e r e), jauzir (ga.u d e r e),
cosir (con Sucre), erebir (eripere), fugir (fugere), scqmr
(* seq uere'=3equi).
Except in the -ar conjugation, the ending of the infinitive.does
not determine iu a regular manner the mode of forming the
different tenses. The present participles are divided into two
series : those in -an (obj. sing.) tor the first conj;, those in -eii for
the others. In this the Pr. distinguishes itself very clearly from
the French, iu which all present participles have -ant. There is also
in Pr. a participial form or verbal adjective which is not met witli
in any other Romanic language, except Romanian, where more-
over it is employed iu a different sense ; this is a form in -dor,
-deira, which supposes a Lat. tj'pe -torius, or-tiirius; the
sense is that of a futiu'e participle, active for the intransitive verbs,
passive for the ttunsitiye ; endeveaidor, -doi-ra, "that is to
liappen"; fazedo'r, -doi'ra, "that isto be done"; ^nidov, -doira,
"to be punished.". In conjugation properly so called, we may
remark the almost complete disappearance of the Lat. preterite iu
■avi, of which traces are found only in texts written in the
neighbourhood of the French-speaking region, and in B&rn. In
return, a preterite which seems to have been suggested by the
Latin dedi, has increased and become the type of the tense
almost everywhere in tlie -ar conjugation, and in many verbs in
-ir and -re : amei', anwst, amft, amenn, ame-tz, ame-ron. In Fr.
there is a form like this, or at least having the same origin, only
in a small number of verbs, none of which belong to the first con-
jugation, and in these only in the 3rd. pers. sing, and pi. (perdie,
perdierent; entendie, enteiulierent, &c.) It is well known that re-
duplicated preterites had greatly multiplied in vulgar Latin : there
have been recovered such forms asasceudiderat, osteudedit,
pandiderunt, adtendedit, incendiderat, &c. (see
Schuchardt, Vokalismus des Vulgarlateins, i. 35, iii. 10; cf.
Romania, ii. 477).. But, iu order to explain the Pr. form -ei, -est,
•ct (with open i), we must suppose a termination not in -id i or
• edi, but in -e 'di. In the western region the 3d pers. sing, is
generally in -ce, 7>robably by analogy with preterites like bee, crcc,
dec, sec, formed after the Lat. type iu -u i. Another notable peculi-
arity, of which Old Fr. shows only rare traces, in texts of a very
remote period, is the preservation of a preterite in -ara or -era, de-
rived from the Lat. pluperfect, ama'ra or ame'ra, "I loved." The
former comes directly from Lat. am fir a m, the latter has been in-
fluenced by the ordinary prSterite in -ei. This preterite is used
with the sense of a simple past,, not of a pluperfect, and conse-
quently is an exact doublet of the ordinary preterite,. which explains
how it was at leuyth eliminated almost everywhere by the latter, tf
l.A.VGUAGi;.]
PKOVENCAI.
871
wliich it wa? a mere STnonyiu. Uat it remained in gLiier.il use
witli the sens© of a pnst conditional: ama ra or ame'ra, "I should
li&Te loved,"/ui'ff, " I should have been."
3. Existinff State of the ProveiKpl. — In consequence of
political circumstances (see notice of Provencal Literature
below), the Provencal ceased to be used for administrative
as well as literary purposes about the 15th century, in
some "laces a little sooner, in others later (notably in
B<Sarn, where it continued to be written as the language of
ordinary use till the 17th century). The poems in local
dialect composed and printed in the 16th century and on
to our own day have no link with the literature of the
preceding period. Reduced to the condition of a patois, or
popular dialect simply, the idiom experienced somewhat
rapid modifications. Any one who sliould compare the
poems of Goudolin of Toulouse (1579-1649) with those
of a Toulousain troubadour of the 13th century would be
astonished at the changes which the language has under-
gone. Yet this impression would probably be exaggerated.
In order to make a rigorously accurate comparison of the
language at the two epochs, it would have to bo written
in the two cases with the same orthographic system, which
it is not. The first writers of Provengal, about the 10th or
11th century, applied to tho language the Latin ortho-
graphy, preserving to each letter, as far as possible, the
falue given to it in the contemporary pronunciation of
Latin. To express certain sounds which did not exist in
Latin, or which were not there clearly enough noted, thoie
were introduced little by little, and without regular
system, %'ariou6 conventional symbolizationa such as l/i.
and nh to symbolize the sound of I and ?i moicil/ee. From
this method of proceeding there resulted an orthogi-aphic
system somcwliat wanting in fLxity, but which from its
very instability lent itself fairly well to the variations
which the pronunciation underwent in time and locality.
But, the tradition having been interrupted about the 15th
century, those who afterwards by way of pastime attempted
composition in the patois formed, each for himself apart,
an orthography of which many elements were borrowed
from French usa.ge. It is evideat that differences already
considerable must be exaggerated by the use of two very
distinct orthographical systems. Nevertheless, even if we
get quit of the illusion which makes ub at first sight
suppose differences of sound where there are merely
different ways of spelling the same sound, v/e find that
between the. 14th and ICth century the language under-
went everywhere, Ji6axn (for reasons already given)
excepted, great modifications both in vocabulary and
grammar. TheProvonQal literature having gradually died
out during the 14th century, the vocabulary lost iraniedi-
ately tho greater part . of the terms expressing general
ideas or alastract conceptions. To .supply the place of
these, the authors who have written in the patois of tho
south during tho last few centuries have been obliged to
borrow from French, modifying at. the same time their form,
a multitude of vocables which naturally have remained for
the most part unintelligible to people who know only tho
patois. In this case tho adoption of foreign words was
excusable ; but it did not stop here. Little by little, as
primary instruction (now compulsory) was diffused, and
introduced first in the towns and afterwards in the villages
a certriiu knowledge of French, words purely French have
been introduced into use in place of the corresponding
dialect words. Thus, one hears constantly in Provonco
pi'ro, me'ro, fre'ro, forms adapted from French, instead of
pctirc, niaire, fraire; cacha (catiha' = Fr. cacher) instead
of escoundre, &c.
In til!) phonology, tho modifications are of the natural order, and
so have nothing rcvolutionaiy. Tho language has developed locally
tendcncios wliich certainly already existed during tho nourishing
^riod, althousrh the ancient orthography did not rocognizo them.
Of the vowels, a tonic is generally preserved ; a» in an open
syllable becomes 6 (open) in jiait of the departments ef Avej-ron,
Lot, Dordogne, Correxo, Caiital, and south of Haute Loire: jio
(granum), mo (iiiani'm), ;«) (pa.ncm). This nasalized (» mu.st
have had a particular sound already in Old Pr., for it is qualified
in the Donatz I'roenmls (ed. Stengel, p. 49) as a cstrcit (-close or
narrow a). A feature almost general is the passage of post-tonic a
iulo o: terro, amaro, amarlo (terra, nmabat, amata). In
Var and the Maritime Alps examples of this change occur as
early as tho end of tlie 15th century. But oven yet there are a
few cantons, notably Montpollier and its neighbourhowl, where
the .-mcicnt po-^-tonic a is preserved. It is remajkable that the
Latin diphthong (tij, which had become simple o in almost all
Eomanic lands at the date of the most ancient texts, is to this day
preserved with a very distinct diphthongal sound everj-\»hero in the
south of Fi-ance.
lu the morphology,the leading feature of modern rrov«n9al is the
ever greater iiimpUlication of gr.immatical forms. Not only have
the two forms (nominative and objective) iu encli number, in nouns
and adjectives, been retliiced to one— this reduction manifested
itself in ordinary use already in the Hth century— but in many
places there no longer remains any distinction between the bingnlav
and the plural. In a great part of the south ieu (ego) does
duty as an objective, me or mi having disappeared!, lu pait of
DrSme it is the other way, mi being substituted in the iiomin-
ativo for u'M, which it has completely displaced. It is perhaps iu
coiijinjation that tliO' greatest changes from the oliler form of the
language are secD. Analogy, basing itself upon one or another
much used form, IiaS acted with inuueiise force, tending to UHiho
gcner.al iu the whole conjugation, without any regard to tho
original classes to -which the- various verbs bclongod, certain
tenuinatlonsj chiefly those which were accented, and thus appeared
to tho popular iiistinct' to have moi'e signifisance. The result, if
the tendency were carried tho full lejigtli, would bo the rc<luct;c.n
of all tho three conjugations to one. Perhaps before this point is
reached the patois of the south will themselves have disappeared.
As the endless modifications which the languasc undermies, in
voeabulaiy and gi'.ammav alike, develop tlicmselvos in ditretent
directions, and each over an area diil'er&ntly circumscribed, the
general aspect of the language becomes more and more confnsed,
without the possibility of grouping the endless varieties within
dialectal divisions, there being no case in which a certain number
of phoiretio or qiorphological facts present themselves within the
same geographical limits. The custom has been adopted of roughly
designating these varieties by the name of the ancient provinces
in which they appear. Limousin (divided into ITigh and Lou-
Li^wnsin), Manhcse, Auverjncse, Gascmi, Bc'anicsc, Roiicrgat,
Lamjuedociiaiv, Ptovciu^mI, &c. ; but these divisions, though con-
venient in use, correspond to no actualities. Nimes and Mont-
pellier are in Languedoc, and Aries and Tarascon aii-e in Provenco ;
nevertheless the dialect of Nimes resembles that of Aries and
Tarascon more than that of JIontpelHer.
7>4t«.— For the hiatory of tho Pi-(n-cni;iil In al! Its Tnrlortes there , ire io.iny
mory Tiijiti'. liils thiin for any other Konumic Innf^uiij^e. not excepting even Italian
01- l--i-cnclj. The lUcravy texts go bnck to the 10th or Uth century (see below),
l-'or phonetic pui-poses many of those texts aro of secondary vnluc; becanse the
MSS. In which they have reached us, and several of whicti. cepcchiUy for tho
poetry of tho trotibadoui s, ore of Italian ovtg!n,.have altered the oiiplnnl fomisto
an extent which Ic is not easy to deternaioo ; l>utwo posscssa CMnnllf «s nnmber of
choitel-8, coH(«mf5, vegnlaliojis, accounts. reKlstcfS o( taxation, which aic worthy
of absoluto eonfldoncc, — first, because these docnmtnts ai-c In most cases orieln-
ols, and, secondly, because, none of tho dialectal varieties liavinK raised Itself
t<i the rank of the Uternrv lancuace, as happened In France with the centrol
(Parisian) vnrloty and in Italy with the FloremJne, writers never had the tempta-
tion to abandon their own Idlon\ for another. It is proper to odd' tlint ProTCii^al
possesses two ancient crntrininrs of tho I'Jih century (ihc earliest compiled for
any Itomonic idiom)— tho Donaiz PronisaU and Hti:ot tic frohnr (soe p. 876).
AlthmiKli very eliort, espccl illy the second, whicli is a collection of detaciicd ob-
seivations. Ihoy furnish valuable data. Tho 14th-century Itiit tfAmort (see p.
871:) presents tho language in rather an artlllcln) state — tlu) laaKUage w-Ukh ouffht
to bo wiltten rather than the Inncnage actually i-xistlnj-.
l)ihUogi'aphy,—\. Ancienl Oiik//;/uii.— I'liero does uol oilit any eomprelienalTo
work upon the Provencal whonco to obtain a precise idea of the history of the
lanRUUgeat its different epochs, nirz's fJranimtttIk rfei- rofitnnifcAfn {>prarhrn
is still the moandivol-k. It rIvc-s, especially In the ;1<1 ed. (Isilll-7'il, tho lost re-
vised by the author, tho results of extensive leseitrches convculintly al-mnced.
But Dlea had only a sleifder knowlodpn of llio lattRtiaa^ In Itw present state,
and in his time plionoioay liad made Utile procresa. Tho Ficncli Itanslallon
of M^^. 0. Pails, A. llrachet, and Morellnlln (rails, IS;:l-7ll) was to be com-
pleted by a supplementary volume, which was aiinoaneed at \-ol. ix. p. O.lfi of
the preseni work, hut this expedli'nt has had to be abandoned. It having been
recognlxed thnt wliat was wonted was not a hupploment bu» a peneral icciisl.
Tho "IJechciches piiliolociqi-ca sur la lantti'e romBlte," and " Rtisumrf do la
(rrnmmalro rnniane." publlslied bv Ra>-nouHi-il at tlie beglnidnj; of vol. I. of his
ly.liqut romtm (1819), nro entirely out of dalo. Tho "Tahhan soinmairo ties
flexions l>roven9aks," published by M. Ilartseh. In tlie fTirci/omat/li* prcren^atf
(Ifh ed., ISSO), Is Incnmplcio and often err-'ueous. The actual state of our know,
ledffo of ancient l'roven?al must bo souulit In a great nmnlier of scortered dis-
sertations or monographs, which will be foiin.l especially In the Urwoiitt of tho
.'Socli'td do I.lncillstlqno do Parl.-i, IBlia (Plit>:trll,)Ur itnrcntalr, O. pn. 14801), In
tho A'ooKinio (1872-S.5), and In the litnie ilt lit S.H-lclr pour Vfltidt dtt lani/urt
romann, to which may bo added some doctoral disseitatlens publlslied In Ger-
many, and the special studies upon tho lancuacoot parlleular text* prefaced to
editions of these. As to dletioiiarles, tlie /.r.ri./ria roiimn. t)U Oictio}inair* dr i<i
Irtnimc'Ift Troukadoiiri, by Haynounul (Pari-.d vols. Svo, lSSIl-44), can always be
used with odvantiiBO, but the numerous special vecabuUrhs appended by editors
to texts published by them cannot bo iicKlectcd. 'Hieso yield ft conslileiablo
872
PROVENCAL
[literaturr.
number of words, either wanting or wrnngly explained In the Lexiqve roman.
2. Modern f-'orm. — The most useful Kraiiimalicitl wovk* (all done with insufficient
knowledRi of phonoloRy, and under the pi-econceh-t-d idea that there exist dialects
with definite ciicumsciiption) are J. B. Andrews, £ssai de gramiiiaire du dialecte
mentortais (Mentone] (Nice, 1S78), see also his " Phonetique mentonaise," in
Romania, xil. 31)4 ; Cantiigrel, ,Vo/« sur I'oythographieel fa prononciat ion langiie-
docienries, prefixed to La Canson de la Lauseco, by A. Mir (.Monfpellier, 187C);
Chabanean, Qrainmaire limousine {V&ris, 1876). referring especially to the variety
of Nontion, In the north of F^rigord (Doidogne); Coiistang, Essai sur V hiiloire
du sous-dialecte du Rauergue (Blontpellier and Paris, ISSO); Lespy, Orammaire
beamaite (2d ed.. Pails, 1880) ; A. jluchaire. Etudes sur les idiomes ptjreneens de
la region frani;aise (Paris, 1879); Moutler, Grammaire daupfiinoise, Dialecte de la
ralUe de la DrQnte (Montelimar, 1882); Ruben, "Etude sur le patois du Haut
Limousin," pieflxed to Poems by J.Fyucand, in the Limousin patois (Limoges.
1866). As to dictionaries M-e may mention, among others, Andrews, Vocalulaire
/rantais-mentonais (Xice, 1877) ; Azais, Dictionnaire des idiomes remans du midi
de la France (Montpellier, 1S77, 3 vols. Svo). taking for its basis the dialect of
B^zlers; Chabrand and De Rochas d'Alglun, Patois des Alpes CoCtiennes et en
particulier du Quej/^na (Grenoble and Paris, 1877); Couzini^. /)/c(ionna ire rfe /a
tongue romano-castraise (Castres, 1850); Garcin, Nouveau dielionnaire proven^al-
fran^ais (Diaguigpan, 1841, 2 vols.); Honnoiat, Dictionnaire proven^al-fran^ais
(Digue, 1846-7, 2 vols. 4to);^De Sanvages, Dictionnaire languedocien-/rani;ais
(new ed., Alals, 1820, 2 vols.); . Vayssier, Dictionnaire patois-franqais du departe-
ment de /'^ffyron (Rodez, 1879). From 1880 the Dictionnaire proceni^al-franqais
of Fr. Mistral, in 2 vols. 4to, has been tn progress ; more than the hnlf has ap-
peared. This dictionary tjikes as Its basis the valiety of Maillune (in tlie north of
Bouche3-du-Rh5ne),the author's native distiict, and gives in as complete a manner
as possible all the fornix used In the south of France. It is by far the best of
all the dictionaries of the southei-n dialects which have yet been published, and
when finished It will almost enable the student to dispense with oil the others.
II. Pkovenqal Literature. — Proven9al literature is
much more easily defined than the language in which it
is expressed. Starting in the 11th and 12th centuries in
several centres, it thence gradually spread out, first over
the greater portion, though not the whole, of southern
France, and then into the north of Italy and Spain. It
nowhere merged in th« neighbouring literatures. At the
time of its highest development (12th century) the art of
composing in the vulgar tongue did not exist, or was only
beginning (o exist, -to the south of the Alps and the
Pyrenees. In the north, in the country of French speech,
vernacular poetry was in full bloom ; • but between the
districts in which it had developed — Champagne, lie de
France, Picardy, and Normandy — and the region in which
Provengal literature had sprung up, there seems to have
been an intermediate zone formed by Burgundy, Bourbon-
nais, Berry, Touraine, and Anjou which, far on in the
Middle Ages, appears to have remained barren of vernacular
literature. In its rise Proven9al literature stands com-
pletely by itself, and in its development it long continued
to be absolutely original. It presents at several points
genuine analogies with the sister-literature of northern
France ; but these analogies are due principally to certain
primary elements common to both and only in a slight
degree to mutual reaction.
[t must be inquired, however, what amount of origin-
ality could l}elong to any, even the most original, Romanic
literature in the Middle Ages. In all Romanic countries
compositions in the\ernaculaf began to appear while the
custom of writing in Latin was still preserved by unin-
terrupted tradition. Even during the most barbarous
periods, when intellectual life was at its lowest, it was in
Latin .that sermons, lives of saints more or less apocryphal,
QiCcounts of miracles designed to attract pilgrims to certain
shrines, monastic annals, legal documents, and contracts
of all kinds were composed. When learning began to re-
vive, as was the case in northern and central France under
the influence of Charlemagne and later in the 11th century,
it was Latin literature which naturally received increaseci
attention, and the Latin language was more than ever
employed in writing. Slowly and gradually the Romanic
languages, especially those of France, came to occupy part
of the ground formerly occupied by Latin, but even after
the Middle Ages had passed away the parent tongue
retained no small portions of its original empire. Conse-
quently Romanic literatures in general (and this is especi-
ally true of Provencal as it does not extend beyond the
raediseval period) afford only an incomplete representation
of the intellectual development of each country. Those
literatures even which are most truly national, as laving
been subiected to no external influence, are only to a
limited extent capable of teaching us what the nation waa
They were, in short, created in the interests of the illitoiate
part of the people, and to a considerable d'sgree by those
who were themselves illiterate. But that does not make
them less interesting.
Origin. — It was in the 1 1th century, and at several places
in the extensive territory whose limits have been described
in the foregoing account of the Provencal language, .that
Provengal literature first made its appearance. It took
poetic form ; and its oldest monuments show a relative
perfection and a variety from which it may be concluded
that poetry had already received a considerable develop-
ment. The oldest poetic text, if the date and origin be
correctly determined, is said to be a Proven9al refrain
attached to a Latin poem recently published {Zeitschrift
fur deutsche Philologie, 1881, p. 335) from a Vatican MS.,
written, it is asserted, in the 10th century. But it is use-
less to linger over these few words, tlie text of which
seems corrupt, or at least has not yet been satisfactorily
interpreted. The honour of being the oldest literary
monument of the Provengal language must be assigned to
a fragment of two hundred and fifty-seven decasyllabic
verses preserved in an Orleans MS. and frequently edited
and annotated since it was first printed by Raynouard in
1817 in his Choix des poesies originales des Troubadours.
The writing of the MS. is of the first half of the 11th
century. The peculiarities of the language point to the
north of the Proven^^l region, probably Limousin or
Marche. It is the beginning of a poem in which the
unknown author, taking Boetius's treatise Be Consolaiione
Philosophiee as the groundwork of his composition, adopts
and develops its ideas and gives them a Christian cast of
which there is . no trace in the original. Thus from some
verses in which, Boetius contrasts his happy youth with
his afflicted olii age he draws a lengthy homily on the
necessity of laying up from early years a treasure of good
works. The poem is consequently a didactic piece com-
posed by a "clerk," knowing Latin. He doubtless preferred
the poetic form to prose because his illiterate contempor-
aries were accustomed to poetry in the vulgar tongue, and
because this form was better adapted to recitation ; ard
thus his work, while a product of erudition in as far as it
was an adaptation of a Latin treatise, shows that at tlie
time when it was composed a vernacular poetry was in
existence. A little later, at the close of the same century,
we have the poems of William IX., count of Poitiers, duke
of Guienne. They consist of eleven very diverse strophic
pieces, and were consequently meant to be sung. Several -
are love songs; one relates a bonne fortune m very gross
terms ; and the most important of all — the only one which
can be approximately dated, being composed at the time
when William was setting out for Spain to fight the
Saracens — expresses in touching and ofteij noble words
the writer's regret for the frivolity of his past life and the
apprehensions which oppressed him as he bade farewell,
perhaps for ever, to his country and his young son. We
also know from Ordericus Vitalis that William IX. had
composed various poems on the incidents of his ill-fated
expedition to the Holy Land in 1101. And it must
further be mentioned that in one of his pieces {Ben voil
que sapchon li plusor) he mp.kes a very clear allusion to a
kind of poetry which we know only by specimens of later
date, iho partimen, or, as it is called in France, i\i&jeu parti.
William IX. was born in 1071 and died in 1127. There
is no doubt that the most prolific period of his literary
.activity was his youth. On the other hand there is no
reason to believe that he created the type of poetry of
which he is to us the oldest representative. It is easy to
understand how his high social rank saved some of his
productions from oblivion whilst the poems of his pi«-
LIXISRATORE.]
PROVENCAL
873
decessors and contemporaries disappeared 'with the genera-
tions who heard and sang them ; and in the contrast in
form and subject between the Boetius poem and the
stanzas of William IX. we find evidence that by the 11th
century Provencal poetry was being rapidly developed in
various directions. Whence came this poetry t How and
by whose work was it formed 1 That it has no connexion
whatever with Latin poetry is generally admitted. There
is absolutely nothing in common either in form or ideas
between the last productions of classical Latinity, as they
appear in Sidonius ApoUinaris or Fortunatus, and the
'first poetic compositions in Romanic. The view which
seems to meet with general acceptance, though it has not
been distinctly formulated by any one, is that Romanic
poetry sprang out of a popular poetry quietly holding its
place from the Roman times, no specimein of which has
survived, — just as the Romanic languages are only con-
tinuations with local modifications of vulgar Latin. There
are both truth and error in this opinion. The question
isreally a very.complex one. First^as to the form : Romanic
versification, as it appears in the Boetius poem and the
verses of William IX,, and a little farther north in the
poem of the Passion and the Life of St Leger (10th or
11th century), has with all its variety some general and
permanent characteristics : it is rh^-med, and it is composed
of a definite number of syllables certain of which have the
syllabic accent. This form has evident affinity with the
rhythmic Latin versification, of which specimens exist from
the close of the Roman empire in ecclesiastical poetry.
The exact type of Romanic verse is not found, however,
in this ecclesiastical Latin poetry; the latter was not
popular, and it may be assumed that there was a popular
variety of rhythmic poetry from which Romanic verse is
derived.
Again, as regards the substance, the poetic material, we
find nothing in the earliest Provencal which is strictly
popular. Tlie extremely personal compositions- of William
rX have nothing in common with folklore. They are
subjective poetry addressed to a very limited and probably
rather aristocratic audience. The same may be said of
the Boetius poem, though it belongs to the quite different
species of edifying literature; at any rate it is not popular
poetry. Vernacular compositions seem to have been at
first produced for the Amusement, or in the case of religious
poetry for the edification, of that part of lay society which
had leisure and lands, and reckoned intellectual pastime
among the good things of life. Gradually this class,
intelligent, but with no Latin education, enlarged the circle
of its ideas. In the 12th century and still more in. the 13th,
historical works and popular treatises on contemporary
science were composed for its use in the only language it
understood; and vernacular. literature continued gradually
tc develop partly on original lines and partly by borrow-
ing from the literature of the "clerks." But in the 11th
century vernacular poetry was still rather limited, and has
hardly any higher object than the »musc;i\ent and edifica-
tion of the upper classes. An aristocratic poetry like the
oldest Provencal cannot bo the production of shepherds
and husbandmen; and there is no probability that it was
invented or even very notably improved by William IX.-
From what class of persons then did it proceed 1 Latin
chroniclers of the Middle Ages mention a.% joculares, jocula-
tores, men of a class not very highly esteemed whose pro-
fession consisted in amusing their audience either by what
we still call jugglers' tricks,, by exhibiting performing
animals, or by fecitationand song. They are called joglars
in Provencal, yo!<<7/erj! or joughors in French. A certain
Barnaldus, siy\eA jnglarius, appears as witness in 1058 to'
a charter of the chartulary of Saint Victor at Marseilles.
In HOG the act of foundation of a saha terra in Roucrguo
specifies that neither knight nor man-at-arms ^orjoculaior
is to reside in the village about to be created. These
individuab — successors of the mimi and the thymelici of
antiquity, who were professional amusers of the public —
wci;e the first authors of poetry in the vernacular both in
the south and in the north of France. To the upper
classes who welcomed them to their castles they supplied
that sort of entertainment now sought at the theatre or
in books of light literature. There were certain of them
who, leaving buffoonery to the ruder and less intelligent
members of the profession, devoted themselves to the
composition of pieces . intended for singing and conse-
quently in verse. In the north, where manners were not
so refined and where the taste for warlike adventure pre-
vailed, the jongleurs produped chansons de geste full of
tales of battle and combat. In the courts of the southern
nobles, where wealth was more abundant and a life of ease
and pleasure was consequently indulged in, they produced
love songs. There is probably a large amount of truth in
the remark made by Dante in chapter xxv. of his Vita
Nuova,' that the first to compose in the vulgar tongue did
so because he wished to be understood by a lady who
would have found it difficult to follow Latin verses.^ And
in fact there are love songs among the pieces by .William of
Poitiers ; and the same type preponderates among the
compositions of the troubadours who came immediately
after him. But it is worthy of note that in all this vast
body of love poetry there is no epithalamium nor any
address to a marriageable lady. _ The social conditions of
the south of France in the feudal period explain in great
measure the powerful development of this kind of poetr}',
and also its peculiar characteristics — the profound respect,
the extreme deference of the poet towards the lady whom
he addresses. Rich heiresses were married young, often
when hardly out of their girlhood, and most frequently
without their fancy being consulted. But they seem after
marriage to have enjoyed great liberty. Eager for plea-
sure and greedy of praise, the fair ladies of the castle
became the natural patronesses of the mesnie or household
of men-at-arms and jongleurs whom tiieir husbands main-
tained in their castles. Songs of love addressed to them
soon became an accepted and almost conventional form of
literature ; and, as in social position the authors were
generally far below those to whonl they directed their
amorous plaints, this kind of poetry was always distin-
guished by great reser\'e and an essentially respectful style.
From the beginning the sentiments, real or assumed, of
the poets are expressed in such a refined and guarded style
that some historians, overestimating the virtue of the
ladies of that time, have been misled to the belief that the
love of the troubadour for the mistress of his thoughts was
generally platonic and conventional.
The conditions undfer which Romanic poetry arose in the
south of France being thus determined as accurately as
the scarcity of documents allows, we now proceed to give
a survey of the various forms of Proven<;al literature,
chronological order being followed in each instance. By
this arrangement the wealth of each form will be better
displayed ; and, as it is rare in the south of Franco for the
same person to distinguish himself in more than one of
them, there will bo generally no occasion to introduce the
same author in different sections.
Podry <f the Troubadours. — Though he was certainly
not the creator of the lyric poetry of southern France,
William, count of Poitiers, by personally cultivating it gave
it a position of honour, and indirectly contributed in a
very powerful degree to insure its development and pre-
' " E lo prinio cho cotncncio a dire nicoroo poota volg»ro «1 mos.^n
peruclio voUo fnro intcnilcrc lo nue parolo a donna alia quale era mala-
gevijlo ad ininndcra i rcrsi latini.''
XIX. no
874
PROVENQAL
[UTEKATUKE.
servation. Shortly after him centres of poetic activity
make their appearance in various pla("is — first in Limousin
and Gascony. In the former province lived a viscount
of Ventadour, Eble, who during the second part of William
of Poitiers's life seems to have been brought into relation
with him, and according to a contemporary historian,
Geffrei, prior of Vigeois, erat valde gratiosus in cantUenis.
We possess none of his compositions ; but under hb influ-
ence Bernart of Ventadour was trained to poetry, who,
though only the son of one of the serving-men of the
castle, managed to gain the love of the lady of Venta-
dour, and, when on the discovery of their amonr he had
to depart elsewhere, received a gracious welcome from
Eleanor of Guienne, consort (from 1152).of Henry 11. of
England. Of Bemart's ' compositions we possess about
fifty songs of elegant simplicity, some of which may be
taken as the most perfect specimens of love poetry Pro-
ven5al literature has ever produced. Eernart must therefore
have been in repute before the middle of the 12 th century ;
and his poetic career extended well on towards its close.
At the same period, or probably a little earlier, flourished
Cercamon, a poet certainly inferior to Bernart, to judge
by the few pieces he has left us, but nevertheless of
genuine importance among the troubadours both because
of his early date and because definite information regard-
ing him has been preserved. He was a Gascon, and
composed, says his old biographer, "pastorals" according
to the ancient cvistom {pastorelas a la marsa aniiga).
This is the record of the appearance in the south of France
of a poetic form which ultimately acquired large develop-
ment. The period at which Cercamon lived is determined
by a piece where he alludes very clearly to the approaching
marriage of the king of .Fraijce, Louis VII., with Eleanor
of Guienne (1137). Among the earliest troubadours may
also be reckoned Marcabrun, a pupil of Cercamon's, from
whose pen we have about forty pieces, those with dates
ranging from 1135 to 1148 or thereabout. This poet has
great originality of thought and style. His songs, several
of which are historical, are free from the commonplaces of
their class, and contain curious strictures on the corruo-
tions of the time.
We cannot here do more than ennmerate the leading
troubadours and briefly indicate in what conditions their
poetry was developed and through what circumstances it
fell into decay and finally disappeared : — Peter of Auvergne
(Peire d'Alvernha), who in certain respects must be classed
with Marcabrun ; Arnaut Daniel, remarkable for his com-
plicated versification, the inventor of the ststina, a poetic
form for which Dante and Petrarch express an admiration
difficult for us to understand ; Arnolt of Mareuil (Arnaut
de Maroill), who, while less famous than Arnaut Daniel,
certainly surpasses him in elegant simplicity of form and
delieacy of sentiment; Bertran do Bom, now the most
generally known of all the troubadours on account of the
part he played both by his sword and his druentescs in the
struggle between Henry IL of England and his rebel sons;
Peire Vidal of Toulouse, a poet of varied inspiration, who
grew rich with gifts bestowed on him by the greatest
nobles of his time; Guiraut de Borneil, lo maestre dels
trobadors, and at any rate master in the art of the so-called
"close" style (trobar clus), though, he has also left us
Doems of charming simplicity; Gaucelm Faidit, from whom
we have a touching lament (planh) on the death of Richard
Coenr de Lion; Folquet of Marseilles, the most powerful
thinker among the poets of the south, who from- being a
troubadour became first a monk, then an abbot, and finally
bishop of Toulouse.
It is) aot without interest to- discover fromwhat class of
Bocietythe truubadours came. Many of them, there is no
doubt, had a very humble origin, Bernart of Ventadooi^
father was a servant, Peire Vidal's a maker of furred
garments, Perdigon's a fisher. Others belonged to the
bourgeoisie: Peire d'Alve.nha, for example, Peire Baimon
of Toulouse, Elias Fonsalada. More rarely we see traders'
sons becoming troubadours ; this was the case with Folquet
of Marseilles and Aimeric de Pegulhan. A great many
were clerics, or at least studied for the church, — for
instance, Arnaut of Mareuil,- Hugh of Saint Circq (Uc de
Saint Circ), Aimeric de Belenoi, Hugh Brunet, Peire
Cardinal ; some had even taken orders — the monk of
Montaudon, the monk Gaubert of Puicibot. Ecclesiastical
authority did not always tolerate ithis breath of discipline.
Gui d'Uissel, canon and troubadour, was obliged 'by the
injunction of the pontifical legate to give up his song-
making. One point is particulariy striking — the number
of nobles (usually poor knights whose incomes were in-
sufficient to support their rank) who became troubadours,
or even, by a greater descent, jongleurs — Baimon d»
Miraval, Pons de CapdoiU, Guillem Azemax, Cadenet,
Peirol, Eaimbaut de Vacqueiras,.and many mere. There
is no doubt they betook themselves to poetry not merely
for their own pleasure, but for the sake of the gifts to be
obtained from the nobles whose courts they frequented.
A very different position was occupied by such important
persons as Wiliiaim of Poitiers^ Eaimbaut of Orange, th«
viscount of Saint Antonin, William of Berga, and Blacatz,
who made poetry for their own amusement, but contributed
not a little, by thus becoming troubadours, to raise the
profession.
The profession itself was entirely dependent on the exist-
ence and prosperity of the feudal courts. The troubadours
could hardly expect to obtain a livelihood from any other
quarter than the generosity of the groat. It will conse-
quently be well to mention the more important at least of
those princes wh6 are known to have been patrons and
some of tiiem practisers of the poetic art. They are
arranged approximately in geographical order, and after
each are inserted the names of those troubadours with
whom they were connected.
France. — Eleanoe op GinE>n<% Bernart of Yentadoor (Venta-
dom) ; Hext.t Cuetmantle, son of Henry II. -of liugland, Bertran
de Bom ; Eichard Cceue de Lion, Arnaut Daniel, Peira Vidal,
Folquet of Marseilles, Gaucelm Faidit ; Emiexgakde or Naebonnb
(1143-1192), Bernart of Ventadour, Peire Kogier, Peire d'Alvernha ;
Eaimom v., count of Toulouse (Hi3-1194), Bernart of Ventadour,
Feire Kogier, Peire Eaimon, Hugh Brunet, Peire Vidal, Folquet
of Marseilles, Bernart of Durfort ; nAliiON VI., count of Toulouss
(119i-1222), Eaimon de Miiaval, Aimeric de Pegulhan, Aimeric do
Belenoi, Ademar lo Negre ; Auphokse II., count of Provence (1185-
1209), Elias de Barjols ; Kaimon Beresgee IV., count of Provence
(1209-1245), Sordel ; Baekal, viscount of MarseUles (died c. 1192),
Peire Vidal, Folquet of Marseilles ; William VIII., lord of Mont-
pellier (1172-12D4), Peire Eaimon, Arnaut jie Mareuil, Folquet of
MarseUlcs, Guiraut de Calanson, Aimeric deSarlat; Robeet, dauphin
of Anrergne (1169-1234), Peirol, Perdigon, Pierre de Maonsac,
Gaucelm Fflidit ; Guillatjme dv Bavs, prince of Orange (1182-,
121S), Eaimbaut de Vaequeiras, Perdigon; Savaeio de MAULfioK
(1200-1230), Gaucelm de Puicibot, Hugh of Saint Circq ; Blaoatz,
a Provenjal noble (1200 ?-1236), Cadenet, Jean d'Aubusson, Sordel,
Guillem Figueira ; Hekey I., count of Eodez (1208-12221),
Huffh of Saint Circq ; perhaps Htjqh IV., count of Eodez (1222?-
1274), and Hbney XL, count of Eodez (1274-1302),.QuirautEiqmer,
Folquet de Lunel, Serveri de Girone, Bertran Cartonel ; Nunyo
Sanchez, count of EoussiBon (died in 1241), Aimeric de Belenoi;
Beenaed IV., count of Astarae (1249-1291), Guiraut Eiquieii
Amanieu de Sesca&. . _ .
Spain.— AlvbovseIL, kingof Aragon (1162-1196), Peire Kogier,
Peire Eaimon, Peire Vidal,. Cadenet, Guiraut de Cabreira, Elias de
Barjols, the monk of Montaudon, Hugh Brunet; Peteb II., king
of Aragon (1196-1213), Eaimon de Miraval, Aimeric de Pegulhan,
Perdigon, Ademar loSegre, Hugh of Saint Circq; James I., King ol
Aragon (1213-1276), Peire Cardinal, Bernart Sicart de Maruejols,
Guiraut Eiquier, At de Mons ; Pexee III., king of Aragoi
(1276-1285), Paulet of Marseilles, Guiraut Riquier, Sen-en dt
Girone ; Alphonso IX.,'king of Leon (1138-1214), Peire Eogiei
Guiraut de BorneU, Aimeric de Pegulhan, Hugh of Saint Circq
AlPBONSO X.. king of CastUe 11252-1284), Bertran.de Iajwumh
/.ITEEATUEE.l
PROVENCAL
875
Bonifaci Calvo, Guiraut Riqnier, Folquet de Luncl, Arnaut Plages,
Bertran Carbonel.
Jlaly.—RoniFAeK II., marquis of Montferrat (1192-1207), Peire
Vidal, Raimbaut de Vacqueiras, Elias Cairel, Gaucelm Faidit(?);
Fbkuerick II., emperor (1216-1250), Jean d'Aubusson, Aimeric de
Fegtilhan, Guillera Figueira ; Aizo VI., marquis of Este (1196-
1212), Aimeric de Peguihan, Rambertin do Buvalel; Azzo VIII.,
marquis of Este (1215-1264), Aimeric do Pegulhan.
The first thing that strikes one in this list is that, while
the troubadours find protectors in Spain and Italy, they
do not seem to have been ■welcomed in French-speaking
countries. This, however, must not be taken too abso-
lutely. Provencal poetry was appreciated in the north of
France. There is reason to believe that when Constance,
daughter of one of the counts of Aries, was married in 998
to Robert, king of France, slie brought along with her
Provencal jongleurs. Poems by troubadours are quoted in
the French romances of the beginning of the 13th century;
some of them are transcribed in the old collections of
French songs, and the preacher Robert de Sorbon informs
us in a curious passage that one day a jongleur sang a
poem by Folquet of Marseilles at the court of the king of
France. But in any case it is easy to understand that,
the countries of the langue d'oui having a full developed
literature of their own suited to the taste of the people,
the troubadours generally preferred to go to regions where
they had less to fear in the way of competition.
The decline and fall of troubadour poetry was mainly due
to political causes.' When about the beginning of the 13th
century the Albigensian war had ruined a large number
of the nobles and reduced to lasting poverty a part of the
south of France, the profession of troubadour ceased to be
lucrative. It was then that many of those poets went to
spend their last days in the north of Spain and Italy, where
ProveuQal poetry had for rnore than one generation been
highly esteemed. Following their example, other poets who
were not natives of the south of France began to compose
in Provencal, and this fashion continued till, about the
middle of the 13th century, they gradually abandoned the
foreign tongue in northern Italy, and somewhat later in
Catalonia, and took to singiqg the same airs in the local
dialects. About the same time in the Provencal region
the flame of poetry had died out save in a few places —
Narbonne, Rodez, Foix, and Astarac — where it kept burn-
ing feebly for a little longer. In the 14th century com-
position in the language of the country was still practised ;
but the productions of this period are mainly works for
instruction and edification, translations from Latin or some-
limes even from French, with an occasional romance. As
for the poetry of_ the troubadours, it was dead for ever.
Form. — Originally the poems of. the troubadours were intended
to bo sung. The poet usually composed the music as well as the
words ; and in several cases ho owed his fame more to liis musical
than to his literary ability. Two manuscripts preserve specimens
of the music of tho troubadours; but, as tiio subject has not as
yet Ijcen investigated, we arc stilJ ignorant of one of the elements
}( their success. Tho following ore the principal poetic forms
■'■hich they employed. The oldest and most usual generic term is
vers, by whicli is understood any composition intended to bo sung,
no matter what the subject. At tho close of tlio 12tli century it
became customary to call all verso treating of love caneo, — tho
namo vers being then more generally resorved for |x)cm8 on other
themes. Tho sirvenlcse dilfers from tho vers and tho canso only
by its subject, bciiig for tho most part devoted to moral and
political topics. Peire Carilinal is celebrated for tho sirvmlcscs
he composed against tho clergy of his time. Tho ]iolitical poems
of Bortran do Born nro sinvrUcscs. Tlicre is reason to believe that
originally this word meant simply a poem composed by a sirvcnl
C^at. serviens) or man-at-arms. Tho sireenUsc Is very frequently
composed in tho form, sometimes ovon with the rhymes, of a popu-
1 / song, so that it might bo sung to tho same air. Tlio tcmon
i, \ debate between two interlocutor.^, each of whom has a Htinza in
ttrn. Tho yvrrtimcrt (Fr. jcujiarli) in aluo a poetic ilebate, but it
di fers from tho tcnsoii in so far that tho range of debato is
limited. In tho first stinza one of the partiirm proposes two
•Itematives ; tho other partner chooses one of tlicm ami defends
it, and tho opposite side remains to be defended by the original pro-
pounder. Often in a final couplet a judge or arbiter is aijpointed
to decide between the parties. This poetic game is mentioned by
William, count of Poitiers, at the end of the 11th century. Tho
pastcrcta, afterwards paslorda, is in general an account of the love
adventures of a knight with a shepherdess. All these classes have
one form capable of endless variations, five or morfEtauzas and one
or two envois. The dansa and balada, intended to mark the time
iu dancing, are pieces -with a refrain. The alba, which has alto a
refrain, is, as the name indicates, a waking or morning song at thr
•dawning of tho day. All those classes are in stanzas. The dcscort
is not thus divided, and consequently it must be set to music right
through. Its name is derived from the fact that, its component parts
not being equal, there is a kind of " discord " between them. It is
generally reserved for themes of love. Other kinds i5f lyric poonis,
sometimes with nothing new about them except the name, were
developed iu the sodth of France ; but those here mentioned ai«
the more important.
Narrative Poetry. — Although the strictly lyric poetry of the
troubadours forms the most original part of ProveiKpil literature,
it must not bo supposed that the remainder is of trilling import-
ance. Karrative poetry, especially, received in the south of France
a great development, and, thanks to recent discoveries, a consider-
ate body of it has already become known. Several classes must
bo distinguished : — the chanson dc gcste legendary or historic, the
romance of adventure, and the novel. Northern France remains
emphatically the native country of the chanson dc gcstc ; but,
although in the south different social conditions, a more delioati
taste, and a higher state of civilization prevented a similar pro-
fusion of tales of war and heroic deeds, Provcn9al literature has
some highly important specimens of this class. The first place
belongs to Qirart dc Roussillon, a poem of ten thousand verses, which
relates the struggles of Charles Martel with his powerfid vassal the
Burgundian Gerard of EoussUlon. It is a literary production of
rare excellence and of exceptional interest for tlio history of civiliza-
tion in tho 11th and 12th centuries. Gerard of Koussillon belongs
only within certain limits to the literature of southern France.
The recension which we possess appears to have been made on tho
borders of Limousin and Poitou ; but it is clearly no more than a
recast of an older poem no longer extant, probably cither of French
or at least Burgundian origin. To Limousin also seems to belong
tho poem of Aigar amd itaurin, (12th century), of which we have
unfortunately only a fragment so short that the subject cannot bo
clearly made out. Of less heroic character is the poem of Daurel
and Jkton (end of the 12th or beginning of the 13th century), con-
nected with the cycle of pliarlemagne, but by the romiantic charact«r
of the events more like a regular romance of adventure. We can-
not, however, form a complete judgment in regard to it, as tho
only lis. in which it has been preserved is defective at tlie close,
and that to an amount there is no means of ascertaining, ilidway
between legend and liistory may be classified thoProvom^l Chanson
of Aittioch, a fragment of which, 700 Torses in extent, has hern
recently recovered in Madrid and ptiblished in Arcidves de VOriciU
Latin, voL ii. To history proper belongs tho chanson of the
crusade agauist tho Albigensians, which, in its present state, is
composed of two poems one tacked to tho other : the first, contain-
ing the events from tho beginning of tho crusade till 1213, is tho
work of a certain William of Tudela, a moderate supporter of tho
cnisadcrs ; the second, from 1213 to 1218, is by a vehement opponent
of tho enterprise. The language and stylo of llic two parts are no
loss dillercnt than the opinions. Finally, about 12S0 a native of
Touloupo named Guillaumo Anelier composed, in the chanson de
gesto form, a poem on tho war carried on in Navarro by the French
lu 1276 and 1277. It is an historical work of little literary merit
All tlieso poems are, as chansons de gesto ought to be, in stanzas
of indelinito length, with a single rhyme. (Jcrard of linxusUlon,
Aigar and ifaurin, and IJanrcl and lieton are in verses of ten, tho
otlicra in versos of twelve syllables. Tho pceiiliarity of the Torsi-
fication in Gerard is that the panso in the lino occurs after the sixth
syllal>lo, and not, as ie U8unl, after the fourth. Like tho chanson
do goste, tho romance of .n! • • ■■ ' ■■' i--' •'■ ■ ■jcd in
the south ; but it is to be 1 I this
class must have jKriHlied, ' u' fact
that, with few oxceptions, the narmtivo {lOi'ius which havo come
down to UR are enrh known by « ilnpl" ninnnocript onlv. Wo
]>06ao«H bi: ■ - fconi-
jiosed in ( mg nl
Aragrm, jk,,..-. ....,.■ , .. ^ . , »i dt
la Hurra. Tlio first two ;i 1 with the Arthurian cycle
Javfri is an elegant and in 1 1; ; lilandin of Comuall the
dullest an<l most insipid oiiu can well imagine. Tho ronianco of
Ouillnnde la JiiirratvWRan unlikely story also found in Boccaccio'e
J^ecaiiicroH (2d Day, viii.). It is rather a poor i>oein ; but as a
contribution to lilerarj* history it h.is tlin advniit.igi' of being dated.
It was cnmpleteil in 131^, niiil is dodicali'd to a noble of l.nngitedoc
railed Sicnrt de Mnntaut. Connected witb the romance of advrn
turc ia tiic novel (in Provencal no»is, always in tho plural), which
876
PEOVtiNCAL
[LITEEiTUEJt
is originally an account of an event "newly" happened. The
novel must have been at first in the south what, as we see by the
Deeaineron, it was in Italy, a society pastime, — the wits in turn
relating anecdotes, true or imaginary, which they think likely to
•muse their auditors. But before long this kind of production was
treated in verse, the form adonted being that of the romances of
adventure — octosyllabic verses rhyming in pairs. Some of those
novels which have come down to us may be ranked ^ith the most
p'acefiil works in Proven9al literature ; two are from the pen of the
Catalan author Raimon Vidal de Besalu. One, the Castia-gilos
(the Chastisement of the Jealous Han), is a treatment, not easily
matched for elcgauce, of a frequently-handled theme — the story of
the husband who, in order to entrap his wife, takes the disguise of
the lover whom she is expecting and receives with satisfaction blows
Intended, as he thinks, for him whose part he is playing ; the other,
The Judgment of Love, is the recital of a question of the law of love,
departing considerably from the subjects usually treated in the
novels. Mention may also be made of the novel of The Parrot by
Arnaut de Carcassonne, in which the principal character is a parrot
of great eloquence and ability, who succeeds marvellously in
iccuring the success of the amorous enterprises of his master.
Novels came to be extended to the proportions of a long romance.
Flamenea, which belongs to the novel type, has stiU over eight
thousand verses, though the only MS. of it has lost some leaves
both at the beginning and at the end. This poem, composed in all
probability in 1234, is the story of a lady who by very ingenious
devices, not unlike those employed in the Miles Gloriosus of
Plautus, succeeds in eluding the vigilance of her jealous husband.
No analysis can bo given here of a work the action of which is so
highly complicated ; suffice it to remark that there is no book in
fciediseval literature which betokens so much quickness of intellect
and is so instructive in regard to the manners and usages of polite
•ociety in the 13th century. We know that novels were in great
favour in the south of France, altliough the specimens preserved
are not very numerous. Statements made by Francesco de Bar-
berino (early part of 14th century), and recently brought to light,
give us a glimpse of several works of this class which have been lost.
From the south of France the novel spread into Catalonia, where
we find in the 14th century a number -of novels in verse very
«imilar to the Provenfal ones, and into Italy, where in general the
prose form has been adopted.
Didactic and Rcligioiis Poetry. — Compositions -intended for
mstruction, correction, and edification wefe very numerous in the
touth of France as well as elsewhere, and, in spite of the enormous
losses sustained by Proveh9al literature, much of this kind still
remains. But it is seldom that such works have much originality
Off literary value. Originality was naturally absent, as the aim of
the writers was mainly to bring the teachings contained in Latin
works within the reach of lay hearers or readers. Literary value
was not of course excluded by the lack of originality, but by an
anfortunate chance the greater part of those who sought to instruct
or edify, and attempted to substitute moral works for secular pro-
ductions in favour with the people^ were persons of limited ability.
If, is ueedless to enumerate all the lives of saints, all the treatises of
popular theology and morals, all the books of devotion, all the pious
cmticles, composed in Proven9al during the Jliddle Ages. Enough
to recall the Boetius poem (unfortunately a mere fragment) already
mentioned as one of the oldest documents of the language, and
really a remarkable work. From the multitude of saints' lives we
may single out that of St Honorat of Lerins by Raimon Feraud
(about 1300), which is distinguished by variety and elegance of
versification, but is almost entirely a translatiorx from Latin.
Among poems strictly didactic one stands out by reason of its great
extent (nearly thirty-five thousand verses) and the somewhat
original conception of its scheme— the Breviari d'amor, a vast
encyclopedia, on a theological basi3,.composedbythe Minorite friar
Uatfre Ermengaut of Beziers between 1288 and 1300 or thereabout.
Drama. — Twenty years ago it might have been question.ed
whether dramatic representation was known in the south of France,
but within that time several short dramatic pieces have been pub-
lished or described ; and a considerable number of actual theatrical
representations have been found mentioned in the local records.
Everything of this kind that we know of belongs to the religious
drama, the oldest form in every mediaeval literature. The period
at which a purely secular theatre takes its rise in most miarters is
the 15th century ; and by that time there was hardly any Proven9al
literature left We possess in Proven9al mysteries of Saint Agnes,
of the Passion, of the Maririage of the Virgin, all belonging to the
elose of the 13th century or the first half of the 14th. In the 15th
lentury there is a fragment of a mystery of St James. Provence
properly so-called, especially the eastern portion of it, seems to
have been particularly fond of representations of this sort, to judge
by the entries in the local records. At the close of the 15th and
the beginning of the 16th century many mysteries were played in
*hat part of Dauphine which corresponds to the present depart-
ment of Hautes-AIpesi Five mysteries of this district, composed
lud phiyoJ somewhere about 1500 (the mysteries of St Eustace, of
St Andrew, of St Pons, cf Sts Peter and Paul, and of St Anthony
of Vienne), have come dowa to us, and are now (1885) being editecU
The influence of the contemporary French sacred drama may to
some extent be traced in them.
Prose — Prose composition in the south of France belongs to a
comparatively late stage of literary development ; and the same
remark applies to the other Romanic countries, particularly to
northern France, where prose hardly comes into fashion till the
13th century, the prose of thf preceding century being little else
than translations of the books of the Bible (especially the Psalter).
As early as the 12th century we find in the south sermons,
whose importance is more linguistic than literary. To the l?t!i
century belong certain lives of the troubadours intended to b«
prefixed to, and to explain, their poems. They were written befor»
1250, when the first anthologies of troubadour, poetry were con»-
piled ; and some of them are the work of the troubadour Hugli ol
Saint Circq. To the same period must be assigned Las Jiazos de
trobar of tho troubadour Raimon Vidal de Besalu (an elegant little
treatise touching on various points of grammar and the poetic art),
and also the Doiiatz Proensals of Hugh Faidit, a writer otherwis*
unknown, who drew up his. purely grammatical work at the request
of two natives of northern Italy. Of about the same date are two
translations of the New Testament, one of which, preserved, in MS.
at Lyons, seems to have been made for Albigensians. A remark'
able work, both in style and thought, is the Life of St Douceline,
who lived at the close of the 13th century near Marseilles, anil
founded an order of Beguines. In the 14th. century compositions
in prose grew more numerous. Some rare local chronicles may ba
mentioned, the most interesting being that of Mascaro, which
contains the annals of the town of Bfaiers from 1338 to 1390.
Theological treatises and pious legends translated from Latin and
French also increase in number. The leading prose work of this
period is the treatise on grammar, poetry, and rhetoric known by
the name ol Leys d Amors. It was composed in Toulouse, shortly
before 1350, by a group of scholars, and was intended to fix tha
rules of the language with a view to the promotion of a poetical
renaissance. For this purpose an academy was founded which
awarded prizes in the shape of flowers to the best compositions in
verse. We still possess the collection of the pieces crcHvned by this
academy during the 14th century, and a large part of the I5th
{Flors del gay saber). Unfortunately they are rather academic
than poetic . The Leys d Amors, which was to be the starting
point and rule of the new poetry, is the best production of this
abortive renaissance. The decay of Proven9al literature arrived
too soon to allow of a full development of prpse. The 14th and
15th centuries were in no respect a prosperous period for literature
in the south of France. In the 15th century people began to write
French both in verse and prose ; and from that time Provenjal
literature became a thing of the past.
Bibliography. — Fauriel, Histoire de la poesie proven^afe (Tarls, 1S16, 3 vols,
8vo), is quite Antiquated. Not only are three-fourths of the woika In Proven9al
poetry ignored, but the very idea of the book is vitiated by the author's system
(now abandoned), based on the supposition that in the south of France there waa
an immense epic literatui-e. The articles on the troubadours m the ffistoirt
Utu'rau-e de la France, by Ginguen^, E. David, Ac, miiat be consulted ^ilh
extreme caution. F. Diez's Die Poesie der Troubadour* (Zwickau, 1827, 8ro ;
new ed. by Bartsch, 1883) and his Leben und Werke der Troubadours (Zwickau,
1829, 8vo; new ed. ijy Bartsch. 18S2)ai-e of gi*eat excellence for the time at which
they appeai-ed. For the history of Pi'Oven^al Uterature In Spain, see Uila y
Fontanals. De los Irovadores en Espafia (Barcelona, 1861, 8vo) ; for Italy,
Cavedoni, Ricerche storiche intomo at Iroratori prorunra/i (Modena, 1844. 8vo);
A. Thomas, Francesco Barberino et la litterature proren^ale en Italie (Paris, 1883,
8vo); O. Schultz, "Die Lebensverhaltnisse der italienischen Trobadors," \nZeiis.
fur romanisc/ie Philologie (1883). For the bibliography consult especially Bartsch,
Orutuiriss zur Oeschichte der provenzaJischen Literatur (Elb'eifeld, 1872, 8vo).
For texts the reader maybe refeiTed to Raynouard, Choix de potsies originates d^
Troubadours (1816-21, 6 vols. 8vo), and Lexique romaii, ou diet, de la langue des
troubadours, of which vol. L (1838) is entirely taken up with texts ; and Rochegude,
Parnasse oceitaniai (Toulouse, 1819, 8vo). All the pieces published by Raynouard
and Rochegude have been reprinted without amendment by Mahn, Die Werke der
Troubaiiours in provenz. Sprache (Berlin, 8vo, vol. i. 1846, ii. 1855-<i4, liL 1880,
iv., containing an edition of the tioubadotu" Guiraut Riquier, 1884). Tha same
editor'a Oedichte der Troubadours (Berlin, 1856-73) Is a collection conspicuous
for its want of order and of accuracy (see Romania, ill. 303). Among editions of
Individual troubadoura may be mentioned — Peire VidaVs Lieder, by Kai-1 Bartscb
(Berlin, 1857, 12mo): Les derniers troubadours de la Protence, by Paul Meyer
(Palis, 1871, 8vo); Der Troubadour Jaufre Rudei, tein Leben und seine Werke,
by A. Summing (Kiel, 1873, 8vo); Bertran de Bom, sein Leben und seine Werke,
by A. Stimming (Halle, 1879, 8vo); Ouithem Figueira, ein protenzalischer
Troubadour, by E. Levy (Berlin, 1880, 8vo): Das Leben und die^ Lieder des
Troubadours Peire Rogier, by Carl Appel (Berlin, 1S32, 8vo) ; La vita e te cpere
del trovatore Amaldo Danielto, by U. A. flanello (Halle, 1883, 8vo). Among
editions of Provencal works of a miscellaneous kind are — Bartach, Denkmdler der
provenzaUseheil Literatur (Stuttgart, 1856, 8vo); H. Suchler, Denkmdler der pro-
venz. Literatur UTid Sprache (HaUe, 1833-85, 2 vols. Svo); Fr. Al-mifage, Sermons
du XII si^cle en vieux provenjal (Heilbronn, 1884, 12mo); Paul Meyer, La
Chanson de la Croisade contre les Atbigeois, (Paris, 1876-79, 2 vols. Svo); Id.,
Dauriel et Beton, Chanson de geste provenfale (Paris, 1880, 8vo); Id., Le Roman de
Flamenea (Paris, 1865, 8vo); E. Stengel, Die beiden dltesten provenzat. Oram-
matiken, lo Donatz proensals und las Razos de trobar (Marbuig, 1878, Svo);
Bartsch, Sancta Agnes, provenz. geistUches Schautpiel (Berlin, 1867, 8vo); Le
Breviari d'amor de Mat/re Ermengaud, published by the Archaeological Society of
Beziers (Beziers, 1862-80, 2 vols. Svo); A. L. Sardou, La Vida de Sant Honorat,
legende en vers proven^aux par Raymond Feraud (Nice [1875], 8vo). Document*
and disseitations on vai-ious pointg of Provencal literatuie will be found in almost
all the volumes of Romania (Paris, in progress since 1873, Svo), and the Revue dct
ian(7«Mroma»fs(MonlpelIier, in progress since ISTO. Svo). See also the ether iou»-
QaU devoteU iu Gcrmunj uu^ liu',/ to the Koinunic languages, iiaijim. (F. V
PROVENCE
877
PROVENCE {Provincia), a province of France lying to
the extreme south-east on the shores of the Mediterranean,
bounded on ' the W. by Languedoc, on the N. by Ven-
aissin and Dauphind, and on the E. by Italy. It now forms
the departments of Bouches-du-Rhone, Var, and Basses-
AJpes, with portions of Vaucluse and Alpes Maritimes.
It was divided into Upper Provence, containing the four
seneschalates of Forcalquier, Castellane, Sisteron Digne,
and the Valley of Barcelonnette ; and Lower Provence,
containing the eight seneschalates of Aix, Aries, Brignoles,
Grasse, Marseilles, Draguignan, Hyires, and Toulon. In
ancient as in modern times the most important city was
Marseilles (Massilia), a chief seat of trade for the Greek
merchants of the Mediterranean, who extended their power
along the coast and founded Agde, Antibes, Grasse, and
Nice. They afterwards called in the aid of the Romans
(125 B.C.) against the Ligurian inhabitants of the surround-
ing country, and the new-comers soon made themselves
masters of the territory which later formed the provinces
of Languedoc, Dauphin^, and Provence. The new pro-
vince, of which the capital was Aquis Sextice (Aix), was
called Provincia Gallica until the total conquest of Gaul,
when the name of the district was changed to Gallia
Narbonensis. In the 4th century of the Christian era,
when the greater part of Languedoc, or Narbonensis
Prima, had become subject to the Visigoths, and the
Burgundians had spread to the Viennois, Provincia came
to be applied only to the country lying between the Rhone,
the Durance, and the Alps which was still held by the
Romans. But they could not withstand for long the
advancing tide of barbarian power. Although the Visi-
gothic king Theodoric I. was defeated by Aetius before
Aries in 425 a.d., and their united armies in turn defeated
Attila in 451, yet Theodoric II. imposed the emperor
Avitus on tho Romans, and Euric by the capture of Aries
(480) made the Visigoths masters of Provence. Their
defeat at the battle of Bougie in 507 by f;iovis and
Gundibald, king of, the Burgundians, placed Provence at
the rnorcy of the latter, who ceded it in 511 to Theodoric,
king of the Ostrogoths, as guardian of the Visigothic king.
The powers so (gained were, however, resigned by his suc-
cessor Witiges in 536 to Theodebert, king of the Franks,
who had previously overthrown the Burgundian kingdom.
On the death of Clotaire I. (561) Provence was divided
between his sons Sigebert, king of Austrasia, and Gontran,
king of Burgundy, Marseilles falling to the former and
Aries to the latter. When Gontran died in 59 > the pro-
vince was united under his nephew Childebert, oaly to be
divided again by his sons and reunited under Clotaire II.
(613), until the sons of Dagobert, Sigebert II. and Clovis
II. (633) parted it between them. In 719 the Saracens
crossed the PjTcnees and made themselves masters of
almost all Septimania, or Languedoc, and in 739 they
joined with Maurontis, a Byzantine governor of Marseilles,
in his attempt to drive out the Franks. Fortunately for
Europe their forces were completely defeated by Charles
Martel, who again united Provence to the Prankish
kingdom. On the division of the Carlovingian empire in
843 Provence fell to Lothair, who left it with tho title
of king to his son Charles (855), at whose death without
issue in 863 it was seized by Charles the Bald. In 879
his brother-in-law Boson, a son-in-law of the emperor Louis
II., and governor of Vicnne, was elected king by tho synod
of Mantale, when his united provinces became known as
Cisjuran Burgundy. His son, Louis tho Blind, obtained
the crown of Italy (900), but was deposed by Hugo, who,
in his turn obtaining the Italian kingdom, ceded Provence
in 032 . to Rudolph II., king of Transjuran Burgundy.
TJie two Burgundies thus united received tho name of the
KTingdom of Aries, which lasted in a phantom form until
1032, but Provence was always governed by pnnces whose
powers gradually increased, until the county was changed
from a beneficiary to an hereditary fief. The line of bene-
ficiary counts begins with Boson I. (926), who was rein-
vested by Rudolph II. in 934. He -was succeeded by
Boson II. (948), whose son William I. (968) signalized his
reign by driving out from the stronghold of Fraxinet the
Moorish pirates who had seized it in 889, and thence
ravaged the neighbouring country. His brother Rothbold,
who held the fief until 1008, was followed by his nephew
William II., and, as the union of the kingdom of Aries
with the German empire was by this time almost nominal,
the counts of Provence claimed independence, and William's
sons, Geoffrey-Bertrand I. and William III., divided the
county in 1018 as an allodial fief. William III. died in
1053 and Geoffrey-Bertrand handed over to his nephews
the northern part, or the county of Forcalquier, he himself
retaining the main province to which his son »Bertrand II.
succeeded in 1063. At his death without issue in 1093
the county was ruled by his mother fitiennette, who was
followed (1100) by her daughter Gerberge, wife of Gilbert,
viscount of Milhaud and G^vaudan. Their daughter
Douce was married to Rayniond-Berenger, count of
Barcelona, of the house of Aragon, and Provence passed
to him in 1112. But his succession was not undisputed.
Raymond de S. Gilles, count of Toulouse and Venaissin, a
great-grandson of Rothbold, had about 1085 laid claim to
the county of Forcalquier, and his pretensions were pro-
bably partly admitted. The excitement of the crusades
put a stop to further action, and in 1096, accompanied by
Count Gilbert, he led the Provencal contingent, which
was, however, more distinguished for foraging than
fighting. On his death in 1105 his claims were revived
by his son Alfonso Jourdain, who succeeded in obtaining
from Raymond-B^renger an extension ' of the county of
Venaissin. Raymond-Bdrenger I. died in 1130, and was
succeeded by his son B(5renger-Raymond, whoso rights
were disputed by Raymond de Baux, husband of his
mother's sister Etiennette. In the war which ensued the
count was Idlled before Jlelgueil, leaving a young son,
Raymond-B&enger II. (1144), to the guardianship of
his uncle, Raymond-Bdrongcr of Aragon. The claims of
Raymond de Baux were renewed by his son Hugo, on
whoso defeat in 1162 the emperor Frederick I. gave his
niece Richilda in marriage to the young count, and
invested him with the fiefs of Provence and Forcalquier.
His only daughter Douce had been betrothed to the count
of Toulouse, who accordingly on the death of Raymond-
Beronger II. (1166) claimed the county, but was defeated
by Aljjhonso I. of Aragon, who invested his brother
Raymond-Berenger III., on whoso death in 1181 the
fief reverted to Alphon.so I. to pass to his son Alphonso II.
(1196). This prince died in 1209, and was succeeded by
his son Raymond-Bdrcnger IV., who, seeing that the great
cities were nests of intrigue for rivals to the throne, set
himself to destroy their independence. Through ail
changes of rulers the cities had kept their internal freedom
and old Roman self-government. Tho election of the
governing body had always remained in tho hands of the
citizens, but tho office of chief magistrate, after ceasing to
be filled by a nominee of tho Byzantine emperor, had be-
come vested either in certain families or in tho bishops.
In the 12th century measures of reform were imitated from
tho Italian republics, tho chief characteristic of which was
tho election for life of a stranger as chief magistrate or
podesti'l. Tho power of tho podcstJis was too great to be
broken at once, and, though tho Albigenses in Avignon
capitulated in 1226, and Nice, Gra.-^se, Toulon, and
^larscilles afterwards submitted to Raymond-BOrenger
IV., it was left to his son-in-law, Cuarles of A.njou (see
878
PKOVENCE
vol. V. pp. 422-23), to replace the podestis by governors
of his own nomination (1246). Charles died in 1285, leav-
ing the states of Anjou, Provence, and Naples to his son
Charles II., under whose rule peace and prosperity to some
extent revived. But the efforts of his son Kobert (1309)
in the cause of the Guelphs called for increased taxation,
and he left a troubled heritage to his granddaughter Joan
of Naples (1343). To avenge the murder of his brother
Andrew, the husband of Joan, at whose instigation the
crime had been committed, Louis of Hungary marched into
Italy (1^347), and made himself master of the kingdom of
Naples. Joan fled to Provence, and by timely conces-
sions to her people secured their favour in her efforts to
regain the Neapolitan crown. But money was needed ;
so Avignon, where the popes had resided since 1305,
was sold to Pope Clement VI., and Joan won back Naples.
An important part in the afiair was played by the Pro-
vengal estates, which consisted of the three houses of
clergy, nobility, and commons, and were supreme in all
financial matters, however absolute the counts might be
in other branches of government. This power of the
purse was jealously guarded, and the subsidies granted to
the prince were never considered as other than dons
ffratuiis, the name by which they were called even after
the union with France, when they became an annual tri-
bute. Owing to the right of repartition to definite objects
of the sums raised by taxation, the Provenqaux. were not
on the whole badly governed, for, though the estates had
only the right of petition for legislation, yet when the
need arose they could very effectually speak with the voice
of the whole people. The representation of the bulk of
the nation in the tiers-etat was particularly good, for the
deputies, who were paid, were returned not only by the
twenty-five country electorates, or vigiieries, but from
thirty-seven communes as well. The Enghsh constitution
may therefore be indebted to Provence for the important
step which was taken by the younger Simon de Montfort
in first summoning the representatives of cities and
boroughs to the parliament of 1265. The earliest re-
corded session of the estates was in 1146, and the meet-
ings continued at intervals until 1639, when they ceased
until 1787. The sessions not being annual, the powers of
the estates in ordinary matters were delegated to a general
assembly, composed of the archbishop of Aix, the pro-
cureurs joints, who were representatives of each of the
estates of the clergy and the nobility, and the whole of
the tiers-etat. This assembly gradually superseded the
estates until in 1639 it replaced them altogether. To meet
sadden emergencies there was a " great council," which
consisted of the archbishop and three consuls of Aix as
procureurs du pays, and the procureurs joints of the
three estates, under the presidency of the grand seneschal.
This officer was the representative of the counts in judicial
affairs, and during their absence from the country in
military matters also. His powers were not only adminis-
trative, but to a great extent legislative, and they were
therefore fated either to increase at the expense of the
sovereign or to be cut down by a firm ruler. Joan chose
the latter course, and deprived the grand seneschal of his
powers over the state domains, and his right to remove
judges and pardon capital crimes. And she not only
reduced his power but appointed an Italian to the office,
upon which the nation rose in revolt, and Louis of Anjou,
seizing the opportunity to press his claims to the throne,
led an army into Provence in 1368. The pretensions of
Louis were met by Joan's- offer to adopt him as her heir,
and on "her death in 1382 he succeeded to the county.
The reign of Louis I. was passed in the unsuccessful pur-
suit of his claims to the kingdom of Naples, and his son
Louis II. (1384) and grandson Louis IIL Q417) con-
tinued the same unprofitable contest. Rene (1434), a
brother of Louis III., was not less inclined to give up his
rights, which had revived in force from his adoption by
Joan II. of Naples, but, though fortune at first smiled on
him, he was at last forced to resign his claim in favour of
the house of Aragon. The count, or titular king, .was an
accomplished musician and a lover of literature and the
arts ; and, the latter part of his reign being on the whole
peaceful, he was able to give free play to his inclinations.
The artistic fame of his court has lasted to the present
day, but it was the interest which he took in his subjects'
material welfare, and his administration of wise laws,
which catised his people, to lament the death of Bene the
Grood. He died in 1480, and, leaving only a daughter
Margaret, the iU-fated wife of Henry VI. of England,
bequeathed the county to his nephew Charles of Maine.
Charles IIL died in the following year, making Louis XL
of France his heir, and in 1486 Charles VIII. by letters
patent reunited the county to the kingdom of France.
The union was confirmed by the estates with the full
approval of the people ; but the emperor was not inclined
to relinquish without a struggle his claims to overlordship,
and he found a willing tool in the constable, Charles of
Bourbon, who entered Provence at the head of the im-
perialist army in 1524. His adventure met with failure,
and the invasion by the emperor Charles V. himself in
1536 was equally unsuccessful. In 1501 Louis XIII.,
vrith the view of strengthening his own authority, replaced
the " conseil eminent," which in the time of the counts had
been the highest court of justice, by a-" parlement," consist-
ing at first of the grand seneschal, a president, and eleven
nominated councillors. The functions of the court were
strictly judicial, but before its aboKtion in 1790 it had
often assumed legislative rights, and consequently played
a conspicuous part in the civil wars of the ISth and 17th
centuries. The principles of the Keformation made »vhat
little progress they did in Provence from external rather
than internal causes, and the people themselves never took
kindly to doctrines- which in many ways assumed an
extremely bizarre and heretical form. The 13th century
had witnessed Simon de Montfort's crusade against the
Albigenses of Languedoc, and the ruin which heresy had
brought on that province cannot have given the prosper-
ous Provengaux any great love for new doctrines. The
Waldenses of the 16th century were therefore chiefly con-
fined to he mountainous districts, but the persecutions
ordered I • the parlement brought the horrors of civil war
on the w ole country. The extreme Catholics formed the
Holy League against the Protestants, and the two parties
were equally at enmity nath Henry UI., who tried to
please both without satisfying either. In time the royal-
ists and Protestants united under the name of Bigarrats,
but it was not until Henry IV. had come to the throne,
and Marseilles, the last stronghold of the League, had
submitted, that the worn-out country was again at peace.
Richelieu tried to increase the taxation of the people with-
out their consent, but the disorders of the Cascaveous
were the result, and a similar attempt by Mazarin in 1647
led to disturbances in connexion with the Fronde which
lasted until 1652. In 1 707, during the War of the Spanish
Succession, the army of the allies under Prince Eugene
invaded the province, and the horrors of war were followed
by those of the plague of 1720, when 100,000 persons
perished, Marseilles alone losing 50,000 out of a popula-
tion of 90,000. The dispute between the Jesuits and
Jansenists waxed warm about 1726, but the victory of vhe
former only preceded their suppression by Pope Clement
XIV. in 1773 in return for the cession of Avignon and
the county of Venaissin, which had tvrice changed hands
since their reunion with Provencn in 1 663. On the re-.
PRO — P R O
879
convocation of the estates in 17S7 the two upper houses
refused to bear their share of taxation, and in 1789, in
the states-general of the kingdom, Jlirabeau with his col-
leagues renounced the freedom and independence . of the
province. The division of Provence into departments in
1790 finally obliterated all traces of the ancient con-
stitution, but the people still preservs in the soft tones
of their lanyue (Toe an und3dng reminder of their former
independence. (h. b. b.)
PROVERBS, Book of.' The title of the book of Pro-
verbs is "The Proverbs of Solomon " (no^C '^CD, mis/ile
shelomoh, or more shortly mishit, for which Origen gives
the feminine form misloth, Eusob., H. £., vi. 25). The
title in the LXX. is a literal rendering of the Hebrew,
IIapo(/xu» ^a\(j)nu>vTo<;. In early times the book was
frequently referred to both among Jews and Christians
under the name of " Wisdom " or " The Wisdom that com-
prises all Virtues " (17 TrampeTos cro<j>!a, Clem. Rom, ch.
57). This name, however, was employed somewhat indis-
criminately, for not only Proverbs but also Ecclesiastes
and the apocryphal booli Ecclesiasticus and Wisdom were
also designated by it, and sometimes apparently the whole
third division of the canon (Lightfoot, Bpp. of S. Clement,
p. 164 sq.).
The book of Proverbs as it now lies before us consists of
a number of distinct parts.
1. We have, chap. i. 1-7 (or i. 1-6 ^ some think),
a general heading and preface, gi^•ing the title of the
book and the purposes to be served by its contents : —
"The Proverbs of Solomon, the son of David, king
of Israel. To know wisdonv and instruction . . . to give
subtlety to the simple, to the young man knowledge and
discretion . . . to understand a proverb and a figure, the
words of the wise and their dark sayings." This is
followed by the fundamental maxim of the Wisdom, " The
fear of the Lord is the beginning of. wisdom." The
question to what parts of the book this preface extends is
not easy to settle.
2. This general preface is followed by a lengthy pas-
sage, L 8-ix. 18, which consists, not of detached proverbs,
though a number of such proverbs are scattered through it,
but of connected discourses in praise of wisdom and the
benefits which she confers on those who embrace her. The
speaker is one of the wise, or a type of them, who ad-
dresses his. youthful pupil or friend as "my son," though
at several points wisdom herself is introduced speaking,
displaying her graces, offering herself to men, narrating
her history, and magnifying th« delights which they who
follow her enjoy, as well as painting in dark colours the
evils from which she preserves them. Attempts have been
made to divide the passage into distinct sections, but
without much success. Ewald counts three general
divisions, Bertheau seven, Hooykaas eleven, and Delitzsch
fifteen. The passage is in the main homogeneous, though
containing at more places than one elements which at first
sight might appear foreign (e.(/., vi. 1 sq.), and on the
■whole at least is the composition of a single author.
Several of its characteristics, such as the style, and par-
ticularly the personification of wisdom in chap. viii. and else-
where, one of the most remarkable and beautiful things in
Hebrew literature, indicate that the passage belongs to an
advanced stage of the Hebrew \visdom.
3. Then follo^v8 the largest section in the book, x. 1-
xxii. 16, with a new heading, "The Proverbs of Solomon."
This division consists of a number of verses — three hundred
and seventy-four, it is said — each of which contains a single
proverb or maxim in two lines, the only exception being
xii. 7, which has three lines, but this is probably due to
one member of a second verse having fallen out. The kind
of poetical parallelism most common in these verses is the
antithetig, of the type "A vnsa son makcth a glad father,
but a foolish son is the heaviness of his mother" (x. 1).
This type of jjarallelism i)revails almost exclusively in x.-xv.,
after which other types are more commonly introduced.
The proverbs in this collection are of a very miscellaneous
character, and are throvTi together without any classifica-
tion or regard to subject, though occasionally a few verses
are found to follow one another having reference to a
common topic.
4. After this comes a small collection consisting of two
parts which have been put together, xxii. 17-xxiv. 22 and
xxiv, 23-3-4. The author of the first collection informs his
son or disciple that what he addresses, to him is " words of
the wise " (xxii. 17) ; and the second small code is inscribed
"These also are by the wise" (xxiv. 23). The proverbs
in this collection sometimes make one verse, sometimes
two or three, and even occasionally run out to a short
proverbial discourse.
5. Then foUows an important collection, xxv.-xxix., with
the inscription, "These also are proverbs of Solomon,
which the men of Hezekiah, king of Judah, copied out "
(xxv. 1 ). The expression " copied out" (LXX. i^cypdxpavro),
lit. " transferred " or removed from one place to another,
implies that the men of Hezekiah made use of written
sources in forming their collection. The notice is of great
historical interest. Hezekiah, besides being a wise and
reforming king, had probably literary tastes ; he has the
reputation of having been a poet himself (Isa. xxxviii.);
and his " men '' were no doubt scholars and scribes about
his court, who shared in his tastes and pursuits, and undci
his direction used their opportunities to rescue froiii
oblivion the precious remains of the most ancient wisdom
by transferring them from the small collections in which
they lay hidden into a single and authorized code (cf.
2 Bangs xviii. 37). It may perhaps be considered some
corroboration of the genuine historical character of the
inscription that the collection begins with a number of
proverbs relating to kings. The maxims in this code,
particularly in xx\'.-xxvii., approach much nearer tS what
we should imagine the early popular proverb to have been
than many of those in the other large collection ; they are
simple, usually contain a comparison, and have none of
the abstractness which, characterizes many of the maxims
in x.-xxii. This may be regarded as u guarantee of their
great antiquity.
6. Two small pieces then foUow, evidently related to
one another, xxx. and xxxi. 1-9, — the former, with the
inscription, "The words of Agur, the son of Jakeh," and
the other with the heading, " The words of King Lemuel."
The inscriptions to these two pieces are very obscure.
In the' former the A, V. can hardly be correct. More
probably by a different division of words we should read
— " The words of Agur the son of Jakeh of JIassa. The
man said, I have wearied myself, O God, I have wearied
myself, O God, and am consumed ; for I am more brutish
than any man," ifec. The words are those of one who
has striven to comprehend God and found the task above
him (Ps. Ixxiii. 22). Possibly the above rendering re-
quires a slight correction in the text, alrcody made in the
Veneto-Grcek version, which renders "Jakeh the Mas.saito"
(Gen. xxiv. 14?). Similai-ly the. heading in xxxi. should
probably road — "The words of Lemuel king of JIassa,
wherewith his mother instructed him." It is uncortair
whether the names Agur and Lemuel be real or fictitious.
7. I'inally the book is closed by an alphabetical poem,
xxxi. 10-31, in praise of the virtuous (that is, the active
capable) woman.
The contents of these several sections are very various
and not easy to classify. The proverbialista occuiiy them-
selves with life in all its aspects. Sometimes they simply
880
PROVERBS
catch tie expression of men gooKi or bad, or photograph
their actions and thoughts ; more generally they pass a
verdict upon them, and exhort or instruct men in regard
to them. The proverbs differ from the shrewd or humorous
sa3angs which are so called in profane literature ; some of
them have a certain flavour of humour, but they are
mainly maxims touching practical life on its religious and
moral side. Such maxims cannot be regarded as wholly
or even in a very large degree the production of an
individual mind. A number of them may well be by
Solomon, and a greater number may belong to his age ;
but, though the stream of wisdom began to flow in his
day, its beginnings were then comparatively small ; as the
centuries advanced ,it gathered volume. In the book
which now exists we find gathered together the most
precious fruits of the wisdom in Israel during many
hundred years, and undoubtedly the later centuries were
richer, or at all events fuUer, in their contributions than
the earlier. The tradition, however, which connects
Solomon with the direction of mind known as the wisdom
cannot reasonably be set aside. The renown for wisdom
which this king enjoyed among his own people, and even,
though in a distorted and fantastic form, among the other
peoples of the East, must have rested on some real founda-
tion. No doubt reputations grow, and veneration mag-
nifies its hero sometimes in proportion to the indistinct-
ness of its real knowledge of him ; and objects seen in the
broad light of day are very insignificant compared with
the bulk which they assume when seen between us and the
light still lingering on the horizon of a day that has gone
down. But, making allowance for the exaggerations of
later times, we should leave history and tradition altogether
unexplained if we disallowed the claim of Solomon to have
exercised a creative influence upon the wisdom in Israel.
At the same time it is probable that this influence did not
lie in the application of new methods, much less in the
creation of a new direction of thought. The supposition
that Solomon was the inventor of the proverbial distich or
mashal, particularly of the antithetical' distich, or that he
was the first to use this in his sententious sayings on men
and life, and thus the father of didactic poetry among the
Hebrews, is a mere conjecture. The distich was employed
long before his day, and sententious maxims regarding life
and men long preceded him. Moreover the conjecture is
based on the very false assumption that the essence of the
wisdom lay in the form of expression rather than in the
matter, and that the curt, sharp, antithetical distich was
its proper characteristic and belonged to it from the
beginning. This assumption, made by Ewald, has been so
usually accepted by writers after him that . the polished
pointed antithesis has been elevated into a criterion of the
higher antiquity of those proverbs which possess it. Pro-
bably the opposite conclusion would be nearer the truth.
The form of these antithetical proverbs betrays art, long
use of the literary methods of the wise, and an approach
to technicality — things not to be expected in an early age.
The early mashal was probably simple, containing a figure
or comparison, as the name implies ; some truth of the Ufe
of mankind thrown into an image from nature, without
anything artificial or technical. Proverbs like " iron sharp-
eneth iron," or such fine similes as these — "a trampled
fountain and ajfouled spring is the rightefms man who hath
given way before the wicked," "a city that is broken down
and hath no wall is the mar^ whose spijit is without con-
trol" (xxv. 26, 28) — are the kind of proverbs which we
should look for in this earliest time, flolomon has a place
of renown in the wisdom, not because he imposed any
mannerism upon it, but because he firew a vigorous mind
into it. .He probably formed no class : the word " wise"
did not, from being an adjective .become a noun in his
aays. The nature of his wisdom is best illustrated by the
story of the two women with the living and the dead child
(1 Kings iii. 16-28). He possessed a keen insight into the
operations of human nature ; he knew the world and men
and life. Most likely also he possessed the power of giving
pointed expression to his shrewd and ready judgments;
and, as it is said that he spoke of beasts and fishes and
trees, he probably had an eye for the analogies between
humiin life and the external world. From his character
we should judge that his three thousand proverbs were not
all religious ; neither were his thousand and one songs all
hymas, or some of them would have been preserved to us
besides the two more than doubtful poems in the Psaltei
(Ps. Ixxii., cxxvii.). The theme of the wisdom was life,
and its aims were practical ; and, if the rise of the wisdom
be connected with the age of Solomon, that is due to the
fact that ufe in the civil sense began in this age, and its
principles could be discovered. Then the tribes were con-
solidated into one community, the state rose into existence,
the channels of commerce were opened, men entered into
various and complicated relations with one another, and
the principles which rule such relations revealed themselves
to the eye that was open to observe them
It is not quite easy to form definite conceptions of those
called the wise in Israel. They were certainly no heredi-
tary caste like the priests ; neither had they any distinct
call to a vocation like the prophets, although in later
times at least they were so well recognized that they could
be ranked with these two classes as influential in forming
men's opinions and guiding their actions (Jer. xviii. 18).
They were probably men who might be named elders, not
always because of their age, but because of their superior
sagacity ; men who, having at heart the welfare of the
state and particularly the moral soundness of the citizens,
sought to gain the ear of the young and inculcate upon
them the principles of right conduct. While the priests
were the clergy and lawyers in Israel, and the prophets
the statesmen, the wise were the moralists and educa-
tionists, whose operations touched the individual in all his
relations and duties. Their methods were probably simple
to begin with, and natural, without anything strictly
characteristic; they were moral "reprovers," or ordinary
" counsellors," and possibly at first their ethical maxims
were general, touching life as a whole. By and by they
surveyed life with a keener scrutiny and subjected it to a
sharper analysis, bringing their moral principles to bear on
its shades and sides and aspects, and applying these
principles with greater inwardness so as to strike not
merely at external conduct but at the disposition of the
mind. And, finally, under the influence of the universaliatic
ideas of God and providence suggested to the minds of
men in Israel by contact with the great empires of the
world and observation of their destinies, when the Jewish
state became involved in political movements as wide as
the known world, the wise were enabled to gather together
the manifold fragments into which they had analysed the
moral life of man and the operation of the providence of
God, and to perceive that they were all but elements in
one great divine system embracing all things, both the
world of nature and the destinies of men. To this great
scheme, which was but God fulfilling himself in many
ways, they gave the name of wisdom in the abstract ; it
was the counterpart of the divine mind, God's fellow and
architect in framing the world. This was the divine
wisdom ; human wisdom consisted both in intellectual
comprehension of it and in moral harmony with it, and
the first- could be reached only through the second : the
fear of the Lord is the beginning of wisdom. Illustrationa
of the wisdom in its earliest form may be seen in tha
collection xxv.-xxix., and in many proverbs in x.-xai.
jeKOVEKBS
881
(many examples of the period of most subtle analysis in tlio
last-named collection), wliile the period of synthesis and
■what comes near to be a science of wisdom is represented
in the passage i.-ix. Naturally along with this advance
in thought there appeared a corresponding advance in
the forms of expression in which the wisdom clothed
ftself : the wise acquired a method ; a particular spirit
began to animate their circles ; their phraseology showed
the impress of a particular mint, -and ultimately assumed
a form almost technical.
Perhaps some of the things which failed to attract the
attention of the wise are more suggestive than those
things with which they occupied themse' /es. Though
sacrifice, for example, be once or twice alluded to, no
importance is attached to the ritual system; the priest
is not once mentioned, and the external exercises of
worship appear to have little significance. But, what is
more remarkable, the wise man differs as much from the
prophet as he does from the lawgiver. All those ideas
around which prophecy revolves, such as the idea of the
kingdom of God, of a chosen people, of a Messiah or
future king of the house of David, and the like, are
entirely absent. The distinction between " Israel " and
Ihe " nations " has no place. The darling phraseology of
the prophets — "Israel," "Jacob," "Zion," " my people,"
" the latter day " — and the whole terminology of particu-
larism characleristic of prophecy and many even of the
Psalms nowhere occurs. The conflict between' the worship
of Jehovah and that of false gods, with which the pages of
prophetic writers are filled, does not receive even a- pass-
ing reference. Conclusions have been drawn from these
peculiarities which, though not unnatural, are scarcely
warranted. It has been inferred that the wise were men
whose way of thinking placed 'them outside of their dis-
pensation and in antagonism to the circle of beliefs
cherished in Israel and represented by the prophets and
other public teachers — in short, that they took up a
humanistic or naturalistic position. A position to which
the name naturalistic could be given is inconceivable in
Israel. There were no doubt men called wise who pursued
false directions (Jer. xviii. 18), as there were false prophets;
but there is nothing in the Proverbs to indicate any
antagonism between their authors and either priest or pro-
phet. On the contrary the passage iii. 9 — a solitary one
no doubt — " Honour the Lord with thy substance, and
with the first fruits of all thine increase," shows their
friendliness to the ritual. If they say on the other hand
that the sacrifice of the wicked is an abomination to the
Lord (xv. 8), and that by mercy and truth iniquity is
atoned for (xvi. 6), this is nothing but what the prophets
proclaim in a body, and means merely that obedience is
better than sacrifice and the moral higher than the ritual.
And even Sirach, a fervent supporter of priesthood and
sacrifice (Ecclus. vii. 29 srj.), enunciates the same doctrine:
"He that keepeth the law multiplieth offerings ; ho that
taketh heed to the commandments sacrificoth a peace-
oSering. To depart from wickedness is a thing pleasing
to the Lord, and to depart from unrighteousness is a pro-
pitiation " (Ecclus. XXXV. 1 sq.). And that the wise men
feel themselves within the circle of the revealed religion is
evident from their use of the name Jehovah, their frequent
references to the " law," that is, ioi-ah or revelation, the
"commandment," the "word," and the like; and such a
sentence as this, " Where there is no vision (prophetic
revelation, 1 Sam. iii. 1) the people cast off restraint"
(xxix. 18), shows no unfriendliness to the prophets. The
wise men had no quarrel with the institutions of Israel,
nor with the public teachers and their operations ; they
occupied themselves more, however, with the life of the
individual than the community, and sought to distil from
the particularistic thought in Israel principles ■which, both
in morals and religion, should be universal and applicable
wherever men lived.
Still this very universalism is a remarkable thing, and
a different attempt has been made to explain it. It has
been suggested that the ■n'isdom, though some beginnings
of it may have appeared during the prophetic period and
while the autonomy of Israel as a state continued, must
bo in the main elements of its literature a thing posterior
to the downfall of the state and the cessation of prophecy.
Only in this way it is thought is it possible to explain the
complete absence of all those ideas regarding Israel as a
people, its relation to the heathen, and its future destiny,
which fill the pages of the earlier literature. That inspira-
tion and exaltation of mind which marked the prophetic
age has disappeared and reflexion has taken its place.
Enthusiasm for the state has died out because the state
has perished, and is now represented by care for . the
individual. Prophecy has- fulfilled its mission ; it has
lodged its principles in men's minds ; it has seen itself
fulfilled in the overthrow of the kingdom, but the hour of
its triumph has been the hour of its death;. Now follows
the t'^je of reflexion upon the prophetic truths, when the
mind has accepted principles and risen through prophetic
teaching to universal conceptions of God and the ■world,
and an effort is made to apply them to the individual life.
In short the age of the wisdom is the period of the return
from exile, when Israel was no more a nation but a conv
munity of people, when it had no king of its own but
obeyed a foreigli ruler, and ■when prophecy speedily became
dumb, partly because its mission had been fulfilled and
l^artly because the chief condition of its exercise, the exists
ence of the state, was awanting. In this condition of
things the wise arose and exercised their functions ; they
do not allude to prophetic conceptions because, so far as
these concerned the people in its nationality, they had in
the meantime lost their meaning, and so far as they
belonged to the general region of religious and ethical
truth they had been accepted at least by the better minds
among the people, and it is the aim of the wise to per-
suade every individual in the community to receive them
and live by them. The ■O'iso indeed are the successors of
the prophets ; they inculcate the .same truths as they did,
but the s^abject whose ear they seek to gain is the
individual and no more the state.
Such a theory, should it come to be accepted, would carry
its compensations with it. It would fill with the liveliest
activity a period in the life of Israel where a silence almost
of death seems at present to reign. The centuries after
Malachi are a great blank ; if wo could suppose them filled
with the life and thought reflected in the charming
literature of the wisdom, they would yield in interest to no
period of the nation's history. And beyond doubt the
wisdom continued to flourish in tliis age, for Ecclesiastes
and later down the extra canonical wisdom of Sirach are
the fruits of it. If we consider Ecclcsidstes, however, wo
find that it is the proper successor to the book of Job; it
reflects the natural exhaustion of speculation on the great
mysteries of God and providence ■which could not but
follow the stormy conflict exhibited in Job. But in tho
two great collections of Solomonic proverbs such doubts
regarding providence do not at all appear, and even in the
other collections (except chap, xxx.) they are touched on
lightly. The Proverbs appear to signalize the stage of
Hebrew thought anterior to the book of Job. It may bo
said that Sirach does not debate such questions. This is
true, but the reason is that ho consciously declines to
entertain them, " Seek not things that are too hard for
thee"; "None shall say, what b thisi wherefore is thati"
(Ecclus. iii. 21, xxxix. IG), while to the proverbialistithey
XIX. — m
882
PROVERBS
do not occur. Again, it is doubtful if any period in the
history o£ Israel was marked by an absence of those
national aspirations and hopes so prominent in the pro-
phets ; and -if the wise do not allude to them it' is not
because the hopes were dead but because another direction
of thought absorbed them-. They are equally indifferent
to the claims of the law. But, at whatever time the Leviti-
cal legislation arose or was codified, it is certain that at no
period was it observed as it was after the restoration.
And yet there is no allusion to it in the Proverbs ; the
" law " referred to is not the ritual but the ethical law as
in the prophets ; it is the law of one's mother, of the wise,
of divine revelation in general, but never specifically that
of the priest. In Sirach on the contrary the wisdom her-
self is identified with " the law which Moses commanded
us for a heutage unto the assemblies of Jacob " (Ecclus.
xxiv. 23). The truth is that the wisdom is a direction of
thought differing from the main line of thought in Israel
at any time, and yet a direction which we should expect
and which we desiderate at all times. It is a force which
was disrupting the particularism of the Jehovah religion
from within just as the events of history shattered it from
without, and bringing to view its inherent universalism.
The prophets direct their attention mainly to the suite,
and they appear at irregular intervals. It is when the
lion roars that they give the alarm (Amos iii. 8). Their
voice is heard only when the tempest is rising, when some
crisis in the people's history is approaching. We can
hardly doubt that' the intervals were filled up by the
operations of men who pursued a calmer method, such as
the 'wise, who were the " reprovers " and monitors fre-
quently alluded to by the prophets themselves (Hos. iv.
4; Amos v. 10; Jer. xviii. 18). There is some danger of
pushing the principle of development to an extreme so as
under the influence of too ideal a conception of progress
to divide the. history and thought of Israel into sections
by drawing straight Hues across it, as Ezekiel in his vision
divided the holy land into rectangular belts. No people
moves forward on one line or in a mass. Alongside of
the maiti current of thought and progress there are always
minor currents running. And finally, while there are
many proverbs that from their nature can hardly be placed
in the period of the 'restoration, there are really none that
from their internal character require to be dated so low.
The proverb already quoted, "Where no vision is the
people cast off restraint" (xxiz. 18), must be contempor-
aneous with the prophetic period^ The other, " My son,
fear the Lord and the king " (xxiv. 21), would scarcely be
spoken later than the monarchy (</. 1 Kings xxi. 10).
Many of the references to kings are no doubt general,
though they are more natural under the native kingdom
than at any other period {e.g., xvi. 12, xx. 8) ; but such a
saying as this, " A divine sentence is on the lips of the
king, his mouth shall not transgress in judgment " (chap,
xvi. 10), seems to take us back to the more ancient days
in Israel when the king actually judged causes inperson.
And undoubtedly the national tradition at the time of the
composition of Job, as we see it reflected in the speeches
of that book, was that the moral wisdom was so ancient
as to be of immemorial antiquity.
The questions regarding the age of the individual collections
contained in the present book and the age of the book as a whole
are complicated.
1. It i^ an unfortunate thing that the headings cannot be
absolutely relied on. Such headings are often founded on tradi-
tion, or are merely suggestions of later editors or collectors. The
heading of the collection ixv.-xxix. , " These are also proverbs of
Solomon, which the men of Hezelciah copied out, " does not of course
date from the nien of Hezekiah, for the word "also" shows that it is
due to the editor who brought the collection into our present book,
ill which other proverbs of Solomon, viz., x.-xxii,' already stood.
There ia no reason, however, to doubt the historical accupicy of the
inscription. This collection is at least as old as the end of the 8th
century. At this period the proverbs contained in it were considered
and called Solomonic. This of course does not guarantee that every
proverb in the collection is by Solomon, though it guarantees the
antiquity of the maxims, for the individual proverbs in a collection
will always be older than the collection itself, and some of them
may be of great antiquity. The term "copied out" implies that
the men of Hezekiah confined themselves to written sources. We
have little knowledge how the wise conducted their operations.
Probably their instructions were in the main given orally. But
small collections of their sayings were occasionally made by them-
selves or by others. Several such collections were in existence io
Hezekiah's days, and his scribes gathered them into one book. The
usual extent of such small codes may be inferred from some of those
embodied in cur present book, e.g., xxii. 17-xxiv. 22, xxiv. 23-34,
and XXX. Thi."e is no probability that the term "copied out"
implies that the ..len of Hezekiah proceeded critically and made a
selection from a large mass of proverbs of such as they considered
Solomonic, neither can their collection have been a gleaning made
from a number of small codes after the large code x.-xxii. had
already been extracted from them. They can hardly have been
acquainted with x.-xxii., otherwise their code would not have
contained so hiany duplicates of maxims in that collection. It is
certainly not improbable that Hezekiah's collection forms the oldest
element in our book. Many of the proverbs contained in it have
the stamp of antiquity. It comprises almost all the proverbs that
we still use. Such sayings as iron sharpeneth iron," "as face
answereth to face in water," " the dog is returned to his vomit,"
" bray a fool in a mortar," phrases like " heap coals of fire upon his
head," "singing songs to a weary heart," "good news from a far
country," " the curse causeless," " a whip for the horse, and a bridli
for the ass, and a rod for the fool's back," are examples. Almosl
all the proverbs in xxv.-xxvii. contain a comparison^^and some are
of great beauty, as for example, "an earthen vessm glazed with
silver dross, so are fervent lips and a bad heart." TJie youngest
elements in this collection are found in x-tviiL-xxix., which ap-
proach nearer the abstract and analytic manner of many of the
nroverbs in x.-xxii.
2. The passage i. 8-ix. is in all likelihood by one author, though
some of the individual maxims contained iu it may have been
drawn from foreign sources. (comp. vi. 9 sq. with xxiv. 30 sq.), and
does not appear to be of very high antiquity. The general preface
extends at least to xxii. 16 ; but, while its author says, " The pro-
verbs of Solomon, son of David" (i. 1), a new inscription, "The
proverbs of Solomon," heads x. This implies that i.-ix. were not
considered Solomonic ; the proverbs properly so-called commenced
with the tenth chapter. Several things point towards a particular
age as that to which the passage tielongs. (1) The passage is pro-
bably prior to the book of Job, for the personification of wisdom seems
referred to in that book (xv. and xxviii. , though xxviii. may be later
than the main portions of the book). The age of Job is no doubt
uncertain, but ii can hardly be considered anterior to the exile, nor
yet much later. (2) The descriptions given of wisdom taking her
stand by the broadways and at the gates and addressing the throng-
ing crowds of men (i. , viii. ), as well as the picture of the strange
woman prowling in the streets at nightfall (vii. ), suggest that the
writer had the idea of a large and populous city present to his mind.
This could be no other than Jenisalem, and certainly Jerusalem before
its destruction. The- miserable city of the restoration could not
until many generations after the return have afforded materials for
the' ideal before the author's eye, for nearly a century after the first
exiles returned great part of it was still in ruins (Neh. vii. 4).
Though the author warns the youth of his day against disorderly
and violent men, his references to life suggest a condition of general
comfort and plenty. (3) On the other hand the personification of
the wisdom marks the highest point to which Hebrew thought on
the world rose, and cannot belong to an early age. It is scarcely
conceivable except at a time when the operations of the wise had
been long pursued. Wisdom, pausing in the work of expounding
providence and the laws of human happiness, which she had long
instinctively pursued with self-forgetful fascination in her task,
becomes self-conscious, and turning her eyes upon herself displays
her own graces and beauty before the sight of men. A philosophy
of wisdom has now been reached. These facts together point to a
time not very long anterior to the destruction of Jerusalem, possibly
about a century after the men of Hezekiah made their collection.
With this agrees the language of the piece, which, though generally
good, has several marks of a somewhat late age, e.g., the fre(lnent
formation of abstracts In -uth.
3. It is more difficult to form an opinion regarding the large code,
x-xxii. It has generally been considered the oldest coUect^n in
our book ; and without doubt many of the proverbs contained iu it
, may be old, as old as those in Hezekiah's collection, though othem
may be of more recent origin. From the nature of such general
TnnYimg there is little about them to suggest one age in preferenc*
to another. The grounds, however, on which these prover»»
have been considered the oldest in the book hardly support saalk
I
t* R O - P K O
883
a belief These grounds are partly the form of the proverbs and
Partly the nature of their contents compared xvith the other coUee-
& iu form the collection consists exclusive y of d.st.chs, and
nTa'rge pai^ of antithetical distichs. But, though the d.st.ch
mav be the oldest form of Tirovcrb, the inference can hard y be
drawn tht all distichs are" ancient ; the distich continued tl.e
BrevaUin" ype at all times, being still large y used by S.rach «d
FlWlTntwo are entitled to say is that some distichs are older than
:r , rove bt that have another form. But many of the antithoti-
ca dstSis for which a high antiquity is claimed a-e probab y
comnarat vely modern. Their literary style is too hnislied. and
e?a"orate lo poLss a hi^h antiquity. There is an abstractncss lu
them and an artificial balance of member against member and
W'atainst word which suggests high literarv culture and long
use of the arts of the prove?bialist. Further the extremely pro-
mfscuous nature of tho' collection, the repetitions in it, and the
freouent occurrence of proverbs which are but niodihcations of
S are poofs that 'it contains elements belonging to very
d ff «nt piriods. The conjecture that Solomon himself pu
foth any collection of his nroverbs has little to support it A
all evenw neither this whole collection nor any part of it m its
present ?hape can have come from the hand of one who was Ae
Ltbof of auy great number of the proverbs contained in it. JNor
can iL piesent confusion be sufficiently explained by supposing
with Ewald that an original ancient and orderly collection has
Tuffered mutilation and fallen into disorder through repeated
trai^criptTmi and strong interpolation. That collections of pro^
verb, w4re particularly liable to interpolatiou appears frona the
Septuagint, Vt the incoherence of our present code is such that it
m^t hive characterized it from the beginning. When we find one
proverb repeated verbally (xiv. r2 = xv.. 25 , a number of oth rs
Lving the first member identical but differing in the second, a. d
a^ain a number more differing in the first member but identical in
thHecond, we are led to inrer that many of the proverbs before
coming inti the collection had a long history of oral transmission
and cunency, during which they underwent great changes, that
like defaced coins they were thrown into the mint and came forth
with a new image and superscription to circulate again among
men, and that the code as a whole has been drawn largely from
oral sources. While many of the maxims in such a code may bo
very ancient, the collection as a whole may be pretty late. Judged
by contents, there is nothing in it that might not belong to tho
prophetic age or which would compel us to bring it in its present
form below the exile. Some references lu this collection e.?.,
those to kings, when compared with similar allusions in Hezekiah a
code, are thought to rcfiect an earlier and a happier tune. The
king is spoken of in a complimentary way, while la Hezekiah s
collection the evils of corrupt government are bewailed and the
misera conlribuc,is)>lcbs comes to the' front. But tho argument
that proverbs iu praise of a wise monarch "must have originated
under wise monarchs and conversely is not particularly strong ; it
tho men of Hezekiah had felt the force of it they wou d scarcely have
set a number of equivocal references to kings at tho head of a collec-
tion formed under the auspices of that exemplary monarch, llio
history of tho monarchy of Israel, both north and south, was suHi-
ciently chequered to give the people experience of every kind ol rul«^
Solomon himself was not a model prince, and nelt.^er in his nor Ins
successor's days were the people unfamiUar with oppressive exactions.
The references to rulers in all the collections are general reflexions
from which historical conclusions can hardly bo drawn ; in xix.
10 tho rise of a skvo to rule over princes is spoken ot, a tning
unknown in Israel ; and similar general allusions to rulers occur
both in Ecolesiastes and in Sirach (Ecclus. vil 4 sq.).
i There is nothing in tho contents of the email collections xxu.
17-xxiv. 34 to suggest a date lower than the oxilo {cf. xxiv Zl).
On the other hand the despair of attaining to th^ knowledge of God
expressed in ch. xxx. reminds us of Job xxviu. and Ecclosiastes
and tho passage may belong to tho post-exilo period. Tho warning
against adding to the words of God (xxx. 0) might also suggest tho
existence of canonical writings. The section is marked by pecu i-
arities of language and manner. If tho names Agur and Lemuel bo
real the passage might belong to a time when Israel and tho tribes
towards tlio south began to coalesce. The alphabetical poem witli
which tho book is closed is probably not early, though there is
littlo in it to suggest any precipe age. Ezek. xxvii. 17 compared
with xxxi. IC, 24 perhaps shows that in tho time of this prpphet
Judah did not yet engage iu tho kind of manufactures mentioned
in tho poem. , . . ■• -in
The general heading i. 1-7 must bo preface to at least i.-xxii. 10,
it may extend to xxiv.. or to xxix., or to tho end of t''" '''>°^-
Its relation to i. 8-ix. is of importance in reference to the date of
tho collection x.-ixu. On the one hand it is probable that Iho
1 The statement of Ewald that tho article is rarer in this collection
than in that of Hezekiah is not supported by tho fact.'< ; on tho other
hai- tho anticipativc Aramtnnn suffix, not found in XJ». sq., la com-
oii.ii lo tlio two other largo codea, i.-ix. and x. ixiL
preface comprises ver. 7, " The fear of the Lord is the beginning ol
wisdom." Some such general aphorism was necessary to clinch the
statement regarding the uses of the proverbial literature. On the
other hand the passage i. 8-ix. could scarcely have begun abruptly,
" Mv son &c " The general aphorism both closes the preface and
introduce's what follows. If this be the case the autlior of the
preface is also author of i. 8-ix., and undoubtedly the preface
agrees in style with these chapters. Ho is certainly a so the editor
of X -xxii. It is possible that he was also the collector of the
proverbs in this code. In any case this important collectioii would
be anterior to the exile, though it is not likely that the collection
was made long before the destruction of Jerusalem. The agree-
ment however, between the style of the preface and that of the
iirst nine chapters is supposed by others to be duo to imitation on
the part of the author of the preface. This is possible, though less
natural. On such a supposition, however, tho preface would bo
vouu^er in date than i. 8-ix., and the conclusion as to the age ot
X -xx°ii. would fall to the ground. This collection in that case
mifht be later than L-ix. and contain proverbs of the post-exile
period. The preface refers to "the words of tho wise, and it is
probable that it extends to xxiv. Whether the author of the pro-
face and editor of i.-xxiv. added also xxv.-xxix. is uncertain ; the
word "also" (xxv. 1) implies that this independent code was added
when x.-xxii. had already received a place in the general collection.
The Scptuagint version exhibits great variety of reading, and has
many additions and also remarkable omissions. The additions are
usually of little worth, though with exceptions, as the word not
in V 16 Critically the omissions are of more interest than the
insertions. This version transfers xxx. 1-14 to a place after xxiv.
22 ; then follows the remain^ei- of chap. xxiv. After this comes xxx.
15-^xxxi. 9, then the code xxv.-xxix., and finally xxxi. 10-31.
The obiects of this transposition are not apparent ; but the etlcc. ol
the changes here and elsewhere has been to obhtcrate all traces of
other than Solomonic authorship from the book, and possibly this
Lileralun:—imVortant commentaries are those of Schultens M. Stuart Kwald,
HltzirDemzsch, Bevtheau(i-x.7. /toii., Istcd.; 2d ed. by Nowack) Valuable
on the tcv is Lksaido, Anmerkmigcn zur Gricch. aeberseuw^do-Pvoverbien;
also Devserlnck /M( SchoUen (reprint from TI,eor. TiJJs., 1883.) Works on the
W^dom m-e-Bruch irfs/icils/Mrc der Hctracr ; Hooykaas e..<rt W«.s d-'--
L^ff^^i,rvandc"hhLd onder de Hebrein; Oehler, Orundzxl^c der Altai.
BBS especially the valuable scctr0.l.ln Kuonen s Hut. Krit. Ondcnocl. There b
a special treatise on xxx.-xx.'d. 9 oy Muhlm (*• "■ "■'
PROVIDENCE, a city of the United States, one of
the capitals of the State of Rhode Island (the other being
Newport), and the seat of justice of Providence county, is
sitii4d in 41° 49' 22" N. lat. and 71° 24' 48" W. long.,
Plan of Providence.
at the head of Narragansett Bay, on botu banks of Pro-
vidence River, and with Seokonk River on its eastern
boundary. A nearly circular sheet of water known os the
Cove lies in the heart of the city at tho junction of river
and estuaries. Tho total area of Providence is 14-76
square miles. On the cost side Uio ground rises to a
884
P R 0 — P R O
height of 204 feet, and on the west, where there is much
more of level surface, to 75 feet ; but both the sides and
summits of the hills are occupied by dwelling-houses.
To the south lies the Roger Williams Park (102 acres),
bequeathed to the city in 1871 by Betsy Williams, a
descendant of the founder of Providence. The best known
of all the public institutions is Brown University, whose
spacious buildings (University Hall, Manning Hall Hope
College, Rhode Island Hall, Sayles Memorial Hall, Slater
Hall, &c.) crown the heights on the east side of the river.
Originally founded at Warren in 1764 as Rhode Island
College, it was removed to Providence in 1770, but did not
obtain its present name (tiestowed in honour of Nicholas
Brown, one of its principal besefactors) till 1804. By
the terms of its charter 30 out of the 48 members of its
board of fellows and board of trustees'^ must be Baptists,
but the management is unsectarian. In 1884 there were
20 professors and instructors, and 248 students. The
library, kept in a fire-proof building, numbers 62,000
volumes. Besides the university, the city contains two
high-schools, the Friends' Yearly-Meeting Boarding-School
(1819), the Roman Catholic Academy of the Sacred Heart
of Jesus (1873), the Athenaeum (1836) with a library of
over 43,000 volumes, the Providence Public Library with
nearly 32,000 volumes, the Rhode Island Historical Society
(1822, present building 1844), the Franklin Society (1823)
for the furtherance of the natural sciences and mechanic
arts, and many other educational institutions. The Butler
Tiospital for the insane (1844-47), which takes its name
from Cyrus Butler, the principal subscriber, occupies
several handsome buildings on the west bank of Seekonk
river, capable of accommodating about 200 patients and
possessing 140 acres of ground. Dexter Asylum (1827)
for the poor, with 39 acres, the bequest of Mr Ebenezer
Knight Dexter, receives about 125 inmates; and the Rhode
Island Hospital '(1863-68), erected at a cost of $450,000,
has about 80 patients. Other institutions of a benevolent
character are a home for aged men, a home for aged
women, a Roman Catholic orphan asylum (1860), and
dispensaries. The State prison and county jail used to
stand on the north side of the Cove; but the State prison,
the workhouse, the house of correction, the almshouse, and
the State hospital for the insane are now clustered together
at the State farm in Cranston, about 3 miles from the city
line. The State house, which dates from 1762, is a plain
brick building; but the city-haU, erected about 1878-79, at
a cost of more than $1,000,000, is one of the finest buildings
of its kind in New England. In front of it is a soldiers'
and sailors' monument designed by Randolph Rogers and
erected (1871) by the State in memory of 1741 citizens
who fell in the civil war. Worthy of note also are the
county court-house (1877), the I'rovidence opera-house
(1871), the Butler Exchange (1872), the arcade (1828),
which runs 225 feet between Westminster and Weybosset
Street, with a width of 80 feet. Among the principal
churches are a new cathedral (1878-85), St Stephen's
Episcopal, the First Baptist, erected in 1775, and St
Joseph's and St Mary's Roman Catholic. At one time
Providence carried on a good trade with China and the
East Indies ; but its shipping interests, though still con-
siderable,! are now mainly absorbed by the coasting-trade,
and altogether it has become rather a manufacturing
than a commercial centre. In the production of gold
jewellery it is one of the leading cities in the United
States, and the Gorham silver factory alone employs 560
workmen. Cotton, wool, and iron are all worked up on
the most extensive scale into a vast variety of forms —
'■* The merchandise imported into the district of Providence was
Tttlued at ^587,800 in 1884, and the imports at S25,296 ; 59 vessels
e. 864 tons) entered from foreign porte, and 41 (6012 tons) cleared.
yarn, cahco, braids, laces, broad-cloth, -worsteds, steam-
engines, rifles, sewing machines, boilers, screws, hinges, &c.
Among the larger companies are the Providence Tool
Company (1500 workmen), the Corliss steam-engine works,
the Providence Steam-engine Company, the Allen Fire
Department Supply Company, Perry Davis's pain-killer
manufactory, &c. Altogether there are about one hundred
cotton mills and sixty wool mills. In 1880 the value ol
the cotton products was $2,250,273, of the wool products
and worsted goods $7,139,947, and of the iron castings,
machinery, &c., $4,757,401. "The growth of the city in
population is shown by the following figures-: —
1708 1,446 1810 10,071 1850 41,613
1730 3,916 1820 11,74.'! 1860 60,666
1774 4,321 1830 16,836 1870 68,904
1800 7,614 1840 23,172 1880 104,857
According to the registrar's returns the total for 1885
maybe estimated at 121,000. From 1855 to 1883 in-
clusive there has been an average of one birth in 36 •?7 of
the population, one person married in'44-21, and one
death in 5089. The value of real estate in 1883 was
$91,642,100; that of personal estate $30,854,400. The
municipal revenue was $3,417,593, the expenditure
$3,196,382, and the debt $8,142,223.
Providence ivas founded and named by ICogef \Villiams tlio
religious refornaer, who, having been expelled troin Massachusetts
in 1636, landed first at What Cheer Kock near the mouth ot
Seekonk river and settled some time after at the head of Providence
river, where he obtained a grant of ground from the Sachem
Canonicus. The town united with others in applying for and re.
ceiving a charter from the Parliamentary Government in 1643-44.
It was partially burned in King Philip's war in 1675. In 1788 De
Warville describes it as decayed. A south-easterly storm in Sep-
tember 1815 raised the water in the harbour 12 feet above the usual
spring-tide level and did great damage. The city charter dates
from 1832. (W. E. F.)
PROVINCE (provincia, etymology uncertain), in the
Roman sense, maj' be defined as the department or sphere
of duty assigned to one of the higher magistrates (the con-
suls and praetors).- But when, with the spread of the
Roman arms, the government of conquered countries grew
to be one of the most important duties of the higher
magistrates, the term province, from designating the govern-
ment of a conquered country as one particular dutjr of a
Roman magistrate, came to be used generally as a designa-
tion of the country itself. It is to province in the sense
of a subject territory lying outside of Italy and governed
by Roman magistrates that the following remarks will
apply. As distinguished from Italy, the provinces paid
tribute to Rome, for, at least from the time of the Gracchi,
it was a recognized constitutional principle that the pro-
vinces were the estates of the Roman people and were to
be managed for its benefit. Under the republic the con-
stitution of a province was drawn up by the victoriou.'?
Roman general assisted by ten commissioners appointed
by the senate from its own body, and the province was
henceforth governed on the lines laid down. in tKis con-
stitution or charter {kx provincix). For administrative
purposes the province was divided into districts, each with
its capital, the magistrates and council of which wer&
responsible foi: the collection of the district taxes. For
judicial purposes the province was divided into cir<;uita
{conventus), and in the chief town of. each circuit the
governor, of the province regularly held assizes.
. Cities taken by the sword were destroyed, and their
lands were turned into Roman domains and were let out
by the censors at Rome to private persons, who undertook
to pay a certain proportion of the produce. Royal domains,
such as , those of Syracuse, Macedonia, Pergaroffifti,
» Only those magistrates who had imperium (military power) had »
province. When the province of a quffistor is mentioned it refers t<
the province of the consul or prretor to whom the quastor w subor-
dinate. In famUier language any busijiess was called a province.
PROVINCE
885
Bithynia, and Cyrene, were also confiscated. On the other
hand cortiraunities which surrendered without offering an
obstinate resistance were usually allowed to retain their
personal freedom and private property, and their chief town
was left in 'the enjoyment of its territory and civil rights,
but all the lands were subjected to a tax, consisting either
of a payment in kind {vecligal) or of a fixed sum of money
(trihutum, slipendium), and in some cases a custom-duty
{portorium) was levied. It is to this latter class of com-
munities (the chntates vedlgalea or stipendiariss) that the
large majority of the provincial states belonged. In a
■ better position were those states whose freedom was
guaranteed by Rome on the ground of old alliances or
special loyalty. Their freedom was recognized either by a
treaty^ or by a decree of the Roman people or senate. As
a decree of the people or senate could at any time be
recalled, the position of the free states without a treaty
was more precarious than that of the treaty states {civitates
finderatx). The latter, though not allowed to meddle in
foreign politics, enjoyed a certain amount of internal
freedom, retained their lands, paid no taxes, and were bound
to render those services only which were expressly stipu-
lated for in the original treaty, such as furnishing ships and
troops, supplying corn at a certain price, and receiving
Roman officials and soldiers en route. Amongst these
treaty states were Massilia (Marseilles), Athens, Rhodes,
and Tyre. The privileges of the free but not treaty states
were somewhat similar, but, as stated, more precarious.
All political distinctions, save that between slave and
freeman, disappeared when Caracalla bestowed the Roman
franchise on the whole empire.
Provincial Diets. — Apart from the government by Roman
officials, every province appears to have had, at least under
the empire, a provincial assembly or diet of its own {con-
cUinm or comimme), and these diets are interesting as the
first attempts at representative assemblies. The diet
met annually, and was composed of deputies {legati) from
the provincial districts. It arranged for the celebration
of religious rites and games, especially (under the empire)
for the worship of the emperor, the neglect of which was
severely punished. The actual celebration was under the
conduct of the high priest of the province, a person of
much dignity and importance, perhaps the forerunner of
the Christian bishop. The diet also decreed the erection
of statues and monuments; it passed votes of thanks to the
outgoing governor, or forwarded complaints against him
to ]{ome; and it had the right of sending embassies direct
to the senate or the emperor.
The Provincial Governor. — The provinces were administered by
governors sent direct from Rome, who liekl oflice for a year. From
the formation of the first provinces in 227 B.C. down to the time
of Sulla (82 B.C.) the governors wei"e pra:tor3 (see PB.sroR) ; from
the time of Sulla to that of Augustus the pra;tors remained in
Rome during their year of olTicc, and at the end of it assumed the
government of a province with the title of proprietor. This applies,
liowever, only to provinces which were in a settled state and could
conseijuently be administered without a largo military force. A
province which was tlie seat of war, or was at least in a disturbed
state, was committed to the care cither of one of the consuls for
tlio year or of a commander specially appointed for the purpose with
tlie title of proconsul, who might be one of the consuls or the pre-
ceding or of a previous year, or else a former prKtor, or even, in
rare cases, n private individual who had held neither consulship
nor pro;torship. Thus the distinction between consular (or pro-
consular) and prictorial (or propra:torial) provinces varied from
year to year with the military exigencies of different parts of the
empire. At the close of the republic, however, we find oven such
a peaceful province as Asia administered by a proconsul. In the
earlier period of the republic the senate either before or after the
elections determiiied which provinces were to bo governed by con-
siUs and which by prictors, and after their election the consuls
orranged between themselves by lot or otherwise which of the
provinces nominated by the senate each should have, and similarly
^with tl;e jirietors. lint in order to guard against partiality th"
SemproniaTi law of 123 n.c. provided tiiat the senate should yearly
nominate the two consular provinces before the election of the
consuls, and that the consuls should after their election but before
their entry on office arrange between themselves which of the two
provinces each should have. The Pompcian law of 53 B.C. enacted
that no one should hold the governorship of a province till at least
five years after his consulshiji or praetorship. This law was repealed
by C'sesar after the battle of Pharsalia, but was re-enacted under
Augustus ; it severed the connexion which had previously existed
between an urban magistracy and the governorship of a province,
and turned the latter, from the mere prolongation of a Roman
magistracy, into an independent office. Like magistracies at Rome
a provincial governorship was regularly held for one year ; but,
unlike them, it could be prolonged, formerly by a vote of the
people, later ,by a decree of the senate. The Julian law of Csesar
(46 B.C.) enacted that the governorship of a consular province
should be held for two, that of a praetorian province for one year.
The necessary supplies of men and money were voted to the
governor by the senate. His staff consisted of one or more lieu-
tenants (legati), a quaestor, and numerous subordinates. The lieu-
tenants were nominated by the senate from men of senatorial raak ;
if they proved incompetent, the governor dismissed them ; if they
showed ability, he entrusted them with military or judicial
functions. As to the quaestor, see QujEstor. Besides these the
governor took with him from Rome a number of young men of the
upper classes to assist him in the government. These were
known as the companions (comilcs) or suite of the governor, some-
times, but incorrectly, as the praetorian cohort (see Pr.etohiaj(S).'
These members of his suite were chosen by the governor himself,
who was responsible for them, but they were maintained at the
expense of the state, and under the empire received regular pay.
In addition there was a crowd of beadles, clerks, couriers, cners,
doctors, dragomans, &e., not to speak of freedmen -atrd slaves for
the personal service of the governor. Under the republic the
governor was not allowed to take his wife with him to his province ;
under the empire he might do so, but he was answerable for her
conduct Before setting out for his province the governor, clad
in the purple military robe of his office, offered sacrifice on the
Capitol ; then immediately after receiving the imperium or military
command he marched out of the city (for the imperium could only
bo exercised outside of Rome and was forfeited by staying in the
city), preceded by his sergeants (lictores), and accompanied by his
suite. He was bound to travel direct to his province ; the means
of transport were supplied partly by the state, partly by the pro-
vinces through which ho travelled. His year of office began from
the day he set foot in liis province, but the time of arrival varied
with the length and difficulty of the route. Jn the hands of the
governor all powers military and civil were united. He commanded
-all the troops in the province, and had power to raise levies of
Roman citizens as well as of provincials, and to make requisitions
of war material. He possessed both criminal and civil jurisdiction ;
as criminal judge he had the power of life and death, and from his
sentence none but Roman citizens could appeal ; as civil judge he
was guided partly bj-the charter of the province [lex provincim),
partly by the edict which it was customary for him to issue before
his entrance on office (compare Pr^tok), partly by the original
laws of the country so far as their validity was acknowledged by the
charter or by the governor's own edict. Under the empire Gams
wrote a commentary on the provincial edict, and it is usually
supposed that this was a general edict drawn up for use in all the
provinces and superseding all separate edicts for the different pro-
vinces. Jlommscn, however, is of opinion that Gaius only com-
mented on the edict of a particular province.
Condition of the Provinces under the Repuhlic. — Under the
republic the Roman people regarded the provinces as so many
estates from which they were to derive revenue. The wcol or woe
of the provincials was of no moment, but the development of the
material resources of the provinces was of great moment. Hence
agriculture and commerce were encouraged, settlements wore
made, roads and equeducts were constructed ; in sliort, the Roman
aimed at exploiting his empire by a system of prudent economy as
far as possible removed from the blind rapacity which has turned
the empire of the Turk from a garden into a wilderness. But the
Roman governors were too apt to look on their provinces as their
own peculiar prey ; they had usually bought their way to office at
vast expense, anil they now sought in the provinces the means of
reimbursing themselves for the expenditure they had incurred at
Rome. The annual change of governor w.as thus a frightful
calamity to the provincials, for every year brought a repetition of
the same extravagant demands to bo mot by the same or, as the
province became exhausted, still lieavier sacrifices. Redress »»»
to be had originally by a complaint to the senate ; after 149 B.C.
there was a regular court estaulished at Rome for the trial of cues
of oppression (repetundw) by provincial governors. But, oven
when after much trouble and expense the provincials had arraigned
their o]>pvcssor, it was difficult to secure his condemnation at the
hands of juries composed (pj they usually were) of men who h^ a
fellow-feeling for the olfcndei because they had themselves coth-
886
r u o — p R o
iiiittcJ or hoped for means ot committing similar oflences. BesiJes |
■ the governor, two classes of harpies joined in wringing the "Uter- i
most farthing from the unhappy provincials. These were the
publicans or farmers of the taxes, aud the money-lenders {negoLi-
alores), who supplied a temporary accommodation at ruinous rates
of interest. Botii these classes were reeruited from the ranks of
the Koman knights, and, since from the legislation of Caius
Gracchus (122 B.C.) the juiies were drawn at first exclusively and
after Sulla's time (81 B.C.) partially from the knightly order, the
provincial governor could not check the excesses of those blood-
sucker's without risking a condemnation at the hands of their
bretliren. Accordingly he generally made common cause mth
them, backing their exactions when needful by military force.
The' Provinces under Die Empire. — Under the empire the pro-
vinces fared much better. The monarchy tended to obliterate the
distinction between Romans and provincials by reducing both to a
common level of subjection to the emperor, who meted out equal
justice to all hb subjects. The first centuries of our era were pro-
bably for some of the countries included in the Roman empire the
happiest in their history ; Gibbon indeed fixed on the period from
the death of Domitian to the accession of Commodus (96-180 A.D.)
as the happiest age of the world.
Augustus, in 27 B.C., divided the provinces into imperial aud
senatorial. Those which, from their proximity to the frontier or
the turbulance of their population, required the presence of an
•rniy were placed under the direct control of the emperor ; those
wliich needed no troops were left to be administered by the senate.
(1) The senatorl*! provinces were ruled by an annual governor as
under the republic. Of these provinces Augustus ordained that
Africa aud Asia should be consular, the rest prsetorian ; but
all the governors of the senatorial provinces were now called
procoiisuls. Their powers and dignities were much the same
as they had been under the republic, except that they had
now no troops, or only a handful to maintain order. (2)
The imperial provinces were governed by imperial lieutenants
(legali Cmsaris), who were nominated by the emperor and held
office at his pleasure ; all of them had the power of the sword
{jus gladii). For the administration of the finances these lieu-
tenants had procurators under them, while the governors of the
senatorial jirovinces continued to have queestors as under the
republic. Another class of imperial provinces consisted of those
which from the physical nature of the C9untry (as the AJpina
districts) or the backward state of civilization (as Mauretania aud
Thrace) or the stubborn character of the people (as Judsea and
Egypt) were not adapted to receive a regular provincial constitu-
tion. These were regarded as domains of the emperor, and were
managed by a' procurator (in the case of Egypt by a praefect, see
Prefect) nominated by and responsible to the emperor.
Under the empire all provincial governors received & fixed
salary. Complaints against them were brought before the senate,
and the accusers were allowed a senator to act as their advocate,
Tlie lengthened periods during which the governors, at least in the
imperial provinces, held office, together with the oversight exer-
tiaed by the emperor, alleviated materially the position of the
provincials under the empire. In order to keep himself well
lafoimed of what was passing in the empire, Augustus established
K (.ost whereby official despatches were forwarded by couriers and
ofBcial persons were conveyed by coaches. The post, however,
was only for the use of the Government ; no private person was
allowed, unless by an exceptional concession, to avail himself of,
it. (J. G. FR.)
PROVINS, a town of France, at the head of an arron-
dissement of the department of Seine-et-Mame, at the
Junction of the Dfirtain with the Voukie (an affluent of
Uie Seine), 59 miles south-east of Paris by a branch rail-
way which rejoins the main line from Paris to Belfort at'
LongaeviUe (4 miles from Provins). While the town
derives a certain reputation from its mineral waters (which
contain iron, lime, and carbonic acid, and are used for
bathing and drinking), and is also known from its trade
i.n roses (incorrectly called Provence roses) for certain
minor industries (such as the making of " conserves " and
colouring bonbons), a far higher interest attaches to it as
a place which during the Middle Ages enjoyed great pros-
perity and still preserves, in proof of its former import"
ance, a number of historical monuments. There still
remains a great part of the 13th-century line of fortifica-
tions, which makes a circuit of about 4 miles, encloses au
area of about 300 acres, is strengthened at intervals by
towers, generally round, and now, being bordered with fine
trees, forms the principal promenade of the town. The
large tower, situated within this line and variously known
as the king's, Caesar's, or the prisoners' tower, is one of
the most curious of the 12th-century keeps no* extant
The base is surrounded by a thick mound of masonry
added by the English in the 15th century when they were
masters of the town. The tower serves as steeple to the
church of St Quiriace, which, dating its foundation from
the 12th century, presents some exquisite features and
preserves among its treasures the pontifical ornaments of
St Edmund of Canterbury. The palace of the counts o<
Champagne, some fragments of which also belong to the
12th century, is occupied by the communal college. The
old tithe-barn is a strange erection of the 13th century
with noteworthy fireplaces, windows, and vaulting. Vari-
ous portions of the church of St Ayoul date from the
11th, 13th, 14th, and 16th centuries respectively; but
it is in a state of great dilapidation, and part of it is
used as a fodder-store. Ste Croix belongs partially to
the 13th century. On Mont Ste Catherine opposito
Provins the general hospital occupies the site of an old
convent of St Clare, of which there remains a cloister of
the 13th century. The population of the town in 1881
was 6949.
Provins begins to figure in history in the 9th century. Passing
from the counts of Vermandois to the counts of Champagne it
rapidly attained a high degree of prosperity. Its fairs, attended
by traders from all parts of Europe, were ef as much account a»
those of Beaucaire. They were held twice a year, in spring and
autumn, and fixed the price of provisions for the intervening taontha.
In the 13th century the population of the -town is said to hav*
reached 60,000 ; but the plague of 1348 and the famine of 1^49
proved exceedingly disastrous. The War of the Hundred YeaT%
during which Provins was captured and recaptured, completed tht
ruin of the unfortunate town. During the religious wars it sided
with the Catholic party and the League, and Henry IV. obtained
possession of it in 1592 only after thirteen days' siege.
See Felix Bourquelot, Hittoire di Provins, 2 vob., 1840.
PROVOST. See Boeough and Munioipautt, aho
Cathedral and UNiVERSiTiEa.
PEOXy, See Peocioe.
IND OF TOLUMB NINETEENTH.
For Reference
Not to be taken from this room
STACK
D 000 379 216
I